ICharlestown Venture PartnersSeedEarlyLife Sciences & Healthcare

100 Inman St.CambridgeMA02139617-441-6700

Charlestown Venture Partners is a private venture firm based in Cambridge, MA. The firm starts up companies in the life sciences in an incubator facility and actively participates in their management. The firm's Principal, Edward O'Lear, has nurtured four successful start-ups including Cancer Genetics and Advanced Microbial Solutions Corp.Portfolio companies include:Phylonixhttp://phylonix.com/Investment Team:Edward O'Lear, Principaled.olear@phylonix.comFIChestnut Capital, LLCSeedEarlyEnergy & Clean Tech

294 Chestnut StreetWest NewtonMA02465617-512-7800617-527-5608

David Marcus is the managing partner of Chestnut Capital, which is a partner, investor, or shareholder in several wind energy developers, including Ridgeline, Midwest Renewable, NedPower, Greenlight, Wind-works, Foresight, and the Clean Power Income Fund. A number of these entities have since been sold to larger European power companies including Shell, Iberdrola, and BP. Chestnut has also invested in several wind energy, green energy, and clean tech entities, including Princeton Power, Fallbrook Technologies, Seahorse Power, Protonex, Metabolix, GreenFuel, Wilson TurboPower, Verdant Power, Aircuity, American Biomass, Cellfor, Lux Research, GrainPro, and Geo2. Chestnut is also an LP in the Mass Green Energy Fund and four energy funds at Carlyle/Riverstone. David Marcus is CEO and Director of General Compression, a private company dedicated to providing Dispatchable Wind: clean, renewable wind energy, delivered on demand. Portfolio companies include:Princeton Powerhttp://www.princetonpower.com/Fallbrook Technologieshttp://www.fallbrooktech.com/Seahorse Powerhttp://bigbellysolar.com/Protonexhttp://www.protonex.com/Investment Team:David Marcus, Managing PartnerMBChestnut PartnersEarlyInformation Technology

1 Financial Ctr., 28th FloorBostonMA02111617-832-8600617-832-8610

Chestnut Partners is a private merchant bank serving public and private corporate clients throughout the U.S. Founded by Albert A. Holman, III in 1995, Chestnut Partners specializes in providing financial advice relating to start-up consulting, private debt and equity capital formation, mergers and acquisitions, initial public offering advisory services, financial consulting and merchant banking activities. Since December 1995, the firm has acted as financial advisor for its clients in raising more than $300 million. Through Chestnut Securities, Inc., the firm acts as a registered broker-dealer in the private placement of equity and debt securities and in certain financial advisory transactions.Portfolio companies include:Propagate Networkshttp://www.propagatenetworks.com/Cerylionhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=1219339Africana.comhttp://www.africanaencyclopedia.com/Investment Team:Albert A. Holman, III, Managing Partner and FounderICollaborative Seed & Growth Partners, LLPSeedEarlyInformation TechnologyLife Sciences & Healthcare

1340 Centre Street, Suite 207 Newton CenterMA02459-2499617-969-3066

Collaborative Seed & Growth is an organization which serves as a catalyst for the success of technology based start-up and early growth stage businesses. Walter Winshall, a Principal in the enterprise, previously co-founded SilverPlatter International, NV, a privately-owned provider of reference information to academic and research institutions, and currently serves as Chairman. Portfolio companies include:Pintex Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2042602Fact Cityhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=103707Xpogenhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2395519ECI Biotechhttp://www.ecibiotech.com/Investment Team:Walter A. Winshall, PrincipalDana Edelman, Managing DirectorIGolden Triangle Enterprise Centerwww.gtec.orgSeedEarlyInformation TechnologySoftware & InternetEnergy & Clean Tech

1 Research Boulevard, Suite 201StarkvilleMS39759662-323-3322662-320-3999

The Golden Triangle Enterprise Center is a high technology incubator program located in the Mississippi Research and Technology Park in Starkville, Mississippi. The GTEC incubator was established in September 1996 to assist new high technology companies in overcoming the hardships of starting a new business. As a model for high technology incubators in the state of Mississippi, GTEC attracts entrepreneurs with its proximity to Mississippi State University and its small town atmosphere. Currently the Golden Triangle Enterprise Center is home to software development, geographical information system, web page design and service, graphic design, and design simulation companies. GTEC seeks to foster entrepreneurial activities by providing low-overhead facilities, educational opportunities, and a comprehensive suite of technological business services to new and emerging companies through a network of regional incubators located in but not limited to Attala, Clay, Lowndes, Oktibbeha and Winston counties with the hub incubator located in Starkville, MS.Participating companies include:MapSAT GIShttp://en.wikipedia.org/wiki/Geographic_information_systemSemiSouth Laboratorieshttp://semisouth.com/Management Team: Clifton Fowler, ChairmanKathy Brown, Vice-ChairmanVCCW Groupwww.cwventures.com New YorkSeedEarlyLife Sciences & HealthcareMedical Device

1041 Third AvenueNew YorkNY10021212-308-5266212-644-0354

CW Group is a leading manager of medical venture capital funds focused on seed and early stage healthcare investing. CCW Group invests primarily in companies it co-founds with leading scientists and entrepreneurs in the areas of biotechnology, including pharmaceuticals, genomics and diagnostics; medical devices and instrumentation; healthcare services and medical information systems. The firm invests between $500,000 and $5 million in private companies. CW Group was founded in 1982 and is based in New York with an additional office in Del Mar, California.Portfolio companies include:N/AInvestment Team:Walter Channing, General Partner and Founderchanning@cwventures.comLurdes Mallon, Chief Financial Officermallon@cwventures.comLawrence A. Bock, General Partnerbock@cwventures.comBarry Weinberg, General Partnerweinberg@cwventures.comVCE-nicial Ventureswww.enicial.comNew YorkGrowthInformation Technology

140 West 57th Street, Suite 6D New YorkNY10019212-399-0001

E-nicial Ventures is an independent private investment partnership that invests mainly in growth companies operating in South America, with a heavy focus on Brazil. The firm's vision is to provide financing to help outstanding entrepreneurs and companies achieve rapid growth and seize important opportunities, which the firm expects will cause a positive impact in their original markets by generating know-how, dynamism and wealth. The company maintains offices in Sao Paulo, Brazil.Portfolio companies include:Fulanohttp://fulanoinc.com/Tokenzonehttp://en.wikipedia.org/wiki/TokenzoneZoom Media Grouphttp://www.zoommedia.com/Yeyeyehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=136148Investment Team:Daniela Cafe Aoude, Co-Founder and Managing Directordaniela@enicial.comManuel Etter, Co-Founder and Managing DirectorKaleil D. Isaza Tuzman, Co-FounderEDAThe Orange County Capital Development Corporation (OCCDC)/ Orange County Angel Networkhttp://occdc.comNew YorkEarlyInformation Technology

555 Hudson Valley Avenue, Suite # 106New WindsorNY12553845-294-4295 845-220-2247

The Orange County Capital Development Corporation (OCCDC) was incorporated in August 2002. OCCDC is a wholly owned subsidiary of the Orange County Partnership, a public/private partnership established to promote economic development and job growth in Orange County. The firm's mission is to assist entrepreneurs through the process of developing and presenting their business plans to investors and to alert potential investors to opportunities existing in Orange County, New York. OCCDC provides administrative and financial support to the Orange County Angel Network, which was founded in 2005 as a d/b/a of the Orange County Capital Development Corp. to provide early-stage capital in the range of $100K-$1M. In conjunction with the Angel Network investors, OCCDC also operates its own sidecar fund, which is a committed source of capital that "rides" or invests alongside the angel group.Portfolio companies include:N/AInvestment Team:Irwin Glenn, Managing Directorirwin@orangecountycapital.comRobert Hannan, Managing Director Angel Network, 845-294-4295rhannan@orangecountyangelnetwork.comVCCava Capitalwww.cavacapital.comEarlyInformation TechnologyCommunications & NetworkingMedia & Digital Media

7 Danbury Road, Second Floor WiltonCT06897203-210-7477

Cava targets Go-to-Market stage investments (Series A and B) in next generation marketing solutions companies primarily in the Metro New York region. The firm focuses on companies at the intersection of Media, Mobile and Data Transformation. The firm likes to get involved early but is not a seed investor. The firm targets companies with clear, multi-dimensional revenue streams creating paths to sustainable profitability within 2 to 3 years. Cava typically invests up to $3 million in the first round and reserves appropriately for follow-on investments. Total capital investment over the life of the business should be less than $20 million.Portfolio companies include:Zadspacehttp://zadspace.com/etoucheshttp://www.etouches.com/Investment Team: Geoff Schneider, Managing Partnergeoff@cavacapital.comPeg Jackson,Managing Partnerpeg@cavacapital.comKevin Lynch, CFO and Fund Administratorkevin@cavacapital.comJason Denker, Senior Associatejason@cavacapital.comVCBiotex Finance, LLCSeedEarlyLife Sciences & Healthcare

2121 Sage Rd., Ste. 225HoustonTX77056-4326713-615-6016

Biotex Finance is an investment firm and management consulting practice specializing in biotech and life sciences investments.Portfolio companies include:Spectral Genomicshttp://en.wikipedia.org/wiki/Spectral_GenomicsBacterial Barcodeshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=544150Opexahttp://opexatherapeutics.com/EnVivo Pharmahttp://www.envivopharma.com/Investment Team:Thomas C. Thompson, Chairman, Managing DirectorMBG-51www.g51.comGrowthExpansionInformation TechnologySoftware & InternetEnergy & Clean Tech

901 S. Mopac, Bldg. #3, Suite #410AustinTX78746512-929-5151512-732-0886

Founded in 1996, G-51 is an early-stage entrepreneurs' venture capital firm that focuses on the software, hardware, Web 2.0, web-enabled business services and Cleantech sectors. G-51 has invested as either the lead investor or part of a syndicated investment. The company focuses its funding on "gap keeping" efforts; that is, using its capital to fill in financial gaps in early stage and institutional rounds.Portfolio companies include:Motion Computinghttp://www.motioncomputing.com/Memeohttp://www.memeo.com/Socialwarehttp://www.socialware.com/iTaggithttp://www.itaggit.com/Investment Team:N. Rudy Garza, Founder and General Managing Partnerrudy@g51.comLauranne Jarrett, PartnerTheresa Garza, Venture Partnertgarza@g51.comPat Horner, Venture PartnerRick Timmins, Venture PartnerJohn Kinnaird, Venture PartnerVC5280 Partnerswww.5280partners.comEarlyInformation TechnologySoftware & Internet

360 South Monroe St. Suite 600DenverCO80209303-333-1215

Formed in December 2000, 5280 Partners is a venture capital firm making early stage investments in emerging, high-growth, technology businesses. The firm focuses primarily in the software and business process outsourcing sectors located in the Western United States. 5280 Partners' typical investment ranges between $500,000 and $2,500,000.Portfolio companies include:Alpine Accesshttp://www.alpineaccess.com/en/Anarkhttp://anark.com/CustomerLink Systemshttp://www.customerlink.com/Pixxureshttp://www.pixxures.com/home/default.shtmlInvestment Team:Kevin B. Allen, Co-Founder & Managing Memberallen@5280partners.comJeffrey D. Bennis, Co-Founder & Managing Memberbennis@5280partners.comPeter N. Smith, Principalsmith@5280partners.comVCAdvantage Capital Partnerswww.advantagecap.comEarlyCommunications & NetworkingInformation TechnologyLife Sciences & HealthcareEnergy & Clean Tech

Wolf Asset Mgmt. Corp. c/o The Simha Group5690 DTC Boulevard, Suite 285 WestGreenwood VillageCO80111303-321-4800303-468-9586

Advantage Capital Partners is a group of venture capital partnerships with more than $1 billion under management. Founded in 1992, the firm has grown to include offices in Missouri, Louisiana, New York, Texas, California, Illinois, Mississippi, Florida and Washington, D.C., with affiliated offices in Alabama, Colorado and Wisconsin. Advantage Capital provides equity and debt capital, along with value-added counsel and other support, to promising operating businesses. The firm focuses primarily in the communication, information technology, life science and energy sectors. Occasionally, other opportunities will be considered, assuming they meet the investment return and diversification objectives. Advantage's typical initial investment ranges from $500,000 to $2 million. Larger investments are possible and usually are staged over time based on pre-set milestones or subsequent financing events. Occasionally, smaller investments are made depending on the stage of the investment. The firm provides both growth equity and mezzanine debt capital to companies through various structures. Portfolio companies include:Able Planethttp://www.ableplanet.com/Anarkhttp://anark.com/Investment Team:N/AVCAltitude Funds, LLCwww.altitudefunds.comEarlyEnergy & Clean TechInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaConsumer ProductsLife Sciences & Healthcare

175 Mercado StreetDurangoCO81301970-764-6300

Altitude Funds, LLC sponsors and manages private equity partnerships on behalf of the GF Private Equity Group, LLC of the Southern Ute Indian Tribe. Altitude is a wholly-owned subsidiary of GF Private Equity Group (see profile) which is, in turn, owned by the Southern Ute Indian Tribe. Altitude acts as the seed partner and investor in such funds, partnering with experienced management teams with differentiated value-added strategies and compelling track records in their field of expertise. Sectors of interest include: Energy, Technology and Software, Telecommunications and Media, Consumer products and services, Government and Defense, Life Sciences, and Distressed opportunities. Altitude's initial investment into a portfolio company is between $1 to $2.5 million with a reserve of significant capital for later rounds. The firm's strategy is to have a balanced portfolio of 15 early stage life companies selected from a portfolio Pool of 35 to 40 companies.Portfolio companies include:Arete Therapeuticshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=20629282Limerick Neuroscienceshttp://www.limerickbio.com/iKariahttp://www.ikaria.com/Kytherahttp://en.wikipedia.org/wiki/KytheraInvestment Team:Dave Maki, Co-FounderSteve Johnson, Co-FounderFIAnschutz CompanyEarlyExpansionMedia & Digital MediaCommunications & NetworkingSports & Entertainment

555 17th Street, Suite 2400DenverCO80202303-298-1000303-298-8881

The Anschutz Company and its affiliates, including the Anschutz Corporation and Anschutz Investment Company, are the investment vehicles for the diversified interests of Philip F. Anschutz. The Anschutz Company invests in both early and late stage companies developing products and services that can bring quantum leaps to broad, discernable markets. Anschutz Company also includes the Anschutz Entertainment Group (which holds a number of stakes in professional sports teams: LA Galaxy, Chicago Fire, Houston Dynamo, San Jose Earthquakes, New York / New Jersey Metro Stars, Kansas City Wizards, Los Angeles Lakers, Los Angeles Kings, and venues including the Staples Center, O2 Arena, and the Home Depot Center). Anschutz maintains investments in over 100 companies.Portfolio companies include:Qwest Communicationshttp://www.centurylink.com/Regal Entertainment Grouphttp://www.regmovies.com/Walden Mediahttp://walden.com/Investment Team:Philip F. Anschutz, Chairman & CEOCannon Y. Harvey, President & COOWayne A. Barnes, CFOIBard Center Business Incubatorwww.ucdenver.edu/academics/colleges/business/about/Centers/bard/incubator/Pages/Incubator.aspxSeedEarly StageInformation TechnologySoftware & InternetMedical Device

535 16th Street, Suite 300DenverCO80202303-620-4050

The Richard H. and Pamela S. Bard Center for Entrepreneurship was established in 1996 to foster economic development in Denver and the Rocky Mountain region. Part of the Business School at the University of Colorado Denver, the Bard Center provides a combination of experiential courses, scholarships, internships, access to mentors and alumni networks, on-site incubation and funding. The Bard Center Incubator is open to early-stage Colorado companies that meet the admission criteria. The Bard Center Incubator has small, medium and large offices are available to be leased.Tenant companies include:Pedalectric Vehicleshttp://www.pedalectric.com/The Ski Lifthttp://www.imdb.com/title/tt0551419/Viktorian Guitarshttp://www.viktorian.com/Sports Recruitshttp://sportsrecruitsinc.com/Management Team:Michelle Parvinrouh, Program Coordinator, 303-620-4050bard.center@ucdenver.eduMadhavan Parthasarathy, Academic Director, 303-315-8445madhavan.parthasarathy@ucdenver.eduDawn Gregg, Interim Administrative Director, 303-620-4050dawn.gregg@ucdenver.eduVCPEBohemian Investmentswww.bohemiancompanies.comEarlyMiddle MarketInformation TechnologyEnergy & Clean TechFinancial ServicesReal Estate

123 North College Avenue, Suite 200Fort CollinsCO80524970-530-0325

Bohemian Investments is a $1.8 billion Private Equity firm located in Fort Collins, CO with investments in real estate, technology (IT, IT infrastructure, cleantech/alternative energy) and financial services.Portfolio companies include:Solix Biofuelshttp://solixbiofuels.com/AVA Solarhttp://www.avasolar.com/Prieto Batteryhttp://www.prietobattery.com/Investment Team:Brian L. Klemsz, Chief Investment OfficerPEBroe Groupwww.broe.comMiddle MarketReal EstateEnergy & Clean TechTransportation & Distribution

252 Clayton Street, 4th FloorDenverCO80206303-393-0033

Founded in 1972, The Broe Group manages a group of affiliated companies that own and/or operate in excess of $1 billion in assets. One of those companies is Broe Strategic Capital, LLC, a private equity company that focuses on hard-asset investment opportunities and new business platforms in situations that complement current business initiatives of the other companies that Broe provides management services to. In addition to financial investments by Broe Strategic Capital, Broe typically takes a leading role by deploying its management expertise where significant value can be added. Opportunities range from restructurings to stand-alone operations to corporate spin-offs. Broe Strategic Capital and its affiliates also invest in distressed debt situations and focus on a wide variety of industries, including Real Estate, Transportation, and Energy. This is done either as a pure investment play or as a means to acquire the underlying assets. Portfolio companies include:McKinley Medicalhttp://mckinleymedicalclinic.com/OmniTRAXhttp://www.omnitrax.com/Eco Transporthttp://www.broe.com/Investment Team:Patrick Broe, Founder and Chief Executive OfficerRobert Jacobs, Chief Investment OfficerTom Mandula, CFOtmandula@broe.comAlex Yeros, Vice President and Managing Directorayeros@broe.comMark Richter, Controllermrichter@broe.comVCCentennial Ventureswww.centennial.comSeedEarlyExpansionInformation TechnologySoftware & InternetCommunications & Networking

1125 17th Street, Suite 740 DenverCO80202303-405-7500303-405-7575

Centennial Ventures is a venture capital firm investing in network companies and related enabling software and technology enterprises with the potential to be market leaders. The firm's investment focus is on early and later-stage opportunities. Centennial Ventures VII, a $341 million partnership, is the most recent fund being invested. Since its inception in 1982, Centennial Ventures has raised over $1 billion of capital and invested in more than 170 communications and related companies. The firm's typical investments range from $4 to $10 million, with seed investments as low as $500,000. In addition to Centennial's funding capabilities, they have longstanding relationships with co-investing partners that enable the formation of strong equity syndicates for portfolio companies. Centennial Ventures also maintains offices in Houston and Austin, Texas.Portfolio companies includes:Accelloshttp://accellos.com/Alereonhttp://www.alereon.com/Extenethttp://www.extenetsystems.com/FDN Communicationshttp://fdncommunications.com/Grande Communicationshttp://mygrande.com/Hoak Mediahttp://hoakmedia.com/InnerWirelesshttp://www.innerwireless.com/Market Forcehttp://www.marketforce.com/Masergyhttp://www.masergy.com/Panasashttp://www.panasas.com/Siterrahttp://www.siterra.com/Slackerhttp://www.slacker.com/TriStarhttp://www.tristarproductions.com/Zayohttp://zayo.com/Investment Team:Steve Halstedt, Managing Directorshalstedt@centennial.comRand Lewis, Managing Directorrand@centennial.comJeffrey Schutz, Managing Directorjschutz@centennial.comPECHB Capital Partnerswww.chbcapital.comMiddle MarketManufacturing & IndustrialBusiness Services

511 Sixteenth Street, Suite 600DenverCO80202303-571-0100303-571-0114

CHB Capital Partners was founded with the objective of providing closely-held and family-owned businesses with the equity capital and expertise required for smooth ownership transitions and sustained growth. CHB makes minority and majority investments in three types of transactions: leveraged recapitalizations, management-led buyouts, and growth equity investments. CHB focuses on growing, profitable companies at the smaller end of the middle market. While CHB has the ability to invest in larger transactions, most of the firm's deals will fall in the following ranges: Revenue: $10-$200 million; EBITDA: $2-$15 million; Transaction Value: $10-$75 million; and Equity Investment: $3-$15 million. CHB invests in niche manufacturing, distribution and service businesses across an array of sectors from branded apparel to electronics manufacturing. Despite this diversified industry approach, CHB avoids investing in startups, turnarounds or in commodity driven sectors such as real estate, construction and natural resources. CHB has an additional office in Atlanta. Portfolio companies include:Brandbase Holdingshttp://www.chbcapital.com/portfolio/portfolio-brandbase.htmlBlu Dothttp://www.bludot.com/Sorrento Networkshttp://www.sorrentonet.com/Newline Productshttp://www.newlineproduct.com/Valent Aerostructureshttp://valentaero.com/HiRel Systemshttp://hirelsystems.com/Logic PDhttp://www.logicpd.com/CanGenhttp://cangen.net/Investment Team:John W. Flanigan, Managing Partnerjwflanigan@chbcapital.comThomas L. Kelly II, Managing Partnertlkelly@chbcapital.comBlake Morris, Partnerjbmorris@chbcapital.comDavid Anderson, CFOdjanderson@chbcapital.comKevin Cahill, Associatekrcahill@chbcapital.comPEFOFCheyenne Capitalwww.cheyennefund.comMiddle MarketManufacturing & IndustrialFinancial ServicesBusiness ServicesConsumer ProductsMedia & Digital MediaEnergy & Clean Tech

1430 Wynkoop Street, Suite 200 DenverCO80202303-454-5453

Cheyenne Capital is a private equity investment firm headquartered in Denver. Cheyenne Capital seeks to invest with the top performing private equity managers in the United States. The firm also seeks direct private equity investments such as leveraged buyouts, recapitalizations, and expansion or growth equity opportunities. Cheyenne Capital focuses on companies in the following industries: manufacturing, financial services, business services, consumer products and services, media, and energy. Cheyenne Capital will also consider other industries that are (1) poised for growth, (2) generally stable, and (3) have attractive dynamics that reward superior execution with high profitability.Portfolio companies include:N/AInvestment Team:John Fitzgerald, Managing Director & Founderjpf@cheyennefund.comRobert Grady, Managing DirectorBrian Knitt, Managing Directorbdk@cheyennefundPhillip Parrott, General Counselpap@cheyennefund.comSuzy Levin, Office & Financial Managerskl@cheyennefund.comMike West, Chief Financial OfficerIColorado Springs Technology Incubatorwww.cstionline.orgSeedEarlyInformation TechnologyDefense & Homeland Security

3595 East Fountain Blvd., St. B2 Colorado SpringsCO80910719-685-7877719-685-7878

Opened in March 2001, the Colorado Springs Technology Incubator serves to foster the development and success of high-growth companies in the greater Colorado Springs area. CSTI was formed to provide high-tech start-up companies with infrastructure, services and mentoring, allowing them to successfully grow their companies into major employers in the area. Most of the mentorship and services provided to client companies are free of charge. However, CSTI currently takes 5% of the accepted company's fully diluted stock outstanding as a form of future payment for services and mentorship. The incubator is a 24,000 square-foot facility along the "Defense Corridor" on the south side of Colorado Springs. CSTI recently expanded their focus to include companies that specialize in developing technology used for homeland security.Portfolio companies include:BlueSUNhttp://bluesuncorp.com/Combat Training Solutionshttp://combattrainingsolutions.com/Peak Aginghttp://www.manta.com/c/mmn5ltf/peak-aging-incPikes Peak SEOhttp://www.pikespeakseo.com/Securicshttp://www.securics.com/Ultrathera Technologieshttp://ultrathera.com/highres/index.htmNew Planet Technologieshttp://newplanettech.com/Spiral Fundshttp://www.spiralfunds.com/Investment Team:Ric Denton, CEO & PresidentDuncan Stewart, Chairman of the Boarddstewart@cstionline.orgDr. Roger Neeland, Chief Technology Officerrneeland@cstionline.orgMary Fox, Operations Directormary.fox@cstionline.orgDagmar Movasagi, Marketing DirectorPECrescendo Capital Partnerswww. crescendocp.comMiddle MarketInformation TechnologySoftware & InternetStorage & HardwareManufacturing & IndustrialBusiness Services

BoulderCO80301303-228-7775

Crescendo Capital Partners is a private equity group that invests in growing lower middle market companies operating across a broad range of markets and industries. The Crescendo team has had fundamental experience in hardware, software, and services, and is able to apply their knowledge to a large cross section of high tech and basic manufacturing operations. The firm targets companies with enterprise values of $20 million and below. Crescendo is attracted to opportunities with operations in Colorado or within a direct flight from Denver.Portfolio companies include:AMSRhttp://wwwghcc.msfc.nasa.gov/AMSR/Sylarushttp://sylarus.com/Allianthttp://www.alliantenergy.com/Lockinhttp://en.wikipedia.org/wiki/Vendor_lock-inInvestment Team: Mark Hopkins, Managing Partner, 303-228-7775mark@crescendocp.comJennifer Hopkins, Managing Partner, 303-228 7776jennifer@crescendocp.comScott Hendrickson, Financial Analysis Managerscott@crescendocp.comPat Perrin, Deal Structure & Corporate Attorneypatrick@crescendocp.comVCTTCSU Management Corporation, LLCwww.csumanagementcorp.comSeedEarlyInformation Technology

P.O. Box 2489 Fort CollinsCO80522970-482-2916970-472-2064

CSU Management Corporation is a for-profit subsidiary corporation of CSU Ventures, Inc. that manages and operates a seed investment fund affiliated with Colorado State University (CSU) known as CSU Fund I. To be considered for a CSU Management Corporation investment opportunity, companies must be a CSU start-up or licensee, a CSU research partner, a Legal Joint Venture created in part by one or more of CSU's affiliate entities, and an emerging , high growth company seeking seed or early stage funding. CSU Management Corporation has access to Colorado State University's extensive technical expertise as well as Colorado State University Research Foundation's (CSURF) and CSU Ventures' technology transfer, commercialization, and business development strengths to thoroughly analyze investment opportunities and applications in review.Portfolio companies include:Prieto Batteryhttp://www.prietobattery.com/Tendyne Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=133834445Investment Team:Mark S. Wdowik, Executive Fund Directormark@csumanagementcorp.comCherie Menke, Investment Services Managercherie@csumanagementcorp.comVCGDBA Investmentswww.gdbainvestments.comEarlyReal EstateBusiness ServicesSoftware & InternetRetail & RestaurantCommunications & NetworkingSemiconductor

1440 Blake Street, Suite 310DenverCO80202720-932-9395720-932-9397

GDBA Investments is a private investment company that combines capital, entrepreneurial vision, business expertise, and research to seek out and create investment opportunities that have the potential for accelerated returns, and that also bring value to the economy and society. GDBA Investments manages a diverse portfolio of investments, including but not limited to, public assets, direct investments, venture capital, real estate, mezzanine and asset backed debt.Portfolio companies include:Across Americahttp://acrossamer.com/Acumenhttp://www.merriam-webster.com/dictionary/acumenDB Marketinghttp://www.db-marketing.com/default.shtmlMotion Researchhttp://motionresearch.com/Nevada Wine Agentshttp://www.wirtzbeveragegroup.com/wirtzbeveragenevada/NexCorehttp://www.nexcoregroup.com/Optibrandhttp://www.optibrand.com/TensorCommhttp://www.fiercewireless.com/Fierce15/2007/tensorcommuNavhttp://u-nav.com/Vaporehttp://vapore.com/Investment Team:Brian Klemsz, Presidentbriank@gdbainvest.comVCPEFOFGF Private Equity Group, LLCwww.gfprivateequity.comEarlyMiddle MarketInformation TechnologySoftware & InternetLife Sciences & HealthcareMedical DeviceCommunications & NetworkingMedia & Digital MediaDefense & Homeland SecurityFinancial Services

175 Mercado Street, Suite 201 DurangoCO81301970-764-6300970-764-6301

GF Private Equity Group, LLC is one of several component companies of the Southern Ute Growth Fund (see profile), a diversified investment and business management organization owned by the Southern Ute Indian Tribe. The principal mission of GF is to invest capital provided to it by the fund on behalf of the Southern Ute Indian Tribe in a variety of private equity funds and direct investments in companies for three primary reasons: pursue above-average investment returns, contribute to asset diversification of the Southern Ute Growth Fund, and provide long-term economic benefits to the Southern Ute Indian Tribe. The fund is the business investment arm of the tribe and possesses assets in several industries and investment categories that are approaching $2 billion in value. Since its inception in 2003, the management team of GF Private Equity Group has consummated numerous investment transactions ranging from early-stage venture capital to leveraged buyouts, special situations, and investments in private equity funds. Industry focus includes technology/software, life sciences/medical devices, telecommunications/media, natural resources/engineered materials, government/defense and financial services/funds.Portfolio companies include:Ahura Scientifichttp://www.ahurascientific.com/index.phpApplied Wave Researchhttp://web.awrcorp.com/Impinjhttp://www.impinj.com/Koturahttp://www.kotura.com/Pixtronixhttp://pixtronix.com/Redline Communicationshttp://www.redlinecommunications.com/Teknovushttp://www.broadcom.com/products/Broadband-Carrier-Access/EPON-SolutionsVendahttp://www.venda.com/Investment Team:James Thompson, Ph.D., President & COOJonathan Abshagen, Senior Investments AssociateMartha Elbert, Contract Compliance and Transaction AdministratorLeah Miller, Investment Fund AccountantSnowbird Frost, Office Administration SpecialistVCGreen Spark Ventures, LLCwww.greensparkventures.netSeedEarlyEnergy & Clean Tech

1580 Lincoln Street, Suite 520DenverCO80203303-861-9800

Green Spark Ventures is a venture capital fund with the mission of investing in start-up and early-stage Cleantech sector companies. At this time, Green Spark is focused on companies operating in the area of renewable energy or energy efficiency, and is particularly interested in businesses based in the Rocky Mountain region. Green Spark's typical investment is in the $250,000-$2 million range.Portfolio companies include:Albeo Technologieshttp://www.albeotech.com/Investment Team: Dave Ryan, Managing Directordave@greensparkventures.netMartha Records, Managing DirectorPEGrey Mountain Partnerswww.greymountain.comMiddle MarketInformation TechnologySoftware & InternetDefense & Homeland SecurityFinancial ServicesConsumer ProductsEnergy & Clean Tech

1426 Pearl Street, Suite 400BoulderCO80302303-449-5692303-449-3194

Grey Mountain Partners is a Boulder, CO, based private equity firm that focuses on building value in partnership with management through sustainable operational improvement. GMP invests in smaller middle market companies across a wide range of industries and in transactions with enterprise values between $30 million and $150 million. In addition to typical transaction structures, Grey Mountain has expertise with corporate divestitures, MBOs, consolidation opportunities, family held companies in transition, and companies in distress or emerging from bankruptcy. For new platforms, the firm targets companies involved in Diversified Manufacturing, Wholesale and Distribution, Business Services, Software/ BPO Technology, Consumer Services, Packaging, Food & Beverage, Specialty Chemicals, Financial Services, Energy, and Defense. For add-on investments, GMP targets Homeland Security, Command & Control Centers, Insurance, Software/ BPO Technology, Energy, Seals/ Valves, Elastomer/ Rubber Products, and Defense.Portfolio companies include:Bolttech Manningshttp://www.bolttech.com/AQShttp://www.americanquilter.com/Herr-Voss Stamcohttp://herr-voss.com/Robbinshttp://en.wikipedia.org/wiki/Anthony_RobbinsTriton Diving Serviceshttp://www.tritondiving.net/Investment Team:Ben Ault, Vice Presidentbault@greymountain.comJeff Kuo, Managing Director and Co-Founderjkuo@greymountain.comBeth Lesniak, Vice PresidentJeff Vincent, Managing Directorjvincent@greymountain.comRob Wright, Managing Director and Co-Founderrwright@greymountain.comJason Urband, Senior Associatejurband@greymountain.comJackie Jefferson, Sourcing CoordinatorMBHeadwaters MBwww.headwatersmb.comGrowthLife Sciences & HealthcareConsumer ProductsSports & EntertainmentInformation TechnologyCommunications & NetworkingBusiness ServicesEnergy & Clean Tech

One Tabor Center1200 17th St., Suite 900DenverCO80202303-572-6000303-572-6001

Headwaters MB is a middle market merchant bank headquartered in Denver, Colorado. It provides its client companies with investment banking functions, including merger and acquisition services, capital formation services, and financial advisory services. Headwaters' first affiliated equity fund, Rio Grande Investment Partners LP, invested solely in the firm's investment banking clients. The firm's new $75 million Headwaters Capital Partners (HCP) fun, formed in 2010, makes investments in lower middle market companies. The general investment size is $10-$20 million. The fund focuses on U.S. and Canadian companies with positive EBITDA. Headwaters looks for opportunities across a broad spectrum of industries including healthcare, consumer products and services, gaming, entertainment and leisure, technology, telecommunications, business services, energy, and natural resources. The firm also maintains offices in California, Chicago, Massachusetts, and Vermont.Portfolio companies include:Aurora Organic Dairyhttp://www.auroraorganic.com/Ross Aviationhttp://www.rossfbo.com/Freeze.comhttp://www.freeze.com/American Asphalt & Grading Companyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=6516423Investment Team: Grant Garbers, Managing Director, 949-679-8550ggarbers@headwatersmb.comBrian Mulvaney, Managing Director, 949-679-8550bmulvaney@headwatersmb.comAndy Paff, Managing Director, 720-273-9529apaff@headwatersmb.comJoel Schneyer, Managing Director, 303-619-4211jschneyer@headwatersmb.comJeff Schottler, Managing Director, 720-353-0275jschottler@headwatersmb.comDoug Warriner, Managing Director, 720-320-0848dwarriner@headwatersmb.comRicardo Campoy, Managing Director, 646-382-4000rcampoy@headwatersmb.comVince Cannaliato, Managing Director, 917-533-4152vcannaliato@headwatersmb.comJacob Eisen, Managing Director, 312-466-5700jeisen@headwatersmb.comHoration Facca, Managing Director, 617-312-3420hfacca@headwatersmb.comBrendan Burke, Director of Business Development, 303-531-4603bburke@headwatersmb.comVCInfield Capitalwww.infieldcapital.comEarlyEnergy & Clean TechTransportation & Distribution

939 Pearl Street, Suite 200 BoulderCO80302303-449-2921303-449-2936

Founded in 2008, Infield Capital is focused on investment in early-stage clean technologies for the transportation industry, with an emphasis on future powertrain technologies. Infield Capital places an emphasis on those technologies that will define the future powertrains used in all segments of the transportation industry, from personal mobility and lawn and garden, to automotive and heavy-duty applications. This focuses particular interest on a range of technologies that include: next-generation internal combustion, stored energy, mobile energy transmission, new materials, nanotechnology and "lightweighting," and alternative fuels and systems.Portfolio companies include:Solix Biofuelshttp://solixbiofuels.com/Mission Motorshttp://ridemission.com/Green Garagehttp://www.greengarage.com/Simbol Materialshttp://www.simbolmaterials.com/Pinnacle Engineshttp://pinnacle-engines.com/VanDyne SuperTurbohttp://vandynesuperturbo.com/Investment Team:David Moll, Founder and General Partnerdavid@infieldcapital.comPEJ2 Partnerswww.j2partners.comMiddle MarketManufacturing & IndustrialTransportation & DistributionBusiness Services

2595 Canyon Blvd, Suite 420BoulderCO80302303-962-4950303-442-1673

J2 Partners is a private equity firm located in Boulder, Colorado. The firm invests in manufacturing, distribution and business services companies that are leaders in their defined markets with $25 million or more in revenue (or over $5 million in operating cash flow) that are located in the western United States. There are no minimum size criteria for add-on acquisitions. The firm invests in manufacturing, distribution and business services companies that are market leaders or have the potential to be market leaders in a well-defined industry niche. J2 does not invest in biotechnology, public transportation, real estate development, retail, or non-proprietary consumer goods.Portfolio companies include:eSofthttp://www.esoft.com/ISShttp://en.wikipedia.org/wiki/International_Space_StationGeneseehttp://www.genesee.edu/Corporate Expresshttp://staplesadvantage.com/Decisioneeringhttp://www.dssresources.com/vendorlist/vendorselect.php?n=7Capital Associateshttp://www.casso.com/Photo Stencilhttp://photostencil.com/Investment Team:Gary Jacobs, Co-Foundergjacobs@j2partners.comJohn Helson, Co-Founderjhelson@j2partners.comShawn Hallinan, Associateshallinan@j2partners.comHeili Lehg, Executive Assistanthlehr@j2partners.comPEKachi Partnerswww.kachipartners.comMiddle MarketManufacturing & IndustrialTransportation & Distribution

2595 Cayon Blvd., Suite 420BoulderCO80302303-962-4900303-442-1673

Kachi Partners is a private equity firm based in Boulder, Colorado. On behalf of their investors, the firm makes control investments in junior middle market ($2-6 million in EBITDA or cash flow, and $10-100 million in sales) manufacturing and distribution companies located in the western United States. Kachi's investors typically invest between $250,000 and $1 million per transaction, either by evaluating and investing in deals on a one-off basis, or by making a larger commitment to two or more investments at a time. Kachi Partners is no longer seeking new investments but continues to manage existing portfolio companies. Portfolio companies include:The Genesee Grouphttp://www.geneseegroup.com/Photo Stencilhttp://photostencil.com/Investment Team:John D. Helson, Special Partnerjohn@kachipartners.comEric A. Weissmann, Managing Directoreric@kachipartners.comGary M. Jacobs, Special Partnergary@kachipartners.comShawn P. Hallinan, Associateshawn@kachipartners.comMBKeating Capital, LLCwww.keatingcapital.comExpansionBusiness ServicesFinancial Services

5251 DTC Parkway, Suite 1000Greenwood VillageCO80111-2739720-889-0139

Keating Capital makes minority, non-controlling equity investments in private businesses that are seeking growth capital and are committed to, and capable of, becoming public. Founded in August 1997, Keating is a Denver-based merchant bank and SEC registered investment advisor that specializes in taking companies public without an IPO. The firm provides public shells, capital and after market support to ensure a fully valued and liquid stock. The firm offers a turnkey solution providing a path to a NASDAQ listing and includes: A customized going public transaction through a reverse merger; Raising equity capital, if needed, through a simultaneous $5-50 million private placement (PIPE); and Non-traditional after market support to meet the unique needs of Keating's portfolio companies. Keating targets companies with revenue over $10 million, EBITDA positive and projected 25% or greater annual earnings growth. Portfolio companies include:BrightSourcehttp://www.brightsourceenergy.com/Cosairhttp://www.corsair.com/Harvest Powerhttp://www.harvestpower.com/Kabamhttp://www.kabam.com/Livescribehttp://www.livescribe.com/en-us/MBA Polymershttp://www.mbapolymers.com/home/Metabolonhttp://www.metabolon.com/NeoPhotonicshttp://www.neophotonics.com/Solazymehttp://www.solazyme.com/Sunivahttp://www.suniva.com/Xtimehttp://www.xtime.com/Investment Team:Timothy J. Keating, Presidenttk@keatinginvestments.comKyle L. Rogers, Chief Investment Officerkr@keatinginvestments.comRanjit P. Mankekar, Chief Financial Officerrm@keatinginvestments.comMargie L. Blackwell, Investor Relationsmb@keatinginvestments.comVCLacuna, LLCwww.lacuna.comEarlySoftware & InternetInformation TechnologyConsumer ProductsBusiness ServicesMedical Device

1100 Spruce Street, Suite 202BoulderCO80302303-447-1700303-447-1710

Lacuna pioneered the concept of Gap Capital to help early-stage companies negotiate the gap between product innovation and marketplace adoption. The Lacuna Venture Fund seeks to create superior returns for its investors, and for its portfolio companies, by investing its capital and expertise in private, early-stage companies that need funds of $500,000 to $3 million. Typically, these companies fall into the capital gap between what angel investors can do given their limited capital and advisory resources, and what venture capitalists are willing to do given their need to deploy their resources in more sizeable installments.Portfolio companies include:Balihoohttp://balihoo.com/Concept 3dhttp://www.concept3d.com/IntraOp Medicalhttp://www.intraopmedical.com/MocoPayhttp://www.transworldnews.com/NewsStory.aspx?id=301254&cat=1Tribute Directhttp://www.tributedirect.com/Investment Team:Rawleigh Ralls, PrincipalSanford Keziah, Principalsandy@lacuna.comRich O'Leary, PrincipalJ.K. Hullett, PrincipalWink Jones, Principalwink@lacuna.comPELynwood Capital Partnerswww.lynwoodcapital.comMiddle MarketBusiness ServicesManufacturing & IndustrialConsumer Products

1228 Fifteenth Street, Suite 308DenverCO80202303-573-7750303-573-7810

Lynwood Capital Partners, Inc. is a private equity firm with offices in Denver and Santa Barbara focused on acquiring or investing in middle-market businesses with revenues of $5-$100 million. Lynnwood targets companies in services businesses, manufacturing companies and highly focused companies servicing niche markets. Current holdings are in a variety of industry sectors: natural resources, distribution, food processing, business-to-business services, and manufacturing. The firm engages in both control and minority investments, and Lynnwood has invested in management buyouts, acquisitions, recapitalizations, growth financings, and consolidations. The firm has invested in companies where the owner exits or chooses to stay in some capacity. Portfolio companies include:Chieftain Sand and Proppanthttp://www.chieftainsand.com/ON CPShttp://oncps.com/UPF Serviceshttp://www.upfinc.com/Dickinson Frozen Foodshttp://www.oregonpotato.com/Work Options Grouphttp://backup.brighthorizons.com/Aardvark Medicalhttp://aardvarkmedical.com/Avalarahttp://www.avalara.com/Investment Team:David Hanson, Managing Partnerdh@lynwoodcapital.comNed Doubleday, Partnernd@lynwoodcapital.comPEMontis Capitalwww.montiscapital.comMiddle MarketInformation TechnologyCommunications & NetworkingManufacturing & IndustrialEnergy & Clean TechMedia & Digital MediaBusiness ServicesTransportation & Distribution

2595 Canyon Blvd, Suite 410BoulderCO80302303-440-3352303-449-5626

Montis Capital is a Colorado-based private equity firm that partners with management to acquire and enhance the value of lower-middle market businesses in the Rocky Mountain region. The firm invests in profitable businesses with revenues between $5 million and $50 million. Montis invests in high-quality, profitable businesses that demonstrate opportunities for additional value enhancement and have the following characteristics: strong management with proven successful track records, sustainable competitive advantages, attractive profit margins or a concrete plan for achieving them, realizable growth strategies, favorable industry dynamics, and a leadership position in one or more niche markets.Portfolio companies include:N/AInvestment Team:Andrew Morley, Managing Partner, 303-440-3456andrew@montiscapital.comAdam Kimberly, Managing Partner, 303-440-3643adam@montiscapital.comPENewWest Capital Partnerswww.nwfunds.comMiddle MarketManufacturing & IndustrialTransportation & DistributionEnergy & Clean TechLife Sciences & Healthcare

8110 East Union Avenue, Suite 100DenverCO80237303-764-9678

NewWest Capital Partners is a private equity firm based in Denver, Colorado that focuses on small market buyouts, growth financings and recapitalizations. NewWest invests $2 to $6 million in operating companies with a history of profitability and strong growth prospects in distribution businesses; manufacturing; women-owned or managed businesses; green businesses; and businesses that foster health and wellness. The firm invests in companies that are headquartered in the continental U.S., and with trailing 12 months EBITDA between $1 million and $5 million. NewWest prefers control investments but will consider minority equity investments as well. The NewWest family of investment funds was founded in 1998 and is currently investing its second fund, NewWest Fund II, LP. Portfolio companies include:Ecotimberhttp://www.ecotimber.com/Denver Biomedicalhttp://www.carefusion.com/medical-products/interventional-procedures/drainage/pleurx/index.aspxGreat American Sweepinghttp://www.greatamericansweeping.com/aboutus.shtmlAccent Surfaceshttp://accentsurfaces.com/Voyanthttp://voyantchai.com/UVPhttp://www.uvp.com/Petersen Pet Provisionshttp://www.petersenpet.com/Whole Health Productshttp://www.wholehealth.com/Juiced A Momenthttp://yp.eastvalleytribune.com/juiced+a+moment.9.11460890p.home.htmlCopper Conferencinghttp://www.copperconferencing.com/Leopard Communicationshttp://leopard.com/update.php?message=Flash%20not%20installedControlled Products Systems Grouphttp://controlledproducts.com/Northstar Exchangehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=24209528Recruiting Solutions Internationalhttp://recruitingsolutionsintl.com/home.htmTrenstarhttp://www.fluensee.com/redirect/rd-general.htmlSpeedypinhttp://speedypin.com/Contractors Wire and Cablehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=46546980Investment Team:David L. Henry, Managing General Partnerdhenry@nwfunds.comChet N. Winter, General Partnercwinter@nwfunds.comMichael St. John, General Partnermsj@nwfunds.comPERoaring Fork Capital SBIC, LP

1875 Lawrence Street, Suite 400DenverCO80202303-694-1300303-694-1181

www.roaringforkcapital.comMiddle MarketEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialBusiness Services(Colorado Springs Office)24 S. Weber, Suite 400Colorado SpringsCO80903719-635-3464305-425-2757Roaring Fork Capital SBIC, LP is a $31.3 million, Denver-based licensed SBIC, with offices in Colorado Springs and Dallas. Roaring Fork focuses on exploiting an underserved and highly inefficient sector of the equity capital spectrum - orphaned microcaps. Roaring Fork defines orphaned microcaps as public companies with market capitalizations of $140 million or less that have been neglected by the financial community. Roaring Fork will make privately negotiated investments in a portfolio of approximately 15 orphaned public microcap companies. The size of the average investment will be $1.5 to $2.0 million.Portfolio companies include:Kodiak Oil & Gashttp://www.kodiakog.com/BlueBook Internationalhttp://www.bluebook.net/Aspen Bio Pharmahttp://www.aspenbioinc.com/eco2 Plasticshttp://eco2plastics.com/UCNhttp://www.incontact.com/Emrisehttp://emrise.com/index.htmATC Healthcarehttp://atchealthcare.com/Lpathhttp://lpath.com/ADShttp://www.ads-pipe.com/Applied Imaginghttp://www.appliedimaging.com/Cistera Networkshttp://web.cistera.com/c2/index.jspInvestment Team:Eugene McColley, Co-Founder & Managing Partnergene@roaringforkcapital.comJames T. Rothe, Co-Founder & Managing Partnerjim@roaringforkcapital.comMichael Machens, Partnermike@roaringforkcapital.comTiffany Cholez, CFOtiffany@roaringforkcapital.comPERockmont Capital Partners, Ltd.www.rockmontcapital.comMiddle MarketInformation TechnologySoftware & InternetManufacturing & Industrial

700 Broadway, Suite 800DenverCO80203303-839-8500303-839-111

Rockmont Capital Partners, Ltd. is a private investment company based in Denver, Colorado. Rockmont's primary focus is on middle market companies with revenues of $5,000,000 to $200,000,000. The firm's investments generally fit into one of two categories: Growth Companies and Special Situations and Companies in Transition. Growth Companies are those with an existing track record and a strong potential for growth. Special Situations and Companies in Transition include family business recapitalizations, buyouts, companies in financial distress, and sponsorship of private companies.Portfolio companies include:Timpte Industrieshttp://www.timpte.com/Western Industrial Contractorshttp://www.westerncon.com/index_f.htmlSpeeCohttp://www.speeco.com/Healthcare Reportshttp://healthcarereports.com/Rockmont Oil Propertieshttp://beta.coloradolocalfirst.com/node/659078Western Fastenershttp://www.westernfastener.com/Cheetah Advanced Technologieshttp://www.speedcheetah.com/Polarfabhttp://www.polarfab.com/Sunshine Paper Companyhttp://www.sunshinepaper.com/DataInsighthttp://www.datainsight.co.uk/Investment Team:Thomas Gamel, Chairman & FounderJohn Pfannenstein, President and Founderjtp@rockmontcapital.comRobert (Rob) Vacek, Principalrvacek@rockmontcapital.comWilliam Greiner, PrincipalIRocky Mountain Innosphere (RMI2)

200 West Mountain AvenueFort CollinsCO80521970-221-1301

www.rmi2.orgSeedLife Sciences & HealthcareInformation TechnologyEnergy & Clean Tech(Incubator Facilities)320 E. Vine DriveFort CollinsCO80524970-221-1301 The Rocky Mountain Innosphere is a 501c3 non-profit corporation formed to accelerate the success of high-impact scientific and technology startup companies and promote the development of a regional entrepreneurial ecosystem in Northern Colorado. RMI provides entrepreneurial startup companies with resources such as subsidized facilities, assistance with raising capital, access and connections with academic and government institutions, a network of advisors and mentors including several who are in residence, discounted professional service providers and educational and networking opportunities for for realizing business success. RMI2 supports the region's targeted industry cluster initiatives in the software, bioscience, chip design and clean energy fields. The Northern Colorado Angel Investor Network (NoCo Angels) is a program launched by the RMI2 in partnership with key leaders of the local financial and university research communities. This program selects entrepreneurs to receive coaching and present their pitches' to private investors interested in funding local businesses. RMI2 also co-sponsors events such as the Angel Capital Summit, an annual event which showcases 20-30 of the best and brightest entrepreneurs in Colorado to an audience of up to 500 investors, entrepreneurs and service providers. RMI2 has assisted in the creation of 27 companies. These local startups have created 133 primary jobs and raised $54 million in capital. In 2008, the average salary for those jobs was $71,000, compared to the Larimer County average of $36,000.Portfolio companies include:Advanced MicroLabshttp://advancedmicrolabs.com/Advanced Regenerative Therapieshttp://art4dvm.com/Canvasback Legal Technologyhttp://legaltech.canvasbackonline.com/Clear Path Labshttp://www.clearpathlabs.com/Crashboxxhttp://crashboxx.com/Czerohttp://czero-solutions.com/DVM Systemshttp://www.dvmsystems.com/Firefly Medicalhttp://fireflymedical.com/GenieCohttp://genieco.net/St. Renatushttp://st-renatus.com/Wirsolhttp://www.wirsol.com/Management Team:Mark Forsyth, Chief Executive Directormark.forsyth@rmi2.orgVCRoser Ventures, LLCwww.roserventures.comEarlyInformation TechnologySoftware & InternetCommunications & NetworkingMedical DevicesMedia & Digital Media

1105 Spruce Street BoulderCO80302303-443-6436

Roser Ventures is a venture firm established to invest in private offerings of companies that exhibit the potential for superior long-term returns. Established in 1987, Roser Ventures manages four Venture Capital Partnerships with $75 million under management. The firm's investment approach is focused on early-stage companies mostly in the information technology space, but is also diversified across a broad range of industries including: Software, Communications, Medical, Capital Equipment & Services, and Electronics Media. Roser Ventures focuses on deals that may not suit larger venture funds. It participates in $1-10 million deals in which the Partnerships will invest $100,000 to $3 million. Geographically, investments are focused in the Rocky Mountain region, although some of Roser's investments are dispersed across the United States. Portfolio companies include:Headsprouthttp://www.headsprout.com/Integrated Circuitshttp://en.wikipedia.org/wiki/Integrated_circuitQualMarkhttp://www.qualmark.com/Investment Team:James L.D. Roser, Partnerjroser@roserventures.comChristopher W. Roser, Partnercroser@roserventures.comAl Valenti, Chief Financial Officeravalenti@roserventures.comBetty Woon, Administration and Accountingroserventures@roserventures.comVCSensor Technology Development FundSeedEarlyInformation TechnologyStorage & Hardware

5505 Airport Blvd., Suite 101BoulderCO80301303-546-0452303-546-0478

Sensor Technology Development Fund, LLC (STDF), formed in 1996 and capitalized at $15M, typically invests up to $2,000,000 in early stage (seed and first round) funding of core technology, hardware-oriented companies. Sensor concentrates within the four-corner states of Colorado, New Mexico, Arizona, and Utah, and has currently placed over $12M in start-up capital and maintains liquid assets in excess of $3M in short-term securities.Portfolio companies include:WaveFront Scienceshttp://www.wavefrontsciences.com/Trace Photonicshttp://tracephotonics.com/InnovASIChttp://www.innovasic.com/nLine Systemshttp://www.on-linesystems.com/Investment Team:Robert Knollenberg, Principalrobert@sensortdf.comBetty Ohannessian, Principalbetty@sensortdf.comVCPEStolberg Equity Partners, LLCwww.stolbergpartners.comGrowthExpansionMiddle MarketBusiness ServicesLife Sciences & Healthcare

370 17th Street, Suite 3650 DenverCO80202303-592-4900303-592-4912

Founded in 1994, Stolberg Equity Partners focuses on investing in business services companies with high gross margin, recurring revenue business models that are exploiting opportunities in large market segments. Typically, Stolberg looks to establish a partnership with a CEO or management team that has previously built a successful business services company. The firm also seeks out growth companies with revenues of $2 million to $15 million that have talented and dedicated senior management in place, but need capital for continued growth. Stolberg invests up to $15 million in equity for growth buyouts and consolidations, and $1 million to $10 million in equity for growth capital infusions. Principals of SEP have deployed over $350MM of capital to support the growth of over 35 companies in niches such as: Security alarm monitoring services; Pharmaceutical reverse logistics services; Integrated voice, data, and internet services; Data center and server co-location services; Outsourced customer care services; Healthcare transaction processing services; Laboratory-based product testing services; General acute psychiatric care hospital services; and Non-profit fundraising materials and services.Portfolio companies include:Central Security Grouphttp://centralsecuritygroup.com/Capital Returnshttp://www.capitalreturns.com/Eschelon Telecomhttp://www.eschelon.com/InFlowhttp://www.inflowinventory.com/Alpine Accesshttp://www.alpineaccess.com/en/Investment Team:Ted Stolberg, Founder & Managing PartnerDiana Crabtree, CFOdiana@stolbergpartners.comVCStonehenge Capital Company, LLCwww.stonehengecapital.comGrowthExpansionMedia & Digital MediaEnergy & Clean TechReal Estate

7887 E. Belleview Avenue, Suite 1100EnglewoodCO80111720-956-0235720-956-0209

Stonehenge was formed in 1999 by the former principals of Banc One Capital Markets, the venture capital and investment banking subsidiary of Bank One Corporation (now JPMorgan Chase). Stonehenge currently manages several distinct private equity and mezzanine funds with approximately $580 million in capital through its offices in Alabama, Colorado, Florida, Louisiana, New York, Ohio, and Texas. The firm invests in companies with capital requirements in excess of $1 million for Expansion and Growth Capital; Management Buyouts; Acquisitions; Recapitalizations; Industry Consolidations; and Tech-nology Commercialization. Portfolio companies include:Avanti Marble & Granitehttp://avantimarblegranite.com/Barvista Homeshttp://www.barvistahomes.com/Classic Eventshttp://www.classiceventscatering.com/H2Xhttp://h2xswimspa.com/7thOnlinehttp://www.7thonline.com/Bulldog Solutionshttp://www.bulldogsolutions.com/AuthenTechttp://www.authentec.com/Alineanhttp://www.alinean.com/Proficient Autohttp://www.proficientautotransport.net/Health Integratedhttp://www.healthintegrated.com/Dixie Southernhttp://dixiesouthern.com/Imgage Guided Neuologicshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=29761Twin Veehttp://twinvee.com/In.vision Researchhttp://www.invisionresearch.com/Knovelhttp://why.knovel.com/Medidata Solutionshttp://mdsol.com/Investment Team: Thomas J. Adamek, Presidenttjadamek@stonehengecapital.comPESummit Investment Managementwww.summit-investment.comMiddle MarketFinancial ServicesReal EstateManufacturing & IndustrialConsumer ProductsBusiness ServicesInformation Technology

Wells Fargo Center1700 Lincoln Street, Suite 2150DenverCO80203720-221-3200303-830-9538

Summit Investment Management LLC is a private investment firm headquartered in Denver, Colorado that acquires and resolves sub- and non-performing commercial loans and other assets. Summit also provides flexible and entrepreneurial capital for unique or complex situations, businesses and ventures.Portfolio companies include:Clover Texhttp://www.tuscarorayarns.com/Edge Flooringhttp://carpetcourt.net/edgeclickceramic/F.C.L. Graphicshttp://fclgraphics.com/GNI Watermanhttp://www.watermanusa.com/watermanusa/Norwoodhttp://www.norwood.com/Investment Team: Charles J. Burger, Co-Founder and Managing Partnercburger@summit-investment.comRobert Ekback, Co-Founder and Managing Partnerrekback@summit-investment.comPaul Mosher, Co-Founder, and Principalpmosher@summit-investment.comRobert L. Omer, General Counsel and PrincipalSteven C. Petrie, Founding Member and PrincipalPEThermo Capital Partners, LLCwww.thermocapitalpartners.comMiddle MarketInformation TechnologyCommunications & NetworkingBusiness Services

1735 19th Street, Suite 200 DenverCO80202401- 398-2414

Thermo Capital Partners LLC, (TCP) headquartered in Denver, CO., was formed to provide growth capital to small and medium sized companies. TCP is interested in providing capital to proven management teams who require strategic capital for organic growth, acquisitions or early stage financing. TCP is focused on investments from $5 to $100 million in telecommunications, business services and technology companies. In exchange for its investment, TCP expects a majority investment position and significant ownership in the venture.Portfolio companies include:Thermo Credithttp://www.thermocredit.com/FiberLighthttp://www.fiberlight.com/Globalstar Satellite Communicationshttp://www.globalstar.com/United Engineshttp://www.unitedengines.com/Xspediushttp://xspedius.com/Investment Team:Jim Lynch, Managing Partner, 401-398-2414jim@thermoco.comJay Monroe, 303-294-0692jay@thermoco.comPEThousand Hills Venture Fundwww.thvf.comMiddle MarketInformation TechnologyManufacturing & IndustrialReal Estate

1515 Arapahoe Street, Suite 1600 DenverCO80202303-888-8877

Thousand Hills Venture Fund manages foreign investment funds and invests in middle-market transactions in select African countries. THVF currently manages the only U.S.-based Africa investment fund that is financed entirely by private money. The firm's current activities are focused on Rwanda, although it has future plans to expand, and presently THVF considers select transactions outside Rwanda. THVF makes investments from three funds: THVF I invests equity in small- and medium enterprises in Rwanda; THVF II was formed to co-invest with a prominent local investment group in larger projects in Rwanda; and THVF III was formed to invest in housing and mortgage finance in Rwanda. Portfolio companies include:Rocket 2020http://www.space.com/13270-iran-space-monkey-launch-failure.htmlDN Internationalhttp://www.idniyra.org/Orgatexhttp://orgatex.com/Rwanda Investment Grouphttp://www.rig.co.rw/Investment Team:Robert Fogler, Founderrfogler@THVF.comAntoine Bigirimana, Co-FounderIMontana Business Incubator (MBI)www.mtbiz.orgSeedMedical DeviceEnergy & Clean TechAgriculture & Agricultural Science

Montana State University, Billings100 Poly Drive, Suite 150BillingsMT59101406-657-2138406-657-2006

The Montana Business Incubator (MBI) is a model of cooperation between the business community, local government, Montana higher education, and federal government, allied together to create jobs and wealth in Billings and Eastern Montana. MBI is a non-profit 501 (c) (3) corporation founded by the Big Sky Economic Development Authority and Montana State University, Billings. Partners include NASA, a provider of major funding and support for the program, and MSU TechLink, a regional technology transfer department at Montana State University, Bozeman. The Montana Business Incubator is committed to supporting entrepreneurship and innovation. The MBI seeks to assist companies involved in many technical areas, however a special emphasis is placed upon agriculture, medical, and energy related businesses. Portfolio companies include:Decision Commerce Grouphttp://decisioncommerce.com/default.aspxOsteoNorthwesthttp://www.manta.com/c/mml2547/osteo-northwest-incKids Stuff Consignmenthttp://kidstuffsale.com/WebParking.COMhttp://www.getsystems.net/webparking-carefree-computer-solutions/Designlab Architectshttp://www.designlabarch.com/ATechBuilderhttp://www.atechbuilder.com/Triple T Publishinghttp://www.triplecrownpublications.com/Investment Team: David Stoltenberg, Executive Directordstolt@mtbiz.orgDonnetta Graham, Office Manager and Services Coordinatordgraham@mtbiz.orgABill Payne & Associateswww.billpayne.comSeedEarlyInformation Technology

Las VegasNV

Bill Payne is a business executive, entrepreneur, and angel investor. He has invested in over 50 start-up companies since 1980 and was named Angel Investor of the Year in 2009. Bill Payne only invests in opportunities located within 100 miles of Las Vegas.Portfolio companies include:Novacaphttp://novacap.com/Ceramic Deviceshttp://ceramicdp.openfos.com/Email Publishinghttp://www.writerswrite.com/epublishing/newslet.htmInvestment Team:Bill Payne, FounderIHenderson Business Resource Centerwww.hendersonbizcenter.comSeedEarlyCommunications & NetworkingLife Sciences & HealthcareManufacturing & Industrial

112 Water StreetHendersonNV89015702-992-7200702-992-7241

The Henderson Business Resource Center (HBRC) provides business development expertise to new and growing businesses in southern Nevada. HBRC's goal is to create jobs and retain businesses in the Henderson community, while enhancing an entrepreneurial climate and diversifying the local economy. Up to 10 tenants can reside in newly refurbished, variably sized offices in the HBRC. The offices are designed to meet tenants' immediate needs and still provide ample space for growth. Tenancy requires only six-month leases, which are renewable up to two years. Henderson partners with Entrepreneur Life, Nevada Microenterprise Initiative, Nevada Small Business Development Center and SCORE to assist entrepreneurs in growing their companies by identifying business concepts.Tenant companies include:Towercom Technologieshttp://www.towercomtechnologies.com/JAMcontractinghttp://jam-contracting.com/JAM-Contracting/Welcome.htmlIntervention Cardiologyhttp://en.wikipedia.org/wiki/Interventional_cardiologyDolomite Technologieshttp://www.snillc.net/privacy.shtmlJust Ask Maryhttp://justaskmary.com/Management Team:Larry Vierra, Interim Deputy State Directorlarry.vierra@unlv.eduVCSanta Fe Venture Partners

9 Sand Sage EastSanta FeNM87501

www.invencor.comSeedEarlyInformation TechnologySoftware & InternetLife Sciences & Healthcare(Mailing Address)644 Don Gaspar Ave.9 Sand Sage EastSanta FeNM87501Formed in 1998, Santa Fe Venture Partners, a General Partner with the Silicon Valley based venture capital firm Invencor. Invencor is a seed and early stage Venture Capital group with investments in California, Arizona, Utah, Hawaii, and New Mexico. The Fund is an active co-investor and leverages seed and early stage investment opportunities in the ever present investment gap between the angel investors and larger venture funds. In 1997, Invencor was named the fund manager of the then existing Arizona Technology Venture Fund, a fund for incubator based companies in the Arizona market. New and follow-on investments were made in a variety of industries resulting in the Arizona Technology Venture Fund becoming fully invested with all assets distributed in 2005.Portfolio companies include:Agishttp://www.agis.com/Perimeter Secure Datahttp://perimetercenter.com/Lumidigmhttp://www.lumidigm.com/AdOn Networkhttp://adonnetwork.com/Cardax Pharmaceuticalshttp://www.cardaxpharma.com/Arcanvshttp://www.arcanvs.com/Napo Pharmaceuticalshttp://www.napopharma.com/HotUhttp://hotud.org/BioReasonhttp://pharmalicensing.com/public/companies/view/83434Charity.comhttp://www.socialedge.org/features/resources/funding/online-donations-and-e-commerce/charitycomKona Bay Marinehttp://konabaymarine.com/Investment Team:Richard Harding, Managing Partnerrichard@invencor.comDaniel Macuga, Managing Partnerdan@invencor.comVCvSpring Capitalwww.vspring.comSeedEarlyExpansionInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareMedical Device

2795 E. Cottonwood Pkwy., Suite #360 Salt Lake CityUT84121801-942-8999 801-942-1636

vSpring is a traditional, early-stage venture capital firm with over $400 million of committed capital under management. vSpring Capital makes seed and early-stage investments in information technology and life sciences companies that have the potential to become significant stand alone businesses. The firm also invests in later stage companies under special circumstances. Specifically, the firm targets companies headquartered in the Rocky Mountain region. vSpring's primary areas of focus include enterprise software, networking and communications, security software, Internet, mobile computing, drug discovery, drug delivery, diagnostics, and medical devices. vSpring's investments range in size from as little as $250,000 to as much as $5 million. Typically, the firm invests $2 to $3 million initially and expects to invest $5 to $10 million over the life of a company.Portfolio companies include:Aeroprisehttp://www.aeroprise.com/Alianzahttp://alianza.com/Alpha Bayhttp://www.alphabay.com/Altea Therapeuticshttp://alteatherapeutics.com/Altirishttp://www.symantec.com/business/theme.jsp?themeid=altirisAncestry.comhttp://www.ancestry.com/Aspen Avionicshttp://www.aspenavionics.com/Athena Feminine Technologieshttp://www.athenaft.com/Axial Biotechhttp://www.axialbiotech.com/BDNAhttp://www.bdna.com/BioMicro Systemshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=3159148CelioCorphttp://www.celiocorp.com/Aeroprisehttp://www.aeroprise.com/Alianzahttp://alianza.com/Alpha Bayhttp://www.alphabay.com/Altea Therapeuticshttp://alteatherapeutics.com/Altirishttp://www.symantec.com/business/theme.jsp?themeid=altirisAncestry.comhttp://www.ancestry.com/Aspen Avionicshttp://www.aspenavionics.com/Athena Feminine Technologieshttp://www.athenaft.com/Axial Biotechhttp://www.axialbiotech.com/BDNAhttp://www.bdna.com/BioMicro Systemshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=3159148CelioCorphttp://www.celiocorp.com/Cerberianhttp://www.pcmag.com/article2/0,2817,17181,00.aspCoherex Medicalhttp://www.coherex.com/comScorehttp://www.comscore.com/Control4http://control4.com/Cymphonixhttp://www.cymphonix.com/DriveSafetyhttp://drivesafety.com/Exagen Diagnosticshttp://exagen.com/FamilyLinkhttp://www.familylink.com/FatPipe Networkshttp://www.fatpipeinc.com/Infusionsofthttp://www.infusionsoft.com/InteliSumhttp://www.intelisum.com/LANDeskhttp://www.landesk.com/LineaGenhttp://lineagen.com/M86 Securityhttp://www.m86security.com/Matchbinhttp://matchbin.com/MediConnect Globalhttp://www.mediconnect.net/Mirabilis Medicahttp://mirabilismedica.com/nanoMRhttp://nanomr.com/Netaphor Softwarehttp://netaphor.com/NetVisionhttp://www.netvision.com/Numira Bioscienceshttp://www.numirabio.com/site/Penguin Computinghttp://www.penguincomputing.com/Public Engineshttp://www.publicengines.com/Q Therapeuticshttp://www.qthera.com/LineaGenhttp://lineagen.com/M86 Securityhttp://www.m86security.com/Matchbinhttp://matchbin.com/MediConnect Globalhttp://www.mediconnect.net/Mirabilis Medicahttp://mirabilismedica.com/nanoMRhttp://nanomr.com/Netaphor Softwarehttp://netaphor.com/NetVision Numira Bioscienceshttp://www.vspring.us/companies/51/29/Penguin Computinghttp://www.penguincomputing.com/Public Engineshttp://www.publicengines.com/Q Therapeuticshttp://www.qthera.com/Reachablehttp://www.thefreedictionary.com/reachableRECON Dynamicshttp://recondynamics.com/Rhomobilehttp://rhomobile.com/Senforce Technologieshttp://www.itsecurity.com/security.htm?s=5253Sorontihttp://avocent.com/Sparxenthttp://www.sparxent.com/SwarmBuilderhttp://www.swarmbuilder.com/Sybranthttp://www.sybrant.com/Symbiothttp://www.symbiot.com/The American Academyhttp://www.theamericanacademy.com/VeraLighthttp://www.veralight.com/Voonamihttp://www.voonami.com/ZARS Pharmahttp://www.nuvoresearch.com/zars.htmInvestment Team:Dinesh Patel, Managing Directordinesh@vspring.comEd Ekstrom, Managing Directored@vspring.comScott Petty, Managing Directorscott@vspring.comDavid Anderson, CFOdavid@vspring.comLisa Dunlea, Venture PartnerMike Connolly, Venture Partnermike@vspring.comGavin Christensen, Principalgavin@vspring.comPERedcloud Capitalwww.redcloudcapital.comMiddle MarketInformation TechnologyManufacturing & IndustrialBusiness Services

1553 Platte St., Suite 208DenverCO80202720-544-6262720-544-6261

Redcloud Capital invests equity capital in lower middle-market companies with revenues between $20 million and $100 million. The firm focuses on buy-and-build consolidations in fragmented industries and growth capital investments where additional funding is required to execute an expansion strategy. Redcloud pursues investments in a wide range of industries with an emphasis on high value-added services and niche manufacturing. Typical equity investments range between $10 million and $40 million per transaction.Portfolio companies include:Actagrohttp://www.actagro.com/Dataworkshttp://www.dataworks-ed.com/East Coast Fire Protectionhttp://flsamerica.com/Offshore Cleaning Systemshttp://www.offshorecleaningsystems.com/S&N Communicationshttp://sncommunications.com/TECTA Americahttp://www.tectaamerica.com/Investment Team:Kevin Mitchell , PartnerBryan Weeks, Vice Presidentbpw@redcloudcapital.comSamuel Simpson, PartnerVCJVax Investment Groupwww.jvaxig.comExpansionInformation TechnologyLife Sciences & HealthcareMedical DeviceDefense & Homeland Security

P.O. Box 5277BreckenridgeCO80424970-480-7669970-797-1756

Founded in 2007, JVax Investment Group (JVaxIG) is an operationally focused, privately held investment firm that specializes in late-stage U.S. start-ups. JVaxIG selects companies with global market potential in the enterprise IT, security and medical domains. JVaxIG searches for companies that can generate significant investment growth, and can provide strategic sales partnerships for its sister companies in Europe and the Middle East.Portfolio companies include:Azul Systemshttp://www.azulsystems.com/BlueArchttp://www.bluearc.com/VidSyshttp://vidsys.com/World IT Systemshttp://www.itworld.com/government/207671/ibm-launches-city-parking-analytics-systemInvestment Team:Terry Drabant, President & CEOTim Hansen, Vice President of Medical BusinessSheila Smith, Director of OperationsIIndiana University Emerging Technologies Center (IUETC)www.iuetc.orgSeedLife Sciences & Healthcare

351 West Tenth StreetIndianapolisIN46202317-278-4100317-278-4102

Established March 2003, the IUETC incubates and accelerates life sciences, biotechnology and bioinformatics companies in Indiana. The IUETC is a state-of-the-art facility that accommodates clients' needs for office space, wet laboratories, dry laboratories and light manufacturing. With over 50 client companies, currently 26 tenant companies occupy the facility in addition to receiving support services. The IUETC is owned and operated by the Indiana University Research & Technology Corporation, a 501(c)3 of Indiana University that is responsible for the university's technology transfer and new business development.Tenant companies include:Aarden Pharmaceuticalshttp://www.aardenpharma.com/BehNeemhttp://www.manta.com/c/mm0kzy9/epsilen-beneem-llcCDIhttp://www.cdicorp.com/EndGenitor Technologieshttp://endgenitor.com/Fast Diagnosticshttp://www.rhventures.org/success-fastdiagnostics.htmHontz Healthcare Associateshttp://www.linkedin.com/pub/dir/+/Hontz/+/ImmuneWorkshttp://immuneworks.com/Indiana Nanotechhttp://indianananotech.com/Logical Semanticshttp://logicalsemantics.com/Muroplex Therapeuticshttp://www.manta.com/c/mmnkd54/muroplex-therapeutics-incPivotal Strategieshttp://www.apivotalstrategiesconsultancycorp.com/PowerHouse Proteomic Systemshttp://www.manta.com/c/mm84z6m/powerhouse-proteomic-systems-llcProsoliahttp://prosolia.com/Qtrac Softwarehttp://www.qtracsoftware.com/index.phpManagement Team:Tony Armstrong, President & CEO, 812-855-7353atarmstr@indiana.eduMarie Kerbeshian, Vice President for Technology Commercialization, 317-274-5904mkerbesh@iu.eduKenneth Green, Managing Director, Innovate Indiana Fund, 317-278-1910kengreen@iupui.eduAJones, Scott A.www.scottajones.comSeedInformation TechnologySoftware & Internet

IN

Scott Jones is an accomplished inventor and entrepreneur who has been involved in the creation of several important companies. Forming his first company, Boston Technology, he invented the voicemail system that is now used by nearly all telephone companies around the globe. In the mid-1990s, he created Escient, which later became Gracenote- one of the first companies to develop music recognition software that is now at the heart of several Internet music products. Scott diversified once more in 2005, founding IndyRobotics, LLC (now known as Precise Path Robotics) and creating Indiana's Robotic Vehicle (IRV), a self-driving vehicle. Mr. Jones more recently developed ChaCha, a search engine that leverages the power of human intelligence. He is also the founder of Gazelle TechVentures (see profile).Portfolio companies include:Precise Path Roboticshttp://www.precisepath.com/PowerFilehttp://www.kintronics.com/powerfile/prodSubIntro.htmlMOGhttp://mog.com/ChaChahttp://www.chacha.com/Gazelle Techventureshttp://gazellevc.com/Gracenotehttp://www.gracenote.com/Tunesathttp://tunesat.com/Investment Team:Scott A. JonesPEStrength Capital Partners

511 Pine Creek Ct.ElkhartIN46516574-389-0800

(Michigan Office)350 N. Old Woodward Ave., Suite 100BirminghamMI48009248-593-5800248-593-6875www.strengthcapital.comMiddle MarketFinancial ServicesManufacturing & IndustrialBusiness ServicesConsumer ProductsTransportation & Distribution(Ohio Office)250 East Fifth Street, 15th FloorCincinnatiOH45202513-562-1508Strength Capital Partners (SCP) is a Birmingham, Michigan based private equity firm that specializes in acquiring or providing late stage growth capital to Middle Economy businesses located throughout the Midwest. The firm targets operations with $5 - $20 million in annual EBITDA that have continued prospects for growth, relatively low fixed asset bases and a strong brand name or market presence. SCP's specific areas of interest include Manufacturing, Distribution, Industrial and financial services, Infrastructure, and Consumer products. The firm avoids high technology/ Internet ventures and deteriorating old line businesses. Strength Capital primarily invests in healthy companies, but will consider turnaround situations. Portfolio companies include:Davler Media Grouphttp://davlermedia.com/work/index.htmlPropane Serviceshttp://www.propaneservices.net/Postle Aluminumhttp://www.postledistributors.com/Robert Rothschild Farmhttp://www.robertrothschild.com/Inland Industrial Services Grouphttp://teaminland.com/Dascom Systems Grouphttp://www.dascom-systems.com/Inland Pipe Rehabilitationhttp://www.inlandpiperehab.com/Smith Mountain Industrieshttp://www.linkedin.com/company/smith-mountain-industriesConiferhttp://en.wikipedia.org/wiki/ConiferInvestment Team: Mark McCammon, Managing Partner, 248-593-6872mark@strengthcapital.comMichael Bergeron, Managing Partner, 248-593-6873mike@strengthcapital.comDennis Marcott, Managing Partner, 574-389-0800dennis@strengthcapital.comDavid Boesler, CFO-Operations, 574-389-0800davidb@strengthcapital.comDave Hiemstra, Principal, 248-593-6871daveh@strengthcapital.comSteven C. Labarre, Vice President, 248-220-1168steve@strengthcapital.comAdam Wise, Associate, 248-220-1174adamw@strengthcapital.comRobin Fenberg, Controller, 248-220-1169robin@strengthcapital.comIBIOSTARTwww.biostart.orgSeedLife Sciences & Healthcare

3130 Highland Ave, 3rd FloorCincinnatiOH45219-2374513-475-6610513-221-1891

Founded 1996, BIOSTART is a non-profit organization that incubates companies developing products in the broad category of Life Sciences. BIOSTART is based in Cincinnati, Ohio, and is principally funded by the State of Ohio. This includes not only traditional pharmaceutical products, medical devices and diagnostic products; but also environmental remediation, water purification, energy generation and veterinary products. Client companies have principal operations in Ohio. BIOSTART is able to provide some early, direct funding (salaries, payments to contractors), but most clients require more.Client companies include:Airway Therapeuticshttp://www.airwaytherapeutics.com/AquaZhttp://aquaz.dk/Metamol Theranosticshttp://metamol.com/Enaminehttp://www.enamine.net/Pilus Energyhttp://pilusenergy.com/Investment Team:Carol J. Frankenstein, MBA/ Presidentcfrankenstein@biostart.orgVCMyrian Capitalhttp://myriancapital.comEarlyInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareManufacturing & Industrial

110 North Main Street, Suite 1700DaytonOH45402937-463-7729

Myrian Capital is an investment management firm affiliated with the Mathile Family. Myrian investments include applied technologies in advanced media, video communications and advanced digital input. Current industry trends and its own areas of professional expertise define Myrian's focus to businesses that fall into the categories of information technology, clean technology, biotechnology and advanced materials and manufacturing. While it is always open to exploring opportunities beyond its normal areas of focus, there are six specific areas in which the Myrian is currently concentrating. These areas include advanced medical imaging, cold chain solutions, digital writing, electronic security, sensors, and video and advanced media.Portfolio companies include:Acutemphttp://www.acutemp.com/Affectivahttp://www.affectiva.com/Anoto Grouphttp://www.anoto.com/Ensequencehttp://www.ensequence.com/Expedatahttp://expedata.net/Riverain Medicalhttp://www.riverainmedical.com/Oovoohttp://www.oovoo.com/Telestreamhttp://www.telestream.net/Vision Objectshttp://www.visionobjects.com/Investment Team:Mike Mathile, Managing DirectorJ.P. Nauseef, Managing DirectorPaddy Padmanabhan, Managing DirectorBrian Faust, Director, Mergers and AcquisitionsCentennial Investorswww.centennialinvestors.comAInformation TechnologySeedEarlyCentennial Investors was created in 2006 to meet the early capital needs of University and private sector entrepreneurs. The Centennial Angel Network provides its members a forum in which to efficiently evaluate promising, early-stage investment opportunities. Membership consists of active, accredited investors who share the goal of making informed, collaborative investments in promising, early-stage mid-Missouri companies. Network members are assessed a $500 annual membership fee which includes the cost of the dinner meetings. Network investors prefer deals needing $250,000 to $500,000 in equity capital. The Centennial Catalyst Fund was created to help fledgling companies succeed. The fund makes investments up to $25,000, often representing the first outside capital raised for the company. All investment decisions are made by a committee appointed by the Centennial Catalyst Fund board of directors.

1601 S. Providence Rd.ColumbiaMO65211-3460573-884-0467

Portfolio companies include:N/AInvestment Team:Andrew BeverleyABeverley@fnb-columbia.comCommunity Development Partners, LLCwww.cdpinvestments.comAInformation TechnologyReal EstateEarlyCommunity Development Partners, founded in 2006, primarily invests in real estate projects in the St. Louis region, but occasionally considers projects in other locations or out of state entities, as well as Venture Capital pursuits. Community Development Partners invests in medium-to-high risk ventures. These ventures are primarily lower middle risk real estate investments, but CDP has been involved in higher risk ventures with the right circumstances. Investing with CDP is a long term activity. Community Development Parnters, primarily invests in project in the St. Louis region, but occasionally, projects in other locations and work with out of state entities does occur.

850 HeatherhavenSt. LouisMO63011636-442-4489636-891-0078

Portfolio companies include:N/AInvestment Team:Todd Seabaugh, Chief Financial Officertseabaugh@cdpinvestments.comWilliam ChristieKenneth KohnenJohn MatthewsJoseph McCall, SecretaryGlenn MitchellHexagon Investmentswww.hexagoninc.comVCPEFOFInformation TechnologyCommunications & NetworkingMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialBusiness ServicesTransportation & DistributionFinancial ServicesConsumer ProductsRetail & RestaurantDefense & Homeland SecurityAgriculture & Agricultural ScienceEarlyGrowthExpansionMiddle MarketFounded in 1992, Hexagon Investments (Hexagon) is a private investment company with a diverse portfolio of publicly traded securities and private equity and debt investments. With an equity base of approximately one billion dollars, Hexagon investments generally range from one to ten million dollars, and currently has more than 150 active investments. Hexagon has a diversified portfolio of domestic and international Venture Capital and Private Equity Fund investments. The Fund's investments range from early stage start-up to later stage development capital, including leveraged buy-outs, and cross a broad range of industries and geography. With offices in Denver, Colorado, and Milwaukee, Wisconsin, Hexagon focuses primarily on the Rocky Mountain and Midwest regions but also has national and international investments.

115 S. 84th St., Ste. 221MilwaukeeWI53214414-456-0600

Portfolio companies include:Alliance Medicalhttp://www.allmed.net/Celox Networkshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=166804Gala Designshttp://www.galadesign.net/Mezziahttp://www.mezzia.com/SafeRenthttp://www.saferent.com/Finalihttp://www.finalemusic.com/Trillionhttp://en.wikipedia.org/wiki/TrillionInvestment Team:Michael J. Hipp, Executive Vice Presidentmjh@hexagoninc.comRonald R. Gindt, Investment Manager, Real Estaterrg@hexagoninc.comRonald A. Bader, Investment Manager, Venture Capital and Private Equityrab@hexagoninc.comMarshfield Investment Partners, LLCwww.marshfieldchamber.com/business/mfld_investment_partners.phpAInformation TechnologySeedThe Marshfield Investment Partners are a formal group of accredited angel investors who are interested in taking equity commitments in early-stage, high growth potential companies in the greater Marshfield region and throughout Wisconsin. Founded in 2001 with assistance from the Marshfield Area Chamber of Commerce and Industry, the group's members leverage their experience and success in their respective industry sectors to identify quality investment opportunities and provide advice and coaching to early-stage companies. Marshfield's members meet monthly to view a presentation from a pre-screened company seeking equity financing (minimum of $100,000).

c/o Marshfield Area Chamber of Commerce and Industry700 South Central Avenue, P.O. Box 868MarshfieldWI54449715-384-3454

Portfolio companies include:N/AInvestment Team:Karen Olson, Business Development Directorkarenolson@marshfieldchamber.comMark NelsonPrairieland Economic Development Corporationwww.prairielandedc.comEDInformation TechnologyBusiness ServicesSeedEarlyPrairieland EDC is a private, non-profit corporation organized in 1983 to deliver the U.S. SBA 504 program. Today, Prairieland EDC is a SBA 504 Premier Certified Lender. As a non-traditional lender for over twenty years in the region, Prairieland EDC has created a diverse portfolio of more than 350 loans for about $99 million. Prairieland provides loans to small businesses in the entire State of Minnesota, the Iowa counties of Dickinson, Lyon, and Osceola, and the South Dakota counties of Brookings, Lincoln, Minnehaha, Grant, Moody, and Deuel. The firm makes loans to assist business with stimulated growth, improving community services, expanding ownership opportunities, increasing employment opportunities, promoting the community welfare, and increasing the local tax base.

1 Prairie DriveSlaytonMN56172507-836-6656507-836-6309

Portfolio companies include:Rausch Brothers Monumenthttp://www.rauschgranite.com/Straight River Cablehttp://srcable.com/Henle Printing Companyhttp://henleprinting.com/Broadway Chiropractichttp://broadwaychiropractic.net/LaCanne Family Funeral Servicehttp://www.lacannefuneralhome.com/Investment Team: Ann Peterson, President/CEOAnn@prairielandedc.comJeaneen Nelson, General Office SupportJeaneen@prairielandedc.comJoan Miller, Loan Portfolio SpecialistJoan@prairielandedc.com Jason Gerdes, Loan OfficerJason@prairielandedc.comSaint Paul Capital Fund(no web site available)VCInformation TechnologyEarlyThe Saint Paul Capital Fund is an early stage equity fund that invests in high growth businesses that have innovative products or technology. Saint Paul Capital invests in opportunities where it can partner with other investors to meet capital needs. The firm typically invests $50,000-$75,000 in any single company, targeting early stage companies that have plans for rapid growth, additional equity fund raising, and an ability to achieve $20MM in sales by year five. Prospective companies must be located in the city of Saint Paul or be willing to relocate to Saint Paul. The fund is currently fully invested and has experienced several positive liquidation events. A new fund may be raised in the future with new investment opportunities.

401 N. Robert Street, Suite 150St. PaulMN55101651-265-2792651-223-5119

Portfolio companies include:Algos Therapeuticshttp://www.algosinc.com/Division21http://division21.com/GovDocshttp://www.home.govdocs.com/Netbriefingshttp://www.netbriefings.com/Investment Team:John BergstromKevin SprengMichael GormaSpence MorleyJohn BorchersCathy Harms, Fund Managercathy@saintpaulchamber.comBlackRock Private Equity Partnerswww.blackrock.comVCPEFOFSECInformation TechnologyManufacturing & IndustrialBusiness ServicesFinancial ServicesReal EstateEarlyGrowthExpansionMiddle MarketFounded in 1999, BlackRock Private Equity Partners specializes in managing diversified private equity portfolios inclusive of primary, secondary and direct co-investments. BlackRock PEP's investment process is designed to identify successful private equity funds and direct co-investment opportunities through an assorted range of industries, geographies and investment strategies. Currently, BlackRock PEP's infrastructure and investment highlights include: a dedicated team of 54 professionals including 21 investment professionals; Locations in New York; Princeton, New Jersey; Durham, North Carolina; and London; Investment commitments in venture capital, growth capital, leveraged buyout, mezzanine financing and distressed private equity transactions and funds; and Assets under management of $6.4 billion as of November 1, 2010.

1 University Square Drive, 3rd FloorPrincetonNJ08540

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Russell Steenberg, Managing Directorruss.steenberg@blackrock.comLynn Baranski, Managing Directorlynn.baranski@blackrock.comStephen Kelly, Managing Directorstephen.kelly@blackrock.comJay Park, Managing Directorjay.park@blackrock.comSallie Shuping Russell, Managing Directorsallie.russell@blackrock.comArslan Mian, Managing Directorarslan.mian@blackrock.comCrystal Ridge Partnerswww.crystalridgepartners.comPEManufacturing & IndustrialTransportation & DistributionConsumer ProductsRetail & RestaurantMiddle MarketCrystal Ridge Partners (CRP), with $70 million of committed capital, is a private equity firm focused exclusively on the lower middle market. In partnership with management, CRP invests in buyouts, recapitalizations, and growth equity transactions with the flexibility to take either control or minority positions. The firm focuses primarily on manufacturing, value-added distribution, business services, consumer and retail, and health care services. Crystal Ridge Partners was formed by Don Hofmann and Jack Baron who previously served as Senior Partners at JP Morgan Partners and its predecessors. CRP typically looks to support growing companies located in the Eastern U.S. and Canada that have strong management teams and trailing EBITDA between $1 million and $4 million., with sales between $10 and $50 million. Equity investments typically range between $3 million and $10 million per transaction, although the firm has the resources necessary to pursue larger transactions.

111 Dunnell Road, Suite 102MaplewoodNJ07040609-924-2088609-924-5088

Portfolio companies include:Bronco Manufacturinghttp://www.broncomfg.com/A.R.E. Accessorieshttp://www.4are.com/Plus Onehttp://www.plusonehealthmanagement.com/Processing Technologieshttp://www.ptiextruders.com/en/Investment Team:Jack Baron, Managing Principaljack@crystalridgepartners.comDon Hofmann, Managing Principaldon@crystalridgepartners.comRodney Eshelman, Managing Directorrodney@crystalridgepartners.comFischer Investment Capital (FIC)www.fischercapital.comVCPEManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantEarlyGrowthExpansionMiddle MarketFischer Investment Capital (FIC) is a private investment company focused on the acquisition and development of small market enterprises. Fischer Investment Capital primarily looks for opportunities in manufacturing and services in the following markets: Consumer Durables, Housewares, Hardware, Apparel, Industrial Products, Consumer Goods, Plastics, and Packaging. Investments in other areas are considered on an opportunistic basis. FIC generally considers companies that have annual revenues of $1 to $30 million. The firm will invest up to $3 million in equity in support of typical transaction values between $500,000 and $15 million. FIC invests in opportunities across the continental United States. Due to the location of its offices, FIC emphasizes its efforts in the Midwest and on the East Coast.

1 Harding LaneRumsonNJ07760732-530-9900732-530-9911

Portfolio companies include:Secoahttp://www.secoa.com/InstaKeyhttp://instakey.com/Pennsylvania Apparel Companyhttp://www.manta.com/mb_43_B0_39/apparel/pennsylvaniaInvestment Team:K. Scott Fischerscott@fischercapital.comLiesl McDonaldliesl@fischercapital.comManiv Investments, LLCwww.maniv.comVCInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareEarlyManiv Investments, LLC was founded in 1997 and is the parent company of Maniv Bioventures and Maniv Energy Capital. Maniv Energy Capital, LLC was established in 2005 to explore opportunities in the rapidly growing sectors of clean technology and alternative energy. Maniv Bioventures, LLC invested nearly $20 million from 1997 to 2004 in an assortment of life science companies. MANIV does not currently have an active investment fund.

411 State Rt. 17, Suite 310 Hasbrouck HeightsNJ07604-3018201-727-1411

Portfolio companies include:Better Placehttp://www.betterplace.com/GreatPoint Energyhttp://www.greatpointenergy.com/Israel Cleantech Ventureshttp://israelcleantech.com/ISEhttp://www.ise.com/Bioventureshttp://bioventures.com/Organ Recovery Systemshttp://organ-recovery.com/Seedlings Enterpriseshttp://seedlingenterprises.net/Tigris Pharmaceuticalshttp://www.tigrispharma.com/Vaccinexhttp://www.vaccinex.com/Ironwood Pharmaceuticalshttp://ironwoodpharma.com/Real-Time Radiographyhttp://realtimeradiography.com/Investment Team:Michael J. Granoff, Presidentmike@maniv.comNJTC Venture Fundwww.njtcvc.comVCInformation TechnologySoftware & InternetCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareSeedEarlyFounded in 2001, the NJTC Venture Fund provides financing to promising start-ups and early-stage companies located in the New Jersey region. In July 2003, the Fund was licensed as a Small Business Investment Corporation (SBIC) and expanded its assets under management to $80 million. The fund has a broad technology focus covering software/IT, telecommunications, healthcare and life sciences, energy and electronics. NJTC Venture Fund is an active investor, providing from $250K to $5 million of capital over the course of a company's development. NJTC prefers to lead investments in companies seeking up to $10 million of capital to achieve profitable, sustainable growth. NJTC Venture Fund is fully invested and closed to new investment opportunities.

1001 Briggs Road, Suite 280Mt. LaurelNJ08054856-273-6800856-273-0990

Portfolio companies include:Achieve 3000http://www.achieve3000.com/Cylexhttp://cylex.net/Cebatechhttp://cebatech.com/InMathttp://www.inmat.com/InstaMedhttp://www.instamed.com/Redpoint Biohttp://www.redpointbio.com/home_noflash.shtmlSwordDiagnosticshttp://sworddiagnostics.com/Archive Systemshttps://aspenvrc.archivesystems.com/Epigenesis Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28180Othera Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=11312819Redpoint Biohttp://www.redpointbio.com/home_noflash.shtmlSword Diagnosticshttp://sworddiagnostics.com/V12 Grouphttp://www.v12groupinc.com/Investment Team:Jim Gunton, General Partnerjim@njtcvc.comJoe Falkenstein, General Partnerjoe@njtcvc.comRobert Chefitz, General Partnerrobert@njtcvc.comPicatinny Technology Innovation Centerwww.picinnovation.orgIInformation TechnologySoftware & InternetLife Sciences & HealthcareManufacturing & IndustrialDefense & Homeland SecuritySeedPicatinny Technology Innovation Center's mission is to accelerate the successful commercialization of new products by entrepreneurial technology companies and corporate development teams by supplying a supportive and resourceful infrastructure. The Innovation Center provides a broad base of support including business, technical and financing assistance, shared business services to reduce overhead costs, access to the considerable resources and technology of the United States government, and reasonably priced space on the grounds of the Picatinny Arsenal in Dover, New Jersey. The Innovation Center partners with leaders of the business community who volunteer their time and expertise to tenants in a variety of ways. The Advisory Board meets periodically with select companies to review strategic plans providing functional expertise at no cost. Picatinny is interested in a broad range of technologies, including all of the physical sciences, software, and manufacturing processes. Prospective companies must be less than three years old and be developing proprietary technology to support or enhance the mission of the U.S. Army.

3159 Schrader Rd.DoverNJ07801973-442-6400973-442-6402

Tenant companies include:Automated Datafeed Solutionhttp://ads-pica.com/Blue Marlinhttp://en.wikipedia.org/wiki/Atlantic_blue_marlinCortekhttp://cortek.com/Form Fit & Functionhttp://fitfunction.com/Bulovahttp://www.bulova.com/Frontier Performance Polymershttp://frontierpolymer.com/GSTihttp://www.gsti.net/High Performance Technologieshttp://hpti.com/Pars Environmentalhttp://parsenviro.com/Robbins Gioiahttp://www.robbinsgioia.com/Unified Datahttp://unifieddatacorp.com/Wise Web Connectionshttp://www.spoke.com/info/c5r9pJ5/WiseWebConnectionsLlcInvestment Team:Mark Merclean, Directormmerclean@ccm.eduWhitestone Capitalwww.whitestonecapital.comVCPEInformation TechnologyLife Sciences & HealthcareBusiness ServicesConsumer ProductsGrowthExpansionMiddle MarketWhitestone Capital is an investment firm that focuses on East Coast based companies with market capitalizations under $50 million and strong growth prospects. The minimum investment Whitestone will consider is $400,000. James R. Utaski, founding partner of Whitestone, is the former President of Johnson & Johnson Development Corporation (the venture capital arm of Johnson & Johnson) and was Corporate Business Development Officer.

47 Hulfish Street, Suite 505CPrincetonNJ08542609-806-0002609-806-0004

Portfolio companies include:Motif Designshttp://www.motif-designs.com/CurtainCrafthttp://www.curtaincraft.net/ReCapIThttp://www.majesticdrug.com/ProductDetails.asp?ProductCode=D-070BlessingWhitehttp://www.blessingwhite.com/New Power Conceptshttp://www.powerconceptsllc.com/Synta Pharmahttp://www.syntapharma.com/Investment Team:James R. Utaski, Founding PartnerWSG Partners, LLCwww.wsgpartners.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsMiddle MarketWSG Partners invests in and actively grows a portfolio of investments in middle-market private companies. The firm is primarily focused on companies in Value Added Distribution, Direct Marketing, Niche Manufacturing, Consumer Products and Differentiated Service Businesses. However, the firm is not precluded from investing in any particular industry. WSG prefers companies with revenues in the $25 to $150 million range with positive and sustainable cash flow.

1415 Route 70 East, Suite 500Cherry HillNJ08034856-429-0005856-429-9333

Portfolio companies include:Aramscohttp://www.aramsco.com/Coffee Bean Internationalhttp://www.coffeebeanintl.com/Mystique Brandshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=27547235Restaurant Technologieshttp://www.rti-inc.com/Brooks Provisionshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4360536Crestar Capitalhttp://www.crestarcapital.com/Cigar Internationalhttp://www.cigarsinternational.com/index2.aspFitness Edgehttp://theedgefitnessclubs.com/Edge Fitness Clubshttp://theedgefitnessclubs.com/Safeguard Industrial Supplyhttp://www.safeguardindustrial.com/Investment Team:William Green, Managing Partnerbgreen@wsgpartners.comAvansis Ventures, LLCwww.avansis.comVCInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareMedia & Digital MediaSeedEarlyFounded 2000, Avansis Ventures invests in and actively supports companies in new media, wireless, enterprise software, and Web 2.0. Avansis is a $10 million seed/early stage venture fund for companies primarily in the Baltimore/Washington, DC area. The firm's typical investment ranges from several hundred thousand dollars to $1 million for the initial round, with follow-on investments in combination with other investors in the initial and later rounds. Avansis is able to deliver strategic advice and valuable third-party relationships to entrepreneurs by concentrating on specific areas of proficiency and experience. Broadband and Internet-related technologies, particularly new media, wireless, and enterprise software, comprise Avansis' domain of expertise.

12710 Popes Head Rd.CliftonVA20124703-796-0222 703-935-0574

Portfolio companies include:Exenthttp://exent.com/Cogniohttp://www.cognio.com/Stored IQhttp://www.storediq.com/Trust Digitalhttp://www.mcafee.com/us/about/trustdigital/index.aspxInvestment Team: Laura Lukaczyk, Founder & Managing General Partnerlaura@avansis.comChristine Hughes, Venture PartnerBrownell Chalstrom, Venture Partnerbrownell@avansis.comBetsy Atkins, Special Limited PartnerCrossHill Financial Groupwww.crosshill.comVCPEInformation TechnologyEarlyGrowthExpansionMiddle MarketCrossHill Financial Group provides senior secured debt with warrants to growth companies. This debt generally enables growth companies to bridge to their next equity funding, sale or merger. The firm manages a series of funds that provide capital to privately-held companies and provides advisory services to companies in special situations. These may include companies experiencing growth due to existing operations, growth due to acquisitions, restructuring or turnaround, or a need for crisis management.

201 North Union Street, Suite 300ArlingtonVA22314703-717-6419703-518-6122

Portfolio companies include:Brickstreamhttp://www.brickstream.com/Q.Knowhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=13638881Investment Team:Stephen X. Graham, 703-717-6419sgraham@crosshill.comIMS Ventureswww.imsventures.comVCInformation TechnologySoftware & InternetCommunications & NetworkingEarlyIMS Ventures was originally founded in 1995 to assist forward looking companies in solving complex internet technology problems. The firm fills a void in the venture capital environment by taking an active role in its portfolio companies. IMS Ventures assists early-stage entrepreneurs in validating their product and business concepts and preparing them for future growth and expansion. The firm invests $250,000 to $500,000 (more in subsequent rounds), in return for 5% to 20% equity (in the form of preferred stock) in portfolio companies that have: at least two full-time executives who have put some of their own money into the company; a product or service which can demonstrated (alpha or beta) and marketed in six to twelve months; and a business model that can reasonably demonstrate profitability in two to four years. IMS Ventures invests in no more than eight companies each year. IMS will invest in many different industry segments, but prefers businesses that have a tangible product or service that can differentiate them and provide ongoing competitive advantage. The firm generally does not invest in Internet content companies.

117 S. Columbus StreetAlexandriaVA22314703-837-8800 703-837-8821

Portfolio companies include:Intellicuehttp://www.intellicue.com/Careers.aspxNetonomyhttp://www.comverse.com/press_releases.aspx?newsId=536Presenter.comhttp://en.wikipedia.org/wiki/Television_PresenterInvestment Team:Yale R. Brown, Presidentybrown@imsventures.comRobert M. Lippmann, Vice Presidentrlippmann@imsventures.comAlison C. Lynch, Vice Presidentalynch@imsventures.comLiquid Capital Management Groupwww.liquidcapitalgroup.comVCFOFInformation TechnologySoftware & InternetCommunications & NetworkingEarlyLiquid Capital Group (LCG) is a family of information technology-oriented venture capital funds. The firm acts as a Fund of Funds as well as a direct investor in companies. In addition to capital resources, the firm provides hands-on assistance to its portfolio companies in the form of strategic and tactical advice, business contacts and operational guidance. Sectors which are of particular interest to Liquid are: Digital Security, Mobile Computing, IP-based Com-munications, Digital Rights Management, Electronic Commerce, Personal Area Networking, Data Mining and Intelligent Computing. Venture Funds that Liquid has invested in include: Dawntreader Ventures, The Washington Dinner Club, Blacksmith Ventures and GKM Generation Funds.

8300 Greensboro Drive, Suite 800McLeanVA22102703-626-3757

Portfolio companies include:Vistohttp://visto.com/Intersanhttp://www.intersanus.com/Lighningcasthttp://www.lightningcast.com/Paraturehttp://www.parature.com/Matricshttp://matricsinc.org/ServiceBenchhttp://servicebench.com/ObjectVideohttp://www.objectvideo.com/NetForensicshttp://www.netforensics.com/MaterialNethttp://download.cnet.com/MaterialNet/3000-2067_4-10718683.htmlMortgageIT.comhttp://en.wikipedia.org/wiki/MortgageITOverture Technologieshttp://home.overturecorp.com/WiderThanhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=117955Investment Team:Randolph C. Domolky, Managing DirectorLongstreet Partners, LLCwww.longstreetpartners.comMBInformation TechnologyCommunications & NetworkingDefense & Homeland SecurityEarlyFounded in 2002, Longstreet Partners is a privately-held merchant banking and strategic consulting services firm located in the metropolitan, Washington DC area. The firm directly invests its own capital, sometimes in conjunction with select investment partners, and seeks regional opportunities in certain technology and professional services sectors. Government contractors and Federal IT enterprises are squarely in Longstreet's target market. The firm has a particular focus on Aerospace, Defense, and Government Services enterprises. Candidates for strategic advisory engagements and direct investments that meet the firm's criteria will generally have annualized revenues in the $10-$30 million plus range, as well as proximity to the metropolitan Washington DC area.

8270 Greensboro Drive, Suite 1050McLeanVA22102703-584-8907703-584-8378

Portfolio companies include:videoNEXThttp://www.videonext.com/Digital Fusionhttp://www.digitalfusion.com/TMA Nethttp://tma.com/Investment Team:Daniel E. Moore, Managing Partnerdmoore@longstreetpartners.comDan Price, DirectorJack Larmer, Partnerjlarmer@longstreetpartners.comStuart Mackiernan, Directorsmackiernan@longstreetpartners.comJames Keeratisakdawong, Associatejimk@longstreetpartners.comManhattan Investment Partnerswww.manhattaninvest.comMBInformation TechnologyCommunications & NetworkingMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesFinancial ServicesConsumer ProductsReal EstateGrowthExpansionManhattan Investment Partners, LLC is a private investment and merchant banking firm engaged in the financing and growth of established middle market companies, as well as emerging-growth enterprises, entrepreneurial ventures, and business turn-around solutions. Founded in 1990, the firm operates from its offices in New York and Charlottesville. The firm maintains a multi-industry focus, and has developed a strong track record in sectors as diverse as: manufacturing and industrial products, energy and natural resources, consumer products, financial & business services, information technology, media, communications and entertainment, health care and life sciences, and real estate. While the firm has no pre-set investment size, it normally seeks to invest $5 to $50 million in established companies with enterprise values of between $20 million and $250 million.

1 Village Green CircleCharlottesvilleVA22903434-296-5158434-296-5159

Portfolio companies include:Genesis Cable Communicationshttp://www.carlyle.com/Portfolio/item7175.htmlSolomon Productionshttp://solomonproductions.org/Hycohttp://www.hyco.net/BrideSave.comhttp://www.epinions.com/content_222002253444Virdaishttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2705896IndustryWorkshttp://industry-works.com/Investment Team: G. Arthur Donnelly, Senior Advisorgdonnelly@manhattaninvest.comRichard S. Melrose, Special Partnerrmelrose@manhattaninvest.comThomas W. Gilliam, Jr., Senior Advisortgilliam@manhattanivest.comDavid J. Machlica, Partner and Managing Directordmachlica@manhattaninvest.comFrank M. McCraw, Principalfmccraw@manhattanivest.comMonumental Venture Partners, LLCwww.mvpfunds.comVCInformation TechnologySoftware & InternetCommunications & NetworkingEarlyMonumental Venture Partners, LLC (MVP) is an active and growing venture capital firm providing capital and business development assistance to early stage IT companies throughout the Mid-Atlantic region. MVP invests in early stage technology companies through the purchase of equity and equity-oriented securities in amounts ranging from $250,000 up to $3,000,000 or more, throughout the life of an investment. The firm tends to target an ownership range of between 15 and 30 percent of a company, and typically does not attempt to attain majority ownership. Monumental Venture Partners Fund II will focus exclusively on investments opportunities in IT and telecommunications, with a particular focus on security, enterprise software, advanced communications networks and network support technologies.

1499 Chain Bridge Road, Suite 201McLeanVA22102703-821-0400

Portfolio companies include:Cineahttp://www.culture.com/Digital Sandboxhttp://www.dsbox.com/EyeTelhttp://www.eyetel-imaging.com/GroupServehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=595094FedResultshttp://www.fedresults.com/SonoMedicahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2762993Investment Team:Roland Oliver, President & Chairman and Managing Directorroliver@mvpfunds.comJeff Friedman, Managing Directorjfriedman@mvpfunds.comChristopher Dettmar, Managing Director & CFOcdettmar@mvpfunds.comBill Killea, Senior Managing Advisorbkillea@mvpfunds.comMary Vaughan, Administrative DirectorADayOne Ventureswww.dayoneventures.comSeedEarlyInformation TechnologySoftware & InternetCommunications & Networking

2200 Kraft Dr., Suite 1000BlacksburgVA24060540-443-9147

Day One Ventures is a group of angel investors with Blacksburg roots looking to fund and mentor early stage entrepreneurs. DayOne Ventures is a seed stage investment and mentorship program for technology-based startups. Each spring, DayOne engages with up to three early stage startups through a competitive evaluation process. Winning teams can receive up to $16,000 to cover personal and business expenses related to participation in the summer mentorship program, plus class A office space and high-speed internet access during their stay. Throughout the summer, each team receives regular mentoring by successful entrepreneurs who have built and sold technology businesses. The program concludes in late August. At the end of the summer, each firm has the opportunity to present to potential investors via a demo day event. DayOne Ventures is housed at the VT KnowledgeWorks Business Acceleration Center, located in the Virginia Tech Corporate Research Center in Blacksburg.Portfolio companies include:N/AInvestment Team:Pat MatthewsBill BoebelDoug JuanarenaDavid Catalanoff Venture Capitalhttp://ffventure.comVCInformation TechnologySoftware & InternetSeedEarlyff Asset Management was formed to bridge the venture capital funding "gap," with initial amounts invested at below one million dollars. The firm's ff Silver Private Equity Fund, raised in 2010, is currently open for investment. The firm primarily invests in early-stage web-based services companies with disruptive models, and is particularly focused on low CapEx high operating leverage businesses. Typical valuation at first funding is below $5m pre-money, and ff's typical investment is $50K-$250K. The firm targets companies with potential to generate over $10M of annual EBIT within 5-7 years. The firm maintains an additional office in NYC.

101 Eisenhower Parkway, Suite 300RoselandNJ07068973-488-7110973-488-7117

Portfolio companies include:AdSidehttp://adside.com/home.htmlAlerts.comhttp://www.alerts.com/CamsSpacehttp://camospace.com/CapitalSpringhttp://www.capitalspring.com/ClearPath Immigrationhttp://www.clearpathimmigration.com/EZAssethttp://ezassetbam.appspot.com/OfferIQhttp://www.offeriq.com/Infochimpshttp://www.infochimps.com/Klouthttp://klout.com/Parselyhttp://en.wikipedia.org/wiki/ParsleyApparel Media Grouphttp://www.apparelmedia.com/Parents.comhttp://www.parents.com/Quigohttp://www.advertising.com/advertiser/sponsored-listingsTheaterManiahttp://www.theatermania.com/ThinkNearhttp://www.thinknear.com/500pxhttp://500px.com/popularGameSaladhttp://gamesalad.com/Investment Team:John Frankel, Founderjohn@ffassetmanagement.comAlex Katz, Chief Financial OfficerDavid Teten, PartnerMichael Yavonditte, Venture PartnerRenaissance Ventures, LLCwww.renventures.comPEManufacturing & IndustrialBusiness ServicesMiddle MarketRenaissance Ventures, LLC and its affiliates invest in special situations across multiple asset classes including miss-priced equity and debt securities, and buyout situations in both public and private markets. Renaissance generally looks for businesses generating positive free cash flow in stable or growing industry sectors where it can apply its operational, strategic and cost savings expertise. Renaissance Ventures invests for its own account and originates projects for affiliated funds and institutional clients.

33 South 13th Street, 3rd FloorRichmondVA23219804-643-5500 804-643-5322

(Mailing address)P.O. Box 2157RichmondVA23218Portfolio companies include:ChemFirsthttp://www2.dupont.com/FirstChem/en_US/index.htmlSumma Fourhttp://en.wikipedia.org/wiki/Summa_FourCreehttp://cree.com/Investment Team:Herbert W. (Herb) Jackson, Managing Directorhjackson@renventures.comFrontera Group, LLCwww.fronteracapital.comSoCalVCInformation TechnologyEarlyEstablished in 1996, Frontera Group, LLC is a private investment boutique that invests in emerging companies primarily based in the Western United States. The firm usually pursues high-growth opportunities in both high- and low-tech sectors. In high-tech sectors, Frontera invests in companies with proprietary technologies that are revolutionary and disruptive in nature. For low- or non-tech sectors, Frontera invests in companies with proprietary products/services, a defensible market position, a well-defined competitive advantage and a proven management team. As a funding source, the firm typically makes direct investments between $250,000 and $1 million with its own capital, along with a pool of syndicated capital from various affiliated and accredited investors.

15303 Ventura Blvd., Suite 1510Sherman OaksCA91403818-450-3601818-450-3636

Portfolio companies include:MindBody Softwarehttp://www.mindbodyonline.com/Xylemehttp://www.xyleme.com/Vatorhttp://vator.tv/Morphhttp://www.morphthing.com/Make It Workhttp://www.makeitwork.com/Cognitionhttp://en.wikipedia.org/wiki/CognitionExisthttp://dictionary.reference.com/browse/existOpposing Viewshttp://www.opposingviews.com/Investment Team:Eric Manlunas, Partner, Managing Directoreric@fronteracapital.comLevine Leichtman Capital Partnerswww.llcp.comPEMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialFinancial ServicesConsumer ProductsReal EstateMiddle MarketFounded in 1984 by Arthur E. Levine and Lauren B. Leichtman, Levine Leichtman Capital Partners (LLCP) invests in middle market companies located in the United States. LLCP manages approximately $5 billion of institutional capital on behalf of itself and its worldwide network of investors. LLCP is currently making new investments through Levine Leichtman Capital Partners IV, LP (a Structured Equity Fund) and Levine Leichtman Capital Partners Deep Value Fund (a Distressed Debt Fund) and Levine Leichtman Capital Partners California Growth Fund (California focused Small Cap Fund). LLCP strategically focuses on companies in the underserved sector of the U.S. middle market by targeting companies with revenues up to $750 million. The firm's investments have been in a broad range of industries, including: Aerospace, Consumer products, Equipment rental, Financial services, Food processing, Franchising, Healthcare, Manufacturing, Radio programming, Real Estate services, Safety products and Specialty finance. LLCP's investments size range from $10 to $75 million.

126 East 56th Street, 31st FloorNew YorkNY10022212-600-2100212-355-5171

Portfolio companies include:Carpets N Morehttp://www.carpetsnmore.com/Dexter Magnetic Technologieshttp://www.dextermag.com/Simeus Foodshttp://simeusfoods.com/Pacific Worldhttp://www.pacificworld.com/Falcon Productshttp://www.falconproducts.com/Harlows Casino & Resorthttp://www.harlowscasino.com/Overhill Farmshttp://www.overhillfarms.com/Wetzel's Pretzelshttp://wetzels.com/Pacific Worldhttp://www.pacificworld.com/Angel Management Grouphttp://angelmanagementgroup.com/Global Franchise Grouphttp://globalfranchise.com/Interdenthttp://interdent.com/Luminator Technology Grouphttp://luminatortechnologygroup.com/National Corrective Grouphttp://www.corporationwiki.com/California/San-Clemente/national-corrective-group-inc/29137822.aspxPacific Wave Systemshttp://www.pacificwavesystems.com/Poma Companieshttp://www.pomacos.com/Revenew Internationalhttp://www.revenew.net/Santa Cruz Nutritionalshttp://www.santacruznutritionals.com/Employment.htmlSequelhttp://en.wikipedia.org/wiki/SequelInvestment Team:Lauren B. Leichtman, Founding Principal, CEOArthur E. Levine, Founding Principal, PresidentRobert A. Poletti, Principalrpoletti@llcp.comStephen J. Hogan, Principalshogan@llcp.comSteven E. Hartman, Principalshartman@llcp.comKimberly L. Pollack, Managing Directorkpollack@llcp.comJohn E. Klinge, Managing Directorjklinge@llcp.comBrian T. Stewart, Managing Directorbstewart@llcp.comJohn P. Romney, Directorjromney@llcp.comAaron M. Perlmutter, Managing Directoraperlmutter@llcp.comPaul W. Drury, Directorpdrury@llcp.comJason Schauer, Directorjschauer@llcp.comMichael B. Weinberg, Managing DirectorRonnie Kaplan, Managing DirectorMonica J. Holec, Managing Directormholec@llcp.comOdyssey Investment Partners, LLCwww.odysseyinvestment.comPEEnergy & Clean TechManufacturing & IndustrialBusiness ServicesDefense & Homeland SecurityMiddle MarketOdyssey Investment Partners manages over $2.0 billion of capital in three private equity funds, a $760 million fund raised in 1998, a $750 million fund raised in 2005 and a $1.5 billion fund raised in 2009. Odyssey makes majority, control investments primarily in established middle-market companies in a variety of industries. The firm focuses on several core areas: industrial manufacturing, business and insurance services, aerospace/defense products and services, route-based businesses, supply chain management, energy products and services and rental businesses. The firm has an additional office in New York.

280 Park Avenue38th Floor, West TowerNew YorkNY10017212-351-7900212-351-7925

Portfolio companies include:Wastequiphttp://www.wastequip.com/York Insurance Services Grouphttp://www.yorkisg.com/YCS/Pro-Machhttp://www.promachinc.com/SM&Ahttp://www.smawins.com/Safewayhttp://www.safeway.com/Wencorhttp://www.wencor.com/index.phpOne Call Medicalhttp://www.onecallmedical.com/BarrierSafe Solutions Internationalhttp://www.barriersafe.com/One Call Medicalhttp://www.onecallmedical.com/Peninsula Packaging Companyhttp://penpack.net/TNT Crane & Rigginghttp://www.tntcrane.com/EAGhttp://www.eaglabs.com/ETShttp://www.ets.org/Ranpakhttp://www.ranpak.com/Investment Team:Stephen Berger, Chairmansberger@odysseyinvestment.comBrian Kwait, Co-President & Managing Principalbkwait@odysseyinvestment.comWilliam Hopkins, Co-President & Managing PrincipalRandy Paulson, Managing Principalrpaulson@odysseyinvestment.comRobert Aikman, Principalraikman@odysseyinvestment.comBrian Zaumeyer, PrincipalDoug Hitchner, Managing Principaldhitchner@odysseyinvestment.comDoug Rotatori, Managing Principaldrotatori@odysseyinvestment.comJeffrey McKibben, Managing Principaljmckibben@odysseyinvestment.comCraig Staub, Managing Principalcstaub@odysseyinvestment.comPlatinum Equitywww.platinumequity.comPEInformation TechnologyEnergy & Clean TechManufacturing & IndustrialBusiness ServicesTransportation & DistributionSports & EntertainmentMiddle MarketLateTom Gores founded Platinum Equity in 1995 with the intent to acquire, transition, and create significant value in non-core or underperforming divisions of Fortune 1000 corporations. Headquartered in Los Angeles, CA with offices in New York, Boston, and London, Platinum has closed over 115 acquisitions that represent $30 billion in aggregate annual revenue at the time of acquisition. The firm's current portfolio includes companies in diverse industries, acquired in a range of corporate divestitures, public-to-private transactions, and transactions with private sellers. Platinum created the M&A&O approach to improve the operational success of financial acquisitions, and the Platinum team continues this commitment each day. Platinum employs over 100 in-house specialists. Platinum Equity Capital Partners Funds I and II have $3.45 billion in capital commitments.

52 Vanderbilt Avenue, 21st FloorNew YorkNY10017212-905-0010

Portfolio companies include:3B The Fibreglass Companyhttp://www.3b-fibreglass.com/Acument Global Technologieshttp://acument.com/Canvas Systemshttp://www.canvassystems.com/DCA Serviceshttp://www.dcaservices.com/Active Aero Grouphttp://activeaero.com/Alliance Entertainmenthttp://www.answers.com/topic/alliance-entertainment-corpAmerican Commercial Lineshttp://www.aclines.com/Americatelhttp://www.americatel.net/Contego Packaging Grouphttp://contegopackaging.com/Data2Logisticshttp://www.data2logistics.com/DCA Serviceshttp://www.dcaservices.com/ECKA Granuleshttp://www.ecka-granules.com/Geesink Norba Grouphttp://www.geesinknorba.com/International Offshore Serviceshttp://www.intlboats.com/Investment Team:Tom Gores, Founder, Chairman & CEODavid Anglin, PartnerRob Archambault, PartnerJohn Diggins, PartnerRobert J. Joubran, PartnerEva Kalawski, Partner, General Counsel and SecretaryMary Ann Sigler, Chief Financial OfficerJacob Kotzubei, PartnerJohnny O. Lopez, Founding PartnerPhil Norment, PartnerBrian Wall, PartnerRobert Wentworth, PartnerRW Capital Partners, LLChttp://rwcplp.comSoCalPEInformation TechnologyManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantMiddle MarketRW Capital Partners was established to provide senior to subordinated capital to small and medium sized businesses during a time when many sources of capital have virtually vanished for this market segment. The firm's investments range in size from $2 million to $10 million primarily placed through debt instruments with equity features. RW Capital Partners broadly invests in a range of consumer industries with a strong geographic focus on partner companies located in the Western United States although investments outside of this area will be considered. RW Capital Partners invests in small to medium sized companies generally with annual revenues in the range of $10 million to $150 million and EBITDA in the range of $2 million to $10 million. The firm has an additional office in San Francisco.

9595 Wilshire Blvd, Suite 900Beverly HillsCA90212310-492-4322310-300-4480

Portfolio companies include:N/Ahttp://www.na.org/Investment Team: Ellery W. Roberts, Managing Principal and Co-foundereroberts@rwcplp.comBarry Soosman, Principal-Operating Executivebsoosman@rwcplp.comMichael W. Wingard, Managing Principal and Co-foundermwingard@rwcplp.comSail Capital Partnershttp://www.sailcapital.comNew YorkVCEnergy & Clean TechEarlyGrowthFounded in 2002, Sail Capital Partners is a national venture capital firm with offices in Southern California, New York, New Orleans, and Washington, D.C. Sail Venture Partners has an investment focus on early-stage and growth-stage companies in the Energy/Cleantech sector. The firm seeks sophisticated business teams with strong IP and business models that are in the market, or ready for market, and will typically invest $500K to $5 million per portfolio company.

30 Rockefeller Plaza, Suite 3108New YorkNY10112212-408-5528

Portfolio companies include:ORYXE Energy Internationalhttp://oryxe-energy.com/Ice Energyhttp://www.ice-energy.com/CNS Responsehttp://www.cnsresponse.com/SN Techhttp://sntech.com/Enerpulsehttp://www.enerpulse.com/Xtreme Powerhttp://www.xtremepower.com/Dow Kokamhttp://www.dowkokam.com/index.phpFlexEnergyhttp://www.flexenergy.com/Paragon Airheaterhttp://paragonairheater.com/Kokamhttp://en.wikipedia.org/wiki/Garcinia_indicaWaterHealth Internationalhttp://waterhealth.com/M2 Renewableshttp://www.m2renewables.com/Cleantech Grouphttp://www.cleantech.com/CNS Responsehttp://www.cnsresponse.com/Investment Team:Hank Habicht, Managing Partnerhhabicht@sailcapital.comChris Rhoades, Partnercrhoades@sailcapital.comWalter Schindler, Managing Partnerwschindler@sailcapital.comAlan Sellers, Managing Partnerasellers@sailcapital.comMichael J. Hammons, Venture Partnermhammons@sailcapital.comSanta Barbara Technology Group, LLCwww.sbtechnology.comSoCalVCIInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorSeedEarlySanta Barbara Technology Group, LLC is a private investment and consulting firm engaged primarily in working with, and acquiring equity from, early-stage technology companies. Originally founded in January 2000 as Santa Barbara Technology Incubator, the company provides seed capital, professional guidance, physical and corporate infrastructure, and relationships necessary to launch successful technology businesses. The Group targets all areas of technology including: materials technology, semiconductor optics, wireless Internet services and software, computer software and devices, communications, and service businesses using Internet technology for delivery. Santa Barbara Technology Group is the founder of SB Tec Ventures, which continues to offer flexible, full-service office space for companies in downtown Santa Barbara. The Incubator, as it has become known, offers full-service office space leasing for early-stage high-tech companies in Santa Barbara.

402 East Gutierrez StreetSanta BarbaraCA93101805-570-1000

Portfolio companies include:Accerrahttp://www.accerapharma.com/Blue Casahttp://www.bluecasa.com/InTouch Technologieshttp://www.intouchhealth.com/InQhttp://www.inqmobile.com/Envenergyhttp://invenergyllc.com/New.nethttp://www.new.net/Nozahttps://www.nozasearch.com/Nutricatehttp://www.receipt.com/nutrition_solutions.phpTrustonhttp://www.truston.us/Investment Team:Dennis J. Cagan, Chairman and Chief Executive Officerdennis.cagan@sbtechnology.comSabine Freistuhler, Property Managersabine@bdcdevelopment.comSorrento Associates, Inc.www.sorrentoventures.comSoCalVCInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareLife Sciences & HealthcareMedical DeviceTransportation & DistributionRetail & RestaurantEarlyGrowthFounded in 1985, Sorrento Ventures is a San Diego-based venture capital firm committed to providing strategic capital and vision to promising emerging growth companies based in Southern California. Sorrento invests in companies led by experienced management teams that have demonstrated that a large market opportunity exists for their products and services. Sorrento's investment focus includes medical devices and biotechnology, enterprise software, communications, electronics and hardware, enabling distribution technologies (including the Internet), and specialty retail. Sorrento seeks to invest between $1 million and $2 million (in three to five new companies each year) in a first investment round, and between $5 million and $10 million over the life of the company. The firm primarily invests in companies that can grow to $50 million in revenues within five years. It typically invests in the Series A or Series B, in which it prefers to be the lead investor and for capital-intensive businesses, it participates in an investment syndicate led by another venture firm. Sorrento prefers to take board seat in its early stage portfolio companies and retains only observation rights in later stage companies. Sorrento has raised six separate venture funds and currently has over $115,000,000 of committed capital under management, having invested in over 40 companies during the last fifteen years.

12250 El Camino Real, Suite 100San DiegoCA92130858-792-2700858-792-5070

Portfolio companies include:Cameron Healthhttp://www.cameronhealth.com/Idun Pharmaceuticalshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=29733Neurogeneticshttp://en.wikipedia.org/wiki/NeurogeneticsDigigradhttp://drad.client.shareholder.com/Perlan Therapeuticshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=113624A-Life Medicalhttp://www.alifemedical.com/Idetichttp://en.wikipedia.org/wiki/Eidetic_memorySeatAdvisorhttp://www.seatadvisor.com/V-Enablehttp://v-enable.com/Investment Team:Robert M. Jaffe, Presidentrjaffe@sorrentoventures.comSpectrum Equity Fund, Inc.www.spectrumequityfund.com.auSoCalVCPEInformation TechnologySeedEarlyGrowthExpansionMiddle MarketAs a private equity firm Spectrum Equity Fund acquires, invests in and actively provides direction and pathways for portfolio companies to become leaders in their industries. The Spectrum Equity Fund can make investments in both public and private companies. On the private side, target companies range in size from inception up to $250 million in annual revenue. On the public side target companies are without size restrictions. The Spectrum Equity Fund was created through a natural evolution of its Director's backgrounds and investments in a variety of privately held businesses. With headquarters in Australia, Spectrum also has an office in Poland.

23046 Avenida de la Carlota, Suite 600Laguna HillsCA92653949-588-7500 949-606-9811

Portfolio companies include:RamSpeed Grouphttp://www.vwgolf.net.au/showthread.php?2807-Introduction-to-RamSpeed-Automotive-PerfectionInvestment Team:Andrew Ochudzawa, PartnerTao Venture Partnerswww.taovp.comSoCalVCInformation TechnologySoftware & InternetMedia & Digital MediaConsumer ProductsEarlyTAO Venture Capital Partners provides capital and advisory services to entrepreneurs pursuing global market opportunities in Information Technology, Internet, Media, and Consumer Services.

1988 Nautilus StreetLa JollaCA92037858-964-4538

Portfolio companies include:ParACCELhttp://paraccel.com/Active.comhttp://www.active.com/SoarSpacehttp://www.manta.com/c/mt9yznj/soar-space-incTradeBeamhttp://www.cdcsoftware.com/en/Solutions/CDC-Global-Trade-Management-GTMEcoATmhttp://ecoatm.com/ActiveNetworkhttp://www.activenetwork.com/Investment Team:Tom Clancytom@taovp.comThreeG Capital, LLCwww.threegcapital.comSoCalVCInformation TechnologyEnergy & Clean TechReal EstateEarlyGrowthThreeG Capital is a private equity and venture capital company that provides management assistance and a strategic partnership that includes private equity, venture capital, and consulting services. ThreeG Capital works with smaller to intermediate size firms in order to add value through strategic partnering, the negotiation and funding of acquisitions or divestitures, business plan development and implementation, and equity funding that will take these businesses to the next level of growth. Investment focus areas include the following: Energy sector assistance and investment that will identify and develop oil, gas or power opportunities worldwide; Smaller to intermediate size companies in niche and growing markets; Companies with proprietary technologies in niche and growing markets; and companies that seek to move their products and/ or services into international markets. ThreeG founder Gary Awad is also a member of the Pasadena Angels (see profile).

1716 La Floresta DriveLa CanadaCA91011949-637-3458 818-790-7853

Portfolio companies include:Visioneered Images Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26388598EHD Technology Grouphttp://www.ehdtg.com/Metamatrixhttp://www.metametrix.com/Investment Team:Gary V. Awad, Foundergva@threegcapital.comTrilogy Capital Partners, Inc.www.trilogy-capital.comNew YorkMBCommunications & NetworkingBusiness ServicesFinancial ServicesMiddle MarketTrilogy Capital Partners, Inc. is a financial services company engaged in merchant banking, strategic planning, financial marketing, and communications. Under certain circumstances, when capital is necessary to achieve a client company's objectives, Trilogy engages in merchant banking activities. Operating in the capacity of principals, the firm's professionals and global network partners structure corporate investments that are immediately and continuously accretive to shareholder value.

590 Madison Avenue, Suite 2127New YorkNY10022800-592-6067509-694-8692

Portfolio companies include:BioPhan Technologieshttp://www.biophan.com/NuTech Digital.http://nutechdigital.com/Tital General Holdinghttp://www.titanglobalholdings.com/The project Grouphttp://theprojectgroup.net/VisiJethttp://www.victorwhite.com/SAliances/visijet/index.htmInvestment Team:AJ Cervantes, Chairman and CEO, 800-330-1860aj@trilogy-capital.comDarren Minton, Executive Vice Presidentdarren@trilogy-capital.comNorman A. Kunin, Senior Vice President, 805-557-7327norman@trilogy-capital.comKim Fishman, Senior Vice Presidentkim@trilogy-capital.comBryan Chance, President, Merchant Banking GroupTwenty One East Victoria InvestmentsSoCalVCInformation TechnologySeedEarlyTwenty One East Victoria Investments was formed by Michael Towbes and Robert L. Skinner to take advantage of the high quality investment opportunities created by the California Central Coast's growing technology industry, fueled largely by the highly regarded engineering and applied physics programs at the University of California, Santa Barbara. Skinner and Towbes are principals at Towbes Capital Partners Fund I, LLC, a discretionary real estate investment fund. Mr. Skinner is also the CEO of Agility Capital, a venture debt firm (see profile).

21 East Victoria St., Suite 200Santa BarbaraCA93101

Portfolio companies include:InTouch Technologieshttp://www.intouchhealth.com/Investment Team: Robert L. Skinner, Managing Partner and Co-Founder, 805-879-1741rskinner@towbes.comMichael Towbes, Managing Partner and Co-Foundermtowbes@towbes.comVintage Capital Groupwww.vintagecapitalgroup.comSoCalPEInformation TechnologyCommunications & NetworkingManufacturing & IndustrialDefense & Homeland SecurityMiddle MarketVintage Capital Group is an investment firm founded in 2000 by successful business executive and investor, Mr. Fred C. Sands. After establishing and successfully building Fred Sands Realtors into one of the largest real estate and financial services firms in the United States (7th largest), Mr. Sands successfully exited this business in a merger with Coldwell Banker and formed Vintage Capital Group. With a capital base in excess of $150 million available to deploy, Vintage Capital Group's investment strategy is to opportunistically invest in a wide variety of businesses and industries, with particular expertise in turnarounds of distressed companies, bankruptcies or other special situations. Investments may include the purchase of debt securities or direct investments of equity either on a control or minority equity basis. Vintage will also consider providing bridge financings as well as sale leaseback transactions. Vintage will typically invest capital ranging from $1 million to in excess of $20 million. Vintage Fund Management, a separate unit, is a private investment fund comprised of large institutional investors as well as high net worth individuals, partners with experienced builders of established lower middle market businesses through structured growth equity investments. VFM typically invests between $5 million and $20 million to support companies with revenues up to $250 million (and sustainable EBITDA greater than $3 million).

11611 San Vicente Boulevard, 10th Floor Los AngelesCA90049310-979-9090310-207-0035

Portfolio companies include:eScreenhttp://www.escreen.com/PCA Aerospacehttp://pcaaerospace.com/ATS Systemshttp://ats-s.com/Lubricating Specialtieshttp://lsc-online.com/PlayNetworkhttp://www.playnetwork.com/Avioserv San Diegohttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=6578591Investment Team:Fred C. Sands, Chairman and Senior Managing Directorfsands@vintagecapitalgroup.comMark A. Sampson, Managing Directormsampson@vintage-vfm.comThomas G. Webster, Vice Presidenttwebster@vintage-vfm.comViterbi GroupSoCalAInformation TechnologyCommunications & NetworkingSeedViterbi Group was founded in 2000 by Dr. Andrew Viterbi and his daughter Dr. Audrey Viterbi to advise and invest in startup companies, predominantly in the fields of wireless communications, network infrastructure, and image, optical and signal processing. Dr. Andrew Viterbi co-founded QUALCOMM, Inc. and LINKABIT Corporation, and was a Professor at the UCLA School of Engineering and Applied Science. He has received numerous awards for his substantial contributions to the communications industry, such as the Viterbi Algorithm.

4370 La Jolla Village Dr. San DiegoCA92122-1249858-909-9069858-909-9070

Portfolio companies include:Continuous Computinghttp://www.radisys.com/Inpinjhttp://www.impinj.com/Koturahttp://www.kotura.com/Vativ Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2105443Investment Team:Dr. Andrew ViterbiDr. Audrey ViterbiVMG Partnerswww.vmgpartners.comSilicon ValleyPEConsumer ProductsMiddle MarketWith offices in San Francisco and Los Angeles, VMG Equity Partners is a private equity investment firm with an exclusive focus on acquiring highly branded consumer products companies in the lower middle market. Founded in 1995, the firm's services include debt and equity placements, debt consolidation, re-capitalization, capital raising, sell-side advisory, and consultancy. The firm's defined set of attractive target industries include lifestyle, wellness, food/beverage, personal care, pet and leisure. The firm targets companies with revenues between $15-150 million. VMG currently has $325 million of committed equity capital.

San Francisco Film Centre Building @The Presidio39 Mesa Street, Suite 201San FranciscoCA94129415-632-4200415-632-4222

Portfolio companies include:Mighty Leafhttp://www.mightyleaf.com/Timbuk2http://www.timbuk2.com/Coloresciencehttp://www.colorescience.com/Waggin' Trainhttp://waggintrainbrand.com/KIND Snackshttp://www.kindsnacks.com/Pretzel Crispshttp://pretzelcrisps.com/Pirate's Bootyhttp://piratebrands.com/Natural Balancehttp://www.naturalbalanceinc.com/Speckhttp://www.speckproducts.com/Investment Team:David G. Barambaram@vmgpartners.comMary Kayser, CFOkayser@vmgpartners.comRobert W. Schult, Co-Founderschult@vmgpartners.comMichael L. Mauze, Co-foundermauze@vmgpartners.comScott Elaine Case, Co-foundercase@vmgpartners.comKara Cissell-Roell, Co-foundercissell-roell@vmgpartners.comWestlake Venture Partnerswww.westlakevp.comSoCalAInformation TechnologySeedWestlake Venture Partners was established in 2001 by the original, four founders of NetZero to assist young and emerging companies in the growth and success of their businesses. Westlake invests in emerging companies in a variety of ways, from hands-on management to capital investments. Depending on the stage of the company and their needs, Westlake Venture Partners will vary the degree to which it takes a hands-on approach. Among the services Westlake provides are: Capital investments from private equity; Bridge financing; Assistance in venture capital financing; and Management consulting and advice. Westlake Venture Partners only works with companies referred to it by trusted individuals, and does not accept unsolicited business plans or proposals. Westlake Venture Partners is not a venture capital firm and does not manage investments for private investors.

Westlake VillageCA

Portfolio companies include:Jeteyehttp://jeteye.com/IMPACT Technology Resourceshttp://impacttechnology.com/EdenTree Technologieshttp://www.galetechnologies.com/Jambohttp://en.wikipedia.org/wiki/JamboInvestment Team:Harold MacKenzieRonald BurrStacy HaitsukaMarwan ZebianWestmount Asset Managementwww.westmount.comSoCalFOFInformation TechnologyCommunications & NetworkingMedia & Digital MediaLife Sciences & HealthcareEarlyExpansionMiddle MarketWestmount Asset Management, Inc. is an investment advisory firm that blends institutional money management strategies with a wide range of consulting and planning services. To assist both institutional and private clients in diversifying their portfolios, Westmount has developed expertise in private equity investing. Using a pooled fund-of-funds vehicle, Westmount Capital Partners, L.P., capital commitments have been made to four buyout funds and three venture capital funds. The buyout funds have invested primarily in middle-market U.S. corporations, with one concentrating in media and communication companies. The venture capital firms have specialized in early-stage or later-stage information technology companies, or in biotech and health sciences companies. In a joint venture with one of Southeast Asia's leading commercial banks, United Overseas Bank Group, Westmount participates in the management of the ASEAN-China Investment Fund (ACIF), a private equity fund providing growth capital to small and medium-sized enterprises in the 10-nation ASEAN countries and China. The fund commenced operations in January 2004 and has six institutional investors who have committed a total of $75 million to the fund. A follow-on fund, ACIF II, was launched with a first close in December, 2009.

2049 Century Park East, Suite 2280Los AngelesCA90067310-556-2502310-556-8661

(Pasadena Office)70 South Lake Avenue, Suite 1000PasadenaCA91101 626-463-7366626-463-7371Portfolio companies include:N/Ahttp://www.na.org/Investment Team: Robert A. Berliner, Co-Founder and Chairmanrberliner@westmount.comJames E. Berliner, Co-Founder, President and Chief Investment Officerjberliner@westmount.comChristopher Werner, Chief Operating Officercwerner@westmount.comMichael Amash, Senior Vice Presidentmamash@westmount.comPatricia Kraemer, Vice President, Research, and Senior Portfolio ManagerVCC Change Investments, LLCwww.cchangeinvestments.comGrowthExpansionEnergy & Clean Tech

One Main Street, 14th FloorCambridgeMA02142617-575-7800617-575-7801

Formed 2008, C Change Investments is a fund manager focused on energy and materials and the changing dynamic of how they are produced, distributed and consumed. C Change invests in mid to later stage companies where there is a clear view on how to achieve revenue expansion and profitability. C Change's management team combines scientific, operational and financial experience and takes an active role in the portfolio. C Change has formed a partnership with Vanterra Capital, a global private equity firm that manages funds and associated investment vehicles of over $660 million. The firm has an additional office in Silicon Valley. The firm's founders are John T. Preston, formerly director of technology development at MIT, and Russell Read, formerly chief investment officer at CalPERS, the state of California's pension fund.Portfolio companies include:N/AInvestment Team:Russell Read, Ph.D., CFA, Chairman and Managing Partnerhrobinson@cchangeinvestments.comJohn T. Preston, Managing PartnerJohn G. Sylvia, Managing PartnerRoger S. Berry, Partnerberry@cchangeinvestments.comVirginia R. Foote, Director of Finance and OperationsJacob R. Sills, AssociateStepStone Group, LLCwww.stepstonellc.comNew YorkPEFOFSECManufacturing & IndustrialBusiness ServicesMiddle MarketStepStone is a global private equity specialist overseeing more than $40 billion of private equity allocations, including over $7.5 billion of assets under management. The Firm creates customized portfolios for the world's most sophisticated investors using a highly disciplined research-focused approach that prudently integrates fund, secondary, mezzanine and co-investments. These services include: Strategic advisory, including program design, investment allocation and customized portfolio construction; Fund investment recommendation and due diligence; Specialized separate account discretionary management; and Portfolio Monitoring, Reporting and Analytics. StepStone builds private equity portfolios by accessing the market through a combination of fund investments, co-investments and secondary purchases. The firm annually deploys approximately $5 billion through fund investments, co-investments and secondary investments across all strategies and geographies. The Partners who manage StepStone's secondary practice have sourced, analyzed, negotiated and closed over $2.5 billion across 68 secondary transactions over the last 12 years. StepStone generally seeks private equity co-investments of between $10 million and $200 million in established businesses alongside proven investors. The firm was founded in 2006 and is based in La Jolla, California with additional offices in Princeton, New Jersey; New York City; Beijing; and London.

505 5th Avenue, 17th FloorNew YorkNY10017212-351-6100212-351-6101

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Monte Brem, Chief Executive Officermbrem@stepstonellc.comTom Keck, Chief Investment Officertkeck@stepstonellc.comJose Fernandez, Partner (San Diego)jfernandez@stepstonellc.comJay Rose, Managing Directorjrose@stepstonellc.comChristable Yau, Senior Vice PresidentBrey Jones, Vice President of Client Services and Business Developmentbjones@stepstonellc.comScott Hart, Vice PresidentJohn Coelho, Principal (San Diego)Chris Cook, Vice PresidentMonica McGuire, Vice President, Operations & ComplianceJames Gamett, Partner (San Diego)Jay Rose, Managing DirectorIan Aaker, Vice President (San Diego)Vita Gorkova, Vice President (San Diego)Red Rock Ventureswww.redrockventures.comSilicon ValleyVCInformation TechnologySoftware & InternetSeedEarlyFounded in 1986, Red Rock Ventures focuses on seed or first-round equity investment opportunities. The firm seeks B2B opportunities including Enterprise software or ASP, Applications or infrastructure. Red Rock looks to lead or co-lead investment rounds and provides $500K to $2 million initial investments with reserves for follow-on rounds. The firm prefers companies with a Western U.S. location and currently manages $220 million in committed capital. Red Rock requires that they are the lead investor and are granted membership into their portfolio company's board of directors.

530 Lytton Avenue, 2nd FloorPalo AltoCA94301650-325-3111

Portfolio companies include:Accruenthttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=1308876Active Decisionshttp://activedecisionsupport.com/index.htmBoingo Wirelesshttp://www.boingo.com/Plumtree Softwarehttp://en.wikipedia.org/wiki/Plumtree_SoftwareAgiliancehttp://www.agiliance.com/Mojixhttp://www.mojix.com/Nomis Solutionshttp://www.nomissolutions.com/OpenLogichttp://www.openlogic.com/Retail Solutionshttp://www.retailsolutions.com/Zventshttp://www.zvents.com/Investment Team:Bob Todd, General Partnerbob@redrockventures.comKip Myers, General Partnerkip@redrockventures.comPeter Dumanian, General Partnerpeter@redrockventures.comLaura Gwosden, Chief Financial Officerlgwosden@redrockventures.comRidgewood Capitalwww.ridgewoodcapital.comVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorEnergy & Clean TechEarlyFounded in 1982, Ridgewood Capital is a technology venture firm located in Palo Alto, Houston, and Ridgewood, New Jersey, investing in Networking, Semiconductors, Wireless Communications and Software. Ridgewood Capital is part of the Ridgewood Companies, a private equity firm with over 27 years of experience in the oil & gas, energy technologies and renewable power industries. Ridgewood typically acts as a lead investor, initially investing between $2 and $5 million. Funds are also set aside to invest in a company's follow-on rounds of financing. Ridgewood invests when a company has completed their R&D and can quickly grow to over $50 million in revenue.

11700 Katy Freeway HoustonTX77079800-942-5550

Portfolio companies include:Atempohttp://www.atempo.com/Ethertronicshttp://www.ethertronics.com/Piximhttp://www.pixim.com/Scinterahttp://www.scintera.com/Comvergehttp://www.comverge.com/Novarianthttp://www.novariant.com/NRG Dynamixhttp://www.nrgdynamix.com/Peregrine Semiconductorhttp://peregrine-semi.com/Scinterahttp://www.scintera.com/Myriohttp://www.myriosolution.com/SavaJe Technologieshttp://www.savaje.com/Investment Team:Elton B. Sherwin, Senior Managing Directoresherwin@ridgewoodcapital.comRobert E. Swanson, Founder and Chairmanbswanson@ridgewoodcapital.comRobert L. Gold, President and Chief Executive Officerbgold@ridgewoodcapital.comLeslie Wolff Golden, Managing Directorlgolden@ridgewoodcapital.comJeffrey H. Strasberg, Chief Financial Officerjstrasberg@ridgewoodcapital.comDaniel V. Gulino, Senior VP and General Counseldgulino@ridgewoodpower.comMatthew E. Swanson, Vice PresidentDomenic Salvemini, Chief Information OfficerMirna Valdes, Vice President of Investor Relationsmvaldes@ridgewoodpower.comSippl MacDonald Ventureswww.sipmac.comSilicon ValleyVCSoftware & InternetEarlySippl Macdonald has $30 million under management and its investment focus is on Internet and enterprise software opportunities. The firm's investments range from $200,000 to $750,000 initially, and Sippl expects to participate in all subsequent equity financings. The firm's focus is on Internet and enterprise software, and seeks investments in companies that have a talented and experienced management team, proprietary technology, and a market opportunity that can support the creation of a large business. The firm invests primarily within Silicon Valley. Sippl Macdonald Ventures I has been successfully fully distributed to its limited partners and Sippl Macdonald II and III are in the process of winding down as the last companies in these funds are acquired. Roger Sippl is now investing as Sippl Investments, LLC (see profile).

1422 El Camino RealMenlo ParkCA94025650-566-6860650-326-4404

Portfolio companies include:BrightMailhttp://www.symantec.com/business/products/family.jsp?familyid=brightmailIntaliohttp://www.intalio.com/OnDemandhttp://ondemand5.com/Support.comhttp://www.support.com/Versatahttp://www.versata.com/Investment Team:Roger Sippl, Founding Partnerroger@sipmac.comJacqueline Macdonald, Founding PartnerGlenn Myers, Chief Financial Officerglenn@sipmac.comVersant Ventureswww.versantventures.comSilicon ValleyVCLife Sciences & HealthcareMedical DeviceEarlyGrowthExpansionFounded in 1999, Versant Ventures currently manages over $1.6 billion in committed capital having recently raised its fourth fund in July 2008, and is currently managing over 75 companies in its portfolio. The firm specializes in early-stage investments in medical devices, biotechnology and pharmaceuticals, healthcare services, and healthcare information technology. Versant seeks large market opportunities and will not invest in a new company unless the opportunity has at least $500 million in annualized potential in the U.S. Versant has and will occasionally invest in later stage companies with the right attributes.

3000 Sand Hill Road, Bldg. 4, Ste. 210Menlo ParkCA94025650-233-7877 650-854-9513

(San Francisco Office)1700 Owens Street, Suite 541San FranciscoCA94158650-233-7877 650-854-9513Portfolio companies include:Achaogenhttp://www.achaogen.com/PhaseRxhttp://phaserx.com/ISB Acceleratorhttp://www.acceleratorcorp.com/Veracytehttp://veracyte.com/Immune Designhttp://immunedesign.com/OpGenhttp://opgen.com/VerCohttp://vercodeck.com/Homestead Clinicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=23047074Immune Designhttp://immunedesign.com/ISB Acceleratorhttp://www.acceleratorcorp.com/Kythera Biopharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=23928419Metabolexhttp://www.metabolex.com/Mirinahttp://mirena-us.com/Okairoshttp://www.okairos.com/e/index.phpPathwork Diagnosticshttp://www.pathworkdx.com/PhaseRxhttp://phaserx.com/Phenomixhttp://www.phenomixcorp.com/Quanticelhttp://www.quanticel.com/Sebaciahttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=107793440Semprae Laboratorieshttp://semprae.com/Sentient Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=81831895Seredigmhttp://www.acceleratorcorp.com/portfolio/onetwo/seredigmSpark Diagnosticshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=139452241Investment Team:Sam Colella, Managing Directorscolella@versantventures.comCamille Samuels, Managing Directorcamille@versantventures.comBrian Atwood, Managing Directorbrian@versantventures.comBarbara Lubash, Managing Directorbarbara@versantventures.comBill Link, Managing Directorbill@versantventures.comBeckie Robertson, Managing Directorbrobertson@versantventures.comDr. Ross A. Jaffe, Managing Directorrjaffe@versantventures.comDon Milder, Managing Directordon@versantventures.comBrad Bolzon, Managing Directorbrad@versantventures.comCharles Warden, Managing Directorcharles@versantventures.comRobin L. Praeger, Administrative Director and Chief Financial Officerrobin@versantventures.comKevin J. Wasserstein, Managing Directorkevin@versantventures.comKirk Nielsen, Managing Directorkirk@versantventures.comStephen W. Kaldor, Venture Partner (San Diego)skaldor@versantventures.comVersant Ventureswww.versantventures.comSoCalVCLife Sciences & HealthcareMedical DeviceEarlyGrowthExpansionFounded in 1999, Versant Ventures currently manages over $1.6 billion in committed capital having recently raised its fourth fund in July 2008, and is currently managing over 75 companies in its portfolio. The firm specializes in early-stage investments in medical devices, biotechnology and pharmaceuticals, healthcare services, and healthcare information technology. Versant seeks large market opportunities and will not invest in a new company unless the opportunity has at least $500 million in annualized potential in the U.S. Versant has and will occasionally invest in later stage companies with the right attributes.

450 Newport Center Drive, Suite 600Newport BeachCA92660949-729-4500949-729-4501

(San Francisco Office)1700 Owens Street, Suite 541San FranciscoCA94158650-233-7877 650-854-9513Portfolio companies include:Achaogenhttp://www.achaogen.com/PhaseRxhttp://phaserx.com/ISB Acceleratorhttp://www.acceleratorcorp.com/Veracytehttp://veracyte.com/Immune Designhttp://immunedesign.com/OpGenhttp://opgen.com/VerCohttp://vercodeck.com/Homestead Clinicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=23047074Immune Designhttp://immunedesign.com/ISB Acceleratorhttp://www.acceleratorcorp.com/Kythera Biopharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=23928419Metabolexhttp://www.metabolex.com/Mirinahttp://mirena-us.com/Okairoshttp://www.okairos.com/e/index.phpPathwork Diagnosticshttp://www.pathworkdx.com/PhaseRxhttp://phaserx.com/Phenomixhttp://www.phenomixcorp.com/Quanticelhttp://www.quanticel.com/Sebaciahttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=107793440Semprae Laboratorieshttp://semprae.com/Sentient Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=81831895Seredigmhttp://www.acceleratorcorp.com/portfolio/onetwo/seredigmSpark Diagnosticshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=139452241Synosia Therapeuticshttp://www.synosia.com/Theraclone Scienceshttp://www.theraclone-sciences.com/home.phpViral Logic Systems Technologyhttp://vlstcorp.com/Investment Team:Sam Colella, Managing Directorscolella@versantventures.comCamille Samuels, Managing Directorcamille@versantventures.comBrian Atwood, Managing Directorbrian@versantventures.comBarbara Lubash, Managing Directorbarbara@versantventures.comBill Link, Managing Directorbill@versantventures.comBeckie Robertson, Managing Directorbrobertson@versantventures.comDr. Ross A. Jaffe, Managing Directorrjaffe@versantventures.comDon Milder, Managing Directordon@versantventures.comBrad Bolzon, Managing Directorbrad@versantventures.comCharles Warden, Managing Directorcharles@versantventures.comRobin L. Praeger, Administrative Director and Chief Financial Officerrobin@versantventures.comKevin J. Wasserstein, Managing Directorkevin@versantventures.comKirk Nielsen, Managing Directorkirk@versantventures.comStephen W. Kaldor, Venture Partner (San Diego)skaldor@versantventures.comVCCrescendo Ventureswww.crescendoventures.comSilicon ValleyEarlyInformation TechnologySoftware & Internet

600 Hansen WayPalo AltoCA94304650-470-1200650-470-1201

Founded 1993, Crescendo Ventures has raised five international funds and currently manages over one billion dollars from its headquarters in Palo Alto and offices in London and Minneapolis. The firm has invested in over 150 software, system, component and service companies across a wide range of markets and application areas based on the belief that the world is moving toward a unified digital infrastructure. Crescendo is usually the lead investor in the first or second round of a company's financing and a Partner almost always takes a seat on the Board of Directors. Additionally, Crescendo always reserves an allocation of capital to continue to support a company's growth in the later stage of its development lifecycle.Portfolio companies include:BroadSofthttp://www.broadsoft.com/Arterishttp://www.arteris.com/Gale Technologieshttp://www.galetechnologies.com/Panoptic Securityhttp://www.panopticsecurity.com/Novaluxhttp://www.novalux.com/Compellent Technologieshttp://www.compellent.com/Jasper Wirelesshttp://www.jasperwireless.com/Matchbinhttp://matchbin.com/NetCentrexhttp://www.comverse.com/about_converged_ip_communicationsWorksofthttp://www.worksoft.com/Zolo Technologieshttp://zolotech.com/Investment Team:David Spreng, Managing General Partnerdspreng@crescendoventures.comJohn Borchers, General Partnerjborchers@crescendoventures.comWayne Cantwell, General Partnerwcantwell@crescendoventures.comPeter van Cuylenberg, General Partnerpvancuylenburg@crescendoventures.comClint Korver, Venture Partnerckorver@crescendoventures.comPECrimson Ventureswww.crimsoninvestment.comSilicon ValleyMiddle MarketFinancial ServicesManufacturing & IndustrialBusiness Services

1000 Marina Boulevard, Suite 105BrisbaneCA94005650-827-5500650-827-5501

Established in 1993, Crimson provides buyout and growth capital to companies capitalizing on the accelerating global outsourcing trend. With approximately $850 million under management, Crimson invests in U.S. and Pacific Rim companies that enable Global 1000 corporations to reduce costs and improve operational efficiencies by leveraging Asia's manufacturing and process capabilities, engineering talent and workforces, and supply chain management expertise. The typical size of companies in which Crimson invests in have annual EBITDA in the $5M to $50M range. Crimson is continually looking to invest in leading manufacturing and services companies in globalizing industry sectors. Areas of particular interest include, but are not limited to: Manufacturing (Industrial Equipment, Power Equipment, Security Equipment, High Precision Automotive Components, Specialty Chemicals, Medical Equipment, Consumer Durables, Electronics, Food Equipment); Components (Precision Machined Comp-onents, Engineered Plastics/ Composite Components, Electronic and Electrical Components, Industrial Controls); and Services (Call Centers, Litigation Support, Debt Collection, Warranty Claims, Healthcare Reimbursement, Financial Transactions). Crimson is headquartered in the U.S. with offices in Taipei and Shanghai.Portfolio companies include:Ascent Systemshttp://ascentsystemsinc.com/eTelecarehttp://careers.stream.com/Timelesshttp://en.wikipedia.org/wiki/TimelessInvestment Team:John-Paul Ho, Partnerjohn_paul_ho@crimsoninvestment.comWu-Fu Chen, PartnerDrew Peck, PartnerIan Morton, PartnerAjay Gandhi, PrincipalDominique Linden, PrincipalVCCrosspoint Venture Partnerswww.cpvp.comSilicon ValleyEarlyGrowthExpansionCommunications & NetworkingSoftware & Internet

The Pioneer Hotel Building2925 Woodside RoadWoodsideCA94062650-851-7600 650-851-7661

Crosspoint invests in early stage companies in E-Business Services and Broadband Infrastructure projects. The firm has founded, managed, or invested in more than 200 new businesses. Crosspoint's capital base is approximately $2 billion. With the firm's early stage funds, Crosspoint invests up to $40 million per project. In addition, the firm can participate in its portfolio companies' follow-on rounds with its late stage funds, up to an additional $10 million per project.Portfolio companies include:eSiliconhttp://www.esilicon.com/Kabirahttp://www.tibco.com/industries/telecommunications/default.jspCogent Healthcarehttp://www.cogenthealthcare.com/Aktinohttp://www.positronaccess.com/Doradohttp://en.wikipedia.org/wiki/DoradoInvestment Team:Bob Hoff, General Partnerbob@cpvp.comDede Barsotti, Chief Administrative PartnerJim Dorrian, General Partnerjim@cpvp.comDon Milder, General Partner EmeritusJohn Mumford, Founding Partnerjohn@cpvp.comSeth Neiman, Managing Partnerseth@cpvp.comRich Shapero, Managing Partnerrich@cpvp.comADavid Shen Ventures, LLChttp://davidshenventures.comSilicon ValleySeedEarlySoftware & Internet

20660 Stevens Creek Blvd., Suite 150CupertinoCA95014

David Shen Ventures, LLC works with entrepreneurs and startups to give them an edge over the competition. Employing design, creativity, and user centered approaches, David Shen Ventures, LLC advises businesses in the following areas: Visual and Interaction Design; User Research; Internet Technologies and Trends; Product Strategy and Development; and Online Advertising Strategy, Technology, and Development. David Shen focuses mainly on early stage Internet and Internet-related businesses. Prior to David Shen Ventures, David was the Vice President of the User Experience and Design Team at Yahoo! for almost eight years, and has been involved in almost every product and service Yahoo! has built in the U.S. and internationallyPortfolio companies include:betaworkshttp://betaworks.com/Liquor.comhttp://liquor.com/bit.lyhttps://bitly.com/ElaCartehttp://www.elacarte.com/Micellohttp://www.micello.com/VarLabshttp://www.linkedin.com/company/varlabsyotifyhttp://www.yotify.com/TapZillahttp://tapzilla.com/how-this-worksAdNectarhttp://www.adnectar.com/Dizzywoodhttp://www.dizzywood.com/ideelihttp://www.ideeli.com/welcomeOutSparkhttp://outspark.com/PikiWikihttp://pikiwiki.com/Investment Team:David Sheninfo@davidshenventures.comFIKapor Capitalwww.kaporcapital.comSilicon ValleySeedEarlyInformation TechnologySoftware & Internet

543 Howard Street, Fifth FloorSan FranciscoCA94105

Kapor Capital invests in seed and early stage startups whose success in business generates positive social impact. The firm is particularly interested in new platforms and in the use of information technology to achieve those goals. The firm's founder, Mitch Kapor, was founder and former CEO of Lotus Development Corporation and the designer of Lotus 1-2-3, the "killer application" which made the personal computer ubiquitous in the business world in the 1980s.Portfolio companies include:bit.lyhttps://bitly.com/BlockChalkhttp://blockboard.org/CardPoolhttp://www.cardpool.com/DropCamhttps://www.dropcam.com/FederatedMediahttp://www.federatedmedia.net/Flowtownhttp://flowtown.com/Further Developmenthttp://furtherdev.org/FutureAdvisorhttps://www.futureadvisor.com/Get Satisfactionhttp://getsatisfaction.com/GroundCrewhttp://www.groundcrew.net/InDinerohttps://indinero.com/Inflatable Spaceshttp://popupcity.net/2009/04/inflatable-spaces/Inklinghttp://www.inkling.com/Linden Labhttp://lindenlab.com/MightyMeetinghttp://mightymeeting.com/955 Dreamshttp://www.955dreams.com/alltuitionhttp://www.alltuition.com/AppJethttp://appjet.com/Asanahttp://asana.com/Asthmapolishttp://asthmapolis.com/BeCouplyhttp://becouply.com/CardMunchhttp://cardmunch.com/Chirplyhttp://www.chirply.com/Citrus Lanehttp://www.citruslane.com/Coffee and Powerhttp://www.coffeeandpower.com/Color P.I. CubeTreehttp://www.kaporcapital.com/view/portfolio/Dapperhttp://dictionary.reference.com/browse/dapperDesmoshttps://www.desmos.com/ePalshttp://www.epals.com/Fidelishttp://www.fideliscare.org/Frid.gehttp://www.google.com/landing/fridge/Fundlyhttp://fundly.com/Ginger.iohttp://www.ginger.io/Gojeehttp://www.gojee.com/Hellohttp://www.hellomagazine.com/Chairhttp://en.wikipedia.org/wiki/ChairHipsterhttp://en.wikipedia.org/wiki/Hipster_(contemporary_subculture)Humanoidhttp://en.wikipedia.org/wiki/HumanoidInternMatchhttp://www.internmatch.com/Life360http://www.life360.com/Magooshhttp://magoosh.com/MindSnackshttp://www.mindsnacks.com/Motion Mathhttp://motionmathgames.com/New Resource Bankhttp://www.newresourcebank.com/Omada Healthhttp://omadahealth.com/Optimizelyhttp://www.optimizely.com/Oviahttp://oviahr.com/PayNearMehttp://www.paynearme.com/Peelhttp://www.peel.com/Piazzahttp://piazza.com/Posteroushttp://posterous.com/Pfofounderhttps://www.profounder.com/Proven.comhttp://www.proven.com/Red Rabbithttp://en.wikipedia.org/wiki/Red_RabbitSeventh Generationhttp://www.seventhgeneration.com/Socializehttp://dictionary.reference.com/browse/socializeSparkedhttp://www.sparked.com/Sprouthttp://www.sproutonline.com/StumpWisehttp://stumpwise.com/Twiliohttp://www.twilio.com/Uberhttps://www.uber.com/Visual.lyhttp://mashable.com/2011/07/13/visually/WakeMatehttp://wakemate.com/Waviihttps://wavii.com/Wikiahttp://www.wikia.com/WikiaYobongohttp://yobongo.com/Investment Team: Mitchell Kapor, PartnerStephen DeBerry, PartnerFreada Kapor Klein, PartnerRoss Fubini, AdvisorUlili Onovakpuri, AnalystPEKCA Partners, Ltdwww.kcapartners.comSilicon ValleyMiddle MarketCommunications & NetworkingLife Sciences & HealthcareConsumer Products

580 California Street, Suite 1600San FranciscoCA94104415-433-4494 415-433-4493

Founded in 1993, KCA Partners is a San Francisco-based private equity firm that works with a limited number of platform companies in order to devote both the operational and financial resources necessary for lower middle market companies to achieve their potential. The firm targets initial equity investments of $3 million to $15 million in new platform investments. KCA will sponsor larger transactions by co-investing with its limited partners or other investor groups. KCA will commit additional equity capital for add-on acquisitions or other strategic financing needs as opportunities arise. KCA targets companies with revenue of $15 million or more and an EBITDA of $3 million or more. KCA targets companies in the following industries: Energy Efficiency (e.g., lighting, HVAC, demand response, sensors, meters, controls); Environmental Equipment and Services (e.g., recycling, water filtration, test and treatment, air pollution control, pumps, valves); Green Products and Services (e.g., building materials, construction and system automation; consumer products); Infrastructure Products and Services (e.g., wastewater, flow control, road or bridge maintenance, safety, inspection); Security Products and Services (e.g., access control, network video and analytics, systems integration); Specialty Transportation and Logistics (e.g., frozen distribution, expedited freight, hazmat transportation, intermodal, rail); Consumer Healthcare; and Components utilized in energy efficient lighting, retail signage and display, trade show and theatrical rigging. The firm's primary geographic focus is the U.S. and Canada, but will consider international companies for add-on businesses. Portfolio companies include:Griplock Systemshttp://www.griplocksystems.com/Thera-Medhttp://www.theramed.com/Spectrum Industrialhttp://spectrumip.net/PA Proactive Inkhttp://www.proactiveink.com/pages/contact.htmlEnvirecycle Ink Recoveryhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=61376838Carexhttp://www.carex.com/Apexhttp://www.apexvs.com/APEXUI/default.aspxBed Buddyhttp://www.bedbathandbeyond.com/product.asp?order_num=-1&sku=10573050Enablershttp://www.merriam-webster.com/dictionary/enablerDarrow Medicalhttp://goliath.ecnext.com/coms2/product-compint-0001270635-page.htmlNewdayhttp://www.newsday.com/Vans International Foodshttp://www.vansfoods.com/Veathttp://en.wikipedia.org/wiki/VEATUSThttp://www.ust.edu.ph/Tricohttp://www.tricoproducts.com/Price Outdoorhttp://www.ebay.com/sch/Fisher-Price-OutdoorInvestment Team:Sedge Dienst, Partner, 415-433-4494sedge@kcapartners.comP.J. Nora, Partner, 415-433-4494pj@kcapartners.comVCKearny Venture Partnerswww.kearnyvp.comSilicon ValleySeedEarlyGrowthExpansionLife Sciences & HealthcareMedical Device

88 Kearny Street, 2nd FloorSan FranciscoCA94108-5530415-364-5999415-364-6944

With over $330 million in capital under management, Kearny Venture Partners is a venture capital firm exclusively focused on healthcare products. Kearny Venture Partners focuses on investments in the following areas of healthcare: medical devices and drugs (both small molecules and biopharmaceuticals). The firm is willing to invest in companies at many stages. From founding companies and formation rounds to later stage investments in well-established companies, the firm's typical first investment ranges from $2-8 million. Ultimately, Kearny seeks to invest $10-15 million per company. Kearny Venture Partners is the successor to two prior limited partnerships managed under the titles of ABS Ventures HC and Thomas Weisel Healthcare.Portfolio companies include:CVRxhttp://www.cvrx.com/eValvehttps://evolve.elsevier.com/QUATRxhttp://quatrx.com/Satietyhttp://www.answers.com/topic/satietySpinalMotionhttp://www.spinalmotion.com/Viewrayhttp://viewray.com/Akebiahttp://www.akebia.com/Align Technologyhttp://www.aligntech.com/Appriva Medicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=425068Asprevahttp://www.aspreva.com/Baxanohttp://baxano.com/Boreal Genomicshttp://www.borealgenomics.com/Cotherixhttp://en.wikipedia.org/wiki/CoTherixeyeonicshttp://eyeonics.com/Foxhollowhttp://www.thefoxhollow.com/Hansen Medicalhttp://www.hansenmedical.com/Intacthttp://dictionary.reference.com/browse/intactKAIhttp://www.kaifragrance.com/LuMendhttp://www.ptca.org/pr_jnj/20050928.htmlNextWavehttp://nextwave.com/Rib-Xhttp://www.rib-x.com/Tandemhttp://en.wikipedia.org/wiki/TandemTrans1http://www.trans1.com/Trivascularhttp://trivascular.com/Theravancehttp://www.theravance.com/XTechnologieshttp://www.x-technologies.com/Investment Team:Caley Castelein, General Partnercaley@kearnyvp.comAnupam Dalal, General Partneranupam@kearnyvp.comJim Shapiro, General Partnerjim@kearnyvp.comDick Spalding, General Partnerdick@kearnyvp.comDavid Bradford, Venture PartnerMike Chobotov, Venture PartnerRichard Glickman, Venture PartnerAndrew Jensen, Chief Financial Officerandrew@kearnyvp.comElena Viboch, AnalystVCPacific Community Ventures

51 Federal St., Suite 402San FranciscoCA94107415-442-4300415-442-4313

www.pacificcommunityventures.orgSilicon ValleyGrowthExpansionEnergy & Clean TechBusiness ServicesConsumer ProductsEducation & Training(San Diego Office)2448 Historic Decatur Rd Suite 200San DiegoCA92106619-818-6872619-516-2295 Founded in 1999, Pacific Community Ventures (formerly known as Silicon Valley Community Ventures), develops and invests in businesses providing economic gains to low-income communities in California. PCV helps companies (in traditionally overlooked areas) gain access to capital, business advice, and critical business resources. Currently, PCV targets existing businesses throughout California, but has a particular focus on the Bay Area and Los Angeles, San Diego and the Central Valley. PCV manages two for-profit investment funds seeking double bottom line returns, meaning both financial return (measured in terms of IRR) and social return. PCV and its affiliates manage over $60 million in private equity funds. Currently, the firm is investing out of PCV III, a $40 million fund that closed in 2007. PCV invests $1 to $4 million with a primary industry focus on food products and distribution, manufacturing, consumer and business and services, and sustainable businesses such as alternative energy, health, and trade schools. Portfolio companies include:Moving Solutionshttp://www.movingsolutions.com/Evergreen Lodgehttp://www.evergreenlodge.com/Bentekhttp://www.bentekenergy.com/New Leaf Paperhttp://www.newleafpaper.com/Investment Team:Penelope Douglas, Co-Founderpdouglas@pcvmail.orgAllison Kelly, Statewide Directorakelly@pcvmail.orgKendra Ott, Program Manager, Business Advisingkott@pcvmail.orgBeth Sirull, Executive Directorbsirull@pcvmail.orgCarolyn Clarke, Director of Finance and Lending Initiativescclarke@pcvmail.orgShaffer McGee, Manager of Financesmcgee@pcvmail.orgChuck Sinks, Regional Director, Business Advising (San Diego)csinks@pcvmail.orgVCPreserve Capital Groupwww.preservecap.comSilicon ValleyEarlyGrowthConsumer ProductsRetail & Restaurant

31 West Shore Rd.BelvedereCA94920415-518-1112

Formerly known as Mindful Capital Partners, Preserve Capital Group is a venture capital firm focused on providing growth capital to companies that are transitioning from friends and family funded ventures to venture backed companies. The firm works exclusively with consumer-facing manufacturers, distributors and retailers of goods and services that promote sustainable space and natural/organic products and services. Preserve Capital typically invests $2-$6 million in companies with revenues less than $1 million and as high as $10 million. However, the company must have potential revenue of $30 million or more.Portfolio companies include:CleanFishhttp://www.cleanfish.com/Wild Planethttp://www.wildplanet.com/Helen's Kitchenhttp://www.thehelenskitchen.com/Sukhi's Gourmet Indian Foodshttp://sukhis.com/Organic Bistrohttp://www.theorganicbistro.com/Investment Team:Scott Killips, Partner, 415-518-1112scott@preservecap.comTerry Hunt, Partner, 415-203-9731terr@preservecap.comCrosslink Capitalwww.crosslinkcapital.comSilicon ValleyVCSoftware & InternetCommunications & NetworkingEnergy & Clean TechBusiness ServicesSeedEarlyGrowthExpansionCrosslink Capital traces its origin to 1989 when Sy Kaufman founded the firm as the Omega Ventures arm of Robertson Stephens. In January 1999, the Crosslink management team bought the firm and began operating as an independent investment organization. Today, Crosslink Capital manages over $600 million in public equity long/short strategies with a focus on technology. Crosslink invests in companies at every stage from seed to pre-IPO to PIPES offerings. The size of the firm's investments vary, but usually range from $8 to $20 million per company. Crosslink invests in five principal sectors: Energy Technologies, Communication Services & Infrastructure, Computing & Semiconductors, Digital Media & Internet Services, and Software & Business Services.

Two Embarcadero Center, Suite 2200 San FranciscoCA94111415-617-1800

Portfolio companies include:Ancestry.comhttp://www.ancestry.com/Bleacher Reporthttp://bleacherreport.com/ecasthttp://www.ecastnetwork.com/Marin Softwarehttp://www.marinsoftware.com/SilkRoad Technologyhttps://careers.silkroad.com/Intematixhttp://www.intematix.com/StrataLight Communicationshttp://www.opnext.com/media/stratalight.cfmReverahttp://www.reveraliving.com/Pandorahttp://www.pandora.com/hi5http://hi5.com/friend/displayHomePage.doSurgienthttp://www.quest.com/cloudautomation/Omniturehttp://www.omniture.com/en/SoloPowerhttp://www.solopower.com/Investment Team:Jim Feuille, General Partnerjmpf@crosslinkcapital.comGary Hromadko, Venture Partnergfh@crosslinkcapital.comJim McLean, Venture Partnerjmclean@crosslinkcapital.comSy Kaufman, Founderskaufman@crosslinkcapital.comMichael Stark, General Partner and Co-Foundermjs@crosslinkcapital.comAlain Harrus, Partnerash@crosslinkcapital.comNick Mignano, Partnerntm@crosslinkcapital.comEric Chin, General Partnerechin@crosslinkcapital.comDavid Silverman, Partnerdsilverman@crosslinkcapital.comCarl Rydbeck, Vice Presidentcrydbeck@crosslinkcapital.comVCCrunchFundSilicon ValleySeedEarlyInformation TechnologySoftware & InternetMedia & Digital Media

CA

CrunchFund is an early stage venture capital firm founded by Michael Arrington, Patrick Gallagher, and MG Siegler. The fund invests in and works with information technology companies at any stage but is primarily focused on seed and early stage investments. The firm raised its inaugural $20 million fund in September of 2011. Investors in CrunchFund include AOL, Accel Partners, Austin Ventures, Kleiner Perkins Caufield & Byers, Greylock Partners, Redpoint Ventures, Sequoia Capital, the founding partners of Andreessen Horowitz, each of the general partners of Benchmark Capital, Ron Conway, Yuri Milner, Brad Garlinghouse & Kevin Rose.Portfolio companies include:Getaroundhttp://www.getaround.com/955 Dreamshttp://www.955dreams.com/PandoDailyhttp://pandodaily.com/ifttthttp://ifttt.com/PunchTabhttp://www.punchtab.com/Orchestrahttp://en.wikipedia.org/wiki/OrchestraYouMailhttp://www.youmail.com/Gogobothttp://www.gogobot.com/Codecademyhttp://www.codecademy.com/Zaarlyhttp://www.zaarly.com/Inspiratohttps://www.inspirato.com/NSFWhttp://www.nsfw.com/Shakerhttp://en.wikipedia.org/wiki/ShakersEverymehttps://everyme.com/Prism Skylabshttp://www.prismskylabs.com/Socialwarehttp://www.socialware.com/Airbnbhttp://www.airbnb.com/Lascauxhttp://en.wikipedia.org/wiki/LascauxBitcasahttp://www.bitcasa.com/Waviihttps://wavii.com/Clipboardhttp://en.wikipedia.org/wiki/Clipboard_(software)Flowdockhttps://www.flowdock.com/Investment Team:Michael Arrington, General PartnerMG Siegler, General PartnerPatrick Gallagher, General Partner20/20 HealthCare Partnerswww.2020hcp.comVCLife Sciences & HealthcareMedical DeviceSeedEarlyGrowth20/20 HealthCare Partners (20/20HCP) provides equity financing for promising growth businesses as well as for buyouts or recapitalizations of established companies specializing in the Medical-Technology industry. 20/20HCP has a unique focus on diagnostic imaging and image enhancement and the evolution of diagnostic imaging and personalized medicine. 20/20HCP reviews various types of investment opportunities from initial pre-seed funding and newly established companies up through mature companies. Projects may be structured as: direct investments, strategic alliances, company mergers, and growth capital sourcing.

2000 Commonwealth Ave., Suite 200AuburndaleMA02466617-244-9050

Portfolio companies include:Corindushttp://corindus.com/Rcadiahttp://rcadia.com/Viztekhttp://www.viztek.net/20/20 Imaginghttp://2020imaging.net/Ultraspecthttp://ultraspect.com/Zixihttp://www.zixi.com/iBike Sportshttp://ibikesports.com/Investment Team:Hillel Bachrach, Managing Partnerhillelb@2020hcp.comMartin D. (Marty) Mann, PartnerRonny Vinasco Bachrach, Marketing Directorronnyb@2020hcp.com@Ventureswww.ventures.comCVCEnergy & Clean TechSeedEarly@Ventures provides venture capital and growth resources to early stage clean technology companies. Established in 1995, the firm has funded more than 75 companies across a broad range of technology sectors. @Ventures is the venture capital unit of ModusLink Global Solutions (formerly CMGI). The exclusive focus of the @Ventures' fifth fund, formed in 2004, is on investments in the cleantech sector, including investments in alternative energy, energy storage and efficiency, advanced materials, and water purification. @Ventures seeks to invest in companies across North America that are developing proprietary clean tech solutions that are differentiated and patentable.

1601 Trapelo RoadWalthamMA02451781-663-5152

Portfolio companies include:212 Resourceshttp://www.212resources.com/ObjectVideohttp://www.objectvideo.com/Cobalt Biofuelshttp://www.cobalttech.com/Propel BioDieselhttp://propelfuels.com/Powerit Holdingshttp://www.poweritsolutions.com/Investment Team:Peter H. Mills, Managing Directorpmills@ventures.comAbingworth Management, Inc.www.abingworth.comVCPELife Sciences & HealthcareMedical DeviceEarlyGrowthExpansionMiddle MarketFounded in 1973, Abingworth is an international investment group dedicated exclusively to the life sciences and healthcare sectors. The company invests across all stages of company development including early and late-stage venture financing, growth equity, and public companies. With offices in London, Boston and Menlo Park, Abingworth has backed more than 100 developing life science/medical businesses, over two-thirds of which have gone public, merged, or been acquired. Abingworth has funds under management of more than $1.25 billion. The firm has raised eleven funds since it was founded in 1973, the last nine of which have been entirely dedicated to life sciences and healthcare. Abingworth's investments are based in the U.S. and Europe including the U.K., Belgium, Denmark, France, Germany, Holland and Sweden. The firm's investments range from $20-80 million over more than one round of financing.

890 Winter Street, Suite 150 WalthamMA02451781-466-8800781-466-8813

Portfolio companies include:Labcytehttp://labcyte.com/Alexzahttp://www.alexza.com/Adianahttp://www.adiana.com/Epigenomicshttp://www.epigenomics.com/en/Secure EDIhttp://www.secureedi.com/Micromethttp://www.micromet.de/Guava Technologieshttp://www.millipore.com/flowcytometry/fc/fchome&open&cid=U0021Avila Therapeuticshttp://www.avilatx.com/Clovis Oncologyhttp://www.clovisoncology.com/Dicerna Pharmaceuticalshttp://www.dicerna.com/Hydra Bioscienceshttp://hydrabiosciences.com/Kspinehttp://www.spinalsurgeon.com/Pathwork Diagnosticshttp://www.pathworkdx.com/Personalishttp://personalis.com/PrimeraDxhttp://primeradx.com/site/SFJ Pharmaceuticalshttp://sfj-pharma.com/Stanmore Implantshttp://www.stanmoreimplants.com/Investment Team:Michael Bigham, Partner (East Coast), 781-466-8806bigham@abingworth.comDavid Mayer, Partner (East Coast)Vincent Miles, Venture Partner (East Coast)Michelle Doig, Principal, Corporate Finance (East Coast)doig@abingworth.comABS Ventureswww.absventures.comVCInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareMedical DeviceGrowthExpansionABS Ventures has been helping entrepreneurs build companies since 1982 when the first ABS Fund was formed in association with Alex. Brown & Sons, an investment banking and brokerage firm located in Baltimore. In 1987 a group of Alex Brown employees, led by Bruns Grayson, formed an independent company to manage the ABS Ventures funds. In 2003, Deutsche Bank decided to exit private equity of all kinds, including venture capital. In conjunction with Bill Burgess, Managing Partner of Deutsche Bank Venture Partners, ABS Ventures engineered a partial buy-out of Deutsche Bank's direct venture investments, including select interests it owned through ABS Ventures. ABS currently manages over $320 million in assets. Principal areas of investment have been Information Technology and Health Care, with particular focus on software, data communications, business services, health care IT and medical devices. The firm's typical investment size has been $5-$15 million. ABS Ventures invests in large, rapidly growing companies that have either complete or near-complete management teams with deep experience and strong performance track records. In cases where the team is not complete, ABS is able to provide candidates with the necessary skill set to help the company move forward.

950 Winter Street, Suite 2600 WalthamMA02451781-250-0400

Portfolio companies include:Qualyshttp://www.qualys.com/ClickSquaredhttp://www.clicksquared.com/Wimbahttp://www.blackboard.com/Platforms/Collaborate/Overview.aspxCertonahttp://www.certona.com/Everbridgehttp://www.everbridge.com/Highroadshttp://www.highroads.com/Overtonehttp://en.wikipedia.org/wiki/OvertoneCVRxhttp://cvrx.com/Intact Medicalhttp://www.intactmedical.com/Rib-x Pharmaceuticalshttp://www.rib-x.com/Satietyhttp://www.answers.com/topic/satietyThe Active Networkhttp://www.activenetwork.com/Adeptrahttp://www.adeptra.com/Vesta GMShttp://www.vestagms.com/Applied Identityhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=13589149Paratekhttp://paratek.com/Persystent Softwarehttp://www.persystent.com/ScaleMPhttp://scalemp.com/Investment Team:Bill Burgess, Managing Partnerbill@absventures.comBruns Grayson, Managing Partnerbruns@absventures.comSusan Adams, CFOsusan@absventures.comThayer Swartwood, Principalthayer.swartwwod@absventures.comScott Yaphe, General Partnerscott@absventures.comAdvent Internationalwww.adventinternational.comNew YorkPEInformation TechnologyCommunications & NetworkingMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesFinancial ServicesConsumer ProductsRetail & RestaurantMiddle MarketFounded in 1984, Advent International is an international venture and private equity firm that has raised $26 billion in cumulative capital. Advent has a broad geographic reach with offices in 16 countries, and 6 affiliates. The firm has invested in more than 500 companies and makes private equity investments in technology, healthcare and life sciences, manufacturing, industrial, retail, consumer, media, business and financial services, and energy. Over 130 Advent portfolio companies have had IPOs on 20 stock exchanges around the world. The firm's three regional buyout programmes invest in mid-market and upper-mid-market businesses in both established and rapidly developing markets around the world. Advent's buyout funds typically invest between $20M and $200M.

375 Park AvenueNew YorkNY10152212-813-8300212-451-6503

Portfolio companies include:NBShttp://nbs.org/LionBridgehttp://www.lionbridge.com/Boart Longyearhttp://en.wikipedia.org/wiki/Boart_LongyearContact Easthttp://www.stanleysupplyservices.com/Morrison Supplyhttp://morsco.com/Bojangleshttp://www.bojangles.com/Five Belowhttp://www.fivebelow.com/ABC Supplyhttp://www.abcsupply.com/SkillSofthttp://www.skillsoft.com/Charlotte Russehttp://www.charlotterusse.com/home/index.jspVantivhttp://www.vantiv.com/Amscanhttp://www.amscan.com/OK Internationalhttp://www.okinternational.com/Optical Coating Laboratoryhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=32480PaySys Internationalhttp://www.crp.com/Investments/GrowthD/PaySys.htmlPCs Compleathttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=32787Subscriber Computinghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=854387Transcend Therapeuticshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=35735VeriFonehttp://www.verifone.com/WNP Communicationshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=36672Investment Team: Peter Brooke, Chairman (Boston)pbrooke@adventinternational.comDavid M. Mussafer, Managing Partner (Boston)dmussafer@adventinternational.comTom Lauer, Managing Partner (Boston)tlauer@adventinternational.comDavid McKenna, Managing Partner (Boston)dmckenna@adventinternational.comSteven Collins, Managing Director (Boston)scollins@adventinternational.comJanet Hennessy, Managing Director and Senior VP (Boston)jhennessy@adventinternational.comChris Pike, Managing Director (Boston)cpike@adventinternational.comBob Taylor, Managing Partner (Boston)rtaylor@adventinternational.comStephen Hoffmeister, Managing Director (Boston)shoffmeister@adventinternational.comRichard Kane, Managing Director and Senior VP of Operations and Business Development (Boston)rkane@adventinternational.comBob Brown, Managing Director (Boston)bbrown@adventinternational.comErnest Bachrach, Managing Partner (Boston)ebachrach@adventinternational.comChris Egan, Managing Director (Boston)cegan@adventinternational.comEileen Sivolella, Managing Director and CFO (Boston)esivolella@adventinternational.comSteve Tadler, Managing Partner (Boston)stadler@adventinternational.comJohn Maldonado, Managing Director (Boston)jmaldonado@adventinternational.comJames Westra, Managing Director and Chief Legal Officer (Boston)Aertsen Ventureswww.aertsenventures.comAInformation TechnologySeedFormed in 1999, Aertsen Ventures is the investment vehicle for Guilliaem Aertsen, and is a private firm investing early stage venture capital in technology, real estate, and distressed companies. Mr. Aertsen is currently Chairman of Massachusetts Housing Investment Corp. which finances the development of affordable housing. He is Chairman of the Audit Committee of New England Realty Associates L.P. (AMEX), an owner and operator of residential and commercial properties. Formerly, Mr. Aertsen was an Executive Vice President of BankBoston and a member of its Senior Management Group.

175 West Brookline StreetBostonMA02118617-267-1184617-867-0774

Portfolio companies include:CineCasthttp://www.cinecast.us/Investment Team:Guilliaem Aertsen, Foundergaertsen@aertsenventures.comArctaris Capital Partners, LLCwww.arctaris.comVDInformation TechnologySoftware & InternetMedical DeviceManufacturing & IndustrialExpansionMiddle MarketFounded 2009, Arctaris is a middle market debt fund providing "Royalty-Based" financing solutions that are non-dilutive to a company's shareholders. Arctaris targets companies seeking $1-5 million, or up to $50 million through syndication. Artcaris utilizes the TIGRcub security (an acronym for Top-line Income Generation Rights Certificates), which enables a company to raise capital that is not dilutive to current shareholders. In exchange for a cash investment, investors are repaid monthly an agreed upon fixed percentage of the company's top-line [GAAP] gross revenue. The TIGRcub is attractive for growing companies, as its underlying obligation is a function of the company's ability to repay it rather than a fixed schedule of monthly cash payments, as are typical of debt obligations, and can leave the company short of cash. The firm is able to provide funding to companies in most industries, however, Arctaris has experience within information technology, medical technology, manufacturing, and internet-related. The firm's $200M Arctaris Income Fund was launched in late 2010. Arctaris has offices in Massachusetts and Michigan.

950 E. Milwaukee AvenueDetroitMI48211

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Andrew Clapp, Managing Partnerandy@arctaris.comDavid Kozhuk, Analystdavid@arctaris.comJonathan Tower, General Partnerjonathan@arctaris.comRichard Waldo, General PartnerJeffrey T. Emig, General PartnerMark Gregory, Executive DirectorMichael Walsh, Director of Business DevelopmentAscent Venture Partnerswww.ascentvp.comVCSoftware & InternetCommunications & NetworkingEarlyFounded in 1985, Ascent Venture Partners (formerly Pioneer Capital Corporation) offers start-up financing and strategic support to entrepreneurs primarily in communications and software businesses, particularly in technology serving the infrastructure of the Internet. Ascent typically invests with proven entrepreneurs to whom the investment team provides hands-on support. The firm operates five funds totaling $450 million under management. In its 20 years, Ascent has invested in over 100 companies. Ascent focuses on the New England and Mid-Atlantic regions with investment sizes from $2 to $8 million.

255 State Street, 5th Fl.BostonMA02109617-720-9400617-720-9401

Portfolio companies include:ZoomInfohttp://www.zoominfo.com/ClickFoxhttp://clickfox.com/Bluesockethttp://bluesocket.com/Fidelis Securityhttp://www.fidelis-security.com/Whaleback Systemshttp://www.whalebacksystems.com/StrikeIronhttp://www.strikeiron.com/Home.aspxTimeTradehttp://www.timetrade.com/Exchange Solutionshttp://www.exchangesolutions.com/Forefieldhttp://www.forefield.com/WebLayershttp://www.weblayers.com/Bizohttp://www.bizo.com/Terascalahttp://terascala.com/Knoa Softwarehttp://www.knoa.com/main/V.i. Labshttp://www.vilabs.com/Verivohttp://www22.verizon.com/?lid=/global/residentialInvestment Team:Walter Dick, General Partnercwdick@ascentvp.comChristopher Lynch, General Partnerclynch@ascentvp.comFrank Polestra, Special Limited Partnerfpolestra@ascentvp.comGeoffrey Oblak, General Partnergoblak@ascentvp.comBrian J. Girvan, General Partnerbgirvan@ascentvp.comMatt Fates, Partnermfates@ascentvp.comLuke Burns, Principallburns@ascentvp.comThomas J. Scanlon, Vice President of FinanceBariston Partners, LLCwww.bariston.comPECommunications & NetworkingMedia & Digital MediaMiddle MarketBariston Partners, LLC (BP) is a private equity firm which provides both capital and a range of professional services to corporate clients in selected industries. The firm has sponsored investments totaling in excess of $1 billion of debt and equity financing. BP is the successor company to Bariston Holdings, Inc., which was founded in 1986 by David Barry and Jack Kadis. The firm's interest is in middle market leveraged buyouts, and workout situations involving highly qualified management teams. BP has a preference for industries such as communications, publishing and other media, and electronic security. The firm targets companies with pre-money valuations ranging between $20 million and $100 million. Typically, BP will provide capital to a client company and concurrently be engaged as the client's advisor.

225 Franklin St., 26th FloorBostonMA02110617-330-8950617-330-8951

Portfolio companies include:HCPro Holdingshttp://www.hcpro.com/Commonwealth Business Mediahttp://cbizmedia.com/Moose River Publishinghttp://www.mooserivermedia.com/Coastal Security Systemshttp://www.coastalsecuritysystemsinc.com/Guardian Security Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=24346383Health Watch Holdingshttp://www.bariston.com/rep_healthwatch.htmlInvestment Team:David A. Barry, Co-Founderdbarry@bariston.comBerkshire Capital Investorswww.berkshirescap.comVCInformation TechnologySoftware & InternetSeedEarlyBerkshire Capital Investors focuses on seed and early-stage investing, typically making $250,000 to $1,500,000 investments. The firm specializes in technology but will also consider other high-growth industries. BCI closed its first $5 million fund in 1997 and is working from Fund II, which was closed April 2000, and has approximately $16 million. BCI's first fund was invested in 12 early-stage companies in Berkshire County, and at current valuations, it has produced returns that place it within the top quartile of venture capital funds. While BCI's investments to date total $20MM, its companies have attracted an additional $200MM in venture funding. Both BCI I and BCI II are fully invested at this time.

430 Main St., Suite 4WilliamstownMA01267413-458-9683413-458-5603

Portfolio companies include:VoodooVoxhttp://www.voodoovox.com/Waterfront Mediahttp://www.waterfrontmedia.com/Optasitehttp://optasite.com/Tripodhttp://www.tripod.lycos.com/Berkshire Wirelesshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=120637Cambridge Intelligence Agencyhttp://www.manta.com/c/mmgq127/cambridge-intelligence-agencyEmployeasehttp://employease.com/FullTurn Mediahttp://fullturn.com/HealthShare Technologyhttp://www.healthshare.com/MindBranchhttp://www.mindbranch.com/Profile Systemshttp://www.profilesystems.com/Investment Team:Russell W. Howard, Managing Director,howard@berkshirescap.comGeorge D. Kennedy, Founding Managing PartnerBradley C. Svrluga, Partnerbrad@berkshirescap.comMatthew C. Harris, Managing Partner,harris@berkshirescap.comRobert E. McGill, Founding Managing Partner (retired)Peter Willmott, Managing PartnerBOONER Capitalwww.linkedin.com/pub/michael-marcus/4/291/966FIEnergy & Clean TechSeedEarlyBOONER Capital is the investment vehicle for Michael Marcus, a wind energy investor since 2002. BOONER Capital has invested in several wind energy developers, including Ridgeline, Midwest Renewable, NedPower, Greenlight, Windworks and Foresight. All of these companies have been sold to larger European power companies, including Shell, Iberdrola, Veolia, Edison Mission and BP. BOONER has also invested in several wind energy technologies, including Fallbrook Technologies, and General Compression. In addition, BOONER has invested in several clean tech / green energy companies, including Seahorse Power, Protonex, Wilson TurboPower and Geo2. BOONER is also an LP in the Mass Green Energy Fund and two energy funds at Carlyle/Riverstone. Michael is a graduate of the University of Vermont, and a founder and former President of APEX Property Exchange, where he directed and managed the corporate and institutional sales and marketing team.

Seven Gates Farm, 301 South Gate RoadVineyard HavenMA02568

Portfolio companies include:Ridgelinehttp://www.ridgelineownersclub.com/Midwest Renewablehttp://midwestrenew.org/NedPowerhttp://www.shell.us/home/content/usa/aboutshell/media_center/news_and_press_releases/2008/wind_energy_120808.htmlGreenlighthttp://greenlighttoys.com/Windworkshttp://www.windworkssailing.com/Foresighthttp://www.foresight.org/Fallbrook Technologieshttp://www.fallbrooktech.com/General Compressionhttp://www.generalcompression.com/index.php/whoInvestment Team:Michael Marcus, FounderBoston Community Venture Fundwww.bcvfund.comEDInformation TechnologyRetail & RestaurantEarlyBoston Community Venture Fund (BCVF) is a community development venture capital fund that invests throughout the Northeast in high-potential businesses providing both financial and social returns. The fund's typical initial investment ranges from $250,000 to $1.5 million, and investments cover a broad range of industries and company stages. The firm typically invests in companies with revenue history. BCVF is affiliated with Boston Community Capital, an organization focused on assisting lower-income people. Boston Community Venture Fund has offices in Boston and Amherst, MA.

56 Warren StreetBostonMA02119-3236617-427-8600 617-427-9300

Portfolio companies include:City Fresh Foodshttp://www.cityfreshfoods.com/GeoVuehttp://www.geovue.com/Zipcarhttp://www.zipcar.com/TekCelhttp://www.hamilton-storage.com/Protedynehttp://protedyne.com/CASTionhttp://www.thermoenergy.com/Dynexhttp://dynexproducts.com/Eating Wellhttp://www.eatingwell.com/Acelero Learninghttp://www.acelero.net/CASTionhttp://www.thermoenergy.com/Esahttp://www.esa.int/esaCP/index.htmlClearSource Bottled Waterhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=31525Magellan Bioscienceshttp://magellanbio.com/SelecTechhttp://www.selectechinc.com/SpringBoard Technologyhttp://springboard.com/TREK Diagnostic Systemshttp://www.trekds.com/WorkSource Staffing Partnershiphttp://www.worksourcestaff.com/Investment Team:Elyse Cherry, PresidentElyse@BCVFund.comAndrew Chen, Managing DirectorAndrew@BCVFund.comSharon Shepard, Managing DirectorSharon@BCVFund.comBoston Harbor Angelswww.bostonharborangels.comAInformation TechnologySoftware & InternetMedical DeviceManufacturing & IndustrialTransportation & DistributionConsumer ProductsRetail & RestaurantSports & EntertainmentSeedEarlyBoston Harbor Angels is a group of business leaders interested in investing in high growth, early stage companies. The group was formed in February 2004 and since then has made a number of investments in companies in medical devices, IT, consumer products, business products, specialty materials, Internet, aviation, etc. The group's focus is on early stage companies usually looking to raise $250K to $1.5M, where Boston Harbor can fund a portion of the round and syndicate the deal with other angel groups or early stage venture funds. The stage of the company should be close to commercialization, while the company should have a clear and defensible competitive advantage. The group is looking for capital efficient businesses, which can reach profitability with less than $5M of equity investment and provide at least 10X return on the investment within 5 years. There is a one-time fee of $400 (for entrepreneurs) if invited to present to the full membership meeting.

327 Lewis WharfBostonMA02110617-742-7887

Portfolio companies include:Lessac Technologieshttp://lessactech.com/Voice Genesishttp://www.voicegenesis.com/Carbonitehttp://www.carbonite.com/en/SmartCellshttp://smartinsulin.com/Myomohttp://www.myomo.com/Arashttp://www.aras.com/PowerPlayhttp://www.powerplaykc.com/GateRockethttp://www.gaterocket.com/Regrouphttp://www.regroup.com/StylePathhttp://stylepath.com/WebNoteshttp://www.webnotes.net/Oculishttp://www.oculislabs.com/Horizontalhttp://dictionary.reference.com/browse/horizontalImageRights Internationalhttp://www.imagerights.com/AisleBuyerhttp://www.aislebuyer.com/Gramifyhttp://www.gramify.com/Vizibilityhttp://vizibility.com/Chronix Biomedicalhttp://chronixbiomedical.com/Cambridge Endoscopic Deviceshttp://www.cambridgeendo.com/Cannuflowhttp://www.cannuflow.com/MedChannelhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=35134338Neuroptixhttp://www.neuroptix.com/BioDrain Medicalhttp://biodrainmedical.com/Nomir Medicalhttp://nomirmedical.com/Wadsworth Medicalhttp://www.wadsworthmedical.com/Daktari Diagnosticshttp://www.daktaridx.com/Ultradian Diagnosticshttp://www.ultradian.com/Zoom Systemshttp://www.zoomsystems.com/Lucky Litterhttp://www.scoopfree.com/Julianna Raehttp://www.juliannarae.com/Motus Gameshttp://www.motusgames.com/Finale Dessert Companyhttp://finaledesserts.com/Aircuityhttp://www.aircuity.com/Tikatokhttp://www.tikatok.com/SepSensorhttp://sepsensor.com/VIGIXhttp://www.vigix.com/Emerginvesthttp://www.crunchbase.com/company/emerginvestIncentive Targetinghttp://www.incentivetargeting.com/AllMealDealshttp://twitter.com/AllMealDealsSifaka Productionshttp://world.sifakaworld.com/Nano-Chttp://www.nano-c.com/XCORhttp://www.xcor.com/Investment Team:C. Wayne Griffith, ChairmanBill McPheeHenry KayJay Schwartz, Membership DirectorSteve Andresssandress@nutter.comPeter MillerDon Freemandon.freeman6@verizon.netMic Williams, President and Foundermic@bostonharborangels.comBoris Batchvarov, Managing DirectorJeffrey ArnoldJim AylwardDon BatesMark BeranHoward BilowCandy BrushGerry BuckleyLee ChartockJames F. CoffeyPhil CooperRon CorriveauDonald R. DiamondKaren DonovanAndrew DouglassDavid DuehrenRalf FaberEd FriedmanTad WitkowiczJenny FreemanJohn HallalJohn JayAllen MichelDan MillerJonathan LeavittBen LittauerMartin F. Lowenthalmartinlowenthal@bulfinchgroup.comLenny LozinskyBrendan McKernanLarry MintzerChristopher M. MirabileAleksandar MollovHank NelsonAl PaladinoJohn PalmerJohn PooleRaffaele SantoroGeorge XixisAndrew SternJeff StonbergBoston Medical Investors, Inc.ALife Sciences & HealthcareSeedEarlyBoston Medical Investors is a privately-held company formed in 1994 that invests in early stage health care companies. Robert Carpenter, a director and former executive vice president of Genzyme Corporation, is the lead investor in the group. From January 2002 to August 2007, Mr. Carpenter was chairman of the board of Peptimmune, Inc., a privately-held company that develops immunotherapies for treating auto-immune diseases. He also served as president and chairman of Peptimmune from January 2002 until November 2004.

18 Hallwood Rd.Chestnut HillMA02467

Portfolio companies include:Peptimmunehttp://www.peptimmune.com/Hydra Bioscienceshttp://www.hydrabiosciences.com/careers_jobs.htmInvestment Team:Robert CarpenterBoynton Angels, LLCwww.boyntonangels.comAInformation TechnologySoftware & InternetSeedEarlyBoynton Angels is a group of active investors interested in funding technology-based businesses within a 2-hour drive of Worcester, MA, that are seeking no more than $2M with minimal follow-on funding. The group generally looks for preferred equity investments and hopes to see an attractive return on investments within a 5 to 7-year period. Boynton Angels typically considers investments between $100,000 and $500,000. They also syndicate deals with other angel groups and will invest alongside private investors or venture capital firms. The group seeks early stage businesses that can realistically see their way to profitability within a 12- to 18-month time-frame. Boynton Angel members are a diverse group, with professional experience in over 15 different industries including biotech, consumer products, energy, manufacturing, software and telecommunications. Currently, the firm targets investments in the life sciences, energy, transportation, communications, and software industries. Two thirds of the members have invested as individual angels in over 25 different start-ups prior to joining Boynton Angels. Over 80% of the members have been founders, CEOs and/or presidents of companies and most have served on boards of directors.

1900 West Park Drive, Suite 280WestboroughMA01581508-983-1452508-983-1401

Portfolio companies include:i-Teamhttp://www.iteam.com/The Benefactoryhttp://thebenefactory.com/Hammerhead Sledshttp://shop.hammerheadsleds.com/GateRockethttp://www.gaterocket.com/Eggrockhttp://www.eggrock.com/ViGixhttp://www.vigix.com/JB Therapeuticshttp://jbtherapeutics.com/Incentive Targetinghttp://www.incentivetargeting.com/Mofusehttp://www.mofuse.com/SepSensorhttp://sepsensor.com/Lantos Technologieshttp://www.lantostechnologies.com/MediaMatehttp://mymediamate.com/Investment Team:Cindy Thompson, Administratorcthompson@boyntonangels.comMark Tepper, Treasurermtepper@boyntonangels.comChris Golden, Chair and Screening Committeecgolden@boyntonangels.comLisa Kirby Gibbs, Chair, Membership Committeelkirbygibbs@boyntonangels.comBreakaway Ventureswww.breakawayventures.comVCSoftware & InternetConsumer ProductsRetail & RestaurantSports & EntertainmentEarlyBreakaway Ventures was founded in late 2006 by Managing Partner Dennis Baldwin, former Chief Marketing Officer at Reebok International, and is backed by Strategic Advisor and Limited Partner Paul Fireman, who is the former Chairman and Chief Executive Officer of Reebok International. Breakaway Ventures is a private equity firm that invests in and partners closely with innovative, high growth retail and consumer oriented businesses. Breakaway's team and network has operating experience in the consumer sector in disciplines such as strategic planning, product innovation, brand marketing, sales and distribution, and strategic alliances. Breakaway partners with companies that have the potential to disrupt existing consumer markets through innovative new business models, products and technologies. Breakaway makes $1-$5 million investments in the consumer goods industry, focusing within the ecommerce, retail, apparel, accessories, footwear, entertainment and sports sectors.

399 Boylston Street, 7th FloorBostonMA02116617-399-0635

Portfolio companies include:Retail Convergencehttp://www.crunchbase.com/company/retail-convergenceMooBellahttp://moobella.com/Quoteshttp://www.quotationspage.com/Mission Skincarehttp://www.missionathletecare.com/IdeaPainthttp://www.ideapaint.com/Investment Team:Dennis Baldwin, Founder & Managing Partnerdbaldwin@breakawayventures.comMarcus Wilson, Managing Directormwilson@breakawayventures.comMaximilian Seel, AssociateBrooke Private Equity Advisorswww.brookepea.comVCFOFInformation TechnologyMedia & Digital MediaLife Sciences & HealthcareBusiness ServicesFinancial ServicesConsumer ProductsRetail & RestaurantEarlyGrowthExpansionBrooke Private Equity Associates (BPEA) is a private equity management firm that provides investment and advisory services to institutions and high net worth families regarding all aspects of participating in the complex world of private equity and venture capital investing. For direct investments, Brooke focuses on a variety of stages and industries, including Business & Financial Services, Retail/Consumer, Healthcare, Technology/ Media/ Telecom, and Industrial. The firm was founded in 2002 by Peter Brooke, founder and Chairman of Advent International, and his son, John Brooke, a private equity manager. Brooke invests in all stages of development from emerging growth companies to expansion recapitalizations. The firm has approximately $132 million under management.

84 State St., Suite 320BostonMA02109617-227-3160617-227-4128

Portfolio companies include:BEZ Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4726748Vectis Healthcare & Life Sciences Fundhttp://www.allbusiness.com/banking-finance/financial-markets-investing-funds/11745304-1.htmlInvestment Team:Peter Brooke, Chairmanpbrooke@brookepea.comJohn Brooke, Managing Directorjbrooke@brookepea.comH.J. von der Goltz, General Partnerjgoltz@brookepea.comChristopher Austen, Managing DirectorLaurie Callicutt, Associate Vice President of FinanceMarcin J. Szajda, PrincipalLynn Wilkins, Vice President of Finance and AdministrationBTU Ventures, Inc.www.btuventures.comPEEnergy & Clean TechMiddle MarketBTU is a private equity group with a long-term investment horizon, integrating elements of a private equity firm with those of an operating energy company. BTU combines merger and acquisition, asset management and project financing expertise with project development and plant operations and maintenance capability. The firm focuses exclusively on the midstream and downstream segments of the energy value chain in emerging markets, including power, gas, goal, and chemical industries. BTU's asset portfolio includes strategic equity stakes in 18 independent power and co-generation projects with gross capacity of approximately 12,600 MW located in China, South Korea, Taiwan, Tunisia and the United Arab Emirates. BTU's headquarters are located in Waltham, with a regional office in Dubai, UAE. BTU focuses on project opportunities in the Middle East, North Africa, and Asia. In addition, BTU targets projects in Europe and North America that integrate backward to fuels and feedstocks in the Middle East and North Africa.

890 Winter Street, Suite 310WalthamMA02451781-693-5800781-693-5811

Portfolio companies include:Carthage Powerhttp://www.carthagepower.com.tn/en/TAPCOhttp://www.tapco.com/MPChttp://en.wikipedia.org/wiki/Music_Production_CenterInvestment Team:Wael Almazeedi, Founder & CEOCatalyst Health Ventureswww.catalysthealthventures.comVCLife Sciences & HealthcareEarlyCatalyst Health Ventures is an early-stage venture capital firm targeting technology solutions applied within the health care and life science industries. Catalyst Health Ventures (CHV) is the successor to Catalyst Health and Technology Partners (CHTP), founded in 1998 as a consulting and merchant banking firm. In 2000, the firm transitioned to focusing exclusively on early-stage venture capital investments. Catalyst typically makes a first investment in the range of $1-3 million, with the total amount usually in the range of $7-12 million. The firm concentrates on opportunities in greater Boston and the Northeastern United States.

35 Braintree Hill Office Park, Suite 304BraintreeMA02184781-228-5228 781-228-5150

Portfolio companies include:EndoVia Medicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2858761GI Dynamicshttp://www.gidynamics.com/Novazyme Pharmaceuticalshttp://www.genzymepharmaceuticals.com/BioTrovehttp://www.appliedbiosystems.com/absite/us/en/home/news-announcements/biotrove.htmlAugmenixhttp://www.augmenix.com/Hepregenhttp://hepregen.com/Allegro Diagnosticshttp://allegrodx.com/Vortex Medicalhttp://www.angiovac.com/Seedling Enterpriseshttp://seedlingenterprises.net/BIOCIUS Life Scienceshttp://www.chem.agilent.com/en-US/Products/Instruments/ms/rapidfire/pages/default.aspxPavilion Medical Innovationshttp://www.pavilionmi.com/Lantos Technologieshttp://www.lantostechnologies.com/Sera Prognosticshttp://www.seraprognostics.com/Investment Team:Joshua Phillips, General Partnerjphillips@catalysthealthventures.comKevin McCafferty, Partnerkmccafferty@catalysthealthventures.comRobert Vigoda, Advisory Partnerrvigoda@catalysthealthventures.comDarshana Zaveri, Principaldzaveri@catalysthealthventures.comCedar Fundwww.cedarfund.comVCInformation TechnologySoftware & InternetCommunications & NetworkingSeedEarlyFounded in 1997, Cedar Fund is an international venture capital firm with over $325 million under management ($100M of which was raised in 2008). Cedar Fund is among the largest venture capital firms focusing on Israel-related, early stage investments including pre-seed, seed and first round. Cedar seeks to invest in companies in the telecommunications, networking, Internet-infrastructure and enterprise software areas. Cedar Fund typically invests in companies that have some Israel and U.S. presence. Cedar Fund pioneered Pre-Seed Investments in Israel-related technology startups, and several of Cedar Fund's portfolio companies started this way.

1050 Winter Street, Suite 2700WalthamMA02451781-895-9090781-895-9099

Portfolio companies include:BigBand Networkshttp://www.bigbandnet.com/e-Gluehttp://www.e-glue.fr/en/Appiloghttp://en.wikipedia.org/wiki/HP_MercuryNewACThttp://newactinc.com/PeerApphttp://www.peerapp.com/WebCollagehttp://www.webcollage.com/Octalicahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=27244990ClickFoxhttp://clickfox.com/Onsethttp://www.onsetcomp.com/Profitecthttp://www.profitect.com/Amimonhttp://www.amimon.com/Celtrohttp://celtro.com/Pentalumhttp://pentalum.com/Red-Chttp://www.red-c.com/Sivergehttp://siverge.com/StartApphttp://www.startapp.com/CloudLockhttp://www.cloudlock.com/WebLayershttp://www.weblayers.com/Investment Team:Amnon Shoham, Co-Founderamnon@cedarfund.comGal Israely, Co-Foundergal@cedar.co.ilRonen Yehoshua, Principalronen@cedar.co.ilDorin Miller, Venture PartnerMoshe Tur, Venture PartnerMotti Vaknin, PartnerVCCrossTech Ventureshttp://crosstechventures.comEarlyInformation Technology

437 Turnpike StCantonMA02021781-821-6600

CrossTech Ventures is a boutique venture investment firm that invests human capital and expertise into businesses. The firm partners with entrepreneurs to position them in the best possible way for success by providing guidance, back-office support, IT and development support, and sales and marketing expertise.Portfolio companies include:Clintarahttps://www.clintara.com/The Pulse Networkhttp://thepulsenetwork.com/NewMarketing Labshttp://newmarketinglabs.com/KMS Media Partnershttp://kmsmediapartners.com/Investment Team:Stephen Saber, Principalssaber@newmarketinglabs.comChris Brogan, Entrepreneur in Residencechris@chrisbrogan.comJason Chudnofsky, Chairman, Advisory Boardjchudnofsky@crosstechpartners.comNick Saber, Principalnsaber@crosstechmedia.comACanary Ventureswww.linkedin.com/in/goldbergalexSeedInformation TechnologySoftware & Internet

MA

Canary Ventures is the investment vehicle for Alex Goldberg. Mr. Goldberg was a very early employee at Art Technology Group, a product manager at Open Market, a product manager at Frictionless Commerce, and a member of the early team at startup Adjoin Solutions (acquired by Computer Associates).Portfolio companies include:Objective Logisticshttp://objectivelogistics.com/Cignifihttp://www.cignifi.com/TagAttitudehttp://tagattitude.fr/Investment Team:Alex Goldberg, Managing DirectorACamros Capitalwww.linkedin.com/pub/parviz-tayebati/5/429/724SeedEarlyInformation TechnologyLife Sciences & Healthcare

134 Farm RoadSherbornMA01770978-973 1410

Camros Capital is the investment vehicle for Parviz Tayebati, currently the CEO at TeraDiode, Inc. Dr. Parviz Tayebati is a serial entrepreneur and angel investor. Before founding Camros Capital in March 2007, he was chairman and CEO of AZNA Corporation which he co-founded in June 2002 which he sold to Finisar Corporation. Until March 2002, he was VP of business development for the component division at Nortel Networks Optical Components. During the same period, he was President of CoreTek, Inc, a company he founded and ran as CEO until it was acquired by Nortel Networks in March 2000 for $1.43B.Portfolio companies include:TeraDiodehttp://teradiode.com/T2 Biosystemshttp://www.t2biosystems.com/Investment Team:Parviz Tayebati, FounderCVCCovidien Ventureswww.covidienventures.comEarlyLife Sciences & HealthcareMedical Device

15 Hampshire StreetMansfieldMA02048508-261-8440

Covidien Ventures is a venture capital group focused on investing in companies developing innovative new medical devices, diagnostics and pharmaceuticals. The firm looks to partner with management teams and other investors to help bring new technologies to the physicians and patients in need of them. Covidien Ventures is the venture capital investment arm of Covidien, the healthcare company spun off by Tyco International. The firm's investment interests are in markets, products, and technologies that are of long-term interest to Covidien. Covidien will invest up to $5 million per financing, depending on the particular stage of development, and the firm will lead, co-lead or participate in a syndicate of investors.Portfolio companies include:N/AInvestment Team:Dan SheehanDave NeustaedterJoseph GrahamAmy BeltADataPoint Ventureswww.datapointventures.comSeedInformation TechnologySoftware & InternetMedical Device

946 Great Plain Avenue, #126NeedhamMA02492781-444-0931781-449-9277

DataPoint Ventures is an Angel investment group that funds innovative start-up technology companies with products solving real business problems. These products must also demonstrate true business value in validated target markets.Portfolio companies include:InBoxerhttp://www.inboxer.com/TruTouch Technologieshttp://www.trutouchtechnologies.com/Fone Friendhttp://phonefriendaz.org/INDEX.HTMUpdate Logichttp://www.updatelogic.com/EveryScapehttp://www.everyscape.com/Boston Heart Labhttp://bostonheartlab.com/Building Engineshttp://www.buildingengines.com/?q=userHadapthttp://www.hadapt.com/Localyticshttp://www.localytics.com/Investment Team:Glenn Champagnegmc@datapointventures.comIDogpatch Labshttp://dogpatchlabs.comSeedInformation TechnologySoftware & InternetMedia & Digital Media

One Cambridge Center, Floor 6CambridgeMA02142857-453-6000

Called a "frat house for geeks," Dogpatch Labs was created by Polaris Venture Partners to connect entrepreneurs and help founders conceive and launch startups. Dogpatch Labs has four locations: Cambridge, MA; New York, NY (36 East 12th Street); San Francisco, CA; and Dublin, Ireland. The Incubator offers desk space, bandwidth, coffee and lunch to aspiring entrepreneurs. The locations are wide-open, fun spaces that are shared with local startups. Dogpatch continues to provide entrepreneurs with space, connectivity and "open-sourced" collaboration through introductions, mentoring, frequent industry events, community interaction and public open houses. Over 100 companies now call Dogpatch Labs home. Portfolio companies include:Azaveahttp://www.azavea.com/Bisonhttp://en.wikipedia.org/wiki/BisonByteLighthttp://www.bytelight.ro/Energesishttp://energesispharma.com/Fivesparkhttp://www.fivespark.com/Localyticshttp://www.localytics.com/ParElastichttp://www.parelastic.com/Plummelohttp://www.plummelo.com/Practically Greenhttp://practicallygreen.com/Relay Technology Managementhttp://www.relaytm.com/Yeswarehttp://www.yesware.com/Investment Team: Gus Weber, Entrepreneur in Residencegweber@polarisventures.comVCNeoCarta Ventures, Inc.www.neocarta.comEarlyGrowthExpansionInformation TechnologySoftware & InternetCommunications & NetworkingStorage & Hardware

396 Washington Street, Suite 278Wellesley HillsMA02481781-591-0303

Founded in 1995, NeoCarta works with companies from first funding to IPO. The firm has $300 million under management and invests between $1 million and $5 million initially, with potential investments of more than $10 million over time. NeoCarta Ventures (NV) focuses on Software, Hardware, Networking, and Wireless businesses. NeoCarta's managing directors have financed over 80 private technology companies, nearly half of which have succeeded in going public and/or merged with other companies. NV invests at various stages of a company's development, from the first round of financing to an expansion round for a company that has been funded through earlier stages by founders or other investors.Portfolio companies include:E-Marketshttp://www.e-markets.com/Handangohttp://www.handango.com/homepage/Homepage.jsp?storeId=2218iSupplihttp://www.isuppli.com/Narushttp://www.narus.com/Silverpophttp://www.silverpop.com/July Systemshttp://julysystems.com/Zoom Systemshttp://www.zoomsystems.com/Waterfront Mediahttp://www.waterfrontmedia.com/Meru Networkshttp://www.merunetworks.com/Digital Orchidhttp://www.digitalorchid.com/Investment Team:D. Jarrett Collins, Managing Directorjcollins@neocarta.comThomas W. Naughton, Managing Directortnaughton@neocarta.comVCThe Seed Fundwww.linkedin.com/pub/charlotte-walker/0/29/788SeedEarlyInformation Technology

37 Brimmer Street, Unit #1BostonMA02108617-742-7471617-742-7488

The Seed Fund is a partnership and network of experienced investors, entrepreneurs and executives with a mission to find and invest in unique, high potential, early stage information technology companies. The fund's team seeks out enterprise-targeted technology and business concepts that can dramatically change or impact the economics of either the problem being solved or the industries being served. The business must have the opportunity to scale to significant size (over $100 million), to be profitable within a short time horizon, and to have the potential for significant return on investment. The Seed Fund consists of a General Partner and Board of Advisors, plus a network of entrepreneurs, investors and experts called the Entrepreneurial Roundtable.Portfolio companies include:Infratabhttp://infratab.com/MOCA Systemshttp://www.mocasystems.com/contact-usSmartleafhttp://www.smartleaf.com/Investment Team:Charlotte Walker, Managing Partnercjw@theseedfund.comABS Capital Partnerswww.abscapital.comSilicon ValleyVCPEInformation TechnologyMedia & Digital MediaLife Sciences & HealthcareBusiness ServicesEducation & TrainingGrowthExpansionMiddle MarketABS Capital Partners is a private equity firm that was founded in 1990 to invest in mid- to later-stage growth companies. The firm's investment strategy focuses on companies in the health care, technology, business services and media & communications sectors. ABS has $2 billion under management and ten investing partners within offices in Baltimore, San Francisco and Boston. ABS typically invests $10 to $30 million in growth companies with substantial revenues, near-term profitability, solid customer bases and highly differentiated products or services in their focus industries. ABS provides a range of investment structures, including expansion financings, management buyouts and recapitalizations. The firm has invested in over 60 portfolio companies. ABS typically makes investments in U.S. based businesses. ABS has raised over $2 billion since inception, including the $420 million in ABS Capital Partners VI.

1700 Montgomery StreetSan FranciscoCA94111415-989-5100415-989-5105

Portfolio companies include:Aptegrityhttp://www.jobsite.co.uk/corpages/aptegrity/Commerce5https://cm.commerce5.com/Cyveillancehttp://www.cyveillance.com/Workscapehttp://www.workscape.com/Brown Advisoryhttp://brownadvisory.com/ISO Grouphttp://www.iso-group.com/Rosetta Stonehttp://www.rosettastone.com/Whitney Internationalhttp://www.whitneyintl.com/en/home.aspxeFashion Solutionshttp://www.efashionsolutions.com/Modular Spacehttp://modularspacesystems.com/Skinithttp://www.skinit.com/FolioDynamixhttp://www.foliodynamix.com/Payformancehttp://www.payformance.com/Teachscapehttp://www.teachscape.com/Investment Team:Mark S. Anderson, General Partnermanderson@abscapital.comRobyn Lehman, Financial Principalrlehman@abscapital.comDeric Emry, General Partnerdemry@abscapital.comBobby Goswami, General Partnerbgoswami@abscapital.comStephanie Carter, Marketing and Communications Partnerscarter@abscapital.comJames E. Stevenson, Jr., Chief Financial Officerjstevenson@abscapital.comJohn D. Stobo, Jr., Managing General Partnerjstobo@abscapital.comRalph Terkowitz, General Partnerrterkowitz@abscapital.comTim Weglicki, Founding Partnertweglicki@abscapital.comCalbraith R. Wheaton, General Partnercwheaton@abscapital.comLaura L. Witt, General Partnerlwitt@abscapital.comDon Hebb, Chairman & Founding Partnerdhebb@abscapital.comPaul Mariani, Principalpmariani@abscapital.comRob Tobin, Vice Presidentrtobin@abscapital.comPhil Clough, Managing General Partnerpclough@abscapital.comPayne, Andywww.payne.orgAInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyAndy is a serial entrepreneur with over 15 years of experience building successful software businesses. He is an investor or advisor in several early stage startups including Care.com, Digium, HubSpot and SmartFlix, is co-founder of FanSnap, and advisor to Kayak. Previously, Andy was a principal at Computational Biology Corporation (CBC), which was acquired by Agilent in 2004. Before CBC, he was Founder, President and CEO of Revenio, a venture-funded eMarketing software company he founded in 1999. Prior to Revenio, he was a co-founder and the VP of Technology at Open Market (one of the first eCommerce IPOs), a pioneering developer of Internet commerce application software. Andy holds 8 patents, and received a B.S. with distinction in Electrical Engineering from Cornell University.

83 Tower RoadLincolnMA01773781-259-9875781-259-8481

Portfolio companies include:GrabCADhttp://grabcad.com/Shareaholichttp://www.shareaholic.com/Care.comhttp://www.care.com/Digiumhttp://www.digium.com/FanSnaphttp://www.fansnap.com/Investment Team:Andy Payneandy@payne.orgAxia Partnerswww.axia-partners.comVCPEInformation TechnologySoftware & InternetManufacturing & IndustrialEarlyGrowthExpansionMiddle MarketAxia Partners operates as both a private equity investment firm through Axia Capital, and as financial advisors through Axia Advisors. Axia Capital pursues buyouts and recapitalizations of smaller technology firms in targeted industry sectors. Axia Capital targets investments in the technology sector including the following industry segments: Industrial and Laboratory Automation and Controls; Enterprise Software and Services; Sensors and Instrumentation; and Industrial Capital Equipment. Axia has assisted in transactions ranging from $10 million to over $100 million and helped grow businesses from start-up to over $100 million in revenues. The firm seeks opportunities with revenues of $3 to $50 million and provides equity investments ranging from $1 to $5 million. Axia seeks to leverage its equity investments with debt financing when appropriate. Axia Partners provides equity capital through a committed fund, Axia Capital Partners LP, and through a network of high net worth individuals who co-invest in Axia deals.

84 State Street, Suite 320BostonMA02109617-830-1117

Portfolio companies include:Network Visionhttp://newsroom.sprint.com/press_kits.cfm?presskit_id=19Innovative Pressure Technologieshttp://www.inpressure.com/Fiberoptic Componentshttp://www.lightguides.com/Hydroidhttp://www.km.kongsberg.com/hydroidSegue Manufacturing Serviceshttp://segue-mfg.com/Investment Team:Peter A. Hunter, Managing Directorphunter@axia-partners.comJames A. Pelusi, Managing Directorjpelusi@axia-partners.comLongueVue Capital, LLCwww.longuevuecapital.comPEManufacturing & IndustrialBusiness ServicesMiddle MarketLongueVue Capital is a private equity company formed to make value-oriented investments in middle market companies. In 2001, the firm raised an $82 million equity fund from a group of high net worth investors. LongueVue does not invest in specific industries. Instead, the firm focuses its investments on privately-held businesses in growing markets, restructuring opportunities, turnarounds, workouts and distressed assets, corporate divestitures and MBOs, undervalued small capitalization public companies with strong growth fundamentals, and re-capitalization/acquisition of family owned businesses with transition challenges. LongVuew targets companies with revenues greater than $20 million (and less than $100 million). The firm maintains offices in Louisiana, Utah, and New York.

225 E. 63rd Street, Suite 4GNew YorkNY10065646-476-7466504-293-3636

Portfolio companies include:Arnold Logisticshttp://www.longuevuecapital.com/Arlo.htmArdent Serviceshttp://ardentservices.com/Advanced Metering Data Systemshttp://www.longuevuecapital.com/amds.htmBlue Dot Energy Serviceshttp://www.bluedotinc.com/Investment Team:Rick S. Rees, Co-Founder and General Partnerrrees@lvcpartners.comJohn C. McNamara, Co-Founder and General Partnerjmcnamara@lvcpartners.comCarol W. Hance, Managing Directorchance@lvcpartners.comRaymond J. Jeandron, III, Vice Presidentrjeandron@lvcpartners.comA. Peyton Bush, IV, Vice Presidentpbush@lvcpartners.comCharles A. Cox, Associateccox@lvcpartners.comRebecca L. Toups, Chief Financial Officer & Controllerbtoups@lvcpartners.comIowa Capital Investment Corporationwww.investiowa.comFOFInformation TechnologyEarlyThe Iowa Fund of Funds is a $100 million program organized by the Iowa Capital Investment Corporation (ICIC). In 2005 ICIC engaged Cimarron Capital Associates I, LLC as the professional manager of the Iowa Fund of Funds program. The program, which raises private investment capital supported by contingent state tax credits, operates without State appropriations. No contingent tax credits have been used nor projected to be used to-date. As a result, there has been no cost to taxpayers to create and operate ICIC nor the IFOF. The Iowa Fund of Funds is designed to help build a professional venture capital industry to serve Iowa entrepreneurs. ICIC is a private, non-profit organization authorized by Iowa statute to serve as General Partner of the Fund of Funds and provide oversight and guidance to the Fund Manager. The first investment by an ICIC-supported venture fund in an Iowa company was made in 2007.

c/o Cimarron Capital Partners2600 Grand Ave., Suite 410Des MoinesIA50312

Portfolio companies include:Prolog Capital IIhttp://www.prologventures.com/Village Ventures Fund IIhttp://www.villageventures.com/LFE Growth Fund IIhttp://www.investiowa.com/icic/web.nsf/pages/news-lfe.htmlOCA Ventures IIhttp://ocaventures.com/Stone Arch Capital IIhttp://www.stonearchcapital.com/Petra Growth Fund IIhttp://www.petracapital.com/Tonka Bay/Bayview Capital Partners Fund IIhttp://tonkabayequity.com/Investment Team:Robert G. Heard, Managing Director, 515-779-1615rheard@cimarroncapital.comDevon Sauzek, Managing Director,Mark Huston, Portfolio Manager, 515-249-7525mhuston@cimarroncapital.comMichael A. Tharp, CFA, Managing Director, 501-223-3284mtharp@cimarroncapital.comChip Cooper, Portfolio Manager, 319-621-2066ccooper@cimarroncapital.comDennis Murdock, President ICICIowa First Capital Fund, LPVCInformation TechnologyMedical DeviceConsumer ProductsSeedEarlyIowa First Capital Fund is a venture capital fund located in Cedar Rapids and managed by Corridor Management Co. The group's first fund, composed of 18 investors, was established to focus on investing in business within Iowa. This fund currently has investments in seven companies ranging from biomedical to computer security, to decorative wildlife and birding products. The group's most recent fund, Iowa First Capital Fund II is composed of 28 investors, and was established to focus on investing in businesses within Iowa. The fund currently has investments in four companies ranging from biomedical to prepaid cell phone distribution to computer programming resources. Iowa First prefers investments from $100,000 to $500,000, and will often serve as lead investor.

c/o Corridor Management Co. LP101 1st Avenue S.E.Cedar RapidsIA52401319-364-4411319-364-4422

Portfolio companies include:Dynamic Broadbandhttp://www.keyon.com/VIDA Diagnosticshttp://vidadiagnostics.com/Cognitive Mediahttp://www.cognitivemedia.co.uk/Investment Team:Dennis C. Wangemandwangeman@cmanco.comArthur L. Christoffersenachristoffersen@cmanco.comJim NikrantVCNaya Ventureshttp://nayaventures.comEarlyInformation TechnologySoftware & InternetCommunications & Networking

222 W. Las Colinas Blvd, Suite 550East TowerIrvingTX75039214-630-1480214-630-1481

Naya Ventures is an early-stage venture capital firm focused mainly on U.S. and India-based companies, targeting companies that offer products and services in the Mobile and SaaS arenas that have the potential to tap into global markets. In many cases, Naya will be the initial largest investor and act as an incubator to the companies and their technologies. The firm has offices in Seattle, Texas, and India.Portfolio companies include:GlobalOutlookhttp://www.globaloutlook.com/Glympsehttp://www.glympse.com/Mixaroohttp://www.behance.net/gallery/Mixaroo/132339Motivity Labshttp://www.motivitylabs.com/SinglePointhttps://singlepoint.usbank.com/cs70_banking/sbb/common/transact/banners/user/retrievenfluencehttp://www.nfluence.com/Investment Team:Dayakar Puskoor, General PartnerPrabhakar Reddy, Managing Partner (Texas)prab2reddy@yahoo.comGary Himes, Managing Director, FinanceCVCPoint B Capital, LLCwww.pointbcap.comEarlyInformation TechnologySoftware & InternetEnergy & Clean Tech

1637 Wazee St., Suite 200DenverCO80202

A division of Point B, which is a management consulting firm, Point B Capital leverages its knowledge, track record and network of relationships to deploy not only capital, but also the proven business expertise and relationships that produce new value in the marketplace. Point B Capital makes equity investments and manages complex deals that capture value and leverage the rich relationships that Point B has developed since 1995. The firm's network includes more than 300 clients across 27 industries.Portfolio companies include:Sales Portalhttp://salesportal.com/SignalSethttp://www.signalset.com/Calico Energy Serviceshttp://www.calicoenergy.com/Investment Team:John Bjornson, Presidentjbjornson@pointbcap.comHenry Lin, Managing DirectorBrian Armstrong, Managing Directorbarmstrong@pointbcap.comHans Lundin, Investment AdvisorDennin Brasch, Managing DirectorJoe Piper, Managing Directorjpiper@pointbcap.comBrayton Gove, AnalystVCVDEnhanced Capital Connecticutwww.enhancedcapct.comSeedEarlyGrowthInformation TechnologySoftware & InternetEnergy & Clean Tech

19 Halls Rd, Suite 232Old LymeCT06371860 598 9410

Enhanced Capital Connecticut provides equity and debt financing to small businesses that exhibit excellent growth prospects in Connecticut. The firm is actively seeking new investment opportunities across industries that broadly include Manufacturing, Information Technology, Healthcare, Business Services and Green Technology. The firm can offer equity investments in the $500,000 to $2,000,000 range; Debt investments in the $500,000 to $3,000,000 range; and Pre-seed investments up to $150,000. Eligible business must meet the following eligibility criteria: Business must have its principal business operations in Connecticut and satisfy one of the following: 1. At least eighty percent of the business organization's employees must reside in Connecticut, or 2. At least eighty percent of the business payroll is paid to individuals living in Connecticut. A business must have fewer than two hundred and fifty employees. A business must have less than ten million dollars in net income in the previous year. For pre-seed investments, a pre-seed company must meet following eligibility criteria: 1. has been in operation less than seven years, 2. has technology that is in the development stage, 3. has non-recurring revenues from non-grant sources of less than $2 million, and 4. has fewer than 25 employees. The firm is affiliated with Enchanced Capital, a nationwide network of offices.Portfolio companies include:Hadapthttp://www.hadapt.com/Broad Star Energyhttp://broadstarenergy.com/Autotetherhttp://www.autotether.com/Two Roads Brewinghttp://www.brewbound.com/news/former-pabst-exec-launches-two-roads-brewingFloophttp://www.floop.com/Innovatient Solutionshttp://innovatient.com/Queralthttp://www.queraltinc.com/Greenleaf Biofuelshttp://www.greenleafbiofuels.com/iDeviceshttp://www.idevicesinc.com/Optiwindhttp://optiwind.com/YouRenew.comhttp://www.yourenew.com/Investment Team:Liddy Karter, Managing Directorlkarter@enhancedcap.comHitesh Shah, Associatehshah@enhancedcap.comAccretive Capital Partnershttp://accretiveexit.comNew YorkSECInformation TechnologyMiddle MarketFounded in 2007, Accretive Capital Partners is a secondary direct investment firm with $125MM under management focusing on highest quality, small and middle market buyout funds. The firm acquires meaningful minority positions in quality private companies from PE funds seeking: to monetize aged investments; to eliminate having to continue funding and managing those investments; and/or to harvest accretive liquidity for their LPs. Accretive seeks high quality PE assets that: have a strong balance sheet and unassailable franchise; are profitable and scalable; have a minimum of $10MM of EBITDA, double digit earnings growth and less than 2.5X Debt/EBITDA ratio. Accretive closed in June 2008 on a committed fund of $125MM from leading global secondary private equity firms led by HarbourVest Partners, LLC. Since then, AECP has generated a total of $215MM in liquidity transactions. In July 2008, Accretive announced the purchase of $110MM in highest quality growth assets from Evercore Capital Partners II, LP. Accretive presently is in the market to evaluate and close on investment opportunities ranging from $100MM to $500MM.

9 West 57th St, Suite 2600New YorkNY10019646-862-6472646-862-6439

Portfolio companies include:Alliantgrouphttp://thealliantgroup.com/Davis Petroleumhttp://www.davispetroleumcorp.com/Diagnostic Imaging Grouphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=22000266Mr. Bult'shttp://www.mrbults.com/TestEquityhttp://www.testequity.com/Investment Team: Edwin J. Wang, Senior Managing Directorwang@accretiveexit.comAndrew K. Reilly, Managing Directorreilly@accretiveexit.comTheodore Tedeschi, Managing Director and General Counseltedeschi@accretiveexit.comCapitalSouth Partnerswww.capitalsouthpartners.comPEInformation TechnologyLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialBusiness ServicesRetail & RestaurantMiddle MarketCapitalSouth Partners was founded in 1998 to provide private equity capital and mezzanine capital to middle-market companies. Since its inception, CapitalSouth has closed over 80 transactions. With over $700 million under management through multiple committed funds, CapitalSouth actively seeks to invest in lower middle-market companies located primarily in the South, but also throughout the U.S. CapitalSouth looks to invest between $5 and $25 million in companies that have historical earnings of at least $2 million with positive revenue growth. The Fund does not invest in start-ups, high-risk situations, turnarounds or businesses located outside the United States. Mezzanine investments of up to $40 million can be arranged through syndication, where CapitalSouth Partners will serve as the lead investor. The firm is headquartered in Charlotte and operates full-service offices in Raleigh, Dallas, Texas, Louisville, Kentucky, and Orlando, Florida.

100 Highland Park Village, Suite 200DallasTX75205214-295-3022214-295-3019

Portfolio companies include:Advanced Composite Materialshttp://acm-usa.com/Intellitechttp://intellitec.com/Peak-10http://www.peak10.com/Medical Modalitieshttp://medicalmodalities.com/Naples Lumber & Supply Co.http://www.napleslumber.com/Regal Kitchenshttp://www.regalkitchensinc.com/Incentive Conceptshttp://incentiveconcepts.com/Print Directionhttp://printdirection.com/Corporate Visionshttp://corporatevisions.com/American Exteriorshttp://amext.com/FURminatorhttp://www.furminator.com/Spartan Foodshttp://spartanstores.com/Boot Barnhttp://www.bootbarn.com/Sparushttp://www.sparusholdings.com/Content/76.htmInterllitec Productshttp://intellitec.com/ISO Poly Filmshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=93880Living Earth Technologyhttp://www.livingearth.net/Southern Parts and Engineeringhttp://www.soparts.com/Southern Pump and Tank Co.http://www.southernpump.com/Aerial Access Equipmenthttp://www.aae-la.com/Venture Aircrafthttp://www.ventureaircraft.com/The Penray Companieshttp://penray.com/Navis TubeTexhttp://navisglobal.com/Newmarhttp://www.newmarcorp.com/Caregiver Serviceshttp://www.csicaregiver.com/Medical Modalitieshttp://medicalmodalities.com/Pickaway Plains Ambulancehttp://ppa-ems.com/Advanced Physical Therapyhttp://advancedpt.com/STX Healthcare Management Serviceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=106306016Highwinds Softwarehttp://www.highwinds-software.com/Market E'shttp://www.e-markets.com/Peak-10http://www.peak10.com/V12 Grouphttp://www.v12groupinc.com/Investment Team:Joseph B. Alala, III, President and CEOjalala@capitalsouthpartners.comKenneth S. Berryman, Director (Louisville)kberryman@capitalsouthpartners.comM. Hunt Broyhill, Partnerhbroyhill@capitalsouthpartners.comChris Norton, Director of Underwritingcnorton@capitalsouthpartners.comJack McGlinn, Director and COO (Raleigh)jmcglinn@capitalsouthpartners.comLynne Girts, Director of Financelgirts@capitalsouthpartners.comMichael S. Marr, CCO & Director of Portfolio Managementmmarr@capitalsouthpartners.comSeth D. Ellis, Co-Manager (Orlando)sellis@floridamezz.comAlvin Butler, Co-Manager (Orlando)abutler@floridamezz.comJay K. Turner, Director (Dallas)jturner@capitalsouthpartners.comKeith Carlson, Vice Presidentkcarlson@capitalsouthpartners.comRochard Wheelahan III, Vice President (Atlanta)rwheelahan@capitalsouthpartners.comCHB Capital Partnerswww.chbcapital.comPEEnergy & Clean TechManufacturing & IndustrialReal EstateMiddle MarketCHB Capital Partners provides closely held and family owned businesses with the equity capital and expertise required for smooth ownership transitions and sustained growth. The firm will invest in either privately owned or publicly traded companies. With offices in Atlanta and Denver, CHB makes minority and majority investments in three types of transactions: leveraged recapitalizations, management-led buyouts and growth equity investments. The firm invests in niche manufacturing, distribution and service businesses across an array of sectors from branded apparel to electronics manufacturing. Despite this diversified industry approach, CHB avoids investing in startups, turnarounds or in commodity driven sectors such as real estate, construction and natural resources. CHB invests between $3 million and $15 million in equity capital, although it has the ability to invest above this level if needed. Under most circumstances, the firm acquires between 20 and 80 percent of a company's equity, with managers and other shareholders retaining the rest. CHB normally holds its investments for a period of three to six years. The ideal prospective candidate for CHB will have annual revenues in excess of $20 million.

3900 Essex Lane, Suite 1200HoustonTX77027713-677-0258

Portfolio companies include:BrandBasehttp://www.brandbase.com/BluDothttp://www.bludot.com/Newlinehttp://newline.com/Cangen Holdingshttp://www.chbcapital.com/portfolio/portfolio-cangen.htmlSorrento Networkshttp://www.sorrentonet.com/HiRel Systemshttp://hirelsystems.com/Valent Aerostructureshttp://valentaero.com/Investment Team:P. Grant Clayton, Partner, 404-806-7521pgclayton@chbcapital.comSean McClenaghan, Partner, 404-806-7523sean@chbcapital.comWill Kilpatrick, Associate, 404-806-7524wmkilpatrick@chbcapital.comIBaldwin County Business Incubatorwww.baldwinincubator.comSeedEarlyInformation Technology

P.O. Box 1340RobertsdaleAL36567251-947-2445251-947-4229

The Baldwin County Incubator Project is the result of an effort by the Baldwin County Economic Development Alliance (BCEDA) to establish a Virtual Incubator Program. Initially funded by a USDA RBEG grant, the virtual incubator (modeled after a similar program in Fort Collins, CO) offers prospective companies the information and service infrastructure that a traditional incubator program enjoys, without the cost or hassle of operating a building, or the requirement that all host businesses reside in one place. Prospective participants should have a physical location within the boundaries of Baldwin County. The incubator will utilize existing small business assistance resources and resource providers such as: SCORE, the University of South Alabama, Baldwin County Revenue Department, Faulkner State Community College, the five Chambers of Commerce in Baldwin County, and the Alabama Technology Network. Entrepreneurial services and programs that are not being provided, but will be addressed by the incubator, may include: Access to Seed/Venture Capital; Micro-Loans; and Technology Transfer and Collaboration.Participating companies include:N/AManagement Team:Bob Higgins, Directorbhiggins@baldwineda.comPEFenwick Capital Group, Inc.www.fenwickcapitalgroup.comMiddle MarketConsumer Products

115 Office Park Drive, Suite 300BirminghamAL35223205-879-1754

Fenwick Capital Group is one of the only private equity firms in the United States that concentrates exclusively on the Consumer Packaged Goods industry. Fenwick is focused on identifying, leading and executing direct private equity investments in established small-cap companies or brands with revenues up to $25 million and positive cash flows. The firm targets specialty and regional products; health & wellness consumables; and ethnic oriented brands.Portfolio companies include:Big Sky Breadhttp://www.bigskybreadcompany.com/Mystic Pizzahttp://www.mysticpizza.com/restaurants.aspxSpartan Foodshttp://spartanstores.com/FCG Oilhttp://www.manta.com/c/mmylg2z/fcg-oil-llcPoppees Popcornhttp://www.poppyspopcorn.com/Investment Team:Benny LaRussa, Jr., Chairman & CEOSteven Corenblum, Managing DirectorRoger Brewster, PresidentJeffrey S. Beall, DirectorVCHickory Venture Groupwww.hvcc.comSeedEarlyGrowthExpansionInformation TechnologyLife Sciences & HealthcareMedical Device

301 Washington Street, Suite 301 HuntsvilleAL45801256-539-1931 256-539-5130

Founded in 1984, Hickory Venture Capital (HVG) invests in a mix of early and later stage companies (including companies ranging from an idea and a founder/partial management team, to companies with revenue, profits, a complete team and the need for expansion capital or change of control). Hickory also provides mezzanine capital. The firm typically invests $1-3 million initially, and can invest up to $7 million over the life of the investment. Since the firm often co-invests, the total funds invested initially often reach between $5 to $10 million. Hickory Venture Capital concentrates on the early stage investments of Information Technology, Telecommunications, Healthcare Services, and Medical devices. The firm does not seek operating control and often takes minority equity stakes. Portfolio companies include:Envirofoamhttp://www.envirofoamtech.com/Sprocketshttp://en.wikipedia.org/wiki/SprocketAnivisionhttp://www.anivision.org/Cendexhttp://cendex.com/Investment Team:J. Thomas Noojin, Presidenttnoo@hvcc.comMonro B. Lanier, Vice Presidentmlanier@hvcc.comPaul Brashier, Vice President, CFOpbrashier@hvcc.comThomas P. Marshall, Investment ManagerFIVCJemison Investment Co., IncEarlyGrowthExpansionInformation Technology

2001 Park Place, Ste. 320BirminghamAL35203-4800205-324-7681205-324-7684

Jemison Investment Co., Inc. is a privately-held, family controlled holding company in Birmingham, Alabama with a diversified portfolio of investments. The firm was founded in 1949 and seeks to invest in stable, well-managed, privately-held companies and select early stage ventures offering significant growth potential. The firm also co-manages the $19.5 million Alabama Opportunity Fund with Stonehenge Capital (see profile). The fund provides both debt and equity financing to Alabama-based companies seeking growth and expansion capital. Under the leadership of John S. Jemison, Jr., Jemison Investment became a diversified holding company with interests in lumber products, building materials, steel containers, slurry and dredge pump manufacturing, magazine publishing, and real estate. Portfolio companies include:SPI Dynamicshttp://www.hp.com/hpinfo/newsroom/press/2007/070619xb.htmlSouthern Cable Serviceshttp://southerncable.net/Hughes Supplyhttp://www.hughessupply.com/Trillionhttp://www.trillian.im/Investment Team:James D. Davis, Chairman and PresidentEdna Alderman, CFOVCMurphree Venture Partnerswww.murphreeventures.comSeedEarlyGrowthInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareMedical DeviceEnergy & Clean TechManufacturing & IndustrialBusiness Services

3104 Blue Lake Drive, Suite 120BirminghamAL35243205-588-6024800-490-6448

Murphree Venture Partners is a seed and early-stage venture capital firm making direct equity investments into emerging entrepreneurial enterprises, primarily in the South and Southwestern U.S. Murphree invests in Business-to-business software; E-commerce; Semi-conductors; Photonics; Life Sciences; Medical Devices; Telecommunications and Energy Technologies. In addition to these focus areas, Murphree Venture Partners invests in selected low-tech and non-tech endeavors traditional to its geographic area. In June 2001, after searching for a venture capital firm to manage their CAPCO investments, Prudential Insurance and John Hancock Insurance chose Murphree Venture Partners as their CAPCO fund manager. The firm targets companies currently achieving $3 million to $30 million in revenue per year, have attained or are approaching profitability, and are seeking $2 million to $10 million in capital. Murphree's principals have made over 85 venture investments since the firm's inception. Murphree maintains additional offices in Houston and Austin, Texas. Portfolio companies include:Accelloshttp://accellos.com/Unicohttp://www.unicosystem.com/Object Reservoirhttp://www.objectreservoir.com/MedServehttp://www.medserv-hcms.com/Smart Furniturehttp://www.smartfurniture.com/Intrinergyhttp://www.envivabiomass.com/Anarkhttp://anark.com/Aldishttp://aldi.us/Dowleyhttp://www.dowley.com/Square 1 Bankhttps://www.square1financial.com/Investment Team:Dennis E. Murphree, General Partnerdmurphree@murphreeventures.comSteven M. Dauphin, General Partnersdauphin@murphreeventures.comJohn White, General Partnerjwhite@murpheeventures.comVCPEStonehenge Capital Company, LLCwww.stonehengecapital.comExpansionMiddle MarketInformation TechnologySoftware & Internet

2001 Park Place, Suite 320BirminghamAL35203205-458-2778866-539-9881

Stonehenge was formed in 1999 by the former principals of Banc One Capital Markets, the venture capital and investment banking subsidiary of Bank One Corporation (now JPMorgan Chase). Stonehenge currently manages several distinct private equity and mezzanine funds with approximately $580 million in capital through its offices in Alabama, Colorado, Florida, Louisiana, New York, Ohio, and Texas. The firm invests in companies with capital requirements in excess of $1 million for Expansion and Growth Capital; Management Buyouts; Acquisitions; Recapitalizations; Industry Consolidations; and Tech-nology Commercialization.Portfolio companies include:7thOnlinehttp://www.7thonline.com/Bulldog Solutionshttp://www.bulldogsolutions.com/AuthenTechttp://www.authentec.com/Alineanhttp://www.alinean.com/Proficient Autohttp://www.proficientautotransport.net/Health Integratedhttp://www.healthintegrated.com/Dixie Southernhttp://dixiesouthern.com/Imgage Guided Neuologicshttp://igneurologics.com/Twin Veehttp://twinvee.com/In.vision Researchhttp://www.linkedin.com/company/in.vision-researchKnovelhttp://why.knovel.com/Medidata Solutionshttp://mdsol.com/Investment Team:Steven W. Davis, Directorswdavis@stonehengecapital.comVCVulcan Medical Ventureswww.vmvnet.comSeedEarlyLife Sciences & HealthcareMedical Device

P.O. Box 59505BirminghamAL35259205-591-9330 205-591-4396

Founded in January 2000, Vulcan Medical Ventures is a small, private venture capital company interested in identifying significant investment opportunities in the biomedical markets. VMV provides seed, start-up, and early stage financing to help in the development of emerging biotechnology and medical product based companies possessing significant market potential. Total investment per portfolio company will be up to $450,000, with the average initial investment per portfolio company between $150,000-$300,000. The firm's investment will be in the form of a combination of Convertible Preferred Stock and Common Stock.Portfolio companies include:PNP Therapeuticshttp://www.pnptherapeutics.com/Investment Team:Gary A. Ascani, PresidentCharles H. Stephens, Vice PresidentJohn Lankford, Ph.D., ConsultantVCSnowMark Corporationwww.snowmark.comEarlyInformation TechnologyLife Sciences & HealthcareReal Estate

3505 Ocean Drive Vero BeachFL32963772-231-5858772-231-8725

SnowMark makes and manages investments in technology, healthcare informatics and real estate, underscored by the application of "Mentor Leverage." Mentor Leverage is a philosophy and business routine of sharing insights and resources, from back-office infrastructure to strategic direction, with high-quality, emerging opportunities. SnowMark Corporation was established in 1998 by the founders and former co-chairmen of GTECH Corporation, Guy B. Snowden and Victor Markowicz.Portfolio companies include:MD Datacorhttp://mddatacor.com/GTESShttp://www.gtess.com/PickaProf.comhttp://www.myedu.com/Wabasso Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=29017567Investment Team:Guy B. Snowden, Founder and Partnergbsnowden@snowmark.comVictor Markowicz, Founder and Partnervmarkowicz@snowmark.comVCIStellar Venture Partners/ Stellar Business Builders, LLCwww.stellarvc.comSeedEarlyGrowthExpansionInformation Technology

5633 Strand Boulevard, Suite 318NaplesFL34110239-596-8655239-591-3181

Founded in 2000, Stellar Venture Partners Fund focuses on comprehensive startup support including seed money, management team composition, marketing, and exit strategy design and execution. While SVP will generally participate in early and later stage financing of existing technology businesses, the firm will also actively consider investment in the exploratory or startup phase of companies in which management and other key elements are not yet in place. The size of the initial investment commitments in any one portfolio typically ranges from $100,000 to $1,000,000 with a geographic focus in the Southeastern US. Stellar Venture Partners and IO Ventures officially launched the first high-tech business incubator in Southwest Florida, Stellar Business Builders, LLC. Stellar Business Builders provides an infrastructure utilizing common computer networks, phone systems, administrative personnel, facilities and information exchanges that offer economies of scale. It is projected that 6-10 companies per year will be launched through the incubator. Portfolio companies include:Stellar Internet Monitoringhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4392719KidWebhttp://www.insightautomation.cc/products/conveytrax/architecture/kidweb/Synergy Networkshttp://www.snworks.com/Investment Team: Richard Schmidt, Managerrschmidt@stellarvc.comAWinter Park Angelswww.winterparkangels.comSeedEarlyInformation Technology

601 N. New York Ave., Suite 220Winter ParkFL32789407-647-8752

Winter Park Angels is a group of accredited investors who provide equity capital to early-stage entrepreneurial companies located in Florida. The group's members are entrepreneurs and successful business leaders. The members engage in mentoring and coaching entrepreneurs in whose businesses they invest; serving on their boards, providing contacts and assisting with strategic planning. Since Winter Park is a diverse group of members, the group does not focus solely on one industry. Rather, Winter Park looks for companies that are in the early stage of rolling out a unique, preferably proven, product or concept. The group is not an investment fund and each member makes his or her own investment decisions. Winter Park Angels typically invest between $25,000 and $250,000 per transaction individually, and from $250,000 to $2 million as a group. The group members invest in one to six transactions per year. Winter Park Angels is managed by NewGate Capital Partners, which according to its web site, is a diversified financial services firm.Portfolio companies include:PlusOne Solutionshttp://www.plusonesolutions.net/Investment Team:Larry Walkerlarry@newgategroup.netVCEclypse Investment Group (EIG)www.eclypseventures.comEarlyLife Sciences & HealthcareManufacturing & IndustrialConsumer Products

3424 Peachtree Road, NE, Suite 1725AtlantaGA30326770-668-1680770-668-9970

Launched in September 2001, Eclypse Investment Group (EIG) is a diversified financial services firm offering traditional investment banking services as well as principal investing. EIG has invested approximately $16 million in five separate companies since 2003. The firm makes equity and subordinated debt investments in situations where it believes the firm's operational assistance and strategic advisory capabilities can complement the skills of entrepreneurs. Eclypse seeks profitable businesses with current pro forma annual operating profit of at least $500,000. The fund also operates Eclypse Development Partners (EDP), a community economic development fund managed by Eclypse Ventures and Alacom Finance. EDP's mission is to stimulate capital investment in promising manufacturing, distribution and service businesses operating in distressed, rural areas throughout the Southeast. EDP's investments often are made in conjunction with complementary economic development funding programs sponsored by private organizations and federal, state and local government agencies.Portfolio companies include:Sunshine Millshttp://sunshinemills.com/Crider Corp.http://www.cridercorp.com/Eastern Technologieshttp://www.go2eti.com/Aladinhttp://en.wikipedia.org/wiki/AladdinAmerican Family Carehttp://www.americanfamilycare.com/Clipperhttp://www.sfmta.com/cms/mfares/Clipper.htmEnnishttp://www.ennis.com/Sunbelt Hotels Georgia Bathwarehttp://start.cortera.com/company/research/k9s9ptj6p/boston-scientific-corp/Investment Team:Curt Noel, Managing Principalcurtnoel@eclypseventures.comSteve Ielasi, Vice PresidentT.J. Chaplin, AssociatePESouthPointe Ventures, LLCwww.southpointeventures.comMiddle MarketManufacturing & IndustrialTransportation & DistributionBusiness Services

3525 Piedmont Rd.8 Piedmont Center, Suite 510AtlantaGA30305404-249-6000404-249-6966

SouthPointe Ventures, LLC invests private equity capital and professional management expertise in small, established companies in the Southeast U.S. The firm targets businesses with revenue between $5 million and $50 million, and EBITDA of $1 million to $5 million. SPV invests in a variety of industries (manufacturing, distribution, business services) where the capital and expertise provided will have a significant impact on the company. The firm does not invest in start-ups, turnarounds, or real estate. The target companies the firm pursues will typically be for sale because the owner has reached retirement age, has health problems, needs additional management expertise beyond his capability, is "burned-out" and wants to move on, or is capital constrained and needs to bring on a financial partner to achieve his business objectives.Portfolio companies include:Sunbelt Packaginghttp://sunbeltpackagingllc.com/Southern Parts & Engineeringhttp://www.soparts.com/Covington Industrieshttp://covington-newyork.com/Tucker Architectural Millworkshttp://www.cbsbuilderssupply.com/Products/ListDetail.asp?SEARCHID=64&CAT=Doors&SUBCAT=Architectural%20MillworkAerial Access Equipmenthttp://www.aae-la.com/Investment Team:Edmond G. Fisher IIIedfisher@southpointeventures.comJohn B. Maier IIjohn@southpointeventures.comVCCapSourceswww.capsources.comGrowthInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & Restaurant

1510 Jefferson Ave.OxfordMS38655601-941-7983662-234-8754

CapSources currently manages over $50 million in investable assets and an investment portfolio of more than twenty-five companies located throughout the U.S. CapSources also serves the investment banking needs of mid-market size clients located throughout the Southeast, Southwest and Western U.S. from its regional offices in Dallas, Houston, and Jackson, Mississippi. The private merchant banking firm specializes in providing corporate finance, merger and acquisition, and business consulting services to both privately-owned and publicly-held companies with annual revenues ranging from $5 million to more than $2 billion. In May 1998, CapSource Fund, LP received a Small Business Investment Company (SBIC) license from the Small Business Administration (SBA) with CapSources serving as the fund manager. In June 2001, CapSources created a second venture fund, the CapSource 2000 Fund, LP, and received from the SBA a second SBIC license. CapSources provides investments ranging from $250,000 to $1.5 million to growth stage companies. Investments are made in the form of subordinated debt with warrants for common stock. Prospective companies should have annual revenues in excess of $1 million. Investments by the Funds will be principally targeted to companies located in the Southeast, Southwest and Western U.S. The Funds will also look at co-investment opportunities with other investment funds for transactions located throughout the U.S.Portfolio companies include:AccuSHIP.comhttp://www.accuship.com/DigiVisionhttp://www.pr.com/company-profile/overview/4359FutureMed Interventionalhttp://start.cortera.com/company/research/k3r9qqs7s/futuremed-interventional-inc/GMI Professional Serviceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=46571192Gulf Coast Holdingshttp://www.corporationwiki.com/Florida/Tampa/gulf-coast-holdings-llc-5328730.aspxHeritage Solutionshttp://www.heritagesolutions.net/Kiko Foodshttp://www.kikofoods.com/Nextekhttp://www.nexteklightning.com/Reed Food Technologyhttp://www.reedfood.com/Mississippi Restaurant Holdingshttp://www.capxg.com/frontend/showdata/viewname/companyshow/id/5876Metro Meter Servicehttp://metrometerservice.com/MTI Acquisitionshttp://www.descocapital.com/news/mti-aquisition.htmlNew Century Technology Solutionshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=23676339Occupational Marketinghttp://www.occupational.com/Occupational Medical Resourceshttp://ohshub.com/resources/On-Site Fuel Servicehttp://www.onsitefuelservice.com/Pet Appealhttp://petappealpetsitting.com/Polygon Aerospacehttp://www.polygon.aero/Reed Food Technologyhttp://www.reedfood.com/Spectrum Managementhttp://www.spectrumam.com/Pet Pantry Internationalhttp://www.thepetpantry.com/Transolutionshttp://accentusinc.com/Uni-Pixel Displayshttp://www.unipixel.com/VMI Acquisitionshttp://www.corporationwiki.com/Kentucky/Bowling-Green/vmi-acquisition-inc/37538927.aspxWay2Smarthttp://www.way2smart.com/Zzyzx Peripheralshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=1533153Nextekhttp://www.nexteklightning.com/SMT Dynamicshttp://www.smtnet.com/company/index.cfm?fuseaction=view_company&company_id=50171Investment Team:James R. Herndon, Partnerjherndon@capsources.comCharles R. Martin, Partner (Dallas)cmartin@capsources.comLarry M. Hicks, Chief Financial Officer (Houston)lhicks@capsources.comBobby F. Weatherly, Partner (Houston)bweatherly@capsources.comBobby F. (Bo) Weatherly Jr., Associate (Houston)FIGulfSouth Capital, Inc.EarlySoftware & InternetCommunications & Networking

P.O. Box 3747JacksonMS39207601-956-7585601-956-2605

Formed in 2000, GulfSouth Capital is an investment management company based in Jackson. Ambassador John N. Palmer is the Chairman of the Board and sole owner of GulfSouth. GulfSouth finances Internet and wireless technology-based companies. According to published reports, GulfSouth Capital's assets include $200 million invested across four funds: GSV, Phoenix Fund (unfunded venture philanthropy), Palmer Foundation (education and the arts in MS) and John N. Palmer's personal investment portfolio.Portfolio companies include:NetworkStreaminghttp://www.networkstreaming.com/Bomgarhttp://www.bomgar.com/SmartSynchhttp://www.smartsynch.com/SemiSouth Laboratorieshttp://semisouth.com/Investment Team:Justin Mclure, Presidentjmcclure@gscapitalvc.comJamie Whitehead, Senior AnalystIMississippi Enterprise for Technology (MsET)www.mset.orgSeedInformation TechnologyMedia & Digital MediaManufacturing & IndustrialDefense & Homeland Security

Building 1103, Suite 143John C. Stennis Space CenterMS39529228-688-2083228-688-1064

MsET is a private, non-profit organization dedicated to creating high-skill, high-wage jobs in Mississippi. The Enterprise taps the scientific and technical assets of the state to promote industrial growth, stimulate new business startups, and attract companies to Mississippi. The Enterprise is a joint effort of the Mississippi Department of Economic and Community Development, NASA, and Mississippi's universities. MsET tenant companies maintain an office at the Stennis Space Center, located in Bay Saint Louis, MS, and receive an integrated suite of services including office space with administrative support and ongoing access to technical experts and facilities. MsET is able to access the technological and intellectual resources of NASA and its prime contractors, the U.S. Navy, the Mississippi Research Consortium and other state and federal research labs on behalf, and in support, of its clients.Tenant companies include:DQSIhttp://www.dqsi.com/Geocenthttp://geocent.com/Innovative Imaging and Researchhttp://www.jigsaw.com/id1547915/innovative_imaging_and_research_company.xhtmlLATGhttp://latg.net/Melhcorphttp://melhcorp.com/Mississippi Global Technologieshttp://msglobaltech.com/MSU/Geosystems Research Institutehttp://www.gri.msstate.edu/Northrop Grumman Information Technologyhttp://www.is.northropgrumman.com/NVision Solutionshttp://www.nvisionsolutions.com/Radiance Technologieshttp://radiancetech.com/Skylla Engineeringhttp://skyllaeng.com/Themis Vision Solutionshttp://www.themisvision.com/index.htmlUltimate Solutionshttp://www.ultsol.com/WorldWindshttp://worldwinds.net/Gulf of Mexico Research Institutehttp://www.gulfresearchinitiative.org/Marstel Dayhttp://www.marstel-day.com/Pontchartrain Partnershttp://pontchpartners.com/Proteushttp://en.wikipedia.org/wiki/ProteusRaytheon Technical Serviceshttp://www.raytheon.com/businesses/rts/SaiTechhttp://www.saitech-hsv.com/The Alpha Companyhttp://thealphacompany.net/Management Team:Charles E. Beasley, President & CEO, 228-688-3144Charles.E.Beasley@nasa.govThe Watervliet Innovation Centerwww.ceg.org/wicNew YorkIInformation TechnologyDefense & Homeland SecuritySeedThe Watervliet Innovation Center accelerates the growth of a select group of New York's most promising technology ventures by guiding them into the homeland security, national security and defense markets. The Center does this by providing services in four strategic areas: market visibility, technology commercialization, business services and infrastructure. The Watervliet Innovation Center is a program of the Center for Economic Growth (CEG), a private, not-for-profit, economic development organization seeking to bolster the economy of the Capital Region of New York State by promoting the growth of technology-based businesses. In addition to the Capital Region, the Watervliet Innovation Center provides services to technology ventures throughout the state of New York, and there is no requirement to physically reside at the Innovation Center in order to access the benefits of the program.

44 Dalliba AvenueWatervlietNY12189518-266-6051

Tenant companies include:BullEx Digital Safetyhttp://bullexsafety.com/Digital Certaintyhttp://www.digitalcertainty.biz/IntersSciencehttp://interscience.com/Assured Information Securityhttp://ainfosec.com/Chemcepthttp://chemcept.com/Strategic Response Initiativeshttp://www.strategicri.com/XOShttp://www.xos.com/On2 Technologieshttp://www.on2.com/Verataghttp://veratag.com/Management Team:Peter Pritchard, Program Director for Venture Programs, 518-266-6052peterp@ceg.orgMelanie LaRose, Program Manager, 518-266-6051melaniel@ceg.orgWestbury Partnerswww.westburypartners.comNew YorkVCPEInformation TechnologyManufacturing & IndustrialBusiness ServicesDefense & Homeland SecurityEarlyGrowthExpansionWestbury is a private equity investment firm focusing on structured mezzanine financings of late-stage, positive cash-flow, high-growth companies. Since its founding in 1994, Westbury Partners has been providing value-added capital to privately owned, emerging growth companies. Westbury manages several private equity funds and is currently deploying Westbury Equity Partners SBIC, L.P., a $200 million private equity fund licensed as a Small Business Investment Company (SBIC). Target industries include Defense and Security, Information Technology, Business Process Outsourcing, Government Services, and Specialty Manufacturing. Westbury's primary investment focus is on companies seeking mid- to later-stage growth capital. Companies fitting the profile have demonstrated market demand for their products or services. Westbury may also invest in earlier stage companies, given a compelling proprietary technology or market advantage.

100 Motor Pkwy, Suite 165 HauppaugeNY11788631-231-4121 631-231-8121

Portfolio companies include:AFL Web Printinghttp://aflwebprinting.com/Academy Trusthttp://www.ssatrust.org.uk/Fresh Food Conceptshttp://www.ffci.us/Saiiahttp://saiia.com/Woodbury Health Productshttp://www.woodburyproducts.com/Italkitchenhttp://eurokitchen.net/First Texas Holdingshttp://www.alacrastore.com/deal-snapshot/First_Texas_Holdings_Corp_acquires_Universal_Energy_Resources_Inc-489683Authentiumhttp://www.commtouch.com/XenoPorthttp://www.xenoport.com/Invidi Technologieshttp://www.invidi.com/Visiprisehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=706104Ensequenchttp://www.ensequence.com/Quarry Technologieshttp://quarrytech.net/Aurora Flight Scienceshttp://en.wikipedia.org/wiki/Aurora_flight_sciencesIntellidenhttp://www.ibm.com/software/tivoli/products/netcool-configuration-manager/TEC Directhttp://www.tec-direct.com/Ranpakhttp://www.ranpak.com/ADcom Information Serviceshttp://www.adcom.com/Gray Peak Technologieshttp://graypeak.com/Andromediahttp://en.wikipedia.org/wiki/AndromediaNetschoolshttp://www.netschools.net/Confluence Holdingshttp://confluencewatersports.com/homepage/Matcom Internationalhttp://www.americancapital.com/our_portfolio/companies/matcom.htmlOpus 360http://www.cpap.com/productpage/fisher-paykel-opus-360-HC482A-CPAP-Mask.htmlMaxspeedhttp://isohunt.com/torrents/maxspeedInvestment Team:Joseph G. Fogg II, Chairman and CEOJames W. Schubauer II, President and Chief Operating Officerjschubauer@westburypartners.comRichard P. Sicoli, Chief Financial Officerrsicoli@westburypartners.comSalo Aizenberg, Managing Directorsaizenberg@westburypartners.comTina Frankel, ControllerNicole Verdonenverdone@westburypartners.comWheatley Partnerswww.wheatleypartners.comNew YorkVCInformation TechnologyLife Sciences & HealthcareMedical DeviceBusiness ServicesEducation & TrainingSeedEarlyGrowthExpansionWheatley Partners is a New York-based private equity firm focused primarily on technology-related companies. Wheatley works closely with entrepreneurs to build successful businesses and typically supports portfolio companies at all stages of development. Wheatley's target sectors include Information Technology, Business Services, Medical Technology, Healthcare, and Education. Since its inception in 1992, Wheatley Partners has invested in over 150 private companies, most through multiple rounds of financing.

80 Cuttermill RoadGreat NeckNY11021516-773-1024516-773-0996

Portfolio companies include:Certpointhttp://www.certpointsystems.com/CosmoComhttp://www.cosmocom.com/FatWirehttp://www.fatwire.com/Guidesterhttp://www.presidentialguidester.com/Pando Networkshttp://www.pandonetworks.com/Visiprisehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=706104Investment Team:Barry Rubenstein, General Partner and Co-FounderJonathan Lieber, General Partner and Co-FounderIrwin Lieber, General Partner and Co-Founderirwin@wheatleypartners.comSeth Lieber, General Partner and Co-FounderBarry Fingerhut, General Partner and Co-Founderbarry_f@wheatleypartners.comBrian Rubenstein, General Partnerbrian@wheatleypartners.comNancy Casey, General Partnernancy@wheatleypartners.comLawrence Wagenberg, General Partnerlarry@wheatleypartners.comDavid R. Dantzker, MD, Manager, Medical Technology and Healthcaredavidd@wheatleypartners.comWNY Business Development Fundwww.insyte-consulting.com/Home/Funding/BDFNew YorkEDInformation TechnologySeedThe Western New York Business Development Fund (WNY BDF) provides seed capital to technology entrepreneurs and start-up companies in Western New York. The WNY BDF is a program funded through a partnership of NYSTAR, the Erie County Industrial Development Agency, the University at Buffalo Foundation and the TDC Foundation. The fund is managed by Insyte Consulting and was created to help stimulate and support early entrepreneurial efforts. Applicants may receive an equity investment from the WNY BDF of up to $200,000 in two phases: Phase I investment up to $50,000 and Phase II investment up to $150,000. Funding of each phase is subject to a separate due diligence and approval process.

726 Exchange Street, Suite 620BuffaloNY14210716-636-3626716-845-6418

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Jack McGowanjmcgowan@insyte-consulting.comBob Kosobuckirkosobucki@insyte-consulting.comAsia West, LLCwww.asiawestfunds.comNew YorkVCEnergy & Clean TechManufacturing & IndustrialEarlyAsia West manages venture capital funds with a unique focus on resource efficiency that aims to increase the economic efficiency of the industrial sector. The current fund, Asia West Enviroment Fund III, L.P., continues and expands upon the work of AW I and AW II where the company has built a solid value-creation platform around the redeployment of scrap materials to their "best and highest use." Asia West aids proven North American businesses (with at least $100 million in revenues) in penetrating worldwide markets. The firm's companies have product/service solutions commercially and environmentally relevant to China and/or India as well as other large developing countries.

20 Francesca DriveOyster BayNY11771203-434-3005516-802-008

Portfolio companies include:MBA Polymershttp://www.mbapolymers.com/home/Mobius Technologieshttp://mobiustechnologies.com/E-Leatherhttp://www.eleatherltd.com/Investment Team:Sanford J. Selman, Founder and Managing Directorsandy@asiawestfunds.comCadent Energy Partnerswww.cadentenergy.comVCPEEnergy & Clean TechEarlyExpansionMiddle MarketFounded in the early 1980s, Cadent Energy Partners is a private equity firm focused on energy opportunities. The firm is currently investing out of its $223.9 million Cadent Energy Partners I, L.P., according to a regulatory filing. Cadent invests in small to medium-sized companies in the energy industry primarily throughout North America, with a second office in Houston, TX. Cadent provides expansion capital to firms that want to accelerate growth and build exceptional shareholder value in partnership with an experienced energy investor. Over the course of their careers, the Cadent principals have invested over $890 million in privately negotiated equity or equity-like transactions across a broad range of energy sub-sectors. Cadent generally commits between $25 million and $50 million per investment, or more in syndication with investment partners. The companies Cadent typically invests in have a successful financial history, with annual revenues ranging from $10 million to $100 million and positive EBITDA. Occasionally, Cadent sponsors a proven management team in a de novo company. Cadent provides capital to fund development of new product lines, acquisitions, geographical expansion, and/or to provide partial liquidity to existing shareholders.

1221 Lamar Street, 10th Floor, Suite 1001HoustonTX77010713-651-9700 713-651-9710

Portfolio companies include:Logan Internationalhttp://www.loganinternationalinc.com/Vedco Holdingshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=7142597Torqued-Up Holdingshttp://www.torqued-up.com/WestFire Energyhttp://www.westfireenergy.com/Vermillion Resourceshttp://www.vermilionenergy.com/Array Holdingshttp://arrayholdings.com/Argos Utilitieshttp://argosutilities.com/Ardent Holdingshttp://www.cadentenergy.com/portfolioPro.asp?Com=Ardent%20Holdings,%20LLCProbe Holdingshttp://www.manta.com/c/mtczn38/probe-holdings-incNuCore Energyhttp://nucoreenergy.com/Sherwood Energyhttp://www.cadentenergy.com/portfolioPro.asp?Com=Sherwood%20Energy,%20LLCPipeline Supply & Servicehttp://www.pipelinesupply.com/SustainXhttp://www.sustainx.com/PolyFlow Holdingshttp://www.cadentenergy.com/portfolioPro.asp?Com=PolyFlow%20Holdings,%20LLCCactus Wellheadhttp://www.cadentenergy.com/portfolioPro.asp?Com=Cactus%20Wellhead,%20LLCInvestment Team:Paul G. McDermott, Managing Partnermcdermott@cadentenergy.comBruce M. Rothstein, Managing Partnerrothstein@cadentenergy.comDarin R. Booth, Partnerbooth@cadentenergy.comDavid Coppe, Partnercoppe@cadentenergy.comJennifer S. Cochran, VP of Finance & Chief Compliance Officercochran@cadentenergy.comStephen D. Tadlock, Vice Presidenttadlock@cadentenergy.comGBP Capitalwww.gbpcap.comNew YorkVCLife Sciences & HealthcareMedical DeviceEarlyGrowthExpansionGBP Capital provides venture funding and assistance to early and mid-stage life science companies. The firm was founded in early 2005 by David S. Wetherell, founder and former CEO of CMGI, and innovator in the technology and internet industries. GBP targets companies with novel approaches to diagnostics, therapeutics, and medical devices that will change the face of healthcare innovation in the future. GBP Capital's existing portfolio is diversified, with investments in therapeutics, medical devices, medical products, and intellectual property. In December of 2007, GBP Capital formed GBP IP, its privately held intellectual property affiliate. The company was established to engage in the acquisition, development, and licensing of significant life-science related intellectual property.

537 Steamboat Road, Suite 200 GreenwichCT06830203-769-2345 201-402-1086

Portfolio companies include:Lentigenhttp://www.lentigen.com/HyperMedhttp://www.hypermed-inc.com/Spectral Imagehttp://en.wikipedia.org/wiki/Multi-spectral_imageFlexible Stenting Solutionshttp://www.flexiblestent.com/MabVax Therapeuticshttp://mabvax.com/GBP IPhttp://gbpcap.com/ja/companies/gbpip.htmlTMune Therapeuticshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=65923056Investment Team:David Wetherell, Founder and Managing Partnerdwetherell@gbpcap.comDr. Douglas Lind, Managing Partnerdlind@gbpcap.comJosh Zelig, Associate Partnerjzelig@gbpcap.comGeneral Atlanticwww.generalatlantic.comNew YorkVCPEInformation TechnologyMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareBusiness ServicesFinancial ServicesConsumer ProductsGrowthExpansionMiddle MarketFounded in 1980, General Atlantic has provided equity financing to private and public companies globally. General Atlantic has invested in over 160 companies and currently has approximately $17 billion in capital under management. General Atlantic's investments range from $50 million to $500 million for growth, expansions, buy-outs, consolidations and build-ups. With nine offices located around the world, the firm makes investments globally in the following sectors: Financial Services, Healthcare, Energy & Resources, Business Services & Technology, and Media & Consumer. General Atlantic invests in 8-12 companies per year. General Atlantic was founded as a private investment firm to invest the funds of the Atlantic Philanthropies established by Chuck Feeney, a global entrepreneur and philanthropist.

Three Pickwick Plaza GreenwichCT06830203-629-8600 203-622-8818

Portfolio companies include:Kasperskyhttp://www.kaspersky.com/Privaliahttp://privalia.com/MedExpresshttp://www.medexpress.com/SouFunhttp://www.businessweek.com/news/2011-10-08/china-home-prices-drop-for-first-time-in-a-year-soufun-says.htmlAsian Gencohttp://www.asiangenco.com/index.htmlPierpont Securitieshttp://pierpontsecurities.com/MarkIthttp://www.markit.com/en/TASChttp://www.tasconline.com/Alibaba Grouphttp://en.wikipedia.org/wiki/Alibaba_GroupGilt Groupehttp://www.gilt.com/Quality Technology Serviceshttp://www.qualitytech.com/Grupo Qualicorphttp://www.carlyle.com/Media%20Room/News%20Archive/2010/item11047.htmlInvestment Team:Steven A. Denning (Chairman), Managing Directorsdenning@generalatlantic.comWilliam E. Ford (CEO), Managing Directorwford@generalatlantic.comJ. Frank Brown, Managing Director and Chief Operating OfficerAlexander Chulack, Managing Directorachulack@generalatlantic.comMark F. Dzialga, Managing Directormdzialga@generalatlantic.comCory Eaves, Managing DirectorWilliam O. Grabe, Advisory Directorwgrabe@generalatlantic.comDavid C. Hodgson, Managing Directordhodgson@generalatlantic.comRene M. Kern, Managing Directorrkern@generalatlantic.comJonathan Korngold, Managing Directorjkorngold@generalatlantic.comChris Lanning, Managing Directorclanning@generalatlantic.comAnton Levy, Managing Directoralevy@generalatlantic.comHans Morris, Managing DirectorDavid Rosenstein, Managing DirectorAdrianna C. Ma, Managing DirectorPhilip P. Trahanas, Managing Directorptrahanas@generalatlantic.comThomas J. Murphy, Managing Director and Chief Financial OfficerGeneration Partnerswww.generation.comNew YorkVCPEInformation TechnologyCommunications & NetworkingMedia & Digital MediaLife Sciences & HealthcareBusiness ServicesGrowthFounded in 1996, Generation Partners is a private investment firm managing $345 million of capital, focused on providing equity to technology-oriented growth companies through buyout, growth equity, and venture capital investments. The firm also participates in other transactions such as Add-On Acquisitions, Management Buyouts, Corporate Divestitures, Build-Ups, and Minority Equity Positions. The firm targets investments between $10 and $40 million in three broadly-defined industry areas: Business & Information Services, Media & Communications, and Healthcare Services & Technology. The firm has additional offices in Austin, TX and San Francisco, CA.

One Greenwich Office Park GreenwichCT06831203-422-8200 203-422-8250

Portfolio companies include:DiscoverMusic.comhttp://discovermusic.com/thePlatformhttp://theplatform.com/hotjobs.comhttp://www.monster.com/Demand Mediahttp://www.demandmedia.com/New Wave Broadcastinghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=32122Promatoryhttp://www.promontory.com/Johnny Rocketshttp://www.johnnyrockets.com/index2.phpMuzakhttp://www.muzak.com/Virtual Radiologichttp://www.virtualrad.com/MedVance Institutehttp://www.medvance.edu/High End Systemshttp://www.highend.com/Agility Recoveryhttp://www2.agilityrecovery.com/LVI Serviceshttp://www.lviservices.com/PartMinerhttp://www.partminer.com/main/Post Universityhttp://www.post.edu/ShopWikihttp://www.shopwiki.com/Sterling Infosystemshttp://www.sterlinginfosystems.com/Investment Team:John Hawkins, Managing Partnerhawkins@generation.comMark E. Jennings, Managing Partnerjennings@generation.comAndrew Hertzmark, Partnerhertzmark@generation.comLouis Marino, Vice Presidentmarino@generation.comDorothy Jatzen, Controllerjatzen@generation.comGilbert Globalwww.gilbertglobal.comNew YorkPECommunications & NetworkingManufacturing & IndustrialBusiness ServicesFinancial ServicesConsumer ProductsMiddle MarketGilbert Global is an institutional investment firm that makes private equity and equity-related investments in both public and private companies around the world. Since 1984, Gilbert Global's principals have financed over 130 successful companies in 17 countries around the world. Gilbert Global Equity Partners was formed in 1997 upon the investment team's departure from Soros Capital L.P., the principal private equity vehicle of the Quantum Group of Funds. Today, Gilbert Global has a capital base of $1.2 billion. The firm's principal investors are Fortune 500 corporations, State and corporate pension funds, university endowments, insurance companies and financial institutions. Individual controlling or non-controlling direct investments are generally expected to range from $20 million to $150 million. For over 22 years, Gilbert Global has been an investor throughout the United States, Europe, Latin America and Asia-Pacific. The firm's experience spans a wide range of industries, including telecommunications equipment and services, financial and business services, as well as traditional industrial and consumer-related businesses.

P.O. Box 984New CanaanCT06840203-966-6022203-972-0250

Portfolio companies include:Amkor Technologyhttp://www.answers.com/topic/amkor-technology-incCPM Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=8420870True Temperhttp://truetemper.com/Olympus Re Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=1920882Montpelier Re Holdingshttp://www.montpelierre.bm/Investment Team:Richard W. Gaenzle, Jr.Steven J. Gilbertsgilbert@gilbertglobal.comJeffrey W. Johnsonjjohnson@gilbertglobal.comSteven KotlerGreat Circle Capital, LLCwww.greatcirclecapital.comNew YorkVCPEBusiness ServicesTransportation & DistributionExpansionMiddle MarketGreat Circle Capital is a private equity investment firm dedicated to buyout and expansion capital opportunities within the global transportation network. Great Circle was founded in 2001 and is based in Stamford, Connecticut. The firm is focused mainly on the countries of the former Soviet Union, Southeastern Europe, Turkey, and the Baltic Seas. However, all emerging markets are open to consideration. Great Circle Capital and affiliates are the General Partner and Investment Manager of the Great Circle Fund, LP. The fund's primary focus is on the following sectors: Transportation Infrastructure, Shipping, Transportation Operating Companies, Logistics/Freight Forward-ing/Warehousing, Energy Services, and Transportation Assets. Great Circle targets existing businesses with free cash flow in excess of $5 million. The firm participates in transactions where the maximum investment by the Fund is up to $30 million.

PO Box 386FairfieldCT06824203-987-8070203-323-4364

Portfolio companies include:Batumi Oil Terminalhttp://batumioilterminal.com/Balnak Logisticshttp://www.balnak.com.tr/En/default.aspxCaspian Serviceshttp://caspianservicesinc.com/Far East Shippinghttp://en.wikipedia.org/wiki/Far_East_Shipping_CompanyIzmir Logisticshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=111595637Russian Logistic Servicehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28321990STS Logisticshttp://stslogistic.com/Investment Team:Paul Rapello, Partnerprapello@greatcirclecapital.comHew Crooks, Partnerhcrooks@greatcirclecapital.comHenry Taibo, Principalhtaibo@greatcirclecapital.comGreyRock Capital Groupwww.greyrockcapitalgroup.comNew YorkPEManufacturing & IndustrialBusiness ServicesConsumer ProductsMiddle MarketGreyRock Capital Group provides mezzanine debt and equity to finance buyouts, recapitalizations and the internal growth needs of middle-market companies. Formed in 2002, its principals have invested subordinated debt and equity in over 100 companies in a wide range of industries including manufacturing, consumer wholesale, building materials, industrial equipment and service businesses. Greyrock Capital Group is the manager of GCG SBIC Investors, LP, GCG Investors, LP and GCG Investors II, LP, which combined have in excess of $350 million of invested and/ or committed capital. Ideal companies have revenues of at least $10 million with EBITDA in excess of $2 million. The typical investment size is $3 million to $15 million. Greyrock Capital maintains offices in San Francisco, Chicago and Westport, CT and makes investments nationally.

10 Wright Street, Suite 110WestportCT06880203-429-2012203-429-2010

Portfolio companies include:Andrews Internationalhttp://www.andrewsinternational.com/Novolyte Technologieshttp://www.novolyte.com/DecisionQuesthttp://www.decisionquest.com/Public/Home/index.cfmParagon Productshttp://www.paragon-products.com/ITerpSOFThttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=114164901Alaven Pharmaceuticalhttp://www.meda.us/Allen Technologieshttp://www.allentek.com/Allstar Magneticshttp://www.allstarmagnetics.com/Aqua-Chemhttp://www.aqua-chem.com/Arrowhead Brass Productshttp://www.arrowheadbrass.com/Bock & Clarkhttp://bockandclark.com/Backyard Leisure Holdingshttp://www.swingsetsonline.com/Brittany Corporationhttp://www.brittany.com.ph/CAPCO Tile & Stonehttp://www.capcotile.com/Cherry Creek Tree Farmshttp://www.cherrycreekfarm.net/Investment Team:Steve Dempsey, Principal, 203-429-2012dempsey@greyrockcapitalgroup.comMark Shufro, Managing Partner, 203-429-2011shufro@greyrockcapitalgroup.comGridiron Capital, LLCwww.gridironcapital.comNew YorkPEManufacturing & IndustrialBusiness ServicesConsumer ProductsMiddle MarketGridiron Capital, LLC, headquartered in New Canaan, Connecticut, is a private equity firm focused on creating value by acquiring and building smaller middle-market manufacturing, service, and specialty consumer companies in the United States and Canada. Gridiron seeks control equity investments in manufacturing, service and specialty consumer businesses with Earnings Before Interest, Taxes, Depreciation, and Amortization (EBITDA) of $5 million to $25 million. In general, Gridiron will not pursue investments in real estate, media and telecommunications and natural resources.

220 Elm StreetNew CanaanCT06840203-972-1100203-801-0602

Portfolio companies include:Executive Cabinetryhttp://www.executivecabinetry.com/Ramsey Wincehttp://www.ramsey.com/industrial/index.htmlTharpeRobbinshttp://www.tharperobbins.com/Yellowstone Landscape Grouphttp://yellowstonelandscape.com/Schutt Sportshttp://www.schuttsports.com/McKenzie Sports Productshttp://www.mckenziesp.com/Default.aspxElectronic Systemshttp://esi.net/Quality Solutionshttp://qsifacilities.com/H.M. Dunn Companyhttp://www.hmdunn.com/Apex Engineeringhttp://apexengineering.net/Lakeshore TolTesthttp://www.lakeshoretoltest.com/Investment Team:Thomas A. Burger Jr., Co-Founder and Managing Directortburger@gridironcapital.comEugene P. Conese Jr., Co-Founder and Managing Directorgconese@gridironcapital.comDonald E. Cihak, Managing Director and Operation Partnerdcihak@gridironcapital.comTimothy W. Clark, Managing Directortclark@gridironcapital.comJoseph A. Saldutti, Jr., Managing Directorjsaldutti@gridironcapital.comGeoffrey D. Spillane, Principalgspillane@gridironcapital.comOwen G. Tharrington, Principalotharrington@gridironcapital.comBrian J. Rachal, Chief Financial Officerbrachal@gridironcapital.comMichael W. Walsh, CFO Fund I & Chief Compliance Officermwalsh@gridironcapital.comHamilton Robinson, LLCwww.hrco.comNew YorkPEEnergy & Clean TechManufacturing & IndustrialBusiness ServicesMiddle MarketHamilton Robinson (HRCo) is a private equity firm that specializes in serving small to middle size companies seeking equity capital for management buyouts, corporate growth, and recapitalizations for shareholder liquidity. Since 1984, the firm and its principals have organized and managed investments involving over 40 companies, representing more than $1 billion of value. HRCo is investing from its second fund. Investments range in size from $2 million to $20 million of equity capital for individual transactions with portfolio company revenues ranging in size from $25 million to over $200 million, and with EBITDA of at least $3 million. HRCo has actively invested in the United States and Canada and, through add-on acquisitions to portfolio companies, in Europe. The firm has special interest in industrial processes and engineered products, service businesses, energy and utility services, and environmental services and renewable technologies. The firm does not make early stage investments.

281 Tresser Boulevard, Suite 1000 StamfordCT06901203-602-0011203-602-2206

Portfolio companies include:All Island Mediahttp://www.lipennysaver.com/about/Black Clawsonhttp://www.bc-egan.com/Lifestyle Mediahttp://www.lifestylemedia.ca/MegTechttp://www.megtec.com/Custom Engineered Wheelshttp://www.cewheelsinc.com/Davis Standardhttp://www.davis-standard.com/The Fitzpatrick Companyhttp://www.fitzmill.com/company/company.htmlInvestment Team:Scott I. Oakford, Partnersio@hrco.comOwen (Steve) Crihfield, Partnerosc@hrco.comPhil Cagnassola, Partnerpjc@hrco.comChristian Lund, Partnercel@hrco.comCarrie L. DiLauro, Chief Administrative Officercld@hrco.comHeartland Partnerswww.heartlandpartners.comNew YorkPEManufacturing & IndustrialMiddle MarketFounded in 1999, Heartland Partners is a private equity firm based in Greenwich, Connecticut that targets aerospace, industrial, and auto parts companies. The firm's investment strategy of buy, build, and grow suits the needs of the companies in its target sectors by allowing them to become a focal point for industry consolidation. The company also invests in chemicals, plastics, and metal working sectors. According to published reports, the firm was founded by former Reagan budget director David Stockman, Timothy Leuliette and Daniel Tredwell. In 2001, the firm completed fundraising for its first and only private equity fund with approximately $1.4 billion of investor commitments.

177 Broad St., 10th FloorStamfordCT06901203-327-1202203-327-1201

Portfolio companies include:Metaldynehttp://www.metaldyne.com/Springs Global UShttp://www.springs.com/TriMashttp://www.trimascorp.com/Investment Team:David Stockman, Founding PartnerDaniel P. Tredwell, Senior Managing PartnerSteve Lamb, Chief Financial OfficerHigh Ridge Capitalwww.highridgecapital.comNew YorkPEBusiness ServicesFinancial ServicesMiddle MarketFounded in 1995, High Ridge Capital, LLC is a private equity firm that is focused exclusively on the middle market segment of the insurance industry. The firm will also consider investments in related financial and service businesses. High Ridge has invested in both insurance and reinsurance companies as well as in insurance brokers, claims management companies, captive managers, and other service providers. From 1996 to 2005, the firm invested approximately $200 million in 15 transactions, acting as general partner of several limited partnerships and special purpose vehicles on behalf of institutional investors. Since 2006, the Firm has been investing for its own account. The firm is currently targeting investments of up to $5 million per transaction but has the ability to arrange substantially larger commitments for appropriate transactions.

672 Oenoke Ridge Road New CanaanCT06840203-972-3982203-972-3986

Portfolio companies include:Wilton REhttp://www.wiltonre.com/Integrohttp://www.integro.com/RamRehttp://www.ramre.com/Front Royal Grouphttp://frontroyalautogroup.com/Acordiahttp://www.acordia.com/Old American Holdingshttp://www.manta.com/c/mm3f7zf/old-american-holding-llcSelectQuotehttp://www.selectquote.com/Max Capitalhttp://maxcapitalcorp.com/Insurance Data Systemshttp://www.certsonline.com/Mitchell Internationalhttp://www.mitchell.com/Mutual Risk Managementhttp://biz.yahoo.com/ic/51/51134.htmlStandard Americanhttp://www.americanstandard-us.com/Axis Capitalhttp://www.axiscapital.com/Eastern Insurance Holdingshttp://easterninsuranceholdings.com/James River Grouphttp://www.james-river-group.com/Investment Team:James L. Zech, Co-Founder and Presidentjlz@highridgecapital.comHoward Industries, Inc.www.howardind.comNew YorkPEManufacturing & IndustrialBusiness ServicesConsumer ProductsMiddle MarketHoward Industries enables exceptional family and privately held companies in transition with guidance and committed capital. Preferred opportunities have a strong competitive position in a mature industry with industry-proven and accepted products and services. The firm's experience makes Howard especially well-suited for investing in companies with operations in the United States, Europe and China, in industries including: Metal processing or treatment, Primary and Fabricated metal products, Electric and electronic equiment, Plastic processing and manufacturing, Niche home products, Gift products, Specialty foods & distribution, Value-added service providers, Electrical components, and Mechanical components.

136 Main StreetWestportCT06880203-227-4900203-227-3314

Portfolio companies include:Colorflexhttp://www.colorflex.com/Engineered Data Productshttp://www.edp-usa.com/Comair Rotronhttp://www.comairrotron.com/Tri-Optichttp://www.tri-optic.com/Continental Structural Plasticshttp://www.cspplastics.com/Investment Team:Peter Howard, Founder and Partnerphoward@howardind.comKarpReillywww.karpreilly.comNew YorkPEManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantGrowthKarpReilly, LLC is a private investment firm, founded by Allan Karp and Chris Reilly, whose primary mission is to partner with premier small to mid-size growth companies and help them achieve their long-term vision. Over the past 15 years, the principals of KarpReilly have invested in, sat on the boards of, and nurtured over 25 growth companies. Unlike most private equity investors, who invest between 1-2% of their own capital in each deal, KarpReilly invests 20% of its own money, which ensures that the firm will act like true owners, not asset managers. KarpReilly currently manages funds and affiliates with initial capital commitments totaling $310 million. The firm generally invests in small to mid-size growth companies with strong managers that need equity capital of $10 to $75 million. KarpReilly's experience has been in the following industries: Building Products, Business Services, Consumer Brands, Retail, and Restaurants.

104 Field Point RoadGreenwichCT06830203-504-9900203-504-9901

Portfolio companies include:Bob's Discount Furniturehttp://www.mybobs.com/Cafe Riohttp://www.caferio.com/Comarkhttp://www.comarkltd.com/Abby Zhttp://www.abbyz.com/Tommy Bahamahttp://www.tommybahama.com/index.jspElephant Barhttp://elephantbar.com/Norcraft Companieshttp://www.norcraftcompanies.com/Ollie's Bargain Outlethttp://olliesbargainoutlet.com/Adrianna Papellhttp://www.adriannapapell.com/The Habit Burger Barhttp://www.habitburger.com/Z' Tejas Southwestern Grillhttp://tempe.ztejas.com/Burger Loungehttp://www.burgerlounge.com/Cafe Zupashttp://www.zupas.com/Miller's Ale Househttp://www.millersalehouse.com/Trina Turkhttp://www.trinaturk.com/XS Cargohttp://www.shopxscargo.com/Investment Team:Allan Karp, Co-Founderakarp@karpreilly.comChris Reilly, Co-Foundercreilly@karpreilly.comAdam Burgoon, Partneraburgoon@karpreilly.comHank Spring, Vice Presidenthspring@karpreilly.comLillian Lebek, CFOllebek@karpreilly.comBilly Logan, Partnerwlogan@karpreilly.comEd Thomas, Partnerethomas@karpreilly.comAjay Natrajan, Controlleranatrajan@karpreilly.comCypriumwww.cyprium.comNew YorkPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketCyprium Partners (Cyprium) is a private investment firm that provides mezzanine and equity capital to profitable, middle-market companies. On June 1, 2011, due to the recent passing of the Dodd-Frank financial legislation, the investment and finance teams at Key Principal Partners (KPP) resigned to form Cyprium Partners. The firm differentiates itself as a flexible investor that can provide any combination of subordinated debt, preferred equity and/or common equity in either non-control (minority ownership) or control (majority ownership) positions. Cyprium strives to be a value-added investor that supports the growth, acquisition, refinancing or liquidity needs of private company owners and their management teams. Cyprium looks to invest in manufacturing, distribution or service oriented companies with sales between $30 million and $250 million, a minimum EBITDA of $8 million, and a history of growth and profitable operation. Cyprium will invest from $10 million to $40 million in any combination of the following capital securities: Subordinated debt; Preferred stock; Common equity; Warrants, options and equity participation rights.

461 Fifth Avenue, 26th FloorNew YorkNY10017646-571-1620646-571-1619

Portfolio companies include:ATIS Grouphttp://www.atisgroup.ca/Hobbicohttp://www.hobbico.com/Integrity Mediahttp://www.integritymedia.com/Kan-Pakhttp://www.kanpak.us/MC Assemblyhttp://mc-assembly.com/Alpha Sintered Metalshttp://alphasintered.com/AMPAM Parks Mechanicalhttp://parksmechanical.com/Anomatichttp://anomatic.com/Convergint Technologieshttp://www.convergint.com/LLCEPIC Technologieshttp://www.manta.com/c/mm2sqbt/epic-technologies-llcGourmet Boutiquehttp://www.gourmetboutique.com/Honsador Holdinghttp://www.honsador.com/Imperial Bag & Paper Companyhttp://www.imperialbag.com/Isagenix Worldwidehttp://isagenix.com/us/en/home.dhtmlKellstrom Industrieshttp://www.kellstrom.com/Network Hardware Resalehttp://www.networkhardware.com/Plastivalhttp://www.plastival.com/Sagus Acquisitionhttp://www.mpgedit.org/~number6/sagus_rel.htmTrantech Radiator Productshttp://www.trantechradiators.com/Investment Team: John Sinnenberg, ChairmanCindy Babitt, Managing PartnerGary Riley, Operating PartnerPhil Curatilo, Principal and Chief Marketing OfficerDaniel Kessler, PrincipalBeth Laschinger, PrincipalPatrick Rond, Vice PresidentNick Stone, DirectorKidd & Company, LLCwww.kiddcompany.comNew YorkPEInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareMedical DeviceMiddle MarketKidd & Company is a principal investment firm that utilizes an investment model developed in 1996 called "transformation strategy." Through research, the company identifies unmet customer needs in large markets and develops differentiated solutions that change the way business is done in that industry segment. In most cases, the firm acquires several companies to form the platform business and works closely with management to integrate the business and improve the ability to serve the customer. Since 1997, the firm has invested in the following six transformational strategies: Chatham Technologies, focused on telecommunications products and services markets; MedSource Technologies, focused on contract manufacturers in the medical device industry; Empower Health, focused on the healthcare industry; Klinger Advanced Aesthetics, focused on the aesthetics market; Access Point Medical, focused on home medical equipment market; and Infinity Bio-Energy, Ltd, focused on sugarcane-based ethanol production and/or sugar processing.

1455 East Putnam Ave.Old GreenwichCT06870203-661-0070203-661-1839

Portfolio companies include:Chathamhttp://www.chatham.edu/MedSourcehttp://medsource.com/Empower Healthhttp://empowercashflow.com/Access Pointhttp://en.wikipedia.org/wiki/Wireless_access_pointInfinity Bio-Energyhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=28525017Klinger Advanced Aestheticshttp://www.hopkinsmedicine.org/Press_releases/2006/Klinger.htmliPacesettershttp://www.ipacesetters.com/Investment Team:William Kidd, Principalwkidd@kiddcompany.comJames Benedict, Principaljbenedict@kiddcompany.comGerard DeBiasi, Principalgdebiasi@kiddcompany.comAnthony Castor III, Principalacastor@kiddcompany.comKenneth Heuer, Principalkheuer@kiddcompany.comDonald M. Hardie, Principaldhardie@kiddcompany.comLeasing Technologies Internationalwww.ltileasing.comNew YorkVDInformation TechnologySoftware & InternetCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareDefense & Homeland SecurityEarlyGrowthExpansionFounded in 1983, Leasing Technologies International is an organization of innovators dedicated to meeting the financing and equipment needs of emerging growth companies. LTI's Venture Leasing and Lending Division targets both early and later stage, venture backed companies located in the U.S. Most of these companies are involved in high technology or information services, software, telecommunications, energy, healthcare/medical, security, Internet or other technology markets. Since its inception, LTI has provided over $300 million of equipment financings to more than 500 early stage and emerging growth companies. Relationships are built around transactions consisting of equipment leases and secured loans, ranging in size from $250,000 to $1,000,000. LTI arranges lease lines in excess of $1,000,000 on a lease syndication basis. Terms vary from 24 to 36 months depending on equipment type and credit strength. Pricing options are typically offered without warrants.

221 Danbury Road WiltonCT06897203-563-1100 203-563-1112

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:F. Jared Sprole, Founder, President, and CEOjsprole@LTILeasing.comGeorge A. Parker, Founder, Executive Vice President, CFOgparker@LTILeasing.comArnold J. Hoegler, Founder, Executive Vice President, COOahoegler@LTILeasing.comHugh M. Baum, General Counsel & Secretarysbaum@LTILeasing.comLime Rock Partnerswww.lrpartners.comNew YorkPEEnergy & Clean TechMiddle MarketFounded in 1998, Lime Rock Partners is a creative, value-adding, and long-term investor of growth capital in energy companies worldwide. With $3.9 billion of private capital under management and $3.0 billion in the Lime Rock Partners funds, the firm brings its experience investing in energy service, oil service technology, exploration & production, and other companies worldwide to all of its portfolio companies. The team seeks to make growth capital investments ranging from $25 million to $150 million in portfolio companies with enterprise values up to $500 million. Lime Rock Partners also selectively invests in high-growth, entrepreneurial companies in other sectors of the energy sector, such as developers of midstream assets, downstream technologies, or renewable energy projects.

274 Riverside AvenueWestportCT06880203-293-2750203-293-2760

Portfolio companies include:Caledushttp://www.subsea.org/company/listdetails.asp?companyid=2012Enermechhttp://www.enermech.com/Gas2http://gas2.org/Serimax Holdingshttp://www.serimax.com/en/about_serimax/our_business/Smartsynchhttp://www.smartsynch.com/Twisterhttp://en.wikipedia.org/wiki/Twister_(game)KRIhttp://kundaliniresearchinstitute.org/Archerhttp://www.archer.com/Arena Explorationhttp://arenaenergy.com/profile.htmAugustus Energy Partnershttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=29480703Black Shire Energyhttp://www.blackshire-energy.ca/Braden Explorationhttp://bradenexpl.com/Bridge Energyhttp://www.bridgeenergygroup.com/Chinook Energyhttp://www.chinookenergy.com/Chinook Energyhttp://www.chinookenergy.com/CrownRockhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=34277806DHS Oilhttp://www.dhsoil.com.au/EVhttp://www.ev.com/Expert Petroleumhttp://www.expertpetroleum.com/Global Energy Serviceshttp://www.glb-energy.com/Iracore Internationalhttp://www.iracore.com/ITS Energy Serviceshttp://its-energyservices.com/home/KRIhttp://kundaliniresearchinstitute.org/Lafayette Workboat Holdingshttp://laworkboats.com/Laricina Energyhttp://laricinaenergy.com/OilServhttp://oilserv.com/Pngeo Subseahttp://pangeosubsea.com/PDC Mountaineerhttp://www.petd.com/index.php/pdc-mountaineerReelWellhttp://reelwell.com/Revelation Energyhttp://revelationenergyresources.com/RMP Energyhttp://www.stockhouse.com/News/CanadianReleasesDetail.aspx?n=8340147RXThttp://rxt.com/Siuxahttp://www.stardoll.com/en/user/?id=17060688Smartsynchhttp://www.smartsynch.com/TAW Energy Serviceshttp://www.privateequityfirms.com/company/13633/TAW-Services-Holdings--Tercel Oilfield Productshttp://terceloilfield.com/en/Terraspark Geoscienceshttp://terraspark.com/Tescohttp://www.tesco.com/Tiway Oilhttp://tiwayoil.com/Twisterhttp://en.wikipedia.org/wiki/Twister_(game)TWMAhttp://www.twma.co.uk/UTEC Internationalhttp://www.utec-ltd.com/en/about/Vantage Energyhttp://vantageenergy.com/Vedco Holdinghttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=7142597Xtreme Coil Drillinghttp://www.xtremecoil.com/Investment Team:Jonathan Farber, Managing Directorjf@lrpartners.comJohn Reynolds, Managing Directorjr@lrpartners.comSaad Bargach, Managing Directorsb@lrpartners.comWill Franklin, Managing Directorwf@lrpartners.comMark McCall, Managing Directormm@lrpartners.comJ. McLane, Managing Directorjm@lrpartners.comTownes Pressler, Managing Directortp@lrpartners.comLawrence Ross, Senior Adviorlr@lrpartners.comSimon Munro, Managing Directorsm@lrpartners.comTrevor Burgess, Managing DirectorJeffrey Scofield, Managing DirectorGary Sernovitz, Managing DirectorLittlejohn & Co., LLCwww.littlejohnllc.comNew YorkPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsDefense & Homeland SecurityMiddle MarketFounded in 1996, Littlejohn & Co. is a control oriented private equity firm that makes investments in mid-sized companies undergoing a fundamental change in capital structure, strategy, operations or growth that can benefit from its operational and strategic approach. The firm is based in Greenwich and manages three funds with committed capital of approximately $2.3 billion. The firm is currently investing the $1.3 billion Littlejohn Fund IV. As of June 30, 2010 Littlejohn and its predecessor funds have made equity investments of approximately $1.7 billion in 32 platform portfolio companies and many add-on acquisitions. Cash proceeds of more than $2.7 billion have been realized on approximately $1.0 billion of the equity investments realized to date. Littlejohn implements two investment strategies. For control investments, it seeks to invest between $50 million to $100 million of equity per transaction. For non-control positions, the firm will take minority equity positions as well as purchase debt and other junior securities in the secondary markets. Due to the intensive hands-on nature of its investment approach in control investment, Littlejohn generally undertakes no more than two or three transactions per year. At any one time, the control portfolio will typically consist of five to ten companies. The firm has particular interest in industries in which the principals have considerable experience, including industrial equipment, packaging, chemicals, automotive and transportation parts and equipment, food and food processing, healthcare, plastics, aerospace/defense, distribution, environmental and infrastructure services, and consumer products. Littlejohn avoids investments in fashion and retail industries, as well as real estate and highly sophisticated technologies. The firm targets mid-sized companies with revenues in the range of $150 million to $800 million. Generally, the firm focuses on investments in the U.S., but will consider opportunities in Canada and Europe.

8 Sound Shore Drive, Suite 303GreenwichCT06830203-552-3500

Portfolio companies include:CoActive Technologieshttp://www.coactive-tech.com/Clean Earthhttp://www.cleanearthinc.com/Synchronous Aerospace Grouphttp://www.syncaero.com/Home/Default.aspxVan Houttehttp://www.vanhoutte.com/van-houtte-u.s.-website-closedKenan Advantagehttp://www.thekag.com/Pendahttp://www.penda.com/index.htmlHenniges Automotivehttp://www.hennigesautomotive.com/Cosmetic Essencehttp://cosmeticessence.com/Soundview Maritimehttp://www.soundviewmaritime.com/CTI Foodshttp://www.ctifoods.com/Latham Internationalhttp://www.lathamint.com/Synventive Molding Solutionshttp://www.synventive.com/Investment Team:Angus C. Littlejohn Jr., Chairman and CEOMichael I. Klein, Presidentmklein@littlejohnllc.comEdmund J. Feeley, Managing Directorefeeley@littlejohnllc.comBrian E. Ramsay, Managing Directorbramsay@littlejohnllc.comDavid Simon, Managing Directordsimon@littlejohnllc.comSteven G. Raich, Managing Directorsraich@littlejohnllc.comRichard E. Maybaum, Managing DirectorRobert E. Davis, Managing DirectorMichael Kaplan, Vice Presidentmkaplan@littlejohnllc.comAntonio Miranda, Vice Presidentamiranda@littlejohnllc.comLongitude Capitalwww.longitudecapital.comNew YorkVCLife Sciences & HealthcareMedical DeviceEarlyFounded in 2006, Longitude Capital is a venture capital firm that invests in medical device and biotechnology companies developing products that address important unmet medical or economic needs in the life sciences industry. Longitude's investment team has more than 100 years of industry experience and has invested in over 100 life sciences companies. Longitude targets firms with (i) clinically effective solutions to address unmet medical needs, (ii) cost-effective treatment alternatives that can help reduce system-wide healthcare costs, and (iii) platform technologies that facilitate the development of novel products in the life sciences. Longitude Capital seeks to invest $10 million to $30 million over the life of each portfolio company, but the firm's initial investment can be much smaller, particularly in early stage opportunities. The firm's inaugural fund, the $325,000,000 Longitude Venture Partners, L.P., was closed in 2008. Longitude's offices are in Menlo Park, California and Greenwich, Connecticut.

545 Steamboat RoadGreenwichCT06830203-769-5200

Portfolio companies include:InfaCare Pharmaceuticalhttp://infacare.com/Aptus Endosystemshttp://aptusendosystems.com/Precision Therapeuticshttp://www.precisiontherapeutics.com/Amarinhttp://www.amarincorp.com/Corcepthttp://www.corcept.com/Velomedixhttp://www.velomedix.com/Xanodynehttp://xanodyne.com/PixelOpticshttp://www.pixeloptics.com/AqueSyshttp://aquesys.com/CardioDxhttp://www.cardiodx.com/Civitas Therapeuticshttp://www.civitastherapeutics.com/Jazz Pharmaceuticalshttp://www.jazzpharma.com/NxStagehttp://nxstage.com/Solta Medicalhttp://www.solta.com/Alphatec Spinehttp://www.alphatecspine.com/Cadence Pharmaceuticalshttp://www.cadencepharm.com/Collegiumhttp://collegium.org/Investment Team:Juliet Tammenoms Bakker, Managing Directorjbakker@longitudecapital.comDoug Foster, Managing Director (Menlo Park)dfoster@longitudecapital.comDavid Hirsch, Managing Directordhirsch@longitudecapital.comMichael Wert, Associatemwert@longitudecapital.comPatrick Enright, Founder and Managing Directorpenright@longitudecapital.comStuti Malhotra, Senior Analystsmalhotra@longitudecapital.comMill Road Capitalhttp://millroadcapital.comNew YorkPEManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantMiddle MarketMill Road Capital was founded by a group of highly experienced investment and operating professionals as a "Berkshire Hathaway for small companies." The firm focuses on friendly investments in high quality, publicly-traded companies under $250 million in size. Mill Road's portfolio consists of companies in a broad range of industries, including retail, manufacturing, business services, and consumer products.

382 Greenwich Avenue, Suite OneGreenwichCT06830203-987-3500

Portfolio companies include:Destination Maternityhttp://www.destinationmaternity.com/sale.aspKona Grillhttp://www.konagrill.com/Physicians Formula Holdingshttp://investor.physiciansformula.com/Galaxy Nutritional Foodshttp://www.galaxyfoods.com/National Technical Systemshttp://www.nts.com/Physicians Formulahttp://www.physiciansformula.com/en-us/default.htmlRubio'shttp://www.rubios.com/Vision7 Internationalhttp://vision7international.com/Investment Team:Thomas Lynch, Senior Managing DirectorCharles Goldman, Managing DirectorScott Scharfman, Managing DirectorJustin Jacobs, Managing DirectorAjay Sharma, Managing DirectorAnn Marie Hendry, Vice President, Finance and AdministrationMissionPoint Capital Partnerswww.missionpointcapital.comNew YorkVCPEEnergy & Clean TechExpansionMiddle MarketMissionPoint Capital Partners is a private investment firm focused on accelerating the transition to a low carbon economy by providing growth capital, knowledge and a broad network of relationships to companies focused on the clean energy, energy efficiency and environmental finance sectors. The firm's first investment vehicle, private equity fund MPCP Fund I, closed in January 2007 with $335M in investment capital. MissionPoint invests in the following situations: Expansion-stage financing, including equity to fund new product introductions, capital asset purchases, and add-on acquisitions; Shareholder liquidity, including fund-to-fund secondaries, founder net worth diversification, and recapitalizations; Management buyouts, including take-privates, corporate divestitures; and Business development, including corporate joint ventures, greenfield business launches (typically associated with financial services). MissionPoint supports companies with strong fundamentals that offer "platforms" for explosive growth through new product introductions, add-on acquisitions, joint ventures, or geographic expansion. Target sectors include: Low-Carbon Energy, No-Carbon Energy, Environmental Finance, and End User Efficiency.

20 Marshall Street, Suite 300NorwalkCT06854203-286-0400

Portfolio companies include:SunEdisonhttp://www.sunedison.com/UpWind Solutionshttp://upwindsolutions.com/Amonixhttp://amonix.com/Hannon Armstronghttp://hannonarmstrong.com/APXhttp://www.apx.com/Trillianthttp://www.trilliantinc.com/Voltaixhttp://www.voltaix.com/NYSE Bluehttp://www.nyseblue.com/RE Community Holdingshttp://www.recommunity.com/Investment Team:Mark Schwartz, Co-Founder, ChairmanJesse Fink, Co-Founder, Managing DirectorLeonard Nero, Managing Director, Chief Financial OfficerMark Cirilli, Co-Founder, Managing DirectorJeff Possick, Managing DirectorMark Lewis, Operating Advisormlewis@missionpointcapital.comDaniel Abbasi, Directordabbasi@missionpointcapital.comMartin Whittaker, Technical AdvisorSunny Kantha, AssociateMML Capital Partnerswww.mmlcapital.comNew YorkPEInformation TechnologyMiddle MarketMML Capital Partners is an independent investment firm, with over twenty years of history, focused on providing capital to businesses for expansion/acquisitions, management-led equity deals, recapitalizations and buy-outs. MML provides an alternative to conventional private equity by structuring investments using many levels of capital from equity through to mezzanine. This allows management teams to retain greater control of their business and typically more of the equity. The firm is a leading pan-European and transatlantic investor with offices in the UK, U.S., Germany and France with an affiliated Central European Fund. MML has invested over EUR 1.5 billion in 83 companies across 11 countries over four funds, making both minority and majority investments, ranging between EUR 10 - EUR 50 million.

3 Stamford Landing46 Southfield Avenue, Suite 330StamfordCT06902203-323-9118203-323-9119

Portfolio companies include:Yonkers Racinghttp://www.yonkersraceway.com/Argyle Securityhttp://argylesecurity.com/TNT Crane & Rigginghttp://www.tntcrane.com/Carre Blanchttp://tiff.net/filmsandschedules/tiff/2011/carreblancFrance Geothermiehttp://eng.france-geothermie.com/Coventyahttp://www.coventya.com/Vulcanichttp://www.vulcanic.com/Frontier MEDEXhttp://www.frontiermedex.com/Precision Valvehttp://precision-valve.com/Vanguard Healthcare Solutionshttp://vanguardhealthcaresolutions.com/PaR Systemshttp://www.par.com/our_companies_par_systems.phpEIC Group Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=99157120WIS Grouphttp://thewisgroup.com/The Regard Partnershiphttp://www.regard.co.uk/Clyde Bergemannhttp://www.clydebergemanneec.com/index.htmIndustrial Accoutics Companyhttp://industrialacoustics.com/Arena Grouphttp://arenagrouponline.com/MineTech Internationalhttp://www.minetech.co.uk/Investment Team:Jim Read, Co-FounderRobert Daviesrdavies@mmlcapital.comMark Eversmevers @mmlcapital.comJay Bradleybjay@mmlcapital.comShawn St. JeanJason P. MorganNatural Gas Partners (NGP)www.naturalgaspartners.comNew YorkPEEnergy & Clean TechMiddle MarketFounded in 1988, Natural Gas Partners (NGP) manages $7.2 billion in a family of funds that invest private equity capital in oil and gas production, midstream, and oilfield service companies. The NGP platform consists of a series of nine private equity funds with cumulative commitments exceeding $6.9 billion since inception. NGP's investments range from $10-$500 million. The firm also manages $350 million in two co-investment funds that invest in direct oil and gas property interests alongside NGP portfolio companies. Natural Gas Partners is an affiliate of NGP Energy Capital Management, LLC, a $9.5 billion firm based in Irving, Texas that invests in all sectors of the energy industry. NGP is presently seeking investments in companies focused on building oil and natural gas asset portfolios as well as oilfield service and other energy opportunities. In March 2008, NGP announced the final closing of Natural Gas Partners, IX, LP with total commitments of $4 billion. The firm maintains additional offices in Irving and Houston, TX, Santa Fe, NM, and London.

1266 East Main Street, Sixth FloorStamfordCT06902203-504-5072203-504-5073

Portfolio companies include:BlueStone Natural Resources Holdingshttp://www.bluestone-nr.com/Classic Hydrocarbons Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=112563498Crown Energy Partnershttp://crownep.com/Eagle Rock Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=32791728PSI Midstream Partnershttp://www.psimidstream.com/Quatro Resourceshttp://www.quatroresources.ca/Renewable Energy Grouphttp://www.regfuel.com/Resolute Holdingshttp://www.resolutecorporate.co.uk/Investment Team:John S. Foster, Managing Directorjfoster@ngptrs.comNorth Castle Partnerswww.northcastlepartners.comNew YorkPELife Sciences & HealthcareConsumer ProductsRetail & RestaurantSports & EntertainmentMiddle MarketFormed in 1997, North Castle is a leading private equity firm focused exclusively on consumer-driven product and service businesses that benefit from "Healthy Living and Aging" trends. The firm targets high-growth, middle market companies in Aesthetics & Personal Care, Consumer, Health, Fitness and Recreation, Home & Leisure, and Nutrition located in North America. North Castle invests in companies with enterprise values ranging from $50 million to $500 million. Target markets often include industries that are highly fragmented providing opportunities to build market leaders and create value through leveraged buyouts, growth capital infusions and strategic acquisitions.

183 East Putnam AvenueGreenwichCT06830203-862-3200

Portfolio companies include:Red Door Spashttp://www.reddoorspas.com/Octane Fitnesshttp://www.octanefitness.com/Atkinshttp://www.atkins.com/Homepage.aspxWorld Healthhttp://www.who.int/en/Cascade Sportshttp://www.cascadesports.com/Performance Bicyclehttp://www.performancebike.com/bikes/TopCategories_10052_10551_-1gloProfessionalhttp://www.gloprofessional.com/The Messier Projecthttp://themessierproject.com/Ibexhttp://shop.ibex.com/FlatOuthttp://www.flatoutbread.com/Bora Borahttp://en.wikipedia.org/wiki/Bora_BoraMineral Fusionhttp://mineralfusioncosmetics.com/Investment Team:Charles F. Baird, Jr., Managing Director and Foundercharles@northcastlepartners.comLouis E. Marinaccio, Managing Directorlou@northcastlepartners.comJonathan Canarick, Principaljon@northcastlepartners.comAlison Minter, PrincipalAlyse Skidmore, Chief Financial OfficerOak Hill Capital Management, LLCwww.oakhillcapital.comNew YorkPEInformation TechnologyCommunications & NetworkingMedia & Digital MediaLife Sciences & HealthcareBusiness ServicesFinancial ServicesMiddle MarketOak Hill Capital invests primarily in middle-market companies with strong fundamentals, favorable competitive positions, attractive growth prospects, and superior management teams. Oak Hill adheres to a value-oriented, risk-adjusted investment approach that emphasizes a disciplined investment process focused in basic industries; business and financial services; consumer, retail, and distribution; healthcare; media and telecom; and technology. Oak Hill has strategic relationships with other Oak Hill investment partnerships that invest in other asset classes such as high yield, mezzanine and bank debt, public equities, and real estate. Oak Hill Capital manages more than $8 billion in private-equity capital and is one of several separate and independently managed partnerships that comprise more than $25 billion in investment funds.

One Stamford Plaza263 Tresser Boulevard, 15th FloorStamfordCT06901-3236203-328-1600

Portfolio companies include:Duane Readehttp://duanereade.com/Blackboardhttp://www.blackboard.com/Bell + Howellhttp://www.bellhowell.com/Alibrishttp://www.alibris.com/Primus Internationalhttp://primusint.com/Abilityhttp://dictionary.reference.com/browse/abilityAccentCarehttp://www.accentcare.com/Align Technologyhttp://www.aligntech.com/American Savings Bankhttp://www.asbhawaii.com/American Skiing Companyhttp://en.wikipedia.org/wiki/American_Skiing_CompanyAnchor Media Investorshttp://www.corporationwiki.com/Texas/Fort-Worth/anchor-media-kovr-partners-l-p/29569891.aspxAriel Holdingshttp://www.arielredev.com/arielholdings/Atlantic Broadband Grouphttp://atlanticbb.com/Avolon Aerospace Limitedhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=100894824Bell + Howell Companyhttp://www.bellhowell.com/Blackboardhttp://www.blackboard.com/Butler Schein Animal Healthhttps://www.accessbutler.com/logonu.aspCaribbean Restaurantshttp://www.caribbeanmag.com/search/restaurants/Cincinnati Bellhttp://cincinnatibell.com/Dave & Buster'shttp://www.daveandbusters.com/Misc/NoFlash.aspxeGain Communications Corporationhttp://www.egain.com/Exl Serviceshttp://exlservice.com/Financial Engineshttp://www.financialengines.com/Firth Rixsonhttp://www.firthrixson.com/GATX Logisticshttp://www.gatx.com/wps/wcm/connect/GATX/GATX_SITE/HomeGenpact Limitedhttp://www.genpact.com/home.aspxHillman Grouphttp://hillmangroup.com/IPWirelesshttp://www.ipwireless.com/Jacobson Companieshttp://www.jacobsonco.com/Local TVhttp://www.tvguide.com/Listings/MeriStar Investment Partners Lesseehttp://www.manta.com/c/mmj0kpp/meristar-investment-partners-l-pMetrikahttp://www.a1cnow.com/Monsoon Commerce Solutionshttp://monsooncommerce.com/NSA Internationalhttp://goliath.ecnext.com/coms2/product-compint-0000288610-page.htmlOH Aircraft Acquisitionhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=44001719Overss.nethttp://itunes.apple.com/us/app/over-s-s/id432302878?mt=8Progressive Moulded Productshttp://investing.businessweek.com/businessweek/research/stocks/private/snapshot.asp?privcapId=23020860RSC Holdingshttp://finance.yahoo.com/q?s=rrrSecurity Networkshttp://www.securitynetworks.net/Southern Air Holdingshttp://www.southernair.com/SVTC Technologieshttp://www.svtc.com/Telecity Grouphttp://www.telecitygroup.com/The Container Storehttp://www.containerstore.com/TravelCenters of Americahttp://www.tatravelcenters.com/Vantage Oncologyhttp://www.vantageoncology.com/Vertex Data Sciencehttp://www.vertexgroup.com/ViaWesthttp://viawest.net/WideOpenWesthttp://www.wowway.com/Willams Scotsmanhttp://www.willscot.com/Wometco Cablehttp://en.wikipedia.org/wiki/Wometco_Home_TheaterInvestment Team:Michael Warren, PrincipalJ. Taylor Crandall, Managing PartnerSteven B. Gruber, Managing Partnersgruber@oakhillcapital.comDenis J. Nayden, Managing Partnerdnayden@oakhillcapital.comKevin M. Mailender, Principalkmailender@oakhillcapital.comDavid S. Scott, PrincipalJeffrey M. Mills, Principaljmills@oakhillcapital.comScott B. Kauffman, PrincipalScott A. Baker, PrincipalHarry L. Eichelberger, PrincipalJohn P. Rachwalski, PrincipalTed Dardani, PartnerBenjamin Diesbach, PartnerJonathan E. Friesel, PartnerMichael S. Green, PartnerStratton R. Heath III, PartnerOlympus Partnerswww.olympuspartners.comNew YorkVCPEInformation TechnologySoftware & InternetLife Sciences & HealthcareBusiness ServicesFinancial ServicesConsumer ProductsExpansionMiddle MarketOlympus Partners is a private equity firm focused on middle market management buyouts and later stage venture capital deals. Founded in 1988, Olympus manages over $3.1 billion on behalf of corporate pension plans, public retirement systems, university endowment funds, and executives of Olympus' portfolio companies. Olympus is currently investing from its fifth fund, Olympus Growth Fund V, which has committed capital of $1.5 billion. The firm purposely limits the number of investments it makes to five or six each year and looks to invest larger dollar amounts in each company. The preferred investment size ranges from $20 million for venture capital deals to $300 million or more for buyouts. Rather than investing in companies focused on capturing a small piece of a large market, the firm looks for companies that have established a dominant position in a defensible niche. While Olympus will continue to invest opportunistically, it has developed particular interest and expertise in the following industry sectors: Business Services, Healthcare Manufacturing and Services, Financial Services, Consumer Products and Services, Software and IT Services, and Logistics and Transportation Services.

Metro CenterOne Station PlaceStamfordCT06902203-353-5900203-353-5910

Portfolio companies include:Club Staffinghttp://clubstaffing.com/Ariel Rehttp://www.arielredev.com/arielre/Symmetry Medicalhttp://symmetrymedical.com/Homax Partnershttp://www.homaxproducts.com/company/partners/index.htmlVignettehttp://www.opentext.com/2/global/products/products-web-content-management.htmNorwescohttp://norwesco.com/Ann's House of Nutshttp://www.annshouseofnuts.com/Client Distribution Serviceshttp://www.cdsbooks.com/Phoenix Serviceshttp://phoenixsvs.com/Prime Advantagehttp://www.primeadvantage.com/Professional Service Industrieshttp://www.psiusa.com/Sheminhttp://www.shemin.net/Snyder Industrieshttp://www.snydernet.com/Woodcrafthttp://www.woodcraft.com/Ritedosehttp://www.ritedose.com/Churchillhttp://en.wikipedia.org/wiki/Winston_ChurchillK-MAChttp://www.k-mac.com.au/Pepper Dininghttp://www.pepperdining.com/index.phpFFR-DSIhttp://www.ffr-dsi.com/FrontierVisionhttp://www.superpages.com/bp/Richmond-KY/Frontiervision-L2165435131.htmHomax Productshttp://orders.homaxproducts.com/About-HomaxNewtex Communicationshttp://www.newtex.com/New Vision Televisionhttp://newvisiontv.com/Pennanthttp://www.answers.com/topic/pennantPlazehttp://www.plaze.com/Investment Team:Robert S. Morris, Founder and Managing PartnerJames A. Conroy, Partnerjconroy@olympuspartners.comPaul A. Rubin, Partnerprubin@olympuspartners.comL. David Cardenas, PartnerKeith Heffernan, Partnerkheffernan@olympuspartners.comManu Bettegowda, PartnerLouis J. Mischianti, PartnerEvan J. Eason, PartnerDavid M. Haddad, PrincipalJason M. Miller, PrincipalOxford Bioscience Partners (OBP)www.oxbio.comNew YorkVCLife Sciences & HealthcareSeedEarlyGrowthExpansionOxford Bioscience Partners (OBP) is a life science venture capital firm established in 1992 that provides equity financing and management assistance to emerging, entrepreneurial-driven companies within the life sciences and healthcare sectors. With approximately $1B of committed capital under management, OBP has invested in over 140 life science companies worldwide. OBP typically acts as the lead investor and makes investments between $1,000,000 and $10,000,000. OBP will also provide smaller seed capital investments in selective situations. OBP provides equity financing to companies at all stages, and will consider almost all geographic locations. OBP has also invested in non-life science based technologies which have novel healthcare applications.

P.O. Box 573MonroeCT06468203-261-3182

Portfolio companies include:Gene Logichttp://www.genelogic.com/Illuminahttp://www.illumina.com/Orchid Bioscienceshttp://www.orchid.com/QuadraMedhttp://www.quadramed.com/homeSalix Pharmaceuticalshttp://www.salix.com/index.aspxTargacepthttp://www.targacept.com/Critical Therapeuticshttp://www.crtx.com/Inverness Medicalhttp://www.invernessmedicalpd.com/Human Genome Scienceshttp://www.hgsi.com/Exelixishttp://exelixis.com/Genset S.A.http://www.biospace.com/company_profile.aspx?CompanyId=553120ACADIA Pharmaceuticalshttp://www.acadia-pharm.com/Asterand plchttp://www.asterand.com/Avalon Pharmaceuticalshttp://www.avalonpharma.com/Cardiome Pharmahttp://cardiome.com/Critical therapeuticshttp://www.crtx.com/Cyberkinetcs Neurotechnology Systemshttp://cyberkinetics.com/ExonHit Therapeuticshttp://www.exonhit.com/Genetic Therapyhttp://en.wikipedia.org/wiki/Gene_therapyGeronhttp://www.geron.com/Inkine Pharmaceuticalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=29932Inverness Medial Innovationshttp://www.alere.com/Nuvelohttp://nuvelo.com/Santhera Pharmaceuticalshttp://www.santhera.com/Sosei Co.http://www.sosei.com/Targacepthttp://www.targacept.com/trubion Pharmaceuticalshttp://www.trubion.com/VIVUShttp://www.vivus.com/Accelerated Holdinghttp://www.corporationwiki.com/California/Torrance/accelerated-holdings-inc/42246387.aspxBrainCellshttp://www.braincellsinc.com/Cambrios Technologieshttp://www.cambrios.com/CircuLitehttp://circulite.net/Coherex Medicalhttp://www.coherex.com/Dicerna Pharmaceuticalshttp://www.dicerna.com/Enanta Pharmaceuticalshttp://enanta.com/Ensemble Therapeuticshttp://ensembletx.com/eSionichttp://esionic.com/Glori Energyhttp://glorienergy.com/Investment Team:Alan G. Walton, Ph.D., D.Sc., Senior General Partnerawalton@oxbio.comCornelius T. Ryan, Founder General Partnercryan@oxbio.comPortfolio Advisors, LLCwww.portad.comNew YorkPEFOFFinancial ServicesReal EstateMiddle MarketPortfolio Advisors, LLC is an employee owned firm founded in 1994 to provide a full range of private equity and private real estate investment advisory and portfolio management services to sophisticated institutional investors. Portfolio Advisors focuses on three complementary lines of business: Investment Advisory Services (providing separate account Investment Advisory Services on both a discretionary and non-discretionary basis), the firm has committed more than $28 billion of private equity and private real estate on behalf of its advisory clients; Funds Management (the firm is a Commingled Fund of Funds manager as well as a Specialized Fund manager for clients that wish to accomplish specific investment objectives, with over $5 billion of such assets under management); Portfolio Administration and Reporting (providing Portfolio Administration and Reporting Services for clients, representing in excess of $60 billion in private equity and private real estate assets). Fund of Funds sector choices generally include: Buyout/Corporate Finance (including large and mid-market funds in different geographies); Venture Capital (including seed, early, late and multi-stage funds); Special Situations (including distressed securities, mezzanine/structured equity and secondary funds); Real Estate (including opportunistic and value added funds); and Secondaries (multiple strategies).

9 Old Kings Highway SouthDarienCT06820-4505203-662-3456203-662-0013

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Paul R. Crotty, Managing Directorpcrotty@portad.comWilliam J. Indelicato, Managing Directorwindelicato@portad.comBrian P. Murphy, CFA, Managing Directorbmurphy@portad.comAdam G. Clemens, CFA, Managing Directoraclemens@portad.comGregory J. Garrett, Managing Directorggarrett@portad.comTodd A. Hughes, CFA, Managing Directorthughes@portad.comHugh J. Perloff, CPA, Managing Directorhperloff@portad.comHarry D. Pierandri, Managing Directorhpierandri@portad.comChristopher T. Ruder, Managing Directorcruder@portad.comDonna O. Smolens, Managing Directordsmolens@portad.comNicolas von der Schulenburg, Managing Directornschulenburg@portad.comKenneth M. Wisdom, Managing Directorkwisdom@portad.comD. Allen Andersen, Managing Directoraandersen@portad.comKenneth S. Jarvis, Managing Directorkjarvis@portad.comPeter M. G. Schwanitz, Managing Directorpschwanitz@portad.comKenneth M. Wisdom, Managing Directorkwisdom@portad.comRFE Investment Partnerswww.rfeip.comNew YorkPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantMiddle MarketRFE Investment Partners is a private equity investment firm focusing on smaller, middle-market service, manufacturing and Health Care Service businesses. Since its founding in 1979, RFE has made investments in more than 120 companies operating in a wide variety of industries. The firm's investment capital has spanned six partnerships, amounting in the aggregate to more than $750 million of invested and available capital. The firm is currently investing from RFE Investment Partners VII, L.P. RFE Investment Partners V, LP and RFE VI SBIC, LP are Federal Licensees under the Small Business Investment Act of 1958. RFE can provide between $10 million and $25 million of equity capital in acquisition transactions, management led buy-outs and recapitalizations. Prospective investment opportunities should be businesses with attractive growth potential, at least $5 million of annual cash flow, and tend to be concentrated in business services, niche manufacturing, and healthcare services. The firm invests in North American small market companies with initial enterprise values of $20 million to $100 million. RFE does not invest in turnaround situations or businesses whose products or services are subject to a substantial risk of rapid technological obsolescence.

36 Grove StreetNew CanaanCT06840203-966-2800

Portfolio companies include:AbelConnhttp://abelconn.com/Brook & Whittle Limitedhttp://www.brookandwhittle.com/Extrusion Technologyhttp://www.extrusiontec.com/iMedXhttp://www.imedx.com/Lectrushttp://lectrus.com/Nudo Productshttp://www.nudo.com/Cattron Grouphttp://www.cattron.com/dnn/ATShttp://www.abovetopsecret.com/DelStarhttp://delstarinc.com/XTechhttp://www.xtech-outside.com/Flow Solutionshttp://www.flowsolutionsinc.com/Great Clipshttp://www.greatclipsfranchise.com/Baxterhttp://www.baxter.com/McKenziehttp://www.mckenziemdt.org/Metalicohttp://metalico.com/ResCarehttp://www.rescare.com/index.phpScandurahttp://www.scandura.com/WIS Internationalhttp://www.wisintl.com/v2/Okihttp://www.oki.com/iMedXhttp://www.imedx.com/Consolidenthttp://www.indeed.com/cmp/Consolident-Dental-GroupCommonwealth BusinessMediahttp://cbizmedia.com/Kenan Advantagehttp://www.thekag.com/ShelterLogichttp://www.shelterlogic.com/CBT Technologyhttp://cbttechnology.com/Plantation Productshttp://www.plantationproducts.com/Investment Team: Michael J. Foster, Managing Directormfoster@rfeip.comJames A. Parsons, Managing Directorjparsons@rfeip.comDonald A. Juricic, Managing Directordjuricic@rfeip.comNed Truslow, Managing Directorntruslow@rfeip.comR. Peter Reiter, Jr., Managing Directorpreiter@rfeip.comSands Brothers Asset Managementwww.sandsbros.com New YorkVCPEInformation TechnologyLife Sciences & HealthcareTransportation & DistributionFinancial ServicesEarlyMiddle MarketMartin S. Sands and Steven B. Sands organized Sands Brothers Asset Management, LLC in 1999. Sands Brothers is a provider of investment management and advisory services to institutional and high net worth clients around the world. Sands Brothers has been registered as an investment advisor with the U.S. Securities and Exchange Commission since the firm's founding in 1999. As of April 30, 2008 Sands Brothers assets under management totaled $140 million across equity, venture, credit and alternative investment strategies. Sands Brothers currently provides investment advisory services to Genesis Merchant Partners, an asset based lending fund; Vantage Point Partners, a distressed asset fund; the Select Access Funds, a group of fund of hedge funds; and the Venture Funds, a group of venture capital funds. The Venture Funds generally seek to invest at an inflection point in a company's development when the company is at a juncture that should create an opportunity in the future for an investment realization. Investments are made in a number of sectors, including technology, healthcare, business services, finance and transportation.

15 Valley DriveGreenwichCT06831203-661-7500

Portfolio companies include:N/Ahttp://www.na.org/Investment Team: Martin S. Sands, Founder, Partner and Senior Portfolio ManagerSteven B. Sands, Founder, Partner and Senior Portfolio ManagerChristopher Kelly, Partner, Chief Operating Officer and Chief Compliance OfficerGavin Watson, Portfolio ManagerHugh J. Marasa, Jr., Director of Marketinghmarasa@sandsbros.comErvin Braun DMD, PartnerDavid Claroni, Investment AssociateSaugatuck Capital Companywww.saugatuckcapital.comNew YorkPEManufacturing & IndustrialMiddle MarketFounded in 1982, Saugatuck Associates serves as the investment advisor to the Saugatuck Capital Company Limited Partnerships. Saugatuck Associates is a private investment firm specializing in middle market acquisitions and growth equity investments and is in the process of investing its fourth fund, an SBIC with $125 million in capital. Saugatuck provides capital for LBOs, MBOs, recapitalizations, consolidations and growth. Buyouts range from $15 million to $200 million in purchase price. Though the firm is the lead investor in the majority of its investments, it will co-invest with other lead investors who share the investment philosophy. Saugatuck invests in middle market companies with revenues of $15 to $125 million ($3 million if add-on acquisition) in fragmented service and manufacturing industries. The firm does not invest in high tech, real estate, or financial businesses, start-ups or early stage investments, or turnarounds.

187 Danbury RoadWiltonCT06897203-348-6669203-324-6995

Portfolio companies include:PPI/Time Zerohttp://ppi-timezero.com/TradeSourcehttp://www.tradesource.com/American Pipe & Plasticshttp://www.ampipe.com/Waterloohttp://en.wikipedia.org/wiki/Battle_of_WaterlooFEMCO Machinehttp://femcomachine.com/Exocorhttp://www.exocor.ca/Floor & Decorhttp://www.flooranddecoroutlets.com/Tharpe Companyhttp://www.tharperobbins.com/Tulip Corporationhttp://tulipcorp.com/Investment Team:Frank J. Hawley, Jr., Managing Directorfhawley@saugatuckcapital.comThomas J. Berardino, Managing Directortberardino@saugatuckcapital.comStuart W. Hawley, Managing Directorshawley@saugatuckcapital.comGary L. Goldberg, Managing Directorggoldberg@saugatuckcapital.comSI Ventureswww.siventures.com New YorkVCInformation TechnologySoftware & InternetDefense & Homeland SecurityEarlyGrowthSI Ventures is a Venture Capital firm focusing on information technology (IT) and communications infrastructure companies. The firm's $110 million Fund II has invested in early- to mid-stage companies. SI Ventures has a targeted investment focus in four sectors: e-Business and Software Infrastructure, Security and Privacy, Mobility Technologies, and Collaboration Technologies. SI Ventures does not invest in B2C and non-differentiated B2B companies. The firm's typical investment size is $2 million to $5 million with a geographic focus primarily, but not limited to, the Southeastern part of the U.S. Five of SI Ventures' investments have had liquidity events. The firm has a unique strategic partnership with Gartner, a leading provider of IT research and analysis, giving SI the ability to access Gartner's more than 1,000 analysts and consultants. SI also maintains a Florida office.

56 Top Gallant RoadStamfordCT06904

Portfolio companies include:Real Vuehttp://www.realvue3d.com/RelayHealthhttp://www.relayhealth.com/TruSecurehttp://www.trusecure.com/USAData.comhttp://www.usadata.com/Brainsharkhttp://www.brainshark.com/Click Commercehttp://www.clickcommerce.com/eDoc Architectshttp://www.siventures.com/portfolio/warrantycheck.shtmlGravitonhttp://en.wikipedia.org/wiki/GravitonAppian Communicationshttp://appiancommunications.com/Authentor Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=117958Convergent Grouphttp://www.convergentgroup.com/DoubleTradehttp://doubletrade.com/eAnglur.comhttp://www.eangler.com/eVuhttp://www.euroveg.eu/FamilyTimehttp://familytime.com/Gravitonhttp://en.wikipedia.org/wiki/GravitonInceptorhttp://www.inceptor.com/OpenNetwork Technologieshttp://www.opennetwork.com/Sitara Networkshttp://www.siventures.com/portfolio/sitara.shtmlSkillSofthttp://www.skillsoft.com/WebCriteriahttp://www.aboutus.org/webcriteria.comInvestment Team:Manny Fernandez, Managing Director, Co-Foundermanny.fernandez@siventures.comJohn Halligan, Managing Director, Co-Founderhalligan@siventures.comBrian Beach, Managing DirectorRandy Glein, Managing DirectorMinette La Croix, CFOSkyline Ventureswww.skylineventures.comNew YorkVCLife Sciences & HealthcareMedical DeviceEarlyFounded in 1997, Skyline Ventures specializes in hands-on investing in early stage healthcare companies. The firm's initial investment is usually made at the time a company gets near to clinical trials. In October 2007, Skyline completed raising Skyline V, which has $350 million in committed capital. The firm has approximately $800 million under management. Skyline Ventures targets investments of $15-35 million per portfolio company over the life of the company. The firm focuses in all sectors of the healthcare market, including small molecule and protein therapeutics; medical devices; diagnostics; and technologies that facilitate drug discovery and life science research. For Skyline V, the firm is targeting 15-18 portfolio companies. Most often, Skyline's first investment in a company will be in the range of $10-15 million. The firm has additional offices in Boston and Connecticut.

263 Tresser BoulevardOne Stamford Plaza, Suite 902StamfordCT06901203-564-1596203-564-1402

Portfolio companies include:Advionhttp://advion.com/MAKO Surgicalhttp://makosurgical.com/site/Novasys Medicalhttp://www.novasysmedical.com/iBalance Medicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=23418212AcelRx Pharmaceuticalshttp://www.acelrx.com/Calypso Medicalhttp://calypsomedical.com/Celulahttp://www.celula-inc.com/Concert Pharmaceuticalshttp://www.concertpharma.com/Dicerna Pharmaceuticalshttp://www.dicerna.com/DiscoveRxhttp://www.discoverx.com/Genocea Bioscienceshttp://www.genocea.com/iBalance Medicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=23418212InteKrin Therapeuticshttp://intekrin.com/KAI Pharmaceuticalshttp://kaipharmaceuticals.com/Medivancehttp://www.medivance.com/Novasys Medicalhttp://www.novasysmedical.com/Proteon Therapeuticshttp://www.proteontherapeutics.com/Satietyhttp://www.answers.com/topic/satietySequel Pharmaceuticalshttp://www.sequelpharma.com/SI-BONEhttp://si-bone.com/SpinalMotionhttp://www.spinalmotion.com/Sutro Biopharmahttp://www.sutrobio.com/Tetraphase Pharmaceuticalshttp://tphase.com/TolerRxhttp://en.wikipedia.org/wiki/TolerxXenoPorthttp://www.xenoport.com/Investment Team:John G. Freund, Managing Directorjohn@skylineventures.comYasunori Kaneko, Managing Directorkaneko@skylineventures.comGlenn Reicin, Managing DirectorEric M. Gordon, Venture Partnereric@skylineventures.comDavid G. Lowe, Venture Partnerdavid@skylineventures.comLeon Chen, PhDStephen J. Hoffman, MD PhDSouthfield Capital Advisorswww.southfieldcapital.com New YorkPEMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesFinancial ServicesConsumer ProductsRetail & RestaurantSports & EntertainmentMiddle MarketSouthfield Capital Advisors is an operationally driven private investment firm focused on buying and building premier lower middle-market businesses in partnership with management. Founded in 2005 as the successor company to the private investment firm Levison & Company, Southfield Capital Advisors provides capital for majority recapitalizations and management-led buyouts of privately owned businesses. With $150 million of committed capital, Southfield makes investments in North American companies generating $5-15 million in EBITDA with proven business models, attractive growth and profitability trends and solid leadership. The firm targets transactions in companies with $25-125 million in enterprise value, making investments of $10-40 million of equity. Industries of interest include: Business Services, Consumer Products & Services, Distribution & Fulfillment, Energy, Healthcare, Media & Entertainment, Niche Manufacturing, Power & Infrastructure, Specialty Finance, and Specialty Retail. The firm has additional offices in Kentucky and Washington, DC.

53 Greenwich Avenue, 2nd FloorGreenwichCT06830203-813-4100203-813-4141

Portfolio companies include:RPShttp://www.rpsweb.com/RCR Internationshttp://rcrint.com/Total Fleet Solutionshttp://tfsglobal.com/TS3 Technologyhttp://ts3technology.com/Hallconhttp://hallconcorp.com/BioPharm Communicationshttp://biopharmcommunications.com/Investment Team: A. Andrew Levison, Founder & Managing Partneralevison@southfieldcapital.comSteven A. Axel, Partnersaxel@southfieldcapital.comJohn M. Camp III, Partnerjcamp@southfieldcapital.comDavid I. Brunson, Operating Partnerdbrunson@southfieldcapital.comVincent J. Tyra, Operating Partnervtyra@southfieldcapital.comAndrew T. Cook, Principalacook@southfieldcapital.comHeb James, CFA, Vice Presidenthjames@southfieldcapital.comEric J. Sloane, Partneresloane@southfieldcapital.comJonathan M. Goldstein, CPA, Controllerjgoldstein@southfieldcapital.comStone Point Capital, LLCwww.stonepointcapital.comNew YorkPEFinancial ServicesMiddle MarketStone Point Capital, manager of the Trident Funds, is a global private equity firm based in Greenwich that has raised more than $9 billion in committed capital. Stone Point Capital primarily targets investments in the insurance and financial services industries including, insurance underwriting, distribution and services, benefits and healthcare, asset management and retirement savings, and banking and depository institutions. Stone Point Capital manages the Trident Funds and is currently investing its fourth fund, Trident IV, which has $2.25 billion of committed capital. Prior funds include Trident III, a $1.1 billion fund raised in 2004, Trident II, a $1.4 billion fund raised in 1999, and The Trident Partnership a $667 million fund raised in 1994. The Trident Funds target investments with aggregate commitments generally between $50 million and $400 million, although the fund has the ability to make much larger investments. Trident generally seeks a control or substantial minority position in its portfolio companies, with board representation and customary shareholder rights.

20 Horseneck LaneGreenwichCT06830-6327203-862-2900 203-625-8357

Portfolio companies include:Cyprexx Serviceshttp://www.cyprexx.com/GENEX Serviceshttp://www.genexservices.com/employment.aspxHigginbotham Insurancehttp://www.higginbotham.net/StoneRiver Holdingshttp://www.stonepoint.com/investments-stoneriver.phpSymbionhttp://www.symbion.com/Edgewood Partners Insurance Centerhttp://www.edgewoodins.com/Amherst Holdingshttp://amherst.com/Asset Allocation & Management Companyhttp://www.aamcompany.com/Atlantic Capital Bancshareshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=37501994Aution.comhttp://www.auction.com/Automobile Protectionhttp://easycare.com/Cunningham Lindsey Grouphttp://www.cunninghamlindsey.com/Grandpoint Capitalhttp://grandpointbank.com/OneWest Bank Grouphttp://www.thetruthaboutmortgage.com/indymac-federal-becomes-onewest-bank-group/NXT Capitalhttp://www.nxtcapital.com/Pierpont Securitieshttp://pierpontsecurities.com/Securis Investment Partnershttp://www.securisinvestments.com/Sedgwick CMS Holdingshttp://www.sedgwickcms.com/Investment Team:Charles A. Davis, Chief Executive OfficerStephen Friedman, ChairmanMeryl D. Hartzband, Chief Investment OfficerRobert J. Newhouse, Jr., Senior AdvisorNicolas D. Zerbib, Senior PrincipalDavid J. Wermuth, Senior Principal and General CounselJames D. Carey, Senior PrincipalDarran A. Baird, PrincipalKurt E. Bolin, PrincipalEmanuel Citron, PrincipalChristopher M. Doody, PrincipalRichard A. Goldman, PrincipalMichael D. Gregorich, PrincipalAgha Khan, PrincipalJames R. Matthews, PrincipalPeter M. Mundheim, PrincipalThe Compass Groupwww.compassequity.comNew YorkPEInformation TechnologyBusiness ServicesMiddle MarketCompass Group Management is an investment advisor to Compass Diversified Holdings (NASDAQ: CODI), as well as to Compass Group Investments Ltd. (CGI), an indirect subsidiary of the Kattegat Trust, a Bermudian trust whose sole beneficiaries are philanthropic entities. The Compass Group's relationship with CGI and Kattegat dates back to 1998 and has spanned a broad range of investments types, including investments in publicly and non-publicly traded equity and debt instruments in U.S. and non-U.S. companies, as well as limited partnership interests in private equity, venture capital and distressed debt funds. CODI seeks to provide its shareholders with superior risk adjusted returns, as well as stable and growing cash distributions, through the acquisition and management of North American middle market businesses. CODI acquires interests in companies in a broad range of industries, with a preferred transaction size of $50 million to $250 million in value.

61 Wilton Rd., 2nd Fl.WestportCT06880203-221-1703203-221-8253

Portfolio companies include:American Furniture Manufacturinghttp://americanfurn.net/ERGObabyhttp://www.ergobabycarrier.com/Liberty Safehttp://www.libertysafe.com/Tridien Medicalhttp://tridien.com/Advanced Circuitshttp://www.4pcb.com/Halohttp://halo.xbox.com/Staffmarkhttp://www.staffmark.com/Fox Racinghttp://www.foxracing.com/Investment Team:I. Joseph Massoud, Managing Partnerjoe@compassequity.comAlan B. Offenberg, Partneralan@compassequity.comElias J. Sabo, Partnerelias@compassequity.comDavid P. Swanson, PartnerJames J. Bottiglieri, Executive Vice Presidentjim@compassequity.comJoseph P. Milana, Executive Vice PresidentPatrick A. Maciariello, Principalpmaciariello@compassequity.comRudolph W.J. Krediet, PrincipalCarrie W. Ryan, General CounselKenneth J. Terry, Vice PresidentTim Chiodo, PrincipalDemetrios P. Dounis, PrincipalJames D. Ferrara, Vice PresidentMark B. Langer, Vice PresidentGabe LePera, Vice President Internal AuditThe Ropart Asset Management Fundswww.ropart.comNew YorkPESECInformation TechnologySoftware & InternetLife Sciences & HealthcareBusiness ServicesFinancial ServicesConsumer ProductsMiddle MarketThe Ropart Asset Management Funds (RAM) is a private equity firm that invests directly in small to midsize companies. The firm pursues a flexible strategy, investing throughout the capital structure and in multiple industries, including Business Services, Healthcare Services, Consumer Products, Financial Services, and Software/Technology. The current portfolio is composed of platform/control investments - usually leveraged buyouts (LBOs), mezzanine lending, and growth capital investments. RAM also makes opportunistic investments in distressed or special situations (e.g., secondary market purchases of private equity fund LP interests). RAM generally seeks to invest $3-15 million of equity in deals with transaction value ranges of $10-100 million, but has and will lead or participate in deals requiring as much as $35 million in equity with values up to $200 million.

One East Weaver StreetGreenwichCT06831203-552-6659

Portfolio companies include:DeerTechhttp://www.deertechusa.com/Digital Traffic Systemshttp://dtsits.com/index.phpHTI Holdinghttp://htiholdings.com/index.htmliMergenthttp://www.crexendo.com/OfficeWorksRXhttp://officeworksrx.com/index.aspProtein Scienceshttp://www.proteinsciences.com/MediaTrusthttp://www.mediatrust.com/GRP Partnershttp://www.grpvc.com/Interactive Motorsports and Entertainmenthttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?ticker=IMTS:USNorthStar Systems Internationalhttp://northstar.com/Ooyalahttp://www.ooyala.com/QCL Holdingshttp://cyber-coach.co.uk/SkiSpace.comhttp://www.skispace.com/Solution X Globalhttp://www.solutionxinc.com/ViSalus Scienceshttp://www.visalus.com/Crexendohttp://www.crexendo.com/FragMobhttp://fragmob.com/iCentrishttp://www.icentris.com/Investment Team:Todd A. Goergen, Managing Partnertgoergen@ropart.comFred M. DaSilva, Controller, 203-552-6692fdasilva@ropart.comJonathan D. Shapiro, Partner, 203-552-6659jshapiro@ropart.comTheodare W. Stofer, Director, 203-552-6697tstofer@ropart.comThomas, McNerney & Partnerswww.tm-partners.comNew YorkVCPELife Sciences & HealthcareMedical DeviceSeedEarlyGrowthExpansionMiddle MarketThomas, McNerney is a health care venture capital firm with approximately $600 million under management, currently making new investments from a $375 million fund that closed in August 2006. The firm targets investments in the pharmaceutical, medical device, biotechnology and diagnostic sectors, as well as in other areas utilizing medical technology innovation. Companies developing therapeutic products for life threatening or costly, chronic conditions are of particular interest. Thomas, McNerney invests in companies at all stages of their development. In addition to seed and early stage funding, the firm provides growth capital to emerging companies to advance clinical development or for product commercialization. The partnership seeks opportunities in which more than $5 million and up to $50 million may be invested in one or more rounds of financing, with an average commitment over the lifetime of an investment targeted at more than $15 million. Initial investments may be as small as $100,000. Thomas, McNerney also is involved in spinning out products and divisions from major medical device and pharmaceutical companies, consolidating companies through roll-up strategies and participating in structured financings for public companies as well as recapitalizations. The firm has offices on the East Coast, in the Midwest and on the West Coast, and makes investments nationwide.

One Stamford Plaza263 Tresser Blvd., Suite 1600 StamfordCT06901203-978-2005

Portfolio companies include:AppTec Laboratory Serviceshttp://www.apptecls.com/Tranzyme Pharmahttp://www.tranzyme.com/Cebixhttp://www.cebix.com/NeXstarhttp://www.nexstar.tv/Oxford GlycoScienceshttp://www.isis-innovation.com/spinout/oxglycosciences.htmlVirdante Pharmaceuticalshttp://www.virdante.com/Visible Geneticshttp://www.hivresistanceweb.com/protected/testinfo/tables/visgen.shtmlAltair Therapeuticshttp://investing.businessweek.com/businessweek/research/stocks/private/snapshot.asp?privcapId=38264087Coleyhttp://en.wikipedia.org/wiki/Coley_VaccineLocas Developmenthttp://www.uncdf.org/english/local_development/Arkal Medicalhttp://arkalmedical.com/Asante Solutionshttp://www.asantesolutions.com/Atritechhttp://www.atritech.net/Axiomed Spinehttp://www.axiomed.com/Bausch & Lombhttp://www.bausch.com/Galil Medicalhttp://galil-medical.com/Intuity Medicalhttp://www.presspogo.com/Osteobiologicshttp://www.osteomedcorp.com/Products/OsteoBiologics/OsteoBiologics.htmlSoftscope Medical Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30660750Torax Medicalhttp://toraxmedical.com/Vertiflexhttp://www.vertiflex.net/Amarinhttp://www.amarincorp.com/Auspexhttp://auspexpharma.com/Celatorhttp://www.celator.com/Clarus Therapeuticshttp://clarustherapeutics.com/CNS Therapeuticshttp://www.gablofen.com/?tNeurotherapeutics Pharmahttp://www.ntprx.com/Ocera Therapeuticshttp://www.oceratherapeutics.com/Oriel Therapeuticshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=11868709Quinnovahttp://quinnova.com/Solsticehttp://en.wikipedia.org/wiki/SolsticeZogenixhttp://www.zogenix.com/Altair Therapeuticshttp://www.xconomy.com/san-diego/2011/02/03/isis-spinoff-altair-therapeutics-shut-down-after-mid-stage-asthma-study-fails/SG Biofuelshttp://sgfuel.com/Investment Team:James Thomas, Partnerjthomas@tm-partners.comAlex Zisson, PartnerEric Aguiar, M.D., Partnereaguiar@tm-partners.comChristine Siu, Vice Presidentcsiu@tm-partners.comPeter H. McNerny, PartnerKathleen Tune, PartnerJason Brown, Ph.D., PrincipalAnya Schiess, PrincipalLawrence Fritz, Ph.D., Entrepreneur in ResidenceSusan Haedt, CFOTullis Health Investorswww.thi-funds.comNew YorkVCLife Sciences & HealthcareMedical DeviceSeedEarlyGrowthExpansionTullis Health Investors is a family of funds, each focused exclusively on healthcare. The family of funds is comprised of Tullis-Dickerson Capital Focus, and Tullis Opportunity Funds. Tullis was founded in 1986 and has raised four health care venture capital funds totaling approximately $400 million. The firm provides seed through late stage capital focusing on several segments: biotechnology and life sciences; pharmaceuticals; health care services; and medical devices. The Tullis Opportunity Funds invest in late-stage health care deals where liquidity may be foreseen within approximately a two to four-year horizon. The Tullis-Dickerson Capital Focus funds invest in healthcare companies at all stages of growth.

One Stamford Plaza263 Tresser BoulevardStamfordCT06901203-629-8700203-629-9293

Portfolio companies include:BioRexis Pharmaceuticalhttp://investing.businessweek.com/businessweek/research/stocks/private/snapshot.asp?privcapId=3435126Ikano Therapeuticshttp://ikanotherapeutics.com/NovaVisionhttp://www.novavision.com/Adianahttp://www.adiana.com/Impulse Monitoringhttp://www.impulsemonitoring.com/LivHomehttp://www.livhome.com/Sirion Therapeuticshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=34207249Adams Respiratory Therapeuticshttp://www.linkedin.com/company/adams-respiratory-therapeuticsAldagenhttp://www.aldagen.com/Atritechhttp://www.atritech.net/BioBehavioral Diagnostics Companyhttp://www.biobdx.com/Coherex Medicalhttp://www.coherex.com/Estechhttp://estech.com/Genoptixhttp://www.genoptix.com/Ikano Therapeuticshttp://ikanotherapeutics.com/Impluse Monitoringhttp://www.impulsemonitoring.com/ReVision Therapeuticshttp://revisiontherapeutics.com/SupplyProhttp://supplypro.com/Synageva BioPharmahttp://www.synageva.com/TransMolecularhttp://www.transmolecular.com/pdfs/FiveashPR_ASCOVersion.pdfViaCellhttp://www.viacellinc.com/Vidacare Corporationhttp://www.vidacare.com/Vital Accesshttp://www.vital-access.com/Investment Team:Jim Tullis, Founder and CEOjtullis@tullisdickerson.comCurt LaBelle, PartnerNeil Ryan, PartnerNora Mende, CFOWarwick Group, Inc.www.warwickgroup.comNew YorkPEBusiness ServicesFinancial ServicesMiddle MarketWarwick Group, Inc. is a private equity firm specializing in the acquisition and recapitalization of profitable businesses with revenues up to $100 million. The Warwick Group prefers to purchase established companies with proven records of earnings growth whose senior management team desires to remain active in the business. Founded in 1970, the firm considers investments in manufacturers of proprietary products, service companies and value-added distributors. Warwick targets companies with EBITDA of $2 million to $10 million. Warwick's team takes an active role on the board of directors of portfolio companies, focusing on financial matters and long-term strategy. The firm helps secure additional financing for working capital, expansion, and acquisition needs. In partnership with operating management, the firm also helps develop long-term financial, marketing, and operating plans. Warwick has the ability to close transactions with enterprise values of up to $50 million.

70 Main Street, 2nd FloorNew CanaanCT06840203-966-7447 203-966-2199

Portfolio companies include:CMG Holdingshttp://cmgholdings.com/Premier Kids Carehttp://premierkidscare.com/e-Government Solutionshttp://www.mygovonline.com/National Renal Alliancehttp://www.renalweb.com/newads/nationalrenal_showcase.htmlLaurel Technical Servicehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=713453Peerless-Premier Appliancehttp://www.premierrange.com/history.phpThe Douglas-Michaels Corp.http://www.spoke.com/info/c3sePJW/TheDouglasMichaelsCorpInvestment Team:R. Paul Sprague, Chairmanrps@warwickgroup.comMark Kozak, Managing Directormkozak@warwickgroup.comWexford Capital, LLCwww.wexford.comNew YorkVCPEInformation TechnologyCommunications & NetworkingEnergy & Clean TechBusiness ServicesReal EstateMiddle MarketWexford Capital LP is an SEC registered investment advisor with over $7 billion of assets under management. The firm, which was formed in 1994, manages a series of hedge funds and private equity funds from its Greenwich, CT headquarters. Wexford manages three hedge funds with approximately $4 billion in AUM: the opportunistic/global macro Wexford Spectrum Fund, the multi-strategy credit oriented Wexford Credit Opportunities Fund and the energy, natural resources and industrials focused Wexford Catalyst Fund. Wexford also manages a series of private equity funds and has invested over $4 billion in private equity investments.

Wexford Plaza411 West Putnam AvenueGreenwichCT06830203-862-7000

Portfolio companies include:GlobeImmunehttp://www.globeimmune.com/?load=careersInfiniahttp://www.infiniacorp.com/Ellipse Technologieshttp://www.ellipse-tech.com/Reverse Medicalhttp://reversemed.com/Epiphanyhttp://en.wikipedia.org/wiki/Epiphany_(Christian)Investment Team:Charles Davidson, Chairman and Chief Investment OfficerJoseph Jacobs, Presidentjjacob@wexford.comRobert Holtz, Partnerrholtz@wexford.comMark Zand, Partnermzand@wexford.comJay Maymudes, Partner and Chief Financial OfficerJohn Doyle, PartnerArthur Amron, Partner and General Counselaamron@wexford.comKenneth Rubin, PartnerPaul Jacobi, PartnerJohn Sites, PartnerSteven West, PartnerJames Rubin, PartnerAdvancit Capitalwww.advancitcapital.comNew YorkVCMedia & Digital MediaSports & EntertainmentEarlyAdvancit Capital is an early stage investment firm focused on media, entertainment and technology companies. The firm seeks the opportunity to form long-term partnerships with talented, focused and driven entrepreneurs. With its strategic and industry expertise, Advancit Capital provides value-added resources at the critical growth stages of companies. Advancit was founded by Shari Redstone (daughter of CBS and Viacom director and National Amusements president Sumner Redstone).

233 Broadway, #2702New YorkNY10279

Portfolio companies include:Local Responsehttps://localresponse.com/Nettlehttp://en.wikipedia.org/wiki/NettleNewsCredhttp://www.newscred.com/Percolatehttp://percolate.com/Speakabooshttp://www.speakaboos.com/Urtakhttps://urtak.com/Investment Team:Shari Redstone, FounderPEBerggruen Holdingswww.berggruenholdings.comNew YorkMiddle MarketManufacturing & IndustrialBusiness ServicesEducation & Training

1114 Avenue of the Americas, 41st FloorNew YorkNY10036212-380-2230212-382-0120

Berggruen Holdings invests across a wide range of industries, continents and asset classes, including direct private equity, real estate, alternative energy, financial instruments and basic industry startups. Berggruen Holdings has net equity in excess of 2 billion dollars. In the aggregate the firm's private equity portfolio is debt free and represents businesses that currently have $5 billion dollars in revenue and in excess of $250 million dollars EBITDA. Over the last 20 years, Berggruen Holdings and related entities have made well over 100 direct investments using its proprietary capital, which allows for longer investment horizons.Portfolio companies include:Gemini Equipment and Rentals (GEAR)http://www.berggruenholdings.com/investments/gemini-equipment-and-rentals-gearHoover Treated Wood Productshttp://frtw.com/IMS Grouphttp://www.imsgroup.us/International Education Corporationhttp://ieccolleges.com/Justice Holdingshttps://www.chccommunityhealthservices.com/Karstadthttp://www.karstadt.de/LeYahttp://www.leya.com/Meier on Rothschildhttp://www.meier.co.il/Oreko Mininghttp://www.berggruenholdings.com/investments/oreko-miningPhoenix Group Limitedhttp://thephoenixgroup.com/Prisahttp://www.prisa.com.mx/Investment Team:Nicolas Berggruen, ChairmanJared Bluestein, Chief Operating Officerjb@berggruenholdings.comThomas W. Crawford, Chief Financial Officertwc@berggruenholdings.comSamuel Czarny, Managing Directorsc@berggruenholdings.deEric Hanson, Managing Directoreh@berggruenholdings.comKabir Kewalramani, Managing Directorkk@berggruenholdings.comMehmet Kosematoglu, Managing DirectorKevin Sheehan, DirectorTon Trentelman, Managing DirectorYigal Zemah, Managing DirectorPENew Silk Routehttp://nsrpartners.comNew YorkMiddle MarketInformation TechnologyCommunications & NetworkingMedia & Digital MediaManufacturing & IndustrialFinancial Services

540 Madison Avenue, 30th FloorNew YorkNY10022212-710-5238

New Silk Route is a leading Asia-focused growth capital firm founded in 2006 with $1.4 billion under management, focused on the Indian subcontinent, as well as other rapidly growing economies in Asia and the Middle East. New Silk Route's portfolio of investments includes Technology, Media & Telecom; Manufacturing; Financial Services; Consumer Services; and Infrastructure investments. NSR is currently investing across rapidly growing economies in Asia and the Middle East. While the fund has a strong focus on India, approximately a third of our fund will be allocated for non-India investments - with the target regions being other South Asian countries (Pakistan, Bangladesh, Sri Lanka), as well as the Middle East and East Asia.Portfolio companies include:9X Mediahttp://www.9xmedia.com/Amonixhttp://amonix.com/Ascend Telecom Infrastructurehttp://aipl.net/Asterhttp://en.wikipedia.org/wiki/Aster_(genus)Augerehttp://www.augereholdings.com/Beaconhouse School Systemhttp://www.beaconhouse.edu.pk/Coffee Day Resortshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=51521049Destimoneyhttp://destimoney.com/Kiran Energyhttp://panchabuta.com/2011/01/25/kiran-energy-solar-developer-raises-about-30mn-in-private-equity-200mw-capacity-in-three-years/Investment Team:Anand Dorairaj, PartnerDarius Pandole, PartnerJacob Kurian, PartnerJens Yahya Zimmermann, PartnerParag Saxena, CEO, Founding General PartnerSanjeev Chachondia, Operating PartnerShantanu Nalavadi, PartnerVivek Sett, PartnerVCTribeca Venture Partners (TVP)http://tribecavp.comNew YorkSeedEarlyInformation TechnologySoftware & InternetMedia & Digital MediaEducation & Training

300 Park AvenueNew YorkNY10022212-389-1605

TVP is an early-stage venture capital firm that partners with entrepreneurs in the NYC area leveraging emerging technologies and business models to create and disrupt huge markets. The firm targets early-stage and seed with a sector focus of Digital media, e-commerce, fintech, education, adtech, mobile apps, software and services. TVP seeks primarily New York Metro but consider other opportunities as well. The investment size ranges from $100 thousand to $4 million in a company's first institutional round.Portfolio companies include:Altruikhttp://www.altruik.com/CrowdTaphttp://crowdtap.com/Flat World Knowledgehttp://flatworldknowledge.com/FTRANShttp://ftrans.net/HomeSpherehttp://homesphere.com/Informoushttp://www.informous.com/Lendiohttp://www.lendio.com/Mobile Commonshttp://www.mobilecommons.com/NimbleTVhttp://www.mobilecommons.com/Pontiflexhttp://www.pontiflex.com/ReachForcehttp://reachforce.com/RealDirecthttp://www.realdirect.com/ShopKeephttp://www.shopkeep.com/Spanfeller Media Grouphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=111657646Step Outhttp://stepout.diabetes.org/Traffiqhttp://www.traffiq.com/Truverishttp://www.truveris.com/Vookhttp://vook.com/Investment Team:Brian Hirsch, Managing PartnerChip Meakem, Managing PartnerSomak Chattopadhyay, PartnerKelly Williams, Business ManagerPEMount Kellett Capital Management, LPwww.mountkellett.comNew YorkMiddle MarketManufacturing & IndustrialBusiness ServicesTransportation & Distribution

623 Fifth Avenue, 18th FloorNew YorkNY10022212-588-6100212-588-6180

Mount Kellett Capital Management is a multi-strategy investment firm focused on global distressed, special situations and opportunistic investing. The firm has over 100 employees with offices in New York, Hong Kong, London and Mumbai. Mount Kellett was founded in 2008 by Mark McGoldrick and Jason Maynard. Mr. McGoldrick was the co-founder and head of Goldman Sachs Global Special Situations Group from 1997 to 2007. Mr. Maynard, who heads Mount Kellett's Asia business, was previously the head of the Goldman Sachs Asian Special Situations Group. Nick Weber, head of Mount Kellett's European business, was previously the co-head of the Goldman Sachs European Special Situations Group. Mount Kellett focuses on opportunistic and special situation investments globally across asset classes, industries and geographies in investments such as: Special situation, opportunistic corporate debt and equity investments (including bank loans, bonds, convertible bonds, preferred shares and common shares); Special situation, opportunistic real estate, secured loans, loan portfolios and commercial mortgages; and Public and private equity.Portfolio companies include:N/AInvestment Team:Mark McGoldrick, Co-FounderJason Maynard , Co-FounderJoshua Kane, Managing DirectorPEArlon Group LLCwww.arlongroup.comNew YorkMiddle MarketAgriculture & Agricultural Science

277 Park AvenueNew YorkNY10172212-207-5200

Arlon Group, based in New York, invests in middle market companies across various stages of the food and agriculture supply chain, including production, processing, distribution, food service and retail. The firm seeks to achieve attractive long-term returns by combining its well-developed investment process in the food and agriculture sectors with the strategic insight of an experienced industry participant. Arlon Group believes that its long-term perspective, food sector expertise, and commitment to partnering with management teams make it a strong partner to food businesses that are pursuing stable growth. Arlon Capital Partners makes direct, privately-negotiated investments into companies across multiple industries.Portfolio companies include:N/AInvestment Team:Brian G. AndersonDon van den BergAlexander R. BernsteinDavid BraakenburgMichelle Brooks, Managing PrincipalCharles B. Conner, Vice PresidentJohn E. DuttonBenjamin D. Fishman, Managing PrincipalHunter E. McCrossin, Vice PresidentAdam R. Mullinax, AssociateSergio G. Suchodolski, Vice President, Corporate DevelopmentDavid A. Tanner, Managing DirectorPeter C. Webel, AssociateDaniel M. Weiner, AssociatePEStellus Capital Management, LLCwww.stelluscapital.comNew YorkMiddle MarketEnergy & Clean Tech

411 Theodore Fremd Avenue, Suite 206 SouthRyeNY10580914-925-3466

On January 3, 2012, Stellus Capital Management was established in connection with the spin out of the Direct Capital Unit of the D. E. Shaw group. Stellus focuses on the middle market, providing private credit financing to businesses in a wide range of industries, and private equity capital to energy-focused companies in North America. The Stellus team deployed more than $5 billion during their years investing together at the D. E. Shaw group. Stellus currently provides investment advice in respect of approximately $1.4 billion in private credit and energy private equity investments generated while at the D. E. Shaw group (valued as of December 30, 2011). In Private Credit, Stellus focuses on the direct origination of debt for middle market companies, typically with modest corresponding equity co-investment. For Private equity and equity-linked debt investments, the firm targets small and middle market energy businesses (making investments of$10 million to $50 million).Portfolio companies include:N/AInvestment Team:Robert Ladd, Founding Managing Partner, and Chief Investment Officer, 713-292-5401rladd@stelluscapital.comDean D'Angelo, Founding Partner, 301-634-3001ddangelo@stelluscapital.comJoshua Davis, Founding Partner, 713-292-5403jdavis@stelluscapital.comTodd Overbergen, Founding Partner, 713-292-5402toverbergen@stelluscapital.comTodd Huskinson, Founding Partner, CFO, and the Chief Compliance Officer, 713-292-5414thuskinson@stelluscapital.comVCDMC Capital Funding, LLCwww.dmccapitalfunding.comNew YorkEarlyGrowthInformation TechnologySoftware & InternetMedia & Digital Media

105 Madison AvenueNew YorkNY10016212-779-8400212-889-0010

DMC Capital Funding is a privately held growth equity firm serving companies primarily in consumer-facing technology sector, including hardware, digital media, and software. The firm directs its investments at companies poised for growth-- businesses that stand to realize significant gains through DMC's investment and assistance. Typically, these are companies having established business models with avenues of growth requiring capital. For exceptional opportunities, however, DMC may consider funding companies at earlier stages. DMC expects the average investment will be in the range between $500,000 and $10 million.Portfolio companies include:Copia Interactivehttp://www.thecopia.com/home/index.htmlXact Technologyhttp://www.xacttechnology.com/Cocoon Innovationshttp://www.cocooninnovations.com/Investment Team:Andrew Lowinger, Principalalowinger@dmccapitalfunding.comBen Lowinger, Managing Directorblowinger@thecopia.comEly Tendler, Managing DirectorUday Mahtani, Managing DirectorVCBryant Park Ventures, LLChttp://bryantparkventures.comNew YorkEarlyInformation TechnologySoftware & InternetLife Sciences & HealthcareMedical DeviceDefense & Homeland Security

New YorkNY

Bryant Park Ventures is a private investment fund and advisory services business created with the intention to source and nurture early-stage investments in the fields of technology, homeland security/law enforcement, and healthcare. Managed by Michael Levine, a former banker and CFO of a publicly-traded technology company, who has been involved in growing companies ranging from $5 million to $2 billion, Bryant Park Ventures utilizes network of relationships to help take companies to the next level. Bryant Park Technologies, a wholly owned subsidiary, invests in technologies ranging from enterprise mobility solutions to location-based services. Under an exclusive license for the homeland security and law enforcement industries with Maler Technologies, LLC, Bryant Park Technologies sells an advanced GPS-based software portfolio of products designed for field-based employees. Bryant Park Partners, a wholly-owned subsidiary, invests in healthcare- related opportunities.Portfolio companies include:Mogreethttp://www.mogreet.com/Investment Team:Michael G. Levine, Chairman and Chief Executive OfficerMGL@bryantparkventures.comPEBrookstone Partnerswww.brookstonepartners.comNew YorkMiddle MarketManufacturing & IndustrialBusiness ServicesTransportation & Distribution

317 Madison Avenue, Suite 405New YorkNY10017212-302-0066212-302-5888

Brookstone Partners is a private equity firm that seeks to acquire companies or invest in growth equity situations in the middle market. The firm's principals have created significant value in a wide variety of both private and public enterprises and have returned in excess of $1.25 billion to their partners and investors since 1996. Brookstone does not take a direct role in the operations of portfolio companies, but works in close partnership with experienced management teams to increase value. The firm's geographic focus is North America, and Brookstone targets companies with enterprise value of $10 million to $180 million. Target equity investment size is $3 million to $30 million. Areas of special interest include industrial light manufacturing, value-added distribution and logistics, metals-based manufacturing, plastic-based products and selected business services.Portfolio companies include:Anomatichttp://anomatic.com/FirstBesthttp://www.firstbest.com/Gemeinhardthttp://gemeinhardt.com/Instonehttp://www.instoneco.com/Limos.comhttp://www.limos.com/Stonehousehttp://stonehousebuildingproducts.com/WoodCraftershttp://www.woodcrafters.us/Investment Team:Michael Toporek, Managing General Partnermtoporek@brookstonepartners.comPerry P. Jacobson, Managing Directorpjacobson@brookstonepartners.comBardia Mesbah, Managing DirectorMatthew Lipman, Principalmlipman@brookstonepartners.comOmar Belmamoun, Director, North Africabelmamouno@brookstonepartners.comVCBrooklyn Bridge Ventureswww.brooklynbridgeventures.comNew YorkSeedEarlyInformation TechnologySoftware & InternetMedia & Digital Media

c/o NYU-Poly Incubator20 Jay Street, #312BrooklynNY11201

Brooklyn Bridge Ventures seeks to make investments in early and seed stage technology companies in the "Greater Brooklyn Area" (which includes Manhattan and other boroughs) across a variety of information technology sectors. The fund will look to commit up to $500k and lead investments in seed and angel stage rounds. It will also have the capability to lead or co-lead seed rounds and will be based out of the NYU-Poly Incubator in DUMBO. Founder, Charlie O'Donnell, has been an active member of the NYC venture capital and startup community for ten years in roles ranging from institutional fund investor to venture capitalist to entrepreneur-- with a little product management in between. He has venture experience at two of the top venture capital firms in the country, Union Square Ventures and First Round Capital, and sourced First Round's Investment in GroupMe, which sold to Skype in 2011. The investments he sourced at First Round Capital also include Refinery29, chloe + isabel, Backupify, SinglePlatform, Salescrunch and Docracy.Portfolio companies include:N/AInvestment Team:Charlie O'Donnell, Foundercharlie@brooklynbridgeventures.comVCRTP Ventureswww.rtp.vcNew YorkSeedEarlyInformation TechnologySoftware & Internet

900 Third Avenue, 25th floorNew YorkNY10022

RTP Ventures is a $120M venture capital fund (closely associated with ru-Net, a $700M international investor) with offices in New York City and Boston. RTP invests in cross section of technology companies based on the deep domain expertise of its partners, from cloud computing to consumer internet, RTP provides first institutional funding as well as growth capital for its portfolio through access to ru-Net's $700M pool of capital.Portfolio companies include:Cake Healthhttps://cakehealth.com/DrawnToScalehttp://drawntoscalehq.com/Kodinghttp://koding.com/CrowdControl Softwarehttp://www.crowdcontrolsoftware.com/GridGainhttp://www.gridgain.com/Tinfoil Securityhttps://www.tinfoilsecurity.com/Investment Team:Leonid Boguslavsky, FounderKirill Sheynkman, Senior Managing DirectorMurat Bicer, Managing DirectorJalak Jobanputra, Managing DirectorSteve Berg, Analystberg@rtp.vcVCff Venture Capitalhttp://ffvc.comNew YorkSeedEarlyInformation TechnologySoftware & InternetMedia & Digital Media

989 Avenue of the Americas, 3rd FloorNew YorkNY10018

ff Venture Capital partners with startups that can be the low cost, disruptive player in their respective industries. Since 1999, the firm's partners have made over 150 investments in over 55 companies. The firm's primary focus is helping early stage companies deploy lightweight disruptive business models to become the low cost player in their respective market. ff brings traditional financial institution best practices to the angel investing space. ff primarily invests in early-stage web-based services companies with disruptive models, and is particularly focused on low CapEx high operating leverage businesses. Typical valuation at first funding is below $5M pre-money, and the firm's typical investment is $50K-$250K. ff targets companies with potential to generate over $10m of annual EBIT within 5-7 years. ff closed its second $27 million fund November of 2011.Portfolio companies include:Centzyhttp://centzy.com/infochimpshttp://www.infochimps.com/Klouthttp://klout.com/Livefyrehttp://www.livefyre.com/Parselyhttp://en.wikipedia.org/wiki/ParsleyAdsidehttp://adside.com/index.htmlApparel Media Grouphttp://www.apparelmedia.com/CamSpacehttp://www.camspace.com/Centzyhttp://centzy.com/Klouthttp://klout.com/Movable Inkhttp://movableink.com/Patents.comhttp://patents.com/Quigohttp://www.advertising.com/advertiser/sponsored-listingsTheaterManiahttp://www.theatermania.com/ThinkNearhttp://www.thinknear.com/500pxhttp://500px.com/Alerts.comhttp://www.alerts.com/Content.lyhttp://contently.com/GameSaladhttp://gamesalad.com/Gobblerhttps://www.gobbler.com/Livefyrehttp://www.livefyre.com/Movable Inkhttp://movableink.com/Track.comhttp://trackbowling.com/Voxyhttp://voxy.com/GlucoVistahttp://start.cortera.com/company/research/k8m0nvq8p/glucovista-llc/Investment Team:John Frankel, Partnerjohn@ffvc.comAlex Katz, JD CPA, Partner and CFODavid Teten, Partnerdavid@ffvc.comMichael Yavonditte, Venture PartnerMary Carver, ControllerVCConsigliere Brand Capital, LLChttp://theconsig.comNew YorkSeedEarlyInformation TechnologySoftware & InternetMedia & Digital Media

111 Eighth Avenue, 15th FloorNew YorkNY10011212-634-5857

Consigliere is a collection of "business athletes" joined together by a common cause: to align the power of marketing with the objectives and expectations of the financial world. Anchored by co-founders Michael Duda and Steve Nash (NBA basketball player), the firm's team is comprised of an expanding network of Type-A people from the worlds of finance, creativity, brand strategy, sports and philanthropy. Portfolio companies include:Birchboxhttps://www.birchbox.com/Chloe + Isabelhttp://www.chloeandisabel.com/Kiwi Cratehttp://www.kiwicrate.com/Stella Servicehttp://www.stellaservice.com/Investment Team:Michael Dudamike@theconsig.comSteve NashPEGuard Hill Holdingswww.guardhillholdings.comNew YorkMiddle MarketManufacturing & Industrial

393 Guard Hill RoadBedfordNY10506914-234-7676914-666-8378

Guard Hill Holdings is a team of experienced operating and financial partners that have invested their own capital in over 40 private equity transactions during the past 20 years. Guard Hill Holdings is focused on making controlling equity investments in manufacturing companies. The firm's $50 million of committed equity capital comes from the active partners and a small group of related outside entities. Guard Hill Holdings does not collect management fees from investors. The firm prefers to invest in corporate divestitures, turnaround situations, family owned companies and partner with lenders on workout opportunities. Guard Hill invests primarily in U.S.-based manufacturing companies with sales in the $50-$250 million range; current profitability is not required.Portfolio companies include:Prospect Foundryhttp://prospectfdry.com/Red Head Brasshttp://redheadbrass.com/Richland Center Foundryhttp://www.rcfoundry.com/products.phpS.R. Smithhttp://srsmith.com/Stainless Foundry & Engineeringhttp://www.stainlessfoundry.com/Whitley Productshttp://www.whitleyproducts.com/Investment Team:Camillo M. Santomero, Managing PartnerCSantomero@GuardHillHoldings.comJames D. Cirar, PartnerJCirar@GuardHillHoldings.comArnold S. Hoffman, PartnerAHoffman@GuardHillHoldings.comBruce E. Rueppel, Jr., PartnerBRueppel@GuardHillHoldings.comAnthony S. Recine, AssociateARecine@GuardHillHoldings.comPELindsay Goldbergwww.lindsaygoldbergllc.comNew YorkMiddle MarketManufacturing & IndustrialBusiness ServicesTransportation & Distribution

680 Fifth Ave., 30th FloorNew YorkNY10111212-651-1100212-651-1101

Lindsay Goldberg is a private equity firm focused on leveraged buyout and growth capital investments in middle-market companies in such sectors as consumer products, commodity based manufacturing, energy services, business services, financial services, energy transmission and waste disposal. The firm, which is based in New York City, was founded in 2001 by Alan Goldberg, who had previously served as chairman and CEO of Morgan Stanley Private Equity (later Metalmark Capital) and Robert Lindsay, who played a central role in the Bessemer Holdings private equity business, serving most recently as Managing General Partner since 1991. Goldberg and Lindsay had worked together in the 1980s at Morgan Stanley and were founding members of the private equity business in 1984. The firm has raised approximately $10 billion since inception across three funds. The firm raised $2 billion for its first fund in 2002. In 2006, the firm completed fundraising for its second fund with $3.1 billion of investor commitments. In 2008, Lindsay Goldberg commenced raising its third fund with a target of $4.0 billion. At December 31, 2008, the firm had raised $4.6 billion for its third fund.Portfolio companies include:PSChttp://www.pscnow.com/Panadero Aggregateshttp://www.lindsaygoldbergllc.com/mobile/investment_Panadero.htmlAllen Block Swaphttp://www.allanblock.com/Aviv REIThttp://www.avivreit.com/Trygg Pharmahttp://www.naturalproductsinsider.com/news/2010/09/trygg-pharma-acquires-epax.aspxPacific Architects and Engineershttp://www.paegroup.com/Defense Support Serviceshttp://www.ds2.com/OTLGhttp://otlg.com/Weener Plastic Packaging Grouphttp://www.wppg.com/Investment Team:Alan Goldberg, Co-Managing PartnerRobert Lindsay, Co-Managing PartnerMichael Dees, PartnerLance Hirt, PartnerRobert Roriston, PartnerJ. Russell Triedman, PartnerAndrew Weinberg, PartnerJohn Werwaiss, PartnerVCNano Holdingswww.nanoholdings.comNew YorkSeedEarlyEnergy & Clean Tech

111 Rowayton AvenueRowaytonCT06853203-803-1586203-854-5021

Founded in 2000, Nanoholdings focuses exclusively on nanotechnology-based energy solutions. The firm works with the scientists on their home ground, within the university infrastructure, utilizing the unique, cutting-edge resources available there-- Yale University, the Georgia Institute of Technology, the University of Cambridge, and the University of Singapore are home to just a few of its portfolio companies. Nanoholdings is focused on developing nano-tech solutions across the four sectors of the energy economy-- Generation, Transmission, Storage and Conservation-- turning nanotech breakthroughs into commercially viable products and solutions. In 2009 Nanoholdings established an office in Singapore, to focus more closely on the growing nano-research in the area.Portfolio companies include:NanoCompositeshttp://en.wikipedia.org/wiki/NanocompositeeBoxhttp://www.e-boxenclosures.com/Military Tech NeutronWandhttp://nanoholdings.com/portfolio/new-technologies/military-tech-neutronwandnFishgillhttp://nanoholdings.com/portfolio/new-technologies/nfishgillNIRVisionhttp://nanoholdings.com/2010/04/nirvision-hits-the-news/nRadiance Composite Systemshttp://www.nanoholdings.com/portfolio/new-technologies/nradiance-composite-systemsnRadiance Energy Systemshttp://nanoholdings.com/portfolio/new-technologies/nradiance-energy-systemsnRadiance NanoSystemshttp://nanoholdings.com/portfolio/new-technologies/nradiance-nanosystemsnSolgelhttp://www.manta.com/c/mtb9bxd/nsolgel-llcnVerPixhttp://nverpix.com/Paramatahttp://en.wikipedia.org/wiki/Parramatta,_New_South_WalesInvestment Team:Adam Gansfried, Chief Financial OfficerJustin Hall-Tipping, Chief Executive OfficerDr. Bhabendra Pradhan, Chief Technology Officerbhabendra@nanoholdings.comVCQuotidian Ventureshttp://quotidianventures.comNew YorkSeedEarlyInformation TechnologySoftware & InternetMedia & Digital Media

New YorkNY

Founded 2010, Quotidian Ventures is an investment fund that invests in visionaries building global companies whose services incorporated into everyday life. Quotidian Ventures is a seed to early-stage investor, usually investing between $100k to $200k per transaction. The firm especially likes startups based in New York City or hailing from anywhere in Latin America, but is open to investing in great companies anywhere in the world. Quotidian likes digital entertainment, advertising, mobile, e-commerce and digital publishing, but is not afraid to learn about and invest in new sectors.Portfolio companies include:Tapadhttp://www.tapad.com/Nestiohttp://nestio.com/Ideamehttp://idea.me/?siteLang=en_USBrightnesthttps://brightnest.com/Locuhttp://locu.com/Knodeshttp://knod.es/Amicushttp://www.amicustherapeutics.com/Investment Team:Pedro Torres Picon, Managing Directorpedro@quotidianventures.comCVCKirshenbaum Bond Senecal + Partners Ventures (KPSB)http://kbsp.vcNew YorkSeedEarlyInformation TechnologySoftware & InternetMedia & Digital Media

160 Varick St.New YorkNY10013212-633-0080212-463-8643

kbs+ Ventures is a thematic investment arm of kirshenbaum bond senecal and partners which backs early stage (Seed & Series A) entrepreneurs focusing on advertising and marketing technologies. kbs+ Ventures works with each of its portfolio companies to help them work with agencies, brands, and the larger advertising and marketing ecosystem. In the process, kbs+ Ventures shares key learnings and knowledge about early-stage technology innovation with kbs+, its clients, and employees.Portfolio companies include:Adaptlyhttp://adaptly.com/Awe.smhttp://totally.awe.sm/Cross Pixelhttp://crosspixel.net/Crowdtwisthttp://crowdtwist.com/Kohorthttp://kohort.com/PlaceIQhttp://www.placeiq.com/Yieldbothttp://www.yieldbot.com/Investment Team:Darren Herman, Managing Directordherman@kbsp.vcTaylor Davidson, Sr. Associatetdavidson@kbsp.vcVCRevel Partnerswww.revelpartners.comNew YorkEarlyGrowthExpansionInformation TechnologySoftware & InternetMedia & Digital Media

24 West 40th Street, 7th FloorNew YorkNY10018646-720-0500

Revel Partners is an early-expansion stage investment group focused on financing disruptive innovation in the areas of digital media & internet technology. The bulk of the firm's investments occur at the early-expansion stage, where a company has gotten some initial sales traction but needs a capital infusion to accelerate adoption & product development. Revel generally looks for businesses that generate at least $1.0 million in annual revenues. Revel is flexible on investment size depending on the needs of the business. However, the firm's typical initial investment ranges from $0.5 to $3.0 million. Revel is a global firm, headquartered in New York, with offices in Dusseldorf.Portfolio companies include:Tracxhttp://tra.cx/MediaBrixhttp://www.mediabrix.com/Investment Team:Joe Apprendi, PartnerThomas Falk, PartnerCharlie Kemper, PartnerChris Young, PartnerJohn Vincent, PartnerVC21Ventures, LLCwww.21ventures.netNew YorkSeedEarlyInformation TechnologyEnergy & Clean Tech

405 Lexington Avenue, 26th FloorNew YorkNY10174

21Ventures, founded in January 2004, is a venture capital fund specializing in the investment and development of seed and early stage technology companies. The firm invests in clean technologies and entrepreneurs focused on solving the challenges of the 21st Century such as global warming, urbanization, growing populations, and dwindling natural resources. Based in New York City and Tel Aviv, 21Ventures invests primarily in the physical security, clean energy and mobile software markets, but will opportunistically invest outside of these three markets on a company by company basis. 21Ventures investments range in size from as little as $100,000 to as much as $20 million. Typically, the firm invests $3 to $5 million initially and anticipates investing up to $20 million over the lifespan of a company. The firm initially invests $250,000 to $2,000,000 in high-growth technology ventures that have achieved one to two referenceable customers. 21Ventures seeks companies that require $5 - $10 million to reach profitability and up to $20 million to reach an exit stage. 21Ventures manages over $250 million in committed venture capital. Portfolio companies include:Agent Video Intelligencehttp://agentvi.com/Magennhttp://www.magenn.com/Axion Powerhttp://www.axionpower.com/AeroFarmshttp://www.aerofarms.com/CASTionhttp://www.thermoenergy.com/Free Greenhttp://freegreen.com/BioNanoMatrixhttp://www.bionanogenomics.com/IQinVisionhttp://www.iqeye.com/3GSolarhttp://3gsolar.com/Advanced Hydrohttp://advancedhydro.net/Sky WindPowerhttp://www.skywindpower.com/ww/index.htmBlueFire Ethanolhttp://bfreinc.com/Gravity Powerhttp://www.launchpnt.com/portfolio/energy/grid-scale-electricity-storage/TechnoSpinhttp://www.tswind.com/Variable Wind Solutionshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=53746173Graphene Energyhttp://grapheneenergy.net/H2Scanhttp://www.h2scan.com/Safe Hydrogenhttp://www.safehydrogen.com/Promethean Power Systemshttp://www.coolectrica.com/AirDye Solutionshttp://www.airdyesolutions.com/BioPetroCleanhttp://www.biopetroclean.com/Babcock-Thermo Carbon Capturehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=105605652Energy Focushttp://energyfocusinc.com/Investment Team:David Anthony, Managing Partnerdavid@21ventures.netLiabo Peng, Investment ConsultantLyle Deitch, Principallyle@21ventures.netDileep Agnihotri, PrincipalVCPE3i Corporationwww.3i.comNew YorkExpansionMiddle MarketLife Sciences & HealthcareEnergy & Clean TechFinancial ServicesManufacturing & IndustrialBusiness ServicesConsumer Products

Seagram Building375 Park Avenue, Suite 3001New YorkNY10152212-848-1400212-848-1401

Founded in 1945, 3i is an international investor focused on Private Equity, Infrastructure, and Debt Management. In Private Equity, 3i invests in Buyout and Growth Capital opportunities through a number of funds. The firm's latest Buyout fund is the EURO5 billion Eurofund V, which was raised in 2006. 3i Buyouts invests in all sectors, with a particular focus on Business Services, Consumer, Healthcare, Industrials, Energy, Technology, Media, and Telecommunications. 3i's Growth Capital fund is a EURO2 billion fund raised in 2010 and the firm typically invests up to EURO150 million. For both Buyout and Growth Capital transactions, 3i focuses on mid-market companies with enterprise values of up to EURO 500 million. Founded in London, 3i now has 170 investment professionals and offices in 13 countries across Europe, Asia, and North America. 3i has POUNDS 12.7 billion in total assets under management.Portfolio companies include:Bitfonehttp://www.hp.com/hpinfo/newsroom/press/2006/061220c.htmlCarbonitehttp://www.carbonite.com/en/Dafcahttp://www.dafca.com/NanoStellarhttp://www.nanostellar.com/employment/Blue Lithiumhttp://en.wikipedia.org/wiki/BlueLithiumCoremetricshttp://www.ibm.com/software/marketing-solutions/coremetrics/Demand Mediahttp://www.demandmedia.com/Merchant E-Solutionshttp://www.merchante-solutions.com/Gain Capitalhttp://www.gaincapital.com/Mold Mastershttp://www.moldmasters.com/Phibro Animal Health Corporationhttp://www.pahc.com/Quintiles Transnationalhttp://www.quintiles.com/ACR Capital Holdingshttp://insurancenewsnet.com/article.aspx?id=340052&type=newswiresActionhttp://en.wikipedia.org/wiki/ActionAESSEALhttp://www.aesseal.com/Boomerang TVhttp://www.boomerangtv.co.uk/Bestinvesthttp://www.bestinvest.co.uk/index.aspxCivicahttp://www.civicasoft.com/Enterprisehttp://www.enterprise.com/car_rental/home.doESGhttp://esginc.com/Foster+Partnershttp://www.fosterandpartners.com/Inspectahttp://www.inspecta.com/Joyon Real Estatehttp://www.3i.com/local/joyon-real-estate.htmlMaybornhttp://www.mayborngroup.com/Labcohttp://www.labco.com/Nimbus Communicationshttp://www.nimbus.co.in/OOH Mediahttp://www.oohmediausa.com/Refrescohttp://www.refresco.com/Teknikmagasinethttp://www.teknikmagasinet.com/Investment Team: Ken Hanau, Partnerken.hanau@3i.comAndrew Olinick, Principalandrew.olinick@3i.comDonald McDonough, Business Development DirectorSundip Murthy, PrincipalCrevan O'Grady, PartnerRichard Relyea, PrincipalJim Rutherford, Partner, Fund Investor RelationsVCPEFOF747 Capitalwww.747capital.comNew YorkEarlyMiddle MarketInformation TechnologyLife Sciences & HealthcareManufacturing & Industrial

880 Third Ave., 17th FloorNew YorkNY10022212-747-7474212-355-9055

747 Capital is a private equity investment firm focused on investments in unique, frequently smaller, private equity funds. 747 Capital, through fund of funds and managed accounts, focuses exclusively on the small-cap private equity market in the U.S. and Canada. 747 opened in 1994, though the firm's primary fund of funds has been an active participant in the U.S. market since 1984. The firm invests through four funds, CapCorp Investments NV, Maurick, LLC, 747 Stuyvesant, LLC, and 747 Stuyvesant II, LP. 747 Capital seeks to generate long-term capital gains by investing in a diversified group of specialized, operationally-focused buyout funds targeting private companies with enterprise values generally under $100 million and cash flow under $10 million. Through these funds the firm makes venture capital, buyout, and mezzanine investments focused on technology, healthcare and manufacturing companies in the U.S. and Canada. The typical small-cap buyout fund targeted by 747 Capital will have $50-$350 million in LP capital. Portfolio companies include:CHB Capital Partnershttp://www.chbcapital.com/Clearview Capitalhttp://clearviewcap.com/J. F. Lehman and Companyhttp://jflpartners.com/Encore Consumer Capitalhttp://www.encoreconsumercapital.com/Chicago Growth Partnershttp://cgp.com/DW Healthcare Partnershttp://www.dwhp.com/Patriot Financial Partnershttp://www.patriotcp.com/Prophet Equityhttp://www.prophetequity.com/Marwithttp://www.marwit.com/Thayer Hidden Creekhttp://www.hciequity.com/Monomoy Capital Partnershttp://www.mcpfunds.com/CapStreethttp://www.capstreet.com/Atlas Holdingshttp://www.atlasholdingsllc.com/Insight Equityhttp://www.insightequity.com/Summer Street Capital Partnershttp://www.summerstreetcapital.com/Hamilton Robinson Capitalhttp://hrco.com/Azalea Capitalhttp://www.azaleacapital.com/Investment Team: Gijs F. J. van Thiel, Managing PartnerMarc J. M. der Kinderen, Managing Partnermarc@747capital.comJoshua C. Sobeck, PartnerPaul Kwon, AssociateVCAccel Partnerswww.accel.comNew YorkSeedEarlyGrowthInformation TechnologySoftware & InternetMedia & Digital Media

111 8th Avenue, 16th FloorNew YorkNY10011212-776-1912

Founded in 1983, Accel Partners has a long history of partnering with entrepreneurs and management teams to build businesses. Accel today invests globally using dedicated teams and market-specific strategies for local geographies, with offices in Palo Alto, California, New York City, London, and Bangalore, as well as in China via its partnership with IDG-Accel. Accel has helped entrepreneurs build over 300 successful companies, many of which have defined their categories, including Actuate, AdMob, Agile Software, Alfresco, AMCC, Arrowpoint, Atlassian, BBN, Brightcove, Check24, ComScore, Etsy, Facebook, Foundry Networks, Gameforge, GlamMedia, Groupon, Imperva, Infinera, Interwoven, IronPlanet, JBoss, Kayak, Macromedia, metroPCS, OPOWER, Polycom/PictureTel, Playfish, Portal Software, QlikTech, Quidsi (Diapers.com), Rapt, Real Networks, Redback Networks, Responsys, Riverbed, SupportSoft, UUNet, Veritas, Walmart.com, Webroot, Wily Technology, Wonga, XenSource and Zimbra.Portfolio companies include:Acopia Networkshttp://www.f5.com/solutions/storage/Centrifyhttp://www.centrify.com/Veritashttp://en.wikipedia.org/wiki/VeritasFacebookhttp://www.facebook.com/BitTorrenthttp://www.bittorrent.com/JBosshttp://www.jboss.org/Grouponhttp://www.groupon.com/Clouderahttp://www.cloudera.com/SBNationhttp://www.sbnation.com/Atlassian Softwarehttp://www.atlassian.com/Riverbedhttp://www.riverbed.com/us/MetroPCShttp://www.metropcs.com/SunRunhttp://www.sunrunhome.com/Quidsihttp://www.quidsi.com/Etsyhttp://www.etsy.com/Squarespacehttp://www.squarespace.com/Learnvesthttp://www.learnvest.com/Glamhttp://www.greatglam.com/Global Grindhttp://globalgrind.com/Bauble Barhttp://baublebar.com/Birchboxhttps://www.birchbox.com/Loosecubeshttps://www.loosecubes.com/SalesCrunchhttp://www.salescrunch.com/Bonoboshttp://www.bonobos.com/Collectivehttp://collective.com/Exclusively.Inhttp://www.exclusivelyweddings.com/99 designshttp://99designs.com/Bounty Jobshttp://www.bountyjobs.com/Branch Outhttp://branchout.com/Check24http://www.extracobanks.com/personal-finance/24-7-banking/swipe/Elo7http://www.elo7.com.br/Gameforgehttp://us.gameforge.com/home/indexGenius.comhttp://www.genius.com/Fantasy Shopperhttp://www.fantasyshopper.com/Iron Planethttp://www.ironplanet.com/shoes4youhttp://www.shoes4you.org/Shopmiumhttp://shopmium.com/Soap.comhttp://www.soap.com/Investment Team:Jim Breyerjbreyer@accel.comKevin Efrusykefrusy@accel.comTheresia Gouw Ranzettatranzetta@accel.comArthur Pattersonapatterson@accel.comJim Swartzjswartz@accel.comPing Lipli@accel.comAndrew Bracciaagb@accel.comVCPEAccess Capital, Inc.www.accesscapital.comNew YorkSeedEarlyGrowthExpansionMiddle MarketManufacturing & IndustrialBusiness ServicesConsumer Products

405 Park AvenueNew YorkNY10022212-644-9300212-644-5488

Founded in 1986, Access Capital is an institutional source of non-bank funding for growing businesses throughout the U.S. The firm has funded hundreds of companies from small start-ups to large corporations in a broad range of industries. Typical Access clients include Temporary Staffing Agencies, IT Staffing Companies, Manufacturers, Printers, Software Developers, Limousine Companies and Black Car Services, Janitorial Maintenance, and Commercial Cleaning Companies, and Security Guard Agencies. The firm performs Asset Based Lending, Invoice Purchasing/Factoring, A/R Management, Intercreditor Agreements, Debtor-In-Possession Funding, Capital for Reorganization Plans, Funding of Government Receivables, Bridge Financing, and One-off Transactions.Portfolio companies include:Avatar Alliancehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2522461Diagnostekhttp://rapiddiagnostek.com/Inmark Serviceshttp://www.inmarkinc.com/National Tele-Commhttp://ntia.doc.gov/Investment Team: Miles M. Stuchin, Founder and Presidentmiles@accesscapital.comVince Grillo, Senior Vice PresidentJessica L. Sanchez, New Business OfficerPaul Mehring, New Business OfficerDaren Decsik, New Business OfficerPeter Lipsky, New Business OfficerVCAccretive, LLCwww.AccretiveLLC.comNew YorkEarlyMiddle MarketLife Sciences & HealthcareBusiness Services

51 Madison Avenue, 31st FloorNew YorkNY10010646-282-1920646-282-3138

Founded in 1999, Accretive is a private equity firm with a track record of helping create industry-leading companies. The firm focuses on a small number of high quality situations each year. Accretive adds value through providing capital, recruiting additional talent, evaluating acquisition and business development opportunities, implementing best practices and process improvement, conducting industry research and competitive analysis, and strategic analysis and guidance.Portfolio companies include:Accretive Healthhttp://www.accretivehealth.com/Arisehttp://www.arise.com/First Cardinalhttp://www.coverisk.com/Quantum Healthhttp://www.quantum-health.com/AlphaStaffhttp://www.alphastaff.com/en/contact/default.aspxAccoladehttp://dictionary.reference.com/browse/accoladeBusiness Insurance Nowhttp://www.businessinsurancenow.com/Accelionhttp://www.accellion.com/Accretive Commercehttp://www.gsicommerce.com/news_events/news_releases/gsi_commerce_to_acquire_accretive_commerce/Insureonhttp://www.asurion.com/Equitanthttp://www.thefreedictionary.com/equitantExulthttp://exult.sourceforge.net/Fandangohttp://www.fandango.com/Xchanginghttp://www.xchanging.com/Investment Team: J. Michael Cline, Managing Partnermcline@accretivellc.comEdgar Bronfman, Jr., General PartnerMitch Slodowitz, CFOmslodowitz@accretivellc.comAnne Marie Shelley, General CounselArun Gupta, Vice PresidentPEACI Capital Co., LLCwww.acicapital.comNew YorkMiddle MarketLife Sciences & HealthcareEnergy & Clean TechManufacturing & IndustrialConsumer Products

299 Park Avenue, 34th FloorNew YorkNY10171212-634-3333212-634-3330

ACI Capital Co., LLC is a middle-market private investment firm that has generated superior risk-adjusted returns for nearly 50 years by partnering with management teams to build valuable companies. ACI has more than $500 million of equity capital under management, including the $355 million ACI Capital Investors II, LP fund raised in 2006. ACI Capital invests directly in U.S. middle market companies and special situations. While the firm does not limit its search by company size, most of the businesses ACI evaluates have revenues in the $25-$500 million range and operating income of $5-$50 million. At times, however, ACI and its partners will invest in substantially larger companies. The firm's investments include certain segments of the consumer, manufacturing, energy, healthcare, and chemicals sectors. ACI seeks to invest between $20 and $50 million of equity in any given transaction, with the possibility of obtaining additional capital from limited partners or by partnering with other investors in situations requiring larger commitments.Portfolio companies include:Cornhusker Energyhttp://www.cornhuskerenergy.com/Excel Polymershttp://excel-polymers.com/Healthy Directionshttp://www.healthydirections.com/Accent Energyhttp://www.accentenergy.com/Default.aspxHollywood Tanshttp://hollywoodtans.com/Sundancehttp://www.sundancecatalog.com/Unified Logisticshttp://unifiedlogistics.com/Investment Team:Kevin S. Penn, Managing Directorkspenn@acicapital.comMatthew Bronfman, Managing Directormbronfman@acicapital.comMitchell I. Quain, Managing Directormquain@acicapital.comPEAdmiral Capital Grouphttp://admiralcapitalgroup.comNew YorkMiddle MarketReal EstateBusiness Services

240 Central Park South, #4INew YorkNY10019646-405-4808

Admiral Capital Group, founded by David Robinson (former NBA basketball player) and Daniel Bassichis, was built on Mr. Robinson's philosophy of integrity, reputation and commitment to community. The founders of Admiral have worked closely together since 2002 on both philanthropic and investment activities. Mr. Bassichis and Mr. Robinson currently oversee over $50 million of real estate related assets. In 2007, Mr. Robinson and Mr. Bassichis began exploring how to combine an interest in private equity, and a desire to make a positive social impact, with the overall goal of creating a long term sustainable business. In private equity, the firm may participate in a passive or controlling position and also partner with leading financial sponsors in co-investment opportunities.Portfolio companies include:Centerplatehttp://centerplate.com/Investment Team:David Robinson, FounderDaniel Bassichis, Founderd.bassichis@admiralcapitalgroup.comVCAgile Equitieswww.agile-equities.comNew YorkEarlyInformation TechnologyMedical DeviceEnergy & Clean Tech

100 Park Ave., Suite 1600New YorkNY10017212-380-1875646-349-1894

Agile Equities was founded to invest in innovations that will give rise to the transformative revolutions of the next 150 years. Agile Equities seeks to invest in early stage companies in electronics, energy, and medical technology industries that leverage advanced material and monitoring technologies (AMMT) innovations.Portfolio companies include:Diversahttp://www.verenium.com/Ensemble Discoveryhttp://discoveryensemble.com/Illuminahttp://www.illumina.com/Surface Logixhttp://surfacelogix.net/Amberwave Systemshttp://amberwave.com/Bell Geospacehttp://www.bellgeo.com/Silverstorm Technologieshttp://www.qlogic.com/Avesohttp://avesogroup.com/Investment Team: Karen Kerr, Founder, Managing Directorkkerr@agile-equities.comGerald Fine, AdvisorMitch Tyson, AdvisorPEAisling Capitalwww.aislingcapital.comNew YorkMiddle MarketLife Sciences & HealthcareMedical Device

888 Seventh Avenue, 30th FloorNew YorkNY10106212-651-6380212-651-6379

Aisling Capital is a leading private equity fund that invests in products, technologies, and global businesses that advance health. In particular, the firm seeks companies with promising products in clinical development, or marketed products or services with growth potential. In many cases, Aisling Capital identifies therapeutic and technological areas of interest and then seeks investment opportunities in the leading companies in the target sector. Aisling Capital typically makes investments in healthcare companies that require $20-50 million or more in new capital. The size of the investment is contingent upon the company's stage of development, funding needs and risk profile.Portfolio companies include:Scerene Healthcarehttp://scerenehealthcare.com/TransEnterixhttp://www.transenterix.com/Aragon Pharmaceuticalshttp://www.aragonpharmaceuticals.com/Durata Therapeuticshttp://www.duratatherapeutics.com/Zeltiqhttp://www.coolsculpting.com/Pernix Therapeuticshttp://pernixtx.com/T2 Biosystemshttp://www.t2biosystems.com/Investment Team:Dennis Purcell, Senior Managing Partnerdpurcell@aislingcapital.comSteven A. Elms, Managing Partnerselms@aislingcapital.comAndrew Schiff, Managing Partneraschiff@aislingcapital.comDov A. Goldstein, Partnerdgoldstein@aislingcapital.comAnthony Y. Sun, Partnerasun@aislingcapital.comBrett I.W. Zbar, Partnerbzbar@aislingcapital.comJosh Bilenker, Principaljbilenker@aislingcapital.comPEAleutian Capital Partners, LLCwww.aleutiancapital.comNew YorkMiddle MarketInformation TechnologyManufacturing & IndustrialTransportation & DistributionBusiness Services

Empire State Building 350 Fifth Avenue, Suite 6720 New YorkNY10118212-652-4000 212-652-4030

Aleutian Capital Partners is a private equity investment group that invests in and acquires privately-owned companies in North America. The firm's investments are made in traditional economy manufacturing, distribution and service businesses with revenues between $10 and $200 million and EBITDA of at least $1 million. Aleutian Capital also pursues information technology companies (hardware, software and services). Aleutian has a long-term investing perspective, and intends to hold and grow portfolio companies over an extended period.Portfolio companies include:N/AInvestment Team: O. James Sterling, III, Managing Directorjsterling@aleutiancapital.comLouis E. Black, Managing Directorlblack@aleutiancapital.comJorge Carrion, Senior Vice Presidentjcarrion@aleutiancapital.comDaniel Pfeffer, Operating PartnerPEAlothon Groupwww.alothon.comNew YorkMiddle MarketManufacturing & IndustrialBusiness Services

10 East 53rd Street, 36th FloorNew YorkNY10022212-810-2726212-750-0191

Alothon Group is a private equity firm, with a focus on mid to late stage buyouts in Latin America, principally Brazil but also potentially Chile and other countries in the region. Alothon seeks control in growing businesses and creates value by bringing in management leadership, strategic direction and high corporate governance standards. Alothon intends to invest between US$20 million and US$60 million per deal.Portfolio companies include:Industria Riograndense de Oleos Vegetaishttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=40676345Casadoce Industria e Comerciohttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=109938504Atmosferahttp://it.wikipedia.org/wiki/AtmosferaTelcom Towerhttp://en.wikipedia.org/wiki/BT_TowerGrupo Mtelhttp://www.motelmx.com/Investment Team: Ana Paula Bannwartana.p.bannwart@alothon.comEttore V. Biagioniettore.v.biagioni@alothon.comJuan Lucena Maguirejuan.lucena@alothon.comHannah Schuftanhannah.schuftan@alothon.comPEFOFSECAlpInvest Partners, Inc.www.alpinvest.comNew YorkMiddle MarketLife Sciences & HealthcareRetail & RestaurantSports & Entertainment

630 Fifth Avenue, 28th FloorNew YorkNY10111212-332-6240212-332-6241

With over 40 billion Euros under management, Alpinvest Partners is a leading independent private equity investment manager. The firm executes fund investments, secondary investments, co-investments and mezzanine transactions. The Fund Investments team manages 4 billion euros per year with total commitments of over 27 billion euros and, with over 100 core general partnership relationships worldwide, is a proactive partner across the full spectrum of the private equity market. The Secondary Investment team is an experienced leader in acquiring or restructuring portfolios of private equity assets ranging in size from 1 million euros to over 1 billion euros. The Co-Investments team invests alongside leading private equity sponsors in leveraged buyouts and growth capital transactions worldwide, while also investing more than 3 billion euros in over 100 transactions since 2000. Alpinvest will invest from 10 million euros to 250 million euros in a single company. The Mezzanine team's average investment size is approximately 35 million euros, but the team has the ability to invest up to 75 million euros in each individual transaction. The firm also maintains offices in Amsterdam and Hong Kong. Portfolio companies include:IASIS Healthcarehttp://www.iasishealthcare.com/Gemplushttp://www.gemalto.com/gemplus/index.htmlTakko Fashionhttp://www.takko-fashion.com/fashion/trends.htmlVetcohttp://www.vetco.net/AMC Entertainmenthttp://www.chicagotribune.com/business/sns-rt-us-amcentertainment-ipobre83q05r-20120426,0,5408394.storyDollar Generalhttp://www.dollargeneral.com/home/index.jspHarrah's Entertainmenthttp://www.caesars.com/index.shtmlSpringerhttp://www.springer.com/Celtic Househttp://www.celtic-house.com/BioXell Spahttp://www.cosmopharmaceuticals.com/Curacyte AGhttp://www.curacyte.eu/Dollar Generalhttp://www.dollargeneral.com/home/index.jspLA Fitnesshttp://www.lafitness.com/Retail Decisionshttp://www.redworldwide.com/The Weather Channelhttp://www.weather.com/Biomethttp://www.biomet.com/regions/northAmerica/unitedStates.cfmCapiohttp://www.capio.org/Trigohttp://dictionary.reference.com/browse/trigoSAGAhttp://en.wikipedia.org/wiki/SagaRosemonthttp://www.rosemont.com/Univision Communicationshttp://corporate.univision.com/Maxedahttp://www.maxeda.com/EN/Home.aspxOntexhttp://www.ontexglobal.com/Investment Team:Elliot Royce, Managing PartnerElliot.Royce@alpinvest.comTjarko Hektor, Managing PartnerTjarko.Hektor@alpinvest.comChris Perriello, PartnerChris.Perriello@alpinvest.comScott Hamner, PartnerScott.Hamner@alpinvest.comKen Bloomberg, PrincipalKen.Bloomberg@alpinvest.comThomas Spoto, PartnerThomas.Spoto@alpinvest.comMarek Herchel, PartnerMarek.Herchel@alpinvest.comVCPEAlumni Capital Network (ACN)www.alumnicapitalnetwork.comNew YorkEarlyMiddle MarketInformation TechnologyRetail & RestaurantManufacturing & IndustrialBusiness ServicesTransportation & DistributionFinancial ServicesConsumer Products

51 East 42nd Street, Suite 1100New YorkNY10017-5404212-792-5510212-922-0522

Alumni Capital Network (ACN) is a unique private equity firm launched by former Accenture partners who provide equity, expertise and execution capabilities to create value for middle market companies. The fund prefers established entities with positive predictable cash flows, however ACN will consider early stage and negative EBITDA companies where the firm can envision a rapid route to positive cash flow. ACN targets companies that fit the following financial, industry and growth stage profile: EBITDA of $2 - $25+ million; Revenues of $10 - $250+ million; and Industries of business services, consumer, financial services, industrial, healthcare, high technology, outsourcing, retail and transportation & logistics. The firm's inaugural fund (raised in 2007) has $37 million. Alumni Capital Network's main offices are in New York City with Managing Directors based in Atlanta, Boston, Chicago, Columbus and Los Angeles. ACN is open to opportunities across the United States.Portfolio companies include:SNI Grouphttp://sni-group.com/BabyAge.comhttp://www.babyage.com/PCDhttp://www.pcdmusic.com/Investment Team: A. William Kapler III, Founder and Managing Director (New Jersey), 201-859-0693Arthur Sinensky, Founder and Managing Director (New York), 201-788-4897Denise M. Kelly, Managing Director (New York), 917-697-5348James P. Honohan, CEO, Founder and Managing Director (New York), 917-691-0693jhonohan@acnfund.comJeffrey K. Miller, Founder and Managing Director (New York), 917-747-6334Kevin R. Jones, Managing Director (New Jersey), 973-568-0323Mark G. Samuelian, Partner (New York), 646-418-8117Richard J. Golden, Managing Director (Boston), 617-283-4538Thomas K. Fox, Founder and Managing Director (Connecticut), 203-829-1157Thomas R. Donahue, Managing Director (New York), 212-792-5511Walter G. Nollmann, Founder and Managing Director (New York), 917-701-4434PEAltaris Capital Partners, LLCwww.altariscap.comNew YorkMiddle MarketLife Sciences & HealthcareMedical Device

600 Lexington Avenue, 11th FloorNew YorkNY10022212-931-0250212-931-0236

Altaris Capital Partners, LLC is an investment firm focused exclusively on companies operating in the healthcare industry. Altaris is based in New York and has more than $750 million of assets under management. Altaris invests in companies that operate across the healthcare continuum, including the pharmaceuticals, medical devices, healthcare services and healthcare IT sectors. The firm targets businesses in the U.S. and Western Europe with strong management teams that are generating revenue and positive cash flow. Altaris makes control and significant minority investments that typically range in size from $15-50 million of equity. The firm's investment approach is flexible and creative, but the most common types of transactions in which Altaris participates include: Corporate carve-outs; Leveraged buyouts; and Growth equity/recapitalization investments.Portfolio companies include:Alternahttp://www.alternahaircare.com/Brim Healthcarehttp://htmsinc.com/CI Medical Technologieshttp://www.cimedical.com/Cregannahttp://www.cregannatactx.com/Penlonhttp://www.penlon.com/Healthcare Waste Solutionshttp://www.hwsusa.com/JDS Pharmaceuticalshttp://www.noven.com/M2Shttp://www.m2s.com/OsoBiohttp://osobio.com/Paragon Medicalhttp://www.paragonmedical.com/Precyse Solutionshttp://precyse.com/Specialty Carehttp://www.specialtycare.net/Sparta Systemtshttp://www.spartasystems.com/Healthworks Medical Grouphttp://www.ushealthworks.com/HealthTech Solutions Grouphttp://ht-llc.com/Intermedhttp://www.intermed.com/Investment Team: George E. Aitken-Davies, Managing Directorgeorge.aitken-davies@altariscap.comMichael J. Kluger, Managing Directormichael.kluger@altariscap.comDaniel G. Tully, Managing Directordaniel.tully@altariscap.comPhung L. Diep, Vice Presidentphung.diep@altariscap.comDavid Ellison, Vice Presidentdavid.ellison@altariscap.comScott A. Freishtat, Vice Presidentscott.freishtat@altariscap.comVCAltitude Capital Partnerswww.altitudecp.comNew YorkEarlyInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareMedical DeviceDigital MediaFinancial ServicesManufacturing & IndustrialSports & Entertainment

485 Madison AvenueNew YorkNY10022212-584-2184212-826-0826

Altitude Capital Partners is a leading private investment firm focused on investing $250 million of capital in businesses that own compelling intellectual property assets. The firm seeks to invest in portfolio companies that have valuable patents, trademarks/brands, copyrights, royalty streams, trade secrets, and other intangible assets which will create a competitive advantage in creating value. Altitude has experience in a myriad of industries and technologies including communications, information technology, medical devices, pharmaceutical, manufacturing, computers, biotechnology, e-commerce, software, entertainment, media, financial, automotive, network security, wireless data communication and electronics. Since the fund's inception in July 2005, Altitude has consummated thirteen transactions in sixteen different portfolio companies. Altitude's goal is to invest between $2 million and $50 million in each portfolio company. Portfolio companies include:Vistohttp://visto.com/DeepNines Technologieshttp://www.deepnines.com/Investment Team:Robert Kramer, Managing Partnerrkramer@altitudecp.comWarren Hurwitzwhurwitz@altitudecp.comPEAmerican Capital Strategies, Ltd.www.americancapital.comNew YorkMiddle MarketLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & Restaurant

505 Fifth Avenue, 26th FloorNew YorkNY10017212-213-2009212-213-2060

Since its IPO in August 1997, American Capital has invested approximately $30 billion in over 520 portfolio companies. American Capital is an equity partner in management and employee buyouts, provides mezzanine and senior debt financing for buyouts led by private equity firms, and provides capital directly to private and public companies. With $68 billion in capital resources under management, American Capital provides One-Stop Buyouts, funding senior debt, mezzanine and equity. The firm's portfolio includes: services, transportation, construction, wholesale, retail, health care, industrial, consumer, chemical and food products. American Capital and its affiliates generally invest from $10 million to $500 million in North American companies and EURO5 to EURO 100 million per company in Europe. The firm also maintains offices in Boston, Chicago, Dallas, London, Paris, and Maryland.Portfolio companies include:Core Financial Grouphttp://corefinancialgroup.com/York Labelhttp://www.indeed.com/cmp/York-LabelNextPointhttp://nextpoint.com/Avalon Laboratorieshttp://avalonlabs.com/Rug Doctorhttp://rugdoctor.com/Berry-Hill Gallerieshttp://www.berry-hill.com/home.htmlScientific Protein Laboratorieshttp://www.spl-pharma.com/TransFirsthttp://www.transfirst.com/triVINhttp://www.trivin.com/HALT Medicalhttp://haltmedical.com/Cineleasehttp://www.cinelease.com/Affordable Carehttp://www.affordabledentures.com/careers/NextPointhttp://nextpoint.com/Renaissance Learninghttp://www.renlearn.com/Flexera Softwarehttp://www.flexerasoftware.com/Survey Samplinghttp://www.surveysampling.com/Investment Team: Brian Graff, Regional Managing DirectorCraig Moore, Managing DirectorPankaj Gupta, Managing DirectorMark Pelletier, Managing DirectorJeffrey Schumacher, Managing DirectorAdam Spence, Managing DirectorPEAmerican Industrial Partners (AIP)www.aipartners.comNew YorkMiddle MarketManufacturing & Industrial

535 Fifth Avenue, 32nd FloorNew YorkNY10017212-627-2360212-627-2372

American Industrial Partners was founded in 1989 and has managed three prior investment funds, which total over $1 billion of equity capital. Currently investing in its fourth fund, which is a $405.5 million committed pool of capital, the firm invests in middle market, North American industrial businesses. AIP targets manufacturing or industrial service companies with business-to business selling relationships and an EBITDA of up to $70 million. Typical investments range from $10-$150 million with additional amounts available from investment partners.Portfolio companies include:Brooks Instrumenthttp://www.brooksinstrument.com/Allied Specialty Vehicleshttp://www.alliedsv.com/Ichor Systemshttp://www.ichorsystems.com/Mark Andyhttp://markandy.com/Micro-Poisehttp://www.micropoise.com/Heil Trailer Internationalhttp://www.heiltrailer.com/Northwest Hardwoodshttp://northwesthardwoods.com/Investment Team: Kim Marvin, Partnerkim@aip4.comJohn Becker, Partnerjohn@aip4.comDino Cusumano, CFA, Partnerdino@aip4.comPaul Bamatter, CA, Partner and CFOpaul@aip4.comRyan Hodgson, Partnerryan@aip4.comGrahanm Sullivan, Partnergraham@aip4.comEric Baroyan, Partnereric@aip4.comBen DeRosa, Partnerben@aip4.comDerek Leck, Partnerderek@aip4.comPEAmerican Securities Capital Partners, LLCwww.american-securities.comNew YorkMiddle MarketLife Sciences & HealthcareManufacturing & IndustrialConsumer ProductsRetail & RestaurantDefense & Homeland SecurityAgriculture & Agricultural ScienceEnergy & Clean Tech

299 Park Avenue, 34th FloorNew YorkNY10171212-476-8000212-697-5524

Founded in 1947, American Securities Capital Partners is a New York-based middle-market private equity firm focused on North America. The firm is currently investing its $2.3 billion fifth fund. American Securities has more than $7 billion in investments through five American Securities funds and its affiliates. The firm invests in market-leading companies in stable or growing industries, and only in partnership with their existing management team. American Securities targets companies with annual revenues ranging from $200 million to $2 billion. The firm also maintains an office in Shanghai.Portfolio companies include:FiberMarkhttp://www.fibermark.com/Healthy Directionshttp://www.healthydirections.com/Oreckhttp://www.oreck.com/Weaslerhttp://www.weasler.com/Advanced Drainage Systemshttp://www.ads-pipe.com/Arizona Chemicalshttp://www.arizonachemical.com/Delphi Midstream Partnershttp://www.delphimidstream.com/Fairmount Mineralshttp://www.fairmountminerals.com/General Chemicalhttp://www.generalchemical.com/Lakeside Energyhttp://www.lakesideenergy.com/NEP Broadcastinghttp://www.nepinc.com/Potbelly Sandwich Workshttp://www.potbelly.com/Home/Default.aspxRobertson Fuel Systemshttp://www.robbietanks.com/Global Tel*Linkhttp://www.gtl.net/GT Technologieshttp://www.gttechnologies.com/Liberty Tire Recyclinghttp://libertytire.com/Home.aspxPDM Bridgehttp://www.pdmbridge.com/index.cfmPresidiohttp://www.presidio.com/SpecialtyCarehttp://www.specialtycare.net/Unifraxhttp://www.unifrax.com/Unison Site Managementhttp://www.unisonsite.com/index.htmlUniter Central Industry Supplyhttp://www.unitedcentral.net/Westwardhttp://www.westwardtools.ca/Investment Team: Michael G. Fisch, Managing Director, 212-476-8051mfisch@american-securities.comDavid L. Horing, Managing Director, 212-476-8059dhoring@american-securities.comCharles D. Klein, Managing Director, 212-476-8062cklein@american-securities.comMatthew F. LeBaron, Managing Director, 212-476-8028mlebaron@american-securities.comPaul Rossetti, Managing Director, 212-476-8033prossetti@american-securities.comMarc L. Saiontz, Managing Director, 212-476-8082msaiontz@american-securities.comKevin S. Penn, Managing Director, 212-634-3350PEAmpton Investments, Inc.www.ampton.comNew YorkMiddle MarketInformation TechnologyLife Sciences & HealthcareEnergy & Clean TechFinancial ServicesManufacturing & IndustrialConsumer ProductsRetail & RestaurantSports & EntertainmentReal Estate

885 Third Avenue, 31st FloorNew YorkNY10022212-319-9404212-593-0140

Founded in 1983, Ampton Investments is an investment vehicle for some of the U.S. and U.K.'s wealthiest families. The firm invests across a variety of industry sectors including consumer products, energy & chemical, finance services, fine arts, general industrial, healthcare, commercial real estate, hotel real estate, retail, services, sports and technology. The firm has no geographical focus; principals who have been active in all parts of the United States as well as Canada, Europe, Latin American, the Middle East and South Africa; and especially strong relationships in the United Kingdom. Ampton presently administers a number of private holding companies. Its principals have served as directors of numerous public and private companies and trusts.Portfolio companies include:Philips N.V.http://www.philips.com/Thermo Electronhttp://www.thermoscientific.com/ecomm/servlet/home?storeId=11152Fandstamhttp://www.ampton.com/MAP_selectedTran.htmAmerican Home Productshttp://en.wikipedia.org/wiki/American_Home_ProductsMagma Powerhttp://www.magma-power.com/Aitken Hume Holdingshttp://en.wikipedia.org/wiki/Manoli_OlympitisDomtarhttp://www.domtar.com/Anheuser-Busch Internationalhttp://en.wikipedia.org/wiki/Anheuser-BuschBake Rite Foodshttp://www.bake-rite.com/Domino's Pizzahttp://www.dominos.com/Household Internationalhttp://www.answers.com/topic/household-international-incDaimlerChryslerhttp://www.daimler.com/Tyson Foodshttp://www.tyson.com/Nestlehttp://www.nestle.com/IBMhttp://en.wikipedia.org/wiki/IBMInvestment Team: Laurence N. Strenger, Chief Executive Officerlarry@ampton.comWilliam R. de Jonge, Managing Directorwilliam@ampton.comScott Levine, Senior AdvisorScott@ampton.comRalph C. Wintrode, Directorwintrode@cox.netC. Gerald Goldsmith, Limited Partner & AdvisorPEAngelo, Gordon & Co.www.angelogordon.comNew YorkMiddle MarketLife Sciences & HealthcareFinancial ServicesBusiness ServicesConsumer ProductsRetail & Restaurant

245 Park Avenue New YorkNY10167212-692-2000 212-867-9328

Angelo, Gordon & Co. is a privately-held registered investment advisor dedicated to alternative investing. The firm was founded in 1988 and currently manages, with its affiliates, approximately $24 billion. $1 billion of that is managed by the firm's Private Equity Group, which looks for management buyout, private company recapitalization, corporate orphan, hurried seller, distressed company, complex structural situations, partnership with fundless sponsors, partnership with industry executives, corporate lift-out, and asset pool purchase opportunities. Angelo will invest $25 to $125 million in companies across all sectors with enterprise values from $50 to $500 million. Angelo focuses on industries such as Specialty Finance, Retail/Consumer, Healthcare Services and Facilities, and Business Services.Portfolio companies include:White Henhttp://www.whitehen.com/Portfolio Recoveryhttp://www.portfoliorecovery.com/AG Semi-Conductorhttp://www.agsemiconductor.com/Firebirds Restaurantshttp://www.firebirdsrestaurants.com/Steve Nash Fitnesshttp://www.stevenashfitnessclubs.com/Crunch Gymshttp://www.crunch.com/Avetahttp://www.avetaspa.it/National Home Health Carehttp://nationalhomehealthcare.com/Investment Team:John M. Angelo, Chief Executive OfficerMichael L. Gordon, Chief Operating Officer, Chief Investment OfficerDavid N. Roberts, Senior Managing Directordroberts@angelogordon.comThomas Fuller, Senior Managing DirectorKirk Wickman, General CounselArthur Peponisapeponis@angelogordon.comRichard Leonard, Managing Directorrleonard@angelogordon.comMark Visser, Managing Directormvisser@angelogordon.comPEApax Partners, LPwww.apax.comNew YorkMiddle MarketInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareDigital MediaFinancial ServicesBusiness ServicesConsumer ProductsRetail & Restaurant

601 Lexington Ave., 53rd Floor New YorkNY10022212-753-6300212-319-6155

Apax Partners is an independent, global private equity group that invests in five industry sectors. Founded more than 30 years ago, the firm uses its sector expertise, deep local presence and broad global platform to create value for its stakeholders. Funds advised by Apax Partners total EURO 72 billion around the world and typically invest in companies with a value of between EURO 1bn and EURO 5bn. The firm invests in large companies across five global growth sectors: Tech & Telecom; Media; Retail & Consumer; Healthcare; and Financial & Business Services. Since 1995, over 65 companies owned by Apax Partners' Funds have gone public on stock markets around the world. At point of entry to market, these companies had a collective market capitalization of over $35 billion. The firm also maintains offices in London, Barcelona Milan, Munich, Shanghai, Tel Aviv, Hong Kong, Mumbai, and France.Portfolio companies include:NXP Semidconductorshttp://www.nxp.com/Platasjenhttp://www.plantasjen.no/World Directorieshttp://www.infobel.com/en/World/Capio ABhttp://www.capio.com/Weather Investmentshttp://en.wikipedia.org/wiki/Weather_InvestmentsTommy Hilfigerhttp://usa.tommy.com/tommy/Emaphttp://www.emaponline.org/Markenhttp://www.marken.com/iGatehttp://www.igatepatni.com/TIVIThttp://www.tivit.com.br/Bob's Discount Furniturehttp://www.mybobs.com/Cengage Learninghttp://www.cengage.com/cengageip/Xanodyne Pharmaceuticalshttp://xanodyne.com/Voyager HospiceCarehttp://www.voyagerhospicecare.com/Bankratehttp://www.bankrate.com/Travelexhttp://www.travelex.com/Orange Switzerlandhttp://www.orange.ch/Dealer.comhttp://www.dealer.com/index.htmEpicor Softwarehttp://www.epicor.com/pages/default.aspxGolden Jaguarhttp://www.goldenjaguars.com/iGATE Patnihttp://www.igatepatni.com/Investment Team: John F. Megrue Jr.john.megrue@apax.comBill Sullivan, PartnerMarcelo Gigliani, Partnermarcelo.gigliani@apax.comAlex Pellegrini, PartnerJason Wright, PartnerRoy Mackenzie, PartnerSeth Brody, Partnerseth.brody@apax.comVCAperture Venture Partners, LLCwww.aperturevp.comNew YorkEarlyLife Sciences & HealthcareMedical Device

645 Madison Avenue, 20th FloorNew YorkNY10022212-758-7325212-319-8779

Aperture Venture Partners is a venture capital group committed to working with exceptional entrepreneurs to tackle significant problems and create major new opportunities. The firm works exclusively in the healthcare industry. Initial investment size ranges between $1 million and $5 million and the firm invests nationally. Aperture's principals have been entrepreneurial leaders in the healthcare and investment industries over the past 30 years. They have successfully invested more than $1 billion and founded companies that have had combined revenues greater than $2 billion.Portfolio companies include:Alteahttp://en.wikipedia.org/wiki/AlteaMAKO Surgicalhttp://www.makosurgical.com/CardioMEMShttp://www.cardiomems.com/TherOXhttp://therox.com/Cameron Healthhttp://www.cameronhealth.com/Cardiocorehttp://www.cardiocore.com/Interlacehttp://en.wikipedia.org/wiki/InterlaceRedpoint Biohttp://www.redpointbio.com/home_noflash.shtmlCeption Therapeuticshttp://www.cephalon.com/Concerrohttp://www.concerro.com/Entrigue Surgicalhttp://www.entriguesurgical.com/TransMolecularhttp://www.transmolecular.com/pdfs/FiveashPR_ASCOVersion.pdfAvedrohttp://avedro.com/Xlumenahttp://xlumena.com/Investment Team: Paul E. Tierney, Jr., General Partnerpaul@aperturevp.comThomas P. Cooper, M.D., General Partnertom@aperturevp.comEric H. Sillman, General Partnereric@aperturevp.comPEApollo Investment Corporationwww.apolloic.comNew YorkMiddle MarketInformation TechnologyEducation & Training

9 West 57th StreetNew YorkNY10019212-515-3450

Founded in 1990, Apollo Investment Corporation is a leading provider of subordinated debt and equity capital to middle-market companies. The firm generates both current income and capital appreciation through debt and equity investments. Apollo invests primarily in middle-market companies in the form of mezzanine and senior secured loans, as well as by making direct equity investments in such companies. The firm invests across all sectors with a target investment size of $20 to $250 million. Apollo participates in all levels of capital structure from secured senior debt to equity; however, the firm primarily focuses on mezzanine investments with stated maturities of 5 to 10 years.Portfolio companies include:Advanstarhttp://www.advanstar.com/FCI Internationalhttp://www.fluidcomponents.com/Delta Educational Systemhttp://www.deltaed.com/First Datahttp://www.firstdata.com/en_us/home.htmlKronoshttp://www.kronos.com/Thomson Learninghttp://www.thomsonlearning.com/cengageip/Travelex Globalhttp://www.travelexbusiness.com/na/US Foodservicehttp://usfoods.com/Clean Earthhttp://www.cleanearthinc.com/Exova Limitedhttp://www.exova.com/Laureate Educationhttp://laureate.net/Ozburn-Hessey Logisticshttp://www.ohl.com/Pro Machhttp://www.promachinc.com/Sheridan Healthcarehttp://sheridanhealthcare.com/Vertaforehttp://www.vertafore.com/The Brock Grouphttp://www.brockgroup.com/Travelporthttp://www.travelport.com/Westbrookhttp://www.westbrookmaine.com/Univarhttp://univar.com/Ceridianhttp://www.ceridian.com/Burlington Coat Factoryhttp://www1.burlingtoncoatfactory.com/bcf/Default.aspxClearwire Communicationshttp://www.clearwire.com/Investment Team: Rajay Bagaria, Managing Director, 212-515-3428bagaria@apolloic.comChristine Harrington, Managing Director, 212-822-0440charrington@apolloic.comBryan J. Place, Managing Director, 212-822-0454Tanner Powell, Managing Director, 212-515-3428tpowell@apolloic.comTeddy Reynolds, Managing Director, 212-822-0431reynolds@apolloic.comJustin Sendak, Managing Director, 212-822-0431sack@apolloic.comJames C. Zelter, Managing Director, 212-515-3480jzelter@apolloic.comPEAquiline Holdings, LLCwww.aquiline-llc.comNew YorkMiddle MarketFinancial Services

535 Madison Avenue, 24th Floor New YorkNY10022212-624-9500212-624-9510

Founded in 2005, Aquiline is a private equity firm based in New York investing globally in financial services sectors such as property and casualty insurance, specialty finance, securities, asset management, life insurance and transaction processing. Aquiline seeks to add value to its portfolio companies through strategic, operational and financial guidance. Aquiline Capital Partners announced the final closing of its initial fund, the Aquiline Financial Services Fund L.P., with $1.1 billion in total capital commitments. Aquiline is run by the former head of Marsh & McClennan Companies.Portfolio companies include:TigerRisk Partnershttp://www.tigerrisk.com/Clear2Payhttp://www.clear2pay.com/pages/en/index.htmInvestment Team:Jeff Greenberg, CEOGeoffrey Kalish, Founder and Senior Principalgkalish@aquiline-llc.comVCPEArchbrook Capital Managementwww.archbrook.comNew YorkEarlyMiddle MarketFinancial Services

500 Fifth Avenue, Suite 2440New YorkNY10110212-421-6710 646-417-5747

Archbrook Capital Management is a private investment management firm founded in 2002 and managed by partners located in Chicago, New York and Philadelphia. Archbrook focuses on producing superior risk-adjusted returns in all types of economic and market climates by investing in the public and private markets. The firm's long/short U.S.-based hedge fund, Golden Eagle Partners, LP invests in both public and private securities, while Archbrook's other affiliated investment vehicles invest only in private transactions. Archbrook generally seeks investment opportunities in the Eastern and Midwestern regions of the U.S., committing between $1 million and $5 million per transaction. The firm will consider all types of securities in a number of different industries and invests in companies in all stages of their development cycle - from new ventures to on-going businesses. To date, the firm has completed 15 private equity and debt financings, investing a total of over $45 million.Portfolio companies include:Alexinhttp://www.alexinllc.com/Clinical Financial Serviceshttp://www.clinicalfinancialservices.com/Commercial Credit Grouphttp://commercialcreditgroup.com/FactorTrusthttp://www.factortrust.com/Tray-Pakhttp://www.traypak.com/Heritage Unionhttp://www.heritageunion.com/Home Care Deliveredhttp://homecaredelivered.com/MiMedxhttp://www.mimedx.com/SpineMedicahttp://www.mimedx.com/SM/Investment Team: David F. Apple, Founding PartnerJohn F. McGlinn II, Founding PartnerTimothy P. O'Connell, Founding PartnerPEArcLight Capital Partnerswww.arclightcapital.comNew YorkMiddle MarketEnergy & Clean Tech

152 West 57th Street, 53rd FloorNew YorkNY10019212-901-1500212-888-9275

ArcLight Capital Partners is a leading investment firm with more than $10 billion under management in funds. ArcLight invests across the energy industry value chain in hard assets that produce high current income and capital appreciation. Founded in 2001, ArcLight has its headquarters in Boston and offices in New York City, Barcelona, and Luxemborg. ArcLight has invested approximately $8.5 billion in over 69 transactions throughout the energy value chain including coal, oil, and gas production; gas storage; power generation; and gas and electric transmission and distribution. The firm is currently seeking investment opportunities in power generation, production, midstream, transmission, and distribution across North America, Western Europe, and Australia/New Zealand.Portfolio companies include:AL Gulf Coast Terminalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=49157955BGHhttp://www.bhg.com/Terr-Gen Powerhttp://www.terra-genpower.com/Black Bear Powerhttp://blackbearperformance.com/Davis Oil and Gashttp://www.davispetroleumcorp.com/overview_history.htmlCalifornia Highwind Powerhttp://www.manta.com/c/mtrnjt2/california-highwind-power-llcSouthern Pineshttp://www.southernpines.net/Mountaineer Gashttp://www.mgcwv.com/Juno Energyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=105907960EMI Power Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=119082101Escalade Energyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30842894Arkomahttp://www.arkoma.net/Blue Ridge Asphalthttp://blueridgeasphaltmaintenance.com/index.htmHurrikan Power Fundinghttp://www.aeos-energy.de/en/business-segments/asset-management/Hurrikan-Power-Funding-Holding.phpAce Cogenhttp://www.sourcewatch.org/index.php?title=ACE_Cogeneration_FacilityBayonne Energy Centerhttp://www.bayonneenergycenter.com/Charger Oil and Gashttp://www.chargerenergy.com/Crawfish Cogenhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=119080847Element Petroleumhttps://www.elementpetroleum.com/?TabId=36&ctl=TermsLonestar Midstream Holdingshttp://www.arclightcapital.com/getdoc/893ebf50-6268-4ce6-8557-330018c01eac/Midstream-Active.aspxOrchid Environmentalhttp://www.orchid-environmental.co.uk/Plymouth Petroleumhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=129793240Investment Team: Daniel R. Revers, Managing Partnerdrevers@arclightcapital.comRobb E. Turner, Senior Partnerrturner@arclightcapital.comChristopher J. Picotte, Managing Directorcpicotte@arclightcapital.comKevin M. Crosby, Managing Directorkcrosby@arclightcapital.comLaurence E. Molke, Managing DirectorMark A. Tarini, Managing Directormtarini@arclightcapital.comJohn A. Tisdale, General Counseljtisdale@arclightcapital.comCarter A. Ward, Managing Directorcward@arclightcapital.comVCArcus Ventureswww.arcusventures.comNew YorkEarlyLife Sciences & HealthcareMedical Device

55 Broad Street, Suite 1840New YorkNY10004212-785-2236212-785-2237

Arcus Ventures (AV) consists of a team of professionals with experience in clinical and academic medicine, drug development, hospital management, healthcare industry consulting and private equity. AV is dedicated to investing in oncology focused companies with innovative biopharmaceuticals and or new drug delivery platforms in development, device companies with products that have pre-marketing approval, and service companies with positive revenue.Portfolio companies include:Palyon Medicalhttp://www.globest.com/news/1899_1899/losangeles/palyon-medical-moves-to-santa-clarita309401-1.htmlClear Vascularhttp://clearvascular.com/MacroGenicshttp://www.macrogenics.com/Gentahttp://www.genta.com/Vascular Pathwayshttp://www.manta.com/c/mtb97bg/vascular-pathwaysTracon Pharmaceuticalshttp://www.traconpharma.com/content/T2 Biosystemshttp://www.t2biosystems.com/MIR Preclinical Serviceshttp://www.molecularimaging.com/Investment Team:James Dougherty, MD, MBAjd@arcusventures.comSteven Soignet, MDss@arcusventures.comPEArena Capital PartnersNew YorkMiddle MarketInformation TechnologyFinancial ServicesConsumer ProductsEducation & Training

50 East 42nd Street, Suite 702New YorkNY10017212-735-8500

Arena Capital Partners is a private equity firm that invests in both established companies and developing businesses through structures including leveraged buyouts, structured preferred stock and common equity. Arena Capital Partners also sponsors industry consolidation. The firm focuses on investing in four targeted industries: education and training; information and financial services; and consumer goods and services. In addition, Arena will invest in industries undergoing structural change resulting in consolidation. Arena targets middle market companies with less than $75 million in revenues and less than $50 million in total capitalization. Typical capital commitments range from $2 million to $25 million, or greater in given instances. The firm is currently investing a $212.5 million fund. Arena Capital Partners is headquartered in New York, with an office in Dallas, Texas.Portfolio companies include:Callipsohttp://www.calypso.com/EduNeeringhttp://www.eduneering.com/La Dovehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=688404EverBankhttps://www.everbank.com/American Consolidated Mediahttp://amconmedia.com/TelePacific Communicationshttp://www.telepacific.com/NextVenuehttp://www.talkpointcommunications.com/Ninth Househttp://www.ninthhouse.net/default.aspInvestment Team:Gerald S. Armstrong, Managing Director, 212-735-8510jarmstrong@arenafund.comSunil C. Khanna, Managing Director, 212-735-8550skhanna@arenafund.comStephen M. McLean, Managing Director, 212-735-8540smclean@arenafund.comRupinder S. Sidhu, Managing Director, 212-735-8530rsidhu@arenafund.comJohn C. Tolleson, Managing Director, 214-252-3252jtolleson@tollesongroup.comEric Lauerwald, Principal, 212-735-8560elauerwald@arenafund.comPEAres Capitalwww.arescapitalcorp.com New YorkMiddle MarketInformation TechnologyLife Sciences & HealthcareEnergy & Clean TechManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & Restaurant

245 Park Ave., 44th FloorNew YorkNY10167212-710-2100

Ares Capital is a closed-end, non-diversified specialty finance company, and a subsidiary of Ares Management LLC, a global alternative asset manager and SEC registered investment adviser with offices in Los Angeles, New York, Washington DC, Chicago, and Atlanta. The company is publicly traded on the NASDAQ Global Select Market under ticker symbol "ARCC." As of December 31, 2011, Ares Capital was one of the largest business development companies with approximately $15 billion of total committed capital under management. Ares Capital also co-manages with GE Commercial Finance Investment Advisory Services an unconsolidated senior debt fund, the Senior Secured Loan Fund, LLC. The SL Fund primarily invests in "unitranche" loans (loans that combine both senior and subordinated debt, generally in a first lien position) of middle-market companies. The SL Fund was initially formed in December 2007 with approximately $3.6 billion of committed capital. The firm acquired its interests in the SL Fund from Allied Capital in October 2009. In addition, Ares' portfolio company, Ivy Hill Asset Management, serves as manager or sub-manager to seven funds. As of December 31, 2011, Ivy Hill Management had total committed capital under management of over $3.4 billion. Ares Capital and Ivy Hill Management collectively provide integrated private debt and non-control equity financing solutions to the middle market. Highly attractive sectors include basic and growth manufacturing, business services, consumer products, health care products and information technology services. More challenging or cyclical industries such as restaurants, retail, oil and gas, and technology are also considered. The firm's investments range from $30 million to $400 million in companies with EBITDA of $10 - $250 million.Portfolio companies include:ADF Restaurant Grouphttp://adfcompanies.com/Border Foodshttp://www.borderfoodsinc.com/Digital VideoStreamhttp://start.cortera.com/company/research/k3m6pum2m/digital-videostream-llc/Growing Familyhttp://www.growingfamily.com/webnursery/Netsmart Technologieshttp://ntst.com/Passport Health Communicationshttp://www.passporthealth.com/index.aspxSoteria Imgaing Serviceshttp://soteriaimaging.com/United Row Towinghttp://www.unitedroadtowing.com/index.phpWeb Service Companyhttp://www.washlaundry.com/Heartland Dentalhttp://www.heartlanddentalcare.com/WastePro USAhttp://www.wasteprousa.com/Woodstreamhttp://woodstream.com/Magnacare Holdingshttp://www.apax.com/sectors/healthcare/our-investments/magnacare-holdings.aspxLighting Science Grouphttp://www.lsgc.com/Grocery Outlethttp://www.groceryoutlet.com/HOPPY Holdingshttp://www.powerprofiles.com/profile/00005141107332/HOPPY+HOLDINGS+INC-Emporia-KSInvestment Team: Michael Arougheti, President and Directorarougheti@aresmgmt.comEric Beckman, Senior Partner, Private Debt Groupbeckman@aresmgmt.comR. Kipp deVeer, Senior Partner, Private Debt GroupMitchell Goldstein, Senior Partner, Private Debt Groupgoldstein@aresmgmt.comJohn Kissick, Senior Partner, Private Equity Groupkissick@aresmgmt.comBennett Rosenthal, Chairman of the Board, Ares Capital; Senior Partner, Private Debt GroupDavid Sachs, Senior Partner, Capital Markets Groupsachs@aresmgmt.comMichael Smith, Senior Partner, Private Debt GroupVCThe Argentum Groupwww.argentumgroup.comNew YorkGrowthExpansionInformation TechnologyLife Sciences & HealthcareFinancial ServicesBusiness Services

60 Madison Avenue, Suite 701New YorkNY10010212-949-6262 212-949-8294

Founded in 1988, The Argentum Group is a New York based private equity firm that provides expansion capital to rapidly growing small and mid-sized businesses with market leading potential. The firm serves as general partner of investment partnerships with over $300 million of capital under management, and targets industries experiencing rapid growth or undergoing fundamental change in the areas of outsourced services, healthcare, and technology. Typically, Argentum invests in later stage growth companies, with sales ranging from $5 million to $50 million, through management buyouts, platform acquisition strategies, and recapitalizations. Investment size averages between + $3 to $10 million. The firm is currently investing from funds with total capital of approximately $125 million. Argentum targets companies located in the eastern United States, however, the firm will invest across the U.S.Portfolio companies include:Metalicohttp://metalico.com/M3 Technologieshttp://m3technologies.net/ExpertPlanhttps://www.expertplan.com/defaultep.jspTransForcehttp://www.transforce.com/Beacon Energy Holdingshttp://www.beacon-energy.com/Datatrachttp://datatrac.com/Global Employment Solutionshttp://gesnetwork.com/AFS Technologieshttp://www.afsi.com/Community Education Centershttp://www.cecintl.com/Conner Industrieshttp://connerindustries.com/LifeStar Response Corporationhttp://www.lifestar-response.com/Nexianthttp://www.nexiant.com/Parallax Capital Partnershttp://www.parallaxcap.com/ReSearch Pharmaceutical Serviceshttp://www.rpsweb.com/StructuredWebhttp://www.structuredweb.com/Wimbahttps://webhelp.wimba.com/QPS Holdingshttp://qps-usa.com/Environmental Quality Managementhttp://www.eqm.com/ANI Pharmaceuticalshttp://www.anipharmaceuticals.com/TrustWave Holdingshttp://www.trustwave.com/Investment Team: Walter H. Barandiaran, Managing Partnerwalter@argentumgroup.comDaniel Raynor, Managing Partnerdraynor@argentumgroup.comSteve Berman, CFO/Vice Presidentsdberman@argentumgroup.comChris Leong, Principalcleong@argentumgroup.comPEArsenal Capital Partnerswww.arsenalcapital.comNew YorkMiddle MarketLife Sciences & HealthcareMedical DeviceFinancial ServicesManufacturing & IndustrialBusiness ServicesDefense & Homeland Security

100 Park Avenue, 31st FloorNew YorkNY10017212-771-1717212-771-1718

Arsenal Capital Partners, founded in 2000, is an industry-focused investor in middle-market niche products and services companies. The firm has $800 million of committed capital under management and targets businesses across all sectors in the $30 to $400 million enterprise value range. Arsenal is currently investing Capital Partners II, which has $500 million worth of commitments. The firm works closely with its portfolio companies by aggregating buying power and sharing best practices in procurement & supply chain, human capital, information technology, quality & six sigma, and program management. The firm focuses on the following end markets: Healthcare Pharmaceutical Services (Medical Devices, Healthcare Services); Specialty Industrial Specialty Chemicals & Materials (Aerospace Defense, Transportation & Logistics, Commercial / Industrial Services, Printing & Packaging); and Financial Services (Transaction Processing, Business Services, Financial Technology, Commercial & Consumer Finance, Insurance & Brokerage, Asset Management). Arsenal Capital Partners targets equity investments of $25 to $75 million in each portfolio company. Arsenal has an additional office in Shanghai, China. Portfolio companies include:Breckenridge Insurancehttp://breckis.com/Charter Brokeragehttp://charterbrokerage.net/DG3http://dg3.com/FrontStream Paymentshttp://www.frontstreampayments.com/iMDshttp://www.mdsystem.com/KGS-Alpha Capital Marketshttp://www.kgsalpha.com/Para-Chemhttp://www.parachem.com/Royal Adhesives & Sealantshttp://www.royaladhesives.com/Tempo Financial Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=51970191Novolyte Technologieshttp://www.novolyte.com/Source Refrigeration & HVAChttp://www.sourcerefrigeration.com/Velsicol Chemicalhttp://www.velsicol.com/Fluoro-Sealhttp://www.fluoroseal.com/WIRBhttp://www.wirb.com/Pages/default.aspxInvestment Team: Terence Mullen, Partnertmullen@arsenalcapital.comJeffrey Kovach, Partnerjkovach@arsenalcapital.comCarty Chock, Partnercchock@arsenalcapital.comJoelle Marquis, Partnerjmarquis@arsenalcapital.comStephen McLean, Partnersmclean@arsenalcapital.comTimothy Zappala, Partnertzappala@arsenalcapital.comCengiz Selman, Operating Partnercselman@aresenalcapital.comJohn Televantos, Partnerjtelevantos@arsenalcapital.comSteve Li, Senior Advisorsli@arsenalcapital.comVCAscend Venture Group, LLCwww.ascendventures.comNew YorkEarlyGrowthExpansionInformation TechnologyEducation & Training

1500 Broadway, 14th FloorNew YorkNY10036212-324-2222212-324-2230

Ascend Venture Group, LLC is a private investment management firm that, for more than a decade, has provided investors with opportunities in the areas of applied technology, education and select other industries where the firm's principals have expertise and strong support networks. Ascend invests from early to late stage throughout the Mid-Atlantic and California. Ascend typically invests $6-$10 million per investment, with an initial investment of $2-$5 million. The firm currently manages more than $150 million through various partnerships.Portfolio companies include:Boxxethttp://www.crunchbase.com/company/boxxetGridApphttp://gridapp.org/Tripologyhttp://www.tripology.com/Schoolnethttp://www.schoolnet.com/Channel Mhttp://en.wikipedia.org/wiki/Channel_MSageMetricshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=838881EarlyBirds Learninghttp://www.spoke.com/companies/earlybirds-learning-3e122f809e597c100357c7e9Retention Educationhttp://seddesaber.com/Netillahttp://www.aepnetworks.com/NextMediumhttp://www.nextmedium.com/PhatNoisehttp://www.phatnoise.com/Portagahttp://www.robertkost.com/portaga.com/index_old.htmPrintroom.comhttp://www.printroom.com/SafeRenthttp://www.residentscreening.net/SalesEdgehttp://se1.adccrm.net/Send Word Nowhttp://www.sendwordnow.com/Snap Appliancehttp://www.overlandstorage.com/The News Markethttp://www.thenewsmarket.com/ClassLinkhttp://www.classlink.com/Tabula Digitahttp://www.dimensionu.com/Tutor.comhttp://www.tutor.com/Wimbahttps://webhelp.wimba.com/Investment Team: Darryl Walsh, Managing Partner, 212-324-2225Felicia Allen, Partner and Chief Administrative Officer, 212-324-2222x102fallen@ascendventures.comCharles Crockett, Founding Partner, 212-324-2226ccrockett@ascendventures.comRoszell Mack III, Founding Partner, 212-324-2228rmack@ascendventures.comKylie A. D. Sachs, Partner, 212-324-2222x106ksachs@ascenventures.comVCAscent Biomedical Ventureswww.abvlp.comNew YorkSeedEarlyInformation TechnologyLife Sciences & HealthcareMedical Device

142 West 57th Street, Suite 4ANew YorkNY10019212-303-1680212-752-3633

Ascent Biomedical Ventures (ABV) is a venture capital firm investing in seed and early-stage biomedical technology companies developing medical devices, biopharmaceuticals, healthcare services, and information technology. ABV's principals and advisors work closely with entrepreneurs to manage the risks associated with deploying capital in startup companies.Portfolio companies include:Biomerixhttp://www.biomerix.com/Cara Therapeuticshttp://caratherapeutics.com/Crosstreeshttp://xtreesmed.com/Azevanhttp://www.azevan.com/home/Arstasishttp://www.arstasis.com/InnerPulsehttp://www.inner-pulse.com/SpinalKineticshttp://www.spinalkinetics.com/VivaSurehttp://www.patentgenius.com/assignee/VivasureMedicalLimited.htmlAry Therapeuticshttp://www.aryx.com/CuraSealhttp://www.curaseal.com/Guided Delivery Systemshttp://gdsmed.com/Metronomehttp://www.metronomeonline.com/SpineViewhttp://spineview.com/Synecorhttp://www.synecor.com/TargAnoxhttp://www.targanox.com/Xlumenahttp://xlumena.com/Ouroboros Medicalhttp://www.bioportfolio.com/corporate/company/4454/Ouroboros-Medical-Inc.htmlInvestment Team:Steve Hochberg, Managing Partnershochberg@abvlp.comGeoffrey W. Smith, Managing Partnergsmith@abvlp.comJon Edelson, M.D., Venture Partnerjedelson@abvlp.comJeffrey M. Sauerhoff, Partner & CFOAvi Kometz, M.D., PartnerLawrence Atinsky, Partner & General CounselFOFATP Private Equity Partnerswww.atp-pep.comNew YorkEarlyGrowthExpansionInformation Technology

515 Madison Avenue, Suite 3700New YorkNY10022212-644-5020212-644-1458

ATP Private Equity Partners was founded in 2001 and is one of Europe's largest investors in private equity funds, primarily in Western Europe and North America. The fund of funds has, to date, through the management company Private Equity Advisors ApS, approximately EURO 7 billion under management in five different funds: ATP PEP I K/S, ATP PEP II K/S, ATP PEP III K/S and ATP PE K/S. ATP has an annual investment program of more than EURO 500 million. ATP's team of 17 professionals aims to build long term relationships with the funds based on respect, trust and innovation. The limited partnership ATP Private Equity Partners IV K/S was established in December 2010 and has a commitment of approximately EURO 1.0 billion from its limited partner ATP. Private Equity Advisors K/S is responsible for the execution of ATP's private equity investment programs. Typically, ATP PEP invests in private equity funds in Europe and North America ranging from early stage venture capital to buyout funds and secondary funds. The typical commitment size ranges from EURO 10 to EURO 100 million.Portfolio companies include:Advent International VIhttp://www.adventinternational.com/Brazos IIIhttp://foothillsentertainment.com/brazos-cinema-3.htmlBridgepoint IVhttp://www.fool.com/investing/general/2012/04/25/4-star-stocks-poised-to-pop-bridgepoint-education.aspxClarus Ventures IIhttp://www.clarusventures.com/Herkules Capital IIIhttp://www.herkulescapital.no/index.php?setLanguage=en&visID=1Delphi Ventures VIIIhttp://www.delphiventures.com/Innova Capital Vhttp://www.innovacap.com/team/46/21/LS Power IIhttp://www.lspower.com/Mid Euorpa IIIhttp://www.mideuropa.com/Nordic Capital VIIhttp://www.nordiccapital.com/Polaris IIIhttp://en.wikipedia.org/wiki/PolarisWaterland IVhttp://waterlandhotel.com/?wh_id=122&id=4Yorktown IXhttp://en.wikipedia.org/wiki/Siege_of_YorktownIndia Value Fund IVhttp://ivfa.com/Arbor IIIhttp://www.ebay.com/itm/Orvis-Access-Mid-Arbor-III-Reel-5-9-weight-NEW-2011-/380359886536Archer Vhttp://www.vwarcher.com/EnCap VIIIhttp://www.encapinvestments.com/EQT VIhttp://www.eqt.se/en/Funds-startpage-NEW/Equity-Funds/EQT-VI/Oncap IIIhttp://www.oncap.com/Overview.aspxPerusa IIIhttp://www.yelp.com/biz/perusa-painting-and-coating-torranceQuad Partners IVhttp://quadpartners.com/VMG IIhttp://www.vmgpartners.com/Waterland Vhttp://www.waterland.nu/en/Linzor Capital Partners IIhttp://www.linzorcapital.com/index.php?conId=3Investment Team:Klaus Ruhne, Partnerklr@atp-pep.comJesper Voss Hansen, Vice Presidentjvh@atp-pep.comAdam Tesdorpf Saunte, Vice Presidentats@atp-pep.comSusanne Forsingdal, Partnersus@atp-pep.comChristian R. Brondencbp@atp-pep.comClaudio Demontis, Vice Presidentcld@atp-pep.comFOFAuda Alternative Investmentswww.auda.netNew YorkMiddle MarketManufacturing & IndustrialBusiness Services

888 Seventh Avenue, 41st FloorNew YorkNY10106212-863-2300212-593-2974

Established in 1989, Auda Alternative Investments and its affiliates are independent global alternative asset investment advisors managing over $4.4 billion in committed capital. Auda is an international firm with a network of affiliated professional relationships that enable them to identify and access investment opportunities. Auda has active investments in more than 200 private equity funds and averages a 20% return annually. The firm maintains additional offices in Germany, England, and Hong Kong.Portfolio companies include:N/AInvestment Team:Stephen Wesson, Managing Directorwesson@auda.netDavid S. Andryc, Managing DirectorTimothy Brody, Managing DirectorChris Lawrence, Managing DirectorPEAudax Mezzaninewww.audaxgroup.comNew YorkMiddle MarketManufacturing & IndustrialBusiness Services

280 Park Avenue, 20th FloorNew YorkNY10017212-703-2700212-703-2799

Audax Mezzanine invests in subordinated debt and junior securities of middle market companies and seeks transactions requiring $10 million to $60 million of mezzanine capital. Audax currently manages over $5.0 billion of capital through its private equity, mezzanine debt, and senior secured debt funds. Audax seeks to invest in a diverse portfolio of mezzanine securities to achieve attractive risk-adjusted rates of return. The firm aims to be the sole or lead investor, but will participate with other mezzanine debt investors in certain circumstances. Audax focuses on private and public middle market businesses with a history of cash flow stability, consistent revenue growth, and a controlling or influential shareholder who has meaningful capital at risk. The firm also considers investments in dynamic, fast-growing companies with experienced management and well-defined expansion strategies. Portfolio companies include:LTI Holdingshttp://en.wikipedia.org/wiki/Manganese_Bronze_HoldingsAllPoints Foodservice Parts & Supplieshttp://allpointsfps.com/Atkins Nutritionalshttp://www.atkins.com/home.aspxIntermedixhttp://www.intermedix.com/Joerns Healthcarehttp://www.joerns.com/Key Safety Solutionshttp://keysafetysolutions.com/Service Logichttp://www.servicelogic.com/Walls Industrieshttp://www.walls.com/Webexhttp://itunes.apple.com/us/app/cisco-webex-meetings/id298844386?mt=8Cloverhill Industrieshttp://www.quadcmanagement.com/investments/inv_cloverhill.htmDrayer Physical Therapyhttp://drayerpt.com/FairPay Solutionshttp://www.fairpaysolutions.com/Pelican Productshttp://pelican.com/RailWorkshttp://railsimulator.com/SafeWorkshttp://www.safeworks.com/Content/Default.aspxCharter Brokeragehttp://charterbrokerage.net/Chromaloxhttp://www.chromalox.com/Consolidated Precision Productshttp://cppcorp.com/GED Integrated Solutionshttp://www.gedusa.com/Lindstomhttp://www.lindstromtools.com/Rocorehttp://rocore.com/Shoes for Crewshttps://www.shoesforcrews.com/Sunlesshttp://www.sunless.com/Investment Team:Geoffrey S. Rehnert, Co-Chief Executive Officergrehnert@audaxgroup.comMarc B. Wolpow, Co-Chief Executive Officermwolpow@audaxgroup.comKevin P. Magid, Managing Directorkmagid@audaxgroup.comU. Peter C. Gummeson, Managing DirectorRahman Vahabzadeh, Managing Directorrvahabzadeh@audaxgroup.comSteven V. Ruby, Managing Directorsruby@audaxgroup.comRyan N. Benedict, Managing Directorrbenedict@audaxgroup.comAdam J. Weiss, Principalaweiss@audaxgroup.comPEAvenue Capital Groupwww.avenuecapital.comNew YorkMiddle MarketReal Estate

399 Park Avenue, 6th FloorNew YorkNY10022212-878-3500

Founded in 1995, Avenue Capital Group manages assets valued at approximately $13.1 billion. Headquartered in New York, with offices in London, Luxembourg, Munich, and five throughout Asia. Avenue Capital is a global investment firm whose strategies focus on opportunities in the U.S., Europe, and Asia. The firm targets distressed and undervalued debt and equity opportunities as well as long-short opportunities, real estate, and securitized loan obligations. As of March 31, 2012, the firm's assets under management allocated to the Avenue U.S. Strategy were estimated to be approximately $5.8 billion.Portfolio companies include:N/AInvestment Team: Marc Lasry, Chairman, CEO and Foundermlasry@avenuecapital.comSonia E. Gardner, President, Managing Partner and Foundersgardner@avenuecapital.comRob Symington, Senior Portfolio Managerrsymington@avenuecapital.comMichael Elkins, Portfolio ManagerShawn Foley, Co-Senior Portfolio ManagerMatthew Kimble, Portfolio ManagerJane Castle, Portfolio ManagerRandal Klein, Portfolio ManagerPEAvista Capital Holdings, LPwww.avistacap.comNew YorkMiddle MarketLife Sciences & HealthcareEnergy & Clean TechMedia & Digital MediaManufacturing & IndustrialConsumer Products

65 East 55th Street, 18th FloorNew YorkNY10022212-593-6900212-593-6901

Avista Capital Partners specializes in private equity investments primarily in growth oriented energy, healthcare, industrial, consumer, and media companies. According to published reports, Avista closed its debut fund with $2 billion in capital commitments. Avista was formed in 2005 by seven former partners who worked together at DLJ Merchant Banking, and focuses on buyout opportunities in the energy, healthcare and media spaces. It has committed approximately $1.1 billion of the fund so far. Avista makes controlling or influential minority investments of approximately $50 million to $300 million, and maintains an additional office in Houston. Avista makes controlling or influential minority investments, primarily in U.S.-based companies, in connection with various transaction structures, including leveraged buyouts, build-ups and growth financings. Portfolio companies include:BioReliancehttp://www.bioreliance.com/Geokineticshttp://www.geokinetics.com/Laramie Energyhttp://laramie-energy.com/Nycomedhttp://www.nycomed.com/Celtiquehttp://www.celtiqueenergie.com/Enduring Resourceshttp://www.enduringresources.com/Armored AutoGrouphttp://www.armoredautogroup.com/Basic Energy Serviceshttp://www.basicenergyservices.com/ConvaTechttp://www.convatec.com/Hansa Hydrocarbonshttp://www.hansahydrocarbons.com/Manti Explorationhttp://www.mantires.com/Home.htmOptiNosehttp://optinose.com/Peregrine Oil & Gas IIhttp://www.avistacap.com/portfolio/detail?id=11&time=&category=Spartan Offshore Drillinghttp://spartanoffshore.com/Royal Offshorehttp://www.royaloffshore.net/index.htmlACP II Marcellushttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=115702320WideOpenWesthttp://www.wowway.com/INC Researchhttp://www.incresearch.com/Sidewinderhttp://en.wikipedia.org/wiki/SidewinderInvestment Team:Thompson Dean, Co-Managing Partner and CEOdean@avistacap.comSteven Webster, Co-Managing Partner and Presidentwebster@avistacap.comDavid Burgstahler, PartnerRobert Cabes, Partnercabes@avistacap.comDavid Durkin, PartnerOhSang Kwon, PartnerNewton Aguiar, PartnerArthur Zuckerman, Partner and COOPEBabson Capital Management, LLCwww.babsoncapital.comNew YorkMiddle MarketBusiness Services

340 Madison Avenue, 18th FloorNew YorkNY10017917-542-8300

A subsidiary of Massachusetts Mutual Life Insurance Company, Babson Capital Management is an entrepreneurial investment firm focused on creating innovative investment strategies and solutions for sophisticated investors. The firm manages more than $142 billion in assets for a broad range of global institutional investors including Massachusetts Mutual Life Insurance Co. Babson Capital has experience in mezzanine and private equity financing, having been active in providing financing solutions for a wide-variety of partners since the 1960s. The firm's transactions are focused on leveraged buy-outs, corporate acquisitions and recapitalizations, with sizes ranging from $25- $300 million. The firm focuses on middle-market companies. Babson's typical investment commitment ranges from $10 - $50 million in mezzanine deals and $3 - $15 million in private equity investments. Babson recently closed its third mezzanine and private equity fund, Tower Square Capital Partners III, with $1.58 billion in capital commitments. It plans to invest in companies with enterprise values of less than $200 million. Babson maintains a global presence and has additional investment offices in Boston, Springfield, MA, Charlotte, NC, and Sydney, Australia. Portfolio companies include:AmerCablehttp://www.amercable.com/Investment Team:Thomas Finke, Chairman and CEOtfinke@babsoncapital.comMichael P. Hermsen, Managing Directormhermsen@babsoncapital.comRichard Spencer II, Managing Directorrspencer@babsoncapital.comMichael L. Klofas, Managing Directormklofas@babsoncapital.comDavid Wilmot, Managing Directordwilmot@babsoncapital.comAdam Eifion-Jones, Managing DirectorShane Forster, Managing Directorsforster@babsoncapital.comAdam Wheeler, Managing Directorawheeler@babsoncapital.comVCPEBain Capitalwww.baincapital.comNew YorkSeedEarlyGrowthExpansionLateInformation TechnologySoftware & InternetStorage & HardwareLife Sciences & HealthcareBusiness Services

590 Madison Avenue, 42nd FloorNew YorkNY10022212-326-9420212-421-2225

Established in 1984, Bain Capital is one of the world's leading private, alternative asset management firms whose affiliates manage over $60 billion. Bain Capital's family of funds includes private equity, venture capital, long/short public equity, credit products and global macro hedge funds. The firm's private equity team has raised ten funds and completed more than 250 investments in a broad range of industry sectors including consumer products/retail, financial services, telecommunications/technology, healthcare, information technology, and industrial. The firm also maintains offices in New York, Chicago, London, Munich, Mumbai, Hong Kong, Shanghai, and Tokyo.Portfolio companies include:RDChttp://www.race-dezert.com/home/AdReadyhttp://www.adready.com/GameStophttp://www.gamestop.com/DDIhttp://www.ddiworld.com/BloomReachhttp://www.bloomreach.com/Definity Healthhttp://definityhsa.com/Enclarityhttp://www.enclarity.com/iPay Technologieshttp://ipaytechnologies.com/LinkedInhttp://www.linkedin.com/Accellenthttp://accellent.com/AMC Entertainmenthttp://www.chicagotribune.com/business/sns-rt-us-amcentertainment-ipobre83q05r-20120426,0,5408394.storyBellsystem 24http://www.thtresearch.com/tht/companystats.php?Id=12024Brakes Grouphttp://www.brakesgroup.com/Dollaramahttp://www.dollarama.com/Edconhttp://www.edcon.co.za/Guitar Centerhttp://www.guitarcenter.com/Ideal Standardhttp://www.idealstandard.com/OSI Restaurant Partnershttp://www.osirestaurantpartners.com/SkillSofthttp://www.skillsoft.com/SunGardhttp://www.sungard.com/TeamSystemhttp://www.teamsystem.com/Unisourcehttp://www.unisourceworldwide.com/Village Ventureshttp://www.villageventures.com/Warner Music Grouphttp://www.wmg.com/WordPlayhttp://www.wordplay.com/Burlington Coat Factoryhttp://www1.burlingtoncoatfactory.com/bcf/Default.aspxToys R Ushttp://www.toysrus.com/shop/index.jsp?categoryId=2255956Trinseohttp://www.trinseo.com/MYOBhttp://myob.com.au/Brenntaghttp://www.brenntag.com/en/index.htmlBright Horizonshttp://www.brighthorizons.com/Investment Team:Ajay Agarwal, Managing Directoraagarwal@baincapital.comBear Albright, Managing Directorbalbright@baincapital.comAlon Avner, Managing DirectorDewey Awad, Managing Directordawad@baincapital.comAndrew Balson, Managing Directorabalson@baincapital.comSteve Barnes, Managing DirectorJosh Bekenstein, Managing DirectorJohn Connaughton, Managing DirectorJohn M. Connolly, Managing DirectorJeff Crisan, Managing DirectorSean Doherty, Managing Director and Chief Legal OfficerPaul Edgerley, Managing DirectorScott Friend, Managing DirectorJeffrey Glass, Managing DirectorDennis Goldstein, Managing DirectorJonathan Goodman, Managing DirectorChris Gordon, Managing DirectorMichael Goss, Managing Director and Chief Operating Officermgoss@baincapital.comDavid Gross-Loh, Managing DirectorBlair Hendrix, Managing DirectorJordan Hitch, Managing DirectorAdam Koppel, Managing DirectorMichael Krupka, Managing DirectorMatt Levin, Managing DirectorIan Loring, Managing DirectorPhil Loughlin, Managing DirectorMathew McPherron, Managing DirectorJames Nahirny, Managing DirectorMark Nunnelly, Managing DirectorJ. Benjamin Nye, Managing DirectorStephen Pagliuca, Managing DirectorWilliam Pappendick, Managing DirectorIan Reynolds, Managing DirectorPeter Riehl, Managing DirectorJeffrey Schwartz, Managing DirectorJohn Toussaint, Managing DirectorMark Verdi, Managing DirectorMichael Ward, Managing DirectorJeffrey Woolbert, Managing DirectorRobert W. Ehrhart, Managing Director, Investor Relations (New York)Seth Meisel, Managing Directorsmeisel@baincapital.comAnand More, Managing Director (New York)Stephen Thomas, Principal (New York)Stephen Zide, Managing Director (New York)VCBaker Capitalwww.bakercapital.comNew YorkEarlyGrowthExpansionInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital Media

575 Madison Avenue, 8th FloorNew YorkNY10022212-848-2000212-646-0660

Founded in 1995, Baker Capital is a private equity firm formed to capitalize on the dynamic opportunity in the communications industry created by deregulation, new technology, and growth of the Internet. Baker Capital makes investments primarily in communications equipment, services and applications providers. The firm seeks to achieve substantial capital appreciation while minimizing downside risk and will target significant minority or controlling equity positions in approximately 20 businesses. The firm prefers to invest in later stage companies and, to a lesser extent, earlier stage situations that have the potential for significant portfolio impact. Baker invests in growth companies at all stages of development in both Europe and North America. The firm typically seeks liquidity for each investment within a five-year period. Baker's funds under management aggregate $1.5 billion.Portfolio companies include:Broadview Networkshttp://www.broadviewnet.com/BVN/Default.aspDotsterhttp://www.dotster.com/Interxionhttp://www.interxion.com/PlusTVhttp://en.wikipedia.org/wiki/PlusTVEM4http://em4inc.com/Medianethttp://www.mndigital.com/QSChttp://qscaudio.com/Teem Photonicshttp://www.teemphotonics.com/Wine.comhttp://www.wine.com/Investment Team: John Baker, Founderjbaker@bakercapital.comHenry Baker, Founderhbaker@bakercapital.comRob Manning, General PartnerPeter Ekelund, Managing Directorpekelund@bakercapital.comJoseph Saviano, CFOjsaviano@bakercapital.comFaisal NisarKerri FordPEThe Barish Fundwww.barishfund.comNew YorkMiddle MarketBusiness ServicesManufacturing & Industrial

51 Village Gate WayNyackNY10960845-727-2000845-727-2006

Established in 2005, The Barish Fund is a private equity investment firm that focuses on acquiring, operating and growing small companies. The fund invests, through structured succession plan, management buy-out, management buy-in and tailored transaction, in companies that have above-average revenue growth, strong market positions and quality reputations, but are facing operational or financial roadblocks to future success. The fund will, under appropriate circumstances, purchase 100% of a company. Typical portfolio companies have annual sales of $5 million to $50 million and EBITDA of $1.5 million to $8 million. The fund invests in middle market niche manufacturing and specialty service companies, but avoids restaurants, technology, biotech, and highly capital intensive industries. Barish maintains an additional office in Massachusetts.Portfolio companies include:N/AInvestment Team: Keith Barish, PartnerWilliam Keller, COObkeller@barishfund.comLisa Long Adler, Directorlisa@barishfund.comNicholas Stefanov, Directornick@barishfund.comHolly Sullivanholly@barishfund.comPEBC Partnerswww.bcpartners.comNew YorkMiddle MarketManufacturing & IndustrialBusiness ServicesRetail & RestaurantSports & Entertainment

667 Madison AvenueNew YorkNY10065212-891-2880212-891-2899

BC Partners is a leading private equity firm that has played an active role in the development of the large buy-out market for 25 years. The firm operates as an integrated team through its offices in Europe and America. Since its formation in 1986, BC Partners has completed 79 investments in companies with a total enterprise value of EURO 74 billion. BC Partners targets a small number of investments each year. BC Partners can commit over EURO 2bn of equity to any single transaction. The team of 54 professionals can concentrate its effort on larger, multi-country transactions which typically have significant operations in Europe even when the principal place of business is elsewhere. BC Partners maintains additional offices in London, Paris, Milan, and Hamburg. Portfolio companies include:MultiPlanhttp://www.multiplan.com/index.cfmSpotless Grouphttp://www.spotlessgroup.eu/Synlabhttp://synlab.gatech.edu/ATIhttp://ati.amd.com/Office Depothttp://www.officedepot.com/promo.do?file=/promo/pages/0928_recycling.jspSGBhttp://www.sportsonesource.com/news/spor/spor_main.aspIntelsathttp://www.intelsat.com/Bureau Van Dijkhttp://www.bvdinfo.com/home.aspxFoxtonshttp://www.foxtons.co.uk/Brenntaghttp://www.brenntag.com/en/index.htmlRegency Entertainmenthttp://www.newregency.com/FitnessFirsthttp://www.fitnessfirstclubs.com/Amadeushttp://amadeus.net/BAXIhttp://www.baxi.co.uk/Com Hemhttps://www.comhem.se/Gruppo Coinhttp://www.gruppocoin.com/Phones 4uhttp://www.phones4u.co.uk/Nillehttp://nillephilbert.com/Investment Team: Raymond SviderJames RubinJustin BatemanHans HadererMichael ChangFahim AhmedW. Bradley YaleJoshua PangDipak ChaudhariF. Mark FariborzDavid JiangPEThe Beekman Groupwww.thebeekmangroup.comNew YorkMiddle MarketFinancial ServicesBusiness ServicesConsumer ProductsLife Sciences & Healthcare

275 Madison Avenue, 37th FloorNew YorkNY10016646-502-3300 646-502-3333

The Beekman Group, LLC (TBG) is a leading private equity firm dedicated to bringing financial and operational sophistication to small middle-market companies. TBG's team consists of experienced private equity and operating professionals, as well as a select group of industry partners who are leading executives in TBG's targeted industry segments. The firm's targeted industry sectors are Financial Services, Infrastructure, Consumer and Business Services. Beekman seeks distressed or special situations in companies with revenue between $10 and $200 million, enterprise value between $10 and $50 million, and operating income greater than $2 million. Typical investments range from $5 to $25 million. In order to execute transactions or make larger equity investments, TBG has established a few select, long-term relationships with financial partners that allow the firm to complete transactions up to $300 million. TBG has approximately $200 million of equity capital, and has assembled a portfolio of companies which aggregate over $1 billion in revenues. Portfolio companies include:Integrohttp://www.integro.com/TBG Food Acquisitionhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=100656755Ironshorehttp://www.ironshore.com/Gentle Dentalhttp://www.gentledental.com/TBG Anesthesia Holdingshttp://www.thebeekmangroup.com/news-1/the-beekman-group-announces-controlling-investment-in-the-anesthesia-practice-management-industryOld American County Mutual Fire Insurancehttp://countymutual.com/Investment Team: John G. Troiano, Managing Partner and Chief Executive Officerjtroiano@thebeekmangroup.comAndrew V. Marolda, Managing Directoramarolda@thebeekmangroup.comAndrew M. Brown, Managing Directorabrown@thebeekmangroup.comLex Wolf, Managing Directorlwolf@thebeekmangroup.comClement S. Dwyer Jr., Managing Directorcdwyer@thebeekmangroup.comPEBehrman Capitalwww.behrmancap.comNew YorkMiddle MarketInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesDefense & Homeland Security

126 East 56th Street, 27th FloorNew YorkNY10022212-980-6500212-980-7024

Behrman Capital is a private equity investment firm with more than $2.0 billion of capital under management. Founded in New York in 1991, the firm invests in management buyouts, leveraged buildups and recapitalizations of established growth companies. Behrman Capital is targeting $1 billion for its fourth fund, according to a regulatory filing. The New York-based buyout firm previously raised $1.2 billion for its third fund in 2001, and already has secured more than $137 million for its new effort. Target companies typically have revenues ranging from $50 million to $500 million. Behrman's equity investments are generally between $25 million and $100 million. In 1996 the firm expanded with an additional office in San Francisco. Behrman's investments have been focused in five industries: Health Care, Defense, Specialty Manufacturing, Business to Business Outsourcing, and Information Technology.Portfolio companies include:Esoterixhttp://www.esoterix.com/Hunter Defensehttp://www.hdtglobal.com/ACS Datalinehttp://www.acsdataline.com/careers.aspPeacock Engineeringhttp://peacockeng.com/Athena Diagnosticshttp://athenadiagnostics.com/Nimbus CD Internationalhttp://www.answers.com/topic/nimbus-cd-international-incBrooks Equipmenthttp://www.brooksequipment.com/Selig Sealing Productshttp://www.seligsealing.com/Tandem Healthcarehttp://tandemcare.com/WIL Research Laboratorieshttp://www.wilresearch.com/Atherotechhttp://www.atherotech.com/Woodcraft Industrieshttp://www.woodcraftindustries.com/Pelicanhttp://pelican.com/Ark Holding Companyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=3778855ILC Industrieshttp://ilcindustries.com/The Management Network Grouphttp://www.tmng.com/Investment Team: Grant G. Behrman, Managing PartnerWilliam M. Matthes, Managing Partnerwmatthes@behrmancap.comSimon P. Lonergan, PartnerTom W. Perlmutter, Partnertperlmutter@behrmancap.comGary K. Dieber, CFOJeffrey S. Wu, Vice PresidentVCBertelsmann Digital Media Investments (BDMI)www.bdmifund.comNew YorkSeedEarlyMedia & Digital MediaSports & Entertainment

1745 BroadwayNew YorkNY10019212-782-8806

BDMI is a strategic venture investor focused on innovative digital media technologies, products, and distribution channels across the globe. The firm looks for opportunities where Bertelsmann can accelerate growth through BDMI's financial and management resources and close connectivity with one or more Bertelsmann divisions. Covering seed stage to early rounds, the firm's ideal investment includes a management team passionate about their business and dedicated to building clear and sustainable competitive advantage. BDMI is a wholly owned subsidiary of Bertelsmann AG, a leading global media company with consolidated revenues of over EURO 15.4 billion (U.S. $22 billion). With more than 600 individual companies, Bertelsmann has significant interests in all areas of media, including books, magazines, music, television, direct marketing, and media services. BDMI invests worldwide, and maintains an additional office in Germany.Portfolio companies include:Vocelhttps://www.pillphone.com/Ebraryhttp://www.ebrary.com/The Princeton Reviewhttp://www.princetonreview.com/Exit Gameshttp://www.exitgames.com/UITVhttp://uitvconnect.com/Flatworld Knowledgehttp://flatworldknowledge.com/LearnShiphttp://www.learnship.com/Sportal.dehttp://www.sportal.de/Mojivahttp://www.mojiva.com/Vindiciahttp://www.vindicia.com/ImageSpanhttp://www.licensestream.com/licensestream2/Portal/index.aspxQeePhttp://qeep.mobi/xmps/login.doAmerican Reading Companyhttp://www.americanreading.com/Trion World Networkshttp://www.trionworlds.com/RoyaltySharehttp://royaltyshare.com/RegioHeldenhttp://www.regiohelden.de/SkimLinkshttp://skimlinks.com/Seedcamphttp://www.seedcamp.com/Content Fleethttp://www.contentfleet.com/H-Farmhttp://www.h-farmventures.com/CrowdTwisthttp://crowdtwist.com/AdSperthttp://www.adspert.de/Cabiedes & Partnershttp://www.linkedin.com/company/cabiedes-&-partnersInvestment Team: Keith Titan, Principalktitan@bdmifund.comUrs Cete, Managing DirectorJan Borgstadt, PrincipalTobias Schirmer, Investment ManagerPEBeverage Marketing Corporationwww.beveragemarketing.comNew YorkMiddle MarketConsumer Products

850 Third Avenue, 18th FloorNew YorkNY10022212-688-7640212-826-1255

Founded in 1972, BMC/BMC Financial is a specialized partnership designed and structured to help clients realize corporate strategic and financial objectives in the beverage and food industries around the world. With a background of more than 200 successful transactions and a total value exceeding one billion dollars, BMC/BMC Financial provides corporate management with a full range of investment banking services. The firm focuses on privately held, middle market transactions ranging in value from $2 million to $250 million.Portfolio companies include:Abita Springs Waterhttp://www.kentwoodsprings.com/Tyler Mountain Juicehttp://www.tylermountainwater.com/Honest Teahttp://www.honesttea.com/Unistrawhttp://www.unistraw.com/High Falls Brewinghttp://www.geneseebeer.com/Investment Team: Barclay H. Griffiths, Managing Directorbgriffiths@bmcny.comFIBlack Coral Capitalwww.blackcoralcapital.comNew YorkEarlyEnergy & Clean Tech

60 East 42nd Street, Suite 2514New YorkNY10165

Black Coral Capital is a family fund that invests in clean energy companies both directly and through funds. Formed in 2008, the company has offices in New York, Boston, and Montreal. Black Coral Capital invests exclusively in Cleantech and alternative energy plays. The firm is generally interested in smarter use of energy resources, and in plays that leverage existing infrastructures. Firm partner, Rob Day, was previously a senior investment team member with @Ventures (see profile), an early stage cleantech venture capital firm.Portfolio companies include:Digital Lumenshttp://www.digitallumens.com/Arsenal Venture Partnershttp://www.arsenalvp.com/Powerit Solutionshttp://www.poweritsolutions.com/MiaSolehttp://miasole.com/Next Step Livinghttp://nextsteplivinginc.com/ZETAhttp://en.wikipedia.org/wiki/ZetaOneRoof Energyhttp://www.oneroofenergy.com/Investment Team: Christian Zabbal, Managing DirectorRob Day, PartnerNikhil Garg, Vice Presidentnikhil@blackcoralcapital.comPEBlackEagle Partners, LLCwww.blackeaglepartners.comNew YorkMiddle MarketManufacturing & IndustrialConsumer ProductsTransportation & DistributionBusiness Services

750 Lexington Ave, Suite 1501 New YorkNY10022917-591-6010

BlackEagle Partners, LLC, with offices in Bloomfield Hills, Michigan and New York, is an operationally focused, middle market private equity firm. Founded in 2005, BlackEagle focuses on the lower middle market industrial space targeting opportunities in Underperforming or troubled businesses; Non-core subsidiaries of larger companies; Companies in breach of their covenants; Companies in or near bankruptcy; Companies impacted by external shocks and globalization; and Businesses in out-of-favor industries. BlackEagle makes investments between $5 million and $25 million across a broad range of industries excluding technology and real estate. The firm is interested in pursuing companies with: revenues between $25 and $250 million and EBITDA of negative-$25 million.Portfolio companies include:Federal Broach & Machinehttp://www.federalbroach.com/Rockford Productshttp://www.rockfordproducts.com/InStar Services Grouphttp://www.instar.com/US LBM Holdingshttp://www.uslbm.com/Waste Associateshttp://wasteassociates.com/Investment Team:Garrett P. Kanehann, Partner, 313-647-5348gkanehann@blackeaglepartners.comJason G. Runco, Partner, 313-647-5347jrunco@blackeaglepartners.comJ. W. Henry Watson, Partner, 313-647-5330hwatson@blackeaglepartners.comMichael D. Madden, Managing Partnermmadden@blackeaglepartners.comPEBlackRockwww2.blackrock.com/USNew YorkMiddle MarketInformation TechnologyBusiness Services

Park Avenue Plaza55 East 52nd St.New YorkNY10055212-810-5300212-409-3123

BlackRock is a provider of global investment management, risk management and advisory services to institutional and retail clients around the world. As of December 31, 2011, BlackRock's assets under management totaled $3.513 trillion across equity, fixed income, cash management, alternative investment, real estate and advisory strategies. Founded in 1999, BlackRock Private Equity Partners (PEP) specializes in managing diversified private equity portfolios inclusive of primary, secondary and direct co-investments. Currently, BlackRock PEP's infrastructure and investment highlights include: a dedicated team of 53 professionals including 24 investment professionals; Locations in New York; Princeton, New Jersey; Durham, North Carolina; and London; and Investment commitments in venture capital, growth capital, leveraged buyout, mezzanine financing, energy and distressed private equity transactions and funds.Portfolio companies include:N/AInvestment Team:Russell Steenberg, Managing Directorruss.steenberg@blackrock.comLynn Baranski, Managing Directorlynn.baranski@blackrock.comStephen Kelly, Managing Directorstephen.kelly@blackrock.comJay Park, Managing Directorjay.park@blackrock.comSallie Shuping Russell, Managing Directorsally.shuping.russell@blackrock.comPEBlackRock Kelso Capitalwww.blackrockkelso.comNew YorkMiddle MarketInformation TechnologyBusiness Services

40 East 52nd Street, 21st FloorNew YorkNY10022212-810-5800212-810-5801

BlackRock Kelso Capital provides middle-market companies with flexible financing solutions, including senior and junior secured, unsecured and subordinated debt securities and loans, and equity securities. The firm's strategy is to provide capital to meet our clients' current and future needs across this spectrum, creating long-term partnerships with growing middle-market companies. BlackRock Kelso Capital was formed in 2005 by management, BlackRock, Inc. and principals of Kelso & Company. BlackRock Kelso Capital has capital resources exceeding $1 billion. Typical investment size ranges from $10 million to $50 million, with flexibility to invest larger or smaller amounts. Since the commencement of The firm's operations, BlackRock Kelso's team of investment professionals has evaluated more than 2,000 investment opportunities and completed over 120 investments, aggregating over $2.4 billion in capital provided to middle-market companies through September 2011.Portfolio companies include:A & A Manufacturinghttp://www.gortite.com/Advantage Sales & Marketinghttp://www.asmnet.com/AGY Holdinghttp://www.agy.com/Alpha Media Grouphttp://www.alphamedia.net/Al Solutionshttp://alsolutionsinc.com/American Residential Serviceshttp://www.ars.com/AmQuip Crane Rentalhttp://www.amquip.com/Arclin US Holdingshttp://www.alacrastore.com/company-snapshot/Arclin_US_Holdings_Inc-4065868Ascend Learninghttp://www.ascendlearning.com/Ashton Woods USAhttp://www.ashtonwoodshomes.com/index.phpAspen Marketing Holdingshttp://www.aspenmarketing.com/Bankruptcy Management Solutionshttp://www.bms7.com/The Bargain! Shop Holdingshttp://www.thebargainshop.com/Berlin Packaginghttp://www.berlinpackaging.com/BLB Worldwide Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=100849045Facet Investmenthttp://www.corporationwiki.com/Florida/South-Miami/facet-investment-group-inc-3778291.aspxHeartland Automotivehttp://hauto.net/Event Rentalshttp://www.event-rentals.com/Conney Safety Productshttp://www.conney.com/Hoffmaster Grouphttp://www.hoffmaster.com/M&M Tradition Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=106839540MCCO Group Holdingshttp://www.mccigroup.com/MediMediahttp://medimedia.com/MedQuisthttp://www.medquist.com/The Pay-O-Matic Corphttp://payomatic.com/Potters Holdings IIhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=129926309Sizzling Platterhttp://www.sizzlingplatter.com/Sur La Tablehttp://www.surlatable.com/Westward Doughhttp://westwarddough.com/Investment Team:James R. Maher, Chairman & Chief Executive OfficerMichael B. Lazar, Chief Operating OfficerCorinne Pankovcin, Chief Financial OfficerLaurence D. Paredes, Esq., General CounselJason A. Mehring, Managing DirectorR. Marshall Merriman, Jr., Managing DirectorBasil Palmeri, Managing DirectorStephen N. Sachman, Managing DirectorWillis Ryckman, IV, Managing DirectorAlbert Sun, Managing DirectorScott J. Booth, Vice PresidentRyan K. Carroll, Vice PresidentConor R. McAuliffe, Vice PresidentPEThe Blackstone Groupwww.blackstone.comNew YorkMiddle MarketLateInformation TechnologyReal Estate

345 Park AvenueNew YorkNY10154212-583-5000212-583-5749

Founded in 1985, Blackstone is a leading global alternative asset manager and provider of financial advisory services (listed on the New York Stock Exchange) with total assets under management of approximately $166.2 billion. Blackstone's private equity team has invested in approximately 162 companies in a variety of industries and geographies. The firm's alternative asset management businesses include the management of Corporate Private Equity funds; Real Estate opportunity funds; and Mar--ketable Alternative Asset Management funds, including: Funds of Hedge fund, Mezzanine funds, Senior Debt Vehicles, Proprietary Hedge funds, and Closed-End Mutual funds. Blackstone has additional offices in Boston, Atlanta, Dallas, Chicago, Los Angeles, San Francisco, Paris, London, Hong Kong, Mumbai, and Tokyo.Portfolio companies include:Allianthttp://www.alliantpowder.com/Arielhttp://en.wikipedia.org/wiki/Ariel_(The_Little_Mermaid)Emcurehttp://www.emcure.co.in/ReAblehttp://www.merriam-webster.com/dictionary/reableCatalent Pharma Solutionshttp://www.catalent.com/index.phpFreeScalehttp://www.freescale.com/Moser Baer Projectshttp://www.moserbaerprojects.com/Gateway Railhttp://www.gatewayrailservices.com/Dili Grouphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=99727142SeaWorld Parks & Entertainmenthttp://www.seaworldparksandentertainment.com/Summit Materialshttp://www.summit-materials.com/Apria Healthcarehttp://markets.financialcontent.com/stocks/news/read/21221204/Apria_Healthcare_Group_Inc._Announces_First_Quarter_2012_Financial_ResultsCMS Computers Limitedhttp://cms.com/Blue Starhttp://en.wikipedia.org/wiki/Blue_starAlliedBarton Security Serviceshttp://www.alliedbarton.com/Leicahttp://www.leica.com/Antares Restaurant Grouphttp://www.kompass.co.nz/business-profiles/671810.htmlExeter Financehttp://www.exeterfinance.com/Jack Wolfskinhttp://www.jack-wolfskin.com/home.aspxTangerinehttp://en.wikipedia.org/wiki/TangerineMIVISAhttp://www.mivisa.com/Polymer Grouphttp://www.polymergroupinc.com/en/China Animal Healthcarehttp://www.chinanimalhealthcare.com/NSL Seedshttp://www.nuziveeduseeds.com/Investment Team: Stephen A. Schwarzman, Chairman & CEOHamilton E. James, President & COOJ. Tomilson Hill, Vice ChairmanMichael S. Chae, Senior Managing DirectorChinh E. Chu, Senior Managing Directorchu@blackstone.comTimothy Coleman, Senior Managing Directorcoleman@blackstone.comJohn Dionne, Senior Managing DirectorDavid I. Foley, Senior Managing DirectorBrian Gavin, Senior Managing DirectorJonathan D. Gray, Senior Managing DirectorFlip Huffard, Senior Managing DirectorBrian Levine, Senior Managing DirectorHalbert D. Lindquist, Senior Managing DirectorPrakash A. Melwani, Senior Managing DirectorThomas Middleton, Senior Managing DirectorGarrett Moran, Senior Managing Director, 212-583-5531morang@blackstone.comLarry Nath, Senior Managing DirectorRaffiq A. Nathoo, Senior Managing DirectorJames Quella, Senior Managing DirectorPeter Rose, Senior Managing DirectorNeil P. Simpkins, Senior Managing DirectorJoan Solotar, Senior Managing DirectorJohn Studzinski, Senior Managing DirectorStephen Sullens, Senior Managing DirectorPeter Wallace, Senior Managing DirectorKenneth Whitney, Senior Managing DirectorSteve Zelin, Senior Managing DirectorPEBlue 9 Capitalwww.blue9capital.comNew YorkMiddle MarketInformation TechnologySoftware & InternetFinancial ServicesManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & Restaurant

145 Hudson Street, #401New YorkNY10013212-798-0400212-798-0401

Blue 9 Capital is a New York City-based private equity firm with experience and expertise in small middle-market company investments. Founded in 1984, the firm targets investments in manufacturing, retail, consumer products, services and technology companies that are located in the eastern half of the U.S. Blue 9 invests $2 -$10 million of equity in companies with sales of $10 -$50 million and EBITDA of $1 -$5 million. . Blue 9 has made equity and subordinated debt investments in transaction structures that have included leveraged buyouts, recapitalizations and growth capital investments.Portfolio companies include:Compoze Softwarehttp://www.ca.com/us/partners/spotlight.aspx?cid=57150Ebonitehttp://ebonite.com/products/ExpertPlanhttps://www.expertplan.com/defaultep.jspGinsey Industrieshttps://www.ginsey.com/NavTrakhttp://www.navtrakgps.com/SpectraDatahttp://spectradata.com/Weslohttp://www.weslo.com/Performancehttp://www.performancebike.com/bikes/TopCategories_10052_10551_-1WAM Systemshttp://www.wamsystems.com/Investment Team:Steve Tuttleman, Partnersteve@blue9capital.comAllen Paik, Partnerallen@blue9capital.comHakan Ergulec, Vice Presidenthakan@blue9capital.comPEBlue Wolf Capital Management, LLCwww.blue-wolf.comNew YorkMiddle MarketFinancial ServicesManufacturing & IndustrialBusiness ServicesMedia & Digital Media

One Liberty Plaza165 Broadway, 52nd FloorNew YorkNY10006212-488-1340

Founded 2005, Blue Wolf makes control investments of $10 million and up in middle-market companies. The firm uses creative problem-solving to identify investment opportunities in attractive companies whose value is obscured by: reliance on government policy or subsidy; poor labor relations; and/or financial distress coupled with management or governance dysfunction. Blue Wolf does not target any particular industry and the firm's partners have led successful investments in a wide range of businesses, including service and applied engineering companies, capital equipment manufacturers, general manufacturing, financial services and broadcast media. Typically the firm targets American or Canadian companies with minimum revenues of $25 million. With a minimum of a $20 million transaction size and a minimum investment size of $10 million, Blue Wolf structures investments as debt or hybrid debt/equity instruments, and in the case of bankruptcies, the firm may provide debtor-in-possession financing in conjunction with a plan to take control post-bankruptcy. Blue Wolf does not invest in start-ups or re-starts of closed businesses.Portfolio companies include:Gloucester Engineeringhttp://www.gloucesterengineering.com/Northern Timber Nova Scotiahttp://blue-wolf.com/investments/northern-timber-nova-scotia.phpFinch Paperhttp://finchpaper.com/Northern Pulphttp://northernpulp.ca/American Builders Supplyhttp://www.absupply.com/Channel Technologieshttp://www.channeltechgroup.com/Pharmaceutical Strategies Grouphttp://psgconsults.com/Investment Team: Adam Blumenthal, Founding and Managing Partner, 212-488-1341adam@blue-wolf.comDana Lowy, Director of Operations, 212-488-1350dana@blue-wolf.comHarnajeet Narulla, Principal, 212-488-1343haran@blue-wolf.comAndrew Schwartz, Vice President, 212-488-1346andrew@blue-wolf.comWalter Stasik, Operating Partner, 212-488-1340walt@blue-wolf.comVan Walbridge, Operating Partner, 212-488-1340van@blue-wolf.comJosh Wolf-Powers, Founding Partner, 212-488-1342josh@blue-wolf.comGreg Collins, Operating Partner, 212-488-1355greg@blue-wolf.comCharles Miller, Partner, 212-488-1348cmiller@blue.wolf.comMike Musuraca, Managing Director, 212-488-1353mikem@blue-wolf.comMichael Ranson, Partner, 212-488-1344michael@blue-wolf.comBob Sharp, Operating PartnerVCBoldcap Ventures, LLCwww.boldcap.comNew YorkEarlyGrowthInformation TechnologyLife Sciences & Healthcare

750 Lexington Ave., 6th Floor New YorkNY10022212-730-5498917-591-0880

Boldcap Ventures is a venture capital fund focused on investing in early to mid-stage companies, primarily in the healthcare and technology sectors. The investor base is comprised exclusively of highly accomplished professional women based in the NY area. The firm meets quarterly with its 40 individual investors, who play a supporting role in sourcing and evaluating investments for the fund and most importantly in adding value to the group's portfolio companies. By leveraging the talent, experience and contacts of the group's investor network, Boldcap opens doors for its portfolio companies and provides them with strategic support. The firm typically invests together with other venture capital funds in financings of $5-$15 million for companies seeking growth capital to fund operations or acquisitions. Although it is not a requirement, Boldcap expects that many of its investments will be in companies that are managed by women or whose products or services target women.Portfolio companies include:Aquea Scientifichttp://aqueascientific.com/GoFishhttp://gofish.com/Cylexhttp://cylex.net/Proto Softwarehttp://www.protosw.com/The NewsMarkethttp://www.thenewsmarket.com/GateWay/Gateway.aspx?bhfx=&bhfv=0&bhmp=0&bhqs=1IMTraderhttp://www.imtrader.com/Precision Therapeuticshttp://www.precisiontherapeutics.com/AgraQuesthttp://www.agraquest.com/Investment Team:Amy Rosen Wildstein, Fund Manageramy@boldcap.comKay Koplovitz, Governing BoardPenny Zuckerwise, Governing BoardVCBOLDstart Ventureshttp://boldstart.vcNew YorkSeedInformation TechnologySoftware & Internet

New YorkNY

BOLDstart Ventures is a New York-based, micro-VC fund that seeks to partner with and provide seed funding to bold entrepreneurs in the Internet, mobile, and cloud computing markets. Founded by Ed Sim in partnership with lead investor Penny Black, the firm actively works with entrepreneurs to help them become market leaders. Ed Sim has been leading first round investments for over 15 years and financed many leading enterprises like Greenplum (sold to EMC), GoToMyPC (sold to Citrix), 24/7 Media (public and sold to WPP Group), LivePerson (Nasdaq: LPSN), Answers.com (Nasdaq: ANSW), and Gizmo5 (sold to Google). BOLDstart seeks to invest in companies primarily in New York, however is open to invest nationally.Portfolio companies include:Blazehttp://www.theblaze.com/DoodleDealshttp://diapers.plumdistrict.com/Enterproidhttp://www.divide.com/IndieGoGohttp://www.indiegogo.com/LocalResponsehttps://localresponse.com/Playhavenhttp://www.playhaven.com/Status.nethttp://status.net/Trackshttp://www.tracksdenver.com/Rapportivehttp://rapportive.com/Yipithttp://yipit.com/GoInstanthttp://www.goinstant.com/ShowMehttp://www.showme.com/Thinknearhttp://www.thinknear.com/Investment Team:Ed Sim, Managing Partner and FounderJustin WohlstadterVCBraemar Energy Ventureswww.braemarenergy.comNew YorkEarlyGrowthInformation TechnologyCommunications & NetworkingEnergy & Clean Tech

340 Madison Avenue, 18th FloorNew YorkNY10017212-697-0900212-210-5788

Founded in 2002, Braemar Energy Ventures is a New York-based firm focused on early-to-mid-stage energy tech opportunities. Within the energy technology sector, Braemar focuses on clean fuel processes, advanced power conversion, clean fuel storage, electrical and mechanical storage, pollution control, demand-side management, power electronics, and information technology/energy related communications. A typical Braemar investment ranges from $5 million to $25 million in a particular company, with a standard investment between $1 million and $10 million in a single round of financing. The firm recently closed its second fund with $250 million in capital commitments. Limited partners include MassMutual, AlpInvest Partners, Morgan Stanley Alternative Investments, Robeco, GIC Special Investments, Macquarie and the PCG Clean Energy and Technology Fund (sponsored by CalPERS). The firm maintains an additional office in Boston.Portfolio companies include:EnerNOChttp://www.enernoc.com/Solicorehttp://www.solicore.com/CoalTekhttp://www.coaltek.com/Stionhttp://www.stion.com/PowerGenixhttp://www.powergenix.com/Vereniumhttp://www.verenium.com/Afinahttp://afinacorporation.com/Luminushttp://www.luminus.com/Fractal Systemshttp://www.fractalsystemsinc.com/Cerion Energyhttp://www.cerionenergy.com/Ioxushttp://www.ioxus.com/Nuventixhttp://www.nuventix.com/Laser Light Engineshttp://laserlightengines.com/Enerkemhttp://enerkem.com/Climoshttp://www.climos.com/Proterrohttp://proterro.com/OpxBiohttp://www.opxbiotechnologies.com/Fulhamhttp://www.fulhamfc.com/home.aspxCirusEnergyhttp://www.cirrusenergy.ca/main/GridNethttp://www.grid-net.com/Conveyhttp://www.convey.com/General Fusionhttp://www.generalfusion.com/Viridty Energyhttp://viridityenergy.com/MC10http://mc10inc.com/Bioformixhttp://bioformix.com/Nexsteppehttp://www.nexsteppe.com/Utilidatahttp://utilidata.com/Powervationhttp://www.powervation.com/Sefairahttp://www.sefaira.com/Investment Team: George S. Reichenbach, Managing Partnergreichenbach@braemarenergy.comNeil S. Suslak, Managing Partnernsuslak@braemarenergy.comWilliam D. Lese, Managing Partnerwlese@braemarenergy.comDennis R. Costello, Managing Partnerdcostello@braemarenergy.comJiong Ma, PartnerScott E. DePasquale, PartnerPEBranford Castle, Inc.www.branford-castle.comNew YorkMiddle MarketMedia & Digital MediaFinancial ServicesManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & Restaurant

150 E. 58th Street, 29th FloorNew YorkNY10155212-317-2020212-317-2053

Branford is a long-term, control investor in small to medium sized "old economy" businesses. With each new investment, Branford builds on its senior management's 35-year history of buying and growing businesses, which now spans over 150 control investments and represents many billions of dollars in transaction value. Branford itself was founded in 1986 and is currently managing a substantial number of portfolio companies. Branford has over $200MM in equity available for investment, as well as an extensive array of senior and mezzanine lender relationships. New Branford platform investments typically fall in the $10-40MM enterprise value range. Branford Castle is looking for businesses that have a leadership position in a definable market niche, a proprietary competitive advantage, and a top-rate management team committed to growth. Traditionally, Bradford Castle makes control and non-control investments in companies with up to $75MM in total enterprise value. Areas of specific interest include manufacturing, commercial distribution, service businesses, consumer products and services, specialty publishing, restaurants, and infrastructure. Branford Castle will not take part in turnaround, bankrupt or distressed situations.Portfolio companies include:Washington Chainhttp://wachain.com/Lister Chain & Forgehttp://www.listerchain.com/American Condenserhttp://americancondenser.com/American Oilhttp://americanoilco.com/E-Monhttp://www.emon.com/index.htmlCanada Metalhttp://canadametal.com/Investment Team: John S. Castle, Founderjsc@branfordcastle.comPEBrera Capital Partners, LLCwww.brera.comNew YorkMiddle MarketCommunications & NetworkingLife Sciences & HealthcareFinancial Services

805 Third Ave., 19th FloorNew YorkNY10022212-230-5495212-888-5206

Brera Capital Partners is a global private equity investment firm that seeks to invest in controlling positions in a select group of companies. The firm's investments are made through a $680 million fund, Brera Capital Partners Limited Partnership. Often, Brera invests in companies that are: non-core and often under-performing divisions of large corporations; private or publicly held companies undergoing a strategic transition; and companies that require growth capital. Brera's investments take the form of traditional management buyouts, recapitalizations, (including controlling minority investments) or restructurings. The firm prefers to invest in companies with an enterprise value of over $250 million or the potential to achieve at least that level. Brera can directly provide more than $150 million of equity capital for each transaction and call on its investors of co-investment capital for larger opportunities. Brera invests in a wide variety of industries, including telecommunications, healthcare, financial services and outsourcing industries. The U.S. market has been and continues to be the firm's main focus, but Brera is increasingly exploring opportunities in Asia and Southern Europe (primarily Japan and Italy).Portfolio companies include:2-10 Home Buyers Warrantyhttp://www.2-10.com/GAB Robinshttp://gabvalue.com/Western Industrieshttp://www.westernind.com/corp/corpmain.htmItaltelhttp://www.italtel.com/Investment Team: Jun Tsusaka, Principaltsusaka@brera.comVCBristol Investment Group, Inc.www.bristoldirect.comNew YorkGrowthInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareMedical DeviceManufacturing & Industrial

110 East 59th Street, 29th FloorNew YorkNY10022212-593-3157212-593-3155

Bristol Investment Group, Inc. is a private investment firm focused on investing in and raising capital for high growth and special situation public and private companies in industries such as communications, information technology, healthcare, manufacturing and other technology based businesses. In addition to financing companies, the firm can also provide merger and acquisition services to companies with up to $100 million in revenue. Bristol Investment Group specializes in growth stage businesses that typically require between $2 million and $15 million. Bristol also has a strong commitment to the healthcare and life sciences industries in which the focus is on medical devices, pharmaceuticals, healthcare information systems, biotechnology, distribution, and medical services. The company invests in all United States regions and selected international regions. Portfolio companies include:Nutrition 21http://nutrition21.com/Delcath Systemshttp://www.delcath.com/SinoFresh HealthCarehttp://www.sinofresh.com/Discovery Labshttp://www.discoverylabs.com/MPower Comm.http://www.telepacific.com/Atlantic Tele-Networkhttp://www.atni.com/SpectRxhttp://guidedinc.com/WorldHearthttp://www.worldheart.com/Mei Technologyhttp://meitechinc.com/SI Internationalhttp://www.si-i.com/Team Entertainment Grouphttp://dreamteamentertainmentgroup.com/Matcomhttp://www.matcominc.com/EnergyBrandshttp://www.energybrands.com/HollisEdenhttp://www.harbortx.com/RCG Companieshttp://rcg-companies.com/home.htmlGenerex Biotechnologyhttp://www.generex.com/ACC Corphttp://acccorporation.com/JMar Technologieshttp://www.jmar.com/Manorgate Telecommunicationshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=27363975MATCOMhttp://www.matcominc.com/Gilman & Ciociahttp://www.gilcio.com/MRCRhttp://en.wikipedia.org/wiki/Methicillin-resistant_Staphylococcus_aureusInvestment Team: Alan P. Donefield, Presidentalan@BristolDirect.comITTBrooklyn Enterprise on Science & Technology and Technology Transferwww.poly.edu/incubatorNew YorkSeedEarlyInformation Technology

Rogers Hall 020 A, Polytechnic UniversitySix MetroTech CenterBrooklynNY11201718-260-3581718-260-3083

The Brooklyn Enterprise on Science and Technology (B.E.S.T.) provides an educational environment to stimulate the establishment and growth of science and technology based start-up and spin-off companies, expand Brooklyn's existing industry base, and attract high technology industry to the region in order to create jobs and enhance economic development within Brooklyn. BEST seeks to foster entrepreneurial activities by providing low cost facilities, educational opportunities, and an array of technological and business services to new and emerging companies. BEST provides entrepreneurs and start-ups with hands-on management assistance, access to financing, and exposure to critical business or technical support services, as well as shared office services, access to equipment, flexible leases, and expandable space.Tenant companies include:NovaWavehttp://novawavetech.com/August Ninth Analyseshttp://augustninthanalyses.com/ChromoSensehttp://chromosense.com/NIRxMedical Technologieshttp://qcpages.qc.cuny.edu/career/BioTech.htmPolyTechnic Design Seminarhttp://www.polydesignseminar.com/facilities.htmlPolytechnic Reporterhttp://acm.poly.edu/~reporter/Transcendent Enterprisehttp://transcendententerprise.com/Zignagehttp://zignage.com/Anzennahttp://anzenna.com/First Lightwavehttp://en.wikipedia.org/wiki/LightWave_3DMyHomiehttp://www.myhomie.com/Service Channelhttp://www.servicechannel.com/sc/login/index.htmlManagement Team:Bala Mulloth, Senior Managerbmulloth@gmail.comMBBrooks, Houghton & Company, Inc.

444 Madison AvenueNew YorkNY10022212-753-1991212-753-7730

www.brookshoughton.comNew YorkMiddle MarketFinancial ServicesInformation TechnologyLife Sciences & Healthcare(Connecticut Office)263 Tresser BoulevardStamfordCT06901203-564-1979203-564-1402Formed in 1989, BHC is a merchant banking firm dedicated to providing corporate finance advisory services and direct investment to middle-market private and public companies, and emerging-growth companies. BHC targets its corporate finance services to middle-market privately owned to mid-sized public corporations with sales ranging from $10 million to $300 million seeking: senior debt ranging from $15 million to $100 million; needing subordinated debt or equity capital ranging from $5 million to $50 million; or desiring merger and acquisition advice in regard to transactions involving a purchase price in excess of $10 million. The firm invests across many industries, but has a focus on technology and life sciences.Portfolio companies include:CIG Internationalhttp://www.cig-dc.com/main.htmlHennessey Capital Solutionshttp://www.hennesseycap.com/ExpressionEngine1.6.8/index.phpThe Hay-Adams Hotelhttp://www.hayadams.com/AND International Publishershttp://www.and.com/Competitive Technologyhttp://www.competitivetech.net/MD Helicoptershttp://www.mdhelicopters.com/Financial Structures Limitedhttp://www.leagle.com/xmlResult.aspx?xmldoc=In%20NYCO%2020101007272.xml&docbase=CsLwAr3-2007-CurrInvestment Team: Gerald H. Houghton, Presidentghoughton@brookshoughton.comKevin Centofanti, CFA, Senior Managing Directorkcentofanti@brookshoughton.comZenas M.C. Colt, Managing Directorzcolt@brookshoughton.comDavid F. DiPaolo, Managing Directorddipaolo@brookshoughton.comDeane M. Driscoll, Managing Directorddriscoll@brookshoughton.comJohn Y. Freeman, Senior Managing Directorifreeman@brookshoughton.comAndrew D. Shiftan, Managing Directorashiftan@brookshoughton.comIan M. Winchester, Managing Partneriwinchester@brookshoughton.comAnthony Moretti, Directoramoretti@brookshoughton.comKevin Murphy, Managing Directorkmurphy@brookshoughton.comPEBrown Brothers Harriman & Co.www.bbh.comNew YorkMiddle MarketInformation TechnologyLife Sciences & Healthcare

140 Broadway, 16th Floor New YorkNY10005-1101212-483-1818 212-493-7293

Through a family of private equity funds, BBH has been investing in closely-held private companies since 1989. The firm has approximately $2 billion of capital deployed across a range of industries. BBH is currently an active participant in the private equity market through BBH Capital Partners III, L.P., which invests $20 million to $50 million in lower middle market companies with enterprise values ranging between $50 million and $400 million. The firm invests any combination of subordinated debt, preferred and/or common equity in either minority (non-control) or majority (control) ownership positions. The 1818 SBIC Fund provides a source of junior capital to private companies in a wide range of industries. The funds typically provide financing for the following transactions: Management or Leveraged Buyouts; Recapitalizations; Acquisitions; and Expan-sions/Growth. The firm's 1818 SBIC Fund seeks to invest $3 million to $5 million per transaction in companies with enterprise values ranging from $10 million to $75 million. For mezzanine/subordinated debt transactions of more than $5 million, the firm also operates the 1818 Mezzanine Funds. BBH maintains additional offices in Boston, Charlotte, Chicago, Denver, Grand Cayman, New Jersey, Philadephia, Wilmington, and in Europe and Asia.Portfolio companies include:KODA Distributionhttp://www.koda.com/Fire-Dexhttp://www.firedex.com/Long Lineshttp://www.longlines.com/All Metro Health Care Serviceshttp://www.all-metro.com/Reveal Imaging Technologieshttp://www.saic.com/revealimaging/Liguria Foodshttp://liguriafood.com/home.htmlTower Ventureshttp://www.towerventures.com/Noble Systemshttp://www.noblesys.com/index.aspxScivantagehttp://www.scivantage.com/Telarixhttp://www.telarix.com/Microban Internationalhttp://www.microban.com/North American Substation Serviceshttp://nassusa.com/Investment Team: Joseph P. Donlan, Managing Director, 212-493-7882joseph.donlan@bbh.comJeffrey B. Meskin, Managing Director, 212-493-8896jeffrey.meskin@bbh.comJean-Pierre Paquin, Managing Director, 212-493-8413jp.paquin@bbh.comBradley M. Langer, Principal, 212-493-5525bradley.langer@bbh.comPEBruckmann, Rosser, Sherrill & Co., Inc.www.brs.comNew YorkMiddle MarketConsumer ProductsRetail & Restaurant

126 East 56th Street, 29th FloorNew YorkNY10022212-521-3700212-521-3799

Bruckmann, Rosser, Sherrill & Co., LLC (BRS) is a New York-based private equity investment firm with approximately $1.4 billion in funds under management. Founded in 1995 by former senior executives of Citicorp Venture Capital, BRS specializes in management buyouts and recapitalizations of high quality, middle market companies with strong market positions and/or growth potential. Broad sectors in which BRS invests include: consumer and commercial products and services; restaurants; and specialty retail. BRS primarily makes control investments in leveraged buyouts and recapitalizations of companies with significant operations in the United States and enterprise values of between $50 million and $250 million. These companies may be private, public or divisions of public companies.Portfolio companies include:Remingtonhttp://www.remington.com/California Pizza Kitchenhttp://www.cpk.com/AMFhttp://amf.com/Wilson Farmshttp://www.wilsonfarms.com/Au Bon Painhttp://www.aubonpain.com/McCormick & Schmickshttp://www.mccormickandschmicks.com/Unwiredhttp://www.unwired.com.au/HealthPlushttp://www.healthplus-ny.org/Town Sports Internationalhttp://mysportsclubs.com/Totes Isotonerhttp://www.totes-isotoner.com/Crystal Cleanhttp://www.crystal-clean.com/Things Rememberedhttp://www.thingsremembered.com/Logan's Roadhousehttp://logansroadhouse.com/Ruth's Hospitality Grouphttp://www.rhgi.com/Bravo Briohttp://www.bbrg.com/Penhall Internationalhttp://penhall.com/Boston Sports Clubhttp://www.mysportsclubs.com/regions/BSC.htmEuro Fresh Farmshttp://www.eurofresh.com/Doane Pet Carehttp://en.wikipedia.org/wiki/Doane_Pet_CareCorner Bakery Cafehttp://www.cornerbakerycafe.com/home.aspxSeroyalhttp://seroyal.com/The Sheridan Grouphttp://www.sheridan.com/Remingtonhttp://www.remington.com/Restaurant Associateshttp://www.restaurantassociates.com/Magpul Industrieshttp://www.magpul.com/Investment Team:Bruce C. Bruckmann, Founder and Managing DirectorStephen C. Sherrill, Founder, Managing DirectorThomas J. Baldwin, Managing Directorbaldwin@brs.comNicholas R. Sheppard, Managing Directorsheppard@brs.comFrank D. Scrudato, Principal & CFOscrudato@brs.comRashad Rahman, PrincipalTory Rooney, PrincipalPEBrysam Global Partnerswww.brysam.comNew YorkMiddle MarketFinancial Services

777 Third Ave., 24th FloorNew YorkNY10017212-297-2777

Brysam Global Partners is a specialized private equity firm that invests in financial services with a focus on consumer opportunities in emerging markets where it can leverage its management and operational expertise. Established in 2007, Brysam Global Partners was created to fill a need in the investment arena for experienced operating management in financial services. In addition to making control investments from its own capital and investor funds, Brysam will co-invest with financial institutions and private equity firms.Portfolio companies include:Vozrozhdenie Bankhttp://www.vbank.ru/en/Ixe Grupo Financierohttp://www.ixe.com.mx/portal/Investment Team:Marjorie Magner, Partnermarge.magner@brysam.comMichael R. Dunn, Partnermike.dunn@brysam.comRobert B. Willumstad, PartnerTrang-Thu Tran, PrincipalAna Mahony, AssociatePEBuckingham Capital Partnerswww.buckinghamcapital.comNew YorkMiddle MarketInformation TechnologyManufacturing & Industrial

950 Third Avenue, 19th FloorNew YorkNY10022212-752-0500212-752-0505

Buckingham Capital Partners is a private investment firm specializing in leveraged buyouts of U.S.-based, lower middle market technology, industrial and manufacturing companies. Buckingham seeks to make control equity investments in leveraged and management buyouts and recapitalizations of companies in the $10 million to $100 million valuation range. The firm targets companies with revenues between $5 million and $100 million and EBITDA greater than $2 million. Since December 2004, Buckingham has completed ten leveraged buyouts with combined sales in excess of $280 million and more than 1,200 employees. The firm makes initial equity commitments of $2 million to $15 million.Portfolio companies include:Trantech Radiator Productshttp://www.trantechradiators.com/Process Equipmenthttp://processequipmentco.com/Aerovoxhttp://www.aerovox.com/Rostra Toolhttp://rostratool.com/Fairfield Minthttp://www.fairfieldcollectibles.com/Fuller Brandshttp://www.hbfuller.com/eimea/products-solutions/brands-and-affiliatesCPAC Imaginghttp://cpacimaging.com/VanDeMark Chemicalhttp://www.vdmchemical.com/Aspect Automationhttp://aspectautomation.com/SRC Worldwidehttp://www.src-worldwide.com/Investment Team:Shail Sheth, Managing Partner, 212-752-5948ssheth@buckinghamcapital.comAlbert Naggar, Managing Partner, 212-752-5978anaggar@buckinghamcapital.comMichael Liang, Analyst, 212-752-5952mliang@buckinghamcapital.comEDBusiness Consortium Fund, Inc.www.bcfcapital.comNew YorkMiddle MarketInformation TechnologyBusiness Services

305 Seventh Avenue, 20th FloorNew YorkNY10001212-243-7360212-243-7647

The Business Consortium Fund, Inc. (BCF) is a non-profit business development program of the National Minority Supplier Development Council (NMSDC). The Fund is a comprehensive financing and business support organization dedicated exclusively to the ethnic minority-owned business sector. The BCF loan program is limited to ethnic/racial minority business enterprises that have been certified by a National Minority Supplier Development Council affiliated Regional Council and have a supplier/vendor relationship with a corporate member of the NMSDC or an affiliate Regional Council of the NMSDC. The total amount of the LGPP loan facility is determined by the participating lender; however the BCF's maximum exposure may not exceed $1,125,000 in a participation loan, or on a guaranteed loan. In each case, the participating lender must retain a minimum of 25% of the amount of loan facility. The BCF's mission of providing access to capital for minority-owned businesses is enhanced through Strategic Alliance Partners and subsidiaries that offer the following alternative financing products not provided in the BCF's core Loan Guaranty/Participation Program: Commercial and Government Accounts Receivable Financing; Equipment Leasing; Commercial Real Estate Financing; Franchise Financing; Accounts Receivable Factoring; Long Term Debt/Equity; and USDA Business & Industry Loans & Loan Packaging Services. The fund also provides long term mezzanine type funding to small businesses that may be socially or economically disadvantaged. These companies must have a net worth less than $18 million and average net income for the last two years of less than $6 million. BCF also maintains regional offices in Dallas, Los Angeles, Vernon, CT, and Hilton Head, SC.Portfolio companies include:Coal Chemicalhttp://en.wikipedia.org/wiki/CoalInvestment Team: Serafin Mariel, President & COOsmariel@bcfcapital.comRobert Emerson, Senior Vice President, Operations and Chief Lending Officerremerson@bcfcapital.comThomas C. Fitzgerald, Advisortfitzgerald@bcfcapital.comFOFSECPEVCCapital Dynamics, Inc.www.capdyn.comNew YorkExpansionMiddle MarketBusiness ServicesEnergy & Clean TechReal Estate

645 Madison Avenue, 19th FloorNew YorkNY10022212-798-3400 212-798-3499

Capital Dynamics is an independent asset management firm focusing on private assets, including private equity, clean energy and infrastructure, and real estate. The firm offers investors a wide range of products and services: funds of funds, direct investments, separate account solutions and structured private equity products. Founded in 1999, Capital Dynamics is headquartered in Switzerland, with offices in London, New York, Zurich, Tokyo, Hong Kong, Silicon Valley, Sao Paulo, Birmingham (UK), Munich and Brisbane, Australia. Capital Dynamics invests in funds spanning all geographies and strategies. As a long-standing primary investor, Capital Dynamics has developed solid relationships with over 350 General Partners in more than 800 funds. The firm's co-investment strategy is focused on buyouts, but also includes select development capital and special situations. Capital Dynamics recently introduced a new direct investment strategy in Clean Energy and Infrastructure. Additionally, Capital Dynamics raised one of the first dedicated secondary funds.Portfolio companies include:N/AInvestment Team:Andrew Bernstein, DirectorJan Mende, Vice PresidentCynthia Duda, Managing DirectorThomas Kubr, Managing Director & CEOtkubr@capdyn.comSpencer Punter, DirectorFOFCapital Z Investment Partnerswww.capitalz.comNew YorkMiddle MarketFinancial Services

142 West 57th Street, 3rd FloorNew YorkNY10019212-965-2400212-965-2301

Capital Z Investment Partners (CZIP) has invested $2.6 billion in over 55 transactions in the United States and Europe, as an alternative investment sponsor. The firm was founded in 1990 and has offices in New York, London, and Hong Kong. CZIP is a fund of funds investing in private equity funds, hedge funds, and structured products while assuming a meaningful minority interest in the management companies of such vehicles. CZIP invests across the spectrum of the financial services industry, including insurance, depositories, specialty finance, securities, asset managers and services. CZIP evaluates hundreds of investment strategies each year and partners with only a select number of fund managers who share the firm's philosophy of long-term value creation. The target investment size ranges from a minimum of $30 million of capital to an unlimited maximum from its committed capital base and co-investors. CZIP seeks to invest in leading alternative asset managers across the United States, Europe, Asia, and Latin America.Portfolio companies include:Argo Grouphttps://www.argolimited.com/Brookdale Senior Livinghttp://www.brookdaleliving.com/MountainView Capitalhttp://www.mvch.com/NewStar Financialhttp://www.newstarfin.com/Permanent General Companyhttp://www.pgac.com/Tarquinhttp://en.wikipedia.org/wiki/Lucius_Tarquinius_SuperbusTransport Holdingshttp://en.wikipedia.org/wiki/Transport_Holding_CompanyUSI Holdingshttp://www.usi.biz/Endurance Specialty Insurancehttp://www.endurance.bm/Kemperhttps://www.ekemper.com/Opportunity Bancshareshttp://www.capitalz.com/portfolio/obs.htmlSBJ Group Limitedhttp://www.capitalz.com/portfolio/sbj.htmlUnionamerica Insurance Companyhttp://investing.businessweek.com/research/stocks/private/people.asp?privcapId=35962Accredited Home Lendershttp://www.afscanhelp.com/companies/mortgage-companies/accredited-home-lenders.cfmNational Re Corporationhttp://www.nrcp.com.ph/Jelf Grouphttp://www.jelfgroup.com/British Marine Holdingshttp://www.britishmarine.com/Catlin Grouphttp://www.catlin.com/Lancashire Holdingshttp://www.lancashiregroup.com/Investment Team: Bradley E. Cooper, Managing Partnerbrad.cooper@capitalz.comRobert A. Spass, Managing Partnerbob.spass@capitalz.comJonathan D. Kelly, Partnerjonathan.kelly@capitalz.comChris Wolfe, Principalchris.wolfe@capitalz.comBharath Subramanian, Principalbharath.subramanian@capitalz.comVCPECarl Markswww.carlmarks.comNew YorkMiddle MarketLateInformation TechnologyConsumer ProductsSports & Entertainment

900 Third Avenue, 33rd FloorNew YorkNY10022-4775212-909-8400

Founded in 1925, Carl Marks began as a dealer of foreign securities in the United States. The company has diversified into a multi-faceted investment and advisory services firm offering a range of specialized services, including corporate revitalization and investment banking, distressed securities, private equity, real estate and asset management. The firm has several different investment vehicles. The Carl Marks Opportunity Fund invests in later stage Venture Capital opportunities as well as middle market companies, with investments ranging from $500,000 to $5 million. The Carl Marks Private Equity fund focuses on control investments in services oriented companies. A private equity affiliate of Carl Marks, Merchant Partners, invests in mature, middle-market companies with enterprise values ranging between $10 million and $50 million. Focused on companies capable of improving fundamental performance, with each investment Merchant Partners provides its strategic and operational expertise to support the development and execution of an effective business plan, thus maximizing the value of the company. Carl Marks maintains additional offices in Bedminster, NJ, Vienna, VA and Charlotte, NC and serves clients throughout the U.S. To date, Carl Marks has invested in more than 400 businesses and real estate properties. Portfolio companies include:Soluolhttp://www.polymar.com/sup_soluol.htmAscendia Brandshttp://www.alacrastore.com/company-snapshot/Ascendia_Brands_Inc-2104514D'Artagnanhttp://www.dartagnan.com/Elite Model Managementhttp://www.elitemodel.com/Metabolifehttp://www.metabolife.com/TwinLabhttp://www.twinlab.com/Valeohttp://www.valeo.com/en.htmlDr. Miracleshttp://www.drmiracles.com/Equilieasehttp://www.equilease.com/MyRichUnclehttp://en.wikipedia.org/wiki/MyRichUncleSalus Surgical Grouphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=21925740Popularhttp://www.popular.com/Investment Team: Joel R. Jacks, Managing Partnerjjacks@carlmarks.comPeter M. Schulte, Managing Partnerpschulte@carlmarks.comDaniel Colon, Jr. Partnerdcolon@carlmarks.comWesley H.R. Gaus, Partnerwgaus@carlmarks.comVCPECarlyle Groupwww.carlyle.comNew YorkMiddle MarketLateInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareEnergy & Clean TechMedia & Digital MediaManufacturing & IndustrialBusiness ServicesConsumer ProductsDefense & Homeland SecurityReal Estate

520 Madison Avenue New YorkNY10022212-813-4900212-813-4901

Founded in 1987, the Carlyle Group is one of the world's largest private equity firms, with over $147 billion under management. The firm manages 89 active funds across three investment disciplines (corporate private equity, real assets, and global market strategies). Carlyle has more than 600 investment professionals operating out of offices in 19 countries to uncover opportunities in North America, Europe, Australia, the Middle East/North Africa, and Asia. Carlyle concentrates its investment focus on sectors in which it has built recognized expertise: aerospace & defense, automotive, consumer & industrial, energy & power, healthcare, real estate, technology & business services, telecommunications & media, and transportation. Since its founding, the firm has invested $49 billion in 425 Corporate Private Equity transactions.Portfolio companies include:Aproviahttp://aprovia.de/english/Blackboardhttp://www.blackboard.com/Chiusahttp://en.chiusa.org/Actelis Networkshttp://www.actelis.com/Dunkin' Brandshttp://www.dunkinbrands.com/Matricshttp://matrics.ucla.edu/RMIhttp://www.rmiguides.com/WCI Cablehttp://www.alaskacommunications.com/Business.aspxAMC Entertainmenthttp://www.chicagotribune.com/business/sns-rt-us-amcentertainment-ipobre83q05r-20120426,0,5408394.storyBottle Rocket Powerhttp://www.rocketcityspacepioneers.com/space/rocket-powerComposite Structureshttp://www.journals.elsevier.com/composite-structures/Equinixhttp://www.equinix.com/en_US/Hertzhttp://www.hertz.com/Metaldynehttp://www.metaldyne.com/Panasashttp://www.panasas.com/Rhythm NewMediahttp://rhythmnewmedia.com/Supercircuitshttp://www.supercircuits.com/Wall Street Institutehttp://wallstreetinstitute.com/4Gas Holdinghttp://www.riverstonellc.com/Investments/InvestmentDetail.aspx?id=33ADA Cosmeticshttp://www.adacosmetics.com/Acufocushttp://www.acufocus.com/others/about.htmlConvaTechttp://www.convatec.com/Elenzahttp://www.elenza.com/Ensushttp://ensusgroup.com/Focus Mediahttp://www.focusmedia.cn/en/index.htmHD Supplyhttp://hdsupplysolutions.com/shop/homeInvestment Team:William E. Conway, Jr., FounderDaniel A. D'Aniello, FounderDavid M. Rubenstein, FounderBrooke B. Coburn, Managing Director; U.S. GrowthEdward J. Mathias, Managing Director; U.S. GrowthVCCarrot Capital Healthcare Ventureswww.carrotcapital.comNew YorkSeedEarlyLife Sciences & HealthcareMedical Device

802 6th Avenue, Suite 63New YorkNY10001212-586-2226212-586-2246

Carrot Capital Healthcare Ventures focuses on promising seed- and early-stage investment opportunities across a broad spectrum of the healthcare industry. The firm licenses technology from leading universities and research institutions and, in partnership with renowned researchers, industry experts and a hand-picked team of entrepreneurs and healthcare experts, develops and commercializes the technology, creating market-leading companies. Carrot Capital Healthcare Ventures' management team works closely with dozens of universities and research institutions across the U.S. to identify, evaluate and negotiate license opportunities. Once the technology is licensed, Carrot capitalizes the business, creates high-caliber management teams, accelerates any necessary product development and clinical work, expands the intellectual property portfolio and product pipeline, oversees the regulatory process, and builds sales and distribution channels, all with the objective of creating world class healthcare companies.Portfolio companies include:Access Scientifichttp://accessscientific.com/Bidshifthttp://www.bidshift.com/Critical Diagnosticshttp://criticaldiagnostics.com/Remedy Pharmaceuticalshttp://www.remedypharmaceuticals.com/Investment Team: David M. Geliebter, Managing Partnerdgeliebter@carrotcapital.comSven M. Jacobson, PrincipalPECartesian Capital Group, LLCwww.cartesiangroup.comNew YorkMiddle MarketInformation Technology

505 Fifth Avenue, 15th FloorNew YorkNY10017212-461-6363 212-461-6366

Cartesian Capital Group, LLC is a global private equity firm with expertise in assisting closely-held companies to expand internationally. The firm manages $1.2 billion in capital and has a team of 21 professionals based in New York, Shanghai, Sao Paulo, Vienna, Warsaw, Bucharest, and Bermuda. Cartesian Capital was founded in 2006 by Peter Yu and the senior management team of AIG Capital Partners, Inc.Portfolio companies include:Globe Specialty Metalshttp://www.glbsm.com/ReSearch Pharmaceutical Serviceshttp://www.rpsweb.com/Mio Grouphttp://www2.prnewswire.com/cgi-bin/stories.pl?ACCT=109&STORY=/www/story/07-18-2008/0004851704&EDATE=Crestonhttp://www.crestron.com/Fondul Proprietateahttp://en.wikipedia.org/wiki/Fondul_ProprietateaChina Automotive Retailinghttp://investing.businessweek.com/research/stocks/private/people.asp?privcapId=116787189Bulk Partnershttp://bulkcommercialservices.com/Faculdade Mauricio de Nassauhttp://www.mauriciodenassau.edu.br/Banco Daycovalhttp://www.daycoval.com.br/en/Cartesian Iris Rehttp://www.cartesiangroup.com/IrisRe/Public Mobilehttp://www.publicmobile.ca/TAB Gidahttp://www.tabgida.com/Investment Team:Peter M. Yu, Managing Partnerpeter.yu@cartesiangroup.comThomas R. Armstrong, Partnertom.armstrong@cartesiangroup.comGeoffrey L. Hamlin, Partnergeoffrey.hamlin@cartesiangroup.comWilliam W. Jarosz, Partnerbill.jarosz@cartesiangroup.comPaul G. Pizzani, Partnerpaul.pizzani@cartesiangroup.comVCCarthage Capital Groupwww.carthage.netNew YorkEarlyInformation TechnologyCommunications & NetworkingManufacturing & IndustrialBusiness Services

590 Madison Avenue, 21st FloorNew YorkNY10012212-239-7293

Carthage Capital Group is a private equity firm that has a hands-on approach to investing in strategic suppliers, strategic partners and divestitures of Fortune 500 companies. Carthage leverages the skills and experience of its Investment Team, Executive Council and Corporate Partners to improve portfolio company operations. Carthage manages two funds, Carthage Venture Fund, LP, an institutionally backed fund formed in 2001 to make equity investments in information technology and communication companies; and Carthage Equity Fund II, LP (CEF II), which is being formed to make equity investments in information technology, communications, manufacturing and food service companies.Portfolio companies include:N/AInvestment Team:A. Anthony Gee, Managing Partnergee@carthage.netSteve Sallion, Partnersteve@carthage.netCharles Sheffield, PartnerJohn G. Quigley, Chairman of the Investment CommitteePECastle Harlan, Inc.www.castleharlan.comNew YorkMiddle MarketConsumer ProductsRetail & Restaurant

150 East 58th StreetNew YorkNY10155212-644-8600212-207-8042

Castle Harlan, Inc. is a leading private equity investment firm focused on investing in control positions in middle market private companies. Since its inception in 1987, Castle Harlan has participated in eight private equity funds, five domestically and three in Australia. Those funds totaled approximately $6.0 billion in capital commitments. The firm's principal investment criteria include: strong market position; established business; moderate growth; partnering with management; sensible pricing; building global reach; and working with Castle Harlan's limited partners. Castle Harlan has joined with one of Australia's leading private investment firms to create CHAMP - Castle Harlan Australian Mezzanine Partners.Portfolio companies include:Baker & Taylorhttp://www.btol.com/Caribbean Restaurantshttp://www.caribbeanmag.com/search/restaurants/Perkins & Marie Callender'shttp://www.perkinsrestaurants.com/brandsIDQ Holdingshttp://idqusa.com/Pretium Packaginghttp://pretiumpkg.com/Bravo Developmenthttp://www.bestitalianusa.com/Morton's Restauranthttp://www.mortons.com/Securus Technologieshttp://www.securustech.net/Investment Team:John K. Castle, Chairman and Chief Executive Officerjcastle@castleharlan.comLeonard M. Harlan, Chairmanlharlan@castleharlan.comMarcel Fournier, Senior Managing Directormfournier@castleharlan.comHoward D. Morgan, Co-Presidenthmorgan@castleharlan.comDavid B. Pittaway, Senior Managing Directordpittaway@castleharlan.comHoward Weiss, Senior Vice President, Chief Financial and Administrative Officerhweiss@castleharlan.comWilliam M. Pruellage, Co-Presidentpruellage@castleharlan.comLewis A. Raibley III, Senior Managing Directorlraibley@castleharlan.comAnand T. Philip, Managing Directoraphilip@castleharlan.comPECCMP Capital Advisors, LLCwww.ccmpcapital.comNew YorkMiddle MarketCommunications & NetworkingLife Sciences & HealthcareEnergy & Clean TechMedia & Digital MediaManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & Restaurant

245 Park Avenue, 16th FloorNew YorkNY10167-2403212-600-9600212-599-3481

CCMP Capital was established in 2006 to continue the investment strategy developed and implemented by the firm's professionals as members of J.P. Morgan Partners, LLC, and its predecessors: Chemical Venture Partners, Manufacturers Hanover and Chase Capital Partners. CCMP Capital specializes in making buyout and growth equity investments in the United States and Europe and has invested over $13 billion. The firm typically invests $100 million to $500 million of equity per transaction in companies ranging from $500 million to more than $3 billion in size. CCMP targets companies in Consumer & Retail, Media, Industrial, Energy, and Healthcare. The firm maintains additional offices in Houston, Texas and London (UK). Portfolio companies include:Jetro Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4204972Vitamin Shoppehttp://www.vitaminshoppe.com/store/en/vitamins_minerals/index.jspAibelhttp://aibel.com/CareMore Medicalhttp://aibel.com/Aramarkhttp://www.aramark.com/Bear Paw Energyhttp://www.oneokpartners.com/College Sports Televisionhttp://www.cbssportsnetwork.com/Entercom Communicationshttp://www.entercom.com/Crosstown Tradershttp://biz.yahoo.com/ic/117/117589.htmlIMO Car Washhttp://www.imocarwash.com/La Petite Acadmeyhttp://www.lapetite.com/M&H Plasticshttp://www.mhplastics.com/SiTecohttp://www.siteco.com/MedQuest Associateshttp://www.mqimaging.com/National Surgical Carehttp://www.amsurg.com/pages/NSCInfo.aspxAMC Entertainmenthttp://www.chicagotribune.com/business/sns-rt-us-amcentertainment-ipobre83q05r-20120426,0,5408394.storyChaparral Energyhttp://www.chaparralenergy.com/Edwards Grouphttp://edwgroupinc.com/Francesca's Collectionshttp://www.francescascollections.com/Generac Power Systemshttp://www.generac.com/Grupo Corporativo ONOhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=9820045Hanley Woodhttp://www.hanleywood.com/Infogrouphttp://www.infogroup.com/LHP Hospital Grouphttp://www.lhphospitalgroup.com/Medpacehttp://www.medpace.com/MetoKotehttp://www.metokote.com/Newark E&P Holdingshttp://www.formds.com/issuers/newark-ep-holdings-llcNoble Environmental Powerhttp://www.noblepower.com/The Tennis Channelhttp://www.tennischannel.com/Voloteahttp://en.wikipedia.org/wiki/VoloteaWaco Internationalhttp://wacointernational.com/Warner Chilcotthttp://www.wcrx.com/index.jspInvestment Team:Christopher Behrens, Managing Directorchristopher.behrens@ccmpcapital.comJulie Casella-Esposito, Managing Director, HRA. Joe Delgado, Managing DirectorJonathan Lynch, Managing Directorjonathan.lynch@ccmpcapital.comStephen Murray, President and Chief Executive OfficerKevin O'Brien, Managing DirectorTimothy Walsh, Managing Directortimothy.walsh@ccmpcapital.comJoe Scharfenberger, Managing DirectorJohn Warner, Managing DirectorRichard Zannino, Managing DirectorPECentre Partners Management, LLCwww.CentrePartners.comNew YorkMiddle MarketLife Sciences & HealthcareMedia & Digital MediaFinancial ServicesManufacturing & IndustrialConsumer ProductsRetail & Restaurant

30 Rockefeller Plaza, 50th Floor New YorkNY10020212-332-5800212-332-5801

Founded in 1986, Centre Partners is a private investment firm with accumulated investment transactions of over $3 billion in more than 90 companies. With offices in New York and Los Angeles, the firm currently has a capital base of over $1.2 billion. The firm focuses on companies in the Consumer, Industrial Products and Services, Financial Services, Healthcare, Media and Retail sectors with sales typically in the range of $50-$500 million. Centre Partners targets investing $15 million to $85 million in portfolio companies. Combined with the resources of its limited partners and others, it has provided up to $200 million for a single investment. Portfolio companies include:DSIhttp://www.nintendo.com/dsK2 Pure Solutionshttp://www.k2pure.com/Ross Aviationhttp://www.rossfbo.com/Connors Bros.http://www.connors.ca/Covenant Carehttp://www.covenantcare.net/default.htmOrion ICGhttp://www.orioninternational.com/about_press.aspxGray Energy Serviceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=42723445Distant Lands Tradinghttp://dlcoffee.com/U.S. Retirement Partnershttp://usretirementpartners.com/Environmental Logistics Serviceshttp://environmentallogistics.org/Palisades Ventureshttp://palisadesventures.com/Maverick Mediahttp://www.maverickmedia.co.uk/Hyco Internationalhttp://hycoglobal.com/Bellisio Foodshttp://bellisiofoods.com/Den-Mat Holdingshttp://www.denmat.com/Investment Team:Lester Pollack, Founder and ChairmanLester.Pollack@CentrePartners.comDavid Jaffe, Managing PartnerDavid.Jaffe@CentrePartners.comBruce Pollack, Managing PartnerBruce.Pollack@CentrePartners.comJeffrey Bartoli, Managing DirectorJeffrey.Bartoli@CentrePartner.comWilliam Tomai, CAO & CFOBill.Tomai@CentrePartners.comMichael Schnabel, Managing DirectorMichael.Schnabel@CentrePartners.comPECerberus Capital Management, LPwww.cerberuscapital.comNew YorkMiddle MarketInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareFinancial ServicesManufacturing & IndustrialConsumer ProductsRetail & RestaurantSports & EntertainmentDefense & Homeland SecurityReal Estate

875 Third AvenueNew YorkNY10022212-891-2100

Founded 1992, Cerberus Capital Management, LP specializes in providing both financial resources and operational expertise to help transform undervalued companies into industry leaders for long-term success and value creation. Cerberus focuses on the following industries: Aerospace and Defense, Apparel, Automotive and Industrial, Building Products, Commercial Services, Consumer and Retail, Financial Services, Healthcare, Manufacturing and Distribution, Paper, Packaging and Printing, Real Estate, Technology and Telecom-munications, Transportation, Travel and Leisure. Cerberus is headquartered in New York City with affiliate and/or advisory offices in Atlanta, Chicago, Los Angeles, London, Baarn, Frankfurt, Tokyo, Osaka and Taipei. Cerberus holds controlling or significant minority interests in companies around the world. In aggregate, these companies currently generate over $60 billion in annual revenues.Portfolio companies include:AerCap Aviation Solutionshttp://www.aercap.com/Blue Birdhttp://www.blue-bird.com/CTA Acousticshttp://ctaacoustics.com/Four Points Mediahttp://en.wikipedia.org/wiki/Four_Points_Media_GroupInovishttp://www.inovis.com/NewPagehttp://www.newpagecorp.com/Spyglass Entertainmenthttp://www.spyglassentertainment.com/Traxis Financial Grouphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=43283739DynCorp Internationalhttp://www.dyn-intl.com/GeoEyehttp://www.geoeye.com/CorpSite/North American Bus Industryhttp://www.nabusind.com/index.aspSteward Healthcare Systemhttp://steward.org/Talecris Biotherapeuticshttp://www.grifols.com/polymitaImages/public/grifols/swf/combiningExpertise/index.htmlScottish Re Grouphttp://www.scottishre.com/Content/Profile_Overview.aspShowa Jishohttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=5673841Tower Internationalhttp://towerinternational.com/BlueLinxhttp://bluelinxco.com/BAWAGhttp://en.wikipedia.org/wiki/BAWAGGuilford Performance Textileshttp://www.guilfordtextiles.com/IAP Worldwide Serviceshttp://www.iapws.com/Investment Team:Steve Feinberg, Co-Founder, CEO, and Senior Managing DirectorWilliam L. Richter, Co-Founder, and Senior Managing DirectorDan Quayle, ChairmanJohn Snow, ChairmanPECharlesbank Capital Partners, LLCwww.charlesbank.com New YorkMiddle MarketCommunications & NetworkingLife Sciences & HealthcareMedical DeviceEnergy & Clean TechMedia & Digital MediaFinancial ServicesManufacturing & IndustrialConsumer ProductsRetail & RestaurantEducation & Training

70 E. 55th Street, 20th FloorNew YorkNY10022212-903-1880212-903-1890

Charlesbank Capital Partners is a middle-market private equity firm with $1.5 billion of available capital and seeks investment opportunities in U.S. companies. The firm invests across a range of industries, backing management teams to acquire and build businesses. Since 1991, Charlesbank has invested over $2.8 billion in more than 67 companies. The firm typically makes investments of up to $50-150 million per deal, in companies with valuations of up to $750 million. The firm's industries of experience are: Consumer products, Distribution, Energy, Financial services, Food, For-profit education, Health-care products and services, Manufacturing, Media and communications, and Retail. Charlesbank maintains an additional office in Boston.Portfolio companies include:WorldStrideshttp://www.worldstrides.org/Zenith Productshttp://zenith-products.com/Technisourcehttp://www.technisource.com/Animal Health Internationalhttp://animalhealthinternational.com/Horn Industrial Serviceshttp://www.hornindustrialservices.com/Zayohttp://www.zayo.com/Aurora Organic Dairyhttp://www.auroraorganic.com/Papa Murphy'shttp://www.papamurphys.com/HomeBellhttp://www.bell.ca/Cedar Creek Inc.http://cedarcreek.com/Oncorehttp://www.oncorems.com/Playtexhttp://www.playtex.com/Regencyhttp://www.regency-fire.com/Home.aspxSealyhttp://www.sealy.com/Shoppers Drug Marthttp://www1.shoppersdrugmart.ca/UnitedAutohttp://www.uaig.net/BlueKnighthttp://www.bkep.com/Commercial Industrial Finance Corporationhttp://cifc.com/Citadelhttp://www.citadel.edu/CSI Leasinghttp://www.csileasing.com/DEI Holdingshttp://www.deiholdings.com/DelTacohttp://www.deltaco.com/Montpelier Rehttp://www.montpelierre.bm/Peacock Engineering Trusthttp://www.peacockeng.com/pages/whatwedo/whatwedo.phpSouthCross Energyhttp://www.southcrossenergy.com/Stone Castlehttp://www.stonecastlepartners.com/Tecomethttp://www.tecomet.com/TLC Visionhttp://www.tlcvision.com/?eventid=6876Investment Team:Kim Davis, Managing Directorkdavis@charlesbank.comJeffrey Raider, Senior AssociateLisa X. Huang, AssociatePedro Vaz, AssociateVCChart Venture Partnerswww.chartventure.comNew YorkEarlyInformation Technology

75 Rockefeller Plaza, 14th FloorNew YorkNY10019212-350-8224

Chart Venture Partners, L.P. (CVP) is a $100M early stage venture capital fund investing in security related technologies with government and commercial applications. CVP invests in highly differentiated opportunities with large markets where the firm can add value through its industry experience, network of relationships and technology insight. CVP was founded through an exclusive agreement between the Chart Group and InSitech, Incorporated, a non-profit commercial partnership intermediary for the U.S. Army's Armament Research, Development and Engineering Center (ARDEC) at Picatinny Arsenal.Portfolio companies include:FortiusOnehttp://www.geoiq.com/Innovative Biosensorshttp://www.innovativebiosensors.com/Maxionhttp://maxion.com/PacStarhttp://pacstar.com/RemoteRealityhttp://www.remotereality.com/Nextremehttp://www.nextreme.com/NoblePeak Visionhttp://www.noblepeak.com/WiSpryhttp://wispry.com/Integricohttp://integrico.com/Ogmentohttp://www.ogmento.com/PureEnergy Solustionshttp://www.shoppureenergy.com/Twisted Pair Solutionshttp://www.twistpair.com/CoolIT Systemshttp://www.coolitsystems.com/geoiQhttp://www.geoiq.com/IntegriCo Compositeshttp://integrico.com/Investment Team:Christopher D. Brady, Founding Managing Partnerbrady@chartventure.comTimothy N. Teen, Founding Managing PartnerMatthew J. McCooe, Founding Managing Partnermccooe@chartventure.comTed Hobart, Partnerhobart@chartventure.comCole Van Nice, PartnerChris Brady, Jr., AssociatePECharterhouse Group, Inc.www.charterhousegroup.comNew YorkMiddle MarketLife Sciences & HealthcareBusiness ServicesConsumer Products

535 Madison Avenue, 28th FloorNew YorkNY10022-4299212-584-3200212-750-9704

Founded in 1973, Charterhouse Group is a privately-owned investment firm that actively acquires and manages middle-market companies in North America. The firm makes private equity investments in established businesses with enterprise values between $50 million and $300 million. Today, Charterhouse manages in excess of $1.3 billion in capital on behalf of global institutional investors. The firm focuses on Business Services, Healthcare Services and Consumer Products and Services. Charterhouse's objective is to invest a minimum of $30 million of its managed capital into each portfolio company over the life of an investment. The firm will consider opportunities that require equity capital of up to $100 million. Its "sweet spot" equity range and average investment has recently been between $40-$60 million. Charterhouse has invested over $2 billion into more than 100 platform businesses. Portfolio companies include:MxEnergyhttp://www.mxenergy.com/OakLeafhttp://oakleafwaste.com/home.aspxAllianceOnehttp://allianceoneinc.com/Lasonhttp://en.wikipedia.org/wiki/LasonAmerifit Brandshttp://en.wikipedia.org/wiki/Amerifit_BrandsSuddenlinkhttp://www.suddenlink.com/Newpath Networkshttp://www.crowncastle.com/Camelothttp://en.wikipedia.org/wiki/CamelotCharter Baking Companyhttp://www.charterbaking.com/homeColo4http://www.colo4.com/LogistiCarehttp://www.logisticare.com/RiverRoad Waste Solutionshttp://riverroadwaste.com/Upstream Rehabilitationhttp://www.upstreamrehabilitation.com/Chamberlin Edmonds & Associateshttp://www.chamberlinedmonds.com/Towne Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4273284Investment Team:Thomas C. Dircks, Managing Partner, 212-584-3229William Landuyt, Managing Director, 212-584-3216David G. Hoffman, Managing Director , 212-584-3234dhoffman@charterhousegroup.comC. Taylor Cole, Jr., Managing Director, 212-584-3212tcole@charterhousegroup.comJay M. Gates, Managing Director, 212-584-3239VCChazen Capital Partners, LLCwww.chazen.comNew YorkEarlyInformation Technology

East 58th Street, 27th FloorNew YorkNY10155212-888-7800212-888-4580

Chazen Capital Partners, LLC was established in 1997 as a private investment partnership. The firm provides equity capital and support to growth opportunities in both traditional and new economy businesses. Chazen's principals' vision and outlook is the result of decades of entrepreneurial and management experience with a wide variety of companies. The firm believes that most new companies not only seek funding but also desire active "hands-on" assistance. Chazen's investment strategy is to work with companies that improve on any or all links in the value chain stretching from manufacturing to consumer sales.Portfolio companies include:Nervehttp://www.nerve.com/7thOnlinehttp://www.7thonline.com/LivePersonhttp://www.liveperson.com/Project Better Placehttp://www.betterplace.com/Black Book Magazinehttp://www.blackbookmag.com/Winstuffhttp://winstuff.com/Return Pathhttp://www.returnpath.net/Verterrahttp://www.verterra.com/Good Stuffhttp://www.goodstuff.com/eChalk.comhttp://www.echalk.com/Nina McLemorehttp://www.ninamclemore.com/ADG Capitalhttp://www.adgholdings.co.uk/Jerusalem Capitalhttp://en.wikipedia.org/wiki/JerusalemInvestment Team:Jerome A. Chazen, Founder and Chairmanjac@chazen.comDavid F. Chazen, Managing Directordavechazen@chazen.comSid Banon, Managing Directorsbanon@chazen.comPECircle Peak Capitalwww.circlepeakcapital.comNew YorkMiddle MarketFinancial ServicesManufacturing & IndustrialConsumer Products

270 Lafayette Street, Suite 1400New YorkNY10012646-230-8812646-349-2743

Established in 2002, Circle Peak Capital is a private equity firm based in New York that focuses on making control-stake investments in lower-middle market and middle market private companies that operate in the consumer, industrial, and financial services sectors. Circle Peak Capital's sole focus is to create shareholder value by building leading national brands and sustainable competitive advantages in partnership with management. CPC's principals have decades of experience in acquiring, managing, and expanding companies with $50 million to $500 million in sales. The firm targets consumer and branded companies such as restaurants, retail, health and sporting goods as well as financial services. Circle Peak Capital does not invest in utilities, oil and gas, biotechnology, telecom, high-tech, drugs and transportation. The firm typically invests $10-100 million per transaction.Portfolio companies include:RocketDoghttp://www.rocketdog.com/LuxuryOpticalhttp://loholdings.com/Hill & Valleyhttp://www.hillandvalley.net/Shari's Managementhttp://www.sharis.com/Investment Team:R. Adam Smith, Founder & CEOrasmith@circlepeakcapital.comSeth Zuckerman, AssociateMelissa Thompson, AssociateCatherine McConnell, AssociateSarah Qian, AssociateTruett Horne, AssociateEllen Yan, AssociatePECiti Capital Advisorswww.citicapitaladvisors.com New YorkMiddle MarketFinancial Services

399 Park Avenue, 7th FloorNew YorkNY10022

Formerly Citi Alternative Investments, Cit Capital Advisors (CCA) is an alternative asset management platform that offers a broad range strategies and products to select institutional and ultra-high-net-worth investors. CCA is made up of three segments: Private Equity, Market Strategies, and Infrastructure. The firm's Private Equity segment includes Metalmark Capital, a private equity firm focused on North American companies, and Citi Venture Capital International, which focuses on investments principally in Asia (including Greater China and India), Central and Eastern Europe, Latin America and other regions where CVCI sees clear potential for growth and value creation.Portfolio companies include:N/AInvestment Team:John Havens, ChairmanJonathan Dorfman, Co-CEO and CIOJames O'Brien, Co-CEOMichael Williams, Chief Operating OfficerVCCity Light Capital, LLCwww.citylightcap.comNew YorkEarlyEnergy & Clean TechMedia & Digital MediaEducation & TrainingEducation & TrainingDefense & Homeland Security

370 Lexington Ave., Suite 1704New YorkNY10017212-403-9592

City Light Capital is a venture capital firm seeking market-based solutions to major social problems. The firm invests in U.S. based, early stage, for-profit, sustainable businesses that create solutions in Safety and Security, Education and Media, and Energy and the Environment. City Light primarily targets potential portfolio companies that are post-revenue with a pre-money market valuation of less than $25 million. The firm makes first investments of $1-$2 million and $4-$6 million over multiple rounds. Portfolio companies include:Cross Matchhttp://www.crossmatch.com/ShotSpotterhttp://www.shotspotter.com/Arxceohttp://www.arxceo.com/Rotomotionhttp://www.rotomotion.com/Enforsyshttp://www.enforsys.com/2TORhttp://2tor.com/ImageSpanhttp://www.licensestream.com/licensestream2/Portal/index.aspxMicroPlanethttp://www.microplanet.com/Agcerthttp://www.agcert.com/City Light Carbonhttp://www.citylightcarbon.com/Glacier Bayhttp://www.nps.gov/glba/index.htmNanoHoldingshttp://nanoholdings.com/NowPublichttp://www.nowpublic.com/Digital Signalhttp://en.wikipedia.org/wiki/Digital_signalEnertachttp://enertecinc.com/LicenseStreamhttp://www.licensestream.com/Straighterlinehttp://www.straighterline.com/Investment Team:Josh Cohen, Managing Partnerjosh@citylightcap.comTom Groos, PartnerMatt Cohen, Principalmatt@citylightcap.comBill Lyons, Venture PartnerPEClayton, Dubilier & Rice, Inc.www.cdr-inc.comNew YorkMiddle MarketBusiness ServicesManufacturing & IndustrialRetail & Restaurant

375 Park Avenue, 18th FloorNew YorkNY10152212-407-5200212-407-5252

Clayton, Dubilier & Rice, Inc. is one of the oldest private equity investment firms in the world. Since its founding in 1978, CD&R has invested over $9 billion of capital in 42 U.S. and European businesses (mostly subsidiaries or divisions of large multi-business corporations) representing a broad range of industries with an aggregate transaction value of over $50 billion. CD&R's investments span a number of industry segments with enterprise values ranging from $1 billion to $15 billion. CD&R invests in companies in which CD&R's particular skill set, working in partnership with management, can create lasting value. With offices in New York and London, the firm manages a pool of equity capital, including its most recent $4 billion fund, on behalf of major pension funds, university endowments and other leading financial institutions.Portfolio companies include:Hertzhttp://www.hertz.com/Sally Beauty Holdingshttp://www.sallybeautyholdings.com/HDSupplyhttp://hdsupplysolutions.com/shop/homeCulliganhttp://www.culligan.com/Rexelhttp://www.rexelusa.com/BCAhttp://bcaonline.org/Diverseyhttp://diversey.com/homeExovahttp://www.exova.com/Atkore Internationalhttp://atkore.com/Brakeshttp://en.wikipedia.org/wiki/BrakeHGI Holdinghttp://www.cdr-inc.com/investments/hgi.phpNCI Building Systemshttp://www.ncilp.com/ServiceMasterhttp://www.servicemaster.com/Univarhttp://univar.com/U.S. Foodservicehttp://usfoods.com/VWR Internationalhttp://vwr.com/index.htmEMSChttp://www.emsc-csem.org/Hussmannhttp://www.hussmann.com/SPIEhttp://spie.org/Investment Team:Joseph L. Rice, III, ChairmanDonald J. Gogel, President and CEOdgogel@cdr-inc.comKevin J Conway, Managing PartnerMichael G. BabiarzJames G. Bergesjberges@cdr-inc.comThomas C. FrancoKenneth A. GiuriceoPEClearwater Capital Partners, LLCwww.clearwatercapitalpartners.comNew YorkMiddle MarketManufacturing & IndustrialBusiness Services

485 Madison Avenue, 18th FloorNew YorkNY10022212-201-8544

Founded in 2001, Clearwater Capital Partners, LLC is an investment firm focused in special situations and distressed (or otherwise undervalued) assets and securities located in Asia, excluding Japan. Since its inception, Clearwater has expanded its activities to six global locations, including locally staffed offices in New York, Beijing, Hanoi, Hong Kong, Mumbai, Seoul and Singapore. Clearwater Capital Partners' third Asia-focused distressed fund closed at $900 million. The New York-based distressed-debt buyout firm increased its $850 million hard cap on Clearwater Capital Partners Fund III just prior to the close. The fund was started with a target of $400 million.Portfolio companies include:N/AInvestment Team:Robert Petty, Managing Partner and Co-Founderrpetty@clearwatercp.comAmit Gupta, Partner and Co-Founderagupta@clearwatercp.comBruno Beuque, Senior Advisor & Co-Founderbbeuque@clearwatercp.comPECM Equity Partners (CMEP)www.cmequity.comNew YorkMiddle MarketBusiness Services

900 Third Avenue, 33rd FloorNew YorkNY10022212-909-8400212-829-0553

CM Equity Partners (CMEP) is a private equity investment firm that specializes in investing in government contract service businesses. Since 1995, the firm has purchased multiple platform companies that primarily serve the U.S. federal government. CMEP is affiliated with Carl Marks & Co., LP (see profile), a private family investment office with merchant banking activities dating to 1925.Portfolio companies include:Preferred System Solutionshttp://www.pssfed.com/ATShttp://www.advancedtech.com/RGShttp://www.rgsinc.com/Xebec Globalhttp://xebecglobal.com/Echo Bridgehttp://www.echobridgeinc.com/Investment Team:Joel R. Jacks, Managing Partnerjjacks@cmequity.comPeter M. Schulte, Managing Partnerpschulte@cmequity.comRobert K. Hopkins, Managing Partnerbhopkins@cmequity.comDaniel Colon, Jr., Partnerdcolon@cmequity.comWesley H.R. Gaus, Partnerwgaus@cmequity.comAmanda B. Luke, Fund AdministratorDavid F. Shnitkin, Corporate ControllerRobert A. Speer, Chief Financial OfficerVCPESECColler Capital, Inc.www.collercapital.comNew YorkGrowthExpansionManufacturing & IndustrialBusiness ServicesFinancial Services

410 Park AvenueNew YorkNY10022212-644-8500212-644-9133

Established in 1990, Coller Capital is the leading investor in private equity secondaries worldwide, with approximately $8 billion under management. The firm acquires positions in venture capital, buyout and mezzanine funds, together with portfolios of companies or stakes in companies, from institutions, corporates, government bodies and family offices. Coller's investment in any one transaction ranges from $1 million to more than $1 billion. The firm's latest fund, Coller International Partners V, closed in April 2007 with commitments from almost 200 international institutional investors. At $4.8 billion it is the world's largest secondaries fund. Coller Capital has a multinational investment team, and an additional office in London.Portfolio companies include:Abbeyhttp://en.wikipedia.org/wiki/AbbeyAEAhttp://www.aea.net/Dresdner Kleinwort Bensonhttp://www.kleinwortbenson.com/Lucent/Bell Labshttp://www.alcatel-lucent.com/wps/portal/BellLabsRoyal Dutch Shellhttp://www.shell.com/Prelude Trusthttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=3486365QinetiQhttp://www.qinetiq.com/Lloyds Banking Grouphttp://www.lloydsbankinggroup.com/SVG Capitalhttp://www.svgcapital.com/3ihttp://www.3i.com/ABN AMROhttp://www.abnamro.com/en/index.htmlCredit Agricolehttp://www.credit-agricole.com/ICICI Venturehttp://iciciventure.com/Shell Oilhttp://www.shell.us/Investment Team:Jonathan Gutstein, PartnerJonathan.Gutstein@collercapital.comFrank Morgan, PartnerFrank.Morgan@collercapital.comPeter Holden, PartnerPeter.Holden@collercapital.comPeter Hutton, PartnerPeter.Hutton@collercapital.comEdward Goldstein, PartnerEd.Goldstein@collercapital.comBruce Bernstein, PrincipalBruce.Bernstein@collercapital.comMichael Alfano, PrincipalMichael.Alfano@collercapital.comTTColumbia Technology Ventures

80 Claremont Avenue, 4th FloorNew YorkNY10027212-854-8444212-854-8463

www.techventures.columbia.edu New YorkSeedInformation Technology(Health Sciences Campus)630 West 168th StreetP.H. 1535 EastNew YorkNY10032212-305-5198212-305-5070Columbia Technology Ventures (Tech Ventures) serves as a bridge between Columbia University inventors and researchers and the business community. The firm's mission is to facilitate the translation of academic research into practical applications, for the benefit of society on a local, national and global basis. Tech Ventures provides industry a "one-stop shop" by negotiating industry-sponsored research agreements for faculty research programs, and any subsequent license of technology that is created during the research period. Venture Lab is the venture arm of Columbia Technology Ventures and assists Columbia faculty, students and research staff who wish to launch startup companies. Since its founding in 1982, Columbia Technology Ventures has launched more than 115 companies. Thirty-three of these companies were venture-backed, nine have gone public, and 13 have been acquired. The Columbia portfolio companies have raised in excess of $1 billion in venture and public market financings, and have generated more than 1,500 jobs.Portfolio companies include:Nanosyshttp://www.nanosysinc.com/Progenicshttp://www.progenics.com/Reatahttp://www.reata.net/Schneider Vineyardshttp://schneiderselections.com/Sentigenhttp://www.invitrogen.com/site/us/en/home.htmlSurparkshttp://www.sunparks.com/cs/Satellite?c=Page&childpagename=Sunparks/SPLayout&cid=1219331456676&p=1219329784457&packedargs=country=NL&lang=NL&pagename=SPWrapperRenovishttp://www.evotec.com/Acceptyshttp://www.manta.com/c/mm3g5zp/acceptys-incRubberworks Internationalhttp://rubberworks.net/CallStreethttp://www.callstreet.com/Skineticshttp://skineticsinc.com/Time Medicalhttp://www.time-medical.com/Edit.comhttp://www.edit.com/Parseonhttp://parseoninc.com/RSofthttp://www.rsoftdesign.com/Memory Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=31370Affymetrixhttp://www.affymetrix.com/estore/Alkeus Pharmaceuticalshttp://alkeus.com/Bamboo Bike Studiohttp://bamboobikestudio.useful-arts.com/Biodesyhttp://biodesy.com/BioSofhttp://bio-sof.com/CALM Energyhttp://calmenergyinc.com/CounterPathhttp://counterpath.com/Curishttp://www.curis.com/index.phpKilimanjarohttp://en.wikipedia.org/wiki/Mount_KilimanjaroLuminAIDhttp://luminaidlab.com/M2M Imaginghttp://www.m2mimaging.com/Nephroshttp://www.nephros.com/Raytheonhttp://www.raytheon.com/Vital Viewhttp://vital-view.com/Therasishttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=82661644Vizio Medical Deviceshttp://www.manta.com/c/mtb9y1s/vizio-medical-devices-llcInvestment Team:Orin Herskowitz, Executive Director and Vice President, 212-854-1242orin.herskowitz@columbia.eduScot Hamilton, Esq., Senior Director, Operations/Data/Compliance, 212-854-6552scot.hamilton@columbia.eduDavid B. Lerner, Director, New Ventures, 212-851-4148david.lerner@columbia.eduDr. Dan Abraham, Director, Morningside/Lamont, 212-851-4138dan.abraham@columbia.eduDr. Ofra Weinberger, Director, Health Sciences, 212-305-6389ofra.weinberger@columbia.eduDonna See, Director, Strategic Initiativesdonna.see@columbia.eduAnthony Cerone, Director, Financetony.cerone@columbia.eduPECommunications Equity Associates (CEA)www.ceaworldwide.comNew YorkMiddle MarketCommunications & NetworkingMedia & Digital MediaSports & Entertainment

156 West 56th Street, Suite 902New YorkNY10019212-218-5085212-957-0620

Since its start in 1973, CEA has completed over 900 transactions in over 60 countries valued in excess of $40 billion. Along with its affiliates, CEA creates value on a global scale by maintaining 10 offices in 6 countries. CEA focuses on the following industries: media, entertainment and communications. In addition to CEA's global experience and track record in the United States, Latin America, Asia and Australia, the firm also maintains a strong presence in Europe through the firm's affiliate, Goetzpartners, formerly CEA-Europe. Since creating its first private equity fund in Western Europe in 1993, CEA now manages a worldwide family of funds with over $1.15 billion under management and/or as general partner. Portfolio companies include:Cable TVhttp://en.wikipedia.org/wiki/Cable_TelevisionHotChalkhttp://www.hotchalk.com/index_new.htmlFuel Outdoorhttp://www.fueloutdoor.com/Lattice Communicationshttp://www.latticebiz.com/Klip Broadbandhttp://klipia.net/index.phpMediacom Communicationshttp://www.mediacomcc.com/index.phpUSOL Holdingshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=408832Silver Cable Enterpriseshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=47047049Corr Wirelesshttp://www.corrwireless.com/Investment Team:Alexander Rossi, Consultantarossi@ceaworldwide.comWaldo Glasman, Managing Directorwglasman@ceaworldwide.comJohn Morrison, Managing Directorjmorrison@ceaworldwide.comJason Donnell, Directorjdonnell@ceaworldwide.comEDFOFCommunity Development Venture Capital Alliance (CDVCA)www.cdvca.orgNew YorkSeedEarlyGrowthExpansionInformation TechnologyConsumer Products

424 West 33rd Street, Suite 320New YorkNY10001212-594-6747212-594-6717

CDVCA is the network for the rapidly growing field of community development venture capital (CDVC) investing. CDVC funds provide equity capital to businesses in underinvested markets, seeking market-rate financial returns, as well as the creation of good jobs, wealth, and entrepreneurial capacity. Community Development Venture Capital (CDVC) funds make equity investments in businesses in economically distressed areas in the United States and around the world. They invest in companies in a variety of industries and at different stages of development, from seed to expansion. CDVCA also manages its own investment vehicle, the Central Fund, which currently has $6 million under management. The Fund specializes in identifying areas with untapped market potential, investing in rapidly growing businesses across diverse industries. The Fund is available to make two types of investments: Fund of Funds investments and Co-investment Fund investments. Both types of investments have a minimum size of $250,000. CDVCA was formed in 1993 and incorporated as a not-for-profit in 1995.Portfolio companies include:MetalWood Batshttp://metalwoodbats.com/Ricochethttp://ricochet.com/BBR Wireless Managementhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28940472Ryla Teleserviceshttp://www.alorica.com/SelecTechhttp://www.selectechinc.com/Pacific Community Ventureshttp://www.pacificcommunityventures.org/SJF Ventureshttp://www.sjfventures.com/CEI Community Ventureshttp://ceicommunityventures.com/Bridges Ventureshttp://www.bridgesventures.com/Meritus Ventureshttp://www.meritusventures.com/Investment Team:Kerwin Tesdell, Presidentktesdell@cdvca.orgEilza Chu, Program CoordinatorJarrett Szeftel, Program AssociateMichelle King, Program AssociateVCHighbridge Principal Strategieswww.hpsgrowthequity.comNew YorkEarlyGrowthInformation TechnologySoftware & Internet

1350 Avenue of the Americas, 34th FloorNew YorkNY10019

Founded in 1998, Highbridge Principal Strategies (formerly Constellation Growth Capital) has raised three funds with total investment assets of over $650 million. Highbridge is a multi-billion dollar business that manages debt and equity opportunities with longer-term holding periods, including: loan, mezzanine, private equity and other investments. The fund invests between $5 and $35 million in early to mid-stage companies that enable the distribution, management and control of information over emerging digital networks. Highbridge provides its portfolio companies with strategic, value-added services by leveraging its Limited Partners that include Bear Stearns, Sony, Viacom, Young & Rubicam, Tribune, Dai Nippon Printing, NTT Data, Acxiom, Toyota and Singapore Technologies. Constellation Ventures' initial investment size varies from $5 million to $25 million with the goal of investing between $15 and $35 million per portfolio company over the life of the investment. On the majority of the firm's investments, it is the lead investor and has board representation. While Highbridge typically invests in private companies, it has invested in public companies and would consider doing so in the future.Portfolio companies include:Bridgevinehttp://bridgevine.com/Net Insighthttp://www.netinsight.net/TV Onehttp://www.tvone.tv/Geary Interactivehttp://www.gearyi.com/Airplus TVhttp://www.rapidtvnews.com/index.php/200908164484/sonys-axn-signs-up-for-spains-pay-dtt.htmlCrispy Gameshttp://www.gamesgames.com/game/Crispy-Cookie-Maker.htmlMotionboxhttp://techcrunch.com/2006/04/02/motionbox-best-online-video-sharing-so-far/OnePhonehttp://www.onephone.se/MTM Technologieshttp://www.mtm.com/CSTVhttp://www.cstv.com/sports/c-ultimate/cs-c-ultimate-body.htmlActiveHealth Managementhttp://www.activehealthmanagement.com/Webifyhttp://webify-services.com/K12http://www.k12.com/WideVinehttp://www.widevine.com/Original Digitalhttp://www.originaldigital.net/TheStreet.comhttp://www.thestreet.com/ideelihttp://www.ideeli.com/welcomeHiberniahttp://en.wikipedia.org/wiki/HiberniaLive Gamerhttp://livegamer.com/Verancehttp://verance.com/Wassermanhttp://www.nyu.edu/careerdevelopment/Zarkana IRIShttp://en.wikipedia.org/wiki/ZarkanaInvestment Team:Clifford H. Friedman, Senior Managing Director and Founding Partnercliff.friedman@highbridge.comLiza A. Boyd, Managing Directorliza.boyd@highbridge.comPayne Brown, Managing Directorpayne.brown@highbridge.comTom Wasserman, Managing Directortom.wasserman@highbridge.comBryan Rubin, Vice Presidentbryan.rubin@highbridge.comVCContour Venture Partnerswww.contourventures.comNew YorkSeedEarlyInformation TechnologySoftware & InternetBusiness ServicesFinancial Services

317 Madison Avenue, Suite 1124New YorkNY10017

Contour Venture Partners is a New York based early stage venture capital firm focused on working with companies that provide leading-edge technology enhanced products and services in the financial services, internet and business services sectors. The firm has directly supported over 60 companies through numerous market cycles since the late 1980's. Contour invests in seed and early stage companies that exhibit a clear path to profitability. The firm takes advantage of the depth of companies, managers and entrepreneurship within the major industry sectors located in the Northeast portion of the United States. Contour invests between $250,000 and $1.5 million per round, preferring to act as the lead or co-lead investor as well as represent the first institutional capital in the company.Portfolio companies include:Managed Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=34410191On Deck Capitalhttp://www.ondeckcapital.com/OwnEnergyhttp://www.ownenergy.net/SwapDrivehttps://www.swapdrive.com/YellowJackethttp://www.yellowjacket.com/All Coveredhttp://www.allcovered.com/about/Contentlyhttp://contently.com/Data Doghttp://www.datadogmarketing.com/EachScapehttp://www.eachscape.com/Kohorthttp://kohort.com/Media6http://m6d.com/Movable Inkhttp://movableink.com/Oggi Finogihttp://collective.com/Punchbowlhttp://www.punchbowl.com/Quirkyhttp://www.quirky.com/Scratch Music Grouphttp://www.scratchmusicgroup.com/ShopKeep.comhttp://www.shopkeep.com/Simpli.fihttp://www.simpli.fi/Ticketflyhttp://www.ticketfly.com/TiqIQhttp://www.tiqiq.com/Voxyhttp://voxy.com/You Beautyhttp://www.youbeauty.com/Zipmarkhttps://www.zipmark.com/Investment Team:Bob Greene, Partner, 212-644-5481bob@contourventures.comMatt Gorin, Partner, 212-644-5482matt@contourventures.comPECordova, Smart & Williams, LLCwww.cswprivateequity.comNew YorkMiddle MarketManufacturing & IndustrialConsumer ProductsRetail & Restaurant

570 Seventh Avenue, Suite 504New YorkNY10018212-920-3700212-920-3710

Cordova, Smart & Williams, LLC, is a New York based private equity investment firm specializing in buyouts, recapitalizations, and growth capital financings. CSW seeks to invest in fundamentally sound, middle market companies with revenues between $25 million and $150 million, as well as "corporate orphans" that are no longer a strategic fit with their parent organizations. Focusing on consumer/retail, both manufacturing and distribution, as well as general industrial manufacturing and services, the firm typically invests between $8 million and $20 million, but is well-positioned to participate in both larger and smaller transactions. Portfolio companies include:Berkshire Blankethttp://www.berkshireblanket.com/Eaterieshttp://www.answers.com/topic/eateries-incSprint Industrial Holdingshttp://www.cswprivateequity.com/companies/company_detail.php?id=5The Sqwincherhttp://www.sqwincher.com/H2O Plushttp://www.h2oplus.com/Advanced Metals Machininghttp://www.advancedmetalsmachining.com/Investment Team:Joli C. Cooper, Industry Partner, 212-920-3704cooper@cswprivateequity.comRobert Sarrazin, Partner, 212-920-3702sarrazin@ cswprivateequity.comMichael A. Smart, Managing Partner, 212-920-3701smart@cswprivateequity.comBruce A. Stevens, Industry Partner, 212-920-3709stevens@cswprivateequity.comEdward Z. Niemczyk, Vice President, 212-920-3707niemczyk@cswprivateequity.comVCCore Innovation Capitalwww.corevc.comNew YorkEarlyInformation TechnologyFinancial Services

611 Broadway Ave., Suite 510New YorkNY10012212-780-0193

Core Innovation Capital only invests in financial technology companies that provide consumer finance products targeting the un- and underbanked consumer markets. This includes payments solutions, credit solutions, and savings and investment instruments for the underbanked. The firm is interested in both customer-facing products and services, as well as business-to-business solutions within its underbanked focus. Core seeks early growth stage investment opportunities, targeting companies with a strong management team in place, a completed product with some market validation and one or two initial reference accounts. Core is focused on companies that serve people based in the United States. The firm will make its initial investments between $500,000 to $2,000,000 and seeks to reserve adequate capital to remain an active partner through a company's growth. As a "double-bottom line" fund, Core seeks excellent financial returns as well as the ability to create a positive social impact on the lives of the underbanked. Core screens all of its investments for their ability to deliver both short- and long-term value for low-income consumers.Portfolio companies include:GoalSpring Financialhttp://www.goalspring.com/Plastychttp://plastyc.com/Savvy Moneyhttp://www.savvymoney.com/?PID=99&CID=387Investment Team:Arjan Schutte, Managing Partnerarjan@corevc.comMichael Harris, Managing Partnermike@corevc.comPECorinthian Capital Group, LLCwww.corinthiancap.comNew YorkMiddle MarketFinancial ServicesManufacturing & IndustrialBusiness ServicesConsumer Products

601 Lexington Ave., 59th FloorNew YorkNY10022212-920-2300212-920-2399

Corinthian Capital was founded in 2005 to invest in small and middle market companies located primarily in North America. The firm's principals, Steven J. Kumble, C. Kenneth Clay, James A. McNair, and Peter Van Raalte, have over 80 years of combined private equity investment experience. The firm has completed over 60 acquisitions with a combined total value of over $1.8 billion. During Corinithian's nearly 20 years together, the firm has exclusively focused on making equity investments in small and middle market niche and unique manufacturing, distribution, and service companies. Corinthian targets niche market leaders in the manufacturing, distribution, service and consumer products segments located primarily in North America. Financial parameters for stand-alone investments include sales of $50 million to $250 million with EBITDA of $5 million to $30 million. Financial parameters for add-on acquisitions include sales of $10 million to $250 million with EBITDA of $1 million to $30 million. Corinthian Capital's headquarters are located in New York, New York. Its Midwest regional office is located in Chicago, Illinois and its Boston area office is located in Hingham, Massachusetts.Portfolio companies include:Control Solutionshttp://www.controlsolutionsinc.com/Disc Makershttp://www.discmakers.com/CD Babyhttp://www.cdbaby.com/CellXionhttp://www.sabrebuildingsystems.com/Wolf Gordonhttp://www.wolf-gordon.com/Beta Internationalhttp://www.betaintl.com/Sabre Industrieshttp://www.sabreindustriesinc.com/Precision Motor Transport Grouphttp://www.pmtghome.com/Stadcohttp://www.stadco.com/Valley Tool & Manufacturinghttp://valleytl.com/Alumacrafthttp://www.alumacraft.com/2012-models/Investment Team:Steven J. Kumble, Chairman and CEOC. Kenneth Clay, Senior Managing DirectorJames A. McNair, Senior Managing Directorjmcnair@corinthiancap.comPeter Van Raalte, Senior Managing DirectorNora De La Serna, CFO and ControllerTony Pucillo, Managing Director and Operating PartnerGerson R. Guzman, DirectorHope E. Vaughn, DirectorVCCoriolis Ventureswww.coriolisventures.comNew YorkEarlySoftware & InternetMedia & Digital Media

160 Mercer StreetNew YorkNY10012

Coriolis Ventures is a New York based early stage Venture and incubation fund specializing in new media and infrastructure technology related to Internet advertising. Coriolis provides its portfolio companies with both capital (and in many cases) incubation assistance to help nascent early stage companies accelerate their growth and development.Portfolio companies include:Adsafe Mediahttp://adsafemedia.com/Appnexushttp://www.appnexus.com/ChallengePosthttp://challengepost.com/Dimestore Mediahttp://www.knowledgenetworks.com/dimestore/index.htmlJangohttp://www.jango.com/Media6°http://www.mediapost.com/publications/article/100974/Crisp Mediahttp://www.crispmedia.com/EveryScreenMediahttp://everyscreenmedia.com/Magne+ichttp://www.ebay.com/itm/Kose-FASIO-Hyper-Stay-Mascara-Magne-CURL-LONG-NEW-2010-/220569509848Tritonhttp://en.wikipedia.org/wiki/Triton_(moon)Investment Team: N/APECornerstone Capital Partners, Inc.www.cornerstonecappartners.comNew YorkMiddle MarketManufacturing & IndustrialBusiness ServicesConsumer Products

555 Fifth Avenue, 14th FloorNew YorkNY10017212-986-5470212-986-5316

Cornerstone Capital Partners is a private investment firm founded in 1990. The firm focuses on niche industrial, manufacturing, distribution or service businesses with sustainable competitive advantages and identified growth opportunities. The firm will not invest in real estate, life sciences, or technology related industries with any risk of technological obsolescence. Cornerstone invests in companies with revenues ranging from $10 million to $150 million, EBITDA greater than $3 million, and located in the United States and Canada.Portfolio companies include:ATIS Grouphttp://www.atisgroup.ca/Stanek Vinyl Windowshttp://www.stanekwindows.com/landing.aspxRAD Technologieshttp://radtechnologies.com/Craftsmen Industrieshttp://www.craftsmenind.com/Aarrowcasthttp://aarrowcast.com/Investment Team:Jerry R. Donatelli, Founding Partnerjdonatelli@cornerstorecappartners.comNorman Silberdick, Partnernsilberdick@cornerstonecappartners.comStephen S. Altman, Partnersaltman@cornerstonecappartners.comBrian Van Schoonhoven, Administrative Partnerbrianvan@cornerstonecappartners.comPECorsair Capitalwww.corsairinvestments.comNew YorkMiddle MarketFinancial Services

717 Fifth Avenue, 24th floorNew YorkNY10022212-224-9400 212-224-9445

Corsair Capital, LLC is a global private equity firm founded in 1992, which has focused exclusively on investing in the financial services industry. Over the past 15 years, Corsair has invested its three funds across a broad array of financial services industry verticals in most major geographies including the U.S., Europe and Emerging Markets in Latin America, Asia and Central Europe. Corsair typically invests between $50 million to $1 billion in companies such as banks, insurance companies, and mortgage lenders.Portfolio companies include:MPC Capitalhttp://www.mpc-capital.com/contell/cms/server/mpc-capital_com/MPC_Capital/index.htmlKorAm Bankhttp://www.transnationale.org/companies/koram_bank.phpAxis Capital Holdingshttp://www.axiscapital.com/Catlin Group Limitedhttp://www.catlin.com/CompuCredithttp://compucredit.com/Kyobo Lifehttp://en.wikipedia.org/wiki/Kyobo_LifeNewStar Financialhttp://www.newstarfin.com/Sparta Insurancehttp://spartainsurance.com/EastWest Bankhttp://www.eastwestbank.com/National Cityhttp://www.ci.national-city.ca.us/Swedbankhttp://www.swedbank.com/Unibancohttp://www.unibanco.com.br/vste/_exc/_hom/index.aspCapstar Bankhttp://www.capstarbank.com/Investment Team:Nicholas B. Paumgarten, ChairmanD.T. Ignacio Jayanti, PresidentJohn C. Botts, Senior AdvisorRichard E. Thornburgh, Vice Chairmanthornburgh@corsairinvestments.comLord Davies of Abersoch, Vice ChairmanClifford V. Brokaw, Managing DirectorHari R. Rajan, PrincipalJeremy S. Schein, PrincipalRaja Haji-Touma, Principaltouma@corsairinvestments.comPECortec Group, Inc.www.cortecgroup.comNew YorkMiddle MarketManufacturing & IndustrialBusiness ServicesTransportation & Distribution

200 Park Avenue, 20th FloorNew YorkNY10166212-370-5600212-682-4195

Cortec Group is a private equity investment firm founded in 1984. Cortec targets specialty middle-market manufacturing, distribution and service companies with revenues of $40 - $300 million and proprietary products or services. The firm is not interested in retail stores, fashion products, software or capital intensive companies, or manufacturers of commodity products. Cortec Group's principals have committed over $62 million to their various funds, assuring alignment of interests with their investors and portfolio company management teams.Portfolio companies include:Jones Stephenshttp://www.plumbest.com/CGI Windows and Doorshttp://cgiwindows.com/Hygenichttp://hygenic.com/EB Brandshttp://www.ebbrands.com/EB Excaliburhttp://www.excaliburelectronics.com/180 Medicalhttp://www.180medical.com/Katena Productshttp://katena.com/Franklin Energy Serviceshttp://www.franklinenergy.com/Cranial Technologieshttp://www.cranialtech.com/Investment Team:R. Scott Schafler, Managing PartnerDavid L. Schnadig, Managing Partnerdschnadig@cortecgroup.comJeffrey A. Lipsitz, Managing Partnerjlipsitz@cortecgroup.comJonathan A. Stein, Partnerjstein@cortecgroup.comMichael E. Najjar, PartnerEugene P. Nesbeda, PartnerJeffrey R. Shannon, Managing DirectorPECourt Square Capital Partnerswww.courtsquare.comNew YorkMiddle MarketInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareMedia & Digital MediaManufacturing & IndustrialBusiness Services

Park Avenue Plaza55 East 52nd Street, 34th FloorNew YorkNY10055212-752-6110212-752-6184

Court Square is an independent private equity firm established by the former members of Citigroup Venture Capital Equity Partners. The firm has invested over $4.5 billion in more than 150 transactions, which have returned $14 billion to date. While the firm takes a generalist approach to investing, it has specific and significant experience in the following sectors: business services, healthcare, industrials, media and publishing, and technology and telecommunications. Court Square currently manages approximately $6 billion of aggregate capital commitments. It closed Court Square Capital II at $3.13 billion, which surpassed a $2.5 billion target, making it one of the largest funds ever raised by an investment bank spin out.Portfolio companies include:SGShttp://www.sgs.com/Ancilehttp://www.ancile.com/Auto Europehttp://www.autoeurope.com/CompuComhttp://www.compucom.com/Fibertechhttp://fibertech.com/MailSouthhttp://www.mailsouth.com/Strategic Industrieshttp://strategicindustriesgroup.com/Mosaichttp://www.mosaic.com/Western Dentalhttp://www.westerndental.com/Wylehttp://www.wyle.com/Rocket Softwarehttp://www.rocketdownload.com/Harvard Drughttp://www.theharvarddruggroup.com/IWCO Directhttp://www.iwco.com/MacDermidhttp://www.macdermid.com/Newmarkethttp://newmarket.com/Southern Graphic Systemshttp://www.sgsintl.com/Investment Team:Christopher D. Bloise, Principal, 212-752-6264cbloise@courtsquare.comKevin D. Brown, Vice President, 212-752-6256kbrown@courtsquare.comJohn P. Civantos, Partner, 212-752-6047jcivantos@courtsquare.comWilliam T. Comfort, Managing Partner, 212-752-6053bcomfort@courtsquare.comMichael A. Delaney, Managing Partner, 212-752-6056mdelaney@courtsquare.comAndrew S. Gesell, Partner, 212-752-6084agesell@courtsquare.comJohn D. Weber, Partner, 212-752-6071jweber@courtsquare.comJeffrey F. Vogel, Vice President, 212-752-6602jvogel@courtsquare.comDavid F. Thomas, Managing Partner, 212-752-6025dthomas@courtsquare.comJoseph M. Silvestri, 212-752-6802jsilvestri@courtsquare.comJohn P. Overbay, Vice President, 212-752-6255jpoverbay@courtsquare.comThomas F. McWilliams, Managing Partner, 212-752-6055tmcwilliams@courtsquare.comJohn K. Kim, Partner, 212-752-6681jkim@courtsquare.comKurt J. Hilzinger, Partner, 212-752-6304khilzinger@courtsquare.comIan D. Highet, Partner, 212-752-6072ihighet@courtsquare.comVCPECove Street Partnerswww.covestreetpartners.comNew YorkEarlyMiddle MarketMedia & Digital Media

1450 Broadway, 42nd Floor New YorkNY10018

Cove Street Partners is a boutique investment and advisory firm specializing in digital media, marketing and advertising. The firm makes investments for its own account; partners with venture and private equity investors in areas where it can add unique value as a result of Cove's industry expertise; and provides strategic advisory services, including M&A, capital formation and strategic consulting services.Portfolio companies include:N/AInvestment Team: Tom MacIsaacTom@CoveStreetPartners.comVCPEFOFCredit Suissewww.credit-suisse.com/us/private_equity/enNew YorkEarlyGrowthMiddle MarketLateInformation Technology

Eleven Madison AvenueNew YorkNY10022-6815212-325-2000212-325-6665

Credit Suisse Private Equity, the global private equity arm of Credit Suisse, is one of the largest managers of alternative assets in the world, with more than $33 billion of private equity managed assets. Credit Suisse Private Equity is comprised of investment funds that focus on domestic and international leveraged buyouts, structured equity investments, mezzanine investments, real estate investments, venture capital and growth capital investments, and investments in other private equity funds. Credit Suisse Private Equity has completed more than 800 transactions with an aggregate transaction value of over $120 billion, and can provide large private equity commitments in excess of $1 billion. The firm has over 69 locations across more than 34 countries on five continents.Portfolio companies include:N/AInvestment Team:Brady W. Dougan, Chief Executive OfficerRenato Fassbind, Chief Financial OfficerPEThe Cypress Groupwww.cypressgp.comNew YorkMiddle MarketInformation TechnologyFinancial ServicesBusiness Services

437 Madison Ave., 33rd Floor New YorkNY10022212-705-0150212-705-0199

The Cypress Group is a New York-based private-equity sponsor managing two private-equity funds. Since 1989, Cypress has invested over $4 billion of private equity capital in 32 transactions whose total value exceeds $22 billion. Cypress focuses on a set number of target industries and sub-sectors believed to offer excellent opportunities for long-term growth and equity appreciation.Portfolio companies include:Affinia Grouphttp://affiniagroup.com/Scottish Re Group Limitedhttp://www.scottishre.com/Content/Profile_Overview.aspCommunications and Power Industrieshttp://www.cpii.com/Cooper-Standard Automotivehttp://www.cooperstandard.com/Financial Guaranty Insurancehttp://fgic.com/Republic National Cabinethttp://www.republicind.com/Atlanta Cable Systemshttp://atlantacablecrew.com/Cinemark USAhttp://www.cinemark.com/Learhttp://lear.com/MedPointehttp://medpointepharma.com/The Meow Mix Companyhttp://www.meowmix.com/Parisianhttp://www.bonton.com/American Marketing Industries Holdingshttp://finance.yahoo.com/news/perception-opportunity-volatility-research-analysis-130000634.htmlAnglian Grouphttp://angliangroup.com/Brand Connectionshttp://www.brandconnections.com/Catlin Grouphttp://www.catlin.com/ClubCorphttp://www.clubcorp.com/Danka Business Systemshttp://kmbs.konicaminolta.us/wps/portal/web/home/about/news/sa_documents/konica%20minolta%20completes%20acquisition%20of%20danka%20office%20imaging%20companyEvergreen Mediahttp://evergreenmedia.com/Illinois Centralhttp://en.wikipedia.org/wiki/Illinois_CentralK&F Industrieshttp://kfvalves.com/McBridehttp://en.wikipedia.org/wiki/McBride_(TV_series)Investment Team:Christopher B. Harned, Managing Directorcharned@cypressgp.comJoseph E. Parzick, Managing Directorjparzick@cypressgp.comJonathan Saltzman, Vice Presidentjsaltzman@cypressgp.comJames A. Stern, Chairman and Chief Executive Officerjstern@cypressgp.comVCDawntreader Ventureswww.dtventures.comNew YorkEarlyInformation TechnologySoftware & InternetMedia & Digital Media

1270 Avenue of the Americas, 5th FloorNew YorkNY10020646-452-6100646-452-6101

Dawntreader Ventures is an early-stage venture capital firm focused on investing in software, Internet, and digital media companies. The core Dawntreader team has invested together since the formation of its first fund in 1998. Dawntreader currently manages two venture capital funds totaling approximately $270 million focused on primarily early-stage information technology. Dawntreader Fund I was a $20 million venture capital fund and Dawntreader Fund II is a $250 million venture capital fund.Portfolio companies include:NetForensicshttp://www.netforensics.com/ProactiveNethttp://www.bmc.com/products/product-listing/ProactiveNet-Performance-Management.htmlLivePersonhttp://www.liveperson.com/Answers.comhttp://www.answers.com/Perfect Commercehttp://www.perfect.com/Greenplumhttp://www.greenplum.com/Flashbasehttp://www.flashgamesbase.com/Gizmo 5http://www.gizmovoice.com/Intersanhttp://www.intersanus.com/Colloquishttp://en.wikipedia.org/wiki/ColloquisGoToMyPChttp://www.gotomypc.com/remote_access/home?Action=rgoto&_sf=2DeepNines Technologieshttp://www.deepnines.com/Xorahttp://www.xora.com/ss/HNWhttp://www.hnw.com/iPrint.comhttp://www.iprint.com/store/Moreoverhttp://www.moreover.com/homeMortgageIThttp://en.wikipedia.org/wiki/MortgageITPeer39http://www.peer39.com/Tutor.comhttp://www.tutor.com/Visible Worldhttp://visibleworld.com/Investment Team:Ned Carlson, Managing Directorncarlson@dtventures.comDaniel DeWolf, Managing Directorddewolf@dtventures.comEd Sim, Managing Directoresim@dtventures.comJennifer Moy, Vice Presidentjmoy@dtventures.comPEDelta Private Equity Partnerswww.dpep.comNew YorkMiddle MarketInformation TechnologyBusiness ServicesConsumer Products

545 Fifth Avenue, Suite 300New YorkNY10017212-818-0444212-818-0445

Founded in 1995, Delta Private Equity Partners is a leading private equity manager dedicated to developing and funding fast growing companies in Russia that possess the potential to become market leaders. It has invested over $440 million in 54 Russian companies through the U.S. Russia Investment Fund, which was established in 1994, and the Delta Russia Fund, a $120 million fund, and a successor private fund formed in 2004. The funds invest in high quality companies that provide goods, services and technologies to meet rapidly-growing demand in Russia's vast developing market. DPEP does not invest in natural resource industries and privatizations. DPEP invests between $5 million and 10 million in each company for an average period of three to five years. Portfolio companies include:VideoNexthttp://www.videonext.com/Prime Star Natural Foodhttp://primeangus.co.nz/about.htmlNoviy Diskhttp://www.ndgames.ru/about/Veschhttp://www.acronymfinder.com/Virginia-Erosion-and-Sediment-Control-Handbook-(Virginia-Department-of-Conservation-and-Recreation)-(VESCH).htmlDeltaLeasinghttp://deltaleasing.net/Investment Team:Patricia Cloherty, Chairman and CEOEkaterina Skolkin, Director of Corporate Communications and Investor RelationsOlga Yakobson, Investment Information Manageroyakobson@dpep.comPavel Fedorov, AssociateLori Singer, Chief Financial Officer (New York)VCDolphin Equity PartnersNew YorkEarlyGrowthExpansionInformation TechnologyCommunications & NetworkingMedia & Digital Media

Madison Avenue, 9th FloorNew YorkNY10017212-446-1600

Dolphin Equity Partners, LP (DEP), founded in 1998, specializes in investing in emerging media and marketing services, enterprise services, technology and communications companies operating primarily in the U.S., Canada and the U.K. Located in New York City, DEP currently manages over $340 million in capital. DEP seeks to obtain significant equity positions in expansion stage companies poised for substantial growth. Although the firm's preference is for expansion stage companies, it will opportunistically consider early-stage investments, recapitalizations and buy-outs. Dolphin Equity generally invests between $2.5 and $5.0 million initially in growth-stage companies.Portfolio companies include:AVSThttp://www.avst.com/NetMotion Wirelesshttp://www.netmotionwireless.com/MegaPathhttp://www.megapath.com/Telwareshttp://www.telwares.com/SilverCarrothttp://silvercarrot.com/Airbandhttp://www.airband.com/Overtonehttp://overtoneband.com/Guild.comhttp://www.guildguitars.com/Mobile Armorhttp://en.wikipedia.org/wiki/Mobile_armorVoxitashttp://www.appiaservices.com/Rate Integrationhttp://www.sixthsensemedia.com/SeaPasshttp://www.seapass.com/SportVisionhttp://www.sportvision.com/Touch Commercehttp://www.touchcommerce.com/Investment Team:Richard J. Brekka, Managing Partner, 212-446-1601rbrekka@dolphinequity.comDennis O'Connell, Partner, 212-446-1617doconnell@dolphinequity.comAdam S. Greene, Venture PartnerEugene Galantini, CFOVCDraper Fisher Jurvetson Gotham Ventureswww.dfjgotham.comNew YorkEarlyInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaFinancial Services

132 West 31st Street, Suite 1102New YorkNY10001212-279-3980212-279-3835

Draper Fisher Jurvetson Gotham (DFJ Gotham) is a venture capital firm focused on early-stage technology companies in the Northeast U.S. and Israel. DFJ Gotham's first investment was made in 2000, and since then the firm has backed over 20 ventures, spanning a wide array of technology related sectors. DFJ Gotham is a generalist information technology (IT) investor, meaning that the firm will invest in all sub-sectors of the IT space. These sub-sectors include, but are not limited to: digital media, e-commerce, financial technology, mobile and network infrastructure. DFJ Gotham typically invests $100K-$500K in seed investments or $1M-$3M in series A investments in companies that have a demonstrable product. DFJ Gotham will invest up to $6-8 million over the lifetime of companies that receive a Series A investment. DFJ Gotham primarily invests in companies that are or will be headquartered on the East Coast of the United States. The firm also invests in companies founded in Israel, particularly when they are moving some or all their operations to the U.S. DFJ Gotham is part of the Draper Fisher Jurvetson Global Network, which has $6 billion in assets under management. Portfolio companies include:Adstruchttp://adstruc.com/Altruikhttp://www.altruik.com/Fynanzhttp://www.fynanz.com/Lumetahttp://www.lumeta.com/Magnolia Broadbandhttp://www.magnoliabroadband.com/Izeahttp://izea.com/ContextWebhttp://www.contextweb.com/Expo Televisionhttp://www.expotv.com/Medialetshttp://www.medialets.com/Mimeohttp://www.mimeo.com/Panvideahttp://www.panvidea.com/PEIhttp://www.gov.pe.ca/Philohttp://en.wikipedia.org/wiki/PhiloPivothttp://www.snapfiles.com/get/stickfigure.htmlSailThruhttp://www.sailthru.com/Seamless Reciptshttp://www.seamlessreceipts.com/Searchandisehttp://www.searchandise.net/SinglePlatformhttp://www.singleplatform.com/Solvatehttp://en.wikipedia.org/wiki/SolvationSTELLAServicehttp://www.stellaservice.com/Totsyhttp://www.totsy.com/VerTerrahttp://www.verterra.com/ViVotechhttp://www.vivotech.com/Widetronixhttp://widetronix.com/people.phpWorktopiahttps://www.worktopia.com/Yipithttp://yipit.com/Investment Team:Ross Goldstein, Co-Founder and Managing Directorross@dfjgotham.comDaniel Schultz, Co-Founder and Managing Directordanny@dfjgotham.comTimothy Draper, Founder, Managing DirectorThatcher Bell, Principalthatcher@dfjgotham.comJoy Marcus, Venture Partnerjoy@dfjgotham.comPEDTI Capitalwww.dticapital.comNew YorkMiddle MarketEnergy & Clean TechInformation TechnologyBusiness ServicesFinancial Services

590 Madison AvenueNew YorkNY10022212-521-4400

DTI Capital was established to provide a different approach to investing in private equity. By matching capital with investments on a transactional basis, and by not charging management fees to investors, the firm feels its interests are aligned with those of its Investor Partners and management teams. DTI Capital typically invests in cash generative businesses that have sustainable competitive advantages. DTI usually invests $5M-50M of equity per transaction, and invests its own capital in each deal alongside the firm's Investor Partners. DTI invests across multiple geographies and industries, though its focus is on Technology, Financial & Business Services, and Energy opportunities across the U.S. and Europe. DTI can buy all or part of a company; can inject equity to help recovery; can invest equity to fund organic growth; can finance acquisitions; and can facilitate personal and family ownership transitions.Portfolio companies include:Decision Scienceshttp://www.decisionsciences.org/CodeStreethttp://www.codestreet.com/WTGhttp://wtg.net/Investment Team:John S. Wehrle, Managing Partner (Missouri)jsw@dticapital.comMatthew J. Penneycard, Managing Directormjp@dticapital.comGeorge R. Creel, Managing Directorgc@dticapital.comTodd C. Ostrow, Sr. Associatetco@dticapital.comVCEarthrise Capitalwww.earthrisecapital.comNew YorkEarlyGrowthExpansionEnergy & Clean Tech

80 Broad Street, 5th FloorNew YorkNY10004

Earthrise is a venture capital fund targeting sustainable energy, power and water technologies. Launched in 2008, the fund invests primarily in early-stage companies, and opportunistically in later stage ventures located in North America. Earthrise's target industries include a broad range of new energy and industrial technologies and services designed to improve the efficiency, environmental performance, safety and security of critical resource use and production. This includes sustainable energy technologies, such as solar, wind power, geothermal; power electronics, power storage, and energy efficiency; water treatment, green chemistry and new materials for these sectors.Portfolio companies include:NanoMas Technologieshttp://www.nanomastech.com/Axion Power Internationalhttp://www.axionpower.com/Forest2Markethttp://forest2market.com/Investment Team:Ann Partlow, Founder, General Partner, 212-757-1007apartlow@earthrisecapital.comJim LoGerfo, Co-Founder, General Partner, 646-408-5495jlogerfo@earthrisecapital.comVCEaston Capital Investment Groupwww.eastoncapital.comNew YorkEarlyGrowthExpansionLife Sciences & Healthcare

767 Third Avenue, 7th FloorNew YorkNY10017212-702-0950212-702-0952

Easton Capital Investment Group manages approximately $200 million on behalf of a number of significant institutional investors in its three funds, Easton Capital Partners, L.P., Easton Hunt Capital Partners, LP and Easton Hunt New York, LP. Easton makes investments ranging in size from $2 million to $7.5 million and has strategic co-investment relationships with many of its institutional investors, which allows it to participate in larger initial and follow-on rounds of funding. The firm targets investment in healthcare and other opportunities which address continuing persistent societal needs or wants, such as out-of-favor technologies and companies with innovative products and services that have achieved, or are likely to quickly achieve, a critical level of commercial acceptance. Easton has offices in New York and Florida. The firm is stage-agnostic and considers opportunities from early stage venture capital to later stage growth capital. However, Easton has generally not been a seed stage investor.Portfolio companies include:Acorda Therapeuticshttp://www.acorda.com/BlueBirdBiohttp://www.bluebirdbio.com/Cardiomemshttp://www.cardiomems.com/Coapthttp://www.thefreedictionary.com/coaptTargacepthttp://www.targacept.com/Somnus Medical Technologieshttp://www.talkaboutsleep.com/sleep-disorders/archives/Snoring_apnea_somnus.htmPromediorhttp://www.promedior.com/SpectRxhttp://guidedinc.com/VentralFixhttp://www.privateequityfirms.com/company/22248/VentralFix--Trellis Biosciencehttp://trellisbio.com/Xofthttp://www.xoftinc.com/Biolex Therapeuticshttp://www.biolex.com/CSihttp://www.cbs.com/primetime/csi/Conor MedSystemshttp://www.cordis.com/affiliates-directoryDepomedhttp://www.depomedinc.com/DDFhttp://www.ddfskincare.com/Experimed Biosciencehttp://www.manta.com/c/mmsctkj/experimed-bioscience-incGentishttp://www.gentisinc.com/Insmedhttp://www.insmed.com/iTherxhttp://www.itherx.com/Protez Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=8955244Salmedixhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=796432TransMolecularhttp://www.transmolecular.com/pdfs/FiveashPR_ASCOVersion.pdfZalicushttp://www.zalicus.com/Achronixhttp://www.achronix.com/Autonet Mobilehttp://www.autonetmobile.com/goCrossCampushttp://www.gocrosscampus.com/Laminahttp://en.wikipedia.org/wiki/LaminaComvergehttp://www.comverge.com/IGA Worldwidehttp://www.igaworldwide.com/Playspanhttp://www.playspan.com/Quasarhttp://en.wikipedia.org/wiki/QuasarSonicshttp://www.sonicdrivein.com/index2.jspWillowhttp://en.wikipedia.org/wiki/WillowArch Baldhttp://archbaldborough.org/Chancellor Universityhttp://www.chancelloru.edu/Innovative Stonehttp://www.innovativestone.com/Javaccino Coffee Lattehttp://www.facebook.com/javaccinoSunSourcehttp://www.sun-source.com/TLChttp://tlc.discovery.com/Investment Team:John H. Friedman, Managing Partnerfriedman@eastoncapital.comCharles B. Hughes III, Managing Directorhughes@eastoncapital.comRichard P. Schneider, Managing Directorschneider@eastoncapital.comAnup Arora, Managing Directorarora@eastoncaptial.comLisa Rhodes, Managing Directorlrhoads@eastoncapital.comFranciso A. Garcia, Managing Director (Miami)Garcia@eastoncapital.comPEEastport Operating Partnerswww.eastportlp.comNew YorkMiddle MarketManufacturing & Industrial

204 East 20th St., 3rd Floor New YorkNY10003212-674-1900212-674-6821

Eastport Operating Partners is a $100 million fund formed to purchase privately held basic industries companies in the United States. Eastport was formed with the involvement of J.P. Morgan as investment banker and as a significant Eastport investor. Eastport targets companies that have several key characteristics to ensure they are well positioned to benefit from a "buy-and-build" strategy. These companies should hold a leading position in a fragmented but promising niche market; benefit from significant and sustainable barriers to entry by competitors; and have a capable or augmentable management team, stable cash flows, low technology risk, and no significant customer or supplier concentration. The firm looks for niche manufacturing companies with revenues between $15,000,000 and $100,000,000.Portfolio companies include:Pyramid Mouldingshttp://pyramidmouldings.com/American Changerhttp://americanchanger.com/Amerifabhttp://www.amerifabinc.com/Roberts-Gordonhttp://www.rg-inc.com/Energy Manufacturinghttp://www.energymfg.com/Amerifabhttp://www.amerifabinc.com/Investment Team:J. Andrews McWethy, General Partneramcwethy@eastportlp.comEdward J. Kata, General Partnerekata@eastportlp.comDr. F. Patrick Smith, General PartnerVCEchoing Greenwww.echoinggreen.orgNew YorkSeedInformation Technology

494 Eighth Ave., 2nd FloorNew YorkNY10001212-689-1165212-689-9010

To accelerate social change, Echoing Green invests in and supports outstanding emerging social entrepreneurs to launch new organizations that deliver bold, high-impact solutions. Through a two-year fellowship program, the firm helps its network of visionaries develop new solutions to society's most difficult problems. These social entrepreneurs and their organizations work to solve deeply-rooted social, environmental, economic, and political inequities to ensure equal access and to help all individuals reach their potential. To date, Echoing Green has invested over $30 million in seed funding to almost 500 social entrepreneurs and their innovative organizations. Echoing Green is a 501(c)3 nonprofit organization. Each year, Echoing Green awards 12-15 two-year fellowships to social entrepreneurs. Fellows receive up to $90,000 in seed funding and technical support to turn their innovative ideas into sustainable social change organizations.Portfolio companies include:N/AInvestment Team:Cheryl L. Dorsey, Presidentcheryl@echoinggreen.orgLara Galinsky,Senior Vice Presidentlara@echoinggreen.orgVCEdison Venture Fundwww.edisonventure.comNew YorkGrowthExpansionInformation TechnologySoftware & InternetLife Sciences & HealthcareFinancial Services

11 Penn Plaza, 5th Floor, Suite 5144New YorkNY10001609-896-1900

Founded 1986, Edison Venture Fund focuses on investing in information technology companies including: financial services, pharmaceutical IT, application software, and security and technology enabled business solutions. Edison initially invests $5-$8 million, financing internal growth, management buyouts, acquisitions, corporate spinouts and secondary stock purchases. Edison targets growing companies with revenues of $5-$20 million in New York City, New Jersey, Pennsylvania, Delaware, Maryland, DC and Virginia. The firm will also consider opportunities in Ohio and North Carolina. Edison's total investment ranges from $6-10 million. The firm has additional offices in Massachusetts, New Jersey and Virginia.Portfolio companies include:Sentrxhttp://www.sentrx.com/Health Market Sciencehttp://www.healthmarketscience.com/DiagnosisONEhttp://www.diagnosisone.com/PHXhttp://www.phxskyharbor.com/SmartAnalysthttp://www.smartanalyst.com/VFAhttp://www.vfa.com/iContractshttp://www.icontracts.com/Systechhttp://www.systech.com/Cadienthttp://www.cadient.com/Octagon Researchhttp://www.octagonresearch.com/ClearPointhttp://www.clearpointcreditcounselingsolutions.org/Veriloguehttp://www.verilogue.com/SmartAnalysthttp://www.smartanalyst.com/Anderahttp://www.andera.com/Archive Systemshttp://www.archivesystems.com/RewardsNOWhttp://www.rewardsnow.com/Scivantagehttp://www.scivantage.com/TraderToolshttp://tradertools.com/MotionSofthttp://www.motionsoft.net/CheckPoint HRhttp://www.checkpointhr.com/FolioDynamixhttp://www.foliodynamix.com/Neathttp://neat.com/Billtrusthttp://www.billtrust.com/Blue Codhttp://www.bluecod.net/Business Financial Serviceshttp://www.businessfinancialservices.com/Liberty Taxhttp://www.libertytax.com/default.aspxMiria Systemshttp://www.miriasystems.com/PHXhttp://www.phxskyharbor.com/Pinnacle Taxxhttp://www.pinnacletaxx.com/RedVisionhttp://redvision.com/Regenthttp://www.regent.edu/SANpulsehttp://www.sanpulse.com/Softgarehttp://www.software.com/Telarixhttp://www.telarix.com/Veriloguehttp://www.verilogue.com/Salsa Labshttp://www.salsalabs.com/Fishbowl Marketinghttp://www.fishbowl.com/Fiberlinkhttp://www.maas360.com/Neathttp://neat.com/Business Financial Serviceshttp://www.businessfinancialservices.com/Libtery Taxhttp://www.libertytax.com/default.aspxSellMyTimeShareNOWhttp://www.sellmytimesharenow.com/Exclaimhttp://dictionary.reference.com/browse/exclaimInMagichttp://www.inmagic.com/Lifebookerhttp://www.lifebooker.com/Maptuithttp://www.maptuit.com/web/terms/index.htmlMediaBrixhttp://www.mediabrix.com/MotionSofthttp://www.motionsoft.net/NetProspexhttp://www.netprospex.com/Operativehttp://www.operative.com/Pinnacle Taxxhttp://www.pinnacletaxx.com/PlumChoicehttp://www.plumchoice.com/Scivantage Sonicbirds Ziplocalhttp://www.edisonventure.com/investments/investments-list/CallCopyhttp://www.callcopy.com/CorasWorkshttp://www.corasworks.net/index.htmlNetProspexhttp://www.netprospex.com/Notable Solutionshttp://www.nsiautostore.com/KEMP Technologieshttp://www.kemptechnologies.com/Investment Team: Joe Allegra, General Partnerjoe@edisonventure.comChris Sugden, Managing Partnercsugden@edisonventure.comRyan Ziegler, Principalrziegler@edisonventure.comMichael Balmuth, General Partnermbalmuth@edisonventures.comGary Golding, General Partnerggolding@edisonventures.comMichael Kopelman, Partnermkopelman@edisonvetnures.comJohn Martinson, Managing Partner and Founderjmartinson@edisonventures.comRoss Martinson, Partnerrmartinson@edisonventures.comTom Vander Schaaff, Partnertom@edisonventures.comPEEgret Capital Partners, LLCwww.EgretCapital.comNew YorkMiddle MarketManufacturing & IndustrialBusiness Services

158 West 29th St, 11th FloorNew YorkNY10001212-673-8600212-937-1920

Egret Capital Partners is a specialized private equity firm with a focus on companies in the fields of manufacturing and business services. The firm was formed by a team of industry veterans with over $250 million of combined personal assets. Egret looks for businesses that are based in North America (not just New York), with revenues of at least $10 million, free cash flow less than $5 million, and recurring revenue from an established customer base. Egret invests in companies in which it can acquire a control position, but ones in which the core management team is in place and is interested in either retaining significant equity involvement with the company (in the case of owner-operators), or acquiring such an interest.Portfolio companies include:N/AInvestment Team:James Silver, Senior Managing DirectorDavid S. Rose, ChairmanPeter Nager, Senior Managing DirectorPhyllis Haberman, Senior Managing DirectorJames Morice, PrincipalPEEmigrant Capitalwww.emigrantcapital.comNew YorkMiddle MarketInformation TechnologyConsumer Products

6 East 43rd Street, 8th FloorNew YorkNY10017917-262-5254

Emigrant Capital is a private investment firm that provides flexible capital solutions to finance corporate acquisitions, fund growth, create liquidity and meet the other financial needs of middle market businesses and their owners. Emigrant invests in companies with revenues of $15- $100 million that are well-positioned competitively, either through branding, distinctive engineering, or by virtue of other proprietary concepts. Emigrant prefers cash flow-positive companies with $3 to $10 million in historical EBITDA, but will consider turnaround opportunities on a case-by-case basis.Portfolio companies include:Zola Acaihttp://zolaacai.com/Detourhttp://en.wikipedia.org/wiki/DetourBoylan Bottlinghttp://www.boylanbottling.com/AC Label Companyhttp://www.aclabel.com/Esprohttp://www.espro.ca/M-Cubedhttp://www.m-cubed.com/Cascade Drillinghttp://www.cascadedrilling.com/Investment Team:William Staudt, Vice Chairman, Emigrant Savings Bankstaudtw@emigrant.comChristopher H. Staudt, Directorstaudtc@emigrant.comRahul Sharma, Associatesharmar@emigrant.comDavid Reese, Analystreesed@emigrant.comVCEndurance Ventureswww.enduranceventures.comNew YorkGrowthInformation TechnologySoftware & InternetEnergy & Clean Tech

332 Bleecker Street, #K-67New YorkNY10014212-867-4977646-365-3195

Endurance directly invests in, or will assemble necessary capital for, both private and public companies to execute appropriate growth opportunities. Typical metrics for prospective investments include: greater than $5MM in sales; break even or near break even; market or "near market" has growth or can be consolidated; and a path to shareholder liquidity can be developed within 36 months. Endurance Ventures is the General Partner of: Strome Endeavor Partners, LP (SEP); Strome Endeavor Partners II, LP (SEP II); and EPG Investment, LLC. The firm maintains offices in Ann Arbor, MI, Ft. Lauderdale, FL, and Santa Monica, CA. Portfolio companies include:National Water and Powerhttp://www.mynwpsc.com/xwsHome/Fullscopehttp://www.fullscope.com/EcoDurohttp://ecoduro.com/Design2Launchhttp://graphics.kodak.com/US/Product/Enterprise_Marketing/default.htmAegis Broadbandhttp://www.corporationwiki.com/California/San-Diego/aegis-broadband-inc/42071874.aspxInvestment Team:Ron ReedHorace MartinDavid ThomasThomas PennellPEEnergy Investors Funds (EIF)www.eifgroup.comNew YorkMiddle MarketEnergy & Clean Tech

One Penn Plaza, Suite 4200 250 West 34th StreetNew YorkNY10119212-564-3796212-564-4802

Energy Investors Funds (EIF) was founded in 1987 as the first private equity fund manager dedicated exclusively to the independent power and electric utility industry and is 100% management-owned. Since that time, EIF has raised over $4.0 billion in equity capital and has made over 100 diversified investments. These power-related investments are located worldwide, but have a U.S. focus, and span a wide range of investment strategies, technologies, and fuels. Energy Investors Funds evaluates investment opportunities in most segments of the U.S. power and electric utility sectors. This includes electricity generating, transmission, and energy services assets, energy and utility company ownership interests, and utility service deployment investments. EIF has invested through three funds: United States Power Fund, L.P., which has fully invested its $250 million in assets; United States Power Fund II, L.P., which has substantially invested its $750 milion in assets; and United States power Fund III, which closed in 2007 and is currently investing his $1.35 billion in assets. The firm maintains offices in Boston, New York, and San Francisco.Portfolio companies include:Astoria Energyhttp://www.astoriaenergy.com/Berkshire Power Stationhttp://www.careerjet.co.uk/power-station-jobs/berkshire-138.htmlMASSPOWERhttp://www.masspower.com.sg/Blackhawk Power Stationhttp://en.wikipedia.org/wiki/Blackhawk_Generating_StationHamakua Energy Partnershttp://www.eifgroup.com/hamakua.htmlMustang Stationhttp://mustangstation.com/Calypso Energy Holdingshttp://calypsocorp.com/Development Partners Grouphttp://developmentpartners.com/Kleen Energy Systemshttp://kleenenergy.com/Solar Power Partnershttp://www.nrgenergy.com/nrgsolar/index.htmlInvestment Team:John Buehler, Jr., Managing Partnerjbuehler@eifgroup.comTerence Darby, Managing PartnerHerbert Magid, Managing PartnerD. Mitchell Coddington, Partner & CFOmcoddington@eifgroup.comMark D. Segel, Partnermsegel@eifgroup.comAndrew E. Schroeder, Senior Partneraschroeder@eifgroup.comPEEnhanced Equity Fund, LPwww.enhancedequity.comNew YorkSeedEarlyLife Sciences & HealthcareBusiness Services

601 Lexington Avenue, 55th FloorNew YorkNY10022212-207-3386212-207-9031

Founded in 2005, Enhanced Equity Fund, LP (EEF) is a $600 million private equity fund focused on investing in small capitalization growth companies (typically less than $100 million in revenues). EEF focuses its investment activity exclusively in two areas: Healthcare and Information & Business Services. The firm's investment philosophy and strategy is to invest in smaller, high growth companies and partner with successful entrepreneurs and management teams to build value through internal growth and acquisitions. EEF typically invests $10 to $50 million over the life of an investment in companies with less than $100 million in revenues. Portfolio companies include:PrePak Systemshttp://prepaksys.com/Integrated Mobilehttp://www.moveroinc.com/Sante Pediatric Serviceshttp://santepediatrics.com/index.htmlRegency Hospicehttp://www.regencyhospice.com/Correctional Healthcarehttp://www.correctioncare.com/Fitness Togetherhttp://corp.fitnesstogether.com/Tritonhttp://en.wikipedia.org/wiki/Triton_(moon)Guardian Healthcarehttp://www.guardianhealthcare.com/Layered Techhttp://www.layeredtech.com/NextCarehttp://www.nextcare.com/Aphenahttp://aphenapharma.com/First Medhttp://firstmedny.com/Specialty Therapeutic Carehttp://www.stcare.com/VantagePoint Laboratory Partnershttp://vantagepointlabs.com/WhiteGlove Healthhttp://www.whiteglove.com/Management Health Solutionshttp://mhsinc.com/Investment Team:Andrew M. Paul, Founder and Managing General Partnerapaul@enhancedcap.comChristopher Garcia, Managing Partnercgarcia@enhancedequity.comMalcolm T. Kostuchenko, Co-Founder and General Partnermkostuchenko@enchancedcap.comBrett A. Fliegler, Partnerbfliegler@enchancedcap.comKenton Rosenberry, Partnerkrosenberry@enhancedequity.comSamarth Chandra, Vice PresidentVCENIAC Ventureshttp://eniacventures.comNew YorkSeedInformation TechnologySoftware & InternetMedia & Digital Media

240 West 23 Rd Street, Suite 3 CNew YorkNY10017415-420-8798

ENIAC Ventures is the first independent seed stage venture fund focused exclusively on the mobile software sector. ENIAC Ventures invests in high growth mobile startups identified through its network of established relationships in the sector. The firm takes a hands on approach and provides talented, driven entrepreneurs with on-the-ground management strategy and execution. The firm is led by Hadley Harris, Nihal Mehta, Vic Singh, and Tim Young. In October 2010, the firm announced that it raised $1.6 million in its first fund, which it will invest in $25,000 to $100,000 chunks over the next four to five years. Specific targeted sectors include, but are not limited to the following: Enterprise and consumer productivity applications, Interactive and casual gaming, Location based services, Mobile advertising, Mobile commerce, Mobile presence, Mobile analytics, Aggregation of services, Mobile virtual worlds, Near field communications, Payments and mobile banking, Rich media content delivery, and Mobile user interfaces.Portfolio companies include:Buzzdhttp://www.buzzd.com/Breezyhttps://www.breezy.com/Fast Societyhttp://fastsociety.com/Instinctivhttp://www.instinctiv.com/Koducohttp://techcrunch.com/2010/08/23/koduco-ipad-games/Localyticshttp://www.localytics.com/MightyMeetinghttp://mightymeeting.com/Mindsnackshttp://www.mindsnacks.com/NearVersehttp://www.lokast.com/OnSwipehttp://onswipe.com/Opinionaidedhttp://thumb.it/Philohttp://en.wikipedia.org/wiki/PhiloTrackshttp://www.tracksdenver.com/Visiblihttp://www.visibli.com/Fonduhttp://www.fonduebits.com/Immersive Labshttp://immersivelabs.com/LocalResponsehttps://localresponse.com/Showmehttp://www.showme.com/Sonarhttp://en.wikipedia.org/wiki/SonarThumbhttp://en.wikipedia.org/wiki/ThumbInvestment Team:Hadley Harris, PartnerNihal Mehta, PartnerVic Singh, Founding General PartnerTim Young, Founding General Partnertim@eniacventures.comPEEnvironmental Capital Partnerswww.ecpcapital.comNew YorkMiddle MarketEnergy & Clean TechConsumer Products

6 East 43rd Street, 20th Floor New YorkNY10017917-262-5240917-262-5259

Environmental Capital Partners (ECP) is a private equity firm which, through its relationship with New York Private Bank & Trust, provides long-term capital and management support to leading middle-market companies in the environmental industry. ECP considers all companies that provide any of a diverse range of goods and services to prevent, limit, or correct environmental damage to water, air, soil, or human health. ECP invests in established businesses with strong growth potential that can benefit from the firm's financial, operational and strategic resources. ECP makes majority or significant minority investments and then works closely with company managements to build value together. The firm's target equity investment is $5 million to $25 million, but it has the ability to complete larger transactions. ECP targets companies in the U.S. and Canada with revenues of $10 million to $150 million, and EBITDA of $1 million to $10 million. Portfolio companies include:Cascade Drillinghttp://www.cascadedrilling.com/Intechrahttp://intechra.com/Investment Team:Robert L. Egan, Managing Partnereganr@ecpcapital.comWilliam W. Staudt, Managing Partnerstaudtw@ecpcapital.comJonathan Schilowitz, Associateschilowitzj@ecpcapital.comMichael T. Richter, Partnerrichterm@ecpcaptial.comChristopher H. Staudt, Principalstaudtc@ecpcaptial.comDr. Stephen R. Kellert, Senior Advisorkellerts@ecpcapital.comVCPEEos Partners, LPwww.eospartners.comNew YorkExpansionMiddle MarketLife Sciences & HealthcareEnergy & Clean TechMedia & Digital MediaFinancial ServicesManufacturing & IndustrialBusiness Services

320 Park Avenue, 9th FloorNew YorkNY10022212-832-5800212-832-5815

Eos, formed in 1994, is an investment firm with approximately $1.5 billion of capital under management. The firm is an active investor in the private equity, public equity and credit markets. Eos targets investments in later-stage growth companies where there is a proven business model and strong management, and transactions typically range from $30 million to $500 million. Eos invests opportunistically across all industries, but focuses on the following: Business & Outsourced Services, Alternative Media & Marketing Services, Healthcare Services, Transportation & Logistics, Infrastructure & Environmental Services, Energy & Alternative Energy, and Financial Services.Portfolio companies include:Addus Healthcarehttp://www.addus.com/Mercury Mediahttp://www.mercurymedia.org/Roadrunner-Daweshttp://www.rdfs.com/Promo Workshttp://www.promoworks.com/GreenStar Serviceshttp://www.greenstarcorp.com/MC2http://www.mc2-ice.com/Natural Products Grouphttp://naturalproductsmarketinggroup.com/Investment Team:Steven M. Friedman, Managing Partnersfriedman@eospartners.comBrian D. Young, Managing PartnerMark L. First, Managing Directormfirst@eospartners.comSamuel B. Levine, Managing Directorslevine@eospartners.comSimon A. Bachleda, Principalsbachleda@eospartners.comBrendan M. Moore, Principalbmoore@eospartners.comAdam S. Gruber, Principalagruber@eospartners.comJason W. Pike, PrincipalDavid Van Steenkiste, PrincipalAakash Patel, Vice PresidentMBEpic Partnerswww.epicpartnersllc.comNew YorkMiddle MarketEducation & Training

116 West 23rd Street, 5th FloorNew YorkNY10011646-375-2123646-349-3460

Founded in 2001, Epic Partners is a merchant banking and advisory firm focused on the education and training sector. Epic Partners is a firm of professionals that works with companies and investors when supplementary funds or management capability is called for, frequently to help firms that are under-achieving their goals or that are attempting to make significant changes in their business models. Epic Partners generally looks for companies with EBITDA greater than $2 million, although it will consider companies with less. The firm has no maximum investment size, as it has access to capital for investments of all sizes. Epic Partners will consider both control and non-control, growth capital investments. Portfolio companies include:Oasis Children's Serviceshttp://www.oasischildren.com/University of Sint Eustatius School of Medicinehttp://www.eustatiusmed.edu/St. Matthew's Universityhttp://www.stmatthews.edu/Provanthttp://www.provanthealth.com/Helma Institute of Massage Therapyhttp://www.edref.com/school_list/helma-institute-of-massage-therapyInvestment Team:Robert Puopolo, Partner, 646-375-2123rtpuopolo@epicpartnersllc.comPeter Yoon, Principalpyoon@epicpartnersllc.comVCErGo Media Capitalwww.ergomediacapital.comNew YorkSeedEarlyMedia & Digital MediaSports & Entertainment

853 Broadway, Suite 1406New YorkNY10003646-998-1060646-274-0846

ErGo Media Capital is a new investment firm focused on the rapidly evolving entertainment and media marketplace. The company makes private equity investments in companies at all stages, and seeks project finance opportunities involving strong distribution and marketing partners. Key areas of interest include film, video games, television, digital distribution and new media. ErGo Media Capital will pursue opportunities both alone and alongside strategic partners such as film distributors, video game publishers and venture capital firms looking at both established and emerging markets. The firm will also consider joint ventures, structured finance opportunities such as distributor slate co-financing and P&A deals, and M&A transactions such as rollups or library acquisitions. Individual project finance, including single film and video game investments, will be considered but will require North American distribution prior to funding. Investment size will range up to $15 million per opportunity.Portfolio companies include:N/AInvestment Team:Matt LittinVCEssex Woodlands Health Ventureswww.essexwoodlands.comNew YorkSeedEarlyGrowthExpansionLife Sciences & HealthcareMedical Device

280 Park Avenue, 27th Floor EastNew YorkNY10017646-429-1251212-922-0551

Founded in 1985, Essex Woodlands Health Ventures invests exclusively in healthcare. Essex has grown from an initial fund of $7 million to manage over $2.5 billion in committed capital. Within the healthcare industry, Essex invests in Pharmaceuticals, Biotechnology, Medical Devices, Managed Care, Life Sciences, Health Services and Information Technologies. The team is comprised of 25 professionals with principal offices in New York, Texas, California, and London. The Essex Woodlands team has been involved in the founding, investing, and/or management of over 100 healthcare companies, ranging across all sectors, stages and geography. Essex is currently investing its eighth fund of $900 million, which closed in 2009.Portfolio companies include:Abiomedhttp://www.abiomed.com/Accumetricshttp://www.accumetrics.com/Care Guidehttp://careguide.com/Clear Vascularhttp://clearvascular.com/Elusyshttp://www.elusys.com/HealthGradeshttp://www.healthgrades.com/Horizon Pharmahttp://horizonpharma.com/Kona Medicalhttp://konamedicalmassage.com/Shire Pharmaceuticals Grouphttp://www.shire.com/shireplc/en/homeRevance Therapeuticshttp://www.revance.com/Salix Pharmaceuticalshttp://www.salix.com/index.aspxActive Dayhttp://www.activeday.com/Acura Pharmaceuticalshttp://acurapharm.com/BenUhttp://www.benusf.com/Biotoscanahttp://www.biotoscana.com/Breathe Americahttp://www.breatheamerica.com/Catalst Bioscienceshttp://www.catalystbiosciences.com/index.htmlCbrhttp://www.comicbookresources.com/China Cord Blood Corporationhttp://www.chinacordbloodcorp.com/Chromahttp://www.chroma.com/Coriumhttp://www.coriumgroup.com/Curishttp://www.curis.com/index.phpMicromedhttp://www.micromedtech.com/Echo Therapeuticshttp://www.echotx.com/Endologixhttp://www.endologix.com/Entellus Medicalhttp://www.entellusmedical.com/EUSA Pharmahttp://www.eusapharma.com/en-gb/default.aspxHealthHelphttp://www.healthhelp.com/Horizonhttp://www.alaskaair.com/ikaSystemshttp://ikasystems.com/Insound Medicalhttp://www.phonakpro.com/us/b2b/en/products/hearing_instruments/lyric/overview.htmlIntegenXhttp://integenx.com/about/Key Healthhttp://keyhealth.net/lightscience Oncologyhttp://www.lsoncology.com/MedAvantehttp://www.medavante.net/Home.aspxMedicinovahttp://www.medicinova.com/Medlogicshttp://www.medlogics.com/MicroPorthttp://en.wikipedia.org/wiki/MicroportMillennium Pharmacy Systemshttp://www.mpsrx.com/Molecular Partnershttp://molecularpartners.com/NedVistahttp://netvista.net/Omthttp://www.omt.net/Oraya Therapeuticshttp://www.orayainc.com/Palatinhttp://www.palatin.com/default.aspPalmettohttp://www.palmettogba.com/palmetto/palmetto.nsf/DocsCat/HomePrecisionhttp://en.wikipedia.org/wiki/PrecisionProteinSimplehttp://www.proteinsimple.com/Proteushttp://en.wikipedia.org/wiki/ProteusQSpex Technologieshttp://qspex.com/Rox Medicalhttp://roxmedical.com/Serence Oncologyhttp://sereneoncology.com/SleepMedhttp://www.sleepmed.md/page/2229SoltaMedicalhttp://www.solta.com/SoundDhttp://en.wikipedia.org/wiki/SoundSymphogenhttp://www.symphogen.com/TearSciencehttp://www.tearscience.com/en/Touchstone healthhttp://touchstoneh.com/United Orthopedic Grouphttp://unitedorthogroup.com/Velcerahttp://www.velcera.com/White Pine Medicalhttp://whitepinemedical.com/Anodynehttp://www.anodynetherapy.com/Ziopharm Oncologyhttp://ir.ziopharm.com/Investment Team: Jeff Himawan, Managing Directorjhimawan@ewhv.comJames Currie, Managing Directorjcurrie@ewhv.comMartin Sutter, Managing Directormsutter@ewhv.comImmanuel Thangaraj, Managing Directorithangaraj@ewhv.comPetri Vainio, Managing Directorpetri@ewhv.comRon Eastman, Managing Directorreastman@ewhv.comGuido Neels, Managing Directorgneels@ewhv.comSteve Wiggins, Managing Directorswiggins@ewhv.comVCEuclidSR Partnerswww.euclidpartners.comNew YorkEarlyLife Sciences & Healthcare

45 Rockefeller Plaza, Suite 1910New YorkNY10111212-218-6880 212-218-6877

EuclidSR Partners is a venture capital firm which invests in life sciences, convergence and information technology. ESR is a $250 million venture partnership; the fifth since the founding of the original predecessor partnership, Euclid Partners, more than three decades ago. The partner's experience also encompasses two decades of corporate pharmaceutical venture investing through S.R. One, Limited.Portfolio companies include:Plateau Systemshttp://en.wikipedia.org/wiki/Plateau_Talent_Management_SuiteFatWire Softwarehttp://www.oracle.com/us/corporate/acquisitions/fatwire/index.htmlAvalon Pharmaceuticalshttp://www.avalonpharma.com/Kudos Pharmaceuticalshttp://www.kudos.in/Acurianhttps://www.acurian.com/Fluidigmhttp://www.fluidigm.com/Cubic Waferhttp://www.hoovers.com/company/Cubic_Wafer_Inc/rfhjrhi-1.htmlSciMagixhttp://diablomanagement.com/case-studies/scimagix.htmlRib-X Pharmaceuticalshttp://www.rib-x.com/SkinMediahttp://www.skinmedica.com/SpectraSciencehttp://spectrascience.com/Targacepthttp://www.targacept.com/VIVUShttp://www.vivus.com/InnaPhasehttp://www.innaphase.com/iJET Travel Risk Managementhttp://www.ijet.com/Investment Team:Graham Anderson, General Partnergraham@euclidpartners.comMilton Pappas, General Partnermilton@euclidsr.comStephen Reidy, General Partnerstephen@euclidsr.comRaymond Whitaker, General Partnerraymond@euclidsr.comFrank Lin, Principalfrank@euclidsr.comVCPEEvercore Partnerswww.evercore.comNew YorkEarlyMiddle MarketInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareFinancial ServicesRetail & Restaurant

55 East 52nd Street New YorkNY10055212-857-3100212-857-3101

Established in 1996, Evercore Partners is a boutique investment bank providing advisory services to prominent multinational corporations on significant mergers, acquisitions, divestitures, restructurings and other strategic corporate transactions. Evercore also has an investment management business with over $1.5 billion in capital commitments across private equity and venture funds. Evercore Capital Partners seeks to make value-oriented private equity investments in middle-market businesses. Evercore Capital Partners targets investments with total enterprise values of $50 million to $300 million but has completed larger transactions in partnership with co-investors. The firm has deployed $1.5 billion of capital to date in 22 investments through two funds, including sponsored co-investment. Evercore Ventures makes early-stage investments in emerging technology companies in specific growth sectors including data storage, wireline and wireless communications, enterprise software, and technology enabled services. Evercore Ventures typically invests between $1 million and $5 million in each portfolio company. Evercore Asset Management is an institutional investment management firm that makes high-conviction, value investments in small- and mid-capitalization publicly-traded companies. Protego Asesores private equity fund, launched jointly with Discovery Capital Partners, seeks investment opportunities in Mexico in several sectors, including housing, healthcare, retail, consumer finance and transportation. Evercore maintains additional offices in San Francisco, Los Angeles, Boston, Washington, D.C., London, Houston, Hong Kong, Mexico City, and Monterrey, Mexico.Portfolio companies include:Bollinger Insurance Solutionshttp://www.bollingerinsurance.com/Fidelity National Information Serviceshttp://fisglobal.com/TestEquityhttp://www.testequity.com/Diagnostic Imaging Grouphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=22000266Michigan Electric Transmissionhttp://www.itc-holdings.com/Sedgwick CMS Holdingshttp://www.sedgwickcms.com/Davis Petroleumhttp://www.davispetroleumcorp.com/Alliantgrouphttp://en.wikipedia.org/wiki/AlliantgroupMr. Butt'shttp://en.wikipedia.org/wiki/Mr._ButtsResources Connectionhttp://www.resourcesglobal.com/Investment Team:Roger C. Altman, Chairman, and Co-Founderaltman@evercore.comRobert B. Walsh, Chief Financial Officer, Senior Managing DirectorPedro Aspe, Co-Chairman and Senior Managing DirectorAdam B. Frankel, Senior Managing Director and General CounselRalph Schlosstein, President & CEOAndrew Sibbald, Senior Managing Director, Vice Chairman and CEO of Europe Investment BankingVCExpansion Capitalwww.expansioncapital.comNew YorkExpansionEnergy & Clean Tech

1350 Avenue of Americas, 29th floorNew YorkNY10019

Founded in 2002 Expansion Capital invests venture capital exclusively into expansion-stage, Clean Technology enterprises. The firm targets companies that offer dramatic improvements in resource efficiency and productivity, while creating more economic value with less energy and materials, or less waste and toxicity. Clean Technology Fund II, LP, invests in U.S. and Canadian enterprises with current customer revenues of $5-30 million, combined with solid prospects of attaining $30-$100 million of revenues within 3-5 years. The fund makes initial investments of $2 million to $7 million, with an additional 100 percent reserved for follow-up investing. The firm's three Partners take active, value-add board roles. Expansion Capital has offices in San Francisco and New York. Portfolio companies include:Cpowerhttp://cpowered.com/Bioremhttp://www.biorem.biz/Agile Systemshttp://www.agile-systems.com/Sensortranhttp://www.sensortran.com/TigerOpticshttp://tigeroptics.com/Orionhttp://en.wikipedia.org/wiki/Orion_(constellation)ElementLabshttp://www.elementlabs.com/Powerit Solutionshttp://www.poweritsolutions.com/Investment Team: Bernardo H. Llovera, General Partnerbernardo@expansioncapital.comDiana Propper de Callejon, General Partnerdiana@expansioncapital.comJoanne Brown, Vice President, Finance and Administrativejoanne@expansioncapital.comPEFalconhead Capitalwww.falconheadcapital.comNew YorkMiddle MarketMedia & Digital MediaConsumer ProductsSports & Entertainment

450 Park Avenue, 3rd Floor New YorkNY10022212-634-3304 212-634-3305

Falconhead Capital, LLC is a leading private equity firm founded in 1998 with over $500 million under management, focused on making private equity investments in lower middle-market companies participating in the consumer, media, and leisure/lifestyle sector. Falconhead Capital has closed its second fund with $290 million, including a discretionary co-investment fund with $35 million. Falconhead typically seeks potential companies with EBITDA ranging from $5 million to $30 million. Typical equity investments range from $10 to $50 million per transaction.Portfolio companies include:GPS Industrieshttp://www.gpsindustries.com/ESPN Classic Europehttp://www.espnclassic.com/Extreme Fitnesshttp://www.extremefitness.com/Competitor Grouphttp://competitorgroup.com/Escorthttp://dallasintimateescorts.com/Premierhttp://www.premierinc.com/Javo Beveragehttp://www.javobeverage.com/Our 365http://www.our365.com/NYDJ Apparelhttp://www.nydj.com/Rita's Water Ice Franchise Companyhttp://www.ritasice.com/GPSIhttp://gpsi.com/Investment Team:David Moross, Founder, Chairman & CEOdmoross@falconheadcapital.comDavid Gubbay, General Partnerdavegubbay@falconheadcapital.comBrian Crosby, General Partnerbcrosby@falconheadcapital.comZuher Ladak, General PartnerJason Turowsky, Vice PresidentGlen Bushery, Chief Financial OfficerJames Solomon, Operating PartnerPeter Englehart, Operating PartnerCharley Moore, Operating PartnerPEFdG Associateswww.fdgassociates.comNew YorkMiddle MarketFinancial ServicesManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & Restaurant

605 Third Avenue, 15th FloorNew YorkNY10158212-940-6864212-940-6803

FdG Associates is a leading private equity investment firm with a strong track record of partnering with management in recapitalizations and management buyouts of middle-market businesses. The firm focuses on business and financial services, consumer products and services, value-added distribution, light manufacturing and retail. FdG typically commits $15 to $50 million in companies with enterprise values of $40-$200 million, with the ability to readily access additional capital for larger opportunities. FdG works with companies with an EBITDA of at least $8 million. Portfolio companies include:A&R Logisticshttp://artransport.com/USA Bouquethttp://www.manta.com/c/mm771pw/usa-bouquet-co-incProficio Bankhttp://www.proficiobank.com/Seabrookhttp://www.seabrookwa.com/Herculeshttp://en.wikipedia.org/wiki/HerculesImplushttp://www.implus.com/Joseph B. Fayhttp://www.jbfayco.com/Sunrise Windowshttp://sunrisewindows.com/Colorbokhttp://www.colorbok.com/Limbachhttp://www.limbach.com/Investment Team:David S. Gellman, Managing Director, dsg@fdgassociates.comS. Matthew Katz, Managing Directorsmk@fdgassociates.comAlison M. Osder, Chief Financial Officeramo@fdgassociates.comColin D. Kennedy, Vice Presidentcdk@fdgassociates.comRaj K.. Mangalick, Vice Presidentrkm@fdassociates.comCharles De Gunzburg, Investment & Management CommitteePEFenway Partners, Inc.www.fenwaypartners.comNew YorkMiddle MarketBusiness ServicesConsumer Products

152 West 57th Street, 59th floor New YorkNY10019212-698-9400212-581-1205

Founded in 1994, Fenway Partners is a middle-market, leveraged buyout firm, with $2.1 billion in capital under management and offices in New York and Los Angeles. Fenway invests in profitable niche businesses with $100 million to $600 million in enterprise value, maintaining a strong focus in two sectors: consumer branded products and transportation/ logistics/ distribution. In 2007 Fenway raised Fund III at $702 million. The firm makes control investments in profitable businesses with $15M to $75M in EBITDA. The firm's equity investments generally range from $50M to $75M and its expected investment horizon is four to six years.Portfolio companies include:CoachAmericahttp://coachamerica.com/home/1800Contactshttp://www.1800contacts.com/Targushttp://www.targus.com/default3.aspRoadLinkhttp://www.roadlink.com/Default.aspxPanther Expeditedhttp://www.pantherexpedite.com/American Achievementhttp://americanachievement.com/FastFratehttp://fastfrate.com/Easton Bellhttp://www.eastonbellsports.com/Preferred Freezerhttp://www.preferredfreezer.com/preferredOnline.phpRefrigerated Holdingshttp://www.refrigeratedholdings.com/SunTekhttp://www.suntekfilms.com/Investment Team:Peter Lamm, Co-Founder and Managing Partnerplamm@fenwaypartners.comRichard Dresdale, Co-Founder and Managing Directorrdresdale@fenwaypartners.comTimothy Mayhew, Managing Directortmayhew@fenwaypartners.comGregg Smart, Managing Directorgsmart@fenwaypartners.comJames Shillito, Principaljchillito@fenwaypartners.comWalter Wiacek, Vice President, Chief Financial Officerwwiacek@fenwaypartners.comPEFirst Atlantic Capitalwww.firstatlanticcapital.comNew YorkMiddle MarketManufacturing & IndustrialBusiness ServicesConsumer Products

135 East 57th StreetNew YorkNY10022212-207-0300212-207-8842

First Atlantic Capital, Ltd., founded in 1989, is a New York City-based private equity investment firm specializing in managing funds, which acquire and grow both private and publicly owned middle-market companies, as well as subsidiaries and divisions of large corporations. Since its founding, the firm has invested over $830 million, resulting in 56 transactions across four funds. First Atlantic focuses on the plastics and packaging, food and beverage, industrial products, business services, and consumer products industries. The firm seeks to invest primarily in U.S. companies with enterprise values between $100 and $500 million, although it may also participate in larger or smaller transactions with unique growth and development characteristics.Portfolio companies include:BHM Technologieshttp://www.bhm.com.sg/Golfsmith Internationalhttp://www.golfsmith.com/Prestolite Electrichttp://www.prestolite.com/Sprint Industrialhttp://www.sprintindustrial.co.uk/index.htmlResource Label Grouphttp://resourcelabelgroup.com/Investment Team:Roberto Buaron, Chairman and CEOrbuaron@first-atlantic.comJames A. Long, Senior Advisorjlong@first-atlantic.comThomas A. Berglund, Managing Directortberglund@first-atlantic.comJames Grover, Managing Directorjgrover@first-atlantic.comEmilio S. Pedroni, Principalepedroni@first-atlantic.comBrinda Cherian, Senior Associatebcherian@first-atlantic.comJoshua Ciampa, Associatejciampa@first-atlantic.comAndrew S. Cohen, Managing Directoracohen@first-atlantic.comPeter M. Patricola, CFO, CCOppatricola@first-atlantic.comJohn Dezio, Operating PartnerJohn R. Myers, Operating PartnerSteven Tork, Operating PartnerVCFirstMark Capitalwww.firstmarkcap.comNew YorkGrowthInformation TechnologyMedia & Digital Media

120 West 45th Street, 19th FloorNew YorkNY10036212-792-2200212-391-5700

FirstMark Capital was formerly known as Pequot Ventures, the $2 billion venture arm of Pequot Capital Management. The firm continues to make investments in technology companies worldwide, but maintains a particular focus and competitive advantage in New York City. FirstMark looks for high-growth opportunities in Emerging Media & Advertising, Vertical Applications & Services, and Infrastructure and Data & Analytics.Portfolio companies include:AHALifehttp://www.ahalife.com/Aveksahttp://www.aveksa.com/Clickablehttp://www.clickable.com/Conductorhttp://en.wikipedia.org/wiki/ConductorDovetail Insurancehttp://dovetailinsurance.com/careersHealth Plan Onehttp://www.healthplanone.com/Live Gamerhttp://livegamer.com/SecondMarkethttps://www.secondmarket.com/AppFirsthttp://www.appfirst.com/Aereohttps://aereo.com/homeAppRenaissancehttp://www.apprenaissance.com/Aurora Flight Scienceshttp://en.wikipedia.org/wiki/Aurora_flight_sciencesDashlanehttps://www.dashlane.com/EagleEye Analyticshttp://www.eeanalytics.com/Elancehttps://www.elance.com/GCT Semiconductorhttp://www.gctsemi.com/Greenphirehttp://greenphire.com/IBiquity Digitalhttp://ibiquity.com/IMImobilehttp://www.imimobile.com/InVisionhttp://www.invisionautomotive.com/Jirafehttp://en.wikipedia.org/wiki/GiraffeKlocworkhttp://www.klocwork.com/Knewtonhttp://www.knewton.com/Lolly Wolly Doodlehttp://lollywollydoodle.com/Lot18http://www.lot18.com/Lumos Labshttp://www.lumosity.com/MarketFactoryhttp://www.marketfactory.com/Medicohttp://www.gomedico.com/Meteor Entertainmenthttp://www.meteorusa.com/MTM Technologieshttp://www.mtm.com/MyCityWayhttp://www.mycityway.com/Nervehttp://www.nerve.com/NetComphttp://netcompinsurance.com/New York City Entrepreneurial Fundhttp://www.nycedc.com/program/nyc-entrepreneurial-fundNewsCredhttp://www.newscred.com/OpenGammahttp://www.opengamma.com/Packlatehttp://www.packlate.com/Payoff.comhttp://www.payoff.com/Pinteresthttp://pinterest.com/Playnomicshttp://playnomics.com/Reflexis Systemshttp://www.reflexisinc.com/REFLEXIS/SecondMarkethttps://www.secondmarket.com/Shopifyhttp://www.shopify.com/sneakpeeqhttp://www.sneakpeeq.com/Straighterlinehttp://www.straighterline.com/Suliahttp://www.sulia.com/Summit Microelectronicshttp://www.summitmicro.com/home/Superior Access Insurance Serviceshttp://superioraccess.com/TapAdhttp://www.tapad.com/Tecturahttp://www.tectura.com/default.aspWeplayhttp://www.weplay.com/Investment Team:Lawrence D. Lenihan Jr., CEO & Managing DirectorGerald A. Poch, Chairman & Managing DirectorRick Heitzmann, Managing DirectorAmish Jani, Managing DirectorBrian Kempner, COO & General CounselShabbir Dahod, Venture PartnerPEFlatWorld Capital, LLChttp://flatworldcapital.comNew YorkMiddle MarketInformation TechnologyLife Sciences & HealthcareFinancial ServicesBusiness ServicesEducation & Training

The News Building220 East 42nd St., 29th FloorNew YorkNY10017212-796-4001212-796-4002

FlatWorld Capital is a global private equity investment firm that provides capital for growth, buyouts, recapitalizations, private-to-public and public-to-private acquisitions and restructurings of middle market North American and Asian emerging market (including China, the Philippines and India) business services companies. The firm's investments typically have the following financial parameters: Revenues - $25-500 million; and Investment Size - $10-$200 million (both equity & discounted debt). FlatWorld focuses on higher value-added business services companies in the following sectors: Finance and Accounting, Healthcare Services, Engineering and R&D, IT Services, Education Services, Supply Chain and Logistics, Sales and Marketing, Human Resources, and Information Services.Portfolio companies include:FlatWorld Acquisition Corp.http://www.flatworldcapital.com/flatworld-acquisition-corpLASONhttp://en.wikipedia.org/wiki/LasonDSJP Enterpriseshttp://dsjpenterprises.com/Investment Team:Raj K. Gupta, Partner, 212-796-4003RGupta@FlatWorldCapital.comGilbert H. Lamphere, Partner, 212-796-4005GLamphere@FlatWorldCapital.comJeffrey A. Valenty, Partner, 212-796-4004Valenty@FlatWorldCapital.comVivek Selot, Vice President, 212-796-4006Selot@FlatWorldCapital.comShane M. Duggan, Analyst, 212-796-4009SDuggan@FlatWorldCapital.comPEForstmann Little & Co.New YorkMiddle MarketInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareEducation & TrainingBusiness Services

767 5th Ave., 44th FloorNew YorkNY10153212-355-5656212-759-9059

Forstmann Little & Co. is a principal investment firm specializing in equity and subordinated debt financings for recapitalizations, leveraged buyouts, and growth capital investments in middle market companies. Forstmann Little & Co. specializes in telecommunications, technology, education, and health care investments, and counts among its former advisory board members Donald Rumsfeld, Colin Powell, George Shultz, and Henry Kissinger. Since its founding in 1978, Forstmann Little has invested in about 30 companies, including former holdings: Gulfstream Aerospace, General Instrument, and Revlon. Current holdings include IMG and 24 Hour Fitness. The company was founded in 1978 by brothers Ted and Nick Forstmann, and Brian Little. The firm is led by the surviving founding group member, Ted Forstmann.Portfolio companies include:IMGhttp://www.imgworld.com/home.aspx24 Hour Fitnesshttp://www.24hourfitness.com/Investment Team:Ted Forstmann, Co-FounderWinston W. Hutchins, General Partner and Chief Financial OfficerChris A. Davis, Special Limited PartnerPEFortress Investment Group, LLCwww.fortress.comNew YorkMiddle MarketMedia & Digital MediaFinancial ServicesBusiness ServicesSports & EntertainmentReal Estate

1345 Avenue of the Americas, 46th FloorNew YorkNY10105212-798-6100

Founded in 1998, Fortress Investment Group is a leading global alternative asset manager with approximately $43.7 billion in assets under management as of December 31, 2011. Fortress is headquartered in New York and has affiliates with offices in Dallas, Frankfurt, Charlotte, Chicago, London, Los Angeles, Rome, San Francisco, Shanghai, Sydney, Tokyo and Toronto. Fortress was founded in 1998 as an asset-based investment management firm with a fundamental philosophy premised on its alignment of interests with the investors in its funds. Fortress raises, invests and manages private equity funds, hedge funds and publicly traded alternative investment vehicles. Fortress's private equity business has invested approximately $19 billion of capital in 69 different transactions. The firm owns operating businesses across five major sectors: financial services, transportation, senior living, real estate and media & leisure. Portfolio companies include:Aircastlehttp://www.aircastle.com/Brookdale Senior Livinghttp://www.brookdaleliving.com/GateHouse Mediahttp://www.gatehousemedia.com/Global Signalhttp://www.steelintheair.com/Global-Signal-Lease-Buyouts.htmInvestment Team:Wesley R. Edens, Co-Founder, Principal and Co-Chairman of the Board of Directorswedens@fortressinv.comPeter L. Briger, Jr. Principal and Co-Chairman of the Board of Directorspbriger@fortressinv.comRandal A. Nardone, Interim Chief Executive Officer, Co-Founder, Principal and Directorrnardone@fortressinv.comMichael E. Novogratz, Principal and Directormnovogratz@fortressinv.comDr. Richard N. Haass, Directorrhaass@fortressinv.comRobert Kauffman, Co-Founder, Principal and Directorrkauffman@fortressinv.comDavid B. Barry, DirectorDouglas L. Jacobs, Directordjacobs@fortressinv.comGeorge W. Wellde, Jr., Directorgwellde@fortressinv.comTakumi Shibata, Directortshibata@fortressinv.comVCFounder Collectivehttp://foundercollective.comNew YorkSeedInformation Technology

54 W. 21st., Suite #1001New YorkNY10010

Founder Collective is a seed-stage venture capital fund, built by a collection of successful entrepreneurs. The firm is headquartered in New York City and Cambridge, but makes investments all over the world. With $50M under management, Founder Collective is industry agnostic, but the firm prefers companies that have an information technology component. In the last six years, the firm's partners personally invested over $20M in 31 companies, yielding an Internal Rate of Return (IRR) of over 75%, the majority of which is realized. Portfolio companies include:20x200http://www.20x200.com/A Bit Luckyhttp://www.abitlucky.com/AdSafehttp://adsafemedia.com/Big Thinkhttp://bigthink.com/Bronteshttp://en.wikipedia.org/wiki/Bront%C3%ABClickatellhttp://www.clickatell.com/Connectivahttp://www.connectivasystems.com/DailyBhttp://www.thedailybeast.com/Factualhttp://www.factual.com/Harvest Automationhttp://harvestautomation.com/Magazine Radarhttp://www.magazineradar.com/Readyforcehttp://www.readyforce.com/1000memorieshttp://1000memories.com/Artsyhttp://dictionary.reference.com/browse/artsyBauble Barhttp://baublebar.com/BestVendorhttp://www.bestvendor.com/BillGuardhttps://www.billguard.com/Bnterhttps://banters.com/Betaworkshttp://betaworks.com/Boundless Learninghttp://www.boundless.com/Breezyhttps://www.breezy.com/BuzzFeedhttp://www.buzzfeed.com/Candexhttp://www.candex.com/Canvashttp://en.wikipedia.org/wiki/CanvasChartBeathttp://chartbeat.com/Chirplyhttp://www.chirply.com/Chloe + Isabelhttp://www.chloeandisabel.com/Codecademyhttp://www.codecademy.com/COLOURlovershttp://www.colourlovers.com/Cordurohttp://www.corduro.com/Coupanghttp://www.coupang.com/Coursekithttp://blog.coursekit.com/post/8645806770Datalothttp://www.datalot.com/DealBasehttp://www.dealbase.com/FanBridgehttp://www.fanbridge.com/Fluidinfohttp://fluidinfo.com/Formspringhttp://www.formspring.me/Gigwalkhttp://gigwalk.com/Giivhttp://www.giiv.com/GraphEffecthttp://grapheffect.com/Greplinhttps://www.greplin.com/Harvest Automationhttp://harvestautomation.com/heyzaphttp://www.heyzap.com/Hotel Tonighthttp://www.hoteltonight.com/HowAboutWehttp://www.howaboutwe.com/Ignighterhttp://www.stepout.com/?source=fromIgnighterJoyTuneshttp://www.joytunes.com/Kuzahttp://www.shopkuza.com/Link Medicinehttp://linkmedicine.com/Listiahttp://www.listia.com/Magnetichttp://www.magnetic.is/MileWisehttp://www.milewise.com/Pantheonhttp://en.wikipedia.org/wiki/Pantheon,_RomeSaving Starhttps://savingstar.com/SeatGeekhttp://seatgeek.com/Shareable Inkhttp://www.shareableink.com/SkillSharehttp://www.skillshare.com/Solutohttp://www.soluto.com/StackExchangehttp://stackexchange.com/StackMobhttp://www.stackmob.com/Suliahttp://www.sulia.com/Svpplyhttps://svpply.com/Tellohttp://www.tello.com/ThredUphttp://www.thredup.com/Trazzlerhttp://www.trazzler.com/TrialPayhttp://www.trialpay.com/Tutorspreehttp://www.tutorspree.com/Uberhttps://www.uber.com/Utiquehttp://www.utiqueshop.com/Vimeohttp://vimeo.com/Vookhttp://vook.com/Votizenhttp://www.votizen.com/Zencoderhttp://zencoder.com/Zipongohttp://food.zipongo.com/YouNowhttp://www.younow.com/True Fithttp://www.truefit.com/Venmohttps://venmo.com/The Trade Deskhttp://thetradedesk.com/Skypehttp://www.skype.com/intl/en-us/home/StarMehttp://bulbapedia.bulbagarden.net/wiki/Starmie_(Pok%C3%A9mon)Read it Laterhttp://getpocket.com/Metamarketshttp://metamarkets.com/Liveopshttp://www.liveops.com/Jump Ramp Gameshttp://www.jumprampgames.com/Ifttthttp://ifttt.com/hacker Schoolhttps://www.hackerschool.com/Gobblehttp://www.thefreedictionary.com/gobbleGerson Lehrman Grouphttp://gersonlehrmangroup.com/Factualhttp://www.factual.com/DailyBoothhttp://dailybooth.com/Contentlyhttp://contently.com/Clickatellhttp://www.clickatell.com/Investment Team: David Frankel, Managing PartnerEric Paley, Managing PartnerBill Trenchard, Founder PartnerChris Dixon, Founder PartnerMicah Rosenbloom, Founder PartnerZach Klein, Founder PartnerCaterina Fake, Founder PartnerPEFounders Equity, Inc.www.fequity.comNew YorkMiddle MarketLife Sciences & HealthcareMedia & Digital MediaFinancial ServicesManufacturing & IndustrialBusiness ServicesConsumer Products

711 Fifth Avenue, 5th floorNew YorkNY10022212-829-0900 212-829-0901

Founders Equity has approximately $160 million of capital under management and focuses on companies primarily located east of the Rockies. The firm invests up to $10 million per transaction and up to $20 million per transaction with co-investors in the following targeted industries: business services, marketing and media services, healthcare services, environmental services, government services, oilfield services, branded consumer products and services, branded food/food services and niche manufacturing. The firm looks for companies with $2 to $15 million of operating profit (EBITDA) and revenues between $20 and $150 million.Portfolio companies include:Advantedge Healthcare Solutionshttp://ahsrcm.com/Pay-O-Matichttp://payomatic.com/Glass Americahttp://www.glassamerica.com/Richardson Foodshttp://www.brfoods.com/Core Business Solutionshttp://corebusinessstaffing.com/Stone Sourcehttp://stonesource.com/Oncology Services Internationalhttp://thinkosi.com/Investment Team:Warren H. Haber, Co-Founder and Partnerwhaber@fequity.comJohn L. Teeger, Partnerjteeger@fequity.comJohn D. White, Partnerjdwhite@fequity.comJ. Ryan Kelly, Partnerrkelly@fequity.comRoger Vincent, Partnerrvincent@fequity.comThomas Ghegan, Principaltghegan@fequity.comPEFreeman Spogli & Co.www.freemanspogli.comNew YorkMiddle MarketMedia & Digital MediaBusiness ServicesRetail & Restaurant

299 Park Avenue, 20th FloorNew YorkNY10171212-758-2555212-758-7499

Freeman Spogli is a private investment firm dedicated exclusively to investing with management in retail, direct marketing, and distribution companies positioned for growth in the U.S. Since its founding in 1983, the firm has invested over $3.0 billion in 47 portfolio companies. The aggregate value of the companies acquired in connection with these investments is approximately $17 billion. In 2004, Freeman Spogli raised $1 billion through a limited partnership, FS Equity Partners V, L.P. Fund V is currently being invested in equity and equity-related securities (issued in corporate acquisitions) organized by Freeman Spogli, as well as other special situations where an infusion of capital, together with assistance to management by the firm, is expected to generate high rates of return. In 2011, Freeman Spogli raised $735 million through a limited partnership, FS Equity Partners VI, L.P. ("Fund VI"). Fund VI is currently being invested in equity and equity-related securities issued in corporate acquisitions organized by Freeman Spogli.Portfolio companies include:Floor and Decor Outletshttp://www.flooranddecoroutlets.com/BECO Holding Companyhttp://www.manta.com/c/mmn7kdl/beco-holding-company-incThe Paradies Shopshttp://www.theparadiesshops.com/PETCO Animalhttp://www.petco.com/Savershttp://www.savers.com/Sur La Tablehttp://www.surlatable.com/El Pollo Locohttp://www.elpolloloco.com/Smile Brandshttp://www.smilebrands.com/Winebowhttp://www.winebow.com/wine/wine.aspxRoss-Simonshttp://www.ross-simons.com/New Asurionhttp://www.asurion.com/First Watch Restaurantshttp://www.firstwatch.com/Boot Barnhttp://www.bootbarn.com/Mattress Gianthttp://mattressgiant.com/hhgregghttp://www.hhgregg.com/Investment Team:Bradford M. Freeman, FounderTodd W. Halloran, General PartnerJon D. Ralph, General Partnerjralph@freemanspogli.comJohn M. Roth, General PartnerJ. Frederick Simmons, General Partnerfsimmons@freemanspogli.comWilliam M. Wardlaw, General Partnerbwardlaw@freemanspogli.comRonald P. Spogli, Co-FounderBrad J. Brutocao, General PartnerBenjamin D. Geiger, General PartnerMamta K. DesaiJordan A. HathawayJohn S. HwangRahul K. JaonChristian B. JohnsonElliot WheelerLou A. Losorelli, Chief Financial Officerllosorelli@freemanspogli.comVCFTV Capitalwww.ftvcapital.comNew YorkGrowthExpansionInformation TechnologyFinancial Services

540 Madison Avenue, Suite 2600New YorkNY10022212-682-4800212-682-4480

FTV Capital, founded in 1998 as Financial Technology Ventures (FTVentures), invests in companies that develop technologies useful for the financial services industry such as application and infrastructure software, payment and transaction processing, outsourcing, IT-enabled services, and corporate and asset management services. The firm has over $1 billion under management across three funds and invests primarily in mid-to-late stage private companies with developed technologies. FTV Capital typically leads or controls investments in companies that are: seeking to fund rapid organic growth, recapitalizing to optimize capital structure and/or meet the liquidity needs of shareholders, pursuing an acquisition-intensive strategy requiring capital, or spinning-off operations from a parent corporation. The firm typically invests $10 to $75 million. On a limited basis FTV Capital will consider late stage consolidations or spinouts.Portfolio companies include:BlueGillhttp://en.wikipedia.org/wiki/BluegillCapitalStreamhttp://www.capitalstream.com/FinancialEngineshttp://www.financialengines.com/GigaSpaceshttp://www.gigaspaces.com/TrustWavehttps://www.trustwave.com/MedSynergieshttp://www.medsynergies.com/ProfitLinehttp://www.tangoe.com/index.php?option=com_content&view=article&id=979Cloudmarkhttp://www.cloudmark.com/Fleet Onehttp://www.fleetone.com/E-Loanhttp://www.eloan.com/Verushttp://www.veruspetfoods.com/SenSagehttp://www.sensage.com/Company.comhttp://www.company.com/Content Criticalhttp://contentcritical.com/Freebordershttp://www.freeborders.com/Globanthttp://www.globant.com/Content/Home/Intrepid Learning Solutionshttp://intrepidlearning.com/Mu Sigmahttp://www.mu-sigma.com/Rezolve Grouphttp://www.rezolvegroup.com/RP Holdingshttp://www.ftvcapital.com/portfolio/rp_holdings.htmlDaylight Forensic & Advisoryhttp://www.daylightforensic.com/ExlServicehttp://exlservice.com/Apex Fund Serviceshttp://www.apexfundservices.com/ETF Securitieshttp://www.etfsecurities.com/IndexIQhttp://www.indexiq.com/Presidio Reinsurance Grouphttp://presidiore.com/VelocityShareshttp://velocityshares.com/Castle Pines Capitalhttp://castlepinescapital.com/Aveksahttp://www.aveksa.com/Caplinhttp://www.caplin.com/Centrohttp://www.mhcentro.com/booksVaricenthttp://www.varicent.com/Actimizehttp://www.actimize.com/Coremetricshttp://www.ibm.com/software/marketing-solutions/coremetrics/e-Securityhttp://www.esecurityplanet.com/GMIhttp://www.gmi-mr.com/KVShttp://kvsangathan.nic.in/Investment Team:Brad Bernstein, Partner, Head of Business Servicesbbernstein@ftvcapital.comEric Byunn, Partner, Head of Softwareebyunn@ftvcapital.comBen Cukier, Partnerbcukier@ftvcapital.comRichard Garman, Managing PartnerJim Hale, Founding Partnerjhale@ftvcapital.comDavid Haynes, Partner & COOdhaynes@ftvcapital.comBob Huret, Founding Partnerbhuret@ftvcapital.comChris Winship, Partnercwinship@ftvcapital.comPEGardner Webster Capital Partnerswww.gwcpartners.comNew YorkMiddle MarketManufacturing & Industrial

The Starrett-Lehigh Building601 West 26th Street, Suite 1890New YorkNY10001212-807-0191 917-518-3373 212-401-4789

Gardner Webster Capital Partners makes private equity investments with management in companies with promising growth prospects. The firm targets smaller middle-market companies in North America.Portfolio companies include:Occunomix Internationalhttp://www.occunomix.com/Investment Team:Douglas S. Rose, Managing Partnerdrose@GWCPartners.comPEGB Merchant Partners, LLCwww.gbmerchantpartners.comNew YorkMiddle MarketConsumer ProductsRetail & Restaurant

One Rockefeller Plaza, Suite 1010New YorkNY10020212-218-6800212-218-6802

GB Merchant Partners, LLC is the private equity affiliate of Gordon Brothers Group. GB Merchant Partners takes majority and minority equity positions in middle-market companies within the consumer products and retail sectors. Investments are made through its 1903 Equity Fund, a fund with $320 million of committed capital. GB Merchant Partners focuses on all segments of the consumer products and services sectors including retail, distribution, wholesale, licensing and manufacturing. GB Merchant Partners invests in both private and public middle-market companies. Investments are generally made in the following types of situations: Management-Led Buyouts and Recapitalizations, Growth Capital, and Turnarounds and Restructurings. Portfolio companies include:Ashley Stewarthttp://www.ashleystewart.com/Things Rememberedhttp://www.thingsremembered.com/Dollaramahttp://www.dollarama.com/Como Fred Davidhttp://www.freddavid.com/Deb Shopshttp://www.debshops.com/Clair De Lunehttp://en.wikipedia.org/wiki/Clair_de_luneToys R' Ushttp://www.toysrus.com/shop/index.jsp?categoryId=2255956Grafton-Fraserhttp://en.wikipedia.org/wiki/Grafton-FraserInvestment Team:Matthew R. Kahn, Principal and Managing Directormkahn@gbmerchantpartners.comJames M. Dworkin, Principal and Managing Directorjdworkin@gbmerchantpartners.comScott F. Strasser, Managing Directorsstrasser@gbmerchantpartners.comJames C. Rhee, Principal and Managing DirectorBrian J. Cooper, Vice PresidentMichael G. Frieze, CEO Gordon Brothers GroupPEGE Capitalwww.gecapital.comNew YorkMiddle MarketInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareMedia & Digital MediaSports & Entertainment

299 Park AvenueNew YorkNY10171212-370-8000

GE Capital is a leading global financial services business. The firm has deep industry expertise and experience in providing financial solutions that enable its customers and partners to build a stronger, better future. GE Capital offers a wide range of financing solutions including Commercial Lending and Leasing, Energy Financial Services, Consumer Financing, Real Estate Financing, and GE Capital Aviation Services. Among several investment vehicles, the Peacock Equity Fund is a partnership between GE Commercial Finance (Media, Communications & Entertainment) and NBC Universal. Peacock Equity is a $250 million global fund focusing on companies developing technologies, platforms or business models with strong strategic synergies with NBC Universal in a wide-range of areas, including advertising, digital content and communities, health, technology and wireless/online. Individual investments range from $3 million to $25 million. Overall, GE Capital managed $584.5 billion in assets in 2011.Portfolio companies include:Healthlinehttp://www.healthline.com/Trionhttp://www.trionworlds.com/ADiFyhttp://www.coxdigitalsolutions.com/FireBrandhttp://www.merriam-webster.com/dictionary/firebrandIGA Worldwidehttp://www.igaworldwide.com/Teradatahttp://www.teradata.com/Duckhorn Wine Companyhttp://www.duckhorn.com/Bobcaphttp://www.bobcat.com/Polarishttp://www.polarisindustries.com/JetBluehttp://www.jetblue.com/Ochsnerhttp://www.ochsner.org/Investment Team: Michael A. Neal, Chairman & CEOWilliam H. Cary, COOJeffrey S. Bornstein, CFOKathy Cassidy, Senior Vice President & TreasurerDaniel Henson, President & CEO, GE Capital AmericasVCGefinor Ventureswww.gefinorventures.comNew YorkSeedEarlyGrowthExpansionInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareMedical DeviceFinancial ServicesManufacturing & IndustrialConsumer Products

375 Park Avenue, Suite 3607New YorkNY10152212-308-1111212-308-1182

Gefinor Ventures, founded in 2002, is an early stage venture capital firm providing capital, guidance, and strategic support to early stage companies with disruptive technologies. With offices in Austin and New York, the firm provides the presence and reach of a large organization with a focused entrepreneurial approach. Principals of Gefinor Ventures have experience investing in multiple industry sectors which include Financial Services, Telecommunications, Semiconductors, Software & Services, Medical & Health/Fitness, Manufacturing, and Consumer Products. The firm focuses on investment opportunities throughout the U.S. with opportunities requiring closer supervision limited to the Northeast. Gefinor Ventures has over $60 million under management through several funds, including a Small Business Investment Company (SBIC) fund. Gefinor Ventures invests in early stage companies that are seeking Series A, B, or C rounds; however, the firm does consider seed or later stage investments on a case-by-case basis. Typical investment sizes range from $1-$2 million on the initial investment, and up to $3-$4 million over subsequent rounds. Portfolio companies include:Carmichael Training Sysetmshttp://trainright.com/GridApphttp://gridapp.org/Metreoshttp://en.wikipedia.org/wiki/MetreosSiverionhttp://www.lead411.com/company_SiVerion_Martis_11031.htmlKionixhttp://www.kionix.com/Horizon Wimbahttp://liveclassroom.horizonwimba.com/Patton Surgicalhttp://www.pattonsurgical.com/Genesant Technologieshttp://www.genesant.com/MobiTVhttp://www.mobitv.com/BlueSpace Softwarehttp://www.bluespace.com/Myriad Developmenthttp://myriad-development.com/NetSpendhttps://www.netspend.com/Nextivityhttp://nextivityinc.com/BinOpticshttp://binoptics.com/Siverionhttp://www.lead411.com/company_SiVerion_Martis_11031.htmlVolaris Advisorshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2050812Investment Team:Mohamed Ousseimi, Managing Directormousseimi@gefinorventures.comWilliam Beckett, Managing Directorwbeckett@gefinorventures.comRobert Porell, Principalrporell@gefinorventures.comChris Davis, PrincipalKyle Reesing, AssociateVCPEGeneral Atlantic

Park Avenue Plaza 55 East 52nd St., 32nd Floor New YorkNY10055212-715-4000 212-759-5708

www.generalatlantic.comNew YorkExpansionMiddle MarketInformation TechnologyLife Sciences & HealthcareEnergy & Clean TechMedia & Digital MediaFinancial ServicesBusiness ServicesConsumer Products(Connecticut Office)Three Pickwick Plaza GreenwichCT06830203-629-8600 203-622-8818Founded in 1980, General Atlantic has provided equity financing to private and public companies globally. General Atlantic has invested in over 160 companies and currently has approximately $17 billion in capital under management. General Atlantic's investments range from $50 million to $500 million for growth, expansions, buy-outs, consolidations and build-ups. With nine offices located around the world, the firm makes investments globally in the following sectors: Financial Services, Healthcare, Energy & Resources, Business Services & Technology, and Media & Consumer. General Atlantic invests in 8-12 companies per year.Portfolio companies include:Kasperskyhttp://usa.kaspersky.com/Privaliahttp://privalia.com/MedExpresshttp://www.medexpress.com/SouFunhttp://www.soufun.com/Asian Gencohttp://www.asiangenco.com/index.htmlPierpont Securitieshttp://pierpontsecurities.com/MarkIthttp://www.markit.com/en/TASChttp://www.tasconline.com/Alibaba Grouphttp://www.alibaba.com/Gilt Groupehttp://www.gilt.com/Quality Technology Serviceshttp://www.qualitytech.com/Grupo Qualicorphttp://www.carlyle.com/Media%20Room/News%20Archive/2010/item11047.htmlAcecohttp://www.aceco.com/Appiriohttp://appirio.com/FNZhttp://www.fnz.com/Bazaarvoicehttp://www.bazaarvoice.com/Fourceehttp://www.fourcee.co.in/Sura Asset Managementhttp://www.gruposuramericana.com/noticias/Lists/Fotos/Varios/20120420%20Bolet%C3%ADn_Ingreso_Bancolombia_Co-inversionista-SURA_Asset_Management%20ingl%C3%A9s.pdfMu Sigmahttp://www.mu-sigma.com/Klarnahttp://en.wikipedia.org/wiki/KlarnaOak Hill Advisorshttp://www.oakhillcapital.com/other_oak_hill_partnerships/index.htmlTenfuhttp://www.tenfu.com/en/Groupaliahttp://www.groupalia.com/Indusind Bankhttp://www.indusind.com/indusind/wcms/en/home/personal-banking/Sun Art Retail Grouphttp://www.bloomberg.com/news/2011-07-03/sun-art-plans-to-raise-up-to-hk-8-2-billion-in-hong-kong-ipo.htmlLinxhttps://www.linx.net/Align Networkshttp://alignnetworks.com/Citcohttp://www.citco.com/Studio Modernahttp://www.studio-moderna.com/Peixe Urbanohttp://www.peixeurbano.com.br/Home/IndexFacebookhttp://www.facebook.com/Red Ventureshttp://www.redventures.com/ZhongSheng Grouphttp://www.zs-group.com.cn/eng/Gavilonhttp://www.gavilon.com/Exphttp://www.exp.com/en/homeMStarhttp://mstar.com.my/Amedes Grouphttp://www.amedes-group.com/en/amedes.htmBM&FBovespahttp://www.bmfbovespa.com.br/en-us/home.aspx?idioma=en-usTorex Retailhttp://www.torex.com/IBS Software Serviceshttp://www.ibsplc.com/Infotech Enterpriseshttp://www.infotech-enterprises.com/home/Getcohttp://www.getcollc.com/national Stock Exchangehttp://www.nseindia.com/Akqahttp://www.akqa.com/Web.comhttp://www.web.com/Service Sourcehttp://www.servicesource.org/Hexawarehttp://hexaware.com/Renrenhttp://www.renren.com/Jubilant Life Scienceshttp://www.jubl.com/Net1http://www.net1.com/Dice Holdingshttp://www.diceholdingsinc.com/Saxo Bankhttp://www.saxobank.com/Trinethttp://www.trinet.com/Affinio Grouphttp://www.affiniongroup.com/Genpacthttp://www.genpact.com/Altair Engineeringhttp://www.altair.com/Compugrouphttp://www.cgm.com/en/index.phpIpvaluehttp://ipvalue.com/Insight Expresshttp://insightexpress.com/Critical Pathhttp://en.wikipedia.org/wiki/Critical_path_methodXChanginghttp://www.xchanging.com/Investment Team:Steven A. Denning (Chairman), Managing Directorsdenning@generalatlantic.comWilliam E. Ford (CEO), Managing Directorwford@generalatlantic.comPeter L. Bloom, Advisory Director, pbloom@generalatlantic.comAlexander Chulack, Managing Directorachulack@generalatlantic.comMark F. Dzialga, Managing Directormdzialga@generalatlantic.comCory Eaves, Managing DirectorWilliam O. Grabe, Advisory Directorwgrabe@generalatlantic.comDavid C. Hodgson, Managing Directordhodgson@generalatlantic.comRene M. Kern, Managing Directorrkern@generalatlantic.comJonathan Korngold, Managing Directorjkorngold@generalatlantic.comChris Lanning, Managing Directorclanning@generalatlantic.comAnton Levy, Managing Directoralevy@generalatlantic.comHans Morris, Managing DirectorMatthew Nimetz, Managing Director and COO, mnimetz@generlatlantic.comFranchon M. Smithson, Advisory Directorfsmithson@generalatlantic.comPhilip P. Trahanas, Managing Directorptrahanas@generalatlantic.comDavid Rosenstein, Managing DirectorVCPEGeneration Equity Investorswww.generation-equity.comNew YorkGrowthExpansionMiddle MarketMedia & Digital MediaManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantEducation & Training

315 Fifth Avenue, Suite 603New YorkNY10016617-935-9149617-663-6186

Generation Equity Investors is a private equity investment firm, based in metro-Boston and New York, providing capital and management assistance exclusively to established $3-$30 million revenue small businesses. The firm has capital resources of $25 million with a strategic focus on small business acquisitions or growth financing. Generation is capable of investing $500,000 to $5 million in equity capital in both control and non-control situations. The firm targets companies in consumer and industrial products, consumer and business services, specialty retail or distribution, and media and education. Generation invests in U.S. companies with a preference for the Northeast. Portfolio companies include:Dancing Deer Baking Companyhttp://dancingdeer.com/NutraBellahttp://www.bellybarproducts.com/Scandinavian Childhttp://scanchild.com/Sherrillhttp://www.sherrillfurniture.com/Second Time Aroundhttp://secondtimearound.net/Sherrillhttp://www.sherrillfurniture.com/Investment Team:Brian Coltonbrian@generation-equity.comGary Furstgary@generation-equity.comPEGenNx360 Capital Partnerswww.gennx360.bizNew YorkMiddle MarketEnergy & Clean TechManufacturing & IndustrialBusiness Services

590 Madison Avenue, 27th FloorNew YorkNY100221-888-215-6992212-572-6472

Founded in 2006, GenNx360 Capital Partners is a private equity buyout firm focused on underperforming, industrial business-to-business companies with $100 million to $1 billion in revenues. GenNx360 targets middle market companies with enterprise values between $100 million and $500 million and seeks to provide equity capital ranging from $25 million to $100 million. The firm closed its debut fund with more than $500 million in capital commitments. GenNx360 target industries include: Industrial Water Treatment (Equipment & Services), Specialty Chemical & Engineered Materials, Industrial Machinery & Equipment Components (Products & Services), Industrial Security Services, Global Transportation Component Parts & Services (Aerospace, Auto, & Rail) and Business Services (BPO, Logistics). Generally, GenNx focuses on investments in the United States, but as appropriate, they will also consider global investment opportunities. Portfolio companies include:Trimaster Manufacturinghttp://trimastermfg.com/GVI Security Solutionshttp://www.samsung-security.com/syncreonhttp://www.syncreon.com/Vertex Grouphttp://www.vertexgroup.com/Maine Machine Productshttp://www.mmpco.com/Hoppe Technologieshttp://hoppetool.com/Investment Team:Ronald Blaylock, Managing Partnerblaylock@GenNx360.bizArthur Harper, Founder, Managing Partneraharper@GenNx360.bizJames Shepard, Founder, Managing Partnerjshepard@GenNx360.bizLlyod Trotter, Founder, Managing PartnerCharles Castine, PartnerRena Clark, Partnerrclark@GenNx360.bizMatthew Guenther, Partnermguenther@GenNx360.bizMukesh Sawlani, Managing DirectorW. Andrew Shea, Managing Partner, dsheaGenNx360.bizMonty Yort, Managing Partnermyort@GenNx360.bizPEGilbert Global

277 Park Avenue, 49th FloorNew YorkNY10172212-584-6200212-584-6211

www.gilbertglobal.comNew YorkMiddle MarketCommunications & NetworkingFinancial ServicesManufacturing & IndustrialBusiness ServicesConsumer Products(New Canaan Office)P.O. Box 984New CanaanCT06840203-966-6022203-972-0250 Gilbert Global is an institutional investment firm that makes private equity and equity-related investments in both public and private companies around the world. Since 1984, Gilbert Global's principals have financed over 130 successful companies in 17 countries around the world. Gilbert Global Equity Partners was formed in 1997 upon the investment team's departure from Soros Capital L.P., the principal private equity vehicle of the Quantum Group of Funds. Today, Gilbert Global has a capital base of $1.2 billion. The firm's principal investors are Fortune 500 corporations, State and corporate pension funds, university endowments, insurance companies and financial institutions. Individual controlling or non-controlling direct investments are generally expected to range from $20 million to $150 million. For over 22 years, Gilbert Global has been an investor throughout the United States, Europe, Latin America and Asia-Pacific. The firm's experience spans a wide range of industries, including telecommunications equipment and services, financial and business services, as well as traditional industrial and consumer-related businesses. Portfolio companies include:Amkor Technologyhttp://en.wikipedia.org/wiki/Amkor_TechnologyCPM Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=8420870True Temperhttp://truetemper.com/Olympus Re Holdingshttp://olympusholdingsllc.com/Montpelier Re Holdingshttp://www.montpelierre.bm/Investment Team:Richard W. Gaenzle, Jr.Steven J. Gilbertsgilbert@gilbertglobal.comJeffrey W. Johnsonjjohnson@gilbertglobal.comSteven KotlerVCGMG Capital Partners, LPNew YorkSeedEarlyGrowthExpansionInformation TechnologySoftware & InternetConsumer Products

575 Lexington Ave, 28th Floor New YorkNY10022212-832-4013212-980-1695

Founded in 1997, GMG Capital Partners is a New York-based venture capital firm investing primarily in highly successful technology and applied technology (consumer product) companies. The company creates products that transform the way people live and work. Using these products, people become more effective in their daily lives, whether they're protecting enterprise networks from cyber-attack, developing Web services applications, or simply managing papers at their desk. By investing in proven teams with business, technology, and market expertise, GMG Capital Partners transforms its multi-stage investments into returns for investors.Portfolio companies include:N/AInvestment Team:David M Mock, Chief Investment Officer and General Partnerdmock@gmgpartners.netJeffrey Gilfix, CFOByrren Yates, General Partnerbyates@gmgpartners.netG. William Kesselring, General Partnerbkesselring@gmgpartners.netJoachim Gfoeller, Managing General Partnerjgfoeller@gmgpartners.netVCPESECGoldman Sachswww2.goldmansachs.com/services/investing/private-equity/index.htmlNew YorkEarlyGrowthExpansionMiddle MarketInformation TechnologyBusiness Services

200 West Street, 29th FloorNew YorkNY10282212-902-0300

Goldman Sachs is a global leader in corporate equity investing. Since 1986, Goldman Sachs Sachs and its predecessor business have invested over $82 billion of equity in over 600 companies globally. Goldman Sachs is currently investing its GS Capital Partners VI fund, comprised of $20 billion of equity, including over $7.4 billion of capital from Goldman Sachs. The fund invests across a broad range of industries in the Americas, Europe and Asia with investment targets ranging from $50 million to $800 million. In addition, the technology group within Goldman Sachs Principal Investment Area, invests in innovative technology companies across the many stages of a company's lifecycle. As of December 31, 2008 the Goldman Sachs Private Equity Group (PEG) managed over $32.8 billion across primary commitments, co-investments and secondary-market investments, with over $2.0 billion invested by Goldman Sachs and its employees. Portfolio companies include:Ayco L.P.http://www.ayco.com/Coffeyville Resourceshttp://www.coffeyvillegroup.com/Nursefindershttp://www.nursefinders.com/Latin Force Grouphttp://www.geoscape.com/Facebookhttp://www.facebook.com/Investment Team:Lloyd C. Blankfein, Chairman of the Board and CEOGary D. Cohn, President and COOJohn S. Weinberg, Vice ChairmanJ. Michael Evans,Vice Chairman and Global Head of Growth MarketsMichael S. Sherwood,Vice ChairmanDavid A. Viniar, Executive Vice President and CFOGregory K. Palm, Executive Vice President, General Counsel and Secretary of the CorporationEsta E. Stecher, Executive Vice President, General Counsel and Secretary of the CorporationAlan M. Cohen, Executive Vice President and Global Head of ComplianceJohn Rogers, Executive Vice President, Chief of staff and Secretary to the BoardEdith W. Cooper, Executive Vice President and Global Head of Human Capital ManagementPEGolub Capitalwww.golubcapital.comNew YorkMiddle MarketLife Sciences & HealthcareMedia & Digital MediaManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantDefense & Homeland Security

666 Fifth AvenueNew YorkNY10103212-750-6060 212-750-5505

Founded in 1994, Golub Capital provides subordinated debt, last-out and second lien senior debt and minority equity capital to middle market companies. Golub Capital manages $5.0 billion of capital and invests in both privately and publicly held U.S.-based businesses. The firm's senior principals have experience in consumer products, business and consumer services, defense, manufacturing, value-added distribution, media, healthcare services and restaurants. The firm does not pursue investments in high technology, biotechnology, pharmaceutical, telecommunications infrastructure, oil and gas exploration, re-lending or passive real estate businesses. Most of the companies in which the firm invests have minimum operating cash flow of $5 million. Investments range from non-control debt and equity financings to controlling equity investments. Golub Capital underwrites and syndicates senior loans up to $200 million. The firm initially invests between $10 million and $100 million per issuer, with additional capital available for growth. Golub Capital has offices in Atlanta, Chicago, and New York.Portfolio companies include:Aviation Technologieshttp://aviationtechnologiesinc.com/Bright Now! Dentalhttp://www.brightnow.com/MedAssetshttp://www.medassets.com/Investment Team:Lawrence E. Golub, Chief Executive Officer, 212-660-7272lglub@golubcapital.comDavid B. Golub, President, 212-660-7277dgolub@golubcapitalGregory W. Cashman, Senior Managing Director, 212-660-7270gcashman@golubcapital.comCharles F. Riceman, Senior Managing Director, 212-660-7266criceman@golubcapital.comAndrew H. Steuerman, Managing Director, 212-660-7280asteuerman@golubcapital.comSean K. Coleman, Managing Director, 212-660-7265scoleman@golubcapital.comGregory A. Robbins, Managing Director, 212-660-7274grobbins@golubcapital.comSpyro G. Alexopoulos, Managing Director, 212-7503791salexopoulos@golubcapital.comMatthew B. Fulk, Principal, 212-660-7282mfulk@golubcapital.comNicholas C. Chan, Vice President, 212-660-7265nchan@golubcapital.comJustin R. Karp, Vice President, 212-660-7279jkarp@golubcapital.comVCGood Energieswww.goodenergies.comNew YorkEarlyEnergy & Clean Tech

277 Park Avenue, 29th FloorNew YorkNY10172212-704-3000212-704-3001

Founded in 2001, Good Energies is a leading global investor in the renewable energy and energy efficiency industry, focusing on investments in solar technology, wind technology, project finance and development, green buildings and energy efficiency, as well as in the developing world. Good Energies is a member of COFRA Group, a privately owned group of companies. Good Energies operates globally with offices in London, New York, Oakville, Washington D.C., and Zug. The current market capitalization of its portfolio is more than four billion Euros. Good Energies invests across all life cycles of a company.Portfolio companies include:SolarReservehttp://www.solar-reserve.com/Agile Energyhttp://agileenergy.com/Sequoia Energyhttp://www.sequoia-energy.com/3TIERhttp://www.3tier.com/en/AlertMehttp://www.alertme.com/businessEmergence BioEnergyhttp://www.emergencebioenergy.com/Konarkahttp://www.konarka.com/Norsunhttp://www.norsuncorp.no/Q-Cellshttp://northamerica.q-cells.com/en/Solarcenturyhttp://www.solarcentury.co.uk/Second Windhttp://www.secondwind.com/index.htmlAtlantic Wind Connectionhttp://atlanticwindconnection.com/Inflection Energyhttp://www.prweb.com/releases/2011/5/prweb8483902.htmFortune Creek Gas Gathering and Processinghttp://www.4-traders.com/ATMOS-ENERGY-CORP-11707/news/Atmos-Energy-Corp-FERC-Grants-Exemption-to-Atmos-Energy-Subsidiary-For-New-Gas-Gathering-System-in-238692/Iron Mountain Generationhttp://www.goodenergies.com/investment/companies/north-america-development-equity/iron-mountain-generationNordic BioEnergyhttp://www.nordicbioenergy.com/Resolarhttp://www.resolar.co.ke/Jasper Windhttp://www.goodenergies.com/investment/companies/turbine-based-renewables/jasper-windRelighthttp://www.lithonia.com/Relight/Western Bio-Energyhttp://www.goodenergies.com/investment/companies/turbine-based-renewables/western-bio-energyEnviromenahttp://enviromena.com/Konarkahttp://www.konarka.com/XJethttp://xjet.com/Tendrilhttp://www.tendrilinc.com/ActaCellhttp://www.actacell.com/Enecsyshttp://www.enecsys.com/Power Assurehttp://www.powerassure.com/Calisolarhttp://www.silicormaterials.com/AZZURROhttp://www.azzurros.com/SAGE Electrochromicshttp://sageglass.com/Ice Energyhttp://www.ice-energy.com/Alta Deviceshttps://www.altadevices.com/NorSunhttp://www.norsuncorp.no/Investment Team:John Breckenridge, CEOIan Blakely, DirectorNathan CampbellSkyler SteinHarris ZiskroitJohn OldenburgChristina ScalzoPEGordian Capitalwww.gordiancapital.comNew YorkMiddle MarketLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & Distribution

244 Fifth Avenue, Suite 2827New YorkNY10001212-802-5000212-591-6515

Based in New York and Minneapolis, Gordian Capital is an investment firm that seeks to acquire and actively operate privately-held companies with revenues of $5-$50 million, EBITDA greater than $2 million, and margins of at least 10%. The firm takes an active management role in the companies it acquires, providing continuity and long-term growth. Gordian prefers fragmented, niche, and growing industries, including business and consumer service companies, healthcare, light manufacturing, and distribution services. Gordian primarily focuses on opportunities throughout the U.S. Portfolio companies include:Staff Onehttp://www.staffone.com/Investment Team: Robert Befidi, Jr., Co-Founder and Managing Director, 646-620-1552robert@gordiancapital.comMark R. Sinatra, Co-Founder and Managing Director, 646-620-2054mark@gordiancapital.comJames A. Rosemond, Vice PresidentMBGrail Partners, LLCwww.grailpartners.comNew YorkMiddle MarketFinancial Services

Graybar Building420 Lexington Avenue, Suite 2650New YorkNY212-916-7422212-867-8506

Founded in 2005, Grail Partners, LLC is a merchant banking firm providing capital, as a principal, as well as advice, to the global non-deposit financial services community. From offices in Boston, San Francisco, and New York, Grail assists selected asset managers worldwide with mergers, acquisitions, divestitures, and restructuring, and deploys the firm's capital to incubate new financial services businesses, as well as to re-capitalize and restructure existing businesses. Grail's partners have completed more than 200 strategic and capital-raising transactions involving U.S. and non-U.S. companies in the past two decades. Grail is the sponsor of The Chalice Fund, a crossover private equity/ hedge fund and Chalice Direct Private Equity.Portfolio companies include:United Capital Financial Partnershttp://www.unitedcp.com/Munder Capitalhttp://www.munder.com/home/1,1773,,00.htmlChatham Partnershttp://chathampartners.com/Creighton Capital Managementhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=39404396Merlin Securitieshttp://merlinsecurities.com/Hillcrest Asset Managementhttp://hillcrestasset.com/Offit Capital Advisorshttp://offitcapital.com/Clarion Partnershttp://www.clarionpartners.com/Credit Sesamehttp://www.creditsesame.com/Grail Advisorshttp://www.columbiamanagementetf.com/Investment Team:Donald Putnam, Managing Partnerdputnam@grailpartners.comDarlene DeRemer, Managing Partnerdderemer@grailpartners.comColette R. Taylor, Partnerctaylor@grailpartners.comS. Craig Cognetti, Partnerccognetti@grailpartners.comJ. Clarke Gray, Director and CEOcgray@grailpartners.comSteven M. Oyer, Partnersoyer@grailpartners.comRonda Perks, Directorrperks@grailpartners.comVCGrand Central Holdingswww.grandcentralholdings.comNew YorkEarlyInformation TechnologySoftware & InternetLife Sciences & HealthcareFinancial ServicesBusiness Services

575 Lexington Avenue, #2840New YorkNY10022212-625-9710212-625-9711

Grand Central Holdings is a holding company that bootstraps and invests in Internet-related technology and media businesses. Grand Central manages an investment fund that consists of ten holdings in the healthcare information, financial service technology and transportation industries. Portfolio companies include:Online Benefitshttp://benefits.northropgrumman.com/Pages/Home.aspxPerformance Logichttp://www.performancelogic.com/USLaw.comhttp://www.uslaw.com/FreeDecisionhttp://freedecision.com/MedEViewhttp://www.manta.com/c/mtm877m/medeviewCastle Connollyhttp://www.castleconnolly.com/Peanutpress.comhttp://www.peanutpress.com/EZ-Wayshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2777176Japan Internet Ventureshttp://www.thefreelibrary.com/The+Japanese+Ventures.-a0192500799Investment Team:Gregory C. Belmont, Managing Partnerbelmont@grandcentralholdings.comVCGrassroots Capitalwww.grassrootscap.comNew YorkEarlyFinancial Services

39 Pearl Street, Suite 4FBrooklynNY11201718-488-8210718-488-8213

Grassroots Capital is a leader in microfinance investment. The firm plays a pioneering role in attracting private capital into the industry, creating investment vehicles to address market gaps and providing the necessary funding to support new and innovative, as well as established and mature initiatives. Grassroots invests capital in microfinance institutions around the world. The firm aims to deliver "double bottom-line" returns to its fund partners through a combination of current returns and medium and long-term capital appreciation, as well as credible and measurable social impact. The firm has additional offices in London and Hyderabad, India.Portfolio companies include:N/AInvestment Team:Paul DiLeo, Co-Founder and Managing Partnerpdileo@grassrootscap.comAnna Kanze, Investment OfficerChristine Killorin, Chief Financial OfficerS. Viswanatha Prasad, Senior AdvisorCynthia Poirier, Office Manager and Executive AssistantVCGreen Maritime Partners, LLCNew YorkEarlyEnergy & Clean Tech

New YorkNY212-763-5686

Green Maritime Partners, LLC (GMP) was launched in March 2008 by Peter C. Georgiopoulos, a leading shipping and energy industry executive. GMP is a unique investment vehicle dedicated to funding and providing strategic assistance to environmentally sustainable investments within the maritime and clean energy sectors. In the maritime industry, GMP will fund businesses dedicated to emissions reduction, energy efficiency, environmental remediation and other sensitive issues. In clean energy, GMP will fund alternative and renewable energy assets along with other related projects. Investment sizes will range from $5 to 20 million. All investments will be evaluated and prioritized based on their commercial viability and proximity to income generation. Peter Georgiopoulos serves as Founder and Chairman of Green Maritime. Co-founder Chris Teryazo is responsible for its operations.Portfolio companies include:N/AInvestment Team:Peter Georgiopoulos, Founder and ChairmanChris Teryazos, Operationscteryazos@pcgandco.comVCGreenHills Ventures, LLCwww.greenhillsventures.comNew YorkEarlyInformation TechnologyMedical Device

405 Lexington Avenue, 26 FloorThe Chrysler Landmark BuildingNew YorkNY10174212-907-6483

GreenHills Ventures is a private investment holding company that manages GHV Fund, LP, an early stage venture fund that invests in broad based technology and medical device companies and GHV Wealth Management Holdings, LLC, (GHVWMH), a separate wholly owned company specializing in private wealth management and alternative investments catering to ultra high net worth individuals. GHV Fund, LP invests $1.0 - $5.0 million in early stage companies with perceived enterprise valuations of $5.0 - $10.0 million or more. GHV Wealth Management Holding seeks to invest $5.0 - $25.0 million.Portfolio companies include:Global Wireless Unified Messaginghttp://connectedplanetonline.com/wireless/mag/wireless_unified_access/I/OMagichttp://www.iomagic.com/Acta Vascular Systemshttp://www.jigsaw.com/id222006/acta_vascular_systems_inc_company.xhtmlMedarexhttp://www.bms.com/Viisage Technologyhttp://www.baselinemag.com/c/a/Projects-Security/Viisage-Technology-Face-Invaders/Sysview Technologyhttp://www.docucap.com/Photronicshttp://www.photronics.com/plab/photronicsExtra Space Storagehttp://www.extraspace.com/Infocrossinghttp://infocrossing.com/Digital Angelhttp://www.digitalangel.com/Ace Commhttp://www.acecomm.com/NetEase.comhttp://www.netease.net/Investment Team:Emanuel Martinez, Managing Directormmartinez@GreenHillsVentures.comPatrick Tan, Managing Directorptan@GreenHillsVentures.comDaniel Leberman, Senior AssociateVinaykumas Hazare, Associatevhazare@GreenHillsVentures.comDavid Montoni, Junior AssociateAndrew M. Banks, Senior Legal AssociatePEGrey Mountain Partnerswww.greymountain.comNew YorkMiddle MarketManufacturing & IndustrialBusiness Services

590 Madison Avenue, 21st FloorNew YorkNY10022212-588-8845212-588-8853

Grey Mountain Partners is a Boulder, CO, based private equity firm that focuses on building value in partnership with management through sustainable operational improvement. GMP invests in smaller middle market companies across a wide range of industries and in transactions with enterprise values between $30 million and $150 million. Grey Mountain targets companies with $30 million of revenue and $5 million of EBITDA.Portfolio companies include:AQShttp://www.americanquilter.com/Bolttech Manningshttp://www.bolttech.com/Distribution Internationalhttp://www.distributionintl.com/Herr-Voss Stamcohttp://herr-voss.com/Robbinshttp://www.tonyrobbins.com/Triton Divinghttp://www.tritondiving.net/Binswanger Glasshttp://binswangerglass.com/Columbia Custom Building Productshttp://www.columbiabuildingproducts.com/Custom Componentshttp://customcomponentsco.com/Global Security Glazinghttp://security-glazing.com/Stratixhttp://www.stratixcorp.com/Investment Team: Ben Ault, Vice Presidentbault@greymountain.comBeth Lesniak, Vice PresidentJeff Kuo, Managing Partner & Co-Founderjkuo@greymountain.comJeff Vincent, Managing DirectorRob Wright, Managing Partner & Co-Founderrwright@greymountain.comJason Urband, Senior AssociateBob Schneider, AssociateWill Pucillo, AssociateJudah Milunsky, AssociateTania Martin, Office ManagerTiffany Lopez, Project CoordinatorVCGreycroft, LLCwww.greycroftpartners.comNew YorkEarlyInformation TechnologyLife Sciences & HealthcareMedia & Digital Media

598 Madison AvenueNew YorkNY10022212-756-3508 212-832-0117

Greycroft Partners is a venture capital partnership formed to invest in promising digital media companies, including both business and consumer-focused ventures. The firm's $75 million fund includes participation from leading corporate executives around the world. Greycroft invests between $500,000 and $5 million at inception, increasing on a staged basis to double that amount over time. The firm invests alone or alongside other firms, and will accept a board seat when appropriate, although this is not a prerequisite when syndicating with others. Greycroft Partners has offices in New York and Los Angeles. Portfolio companies include:Tag-Manhttp://www.tagman.com/Netsertivehttp://www.netsertive.com/One Pinhttp://www.lapelpinplanet.com/CC472-1-1-lapel-pin.htmlAdenyohttp://adenyo.com/Extreme Reachhttps://app.extremereach.com/Health Plan Onehttp://www.healthplanone.com/CrowdFusionhttp://www.crowdfusion.com/ImageSpanhttp://www.licensestream.com/licensestream2/Portal/index.aspxCollective Mediahttp://collective.com/Buddy Mediahttp://www.buddymedia.com/Buzzdhttp://www.buzzd.com/K2 Networkhttp://en.wikipedia.org/wiki/K2_NetworkMedia Armorhttp://www.mediaarmor.com/phghttp://finance.yahoo.com/q?s=PHGAd.lyhttp://adly.com/Local Responsehttps://localresponse.com/USamphttp://www.usamp.com/Vizuhttp://www.vizu.com/index.htmPrecisiondemandhttp://www.precisiondemand.com/SteelHousehttp://www.steelhouse.com/Resonate Networkshttp://www.resonateinsights.com/Hip Digitalhttp://www.hipdigitalmedia.com/etoucheshttp://etouches.causeroom.com/LicenseStreamhttp://www.licensestream.com/Elicithttp://dictionary.reference.com/browse/elicitCrowd Controlhttp://www.crowdcontrolexperts.com/Wide Orbithttp://www.wideorbit.com/Daily Secrethttp://www.dailysecret.com/Livefyrehttp://www.livefyre.com/Fanhattanhttp://www.fanhattan.com/Makerhttp://makezine.com/GlamMediahttp://www.glammedia.com/Vitalshttp://www.vitals.com/Viddyhttp://viddy.com/Pulsehttp://en.wikipedia.org/wiki/PulseKlouthttp://klout.com/Scopelyhttp://jobs.scopely.com/Joyenthttp://www.joyent.com/Radiate Mediahttp://radiatemedia.com/GamersFirsthttp://www.gamersfirst.com/GameSaladhttp://gamesalad.com/9flats.comhttp://www.9flats.com/FightMyMonsterhttp://www.fightmymonster.com/Trunk Club Men's Outfittershttps://www.trunkclub.com/healthPlanOnehttp://www.healthplanone.com/Investment Team:Alan Patricof, Founder and Managing Directorpatricof@greycroftpartners.comDana Settle, Founding PartnerIan Sigalow, Partnersigalow@greycroftpartners.comBo Peabody, Venture PartnerKirill Sheynkman, Venture PartnerPaul Bricault, Venture PartnerPEHalyard Capitalwww.halyard.comNew YorkMiddle MarketCommunications & NetworkingMedia & Digital MediaBusiness ServicesEducation & Training

600 Fifth Avenue, 17th FloorNew YorkNY10020212-554-2121212-554-2120

Halyard is a private equity fund with over $600 million of capital under management focused on investing in education, media, communications and business services companies. The Fund specializes in middle-market leveraged buyouts, growth equity and structured equity investments. Halyard invests in control positions or non-control investments with strong governance rights. Geographically, the Fund primarily focuses on opportunities in North America and Europe. The Fund will commit up to $40 million to individual portfolio companies with a focus on investments between $15 million and $40 million. Additionally, Halyard has the ability to complete larger transactions utilizing its network of investment partners.Portfolio companies include:EducationDynamicshttp://www.educationdynamics.com/HCProhttp://www.hcpro.com/WMIhttp://en.wikipedia.org/wiki/Windows_Management_InstrumentationNuLinkhttp://nulinkdigital.com/Engaugehttp://www.engauge.com/ImpreMediahttp://www.impremedia.com/Presidiohttp://www.presidio.com/Herald Mediahttp://www.heraldmedia.com/bostonHerald/index.htmlNETGEARhttp://support.netgear.com/app/homeDatamyxhttp://www.datamyx.com/datamyx.aspxDigital Fortresshttp://en.wikipedia.org/wiki/Digital_FortressPractice Insighthttp://practiceinsight.net/pi-website/index.htmInvestment Team:Robert B. Nolan Jr, Managing Partner, 212-554-2144rnolan@halyard.comBruce A. Eatroff, Partner, 212-554-2145beatroff@halyard.comMichael F. Furey, Principal, 212-554-2129mfurey@halyard.comJonathan P. Barnes, Principal, 212-554-2122jbarnes@halyard.comSarah Kim, Principal, 212-554-2194skim@halyard.comBrendyn T. Grimaldi, Vice President, 212-554-2131bgrimaldi@halyard.comRobert Pistilli, Vice President, 212-554-2130rpistilli@halyard.comDaniel Schwartz, Associate, 212-554-2143dschwartz@halyard.comJames Rastello, Analyst, 212-554-2138jrastello@halyard.comVCPEHamilton Investment Partners, LLCwww.hamiltoninvestment.comNew YorkExpansionMiddle MarketInformation TechnologyBusiness ServicesConsumer Products

515 Madison Avenue, Suite 27WNew YorkNY10022646-285-0341 646-285-0347

Hamilton is an opportunistic private investment firm that makes equity and subordinated debt investments in partnership with superior management teams, focusing primarily on small and middle market buyouts and growth capital financings. The firm identifies high growth businesses at the intersection of private equity and traditional venture capital. The Hamilton Portfolio is weighted heavily with services businesses, technology-enabled recurring revenue businesses and unique brands. Hamilton generally targets companies with revenues from $5 to $50 million. Selected companies are either profitable or will achieve profitability within 12-24 months. The firm seeks to invest between $4 to $8 million of equity, and with other investment partners, may lead $10 million to $20 million financings. Hamilton does not limit itself geographically, but emphasizes sourcing opportunities where it has the highest quality contacts: the Northeast and Mid Atlantic. The firm invests in both control and minority positions, but does not invest in turnarounds, technology development, or project financings.Portfolio companies include:Medfusionhttp://www.medfusion.net/ihealth/Interasian Resources Grouphttp://www.interasian.com/Capital Paymentshttp://capitalpayments.com/In Person Paymentshttp://www.ipppays.com/Double Positive Marketing Grouphttp://www.doublepositive.com/Mackenzie-Childshttp://www.mackenzie-childs.com/Investment Team:Douglas A.P. Hamilton, Managing PartnerVeronica A. La Voun, Chief Operating OfficerBrian M. Fenty, Managing Directorbrian@hamiltoninvestment.comPEHammond, Kennedy, Whitney & Companywww.hkwinc.comNew YorkMiddle MarketMedical DeviceEnergy & Clean TechManufacturing & IndustrialDefense & Homeland Security

420 Lexington Avenue, Suite 402New YorkNY10170212-867-1010 212-867-1312

Founded in 1903, Hammond, Kennedy, Whitney & Company Inc. (HKW) is a private capital firm focused on sponsoring management buy-outs of privately owned businesses, subsidiaries and divisions of corporations and public companies with revenues between $20 million and $200 million. HKW is currently investing HKW Capital Partners III, a $202 million fund. HKW has completed several types of transactions including industry consolidations, corporate divestitures, generational changes in ownership, growth equity, management buy-outs and recapitalizations. The firm targets companies with operating cash flow of at least $2 million (no minimum for add-on acquisitions), with low risk of technological obsolescence. HKW invests in North American-based companies in a variety of industries including medical devices, specialty vehicles, aerospace, defense, utility related infrastructure, energy, oil/gas, nuclear, coal, and niche manufacturing. The firm has offices in Chicago, Indianapolis, New York and Shanghai.Portfolio companies include:Aero-Metrichttp://www.aerometric.com/airWorxhttp://www.airworx.us/Canadian Hospital Specialties Limitedhttp://chsltd.com/Crane Rentalhttp://cranerental.com/FURminatorhttp://www.furminator.com/NaturMedhttp://www.manta.com/c/mmdzh61/naturmed-incNescohttp://www.nescoweb.com/Special Applications Technologyhttp://www.sarobotics.com/Visioneeringhttp://www.vistool.com/Duncan Systemshttp://duncansys.com/Arnold Engineeringhttp://www.arnoldeng.com/Contract Land Staffhttp://www.contractlandstaff.com/Corporate Visionshttp://corporatevisions.com/Fluteshttp://en.wikipedia.org/wiki/FluteK.R. Drenth Tuckinghttp://www.krdtrucking.com/Nyloncrafthttp://nyloncraft.com/OakRiver Technologyhttp://oakrivertechnology.com/Qualis Automotivehttp://www.qualisauto.com/Royal Camp Serviceshttp://royalcamp.com/Investment Team:Glenn Scolnik, Chairmangs@hkwinc.comJames O. Futterknecht, Jr., Partnerjof@hkwinc.comJames C. Snyder, Partnerjcs@hkwinc.comJulianne S. Lis-Milam, Partner, General Counseljsl@hkwinc.comJeffrey G. Wood, President and CEOjgw@hkwinc.comTed H. Kramer, Partner, Deal Generationtk@hkwinc.comCaroline L. Young, Partnercly@hkwinc.comLuke A. Phenicie, Partnerlap@hkwinc.comMichael A. Foisy, Partnermaf@hkwinc.comVCPEHarbert Managementwww.harbert.netNew YorkEarlyMiddle MarketMedia & Digital MediaLife Sciences & HealthcareFinancial ServicesManufacturing & IndustrialEducation & TrainingReal EstateInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorMedical Device

555 Madison Avenue, 16th Floor New YorkNY10022

Harbert Management Corporation (HMCSM) is a diversified investment firm. Harbert's committed capital and assets under management have grown from $1.5 billion in 2002 to approximately $2.7 billion as of March 1, 2012. Harbert invests across 11 alternative asset classes in three areas of concentration: real estate, private capital and absolute return strategies. In private equity, Harbert focuses on leveraged buyouts, recapitalizations, expansion capital investments, and select distressed opportunities, seeking to invest in companies which have an enterprise value between $10 million and $100 million, with a particular emphasis on transactions between $20 million and $50 million. In venture capital, Harbert provides growth capital to early stage information technology and healthcare companies in the Mid-Atlantic and Southeastern U.S., typically investing in the first or second institutional rounds, with initial investment amounts between $500,000 and $3 million. Particular sectors of investment interest include: Information Technology (Communications software and services, Enterprise/ applications software, Communications equipment, Semiconductors, Transaction processing); and Healthcare (Therapeutics, Biotechnology platforms, Diagnostics and medical devices, Healthcare IT, and Healthcare services and outsourcing). The firm's mezzanine capital group typically provides $3 million to $15 million in subordinated debt to companies in need of capital for organic growth, acquisitions, recapitalizations, or management buyouts. HMC's investment teams are located in Birmingham, Alabama; New York, New York; Nashville, Tennessee; Richmond, Virginia; Atlanta, Georgia; San Francisco, California, London, United Kingdom; Madrid, Spain, Melbourne, Australia and Paris, France.Portfolio companies include:Broadsourcehttp://www.broadsourcetech.com/JackBehttp://www.jackbe.com/TapRoot Systemshttp://taprootsystems.com/Unitrends Softwarehttp://www.unitrends.com/Agility Healthcare Solutionshttp://en.wikipedia.org/wiki/Agility_Healthcare_SolutionsInnovative Biosensorshttp://www.innovativebiosensors.com/Ion Healthcarehttp://ionhealthcare.com/MaxCytehttp://www.maxcyte.com/nContact Surgicalhttp://www.ncontact.us/Optimal Reading Service Grouphttp://www.optimalreadings.com/PeopleMatterhttp://peoplematter.com/Privarishttp://www.privaris.com/WindChannel Communicationhttp://www.manta.com/c/mtgq5y8/windchannel-communicationsPrecision Alloyshttp://palco8900.com/TBT Holding Companyhttp://www.corporationwiki.com/Texas/Houston/tbt-holding-company-inc/37992311.aspxOnward Behavior Healthhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=113056735STX Healthcare Managementhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=106306016Private Equity Investment Team:Michael D. Luce, President & Chief Operating Officermluce@harbert.netDonald R. Beard, Vice President & Senior Managing Directordbeard@harbert.netWinston H. Gillum, Jr., Vice President & Managing Directorwgillum@harbert.netJ. David Harper, Director of Investmentsdharper@harbert.netRichard S. Davis, Director of InvestmentsVenture Investment Team:William W. Brooke, Managing Partnerwbrooke@harbert.netWayne L. Hunter, Managing Partnerwhunter@harbert.netThomas D. Roberts III, Partnertroberts@harbert.netRobert L. Crutchfield, Venture Partnerrcrutchfield@harbert.netBrian C. Carney, Principalbcarney@harbert.netThomas I. Walton-Cale, Senior AnalystMezzanine Investment Team:John C. Harrison, Senior Managing DirectorJohn S. Scott, Managing DirectorRobert A. Bourquin, Managing DirectorD. Andrew Tatman II, Director of InvestmentsVCHarris & Harris Groupwww.hhvc.comNew YorkEarlyInformation Technology

1450 Broadway, 24th FloorNew YorkNY10018212-582-0900212-582-9563

Harris & Harris Group, founded in 1983, is a publicly traded venture capital firm exclusively focused on investing in tiny technology mostly in the United States, but its portfolio has included companies outside of the U.S. including Canada. The firm uses the term, "tiny technology," as MIT uses it, encompassing nanotechnology, microsystems and microelectromechanical systems (MEMS). In fact, most of its portfolio companies are utilizing nanoscale-enabling technologies. Harris & Harris Group is a traditional early stage venture capital firm in capital structure and focus. With over 30 tiny technology companies in its portfolio, Harris & Harris is one of the most active nanotechnology investors in the world. The firm has funded companies developing nanoscale-enabled solutions in solid state lighting, emerging memory devices, printable electronics, material science discovery and mass-manufacturing, organic-inorganic hybrids, next-generation semiconductor devices and equipment, thermoelectric, photovoltaic and battery technologies, as well as in various life-science applications of nano-structured materials.Portfolio companies include:ABS Materialshttp://www.absmaterials.com/Ancora Pharmaceuticalshttp://www.ancorapharma.com/contact/Biovex Grouphttp://www.amgen.com/Bridgeluxhttp://bridgelux.com/Innovalighthttp://www2.dupont.com/Photovoltaics/en_US/products_services/silicon_inks/silicon_inks.htmlMersanahttp://mersana.com/Nextreme Thermal Solutionshttp://nextremethermal.com/Polatishttp://www.polatis.com/Sionyxhttp://sionyx.com/D-Wave Systemshttp://dwavesys.com/en/dw_homepage.htmlEnsemble Discoveryhttp://discoveryensemble.com/Koviohttp://www.kovio.com/Laser Light Engineshttp://laserlightengines.com/Adestohttp://adestotech.com/Contourhttp://contour.com/Champions Oncologyhttp://www.championsoncology.com/Cobalthttp://en.wikipedia.org/wiki/CobaltCrystal IShttp://en.wikipedia.org/wiki/CrystalEnumeral Biomedicalhttp://enumeral.com/HzOhttp://www.hzoinside.com/Metabolonhttp://www.metabolon.com/Molecular Imprintshttp://www.molecularimprints.com/Nanoterrahttp://www.nanoterra.com/NanoSyshttp://www.nanosysinc.com/Nanterohttp://www.nantero.com/NeoPhotonicshttp://www.neophotonics.com/NeuroMetrixhttp://www.neurometrix.com/Nextremehttp://www.nextreme.com/OpGenhttp://www.opgen.com/PWAhttp://en.wikipedia.org/wiki/Public_Works_AdministrationSenova Systemshttp://senovasystems.com/Solazymehttp://solazyme.com/Ultorahttp://en.wikipedia.org/wiki/UltraXradiahttp://xradia.com/Investment Team:Douglas W. Jamison, Chairman Of the Board and Chief Executive Officer and Managing Directordoug@tinytechvc.comAlexei A. Andreev, Ph.D., Executive Vice President, Managing Directoralexei@tinytechvc.comDaniel B. Wolfe, Ph.D., President and Chief Operating Officer, CFO and Managing DirectorSandra Matrick Forman, ESQ, General Counsel, Chief Compliance Officer and Director of Human ResourcesMisti Ushio, Ph.D., Executive Vice President and Managing DirectorRobert Burns, Senior Vice PresidentIan Chia, PhD, AssociatePEHarvest Partners, LLCwww.harvpart.comNew YorkMiddle MarketManufacturing & IndustrialBusiness ServicesRetail & RestaurantEnergy & Clean Tech

280 Park Avenue, 25th FloorNew YorkNY10017212-599-6300212-812-0100

Harvest Partners is a New York based private equity investment firm that specializes in leveraged buyouts and growth financings in the general industrial, business services, and consumer/ retail sectors. For more than 25 years, Harvest Partners has worked with select middle-market companies to create value through capital investment, operational improvements, geographic expansion or strategic repositioning. The firm targets Middle-market companies (public and private businesses, family-owned companies or subsidiaries and divisions of larger enterprises) with a transaction size of $100 - $600 million in enterprise value. The firm's typical equity investment size ranges up to $100 million with additional capital available from LPs. Harvest's industries of focus include: General Industrial, Consumer/Retail and Business Services with sub-sector expertise in numerous industries such as healthy living, multi-level marketing, specialty retail, building products and industrial services. Harvest prefers businesses headquartered in North America.Portfolio companies include:BHI Holdingshttp://bhi-holdings.com/Coveright Surfaces GMBHhttp://www.coveright.com/Cycle Gearhttp://www.cyclegear.com/Encanto Restaurantshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=13163254Green Bancorphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=27827867Insight Globalhttp://www.insightglobal.net/Regency Energy Partners LPhttp://www.regencygasservices.com/Seminole Energy Serviceshttp://www.seminoleenergy.com/Bartlett Holdingshttp://www.bhienergy.com/Document Technologieshttp://www.dtiglobal.com/Driven Brandshttp://www.drivenbrands.com/Parkers Holdingshttp://www.britevents.com/whats-on/flintshire-county/holywell/parkers-leisure-holdings-ltd/63742/TruckProhttp://truckpro.com/Investment Team: Thomas W. Arenz, Senior Managing DirectorTArenz@harvpart.comMichael B. DeFlorio, Senior Managing DirectorMDeFlorio@harvpart.comStephen Eisenstein, Senior Managing DirectorSEisenstein@harvpart.comIra D. Kleinman, Senior Managing DirectorIkleinman@harvpart.comJoseph J. Hegenbart, Managing DirectorAndrew M. Schoenthal, Managing DirectorChristopher D. Whalen, Managing DirectorJay Wilkins, Managing DirectorPaul Murdock, Managing DirectorVCHaywood Dorland Energy Capital (HDEC)New YorkEarlyEnergy & Clean Tech

295 Madison Avenue, 12th FloorNew YorkNY10017646-737-3172

Haywood Dorland Energy Capital is a private equity firm that invests exclusively in renewable energy companies and projects. The firm focuses on investment opportunities resulting from the conversion of the world's largest industry, energy, to one that is not dominated by fossil fuels. HDEC was formed in Mid-2008 by Steven R. Pottle, an energy structured/ project finance professional on Wall Street for much of his 25 year career. Target industries include: Wind (project development or corporate equity); Solar; Clean Tech; and Biomass (including bioplastics).Portfolio companies include:SolFocushttp://www.solfocus.com/en/index.phpInvestment Team:Steven R. Pottle, Founderpottle@hdenergycapital.comBrian Butler, AssociateTobias Lunt, AnalystVCHealth Enterprise Partners, LPwww.hepfund.comNew YorkEarlyInformation TechnologyLife Sciences & Healthcare

565 Fifth Ave, 26th FloorNew YorkNY10017212-981-6901

Health Enterprise Partners, L.P. is an independent growth equity fund focused exclusively on healthcare services and information technology companies whose customers are typically hospital systems or health plans. HEP's investors include 16 of the largest hospital systems and health plans in the United States representing over 200 leading hospitals and 50 million insured lives. Health Enterprise Partners, L.P. was formed in 2006 by four principals previously associated with CB Health Ventures including: Daniel M. Cain, a co-founder of CB Health Ventures and Cain Brothers, a healthcare focused investment banking firm, Robert B. Schulz, also a co-founder of CB Health Ventures, Richard H. Stowe, previously a General Partner of Welsh, Carson, Anderson, & Stowe (1979-1998) and Senior Advisor and co-investor with CB Health Ventures since 2000, and Rhett D. Thurman, a former principal of CB Health Ventures and hospital administrator. The firm generally does not invest in pre-revenue companies, preferring investment sizes up to $10 - $12 million in companies that are profitable or have a very clear path to profitability within 12 to 18 months.Portfolio companies include:CareMedic Systemshttp://www.caremedic.com/Quovadxhttp://www.fundinguniverse.com/company-histories/Quovadx-Inc-Company-History.htmlSkylight Healthcare Systemshttp://www.skylight.com/Behavioral Centers of America Holdingshttp://investing.businessweek.com/research/stocks/private/people.asp?privcapId=35672833MobileMDhttp://mobilemd.com/Principle Pharmacy Grouphttp://www.principlepharmacy.com/SCIOinspirehttp://www.scioinspire.com/Sheridan Holdingshttp://sheridanpropertyholdings.com/home.htmlContinuumRxhttp://continuumrx.com/Eagle Hospital Physicianshttp://www.eaglehospitalphysicians.com/eVarianthttp://myhealthconnect.com/Vitalshttp://www.vitals.com/Brimhttp://www.merriam-webster.com/dictionary/brimCarefxhttp://www.carefx.com/CorSolutionshttp://mycorsolutions.com/Emageonhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=143491ForHealth Technologieshttp://www.fhtinc.com/Passporthttp://www.travel.state.gov/passport/passport_1738.htmlConnectiCarehttp://www.connecticare.com/eBenXhttp://www.ebenx.com/IPChttp://www.ipc.org/Quovadaxhttp://clovertech.quovadx.com/Skylight Healthcare Systemshttp://www.skylight.com/Zonarehttp://www.zonare.com/Investment Team:Daniel M. Cain, General Partnerdcain@hepfund.comRobert B. Schulz, General Partnerrschulz@hepfund.comRichard H. Stowe, General Partnerrstowe@hepfund.comDavid Tamburri, General PartnerPEHealthpointCapitalwww.healthpointcapital.comNew YorkMiddle MarketLife Sciences & HealthcareMedical Device

505 Park Avenue, 12th FloorNew YorkNY10022212-935-7780212-935-6878

HealthpointCapital is a values-driven, research-based private equity firm exclusively focused on the orthopedic and dental device businesses. HealthpointCapital manages $750 million in institutional capital, having closed in 2007 HealthpointCapital Partners II, LP, at $420 million. As of June 2007, HealthpointCapital had completed 12 investments, creating five platform companies in the orthopedic and dental industries since 2004. All investments had been made pursuant to the firm's focus on making proprietary investments which capitalize on the most compelling trends in the musculoskeletal industry, in which the firm is able to purchase a controlling or significant equity stake in growth businesses. To date, over $325 million in equity capital has been invested. The firm has completed the successful initial public offering of Alphatec Spine and the full sale of Nexa Orthopedics. On a combined basis, all portfolio companies have increased revenues more than 2.5 times from the initial time of investment, with an average holding period of just 1.5 years. Portfolio companies include:Scient'xhttp://www.scientx.com/Alphatec Spinehttp://www.alphatecspine.com/BioHorizonshttp://biohorizons.com/Dental Technologieshttp://www.dentaltechno.com/Blue Belt Technologieshttp://www.bluebelttech.com/OrthoAccelhttp://www.acceledent.com/Investment Team:John H. Foster, Chairman & Managing Directorjfoster@HealthpointCapital.comMortimer Berkowitz III, President & Managing Directortberkowitz@HealthpointCapital.comJohn C. McCormickLaing F. Rikkers, Managing DirectorJohn J. Chopack, Jr.Joseph A. FitzpatrickAriella P. Golomb, MDPetra HansenLauren UzdienskiJohn L. Steffens, ManagerJacques Bizot, ManagerR. Ian Molson, ManagerStephen C. Curley, ManagerStephen E. O'Neil, ManagerPEHellman & Friedman, LLCwww.hf.comNew YorkMiddle MarketInformation TechnologyMedia & Digital MediaFinancial Services

390 Park Avenue, 21st FloorNew YorkNY10022212-871-6680212-871-6688

Hellman & Friedman, founded in 1984, is a private equity investment firm that has raised and managed over $25 billion of committed capital and has invested in over 50 companies. The firm's target investment size is $200-750 million of equity. The firm is currently investing its sixth fund, Hellman & Friedman Capital Partners VI, LP (HFCP VI), with $8.0 billion of committed capital. The firm's target investment size is $300 million - $1 billion, principally investing in developed markets including the United States and Europe. Portfolio companies include:Internet Brandshttp://www.internetbrands.com/LPL Financialhttp://lplfinancial.lpl.com/Sheridan Healthcarehttp://sheridanhealthcare.com/Web Reservations Internationalhttp://www.webresint.com/Artisanhttp://en.wikipedia.org/wiki/ArtisanGoodman Globalhttp://www.goodmanglobal.com/goodmanglobal/subpages/GoodmanGlobalHome.htmlThe Nielsen Companyhttp://nielsen.com/Grosvenor Capital Managementhttp://www.grosvenorcapitalmanagement.com/Emdeonhttp://www.emdeon.com/Pharmaceutical Product Developmenthttp://www.ppdi.com/Associated Materialshttp://www.associatedmaterials.com/Gaztransport & Technigazhttp://gtt.fr/GeoVera Insuarnce Grouphttp://www.geovera.com/PartnerRehttp://partnerre.com/Sedgwickhttp://www.sedgwickcms.com/Getty Imageshttp://www.gettyimages.com/Internet Brandshttp://www.internetbrands.com/AlixPartnershttp://www.alixpartners.com/EN/Catalina Marketinghttp://www.catalinamarketing.com/Securitas Directhttp://www.securitas-direct.com/Ellucianhttp://www.ellucian.com/Kronoshttp://www.kronos.com/OpenLink Financialhttp://www.olf.com/SSP Holdingshttp://www.ssp-uk.com/Investment Team:C. Andrew Ballard, Managing Directoraballard@hf.comStefan Goetz, Managing Directorsgoetz@hf.comPhilip U. Hammarskjold, Managing DirectorPatrick Healy, Managing DirectorBrad Henske, Managing DirectorGeorgia Lee, Managing DirectorAnupam Mishra, Managing DirectorArrie Park, Managing DirectorBrian M. Powers, Managing DirectorErik D. Ragatz, Managing DirectorThomas F. Steyer, Managing DirectorAllen R. Thorpe, Managing DirectorDavid R. Tunnell, Managing DirectorTrevor Watt, Managing DirectorJeffrey Goldstein, Managing DirectorBlake Kleinman, Managing DirectorVCHigh Bar Capitalwww.highbarcapital.comNew YorkEarlyLife Sciences & HealthcareMedical Device

117 East 55th StreetNew YorkNY10022212-331-7890212-331-7891

High Bar Capital specializes in the acquisition and management of high quality businesses operating in niche healthcare markets. The firm's investment focus is, but not limited to, the following sectors: medical devices, bariatrics, component manufacturing for medical devices, niche healthcare distributors, infection control and packaging for pharmaceuticals and medical devices.Portfolio companies include:N/AInvestment Team:Chris Wilkerson, President & CEOcwilkerson@highbarcapital.comCarl Runge, Associatecr@highbarcapital.comVCHillcrest Venture Partnerswww.hillcrestvp.comNew YorkSeedEarlyGrowthInformation TechnologySoftware & InternetSemiconductorLife Sciences & Healthcare

345 West 145th St., Suite 10B4New YorkNY10031312-286-5840

Hillcrest Venture Partners is a venture capital firm that takes a methodical approach to investing in seed to growth stage technology companies. Hillcrest Venture Partners invests in companies developing technologies in the following industries: Software, Internet, Communications, Semiconductor, and Biotechnology. Hillcrest Venture Partners invests exclusively in companies that are in the seed to growth (i.e., less than $15 Million in revenue) stage of development. The firm prefers to invest in companies that have at least completed a working prototype of their product. While Hillcrest Venture Partners will consider investing in a company irrespective of the company's location, the firm prefers to invest in companies that are proximate to its offices in SoCal, Silicon Valley, and New York. Hillcrest Venture Partners will make an initial investment between $25,000 to $100,000 in a company and will make a maximum investment of $150,000 over the life of a company.Portfolio companies include:FastSofthttp://www.fastsoft.com/Gen-EDBhttp://www.genedb.org/nprogresshttp://www.ntro.com/Investment Team:Darin Chen, Co-Founder and Managing Directordarin@hillcrestvp.comCourtney Hall, Co-Founder and Managing DirectorJulian Lin, Co-Founder and Managing DirectorPEHolding Capitalwww.holdingcapital.comNew YorkMiddle MarketInformation TechnologyManufacturing & IndustrialBusiness ServicesRetail & Restaurant

104 West 40th Street, 19th FloorNew YorkNY10018212-486-6670212-486-0843

Founded in 1975, Holding Capital has acted as principal in over 200 acquisitions and other investments totaling $3 billion in value, with transaction sizes ranging from $2 - $150 million. Transaction types include management and leveraged buyouts, estate-orientated recapitalizations, growth financings, and outright acquisitions either by Holding Capital Group or one of its many portfolio companies, generally in partnership with the company's management. Holding Capital looks for companies in low to medium tech manufacturing, all forms of distribution, value-added service businesses, specialized retail, and food services/franchising businesses. Holding looks for a minimum of $1 million in free cash flow (EBITDA - Sustaining CAPEX) and $500,000 for growth investments. The firm invests in U.S.-based companies including their foreign subsidiaries. Portfolio companies include:Star-Glo Industrieshttp://www.starglo.com/Innerstatehttp://en.wikipedia.org/wiki/InnerstateMaster Lease of Delawarehttp://www.masterlease.com/Metro Franchisinghttp://www.subway.com/subwayroot/development/ChicagoLand Commissaryhttp://www.clcdd.com/Gourmet Boutiquehttp://www.gourmetboutique.com/HCG Energyhttp://www.livestrong.com/article/402607-lack-of-energy-while-on-an-hcg-diet/Mori Leehttp://www.morilee.com/Samarahttp://en.wikipedia.org/wiki/Samara,_RussiaBerkeley Contract Packaginghttp://www.berkeleypackaging.com/Da-Tech Corporationhttp://da-tech.com/L&S Industrieshttp://www.l-sindustries.com/Southern Stateshttp://www.southernstates.com/Jreck Holdingshttp://jrecksubs.com/401k Exchange.comhttp://www.401kexchange.com/Haskins Electrichttp://www.haskins-electric.com/Skywardhttp://www.skyward.com/Investment Team: Andrew Boyd-Jonesaboyd-jones@holdingcapital.comLinda Boyd-Joneslboyd-jones@holdingcapital.comWilliam R. Colaianniwcolaianni@holdingcapital.comLynne Denisldenis@holdingcapital.comJames W. Donaghyjdonaghy@holdingcapital.comLin Fulfu@holdingcapital.comRita Lairlai@holdingcapital.comSteven Leischnersleischner@holdingcapital.comW.C. Martinwcmartin@holdingcapital.comAndrew E. Schultzaschultz@holdingcapital.comAlex Yeeayee@holdingcapital.comRon E. Ainsworthrainsworth@holdingcapital.comAnna Ou-Yangaou-yang@holdingcapital.comMBHT Capital Advisors, LLCwww.htcapital.comNew YorkMiddle MarketManufacturing & IndustrialBusiness ServicesTransportation & Distribution

437 Madison AvenueNew YorkNY10022-7001212-759-9080 212-759-0299

HT Capital Advisors, LLC is a private investment and merchant banking firm with offices in New York, Chicago and Paris. With a history that goes back well over half a century, HT Capital was originally the investment banking arm of Hill, Thompson, Magid & Co., until 1999 when the firm was sold to the Royal Bank of Canada. The firm's clientele consists primarily of established and emerging middle market companies and financial institutions throughout the United States and Europe. HT Capital will make direct investments in selected companies. The firm will invest its own capital; co-invest with private equity firms; or partner with other high net worth individuals. The firm's preferred investment size is typically $250,000 - $5,000,000 in equity. Generally, HT will invest in companies doing between $5,000,000 and $50,000,000 in sales, targeting companies in manufacturing, distribution or service businesses. HT is not particularly interested in retail or highly regulated businesses.Portfolio companies include:UreSilhttp://www.uresil.com/Braid Electric Companyhttp://www.macraesbluebook.com/search/company.cfm?company=557658Controlotronhttp://www.energyvortex.com/buyers_guide/company.cfm?company_id=74United Receptaclehttp://www.unitedreceptacles.com/Total Scripthttp://www.totalscript.com/FXpresshttps://r1first.reval.com/portal/Cosmediashttp://www.cosmedias.fr/en/cgv_1.phpInvestment Team:Eric J. Lomas, PresidentC.A. Burkhardt, Senior Managing Directorcburkhardt@htcapital.comPhilippe de La Chapelle, Managing Directorpdelachapelle@htcapital.comFlorence J. Mauchant, CFA, Managing Directorfmauchant@htcapital.comDonald J. Moore, Managing DirectorPeter Offermann, Managing Directorpoffermann@htcapital.comSteven M. Rathbone, Vice PresidentStephen C. Tardio, Managing DirectorDavid C. Wetherill, Consulting DirectorVictor Danett, Managing DirectorJean-Damien Perrier, Managing DirectorPrashant Punjani, Vice PresidentRobert H. von Furth, Managing DirectorVCHudson Venture Partners II, LPwww.hudsonptr.comNew YorkEarlyInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaFinancial Services

535 Fifth Avenue, 14th FloorNew YorkNY10017212-644-9797212-644-7430

Hudson Ventures is a New York venture capital firm with over $170 million of capital under management. The firm focuses its investments in early stage technology companies within three areas: Internet infrastructure and services, information technology, and communications. Most investments are made in enterprise software and services companies, and many target the financial services and online advertising and marketing industries. Typically, Hudson Ventures makes private equity investments in companies that need to diversify, revamp or expand operations and are primarily located in the Northeast. Initial investment amounts range from $1 million to $3 million.Portfolio companies include:Bigfoot Interactivehttp://tvroker.com/sites/bigfoot/index.htmlSoftware A.G.http://www.softwareag.com/Constant Contacthttp://www.constantcontact.com/index.jspCertified Mailhttp://en.wikipedia.org/wiki/Certified_MailiClickhttp://www.iclick.com/Albridgehttp://www.albridge.com/index.htmlCentor Softwarehttp://thor.inemi.org/webdownload/newsroom/Presentations/ECE/Material_Declaration_Workshop_Aug_2004/Centor_Software_Corporation.pdfAcordahttp://www.acorda.com/bla-bla.comhttp://www.blablakids.com/DataMotionhttp://www.datamotion.com/Greenplumhttp://www.greenplum.com/Blue Lobster Softwarehttp://www.bluelobster.com/Certpointhttp://www.certpointsystems.com/Dynamic Mobile Data Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=27790GlobalServehttp://global-serve.com/iHellohttp://ihello.net/Integralhttp://en.wikipedia.org/wiki/IntegralLogMatrixhttp://www.logmatrix.com/Pivothttp://www.snapfiles.com/get/stickfigure.htmlPowerOne Mediahttp://poweronemedia.com/PowerSteering Softwarehttp://www.powersteeringsoftware.com/QualityHealthhttp://www.qualityhealth.com/ScanBuyhttp://www.scanbuy.com/TheSquare.comhttps://squareup.com/TouchCommercehttp://www.touchcommerce.com/Verge Solutionshttp://www.verge-solutions.com/vsite/home.aspxWasabihttp://en.wikipedia.org/wiki/Wasabi[x+1]http://www.xplusone.com/Investment Team:Kim P. Goh, Senior Managing Directorkgoh@hudsonptr.comJay N. Goldberg, Senior Managing DirectorDr. Lawrence Howard, Senior Managing Directorlhoward@hudsonptr.comGlen Lewy, Senior Managing DirectorBill Carson, Managing DirectorJohn P. Truehart, Chief Financial Officerjtruehart@hudsonptr.comVCIA Ventureswww.iaventures.comNew YorkSeedInformation TechnologySoftware & Internet

156 5th Ave., Suite 1107New YorkNY10010917-262-0251

IA Ventures is a $50 million venture fund focused on Big Data tools, technologies and applications. The firm establishes its initial position at the seed stage, either as first-money-in investors, or perhaps following a small friends-and-family round. However, IA is generally looking to establish initial positions in its companies of at least 10% (and sometimes much higher). The firm may well have single-company exposures pushing $5 million.. In short, IA Ventures is a true "life cycle" fund that reserves heavily, is open to bridging when it makes sense, will on occasion lead internal rounds, and engages in full-contact relationships with its portfolio companies. IA also incubates companies at IA Ventures, having worked on three such opportunities to date.Portfolio companies include:BankSimplehttps://www.simple.com/BillGuardhttps://www.billguard.com/Datapophttp://www.datapop.com/FluidInfohttp://fluidinfo.com/Kinetic Global Marketshttp://www.kinetictradingllc.com/Metamarketshttp://metamarkets.com/MyCityWayhttp://www.mycityway.com/NewsCredhttp://www.newscred.com/PlaceIQhttp://www.placeiq.com/Recorded Futurehttps://www.recordedfuture.com/SavingStarhttps://savingstar.com/Suliahttp://www.sulia.com/The Trade Deskhttp://thetradedesk.com/TraceVectorhttp://tracevector.com/Yipithttp://yipit.com/Datasifthttp://datasift.com/Kohorthttp://kohort.com/Next Big Soundhttp://www.nextbigsound.com/Simplehttps://www.simple.com/Coursekithttp://blog.coursekit.com/post/8645806770Drawn To Scalehttp://drawntoscalehq.com/ThinkNearhttp://www.thinknear.com/Visual Revenuehttp://visualrevenue.com/Investment Team:Roger Ehrenberg, Founder and Managing Partnerroger@iaventures.comBrad GillespieBen SiscovickJess BeyrouteyDrew ConwayJulie Park, Office ManagerJoey CapassoPEICV Capital Partners, LLCwww.icvpartners.comNew YorkMiddle MarketLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer Products

The Chrysler Center299 Park Avenue, 34th FloorNew YorkNY10171212-455-9600 212-455-9603

Founded in 1998 as "Inner City Ventures," ICV is an ethnic minority-owned private investment company with $440 million in capital. ICV seeks to generate long-term capital appreciation by investing in companies with revenues between $25 million and $250 million and EBITDA of $5-$30 million. ICV targets companies that have a history of stable cash flows and offer the prospect of meaningful growth. The firm's target industries are Manufacturing, Consumer Goods and Services, Business Services, Food and Beverage, Commercial Services, and Healthcare. Portfolio companies include:Mallethttp://en.wikipedia.org/wiki/MalletCargo Airport Serviceshttp://www.casusa.com/Stauber Performance Ingredientshttp://www.stauberusa.com/Entertainment Cruiseshttp://www.entertainmentcruises.com/Marshall Retail Grouphttp://www.marshallretailgroup.com/The PFM Grouphttp://www.pfm.com/Press-A-Print Intl.http://pressaprint.com/Investment Team:Lloyd M. Metz, Managing Directorlmetz@icvcapital.comIra L. Moreland, Managing Directorimoreland@icvcapital.comWillie E. Woods, Jr., Managing Directorwwoods@icvcapital.comCory D. Mims, Managing Directorcmims@icvcapital.comDjena N. Graves Lennix, Dir. of Business Dev.dgraves@icvcapital.comQian Elmore, Principalqelmore@icvcapital.comZeena Rao, Principalzrao@icvcapital.comVCi-Hatch Ventures, LLCwww.i-hatch.comNew YorkEarlyInformation TechnologyCommunications & Networking

584 Broadway, Suite 1103New YorkNY10012212-651-1750212-208-4590

i-Hatch Ventures was formed in February of 1999 to provide experienced capital to early-stage technology ventures. The firm's approach is to match experienced practitioners with the founding teams of technology ventures, inject capital, and provide hands-on support from the i-Hatch team. Its investments focus on early-stage technology ventures doing business in key industry categories: mobile data services, communications, enabling technology, wireless/cellular infrastructure and broadband. Portfolio companies include:AtHochttp://www.athoc.com/SkyAuction.comhttp://www.skyauction.com/Thumbplayhttp://www.thumbplay.com/LimeLifehttp://www.limelife.com/Reaxionhttp://en.wikipedia.org/wiki/ReaxionMMetricshttp://mmetrics.com/Investment Team: Chip Austin, Partnercaustin@i-hatch.comBrad Farkas, Partnerbrad@i-hatch.comVCInclusive Ventures, LLCNew YorkEarlySoftware & InternetFinancial Services

150 E. 44th St. #52E New YorkNY10005917-733-6733

Inclusive Ventures seeks out Internet investment opportunities in the financial, legal and regulatory markets. Then, through a combination of capital, relationships, and experience, the firm works closely with the management team to build enterprise value.Portfolio companies include:EZ Partnershttp://ez.no/PartnersContent Directionshttp://www.contentdirections.com/IntraLinkshttp://www.intralinks.com/17a-4http://www.17a-4.com/Investment Team:Charles D. Weeden, Managing PartnerVCInsight Venture Partnerswww.insightpartners.comNew YorkEarlySoftware & Internet

680 Fifth Avenue, 8th FloorNew YorkNY10019212-230-9200212-230-9272

Insight Venture Partners is a leading private equity and venture capital firm focused on the global software, internet and data services industries. Since our founding in 1995, we have been one of the fastest growing investors within our target markets. With over $5 Billion raised since inception, Insight actively seeks to partner with entrepreneurs and management teams looking to take their businesses to new horizons.Portfolio companies include:Acorn Systemshttp://www.acornsys.com/Dorado Softwarehttp://doradosoftware.com/DailyDeal.dehttp://dailydeal.de/Enigmahttp://en.wikipedia.org/wiki/EnigmaFootball Fanaticshttp://www.footballfanatics.com/Punch! Softwarehttp://www.punchsoftware.com/Achieve3000http://www.achieve3000.com/DriveCamhttp://www.drivecam.com/Seevasthttp://www.seevast.com/Beatporthttp://www.beatport.com/GFIhttp://www.gfi.com/Kony Solutionshttp://www.konysolutions.com/ECIhttp://www.eci.aero/Folhamatichttp://www.folhamatic.com.br/Acronishttp://www.acronis.com/Beyondtrusthttp://www.beyondtrust.com/DataCore Softwarehttp://www.datacore.com/eEye Digital Securityhttp://www.eeye.com/homeMetalogixhttp://metalogix.com/Home.aspxParallelshttp://www.parallels.com/PHD Virtualhttp://www.phdvirtual.com/Shunrahttp://www.shunra.com/Smartbear Softwarehttp://smartbear.com/Solarwindshttp://www.solarwinds.com/DaWandahttp://en.dawanda.com/Dealfindhttp://www.dealfind.com/El07http://www.fhsaa.org/forms/general-forms/general-eligibility/el7Epic Media Grouphttp://www.epicmediagroup.com/Flipboardhttp://flipboard.com/GenArtshttp://en.wikipedia.org/wiki/GenArtsDrillinginfohttp://info.drillinginfo.com/ExactTargethttp://www.exacttarget.com/Finaccesshttp://www.fsdkenya.org/finaccess/FuzeBoxhttps://fuzebox.com/Syncsorthttp://www.syncsort.com/TeamViewerhttp://www.teamviewer.com/Groupaliahttp://www.groupalia.com/Hayneedlehttp://www.hayneedle.com/Hotel Urbanohttp://www.hotelurbano.com/KaBum!http://www.kabum.com.br/cgi-local/kabum3/site/home.cgiHealthcareSourcehttp://www.healthcaresource.com/Ikanohttp://www.ikano.com/Kinnser Softwarehttp://www.kinnser.com/OneCommandhttp://www.onecommand.com/OverDrivehttp://www.overdrive.com/Pertrachttp://www.pertrac.com/LivingSocialhttp://livingsocial.com/Mentezhttp://www.mentez.com/Nexonhttp://www.nexon.net/Ozsale.com.auhttp://www.ozsale.com.au/Whitney International University Systemhttp://www.whitneyintl.com/en/home.aspxPhotoboxhttp://www.photobox.co.uk/Privaliahttp://privalia.com/Seevasthttp://www.seevast.com/SkinnyCorphttp://www.skinnycorp.com/SoleSocietyhttp://www.solesociety.com/SpaceTime Studioshttp://www.spacetimestudios.com/Studio Modernahttp://www.studio-moderna.com/Trivagohttp://www.trivago.com/Tumblrhttp://www.tumblr.com/Twitterhttp://twitter.com/Zumbahttp://www.zumba.com/Investment Team: Larry Handen, Managing Director, 212-230-9214lhanden@insightpartners.comJeff Horing, Managing Director, 212-230-9210jhoring@insightpartners.comJeff Lieberman, Managing Director, 212-230-9222jl@insightpartners.comDeven Parekh, Managing Director, 212-230-9216dparekh@insightpartners.comPeter Sobiloff, Managing Director, 212-230-9213ps@insightpartners.comMike Triplett, Managing Director, 212-230-9223mtriplett@insightpartners.comRichard Wells, Managing Director, 212-230-9260rwells@insightpartners.comFOFVCPEINVESCO Private Capitalwww.invescoprivatecapital.comNew YorkEarlyMiddle MarketInformation TechnologyLife Sciences & HealthcareRetail & Restaurant

1166 Avenue of the Americas New YorkNY10036212-278-9000

Founded in 1982, INVESCO Private Capital is one of the oldest and most active private equity investors with $2.9 billion in discretionary assets under management as of September 30, 2010. Since inception, the private capital team has committed over $4.2 billion to 450 partnerships and directly invested in over 300 private companies. The firm seeks opportunities in emerging growth markets including information technology, life sciences, and specialty retail industries.Portfolio companies include:N/AInvestment Team:Kristine Brandt, Directorbrandt@invesco.comMary Frances Kelley, General Partnerkelley@invesco.comHenry Robin, General Partnerhenry.robin@invesco.comAmit Tiwari, Principalamit_tiwari@invesco.comKelvin Liu, Directorkelvin_liu@invesco.comRay Maxwell, Venture Partnerray_maxwell@ldn.invesco.comPhilip M. Shaw, General Partnershaw@invesco.comPEInvestcorp International, Inc.www.investcorp.comNew YorkMiddle MarketLateInformation TechnologyMedia & Digital MediaBusiness Services

280 Park AvenueNew YorkNY10017212-599-4700212-983-7073

Founded in 1982, Investcorp has arranged investments with a combined value of approximately $44 billion. The company has grown to become one of the largest and most diverse alternative investment managers in terms of both product offerings and geography, and currently has more than $12 billion in invested assets under management. Investcorp co-invests significantly with its clients across its lines of business to ensure a strong alignment of interests. Investcorp pursues a highly focused approach, specializing in five lines of business: private equity in North America and Western Europe, global hedge fund offerings, real estate investment in the United States, technology investment in North America and Western Europe, and Gulf (Middle East) growth capital. Gulf growth capital will invest up to $1 billion in its first phase in build and buyout opportunities, principally in the Arabian Gulf region. The business may invest opportunistically in the wider Middle East and North Africa region.Portfolio companies include:Veritexthttp://veritext.com/index.aspxCEMEhttp://www.ceme.org/Randal-Reilly Publishinghttp://randallreilly.com/N&Whttp://en.wikipedia.org/wiki/Norfolk_and_Western_RailwayAsiakasietohttp://www.asiakastieto.fi/en/Berlin Packaginghttp://www.berlinpackaging.com/Armacellhttp://www.armacell.com/www/armacell/INETArmacell.nsf/standard/6EB70FFE55C15BDA802576F00052466AOrexadhttp://www.orexad.com/FleetPridehttp://fleetpride.com/truck-parts/find-a-branch.htmlAutodistributionhttp://groupe-autodistribution.com/SourceMediahttp://www.sourcemedia.com/Sur la Tablehttp://www.surlatable.com/GL Education Grouphttp://www.gl-education.com/Icopalhttp://www.icopal.com/CCChttp://en.wikipedia.org/wiki/Civilian_Conservation_CorpsPolyconcepthttp://www.polyconcept.com/Website/site/eng_home.htmTelePacifichttp://www.telepacific.com/Stratus Technologieshttp://en.wikipedia.org/wiki/Stratus_TechnologiesInvestment Team:Lars Haegg, Managing DirectorChristian McCollum, Managing DirectorChristopher O'Brien, Head of Direct Investment, Private Equity and Real EstateDavid Tayeh, Managing DirectorStephen Miller, Vice PresidentEliza Oshana, Vice PresidentStephen Miller, Vice PresidentEliza Oshana, Vice PresidentJames Baker, PrincipalSarah Bradley, Managing DirectorJames Christopoulos, Vice PresidentCharles Fleischmann, PrincipalKevin Nickelberry, PrincipalHeidi Vanhamme, Vice PresidentVCInvestor Growth Capital, Inc.www.investorab.comNew YorkEarlyGrowthExpansionInformation TechnologyLife Sciences & Healthcare

One Rockefeller Plaza, Suite 2801New YorkNY10020212-515-9000212-515-9009

Founded in 1916, Investor Growth Capital (IGC) is a venture capital and private equity advisory group wholly owned by Investor AB of Sweden. IGC has a capital allocation of $1.8 billion and has offices in Stockholm, Amsterdam, Beijing, Hong Kong, Menlo Park (California), New York City and Tokyo. The firm has flexibility in the size of its investment commitments, which generally range from $3 million to $50 million, depending upon the stage of the company and capital structure. IGC invests in multiple stages of a company's development, however, the firm's focus is primarily on expansion stage companies, which it defines as companies that have customers and revenue, or are very close to revenue. IGC does not invest in seed or very early stage companies. The firm mainly seeks unlisted companies within healthcare and IT. Portfolio companies include:ClairMailhttp://www.clairmail.com/Constant Contacthttp://www.constantcontact.com/index.jspBiotagehttp://www.biotage.com/Dotomihttp://www.dotomi.com/800 Teleserviceshttp://www.800teleservices.com/Atlas Antibodieshttp://atlasantibodies.com/Cameron Healthhttp://www.cameronhealth.com/Myocorhttp://www.myocor.com/Neoventahttp://neoventa.com/Songbird Hearinghttp://www.songbirdhearing.com/Trillianthttp://www.trilliantinc.com/Investment Team:Borje Ekholm, President and CEOJohan Forssell, Head of Core InvestmentsPetra Hedengran, General Counsel and Head of Corporate Governance and ComplianceLennart Johansson, Head of Financial InvestmentsSusanne Ekblom, Chief Financial OfficerVCPEThe Invus Group, LLCwww.invus.comNew YorkEarlyMiddle MarketSoftware & Internet Life Sciences & HealthcareMedical DeviceBusiness ServicesConsumer ProductsEducation & Training

750 Lexington Avenue, 30th FloorNew YorkNY10022212-371-1717212-371-1829

Since 1985, Invus is a New York-based investment firm with additional offices in London, Hong Kong and Paris. Invus invests in a variety of equity transactions, including buyouts, longer term public equity investments, venture capital, and expansion financings. Invus manages in excess of $4 billion of capital. Invus has achieved both cash on cash multiples and annual internal rates of return over 22 years that are at the very top of the private equity industry. Invus manages interests in a broad range of industries, including consumer goods, consumer services, education, software, biotechnology and medical devices. Portfolio companies include:Provalliance-Franck Provosthttp://www.franckprovost.com.cn/about.htmlGrow.nethttp://grox.net/Lexicon Pharmaceuticalshttp://www.lexicon-genetics.com/Weight Watchershttp://www.weightwatchers.com/plan/index.aspxKeeblerhttp://www.keebler.com/Harry'shttp://hookedonharrys.com/Avantechttp://avantecusa.com/Odontoprevhttp://www.odontoprev.com.br/Investment Team:Raymond Debbane, President and CEOrd@invus.comChristopher Sobecki, Managing DirectorPhilippe Amouyal, Managing Director (Boston)Jonas Fajgenbaum, Managing Directorjf@invus.comAflalo Guimaraes, Managing DirectorEvren Bilimer, Managing DirectorBenjamin Felt, Senior AssociateJustin Barstein, AssociatePEIrving Place Capitalwww.irvingplacecapital.comNew YorkMiddle MarketEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionFinancial ServicesConsumer ProductsRetail & Restaurant

277 Park Avenue, 39th floorNew YorkNY10172212-551-4500

Irving Place Capital is a private equity firm focused on middle-market investments. Irving Place Capital has raised over $4 billion in private equity capital since its inception in 1997. The firm is currently investing its third fund, which has $2.7 billion in committed capital. Irving Place makes investments of $75MM to in excess of $250MM across a wide range of industries. The firm targets companies with EBITDA in excess of $20 million in North America and Western Europe, focusing on the industries of Retail/Restaurants, Consumer Products, Financial and Business Services, Packaging, Industrial, Healthcare Services, Distribution, Transportation and Logistics, and Energy.Portfolio companies include:Alpha Packaginghttp://www.alphap.com/Alter Monetahttp://www.elementfinancial.ca/CamelBakhttp://www.camelbak.com/Caribbean Financial Grouphttp://cfgcompany.com/Cavalry Investmentshttp://www.cavalryportfolioservices.com/customers/cavalry_investments/about.cfmCH4 Energyhttp://ch4solutions.com/Chesapeakehttp://www.chk.com/Doral Financialhttp://doralbank.com/Dotshttp://www.dots.com/Ironshorehttp://www.ironshore.com/MC Energy Logisticshttp://opencorporates.com/companies/bm/40402Mold-Rite Plasticshttp://www.moldriteplastics.com/Multi Packaging Solutionshttp://www.multipkg.com/National Surgical Hospitalshttp://www.nshinc.com/New York & Companyhttp://www.nyandcompany.com/Pet Supplies "Plus"http://www.petsuppliesplus.com/PlayCorehttp://www.playcore.com/Stuart Weitzmanhttp://www.stuartweitzman.com/Thermadynehttp://thermadyne.com/Transamerican Auto Partshttp://transamericanautoparts.com/Universal Hospital Serviceshttp://www.uhs.com/Vitamin Shoppehttp://www.vitaminshoppe.com/store/en/vitamins_minerals/index.jspCBK Holdingshttp://www.cbkholdingscorporation.com/Investment Team:John Howard, Chief Executive Officer, 212-551-4501Phil Carpenter III, Senior Managing Director, 212-551-4575Bob Juneja, Senior Managing Director, 212-551-4525David Knoch, Head of Strategic Services, Senior Managing Director, 212-551-4530Doug Korn, Senior Managing Director, 212-551-4650Eve Mongiardo, Chief Operating Officer and Senior Managing Director, 212-551-4520Josh Neuman, Managing Director, 212-551-4540Rick Perkal, Senior Managing Director, 212-551-4675Michael Feiner, Head of Human Capital, Senior Managing Director, 212-551-4564CVCITOCHU TechnologyNew YorkEarlyInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorStorage & HardwareMedia & Digital Media

317 Madison Avenue, Suite 1100New YorkNY10017212-308-7800212-308-7886

ITOCHU Technology (ITI) has an extensive track record of making U.S. Technology companies successful in Japan by providing the expertise in Business Development, Venture Investment & International Business Operations. ITI is backed by ITOCHU Corporation (ITOCHU), one of the world's leading diversified and comprehensive trading companies in excess of $110 billion of annual total trading transactions, and 2010 revenue of approximately $37 billion. The group's mission is to invest in and help build leading information technology companies. ITI began investing in 1994 and since then has funded over 70 information technology companies with successes such as Siebel Systems, NVIDIA and Openwave. ITI seeks investments in four general categories - systems, software, components and services - and is currently targeting a variety of specific focus areas: Next-Generation Communications Infrastructure; Broadband Wireless Infrastructure; Mobile Platforms and Applications; Home Gateway Solutions; Security Software and Services; Ubiquitous Technologies; Next-Generation Computing; Open Source Software; Semicon-ductors/MEMS; Internet Platforms and Applications; Web-Enabled Services; and Digital Media.Portfolio companies include:Acopia Networkshttp://www.f5.com/solutions/storage/Aruba Wirelesshttp://www.arubanetworks.com/Azul Systemshttp://www.azulsystems.com/Cast Iron Systemshttp://www.ibm.com/software/integration/cast-iron-cloud-integration/ENCIRQhttp://venturebeatprofiles.com/company/profile/encirqForeScout Technologieshttp://www.forescout.com/Inipachttp://www.unipac.ca/Infinerahttp://infinera.com/LogLogichttp://www.loglogic.com/Motionboxhttp://techcrunch.com/2006/04/02/motionbox-best-online-video-sharing-so-far/NanoOPtohttp://www.nanoopto.com/Oddcasthttp://www.oddcast.com/home/demos/tts/tts_example.php?sitepalInvestment Team:Shinichi Uemura, President & CEOMasazumi Tezuka, Assistant to PresidentJohn Takita, Vice President, Financial Systems Groupjohn@itochu.netHiroshi Ochiai, Vice President, CTC Business DevelopmentAlbert Vasquez, Director, International Business Developmentalbert@itochu.netPEJ. Burke Capital Partners, LLChttp://jburkecapital.comNew YorkMiddle MarketLife Sciences & HealthcareFinancial ServicesManufacturing & IndustrialBusiness ServicesConsumer ProductsEducation & Training

655 Madison Avenue, 25th FloorNew YorkNY10065212-339-8571212-339-8520

J. Burke Capital partners with management teams in making private equity investments across a wide range of small to mid-sized companies. The firm primarily focuses on equity investments in the range of $3 to $30 million in companies with pre-transaction enterprise values of approximately $125 million or less, although Burke possesses the ability to close on larger transactions through its network of affiliated equity investors. Over the past 25 years, Burke has provided capital and operational support to build market-leading companies and has developed experience and extensive relationships with business leaders in a wide range of industries including: Education; Services (Financial, Business and Consumer); Manufacturing; Retail; Environmental Products and Services; Food and Consumables; and Healthcare. Types of transactions Burke participates include: Corporate or Large Company Spin Offs, Leveraged Recapitalizations, Generational Sales, Industry Consolidations, Co-Investment with Independent Equity Sponsors, Under-Performing Organizations, and Special Situations. James J. Burke, Jr. formed J. Burke Capital primarily to invest his personal capital. He is a Senior Partner and co-founder of Stonington Partners (see profile).Portfolio companies include:Lincoln Educational Serviceshttp://www.lincolnedu.com/ConnectEduhttp://www.connectedu.com/Impac Hotel Grouphttp://www.manta.com/c/mmlx03c/impac-hotel-group-llcAnn Taylorhttp://www.anntaylor.com/Conversehttp://www.converse.com/Education Management Corphttp://www.edmc.edu/Knowledge Delivery Systemshttp://www.kdsi.org/John Alden Financialhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30401Chapel Mortgagehttp://www.mortgagemag.com/guide/c045/c045209.htmClarity Visual Systemshttp://www.clarityvisual.com/news/acquisition.aspLaundry Zonehttp://laundryzone.net/Gouldhttp://www.gould.com/Signodhttp://www.signode.com/ESSEX Industrieshttp://essexindustries.com/PACE Industrieshttp://www.pacecork.com/Borg Warnerhttp://www.borgwarner.com/en/Palm Beachhttp://www.palmbeachfl.com/Ecological Systemshttp://www.ecologicalsystems.biz/Horizon Waste Serviceshttp://horizonwasteservice.com/Amstarhttp://www.amstar.com/Advanced Cardiac Imaginghttp://www.mainlinehealth.org/oth/Page.asp?PageID=OTH005739GlucoVistahttp://start.cortera.com/company/research/k8m0nvq8p/glucovista-llc/Investment Team:James J. Burke Jr.Eric LauerwaldPEJ.C. Flowers & Co.www.jcfco.comNew YorkMiddle MarketFinancial Services

717 Fifth Avenue, 26th FloorNew YorkNY10022212-404-6800212-404-6899

J.C. Flowers & Co. is a private equity firm focused solely on the financial service sector, specializing in buyouts. It typically invests in financial services companies with a focus on banks, insurance and re-insurance companies, asset management and brokerage houses, consumer finance businesses, mortgage companies, credit card companies, and stock exchanges. The firm seeks to invest in United States, Western Europe, and Asia. It was founded in 2001 by Mr. J. Christopher Flowers and is based in New York with additional offices in London, United Kingdom; Hamburg, Germany; and Beijing, China. Its latest fund has over $7 billion in commitments from investors.Portfolio companies include:HSH Nordbankhttp://www.hsh-nordbank.com/Shinsei Bankhttp://www.shinseibank.com/english/Investment Team:J. Christopher Flowers, Founder and Executive ChairmanDavid I. Schamis, Managing Directordschamis@jcfco.comJohn J. Oros, Managing Directorjjoros@jcfco.comRavi Sinha, Partner and Managing DirectorDr. David Morgan, Operating Partner and Chairman of Australian OperationsVCPEJefferies Capital Partnerswww.jefcap.comNew YorkExpansionMiddle MarketCommunications & NetworkingLife Sciences & HealthcareMedia & Digital MediaFinancial ServicesManufacturing & IndustrialBusiness Services

520 Madison Avenue New YorkNY10022212-284-1700

Jefferies Capital Partners is a private equity investment firm with over $850 million in equity funds under management. Since its founding in 1994, the firm has invested $1.4 billion in equity capital into 58 companies across multiple business and economic cycles. Jefferies Capital Partners focuses its investment activity on selected industries in which its professionals have established expertise. The industries in which Jefferies Capital Partners concentrates include: consumer, energy, financial services, healthcare, manufacturing and distribution, media, telecommunications and transportation. The firm invests in later-stage growth companies, management buyouts, and in support of corporate expansion and industry consolidation. Jefferies Capital Partners, makes equity and equity-linked investments between $20 million and $100 million in each of its portfolio companies. The firm does not invest in start-ups, early-stage ventures, or real estate, and looks for companies with revenues of $10 million to $500 million per annum. Portfolio companies include:Bourland & Leverich Supply Co.http://www.bl-supply.com/Carrols Restaurant Grouphttp://carrols.com/EagleRidge Energyhttp://www.eagleridgeenergy.org/Edgen Murrayhttp://www.edgenmurray.com/Exaro Energyhttp://www.exaroenergy.com/Kinetekhttp://kinetekinc.com/New Century Transportationhttp://www.nctrans.com/index_noflash.cfmPatara Oil & Gashttp://pataraog.com/R&R Truckinghttp://randrtruck.com/The Sheridan Grouphttp://www.sheridan.com/United Maritime Grouphttp://unitedmaritimegroup.com/Investment Team:Brian P. Friedman, PartnerVincent J. Cebula, Managing DirectorNicholas Daraviras, Partner and Managing DirectorJames J. Dowling, Partner and Managing DirectorSeth Eliot Wilson, Partner and Managing DirectorGeorge R. Hutchinson, Partner and Managing DirectorJames Luikart, Partner and Executive Vice PresidentR. Adam N. Miller, Vice PresidentCullen M. Schaar, Vice PresidentFIJesselson Capital CorporationNew YorkMiddle MarketInformation TechnologySoftware & Internet

450 Park Ave. New YorkNY10022-2605212-751-3666

Jesselson Capital Corporation is a family investment group. Michael Jesselson is the Lead Independent Director at American Eagle Outfitters.Portfolio companies include:iSkoothttp://www.iskoot.com/Investment Team:Michael Jesselson, PresidentPEJina Ventureswww.jinaventures.comNew YorkMiddle MarketInformation TechnologyMedia & Digital MediaManufacturing & IndustrialConsumer ProductsRetail & Restaurant

425 Park Avenue, 31st FloorNew YorkNY10022212-888-6008646-514-8026

Jina Ventures is an India-centric private equity firm. Founded in 2003, Jina Ventures was the first financial services firm in New York City focused exclusively on India. Over the past 5 years, Jina Ventures has grown into a full service private equity practice, with both principal investing and M&A capabilities specialized in the Asian market. Currently, Jina has a presence in New York, Mumbai, Singapore, Bangkok and Tokyo. In 2009, Jina Ventures launched its second fund, Jina Strategic Growth Fund, a $200 million fund that will invest $5-$10 million in U.S. companies with the objective of buying or building operations in Asia. Jina Ventures is focused on middle-market manufacturing, media, IT, retail and consumer product opportunities in the United States, Europe and Asia.Portfolio companies include:MakeMyTrip.comhttp://www.makemytrip.com/Karuturi Global Limitedhttp://www.karuturi.com/Take Solutionshttp://www.takesolutions.com/KEI Industrieshttp://www.kei-ind.com/Shree Ganesh Forgingshttp://www.shreeganeshforgings.com/HWLhttp://www.hutchison-whampoa.com/Uma Precisionhttp://umapm.com/Liners Indiahttp://linersindia.com/Shree Ganesh Forgingshttp://www.shreeganeshforgings.com/Universal Power Transformershttp://www.upt.in/home.htmlLok Housings & Constructionhttp://lokhousing.com/Havell's Indiahttp://www.havells.com/Crew BOShttp://crewbos.com/Swiss Pharma Contracthttp://www.pharmacontract.ch/Investment Team:Ron Shah, Founder and Managing PartnerChris Kosuke Hosokawa, AdvisorVishal Savani, DirectorPranjul Srivastava, DirectorSanjay Bhattacharya, DirectorPaul Richter, Operating PartnerSanjeev Varma, Operating PartnerPrerak Vakharia, AssociateSachin Jagad, AssociateAdam Brandenburger, AdvisorRudy Gygax, AdvisorPEJLL Partnerswww.jllpartners.comNew YorkMiddle MarketLife Sciences & HealthcareMedical DeviceMedia & Digital MediaManufacturing & IndustrialBusiness ServicesConsumer Products

450 Lexington Avenue, 31st FloorNew YorkNY10017212-286-8600212-286-8626

Founded in 1988, JLL Partners is a private equity investment firm that since inception, has managed a series of private equity funds aggregating approximately $4 billion in committed capital. JLL seeks to make control equity investments in middle market companies by extricating good companies from complicated situations or building strong companies in partnership with exceptional managers. JLL seeks to invest in fundamentally strong companies across a wide range of manufacturing and service industries. The firm has invested in healthcare services, medical products, food and consumer products, chemicals, broadcasting, transportation, automotive, industrial manufacturing, and distribution. Portfolio companies include:NetSpendhttps://www.netspend.com/C.H.I. Overhead Doorshttp://www.chiohd.com/garage-doors/ACE Cash Expresshttps://www.acecashexpress.com/Builders FirstSourcehttp://www.buildersfirstsource.com/J.G. Wentworthhttp://www.jgwentworth.com/Medical Cardhttp://billeater.com/tips/applying-medical-cardwho-can-applyand-howEducation Affiliateshttp://edaff.com/Patheonhttp://www.patheon.com/FC Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=23587901IASIS Healthcarehttp://www.iasishealthcare.com/PGT Industrieshttp://www.pgtindustries.com/Ross Educationhttp://www.rosseducation.edu/Investment Team:Daniel Agroskin, Managing DirectorAlexander R. Castaldi, Managing Directora.castaldi@jllpartners.comDalia Cohen, Managing DirectorAndrew S. Goldfarb, Vice PresidentEugene Hahn, Managing DirectorKevin T. Hammond, Managing DirectorMichel Lagarde, Managing DirectorPaul S. Levy, Managing Directorp.levy@jllpartners.comFrank J. Rodriguez, Managing Directorf.rodriguez@jllpartners.comJiten Sanghai, Vice PresidentThomas S. Taylor, Managing DirectorWilliam I. Fradin, Vice PresidentGarrett T. Hall, PrincipalMichael J. Schwartz, Chief Financial OfficerVCThe Jordan, Edmiston Group, Inc.www.jegi.comNew YorkEarlyGrowthExpansionInformation TechnologySoftware & InternetMedia & Digital Media

150 East 52nd Street, 18th FloorNew YorkNY10022212-754-0710212-754-0337

Founded in 1987, The Jordan, Edmiston Group, Inc. (JEGI) is a leading provider of independent investment banking services for the media and information industries. Launched in February 2000, JEGI Capital invests in private companies with software, enabling technologies, infrastructure, and support services relevant to traditional media, marketing communications, and information businesses. JEGI Capital invests in companies at various stages, ranging from first institutional round, which follows the seed investment, to strategic rounds that precede initial public offerings. The fund's typical investment size is between $1 million and $3 million, allowing for follow-on investments for a total position of $5 million to $10 million per company over the total investment period, which is generally between three and five years. JEGI Capital looks to invest in companies with target markets of $1 billion+ in size or with characteristics that enable a niche player to capture a significant market share. JEGI Capital prefers companies in either the late product development or early product deployment stage, but will invest in more mature companies if there is a compelling strategic fit.Portfolio companies include:Bowstreethttp://www-03.ibm.com/press/us/en/pressrelease/19064.wssBroad Daylighthttp://broaddaylight.tv/Nooshhttp://noosh.com/Intraspecthttp://myintraspect.com/Aprimohttp://www.aprimo.com/i-Behaviorhttp://www.i-behavior.com/Intraspecthttp://myintraspect.com/Investment Team:Wilma Jordan, Founder and Chief Executive Officerwilmaj@jegi.comScott Peters, Co-Presidentscottp@jegi.comTolman Geffs, Co-Presidenttolmang@jegi.comRichard Mead, Managing Directorrichardm@jegi.comDavid Clark, Managing Directordavidc@jegi.comThomas Pecht, Managing DirectorWilliam Hitzig, COOAdam Gross, Chief Marketing OfficerThomas Creaser, Executive Vice President, Professional Services GroupSam Barthelme, Vice PresidentJaso Birke, Vice PresidentNicki Eger, Vice President, AdministrationPEThe Jordan Company, LPwww.thejordancompany.comNew YorkMiddle MarketCommunications & NetworkingLife Sciences & HealthcareEnergy & Clean TechManufacturing & IndustrialBusiness ServicesConsumer ProductsEducation & TrainingDefense & Homeland SecurityTransportation & Distribution

767 Fifth Avenue, 48th FloorNew YorkNY10153212-572-0800212-755-5263

Founded in 1982, the Jordan Company is a private investment firm that specializes in buying and building businesses in partnership with management. The firm's transactions provide liquidity for owners, raise capital for corporate growth and create significant equity opportunities for key management. The partners of The Jordan Company and its affiliates have successfully completed over 90 investments. TJC has approximately $6 billion of capital under management and targets middle market companies with enterprise values between $100 million and $2.0 billion. The Jordan Company seeks to invest in a wide range of industries including, but not limited to, the following: Aerospace & Defense, Building Products, Chemicals, Consumer Products, Distribution, Education, Energy, Healthcare, Insurance Retail, Transportation & Logistics, and Telecom. Portfolio companies include:Milestone Aviationhttp://milestoneaviation.com/Harvey Gulf International Marinehttp://www.harveygulf.com/Production Resourcehttp://www.prg.com/TAL Internationalhttp://www.talinternational.com/Worldwide Clinical Trialshttp://wwctrials.com/Kinetekhttp://kinetekinc.com/Harrington Holdingshttp://www.harringtonholdings.com/Sensus USAhttp://www.sensus.com/Zest Anchorshttp://www.zestanchors.com/Investment Team:Jonathan F. Boucher, Managing PrincipalA. Richard Caputo, Jr., Managing Principalacaputo@thejordancompany.comAdam E. Max, Managing PrincipalJohn W. Jordan II, Managing PrincipalThomas H. Quinn, Managing PrincipalDavid W. Zalaznick, Managing Principaldzalaznick@thejordancompany.comDavid M. Butler, PrincipalJoseph L. Linnen, Principaljlinnen@thejordancompany.comDouglas J. Zych, PrincipalMichael R. Denvir, PrincipalBrian J. Higgins, PrincipalEion Hu, PrincipalPEJupiter Partners, LLCwww.jupiterpartners.comNew YorkMiddle MarketLife Sciences & HealthcareBusiness ServicesConsumer ProductsRetail & RestaurantTransportation & Distribution

12 East 49th Street, 36th FloorNew YorkNY10017212-300-1000 212-300-1001

Jupiter Partners is a private investment firm organized to invest in management buyouts, industry consolidations and growth capital opportunities. Jupiter has organized two funds with total invested capital of $600 million. Jupiter typically provides equity of between $15 million and $80 million for each investment. Although focused on making outright acquisitions, the firm has made non-control investments along-side other investment groups, industrial partners, or directly in public or private companies. Jupiter Partners pursues opportunities in a broad spectrum of service industries, targeting companies with demonstrated cash generation capability and/or superior growth prospects, but has special interest in four areas: business services and solutions, health care services, distribution and logistics, and specialty consumer/retail. The firm's chief geographical focus for investment is the United States, although international investments are considered if a strong local partner is participating.Portfolio companies include:APX Alarmhttp://www.vivint.com/Home Service Storehttp://www.trusthss.com/Core-Mark Internationalhttp://www.core-mark.com/JSA Healthcarehttp://www.jsahealthcare.com/Jupiter/Smith TV Holdingshttp://www.alacrastore.com/deal-snapshot/Smith_Broadcasting_Group_acquires_WTOV_TV_Steubenville_Ohio_from_Jupiter_Smith_TV_Holdings-155550Investment Team:John A. Sprague, Managing Partnerjsprague@jupiterpartners.comTerry J. Blumer, Senior Partnertblumer@jupiterpartners.comPEKayne Anderson Capital Advisors, LPwww.kaynecapital.comNew YorkMiddle MarketEnergy & Clean TechReal Estate

655 Madison Avenue, 18th FloorNew YorkNY10065212-350-1400

Kayne Anderson Capital Advisors, LP, has engaged in alternative investing since its inception in 1984. The firm manages approximately $15.2 billion in alternative investments through investment partnerships, closed-end funds and offshore funds. Separate investment teams focus on generating absolute returns in a variety of strategies which include investing in marketable securities in niche sectors, private investing in midstream and upstream oil and gas companies, private investing in non-energy growth equity, niche real estate and mezzanine financing. Kayne Anderson has engaged in private energy investing since 1991. With over $2 billion of capital under management, the firm manages a series of investment partnerships dedicated to private equity financings for high-growth exploration and production, midstream and oilfield service companies. Through a number of funds, Kayne's Growth Private Equity Group has completed numerous deals over the past 15 years with both public and private companies in various forms, including secured debt, convertible preferred and direct equity investments. Kayne Anderson Mezzanine Credit Partners makes investments in middle market companies that have demonstrated an ability to generate stable and measurable cash flows. The firm invests in middle market companies ($100-$500M sales and $10-$50M of EBITDA), with a typical investment size of $10-35M.Portfolio companies include:Addison Oilhttp://addisonoil.com/Alamo Resources IIhttp://www.businesswire.com/news/home/20100628006228/en/Alamo-Resources-II-LLC-Secures-Equity-CommitmentsAugustus Energyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=29480703Axia Energyhttp://www.manta.com/c/mtc795z/axia-energy-llcBeacon E&P Companyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=65358433Caddo Resourceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=45322359Calyx Energyhttp://www.calyxenergy.com/The Camcor oil Sands Opportunity Fundhttp://www.privateequityfirms.com/company/25936/The-Camcor-Oil-Sands-Opportunities-FundCorlena Oil Companyhttp://www.city-data.com/profiles/9415Cross Creek Energyhttp://crosscreekenergy.com/Endless Mountain Energy Partneshttp://endlessmountainenergy.com/Great Plains Operatinghttp://gpenergyllc.com/Hayden Harper Energy KAhttp://www.haydenharper.com/HRM Resourceshttp://www.manta.com/c/mtrz0zj/hrm-resourcesKA Henryhttp://www.facebook.com/people/Ka-Henry/100002054506015KA VOC Resourceshttp://www.kaynecapital.com/strategies/energy-private-equity/portfolio-companies/Katy Resources ETXhttp://www.katyresources.com/KMD Operatinghttp://www.privateequityfirms.com/company/25947/KMD-OperatingLaricina Energyhttp://laricinaenergy.com/Matris Explorationhttp://matrisexploration.com/Millbrae Energyhttp://millbrae-energy.com/Momentum Oil and Gashttp://www.momentumog.com/Newton Energy Partnershttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=113815696Pedernales Productionhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=64793301Plano Petroleumhttp://www.manta.com/c/mm729ck/plano-petroleumPlymouth Explorationhttp://www.plymouthexploration.com/Raptor Petroleumhttp://raptorpetroleum.com/Raptor/Welcome.htmlRiverbend Exploration & Productionhttp://rboil.com/Sagebrush Resources IIhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=40401206Santa Maria Pacifichttp://smpacific.com/Three Forks Reserveshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=127488440Treadstone Energy Partnershttp://www.businesswire.com/news/home/20110719007100/en/Treadstone-Energy-Partners-LLC-Receives-50-MillionVada Grouphttp://www.vada.com/MeetTeamVADA/TeamVADAStaff/VADAGSIA/tabid/205/Default.aspxXOGhttp://xogoperating.com/Zone Energyhttp://zoneoilandgas.com/3Cinteractivehttp://www.3cinteractive.com/Bonairehttp://en.wikipedia.org/wiki/BonaireConservicehttp://www.conservice.com/EMSystemshttp://www.emsystems.com/?homeFour Handshttp://www.fourhands.com/HighPoint Solutionshttp://highpoint-solutions.com/Learn.comhttp://www.learn.edu/LegalZoomhttp://www.legalzoom.com/MD7http://www.md7.com/Name Drivehttp://www.namedrive.com.br/Petrishttp://www.petris.com/The Right Thinghttp://www.rightthinginc.com/Smarshhttp://www.smarsh.com/Energy Private Equity Team: Robert Sinnott, President and Chief Executive Officerrsinnott@kaynecapital.comDaniel Weingeist, Co-Managing Partnerdweingeist@kaynecapital.comCharles Yates, Partnercyates@kaynecapital.comMichael Heinz Jr., Partnermheinz@kaynecapital.comDavid Iverson, Managing DirectorJames Broach, Managing DirectorGrowth Private Equity Team: David Walsh, Senior Managing Directordwalsh@kaynecaptial.comChris Howard, Partnerchoward@kaynecapital.comJ. Doyl Burkett, Partnerdburkett@kaynecaptial.comNishita Pawar, Vice Presidentnpawar@kaynecapital.comNathan Locke, Vice Presidentnlocke@kaynecapital.comJeffrey Fraser, Associatejfraser@kaynecapital.comNeel Parekh, Associatenparekh@kaynecapital.comMezzanine Finance Team: Edward Cerny, Co-Managing PartnerDavid Petrucco, Co-Managing PartnerThomas Archie, Managing DirectorJohn McNulty, Managing DirectorKurt Prohl, Managing DirectorChristopher Pollina, DirectorJenna Young, Vice PresidentElizabeth (Scottie) Wardell, Vice PresidentJeff Wilbur, AssociateVCKBL Healthcare Ventureswww.kblvc.comNew YorkEarlyGrowthLife Sciences & HealthcareMedical Device

52 East 72nd StreetNew YorkNY10021212-319-5555212-319-5591

KBL is a venture capital firm dedicated to investing in early stage and emerging growth healthcare companies. The firm's goal is to identify companies that are run by seasoned management teams and that have the potential to create long term value. Major areas of investment include life sciences, medical devices, healthcare services and medical information technology. Within the life sciences space, KBL will invest in biopharmaceuticals, drug discovery platforms and advanced materials. Within the medical device area, KBL seeks companies addressing large, unmet medical needs with demonstrated clinical benefit. In July 2007, KBL completed a $138 million IPO led by Citi to target a merger with a healthcare or healthcare-related business.Portfolio companies include:Achillion Pharmaceuticalshttp://www.achillion.com/Avalon Pharmaceuticalshttp://www.avalonpharma.com/Corixahttp://www.corixa.co.uk/CardioFocushttp://cardiofocus.com/Lumenoshttp://www.lumenos.com/Scandius Biomedicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2413937Scynexishttp://scynexis.com/ISTA Pharmaceuticalshttp://www.istavision.com/Magellanhttp://www.magellangps.com/Neuroneticshttp://neuronetics.com/PneumRxhttp://pneumrx.com/Prolong Pharmaceuticalshttp://prolongpharmaceuticals.com/Remon Medical Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=426476Spinal Conceptshttp://www.medicregister.com/Spinal_Concepts_Inc/Supplier/sid1123.htmInvestment Team:Marlene Krauss, M.D., Managing Director and Chief Executive Officermkrauss@kblhealthcare.comDr. Zachary Berk, O.D., Managing Director and Chairmanzberk@kblhealthcare.comMichael Kaswan, Managing Director and Chief Operating Officermike@kblhealthcare.comEli Berk, Vice Presidenteberk@kblhealthcare.comMBKCP Capitalwww.kcpcapital.comNew YorkMiddle MarketInformation TechnologySoftware & InternetMedia & Digital Media

168 5th Ave., Suite 302New YorkNY10010646-502-7493212-937-3999

KCP Capital, the resulting company of a merger between KIT Capital (formerly Recognition Group) and MNA Partners, is an entrepreneur-led merchant bank investing in (and managing) assets in high-growth industries and the ascendant emerging markets. With its headquarters in Dubai and offices in Europe and North America, KCP sits at the juncture of East and West, and leverages its cross-border and cross-cultural expertise to maximize returns. Through its portfolio company, KIT Digital, the firm seeks out companies that leverage areas of global change in the media landscape, including: IPTV delivery protocols, digitization, format localization, digital rights management, mobile delivery, interactive marketing, IP-based hardware, and enhanced video search. The KIT Media SPIV leads investments up to $50 million, with KIT Digital as the operating manager. Portfolio companies include:AutoBenhttp://www.adjudicare.com/KPEhttp://www.kpe.com/Island Global Yachtinghttp://www.igymarinas.com/KIT Digitalhttp://www.kitd.com/Arab Submarine Cable Co.http://www.arabianbusiness.com/companies/arab-submarine-cables-company-73356.htmlSilicon Spicehttp://siliconspices.com/Morpheumhttp://www.morpheum.com.au/NationLinkhttp://nationlinktelecom.com/ASCChttp://www.ascc.edu/Slipgate Ironworkshttp://kotaku.com/5383644/romeros-slipgate-ironworks-hammered-down-mmo-project-still-onViewdlehttp://www.viewdle.com/JumpTVhttp://www.jumptv.com/Telesoniquehttps://www.telesonique.com/Gazillionhttp://www.gazillion.com/Pathway Genomicshttps://www.pathway.com/Brookfield Multiplexhttp://www.brookfieldmultiplex.com/THLhttp://www.thl.com/Lesiure Marinehttp://www.leisuremarine.com/contact_us.htmlNextivityhttp://nextivityinc.com/FORSAhttp://www.forsa.com/Tamweel PJSChttp://www.tamweel.ae/en/Home.aspxProtexahttp://www.protexa.com.mx/MedCenterhttp://www.medcenterone.com/VillaModa Lifestylehttp://www.villa-moda.com/Eqarat.comhttp://www.eqarat.com/Indo Power Tech Grouphttp://www.prolecge.in/home.htmlSoftware Design Consulting Grouphttp://www.sd-lb.com/Hospitality Concepts & Solutionshttp://www.hcs-me.com/Oryx Productionhttp://oryxfilms.com/Bharosahttp://www.oracle.com/us/corporate/Acquisitions/bharosa/index.htmlPureCarbonhttp://www.purecarbon.net/Automated Benefitshttp://automatedbenefits.com/Main/Index.shtmlInvestment Team:Kaleil D. Isaza Tuzman, Managing Partnerkaleil@kcpcapital.comRosario Davi, COOrosario@kcpcapital.comKamal Tayara, Managing Partnerkamal@kcpcapital.comDaniel W. Hart, Managing Partnerdan@kcpcapital.comRabih El-Kalach, DirectorTom Herman, PartnerPEKelso & Companywww.kelso.comNew YorkMiddle MarketFinancial Services

320 Park Avenue, 24th FloorNew YorkNY10022212-751-3939212-223-2379

Kelso & Company specializes in private equity investing, and has been involved in leveraged acquisitions both as principal and as financial advisor since 1971. The firm makes equity investments on behalf of investment partnerships, which it manages. Since 1980, Kelso has managed seven private equity investment partnerships with total partnership capital of over $4.9 billion, and has invested in more than 110 companies with total capitalization of more than $39 billion. Kelso is currently investing its eighth investment fund, Kelso Investment Associates VIII, L.P., with $5.1 billion of committed capital raised. Portfolio companies include:Sentinel Data Centershttp://www.sentineldatacenters.com/Logan's Roadhousehttp://logansroadhouse.com/Cronos Ltd.http://www.cronos.com/Poseidon Containers Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=118147800Audio Visual Serviceshttp://www.kvlav.com/Buckeye GP Holdingshttp://www.buckeye.com/Bwayhttp://bwaycorp.com/RHIhttp://www.rhi.com/Traxyshttp://www.traxys.com/Crescent Point Energyhttp://www.crescentpointenergy.com/index.phpCustom Builiding Productshttp://www.custombuildingproducts.com/Delphin Shippinghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=61901950DS Waters Of Americahttp://www.water.com/Ellis Communications Grouphttp://elliscom.net/Global Geophysical Serviceshttp://globalgeophysical.com/HCBFhttp://www.puhcbf.edu.pk/Hunt Marcellushttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=118146525iGPShttp://www.igps.net/KAR Auction Serviceshttp://www.karauctionservices.com/Logan's Roadhousehttp://logansroadhouse.com/Nivel Parts & Manufacturinghttp://www.nivelparts.com/Poseidon Containershttp://www.poseidonrentals.us/Renfrohttp://www.renfro.com/Sandler O'Neill + Partnershttp://www.sandleroneill.com/Tervitahttp://tervita.com/Third Point Reinsurancehttp://www.bloomberg.com/news/2011-09-06/daniel-loeb-s-third-point-starts-reinsurance-company-with-500-million.htmlTruck-Lite Co.http://www.truck-lite.com/Wilton Re Holdingshttp://www.wiltonre.com/Investment Team:Frank T. Nickell, President, Chief Executive Officer and Chairman of the Boardfnickell@kelso.comThomas R. Wall, IV, Principaltwall@kelso.comGeorge E. Matelich, Principalgmatelich@kelso.comMichael B. Goldberg, Principalmgoldberg@kelso.comDavid I. Wahrhaftig, Principaldwahrhaftig@kelso.comFrank K. Bynum, Jr., Principalfbynum@kelso.comPhilip E. Berney, Principalpberney@kelso.comFrank J. Loverro, Principalfloverro@kelso.comJames J. Connors, II, Principaljconnors@kelso.comChurch M. Moore, Principalcmoore@kelso.comStanley de J. Osborne, Principalsosborne@kelso.comChristopher L. Collins, Principalccollins@kelso.comLynn Alexander, Head of Investor Relationslalexander@kelso.comPEKKRwww.kkr.comNew YorkMiddle MarketLateFinancial ServicesEducation & TrainingSports & Entertainment

9 West 57 Street, Suite 4200New YorkNY10019212-750-8300

KKR, one of the world's largest and most successful private equity firms, has completed buyout transactions that are among the most complex in history. The firm's investment approach, however, is fundamentally simple: KKR acquires industry-leading companies and works with management to grow and improve them and thereby create shareholder value. Established in 1976 and led by co-founding members Henry Kravis and George Roberts, KKR has completed more than 170 transactions with an aggregate enterprise value of over $425 billion. As of 2010, the firm had $61 billion in capital commitments. Additional funds that KKR sponsors include KKR Private Equity Investors, LP (Euronext Amsterdam: KPE), a permanent capital fund that invests in KKR-identified investments; and two credit strategy funds, KKR Financial (NYSE: KFN) and the KKR Strategic Capital Funds, which make investments in debt transactions. KKR has offices in New York, Menlo Park, San Francisco, Houston, Washington, DC, London, Paris, Hong Kong, Beijing, Mumbai, Dubai, Seoul, Sydney, and Tokyo.Portfolio companies include:Alliance Bootshttp://www.allianceboots.com/Kion Grouphttp://www.kiongroup.com/en/main/homepage.htmlJazz Pharmaceuticalshttp://www.jazzpharma.com/Legg Masonhttp://leggmason.com/Maxedahttp://www.maxeda.com/EN/Home.aspxThe Nielsen Companyhttp://nielsen.com/Accellenthttp://accellent.com/KSL Resortshttp://www.kslresorts.com/Laureate Educationhttp://laureate.net/Academy Sports + Outdoorshttp://www.academy.com/webapp/wcs/stores/servlet/TopCategories_10151_10051Ambeahttp://ambea.com/Aricenthttps://www.aricent.com/A.T.U.http://atu.edu/Avago Technologieshttp://www.avagotech.com/pages/home/Bharti Infratelhttp://www.bharti-infratel.com/cps-portal/Biomethttp://www.biomet.com/regions/northAmerica/unitedStates.cfmBis Industrieshttp://www.bislimited.com/BMGhttp://www.bmg.com/Capital Safetyhttp://en.capitalsafety.us/Home/tabid/1561/language/en-US/Default.aspxCapsugelhttp://capsugel.com/China International Capitalhttp://www.cicc.com.cn/CICC/english/index.htmChina Outfittershttp://cohl.hk/Coffee Day Resortshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=51521049Colonial Pipelinehttp://www.colpipe.com/home.aspDalmia Cementhttp://www.dalmiacement.com/Del Monte Foodshttp://www.delmonte.com/Dollar Generalhttp://www.dollargeneral.com/home/index.jspEl Paso Midstreamhttp://www.elpaso.com/midstream/Energy Future Holdingshttp://www.energyfutureholdings.com/Far East Horizonhttp://farhorizonseast.com/First Datahttp://www.firstdata.com/en_us/home.htmlGo Daddyhttp://www.godaddy.com/Harman Internationalhttp://www.harman.com/HCA Holdingshttp://hcahealthcare.com/home/index.dotInaerhttp://www.inaer.com/en/inaerIntelligencehttp://en.wikipedia.org/wiki/IntelligenceIpreohttp://www.ipreo.com/Masan Consumerhttp://masangroup.com/en/businesses/fmcg/masan-consumer-overviewMaxedahttp://www.maxeda.com/EN/Home.aspxMMI Holdingshttp://www.mmiholdings.com/Northgate Information Solutionshttp://www.northgate-is.com/NXPhttp://www.nxp.com/Oriental Breweryhttp://en.wikipedia.org/wiki/Oriental_BreweryPets at Homehttp://www.petsathome.com/Rockwoodhttp://www.rockwoodmfg.com/Samson Resourceshttp://samson.com/Santander Consumerhttp://www.santanderconsumerusa.com/default.aspxSealyhttp://www.sealy.com/7 West Mediahttp://www.sevenwestmedia.com.au/Sorgenia Francehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=21771350SunGard Data Systemshttp://en.wikipedia.org/wiki/SunGardSunTap Energyhttp://suntaptechnologies.com/Tarkett S.A.http://www.tarkett.com/TASChttp://www.tasconline.com/TDC A/Shttp://tdc.com/Toys"R"Ushttp://www.toysrus.com/shop/index.jsp?categoryId=2255956T-Solar Global Operating Assetshttp://pseps.com/company/T-Solar-Global-Operating-AssetsU.N. Ro-Rohttp://www.unroro.com.tr/US Foodshttp://usfoods.com/Unisteel Technologyhttp://www.unisteeltech.com/index.aspUnited Envirotechhttp://unitedenvirotech.com/VATS Liquor Chain Store Managementhttp://www.vatsliquor.com/en/1gyhz_1gsjj.htmlVersatelhttp://www.versatelcom.com/Visanthttp://www.visant.net/Vismahttp://www.visma.com/WILDhttp://wild.nhl.com/Yageohttp://www.yageo.com/Investment Team:Henry Kravis, Co-Founder and Co-Chief Executive OfficerGeorge Roberts, Co-Founder and Co-Chief Executive OfficerDavid J. Sorkin, Member, and General CounselRobert D. Gottlieb, Chief Human Resources OfficerEdward Brandman, Chief Information OfficerTodd A. Fisher, Chief Administrative OfficerWilliam J. Janeteschek, Chief Financial OfficerPEKPS Capital Partners, LPwww.kpsfund.comNew YorkMiddle MarketLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer Products

485 Lexington Avenue, 31st FloorNew YorkNY10017212-338-5100646-307-7100

KPS Capital Partners, LP is the Manager of the KPS Special Situations Funds, a family of private equity limited partnerships, with over $2.6 billion of committed capital, focused on constructive investing in restructurings, turnarounds, and other special situations. KPS invests in companies challenged by the need to effect immediate and significant change. The firm targets manufacturing, transportation, and service businesses. KPS will consider all industries except for high technology, financial services, telecommunications, broadcast media, real estate and natural resources (exploration). KPS targets opportunities with total transaction sizes up to $1 billion. KPS seeks to invest $25 to $200 million of capital in each transaction and targets businesses that have revenues of at least $250 million.Portfolio companies include:HHI Group Holdingshttp://hhigroupholdings.com/Motor Coach Industrieshttp://www.mcicoach.com/North American Brewerieshttp://nabreweries.com/Attends Healthcarehttp://www.attends.com/Bristol Compressors Internationalhttp://www.bristolcompressors.com/Global Brass and Copperhttp://www.gbcmetals.com/WWRD Holdingshttp://www.kpsfund.com/wwrd.aspUnited Copper Industrieshttp://www.unitedcopper.com/American & Efridhttp://www.amefird.com/Investment Team:Michael Psaros, Co-Founder and Managing Partnermpsaros@kpsfund.comDavid Shapiro, Co-Founder and Managing Partnerdshapiro@kpsfund.comRaquel Palmer, Partnerrpalmer@kpsfund.comJay Bernstein, Partnerjbernstein@kpsfund.comStephen E. Hoey, Partner, Administration and Chief Financial and Chief Compliance Officershoey@kpsfund.comEugene Keilin, Co-Founder and Senior Advisorekeilin@kpsfund.comBruce Curley, Managing Directorbcurley@kpsfund.comDaniel Gray, Managing DirectorFlorian Almeling, Managing DirectorPEKubera Partnerswww.kuberapartners.comNew YorkMiddle MarketInformation TechnologySoftware & InternetLife Sciences & Healthcare

c/o Frankel Loughran Starr & Vallone, LLP1475 Franklin AvenueGarden CityNY11530212-202-7657

Kubera Partners is a private equity firm that invests in cross-border companies, defined as Western headquartered companies that seek to leverage India and Asia based resources for lower cost and greater availability of talent, and companies headquartered in India and Asia that seek to expand in Western markets through acquisition or sales force development. The firm's capital comes from the Kubera Cross-Border Fund, a closed-end private equity fund listed on the London Stock Exchange (AIM), which gives Kubera and itsportfolio companies the long-term orientation of permanent capital. Kubera invests between $20 million and $40 million per investment but can make significantly larger investments where appropriate. The firm seeks to invest between $150 million and $200 million this year in a limited set of investments. Eight of the firm's investments are in companies that are domiciled in India. Two investments were realized in 2010. Portfolio companies include:Synergies Castingshttp://www.synergies-castings.com/Adayanahttp://www.adayana.com/Kejriwal Stationeryhttp://kejriwalstationery.com/Essel Shyam Communicationhttp://esselshyam.net/Ocimum Biosolutionshttp://www3.ocimumbio.com/GSS Infotech Limitedhttp://gssinfotech.com/Spark Capitalhttp://www.sparkcapital.com/Investment Team:Kumar Mahadeva, Managing PartnerRamanan Raghavendran, Managing PartnerAbhishek Maheshwari, PrincipalTarun Pande, Principal & CFORitesh Kewalramani, Senior AssociateRahul Sharma, AssociateSneha Karwa, AssociateVCL Capital Partnerswww.lcapitalpartners.comNew YorkEarlyInformation TechnologyLife Sciences & HealthcareMedical DeviceEnergy & Clean TechDefense & Homeland Security

10 East 53rd Street, 37th FloorNew YorkNY10022212-675-7755212-206-9156

L Capital Partners is a $165-million fund looking to advance companies with the potential to take groundbreaking products to market. This mission is clearly reflected in the firm's portfolio of healthcare, technology, and energy & environment companies. In the healthcare sector, L Capital Partners targets investments in the areas of biopharmaceuticals and medical devices, and is particularly interested in companies in which the areas of drugs and devices intersect. In the technology sector, the firm primarily targets companies in security/defense (homeland security) and information technology. The energy & environment sector is an emerging area for the firm, and, in general, L Capital is looking for companies that could improve the quality of life.Portfolio companies include:OnPath Technologieshttp://www.onpathtech.com/Intrapacehttp://intrapace.com/Hi-G-Tekhttp://www.higtek.com/ProRhythmhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=35727Locus Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=124048tengionhttp://www.tengion.com/WiSpryhttp://wispry.com/Aquarius Technologieshttp://aquariustechnologies.com/Cenerx BioPharmahttp://cenerx.com/Evogenhttp://evogen.com/Simparelhttp://www.simparel.com/Peekhttp://en.wikipedia.org/wiki/PEEKElemehttp://dictionary.reference.com/browse/ElemeiScience Interventionalhttp://iscienceinterventional.com/Protez Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=8955244Tengionhttp://www.tengion.com/Peekhttp://en.wikipedia.org/wiki/PEEKProxyhttp://proxy.org/Investment Team:Jonathan Leitersdorf, Managing Partnerjonathan@lcapitalpartners.comTing Pau Oei, Partnertingpau@lcapitalpartners.comYair Talmor, Partneryair@lcapitalpartners.comOded Weiss, Partner and CFOoded@lcapitalpartners.comAnat Baron, Associateanat@lcapitalpartners.comLin Yan, M.D. PhD., Associatelinyan@lcapitalpartners.comVCLambda Fundswww.lambdafund.comNew YorkEarlyInformation TechnologyLife Sciences & HealthcareEnergy & Clean Tech

432 East 84th StreetNew YorkNY10028212-774-1812

The Lambda Funds were established in 1979, and have invested in 74 companies. The firm invests venture capital in companies that dominate a niche market, a sector perhaps only $500 to $1 billion in size. The number of potential competitors should be limited. The total amount of capital needed to become a leading company should be small, generally under $30 million. Companies can sell products or services, but they must have a proprietary position. The firm finances buy-outs of smaller companies where the purchase price is under $50 million. Lambda will make an initial investment of $100,000 to $500,000. The firm is comfortable investing a total of $1.5 million in a company. The firm often syndicates its investments; the size of placements the firm participates in can be as large as $15 million. The firm has coinvested with more than one hundred venture firms over the past fifteen years. Portfolio companies include:SeniorBridgehttp://seniorbridge.com/Medidata Solutionshttp://mdsol.com/HealthDialoghttp://www.healthdialog.com/Main/defaultSunGardhttp://www.sungard.com/Kronoshttp://www.kronos.com/AthenaHealthhttp://www.athenahealth.com/Pilot Networkhttp://pilotservicesinc.com/SkyFuelhttp://skyfuel.com/Investment Team:Anthony Lamportalamport@lambdafund.comVCLazard Technology PartnersNew YorkSeedEarlyGrowthExpansionInformation TechnologySoftware & InternetCommunications & NetworkingFinancial Services

30 Rockefeller Plaza, 48th FloorNew YorkNY10020212-632-6000212-332-8677

Founded in 1997, Lazard Technology Partners is a venture firm dedicated to being a capital partner of choice for exceptional management teams with the vision, capacity and commitment to create leading information technology and technology-enabled businesses. Managing over $400 million, the firm has invested in more than 35 companies since 1998. To identify outstanding opportunities and help entrepreneurs build world-class companies, Lazard concentrates its efforts on sectors where the firm has deep experience: communications; infrastructure software; business process applications and services; and technology-enabled financial- or information services companies. The Partners investments range from seed and first-round financings in early-stage companies to later-stage growth capital, and in initial size from $1 million to $10 million. The firm has offices in New York and Washington D.C. Particularly for early-stage investments, it prefers companies that are in New England or the Mid-Atlantic region, proximate to its offices. Portfolio companies include:Broadview Networkshttp://www.broadviewnet.com/BVN/Default.aspBoxtonehttp://boxtone.com/NewRiverhttp://www.newriver.com/TAZZ Networkshttp://www.tazznetworks.com/AptSofthttp://www.aptsoft.net/Intellitacticshttps://www.trustwave.com/siem/Cyveillancehttp://www.cyveillance.com/Passkey.comhttp://passkey.com/Investment Team:Russell Planitzer, Managing PrincipalRuss@lazardtp.comMollie KamenKevin J. Burns, Managing PrincipalPELeading Ridge Capital Partnershttp://leadingridge.comNew YorkMiddle MarketManufacturing & Industrial

575 Lexington Avenue, 4th FloorNew YorkNY10022

Founded in 2009, Leading Ridge Capital Partners is a private investment firm headquartered in the Washington DC area. Leading Ridge, formed by a seasoned leadership team with extensive experience in growing product manufacturing and distribution firms, specializes in acquisitions, investments and recapitalizations of small and middle market businesses. The firm's primary industry focus is distribution and manufacturing companies in the Mid-Atlantic region, but is open to a variety of industries nationwide that possess many of the following characteristics: EBITDA of $1-$5 million, stable revenue between $10 and $50 million, above industry-average margins, and element of recurring revenue.Portfolio companies include:The Supply Sourcehttp://www.idonails.com/Damage Recovery Systemshttp://www.damagerecovery.net/Marjack Companyhttp://vistar.com/Great Westernhttp://greatwesterninvestments.com/Rugby Architectural Building Productshttp://www.rugbyipd.com/Investment Team:Warren Coopersmith, Managing Partnerwarren@leadingridge.comRobert Mayn, Partnerrobert@leadingridge.comZach Coopersmith, Partner, 212-702-9479zach@leadingridge.comMatt Doumar, Associate, 212-702-3569mattd@leadingridge.comPELeeds Equity Partners, LLCwww.leedsequity.comNew YorkMiddle MarketBusiness ServicesEducation & Training

350 Park Avenue, 23rd FloorNew YorkNY10022212-835-2000212-835-2020

Leeds Equity Partners is a private equity firm focused on investments in the education, training and information and business services industries (the "Knowledge Industries"). The firm is currently investing its fifth private equity fund, Leeds Equity Partners V, L.P., which is the largest fund focused exclusively on investing in companies within the Knowledge Industries, a $3.5 trillion domestic market. Since 1993, Leeds Equity has invested in more than 25 companies across all of the Knowledge Industries, representing a total enterprise value of more than $4.7 billion.Portfolio companies include:Campus Managementhttp://www.campusmanagement.com/Education Management Grouphttp://managementeducationgroup.com/eInstructionhttp://www.einstruction.com/Sagus Internationalhttp://www.sagusinternational.com/Ex Librishttp://en.wikipedia.org/wiki/Ex_LibrisRealPagehttp://www.realpage.com/SeatonCorphttp://www.seatoncorp.com/EduK Grouphttp://edukgroup.com/Barbrihttp://www.barbri.com/home.htmlNobel Learning Communitieshttp://nobellearning.com/Investment Team:Jeffrey T. Leeds, President and Co-Founderjeffrey.leeds@leedsequity.comRobert A. Bernstein, Senior Managing Director and Co-Founderrobert.bernstein@leedsequity.comJacques V. Galante, Managing Directorjacques.galante@leedsequity.comCarter W. Harned, Managing Directorcarter.harned@leedsequity.comPeter A. Lyons, Managing Director and Chief Financial Officerpeter.lyons@leedsequity.comVCLerer Ventureswww.lererventures.comNew YorkSeedInformation TechnologySoftware & InternetMedia & Digital Media

560 Broadway, Suite 204 & 401New YorkNY10012646-839-8582

Lerer Ventures is a New York-based, seed stage venture capital fund run by Ken and Ben Lerer. LV invests in founders in the earliest stages of a startup's life, seeking out those entrepreneurs with product vision, consumer insight, focused execution, and unwavering ambition. Its portfolio includes betaworks, chartbeat, Canvas Networks, BankSimple, gdgt, GroupMe, Greplin, and Venmo. Kenneth Lerer is an American businessman and media executive. He is the chairman of The Huffington Post, which he co-founded in 2005 with Arianna Huffington. He is a past Executive Vice President of AOL Time Warner and was a founding partner of New York based corporate communications firm Robinson, Lerer, and Montgomery.Portfolio companies include:betaworkshttp://betaworks.com/chartbeathttp://chartbeat.com/Canvas Networkshttp://canv.as/BankSimplehttps://www.simple.com/gdgthttp://gdgt.com/GroupMehttps://groupme.com/Greplinhttps://www.greplin.com/Venmohttps://venmo.com/abitluckyhttp://www.abitlucky.com/Adapt.lyhttp://adaptly.com/axialmarkethttps://www.axialmarket.com/BlueFin Labshttp://www.bluefinlabs.com/food52http://www.food52.com/GroupCommercehttp://www.groupcommerce.com/LiveIntenthttp://www.liveintent.com/PopDusthttp://popdust.com/Sailthruhttp://www.sailthru.com/SeatGeekhttp://seatgeek.com/SeeingInteractivehttp://ownlocal.com/SMGhttp://www.smg.com/HomeAdkeeperhttp://www.adkeeper.com/Appsfirehttp://appsfire.com/Bauble Barhttp://baublebar.com/BestVendorhttp://www.bestvendor.com/BirchBoxhttps://www.birchbox.com/Dailyboothhttp://dailybooth.com/Dispatchhttp://www.dispatchmusic.com/Everlanehttp://www.everlane.com/FiFluidinfohttp://fluidinfo.com/GoodRxhttp://www.goodrx.com/GraphEffecthttp://grapheffect.com/Greplinhttps://www.greplin.com/Hipsterhttp://en.wikipedia.org/wiki/Hipster_(contemporary_subculture)Hyperinkhttp://www.hyperink.com/Hyper Publichttp://hyperpublic.com/ifttthttp://ifttt.com/Jibehttp://www.jibe.com/Joorhttp://jooraccess.com/LiveIntenthttp://www.liveintent.com/MakerBot Industrieshttp://www.makerbot.com/Memrisehttp://www.memrise.com/welcome/Moathttp://en.wikipedia.org/wiki/MoatNervehttp://www.nerve.com/Newslehttp://newsle.com/nodejitsuhttp://www.nodejitsu.com/Onswipehttp://onswipe.com/OrderGroovehttp://www.ordergroove.com/OwnLocalhttp://ownlocal.com/PandoDailyhttp://pandodaily.com/Percolatehttp://percolate.com/PopDusthttp://popdust.com/PublicStuffhttp://pro.publicstuff.com/Pulsehttp://en.wikipedia.org/wiki/PulsePureWowhttp://www.purewow.com/Quartzyhttp://www.quartzy.com/Qwikihttp://www.qwiki.com/Ridejoyhttp://ridejoy.com/RJMetricshttp://www.rjmetrics.com/Romotivehttp://www.romotive.com/Sailthruhttp://www.sailthru.com/Science Exchangehttp://www.scienceexchange.com/Scopelyhttp://jobs.scopely.com/ShowMehttp://www.showme.com/Simplehttps://www.simple.com/SoHo Tech Labshttp://adage.com/article/digital/meet-soho-tech-lab-huffpost-tech-chief-s-startup-incubator/232077/Sunglasshttp://www.sunglasswarehouse.com/tapadhttp://www.tapad.com/backplanehttp://en.wikipedia.org/wiki/Backplanetutorspreehttp://www.tutorspree.com/UberMediahttp://ubermedia.com/Venmohttps://venmo.com/VERIhttp://verizon.net/Visual Revenuehttp://visualrevenue.com/Vookhttp://vook.com/Warby Parkerhttp://www.warbyparker.com/Investment Team:Kenneth Lerer, ManagerBen Lerer, ManagerJordan Cooper, Venture PartnerEric Hippeau, PartnerSteve Schlafman, PrincipalEric Ashman, Finance PartnerKare Shillo, Director of OperationsBlake Lyon, Senior AnalystVCLevel Equitywww.levelequity.comNew YorkEarlyInformation TechnologyMedia & Digital MediaBusiness Services

Two Grand Central Tower140 East 45th Street, Suite 14BNew YorkNY10017212-660-2470

Level Equity is a private investment firm focusing on technology, media, and services. Level Equity was formed by Ben Levin and George McCulloch, former managing directors with Insight Venture Partners. The firm partners with founders and managers of rapidly growing businesses. The firm is currently investing from Level Equity Growth Partners I, LP, a $130 million vehicle.Portfolio companies include:N/AInvestment Team:Ben Levinben@levelequity.comGeorge McCullochSarah HaasGabriel ErbstMichael BrinkMartha BurzynskiPESECLexington Partnerswww.lexingtonpartners.com New YorkMiddle MarketFinancial ServicesBusiness ServicesConsumer ProductsSports & Entertainment

660 Madison Avenue, 23rd FloorNew YorkNY10065212-754-0411212-754-1494

Founded in 1994, Lexington Partners is the world's largest independent manager of secondary private equity and co-investment funds. Since 1990, principals of Lexington Partners have organized 15 secondary funds and 7 co-investment pools with total capital of more than $20 billion. Its investors include more than 240 leading corporate and public pension funds, sovereign investment authorities, insurance companies, financial institutions, endowments, foundations and family offices from more than 25 countries. Lexington has completed more than 285 secondary transactions, 95 co-investments and 200 fund commitments, investing $14.2 billion in aggregate. Portfolio companies include:Ironshorehttp://www.ironshore.com/AMC Entertainmenthttp://www.chicagotribune.com/business/sns-rt-us-amcentertainment-ipobre83q05r-20120426,0,5408394.storyCostal Concretehttp://coastalconcrete.com/Fasteners for Retailshttp://www.ffr-dsi.com/Ceridianhttp://www.ceridian.com/Investment Team:Brent R. Nicklas, Managing Partnerbrnicklas@lexpartners.comWalter M. Cain, Partnerwmcain@lexpartners.comDuncan A. Chapman, PartnerBart D. Osman, Partnerbdosman@lexpartners.comDavid B. Outcalt, Partnerdboutcalt@lexpartners.comWilson S. Warren, Partnerwswarren@lexpartners.comThomas Giannetti, Partner, CFORebecca A. John, Partner, Investor RelationsJohn G. Rudge, PartnerJohn G. Loverro, PrincipalVictor L. Wu, PrincipalPELiberty Partnerswww.libertypartners.comNew YorkMiddle MarketInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesEducation & Training

485 Lexington Avenue, 2nd FloorNew YorkNY10017212-541-7676212-649-6076

Liberty Partners specializes in middle-market private equity investments in manufacturing, business services, and education-related companies. Since its founding in 1992, the firm has committed over $1 billion to more than 45 investments. Liberty typically seeks to deploy $20 million to $75 million of equity for controlling or substantial-minority positions in North American-based companies through a range of transaction structures. The firm is specifically interested in opportunities with the following attributes: Revenues of $40+ million, EBITDA of $6+ million, and Transaction value of $35 million to $250 million. The firm does not maintain a minimum size for add-on opportunities. Target industries include niche manufacturing, business services, healthcare, low-medium technology, and education (K-12, post-secondary, corporate training, etc.). To date, the firm has completed more than 45 management buyouts, recapitalizations, and growth investments and currently manages a portfolio of 23 active investments.Portfolio companies include:Healthxhttp://healthx.com/Edgenethttp://www.edgenet.com/NetMotion Wirelesshttp://www.netmotionwireless.com/Edison Schoolshttp://www.edisonlearning.com/Concorde Career Collegeshttp://www.concorde.edu/Henly-Putnam Universityhttp://www.henley-putnam.edu/Shelton Ogle Enterpriseshttp://www.libertypartners.com/index.cfm/Fuseaction/Portfolio.viewCompany/companyID/46.cfmYTI Career Institutehttp://www.yti.edu/Component Hardware Grouphttp://componenthardware.com/Fortress Technologieshttp://gdfortress.com/Source Technologieshttp://www.sourcetech.com/Step2http://www.step2.com/Allscripshttp://www.allscripts.com/ConnectiCarehttp://www.connecticare.com/High Tower Softwarehttp://www.hightowerinc.com/Internet Healthcare Grouphttp://www.libertypartners.com/index.cfm/Fuseaction/Portfolio.viewCompany/companyID/28.cfmLumenoshttp://www.lumenos.com/NetQoShttp://www.ca.com/us/content/Integration/netqos.aspxP.A.S.C.http://pascla.org/Precyse Solutionshttp://precyse.com/Regulus Grouphttp://www.regulus-group.com/Seawavehttp://www.seawave.net/Sigabahttp://en.wikipedia.org/wiki/SIGABASmileCarehttp://www.smilecare.com.au/index.htmlChartwell Education Grouphttp://www.chartwelleducation.com/"A' Companyhttp://en.wikipedia.org/wiki/CompanyArcadehttp://www.freearcade.com/Behrhttp://www.behr.com/Crtikonhttp://www.gehealthcare.com/inen/monitor/products/portable/dinamap_cuffs.htmlDatamaxhttp://www.datamax-oneil.com/do/com/en-us/index.cfmFortress Technologieshttp://gdfortress.com/Monaco Coachhttp://www.monacocoach.com/monaco/PlayPowerhttp://www.playpower.com/default.htmlPolaris Pool Systemshttp://www.amerimerc.com/Polaris-Pool-Systems-m.htmRathGibsonhttp://www.rathgibson.com/Rudolph Technologieshttp://finance.yahoo.com/news/rudolph-technologies-reports-2012-first-200500719.htmlStep2http://www.step2.com/Technical Conceptshttp://www.technicalconcepts.net/Investment Team:Peter E. Bennett, Chairmanpbennett@libertypartners.comG. Michael Stakias, President & CEOstakias@libertypartners.comThomas G. Greig, Senior Managing Directortgreig@libertypartners.comYvonne V. Marsh, Senior Managing Directorymarsh@libertypartners.comMichael S. Levine, Senior Managing Director and Chief Financial Officermlevine@libertypartners.comMichael J. Fram, Managing Directormfram@libertypartners.comAndrew M. P. Fleiss, Principalafleiss@libertypartners.comMadeline S. Ward, ControllerEthan S. Caskey, Senior AssociateRyan J. Chorazy, Senior AssociatePELightyear Capital, LLCwww.lycap.comNew YorkMiddle MarketFinancial Services

9 West 57th StreetNew YorkNY10019212-328-0555212-328-0516

Lightyear Capital is a private equity firm providing buyout and growth capital to companies in the financial services industry. Founded in 2000, Lightyear, through its affiliated funds, has managed approximately $3 billion of committed capital. Transaction strategies the firm employs include leveraged buyouts, recapitalizations, restructurings and consolidations. Lightyear acts as the primary investor in most of its portfolio companies and its initial target equity investments typically range between $50 million and $150 million. Lightyear Capital has fully invested The Lightyear Fund, L.P. and is currently investing Lightyear Fund II, L.P.Portfolio companies include:Antares Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=106992912Athilon Grouphttp://www.bloomberg.com/news/2010-08-12/athilon-group-being-purchased-by-funds-associated-with-ebf-associates.htmlDelos Insurancehttps://dcs.delosinsurance.com/claims/HigherOne Holdingshttp://www.higherone.com/ARGUS Softwarehttp://www.argussoftware.com/BakerCorphttp://www.bakercorp.com/Cascade Bancorphttp://www.botc.com/Cetera Financial Grouphttps://www.cetera.com/Collegiate Funding Serviceshttp://collegiatefundingservices.com/Community & Southern Holdingshttp://thecsbank.com/Flagstone Reinsurance Holdingshttp://www.flagstonere.bm/index.aspxHouston International Insurancehttp://hiig.com/Kepler Equitieshttp://www.keplercapitalmarkets.com/NAU County Insurance Companyhttps://www.naucountry.com/Paradigm Management Serviceshttp://paradigmcorp.com/Piedmont Community Bankhttp://fdic.gov/bank/individual/failed/piedmont-ga.htmlInvestment Team:Donald Marron, Chairman, Chief Executive Officer and Foundermarron@lycap.comChris Casciato, Managing DirectorDavid Cynn, Managing DirectorStewart Gross, Managing Directorsgross@lycap.comThierry Ho, Managing DirectorRick Sterne, Managing DirectorMark Vassallo, Managing PartnerMichael Doppelt, Managing DirectorPELincolnshire Managementwww.lincolnshiremgmt.comNew YorkMiddle MarketInformation TechnologyConsumer ProductsRetail & RestaurantSports & Entertainment

780 Third Avenue, 40th FloorNew YorkNY10017212-319-3633212-755-5457

Lincolnshire Management, Inc. (LMI), founded in 1986, is a private equity firm focused on acquiring and growing middle market companies. LMI currently has approximately $1.8 billion in capital under management for private equity investments, including the $835 million Lincolnshire Equity Fund IV, which closed in August 2008. LMI is headquartered in New York and it has regional offices in Atlanta, Chicago, Los Angeles, and Boston. The firm is interested in acquisitions, corporate divestitures, management buyouts, and mergers of private and closely held public, small and middle market companies. LMI manages Lincolnshire Equity Fund I, Lincolnshire Equity Fund II and Lincolnshire Equity Fund III. The firm has made more than 55 acquisitions and has invested in a wide variety of industries over the past 20 years. Lincolnshire invests in firms with a sustainable free operating cash flow in the $5-$50 million range.Portfolio companies include:Prince Sportshttp://www.princesports.com/Transcrafthttp://transcraft.com/Nursery Supplieshttp://www.nurserysupplies.com/Phoenix Brandshttp://www.phoenixbrands.com/Latite Holdingshttp://www.corporationwiki.com/Florida/Pompano-Beach/latite-holdings-llc/26067053.aspxFlight Training Acquisitionshttp://www.flighttrainingacquisitions.com/The Alaska Clubhttp://www.thealaskaclub.com/Dalbo Holdingshttp://www.dalbo.org/aboutDalbo.htmlDesch-Summit Grouphttp://www.atlasadvisors.com/recent-transactions.php?id=21Cuters Wirelinehttp://cutterswireline.com/Paddock Poolhttp://www.paddockpoolsandspas.com/Visual Products Corphttp://www.visualproductssigns.com/index.htmlPeripheral Computer Supporthttp://www.manta.com/c/mmgggwr/peripheral-computer-supportComputer Technology Solutionshttp://www.ctss.com/Allison Marinehttp://allisonmarine.com/Investment Team:T.J. Maloney, Presidenttjmaloney@lincolnshiremgmt.comMichael J. Lyons, Senior Managing Directormlyons@lincolnshiremgmt.comVineet Pruthi, Senior Managing Directorvpruthi@lincolnshiremgmt.comThomas R. Callahan, Managing Directortcallahan@lincolnshiremgmt.comGeorge J. Henry, Managing Directorghenry@lincolnshiremgmt.comAllan D.L. Weinstein, Managing Directoraweinstein@lincolnshiremgmt.comJames McLaughlin, Managing Directorjmclaughlin@lincolnshiremgmt.comMichael Forlenza, Managing Directormforlenza@lincolnshiremgmt.comJames G. Binch, Managing Directorjbinch@lincolnshiremgmt.comRichard Huo, Managing Directorrhuo@lincolnshiremgmt.comCharles Mills, Managing Directorcmills@lincolnshiremgmt.comJohn Perrachon, Managing Directorjperrachon@lincolnshiremgmt.comKatherine A. Lehman, Managing Directorklehman@lincolnshiremgmt.comPELong Point Capitalwww.longpointcapital.comNew YorkMiddle MarketManufacturing & IndustrialBusiness ServicesTransportation & Distribution

437 Madison Avenue, 32nd FloorNew YorkNY10022212-593-1800212-593-1888

Long Point Capital is a private investment firm based in Michigan and New York that invests in outstanding businesses where the owner or management team wants to continue to manage the business and profit from the growth of the business after Long Point's investment. With $315 million of capital under management, Long Point Capital focuses on partnering with successful entrepreneurs of middle market businesses to help them achieve their financial goals, such as achieving liquidity, accessing growth capital, or accommodating generational change. The firm looks for companies with revenues of $30-$200 million with minimum EBITDA of $5 million to $30 million. Primary industries include: Manufacturing, distribution and service companies with strong growth prospects, either organically or through consolidation opportunities. Long Point Capital has invested in sixteen platform companies in Fund I and Fund II. Fourteen of these investments have been "control" investments. The sales and EBITDA of these fourteen companies total approximately $1 billion and $200 million, respectively. Portfolio companies include:Arrow Tru- Linehttp://www.arrowtruline.com/Artistic Holdingshttp://www.longpointcapital.com/port/port_artistic.phpSavage Sportshttp://www.savagesportsinc.com/Torrent Resourceshttp://www.torrentresources.com/Cumming Grouphttp://cgroupusa.com/Arch Aluminum & Glasshttp://trulite.com/C.H.I. Overhead Doorshttp://www.chiohd.com/garage-doors/National Print Grouphttp://www.nationalposters.com/Sunbury Textile Millshttp://sunburytextiles.com/Savage Sportshttp://www.savagesportsinc.com/UMA Enterpriseshttp://umainc.com/CHAhttp://www.thecha.org/EYPhttp://eypaedesign.com/Mestel & Company and Hire Counselhttp://www.prnewswire.com/news-releases/mestel--company-and-hire-counsel-become-the-first-employee-owned-companies-in-the-legal-placement-and-staffing-industry-129717618.htmlInvestment Team:Gerry Boylan, Managing Directorgboylan@longpointcapital.comIra Starr, Managing Directoristarr@longpointcapital.comEric Von Stroh, Principalevonstroh@longpointcapital.comRichard Limardo, Controllerrlimardo@longpointcapital.comBruce Smith, Associatebsmith@longpointcapital.comVCLucid Ventures Software, Inc.www.lucidventures.comNew YorkEarlyInformation TechnologySoftware & Internet

130 West 15 Street, Suite 11DNew YorkNY10011

Lucid Ventures develops early-stage, highly disruptive technologies into new ventures. Headquartered in San Francisco, Lucid Ventures was started by Nova Spivack, an Internet industry pioneer who co-founded EarthWeb. Lucid Venture's work is primarily focused on developing its own in-house intellectual property; however the firm also sometimes partners to help incubate external ventures.Portfolio companies include:Live Matrixhttp://www.amazon.com/Live-At-The-Matrix-Doors/dp/B001GQO50IKlouthttp://klout.com/Twinehttp://www.kickstarter.com/projects/supermechanical/twine-listen-to-your-world-talk-to-the-internetScrubbshttp://abc.go.com/shows/scrubsSpace Adventureshttp://spaceadventures.com/Investment Team:Nova Spivack, CEO and Presidentnova@lucidventures.comVCLux Capital Managementwww.luxcapital.comNew YorkSeedEarlyLife Sciences & Healthcare

295 Madison Avenue, 24th FloorNew YorkNY10017646-475-4385646-349-2960

Founded in 2000, Lux Capital Management is a research-driven investment firm focused on de novo, seed and early stage investments in the physical and life sciences. Lux takes an active role in helping entrepreneurs build successful businesses in high growth sectors. The investment team has built over 20 companies from scratch. The firm's investments can range from as little as $100,000 to start a new venture to $15 million over a company's life cycle.Portfolio companies include:Accelergyhttp://www.accelergy.com/Magen Bioscienceshttp://www.magenbiosciences.com/Molecular Imprintshttp://www.molecularimprints.com/Angstrom Publishinghttp://projects.csail.mit.edu/angstrom/?q=publicationsAtair Aerospacehttp://www.atair.com/Cambrioshttp://www.cambrios.com/Ceruleanhttp://ceruleanrx.com/Crystal IShttp://en.wikipedia.org/wiki/CrystalEverspinhttp://everspin.com/Genocea Bioscienceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=31231172Kala Pharmaceuticalshttp://www.kalarx.com/Kereoshttp://www.kereos.com/Kurionhttp://www.kurion.com/Lux Researchhttp://www.luxresearchinc.com/Luxterahttp://www.luxtera.com/Nanosyshttp://www.nanosysinc.com/QD Soleilhttp://qdsoleil.com/SiBEAMhttp://en.wikipedia.org/wiki/SiBEAMSilicon Clockshttps://www.silabs.com/products/clocksoscillators/pages/default.aspxSiluria Technologieshttp://siluria.com/Transphormhttp://www.transphormusa.com/Visterrahttp://visterrainc.com/Investment Team:Peter Hebert, Co-Founder and Managing Partnerphebert@luxcapital.comRober Paull, Co-Founder and Managing Partnerrpaull@luxcapital.comJosh Wolfe, Co-Founder and Managing Partnerjwolfe@luxcapital.comAdam Kalish, General Partneradam.kalish@luxcapital.comLarry Bock, Special Limited Partnerlarry.bock@luxcapital.comMBManhattan Investment Partners, LLCwww.manhattaninvest.comNew YorkMiddle MarketInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareEnergy & Clean TechMedia & Digital MediaFinancial ServicesManufacturing & IndustrialBusiness ServicesConsumer ProductsSports & EntertainmentReal Estate

445 Park AvenueNew YorkNY10022212-836-4750646-349-1987

Manhattan Investment Partners, LLC is a private investment and merchant banking firm engaged in the financing and growth of established middle market companies, as well as emerging-growth enterprises, entrepreneurial ventures, and business turn-around solutions. Founded in 1991, the firm operates from its offices in New York, and Charlottesville, Virginia. The firm maintains a multi-industry focus, and has developed a strong track record in sectors as diverse as: manufacturing and industrial products, energy and natural resources, consumer products, financial & business services, information technology, media, communications and entertainment, health care and life sciences, and real estate. While the firm has no pre-set investment size, it normally seeks to invest $5 million to $25 million in established companies with enterprise values of between $20 million and $250 million.Portfolio companies include:Genesis Cable Communicationshttp://www.honeywellcable.com/CatalogDocuments/CableCatalog.pdfLos Angeles Lakershttp://en.wikipedia.org/wiki/Los_Angeles_LakersThe Great Western Forumhttp://www.thelaforum.com/Hycohttp://www.hyco.net/Electronic Document Publishinghttp://documentpublishing.com/BrideSave.comhttp://www.epinions.com/content_222002253444Jimscohttp://jimscoglass.com/Inchttp://www.inc.com/Virdaishttp://www.lightreading.com/document.asp?doc_id=53681Glyphhttp://en.wikipedia.org/wiki/GlyphBiotagehttp://www.biotage.com/Appalachian Forest Productshttp://afpcorp.com/Dyax Corp.http://finance.yahoo.com/news/dyax-corp-announces-first-quarter-200100919.htmlSolomon Producthttp://www.salomon.com/IndustryWorkshttp://industry-works.com/Investment Team:G. Arthur Donnelly, Senior Advisorgdonnelly@manhattaninvest.comThomas W. Gilliam, Jr., Senior Advisortgilliam@manhattanivest.comDavid J. Machlica, Partner and Managing Directordmachlica@manhattaninvest.comFrank M. McCraw, Principalfmccraw@manhattanivest.comRichard S. Melrose, Special Partnerrmelrose@manhattaninvest.comVCMBF Capital Corporationwww.mbfcapital.comNew YorkSeedEarlyGrowthExpansionInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareMedical Device

12 East 49th Street, 28th FloorNew YorkNY10017212-339-2861212-339-2834

MBF Capital Corporation is an investment firm specializing in making private equity investments in technology-driven companies. MBF invests principally in early stage information technology (telecommunications equipment and services, networking equipment, software and semiconductors) and medical technology (biopharmaceutical, healthcare services, and drug discovery technology) companies. MBF invests in start-ups, provides growth capital, and executes turnarounds.Portfolio companies include:Vela Pharmaceuticalshttp://www.pharmoscorp.com/news/pr/pr031506b.htmlExSARhttp://www.exsar.com/Investment Team:Mark Fisher, Presidentmark@mbfcapital.comPEMeriwether Capital, LLCwww.meriwethercapital.netNew YorkMiddle MarketConsumer Products

30 Rockefeller Plaza, Room 5600New YorkNY10112212-649-5890212-649-5616

Meriwether Capital is a New York-based firm founded by Mr. George D. O'Neill in 1976 to acquire middle-market companies for long-term investment. It is focused on companies with EBITA from $2.0 MM - $5 MM, although add-ons can be smaller. The firm invests in companies that are family and privately held or corporate divestitures, with preference for those in the Eastern half of the U.S. Portfolio companies include:Segresthttp://www.segrestfarms.com/The Ripley Companyhttp://ripley-tools.com/Redox Brandshttp://en.wikipedia.org/wiki/Redox_BrandsWood Prohttp://www.woodproinc.com/Wood Prohttp://www.woodproinc.com/Custom Wholesale Floorshttp://www.cwf.com/web/site/Tonka Equipment Companyhttp://www.tonkawater.com/Capewell Components Companyhttp://www.capewell.com/Investment Team:George D. O'Neill, FounderGrover O'Neill, Jr.Robert W. Petit, PresidentClaude R. NashKevin P.A. BroderickPEMerlin Nexuswww.merlinnexus.comNew YorkMiddle MarketLife Sciences & Healthcare

424 West 33rd St., Suite 520New YorkNY10001646-227-5270

Merlin Nexus is a company focused on crossover private equity investing in the life sciences industry. Merlin Nexus invests globally in private and public healthcare companies. With its first fund launched in 2001 by Dominique Semon, Merlin Nexus now has several crossover private equity funds and a public-only fund, with commitments totaling $200 million. The Merlin Nexus objective is to realize long-term capital appreciation from investments in: Late-stage private companies; PIPEs (Private Investments in Public Equity); and select, long-term, open market investments. Unlike venture capital funds, Merlin Nexus funds are distinguished by relatively high liquidity and by short, 5-year maturities. The firm targets for each private investment a potential for liquidity within 24 months after initial investment, as well as a 2-3 times return on invested capital.Portfolio companies include:Bioenvisionhttp://smallcapreview.com/bivn.htmCytogenhttp://www.eusapharma.com/en-gb/default.aspxPhotomedexhttp://www.photomedex.com/Pharmionhttp://pharmion.com/Salient Surgicalhttp://www.salientsurgical.com/Investment Team:Dominique Semon, Chief Investment Officerdsemon@merlinnexus.comDavid Gould, MDdgould@merlinnexus.comChristian Richard, Head of Researchcrichard@merlinnexus.comAlberto Bianchinotti, Chief Financial OfficerPEMetalmark Capital, LLCwww.metalmarkcapital.comNew YorkMiddle MarketLife Sciences & HealthcareEnergy & Clean TechManufacturing & Industrial

1177 Ave of the Americas, 40th Floor New YorkNY10036212-823-1930 212-823-1931

Metalmark Capital is a leading private equity firm established by the principals of Morgan Stanley Capital Partners (MSCP) to manage the Metalmark Capital and MSCP funds. Since 1986, the Metalmark Capital and MSCP funds have invested $7 billion of equity capital in over 100 companies spanning a broad range of industries, including the firm's focus sectors: energy/natural resources, industrials and healthcare. Portfolio companies include:BreitBurn Energyhttp://www.breitburn.com/Cantera Resourceshttp://www.metalmarkcapital.com/investments/cantera.aspxCP Powerhttp://www.cppowerautomation.com/Highlands Gashttp://www.highlandelectric.net/index.htmInterstate Natural Gashttp://interstatenaturalgascompany.com/Aqua Capital Managementhttp://www.acmwater.com/Jones Energyhttp://jonesenergy.com/Monarch Midstreamhttp://www.metalmarkcapital.com/news/PR20091123.pdfMountain Gas Resourceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=31705Northeast Natural Energyhttp://www.northeastnaturalenergy.com/Ni Americahttp://niamerica.com/Somerset Energyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=34540Triana Energyhttp://www.trianaenergy.com/Union Drillinghttp://www.uniondrilling.com/Aegis Scienceshttp://aegislabs.com/Catalyticahttp://catalytica.biz/Cross Country Healthcarehttp://crosscountryhealthcare.com/LifeTrust Americahttp://www.bizjournals.com/louisville/stories/2004/10/11/daily5.htmlNational Healinghttp://www.nationalhealing.com/SouthernCarehttp://www.southerncareinc.com/Vanguard Health Systemshttp://www.vanguardhealth.com/Agricultural Minerals Corporationhttp://companydatabase.org/c/agricultural-minerals/mineral-corporation/Aventine Renewable Energyhttp://aventinerei.com/Beaumont Methanolhttp://www.manta.com/c/mmsbt5d/beaumont-methanolCain Chemicalhttp://articles.latimes.com/1988-04-15/business/fi-1568_1_gordon-cainCardinal Adhesiveshttp://www.privateequityfirms.com/company/12238/Cardinal-AdhesivesColtec Industrieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26720EnerSyshttp://www.enersys.com/Findley Adhesiveshttp://www.bostik.com/Fort Howardhttp://en.wikipedia.org/wiki/Fort_Howard_(Maryland)HDT Engineered Technologieshttp://www.hdtglobal.com/Jefferson Smurfit Corporationhttp://www.smurfit.com/Maxum Petroleumhttp://www.maxumpetroleum.com/Tegranthttp://www.tegrant.com/Silganhttp://www.silgan.com/Amerinhttp://ameren.com/CAT Limitedhttp://cat-limited.com/Concert Capital Resourceshttp://www.concertcapital.com/Homesite Grouphttp://www.homesite.com/about-homesite/index.htmMeriCap Credithttp://mericapassets.com/Ocwen Structured Investmentshttp://www.manta.com/c/mtc6gd3/ocwen-structured-investments-llcAmerican Italian Pasta Companyhttp://www.aipc.com/CSG Systems Internationalhttp://www.csgi.com/CSG_home.aspxSouthern Pacific Railhttp://en.wikipedia.org/wiki/Southern_Pacific_RailroadInvestment Team:Howard I. Hoffen, Chairman & Chief Executive Officerhoward.hoffen@metalmarkcapital.comLeigh J. Abramson, Managing Directorleigh.abramson@metalmarkcapital.comKenneth F. Clifford, Managing Director & Chief Financial Officerkenneth.clifford@metalmarkcapital.comMichael C. Hoffman, Managing Directormichael.hoffman@metalmarkcapital.comM. Fazle Husain, Managing Directorfazle.husain@metalmarkcapital.comGregory D. Myers, Managing Directorgreg.myers@metalmarkcapital.comJeffrey M. Siegal, Managing Directorjeffrey.siegal@metalmarkcapital.comAndrew L. Feller, Managing DirectorAndrew.feller@metalmarkcapital.comVCMetamorphic Ventureswww.metamorphic.vcNew YorkSeedEarlyInformation TechnologyMedia & Digital Media

257 Park Avenue South, Floor 5New YorkNY10010212-209-3366

Metamorphic Ventures is a New York City based venture capital fund that invests in start-up and early stage businesses exclusively in digital media and transaction processing technology sectors. The firm focuses on funding capital efficient businesses that can create a viable product and prove out the market on a limited amount of capital (approximately $1 million), before seeking out large institutional capital raises in order to scale the business. Metamorphic tends to focus on technology solutions that leverage a product strategy into a distinct competitive advantage and that is sustainable and scalable for the anticipated life cycle of the venture. Among the services offered are shared facilities at 257 Park Avenue South in New York where Metamorphic also has its offices, allowing portfolio companies quick and easy access to the Metamorphic team, as well as easy interaction with other portfolio companies. The firm also offers companies virtual CFO services including monthly and quarterly budgeting and financial reporting, cap table maintenance, healthcare plans, payroll processing, and cash management.Portfolio companies include:encoding.comhttp://www.encoding.com/Tynthttp://www.tynt.com/Turiya Mediahttp://playnomics.com/Offer IQhttp://offeriq.com/FetchBackhttp://www.fetchback.com/Orcahttps://orca.bpn.gov/Madison Logichttp://www.madisonlogic.com/Transactishttp://www.transactis.com/BoostCTRhttp://boostctr.com/MassRelevancehttp://www.massrelevance.com/LocalResponsehttps://localresponse.com/Shop Socialhttp://shopsocially.com/Changohttp://www.chango.com/Sailthruhttp://www.sailthru.com/Fuze Networkhttp://www.fuzenetwork.com/mylikeshttp://mylikes.com/isockethttps://www.isocket.com/Brightgeist Mediahttp://www.brightgeist.com/Good Health Mediahttp://precisionhealthmedia.com/FastAssethttp://www.fastasset.com/FSAokhttp://pharmacy.fsaok.com/Recogniahttp://www.recognia.com/IndustryBrainshttp://www.industrybrains.com/Tranviahttp://en.wikipedia.org/wiki/Tranv%C3%ADa_del_EsteLance Entertainmenthttp://www.imdb.com/company/co0058597/33acrosshttp://33across.com/IndieGoGohttp://www.indiegogo.com/Moveable Inkhttp://movableink.com/Artspacehttp://www.artspace.org/The Backplanehttp://thebackplane.com/Nearbuy Systemshttp://www.nearbuysystems.com/ThinkNearhttp://www.thinknear.com/Appboyhttp://appboy.com/Lenddohttps://www.lenddo.com/Sneakpeeqhttp://www.sneakpeeq.com/Tapadhttp://www.tapad.com/Fashismhttp://fashism.com/Aditivehttp://www.aditive.com/Playnomicshttp://playnomics.com/iSockethttps://www.isocket.com/Precision Health Mediahttp://precisionhealthmedia.com/IndustryBrainshttp://www.industrybrains.com/Tranviahttp://en.wikipedia.org/wiki/Tranv%C3%ADa_del_EsteInvestment Team:Marc Michel, Managing PartnerLewis Gersh, Managing PartnerDavid Hirsch, Managing PartnerTara Eckert, VP of FinanceVCMetropolitan Venture Partnerswww.metvp.comNew YorkEarlyInformation Technology

590 Madison Avenue, 34th floorNew YorkNY10022212-561-1219212-561-1201

Metropolitan Venture Partners is a private equity fund with investments in the U.S. and UK. The firm's portfolio consists of high growth, technology-based businesses across a range of sectors. Metropolitan actively participates in the development and execution of its portfolio companies. The firm has the institutional backing of the Man Group Plc, a global leader in alternative investment products.Portfolio companies include:CounterStormhttp://www.trustedcs.com/CounterStorm/GroundSurehttp://www.groundsure.com/Salsa Systemshttp://wcl.cs.rpi.edu/salsa/Direct Insitehttp://www.directinsite.com/LightStreamhttp://www.lightstreamcommunications.com/Interocityhttp://en.wikipedia.org/wiki/InterCitychyronhttp://www.chyron.com/Investment Team:Peter Yunich, Managing PartnerMichael Levin, Managing DirectorPaul Lisiak, Managing Directorplisiak@metvp.comPEMHR Fund Management, LLCNew YorkMiddle MarketCommunications & NetworkingSports & Entertainment

40 W. 57th St., Ste. 24 New YorkNY10019212-262-0005212-262-9356

MHR Fund Management was founded in 1996 and is a privately owned investment manager. MHR Fund Manage-ment recently closed its third fund with $3.5 billion. The New York-based firm focuses on distressed opportunities in the middle-markets. Limited partners include Arcano Capital, CalPERS, the Montana Board of Investments and the New Jersey Division of Investment. Portfolio companies include:Lions Gate Entertainmenthttp://www.lionsgate.com/Leap Wirelesshttp://www.leapwireless.com/Investment Team:Dr. Mark Rachesky, Co-Founder and PresidentHal Goldstein, Co-FounderKallie Nicole Steffes, PrincipalMark H. Rosenberg, Research AnalystVCMilestone Venture Partnerswww.milestonevp.comNew YorkEarlyInformation TechnologyLife Sciences & HealthcareMedia & Digital MediaFinancial Services

551 Madison Avenue, 7th FloorNew YorkNY10022212-223-7400212-223-0315

Milestone is an early stage venture capital fund with $70 million under management. The firm focuses on technology-enhanced service businesses in the New York metropolitan area. Milestone looks for companies in media and marketing services, healthcare IT and Financial Services IT. Milestone invests approximately $2 million over the life of each investment, focusing on early institutional rounds, primarily in companies in New York, New Jersey, Connecticut, Eastern Pennsylvania, and, to lesser extent, the Northeast and Mid-Atlantic as a whole. The firm prefers opportunities that require less than $5 million to achieve material profitability and high returns for investors.Portfolio companies include:Premisehttp://dictionary.reference.com/browse/premiseTargetSpothttp://www.targetspot.com/dLifehttp://www.dlife.com/smartanalysthttp://www.smartanalyst.com/Guidesterhttp://www.guidestar.org/Oddcasthttp://www.oddcast.com/home/demos/tts/tts_example.php?sitepalHalfpenny Technologieshttp://www.halfpenny.com/BAInsighthttp://www.bainsight.com/eHealth Global Technologieshttp://ehgt.com/FieldView Solutionshttp://www.fieldviewsolutions.com/IntegriChainhttp://integrichain.com/Collections Marketing Centerhttp://collectionsmarketing.com/Vitals.comhttp://www.vitals.com/Peridromehttp://peridrome.com/Worktopiahttps://www.worktopia.com/MedPage Todayhttp://www.medpagetoday.com/Outside.inhttp://outside.in/M5 Networkshttp://www.m5.net/SkillSurveyhttp://www.skillsurvey.com/GenomeQuesthttp://www.genomequest.com/Searchandisehttp://www.searchandise.net/OneRiothttp://blog.oneriot.com/CareGainhttp://www.payflex.com/Navtrakhttp://www.navtrakgps.com/ExpertPlanhttps://www.expertplan.com/defaultep.jspKnovelhttp://why.knovel.com/DPMhttp://en.wikipedia.org/wiki/Podiatrymedidatahttp://mdsol.com/Identropyhttp://www.identropy.com/Kindlinghttp://www.thefreedictionary.com/kindlingEnterTrachttp://enertrac.com/BizBashhttp://www.bizbash.com/TNS Media Intelligence/CMRhttp://www.kantarmediana.com/intelligenceLinkstormhttp://www.linkstorms.com/Cosentialhttp://www.cosential.com/home.phpDescrateshttp://www.descartes.com/PlusFunds.comhttp://lifeplusfunds.com/Investment Team:Richard J. Dumlerrjd@milestonevp.comEdwin A. Goodmaneag@milestonevp.comTodd T. Pietrittp@milestonevp.comAvlyn Ashterman-Reeceaar@milestonevp.comF. Morgan Roddfmr@milestonevp.comVCMillennium Technology Ventures, LPwww.mtvlp.comNew YorkEarlyInformation Technology

Millennium Technology Value Partners, LP747 Third Avenue, 38th FloorNew YorkNY10017646-521-7800646-521-7878

Millennium Technology Ventures, LP (MTV) is a New York-based venture capital fund that has been making investments in innovative technology companies since 2000. Millennium Technology Value Partners, LP (TVP) was formed to provide investors with liquidity on their private equity holdings, non-core operations, and other generally illiquid assets. The Millennium team applies a partnership approach to working hand in hand with corporations, financial institutions, individuals, bankruptcy estates and others in need of a liquidity solution on valuable, but illiquid assets. The team has completed more than 200 transactions involving more than $50 billion of assets.Portfolio companies include:Agilityhttp://www.agilitylogistics.com/Airvanahttp://en.wikipedia.org/wiki/AirvanaMetaWebhttp://en.wikipedia.org/wiki/MetawebIndushttp://www.induscorp.us.com/Hands-On Mobilehttp://www.handson.com/Facebookhttp://www.facebook.com/Chegghttp://www.chegg.com/Twitterhttp://twitter.com/Goodhttp://www.good.is/Tumblrhttp://www.tumblr.com/LegalZoom.comhttp://www.legalzoom.com/BeachMinthttp://techcrunch.com/2011/06/17/beachmint-raises-23-5m-at-a-rumored-150m-valuation/Ninghttp://www.ning.com/Greendothttps://www.greendot.com/greendot/Zappos.comhttp://www.zappos.com/etfhttp://en.wikipedia.org/wiki/Exchange-traded_fundEharmonyhttp://www.eharmony.com/ArcSighthttp://en.wikipedia.org/wiki/ArcSightEpocrateshttp://www.epocrates.com/HootSuitehttp://hootsuite.com/TellMehttp://www.microsoft.com/en-us/tellme/netSpendhttps://www.netspend.com/Playspanhttp://www.playspan.com/Wayporthttp://www.wayport.com/RigNethttp://www.rignet.com/MarkLogichttp://www.marklogic.com/Liveopshttp://www.liveops.com/Acronishttp://www.acronis.com/DataPipehttp://www.datapipe.com/Enviviohttp://www.envivio.com/iPasshttp://www.illinoistollway.com/tolls-and-i-passGlamMediahttp://www.glammedia.com/HauteLookhttp://www.hautelook.com/idAnalyticshttp://www.idanalytics.com/LifeLockhttp://www.lifelock.com/Aventailhttp://www.sonicwall.com/us/products/352.htmlAxsun Technologieshttp://www.axsun.com/products/WildTangenthttp://www.wildtangent.com/Epic Media Grouphttp://www.epicmediagroup.com/OpenPeakhttp://www.openpeak.com/Requisite Technologyhttp://www.requisite.com/Fonalityhttp://www.fonality.com/1st Virtual Communicationhttp://www.vector-logos.com/logo-en-156-1st_Virtual_Communications_26608_eps-7z.htmlReply.comhttp://www.reply.com/Yodlehttp://www.yodle.com/Tremor Videohttp://www.tremorvideo.com/Reardenhttp://www.rearden.com/Investment Team:Daniel L. Burstein, Managing Partner and Founderburstein@mtvlp.comSamuel L. Schwerin, Managing Partner and Founderschwerin@mtvlp.comMax C. Chee, Partnermax@mtvlp.comDaniel Borok, Principalborok@mtvlp.comAlex Ferrara, Partnerferrara@mtvlp.comJonathan Glass, Chief Financial Officerglass@mtvlp.comPEMistral Equity Partnerswww.mistralequity.comNew YorkMiddle MarketMedia & Digital MediaConsumer Products

650 Fifth Avenue, 31st FloorNew YorkNY10019212-616-9600212-616-9601

Mistral Equity Partners is a private equity partnership specializing in the consumer and media sectors, and is especially attracted to businesses that are supported by strong demographic trends and fundamental changes in consumer preferences. Mistral's resources and capabilities are complemented by its Strategic Partner, the Schottenstein Family of Companies (SFC), a private group of companies with in excess of $6 billion in sales. Mistral seeks to generate long-term capital appreciation by purchasing equity securities (and other securities providing equity-like returns) in leveraged acquisitions, build-ups, recapitalizations, restructurings, and pre-IPO growth financings. The firm primarily invests in North American companies with enterprise values between $100 million and $300 million, and its typical investment size is between $25 million and $50 million per transaction, with the ability to pursue larger transactions in collaboration with Mistral's Limited Partners.Portfolio companies include:Shearer'shttp://www.shearers.com/Jambahttp://music.yahoo.com/jamba/Worldlynx Wirelesshttp://worldlynxwireless.com/Orval Kent Foodhttp://www.delphosherald.com/index.php?option=com_content&view=article&id=5643:orval-kent-chef-solutions-file-bankruptcy&catid=1:latest-news&Itemid=44Sac Acqusition (LoveSac)http://www.lovesac.com/Country Pure Foodshttp://www.juice4u.com/default.aspxXpresSpahttp://www.xpresspa.com/Investment Team:Andrew Heyer, Managing Partneraheyer@mistralequity.comWilliam Phoenix, Managing DirectorRobert Fioretti, Managing DirectorBeth Bronner, Managing Directorbbronner@mistralequity.comJeff Ginsberg, Managing DirectorCVCMitsui & Co. Global Investment Inc.www.mitsuiventures.comNew YorkEarlyInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareMedical Device

200 Park AvenueNew YorkNY10166212-878-4066212-878-4070

Mitsui & Co. Global Investment is a provider of early stage venture capital for various types of technology firms with a special expertise in helping to build their businesses globally. Over the years, the firm has invested in break-through technologies in the communications, software, information series, life science, and medical device industries and accelerated their growth. Located in New York, Silicon Valley, Shanghai, Beijing, and Tokyo, MCVP currently manages over $280 million in capital, focusing on early stage investments in the U.S., China, Korea and Japan.Portfolio companies include:Sempra Energyhttp://sempra.com/Aethonhttp://www.aethon.com/Global Energy Grouphttp://www.gegroup.com/Boingo Wirelesshttp://www.boingo.com/Cylenehttp://www.cylenepharma.com/Palamidahttp://www.palamida.com/Firetidehttp://www.firetide.com/Koviohttp://www.kovio.com/Cappellahttp://en.wikipedia.org/wiki/A_cappellaInnopath Softwarehttp://www.innopath.com/Ruckus Wirelesshttp://www.ruckuswireless.com/AdBritehttp://www.adbrite.com/Aeluroshttp://www.netlogicmicro.com/Palamidahttp://www.palamida.com/WaveMarkethttp://www.locationlabs.com/HelloSofthttp://www.imgtec.com/hellosoft/SenSagehttp://www.sensage.com/RGB Networkshttp://www.rgbnetworks.com/Laszlo Systemshttp://www.laszlosystems.com/Firetidehttp://www.firetide.com/Kineto Wirelesshttp://www.kineto.com/Beceemhttp://www.broadcom.com/products/Cellular/4G-Baseband-ProcessorsLensVectorhttp://lensvector.com/Napa Jenomicshttp://www.napajen.com/Diobexhttp://blogs.wsj.com/venturecapital/2009/04/08/turning-out-the-lights-diobex/Cylene Pharmaceuticalshttp://www.cylenepharma.com/Actimis Pharmaceuticalshttp://www.actimis.com/Biolexhttp://www.biolex.com/CellBio Scienceshttp://www.proteinsimple.com/Cardiovascular Systemshttp://csi360.com/Optiscan Biomedialhttp://www.optiscan.com/NovoStenthttp://novostent.com/Calypso Medical Technologieshttp://calypsomedical.com/Ekoshttp://www.ekos.com/MicroMed Cardiovascularhttp://www.micromedtech.com/Broncus Technologieshttp://www.broncus.com/Asthmatxhttp://www.btforasthma.com/Dream Dininghttp://dreamdining.co.uk/Solaicxhttp://www.memc.com/index.php?view=Solar-OverviewNanoGramhttp://en.wikipedia.org/wiki/NanogramSolariahttp://www.solaria.com/DNP Green Technologyhttp://www.bio-amber.com/Investment Team:Walter Olesiak, Investment Partner (New York)David Ekizian, Investment Partner (New York)Stephen R. Gitto, General Manager of Administration (New York)Kenichi Kimura, President and CEOa.kimura@mitsui.comRichard See, Investment Directorr.see@mitsui.comYoichiro Miwa, Investment DirectorTakahide Koda, Investment DirectorMasashi Kiyomine, Investment Directorm.kiyomine@mitsui.comJunji Tabuchi, Investment DirectorMBMoelis & Companywww.moelis.comNew YorkMiddle MarketFinancial Services

399 Park Avenue, 5th FloorNew YorkNY10022212-883-3800 212-880-4260

Founded in July 2007, Moelis & Company is an investment bank that provides advice on mergers and acquisitions, restructurings and other corporate finance matters, and manages investment funds. Moelis Capital Partners, LLC employs a broad investment strategy and makes opportunistic investments across industries, asset classes and geographies. Moelis Capital Partners (MCP) is a middle market private equity firm founded in 2007 in connection with the formation of Moelis & Company, a global investment bank. MCP manages over $700 million of committed private equity capital and a $1.2 billion private equity co-investment program and target growth equity and control buyouts requiring equity investments of $20 to $60 million. MCP's investment professionals possess decades of private equity experience and collectively have invested in 150 companies while serving on 50 boards. MCP is a thematic, growth-oriented investor and specializes in the healthcare services, business & industrial services and consumer industries.Portfolio companies include:Cybercore Technologieshttp://cybercoretech.com/Flightstar Aircraft Serviceshttp://flightstarjax.com/Hawthorne Global Aviation Serviceshttp://www.hawthorne.aero/Kinsale Capital Grouphttp://kinsalecapitalpartners.com/MidCap Financialhttp://midcapfinancial.com/Napa Management Serviceshttp://www.napaanesthesia.com/practice-management.htmOpportunity Bancshareshttp://www.capitalz.com/portfolio/obs.htmlQuest Specialty Chemicalshttp://questsc.com/RecoverCarehttp://www.recovercare.com/Ryersonhttp://www.ryerson.com/Uintah Engineering & Land Surveyinghttp://uintahgroup.com/Women's Integrated Networkhttp://womensintegratednetwork-win-athy.org/Wyle Laboratorieshttp://www.wyle.com/Investment Team: Kenneth D. Moelis, Chief Executive OfficerKurt B. Larsen, Managing Partner of Private Equitykurt.larsen@moeliscapital.comTed Yun, Managing Partnerted.yun@moeliscapital.comGreg Share, Partnergreg.share@moeliscapital.comDoug Corbett, Operating Partnerdougcorbett32@gmail.comBarbara Hill, Operating Partnerbbh@docgreg.comJames Johnston, Principaljames.johnston@moeliscapital.comAndy Kieffer, Principalandy.kieffer@moeliscapital.comJoel Killion, Principaljoel.killion@moeliscapital.comAndrew Goldfarb, Vice President and Controllerandrew.goldfarb@moeliscapital.comPEMonomoy Capital Partnerswww.mcpfunds.comNew YorkMiddle MarketManufacturing & IndustrialConsumer ProductsRetail & Restaurant

142 West 57th Street, 17th FloorNew YorkNY10019212-699-4000212-699-4010

Monomoy Capital Partners, LP is a $700 million private equity fund dedicated to innovative value investing in the smaller end of the middle market. The firm targets businesses with $50 to $300 million in annual revenues that require turnaround capital to improve liquidity, drive operational improvement, or lead a financial restructuring. The firm invests $10 to $50 million in each acquisition and is building a portfolio of strong companies in industries ranging from food service to auto parts. Monomoy generally seeks businesses that are headquartered in the United States or Canada or that maintain significant operations in North America. Portfolio companies include:Awrey Bakerieshttp://www.awrey.com/Barjanhttp://www.barjan-mfg.com/Compass Automotive Grouphttp://compassautogroup.com/Gearbox Grouphttp://en.hzfada.com/Hess Industrieshttp://www.hessindustries.com/Anchor Hockinghttp://www.anchorhocking.com/Boston Apparelhttp://www.bostonproper.com/HTPGhttp://htpgusa.com/Katunhttp://www.katun.com/Kurz-Kaschhttp://www.kurz-kasch.com/Oneidahttp://www.oneida.com/SRChttp://www.src.org/Investment Team:Stephen Presser, Partner, 212-699-4001spresser@mcpfunds.comDaniel Collin, Partner, 212-699-4002dcollin@mcpfunds.comJustin Hillenbrand, Partner, 212-699-3996jhillenbrand@mcpfunds.comAndrea Cipriani, Chief Financial Officer, 212-699-4009acipriani@mcpfunds.comNate Bard, Vice President, 212-584-4036nbard@mcpfunds.comJohn Stewart, Principal, 212-584-4034jstewart@mcpfunds.comScot Duncan, Operator, 646-573-5883sduncan@mcpfunds.comDoug Brown, Operator, 859-771-9109dbrown@mcpfunds.comSteve Pallotta, Operator, 407-492-6996spallotta@mcpfunds.comJohn Poff, Operator, 859-230-3901jpoff@mcpfunds.comDrew Sciezlo, Operator, 301-643-9621dsciezlo@mcpfunds.comJamie Ward, Operator, 859-351-0426jward@mcpfunds.comMBMont Vista Capitalwww.montvista.comNew YorkMiddle MarketEnergy & Clean Tech

245 Park Avenue, Suite 3900New YorkNY10167888-85-VISTA 888-780-4424

Mont Vista Capital is a leading global provider of investment banking and risk advisory services to clients in the alternative energy industry. Mont Vista also seeks proprietary trading and growth equity opportunities in alternative energy markets which add value for its stakeholders. The firm has additional offices in Miami, Seattle and San Francisco.Portfolio companies include:N/AInvestment Team: Tyler J. Krutzfeldt, CFA, Founder and Managing Directortjk@montvista.comDr. Scott Sills, PhDSean GrantNate SilvermanKim JohnsonDennis S. Banasiak, PhDMBMorgan Joseph Tri-Artisanwww.morganjoseph.comNew YorkMiddle MarketLife Sciences & HealthcareCommunications & NetworkingMedia & Digital MediaManufacturing & IndustrialSports & EntertainmentReal Estate

600 Fifth Avenue, 14th FloorNew YorkNY10020212-218-3700212-218-3719

Morgan Joseph TriArtisan is a merchant bank engaged in providing financial advice, capital raising and private equity investing. The firm's services include mergers, acquisitions and restructuring advice and private placements and public offerings of equity and debt. In addition, Morgan Joseph TriArtisan provides research and trading services for institutional clients. Selected industry sectors include: Consumer/Retail, Media and Telecommunications, Real Estate/ Gaming, Lodging and Leisure/Hospitality, Industrial, Healthcare, and Diversified Services.Portfolio companies include:Harrah's Entertainmenthttp://www.caesars.com/index.shtmlPower Partnershttp://www.powerpartners-usa.com/CPS Reprocessing Serviceshttp://www.ifap.ed.gov/eannouncements/0301CPSReprocessingDate.htmlClaire's Storeshttp://www.clairestores.com/Sara Lee Foods Europehttp://www.saralee.com/Cascade Medicalhttp://www.1cascade.com/Investment Team:John A. Morgan, Founding ChairmanJohn F. Sorte, Executive Chairmanjsorte@mjta.comGerald Cromack, Co-Presidentgcromack@mjta.comRohit Manocha, Co-Presidentrmanocha@mjta.comMary Lou Malanoski, Vice Chair & Head of Investment Bankingmmalanoski@mjta.comSteven D. Blecher, Vice Chairman & Chief Operating OfficerVCMorgan Stanley Venture Partnerswww.morganstanley.com/institutional/venturepartnersNew YorkEarlyInformation TechnologySoftware & InternetLife Sciences & Healthcare

1585 Broadway, 30th FloorNew YorkNY10036212-761-8753212-507-3971

Morgan Stanley Venture Partners manages a group of private equity funds which invest in high growth companies, concentrating on the technology and health care industries. Since 1986, Morgan Stanley has managed over $1.2 billion of equity capital, investing over $750 million in over 100 companies across a broad range of sectors within the technology industry; and over $250 million in over 40 health care companies. The firm also maintains offices in Silicon Valley.Portfolio companies include:D-Pharmhttp://www.dpharm.com/NitroMedhttp://www.nitromed.com/Solstice Neuroscienceshttp://www.solsticeneuro.com/Arcadian Managementhttp://arcadianhealth.com/MilestoneHealthcarehttp://www.milestonehealth.com/U.S. Healthworkshttp://www.ushealthworks.com/DiscoveRxhttp://www.discoverx.com/Ekoshttp://www.ekos.com/Emphasys Medicalhttp://www.pulmonx.com/TriVirix Internationalhttp://www.nortechsys.com/market-solutions/medical-and-life-sciences.phpVBrick Systemshttp://vbrick.com/National Healinghttp://www.nationalhealing.com/SouthernCarehttp://www.southerncareinc.com/Plateau Systemshttp://en.wikipedia.org/wiki/Plateau_Talent_Management_SuiteXSInchttp://www.xsinc.com/SOMA Networkshttp://www.somanetworks.com/Sendmailhttp://www.sendmail.com/sm/open_source/ThruPointhttp://www.thrupoint.com/E2openhttp://www.e2open.com/HyPerformixhttp://www.ca.com/us/capacity-management.aspxPlateau Systemshttp://en.wikipedia.org/wiki/Plateau_Talent_Management_SuiteSOMA Networkshttp://www.somanetworks.com/Internp Network Serviceshttp://www.internap.com/Sendmailhttp://www.sendmail.com/sm/open_source/ThruPointhttp://www.thrupoint.com/Investment Team:N/AFIMSD Capital, LPwww.msdcapital.comNew YorkMiddle MarketFinancial ServicesBusiness ServicesReal Estate

645 Fifth Avenue, 21st FloorNew YorkNY10022-5910212-303-1650212-303-1634

MSD Capital, LP was formed in 1998 to exclusively manage the capital of Michael Dell and his family. MSD is an investment firm primarily focused on the following investment activities: investing in publicly-traded securities; engaging in traditional private equity activities; investing in real estate; and selectively forming partnerships with established third-party managers in the private and public markets. MSD Capital has been organized to engage in a broad range of investment activities and its primary objective is to build an investment portfolio focused on long-term capital appreciation. The firm may invest in both U.S. and foreign securities. In addition to investing in securities directly, MSD's Partnership Investments group invests in a select number of investment partnerships across a variety of investment disciplines and asset classes, including hedge funds employing specific public equity and fixed income strategies, private equity funds, and real estate. The firm's Private Equity Group typically invests $100 million to $250 million in equity per transaction, but will consider larger or smaller opportunities depending on the particular investment profile. MSD Capital's team of approximately 80 people operates from the firm's offices in New York, Santa Monica and London. Portfolio companies include:DentalCare Partnershttp://www.dentalonepartners.com/OneWest Bankhttp://en.wikipedia.org/wiki/OneWest_BankTimberStar Southwesthttp://timberstar.com/ValleyCrest Companieshttp://www.answers.com/topic/valleycrest-companiesInvestment Team:Glenn R. Fuhrman, Co-Managing Partnerglenn@msdcapital.comJohn C. Phelan, Co-Managing Partnerjohn@msdcapital.comHoward M. Berk, PartnerBrian L. Frank, PartnerAndrew C. Hee, PartnerMarc R. Lisker, Partnermarc@msdcapital.comRobert M. Platek, PartnerEric J. Rosen, PartnerBarry A. Sholem, PartnerDaniel Shuchman, PartnerMei-Ying Tsai, PartnerJonathan Esfandi, Partner & President (Europe)PEMTS Health Investors, LLCwww.mtshealthinvestors.comNew YorkMiddle MarketLife Sciences & HealthcareManufacturing & Industrial

623 Fifth Avenue, 15th FloorNew YorkNY10022212-887-2100212-887-2111

MTS Health Investors, LLC makes equity investments in operating companies within services sectors of the healthcare industry. The firm focuses on profitable companies that deliver cost-effective services and have the ability to gain market share in industry segments that are typically large, growing, fragmented and poised for consolidation. Investment targets are primarily U.S. companies with enterprise values below $100 million and EBITDA of $3 million or more, although the firm will selectively invest equity capital in larger transactions in partnership with other leading private equity funds. The firm targets the services and low-technology manufacturing sectors of the healthcare industry and sponsors transactions with enterprise values of $25 million to $300 million.Portfolio companies include:AeroCarehttp://www.aerocareusa.com/Alliance Healthcare Serviceshttp://www.alliancehealthcareservices-us.com/HealthHelphttp://www.healthhelp.com/Novis Pharmaceuticalshttp://www.novispharma.com/DNA Diagnostics Centerhttp://www.dnacenter.com/Iasis Healthcarehttp://www.iasishealthcare.com/Loving Care Agencyhttp://www.lovingcareagency.com/Senior Home Carehttp://www.seniorhomecare.net/Woodbury Health Productshttp://www.woodburyproducts.com/Investment Team:Curtis S. Lane, Senior Managing Directorlane@mtspartners.comOliver T. Moses, Senior Managing Directormoses@mtspartners.comAlexander Buzik, Principalbuzik@mtspartners.comChristopher J. Burnes, Vice Presidentburnes@mtspartners.comPeter Crowley, Operating PartnerRobert A. Fusco, Operating PartnerDavid R. Gibson, Operating PartnerJay J. Levin, Operating PartnerLou Silverman, Operating PartnerTommy Thompson, Operating PartnerBrad Wilsted, Operating PartnerBeth Steinberg, Director of Investor Relationssteinberg@mtspartners.comPEMurphy & Partners, LPwww.murphy-partners.comNew YorkMiddle MarketLife Sciences & HealthcareMedia & Digital MediaConsumer ProductsEducation & Training

708 Third Avenue, Suite 1910New YorkNY10017212-209-3879 x 1129212-209-7148

Founded in 1988, Murphy & Partners is a private equity investment firm concentrated on the smaller end of the middle market. Since inception, the firm has made over $200 million of direct private equity investments. Murphy has been the major investor in 18 portfolio companies, involving dozens of leveraged acquisitions and a number of additional financing transactions. The firm consists of four partners with extensive experience in organizing, structuring, and managing private equity fund investments. The firm seeks out businesses in fields such as health care, education, media, and consumer services. Murphy & Partner's typical equity investment is from $1 to $10 million.Portfolio companies include:Celebration Eventshttp://www.wecelebrateyou.com/Mosaica Educationhttp://mosaicaeducation.com/N B Educationhttp://www.gnb.ca/0000/index-e.aspRuxton Health Carehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=536754Investment Team:John J. Murphy Jr., Managing General Partner, 917-847-0628john@murphy-partners.comPhilip J. Giordano, General Partner and CFO, 646-325-4933phil@murphy-partners.comVCNazem and Companywww.nazem.comNew YorkSeedEarlyGrowthExpansionInformation TechnologyLife Sciences & Healthcare

570 Lexington Ave., 15th Floor New YorkNY10022212-371-7900212-371-2150

Nazem and Company, established in 1976, is an alternative asset management investment firm. As both venture investors and money managers, Nazem and Company's aim is to create enduring assets and generate superior returns for its partners, while producing a stream of innovative products and services for new growth industries. The firm invests in all stages of enterprise development, from seed stage to follow-on financings to late-stage pre-IPO financings. It also invests in stress and turnaround situations where the firm can lead the reorganization efforts. The firm focuses primarily on companies in the healthcare and technology sectors. Transatlantic Venture Partners is a venture capital fund organized in the Netherlands Antilles in 1995 and is co-managed by Nazem and Company and BNP Paribas (formerly Banque Nationale de Paris). Over the last 35 years, Nazem and Company has shepherded some 300 companies, taken more than 50 public, and some two dozen of them have achieved revenues and market values in excess of $1 billion. Portfolio companies include:APS Healthcarehttp://www.apshealthcare.com/Applied ImmuneSciencehttp://www.linksv.com/compSummary/399/AppliedImmuneSciencesAvicenna Systemshttp://avicenna-systems.com/index.htmliVillagehttp://www.ivillage.com/Repeater Technologieshttp://www.freshnews.com/news/642893/parade-technologies-introduces-jitter-reducing-hdmi-repeater-computer-and-consumer-systInvestment Team:Fred Nazem, Founder and Managing Partnerfnazem@nazem.comVCPENeedham & Company, LLCwww.needhamcapital.comNew YorkExpansionMiddle MarketSoftware & InternetCommunications & NetworkingLife Sciences & HealthcareEnergy & Clean TechFinancial ServicesManufacturing & IndustrialConsumer Products

445 Park Avenue New YorkNY10022212-371-8300212-751-1450

Needham Capital Partners (NCP) manages private partnerships that invest in the equities of private growth companies. NCP is the Asset Management division of Needham & Company, founded in 1985. The firm's most recent fund, Needham Capital Partners III, closed in early 2001 and has raised $240 million of capital from its Limited Partners. NCP's financings consist of Expansion Capital, Management Buyouts, and Restructuring & Recapitalizations. Initial investment sizes typically range from $2 million to $10 million and the firm's industry focus includes: clean technology, communications, consumer, enterprise infrastructure, financial services, healthcare, industrial and diversified growth, semiconductor and semiconductor equipment, and software. NCP will not consider investments in retailing, consumer, financial services or real estate ventures. The firm maintains additional offices in Boston, Menlo Park and San Francisco, and primarily invests in U.S. based companies. Portfolio companies include:Ceradynehttp://www.ceradyne.com/Neophotonicshttp://www.neophotonics.com/Trinity Convergencehttp://www.linkedin.com/company/trinity-convergenceBiocept Laboratorieshttp://www.biocept.com/Alacritechhttp://alacritech.com/Agile Softwarehttp://en.wikipedia.org/wiki/Agile_software_developmentAthena Semiconductorshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=3255222Atherotechhttp://www.atherotech.com/August Technologyhttp://www.augusttech.com/Bay MicroSystemshttp://www.baymicrosystems.com/Blue Pumpkin Software/Witness Systemshttp://verint.com/contact_center/section2a.cfm?article_level2_category_id=21&article_level2a_id=278Boxer Crosshttp://www.dogsblog.com/category/boxer-cross/Capital SLI Grouphttp://sligroup.com/commercial_design_build_portfolio.htmlCneterRunhttp://www.crn.com/news/channel-programs/18839655/sun-to-acquire-centerrun-to-beef-up-n1-offerings.htmCeon/Convergyshttp://www.convergys.com/company/news-events/newsroom/news_release.php?newsid=4607Chip X Corphttp://www.gigoptix.com/Clarity Visul Systems/Planar Systemshttp://www.clarityvisual.com/news/acquisition.aspCollectors Universehttp://forums.collectors.com/College Enterprises Inc/Blackboardhttp://www.implu.com/company/143770Color Kineticshttp://colorkinetics.com/Coventorhttp://www.coventor.com/about-us/careers/CoWarehttp://en.wikipedia.org/wiki/CoWarediCarta Inchttp://www.emptoris.com/Displaytechhttp://www.displaytech-us.com/ePartnershttp://www.tribridge.com/epartnersolutions.aspxFavrillehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=799229Innovionhttp://innovioncorp.com/Kanisa/Knovahttp://crm.consona.com/Lara Networkshttp://www.laranetworks.com/Loadstar Sensorshttp://www.loadstarsensors.com/Logic Visionhttp://visionlogic.com/Nascentrichttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=9345618Neophotonicshttp://www.neophotonics.com/Nextest Inc/Teradynehttp://www.nextest.com/Peregrine Semiconductorhttp://peregrine-semi.com/Persistence Softwarehttp://www.persistencesoftware.com/Pharsighthttp://www.pharsight.com/main.phpRebarhttp://en.wikipedia.org/wiki/RebarSensishttp://saabsensis.com/Silicon Metricshttp://www.mmsolutions.com/english/smc.htmSOFTECK Storage Solutionshttp://www.eweek.com/c/a/Data-Storage/IBM-Buys-Softek-Storage-Solutions/Southwall Technologieshttp://www.southwall.com/SpaceClaimhttp://www.spaceclaim.com/Stanford Microdeviceshttp://www.rfmd.com/TestQuesthttp://www.testquestinc.com/ViewLogic Systemshttp://www.viewlogic.com/Wind River Systemshttp://www.windriver.com/Investment Team:George A. Needham, General Partnergneedham@needhamco.comJohn J. Prior, Jr., General Partnerjprior@needhamco.comThomas P. Shanahan, General Partnertshanahan@needhamco.comJack J. Iacovone, Managing Directorjackiac@needhamco.comPENew Bridge Investments, LLCwww.newbridgeinvestments.comNew YorkMiddle MarketCommunications & NetworkingFinancial ServicesManufacturing & IndustrialBusiness ServicesAgriculture & Agricultural Science

122 East 42nd Street, 50th FloorNew YorkNY10005212-321-7093 212-285-1447

New Bridge Investments, LLC is a multinational venture capital fund that is a partnership between Argil Venture Capital and Nova Capital Partners, LLC. The fund primarily focuses its investment activity in growth stage companies in Financial Services (banking, micro-credit, insurance), Transportation, Agriculture, Telecommunications, Manufacturing, and Distribution. New Bridge seeks middle market companies ($500 million or less annual turnover) with sound financials and operating fundamentals, and is willing to finance up to $100 million for companies in emerging markets. The New Bridge team brings a cross-section of asset management, as well as deep investment banking experience to the Fund.Portfolio companies include:N/AInvestment Team:Paul Dixonpdixon@novacapitalparters.comStuart BentonW. Terry Krueger, Senior Managing PartnerDavid Levin, Senior Managing PartnerPENew Mountain Capital, LLCwww.newmountaincapital.comNew YorkMiddle MarketInformation TechnologyEducation & Training

787 7th Avenue, 49th FloorNew YorkNY10019212-720-0300212-582-2277

New Mountain Capital, LLC, together with its affiliates, manages private equity and public equity capital with aggregate assets under management totaling more than $8.5 billion. New Mountain's first private equity fund, the $770 million New Mountain Partners, L.P., began its investment period in January 2000. New Mountain's second private equity fund, the $1.55 billion New Mountain Partners II, L.P., began its investment period in January 2005. The firm believes that both funds rank among the highest returning private equity funds of their vintage years. New Mountain's third private equity fund, New Mountain Partners III, L.P., with over $5.1 billion of aggregate commitments, began its investment period in August 2007, and continues to deploy that capital. The firm generally invests $100 million to $500 million per transaction and seeks opportunities across a spectrum of industries and styles.Portfolio companies include:Strayer Educationhttp://www.strayereducation.com/Surgishttp://www.sturgismotorcyclerally.com/Overland Solutionshttp://olsi.net/Apptishttp://www.apptis.com/National Medical Health Card Systemshttp://ir.nmhcrx.com/MailSouthhttp://www.mailsouth.com/Deltekhttp://www.deltek.com/Validus Holdingshttp://www.validusre.bm/Connextionshttp://connextions.com/Paris Re Holdingshttp://paris-re.com/Ikariahttp://www.ikaria.com/Inmarhttp://www.inmar.com/Oakleaf Global Holdingshttp://oakleafwaste.com/home.aspxValet Wastehttp://valetwaste.com/Intermarinehttp://intermarineusa.com/Everbank Financial Corphttps://www.everbank.com/Camberhttp://en.wikipedia.org/wiki/Camber_angleRedPrairie Holdinghttp://www.redprairie.com/Avantor Performance Materials Holdingshttp://www.avantormaterials.com/Stroz Friedberghttp://www.strozfriedberg.com/services/xprServiceDetailSF.aspx?xpST=ServiceDetail&service=2NuSil Technologyhttp://www.nusil.com/Investment Team:Steven B. Klinsky, Managing Director, Founder and Chief Executive Officersklinsky@newmountaincapital.comMichael B. Ajouz, Managing DirectorPaula A. Bosco, Managing DirectorAdam J. Collins, Managing Directoracollins@newmountaincapital.comDavid Coquillette, Managing Director,Michael Flaherman, Senior Advisormflaherman@newmountalncapital.comRobert A. Hamwee, Managing DirectorMatthew Holt, Managing DirectorDouglas F. Londal, Managing DirectorMathew J. Lori, Managing DirectorSunil Mishra, Managing Directorsmishra@adamsstreetpartners.comDan Riley, Managing DirectorPeter Masucci, Managing DirectorThomas W. Morgan, Managing Directortmorgan@newmountaincapital.comAlok Singh, Managing DirectorAdam B. Weinstein, Managing DirectorJ. David Wargo, Senior Adviserdwargo@newmountaincapital.comVCNew Science Ventureswww.newscienceventures.comNew YorkEarlyGrowthExpansionInformation TechnologyManufacturing & Industrial

610 Fifth Avenue, Third FloorNew YorkNY10020212-218-6347212-308-9196

New Science Ventures is a New York-based venture capital fund focused on science-based investments with the potential to address large unmet needs and to create order of magnitude improvements in performance. The firm makes investments in both early and late stage companies targeting life science and information technology sectors. NSV's portfolio includes investments in the U.S., Europe, India and China. Since inception, the firm has invested over $150 million in over 20 companies. The firm's typical investment is $2 -$8 million in rounds one to three.Portfolio companies include:Tiger Texthttp://www.tigertext.com/Godengohttp://www.godengo.com/Cellerationhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=3658296Ception Theraputicshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=32336892BioScalehttp://bioscale.com/FlowCardiahttp://www.bardpv.com/_vascular/Ikonisyshttp://ikonisys.com/Achronixhttp://www.achronix.com/BioVexhttp://www.amgen.com/Boro Networkshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=43203640Chimeroshttp://www.dfjfrontier.com/cgi-portfolio/artman/publish/printer_chimeros.shtmlK2Mhttp://www.k2m.com/Light Sciences Oncologyhttp://www.lsoncology.com/Lightwirehttp://www.cisco.com/web/about/ac49/ac0/ac1/ac259/lightwire.htmlOxyranehttp://www.oxyrane.com/Pyzyhttp://en.wikipedia.org/wiki/PyzyRF Arrayshttp://rfarrays.com/Seahorse Biosciencehttp://seahorsebiostore.com/Silicon Space Technologyhttp://siliconspacetech.com/Symphogenhttp://www.symphogen.com/Theroxhttp://therox.com/Xofthttp://www.xoftinc.com/Investment Team:Somu Subramaniam, Managing PartnerThomas J.A. Lavin, PartnerANew York Angelswww.newyorkangels.comNew YorkSeedEarlyInformation TechnologyMedia & Digital Media

1515 Broadway, 11th Floor, Suite 1169New YorkNY10036212-520-4313

New York Angels is an independent consortium of individual accredited angel investors. New York Angels' mission is to provide opportunities for its members to obtain outstanding financial returns by investing in early-stage technology and new media companies and accelerating them to market leadership. NYA's members are a group of more than 75 business leaders from many fields who work collaboratively, and with high levels of professional standards, to make investments in start-ups with very high growth potential. Members of the group have invested in more than 70 companies since 2003, committing more than $45 million in capital. The group provides seed and early-stage capital in the range of $100,000 - $1 million, an investment range not generally served by venture capital funds. The firm prefers to make investments in companies that are based between Boston and Washington D.C., but will consider opportunities in other areas in extraordinary circumstances. New York Angels is not a fund and does not invest as a group. The group's members collaborate on due diligence but make individual investment decisions.Portfolio companies include:Synergy Beverageshttp://www.synergybeverages.com/Aristotle Circlehttp://www.aristotlecircle.com/PayPerkshttps://www.payperks.com/Pexcardhttp://www.pexcard.com/Recogniahttp://www.recognia.com/Payoneerhttp://www.payoneer.com/SocioCasthttp://www.sociocast.com/Altruikhttp://www.altruik.com/C3 Metricshttp://c3metrics.com/Localyticshttp://www.localytics.com/Mpointhttp://mpoint.starcite.com/Live Lookhttp://www.livelook.com/Anvatohttp://www.anvato.com/Magnifyhttp://www.magnify.net/CogRxhttp://cogrx.com/uKnowhttp://uknow.uky.edu/AudioVroomhttp://www.audiovroom.com/Cookstrhttp://www.cookstr.com/Pinteresthttp://pinterest.com/DesignBuggyhttp://www.designbuggy.com/ComiXologyhttp://www.comixology.com/1000 Museumshttp://www.1000museums.com/Zero Gravityhttp://zerogravityclub.com/GridPlexhttp://gridplexnetworks.com/BioScalehttp://bioscale.com/Critical Mentionhttp://www.criticalmention.com/web/index.phpAdapt Mediahttp://adaptmedia.com/Salesconxhttp://salesconx.com/Good Health Advertisinghttp://precisionhealthmedia.com/Koolspanhttp://www.koolspan.com/ChallengePosthttp://challengepost.com/Cognition Therapeuticshttp://cogrx.com/FastTachttp://www.fasttac.com/Inconologyhttp://www.iconology.com/InnRoadhttp://www.innroad.com/Linkstormhttp://www.linkstorms.com/LikeLockhttp://www.lifelock.com/Onetexthttp://onetext.com/Pond5http://www.pond5.com/School Loophttp://www.schoolloop.com/Senscienthttp://www.senscient.com/Standout Jobshttp://standoutjobs.com/TalkShoehttp://www.talkshoe.com/talkshoe/web/main.jsp?pushNav=1&cmd=homeTransactishttp://www.transactis.com/UroValvehttp://www.urovalve.com/Viddlerhttp://www.viddler.com/CE Interactivehttp://www.crunchbase.com/company/ce-interactiveChromishttp://en.wikipedia.org/wiki/ChromisBioScalehttp://bioscale.com/Metaphor Solutionshttp://metaphortech.com/Ambient Deviceshttp://www.ambientdevices.com/Animal Attractionhttp://www.monsterreef.com/Clear Alignhttp://www.clearalign.com/Finpagohttp://pharmacy.fsaok.com/Hovrhttp://hovr.com/Masheryhttp://mashery.com/Nimbithttp://en.wikipedia.org/wiki/NimbitReimagehttp://www.reimageplus.com/Critical Mentionhttp://www.criticalmention.com/web/index.phpDigit Wirelesshttp://digitwireless.net/Broadband Energyhttp://broadbandenergy.com/Email Data Sourcehttp://www.emaildatasource.com/Visioneeredhttp://visioneered.com/Ejamminghttp://www.ejamming.com/Media Tile NTaghttp://www.fantage.com/BillTrusthttp://www.billtrust.com/Investment Team:David S. Rose, Chairman EmeritusBrian Cohen, ChairmanAngelo Abdela, TreasurerParker Gilbert, DirectorLinda Holliday, DirectorAvi Fogel, DirectorGeoff Judge, DirectorMark Schneider, DirectorJeff Seltzer, DirectorJeffrey Silverman, DirectorThomas Wisniewski, DirectorEDNew York City Investment Fundwww.nycif.orgNew YorkSeedEarlyGrowthInformation TechnologyEnergy & Clean TechLife Sciences & Healthcare

One Battery Park Plaza, 5th FloorNew YorkNY10004212-493-7400212-344-3344

The New York City Investment Fund is a private fund with a civic mission. The fund, established in 1996, under the auspices of the nonprofit Partnership for New York City, was the vision of Henry R. Kravis, founding partner of Kohlberg Kravis Roberts & Co., who serves as its Co-Chairman. It was initially capitalized by contributions of $1 million each from sixty-seven individual and corporate investors, who invested for the good of the city and without expectation of financial returns. This is an evergreen fund, in which realized gains are reinvested in other worthwhile projects. The Fund has raised in excess of $110 million and its investments typically range in size from $1 million to $5 million. The Fund provides equity or debt, structured to meet the needs of the project. It will invest at any stage of business development, but seeks to exit in about five years. To date, the Fund has invested in over eighty projects. The Fund also established the Financial Recovery Fund and raised over $11 million (including a $1 million contribution from the Civic Capital Corporation) to provide 88 recoverable grants to small businesses impacted by the events of September 11. The key criterion for investment is that the venture is likely to generate benefits for New York City and its communities. Priorities include job creation, revitalization of distressed areas and innovative ideas or products that position New York at the cutting edge of growth sector industries. The Fund invests in technology companies but only alongside an experienced lead venture capital investor.Portfolio companies include:3rd Wardhttp://www.3rdward.com/7thOnlinehttp://www.7thonline.com/American Bank Note Buildinghttp://thebanknotenyc.com/BioAccelerate NYC Prizehttp://www.bioacceleratenyc.org/C3ihttp://www.c3i-inc.com/China Center New Yorkhttp://chinacenter.com/ERSP Lab Space Loan Fundhttp://www.nycif.org/portfolio.htmlEnergyHubhttp://www.energyhub.com/Freelancers Unionhttp://www.freelancersunion.org/HarlemLaneshttp://harlemlanes.com/Hot Bread Kitchenhttp://hotbreadkitchen.org/ImageSpanhttp://www.licensestream.com/licensestream2/Portal/index.aspxIndependence Care Systemhttp://www.icsny.org/Intra-Cellular Therapieshttp://www.intracellulartherapies.com/NYC Seedhttp://www.nycseed.com/NYC Tech Connecthttp://www.nyctechconnect.com/Nan Rxhttp://www.facebook.com/nanshine.rxOasishttp://www.oasisinet.com/Outside.inhttp://outside.in/OwnEngergyhttp://www.ownenergy.net/PIN Pharmahttp://medicine-directory.net/Pharmaceutical/Pharmaceutical-Pin/QualityHealthhttp://www.qualityhealth.com/schoolnethttp://www.schoolnet.com/Scratch Music Grouphttp://www.scratchmusicgroup.com/Seaview Senior Livinghttp://www.seaviewseniorliving.com/Solar Energy Systemshttp://www.solaresystems.com/Thumplayhttp://www.thumbplay.com/Trey Whitfield Schoolhttp://treywhitfieldschool.org/Tx/Vihttp://www.txdps.state.tx.us/rsd/vi/index.htmUS Energy Grouphttp://www.use-group.com/Vivaldi Bioscienceshttp://vivaldibiosciences.com/Investment Team:Peter Cohen, General CounselMaria Gotsch, President & CEOmgotsch@nycif.orgAnthony Giugliano, Chief Financial Officeragiugliano@nycif.orgPrabhdeep Singh, AssociateJahan Ali, Senior Vice Presidentjali@nycif.orgLili Lynton, Senior Vice PresidentRishi Sidhpura, Senior AssociateMark Chou, AssociateVCNewlight Management Ventures

245 Fifth Avenue, 25th Floor New YorkNY10016212-675-6591212-675-7381

www.nlventures.comNew YorkExpansionSoftware & InternetCommunications & NetworkingBusiness Services(Jericho, NY Office)500 North Broadway, Suite 144JerichoNY11753516-433-0090516-433-0412Founded in 1997, Newlight Management is an alternative investment firm focused on technology companies managing public equity and venture capital funds that support visionary management teams with leading technologies. Newlight focuses on companies in the following sectors: software, specialty semiconductors, Internet infrastructure, communications, and business-to-business e-commerce. Newlight's investments in private technology companies are focused on expansion and later stage companies anywhere in the United States. Newlight's public market investments are focused on technology companies with market capitalizations of less than $1 billion. Portfolio companies include:Fatwire Corphttp://www.oracle.com/us/corporate/acquisitions/fatwire/index.htmlInvisionhttp://www.invisionautomotive.com/SilverCarrothttp://silvercarrot.com/VitalStreamhttp://www.internap.com/cdn-services-content-delivery-network/401kExchngehttp://www.401kexchange.com/Acrodyne Communicationshttp://www.acrodyne.com/ASCII Technologyhttp://ascii.com/ASCII/Index.htmlAuthenTechttp://www.authentec.com/CareGainhttp://www.payflex.com/Chip Expresshttp://www.chipexpress.com/Epic Cycle Interactivehttp://www.epiccycle.com/home/etrialshttps://portal.etrials.com/Massivehttp://massivesoftware.com/NetOpshttp://www.netop.com/Newpoint Technologieshttp://www.newpointtech.com/Paragohttp://www.parago.com/Peregrine Semiconductorhttp://peregrine-semi.com/Raketuhttp://www.raketu.com/en/index/VideoNexthttp://www.videonext.com/Investment Team:Robert Raucci, Managing Partnerraucci@nlventures.comRobert Brill, Managing Partnerbrill@nlventures.comRobert F. Schoff, Chief Financial OfficerVCNewWorld Capital Group, LLCwww.newworldcapital.netNew YorkMiddle MarketEnergy & Clean Tech

444 Madison Avenue, 31st FloorNew YorkNY10022212-486-3400

NewWorld Capital Group invests in the rapidly-growing environmental opportunities sector, principally in North America, which spans clean energy, energy efficiency, environmental services, waste management, water, and materials. Formed in 2009, the firm invests in middle-market companies and related infrastructure projects in the clean energy, energy efficiency, environmental services, waste management, water and materials sectors, principally in North America and selectively in Europe. NewWorld provides expansion capital to growing companies, development capital to infrastructure project developers, and project capital to production-scale plants with no technology risk, low commodity price risk, and long-term revenue contracts. The firm's founding investors include institutions and individuals with experience in the environmental opportunities sector, including Ambienta Sgr., the largest European Private Equity Firm in this sector.Portfolio companies include:Cooleradohttp://www.coolerado.com/Cleaire Advanced Emission Controlshttp://www.cleaire.com/Investment Team:Carter Bales, Chairmancarter.bales@newworldcapitalgroup.netBill Hallisey, Managing Partnerbill.hallisey@newworldcapital.netAli Iz, Managing Partnerali.iz@newworldcapital.netEverett Smith, Managing Partnereverett.smith@newworldcapital.netLou Schick, Partner and CTOlou.schick@newworldcapital.netSilda Wall Spitzer, PrincipalSasha Novograd, Associatesasha.novograd@newworldcapital.netRob Pryor, Associaterobert.pryor@newworldcapital.netPENexos Capital Partners, LLCwww.nexoscapital.comNew YorkMiddle MarketCommunications & NetworkingLife Sciences & HealthcareMedia & Digital MediaFinancial ServicesConsumer ProductsRetail & Restaurant

99 Park Avenue, Suite 1560New YorkNY10016212-907-1450212-907-1451

Founded in 2005, Nexos Capital Partners, LLC (Nexos) is a Hispanic-controlled private equity firm focused exclusively on investments in smaller U.S. companies that are owned by Hispanics, and/or which serve the needs of the diverse Hispanic community. Operating from its headquarters in New York and an office in Los Angeles, Nexos evaluates investments in all parts of the United States and in Latin America. The firm seeks investment opportunities in sectors that include consumer/retail, financial, telecommunications/media, housing-related, healthcare and businesses in procurement-related industries. Nexos generally targets companies with enterprise values in the range of $25-$75 million, with corporate revenues typically ranging from $15-$100 million. Nexos typically makes equity investments of $10 to $30 million per portfolio company.Portfolio companies include:Medical Laboratory Networkhttp://spectrumlab.org/Eki Discounthttp://www.alacrastore.com/mergers-acquisitions/Eki_Discount-3405946Quimica Estrellahttp://www.importgenius.com/shipments/quimica-estrella-s-a-c-i-ei.htmlSouthern California Food Services Holding Corporationhttp://nexoscapital.com/expertise_SCFS.htmNational Security Service/Automatic Detection Systemshttp://www.nationalsecuritysystems.net/fire%20alarms/firealarms.htmlInvestment Team: Eduardo Bohorquez, PrincipalJusto Frias, PrincipalJohn McIntire y Salazar, Principaljmcintire@nexoscapital.comJoseph J. Vadapalas, PrincipalYi Tsai, Executive DirectorAndres Castillo, Associateacastillo@nexoscapital.comJonelle Massop, AnalystVCNextStage, LLCwww.nextstagellc.comNew YorkSeedEarlyInformation TechnologySoftware & Internet

80 Broad Street, 5th FloorNew YorkNY10004212-504-2969 646-290-5983

NextStage is a closely held, private investment group founded by former executives from the application infrastructure software company BEA Systems. NextStage invests in early-stage software and technology companies. These emerging companies leverage NextStage's experience and knowledge of enterprise software and technology to accelerate their growth and to deliver value to their customers and investors. NextStage focuses on pre-institutional venture financing, providing anywhere from $500K-$5M in Series A financing. As well as direct investment, NextStage teams up with a group of seasoned financial partners and brings hands-on operational expertise. In addition, NextStage performs new venture development for exceptional market opportunities. The firm will assemble the right team and pursue opportunities from their incubation phase and onwards to venture capital financing. The firm has additional offices in Boston and San Francisco.Portfolio companies include:FirstBest Systemshttp://www.firstbest.com/ArtSelect.comhttp://www.artselect.co.uk/Atsana.comhttp://asana.com/Buildfolio.comhttp://www.linkedin.com/company/buildfolioDiode Solutionshttp://en.wikipedia.org/wiki/Diode_modellingMagfusionhttp://magfusion.com/Pentasafehttp://www.pentasafe.com/Sarvegahttp://en.wikipedia.org/wiki/SarvegaStonehousehttp://stonehousebuildingproducts.com/Red Magichttp://redmagicstore.com/index.php?main_page=index&cPath=10Investment Team:Mauricio Alvarez, Managing Directormauricio@nextstagellc.comJohn Belizaire, Managing Director,William Lee, Managing Directorwwlee@nextstagellc.comJulian Pelenur, Managing DirectorJoseph Pilkerton, Managing DirectorVCNGEN Partnerswww.ngenpartners.comNew YorkEarlyGrowthEnergy & Clean Tech

733 Third Ave., 18th FloorNew YorkNY10017212-450-9700 805-564-3156805-564-1669

NGEN Partners, LLC is a venture investing firm that invests in Cleantech and other technologies enabled by Materials Science. Founded in 2001, NGEN invests in emerging businesses that have differentiated and protected technology, validated large markets and customer visibility. Fields of interest include: Energy and efficiency technologies; Green buildings; Pollution abatement; and Water purification and monitoring. The firm usually invests in post-prototype, early and mid-stage rounds. NGEN has $500 million under management.Portfolio companies include:Brightfarmshttp://www.brightfarms.com/DIRTT Environmental Solutionshttp://www.dirtt.net/eRecycling Corpshttp://www.erecyclingcorps.com/Rayne Waterhttp://www.raynewater.com/Regen Energyhttp://www.regenenergy.com/Soraahttp://www.soraa.com/Konarkahttp://www.konarka.com/SolFocushttp://www.solfocus.com/en/index.phpSolariahttp://www.solaria.com/Tioga Energyhttp://www.tiogaenergy.com/Plutonic Powerhttp://www.plutonic.ca/eIQ Energyhttp://eiqenergy.com/Greengatehttp://www.cooperindustries.com/content/public/en/lighting/controls/brands/greengate.htmlAdura Technologieshttp://www.aduratech.com/eps corphttp://www.epscorp.com/evandtechttp://evandtec.com/Fallbrook Technologieshttp://www.fallbrooktech.com/Renaissance Lightinghttp://www.renaissancelighting.com/Renewable Fundinghttp://www.renewfund.com/MokaFivehttp://www.mokafive.com/nlytehttp://www.nlyte.com/Catalytic Solutionshttp://www.catalyticsolutions.com/Powerspanhttp://powerspan.com/Artificial Musclehttp://artificialmuscle.com/ENXSuitehttp://enxsuite.com/Flipswaphttp://flipswap.com/Hycretehttp://www.hycrete.com/Sensicorehttp://www.sensicore.com/Textronicshttp://www.textronicsinc.com/Investment Team:Peter Grubstein, Founder and Managing Membergrubstein@ngenpartners.comSteven Parry, Managing DirectorRosemary Ripley, Managing Directorripley@ngenpartners.comRobb McLarty, PrincipalJohn H. Robison, PrincipalZubin Canteenwall, Senior AssociatePENoson Lawen Partnerswww.nosonlawenpartners.comNew YorkMiddle MarketInformation TechnologyMedia & Digital Media

19 West 44th Street, Suite 812New YorkNY10036212-302-2435

Noson Lawen Partners is a buyout and growth capital investment firm focused on providing equity capital to small traditional information and media companies. The firm specializes in initiating investment transactions requiring between $3 and $10 million of equity, targeting information and media companies with revenues from under $10 million to exceeding $20 million. Typically, these are established traditional businesses that operate very successfully below the lower middle market. Noson Lawen targets businesses in the following segments: Magazine Publishers, Book Publishers, Newspapers (Daily, Weekly and National), Database Companies, Specialty Publishers, Broadcast Stations, Outdoor Advertisers, Information Providers, Cable Television Systems, and Education Companies.Portfolio companies include:Rasmussen Reportshttp://www.rasmussenreports.com/Outdoor Promotionshttp://www.opoutdoor.com/Chain Store Guidehttp://www.chainstoreguide.com/Greenleaf Book Grouphttp://www.greenleafbookgroup.com/Coming Soonhttp://www.comingsoon.net/T&D Publicationshttp://www.fs.fed.us/t-d/Gross Telecastinghttp://www.nytimes.com/1985/04/24/business/gross-telecasting-inc-reports-earnings-for-year-to-dec-31.htmlWDKY-TVhttp://www.foxlexington.com/Atlantic Publicationshttp://www.atlanticpublicationgrp.com/Gulfshore Publishinghttp://gulfshorepublishing.com/WRGB-TVhttp://www.cbs6albany.com/Andrews Publicationshttp://www.andrewsonline.com/American Mediahttp://www.americanmediainc.com/Dolan Mediahttp://www.dolanmedia.com/Dorchester Publishinghttp://en.wikipedia.org/wiki/Dorchester_PublishingSM Cablehttp://www.smcables.com/HMP Publishinghttp://www.hmpcommunications.com/Eaton Ergonomicshttp://powerquality.eaton.com/Products-services/Technical-Office-Furniture/Command-Consoles/?cx=3Investment Team:Ted Carroll, Partnertedc@nosonlawenpartners.comEarl MacomberPartner earlm@nosonlp.comCharlene Hassing, Vice President AdministrationVCNoveltek Capital Groupwww.noveltek.comNew YorkGrowthFinancial ServicesBusiness Services

521 Fifth Avenue, Suite 1700New YorkNY10175 212-286-1963212-661-7606

Headquartered in New York with offices/affiliates across Europe, Noveltek is an international business development and strategic venture & investment banking firm that combines management consulting, venture investing, and merchant banking strategies with investment banking, capital markets, and international IR expertise. Noveltek provides services and funding to emerging companies; financial institutions, law firms, and other entities that evaluate or work with emerging companies and the small to mid-cap market; and large corporations who are looking to partner with or acquire emerging companies. Noveltek focuses on growth companies requiring strategic advice, growth capital, stock promotion, business planning/management consulting, M&A, strategic alliances and exit strategies to achieve growth. Portfolio companies include:N/AInvestment Team:Gabor (Gabe) Baumann, PresidentPEOak Hill Capital Management, LLC

65 East 55th Street, 32nd FloorNew YorkNY10022212-527-8400

www.oakhillcapital.comNew YorkMiddle MarketInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareMedia & Digital MediaFinancial ServicesBusiness Services(Stamford, CT office)One Stamford Plaza263 Tresser Boulevard, 15th FloorStamfordCT06901-3236203-328-1600Oak Hill Capital invests primarily in middle-market companies with strong fundamentals, favorable competitive positions, attractive growth prospects, and superior management teams. Oak Hill adheres to a value-oriented, risk-adjusted investment approach that emphasizes a disciplined investment process focused in basic industries; business and financial services; consumer, retail, and distribution; healthcare; media and telecom; and technology. Oak Hill has strategic relationships with other Oak Hill investment partnerships that invest in other asset classes such as high yield, mezzanine and bank debt, public equities, and real estate. Oak Hill Capital manages more than $8 billion in private-equity capital and is one of several separate and independently managed partnerships that comprise more than $25 billion in investment funds.Portfolio companies include:Duane Readehttp://duanereade.com/Blackboardhttp://www.blackboard.com/Bell + Howellhttp://www.bellhowell.com/Alibrishttp://www.alibris.com/Primus Internationalhttp://primusint.com/Abilityhttp://dictionary.reference.com/browse/abilityAccentCarehttp://www.accentcare.com/Align Technologyhttp://www.aligntech.com/American Savings Bankhttp://www.asbhawaii.com/American Skiing Companyhttp://en.wikipedia.org/wiki/American_Skiing_CompanyAnchor Media Investorshttp://www.corporationwiki.com/Texas/Fort-Worth/anchor-media-kovr-partners-l-p/29569891.aspxAriel Holdingshttp://www.arielholdings.com/Atlantic Broadband Grouphttp://atlanticbb.com/Avolon Aerospace Limitedhttp://www.avolon.aero/Bell + Howell Companyhttp://www.bellhowell.com/Blackboardhttp://www.blackboard.com/Butler Schein Animal Healthhttps://www.accessbutler.com/logonu.aspCaribbean Restaurantshttp://www.caribbeanmag.com/search/restaurants/Cincinnati Bellhttp://cincinnatibell.com/Dave & Buster'shttp://www.daveandbusters.com/eGain Communicationshttp://www.egain.com/Exl Serviceshttp://exlservice.com/Financial Engineshttp://www.financialengines.com/Firth Rixsonhttp://www.firthrixson.com/GATX Logisticshttp://www.gatx.com/wps/wcm/connect/GATX/GATX_SITE/HomeGenpact Limitedhttp://www.genpact.com/Hillman Grouphttp://hillmangroup.com/IPWirelesshttp://www.ipwireless.com/Jacobson Companieshttp://www.jacobsonco.com/Local TVhttp://www.localtvllc.com/MeriStar Investment Partners Lesseehttp://www.oakhillcapital.com/portfolio/details/index.htmlMetrikahttp://www.a1cnow.com/Monsoon Commerce Solutionshttp://www.monsooncommerce.com/NSA Internationalhttp://nsa-international.com/OH Aircraft Acquisitionhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=44001719Overss.nethttp://itunes.apple.com/be/app/over-s-s/id432302878?mt=8Progressive Moulded Productshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=23020860RSC Holdingshttp://finance.yahoo.com/news/rsc-holdings-shareholders-voted-merger-161349243.htmlSecurity Networkshttp://www.securitynetworks.net/index.htmlSouthern Air Holdingshttp://www.southernair.com/SVTC Technologieshttp://www.svtc.com/Telecity Grouphttp://www.telecitygroup.com/The Container Storehttp://www.containerstore.com/TravelCenters of Americahttp://www.tatravelcenters.com/Vantage Oncologyhttp://www.vantageoncology.com/Vertex Data Sciencehttp://www.vertexgroup.com/ViaWesthttp://www.viawest.com/WideOpenWesthttp://www.wowway.com/Willams Scotsmanhttp://www.willscot.com/Wometco Cablehttp://en.wikipedia.org/wiki/Wometco_Home_TheaterInvestment Team:Michael Warren, PrincipalJ. Taylor Crandall, Managing PartnerSteven B. Gruber, Managing Partnersgruber@oakhillcapital.comDenis J. Nayden, Managing Partnerdnayden@oakhillcapital.comKevin M. Mailender, Principalkmailender@oakhillcapital.comDavid S. Scott, PrincipalJeffrey M. Mills, Principaljmills@oakhillcapital.comPEOaktree Capital Management, LP

1301 Avenue of the Americas, 34th FloorNew YorkNY10019212-284-1900212-284-1901

www.oaktreecapital.comNew YorkMiddle MarketManufacturing & IndustrialBusiness Services(Stamford, CT Office)680 Washington Blvd., 6th FloorStamfordCT06901 203-363-3200 203-363-3210Oaktree Capital Management was founded in April 1995 by Principals of Trust Company of the West who had directed TCW's high yield bond, convertible value, distressed debt, principal investment and distressed real estate activities. The founders were joined at Oaktree by 90% of their former TCW investment staff, including 100% of the senior investment professionals. Oaktree is comprised of nine Principals and approximately 600 staff members in Los Angeles, New York, London, Amsterdam, Frankfurt, Paris, Seoul, Shanghai, Singapore, Tokyo, Hong Kong, and Stamford, Connecticut. The firm's Private Equity strategy is to invest in companies in which it can obtain control or substantial influence, often although not necessarily, through the medium of distress. The firm's use of leverage is very limited. In 2001, Oaktree established a new strategy in mezzanine investments with a targeted investment size of $20-$75 million, addressing the need for capital to help finance leveraged buyouts, recapitalizations, acquisitions or corporate growth. Oaktree (OAK) went public on the New York Stock Exchange with an IPO on April 12, 2012.Portfolio companies include:Nordenia Internationalhttp://www.nordenia.com/Bristol Farmshttp://www.bristolfarms.com/Investment Team:Howard Marks, ChairmanBruce Karsh, President and Portfolio Manager, Distressed Debtbkarsh@oaktreecap.comJohn Frank, Managing Principaljfrank@fgllp.comKevin Clayton, Principal and Directorkclayton@oaktreecap.comSteve Kaplan, Principal and Portfolio Manager Opportunitiesskaplan@oaktreecap.comLarry Keele, Principal and Portfolio Manager Convertible SecuritiesDavid Kirchheimer, Chief Financial and Administrative OfficerRichard Masson, Outside DirectorSheldon Stone, Principal and Portfolio Manager, High Yield BondsPEOdeon Capital Partners, LPwww.odeoncapital.comNew YorkMiddle MarketSoftware & InternetLife Sciences & HealthcareEnergy & Clean TechFinancial ServicesManufacturing & IndustrialBusiness ServicesConsumer Products

747 3rd Avenue, 24th Floor, Suite ANew YorkNY10017212-785-1300212-785-3159

Odeon Capital Partners I, founded in 1999, is a limited investment partnership with $115 million in committed private equity capital under management. Odeon I's investment focus was on enterprise software, supply chain software, and business services companies, and the principals continue to actively manage nine of those investments. The firm is currently investing from its second fund, Odeon Capital Partners II, L.P., a $250 million private equity fund. Odeon Capital II seeks to invest value-added growth capital in established private companies and select under-followed and under-valued public companies. The fund seeks to invest in established growth companies in four sectors: enterprise software, outsourced business services, healthcare services, and rapidly growing manufacturing and distribution companies with a proprietary or technological edge. Odeon also has an interest in companies operating in the energy, healthcare, financial services, consumer, and clean technology verticals. Odeon seeks to invest $10 to $15 million in companies with trailing annual revenues of $25 million to $100 million.Portfolio companies include:Dealtimehttp://www.dealtime.com/Analyticshttp://www.google.com/analytics/FalconStorhttp://www.falconstor.com/Aviconhttp://www.avicon.com/BowStreethttp://www-03.ibm.com/press/us/en/pressrelease/19064.wssShopping.comhttp://www.shopping.com/eB2xhttp://www.manta.com/c/mmymtfp/eb2x-incService Channelhttp://www.servicechannel.com/sc/login/index.htmlInvestment Team:Matthew Smith, Managing and Founding Partnermsmith@odeoncapital.comJeffrey Finkle, Managing and Founding Partnerjfinkle@odeoncapital.comMarc Aronstein, Partnermaronstein@odeoncapital.comQayyum Hafeez, Principalghafeez@odeoncapital.comPEOne Equity Partnerswww.oneequity.comNew YorkMiddle MarketInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialDefense & Homeland Security

320 Park Avenue, 18th Floor New YorkNY10022212-277-1500 212-277-1533

One Equity Partners (OEP) makes private equity investments behind compelling business ideas and strong management teams. Established in 2001, OEP manages $11 billion of investments and commitments for JPMorgan Chase & Co. in direct private equity transactions. Partnering with management, OEP invests in transactions that initiate strategic and operational changes in businesses to create long-term value. OEP's investment professionals are located across North America and Europe, with offices in New York, Chicago and Frankfurt. One Equity Partners acts as a lead equity investor in management-led buyouts, and growth capital financing with a particular emphasis on corporate partnerships and divestitures. OEP typically invests $50 million to $500 million per transaction, but historical investments have ranged from $3 million to over $500 million. OEP invests in a variety of industries, including defense, chemicals, healthcare, technology, and manufacturing.Portfolio companies include:Apollo Health Streethttp://apollohealthstreet.com/AMAG Austria Metalhttp://www.amag.at/AMAG-Metal.1171.0.html?&L=0CellTrion Healthcarehttp://www.celltrionhealthcare.com/WEBSITE/01_AboutUs/about01.asp?menu_num=1Dailycer Grouphttp://www.dailycer.com/en/dailycer-group/Duropackhttp://www.duropack.org.in/East Balt Bakerieshttp://eastbalt.com/Expert Global Solutionshttp://expertgs.com/Mandianthttp://mandiant.com/Nippon Gas Co.http://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?ticker=8174:JPSonneborn Refined Productshttp://sonneborn.com/Wright Medical Grouphttp://www.wmt.com/EMCON Technologieshttp://supplier.emcontechnologies.com/Genbandhttp://www.genband.com/Prodigy Health Grouphttp://www.prodigyhealthgroup.com/Travelporthttp://www.travelport.com/Allied Advanced Technologieshttp://www.manta.com/c/mm4fzt5/allied-advanced-technologiesANX eBusinesshttp://www.anx.com/Arthrocarehttp://www.arthrocare.com/Chemlogics Grouphttp://www.manta.com/c/mmy12r0/chemlogics-groupChina Medicinehttp://en.wikipedia.org/wiki/Traditional_Chinese_medicineColumbian Chemicalshttp://www.columbianchemicals.com/Constantiahttp://townconstantia.org/DC Chemicalshttp://www.dc-chemical.com/GlobalPackhttp://globalpack-usa.com/Luca Technologieshttp://lucatechnologies.com/NCO Grouphttp://www.ncogroup.com/Netashttp://en.wikipedia.org/wiki/%C3%91etasOpen Range Communicationshttp://www.openrangecomm.com/Patil Rail Infratrusturehttp://www.patilgroup.com/Pfleidererhttp://www.pfleiderer.com/en/indexPortal de Documentoshttp://www.linkedin.com/company/portal-de-documentosPrecision Gear/Merit Gearhttp://www.meritgear.com/Schoeller Arca Systemshttp://www.schoellerarcasystems.com/SmarTrachttp://www.smartrac-group.com/Sud-Chemie AGhttp://business.highbeam.com/company-profiles/info/240/sud-chemie-agSystagenix Wound Managementhttp://www.systagenix.com/Telwareshttp://www.telwares.com/Travel Leaders Grouphttp://travelleaders.com/TV Guide Networkhttp://www.tvguide.com/channel/Vacuumschmeiza GmbHhttp://www.vacuumschmelze.de/index.php?id=30&L=2Vertruehttp://www.vertrue.com/Western Hospitalshttp://www.westernsussexhospitals.nhs.uk/X-Ritehttp://www.xrite.com/home.aspx?region=94&lang=enInvestment Team:Dick Cashin, Managing Partnerdick.cashin@oneequity.comChristian Ahrens, Managing Directorchristian.ahrens@oneequity.comRaphael de Balmann, Managing DirectorGreg Belinfanti, Managing DirectorHenry Briance, Managing DirectorAndrew Dunn, Managing DirectorColin Farmer, Managing DirectorTim Gollin, Managing DirectorDavid Han, Managing DirectorJamie Koven, Managing DirectorJoseph Michels, Ph.D., Managing DirectorJac Nasser, Managing DirectorDavid Robakidze, Managing DirectorCharles Scharf, Managing DirectorRick Smith, Managing DirectorDavid Walsh, Managing DirectorVCOrbiMedwww.orbimed.comNew YorkGrowthLife Sciences & HealthcareMedical Device

601 Lexington Avenue, 54th FloorNew YorkNY10022212-739-6400

OrbiMed is the world's largest healthcare-dedicated investment firm with approximately $5 billion in assets under management. OrbiMed's investment advisory business was founded in 1989 with a vision to invest across the spectrum of healthcare companies from private start-ups to large multinational companies. OrbiMed manages the Caduceus Private Investments series of venture capital funds and a family of public equity investment funds. OrbiMed seeks to be the capital provider of choice for life sciences companies pursuing growth and new opportunities. As a result of OrbiMed's growing capabilities in private equity, the firm launched a dedicated venture capital fund, Caduceus Private Investments, in 2000. Caduceus Private Investments II followed in 2003 and Caduceus Private Investments III was launched in 2006 with committed capital of over $500 million. Today, OrbiMed has a singular focus on seeking successful investments on a worldwide basis across the entire spectrum of private and publicly-traded life sciences companies. For privately-held companies, OrbiMed typically invests between $5 million and $40 million and the firm prefers mid-stage companies focused on drug development, drug discovery, and medical devices.Portfolio companies include:Acceleron Pharmahttp://www.acceleronpharma.com/Cerenis Therapeuticshttp://www.cerenis.com/index.aspInsulethttp://www.myomnipod.com/ViewRayhttp://viewray.com/Adimabhttp://www.adimab.com/Afimedhttp://en.wikipedia.org/wiki/AffirmedAmarinhttp://www.amarincorp.com/Ambit Bioscienceshttp://www.ambitbio.com/Amnishttp://www.amnis.com/Antherahttp://anthera.com/Aragon Pharmaceuticalshttp://www.aragonpharmaceuticals.com/Arsanis Biosceinceshttp://arsanis.com/Athersyshttp://www.athersys.com/Bharat Serums and Vaccineshttp://www.bharatserums.com/Biodelhttp://www.biodel.com/Biolexhttp://www.biolex.com/Bonovo Orthopedicshttp://www.bonovo-ortho.com/Cerapedicshttp://cerapedics.com/Cerimon Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=24448095ChemoCentryxhttp://www.chemocentryx.com/Complete Genomicshttp://www.completegenomics.com/Crown Bioscienceshttp://www.crownbio.com/DFinehttp://www.dfineinc.com/Ecron Acunovahttp://ecronacunova.com/Eddingpharmhttp://www.eddingpharm.com/Enobiahttp://www.enobia.com/ForteBiohttp://www.fortebio.com/Glaukoshttp://www.glaukos.com/Good Start Geneticshttp://www.goodstartgenetics.com/Igenicahttp://igenica.com/Inhibitexhttp://inhibitex.com/Kalidex Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=115649601MacroGenicshttp://www.macrogenics.com/MethylGenehttp://methylgene.com/NeuroAxonhttp://neuraxon.com/NxStage Medicalhttp://www.nxstage.com/Pacira Pharmaceuticalshttp://www.pacira.com/index.phpPharmAbcinehttp://pharmabcine.com/Pieris AGhttp://www.pieris-ag.com/Realtonhttp://www.realtor.com/Receptoshttp://receptos.com/Relypsahttp://relypsa.com/Response BioMedical Corp.http://www.responsebio.com/index.aspRoka BioSciencehttp://rokabio.com/Selecta Bioscienceshttp://www.selectabio.com/Shasunhttp://www.shasun.com/Sientrahttp://www.sientra.com/Singulexhttp://singulex.com/SMT Research and Developmenthttp://www.keystoneheart.com/index.phpsuperDimensionhttp://superdimension.com/Supernus Pharmaceuticalshttp://www.supernus.com/Vessix Vascularhttp://www.vessixvascular.com/Investment Team:Samuel D. Isaly, Founder and Managing Partnerisalys@orbimed.comSven H. Borho, CFA, Founding General Partnerborhos@orbimed.comCarl L. Gordon, Ph.D, CFA, Founding General Partnergordonc@orbimed.comMichael B. Sheffery, Ph.D, Founding General Partnershefferym@orbimed.comJonathan T. Silverstein, JD, General Partnersilversteinj@orbimed.comW. Carter Neild, CFA, General PartnerGeoffrey C. Hsu, General PartnerW. Carter Neild, General PartnerEvan Sotiriou, CFA, Chief Financial OfficerKerrie Swingle, Director of Investor ServicesPEOvation Capital PartnersNew YorkMiddle MarketInformation TechnologyFinancial ServicesBusiness Services

19 W 44th St., #611New YorkNY10036212-209-3036212-209-3039

Founded in 1999, Ovation Capital is an investment management firm that focuses on alternative assets. The firm generally invests $1 million to $5 million, which is typically used for accelerating revenue growth, making acquisitions, or enabling shareholder liquidity. Ovation focuses investments on technology, financial and business service companies smaller than those in the middle market but larger than those in the startup stage. The firm invests mostly in companies within a 90-minute flight from New York City, but will co-invest alongside a strong locally-based investor in more distant locations. Portfolio companies include:Connectivahttp://www.connectivasystems.com/adxhttp://www.adx.ae/Navtrakhttp://www.navtrakgps.com/Federationhttp://en.wikipedia.org/wiki/FederationInvestment Team:Greg Frank, Managing Partnergreg@ovationcapital.comDavid FrankelTodd Squilanti, PartnerPEPaine & Partners, LLCwww.painepartners.comNew YorkMiddle MarketLateFinancial ServicesManufacturing & IndustrialBusiness ServicesConsumer ProductsAgriculture & Agricultural Science

461 Fifth Avenue, 17th FloorNew YorkNY10017212-379-7200212-379-7235

Paine & Partners is a value-driven private equity firm that provides equity capital for management buyouts, going private transactions, and company expansion and growth programs. Paine & Partners engages exclusively in friendly transactions developed in cooperation with a company's management, board of directors, and shareholders. Before founding Paine & Partners in 2006, W. Dexter Paine cofounded Fox Paine & Company, which invested over $2.3 billion in 21 platform investment companies and made 73 follow-on acquisitions in over 20 countries, representing $7.4 billion in enterprise value. Paine's industry focus includes financial services, industrial, agribusiness, and food and protein. Paine maintains additional offices in Chicago and San Mateo, CA.Portfolio companies include:Icicle Seafoodshttp://www.icicleseafoods.com/Costa Grouphttp://www.costagroup.com.au/Scanbiohttp://www.scanbio.co.uk/Stabilushttp://www.stabilus.com/WireCo World Grouphttp://www.wirecoworldgroup.com/Erno Laszlohttp://www.ernolaszlo.com/L'Artisan Parfumeurhttp://www.artisanparfumeur.com/Capital Zhttp://www.capitalz.com/Icicle Seafoodshttp://www.icicleseafoods.com/R360 Environmental Solutionshttp://www.r360environmentalsolutions.com/Investment Team: W. Dexter Paine, III, Partnerdpaine@painepartners.comMitchell S. Presser, PartnerKevin M. Schwartz, PartnerDavid Buckeridge, PartnerAngelos J. Dassios, PartnerAndrew M. Freeman, PartnerPEPalladium Equity Partners, LLCwww.palladiumequity.comNew YorkMiddle MarketLife Sciences & HealthcareMedia & Digital MediaFinancial ServicesManufacturing & IndustrialBusiness ServicesConsumer Products

Rockefeller Center1270 Avenue of the Americas, Suite 2200New YorkNY10020212-218-5150212-218-5155

Palladium Equity Partners provides equity capital to middle market companies seeking to achieve the next level of growth. Palladium principals have invested more than $1.5 billion of equity in more than 60 portfolio companies over the last two decades while developing a track record of successful partnerships with management teams. Formed in 1997, the firm currently has committed equity capital in excess of $1 billion. Palladium invests across a range of industries that target the U.S. Hispanic market. These companies generally fall in sectors in which the partners have substantial experience, such as business services, consumer/retail, financial services, food & beverage, healthcare, manufacturing, and media. Transactions include leveraged buyouts, recapitalizations, corporate spin-outs, growth financings and restructurings, usually representing an equity investment of $15 - $75 million in companies with yearly revenues of $25 - $500 million, although larger transactions are executed with the participation of investors and other relationships.Portfolio companies include:ABRA Auto Body & Glasshttp://www.abraauto.com/American Gilsonite Companyhttp://americangilsonite.com/ATC Panelshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28994686Prince Mineral Holdinghttp://www.princeminerals.com/Taco Buenohttp://www.tacobueno.com/American Gilsonite Companyhttp://americangilsonite.com/Cannella Response Televisionhttp://www.drtv.com/Capital Contractorshttp://capitalcontractors.com/home.aspxCeleritashttp://celeritas.com/DailyMehttp://dailyme.com/DolEx Dollar Expresshttp://dolex.com/Herald National Bankhttps://www.hbnysecure.com/Jordan Health Serviceshttp://www.jhsi.com/Mission Community Bankhttp://missioncommunitybank.com/PROMERICA Bankhttps://www.proamericabank.com/en/index.aspRegional Managementhttp://www.regionalmgmt.com/Remesas Quisqueyanahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4555880Sahale Snackshttp://sahalesnacks.com/Teasdalehttp://www.teasdale.net/Todobebehttp://www.todobebe.com/Wise Foodshttp://wisefoodstorage.com/Investment Team:Marcos A. Rodriguez, Founder and Managing Partnermrodriguez@palladiumequity.comDavid Perez, Managing Directordperez@palladiumequity.comAlex Ventosa, Managing Directoraventosa@palladiumequity.comLuis Zaldivar, Principallzaldivar@palladiumequity.comErik A. Scott, PrincipalMBParamount BioCapital, LLCNew YorkMiddle MarketLife Sciences & Healthcare

787 Seventh Avenue, 48th FloorNew YorkNY10019212-554-4300

Founded in 1991 by Lindsay A. Rosenwald, M.D., Paramount BioCapital, LLC is a global pharmaceutical development and healthcare investement firm that conceives, nurtures, and supports new biotechnology and life-sciences companies. For nearly 20 years since its founding, Paramount BioCapital has created and/or substantially financed scores of biotechnology and life-sciences companies. Its current portfolio companies have dozens of product candidates in clinical trials at this time and more in pre-clinical development. BioCapital is the a division of Paramount Capital Group. Paramount BioCapital also maintains an office in San Diego, CA. Portfolio companies include:Alacrity Bioscienceshttp://alacritybio.com/Cutanea Life Scienceshttp://cutanealife.com/Mt. Cook Pharmahttp://www.mtcookpharma.com/content/index.htmlInvestment Team:Lindsay Rosenwald, M.D., Chairman and Chief Executive OfficeroJay Lobell, J.D., President and Chief Operating Officerjlobell@paramountbio.comBrian Leigh, Chief Medical OfficerBertrand Liang, M.D., Vice ChairmanJohn Graham, President, Paramount Corporate DevelopmentPEPatriarch Partners, LLCwww.patriarchpartners.comNew YorkMiddle MarketInformation TechnologyLife Sciences & HealthcareMedia & Digital MediaManufacturing & IndustrialConsumer Products

32 Avenue of the Americas, 17th FloorNew YorkNY10013212-825-0550

Patriarch Partners, LLC is an investment firm in New York, which together with its affiliates, provides portfolio management services and serves as investment advisor to multiple leveraged funds and a private equity fund. Founded in 2000 by Lynn Tilton, Patriarch provides innovative financial solutions, strategic direction and operational expertise to companies undergoing periods of pervasive change. Patriarch currently monitors credit facilities in respect to approximately $8 billion dollars of assets under its management, including equity positions (majority and minority) in more than 70 companies. The firm invests is a wide variety of industries including Aerospace, Automotive, Consumer Products, Healthcare, Manufacturing, Media & Entertainment, Textiles, and Technology.Portfolio companies include:Gorham Paper Millhttp://www.gorhampt.com/Home.aspxRapid Rackhttp://www.rapidrack.com/Jacobs Industrieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4788169Scan-Opticshttp://www.scanoptics.com/Heritage Aviationhttp://heritageaviationllc.com/Intrepid USAhttp://www.intrepidusa.com/Remco Maintenancehttp://myremco.com/index_flash.htmSnelling Staffinghttp://www.snelling.com/Transcarehttp://www.transcare.com/American LaFrancehttp://www.americanlafrance.com/Dura Automotivehttp://www.duraauto.com/Global Automotive Systemshttp://www.globalautosys.com/Mobile Armored Vehicleshttp://mavehicles.com/Emag Solutionshttp://www.emaglink.com/Intera Grouphttp://www.interainc.com/Netversant Solutionshttp://netversant.com/Realtime Intelligencehttp://www.rtintel.com/Universal Instrumentshttp://www3.uic.com/Xpient Solutionshttp://xpient.com/Petry Mediahttp://www.petrymedia.com/Ansaldo Sistemi Industrieshttp://www.asiansaldo.com/english/rubber_and_plastic.phpOasishttp://www.oasisinet.com/Old Town Fuel and Fiberhttp://oldtownff.com/Vulcan Engineeringhttp://vulcangroup.com/Best Textileshttp://www.besttextiles.com/Duro Textileshttp://www.duroindustries.com/Swift Galeyhttp://www.answers.com/topic/swift-galey18oshttp://www.180s.com/Acme International Enterpriseshttp://www.acme-usa.com/Croscillhttp://www.croscill-living.com/Dana Classic Fragranceshttp://www.danaclassics.com/Fetco Home Decorhttp://www.fetcohomedecor.com/Glenoit/Ex-Cell Home Fashionshttp://www.excell-living.com/Hartwell apparelhttp://catalog.hartwell.com/osp/Shop/hartwellJane Cosmeticshttp://www.janecosmetics.com/cms/index/Natura Waterhttp://www.naturawater.com/Performance Designed Productshttp://www.pdp.com/Rand McNallyhttp://www.randmcnally.com/Signature Styles-- Spiegel/Newport News/Shapefxhttp://blog.ch11cases.com/2011/06/signature-styles-spiegel-newport-news.htmlStila Cosmeticshttp://www.stilacosmetics.com/Investment Team:Lynn Tilton, CEO and PrincipalEmil Giliotti, Managing DirectorJohn Harrington, Managing DirectorW. Randall Jones, Managing DirectorJean-Luc Pelissier, Managing DirectorEdward W. Ricci II, Managing DirectorVCFOFSECPaul Capital Partnerswww.paulcapital.comNew YorkEarlyLife Sciences & Healthcare

Two Grand Central Tower 140 East 45th Street, 44th FloorNew YorkNY10017646-264-1100646-264-1101

Founded in 1991, Paul Capital Partners manages a total of more than $7.3 billion dollars across three investment funds. The firm maintains three distinct areas of investment: Fund of Funds, Secondary Investments, and Healthcare. The Paul Capital Fund of Funds investment team focuses on investments in specialized areas of private equity: venture capital and small cap buyouts. The Secondary Investments platform offers creative liquidity solutions to meet the unique needs of private equity investors. The Healthcare platform focuses on commercial stage healthcare products and investment opportunities and has $1.6 billion in capital under management. Paul Capital has over ninety employees, with offices in San Francisco, New York, London, Paris, Hong Kong, and Sao Paulo. Portfolio companies include:Aventishttp://en.wikipedia.org/wiki/AventisDyaxhttp://www.dyax.com/careers.htmlVernalis PLChttp://www.vernalis.com/Acorda Therapeuticshttp://www.acorda.com/Oscient Pharmaceuticalshttp://www.oscientrestructuring.com/Pharming Grouphttp://www.pharming.com/Plethora Solutionshttp://www.plethorasolutions.co.uk/SkyePharmahttp://www.skyepharma.com/SpePharmhttp://spepharm.com/Glenmarkhttp://www.glenmark-generics.com/Orthovitahttp://www.orthovita.com/Verus Pharmaceuticalshttp://en.wikipedia.org/wiki/Verus_PharmaceuticalsInvestment Team:Walter Flamenbaum, M.D., General Partnerwflamenbaum@paulcap.comLionel Leventhal, General Partnerdleventhal@paulcap.comSimon Guenzl, Partnersguenzl@paulcap.comJean-Pierre Naegeli, Partnerjpnaegeli@paulcap.comBrian W. Sullivan, Partnerbsullivan@paulcap.comJohn R. Leone, Partnerjleone@paulcap.comRichard Chow, Principalrchow@paulcap.comWilliam Clifford, Principalwclifford@paulcap.comDavid B. Lippman, Principaldlippman@paulcap.comTodd Miller, Principaltmiller@paulcap.comAndrew Rubinstein, Principalarubinstein@paulcap.comPhilip Paul, Founder and Managing DirectorPEPecks Management Partners, Ltd.www.pecks.comNew YorkMiddle MarketInformation TechnologyFinancial ServicesMedia & Digital Media

One Rockefeller Plaza, Suite 1427New YorkNY10020212-332-1333212-332-1334

Pecks Management Partners, Ltd., founded in 1990, specializes in managing portfolios of private mezzanine securities for institutional clients. Pecks investment activities have concentrated principally on providing growth capital to small-to-medium-sized companies, both public and private. Pecks also co-manages, with Brookside Capital, Brookside Pecks Capital Partners, L.P., a Small Business Investment Company (SBIC) debenture fund. The Fund was licensed in August 2002 and has, with available leverage, approximately $118 million of investable funds. The Fund focuses on mezzanine investment opportunities in small and mid-sized U.S.-based companies seeking long-term capital to support leveraged buyouts, strategic acquisitions, growth capital, and recapitalizations. The Fund seeks to invest between $3.0 million and $7.5 million per transaction. Portfolio companies include:Cardiff Holdingshttp://cardiffholdings.com/MainStreet Mediahttp://www.mainstreetmg.com/Dimexhttp://dimexcorp.com/Investment Team:Robert S. Cresci, Managing Directorbcresci@pecks.comJohn A. Capperella, Jr., Senior Vice Presidentjcapperella@pecks.comDora Garcia, Executive Assistantdgarcia@pecks.comVCPEFOFSECPEI Fundswww.peifunds.comNew YorkEarlyMiddle MarketInformation TechnologyManufacturing & IndustrialBusiness Services

505 Park Avenue, 4th FloorNew YorkNY10022212-750-1228212-750-2685

Founded in 1992, PEI (Private Equity Investors) is a specialist in small private equity secondary purchases and a primary investor in venture capital, growth equity and buyout funds. PEI is headquartered in New York and has regional partners in Chicago, San Francisco and Tokyo. PEI is a leader in small secondary purchases, typically transactions less than $50 million in net asset value. Historically, PEI has completed 250 purchases of LP interests in over 100 different fund groups, many of which are among the leading venture capital and buyout funds in the U.S. PEI has completed transactions of less than $1 million to more than $100 million. The scope of PEI's business includes purchasing: limited partnership interests, portfolios of direct private holdings, and all of the assets of a fund or fund-of-funds. PEI has purchased the remaining assets of 18 funds, enabling the managers of those funds to wind them down. PEI's holdings, primarily U.S.-based, have included investments in more than 1,700 portfolio companies, covering a broad cross-section of the U.S. economy. PEI also manages primary funds-of-funds that invest in venture capital, growth equity and buyout funds at the time of their origination.Portfolio companies include:N/AInvestment Team:Chuck Stetson, Managing Directorcstetson@peifunds.comDavid B. Parshall, Managing Directordparshall@peifunds.comGunnar B. Fremuth, Managing Directorgfremuth@peifunds.comBenjamin Wilson, Vice Presidentbwilson@peifunds.comJeanne Liou, Controllerjliou@peifunds.comKenneth W. Rind, Partner, PEICVkrind@peifunds.comVCPennell Venture Partnerswww.pennell.comNew YorkEarlySoftware & InternetBusiness Services

332 Bleecker St., #K-67New YorkNY10014718-855-7087 646-365-3195

Pennell Venture Partners (PVP) is an early-stage venture investor based in New York City formed to meet the need for professional early-stage risk capital in New York, and help bridge the gap in the investor marketplace between angel investors and institutional venture capital funds. Pennell Venture Partners, LLC, is the General Partner of Pennell Venture Partners Marathon Fund, LP and Pennell Venture Partners Marathon Fund II, LP. Thomas Pennell, the President of the General Partner, founded PVP in 1996 and established the Marathon Fund in 1998 and the Marathon Fund II in 2000. Through Marathon Fund, PVP makes investments of up to $1.5 million. PVP takes an interest in companies that develop niche product offerings, that have quantifiable value for their customers, and increase corporate productivity in mission critical areas or simplify the management of non-core corporate functions. Accordingly, PVP invests in companies with software or services that enhance corporate performance in a number of sectors including: Business intelligence software, Outsourced business services, Administrative assistance software, Data management and analytical tools, and Productivity enhancing software.Portfolio companies include:Acorn Systemshttp://www.acornsys.com/Centivhttp://www.centiv.com/WAM Systemshttp://www.wamsystems.com/Sawgrasshttp://www.simon.com/mall/default.aspx?ID=1262Niadynehttp://nia24.com/Online Benefitshttp://benefits.northropgrumman.com/Pages/Home.aspxFullscopehttp://www.fullscope.com/Critical Mentionhttp://www.criticalmention.com/web/index.phpInvestment Team:Kenneth D. AlpartArnold L. CohenR. Michael CollinsDavid DempseySteven R. NavarroRonald R. ReedManuel D. RonLeathem S. StearnJeffrey D. SummaKimberly P. TaylorArvind WaliaPEFOFSECPermal Capital Managementwww.permalcapital.comNew YorkMiddle MarketManufacturing & IndustrialBusiness ServicesTransportation & Distribution

900 Third Avenue, 28th FloorNew YorkNY10022212-418-6500212-418-6510

Established in 1990, Permal Capital is an autonomous entity within the Permal Group, a pioneer in the formation of multi-manager vehicles in the alternative investment asset class. Permal Capital investment activities include: primary funds (newly formed private equity funds, managed by top-performing independent managers); secondary market interests (purchasing interests in existing limited partnerships from investors seeking liquidity); liquidity managed structures (allows full funding of investor subscriptions with liquidity managed for the investor to mitigate J curve and other inefficiencies); and direct investments in dynamic private companies, providing liquidity to existing investors (secondary directs) or investing alongside leading private equity firms with specific expertise and established relationships with Permal. The Permal Group Ltd. is owned by Legg Mason, Inc. and Permal Group Management. Prior to the purchase by Legg Mason on November 3, 2005, Permal Group was owned by Sequana Capital (formerly Worms & Cie). Permal maintains additional offices in downtown Boston.Portfolio companies include:N/AInvestment Team:Thomas M. DeLitto, ChairmanRed Barrett, President and Chief Executive OfficerRobert Di Geronimo, Managing Directorrdg@permal.comBen Marino, Managing Director, CFO, and Chief Compliance Officerbmarino@permal.comMichael D'Agostino, Principalmdagostino@permalcapital.comAdriaan Zur Muhlen, Managing Directorazurmuhlen@permal.comPEPermira Advisers LLCwww.permira.comNew YorkMiddle MarketMedia & Digital MediaConsumer ProductsRetail & Restaurant

320 Park Avenue, 33rd FloorNew YorkNY10022212-386-7480212-386-7481

Permira is a leading, European-based private equity firm. Permira acts as adviser to the 19 Permira Funds, totaling approximately Euro 20 billion, that have been raised since 1985. These funds have invested in over 190 transactions in over 15 different countries, in companies across a variety of sectors and geographies, at all stages of the business lifecycle. The firm has returned close to EURO 14 billion to its investors over the past decade. By geography, some 55% of the capital committed to the most recent fund came from European institutions (41% from the UK), 35% from North American, 8% from the Far East and 2% from the Middle East. The Permira Funds target acquisition opportunities with transaction sizes of EURO 500 million or more, focusing in the following sectors: chemicals; consumer; industrial products & services; technology; and media & telecoms. Permira established an office in New York in 2002, reflecting the international stature of many of the companies in which the Permira Funds have invested (which have in excess of EURO 3.2 billion in sales and more than 6,000 employees in the United States). Overall, Permira operates 12 offices across Europe, the US, and Asia. The Permira Funds typically seek to take majority or significant minority stakes in transaction types including Financial Acquisitions, Leveraged buy-outs and buy-ins, Public-to-private transactions, Turnarounds, and Growth buy-outs.Portfolio companies include:Genesyshttp://www.genesys.org/BakerCorphttp://www.bakercorp.com/Maxedahttp://www.maxeda.com/EN/Home.aspxNetafilmhttp://www.netafim.com/OdigeOhttp://www.odigeo.com/Renaissance Learninghttp://www.renlearn.com/Freescale Semiconductorhttp://www.freescale.com/NDS Grouphttp://en.wikipedia.org/wiki/NDS_GroupProSiebenSat. 1 Mediahttp://en.prosiebensat1.com/Valentino Fashion Grouphttp://www.valentinofashiongroup.com/Creganna-Tactx Medicalhttp://www.cregannatactx.com/Asia Broadcast Satellitehttp://www.absatellite.net/eDreamshttp://www.edreams.net/Just Retirementhttp://www.justretirement.com/NDShttp://www.ndspro.com/Marazzi Grouphttp://www.marazzi.it/enArysta LifeSciencehttp://www.arystalifescience.com/Galaxy Entertainmenthttp://www.galaxyentertainment.com/Hugo Boss and Valentinohttp://www.hugoboss.com/us/en/collection.phpProvimihttp://www.provimi.com/AA Sagahttp://en.wikipedia.org/wiki/AA_SagaSisalhttp://en.wikipedia.org/wiki/SisalALL3Mediahttp://www.all3media.com/iglohttp://iglo.com/Telepizzahttp://www.telepizza.es/Inicio.aspxTDChttp://tdcj.state.tx.us/Cortefielhttp://cortefiel.com/Maxedahttp://www.maxeda.com/EN/Home.aspxNew Lookhttp://www.newlook.com/DionSol Supermercadoshttp://en.wikipedia.org/wiki/DinoSolSeat PGhttp://www.seat.it/seat/en/index.htmlInvestment Team:Richard Carey, Partnerrichard.carey@permira.comTom Lister, Co-Managing Partnertom.lister@permira.comHenry Minello, Principalhenry.minello@permira.comJohn Coyle, PartnerVCPEPerseuswww.perseusllc.comNew YorkEarlyMiddle MarketInformation TechnologyLife Sciences & HealthcareMedical DeviceEnergy & Clean Tech

1325 Avenue of the Americas, 25th FloorNew YorkNY10019212-651-6400212-651-6399

Perseus is a merchant bank and private equity fund management company headquartered in Washington, D.C., with an office in New York and an associated advisory firm in Munich. Since its inception in 1995, Perseus has invested in numerous buyout and growth equity transactions in the United States, Canada, and Western Europe. Perseus manages seven investment funds with capital commitments totaling approximately $1.6 billion. Among these funds, Perseus invests in small buyout, growth, venture capital, acquisition, and recapitalization opportunities in a variety of areas, including undervalued public companies and distressed investments; biotechnology and medical device consolidations; and energy, environmental and engineering technology investments. In addition, Perseus co-manages a $449 million fund that invests exclusively in life sciences companies.Portfolio companies include:Ascenta Therapeuticshttp://www.ascenta.com/Baumot AGhttp://www.baumot.ch/index.cfm?lng=enBeacon Power Corporationhttp://beaconpower.com/BPL Global Ltd.http://www.bplglobal.net/Calydonhttp://en.wikipedia.org/wiki/CalydonCardiac Sciencehttp://www.cardiacscience.com/Chroma Energyhttp://www.chromaenergy.com/Clean Energy Fuels Corp.http://www.cleanenergyfuels.com/Conversehttp://www.converse.com/Cymbethttp://www.cymbet.com/Deutsche KWK Holding GmbH / SEVA Energie AGhttp://www.perseusllc.com/portfolio/SEVA.htmDistributed Energy Systems Corp.http://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=33395Established Brands Internationalhttp://www.established-brands.com/Evergreen Solarhttp://www.evergreensolar.com/en/Fisk Electrichttp://www.fiskcorp.com/Haggar Corp.http://www.haggar.com/home/index.jspIlex Oncologyhttp://www.genzymeoncology.com/ImageWare Systemshttp://www.iwsinc.com/Iridian Technologieshttp://iriscan.com/LeukoSitehttp://www.leukosite.com/Live Picturehttps://skydrive.live.com/Lumexishttp://www.crunchbase.com/company/lumexisMaritime Telecommunications Networkhttp://www.mtnsat.com/Millenniumhttp://www.millennium.com/NanoBiohttp://nanobio.com/NetObjectshttp://netobjects.com/Nexus Energy Softwarehttp://www.aclaratech.com/AclaraSoftNorthern Power Systemshttp://northernpower.com/NxtPhase T&Dhttp://www.nxtphase.com/Perseus Bookshttp://www.perseusbooksgroup.com/perseus/home.jspPhotoMedexhttp://www.photomedex.com/Physicians Interactive Holdingshttp://www.physiciansinteractive.com/Pinacl Solutions UK Ltd.http://www.pinaclsolutions.com/Puralubehttp://www.puralube.de/?q=node/13Raleigh Cycle Limitedhttp://www.perseusllc.com/portfolio/Raleigh.htmRosetta Inpharmaticshttp://www.rosettabio.com/Seismic Equipment Solutions IIhttp://www.perseusllc.com/portfolio/Seismic_Equipment_Solutions.htmSoft Switching Technologieshttp://www.softswitch.com/sst/index.doViroPharmahttp://www.viropharma.com/Vision Solutionshttp://www.visionsolutions.com/VPG Holdingshttp://www.perseusllc.com/portfolio/VPG_LLC.htmWestport Innovationshttp://www.westport.com/Workflow Managementhttp://en.wikipedia.org/wiki/WorkflowInvestment Team:Christopher Davis, Senior Managing Director, Chief Operating Officer and Chief Financial OfficerJohn C. Fox, Senior Managing Directorjfox@perseusllc.comNorman C. Selby, Senior Managing Directornselby@perseusllc.comJohn M. Glazer, Managing Directorjglazer@perseusllc.comFrank H. Pearl, Chairman and Chief Executive OfficerJames A. Johnson, Vice ChairmanKenneth M. Socha, Senior Managing DirectorSheryl Schwartz, Senior Managing DirectorMichael L. Miller, Managing DirectorAnjali V. Jolly, DirectorJ.T. Mauk, DirectorTeresa Young Bernstein, DirectorCVCPfizer Strategic Investments Groupwww.pfizer.com/partnering/areas_of_interest/venture_investments.jspNew YorkGrowthExpansionLife Sciences & HealthcareMedical Device

235 East 42nd StreetNew YorkNY10017212-733-7034212-883-4873

Pfizer Strategic Investments Group is part of Pfizer's goal to fund innovation in pharmaceutical and animal health products by working with partners to identify, develop and commercialize products that will bring value to Pfizer's companies and improve the lives of patients. Pfizer has been successful in attracting and developing licensing and alliance opportunities for more than two decades. More recently, Pfizer has added a venture investments group that provides funding to existing or new companies that can advance Pfizer's commercial interests. Pfizer focuses on the following three types of opportunities: Marketed drugs and investigational compounds to fill gaps in the existing portfolio and pipeline; Innovative approaches to delivery systems, product combinations, and diagnostics, which may have the potential to better match patients with therapies; and Adjacent or complementary healthcare business outside pharmaceuticals, where Pfizer believes there are revenue generating opportunities. The firm's typical investment ranges between $500,000 and $5 million. Pfizer specializes in middle and late stage investments based in or operating in the U.S.Portfolio companies include:Bayer Healthcarehttp://www.bayerhealthcare.com/scripts/pages/en/index.phpPowderMedhttp://powdermed.com/Adolorhttp://www.cubist.com/Taishohttp://en.wikipedia.org/wiki/Taish%C5%8D_periodInvestment Team:Mikael Dolsten, Co-chair, Portfolio Strategy and Investment CommitteeOlivier Brandicourt, Co-Chair, Portfolio Strategy and Investment CommitteePEFOFSECPineBridge Investmentswww.pinebridge.comNew YorkMiddle MarketManufacturing & IndustrialBusiness ServicesTransportation & Distribution

399 Park Avenue, 4th FloorNew YorkNY10022646-857-8000

PineBridge Investments manages assets for institutional and individual clients across a platform of equity, fixed income, private equity, and hedge fund capabilities. PineBridge Investments, is an ndependent, multi-product investment adviser with $67.3 billion in assets under management and operations in 32 countries. PineBridge has alternative investment capabilities in both developed and emerging markets spanning alternative asset classes globally, including 32 private equity funds and investments with more than 100 hedge fund managers. The firm's private equity investing dates back more than 35 years and today includes: Direct investments executed through regional and sector focused strategies; Diversified and strategically focused portfolios of fund interests; and Secondary market purchases of private equity fund and direct interests.Portfolio companies:N/AInvestment Team:David T. Jiant, CEOHans K. Danielsson, Senior Managing Director, Head of InvestmentsTalal Al Zain, Regional CEO and Co-Head of Alternative InvestmentsW. Michael Verge, Executive DirectorGeorge R. Hornig, Chief Operating OfficerVCPEPine Brook Road Partners, LLCwww.pinebrookpartners.comNew YorkExpansionMiddle MarketEnergy & Clean TechFinancial Services

60 East 42nd Street, 50th FloorNew YorkNY10165212-847-4333212-847-4334

Pine Brook Road Partners is a New York-based private equity firm established in 2006 by a team of experienced private equity professionals led by Howard Newman, former Vice Chairman of Warburg Pincus, to make business building and growth capital investments, primarily in the energy and financial services sectors. Pine Brook acts as a lead or control investor in growth equity opportunities in newly formed or established business to finance internal growth, acquisitions and the development of new products or projects. The firm's average equity capital commitment is $100 million to $200 million. Portfolio companies include:Alostar Bank of Commercehttp://www.alostarbank.com/Asia Pacific Exploration Consolidatedhttp://apecpartners.com/Aurigen Re Capital Limitedhttp://www.aurigenre.com/Aurigen/Comet Ridge Resourceshttp://www.cometridgeresources.com/Common Resourceshttp://common-resources.com/Essent Grouphttp://www.essent.us/Forge Energyhttp://www.forgenergy.com/Global Oilfield Serviceshttp://www.halliburton.com/ps/default.aspx?navid=2908&pageid=5784&prodgrpid=PRG%3a%3aLU1R0S15Green Bancorphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=27827867Narragansett Bay Insurance Companyhttp://www.nbic.com/Nemaha Oil & Gashttp://www.pinebrookpartners.com/portfolio/e_nenaha_oil_gasPhoenix Exploration Companyhttp://www.apachecorp.com/Phoenix Exploration Companyhttp://www.apachecorp.com/Source Energy Partnershttp://energysourcepartners.com/Stonegate Production Companyhttp://stone-gate.net/stonegate.aspSyndicate Holdinghttp://dasfamilyholdings.com/Third Point Reinsurancehttp://www.bloomberg.com/news/2011-09-06/daniel-loeb-s-third-point-starts-reinsurance-company-with-500-million.htmlUnited PanAm Financialhttp://www.unitedautocredit.net/Investment Team:Howard H. Newman, Managing Director and CEOMichael E. McMahon, Founding Member, and Managing Director, EnergyWilliam L. Spiegel, Founding Member and Managing Director, Financial ServicesJoseph M. Gantz, Founding Member, Managing Director and Chief Operating Officerjgantz@pinebrookpartners.comRobert Jackowitz, Managing Director and Chief Financial Officerrjackowitz@pinebrookpartners.comCraig M. Jarchow, Managing Director, Energycjarchow@pinebrookpartners.comArnold L. Chavkin, Managing Director, Chief Investment OfficerRichard Aube, Managing Directorraube@pinebrookpartners.comAndre Burba, Managing Directoraburba@pinebrokpartners.comLawrence Marsiello, Managing Directorlmarsiello@pinebrookpartners.comFIPlough Penny Partnerswww.ploughpenny.comNew YorkMiddle MarketInformation TechnologyCommunications & NetworkingMedia & Digital Media

270 Lafayette St., Ste. 1301New YorkNY10012-3327212-324-1747212-324-1749

Founded in 1985, Plough Penny Partners is an investment firm that manages the assets of the Traphagen family. According to published reports, the firm was founded by Ross E. Traphagen Jr., a former Partner in the Investment Banking division at Goldman Sachs & Co.Portfolio companies include:Adapt Mediahttp://adaptmedia.com/KoolConnect Technologieshttp://www.koolconnect.tv/www/Critical Mentionhttp://www.criticalmention.com/web/index.phpGame Trusthttp://en.wikipedia.org/wiki/Dictator_gameInsight Communicationshttp://www.myinsight.com/Investment Team:Judson Traphagenjtraphagen@ploughpenny.comRoss E. Traphagen, Jr., FounderPEPoint Lookout Capital Partnerswww.pointlookoutcapital.comNew YorkMiddle MarketMedia & Digital MediaManufacturing & IndustrialConsumer ProductsDefense & Homeland Security

331 Madison Avenue, 12th FloorNew YorkNY10017212-692-5163212-953-5674

Point Lookout Capital Partners is a New York City based private investment firm specializing in control investments in privately-held businesses in the United States and abroad. The firm's investment objective is to locate cash flow positive businesses owned by individuals who wish to grow their companies. Point Lookout's criteria for investment is focused on companies generating between $2 million and $10 million in EBITDA. The firm's target equity investment size per transaction is $5 million to $15 million, however, the firm has made targeted equity investments in amounts less than $5 million. The firm prefers investing in businesses in which current owners and managers desire to own and actively participate in the ongoing business affairs of the company after Point Lookout's investment, although such participation is not a requirement. Point Lookout's areas of investment include, but are not limited to, the defense, media, consumer products and manufacturing industries.Portfolio companies include:Tri-Techhttp://www.tritech.com/Penn Armshttp://www.pennarms.com/Combined Systemshttp://www.combinedsystems.com/Thompson Handcuffshttp://www.hiatt-thompson.com/Investment Team:Michael Monteleone, Managing Partner, 917-322-6437mm@pointlookoutcapital.comJames Cesare, Managing Partner, 917-322-6438jc@pointlookoutcapital.comPEFOFSECPomona Capitalwww.pomonacapital.comNew YorkMiddle MarketFinancial Services

780 Third AvenueNew YorkNY10017-7076212-593-3639212-593-3987

Founded in 1994, Pomona Capital specializes in investing across the spectrum of private equity in three ways: by purchasing secondary interests in existing partnerships, by investing in new partnerships, and by co-investing alongside buyout funds in individual companies. Pomona manages $6.7 billion in capital commitments for 250 investors, managing $3.2 billion across eight secondaries funds and $3.4 billion across six primary funds and other investment mandates. Pomona has committed $1.8 billion in primary capital to over 200 managers with investments in 1,500 underlying companies, and has purchased $2.1 billion in secondary interests in over 500 funds with investments in over 5,000 underlying companies. Through the primary funds, Pomona makes commitments to the new partnerships of leading buyout, venture capital and mezzanine funds located in the U.S., Europe and Asia. Making single investments from $1 million to $500 million, Pomona structures transactions in innovative ways to suit sellers' needs. Portfolio companies include:Berkshire Partnershttp://en.wikipedia.org/wiki/Berkshire_PartnersPolaris Venturehttp://en.wikipedia.org/wiki/Polaris_VenturesSilver Lake Partnershttp://www.silverlake.com/Investment Team:Michael Granoff, Chief Executive Officermgranoff@pomonacapital.comFran Janis, Senior Partnerfjanis@pomonacapital.comSteve Futrell, Partnersfutrell@pomonacapital.comOliver Gardey, PartnerLorraine Hliboki, PartnerJim Rorer, Managing DirectorDouglas Kelly, Managing DirectorErnest Lambers, Managing DirectorJohn Stephens, Managing DirectorPEPouschine Cook Capital Managementwww.pouschinecook.comNew YorkMiddle MarketLife Sciences & HealthcareEnergy & Clean TechManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantEducation & Training

375 Park Avenue, Suite 3408New YorkNY10152212-784-0620 212-784-0621

Pouschine Cook Capital Management is a private equity firm that brings extensive experience and resources to investing in and growing middle market companies based in the United States. Pouschine Cook concentrates on providing both strategic non-control and control capital to companies in transition or undergoing significant growth. The firm provides $5 million to $25 million over four to six years in companies with revenues of $20 million to $250 million and a minimum EBITDA of $5 million. Frequently, these companies are founder or family-owned businesses in the following sectors: Business Services, Consumer Products & Services, Education & Training, Environmental Services, Healthcare Services, Industrial Manufacturing, Media, Restaurants, Specialty Chemicals, Specialty Finance, and Specialty Retail.Portfolio companies include:Fantastic Samshttp://www.fantasticsams.com/Harlem Furniturehttp://www.theroomplace.com/Latex Internationalhttp://www.latexfoam.com/The RoomPlacehttp://www.theroomplace.com/Doe & Ingalls Managementhttp://doeingalls.com/Great lakeshttps://www.mygreatlakes.org/Strategic Distributionhttp://www.sdi.com/Investment Team:John L. Pouschine, Managing Director, 212-784-0624Everett R. Cook, Managing Director, 212-784-0622ecook@pouschinecook.comRobert L. Jenkins, Principal, 212-784-0625rjenkins@pouschinecook.comGeoffrey P. Teillon, Principal, 212-784-0627gteillon@pouschinecook.comDaniel V. Balzora, Vice President, 212-784-0631dbalzora@pouschinecook.comPEPPM Americawww.ppmamerica.comNew YorkMiddle MarketLateCommunications & NetworkingLife Sciences & HealthcareMedia & Digital MediaManufacturing & IndustrialBusiness ServicesConsumer Products

750 Lexington Avenue, 10th FloorNew YorkNY10022212-583-7300212-583-7311

PPM America, Inc. and its affiliates manage in excess of $83.6 billion of assets in the United States. PPM America Capital Partners, LLC (PPMACP) is the general partner of the $147 million PPM America Private Equity Fund I, and the $375 million (committed capital) PPM America Private Equity Fund II. PPMACP is also the general partner of the $476 million (committed capital) PPM America Private Equity Fund III, whose limited partners are Jackson and Pacus (UK) Limited. PPM America provides private equity capital in excess of $1 billion for buyouts, recapitalizations, industry build-ups, and growth equity. PPM invests in diverse industries, including office equipment, healthcare, telecommunications, industrial distribution, publishing, and travel services.Portfolio companies include:Diamond S Shippinghttp://diamondsshipping.com/Discovery Airhttp://www.discoveryair.com/Northeast Natural Energyhttp://www.northeastnaturalenergy.com/Barbrihttp://www.barbri.com/home.htmlEmergency Medical Serviceshttp://en.wikipedia.org/wiki/Emergency_medical_servicesMatthews Asiahttp://matthewsasia.com/Noodles & Companyhttp://www.noodles.com/Insight Globalhttp://www.insightglobal.net/Baja Fresh Mexican Grillhttp://bajafresh.com/Wirestonehttp://www.wirestone.com/priNexushttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=127321DVC Worldwidehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=533563Investment Team:Bruce D. Gorchow, Presidentbruce.gorchow@ppmamerica.comScott D. Rooth, Executive Partnerscott.rooth@ppmamerica.comChamp Raju, Partnerchamp.raju@ppmamerica.comAustin Krumpfes, PartnerRay Zhang, Principalray.zhang@ppmamerica.comClaudia A. Baron, PartnerKevin P. Keefe, PrincipalCraig A. Radis, PrincipalMark L. Staub, PrincipalRay Zhang, PrincipalPEPraesidian Capitalwww.praesidian.comNew YorkMiddle MarketManufacturing & IndustrialBusiness ServicesTransportation & Distribution

419 Park Avenue SouthNew YorkNY10016212-520-2600212-520-2601

Established in 2002, Praesidian provides mezzanine financing for lower, middle-market companies that have revenues of between $5 million and $200 million. Praesidian commits between $5 and $20 million of capital with a five to seven year time horizon, focusing on successful businesses in manufacturing, distribution and service sectors. Although the firm is not driven by an industry focus, Praesidian Capital refrains from opportunities in certain industries, such as oil & gas exploration, financial services, and real estate.Portfolio companies include:DisplayWorkshttp://www.displayworks.com/The PromptCare Companieshttp://www.promptcare.net/promptcare/main.htmlCharlie Brown's Steakhousehttp://www.charliebrowns.com/Lone Star Overnighthttp://www.lso.com/WorldWisehttp://www.worldwise.com/K1 Speedhttp://www.k1speed.com/Meta Pharmaceutical Serviceshttp://63.118.31.188/Bridge Capital Solutionshttp://bridgecapitalsolutionscorp.com/Empire CLS Worldwide Chauffered Serviceshttp://www.empirecls.com/Lucky Strikehttp://www.bowlluckystrike.com/Veniohttp://veniosystems.com/Epic Production Technologieshttp://epicpt.com/BenefitPorthttp://www.benefitmall.com/Resolution Economicshttp://resolutioneconomics.com/Pro-Motion Distributinghttp://www.pmdistributing.com/Davis Inotek Instrumentshttp://www.davis.com/Nutritional Laboratorieshttp://www.nutritionallabs.com/BondCotehttp://www.bondcote.com/RAI Insurance Agencyhttp://www.raisinsurance.com/Eaterieshttp://www.answers.com/topic/eateries-incGranite Seedhttp://www.graniteseed.com/Planet Fitnesshttp://planetfitness.com/DisplayWorks and Marketcrafthttp://findarticles.com/p/articles/mi_pwwi/is_200803/ai_n24367212/National Truck Protectionhttp://www.ntpwarranty.com/Tzellhttp://www.tzelluta.com/Life is goodhttp://www.lifeisgood.com/Arc Machineshttp://en.wikipedia.org/wiki/Arc_Machinessbrhttp://www.sportsbookreview.com/Solatubehttp://www.solatube.com/CODihttp://www.codidirect.com/Investment Team:Jason D. Drattell, Managing Partnerjdrattell@praesidian.comNeil A. Marks, Managing Partnernmarks@praesidian.comGlenn C. Harrison, Managing Directorgharrison@praesidian.comEdward L. Koch, III (Ted), PartnerJon E. Mansfield, Partnerjmansfield@praesidian.comJames L. Heyer, Vice PresidentFOFProbitas Partnerswww.probitaspartners.comNew YorkEarlyMiddle MarketInformation TechnologyManufacturing & IndustrialBusiness ServicesTransportation & Distribution

1120 Avenue of the Americas, Suite 1802New YorkNY10036212-403-3662212-403-3537

Probitas Partners is a leading global provider of alternative investment solutions that offers fund placement, liquidity management, and advisory and investment services, with an emphasis on private equity and real assets, including debt and equity funds, venture capital, special situations, opportunistic real estate and infrastructure from around the world. The private equity group focuses on mezzanine, distressed debt, restructuring and infrastructure markets, as well as renewed interest in middle market buyout funds. The firm's Portfolio Management division is focused on conflict free investment management for the largest institutional investors who seek tailored, strategic access to the very best fund sponsors.Portfolio companies include:N/AInvestment Team:Reidan Cruz, Partnerrac@probitaspartners.comMatt Roberts, Directormjr@probitaspartners.comChris Jackson, Principalcdj@probitaspartners.comFOFProgress Investmentwww.progressinvestment.comNew YorkMiddle MarketFinancial Services

445 Park Avenue, 10th FloorNew YorkNY10022212-836-4842212-836-4843

Founded in 1990, Progress Investment Management Company is a manager of emerging managers, identifying entrepreneurial investment managers and creating diversified, risk-controlled portfolios of these emerging firms. Progress manages $7 billion in assets and has funded more than 125 emerging managers since inception. Average allocations for newly funded managers range from $5 to $25 million. Allocations can grow significantly depending on client needs and the manager's investment performance. As a minority-owned business enterprise expert in managing managers, the firm has become a leading source of minority- and women-owned investment talent in the U.S. Progress also maintains offices in San Francisco. Portfolio companies include:Palisades Investment Partnershttp://palisadesinvestmentpartners.com/Denalie Advisorshttp://denaliadvisors.com/Cardinal Capitalhttp://cardinalcapital.com/Investment Team:Thurman V. White, Jr., Chief Executive OfficerThurman@progressinvestment.comBeverly Pasley-Harrison, Chief of Administration and OperationsSabrina Brutus, Vice President, Ooperations and Manager ComplianceAlex Hsiao, Chief Investment OfficerJose Balagot, Deputy Chief Investment OfficerEvelyn Dravis, CFA, Senior Vice President, InvestmentsCaroline L. Tsao, Senior Vice President, InvestmentsLaura K. Nickols, Vice President, InvestmentsPEProvidence Equity Partnerswww.provequity.comNew YorkMiddle MarketLateInformation TechnologyCommunications & NetworkingMedia & Digital MediaSports & Entertainment

9 West 57th Street, Suite 4700New YorkNY10019212-588-6700212-588-6701

Established in 1989, Providence is a leading private equity firm focused on media, entertainment, communications, and information investments. With over $23 billion of equity capital under management, Providence partners with companies in different stages of development, from growth capital and complex recapitalizations of family-owned businesses to large buyouts and take-privates. The firm's sixth fund, Providence Equity Partners VI, closed on $12 billion in 2007, making it the largest sector-focused private equity fund ever raised. The Providence team actively seeks investment opportunities on a global basis from offices in Providence, New York, London, Los Angeles, Hong Kong and New Delhi, employing a variety of financing structures and target equity investments of $150 million to $800 million.Portfolio companies include:ABTLhttp://www.abtl.org/Arcade Mediahttp://www.arcademedia.co.uk/Altegrityhttp://www.altegrity.com/Archipelago Learninghttp://archipelagolearning.com/Ascend Learninghttp://www.ascendlearning.com/AutoTrader.comhttp://www.autotrader.com/Blackboadhttp://www.blackboard.com/Canal Digitaal Satelliethttp://en.wikipedia.org/wiki/Canal_Digitaal_SatellietCDWhttp://www.cdw.com/CSDVRShttp://www.zvrs.com/Decision Resourceshttp://decisionresources.com/Digiturkhttp://www.digiturk.com.tr/Edlinehttp://www.edline.com/Education Managementhttp://www.edmc.edu/Estrohttp://estro.org/Galileo Global Educationhttp://pseps.com/company/Galileo-Global-EducationGLMhttp://www.glmmarine.com/Grupo Corporativo Onohttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=9820045Grupo TorreSurhttp://www.privateequityfirms.com/company/27192/Grupo-TorreSurHuluhttp://www.hulu.com/Idea Cellularhttp://www.ideacellular.com/wps/portalikaSystemshttp://ikasystems.com/iQiyihttp://www.iqiyi.com/ITT Educational Serviceshttp://www.ittesi.com/Kabel Deutschlandhttp://www.kabeldeutschland.de/Kerasotes Theatreshttp://www.kerasotes.com/home.aspxMLS Mediahttp://mlsmedia.com/MobileServhttp://www.worksmart.org.uk/company/company.php?id=05863265NEW Asurionhttp://www.asurion.com/NexTaghttp://www.nextag.com/Qiyihttp://www.iqiyi.com/Open Solutionshttp://www.opensolutions.com/home.aspxOpenSkyhttps://opensky.com/Plurishttp://pluriscompanies.com/SRA Internationalhttp://www.sra.com/Stream Global Serviceshttp://careers.stream.com/Study Grouphttp://www.studygroup.com/SunGardhttp://www.sungard.com/Survey Samplinghttp://www.surveysampling.com/TDChttp://tdcj.state.tx.us/Triliogy International Partnershttp://www.trilogy-international.com/TVBhttp://tvb.com/UFO Moviez Indiahttp://www.ufomoviez.com/Univision Communicationshttp://corporate.univision.com/Univision Communicationshttp://corporate.univision.com/Vendomehttp://www.vendomes.com/Voliahttp://volia.com/engvRadhttp://access.vrad.com/WhitePageshttp://www.whitepages.com/World Triatholonhttp://www.theworldtri.com/Yankees Entertainment and Sports Networkhttp://yesnetwork.com/ZeniMax Mediahttp://www.zenimax.com/Investment Team:Christopher C. Gunther, PrincipalJesse M. Du Bey, PrincipalR. Davis Noell, PrincipalMark J. Noble, PrincipalJulie G. Richardson, Managing DirectorCharles E. Gottdiener, Managing DirectorChristopher P. Halpin, Managing DirectorGustavo R. Schwed, Managing DirectorPEPrudential Capital Grouphttp://www3.prudential.com/pcg/main/pru_cap_grp_main.htmlNew YorkMiddle MarketManufacturing & IndustrialBusiness ServicesTransportation & Distribution

1114 Avenue of the Americas, 30th FloorNew YorkNY10036212-626-2077212-626-2071

Prudential Capital Group manages a portfolio of more than $59 billion (as of 12/31/11) of private placements through its Regional Office Network (Atlanta, Chicago, Dallas, Frankfurt, Los Angeles, London, Newark, New York, Paris, and San Francisco), and purchases up to $10 billion annually in private senior and subordinated debt and equity. Prudential Capital Group manages more than $7 billion in outside non-affiliated assets through its Institutional Asset Management unit and two mezzanine funds, Prudential Capital Partners, LP, and Prudential Capital Partners II, LP. The second fund, which is currently making new investments, is a $775 million middle-market fund. Prudential Capital also makes equity investments of $10-$50 million, and focuses especially on energy financing: in oil/gas exploration and production; energy services; midstream infrastructure; utilities; power generation, transmission, and distribution; cooperatives; and electric grid operation and management.Portfolio companies include:N/AInvestment Team:Eric Seward, Corporate Finance, 212-626-2062eric.seward@prudential.comBrian Lemons, Energy Finance, 214-720-6276brian.lemons@prudential.comVCPsiloswww.psilos.comNew YorkGrowthExpansionLife Sciences & HealthcareMedical Device

140 Broadway, 51st FloorNew YorkNY10005212-242-8844 212-242-8855

Founded in 1998, Psilos Group is a New York City based venture capital firm that specializes in revenue stage and later stage healthcare companies. The firm has $580 million under management and is currently investing from its Psilos III fund, which focuses on three core healthcare sectors: healthcare services, healthcare information technology and medical technology. Psilos typically invests between $8-$15 million initially, with an expectation of investing up to $20-$25 million over the life of an investment. Psilos favors companies that have demonstrated strong market demand of their products and have evolved beyond early-stage technological, clinical and regulatory risks. In certain sectors where the value creation opportunity may best be captured earlier, Psilos will invest at the pre-revenue stage. The firm maintains offices in Santa Fe and Corte Madera, California and makes investments across the United States. Portfolio companies include:AngioScorehttp://www.angioscore.com/Best Doctorshttp://www.bestdoctors.com/BioVentrixhttp://www.bioventrix.com/Caregiver Serviceshttp://www.csicaregiver.com/click4carehttp://www.click4care.com/Comprehensive Clinical Developmenthttp://www.comprehensivecd.com/Endoscopic Technologieshttp://estech.com/Extend Healthhttp://www.extendhealth.com/Gamma Medica-Ideashttp://www.gm-ideas.com/HealthEdgehttp://www.healthedge.com/Mauna Kea Technologieshttp://www.maunakeatech.com/OmniGuidehttp://www.omni-guide.com/OneShieldhttp://www.oneshield.com/Orthometrixhttp://orthometrix.net/PatientSafe Solutionshttp://www.patientsafesolutions.com/SeeChange Healthhttp://www.seechangehealth.com/SmartPillhttp://www.smartpillcorp.com/SpineMatrixhttp://www.veriumdiagnostics.com/VeraLighthttp://www.veralight.com/Veriumhttp://www.veriumdiagnostics.com/Investment Team:Albert S. Waxman, PhD, Senior Managing MemberStephen M. Krupa, Managing Memberstevekrupa@psilos.comDavid A. Eichler, Managing Memberdaveeichler@psilos.comJoseph R. Riley, Managing Memberjoeriley@psilos.comLisa Suennen, Managing MemberVCQuad Partnerswww.quadventures.comNew YorkEarlyEducation & Training

570 Lexington Ave, 36th FloorNew YorkNY10022212-724-2200

Quad Partners was founded in 2000 to make value-added private investments in the education industry. The New York-based firm focuses on private equity investments in small and mid-sized education businesses toward areas such as career-oriented post-secondary schools, online learning, professional education and journals, early education and childcare, and core and supplemental curriculum. Quad Partners is raising up to $150 million for its second fund, according to a regulatory filing, and has already secured over $47 million. Quad Partners has previously received LP commitments totaling over $200 million from such groups as Auda, CMS Companies, Goldman Sachs, HarbourVest, Landmark Partners, Merrill Lynch, Morgan Stanley and Partners Group and others.Portfolio companies include:America's Choicehttp://www.americaschoice.org/B & H educationhttp://www.bheducation.com/Beckfield Collegehttp://www.beckfield.edu/Blue Cliff Collegehttp://bluecliffcollege.com/Craniumhttp://www.hasbro.com/games/en_US/cranium/Dorsey Schoolshttp://www.dorsey.edu/The Learning Experiencehttp://www.thelearningexperience.com/Pacific College of Oriental Medicinehttp://www.pacificcollege.edu/index.phpStratford Schoolhttp://stratfordschools.com/Teachscapehttp://www.teachscape.com/The Culinary and Star Academieshttp://www.starcareeracademy.com/The Swedish Institutehttp://www.swedishinstitute.edu/Trillium Collegehttp://www.trilliumcollege.ca/Investment Team:Lincoln E. Frank, Managing Partnerlincoln@quadventures.comAndrew W. Kaplan, General Partnerandy@quadventures.comThomas H. Kean, General PartnerDaniel P. Neuwirth, General Partnerdan@quadventures.comStephen H. Spahn, General PartnerRussell S. Dritz, Principalruss@quadventures.comLauren A. Klein, Investment SourcingPEQuad-C Management, Inc.www.quadcmanagement.comNew YorkMiddle MarketLife Sciences & HealthcareMedia & Digital MediaFinancial ServicesManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantEducation & TrainingDefense & Homeland Security

444 Madison Ave, 38th FloorNew YorkNY10022212-333-3813 212-333-3816

Founded in 1989 in Charlottesville, Virginia, Quad-C is a private investment firm that specializes in investing in profitable businesses valued between $50 million and $500 million and growing them in partnership with management. Quad-C's transactions provide liquidity for owners, capital for growth, and significant equity opportunities for key management. The firm has invested in over 45 platform companies and completed approximately 125 transactions, valued in excess of $5.5 billion. Quad-C has over $2 billion in capital under management and is currently investing Quad-C Partners VII, L.P., an investment fund with committed equity capital of approximately $1 billion. Quad-C makes control equity investments of $50-125 million in middle-market companies valued between $75 million and $400 million, in the following industries: building products, business to business services, consumer products, distribution and logistics, education and training, healthcare, light manufacturing, media, packaging, restaurants and food, security and corrections, specialty chemicals, specialty finance, and transportation and logistics. Portfolio companies include:A. Stucki Companyhttp://www.stucki.com/Asset Acceptance Capitalhttp://www.assetacceptance.com/Augusta Sportswearhttp://www.augustasportswear.com/Balboa Water Grouphttp://www.balboawatergroup.com/Classic Party Rentalshttp://www.classicpartyrentals.com/Cloverhill Bakeryhttp://www.cloverhill.com/Document Technologieshttp://www.dtiglobal.com/Durconhttp://www.durcon.com/Generation Brandshttp://www.generation-brands.com/Heartland Automotivehttp://hauto.net/Joerns Healthcarehttp://www.joerns.com/Technimarkhttp://www.technimark.com/The TLC Companieshttp://tlccompanies.com/Investment Team:Terry Daniels, ChairmanTony Ignaczak, PresidentSteve Burns, Senior PartnerFrank Winslow, PartnerMatthew Engel, Partner, Corporate DevelopmentTim Billings, PartnerThad Jones, PartnerNina Myers, Vice President, FinanceTom Hickey, PartnerPEQuadrangle Group, LLCwww.quadranglegroup.comNew YorkMiddle MarketLateCommunications & NetworkingMedia & Digital Media

375 Park Avenue New YorkNY10152212-418-1700212-418-1701

Quadrangle Group is a private investment firm with over $6 billion in assets under management, $2.9 billion of which is focused on private equity. Quadrangle Group was founded in March 2000 and has offices in New York, Hong Kong, London and Silicon Valley. Quadrangle Capital Partners, the private equity business, invests in media and communications companies, in partnership with superior management, where it believes its experience, relationships and capital can create long-term value. The strategy focuses primarily on buyouts and growth stage investments. Quadrangle looks to invest $100 million to $250 million of equity in each transaction across multiple media and communications sub-sectors, both in the United States and internationally, spanning the content and distribution areas.Portfolio companies include:Access Spectrumhttp://accessspectrum.com/Cequel Communicationshttp://cequel3.com/Charter Communicationshttp://charter.com/Dice Holdingshttp://www.diceholdingsinc.com/GetAShttp://es.wikipedia.org/wiki/GetasGroup Corporativo Onohttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=9820045Hargray Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=34765863Mail.com Media Corporationhttp://www.mail.com/Mobilicityhttp://mobilicity.ca/NTELOS Holdingshttp://www.ntelos.com/Tower Visionhttp://tower-vision.com/West Corporationhttp://www.west.com/Investment Team:Peter Ezersky, Managing Principalpeter.ezersky@quadranglegroup.comMichael Huber, President and Managing Principalmichael.huber@quadranglegroup.comSteven Felsher, Senior AdvisorAlfheidur Saemundsson, Vice PresidentThomas E. Kohut, PrincipalBret Oettmeier, Vice PresidentVCPEFOFSECQuilvest Private Equitywww.quilvestprivateequity.comNew YorkEarlyMiddle MarketInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & Distribution

527 Madison Avenue, 11th FloorNew YorkNY10022212-920-3800 212-920-3850

Quilvest Private Equity is a principal investment firm specializing in direct and fund of funds investments with nearly $16 billion of assets under management. Within fund of funds investments, the firm seeks to invest in buyout, venture capital, secondary, and distressed funds that invest in the U.S., Western Europe, and Asia. For its direct investments, the firm typically invests in buyouts, growth capital, and venture capital investments in information technology and healthcare companies. The firm seeks to take both minority and majority stakes in companies based in the U.S. and Western Europe. The firm operates as a subsidiary of Quilvest SA. Quilvest Private Equity was founded in 1972 and is based in Paris, France with an office in New York City.Portfolio companies include:Aqobahttp://en.wikipedia.org/wiki/AilahAppirohttp://appirio.com/5 a Sechttp://www.5asec.com/BBBhttp://www.bbb.org/Chop'thttp://www.choptsalad.com/Del Monte Foodshttp://www.delmonte.com/Findishttp://findis.org/Intarciahttp://intarcia.com/Intrinsichttp://www.merriam-webster.com/dictionary/intrinsiciGPShttp://www.igps.net/Laney Drillinghttp://laneydrilling.com/MACShttp://www.apple.com/mac/Marco Aldanyhttp://www.marcoaldany.com/Multiplanhttp://www.multiplan.com/index.cfmNet4http://www.microsoft.com/download/en/details.aspx?displaylang=en&id=17851Neotracthttp://neotract.com/Netroacthttp://www.ahfb2000.com/webmaster_help_desk/member.php?u=6788Paprechttp://www.paprec.com/Pay-O-Matichttp://payomatic.com/Performance Food Grouphttp://pfgc.com/Photoboxhttp://www.photobox.co.uk/SRAMhttp://www.sram.com/Royalty Pharmahttp://www.royaltypharma.com/RTShttp://go-rts.com/SKShttp://en.wikipedia.org/wiki/SKSSTPhttp://www.stp.com/Swoonhttp://www.answers.com/topic/swoonTiway Oilhttp://tiwayoil.com/Ubiqushttp://www.ubiqus.com/Vanksenhttp://www.vanksen.com/ViaWesthttp://www.viawest.com/Yo!Sushihttp://www.yosushi.com/Investment Team:F. Michel Abouchalache, CEOChristian Baillet, Vice ChairmanJerome Chevalier, Managing Director, Quilvest VenturesDaniel Arippol, Vice PresidentBarry Hammerman, Vice PresidentMichele Kinner, PartnerGeorge B. Moore, PartnerLarry Neubauer, PartnerIone S.V. Permison, PartnerHoward Rimerman, PartnerRobyn Sacks Slutzky, Vice PresidentElan Schultz, Managing PartnerJay Takefman, Vice PresidentH. Whitney Wagner, Managing DirectorJean-Benoit Lachaise, Secretary General and Group ControllerVCRadius Ventures, LLCwww.radiusventures.comNew YorkEarlyInformation TechnologyLife Sciences & HealthcareMedical Device

400 Madison Avenue, 8th FloorNew YorkNY10017212-897-7778212-397-2656

Radius Ventures is a venture capital firm focused on leading-edge health and life sciences companies. Formed in 1997, Radius seeks opportunities across a broad spectrum, including biotechnology and pharmaceuticals, medical devices, services and healthcare/life sciences information technology. Radius currently manages three funds with total committed capital of approximately $200 million. Generally, Radius invests up to $10 million over initial and subsequent financing rounds, as a lead or syndicate investor.Portfolio companies include:Aethonhttp://www.aethon.com/Ambit Bioscienceshttp://www.ambitbio.com/BioStorage Technologieshttp://www.biostorage.com/CareGuidehttp://careguide.com/Clinical Micro Sensorshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=136641Comprehensive Clinical Developmenthttp://www.comprehensivecd.com/EndoGastric Solutionshttp://www.endogastricsolutions.com/Esionichttp://esionic.com/Health Languagehttp://www.healthlanguage.com/Healthsensehttp://www.healthsense.com/Management Health Solutionshttp://mhsinc.com/Medingohttp://solo4you.com/NuGEN Technologieshttp://www.nugeninc.com/nugen/index.cfmResolvyx Pharmaceuticalshttp://www.resolvyx.com/ribX Pharmaceuticalshttp://www.rib-x.com/U-Systemshttp://u-systems.com/Investment Team:Jordan S. Davis, Founder and Managing Partnerjdavis@radiusventures.comDaniel C. Lubin, Founder and Managing Partnerdlubin@radiusventures.comPEThe Ramapo Group, LLCwww.ramapogroup.comNew YorkMiddle MarketBusiness ServicesConsumer ProductsRetail & Restaurant

29 King Street, #2INew YorkNY10014

The Ramapo Group makes controlling investments in established businesses with annual EBITDA of $1 million to $5 million throughout the U.S. and Canada. Ramapo is completely focused on very small companies and sensitive to issues uniquely affecting businesses in this size range. The firm's structure and operating experience allow Ramapo to take a hands-on role in portfolio companies in recapitalizations, growth equity, management buyouts, succession or shareholder dispute resolution, and shareholder liquidity/estate planning. Ramapo invests $3 to $15 million per transaction but can complete transactions as high as $25 million and favors the following industries: High-end, luxury, or custom consumer goods and household products/home furnishings; Specialty food and retail; Niche manufacturers serving a variety of industrial markets; Specialized distributors; and Service companies addressing high-end markets.Portfolio companies include:N/AInvestment Team:Rob Margolin, Founderrob@ramapogroup.comJames Orford, CFAjames@ramapogroup.comPERelativity Capitalwww.relativitycapitalllc.comNew YorkMiddle MarketLife Sciences & HealthcareManufacturing & IndustrialConsumer ProductsDefense & Homeland Security

825 Third Avenue, 36th floor New YorkNY10022212-350-1540

Relativity Capital (Relativity) provides private equity capital to companies throughout all stages of the business cycle. The firm targets quality investments in both healthy and distressed middle-market companies, predominantly located in North America. Relativity targets control-focused investments, both traditional leveraged buyouts and distressed acquisitions. The partner's industry expertise includes: aerospace, automotive, business services, consumer, defense, general manufacturing, and healthcare. Relativity has a target equity investment size of $5-$30 million and looks for businesses with demonstrable recurring revenues, favorable valuations and a leading position in a growing or insulated market. Using a balanced approach, the firm seeks out distressed and traditional leveraged buyout opportunities in the middle market, an area it believes to be underserved. Portfolio companies include:Jessica'shttp://www.jessicasimpson.com/Evergreen Maintenance Centerhttp://maranaaerospace.com/Tactical Microhttp://tacticalmicro.com/Berkshire Manufactured Productshttp://www.berkshiremfp.com/NIVISYS Industrieshttp://nivisys.com/MHF Serviceshttp://www.mhfservices.com/Investment Team: Leslie L. Armitage, Co-Founder and Senior Managing DirectorJoyce Johnson-Miller, Senior Managing Directorjjm@relativitycapitalllc.comBrian K. Lee, PrincipalAndrew W. Lodge, PrincipalJames S. Riepe Jr., PrincipalDavid J. Miller, Vice PresidentBrian R. Kirschbaum, Vice PresidentVCRho Capital Partnerswww.rho.comNew YorkEarlyGrowthExpansionInformation Technology

Carnegie Hall Tower152 West 57th Street, 23rd FloorNew YorkNY10019212-751-6677212-751-3613

Since 1981, Rho Ventures has financed approximately 200 companies and has invested in market leaders across many high growth sectors including information technology, communications, new media, healthcare and energy technology. The firm invests in leading edge, high growth companies at multiple stages of growth spanning early, venture-stage investments to later stage, growth equity transactions. In addition, Rho makes fund investments in a broad range of venture capital and private equity funds. Rho leads or co-leads transactions, and builds significant ownership positions in its companies with cumulative investments up to $50 million. Rho's total capital under management currently exceeds $2 billion. The firm is currently investing from Rho Ventures VI, a $510 million fund launched in 2008. Rho maintains additional offices in Palo Alto, California and Montreal, Canada.Portfolio companies include:Aristotle Circlehttp://www.aristotlecircle.com/Blueflyhttp://www.bluefly.com/Anacorhttp://anacor.com/Aquesyshttp://aquesys.com/BroadLogichttp://broadlogic.com/Cara Therapeuticshttp://caratherapeutics.com/Celtrohttp://celtro.com/ChaChahttp://www.chacha.com/Ciris Energyhttp://cirisenergy.com/Clearspinghttp://www.clearspring.com/Clean Uban Energyhttp://www.cleanurbanenergy.com/Convey Computerhttp://www.conveycomputer.com/Coulomb Technologieshttp://www.coulombtech.com/CRB Innovationshttp://www.rhoventures.com/energy-technology-CRB-Innovations.htmCrossTrees Medicalhttp://crosstreesmedical.com/Dashlanehttps://www.dashlane.com/Effective Measurehttp://www.effectivemeasure.com/Enerkemhttp://enerkem.com/Everyday Healthhttp://www.everydayhealth.com/Fractal Systemshttp://www.fractalsystemsinc.com/GetGluehttp://getglue.com/Global Exchange Serviceshttp://www.gxs.com/IdenTrusthttp://www.identrust.com/InfoNowhttp://channelinsight.com/Ingenuityhttp://ingenuity.com/InnerWirelesshttp://www.innerwireless.com/Innova Dynamicshttp://www.innovadynamics.com/Inotek Pharmaceuticalshttp://www.inotekcorp.com/content/company_overview.aspIntraLinkshttp://www.intralinks.com/Intransahttp://www.intransa.com/Megapathhttp://www.megapath.com/Mersanahttp://mersana.com/MyBuyshttp://www.mybuys.com/LucidLogixhttp://www.lucidlogix.com/NetShelterhttp://netshelter.com/phroGenexhttp://www.progenexusa.com/NGMhttp://www.msagroup.com/Nuvohttp://www.sparklingnuvo.com/Nuventixhttp://www.nuventix.com/ON24http://www.on24.com/Orametrixhttp://orametrix.com/Patersonshttp://www.patersons.com/PHThttp://www.phtcorp.com/PrecisionDemandhttp://www.precisiondemand.com/Public Moblehttp://www.publicmobile.ca/Reachablehttp://www.reachable.com/ReachLocalhttp://www.reachlocal.com/Sarcode Biosciencehttp://sarcode.com/Sensors for Medicine and Sciencehttp://www.s4ms.com/Slackerhttp://www.slacker.com/Solarbridge Technologieshttp://solarbridgetech.com/Solicorehttp://www.solicore.com/Thinkwellhttp://www.thinkwell.com/Thoughtfulhttp://dictionary.reference.com/browse/ThoughtfulTotsyhttp://www.totsy.com/Travorahttp://travoramedia.com/Vertical Acuityhttp://www.verticalacuity.com/Tapjoyhttp://www.tapjoy.com/Verified Personhttp://verifiedperson.com/Vertruehttp://www.vertrue.com/Vidyohttp://www.vidyo.com/Xorahttp://www.xora.com/ss/XGraphhttp://www.xgraph.com/Investment Team:Habib Kairouz, Managing Partnerhkairouz@rhomanagement.comPaul Bartlett, PartnerPeter Kalkanis, Chief Financial Officerpkalkanis@rhomanagement.comJoshua Ruch, Managing Partnerjruch@rhomanagement.comMark Leschly, Managing PartnerJeff Martin, Partner and General CounselMartin Vogelbaum, PartnerVCPERipplewood Holdings, LLCNew YorkExpansionMiddle MarketInformation TechnologyFinancial ServicesManufacturing & IndustrialSports & Entertainment

One Rockefeller Plaza, 32nd Fl.New YorkNY10020212-582-6700 212-582-4110

Founded in 1995, Ripplewood Holdings is a private equity firm that focuses on late ventures, growth capital, acquisitions, buyouts, management buy-ins, recapitalizations, turnarounds, and consolidations investments. Ripplewood manages more than $10 billion in capital in four institutional private equity funds: Ripplewood Partners, L.P., Ripplewood Partners II, L.P., RHJ Industrial Partners, LP and New LTCB Partners C.V. The firm seeks to invest a minimum of $50 million per transaction in its portfolio companies. Ripplewood typically invests in the automotive, manufacturing, financial services, entertainment, and technology sectors. Ripplewood has invested in nearly a dozen industry groups and in companies with more than $20 billion of revenue. The company spun off its Japanese holdings, including Asahi Tec, Columbia Music Entertainment, and Shaklee Global Group, onto Brussels' Euronext Exchange as RHJ International in 2005.Portfolio companies include:Asbury Automotivehttp://www.asburyauto.com/Direct Holdings Worldwidehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=9588510Investment Team:Tim Collins, Founder, Senior Managing Director, CEOHiroshi Nonomiya, Managing DirectorGregory B. Murphy, Industrial PartnerChristopher Minnetian, Managing Director and General CounselPEThe Riverside Companywww.riversidecompany.comNew YorkMiddle MarketInformation TechnologyConsumer Products

45 Rockefeller Center630 Fifth Avenue, Suite 2400New YorkNY10111212-265-6575212-265-6478

Riverside is one of the leading private equity firms investing in premier companies at the smaller end of the middle market. Riverside focuses on investing its $3 billion in capital on industry-leading companies valued under $200 million. The firm invests in companies headquartered in North America that have been in operation for at least five years. Since 1988, Riverside has completed more than 200 acquisitions and the firm typically acquires 25 to 30 companies a year. Riverside has offices in Atlanta, Brussels, Budapest, Chicago, Cleveland, Dallas, Hong Kong, Los Angeles, London, Luxembourg, Madrid, Melbourne, Munich, New York, Prague, San Francisco, Seoul, Stockholm, Seoul, Tokyo, and Warsaw, and typically closes 25-30 deals each year. The firm maintains four fund families: Riverside Capital Appreciation Fund (RCAF), which invests in North American-based companies with EBITDA of $5 million to $20 million; Riverside Europe Fund (REF), which invests in leading companies from Portugal to Scandinavia with EBITDA of between EURO 3 million and EURO 20 million; Riverside Micro-Cap Fund (RMCF), which seeks fast-growing North American "micro" companies with up to $5 million in EBITDA; and Riverside Asia Fund (RAF), which targets the developed economies of Asia, focusing on Japanese and South Korean companies with less than $15 million in EBITDA.Portfolio companies include:ActivStylehttp://www.activstyle.com/Adventures in Advertisinghttp://aiapbg.com/Agenshttp://agens.no/American Hospicehttp://www.americanhospice.com/Anitoxhttp://anitox.us/index.htmlArena Grouphttp://arenagrouponline.com/Avatar Internationalhttp://www.avatar-intl.com/Baby Joggerhttp://babyjogger.com/Camelot Educationhttp://www.cameloteducation.com/Capolhttp://www.capol.co.uk/Coeurhttp://www.coeur.com/Connor Sport Court Internationalhttp://connorsportcourt.com/CPA Site Solutionshttp://www.cpasitesolutions.com/Crioestaminalhttp://www.crioestaminal.pt/Crisis Prevention Institutehttp://www.crisisprevention.com/DentalPlans.comhttp://dentalplans.com/D.F. King Worldwidehttp://www.king-worldwide.com/Diatron Grouphttp://www.diatron.com/Digital Technology Internationalhttp://www.dtint.com/DISAhttp://disa.mil/DuBoishttp://en.wikipedia.org/wiki/W._E._B._Du_BoisEemaxhttp://eemaxinc.com/Emergency Communications Networkhttp://www.ecnetwork.com/Employment Law Traininghttp://www.hrlearningcenter.com/EM Testhttp://www.emtest.com/Experienthttp://www.experient-inc.com/Express Courierhttp://expresscourier.net/FAIRPAY Solutionshttp://www.fairpaysolutions.com/FoodStatehttp://www.foodstate.co.za/G&H Wire Companyhttp://www.ghwire.com/store/main.aspxGlobal Claims Serviceshttp://www.globalclaim.com/GreenLine Foodshttp://www.greenlinefoods.com/gl/Health & Safety Institutehttp://www.hsi.com/HEALTHCAREfirsthttp://www.healthcarefirst.com/HerbThymehttp://www.herbthyme.com/our_company.phpHRA Pharmahttp://www.hra-pharma.com/iAutomationhttp://www.i-automation.com/Inc.http://www.inc.com/Insurance Claims Managementhttp://www.bizjournals.com/jobs/details/9741Integrated Power Serviceshttp://www.ips.us/ITEL Laboratorieshttp://www.itelinc.com/It's Just Lunchhttp://www.itsjustlunch.com/Junior Sports Golf Corporationhttp://www.worldgolf.com/newswire/browse/68611-Junior-Golf-Corporation-Expands-Re-Named-Junior-Sports-CorporationJustrite Manufacturing Companyhttp://justritemfg.com/Keycasthttp://www.keycast.nu/Keymile GmbHhttp://www.keymile.com/L-comhttp://www.l-com.com/home.aspxL-comhttp://www.l-com.com/home.aspxLumen Dynamics Grouphttp://www.ldgi.com/Media Sourcehttp://mediasourceinc.com/MK Chimney Systemshttp://www.riversidecompany.com/Portfolio/Portfolio_Companies/MK_Chimney_Systems.aspxMLCOAhttp://www.mlcoa.com.au/Momentumhttp://en.wikipedia.org/wiki/MomentumMomentum Textileshttps://www.themomgroup.com/Monessenhttp://www.monessenhearth.com/NAKA & Co.http://www.nakaco.co.jp/english/index.htmlNovamedhttp://www.novamedcorp.com/OnCourse Learninghttp://www.oncourselearning.com/ONI Communicationshttp://www.oni.pt/Solucoes_03.htmOrliman SLhttp://www.pehub.com/94019/riverside-co-buys-orliman-sl/Pareto Corporationhttp://www.pareto.ca/PharmMD Solutionshttp://www.pharmmd.com/Physicians Pharmacy Alliancehttp://www.rxhealthcare.org/Polar Windowshttp://www.polarsealwindow.com/Power Planning System ABhttp://www.riversidecompany.com/Portfolio/Portfolio_Companies/Power_Planning_System_AB.aspxPrecision Wire Componentshttp://pwcwire.com/PROFITsystemshttp://www.profitsystems.com/Ramdeer Anhangerkupplungen und Autoteile GmbH & Co. KGhttp://www.emefge.de/searchresult.php?q=rameder%20anh%E4ngerkupplungen%20%26%20autoteile%20gmbh%20%26%20co.%20kgRCS Managementhttp://www.rcsmanagement.net/Resultshttp://www.results.org/Reima Oyhttp://www.reima.fi/en/Sencorehttp://www.sencore.com/Shinsoukihttp://www.riversidecompany.com/Portfolio/Portfolio_Companies/Shinsouki.aspxSIGGhttp://www.sigg.com/Stoffel Sealshttp://www.stoffel.com/Summit Medicalhttp://www.summitmedical.com/Sunlesshttp://www.sunless.com/Inc.http://www.inc.com/Sunrise Windowshttp://sunrisewindows.com/Tensator Grouphttp://www.tensator.com/uk/default.aspxThe Retail Zoohttp://www.riversidecompany.com/Portfolio/Portfolio_Companies/The_Retail_Zoo.aspxThibauthttp://www.thibautdesign.com/Transporeonhttp://transporeon.com/Tropikalhttp://www.tropikalproductions.com/UltraVolthttp://ultravolt.com/Universal Smartcomphttp://www.universalsmartcomp.com/Vokes-Air Grouphttp://vokesair.com/WhatCountshttp://www.whatcounts.com/Wiz Koreahttp://www.riversidecompany.com/Portfolio/Portfolio_Companies/Wiz_Korea.aspxWorkPlace Mediahttp://www.workplacemedia.com/YourMembership.comhttp://www.yourmembership.com/Investment Team:Bela Szigethy, Co-CEObsz@riversidecompany.comDavid Gold, Operating Partnerdgold@riversidecompany.comRobert Landis, Partnerrlandis@riversidecompany.comStalin Guilamo, Manager, Network and Telephony Operationssguilamo@riversidecompany.comDave Reiss, Managing Directordreiss@riversidecompany.comAnna Kelleher, Associate Director, Fund Administrationakelleher@riversidecompany.comMelissa Kinasewitz, Associate Director, Fund Administrationmkinasewitz@riverside.comMonica Chase, Associate Director, Investor Relationsmchase@riversidecompany.comEric Feldman, Director of Information Technologyefeldman@riversidecompany.comJoseph Ibrahim, Principal, Healthcare Originationjibrahim@riversidecompany.comAmy Margolis, Principalamargolis@riversidecompany.comAnne F. Hayes, Partnerafh@riversidecompany.comKristin A. Newhall, Partnerkan@riversidecompany.comAndrew W. Strauss, Portfolio Partneraws@riversidecompany.comPERiverstone Holdings, LLCwww.riverstonellc.comNew YorkMiddle MarketEnergy & Clean Tech

712 Fifth Avenue, 51st FloorNew YorkNY10019212-993-0076212-993-0077

Riverstone Holdings, LLC, an energy and power-focused private equity firm founded in 2000, has approximately $17 billion under management across six investment funds. Riverstone conducts buyout and growth capital investments in the midstream, exploration & production, oilfield services, power and renewable sectors of the energy industry. With offices in New York, London and Houston, the firm has committed more than $11 billion to 58 investments in North America, Latin America, Europe and Asia.Portfolio companies include:4Gas Holdinghttp://www.riverstonellc.com/Investments/InvestmentDetail.aspx?id=33AeS Solar Energyhttp://www.aes-solar.com/global/index?page=home_solar&view=AES_SOLAR&locale=enAmazizeingly Green Productshttp://amaizeinglygreen.com/Barra Energia do Brasil Petroleo e Gashttp://barraenergia.com.br/Belden & Blakehttp://beldenblake.com/Bottle rock Powerhttp://www.bottlerockpower.com/Buckeye Partnershttp://www.buckeye.com/CanEra Resourceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=51379561CDM MAXhttp://cdmmax.com/fw/main/CDM-Max-1633.htmlCDM Resource Managementhttp://www.regencygasservices.com/C/R Energy Jadehttp://www.riverstonellc.com/Investments/Default.aspxCNAAhttp://www.cnaa.org.au/Coastal Carolina Clean Powerhttp://www.coastalccp.com/Cobalt Internationalhttp://www.cobaltintl.com/CODA Holdingshttp://www.codaautomotive.com/Cuadrilla Resources Holdingshttp://www.cuadrillaresources.com/Davenport Newberry Holdingshttp://newberrygeothermal.com/Dresserhttp://www.dresser.com/Dynamic Industrieshttp://www.dynamicind.com/Dynamic Offshore Resourceshttp://dynamicosr.com/Eagle Energy Company of Oklahomahttp://eagleenergyok.com/Emerald Clean Powerhttp://emeraldpower.com/Enduro Resource Partnershttp://www.riverstonellc.com/Investments/InvestmentDetail.aspx?id=67Ensus Ethanolhttp://ensusgroup.com/Ensus Holdingshttp://levelbusiness.com/doc/company/uk/06038074Enviva Holdingshttp://www.envivabiomass.com/Foresight Reserveshttp://www.carlyle.com/Portfolio/item10206.htmlFrontier Drillinghttp://frontierdrilling.net/Gibson Energyhttp://www.gibsons.com/Green Earth Fuelshttp://www.greenearthfuelsllc.com/Hestya Energyhttp://www.hestya-energy.com/HongHua Cohttp://www.zjhonghua.com/Hudson Productshttp://www.hudsonproducts.com/ILX Holdingshttp://www.riverstonellc.com/Investments/InvestmentDetail.aspx?id=80InTANKhttp://shop.mediabaskets.com/International Logginghttp://en.wikipedia.org/wiki/International_logging_incKinder Morganhttp://kindermorgan.com/Kramer Junctionhttp://en.wikipedia.org/wiki/Kramer_Junction,_CaliforniaLegend National Gas II.http://www.lng2.com/Legend Production Holdingshttp://www.prnewswire.com/news-releases/legend-natural-gas-iv-lp-closes-on-900-million-barnett-shale-acquisition-121081749.htmlLiberty Resourceshttp://www.liberty-resources.org/Magellan Midstream Partnershttp://magellanlp.com/Mariner Energyhttp://www.apachecorp.com/Mistral Energyhttp://www.mistralenergy.ca/Niska Gas Storagehttp://www.fool.com/investing/general/2011/08/11/niska-gas-storage-partners-shares-plunged-what-you.aspxNorthern Blizzard Resourceshttp://www.northernblizzard.com/Patagonia BioEnergiahttp://www.patagoniabioenergia.com.ar/Patagonia Blizzard Resourceshttp://www.riverstonellc.com/Investments/InvestmentDetail.aspx?id=70Pattern Energy Grouphttp://www.patternenergy.com/Permian Tankhttp://permiantank.com/Petroplus Holdingshttp://www.petroplusholdings.com/Phoenix Exploration Companyhttp://www.apachecorp.com/Quintana Shippinghttp://quintanasupply.com/shipping/Quorum Business Solutionshttp://www.qbsol.com/Red Technology Alliancehttp://www.carlyle.com/Portfolio/item7515.htmlReEnergy Holdingshttp://www.reenergyholdings.com/R/C Sugarkanehttp://www.riverstonellc.com/Investments/InvestmentDetail.aspx?id=69Sapphire Power Holdingshttp://www.riverstonellc.com/Investments/InvestmentDetail.aspx?id=87Seabulk Internationalhttp://www.seabulkinternational.com/Seajacks Internationalhttp://seajacks.com/SemGrouphttp://www.semgroupcorp.com/Shelter Bay Energyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=40128680Stallion Oilfield Serviceshttp://stallionoilfield.com/Targe Energyhttp://www.targe-energy.com/ThermaSourcehttp://www.thermasource.com/Three Rivers Operating Companyhttp://www.3rnr.com/Titan Operatinghttp://titanoperating.com/Titan Specialtieshttp://www.titanspecialties.com/Topaz Power Grouphttp://www.topazpowergroup.com/Turbine Air Systemshttp://tas.com/USA Compressionhttp://www.usacompression.com/Vantage Energyhttp://vantageenergy.com/Velocita Energy Developmentshttp://www.velocitaenergy.com/Investment Team: Pierre F. Lapeyre, Jr., Founderplapeyre@riverstonellc.comDavid M. Leuschen, FounderRalph Alexander, Managing Directorralexander@riverstonellc.comLord John Browne, PartnerStephen S. Coats, PartnerPeter R. Coneway, Managing DirectorMichael B. Hoffman, Partnermichael@riverstonellc.comChristopher B. Hunt, Managing DirectorN. John Lancaster, Partner & Managing Directorjohn@riverstonellc.comStephen J. Schaefer, Partner & Managing DirectorAndrew W. Ward, Partner & Managing DirectorElizabeth K. Weymouth, Partner & Managing DirectorE. Barlow Jones, Managing DirectorKenneth Ryan, Managing DirectorBaran Tekkora, Managing DirectorRobert M. Tichio, Managing DirectorHaroun van Hövell, Managing DirectorThomas Walker, Managing DirectorDaniel Yergin, Managing DirectorPERizvi Traverse Management, LLCwww.rizvitraverse.comNew YorkMiddle MarketManufacturing & IndustrialBusiness ServicesFinancial Services

730 Fifth Avenue, 3rd FloorNew YorkNY10019646-385-8700

Rizvi Traverse Management, LLC is a private equity firm founded in 2004, headquartered in Birmingham, Michigan with offices in New York and Los Angeles. Rizvi Traverse seeks value-oriented investment opportunities across all industries. The Rizvi Opportunistic Equity Funds I and II, Newbridge Film Capital and ZCM Capital Management manage over $3 billion in a variety of investment strategies. The firm recently announced it was working with Playboy magazine founder Hugh Hefner to take Playboy Enterprises private.Portfolio companies include:ICMhttp://www.icmtalent.com/Key Airhttp://keyair.com/Playboy Enterpriseshttp://www.playboyenterprises.com/Facebookhttp://www.facebook.com/Twitterhttp://twitter.com/Keystone Aviationhttp://www.keystoneaviation.com/Summit Entertainmenthttp://www.summit-ent.com/Ziegler Capital Managementhttp://www.ziegler.com/asset-management/Investment Team: Suhail Rizvi, Co-founder and Chief Investment OfficerJohn A. Giampetroni, Co-founder and Chief Operating OfficerBen Kohn, PartnerChris Hopkins, PartnerViq Shariff, PartnerKaren Blanchard, Chief Compliance Officerklb@rizvitraverse.comAlex Farmer, DirectorVCRoberts Mitani, LLCwww.robertsmitani.comNew YorkEarlyLife Sciences & HealthcareEnergy & Clean TechConsumer ProductsRetail & Restaurant

145 West 57th Street, 21st floorNew YorkNY10019212-582-9800212-582-9789

Roberts Mitani is a global investment banking and strategic advisory firm dedicated to creating unique value for its clients and investors. Established in 1992, Roberts Mitani specializes in Life Sciences, Consumer/Retail, and Industrial/Clean Technology, working closely with start-ups through multinationals on financing, business development, and investment strategies. The company's broad international reach includes the U.S., Europe, and Asia. TTC-RMA Venture Partners, LLC is an investment vehicle jointly owned and managed with Toyota Tsusho (Toyota Group's trading arm). Portfolio companies include:Arteriocytehttp://arteriocyte.com/BioFACEhttp://bioface.sourceforge.net/Control Medical Technologyhttp://aspirationmedical.com/Devaxhttp://www.devax.net/Diversified Natural Productshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=23777021Endologixhttp://www.endologix.com/Georges Chakrahttp://georgeschakra.com/Goodmanhttp://www.goodmanmfg.com/Imaluxhttp://imalux.com/Israel Biomedical Innovationhttp://biomed-blogs.com/LG Chemicalhttp://www.lgchem.com/Marketplayerhttp://speak-tome.com/Micrus Endovascularhttp://www.depuy.com/about-depuy/depuy-divisions/codman-and-shurtleffOscotechttp://www.oscotec.com/english/Oscotechttp://www.oscotec.com/english/Palyon Medicalhttp://www.globest.com/news/1899_1899/losangeles/palyon-medical-moves-to-santa-clarita309401-1.htmlSamsung Fine Chemicalhttp://www.sfc.samsung.co.kr/Pasha's Restaurantshttp://pashas.com/Tasaki Shinjuhttp://www.tasaki.co.jp/english/Textronicshttp://www.textronicsinc.com/Travanti Pharmahttp://www.travantipharma.com/Yumehttp://www.yume.com/Investment Team:Bruce E. Roberts, Co-Founder and Manaing Directorbroberts@robertsmitani.comHideki Mitani, Founder and Managing Directorhmitani@robertsmitani.comYuichi Ando, Managing Directoryando@robertsmitani.comYaron Breski, Managing Directorybreski@robertsmitani.comAndrew Hirschberg, Managing Directorahirschberg@robertsmitani.comPatrick G. Abouchalache, Managing Directorpabouchalache@robertsmitani.comRichard Driansky, Advisory Directorrdriansky@robertsmitani.comTed Moon, Managing Directortmoon@robertsmitani.comHiroaki Yamauchi, Managing Directorhyamauchi@robertsmitani.comIVCRose Tech Ventureswww.rose.vcNew YorkEarlyInformation Technology

158 West 29th Street, 11th FloorNew YorkNY10001212-228-8770 212-228-9911

Rose Tech Ventures is an early stage investment fund, incubator, and all-around support infrastructure dedicated to finding, nurturing and launching the next generation of ventures. Rose Tech Ventures is led by David S. Rose, an Inc. 500 CEO and serial entrepreneur. The Incubator at RTV is the new Flatiron entrepreneurial tech center in the heart of Silicon Alley. A fully-equipped start-up work space at the epicenter of New York's early stage community, it overlooks the ShakeShack and is co-located with everything from New York Angels (the leading funder of early stage startups in New York) to the New York Software Industry Association. Membership in the Incubator is by invitation, on a month-to-month basis.Portfolio companies include:33acrosshttp://33across.com/Ambient Deviceshttp://www.ambientdevices.com/Angelsofthttp://www.angelsoft.com/Bioscalehttp://bioscale.com/Catalisthttp://www.catalist.us/CE Interactivehttp://www.crunchbase.com/company/ce-interactiveChallenge Posthttp://challengepost.com/Chromis Fiberopticshttp://www.chromisfiber.com/CircleUphttps://circleup.com/Comixologyhttp://www.comixology.com/Concierge Choicehttp://www.choice.md/Crimson Hexagonhttp://www.crimsonhexagon.com/Critical Mentionhttp://www.criticalmention.com/web/index.phpDomdexhttp://www.magnetic.is/eJamminghttp://www.ejamming.com/Email Data Sourcehttp://www.emaildatasource.com/Familiahttp://es.wikipedia.org/wiki/FamiliaFASTTAChttp://www.fasttac.com/GiftVenture Studioshttp://www.giftventure.com/Good Health Mediahttp://precisionhealthmedia.com/Goodmail Solutionshttp://www.eweek.com/c/a/Security/Goodmail-Is-a-Much-Misunderstood-Solution/Goodmail Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=11668209GridPlexhttp://gridplexnetworks.com/Gusthttp://gust.com/Home-Accounthttp://www.home-account.com/Iconic Healthhttp://iconichealth.com/Iconologyhttp://www.iconology.com/iGuitarhttp://www.iguitar.com/Inn Roadhttp://www.innroad.com/Instinctivhttp://www.instinctiv.com/Jingle Networkshttp://www.free411.com/Kidzuihttp://www.kidzui.com/KoolSpanhttp://www.koolspan.com/LearnVesthttp://www.learnvest.com/LinkStormhttp://www.linkstorms.com/LiveLookhttp://www.livelook.com/Luxologyhttp://www.luxology.com/Magnify Networkshttp://www.magnify.net/Masheryhttp://mashery.com/MediaTilehttp://www.mediatile.com/Metaphor Solutionshttp://metaphortech.com/Monetatehttp://monetate.com/Nimbithttp://en.wikipedia.org/wiki/NimbitPanjivahttp://panjiva.com/Performlinehttp://performline.com/Pond5http://www.pond5.com/Por tihttp://www.porti.com.mx/Postlinghttp://www.postling.com/Rocket Racing Leaguehttp://www.rocketracingleague.com/Say Mediahttp://www.saymedia.com/School Loophttp://www.schoolloop.com/Senscienthttp://www.senscient.com/SetJamhttp://www.setjam.com/SocialBombhttp://socialbomb.com/Space Adventures/Zero-Ghttp://spaceadventures.com/TalkShoehttp://www.talkshoe.com/talkshoe/web/main.jsp?pushNav=1&cmd=homeTrazzlerhttp://www.trazzler.com/Viddlerhttp://www.viddler.com/Video Egghttp://www.saymedia.com/Wellgoodhttp://wellgoodllc.com/Investment Team:David S. Rose, Managing Partnerdavid@rosetechven.comGalina Khorkova, Executive Assistantgalina@rosetechven.comEran Dror, Technical Writereran@setjam.comVCRRE Ventureswww.rre.comNew YorkSeedEarlyInformation Technology

130 East 59th Street, 17th FloorNew YorkNY10022212-418-5100

Founded in 1994, RRE Ventures manages $850 million in investment assets dedicated to rapidly growing early stage technology companies. Sectors in which RRE has prior experience include: Consumer & Digital Media, Mobility, Green Technology, Software & Services, Financial Technology, and Infrastructure. The firm actively invests in the New York Metro area as well as Silicon Valley and other major technology innovation centers across the U.S. Initial investment sizes typically range from $2 million to $5 million and up to a limit of $10 million to $15 million in a single company over its full lifetime. With its Seed Funding Investment Program, RRE is very interested in seeding early stage business. Its typical seed investment ranges from $100,000 up to $300,000. Since 1994, RRE Ventures has invested in 115 companies, and now has 42 active portfolio companies including 17 in the New York area.Portfolio companies include:AdaptiveBluehttp://getglue.com/ADstruchttp://adstruc.com/Best Vendorhttp://www.bestvendor.com/Betaworkshttp://betaworks.com/Bit.lyhttps://bitly.com/Business Insiderhttp://www.businessinsider.com/Buzzfeedhttp://www.buzzfeed.com/Certeonhttp://blog.certeon.com/Copiunhttp://www.copiun.com/Data Roboticshttp://www.datarobotics.com/Drobohttp://www.drobo.com/E-ductionhttp://en.wikipedia.org/wiki/EducationElectric Cloudhttp://www.electric-cloud.com/Emberhttp://www.ember.com/Enpirionhttp://enpirion.com/Flipswaphttp://flipswap.com/Fluidinfohttp://fluidinfo.com/GetGluehttp://getglue.com/HowAboutWehttp://www.howaboutwe.com/K2 Globalhttp://k2globalpartners.com/Kik Interactivehttp://www.kik.com/Kroll BondRatingshttp://www.krollbondratings.com/LearnBosthttps://www.learnboost.com/m-Viahttp://m-via.com/MakerBothttp://www.makerbot.com/Netsertivehttp://www.netsertive.com/Nexsanhttp://www.nexsan.com/Odyssey Logistics & Technologyhttp://www.odysseylogistics.com/OLOhttp://www.olo.com/On Deck Capitalhttp://www.ondeckcapital.com/OpenPeakhttp://www.openpeak.com/Payfonehttp://payfone.com/Peekhttp://en.wikipedia.org/wiki/PEEKPontiflexhttp://www.pontiflex.com/Prime Revenuehttp://www.primerevenue.com/Proofpointhttp://www.proofpoint.com/Quirkyhttp://www.quirky.com/Rave Mobile Safetyhttp://www.ravemobilesafety.com/RecycleBankhttp://www.recyclebank.com/Roundboxhttp://roundbox.com/Sailthruhttp://www.sailthru.com/Scout Analyticshttp://scoutanalytics.com/Sidetourhttp://www.sidetour.com/SkyGridhttp://www.skygrid.com/Skyhook Wirelesshttp://en.wikipedia.org/wiki/Skyhook_WirelessSmartPayhttp://www.smart-pay.com/SocialFlowhttp://www.socialflow.com/Solvatehttp://en.wikipedia.org/wiki/SolvationTendrilhttp://www.tendrilinc.com/Tipprhttp://tippr.com/Truishttp://en.wikipedia.org/wiki/TruisTrusted Insighthttps://www.thetrustedinsight.com/Venmohttps://venmo.com/Vivrehttp://www.vivre.com/Vocerahttp://www.vocera.com/Vyouhttp://www.vyou.com/WhipTail Techhttp://whiptail.com/Wisdom Treehttp://www.wisdomtree.com/Xobnihttp://www.xobni.com/Yipithttp://yipit.com/Investment Team:Andrew L. Zalasin, General Partner and CFOalz@rre.comWill D. Porteous, General Partnerwill@rre.comJames D. Robinson III, General Partnerjdr@rre.comWill Porteous, General Partnerwill@rre.comJames D. Robinson IV, Co-Founder, Managing Partnerjim@rre.comStuart J. Ellman, Co-Founder, Managing Partnersje@rre.comEric Wiesen, General Partnereric@rre.comM. Michel Orban, Founding Partnermorban@rre.comPESalmon River Capital, LLCwww.salmonrivercapital.comNew YorkMiddle MarketInformation TechnologyLife Sciences & HealthcareMedia & Digital MediaFinancial ServicesEducation & Training

126 East 56th St., 25th FloorNew YorkNY10022212-291-8831

Salmon River Capital is a specialized venture capital and private equity firm that backs entrepreneurs building technology enabled businesses created to lead their industries. Based in New York, Salmon River focuses on a range of sectors, leveraging a broad set of capabilities and an unusually flexible capital base. The verticals the firm targets include education/training, health care information technology, financial services technologies, online media, and information utilities. Salmon River Capital makes investments from $1 million and up. Portfolio companies include:Axiomahttp://www.axiomainc.com/Big Fish Gameshttp://www.bigfishgames.com/Capella Educationhttp://www.capellaeducation.com/Moldflowhttp://usa.autodesk.com/moldflow/Netsmart Technologieshttp://ntst.com/Parchmenthttp://www.parchment.com/PeriGenhttp://perigen.com/PerTrac Financial Solutionshttp://www.pertrac.com/Investment Team:Joshua Lewis, Founder and Managing PrincipalPESandler Capital Managementwww.sandlercap.comNew YorkMiddle MarketInformation TechnologyCommunications & NetworkingMedia & Digital MediaBusiness ServicesConsumer ProductsSports & Entertainment

711 Fifth Avenue, 15th FloorNew YorkNY10022212-754-8100212-826-0280 / 0281

Sandler Capital, a Registered Investment Advisor, manages both hedge funds and private equity funds with a multi-sector focus in media, entertainment/ leisure, telecommunications, technology, information and business services, and consumer companies. Through its various on-shore and offshore funds, Sandler currently manages approximately $1.3 billion in assets. Although focused in equities, over its 28 year history Sandler has sought opportunities across the capital structure via investments in a variety of debt and equity instruments. Sandler has raised five funds with commitments totaling more than $1.6 billion, including its most recent fund, Sandler Capital Partners V, a $700 million private equity partnership. To date, Sandler has invested approximately $1 billion globally in more than 100 private companies. The firm makes majority as well as minority investments in companies that are typically cash flow positive. Within its areas of industry expertise, Sandler's target investment size ranges from $5 million to $60 million. Portfolio companies include:AAThttp://www.aat.org.uk/Barrett Xplorehttp://www.barrettcorp.com/cmpny_xplore.aspCablevision Systemshttp://www.cablevision.com/Discover Mediahttp://discovermedia.net/HarborPoint Mediahttp://harborpointmedia.com/home.shtmlLocal Mattershttp://www.localmatters.com/MobilTelhttp://en.wikipedia.org/wiki/MobiltelWave Broadbandhttp://www.wavebroadband.com/Investment Team:Michael Marocco, Managing Director, Head of Private Equitymike@sandlercap.comJohn Kornreich, Senior AdvisorWilliam Bianco, Managing DirectorHarvey Sandler, FounderPESaratoga Partnerswww.saratogapartners.comNew YorkMiddle MarketCommunications & NetworkingMedia & Digital MediaManufacturing & IndustrialBusiness Services

535 Madison Avenue, 4th Floor New YorkNY10022212-906-7800 212-750-3343

Saratoga Partners is an independent, New York based investment firm making private equity investments in partnership with management, in the media and telecommunications, business services and manufacturing industries. Saratoga Partners, founded in 1984 as the corporate buyout group of Dillon, Read & Co. Inc., has led buyout investments in 33 companies with an aggregate acquisition value in excess of $3.7 billion across economic, market and interest rate cycles. Saratoga Partners has managed partnerships with more than $750 million in committed and invested capital pursuing private equity investments in enterprises valued between $50 and $500 million. In 1998, Saratoga Partners spun out as an independent entity owned by its management following the acquisition of Dillon Read by Swiss Bank Corporation (a predecessor to UBS AG). Saratoga transactions generally involve 25% or more equity in the capital structure, with certain investments initially involving as much as 100% equity capitalization. Portfolio companies include:Advanced Lightinghttp://www.alcorp.com/Atlantic Cellular Companyhttp://atlanticwireless.com/Cannell Communicationshttp://en.wikipedia.org/wiki/Stephen_J._CannellCommunications Software Consultantshttp://www.commsoft.net/Capital Markets Assurancehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26053Data Returnhttp://www.datareturn.com/default.aspxDatavantagehttp://datavantage.com/Emeritushttp://www.emeritus.com/Equality Specialtieshttp://mncstribbons.com/EUR Systemshttp://euritsystems.com/Formicahttp://www.formica.com/Gulf Coast Coca-Cola Bottlinghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=1875989Hawaiian Wirelesshttp://www.hawaiiantel.com/Residential/Wireless/Overview/tabid/246/Default.aspxHi-Lo Automotivehttp://www.hiloautosales.com/J&W Scientifichttp://www.interlab.ru/pdf/JW_Catalog.pdfJames Communicationshttp://jamescom.com/Koppershttp://koppers.com/NAThttp://en.wikipedia.org/wiki/Network_address_translationScovill Fastenershttp://www.answers.com/topic/scovill-fasteners-incSericolhttp://www.sericol.com/STC Wireless Resourceshttp://stcnetcom.com/The Bowery Saving Bankhttp://en.wikipedia.org/wiki/Bowery_Savings_BankUSI Insurance Serviceshttp://www.usi.biz/Viking Office Productshttp://www.vikingofficeproducts.biz/Investment Team:John P. Birkelund, Senior Advisorjbirkelund@saratogapartners.comCharles P. Durkin, Jr., Senior Advisorcpdurkin@saratogapartners.comChristian L. Oberbeck, Managing Directorcoberbeck@saratogapartners.comJoe Burkhart, Managing DirectorCharles G. Phillips IV, Partnercphillips@saratogapartners.comRichard A. Petrocelli, Chief Financial Officerrpetrocelli@saratogapartners.comVCSAS Investorswww.sasinvestors.comNew YorkSeedEarlyInformation Technology

363 7th Ave., #12New YorkNY10001212-367-7676

Founded in January 2001, SAS Investors was formed to facilitate the creation and growth of seed- and early-stage technology companies in the Mid-Atlantic and Northeast regions (New York, New Jersey, Connecticut, Maryland, Delaware, Pennsylvania, Massachusetts, Rhode Island). Located in New York City and backed by Canaan Partners, Rho Capital Partners, and Sevin Rosen Funds, SAS Investors has raised an initial $40-million-dollar fund for the selection and development of fully defensible technologies born out of high-tech labs and corporate/university caliber research and development centers. The fund also offers co-location services for selected portfolio companies. SAS will invest up to $3 million over the life cycle of a relationship, with an initial investment ranging from several hundred thousand dollars up to $1.25 million.Portfolio companies include:Backfencehttp://www.backfence.com/CebaTechhttp://cebatech.com/Enpirionhttp://enpirion.com/Kirusahttp://www.kirusa.com/Lightspeed Audio Labshttp://www.lightspeedaudiolabs.com/Motionboxhttp://techcrunch.com/2006/04/02/motionbox-best-online-video-sharing-so-far/permissionTVhttp://www.crunchbase.com/company/permissiontvRNThttp://rntcalls.com/Serenitihttp://www.universalstudiosentertainment.com/serenity/Textronicshttp://www.textronicsinc.com/Velox Semiconductorhttp://www.manta.com/c/mm8sx8t/velox-semiconductor-corporationInvestment Team:George Abraham, Partner and Co-Foundergabraham@sasinvestors.comJosh Grotstein, Partner and Co-Founderjgrotstein@sasinvestors.comRamana Jampala, Partnerrjampala@sasinvestors.comVCPEScorpion Capital Partners, LPwww.scorpioncap.comNew YorkSeedEarlyMiddle MarketInformation TechnologySoftware & InternetLife Sciences & HealthcareAgriculture & Agricultural ScienceReal Estate

245 Fifth Avenue, 25th FloorNew YorkNY10016212-213-9190212-213-9607

Scorpion Capital Partners is a private equity firm that continues the investment activities of Scorpion Holdings, Inc., which was formed in 1995. Scorpion manages approximately $120 million in equity capital, and is licensed as a Small Business Investment Company. Scorpion seeks to partner with proven management teams to invest in middle market companies that the firm believes are competitively positioned for strong future performance. Scorpion does not have a particular industry focus, but rather defines certain sectors that its principals generally avoid, or that are restricted based on SBA parameters, such as real estate, gaming, tobacco, biotechnology, software development, as well as start-up and early stage ventures. Scorpion seeks to make equity and equity like investments from $5.0 million up to $10.0 million, with larger amounts available through co-investments. Scorpion targets companies with revenues of $10 million-$100 million and EBITDA of $4 million to $25 million. Scorpion's investment strategy focuses on two types of transactions: (i) traditional management buyouts, and (ii) later-stage growth capital - both minority and control.Portfolio companies include:3-D Machininghttp://3d-machining.com/Cheniere Energyhttp://cheniere.com/Neterionhttp://www.exar.com/Craftsmen Industrieshttp://www.craftsmenind.com/Creativehttp://www.creative.com/Pacific Building Carehttp://pbcare.com/Quintesshttp://quintess.com/Wellpartnerhttps://www.wellpartner.com/Investment Team:Nuno Brandolini, Co-Foundernbrandolini@scorpioncap.comKevin McCarthy, Co-Founderkmccarthy@scorpioncap.comRobert Schoff, Co-Founderrschoff@scorpioncap.comKeith MullinsVCSeaCap Ventureswww.seacapventures.comNew YorkEarlyGrowthExpansionInformation TechnologySoftware & InternetCommunications & Networking

59 John Street, 7th FloorNew YorkNY10038212-798-0400212-798-0401

SeaCap Ventures is a venture capital investment firm that focuses on equity investments in early, post-initial start-up or expansion stage business enterprises. SeaCap has offices in New York City and Philadelphia, and targets companies located in the Mid-Atlantic region. SeaCap invests in industries including, but not limited to, Internet technologies and services, information technology and telecommunications, and in other businesses leveraging their enterprise functions through the Internet. SeaCap will also consider investments in non-technology businesses that are well positioned for growth with a significant market opportunity. SeaCap does not consider investments in the life sciences sector. SeaCap prefers to act as a lead investor with an investment amount of $250,000 to $1,000,000, with a preferred initial investment amount of $500,000. Because the firm has the ability to leverage its sources to syndicate complete rounds of financings-preferably in rounds sized under $5,000,000-SeaCap generally participates in co-investment opportunities with other venture capital firms and considers investments being lead by other venture capital firms.Portfolio companies include:ExactOnehttp://exacta.com/Compoze Softwarehttp://www.ca.com/us/partners/spotlight.aspx?cid=57150Expert Planhttps://www.expertplan.com/defaultep.jspWAM Systemshttp://www.wamsystems.com/Navtrakhttp://www.navtrakgps.com/Investment Team:Steven Tuttleman, Co-Foundersteve@seacapventures.comAllen B.J. Paik, Co-Founderallen@seacapventures.comEric (Ric) Cohen, Co-Foundereric@seacapventures.comPESeaport Capitalwww.seaportcapital.comNew YorkMiddle MarketSoftware & InternetCommunications & NetworkingMedia & Digital MediaBusiness ServicesEducation & Training

40 Fulton Street, 27th FloorNew YorkNY10038212-847-8900212-425-1420

Founded in 1991, Seaport Capital manages over $500 million of capital in three private equity funds. Seaport provides equity capital for growth, recapitalizations, and buyout opportunities for media, telecommunications, information and business services private companies with market capitalizations between $10 and $100 million and junior capital needs of $5 to $20 million and companies with $3 to $15 million EBITDA. Seaport generally provides between $10 and $35 million equity over 3 to 7 years. Seaport prefers to invest in companies with a local or regional focus headquartered throughout the United States and targets the following industries: marketing services, custom publishing, online advertising, digital agencies, education services, co-location and managed services, communication towers, business process outsourcing, B2B publishing, event & sponsorship marketing, late-stage software, and cable.Portfolio companies include:ACME Television Holdingshttp://www.acmecommunications.com/Elias Artshttp://eliasarts.com/Independence Mediahttp://independencemg.com/Logicworkshttp://www.logicworks.net/Mandalay Baseball Propertieshttp://mandalay.com/Marianas Cablevisionhttp://mcvguam.com/Municipal Communicationshttp://municipalcom.com/Peak 10http://www.peak10.com/SCDC Holdingshttp://www.seaportcapital.com/portfolio/communications/Story Worldwidehttp://www.storyworldwide.com/Voxelhttp://en.wikipedia.org/wiki/VoxelWorley Claim Servicehttps://worleyco.com/Investment Team:Bill Luby, Partnerbluby@seaportcapital.comJim Collis, Partnerjcollis@seaportcapital.comScott McCormack, Partnersmccormack@seaportcapital.comBob Tamashunas, Principalbtamashunas@seaportcapital.comJustin Choi, Associatejchoi@seaportcapital.comHoward Kaufman, Partner, Chief Financial Officerhkaufman@seaportcapital.comRamya Varma, Associatervarma@seaportcapital.comRob Groberg, Associatergroberg@seaportcapital.comStacy Troaino, Controllerstroiano@seaportcapital.comVCSecurity Growth Partners, LLCwww.securitygrowth.comNew YorkEarlyInformation TechnologyDefense & Homeland Security

450 Seventh Avenue, Suite 2100New YorkNY10123

Security Growth Partners' (SGP) mission is to support companies that provide security solutions for the security market. SGP serves a large and diverse industry including, among others, information technology (IT) security, critical infrastructure protection (CIP), homeland security and their related markets.Portfolio companies include:Sentrigohttp://www.mcafee.com/us/about/sentrigo.aspxThreatGRIDhttp://threatgrid.com/KoolSpanhttp://www.koolspan.com/MediaSentryhttp://en.wikipedia.org/wiki/MediaSentryRiptechhttp://riptech.net/insightiXhttp://www.insightix.com/NetWitnesshttp://www.netwitness.com/Vaultivehttp://www.vaultive.com/Investment Team:Elad Yoran, CEO and Foundereyoran@securitygrowth.comPESentinel Capital Partnerswww.sentinelpartners.comNew YorkMiddle MarketManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & Restaurant

330 Madison Avenue, 27th FloorNew YorkNY10017212-688-3100212-688-6513

Sentinel Capital Partners is a private equity investment firm with approximately $1.25 billion of capital under management. Sentinel seeks to invest in businesses with attractive growth prospects and high quality management teams interested in becoming owners of the companies. The firm makes equity investments in a range of smaller, traditional middle-market private and public companies in the United States and Canada. Sentinel's preferred industry sectors are: Aerospace/Defense; Business Services; Consumer Products/Services; Distribution; Food/Restaurants; Franchising; Healthcare Products/Services; and Industrial Manufacturing. Sentinel prefers to invest between $20 million and $60 million, although the firm can invest up to $75 million of equity per transaction in companies in the business services/outsourcing, consumer products and services, food and restaurants, franchising, and manufacturing industries. The firm targets companies with at between $7 million and $35 million in EBITDA and enterprise values ranging from $40 million to $200 million.Portfolio companies include:Chase Doorshttp://www.chasedoors.com/Chromaloxhttp://www.chromalox.com/CIN Grouphttps://www.cingroup.com/Cottman Transmission Systemshttp://www.cottman.com/Critical Solutios Internationalhttp://c-s-i.com/Engineered Controlshttp://engineeredcontrols.com/eci/index.phpEntre Computer Centershttp://www.entrecomputercenter.com/Falcon Holdingshttp://www.falconholdings.com/homeFaslochttp://www.faslocinc.com/Floral Plant Growershttp://www.natbeauty.com/Frame-n-Lens Opticalhttp://frame-n-lens-optical.com/Growing Familyhttp://www.growingfamily.com/webnursery/Inscape Publishinghttp://www.inscapepublishing.com/Interim Healthcare Holdingshttp://www.corporationwiki.com/Florida/Sunrise/interim-healthcare-holdings-inc-2322693.aspxLTI Flexible Productshttp://www.ltiflex.com/Madillhttp://www.madillok.com/Massage Envyhttp://www.massageenvy.com/Met Merchandising Conceptshttp://www.merchandiseconcepts.com/Metro Dentalcarehttp://www.metro-dentalcare.com/MidWest Wholesale Hardwarehttp://www.midwestwholesale.com/National Spine & Pain Centershttp://www.pehub.com/121167/sentinel-capital-backs-national-spine-pain-centers/Nivel Holdingshttp://www.nivelparts.com/NorSun Food Grouphttp://www.oregonpotato.com/North American Rescuehttp://narescue.com/Office Depothttp://en.wikipedia.org/wiki/Office_DepotPrecision Pipeline Solutionshttp://www.precisionpipelinesolutions.com/ReachOut Healthcare Americahttp://reachouthealthcare.com/Rocky Mountain Savings Bankhttps://www.rmbank.com/Roma Restaurant Holdingshttp://business.highbeam.com/company-profiles/info/241091/romacorp-incSouthern California Pizza Companyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=48973941Spinritehttp://www.grc.com/sr/spinrite.htmStrategic Partnershttp://strategicpartners.net/Trinity Consultantshttp://www.trinityconsultants.com/Trussbilthttp://www.trussbilt.com/index.phpVintage Holdingshttp://www.corporationwiki.com/California/Los-Angeles/vintage-holdings-inc/43878311.aspxWellSpring Pharmaceuticalhttp://wellspringpharm.com/Investment Team:John F. McCormack, Co-Founder and Senior Partnermccormack@sentinelpartners.comDavid S. Lobel, Founder and Managing PartnerFrank E. Richardson, Senior Advisory PartnerEric D. Bommer, Partnerbommer@sentinelpartners.comJames D. Coady, Partnercoady@sentinelpartners.comPaul F. Murphy, Partnermurphy@sentinelpartners.comBrian L. Davis, Managing DirectorJoseph J. Catalano, Director of Business DevelopmentMichael Fabian, Vice PresidentC. Scott Perry, Vice PresidentGraham M. Schena, Vice Presidentschena@sentinelpartners.comJohn C. Van Sickle, Vice PresidentPEShore Points Capital Management, LLCwww.shorepointscapital.comNew YorkMiddle MarketInformation TechnologySoftware & InternetCommunications & NetworkingEnergy & Clean TechMedia & Digital MediaFinancial ServicesManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & Restaurant

1221 Avenue of the Americas, 42nd FloorNew YorkNY10020646-227-0100

Shore Points Capital Management is a value-oriented private equity firm focused on middle-market change-of-control transactions. The firm's strategy is to partner with existing owners/managers as it acquires and invests in well-managed and well-positioned manufacturing, service, and distribution companies located principally in North America. Shore Points primarily sponsors acquisition deals involving businesses with enterprise values from $15 million to $75 million, and with EBITDA of $2 million to $15 million. In September 2006, the founding members of Shore Points Capital left BNP Paribas where they invested in over 50 companies. In over 15 years of investing, the firm's partners have sponsored investments in a wide range of industries including: Business-to-business services, Consumer products & services, Distribution, Electronics, Energy Services, Financial services, Food & restaurants, Manufacturing, Media communications & advertising, and Software & IT services.Portfolio companies include:SirsiDynixhttp://www.sirsidynix.com/Ranpakhttp://www.ranpak.com/Turner Brothershttp://turnerbros.com/Hanger Orthopedic Grouphttp://hanger.com/Chatham Technologieshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=26392North American Construction Grouphttp://www.nacg.ca/Commercial Carpets of Americahttp://www.ccafloors.com/Loftwarehttp://loftware.com/ARGIhttp://argifinancialgroup.com/Breckwellhttp://breckwell.com/TSD Rentalhttp://www.tsd-inc.com/Investment Team:Steve Alexander, Managing Partner, 646-233-0157steve@shorepointscapital.comEd Irwin, Managing Partner, 646-233-0158ed@shorepointscapital.comWalt Bellingham, Principal, 646-233-0162walt@shorepointscapital.comMichael Miller, Principal, 646-233-0159mike@shorepointscapital.comPESECSignal Equity Partnerswww.signal-equity.comNew YorkMiddle MarketInformation TechnologyCommunications & NetworkingMedia & Digital Media

10 East 53rd St, 32nd FloorNew York CityNY10022212-872-1180212-872-1192

Signal Equity Partners is an investment partnership focused on the communications, media, and technology sectors. Signal is a long-term investor that works alongside management to accelerate companies' growth and success. Founded in 1996, Signal has experience in a variety of transaction types, including: leveraged buy-outs, roll-ups, restructurings and secondary purchases of investment portfolios. Signal has launched Signal Telecom Partners and is currently acquiring small rural telephone companies with fewer than 5,000 access lines in several states. The rural telephone sector is in a consolidation process and Signal Telecom Partners hopes to build a company with over 50,000 access lines over the long term.Portfolio companies include:Centennial Wirelesshttp://www.centennialwireless.com/index2.phpInfotrievehttp://www.infotrieve.com/Investment Team:Timothy P. Bradley, Co-Founder and Managing Directortbradley@signal-equity.comAlfred J. Puchala, Jr., Co-Founder and Managing Directorapuchala@signal-equity.comCharles T. Lake, II, Managing Directorclake@signal-equity.comMalcolm C. Nolen, Managing Directormnolen@signal-equity.comVCSignet Healthcare Partnerswww.signethealthcarepartners.comNew YorkExpansionLife Sciences & HealthcareMedical Device

Carnegie Hall Towers 152 West 57th Street, 19th FloorNew YorkNY10019646-840-4990 212-419-3956

Signet Healthcare partners was founded by James Gale and Sanders Morris Harris Group in 1998 with the establishment of the Corporate Opportunities Funds. Since 1998, the firm has organized three funds and completed investments in approximately 27 companies. For the past nine years, Signet Healthcare has maintained its dedicated focus to diversified healthcare investing-- primarily serving as lead investor to expansion stage companies engaged in specialty pharmaceuticals, medical devices and the pharma services industries. Since inception of Signet's Funds, the firm has invested on a global basis with approximately 20% of its funds committed to entities domiciled in Europe and Asia.Portfolio companies include:Alpex Pharmahttp://www.alpex.com/Anteis S.A.http://www.anteis.com/Arbor Pharmaceuticalshttp://www.arborpharma.com/Argos Therapeuticshttp://www.argostherapeutics.com/Bioject Medicalhttp://www.bioject.com/BioPro Pharmaceuticalhttp://www.biopropharm.com/Cedarburg Pharmaceuticalshttp://cedarburghauser.com/Cydexhttp://www.cydex.com/Fluxionhttp://www.fluxionbio.com/Functional Geneticshttp://www.functional-genetics.com/IGI Laboratorieshttp://igilabs.com/LearnWrighthttp://www.learnwright.com/Malladihttp://www.malladi.co.in/Octoplushttp://www.octoplus.nl/OptiScan Biomedicalhttp://www.optiscan.com/Peak Surgicalhttp://www.peaksurgical.com/Pfenexhttp://www.pfenex.com/Spepharm B.V.http://spepharm.com/Investment Team:Joyce Erony, Managing DirectorJoyce.Erony@SignetHP.comJames C. Gale, Managing DirectorJames.Gale@SignetHP.comAl Hansen, Managing DirectorAl.Hansen@SignetHP.comTodd Sone, Managing DirectorTodd.Sone@SignetHP.comMartin Zeiger, Adjunct PartnerSamuel Altman, Adjunct PartnerVCVDPEFOFSiguler Guff & Companywww.sigulerguff.com New YorkEarlyMiddle MarketInformation TechnologyManufacturing & IndustrialBusiness ServicesTransportation & Distribution

825 Third Avenue, 10th FloorNew YorkNY10022212-332-5100212-332-5120

Siguler Guff & Company is a multi-strategy private equity investment firm with (including its affiliates) over $9 billion of assets under management. Founded in 1991 within Paine Webber, Siguler Guff became an independent firm in 1995. Siguler Guff manages and co-manages several direct investment private equity funds and fund-of-funds, each targeted at carefully defined areas of market inefficiency. The Venture Lending & Leasing funds were organized to provide asset backed financing to carefully selected venture-capital backed companies, in the form of secured loans and equipment leases, in exchange for current coupon payments and equity warrants. Loans to each company range from $1 million to $25 million, with warrant coverage of 7% to 12% of the loan amount. The firm also provides discretionary private equity advisory services through Siguler Guff Advisers, a federally registered investment advisor. Siguler Guff maintains additional offices in Boston, Chicago, San Francisco, Sao Paulo, Moscow, Mumbai, and Shanghai. Siguler Guff has launched four Distressed Opportunities funds-of-funds to invest in securities of companies undergoing financial distress, two BRIC Opportunities funds-of-funds to invest in dynamic emerging companies in Brazil, Russia, India, and China, and a Small Buyout Opportunities fund-of-funds. The company also maintains two direct investment fund families, Russia Partners Management and Venture Lending and Leasing.Portfolio companies include:N/AInvestment Team:Georget W. Siguler, Managing Director and Founding PartnerDrew Guff, Managing Director and Founding Principaldrewg@sigulerguff.comDonald P. Spencer, Managing Director and Founding Principaldonalds@sigulerguff.comKenneth J. Burns, Managing Directorkenb@sigulerguff.comJames Corl, Managing DirectorJames Gereghty, Managing DirectorAvinash Amin, Managing DirectorAnthony Corriggio, Managing DirectorMichael Romanowski, Investment ManagerRoss Goodhart, Vice PresidentPEThe Silverfern Groupwww.silfernpartners.comNew YorkMiddle MarketManufacturing & IndustrialBusiness Services

150 East 52nd Street, 32nd Floor New YorkNY10022212 -209-8860212- 209-8861

The Silverfern Group is an independently-owned Merchant Bank focused primarily on the Private Equity Sponsor community. Silverfern specializes in originating and structuring proprietary (non-auction) buy-side Mergers & Acquisitions opportunities, and through its affiliates, Silverfern Co-Investment Partners and the Silverfern Credit Opportunities Fund, in making equity co-investments and debt investments with relationship private equity firms and corporates worldwide. Silverfern Co-Investment Partners is a proprietary private equity co-investment vehicle that seeks to make equity co-investments in the range of $25 million to $150 million per transaction (SCIP's share) with leading private equity firms in buyouts, acquisitions and recapitalizations worldwide. Silverfern Credit Opportunities Fund provides flexible financing alternatives for leading companies and financial sponsors alike, investing up and down the capital structure with wide ($25mm - $500mm+) investment latitude. In 2009 Silverfern originated over 85 proprietary transaction opportunities for its Clients, representing $38 billion of Total Enterprise Value and the opportunity to deploy over $20 billion in equity capital. Silverfern also operates Silverfern Special Opportunities, a private equity co-investment vehicle that makes growth equity co-investments in the range of $5 million to $25 million with leading private equity firms in buyouts, acquisitions and recapitalizaitons worldwide.Portfolio companies include:N/AInvestment Team: Clive R. Holmes, CEOcholmes@silfern.comReeta Kapani, Managing DirectorEdward M. Rimland, Managing DirectorRob Campbell, Investment CommitteeJohn R. Cattau, Chief Administrative OFficerVCSJF Ventureswww.sjfund.comNew YorkExpansionInformation TechnologyEnergy & Clean TechMedia & Digital MediaBusiness ServicesConsumer Products

885 Third Avenue, 20th FloorNew YorkNY10022212-209-3063 212-371-5500

SJF Ventures is a venture capital partnership with offices in San Francisco, Durham, NC, and New York. Through its investment funds, the firm provides equity financings from $1 million to $10 million, solo or in syndicates, to companies seeking expansion capital. SJF Ventures focuses on the cleantech, technology-enhanced services and premium consumer products sectors. Representative investment areas include renewable energy and efficiency, organic and healthy consumer products, digital media and marketing services, electronics recycling, and outsourced business services. SJF's first fund was capitalized at $17 million in late 1999 and early 2000. The second fund has $28 million under management and was closed at the end of the first quarter of 2007. The firm invests $1MM to $2MM initially, with up to $4 million per portfolio company. SJF will lead or participate in syndicate rounds with limited partners and co-investors for larger financings up to $10MM. SJF comprises two organizations: SJF Ventures, a venture capital fund; and SJF Advisory Services, an affiliated non-profit. Founded in 2001, SJF Advisory Services provides entrepreneurial, workforce and sustainability assistance services to SJF prospect and portfolio companies. Portfolio companies include:B.B. Hobbshttp://bbhobbs.com/Brightside Academyhttp://www.brightsideacademy.com/CitySofthttp://citysoft.com/Community Energyhttp://www.communityenergyinc.com/Ed Maphttp://www.edmap.biz/eRecyclingCorpshttp://www.erecyclingcorps.com/FieldViewhttp://www.ilight.com/Foxfirehttp://foxfire.com/groSolarhttp://www.grosolar.com/Living Earthhttp://lefoods.com/MediaMathhttp://www.mediamath.com/Optorohttp://optoro.com/RealWinWinhttp://realwinwin.com/Rustic Crusthttp://www.rusticcrust.com/Selectechhttp://www.selectechinc.com/ServiceChannelhttp://www.servicechannel.com/sc/login/index.htmlSun and Earthhttp://www.sunandearth.com/Telkorehttp://www.telkore.com/Truisthttp://truist.com/Investment Team:David Kirkpatrick, Founder and Managing Directordkirk@sjfund.comRick Defieux, Founder and Chair of Investment Committeerdefieux@sjfund.comArrun Kapoor, Managing Directorakapoor@sjfund.comAlan Kelley, Managing Directorakelley@sjfund.comPESolera Capital, LLCwww.soleracapital.comNew YorkMiddle MarketMedia & Digital MediaBusiness ServicesConsumer Products

625 Madison Avenue, 3rd FloorNew YorkNY10022212-833-1440 212-833-1460

Solera Capital is a private equity investment firm that typically invests between $10 million and $30 million in its target companies, which include food, consumer health care, and publishing. Solera Capital was founded in 1999 with an all-female staff. Portfolio companies include:Annie'shttp://www.annies.com/Calypso St. Barthhttp://www.calypsostbarth.com/The Little Clinichttp://www.thelittleclinic.com/Latina Media Ventureshttp://www.latina.com/Yolo Colorhousehttp://www.yolocolorhouse.com/Investment Team:Karen Gordon Mills, Founder and Presidentmills@soleracapital.comMolly Ashby, CEOashby@soleracapital.comAlison Catchpole, CFOcatchpole@soleracapital.comMary Ellen Hennessey-Jones, President and Director of ResearchASpencer Trask & Co.www.spencertrask.comNew YorkEarlyGrowthInformation TechnologyCommunications & NetworkingLife Sciences & Healthcare

750 Third Avenue, 11th FloorNew YorkNY10017800-622-7078

Spencer Trask is a private equity firm that operates essentially as a network of accredited investors who pool resources. Through the firm's collaborative network of business leaders and co-investors - the Spencer Trask Network - Trask provides entrepreneurs with both intellectual and financial capital. The Spencer Trask Network includes CEO's, individuals, institutional investors, and corporate investors. The firm has additional offices in New Connecticut and San Francisco.Portfolio companies include:Aperturehttp://www.apple.com/aperture/Cienahttp://www.ciena.com/CyberSettlehttp://www.cybersettle.com/pub/Health Dialoghttp://www.healthdialog.com/Main/defaultImmune Responsehttp://www.nlm.nih.gov/medlineplus/ency/article/000821.htmInno360http://www.inno-360.com/InVivo Therapeuticshttp://www.invivotherapeutics.com/Next Level Communicationshttp://nextlevelcom.net/Osiris Therapeuticshttp://www.osiristx.com/Precyse Technologieshttp://precysetech.com/Prolor Biotechhttp://www.prolor-biotech.com/Vodafonehttp://www.vodafone.com/content/index.htmlInnoCentivehttp://www.innocentive.com/Myriad Geneticshttp://www.myriad.com/Investment Team:Kevin Kimberlin, ChairmanPESpire Capitalwww.spirecapital.comNew YorkMiddle MarketCommunications & NetworkingMedia & Digital MediaBusiness Services

1500 Broadway, Suite 1811 New YorkNY10036212-218-5454212-218-5455

Founded in 2000, Spire Capital is an active and experienced private equity firm with an investment focus in small market companies within the business services, information services, media, and communications sectors. Spire Capital seeks to lead small market buyout investments in its areas of expertise and believes its deep industry experience and network of relationships are invaluable in helping its portfolio companies to grow and succeed. Spire Capital currently has approximately $600 million in assets under management across two funds. The Principals pursue superior risk/return investments "under the radar screen," with Spire Capital's ideal investment size of $15 - $40 million. Spire expects to be the lead investor in transactions and often brings in limited partners as strategic co-investors in investment opportunities that require additional equity capital. The firm's investment focus is almost exclusively domestic. Portfolio companies include:Certiporthttp://www.certiport.com/portal/desktopdefault.aspx?TZ=-5Spindletop Grouphttp://www.spindletopgroup.com/Professional Bull Ridershttp://www.pbr.com/Just Marketing Internationalhttp://www.justmarketing.com/AssetNationhttp://www.assetnation.com/home.htmlCarpathiahttp://en.wikipedia.org/wiki/RMS_CarpathiaRainbow Child Care Centerhttp://rainbowccc.com/Tarpon Towershttp://tarpontowers.com/Velocityhttp://en.wikipedia.org/wiki/VelocityInvestment Team:Andrew J. Armstrong, Jr., Partneraarmstrong@spirecapital.comBruce M. Hernandez, Partnerbhernandez@spirecapital.comRichard H. Patterson, Partnerrpatterson@spirecapital.comSean C. White, Partnerswhite@spirecapital.comDavid K. Schaible, Principaldschaible@spirecapital.comDonald E. Stewart, CFOdsterwart@spirecapital.comAnthony D. Cassano, Vice Presidentacassano@spirecapital.comBenjamin P. Meyer, Vice Presidentbmeyer@spirecapital.comMichael S. Grady, Associatemgrady@spirecapital.comPESPP Capital Partners, LLCwww.sppcapital.comNew YorkMiddle MarketBusiness ServicesConsumer ProductsSports & Entertainment

330 Madison Avenue, 28th FloorNew YorkNY10017212-455-4500212-455-4545

SPP Capital Partners is a private investment bank specializing in the private placement of senior debt, mezzanine debt and equity capital. Since its inception in 1989, SPP Capital has completed more than 370 private financings totaling in excess of $16 billion. SPP Capital's clients range from small, privately held companies to the Fortune 500 and are domiciled throughout North America and Europe. SPP Mezzanine Partners, an affiliate of SPP Capital, is a private mezzanine fund founded in 2003 that provides direct principal investment for refinancing, growth capital, acquisitions, leveraged recapitalizations, leveraged buyouts and management buyouts. The fund is actively seeking transactions for companies that are leaders in their respective markets and have established track records and seasoned management teams.Portfolio companies include:Wisehttp://www.wise.org/Ajay Sportshttp://biz.yahoo.com/ic/45/45072.htmlTradeSourcehttp://www.tradesource.com/Longwoodhttp://www.longwood.edu/AmeriStop Food Marthttp://ameristop.com/Investment Team:Robin Ellis Busch, Managing Partnerrbusch@sppcapital.comC. Todd Kumble, Managing Partnertkumble@sppcapital.comStefan L. Shaffer, Managing Partnersshaffer@sppcapital.comJohn Cable, Directorjcable@sppcapital.comHeather Madland, Directorhmadland@sppcapital.comAmy S. Lazarus, Chief Financial Officeralazarus@sppcapital.comDonald W. Graham, CFA, Partnerdgraham@sppcapital.comBrad Crispin, Vice Presidentbcrispin@sppcapital.comVCSprout Groupwww.sproutgroup.comNew YorkEarlyInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & Healthcare

11 Madison Avenue, 13th Floor New YorkNY10010212-325-7587212-322-0530

Sprout Group is one of the oldest and largest institutional venture capital firms focused on emerging companies. Since its founding in 1969, Sprout Group has financed more than 350 companies and raised nearly $3.0 billion in committed capital from leading institutional investors and individuals in the technology industry. In November 2000, Sprout Group closed Sprout IX, a fund totaling $1.1 billion. Sprout Group focuses its investments in healthcare technology, communications, software, technology buyouts, and Services & E-Commerce. While Sprout IX's new investment phase has been completed and the fund's activities are confined to follow-on investments in existing portfolio companies, the firm is still interested in new investment opportunities for its associated funds, New Leaf Venture Partners and DLJ Merchant Banking Partners.Portfolio companies include:Aureon Bioscienceshttp://www.xconomy.com/new-york/2011/09/30/aureon-biosciences-obtains-3838665-new-funding-round/Aurora Networkshttp://www.aurora.com/site/Calix Networkshttp://www.calix.com/CommVault Systemshttp://www.commvault.com/CommVault Systemshttp://www.commvault.com/CyOpticshttp://www.cyoptics.com/Edison Schoolshttp://www.edisonlearning.com/ePocrateshttp://www.epocrates.com/Evolution Benefitshttp://www.evolutionbenefits.com/html/welcome.htmlExpression Diagnosticshttp://www.xdx.com/Infinerahttp://infinera.com/Intrinsic Therapeuticshttp://intrinsic-therapeutics.com/Kalypsyshttp://www.kalypsys.com/home/home03.shtmlLabcytehttp://labcyte.com/Microban Internationalhttp://www.microban.com/Nycomedhttp://www.nycomed.com/Prometheus Laboratorieshttp://prometheuslabs.com/Relypsahttp://relypsa.com/Sopherion Therapeuticshttp://www.sopherion.com/Spine Wavehttp://www.spinewave.com/Spirationhttp://www.spiration.com/Teachscapehttp://www.teachscape.com/Tolerxhttp://en.wikipedia.org/wiki/TolerxTradeBeamhttp://www.tradebeam.com/login/Visogenhttp://visiogen.com/Watchfirehttp://www.watchfiresigns.com/Women's Health USAhttp://womenshealthusa.com/Investment Team:Robert Finzi, Co-Managing Partnerbob.finzi@sproutgroup.comJanet Hickey, Co-Managing Partnerjanet.hickey@sproutgroup.comTracy Urquiaga, CFOVCStarVest Partners, LPwww.starvestpartners.comNew YorkGrowthExpansionInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaFinancial ServicesBusiness ServicesConsumer ProductsRetail & Restaurant

750 Lexington Avenue New YorkNY10022212-863-2500212-863-2520

StarVest is a venture capital firm that invests an average of $2 million to $4 million initially in expansion stage companies with $2 to $15 million in revenues. Almost all of StarVest's portfolio companies have major customers in the New York Metropolitan area and more than 50% have a sales presence in New York City. StarVest's sector strategy leads the firm to seek leaders in technology-enabled business services anywhere in the U.S. Key industries in the New York Metro area include Financial Services, Advertising, Media and Entertainment, Retailing, Consumer Products, and Telecommunications. StarVest targets companies in Software-as-a-Service, Internet Marketing Services, eCommerce Services, Data and Content Services, and Identity and Security Management. StarVest differentiates itself through its expertise and deep domain knowledge of Software-as-a-Service (SaaS). StarVest invests in geographic areas that are less well served by either national or local venture firms (such as Ohio, Arizona, Chicago) because the firm's industry expertise and contacts in New York attract potential portfolio companies.Portfolio companies include:Accept Softwarehttp://accept360.com/Bluestreakhttp://www.bluestreaktech.com/Connectedhttp://connected.mcgraw-hill.com/connected/login.doFieldglasshttp://www.fieldglass.net/Host Analyticshttp://www.hostanalytics.com/iCrossinghttp://www.icrossing.com/Ideelihttp://www.ideeli.com/welcomeInsurance.comhttp://www.insurance.com/Iron Solutionshttp://www.ironsolutions.com/Mazu Networkshttp://www.riverbed.com/us/products/cascade/MessageOnehttps://ems.messageone.com/NetSuitehttp://www.netsuite.com/portal/home.shtmlNewComLinkhttp://newcomlink.com/Newgisticshttp://www.newgistics.com/Perquesthttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=7770535PivotLinkhttp://www.pivotlink.com/Receivables Exchangehttp://www.receivablesxchange.com/SwitchFlyhttp://www.switchfly.com/Think Passengerhttp://www.thinkpassenger.com/Tibersofthttp://tibersoft.com/Travel Ad Networkhttp://travoramedia.com/Transactishttp://www.transactis.com/Travorahttp://travoramedia.com/Veracodehttp://www.veracode.com/Xignitehttp://www.xignite.com/Investment Team:Deborah A. Farrington, Founding Partnerdeborah@starvestpartners.comLaura B. Sachar, Founding Partnerlaura@starvestpartners.comJeanne M. Sullivan, Founding Partnerjeanne@starvestpartners.comLarry A. Bettino, General Partnerlarry@starvestpartners.comRobert E. Kelly, CFObob@starvestpartners.comSylvia Kuyel, Senior Associatesylvia@starvestpartners.comEdlyn Yuen, Associateedlyn@starvestpartners.comVCPEStonehenge Growth Capitalwww.stonehengecapital.comNew YorkExpansionMiddle MarketSoftware & InternetInformation Technology

152 West 57th St., 20th Fl.New YorkNY10019212-265-9380212-656-1344

Stonehenge was formed in 1999 by the former principals of Banc One Capital Markets, the venture capital and investment banking subsidiary of Bank One Corporation (now JPMorgan Chase). Stonehenge currently manages several distinct private equity and mezzanine funds with approximately $580 million in capital through its offices in Alabama, Colorado, Florida, Louisiana, New York, Ohio, and Texas. The firm invests in companies with capital requirements in excess of $1 million for Expansion and Growth Capital; Management Buyouts; Acquisitions; Recapitalizations; Industry Consolidations; and Technology Commercialization.Portfolio companies include:7thOnlinehttp://www.7thonline.com/Bulldog Solutionshttp://www.bulldogsolutions.com/AuthenTechttp://www.authentec.com/Alineanhttp://www.alinean.com/Proficient Autohttp://www.proficientautotransport.net/Health Integratedhttp://www.healthintegrated.com/Dixie Southernhttp://dixiesouthern.com/Imgage Guided Neuologicshttp://igneurologics.com/Twin Veehttp://twinvee.com/In.vision Researchhttp://www.linkedin.com/company/in.vision-researchKnovelhttp://why.knovel.com/Medidata Solutionshttp://mdsol.com/Investment TeamDavid Webber, Managing Directordbwebber@stonehengecapital.comS. Model, Directorbsmodel@stonehengegc.comCharles E. Haberkorn, DirectorAri David Kocen, Directoradkocen@stonehengegc.comLaura Rowley, Vice President (New York)PEStonington Partners, Inc.New YorkMiddle MarketSoftware & InternetCommunications & NetworkingLife Sciences & HealthcareMedical DeviceFinancial ServicesManufacturing & IndustrialBusiness ServicesRetail & Restaurant

600 Madison Avenue, 16th FloorNew YorkNY10022212-339-8500212-339-8585

Stonington Partners is a New York-based private equity firm with more than $1 billion of capital under management on behalf of public and corporate pension funds, private endowments and other financial institutions. Stonington Partners was formed in 1994 out of a desire of its partners to establish an independent entity following a decade of managing the investment activities of Merrill Lynch Capital Partners, Inc. (MLCP), which had $1.6 billion of equity capital under management. Stonington focuses on identifying attractive investments in middle market companies with values between $50 million and $500 million. Stonington typically invests from $25 million to $150 million of equity per company either at the initial acquisition, or over time through add-on investments. Over the past 20 years, Stonington has built market-leading companies in a range of industries, including: automotive/transportation, building products, education, financial services, life sciences, medical products, media, manufacturing, retail, software, and telecommunications.Portfolio companies include:Meriselhttp://www.merisel.com/merisel_site/home.htmlGoss Internationalhttp://www.gossinternational.com/Obagi Medical Productshttp://www.obagi.com/HK Systemshttp://www.dematic.com/naGlobal Motorsport Grouphttp://www.gmgracing.com/home.shtmlLincoln Educational Serviceshttp://www.lincolnedu.com/TeleBermudahttp://www.telebermuda.com/Investment Team:Alexis P. Michas, Managing Partner, 212-339-8508amichas@stonington.comJames J. Burke, Jr., Partner, 212-339-8502jburke@stonington.comAlbert J. Fitzgibbons, III, Partner, 212-339-8550afitzgibbons@stonington.comJohn A. Bartholdson, Partner, 212-339-8542jbartholdson@stonington.comJoseph J. Adorjan, Management Partner, 314-725-7270jadorjan@stonington.comFrank A. Bartoletti, Chief Financial Officer, 212-339-8532fbartoletti@stonington.comHelen Silverman, Officer Manager, 212-339-8549hsilverman@stonington.comVCPEStripes Groupswww.stripesgroup.comNew YorkExpansionMiddle MarketInformation TechnologySoftware & InternetConsumer Products

70 East 55th Street, 11th FloorNew YorkNY10022212-823 0720 212-823 0721

Stripes Group, founded in 2003 and based in New York, is a private investment firm focused on growth stage minority and majority investments in rapidly growing and profitable internet, software-as-a-service, technology-enabled services and consumer products companies. Stripes Group typically partners with founder-owned and operated companies that have had no prior institutional investors. Within the technology enabled space, the firm prefers B2B / B2C internet and SaaS companies. Specifically, sectors Stripes focuses on include IT business services, digital media, e-commerce, consumer Internet, enterprise software and IT services. Within branded consumer, the firm is most interested in companies that have distinctive products with strong consumer value propositions. Stripes targets companies that have demonstrated more than 20% growth per year, have proven business models, are profitable, and have trailing twelve month revenues above $10M. The firm's investment size ranges from $10 million to $100 million.Portfolio companies include:Art.comhttp://www.art.com/Elancehttps://www.elance.com/eMarketerhttp://www.emarketer.com/Epic Advertisinghttps://www.epicadvertising.com/Folicahttp://www.folica.com/MyWebGrocerhttp://mywebgrocer.com/NetQuotehttp://www.netquote.com/Perimeterhttp://en.wikipedia.org/wiki/PerimeterSandatahttp://www.sandata.com/Seamlesshttp://www.thefreedictionary.com/seamlessSmartwoolhttp://www.smartwool.com/Turtle Beachhttp://www.turtlebeach.com/Investment Team:Ken Fox, Managing PartnerKen@StripesGroup.comDan Marriott, Managing PartnerDM@StripesGroup.comRoon Doornick, Operating PartnerRonD@stripesgroup.comKaren Lisson, Senior AssociateKaren@StripesGroup.comRon Shah, Senior AssociateRon@StripesGroup.comD.J. Andrzejewski, Senior AssociateDJ@StripesGroup.comJason Santiago, VP, Business DevelopmentJason@StripesGroup.comWayne Marino, VP, FinanceWayne@StripesGroup.comAkshay Bhandari, Senior AssociateAkshay@stripesgroup.comBrian Nicholson, AssociateBrian@StripesGroup.comVCSycamore Venture Capitalwww.sycamorevc.comNew YorkGrowthExpansionInformation TechnologyLife Sciences & HealthcareMedical Device

1775 Broadway New YorkNY10019212-247-4590, Ext. 12212-247-4801

Sycamore is a global investment firm with offices in the U.S., China, India, and Singapore. In the U.S., Sycamore invests at least $5 million in late-stage information technology and bio-pharmaceutical companies with proven business models and management teams with strong execution capabilities. The firm's asiaSTAR group of funds focus primarily on expansion stage companies with strong management teams and the potential to capture leadership positions in their niche sectors in the Greater China region. Sycamore invests $5-20 million of equity in a broad range of sectors including information technology, consumer, manufacturing, and media. India is also a key geographic market for Sycamore. There, Sycamore invests $10-25 million directly in midsize companies with mature business models, sustainable profitability, and potential for significant top line growth. In case of extraordinary opportunities, however, Sycamore may invest up to $100 million in a single company. Portfolio companies include:Acer Grouphttp://acer-group.com/public/ACM Researchhttp://www.acmrcsh.com/Advanced Analogic Technologieshttp://www.analogictech.com/Aircellhttp://www.aircell.com/?page=3Airspan Networkshttp://airspan.com/Applied Optoelectronicshttp://www.ao-inc.com/ASUSTeK Computerhttp://www.asus.com/Avalent Technologieshttp://avalent.com/BizLink Holdingshttp://www.bizlinkms.com/Brightcord Investmenthttp://www.sycamorevc.com/pf-consumer.asp?id=sakura_cnC-Prohttp://www.c-pro.com/CapMAC Holdingshttp://www.alacrastore.com/mergers-acquisitions/CapMAC_Holdings_Inc.-1062604Cardiva Medicalhttp://www.cardivamedical.com/Celink Co.http://www.celink.com/Clear Technologyhttp://www.cleartechnology.com/Corrigohttp://www.corrigo.com/Co-Tech Copper Foilhttp://www.co-tech.com/index_en.phpDVN Holdingshttp://www.dvnholdings.com/eAccesshttp://www.eaccess.com/EASYLINKhttp://www.easylink.com/Epitomicshttp://www.epitomics.com/Equity Broadcastinghttp://en.wikipedia.org/wiki/Equity_BroadcastingExclaimhttp://dictionary.reference.com/browse/exclaimFloNetworkhttp://en.wikipedia.org/wiki/FlonetworkGlobal Sun Technologyhttp://www.sunglobaltechnologies.com/Hayes Medicalhttp://www.hayesinc.com/hayes/HOLA Home Furnishingshttp://www.alacrastore.com/company-snapshot/HOLA_Home_Furnishings_Co_Ltd-3717353Home Inns & Hotel Managementhttp://english.homeinns.com/International Media Grouphttp://www.imgworld.com/home.aspxJuno Online Serviceshttp://www.juno.com/Landune International Limitedhttp://www.alacrastore.com/mergers-acquisitions/Group_First_Ltd_(parent_of_Landune_International_Ltd)-1088734LogicVisionhttp://en.wikipedia.org/wiki/LogicVisionMAKO Surgical Corphttp://www.makosurgical.com/Marketech Internationalhttp://www.mkt-intl.com/net263 Holdingshttp://www.sycamorevc.com/pf-media.asp?id=telenavNWP Serviceshttp://www.mynwpsc.com/xwsHome/Optodisc Technologyhttp://www.optodisc.com/Ortega InfoSystemshttp://www.linkedin.com/company/ortega-infosystemsOSA Technologieshttp://osatechnology.com/Outlast Technologieshttp://www.outlast.com/PCore Technologieshttp://coretechnologies.com/People's Motor Internationalhttp://www.peoplesmotor.com/dazon/main/introduce_m.htmPremier Pacific Pharmaceutical Industrieshttp://pltcsb.wordpress.com/2010/07/29/why-the-pharma-industry-does-not-want-you-to-know-about-cold-laser/Ralink Technologyhttp://www.ralinktech.com/en/index.phpRedgate Mediahttp://redgatemedia.com/RIM China Companyhttp://www.rim.com/RxHope.comhttps://www.rxhope.com/Sakura Enterpriseshttp://www.sakuraenterprises.com/Semiconductor Manufacturing Internationalhttp://www.smics.com/eng/index.phpShin Kong Mitsukoshi Department Storehttp://www.skm.com.tw/eng/index.htmlSOURCEBYNEThttp://www.sourcebynet.com/StemCytehttps://www.stemcyte.com/Taiwan IC Packaginghttp://www.manufacturers.com.tw/packaging/IC-Packaging.htmlU-Systemshttp://u-systems.com/United Platform Technologieshttp://pul.se/search/United%20Platform%20TechnologiesUnivision Technologyhttp://www.univision.com.tw/english/index.aspWistron NeWebhttp://www.wneweb.com/Xin Hua Media Holdingshttp://www.xinhuaholdings.com/en/home/index.htmXyloshttp://www.xylosmusic.net/z-kathttp://z-kat.com/Investment Team:Dr. Stephen Chiao, Partnersschiao@sycamorevc.comPeter Gerry, Managing Partnerpgerry@sycamorevc.comSeth Pierrepont, Partnerspierrepont@sycamorevc.comRavi Singh, Partnerrsingh@sycamorevc.comKillian To, Managing Partnerkto@sycamorevc.comJohn Whitman, Managing Partnerjwhitman@sycamorevc.comDr. Jonas Wang, Partnerjwang@sycamorevc.comDavid Lichtenstein, Chief Financial Officerdlichtenstein@sycamorevc.comPETailwind Capitalwww.tailwindcapital.comNew YorkMiddle MarketCommunications & NetworkingLife Sciences & HealthcareMedia & Digital MediaBusiness Services

485 Lexington AvenueNew YorkNY10017212-271-3800212-271-4911

Tailwind focuses on growing middle market companies and is actively investing its $775 million fund. Tailwind Capital is a team of private equity professionals who joined together in 2003 to build an independent private equity firm focused on control investments in middle-market companies. Today, Tailwind has $2.0 billion under management. Tailwind's strategy is concentrated in making control private equity investments in three target sectors: Healthcare, Media/Communications, and Business Services. The firm's target investment size is $25-$100 million of equity in companies with total enterprise values of $50-$250 million.Portfolio companies include:Archwayhttp://archway.com/Freedom Innovationshttp://www.freedom-innovations.com/Nautilus Neuroscienceshttp://www.nautilusneurosciences.com/VersaPharmhttp://www.versapharm.com/Oceus Networkshttp://oceusnetworks.com/Optimal Solutionshttp://optimalsol.com/Pillar Processinghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=44232229SDI Healthhttp://www.imshealth.com/sdihealthTowerCohttp://towerco.com/VersaPharmhttp://www.versapharm.com/Village Roadshow Entertainment Grouphttp://vreg.com/filmsApexhttp://www.apexvs.com/APEXUI/default.aspxCumberland Consulting Grouphttp://www.cumberlandcg.com/Hamilton State Bancshareshttp://www.hamiltonstatebank.com/about_us/index.htmReTranshttp://www.re-trans.com/Investment Team:Douglas M. Karp, Managing Partnerdkarp@tailwindcapital.comLawrence B. Sorrel, Managing PartnerJames S. Hoch, Managing Partnerjhoch@tailwindcapital.comFrank V. Sica, Managing PartnerDavid S. Bauman, Managing DirectorJeffrey Calhoun, Managing DirectorGeoffrey S. Raker, Managing DirectorAdam F. Stulberger, Managing DirectorCliff R. Moskowitz, PrincipalRahul Vinnakota, PrincipalPETamarix Capitalwww.tamarixcapital.comNew YorkMiddle MarketFinancial ServicesManufacturing & IndustrialBusiness Services

515 Madison Ave., 41st FloorNew YorkNY10022212-308-0623

Founded in 1994, Tamarix Capital has a history of successfully investing across industry sectors with an emphasis on working with private, family-owned companies to expand their businesses. The firm's name, "tamarix," refers to a family of trees or shrubs native to the Mediterranean and central Asia which are renowned for their high endurance to adversity and ability to adapt to different environments. Tamarix targets businesses with revenues up to $200 million and operations across various countries. The firm avoids transactions involving start-up businesses, operational turnarounds, and companies with significant technology risk. Tamarix targets a broad and diverse range of industries for investment, focusing on the following core sectors: Business and Financial Services, Consumer, Distribution and Logistics, and Industrial and Niche Manufacturing.Portfolio companies include:N/AInvestment Team:Mark S. Hauser, Managing Director, 212-419-2860mhauser@tamarixcapital.comPeter J. Fidler, Principal (Chicago), 312-890-4452pfidler@tamarixcapital.comPeter E. Rothschild, Principal, 212-419-2858prothschild@tamarixcapital.comMichael G. MacRitchie, Senior Associatemmacritchie@tamarixcapital.comMBTerraNova Capital Partners, Inc.www.terracap.com New YorkMiddle MarketInformation TechnologyManufacturing & IndustrialSoftware & InternetMedia & Digital MediaEnergy & Clean Tech

350 Madison Avenue, 8th Floor New YorkNY10017212-381-7390212-381-7399

Established in 1999, TerraNova Capital Partners, Inc. is a boutique investment and merchant banking firm with global operations. The firm specializes in growth sectors with expertise in energy and mining production, services and technologies, alternative energy and clean-technologies, telecommunications and emerging markets such as China. Through its broker-dealer subsidiary, European American Equities, Inc., TerraNova provides investment banking advisory services to public and private companies worldwide. TerraNova Capital Partners is a direct investor and merchant banking company that provides growth capital and support services to public and private companies in emerging growth sectors and markets. The firm specializes in growth sectors with notable expertise in energy and mining production, services and technologies, alternative energy and clean-technologies, telecommunications and emerging markets such as China. The firm typically invests $100,000 to $2 million in partnership with management. TerraNova targets well-managed companies with established revenues and profits in need of capital to exploit their growth potential.Portfolio companies include:Ibis Technologyhttp://www.ibis.com/gb/home/index.shtmlECO2 Plasticshttp://eco2plastics.com/U.S. Coalhttp://www.uscoalinc.com/Open Rangehttp://en.wikipedia.org/wiki/Open_rangeSumma Resource Holdingshttp://www.sonoma.edu/sbe/internships/spring09/Summa.pdfClean Coalhttp://www.cleancoalusa.org/HealthZonehttp://www.healthzone.com.au/Big Bendhttp://www.bigbend.edu/TigerSpikehttp://www.tigerspike.com/Axion International Holdingshttp://www.axionintl.com/American Energy Fieldshttp://www.hotstocked.com/article/3875/american-energy-fields-inc-otc-aefi-climbs.htmlColombian Clean Power & Fuelshttp://colombiaenergyresources.com/Investment Team:John Steinmetz, ChairmanTheodore H. Swindells, Senior Managing DirectorZiad K. Abdelnour, Managing DirectorAndre Schwegler, Managing Director of Public Capital MarketsArthur Q. Gutch, Managing Director of Merchant BankingPEThree Cities Research, Inc.www.tcr-ny.comNew YorkMiddle MarketManufacturing & IndustrialBusiness ServicesRetail & Restaurant

37 West 20th Street, Suite 908New YorkNY10011212-838-9660212-980-1142

Formed in 1976, Three Cities Research is a New York-based private equity firm with approximately $700 million of funds under management. For more than three decades TCR has been investing in a wide variety of industries, including industrial manufacturing, distribution, apparel, publishing, services and retailing. The firm's investment focus is on businesses that are substantially underperforming their potential. Presently, the firm is investing the $452 million Three Cities Funds III, which was organized in 1999. TCR seeks to invest $20 million to $200 million. TCR does not invest in high technology, natural resources, or regulated industries, and chooses to focus on companies that are underperforming their potential.Portfolio companies include:Garden Ridgehttp://www.gardenridge.com/Finnhttp://www.finncorp.com/Parallel Productshttp://parallelproducts.com/BCR Holdingshttp://www.ereleases.com/pr/bcr-holdings-bcr-announces-upcoming-nonbinding-open-season-gas-storage-louisiana-27842BRGhttp://brg.com/Investment Team:J. William Uhrig, Partneruhrigb@tcr-ny.comWillem F.P. de Vogel, Partnerwillem@trc-ny.comDavid Cogburn, Principaldavid.cogburn@tcr-ny.comChristopher Ericksonchristopher.erickson@tcr-ny.comShri Iyer, Principaliyers@tcr-ny.comChristian Schwarzschwarzc@tcr-ny.comJason Steinjason.stein@tcr-ny.comPatrick Willis, Principalpatrick@tcr-ny.comCVCTime Warner Investments Groupwww.timewarner.com/corp/businesses/detail/tw_investments/index.htmlNew YorkEarlyGrowthMedia & Digital Media

One Time Warner CenterNew YorkNY10019212-484-7819

The Time Warner Investments Group focuses on investment opportunities that directly enhance Time Warner's ability to meet specific strategic goals. These strategic goals include the delivery of new services, enhancement of an existing product, entry or expansion into a key strategic market, completion of a strategic partnership, and critical research and development. Through its diversity-focused investment activity, Time Warner backs promising diverse entrepreneurs and enhances growth opportunities of their companies through a combination of investment capital and strategic partnerships with Time Warner's business units. Time Warner Investments seeks to acquire minority equity stakes in private companies, and targets an investment size of up to $25MM. The firm targets companies at a stage of development where they have demonstrated the feasibility of their business model and/or their technology. Time Warner will invest at an earlier stage if the opportunity has a greater potential for strategic value creation. Portfolio companies include:Visible Worldhttp://visibleworld.com/Gaia Onlinehttp://www.gaiaonline.com/BroadLogichttp://broadlogic.com/Meebohttps://www.meebo.com/AdMeldhttp://www.admeld.com/Double Fusionhttp://www.doublefusion.com/Everyday Healthhttp://www.everydayhealth.com/Extenthttp://www.answers.com/topic/extentGetGluehttp://getglue.com/Glu Mobilehttp://www.glu.com/Kosmixhttp://en.wikipedia.org/wiki/KosmixSimulmediahttp://www.simulmedia.com/Six Degrees Gameshttp://www.sixdegreesgames.com/Tremor Mediahttp://www.tremorvideo.com/Trion World Networkhttp://www.trionworlds.com/Tumrihttp://collective.com/Adifyhttp://www.coxdigitalsolutions.com/Arroyohttp://en.wikipedia.org/wiki/Arroyo_(creek)Big Band Networkshttp://www.bigbandnet.com/Bluefin Labshttp://www.bluefinlabs.com/Convivahttp://www.conviva.com/CrowdStarhttp://www.crowdstar.com/Entropic Communicationshttp://www.entropic.com/index.htmGoldPockethttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=113364MediaVasthttp://corporate.gettyimages.com/marketing/m07/MediaVast/usa/index.htmlN2 Broadbandhttp://digitalproducer.digitalmedianet.com/articles/viewarticle.jsp?id=30584Nuvo TVhttp://www.mynuvotv.com/PlanetOuthttp://www.gay.com/PlaySpanhttp://www.playspan.com/ScanScouthttp://scanscout.com/about.phpSimulMediahttp://www.simulmedia.com/SkyStream Networkshttp://www.digitalbroadcasting.com/storefronts/skystream.htmlTurbinehttp://www.turbine.com/Vindigohttp://download.cnet.com/Vindigo/3000-2056_4-10042515.htmlInvestment Team:Rachel Lam, Vice President and Group Managing DirectorAllison Goldberg, Managing Director & Vice PresidentScott Levine, Managing Director & Vice PresidentPETinicum Capital Partnerswww.tinicum.comNew YorkMiddle MarketMedical DeviceManufacturing & IndustrialBusiness Services

800 Third Avenue, 40th FloorNew YorkNY10022212-446-9300

Tinicum Capital Partners, L.P. was formed in December 1998 with committed capital of $272 million and is fully invested. Tinicum Capital Partners II, L.P. was formed in May 2004 and has committed capital of $1.325 billion. Both funds were established with flexible investment mandates. Tinicum Capital Partners, which is managed by Tinicum Incorporated, seeks to acquire control of companies through acquisitions or restructurings or to take minority stakes in public or private companies through equity or debt securities. Tinicum's investors are all individuals and families (no institutional investors). Tinicum primarily pursues investments of $25 million to $75 million, but may invest more or less depending on the specific characteristics of an opportunity. Tinicum invests opportunistically in a wide variety of industries, but is interested in acquisitions in industries where the firm already has investments, specifically: Aerospace, HVAC components, Magazine fulfillment, Medical devices, Fasteners and fastener manufacturing tools, and Financial services. The firm is not interested in venture capital, unproven technology, and real estate.Portfolio companies include:Selkirkhttp://www.selkirkcorp.com/Western Pneumatic Tubehttp://wptube.com/Enesco Grouphttp://enesco.com/Investment Team: Terence M. O'Toole, Co-Managing PartnerEric Ruttenberg, Co-Managing PartnerPETowerBrook Capital Partners, LPwww.towerbrook.comNew YorkMiddle MarketConsumer Products

Park Avenue Tower65 East 55th StreetNew YorkNY10022212-699-2200917-591-9851

TowerBrook is an investment management firm with a differentiated strategy and a track record of creating value for investors. The firm is based in Europe and the U.S. and focuses on making investments in European and North American companies. TowerBrook pursues control-oriented investments in large and middle market companies, partnering with management teams and seeking situations characterized by complexity. TowerBrook has approximately $5 billion under management. The TowerBrook Foundation is a charitable foundation that is funded from the firm's profits. Portfolio companies include:Archimica Cooperatief U.A.http://www.archimica.com/Autodistribution Grouphttp://groupe-autodistribution.com/en/groupBevMo!http://www.bevmo.com/Dialogichttp://www.dialogic.com/default.htmGSEhttp://en.wikipedia.org/wiki/Government_sponsored_enterpriseHaymarket Financialhttp://hayfin.com/Ironshorehttp://www.ironshore.com/Jimmy Choohttp://us.jimmychoo.com/en/us/page/home/Ladder Capital Finance Holdingshttp://www.laddercapital.com/Monier Grouphttp://www.monier.com/Pack2Packhttp://www.pack2pack.com/Phase Eighthttp://www.phase-eight.co.uk/PolymerLatex GmbHhttp://www.polymerlatex.com/Rave Motion Pictureshttp://www.ravemotionpictures.com/Sound Physicianshttp://www.soundphysicians.com/Sports Capital Holdingshttp://www.towerbrook.com/portfolio/current/30/Unison Site Managementhttp://www.unisonsite.com/index.htmlWilton Brandshttp://www.wilton.com/CapQuesthttp://www.capquest.co.uk/Shale Inlandhttp://www.shale-inland.com/Volutionhttp://volution.com/Investment Team: Neal Moszkowski, Co-CEOneal.moszkowski@towerbrook.comJonathan Bilzin, Senior Managing Directorjonathan.bilzin@towerbrook.comAndrew Rolfe, Senior Managing Directorandrew.rolfe@towerbrook.comRobin Esterson, Managing Directorrobin.esterson@towerbrook.comJennifer Ternoey Glassman, Chief Financial Officer, Managing Directorjennifer.glassman@towerbrook.comIan Sacks, Managing DirectorEvan Goldman, Senior Principalevan.goldman@towerbrook.comMichael Karangelen, Managing Directormichael.karangelen@towerbrook.comAlessandro Luongo, PrincipalGlenn Miller, Senior Principal, Associate General CounselClint Peterson, PrincipalVCPETPG Capitalwww.texaspacificgroup.comNew YorkExpansionMiddle MarketLateInformation TechnologyRetail & RestaurantSports & Entertainment

888 7th Avenue, 38th FloorNew YorkNY10019212-601-4700212-601-4701

Founded 1992, TPG Capital (formerly Texas Pacific Group) is a leading global private investment firm with over $49 billion of capital under management. TPG manages a family of funds including private equity, venture capital, public equity, and debt investing. The company aims to invest in companies poised to take advantage of industry trends, economic cycles, or favorable circumstances for the specific investment. With 17 offices in ten countries, TPG invests in companies across a broad range of industries and geographies, helping management teams build long-term value that benefits all stakeholders. The firm structures its private equity investments based on each company's circumstances and generally seeks to invest in established businesses requiring equity capital between $10 million and $1 billion. TPG's additional platforms include TPG Growth, TPG Biotech, TPG Opportunities Partners, and TPG Specialty Lending. TPG Growth focuses on smaller buyouts and growth equity investments in consumer, retail, technology, internet, healthcare, energy, cleantech and renewables, transportation, industrials, and business services. TPG Biotech is the life science venture capital platform, supporting physicians, scientists and entrepreneurs who are building innovation-based businesses. TPG Opportunities Partners is TPG's platform for pursuing actively managed credit-related investment opportunities. TPG Specialty Lending is a specialty finance investment company focused on middle market lending and is managed through the TPG Opportunities Partners platform. TPG maintains additional offices throughout the world including Hong Kong, London, Mumbai, and Tokyo.Portfolio companies include:Neiman-Marcushttp://www.neimanmarcus.com/MGMhttp://www.mgmgrand.com/Burger Kinghttp://www.bk.com/Seagate Technologyhttp://www.seagate.com/Aristos Logichttp://www.storagesearch.com/aristos.htmlCloudshieldhttp://www.cloudshield.com/GreenBorderhttp://en.wikipedia.org/wiki/GreenBorderKnowNowhttp://venturebeat.com/2008/05/19/knownow-winds-down-rss-for-enterprise-not-as-easy-as-it-looks/Nitronexhttp://nitronex.com/3 Day Blindshttp://www.3dayblinds.com/blinds.aspxAcclivity Photonicshttp://www.photonics.com/Company.aspx?CompanyID=87BlueKitehttp://en.wikipedia.org/wiki/The_Blue_KiteCafe Valleyhttp://www.cafevalley.com/Direct Generalhttp://www.directgeneral.com/default.aspxEdevhttp://edev.org/Fenwalhttp://www.fenwalinc.com/Genesis Health Ventureshttp://www.genesishcc.com/Hotwirehttp://www.hotwire.com/Immucorhttp://immucor.com/J. Crewhttp://www.jcrew.com/index.jspKratonhttp://kraton.com/Legerityhttp://www.zarlink.com/MacroGenicshttp://www.macrogenics.com/NetScout Systemshttp://www.netscout.com/Otonomyhttp://www.otonomy.com/Primediahttp://www.primedia.com/Republic Airwayshttp://rjet.com/Sabrehttp://www.sabre.com/Tandem Diabeteshttp://www.tandemdiabetes.com/Univisionhttp://www.univision.com/Veracytehttp://veracyte.com/XO Jethttp://www.xojet.com/Zhonehttp://www.zhone.com/Investment Team:David Bonderman, Co-FounderJim Coulter, Co-FounderHeather Preston, MD, PrincipalSteve Foster, Managing Directorsfoster@tpgventures.comFred Cohen, Managing Directorfcohen@tpgventures.comGeoffrey Duyk, Managing Directorgduyk@tpgventures.comBill McGlashan Jr., Managing Directorbmcglashan@tpgventures.comVCTrevi Health Ventureswww.trevihealth.comNew YorkEarlyLife Sciences & HealthcareMedical Device

110 East 59th Street, 33rd Floor New YorkNY10022212-813-9201

Trevi Health Ventures is a healthcare investment firm with over $200 million under management. Trevi provides development and growth capital for private healthcare companies with emphasis on medical devices, biopharmaceuticals and healthcare services. The firm was founded in 2005 and has offices in New York and London. Trevi directly invests $5-15 million in each company. The firm also has strategic affiliations that provide flexible sources of capital for larger transactions, including buy-outs, recapitalizations and debt financings. Portfolio companies include:AGI Dermaticshttp://www.dermproducts.com/company/agi-dermatics-incFlynn Pharmahttp://flynnpharma.com/Ikonisyshttp://ikonisys.com/Interventional & Surgical Innovationshttp://www.linkedin.com/company/interventional-and-surgical-innovations-llcManhattan Physicians Laboratorieshttp://www.manhattanlabs.com/MedAvantehttp://www.medavante.net/Home.aspxNitzanim Life Science Grouphttp://www.nitzanim-medical.com/Omeroshttp://www.omeros.com/Optovuehttp://www.optovue.com/Paradigm Spinehttp://www.paradigmspine.com/Small Bone Innovationshttp://totalsmallbone.com/Salient Surgical Technologieshttp://www.salientsurgical.com/Investment Team:Andrew Fink, Co-founder and Managing Directorafink@trevihealth.comDavid Robbins, Co-founder and Managing Directordrobbins@trevihealth.comSteven Kaye, Managing DirectorWarren Roiter, Managing DirectorScott Cragg, Principalscragg@trevihealth.comJames Cha, Principaljcha@trevihealth.comGuy Shapira, PrincipalPETrilantic Capital Partnerswww.trilanticpartners.comNew YorkMiddle MarketBusiness ServicesFinancial ServicesConsumer ProductsEnergy & Clean Tech

399 Park Avenue, 15th FloorNew YorkNY10022212-607-8450

Trilantic Capital Partners was formed in 2009 by the former principals of Lehman Brothers Merchant Banking (LBMB). Since 1989, funds managed by LBMB have invested approximately $4.2 billion of equity in over 50 companies. In April 2009, Trilantic Capital Partners senior management completed the acquisition of LBMB from the estate of Lehman Brothers. The acquisition was executed in partnership with Reinet Investments S.C.A., a listed investment trust controlled by the Rupert family, who made a strategic, minority investment in connection with the transaction. The firm targets investments of $50 to $180 million in firms with Enterprise Values of $100 million to $1 billion. The primary industry focus is on business services, consumer, energy, and financial services located in North America and Western Europe. The firm is currently investing Fund IV (2007) with $2.6 billion.Portfolio companies include:Angelicahttp://en.wikipedia.org/wiki/AngelicaClarion Eventshttp://www.clarionevents.com/Evergreen Copyrightshttp://www.manta.com/c/mm08dmt/evergreen-copyrightsMicrostar Logisticshttp://www.microstarlogistics.com/Vantacore Partnershttp://www.vantacore.com/Fortitechhttp://www.fortitech.com/Default.aspxGamenethttp://gamenet.com/Istanbul Doorshttp://www.istanbuldoors.com/Leyahttp://www.leya.com/Spumador Grouphttp://www.3i.com/media/press-releases/3i-backed-refresco-acquires-spumador.htmlSRAMhttp://www.sram.com/Antero Resourceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4544094Cross Holdingshttp://www.investopedia.com/terms/c/cross-holding.aspEnduring Resourceshttp://www.enduringresources.com/Delos Ensurancehttps://dcs.delosinsurance.com/claims/Flagstone Reinsurancehttp://www.flagstonere.bm/index.aspxMarexhttp://marexspectron.com/MacLean Power Systemshttp://www.macleanpower.com/Palentes Talgohttp://www.talgo.com/Med-Clinichttp://www.texasmedclinic.com/Implushttp://www.implus.com/Mediterranean Resourceshttp://www.medresources.ca/TLP Energyhttp://tlpclimatecontrol.com/Velvet Energyhttp://www.velvetenergy.com/Investment Team:Daniel James, Founding Partner & Head of North Americadjames@trilanticpartners.comChristopher Manning, Partnercmanning@trilanticpartners.comJon Mattson, Partnerjmattson@trilanticpartners.comLi Zhang, Principallzhang@trilanticpartners.comElliot Attie, Chief Financial Officerelliot.attie@trilanticpartners.comCharles Moore, Partnercmoore@trilanticpartners.comGlenn Jacobson, Principalgjacobson@trilanticpartners.comJeremy Lynch, Principaljlynch@trilanticpartners.comPETrimaran Capital PartnersNew YorkMiddle MarketInformation TechnologyCommunications & NetworkingConsumer ProductsEducation & Training

1325 Avenue of the Americas, 34th FloorNew YorkNY10019212-616-3700212-616-3701

Trimaran Capital Partners is a private investment firm that operates in three business lines: Trimaran Fund Management, which manages a middle-market private equity fund; Trimaran Advisors, which manages collateralized loan obligations that invest in below investment-grade corporate debt; and Trimaran Credit Managers, which as sub-advisor to Trian Fund Management LP, manages the day-to-day investment activities of a number of funds established to make credit based investments. Trimaran Fund Management is a middle-market private equity firm that seeks long-term capital appreciation by making privately negotiated equity or equity-oriented investments in niche middle-market companies. Trimaran typically invests $25 to $100 million of equity in transactions ranging in value from under $100 million to $1 billion. Since 1995, Trimaran has invested $1.6 billion of equity in fifty-nine portfolio companies in transactions totaling in excess of $10 billion. As an innovator, the firm and its predecessor was an early investor in telecom and Internet businesses, leading the first LBO of an integrated electric utility, TNP Enterprises, the parent of Texas-New Mexico Power Company. More recently, Timaran has made investments in electric transmission, ethnic consumer businesses, and special education.Portfolio companies include:Brite Media Grouphttp://britemedia.com/home/index.phpEducational Services of Americahttp://www.esa-education.com/home.aspxCharlie Brown'shttp://www.charliebrowns.com/Urban Brandshttp://urbanbrands.com/El Pollo Locohttp://www.elpolloloco.com/Norcraft Companieshttp://www.norcraftcompanies.com/IASIS Healthcarehttp://www.iasishealthcare.com/Jefferson National Life Insurance Companyhttp://www.jeffnat.com/Standard Steelhttp://standardsteel.com/Investment Team:Jay R. Bloom, Managing Partnerjay.bloom@trimarancapital.comDean C. Kehler, Managing Partnerdean.kehler@trimarancapital.comMichael G. Maselli, Managing Directormichael.maselli@trimarancapital.comDominick J. Mazzitelli, Managing DirectorWesley W. Barton, Vice PresidentHugh F. Diddy, DirectorMichael S. Kim, Vice PresidentDavid E. Lakoff, Managing DirectorJay R. Levine, Managing DirectorGene V. Ostrovsky, DirectorHetal N. Patel, Vice PresidentAlvaro J. Ramirez, Managing DirectorCheryl L. Root, Vice PresidentNeha Thumar, AssociatePETSG Consumer Partnerswww.tsgconsumer.comNew YorkMiddle MarketConsumer Products

712 Fifth Avenue, 31st FloorNew YorkNY10019212-265-4111212-265-4845

Founded in 1987, TSG Consumer Partners is the recognized leader in the U.S. in acquiring and building leading middle-market branded consumer companies. TSG invests in private and publicly-traded companies, acquiring both majority and minority equity positions. TSG provides capital for various types of investments including: Internal growth and acquisitions; Full or partial liquidity for entrepreneurs, family members, or passive investors; Management buyouts; and Corporate divestitures of subsidiaries, divisions, and product lines. TSG typically makes a $20-$200 million investment over five to seven years, sometimes longer in companies with significant U.S. domestic business. TSG targets companies with sales of $20-$300 million and EBITDA of $3-$50 million. TSG maintains an additional office in San Francisco. Portfolio companies include:Energy Brandshttp://www.energybrands.com/Cutexhttp://www.cutexnails.com/Meguiar'shttp://www.meguiars.com/New Skinhttp://newskinproducts.com/Calidadhttp://es.wikipedia.org/wiki/CalidadSmart Balancehttp://www.smartbalance.com/E.L.F. Cosmeticshttp://www.eyeslipsface.com/Sexy Hairhttp://sexyhair.com/Alternahttp://www.alternahaircare.com/Voss of Norwayhttp://www.vosswater.com/Don Miguel Mexican Foodshttp://www.donmiguel.com/The Tortilla Kinghttp://tortillaking.com/Cytosporthttp://www.cytosport.com/Met-Rx Nutritionhttp://www.metrx.com/Cinchhttp://www.cinchjeans.com/Comethttp://en.wikipedia.org/wiki/CometSpic and Spanhttp://www.spicnspan.com/Alexiahttp://www.alexiafoods.com/Arrowhead Millshttp://www.arrowheadmills.com/DeBoleshttp://www.deboles.com/Harry's Fresh Foodshttp://www.harrysfresh.com/Dogswellhttp://www.dogswell.com/Radio Systemshttp://www.radiosystems.com/Yard Househttp://www.yardhouse.com/Famous Amoshttp://www.famous-amos.com/Terra Chipshttp://www.terrachips.com/Investment Team:Charles H. Esserman, Managing Director and CEOcesserman@tsgconsumer.comJohn M. Kenney, Managing Directorjkenney@tsgconsumer.comJames L. O'Hara, Managing Directorjohara@tsgconsumer.comAlexander S. Panos, Managing Directorapanos@tsgconsumer.comH. Hadley Mullin, Managing Directorhmullin@tsgconsumer.comPierre LeComte, Managing Directorplecomte@tsgsonsumer.comBrian Krumrei, Principalbkrumrei@tsgconsumer.comPETZP Group, LLChttp://tzpgroup.comNew YorkMiddle MarketLife Sciences & HealthcareMedia & Digital MediaFinancial ServicesBusiness Services

7 Times Square, Suite 4307New YorkNY10036212-398-0300

Founded in 2007, TZP Group, LLC is a private equity firm focused on control investments in U.S.-based business and consumer services companies. TZP targets companies with solid historical profitability and sustainable value propositions, and aims to be a "partner of choice" for business owners and management teams. TZP seeks to invest primarily in closely held, private companies where the owners desire to retain a significant stake and partner with an investor with complementary operating and financial skills to accelerate company growth, increase profitability and maximize the value of their retained stake. TZP's target industries include outsourced business and equipment services, marketing and media services, travel content and distribution, real estate services, specialty finance, and consumer health services. The firm's target investments are between $20 million and $50 million in companies with enterprise values generally ranging from $50 million to $200 million.Portfolio companies include:avVenta Worldwidehttp://www.avventa.com/Dwyer Grouphttp://www.dwyergroup.com/DLT Solutionshttp://www.dlt.com/Media Stormhttp://mediastorm.com/Investment Team: Samuel L. Katz, Managing Partnerskatz@tzpgroup.comVladimir M. Gutin, Partnervgutin@tzpgroup.comSamuel Abraham, Partnersabraham@tzpgroup.comDaniel H. Galpern, Senior Principaldgalpern@tzpgroup.comHarris J. Newman, Principalhnewman@tzpgroup.comNathan Chandrasekaran, Principalnchandrase@tzpgroup.comPaul Davis, Vice Presidentpdavis@tzpgroup.comSheera Michael, Chief Financial Officer & CAOsmichael@tzpgroup.comAndrew Hollod, Associateahollod@tzpgroup.comMatt Magan, Associatemmagan@tzpgroup.comMaggie Todd, Senior Associatemtodd@tzpgroup.comPEUnion Capital Corporationwww.unioncapitalcorp.comNew YorkMiddle MarketCommunications & NetworkingMedia & Digital MediaBusiness ServicesConsumer Products

445 Park Avenue, 14th FloorNew YorkNY10022212-832-1141212-832-0554

Founded in 1968, Union Capital Corporation and its affiliates have in excess of $100MM in capital available for new transactions. In lower middle-market businesses, Union Capital employs a "ferryboat concept" of developing smaller companies (companies of $3 million to $10 million of EBITDA) into attractive acquisition targets for larger buyout groups and strategic buyers. In middle-market businesses, Union Capital's principals have successfully managed businesses as large as $800 million in revenues, taken four public companies private, taken two companies public, and executed leveraged build-ups. Union Capital targets investments in middle market businesses in which the firm can leverage its industry or situational expertise to build value. Such industries and situations include: Food products & services, Marketing services, Business services, Printing and printing-related services, Consumer products, Telecom services, Public-to-private transactions, and Contrarian situations. While traditional private equity firms are bound by a 3 to 7 year time horizon, Union Capital has held some of its investments for over thirty years.Portfolio companies include:Super Color Digitalhttp://supercolor.com/Caps Visual Communicationshttp://www.industrynet.com/listing/1285098/caps-visual-communications-llcMultiAdhttp://www.multiad.com/Fieldbrook Farmshttp://fieldbrookfoods.com/Ventura Associateshttp://www.sweepspros.com/MKTGhttp://mktg.com/Sandy-Alexanderhttp://www.sandyinc.com/Investment Team:James C. Marlas, ChairmanGregory J. Garville, Presidentgregoryj@unioncapitalcorp.comArthur G. Murray, Managing Directorart@unioncapitalcorp.comJay F. Landauer, Principaljay@unioncapitalcorp.comReis Alfond, Vice PresidentVCUnion Square Ventureswww.unionsquareventures.comNew YorkEarlyInformation TechnologyMedia & Digital MediaCommunications & NetworkingLife Sciences & HealthcareFinancial ServicesSoftware & Internet

915 Broadway, 19th FloorNew YorkNY10010212-994-7880 212-994-7399

Founded in 2003, Union Square Ventures is an early stage venture capital firm based in New York City. The partnership manages $450,000,000 across three funds. The firm invests in young companies that use information technology in innovative ways to create high growth business opportunities in the Media, Marketing, Financial Services, Telecommunications, and Healthcare industries. Over the past 17 years, Union Square has been directly involved in the development of 40 companies and, through prior firms, participated in the launch of over 120 companies. Union Square will consider investing in companies that need $250,000 to test an idea, or $25,000,000 to buy an undervalued asset.Portfolio companies include:10genhttp://www.10gen.com/AMEEhttp://www.amee.org/Boxeehttp://www.boxee.tv/Bug Labshttp://www.buglabs.net/Clickablehttp://www.clickable.com/Covestorhttp://covestor.com/Disqushttp://www.disqus.com/Edmodohttp://www.edmodo.com/Etsyhttp://www.etsy.com/Flurryhttp://www.flurry.com/Foursquarehttps://foursquare.com/GetGluehttp://getglue.com/Hashablehttp://hashable.com/Heyzaphttp://www.heyzap.com/Indeedhttp://www.indeed.com/Kickstarterhttp://www.kickstarter.com/Kikhttp://www.kik.com/Meetuphttp://www.meetup.com/Oddcasthttp://www.oddcast.com/home/demos/tts/tts_example.php?sitepalReturn Pathhttp://www.returnpath.net/Shapewayshttp://www.shapeways.com/Simulmediahttp://www.simulmedia.com/SoundCloudhttp://soundcloud.com/Stack Exchangehttp://stackexchange.com/Targetspothttp://www.targetspot.com/Tasty Labshttp://www.tastylabs.com/Tumblrhttp://www.tumblr.com/Twiliohttp://www.twilio.com/Twitterhttp://twitter.com/Work Markethttp://www.workmarket.com/Zemantahttp://www.zemanta.com/Zyngahttp://company.zynga.com/Investment Team:Brad Burnham, Partnerbrad@unionsquareventures.comFred Wilson, Partnerfred@unionsquareventures.comAlbert Wenger, PartnerJohn Buttrick, PartnerGary Chou, General ManagerDorsey Stinson, AdministrationAndy Weissman, PartnerFOFPEVanterra Capital, Ltd.www.vanterra.comNew YorkMiddle MarketEnergy & Clean TechLife Sciences & HealthcareReal EstateManufacturing & Industrial

40 West 57th Street, 20th FloorNew YorkNY10019212-231-3930 212-231-3939

Vanterra Capital is a global private equity firm that manages assets for a diverse investor base of ultra-high net worth partners and leading institutions. Vanterra currently manages over $660 million of assets across various private equity funds and associated investment vehicles. Vanterra utilizes a thematic macro-driven approach to identify attractive investment sectors for private equity capital. Some of the platforms established to date include India, Healthcare, Distressed Real Estate, and Transformative Energy and Materials. The Firm's private equity platform has two components: Fund Investments- Seed or invest in "best of class" specialized private equity managers that have sector expertise and a unique ability for value creation. Vanterra often takes an active role in supporting its platform managers by participating on the Investment Committee, sourcing opportunities, and assisting with financial structuring and oversight of underlying investments. The firm also makes Direct Investments: Investing directly in lower-middle-market companies (typically with transaction values between $20 and $300 million). Direct investments may include (1) investments alongside fund platforms, and (2) investments originating from the proprietary network of Vanterra and its affiliates. Vanterra was formed as a partnership between Mr. Shad Azimi and Quadrant Management. Quadrant is a principal investment management firm ($3 billion under management) focused on the U.S. and emerging markets.Portfolio companies include:N/AInvestment Team:Shad Azimi, Founder and Managing PartnerAlan Quasha, Managing PartnerJason Young, Managing PartnerVCPESECVCFA Groupwww.vcfa.comNew YorkEarlyMiddle MarketInformation TechnologyManufacturing & IndustrialBusiness ServicesTransportation & Distribution

509 Madison Avenue New YorkNY10022212-838-5577212-838-7614

Founded in 1982, Venture Capital Fund of America, Inc., now VCFA Group, became the first firm formed to acquire interests in private equity funds on a secondary basis. VCFA Group pioneered the concept of secondary purchases of limited partnership interests, providing liquidity to limited partners. To date, VCFA Group has raised nine funds totaling over $730 million dedicated to the purchase of interests in venture capital, leveraged buyout and mezzanine funds, as well as portfolios of direct interests in operating companies. The firm also maintains offices in San Francisco.Portfolio companies include:N/AInvestment Team:Dayton T. Carr, President & Managing Directorcarr@vcfa.comEdward Hortick, Managing Directoredwardhortick@vcfa.comDeena Seelenfreund, Chief Financial Officer & Controllerseelenfreund@vcfa.comKevin Monroe, Analystkmonroe@vcfa.comDavid B. Tom, Business Developmentdtom@vcfa.comHoward Geiger, Senior Advisorhgeiger@vcfa.comVCVedanta Capital, LPwww.vedacap.comNew YorkGrowthInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareMedical DeviceFinancial ServicesRetail & Restaurant

540 Madison Avenue, 38th Fl. New YorkNY10022212-710-5220 212-710-5221

Vedanta Capital is looking to partner with a select group of growth stage companies in the information & communications technologies (ICT), life sciences and global commerce industries. Areas of interest include ICT (information and communications technologies, equipment and services), life sciences (biotechnology, medical devices and health care services) and commerce (brick and mortar retailing, internet commerce, transaction processing and financial services). The majority of Vedanta Capital's team led the investment activities at Invesco Private Capital until 2006, and have been involved in over 300 venture capital investment transactions. Vedanta, from the Sanskrit words "Veda" (knowledge) and "Anta" (end or goal) means "ultimate knowledge." Portfolio companies include:Litescapehttp://www.litescape.com/Cast Ironhttp://en.wikipedia.org/wiki/Cast_ironConsentryhttp://consentry.com/Cortina Systemshttp://cortina-systems.com/Touchdown Technologieshttp://www1.verigy.com/Genbandhttp://www.genband.com/Wayporthttp://www.wayport.com/Omneonhttp://www.omneon.com/Callidushttp://www.callidus.com/Arcothttp://en.wikipedia.org/wiki/ArcotE2openhttp://www.e2open.com/Placewarehttp://en.wikipedia.org/wiki/PlaceWareInvestment Team:Howard Goldstein, Venture and Operating PartnerMichael Patterson, General PartnerAlessandro Piol, General PartnerLarry Posner, General PartnerShrikant Sathe, General Partnershrikant@vedacap.comParag Saxena, General Partnerparag@vedacap.comBill Campbell, Operating PartnerGonzalo Cordova, PartnerAndrew Dworkin, PartnerMargaret Riley, PartnerVCVencon Management, Inc.www.venconinc.comNew YorkEarlyGrowthExpansionInformation TechnologyLife Sciences & HealthcareMedical DeviceEnergy & Clean TechManufacturing & Industrial

65 West 55th StreetNew YorkNY10019212-581-8787208-955-5165

Vencon Management, Inc. (VMI) is a venture capital firm which invests primarily in Greentech and other advanced materials technology-based companies in the United States. Established in 1973, VMI is one of the oldest venture capital firms in the U.S. VMI rarely invests in pre-seed stage enterprises and prefers to invests in pre-commercialization to expansion stage technology-based companies with a proprietary product. Since its founding, VMI has pioneered in Leveraged Buy-outs (LBO's), acquisitions of established businesses as well as in early stage venture deals. The firm's principal areas of interest regard dislocation of industries, undervalued companies and platforming fragmented industries. VMI has substantial expertise in the following technology areas: Alternative Energy, Nano-Technology, Medical Devices, Environmental Technologies, Biotechnology and Pharmaceuticals, Chemical Manufacturing and Processes, Silicon and Gallium arsenide, and special situations. Typical investments range from $500,000 to $3 million per transaction, usually in the form of equity or a debt instrument that is convertible into equity. VMI considers co-investments, however, in some special cases, VMI may be the only investor. VMI prefers to invest in U.S. companies, but will consider investments in the Middle East (West Asia), Korea, Japan, and Russia. Portfolio companies include:N/AInvestment Team: Rene Yang, Associate AnalystCharlotte Ng, Associate AnalystJessica Patel, Associate AnalystBarbara Burdzy, Associate AnalystVCVenrockwww.venrock.comNew YorkSeedEarlyInformation TechnologyLife Sciences & HealthcareEnergy & Clean TechMedia & Digital Media

530 Fifth Avenue, 22nd FloorNew YorkNY10036212-444-4100212-444-4101

In 1969, Venrock was founded to continue Laurance Rockefeller's heritage of investment and building entrepreneur-backed companies, beginning with Intel. The firm has invested more than $2.5 billion in more than 440 companies, resulting in 125 IPO's over the past 40 years. Venrock investments span information technology, healthcare, media and energy sectors. The majority of Venrock investments are seed or first round, and range from investments of a couple hundred thousand to $10 million or more. Second round investments are considered where there is demonstrated progress toward market leadership. The firm currently has $2.6 billion under management, with 19 investment professionals currently back 121 ventures out of offices in Palo Alto, New York City, Cambridge, and Israel.Portfolio companies include:2Wirehttp://www.2wire.com/Atrentahttp://www.atrenta.com/EOS Biotechnologyhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=28166Ironwood Pharmaceuticalshttp://ironwoodpharma.com/Vicalhttp://www.vical.com/ZoomInfohttp://www.zoominfo.com/Achaogenhttp://www.achaogen.com/Kineto Wirelesshttp://www.kineto.com/Pathwork Diagnosticshttp://www.pathworkdx.com/Teraneticshttp://plxtech.com/Vocerahttp://www.vocera.com/Acceleron Pharmahttp://www.acceleronpharma.com/Altea Therapeuticshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=1354084BillFloathttps://www.billfloat.com/Bivio Networkshttp://www.bivio.net/Bizohttp://www.bizo.com/BlogHerhttp://www.blogher.com/Boston-Powerhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30029539Bungee Labshttp://www.bungeeconnect.com/Castlight Healthhttp://www.castlighthealth.com/Celladonhttp://www.celladon.net/Cerulean Pharmahttp://ceruleanrx.com/CloudFlarehttp://www.cloudflare.com/CodeRytehttp://www.coderyte.com/Constellation Pharmaceuticalshttp://www.constellationpharma.com/2011/02/constellation-pharmaceuticals-expands-leadership-team-with-drug-development-industry-veterans/CoreTracehttp://www.coretrace.com/CrossLoophttp://www.crossloop.com/Crunchyrollhttp://www.crunchyroll.com/Data Symmetryhttp://symmetrydata.com/eIQnetworkshttp://www.eiqnetworks.com/Endeca Technologieshttp://www.oracle.com/us/corporate/acquisitions/endeca/index.htmlFate Therapeuticshttp://www.fatetherapeutics.com/FutureDialhttp://www.futuredial.com/us/home/Investment Team:Mike Brooks, General Partnermcb@venrock.comTony Evnin, Ph.D., General Partnerabe@venrock.comAnders Hove, M.D., General Partneradh@venrock.comDavid Pakman, PartnerGur Roshwalb, Vice PresidentBong Koh, M.D., Vice Presidentbkoh@venrock.comMarissa Campise, Vice Presidentmcampise@venrock.comMBPrimary Capitalwww.primaryllc.com New YorkMiddle MarketLife Sciences & HealthcareManufacturing & Industrial

80 Wall Street, 5th Floor New YorkNY10005212-300-0060

Primary Capital LLC (PC) is a full service investment banking firm that provides a broad range of banking and advisory services with a focus on the needs of small to midsized public companies and late stage private companies. PC acts as a primary consultant or deal sponsor and is responsible for all corporate finance activities including arranging financing, advising on acquisitions, recruiting management, coordinating legal and accounting advisors, providing underwriting services, and offering ongoing strategic advice through board representation. The firm provides its own investment capital as well as capital provided by PC's network of qualified institutional and accredited investors. Portfolio companies include:Fujian Feichi Machineryhttp://www.linkedin.com/company/fujian-feichi-machinery-industry-co.-ltdChina Agricorphttp://www.chinaagricorp.com/American Retail Grouphttp://www.american-retail-group.com/Sen Yu International Holdingshttp://www.marketwire.com/press-release/Sen-Yu-International-Holdings-Inc-Reports-Higher-Revenues-and-Net-Income-1326582.htmChina SLP Filtration Technologyhttp://www.hoovers.com/company/China_SLP_Filtration_Technology_Inc/rjrxfci-1.htmlChina Precision Steelhttp://www.chinaprecisionsteelinc.com/Huifeng Bio-Pharmaceutical Technologyhttp://www.hfgb.cn/RINO Internationalhttp://finance.yahoo.com/q?s=RINO.PKWuhan General Grouphttp://www.wuhangeneral.com/China Precision Steelhttp://www.chinaprecisionsteelinc.com/Sino Gas Internationalhttp://www.sino-gas.com/Aoxing Pharmaceuticalhttp://www.aoxingpharma.com/Fushi Copperweldhttp://www.fushicopperweld.com/Investment Team:John C. Leo, Chairman and PresidentJohn Tammaro, Chief Operations PartnerArthur J. Magee, CFA, Director of Investment BankingYura Barabash, Director of Investment Bankingyb@primaryllc.comChris Bickel, PresidentBrian Zucker, DirectorPEVeritas Capital Fund, LPwww.veritascapital.comNew YorkMiddle MarketInformation TechnologyCommunications & NetworkingMedia & Digital MediaManufacturing & IndustrialConsumer ProductsDefense & Homeland Security

590 Madison Ave., 41st. FloorNew YorkNY10021212-415-6700 212-688-9411

Veritas Capital is a private equity investment firm headquartered in New York. Founded in 1992, Veritas invests in a broad range of companies through buyouts, growth capital investments, and leveraged recapitalizations. Through its investment funds, Veritas manages equity capital committed from leading financial institutions, pension funds, and high net worth individuals. Veritas is currently investing from its third fund, Veritas Capital Fund III. Veritas invests primarily in companies specializing in outsourcing services to the government, primarily in the areas of defense, aerospace, government services, media/telecommunications, consumer products, and specialty manufacturing industries.Portfolio companies include:Vangenthttp://www.vangent.com/Aeroflexhttp://www.aeroflex.com/McNeil Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4469568DynCorp Internationalhttp://www.dyn-intl.com/Investment Team:Robert B. McKeon, Founder and Presidentrmckeon@veritascapital.comHugh Evans, PartnerRamzi M. Musallam, Partnerrmusallam@veritascapital.comJoe Benavides, PrincipalJeffrey C. Weber, Principaljweber@veritascapital.comPEVeronis Suhler Stevensonwww.vss.comNew YorkMiddle MarketInformation TechnologyMedia & Digital MediaEducation & Training

Park Avenue Plaza55 East 52nd Street, 33rd FloorNew YorkNY10055212-935-4990212-381-8168

Veronis Suhler Stevenson (VSS) invests with outstanding operators to build the next generation of leading middle-market companies in North America and Europe. VSS provides capital for buyouts, recapitalizations, growth financings and strategic acquisitions to middle market companies and management teams with a goal of building companies both organically and through a focused add-on acquisition program. The VSS funds invest private capital to support lower middle market companies in the information, education, media, communications and business services industries in North America and Europe. VSS provides a range of financing options to owners and managers, including control and non-control equity as well as senior and subordinated debt. VSS currently manages two categories of private investment funds: (i) control-oriented private equity funds (the "Equity Funds"), and (ii) mezzanine/structured capital funds (the "Structured Capital Funds"). Generally the Equity Funds invest as a majority equity investor in transactions where the enterprise value of the company is between $50 million and $750 million. The Structured Capital Funds generally invests minority equity and/or subordinated debt capital in companies with an enterprise value of between $50 million and $350 million. Founded in 1981, VSS has invested approximately $2.7 billion of capital (in companies representing aggregate enterprise value of more than $14 billion) across six funds over 25 years.Portfolio companies include:Access Intelligencehttp://www.accessintel.com/Advanstarhttp://www.advanstar.com/Avatar Internationalhttp://www.avatar-intl.com/Brand Connectionshttp://www.brandconnections.com/Cambium Learning Grouphttps://www.voyagerlearning.com/Cannella Response Televisionhttp://www.drtv.com/Clarion Eventshttp://www.clarionevents.com/Contexo Mediahttp://www.contexomedia.com/CSC Media Grouphttp://www.cscmediagroup.com/DOAR Communicationshttp://www.doar.com/Granada Learning Grouphttp://www.gl-education.com/Hostwayhttp://www.hostway.com/Infobasehttp://www.infobasepublishing.com/Ipreohttp://www.ipreo.com/ITN Networkshttp://www.itnnetworks.com/noflash_default_emp.htmLoewyhttp://www.loewygroup.com/Market Strategies Internationalhttp://www.marketstrategies.com/MediaResponseGroup (fka Canalmail)http://www.vss.com/funds/growth_buyout/investments/index.asp?fundID=6Red 7 Mediahttp://www.red7media.com/index.shtmlRemedy Health Media (fka MediZine)http://www.remedyhealthmedia.com/Sandow Mediahttp://www.sandowmedia.com/Schofield Media Grouphttp://www.schofield-media-group.org/SHLPreVisorhttp://www.shl.com/usSouthern Theatreshttp://www.southerntheater.org/SureSourcehttp://www.suresource.com/System Onehttp://www.systemoneservices.com/TMP Worldwide Advertising & Communicationshttp://tmp.com/TRANZACThttp://tranzact.com/Trover Solutionshttp://www.troversolutions.com/User-Friendly Phone Bookhttp://www.ufpb.net/Vault.comhttp://www.vault.com/wps/portal/usaXtreme Informationhttp://www.ebiquity.com/global/advertisingZed Grouphttp://www.zed.com/Investment Team:John S. Suhler, Co-Founder and General Partnersuhlerj@vss.comJeffrey T. Stevenson, Managing Partner and Co-Chief Executive Officerstevensonj@vss.comScott J. Troeller, Partnertroellers@vss.comJohn R. Sinatra, CFO and Managing DirectorSinatraJ@vss.comBert Abrams, Senior AdvisorBill Archer, Partner, Debt Capitalarcherb@vss.comDavid Bainbridge, Managing Directorbainbridged@vss.comMorgan Callagy, Partner, VSS Europecallagym@vss.comGeorge L. Cole, Partner, VSS Structured Capital Fundscoleg@vss.comHal R. Greenberg, Partner, VSS Structured Capital Fundsgreenbergh@vss.comMichael B. Kessler, Managing DirectorTrent Hickman, Partnerhickmant@vss.comChristopher J. Russell, Partnerrussellc@vss.comMarvin L. Shapiro, Managing Directorshapirom@vss.comJohannes von Bismarck, Partnerbismarckj@vss.comJim Dunleavy, Managing Directordunleavyj@vss.comScott Troeller, Partnertroellers@vss.comPEVestar Capitalwww.vestarcapital.comNew YorkMiddle MarketLateCommunications & NetworkingLife Sciences & HealthcareMedia & Digital MediaFinancial ServicesConsumer Products

245 Park Avenue, 41st FloorNew YorkNY10167212-351-1600

Vestar was founded by seven principals of The First Boston Corporation's Management Buyout Group. Vestar specializes in management buyouts and growth capital investments, investing in companies with valuations in the $250 million to $2 billion range. Vestar's investment team is organized into five broad groups, each focused on a particular sector of the economy and its products and services: Consumer, Diversified Industries, Healthcare, Financial, and Media & Communications. Vestar is now working from its fifth investment fund, managing a committed equity pool of $3.7 billion, with total assets under management of $7 billion. The firm can invest up to $700 million in a single transaction. Since Vestar's founding in 1988, the group has completed 65 investments in companies with a total value of approximately $30 billion. Vestar has offices in New York City; Boston; Denver; Paris; Munich; and Milan, Italy. Portfolio companies include:AZ Electronic Materialshttp://www.az-em.com/Sunrise Medicalhttp://www.sunrisemedical.co.uk/index.jsp?FOLDER%3C%3Efolder_id=2534374305687239&ASSORTMENT%3C%3East_id=1408474398844499&bmForm=logout&bmFormID=1276116016880&bmUID=1276116016880&bmLocale=en_GBCelestial Seasoningshttp://www.celestialseasonings.com/Consolidated Cigarhttp://altadisusa.com/Gold Toehttp://www.goldtoe.com/CCShttp://shop.ccs.com/MediMedia USAhttp://medimedia.com/National Mentor Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=692910Nybron Flooring Internationalhttp://www.kahrs.com/Paris Rehttp://paris-re.com/Press Ganey Associateshttp://www.pressganey.com/index.aspxRadiation Therapy Serviceshttp://www.rtsx.com/Seves S.p.A.http://www.seves.com/Sun Productshttp://sunproductscorp.com/Del Monte Foodshttp://www.delmonte.com/HealthGradeshttp://www.healthgrades.com/Tritonhttp://en.wikipedia.org/wiki/Triton_(moon)Argo-Techhttp://www.eaton.com/Eaton/ProductsServices/ProductsbyName/Argo-Tech/index.htmBirds Eye Foodshttp://www.birdseye.com/Border Media Partnershttp://bmpradio.com/Duff & Phelpshttp://en.wikipedia.org/wiki/Duff_%26_PhelpsEssent Healthcarehttp://essenthealthcare.com/Gleasonhttp://www.gleason.com/Joerns Healthcarehttp://www.joerns.com/Michael Foodshttp://www.michaelfoods.com/Investment Team:Daniel S. O'Connell, CEO and FounderNorman W. Alpert, Managing Director, Media & Consumer Sectors Headnalpert@vestarcapital.comSander M. Levy, Managing Director, Financial Services Sector Headslevy@vestarcapital.comArthur J. Nagle, Managing DirectorJames L. Elrod, Jr., Managing Director, Healthcare Sector Headjelrod@vestarcapital.comRoger C. Holstein, Managing Director, Consumer, Media & Healthcarerholstein@vestarcapital.comAnil Shrivastava, Managing Director, Healthcareashrivastava@vestarcapital.comBryan J. Carey, Managing Director, Vestar Resourcesbcarey@vestarcapital.comBrian P. Schwartz, Managing Director, CFO of Fund AdministrationSteven Della Rocca, Managing Director/General Counsel (New York)SDellaRocca@vestarcapital.comEvan Marks, Managing Director (New York)emarks@vestarcapital.comBrian J. Modesitt, Managing Director, Financial Services (New York)bmodesitt@vestarcapital.comAndrew J. Cavanna, Managing Director HealthcareBrian P. O'Connor, Managing Director ConsumerPEWafra Partnerswww.wafrapartners.comNew YorkMiddle MarketManufacturing & IndustrialBusiness ServicesConsumer Product

345 Park Avenue, 41st FloorNew YorkNY10154-0101212-759-3700212-486-2678

Wafra Partners is a private equity firm that seeks to invest in and build successful middle-market companies. Wafra targets industries in which it has relevant experience with particular interest in specialty services, niche manufacturing, and consumer-driven businesses. The firm invests $5 to $30 million of equity per transaction in companies with enterprise values between $20 and $150 million for control acquisitions and recapitalizations, expansion, industry consolidations, corporate divestitures, and co-investments with financial and strategic investors. Wafra targets companies with revenues of $20 million or more and EBITDA of $4 million or more.Portfolio companies include:Accent Fairchild Grouphttp://accentfairchild.com/Advanced Sleep Conceptshttp://www.advancedsleepconcepts.com/All Island Mediahttp://www.lipennysaver.com/about/American Higher Education Developmenthttp://ahed.com/Architectural Testinghttp://www.architecturaltesting.com/Best Lighting Productshttp://www.bestlighting.net/Teracohttp://www.teraco.com/Casiano Communicationshttp://casiano.com/Century Fire Protectionhttp://www.centuryfp.com/CTM Grouphttp://www.ctmgroupinc.com/Custom Wood Productshttp://www.cwponline.com/Freedom Scientifichttp://freedomscientific.com/Microdynamicshttp://www.microdynamics.net/Mitchell Gold + Bob Williamshttp://www.mgbwhome.com/Investment Team: Peter Petrillo, Senior Managing Directorp.petrillo@wafra.comMichael D. Goodman, Managing Directorm.goodman@wafra.comEric Norfleet, Managing Directore.norfleet@wafra.comRyan Wierck, Managing Directorr.wierck@wafra.comJeffrey P. Gerson, Vice Presidentj.gerson@wafra.comSid Murdeshwar, Vice Presidents.murdeshwar@wafra.comAndrew Thompson, Vice Presidenta.thompson@wafra.comVCPEWall Street Venture Capitalwww.wallstreetventurecapital.netNew YorkExpansionMiddle MarketInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareEnergy & Clean TechFinancial ServicesDefense & Homeland SecurityManufacturing & IndustrialSoftware & InternetSports & Entertainment

110 Wall Street, 11th FloorNew YorkNY10005877-748-4468 860-860-9489

Wall Street Venture Capital provides asset based financing to high-growth public and private companies. The firm is poised to fund based on a multiple of EBITDA and to close within 3-6 weeks for companies in need of $3M-$100M for an acquisition, recapitalization, management buyout, bridge financing, or other special situations. For equity considerations a high growth company must show a minimum revenue stream ranging from $5M to $45M and minimum EBITDA of $3M. Wall Street Venture Capital invests in U.S., Canadian, Mexican, and Latin American companies. Preferred industries include aerospace and defense, energy products/oil-gas-coal, biotechnology, financial services, insurance, pharmaceuticals, telecom/networking, building materials, computer software, films and entertainment, healthcare services, and medical devices. Wall Street Venture Capital also maintains offices in Chicago, Boston, and Shanghai. Portfolio companies include:N/AInvestment Team:Joseph McAndrew, Managing PartnerHugo Barreca, General CounselWilliam Nielson, PartnerJohn Adair, Partner, Energy AnalystJohn Meyer, Partner, Homeland SecurityPEWand Partners, Inc.www.wandpartners.comNew YorkMiddle MarketInformation TechnologyMedia & Digital MediaFinancial ServicesBusiness ServicesReal Estate

1 Union Square West, Suite 208New YorkNY10003212-909-2620212-307-5599

Since inception in 1985, Wand Partners has been principally involved in middle-market buy-outs and has focused primarily on specialty financial services, particularly insurance. Wand is a value-oriented investor in insurance and other specialty financial services, including property/casualty insurance and reinsurance, life insurance, investment banking, investment management, real estate finance and property management, and technology and marketing services. Wand applies the perspective of decades of experience as operators and investors in public and private companies in the financial services sector. Wand's optimal deal size is within the range of $25 million - $500 million of enterprise value. Portfolio companies include:Casewisehttp://www.casewise.com/Fulcrum Analyticshttp://www.fulcrum-mktg.com/SeedWorks Indiahttp://www.seedworksindia.com/india/profile.htmlPerfect Escapeshttp://www.perfectescapes.com/American Independent Companieshttp://www.aiico.com/Paraline Grouphttp://paralinegroup.com/Investment Team:Bruce W. Schnitzer, Managing Director and Chairmanbschnitzer@wandpartners.comJohn S. Struck, Managing Directorjstruck@wandpartners.comVCPEWarburg Pincus, LLCwww.warburgpincus.comNew YorkSeedEarlyGrowthExpansionMiddle MarketInformation TechnologyCommunications & NetworkingEnergy & Clean TechMedia & Digital MediaFinancial ServicesManufacturing & IndustrialBusiness ServicesConsumer ProductsReal Estate

450 Lexington AvenueNew YorkNY10017212-878-0600212-878-9351

Warburg Pincus traces its roots to E.M. Warburg & Co., an investment banking and private investment counseling firm founded in 1939 by Eric M. Warburg. In 1966, the firm joined with Lionel I. Pincus & Co., a venture capital, investment and financial consulting firm. Warburg Pincus makes investments in North America, Europe, and Asia in sectors including financial services, information and communications technology, media and business services, consumer and industrial, energy and real estate. Warburg invests at all stages of a company's life-cycle: from founding start-ups and fostering growth in developing companies to leading complex recapitalizations or large-scale buy-outs of more mature businesses. Warburg Pincus is a leading global private equity firm. The firm has more than $30 billion in assets under management. Its active portfolio of more than 125 companies is highly diversified by stage, sector and geography. Warburg Pincus has raised 13 private equity funds which have invested more than $40 billion in approximately 650 companies in more than 30 countries. The firm's most recent fund, Warburg Pincus Private Equity X, L.P., with $15 Billion, was raised in 2007. Portfolio companies include:58.comhttp://www.58.com/7 Days Innhttp://en.wikipedia.org/wiki/7_Days_InnA Place for Momhttp://www.aplaceformom.com/ACB (India) Ltd.http://acbindia.com/Adlens Beaconhttp://adlens.com/Aeolus Rehttp://www.warburgpincus.com/portfolio/ViewCompany,id,339.aspxAicenthttp://aicent.net/Alert Global Media (fka 'Fortent')http://www.warburgpincus.com/portfolio/ViewCompany,id,349.aspxAlliance Tire Companyhttp://www.atgtire.com/home.aspxAllos Therapeuticshttp://www.allos.com/Alysis Technologieshttp://www.icongrouponline.com/pr/Alysis_Technologies,_Inc_US/PR.htmlAmResthttp://www.amrestapplebees.com/Amtek Autohttp://www.amtek.com/Antero Resourceshttp://www.anteroresources.com/Aramarkhttp://www.aramark.com/Archimedes Pharmahttp://archimedespharma.com/Bausch + Lombhttp://www.bausch.com/Bridgepoint Educationhttp://www.bridgepointeducation.com/Broad Oak Energyhttp://www.broadoakenergy.com/Builders FirstSourcehttp://www.buildersfirstsource.com/CAMPhttp://en.wikipedia.org/wiki/Camp_(style)Canbriam Energyhttp://www.canbriam.com/Centrum B.V.http://www.warburgpincus.com/portfolio/ViewCompany,id,457.aspxCereshttp://en.wikipedia.org/wiki/Ceres_(dwarf_planet)China CBM Investment Holdingshttp://investing.businessweek.com/research/stocks/private/person.asp?personId=36769891&privcapId=54237540&previousCapId=93036&previousTitle=First%20Reserve%20CorporationClondalkinhttp://www.clondalkingroup.com/Competitive Power Ventureshttp://cpv.com/Constitutional Medical Investorshttp://www.warburgpincus.com/portfolio/ViewCompany,id,346.aspxCortview Capital Securitieshttp://cortcap.com/Coyote Logisticshttp://www.coyotelogistics.com/DB Corphttp://www.bhaskarnet.com/public/index_07.htmlDHgatehttp://www.dhgate.com/ElectroMagnetic GeoServiceshttp://www.emgs.com/Eurandhttp://www.aptalispharma.com/en/indexEvidonhttp://www.evidon.com/Fairfield Energyhttp://www.fairfield-energy.com/FIShttp://www.fis-ski.com/Franshion Propertieshttp://www.franshion.com/english/Gangavaram Porthttp://www.gangavaram.com/Global Lighting Technologieshttp://www.glthome.com/GlobalSpechttp://www.globalspec.com/Greentown China Holdings Ltd.http://www.greentownchina.com/en/GT Nexushttp://www.gtnexus.com/Gulf Coast Energy Resourceshttp://www.gcerllc.com/Harbin Pharmaceuticalshttp://www.chinasmack.com/2011/pictures/harbin-pharmaceuticals-plant-looks-like-european-palace.htmlHavellshttp://www.havells.com/IMC Limitedhttp://www.imc.net.in/Inspire Pharmaceuticalshttp://www.inspirepharm.com/Integra Telecomhttp://www.integratelecom.com/Interactive Datahttp://www.interactivedata.com/InterMunehttp://www.intermune.com/Intimehttp://trailers.apple.com/trailers/fox/intime/iParadigmshttp://www.iparadigms.com/Kasen Internationalhttp://www.kasen.com.cn/en/about/Keystone Dentalhttp://www.keystonedental.com/Kontron AGhttp://www.kontron.com/Kosmos Energyhttp://www.kosmosenergy.com/Kotak Mahindrahttp://www.kotak.com/Laredo Petroleumhttp://www.laredopetro.com/LaVie Care Centershttp://laviecare.com/Lemon Treehttp://lemontree.com/Lepuhttp://en.lepumedical.com/MACHhttp://en.wikipedia.org/wiki/Mach_numberMax Indiahttp://www.maxindia.com/MBIAhttp://www.mbia.com/MEG Energyhttp://www.megenergy.com/Metropolis Healthcarehttp://metropolishealthcare.com/Mingfa Grouphttp://www.ming-fa.com/en/show_mall.aspx?ProductsId=270MLMhttp://en.wikipedia.org/wiki/Multi-level_marketingMoser Baer Indiahttp://moserbaer.com/MultiViewhttp://www.multiview.com/National Penn Bancshareshttp://www.natpennbank.com/Neiman Marcus Grouphttp://phx.corporate-ir.net/phoenix.zhtml?c=118113&p=irol-overviewNew Breed Logisticshttp://newbreed.com/Nuancehttp://www.nuance.com/NuLenshttp://www.about-eyes.com/?p=683Omega Energiahttp://www.omegaenergia.com.br/onTargetjobshttp://www.ontargetjobs.com/Osum Oil Sandshttp://www.osumcorp.com/PhotoTherahttp://www.photothera.com/Polypore Internationalhttp://www.polypore.net/Poundlandhttp://www.poundland.co.uk/PowerWindhttp://www.powerwind.de/en/home.htmlPremier Foodshttp://www.premierfoods.co.uk/Primericahttp://www.primerica.com/ProStrakanhttp://www.prostrakan.com/Protoxhttp://www.protox.us/Punj Lloydhttp://punjlloyd.com/QuEST Global Serviceshttp://www.quest-global.com/RCS Grouphttp://rcsgroup.com/RDA Microhttp://www.rdamicro.com/RegionalCare Hospital Partnershttp://www.regionalcare.net/Resolution IIhttp://resolutions2.com/Rib-X Pharmaceuticalshttp://www.rib-x.com/RPShttp://www.rpsweb.com/Safetykleenhttp://www.safety-kleen.com/Scotsman Industrieshttp://www.scotsmanindustries.com/Service Repair Solutionshttp://servicerepairsolutions.com/Spigithttp://www.spigit.com/Sterling Financialhttp://www.sterlingfinancialcorporation-spokane.com/Sunivahttp://www.suniva.com/Survitechttp://www.survitecgroup.com/Synutrahttp://www.synutra.com/Talon Therapeutics (fka Hana Biosciences)http://www.warburgpincus.com/portfolio/ViewCompany,id,480.aspxTarga Resourceshttp://www.targaresources.com/Telcordiahttp://www.telcordia.com/Telmar Network Technologyhttp://www.telmarnt.com/Titan Petrochemicalshttp://www.petrotitan.com/eng/index.htmTornierhttp://www.tornier.com/TradeCardhttp://www.tradecard.com/home/index.htmlTranspacific Industries Grouphttp://www.transpacific.com.au/Tulip Mediahttp://tulipmedia.net/Profile.aspxWall Street Systemshttp://wso.wallstreetsystemsinc.com/Wavicle Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=35623085Webster Financialhttps://www.websteronline.com/WNShttp://www.wns.com/WuXi PharmaTechhttp://www.wuxipharmatech.com/Xueda Education Grouphttp://finance.yahoo.com/news/xueda-education-group-announces-filing-120000160.htmlYodleehttp://yodlee.com/Ziggohttp://en.wikipedia.org/wiki/ZiggoInvestment Team:Charles R. Kaye, Co-PresidentJoseph P. Landy, Co-PresidentChristopher Turner, Managing DirectorScott Arenare, Managing Director and General Counselsarenare@warburgpincusDavid Coulter, Managing Director, Financial ServicesTimothy Curt, Managing Director, GrowthPat Hackett, Managing Director, Technology, Media and TelecommunicationsPeter Kagan, Managing Director, Energypkagan@warburgpincus.comKewsong Lee, Managing Director, Consumer and Industrial Financial Servicesklee@warburgpincus.comSteven Schneider, Managing Director, Fundraising and Investor Relationssschneider@warburgpincus.comChristopher Turner, Managing DirectorBess Weatherman, Managing Director, HealthcarePEWellspring Capital Managementwww.wellspringcapital.comNew YorkMiddle MarketFinancial ServicesBusiness ServicesRetail & RestaurantSports & Entertainment

Lever House390 Park AvenueNew YorkNY10022212-318-9800

Wellspring Capital Management, founded in 1995, is a leading middle-market private equity firm that manages more than $3 billion of private equity capital. The firm seeks to invest in companies with strong business franchises where there is an opportunity for significant improvement in profitability and cash flow. Ideally, potential investments have strong brand identity or market position; the likelihood for improved productivity or cost reductions through restructuring, reorganizing or redeploying capital into core businesses; and are capable of generating a recurring revenue stream and relatively stable and predictable cash flow with the potential for long-term growth. Wellspring has the flexibility to complete transactions ranging from $50 million to as much as $2 billion in total value. Wellspring's first fund was launched in 1995 with $85 million and in 2011, the firm raised its fifth fund with $1.2 billion.Portfolio companies include:Hess Print Solutionshttp://www.hessprintsolutions.com/Checkers Drive-Inhttp://checkers.com/Home Decor Innovationshttp://www.hdhc.com/Susser Holdingshttp://www.susser.com/OMNI Energy Serviceshttp://omnienergy.com/Jen-Coathttp://www.jencoat.com/United Sportinghttp://www.sportingunited.com/Cleaver-Brookshttp://www.cleaver-brooks.com/Performance Food Grouphttp://pfgc.com/Chemaidhttp://chemaidlabs.com/ThermaSyshttp://www.thermasys.com/Resco Productshttp://www.rescoproducts.com/Crosmanhttp://www.crosman.com/Prolaminahttp://www.prolamina.com/JW Aluminumhttp://www.jwaluminum.com/Investment Team:Greg S. Feldman, Managing Partnergfeldman@wellspringcapital.comWilliam F. Dawson, Jr., Managing Partnerwdawson@wellspringcapital.comCarl M. Stanton, Managing Partnercstanton@wellspringcapital.comJoshua C. Cascade, Partnerjcascade@wellspringcapital.comAlexander E. Carles, Partneracarles@wellspringcapital.comJohn E. Morningstar, PrincipalDaniel Y. Han, Principaldhan@wellspringcapital.comWilliam L. Ramsey, Executive Directorwramsey@wellspringcapital.comMatthew G. Harrison, Vice PresidentSeth R. Pearson, Vice PresidentPEWelsh, Carson, Anderson & Stowewww.welshcarson.comNew YorkMiddle MarketInformation TechnologyLife Sciences & HealthcareBusiness Services

320 Park Avenue, Suite 2500New YorkNY10022-6815212-893-9500212-893-9575

Welsh, Carson, Anderson & Stowe (WCAS) was formed in 1979 and has focused its investment activities in two growth industries: information/ business services and healthcare. WCAS manages $20 billion in capital and has a current portfolio of over 30 companies. The firm is currently investing equity funds Welsh, Carson, Anderson & Stowe XI, L.P. (WCAS XI), and WCAS Capital Partners IV, L.P., a dedicated subordinated debt fund. Since its inception, WCAS has invested in over 160 companies in its core industries and has funded over 650 follow-on acquisitions. Portfolio companies include:Asurionhttp://www.asurion.com/GlobalCollecthttp://www.globalcollect.com/Global Knowledge Networkhttp://www.globalknowledge.com/Headstronghttp://www.headstrong.com/Local Insight Mediahttp://localinsightmedia.com/Mobile Minihttp://www.mobilemini.com/OHLhttp://ontariohockeyleague.com/Paycomhttp://www.paycomonline.com/Peak 10http://www.peak10.com/Retrievexhttp://retrievex.com/Titan Outdoor Holdingshttp://titan360.com/Transfirsthttp://www.transfirst.com/United Vision Logisticshttp://www.uvlogistics.com/Aptuithttp://www.aptuit.com/Ardent Health Serviceshttp://www.ardenthealth.com/Bausch & Lombhttp://www.bausch.com/K2Mhttp://www.k2m.com/National Dentexhttp://www.nationaldentex.com/About_Us.htmlOnward Healthcarehttp://www.onwardhealthcare.com/Select Medicalhttp://www.selectmedical.com/SHPShttp://www.myshps.com/index/index.stmSmile Brandshttp://www.smilebrands.com/Solantichttp://www.solantic.com/Spectrumhttp://en.wikipedia.org/wiki/SpectrumUnited Surgical Partners Internationalhttp://unitedsurgical.com/Universal American Financialhttp://www.universalamerican.com/Savvis Communicationshttp://www.savvis.com/en-us/pages/home.aspxInvestment Team: Bruce K. Anderson, General Partner and Co-FounderRussell L. Carson, General Partner and Co-FounderJohn D. Clark, General Partnerjclark@welshcarson.comAnthony J. de Nicola, Co-PresidentMichael E. Donovan, General PartnerTony F. Ecock, General Partnertecock@welshcarson.comEric J. Lee, General Partnerelee@welshcarson.comD. Scott Mackesy, General Partnersmackesy@welshcarson.comPaul B. Queally, Co-Presidentpqueally@welshcarson.comJonathan M. Rather, General Partnerjrather@welshcarson.comThomas A. Scully, General Partnertscully@welshcarson.comSanjay Swani, General Partnersswani@welshcarson.comSean M. Traynor, General Partnerstraynor@welshcarson.comPatrick J. Welsh, General Partner and Co-FounderBrian T. Regan, General PartnerPEWhite Deer Energywww.whitedeerenergy.comNew YorkMiddle MarketEnergy & Clean Tech

667 Madison Ave, 4th FloorNew YorkNY10065212-371-1117 212-888-6877

White Deer Energy is an investment advisory firm that was founded in 2008 to manage energy private equity funds. The firm currently manages three funds, White Deer Energy L.P. and its two parallel funds, White Deer Energy FI L.P. and White Deer Energy TE L.P. The Funds are middle market buy-and-build private equity funds that focus on investing in oil and gas exploration and production, oilfield service and equipment and the midstream sectors of the energy business. The general partner of the Funds is Edelman & Guill Energy L.P, which makes all investment decisions for the Funds. As of December 31, 2011, the Funds' committed capital totaled $822.4 million. The firm has office locations in Houston and New York.Portfolio companies include:PostRock Energyhttp://www.pstr.com/Fibersparhttp://fiberspar.com/O-Tex Holdingshttp://www.manta.com/c/mr5pcln/o-tex-holdings-incCrescent Companieshttp://www.thecrescentcompanies.net/Accelerated Companieshttp://www.acceleratednj.com/company/Sharewell Holdingshttp://www.stockhouse.com/News/USReleasesDetail.aspx?n=8456936Investment Team:Thomas J. Edelman, Managing Partnertedelman@whitedeerenergy.comBen A. Guill, Managing Partnerbguill@whitedeerenergy.comJim K. Meneely III, Managing Directorjmeneely@whitedeerenergy.comJames E. Saxton, Managing Directorjsaxton@whitedeerenergy.comJoseph R. Edwards, Managing Directorjedwards@whitedeerenergy.comPEThe Wicks Group of Companieswww.wicksgroup.comNew YorkMiddle MarketInformation TechnologyCommunications & NetworkingMedia & Digital Media

405 Park Avenue, Suite 702 New YorkNY10022212-838-2100 212-223-2109

The Wicks Group of Companies, LLC is a New York based private equity firm that invests in selected segments of the communications, information and media industries. Since its founding in 1989, Wicks has invested over $1 billion of capital in 28 platform companies and approximately 100 add-on acquisitions. Wicks focuses its investment activities on segments categorized by market niche or geographic focus. These segments are large and rapidly growing and are driven by many of the same factors that characterize the communications, media and information industries overall. Wicks focuses on mid-size and smaller geographic markets, as defined by population, consumer purchasing power and advertising potential, principally in the following segments: Television broadcasting; Radio broadcasting; Newspaper publishing, shoppers, free newspapers, local yellow pages; Cable television systems; and Outdoor advertising. In addition, Wicks invests opportunistically in related businesses that have similar characteristics. The firm typically targets $20 - $70 million of equity per investment and seeks companies that have established operations and generate profits, generally with operating cash flow (EBITDA) of $7 - $25 million. Wicks is currently investing Fund III, worth $535 million, as part of its Wicks Communications & Media Partners III, LP.Portfolio companies include:NewBay Mediahttp://www.nbmedia.com/Harris Connecthttp://harrisconnect.com/Wilks Broadcast Grouphttp://wilksbroadcastgroup.com/Verse Musichttp://versemusicgroup.com/Antenna Internationalhttp://antennainternational.com/Allegiance Communicationshttp://allegiance.tv/Bendon Publishing Internationalhttp://www.bendonpub.com/Bonded Serviceshttp://www.bonded.com/CFM Religion Publishing Grouphttp://cfmreligionpublishing.com/Jobson Healthcarehttp://www.jmihealth.com/Marketronhttp://www.marketron.com/SCI Solutionshttp://www.scisolutions.com/Signal Outdoor Advertisinghttp://signaloutdoor.com/Wicks Educational Publishinghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30856530Investment Team:Craig B. Klosk, Managing Partner & Co-Foundercraig.klosk@wicksgroup.comMatthew E. Gormly III, Managing Partnermatt.gormly@wicksgroup.comDaniel M. Kortick, Managing Partnerdaniel.kortick@wicksgroup.comDaniel L. Black, Partnerdaniel.black@wicksgroup.comE.J. Sloboda, Principalej.sloboda@wicksgroup.comMax von Zuben, Principalmax.vonzuben@wicksgroup.comThomas P. Kearney III, Vice President, 212-407-2213VCPESECWillowridge Partners, Inc.www.willowridge.comNew YorkMiddle MarketInformation TechnologyManufacturing & IndustrialBusiness ServicesTransportation & Distribution

25 East 86th StreetNew YorkNY10028-0553212-369-4700212-369-5661

Willowridge Partners, Inc. is a leading independent investment manager dedicated to the purchase of interests in venture capital, buyout, mezzanine and other private equity funds from existing investors seeking liquidity. Since 1995, Willowridge has completed over 215 transactions and acquired stakes in over 345 separate funds. Willowridge manages approximately $535 million of committed capital focused solely on private equity secondaries. The most recent fund, Amberbrook V LLC, was closed in 2008. The firm has acquired positions from a broad variety of sellers, including public and private pension funds, corporations, foundations and university endowments, as well as individuals. While the focus is primarily on purchases of older, smaller partnership interests, the firm has the capacity to commit to larger transactions. Willowridge is flexible with respect to fund vintages and transaction size, having purchased stakes from both U.S. and international sellers. Portfolio companies include:N/AInvestment Team:Jerrold Newman, Founderjnewman@willowridge.comLuisa Hunnewelllhunnewell@willowridge.comJames O'Marajomara@willowridge.comMichael Begombego@willowridge.comMichael Kennymkenny@willowridge.comPEWincove Capitalwww.wincovecapital.comNew YorkMiddle MarketInformation TechnologyManufacturing & IndustrialConsumer Products

1501 Broadway, 12th FloorNew YorkNY10036646-571-2143

Wincove Capital is a private equity firm that invests capital in stable and profitable companies in the lower middle-market. The firm partners with management teams in order to facilitate: Family and/or seller succession transactions; Recapitalizations; Management buyouts; Buy-and-build strategies; and Corporate spin-offs. Wincove Capital is a "generalist" investment firm, in that it does not specialize in particular industries, but rather has experience across a wide range of businesses. The firm targets companies with a record of consistent and predictable cash flow; minimum EBITDA of $2 million (no minimums for add-ons); and headquartered in the United States or Canada.Portfolio companies include:GI Plastekhttp://giplastek.com/Connect-Air Internationalhttp://www.connect-air.com/ROMhttp://en.wikipedia.org/wiki/Read-only_memoryImpact Productshttp://www.impact-products.com/Fairchild Industrial Productshttp://www.fairchildproducts.com/American Furniture Manufacturinghttp://www.bizchair.com/american-furniture-manufacturing.htmlInvestment Team:Michael McGovern, Partnermcgovern@wincovecapital.comJohn McAlister, Partner (Operations)mcalister@wincovecapital.comJohn Lenahan, Partnerlenahan@wincovecapital.comPEWL Ross & Company, LLCwww.wlross.comNew YorkMiddle MarketFinancial ServicesManufacturing & Industrial

1166 Avenue of the AmericasNew YorkNY10036212-826-1100212-317-4891

WL Ross & Co. manages assets for institutional investors in the U.S., Europe, and Asia. The firm was formed in April 2000 with $440 million in investor capital by Wilbur Ross as an independent organization dedicated to private investments and fund management for institutional investors and family offices across the globe. The company has sponsored alternative investments including private equity funds, co-investment vehicles and hedge funds in the steel, textile, coal, automotive and financial services industries in the U.S., U.K., France, Germany, China, Japan, Korea, Vietnam, India, Brazil and Bermuda. The firm and specializes in restructurings, buyouts, turnarounds, reorganizations, and industry consolidations and seeks to invest between $100 million and $200 million. In 2006, WL Ross & Co. joined Invesco Ltd. (see profile), one of the world's largest independent investment management firms, to enhance their institutional platform and global capabilities.Portfolio companies include:Safety Components Internationalhttp://www.safetycomponents.com/Oxford Automotivehttp://oxford-automotive.com/Investment Team:Wilbur Ross, Founderwlross@wlross.comJames B. Lockhart III, Vice Chairmanjlockhart@wlross.comDavid H. Storper, Senior Managing DirectorDavid L. Wax, Managing DirectorStephen J. Toy, Managing DirectorPamela K. Wilson, Managing DirectorWendy L. Teramoto, Managing DirectorJosh R. Seegopaul, Senior Vice PresidentShaia D. Hosseinzadeh, PrincipalDavid G. Shirreffs, PrincipalHarvey L. Tepner, PrincipalIsrael M. Wallach, PrincipalStephen L. Johnson, Vice PresidentPatrick J. Machir, Vice PresidentWilliam W. Morton, Jr., Vice PresidentJie Zheng, Vice PresidentVCZelkova Ventureswww.zelkovavc.comNew YorkSeedEarlyInformation TechnologySoftware & InternetEnergy & Clean TechConsumer Products

667 Madison Avenue, 20th FloorNew YorkNY10065212-750-3156212-750-3159

Zelkova Ventures is a venture capital firm looking to invest in early stage companies; in many cases, pre-revenue. In many instances Zelkova provides a company's first outside/institutional capital. The firm is focused on funding in multiple disciplines including technology, green tech, internet and luxury goods.Portfolio companies include:Ribbithttp://www.ribbit.com/Locus Energyhttp://locusenergy.com/Crimson Hexagonhttp://www.crimsonhexagon.com/Mobile Commonshttp://www.mobilecommons.com/My Damn Channelhttp://www.mydamnchannel.com/Nutshell Mailhttp://nutshellmail.com/Fynanz Altruikhttp://www.fynanz.com/News Basishttp://newsbasis.com/ReTel Technologieshttp://www.reteltechnologies.com/Encoding.comhttp://www.encoding.com/Plancasthttp://plancast.com/JIBEhttp://www.jibe.com/Klouthttp://klout.com/LiveFyrehttp://www.livefyre.com/Rapportivehttp://rapportive.com/FoodSpottinghttp://www.foodspotting.com/Appbistrohttp://appbistro.com/Kaposthttp://kapost.com/GameChangerhttp://www.gamechanger.io/COLOURlovershttp://www.colourlovers.com/Kohorthttp://kohort.com/Spring Metricshttp://www.springmetrics.com/GreenGoosehttp://www.greengoose.com/ThinkNearhttp://www.thinknear.com/FullContacthttp://www.fullcontact.com/HelpScouthttp://www.helpscout.net/Red Roverhttp://redrover.org/BrandYourselfhttp://www.brandyourself.com/Investment Team:Jay Levy, Principaljlevy@zelkovavc.comLarry Scheinfeld, PrincipalCaroline Scheinfeld, AssociateMickey Lews, Venture PartnerPEZephyr Management, LPwww.zephyrmanagement.comNew YorkMiddle MarketFinancial Services

320 Park Avenue, 28th FloorNew YorkNY10022212-508-9400212-508-9494

Zephyr Management, L.P. is a global private equity and marketable securities firm. Founded in 1994, the firm specializes in the creation and management of highly focused and value added investment funds. Since its founding, Zephyr has sponsored twenty-two investment funds representing approximately $1.4 billion in capital commitments. Each Zephyr fund has a discrete management team which has skills matched to the particular investment opportunity. In December 2008, Zephyr launched Plimsoll Mark Capital, a global wealth advisory firm that focuses on delivering independent high quality investment solutions to individuals and families. The firm has offices in New York, London, Bangalore, Johannesburg and Accra. Each Zephyr fund has a discrete management team which has skills matched to the particular investment opportunity. Zephyr funds vary across the globe and include: Pan-African Investment Partners Funds, South Africa Capital Growth Fund, Zephyr Internet Partners Fund, Zephyr Korea Fund, Zephyr Peacock India Funds, ZM Africa Investment Fund, ZN Mexico Trust and ZN Mexico II.Portfolio companies include:Time Technoplasthttp://www.timetechnoplast.com/WLC Indiahttp://www.wlci.in/Maxop Engineeringhttp://www.maxopgroup.com/Consolidated Infrastructure Group Limitedhttp://www.ciglimited.co.za/Thunnus Overseas Grouphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=52484744Letshego Holdingshttp://www.letshego.co.bw/E2E Rail Grouphttp://etoegroup.com/Aizant Drug Researchhttp://aizant.com/Trimax IT Infrastructurehttp://www.trimax.in/Metro Wirelesshttp://www.metropcs.com/Miles Software Solutionshttp://milessoft.com/Investment Team:Thomas C. Barry, CEO & FounderD. William J. Garrett, DirectorStephen Canter, Chief Operating OfficerSteve Bates, Chief Investment Officer (London)John A. Cerminaro, Chief Financial and Administrative OfficerPEZS Fund, LPwww.zsfundlp.comNew YorkMiddle MarketFinancial ServicesBusiness Services

1133 Avenue of the AmericasNew YorkNY10036212-398-6200212-398-1808

ZS Fund, L.P., is a private equity firm engaged in making long-term investments in successful middle-market companies. Since 1985, the firm has focused on transactions that provide liquidity to business owners while enabling them to maintain a significant ownership stake and keep their company independent. ZS Fund looks for candidates with an annual operating profit of at least $4 million (and generally up to $30 million), high return on capital relative to industry peers, strong market position, and privately-held, or closely-held, publicly-traded companies for transactions including estate planning, management transitions, industry consolidations, shareholder goals, and minority investments.Portfolio companies include:Casabella Holdingshttp://www.casabella.com/AULhttp://www.oneamerica.com/HomeTranservice Logisticshttp://www.transervice.com/Industrial Air Toolhttp://industrialairtool.com/Research Horizonshttp://www.horizon-research.com/Smith-Cooper Internationalhttp://smithcooper.com/Investment Team:Ned Sherwood, Foundernsherwood@zsfundlp.comBob Hornebhorne@zsfundlp.comNick Burgernburger@zsfundlp.comAdam Lehrhoffalehrhoff@zsfundlp.comJeff Obligenjobligen@zsfundlp.comDavid Affinitodaffinito@zsfundlp.comVCAdvantage Capital Partnerswww.advantagecap.comNew YorkEarlyInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareEnergy & Clean Tech

5 Warren Street, Suite 204 Glens FallsNY12801518-743-0060518-743-1787

Advantage Capital Partners is a venture capital partnership with more than $1 billion under management. The firm has built a track record of public-private partnerships with state and federal economic development organizations, facilitating the flow of billions of dollars of investment capital into these communities. Since 1992, Advantage has raised more than $1.3 billion in institutional capital and has invested in a wide variety of companies and real estate projects. Targeting its investment activities in geographic areas that are underserved by venture capital, Advantage seeks to generate exceptional returns for its investors as well as for the communities in which it operates. For private equity, the markets within which the firm is most active are Alabama, Colorado, Florida, Hawaii, Louisiana, Missouri, New York, Texas, Wisconsin and Washington, D.C. Advantage's typical initial investment ranges from $500K to $2 million. Portfolio companies include:Able Planethttp://www.ableplanet.com/AuthenTechttp://www.authentec.com/Anarkhttp://anark.com/Gridpointhttp://www.gridpoint.com/Home.aspxiCardiac Technologieshttp://www.icardiac.com/Jahabowhttp://jahabow.com/Kereoshttp://www.kereos.com/Mezmerizhttp://mezmeriz.com/Computimehttp://www.computimeonline.com/EmergingMedhttp://www.emergingmed.com/Golden Goal Youth Soccer & Lacrosse Tournament Parkhttp://goldengoalsoccer.com/GridApp Systemshttp://en.wikipedia.org/wiki/GridApp_SystemsiCardiac Technologieshttp://www.icardiac.com/Monarch Machine Toolhttp://monarchmt.com/Niagara Dispensing Technologieshttp://exactap.com/PECO Pallethttp://pecopallet.com/SOMS Technologieshttp://www.microgreenfilter.com/Synacorhttp://www.synacor.com/Investment Team: Thomas W. Keaveney, Board Member and Senior AdvisorReid Hutchins, Vice Presidentrhutchins@advantagecap.comChristopher C. Harris, Senior AssociatePEAndlinger & Company, Inc.www.andlinger.comNew YorkMiddle MarketInformation TechnologySoftware & InternetLife Sciences & HealthcareMedical DeviceEnergy & Clean TechManufacturing & IndustrialBusiness Services

520 White Plains Road, Suite 500 TarrytownNY10591914-332-4900 914-332-4977

Andlinger & Company is a private investment and management firm with offices in the United States and Europe. Founded in 1976, the firm has completed over 70 transactions. While currently seeking investment opportunities in companies and technologies that benefit the global environment such as Renewable Energy, Energy Efficiency and Conservation, Emission Reduction, and Waste Recovery, the firm also invests in industrial manufacturing, medical devices, value-added distribution and logistics, graphic arts, scientific instruments, information services and software, engineering services, technology infrastructure, and pharmaceutical packaging and manufacturing, or other industries suitable as new platforms. Industries of low interest include retail, real estate, natural resources and commodities. Andlinger seeks companies headquartered in North America or Europe, with an enterprise value between $20 million and $200 million. With investments of up to $25 million, the firm seeks actual or effective control positions. Andlinger also maintains offices in Florida, Brussels, and Vienna.Portfolio companies include:CyberAlerthttp://www.cyberalert.com/Evans & Paulhttp://paulevans.com/Global Graphicshttp://www.globalgraphics.com/Lapp Insulatorshttp://www.lappinsulator.com/NxtAsia Consultinghttp://www.nxtasia.com/Nebus Loyaltyhttp://www.nebusloyalty.com/Pres-Vac Engineeringhttp://www.pres-vac.com/Primushttp://www.primusville.com/Spoolexhttp://www.spoolex.com/Turbine Engine Resourceshttp://www.terltd.com/home.htmlVacuum Process Technologyhttp://www.vptec.com/ZanAqua Technologies Primushttp://www.starlightinvestments.com/?id=307Seitzhttp://seitz.com/Investment Team: Gerhard Andlinger, Chairmangandlinger@andlinger.netMerrick G. Andlinger, Presidentmgandlinger@andlinger.netMark F. Callaghan, Managing Directorcallaghan@andlinger.netGeorge Doomany, Managing Directorgdoomany@andlinger.netStephen A. Magida, Managing Directorsamagida@andlinger.netMBArthur P. Gould & Co.www.gouldco.comNew YorkGrowthInformation TechnologyLife Sciences & HealthcareMedical DeviceAgriculture & Agricultural Science

164 Lyons RoadScarsdaleNY10583914-723-2560914-723-1756

A.P. Gould & Co. is an investment and merchant banking firm that traces its roots to Laidlaw & Co. (private bankers, established in 1842) and to Hambros Bank, the principal shareholder of Laidlaw at the time of A. P. Gould & Co.'s formation. Gould is a specialist in business development, acting as agent and advisors to clients, as well as principals and initiators, together with industry specialist partners. The firm is active in two principal areas: Seafood and Technology. In the aquaculture and wild-harvest seafood sectors, Gould invests actively in primary production, as well as processing businesses at the revenue-generating and later stages. In a number of emerging growth sectors, Gould plays a role as conceptual and organizational initiator, co-initiator, and seed investor. The firm targets aquaculture, medical imaging, diagnostics, and therapeutic devices, and certain areas of technology, optics, and applied physics.Portfolio companies include:N/AInvestment Team:Arthur Gould, Chairmanarthur@gouldco.comAndrew G. Gould, Presidentandrew@gouldco.comRobert Frankel, Special Limited Partner and Senior Technology Analystrfrankel@gouldco.comFrank Simon, Operating Partnerfsimon@gouldco.comHarris Landgarten, Special Limited Partnerhlandgarten@gouldco.comJ. Russell Chapman, Operating Partnerrchapman@gouldco.comVCBVM Capital, LLCwww.bvmcap.comNew YorkEarlyExpansionInformation TechnologyLife Sciences & Healthcare

29 Constitution CourtTuxedo ParkNY10987914-588-7200

BVM Capital, LLC is a Southeast-based venture capital firm that invests opportunistically. The firm provides equity capital to early and expansion stage companies with proprietary technology platforms or unique products addressing large markets. The partners of BVM Capital manage two investment funds: Louisiana Ventures, LP and TVP, LP (Themelios Ventures). Louisiana Ventures, LP is focused on venture capital and private equity opportunities. Louisiana Ventures, LP is a generalist fund as far as industry preference, and invests opportunistically in high growth equity opportunities. In contrast, TVP, LP is focused on life science opportunities from the Pennington Biomedical Research Center, the world's leader in diabetes, nutrition and obesity research. TVP will also invest in companies outside of the Pennington Center that run clinical trials or conduct research collaborations with the Center, thus, diversifying TVP's investment mix. The group will also invest in traditional private equity and expansion growth deals nationwide. Portfolio companies include:Arcmail Technologyhttp://arcmail.com/Cadforcehttp://www.cadforce.net/Cellforhttp://www.cellfor.com/Embera Neurotherapeuticshttp://www.emberaneuro.com/Esperance Pharmaceuticalshttp://www.esperancepharma.com/LifeSynchttp://www.lifesynccorp.com/NuPotentialhttp://nupotentialinc.com/SteriFxhttp://www.sterifx.com/Body Evolutionhttp://body-evolution.com/Jenrin Discoveryhttp://jenrindiscovery.com/NuMe Healthhttp://numehealth.com/Calosyn Pharmahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=48896033Chow Townhttp://www.lollapalooza.com/experience/chow-town/Investment Team:Ross P. Barrett, General Partnerross@vcecapital.comRussell O. Vernon, General Partnerruss@vcecapital.comJoe Bartlett, Investment AdvisorPaul Brooke, Investment AdvisorStephen T. Mark, Investment AdvisorRichard Montgomery, Investment AdvisorPEBedford Fundingwww.bedfordfunding.comNew YorkMiddle MarketInformation TechnologySoftware & Internet

10 New King St., Suite 104White PlainsNY10604914-287-4880

Bedford Funding was founded in October 2006 with available capital of up to $800 million. Bedford Funding is a private equity firm providing long-term capital to businesses in the consolidating and fragmented technology industry with experienced industry focus in the software and IT services sectors. The Bedford Funding principals all worked together while at Geac, an enterprise software company. Bedford Funding makes investments worldwide from its headquarters located in White Plains, New York. Bedford Funding offers flexible capital solutions for complex situations in the software and IT services sectors. The firm invests capital to assist managers to execute transformative strategies, including consolidation, without reliance on the availability of debt, using a variety of investment strategies and transaction structures: Open market and/or negotiated common stock purchases in public companies; Leveraged buy-outs, including public-to-privates; PIPES and convertible debt security investments; Recapital-izations; and Roll-ups/consolidations.Portfolio companies include:Peopleclickhttp://www.peopleclick.com/?interbiznetAuthoriahttp://authoria.org/Aquirehttp://www.aquire.com/PeopleFluenthttp://www.peoplefluent.com/Investment Team: Charles S. Jones, Managing General Partner and Foundercs.jones@bedfordfunding.comMichael D. Marvin, Member of the Advisory BoardLarry Kaplan, Managing Director and Chief Financial Officerlarry.kaplan@bedfordfunding.comJonathan D. Salon, Managing Director and General Counseljon.salon@bedfordfunding.comDoug Ring, PrincipalGeorge M. Regnery, PrincipalVCBessemer Venture Partnerswww.bessemervp.comNew YorkSeedEarlyGrowthInformation TechnologySoftware & InternetLife Sciences & HealthcareEnergy & Clean TechFinancial Services

1865 Palmer Avenue, Suite 104LarchmontNY10538914-833-9100 914-833-9200

Bessemer Venture Partners traces its roots to 1911 when Henry Phipps established what was to become Bessemer Securities Corporation (BVP's principal limited partner) as an investment firm for the benefit of his descendants, starting with his share of the proceeds from the sale of Carnegie Steel. Today, BVP has offices in New York, Silicon Valley, Boston, Mumbai and Herzliya and manages more than $4 billion of venture capital invested in more than 130 companies located around the world. Some of Bessemer's portfolio companies, like Ungermann Bass and Verisign, were started in its offices. The firm focuses its investments in Cleantech, Cloud Computing, Financial Services, Healthcare, India Opportunities, Israel Opportunities, Mobile, Trusted Internet, and Online Retail. Generally, Bessemer leads the first institutional round of equity in its portfolio companies with investments that range from $4 to $10 million. At times the firm will participate in a later round of funding, and occasionally will make very small seed stage investments of under $1 million.Portfolio companies include:Goal.comhttp://www.goal.com/Hunchhttp://hunch.com/MashLogichttp://www.mashlogic.com/OpenCandyhttp://www.opencandy.com/PowerGenixhttp://www.powergenix.com/Stromedixhttp://www.stromedix.com/2torhttp://2tor.com/adap.tvhttp://adap.tv/index.phpApperianhttp://www.apperian.com/Cirtashttp://en.wikipedia.org/wiki/CirtasFiverrhttp://fiverr.com/Intucellhttp://intucellsystems.com/Bettermenthttps://www.betterment.com/BillGuardhttps://www.billguard.com/Criteohttp://www.criteo.com/Densbitshttp://densbits.com/Endgame Systemshttp://en.wikipedia.org/wiki/Endgame_systemsFlat World Knowledgehttp://flatworldknowledge.com/Home First Finance Companyhttp://homefirstindia.com/Involverhttp://www.involver.com/K2 Global Consultinghttp://www.k2globalconsulting.com/Kroll Bond Ratingshttp://www.krollbondratings.com/Mindbodyhttp://www.mindbodyonline.com/Shopifyhttp://www.shopify.com/Skybox Imaginghttp://www.skyboximaging.com/Twiliohttp://www.twilio.com/Xtreme Powerhttp://www.xtremepower.com/Yelphttp://www.yelp.com/Pinteresthttp://pinterest.com/Dick's Sporting Goodshttp://www.dickssportinggoods.com/home/index.jspGartnerhttp://www.gartner.com/technology/home.jspZooskhttps://www.zoosk.com/VeriSignhttp://www.verisign.com/Kronoshttp://www.kronos.com/Investment Team: J. Edmund Colloton, Chair of the Investment Committeecolloton@bvp.comBob Goodman, Partnergoodman@bvp.comJeremy Levine, Partnerjeremy@bvp.comRob Stavis, Partnerstavis@bvp.comEric Arnold, Vice PresidentSandy Grippo, CFOTrevor Oelschig, Vice PresidentAran Ron, Operating PartnerChristopher Perusse, Director of Information TechnologyNancy Straface, Vice President of Investment AccountingSara Byrne, PartnerVCBR Ventureshttp://brventurefund.comNew YorkSeedEarlyInformation Technology

c/o Nancy Bell304 Sage Hall, Cornell UniversityIthacaNY14853-6201607-255-6599

BR Venture Fund (BRV) is Cornell's early stage venture capital fund. Operated entirely by a team of MBA students, BRV typically invests between $50, 000 and $250,000 in U.S.-based high growth companies across all industries. Over its lifetime, BRV will invest up to $10,000,000 in business entities, most of which will be sourced through the extended Cornell community. BRV is funded by donations to the University and returns are used to create a growing pool of investment capital and build the endowment. The fund typically makes investments between $50,000 - $250,000. Affiliated with BR Ventures is the BR Incubator (BRI), a student-run consulting agency founded in 2002; BR Legal, the legal arm offered in conjunction with the Cornell Law School; and BR MicroCapital, a business advising and lending service for local entrepreneurs.Portfolio companies include:Semprae Laboratorieshttp://semprae.com/Adenioshttp://adenios.com/SightSpeedhttp://www.sightspeed.com/GNShttp://www.gsn.com/Medical Carehttp://en.wikipedia.org/wiki/Health_careNovaSterilishttp://novasterilis.com/Experience Enterpriseshttp://experience-enterprises.chicago.xillinois.com/Pacific Bioscienceshttp://www.pacificbiosciences.com/e2ehttp://e2ematerials.com/Jodangehttp://appinions.com/Zestrahttp://www.zestra.com/ScriptPadhttps://scriptpad.net/Restaurant Revolution Technologieshttp://www.rrtusa.com/Investment Team:Aaron Holiday, Fund Manager & Chief Operating Officerah643@cornell.eduAnya Chang, Fund Manageryc755@cornell.eduBryan McGowan, Fund Managerbpm27@cornell.eduCarlos Castrocmc437@cornell.eduZach Casavant, Fund Managerztc5@cornell.eduJustin Kvasnicka, Fund Managerjmk438@cornell.eduBill Culley, AMBA Fund Managerwcc7@cornell.eduPEBradford Equities Management, LLCwww.bradfordequities.comNew YorkMiddle MarketManufacturing & IndustrialBusiness Services

360 Hamilton Avenue, Suite 425White PlainsNY10601914-922-7171914-922-7172

Bradford Equities Management, LLC (BEM) is a private equity firm dedicated to investing in and building high-quality middle-market companies in partnership with management. Since 1974, Bradford Equities and its affiliates have acquired more than 150 companies with sales in excess of $4.0 billion and whose total transaction values have exceeded $2.0 billion. Bessemer Securities Corporation and foreign clients of Bessemer Trust Company, N.A. have been in partnership with BEM and its affiliates since 1974. Bradford generally seeks companies with $15 to $75 million in annual revenues for platform acquisitions and a minimum of $5 million in revenues for add-on acquisitions. The firm will invest across a broad range of industries and favors low-technology manufacturing businesses as well as specialty distribution companies. Portfolio companies include:Foilmarkhttp://www.itwfoils.com/Pamarco Technologieshttp://www.pamarcoglobal.com/Paramount Cardshttp://www.zazzle.com/paramount+cardsUS Precision Glasshttp://www.precisionglassinc.com/Globe Food Equipment Companyhttp://www.globeslicers.com/Connecticut Colorhttp://www.connecticutcolor.com/Atlantic-Meecohttp://atlantic-meeco.com/Sunbelt Modularhttp://www.sunbeltmodular.com/home.htmIndo European Foodshttp://indo-euro.com/Alkota Cleaning Systemshttp://www.alkota.com/Electron Beam Technologieshttp://www.electronbeam.com/Independent Printinghttp://www.independentprinting.com/Professional Plumbing Grouphttp://professionalplumbing.com/Tufco Technologieshttp://www.tufco.com/Investment Team: Robert J. Simon, Senior Managing Directorrjsimon@bradfordequities.comRichard A. Rudolph, Managing DirectorRRudolph@bradfordequities.comJon A. Van Tuin, Managing Directorjvantuin@bradfordequities.comNeil J. Taylor, Principal and Chief Financial Officernjtaylor@bradfordequities.comBeth Gregg, Administrative OfficerICalverton Business Incubatorwww.sunysb.edu/research/calverton/index.htmlNew YorkSeedEnergy & Clean TechAgriculture & Agricultural Science

4603 Middle Country Rd.CalvertonNY11933631-727-4631632-727-5201

Calverton Business Incubator is owned and operated by Stony Brook University. The 15,680-square-foot incubator reflects the traditional strengths of the East End of Long Island and focuses on nurturing the development of new agriculture, aquaculture, and environmental technologies. The Calverton facility includes offices, conference rooms, and laboratories with both fresh and salt-water access, and houses the satellite office of the Small Business Development Center at Stony Brook. The Incubator supports entrepreneurial companies by providing access to resources and strategies for a period of 3-5 years in an effort to foster the research and development of products and/or services for introduction into the marketplace.Tenant companies include:N/AManagement Team:Monique Gablenz, Managermonique.gablenz@stonybrook.eduAnil Dhundale, Ph.D., Executive Directoranil.dhundale@stonybrook.eduICASE Center Incubatorhttp://case.syr.edu/incubators/incubator.phpNew YorkSeedEarlyInformation TechnologyCommunications & Networking

2-212 Center for Science & TechnologySyracuse UniversitySyracuseNY13244315-443-1060 315-443-4745

The CASE Center (at Syracuse University) incubator looks to attract and assist start-up or young technology companies, with long-term potential for high growth of revenues and profits. CASE has been a designated New York State Center of Advanced Technology (CAT) for more than 24 years and works with over 60 companies nationwide, leveraging $1M in annual state investment with required $1.25M matching funds from industry. CASE looks to foster expertise and support research and development projects in a wide range of information-intensive systems from social behavior to financial transactions. Current focus areas include data fusion, data mining, control systems design, systems modeling and analysis, systems security and assurance, bioinformatics, intelligent computing, sensor networks and management, microwave systems and antenna design, communication systems and networks. Companies must fit within the CASE focus areas of High-Assurance Software and Systems/Information Assurance, Distributed Net-working and Data Mining, and Wireless Telecommunications.Tenant companies include:3iMobilehttp://3imobile.com/Blue Highwayhttp://bluehighwayband.com/Beeline-Orchestrahttp://www.elearninglearning.com/geolearning/meridian/portal/Critical Technologieshttp://www.criticaltech.com/Cyber Defensehttp://www.cyberdefenseagency.com/ProcesSciencehttp://processcience.com/Danfoss/Turbocorhttp://www.turbocor.com/OHRNhttp://www.ohrnconsulting.com/Internet Consulting Serviceshttp://www.internetconsult.com/ANDRO Computational Solutionshttp://www.androcs.com/Management Team:Pramod Varshney, Director, 315-443-4013varshney@syr.eduLaura Welch, Deputy Director, 315-443-1062lgwelch@syr.eduRobert Hopkins, Jr., Finance Manager, 315-443-1061rchopkin@syr.eduMarek Podgorny, Business Development Director, 315-443-9162mpodgorn@syr.eduDavid C. DiMaggio, Program Manager, 315-443-5018ddimaggi@syr.eduMarilyn D. Polosky, Operations Manager, mdpolosk@syr.edu315-443-1060VCCayuga Venture Fundwww.cvf.bizNew YorkEarlyInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareMedical DeviceManufacturing & Industrial

Cornell Business and Technology Park 15 Thornwood Dr. IthacaNY14850607-266-9266 607-266-9267

Cayuga Venture Fund (CVF), based in Ithaca, New York, has been providing capital and other resources to advanced technology and high growth companies in New York State since 1994. With the late 2005 launch of Cayuga's third fund, the firm will continue to provide these resources to companies commercializing high value technologies, particularly those generated at Cornell University. CVF's primary investment focus is early stage and follow on rounds of financing in technology-based companies with high growth potential in upstate New York or those that have a significant Cornell connection. The firm targets companies in areas such as telecommunications, data communications, semiconductor manufacturing, advanced materials processing and manufacturing, information management, biotechnology, life sciences and nanotechnology.Portfolio companies include:Advion BioScienceshttp://advion.com/BinOpticshttp://binoptics.com/Calient Networkshttp://www.calient.net/CherryPharmhttp://www.cherrypharm.com/e2e Materialshttp://e2ematerials.com/Instinctivhttp://www.instinctiv.com/Kionixhttp://www.kionix.com/Mezmerizhttp://mezmeriz.com/Pathlighthttp://pathlight.org/Primet Precision Materialshttp://primetprecision.com/Rheonixhttp://rheonix.com/Vybionhttp://vybion.com/Allworxhttp://allworx.com/Evocationhttp://en.wikipedia.org/wiki/EvocationInvestment Team:Philip Proujansky, Managing PartnerZachary Shulman, Managing Partnerzshulman@cvf.bizJennifer R. Tegan, Partnerjtegan@cvf.bizCliff Lardin, Senior PrincipalAnn Cusmano, Office ManagerVCPECephas Capitalwww.cephascapital.comNew YorkExpansionMiddle MarketInformation Technology

11 Schoen Place, 8th FloorPittsfordNY14534585-383-1610585-383-1613

Cephas Capital was founded in July of 1997 and was approved for a license to operate as a Small Business Investment Company (SBIC) in March of 1998. Cephas was organized with $10 million of private capital contributed by six Upstate NY community banks and the general partners. The SBIC license also provides Cephas with access to up to another $30 million of funding from the SBA, generating a total capital pool of $40 million. Since 1997 Cephas has been seeking opportunities to help owners of small and medium sized privately held companies fund rapid growth, recapitalize their businesses or provide financing for management- led ownership changes. To date, the partnership has invested more than $70 million in 47 deserving small businesses located primarily in Upstate New York. The businesses funded by Cephas employ more than 5,000 people and contribute more than $700 million annually to the economic output of the region. The firm announced the recent formation of Cephas Capital Partners II, LP and the approval by SBA of a new license to operate as a Small Business Investment Company. Cephas II was the first licensee approved under SBA's new "fast track" approval process. Cephas II is expected to build on the successful foundation established by the existing Cephas, and will continue to focus on making subordinated debt investments ranging between $500,000 and $3 million in the Upstate NY region. The investor group is comprised of returning limited partners Canandaigua National Bank, Tompkins Trust Company, and Five Star Bank, along with new limited partners NBT Bancorp based in Norwich, NY and Arrow Financial headquarted in Glens Falls, NY. John Mooney continues to participate as a limited partner. Portfolio companies include:N/AInvestment Team:Clint Campbellccampbell@cephascapital.comJeffrey Holmes, General Partnerjholmes@cephascapital.comJohn Mooney, Advisor and Limited PartnerPEConsumer Growth Partnerswww.consumergrowth.comNew YorkMiddle MarketConsumer ProductsRetail & Restaurant

445 Hamilton Avenue, Suite 1102White PlainsNY10601914-220-8337914-428-4001

Formed in 2005, CGP is a Private Equity Sponsor with a mission of adding value to companies and transactions in the Specialty Retail, Branded Consumer and Restaurant Sectors. Investment size generally ranges from $10 million to $50 million. Key criteria for investment selection include sustainable competitive advantage, proven management, proven economics and significant growth potential. CGP targets firms with revenues of $10-100MM.Portfolio companies include:Shoe Sensationhttp://www.shoesensation.com/Baskinshttp://baskins.com/Pervian Peruvian Connectionhttp://www.peruvianconnection.com/B Cellarshttp://www.bcellars.com/Wild Things Gearhttp://www.wildthingsgear.com/I.O. Metrohttp://www.iometro.com/Build-A-Bear Workshophttp://www.buildabear.com/Three Dog Bakeryhttp://www.threedog.com/default.aspInvestment Team:Richard Baum, Managing Partnerrbaum@consumergrowth.comBill Reisler, Managing Partnerbreisler@consumergrowth.comJeff Teeven, Partnerjteeven@consumergrowth.comEarl Benson, Principal and CFOACornell Angel Networkwww.cornellangels.comNew YorkSeedInformation TechnologySemiconductorLife Sciences & HealthcareAgriculture & Agricultural Science

c/o Cornell Center for Technology Enterprise and Commercialization395 Pine Tree Road, Suite 310IthacaNY14850607-254-4698607-254-5454

Cornell Angel Network (CAN) brings together startups based on licensed Cornell technology and Cornellians who are accredited angel investors. Cornell Angel Network features online profiles of Cornell startups and personal profiles of Cornell angel members. Cornell angel members that register for a user account can network with one another, browse and discuss startup development and commercialization strategies online, and contact startups. Registered Cornell startups can post and update their startup profile online. Cornell Angel Network was designed and sponsored by Cornell's technology transfer office, the Cornell Center for Technology Enterprise and Commercialization (see profile). CAN has 12 Cornell Startup profiles posted and 47 active angel members.Portfolio companies include:N/AInvestment Team:Lorie Skurkalas237@cornell.eduTTCornell Center for Technology Enterprise and Commercialization

395 Pine Tree Road, Suite 310IthacaNY14850607-254-4698607-254-5454

www.cctec.cornell.eduNew YorkSeedInformation TechnologySemiconductorLife Sciences & HealthcareAgriculture & Agricultural Science(New York City Office)418 East 71st Street, Suite 61 New YorkNY10021212-746-6186 212-746-6662The Cornell Center for Technology Enterprise & Commercialization (CCTEC) is Cornell University's technology transfer office. The Center manages technology and plant varieties for Cornell University at the main campus in Ithaca, the Weill Cornell Medical College campus in New York City, and the New York State Agricultural Experiment Station in Geneva. The Center's goal is to support Cornell's land-grant mission and to promote public good by connecting Cornell technology to industry and business development efforts. Every fall, the Center hosts the Cornell Technology Venture Forum where inventors and entrepreneurs can present their technologies and business models to venture capital and angel investors. In the spring, CCTEC hosts a New Business & Emerging Technology Showcase as part of the annual Entrepreneurship@Cornell Celebration for inventors and business representatives to present their emerging technologies and startup companies to hundreds of alumni, entrepreneurs, investors, and industry members. CCTEC manages inventions from disciplines including veterinary medicine, nanoscale engineering, chemistry, plant breeding, materials science, and medicine. CCTEC licenses Cornell technologies to industry partners from all 50 states and in Europe, Asia-Pacific, the Middle East, and Central and South America. Cornell inventions are patented in over forty countries.Portfolio companies include:Achronix Semiconductorhttp://www.achronix.com/Adenioshttp://adenios.com/ADispellhttp://adispell.com/Agricultural Modeling and Training Systemshttp://agmodelsystems.com/AMTS/Animal Ultrasound Serviceshttp://www.vetmed.ucdavis.edu/vmth/large_animal/ultrasound/lausintern.cfmArcScanhttp://arcscan.com/Axium Nanofibershttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=129566285BinOpticshttp://binoptics.com/BioWorkshttp://bioworksinc.com/BZL Biologicshttp://www.manta.com/c/mmjc1yz/bzl-biologics-incBioPancreatehttp://www.manta.com/c/mr5qbp2/biopancreateBoa-Baghttp://www.filmtools.com/baboabag5lms.htmlCoaxiahttp://www.coaxia.com/Coferonhttp://coferon.com/Databeasthttp://databeast.com/DNANO Systemshttp://www.news.cornell.edu/stories/March12/dnanoMcGovern.htmle2e Materialshttp://e2ematerials.com/Eden Biosciencehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=528304Electron Devices Globalhttp://www.nec.com/en/global/prod/semiconducter/index.htmlEzra Pharmaceuticalhttp://ezrapharmaceutical.com/Gene Networkshttp://en.wikipedia.org/wiki/Gene_regulatory_networkGeneWeave Bioscienceshttp://geneweavebio.com/iFyberhttp://ifyber.com/Kionixhttp://www.kionix.com/New Objectivehttp://newobjective.com/Optofluidicshttp://www.optofluidicscorp.com/Investment Team:Alan Paau, Vice Provost for Technology Transfer & Economic Developmentap364@cornell.eduLorie Skurka, Executive Assistant to the Vice Provostlas237@cornell.eduWilliam Hopewell, ManagerBarbara Card, Government Compliance AdministratorMichelle Shields, Intellectual Property Assistantmms67@cornell.eduLaura Cima, ManagerAmanda Crossett, Outreach & Economic Development SpecialistVCCVF Technologies CorporationNew YorkEarlyInformation TechnologyEnergy & Clean Tech

8604 Main Street, Suite 1WilliamsvilleNY14221716-565-4711 716-565-4717

CVF Technologies Corporation is a technology development company listed on the NASD OTC Bulletin Board (CNVT) whose principal business is sourcing, funding and managing emerging companies with proprietary or patented technologies and significant market potential. CVF Technologies engages in the investment, development, and management of early stage private companies that operate in the environmental technology sector in the United States and Canada. The company, through its interests in Xylodyne Corporation, develops proprietary technology relating to electric vehicles. CVF, through its subsidiary, Ecoval Corporation, is involved in the development, manufacture, and marketing of organic herbicides, insecticides, and tree recovery systems primarily for the lawn and garden retail/consumer market, and specialty agricultural markets. The company, through its other subsidiary, G.P. Royalty Distribution Corporation, provides products and services to the jewelry industry to enable diamonds and other precious gems to be uniquely identified non-invasively using a patented low power laser imaging system. Portfolio companies include:Bioremhttp://www.biorem.biz/Ecovalhttp://www.ecoval.com/Xylogynehttp://books.dreambook.com/chester08/soulshadow.htmlG.P. Royalty Distributionhttp://www.microsoftdynamicsaddons.com/greatplains-dynamicsgp/distribution/Eclipse-Royalty-and-Rights-Management-System-l114.htmlInvestment Team:Jeffrey Dreben, Director, President and CEORobert Nally, Director, Secretary and TreasurerRobert Miller, Chief Financial OfficerVCDauphin Capital Partnerswww.dauphincapital.com New YorkEarlyLife Sciences & HealthcareMedical Device

108 Forest AvenueLocust ValleyNY11560516-759-3339516-759-3322

Dauphin Capital Partners was founded in 1998 to provide venture backing to promising companies in the medical industry. The firm's first fund, DCP I, representing $30mm in commitments, is fully invested with prototypical investments being $2M of a $5-10M round. Most of the companies in DCP I provide support services or technology to the medical industry. The firm's 2001 follow on fund, representing $6 million in commitments, is solely focused on medical service companies and has closed on two new investments and several smaller follow-on investments from DCP I companies. Portfolio companies include:Supplemental Health Care Serviceshttp://www.supplementalhealthcare.com/index.phpHealthmark Partnershttp://healthmarkpartners.com/Investment Team:James B. Hoover, Principaljhoover@dauphincapital.comPEDeltaPoint Capital Management, LLCwww.deltapointcapital.comNew YorkMiddle MarketManufacturing & IndustrialBusiness Services

45 East Avenue, 6th FloorRochesterNY14604585-454-6990585-454-3204

DeltaPoint Capital Management, LLC is a private equity fund manager that makes lead-sponsored investments in companies with proven cash flows and strong management teams that are principally located or have significant operations in the Northeastern United States. The firm has multi-disciplined experience in its targeted geographic market and beyond and consummates transactions in many forms, including leverage buyouts, recapitalizations, management-led buyouts, and corporate divestitures, among others. The firm's Fund Managers and Operating Directors have completed over 110 transactions in their history. DeltaPoint targets companies with revenues of at least $10 million in manufacturing, distribution and professional services. The typical transaction size ranges from $10 to $75 million with DeltaPoint's investment ranging from $2 to $10 million (equity or equity-like financing). The firm's preferred industries are manufacturing, distribution, and professional services. The firm is currently investing from its fourth fund, DeltaPoint Capital IV, L.P.Portfolio companies include:Applied Image Grouphttp://appliedimage-group.com/Horizon Aerospacehttp://www.horizonaerospacecompany.com/Climax Manufacturing Companyhttp://climaxpkg.com/Sigma Marketing Grouphttp://www.sigmamarketing.com/Badger Technologieshttp://www.badgertech.com/BioMass Acquisitionhttp://www.sustainablebusiness.com/index.cfm/go/news.display/id/17404IPLogichttp://www.iplogic.com/PAC Industrieshttp://www.pacindustries.com/BioMaxxhttp://www.biomaxx.eu/Investment Team:David H. Waterman, Managing Directordwaterman@deltapointcapital.comThomas W. Cimino, Managing Directortcimino@deltapointcapital.comKevin M. Halpin, Vice Presidentkhalpin@deltapointcapital.comJason R. Hall, Vice Presidentjhall@deltapointcapital.comPEDutchess Capital Managementwww.dpef.comNew YorkMiddle MarketInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareMedical DeviceEnergy & Clean TechMedia & Digital MediaManufacturing & IndustrialConsumer ProductsDefense & Homeland Security

1110 Rt. 55, Suite 206LaGrangevilleNY12540845-575-6770 x202845-575-6772

Dutchess Capital Management is engaged in assisting growth companies in all facets of their long-term strategy by providing capital and progressive business solutions. Through Dutchess Private Equities Fund, Ltd., the firm manages a portfolio of private equity investments in public equities (PIPEs). Founded in 1996, Dutchess has since transacted in excess of $1 billion in financings for growth-stage companies which span a wide array of industries including: Telecom & VoIP, Wireless Communications, Healthcare, Biotechnology, Medical Device, Internet, e-Commerce, Technology, Media, Oil & Gas, Defense, Homeland Security, Nuclear Sciences, Precious Metals, Manufacturing, Apparel, Textiles, Consumer Products and Alternative Energy. Dutchess maintains offices in Boston, MA and LaGrangeville, NY and has assisted in facilitating the growth of companies located throughout North America and Europe.Portfolio companies include:Patient Portal Technologieshttp://patientportal.com/Eagle Broadbandhttp://www.eaglebroadband.com/Force Protectionhttp://www.gdls.com/Viraxhttp://stanleyvirax.com/Solo Oilhttp://www.solooil.co.uk/MobileWavehttp://www.mobilewave.com/Leni Gas & Oilhttp://www.lenigasandoil.com/Rangehttp://en.wikipedia.org/wiki/RangeBiojecthttp://www.bioject.com/SPO Medicalhttp://www.spomedical.com/Turbosonichttp://www.turbosonicusa.com/Motopiahttp://www.motopiacafe.com/Logic Deviceshttp://www.logicdevices.com/Lomiko Metalshttp://lomiko.com/United Protectionhttp://www.unitedprotection.com/Mannatechhttp://www.mannatech.com/Sunkar Resourceshttp://www.sunkarresources.com/Global Earth Energyhttp://globalearthenergy.com/Sofame Technologieshttp://www.sofame.com/home.htmAsherXinohttp://www.asherxino.com/Metal Stormhttp://metalstorm.com/Viking Systemshttp://viking-systems.net/Platinum Studioshttp://www.platinumstudios.com/Investment Team:Douglas H. Leighton, Managing Partnerdleighton@dpef.comMichael A. Novielli, Managing Partnermnovielli@dpef.comTheodore Smith, Executive Vice Presidenttsmith@dpef.comDouglas A. D'Agata, Director of Research and Managing DirectorJessica Geran, Head of Corporate Financejgeran@dutchesscapital.comEdward Rocha, Vice President of Business Developmenterocha@dutchesscapital.comAshton Jones, Head of Business Developmentajones@dutchesscapital.comChris Quin, Vice President of Corporate Financecquin@dutchesscapital.comClayton Sullivan, Vice President of Corporate FinanceIEnergy & Environmental Technology Applications Center (E2TAC)www.e2tac.orgNew YorkSeedInformation TechnologyEnergy & Clean Tech

257 Fuller Rd.NanoFab East AlbanyNY12203518-437-8686518-437-8687

The Energy and Environmental Technology Applications Center (E2TAC) was created in 1998. It was established as an active expansion of Albany NanoTech to work with companies in the rapidly emerging energy and environmental industries. E2TAC provides a critical platform for ANT to leverage its intellectual power base and state-of-the-art infrastructure to provide an applications-targeted, resource supporting technology development, leading to the integration of microelectronics and nanotechnology in advanced energy and environmental applications. Tenant companies include:N/AInvestment Team:Pradeep Haldar, Directorphaldar@uamail.albany.eduMichael Fancher, Vice President for Business Development & Economic Outreach, Associate Professor of Nanoeconomicsmfancher@uamail.albany.eduEric Lifshin, Director, Metrology & Electron Imaging Facilities, Professor of Nanocience, Co-Director, Center for Advanced Interconnect Science & Technologyelifshin@uamail.albany.eduEmily Behnke, Assistant Directorebehnke@albany.eduEDExcell Partners, Inc.www.excellny.comNew YorkSeedInformation Technology

222 West Ridge Road, Suite 156-1RochesterNY14615585-458-7333

Excell Partners is a regional economic development partnership, established in cooperation with the University of Rochester and the State of New York, that manages a state-supported fund providing pre-seed and seed stage financing to high-tech start-up companies in the Upstate New York region. The fund has no limitation on technology/company origin, but if an investment is made, the businesses must locate and remain in New York State for at least three years post-investment. Special consideration will be given to companies that are not only headquartered in Upstate NY, but which also outsource their manufacturing and various services to other Upstate NY companies. While Excell's seed investments can extend up to $250K, the firm's typical contribution is currently about $100K in a $250 - $500K raise. Excell will also consider making an investment up to $50K at the pre-seed stage. Excell is a New York State-supported seed fund. Although it is a not-for-profit organization, Excell maintains a for-profit discipline by structuring each investment with convertible debt and equity returns so that, over time, the fund becomes self-sustaining or evergreen.Portfolio companies include:Koninghttp://koningcorporation.com/Novomerhttp://www.novomer.com/Tetrageneticshttp://www.tetragenetics.com/SensiVida Medical Systemshttp://www.sensividamedical.com/Phsyiologic Communicationshttp://www.ehow.com/list_7816625_physiological-barriers-communication.htmlTerrenewhttp://www.terrenew.com/SpectralSighthttp://spectralsight.com/Cerebral Assessment Systemshttp://www.casscan.net/LAGeThttp://en.wikipedia.org/wiki/LagetVitis Bioscienceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=99199317Diffinity Genomicshttp://www.diffinitygenomics.com/Pill Crusherhttp://www.nextag.com/pill-crusher/shop-htmlCerion Enterpriseshttp://www.launchsolutions.com/success-story-cerion-enterprises/e2e Materialshttp://e2ematerials.com/Mezmerizhttp://mezmeriz.com/Adarza BioSystemshttp://adarzabio.com/AndroBioSyshttp://androbiosys.com/Isolation Scienceshttp://isolationsciences.com/EET Diesel Systemshttp://eetds.com/Raland Technologieshttp://raland.com/Advantage Home Telehealthhttp://www.advtelehealth.com/CypherWorXhttp://www.manta.com/c/mr4blsp/cypherworx-incInvestment Team:Theresa B. Mazzullo, CEOtmazzullo@excellny.comRami Y. Katz, COOrkatz@excellny.comSusan W. Pecor, Administrative Assistantspecor@excellny.comVCFA Technology Ventureswww.fatechventures.comNew YorkEarlyGrowthExpansionInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareEnergy & Clean Tech

677 Broadway AlbanyNY12207-2990518-447-8200518-447-8524

FA Technology Ventures provides growth capital to early and expansion stage companies in Information Technology (IT) and Energy Technology (ET), and assists management in developing the companies. FA makes new investments of $3 to $8 million, and target investing up to $15 million in any one opportunity. FA does not make seed stage investments. FA targets companies engaged in the continuing Information Technology revolution, including software-based services, networked communications, Internet-enabled business models, and novel technologies; and emerging Energy Technology developments in the production of new-age power generation, storage, conditioning, and delivery systems. The firm maintains an additional office in Boston, MA.Portfolio companies include:A123Systemshttp://www.a123systems.com/Adapt Mediahttp://adaptmedia.com/Auterrahttp://www.auterraweb.com/Autotaskhttp://www.autotask.com/BinOpticshttp://binoptics.com/CORESensehttp://coresense.com/CreditSightshttp://www.creditsights.com/E Inkhttp://www.eink.com/Grooplehttp://groople.com/IP MobileNethttp://www.ipmn.com/Knoa Softwarehttp://www.knoa.com/main/MetaCartahttp://en.wikipedia.org/wiki/MetaCartaOnePINhttp://www.onepin.com/Plug Powerhttp://www.plugpower.com/Home.aspxSeranoa Networkshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=726376StreetEasyhttp://streeteasy.com/Concentrixhttp://www.concentrix.com/iRobothttp://store.irobot.com/home/index.jspISO Purhttp://isopurfluid.com/Softricityhttp://en.wikipedia.org/wiki/SoftricityMetaGrouphttp://www.meta-group.com/Investment Team:Greg Hulecki, Managing Partnergreg@fatechventures.comKenneth Mabbs, Managing Partnerken@fatechventures.comClaire Wadlington, Partner & CFOclaire@fatechventures.comJohn Cococcia, Partnerjohn@fatechventures.comPEFifth Street Finance Corp.www.fifthstreetfinance.comNew YorkMiddle MarketLife Sciences & HealthcareMedia & Digital MediaManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantEducation & Training

10 Bank Street, 12th FloorWhite PlainsNY10606914-286-6800914-328-4214

Fifth Street Finance Corp. (NYSE:FSC) is a specialty finance company that lends to and invests in small and mid-sized companies in connection with an investment by private equity sponsors. Founded in 1998, Fifth Street Finance Corp. has $500 million under management and targets companies with an EBITDA of $3-$50 million. The firm's investments generally range in size from $5 million to $40 million and are principally in the form of first and second lien debt investments, which may include an equity component. Fifth Street seeks to invest in established companies with sound historical financial performance. The firm does not intend to invest in start-up companies or companies with speculative business plans. Industries of particular interest to Fifth Street Finance include Healthcare, Education Services, Business Services, Retail & Consumer, Manufacturing, Food & Restaurants, Construction & Engineering, Distribution & Logistics, and Media & Advertising.Portfolio companies include:ADAPCOhttp://myadapco.com/Advanced Pain Management Holdingshttp://investing.businessweek.com/research/stocks/private/people.asp?privcapId=49520344Best Vinylhttp://www.bestvinyl.com/Caregiver Serviceshttp://www.csicaregiver.com/Cenegenicshttp://www.cenegenics.com/CRGThttp://www.crgt.com/DISAhttp://disa.mil/Dominion Diagnosticshttps://www.dominiondiagnostics.com/Eagle Hospital Physicianshttp://www.eaglehospitalphysicians.com/Enhanced Recoveryhttp://erccollections.com/Epic MedStaff Serviceshttp://epichealthservices.com/Filet of Chickenhttp://www.filetofchicken.com/Fitness Edgehttp://theedgefitnessclubs.com/RTMHhttp://rtmh1989.tumblr.com/Goldcohttp://goldcoinc.com/Martini Parkhttp://www.martinipark.com/about/MedKnowledgehttp://mkgroup.com/Nicos Polymers Grouphttp://www.collmaterials.com/Re-Bathhttp://www.rebath.com/SolutionSethttp://www.solutionset.com/Genoa Healthcarehttp://genoahealthcare.com/CPA Site Solutionshttp://www.cpasitesolutions.com/Digi-Starhttp://digi-star.com/Vention Medicalhttp://www.ventionmedical.com/National Spine & Pain Centershttp://www.pehub.com/121167/sentinel-capital-backs-national-spine-pain-centers/Insight Pharmaceuticalshttp://www.insightpharma.com/Bojangles Restaurantshttp://www.bojangles.com/CTM Grouphttp://www.ctmgroupinc.com/Discovery Practice Managementhttp://www.centerfordiscovery.com/Investment Team: Leonard M. Tannenbaum, CFA, CEO and PresidentBernard D. Berman, Executive Vice President and Secretarybernie@fifthstreetfinance.comIvelin M. Dimitrov, Partner, Co-CIOivelin@fifthstreetfinance.comChad S. Blakeman, Managing Director, Co-CIOcblakeman@fifthstreetfinance.comJuan E. Alva, Partnerjuan@fifthstreetfinance.comSteven M. Noreika, Executive Director and Controllersnoreika@fifthstreetfinance.comRobert P. Rakowski, CPA, Executive Directorrrakowski@fifthstreetcap.comJames F. Velgot, Executive Director, Marketing & Brand Managementjvelgot@fifthstreetfinance.comAlexander C. Frank, CFOafrank@fifthstreetfinance.comPEGreenbriar Equity Group, LLCwww.greenbriarequity.comNew YorkMiddle MarketBusiness Services

555 Theodore Fremd Avenue, Suite A-201RyeNY10580914-925-9600914-925-9693

Founded in 1999, Greenbriar Equity Group, LLC is a private equity firm focused exclusively on making investments in the global transportation industry, an area to which it brings expertise and substantial resources. Greenbriar manages approximately $1.5 billion of committed limited partner capital and co-investment commitments. The firm will consider making majority as well as minority investments through a variety of structures, including leveraged buyouts, recapitalizations, growth capital investments, corporate joint ventures and privatizations. Greenbriar generally targets equity investments requiring at least $50 million to $150 million, and will consider larger investments where appropriate. Portfolio companies include:Active Aero Grouphttp://activeaero.com/AmSafe Partnerhttp://www.amsafe.com/GA Holdingshttp://www.ga-holdings.com/GENCO Distribution Systemhttp://www.genco.com/index.phpGrakon Intl.http://www.grakon.com/Stag-Parkwayhttp://stagparkway.com/Argo-Techhttp://www.eaton.com/Eaton/ProductsServices/ProductsbyName/Argo-Tech/index.htmElectro-Motive Dieselhttp://www.emdiesels.com/emdweb/emd_index.jspTinnerman Palnut Engineered Productshttp://tinnerman.com/Western Peterbilthttp://www.westernpeterbilt.com/Align Aerospace Holdingshttp://www.mfrtech.com/articles/17744.htmlAmerican Tire Distributorshttp://atd-us.com/Hexcelhttp://www.hexcel.com/Ryan Herco Flow Solutionshttp://www.ryanherco.com/Investment Team: John Daileader, Managing Directorjdaileader@greenbriarequity.comGerald Greenwald, Managing Partnerggreenwald@greenbriarequity.comReginald L. Jones, III, Managing Partnerrjones@greenbriarequity.comJoel S. Beckman, Managing Partnerjbeckman@greenbriarequity.comRaynard D. Benvenuti, Managing Directorrbenvenuti@greenbriarequity.comJill C. Raker, Managing Directorjraker@greenbriarequity.comNoah Roy, Managing DirectorJohn Anderson, Advisory DirectorNisha Kumar, Chief Financial OfficerChristopher Laws, DirectorNiall McComiskey, PrincipalMike Sprague, Advisory DirectorMichael Weiss, DirectorRob Wolf, PrincipalEDIbero American Investors Corporationwww.iberoinvestors.comNew YorkEarlyManufacturing & IndustrialBusiness ServicesRetail & RestaurantSports & Entertainment

104 Scio StreetRochesterNY14604-2515585-262-3440 585-262-3441

The Ibero American Investors Corporation (IAIC) is licensed by the Small Business Administration under Section 301(d) of the small Business Investment Act of 1958. The firm's purpose is to provide equity capital, long-term loans, and management assistance to qualified small businesses. Ibero American Investors was founded in July 1979, and throughout its history, IAIC has provided over $23 Million in financing to over 323 minority and women owned businesses, most of them located within the City of Rochester. IAIC's previous financing deals have been in the areas where most minority businesses are concentrated, retail and services. In March 2000, IAIC amended its charter so that it could expand its financing activities to include any small business. Ibero offers a variety of investment alternatives ranging from loans to equity positions and complex syndicated joint ventures. Loans may vary in size from $25,000 to $500,000. The firm actively seeks investments in the following industries: Low & High Tech Manufacturing, Warehousing & Distribution, Enter-tainment & Leisure, Institutional Services, and High-end Retail. Portfolio companies include:N/AInvestment Team:Emilio Serrano, President and Chief Executive OfficerGeorge Dickinson III, Chief Financial Officergeorge@iberoinvestors.comMaria Ester Sanchez, Administrative Assistantmariasanchez@iberoinvestors.comVCKensaGroupwww.kensagroup.comNew YorkEarlyInformation TechnologyLife Sciences & HealthcareMedical DeviceEnergy & Clean TechFinancial ServicesManufacturing & IndustrialConsumer ProductsAgriculture & Agricultural Science

950 Danby Road, Suite 300IthacaNY14850607-330-2307607-330-2319

KensaGroup creates, launches and develops leading edge intellectual property platforms into successful technology-based businesses. KensaGroup uses a proprietary approach to identify and evaluate promising discoveries from universities and corporate research initiatives, then creates the necessary scientific, institutional, and financial bridges that lead from initial discovery to successful commercialization. KensaGroup focuses on technologies that address looming economic or regulatory issues. KensaGroup's business model centers on a network of university and corporate partners that leverages the capabilities of a team. KensaGroup was launched in 2000 and has evaluated over 3,000 technologies for commercialization opportunities. The scientific backbone of KensaGroup's portfolio is chemistry-centric. The breadth of the portfolio is such that it touches a diverse array of industries including biotech, chemicals, materials, energy, medical device, pharmaceutical, financial services, agriculture, electronics and automotive industries. Portfolio companies include:iFyberhttp://ifyber.com/Fina Technologieshttp://www.finatechnologies.com/Prendismohttps://www.prendismo.com/Gene Network Scienceshttp://gnsbiotech.com/MedHesiveshttp://medhesives.openfos.com/NovaSterilishttp://novasterilis.com/Novomerhttp://www.novomer.com/BeetNPathhttp://beetnpath.com/GNS Healthcarehttp://www.gnshealthcare.com/Kensahttp://www.kensa.com/North Sea Resinshttp://www.northsearesins.com/Investment Team:Tony Eisenhut, Managing Directorte@kensagroup.comBruce Ganem, Ph.D., Director, Chief Scientific Officerbg@kensagroup.comEric D. Eisenhut, Managing Directoree@kensagroup.comEugene Yarussi, DirectorKirsten Johnston Barker, Entrepreneur in ResidencePeter Hessney, Director of Consulting and Advisory ServicesPEKohlberg & Companywww.kohlberg.comNew YorkMiddle MarketBusiness ServicesConsumer ProductsManufacturing & IndustrialLife Sciences & Healthcare

111 Radio CircleMt. KiscoNY10549914-241-7430914-241-7476

Kohlberg & Company, LLC is a leading U.S. private equity firm which acquires middle market companies (valued from $100 to $750 million). Since its inception in 1987, the firm has organized six private equity funds, through which it has raised $3.7 billion of committed capital. The firm's objective has been to realize substantial capital gains through control investments in a diversified portfolio of companies. The firm has completed completed 57 platform investments and 109 add-on acquisitions, with an aggregate transaction value of approximately $8 billion. The firm's primary focus to date has been on traditional manufacturing and service companies. Kohlberg & Company seeks to provide equity capital of $50 million to $200 million and prefers companies headquartered in North America. Historically, Kohlberg & Company has not invested in companies that are in sectors such as technology and emerging telecommunications. Kohlberg & Company believes that established companies with recognized industrial or consumer brands and sizable market shares offer attractive platforms for long-term growth and profit optimization. Kohlberg & Company has also made selected investments in food, healthcare and service businesses where it perceived attractive opportunities. Portfolio companies include:Katy Industrieshttp://www.katyindustries.com/SVP Worldwidehttp://svpworldwide.com/Central Parkinghttp://www.parking.com/Trico Productshttp://www.tricoproducts.com/Packaging Dynamicshttp://www.pkdy.com/Bauer Hockeyhttp://www.bauer.com/Pittsburgh Glass Workshttp://www.pgwglass.com/Centerplatehttp://centerplate.com/Agyhttp://www.agy.com/Chronoshttp://en.wikipedia.org/wiki/ChronosHawkeye Pedershaabhttp://hawkeyepedershaab.com/E+CancerCarehttp://epluscancercare.com/KBShttp://www.kbs-clean.com/NielsenBainbridgehttp://nbframing.com/Phillips Medisizehttp://www.medisize.com/SouthernCarehttp://www.southerncareinc.com/Stanadynehttp://stanadyne.com/Thomas Nelsonhttp://tncc.edu/Investment Team:Samuel P. Frieder, Managing Partnerfrieder@kohlberg.comGordon H. Woodward, Chief Investment Officerwoodward@kohlberg.comJames A. Kohlberg, ChairmanChristopher Anderson, PartnerSeth H. Hollander, PartnerChristopher Lacovara, Managing Partnerlacovara@kohlberg.comBenjamin Mao, PartnerShant Mardirossian, Partnermardirossian@kohlberg.comEvan Wildstein, Partnerwildstein@kohlberg.comALife Sciences Angel Network (LSAN)New YorkSeedEarlyLife Sciences & Healthcare

954 Lexington Ave., #117New YorkNY10021646-535-4494646-478-9316

In 2010, the New York Academy of Sciences launched the Life Sciences Angel Network (LSAN) and, while the Academy carries on as a Founding Partner, LSAN became an independent organization as of January 2012. LSAN is designed to serve New York City and tri-state area scientists and entrepreneurs looking to fund and promote innovation. The network aims to fill the gap between New York and tri-state area technology transfer offices, entrepreneurs and venture capitalists. It expects to provide capital through individual member contributions and sponsorships from organizations. The group is supported by Mayor Michael Bloomberg; Seth Pinsky, President of the New York City Economic Development Corporation; and various founding venture capital firm sponsors and partners. The group plans for an average size of direct investment ranges between $350-1.5MM. Investments are stage and geography agnostic.Portfolio companies include:N/AInvestment Team:Milena Adamian, MD, Director, Life Sciences Angel Investment Network, 212-298-8633madamian@nyas.orgOksana Quirk, Director of OperationAnat Binur, PhD, Director, Strategy and Business DevelopmentPELNK Partnerswww.lnkpartners.comNew YorkMiddle MarketConsumer ProductsRetail & Restaurant

81 Main StreetWhite PlainsNY10601914-824-5900914-824-5901

LNK Partners is a private equity firm that backs management teams building consumer and retail businesses. LNK invests up to $150 million of equity per transaction. The firm's founding partners are David Landau, the former head of U.S. consumer and retail group of private equity firm Apax Partners; Henry Nasella, the former President of Staples and CEO of Star Markets; and Bruce Klatsky, the former Chairman and CEO of Phillips-Van Heusen. LNK is comfortable being a minority or majority shareholder in growth capital, buyouts, recapitalizations, or PIPEs. The firm's most recent fund, closed in 2006, has $400 million in committed capital.Portfolio companies include:Au Bon Painhttp://www.aubonpain.com/Ariathttp://www.ariat.com/Phillips-Van Heusenhttp://www.pvh.com/Natural Food Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=9819916Life Time Fitnesshttp://lifetimefitness.com/Spyder Active Sportshttp://www.spyder.com/Performance Bicyclehttp://www.performancebike.com/bikes/TopCategories_10052_10551_-1Regent Lightinghttp://www.regentlight.co.za/Pro-Linehttp://prolineracing.com/Greenbackshttp://en.wikipedia.org/wiki/GreenbackDr. Leonard's Healthcarehttp://www.drleonards.com/Investment Team:David A. Landau, PartnerDavid.Landau@LNKpartners.comHenry J. Nasella, PartnerHenry.Nasella@LNKpartners.comBruce J. Klatsky, PartnerBruce.Klatsky@LNKpartners.comRobert Spellman, Operating PartnerRobert.Spellman@LNKpartners.comJeffrey M. Perlman, Managing DirectorJeffrey.Perlman@LNKpartners.comPhil Marineau, Operating PartnerPhil.Marineau@LNKpartners.comKayvan Heravi, PrincipalKayvan.Heravi@LNKpartners.comBethany Chadwick, COOBethany.Chadwick@LNKpartners.comILong Island High Technology Incubator, Inc.www.lihti.orgNew YorkSeedLife Sciences & HealthcareMedical Device

25 Health Sciences Drive, Box 100Stony BrookNY11790-3350631-444-8800631-444-8825

Long Island High Technology Incubator was founded as part of Stony Brook University and University Medical Center. The Long Island High Technology Incubator (LIHTI) is a non-profit organization dedicated to helping new technologically-innovative companies to grow by providing them with a variety of support resources and services. Since its opening in 1992, the Incubator has been associated with more than 70 businesses, and 44 companies have graduated successfully from the LIHTI program, contributing over $2.5B to the national economy and creating jobs for over 500 employees. A 2003 study by the National Business Incubation Association ranked LIHTI as the number one mixed-technology incubator in the U.S.Tenant companies include:BioCogenthttp://www.biocogent.com/Cornerstone Pharmaceuticalshttp://www.cornerstonepharma.com/Evotope Bioscienceshttp://austin.citysearch.com/profile/637143330/austin_tx/evotope_biosciences_inc.htmlVitatexhttp://www.vitatex.com/default.asp?f=onApex Scientifichttp://www.apexscientific.ie/Endomedixhttp://endomedix.com/Rether Networkshttp://www.rether.com/Applied DNA Scienceshttp://www.adnas.com/B & Z Technologieshttp://bnztech.com/inGenious Targeting Laboratoryhttp://www.genetargeting.com/Intrigmahttp://intrigma.com/Mediconhttp://www.medicon.de/ReliaCoat Technologieshttp://reliacoat.com/index.shtmlSintel Satellite Serviceshttp://www.sintelsat.com/Sound Interventionshttp://sounditv.com/Viatronixhttp://www.viatronix.com/BASF Beauty Care Solutionshttp://www.beautycaresolutions.basf.com/New York Biotechnology Associationhttp://www.nyba.org/Vascular Simulationhttp://www.vascularsimulations.com/Management Team:Anil Dhundale, Ph.D., Executive Directoradhundale@lihti.orgMary Walton, Executive Administrative Assistantmwalton@lihti.orgFran Calabro, Administrative AssistantfrancesCalabro@lihti.orgVCPEMercury Capital Partners

726 Exchange Street, Suite 410BuffaloNY14210716-332-9575716-332-9566

www.mercurycapitalpartners.comNew YorkEarlyMiddle MarketCommunications & NetworkingMedia & Digital MediaSports & Entertainment(White Plains Office)One Quincy LaneWhite PlainsNY10605917-806-6373Mercury Capital Partners manages private equity funds focused on the media, communications, and entertainment industries. Mercury's investment team has operating and investment experience in a broad range of media businesses including radio, cable television, broadcast towers, suburban newspapers, event marketing, concert entertainment, major league sports broadcast rights, and Internet media. Mercury invests primarily in the form of equity securities with a targeted IRR of 25.00% or more. The Fund also may acquire debt securities with equity conversion rights. Portfolio companies include:Big Tent Entertainmenthttp://www.bigtent.tv/Three Rings Designhttp://www.threerings.net/Inner City Broadcastinghttp://en.wikipedia.org/wiki/Inner_City_Broadcasting_CorporationPixFusionhttp://www.pixfusion.com/Million Dollar Mediahttp://www.milliondollarmedia.com/Millenium Radio Grouphttp://townsquaremedia.com/markets/new-jersey/Tower Investmentshttp://www.towerdev.com/Principle Broadcastinghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=98652939Kideo.comhttp://www.kideo.com/Investment Team:Charles W. Banta, Presidentcbanta@mercurycapitalpartners.comC. Teo Balbach, Principaltbalbach@mercurycapitalpartners.comSandra A. Miller, Controller and PrincipalVCMount Royal Ventures (MRV)www.mountroyalventures.comNew YorkEarlyInformation TechnologyEnergy & Clean Tech

26 Brickston DrivePittsfordNY14534585-797-2100

Mount Royal Ventures (MRV) invests in early stage companies with high growth potential that have been built around a proprietary technology and are in need of both funding and management expertise. MRV is interested in commercializing advanced materials technologies that solve acute issues related to: Energy Production, Storage and Conservation; Water Supply Sustainability; and Human Health. Initial investments range from $250k to $1.5M with up to $10M invested over subsequent rounds. Board representation is generally required and MRV members may take on interim management positions. MRV is interested in a 30% to 70% ownership stake.Portfolio companies include:American Aerogelhttp://americanaerogel.com/Investment Team:Peter Los, Managing Directorplos@mountroyalventures.comJay McHarg, Managing Directorjmcharg@mountroyalventures.comKonstantinos Los, DirectorJonathan Parker, DirectorPEMVC Capital, Inc.www.mvccapital.comNew YorkMiddle MarketFinancial ServicesManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & Restaurant

287 Bowman Avenue, 2nd FloorPurchaseNY10577914-701-0310914-701-0315

MVC Capital is a business development company traded on the New York Stock Exchange under the listing symbol MVC and is advised by Tokarz Group Advisers, LLC. MVC provides long-term equity and debt investment capital to fund growth, acquisitions and recapitalizations of small and middle-market companies in a variety of industries primarily located in the U.S. The firm's investments can take the form of common and preferred stock (control and non-control investments) and warrants or rights to acquire equity interests; senior and subordinated loans; or convertible securities. MVC serves as the lead investor for transactions, as well as a co-investor in companies along with other private equity sponsors. Industries in which MVC prefers to invest include, but are not limited to: Consumer Products, Industrial, Manufacturing/ Services, Food/ Food Service, Financial Services, Value-added Distribution, and Specialty Chemicals. MVC targets companies with revenues of $10 to $200 million and EBITDA of $3 to $25 million, preferring an investment size ranging from $3 to $25 million. As of March 31, 2011, MVC's net asset value was $415,209,066. Portfolio companies include:BP Clothinghttp://shop.nordstrom.com/c/juniors-clothingDakota Growers Pastahttp://www.viterra.com/portal/wps/portal/global/pastaHarmony Pharmacy & Health Centerhttp://www.hhbeauty.com/Impact Confectionshttp://www.impactconfections.com/Custom Alloyhttp://www.customalloy.us/Miami Seaquariumhttp://miamiseaquarium.com/Octagon Credit Investorshttp://www.octagoncredit.com/JDC Lightinghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=21773369Dino's Storagehttp://www.dinosstorage.com/Timberland Machines & Irrigationhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=21775226Turf Productshttp://www.turfproductscorp.com/Vitality Foodservicehttp://www.foodservice.com/foodshow/companydetail.cfm?directoryid=412&listingtype=1Phoenix Coal Corporationhttp://phxcoal.com/U.S. Gas & Electrichttp://www.usgande.com/markets/usgande/PreVisorhttp://www.shl.com/ukAmershamhttp://www.gelifesciences.com/Vestahttp://en.wikipedia.org/wiki/4_VestaGenevac U.S. Holdingshttp://www.mvccapital.com/pf_medical.cfmOhio Medicalhttp://www.ohiomedical.com/SP Industrieshttp://spindustries.com/Summit Research Labshttp://www.summitreheis.com/Investment Team: Michael Tokarz, Managing Principal & Co-Head of PortfolioWarren Holtsberg, Managing Principal & Co-Head of PortfolioBruce Shewmaker, Senior Managing DirectorShivani Khurana, Managing DirectorJames D. LynchJames J. O'Connor, Managing DirectorPuneet Sanan, Managing DirectorPeter F. Seidenberg, Chief Financial OfficerChristopher P. Sullivan, Managing DirectorANewlight Managementwww.nlventures.comNew YorkExpansionSoftware & InternetCommunications & NetworkingBusiness ServicesInformation TechnologySemiconductor

500 North Broadway, Suite 144 JerichoNY11753516-433-0090 516-433-0412

Founded in 1997, Newlight Management is an alternative investment firm focused on technology companies managing public equity and venture capital funds that support visionary management teams with leading technologies. Newlight focuses on companies in the following sectors: software, specialty semiconductors, Internet infrastructure, communications, and business-to-business e-commerce. Newlight's investments in private technology companies are focused on expansion and later stage companies anywhere in the United States. Newlight's public market investments are focused on technology companies with market capitalizations of less than $1 billion. Portfolio companies include:401kExchangehttp://www.401kexchange.com/Acrodyne Communicationshttp://www.acrodyne.com/ASCII Technologyhttp://ascii.com/ASCII/Index.htmlAuthenTechttp://www.authentec.com/CareGainhttp://www.payflex.com/Chip Expresshttp://www.chipexpress.com/Epic Cycle Interactivehttp://www.epiccycle.com/home/etrialshttps://portal.etrials.com/Fatwirehttp://en.wikipedia.org/wiki/FatWireInvisionhttp://www.invisionautomotive.com/Massivehttp://massivesoftware.com/NetOpshttp://www.netop.com/Newpoint Technologieshttp://www.newpointtech.com/Paragohttp://www.parago.com/Peregrine Semiconductorhttp://peregrine-semi.com/Raketuhttp://www.raketu.com/en/index/SilverCarrothttp://silvercarrot.com/Sonicshttp://www.sonicdrivein.com/index2.jspVitalStreamhttp://www.internap.com/cdn-services-content-delivery-network/VideoNexthttp://www.videonext.com/Investment Team:Robert Raucci, Managing Partnerraucci@nlventures.comRobert Brill, Managing Partnerbrill@nlventures.comRobert Schoff, Chief Financial OfficerMBNorth American Capital Corporationwww.northamericancapital.comNew YorkMiddle MarketSoftware & InternetManufacturing & IndustrialBusiness ServicesConsumer Products

510 Broad Hollow Road, Suite 205 MelvilleNY11747631-752-9600 631-752-9618

North American Capital Corp. (NAC) was founded in 1976 as a private merchant bank specializing in investments in management buyout transactions, financial restructurings and crisis management, in addition to providing traditional investment banking services. NAC has had extensive experience in managing and restructuring troubled companies, as evidenced by its successful restructuring track record. NAC activities have involved manufacturers, distributors and other entities in a wide variety of industries, including household appliances, footwear, and computer software.Portfolio companies include:N/AInvestment Team:Stanley P. Roth, Founder, Controlling Stockholder, Chairman of the BoardSteven W. Roth, PresidentMitchell Marks, Executive Vice PresidentDon W. Fleischauer, Executive Vice President & Chief Financial OfficerDavid Linder, Executive Vice PresidentVCPENorthwood Ventureswww.northwoodventures.comNew YorkSeedEarlyGrowthExpansionMiddle MarketCommunications & NetworkingFinancial ServicesManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & Restaurant

485 Underhill Boulevard, Suite 205SyossetNY11791516-364-5544516-364-0879

Since its founding in 1983, Northwood Ventures has invested in approximately 160 companies. Northwood currently manages in excess of $100 million through two sister funds, Northwood Ventures, LLC and Northwood Capital Partners, LLC, for investment in venture capital opportunities, buyouts, and industry consolidations at all stages of company growth. Northwood invests across a wide range of industries with an historic concentration in the communications, retail/consumer, manufacturing, and financial services sectors. Northwood tends not to participate in the real estate, energy, software, or hardware sectors. Northwood invests in both control and minority positions, and participates in venture, buyout, consolidation, growth, recapitalization, and turnaround situations. Northwood's typical venture capital investments are in the $1 million to $8 million range, depending on the company's stage of development, funding needs, and risk profile. Northwood often participates in "follow-on" private equity financings and may target a total investment of $8 million or more over the life of any portfolio company. The firm's typical management buyout investments are in the $2 million to $10 million range. Northwood sponsors transactions and also participates in buyouts structured by others and targets enterprise value for buyouts in the range of $15 million to $100 million. Northwood invests primarily in companies located within the United States, and to a limited extent, internationally.Portfolio companies include:AirCellhttp://www.aircell.com/?page=3Atlantis Biddinghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=123332Community Broadcastershttp://www.nfcb.org/JVC Mediahttp://jvc-media.com/ORBCOMMhttp://www.orbcomm.com/Pacific DataVisionhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26792143CFL Pizzahttp://www.cflpizzahut.com/Healthy Back Storehttp://www.healthyback.com/Ibex Outdoor Clothinghttp://shop.ibex.com/indoorDIRECThttp://indoordirect.com/Jack Rogershttp://www.jackrogersusa.com/Zeviahttp://www.zevia.com/Hygrade Metal Mouldinghttp://hygrademetal.com/Redbuilthttp://www.redbuilt.com/Interboro Insurancehttp://interboroinsurance.com/TriState Capital Bankhttp://www.tscbank.com/Gogohttp://www.gogoair.com/gogo/splash.doCelebration Restaurant Grouphttp://www.celebrationrestaurant.com/Designer Proteinhttp://www.designerwhey.com/ATShttp://www.abovetopsecret.com/Amgenhttp://www.amgen.com/Capital IQhttps://www.capitaliq.com/main.aspCell Pathwayshttp://en.wikipedia.org/wiki/Cell_signalingEzGovhttps://paymentsolutions.lexisnexis.com/PRNhttp://en.wikipedia.org/wiki/Pro_re_nataVantashttp://vantasimplant.com/Investment Team:Peter G. Schiff, Presidentpschiff@northwoodventures.comHenry T. Wilson, Managing Directorhwilson@northwoodventures.comPaul R. Homer, Vice Presidentphomer@northwoodventures.comJames G. Schiff, Vice Presidentjschiff@northwoodventures.comVCOnondaga Venture Capital Fund, LLCwww.ovcfund.comNew YorkEarlyInformation Technology

241 West Fayette St.SyracuseNY13202315-478-0157

Founded in 1985 and based in Syracuse, NY, Onondaga Venture Capital Fund is an early-stage venture capital fund that invests in high potential private companies in the Upstate New York region. Onondaga Venture partners with experienced entrepreneurs to provide them both the financial and advisory support to assist them in growing their business. The fund was founded by 70 local investors.Portfolio companies include:Kionixhttp://www.kionix.com/Rocket Broadband Networkshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=25758780Binopticshttp://binoptics.com/Investment Team: Michael J Schattnermike@ovcfund.comPEPine Street Capital Partnerswww.pinecap.comNew YorkMiddle MarketLife Sciences & HealthcareMedia & Digital MediaManufacturing & IndustrialBusiness ServicesConsumer Products

11 N. Pearl St., Suite 1700AlbanyNY12207518-449-9070518-449-4894

Formed in 2004, Pine Street Capital Partners provides capital to lower market companies, typically with $10 million to $75 million in revenue, and EBITDA margins of 10%+. The firm provides mezzanine and equity capital in support of growth, strategic acquisitions, private equity sponsored buyouts, management buyouts, recapitalizations, and shareholder dividends. Pine Street Capital's preferred mezzanine investment size ranges from $2 million to $6 million and the firm will invest up to $1 million in equity alongside a debt investment. The firm generally invests in manufacturing, business services, consumer products, healthcare, and media companies based in the Northeast and Middle Atlantic regions. Transactions outside these regions will be considered if they meet certain criteria. The firm is currently investing out of its new fund, Pine Street Captial Partners II, which is licensed as a Small Business Investment Company.Portfolio companies include:Double E Companyhttp://www.doubleeusa.com/Vision Appraisalhttp://www.visionappraisal.com/databases/Healthtraxhttp://www.healthtrax.com/Jersey Precast Corphttp://jerseyprecast.com/Koch Eye Associateshttp://kocheye.com/Investment Team:Timothy Welles, Managing Partnerwellest@pinecap.comDavid Morris, Managing Partnermorrisd@pinecap.comMichael Lasch, Managing Partnerlaschm@pinecap.comVCRand Capital Corporationwww.randcapital.comNew YorkEarlyInformation Technology

2200 Rand BuildingBuffaloNY14203716-853-0802716-854-8480

Rand Capital Corporation (Nasdaq: RAND) was founded in 1969 and is a publicly traded, closed-end management investment company that has elected to be regulated as a Business Development Company (BDC) under the Investment Company Act of 1940. In addition, its fully owned subsidiary, Rand Capital SBIC, L.P., is licensed by the United States Small Business Adminstration as a Small Business Investment Company (SBIC). The firm's primary focus is on making venture capital investments in small to medium sized companies that are engaged in the exploitation of new or unique products or services with a sustainable competitive advantage typically in New York and its surrounding states. Rand typically invests between $500,000 and $1.5 million in privately held companies in total investment rounds of $1 million to $5 million. As of December 2011, Rand manages a diversified portfolio of approximately $24,399,121. Portfolio companies include:Advantage 24/7http://www.advantage24-7.com/Carolina Skiffhttp://www.carolinaskiff.com/Chequed.comhttp://www.chequed.com/EmergingMed.comhttp://www.emergingmed.com/Gemcorhttp://gemcor.com/G-TEC Natural Gas Systemshttp://www.gas-tec.com/Liazonhttp://www.liazon.com/Mezmerizhttp://mezmeriz.com/Microcisionhttp://www.microcision.com/Mid America Brickhttp://www.midamericabrick.com/Niagara Dispensing Technologieshttp://exactap.com/Rheonixhttp://rheonix.com/Somerset Gas Transmission Companyhttp://www.somersetgas.com/SOMS Technologieshttp://www.microgreenfilter.com/Synacorhttp://www.synacor.com/Ultra-Scanhttp://www.ultra-scan.com/BinOpticshttp://binoptics.com/Investment Team:Peter Grum, Presidentpgrum@randcapital.comDaniel Penberthydpenberthy@randcapital.comMargaret Whalen Brechtel, Vice President of FinanceIRensselaer Polytechnic Institute (Emerging Ventures Ecosystem)www.rpi.edu/about/eve/index.htmlNew YorkSeedInformation Technology

216 River StreetTroyNY12180518-588-3727

The Emerging Ventures Ecosystem (EVE) at Rensselaer Polytechnic Institute was launched in February 2011 to accelerate the growth of new businesses and boost the transfer of scientific and technological breakthroughs from the laboratory and classroom to the marketplace, for social and economic impact. EVE links Rensselaer institutional resources and alumni/ae expertise symbiotically with community strengths, in a multi-faceted partnership for mutual benefit. The Emerging Ventures Ecosystem builds on more than 30 years of the Institute's previous incubator program, the nation's first such program wholly sponsored and operated by a university. Capital Region companies ranging from MapInfo to successful video game company Vicarious Visions grew out of the previous incubator. The new EVE program will utilize an innovative distributed incubation model, maintaining a central office in the Rice Building. Under EVE, businesses that are accepted into the program will receive a series of specific services that will help accelerate their growth. Once a new company completes the application process - through which Rensselaer will determine, in part, whether the entrepreneur is willing to put in the effort to make the company successful - the program will assign a status to the company: pre-seed, emerging, or early stage. EVE will promote and introduce its companies to investors, assist them in identifying and seeking grant opportunities (NYSERDA, SBIR, etc), and help them prepare for business plan competitions. The Institute also is exploring the creation of an alumni/ae supported angel investment fund to provide funding ranging from $50,000 to $150,000 to augment some of the alumni-sponsored grant programs already available.Tenant companies include:Microrganic Technologieshttp://microrganictech.com/WindMechttp://www.windmec.com/Technology.htmlL.I.M.B.http://www.thefreedictionary.com/limbPaper Batteryhttp://en.wikipedia.org/wiki/Paper_batteryIthoshttp://www.ithosglobal.com/EtherMetricshttp://www.ethermetrics.com/HeliOptixhttp://helioptix.com/Bluestone Telecommunicationshttp://www.bluestonecomm.com/Voice Flighthttp://www.voiceflight.com/Prospect Geniushttp://www.prospectgenius.com/1st Playable Productionshttp://1stplayable.com/Ecovative Designhttp://www.ecovativedesign.com/Deadman's Productionshttp://movies.yahoo.com/movie/deadmans-curve/production-details.htmlIntellidemiahttp://intellidemia.com/home/index.phpMICROrganic Technologieshttp://microrganictech.com/OvenAllyhttp://ovenally.com/Tidy Totshttp://stores.tidytots.com/Dkorrhttp://www.dkorr.com/TV Ferrethttp://tvferret.com/Vegawatthttp://vegawatt.com/Management Team:Richard Frederick, DirectorFreder2@rpi.eduARochester Angel Networkwww.rochesterangels.comNew YorkSeedEarlyInformation TechnologyLife Sciences & HealthcareEnergy & Clean Tech

c/o High Tech Rochester, Inc.150 Lucius Gordon Drive, Suite 100W. HenriettaNY14586

The Rochester Angel Network is a private group of accredited investors in the Greater Rochester, NY Region with an interest in investing in seed and early stage startup companies. Founded in 2005, the group meets monthly to listen to presentations by one or two selected entrepreneurs, and is actively seeking applications from both entrepreneurs who are seeking funding, as well as investors interested in becoming a member of the Network. Typical attributes of a company that would be of interest to the Rochester Angel Network include those with high-growth potential (e.g., tens of millions of dollars in revenue or more), a national or international customer base, a completed business plan, a reasonable exit strategy within 4-7 years of investment (i.e., a merger/ acquisition or IPO), and seeking investment typically in the $250K - $2M range. The Rochester Angel Network is not a venture fund, but rather a network that facilitates the introduction of entrepreneurs to potential investors through presentations and other mechanisms. The group currently has a consortium of more than 30 investors.Portfolio companies include:Cerion Energyhttp://www.cerionenergy.com/Geospatialhttp://en.wikipedia.org/wiki/GeospatialLumetricshttp://lumetrics.com/New Scale Technologieshttp://www.newscaletech.com/SmartPillhttp://www.smartpillcorp.com/Connected Energy Grouphttp://www.bplglobal.net/eng/bpl-global/connected-energy/index.aspxPedlrhttp://pedalr.com/SiMPorehttp://www.simpore.com/PharmAdvahttp://www.linkedin.com/pub/jonathan-sacks/6/143/93ae2e Materialshttp://e2ematerials.com/VNomicshttp://www.vnomicscorp.com/FastCAPhttp://www.fastcap.com/Cerebral Assessment Systemshttp://www.casscan.net/Diffinity Genomicshttp://www.diffinitygenomics.com/Investment Team: James Senall, Directorjames@greaterrochesterenterprise.comIRochester BioVenture Centerwww.rochesterbioventure.orgNew YorkEarlyInformation TechnologyLife Sciences & HealthcareMedical Device

77 Ridgeland RoadRochesterNY14623585-214-2400

The Rochester BioVenture Center is the first biotechnology incubator in its region and seeks to promote and foster the growth of early stage life science companies. The University of Rochester Medical Center, supported by funding from New York State's Gen*NY*sis program, converted a former Wyeth laboratory building. The BioVenture Center, a 40,000 sq.ft. facility, offers cost-effective wet-lab and office space. Each laboratory and office suite is fully wired for voice and high-speed Internet connectivity. Common use facilities at the Center include: autoclave, glass wash/drying, loading docks, break room, and conference rooms. HTR extends its business support services, business and marketing plan development, entrepreneurs-in-residence, and networking with potential clients and investors to BioVenture Center clients. The facility is managed by High Tech Rochester (HTR), which also manages the Lennox Tech Enterprise Center for other technology-based companies. The Rochester BioVenture Center is open to any qualified early stage life science, biotech, chemical, pharmaceutical, medical, dental, or health services company that needs wet lab facilities, regardless of its relationship to the University.Tenant companies include:N/AManagement Team:Mike Riedlinger, RBC Managermike.riedlinger@htr.orgPESaw Mill Capital, LLCwww.sawmillcapital.comNew YorkMiddle MarketManufacturing & IndustrialBusiness Services

555 Pleasantville RoadSouth Building, Suite 220Briarcliff ManorNY10510914-741-1300914-741-9099

Saw Mill Capital has been investing in middle-market manufacturing and service companies since 1997. The firm invests in manufacturing, specialty distribution, and service companies but does not target retail, healthcare services, media/telecom, information technology, financial services, personnel-based services, apparel or businesses driven by fad or fashion. Saw Mill invests $10 million to $75 million of equity in enterprises of $25 million to $200 million, although the firm will consider smaller and unprofitable companies as add-on acquisitions for portfolio companies. Portfolio companies include:Terra Renewalhttp://www.terrarenewal.com/NetShape Technologieshttp://netshapetech.com/Identity Grouphttp://www.identitygroup.net/Jason Incorporatedhttp://www.jasoninc.com/Pexcohttp://pexco.com/Gateway Packaginghttp://www.gatewaypackaging.com/Investment Team:Howard D. Unger, Managing Partnerhunger@sawmillcapital.comScott A. Budoff, Partnersbudoff@sawmillcapital.comWilliam M. Gerstner, Partnerwgerstner@sawmillcapital.comJohn J. Shaia, Partnerjshaia@sawmillcapital.comWitold "Victor" Krupinski, Research Directorvkrupinski@sawmillcapital.comTimothy J. Nelson, Principaltnelson@sawmillcapital.comScott R. Rivard, Vice Presidentsrivard@sawmillcapital.comJason W. Mueller, Vice Presidentjmueller@sawmillcapital.comBlinn M. Cirella, Chief Financial Officerbcirella@sawmillcapital.comJay R. Henry, Senior Associatejhenry@sawmillcapital.comTravis C. Foltz, Associatetfoltz@sawmillcapital.comVCPESeaway Valley Capital Corporationwww.seawaycapital.comNew YorkExpansionMiddle MarketInformation TechnologyManufacturing & IndustrialConsumer ProductsRetail & RestaurantAgriculture & Agricultural Science

10-18 Park Street, 2nd FloorGouverneurNY13642315-287-1122

Formed in July 2007, Seaway Valley Capital Corporation was formed to provide companies access to capital for growth, expansion and restructuring. Seaway Valley has a particular, but not exclusive, focus of providing capital solutions to the underserved region of Northern New York. Managed primarily by natives of the region, Seaway Valley will consider investments in a variety of industries and situations. The firm's current portfolio consists of retail, restaurants, lodging, real estate and consumer products companies, but Seaway is actively seeking investments in manufacturing, technology, and agricultural-related businesses. A majority equity stake of Seaway Valley Capital Corporation was acquired by current management in July 2007. SVCC makes equity and equity-related investments in companies that require expansion capital and in companies pursuing acquisition strategies. SVCC also seeks investments in leveraged buyouts and restructurings. SVCC's management team brings significant transactional experience with over forty deals valued in aggregate at well over $1 billion.Portfolio companies include:Patrick Hackett Hardwarehttp://www.trollerbk.com/bankruptcy_case/PATRICK_HACKETT_HARDWAREAlteri Bakeryhttp://www.alteribakery.com/Sackets Harbor Brewinghttp://sacketsharborbrewpub.com/Seaway Restaurant Grouphttp://www.seawayvalleycapitalcorp.com/srgInvestment Team: Thomas W. Scozzafava, President and CEOASeed Capital Fund of CNY, LLCwww.scfcny.comNew YorkSeedInformation Technology

Syracuse Technology Garden 235 Harrison StreetSyracuseNY13202

Seed Capital Fund (SCF) members invest in and guide early stage technology companies in Syracuse and Central/ Upstate New York. The group's goal is to create wealth for investors and assist the region's transition to a high-tech, high growth economy. The group is affiliated with the Syracuse Tech Garden (see profile), where SCF maintains offices. According to published reports, SCF has approximately 40 members who collectively have contributed $1.5 million to the fund. The fund invests from $25,000 to $250,000. Prospective companies should be located within 1-2 hr drive of at least one of the members.Portfolio companies include:e2e Materialshttp://e2ematerials.com/Mezmerizhttp://mezmeriz.com/Chequed.comhttp://www.chequed.com/Diffinity Genomicshttp://www.diffinitygenomics.com/Paper Batteryhttp://en.wikipedia.org/wiki/Paper_batteryCherryPharmhttp://www.cherrypharm.com/Investment Team:Nasir Ali, Executive Director, 315-579-2861nasir@scfcny.comCathy Niedzwiecki, Fund Coordinator, 315-579-2069cathy@scfcny.comPESFW Capital Partners, LLCwww.sfwcap.comNew YorkMiddle MarketInformation TechnologySoftware & Internet

22 Elm PlaceRyeNY10580914-510-8910914-510-8911

SFW provides capital and support to build businesses through management buyouts and growth investments in mid-sized companies. The firm currently manages over $300 million in equity capital and focuses its investment activity on businesses that provide analytical tools and outsourced analytical services. This includes instruments, software and information, and outsourced services that are involved in research, engineering, product development, quality control, diagnostics, process monitoring, marketing or other critical decision-making processes within companies. SFW typically invests from $15 to $75 million of equity in each company. The firm invests in established businesses (including family businesses, public and private companies and corporate division carve-outs) where there is some history of profitability and where the company has a solid position in its core markets. SFW team members have had significant responsibility for private equity investments representing over $2 billion in enterprise value.Portfolio companies include:Agdatahttp://www.agdata.net/Buyers Laboratoryhttp://www.buyerslab.com/IAG Researchhttp://www.iagresearch.com.au/MD Buylinehttp://www.mdbuyline.com/Mettler-Toledo Internationalhttp://us.mt.com/us/en/home.htmlSpectrohttp://spectro.com/Telephiahttp://www.sfwcap.com/investments/telephia.htmlWaters Corporationhttp://waters.com/Investment Team: Thomas P. Salice, PartnerRoger C. Freeman, Partnerrfreeman@sfwcap.comDavid N. Webb, PartnerNorman E. Wells, Jr., Partner and Operating ExecutiveTheo Melas-Kyriazi, Operating ExecutiveTerry D. Smith, Principal and CFOSean E. Mooney, PrincipalAhmad Sheikh, Vice PresidentParesh K. Vaish, PartnerOmair Sarwar, AssociateAndrew Kane, AssociateArie Cohen, Operating ExecutiveVCSoftBank Capital

Key Center One HSBC, Suite 3850BuffaloNY14203716-845-7520716-845-7539

www.softbank.comNew YorkEarlyInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital Media(New York City Office)1120 Avenue of the Americas, Suite 1509New YorkNY10036SoftBank Capital is affiliated with the SOFTBANK Group, a Japanese-based telecommunications, Internet and media conglomerate. The firm has been investing since 1995 and focuses on U.S. based, early stage high growth technology businesses. SoftBank Capital targets investments in one of three general sectors including: Content, Applications, and Technology Based Services. The firm invests across all stages of a company's lifecycle; however, most of the firm's investments are made in companies at or near revenue with commercially available technologies. SoftBank Capital has an additional office in New York City, and one in Massachusetts.Portfolio companies include:Beliefnethttp://www.beliefnet.com/Aequus Technologies/Snap!VRShttp://afsdev.snapvrs.com/about_us/leadership/Associated Contenthttp://voices.yahoo.com/Betaworkshttp://betaworks.com/Buddy Mediahttp://www.buddymedia.com/Burstlyhttp://www.burstly.com/BuzzFeedhttp://www.buzzfeed.com/CollegeOnlyhttp://collegeonly.com/DanceJamhttp://dancejam.com/Desktonehttp://www.desktone.com/Echo360http://echo360.com/FooMojohttp://venturebeat.com/2008/12/17/foomojo-launches-virtual-pets-game-foopets/Giant Realmhttp://www.giantrealm.com/GoodMailSystemshttp://www.crunchbase.com/company/goodmail-systemGrab Networkshttp://grab-media.com/Grind Networkshttp://www.grindmedia.com/Huffington Posthttp://www.huffingtonpost.com/Insightixhttp://www.insightix.com/KickAppshttp://www.kitd.com/kickapps/Litescapehttp://www.litescape.com/Technologieshttp://en.wikipedia.org/wiki/TechnologyMobile Possehttp://mobileposse.com/MocoSpacehttp://www.mocospace.com/Nellymoserhttp://www.nellymoser.com/Pivothttp://www.snapfiles.com/get/stickfigure.htmlRiverminehttp://www.emptoris.com/products-and-services/products/rivermine-telecom-expense-managementSermohttp://www.sermo.com/Synaptic Digitalhttp://www.synapticdigital.com/Thumbplayhttp://www.thumbplay.com/Voodoovoxhttp://www.voodoovox.com/xADhttp://www.xad.com/ZipListhttp://www.ziplist.com/Bluefin Labshttp://www.bluefinlabs.com/Cheez Burgerhttp://icanhascheezburger.com/CrowdTwisthttp://crowdtwist.com/GameGroundhttp://gameground.com/JumpRamp Gameshttp://www.jumprampventures.com/Lerer Ventureshttp://www.lererventures.com/OhanaRamahttp://www.ohanarama.com/OMGPOPhttp://www.omgpop.com/Paper.lihttp://paper.li/Piictuhttp://piictu.com/Pop Dusthttp://popdust.com/Rivethttp://en.wikipedia.org/wiki/RivetInvestment Team:Ronald D. Fisher, Managing Partnerfisher@softbank.comEric Hippeau, Special Partnereric_hippeau@softbank.comSteven J. Murray, Partnersteve_murray@softbank.comMichael S. Perlis, Special Partnermike_perlis@softbank.comJordan A. Levy, PartnerRon M. Schreiber, Partnerron_fisher@softbank.comJoe Medved, PartnerNikhil Kalghatgi, Sr. AssociatePhil Shevrin, VP TechnologyMelanie Dyer, VP Fund OperationsKabir Misra, Vice PresidentJosh Lubov, VP Finance & OperationsPEStonebridge Partnerswww.stonebridgepartners.comNew YorkMiddle MarketManufacturing & Industrial

81 Main Street, Suite 505White PlainsNY10601914-682-2700914-682-0834

Stonebridge Partners was founded in 1986 as an operations-oriented private equity firm with an interest in acquiring well-managed companies or divisions of public companies with purchase prices between $50 million and $200 million. Within this segment, the firm has historically focused on niche manufacturing industries, including building products, infrastructure, specialty packaging and specialty manufacturing. During its 24 years of activity, Stonebridge has invested over $550 million of capital in 52 separate acquisitions. Stonebridge seeks to acquire privately owned companies or divisions of public companies primarily serving the industrial or commercial marketplaces. The firm's principal focus is manufacturing companies, where the Partners have substantial experience. Core companies must be based in the continental United States or Canada; add-on acquisition candidates can be located anywhere in the world. Stonebridge acquires niche manufacturing businesses with revenues typically between $30 million and $200 million, and EBITDA between $7 million and $20 million. The firm particularly seeks companies where manufacturing equipment, processes, technology, patents, brand identity and/or reputation provide sustainable barriers to entry for potential competitors. Stonebridge prefers to invest in industries that are growing, however mature industries, where consolidation opportunities and/or well-defined value opportunities exist, are also considered.Portfolio companies include:BondCotehttp://www.bondcote.com/USA Wireless Solutionshttp://www.stonebridgepartners.com/usa.htmlBoydhttp://www.boydgaming.com/Alpha Packaginghttp://www.alphap.com/Durcon Laboratoryhttp://www.durcon.com/American Dryerhttp://www.amdry.com/Specialty Bakershttp://www.manta.com/c/mmcmmd1/specialty-bakers-incAttica Hydraulic Exchangehttp://www.ahx1.com/Exal Grouphttp://www.exal.com/Hydraulex Globalhttp://www.hydraulex.com/Investment Team:Michael S. Bruno, Jr., Managing Partnermsb@stonebridgepartners.comAndrew A. Thomas, Partnerathomas@stonebridgepartners.comWillam G. Connors, Principalwconners@stonebridgepartners.comStephen A. Hanna, Principalshanna@stonebridgepartners.comAndrew W. Magyar, Principal and CFOamagyar@stonebridgepartners.comMichael A. Steinback, Partnersteinback@msn.comDavid R. Schopp, Partnerdrschopp@yahoo.comRichard L. Heggelund, Principalrheggelund@stonebridgepartners.comISUNY Fredoniawww.fredonia.edu/incubatorNew YorkSeedInformation Technology

Technology Incubator214 Central Avenue DunkirkNY14048716-680-6009

The SUNY Fredonia Technology Incubator promotes economic growth in the Western Southern Tier of New York by supporting entrepreneurship and the development of new, innovative, technology-based companies into successful business ventures. The incubator, located in the commercial waterfront district of Dunkirk, New York, provides new technology-based firms with a connection to the resources they need to grow and sustain long-term success. The 22,000-square-foot, two-story building offers significant shared space including a "smart" conference room, meeting rooms and laboratories. The facility provides support to companies for up to three years until, assuming they succeed, they will "graduate" from the incubator and be guided to permanently settle in Western New York. The incubator manages one in-house seed capital loan fund and maintains an ongoing relationship with a number of state, regional and local funding sources. Incubator staff can assist clients with the process of qualifying for and connecting with appropriate sources of capital.Tenant companies include:Academy Geekshttp://www.academygeeks.com/Advanced Conservation Technologieshttp://watersavings.com/Apex Wind Energyhttp://www.apexwind.com/Digeditionhttp://digedition.com/Dunkirk Bio-Electrichttp://dunkirkbioelectric.com/Haledynehttp://topics.syracuse.com/tag/Haledyne/index.htmlKUTLO-NITThttp://kutlo-nitt.com/TexTivia.comhttp://textivia.com/Zenhirehttp://zenhire.com/SellingHivehttp://www.thepartnership.org/Expertise/SellingHiveManagement Team:Robert Fritzinger, DirectorIThe Tech Gardenwww.thetechgarden.comNew YorkSeedInformation TechnologySoftware & Internet

235 Harrison StreetSyracuseNY13202315-474-0910315-474-0915

Created in 2004, The Tech Garden (fka Syracuse Technology Garden) has assisted more than 500 entrepreneurs and helped launch more than 35 companies. Currently 30 companies occupy The Tech Garden employing more than 150 people with a combined annual payroll of over $5 million. In addition The Tech Garden is now home to the Syracuse Student Sandbox, a launching pad for over 15 student-led business start-ups. Located in downtown Syracuse, the $3.5 million specially constructed facility covers 33,000 square feet.Tenant companies include:AT2Ahttp://www.slideshare.net/RichardKampas/at2a-overviewCollabWorxhttp://www.collabworx.com/n/index.html7053 Productionshttp://www.7053productions.com/AppFuryhttp://roundedco.com/Articles-Written.comhttp://www.articles-written.com/site/Baule Boxeshttp://bauleboxes.com/Beeline.comhttp://www.beeline.com/BELT Projecthttp://www.alabamablackbeltproject.com/Brand-Yourself.comhttp://www.brandyourself.com/Digital Verticalhttp://www.digitalvertical.com/DreamFetcherhttp://www.dreamfetcher.com/Earthsensehttp://pellethead.com/Emersonhttp://www.emerson.com/en-US/Pages/default.aspxC3 Strategichttp://c3strategic.com/Canefields USAhttp://canefieldsusa.com/Cortland Researchhttp://cortlandresearch.com/DogLogginghttp://doglogging.com/Enormo.ushttp://enormo.us/Envaultedhttp://envaulted.com/Flux Saucehttp://fluxsauce.com/GoVo Biofuelshttp://www.govobiofuels.com/GoVo/Home.htmlIMUZIKhttp://imuzik.com/Page 44 Studiohttp://en.wikipedia.org/wiki/Page_44_StudiosRapid Cure Technologieshttp://www.rapidcuretechnologies.com/Special Menuhttp://dinnerspecialmenu.com/Spinal Taphttp://en.wikipedia.org/wiki/This_Is_Spinal_TapSun Energyhttp://www.sunenergyusa.com/Tech Bridgehttp://www.techbridge.org/Upstate Venture Connecthttp://www.uvc.org/Management Team:Lynn Hughes, Director of Operationslynn@thetechgarden.comSeth M. Mulligan, Director of Venture Developmentsmulligan@centerstateceo.comJohn Liddy, Director of Student Venture Development and the Student Sandboxjohn@thetechgarden.comMitchell Patterson, Managing Director, Emerging Business Portfoliompatterson@centerstateceo.comPETopspin LBOwww.topspinlbo.comNew YorkMiddle MarketInformation TechnologyMedia & Digital MediaManufacturing & IndustrialSports & Entertainment

3 Expressway Plaza, Suite 100 Roslyn HeightsNY11577516-625-9400 516-625-9499

Topspin LBO is a follow-on fund to Topspin Partners, LP, a $213 million Long Island-based venture capital and buyout fund that was founded in August 2000 by Leo Guthart and Jim Simons. Topspin started its buyout practice in July 2001 with the acquisition of Terk Technologies, a manufacturer of branded antennas and other consumer electronics products. Since that time, Topspin I has completed three other buyouts, and successfully exited from two of its buyouts: Terk Technologies in July 2005 and Coastal Security Company, a security alarm monitoring company based in Florida, in November 2005. The other two companies that remain in Topspin I's buyout portfolio are The Tiffen Company, a manufacturer and distributor of photographic accessories, and Moose River Publishing, a trade publisher. While the firm invests in companies anywhere in the U.S., Topspin intends to actively pursue opportunities in the underserved Long Island market. The firm looks to invest in companies with between $2 million and $7 million of EBITDA.Portfolio companies include:Moose River Mediahttp://www.mooserivermedia.com/The Tiffen Companyhttp://www.tiffen.com/Utrecht Manufacturinghttp://www.utrechtart.com/IDS Sportshttp://www.ids-sports.com/Hart Systemshttp://www.hartsystems.com/Pulse Veterinary Technologieshttp://www.pulsevet.com/Two-Twenty Records Managementhttp://2-20rm.com/Investment Team:Leo A. Guthart, Managing Directorlguthart@topspinlbo.comStephen M. Lebowitz, Managing Directorslebowitz@topspinlbo.comLeigh J. Randall, Managing Directorlrandall@topspinlbo.comStephen Parks, Vice PresidentOjas Vahia, Vice PresidentVCTrilea Partners, LLCwww.trileapartners.comNew YorkEarlySoftware & InternetMedia & Digital MediaConsumer ProductsRetail & RestaurantSports & Entertainment

595 North StreetRyeNY10580

Trilea Partners is a strategic advisory (Trilea Strategic Advisors) and principal investment firm (Trilea Capital Partners) focused on emerging retail and consumer products businesses. Trilea Capital Partners (TCP) is a fund-less sponsor that sources investment opportunities through its base of clients and from its affiliate network. In a typical transaction, TCP funds approximately 10% of any transaction from its partner's capital and syndicates the remainder to one or more of its financial sources. The firm looks to invest $5-$25 million per transaction with a targeted minimum stake of 15% in any investment. Trilea targets companies with sales of up to $100 million in Branded Consumer Products, Multi-Channel Retailers, Media and Entertainment, and E-Commerce.Portfolio companies include:Tulehhttp://nymag.com/fashion/fashionshows/designers/bios/tuleh/Investment Team: Mark Friedmanmark@trileapartners.comJordan M. Coplandjordan@trileapartners.comMarni Shapiromarni@theretailtracker.comVCPETrillium Group, LLCwww.trillium-group.comNew YorkEarlyGrowthMiddle MarketInformation TechnologyManufacturing & IndustrialBusiness ServicesLife Sciences & HealthcareMedical Device

1221 Pittsford-Victor RoadPittsfordNY14534585-383-5680585-383-0042

Founded in 1997, Trillium Group is a Rochester, N.Y.-based private equity firm managing early stage venture capital and growth equity funds. The firm invests currently through Trillium Lakefront Partners III, a regional growth equity fund, and the University Technology Seed Fund, a true early startup venture fund. The Trillium portfolio also includes investments by the fully invested Monroe Fund, which is a late startup/early stage fund. Trillium's primary focus is on growth equity investment opportunities located in Western N.Y. The fund's current portfolio consists of more than 20 companies in a broad range of industry sectors and businesses. The University Technology Seed Fund (UTSF) is a $6.5M venture fund organized in 2002 by Trillium Group and the University of Rochester. The Monroe Fund is a venture fund, now fully invested, with positions in startup and early-stage businesses in and around Monroe County. Established in 1999, this $10 million fund has typically invested $250,000 - $750,000 in its portfolio companies. The Trillium Lakefront Partners III Fund (TLP III) seeks to make early stage, growth, and buyout/recapitalization minority equity investments in businesses that are either based in New York State or who maintain a significant presence within the state. TLP III will invest in any industry where they see exceptional opportunity for equity appreciation. However, the firm is particularly interested in: Business Services, Manufacturing, Outsourcing, Technology, Healthcare Services and Devices, and Direct Marketing. Recapitalizations include providing partial or full liquidity to owners of privately held companies. Investments range from $2 - $6 million.Portfolio companies include:Accell Systemshttp://www.accellsystems.com/iCardiac Technologieshttp://www.icardiac.com/OyaGenhttp://www.oyageninc.com/Lumetricshttp://lumetrics.com/Thermal Gradienthttp://www.thermalgradient.com/E-chxhttp://ovationpayroll.com/5LINKX Enterpriseshttp://5linx.com/AccuMed Technologieshttp://accumedtech.com/ClearMomentumhttp://www.clearmomentum.com/New Scale Technologieshttp://www.newscaletech.com/DigiQuick/CL!Xhttp://www.trillium-group.com/portfolio-companies.htmScene Genesishttp://www.mitchell.com/media-center/pr-apd-2009-scene-genesis.aspSpectracomhttp://www.spectracomcorp.com/VirtualScopicshttp://virtualscopics.com/Auction Direct USAhttp://www.auctiondirectusa.com/Lakefront Manufacturing Solutionshttp://www.wecomfg.com/Lakefront.htmlNorthern Safety Companyhttp://www.northernsafety.com/Ontario Specialty Contractinghttp://www.theoscgroup.com/OSCInc/Investment Team:Jose J. Coronas, General Partnerjjcoronas@trillium-group.comChristopher O'Donnell, General Partnerodonnellch@trillium-group.comDennis M. DeLeo, General Partnerdmdeleo@trillium-group.comKevin J. Phelps, General Partnerkjphelps@trillium-group.comRobert B. Frame, General Partnerrbframe@trillium-group.comFrank P. Strong, Jr., General Partnerfpstrong@trillium-group.comIUniversity at Albanywww.albany.edu/eastcampus/index_bus_incu.htmlNew YorkSeedInformation TechnologyLife Sciences & HealthcareManufacturing & Industrial

East Campus' High-Tech Business Incubator1400 Washington Ave.AlbanyNY12222

The East Campus' high-tech business incubator occupies one of the four wings of the main 384,000 square foot research building. Current tenants include bioscience, chemical, and nanotech companies. The main attractions of the incubator include its proximity to the resources on the East Campus, and in particular, the staff and equipment at the Center for Functional Genomics (CFG), which give tenants fee-for-service access to essential research services. The incubator offers updated laboratory space, office space, conference facilities, and support services including reception and access to standard office equipment such as photocopiers and fax machines. The incubator also has a monthly mentoring workshop for bioscience entrepreneurs and inventors. All tenants have access to the University at Albany's Small Business Development Center, a joint venture with the University at Albany, the Small Business Administration, and the State of New York located at the University's Harriman campus.Tenant companies include:MindGenixhttp://mindgenix.com/Orgzymehttp://www.orgazyme.com/Pschyehttp://www.usanetwork.com/series/psych/Taconichttp://www.taconic.com/Management Team:Thomas Robinson, Associate Operations Manager, 518-525-2779trobinson@uamail.albany.eduTTIUB Office of Science, Technology Transfer and Economic Outreachwww.research.buffalo.edu/stor/incubator/default.cfmNew YorkSeedInformation Technology

1576 Sweet Home Road AmherstNY14228716-645-5500 716-636-5921

The University at Buffalo Office of Science, Technology Transfer, and Economic Outreach (STOR)- is UB's interface between the inventive work of laboratory research and the applied commercial development that brings the benefits of that work to market. The Funding Division assists researchers in finding "gap" funding for development and commercialization activities. The New York State Center for Advanced Technology (CAT) at the University at Buffalo provides gap funding to support the creation of technology prototypes or proof-of-concept, with assistance from an industry partner. Located near University of Buffalo's Amherst Campus, the incubator is a 40,000-square-foot multi-tenant facility subdivided into offices and lab suites ranging from 277 square feet to more than 2,000 square feet. The space is suitable for office operations, research and development, assembly, or light manufacturing. The UB Technology Incubator, located in the Baird Research Park, supports the creation of new technology-based businesses by providing affordable business services to entrepreneurs. Since its inception in 1988, the program has assisted more than sixty tenants and graduates, boasting a 75 percent survival rate. Aggregate employment by those companies is 455 people, and annual revenues exceed $60 million. The business incubation program provides assistance in four main areas: Flexible rental terms for office and wet laboratory space; Administrative support services; General business assistance in the form of coaching, counseling, mentoring and networking; and access to UB resources, facilities and purchasing power. The incubator is affiliated with the Western New York Business Development Fund, which provides seed capital for area high-tech businesses. Both the incubator (and park) emphasize formation of international networks for furthering global business expansion, and currently has companies or networking relationships from Canada, Ireland, Germany, France, Japan and India.Tenant companies include:Academic Management Systemshttp://www.manta.com/c/mmnv45p/academic-management-systems-incNumitechttps://www.numitec.com/ONYhttp://www.sony.com/Sprung-brett RDIhttp://sprung-brett.com/Wallace Wirelesshttp://www.wallacewireless.com/TREKhttp://www.trekbikes.com/Academic Software Plushttp://academicsoftwareplus.com/Advanced Cancer TheranostXhttp://act-inc.net/BridgeCompositeshttp://bridgecomposites.com/GSELearning Softwarehttp://www.gselearning.com/Ladybug Teknologieshttp://ladybugteknologies.com/Programmable Equipment Companyhttp://www.linkedin.com/company/programmable-equipment-companyThe Randforce Associateshttp://randforce.com/TPF Enterpriseshttp://www.tpfenterprises.us/Management Team:Robert J. Genco, D.D.S., Ph.D., Vice Provostrjgenco@buffalo.eduDr. Kenneth M. Tramposch, Associate Vice President for Research, 716-645-3321kmt1@buffalo.eduTom Wendt, Director, Information Systems Office of the Vice President for Research, 716-829-3320wendt@buffalo.eduWoodrow "Woody" Maggard, Associate Vice Provost, 716-645-2990wmaggard@buffalo.eduIVenture Creationswww.rit.edu/research/vcNew YorkSeedInformation Technology

c/o Rochester Institute of Technology125 Tech Park DriveRochesterNY14623

RIT's Venture Creations incubator is a place where mid-seed stage companies can advance their concepts on their way to joining the ranks of profitable, viable businesses in New York State. Venture Creations has been in operation since 2003 and creates an environment for RIT students, faculty, staff and alumni that enables them to develop solutions to problems of economic and commercial importance. Venture Creations occupies 27,000 square feet adjacent to the RIT campus. Incubator businesses have access to the building's amenities, which include shared conference rooms, copy and mail rooms, model building labs, kitchen and lounge area, electronic security, wireless internet and free parking. Venture Creations assists with the growth and success of their new enterprises to create value for stakeholders. The incubator works in conjunction with RIT Pre-Seed Fund to make funding opportunities available to incubator companies. The Incubator manages a seed fund that initially has $1 million, with hopes to grow the fund to $3 million. The fund makes investments of $25K up to $100K (per transaction) usually in combination with others (e.g. angels, venture firms, etc.). The incubator is currently home to 23 companies.Portfolio companies include:D.A. Smith & Associateshttp://dasmithassociates.com/Darkwind Mediahttp://www.darkwindmedia.com/FluxDatahttp://www.fluxdata.com/?attachment_id=52MediSkedhttp://www.medisked.com/Lightforce Technologyhttp://www.lightforcetech.com/Sweetwater Ethanolhttp://sweetwaterethanol.com/Newdigs.comhttp://newdigs.com/Amphibian Systemshttp://amphibianlitho.com/ASE Opticshttp://aseoptics.com/Dumbwaiter Designhttp://dwaiter.com/Digital Authentication Technologieshttp://dathq.com/Emerald Technologieshttp://www.emeraldtechnologies.com/Energy Wisehttp://www.energywisestructures.com/Jorsekhttp://easydita.com/Lake Country Frac Water Specialistshttp://fracwaterrecyclers.com/contact.htmlLucidity Workshttp://www.lucidityworks.com/Newdigs.comhttp://newdigs.com/Palantri Systemshttp://www.thingworx.com/QuoJaxhttps://www.quojax.com/RNY Solarhttp://www.rnysolar.com/Sales Congohttp://www.salescongo.com/Management Team:Bill Jones, Directorbilljones@rochester.rr.comMark Coleman, Manager, Technical Developmentmccasp@rit.eduSharon Edwards, Operations Managershevc@rit.eduRich Notargiacomo, Manager, Business Development, Adjunct Professorrcnbbu@rit.eduHigh Peaks Venture Partnerswww.hpvp.comNew YorkVCInformation TechnologyCommunications & NetworkingMedia & Digital MediaManufacturing & IndustrialSeedEarlyHigh Peaks Venture Partners is a venture capital firm focused on investments in market leading, seed and early stage technology companies. Founded in 2004, High Peaks began investing its second fund in 2010 and has invested in over 20 seed and early stage companies. With offices in New York City and Upstate New York, the firm focuses on investments in the web services, digital media, software, and medical technology markets. High Peaks is one of 18 affiliates of Village Ventures, a collaborative, nationwide network of seed and early-stage venture capital funds. High Peak's initial investments range in size from $100,000 to $750,000. Through partnering with other firms, High Peaks can participate in financings as large as $3-5 million.

900 Broadway, Suite 203New YorkNY10003

(Albany Office)677 Broadway, 10th FloorAlbanyNY12207518-720-3090518-720-3091Portfolio companies include:Auterrahttp://www.auterraweb.com/Allworxhttp://allworx.com/Pump Audiohttp://www.pumpaudio.com/SmartPillhttp://www.smartpillcorp.com/The News Markethttp://www.thenewsmarket.com/ReQuesthttp://request.com/Worktopiahttps://www.worktopia.com/TxViahttp://www.txvia.com/Apprendahttp://apprenda.com/Flat World Knowledgehttp://flatworldknowledge.com/Ticketflyhttp://www.ticketfly.com/Cloverhill Enterpriseshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=105326235Village Vineshttp://savored.com/?fromvv=1Enterproidhttp://www.divide.com/Kohorthttp://kohort.com/Public Stuffhttp://pro.publicstuff.com/Real Directhttp://www.realdirect.com/Savoredhttp://savored.com/VNomicshttp://www.vnomicscorp.com/WhoSayhttp://www.whosay.com/Widetronixhttp://widetronix.com/people.phpZipMarkhttps://www.zipmark.com/Investment Team:Russ Howard, Managing Directorruss@hpvp.comBela Musits, Managing Directorbela@hpvp.comBrad Svrluga, Managing Directorbrad@hpvp.comRahul Gandhi, Associaterahul@hpvp.comMark Peter Davis, Venture Partnermark@hpvp.comCapitalSpring, LLCwww.capitalspring.comNew YorkPEInformation TechnologyMiddle MarketCapitalSpring is a private equity firm targeting high current pay and capital gains that are not correlated with other public/private investment strategies. The firm makes small structured investments in owner-managed businesses operating under the best franchised brands in the world. CapitalSpring has a successful track record of 40+ investments typically structured to generate 15%+ annual cash-on-cash returns and all-in IRRs of 20-30% over the term of the fund. According to published reports, CapitalSpring is raising a $200 million fund that will provide equity to prospective U.S. franchisees of established brands.

950 Third AvenueNew YorkNY10022

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Richard Fitzgerald, Managing Partnerrichard@franchisecap.comValence Life Scienceswww.valencefund.comNew YorkVCLife Sciences & HealthcareExpansionValence Life Sciences is a leading life sciences investment firm focused on late-stage private and micro-cap public drug development companies. Valence Advantage Life Sciences Fund II was established in 2012 by Managing Directors, Eric W. Roberts and A. Rachel Leheny, Ph.D.-- one of Wall Street's premier life sciences investment banking and research teams. Fund II is the successor to Caxton Advantage Life Sciences Fund I which Mr. Roberts and Dr. Leheny began investing in 2006 with the same investment strategy. Valence Advantage Life Sciences was formed as an entity independent of an affiliate of Caxton Associates, a New York-based trading and investment firm. Dr. Leheny, Mr. Roberts and their team will continue to manage Caxton Advantage's nine portfolio companies.

500 Park AvenueNew YorkNY10022212-891-1100212-692-6072

Portfolio companies include:RegadoBioscienceshttp://regadobiosciences.com/Investment Team:A. Rachel Leheny Ph.D., Managing DirectorEric W. Roberts, Managing DirectorJay Cecil, Managing DirectorScott Morenstein, Managing DirectorLion Capital, Inc.www.lioncapital.comNew YorkPEConsumer ProductsRetail & RestaurantMiddle MarketLion Capital is a consumer-focused investment firm that seeks to make control investments in mid and large-sized, consumer-oriented businesses in Europe and North America. Lion Capital is currently managing three active pools of investment capital: Lion Capital Fund I (formed in 2004), Lion Capital Fund II (formed in 2007) and Lion Capital Fund III (formed in 2010), which combined total to over EURO 4 billion of capital under Lion's management since inception. Lion Capital was founded in 2004 by Lyndon Lea, Robert Darwent and Neil Richardson, who have been investing equity capital in Europe since the early 1990s.

888 7th Avenue, 43rd FloorNew YorkNY10019212-314-1900212-314-1950

Portfolio companies include:Ad van Gelovenhttp://www.advangeloven.com/American Apparelhttp://www.americanapparel.net/Aryztahttp://www.aryzta.com/AS Adventure Grouphttp://www.adventuregroup.org/main.htmBumble Bee Foodshttp://www.bumblebee.com/Findus Grouphttp://www.findusgroup.com/HEMAhttp://producten.hema.nl/Jimmy Choohttp://us.jimmychoo.com/en/us/page/home/Kettle Foodshttp://kettlebrand.com/La Senzahttp://www.lasenza.com/Maternehttp://www.gogosqueez.com/Nidanhttp://en.wikipedia.org/wiki/Dan_(rank)Orangina Schweppeshttp://www.oranginaschweppes.com/Personnahttp://www.personna.com/Picardhttp://en.wikipedia.org/wiki/Picard_languageRussian Alcohol Grouphttp://www.lioncapital.com/portfoliodetail.php?id=20Vaasan Grouphttp://www.vaasan.com/portal/en/Wagamamahttp://wagamama.com/Weetabixhttp://www.weetabix.co.uk/AllSaintshttp://www.allsaints.com/Investment Team:Lyndon Lea, PartnerRobert Darwent, PartnerNeil Richardson, PartnerJavier Ferran PartnerJacob Capps, PartnerEric Lindberg, PartnerKelly Mayer, PartnerMary Minnick, PartnerJanet Dunlop, Chief Operating OfficerMatlinPatterson Global Advisers, LLChttps://secure.reportingsystem.com/MatlinPatterson-home/contact.htmNew YorkPEInformation TechnologyLife Sciences & HealthcareMiddle MarketMatlinPatterson Global Advisers, LLC is a private equity firm specializing in distressed situations. The firm was formerly known as CSFB Global Advisers, LLC. MatlinPatterson Global Advisers was founded in 2000 and is based in New York City with additional offices in London, United Kingdom; Sao Paulo, Brasil; and Hong Kong. MatlinPatterson has capped fund-raising for its second fund at $1.7 billion. The firm has raised approximately $8.9 billion since inception across three funds. In 2007, the firm completed fundraising for its third and largest fund with $5.0 billion of investor commitments. The firm's previous funds raised $2.2 billion (Fund I, 2002) and $1.7 billion (Fund II, 2003), respectively.

520 Madison AvenueNew YorkNY10022-4213212-651-9500212-651-4010

Portfolio companies include:Broadpoint Securities Grouphttp://www.gleacher.com/XLHealthhttp://www.xlhealth.com/Huntsmanhttp://huntsman.com/Investment Team:David Matlin, Co-Founder and Chief Executive OfficerMark Patterson, Co-Founder and ChairmanLap Chan, Co-FounderMichael Watzky, PartnerRamon Betolaza, PartnerFrank Plimpton, PartnerKenneth Campbell, PartnerCatalyst Investorswww.catalystinvestors.comNew YorkPESoftware & InternetCommunications & NetworkingMedia & Digital MediaBusiness ServicesEducation & TrainingSports & EntertainmentMiddle MarketFormed in 2000, Catalyst Investors is a private equity fund that provides equity capital to middle market companies in the media, communications, education, entertainment, business and consumer services, and related Internet services industries. The firm focuses on growth areas within the middle market, investing $5 to $40 million alongside management teams to fund expansion, acquisitions or recapitalizations. Catalyst makes long term investments with 3 to 7 year investment horizons. In certain cases Catalyst will form companies around talented managers in proven areas where the firm sees opportunity. Catalyst is based in New York and makes investments primarily in the U.S. and Canada.

711 Fifth Avenue, Suite 402New YorkNY10022212-863-4848212-319-5771

Portfolio companies include:Clearwirehttp://www.clearwire.com/Aplus.nethttp://www.aplus.net/Advantage Business Mediahttp://www.advantagebusinessmedia.com/Aspire Mediahttp://aspire-media.com/BLI Messaginghttp://blimessaging.com/Chancellor Universityhttp://www.chancelloru.edu/Coderohttp://www.codero.com/Alert Solutionshttp://www.alertlogic.com/Catalyst Repository Systemshttp://catalystsecure.com/Denali Spectrum Managerhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=99161671InSite Wireless Grouphttp://www.insitewireless.com/Latisyshttp://www.latisys.com/Investment Team:Brian Rich, Managing Partner & Co-Founderbrian@catalystinvestors.comRyan McNally, General Partner & Co-Founderryan@catalystinvestors.comTyler Newton, General Partner & Research Directortyler@catalystinvestors.comChris Shipman, General Partner & Co-Founderchris@catalystinvestors.comTodd Clapp, General Partner & Finance Directortodd@catalystinvestors.comGene Wolfson, General Partnergene@catalystinvestors.comSusan Bihler, Associatesusan@catalystinvestors.comEric Steele, Senior Analysteric@catalystinvestors.comNorthwater Capital Management, Inc.www.northwatercapital.comNew YorkVCInformation TechnologyEarlyFounded in 1989, Northwater Capital Management is an employee-owned company with offices in Toronto, New York and Chicago. Northwater provides asset management services and financial solutions to institutional investors. It also invests proprietary and client capital in intellectual-property-based investments, green energy endeavours, and proprietary trading. The Intellectual Property Fund focuses on investments in intellectual property and intellectual property rich companies. Investee companies typically have compounding business models with elements of licensing, royalties and/or subscriptions to achieve scale. The fund is diversified across industry sectors, geographies and the capital structure. The fund's objective is to combine leading intellectual property, compounding business or cash flow models and world-class management to generate exits and excess returns.

1370 Avenue of the Americas, 33rd FloorNew YorkNY10019212-307-6300212-307-0333

Portfolio companies include:General Compressionhttp://www.generalcompression.com/index.php/whatTexturahttp://texturacorp.com/i4ihttp://www.i4i.com/Verus Financialhttp://verusfinancial.com/OneChip Photonicshttp://www.onechipphotonics.com/Airgainhttp://www.airgain.com/Legend 3Dhttp://www.legend3d.com/Theatrical Rights Worldwidehttp://www.theatricalrights.com/Batman Livehttp://www.batmanlive.com/Unique Solutionshttp://www.unique-solutions.com/Liquid Pistonhttp://www.liquidpiston.com/Ioxushttp://www.ioxus.com/Cool Flame Technologieshttp://coolflame.no/SeaWell Networkshttp://www.seawellnetworks.com/Noble Biomaterialshttp://noblebiomaterials.com/Temporal Powerhttp://temporalpower.com/R3 Fusionhttp://r3fusion.com/ThinkVinehttp://www.thinkvine.com/Aquilonhttp://en.wikipedia.org/wiki/AquilonInvestment Team:David G. Patterson, Chair & CEOdpatterson@northwatercapital.comFrances Kordyback, Managing Directorfkordyback@northwatercapital.comJonathan Piurko, Managing Directorjpiurko@northwatercapital.comDaniel C. Mills, Managing Director & CIOdmills@northwatercapital.comNeil Simons, Vice Presidentnsimons@northwatercapital.comSteve Redmond, Vice Presidentsredmond@northwatercapital.comShauna Cassidy, Vice Presidentscassidy@northwatercapital.comAnnie Theriault, Vice Presidentatheriault@northwatercapital.comDownstate Advanced Biotechnology Incubatorhttp://research.downstate.edu/biotech/abi.htmNew YorkILife Sciences & HealthcareMedical DeviceSeedEarlyThe Downstate Advanced Biotechnology Incubator is part of SUNY Downstate, one of the nation's leading urban medical centers. The 50,000 sq. ft. building, being built in phases with modular lab/office space, offers rooms ranging from 400 to 1,200 sq. ft., which can be configured to meet tenant needs. The facility includes specialized research facilities and equipment (e.g., Confocal Microscopy Facility, DNA Sequencing Facility, Electron Microscopy Facility, Gene Chip Instrument System, Kodak Image Station, Protein Structure Laboratory, Transgenic Mouse Core Facility, Video Imaging System). To meet the high demand for Incubator space, construction of an additional 26,000 sq. ft. will begin in early 2012.

760 Parkside AvenueBrooklynNY11226718-270-1011718-270-1878

Tenant companies include:Azennahttp://www.facebook.com/people/Cokkae-Azenna/100001331334728Apathhttp://apath.com/Introduction.htmBioCangenhttp://www.biocangen.com/BioMolecularhttp://en.wikipedia.org/wiki/BiomoleculeBiocangenhttp://www.biocangen.com/Biomedica Managementhttp://biomedic.net/Bio-Signal Grouphttp://www.biosignalgroup.com/International AIDS Vaccine Initiativehttp://www.iavi.org/Ceramide Therapeuticshttp://www.manta.com/c/mtcn0l0/ceramide-therapeutics-llcInnovimmune Biotherapeuticshttp://innovimmune.com/IRX Therapeuticshttp://irxtherapeutics.com/Paritichttp://paritic.com/QuanDXhttp://quandx.com/Management Team:Eva Brown Cramer, Ph.D., Vice President for Biotechnology and Scientific Affairsecramer@downstate.eduAEA Investors, LLCwww.aeainvestors.comNew YorkPEManufacturing & IndustrialBusiness ServicesConsumer ProductsMiddle MarketAEA is a pioneer in the private equity industry, having been founded in 1968 by the Rockefeller, Mellon, and Harriman family interests and S.G. Warburg & Co. With almost 40 years of investing experience, AEA has established a track record of achieving returns as a leading private equity partner to middle market companies. AEA focuses on control buyouts in four industry sectors: value-added industrial products, specialty chemicals, consumer products, and services involved in these sectors. With offices in New York, London, Germany, and Hong Kong, the firm focuses on buying businesses headquartered in the U.S. and Europe (and selectively in Asia). AEA's middle market private equity team currently manages over $3.6 billion of invested and committed capital. In 2004, AEA formed AEA Small Business Fund as its principal investment vehicle for pursuing leveraged buyout investment opportunities in the United States small business market. The Small Business Fund has $285 million of capital under management. In 2005, AEA formed the AEA Mezzanine Fund to pursue mezzanine debt investment opportunities in middle market companies. The Mezzanine Fund has $600 million of capital under management. In 2007, AEA formed the AEA Middle Market Debt Fund to pursue senior secured debt investment opportunities in middle market companies. The Middle Market Debt Fund has over $300 million of capital under management.

666 Fifth Avenue, 36th FloorNew YorkNY10103212-644-5900212-888-1459

(Connecticut Office)263 Tresser Boulevard, 12th FloorStamfordCT06901203-564-2660203-564-2661Portfolio companies include:Houghtonhttp://houghton.edu/Unifraxhttp://www.unifrax.com/CPG Internationalhttp://cpgint.com/Colony Hardwarehttp://colony.doitbest.com/Reladynehttp://www.reladyne.com/BOA Grouphttp://www.boa.no/Lone Starhttp://www.lonestar.edu/index.htmShoes for Crewshttps://www.shoesforcrews.com/Pregishttp://www.pregis.com/Convenience Food Systemshttp://www.conveniencefoodsystems.co.uk/Suncoasthttp://www.suncoastfcu.org/Acostahttp://myacosta.acosta.com/Garden Ridgehttp://www.gardenridge.com/Investment Team: John Garcia, CEO and Presidentjgarcia@aeainvestors.comDamon Ball, Managing DirectorGary Cappeline, Operating Partnergcappeline@aeainvestors.comJoseph D. Carrabino Jr. Managing Directorjcarrabino@aeainvestors.comJohn Cozzi, Managing Directorjcozzi@aeainvestors.comMartin Eltrich, III, Managing Directormeltrich@aeainvestors.comGlenn Fischer, Operating Partnergfischer@aeainvestors.comThomas W. S. Groves, Managing Directortgroves@aeainvestors.comBrian Hoesterey, Managing Directorbhoesterey@aeainvestors.comSanford Krieger, General Counsel and Managing Directorskrieger@aeainvestors.comThomas Pryma, Managing DirectorAlan Wilkinson, Managing DirectorScott Zoellner, Managing DirectorBaron Carlson, Managing DirectorSteven DeCillis II, CFO and Managing DirectorGary Kulesza, Operating PartnerGeneration Partnerswww.generation.comVCPEInformation TechnologyCommunications & NetworkingMedia & Digital MediaLife Sciences & HealthcareBusiness ServicesGrowthFounded in 1996, Generation Partners is a private investment firm managing $345 million of capital, focused on providing equity to technology-oriented growth companies through buyout, growth equity, and venture capital investments. The firm also participates in other transactions such as Add-On Acquisitions, Management Buyouts, Corporate Divestitures, Build-Ups, and Minority Equity Positions. The firm targets investments between $10 and $40 million in three broadly-defined industry areas: Business & Information Services, Media & Communications, and Healthcare Services & Technology. The firm has additional offices in Austin, TX and San Francisco, CA.

9606 N. Mopac Express WayAustinTX78759203-422-8200203-422-8250

Portfolio companies include:DiscoverMusic.comhttp://discovermusic.com/thePlatformhttp://theplatform.com/hotjobs.comhttp://www.monster.com/Demand Mediahttp://www.demandmedia.com/New Wave Broadcastinghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=32122Promatoryhttp://www.promontory.com/Johnny Rocketshttp://www.johnnyrockets.com/index2.phpMuzakhttp://www.muzak.com/Virtual Radiologichttp://www.virtualrad.com/MedVance Institutehttp://www.medvance.edu/High End Systemshttp://www.highend.com/Agility Recoveryhttp://www2.agilityrecovery.com/LVI Serviceshttp://www.lviservices.com/PartMinerhttp://www.partminer.com/main/Post Universityhttp://www.post.edu/ShopWikihttp://www.shopwiki.com/Sterling Infosystemshttp://www.sterlinginfosystems.com/Investment Team:John Hawkins, Managing Partnerhawkins@generation.comMark E. Jennings, Managing Partnerjennings@generation.comAndrew Hertzmark, Partnerhertzmark@generation.comLouis Marino, Vice Presidentmarino@generation.comDorothy Jatzen, Controllerjatzen@generation.comHancock Park Associateswww.hpcap.comPEManufacturing & IndustrialBusiness ServicesRetail & RestaurantMiddle MarketHancock Park Associates is a Los Angeles based private equity investment firm founded in 1986. Since its inception, the firm has maintained a focus on investing in small to mid-size companies. The Partnership's investment activities and operations are led by four partners out of the Los Angeles office. In late 2006, HPA established a Houston, Texas office with two new investment professionals to expand the capacity and geographic footprint of the firm. HPA is currently investing out of Hancock Park Capital III, LP, a $256 million institutional fund, which was established in 2005 with the objective of providing attractive returns through focused investments in smaller companies. This fund followed Hancock Park Capital II, LP, the firm's first institutional fund of $156 million, raised during 2002. HPA seeks to acquire controlling interests in small to medium-sized companies with average revenues at the time of acquisition of between $25 and $200 million, and EBITDA ranging between $2 and $20 million. HPA focuses on controlling equity investments across a range of industries, although the firm naturally gravitates towards manufacturing and specialty retailing.

1980 Post Oak Blvd., Suite 2150HoustonTX77056713-986-8406713-986-8410

Portfolio companies include:Drilltechttp://www.drilltec.com/thread_protectors.htmlResco Productshttp://www.rescoproducts.com/American Furniture Companyhttp://www.americanfurniture.com/Barcaloungerhttp://www.barcalounger.com/Yankee Pacific Aerospacehttp://www.yankeepacificaerospace.com/American of Martinsvillehttp://www.americanofmartinsville.com/Brown & Cole Storeshttp://www.themarketsllc.com/Charming Charliehttp://www.charmingcharlie.com/homeProject Time & Costhttp://ptcinc.com/Specialty Vehicle Acquisitionhttp://www.answers.com/topic/asc-incorporatedInvestment Team: Michael J. Fourticq, Sr., Managing Partnermjfourticq@hpcap.comMichael J. Fourticq, Jr., Partnermfourticq@hpcap.comKevin L. Listen, Partnerklisten@hpcap.comKenton S. Van Harten, Partnerksvanharten@hpcap.comTed Fourticq, Vice Presidenttfourticq@hpcap.comEric B. Foker, General Counselrfoker@hpcap.comMichael F. Gooch, Vice President-Financemgooch@hpcap.comMartin R. Irani, Vice Presidentmirani@hpcap.comKenneth Watler, Partner (Houston)kwatler@hpcap.comJ. Webb Jennings, Vice President (Houston)wjennings@hpcap.comRidgemont Equity Partnerswww.ridgemontep.comPEInformation TechnologyCommunications & NetworkingMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesMiddle MarketRidgemont Equity Partners is a Charlotte-based private equity firm that provides buyout and growth capital to closely-held private companies and new business platforms. The firm focuses on investments of $25 million to $75 million, in industries in which it has deep expertise, including basic industries and services, energy, healthcare, and telecommunications/ media/ technology. The firm's investment team has worked together for nearly two decades as part of Bank of America and its predecessors. Typical EBITDA of target companies ranges from $5-25 million.

5207 McKinney Ave, Suite 21DallasTX75205214-780-0560214-780-0531

Portfolio companies include:AccentHealthhttp://www.accenthealth.com/Aeolushttp://en.wikipedia.org/wiki/AeolusAlterra Capital Holdingshttp://www.alterracap.com/Aptalishttp://www.aptalispharma.com/en/indexAurora Parts & Accessorieshttp://www.auroraparts.com/Beacon E&P Companyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=65358433Biomethttp://www.biomet.com/regions/northAmerica/unitedStates.cfmCaesars Entertainmenthttp://www.caesars.com/index.shtmlCooper Gay Swett & Crawfordhttp://coopergay.com/Cumulus Mediahttp://www.cumulus.com/Explorer Softwarehttp://explorer-software.com/Gallus BioPharmaceuticalshttp://gallusbiopharma.com/HCAhttp://hcahealthcare.com/Indigo Minerals IIhttp://www.indigominerals.com/about.htmlIndigo Mineralshttp://indigominerals.com/Intelsathttp://www.intelsat.com/Johnstown Wire Technologieshttp://johnstownwire.com/subPages/aboutUs.htmlLightower Fiber Networkshttp://www.lightower.com/M3 MIDSTREAMhttp://www.m3midstream.com/MedSolutionshttp://www.medsolutionsonline.com/National Seating and Mobilityhttp://nsm-seating.com/NextG Networkshttp://nextgnetworks.net/OrthoNet Holdingshttp://www.orthonet-online.com/PartnerRehttp://partnerre.com/ServiceMaster Companyhttp://www.servicemaster.com/Symbionhttp://www.symbion-power.com/Unite Private Networkshttp://upnllc.com/Wilton Re Holdingshttp://www.wiltonre.com/Investment Team:Rob Edwards, Partnerredwards@ridgemontep.comTravis Hain, Partnerthain@ridgemontep.comDonny Harrison, Partnerdharrison@ridgemontep.comGeorge Morgan, Partnergmorgan@ridgemontep.comScott Poole, Partnerspoole@ridgemontep.comWalker Poole, Partnerwpoole@ridgemontep.comTrey Sheridan, PartnerJohn Shimp, PartnerEd Balogh, CPA, Chief Operating Officerebalogh@ridgemontep.comJack Purcell, PrincipalLearnCapitalwww.learncapital.comVCInformation TechnologyEducation & TrainingSeedEarlyLearnCapital is a venture capital firm focused exclusively on funding entrepreneurs with a vision for better and smarter learning. The firm targets new technology platforms, applications, and services that are not only amplifying and augmenting classroom learning, but creating a world in which any Internet-enabled device can become a classroom on demand. The firm has offices in Silicon Valley and Austin, TX.

816 Congress Avenue, Suite 400AustinTX78701866-336-2092

Portfolio companies include:Acceptlyhttp://www.acceptly.com/AdvancePathhttp://advancepath.com/Bridge International Academieshttp://bridgeinternationalacademies.com/Bridge/Home.htmlChromatikhttp://chromatikmusic.com/Class Dojohttp://www.classdojo.com/Desmoshttps://www.desmos.com/Edmodohttp://www.edmodo.com/Formative Learninghttp://formativelearning.com/General Assemblyhttp://www.un.org/en/ga/Lafafahttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=62529998Mangahighhttp://www.mangahigh.com/en_us/?localeset=en_usSchoolTubehttp://www.schooltube.com/ShowMehttp://www.showme.com/StudySynchttp://studysync.com/Verblinghttp://www.verbling.com/Udemyhttp://www.udemy.com/Brownie Pointshttp://www.browniepointsinc.com/Quantbenchhttp://www.quantbench.com/Investment Team:Robert J. Hutter, Managing PartnerGreg Mauro, Managing PartnerTom Vander Ark, Managing PartnerWade Davis, Venture PartnerMarshall Roslyn, PrincipalNathaniel Whittemore, PrincipalRaptorAccelerator/ Raptor Ventureswww.raptoraccelerator.comVCSoftware & InternetMedia & Digital MediaSports & EntertainmentEarlyRaptorAccelerator, headquartered in Boston, MA, with offices in New York City and Austin, Texas, is a majority owned subsidiary of Raptor Group, a diversified financial services firm. RaptorAccelerator provides specialized sales and revenue generation advisory services to sports, media, entertainment and content technology companies. Raptor Ventures, with offices in Boston, MA and New York City, is the venture capital arm of Raptor Group. Raptor Ventures specializes in early stage digital media and consumer facing internet deals, particularly where there is an intersection between traditional and digital businesses. Raptor Capital was founded by James Pallotta, a minority owner of the Boston Celtics and a former money manager at Tudor Investment Corp.

916 West Monroe StreetAustinTX78704512-222-0301

Portfolio companies include:SecurityPoint Mediahttp://securitypointmedia.com/Tickets-for-Charityhttp://www.ticketsforcharity.com/Krushhttp://www.krush.com/Investment Team:Mark Pannes, Managing DirectorSean Barror, Managing DirectorJames Pallotta, FounderAlara Capitalwww.alaracap.comVCPEInformation TechnologySoftware & InternetCommunications & NetworkingEarlyExpansionMiddle MarketAlara Capital launched its first venture fund, Guggenheim Technology Ventures I (GTV1), in 2008 while operating as Guggenheim Venture Partners (GVP). Since then, GTV1 has made investments in nine technology companies and is performing well. In 2011, Alara spun-out of Guggenheim into a new private equity and venture capital firm unaffiliated with Guggenheim. Today, Alara Capital continues to manage GTV1, a fund in which Guggenheim is one of the largest limited partners. Alara Capital is a technology investment firm that focuses on undercapitalized technology companies, with practices in distressed venture capital, early stage ventures, technology spin-outs, growth equity and activist investing in small capitalization public technology companies. Alara works with start-ups that develop and deploy products and solutions for various technology industries technology industries including semiconductors, communications, software, digital media, and wireless.

6300 Bridgepoint ParkwayBuilding 1, Suite 500AustinTX78730512-795-5893512-795-5849

Portfolio companies include:Giga-tronicshttp://www.gigatronics.com/Ciclon Semiconductor Devicehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=22039439Investment Team:Michael D. Burns, Managing PartnerEric J. Rothfus, Managing Partnererothfus@alaracap.comJoseph Thompson, PartnerDarren C. Wallis, Partnerdwallis@alaracap.comMichael D. Falcon, PartnerDavid L. Jannetta, Venture PartnerAndy Maunder, Venture PartnerKenyon Hayward, Venture PartnerLutz Henckels, Venture PartnerPESigmaBleyzer Investment Group, LLCwww.sigmableyzer.comMiddle MarketConsumer ProductsRetail & RestaurantLife Sciences & HealthcareEnergy & Clean TechFinancial ServicesAgriculture & Agricultural Science

123 N. Post Oak, Suite 410HoustonTX77024713-581-0448713-621-3111

SigmaBleyzer is a private equity firm with an investment and operating history since 1994. With offices in Texas and throughout Eastern Europe, SigmaBleyzer specializes in control investments in turnaround and distressed situations. The firm currently manages assets valued at approximately $1 billion across six investment vehicles. SigmaBleyzer has over 100 full-time investment professionals focused on control investments in companies operating in attractive and fast growing industries in Ukraine, Romania and Kazakhstan. The firm also has a team of professionals in Houston and Dallas targeting buyout opportunities in Texas. SigmaBleyzer's focus is on control investments in turnaround and distressed situations. Over the years, the firm has invested in a wide range of sectors, including cable TV, food and beverage, financial services, pharmaceuticals, energy, consumer goods, retail, agriculture, chemicals, metallurgy, shipyards, and commodities. In Eastern Europe, the firm targets companies with capital needs of approximately $25 to $50 million for a control equity position; in Texas, the firm targets companies with capital needs of approximately $5 million to $20 million for a control equity position. SigmaBleyzer is not currently looking to deploy capital in oil and gas, real estate, or early stage venture opportunities.Portfolio companies include:Voliahttp://en.wikipedia.org/wiki/VoliaPotava Confectionaryhttp://artukraine.com/commercial/sigmafood.htmJus-Madehttp://jus-made.com/Covalacthttp://www.linkedin.com/company/covalactKocmohttp://www.kocmo.de/Intecracyhttp://intecracy.com/Asem Aihttp://www.facebook.com/people/Asem-Ai/100002385109616Harmeliahttp://www.harmelia.org/Investment Team:Michael Bleyzer, President & Chief Executive Officer, Founding PartnerValery Dema, New Business Development, Founding PartnerLev Bleyzer, Chief Operating Officer, Founding PartnerDr. Edilberto Segura, Chief Economist, PartnerNeal Sigda, Cable Deal Team Leader, PartnerDiana Smachtina, Vice President, Director of Corporate GovernanceYuriy Davidov, Vice President, Internal ControlsSergey Bulavin, Vice President, Deal SourcingSergey Boyko, Chairman of Volia CableRadu Bugica, Country Manager, RomaniaDr. Mikhail Stanchev, Country Manager, BulgariaSergey Bartoshchuk, Executive Director, Retail Deal Team LeaderJohn Shmorhun, President & Chief Executive Officer of Harmelia, Deal Team Leader for AgricultureJoshua Ballard, Executive DirectorLeysa Gannochenko, General Counsel, USAMarc Sharpe, Executive Director, Investor Relations, Texas BuyoutsOleg Ustenko, Executive Director, The Bleyzer FoundationRyan O'Malley, Director, ITMorgan Williams, Director, Government Affairs, Washington, D. C.Vadim Bodaev, Director, Government Affairs, UkraineOlga Pogarska, Senior EconomistSergey Kasyanenko, Senior EconomistPENew MainStream Capital (NMS)www.nms-capital.comMiddle MarketConsumer ProductsRetail & RestaurantLife Sciences & HealthcareBusiness Services

300 Crescent Court, Suite 1700DallasTX75201214-871-8350

New MainStream Capital (NMS) is a New York and Dallas-based private investment firm specializing in strategic equity investments and leveraged buyouts of middle market companies. The Firm was formed by the Managing Partners in December 2010 through the spin-out of a group of portfolio companies from the Goldman Sachs Merchant Banking Division. One of NMS's largest investors is Pantheon Ventures, a leading fund of funds investment group. The two Managing Partners of the Firm were jointly responsible for the investment and management of the portfolio companies within Goldman Sachs prior to the spin-out forming NMS. NMS focuses on equity investments ranging from $10 million to $50 million. For private companies, the firm typically seeks companies with enterprise values less than $300 million. The firm has made numerous investments in middle market transactions which have been of varying sizes and have included both control and minority equity positions.Portfolio companies include:MCCI Medical Grouphttp://www.mccigroup.com/H2O Plushttp://www.h2oplus.com/SunCrest Home Healthhttp://www.suncresthealth.com/agency_Tennessee.htmlMarshall Retail Grouphttp://www.marshallretailgroup.com/GlobalNovationshttp://www.globalnovations.com/Home.htmlGeoscapehttp://www.geoscape.com/Investment Team:Martin E. Chavez, Co-Founder and Managing PartnerKevin M. Jordan, Co-Founder and Managing PartnerWyche H. Walton, PartnerJames G. Wilson, PartnerTravis Rae, AssociateITexas Life-Sciences Collaboration Center (TLCC)www.texaslifesciences.com

111 Cooperative Way, Suite 200GeorgetownTX78626512-864-1891

The Texas Life-Sciences Collaboration Center (TLCC), a non-profit 501(c)(3) organization that was founded in 2007 with a mission to bring post-incubation biotechnology and life-sciences companies to Georgetown, Texas and the Greater Austin region, in order to enhance educational opportunities and further community development. It was founded by grants and support from the City of Georgetown, Southwestern University, the Georgetown Independent School District, and the Georgetown Chamber of Commerce. A donor partner has provided the initial space for the TLCC in a new 15,000sf Class I commercial building with a common usage, fully equipped wet lab, nanotechnology clean room, and a planned dual-use teaching laboratory.Tenant companies include:SpineSmithhttp://spinesmithusa.com/Cleaninthttp://cleanint.com/DiFusion Technologieshttp://difusiontech.com/DisperSol Technologieshttp://www.manta.com/c/mtgyk9f/dispersol-technologies-llcMicrobinchttp://microbinc.com/Molecular Templateshttp://www.moleculartemplates.com/Radix BioSolutionshttp://radixbiosolutions.com/Xerishttp://www.hospicepharmacia.com/xeris.htmlManagement Team:Russell Peterman, Executive Directorrpeterman@texaslifesciences.comIRedHouse Associates, LLCwww.RedHouseAssociates.comSeedEarlySoftware & InternetMedia & Digital Media

802 Lovett Blvd.HoustonTX77006 713-338-2151 713-493-2831

RedHouse Associates provides strategic guidance to technology startups to help accelerate growth. The firm works to build business strategies, develop product roadmaps, coach management teams, and advise clients on raising capital, acquisitions and strategic exits. RedHouse was founded by a team of proven advisors dedicated to helping entrepreneurs accelerate the growth of early-stage information technology startups.Portfolio companies include:Onithttp://www.onit.com/BBS Technologieshttp://www.bbstech.com/Gazzanghttp://www.gazzang.com/Golf 21st Centuryhttp://21stcenturygolf.com/Illumitexhttp://www.illumitex.com/Performixhttp://performixinc.com/Paymetrichttp://www.paymetric.com/Vertec Polymershttp://vertecpolymers.com/Investment Team:Douglas J. Erwin, Chairman and Principaldoug.erwin@RedHouseAssociates.comMichael J. Clark, Principalmike.clark@RedHouseAssociates.comKeith A. Kreuer, Principalkeith.kreuer@RedHouseAssociates.comBenjamin E. Erwin, Principalben.erwin@RedHouseAssociates.comJoseph Horzepa, Principaljoe.horzepa@RedHouseAssociates.comITech Wildcattershttp://techwildcatters.comSeedEarlySoftware & InternetMedia & Digital Media

2700 FairmountDallasTX75201214-850-1580

TechWildcatters is a mentorship-driven microseed fund and startup accelerator. The group's 12-week accelerator "bootcamp" runs every spring and fall starting April 2010 in Dallas. Each year Tech Wildcatters expects hundreds of companies to apply to the program and 8-10 of them will be invited to Dallas for each class. The companies get up to $25,000 in seed funding, intensive top-notch mentorship, and the opportunity to pitch to angel investors, venture capitalists and corporate development teams at our end of program "Pitch Day."Portfolio companies include:YooLottohttp://yoolotto.com/?C=D;O=ACrediihttp://credii.com/Socialyzerhttp://socialyzerhq.com/OrderMapperhttp://ordermapper.com/PolicyPulsehttp://www.policypulse.com/Nommunityhttp://en.wikipedia.org/wiki/CommunityDaily Sports Dealhttp://www.dailysportsdeal.com/Investment Team:Gabriella DraneyJon FeldBrad Taylorbrad@techwildcatters.comJohn ReedPERockland Capitalwww.rocklandcapital.comMiddle MarketEnergy & Clean Tech

24 Waterway Avenue, Suite 800The WoodlandsTX77380281-863-9000281-298-8733

Rockland Capital is a private equity company that was formed in early 2003 in order to acquire and develop selected investment opportunities in the North American and European power and energy infrastructure markets. Rockland is currently investing Rockland Power Partners, a $333 million private equity fund with investors that include U.S. endowments and foundations, funds of funds, pension plans and family offices. The firm also manages Rockland Capital Energy Investments, a $120 million pledge fund. Portfolio investments have been located throughout the United States with one in the United Kingdom, have ranged in size from 1,875 MW to 5 MW and have been fueled by natural gas, coal, biomass, oil, and solar power.Portfolio companies include:La Palomahttp://www.lapalomarestaurant.com/B.L. Englandhttp://www.golflink.com/golf-courses/course.aspx?course=730945Mach genhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=32856337Tradewinds Forest Productshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28544974Gregory Power Partnershttp://www.manta.com/c/mmjf1l3/gregory-power-partnersMidland Cogeneration Venturehttp://midcogen.com/BTEC New Albany Facilityhttp://www.mpus.ms.gov/utility/electric/plants.htmlPrime Energyhttp://primeenergy.com/Beacon Powerhttp://beaconpower.com/Ripon Cogenerationhttp://www.manta.com/c/mmdn7m5/ripon-cogenerationSpindle Grid Regulationhttp://www.rocklandcapital.com/spindlegrid.htmSan Gabriel Cogenerationhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=106302773Eagle Point Power Generationhttp://www.nj.com/gloucester-county/index.ssf/2012/03/eagle_point_power_generation_f.htmlTeesside Power Limitedhttp://en.wikipedia.org/wiki/Teesside_power_stationMass Solarhttp://massachusettssolar.com/Investment Team:Scott Harlan, Managing Partnerscott.harlan@rocklandcapital.comMichael Del Giudice, PartnerJoseph Lambert, PartnerShane Litts, Partnershane.litts@rocklandcapital.comJim Maiz, Partnerjames.maiz@rocklandcapital.comDave Yeager, PartnerWill Zapalac, PrincipalCarla Banks, Vice Presidentcarla.banks@rocklandcapital.comRobert Rapenske, Vice PresidentRick Woryk, Vice PresidentCameron Baynard, Associatecameron.baynard@rocklandcapital.comAustin Peterson, AssociateJared Reyes, AssociateTerry E. Everett, Chief Financial OfficerJoyce Tang, ControllerMBPasadera Capitalwww.pasaderacapital.comEarlyMiddle MarketCommunications & NetworkingLife Sciences & HealthcareEnergy & Clean TechFinancial ServicesReal EstateManufacturing & IndustrialBusiness ServicesConsumer Products

c/o Karutz Flavin Wells115 W. El Prado, Suite 1San AntonioTX78212 210-579-1222

Pasadera Capital is an investment affiliate of Karutz Flavin Wells Investment Bankers, a boutique investment bank that provides mergers & acquisition, private placement, and advisory services to middle market companies and larger corporate clients. The firm works with mature companies seeking to sell their business to growing companies requiring growth capital. KFW works with client companies throughout the United States and internationally from offices in San Antonio, TX and Denver, CO. KFW's senior investment bankers have experience working with clients in a variety of industries including aerospace, technology, telecom, healthcare, life sciences, industrial, manufacturing, real estate, construction, financial services, consumer products and services, professional services, energy, and alternative energy.Portfolio companies include:BiO2 Medicalhttp://www.bio2medical.com/Investment Team:George Karutz Jr., Partner, 210-804-4240karutz@kfwib.comMeade Flavin, Partner, 210-804-4242flavin@kfwib.comWeston Wells, Partner, 303-708-8830wells@kfwib.comVCTargeted Technology FundEarlyMedical Device

12621 Silicon Dr., Ste. 100San AntonioTX78249-3447210-340-0116

Managed by Incyte Venture Partners, the Targeted Technology Fund is a San Antonio-based venture capital fund formed to capitalize on the growth of the biomedical device sector in Texas, Alabama, Colorado and Georgia and the rapidly expanding investment opportunities in these regions. One of the significant investors in the fund is the Texas Research & Technology Foundation, which is comprised of multiple organizations whose work involves various stages of the very complicated drug development process. Graham Weston, Chairman of the Board of Rackspace; Bruce Barshop, a founder of Barshop Ventures LLC; and David Spencer, who is president of Texas Intrepid Ventures, a San Antonio-based investment firm, are also included in the pool of individual investors. The $12 million fund, which closed in 2009, will likely make up to 10 investments.Portfolio companies include:Vidacarehttp://www.vidacare.com/BiO2 Medicalhttp://www.bio2medical.com/VirOxishttp://www.viroxis.com/ENTrigue Surgicalhttp://www.entriguesurgical.com/Investment Team:Alan Dean, Managing DirectorPaul Castella, Managing DirectorChristopher E. Banas, Managing DirectorLukin T. Gilliland Jr., PartnerVCFOFMicroangel Capital Partnerswww.microangelpartners.comEarlyMiddle MarketInformation TechnologySoftware & InternetCommunications & NetworkingEnergy & Clean TechMedia & Digital Media

12513 Uvalde Creek DriveAustinTX78732512-212-1160

Microangel Capital Partners is a venture capital firm that was established to give more investors an opportunity to invest in alternative investments. The firm operates two funds: MicroAngel Opportunity Fund I (will invest in seed stage startups); and MicroAngel Venture Fund I (fund of funds venture fund and will be investing in various venture funds with the proceeds of this capital raise). MicroAngel's $1 million venture funds invest in high tech, social media, green technologies, mobile applications and Internet startups throughout the country.Portfolio companies include:Facebookhttp://www.facebook.com/Investment Team:Bill Clark, Founderbill.clark@microangelpartners.comASequel Ventures, LLCwww.morrismiller.comSeedEarlySoftware & InternetMedia & Digital Media

755 East Mulberry, Suite 200San AntonioTX78212210-273-6768210-247-6120

Morris Miller formed Sequel Ventures, LLC (Sequel) in 2005. Sequel invests in and acts as advisor to numerous startup and established technology companies such as Inventables, Click Forensics, Natuba and Golfballs.com. Prior to founding Sequel, Mr. Miller co-founded Rackspace Managed Hosting (NYSE: RAX) where he acted as President, Co-CEO and Co-Chairman and helped build the company and its subsidiaries that included ServerBeach. Today Rackspace has more than 30,000 customers and revenues that exceed $500 million.Portfolio companies include:Inventableshttp://www.inventables.com/Click Forensicshttp://www.adometry.com/Natubahttp://www.natuba.com/Golfballs.comhttp://www.golfballs.com/Investment Team:Morris Miller, Foundermorris@morrismiller.comVCENSYS Capital, LLCwww.ensyscapital.comEarlySoftware & InternetCommunications & NetworkingEnergy & Clean TechMedia & Digital Media

13915 Burnet Road, Suite 204AustinTX78728512-246-1988512-246-1978

ENSYS Capital invests in tomorrow's companies today with a focus on energy, technology and internet based ventures. Serving both private investors and early stage companies, ENSYS only receives a financial return (Management Fee) after investors have received a full return of principal. ENSYS management fees are based on a pro rata share of the total realized return generated from its portfolio companies (no fixed management fees). ENSYS actively invests with its partners in portfolio companies. ENSYS targets companies seeking financing in the range of $1.0 - $5.0 million.Portfolio companies include:MTPVhttp://mtpv.com/My Body Beatshttp://www.medhelp.org/posts/Heart-Rhythm/My-body-shakes-every-time-my-heart-beats/show/1065150Zapointhttp://www.zapoint.com/Investment Team:David Mather, Managing PartnerFI2M Companies, Inc.www.2m.comSeedEarlyInformation TechnologyLife Sciences & HealthcareMedia and Digital MediaReal Estate

PO Box 192607DallasTX75219214-443-2000214-443-2020

2M is an investment firm led by Morton H. Meyerson, former Chairman and CEO of Perot Systems and President of EDS. 2M's primary business purpose is to support the Morton H. Meyerson Family Foundation and communities, and to invest with people who are interested in effecting social change. 2M seeks to build and support enterprises that create tremendous value for their customers and that provide an environment in which their employees and partners thrive. 2M contributes to a wide variety of progressive companies in industries ranging from medicine and technology to design and real estate.Portfolio companies include:MicroDisplayhttp://hanaoh.com/NanoNexushttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=469577Hive Grouphttp://www.hivegroup.com/Perficienthttp://www.perficient.com/Omnex Grouphttp://www.omnexgroup.com/El Superhttp://elsupermarkets.com/Rack Spacehttp://www.rackspace.com/Alsbridgehttp://www.alsbridge.com/Cebatechhttp://cebatech.com/WSdbhttp://wsdb.org/ChaChahttp://www.chacha.com/E2Mhttp://www.e2m.com/Answers.comhttp://www.answers.com/MedSynergieshttp://www.medsynergies.com/Airityhttp://airity.com/index1.htmlLucidcharthttp://www.lucidchart.com/Encore Health Resourceshttp://encorehealthresources.com/SBR Healthhttp://sbrhealth.com/Altiorhttp://altior.com/Investment Team:Morton Meyerson, Chairman and CEOmorton.meyerson@2m.comPE21st Century Group, LLCwww.21stcenturygroupfund.comMiddle MarketMedia & Digital MediaManufacturing & IndustrialBusiness ServicesTransportation & Distribution

200 Crescent Court, Suite 1600DallasTX75201214-965-7999214-965-7993

21st Century Group was co-founded in 1998 by John L. Ware and the partners of HM Capital Partners (formerly Hicks, Muse, Tate & Furst). 21st Century, with $166 million of committed capital, seeks to acquire an equity interest, usually controlling interest, in lower middle market companies focused on emerging domestic and underserved markets in urban and metropolitan areas. These companies possess stable, high quality cash flows and a strong strategic profile. The firm's typical transaction values range from $15 million to $100 million. 21st Century targets companies in sectors such as manufacturing, value-added distribution, service, and media with annual revenues between $15 to 150 million and EBITDA of $5 million to $20 million.Portfolio companies include:Spencer Enterpriseshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=6859213Paris Packaginghttp://www.parispackaging.com/about.htmlMilk Specialties Globalhttp://www.milkspecialties.com/Media Sourcehttp://mediasourceinc.com/Integrity Packaginghttp://integritypackagingsolutions.com/Investment Team:W. Kelvin Walker, Managing Partnerkwalker@21stcgfund.comFrancisco De Jesus, Partnerfdejesus@21stcgfund.comMichelle R. Skene, Director of Investor Relationsmskene@21stcgfund.comVCAccent Capitalwww.accentcap.comEarlyInformation TechnologyLife Sciences & HealthcareCommunications & NetworkingBusiness Services

3801 N. Capital of Tx HwyE-240-228AustinTX78746512-306-9967512-306-9383

Accent Capital is an Austin-based venture capital firm focused on investing in high-growth companies primarily throughout the state of Texas. With more than a combined 70+ years of operational, industry and investing experience, Accent provides advice, guidance and support in a number of areas including: Strategic Planning; Enhancing Operating Performance; Fostering Growth; Management; and Acquisition Strategy. Accent's mission is to aggressively seek investment opportunity in areas traditionally overlooked by the venture capital community while providing lasting economic value to both its portfolio companies and limited partners. Accent's typical investment is $250K - $3 million focusing on high-growth companies in Communications/Telecom; Healthcare; Manufacturing; Professional Services; and Information Services.Portfolio companies include:Affiniscapehttp://www.affiniscape.com/Open Labshttp://www.openlabs.com/Sweet Leaf Teahttp://www.sweetleaftea.com/UnWired Buyerhttp://www.unwired-buyer.co.uk/Bigfoot Networkshttp://www.killergaming.com/Caringohttp://www.caringo.com/Bynarihttp://www.bynari.net/First American Vacuum Servicehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28956312Pencohttp://www.pencoproducts.com/WhiteGlove House Call Healthhttp://www.housecallhealth.com/Investment Team:Gilbert Burciaga, Vice Presidentgilg@accentcap.comCliff Mountain, Vice Presidentcliffm@accentcap.comElias (Lee) F. Urbina, CFOlee@urbina.bizMansoor Ghori, Presidentmansoorg@accentcap.comVCAccess Venture Partnerswww.accessventurepartners.comSeedEarlyInformation TechnologyMedia and Digital MediaEnergy & Clean Tech

12211 Technology Blvd.AustinTX78727512-236-0450 512-249-3452

Founded in 1999, Access Venture Partners is a seed and early stage venture capital fund that typically invests between $250,000 and $2,000,000 in mid-continent technology companies with significant growth potential. Access maintains offices in Austin and Denver and makes investments throughout North America. The founders of Access Venture Partners have invested in over 50 technology companies and have experience supporting young companies from start-up through an IPO, merger or acquisition. The firm's current investment activity is focused on the following areas of interest: Clean Technologies, SaaS and SaaS Infrastructure, Data Integrity and New Media.Portfolio companies include:Hotrailhttp://www.hotmail.com/Brightwarehttp://www.brightware.com.sa/Alert Logichttp://www.alertlogic.com/Bionumerikhttp://bionumerik.com/Planitaxhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=5837271TerraLUXhttp://www.terralux.com/Rebithttp://rebit.com/products/TrackViahttp://www.trackvia.com/Aztekhttp://www.aztek.com/Tendrilhttp://www.tendrilinc.com/LogRhythmhttp://logrhythm.com/Pitchenginehttp://www.pitchengine.com/ThoughtEquity.comhttp://www.t3licensing.com/Giveohttp://giveo.com/RoundPegghttp://www.roundpegg.com/TopSchoolhttp://www.topschoolinc.com/Skydex Technologieshttps://www.skydex.com/Alces Technologyhttp://www.alcestech.com/Genbandhttp://www.genband.com/Firehole Compositeshttp://www.firehole.com/Handel Information Technologieshttp://www.handelit.com/Inspiratohttps://www.inspirato.com/NexGen Storagehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=117798772Pawngohttps://pawngo.com/Sympozhttp://www.sympoz.com/TopSchoolhttp://www.topschoolinc.com/Investment Team:Jay Campion, Co-Founder and Managing Directorjay@accessvp.comFrank Mendicino III, Co-Founder and Managing Directorfrank3@accessvp.comBrian Wallace, Managing Directorbrian@accessvp.comDavid Gold, Managing Directordgold@accessvp.comFrank Mendicino II, Venture Partnerfrank2@accessvp.comKirk J. Holland, Managing Directorkirk@accessvp.comVCAdams Capital Managementwww.acm.comEarlyInformation TechnologyCommunications & NetworkingEnergy & Clean Tech

3736 Bee Cave Road, Suite 1-164AustinTX78746512-697-0900512-891-0947

Established in 1994, Adams Capital Management is a national venture capital firm with $815 million under management. The firm invests primarily in the Information Technology, Networking Infrastructure and Semiconductor industries. Typical investments begin at $5 million, but can start out at under $1 million and grow to as much as $30 million over the life of the investment. The firm has additional offices in Boston and Silicon Valley, and is headquartered in Pittsburgh.Portfolio companies include:AmberWave Systemshttp://amberwave.com/CipherOpticshttp://certesnetworks.com/SmartOpshttp://www.smartops.com/TimeSyshttp://timesys.com/Additechhttp://additech.com/BuzzLogichttp://www.twelvefold.com/splash/LibreDigitalhttp://www.libredigital.com/Uplogixhttp://www.uplogix.com/VBrickhttp://vbrick.com/AutoESLhttp://www.eetimes.com/electronics-blogs/other/4212719/AutoESL-acquisition-a-great-move-for-XilinxIntrinsityhttp://en.wikipedia.org/wiki/IntrinsityQSpeedhttp://www.qspeed.com/LiquidPistonhttp://www.liquidpiston.com/BioLeaphttp://www.bioleap.com/Dynamicshttp://en.wikipedia.org/wiki/DynamicsFirst Insighthttp://www.first-insight.com/Fotomotohttp://www.fotomoto.com/Precision Therapeuticshttp://www.precisiontherapeutics.com/ProspXhttp://www.prospx.com/Rafter/BookRenter.comhttp://www.rafter.com/SnapRetailhttp://www.snapretail.com/Twelvefold Mediahttp://www.twelvefold.com/Optellioshttp://www.fiberpatrol.com/Tiversahttp://www.tiversa.com/VBrick Systemhttp://vbrick.com/Luminescent Technologieshttp://luminescenttechnologies.com/Investment Team:Martin Neath, General Partnermcn@acm.comJoel P. Adams, General Partnerjpa@acm.comWilliam A. Frezza, Venture Partnerwaf@acm.comN. George Ugras, General Partnerngu@acm.comNikhil Sinha, Venture Partnernns@acm.comAAggie Angel Networkwww.aggieangelnetwork.comSeedInformation TechnologyMedical Device

1500 Research Pkwy., Suite 270College StationTX77845-9539

The Aggie Angel Network (AAN) is a not-for-profit corporation dedicated to providing quality early-stage investment opportunities for accredited angel investors, and to assisting early-stage high-growth potential technology companies with fundraising and advisory services. Applications are reviewed by a screening committee on a monthly basis. The screening committee is looking for applications from companies that represent high growth and high yield potential. A select few of the applicants are invited to present to the full Aggie Angel Network membership in person or via online presentation. All members of the Aggie Angel Network are made aware of all submitted applications, and individual members may decide to contact applicants if they are interested in learning more about the investment opportunity. All companies will be charged a $250 application fee. Companies that are spinouts of Texas A&M University and/or licensees of Texas A&M University technologies will have their $250 application fee refunded. All selected companies that are invited to present to the full membership of the Aggie Angel Network at a meeting will be charged a $250 presentation fee. Companies that raise over $100,000 from the Aggie Angel Network are charged a flat $5,000 success fee.Portfolio companies include:Snoballhttps://www.snoball.com/Blinksendhttps://www.blinksend.com/Castlewood Surgicalhttp://www.castlewoodsurgical.com/About_Board.htmlAquadationhttp://aquadation.com/Aquadation/Welcome.htmlDavidson Instrumentshttp://davidson-instruments.com/FloTimehttp://flotime.com/Kewl Innovationshttp://www.kewlinnovations.com/live/Midnight Studioshttp://www.midnightstudiosfx.com/Oui Agreehttp://www.siliconrepublic.com/digital-life/item/19237-oui-agree-french-artists/Ratiohttp://en.wikipedia.org/wiki/RatioSalienthttp://www.merriam-webster.com/dictionary/salientSavarahttp://savarapharma.com/Soap Timehttp://mysoaptime.com/Investment Team:Will Botts, Directorwill.botts@aggieangelnetwork.comOmar Hakim, Managing Directoromar.hakim@aggieangelnetwork.comDr. David Hickson, Directordavid.hickson@aggieangelnetwork.comJamie Rhodes, Directorjamie.rhodes@aggieangelnetwork.comRichard Scruggs, Directorrichard.scruggs@aggieangelnetwork.comDavid Wesson, Chairmandavid.wesson@aggieangelnetwork.comPEAdmiral Capital Groupwww.AdmiralCapitalGroup.comMiddle MarketFinancial ServicesReal Estate

1150 N. Loop 1604 West, Suite 108-505San AntonioTX78248646-405-4808

Admiral Capital Group, founded by David Robinson (former NBA basketball player) and Daniel Bassichis, was built on Mr. Robinson's philosophy of integrity, reputation and commitment to community. The founders of Admiral have worked closely together since 2002 on both philanthropic and investment activities. Mr. Bassichis and Mr. Robinson currently oversee over $50 million of real estate related assets. In 2007, Mr. Robinson and Mr. Bassichis began exploring how to combine an interest in private equity, and a desire to make a positive social impact, with the overall goal of creating a long term sustainable business. In private equity, the firm may participate in a passive or controlling position and also partner with leading financial sponsors in co-investment opportunities.Portfolio companies include:Centerplatehttp://centerplate.com/Investment Team: David Robinson, Co-FounderDaniel Bassichis, Co-Founderd.bassichis@admiralcapitalgroup.comPEAmerican Capitalwww.american-capital.comMiddle MarketLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesRetail & Restaurant

2200 Ross Avenue, Suite 5000 EastDallasTX75201214-273-6630214-273-6635

American Capital (NASDAQ:ACAS) is the largest U.S. publicly traded alternative asset manager with approximately $101 billion in assets under management. The firm provides debt and equity to small and medium sized private and public companies and invests from $10 million to $500 million per company in North America and EURO10 million to EURO 100 million per company in Europe. American invests in businesses which typically have enterprise values of $20 to $500 million. American Capital typically targets new investments with at least $4 million in EBITDA. In addition to providing financing for growth, liquidity and restructuring, the firm also participates in financing management and employee buyouts of corporations and subsidiaries, divisions and product lines of major corporations. American has invested approximately $30 billion in more than 520 portfolio companies. The firm's portfolio includes services, transportation, construction, wholesale, retail, health care, industrial, consumer, chemical and food products, but is typically focused on manufacturing, services and distribution companies. American has more than 90 investment professionals in 7 offices around the world. Portfolio companies include:Halexhttp://www.halexco.com/Avalon Laboratorieshttp://avalonlabs.com/iTradeNetworkhttp://www.itradenetwork.com/Rug Doctorhttp://rugdoctor.com/Fleischmann's Vinegarhttp://fleischmannsvinegar.com/Vision Solutionshttp://www.visionsolutions.com/WIS Internationalhttp://www.wisintl.com/v2/Miron Technologieshttps://mirion.com/York Labelhttp://www.yorklabel.com/labels/index.aspNew England Confectionary Companyhttp://www.necco.com/Dynojet Researchhttp://dynojet.com/Explorer Pipeline Companyhttp://expl.com/Renaissance Learninghttp://www.renlearn.com/Flexera Softwarehttp://www.flexerasoftware.com/Survey Sampling Internationalhttp://www.surveysampling.com/Core Financial Grouphttp://corefinancialgroup.com/Investment Team:Jeffrey N. MacDowell, Managing DirectorJeff.MacDowell@AmericanCapital.comBowen Diehl, Managing DirectorDarin Winn, Senior Managing DirectorKevin Kuykendall, Managing Director, American Capital EnergyKyle Bradford, Principal, BuyoutsAdam Stern, Principal, BuyoutsTodd Friant, Principal, American Capital EnergyDouglas Kelley, Principal, Sponsor FinanceVCAmeriFinancialwww.amerifinancial.comSeedEarlyGrowthEnergy & Clean TechRetail & RestaurantAgriculture & Agricultural Services

5850 San Felipe, Suite 111HoustonTX77057832-369-1016 832-553-4053

Established in 1995, AmeriFinancial is a private investment and venture capital firm that specializes in early stage and emerging growth companies. The firm primarily focuses on the technology, medical, communications and consumer marketplace, with typical transactions ranging between $500K and $10 million. Amerifinancial's goal is to provide equity and or debt capital (up to $10 million) for an entrepreneur's project or an early stage organization. Over the past 25 years, the principals of AmeriFinancial have invested, structured, or organized seed capital, venture capital, bridge loans, private investor equity and debt placements, strategic partnership alliances, bank loans, investment banking, credit lines and other venture capital funding or corporate finance vehicles. AmeriFinancial works with companies throughout the United States and Canada. Portfolio companies include:MacFarmshttp://www.macfarms.com/USA Cafehttp://uscafe.net/Let's Go Shoppinghttp://www.beaconlearningcenter.com/WebLessons/LetsGoShopping/default.htmRMC Energy Grouphttp://usrmcenergy.com/Fairways & Greenshttp://fairwaysandgreens.org/American Utilicrafthttp://www.utilicraft.com/Tactical Productshttp://www.tacprogroup.com/Urgent Care for Kidshttp://urgentcarekids.com/enChargehttp://www.thefreedictionary.com/EnchargeNuvilexhttp://www.nuvilex.com/Chemporthttp://www.cas.org/support/fulltext/index.htmlAuctionworkshttp://www.auctionworks.net.au/Champion Investmentshttp://championinvestments.biz/MadCo Mobilehttp://www.madcomobile.com/Oromia Kaffahttp://oromiakaffa.org/pharmaClinehttp://pharmacline.com/Active Faith Sportshttp://myactivefaith.com/Xtera BioPharmahttp://www.xterabio.net/Genome Analyticshttp://www.computerworld.com/s/article/9227146/Yahoo_launches_big_data_analytics_tool_for_online_advertisersPotomachttp://en.wikipedia.org/wiki/Potomac_RiverAdvanced Purifying Technologieshttp://www.novasep.com/technologies/Advanced-Purification.aspX-ISShttp://x-iss.com/Investment Team:Steven Morgan, President and Principalsmorgan@amerifinancial.comDr. Kerri G. Parsons, Vice President and Senior Associatekparsons@amerifinancial.comPEAncor Capital Partnerswww.ancorcapital.comMiddle MarketLife Sciences & HealthcareManufacturing & IndustrialConsumer Products

Two City Place100 Throckmorton, Suite 1600Fort WorthTX76102817-877-4458817-877-4909

Ancor Capital Partners is an operations-oriented private equity firm focused on lower middle-market manufacturing, distribution and outsourcing companies with an enterprise value of $25-$150 million and an EBITDA of $5-$15 million. Ancor is not limited to a specific industry sector focus, however the firm has extensive experience in health care, consumer staples, and outsourcing. Ancor typically will not consider companies in real estate, energy exploration and production, or highly cyclical industries. The firm targets recapitalizations of privately held business where business owners are provided liquidity, but also where they have the opportunity to help continue the growth of the company. Also, Ancor can round out an incomplete team with strategic additions, or recruit and install new management.Portfolio companies include:Spencer Enterpriseshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=6859213FCA Packaging Productshttp://www.fcapackaging.com/Tom Cat Bakeryhttp://tomcatbakery.com/Liguria Foodshttp://liguriafood.com/home.htmlFresh Food Conceptshttp://www.ffci.us/Carex Health Brandshttp://www.carex.com/Paris Texas Hardwarehttp://paristexashardware.com/Fleischer's Bagelshttp://www.fleischersbagels.com/Bageltimehttp://www.bageltimeusa.com/Care Quest Home Healthhttp://carequesthha.com/Optional Carehttp://www.assistedseniorliving.net/facilities/texas/dallas/75938/optional-care/Kendrickhttp://www.kendrick-amplifiers.com/WellSpring Pharmaceuticalshttp://wellspringpharm.com/Detach N' Gohttp://www.drugstore.com/detach-n-go-ampm-detachable-pill-box/qxp201737Care Options 4 Kidshttp://www.indeed.com/cmp/Care-Options-4-KidsThe Finial Companyhttp://thefinialcompany.com/Investment Team:Brian J. Brunett, Vice Presidentbbrunett@ancorcapital.comMichael B. Evans, Partnermevans@ancorcapital.comEric A. Gilchrest, Partneregilchrest@ancorcapital.comJ. Randall Keene, Founding Managing Partnerrkeene@ancorcapital.comRaymond H. Kingsbury, Partnerrkingsbury@ancorcapital.comTimothy J. McKibben, Founding Managing Partnertmckibben@ancorcapital.comBrook M. Smith, Partnerbsmith@ancorcapital.comVCARCH Venture Partnerswww.archventure.comSeedEarlyInformation TechnologySoftware & InternetLife Sciences & Healthcare

6300 Bridgepoint ParkwayBuilding One, Suite 500AustinTX78730512-795-5830512-795-5849

ARCH Venture Partners invests in the development of seed and early stage technology companies co-founded with leading scientists and entrepreneurs. ARCH Venture Partners became a private venture partnership after a separation from its predecessor company, ARCH Development Corporation, which was formed in 1986. The firm concentrates its investments in information technology, life sciences, and physical sciences. ARCH launched its first fund in 1989 and currently manages seven funds totaling over $1.5 billion and has invested in the earliest venture capital rounds for more than 150 companies. The firm maintains additional offices in Chicago, Seattle, and San Francisco and Dublin, Ireland. Portfolio companies include:Intelligent Reasoning Systemshttp://marcush.net/Adolorhttp://www.cubist.com/Callisto Softwarehttp://www.dmcplc.co.uk/products/software/callisto/callisto.htmldecode Geneticshttp://www.decode.com/Eichrom Technologieshttp://www.eichrom.com/ImproveNethttp://www.improvenet.com/NearMehttp://www.nearme.net/Allozynehttp://www.allozyne.com/Boreal Genomicshttp://www.borealgenomics.com/Nanophase Technologieshttp://www.nanophase.com/Sempriushttp://www.semprius.com/Ahura Scientifichttp://www.ahurascientific.com/index.phpNetBothttp://www.netbotz.com/Achaogenhttp://www.achaogen.com/Acylin Therapeuticshttp://www.acceleratorcorp.com/AcylinNeurogesXhttp://www.neurogesx.com/MedVantxhttp://medvantx.com/EKOShttp://www.ekos.com/Adesto Technologieshttp://adestotech.com/CoolEdge Lightinghttp://cooledgelighting.com/Siluriahttp://siluria.com/PixelEXX Systemshttp://pixelexx.com/Quanterixhttp://quanterix.com/Investment Team:Clinton W. Bybee, Co-Founder & Managing Directorcwb@archventure.comPaul Thurk, Principal Managing Directorpthurk@archventure.comPEArctaswww.arctas.comMiddle MarketEnergy & Clean Tech

1330 Post Oak Boulevard, Suite 1375HoustonTX77056713-513-7120 713-513-7123

Arctas is a privately-held, project development, principal investment, and advisory firm composed of senior international energy executives with a focus on energy-related opportunities. The founders have a track record of building and managing successful independent development companies and divisions within larger companies. Arctas has equity interests in a number of global energy projects in various stages of operation, construction and development. The group continually pursues other opportunities that provide attractive risk-adjusted returns for its principals and partners. Arctas seeks projects that utilize clean energy resources or output and provide substantial local socio-economic benefits while minimizing adverse environmental impacts.Portfolio companies include:Centragashttp://www.groupdf.com/centragas.aspAmayo and Central America Windhttp://www.marketwire.com/press-release/Arctas-Sells-Largest-Central-American-Wind-Plant-to-AEI-1260043.htmTampakan Projecthttp://www.indophil.com/tampakan.aspInvestment Team:Shawn Cumberland, Senior Managing Director and Co-foundercumberland@arctas.comDavid Haug, Senior Managing Director and Co-founderdhaug@arctas.comDavid Taylor, Head of Asiataylor@arctas.comRick Lammers, General Managerlammers@arctas.comVCArkoma Venture PartnersSeedEarlyInformation TechnologySoftware & InternetCommunications & Networking

5950 Berkshire Lane, Suite 1400 DallasTX75225214-739-3515

Founded in 1997, Arkoma Venture Partners (AVP) provides primarily seed and first round equity financing to high technology, start-up companies. Since inception, AVP has invested over $18 million in 26 companies focusing in the areas of: semi-conductor/compound components, telecommunications technologies and solutions, Internet-related systems and services, and enterprise software/application service providers. Portfolio companies include:Photodigmhttp://photodigm.com/NetRakehttp://www.audiocodes.com/eStampshttp://stamps.com/Investment Team:Mike McCoy, Co-Founder, PartnerMBAspen Advisors, LPwww.aspenadvisors.comGrowthExpansionInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareEnergy & Clean TechManufacturing & IndustrialConsumer Products

2828 N. Harwood St., Suite 1700 DallasTX75201214-292-5000214-292-5005

Aspen Advisors, LP is an investment banking and strategic consulting firm focused on the needs of small to middle market companies. The firm has long-term relationships with private equity funds and also makes direct investments from its merchant banking division, MVPS, LLC, which primarily invests in private growth companies. Aspen has executed advisory transactions with over $5 billion in aggregate transaction value and completed financings of more than $1 billion in aggregate. Industries that Aspen has invested in and/or advised include: consumer products, food and beverage, broadcasting, energy, financial services, healthcare, manufacturing, telecommunications and technology.Portfolio companies include:BooKoohttp://www.bookoo.com/Calumethttp://www.calumetphoto.com/Kinderhook Industrieshttp://www.kinderhook.com/index.htmlCirro Energyhttp://www.cirroenergy.com/HealthTronicshttp://healthtronics.com/Homemade Gourmethttp://shop.homemadegourmet.com/McDonald Technologieshttp://mcdonald-tech.com/Blitzhttp://www.imdb.com/title/tt1297919/SmartCarehttp://www.smartcare.org.zm/Medical Outsourcing Serviceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=47164434Investment Team:Marc R. Still, CEOmstill@aspenadvisors.comPaul M. Voorheispvoorheis@aspenadvisors.comPEAtreides Capitalwww.atreidescapital.comMiddle MarketCommunications & NetworkingEnergy & Clean Tech

1010 Lamar Street, Suite 1040HoustonTX77002713-659-0090 713-659-0098

Atreides Capital is an acquisition firm uniquely specialized in the operation of smaller mid-market manufacturing and distribution companies. Working with both strategic sellers and individual owners, the firm executes swift and certain transactions requiring solutions that range from corporate divestitures, to public-to-private, to recapitalizations, to sales for estate or other reasons. Atreides Capital has raised more than $200 million in the past decade for opportunities in which it has acted as a financial sponsor. The firm's focus is on acquiring and growing small to medium enterprises with EBITDA of $500,000 to $10,000,000. Atreides seeks to acquire manufacturing and distribution businesses in the following industries: Environmental, Energy Services, Telecommunications, and Security.Portfolio companies include:IGI/Earth Colorhttp://www.earthcolor.com/Vector Global Serviceshttp://gvector.com/Ashbrook Simon Hartleyhttp://www.ashbrookcorp.com/Investment Team:W. Wayne PattersonJames Jenningsjim.jennings@atreidescapital.comBrett A. PerlmanShawn A. Pattersonshawn.patterson@atreidescapital.comIAustin Technology Incubator (ATI)www.ati.utexas.edu SeedInformation TechnologySoftware & InternetCommunications & NetworkingEnergy & Clean Tech

3925 West Braker Lane AustinTX78759512-305-0000 512-305-0009

Established in 1989, ATI supports promising high growth companies in a variety of technology-based industries through a targeted services package which includes strategic advice, access to financing, marketing & PR support, benefits program, mentoring, and turn-key infrastructure. The center occupies 45,000 sq. ft. in the MCC building in NW Austin and is supported by the University of Texas, the City of Austin, and the Austin community. Since its founding, ATI has worked with over 200 teams of entrepreneurs, who collectively have raised over $750 million dollars in investor capital while at ATI. ATI's graduate companies number over 65, including 5 that have gone public and over a dozen that have been acquired. Annually, ATI typically admits 5-10 companies out of a prospective 100-150 that apply. Tenant companies include:NetCast HDhttp://www.lg.com/us/netcast/index.jspPhurnace Softwarehttp://www.bmc.com/news/press-releases/2010/bmc-software-acquires-phurnace.htmlXitronixhttp://xitronixcorp.com/Monebohttp://monebo.com/Agile Planethttp://agileplanet.com/Atonometricshttp://www.atonometrics.com/Eonsilhttp://eonsil.com/Axelohttp://axelobat.com/Bigfoothttp://en.wikipedia.org/wiki/BigfootCalxedahttp://calxeda.com/Phurncace Softwarehttp://www.bmc.com/news/press-releases/2010/bmc-software-acquires-phurnace.htmlXerishttp://www.hospicepharmacia.com/xeris.htmlSpectraPhasehttp://ati.utexas.edu/blog/tag/spectraphase/OpenAlgaehttp://www.openalgae.com/Inxerohttp://www.inxero.com/GameSaladhttp://gamesalad.com/Admittance Technologieshttp://atisw.com/eyeQhttp://www.eyeqadvantage.com/NOOMhttp://www.noom.com/Vocal Mediahttp://www.vocalmedia.com/BeHome247http://www.behome247.com/Convergence Wirelesshttp://convergencewireless.com/Yan Engineshttp://www.yanengines.com/LynxSquarehttp://www.lynxsquare.com/Amatrahttp://www.amatra.com/Omni Water Solutionshttp://www.omniwatersolutions.com/NanoLite Systemshttp://nanolitesystems.com/Zocalo Techhttp://zocalo-tech.com/ihijiihttp://www.ihiji.com/Eonsilhttp://eonsil.com/Investment Team:Isaac Barchas, Directoribarchas@ati.utexas.eduMitch Jacobson, Co-Director, ATI Clean Energy Incubatormjacobson@ati.utexas.eduDr. Michael Webber, Co-Director, ATI Clean Energy Incubatorwebber@mail.utexas.eduKyle Cox, Director, ATI-U and Co-Director Wirelesskcox@ati.utexas.eduRobert Reeves, Director, ATI IT and Wireless PortfolioDr. Cindy Walker-Peach, Director, ATI Biosciencecwalkerpeach@ati.utexas.eduVCPEAustin Ventures (AV)www.austinventures.comSeedEarlyGrowthExpansionMiddle MarketInformation TechnologySoftware & InternetMedia & Digital MediaFinancial ServicesBusiness Services

300 West 6th Street, Suite 2300AustinTX78701512-485-1900 512-651-8500

Founded in 1979, AV has more than $3.9 billion under management across ten funds. The firm's venture division focuses on seed and rapid growth opportunities in: Business Services & Supply Chain, Financial Services, Media & Information Services, Software and Texas Special Situations. The majority of the venture team's initial investments occur prior to product availability, with investments ranging in size from $100,000 proof-of-concept projects to $20 million expansion capital rounds. Austin Ventures' Growth Equity practice invests in privately held companies with proven business models, demonstrated revenue and earnings growth, and exceptional management teams. The team invests in a variety of growth industries, with a particular focus on business, financial, information, and healthcare services. Target companies typically have $2 million to $20 million of EBITDA. Growth Equity investments range in size from $20 to $100+ million. The firm invests nationally but maintains a focus in Texas.Portfolio companies include:Spatial Wirelesshttp://www.vpcp.com/spatial_wirelessSynopticshttp://www.synoptics.co.uk/Tivolihttp://www.tivoliaudio.com/Navianthttp://www.naviant-inc.com/Bocahttp://www.bocaburger.com/Pluckhttp://www.pluck.com/index.htmlMotivehttp://www.merriam-webster.com/dictionary/motiveActive Networkhttp://www.activenetwork.com/Acorn Systemshttp://www.acornsys.com/AstroWatthttp://astrowatt.com/Bazaarvoicehttp://www.bazaarvoice.com/Black Sand Technologieshttp://www.blacksand.com/Boundless Networkhttp://www.boundlessnetwork.com/Brazos Softwarehttp://austinstartup.com/2009/06/av-seeds-brazos-software-with-50m/BreakingPoint Systemshttp://www.breakingpointsystems.com/Caringohttp://www.caringo.com/ClearCubehttp://www.clearcube.com/Click Forensicshttp://www.adometry.com/Complex Mediahttp://www.complexmedianetwork.com/Conviohttp://www.convio.com/Credant Technologieshttp://www.credant.com/Investment Team:Joe Aragona, General Partnerjaragona@austinventures.comKen DeAngelis, General Partnerkdeangelis@austinventures.comChris Pacitti, General Partnercpacitti@austinventures.comJohn Thornton, General Partnerjthornton@austinventures.comBlaine Wesner, Special Limited Partnerbwesner@austinventures.comJeff Garvey, Founderjgarvey@austinventures.comClark Jernigan, Venture Partnercjernigan@austinventures.comJeff Browning, Recruiting Partnerjbrowning@austinventures.comThomas Ball, General Partnertball@austinventures.comDavid Lack, Partnerdlack@austinventures.comPhil Siegel, General Partnerpsiegel@austinventures.comMike Dodd, Partnermdodd@austinventures.comPEAvista Capital Holdings, LPwww.avistacap.comMiddle MarketLife Sciences & HealthcareEnergy & Clean TechMedia & Digital MediaManufacturing & IndustrialConsumer Products

1000 Louisiana Street, Suite 3700HoustonTX77002713-328-1099713-328-1097

Formed in 2005, Avista is a team of experienced private equity professionals, with a history of working together at DLJ Merchant Banking Partners. Avista expects to make controlling or influential minority investments, primarily in U.S.-based companies, in connection with various transaction structures, including leveraged buyouts, build-ups and growth financings. Avista focuses its efforts primarily on the sectors in which its professionals have substantial expertise: Energy, Healthcare, Media as well as select Industrial and Consumer businesses. Avista makes controlling or influential minority investments of approximately $50 million to $300 million. According to published reports, Avista closed its debut fund with $2 billion in capital commitments. In 2010, Avista closed its second fund in the amount of $1.8 billion and is currently raising its third fund.Portfolio companies include:BioReliancehttp://www.bioreliance.com/Basic Energy Serviceshttp://www.basicenergyservices.com/Frontier Drillinghttp://frontierdrilling.net/Medservehttp://medserve.net/Thompson Publishinghttp://www.thompson.com/public/InvestorPlace Mediahttp://www.investorplace.com/Nycomedhttp://www.nycomed.com/WideOpenWesthttp://www.wowway.com/Armored Autogrouphttp://www.armoredautogroup.com/Celtiquehttp://www.celtiqueenergie.com/GeoKineticshttp://www.geokinetics.com/Royal Offshorehttp://royaloffshore.net/Spartan Offshore Drillinghttp://spartanoffshore.com/ACP II Marcellushttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=115702320ConvaTechttp://www.convatec.com/DataBank Holdingshttp://www.databank.com/IWCO Directhttp://www.iwco.com/Laramie Energy IIhttp://laramie-energy.com/Sidewinderhttp://en.wikipedia.org/wiki/SidewinderOptiNosehttp://optinose.com/Manti Explorationhttp://www.mantires.com/Investment Team:Thompson Dean, Co-Managing Partner and CEOdean@avistacap.comSteven Webster, Co-Managing Partner and Presidentwebster@avistacap.comBredan Scollans, Co-Founder and PartnerDavid Burgstahler, Partnerburgstahler@avistacap.comNewton Aguiar, PartnerRobert Cabes, PartnerDavid Durkin, PartnerOhSang Kwon, PartnerArthur Zuckerman, Partner and COOLarry Pickering, Industry PartnerPEAVRON Partnerswww.avronpartners.comMiddle MarketBusiness ServicesTransportation & Distribution

300 West 6th Street, Suite 2300AustinTX78701-3902512-485-1952

AVRON Partners was incorporated in June 2008 to seek acquisitions, growth equity investments, and strategic business development partnerships with service companies operating within the transportation services, distribution, and supply chain logistics industries. Ronald T. Sorrow, a nationally recognized executive in the transportation logistics and distribution services industries, and Austin Ventures (see profile), one of the nation's premier venture capital and growth equity investment firms, joined together to form AVRON. Through its Austin Ventures affiliation, AVRON Partners is positioned to invest capital for complete or partial acquisitions, fund growth and diversification strategies, provide liquidity with leverage, purchase stock of business owners, and conduct management buy-outs, if appropriate. AVRON targets companies with $20 million to $75 million net revenue for "niche" or local/regional operations, or $100 million + net revenue for multi-regional or national/international operations. Austin Ventures has provided a commitment of up to $75 million of equity capital for the creation of AVRON.Portfolio companies include:N/AInvestment Team:Ron Sorrow, CEOrsorrow@avronpartners.comPhil Siegel, DirectorDavid Lack, DirectorJaime Aguirre, Senior Associatejaguirre@austinventures.comPEBankCap Partnerswww.bankcap.comMiddle MarketFinancial Services

2000 McKinney, Suite 820 DallasTX75201214-740-6100

Founded in 2005, BankCap Partners is a U.S. based private equity firm targeting the commercial banking sector. BankCap's principal investment strategy is to identify outstanding management teams in attractive markets and then in partnership with those teams, invest in and facilitate the development of midsize banks that have strong local sponsorship and significant amounts of capital (usually greater than $100 million in total capital). BankCap typically invests between $10 and $40 million per investment and is willing to be classified as a bank holding company for its investments. According to published reports, the partners are raising up to $200 million for the inaugural fund, and already have secured $109.5 million in capital commitments.Portfolio companies include:Atlantic Capital Bankhttp://atlcapbank.com/Tri-State Capital Bankhttp://www.tscbank.com/Xenith Bankhttp://xenithbank.com/Investment Team:Brian D. Jones, PartnerScott A. Reed, Partnerscottreed@bankcap.comSteven J. Reed, Vice PresidentJoseph M. Grant, Partner & Senior AdvisorJames H. Graves, DirectorWilliam M. Isaac, DirectorABarshop Ventures, LLCSeedEarlyCommunications & NetworkingLife Sciences & HealthcareMedical DeviceMedia & Digital MediaFinancial ServicesReal Estate

900 Isom Rd., Ste. 300San AntonioTX78216210-476-0900

Bruce Barshop is President and a Director of Barshop Ventures, a diversified venture capital investment and portfolio investment management firm. Bruce is also a Director of Barshop & Oles Company, Inc., a commercial real estate development and management company. Bruce serves on the Boards of SiTV, an English-language, Latino-themed cable television network of which he was also a co-founder; HorseTV, an equestrian-oriented cable television network; Fusion Mobile, Inc., a cell phone service targeting the Latino and private label markets; and MyToons, Inc., an internet animation community and content aggregator. Barshop Ventures has invested in a number of other early-stage enterprises in media and telecommunications, life sciences and medical devices, and other fields.Portfolio companies include:MyToons.comhttp://www.mytoons.com/Investment Team:Bruce Barshop, President and DirectorFran Birmingham, Vice PresidentVCPEBaymark Partnerswww.baymarkpartners.comSeedEarlyGrowthExpansionMiddle MarketStorage & HardwareMedia & Digital MediaFinancial ServicesManufacturing & Industrial

Two Galleria Tower, Suite 1670 13455 Noel RoadDallasTX75240972-991-5457 972-991-5458

Baymark partners is the successor firm to Dali Hook, which was formed in 2001 and disbanded recently. David Hook is the principal of Baymark, while Hook's former partner, Paul Dali, now runs Keynote Ventures in Silicon Valley. Baymark Partners is a private equity firm that acquires or invests in non-technology growth companies that are breakeven to $5.0 million in EBITDA, with the objective o f growing portfolio companies into a middle market level of capitalization. The firm invests across several growing industry sectors and seeks to acquire or invest in companies located in Texas and surrounding states, though it will invest selectively throughout the United States. Portfolio companies include:Harmonichttp://harmonicinc.com/home_noflash.cfmPower Integrationshttp://www.powerint.com/Vitessehttps://www.vitesse.com/Cypresshttp://www.cypress.com/JPMorganhttp://www.jpmorgan.com/pages/jpmorganVolterrahttp://www.volterra.com/NetSolvehttp://www.netsolve-va.com/main.htmSpatial Wirelesshttp://www.vpcp.com/spatial_wirelessTriQuint Semiconductorhttp://www.triquint.com/employment/Skytelhttp://www.skytel.com/QPasshttp://en.wikipedia.org/wiki/QpassInvestment Team:David Hook, Managing Directordavid@ baymarkpartners.comAnthony Ludlow, Managing Directortony@baymarkpartners.comVCTTBCM Technologies (BCMT)www.bcmtechnologies.comSeedEarlyLife Sciences & HealthcareMedical Device

1709 Dryden Road, Suite 1790HoustonTX77030713-795-0105713-795-4602

BCM Technologies (BCMT) was formed in 1983 as an independent corporation by Baylor College of Medicine (BCM) to promote the commercialization of faculty inventions through the licensing of technology and the formation of new companies. BCMT is actively involved in the early stages of the company's development as it identifies and hires the initial management team through its network of seasoned start-up executives, executive recruiters and other professionals. BCMT prefers to lead seed and first rounds and continues to co-invest in later rounds. Since its formation, the firm has launched over 41 companies. Significant successes in past BCMT portfolio companies include Lexicon Genetics (LEXG), GeneMedicine (VLTS), ForeFront Group (now Smart Force), Genosys (now Sigma-Aldrich) and Zonagen (ZONA). Portfolio companies include:Agennixhttp://agennix.com/Opexa Therapeauticshttp://opexatherapeutics.com/Relievant MedSystemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28330939Kryptiqhttp://www.kryptiq.com/Fairway Medical Technologieshttp://fairwaymed.com/Molecular Logixhttp://molecularlogix.com/Prokaryon Technologieshttp://investing.businessweek.com/research/stocks/private/people.asp?privcapId=28543807Progression Therapeuticshttp://www.manta.com/c/mm31lcx/progression-therapeutics-incSapphire Therapeuticshttp://www.helsinn.com/Kardia Therapeuticshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28507099Investment Team:Dr. Caroline Popper, PresidentMarty PendletonMBBest Associateswww.bestassociates.comGrowthExpansionLife Sciences & HealthcareEnergy & Clean TechConsumer ProductsEducation & TrainingReal Estate

2200 Ross Avenue, Suite 3800DallasTX75201214-438-4102

Best Associates is a privately owned merchant banking institution headquartered in Dallas, with related activities throughout the United States and abroad. The firm provides capital to growth-oriented businesses, initiates start-ups and makes acquisitions in targeted industry segments. The firm's activities include originating and structuring transactions; direct investment; and recruiting, supporting and advising the management of associated entities. Best Associates focuses on the education, healthcare, real estate, energy and specialty foods industries.Portfolio companies include:New England College of Financehttp://www.necb.edu/support.aspWhitney International Universityhttp://www.whitneyintl.com/en/home.aspxInvestment Team:Randy BestTom Evanstevans@bestassociates.comDarab GanjiWallace HawleyThomas HaywardVernon Johnsonvjohnson@bestassociates.comMarsha Schattnermarsha.schattner@bestassociates.comPEBlack Diamond Capital Partnerswww.blackdiamondpartners.comMiddle MarketFinancial Services

515 Congress Avenue, Suite 2220AustinTX78701512-450-5000 512-473-0582

Black Diamond Capital Partners I, LP is a specialty private equity firm focused on insurance sector investments with significant value-creation opportunities. Black Diamond Capital Partners I fund was founded in 2005 to invest in equity and equity-related securities of private companies engaged in the Insurance business primarily within the United States and Bermuda. The fund has $72 million in total capital commitment. Black Diamond is open to being either the lead investor or part of a syndicate, depending on the size of the transaction. Certain of the fund's investments may be controlling interests. In non-controlling investments, Black Diamond looks for key negative controls, board representation, or both.Portfolio companies include:Integro Insurance Brokershttp://www.integrogroup.com/Amerilife Grouphttp://amerilife.com/Investment Team:Jay Novik, Principaljnovik@blackdiamondpartners.comHeidi Hutter, Principalhhutter@blackdiamondpartners.comJose Montemayor, Principaljmontemayor@blackdiamondpartners.comCathy Lockett-Conniff, CFOclockett@blackdiamondpartners.comSubodh Kesri, Associateskesri@blackdiamondpartners.comPEBlack Knight Partnerswww.blackknightpartners.comMiddle MarketMedia & Digital MediaConsumer ProductsEducation & TrainingReal Estate

100 Crescent Court, Suite 450DallasTX75201214-695-4243214-468-8870

Black Knight Partners develops private equity and real estate investments for select individuals and appropriate funds. Black Knight raises capital for immediate opportunities and dedicated campaigns, deploying typically $20 to $100 million at the time of initial investment. The firm invests in businesses that are operationally straightforward, use technology for advantage but not as a product, and are led by leaders capable of growth and change. Black Knight Partners was founded in 2001 by Rob Holmes after he had spent seven years as a management-investor in turnaround and start-up private companies. Since then, the firm has deployed over $100 million, investing in three companies and managing a prior investment in a fourth, and has participated in selling a business for $65 million.Portfolio companies include:Longhorn SCSF Holding Companyhttp://www.blackknightpartners.com/html/portfolio_scs.htmLifestyle Mediahttp://www.lifestylemedia.ca/Signature Wine Cellarshttp://signaturecellar.com/GET Travel Grouphttp://www.gettravel.com/Voyager Expanded Learninghttp://www.voyagerlearning.com/Investment Team:Rob Holmes, Founderrwh@blackknightpartners.comRandy Holmes, Partnerrfh@blackknightpartners.comLarry Redell, Principalljr@blackknightpartners.comPEBlue Sage Capitalwww.bluesage.comMiddle MarketLife Sciences & HealthcareEnergy & Clean TechMedia & Digital MediaManufacturing & IndustrialRetail & Restaurant

114 W. 7th Street, Suite 820AustinTX78701512-536-1900512-236-9215

Blue Sage Capital invests in small, middle-market companies in the Southwest, primarily Texas and contiguous states. Generally, these companies have revenues of $5 million to $100 million and enterprise values of $10 million to $100 million. Blue Sage's partners are industry generalists and are comfortable investing in industrial, distribution, service, healthcare, manufacturing, energy and media industries. The firm's partners also have experience in technology but avoid early-stage technology risk in favor of execution and market risk. Blue Sage does not invest in banks, life insurance companies, oil and gas exploration and development projects, real estate development or companies located outside of the U.S. The firm invests approximately $5-10 million over the life of an investment.Portfolio companies include:Ashbrook Simon-Hartleyhttp://www.ashbrookcorp.com/C&M Conveyorhttp://www.cmconveyor.com/Controlled Recoveryhttp://www.r360environmentalsolutions.com/Hoak Mediahttp://hoakmedia.com/MultiCamhttp://www.multicampattern.com/OmniFlighthttp://www.airmethods.com/Parker School Uniformshttps://www.parkersu.com/Primus Sterlizer Companyhttp://www.primus-sterilizer.com/VIAhttp://www.viaitaliantable.com/Environmental Designhttp://en.wikipedia.org/wiki/Environmental_designFusionhttp://en.wikipedia.org/wiki/Nuclear_fusionGatti's Pizzahttp://www.gattispizza.com/R360 Environmental Solutionshttp://www.r360environmentalsolutions.com/Investment Team:Peter Huff, Founder and Managing Memberpeter.huff@bluesage.comJim McBride, Founder and Managing Memberjim.mcbride@bluesage.comBeverly Bendicksen, Director and Special Limited Partnerbeverly.bendicksen@bluesage.comABootstrap Dallashttp://bootstrapdallas.comSeedInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareMedical Device

2410 Farrington StreetDallasTX75207

Bootstrap Dallas is helping Dallas based entrepreneurs by providing resources, training, and introductions into the Dallas startup community. Bootstrap can provide this through open office hours with some of the most influential business people in Dallas as well as classes on Programming, Funding, Social Media, Marketing, and Legal. Bootstrap Dallas is operated by Chris Walters, who has more than 15 years experience as a business operator, entrepreneur, and executive in a variety of industries including information technology, telecommunications, portable moving and storage, software, medical, and marine. In December of 2010, Chris successfully completed his second exit after selling Rocky Mountain Portable Storage (a PODS franchise) to a private investment firm. Chris began his career by founding Cheetah Medical Solutions, a value added reseller focused on computer hardware and practice management software for the medical industry which he sold in February of 2000.Portfolio companies include:VoteOnPlayhttps://twitter.com/voteonplayTuxedoDinners.comhttp://www.tuxedodinners.com/The Plankethttp://www.huffingtonpost.com/2012/05/24/tyjuan-woodard-dead-after_n_1544325.htmlCellPhone Couchhttp://www.ebay.com/sch/i.html?_nkw=cell+phone+sofaProduct Hatchhttp://www.hatch-corp.com/Sprout Stagehttp://www.gardenshow.com/seminars/sprout-stage/PetEco Toyshttp://www.petco.com/RoastedOnDatehttp://www.foxrivercoffee.com/index.htmlInvestment Team:Chris Walters, Founderchris@bootstrapdallas.comMatthew Graham, COO and DesignerPEBravo Equity Partners II, LPwww.bravoequity.comMiddle MarketMedia & Digital MediaBusiness ServicesRetail & Restaurant

The Sinclair Building512 Main St., Suite 900Fort WorthTX76102817-335-5999817-335-1197

Bravo Equity Partners is a private equity investment firm focused on providing equity capital to small and mid-market companies that have particular focus on capitalizing on the fast-growing U.S. Hispanic market. The firm's investment professionals have a longstanding track record investing in sectors including radio broadcasting, consumer/retail, food/restaurants, construction and waste management services. Transactions include growth financings, buyouts and recapitalizations, usually representing an equity investment of $5 million to $20 million in companies with yearly revenues of $5 million to $100 million. Kleinheinz Capital Partners acts as an advisory partner to Bravo. The firm's founder, Rafael Garza, is also the founder of RGG Capital Partners (see profile).Portfolio companies include:Pizza Patronhttp://pizzapatron.com/Border Media Partnershttp://bmpradio.com/Waldo's Holdingshttp://www.manta.com/c/mm42cw3/waldo-s-holdings-llcPollo Camperohttp://houston.pollocampero.com/homeWingstophttp://wingstop.com/Investment Team:Rafael G. Garza, Founderrgg@bravoequity.comHugo Del PozzoCharles CummingsPEBrazos Private Equity Partners, LLCwww.brazosinv.comMiddle MarketLife Sciences & HealthcareFinancial ServicesManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & Restaurant

100 Crescent Court, Suite 1777DallasTX75201214-756-6500214-756-6505

Brazos is a leading private investment firm focused on companies with revenues of $50 to $500 million. Since 1999, the firm has invested in a broad range of industries, and has developed an expertise in: Consumer and Business Services; Consumer Products; Restaurants and Specialty Retail; Distribution; Healthcare Services; Financial Services; Insurance; and Manufacturing. The firm currently has $1.4 billion of capital under management and is investing from the $715 million Brazos Equity Fund III, L.P. Brazos seeks to invest $25 - $100 million in a particular business strategy. Typically, Brazos makes control-oriented investments. The firm also makes minority or shared control investments with like-minded investors. In these situations, Brazos utilizes negative control or mutual consent features which affect certain aspects of the investment. Brazos expects to hold its portfolio investments for three to seven years. The firm makes investments in all regions across the United States. Portfolio companies include:National Surgical Carehttp://www.amsurg.com/pages/NSCInfo.aspxWalls Industrieshttp://www.walls.com/Sadler'shttp://www.sadlers.us/Shelter Distributionhttp://www.shelterdistribution.com/Lone Star Overnighthttp://www.lso.com/Ennis Flinthttp://www.forconstructionpros.com/press_release/10626825/ennis-flint-trading-mergeGolden Country Foodshttp://www.goldencountry.com/Tri Northern Video Systemshttp://tri-ed.com/northernvideo/contact.aspxFlint Tradinghttp://www.flinttrading.com/home.aspxBlackHawk Industrialhttp://www.blackhawkid.com/Vision Sourcehttp://www.visionsource.com/Investment Team:Randall S. Fojtasek, Co-CEO, Co-Founder, and Partner, 214-756-6511rfojtasek@brazosinv.comJeff S. Fronterhouse, Co-CEO, Co-Founder, and Partner, 214-756-6501jfronterhouse@brazosinv.comPatrick K. McGee, Co-Founder and Partner, 214-756-6544pmcgee@brazosinv.comMichael D. Salim, Partner, General Counsel and COO, 214-756-6525msalim@brazosinv.comGlenn W. Askew, III, Managing Directorgaskew@brazosinv.comLucas T. Cutler, Managing Directorlcutler@brazosinv.comPatrick J. O'Hara, Managing Directorpohara@brazosinv.comVCBrochstein Ventureswww.brochstein.comSeedEarlyInformation Technology

2025 Welch St.HoustonTX77019713-252-1952 253-323-4519

Brochstein Ventures invests in Houston-based, seed stage technology and healthcare ventures. Benjamin Brochstein is a Doctoral Candidate at Rice University, owner at Brochstein Yoga, Attorney at Law at Benjamin Brochstein, and former Vice President & General Counsel at Houston Angel Network.Portfolio companies include:N/AInvestment Team:Benjamin Brochsteinbenjamin@brochstein.comVCBuena Venture Associateswww.buenaventure.comEarlyGrowthFinancial Services

1201 Washington TerraceFort WorthTX76107817-800-5221817-457-8211

Formed in June of 1998, Buena Venture Associates invests principally in financial service related companies. Areas of interest include: Insurance Sales (Auto, Homeowners, Life and Health); Loans (Auto, Homeowners, and Mortgages); Stock Trading (Brokerage, Trade Clearing, Data Feeds, and Information Services); Online Banking Services; and Bill Payment and Bill Presentment. Buena is willing to make initial investments ranging from $250,000 to $3 million, and to support a company up to a commitment of $10 million. The firm focuses on "other Silicon Valleys" such as: Austin, Atlanta, Boston, New York and Raleigh-Durham, however, the firm is not limited geographically.Portfolio companies include:InsureZonehttp://www.insurezone.com/Paycasthttp://paycast.com/Tradecasthttp://www.fxte.com/tradecast/info.aspxXactiMedhttp://www.medassets.com/Complete Technologyhttp://www.complete-technology.co.uk/Conceptshttp://www.cncpts.com/Inspire Insurance Solutionshttp://inspireinsurancesolutions.com/Investment Team:John F. Pergandejp@buenaventure.comPEC3 Capital, LLCwww.c3cap.comMiddle MarketEnergy & Clean TechManufacturing & IndustrialBusiness Services

2828 North Harwood Street, Suite 1700 DallasTX75201214-292-2000214-292-2007

C3 Capital, LLC, based in Kansas City, MO, manages two funds (C3 Capital Partners I and II) with approximately $250 million in assets that provide capital for businesses to finance later stage growth, strategic acquisitions, ownership transitions, and recapitalizations. C3 was founded in 1994 and has invested nearly $300 million in 58 small businesses. The funds make $2 million to $10 million investments in the form of subordinated debt or preferred equity, and are licensed as Small Business Investment Companies. C3 provides the layer of a company's capital structure between senior debt and common equity, often referred to as "mezzanine" capital. C3 invests in established businesses with history of profitability and will not invest in early stage businesses or in turnarounds. The firm targets companies with earnings before interest and taxes of at least $1.5 million in industries that include chemicals, plastics, energy, business services, distribution, and high value-added manufacturing. C3 will not invest in real estate, oil and gas exploration, financial institutions, or businesses involving a significant bet on the evolution of specific technologies or with a high risk of technological obsolescence. The firm's geographic focus is on the Midwest and South, but will consider investments nationally.Portfolio companies include:Findetthttp://santolubes.com/Sparhawk Laboratorieshttp://sparhawklabs.com/KDA Holdingshttp://kda-holdings.com/American Apparelhttp://www.americanapparel.net/Wiza Industrieshttp://www.wizaindustries.com/Services.htmTranter Radiator Productshttp://www.trantechradiators.com/Maverick Technologieshttp://www.mavtechglobal.com/Regal Kitchenshttp://www.regalkitchensinc.com/Franchise Conceptshttp://www.franchiseconcepts.com/Lynn Roberts Internationalhttp://www.golynnroberts.com/ETCChttp://www.etcc.com/Metparhttp://www.metpar.com/Traeger Pellet Grillshttp://www.traegergrills.com/SantoLubeshttp://santolubes.com/The Great Frame Uphttp://www.longmont.thegreatframeup.com/SuccessEdhttp://successed.net/Wise Connecthttp://wiseconnectinc.com/PennHurst Grouphttp://www.pennhurstgroup.com/Sothern California Waste Waterhttp://scww.com/Home.htmlEquivalent Datahttp://www.equivalentdata.com/Investment Team:A. Baron Cass III, 214-292-2000bcass@c3cap.comICapital Factoryhttp://capitalfactory.comSeedInformation Technology

AustinTX

Capital Factory is an Austin-based technology incubator offering a seed stage mentoring program for startups. The program provides a small amount of seed capital and weekly mentoring sessions by entrepreneurs who have founded successful companies. Startup companies apply to participate in a 10 week summer program intended to get a startup pointed in the right direction with a clear path to profitability and growth. The program, founded by local Austin-entrepreneurs and lead by Joshua Baer, Sam Decker and Bryan Menell, will select 10 finalists from a pool of applicants, and eventually three winners. Winning companies will receive a long list of benefits including up to $20,000 in cash, and weekly mentoring sessions with a select group of proven, successful technology entrepreneurs. Capital Factory receives a 5% equity stake in winning companies under founder-friendly terms.Portfolio companies include:GroupChargerhttp://www.groupcharger.com/Helpjuicehttp://www.helpjuice.com/SpeakerMixhttp://speakermix.com/StoryMix Mediahttp://storymixmedia.com/SwimTopiahttp://www.swimtopia.com/Investment Team:Joshua Baer, Directorjoshuabaer@thestartupdigest.comJason Cohen, DirectorPECapital Point Partnerswww.cappoint.comMiddle MarketManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & Restaurant

One Riverway, Suite 2020 HoustonTX77056713-595-1420713-595-1421

Capital Point Partners, headquartered in Houston, Texas, is an investment management firm providing mezzanine securities to middle market companies throughout the United States. Capital Point invests mezzanine capital in companies owned by established equity sponsor groups, companies with fundless sponsor involvement, and also directly with strong management teams. Capital Point's investment sizes typically range from $5-$20 million in companies with an EBITDA of $3-$20 million. Capital Point seeks to invest in a wide variety of companies, including manufacturers, service-oriented businesses, distributors, retailers and other specialty businesses across many industries. The firm is flexible to invest in many different types of transactions, including buyouts, refinancings, recapitalizations, growth, mergers, and acquisitions. Capital Point also has a broad geographic scope that includes the entire United States. The partners at Capital Point have executed more than 100 private transactions with aggregate investment values in excess of $1 billion. Most of the firm's transactions are focused on privately owned companies; however, Capital Point is also flexible to selectively invest in publicly traded companies. Portfolio companies include:Spencer Enterpriseshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=6859213Action Resourceshttp://action-resources.com/Integrated Medical Partnershttp://integratedmp.com/Medicia Corporationhttp://www.medicia.com/Ocala Recyclinghttp://www.tmrecycling.com/locationsdirections/greater-ocala-area.aspxAdvantis Healthcarehttp://www.advantishc.com/Big Lake Serviceshttp://biglakeservco.com/PAhttp://www.visitpa.com/Focus Management Grouphttp://www.focusmg.com/Rockfish Seafood Grillhttp://www.rockfish.com/TouchPoint Print Solutionshttp://www.touchpointps.com/Jones Industrial Holdingshttp://www.inc.com/inc5000/2009/company-profile.html?id=200912220Investment Team:Alfred Jackson, Managing Partner and Presidentajackson@cappoint.comTed O'Neal, Partner and General CounselKeith Smith, Managing DirectorM. Duyen Le, Chief Financial Officer, PartnerVCThe Capital Royalty Fundwww.capitalroyalty.comEarlyGrowthLife Sciences & HealthcareMedical Device

1000 Main, Suite 2500HoustonTX77002713-209-7350713-209-7351

Founded 2004, Capital Royalty acquires and manages a portfolio of royalty and revenue interests in the healthcare sector. Capital Royalty invests in a broad range of healthcare market segments, including pharmaceuticals, biotechnology products, drug delivery technologies, diagnostics, medical devices and over-the-counter drugs. Capital Royalty targets investments between $25 and $200 million and focuses on products that have been approved by the appropriate regulatory authorities, and are supported by companies with dedicated sales and marketing infrastructures. Charles W. Tate, Chairman and Founding Partner, has over 30 years of private equity, merchant and investment banking experience with investment institutions such as Hicks, Muse, Tate and Furst.Portfolio companies include:Bioniche Life Scienceshttp://www.bioniche.com/Investment Team:Charles Tate, Chairman and Founding Partnerctate@capitalroyalty.comHarry Loveys, Principalhloveys@capitalroyalty.comDavid Carter, Principaldcarter@capitalroyalty.comMary Bogue Logan, Chief Financial Officermlogan@capitalroyalty.comMichael Weinmann, Managing Directormweinmann@capitalroyalty.comLuke C. Duster, Principallduster@capitalroyalty.comNathan D. Hukill, Managing Directornhukill@capitalroyalty.comPECapital Southwest Corporationwww.capitalsouthwest.comMiddle MarketInformation TechnologyMedical DeviceEnergy & Clean TechMedia & Digital MediaManufacturing & IndustrialBusiness Services

12900 Preston Road, Suite 700DallasTX75230972-233-8242972-233-7362

Founded in 1961, Capital Southwest is a publicly owned business development company with total assets of $628.7 million as of March 31, 2012. The firm provides funding for growth financing of existing businesses, management-led buyouts, acquisition financings, and minority recapitalizations. Capital Southwest invests in a diverse range of industries throughout the United States, though the firm focuses on the Southwest, Southeast, Midwest and Mountain Regions. However, the partners do not consider investments in startups, publicly traded companies, real estate developments, oil and gas exploration businesses, and troubled/turnaround companies. Capital Southwest's investment size ranges from $5 million to $15 million of equity capital, and occasionally the firm will partner with other investors to engage in larger transactions. The firm targets companies with EBITDA near-profitable to $10 million. Portfolio companies include:Boxxhttp://boxxtech.com/PalletOnehttp://www.palletone.com/ShockWatchhttp://www.shockwatch.com/Hologichttp://www.hologic.com/en/careers-overview/Wellogixhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=522775Alamo Grouphttp://www.alamo-group.com/Cinatrahttp://cinatraclean.com/dataSPANhttp://www.dataspan.com/ACI Grouphttp://www.aci.com/Atlantic Capitalhttp://atlcapbank.com/Balco Inc.http://www.balcousa.com/BankCaphttp://www.bankcap.com/Blue Magichttp://en.wikipedia.org/wiki/Blue_Magic_(band)Encore Wire Corporationhttp://www.encorewire.com/Extreme Internationalhttp://www.extremeinternational.com/Heely'shttp://www.heelys.com/iMemorieshttp://www.imemories.com/Jet-Lubehttp://www.jetlube.com/KBI Biopharmahttp://www.kbibiopharma.com/Discovery Alliancehttp://discoveryalliance.com/Instawareshttp://www.instawares.com/RectorSealhttp://rectorseal.com/Smoke Guardhttp://smokeguard.com/The Whitmore Grouphttp://www.whitmoregroup.com/Investment Team:Gary L. Martin, President and CEOgmartin@capitalsouthwest.comWilliam M. Ashbaugh, Senior Vice Presidentbashbaugh@capitalsouthwest.comTracy L. Morris, CFO & Treasurertmorris@capitalsouthwest.comWilliam R. Thomas III, Assistant Vice Presidentwthomas@capitalsouthwest.comVCCapSourceswww.capsources.comEarlyGrowthSoftware & InternetLife Sciences & HealthcareMedical DeviceBusiness Services

10500 Northwest Freeway, Suite 209HoustonTX77092713-682-9494713-682-9497

CapSources emerged from a mid-market investment banking company, Amerimark Capital Corporation, which was formed in 1988 in Dallas by two of the current three principals of CapSources. CapSources provides investment banking services as well as investments from two investment funds. The firm currently manages over $50 million in assets and an investment portfolio of more than twenty-five companies. CapSources also serves the investment banking needs of mid-market size clients located throughout the Southeast, Southwest and Western U.S. The firm typically invests between $250,000 to $1.5 million in growth stage companies. Investment criteria for the CapSource Fund, LP and the CapSource 2000 Fund, LP are that the company should have annual revenues of $1 million, be more than two years old, and possess annual growth of 20%. Portfolio companies include:DigiVisionhttp://www.pr.com/company-profile/overview/4359FutureMed Interventionalhttp://start.cortera.com/company/research/k3r9qqs7s/futuremed-interventional-inc/Gulf Coast Holdingshttp://www.corporationwiki.com/Florida/Tampa/gulf-coast-holdings-llc-5328730.aspxHeritage Solutionshttp://heritagesolutionsok.com/AccuSHIP.comhttp://www.accuship.com/GMI Professional Serviceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=46571192GMI Professional Serviceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=46571192Unidynamicshttp://www.par.com/Unidynamics.phpHigh Sierra Energyhttp://www.highsierraenergy.com/Kiko Foodshttp://www.kikofoods.com/McAllister's Delihttp://www.mcalistersdeli.com/Metro Meter Servicehttp://metrometerservice.com/MTI Acquisitionshttp://www.descocapital.com/news/mti-aquisition.htmlNextekhttp://www.nextekinc.com/New Century Technologyhttp://www.hsv.k12.al.us/schools/high/nchs/VMI Acquistionshttp://vmi-acquisitions.finance2530e.co.cc/Investment Team:Charles R. Martin, Partner (Dallas)cmartin@capsources.comLarry M. Hicks, Chief Financial Officer (Houston)lhicks@capsources.comBobby F. Weatherly, Partner (Houston)bweatherly@capsources.comBobby F. (Bo) Weatherly Jr., Associate (Houston)boweatherly@capsources.comPECapstar Partners, LLCwww.capstarpartners.comMiddle MarketLife Sciences & HealthcareMedia & Digital MediaFinancial ServicesReal Estate

1703 West Fifth St.AustinTX78703512-340-7800

Formed in 2000, Capstar Partners, LLC is a private investment firm based in Austin, Texas. Capstar Partners participates in small and middle market buyouts, real estate development, and public investing. Since 2000, Capstar has invested in a broad range of industries including media and broadcasting, healthcare services, e-commerce, financial services and real estate.Portfolio companies include:DMXhttp://en.wikipedia.org/wiki/DMX_(rapper)Big EZ Lodgehttp://bigezlodge.com/Harden Healthcarehttp://www.hardenhealthcare.com/Andrew Harperhttp://www.andrewharper.com/CPO Commercehttp://www.cpooutlets.com/Girling Health Carehttp://girling.com/Investment Team:R. Steven Hicks, Chairmanshicks@capstarpartners.comJohn D. Cullen, Chief Executive Officerjcullen@capstarpartners.comBenjamin M. Hanson, Senior Vice President and General Counselbhanson@capstarpartners.comRobert S. Hicks, President and PartnerPECapStreet Group, LLCwww.capstreet.comMiddle MarketCommunications & NetworkingManufacturing & Industrial

600 Travis, Suite 6110HoustonTX77002713-332-2700713-332-2701

Founded in 1990, the CapStreet Group, formerly Summit Capital Group, invests in middle market companies primarily in Texas and other Sunbelt states. CapStreet manages three investment funds totaling more than $400 million. Since inception, CapStreet has invested in 31 middle market companies with an aggregate transaction value in excess of $1.5 billion. The firm typically invests $10 to $25 million of equity for transactions having enterprise values of less than $150 million in Leveraged buyouts; Going private transactions for a public company; Growth capital; and Recapitalization of a privately held or family owned company. Portfolio companies include:Switch and Datahttp://www.equinix.com/en_US/Trinity Steel Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4520452GHX Holdingshttp://www.capstreet.com/Cardtronicshttp://www.cardtronics.com/Worldwise Holdingshttp://www.whb.my/Thorpe Holdingshttp://www.thorpessc.com/GSM Maritime Holdingshttp://www.capstreet.com/company_investments.htmlVCS Holdcohttp://www.gowlings.com/knowledgecentre/publicationPDFs/TLI-2009-Sharon-Bennett-and-Alan-James-The-Investment-Company-Act-of-1940.pdfInvestment Team:George B. Kelly, Chairman and CEOgkelly@capstreetgroup.comM. Neil Kallmeyer, Partnernkallmeyer@capstreetgroup.comKatherine L. Kohlmeyer, Partner and Chief Financial Officerkkohlmeyer@capstreetgroup.comT. Michael Young, Managing Partnermyoung@capstreet.comPaul De Lisi, Vice Presidentpdelisi@capstreet.comPark Durrett, Vice Presidentpdurrett@capstreet.comAdrian Guerra, Vice Presidentaguerra@capstreet.comPECardinal InvestmentsMiddle MarketFinancial ServicesConsumer ProductsRetail & Restaurant

2100 McKinney Avenue, Suite 1780DallasTX75201214-871-6809 214-871-6801

Cardinal is an investment firm whose mission is to successfully invest the capital of the firm's partners and their associates. Cardinal invests in a wide range of public and private securities utilizing a team of professionals dedicated to each market. Its current and former investments in the retail and restaurant industries include Cafe Express, Restoration Hardware, Buffet Partners, and Ace Cash Express. According to Hoover's, the company was founded in 1973 by Dallas investor Edward W. "Rusty" Rose III, once co-owner of the Texas Rangers baseball team along with President George W. Bush. Portfolio companies include:Reata Pharmaceuticalshttp://www.reatapharma.com/Cafe Expresshttp://cafe-express.com/Restoration Hardwarehttp://www.restorationhardware.com/Investment Team:Edward W. "Rusty" Rose III, Founder and PresidentDeborah Ann Crady, CFOJames Traweek, PartnerPECarson Private Capitalwww.carsoncapital.comMiddle MarketEnergy & Clean TechConsumer ProductsRetail & Restaurant

500 Victory Plaza East3030 Olive StreetDallasTX75219214-999-1000214-999-1022

Carson Private Capital is a private investment firm providing a select group of ultra high net worth individuals and family offices access to high-caliber U.S. and European private equity investment opportunities in the energy, consumer and food sectors.Portfolio companies include:Weetabix Food Companyhttp://www.weetabix.com/Foodvesthttp://www.findusgroup.com/John Varvatoshttp://www.johnvarvatos.com/Investment Team:Royal W. Carson, Chairman and PresidentVCCastletop Capitalwww.castletopcapital.comEarlyGrowthInformation TechnologySoftware & InternetBusiness ServicesReal Estate

3600 N. Capital of Texas Hwy.Building B, Suite 320AustinTX78746512-329-6600

Co-founded in 2000 by Mort Topfer, Alan Topfer and Richard Topfer, Castletop Capital has committed capital resources of $100 million, with a primary focus on real estate investments. The firm seeks investment opportunities in residential land developments, and retail and commercial properties. Castletop Capital primarily invests in Central Texas and the typical investment ranges from $1 million to $5 million per project. In addition, the firm invests in venture-backed technology, software and business infrastructure companies and publicly-traded enterprises.Portfolio companies include:West Cypress Hillshttp://www.westcypresshills.com/Shadow Creekhttp://www.shadowcreek.com/pages/index_main.aspMilestone Community Buildershttp://www.mymilestone.com/Pure Therapyhttp://pure-therapy.com/Maricopa County Pawhttps://paws.pvc.maricopa.edu/paws/index.phpParadiso Villashttp://www.mymilestone.com/paradiso-villas/The Vistas of Mountain Lodgehttp://www.ryland.com/find-your-new-home/20-san-antonio/91-vistas-of-mountain-lodge.htmlInvestment Team:Mort Topfer, Managing Directormort_topfer@castletopcapital.comAlan Topfer, Managing Directoralan_topfer@castletopcapital.comRichard Topfer, Managing Directorrichard_topfer@castletopcapital.comLisa Stephens, Associatelisa_stephens@castletopcapital.comPEThe Catalyst Group, Inc.www.tcgfunds.comMiddle MarketInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesRetail & Restaurant

1375 Enclave ParkwayHoustonTX77077713-623-8133713-580-5082

Founded in 1990, The Catalyst Group manages $125 million, providing capital to growth companies including Subordinated Debt or Equity Capital. The firm focuses on providing ownership opportunities to key managers; formalizing business strategies; financing growth and optimizing the capital structure; and identifying and negotiating acquisitions. Catalyst invests nationwide but focuses on opportunities in the South/ Southwest and in industries such as distribution, healthcare, manufacturing, retail, service and technology. The firm invests in businesses that are at least three years old and have revenues of $10-$100 million. Portfolio companies include:Bo-Gray Casinghttp://web1.userinstinct.com/19498206-bo-gray-casing.htmBynarihttp://www.bynari.net/d2m Solutionshttp://d2msolutions.com/Quaadroshttp://www.quadros.com/Summit Molding & Framehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=34895SpectraCell Labshttp://www.spectracell.com/Flintlockhttp://en.wikipedia.org/wiki/FlintlockEverything Organizedhttp://www.everythingorganized.net/ACR Grouphttp://www.acrgroup.com/Players Texas Sportshttp://www.examiner.com/article/tennis-player-wilmer-allison-was-a-texas-sports-legendLHC Grouphttp://lhcgroup.com/Hardware Products Companyhttp://www.hardwareproducts.com/Hendee Enterpriseshttp://www.hendee.com/Franchise Conceptshttp://www.franchiseconcepts.com/Rent Americahttp://www.rentamerica.com/Airbrush Imageshttp://photobucket.com/images/airbrush/Vestechttp://www.vestec.com/Investment Team:Ron Nixon, Co-Founderrnixon@tcgfunds.comRick Herrman, Co-Founderrherrman@tcgfunds.comDianne McCale Clark, Controllerdmccale@tcgfunds.comVCCentennial Ventures

3734 Willowick RoadHoustonTX77019713-627-9200713-627-9292

www.centennial.comSeedEarlyGrowthExpansionInformation TechnologySoftware & Internet(Austin Office)600 Congress Ave., Suite 200AustinTX78701512-505-4500512-505-4550 Centennial Ventures is a venture capital firm investing in network companies and related enabling software and technology enterprises, with the potential to be market leaders. The firm's investment focus is on early and later-stage opportunities. Centennial Ventures VII, a $341 million partnership, is the most recent fund being invested. Since Centennial's inception in 1982, the firm has raised over $1 billion and invested in over 170 companies. Centennial's typical investments range from $4 to $10 million with seed investments as low as $500,000. The firm maintains offices in Denver, Austin and Houston.Portfolio companies include:Panasashttp://www.panasas.com/Grandehttp://mygrande.com/Accelloshttp://accellos.com/FDN Communicationshttp://fdncommunications.com/Hoak Mediahttp://hoakmedia.com/Inner Wirelesshttp://www.innerwireless.com/Market Force Informationhttp://www.marketforce.com/Siterrahttp://www.siterra.com/Slackerhttp://www.slacker.com/TrisStarhttp://www.tristarproductions.com/Zayohttp://www.zayo.com/Extenethttp://www.extenetsystems.com/Alereonhttp://www.alereon.com/Inflowhttp://www.inflowinventory.com/Masergyhttp://www.masergy.com/Investment Team:Duncan Butler, Managing Director (Austin)dbutler@centennial.comDavid Hull, Managing Director (Houston)dhull@centennial.comNeel Sarkar, Managing Director (Austin)VCCenterPoint Ventures

6300 Bridge Point ParkwayBuilding 1, Suite 500AustinTX78730512-795-5800 512-795-5849

www.cpventures.comEarlyGrowthInformation TechnologySoftware & InternetCommunications & NetworkingBusiness Services(Dallas Office)Two Galleria Tower13455 Noel Road, 16th Floor DallasTX75240972-702-1101 972-702-1103Founded in 1996 by veteran entrepreneurs and former executives of Convex Computer, Mostek, Texas Instruments and Tivoli Systems, CenterPoint has raised three Venture Funds totaling $422 million. Fund I is a $50 million fund formed in October, 1996, and has invested in 13 early stage companies. Fund II is a $100 million fund formed in June, 1999 and has invested in 20 early stage companies. Fund III is a $272 million fund formed in February, 2001 and has invested in over 26 early-stage companies. CenterPoint invests primarily in early-stage private companies at the first or second round of venture capital financing, often acting as the lead investor in the initial venture round, and providing support over successive rounds of funding. The firm's target investment areas are communications infrastructure, business applications and enterprise software, semiconductor, and other innovations. CenterPoint typically invests between $5 million to $15 million per company over two to three rounds of funding. CenterPoint has invested in over forty portfolio companies and invests in Texas and the Southwest. Portfolio companies include:Covaro Networkshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2721002Active Powerhttp://www.activepower.com/NetBotzhttp://www.netbotz.com/Voyencehttp://voyence.com/D2 Audiohttp://www.intersil.com/audio/Applied Science Fictionhttp://www.asf.com/Neworldhttp://www.neworld.com/Silicon Labshttp://www.silabs.com/Pages/default.aspxAppTriggerhttp://www.metaswitch.com/Extenethttp://www.extenetsystems.com/Xtera Communicationshttp://www.xtera.com/Handangohttp://www.handango.com/homepage/Homepage.jsp?storeId=2218InGridhttp://www.ingridmichaelson.com/Thinkwellhttp://www.thinkwell.com/Voyencehttp://voyence.com/SiteStuffhttp://sitestuff.com/KD1http://www.nicekicks.com/2009/02/nike-kd1-performance-review/Convey Computershttp://www.conveycomputer.com/GlobeRangerhttp://www.globeranger.com/Bandspeedhttp://www.bandspeed.com/Alibrehttp://www.alibre.com/Nuventixhttp://www.nuventix.com/Investment Team:Cam McMartin, Managing Director (Austin), Chief Financial Officercam@cpventures.comRobert Paluck, Managing Director (Dallas)bob@cpventures.comTerry Rock, Managing Director (Dallas)terry@cpventures.comAThe Central Texas Angel Network (CTAN)www.centraltexasangelnetwork.comSeedInformation TechnologySoftware & InternetLife Sciences & HealthcareAgriculture & Agricultural Science

11701 FM 2244Bee CaveTX78738512-221-8032702-932-3457

The Central Texas Angel Network (CTAN) is a not-for-profit corporation dedicated to providing quality early-stage investment opportunities for accredited Central Texas Angel investors, and to assisting, educating and connecting early-stage growth companies in Central Texas with information and advisors for the purpose of raising money and assisting in their growth. A byproduct of the group's mission will be economic development for Central Texas and the state by helping emerging companies grow to profitability and/or grow to Venture Capital scale investments. The Central Texas Angel Network, which was formed in mid-2006, currently has more than 50 members. Members of the group must possess a willingness to make investments in the $25,000 or greater range. The group provided $6 million in funding to early-stage companies in 2011. For deals to be considered by the Central Texas Angel Network, they must be based in Texas, have a completed product/service offering, have premoney valuation no greater than $10 million, and be seeking no more than $2 million in funding. Applications are screened by members, with two companies chosen each month to present to membership.Portfolio companies include:AccuWaterhttp://accuweather.com/Armida Technologieshttp://armidatechnologies.com/CSIdentityhttp://www.csid.com/DisplayPointshttp://displaypoints.com/Mingglhttp://www.crunchbase.com/company/mingglOneSpothttp://www.onespot.com/Savara Pharmaceuticalshttp://savarapharma.com/Traumatechttp://www.traumatec.com/Atonometricshttp://www.atonometrics.com/Boomerang'shttp://www.cartoonnetwork.com/tv_shows/boomerang/index.htmlCacheIQhttp://www.cacheiq.com/Deep Eddy Vodkahttp://www.deepeddyvodka.com/Dulce Vida Tequilahttp://www.dulcevidatequila.com/FireFly LED Lightinghttp://fireflyledlight.com/Heat Geniehttp://heatgenie.com/MommyMixerhttp://mommymixer.com/Kewlhttp://www.urbandictionary.com/define.php?term=KewlMicroTransponderhttp://www.microtransponder.com/VolunteerSpothttp://www.volunteerspot.com/JamHubhttp://jamhub.com/Phunwarehttp://www.phunware.com/FlowBelowhttp://flowbelow.com/Meals to Livehttp://www.amazon.com/Food-Live-By-Earthbound-Cookbook/dp/0761138994Nexersyshttp://nexersys.com/WenzelSpinehttp://wenzelspine.com/Investment Team:Jeff Harbach, Executive Directorharbach@centraltexasangelnetwork.comRick Timmins, ChairmanJamie Rhodes, DirectorLance Adams, DirectorPete Winstead, DirectorBril Flint, DirectorRosa McCormick, DirectorJohn Paulos, DirectorPEChallenger Capital Groupwww.challengercapitalgroup.comMiddle MarketCommunications & NetworkingLife Sciences & HealthcareEnergy & Clean TechMedia & Digital MediaManufacturing & IndustrialConsumer ProductsRetail & Restaurant

2525 McKinnon St., Suite 300DallasTX75201214-239-8600 214-239-8601

Challenger is an independent financial services institution, offering both advisory services and private equity investing. The Challenger team possesses multidisciplinary capabilities and draws upon experience from more than 227 investment banking transactions, totaling in excess of $44 billion across a wide spectrum of industry sectors. According to published reports, Challenger is raising its debut fund with a $200 million target. Challenger's targeted transaction guidelines are Equity/Mezzanine Placement: $25-$100 million; Senior Debt Placement: $50-$200 million; and Merger & Acquisition Advisory: $25-$500 million. Challenger's industry expertise includes transactions in the consumer products, energy, entertainment, food service, healthcare, industrial products, media, natural gas, oilfield service, publishing, retail and telecom sectors.Portfolio companies include:Bright Truck Leasing & Distributionhttp://www.pensketruckleasing.com/newsroom/2010_1_7_bright_purchase.htmlOPUBCOhttp://www.opubco.com/Indoor Directhttp://indoordirect.com/LIDE Industrieshttp://www.lideindustries.com/PJ Trailershttp://www.pjtrailers.com/Advanced Fire Control Technologieshttp://www.advancedfirecontrol.com/Waldo'shttp://waldosbbq.com/Investment Team:Jeff Matthews, Managing Directorjmatthews@challengercap.comMichael J. Burr, President & Executive Directormburr@challengercap.comMelina Audinelle, Vice Presidentmaudinelle@challengercap.comVCFOFChevron Technology Ventureswww.chevron.com/ctvEarlyInformation TechnologySoftware & InternetCommunications & NetworkingEnergy & Clean Tech

3901 Briarpark RoadHoustonTX77042-5301713-954-6974713-954-6388

Chevron Technology Ventures identifies new technologies and business opportunities that can create value for Chevron. The group invests directly in early-stage technology companies and venture capital funds targeting the energy and power sectors, as well as in early-stage companies and venture funds outside the energy space. In addition to external investments, the Ventures group also invests in promising technology-related business opportunities created by Chevron employees. Chevron Technology Ventures seeks out investment opportunities across a broad technology spectrum including: Information technology hardware and software; Advanced materials including nanomaterials and MEMs technology; Networking; Intelligent devices; Wireless communications; Fuel processing and hydrogen infrastructure; Renewable energy technologies; Hydrocarbon processing; Power quality technologies; Separation; Catalysis; Advanced exploration; Downhole processing and communications; Deepwater production and development; Heavy oil upgrading; Sensors; Improved production; and Fuel additives and lubricants.Portfolio companies include:DynaPumphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=22736330Five Star Technologieshttp://five-startech.com/Sub-One Technologyhttp://www.sub-one.com/MicroSeismichttp://microseismic.com/Microfabricahttp://www.microfabrica.com/Soane Energyhttp://soaneenergy.com/Apprionhttp://www.apprion.com/Emberhttp://www.ember.com/Acumentricshttp://www.acumentrics.com/about-us-contact-us.htmBrightSource Energyhttp://www.brightsourceenergy.com/Konarkahttp://www.konarka.com/BlueArchttp://www.hds.com/bluearc/Moblizehttp://moblize.com/SchemaLogichttp://www.schemalogic.com/Cubilityhttp://www.cubility.com/Investment Team:Trond Unneland, Managing Executivetrond@chevron.comJohn Hanten, Venture Executivepjbh@chevron.comDon Riley, Venture Executivedril@chevron.comVCChrysalis Ventureswww.chrysalisventures.comEarlyGrowthExpansionInformation TechnologyLife Sciences & HealthcareMedical Device

2800 Post Oak Blvd., Suite 5850HoustonTX77056713-568-5614

Chrysalis Ventures manages one of Mid-America's largest funds for early-stage and growth investments with approximately $400 million under management. Since 1993, the firm has invested in over 65 companies, primarily in the Healthcare and Technology sectors. With headquarters in Louisville, Kentucky, Chrysalis has offices in Cleveland, Pittsburgh, Ann Arbor and Houston. Chrysalis currently has investments in 20 states across the United States, but prefers to invest in the "under-ventured" Midwest and South regions of the country. Chrysalis actively sources and nurtures promising early-stage and expansion-stage companies, and occasionally invests in other select opportunities (e.g., roll-ups). The firm rarely invests at the seed-stage and prefers to invest in companies that are already generating revenue in the $1 to $5 million range. Chrysalis typically invests at least $2 million in the first institutional private equity financing (the "A round") in the form of a preferred security. The firm will invest in later rounds of promising companies, up to a total of approximately $15 million in a single portfolio company.Portfolio companies include:Achieve CCAhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=53126327bCatalyst Advisorshttp://www.hlinvestmentbanking.com/Cyberahttp://www.cybera.com/Digitalsmithshttp://www.digitalsmiths.com/Asterandhttp://www.asterand.com/CerviLenzhttp://www.cervilenz.com/Chronicityhttp://www.thefreedictionary.com/chronicityConnecturehttp://www.connecture.com/Construction Software Technologieshttp://isqft.com/Continuumhttp://continuuminnovation.com/Foundation Radiology Grouphttp://www.foundationradiologygroup.com/Golden State Overnight Delivery Serviceshttp://www.gso.com/HCCA Holdingshttp://www.chrysalisventures.com/2002/09/hcca-holdings-inc-parent-of-hcca-international/HealthTeacherhttp://www.healthteacher.com/Integrated Broadband Serviceshttp://www.ibbs.com/MedLabhttp://www.themedlab.com/Mobile Armorhttp://en.wikipedia.org/wiki/Mobile_armorMy Health Directhttp://myhealthdirect.com/NextImage Medicalhttp://www.nextimagemedical.com/Open Kernel Labshttp://www.ok-labs.com/Regent Educationhttp://www.regenteducation.com/Sanoviahttp://sanovia.com/StraighterLinehttp://www.straighterline.com/TechSkillshttp://www.techskills.edu/Ygnitionhttp://www.ygnition.com/AfterBOThttp://afterbot.com/Intervention Insightshttp://interventioninsights.com/meQuilibriumhttps://www.mequilibrium.com/Investment Team:David A. Jones, Jr., Chairman and Managing DirectorKoleman E. Karleski, Managing Directorkoleman@chrysalisventures.comWright Steenrod, Principalwsteenrod@chrysalisventures.comRichard Vance, Operating PartnerJohn Willmoth, Venture PartnerAlan Ying, Venture Partneraying@chrysalisventures.comRoy Ziegler, Venture PartnerWendy Jarchow, Director of Business Developmentwjarchow@chrysalisventures.comIrving W. Bailey, Senior Advisoribailey@chrysalisventures.comPECIC Partners, LPwww.cicpartners.comMiddle MarketLife Sciences & HealthcareEnergy & Clean TechManufacturing & IndustrialConsumer ProductsRetail & Restaurant

500 Crescent Court, Suite 250DallasTX75201214-871-6863214-880-4491

CIC Partners is a Dallas-based, middle-market private equity firm. Over the past 25 years, CIC Partners has successfully partnered with operators in more than 40 companies spanning 14 industries, with revenues ranging from $10 million to $1 billion. CIC typically focuses on companies with a revenue range of $10 to $500 million and an EBITDA of $3 million to $50 million. CIC focuses on the following industries: food, healthcare services, restaurant and retail, energy and manufacturing. CIC Partners' transactions include Growth Capital, Recapitalizations, Leveraged and Manage-ment Buyouts and the firm makes equity investments of $5 - $100 million. Portfolio companies include:Dale Gashttp://www.mexicoguru.com/mexican-slang-meaning.php?date=080106CampoSolhttp://www.camposol.com.pe/River Point Farmshttp://riverpointfarms.com/OmniSYShttp://www.careclaim.com/Red Mangohttp://www.redmangousa.com/Adams Producehttp://www.indeed.com/cmp/Adams-ProduceAdina For Lifehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30943038Castex Energyhttp://www.castexenergy.com/Combs Producehttp://www.combsproduce.com/Continental Structural Plasticshttp://www.cspplastics.com/Cornerstone Automation Systemshttp://www.cornerstoneautosys.com/CTI Foodshttp://www.ctifoods.com/InnerChangehttp://innerchange.com/Schuepbach Energyhttp://www.schuepbachenergy.com/Select Product Grouphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30693818Investment Team:Marshall Payne, Senior Partnermpayne@cicpartnerslp.comMichael Rawlings, General Partnermrawlings@cicpartnerslp.comDrew Johnson, General Partnerdjohnson@cicpartnerslp.comFouad Bashour, Partnerfbashour@cicpartnerslp.comAmir Yoffe, Principalayoffe@cicpartnerslp.comJonathan Dyer, Principaljdyer@cicpartners.comWhitney Bowman, PrincipalDiane Gross, Vice President, FinancePEClearshot Capital Partners, LLCwww.clearshot.comMiddle MarketManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & Restaurant

4105 Westbank Drive, Suite 101AustinTX78746512-327-1600

Clearshot Capital Partners is an Austin, Texas-based private investment firm that specializes in equity and growth investing in small to mid-sized service providers. Clearshot targets private businesses, family-owned companies or subsidiaries and divisions of larger enterprises with transaction sizes of $2 - $20 million in enterprise value. Clearshot considers an equity investment size up to $10 million with and industry focus on Service Providers, General Industrial, Consumer/Retail and Business Services. Clearshot targets businesses headquartered in the Southern U.S.Portfolio companies include:Clearshot Serviceshttp://www.manta.com/c/mtkw4pl/clearshot-servicesSouth Texas Cellularhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=39511587New Vector Communicationshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=113047422Investment Team:Paul Stone, Chairman and CEOMike Dewey, President and COOmdewey@clearshot.comR. Warren Taylor, Vice President, Financewarren.taylor@clearshot.comFICockrell Interests, Inc.www.cockrell.comEarlyGrowthManufacturing & Industrial

1000 Main Street, Suite 3250HoustonTX77002713-209-7500

Created in 1957, Cockrell Interests is a family investment firm chaired by Ernest Cockrell. The Cockrells also operate a foundation that donates money to philanthropic causes in Houston as well as to the College of Engineering at the University of Texas. Pinto American Growth Fund is affiliated with Cockrell Interests and is the manager of a series of specialized investment funds to invest and manage assets for families, institutions and management team partners. Pinto American Growth (see profile) invests in and works with small- and medium-size, family-owned companies in Hispanic cultures and throughout the global emerging markets. Portfolio companies:Barri Remittancehttp://www.manta.com/c/mm37ywn/barri-remittance-corpLa Michoacanahttp://lamichoacanameatmarket.com/Progressohttp://progressofoods.com/Excel Grocery Distributionhttp://www.manta.com/c/mmgn63w/excel-grocery-distribution-incPlaza San Miguelhttp://www.plazasanmiguel.com.pe/Investment Team:Ernest Cockrell, FounderPECotton Creek Capital

2820 Lincoln Plaza500 North AkardDallasTX75201214-242-0700214-219-4654

www.cottoncreekcapital.comMiddle MarketLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer Products(Fort Worth Office)301 Commerce Street, Suite 3655Fort WorthTX76102817-348-2751817-339-8998 Cotton Creek Capital is a Dallas-based private equity firm that partners with proven management teams to invest in and grow lower middle market companies. The firm pursues an opportunistic investment strategy, but also emphasizes the proactive development of investment opportunities through the industry and management relationships of the firm's principals and affiliates. The firm has been founded upon the relationships and active involvement of Smith Brownlie and Jim Braden, whose Brownlie & Braden advisory firm has been providing financial advisory services to high net worth families for over 20 years. The firm invests $2-10 million of equity in transactions including buyouts, recapitalizations, buy-and-builds and corporate divestitures. In concert with its affiliates, Cotton Creek Capital can commit more than $30 million to support the growth of any one of its portfolio investments. The firm seeks to identify and invest in opportunities that exhibit many of the following characteristics: established companies with at least $2 million of predictable cash flow; and a preference for companies in stable growth industry verticals within sectors such as manufacturing, value-added distribution, industrial services, business services, healthcare services and consumer staples.Portfolio companies include:Waste Partners of Texashttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=62699276First Texas BHChttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=45623598Investment Team:Smith A. Brownlie III, Managing Directorsbrownlie@brownliebraden.comJames E. Braden, Managing Directorjbraden@brownliebraden.comAntonio J. DiGesualdo, Managing Directoradigesualdo@brownliebraden.comRyan Childress, Associaterchildress@brownliebraden.comBlake M. Cameron, Senior Associatebcameron@brownliebraden.comRobert Thomas Russell, CTP, Advisory Directortrussell@brownliebraden.comVCCottonwood Technology Fund (CTF)www.cottonwoodtechnologyfund.comEarlyInformation Technology

406 W. Overland DriveEl PasoTX79901

Cottonwood Technology Fund (CTF) is an early-stage technology commercialization fund with offices in El Paso, Texas; Los Alamos, New Mexico; and Santa Fe, New Mexico. It aims to cultivate the entrepreneurial community of the Paso del Norte region running along the Rio Grande River from Los Alamos, New Mexico to El Paso, Texas. According to published reports, Cottonwood Technology Fund raised almost $13 million in 2010. Cottonwood Technology Fund will make 3 to 4 investments per year over a four-year period in early and seed stage companies, with a target investment of $500K - $1M per deal.Portfolio companies include:Ediomahttp://www.edioma.com/Fiberiohttp://fiberiotech.com/Respirahttp://respiramedical.com/Skorpioshttp://en.wikipedia.org/wiki/SkorpiosExagenhttp://exagen.com/Investment Team:Dave Blivin, Managing Partner, 505-412-8537dave@cottonwoodtechnologyfund.comBeto Pallares, Managing Partner, 915-820-8082beto@cottonwoodtechnologyfund.comVCCovera Ventures, LP

Two Galleria Tower 13455 Noel Rd., Suite 1670DallasTX75240972-776-1575

www.coveraventures.comEarlyInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital Media(Austin Office)6300 Bridgepoint ParkwayBldg. 1, Suite 500AustinTX78730512-795-5870Covera was formed in 2009 after the Hunt Ventures team of investment professionals spun out from Hunt Consolidated, Inc. Covera Ventures is a venture capital firm focused on investing in early-stage technology companies with a primary focus on infrastructure, wireless and mobility, software, and technology-enabled service companies. Covera Ventures' typical investments range between $1 million to $5 million, with additional capital available to support future expansion. Covera invests in promising companies throughout the U.S. and Canada.Portfolio companies include:FastScale Technologyhttp://www.emc.com/about/news/press/2009/20090831-03.htmIcerahttp://icerausa.com/CoreTracehttp://www.coretrace.com/iTKOhttp://www.itko.com/Ontelahttp://www.xconomy.com/seattle/2010/02/05/it%e2%80%99s-official-ontela-bought-photobucket-from-news-corp/Innographyhttp://www.innography.com/Metreoshttp://en.wikipedia.org/wiki/MetreosSoftricityhttp://en.wikipedia.org/wiki/SoftricityAppTriggerhttp://www.metaswitch.com/MetaCartahttp://en.wikipedia.org/wiki/MetaCartaZumobihttp://www.zumobi.com/SNAPin Softwarehttp://www.crunchbase.com/company/snapin-softwarePhotobuckethttp://photobucket.com/SensorLogichttp://www.sensorlogic.com/RGB Networkshttp://www.rgbnetworks.com/Alert Logichttp://www.alertlogic.com/Hubspanhttp://www.hubspan.com/Investment Team: Steve Coffey, Managing Directorscoffey@coveraventures.comChris Eckerman, Directorchris@coveraventures.comJeff Williams, Managing Directorjeff@coveraventures.comTom Huseby, Venture PartnerFICrane Capital GroupMiddle MarketEnergy & Clean TechSports & Entertainment

4409 Montrose Blvd., Suite 200HoustonTX77006

James R. Crane is currently Chairman and Chief Executive Officer of Crane Capital Group. He has also served as Chairman of the Board of Crane Worldwide Logistics, a Houston-based single-source provider of global transportation and logistics services, since August 2008. Prior to that time, he founded and served as Chairman and Chief Executive Officer of EGL, Inc., a NASDAQ-listed global transportation, supply chain management and information services company based in Houston, Texas, from 1984 until its sale in August 2007. Since February 2010, he has served as a director of Fort Dearborn Life Insurance Company, a subsidiary of Health Care Service Corporation. Mr. Crane also served on the board of HCC Insurance Holdings, Inc. from 1999 to November 2007. According to published reports, Crane has reached an agreement to purchase control of the Houston Astros baseball franchise.Portfolio companies include:Floridian Golf Resorthttp://www.golflink.com/golf-courses/course.aspx?course=1562356Champion Energy Serviceshttp://www.championenergyservices.com/Investment Team:James R. CraneVCCrist Ventureswww.cristventures.comEarlyInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital Media

5090 Richmond Ave., Suite 319HoustonTX77027713-599-1300

Crist Ventures is a venture capital firm specializing in early-stage technology companies. The principals have operating experience in start-up situations and bring direct entrepreneurial, venture capital and financial experience to the fund and its venture management. Crist's investment approach is to identify emerging trends within the communications, Internet, media and software sectors prior to recognition by the broader marketplace, and to take a proactive approach in working with entrepreneurs. Crist manages the Venture Bridge, LP fund, which makes short-term bridge loans to private, early-stage, emerging growth companies in the Internet, technology and telecommunications sectors. The fund typically invests $100,000 to $500,000 in portfolio companies in a bridge transaction. Portfolio companies include:Bynarihttp://www.bynari.net/BizSupplieshttp://www.thebusinesssupplycompany.com/Hispanic Teleserviceshttps://www.teleperformance.mx/Jobs/Nanotechnologieshttp://en.wikipedia.org/wiki/NanotechnologySalvageSalehttp://salvagesale.assetnation.com/Vuicohttp://www.vuico.com/Investment Team:E. Scott Crist, Managing Directorscott@cristventures.comVCPEDavis, Tuttle Venture Partners (DTVP)www.davistuttle.comEarlyExpansionMiddle MarketInformation TechnologyFinancial ServicesConsumer Products

8 Greenway Plaza, Suite 1320HoustonTX77046713-993-0440713-621-2297

DTVP invests in traditional venture capital situations such as early stage opportunities, as well as expansion and buyout/acquisition situations. The firm looks to diversify its portfolio in terms of industry, company maturity and geographical area. Buyout and acquisition candidates should operate in growth industries with stable market environments, and should have healthy financial statements. The firm prefers companies with investment needs in the $500,000 to $5,000,000 range, and up to $20,000,000 in certain situations. Investment structures may involve debt as well as equity. The firm also maintains an office in Tulsa, OK.Portfolio companies include:Hydrade Beveragehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=94003Outlasthttp://www.outlast.com/EnLink Geoenergy Serviceshttp://www.enlinkgeoenergy.com/NationWide Graphicshttp://www.nwas-llc.com/AmPro Mortgagehttp://www.amprohomemortgage.com/home.htmlWeb TPAhttp://webtpaes.com/Investment Team:Barry M. Davis, Managing General Partnerbdavis@davistuttle.comPhilip A. Tuttle, General PartnerW. Michael Partain, Partnermpartain@davistuttle.comAlbert G. Laverty, Partneralaverty@davistuttle.comH. Lee Frost, Chief Financial OfficerVCDaylight Partnerswww.daylightpartners.comEarlyGrowthInformation Technology

AustinTX

Formed in 2008, Daylight Partners is a venture capital firm which seeks out entrepreneurs who value Daylight's operational experience and functional expertise as much as the firm's capital commitment to their venture. Eleven former executives with expertise in marketing, operations, manufacturing, finance, information technology, technological innovation, accounting, real estate, oil and gas, as well as overall corporate management, are driven to have Daylight Partners take an active role in helping mid-stage companies with their growth initiatives. While having made investments nationally, Daylight Partners has a particular affinity for Texas-based companies. Daylight Partners seeks to make investments in companies which have both revenue and product, and are also seeking expertise as well as capital to fund expansion. While Daylight has expertise outside of the technology market, the firm expects to make most of its investments in technology. Daylight expects to see that the current owners of a target company have made serious investments in their own company (more than sweat equity). Daylight Partners provides (typically): Initial equity and/or debt investment in the range of $250,000 - $750,000.Portfolio companies include:CS Identityhttp://www.csid.com/DadLabshttps://www.dadlabs.com/Digbyhttp://digbysblog.blogspot.com/DIYSEOhttp://www.diyseo.com/Ediomahttp://www.edioma.com/Energetic Solutionshttp://www.energeticsolutionscorp.com/FGA Mediahttp://fgamedia.org/faculty/tmarome/FISOChttp://www.buzzbanking.com/Internet Pawnhttps://pawngo.com/KLD energyhttp://www.kldenergy.com/SmarteSofthttp://www.smartesoft.com/Uplogixhttp://www.uplogix.com/YMAXhttp://www.ymaxcorp.com/Investment Team:William J. Amelio, PartnerGil Burciaga, PartnerScott Helbing, PartnerDick Hunter, PartnerTerry Klein, PartnerRod MacDonald, PartnerRocky Mountain, PartnerScott O'Hare, PartnerRo Parra, PartnerSusan Sheskey, PartnerLee Urbina, PartnerPEDenham Capital Managementwww.denhamcapital.comMiddle MarketEnergy & Clean Tech

600 Travis Street, Suite 2310HoustonTX77002713-217-2700

Denham Capital Management is a leading global private equity firm that manages over $7.3 billion. The Denham team is led by its Managing Partner, Mr. Stuart Porter, and its Senior Managing Directors, Mr. Riaz Siddiqi, Mr. Carl Tricoli and Mr. William Zartler, and employs over 50 professionals spread among offices in Boston, Houston, New Jersey, Sao Paulo, Singapore and London. Denham makes direct investments in the energy and commodities sectors, including in businesses and assets involving natural resources, metals and mining, power and utilities and energy-related infrastructure and services. It invests globally, with investments currently in the U.S., Canada, South America, Europe and Asia, and across all stages of the corporate lifecycle, from development projects to mature, operating businesses. Denham invests across the capital structure and typically targets equity investments in the $50 million to $200 million range.Portfolio companies include:Alta Mesahttp://www.altamesa.net/Big Island Carbonhttp://www.bigislandcarbon.com/CariSalhttp://www.carisal.biz/GNPowerhttp://www.sitheglobal.com/projects/gnpower.cfmFairborne Energyhttp://www.fairborne-energy.com/MEG Energyhttp://www.megenergy.com/Mining Ventures Brasilhttp://www.mvbrasil.com/Plantation Energyhttp://www.plantationenergy.com.au/SunRay Renewable Energyhttp://www.sunpowercorp.co.uk/Trinity Coalhttp://trinitycoalindonesia.com/Upper Wilgathttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=99663506Alta Resourceshttp://www.altaresources.com/BioTherm Energyhttp://www.biothermenergy.com/C&C Energiahttp://ccenergialtd.com/Cadre Proppantshttp://www.cadreproppants.com/homepage/Doe Runhttp://www.doerun.com/Freebird SHAhttp://www.denhamcapital.com/Investments/Investment.aspx?id=29Gradient Resourceshttp://www.gradient.com/Gulf Atlantic Operationshttp://www.gulfatlanticonline.com/Home.htmGreenleaf Powerhttp://www.greenleaf-power.com/Sierra Buckeyehttp://sierrabuckeye.com/Tradition Midstreamhttp://traditionmidstream.com/Investment Team:Carl Tricoli, Founder and Managing Director, 713-217-2720carl.tricoli@denhamcapital.comRiaz Siddiqi, Founder and Managing Director, 713-217-2702riaz.siddiqi@denhamcapital.comBill Zartler, Founder and Managing Director, 713-217-2716bill.zartler@denhamcapital.comVCDillon Joyce, Ltd.www.dillonjoyce.comEarlyInformation TechnologySoftware & InternetCommunications & NetworkingBusiness Services

6034 Lakehurst Ave.DallasTX75230214-696-3451214-265-7236

Dillon Joyce, Ltd. is a Venture Capital firm located in Dallas specializing in early stage venture capital investments in a few targeted segments. Dillon Joyce is led by Tom Hedrick, who has been investing as an angel in early stage companies since 1995. Since that time he has invested in 25 companies and advised countless others. Tom's investment results have significantly exceeded VC industry benchmarks since 1995. Portfolio companies include:Archipelago Learninghttp://archipelagolearning.com/Indoor Directhttp://indoordirect.com/RealManagehttp://realmanage.com/Fiber Mediahttp://www.fibermedia.net/Shale Inlandhttp://www.shale-inland.com/The Brand Banking Companyhttps://www.thebrandbank.com/home/homeBulldog Solutionshttp://www.bulldogsolutions.com/Celaccesshttp://celaccess.com/SmartOpshttp://www.smartops.com/Investment Team:Tom Hedricktomhedrick@dillonjoyce.comVCDuchossois Technology Partners (DTEC)www.duchtec.comEarlyGrowthExpansionInformation TechnologySoftware & InternetCommunications & Networking

6300 Bridge Point ParkwayBuilding 1, Suite 500AustinTX78730512-795-5814512-795-5849

Duchossois Technology Partners (DTEC) is affiliated with the Duchossois Enterprises Group, a privately held holding company with interests in a diversified portfolio of companies, including The Chamberlain Group, Inc. (consumer and commercial access control products), AMX (consumer and commercial advanced control and automation technology), Heath-Zenith (security and lighting products) and Duchossois Capital Partners (investments). DEG also holds a strategic interest in Churchill Downs, Inc. Founded 1998, Duchossois Technology Partners (DTEC) invests in companies with experienced management teams, compelling technology, and large market opportunities. DTEC's portfolio of promising companies spans the U.S. geographically, however the firm is particularly interested in opportunities located in close proximity to its Chicago and Austin offices. DTEC invests in Information Technology, Communications, Semi-conductor, and Software businesses. The firm pursues investments that leverage DTEC's operating and investment backgrounds in the consumer, enterprise, wireless, telecommunications, and component sectors. DTEC is a blended stage investment firm and invests in the Early, Mid, and Growth Stages of a company, targeting $2-7 million per investment.Portfolio companies include:AirWalk Communicationshttp://www.airwalkcom.com/Brivohttp://www.brivo.com/Freelinchttp://www.freelinc.com/Infobloxhttp://www.infoblox.com/en/home.htmlNetNearUhttp://www.nnu.com/Alereonhttp://www.alereon.com/Avescohttp://www.avesco.com/Clarity Technologieshttp://www.claritytech.com/Intellonhttp://www.atheros.com/Mobilitechttp://en.wikipedia.org/wiki/MobilitecNetEffecthttp://www.neteffect-it.com/NextHophttp://blogs.technet.com/b/nexthop/Personetahttp://personeta.com/Pintail Technologieshttp://pintail.com/Rubicon Genomicshttp://www.rubicongenomics.com/Sipera Systemshttp://www.sipera.com/SmartSignalhttp://www.smartsignal.com/The Illinois Innovation Accelerator Fundhttp://i2afund.com/Investment Team:Rohit (Tony) Seth, General Partnerrseth@duch.comEDEDCO Ventures

1107 S. 8th StreetAustinTX78704915-539-5552512-354-7443

http://edcoonline.orgEarlySoftware & InternetLife Sciences & HealthcareEnergy & Clean Tech(Mailing Address)1201 Tinnin Ford #2AustinTX78741EDCO Ventures is a venture development organization that partners with universities, government laboratories, risk capital groups, and private individuals to discover and commercialize technologies and innovative business ideas. EDCO's goals are to create innovative companies and thereby increase living wage jobs in economically distressed areas of Texas. EDCO is a 501(c)(3) economic development non-profit organization. EDCO has two models of engaging with innovative, early-stage companies that have met appropriate business opportunity and social impact criteria. One is called the Venture model, and the other is the BizLaunch program. In both cases, EDCO staff provides mentorship and guidance, and the companies receive access to experienced industry executives. However, a select group of companies receive a seed-level capital investment from EDCO, and a higher level of EDCO staff engagement, classifying them as EDCO ventures. Target industries include: Green and Clean Technologies, Biotechnology, Nanotechnology, and Software and Web 2.0.Portfolio companies include:re:charhttp://www.re-char.com/PG Corphttp://www.pgecorp.com/Kenaf Boards and Butanolhttp://www.compositesworld.com/suppliers/kenafindRegenevitahttp://regenevita.com/home.htmlParatinovia.comhttp://paratinovia.com/Unlimited Juicehttp://unlimited-juice.com/Festina Networkshttp://www.corporationwiki.com/Texas/Austin/festina-networks-llc/39330884.aspxUno800Hispanohttp://twitter.com/1800HISPANOMiniDonationshttp://minidonations.org/ShareOncehttp://www.shareonce.com/GAHCC/Cherry Fusionhttp://www.cherryfusion.com/PikLukhttp://www.pikluk.com/MediaStovehttp://mediastove.com/KPS Partnershttp://www.kpsfund.com/Investment Team:Teofilo Tijerina, Executive Director and Co-Founder, 915-539-5552teo.tijerina@edcoonline.orgLaura Bosworth-Bucher, Venture Executivelaura.bosworth@edcoonline.orgMorgan Simon, Director of Strategy and Business Developmentmorgan.simon@edcoonline.orgLeo A. Ramirez Jr., Co-Founderleo.ramirez@edcoonline.orgFIEFO Holdings, LPwww.efoholdings.comSeedEarlyGrowthExpansionMiddle MarketInformation TechnologyCommunications & NetworkingBusiness ServicesConsumer Products

2828 Routh, Suite 500DallasTX75201214-849-9800214-849-9807

Founded in 1994, EFO Holdings, LP is the "Esping Family Office." The firm was founded on the philosophy of Perry E. "Bill" Esping, and uses the Esping family assets as a platform in building a family-oriented investment firm. The firm invests in all major asset classes including venture capital, private equity, public equity, hedge funds, real estate, fixed income, DIP lending, and alternative investment, as well as estate planning, wealth transfer and tax. Investment size can range from early stage Angel funding of less than $0.5 million to later stage or public equity investments of as much as $10 million. EFO Private Equity makes investments of $5 - $15 million in companies with revenues of at least $10 million. The firm's five general principals, together with affiliate partners and tax and accounting professionals, manage in excess of $300 million.Portfolio companies include:Deep Nineshttp://www.deepnines.com/CareSmart Solutionshttp://caresmartsolutions.com/Jacob Ash Holdingshttp://www.jacobash.com/LaserSpine Institutehttp://www.laserspineinstitute.com/Melbourne Greyhound Parkhttp://www.mgpark.com/Natural Gearhttp://www.naturalgear.com/MyOffice Productshttp://www.myofficeproducts.com/order/home.aspxInvestment Team:William P. Esping, Managing General Partnerbesping@efoholdings.comBallard Castleman, Managing Directorbcastleman@efoholdings.comBob Grammen, Partner, EFO Holdings/Cypress Lendingrgrammen@aol.comPEEIG Global Energy Partnerswww.eigpartners.comMiddle MarketEnergy & Clean Tech

Three Allen Center333 Clay Street, Suite 3500HoustonTX77002713-615-7400

EIG Global Energy Partners manages funds that invest solely in the energy sector focusing primarily on upstream, midstream, resources, and power generation, but has also made a significant number of investments in the renewable space, and energy-related infrastructure. EIG specializes in private investments in energy, administered by over 40 investment professionals with industry or technical backgrounds. During its 29-year history as an operating division of TCW, funds managed by EIG have invested more than $11 billion in 33 countries on 6 continents. In addition to the group's North America investing activities, EIG plans to continue to grow the firm's global investments. Funds managed by EIG Global Energy Partners generally invest in the form of mezzanine loans or preferred equity, with the balance taking the form of common equity. EIG is headquartered in Washington, DC, with offices in Houston, New York, London and Sydney. Its upstream and midstream operations are based in Houston.Portfolio companies include:N/AInvestment Team:Kurt Talbot, Co-President and Chief Investment Officerkurt.talbot@eigpartners.comRandall Wade, Co-President and Chief Operating Officer randall.wade@eigpartners.comCurt Taylor, Managing Directorcurt.taylor@eigpartners.comPatrick Hickey, Senior Vice Presidentpatrick.hickey@eigpartners.comClay Taylor, Vice Presidentclay.taylor@eigpartners.comRichard Punches, Vice Presidentrichard.punches@eigpartners.comLarry Tharp, Vice Presidentlarry.tharp@eigpartners.comVCEmergent Technologies (ETI)www.emergenttechnologies.comSeedEarlyLife Sciences & HealthcareConsumer Products

11412 Bee Caves Rd., Suite 300 AustinTX78738512-263-3232 512-263-3236

ETI is a venture capital firm that specializes in forming, funding, commercializing, and managing companies for the purpose of converting institutional and university-based technology into high return ventures. Emergent becomes a full time business partner and acts as an active management team with a portfolio company. Once the technology is proven and markets are demonstrated, ultimate value may be achieved through a sublicense, IPO or sale of the technology.Portfolio companies include:Pure Proteinhttp://www.pureprotein.net/Hyalosehttp://hyalose.com/Choncepthttp://choncept.com/Heparinexhttp://heparinex.com/AeonClad Biomedicalhttp://www.aeoncladbiomedical.com/Appian Labshttp://www.appianlabs.com/Auxano Biomedicalhttp://www.auxanobio.com/Beacon Scienceshttp://beaconsciences.com/Caisson Biotechhttp://www.caissonbiotech.com/Enavailhttp://www.enavail.com/Receptor Logichttp://receptorlogic.com/Reveal Scienceshttp://www.revealsciences.com/Seleniumhttp://seleniumhq.org/Pure Transplant Solutionshttp://www.pureproteinllc.com/transplant/index.htmlInvestment Team:Thomas A. Harlan, Chairman & CEOtharlan@etibio.comEdward K. Clark, Executive Vice President & General CounselEd Merrifield Sr., Vice President & COOBlair Duncan, CFOPEEnCap

1100 Louisiana, Suite 4900HoustonTX77002713-659-6100713-659-6130

www.encapinvestments.comMiddle MarketEnergy & Clean Tech(Dallas Office)3811 Turtle Creek Blvd., Suite 1000DallasTX75219214-599-0800214-599-0200Since 1988, EnCap has been a leading provider of private equity to independent oil and gas companies, closing over $6 billion of principal investments and corporate finance transactions. The firm has raised 15 institutional oil and gas investment funds totaling approximately $11 billion and currently manages capital on behalf of over 200 U.S. and International investors. EnCap has invested with over 175 companies. The firm's most recent fund, EnCap Energy Capital VIII L.P., closed in January 2011 with $3.5 billion of limited partner capital commitments.Portfolio companies include:Bold Energyhttp://boldenergy.com/Ark-La-Tex Energyhttp://www.manta.com/c/mm3ftr1/arklatex-energyCommon Resources IIhttp://common-resources.com/Cornerstone Natural Resourceshttp://www.cornerstonenaturalresources.com/Eagle Oil & Gashttp://eagleog.com/Eclipse Resourceshttp://www.eclipseresources.com/Enduring Resourceshttp://www.enduringresources.com/EV Energy Partnershttp://www.evenergypartners.com/Laramie Energy IIhttp://laramie-energy.com/Legado Resourceshttp://legadoresources.com/Marquette Explorationhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=37641264Paloma Partnershttp://www.paloma.com/Lone Starhttp://www.lonestarsteakhouse.com/Brigadier Oil & Gashttp://www.brigadieroil.com/Forge Energyhttp://www.forgenergy.com/HVL Energyhttp://hvlenergy.com/Halcon Resourceshttp://halconresources.com/Manti Explorationhttp://www.mantires.com/Oasis Petroleumhttp://www.oasispetroleum.com/OGX Holding Ihttp://www.corporationwiki.com/Texas/Midland/ogx-holding-ii-llc/38193009.aspxInvestment Team:David B. Miller, Principal (Dallas)dmiller@encapinvestments.comGary R. Petersen, PrincipalD. Martin Phillips, Principalmphillips@encapinvestments.comRobert L. Zorich, PrincipalPEEnCap Energy Infrastructure Fund (EEIF)www.efmidstream.comMiddle MarketEnergy & Clean Tech

1826 North Loop 1604 West, Suite 200San AntonioTX78248210-494-6777210-494-6762

In 2008, Flatrock Energy Advisors, LLC and EnCap Investments, LP joined together in a long-term partnership to create a series of private equity funds to invest in the midstream sector of the North American energy infrastructure space. The EnCap Energy Infrastructure Fund (EEIF) has institutional investor commitments totaling $791.6 million and is jointly managed by the combined EnCap Flatrock team. EEIF primarily focuses on providing growth capital to proven midstream management teams in North America. The firm's targeted equity commitments typically range from $25 million to $75 million per management team, but EEIF also pursues investment opportunities requiring larger equity commitments in conjunction with the firm's investment partners. EEIF pursues attractive investment opportunities in: natural gas gathering, treating, compression, processing and storage operations; oil gathering and transportation; natural gas liquid fractionation, storage and transportation; produced water handling and disposal; and CO2 gathering, transportation and sequestration. EnCap Flatrock has more than $1.2 billion in total assets under management.Portfolio companies include:Cardinal Midstreamhttp://cardinalmidstream.com/Caiman Energyhttp://www.caimanenergy.com/Rangeland Energyhttp://www.rgldenergy.com/Meritage Midstreamhttp://www.meritagemidstream.com/Caballo Energyhttp://www.caballoenergy.com/Lucid Energy Grouphttp://lucid-energy.com/index.htmlNuevo Midstreamhttp://www.nuevomidstream.com/US Infrastructurehttp://usilp.com/Investment Team:Dennis F. Jaggi, Managing PartnerWilliam R. Lemmons Jr., Managing PartnerWilliam D. Waldrip, Managing Partner and FounderPEEnergy Spectrum Capitalwww.energyspectrum.comMiddle MarketEnergy & Clean TechConsumer Products

5956 Sherry Lane, Suite 900DallasTX75225214-987-6100214-987-6110

Energy Spectrum Capital (ESC) manages private equity funds that make direct equity investments in companies that own and operate energy assets. Founded in 1996, ESC has raised over $2.3 billion of equity capital from the corporate and public sectors. ESC currently has over $1.3 billion in direct equity under management. ESC closed its sixth midstream private equity fund in 2011, adding $1.0 billion to equity under management since inception. ESC seeks investments that have clear growth strategies, opportunities to realize operational and financial leverage, and potential to realize higher valuations through the expansion of exit multiples. ESC seeks transactions in which it can invest $25-$100 million of equity and that present opportunities to invest additional equity as the company executes its growth plan. The firms' upstream affiliate, Energy Trust Partners, targets equity investments of $40-$100 million in oil and gas exploration and development opportunities by investing in operating companies, specific asset purchases and drilling projects. Portfolio companies include:Aspen Pipelinehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=31012576The Ceritas Grouphttp://ceritasgroup.com/Clear Creek Energy Serviceshttp://clearcreek-es.com/C&J Specialty Rental Toolshttp://www.manta.com/c/mm4twvg/c-j-specialty-rental-toolsForrest Drilling Companyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26363841Frontier Midstreamhttp://www.frontierenergyllc.com/contact_frontier.htmlHigh Sierra Energyhttp://www.highsierraenergy.com/Hoover Energy Partnershttp://hooverenergy.com/Laser Midstream IIhttp://www.manta.com/c/mtmkv7t/laser-midstreamMidstream Energy Serviceshttp://midstreamenergyllc.com/Costar Midstreamhttp://www.costarmidstream.com/Tristate Midstreamhttp://www.tsmidstream.com/Velocity Midstreamhttp://velocitymidstream.com/Investment Team:James P. Benson, Partner, 214-987-6103jim.benson@energyspectrum.comJames W. Spann, Partner, 214-987-6102jim.spann@energyspectrum.comPeter W. Augustini, Partner, 214-987-6128peter.augustini@energyspectrum.comLeland B. White, Partner, 214-987-6104leland.white@energyspectrum.comThomas O. Whitener, Jr., Partner, 214-987-6105tom.whitener@energyspectrum.comBenjamin H. Davis, Partner, 214-987-6122ben.davis@energyspectrum.comMark S. Honeybone, Partner, 214-987-6119mark.honeybone@energyspectrum.comPEEnergy Trust Partnerswww.energytrustpartners.comMiddle MarketEnergy & Clean TechConsumer Products

5956 Sherry Lane, Suite 900DallasTX75225214-987-6104 214-987-6110

The Energy Trust Partners funds (ETP) make private equity investments in the upstream sector of the oil and gas industry. ETP's objective is to realize substantial equity returns by investing with experienced management teams engaged in building oil and gas reserves through acquisition, exploitation, exploration and development drilling, and related activities. Individuals managing ETP have extensive experience investing in the oil and gas industry. ETP is managed by personnel affiliated with Energy Trust, LLC and the Energy Spectrum group. In addition to ETP, Energy Trust and its predecessors have invested approximately $2.0 billion directly in the oil and gas industry since 1981 on behalf of its institutional clients. Energy Trust Partners III, LP closed in 2008 with $460 million of equity capital. To date, the Fund has committed capital to three portfolio companies with activities focused in Texas and New Mexico. The Fund continues to seek new management teams and investments in the $40- $100 million range. The firm has an additional office in New York.Portfolio companies include:Lake Ronel Energy Partnershttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=84580144Chi Partnershttp://www.chiandpartners.com/Kaler Energy Partnershttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=84580165Manzano Energy Partnershttp://manzanoenergy.com/Denali Oil & Gas Partners IIIhttp://www.denaliog.com/Keystone Petroleumhttp://www.kpeltd.com/Mesa Energy Partnershttp://mesa-energy.net/Republic Energy Ventureshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=109964241Rock Oil Companyhttp://rockoilrefining.com/Investment Team:Leland B. White, Co-Founderleland.white@energyspectrum.comDamian S. Wells, Senior Vice President and P.E.damian.wells@energyspectrum.comJohn S. Clark, Senior Vice President and Principal of the General Partnerjohn.clark@energyspectrum.comVCEnhanced Capital Partners, LLCwww.enhancedcap.comGrowthExpansionSoftware & InternetCommunications & NetworkingMedical DevicesConsumer Products

2802 Flintrock Trace, Suite 220AustinTX78738512-610-5555512-610-5550

Enhanced Capital Partners, formed in 1999, is a national investment firm specializing in state-specific investments in small and emerging companies with its private investment funds. The firm has over $400 million under management and seeks to achieve capital appreciation while adhering to a mandate tailored for a local investment approach. The company's goal is to promote the growth and expansion of small businesses while attaining significant returns for its investors by mentoring and leveraging additional private equity for its portfolio companies through its partnerships. The company has established investment funds in Colorado, Louisiana, Texas, Alabama, and New York and is currently seeking investment opportunities in those states. Enhanced Capital pursues both growth equity as well as early stage investing. The firm makes typical investments ranging from $3 million to $10 million. These investments are for companies that are smaller in size and may or may not be cash flow positive, have revenues of less than $10 million, and are seeking expansion capital. Portfolio companies include:Flying Fishhttp://en.wikipedia.org/wiki/Flying_fishEmageonhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=143491Wireless Channelshttp://en.wikipedia.org/wiki/List_of_WLAN_channelsHomeSpherehttp://homesphere.com/ARC Solutionshttp://www.arcsolutions.com/Affinity Labhttp://www.affinitylab.com/BinOpticshttp://binoptics.com/CoreSensehttp://coresense.com/Fire Rockhttp://www.firerocknavajocasino.com/GolfTechttp://www.golftec.com/Health Talent Grouphttp://www.healthcaretalent.net/InfraHealthhttp://infrahealth.com/Kionixhttp://www.kionix.com/Motion Computinghttp://www.motioncomputing.com/Mystique Brandshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=27547235Source Medicalhttp://sourcemed.net/StorePerformhttp://www.redprairie.com/Truisthttp://truist.com/Advanced Network Solutionshttp://www.ansolutions.com/Aquasanahttp://www.aquasana.com/NuScriptRXhttp://nuscriptrx.com/Optimal IMXhttp://optimalimx.com/Optiwindhttp://optiwind.com/Payment America Systemshttp://paymentamerica.com/RepEquityhttp://www.repequity.com/Queralthttp://www.queraltinc.com/Shareholder InSitehttp://shareholderinsite.com/Investment Team: Dennis C. Bottorff, Managing General Partner and Co-Founderdbottorff@councilcapital.comKatie Gambill, Managing General Partner and Co-Founderkgambill@councilcapital.comIEntrepreneurial Development Centerwww.servicesca.org/entrepreneurial_development_center.htmSeedConsumer Products

c/o Services Cooperative Association9600 Long Point Road, Suite 150HoustonTX77055713-932-7495713-932-7498

Founded 1985, the Entrepreneurial Development Center is Houston's first and Texas' oldest business incubator, and the second oldest private sector business incubator in the United States. The EDC pioneered business development and entrepreneurial education programs to accelerate business growth for entrepreneurs in emerging businesses without using public funding. The EDC provides the resources, methodology and environment to accelerate business growth of client entrepreneurs and receives a modest 5% royalty fee based on the success of the venture. The Center has a modest seed fund and has been involved in virtually every type of funding option.Portfolio companies include:Bartlett Creativehttp://www.b-creative.com/New Dimensions Computershttp://newdimcomputers.com/BRG Consultinghttp://brgconsulting.com/Rodas Haskell Associateshttp://www.manta.com/c/mmd4y5t/rodas-haskell-associates-incNearBuy Mediahttp://zicecos.com/nearbuy/index.htmLegacy Solutionshttp://www.legacysolutions.org/Investment Team:C. Dean Kring, Director of Researchcdkring@servicesca.orgPEEquus Capital Management Corporationwww.equuscap.comMiddle MarketManufacturing & IndustrialBusiness Services

8 Greenway Plaza, Suite 930HoustonTX77046888-323-4533212-671-1534

Equus II, Inc. is a business development company that trades as a closed-end fund on the New York Stock Exchange. The fund seeks to achieve capital appreciation principally by making investments in equity and equity-oriented securities issued by privately owned companies in transactions negotiated directly with such companies. Equus II seeks to invest primarily in companies that intend to acquire other businesses, including through leveraged buyouts. From time to time, Equus II may also invest in recapitalizations of existing businesses or special situations. Equus II focuses on investments in privately owned manufacturing, distribution or service companies with annual revenues between $15 and $150 million.Portfolio companies include:Bradshaw Grouphttp://www.bradshawgroup.com/RP&C International Investmentshttp://www.rpcint.com/PalletOnehttp://www.palletone.com/Big Apple Entertainment Partnershttp://www.linkedin.com/company/big-apple-entertainment-partners-llcConGlobal Industrieshttp://cgini.com/Equus Media Development Companyhttp://www.equusmedia.com/Infiniahttp://www.infiniacorp.com/London Bridge Entertainment Partnershttp://www.asalondon.co.uk/option5.php?RIPLEY,EFRBELEquus Energyhttp://equusenergygroup.com/Orco Germanyhttp://www.orcogermany.de/en/index.htmlPalletOnehttp://www.palletone.com/Sovereign Business Formshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=34584Spectrum Managementhttp://www.spectrumam.com/Trulitehttp://trulite.com/Investment Team:John A. Hardy, CEOL'Sheryl D. Hudson, Vice President, CFOKenneth Denos, Secretary and CCOkdenos@equuscap.comAlessandro Benedetti, Executive ChairmanVDEscalate Capitalwww.escalatecapital.comExpansionInformation TechnologyLife Sciences & HealthcareBusiness Services

300 West Sixth Street, Suite 2300AustinTX78701512-651-2100512-651-2101

Escalate Capital Partners (ECP) is a private structured finance firm focused exclusively on providing capital to venture-backed expansion and late-stage companies within technology, life sciences and service based industries. The ECP team combines over 55 years of experience in venture capital and commercial finance to deliver a broad array of senior, subordinated and mezzanine debt solutions that are less dilutive than equity and provide more flexibility than conventional debt from banks or asset-based lenders. With offices in San Jose, California and Austin, Escalate Capital is focused on making investments of $5 million to $15 million to companies with annual revenues in excess of $10 million. The firm has committed over $2 billion of capital in over 500 transactions.Portfolio companies include:Navini Networkshttp://www.navini.com/AVSThttp://www.avst.com/Zillianthttp://www.zilliant.com/BigFixhttp://www.ibm.com/software/tivoli/solutions/endpoint/?s_pkg=bfmwClick Tacticshttp://www.clicktactics.com/Everyday Healthhttp://www.everydayhealth.com/AllConnecthttp://www.allconnect.com/Viveraehttp://viverae.com/LDRhttp://www.revenue.louisiana.gov/default.aspWhale Shark Mediahttp://www.whalesharkmedia.com/Fishbowlhttp://www.fishbowl.com/M5http://www.m5.net/One Commandhttp://www.onecommand.com/MarketForcehttp://www.marketforce.com/Mobixellhttp://www.mobixell.com/Investment Team:Ross Cockrell, Managing Director, 512-485-1908ross@escalatecapital.comTony Schell, Managing Director, 512-485-1986tony@escalatecapital.comLarry Bradshaw,Principallarry@escalatecapital.comSimon James, Chief Financial Officer and Chief Operating OfficerChris Julich, PrincipalPEEschelon Energy Partnerswww.eschelonenergypartners.comMiddle MarketEnergy & Clean Tech

712 Main Street, Suite 2200HoustonTX77002-3290713-546-2621713-546-2620

Eschelon Energy Partners is a private equity source of capital for the North American energy industry providing its partners the opportunity to participate in the growth and volatility of the sector. Eschelon is geared for less competitive, smaller capitalization ($50-$250M) investment opportunities that have a base of existing cash flow but are in need of growth capital. Critical parameters used by Eschelon in its evaluation of such opportunities are the quality of management, viability of the business plan, value add of investment partners, and appropriate valuation and governance. Important to the success of Eschelon is its hands-on involvement in the execution of its portfolio companies' business plans and active influence on their corporate governance. Eschelon targets "small-cap" businesses with enterprise values of less than $250 million across the energy value chain in the U.S. and Canada.Portfolio companies include:Chroma Exploration and Productionhttp://chromaexpl.com/Itronhttp://www.itron.com/pages/about.aspSaber Resourceshttp://saber-resources.com/Pine Brook Partnershttp://pinebrookpartners.com/Milagro Explorationhttp://www.milagroexploration.com/Strand Energyhttp://strandenergy.com/Investment Team:Thomas S. Glanville, Managing Partnertsg@eschelonenergypartners.comRob Glanville, Investment Committee MemberVCEssex Woodlands Health Ventureswww.essexwoodlands.comSeedEarlyLife Sciences & HealthcareMedical Devices

21 Waterway Avenue, Suite 225The WoodlandsTX77380281-364-1555281-364-9755

With $2.5 billion under management, Essex Woodlands is one of the largest and oldest venture capital firms pursuing investments in pharmaceuticals, biotechnology, medical devices, health care services and health information technology. Since its founding in 1985, Essex Woodlands has maintained its singular commitment to the healthcare industry and has been involved in the founding, investing, and/or management of over 100 healthcare companies ranging across all sectors, stages and geography. The team is comprised of 25 senior investment professionals with offices in Palo Alto, Houston, New York, and London. Essex Woodlands is currently investing out of its eighth fund of $900 million, which closed in 2009. Portfolio companies include:Receptor BioLogixhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=7985000MediciNovahttp://www.medicinova.com/eNoshttp://www.enoshomemedical.com/Shire Pharmaceuticalshttp://www.shire.com/shireplc/en/homeAbiomedhttp://www.abiomed.com/Clear Vascularhttp://clearvascular.com/Curishttp://www.curis.com/index.phpElusyshttp://www.elusys.com/Endologixhttp://www.endologix.com/LightSciences Oncologyhttp://www.lsoncology.com/MicroPorthttp://en.wikipedia.org/wiki/MicroportMedlogicshttp://www.medlogics.com/index.php?id=1Oraya Therapeuticshttp://www.orayainc.com/ROX Medicalhttp://roxmedical.com/ATS Medicalhttp://en.wikipedia.org/wiki/ATS_MedicalBiotoscanahttp://www.biotoscana.com/Bioventushttp://bioventus.com/Breathe Americahttp://www.breatheamerica.com/Revance Therapeuticshttp://www.revance.com/Protein Simplehttp://www.proteinsimple.com/Victory Pharmahttp://victorypharma.com/IKA Systemshttp://ikasystems.com/Complere Genomicshttp://www.completegenomics.com/Entellus Medicalhttp://www.entellusmedical.com/Investment Team:Martin P. Sutter, Managing Directormsutter@ewhv.comCynthia A. Doerr, MD, Venture Partnercdoerr@ewhv.comFrank Young, Partnerfyoung@ewhv.comPEEvolve Capitalwww.evolvecapital.comMiddle MarketComunications & NetworkingLife Sciences & HealthcareMedical DevicesManufacturing & IndustrialConsumer Products

2200 Ross Avenue, Suite 4050DallasTX75201214-220-4800

Launched in 2005, Evolve Capital is a private equity firm focused exclusively on leveraged recapitalizations or entrepreneurial businesses. Target investments have $2.5 to $4.0 million of EBITDA and a track record of growth, but lack many of the systems, financial controls, management processes and business plans that other private equity firms may require. Evolve prefers industries that are non-cyclical, service, or asset light businesses with sustainable, defensible EBITDA margins at 10+%. The firm is currently looking for opportunities in the following areas: Durable medical equipment companies focused on the hospice industry; Towable recreational vehicles; Specialized decontamination services for cleanroom environments; Power electronics for the recreational, commercial marine, mobile and fixed wireless communication industries; and Home healthcare.Portfolio companies include:Controlled Contamination Serviceshttp://cleanroomcleaning.com/Home Health Holdingshttp://www.manta.com/c/mtcnb1f/home-health-holdings-incHospice Sourcehttp://hospicesource.net/Indigo Biosystemshttp://indigobio.com/Mission Critical Electronicshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=128177682Investment Team:Jeff Baker, PartnerMike Crothers, Founder, PartnerHeidi Hargrove, PartnerBen Mackay, PartnerRyan Shultz, PartnerSage Harrison, PartnerVCFayez Sarofim & Co.www.sarofim.comEarlySoftware & InternetCommunications & Networking

Two Houston Center, Suite 2907HoustonTX77010713-654-4484

Fayez Sarofim & Co. manages investment portfolios for a wide range of clients including pension plans, foundations, endowments, and individuals. For over five decades, since the firm's founding in 1958, Sarofim has focused exclusively on investment management. The firm is an independent entity owned and managed by its founder, Fayez Sarofim, and a team of 22 investment professionals. As of March 30, 2012, Sarofim had $26 billion in assets under management. The firm makes select private equity investments.Portfolio companies include:Uplogixhttp://www.uplogix.com/AvantGohttp://www.sybase.com/avantgoAdauctionhttp://www.ad2tampabay.org/events/adauction/Trulia.comhttp://www.trulia.com/Investment Team:Fayez SarofimRaye G. Whitergwhite@sarofim.comRalph B. ThomasCharles E. Sheedycsheedy@sarofim.comChristopher B. SarofimReynaldo Rezarreza@sarofim.comWilliam Gentry Lee, Jr.Jeffrey M. Jacobejjacobe@sarofim.comPEFCT Capital Partners, LLCwww.fctcapitalpartners.comMiddle MarketManufacturing & IndustrialBusiness Services

12941 Gulf Freeway, Suite 200HoustonTX77034281-922-5510281-484-3086

FCT Capital Partners, LLC (FCT) was founded by Nigel J. Harrison, an independent banker with a 35 year career. FCT Capital Partners provides small business and investors with services needed to review, execute and achieve investment goals and objectives. FCT assists in capital and debt structure drawing upon years of practical financial experience necessary to achieve effective results. FCT also creates investment pools, and serves as a varied consulting group that acts as an incubator for capital investment opportunities and management oversight. For small businesses/ commercial FCT provides business consulting and counseling, balance sheet management including working capital, restructuring of liabilities, referral to financing sources, factoring/short term/gap financing and third party leasing services. Along with balance sheet management, FCT also provides fixed asset assistance through private investors or banking, business expansion and acquisition, SBA loan placement to SBA lenders, investment and estate planning services (third party), and private equity investment.Portfolio companies include:N/AInvestment Team:Nigel J. Harrison, Managing Partnernigel@fctcapitalpartners.comLee Prince, Partnerlee@fctcapitalpartners.comSandra Taylor, Executive Assistantsandra@fctcapitalpartners.comHarvey Denman, Partnerharvey@fctcapitalpartners.comBob Perry, Partnerbob@fctcapitalpartners.comWayne Baker, Partnerwayne@fctcapitalpartners.comPEFinger Interests, Ltd.www.fingerinterests.comMiddle MarketFinancial ServicesReal Estate

520 Post Oak Blvd., Suite 750HoustonTX77027713-621-7525 713-621-7552

Finger Interests, Ltd. is an investment management firm that specializes in opportunities to which it may add both capital and expertise. Jerry E. Finger and Jonathan S. Finger are managing partners of Finger Interests, Ltd. They are private investors with over fifty years of combined operating experience in commercial banking, real estate finance and development, investment banking, fiduciary and investment management, and principal investing. Jerry Finger is the former vice chairman of BankAmerica, having sold Charter Bank to BankAmerica.Portfolio companies include:Right Bankhttp://en.wikipedia.org/wiki/Right_bankInvestment Team:Jerry E. Finger, Managing PartnerJonathan S. Finger, Managing PartnerVCFirst Capital Group

P.O. Box 15616750 E. Mulberry, Suite 305San AntonioTX78212210-736-4233210-736-5449

www.firstcapitalgroup.comEarlyGrowthExpansionCommunications & NetworkingLife Sciences & HealthcareMedia & Digital Media(Dallas Office)12400 Coit Road, Suite 910DallasTX75251214-382-1916214-382-1915Founded in 1984, First Capital Group is a venture capital firm that invests in a diversified portfolio of well-managed, early- and expansion-stage companies in Texas and the Southwest. The firm currently manages two investment partnerships, First Capital Group of Texas II, LP and First Capital Group of Texas III, LP, both of which are licensed as Small Business Investment Companies. The firm's total capital under management averages $150 million and seeks to invest in companies with annual sales of at least $20 million and a positive cash flow.Portfolio companies include:Bluestreak Networkshttp://www.bluestreaknetwork.com/InnerDoorwayhttp://www.innovisionhm.com/Transcomhttp://www.transcom.mil/ProNethttp://www.pronetreno.com/CCI Telecomhttp://ccitelecom.net/Extreme Communicationshttp://extremecomm3.com/Hicks Broadcasting Partnershttp://www.capstarpartners.com/ourteam/bios/bio.php?ID=17169Lifestyle Mediahttp://www.lifestylemedia.ca/Data Racehttp://en.wikipedia.org/wiki/Race_conditionDigital Motorworkshttp://www.digitalmotorworks.com/Injury Scienceshttp://www.injurysciences.com/FairPay Solutionshttp://www.fairpaysolutions.com/Mimi Broadbandhttp://www.spoke.com/info/pDZLqkU/MimiTownPavilion Technologieshttp://paviliontechnology.com/SecureLogixhttp://www.securelogix.com/Wellogixhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=522775Biomedical Developmenthttp://biodevcorp.com/BioNumerikhttp://bionumerik.com/Chase Medicalhttp://www.chasemedical.com/Phihttp://en.wikipedia.org/wiki/PhiBOXX Technologieshttp://boxxtech.com/DL Industrieshttp://dlindustries.net/IntelliPackhttp://www.pregis.com/Meyer Industrieshttp://meyer-industries.com/Microwave Networkshttp://www.microwavenetworks.com/Protective Packaginghttp://www.protectivepackaging.net/PulseTech Productshttp://www.pulsetech.net/Shockwatchhttp://www.shockwatch.com/Baseball Expresshttp://www.baseballexp.com/Baseball-Gloves/baseball/lev/0/Ne/1100001/N/36+33+1100009/categoryId/33/parentCatId/2/Ns/CATEGORY_SEQ_2%7C0/index.catMedia Recoveryhttp://www.mediarecovery.com/Sav-Onhttp://www.sav-on.com/WorldPasshttp://www.goworldpass.com/Investment Team:Jeffrey P. Blanchard, Founder and Managing Memberjpblanchard@firstcapitalgroup.comPaul S. Williams, CFA, Principalpswilliams@firstcapitalgroup.comJames A. O'Donnell, Managing Memberjaodonnell@firstcapitalgroup.comPEFirst Reserve Corporationwww.firstreserve.comMiddle MarketEnergy & Clean Tech

600 Travis, Suite 6000HoustonTX77002713-227-7890713-224-0771

First Reserve is an independently owned firm whose current management team, in place since 1983, collectively has more than 350 years of energy investment experience. First Reserve is the oldest and largest buyout group to focus exclusively on a strategy of diversified energy investments and has raised $23.1 billion in capital since inception. First Reserve invests in a broad range of segments within the energy industry including: (i) Equipment, Manufacturing and Service Related Companies; (ii) Power Related Companies; (iii) Energy Reserves, such as oil, natural gas, coal producers, as well as uranium, iron ore and other minerals; (iv) Renewables and Alternative Energy; and (v) Energy-related Insurance and Financial products. First Reserve's partnership, First Reserve Fund XI, closed with approximately $8 billion in July 2006. The firm has invested more than $18 billion in over 100 platform acquisitions and completed more than 300 add-on transactions. First Reserve generally targets investments in global energy companies with enterprise values of up to $10 billion. Portfolio companies include:Saxon Energy Serviceshttp://www.saxonservices.com/Osage Bio Energyhttp://www.osagebioenergy.com/Southern Cross Coal Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=247009789Ren Grouphttp://www.9rengroup.com/Acteon Grouphttp://www.acteongroup.com/AMCI Capitalhttp://amcicapital.com/Bahama Oil Refining Companyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=34179195Barra Energia do Brasil Petroleo e Gashttp://barraenergia.com.br/Brand Energy and Infrastructure Serviceshttp://www.beis.com/CHC Helicopterhttp://www.chc.ca/China Coal Energy Companyhttp://www.chinacoalenergy.com/Cobalthttp://en.wikipedia.org/wiki/CobaltConnect Resource Serviceshttp://connectresourceservices.com.au/Deep Gulf Energyhttp://www.firstreserve.com/go.asp?Go=!SiteStation&x=TPLGen&ResType=Page&ResID=1560&TPL=PortFolioPageTemplate.htmDiamond S Managementhttp://diamondsshipping.com/Dof Subseahttp://www.dofsubsea.com/Dresserhttp://www.dresser.com/ECPhttp://www.ecpinc.net/FR Midstream Holdingshttp://www.firstreserve.com/go.asp?Go=!SiteStation&x=TPLGen&ResType=Page&ResID=2068&TPL=PortFolioPageTemplate.htmGenpower Holdingshttp://www.genpower.net/Glencore Internationalhttp://www.glencore.com/Industrial Power Generatinghttp://www.manta.com/c/mm48dfh/industrial-power-generating-company-llcKenersyshttp://kenersys.com/KrisEnergy Holdingshttp://krisenergy.com/default/index.cfmMidstates Petroleumhttp://www.midstatespetro.com/NFR Energyhttp://www.nfrenergy.com/index.aspxPBF Energy Partnershttp://www.pbfenergy.com/Remora Energy Internationalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=39583035Stone Mountain Resourceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=24601379SunEdison Reservehttp://www.firstreserve.com/go.asp?Go=!SiteStation&x=TPLGen&ResType=Page&ResID=2655&TPL=PortFolioPageTemplate.htmTorus Insurancehttp://www.torusinsurance.com/Investment Team:Timothy H. Day, Managing Directortday@frcorp.comWill Honeybourne, Managing Directorwhoneybourne@frcorp.comAnastasia Deulina, DirectorMichael G. France, DirectorJoel C. Lambert, Vice President, Associate General CounselNeil A. Wizel, DirectorGary D. Reaves, Vice PresidentMBFocus Strategies, LLCwww.focus-strategies.comMiddle MarketInformation TechnologyFinancial ServicesManufacturing & IndustrialBusiness Services

515 Congress Avenue, Suite 1612AustinTX78701512-477-3280512-391-1876

Founded in 1999, Focus Strategies is a merchant bank located in Austin that works with middle market operating and financial services companies. The firm has three lines of business: Corporate Finance Advisory and Valuation Services; Investment Banking Services; and Private Equity Capital/ Mezzanine Debt Investments. Focus Strategies provides corporate finance advisory services and expansion capital to middle market, Southwestern U.S. based companies with revenues in excess of $5 million and EBITDA in excess of $500,000. The firm's preferred transaction size is between $2 million to $10 million. Focus Strategies concentrates on services, distribution, financial services, manufacturing, and technology sectors. Portfolio companies include:Sweet Leaf Teahttp://www.sweetleaftea.com/Styx Capitalhttp://www.styxcapital.com/Smith Equipmenthttp://www.smithequipment.com/Stihttp://www.stiguns.com/BrinkMannhttp://www.brinkmann.net/home.aspxCentexhttp://www.centex.com/CS Starshttp://www.csstars.com/DocuDatahttp://www.docudata.com/Payment Processinghttp://www.authorize.net/Batter Blasterhttp://www.batterblaster.com/Republic Tequilahttp://republictequila.com/Stubb'shttp://stubbsaustin.com/Current Solutionshttp://www.currentsolutions.com/Hospice Plushttp://hospiceplus.net/Investment Team:F. Gary Valdez, Founder and Presidentgvaldez@focus-strategies.comS. Austin Pfiester, Vice Presidentaustinp@focus-strategies.comBritt Kauffman, DirectorLarry Hester, DirectorDaryl R. Swarts, DirectorLauren Greenwood, AssociateBrian Borton, AssociateVCFranchising Ventures Groupwww.franchisingventures.comGrowthConsumer ProductsRetail & Restaurant

P.O. Box 250449PlanoTX75025972-517-2666214-853-9274

Franchising Ventures Group (FVG) is a firm dedicated to providing funding and management to franchise established businesses. Instead of charging a franchising candidate a substantial fee or investing passively in the business, Franchising Ventures creates a joint interest arrangement between itself and the company that wishes to franchise. FVG's ownership interest is only in that joint interest vehicle. Through the new entity, FVG provides the manpower and all of the funding needed to develop and build a franchise network, from which both parties benefit.Portfolio companies include:N/AInvestment Team:Steve Bergenholtz, Presidentsteveb@franchisingventures.comCole Patterson, CEOcolep@franchisingventures.comPEFreestone Partners, LLCwww.freestonepartners.comMiddle MarketManufacturing & IndustrialBusiness ServicesConsumer ProductsTransportation & Distribution

808 Travis Street, Suite 504 HoustonTX77002713-533-1888713-533-1811

Freestone Partners, LLC is a private equity firm located in Houston focusing on investments in companies with $10-50 million in annual revenues and potential for substantial growth. Freestone principally targets companies in manufacturing, distribution, and commercial and industrial services. The firm's geographic focus for platform investments is the Southwestern and Southeastern United States, although a portfolio company might have regional or national growth prospects. Freestone Partners makes equity investments typically in the range of $3-$8 million, primarily in companies in manufacturing, distribution, or industrial and commercial services that have annual revenues of $10-50 million, with market opportunity for revenue growth.Portfolio companies include:P.A. Inc.http://www.painc.com/Sweet Leaf Tea Companyhttp://www.sweetleaftea.com/Lynx Chemical Grouphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=8464881Service Refrigerationhttp://servref.com/Sunbelt Steelhttp://www.sunbeltsteel.com/Main.htmlInvestment Team:George L. Clark Jr., Managing Directorgclark@freestonepartners.comMark E. Leyerle, Managing Directormleyerle@freestonepartners.comMBG-51 Capital Managementwww.g51.comEarlyInformation TechnologySoftware & InternetEnergy & Clean Tech

900 South Capital of Texas Highway #151AustinTX78746512-929-5151512-732-0886

Founded in 1996, G-51 Capital Management is an early stage venture capital firm investing in the software, hardware, internet, and cleantech sectors. The firm leads Series A investments with $250k to $1 million and syndicate Series A up to $3 million per round. G-51 often syndicates its Series B investments with large institutional venture capital firms to provide the capital companies need to meet revised milestones or to extend their operational runway. The company focuses its funding on "gap keeping" efforts; that is, using its capital to fill in financial gaps in early stage and institutional rounds. G-51 portfolio companies have raised over $150 million from established venture groups.Portfolio companies include:Motion Computinghttp://www.motioncomputing.com/Memeohttp://www.memeo.com/en/business/Socialwarehttp://www.socialware.com/iTaggithttp://www.itaggit.com/PriceAdvicehttp://priceadvice.com/Investment Team:N. Rudy Garza, Founder and General Managing Partnerrudy@g51.comLauranne Jarrett, PartnerTheresa Garza, Venture Partnertgarza@g51.comPat Horner, Venture PartnerRick Timmins, Venture PartnerJohn Kinnaird, Venture PartnerVCPEGateBridge Investmentswww.gatebridgeinvestments.comEarlyGrowthExpansionMiddle MarketInformation & TechnologySoftware & InternetMedical Device

3983 Travis St.DallasTX75204415-710-4008

GateBridge Investments is a private investment and advisory firm backed by John Rodakis and several other high net worth individual and institutional investors. GateBridge seeks investments where it can earn long-term, high rates of return on its capital, by taking equity stakes in companies in partnership with a management team. While the firm's primary focus is on technology related companies, GateBridge will consider, and has experience with, non-technology companies as well. Because it is not an institutional fund, GateBridge can be much more flexible than a traditional private equity firm and can consider a broad range of investments sizes: from very small early stage investments to arranging complex large transactions requiring $100 million of capital or more. Also, because GateBridge does not operate a fund with a finite life, it can take a much longer term perspective on its investments than a traditional private equity fund. GateBridge has particular expertise in both the software and medical industries. GateBridge is skilled at successfully helping companies manage the transition from small start-up to thriving enterprise, or alternatively from corporate division to stand-alone enterprise.Portfolio companies include:Ortho Kinematicshttp://orthokinematics.com/Investment Team:John RodakisVCGenesis Campus, LPwww.genesiscampus.comSeedEarlyInformation TechnologyCommunications & NetworkingSemiconductor

16475 Dallas Parkway, Suite 620AddisonTX75001972-991-9942 972-669-7873

Genesis Campus was founded in 2001 by serial entrepreneur and investor Wu-Fu Chen and wireless industry pioneer Roman Kikta. Genesis Campus is an early stage venture capital fund focused on identifying, investing and developing emerging world-class Wireless Communications & Information Technology companies. Genesis typically invests in seed and first round financing opportunities, with initial investment sizes ranging from $100,000 in a seed investment to as much as $4 million in follow-on capital. The firm typically invests in early-stage companies in the wireless, broadband and network transactional infrastructure sectors, which also includes semiconductors, components, and software.Portfolio companies include:Alereonhttp://www.alereon.com/Mobile Radiushttp://mobileradius.com/Arrowpinghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=36544526EnerAgehttp://www.enerage.com/Adimoshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=6488432Innerwirelesshttp://www.innerwireless.com/NA Solutionshttp://www.naglobalsolutions.com/Pulsewavehttp://www.pulsewave.com/10C Technologieshttp://10ctech.com/Spatial Wirelesshttp://www.vpcp.com/spatial_wirelessTransathttp://www.transatholidays.com/Investment Team:Wu-Fu Chen, Co-Founder and Partnerwufuchen@genesiscampus.comRoman Kikta, Co-Founder and Managing Partnerroman@genesiscampus.comRay Jamp Ph.D., Partnerrjamp@genesiscampus.comLaszlo I. Szerenyi, Partnerlaszlo@genesiscampus.comMichael J. Buckland, PartnerPEGenesis Park, LPwww.genesis-park.comMiddle MarketSoftware & InternetCommunications & NetworkingEnergy & Clean TechFinancial Services

2131 San FelipeHoustonTX77019713-521-1980

Founded in 2000, Genesis Park is a Houston-based private equity firm focused on buyouts (LBO & MBO), partnering strategies with public corporations, and growth financings. The sectors the firm targets include software, telecommunications, media, finance and niche energy businesses. Genesis tends to be Texas-centric in its portfolio because of physical proximity and regional knowledge. Portfolio companies include:Alpheushttp://www.alpheuscommunications.com/PointOnehttp://pointone.com/SAT Corporationhttp://www.sat.com/Red Arrow Energyhttp://overtonenergy.com/CapRock Communictionshttp://www.harriscaprock.com/FuelQuesthttp://www.fuelquest.com/Commercial American Insurance Companyhttps://www.americanins.com/GPD Investmentshttp://www.gpdinvestments.com/construction-status/Avalon Advisorshttp://www.avalonadvisors.com/Intermathttp://www.intermatwrestle.com/Vivantehttp://www.vivantecorp.com/Overtonhttp://www.overtons.com/Codahttp://www.coda.org/Vartopiahttp://www.vartopia.com/Longfellow Energyhttp://www.longfellowenergy.com/Investment Team:Paul W. Hobby, Founding Partnerphobby@genesis-park.comPeter Shaper, Founding Partnerpshaper@genesis-park.comSteven J. Gibson, Founding Partnersgibson@genesis-park.comCathy Leeson, CFOStephanie Adams, Director of Researchsadams@genesis-park.comVCFOFGideon Hixon Fundwww.gideonhixonfund.comSeedEarlyGrowthInformation TechnologySoftware & InternetCommunications & Networking

315 East Commerce Street, Suite 300San AntonioTX78205210-225-3053 210-225-5910

The Gideon Hixon Fund utilizes and expands on the experience of six generations of family business. Since 1850, the Hixon Family has been building businesses and providing capital to exceptional entrepreneurs. The Hixon family via the Gideon Hixon Fund, its predecessors Midland Investment Company, HixVen and its partnership with Southwest Venture Partners, have had the opportunity to be part of success stories such as AMP, Apple Computer, Dell Computer, Xiotech, and CorSolutions. The firm's partners are generalists and will invest across most stages and across industries. The fund will invest as little as $100K and usually invest anywhere from $500K to $1.5M over the life of an investment. Gideon Hixon prefers to invest in the United States and does not invest in "sin" industries or products/services that it feels have negative social ramifications. The firm also engages in Fund of Funds investing, having made investments in Affinity Capital Management, Draper Fisher Jurvetson, and Velocity Equity Partners.Portfolio companies include:Chimeroshttp://www.dfjfrontier.com/cgi-portfolio/artman/publish/printer_chimeros.shtmliGrokhttp://igroksolutions.com/Tokutekhttp://www.tokutek.com/Hansen Enginehttp://hansen-engine.com/6501/index.htmlMarval Therapeuticshttp://www.biocentury.com/companies/marval_therapeutics_incShotSpotterhttp://www.shotspotter.com/technologyGenBandhttp://www.genband.com/BOOM! Entertainmenthttp://www.boomentertainment.com/Glycos Biotechnologieshttp://www.glycosbio.com/Illumitexhttp://www.illumitex.com/Zadspacehttp://zadspace.com/Hensen Enginehttp://www.hansenmotors.com/?pageName=HomePage&cs:pro=cgt2&cs:dma=770&cs:loc=en_US&cs:s=gmps-hansen&cs:e=g&cs:gn=s&cs:cid=8249643056&cs:kw=hansen%20motor&cs:kt=4100201100Prolacta Biosciencehttp://www.prolacta.com/HydraDxhttp://www.hydradx.com/Iosil Energyhttp://iosilenergy.com/ImagnXhttp://www.manta.com/c/mt1f0j6/imagnx-incCapella Intelligent Subsystemshttp://www.capellainc.com/MiaSolehttp://miasole.com/Instructurehttp://www.instructure.com/Investment Team: Frank H. Foster, Managing PartnerDylan Hixon, Managing PartnerDebra P. Geiger, General PartnerEric Hixon, General PartnerBryan Simpson, Jr., General PartnerAGN VenturesSeedEarlyInformation TechnologyCommunications & Networking

9000 Hempstead RoadHoustonTX77008-6218713-869-0298

GN Ventures is a vehicle to hold the technology investments of Mark Nini. Mr. Nini focuses on early stage software companies, with niche plays, and invests $100,000 to $250,000 in each. GN plans to do five to seven deals a year.Portfolio companies include:MarketEchohttp://www.marketech.us/Investment Team:Mark Ninimarknini@gnventures.comMBGrowth Capital Partners

9600 Crumley Ranch Road AustinTX78738512-263-2938512-263-2864

(Dallas Office)2626 Cole Ave., Suite 240DallasTX75204214-303-1177214-303-1172www.growth-capital.comMiddle MarketInformation TechnologySoftware & InternetBusiness Services(Houston Office)712 Main St, Suite 2500HoustonTX77002281-445-6611281-445-4298Growth Capital Partners is an investment and merchant banking firm serving privately held and public middle market companies. GCP has offices in Austin, Dallas, Houston, and Greenwich, CT. GCP focuses on the private equity marketplace and has placed more than $1 billion of private equity capital, and completed M&A transactions with an aggregate value in excess of $4.0 billion in capital, since 1992. The firm manages two funds: Southwest Mezzanine Fund, founded in 2002 with $50 million in assets and Southwest Mezzanine Investments II, founded in 2006 with $65 million in assets, which both invest in Southwestern based businesses with minimum annual revenues of $15 million and minimum cash flow margin of 10%. The fund's typical investment size ranges from $2 million to $8 million used for Expansion Capital, Acquisition Financing, and Recapitalization. The firm does not consider investments in Start-ups, Turnarounds, Real Estate, Oil & Gas, or Leveraged Buyouts. In July 2011, GCP was acquired by Duff & Phelps, an independent financial advisory and investment banking services firm. Portfolio companies include:Noble Logistic Serviceshttp://www.noblelogistics.com/Tech Sprayhttp://www.techspray.com/Bearcomhttp://www.bearcom.com/Austin-Tetrahttp://www.equifax.com/commercial/data_management/en_usG& H Manufacturinghttp://www.ghmfg.com/Jafferhttp://www.jaffer.com/Unifocushttp://www.unifocus.com/Freight Watch Grophttp://www.freightwatchintl.com/GH Serviceshttp://www.ghservices.com/Adea Internationalhttp://www.valtech.com/Gaines Grouphttp://www.thegainesgroup.com/home.htmAcute Technological Serviceshttp://www.offshore-technology.com/contractors/pipes/ats/Premier Structural Steelhttp://premiersteelservices.com/Investment Team:Eugene Lowenthal, Executive Vice President (Austin)gene@growth-capital.comJohn E. Grimes, Managing Director (Dallas)jgrimes@growth-capital.comW.A. "Buster" Williamson, III, Managing Director (Dallas)bwilliamson@growth-capital.comJohn T. McNabb, II, Founder, Chairman and Director (Houston)jmac@growth-capital.comDavid W. Sargent, Founder, CEO, President and Director (Houston)sarge@growth-capital.comJames D. Rebello, Managing Director (Houston)jrebello@growth-capital.comSu-Min Lim, Managing Director (Houston)slim@growth-capital.comJohn J. Bresnahan III, Managing Director (Houston)jbresnahan@growth-capital.comMBGulf Capital Partners, Inc.www.gulfcap.comManufacturing & IndustrialBusiness Services

952 Echo Lane, Suite 322HoustonTX77024713-984-9525713-984-9232

Founded in 1995, Gulf Capital Partners is an investment banking firm specializing in financial services and strategic advisory services for middle market companies. The primary focus of Gulf Cap is mergers and acquisitions, corporate finance and strategic advisory services. The firm's merchant banking activities include an equity involvement in client companies, often in combination with capital provided by its network of qualified investors. This activity includes acquiring equity interests in operating companies from clients who want to immediately sell all or part of their companies. Portfolio companies include:Impact Composite Technologyhttp://impactcomposite.com/Lifetime Filterhttp://www.lifetimeelectrostaticfilter.com/Biocomhttp://biocom.org/J.W. Harrishttp://jwharris.com/Harbor Financial Grouphttp://www.harborfinancialgroup.com/Emmott Walker Printinghttp://www.manta.com/c/mth7ynv/emmott-walker-printing-incIDM Controlshttp://www.processregister.com/IDM_Controls_Inc/Supplier/sid2669.htmGeneExcelhttp://www.geoexcel.com/Investment Team:H. Kirby Atwood, Jr., Principalhkatwood@gulfcap.comHugh L. Hyde, Principalhlhyde@gulfcap.comMichael J. Smith, Principalmjsmith@gulfcap.comIGulf Coast RCICwww.gulfcoastrcic.org

c/o Houston Technology Center410 Pierce StreetHoustonTX77002713-658-1750

The Gulf Coast Regional Center of Innovation and Commercialization (Gulf Coast RCIC) was established to service the 30-county Gulf Coast region for the ETF (the $200 million state administered Texas Emerging Technology Fund). The Houston Technology Center is the Gulf Coast RCIC, partnering with the Greater Houston Partnership, Economic Development Organizations and universities throughout the 30-county region. The Gulf Coast RCIC processes applications for ETF Commercialization Grants from companies located within the Gulf Coast region. ETF awards have been announced to forty-one Gulf Coast region companies, eligible to receive up to $50,179,520. All Gulf Coast region awardees are able to take advantage of one year of Client Services from the Houston Technology Center (see profile). For-profit companies that have raised less than $500,000 in prior equity investments are qualified to apply for a Pre-Seed Commercialization Award of up to $250,000. These businesses may be earlier stage companies, with less mature management teams and business plans. The State will reserve $1,000,000 of ETF funding for Pre-Seed awardees. The awardee will receive up to $250,000 for an initial project, and upon project completion can request their remaining ETF funding. The first $500,000 received in ETF funding may be in the form of convertible debt. Businesses receiving Pre-Seed Commercialization Awards may have up to 30 months to raise matching funds from qualified investors. Renewal of the Texas Emerging Technology Fund is currently under consideration by the Texas Legislature, to extend the program for FY 2012-2013. There is a possibility there will not be funding of the Regional Centers of Commercialization and Innovation (RCICs) or for new TETF awards, starting in September 2011. Based on this uncertainty, the TETF Advisory Committee has chosen to delay the next funding round (Round 22). Portfolio companies include:Bellicum Pharmaceuticalshttp://www.bellicum.com/Molecular LogiXhttp://molecularlogix.com/CorInnovahttp://www.corinnova.com/Endothelixhttp://www.endothelix.com/Animal Innovationshttp://www.animalinnovations.com/Apaxis Medicalhttp://www.apaxismedical.com/AuricX Pharmaceuticalshttp://www.auricx.com/BetaBatthttp://www.betabatt.com/Blue Box Healthhttp://houstontech.org/directories/blue-box-health-inc/Castle Bioscienceshttp://castlebiosciences.com/Cormedicshttp://cormedicscorp.com/DNAtriXhttp://www.dnatrix.com/Endothelixhttp://www.endothelix.com/Ensysce Bioscienceshttp://ensysce.com/itRoboticshttp://itrobotics.com/Laser Tissue Weldinghttp://www.lasertissuewelding.com/LaserGenhttp://lasergen.com/wordpress/Nano3D Bioscienceshttp://investing.businessweek.com/research/stocks/private/people.asp?privcapId=107880795NanoCompositeshttp://www.nanocompositesinc.com/Oncolixhttp://oncolixbio.com/OrthoAccelhttp://www.acceledent.com/PLx Pharmahttp://www.plxpharma.com/RadioMedixhttp://radiomedix.com/Salient Pharmaceuticalshttp://salientpharmaceuticals.com/ScanTech Scienceshttp://scantechsciences.com/Terrabonhttp://www.terrabon.com/Veros Systemshttp://www.verossystems.com/Visualisehttp://www.thefreedictionary.com/visualiseInvestment Team:Bob Prochnow, Directorbprochnow@houstontech.orgDeborah Mansfield, Associate Directordmansfield@houstontech.orgMBGulfStar Groupwww.gulfstargroup.comMiddle MarketManufacturing & Industrial

700 Louisiana Street, Suite 3800HoustonTX77002713-300-2020713-300-2021

Founded in 1990, GulfStar Group is a middle market investment and merchant banking firm headquartered in the Southwest. GulfStar Group has completed more than 500 transactions in various industries having an aggregate enterprise value of more than $10 billion. The firm provides merger and acquisition advisory services, institutional private placements of equity and debt, and general corporate finance advisory services to owners of companies with revenues between $25 million and $350 million dollars. The firm also makes equity and subordinated debt investments and serves as a transaction sponsor on acquisition oriented growth strategies. GulfStar Group invests between $1 to $3 million in companies with revenue or enterprise value in excess of $25 million and EBITDA greater than $2 million. In October 2000, GulfStar Group became a majority-owned subsidiary of International Bancshares Corporation. Portfolio companies include:Rimcohttp://www.gorimco.com/CapRockhttp://www.harriscaprock.com/Trajenhttp://en.wikipedia.org/wiki/TrajanSovereignhttp://www.sovereignbank.com/DuraThermhttp://duratherm.com/Worldwise Holdingshttp://www.whb.my/Thorpehttp://en.wikipedia.org/wiki/Jim_ThorpeGateway Packaging Companyhttp://www.gatewaypackaging.com/Tulsa Power Holdinghttp://www.tulsapower.com/Beta Internationalhttp://www.betaintl.com/Federal Flangehttp://federalconnects.com/Metaltech Service Centerhttp://www.metaltechsc.com/B27http://en.wikipedia.org/wiki/HLA-B27P.C. Image Systemshttp://www.com-image.com/AltairStickland Grouphttp://www.altairstricklandgroup.com/SouthWaste Serviceshttp://www.southwaste.com/The Abbey Grouphttp://theabbeygroup.com/Trajen Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4274198Saber Resourceshttp://saber-resources.com/Barrett Kendall Publishinghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=745051Chase Telecommunicationshttp://www.chase-nti.com/Castle Dental Centershttp://www.castledental.com/Investment Team:W. Clifford Atherton, Jr., Managing Directorcatherton@gulfstargroup.comAlan J. Blackburn, Managing DirectorStewart (Chip) Cureton, Jr., Managing Directorekoehler@gulfstargroup.comBryan C. Frederickson, Managing DirectorThomas M. Hargrove, Managing Director and Co-Founderekoehler@gulfstargroup.comG. Kent Kahle, Managing Director and Co-Founderekoehler@gulfstargroup.comStephen A. Lasher, Managing Director and Co-Founderslasher@gulfstargroup.comF.W. (Colt) Luedde, Managing Directorcluedde@gulfstargroup.comScott D. Winship, Manaing DirectorPEHaas, Wheat & Partnerswww.haaswheat.comMiddle MarketLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer Products

300 Crescent Court, Suite 1700DallasTX75201214-871-8300

Founded in 1992, Haas Wheat & Partners (HWP) is a Dallas-based private investment firm specializing in strategic equity investments and leveraged buyouts of middle market companies. During this time frame, Haas Wheat has made numerous investments in transactions which collectively have exceeded $7 billion. The firm's individual equity investments have been of varying sizes ranging from approximately $25 million to $200 million, with a majority of its investments in a range of $40 million to $75 million. For private companies, HWP typically seeks companies with enterprise values between $50 million and $200 million. For public investments, the firm typically seeks companies with market capitalizations between $300 million and $2 billion. Haas Wheat typically focuses on Healthcare, Consumer Products, Specialized Business services and Manufacturing.Portfolio companies include:LCA-Visionhttp://www.lasikplus.com/Symmetry Medicalhttp://symmetrymedical.com/Medfindershttp://www.medfinders.com/Inverness Medical Innovationshttp://www.alere.com/EN_US/Investment Team:Robert B. Haas, ChairmanPEHaddington Ventures, LLCwww.hvllc.comMiddle MarketEnergy & Clean Tech

2603 Augusta, Suite 900HoustonTX77057713-532-7992713-532-9922

Haddington Ventures, LLC provides equity capital for the assets, companies, and management teams that will profit from changes in the energy industry due to deregulation, convergence, consolidation, and technology. Haddington seeks to acquire midstream assets which generally require $20-$50 million of equity and have an enterprise value of up to $150 million. The HV principals were the founders and senior management of Tejas Power Corporation. The firm prefers deal sizes in the range of $5 to $20 million with an exit opportunity in three to five years. The Fund will not pursue direct ownership of oil and gas reserves, companies that primarily market or trade commodities, or investments where increasing commodity prices are the key factor to investment success. Haddington Energy Partners manages four funds that represent over $400 million in assets under management, since formation in 1998. Portfolio companies include:Gulf Coast LNGhttp://www.hvllc.com/gulf-coast-lng/IACX Energyhttp://iacx.com/Continental Gas Storagehttp://continentalgasstorage.com/Eureka Resourceshttp://eureka-resources.com/Endicott Biofuelshttp://www.endicottbiofuels.com/Magnum Energyhttp://www.magnumenergy.com/Tristream Energyhttp://www.tristreamenergy.com/Apex CAEShttp://www.apexcaes.com/Investment Team:J. Chris Jones, Principalcjones@hvllc.comJohn A. Strom, Principaljstrom@hvllc.comM. Scott Jones, Principalsjones@hvllc.comJim P. Wise, Principaljwise@hvllc.comDavid R. Marchese, DirectorJames K. Lam, DirectorSam H. Pyne, Vice PresidentPEHalifax Groupwww.thehalifaxgroup.comMiddle MarketMedia & Digital MediaManufacturing & IndustrialBusiness Services

200 Crescent Court, Suite 1040DallasTX75201214-855-8700214-855-8712

Halifax was formed in January 1999 to capitalize on the rising number of opportunities for equity investments in small and mid-cap companies, both public and private, which often fall outside of the transaction size parameters of larger investment entities. Halifax targets initial equity investments of between $10 million and $40 million in companies with total enterprise values between $25 million and $100 million, and whose last twelve months EBITDA is between $5 and $15 million. The firm participates in Traditional Management Buyouts, Growth Capital Infusions, Industry Consolidations, and Special Situations. The firm's principals maintain investment and operating experience in business services, franchising, health and wellness, and infrastructure. Halifax does not pursue opportunities in the real estate; commodities; or oil and gas industries or hostile transactions. The firm has offices in Washington D.C., and Raleigh-Durham and manages more than $500 million.Portfolio companies include:Taylor Logisticshttp://taylorlogistics.com/PolyPipehttp://www.polypipeinc.com/North American Videohttp://www.navcctv.com/Animal Supply Companyhttp://www.animalsupply.com/IASIS Healthcarehttp://www.iasishealthcare.com/Nutrition Physiologyhttp://www.bovamine.com/PJ Unitedhttp://mypapajohns.com/Service Champhttp://servicechamp.com/Trio Clinical Researchhttp://www.trioclinical.com/Aptiv Solutionshttp://www.aptivsolutions.com/K2 Industrial Serviceshttp://www.k2industrial.com/index.phpXLhttp://www.xlgroup.com/xlg/xlg/xls.jspInvestment Team:David W. Dupree, Managing Director and CEOddupree@thehalifaxgroup.comBrent D. Williams, Managing Directorbwilliams@thehalifaxgroup.comScott Van Duinen, Principalsvanduinen@thehalifaxgroup.comKenneth M. Doyle, Managing Directorkdoyle@thehalifaxgroup.comWorth Turner, Vice Presidentwturner@thehalifaxgroup.comPEHall Capitalwww.hall-capital.comMiddle MarketManufacturing & IndustrialBusiness ServicesTransportation & Distribution

2000 McKinney Avenue, Suite 1200DallasTX75201972-630-6303214-954-9995

A family investment firm that traces its wealth origins to early Oklahoma car dealerships, Hall Capital is currently owned and managed by Fred Jones' grandsons, Fred J. Hall, Brooks Hall Jr. and Kirkland Hall. Hall Capital has expanded its operations to include Automotive, Private Capital, Real Estate, Oil & Gas, and the Fred Jones Family Foundation. For private capital investments, Hall targets a $2 million - $25 million total investment in its preferred industries of Manufacturing, Distribution, and Service. Hall considers investments nationwide with emphasis on the Midwest, focusing on companies with revenues of $10 - $100 million and operating profit of at least $1 million.Portfolio companies include:Centrad Healthcarehttp://www.centradhealthcare.com/about-us-2/Mishawaka Sheet Metalhttp://www.mishawakasheetmetal.com/Motionwearhttp://www.motionwear.com/Oklahoma Breast Carehttp://okbreastcare.com/SAC Wirelesshttp://www.sacw.com/Superior Plant Serviceshttp://www.hydratight.com/en/spsTexas True Choicehttp://www.texastruechoice.com/Jerdon Stylehttp://jerdonstyle.com/Benham Companieshttp://benhamcompanies.com/DataCerthttp://www.datacert.com/Gexa Energyhttp://www.gexaenergy.com/Greene's Energyhttp://www.greenesenergy.com/homeMajestic Formed Plasticshttp://www.majesticformedplastics.com/Midway Specialty Vehicleshttp://midwayspecialtyvehicles.com/Multi-Shothttp://www.multishot.com/Investment Team:Scott Muellersmueller@hall-capital.comFIHall Financial Group, Inc.www.hallfinancial.comEarlySoftware & InternetEnergy & Clean TechConsumer ProductsReal Estate

6801 Gaylord Pkwy., Suite 100FriscoTX75034-8556972-377-1100972-377-1170

Founded in 1968 by chairman Craig Hall, Hall Financial Group is a privately-held investment firm with diverse holdings in the United States and Europe. Its portfolio spans a wide range of industry areas including real estate, software, oil and gas, and the vineyard and winery business. The company maintains a portfolio of more than $1 billion of stocks, bonds and venture capital investments.Portfolio companies include:iWave Softwarehttp://www.iwavesoftware.com/Hall Office Parkhttp://hallofficepark.com/Hall Structured Financehttp://www.hallstructuredfinance.com/Hall Napa Valleyhttp://www.hallwines.com/homeHall Phoenix Energyhttp://hallphoenixenergy.com/Investment Team:Craig Hall, Chairman and FounderDonald Braun, Presidentdbraun@hallfinancial.comMark Depker, President, Management Divisionmdepker@hallfinancial.comLarry Levey, President, Development Divisionllevey@hallfinancial.comLaurie Biddle, Vice President, General CounselPEHarris Preston & Partners, LLCwww.harrispreston.comMiddle MarketInformation TechnologyCommunications & Networking

One American Center600 Congress Avenue, Suite 200AustinTX78701512-505-4111512-505-4110

Harris Preston & Partners (HPP) is a private equity firm focused on corporate finance and buyout opportunities in companies with significant upside potential or established mid-market companies with leadership market positions. An important distinguishing characteristic of the firm's approach is that Harris Preston provides its investors with investment discretion. When presented with an investment opportunity, the firm's investors decide whether (or not) to participate. Although Harris Preston invests in a broad range of industries, companies, strategies and geographic regions, the firm's focus is on established companies in the small and middle market (generally less than $1 billion in revenue).Portfolio companies include:Myxerhttp://www.myxer.com/AlpineAccesshttps://www.alpineaccess.com/index.php/CollegeDegrees.comhttp://www.collegedegrees.com/ConnectAirhttp://www.connect-air.com/Gas Station TVhttp://www.gstv.com/Grand Canyon Universityhttp://www.gcu.edu/Impacthttp://impacttest.com/Giplastekhttp://giplastek.com/Chancellor Universityhttp://www.chancelloru.edu/Perfect Escapeshttp://www.perfectescapes.com/Investment Team:Ron Harris, Managing Directorrharris@harrispreston.comCharles Preston, Managing Directorcpreston@harrispreston.comAHealth Care Angel Grouphttp://hca.angelgroups.netSeedLife Science & HealthcareMedical Device

HoustonTX

Health Care Angel Group is operated by Rick Holdren, who has been involved with healthcare for 38 years. Mr. Holdren has founded two $100 million dollars firms and participated in four IPO's. Being active on a national basis in the Angel Capital Assoc., and a speaker at dozens of venture and healthcare conferences, Mr. Holdren formed a specialty healthcare angel group for Texas. The group invests in companies looking for $100,000 to $1,000,000. Portfolio companies include:N/AInvestment Team:Rick HoldrenPEHighlander Partnerswww.highlander-partners.comMiddle MarketLife Science & HealthcareManufacturing & IndustrialConsumer Products

3811 Turtle Creek Blvd., Suite 250DallasTX75219214-245-5000214-245-5015

Founded in 2004, Highlander Partners is an investment firm that typically invests in small to mid-size private companies with sales of $15 to $250 million. The firm has over $300 million allocated to direct private equity investments in the U.S. and Central Europe. In 2008, Highlander opened an office in Warsaw, Poland, which is responsible for making investments in Central Europe. Although the firm makes investments in several industries, its main focuses are in healthcare, food products, basic materials, consumer products, and manufacturing companies. Highlander's typical investment size is between $10 million and $50 million; however, the firm is able to underwrite larger transactions that require up to $100 million of equity under the right circumstances. For mezzanine financing, its typical investment size is between $10 and $25 million. Portfolio companies include:Pioneer Surgicalhttp://www.pioneersurgical.com/index.php?option=com_content&view=article&id=24&Itemid=41Akomex Sphttp://www.akomex.pl/en/index.htmlEagle Hospital Physicianshttp://www.eaglehospitalphysicians.com/SensoryEffectshttp://sensoryeffects.com/se/homeStrategic Equipment & Supplyhttp://strategicequipment.com/Hadlock Plasticshttp://www.hadlockplastics.com/Martin Fletcherhttp://www.martinfletcher.com/Ascend Custom Extrusionshttp://ascendextrusions.com/The Composites Grouphttp://www.thecompositesgroup.com/Lund International Holding Companyhttp://www.lundinternational.com/MEDI-Systemhttp://www.myhfs.illinois.gov/Investment Team:Laurence Hirsch, ChairmanMichael R. Nicolais, PresidentAlex L. Guiva, Partneraguiva@highlander-partners.comRobert A. Sussman, PartnerWilliam F. Miller III, Operating Partnerbmiller@highlander-partners.comJeff L. Hull, Managing PartnerJohn A. Beckert, Operating PartnerStanley C. Bould, PartnerPEHM Capital Partners, LLCwww.hmcapital.comMiddle MarketEnergy & Clean TechMedia & Digital MediaConsumer Products

200 Crescent Court, Suite 1600DallasTX75201214-740-7300214-720-7888

HM Capital Partners is a sector-focused private equity firm that primarily makes control investments in the energy, food and media industries. The firm was founded in 1989 as Hicks, Muse, Tate & Furst. Since inception, HM Capital has completed more than 150 transactions in these sectors for a total transaction value in excess of $26 billion. The firm invests primarily in the energy, food and media sectors. HM Capital's core investment strategy is to be "Change Capital" for its investments, whereby the firm pursues opportunities with under-managed, under-capitalized or under-appreciated assets and transforms them into strategically relevant companies that command a premium price. Portfolio companies include:Blackbrush Oil and Gashttp://blackbrushenergy.com/Advanced H2Ohttp://www.advanced-h2o.com/Choice Cable TVhttp://www.choicecable.com/LIN TVhttp://www.lintv.com/Earthbound Farmhttp://www.ebfarm.com/MaineToday Mediahttp://www.mainetodaymedia.com/SunTerra Oil and Gashttp://sunterraoilandgas.com/TexStar Midstream Serviceshttp://texstarms.com/UniTek Global Serviceshttp://www.unitekglobalservices.com/Viasystemshttp://www.viasystems.com/Ziplocalhttp://www.ziplocal.com/Cooper Gay Swett & Crawfordhttp://coopergay.com/Milk Specialtieshttp://www.milkspecialties.com/Investment Team:John R. Muse, Chairman & Co-Founderjmuse@hmcapital.comRobert Sperry, Partnerbsperry@hmcapital.comJason H. Downie, Partnerjdownie@hmcapital.comEdward Herring, Partnereherring@hmcapital.comAndrew S. Rosen, Partnerarosen@hmcapital.comSarah Bradley, Partnersbradley@hmcapital.comPEHoak Media Corporationwww.hoak.netMiddle MarketMedia & Digital Media

500 Crescent Court, Suite 220DallasTX75201972-960-4848972-960-4899

Hoak Media is the successor to Hoak Capital, which was founded in 1991 as a private equity firm investing in management buyouts, industry consolidations and other private equity opportunities. Hoak Media, which formed in August 2003, is a broadcasting company focused on the acquisition, development and operation of television and radio stations in small and medium-sized markets in the United States.Portfolio companies include:KREY-TVhttp://www.krextv.com/KABYhttp://www.ksfy.com/KPRYhttp://www.ksfy.com/KHAShttp://www.khastv.com/KSFYhttp://www.ksfy.com/KVLYhttp://www.valleynewslive.com/KXJBhttp://www.valleynewslive.com/KNOEhttp://www.knoe.com/KAQYhttp://kaqy11.com/KAUZhttp://www.newschannel6now.com/Investment Team:Eric D. Van den Branden, President and Chief Executive Officeredv@hoak.netKelly Slayton, SecretaryRich Adams, Executive Vice President, COOJim Hoak, Chairmanjhoak@hoak.netTom Hertz, Regional Business Managertlh@hoak.netJeff Rutan, VP Finance and ControllerVCHO2 Partnerswww.ho2.comEarlyInformation TechnologySoftware & InternetCommunications & Networking

Two Galleria Tower13455 Noel Road, Suite 1670DallasTX75240972-702-1107 972-702-8234

HO2's venture capital funds are focused on high-potential enterprise IT companies based in Texas. HO2 was formed by two former technology entrepreneurs, Charles B. Humphreyson and Daniel T. Owen. HO2's first fund was launched in December 1999 with committed capital of $35 million. HO2 Venture Capital Funds has helped launch businesses in supply chain management software, wireless infrastructure, telecommunications enterprise management, and enterprise digital media delivery. HO2 is fully committed to supporting its current portfolio, and is not considering new investment opportunities at this time. Portfolio companies include:Ignitehttp://igniteinc.com/GlobeRangerhttp://www.globeranger.com/Voyencehttp://voyence.com/Traq-Wirelesshttp://www.tangoe.com/InnerWirelesshttp://www.innerwireless.com/Investment Team:Daniel T. Owen, General Partner, 972-702-1107dan@ho2.comAThe Houston Angel Network (HAN)www.houstonangelnetwork.orgSeedEarlyLife Sciences & HealthcareBusiness ServicesConsumer Products

410 Pierce St.HoustonTX77002832-476-9291

The Houston Angel Network is a non-profit organization that provides its members a forum in which to efficiently evaluate promising early-stage investment opportunities. Its membership consists of active and SEC-accredited angel investors who share the goal of making informed, collaborative investments in promising early stage Texas-based companies. HAN was founded in late 2001 and is the largest and most active angel network in Texas. HAN members have invested more than $27M in 68 companies. HAN provides an opportunity for companies to be introduced to the Houston Angel community, both through its web site, and in person at monthly breakfast meetings. Candidate companies should be based in the State of Texas, or should commit to relocating to Texas upon the completion of an investment by HAN members. Prospective companies should be seeking $250K to $3M in equity financing. HAN will also consider debt financing w/ an equity component (i.e. convertible debt or debt with warrants).Portfolio companies include:Endothelixhttp://www.endothelix.com/MEDeCOACHhttp://medecoach.com/Sweet Leaf Teahttp://www.sweetleaftea.com/Monster Mosquito Systemshttp://monstermosquito.com/Assistant Coachhttp://en.wikipedia.org/wiki/Coach_(sport)BizSupplieshttp://www.thebusinesssupplycompany.com/blusenmedicalhttp://blausen.com/Boomerang'shttp://www.cartoonnetwork.com/tv_shows/boomerang/index.htmlCelAccesshttp://celaccess.com/CsIdentityhttp://www.csid.com/General Vortex Energyhttp://generalvortex.com/HeatGeniehttp://heatgenie.com/i-teamhttp://www.iteam.com/Kulabytehttp://www.haivision.com/products/KulaByteNutshell Mailhttp://nutshellmail.com/Onithttp://www.onit.com/OrthoAccelhttp://www.acceledent.com/poplabshttp://www.poplabs.com/Quaressohttp://www.quaresso.com/Rhythm Superfoodshttp://rhythmsuperfoods.com/Senscienthttp://www.senscient.com/SpringChartshttp://www.springcharts.com/Vendor Safe Technologieshttp://www.vendorsafe.com/Rothmanhttp://www.rothmanfurniture.com/Kimbiahttp://www.kimbia.com/Nanospectra Bioscienceshttp://www.nanospectra.com/Personal Winehttp://www.personalwine.com/Salienthttp://www.merriam-webster.com/dictionary/salientTympanyhttp://medical-dictionary.thefreedictionary.com/tympanyBiologicsMDhttp://biologicsmd.com/Blausen Medicalhttp://blausen.com/Davidson Instrumentshttp://davidson-instruments.com/Investment Team:Kala Marathi, Managing Directorkmarathi@houstonangelnetwork.orgIHouston Technology Centerwww.houstontech.orgSeedInformation TechnologySoftware & InternetCommunications & Networking

410 Pierce St.HoustonTX77002713-658-1750713-658-1744

Houston Technology Center (HTC) is the largest technology business incubator/ accelerator in Texas. HTC provides in-depth business guidance, access to capital, introduction to service providers and entrepreneurial education to client companies representing the following key sectors: Energy, Life Sciences, Nanotechnology, NASA-originating technologies and Technology. In eight years of operation, HTC has provided feedback to well over 1,000 companies; and coached more than 250 companies, helping them raise in excess of $750 million, and create over 3,000 jobs. A non-profit 501(c)(3) corporation, HTC is supported by more than 300 corporations and organizations, Houston's leading academic institutes, the Greater Houston Partnership, the Texas Medical Center, NASA-Johnson Space Center and the City of Houston. HTC serves as the Gulf Coast Regional Center of Innovation and Commercialization (see profile) for Texas Governor Rick Perry's Emerging Technology Fund. HTC assists small to mid-size technology firms in expediting the commercialization of new life-changing inventions and improving research at Texas universities. HTC's 50,000 square foot state-of-the-art Midtown facility offers private, secured offices accessible 24/7, VOIP telecom system, network connections to printer/fax/copier and email. One hour of free IT desktop support per person per month and unlimited domestic long distance calling are included in the rent. Tenant companies include:Apaxis Medicalhttp://www.apaxismedical.com/Gimmal Grouphttp://www.gimmal.com/Laser Tissue Weldinghttp://www.lasertissuewelding.com/RosettaMedhttp://www.houstontech.org/directories/rosettamed/Zilkha Biomass Energyhttp://www.zilkha.com/Arcoshttp://www.arcos.us/Blue Box Healthhttp://houstontech.org/directories/blue-box-health-inc/CMB Enterprise Solutionshttp://cmbenterprise.com/Cognitas Technologyhttp://www.cognitas.com/Covelo Grouphttp://covelogroup.com/Energy People Connecthttp://energypeopleconnect.com/index.htmlHouston Medical Roboticshttp://www.manta.com/c/mtggylj/houston-medical-robotics-incIntrepid Roboticshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=115980768Leonardo Biosystemshttp://www.leonardobiosystems.com/MesoCoathttp://mesocoat.com/Nano3D Bioscienceshttp://investing.businessweek.com/research/stocks/private/people.asp?privcapId=107880795NanoVaper Fuels Grouphttp://nanovapor.com/Open Geophysicalhttp://opengeophysical.com/Qukkuhttp://qukku.com/Rebllion Photonicshttp://rebellionphotonics.com/Seniors in Touchhttp://seniorsintouch.com/Investment Team:Walter Ulrich, President and CEOPaul Frison, Executive Vice Chairmanpfrison@houstontech.orgDeborah Mansfield, Director, Life Sciences Program, Associate Director, Gulf Coast RCICdmansfield@houstontech.orgBob Prochnow, CIO and Director, Gulf Coast RCIC and Chief Information Officerbprochnow@houstontech.orgJack Sim, Director, Finance & Administrationjsim@houstontech.orgSteve Smith, Facilities and Support Services ManagerKendra Trueba, Property Manager & Leasing Agentktrueba@houstontech.orgMaryanne Maldonado, Vice President and Managing DirectorVCHughes Ventureswww.hughesventures.comEarlyInformation TechnologyEnergy & Clean TechLife Sciences & Healthcare

16475 Dallas Parkway, Suite 610AddisonTX75001-6218972-669-7874

Hughes Ventures is a venture capital firm specializing in early stage investments. The firm seeks to invest in the energy, technology, and life sciences sectors.Portfolio companies include:N/AInvestment Team:Kingdon HughesBrad HughesVCHunt BioVentureswww.huntbioventures.comEarlyLife Sciences & HealthcareMedical DevicesAgriculture & Agricultural Science

1900 North Akard StreetDallasTX75201-2300214-978-8690

Hunt BioVentures makes investments in young private companies with a focus on pharmaceuticals, medical devices and agriculture biotech opportunities. Formed in 2001, Hunt has continually pursued companies with clinical efficacy data or strong human proxy data, which has typically meant companies with products in various stages of clinical trials. Although the firm usually targets later stage companies, Hunt will occasionally pursue pre-clinical opportunities, especially those with exceptional management teams. Another important component of the strategy is to invest alongside other experienced life science investors in either a "co-lead" or "follower" manner. Hunt invests $2 million to $5 million per round of a company's evolution with no ceiling on the total capital invested in any one company. Although Hunt operates much like a fund, it does not manage third party capital but instead invests capital generated by other Hunt affiliates.Portfolio companies include:Athenixhttp://www.athenixinc.com/Morphotekhttp://www.morphotek.com/MacroGenicshttp://www.macrogenics.com/Acordahttp://www.acorda.com/Myogenhttp://www.myogen.com/Salmedixhttp://www.cephalon.com/Sirtrishttp://sirtrispharma.com/Synagevahttp://www.synageva.com/Cempra Pharmaceuticalshttp://www.cempra.com/OvaSciencehttp://ovascience.com/Investment Team:Mike Bierman, Managing Directormbierman@huntgrowthcapital.comPEHunt Capital Groupwww.huntcapital.comMiddle MarketLife Sciences & HealthcareMedia & Digital MediaManufacturing & IndustrialBusiness ServicesSports & Entertainment

1601 Elm Street, Suite 4000 DallasTX75201214-720-1600 214-720-1662

In 1993, the private investment activities of the Lamar Hunt family were institutionalized with the creation of Hunt Capital Group, a private equity investment firm providing equity capital for growth companies, industry consolidations, and change of ownership transactions throughout the Southwestern United States. The firm manages three private investment funds, the most recent being Trinity Hunt Partners (see profile), which was formed with Capital Z companies in the Southwest region of the United States. Hunt does not make investments in start-ups or turn-around situations and prefers companies with a minimum EBITDA of $3 million and run-rate revenues of $10 million to $150 million. Although the firm will consider companies in a broad range of industries, Hunt's experience has been in Business and Industrial Services, Value-Added Distribution, Healthcare, Security, Manufacturing, Media, Sports, and Entertainment. The firm's typical equity investments range between $5 million and $25 million per transaction.Portfolio companies include:Hydro Resourceshttp://www.hydroresources.com/index.htmlProsoftTraininghttp://www.ciwcertified.com/bTradehttp://btrade.com/Collocation Solutionshttp://collocationsolutions.com/International Surface Preparationhttp://www.surfacepreparation.com/bTradehttp://btrade.com/Willow CSNhttp://www.arise.com/PlanMember Financialhttp://online.planmember.com/Dental Health Resourceshttp://www.hri-dho.com/International Radiology Grouphttp://www.manta.com/c/mt1t86z/international-radiology-groupOne-On-One Sportshttp://en.wikipedia.org/wiki/Sporting_News_RadioOptical Security Grouphttp://www.opsecsecurity.com/Security Technologies Grouphttp://www.securitytechnologiesgroup.com/Texas Capital Bancshareshttp://www.texascapitalbancshares.com/Universal Sports Americahttp://www.manta.com/c/mm6bq13/universal-sports-america-hostInvestment Team:J.R. Holland, Jr., President and CEOPeter J. Stein, Partnerpete@huntcapital.comScott H. Colvert, Partnerscott@huntcapital.comVCPEHunt Energy Enterpriseswww.huntenergyenterprises.com ExpansionMiddle MarketEnergy & Clean Tech

DallasTX75201214-978-8000214-978-8888

Affiliated with the Hunt Oil company of Dallas, Hunt Energy Enterprises is interested in investing in, and/or partnering with, energy entrepreneurs in conventional energy ventures as well as those in alternative and cleantech sectors. The firm is interested in applications of technology that have the potential to disrupt the energy industry value chain. The firm has is interested in scenarios where an energy technology venture is looking for a partner to help prove-out and scale-up their technology.Portfolio companies include:N/AInvestment Team:Alan Katz, Vice PresidentVictor Liu, Senior Vice Presidentvliu@huntpower.comRobert Maher, Vice PresidentPEIcarus Investments, Inc.www.icarusinvestments.comMiddle MarketMedia & Digital MediaBusiness Services

5949 Sherry Ln., #960DallasTX75225214-661-7630214-661-7632

Icarus Investments, Inc. is a private equity firm founded in 1997 to be the investor partner for executives building leading companies in the Southwest. The industries that the firm considers desirable may be niche industries overlooked by others, or industries that are out-of-favor due to prior problems that have been resolved. Icarus avoids investing in "hot" sectors.Portfolio companies include:Paragohttp://www.parago.com/NewsMax.comhttp://www.newsmax.com/ReflectSystemshttp://www.reflectsystems.com/Citadel Securityhttp://citadelsecurity.com/VeriCenterhttp://www.sungardas.com/Pages/default.aspxInvestment Team:Michael A. Ruff, General Partnermruff@icarusinvestments.comChad A. Shuford, PartnerPEIMin Partnerswww.iminpartners.comEarlyManufacturing & Industrial

301 Commerce Street, Suite 3025 Fort WorthTX76102817-336-8744 817-336-8748

IMin Partners is a private equity capital fund dedicated to investing in specialty minerals and chemical businesses. The firm focuses on companies with attractive core businesses that have strong management teams already in place. IMin Partners concentrates its investments in the specialty niches of the industrial minerals industry, including an array of natural minerals, but excluding those that are energy related (oil, natural gas, coal, etc.), metals, or forest products. IMin targets acquisition candidates that typically generate $20 million to $500 million in revenue.Portfolio companies include:CR Minerals Companyhttp://www.crminerals.com/KaMinhttp://www.kaminllc.com/Midcontinental Chemicalhttp://mcchemical.com/Investment Team:Tom Chambers, Partner and Co-FounderRankin Hobbs, Partner and Co-Founderrankin@chambers-interests.comPete Chambers, PartnerPEIncyte Capital Holdings, LLChttp://incytecapital.comMiddle MarketInformation TechnologyLife Sciences & HealthcareEnergy & Clean TechManufacturing & IndustrialBusiness Services

2911 Turtle Creek Blvd., Suite 300DallasTX75219214-523-9046214-523-9048

Founded 2000, Incyte Capital Holdings considers investments throughout the U.S. and Canada, seeking investments generally for control in turnarounds, restarts and recapitalizations. Such investments can also include participation in, or outright purchase of, bank debt or other debt securities to alleviate covenant and other creditor issues. Potential investments generally have cash breakeven performance or the reasonable prospect of reaching such performance over a one to three month period. Incyte invests in companies with revenues between $20 million and $250 million at the time of investment. Industries of interest include telecommunications, technology, energy, basic industry, healthcare and business services, although most sectors are considered. The firm has an additional office in New York. Portfolio companies include:American Messaging Serviceshttp://americanmessaging.net/Paging Network of Canadahttp://www.bbb.org/kitchener/business-reviews/telephone-communications/paging-network-of-canada-in-mississauga-on-1083926Investment Team:Marc A. Gineris, Managing General Partnermgineris@incytecapital.comCarridine C. Say, Director, Portfolio Officercsay@incytecapital.comPEIndependent Bankers Capital (IBCF)www.ibcfund.comMiddle MarketManufacturing & IndustrialBusiness Services

1700 Pacific Avenue, Suite 2740DallasTX75201214-722-6200 214-722-6220

IBCF provides equity capital to profitable, lower-middle-market manufacturing, distribution, and in some cases service companies, primarily in the Southwestern U.S. The Fund was founded by Floyd W. Collins, Barry B. Conrad, SAMCO Capital Markets, TIB-The Independent BankersBank and fifty-eight limited partners, fifty-six of which are Texas-based independent community banks and financial institutions. Established in 2000, the firm has $63 million in investable capital. Typically the Fund finances change of control, recapitalization and later-stage growth transactions of low or non-technology businesses. Transaction values, generally, will not exceed $25 million with junior capital requirements of $10 million or less. Fund II prefers to make initial investments of $2 to $5 million. In rare situations, smaller investments may be considered. Generally, the Fund seeks to invest in companies reporting revenues of $10 to $50 million and adjusted free cash flow greater than $1 million per annum. Portfolio companies include:GranQuartzhttp://granquartz.com/Ergogenesishttp://www.ergogenesis.com/Home Healthcare Partnershttp://www.homehealthcarepartners.com/Painless Performance Productshttp://www.painlessperformance.com/The Finial Companyhttp://thefinialcompany.com/Jardine'shttp://www.jardinefoods.com/Dependable Auto Shippershttp://www.dasautoshippers.com/Berry Aviationhttp://berryaviation.com/Cornerstone Automation Systemshttp://www.cornerstoneautosys.com/Investment Team:Barry B. Conrad, Founder and Managing Memberbconrad@ibcfund.comThomas B. Hoyt, Managing Memberthoyt@ibcfund.comMeg Taylor, Chief Financial Officermtaylor@ibcfund.comWilliam H. Miltenberger, Vice Presidentbmiltenberger@ibcfund.comMichael V. Metcalf, Senior Associatemmetcalf@ibcfund.comPEInsight Equitywww.insightequity.comMiddle MarketEnergy & Clean TechManufacturing & IndustrialBusiness ServicesConsumer ProductsDefense & Homeland Security

1400 Civic Place, Suite 250SouthlakeTX76092-7641817-488-7775817-488-7739

Insight Equity makes control investments in strategically viable, middle market, asset-intensive companies across a wide range of industries. Insight Equity's experienced principals have acquired and managed businesses with over 4 billion in aggregate revenue since 2000. Insight targets North American headquartered businesses with $75 million - $1.5 billion in revenue and enterprise values from $50M to $500M. Insight invests $10M - $125M of equity per opportunity focusing on the following industries: Manufacturing, Automotive and Transportation, Aerospace and Defense, Industrial and Consumer Goods, Distribution, Energy services, and Service and Professional Industries. Insight Equity does not invest in real estate, retail or restaurant businesses. In February of 2010, Insight closed on $525 million of new capital.Portfolio companies include:American Civil Constructorshttp://www.accbuilt.com/Meadow Valleyhttp://meadowvalley.com/Superior Silica Sandshttp://sssand.com/AEC Holdingshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?ticker=AECS:USAtwood Mobile Productshttp://www.atwoodmobile.com/AvTurfhttp://www.avturf.com/Walker Grouphttp://wgclaims.com/The Berry Family of Nurserieshttp://www.berrynurseries.com/Fan-Tastic Venthttp://www.fantasticvent.com/Hirschfeld Industrieshttp://www.hirschfeld.com/Vision-Ease Worldwidehttp://www.vision-ease.com/Direct Fuelshttp://dfuels.com/Flandershttp://en.wikipedia.org/wiki/FlandersAP Plasmanhttp://www.applasman.ca/Versatile Processing Grouphttp://www.vpg-inc.com/Investment Team:Ted Beneski, Managing Partner and CEOtbeneski@insightequity.comVictor Vescovo, Managing Director and COOvvescovo@insightequity.comEliot Kerlin, Senior Associate and Vice Presidentekerlin@insightequity.comConnor Searcy, Partnercsearcy@insightequity.comChris Zugaro, Principalczugaro@insightequity.comWarren Bonham, Partnerwbonham@insightequity.comAndrew Boisseau, Senior Vice Presidentaboisseau@insightequity.comJack Waterstreet, Senior Vice Presidentjwaterstreet@insightequity.comITTInstitute for Innovation & Entrepreneurship at UTDhttp://innovation.utdallas.eduSeedInformation TechnologySoftware & Internet

The University of Texas at Dallas 800 W. Campbell Road SM43 RichardsonTX75080-3021972-883-5990

The Institute for Innovation & Entrepreneurship at UTD was established in April 2006 as a collaborative initiative of the schools of Arts and Humanities, Behavioral and Brain Sciences, Economic, Political and Policy Sciences, Engineering and Computer Science, Management, and Natural Sciences and Mathematics. The Institute's role is that of a facilitator, catalyst and program sponsor - leveraging the power of ideas and technology to create new ventures and add economic, social and cultural value to the community. The IIE's Venture Development Program is a "virtual incubator" that provides an essential link in the process. Utilizing MBA student interns and faculty mentors, Venture Development assists the OTC in evaluating the commercial feasibility of UTD innovations and in creating new enterprises. Venture Development also seeks to maximize the probability of creating a successful company by facilitating access to IIE's active network of advisors, investors and entrepreneurs. This network enables startups to access essential resources, including angel investors and venture capital firms, service providers, incubators such as the North Texas Enterprise Center (NTEC), STARTech Early Ventures, and governmental agencies such as the North Texas Regional Center for Innovation and Commercialization (NTXRCIC). Participating companies include:N/AManagement Team:Dr. Joseph C. Picken, Executive Directorjpicken@utdallas.eduRobert L. Robb, Associate Vice President for Technology Commercializationr.robb@utdallas.eduJackie Kimzey, Associate Directorjackie.kimzey@utdallas.eduPEIntervale Capitalwww.intervalecapital.comMiddle MarketEnergy & Clean TechManufacturing & IndustrialBusiness Services

2800 Post Oak Boulevard, Suite 2000HoustonTX77056713-961-0118713-961-0361

Intervale Capital is a private equity firm, based in Houston and Boston, focusing exclusively on investments in middle-market oilfield services companies and related technologies. Intervale Capital invests in the upstream energy sector, with a particular focus on middle-market manufacturing and service businesses. The firm, together with its predecessor firms run by the managing partners, currently holds investments in eight companies with headquarters located in Fort Worth, Houston, Tulsa, Los Angeles, Reading, England and Weatherford, Oklahoma. These businesses have operations in oil and natural gas producing regions around the world. Intervale is currently investing out of its $280 million fund. The firm targets companies with a minimum EBITDA of $3 million, and a preferred range of $5 to $30 million. Intervale can complete transactions as large as $250 million. Portfolio companies include:Ulterra Drilling Technologieshttp://www.ulterra.com/AESI Holdingshttp://www.manta.com/c/mryr5f0/aesi-holdings-llcCasedhole Solutionshttp://www.casedhole-solutions.com/Tejas Research & Engineeringhttp://www.tejasre.com/Galathea Grouphttp://www.galatheagroup.com/Impact Fluid Solutionshttp://www.impactfluids.net/ifs/Proserv Group AShttp://www.proserv.com/Ulterra Drilling Technologieshttp://www.ulterra.com/AccelBeam Energyhttp://accelbeam.com/Soane Energyhttp://soaneenergy.com/Soane Mininghttp://soanemining.com/Allied Oil & Gas Serviceshttp://www.alliedservices.net/TEAM Oil Toolshttp://teamoiltools.com/Investment Team:Curtis Huff, Senior Advisorcurtis@intervalecapital.comCharles Cherington, Managing Partnercharles@intervalecapital.comEric Horsley, PartnerTuan Tran, Vice Presidenttuan@intervalecapital.comDavid Nemeskal, Vice PresidentChristine Smoragiewicz, CFOVCInterWest Partnerswww.interwest.comEarlyInformation TechnologyCommunications & NetworkingLife Sciences & Healthcare

Two Galleria Tower13455 Noel Road, 16th FloorDallasTX75240972-392-7279972-490-6348

Founded in 1979, InterWest Partners is a diversified venture capital firm currently investing InterWest X, a $650 million fund. The firm is focused on building long-term relationships with entrepreneurs and portfolio companies and has completed more than 70 IPOs, and participated in nearly 60 upside acquisitions. With over $2.8B under management, the firm takes a long-term, collaborative approach to venture funding, providing early stage and ongoing capital, management coaching and access to a network of resources. InterWest invests an average of about $10-15 million over the span of its involvement with each company in its portfolio. The firm maintains an office in Silicon Valley.Portfolio companies include:Microfabricahttp://www.microfabrica.com/Satori Pharmaceuticalshttp://satoripharma.com/Brite Semiconductorhttp://www.britesemi.com/plus/list.php?tid=1LenSxhttp://lensxlasers.com/Epocrateshttp://www.epocrates.com/Flurryhttp://www.flurry.com/Pelican Imaginghttp://www.pelicanimaging.com/Tapjoyhttp://www.tapjoy.com/Quantancehttp://www.quantance.com/AMXhttp://www.amx.com/Brand.nethttp://www.brand.net/CarWoo!http://carwoo.com/CubeTreehttp://www.cubetree.com/INVIDIhttp://www.invidi.com/MarketToolshttp://www.markettools.com/PlaceWarehttp://en.wikipedia.org/wiki/PlaceWareRadiushttp://radiusrestaurant.com/RocketCashhttp://www.rocketcash.com.au/Tapjoyhttp://www.tapjoy.com/Bivio Networkshttp://www.bivio.net/Convey Computerhttp://www.conveycomputer.com/Damballahttp://www.damballa.com/Pivot3http://pivot3.com/Aria Systemshttp://www.ariasystems.com/Cloud9 Analyticshttp://www.cloud9analytics.com/Vendavohttp://www.vendavo.com/Bridge Communicationshttp://www.bridgecommunications.org/Bridge/Welcome.htmlExalt Communicationshttp://exaltcom.com/LongBoardhttp://thelongboardstore.com/Network Systemshttp://www.networksystems.com/Teraware Communicationshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=35271Xirrushttp://www.xirrus.com/AMEChttp://www.amec.com/Brite Semiconductor Companyhttp://www.britesemi.com/plus/list.php?tid=1InVisage Technologieshttp://invisageinc.com/NexPlanarhttp://nexplanar.com/Open-Siliconhttp://en.wikipedia.org/wiki/Open-SiliconQuantancehttp://www.quantance.com/Achates Powerhttp://www.achatespower.com/AMEChttp://www.amec.com/Avakkhttp://news.cnet.com/8301-17938_105-10184505-1.htmlOmniPVhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=1745794SPI Lasershttp://www.spilasers.com/Investment Team:Stephen Holmes, Administrative General Partner, CFOsholmes@interwest.comBerry Cash, General Partner, Information Technologybcash@interwest.comBruce Cleveland, Partner, Information Technologybcleveland@interwest.comKeval Desai, General Partner, Information TechnologyPhilip Gianos, General Partner, Information TechnologyDoug Pepper, Partner, Information Technologydpepper@interwest.comTom Rosch, General Partner, Information Technologytomr@interwest.comChris Ehrlich, General Partner, Life Sciencescehrlich@interwest.comNina Kjellson, General Partner, Life Sciencesnkjellson@interwest.comArnold Oronsky, General Partner, Life Sciencesaoronsky@interwest.comGil Kliman, General Partner, Life Sciencesgkliman@interwest.comPEInvestarhttp://investarfinancial.comMiddle MarketConsumer ProductsRetail & Restaurant

300 E. John Carpenter Freeway, Suite 850IrvingTX75062972-518-0000972-534-1385

Investar is a young, privately owned investment company, which simultaneously resembles aspects of Venture Capitalists, Private Equity firms or Angel Investors. Investar evaluates investment opportunities in a variety of sectors; however, the firm seeks projects that have some things in common: Original ideas, with a strong business proposition and a key competitive advantage in their industry; Supported by strong management teams, with a proven track record; and Good cash generation potential; Expectation to be able to work closely with management and to be able to exercise control at the board of directors' level.Portfolio companies include:Celebrity Cafe & Bakeryhttp://www.enjoycelebrity.com/Cici's Pizzahttp://www.cicispizza.com/FlexiComprashttp://flexicompras.com/MaxiTransfershttp://www.manta.com/c/mm4v7nk/maxitransfersClínicas Mi Doctorhttp://www.cubestat.com/www.clinicasmidoctor.comSuper Plazahttp://www.superplazastores.com/english/english.htmlTerrassehttp://www.terrasse.com/Earthbound Farmhttp://www.ebfarm.com/BlackBrush Oil & Gashttp://blackbrushenergy.com/Dunhill Partnershttp://dunhillpartners.com/Cienda Partnershttp://cienda.com/HM Capital Partnershttp://hmcapital.com/Stratford Landhttp://stratfordland.com/Carroltonhttp://www.cityofcarrollton.com/Congruenthttp://en.wikipedia.org/wiki/Congruence_(geometry)CIC Partnershttp://cicpartners.com/Auto Onehttp://autooneins.com/Investment Team:Alberto Martin-Soberon, ChairmanJavier Larraza, Managing DirectorChristian Fuentes, Managing Director, www.linkedin.com/pub/christian-fuentes/0/206/20aAInvestIN Forumwww.theinvestinforum.comSeedEarlyInformation Technology

5218 Ridgedale AvenueDallasTX75206

Founded 2004, the InvestIN Forum brings to investors early stage investment opportunities particularly from the leading six U.S. tech clusters: Silicon Valley, Seattle, Boston, Washington, Los Angeles and Dallas. The group is part of a syndicate of 420+ angels based in Silicon Valley, Boston, Chicago, Los Angeles, New York, Reno, San Francisco, Seattle, West Massachusetts and Dallas who work together concurrently to make the best investments and close rounds. InvestIN has recently added investors from New Delhi, Mumbai and Shanghai. The InvestIN Forum is seeking investment opportunities in early stage companies that have revenue. However, pre-revenue deals are acceptable provided there is strong intellectual property and a fully developed "go to market strategy" with market validation.Portfolio companies include:N/AInvestment Team:Laurence Briggs, Presidentlaurence@theinvestinforum.comVCJatoTech Ventureswww.jatotech.comSeedEarlyInformation TechnologySoftware & InternetCommunications & Networking

6300 Bridgepoint ParkwayBuilding 1, Suite 500AustinTX78730512-795-5860512-692-2868

JatoTech Ventures, LP is an Austin, Texas-based venture capital firm specializing in start-up and early stage funding of new technology-based businesses. The firm focuses on companies in the networking, communications and Internet-related areas that have exceptional growth potential, proprietary and well-differentiated new products, services or market opportunities. The firm typically invests $500,000 to $3 million initially, and expects to invest $5 to $8 million over the life of a company. Portfolio companies include:NetEffecthttp://www.neteffect-it.com/Britestreamhttp://layern.com/Bandspeedhttp://www.bandspeed.com/Ubicomhttp://www.ubicom.com/Cygnalhttp://www.cygnal.ca/Stream Machinehttp://www.ebay.com/sch/i.html?_nkw=stream+machineInvestment Team:Walt Thirion, Managing Directorwthirion@JatoTech.comMolly Pieroni, Managing Directormpieroni@JatoTech.comDan Ray, Venture Partnerdray@JatoTech.comPEKayne Anderson Capital Advisorswww.kaynecapital.comMiddle MarketEnergy & Clean TechInformation TechnologyLife Sciences & Healthcare

717 Texas Avenue, Suite 3100HoustonTX77002713-493-2000

Formed in 1984, Kayne Anderson Capital Advisors is the general partner and investment advisor for over 20 investment partnerships, hedge funds, and closed-end funds. The firm manages alternative investments through a number of investment partnerships using multiple strategies, including private structured investments in oil and gas companies, absolute rate of return investing, private equity investments of both a control and non-control nature, and three publicly traded closed-end funds. The firm announced it closed its fourth fund with $950 million in capital commitments in 2006. Kayne Anderson maintains additional offices in Los Angeles, CA and Armonk, New York. The growth private equity group at Kayne Anderson Capital Advisors has been an active investor in growth companies for over 10 years, investing more than $500 million in over 20 platform investments and over 25 add-on acquisitions since its inception. The firm currently manages over $15.2 billion in investments, principally through private investment partnerships and public closed-end funds as of February 29, 2012.Portfolio companies include:Quintana Mineralshttp://quintanaminerals.com/Savanna Energyhttp://www.savannaenergy.com/Lyco Energyhttp://www.touchoilandgas.com/suppliers.cfm?supplier_id=6100&level=2Addison Oilhttp://addisonoil.com/Alamo Resources IIhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=108750826Augustus Energyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=29480703Axia Energyhttp://www.manta.com/c/mtc795z/axia-energy-llcBeacon E&Phttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=65358433Caddo Resourceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=45322359Calyx Energyhttp://www.calyxenergy.com/3C Interactivehttp://www.3cinteractive.com/Andover Healthcarehttp://andovercoated.com/Bonairehttp://en.wikipedia.org/wiki/BonaireConservicehttp://www.conservice.com/EM Systemshttp://www.emsystems.com/?homeFaceFirst/Airborne Biometricshttp://www.facefirst.com/Learn.comhttp://www.learn.edu/Legal Zoomhttp://www.legalzoom.com/Four Handshttp://www.fourhands.com/Legal Zoomhttp://www.legalzoom.com/MD7http://www.md7.com/Name Drivehttp://www.namedrive.com.br/Petrishttp://www.petris.com/The Right Thinghttp://www.rightthinginc.com/Smarshhttp://www.smarsh.com/Energy Private Equity Team: Robert Sinnott, CEOrsinnott@kaynecapital.comDaniel Weingeist, Co-Managing Partnerdweingeist@kaynecapital.comChuck Yates, Partnercyates@kaynecapital.comMichael Heinz Jr., Partnermheinz@kaynecapital.comDavid Iverson, Managing DirectorGrowth Private Equity Team: David Walsh, Managing Partnerdwalsh@kaynecaptial.comChris Howard, Partnerchoward@kaynecapital.comJ. Doyl Burkett, Partnerdburkett@kaynecaptial.comMezzanine Finance Team: Edward Cerny, Managing DirectorDavid Petrucco, Managing PartnerThomas Archie, Managing DirectorJohn McNulty, Managing DirectorKurt Prohl, Managing DirectorChristopher Pollina, DirectorVCKenda Capital, LLCwww.kendacapital.comEarlyEnergy & Clean Tech

2700 Post Oak Blvd., Suite 1750HoustonTX77056713-623-5950713-960-8699

Kenda Capital manages Shell Technology Ventures Fund 1 portfolio of investments in accordance with normal venture capital practices. Shell Technology Ventures Fund 1 is an investment fund focused on accelerating the development and deployment of new technologies across the energy sector. Its primary focus is on the upstream oil and gas sector, but also selectively invests in the downstream, renewable energy, and by-product recycling technologies. Typical areas of investment include: exploration techniques, sub surface evaluation, well construction and automation, automated production operations, novel processing facilities and infrastructure, CO2 and sulphur disposal, fluid management, solar and wave technologies. The Fund also takes stakes in oil and gas fields to enable the introduction of value adding novel technologies. Kenda Capital B.V. is the independently owned manager of the Fund. Major investors in the Fund are Royal Dutch Shell, Coller Capital and the Abu Dhabi Investment Authority.Portfolio companies include:AWS Ocean Energyhttp://www.awsocean.com/Enventurehttp://www.enventuregt.com/C-Fixhttp://www.cfix-testing.org/unit-testing-framework/windows/GeoDynamicshttp://www.geodynamics.com.au/EMbafflehttp://embaffle.com/Amkinhttp://www.rigzone.com/search/sites/Amkin_Technologies_LLC8237.aspbpp.techhttp://www.bpp-tech.com/CoalesSensehttp://www.coalessense.com/DrillStreamhttp://drillstream.com/Echotecthttp://www.echotect.com/Xembafflehttp://embaffle.com/GeoDynamicshttp://www.geodynamics.com.au/Go Sciencehttp://www.go-science.org/OGEMhttp://www.ogem.ir/Pipestreamhttp://www.pipestream.com/PrometheusEnergyhttp://www.prometheusenergy.com/Smart Pipehttp://smart-pipe.com/Tendekahttp://www.tendeka.com/ThruBithttp://thrubit.com/TubeFusehttp://www.tubefuse.com/Twisterhttp://www.imdb.com/title/tt0117998/XActhttp://www.xactcommunication.com/Xtreme Coil Drilling Corporationhttp://www.xtremecoil.com/Zeitecshttp://zeitecs.com/Investment Team:Erik Vollebregt, Managing DirectorAruna Subramanian, Investment PrincipalEdgar Kuipers, Investment PrincipalBrendan Barry, Chief Financial OfficerFOFKenmont Capital Partners, LPwww.kenmontcap.comMiddle MarketManufacturing & IndustrialBusiness Services

711 Louisiana, Suite 1750HoustonTX77002713-223-9922713-223-0930

Kenmont Capital Partners, LP is a private equity investment manager with specialization as a fund of funds manager. The principals of Kenmont Capital Partners have collectively created and managed private equity portfolios in excess of $1.5 billion and have over 50 years of experience in the management of family offices, investment banks, operating companies, pension funds and trust companies.Portfolio companies include:N/AInvestment Team:Donald R. Kendall, Jr., Managing Director and CEOdkendall@kenmontcap.comLaura J. Dotson, Managing Directorljdotson@kenmontcap.comJohn T. Harkrider, Managing Director and CFOjharkrider@kenmontcap.comFIKeyes Capitalwww.keyescap.comGrowthExpansionCommunications & NetworkingEnergy & Clean TechFinancial ServicesManufacturing & IndustrialBusiness Services

12117 Bee Caves RoadBldg. 1, Suite 203AustinTX78738512-617-6739

Keyes Capital is a private investment firm based in Austin, TX with additional offices in Charleston, SC and Milwaukee, WI. The principals of the firm invest primarily the Keyes family money and therefore do not have any limited partners which require a return of capital in a fixed period of time. Keyes prefers to invest where it can add value through Keyes' industry knowledge and contacts. The firm has experience and relationships in a number of different industries including automotive, business services, construction, energy/HVAC, financial services, niche manufacturing, office products, telecommunications and utilities. For operating companies, the firm's focus is on significant ownership positions through the acquisition or recapitalization of private companies. Keyes will also consider growth equity investments in mature companies needing additional capital for growth. Keyes Capital actively invests in businesses with the following parameters: Revenues of $3 million or more; EBITDA of $1 million to $3 million; and Enterprise values of $2 million to $20 million. Keyes is also an active investor in real estate.Portfolio companies include:M&M Manufacturinghttp://www.mmmfg.com/TGF Managementhttp://tgfmanagement.com/Greenway Loftshttp://www.austincondomania.com/condos/GREENWAY-LOFTS.phpThe David Projecthttp://thedavidproject.org/E.R. 15http://en.wikipedia.org/wiki/ER_(season_15)The Birdwell Companyhttp://birdwellco.com/Marc Climactic Controlshttp://marcclimatic.com/Investment Team:James H. Keyes, Founder and ChairmanTimothy D. Keyes, Founder, CEO and Presidenttkeyes@keyescap.comPEKKR (Kohlberg Kravis Roberts)www.kkr.comMiddle MarketLateConsumer ProductsSports & EntertainmentEducation & Training

600 Travis Street, Suite 7200HoustonTX77002713-343-5142

KKR, one of the world's largest and most successful private equity firms, has completed buyout transactions that are among the most complex in history. The firm's investment approach, however, is fundamentally simple: KKR acquires industry-leading companies and works with management to grow and improve them and thereby create shareholder value. Established in 1976 and led by co-founding members Henry Kravis and George Roberts, KKR has completed more than 170 transactions with an aggregate enterprise value of over $425 billion. Additional funds that KKR sponsors include KKR Private Equity Investors, LP (Euronext Amsterdam: KPE), a permanent capital fund that invests in KKR-identified investments; and two credit strategy funds, KKR Financial (NYSE: KFN) and the KKR Strategic Capital Funds, which make investments in debt transactions. KKR has offices in New York, Menlo Park, San Francisco, London, Paris, Hong Kong, and Tokyo. Portfolio companies include:Alliance Bootshttp://www.allianceboots.com/Kion Grouphttp://en.wikipedia.org/wiki/KION_GroupAccellenthttp://accellent.com/KSL Resortshttp://www.kslresorts.com/Laureate Educationhttp://laureate.net/Ambea ABhttp://ambea.com/Aricenthttps://www.aricent.com/ATUhttp://www.atu.org/Avago Technologieshttp://www.avagotech.com/pages/home/Bharti Infratelhttp://www.bharti-infratel.com/cps-portal/Biomethttp://www.biomet.com/regions/northAmerica/unitedStates.cfmBIS Industrieshttp://www.bislimited.com/BMGhttp://www.bmg.com/Coffee Day Resortshttp://www.theserai.in/en/bandipur-resorts-coffee-day-hotels-and-resorts-the-seraiColonial Pipelinehttp://www.colpipe.com/home.aspDalmia Cementhttp://www.dalmiacement.com/Del Monte Foods Companyhttp://www.delmonte.com/Dollar Generalhttp://www.dollargeneral.com/home/index.jspDuales Systemhttp://www.gruener-punkt.de/?L=1Eastman Kodakhttp://www.kodak.com/ek/US/en/Home.htmEnergy Future Holdingshttp://www.energyfutureholdings.com/Far Eastern Horizonhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=37187452First Datahttp://www.firstdata.com/en_us/home.htmlHarman International Industrieshttp://www.harman.com/HCAhttp://hcahealthcare.com/Inacerhttp://www.youtube.com/watch?v=--oxfBIcysQIntelligencehttp://en.wikipedia.org/wiki/IntelligenceJazz Pharmaceuticalshttp://www.jazzpharma.com/KION Grouphttp://en.wikipedia.org/wiki/KION_GroupKSL Holdingshttp://ksl.my/Laureate Educationhttp://laureate.net/Legg Masonhttp://leggmason.com/Legrand Holdingshttp://www.macraesbluebook.com/search/company.cfm?company=783221Maexda B.V.http://www.urlanalytic.com/maeda.co.jpMMI Holdingshttp://www.mmiholdings.com/Ma Anshan Modern Farming Co.http://www.reuters.com/article/2009/06/15/idUS76260+15-Jun-2009+PRN20090615The Nielsen Companyhttp://nielsen.com/NXPhttp://www.nxp.com/Oriental Breweryhttp://en.wikipedia.org/wiki/Oriental_BreweryPagesJaunes Groupehttp://www.pagesjaunesgroupe.com/enPets at Homehttp://www.petsathome.com/Primediahttp://www.primedia.com/ProSiebenSat.1 Media AGhttp://en.prosiebensat1.com/Rockwood Holdingshttp://www.rockwoodspecialties.com/Sealyhttp://www.sealy.com/Seven Media Grouphttp://7mediagroup.com/SunGard Data Systemshttp://www.sungard.com/Tarkett S.A.http://www.tarkett.com/TASChttp://www.tasconline.com/TDC A/Shttp://en.wikipedia.org/wiki/TDC_A/STianrui Group Cement Co.http://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=33278349Toys 'R Ushttp://en.wikipedia.org/wiki/Toys_%22R%22_UsU.N Ro-Rohttp://www.unroro.com.tr/U.S. Foodservicehttp://usfoods.com/Unisteel Technologyhttp://www.unisteeltech.com/index.aspVan Gansewinkel Groephttp://www.vangansewinkelgroep.com/en/default.aspxVats Liquor Chain Store Managementhttp://www.vatsliquor.com/en/4xwzx_2mtbd_xx.aspx?news_id=12696Visant Corporationhttp://www.visant.net/Vismahttp://www.visma.com/WILDhttp://wild.nhl.com/Yageohttp://www.yageo.com/Zhone Technologieshttp://www.zhone.com/Investment Team: Henry Kravis, Co-FounderGeorge Roberts, Co-FounderDavid J. Sorkin, Member, and General CounselRobert D. Gottlieb, Chief Human Resources OfficerEdward Brandman, Chief Information OfficerMax V. Alper, Director Private EquityWilliam J. Janetschek, Chief Financial OfficerTodd A. Fisher, Chief Administrative OfficerBrittany Bagley, Principal, Private EquityKenan M. Basha, Principal Private EquityEd Bostock, Director, Private EquityAlexander Bruells, Principal, Private EquityNicolas Cattelain, Director, Private EquityPELevine Leichtman Capital Partnerswww.llcp.comMiddle MarketMedia & Digital MediaRetail & RestaurantFinancial ServicesConsumer ProductsSports & EntertainmentReal Estate

100 Crescent Court, 7th FloorDallasTX75201214-303-0118214-303-0119

Founded in 1984, Levine Leichtman Capital Partners is a private investment firm that makes structured equity investments in middle market companies, with revenues between $100 million to $750 million, that are headquartered in the Western United States. LLCP manages approximately $5 billion of institutional investment capital through private equity partnerships. LLCP's private equity activities are conducted through Levine Leichtman Capital Partners III, LP (Structured Equity Fund), Levine Leichtman Capital Partners Deep Value Fund, LP (Distressed Debt Fund) and Levine Leichtman Capital Partners California Growth Fund (California focused Small Cap Fund). The firm's investment strategy is to provide capital to industry leading companies owned and managed by entrepreneurs. The firm generally invests in the subordinated debt and equity of companies, but has the flexibility to invest at any level of the capital structure. Portfolio companies include:Quizno'shttp://www.quiznos.com/CiCi's Pizzahttp://www.cicispizza.com/Media Artshttp://en.wikipedia.org/wiki/New_media_artPoma Companieshttp://www.pomacos.com/Concentrexhttp://www.concentrix.com/Allied Equipment Rentalshttp://alliedrentall.com/AmeriCredithttp://www.gmfinancial.com/Angel Management Grouphttp://angelmanagementgroup.com/Beef 'O' Brady'shttp://beefobradys.com/Butler Internationalhttp://www.butler.com/Carpets N Morehttp://www.carpetsnmore.com/CLChttp://www.clcillinois.edu/Consolidated Foundrieshttp://www.cfi-pac.com/Consumer Portfolio Serviceshttp://www.consumerportfolio.com/Custom Food Productshttp://www.customfoodproducts.com/Dexter Magnetic Technologieshttp://www.dextermag.com/OfficesFalconhttp://en.wikipedia.org/wiki/FalconProductshttp://www.google.com/productsGlobal Franchise Grouphttp://globalfranchise.com/Hackney Ladishhttp://hackneyladish.com/Harlows Casino and Resorthttp://www.harlowscasino.com/Henryhttp://www.henryrepeating.com/Interdenthttp://interdent.com/Jo Douglas Real Estate Grouphttp://www.elliman.com/Luminator Technology Grouphttp://luminatortechnologygroup.com/Mikohn Gaminghttp://www.answers.com/topic/mikohn-gaming-corporationNational Corrective Grouphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=23957086Overhill Farmshttp://www.overhillfarms.com/Pacific Worldhttp://www.pacificworld.com/The Poma Companieshttp://www.pomacos.com/Revenew Internationalhttp://www.revenew.net/Santa Cruz Nutritionalshttp://www.santacruznutritionals.com/Employment.htmlSeawest Financialhttp://www.manta.com/c/mm05c07/seawest-financial-corporationSequelhttp://en.wikipedia.org/wiki/SequelSimeus Foodshttp://simeusfoods.com/Simulahttp://en.wikipedia.org/wiki/SIMULATC Capitalhttp://www.tccapital.com/Werner Holdingshttp://local.yahoo.com/info-35379057-werner-real-estate-holdings-roswellWetzel's Pretzelshttp://wetzels.com/Investment Team:Lauren B. Leichtman, CFO and Founding PrincipalArthur E. Levine, President and Founding Principalalevine@llcp.comRobert A. Poletti, Principalrpoletti@llcp.comStephen J. Hogan, Principalshogan@llcp.comSteven E. Hartman, Principalshartman@llcp.comKimberly L. Pollack, PrincipalAaron M. Perlmutter, PrincipalJohn P. Romney, Managing DirectorPaul W. Drury, Managing DirectorMichael B. Weinberg, Managing DirectorStuart Robinson, Managing DirectorJohn E. Klinge, Managing DirectorBrian T. Stewart, Managing DirectorRonnie Kaplan, Managing DirectorBrad Parish, Managing DirectorMonica J. Holec, Managing DirectorVCPELime Rock Partnerswww.lrpartners.comExpansionMiddle MarketEnergy & Clean Tech

Heritage Plaza, Suite 46001111 Bagby StreetHoustonTX77002713-292-9500713-292-9550

Founded in 1998, Lime Rock Partners is a private equity firm with $3.9 billion under management and $3.0 billion in the Lime Rock Partners funds. The firm is dedicated to investing in energy companies with high growth potential. Lime Rock makes $25 million to $150 million investments in companies with enterprise values up to $500 million. From offices in three major energy centers in North America and Western Europe, Lime Rock Partners invests growth capital in three sectors of the energy industry: exploration and production, energy service, and oil service technology. Lime Rock Partners also selectively invests in high-growth, entrepreneurial companies in other sectors of the energy sector, such as developers of midstream assets, downstream technologies, or renewable energy projects. The firm maintains offices in Westport, CT and Aberdeen, United Kingdom and has made investments in Canada, Latin America, and the U.K.Portfolio companies include:CrownRockhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=34277806Coronado Resourceshttp://www.coronadoresourcesltd.com/Braden Explorationhttp://bradenexpl.com/Arena Explorationhttp://arenaenergy.com/profile.htmArcherhttp://www.fxnetworks.com/shows/originals/archer/Augustus Energy Partnershttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=29480703Black Shire Energyhttp://www.blackshire-energy.ca/Bridge Energyhttp://www.bridgeenergygroup.com/Chinook Energyhttp://www.chinookenergy.com/Crownrockhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=34277806DHS Oilhttp://www.dhsoil.com.au/Enermechhttp://www.enermech.com/EVhttp://www.ev.com/Expert Petroleumhttp://www.expertpetroleum.com/Gas2http://gas2.org/Global Energy Serviceshttp://www.glb-energy.com/Iracore Internationalhttp://www.iracore.com/ITS Energy Serviceshttp://its-energyservices.com/home/KRIhttp://www.kundaliniresearchinstitute.org/lot-frundraiser/Lafayette Workboat Holdingshttp://laworkboats.com/Laricina Energyhttp://laricinaenergy.com/Oilservhttp://oilserv.com/Pangeo Subseahttp://pangeosubsea.com/PDC Mountaineerhttp://www.petd.com/index.php/pdc-mountaineerReelwellhttp://reelwell.com/Revelation Energyhttp://revelationenergyresources.com/RMP Energyhttp://rmpenergyinc.com/RXThttp://rxt.com/Siuxahttp://www.facebook.com/people/Siu-Siuxa/100001489860652Smartsynchhttp://www.smartsynch.com/Taw Energy Serviceshttp://tawservices.com/Tercel Oilfield Productshttp://terceloilfield.com/en/Terraspark Geoscienceshttp://terraspark.com/Tescohttp://www.tesco.com/Tiway Oilhttp://tiwayoil.com/Tisterhttp://www.imdb.com/title/tt0117998/TWMA UTEC Internationalhttps://www.oilcareers.com/content/jobsearch/companyprofile.aspVantage Energy Vedco Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=7142597Xtreme Coil Drillinghttp://www.xtremecoil.com/Investment Team:Jonathan Farber, Managing Directorjf@lrpartners.comJohn Reynolds, Managing Directorjr@lrpartners.comThomas Bates, Senior Advisortb@lrpartners.comLawrence Ross, Senior Advisorlr@lrpartners.comMark McCall, Managing Directormm@lrpartners.comTownes Pressler, Managing Directortp@lrpartners.comSaad Bargach, Managing Directorsb@lrpartners.comWill Franklin, Managing DirectorJ McLane, Managing DirectorALone Star Angelshttp://lonestarangels.weebly.comSeedEarlyInformation Technology

275 W. Campbell Rd., Suite 130RichardsonTX75080

Lone Star Angels is a non-profit organization focused on connecting startup companies based in North Texas with private investors who can provide capital and the advice to help the new business grow. Created in late 2007, Lone Star Angels provides an avenue for entrepreneurs to engage with serious investors from the north Texas region. The group invites entrepreneurs to pitch their company to a group of angel investors interested in funding new businesses across a wide range of industry segments. Members of the group can provide capital and assistance in building a new company.Portfolio companies include:N/AInvestment Team:Larry CaltonMatt LiptonScott TicerJanie MorrisHubert ZajicekPELone Star Fundswww.lonestarfunds.comMiddle MarketRetail & RestaurantReal Estate

2711 North Haskell Ave., Suite 1700DallasTX75204214-754-8300

Since 1995, the principals of Lone Star have organized private equity funds totaling approximately $33 billion to invest globally in secured and corporate unsecured debt instruments, real estate related assets and select corporate opportunities. The funds are structured as closed-end, private-equity limited partnerships. Lone Star has affiliate offices in London, Tokyo, Seoul, Taipei, Dallas, Dublin, Brussels, Luxembourg, and Frankfurt. Its General Partner is a Bermuda-based entity headquartered in Hamilton. Although there is no investment that can be characterized as typical, investments made by Lone Star generally fall into one of five categories: Asset Acquisition, Corporate Acquisition, Company Sponsorship, Refinancing/-Recapitalization, and Devel-op-ment. Lone Star has closed more than 900 transactions at an aggregate purchase price of more than $76 billion.Portfolio companies include:Shoneyshttp://en.wikipedia.org/wiki/Shoney%27sSullivan's Steakhousehttp://sullivanssteakhouse.com/Del Frisco's Steak Househttp://delfriscos.com/Texas Land & Cattle Steak Househttp://www.texaslandandcattle.com/Lone Star Steakhousehttp://www.lonestarsteakhouse.com/Investment Team:John Grayken, Founderjgrayken@lsof.comVCLonestar CAPCO Fund, LLCwww.lonestarcapcofund.comEarlyInformation TechnologyCommunications & NetworkingLife Sciences & Healthcare

1505 Wallace Drive, Suite 102CarroltonTX75006972-849-3550

Formed March 2005, Lonestar CAPCO Fund is a Dallas area-based certified capital company. The certified capital company (CAPCO) program for Texas is a state economic development tool designed to encourage the investment in, and growth of, small businesses and the formation and support of a targeted local community venture capital infrastructure. The LoneStar CAPCO Fund secures debt and equity investments in early-stage firms located in Texas. The firm seeks companies that have been in business for less than two years, have less than $2 million in consolidated revenue., and have less than 100 employees. Portfolio companies include:Sensory View of Americahttp://www.neurosensorycenters.com/doctor/aboutus.htmlInvestment Team:Glen Norem, Managing PartnerDavid Radman, Co-FounderPhil RawlinsPELongroad Asset Managementwww.longroadllc.comMiddle MarketFinancial ServicesManufacturing & Industrial

807 Brazos, Suite 1002AustinTX78701512-236-8100512-236-8090

Founded in 2001, Longroad Asset Management is a private investment firm focused on acquiring controlling positions in discounted fixed income securities, bank debt and obligations of financially distressed companies, providing value throughout the restructuring process. Longroad Capital Partners is a special situations fund created to invest in the debt obligations of financially challenged middle-market companies (revenues between $30-$400 million) whose value can be enhanced through the application of strategic, operating and financial resources. The firm makes investments in the U.S. and Canada and capital investments range from $5 million to $50 million. The fund, totaling $183 million, closed in August of 2004. With more than $500 million in assets under management, the firm is currently investing its third fund.Portfolio companies include:Broad Street Tank Holdingshttp://www.dandb.com/businessdirectory/broadstreettankholdingscompanyinc-albuquerque-nm-37175627.htmlPlumb-Line Group Holdingshttp://www.plumb-line.ca/managementteam.phpLR Energyhttp://www.lrenergy.org/HOP Energy Holdingshttp://hopenergy.com/PM Engineered Solutionshttp://www.hoovers.com/company/Pm_Engineered_Solutions_Inc/tysfsjhf-1.htmlHurd Windows and Doorshttp://www.hurd.com/SoftTexhttp://soft-tex.com/Investment Team:Paul J. Coughlin III, Managing Partnerpjc@longroadllc.comJamie Kennedy, Vice Presidentjrk@longroadllc.comLeon Komkov, Director & General Counsellvk@longroadllc.comRichard Latto, Managing Directorrll@longroadllc.comRoss Sealfon, Vice Presidentrbs@longroadllc.comAnne Whitman, Directoraew@longroadllc.comSteve Zambito, Managing Directorsaz@longroadllc.comVCPEMarco Capital Groupwww.marcocapital.comExpansionMiddle MarketEnergy & Clean TechFinancial ServicesReal Estate

7600 W. Northwest HighwayDallasTX75225903-813-5100903-813-5121

Marco Capital Group is a privately owned investment partnership operating in Texas, Oklahoma and the Southwestern United States. Marco and its predecessor entities were established in 1989 to focus on the purchase of real property from the Resolution Trust Corporation. Since that time, Marco has expanded its focus to include private equity and to a limited extent, venture capital. Marco also maintains a core holding of publicly traded securities. Marco seeks to invest its capital in situations that offer the opportunity for returns significantly in excess of those available in the public markets. The firm has an additional office in Oklahoma.Portfolio companies include:Falcon Waterfree Technologieshttp://www.falconwaterfree.com/Commuter Air Technologyhttp://www.commuterair.com/Benham Companieshttp://benhamcompanies.com/Breathing Disorders Serviceshttp://www.merchantcircle.com/business/Breathing.Disorders.Service.Inc.405-635-0004Miramar Designshttp://www.miramardesigns.com/Geophysical Researchhttp://www.grcamerada.com/Perimeter Technology Centerhttp://perimetercenter.com/Bok Centerhttp://www.bokcenter.com/Synteract Research Organizationhttp://www.synteract.com/The New Releasehttp://www.moviefone.com/dvdPrecision Post Tensionhttp://www.precisionpt.com/PJ Trailers the Servicenterhttp://blogs.oc.edu/ocnews/oklahoma_christian_names_new_trustees1/Grand Centrehttp://grandcenter.org/Investment Team: Rainey Williams, Jr.rwilliams@marcocapital.comVCMarkpoint Venture Partnerswww.markpt.comSeedEarlyGrowthExpansionCommunications & NetworkingEnergy & Clean TechManufacturing & Industrial

1333 W. McDermott Drive, Suite 200AllenTX75013972-490-1976972-490-1980

Founded in 1996, Markpoint Venture Partners invests in companies able to show multiple and definable exit opportunities within 3-5 years. The firm prefers investing in companies located in the Southwest or in the case of a syndicated deal, the lead venture firm must be in close proximity to the company. Markpoint generally focuses its investment activity on a company's first or second institutional round of financing, but the firm also invests in select seed and later stage opportunities. To date, Markpoint Venture Partners has successfully, directly and indirectly, co-invested with over 35 top-tier venture capital firms representing over $40 billion in venture capital under management. Markpoint will generally invest approximately $250,000 to $1,000,000 of a typical $1,000,000 to $15,000,000 total round. Portfolio companies include:SyChiphttp://sychip.com/Manystreamshttp://www.manystreams.com/Softricityhttp://en.wikipedia.org/wiki/SoftricityVizionWarehttp://www.cepro.com/article/vizionware_maker_of_high_end_hdmi_products_is_out_of_business/VizionWarehttp://www.cepro.com/article/vizionware_maker_of_high_end_hdmi_products_is_out_of_business/L.I.T. Surgicalhttp://www.litsurgical.com/Airwide Solutionshttp://mavenir.com/Datasidehttp://www.dataside.com/Aether Partnershttp://www.aetherip.com/home/Spatial Wirelesshttp://www.vpcp.com/spatial_wirelessXtera Communicationshttp://www.xtera.com/Investment Team:Tex Sekhon, Managing General Partnertsekhon@markpt.comKirk Fichtner, Senior Analystkfichtner@markpt.comVCMedCare Investment Fundswww.medcarefunds.comEarlyMedical DeviceLife Sciences & Healthcare

18615 Tuscany Stone, Suite 200San AntonioTX78258210-614-7051210-614-8276

Medcare Investment Fund III, Ltd. is a San Antonio, Texas based venture capital group that either directly, or through its founders, has been successfully involved in developing early stage medical device companies. MedCare and its affiliated entities manage approximately $1 billion in assets, the substantial majority of which are related to the medical and healthcare services industry. One of the firm's principals, Tim Lyles, is also a partner in Convergent Investors (see profile).Portfolio companies include:Ambulatory Services of Americahttp://www.asaambulatory.com/BioNumerik Pharmaceuticalshttp://bionumerik.com/Cardiovascular Care Affiliateshttp://ccacardio.com/CeloNova Bioscienceshttp://www.celonova.com/Diabetes Care Grouphttp://diabetescaregrp.com/DigiCharthttps://login1.digichart.com/IG-Conhttp://www.igcon.nl/Informatics Corporation of Americahttp://www.icainformatics.com/MedSolutionshttp://www.medsolutionsonline.com/National Imaging Associateshttp://www1.radmd.com/Outpatient Imaging Affiliateshttp://oiarad.com/Quality Health Care Internationalhttp://iqhc.org/Refocus Grouphttp://www.refocus-group.com/Renal Care Grouphttp://renalcaregroup.com/Seno Medical Instrumentshttp://www.senomedical.com/Investment Team:Thomas (Tim) W. Lyles, PresidentJames R. Leiniger, MDHarry R. Jacobson, MDTodd B. Callister, CFO (Nashville)VCMediGen Group, LLCSeedEarlyLife Sciences & HealthcareMedical Device

8030 El RioHoustonTX77054713-842-1206713-842-6187

Founded in 2001, MediGen Group is a private equity firm that provides venture financing and management assistance to start-up and early-stage companies in the biotechnology and medical device industries. MediGen invests in life science technology by working with universities to transition their innovations into commercially viable business opportunities. MediGen also plans to fill the funding and management gaps often encountered when preparing technologies for venture funding, acquisition and licensing transactions. The firm typically invests seed capital to fund proof-of-concept experiments and deal conceptualization.Portfolio companies include:PLxPharmahttp://www.plxpharma.com/BioImagenehttp://www.ventanadigitalpathology.com/NanoSpectra Bioscienceshttp://www.nanospectra.com/Stone Bondhttp://stonebondconstruction.com/Investment Team:Ron Zimmerman, Sr., Managing Directorron.zimmerman@medigengroup.comUpendra Marathi, Ph.D., Managing Directormarathi@alumni.rice.eduTim McGrath, Senior Directort_mcgrath@yahoo.comPEMexico Private Equity Fundwww.mexicoequity.comMiddle MarketManufacturing & IndustrialConsumer Products

c/o Maguey Management Limited3500 Oaklawn Ave., Suite 215DallasTX75219214-520-0288214-520-0215

The Mexico Private Equity Fund provides development and expansion capital to successful companies with growth potential in Mexico. Investments are made primarily in small to mid-sized firms that manufacture or process products directly for export, and in companies that supply components or services to maquiladoras and other export manufacturers in Mexico (indirect exporters). Established in 1997, the Fund has a total capitalization of approximately $26 million. It is structured as a closed-end investment company listed on the Bermuda Stock Exchange. Investments range in size from a minimum of $500,000 to a maximum of $2.6 million (10% of the capital of the Fund) in any one company, although the Fund can join together with other investment institutions to participate in larger transactions. Key target industries include plastics, injection molding, electronic components, food processing, packaging, glass products, leather goods, and furniture. While the Fund does not have an exclusive geographic focus, emphasis is placed on business opportunities that are located in, or contribute to the development of, the Northwestern States of Mexico: Baja California, Sonora, Chihuahua, and Sinaloa. Portfolio companies include:Luxxemhttp://start.cortera.com/company/research/k5q4myl9o/luxxem-inc/American Glass Products (AGP)http://agpglass.com/Investment Team:John D. Reilly, ChairmanWilliam G. Borlaug, Directorwgb@mexicoequity.comRobert S. Kretschmar, Directorrsk@mexicoequity.comJames M. Hawes, DirectorLuis Nino de Rivera, DirectorFransisco Obregon, DirectorPEMilestone Venture Groupwww.milestonevg.comMiddle MarketInformation TechnologyManufacturing & Industrial

Three Riverway, Suite 1010HoustonTX77056713-993-0303713-993-0711

Milestone is a private equity group that focuses on the small to middle-market companies that typically require equity in amounts ranging from $2 to $10 million in order to reach their medium-term goals. Milestone will also look at transactions in excess of $30 million on a case-by-case basis. Most of Milestone's transactions are structured as management buyouts or recapitalizations and the firm does not participate in tender offers or hostile acquisitions. Milestone is not subject to geographic constraints, but prefers investing in businesses located in the United States, with a heavy emphasis in Texas and the Southwest. Portfolio companies include:Southwest Guarantyhttp://southwestguaranty.com/Hendeehttp://www.hendee.com/Adobe Equipmenthttp://adobeequipment.com/Investment Team:A. Kelly Williams, Directorakw@milestonevg.comJohn C. MacFarlane, Directormac@milestonevg.comJeff Donaldson, Vice Presidentjeff@milestonevg.comVCMobility Ventureswww.mobilityventures.comSeedEarlyCommunications & NetworkingSemiconductor

16475 Dallas Parkway, Suite 620 AddisonTX75001972-991-9942972-669-7873

Mobility Ventures is a venture capital fund created to be the next generation venture capital fund for Genesis Campus (see profile). The firm typically invests in early-stage companies in the wireless, broadband and network transactional infrastructure sectors, which also includes semiconductors, components, and software. Mobility Venture's makes investments at the seed stage and continues to provide additional capital throughout the company's life cycle. Although based in Texas, the firm has representatives located throughout the world and makes investments globally.Portfolio companies include:N/AInvestment Team:Roman Kikta, Managing Partner and Co-Founderroman@mobilityventures.comMark Fruehan, Partner and Co-Foundermark@mobilityventures.comArlan Harris, Venture PartnerDon C. Yonce, PartnerDavid Sym-Smith, PartnerIVCMotorskill Venture Groupwww.motorskill.comSeedEarlyExpansionInformation TechnologySoftware & Internet

2150 Town Square Place, Suite 200Sugar LandTX77479713-266-1290713-266-1243

Motorskill Ventures is the traditional venture capital "arm" of motorskill.com, Inc. and provides funding for technologically sound opportunities. Motorskill Ventures takes early stage investment positions in incubated companies. The firm pursues early-stage and first-round investments in majority owned operating companies or select "angel" opportunities; equity positions in situations where strong venture partners have taken the lead; late-stage "takeout" opportunities involving mature candidates for IPO's, mergers, or acquisitions; unique technology and intellectual property acquisitions from distressed companies with high R&D investment; and participation in IPO and secondary offerings with major U.S. underwriting syndicates. Motorskill also maintains an office in Beijing, China.Portfolio companies include:Interlevel Technologieshttp://www.interlevel.com/InterMethod Solutionshttp://www.corporationwiki.com/Texas/Houston/intermethod-solutions-inc/35623363.aspxSkilltrust.comhttp://skilltrust.com/Investment Team:Jarrod R. Erwinjerwin@motorskill.comFIMurchison Capital PartnersEarlyMiddle MarketInformation TechnologySoftware & Internet

5430 Lyndon B. Johnson #1450DallasTX75240-2613972-490-8080

Murchison Capital Partners, LP is a privately held investment partnership engaged in a wide range of investment activity including real estate, short-line railroads, public equity, fixed income and private equity investments. The firm was founded by the same family that formerly owned the Dallas Cowboys.Portfolio companies include:TNWhttp://tnwfirearms.com/Vocadahttp://www.vocada.com/Investment Team:Robert F. Murchison, President and Founderrfm@murcap.comGeorge Macateegmacatee@murcap.comVCMurphree Venture Partnerswww.murphreeventures.comSeedEarlyLife Sciences & HealthcareEnergy & Clean TechBusiness ServicesConsumer Products

1100 Louisiana, Suite 5005HoustonTX77002713-655-8500713-655-8503

Murphree Venture Partners (MVP) is a venture capital/private equity firm that makes investments in entrepreneurial enterprises with high-growth potential. While MVP will participate in start-up ventures with proven entrepreneurs on occasion, the firm prefers companies with revenue traction in the $3 million to $30 million range. Currently, the industries of particular interest to the firm are Energy, Infrastructure, and Waste. MVP looks for a definable exit within 3-7 years of its financing and prefers to work with companies seeking $2M to $10MM in capital. The South and Southwestern states, primarily Texas, New Mexico, Colorado, Alabama, Georgia, Tennessee and North Central Florida, have been the primary geographic focus of the firm and will continue to be. Murphee maintains additional offices in Birmingham, Alabama.Portfolio companies include:Anarkhttp://anark.com/Accelloshttp://accellos.com/Aldishttp://aldi.us/Dowleyhttp://www.dowley.com/Intrinergyhttp://www.envivabiomass.com/Square 1 Bankhttps://www.square1financial.com/SmartFurniturehttp://www.smartfurniture.com/Object Reservoirhttp://www.objectreservoir.com/Investment Team:Dennis E. Murphree, Founder and Managing General Partnerdmurphree@murphreeventures.comJohn White, General Partnerjwhite@murphreeventures.comVCNear East Groupwww.nestgroup.comEarlyManufacturing & IndustrialReal EstateInformation Technolog

1800 Bering Dr., Ste. 755 HoustonTX77057713-784-4956 713-784-4958

NEST U.S.A., Inc. is part of Near East Group, a privately owned, multi-national investment firm, with offices in the U.S., Europe, and the Middle East. NEST U.S.A. invests in various sectors including Aviation, Technology, and Real Estate. Munir H. Atalla, a Jordanian businessman, founded the group in 1963 in Amman, Jordan.Portfolio companies include:Netbriefingshttp://www.netbriefings.com/LenSechttp://www.lensec.com/Decorize.comhttp://guildmaster.com/Liberty Aerospacehttp://www.libertyaircraft.com/DHShttp://michigan.gov/dhs/0,1607,7-124-5453---,00.htmlSynfuels Internationalhttp://synfuels.com/Cirrus Designhttp://www.cirrusaircraft.com/Investment Team:Munir H. Atalla, FounderVCPENew Capital Partnerswww.newcapitalpartners.comExpansionMiddle MarketInformation TechnologyLife Sciences & HealthcareFinancial Services

2101 Cedar Springs Rd., Suite 1200DallasTX75201214-871-5408214-871-5401

New Capital Partners invests opportunistically across a variety of industries with particular emphasis in healthcare, IT, and financial and business services. The firm, which actively manages investment funds totaling $225 million, prefers expansion stage growth companies, but will work with good management teams to build companies at any stage. New Capital Partners invests between $2 million and $20 million of equity and mezzanine debt per company. New Capital operates three funds: NCP Private Equity Fund I, which closed in 2001, and of ten initial investments, still has eight active portfolio investments (with two successful sales); NCP Private Equity Fund II, which is targeted (like Fund I) at healthcare, financial, and business services; and Waveland NCP Ventures, a partnership between NCP and the state economic development agenceis of Alabama and Texas aimed at job creation and increased economic prosperity in the states. The firm invests in companies with revenue greater than $5 million. The firm prefers to lead investments, will participate in financings led by others, and frequently syndicates larger transactions to achieve the following business objectives: Growth; Strategic acquisitions; Management buyouts; Turnarounds; Recapitalizations; or Special situations. New Capital maintains an additional office in Birmingham, Alabama.Portfolio companies include:Cogent Partnershttp://cogent-partners.com/Prism Pointe Technologieshttp://www.prismpointe.com/Return Mailhttp://poreturnmail.com/Safe Harbourhttp://en.wikipedia.org/wiki/Safe_harborSenior Whole Healthhttp://www.seniorwholehealth.com/mass/mass_home.htmStyx Capitalhttp://www.styxcapital.com/Teladochttp://www.teladoc.com/Investment Team:Jim Little, Managing Partner and Founderjim@newcapitalpartners.comJames Outland, Managing Partner and Founderjames@newcapitalpartners.comDana Levering, Finance Team/Chief Compliance OfficerPENewstone Capital Partnerswww.newstonecapital.comMiddle MarketManufacturing & IndustrialBusiness ServicesConsumer Products

2501 North Harwood Street, Suite 1250DallasTX75201214-753-4300 214-753-4399

Newstone Capital Partners invests in mezzanine securities of larger middle-market companies involved in leveraged buyouts, recapitalizations and later-stage growth financings. Newstone pursues companies with exceptional management teams backed by leading private equity sponsors. The firm invests in a wide range of companies in the manufacturing, consumer product and service industries. Newstone targets companies with a historical record of strong earnings and revenue growth, sustainable margins, proprietary products and leading market share. The firm makes investments of up to $100 million in companies with revenues of $100 million to $1 billion, and EBITDA in excess of $20 million. The firm's main offices are in Los Angeles.Portfolio companies include:N/AInvestment Team:Timothy P. Costello, Co-Founder and Managing Directortpc@newstonecapital.comPENGP Energy Capital Managementwww.ngpenergycapital.comMiddle MarketEnergy & Clean Tech

125 E. John Carpenter Fwy., Suite 600 IrvingTX75062972-432-1440 972-432-1441

Founded in 1988, NGP Energy Capital Management is a leading investment firm in the energy industry with a $9.5 billion family of funds. Its investment platform includes the Natural Gas Partners private equity fund complex, a family of funds with over $7.3 billion of total capital under management since inception. The funds invest private equity capital in oil and gas production, midstream and oil field service companies and co-invest in direct oil and gas property interests alongside portfolio companies. In addition, NGP Energy Capital Management oversees the activities of NGP Capital Resources, a $450 million publicly-traded business development company that focuses on providing senior debt and mezzanine capital to the energy industry. Also, the firm provides oversight to NGP Energy Technology Partners, a $148 million fund investing growth equity capital in companies providing technology-related products and services to the oil and gas, power and alternative energy sectors. The firm's fourth investment platform is NGP Midstream & Resources, L.P., a $1.4 billion fund that makes direct investments in selected areas of the energy infrastructure and natural resources sectors, primarily targeting the midstream energy sector and all facets of the mining, minerals and related power sectors. Midstream & Resources is "essentially fully invested", and has entered its harvest period. In early 2010, NGP Energy Capital Management initiated the formation of NGP Global Adaptation Partners, a private equity fund targeted to be $3 billion that will focus its investment opportunities in water resources, food and agriculture, and coastal protection. Portfolio companies include:ATP Oil & Gashttp://www.atpog.com/American Wind Capitalhttp://americanwindcapital.com/Bluestone Natural Resources Holdingshttp://www.bluestone-nr.com/Classic Hydrocarbons Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=112563498Community Energyhttp://www.communityenergyinc.com/Crestwood Holdingshttp://www.crestwoodgp.com/Crown Energy Partnershttp://crownep.com/Eagle Rock Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=32791728Environmental Drilling Solutionshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=58681277Flogistixhttp://www.flogistix.com/GeoDigital Internationalhttp://geodigital.com/groSolarhttp://www.grosolar.com/LedEnginhttp://www.ledengin.com/Lehigh Technologieshttp://www.lehightechnologies.com/Living Earthhttp://lefoods.com/Pallas Contour Mininghttp://www.contourmining.com/Pallas.htmlPSI Midstream Partnershttp://www.psimidstream.com/Quatro Resourceshttp://www.quatroresources.ca/Renewable Energy Grouphttp://www.regfuel.com/Resolute Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=22175464Spirit Resourceshttp://www.csri.ca/Investment Team:Kenneth A. Hersh, Managing Partner and Chief Executive Officerkhersh@ngptrs.comWilliam J. Quinn, Managing Partnerbquinn@ngptrs.comJohn A. Weinzierl, Managing DirectorPENLM Capital Partnerswww.nlmcapital.com Middle MarketLife Sciences & HealthcareEnergy & Clean TechFinancial ServicesConsumer ProductsEducation & Training

125 E. John Carpenter Fwy., Suite 600 IrvingTX75062972-432-1300972-432-1320

NLM Capital Partners was formed in 2004 to invest in select middle market private equity opportunities. NLM targets profitable businesses with a track record of increasing their intrinsic value over time. The firm prefers businesses with a sustainable franchise and substantial growth opportunities. Over the last 20 years, NLM's team has committed over $3.5 billion to 157 companies in a variety of industries. NLM primarily invests the personal capital of its limited partners and managers. This approach allows the firm to take a long-term, value-oriented perspective. NLM closed its second fund, NLM Capital Partners II, LP in May, 2007 with total commitments of $55,000,000, bringing total capital under management to nearly $100,000,000. Every original investor from NLM's first fund recommitted to the new fund. The firm's target transaction size is $15-$150 million with equity investments between $3-$30 million. Generally, NLM will not pursue an investment in any entity or business whose success depends on the widespread acceptance of new or novel technology; that has limited operating revenues; or that is engaged in direct retail activity, the restaurant business, or any oil or natural gas related business.Portfolio companies include:Avadyne Healthhttp://avadynehealth.com/Benchmark Revenue Managementhttp://benchmarkrevenue.com/Greenstone Resource Partnershttp://www.greenstonerp.com/H&R Accountshttp://www.answers.com/topic/h-r-accounts-incHighlands Bancshareshttp://www.bizjournals.com/dallas/blog/morning_call/2011/12/viewpoint-financial-to-buy-highlands.htmlMiller Drillinghttp://www.millerdrilling.com/index.phpMillmark Educationhttp://www.millmarkeducation.com/index.cfmSapling Learninghttp://www.saplinglearning.com/SUNRxhttps://www.sunrx.com/Investment Team:Randy Chappel, Presidentrchappel@nlmcapital.comJames Collet, Managing Directorjcollet@nlmcapital.comBradley McBride, Associatebmcbride@nlmcapital.comANorth Dallas Investment Group (NDIG)www.chapmanhext.com/north-dallas-investment-group-inc-landings-50.htmlSeedEarlyInformation TechnologyReal EstateManufacturing & IndustrialMedical DeviceSoftware & Internet

c/o Chapman, Hext & Co., P.C.301 South Sherman, Ste. 200RichardsonTX75081-4176972-644-7112 ext. 307972-680-8685

NDIG provides a capital raising forum for startup, early stage and middle market companies. Sponsored by Chapman, Hext & Co., P.C. (a local accounting firm), NDIG is a group of Angel investors who meet and listen to presentations from companies needing capital of $2M or less. There are currently ninety accredited Angel investors in the group. Every month NDIG meets to hear from four start-up companies who have been selected for a 15-minute PowerPoint presentation. Each investor can then decide whether they would like to meet with the companies to explore and invest. Chapman Hext also operates White Rock Venture Fund (see profile), a Private Equity Fund that primarily invests in companies needing growth capital. Portfolio companies include:N/AInvestment Team:Greg Hext, Chief Officergreg@chapmanhext.comINorth Texas Enterprisewww.ntec-inc.orgSeedLife Sciences & HealthcareMedical Device

Center for Medical Technology (NTEC)6170 Research Road FriscoTX75034972-987-1400

Founded in 2003, the North Texas Enterprise Center for Medical Technology (NTEC) is a 501(c)(3) Not-for-Profit corporation that assists entrepreneurs with starting and growing new medical technology ventures. As the leading medical technology incubator in the Southwest, NTEC provides its program companies with a comprehensive suite of services and infrastructure enabling them to accelerate market entry and attract investment capital. NTEC is focused on medical instruments and devices, diagnostic equipment, medical therapeutic devices, medical monitoring equipment, and other health related products. The North Texas Enterprise Center is supported through a public-private partnership between the Frisco Economic Development Corporation (FEDC) and Hall Financial Group, and is further supported by a contributor network of Stakeholders, Patrons, Preferred Partners and individuals. NTEC hosts or co-hosts numerous internal programs for its program companies and network, including CEO roundtables, brownbag lunch panel discussions, Stakeholder meetings, investment forums, and other training programs.Program companies include:4-web-spinehttp://www.manta.com/c/mtcpfs6/4-web-spine-incII-VIhttp://www.ii-vi.com/Ball Semiconductorhttp://www.ballsemi.com/Blood Associateshttp://www.bloodassociates.com/home.htmlCarr LLPhttp://www.carrip.com/DxUpClosehttp://www.dxupclose.com/Emfindershttp://www.emfinders.com/ERASEhttp://www.merriam-webster.com/dictionary/eraseErgonursehttp://ergonurse.com/Heartland Capital Marketinghttp://hcmarkets.com/Human Computerhttp://www.humancomputer.com/Koberg Sports Technologyhttp://kobergsports.com/LaJolla Divitalhttp://mdconnection.com/MBK/Genesishttp://genesis-bkk.com/Medstar Surgical Orthopedic Supplieshttp://www.medstarsurgical.com/index.htmOrgan Transport Systemshttp://www.organtransportsystems.com/PEBDirecthttp://petecologybrands.com/Pencilneck Softwarehttp://pencilneck.net/Photonis USAhttp://www.photonis.com/en/Playbook Management Internationalhttp://playbookmanagement.com/Private Social Networkshttp://www.chron.com/business/press-releases/article/allAware-New-Private-Social-Network-for-3592488.phpTurbotrachttp://turbo-trac.com/ZOEGROUPhttp://zoegroup.org/Single Serving Mediahttp://singleservingmedia.com/Stellar CShttp://aldingerco.com/The Johnson Foundationhttp://www.johnsonfdn.org/TissueGenhttp://www.ntec-inc.org/program-companies/tissuegen,-inc.aspxManagement Team:Larry Calton, Executive Directorlcalton@ntec-inc.orgHubert Zajicek, Senior Directorhzajicek@ntec-inc.orgGreg Roach, Director of Education and Laboratory ServicesINorth Texas Regional Center of Innovation and Commercialization (RCIC)

17919 Waterview Pkwy, Suite 1.50DallasTX75252972-883-4920 972-883-4919

http://ntxrcic.orgSeedInformation TechnologySoftware & Internet(Mailing Address)P.O. Box 836696RichardsonTX75083-6696The North Texas Regional Center of Innovation and Commercialization (RCIC) acts as the regional agent for the Texas Emerging Technology Fund (ETF) Committee to identify, evaluate and provide matching funding for new technology projects. In addition to working with entrepreneurs seeking investment funding through the ETF, the NTXRCIC is committed to: Providing knowledge of and marketing the ETF program to all entrepreneurs and regional stakeholders; Providing outreach and network resources to current and future ETF awardees and; Increasing opportunities for the establishment of technology based ventures in the North Texas region through cooperate partnerships: industrial, financial, and higher education organizations.Portfolio companies include:2Cimplehttp://2cimple.com/AgileMeshhttp://www.agilemesh.com/Ayatahttp://en.wikipedia.org/wiki/AyataBioMetric Signaturehttp://en.wikipedia.org/wiki/Biometric_signatureBiscottihttp://joyofbaking.com/biscotti/Biscotti.htmlBynarihttp://www.bynari.net/Chipotlehttp://www.chipotle.com/Codekkohttp://codekko.com/Dentlighthttp://www.dentlight.com/DeviceFidelityhttp://devifi.com/Environmental Quality Managementhttp://www.eqm.com/Fe3 Medicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=113896630Global Contourshttp://www.contourglobal.com/Gradalishttp://www.gradalisinc.com/Hanson Roboticshttp://hansonrobotics.wordpress.com/iLearninghttp://ilearning.esc20.net/ilearn/en/learner/jsp/login.jsp?site=Root+SiteInteroperate.bizhttp://www.interoperate.biz/Iridescent Networkshttp://iridescentnetworks.com/Macuclearhttp://www.macuclear.com/Microtransponderhttp://www.microtransponder.com/Modriahttp://www.modria.com/Net Orangehttp://ndorange.com/Net Watch Solutionshttp://netwatchsolutions.com/Neuro Resource Grouphttp://www.nrg-unlimited.com/NeuroLinkhttp://www.neurolinkglobal.com/Ontrack Imaginghttp://ontrackimaging.com/Optisensehttp://optisense.net/Orthokinematicshttp://orthokinematics.com/Photodigmhttp://photodigm.com/PrincipalSofthttp://www.principalsoft.com/Resonant Sensorshttp://resonantsensors.com/SNR Labshttp://www.snrlabs.com/Solarnohttp://solarno.com/Syndianthttp://syndiant.com/Texas MicroPowerhttp://texasmicropower.com/Varahahttp://www.varaha.com/Wham!http://www.13wham.com/Vital Art and Sciencehttp://myvisiontrack.com/ZS Pharmahttp://zspharma.com/Investment Team:Vik Thapar, Director, Commercialization Program, 972-883-5317vikt@ntxrcic.orgFreddie Carroll, Director, Mentoring Program, 972-883-5316freddiec@ntxrcic.orgMaria Smith, Director, Operations, 972-883-5360marias@ntxrcic.orgVanesa Secor, Marketing & operations Coordinator, 972-883-4918vanessa@ntxrcic.orgVCOjai GoliadEarlyLife Sciences & Healthcare

2626 Cole Ave., Suite 400DallasTX75204214-720-1477

Ojai Goliad is an investment firm focused on opportunities in biotech companies and bridging co-development opportunities between life science companies in the United States and Asia. The firm's managing partners, Jim Bass and Peter Brooks, live in Dallas, Texas and Singapore, respectively.Portfolio companies include:Reata Discoveryhttp://www.reatapharma.com/Investment Team:James Bass, Co-Founder and Managing PartnerPeter Moody Brooks, PartnerVCOrigin Partnerswww.originpartners.comEarlyExpansionInformation TechnologyCommunications & NetworkingLife Sciences & Healthcare

8007 Two CovesAustinTX78730512-343-0484512-343-1740

Origin Partners, LP is a venture capital investment fund managed by three principals who invest in information technology, communications, and medical technology. Geographically, the firm is focused on opportunities in the Northeast U.S. and Texas. Origin invests principally in early stage companies with excellent market, technology and management potential. Additionally, the firm is attentive to market conditions and may take advantage of later stage opportunities. Origin Partners has $60 million in capital under management. It is Origin's objective to invest between $3 to $5 million in a given company over time and to participate in all financing rounds prior to liquidity. However, initial round investments may be $2 million or less. Origin also has offices in greater Boston and the New York City area.Portfolio companies include:Certes Networkshttp://certesnetworks.com/Intact Medicalhttp://www.intactmedical.com/JAM Technologieshttp://jam-technologies.com/LumeRxhttp://www.masshightech.com/stories/2008/05/26/weekly13-Future-is-unclear-as-LumeRx-shuffles-execs-Gabrieli-ends-funding.htmlMediSpectrahttp://medispectra.net/profile.htmlNarad Networkshttp://www.naradnetworks.com/SailPoint Technologieshttp://www.sailpoint.com/Silicon Optixhttp://en.wikipedia.org/wiki/Silicon_OptixSTARTech Seed Fund IIhttp://www.startechev.com/Vallenthttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=695606Venafihttp://www.venafi.com/Vincera Softwarehttp://en.wikipedia.org/wiki/VinceraWavesethttp://waveset.biz/pages/1/index.htmInvestment Team: Marc Yagjian, Managing Directoryagjian@originpartners.comVCPEPacesetter Capital Groupwww.pacesettercapital.comExpansionMiddle MarketSoftware & InternetCommunications & NetworkingMedia & Digital MediaManufacturing & Industrial

3308 Preston Road, 350-235PlanoTX75093972-725-0322

Pacesetter Capital Group (PCG) is a specialized small business investment company established in 1970. The firm's goal is to achieve competitive returns and provide long-term expansion and/or acquisition capital to well-managed growing businesses owned and led by mostly Hispanic-American, African-American, Asian-Indian, Native-American and Asian-American company builders. The SBICs have total assets exceeding $250 million, including over 50 highly competitive Minority Business Enterprises (MBEs) located primarily in the Southwest. During the past decade, the firm has provided over $250 million in support to small businesses in mostly underserved markets. PCG prefers to make investments in the range of $1 million to $3 million. Prior investments have been in Broadcasting, Communications, Manufacturing and Service, Enterprise Software, and Semiconductor Solutions. Today, PMI is focused exclusively on providing high impact management services to small businesses and limited direct funding.Portfolio companies include:Nayna Networkshttp://nayna-networks.com/Comanchehttp://en.wikipedia.org/wiki/ComancheErlanghttp://www.erlang.org/Tripacshttp://www.image-systems.biz/en/human-case-studies/75-swiss-tripacs-project-switzerland.htmlChelsio Communicationshttp://www.chelsio.com/Investment Team:Divakar R. Kamath, Executive Vice Presidentdk@pacesettercapital.comDonald R. Lawhorne, President & CEOdrl@pacesettercapital.comRahul Vaid, Senior Vice Presidentrvaid@pacesettercapital.comGiovanni Capriglione, Vice Presidentgiovanni@pacesettercapital.comPatrick W. Pullman, Vice Presidentppullman@pacesettercapital.comMary Barrera, Vice President & ControllerFelix Villalba, Vice President & CFOPEParallel Investment Partnerswww.parallelip.comMiddle MarketLife Sciences & HealthcareEnergy & Clean TechManufacturing & IndustrialBusiness Services

2100 McKinney, Suite 1200DallasTX75201214-740-3600214-740-3630

Founded in 1999, Parallel Investment Partners was established to create an institutional private equity firm dedicated exclusively to the needs of growing companies in North America's lower middle market. With over $400 million of institutional private equity capital commitments, Parallel targets equity investments of $5-$20 million and total enterprise values ranging from $20-100 million. The investment focus of Parallel is on Growth Company Recapitalizations, Buyouts and Growth Capital Investments, typically in companies with historical profitability of at least 10% and revenues of between $10 million and $100 million annually. Companies also need a current year EBITDA of at least $3 million with a three year history of positive cash flow. The firm has completed over 35 private equity investments in middle market growth companies across a number of industry categories including Business to Business, Consumer, Energy, Healthcare, and Specialty Manufacturing. Portfolio companies include:Marmalade Carehttp://marmaladecafe.com/Mealey's Furniturehttp://www.mealeysfurniture.com/Moosejaw Mountaineeringhttp://www.moosejaw.com/moosejaw/shop/home____Newhall Laboratorieshttp://www.manta.com/c/mthdwcr/newhall-labs-incOffshore Inland Marine & Oilfield Serviceshttp://offshoreinland.com/Product Fabricationhttp://www.productfab.com/Quartermasterhttp://www.qmuniforms.com/Regional Managementhttp://www.regionalmgmt.com/Teavanahttp://www.teavana.com/The Fragance Outlethttp://www.tangeroutlet.com/brands/fragrance-outletUSA Discountershttp://www.usadiscounters.net/Investment Team:F. Barron Fletcher III, Managing Directorbfletcher@parallelip.comJared L. Johnson, Managing Directorjjohnson@parallelip.comRich Dell' Aquila, Principalrdellaquila@parallelip.comVCPath4, LLCwww.path4.comEarlyGrowthLife Sciences & HealthcareMedical Device

4030 W. Braker Lane, Suite 360AustinTX78759512-344-3300512-344-3350

Founded in 2004, Path4 is a venture capital firm that invests in new technologies in the musculoskeletal industry with special interest in early-intervention orthopedic solutions. The firm prefers to invest in early and mid-stage companies. Path4 provides capital, strategic support and executive guidance to the companies they work with and involves itself in all key areas of the enterprise with a bias towards R&D, marketing, sales, distribution and clinical/regulatory. Path4 was created by three executives from Centerpulse Orthopedics, Inc., in Austin.Portfolio companies include:LDR Spinehttp://www.ldrholding.com/Spinal Restorationhttp://www.spinalrestoration.com/Investment Team:Jerry DeVries, Co-Founderjerrydevries@path4.comJim Rogan, Co-Founderjimrogan@path4.comSteven Whitlock, Co-Founderstevenwhitlock@path4.comPEPeppertree Capital Management, Inc.www.peppertreefund.comMiddle MarketCommunications & NetworkingMedia & Digital MediaBusiness Services

12400 Coit Road, Suite 560DallasTX75251214-207-3992214-987-4824

Peppertree Capital Management, Inc. is a private equity fund manager focused on growth equity, recapitalization and buyout opportunities in the media, telecommunications and business services industries. The five managing partners have collectively invested in more than 30 companies in their careers. The firm has offices in Cleveland and Dallas, as well as an affiliated fund-of-funds division.Portfolio companies include:4G Towershttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28526905AC Lordi Consultinghttp://www.aclordi.com/AW Towershttp://www.awtowers.com/Branch Towershttp://branchcomm.net/Horvath Towershttp://www.horvathcommunications.com/K2 Towershttp://k2towers.com/Lightowerhttp://www.lightower.com/Pegasus Tower Development Companyhttp://pegasustower.com/RG Towershttp://www.rgtowers.com/Telesitehttp://telesite.com/TMW Systemshttp://www.tmwsystems.com/Wireless Edge Towershttp://www.wirelessedge.org/tower.htmlInvestment Team:Jeffrey Howard, Founder and Managing Directorjhoward@peppertreefund.comF. Howard Mandel, Presidenthmandel@peppertreefund.comKevin J. McGinty, Managing Directorkmcginty@peppertreefund.comRyan D. Lepene, Managing Directorrlepene@peppertreefund.comJeffrey J. Milius, Directorjmilius@peppertreecapital.comCynthia L. Debevec, CFOcdebevec@peppertreecaptial.comPEPharos Capital Partnerswww.pharosfunds.comMiddle MarketInformation TechnologyLife Sciences & HealthcareMedia & Digital MediaBusiness Services

300 Crescent Court, Suite 1380DallasTX75201214-855-0194214-855-1230

Based in Dallas and Nashville, Pharos Capital Group currently has over $600 million in capital under management through three private equity funds. One of these funds, Pharos Capital Partners II, is a Small Business Investment Company (SBIC), licensed by the U.S. Small Business Administration. The firm's latest partnership is a $400 million fund focused on providing later stage equity funding for internal growth, acquisitions, management buyouts or recapitalizations across industry sectors, with particular focus on healthcare, business services and technology. Pharos typically takes $10 to $30 million equity positions through staged investing in undercapitalized businesses in underserved regions across the nation. The firm typically is the lead investor in a round, or will co-lead a financing along with other institutional investors.Portfolio companies include:Alereonhttp://www.alereon.com/American Beacon Advisorshttp://americanbeaconadvisors.com/Atherotechhttp://www.atherotech.com/Aurora Imaging Technologyhttp://www.auroramri.com/Back Yard Burgershttp://www.backyardburgers.com/Clearwirehttp://www.clearwire.com/Continuumhttp://continuuminnovation.com/Convergehttp://convergecult.com/Egenerahttp://www.egenera.com/Egenerahttp://www.egenera.com/Gordianhttp://en.wikipedia.org/wiki/Gordian_knotHandangohttp://www.handango.com/homepage/Homepage.jsp?storeId=2218Homeland Security Corporationhttp://www.homelandsecuritycorporation.com/suspended.phpIASIS Healthcarehttp://www.iasishealthcare.com/iOnospherehttp://en.wikipedia.org/wiki/IonosphereLifeTrust Americahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30819Medfindershttp://www.medfinders.com/Medical Care Consortiumhttp://www.mccigroup.com/Netsizehttp://www.netsize.com/Pioneer Surgicalhttp://www.pioneersurgical.com/index.php?option=com_content&view=article&id=24&Itemid=41Psychiatric Solutionshttp://www.psysolutions.com/Reel FXhttp://www.reelfx.com/Rush Tracking Systemshttp://totaltraxinc.com/SmartDMhttp://www.smartdm.ca/StreamServehttp://www.streamserve.com/Telecommunication Systemshttp://www.telecomsys.com/Time Domainhttp://www.timedomain.com/TotalTraxhttp://totaltraxinc.com/Travel Holdingshttp://www.travelholdings.com/Tritelhttp://www.tritel.com/VeriCenterhttp://www.sungardas.com/Pages/default.aspxWebMDhttp://www.webmd.com/Windsor Health Grouphttp://windsorhealthgroup.com/Investment Team:Kneeland Youngblood, M.D., Co-Founder and Managing Partnerkyoungblood@pharosfunds.comD. Robert Crants III, Co-Founder and Managing Partnerbcrants@pharosfunds.comMichael W. Devlin, Co-Founder and Managing Partnermdevlin@pharosfunds.comJames W. Phillips, Partnerjphillips@pharosfunds.comJoel Goldberg, Principaljgoldberg@pharosfunds.comAnna Kovalkova, Vice PresidentVCPhillips-Smith (PSMVP)www.phillips-smith.comEarlyGrowthSoftware & InternetRetail & RestaurantConsumer Products

25 Highland Park Village #100-371DallasTX75205972-387-0725214-522-0167

Founded in 1986, Phillips-Smith provides equity capital and strategic support to consumer oriented companies which are seeking to become leading regional or national businesses. Phillips-Smith has helped 47 companies deal with consumer marketing, merchandising and multi-location operating issues in high growth situations. Depending upon the stage of financing and a portfolio company's projected financing needs, PSMVP will make initial investments of $1 million to $6 million. Phillips-Smith has previously operated as Phillips-Smith Specialty Retail Group and the fourth fund will operate as P-S Machens Allen. PSMVP is currently fully invested and no longer making new investments.Portfolio companies include:Jamba Juicehttp://www.jambajuice.com/Gadzookshttp://en.wikipedia.org/wiki/GadzooksCheapTickets.comhttp://www.cheaptickets.com/The Sports Authorityhttp://www.sportsauthority.com/home/index.jspPetSmarthttp://www.petsmart.com/Hot Topichttp://www.hottopic.com/hottopic/Homepage.jspCompUSAhttp://www.compusa.com/The White House/Black Markethttp://www.whitehouseblackmarket.com/Investment Team:G. Michael Machens, Managing General PartnerWilliam P. Allen, Jr., Managing General PartnerCece Smith, Managing General Partnercece@phillips-smith.comDonald J. Phillips, Managing General Partnerdphillips@phillips-smith.comCraig J. Foley, PrincipalPEPhoenix Strategy Investments, LLCwww.phoenixstrategy.comMiddle MarketManufacturing & IndustrialBusiness Services

Douglas Plaza8226 Douglas Ave., Suite 355DallasTX75225214-649-9352530-232-2613

Phoenix Strategy Investments is a private investment firm that acquires controlling interests, manages, and builds small-market (<$50 million) manufacturing, services and distribution companies. The firm's goal is to provide attractive exit options for owners and operators of small to medium-sized privately held enterprises, and to provide divestiture opportunities for divisions of corporate parent companies that no longer reflect the company's strategic focus. Phoenix Strategy targets controlling interests in private companies with a total enterprise value of below $50 million, or limited consolidations with comparable total transaction value. Phoenix seeks target industries that are fragmented and that have a large number of companies in the $5 to $60 million revenue range. The firm is inclined towards companies that have limited technology risk. Phoenix prefers businesses with headquarters or substantial operational presence in the south-central U.S. Portfolio companies include:ExamSofthttp://www.examsoft.com/main/index.phpChargeGuardhttp://chargeguard.havis.com/Ledcohttp://www.ledcolaminator.com/Pure Pawshttp://www.purepaws.net/Investment Team:Daniel E. Muzquiz, Principaldmuzquiz@phoenixstrategy.comDavid Schnabel, PrincipalVCPEPinto America Growth Fund, LPwww.pintoamerica.comExpansionMiddle MarketLife Sciences & HealthcareMedia & Digital MediaConsumer ProductsBusiness ServicesRetail & Restaurant

1000 Main, Suite 3260HoustonTX77002713-209-7544

Affiliated with Cockrell Interests (see profile), Pinto America Growth Fund invests in small- and medium-size family-owned companies in Hispanic cultures and throughout the global emerging markets. Target industry segments include: branded food, beverage and other consumer products; financial services; retail; restaurants; media and entertainment; healthcare; and transportation, distribution and logistics. Portfolio companies typically have annual revenues between $5 and $75 million at the time of PAGF's initial investment. PAGF typically invests $5-15 million per company to fund the company's growth and expansion. Prospective companies should be regional and sub-regional leaders in serving the Hispanic consumer market. Portfolio companies include:Barri Financial Grouphttp://www.barrigroup.com/Barri Remittancehttp://www.manta.com/c/mm37ywn/barri-remittance-corpEventos Latinoshttp://www.eventoslatinos.us/Excel Grocery Distributionhttp://www.manta.com/c/mmgn63w/excel-grocery-distribution-incLa Michoacana Meat Markethttp://lamichoacanameatmarket.com/Plaza San Miguelhttp://www.plazasanmiguel.com.pe/Progresohttp://en.wikipedia.org/wiki/Progreso,_Yucat%C3%A1nInvestment Team:Rodrigo B. Amare, Managing DirectorJaime Arreola, Investment AssociateGuido M. Caranti, Managing DirectorRichard B. Vaughan, Managing Director and President of the General PartnerMaribel Gutierrez, Research AssociatePEPlatform Partners, LLCwww.platformllc.comMiddle MarketFinancial Services

600 Travis, Suite 6160HoustonTX77002713-335-2300 713-335-2310

Platform Partners, LLC is a private holding company that makes equity investments in middle market companies with the intent of growing these businesses into industry leaders. The firm partners with management teams and entrepreneurs who are committed to building businesses through a combination of organic and acquisition growth. Platform seeks to invest between $10 and $50 million of equity capital in companies with a history of operating profitability in a variety of industries. Platform focuses on the following investment opportunities: Recapitalizations of family/entrepreneur-owned companies that provide liquidity while allowing for continuing ownership; Growth capital to pursue strategic acquisitions or other growth initiatives; and Management-led buyouts of private companies. Platform's goal is to maximize long term capital appreciation by making concentrated investments and by operating with a "buy and hold" investment strategy. Unlike a traditional private equity fund, Platform is a perpetual investment company with permanent capital.Portfolio companies include:Avalon Advisorshttp://www.avalonadvisors.com/Cadence Bancorphttp://www.cbcbancorp.com/Evergreen Industrial Serviceshttp://www.evergreenes.com/Landmark FBOhttp://landmarkaviation.com/Santa Barbara Tax Products Grouphttps://cisc.sbtpg.com/TRE Financial Serviceshttp://platformllc.com/investments_tre.htmlInvestment Team:Fred R. Lummis, Chairman & CEOflummis@platformllc.comFrederick W. Brazelton, Presidentfbrazelton@platformllc.comBradley L. Morgan, Vice Presidentbmorgan@platformllc.comPEPlumTree Partners, LLCwww.plumtreepartners.comMiddle MarketInformation TechnologySoftware & InternetBusiness Services

2911 Turtle Creek Blvd., Suite 820DallasTX75219214-615-8680214-615-8683

Founded 2009, PlumTree Partners is a privately held investment firm. PlumTree specializes in providing value added growth capital to the technology-enabled business services sector, commonly referred to as business process outsourcing, information technology outsourcing, knowledge process outsourcing and software as a service. The founders have a 20-year track record of building companies in this sector. PlumTree targets companies with revenues of $50 million to $500 million.Portfolio companies include:N/AInvestment Team: Jeffrey Rich, Co-Founderjrich@plumtreepartners.comTodd Furniss, Co-Foundertfurniss@plumtreepartners.comPEPost Oak Energy Capitalwww.postoakenergy.comMiddle MarketEnergy & Clean Tech

5200 San FelipeHoustonTX77056713-571-9393713-554-3216

Post Oak Energy Capital is a private investment firm based in Houston, Texas dedicated to investing equity and debt in energy and energy service companies both domestic and international. The firm invests in assets and businesses primarily in the following sectors: Exploration and Production; Oilfield Services and Equipment; Drilling and Completion; Gas Storage, Pipelines and other midstream assets; Power Generation, including renewable energy facilities; Electric Transmission; and other Infrastructure Assets such as coal transportation, handling and reserves.Portfolio companies include:Crown Oil Partnershttp://crownec.com/National Specialty Alloyshttp://www.nationalspeciality.com/Richland Stryker Generationhttp://www.tmcnet.com/usubmit/2011/08/17/5711431.htmInvestment Team:Frost W. Cochran, Managing Directorcochran@postoakenergy.comPhilip A. Davidson, Managing Directordavidson@postoakenergy.comRyan J. Mathews, Partnermathews@postoakenergy.comClint S. Wetmore, Managing Directorwetmore@postoakenergyVCPowershift Ventures, LPSeedEarlyInformation TechnologyCommunications & Networking

701 Brazos, Suite 500AustinTX78701

Powershift Ventures is a private investment and venture development firm headquartered in Austin, Texas. Powershift's focus is on the founding and formative stages of entrepreneurial companies in the information technology and integrated device markets. Powershift is led by Steve Papermaster, who previously was the founder, chairman and CEO of BSG Corporation, a global software and systems integration company. BSG was acquired by Per Se Technologies in 1996. Papermaster is currently the co-CEO of Appconomy Corporation in Austin, TX.Portfolio companies include:ROME Corporationhttp://www.romecorp.com/Perficienthttp://www.perficient.com/nGenerahttp://www.moxiesoft.com/Investment Team:Steve Papermaster, ChairmanPEPrivate Equity Partners, Inc. (PEP)Middle MarketManufacturing & IndustrialAgriculture & Agricultural SciencesRetail & Restaurant

301 Commerce St., Ste. 1300Fort WorthTX76102817-332-1600817-336-7523

Private Equity Partners, Inc. (PEP) focuses on investing in private, middle-market operating companies. The firm's primary investment vehicle is Private Equity Partners I, LP, a partnership initially funded in 1996. In addition, through LKCM Venture Partners I, LP, PEP manages private investments for the principals and employees of Luther King Capital Management (LKCM), which has approximately $6 billion in assets under management. PEP seeks opportunities requiring equity investments ranging from $2 million to $10 million, and targets companies with revenues in excess of $15 million and operating cash flow in excess of $2 million. Private Equity Partners does not pursue investments in: Start-up enterprises; Markets subject to rapid changes in technology; Energy exploration and production companies; Real estate; or Operational turnarounds. The firm pursues transactions involving: Later Stage Growth Capital, Recapitalizations, and Management-Led Buyouts.Portfolio companies include:Texas Land & Cattlehttp://www.texaslandandcattle.com/Future Foodhttp://planetgreen.discovery.com/tv/future-food/Supportkidshttp://www.supportkids.com/Tewa Mouldinghttp://www.prestwickpartners.net/transactions/tewa-moulding/Fuel Marketing Solutionshttp://www.manta.com/c/mmcckyl/fuel-marketing-solutionsInvestment Team:Scott M. Kleberg, Principalskleberg@lkcm.comR. Jeffrey Alexander, Principaljalexander@lkcm.comSusannah P. Walker, CPA, Financial AnalystPEProgress Equitywww.progressequity.comMiddle MarketCommunications & NetworkingLife Sciences & HealthcareMedia & Digital MediaConsumer ProductsRetail & Restaurant

2200 Ross Avenue, Suite 3838DallasTX75201214-978-3838214-978-3848

Progress Equity is a private equity investment firm that acquires majority control of well-managed, entrepreneurial, service-based businesses. The partners of Progress Equity invest their own capital, along with other select individuals, including the founders of companies the firm has previously acquired. Progress Equity targets companies generating a minimum annual EBITDA of $2 million in the following industries: Health care service providers, specifically Home healthcare and behavioral health services (Medicare, Medicaid and private pay); Nutritional solutions (enteral therapy); Specialty pharma; and Residential group homes for people with special needs. Progress also considers investments in Specialty foods, Franchisors, Communications and marketing services, and Media. Progress also maintains an office in Denver. Portfolio companies include:American Exteriorshttp://amext.com/Diversified Machine Systemshttp://www.dmscncrouters.com/D&S Residential Serviceshttp://www.dsresidential.com/Oncology Molecular Imaginghttp://www.omillc.com/Revere Packaginghttp://www.reverepackaging.com/Terracare Associateshttp://terracareassociates.com/Westconhttp://www.westcongroup.com/Investment Team:Mike Bailey, Founding Partnermike@progressequity.comRalph Manning, Founding Partnerralph@progressequity.comPaul Yeoham, Founding Partnerpaul@progressequity.comMelanie Barton,Vice Presidentmelanie@progressequity.comStephen N. Sangalis, Founding PartnerCarolina B. Hensley, Vice PresidentPEProphet Equitywww.prophetequity.comMiddle MarketLife Sciences & HealthcareEnergy & Clean TechManufacturing & IndustrialBusiness ServicesDefense & Homeland Security

1460 Main Street, Suite 200SouthlakeTX76092817-898-1500817-898-1509

Prophet Equity is a private equity firm that focuses on lower and middle market companies, targeting strong businesses with significant value creation potential, such as those found in partnerships, corporate carve-outs, divestitures and non-strategic businesses of larger companies. Representative transactions include special situations, succession planning, recapitalizations, reorganizations, turnarounds, acquisitions, mergers and bankruptcies. Prophet Equity makes equity investments of $5 million to $50 million in companies with annual sales up to $500 million and enterprise values between $10 million and $250 million. The firm has managed approximately $300 million of control equity in entities with over $2.5 billion in revenue. Prophet Equity has experience working with industries such as Automotive & Transportation, Business & Consumer Services, Defense & Aerospace, Distribution, Healthcare, Manufacturing, and Natural Resources & Energy.Portfolio companies include:Ace Asphalthttp://www.aceasphalt.com/Allegiance Cranehttp://www.allegiancecrane.com/legal-notice/Altec Lansinghttp://www.alteclansing.com/page/homelandingAvega Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=919844Chief Supply/Law Enforcement Supplyhttp://www.chiefsupply.com/CID Resourceshttp://www.cidresources.com/Cummings Signshttp://www.cummingssigns.com/Francis Drilling Fluidshttp://www.fdfltd.com/HLI Energy Serviceshttp://www.hlienergy.com/WM Coffmanhttp://www.wm-coffman.com/Investment Team:Ross Gatlin, CEO & Managing Partner, 817-898-1501rgatlin@prophetequity.comPelham Smith, Senior Principal, 817-787-1508psmith@prophetequity.comBrian Hegi, Principal, 817-898-1506bhegi@prophetequity.comBen Eakes, Principal, 817-380-3801beakes@prophetequity.comJohn P. Tatum, Principal, 817-380-3797jtatum@prophetequity.comCharles Collie, Senior Executive Director, 817-380-3795ccollie@prophetequity.comPEPrudential Capital Groupwww.prudential.com/pcg/Middle MarketInformation TechnologyBusiness Services

JP Morgan Chase Tower2200 Ross Avenue, Suite 4200EDallasTX75201214-720-6200214-720-6299

Prudential Capital Group manages a portfolio of more than $54 billion (as of 3/31/11) of private placements through its Regional Office Network (Atlanta, Chicago, Dallas, Frankfurt, Los Angeles, London, Newark, New York and San Francisco), and purchases up to $10 billion annually, in private senior and subordinated debt and equity. Prudential Capital Group manages more than $7 billion in outside non-affiliated assets through its Institutional Asset Management unit and two mezzanine funds, Prudential Capital Partners, LP, and Prudential Capital Partners II, LP. The second fund, which is currently making new investments, is a $775 million middle-market fund.Portfolio companies include:N/AInvestment Team: Timothy Laczkowski, 214-720-6275tim.laczkowski@prudential.comVCPTV Sciences, LP

1000 Main, Suite 3250HoustonTX77002713-209-7555713-209-7599

www.ptvsciences.comSeedEarlyInformation TechnologyLife Sciences & Healthcare(Austin Office)3600 N. Capital of Texas HighwayBuilding B, Suite 245AustinTX78746512-542-0010512-542-0062Founded in 2003, PTV Sciences is comprised of experienced entrepreneurs and investors, and focuses on a limited number of compelling seed and early stage investment opportunities in the life and material science sectors. The fund plans to invest $1 million to $4 million each in 15 companies in its first $60 million fund, but will consider financings as small as $250,000. PTV invests in "Hard Sciences" primarily: Life Science (medical devices, biotechnology, pharmaceuticals and diagnostics) and Material Science (bio-materials, electronics, advanced materials, and nanotechnology). PTV has invested through two funds - PTV I closed in 2004 at $66 million with twelve investments that have resulted in two IPOs and two mergers; PTV II closed in 2006 at $191 million with $191 million in fourteen investments, ten of which are currently reporting revenue. Portfolio companies include:Accumetricshttp://www.accumetrics.com/Alereonhttp://www.alereon.com/Apollo Endosurgeryhttp://www.apolloendo.com/Asuragenhttp://www.asuragen.com/Bioform Medicalhttp://www.merzaesthetics.com/Biosurface Engineering Technologieshttp://biosetinc.com/Cameron Healthhttp://www.cameronhealth.com/Cardiva Medicalhttp://www.cardivamedical.com/GlycoMimeticshttp://glycomimetics.com/IDev Technologieshttp://www.idevmd.com/InSite Visionhttp://www.insitevision.com/Intersect ENThttp://www.intersectent.com/LDR Spine USAhttp://www.ldrholding.com/Mirna Therapeuticshttp://mirnatherapeutics.com/On-X Life Technologieshttp://www.onxlti.com/Ortho Kinematicshttp://orthokinematics.com/Tryton Medicalhttp://www.trytonmedical.com/Ziopharm Oncologyhttp://ir.ziopharm.com/Investment Team:Matthew S. Crawford, Managing Directormatt@ptvsciences.comRick Anderson, Managing Directorrick@ptvsciences.comPEPummerin Investmentswww.pummerininvestments.comMiddle MarketEnergy & Clean TechFinancial ServicesConsumer ProductsRetail & RestaurantInformation TechnologyManufacturing & Industrial

3050 Post Oak Boulevard, Suite 1360HoustonTX77056832-767-3100

Pummerin Investments is a private equity fund based in Houston established to make investments in small businesses to provide equity capital for growth, liquidity, or restructuring to participate directly in enhancing the value of the company and to generate fair risk-adjusted returns. Pummerin is seeking value-oriented investments between $2,500,000 to $10,000,000 in small businesses with annual revenue and pretax earnings in excess of $5,000,000 and $1,000,000, respectively. Preference exists for industry-leading businesses with attractive returns on capital, predictable earnings and free cash flow, and owners seeking liquidity or otherwise capital constrained. Pummerin looks for opportunities to grow earnings through operational improvements, capital investments, or strategic acquisitions. The firm is willing to make investments ranging from complete acquisitions to minority investments (control not required). Prospective industry sectors include (i) retail/ consumer goods and services, (ii) energy/ industrial / manufacturing, (iii) financial services, and (iv) technology. The firm will not consider investments in real estate or oil and gas exploration and production).Portfolio companies include:Aspen Manufacturinghttp://www.aspenmfg.com/Investment Team:Mike Kutsch, Managing PartnerJason Ludeke, Managing Partnerjludeke@pummerininvestments.comPEQuintana Energy Partners

601 Jefferson St., Ste. 3600 HoustonTX77002713-751-7527713-751-7580

(Midland Office)500 West Texas, Suite 900MidlandTX79701www.qeplp.comMiddle MarketEnergy & Clean Tech(Dallas Office)5949 Sherry Lane, Suite 605DallasTX75225Quintana Energy Partners, LP (Quintana) was formed in 2006 by Quintana Capital Group, LP to make control-oriented equity investments across the oil and natural gas, coal and power industries. With $650 million in capital commitments, Quintana seeks to continue the investment history of the Houston-based family of Corbin J. Robertson, Jr. In addition to the capital of the Robertson family, Don Evans, and certain employees, Quintana manages capital on behalf of a range of partners, including public pension systems, university and other charitable endowments, foundations or trusts, corporations, as well as individuals and family offices. Quintana is opportunistic in selecting investments with no forced allocation to any specific strategy, size, sector or location. Quintana deploys capital via growth equity and/or start-up investments, leveraged buy-outs, management buy-outs, buy-and-builds, and joint venture and other arrangements. Equity investments will range in size from $10 million to $50 million, and total transaction sizes may exceed $500 million with the use of leverage and co-investments.Portfolio companies include:AmerCablehttp://www.amercable.com/Deep Gulf Energy/Deep Gulf Energy IIhttp://www.firstreserve.com/go.asp?Go=!SiteStation&x=TPLGen&ResType=Page&ResID=1560&TPL=PortFolioPageTemplate.htmDirectional Drilling Companyhttp://directionaldrillers.com/East Texas Oil & Gashttp://www.etxog.com/Energy Future Holdingshttp://www.energyfutureholdings.com/Integrated Downhole Solutionshttp://integrateddownhole.com/Kopper-Glo Fuelhttp://kopperglo.com/MWD Serviceshttp://www.mwdsi.com/Prize Petroleumhttp://prizepetroleum.com/Quality Magnetitehttp://qualitymagnetite.com/Stone Mountain Resourceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=24601379Taggart Globalhttp://www.taggartglobal.com/Team CO2http://teamco2.com/Talens Marine & Fuelhttp://talensmarine.com/XL Prospecthttp://www.qeplp.com/wps/portal/!ut/p/c4/04_SB8K8xLLM9MSSzPy8xBz9CP0os3gvwzAjg2ATM0_3YCNnA093NwMnC19TYws_I_2CbEdFAJq_QH4!/?WCM_GLOBAL_CONTEXT=/wps/wcm/connect/Web+Content/Quintana/News/September+2005/Quintana+Joins+XL+ProspectInvestment Team:Corbin Robertson, Principal and Managing Partnercrobertson@qeplp.comDonald L. Evans, Principal and Senior PartnerRogers Herndon, PrincipalWarren S. Hawkins, PrincipalBrock E. Morris, Principal and Managing DirectorLoren Soetenga, Managing Director and Chief Operating Officer, 713-751-7527loren@qeplp.comJimmy A. McDonald, Managing Director & Chief Financial OfficerStephen D. Thompson, Managing Director - Oilfield ServicesJohn W. Wessels, Managing Director - EngineeringW. Ralph Rice, Managing Director - Geology and GeophysicsCharles H. Kerr, Managing Director - GasificationPERed River Ventureswww.redriverventures.comMiddle MarketInformation TechnologyManufacturing & IndustrialBusiness ServicesEducation & Training

6657 Virginia Parkway, Suite 400McKinneyTX75071972-540-9924972-265-7995

Red River Ventures is a private equity fund investing in privately-held growth companies. Red River Ventures has no geographic limitations and will invest nationally; however, the firm does focus on companies in Texas, New Mexico and the surrounding states to work more closely with management. The firm has $86 million of capital under management, and makes equity investments of $3 to $6 million, primarily in established companies whose products and services are meeting growing acceptance in the marketplace. Red River Ventures usually takes a minority ownership position in companies whose management has significant equity ownership. The firm's current investments are in business services, education, healthcare, manufacturing and technology (reflecting Red River's diversified industry focus). Transactions the firm invests in are: Expansion financings for existing businesses, Recapitalizations, and Management led acquisitions. The firm is currently fully invested and is not considering any new investment opportunities.Portfolio companies include:ASSET InterTechhttp://shop.asset-intertech.com/Bailey Streethttp://www.baileystreet.com/Benedict Opticalhttp://www.hoyavision.com/Chase Medicalhttp://www.chasemedical.com/Fiber Systems Internationalhttp://www.fibersystems.com/ForHealth Technologieshttp://www.fhtinc.com/Innovasic Semiconductorhttp://www.innovasic.com/IntelliPackhttp://www.pregis.com/Paper-Pakhttp://paperpakindustries.com/Seattle Fish Company of New Mexicohttp://seattlefishnm.com/Small Smileshttp://www.smallsmiles.com/Investment Team:J. Bruce Dutybruce@redriverventures.comPEThe Redstone Companieswww.redstonecompanies.comMiddle MarketManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantFinancial ServicesSports & Entertainment

109 N. Post Oak Lane, Suite 200HoustonTX77024-7749713-266-1899713-266-1800

The Redstone Companies comprise a Houston-based investment firm with three primary business lines: financial services (liquid asset management and banking), private equity investments in companies ranging from the hospitality industry to specialty finance, and golf course development and management. Redstone currently manages approximately $500 million in privately held assets, liquid securities and cash. Redstone focuses on investment opportunities in fundamentally strong businesses and/or concepts that have significant upside value. The firm typically invests $5 to $15 million of equity in transactions ranging up to $50 million in enterprise value, with the ability to make select larger investments with partners. Although Redstone is generally industry agnostic, the firm does not invest in early stage high technology and biotech companies. Portfolio companies include:Bluerock Energy Capitalhttp://www.bluerockenergycapital.com/Cafe Expresshttp://cafe-express.com/Green Bankhttp://www.greenbank.com.ph/HHN Homeshttp://houston.citysearch.com/profile/9955468/houston_tx/hhn_homes_lp.htmlRM Grouphttp://www.rmgroup.net/Shadow Hawk Golf Coursehttp://www.shadowhawkgolfclub.com/The Houstonian Hotelhttp://www.houstonian.com/Investment Team:Ronald E. Millard, III, Partnerrmillard@redstonecompanies.comPam Hayes, Executive Vice President and Chief Financial Officerphayes@redstonecompanies.comTracy O'Neil, Executive Vice PresidentRobert Henricksen, CEOSteve Lerner, President/CEO, Redstone Real Estateslerner@redstonecompanies.comEvan Johansen, Senior Vice Presidentejohansen@redstonegolfmanagement.comIThe Research Valley Innovation Centerwww.rvic.orgSeedEarlyInformation TechnologyLife Sciences & Healthcare

1500 Research Parkway, Suite 270College StationTX77845979-260-1755979-260-5252

The Research Valley Innovation Center (RVIC) is a science and technology incubator/accelerator established to support early-stage companies, creating economic wealth through research expenditures, capital investment and job creation in The Research Valley at Texas A&M University. The RVIC supports early-stage client companies through advisory services, a service provider network and physical "incubator" space. The Research Valley Innovation Center is working to provide creative, flexible and productive office/lab space options both "on and off" A&M System properties for: Class A office space for information technology and engineering ventures; and combined wet and dry laboratory space, plus Class A office space.Tenant companies include:3 Blue Circleshttp://www.youtube.com/watch?v=l6MP-1nd5ZcBioClonetics Immunotherapeuticshttp://bioclonetics.com/FloTimehttp://flotime.com/Hygiene Screenhttp://hygienescreen.com/RescueTrekhttp://rescuetrek.com/TXY-USAhttp://dc345.4shared.com/doc/faTbGn-v/preview.htmlVidatronichttp://vidatronic.com/Management Team:James Lancaster, Acting General Managerjames@rvic.orgChuck Martinez, VP of Innovation Servicescmartinez@researchvalley.orgPing Zhou, Director of Innovation Servicespzhou@researchvalley.orgVCPERetail & Restaurant Growth Capitalwww.rrgcsbic.comExpansionMiddle MarketRetail & Restaurant

2701 East Plano Parkway, Suite 200PlanoTX75074214-291-2891 214-291-2895

Retail & Restaurant Growth Capital, LP (RRGC), is a $60,000,000 private investment partnership that provides debt capital and strategic counsel to businesses operating in the retail and restaurant industries. RRGC concentrates on investing in emerging, small-to-middle market businesses with a preferred deal size of $1 to $3 million. In addition to growth financings, the firm also considers acquisition, recapitalization and buy-out financing. Deal structures include fixed rate, deferred amortization, subordinated debt or mezzanine securities.Portfolio companies include:Beauty Firsthttp://www.beautyfirst.com/Elizabeth Ardenhttp://www.elizabetharden.com/Left at Albuquerquehttp://www.yelp.com/biz/left-at-albuquerque-san-franciscoLe Gourmet Chefhttp://www.legourmetchef.com/Progressice Conceptshttp://www.progressive-concepts.com/Quiznoshttp://www.quiznos.com/Texas Land & Cattlehttp://www.texaslandandcattle.com/The Art Storehttp://www.dickblick.com/Uncle Julioshttp://www.unclejulios.com/Walking Companyhttp://www.thewalkingcompany.com/Investment Team:Raymond C. Hemmig, General Partnerrhemmig@rrgcsbic.comJ. Eric Lawrence, General Partnerelawrence@rrgcsbic.comMark L. Masinter, General Partnermmasinter@rrgcsbic.comJoseph L. Harberg, General Partnerjharberg@rrgcsbic.comRhonda L. Hissey, Financial Analystrhissey@rrgcsbic.comPERGG Capital Partners, LLCMiddle MarketMedia & Digital MediaConsumer ProductsBusiness Services

301 Commerce Street, Suite 1900 Fort WorthTX76102-3105817-335-5973817-335-1197

RGG Capital Partners, LLC (RGG), founded by Rafael G. Garza, is a private equity firm focused on investing in companies in Latin America, with an emphasis on Mexico and the U.S.-Mexico border. RGG seeks to make investments in middle-market growth companies impacted by increasing international trade, and works with management to utilize its expertise in the region for the benefit of portfolio companies. Investments will generally range from $500,000 to $5 million. RGG is based in Fort Worth and is an affiliate of Kleinheinz Capital Partners, Inc. The firm's founder, Rafael Garza, is also the founder of Bravo Equity Partners (see profile).Portfolio companies include:Border Media Partnershttp://bmpradio.com/Investment Team:Rafael Garza, PresidentHugo Del Pozzo, Principalhugo@rggcapital.comPERiverstone Holdings, LLCwww.riverstonellc.comMiddle MarketEnergy & Clean Tech

1000 Louisiana, Suite 1000HoustonTX77002713-357-1400713-357-1399

Riverstone Holdings, LLC, an energy and power-focused private equity firm founded in 2000, has approximately $17 billion under management across six investment funds. Riverstone conducts buyout and growth capital investments in the midstream, exploration & production, oilfield services, power and renewable sectors of the energy industry. With offices in New York, London and Houston, the firm has committed more than $11 billion to 58 investments in North America, Latin America, Europe and Asia. Portfolio companies include:4Gas Holdinghttp://www.riverstonellc.com/Investments/InvestmentDetail.aspx?id=33Bottle Rock Powerhttp://www.bottlerockpower.com/Ensus Ethanolhttp://ensusgroup.com/Foresight Reserveshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=40426271Frontier Drillinghttp://frontierdrilling.net/Green Earth Fuelshttp://www.greenearthfuelsllc.com/Liberty Resourceshttp://www.liberty-resources.org/Magellan Midstream Partnershttp://magellanlp.com/Patagonia BioEnergiahttp://www.patagoniabioenergia.com.ar/Petroplus Holdingshttp://www.petroplusholdings.com/Red Technology Alliancehttp://www.carlyle.com/Portfolio/item7515.htmlSapphire Power Holdingshttp://www.riverstonellc.com/Investments/InvestmentDetail.aspx?id=87Stallion Oilfield Serviceshttp://stallionoilfield.com/Topaz Power Grouphttp://www.topazpowergroup.com/USA Compressionhttp://www.usacompression.com/Vantage Energyhttp://vantageenergy.com/Investment Team:Pierre F. Lapeyre, Jr., Founderplapeyre@riverstonellc.comDavid M. Leuschen, FounderRalph Alexander, Managing Directorralexander@riverstonellc.comLord John Browne, PartnerStephen S. Coats, PartnerPeter R. Coneway, Managing DirectorMichael B. Hoffman, Partnermichael@riverstonellc.comChristopher B. Hunt, Managing DirectorN. John Lancaster, Partnerjohn@riverstonellc.comE. Bartow Jones, Managing DirectorKenneth Ryan, Managing DirectorBaran Tekkora, Managing DirectorRobert M. Tichio, Managing DirectorHaroun van Hovell, Managing DirectorThomas Walker, Managing DirectorDaniel Yergin, Managing DirectorStephen J. Schaefer, PartnerAndrew W. Ward, PartnerElizabeth K. Weymouth, PartnerVCRoaring Fork Capitalwww.roaringforkcapital.comExpansionInformation TechnologyLife Sciences & Healthcare

6101 Long Prarie Road, Suite 744-116Flower MoundTX75028972-387-0725972-458-2560

Roaring Fork Capital SBIC, LP is a $31.3 million, Denver-based licensed SBIC with offices in Colorado Springs and Dallas. Roaring Fork seeks to employ a venture capital investment strategy in which the firm provides both private equity capital and business development expertise to orphaned public microcaps with significant growth prospects. Roaring Fork will make privately negotiated investments in a portfolio of approximately 15 orphaned, public microcap companies. The size of the average investment will be $1.5 to $2.0 million. Roaring Fork defines orphaned microcaps as public companies with market capitalizations of $140 million or less that have been neglected by the financial community. Portfolio companies include:Applied Imaginghttp://www.appliedimaging.com/Aspen Bio Pharmahttp://www.aspenbioinc.com/ATG Healthcare Serviceshttp://atg-services.com/Bluebookhttp://www.kbb.com/Cisterahttp://web.cistera.com/c3/Eco2 Plasticshttp://eco2plastics.com/Emrisehttp://emrise.com/index.htmKodiakhttp://www.kodiak.org/Lpathhttp://www.lpath.com/UCNhttp://www.incontact.com/Investment Team:Eugene McColley, Co-Founder and Managing General Partnergene@roaringforkcapital.comJames T. Rothe, Co-Founder and Managing Directorjim@roaringforkcapital.comMichael Machens, Partnermike@roaringforkcapital.comTiffany Cholez, Chief Financial and Administrative OfficerPERock Hill Capital Groupwww.rockhillcap.comMiddle MarketManufacturing & IndustrialBusiness Services

2777 Allen Parkway, Suite 850HoustonTX77019713-715-7510 713-715-7520

Rock Hill Capital Group is a private equity fund that seeks to make equity investments in small to middle-market companies, defined as businesses with an enterprise value of less than $75 million, located primarily in the Southern United States. Rock Hill targets companies with a proven history of profitability and recurring revenue without the requirement of significant maintenance capital requirements. Rock Hill will consider "troubled situations" that meet the criteria outlined above but are in need of capital, restructuring or other financial re-engineering. However, Rock Hill is not considering investments in operational or management turn-arounds at this time.Portfolio companies include:Alpha Technical Serviceshttp://alphatechserv.com/Applied Global Technologyhttp://www.appliedglobal.com/Blackhawk Specialty Toolshttp://blackhawkst.com/Integrated A/V Systemshttp://avi-utah.com/Kiva Kitchen & Bath Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=34428689SouthWaste Services Holdingshttp://www.southwaste.com/Investment Team:Randall B. Hale, Founder, Managing Directorrhale@rockhillcap.comJames P. Wilson, Managing DirectorJeffery S. Christman, Managing DirectorRyan W. Shelton, AssociateARSH Ventures (Russell Hinds)SeedEarlyInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & Healthcare

12400 W. Highway 71, #350-245AustinTX78738

RSH Ventures is the investment vehicle for Russell Hinds, a serial entrepreneur, with a dual background in technology and real estate investment. He is Managing Director of RSH Ventures, an angel investment fund partnership, focused on early stage investments in biotechnology, life sciences, software, semiconductors, and wireless sectors. He is active in the Band of Angels, Keiretsu Forum and Central Texas Angel Network (CTAN). Mr. Hinds serves on the boards of several companies. He also manages with his wife a Real Estate investment and land development partnership based in Austin, Texas.Portfolio companies include:Vaporehttp://www.mypurmist.com/SpareFoothttp://www.sparefoot.com/Investment Team:Russell HindsVCS3 Ventureswww.s3vc.comEarlyGrowthInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & Healthcare

6300 Bridgepoint ParkwayBuilding One, Suite 405AustinTX78730512-258-1759512-853-9303

S3 Ventures is a group of entrepreneurs with $90 million under management who have successfully built technology companies. Each partner has been a CEO or operating executive of at least one successful technology firm. S3 Ventures raised its first fund in 2007. S3 invests primarily in early stage ventures, including companies with just a management team, or a more defined company seeking to launch after significant engagement with customers and a technology that is approaching market readiness. Investment sizes can start at $100,000 for a seed round, and move to several million for a more traditional Series A or B financing. S3 invests primarily around the Southwest with a focus on Texas. Portfolio companies include:Alkamihttp://alkamitech.com/BlueCavahttp://www.bluecava.com/Complex Mediahttp://www.complexmedianetwork.com/Digbyhttp://digbysblog.blogspot.com/Invodohttp://www.invodo.com/Kimbiahttp://www.kimbia.com/OrthoAccelhttp://www.acceledent.com/StoredIQhttp://www.storediq.com/Tango Healthhttp://www.tangohealth.com/Investment Team:Brian R. Smith, Managing Directorbrian@s3vc.comSteve Banks, Venture PartnerRajiv Bala, Senior AssociateVCSante Ventureswww.santeventures.comSeedEarlyLife Sciences & HealthcareMedical Device

Frost Bank Tower401 Congress Avenue, Suite 2950AustinTX78701512-721-1200

Founded in 2006, Sante Ventures invests primarily in seed and early-stage companies developing innovative new medical technologies and healthcare services. The firm has $132 million under management in its debut fund. Sante Ventures invests nationally with a focus on the Central U.S., and has offices in Austin and Nashville, Tennessee. The firm maintains a close working relationship with Austin Ventures. Sante generally invests $2-6 million per round and targets $4-12 million in total capital invested over the life of a company, but is flexible based on the needs of the company.Portfolio companies include:BioStable Science & Engineeringhttp://biostable-s-e.com/ChanRxhttp://medcitynews.com/2010/08/chanrx-to-use-250k-investment-to-reformulate-a-fib-drug/EndoStimhttp://www.endostim.com/Explorys Medicalhttps://www.explorys.com/Hospitalists Nowhttp://www.hospitalistsnow.com/index.phpMolecular Templateshttp://www.moleculartemplates.com/Protein Discoveryhttp://www.proteindiscovery.com/Rise Healthhttp://www.risehealth.com/Spinal Restorationhttp://www.spinalrestoration.com/Terapiohttp://terapio.com/TVA Medicalhttp://www.tvamedical.com/Investment Team:Kevin M. Lalande, Managing DirectorDouglas D. French, Managing DirectorJoe Cunningham, Managing DirectorCasey Cunningham, MD, Chief Scientific OfficerJim Graham, PrincipalPESCF Partnerswww.scfpartners.comMiddle MarketEnergy & Clean Tech

600 Travis, Suite 6600 HoustonTX77002713-227-7888 713-227-7850

Founded in 1989 by L.E. Simmons, SCF Partners provides capital and strategic growth assistance to build North American based energy service and equipment companies that do business throughout the world. The firm is headquartered in Houston, Texas, and manages investments in Canada through an exclusive consulting arrangement. SCF Partners has over $1 billion under management, has invested $1.3 billion in 46 leading energy service companies, and has completed approximately 200 add-on transactions worth over $6 billion. SCF focuses on companies with equity capital needs of $10 million to $50 million, and aims to increase the value of equity invested threefold to fivefold within a five-year time period.Portfolio companies include:Benchmarkhttp://www.benchmark.com/CDK Perforatinghttp://cdkperforating.com/Clydeunion Pumpshttp://clydeunion.com/EnerMaxhttp://www.enermax.com/Forum Energy Technologieshttp://www.f-e-t.com/IPS Canadahttp://ipscanada.com/Nautronixhttp://www.nautronix.com/Northern States Completionshttp://www.manta.com/c/mtmhldr/northern-states-completionReservoir Grouphttp://www.reservoir-group.com/Rockwater Energy Solutionshttp://rockwaterenergy.com/Site Energy Serviceshttp://siteenergy.com/Surfron Vausehttp://www.surfcityoceanpier.com/records.htmlTriPointhttp://en.wikipedia.org/wiki/TripointInvestment Team:L.E. Simmons, Presidentlsimmons@scfpartners.comDavid C. Baldwin, Managing Directordbaldwin@scfpartners.comAnthony F. DeLuca, Managing DirectorJohn W. Geddes, Managing DirectorPeter J. Stuart, DirectorW. Patrick Connelly, Vice PresidentNicholas B. Drake, Vice PresidentTheresa W. Eaton, Vice PresidentVCSeed Capital Partners, LPwww.seedcap.comSeedEarlyInformation TechnologySoftware & InternetCommunications & Networking

3008 Taylor St.DallasTX75226214-432-5817214-651-1862

Seed Capital Partners was formed in 1992 to pursue early-stage technology investments in the Southwestern United States. The Partnership manages approximately $20 million of capital and is focused on identifying and investing in high-growth entrepreneurial companies. Of greatest interest to the partnership are companies within the software, Internet, and communications industries that leverage enabling technologies to solve business problems. Portfolio companies include:VocalDatahttp://www.vocaldata.com/Pavilion Technologieshttp://paviliontechnology.com/ClearCubehttp://www.clearcube.com/GTESShttp://www.gtess.com/BriteStreamhttp://layern.com/Investment Team:Lawrence Goldstein, Founder and General Partnerlgoldstein@seedcap.comAllen D. Fleener, Founder and General PartnerKelley Beckham, Assistantkbeckham@seedcap.comVCPESentient Ventures

11412 Bee Caves Road, Ste. 300AustinTX78738512-402-1717512-402-1616

www.sentientventures.com SeedEarlyExpansionMiddle MarketInformation TechnologySoftware & Internet(Mailing Address)P.O. Box 162197AustinTX78716Sentient Ventures is a private equity firm that invests in seed, early, and expansion stage companies using the following fund types: Early Stage Venture Capital, Middle Market Private Equity, and Subordinated Debt. The firm prefers companies with an EBITDA between $500,000 and $4 million with headquarters in Texas. Sentient's investment size is between $500,000 and $7.5 million and the firm is open to different markets including low tech and traditional businesses. However, the firm will not invest in real estate and professional services.Portfolio companies include:Thinkshedhttp://www.thinkshed.co.uk/Sensor Logichttp://www.aroma-housewares.com/manuals/ARC-896_InstructionManual.pdfAdvent Networkshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=135501Lombardi Softwarehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=168044Investment Team:David M. Lee, Managing DirectorDLee@SenVen.comMansoor Ghori, Venture PartnerJames Wells, Venture PartnerJWells@SenVen.comJonathan Ring, Venture PartnerJRing@SenVen.comVCSevin Rosen Funds

Two Galleria Tower13455 Noel Rd., Suite 1670DallasTX75240972-702-1100972-702-1103

www.srfunds.comSeedEarlyExpansionInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareMedical Device(Austin Office)6300 Bridgepoint Pkwy., Building One, Suite 500AustinTX78730512-795-5336512-795-5849Sevin Rosen Funds was founded in Dallas in 1981 by L.J. Sevin and Ben Rosen. Over the past two and a half decades, the firm has invested in companies such as Compaq, Lotus Development, Cypress Semiconductor, Citrix, CIENA, and Capstone Turbine. The SRF portfolio includes companies in Internet, Media, Software & Services, Technology & Communications Infrastructure, Life Sciences & Healthcare Innovations, Materials & Energy Innovations. Sevin Rosen Fund VIII closed in the fall of 2000 and is capitalized at $875 million. Currently, SRF has $1.8 billion under management. The firm maintains additional offices in Silicon Valley.Portfolio companies include:Airbandhttp://www.airband.com/AirWalkhttp://www.airwalk.com/Alder Biopharmaceuticalshttp://www.alderbio.com/Astute Networkshttp://astutenetworks.com/BioBehavioral Diagnosticshttp://www.biobdx.com/Cube Opticshttp://www.cubeoptics.com/Cytokineticshttp://www.cytokinetics.com/Ethertronicshttp://www.ethertronics.com/Extenethttp://www.extenetsystems.com/FourthWall Mediahttp://www.fourthwallmedia.tv/GENBANDhttp://www.genband.com/GlobeRangerhttp://www.globeranger.com/Grandishttp://grandisinc.com/HexaTechhttp://hexatechinc.com/InfoNowhttp://channelinsight.com/InnovaLighthttp://www2.dupont.com/Photovoltaics/en_US/products_services/silicon_inks/silicon_inks.htmlInvodohttp://www.invodo.com/Javelin Semiconductorhttp://www.javelinsemi.com/Limerick Biopharmahttp://www.limerickbio.com/Luminescenthttp://luminescent.com/Luxterahttp://www.luxtera.com/Market6http://www.market6.com/Metabolonhttp://www.metabolon.com/NetSockethttp://www.netsocket.com/Scinterahttp://www.scintera.com/SensorLogichttp://www.sensorlogic.com/Splunkhttp://www.splunk.com/Tangoehttp://www.tangoe.com/Verified Personhttp://verifiedperson.com/Vidyohttp://www.vidyo.com/WaveBenderhttp://wavebender.net/Xterahttp://www.xtera.com/YouSendIthttps://www.yousendit.com/Investment Team:Charles Phipps, General Partnerchp@srfunds.comJon Bayless, General Partnerjwb@srfunds.comJohn Jaggers, General Partnerjvj@srfunds.comJackie Kimzey, General Partnerjrk@srfunds.comSteve Domenik, General Partnersld@srfunds.comSteve Dow, General Partnersmd@srfunds.comDavid McLean, General Partnerdjm@srfunds.comJohn Oxaal, General Partnerjto@srfunds.comWilliam Paiva, Partnerwpaiva@srfunds.comDan Meyer, Partnerdcm@srfunds.comNick Sturiale, Partnernick.sturiale@carlyle.comVCSid R. Bass AssociatesEarlyGrowthExpansionInformation TechnologySoftware & InternetCommunications & NetworkingMedia and Digital MediaBusiness Services

201 Main St., Suite 3200Fort WorthTX76102817-390-8400

Sid R. Bass Associates is a venture capital firm and value added investor, providing capital, access to resources, and industry contacts to high growth early-stage and late stage companies. With $300 million in committed capital, the firm focuses its investments in the software, communications, wireless, security, storage, network infrastructure, media, and consumer and business services sectors. With a long term horizon, the firm partners with seasoned entrepreneurs to grow successful, growth businesses through all phases of a company's development.Portfolio companies include:SKY MobileMediahttp://www.skymobilemedia.com/Inertia Beveragehttp://www.winedirect.com/Breach Securityhttps://www.trustwave.com/web-application-firewall/EMN8http://www.emn8.com/Investment Team:Sid R. Bass, PresidentPaul Pappajohn, PartnerPerse Faily, PartnerPeter Sterling, Vice President & Chief Financial OfficerPESilver VenturesMiddle MarketConsumer Products

102 West Grayson StreetSan AntonioTX78212210-229-2094210-930-2482

San Antonio-based Silver Ventures is an equity investment firm that uses its diverse skills and resources to build small food companies into large enterprises. Silver was founded by the management team that grew Pace Foods from a $13 million regional picante sauce company into a $250 million category leader, which then was sold to Campbell Soup for $1.1B. Silver Ventures invests in middle market food companies and is interested in investing throughout the food industry. According to published reports, the firm has been involved in San Antonio real estate projects including the Pearl Brewery project and two high-end hotels developed with Hixon Properties Inc., the Westin Riverwalk and the Hotel Contessa. Portfolio companies include:Pearl Breweryhttp://atpearl.com/Desert Gloryhttp://naturesweet.com/Discovery Foodshttp://www.discoveryfoods.com/MarketFare Foodshttp://www.mffoods.com/Investment Team:Ken Halliday, Managing Directorkhalliday@silverventures.comJoseph Lauro, Direct InvestmentsVCSilver Creek Technology Investorswww.silvercreekfund.comEarlyInformation Technology

5949 Sherry Lane, Suite 1450 DallasTX75225214-265-2020 214-692-6233

Silver Creek's investment strategy is to provide resources and guidance to outstanding management teams that are building market-leading companies in the information technology arena. Silver Creek's early-stage strategy typically results in an investment pace of $2 to $7 million per portfolio company. Silver Creek's partners limit the number of deals in their portfolio and work together as a team. Portfolio companies include:Aktinohttp://www.positronaccess.com/Alteon WebSystemshttp://en.wikipedia.org/wiki/Alteon_WebSystemsBivio Networkshttp://www.bivio.net/Cellfirehttp://www.cellfire.com/Centennial Communicationshttp://en.wikipedia.org/wiki/Centennial_CommunicationsCorsair Communicationshttp://www.corsair.com/Creedence Systemshttp://www.ltxc.com/Crystal Semiconductorhttp://www.cirrus.com/en/Diamond Lane Communicationshttp://venturebeatprofiles.com/company/profile/diamond-lane-communicationsGazzanghttp://www.gazzang.com/MetroPCShttp://www.metropcs.com/NetSockethttp://www.netsocket.com/Nimbixhttp://www.nimbix.net/OneSpothttp://www.onespot.com/ONI Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=32483OpenConnect Systemshttp://oc.com/Optical Data Systemshttp://www.oads.com/Pivot3http://pivot3.com/PowerFilehttp://www.kintronics.com/powerfile/prodSubIntro.htmlProNethttp://www.pronetreno.com/Shomitihttp://www.finisar.com/Talari Networkshttp://www.talari.com/WaferScale Integrationhttp://waferscale.com/Xilinxhttp://www.xilinx.com/Investment Team:Mark Masur, General Partnermmasur@silvercreekfund.comMichael Segrest, General Partnermsegrest@silvercreekfund.comJohn Adler, General Partnerjadler@silvercreekfund.comVCSilverton Partnerswww.silvertonpartners.comSeedEarlyInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductor

1000 Rio GrandeAustinTX78701512-476-6700512-477-0025

Silverton Partners is an early-stage venture capital firm focused on Texas-based companies. Silverton is typically the first institutional and lead investor in the companies it backs. The firm's initial investments typically range between $200,000 and $2 million, with the expectation that this commitment will increase over time. Silverton favors capital efficient companies that understand the leverage of minimum-viable-product strategies on making informed, measured progress. The firm's investments tend to be either technology driven or focused on opportunities where technology can be used to build significant proprietary barriers over time.Portfolio companies include:BlackLocushttp://blacklocus.com/Boundless Networkhttp://www.boundlessnetwork.com/CopperEgghttp://copperegg.com/Conviohttp://www.convio.com/Famigohttp://www.famigo.com/Fiberiohttp://fiberiotech.com/Javelin Semiconductorhttp://www.javelinsemi.com/Sailpoint Technologieshttp://www.sailpoint.com/Silicon Laboratorieshttp://www.silabs.com/Pages/default.aspxSocialwarehttp://www.socialware.com/Sparefoothttp://www.sparefoot.com/Tk20http://www.tk20.com/UnboundIDhttp://www.unboundid.com/Ushiphttp://www.uship.com/WP Enginehttp://wpengine.com/Investment Team:Morgan Flager, Principalflager@silvertonparners.comKip McClanahan, PrincipalBill Wood, Founderbwood@silvertonpartners.comVCSmall Ventures USAhttp://smallventuresusa.comEarlyEnergy & Clean TechMedia & Digital Media

3050 Post Oak Blvd., Suite 460HoustonTX77056713-341-7916713-583-9206

Small Ventures USA (SMV) is a venture capital and private equity firm founded and managed by William O. Perkins III. Based in Houston, Texas the firm focuses on energy, technology, and entertainment, and deploys capital across multiple sectors and geographic regions on an opportunistic basis, with a bias toward early stage investment. In addition to funding, SMV provides operational and financial-trading capabilities to its investment portfolio. Current investments include a Central American liquefied natural gas (LNG) and electricity development project that will represent the largest energy infrastructure investment in the region, as well as development of an LNG importation project off the coast of California. SMV also holds a media company focused on the financing of artist royalty rights.Portfolio companies include:AdPerkhttp://www.adperk.com/Advanced Royalty Trackinghttp://advancedroyaltytracking.com/Brisa Cashhttp://www.brisacash.com/Climax Global Energyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=45981840Cutuco Energyhttp://cecalng.com/DataPipehttp://www.datapipe.com/Lleju Productionshttp://lleju.com/UpSpring Babyhttp://store.upspringbaby.com/Default.aspInvestment Team:William O. Perkins IIIbperkins@smallventuresusa.comEddie Hernandez, PartnerKayla Bruzzese, CFOkbruzzese@smallventuresusa.comOmar Haneef, Chief Investment OfficerVCSOSventures, LLCwww.sosventures.comSeedEarlyInformation TechnologySoftware & InternetCommunications & Networking

6800 West Gate Blvd, #132PMB #123AustinTX78745202-470-0467877-423-1129

SOSventures is a venture capital firm and investment management firm with an 18 year track record of investments in the software, telecommunications, and technology fields. The firm also invests in ETIT (Energy Technology Information Technology), with a 3 year track record in that area. SOSventures has a blended return of 27% per annum over the period from 1992-2010. Over this time, SOSventures has invested in 22 private companies, 6 of which have already become public companies or divisions of public companies, listed on the Nasdaq or NYSE, some of which continue to be privately held, and some of which have failed completely and no longer exist. SOSventures has its back-office and headquarters operations in Kinsale, Ireland, with investment partners in the U.S. and Europe, investing worldwide. SOSventures Investments has a philosophy of discovering 100% of the opportunities that it invests in, meaning the firm does not solicit or read unsolicited business plans. The firm has additional offices in Connecticut, Ireland, Luxembourg, and China.Portfolio companies include:AveGohttp://www.avego.com/Marginizehttp://www.marginize.com/SocialScihttps://www.socialsci.com/Mapflowhttp://www.mapflow.com/OrderWithMehttp://www.orderwithme.com/Buzhttp://www.buz.net/Play140http://play140.com/Smartotshttp://www.smartots.com/ChinaAcceleratorhttp://chinaccelerator.com/en/Haxlr8rhttp://www.haxlr8r.com/Aylienhttp://aylien.com/GamerGuides.comhttp://www.gamerguides.com/Techstarshttp://www.techstars.com/Aylienhttp://aylien.com/Formlabshttp://www.form8.com/formlabs/JumpStart Internationalhttp://jumpstartinternational.org/NetGenesishttp://netgenesis.com.au/Harmonixhttp://www.harmonixmusic.com/Sonichttp://www.sonicdrivein.com/home.jspSiliconrepublichttp://www.siliconrepublic.com/NetCentrichttp://www.commonlook.com/Powerhouse Dynamicshttp://www.powerhousedynamics.com/TrustPlushttp://www.trustplus.com/Kitbitshttp://www.etsy.com/shop/kitbitsStoryfulhttp://storyful.com/Ascendhttp://www.ascendfcu.org/Barcodinghttp://www.barcoding.com/upc/Netflixhttp://www.netflix.com/Oombahttp://www.ooma.com/Cascadehttp://www.cascadeclean.com/us/cascade/Investment Team:Brad Higgins, Investing Partner (USA), Energybrad.higgins@sosventures.comCarthach McCarthy (Europe), Chief Financial Officer, Commodities & DiversifiedCyril Ebersweiler, Managing Partner, (Asia), Information TechnologySean O'Sullivan, Managing DirectorBill Liao, Investment Partner, EuropeISouth Texas Regional Center of Innovation and Commercialization (STRCIC)

501 W. DurangoDurango Building, Room 3.324San AntonioTX78207

http://strcic.comSeedInformation Technology(Mailing Address)P.O. Box 461106 San AntonioTX78246-1106210-458-2523In 2005, SATAI (see profile) was selected to be the host of the South Texas Regional Center of Innovation and Commercialization (STRCIC) by Governor Rick Perry who signed legislation that created the $200 million Texas Emerging Technology Fund (ETF). The fund provides capital targeted for start-up and growth stage technology companies. The STRCIC encourages new, early and mid-stage technology ventures in the region that qualify for funding to apply. The South Texas region covers a 32-county area that includes: Aransas, Atascosa, Bandera, Bee, Bexar, Blanco, Calhoun, Comal, De Witt, Frio, Gillespie, Goliad, Gonzales, Guadalupe, Jackson, Karnes, Kendall, Kerr, Kimble, Kleberg, Lavaca, Live Oak, Llano, Mason, McMullen, Medina, Nueces, Refugio, San Patricio, San Saba, Victoria, and Wilson counties. In addition to being the South Texas portal to the Emerging Technology Fund, the STRCIC has entrepreneurial services, industry mentors, and a vast referral network to help entrepreneurs in any industry at any stage of their business. The STRCIC also offers educational events and workshops such as the quarterly New Venture Forum.Portfolio companies include:Advitechhttp://www.advitech.com/Azaya Therapeuticshttp://www.azayatherapeutics.com/CryoPenhttp://cryopen.com/Frio Pharmeceuticalshttp://friopharma.com/Hyperion Biotechhttp://hyperionbiotechnology.com/Livingston Productshttp://livingstonproducts.com/SecureLogixhttp://www.securelogix.com/VidaCarehttp://www.vidacare.com/Investment Team: Jim Poage, President & CEOjpoage@satai-network.comDavid Clark, Director of Investment Servicesdclark@satai-network.comFISowell & Companywww.sowellco.comEarlyGrowthCommunications & NetworkingBusiness ServicesReal EstateEnergy & Clean Tech

Thanksgiving Tower1601 Elm Street, Suite 300 DallasTX75201214-871-3320214-871-1620

Founded in 1972, Sowell & Company is a diversified investment company. The firm originally operated in Real estate, and is considered one of the largest land developers in Texas, but now includes investments in Telecommunications, Hospitality as well as other industries. The firm makes investments of $2 - $20 million in companies that typically have less than $10 million of EBITDA.Portfolio companies include:Sergeant's Pet Carehttp://www.sergeants.com/American Integrity Insurancehttp://www.aiicfl.com/Ophthalmic Innovations Internationalhttp://oii-iol.com/Poserhttp://en.wikipedia.org/wiki/PoserTodd Shipyardshttp://vigorindustrial.com/Inovar Packaginghttp://www.inovarpkg.com/CareCycle Solutionshttp://www.carecyclesolutions.net/Aaren Scientifichttp://www.aareninc.com/Resourcing Edgehttp://resourcingedge.com/Apache Enterpriseshttp://www.apache-enterprises.com/Matador Oil and Gashttp://www.matadorresources.com/Alpine Oil and Gashttp://www.bbb.org/utah/business-reviews/oil-gas-exploration-companies/alpine-oil-and-gas-corporation-in-moab-ut-22293326Investment Team:James E. Sowelljsowell@sowellco.comKeith D. Martinkmartin@sowellco.comStephen E. Smathersssmathers@sowellco.comAlan D. Brownabrown@sowellco.comStephen L. Brownsbrown@sowellco.comKathy Fox Powellkpowell@sowellco.comJames S. Corneliusjcornelius@sowellco.comDavid L. Clarkdclark@sowellco.comKevin Youngbloodkyoungblood@sowellco.comPESTAR Ventureswww.star-ventures.comSeedExpansionInformation TechnologyCommunications & Networking

Two Galleria Tower13455 Noel Rd., Suite 1670DallasTX75240972-776-1516972-702-1103

Founded in 1992, STAR Ventures is headquartered in Munich, Germany and maintains offices in Herzelia, Israel and Dallas, Texas. STAR focuses on investments in early and mid-stage, high tech companies located in the U.S., Europe and Israel. STAR's endeavors have encompassed investments in 180 portfolio companies which, to date, have culminated in 75 successful IPOs & M&As. The main funds of STAR pursue a balanced stage focus of seed, start-up and late stage investments. Two funds are dedicated to specific stages, Star Seed for seed projects and Star Growth for late stage opportunities. The firm has a particular interest in wireless technology and optical communications companies, and currently manages $1 billion. Portfolio companies include:Imediahttp://www.imediaconnection.com/Evotechttp://www.evotec.com/Cute Opticshttp://www.alibaba.com/showroom/cute-optical-mouse.htmlJacada Ltd.http://www.jacada.com/Nanomixhttp://www.nano.com/Genbandhttp://www.genband.com/Acopia Networkshttp://www.f5.com/solutions/storage/OraMetrixhttp://orametrix.com/AeroScouthttp://aeroscout.com/Alfyhttp://alfy.com/Broadlighthttp://www.broadlight.com/Cube Opticshttp://www.cubeoptics.com/cVidyahttp://www.cvidya.com/finjanhttp://www.m86security.com/OrSensehttp://orsense.com/SensorLogichttp://www.sensorlogic.com/Sianohttp://www.siano-ms.com/Siperahttp://www.sipera.com/UltraCellhttp://ultracellpower.com/Vidyohttp://www.vidyo.com/VisionSensehttp://www.visionsense.com/Waterfront Mediahttp://www.waterfrontmedia.com/WaveSplitterhttp://www.wavesplitter.com/English/main.asp?Language=EnglishXterahttp://www.xtera.com/Investment Team:Jeanne Bayless, Managing Partnerjb@star-ventures.comIAStartech

UTSA Downtown Campus501 W. Durango, Durango Building, Room 3.324San AntonioTX78207210-458-2523210-458-2529

www.startech1.orgSeedEarlyInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareEnergy & Clean Tech(Mailing Address)P.O. Box 461106San AntonioTX78246-1106Founded in 1999 as SATAI (San Antonio Technology Accelerator Initiative), Startech is a private, non-profit 501 (c)(3) Texas corporation that exists to inspire technology innovation and commercialization, create technology companies, and grow them into viable businesses in the South Texas regional economy. Startech offers Venture Innovation, Investment and Collaborative services for Entrepreneurs, Investors, Researchers, Service Providers and Partners interested in technology innovation and commercialization. In this respect, Startech works closely with several funding sources including the South Texas Angel Network, the Texas Emerging Technology Fund, Venture Capital, SBIR and STTR grants, Microsoft BizSpark, and many others. From 2003-2009, Startech portfolio clients have raised more than $162 million in external financing. Startech derives financial support from the City of San Antonio, Bexar County, the State of Texas, the University of Texas at San Antonio, private companies, individuals, and public institutions. Portfolio companies include:Bio2Medicalhttp://www.bio2medical.com/Azaya Therapeuticshttp://www.azayatherapeutics.com/Caisson Biotechhttp://www.caissonbiotech.com/Clinical Systemshttp://clinsys.net/Coretellhttp://coretell.com.au/CryoPenhttp://cryopen.com/Diabeticahttp://www.diabetica.co.uk/Enthuzehttp://enthuze.net/Advitechhttp://www.advitech.com/AirStrip Technologieshttp://airstriptech.com/American Stem Cell Therapeutichttp://www.americastemcell.com/Aperion Biologicshttp://aperionbiologics.com/Digital Proctorhttp://digitalproctor.com/Evestrahttp://www.evestra.com/Frio Pharmaceuticalshttp://friopharma.com/Frontline Systemshttp://www.solver.com/HBN Shoehttp://www.insolia.com/Hyperion Biotechhttp://hyperionbiotechnology.com/Informahttp://www.informa.com/iNQUATEhttp://www.inquate.com/Livingston Productshttp://livingstonproducts.com/MedSignalshttp://medsignals.com/Palmaz Scientifichttp://www.palmazscientific.com/Pass2Playhttp://www.pass2play.com/Pass2Play/Pass2Play_Home.htmlPlasma Technologieshttp://plasmatechnologies.com/Pronucleoteinhttp://www.pronucleotein.com/home/SecureLogixhttp://www.securelogix.com/Seno Medicalhttp://www.senomedical.com/Today's Rancherhttp://todaysrancher.com/Tracer Detectionhttp://www.tracerline.com/Traumatechttp://www.traumatec.com/Vendor Safehttp://www.vendorsafe.com/VidaCarehttp://www.vidacare.com/ViroXishttp://www.viroxis.com/Voxelogixhttp://www.nexsmile.com/VRTX Technologieshttp://vrtxtech.com/Management Team:Jim Poage, President & CEOjpoage@satai-network.comDavid Clark, Director of Investment Servicesdclark@satai-network.comErica Amaya, Client Services AnalystVCSTARTech Early Ventureswww.startechev.comSeedEarlyInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareEnergy & Clean Tech

1302 E. Collins Blvd.RichardsonTX75081214-576-9800214-576-9849

STARTech creates or invests in seed and early stage technology-based companies primarily in Information Technology and Communications, Smart Energy Systems, Technology enabled Health Care, and Nanotech Processes and Materials. STARTech Early Ventures was founded in 1997 as a business incubator to focus on developing technology-based start-up and entrepreneurial activity in the Telecom Corridor in Richardson, Texas. In 1998, STARTech formed a seed-stage investment fund to compliment its methodology for company creation and growth. STARTech Fund I ($4 million) and Fund II ($32 million) have focused essentially on investments in the Southwest, primarily Texas. STARTech manages a 27,000 square foot facility in Richardson dedicated to providing affordable office space on a flexible, by-workstation basis for technology-based companies, often in the early stages of their business. Program companies include:InnerWirelesshttp://www.innerwireless.com/AirImba Wirelesshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=9898143CapitalSofthttp://www.capitalsoft.com/Metallecthttp://www.momentumsi.com/Nuventixhttp://www.nuventix.com/Investment Team:Matt Blanton, Founder and Managing Partnermatt@startechev.comVinse Davidson, Partner, CFOvinse@startechev.comJulie Finto, Financial ManagerIgor Plask, IT ManagerPEThe Sterling Groupwww.sterling-group.comMiddle MarketManufacturing & IndustrialRetail & RestaurantAgriculture & Agricultural ServicesTransportation & Distribution

Nine Greenway Plaza, Suite 2400HoustonTX77046713-877-8257713-877-1824

The Sterling Group is a private equity investment firm engaged in the acquisition and ownership of operating businesses. Founded in 1982, Sterling has focused on making equity investments in leveraged-buyout transactions (LBOs), management-backed recapitalizations and other acquisition-related financings. Sterling's second institutional fund was raised in 2005 and totaled $470 million. Most recently, Sterling successfully raised its third institutional fund, which totaled $820 million. In addition to being a leading sponsor of LBOs in the chemical and agribusiness industries, Sterling has sponsored transactions in general manufacturing, distribution and retailing businesses. Transaction sizes generally range from $100 million to $500 million, and EBITDA greater than $15 million. The firm prefers not to invest in financial services, real estate, health care or high-technology companies. The firm invests in companies headquartered in the United States and Canada.Portfolio companies include:B&G Crane Servicehttp://bgcrane.com/Express Integrated Technologieshttp://www.expresstechtulsa.com/Saxcohttp://www.saxcointl.com/BTEC Turbineshttp://www.btecturbines.com/CST Industrieshttp://cstindustries.com/Roofing Supply Grouphttp://roofingsupplygroup.com/North American Energy Partnershttp://www.nacg.ca/Liqui-Boxhttp://www2.dupont.com/Packaging_and_Graphic_Arts/en_CA/index.htmlStackpole Internationalhttp://www.prnewswire.com/news-releases/the-sterling-group-acquires-stackpole-international-from-gates-canada-126608323.htmlUniversal Fiber Systemshttp://www.universalfibers.com/Velcon Filtershttp://www.velcon.com/Investment Team:Frank J. Hevrdejs, Partner and Co-Founderfhevrdejs@sterling-group.comWilliam C. Oehmig, Partnerwoehmig@sterling-group.comHunter Nelson, Partnerhnelson@sterling-group.comJohn D. Hawkins, Partnerjhawkins@sterling-group.comC. Kevin Garland, Partnerkgarland@sterling-group.comGary Rosenthal, Partnergrosenthal@sterling-group.comGregory Elliot, Partnergelliott@sterling-group.comKent Wallace, Partnerkwallace@sterling-group.comVCSternhill Partnerswww.sternhillpartners.comSeedEarlyInformation TechnologyCommunications & NetworkingFinancial Services

777 Post Oak Blvd., Suite 250HoustonTX77056713-622-2727713-622-3529

Formed in 1999, Sternhill Partners provides venture capital funding to technology start-ups in Texas, the Southwest, and the West Coast. With approximately $100 million under management, the Sternhill team leverages its experience in product development, strategy, marketing, sales and finance and works with companies such as Motorola, McKinsey and Price-waterhouseCoopers to provide business analysis to its portfolio companies. The firm typically limits investments to fifteen seed to early stage portfolio companies per fund.Portfolio companies include:Boingohttp://www.boingo.com/Navini Networkshttp://www.navini.com/Surgienthttp://surgient.olivedesign.com/ClearCubehttp://www.clearcube.com/Dettohttp://www.detto.com/Luminoushttp://dictionary.reference.com/browse/luminousSurgienthttp://surgient.olivedesign.com/RLX Technologieshttp://en.wikipedia.org/wiki/RLX_TechnologiesInvestment Team:Bob Stearns, Managing Directorbob.stearns@sternhillpartners.comMarc Geller, Managing Directormarc.geller@sternhillpartners.comNed Hill, Directorned.hill@sternhillpartners.comVCPEStonehenge Capital Company, LLCwww.stonehengecapital.comEarlyGrowthExpansionMiddle MarketInformation TechnologyEnergy & Clean TechManufacturing & IndustrialBusiness ServicesTransportation & Distribution

3625 N. Hall Street, Suite 520DallasTX75219214-599-8850214-442-5626

Stonehenge Capital Company, LLC is a national specialty finance company, with expertise in private equity, tax credit finance and structured finance. Since 1990, Stonehenge's principals have provided long-term capital to privately held businesses throughout the country. Stonehenge Growth Capital, LLC (SGC) manages the venture capital, private equity and mezzanine investment activities of Stonehenge Capital Company. SGC manages over $600 million across venture capital, private equity and debt funds, operating out of five regional offices across the United States. SGC provides growth equity and debt capital to support growing businesses in a wide range of industries, including information technology, manufacturing, distribution, business services, energy services and others. Stonehenge also manages several state-targeted private equity and mezzanine investment funds with over $500 million in capital through its offices in Alabama, Colorado, Florida, Louisiana, Missouri, New York, Ohio, Texas, and Wisconsin. These funds invest in early and later stage companies, providing $1 million to $2 million in initial funding, and a total of $3 million to $7 million, in equity to technology based companies. Portfolio companies include:Alineanhttp://www.alinean.com/7thOnlinehttp://www.7thonline.com/PixFusionhttp://www.pixfusion.com/SensorTranhttp://www.sensortran.com/Investment Team:Stephen A. Bennett, Directorsabennett@stonehengecapital.comBrent Sacha, Vice Presidentbtsacha@stonehengegc.comPEStrait Lane Capital Partners, LLChttp://straitlanecapital.comMiddle MarketManufacturing & IndustrialBusiness Services

100 Crescent Court, Suite 700 DallasTX72501214-295-9574 214-390-6225

Strait Lane Capital Partners (SLCP), based in Dallas is a privately held investment firm focused on leveraged recapitalizations and management buyouts of lower middle-market businesses. Strait Lane typically targets asset-light, service or manufacturing businesses with a minimum of $2 million of EBITDA and/or revenues of $10 million. Strait Lane considers control investments and recapitalizations in U.S. based businesses. SLCP invests in businesses that are relatively debt free and have stable to growing cash flows. Portfolio companies include:B&B ARMRhttp://www.bb-armr.com/Investment Team:Mark King, Founding Partnermark.king@straitlanecapital.comWarren Edwards, Founding PartnerRichard Diamond, Founding Memberrichard.diamond@straitlanecapital.comEric Dutcher, MemberMatthew Peeples, Senior Vice President and Chief Financial OfficerASunshine Ventureshttp://royterracina.comMiddle MarketConsumer Products

San AntonioTX

Roy Terracina, President of Sunshine Ventures, is a nationally acclaimed business leader, recognized for his successes at Farm House Food Corporation and Sterling Foods. He now owns and manages Sunshine Ventures, an investment firm in San Antonio. Mr. Terracina has degrees in finance from Marquette University, and has taught business at Marquette, St. Mary's and Trinity universities. He was nominated as Entrepreneur of the Year by "Venture Magazine" and is a member of the World President's Organization. Portfolio companies include:N/AInvestment Team:Roy Terracina, http://www.linkedin.com/pub/roy-terracina/0/b4b/87PESunTx Capital Partners, LPwww.suntx.comMiddle MarketManufacturing & IndustrialBusiness ServicesTransportation & Distribution

2 Lincoln Centre5420 LBJ Freeway, Suite 1000DallasTX75240972-663-8900972-661-9977

SunTx Capital Partners makes private equity investments in middle market companies focused in the Sunbelt region including: Alabama, Arizona, Arkansas, Florida, Georgia, Kentucky, Louisiana, Mississippi, New Mexico, North Carolina, Oklahoma, South Carolina, Tennessee, Texas, and Virginia. The firm will also selectively consider opportunities outside this region. Since the firm's inception in 2001, SunTx has invested over $600 million. The partners do not invest in start up or early stage companies and target companies with enterprise values ranging from $50 million to $150 million. However, companies of smaller size may be considered for platform add-on acquisitions. The industry focus for SunTx is manufacturing, distribution and services, with participation in the following transactions: consolidation opportunities, management buyouts, growth equity, generational transitions, acquisitions or recapitalizations.Portfolio companies include:Construction Partnershttp://www.constructionpartners.net/London Broadcastinghttp://londonbroadcastingcompany.com/Carolina Beer & Beveragehttp://carolinabeveragegroup.com/Carolina_Beverage/Home/Interface Security Systemshttp://www.interfacesystems.com/NationsBuilders Insurance Serviceshttp://www.nbis.com/CBI Laboratorieshttp://cbiskincare.com/Veritexhttp://www.veritexbank.com/Ranger Offshorehttp://rangeroffshoreinc.com/Huronhttp://www.huronconsultinggroup.com/Nouveau Eyewearhttp://www.nouveaueyewear.com/Base4 Grouphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=35126924Investment Team: Ned N. Fleming III, Managing Partnernfleming@suntx.comRichard J. Boyle, Partner Emeritusrboyle@suntx.comCraig J. Jennings, Partner and CFOcjennings@suntx.comMark R. Matteson, Partnermmatteson@suntx.comJason L. Jelen, Principaljjelen@suntx.comMichael D. Ilagan, Principalmilagan@suntx.comDavid Webb, Principaldwebb@suntx.comPETanglewood Investments, Inc.www.tanglewoodinv.comMiddle MarketManufacturing & IndustrialBusiness Services

5051 Westheimer Road, Suite 300HoustonTX77056-5604713-629-5525 713-629-5499

Tanglewood Investments was founded to address the need for equity capital and management expertise in established middle market companies, which generally will include companies with revenues of $5 to $100 million. Typically, Tanglewood invests in companies that exhibit the potential for growth, either from within or through acquisition. The types of transactions the firm will engage in cover the full range of buy-outs, buy-ins and recapitalizations. Between 1997 and 2002 Tanglewood completed 16 acquisitions that were organized into 6 platform companies.Portfolio companies include:N/AInvestment Team:Michael L. Tiner, Managing Directormltiner@tanglewoodinv.comJames J. Nelson, Managing Directorjjnelson@tanglewoodinv.comMichael E. Humphrey, Managing Directormeh@tanglewoodinv.comSam Grover, Vice Presidentsgrover@tanglewoodinv.comPETeakwood Capitalwww.teakwoodcapital.comMiddle MarketInformation TechnologyMedia and Digital MediaFinancial Services

Douglas Plaza 8226 Douglas Avenue, Suite 355 DallasTX75225214-750-1590214-750-1468

Teakwood Capital is a private equity firm that invests exclusively in profitable, high-growth Texas-based businesses. The firm invests equity capital primarily in businesses with $500,000 to $3.0 million of EBITDA. Teakwood focuses on management buyouts as well as growth equity investments in companies in Texas and neighboring states. The firm is management friendly and provides the resources and experience to lead growth equity investments from $1.0 million to $4.0 million and management buyouts between $4 million and $20.0 million. Investment targets are companies that typically have revenue under $25.0 million. The firm is open to most industries where the companies meet Teakwood's criteria, but does not consider early stage or seed capital financings, energy exploration and speculation, restaurants, or real estate principal investments.Portfolio companies include:Global Acceptance Credithttp://www.gacc.biz/Whitley Printinghttp://whitleyplus.com/Manexahttp://www.manexa.com/Zoom Interactive Marketinghttp://zoominter.com/Long Range Systemshttp://www.pager.net/Clockwork Solutionshttp://www.clockwork-solutions.com/ExamSoft Worldwidehttp://www.examsoft.com/main/index.phpInreachhttp://inreach.com/MyOpenJobshttp://www.myopenjobs.com/TWG Plushttp://twgplus.com/Investment Team:Shawn L. Kelly, Managing Directorskelly@teakwoodcapital.comDaniel L. Shimer, Managing DirectorEd Olkkola, Managing Directoreolkkola@teakwoodcapital.comLaura Kusching, Operations Managerlkusching@teakwoodcapital.comBharti Subramanian, Managing DirectorMike Taylor, Managing DirectorVinse Davidson, Managing Director, CFOITECH Fort Worthwww.techfortworth.orgSeedInformation TechnologySoftware & InternetCommunications & Networking

1120 S. FreewayFort WorthTX76104817-339-8968817-810-0167

Tech Fort Worth is a privately funded, non-profit business incubator founded in February 1998. TECH Fort Worth is a public-private partnership of the University of North Texas Health Science Center at Fort Worth, The City of Fort Worth, and the Fort Worth business community. The organization works with technology startup companies which have based their businesses on proprietary technology they have developed or acquired. TECH Fort Worth works closely with these companies to create feasible business plans, to develop effective marketing strategies, to build strong management teams, and to launch them successfully into the Fort Worth economy. TECH Fort Worth's Incubation Program is an intensive, hands-on workshop in multiple sessions. No more than six entrepreneurs are enrolled at a time. A shared space to work on the business plan, with ad hoc coaching from TFW staff, is provided through the program.Participating companies include:AutoEvolvehttp://autoevolve.net/Firewinghttp://en.wikipedia.org/wiki/FirewingVertiGONEhttp://www.vertigone.com/ACDEThttp://acdet.com/BAP Imaging Systemshttp://www.bapimgsys.com/Encore Visionhttp://www.encorevisionusa.com/MobiMed Technologieshttp://www.superpages.com/bp/Fort-Worth-TX/Mobimed-Technologies-L0131715083.htmResonant Sensorshttp://resonantsensors.com/4G Biometricshttp://4gbiometrics.com/Claritiahttp://www.claritia.com/Coltrix Biomedicalhttp://coltrix.com/CorInnovahttp://www.corinnova.com/Flexible Innovationshttp://flexibleinnovations.com/Innovative Monitoring Solutionshttp://www.nasdaq.com/article/ge-healthcare-to-showcase-innovative-breast-cancer-solutions-from-screening-through-monitoring-at-asco-2012-20120530-00324Insider Edgehttp://theinsidersedge.org/MedHabhttp://medhab.com/A Office Authorityhttp://www.officeauthority.com/Owlshttp://en.wikipedia.org/wiki/OwlPrecision Songshttp://www.precisionsongs.com/RateFlexhttp://commerceenergy.com/pa.htmlRed Productionshttp://www.redproductions.com/Sendera Discoveryhttp://www.apartmentguide.com/apartments/Florida/Orlando/Discovery-Palms/34140/Technology Teamhttp://www.technologyteam.us/Venture Docshttp://www.venturedocs.com/browser.phpZSPharmahttp://zspharma.com/ZT Solarhttp://www.ztsolar.com/jobManagement Team:Darlene Ryan, Presidentdarlene@techfortworth.orgBrent Sorrells, Operations Managerbrent@techfortworth.orgVCTechxas Ventureswww.techxas.comSeedEarlyInformation TechnologyLife Sciences & HealthcareEnergy & Clean Tech

4401 West Gate Blvd., Suite 300AustinTX78745512-334-3140512-334-3121

Techxas Ventures invests in companies located in the Techxas Corridor: Austin, Dallas, Houston and San Antonio. Techxas has invested over $65 million in 25 early-stage technology firms during the last ten years. Techxas targets investment opportunities across the tech sectors, including information, life, molecular and energy sciences. Techxas typically invests $100,000 to $3 million in any one round. The firm has invested as little as $100,000 in an internally incubated "thesis" project to over $9 million in one company over multiple rounds. Techxas does not invest in expansion, special situations, buy-outs, PIPEs, etc. that are more typical of traditional private equity, mezzanine, or buy-out focused firms. Techxas Ventures is currently fully invested and not originating new investment opportunities.Portfolio companies include:IBT Technologieshttp://www.ibt.ca/v2/index.htmlImparthttp://www.merriam-webster.com/dictionary/impartLiaison Technologieshttp://liaison.com/Netensityhttp://entensity.net/Calebhttp://en.wikipedia.org/wiki/CalebHire.comhttps://www.hirenethawaii.com/Solomiohttp://www.solomio.nl/StoredIQhttp://www.storediq.com/WebIQhttp://www.webiq.net/products/index.htmlnLinehttp://www.eonline.com/IVCAhttp://www.ivca.org/LoanFirsthttp://www.mrsold.com/Medical Present Valuehttp://www.inc.com/winning-workplaces/201105/medical-present-value.htmlNextScreenhttp://www.nextscreen.com/NovaCentrixhttp://www.novacentrix.com/Placemark Investmentshttp://www.placemark.com/about/SeedStage.comhttp://en.wikipedia.org/wiki/Venture_capital_financingSpectral Genomicshttp://en.wikipedia.org/wiki/Spectral_GenomicsTManagehttp://tmanage.com/Investment Team:Bruce A. Ezell, Managing DirectorBruce@Techxas.comMichael P. LaVigna, Partner EmeritusMike@Techxas.comSuzanne Shiflet, ControllerPETerra Verde Partnerswww.terraverdepartners.comMiddle MarketEnergy & Clean TechManufacturing & IndustrialBusiness Services

One Lincoln Park8401 North Central Expressway, Suite 230DallasTX75225214-987-4900

Founded in 2009, Terra Verde Partners is a private investment firm exclusively focused on the investment in, or acquisition and management of, businesses in the environmental sector. Terra Verde Partners seeks investment opportunities with the following general characteristics: Manufacturing or service businesses typically with commercially validated technology; Revenues of $5 to $50 million; Healthy and performing businesses; Corporate "orphans"/divisional carve-outs; Under performing businesses requiring improvement; Businesses seeking sale of a majority stake/LBO; Businesses requiring growth capital; and Buy and build/consolidation strategies. Terra Verde Partners seeks to make capital investments between $1 million and $10 million in North American companies.Portfolio companies include:Living Earth Technologyhttp://livingearth.net/Investment Team:Phil Arra, Founder, 214-987-4905parra@terraverdepartners.comJames Lee, Founder, 214-987-4903jlee@terraverdepartners.comJohn Zimmermann, Senior Associatejzimmermann@terraverdepartners.comPETexas Growth Fundwww.texasgrowthfund.comMiddle MarketManufacturing & IndustrialBusiness ServicesConsumer ProductsTransportation & Distribution

c/o TGF Management Corp. 111 Congress Avenue, Suite 2900 AustinTX78701-4098512-322-3100512-322-3101

TGF Management is one of the leading private equity firms focused on management buyouts and recapitalizations of middle market companies in the Southwest. Founded in 1992, Texas Growth Fund has invested in over 40 companies with combined revenues of over $3.5 billion. The firm manages in excess of $700 million of committed capital in two distinct funds, the Texas Growth Fund and Southwest Opportunity Partners, LP (SWOP). TGF is currently seeking new investment opportunities for SWOP. TGF's industry preferences are Manufacturing, Distribution, Con-struction related, Industrial services, Outsourced business services, Food and Consumer products. The firm avoids Oil and gas exploration and production; Real estate; and significant technology risk. TGF focuses on companies with revenues of $50 million to $250 million and EBITDA of $5 million to $25 million. The firm's investment transactions usually fall between $25 million and $250 million. Portfolio companies include:Entact Environmental Serviceshttp://entact.com/M&M Manufacturinghttp://www.mmmfg.com/Sterling Foodshttp://www.sterlingfoodsusa.com/Community Education Partnershttp://www.communityeducationpartners.com/Magnablendhttp://www.magnablend.com/Investment Team:Jim Kozlowskijjk@tgfmanagement.comStephen Soileausms@tgfmanagement.comBarry Twomeybct@tgfmanagement.comDavid Harrdwh@tgfmanagement.comDavid TaggeITexas Venture Labs at The University of Texas at Austin

AT&T Executive Education and Conference Center, The University of Texas at Austin2100 SpeedwayAustinTX78705512-471-5921

http://tvl.utexas.eduSeedInformation TechnologyLife Sciences & Healthcare(Mailing Address)1 University Station, B6000AustinTX78712Texas Venture Labs at The University of Texas at Austin (Texas Venture Labs) is a university-wide initiative to support technology commercialization, entrepreneurship and innovation, while providing a unique and directly applicable educational experience for participating students. The Labs' purpose is to provide the intellectual horsepower to promote new venture creation at The University of Texas at Austin through education and mentoring; market and business plan validation; team-building and networking; and providing direct links to resources and funding. Located in the AT&T Executive Education and Conference Center, Texas Venture Labs builds on the entrepreneurial skunkworks that has long thrived at The University of Texas at Austin, adding resources, new ways for student entrepreneurs to engage and increased channels for successful funding of new ventures. Close to $50 million has been raised over the last ten years by new ventures that have launched through the entrepreneurship environment at the McCombs School of Business. This includes eight companies that have raised a million-plus in funding and two that have gone liquid.Portfolio companies include:Agile Planethttp://agileplanet.com/Alafairhttp://alafairburke.com/eCampusTutorshttp://ecampustutors.com/eProofthttps://twitter.com/eprooftFreed Foodshttp://nurturme.com/Gazzanghttp://www.gazzang.com/Infochimpshttp://www.infochimps.com/Mass Relevancehttp://www.massrelevance.com/Spectraphasehttp://ati.utexas.edu/blog/tag/spectraphase/Xeris Pharmaceuticalshttp://xerispharma.com/AgileLawhttp://agile-law.com/Clear Technology Sytemshttp://cleartechnologiesinc.com/Daticalhttp://www.facebook.com/DaticalEnerlytehttp://www.enerlyte.com/Gametime Arenahttp://gametimearena.com/GE WattStationhttp://www.ge.com/innovation/electric_vehicles/index.htmlPhysician's Angelshttp://physiciansangels.com/Terra Pavehttp://terrapave.com/Titralytehttp://www.titralyte.com/VChain Solutionshttp://www.vchainsolutions.com/Vecturaluxhttp://www.vecturalux.com/Management Team:Rob Adams, Director, 512-633-5955rob.adams@mccombs.utexas.eduRandall Crowder, Manager of the Venture Fellowscrowder@TEXOventures.comVCTEXO Ventureswww.texoventures.comSeedEarlyLife Sciences & HealthcareMedical Devices

6034 W Courtyard Dr., Suite 100AustinTX78730512-423-5525

Founded 2009, TEXO Ventures is dedicated to making seed and early-stage investments in healthcare companies and then working in collaboration with founding entrepreneurs to build value. TEXO Ventures takes its name from the Latin texo, meaning to build with great care. The firm is particularly interested in: Medical Service companies, Orthopedics products and services, Cardiopulmonary, Diagnostics, Therapeutics, and Healthcare IT. TEXO Ventures provides expert collaboration critical to launching a healthcare company, actively assisting the leadership for the first 6-18 months of the young company's life.Portfolio companies include:National Surgery Networkhttp://www.nationalsurgerynetwork.com/Precedent Healthhttp://precedenthealth.com/Ortho Kinematicshttp://orthokinematics.com/Waldo Healthhttp://www.waldohealth.com/Wenzel Spinehttp://wenzelspine.com/Alafair Bioscienceshttp://alafairbiosciences.com/Employer Direct Healthcarehttp://www.employerdirecthealthcare.com/Investment Team:Randall Crowder, Co-Foundercrowder@TEXOventures.comJerry DeVries, Co-FounderPhilip Sanger, M.D., Co-FounderCVCTI Ventureswww.ti.com/corp/docs/venturesEarlyGrowthCommunications & NetworkingMedical Device

c/o Texas Instruments7839 Churchill Way, M/S 3995DallasTX75251

TI established a corporate VC program in 1996 and remains an active investor today. TI's Venture Capital (TIVC) Program is designed to: Provide TI with strategic awareness of new technologies and markets, allow close partnering with TI's business teams and external venture capital firms on investment and alliance opportunities, and provide financial return for TI. The TIVC program is comprised of: sourcing of deals and coordination with TI's business units on selected TI investments as a part of TI's Direct Investment Program; TI's continuing strategic relationship with Granite Ventures, where TI is a key investor in Granite Ventures II; TI investments in, and working relationships with, several other leading Venture Capital funds that are complementary to TI's internal investment program; and the TI Ventures Fund that continues to make follow-on investments in its portfolio companies. TI is interested in working with companies that are developing new products and applications that support TI's semiconductor platforms, such as TI's OMAP and DaVinci platforms. TI is also interested in emerging technologies and advanced architectures that complement its businesses including: Advanced architectures for wireless handsets; Data converter, power management and other advanced analog technologies; Medical devices, including medical imaging, portable devices and implantables; Advanced processor and networking technologies; and Sensors and low-power wireless technologies.Portfolio companies include:RF Magichttp://ir.entropic.com/releasedetail.cfm?ReleaseID=259895Navini Networkshttp://www.navini.com/IBiquity Digitalhttp://ibiquity.com/Speakeasyhttp://www.speakeasy.net/speedtest/Investment Team:Tom Shackleford, TI Venture Capital ProgramJean-Louis Trochu, TI Venture Capital ProgramATichenor Ventures, LLCwww.tichenorventures.comSeedLife Sciences & HealthcareMedia and Digital Media

100 Crescent Court, Suite 700 DallasTX75201

Tichenor Ventures is the investment vehicle for McHenry "Mac" T. Tichenor, Jr. Tichenor previously served as President of Univision Radio (formerly, Hispanic Broadcasting Corporation) from February 14, 1997 to December 31, 2004 and also its Chief Executive Officer and Chairman of the Board since February 14, 1997. Portfolio companies include:NGM Biopharmaceuticalshttp://ngmbio.com/Investment Team:McHenry T. Tichenor Jr., Managing MemberATiE Austinwww.austin.tie.orgSeedInformation Technology

3925 West Braker Lane, Suite 370AustinTX78759512-305-0575

TiE Austin was formed in February 2000, and is the local branch of a national networking and mentoring organization for entrepreneurs with origins in the Indus region. While its roots belong to people of origin in the Indian subcontinent, TiE is an inclusive organization and its membership and benefits are open to anyone interested in working with and supporting the entrepreneurial community. TiE Austin's planned activities include: Monthly Networking meeting (with a "hot company" presentation); Mentor network; Funding Forum; Resource Center; Annual one-day conference (TiECon); and Distinguished Speaker Series. Portfolio companies include:N/AManagement Team:Ram Matta, Chair, TIE InstituteJikku Venkat, PresidentPETimber Creek Capital, LPwww.timbercreekcapital.comSeedReal EstateSports & EntertainmentLife Sciences & Healthcare

5010 Addison CircleAddisonTX75001 888-884-1232

Timber Creek Capital, LP is a private equity organization that specializes in turning passionate entrepreneurs dreams into sought after, revenue generating products and services. In its Dallas, Texas (Addison) campus, Timber Creek Capital provides the necessary capital, office space, equipment, legal, accounting, graphic arts, web development, customer service expertise, intellectual capital, banking, merchant banking, marketing, networking, support staff and over 30 years of entrepreneurial experience to navigate the business to fruition. Once mature, Timber Creek Capital merges or sells the venture to a 3rd party. Portfolio companies include:ADIhttp://adiglobal.us/Apple Tree Kidshttp://www.appletreekids.org/Auto Escolahttp://www.autoescolabrasiliense.com/Cobalt Real Estate Serviceshttp://www.cobaltrealestateservices.com/Spark360http://www.spark360.ca/SplashMediahttp://www.splashmedia.com/The Success Training Networkhttp://www.tstn.com/xTrainhttp://era.nih.gov/services_for_applicants/other/xTrain.cfmGetAutoInsurance.comhttp://www.get-autoinsurance.com/InsureTec Solutionshttp://www.linkedin.com/company/insuretec-ltdLink Distributorshttp://www.linkdistributors.net/PC Processinghttp://www.merchantexpress.com/credit_card_processing_software.htmTotal Med Solutionshttp://www.totalmedsolutions.com/TSTNhttp://www.tstn.com/Investment Team:Marc Sparks, Foundermsparks@timbercreekcapital.comPETPGwww.texaspacificgroup.comMiddle MarketLateInformation TechnologyCommunications & NetworkingRetail & Restaurant

301 Commerce Street, Suite 3300Fort WorthTX76102817-871-4000817-871-4010

Founded in 1992, TPG Capital (formerly known as Texas Pacific Group) is a leading global private investment firm with over $49 billion of capital under management across a family of funds. David Bonderman, James G. Coulter, and William S. Price, III founded the firm in 1992. TPG invests in companies across a broad range of industries and geographies generally seeking to invest in established businesses requiring equity capital between $100 million and $750 million. The firm has additional offices in New York, San Francisco, and throughout the world.Portfolio companies include:Neiman Marcushttp://www.neimanmarcus.com/Advanced TelCom Grouphttp://venturebeatprofiles.com/company/profile/advanced-telcom-groupON Semiconductorhttp://www.onsemi.com/3 Day Blindshttp://www.3dayblinds.com/blinds.aspxAcclivity Photonicshttp://www.photonics.com/Company.aspx?CompanyID=87Adknowledgehttp://www.adknowledge.com/Aerie Pharmaceuticalshttp://www.aeriepharma.com/AgraQuesthttp://www.agraquest.com/Agria Corporationhttp://ir.agriacorp.com/AGShttp://www.americangeriatrics.org/Albireo Pharmahttp://www.albireopharma.com/Alder Biopharmaceuticalshttp://www.alderbio.com/Alintahttp://www.alinta.net.au/American Beacon Fundshttp://americanbeaconfunds.com/American Tire Distributorshttp://atd-us.com/Amyrishttp://www.amyris.com/Anaborexhttp://www.anaborex.com/Aptalis Pharmahttp://www.aptalispharma.com/en/indexAptinahttp://www.aptina.com/Ariel Holdingshttp://www.arielredev.com/arielholdings/Armstrong World Insudtrieshttp://www.armstrong.com/Artelhttp://www.artel-usa.com/Ascianohttp://www.asciano.com/Auxogynhttp://www.auxogyn.com/Avayahttp://www.avaya.com/Avon Japanhttp://www.jp.avon.com/PRSuite/pr_home_page.pageAzul SAhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?ticker=AZUL:CIBank Tabungan Pensiunan Nasionalhttp://www.btpn.com/Becomehttp://www.become.com/Bella Pictureshttp://www.bellapictures.com/BioCrysthttp://www.biocryst.com/Biomethttp://www.biomet.com/regions/northAmerica/unitedStates.cfmCaesars Entertainmenthttp://www.caesars.com/index.shtmlCardoDxhttp://www.cardiodx.com/Catellushttp://catellus.com/China Grand Autohttp://online.wsj.com/article/SB10001424052702303950104575185393806799122.htmlChina International Capitalhttp://www.cicc.com.cn/CICC/english/index.htmChina Vogue Casualwearhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=60360434Comtec Solarhttp://www.comtecsolar.com/Conventushttp://www.conventusnj.com/Copano Energyhttp://www.copanoenergy.com/CourtTraxhttp://www.courttrax.com/Creative Artists Agencyhttp://www.caa.com/CSI/Replidynehttp://www.replidyne.com/Daphne International Holdingshttp://daphneholdings.com/Davids Bridalhttp://www.davidsbridal.com/HomeViewDelta Duniahttp://www.deltadunia.com/Direct Generalhttp://www.directgeneral.com/default.aspxDovebid/GoINdustryhttp://www.go-dove.com/en/Drathshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26790729Edevhttp://edev.org/Elevance Renewable Scienceshttp://www.elevance.com/Elevationhttp://en.wikipedia.org/wiki/ElevationEnergy Futurehttp://www.energyfutureholdings.com/EverBank Financialhttps://www.everbank.com/Fairmont Raffleshttp://www.frhi.com/Fenwalhttp://www.fenwalinc.com/FineStationary.comhttp://www.finestationery.com/Finisarhttp://www.finisar.com/First Americanhttp://www.firstam.com/Five Prime Therapeuticshttp://www.fiveprime.com/FoldRxhttp://www.foldrx.com/Formosa Hotelshttp://www.formosahotel.com/FPThttp://acronyms.thefreedictionary.com/FPTFreescale Semiconductorhttp://en.wikipedia.org/wiki/Freescale_SemiconductorGalleon Pharmaceuticalshttp://www.galleonpharma.com/Genomaticahttp://www.genomatica.com/Genomic Healthhttp://www.genomichealth.com/GMPhttp://en.wikipedia.org/wiki/Good_Manufacturing_PracticeGrpahic Packaginghttp://www.graphicpkg.com/default.aspxGreenkohttp://greenkogroup.com/Grohehttp://www.grohe.com/Healthscopehttp://healthscopebenefits.com/Hilex Polyhttp://www.hilexpoly.com/Hong Kong Energyhttp://www.hkenergy.com.hk/html/index.phpIASIS Healthcarehttp://www.iasishealthcare.com/Immucorhttp://immucor.com/IMS Healthhttp://www.imshealth.com/Intergraphhttp://www.intergraph.com/Isola Grouphttp://www.isola-group.com/Karos Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=109699522Korea First Bankhttp://en.wikipedia.org/wiki/SC_First_BankKratonhttp://kraton.com/Lentahttp://lenta.ru/Lilliput Kidwearhttp://www.lilliputkids.com/LPL Financial Serviceshttp://lplfinancial.lpl.com/Lucky Starhttp://www.luckystarbus.com/MacroGenicshttp://www.macrogenics.com/Mammoth Pethttp://www.mammothpet.com/Masan Grouphttp://masangroup.com/Mey Alcoholics Beverageshttp://www.alibaba.com/member/meyicki/aboutus.htmlMGMhttp://www.mgm.com/MI Energyhttp://www.mienergycore.com/Microgramhttp://en.wikipedia.org/wiki/MicrogramMidwest Air Grouphttp://en.wikipedia.org/wiki/Midwest_Air_GroupMoksha8http://www.moksha8.com/NetScout Systemshttp://www.netscout.com/Network Generalhttp://www.netscout.com/Nexeohttp://www.nexeosolutions.com/Nodalityhttp://www.nodalityinc.com/Northern Tier Energyhttp://www.ntenergy.com/Norwegian Cruise Linehttp://www2.ncl.com/NovaSomhttp://www.novasom.com/NT Pharmahttp://www.ntpharma.com/en/home/home.aspxOntexhttp://www.ontexglobal.com/Otonomyhttp://www.otonomy.com/PatientSafe Solutionshttp://www.patientsafesolutions.com/Petcohttp://www.petco.com/Petro Harvestor Oil and Gashttp://petroharvester.com/PowerPlanhttp://powerplan.com/Primediahttp://www.primedia.com/ProSight Specialty Insurancehttp://www.prosightspecialty.com/PT BFI Finance Indonesiahttp://www.bfi.co.id/Quintiles Transnationalhttp://www.quintiles.com/Republichttp://en.wikipedia.org/wiki/RepublicRepublic Airwayshttp://rjet.com/Roka Biosciencehttp://rokabio.com/Roosevelthttp://en.wikipedia.org/wiki/Franklin_D._RooseveltRumo Logisticahttp://www.cosan.com.br/rumo/?4Sabrehttp://www.sabre.com/homeSanyo Semihttp://semicon.us.sanyo.com/Schiff Nutrution Internationalhttp://www.schiffnutrition.com/ShangPharmahttp://www.shangpharma.com/index.php?id=191Shriram City Union Financehttp://shriramcity.in/Shriram Holdings Transport Financehttp://stfc.in/board-of-director.aspxSMART Modularhttp://www.smartm.com/about/about_us.aspSpeciality Pharmacohttp://specialtypharmacy.com/ST Residentialhttp://stresidential.com/StarCitehttp://www2.starcite.com/starcite/Strauss Coffeehttp://www.strauss-group.com/NetherlandSuccessFactorshttp://www.successfactors.com/SunGardhttp://www.sungard.com/Surgical Care Affiliateshttp://scasurgery.com/Taishin Financialhttp://www.taishinholdings.com.tw/english/intro/intro_01.jspTakara TOMYhttp://www.tomy.com/wps/portal/Tandem Diabeteshttp://www.tandemdiabetes.com/TDFhttp://www.letour.fr/indexus.htmlThe Vincraft Grouphttp://www.vcg.us.com/index2.htmlTiger Airwayshttp://www.tigerairways.com/United Test Assembly Centerhttp://www.utacgroup.com/index.htmlUnitrust Finance and Leasinghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=83346919Univisionhttp://www.univision.com/Valerushttp://www.valerus-co.com/Veracytehttp://veracyte.com/Vertaforehttp://www.vertafore.com/Vibrynthttp://www.exploramed.com/about-us.htmlVirobayhttp://virobayinc.com/Vishal Retailhttp://vishalmegamart.net/Vita Grouphttp://www.thevitagroup.com/VLSThttp://vlstcorp.com/VPSIhttp://www.vpsi.org/mysitecaddy/site3/VTBhttp://www.vtb.com/Wumart Storeshttp://biz.yahoo.com/ic/124/124233.htmlXDxhttp://www.xdx.com/XO Jethttp://www.xojet.com/Yunnan Red Wine Companyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=33774658Zhonehttp://www.zhone.com/Ziloghttp://zilog.com/Investment Team:David Bondermandbonderman@texpac.comJames G. Coulterjcoulter@texpac.comWilliam S. Price, IIIVCTrailblazer Capitalwww.trailblazercap.comEarlyGrowthSoftware & InternetCommunications & NetworkingEnergy & Clean TechLife Sciences & Healthcare

300 Crescent Court, Suite 1000DallasTX75201214-871-8050

Trailblazer Capital is an early-stage and growth capital investor focused on companies based in Texas and Oklahoma. Depending on the opportunity, Trailblazer Capital will lead or co-lead an investment round and commit $500,000 to $2,000,000 into each portfolio company. Trailblazer primarily invests in companies along the I-35 corridor between Oklahoma City, Oklahoma and Austin, Texas. The firm does not invest in life science, biotechnology, medical device, real estate or natural resource companies. Trailblazer avoids opportunities that are saddled with large valuations, complex capital structures or broker fees. The firm's areas of interest include: business equipment and software, telecommunications and mobility equipment and software, gaming technology, capital-efficient green technology, health care software and services, Internet (web based) services and software and consumer electronics.Portfolio companies include:NetSockethttp://www.netsocket.com/Noofangle Mediahttp://www.noofanglemediainc.com/SE2 Labshttp://se2labs.com/CycleWood Solutionshttp://www.cyclewood.com/Entouch Controlshttp://www.entouchcontrols.com/Koupon Mediahttp://kouponmedia.com/Investment Team:David Matthews, Managing Partnerdavid@trailblazercap.comJoel Fontenot, Managing Partnerjoel@trailblazercap.comGeorge Barber, Venture PartnerJohn Curreri, CFO & COOPETransition Capital Partners, Ltd.www.transitioncapitalpartners.comMiddle MarketInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareEnergy & Clean TechMedia and Digital MediaBusiness ServicesConsumer ProductsRetail & RestaurantEducation & Training

2100 McKinney Ave, Suite 1501DallasTX75201214-978-3800214-978-3899

Transition Capital Partners, Ltd. (TCP), formerly known as Best, Patterson, Crothers & Yeoham, is a private equity firm investing in leveraged recapitalizations and management buyouts of well-managed, entrepreneurial, middle market businesses. TCP targets investments in entrepreneurial service businesses that are leaders in their niches, with a history of strong growth, defensible margins and current EBITDA of $2.0 million to $8.0 million. The firm's investment focus includes companies in the following service sectors: Healthcare and Behavioral Health Services; Non-Asset Based Logistics; Retail; Alternative Energy and Services; Security Services; Direct Marketing and Marketing Service Providers; Software Companies; Branded Food and Beverage; Hospitality and Related Services; Educational Service Providers; Telecom-munication Services; Oil and Gas Services; and Outsourcing Services. Transition Capital is affiliated with Patterson Thoma Investments, which is a family- held private investment holding company. Its principals make investments in private equity, distressed debt, real estate, venture capital, and also makes charitable contributions through the Patterson Thoma Foundation.Portfolio companies include:Alta Vista Home Carehttp://altavistarehab.net/Cambridge Home Health Carehttp://cambridgehomehealth.com/Santehttp://www.santecenter.com/Coordinated Home Healthhttp://www.chhc.com/D&S Residential Serviceshttp://www.dsresidential.com/GFRC Cladding Systemshttp://gfrccladding.com/Investment Team:Dan Patterson, Founder and Chairman, 214-978-3817Dan@tcplp.comKevyn DeMartino, Managing Director, 214-978-3836Kevyn@tcplp.comRick Baldwin, Managing Director, 214-978-3811Rick@tcplp.comForrest "Jake" Williams, Director, 214-978-3815Jwilliams@tcplp.comKeith Driscoll, Associate, 214-978-3814Keith@tcplp.comPaul Thompson, Advisory PartnerPaul@thompsongp.comJason Faucett, AssociateJason@tcplp.comITransPecos/El Paso Regional Center of Innovation and Commercializationwww.innovateelpaso.orgSeedInformation TechnologySoftware & Internet

500 W. Overland, Suite 220El PasoTX79901915-534-8148915-975-8107

The TransPecos/El Paso Regional Center of Innovation and Commercialization (TPEP RCIC) is an independent 501(c) 3 dedicated to identifying and supporting the growth of regional high tech entrepreneurs. Founded in 2005, the group's mission is to promote, support and improve technology transfer in the region and to demonstrate its benefits globally through education, advocacy, networking and communication. The RCIC will build and concentrate the capabilities that will accelerate new venture creation and the attraction of risk capital. In addition, it will serve as a resource to Texas Emerging Technology Fund (ETF) applicants, fund recipients and entrepreneurs in need of a single point of contact for high tech business resources including a service provider directory, entrepreneur mentoring and due diligence coordination.Client companies include:Secure Originshttp://secureorigins.com/Mayan Pigmentshttp://mayanpigments.com/TXL Grouphttp://www.txlgroup.com/Investment Team:Eli Velasquez, Executive Directoreli@tpeprcic.orgValerie Munoz, Public Relations CoordinatorRosey Natividad, Associate DirectorPETreadstone Partners, LLCwww.treadstone.comMiddle MarketInformation TechnologyReal Estate

2001 Ross Avenue, Suite 4200DallasTX75201214-220-1030214-220-2180

Treadstone Partners, LLC is a Dallas-based private investment firm. Founded in 1993, the firm makes investments in lower-to-middle market operating companies that are, typically, overleveraged, under-managed or confronting some other event-driven development. Investments are made across the capital structure and range from discounted bank debt to controlling equity interests. Treadstone invests in assets throughout the United States. Investments include distressed debt portfolios, corporate restructurings, recapitalization of undervalued companies and the rehabilitation of real estate assets. A key investment focus is the acquisition of controlling interests in financially-challenged operating companies. Primary interest is directed towards lower-to-middle market companies, with revenues between $10 million and $250 million, where investments can be made at significant discounts to intrinsic value. Treadstone seeks to invest between $5 million and $25 million in each acquisition.Portfolio companies include:Advanced Joining Technologieshttp://ajt-inc.com/US Cablehttp://www.uscable.com/FPM Heat Treatinghttp://www.fpmht.com/Cleveland Die & Manufacturinghttp://www.manta.com/c/mmjg7fr/cleveland-die-manufacturing-coInvestment Team:Phillip T. Dixon, Co-Founder & PresidentGary P. Thomason, Co-Founder & PrincipalCharlotte T. Hickey, Principal & CFOchickey@treadstone.comStephen C. Massanelli, PrincipalBrian F. Kowalchyk, Principalbkowalchyk@treadstone.comBruce F. Harris, Senior Directorbharris@treadstone.comMatthew K. Hawkins, Senior AdvisorJeremy D. Halverson, DirectorRobert W. Schleizer, Senior Operations AdvisorJohn P. Collins, Senior Operations AdvisorVCTrellis Partnerswww.trellis.comSeedEarlyInformation TechnologySoftware & InternetCommunications & Networking

700 Rio GrandeAustinTX78701512-330-9200512-330-9400

Founded in 1997, Trellis Partners is a team of Texas-based, venture capital professionals who focus on helping build leading technology companies through early-stage investment. The firm provides its portfolio companies strategic vision and support in addition to financial resources. Trellis Partners differs from most venture capital firms in that the entire organization works on one book.Portfolio companies include:Ziftenhttp://www.ziften.com/Tabbedouthttp://www.tabbedout.com/Zillianthttp://www.zilliant.com/Xterahttp://www.xtera.com/Tonichttp://www.tonic-online.com/Genbandhttp://www.genband.com/Debixhttps://www.allclearid.com/data-breachWisegatehttp://www.wisegateit.com/OtherInboxhttp://www.otherinbox.com/FRH Consumer Serviceshttp://www.onelogos.com/Encoding.comhttp://www.encoding.com/CPO Commercehttp://www.cpooutlets.com/Investment Team:John L. Long, Jr., General Partnerjlong@trellis.comAlexander C. Broeker, General Partnerabroeker@trellis.comSonja J. Eagle, Administrative Partnerseagle@trellis.comCharles H. Leaver, Venture Partnercl@trellis.comRon Posner, Venture Partnerrposner@trellis.comTodd Smith, Venture Partnertsmith@trellis.comVCPETriangle Peak Partnershttp://trianglepeakpartners.comEarlyGrowthExpansionMiddle MarketInformation TechnologyEnergy & Clean Tech

11 Greenway Plaza, Suite 2000HoustonTX77046831-998-9540

Triangle Peak Partners conducts private investments in companies where the firm can work with management and help create value. The firm's partners have experience in venture capital and private equity investing in private and public technology, energy, and alternative energy companies. Triangle Peak provides capital across a company's life cycle, including early stage, shipping product, late stage, and public. The firm's general goal is to invest between $2 million and $10 million in companies over time, targeting the sectors of Technology, Energy, and Alternative energy. The firm has over $300 million in assets under management, $165 million of which is in venture capital and private equity, and has offices in Carmel and Palo Alto, CA.Portfolio companies include:ASTRO Gaminghttp://www.astrogaming.com/Fusion-iohttp://www.fusionio.com/Marin Softwarehttp://www.marinsoftware.com/FliqzInchttp://www.vbrick.com/vboss/SendMeMobilehttp://www.sendmemobile.com/LibreDigitalhttp://www.libredigital.com/DriveCamhttp://www.drivecam.com/ATP Oil & Gashttp://www.atpog.com/Endeavour Internationalhttp://www.endeavourcorp.com/Plains All American GPhttp://www.paalp.com/fw/main/Career_Center-1365.htmlAchates Powerhttp://www.achatespower.com/Bunchballhttp://www.bunchball.com/Coupons.comhttp://www.coupons.com/FineLine Technologieshttp://www.finelinetech.com/Framehawkhttp://framehawk.com/Guardian Analyticshttp://www.guardiananalytics.com/Marin Softwarehttp://www.marinsoftware.com/Optifyhttp://www.optify.net/PCH Internationalhttp://pchintl.com/Ping Identityhttps://www.pingidentity.com/SCIenergyhttp://scienergy.com/snapLogichttp://www.snaplogic.com/Tremor Videohttp://www.tremorvideo.com/Yieldexhttp://www.yieldex.com/Arc Terminalshttp://arcterminals.com/PXPhttp://www.pxp.com/WireCo WorldGrouphttp://www.wirecoworldgroup.com/Regency Energy Partnershttp://www.regencygasservices.com/Investment Team: Dain F. DeGroff, Co-Founding PartnerMichael C. Morgan, Co-Founding PartnerDavid L. Pesikoff, Co-Founding PartnerScott M. Bilyeu, CFO, COO, and Chief Compliance OfficerZach P. KaufmanJames T. McCarttAndrew W. RussPETrident Growth Fund, LPwww.tridentgrowthfund.comMiddle MarketInformation TechnologySoftware & InternetLife Sciences & HealthcareMedical DeviceMedia and Digital MediaConsumer Products

8935 Gaylord Drive, Suite 189HoustonTX77024281-974-5037713-583-8934

Trident Growth Fund provides mezzanine capital to established businesses to finance growth, acquisitions, recapitalizations, and management buyouts. The firm does not invest in start-ups, project financing or real estate financing. Trident's mezzanine investment typically consists of subordinated debt with an equity component. Trident tends to focus on companies with a growth rate of 20% and revenues exceeding $3 million, and generally invests $1 to $2 million per portfolio company. Trident maintains offices in Houston and Dallas and focuses on opportunities primarily within Texas and the Southwest, but will explore select investments elsewhere within the U.S.Portfolio companies include:Going Bonkershttp://www.goingbonkers.com/Third Pillarhttp://thirdpillar.com/Curtis Matheshttp://www.curtismathes.com/iCarbonhttp://www.icarbons.com/Celo Novahttp://www.celonova.com/FutureMatrix Interventionalhttp://www.macraesbluebook.com/search/company.cfm?company=367886Massive Cashhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=7374527Bynarihttp://www.bynari.net/Investment Team: Scotty D. Cook, Managing Partnerscotty@tridentgrowthfund.comLarry St. Martin, Senior Directorlarry@tridentgrowthfund.comPETrinity Hunt Partnerswww.trinityhunt.comMiddle MarketLife Sciences & HealthcareMedia and Digital MediaManufacturing & IndustrialBusiness ServicesDefense & Homeland SecurityTransportation & Distribution

2001 Ross Avenue, Suite 4800DallasTX75201214-777-6600214-545-5248

Trinity Hunt focuses on buyouts, buy-and-builds, recapitalizations and later-stage growth equity investments in established, lower middle-market companies in the Southwest. Trinity Hunt's region comprises 11 states: Texas, Arizona, Arkansas, Colorado, Kansas, Louisiana, Missouri, New Mexico, Nevada, Oklahoma and Utah. Trinity Hunt targets established companies with enterprise values between $15 million and $150 million, focusing on opportunities where an ownership transfer and the availability of capital can renew or accelerate a company's growth prospects. The firm invests in companies with $3 million to $15 million of EBITDA. Industries the firm focuses on include: Niche Manufacturing, Value-added distribution, Business and industrial services, Healthcare, Consumer products, Media and entertainment, and Aerospace. Trinity Hunt typically invests between $5 million and $25 million of equity in transaction opportunities, which include buyouts, recapitalizations, build-ups, and later-stage growth capital. The firm is sponsored by Unity Hunt, the Lamar Hunt family company, and Capital Z Investment Partners.Portfolio companies include:Showplex Cinemashttp://www.showplexcinemas.com/Rotocraft Services Grouphttp://rotorcraftservices.com/National Default Exchangehttp://www.apcdefault.com/Lone Star Fastenershttp://lonestarfasteners.com/DMX Musichttp://www.dmx.com/Jordan Healthcarehttp://www.jhsi.com/C.J. Foodshttp://www.extrudedpetfood.com/Castlewoodhttp://castlewood.com/American Imaging Managementhttp://americanimaging.net/Columbus Medical Serviceshttp://www.columbusmedical.com/services/Coraza Systemshttp://www.corazasystems.com.my/Eating Recovery Centerhttps://www.eatingrecoverycenter.com/Heartland Dentalhttp://www.heartlanddentalcare.com/Hydro Resourceshttp://www.hydroresources.com/index.htmlInternational Surface Preparationhttp://www.surfacepreparation.com/Prosoft Traininghttp://prosoftweb.com/Security Technologies Grouphttp://www.securitytechnologiesgroup.com/Sunrise Behavioral Healthhttp://www.manta.com/c/mmp1hw4/sunrise-behavioral-healthInvestment Team:Dan Dross, Managing Partner, 214-777-6601ddross@trinityhunt.comSteve Stein, Managing Partner, 214-777-6602pstein@trinityhunt.comScott Colvert, Partner, 214-777-6603scolvert@trinityhunt.comWilliam K. Bixby III, Partner, 214-777-6613J. R. Holland, Jr., Operating Partner, 214-777-6605jholland@trinityhunt.comHunter R. Peterson, Principal, 214-777-6607hpeterson@trinityhunt.comCheryl L. Small, Vice President of Finance and Administrationcsmall@trinityhunt.comPeter J. Stein, PartnerMichael C. Steindorf, Vice PresidentPETrinity Private Equity Groupwww.trinitypeg.comMiddle MarketManufacturing & IndustrialBusiness ServicesConsumer ProductsTransportation & Distribution

700 N. Carroll Ave., Suite 170SouthlakeTX76092817-310-2900817-310-2916

Trinity Private Equity Group (TPEG) is a middle market sponsor of private equity transactions in which the firm partners with existing management in high quality companies. The principals at TPEG are experienced entrepreneurs with a history of successfully growing small to mid-size private companies in a variety of industries. Trinity prefers to make control equity investments on a leveraged basis in companies with a consistent history of profitability and growth. In non-control or minority situations, TPEG prefers investments in the form of subordinated or other structured debt. Trinity targets companies with annual revenues greater than $5 million; EBITDA of greater than $2 million; and Enterprise values greater than $5 million. Trinity's focus industries include: Consumer products, Light manufacturing, Distribution, Consumer and commercial services, Specialty retailing, and Strongly branded or patented products. TPEG's investments range from $1-$5 million in structured debt placements, or $2 million - $5 million in equity placements (in the form of control investments). Portfolio companies include:Inovar Packaginghttp://www.inovarpkg.com/Twin Peaks Restauranthttp://www.twinpeaksrestaurant.com/Accusource Solutionshttp://www.accusourcesolutions.net/Wayne Trademark Printing and Packaginghttp://www.waynetrademark.com/Farpointe Wine Shop & Tasting Loungehttp://www.farpointecellar.com/Fish City Grillhttp://fishcitygrill.com/Roofs by Nicholashttp://www.roofsbynicholas.com/Lucidity Consultinghttp://www.luciditycg.com/Walgreenshttp://www.walgreens.com/TPEG Solarhttp://www.lookupbook.com/profile/environmental-energy-and-renewables/tx/southlake/tpeg-solar-llcEE Birmingham Retail #1http://www.trinitypeg.com/portfolio/Watercrest Assisted Living Centerhttp://www.isleatwatercrestbryan.com/Piazza Sienna Condominiumshttp://www.piazzadallas.com/Liberty Loftshttp://thelibertykc.com/Cincinnati Governor's Point Retail Centerhttp://www.thestreet.com/story/10683458/1/encore-retail-acquires-360000-square-foot-governors-point-retail-complex-in-greater-cincinnati.htmlElan at Bluffviewhttp://elanatbluffview.com/Investment Team:Dan Meader, Founder and Managing Partnerdan@trinityadvisors.netWilliam Burke, Principalwilliam@trinityadvisors.netSanjay Chandra, PrincipalDaisy Chen, Financial AnalystJennifer Martin, Office ManagerVCTriton Ventureswww.tritonventures.comSeedEarlyInformation TechnologyCommunications & NetworkingConsumer Products

6300 Bridge Point ParkwayBuilding 1, Suite 500AustinTX78730512-795-5820 512-795-5828

Triton Ventures is a venture capital firm investing in spinout and startup technology companies whose products give them a defensible position in large and growing markets. Triton focuses its investment activity on the following types of companies: enterprise software, information technology, communications technology, and advanced materials. Triton's initial investment can range from $500,000 to $4 million, depending upon the needs of the company. Portfolio companies include:Applied Science Fictionhttp://www.asf.com/Charitygifthttp://www.charitygiftcertificates.org/Greenmountainhttp://www.greenmountaincoffee.com/MindFlow Technologieshttp://mindflow.com/mindflow/home_1.htmlClearOrbithttp://www.clearorbit.com/Exterprisehttp://www.enterprise.com/car_rental/home.doInnovaLighthttp://www2.dupont.com/Photovoltaics/en_US/products_services/silicon_inks/silicon_inks.htmlVincerahttp://en.wikipedia.org/wiki/VinceraGallerywatchhttp://corporate.cqrollcall.com/Hart Intercivichttp://www.hartintercivic.com/Investment Team:Scott Collier, Managing Directorscott@tritonventures.comLaura Kilcrease, Managing Directorlaura@tritonventures.comPETudor, Pickering, Holt & Co. Securitieswww.tudorpickering.com or http://tphpartners.comMiddle MarketEnergy & Clean Tech

Heritage Plaza1111 BagbyHoustonTX77002

Tudor, Pickering, Holt & Co., LLC is an integrated energy investment and merchant bank, providing high quality advice and services to institutional and corporate clients. The company's broker-dealer, Tudor, Pickering, Holt & Co. Securities, Inc., offers securities and investment banking services to the energy community. The firm's TPH Partners, LLC group makes private investments in the energy industry. The firm, headquartered in Houston, Texas, was formed through the 2007 combination of Tudor Capital and Pickering Energy Partners, Inc. TPH Partners is a Houston-based energy private equity group that makes middle-market equity investments in the upstream, midstream and oilfield services sectors of the energy industry, seeking attractive entry points into businesses that provide long-term growth potential.Portfolio companies include:Storm Peak Energyhttp://stormpeakenergy.com/Meritage Midstream Serviceshttp://www.meritagemidstream.com/Ingrainhttp://www.ingrainrocks.com/BlueRock Energy Capitalhttp://www.bluerockenergycapital.com/Universal Pegasus Internationalhttp://universalpegasus.com/ClearForkhttp://www.clearfork.k12.oh.us/Investment Team:George M. McCormick III, Managing Partnergmccormick@tphpartners.comCurt Schaefer, Managing Directorcschaefer@tphpartners.comClaire R. Harvey, Vice Presidentcharvey@tphpartners.comKristin Kelly, Associatekkelly@tphpartners.comDavid Roosth, Analystdroosth@tphpartners.comPETULCANwww.tulcan.comMiddle MarketInformation TechnologyEnergy & Clean TechManufacturing & IndustrialBusiness ServicesTransportation & Distribution

BBVA Compass Bank Building2001 Kirby Drive, Suite 1314HoustonTX77019713-526-8500877-471-8160

TULCAN manages funds in excess of $100 million and has invested in more than nine operating companies and 19 add-on acquisitions with combined enterprise values in excess of $400 million. TULCAN invests, generally, in private companies with acquisition values ranging between $5 and $50 million, with $2 to $12 million of equity in each portfolio company. While the firm invests broadly, TULCAN does have expertise in information technology, distribution, business services, oilfield services, commercial printing and manufacturing. The firm is now evaluating transactions in: Process Equipment Manufacturing, Heavy Equipment, Machining and Metal Fabrication, Distribution, Food Processing, and Chemical Manufacturing.Portfolio companies include:Dysonhttp://dyson.com/Equisales Associateshttp://www.equisales.com/Carter Control Systemshttp://www.cartercontrols.com/AeroCisionhttp://aerocision.com/Acorn Systemshttp://www.acornsys.com/Rawsonhttp://rawsonlp.com/Vector ESPhttp://www.vector.com/National Signshttp://www.nationalsigns.com/index.htmlTexas Bolt & Nuthttp://texasbolt.com/Pye & Hoganhttp://pyehogan.openfos.com/IGI/Earth Colorhttp://www.earthcolor.com/Harris Webb & Garrisonhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=4308221Investment Team:Louis M. Girard, Managing Directorlgirard@TULCAN.comElliot Roosevelt III, Advisor to and Special Limited Partnereroosevelt@TULCAN.comTripp H. Rice, Directortrice@TULCAN.comTTThe University of Texaswww.mdanderson.org/departments/techcommercSeedLife Sciences & HealthcareMedical Device

M. D. Anderson Cancer Center, Office of Technology Commercialization1515 Holcombe Blvd.HoustonTX77030713-745-9604

The Office of Technology Commercialization (OTC) is actively identifying platform level technologies suitable for start-up company formation in order to create institutional value for intellectual property derived from novel inventions made by M. D. Anderson researchers and faculty. Since 1987, OTC has been involved in the creation of eleven affiliated companies that have raised over $300 million on the strength of M. D. Anderson technologies. Four portfolio companies listed on NASDAQ have raised over $230 million and funded $25 million in sponsored research at M. D. Anderson.Portfolio companies include:AdventRX Pharmaceuticalshttp://www.adventrx.com/Antigenicshttp://www.agenusbio.com/ApoCellhttp://www.apocell.com/MediQuest Therapeuticshttp://mqti.com/NanoSpectra Bioscienceshttp://www.nanospectra.com/Nuverahttp://www.nuvera.com/IdeV Technologieshttp://www.idevmd.com/Moleculinhttp://houston.citybizlist.com/17/2011/3/14/Moleculin-Based-on-MD-Anderson-Cancer-Ctr.-Technology-Raises-1.2M--cbl.aspxTargeted Geneticshttp://www.ampliphibio.com/Castle Bioscienceshttp://castlebiosciences.com/DNATrixhttp://www.dnatrix.com/BioPathhttp://www.biopathholdings.com/Moleculinhttp://houston.citybizlist.com/17/2011/3/14/Moleculin-Based-on-MD-Anderson-Cancer-Ctr.-Technology-Raises-1.2M--cbl.aspxMediQuest Therapeuticshttp://mqti.com/Investment Team:Christopher Capelli, M.D., Vice President, Technology Based Ventures, 713-745-9602ccapelli@mdanderson.orgNatalie J. Wright, J.D., Managing Director, IP Management & Licensing, 713-745-9691nwright@mdanderson.orgTom L. Lee, Director, Active Venture Development, 713-745-9603tllee@mdanderson.orgPEVenquest Capital Partnerswww.venquestcapital.comMiddle MarketMedical DeviceBusiness Services

3890 W. Northwest Highway, Suite 235DallasTX75220214-978-4640 214-978-4646

Venquest Capital Partners is a provider of equity capital to facilitate acquisitions, buyouts, internal growth and recapitalizations of privately-held, middle market companies valued up to $100 million. Venquest Capital Partners has the flexibility to consider a wide range of acquisition targets, but companies with the following characteristics are preferred: Operating History - Prospect companies should have a minimum of three years profitable operating history (the firm does not invest in startup or seed stage ventures; Growth Potential - Prospect companies should have achievable growth opportunities through internal measures or strategic acquisitions; Critical Mass & Profitability - Prospect companies should have annual revenue in excess of $10 million and EBITDA exceeding $2.5 million; Companies operating in stable industries, typically in the manufacturing, distribution and service sectors, are favored; and Defensible Market Niche - Preferred prospects will have a dominant market position or defensible niche within their industry.Portfolio companies include:Petroplex Acidizinghttp://www.petroplex.com/Premier Retail Interiorshttp://www.manta.com/c/mtq3wxk/premier-retail-interiors-incAlsayhttp://alsaywater.com/Precept Medical Productshttp://preceptmed.com/Investment Team:Paul L. Bureau III, Managing Partner, 214-978-4641pbureau@venquestcapital.comDavid E. Smartt, Managing Partner, 214-978-4642dsmartt@venquestcapital.comNick Pauleit, Associate, 214-978-4643npauleit@venquestcapital.comVCVesalius Ventureswww.vesaliusventures.comSeedEarlyGrowthInformation TechnologyLife Sciences & HealthcareEnergy & Clean Tech

1330 Post Oak Boulevard, Suite 2550HoustonTX77056713-877-9276713-877-8669

Vesalius Ventures is a venture capital firm created for diversified investments, targeting large but unmet market needs, compelling technologies, exceptional management teams and superior companies. Founded in 2002 as a VC accelerator focused in medical informatics and technology (Telemedicine) and built upon the foundation of the work of the management team, Vesalius has now created a unique firm for the evolutionary technologies in emerging markets, through the entities Vesalius Ventures, Inc. and Vesalius Capital Group, LLC. Vesalius Ventures is a venture capital vehicle solely dedicated to supporting the business development and funding of early stage technologies to advance the evolving world of medicine. The acceleration begins with identifying promising technology, developing the business opportunity, financing and bringing them to market. Vesalius Capital Group exploits opportunities in advanced technologies in the areas of clean tech, healthcare, information technology and energy. The company focuses on early - mid stage diversified investments, utilizing specialized finance strategies to bring new technologies to the market.Portfolio companies include:RMD Networkshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=12915067Monebo Technologieshttp://monebo.com/Health Hero Networkhttp://www.bosch-telehealth.com/en/us/startseite/home.htmlSimbol Mininghttp://www.simbolmaterials.com/Investment Team:Bernard A. Harris, Jr., President & CEOBernard@vesaliusventures.comPamela R. Jones, Chief Administrative OfficerPamela@vesaliusventures.comMarsha G. Lamb, Vice President of Strategic InitiativesKenneth L. Seymens, Venture PartnerJay H. Sanders, Chair of Technology BoardPEVirgo Capitalwww.virgocapital.comMiddle MarketInformation TechnologyFinancial ServicesBusiness Services

611 South Congress Avenue, #420AustinTX78704512-416-7840 512-519-1656

Virgo Capital is a private equity firm focused on making control investments in profitable and growing technology-enabled services companies, targeting functional outsourced services and financial technology companies. Virgo Capital seeks companies with revenue of $10 and 30 million, strong customer relationships, and domain expertise, and actively adds value by leveraging the team's experience in areas such as the strategic use of technology, outsourcing, and mergers and acquisitions. Virgo Capital, with offices in Austin and Oklahoma City, manages Virgo Capital Fund I, LP which has total capital commitments of nearly $50 million. Virgo Capital typically invests in companies with enterprise values of $10 to 25 million.Portfolio companies include:Thinkspeedhttp://www.thinkspeed.com/Accord Human Resourceshttps://www.accordhr.com/iProfilehttp://www.iprofile.net/Oxford Insurancehttp://www.oxfordinsurance.com/Accruenthttp://www.accruent.com/Healthaxishttp://www.healthaxis.com/Investment Team:Hemanth Parasuram, Managing Director, 405-227-9451hemanth@virgocapital.comGuhan Swaminathan, Managing Director, 512-275-7841guhan@virgocapital.comArun Prakash, Vice President, 512-275-7843arun@virgocapital.comNathaniel Robinson, Vice President, 512-637-9143nate@virgocapital.comPEVista Equity Partnerswww.vistaequitypartners.comMiddle MarketInformation TechnologySoftware & Internet

401 Congress Avenue, Suite 3100AustinTX78701512-651-3355512-651-3353

Vista Equity Partners has approximately $6 billion in committed capital, and focuses on the software industry. The firm looks for companies that research and develop a proprietary software solution and either license it to their customers or leverage it internally to create a technology-enabled service. This includes companies that develop and market: Software, Software-as-a-Service ("SaaS"), Technology-enabled business services and Technology-enabled information services. Investment has historically ranged from $20 million to $200+ million in equity capital but the firm is capable of financing larger transactions. Additionally, the firm has provided initial funding below this range as well. The firm pursues investments using a variety of transaction types including, but not limited to: Management and/or leveraged buyouts, Growth or acquisition financings, Recapitalizations or restructurings, Spinouts or divestitures, and Going private transactions.Portfolio companies include:Aderanthttp://www.aderant.com/BigMachineshttp://www.bigmachines.com/MicroEdgehttp://microedge.com/Brainwarehttp://www.brainware.com/P2 Energy Solutionshttp://www.p2energysolutions.com/Ventyxhttp://www.ventyx.com/Accerohttp://www.sumtotalsystems.com/Accruenthttp://www.accruent.com/MRI Softwarehttp://mrisoftware.com/Surgical Information Systemshttp://www.sisfirst.com/CDC Softwarehttp://www.cdcsoftware.com/Reynolds & Reyondshttp://www.reynoldskitchens.com/reynoldskitchens/en/home.aspSirsiDynixhttp://www.sirsidynix.com/SumTotalhttp://www.sumtotalsystems.com/Sunquesthttp://www.sunquestinfo.com/Turazhttp://www.turazglobal.com/Viterahttp://www.viterahealthcare.com/Pages/default.aspxZywavehttp://www.zywave.com/Investment Team:Robert F. Smith, Chairman and CEOrsmith@vistaequitypartners.comBrian N. Sheth, Presidentbsheth@vistaequitypartners.comAlan Cline, Principalacline@vistaequitypartners.comJames M. Ford, COOjford@vistaequitypartners.comJames Hickey, Principaljhickey@vistaequitypartners.comRob Rogers, PrincipalChristian Sowul, Principalcsowul@vistaequitypartners.comMartin Taylor, President of Vista Consulting Groupmtaylor@vistaequitypartners.comVincent L. Burkett, PrincipalVCVortex Partners

16200 Addison Road, Suite 150AddisonTX75001214-849-9806214-849-9850

www.vortexpartners.comEarlySoftware & InternetBusiness Services(Mailing Address)P.O. Box 612207DallasTX75261-2207Vortex Partners is a Dallas-based venture capital firm focused on investing in business services & software companies. Vortex Partners invests in entrepreneurs who desire to build, own and run companies targeting large opportunities in new, rapidly developing markets. The firm's main areas of focus are business services & software companies. Vortex is currently investing from its Vortex Corporate Development Fund, a $50M fund that focuses on being the first institutional capital in startup opportunities that build upon disruptive technologies.Portfolio companies include:OpsTechnologyhttps://market.opstechnology.com/RealFoundationshttp://realfoundations.net/RealManagehttp://realmanage.com/Investment Team:Christopher O'Neill, Founder and General Partnerconeill@vortexpartners.comTom Hedrick, Venture Partnertomhedrick@vortexpartners.comVCWaveland NCP Texas Ventures, LPwww.wavelandventures.comEarlyGrowthInformation TechnologyLife Sciences & HealthcareBusiness ServicesReal Estate

515 Congress Ave., Suite 1700AustinTX78701512-450-5110

Founded in 2002, Waveland Ventures, LLC provides capital and structured financial solutions to operating companies and owners/developers of commercial real estate. Waveland currently manages approximately $800 million in venture capital and leveraged debt investments. The firm's investment philosophy is predicated on the belief that significant secular trends have converged to create compelling investment opportunity in what are commonly referred to as Emerging Domestic Markets (EDMs). EDM's can be defined as people, geographic areas, or enterprises that face constraints in accessing traditional sources of debt and equity capital, and include: Small and medium sized businesses; Early and seed stage operating companies; Businesses and real estate located in low and moderate income census tracts; and Ethnic and/or minority owned businesses. Waveland's investments typically range between $250,000 and $2.5 million. Headquartered in Milwaukee, Waveland has established offices with investment professionals in: Milwaukee, Denver, Birmingham, and Austin. Portfolio companies include:Boa Technologieshttp://www.boatechnology.com/Edel Golfhttp://www.edelgolf.com/Sensorbit Systemshttp://www.sensorbit.com/Parker Medicalhttp://www.parkermedical.com/ToolWatchhttp://www.toolwatch.com/Hyperionhttp://en.wikipedia.org/wiki/Hyperion_(mythology)TelaDoc Medical Serviceshttp://www.teladoc.com/MiPueblohttp://www.mipueblofoods.com/Mobile Command Systemshttp://www.nor-e.com/mobile_incident_command_systems.phpFive Stateshttp://fivestates.com/IPMShttp://www.ipmsusa.org/Investment Team:Rick Hayes, CEOrhayes@wavelandventures.comJohn Segerdahl, CFOPaul Deslongchamps, Chief Investment Officerpauld@wavelandventures.comChester Schwartz, Managing Director/General Counselcschwartz@wavelandventures.comLacey Tomczuk, ControllerVCPEWaverly Capitalwww.waverlycapital.comEarlyMiddle MarketInformation TechnologyCommunications & Networking

3615 Gillon AvenueDallasTX75205214-528-2248

Waverly Capital specializes in investments in closely held companies, and in select new venture opportunities, where there is the potential for substantial capital appreciation. Waverly targets opportunities to invest in private, middle market companies throughout the United States in established industries with low risk of technological obsolescence. Waverly typically invests in companies with revenues of up to $50 million and with transaction values typically ranging from $5 to $30 million. The firm specializes in leveraged acquisitions of closely held companies and investments. The firm is also interested in opportunities to invest with co-investment partners.Portfolio companies include:N/AInvestment Team:J. Giffen Weinmann Jr., Managing DirectorIThe West Texas A&M Enterprise Networkwww.incubationworks.comSeedEarlyLife Sciences & HealthcareManufacturing & IndustrialConsumer ProductsRetail & RestaurantEducation & Training

2300 N. WesternAmarilloTX79124806-374-9777806-374-9778

The West Texas A&M Enterprise Network is a multi-site business incubator network serving the top 32 counties in the Texas Panhandle. The 31,000 square foot facility offers office and production space for early stage businesses. The mission of the WTAMU Enterprise Network is to build the economic base of Amarillo and selected rural communities by helping start-up and early-stage companies become successful. Benefits the Amarillo Enterprise Center offers the local community include new job creation, greater local revenue generated through diversified economic bases and a reversal of economic decline. The Amarillo EnterPrize Challenge is a program designed to assist entrepreneurs in launching a new small business or expanding an existing small business. This Challenge is funded through the Amarillo EDC and facilitated through the WTAMU Enterprise Center. Applicants must provide a qualified business plan for an opportunity to receive up to $75,000 each. As of December 31, 2011, Enterprise Center companies achieved gross revenue in excess of $64 million and contributed more than $1.9 million in new capital. Incubator companies employed 377 people, equating to more than $12.75 million in annual payroll.Tenant companies include:InTerrahttps://www.interracu.com/Speed Paintinghttps://www.speedpainting.com/index.htmlCaprock Buildershttp://caprockcustomhomes.com/Sage Oil Vachttp://sageoilvac.com/La Tapatiahttp://tunein.com/radio/La-Tapatia-FM-1035-s88435/Tascosa Hot Saucehttp://www.tascosahotsauce.com/Perdue Acousticshttp://www.perdueacoustics.com/Roberts Ditchinghttp://robertsditching.com/index.htmlManagement Team:David Terry, MBA, Executive Directordterry@mail.wtamu.eduJeff Reid, BBA, Associate DirectorCori Burns, MBA, Marketing DirectorAnn Stanford, Program Coordinatorastanford@wtamu.eduMelissa Kalka, Client Services Coordinatormelissa@incubationworks.comDrew Whipple, Facilities Supervisordrew@incubationworks.comPEWhite Deer Energywww.whitedeerenergy.comMiddle MarketEnergy & Clean Tech

700 Louisiana, Suite 4770HoustonTX77002713-581-6900 713-581-6901

White Deer Energy is a middle market, buy-and-build private equity fund focused on the exploration & production, oilfield service and equipment, and midstream sectors of the oil and gas industry. With $822.4 million in assets under management, White Deer Energy is a long-term investor of growth capital and targets equity investments of $25 to $120 million. The firm has office locations in Houston and New York.Portfolio companies include:PostRock Energyhttp://www.pstr.com/Fibersparhttp://fiberspar.com/O-Tex Holdingshttp://www.manta.com/c/mr5pcln/o-tex-holdings-incCrescent Companieshttp://www.thecrescentcompanies.net/Accelerated Companieshttp://www.acceleratedproduction.com/companies/companies_wtp.htmlSharewell Holdingshttp://sharewellcapital.com/?page_id=224Shores-Sentry Holdingshttp://www.whitedeerenergy.com/portfolio.htmlEpic Midstreamhttp://epicmidstreamllc.com/index.htmlInvestment Team:Thomas J. Edelman, Managing Partnertedelman@whitedeerenergy.comBen A. Guill, Managing Partnerbguill@whitedeerenergy.comJim K. Meneely III, Managing Directorjmeneely@whitedeerenergy.comJames E. Saxton, Managing Directorjsaxton@whitedeerenergy.comJospeh R. Edwards, Managing Directorjedwards@whitedeerenergy.comPEWhite Rock Venture Fundwww.chapmanhext.com/white-rock-venture-fund-lp-landings-49.html Middle MarketSoftware & InternetMedical DeviceManufacturing & IndustrialReal EstateTransportation & Distribution

c/o Chapman, Hext & Company, P.C.301 South Sherman, Suite 200 RichardsonTX75081-4176972-644-7112 972-680-8685

The White Rock Venture Fund is a Private Equity fund that primarily invests in companies needing growth capital. The companies must have minimum revenue of $5 million, and EBITDA of at least $500,000 annually. The Fund has been active since 2003 and the investment emphasis includes a variety of industries: Electronics, Manufacturing, Medical devices, Software, Distribution, and Real Estate. The fund does not have any specific limitations on the geographic location; however, the focus is Texas, the surrounding states and the Southern part of the United States. The capital for the fund is contributed by the Shareholder's of Chapman, Hext & Co. and the fund is a closed fund that is not open to outside investors. Portfolio companies include:N/AInvestment Team:Greg HextAWild Basin Investments, LLChttp://wildbasininv.comSeedEarlyInformation Technology

AustinTX

Formed in 2007, Wild Basin Investments is an early stage investment firm in Austin, TX.Portfolio companies include:N/AInvestment Team:Rosa McCormick, Managing Director, www.linkedin.com/pub/rosa-mccormick/1b/989/278Craig Harris, CFO, www.linkedin.com/pub/craig-harris/0/a8b/493PEWingate Partners, LPwww.wingatepartners.comMiddle MarketManufacturing & IndustrialBusiness ServicesTransportation & Distribution

750 N. St. Paul Street, Suite 1200DallasTX75201214-720-1313214-871-8799

Founded in 1987, Wingate purchases controlling equity investments in manufacturing, distribution and service businesses, typically with revenues between $50 and $250 million. Wingate's total transaction size generally ranges from between $25 million and $100 million. Wingate has managed four funds with total capital of approximately $500 million. Wingate Partners IV, LP was formed in late 2006 with approximately $200 million of capital. The firm seeks to acquire businesses in either of two categories: Under-performing companies (which includes those with substandard operating performance) or Industries in transition, (which have solid operating performance but are in industries undergoing significant change). Wingate targets manufacturing, distribution and service businesses with a significant market share position. All industries are considered except banking, insurance, real estate, media, natural resources, and high technology. Wingate has acquired platform companies in 21 industries and completed a total of 69 acquisitions. The cumulative revenues of these companies exceeds $7 billion. The firm invests in companies headquartered in the United States. Portfolio companies include:Preferred Compoundinghttp://preferredrubber.com/Dunn Paperhttp://dunnpaper.com/Western Marketinghttp://www.wmacorp.com/Stein Worldhttp://www.steinworld.com/Sunrise Oildfeild Serviceshttp://sunriseoilfield.com/Industrial Container Serviceshttp://www.iconserv.com/Cal Pacific Specialty Foodshttp://www.manta.com/c/mmlmd62/cal-pacific-specialty-foodsNational Spirit Grouphttp://nationalspirit.com/S&N Communicationshttp://sncomm.com/USA Environmenthttp://usaenviro.com/Premier Retail Interiorshttp://www.manta.com/c/mtq3wxk/premier-retail-interiors-incInvestment Team:Jay I. (Bud) Applebaum, Principalbudapplebaum@wingatepartnersBradley K. Brenneman, Principalbradbrenneman@wingatepartners.comMichael B. Decker, Principalmikedecker@wingatepartners.comChris Dupre, Senior Vice PresidentJason Reed, PrincipalFrederick B. Hegi Jr., Principal and Founding Partnerfredhegi@wingatepartners.comJames A. Johnson, PrincipalMatt R. Baldwin, AnalystBrian E. Steinbrueck, Vice PresidentPEWoodcrest Capital, LLCwww.woodcrestcapital.comMiddle MarketSoftware & InternetCommunications & NetworkingLife Sciences & HealthcareEnergy & Clean TechMedia & Digital MediaFinancial ServicesReal Estate

3113 South University Drive, Sixth FloorFort WorthTX76109817-927-0050817-927-1769

Woodcrest Capital, LLC is a diversified investment firm that develops and acquires Real Estate and makes equity investments. The Woodcrest Capital principal has experience in the establishment, evaluation and oversight of companies in a variety of industries. Since its founding in 1981, Woodcrest has completed investment transactions involving many types of development, purchases and structured financing. Woodcrest's private company investment strategy focuses on start up companies with an opportunity to significantly grow in value. Woodcrest Capital, in addition to Real Estate and oil and gas investing, remains interested in investing in media, logistics, digital communications, entertainment, technology, software, healthcare, ranching, and banking industries.Portfolio companies include:Woodcrest Constructionhttp://woodcrestconstruction.com/Tarrant Residentialhttp://tarrantresidential.com/Digital Defensehttp://www.ddifrontline.com/HPJ Mediahttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=1530073LignUphttp://lignup.com/Sugarland Feed Yardhttp://sugarlandfeedyard.com/Eagle Ranchhttp://www.eagleranch.org/The Inventity Grouphttp://investing.businessweek.com/research/stocks/private/board.asp?privcapId=9480727Investment Team:James A. Ryffel, Founder and Presidentryffel@woodcrestcapital.comTeresa Manire, Executive Assistantteresa@woodcrestcapital.comTrent Gilley, Acquisition/Dispositiontgilley@woodcrestcapital.comPaul Wagner, Accounting Managerpaul@woodcrestcapital.comVCPEYellowstone Capital, Inc.www.yellowstonecapital.comGrowthExpansionMiddle MarketLife Sciences & HealthcareEnergy & Clean TechManufacturing & IndustrialConsumer Products

1177 West Loop S., Suite 1425HoustonTX77027713-650-0065713-650-0055

The Yellowstone Group is a Houston-based, private equity and venture capital investment firm, focused on acquiring and/or investing in small to medium-sized businesses in the following industry groups: Industrial & Energy Equipment Manufacturing, Branded Food & Beverage, Health-care/Life Sciences, and Alternative & Renewable Energy Technologies. Yellowstone makes its acquisitions and investments primarily employing a majority investor "buyout" approach, although a venture capital/minority investment model is also employed, particularly in the healthcare/life sciences and alternative/renewable energy sectors. In a "buyout" transaction, Yellowstone invests between $3 million and $10 million. General investments range between $50,000 and $3 million. For venture-level investing in the Healthcare/Life Sciences field, Yellowstone does not require a minimum level of revenue. Yellowstone requires a minimum of $10 million of annual revenues for Industrial & Energy Equipment Manufacturing and Branded Food & Beverage sectors.Portfolio companies include:FemPartnershttp://www.fempartners.com/Idev Technologieshttp://www.idevmd.com/Sadra Medicalhttp://sadramedical.com/Agennixhttp://agennix.com/Utopia Waterhttp://local.yahoo.com/info-19438605-utopia-water-supply-company-utopiaTriReme Medicalhttp://www.trirememedical.com/Solaris Nanoscienceshttp://www.solarisnano.com/Chung's Gourmet Foodshttp://www.chungsfoods.com/Huxtable Foodshttp://www.huxtables.com/Grayloc Productshttp://www.oceaneering.com/subsea-products/grayloc/Investment Team:Omar A. Sawaf, Presidento.sawaf@yellowstonecapital.comWilliam D. Brewer, Presidentw.brewer@yellowstonecapital.comRichard M. Owen, Chief Financial OfficerVreij "Reg" Arthur Kolandjianv.kolandjian@yellowstonecapital.comAnthony T. Nguyen, PrincipalBlue Tip Energy Partners, LPwww.bluetipenergy.comPEEnergy & Clean TechMiddle MarketBlue Tip Energy Partners, LP is an energy-focused private equity fund managed by Blue Tip Energy Management, LLC. Blue Tip Energy's managers are a self-contained energy investing and operating group that have worked together as a team since 1998. Blue Tip Energy seeks to invest capital in the upstream energy industry, providing its investors with financial returns at a moderate risk. The Fund targets returns net to investors of 25% IRR and 2.2 times cash on cash. Blue Tip Energy will pursue the same proven investment strategy building a portfolio of 6 to 8 investments totaling about $30 million each. Specifically, the strategy targets underperforming oil and natural gas assets, less than $40 million in value, through negotiated transactions where Blue Tip can control operations. The firm's targeted investment sizes range up to $25 million, however an additional "follow-on" capital between $5 to $20 million is deployed to optimize and develop the field. Blue Tip has an additional office in Denver, and is currently looking for investments in the U.S., predominately in Texas, Mid-Continent, and Rocky Mountain region.

15810 Park Ten Place, Suite 160HoustonTX77084281-944-3800281-944-3790

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Richard A. DiClaudio, Managing Partner and Chief Executive Officer (Pittsburgh)radiclaudio@bluetipenergy.comGregory S. Brown, Managing Partner and General Counselgbrown@bluetipenergy.comBruce L. Taylor, Managing Partner and Presidentbtaylor@bluetipenergy.comCenter for Innovationhttp://thecenterforinnovation.orgITTSoftware & InternetCommunications & NetworkingMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareSeedEarlyThe Center For Innovation is a non-profit established in 2001 by the Arlington Chamber of Commerce Foundation to serve as a catalyst for technology led economic development. The Center brings together technology, capital and talent to match market needs with research capabilities of industry, academia and government. Recognizing the importance of the availability of the right type of funding at the right time in the commercialization lifecycle, the Center for Innovation provides access to a mix of private and public funding sources. These include: Proof of Concept Funds for early stage funding of university research; Small Business Innovation Research (SBIR), Small Business Technology Transfer (STTR), and Texas Emerging; Technology Fund (ETF); Angel Capital; Venture Capital; and Corporate Venture Capital. TechComm is a federal technology transfer Partner Intermediary established in 2010. TechComm is a coalition of U.S. federal agencies and their federal labs, working with the Center to advance the commercialization of federally funded research, by (1) the transfer of federal patented technology to business and industry for commercial use and manufacturing; and (2) cooperative research and development agreements between federal labs with university, business and industry partners.

202 E. Border St., Suite 300ArlingtonTX76010817-543-4294817-261-7389

Portfolio companies include:Ayoka Systemshttp://www.ayokasystems.com/Devicixhttp://www.devicix.com/Chappell Collaborationshttp://chappellcollaborations.com/Energytronixhttp://www.energytronix.com/Engineering Controls for Medicinehttp://www.toolingu.com/definition-850115-19845-engineering-control.htmlEnvironmental Purificationhttp://www.environmentalfiltration.com/index.htmlEquityNethttps://www.equitynet.com/Imagecomhttp://imagecom.lifepics.com/Resonant Sensorshttp://resonantsensors.com/Semeranehttp://www.semerane.com/SSFuelcohttp://ssfuelco.com.whoisbucket.com/Investment Team:Shekar Rao, Vice President of Development, 817-543-4292srao@thecenterforinnovation.orgMichael Muthig, Senior Technology Transfer Officer, 803-414-2905mmuthig@thecenterforinnovation.orgBen Magill, Sr. Director of Development, 817-543-4298bmagill@thecenterforinnovation.orgKaren Nolen-Austin, Director, Education & Workforce Development, 817-543-4290knolenaustin@thecenterforinnovation.orgHenry Lewczyk, Vice President Marketing & Communications, 817-543-4284lewczyk@arlingtontx.comJane Jackson, Program Assistant, 817-543-4294jjackson@thecenterforinnovation.orgDFJ Mercury Venture Partnerswww.dfjmercury.comVCInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareSeedEarlyDFJ Mercury is a Texas-based, seed and early stage venture capital fund and is part of the global intelligence network of Draper Fisher Jurvetson funds. DFJ is particularly interested in emerging technologies and will consider any market-driven technology opportunity in information technology, cleantech, and life sciences. DFJ Mercury typically invests $100,000 to $1.5 million in seed and early stage companies and can also build syndicates for investments needing larger amounts of capital. The firm expects to invest between $2 million and $5 million over the life of an investment.

One Greenway Plaza, Suite 930 HoustonTX77046713-715-6820713-715-6826

(Austin Office)Austin Technology Incubator3925 West Braker Lane, 3rd Floor - MCC BuildingAustinTX78759Portfolio companies include:Alert Logichttp://www.alertlogic.com/Podcast Readyhttp://www.podcastready.com/info.php?page=23&section=8VizionWarehttp://www.cepro.com/article/vizionware_maker_of_high_end_hdmi_products_is_out_of_business/ActaCellhttp://www.actacell.com/Ambiq Microhttp://ambiqmicro.com/Callisto.fmhttp://www.callisto.fm/DNAtrixhttp://www.dnatrix.com/Excelerate Labshttp://exceleratelabs.com/Fluenseehttp://www.fluensee.com/GameSaladhttp://gamesalad.com/Glycos Biotechnologieshttp://www.glycosbio.com/Graphic.lyhttp://graphicly.com/Illumitexhttp://www.illumitex.com/Imagnxhttp://www.manta.com/c/mt1f0j6/imagnx-incInfochimpshttp://www.infochimps.com/Kabongohttps://www.kabongo.com/Macheenhttp://www.macheen.com/Vertos Medicalhttp://www.vertosmed.com/index.phpUnWired Nationhttp://www.unwirednation.com/Swift Bioscienceshttp://swiftbiosci.com/Share Thishttp://sharethis.com/Performixhttp://performixinc.com/Marval Bioscienceshttp://www.marvalbiosciences.com/Koupon Mediahttp://kouponmedia.com/Investment Team:Dan Watkins, Managing Directordan@dfjmercury.comBlair Garrou, Managing Directorblair@dfjmercury.comPaul H. Campbell, Directorpaul@dfjmercury.comNed Hill, Managing Directorned@dfjmercury.comAziz Ahmed Gilani, Directoraziz@dfjmercury.comElm Creek Partnerswww.elmcreekpartners.comPEEnergy & Clean TechManufacturing & IndustrialBusiness ServicesFinancial ServicesDefense & Homeland SecurityMiddle MarketElm Creek Partners is a Dallas-based private equity group investing primarily in Texas and the Southwest. The firm seeks investment opportunities in the smaller middle market where access to institutional capital is limited by a company's size, industry or other complications. Elm Creek Partners will make controlling equity investments of $3 to $6 million, primarily in established companies led by experienced entrepreneurs with vision and integrity. The firm typically considers investment opportunities in the manufacturing/distribution, business or financial services arenas, but has a particular interest in Aerospace & Defense, Transaction Processing, Packaging, and Waste & Energy Management. Transaction types can include management-led recapitalizations, acquisition financings or growth capital investments. A potential investment opportunity should generally have between $10 and $50 million in revenues and positive operating cash flows of at least $1 million. The firm has no geographic limitations; however, Elm Creek does focus on investments in Texas and the surrounding states.

300 Crescent Court, Suite 1000DallasTX75201214-975-5650

Portfolio companies include:Design Guidehttp://www.designguide.com/FreeFlighthttp://www.freeflightsystems.com/Milleniumhttp://www.millennium.com/Healthcare Managementhttp://www.healthmanagementcareers.org/Investment Team:Aaron Handler, 214-871-5655aaron@elmcreekpartners.comZach Wooldridge, 214-871-5650zach@elmcreekpartners.comMain Street Capital Corporationwww.mainstreethouston.comPEManufacturing & IndustrialMiddle MarketFormed in 2002, Main Street Capital provides mezzanine capital to small and middle market companies. The firm focuses on ownership transitions, recapitalizations, strategic acquisitions, business expansion and other growth initiatives for later stage businesses. The Fund's investments typically take the form of subordinated debt (with equity participation) or preferred equity securities, but can include any combination of subordinated debt, preferred stock, convertible securities and common equity. Main Street targets later stage basic businesses with revenues ranging from $10 to $150 million, EBITDA of $5-$25 million, and growth characteristics. Geographically, the firm focuses on investment opportunities in the Southern and Southwestern regions of the U.S., but will consider any domestic investment opportunity, with amounts typically ranging in size from $2 to $15 million.

1300 Post Oak Blvd., Suite 800HoustonTX77056713-350-6000713-350-6042

Portfolio companies include:Advantage Millworkhttp://www.advantage-millwork.com/Houston Plating and Coatingshttp://www.houstonplating.com/Turbine Air Systemshttp://tas.com/Affinity VideoNethttp://www.affinityvideo.net/American Sensor Technologieshttp://www.astsensors.com/Audio Messaging Solutionshttp://www.spectrio.com/Cafe Brazilhttp://cafebrazil.com/California Healthcare Medical Billinghttp://www.chmbinc.com/CBT Nuggesthttp://www.cbtnuggets.com/Ceres Managementhttp://www.ceresmanagement.co.uk/Compact Power Equipment Centershttp://compactpowercenter.com/Condit Exhibitshttp://www.condit.com/Currie Technologieshttp://www.currietech.com/Drilling Infohttp://info.drillinginfo.com/Gulf Manufacturinghttp://www.gulfmfg.net/Harrison Hydra-Genhttp://harrisonhydragen.com/Hawthorne Customs & Dispatch Serviceshttp://www.mainstcapital.com/Hawthorne-Customs.phpHayden Acquisitionhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=25534804Hydratec Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=60472152Indianapolis Aviation Partnershttp://www.manta.com/c/mtbzdcf/indianapolis-aviation-partners-llcIRTH Solutionshttp://irthsolutions.com/Jensen Jewelers of Idahohttp://www.jensen-jewelers.com/KBK Industrieshttp://kbkfiberglass.com/Lighting Unlimitedhttp://lighting-unlimited.com/Merrickhttp://www.merrickbank.com/Mid-Colmbia Lumber Productshttp://mid-columbialumber.com/The MPI Group/Metal Productshttp://www.metalproductsinc.com/NAPCO Precasthttp://napcosa.com/National Cardiovascular Partnershttp://ncplp.com/National Trench Safetyhttp://ntsafety.com/Olympus Building Serviceshttp://www.olympusbuildingservices.com/Omi Holdingshttp://www.asx.com.au/asx/research/companyInfo.do?by=asxCode&asxCode=OMIOnAsset Intelligencehttp://onasset.com/OPI Internationalhttp://opiinternational.com/PPL RVshttp://www.pplmotorhomes.com/Principle Environmentalhttp://principleenviro.com/River Aggregateshttp://riveraggregates.com/Schneider Sales Managementhttp://www.schneidersales.com/about.htmlSupport Systems Homeshttp://www.supportsystemshomes.com/Technical Innovationshttp://homedome.com/Televerdehttp://www.televerde.com/Thermal & Mechanical Equipmenthttp://www.tmec.com/Uvalco Supplyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=6910516Van Gilder Insurancehttp://www.vgic.com/Vision Interestshttp://www.waves.utoronto.ca/prof/gelefth/vision-interests.htmlWalden Smokey Pointhttp://www.mainstcapital.com/82.phpWorldcalhttp://www.worldcall.com.pk/Ziegler's New York Pizza Departmenthttp://www.aznypdpizza.com/Investment Team:Vincent Foster, Chairman of the Board and Chief Executive Officervdfoster@mainstreethouston.comTodd Reppert, President and Chief Financial Officertreppert@mainstreethouston.comCurtis Hartman, Senior Vice President and Managing Directorchartman@mainstreethouston.comDwayne Hyzak, Senior Vice President, Finance and Managing Directordhyzak@mainstreethouston.comDavid Magdol, Senior Vice President and Managing Directordmagdol@mainstreethouston.comQuantum Energy Partnerswww.quantumep.comPEEnergy & Clean TechMiddle MarketFounded in 1998, Quantum Energy Partners provides private equity to the global energy industry. With more than $6.5 billion in assets under management, Quantum targets investment opportunities between $200 million to $2 billion that have sustainable competitive advantages within well-defined segments of the energy industry. Quantum primarily focuses on the oil and gas upstream, midstream and power sectors as well as a much broader range of opportunities across the entire energy industry. The firm actively invests in Canada and pursues opportunities outside of North America.

5 Houston Center1401 McKinney Street, Suite 2700HoustonTX77010713-452-2000 713-452-2100

Portfolio companies include:Aspect Holdingshttp://aspectenergy.com/Bluestream Energy Partnershttp://www.marketwire.com/press-release/quantum-energy-partners-announces-formation-bluestem-energy-with-jack-hightower-1551249.htmCeritas Energyhttp://ceritasgroup.com/Chalker Energy Partnershttp://www.chalkerenergy.com/Crump Energy Partnershttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=60446739Denali Oil & Gas Partnershttp://www.denaliog.com/EnergyQuest IIhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=36013060Merchant Energy Holdingshttp://merchantenergyholdings.com/Native American Resource Partnershttp://narpllc.com/Northpoint Energyhttp://www.northpointenergy.com/Primary Natural Resources IIIhttp://www.reuters.com/article/2009/01/08/idUS150690+08-Jan-2009+MW20090108Quantum Utility Generationhttp://www.quantumug.com/Ute Energyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30856794Tri-C Resourceshttp://www.tricresources.com/Investment Team:S. Wil VanLoh, Jr., Co-Founder and Managing Partnerswv@quantumep.comTony Neugebauer, Co-Foundertrn@quantumep.comA.V. Jones, Co-FounderJames Baird, Managing Director and General CounselMichael P. Dalton, Managing Director, Investor Relationsmpd@quantumep.comThomas G. Field, IV, DirectorJeffrey A. Jones, Directorjaj@quantumep.comWilliam C. Montgomery, Managing Directorwmontgomery@quantumep.comGarry A. Tanner, Managing Directorgtanner@quantumep.comDheeraj Verma, Managing Directordverma@quantumep.comBlake A. Webster, DirectorJohn Campbell, Venture PartnerAlan Smith, Venture PartnerScott Soler, Senior AdvisorDavid Bole, Managing Directordbole@quantumep.comStellus Capital Management, LLCwww.stelluscapital.comPEEnergy & Clean TechMiddle MarketOn January 3, 2012, Stellus Capital Management was established in connection with the spin out of the Direct Capital Unit of the D. E. Shaw group. Stellus focuses on the middle market, providing private credit financing to businesses in a wide range of industries, and private equity capital to energy-focused companies in North America. The Stellus team deployed more than $5 billion during their years investing together at the D. E. Shaw group. Stellus currently provides investment advice in respect of approximately $1.4 billion in private credit and energy private equity investments generated while at the D. E. Shaw group (valued as of December 30, 2011). In Private Credit, Stellus focuses on the direct origination of debt for middle market companies, typically with modest corresponding equity co-investment. For Private equity and equity-linked debt investments, the firm targets small and middle market energy businesses (making investments of$10 million to $50 million).

10000 Memorial Drive, Suite 500HoustonTX77024713-292-5400

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Robert Ladd, Founding Managing Partner, and Chief Investment Officer, 713-292-5401rladd@stelluscapital.comDean DAngelo, Founding Partner, 301-634-3001ddangelo@stelluscapital.comJoshua Davis, Founding Partner, 713-292-5403jdavis@stelluscapital.comTodd Overbergen, Founding Partner, 713-292-5402toverbergen@stelluscapital.comTodd Huskinson, Founding Partner, CFO, and the Chief Compliance Officer, 713-292-5414thuskinson@stelluscapital.comTice Capital, LLCwww.linkedin.com/pub/david-tice/11/515/abbFISoftware & InternetMedia & Digital MediaEarlyMiddle MarketTice Capital is a Dallas investment company focusing on the technology and media categories. The firm founder, David Tice, previously founded the Prudent Bear mutual fund, and was portfolio manager from 1996-2008. For the ten years ended 12/08, the fund increased in value at a 7.97% annualized rate, while the S&P 500 lost 1.38% annually. Tice is also Executive producing feature films. Acurrent project is "Soul Surfer", based on the true story of Bethany Hamilton.

10455 N Central Expy Ste 109DallasTX75231214-217-4025

Portfolio companies include:Virurlhttps://virurl.com/Investment Team:David Tice, FounderTyson, Chris B.http://cbtyson.com/tysonventuresAMedia & Digital MediaEnergy & Clean TechReal EstateSeedChris Tyson is an Angel investor actively investigating new business opportunities in select market segments that include investment. He is available to assist emerging concepts and existing businesses. Current investments include Austin area real estate, a property development in Phoenix, oil and gas, and motion pictures. Portfolio companies include Magic Lantern, a children's animation company headed by the former Director of Animation for Universal Pictures and FTL, a solar tent venture with significant intellectual property.

11913 Mira MesaAustinTX78732512-266-1440512-266-1448

Portfolio companies include:Energy Finance Companyhttp://energyfinancecompany.com/CasinoVisionhttp://www.casinovision.tv/Magic Lanternhttp://magiclantern.wikia.com/wiki/Magic_Lantern_Firmware_WikiFTL Solarhttp://www.ftlsolar.com/World Satellite Networkhttp://en.wikipedia.org/wiki/Satellite_broadband_networkInvestment Team:Chris B. Tysonchris@cbtyson.comTexas Emerging Technology Fund (ETF)http://governor.state.tx.us/ecodev/etfEDInformation TechnologyCommunications & NetworkingSeedThe Texas Emerging Technology Fund (ETF) was created by the Texas Legislature in 2005 at the governor's request and was reauthorized in 2007 in order to develop and commercialize new technologies for the state. To date, the ETF has awarded over $290 million to Texas companies and universities. A 17-member advisory committee of high-tech leaders, entrepreneurs and research experts reviews potential projects and recommends funding allocations to the governor, lieutenant governor and speaker of the house. The goal of the ETF Commercialization Awards is to grow new small businesses and help existing businesses accelerate new products and services to the marketplace. Commercialization awards provide selected, early-stage investments in new, technology-based, private entrepreneurial entities that collaborate with public or private institutions of higher education in Texas, and which, if successful, may provide significant economic benefit to the state. Priority for funding is given to proposals that involve emerging scientific or technology fields that have a reasonable probability of enhancing Texas' national and global economic competitiveness. For-profit companies that have raised less than $500,000 in prior equity investments are qualified to apply for a Pre-Seed Com-mercialization Award of up to $250,000. These businesses may be earlier stage companies with less mature management teams and business plans. The State will reserve $1,000,000 of ETF funding for Pre-Seed awardees. The awardee will receive up to $250,000 for an initial project, and upon project completion can request their remaining ETF funding. The first $500,000 received in ETF funding may be in the form of convertible debt. Businesses receiving Pre-Seed Commercialization Awards may have up to 30 months to raise matching funds from qualified investors.

c/o Office of the Governor, Economic Development and Tourism1100 San JacintoAustinTX78701512-936-0100

Portfolio companies include:America Stem Cellhttp://www.americastemcell.com/Ensysce Bioscienceshttp://ensysce.com/Ortho Kinematicshttp://orthokinematics.com/Receptor Logichttp://receptorlogic.com/Chipotle Business Grouphttp://www.chipotlegroup.com/Modriahttp://www.modria.com/Wham!http://www.13wham.com/Solarnohttp://solarno.com/DNAtriXhttp://www.dnatrix.com/Faradox Energy Storagehttp://faradox.com/Investment Team:Jonathan Taylor, Director, 512-936-0501jonathan.taylor@gov.texas.govPatrick Boswell, Investments Manager, 512-463-6735patrick.boswell@gov.texas.govBryan W. Poe, Investment Analyst, 512-463-8977bryan.poe@gov.texas.govAshley Randall, Investment Analyst, 512-463-6708ashley.randall@gov.texas.govEmily Vorland, Investment Analyst, 512-936-0801emily.vorland@gov.texas.govWest Texas Coalition for Innovation and Commercializationwww.wtcic.orgEDInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareAgriculture & Agricultural ScienceSeedIn September of 2005, the West Texas Coalition for Innovation and Commercialization (WTCIC) was formed to encourage innovation and entrepreneurship in the region, with the first of its goals being to capture funds for businesses through the Emerging Technology Fund (adminstered by the state of Texas). The economic development directors of Abilene, Amarillo, Lubbock, Midland, Odessa, and San Angelo came together, with guidance from the Governor of Texas' office, and created the WTCIC. The WTCIC is headquartered in Lubbock and serves an 83 county region throughout West Texas.

2579 S. Loop 289, Suite 120LubbockTX79423806-745-3973806-745-6717

Portfolio companies include:Receptor Logichttp://receptorlogic.com/Falcon Internationalhttp://www.falconbank.com/Animal Innovationshttp://www.animalinnovations.com/Turbo Trachttp://turbo-trac.com/Smartfieldhttp://www.smartfield.com/MicroZaphttp://www.depts.ttu.edu/aged/agriculturist/spring2011/microzap.htmlManagement Team:Steve B. Anderson, Executive Directors.anderson@ttusbdc.orgBecky Castilleja, Senior Business Assistantb.castilleja@nwtsbdc.orgThe Riverside Companywww.riversidecompany.comPEManufacturing & IndustrialBusiness ServicesMiddle MarketThe Riverside Company is a private equity firm with more than $3 billion in capital and offices in over ten countries. The firm focuses on the smaller end of the middle market and has four fund families that encompass different investments, geographies, and investment criteria. Riverside Capital Appreciation Fund (RCAF) traces its lineage to 1988. It invests in North American-based platform companies with EBITDA of $5 million to $20 million. Riverside Europe Fund (REF) began making investments in 1997. This fund family invests in leading companies from Portugal to Scandinavia with EBITDA of between EURO3 million and EURO20 million. Riverside Micro-Cap Fund (RMCF) made its first investment in 2005. This fund family seeks fast-growing North American "micro" companies with up to $5 million in EBITDA. Riverside Asia Fund (RAF) was launched in 2007. This fund family targets the developed economies of Asia, focusing on Japanese and South Korean companies with less than $10 million in EBITDA.

3131 McKinney Avenue, Suite 160DallasTX75204214-871-9640214-871-9620

Portfolio companies include:ActivStylehttp://www.activstyle.com/American Hospicehttp://www.americanhospice.com/Avatar Internationalhttp://www.avatar-intl.com/Baby Joggerhttp://babyjogger.com/Camelot Educationhttp://www.cameloteducation.com/Coeurhttp://www.coeur.com/Connor Sport Courthttp://connorsportcourt.com/DentalPlans.comhttp://dentalplans.com/Digital Technology Internationalhttp://www.dtint.com/DISAhttp://disa.mil/DuBoishttp://en.wikipedia.org/wiki/W._E._B._Du_BoisEmergency Communications Networkhttp://www.ecnetwork.com/Employment Law Traininghttp://www.hrlearningcenter.com/FAIRPAY Solutionshttp://www.fairpaysolutions.com/FoodStatehttp://www.foodstate.co.za/G&H Wirehttp://www.ghwire.com/store/main.aspxGlobal Claims Serviceshttp://www.globalclaim.com/HerbThymehttp://www.herbthyme.com/our_company.phpInsurance Claims Managementhttp://www.insuranceclaimsmanagement.ie/Integrated Power Serviceshttp://www.ips.us/L-Comhttp://www.l-com.com/home.aspxLumen Dynamics Grouphttp://www.ldgi.com/MLCOAhttp://www.mlcoa.com.au/Monessenhttp://www.monessenhearth.com/Paretohttp://en.wikipedia.org/wiki/Pareto_principlePharmMd Solutionshttp://www.pharmmd.com/Physicians Pharmacy Alliancehttp://www.rxhealthcare.org/Precision Wire Componentshttp://pwcwire.com/Sencorehttp://www.sencore.com/Sentinel Performance Solutionshttp://www.sentinel-solutions.net/Sunless Inc.http://sunlessinc.com/Suunrise Windowshttp://sunrisewindows.com/The Retail Zoohttp://www.riversidecompany.com/Portfolio/Portfolio_Companies/The_Retail_Zoo.aspxWater-Jelhttp://www.waterjel.com/Workplace Mediahttp://www.workplacemedia.com/Investment Team:Suzanne B. Kriscunas, Managing Partnersbk@riversidecompany.comErik W. Holmsen, Principalewh@riversidecompany.comStuart Baxter, Managing Partnersbaxter@riversidecompany.comSarah G. Roth, Partnersgr@riversidecompany.comRob Langley, Vice Presidentrlangley@riversidecompany.comMartin Graul, Vice Presidentmgraul@riversidecompany.comCCMP Capital Advisors, LLCwww.ccmpcapital.comPECommunications & NetworkingMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantMiddle MarketCCMP Capital was established in 2006 to continue the investment strategy developed and implemented by the firm's professionals as members of J.P. Morgan Partners, LLC, and its predecessors: Chemical Venture Partners, Manufacturers Hanover and Chase Capital Partners. CCMP Capital specializes in making buyout and growth equity investments in the United States and Europe and has invested over $13 billion. The firm typically invests $100 million to $500 million of equity per transaction in companies ranging from $500 million to more than $3 billion in size. CCMP targets companies in Consumer & Retail, Media, Industrial, Energy, and Healthcare.

24 Waterway Avenue, Suite 750The WoodlandsTX77380281-363-2013281-363-2097

Portfolio companies include:Jetro Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4204972Vitamin Shoppehttp://www.vitaminshoppe.com/store/en/vitamins_minerals/index.jspAibelhttp://aibel.com/CareMore Medicalhttp://www.caremore.com/About.aspxAramarkhttp://www.aramark.com/Bear Paw Energyhttp://www.hvllc.com/en/cms/?156College Sports Televisionhttp://en.wikipedia.org/wiki/College_Sports_TelevisionEntercom Communicationshttp://www.entercom.com/Crosstown Tradershttp://www.charmingshoppes.com/aboutus/catalog/catalog_index.aspIMO Car Washhttp://www.imocarwash.com/La Petite Acadmeyhttp://www.lapetite.com/M&H Plasticshttp://www.mhplastics.com/SiTecohttp://www.siteco.com/MedQuest Associateshttp://www.mqimaging.com/National Surgical Carehttp://nationalsurgicalcare.com/Investment Team:Christopher Behrens, Managing Directorchristopher.behrens@ccmpcapital.comJulie Casella-Esposito, Managing Director, HRA. Joe Delgado, Managing DirectorJonathan Lynch, Managing Directorjonathan.lynch@ccmpcapital.comStephen Murray, President and Chief Executive OfficerKevin O'Brien, Managing DirectorTimothy Walsh, Managing Directortimothy.walsh@ccmpcapital.comTexas Women Ventures Fundwww.texaswomenventures.comVCPEConsumer ProductsReal EstateExpansionMiddle MarketThe Texas Women Ventures Fund (TWVF) started investing in 2005 with a goal to help women-owned businesses reach their full potential. The fund focuses on companies in the Southwest with an established track record who are achieving $7 to $70 million in revenue. For these businesses, the group's "Dequity" capital can provide an opportunity to take the company to the next level. Dequity is debt that performs a lot like equity. Portfolio companies get the money in the form of a loan and maintain control. TWVF was founded by successful women who have experience building careers and companies and provide mentoring, networking opportunities and valuable connections to women entrepreneurs. TWVF does not invest in start-ups or turnarounds. The fund has more than 40 entreprenuers and executives as investors.

P.O. Box 143444IrvingTX75014972-725-0323972-991-1647

Portfolio companies include:Karleehttp://www.karlee.com/Warrior Grouphttp://www.warriorconstruction.com/Joy Foodshttp://joyfoodsinc.com/Gourmet Kitchenshttp://www.gourmetkitcheninc.com/Investment Team:Cynthia Pharr Lee, Co-Founder and Investment Advisory Committeecynthia@cpharrpr.comValerie Freeman, Co-Founder and Investment Advisory CommitteeWhitney Johns Martin, Co-Founder, Managing Director and Investment Committeewhitney@texaswomenventures.comMaria Coello, Investment Advisory CommitteeCarol Nichols, Co-Founder Investment Advisory committeee and Investment CommitteeGreg OShea, Managing Director, Co-Chair of Investment Advisory CommitteeChristopher Kleinert, Investment CommitteeLenore Sullivan, Co-Chair and Investment CommitteeKatherine Seaborn, Investment Advisory CommitteeRemeditex Ventures, LLChttp://remeditex.comVCLife Sciences & HealthcareMedical DeviceEarlyRemeditex Ventures' mission is to develop early stage biomedical science and make Texas a preferred location for biotechnology companies, venture capitalists, and entrepreneurs. The objectives of Remeditex are to: Accelerate the pace of commercialization of biomedical research in Texas; Help create and support a thriving biotechnology industry in Texas; Attract biotech venture capital to Texas; and Achieve significant returns to support the next generation of promising science. Remeditex is looking to partner with the universities and health systems in Texas diligently performing world-class research to gain a better understanding of the mechanisms of disease and more effective diagnostics, therapeutics, or prevention strategies. The firm is interested in translational research projects with highly defensible intellectual property and focused on diseases with significant unmet clinical needs and on potentially disruptive technologies.

2501 Cedar Springs RoadDallasTX75201214-506-2662

Portfolio companies include:miRagen Therapeuticshttp://www.miragentherapeutics.com/Peloton Therapeuticshttp://www.pelotontherapeutics.com/Apollo Endosurgeryhttp://www.apolloendo.com/Bellicum Pharmaceuticalshttp://www.bellicum.com/Investment Team:John Creecy, Chief Executive OfficerBrett Ringle, PresidentDennis Stone, MD, Chief Scientific Officerdennis.stone@remeditex.comClaire Aldridge, PhD, Vice President, Venture DevelopmentJohn Elwood, Vice President, Business DevelopmentImplistic Capitalhttp://implistic.comVCInformation TechnologyEarlyImplistic Company is looking to invest time and capital into early stage technology companies that are poised to change the world trough innovative ideas and concepts. Founder Adam Pearsall, is also the founder of online marketing company, Big Silver Box. Since 2002, Big Silver Box has helped manage and implement successful online marketing campaigns for both large and small companies. Implistic Capital was started to help early stage start-ups with marketing and advertising, while also providing funding. The blend of Big Silver Box and Implistic Capital has created a launch point for early stage start-ups.

1027 S. Rainbow Blvd., #146Las VegasNV89145

Portfolio companies include:500Friendshttp://500friends.com/Listiahttp://www.listia.com/Investment Team:Adam Pearsall, FounderenVision Capitalwww.envision-bc.comVCInformation TechnologyGrowthenVision Capital mid-stage venture capital firm, and a division of management consulting and enVision Business Consulting. The firm selected rapidly growing restaurant supply chain company SpenDifference, LLC for its first investment.

1512 Larimer St., Suite 710DenverCO80202303-376-6253

Portfolio companies include:SpenDifferencehttp://www.spendifference.com/Investment Team:Robert Novick, Managing Partnerrnovick@envision-bc.comKurtiss Wolf, Managing Partnerkwolf@envision-bc.comHarmony Partnershttp://harmonyvp.comNew YorkVCInformation TechnologySoftware & InternetExpansionHarmony Partners is an expansion stage investor, typically investing after a company has released its product/service and secured initial customers. The firm's capital usually funds sales and marketing investments to rapidly scale the business. Revenues can be modest, but projected growth must be bold. Harmony gravitates to highly disruptive businesses with compelling value propositions. As a bi-coastal firm, Harmony invests nationally, and are purposely geography-agnostic when it comes to partnering with emerging market-leaders. The firm has offices in New York and Silicon Valley. Over the past 15 years, the Harmony founders have invested over $500 million in more than 50 companies.

655 Madison Avenue, 20th FloorNew YorkNY10065212-940-9670

Portfolio companies include:CrowdFlowerhttp://crowdflower.com/Education Elementshttp://www.edelements.com/Mashlogichttp://www.mashlogic.com/Vaultivehttp://www.vaultive.com/Sociogramicshttp://www.sociogramics.com/Investment Team:Gregory F. Eaton, General PartnerMark J. Lotke, General PartnerLudlow Ventureswww.ludlowventures.comVCSoftware & InternetMedia & Digital MediaSeedEarlyLudlow is a family company consisting of three partners, and the latest in a long line of philanthropic and entrepreneurial ventures. Ludlow invests between $25,000 and $150,000 in each company. The firm states that it "prefers to talk straight and get the job done, ignoring the puffery and posturing often found in traditional VC firms."

1555 Broadway StreetDetroitMI48226

Portfolio companies include:Roximityhttp://beta.roximity.com/Uboolyhttp://ubooly.com/Graphic.lyhttp://www.graphic.lt/Fundlyhttp://fundly.com/Circahttp://en.wikipedia.org/wiki/CircaCreative Markethttps://creativemarket.com/Ambassadorhttp://en.wikipedia.org/wiki/AmbassadorScanhttp://www.scanhealthplan.com/Quikklyhttp://www.quicklyusa.com/Videolicioushttp://videolicious.com/ColourLovershttp://www.colourlovers.com/Meepshttp://www.meeps.com/Uptohttp://upto.com/Fludhttp://www.fludwatches.com/Want Worthyhttp://wantworthy.com/Rentabilitieshttp://www.rentabilities.com/Ordr.inhttp://ordr.in/NetPlenishhttp://netplenish.com/Zferral.comhttp://zferral.com/Gumshoehttp://www.thefreedictionary.com/gumshoeCarbonhttp://en.wikipedia.org/wiki/CarbonTinderhttp://en.wikipedia.org/wiki/TinderPostlinghttp://www.postling.com/Hipsterhttp://en.wikipedia.org/wiki/Hipster_(contemporary_subculture)White Electronic Designshttp://www.whiteedc.com/Ownhttp://www.oprah.com/ownInvestment Team:Warren CovilleBrent TriestJonathon Triestjt@ludlowventures.comE&A Industrieswww.eaindustries.comPEMedical DeviceManufacturing & IndustrialConsumer ProductsRetail & RestaurantMiddle MarketE&A Industries is a $100 million, privately held corporation that has been successfully acquiring and growing companies throughout North America and Europe since 1977. E&A's goal is not to buy and "flip" companies. Instead, the firm pursues systematic growth through strong management techniques and investments in sales, marketing, and human resources. E&A is industry agnostic; however, the firm possesses experience in the following industries: Branded Specialty Food; Light Manufacturing / Low-Tech Manufacturing; Sales / Distribution; Specialty Chemical; Retail, Commercial, Industrial Lighting; and Medical Equipment and Devices. Target revenues of acquisition are typically $2 to $20 million, with target EBITDA of $500,000 to $5 million.

101 W. Ohio St., Suite 1350IndianapolisIN46204317-684-3150317-681-5068

Portfolio companies include:Udi's Healthy Foodshttp://udisfood.com/Ultra Solutionshttp://www.ultrasolutions.com/Con-Tech Lightinghttp://con-techlighting.com/Investment Team:Al Hubbard, Chairmandanderson@eaindustries.comDevin Anderson, Chief Executive Officer / PresidentRoger Nieman, Vice President of Human ResourcesJason Kashman, Chief Financial Officerjkashman@eaindustries.comRimLight, LLCwww.rimlightllc.comVCInformation TechnologyCommunications & NetworkingEarlyRimLight, LLC is a privately held, actively managed investment fund that applies experience and specialized investment expertise across a range of public and private investment strategies. Christopher J. Oates is currently the Managing Director of RimLight, and is responsible for all investment and private placement activities. Prior to the formation of the RimLight, LLC fund, Oates held senior level strategic planning, finance, and business development positions in Ortronics, Inc., and Brightpoint, Inc. (NASDAQ: CELL).

736 N. Western Ave., Ste. 325Lake ForestIL60045847-234-5113

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Christopher Oats, Managing DirectorAllos Ventureswww.allosventures.comVCInformation TechnologySoftware & InternetMedia & Digital MediaEarlyFounded 2010, Allos Ventures raised $20 million from investors and plans to focus on early-stage tech companies. Initial investments are expected to average $1.5 million to $2 million. The firm was formed by veterans of Blue Chip Venture.

11611 North Meridian Street, Suite 310CarmelIN46032317-275-6800

(Ohio Address)312 Walnut Street, Suite 1120CincinnatiOH45202513-456-1001Portfolio companies include:AssureRx Healthhttp://www.assurerxhealth.com/BidPal Networkhttp://www.bidpalnetwork.com/Blue Pillarhttp://bluepillar.com/Scale Computinghttp://scalecomputing.com/Weblinkhttp://weblink.autocomlink.com/Investment Team:Don Aquilano, Managing Directordon@allosventures.comJohn McIlwraith, Managing Directorjohn@allosventures.comDov Rosenberg, DirectorAdams Street Partners, LLCwww.adamsstreetpartners.comVCPEFOFSECInformation TechnologyLife Sciences & HealthcareBusiness ServicesEarlyGrowthExpansionMiddle MarketFounded in 1972, Adams Street has made over 265 direct investments with experienced management teams focused on high-growth markets. Investments are made primarily in venture-backed companies in the technology, life sciences and technology-enabled services sectors. Adams Street Partners manages over $22 billion of committed capital for institutional investors. Adams Street Direct Team invests in companies seeking $5-20 million in early-to later-stage venture capital or growth equity. Adams Street Partners' Direct Team also co-invests $10-30 million in leveraged buyout and growth equity transactions being led by other general partner groups. Adams Street is also recognized as the oldest fund of funds provider in the industry (1979), annually committing over $1 billion to general partners in venture capital, private equity, leveraged buyouts, distressed, mezzanine and special situations. The firm has active relationships with over 255 general partner groups and currently serves on over 100 advisory boards worldwide. Over a three to four-year period, the U.S. fund of funds strategy typically invests in 60-75 total funds that invest a substantial portion of their assets in North American companies. Adams Street was also a pioneer in the development of the private equity secondary market, investing in secondaries in 1986 and raising its first dedicated secondary fund in 1988. Since that time, the firm has closed over 140 secondary transactions and now has over $3.6 billion in secondary assets under management.

One North Wacker Drive, Suite 2200ChicagoIL60606-2823312-553-7890312-553-7891

Portfolio companies include:Actelis Networkshttp://www.actelis.com/Adams Harrishttp://www.adamsharris.com/Adestohttp://adestotech.com/Alien Technologyhttp://www.alientechnology.com/American Wholesalehttp://americanwholesaleservice.com/Amonixhttp://amonix.com/Ancestry.comhttp://www.ancestry.com/APThttp://dictionary.reference.com/browse/aptArrowEye Solutionshttp://www.arroweyesolutions.com/AVG Technologieshttp://www.avg.com/us-en/homepageAWAShttp://www.awas.com/Barracuda Networkshttp://www.barracudanetworks.com/ns/?L=enBrightRollhttp://www.brightroll.com/Cbeyondhttp://en.wikipedia.org/wiki/CbeyondCBG Holdingshttp://cbgholdings.com/Conviohttp://www.convio.com/CoreLab Partnershttp://corelabpartners.com/Cyberahttp://www.cybera.com/Dolexhttp://dolex.com/Enforahttp://www.enfora.com/index.cgi?CONTENT_ID=75FiftyOnehttp://www.fiftyone.com/Glam Mediahttp://www.glammedia.com/Global MailExpresshttp://www.streamliteinc.com/GlobeImmunehttp://www.globeimmune.com/?load=careersgWallethttp://radiumone.com/social-game-developers.htmlINC Researchhttp://www.incresearch.com/Integral Developmenthttp://integral.com/JasperSofthttp://www.jaspersoft.com/Jazz Pharmaceuticalshttp://www.jazzpharma.com/KPG Ventureshttp://kpgventures.com/Light Sciences Oncologyhttp://www.lsoncology.com/Luminous Medicalhttp://www.luminousmedical.com/MachineryLinkhttp://www.machinerylink.com/Mpexhttp://mpex.com/Neuraltus Pharmahttp://neuraltus.com/NewPath Ventuershttp://www.crunchbase.com/financial-organization/newpath-venturesNXP Semiconductorhttp://www.nxp.com/OncoMed Pharmaceuticalshttp://www.oncomed.com/Paylocityhttp://www.paylocity.com/Peerless Networkshttp://www.peerlessnetwork.com/PneumRxhttp://pneumrx.com/Proteus Biomedicalhttp://www.proteusbiomed.com/Revascular Therapeuticshttp://www.linksv.com/compSummary/33668/RevascularTherapeuticsRimini Streethttp://www.riministreet.com/Sabre Holdingshttp://www.sabre.com/Shermans Travelshttp://www.shermanstravel.com/Shred-ithttp://www.shredit.com/Home.aspxSnagAJob.comhttp://www.snagajob.com/Solariahttp://www.solaria.com/SPS Commercehttp://www.spscommerce.com/Tavve Softwarehttp://www.tavve.com/Thought Equity Motionhttp://www.thoughtequity.com/TriReme Medicalhttp://www.trirememedical.com/Univisionhttp://www.univision.com/portal.jhtmlUSGI Medicalhttp://usgimedical.com/Visible Worldhttp://visibleworld.com/Vocaltechttp://www.vocaltec.com/Webvisiblehttp://www.webvisible.com/WhiteFencehttp://www.whitefence.com/YouSendIthttps://www.yousendit.com/Ziggohttp://en.wikipedia.org/wiki/ZiggoInvestment Team:T. Bondurant French, CFA, CEO & Chief Investment Officerbfrench@adamsstreetpartners.comKevin T. Callahan, CFA, Partner & Head of Client Servicekcallahan@adamsstreetpartners.comGary Fencik, Partner & Head of Business Developmentgfencik@adamsstreetpartners.comTerry Gould, Partner & Head of Direct Investmentstgould@adamsstreetpartners.comWilliam J. Hupp, Partner & Chief Financial Officerwhupp@adamsstreetpartners.comRaymond Chan, Partner & Head of Analytics Reportingrchan@adamsstreetpartners.comShannon Gannon, Partner & Head of Communicationssgannon@adamsstreetpartners.comAgman Partnerswww.agmanpartners.comPELife Sciences & HealthcareFinancial ServicesReal EstateMiddle MarketAgman Partners is a multi-strategy investment fund attracted to areas of market inefficiency and fundamental value. Agnostic to industry and geography, the fund has flexibility to invest directly and through partnerships across asset classes and stages of development. Agman Partners emphasizes a long-term perspective to its investment approach. The principals of Agman Partners have considerable experience in a number of industries, including: commodities, financial services, life sciences and real estate.

611 South Wells Street, Suite 2004 ChicagoIL60607

Portfolio companies include:Advanced Electron Beamshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=24900714Passport Capitalhttp://www.passportcapital.com/Bayside Capitalhttp://www.bayside.com/Resolvyxhttp://www.resolvyx.com/Seldin Companyhttp://seldin.com/Reliance Capitalhttp://www.reliancecapital.co.in/Investment Team:H. Scott Silverman, Co-founder and Managing Directorscott.silverman@agmanpartners.comJeff Silverman, Co-founder and Managing DirectorAlpha Capital Partners, Ltd.www.alphacapital.comPEManufacturing & IndustrialConsumer ProductsRetail & RestaurantMiddle MarketFounded in 1984, Alpha Capital is a private equity investment firm that provides equity financing for promising growth businesses and for buyouts or recapitalizations of established companies. The investment activity of Alpha Capital is concentrated in the greater Midwest, however, Alpha will consider investments on a nationwide basis. Currently, Alpha and affiliates manage over $135,000,000 in three venture capital partnerships and other equity accounts. With approximately $90 million of capital, Alpha Capital's latest limited partnership fund is actively investing at this time. For Private Equity financings, Alpha targets businesses generating revenues from $15 million to $100 million and invests primarily in manufacturing and value-added distribution businesses. In addition, Alpha Capital will consider consumer-related investments including consumer products, retailers and restaurant chains. For Growth Stage Venture investments, Alpha targets promising young companies with a commercially developed product needing financing primarily for marketing and business expansion. Generally, companies of interest will have current run rate revenues of at least $5.0 million. Alpha Capital does not invest in start-up or early stage enterprises, except where proceeds are used for acquisition purposes. Alpha will typically invest $500,000 to $5,000,000 in an enterprise. The firm often is a lead investor or an active participant in multi-investor financings of $2.0 to $15.0 million. Alpha Capital will arrange co-investment capital including capital from its Limited Partner group.

122 South Michigan Avenue, Suite 1700ChicagoIL60603312-322-9800312-322-9808

Portfolio companies include:America's PowerSportshttp://www.americaspowersports.com/Banner Serviceshttp://www.bargrind.com/Endreshttp://endresprocessing.com/Factory Connectionhttp://www.factoryconnection.com/JBC Acquisitionhttp://www.tjbc.com/FUNDS/JBCFundI/tabid/496/Default.aspxMachineryLinkhttp://www.machinerylink.com/NM Group Globalhttp://nmgroupglobal.com/Propane Serviceshttp://www.propaneservices.net/Wessels Holdingshttp://za.linkedin.com/pub/wynand-wessels/4/20b/103Emerald BioAgriculturehttp://www.emeraldbio.com/Investment Team:Andrew Kalnow, Presidentahkalnow@alphacapital.comGary Stark, Managing Directorgarystark@alphacapital.comJohn W. Rose, PrincipalChip Kalnow, AnalystAltus Capital Partnerswww.altuscapitalpartners.comPEManufacturing & IndustrialDefense & Homeland SecurityMiddle MarketAltus is focused on being a dedicated partner to profitable small to medium-sized manufacturing companies to help capitalize on their current growth opportunities and solve succession challenges. With over 50 years of combined structured finance experience, the firm's investment partners invest in structured buyouts, recapitalizations, consolidations and divestitures. Altus focuses on the Midwest, South, and East Coast regions, targeting manufacturing companies in niche markets, with proprietary products and competitive positioning in Building Products, Industrial Products, Aero-space/Defense, Equipment for Process Improvements, and Material Solution Providers (i.e. Plastics and Composites). Altus seeks companies with enterprise values between $30-100 million and minimum EBITDA of $5 million. Altus has invested in eight portfolio companies with combined annual revenues of approximately $500 million.

250 Parkway Drive, Suite 120LincolnshireIL60069847-229-0770 847-229-9271

Portfolio companies include:Mistras Grouphttp://www.mistrasgroup.com/Aqua-Chemhttp://www.aqua-chem.com/Die Cast Holdingshttp://www.gasgoo.com/showroom/Hongtai_GDThermafiberhttp://www.thermafiber.com/Thomson Plasticshttp://thomsonplastics.com/Models & Toolswww.modelsandtools.comInternational Imaging Materials www.iimak,comInvestment Team:Russell J. Greenberg, Founder, Managing Partnerrgreenberg@altuscapitalpartners.comGregory L. Greenberg, Founder, Senior Partnerggreenberg@altuscapitalpartners.comElizabeth A. Burgess, Founder, Senior Partnerebrugess@altuscapitalpartners.comHeidi Goldstein, Vice Presidenthgoldstein@altuscapitalpartners.comPeter Poliminto, Chief Financial Officerppolimino@altuscapitalpartners.comKim VanCLeef, Vice Presidentkvancleef@altuscapitalpartners.comAmerican Capitalwww.americancapital.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsRetail & RestaurantMiddle MarketAmerican Capital (NASDAQ:ACAS) is the second largest U.S. publicly traded alternative asset manager with approximately $100 billion in assets under management. The firm provides debt and equity to small and medium sized private and public companies and is prepared to invest $10 to $500 million per company in North America and 10 million to 100 million Euro per company in Europe. American invests in businesses that typically have sales of $20 to $500 million, and at least $4 million in EBITDA. In addition to providing financing for growth, liquidity and restructuring, the firm also participates in financing management and employee buyouts of corporations and subsidiaries, and divisions and product lines of major corporations. American has invested $30 billion in more than 520 portfolio companies. The firm's portfolio includes services, transportation, construction, wholesale, retail, health care, industrial, consumer, chemical and food products, but is typically focused on manufacturing, services and distribution companies. American has 90 investment professionals in seven offices around the country.

311 South Wacker Drive, Suite 1500ChicagoIL60606312-681-7400312-454-0600

Portfolio companies include:Core Financialhttp://www.core-financial.net/Paradigm Presicionhttp://paradigmprecision.com/Contechttp://contec.com/Affordable Carehttp://www.affordabledentures.com/careers/Qioptiqhttp://www.qioptiq.com/CIBT Holdingshttp://www.americancapital.com/our_portfolio/companies/cibt_holdings.htmlAvalon Laboratorieshttp://avalonlabs.com/New England Confectioneryhttp://www.necco.com/Republic Financialhttp://www.republic-financial.com/Halexhttp://www.halexco.com/WIS Internationalhttp://www.wisintl.com/v2/NextPointhttp://nextpoint.com/Renaissance Learninghttp://www.renlearn.com/Flexera Softwarehttp://www.flexerasoftware.com/Survey Sampling Internationalhttp://www.surveysampling.com/Investment Team:Joseph Romic, Principal, Sponsor FinanceJon Lindberg, Vice President, Sponsor FinanceApex Venture Partnerswww.apexvc.comVCInformation TechnologySoftware & InternetCommunications & NetworkingEnergy & Clean TechSeedEarlyGrowthApex Venture Partners, established in 1987, has six funds and more than $600 million under management. The firm has invested in over 150 technology companies. Apex focuses on seed to growth stage investments in software applications, technology-enabled services, IT infrastructure, and clean technology sectors. Apex considers opportunities throughout the United States, investing in companies having the greatest potential for value creation, regardless of geography. Apex looks to invest between $200k and $6 million in initial investment. The most current fund, Apex VI, currently has $140 million under management.

225 West Washington Street, Suite 1500ChicagoIL60606312-857-2800312-857-1800

Portfolio companies include:Advanced Equitieshttp://www.advancedequities.com/ALI Solutionshttp://alisolutions.com/Analyte Mediahttp://analytemedia.com/Appolicioushttp://www.appolicious.com/Bloom Energyhttp://bloomenergy.com/Combinenethttp://www.combinenet.com/Current Analysishttp://www.currentanalysis.com/DigitalWorkhttp://digitalwork.com/Enkata Technologieshttp://www.enkata.com/Envestnethttp://www.envestnet.com/aboutus/index.htmlIfByPhonehttp://public.ifbyphone.com/Illumitexhttp://www.illumitex.com/IQShttp://www.iqs.com/MEIhttp://meigroup.com/SiliconBlue Technologieshttp://www.siliconbluetech.com/Sittercityhttp://www.sittercity.com/SolFocushttp://www.solfocus.com/en/index.phpSunivahttp://www.suniva.com/Timelineshttp://timelines.com/DIRTT Environmental Solutionshttp://www.dirtt.net/Target Datahttp://www.targetdatacorp.com/Trunk Clubhttp://www.trunkclub.comInvestment Team:Wayne T. Boulais, General Partnerwboulais@apexvc.comLon H.H. Chow, General Partnerlchow@apexvc.comNancy L. Corrie, CFOncorrie@apexvc.comJames A. Johnson, Founder & Partner Emeritusjjohnson@apexvc.comGeorge M. Middlemas, General Partnergeomiddl@apexvc.comArmando Pauker, General Partnerapauker@apexvc.comArbor Private Investmentswww.arborpic.comPEConsumer ProductsMiddle MarketArbor is led by two partners who have worked together for more than fifteen years. Gregory Purcell and Joseph Campolo founded Arbor in 1999 to be the premier investment firm for growing food and beverage companies. Arbor has $300 million of capital under management across two private equity funds. The firm has developed three specialized teams that contribute to the management of each portfolio company. The teams are comprised of experienced food and beverage professionals who have been directly involved in guiding middle market companies to maximize productivity, grow sales and improve profitability. Arbor looks to invest in companies in North America with an EBITDA of $10 to $30 million.

676 North Michigan Avenue, Suite 3410ChicagoIL60611312-981-3770312-981-3771

Portfolio companies include:Oven Fresh Bakinghttp://goldstandardbaking.com/Trucohttp://en.wikipedia.org/wiki/TrucoFieldbrook Foodshttp://fieldbrookfoods.com/White Apronhttp://thewhiteapron.com/Five Star Sheetshttp://www.fivestarsheets.com/Northern Neck Coca-Cola Bottlinghttp://www.arborpic.com/post/5-acquisition-of-northern-neck-coca-cola-bottling-co-inc-Sanford Coca-Cola Bottlinghttp://www.cocacolasanford.com/Bradshaw Internationalhttp://www.goodcook.com/Midland Packaging & Displayhttp://midlandpkg.com/Gold Standard Bakinghttp://www.gsbaking.com/Trudeau Distributinghttp://trudeaudistributing.com/Rice Gardenhttp://thericegarden.com/Dale and Gage Foodshttp://www.gagefoods.com/Sam's Wines & Liquorshttp://www.binnys.com/pages/?pid=33625J.L. DeGraffenreidhttp://www.arborpic.com/company/51-j-l-degraffenreid-sons-llcMartin-Browerhttp://www.martin-brower.com/Ultra Productshttp://www.ultraproducts.com/Shawnee Quality Snackshttp://www.arborpic.com/company/26-shawnee-quality-snacks-inc-Texas Premium Foods & Distributinghttp://www.arborpic.com/company/24-texas-premium-foods-distributingISI Commercial Refrigerationhttp://isi-texas.com/Cooler Solutionshttp://coolersolutionsinc.com/Stone Gate Foodshttp://stonegate-foods.com/site/Nordonhttp://nordoninc.com/Mexican Accenthttp://en.wikipedia.org/wiki/Mexican_SpanishGreat Kitchenshttp://www.gkitchens.com/Allied Specialty Foodshttp://alliedsteaks.com/National Delihttp://www.nationaldeli.com/Mister Cookie Facehttp://www.cookieface.com/Fritzie Freshhttp://www.fritziefresh.com/Great Lakes Packaginghttp://www.glpc.com/Investment Team:Gregory J. Purcell, CEOpurcell@arborpic.comJoseph P. Campolo, Presidentcampolo@arborpic.comRyan R. McKenzie, Partnermckenzie@arborpic.comARCH Development Partners, LLCwww.archdp.comVCInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareSeedARCH Development Fund I is a venture capital fund organized to address the void of seed venture capital in the Midwest. ARCH's investment focus is on research based technologies including biotechnology/life sciences, wireless, software, and technology infrastructure. The firm targets pre-seed and seed stage opportunities focused around unique intellectual property. ARCH's geographic focus is on Midwest states with primary focus in Illinois, Ohio, Indiana, and Michigan.

20 North Wacker Drive, Suite 2200ChicagoIL60606info@archdp.com

Portfolio companies include:AccelChiphttp://www.xilinx.com/prs_rls/xil_corp/0613xlnx_accelchip.htmAdeptiahttp://www.adeptia.com/Akoyahttp://www.akoyaonline.com/Arryxhttp://www.arryx.com/Mobitrachttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4948688NephRxhttp://nephrx.com/Open Channel Softwarehttp://openchannelsoftware.com/Rubicon Genomicshttp://www.rubicongenomics.com/SmartSignalhttp://www.smartsignal.com/WisdomToolshttp://www.wisdomtools.com/Xcytehttp://xcyte.net/zuChemhttp://www.zuchem.com/Investment Team:Thomas L. Churchwell, Managing Partnertlc@archdp.comTeri F. Willey, Managing Partnertfw@archdp.comElizabeth Long, Chief Financial Officerblong@archdp.comCaralynn Nowinski-Chenoweth, M.D., Principalcnowinski@archdp.comARCH Midwestwww.archventure.comVCInformation TechnologyLife Sciences & HealthcareSeedEarlyARCH Venture Partners invests in the development of seed and early stage technology companies co-founded with leading scientists and entrepreneurs. The firm concentrates its investments in information technology, life sciences, and physical sciences. ARCH currently manages seven funds totaling over $1.5 billion and has invested in the earliest venture capital rounds for more than 120 companies. The firm maintains additional offices in Austin, Seattle, and San Francisco.

8725 West Higgins Road, Suite 290ChicagoIL60631773-380-6600773-380-6606

Portfolio companies include:Array BioPharmahttp://www.arraybiopharma.com/Xtera Communicationshttp://www.xtera.com/MedVantxhttp://medvantx.com/Intelligent Reasoning Systemshttp://marcush.net/Adolorhttp://www.adolor.com/Callisto Softwarehttp://download.cnet.com/windows/callisto-software/3260-20_4-6298151.htmldecode Geneticshttp://www.decode.com/Eichrom Technologieshttp://www.eichrom.com/ImproveNethttp://www.improvenet.com/NearMehttp://www.nearme.net/Allozynehttp://www.allozyne.com/homeBoreal Genomicshttp://www.borealgenomics.com/Nanophase Technologieshttp://www.nanophase.com/Sempriushttp://www.semprius.com/Ahura Scientifichttp://www.ahurascientific.com/index.phpNetBothttp://www.netbotz.com/Achaogenhttp://www.achaogen.com/Acylin Therapeutics http://www.acceleratorcorp.com/Agios Pharmaceuticals http://www.agios.com/Bind Bioscienceshttp://www.bindbio.com/Bluebird Bio http://www.bluebirdbio.com/Cambrios Technologies http://www.cambrios.com/AlfaLighthttp://www.alfalight.com/Koturahttp://www.kotura.com/Quanterixhttp://www.quanterix.com/Shocking Technologieshttp://www.shockingtechnologies.com/Investment Team:Clinton W. Bybee, Co-founder and Managing Directorcwb@archventure.comKeith L. Crandell, Co-Founder and Managing Directorklc@archventure.comSteven Lazarus, Co-Founder and Managing Director, Emeritussl@archventure.comRobert T. Nelsen, Co-founder and Managing Directorrtn@archventure.comSteven Gillis, Managing Directorsgillis@archventure.comKristina Burow, Managing DirectorPaul Thurk, Managing DirectorMark McDonnell, Managing Director & Chief Financial OfficerGlobal Cardiovascular Innovation Center (GCIC)http://gcicincubator.orgILife Sciences & HealthcareMedical DeviceSeedEarlyFounded in December 2007, the Global Cardiovascular Innovation Center was established by a State of Ohio Third Frontier Grant and is building the incubator facility in partnership with the Cleveland Clinic and Fairfax Renaissance Development Corporation. Strategically located near the main campuses of Cleveland Clinic, Case Western Reserve University and University Hospitals, the incubator offers 50,000 sq.ft. of prime, state-of-the-art space.

10000 Cedar AvenueClevelandOH44106216-445-5610216-445-6514

Tenant companies include:Cleveland Hearthttp://www.clevelandheart.com/Creganna Tactx Medicalhttp://www.cregannatactx.com/Exploryshttps://www.explorys.com/Farm Designhttp://www.farmpd.com/genae Americashttp://genae.com/index.php?option=com_content&view=article&id=53&Itemid=60Global Clinical Connectionshttp://globalclinicalconnections.com/IceCure Medicalhttp://www.icecure-medical.com/Image IQhttp://www.image-iq.com/PediaCathhttp://www.pediacath.com/Peritec Biosciencehttp://peritecbio.com/Renovo Neuralhttp://www.renovoneural.com/SDGhttp://sdgusa.com/Securus Medical Grouphttp://www.onemedplace.com/database/list/cid/14485/SironRX Therapeuticshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=118424423Syft Technologieshttp://www.syft.com/Theranostics Laboratoryhttp://www.theranostics.co.nz/TheraVaschttp://theravasc.com/Thermalin Diabeteshttp://www.thermalin.com/TransWorld Medhttp://transworldmed.com/Management Team:Susan Bernat, Director of Operations & Financebernats@ccf.orgDan Giczkowski, Information Technology Managergiczkod@ccf.orgKimberley (Gilyard) Davenport, Program Managerdavenpk2@ccf.orgScott Sparks, System AdministratorDrummond Road Capitalwww.drummondroad.comVCPEFinancial ServicesSeedEarlyDrummond Road Capital is the manager of Clarion Direct Investment a investment partnership investing in Private Equity, Venture Capital and other direct investments. Through Drummond Road, Mr. Wheeler also serves as the Chief Investment Officer of Clarion Capital LLC. Clarion Capital is a diverse investment partnership that maintains commingled asset pools designed to allow an investor to maintain proper asset allocations and diversification across all asset classes.

1801 East 9th StreetClevelandOH44114

Portfolio companies include:SoMoLendhttp://www.somolend.com/Investment Team:Morris Wheeler, Chief Investment OfficerBioGeneratorwww.biogenerator.orgEDLife Sciences & HealthcareSeedEarlyBioGenerator is a privately funded, non-profit 501(c)(3) organization created to facilitate the formation of science companies in the St. Louis region. Founded in 2003, BioGenerator has been funded through the generosity of the McDonnell Family Foundation, the Danforth Foundation, Bunge North America, the Monsanto Fund and CORTEX. BioGenerator's mission is to support economic development and job growth in the St. Louis region. To accomplish this, BioGenerator identifies promising technologies and services, and works with the researcher or entrepreneur to build a successful and sustainable company. BioGenerator provides assistance, possibly with pre-seed or seed funding, at the early stages of new company formation, with continued support to milestones of follow-on funding or sustainable revenue. BioGenerator invests up to $50,000 for pre-seed companies and up to $250,000 for seed stage companies. The BioGenerator Seed Fund was launched in 2003 to provide an early stage investment mechanism for regional plant and life science companies. BioGenerator Seed companies have received up to $250K in BioGenerator cash investment. BioGenerator's Spark Fund and i6 Project are pre-seed funding programs for earlier stage companies. Spark Fund investments are capped at $50K. Regardless of the fund, most BioGenerator investments are syndicated with additional investors. BioGenerator occasionally makes very small scale investments in early stage companies or even technologies at the pre-company stage.

4041 Forest Park AvenueSt. LouisMO63108314-615-6355

Portfolio companies include:Akerminhttp://akermin.com/Apertus Pharmaceuticalshttp://apertuspharma.com/Apt Therapeuticshttp://apt-therapeutics.com/ArrayBridgehttp://arraybridge.com/ARTA Biosciencehttp://www.manta.com/c/mtgzwhs/arta-bioscience-incCardiaLenhttp://cardialen.com/Confluence Life Scienceshttp://www.confluencelifesciences.com/Confluence Discoveryhttp://confluencediscovery.com/Electrochaeahttp://www.electrochaea.com/Euclises Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=207026481Galera Therapeuticshttp://galeratx.com/ISW Grouphttp://www.manta.com/c/mmfn0h6/isw-group-incKyphahttp://www.linkedin.com/pub/paul-olson/a/925/3a3MediBeaconhttp://www.mediabeacon.com/MEDROShttp://medrospharma.com/Home.htmlMidway Food Animal Scienceshttp://www.ibio.org/NEWS_EVENTS/ev-detail.lasso?e_id=3200Mobius Therapeuticshttp://mobiustherapeutics.com/Nawganhttp://www.nawgan.com/NEurolutionshttp://www.chubbybrain.com/companies/neurolutionsPixelEXX Systemshttp://pixelexx.com/Pulse Therapeuticshttp://pulsetherapeutics.com/RadTargXhttp://radtagtech.com/SARmonthttp://sarmont.com/Vasculoxhttp://vasculox.com/Venganzahttp://www.venganza.org/X-tend Energyhttp://www.x-tendenergy.com/WashU-1 Technologyhttp://cint.wustl.edu/Default.aspxInvestment Team:Eric Gulve, Presidentegulve@biogenerator.orgDan Broderick, Vice Presidentdbroderick@biogenerator.orgCharlie Bolten, Vice Presidentcbolten@biogenerator.orgEdward Hamati, PrincipalBioGenerator Accelerator Labswww.biogenerator.org/lab/index.shtmlILife Sciences & HealthcareSeedThe BioGenerator Accelerator Labs is an innovation center consisting of shared and private wet laboratory and office spaces along with significant laboratory equipment for medicinal chemistry, cell biology, molecular biology and biochemistry. The Accelerator Labs were constructed in 2010 through BioGenerator operating funds and donations from the James S. McDonnell Foundation, CORTEX and the Life Sciences Research Trust Fund. In the first phases of technology commercialization, the pre-equipped Accelerator Labs allow researchers and entrepreneurs to establish laboratory operations and to initiate proof of concept studies without having to raise the capital required to purchase most equipment and rent laboratory space.

CORTEX BioScience District4320 Forest Park Avenue, Suite 303St. LouisMO63108

Tenant companies include:Vasculoxhttp://vasculox.com/Confluence Life Scienceshttp://www.confluencelifesciences.com/2Tearhttp://www.biogenerator.org/lab/index.shtmlSARmonthttp://sarmont.com/Innovimmune Biotherapeuticshttp://innovimmune.com/Avexi Pharmahttp://www.biogenerator.org/lab/index.shtmlPixelEXX Systemshttp://pixelexx.com/Confluence Discovery Technologieshttp://confluencediscovery.com/Apsehttp://www.apse.org/Antegrin Therapeuticshttp://www.lookupbook.com/profile/healthcare-services/mo/st-louis/antegrin-therapeutics-llcARTA Bioscienceshttp://www.manta.com/c/mtgzwhs/arta-bioscience-incIonic Transport Assayshttp://www.biogenerator.org/lab/index.shtmlRadTargXhttp://radtagtech.com/ArrayBridgehttp://arraybridge.com/Tansna Therapeuticshttp://www.manta.com/c/mr4bsk6/tansna-therapeutics-incFimbrion Therapeuticshttp://www.biogenerator.org/lab/index.shtmlCompanion Pharmahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=216432987AcuPlaqhttp://www.hotfrogbiz.com.ar/Companies/AcuplacManagement Team:Eric Gulve, President egulve@biogenerator.orgDan Broderick, Vice Presidentdbroderick@biogenerator.orgCharlie Bolten, Vice Presidentcbolten@biogenerator.orgEdward Hamati, PrincipalResonant Venture Partnershttp://resonantvc.comVCInformation TechnologySoftware & InternetCommunications & NetworkingSeedResonant Venture Partners is a venture capital firm based in Ann Arbor, Michigan that makes seed stage investments in companies developing cloud infrastructure, software and services. The Resonant team combines 30 years of high-tech corporate and venture-backed startup experience with over 65 years of venture capital investing experience. Managing directors Michael Godwin and Jason Townsend are Michigan natives that have returned to Ann Arbor after illustrious Silicon Valley technology careers. The firm has raised approximately $5.5 million of a targeted $20 million fund.

425 N. Main St.Ann ArborMI48104734-277-2054

Portfolio companies include:Accio Energyhttp://accioenergy.com/Deepfieldhttp://www.myspace.com/deepfield#!Duo Securityhttp://www.duosecurity.com/Precoghttp://en.wikipedia.org/wiki/PrecognitionSookasahttp://signup.sookasa.com/Investment Team:Michael Godwin, Managing Directormichael@resonantvc.comJason Townsend, Managing Directorjason@resonantvc.comWashing Pond Ventureshttp://washingpondventures.comVCInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaEarlyWashing Pond Ventures is an early-stage investment fund that focuses on technology-enabled ideas through either internal incubation and development or external investment and support. The firm looks to match its resources with a select number of companies primarily in the areas of Consumer web/mobile, B2B web/mobile, social enterprise, and conferences/events. Washing Pond does this through direct investments, preferred investment partners, Firestarter Fund, and internal incubation/development of an idea.

1955 N. Burling StreetChicagoIL60614

Portfolio companies include:Clustered Appshttp://clusteredapps.com/GiveForwardhttp://www.giveforward.com/Half Teamhttp://register.halfteam.com/Nectarrhttp://www.nectar.com/Sparkedhttp://www.sparked.com/Apriumhttp://en.wikipedia.org/wiki/ApriumTap Mehttp://tap.me/Investment Team:Alicia Cannon Mullen, Principalamullen@washingpondventures.comTihomir Ivanov, Technology DirectorWilliam Cannon, Creative DirectorTed Cooke, AssociateMolly Mullen, AssociateHannah McMillan, Jr. AssociateThink Big Partnerswww.thinkbigpartners.comIInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyThink Big Partners is an early-stage startup accelerator and mentorship-based collaborative network located in Kansas City, Missouri. Think Big Partners has successfully launched or grown over 100 companies with its creation of co-working spaces, entrepreneurial conferences, essential services, startup resources and more. The Think Big Accelerator Program is an intensive 14-week program with the goal to help entrepreneurs turn ideas into profitable companies. Think Big Ventures is an early-stage, technology-focused venture fund that makes milestone-based investments into web services, apps, software and related opportunities. Think Big Ventures has a strong preference for capital-efficient companies with established intellectual property, a strong market opportunity and experienced management teams.

1800 Baltimore, 4th FloorKansas CityMO64108816-842-5244

Portfolio companies include:EyeVerifyhttp://www.eyeverify.com/Investment Team:Herb Sih, Managing Partner & Co-Founderherb@thinkbigpartners.comTyler Prochnow, Senior Partner & Co-FounderBlake Miller, PartnerLaura Goede, Account ManagerAllison Way, Senior AssociateSarah Snyder, bizperc ManagerAusten BioInnovation Institute in Akronwww.abiakron.orgILife Sciences & HealthcareMedical DeviceSeedEarlyAusten BioInnovation Institute in Akron-- a unique collaboration of Akron Children's Hospital, Akron General Health System, Northeast Ohio Medical University, Summa Health System, The University of Akron and The John S. and James L. Knight Foundation-- is focused on patient-centered innovation and commercialization at the intersection of biomaterials and medicine. The institute is focused on being a global leader in discovering, developing and commercializing biomaterials solutions for patients with orthopaedic and wound healing problems, nationally distinct in improving health outcomes with a focus on the medically underserved, and recognized for the use of simulation technologies to improve the education of the healthcare team.

47 North Main StreetAkronOH44308330-572-7544

Portfolio companies include:APTO Orthopaedicshttp://www.mymdcontractor.com/medical-device-austen-bioinnovation-apto-orthopaedics-011712.aspxManagement Team:Frank L. Douglas, President & CEO fdouglas@abiakron.orgArk Capital Managementwww.arkvc.comVCPEInformation TechnologyMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesFinancial ServicesConsumer ProductsRetail & RestaurantExpansionMiddle MarketFounded in 1991, Ark Capital manages the Ark Direct Capital Fund, L.P., a private equity fund, providing growth equity and growth acquisition financing to middle market companies. The Fund invests across the U.S., seeking investments in basic, high growth industries without significant technology risks, or high growth segments within mature industries. Among the industries Ark will consider are: Communications and media; Consumer products; Financial services; Food service; Healthcare; Information technology and services; Light manufacturing; and Specialty retail. The Fund invests primarily in later stage growth companies, preferably those exceeding $10 million in profitable revenues. It also seeks to purchase mature businesses with the opportunity to significantly improve performance, as well as companies that are seeking a change of ownership. The Fund prefers to invest in transactions that support a minimum of $1 million in equity and may seek equity co-investors and leverage. The Fund has a particular emphasis on domestic emerging markets such as industries and geographies that are undercapitalized and emerging entrepreneurs who are outside of the traditional private equity network. It also pursues corporate spin-off opportunities.

150 N. Wacker Drive, Suite 2360ChicagoIL60606312-541-0330

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Michael Granger, General Partnermichael@arkvc.comXcylur Stoakley, General Partnerxcylur@arkvc.comAdvantage Capital Partnerswww.advantagecap.comVCInformation TechnologyCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareRetail & RestaurantAgriculture & Agricultural ScienceEarlyAdvantage Capital Partners is an innovative group of venture capital partnerships that has raised more than $1.6 billion in capital. Founded in 1992, the firm has grown to include offices in Missouri, Louisiana, New York, Texas, California, Illinois, Florida, Mississippi and Washington, D.C., with affiliated offices in Alabama, Colorado and Wisconsin. The firm's focus is primarily in the Communication, Information Technology, Life Science and Energy sectors in markets that are underserved by other private equity funds. Advantage makes investments in companies at all stages except seed round financings. Advantage's typical initial investment ranges from $500,000 to $2 million. Advantage also provides small business financing through BizCapital, Advantage Capital's wholly owned non-depository financial institution that is licensed by the Federal Government to make SBA and USDA loans. Established in 1999, BizCapital's primary mission hinges on offering small companies competitive loan structures, which are government guaranteed in nature. BizCapital investments typically are straight debt instruments, debt with warrants, or convertible debentures in the preferred industries of basic manufacturing, marine transportation, retail, health services, and energy. Investments range from as small as $250,000 to as large as $5,000,000, and in most cases are secured or semi-secured by fixed asset collateral. In 2005, Advantage Capital also established a Small Business Finance Fund of $32 million for companies and entrepreneurs in low-income communities.

190 Carondelet Plaza, Suite 1500St. LouisMO63105314-725-0800314-725-4265

Portfolio companies include:AlfaLighthttp://alfalight.com/GridPointhttp://www.gridpoint.com/Home.aspxNeuWave Medicalhttp://neuwavemedical.com/Quality Wood Productshttp://qualitywoodproducts.net/A.V. Smoothttp://avsmoot.com/Able Planethttp://www.ableplanet.com/Adventure Centralhttp://www.adventurecentral.com/travel/AdventureCentral/Landing.aspxagencyQhttp://www.agencyq.com/AGIS Networkhttp://www.agisnetwork.com/Agri-Sourcehttp://www.agrisource.com/Anarkhttp://anark.com/ArcMail Technologyhttp://arcmail.com/AuthenTechttp://www.authentec.com/Barton Nelsonhttp://bebco.com/Binopticshttp://binoptics.com/Bizzukahttp://www.bizzuka.com/Butler's Pantryhttp://www.ehow.com/how_2146711_build-butlers-pantry.htmlCardaxhttp://security.gallagher.co/Chapman Instrumentshttp://chapinst.com/CheckPoint Pumps & Systemshttp://cppumps.com/Code Redhttp://www.ecnetwork.com/codered/Computimehttp://computime.net/Crown Plasticshttp://www.crownplastics.com/Digiumhttp://www.digium.com/Investment Team:Scott A. Zajac, Senior Managing Director (St. Louis)szajac@advantagecap.comLouis T. Dubuque, Managing Director (St. Louis)ldubuque@advantagecap.comJeremy R. Degenhart, Principaljdegenhart@advantagecap.comDeborah F. Dubin, Strategic Communicationsddubin@advantagecap.comMark B. Lewis, Principalmlewis@advantagecap.comJeffrey W. Craver, Senior Vice Presidentjcraver@advantagecap.comThomas A. Boman, Senior Vice President of Financetboman@advantagecap.comJonathan I. Goldstein, Managing Director (St. Louis)jgoldstein@advantagecap.comTimothy W. Hassler, PrincipalAnthony Metzner, Vice PresidentJoseph Blechl, Senior Vice President (St. Louis)jblechl@advantagecap.comRichard T. Hummell II, Principal (St. Louis)Ascension Health Ventures, LLCwww.ascensionhealthventures.orgFOFCVCInformation TechnologyLife Sciences & HealthcareMedical DeviceEarlyEstablished within Ascension Health in 2001, AHV is a strategic healthcare venture fund focused on the medical device, technology and service sectors with $325 million under management. Ascension Health is the nation's largest Catholic and largest nonprofit health system serving patients through a network of hospitals and health facilities in 20 states and the District of Columbia. The fund has a commitment of $125 million to invest in expansion to late-stage healthcare companies. The firm invests approximately $5 million per round and up to $10 million per company. In 2007, AHV closed a second fund, CHV II, LP with $200 million in commitments from Ascension Health, Catholic Health Initiatives and Catholic Health East. CHV II will continue the investment strategy that AHV employed in its first fund, targeting expansion to later stage medical device, healthcare technology, and healthcare service companies in areas of interest to the limited partners. A portion of the fund will also be committed to other healthcare venture funds.

11775 Borman Drive, Suite 310St. LouisMO63146-6944314-733-8100314-733-8678

Portfolio companies include:Impulse Monitoringhttp://www.impulsemonitoring.com/BodyMediahttp://www.bodymedia.com/Stereotaxishttp://www.stereotaxis.com/CHF Solutionshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2696942Accretive Healthhttp://www.accretivehealth.com/Aethonhttp://www.aethon.com/Augmenixhttp://www.augmenix.com/BioImagenehttp://www.ventanadigitalpathology.com/CB Health Ventureshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=19539Cheetah Medicalhttp://www.cheetah-medical.com/Hemospherehttp://en.wikipedia.org/wiki/HemisphereConfluent Surgicalhttp://www.durasealinfo.com/EKOShttp://www.ekos.com/Essex Woodlands Health Ventureshttp://www.essexwoodlands.com/Advanced Practice Strategieshttp://www.aps-web.com/Excel Medical Ventureshttp://www.emven.com/Haven Behavioral Healthcarehttp://www.havenbehavioral.com/Interventional Spinehttp://www.i-spineinc.com/ISTO Technologieshttp://www.istotech.com/MedVentivehttp://www.medventive.com/Millennium Pharmacy Systemshttp://www.mpsrx.com/MindFramehttp://www.mindframetheaters.com/Neurolutionshttp://www.chubbybrain.com/companies/neurolutionsNovasys Medicalhttp://www.novasysmedical.com/Investment Team:Matthew I. Hermann, Managing Directormhermann@ascensionhealth.orgTara D. Butler, M.D., Investment Directortbutler@ascensionhealth.orgWalter Lin, M.D., Investment Managerwlin@ascensionhealth.orgVictor Kats, Investment ManagerRyan L. Schuler, Investment Directorrschuler@ascensionhealth.orgJeff Stolte, Investment Associatejstolte@ascensionhealth.orgJamie Wehrung, Director, Finance and Administrationjwehrung@ascensionhealth.orgTodd Miltenberger, Senior Investment Analysttmiltenberger@ascensionhealth.orgB12 Capital Partnerswww.b12capitalpartners.comPEMedia & Digital MediaEnergy & Clean TechMedical DeviceManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantEducation & TrainingDefense & Homeland SecurityAgriculture & Agricultural ScienceMiddle MarketB12 Capital Partners is a private equity fund looking to partner with the management of manufacturing and distribution companies from $5 to $50 million in revenue. B12 Capital is focused on investing in mid to late stage companies, with a minimum of $1 million up to $5 million. Its geographical emphasis is on the states of the Big Twelve conference, extending into the upper Midwest, Southeast and Intermountain West. B12 focuses on commercial and industrial companies in a variety of sectors, including aerospace; agriculture; distribution and commercial services; filtration, water, and air quality; niche energy; and specialty publishing. The firm also invests in niche consumer product companies in education; pet products; branded apparel and outdoor and recreation products.

4900 Main Street, Suite 950Kansas CityMO64112816-994-8631816-994-8633

Portfolio companies include:Brown Industrieshttp://www.brownind.com/Doors in Motionhttp://www.doorsinmotion.net/Advanced Probing Systemshttp://advancedprobing.com/Domaille Engineeringhttp://domailleengineering.com/Investment Team:Gregory L. Gaeddert, Managing Partner, 913-636-7515greg@b12capitalpartners.comMichael D. Wedel, Managing Partner, 913-593-1820mike@b12capitalpartners.comC3 Capital Partners, LPwww.c3holdings.com PEEnergy & Clean TechManufacturing & IndustrialBusiness ServicesMiddle MarketFounded in 1994, C3 currently manages three funds (C3 Capital Partners, L.P., C3 Capital Partners II, L.P. and C3 Capital Partners III, L.P.), with approximately $430 million in assets that provide capital for businesses to finance later stage growth, strategic acquisitions, ownership transitions, and recapitalizations. The firm has offices in Kansas City, Phoenix and Dallas. The firm makes $2 million to $10 million investments in the form of subordinated debt or preferred equity in established businesses with a history of profitability and EBITDA of at least $1.5 million. C3 will not invest in early stage businesses or in turnarounds. Targeted industries include chemicals, plastics, energy, business services, distribution, and high value-added manufacturing. The firm will not invest in real estate, oil and gas exploration, financial institutions or businesses involving a significant bet on the evolution of specific technologies or with a high risk of technological obsolescence. C3 focuses its investments in the Midwest and South, but will consider investments nationally.

4520 Main St., Ste. 1600Kansas CityMO64111816-756-2225 816-756-5552

Portfolio companies include:Findetthttp://santolubes.com/KDA Holdingshttp://kdaholdingsinc.com/Lynn Roberts Internationalhttp://www.golynnroberts.com/Metparhttp://www.metpar.com/Regal Kitchenshttp://www.regalkitchensinc.com/Franchise Conceptshttp://www.franchiseconcepts.com/Sparhawk Laboratorieshttp://sparhawklabs.com/American Apparelhttp://www.americanapparel.net/Wiza Industrieshttp://www.wizaindustries.com/Services.htmTranter Radiator Productshttp://www.manufacturedirections.net/south-carolina/edgefield/567856-deirdre-hicks.htmlRaybor Managementhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4985781ETCChttp://www.etcc.com/University Clinical Research, Delandhttp://www.availclinical.com/Traeger Pellet Grillshttp://www.traegergrills.com/Spencer Reed Grouphttp://spencerreed.com/Sweet Additionshttp://www.sweetadditions.net/Epolinhttp://www.epolin.com/Equivalent Datahttp://www.equivalentdata.com/SCWWhttp://myscww.org/Pennhurst Grouphttp://www.pennhurstgroup.com/SuccessEdhttp://successed.net/Professional Environmental Engineershttp://pe-engrs.com/3VTVhttp://3vtv.com/WiseConnecthttp://wiseconnectinc.com/Nationwide Learninghttp://www.nationwide-learning.com/Investment Team:D. Patrick Curran, Founder and Principalpcurran@c3cap.comPatrick F. Healy, Founderphealy@c3cap.comRobert L. Smith Jr., Co-Founder, Partnerrsmith@c3cap.comSteve Swartzman, Co-Founder, Partnersswartzman@c3cap.comA. Baron Cass III, Principal (Dallas), 214-292-2000bcass@c3cap.comJared Poland, Managing Directorjpoland@c3cap.comChristopher Roden, Managing Directorcroden@c3cap.comCapital For Businesswww.capitalforbusiness.comPELife Sciences & HealthcareManufacturing & IndustrialTransportation & DistributionConsumer ProductsMiddle MarketFounded over 45 years ago as one of the first Small Business Investment Companies, Capital For Buiness has managed numerous institutional funds and currently manages more than $100 million of capital commitments. Capital For Buiness typically invests between $500,000 and $5 million in middle-market companies with less than $75 million in revenue. The firm invests in platform companies with more than $8 million in annual revenue and has no minimum for add-on candidates. Industries of interest include building products, consumer durables, contract manufacturing, distribution, healthcare services and specialty chemicals. The firm's primary geographical emphasis is in the Central U.S., from Denver to Cleveland and Minneapolis to Houston. CFB executes various transactions, such as management buyouts, leveraged buyouts, and expansions. The firm does not invest in start-ups, turnarounds, new technologies, biotechnology, real estate, energy, or financial institutions.

Eleven South Meramec, Suite 1430St. LouisMO63105314-746-7427314-746-8739

Portfolio companies include:Digi-Starhttp://digi-star.com/Sotel Systemshttp://sotelsystems.com/Behrens Manufacturinghttp://www.behrensmfg.com/Detroit Tool Metal Productshttp://www.dtmp.com/Central States Bus Saleshttp://centralstatesbus.com/CNW Limitedhttp://www.newswire.ca/Custom Marketinghttp://custommarketingco.com/Hi-Grade Welding & Manufacturinghttp://higradeinc.com/Inovar Packaging Grouphttp://www.inovarpkg.com/Kieffer & Co.http://www.kieffersigns.com/Lanair Holdingshttp://www.lanair.com/Legacy Technologieshttp://www.legacytechnologies.com/Magnum Systemshttp://www.magnumsystems.com/McNally Industrieshttp://mcnally-group.com/mcnallyindustries/Buse Industrieshttp://buseinc.com/Domaille Engineeringhttp://domailleengineering.com/Investment Team:Stephen B. Broun, Managing Partnersteve.broun@capitalforbusiness.comHollis A. Huels, Senior Vice Presidentholly.huels@capitalforbusiness.comPaul Novak, Vice Presidentpaul.novak@capitalforbusiness.comBrett A. Parr, Assistant Vice Presidentbrett.parr@capitalforbusiness.comWilliam S. Witzofsky, Vice Presidentbill.witzofsky@capitalforbusiness.comConsumer Growth Partnerswww.consumergrowth.comPEConsumer ProductsRetail & RestaurantMiddle MarketFormed in 2005, Consumer Growth Partners (CGP) is a private investment firm providing capital exclusively for Specialty Retail and Branded Consumer and restaurant companies with $10 to $100 million in revenue. CGP's equity investments typically range from $10 million to $50 million. Key criteria for investment selection include sustainable competitive advantage, proven management, proven economics and significant growth potential.

435 Nichols Road, Suite 200Kansas CityMO64112816-960-1771816-960-1777

Portfolio companies include:B Cellarshttp://www.bcellars.com/Baskinshttp://baskins.com/Peruvian Connectionhttp://www.peruvianconnection.com/Shoe Sensationhttp://www.shoesensation.com/Wild Thing Gearhttp://www.wildthingsgear.com/I.O. Metrohttp://www.iometro.com/Investment Team:Bill Reisler, Founding Partnerbreisler@consumergrowth.comJeff Teeven, Founding Partnerjteeven@consumergrowth.comRichard Baum, Founding Partnerrbaum@consumergrowth.comEarl Benson, Principal and CFOCrown Capital Corporationwww.crown-cap.comPEInformation TechnologyCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialFinancial ServicesReal EstateMiddle MarketCrown Capital Corporation was founded in 1985 to provide investment banking and merchant banking services tailored to the emerging growth of middle-market companies. The firm's focus is primarily on companies with revenue between $10 and $250 million. Crown has invested in buyouts, recapitalizations, growth financings and private placements for both private and public companies. Transactions have varied in size from $1 million up to $500 million. Crown is able to use co-investors to do larger transactions. Crown Merchant Banking has invested in several industries, with some of the more successful investments in business services including health care, environmental services (dredging and cleanup), financial services (equipment leasing and banking), manufacturing (branded products), food processing (branded retail food products), energy (traditional suppliers of coal and oil and alternative), biotech and health care devices, telecommunications, and real estate (commercial and multifamily).

12935 N. Forty Dr., Suite 212St. LouisMO63141314-590-5100314-590-5105

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:R. William Breece, President and Chief Executive Officerrbreece@crown-cap.comJames L. Jackson, Vice President, Southeast Business DevelopmentRandy Burkhardt, Vice President, Midwestern Business DevelopmentFinServe Tech Angelswww.finservetechangels.orgAInformation TechnologyFinancial ServicesEarlyFinServe Tech Angels is a group of financial services executives and entrepreneurs who invest in early stage financial services technology companies. FinServe Tech Angels is based in St. Louis where several of the nation's largest financial services firms are located including Edward Jones, Scottrade, Stifel Nicolaus, MasterCard, and Wells Fargo Advisors. The organization seeks out the top financial services related start-up companies from across the country, and brings them to St. Louis to present before its members. Individual members make their own investment decisions regarding each company that presents before the group. The organization assists members with due diligence and deal syndication. FinServe Tech Angels has four meetings a year scheduled in February, May, August, and October. The group targets seed and early stage companies using technology to provide better services and processes in the financial services industry. FinServe considers both back office applications and software, as well as consumer focused products and services, and makes investments between $250,000 to $1,500,000.

611 Olive Street, Suite 1245St. LouisMO63101314-677-1132

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Kyle Welborn, Executive Directorkyle@finservetechangels.orgDan Conner, AssociateEileen Ke, AssociateRyan Rakestraw, AssociateJoe Marlo, AnalystSunil Srivatsa, AnalystForsyth Capital Investorswww.forsythcapital.comPEInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesFinancial ServicesMiddle MarketFounded in 2009, Forsyth Capital Investors is a $100 million fund that focuses on investing in small- to middle-market companies that have EBITDA in the range of $5 million to $10 million. The firm will be making equity investments of $10 million to $30 million for majority ownership positions. Target industries include manufacturing, business services, distribution, automation, financial services/insurance and healthcare services and administration. The firm pursues a "hybrid" investment approach that offers more value creation capabilities through operational improvements and strategy development and relies less on "maxing out" financial leverage to produce returns. A relationship with Barry-Wehmiller Companies, enables the firm to provide "strategic" resources without compromising the autonomy, strategic vision and entrepreneurial spirit of portfolio companies.

8040 Forsyth Blvd.St. LouisMO63105314-726-2152314-726-2132

Portfolio companies include:Engle Martin & Associateshttp://englemartin.com/Baldwin Technology Companyhttp://www.baldwintech.com/Machine Solutionshttp://www.machinesolutions.com/index.htmInvestment Team:Chet Walker, Senior Managing Directorchet.walker@forsythcapital.comKyle Chapman, Managing Directorkyle.chapman@forsythcapital.comRyan Gable, Managing Directorryan.gable@forsythcapital.comMills & Partnerswww.mills-partners.comPEManufacturing & IndustrialMiddle MarketLateFounded in 1985, Mills & Partners specializes in the acquisition and operation of commercial and industrial manufacturing companies whose revenues range from $75 million to over $1.5 billion. The Mills & Partners portfolio of companies has reached in excess of $2.5 billion of revenues. Mills & Partners has participated in originating transactions having a listed value in excess of $9.6 billion, ranging from less than $5 million to nearly $2.0 billion. The Mills & Partners portfolio of companies has reached in excess of $2.5 billion of revenues, 90 R&D and manufacturing facilities and 21,000 employees with locations in most significant industrialized countries.

8235 Forsyth Boulevard, Suite 300St. LouisMO63105314-727-1701314-862-7401

Portfolio companies include:Metawavehttp://www.meta-wave.com/Accutechttp://accutecmfg.com/Laughlin-Wilt Grouphttp://start.cortera.com/company/research/k3r2sso6k/laughlin-wilt-group-inc/Investment Team:James N. Mills, Chief Executive OfficerW. Thomas McGhee, Secretary and General CounselNidus Partnershttp://niduspartners.comVCLife Sciences & HealthcareAgriculture & Agricultural ScienceSeedEarlyEstablished in 2000, Nidus Partners LP is a unique collaboration between experienced entrepreneurs and strategic corporations to identify and commercialize innovative technologies broadly impacting the energy markets. The partnership provides seed funding, entrepreneurial experience and market input to identify and manage the key risks in advancing early technology towards commercialization. Nidus Center is part of the investment Monsanto and others have made to help promote the St. Louis region as a world center in biotechnology and the plant sciences. Nidus' offices and laboratories are located in the Bio-Research and Development Growth Park, (BRDG) adjacent to the Donald Danforth Plant Science Center.

1005 North Warson Road, Suite 201 St. LouisMO63132314-812-8003314-812-8080

Portfolio companies include:Electrochaeahttp://www.electrochaea.com/Aerovalvehttp://aerovalve.com/X-tend Energyhttp://www.x-tendenergy.com/Six Converthttp://www.manta.com/c/mtqfr22/six-convert-llcInvestment Team:Victoria A. Gonzalez, Managing Partnervicki@niduspartnersMich Hein, Managing Partnermich@niduspartners.comDuke Leahey, Founding PartnerMike Gadberry, Founding Partnermike@niduspartners.com Ted Briscoe, Managing Partnerted@niduspartners.comOakwood Medical Investorswww.oakwoodmedical.comVCLife Sciences & HealthcareMedical DeviceGrowthFounded 1997, Oakwood Medical Investors is a life science venture capital fund formed to invest in development stage medical device, biopharmaceutical and medical service companies. Over the past 25 years, Oakwood's managers have collaborated on more than 40 life science investments in companies across the nation. The firm's most recent fund is its Oakwood Medical Investors V fund. Target portfolio companies for Oakwood are mid-stage healthcare companies and have an outstanding management team, industry disruptive technology, demonstrated proof of concept, and typically completed a first round of institutional venture financing.

10411 Clayton Road, Suite 302 St. LouisMO63131314-991-7979 314-991-7914

Portfolio companies include:MedVantxhttp://medvantx.com/Mitralignhttp://www.mitralign.com/NovaVisionhttp://www.novavision.com/Sphericshttp://www.spherics.com/TransMolecularhttp://www.transmolecular.com/pdfs/FiveashPR_ASCOVersion.pdfAdvanced Pain Managementhttp://www.advpain.com/Aptus Endosystemshttp://aptusendosystems.com/Lanxhttp://www.lanx.com/AllianceCarehttp://www.caresouth.com/EKOShttp://www.ekos.com/EndoGastric Solutionshttp://www.endogastricsolutions.com/Hygieiahttp://en.wikipedia.org/wiki/HygieiaEMKineticshttp://emkinetics.com/Investment Team:Raul E. Perez, M.D., President and Managing Directorrperez@oakwoodmedical.comDaniel A. Burkhardt, Managing Directordburkhardt@oakwoodmedical.comJames L. Nouss Jr., DirectorJason A. Darrah, Director of Researchjdarrah@oakwoodmedical.comOPENAIR Equity Partnerswww.openairep.comVCInformation TechnologySoftware & InternetCommunications & NetworkingEarlyGrowthExpansionOpenAir Equity Partners is a venture capital and private equity firm solely focused on the wireless, communications and mobile Internet sectors. The firm considers early venture, mid venture, and late stage investments.

4520 Main St., Suite 1400Kansas CityMO64111913-362-1111

Portfolio companies include:Zave Networkshttp://www.zavenetworks.com/eRecyclingCorpshttp://www.erecyclingcorps.com/GoGo In-Flight Internethttp://www.gogoair.com/gogo/splash.doFarmlinkhttp://www.farmlink.org/Signal Sethttp://www.signalset.com/Mobile Intelligence Solutionshttp://www.mobileintelligencesolutions.com/E Bandhttp://www.e-band.com/Leap2http://leap2.com/Gift Card Impressionshttp://giftcardimpressions.com/home.htmlSpectrum Fivehttp://www.fcc.gov/document/spectrum-five-milestone-decisionInSequenthttp://insequent.com/GreenLight Connectivity Solutionshttp://greenlightcar.com/AgLocalhttp://aglocal.com/Investment Team:Ron LeMay, Managing DirectorKathy Walker, Managing Directorkathy@openairep.comScott Ford, Managing Directorscott@openairep.comLance LeMay, Managing DirectorProlog Ventureswww.prologventures.comVCLife Sciences & HealthcareEarlyProlog Ventures is a venture capital firm specializing in life sciences since 2001. The firm invests in traditional healthcare opportunities as well as emerging areas such as nutrition, wellness, and green technology. The firm has invested in over 25 companies.

7701 Forsyth Boulevard, Suite 1095St. LouisMO63105314-743-2400314-743-2403

Portfolio companies include:CS-Keyshttp://cskeys.com/Travantihttp://www.travantipharma.com/APT Therapeuticshttp://apt-therapeutics.com/ZyStor Therapeuticshttp://www.bmrn.com/AirXpandershttp://www.airxpanders.com/Akerminhttp://akermin.com/Altheushttp://www.altheustherapeutics.com/Attunehttp://www.attunefoods.com/Brand New Brandshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=20548998Corazonashttp://corazonas.com/Divergencehttp://en.wikipedia.org/wiki/DivergenceEndoStimhttp://www.endostim.com/EraGenhttp://www.luminexcorp.com/Everesthttp://www.everest.edu/Intellicythttp://www.intellicyt.com/ITChttp://www.itc.edu/Kereoshttp://www.kereos.com/Nest Collectivehttp://www.nest-collective.com/index.phpNxTherahttp://www.arboretumvc.com/portfolio-nxthera.phpPixelEXXhttp://pixelexx.com/ShopWellhttp://www.shopwell.com/Singulexhttp://singulex.com/Venitihttp://www.venitimedical.com/Veranhttp://veranmedical.com/Zeelhttp://www.zeel.com/Investment Team:Brian Clevinger, Founder and Managing Directorbrian@prologventures.comGregory Johnson, Founder and Managing Directorgrj@prologventures.comIlya Nykin, Founder and Managing Directorilya@prologventures.comDan Broderick, Managing Directordan@prologventures.comRiverVest Venture Partnerswww.rivervest.comVCLife Sciences & HealthcareMedical DeviceSeedEarlyExpansionFounded in September 2000, RiverVest Venture Partners has focused exclusively on innovations in life sciences. The firm identifies, found, and actively incubate promising life sciences companies, particularly in the medical device and biopharmaceutical industries. RiverVest provides practical advice and strategic leadership to help entrepreneurs drive early-stage companies forward. RiverVest also invests in select later-stage life science companies to diversify risk and maximize portfolio returns. Since its inception, RiverVest has raised two investment funds with total committed capital of $164 million, and supported more than 25 innovated life science companies.

7733 Forsyth Boulevard, Suite 1650St. LouisMO63105314-726-6700314-726-6715

Portfolio companies include:Accumetricshttp://www.accumetrics.com/Centerre Healthcarehttp://www.centerrehc.com/Kereoshttp://www.kereos.com/Velocimedhttp://mbbnet.umn.edu/company_folder/velocimed.htmlCameron Healthhttp://www.cameronhealth.com/Excaliard Pharmaceuticalshttp://excaliard.com/IDev Technologieshttp://www.idevmd.com/Kaperiohttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=100416594Lumena Pharmaceuticalshttp://www.lumenapharma.com/Luminous Medicalhttp://www.luminousmedical.com/Lutonixhttp://www.lutonix.com/MacroGenicshttp://www.macrogenics.com/Otonomyhttp://www.otonomy.com/Securus Medical Grouphttp://www.onemedplace.com/database/list/cid/14485/Neuros Medicalhttp://www.neurosmedical.com/Tryton Medicalhttp://www.trytonmedical.com/Investment Team:Thomas C. Melzer, Manging Directortmelzer@rivervest.comJay W. Schmelter, Managing Directorjschmelter@rivervest.comAndrew B. Craig III, Special Limited Partneracraig@rivervest.comKaren Spilizewski, Vice Presidentkspilizewski@rivervest.comNiall ODonnell, Principalnodonnell@rivervest.comJohn McKearn Ph.D., Manging Directorjmckearn@rivervest.comMarilyn J. Slavich, Controllermslavich@rivervest.comSage Capital, LLCwww.sagecapitalllc.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketFormed in early 2004, Sage Capital is a St. Louis based private equity firm providing equity and mezzanine capital to lower middle market businesses in North America. The firm is particularly active between the Appalachian and Rocky Mountains. The firm targets companies with EBITDA typically between $2 million and $7 million. The preferred investment amount is $2 - $7 million per transaction. Sage targets established businesses; no start-ups. Sage considers opportunities involving acquisitions, minority investments, growth capital, and mezzanine capital. Indicative areas of interest: Differentiated manufacturers (niche markets, unique products or processes); Branded industrial or consumer products; Recurring-revenue service businesses; Professional services; and High-value distribution businesses. Areas of limited appeal include: Biotech, Manufacturers of commodity products, Government contractors, Construction services, Real estate, and Gaming.

8000 Maryland Ave., Suite 1200Saint LouisMO63105314-754-1118 314-721-7238

Portfolio companies include:Store Supply Warehousehttp://www.storesupply.com/Randall Manufacturinghttp://www.randallmfg.com/Revenue Cycle Partnershttp://avadynehealth.com/Investment Team:Wesley McAfee Jones, Managing Partnerwjones@SageCapitalLLC.comJohn W. Lemkemeier, Managing Partnerjlemkemeier@SageCapitalLLC.comJ. Spencer Finney, Partnersfinney@SageCapitalLLC.comThompson Street Partnerswww.thompsonstreet.netPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionDefense & Homeland SecurityAgriculture & Agricultural ScienceMiddle MarketThompson Street Capital Partners, based in St. Louis, manages over $800 million in private equity, investing in manufacturing, distribution, and service companies with EBITDA of $4-$15 million. The firm makes investments in leveraged acquisitions, recapitalizations and going-private transactions in middle-market companies in North America. Thompson focuses on the following industries: high-margin manufacturing, value-added distribution, military and homeland security providers, business-to-business catalog companies, clinical labs, business process outsourcing providers, and other selected businesses.

120 S. Central Ave., Suite 600St. LouisMO63105314-727-2112 314-727-2118

Portfolio companies include:Universal Air Filterhttp://www.uaf.com/Tacoma Electrichttp://tacomaelectric.com/Keystone Printed Specialtieshttp://www.keystoneprint.com/Vaddiohttp://www.vaddio.com/BarcodesInchttp://www.barcodesinc.com/Colo4http://www.colo4.com/Express Oil Change & Service Centerhttp://www.expressoil.com/Thermonhttp://www.thermon.com/Logan's Linenshttp://loganslinens.com/Iracore Internationalhttp://www.iracore.com/Connecticut Electrichttp://www.connecticut-electric.com/Option 1 Nutrition Solutionshttp://option1nutrition.com/Receivables Management Partnershttp://www.receivablesmp.com/Allied 100http://www.allied100.com/Detroit Tool & Engineeringhttp://www.detroittool.com/Iron Datahttp://www.irondata.com/Assembly & Test Worldwidehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=9952863Wright Metal Productshttp://www.wrightmetalproducts.com/DCL Medical Laboratorieshttp://www.dcla.com/Kelehttp://www.kele.com/Broadcast Electronicshttp://www.bdcast.com/Waddington North Americahttp://www.wna.biz/Investment Team:James A. Cooper, Managing Partner, 314-727-2112jcooper@tscp.comPeter S. Villhard, Managing Director, 314-727-8815pvillhard@tscp.comElizabeth R. Borow, Managing Director, 314-446-3317eborow@tscp.comRobert Dunn, Managing Director, 314-446-3309bdunn@tscp.comNeal J. Berman, Managing Director, 314-727-2112nberman@tscp.comVincent E. Warrick, Managing Director, 314-727-2112vwarrick@tscp.comJennifer Ehlen, Vice Presidentjehlen@tscp.comMatthew B. Scherrer, Director, 314-446-3305mscherrer@tscp.comBrian R. Kornmann, Vice President, 314-446-3314bkornmann@tscp.comAnthony T. Chambers, Vice Presidentachambers@tscp.comKellie J. Cramer, CFOkcramer@tscp.comKelly M. Wittenbrink, Vice Presidentkwittenbrink@tscp.comAdvantage Capital Partnerswww.advantagecap.comVCInformation TechnologyCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareEarlyAdvantage Capital Partners is an innovative group of venture capital partnerships that has raised more than $1.6 billion in capital. Founded in 1992, the firm has grown to include offices in Missouri, Louisiana, New York, Texas, California, Illinois, Florida, Mississippi and Washington, D.C., with affiliated offices in Alabama, Colorado and Wisconsin. The firm's focus is primarily in the Communication, Information Technology, Life Science and Energy sectors in markets that are underserved by other private equity funds. Advantage makes investments in companies at all stages except seed round financings. Advantage's typical initial investment ranges from $500,000 to $2 million. Advantage also provides small business financing through BizCapital, Advantage Capital's wholly owned non-depository financial institution that is licensed by the Federal Government to make SBA and USDA loans. Established in 1999, BizCapital's primary mission hinges on offering small companies competitive loan structures, which are government guaranteed in nature. BizCapital investments typically are straight debt instruments, debt with warrants, or convertible debentures in the preferred industries of basic manufacturing, marine transportation, retail, health services, and energy. Investments range from as small as $250,000 to as large as $5,000,000, and in most cases are secured or semi-secured by fixed asset collateral. In 2005, Advantage Capital also established a Small Business Finance Fund of $32 million for companies and entrepreneurs in low-income communities.

c/o Venture Investors 505 S. Rosa Road, Suite 201MadisonWI53719608-441-2700608-441-2727

Portfolio companies include:AlfaLighthttp://alfalight.com/GridPointhttp://www.gridpoint.com/Home.aspxNeuWave Medicalhttp://neuwavemedical.com/Quality Wood Productshttp://qualitywoodproducts.net/A.V. Smoothttp://avsmoot.com/Able Planethttp://www.ableplanet.com/Adventure Centralhttp://www.adventurecentral.com/travel/AdventureCentral/Landing.aspxagencyQhttp://www.agencyq.com/AGIS Networkhttp://www.agisnetwork.com/Agri-Sourcehttp://agrisourceonline.com/Anarkhttp://anark.com/ArcMail Technologyhttp://arcmail.com/AuthenTechttp://www.authentec.com/Barton Nelsonhttp://bebco.com/Binopticshttp://binoptics.com/Bizzukahttp://www.bizzuka.com/Butler's Pantryhttp://www.ehow.com/how_2146711_build-butlers-pantry.htmlCardaxhttp://security.gallagher.co/Chapman Instrumentshttp://chapinst.com/CheckPoint Pumps & Systemshttp://cppumps.com/Code Redhttp://www.ecnetwork.com/codered/Computimehttp://computime.net/Crown Plasticshttp://www.crownplastics.com/Digiumhttp://www.digium.com/Investment Team:Scott A. Zajac, Senior Managing Directorszajac@advantagecap.comLouis T. Dubuque, Managing Directorldubuque@advantagecap.comJeremy R. Degenhart, Principaljdegenhart@advantagecap.comDeborah F. Dubin, Strategic CommunicationsMark B.Lewis, Principalmlewis@advantagecap.comJeffrey W. Craver, Senior Vice Presidentjcraver@advantagecap.comThomas A. Boman, Senior Vice President of Financetboman@advantagecap.comJonathan I. Goldstein, Managing Directorjgoldstein@advantagecap.comTimothy W. Hassler, PrincipalAnthony Metzner, Vice PresidentBaird Capital Partnerswww.bairdprivateequity.comVCPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesEarlyGrowthExpansionMiddle MarketEstablished in 1989, Baird Private Equity is the global private equity group of Robert W. Baird & Co. Across the United States, Europe and Asia, Baird Private Equity makes venture capital, growth equity and buyout investments in the business services, manufactured products and healthcare/life sciences sectors. The Baird Private Equity team includes 80 investment and operating professionals operating in 10 offices in five countries across the globe. Baird Capital Partners, the U.S.-based buyout fund of Baird Private Equity, has made buyout investments in lower middle-market companies in the Business Services, Healthcare and Manufactured Products sectors since 1989. Baird Capital Partners Asia provides capital to companies with substantial operations and growth opportunities in China. Baird Capital Partners Europe invests in lower middle-market companies in the United Kingdom in the Business Services, Healthcare and Manufactured Products sectors. For Venture Capital, Baird focuses on early- and expansion-stage companies in the Business Services and Healthcare/Life Sciences sectors.

777 East Wisconsin AvenueMilwaukeeWI53201-0672888-224-7326

Portfolio companies include:The Mayline Grouphttp://www.mayline.com/Pharmediumhttp://www.pharmedium.com/Campbell Alliancehttp://www.campbellalliance.com/Arroweye Solutionshttp://www.arroweyesolutions.com/Pinstripehttp://www.pinstripetalent.com/ALI Solutionshttp://alisolutions.com/Arroweye Solutionshttp://www.arroweyesolutions.com/Cellerationhttp://www.celleration.com/ClickFuelhttp://www.clickfuel.com/Coalfire Systemshttp://coalfire.com/CoAxiahttp://www.coaxia.com/Core Essence Orthopaedicshttp://ceortho.com/EDO Interactivehttp://www.edointeractive.com/Fellon-McCordhttp://www.fellonmccord.com/High Streethttp://en.wikipedia.org/wiki/High_StreetAccumehttp://www.accumepartners.com/American Auto Auction Grouphttp://americanautoauctiongroup.com/Backyard Discoveryhttp://www.swingsetsonline.com/Digi-Star Holdingshttp://www.digistar.com.my/Eckler Holdcohttp://marketbrief.com/eckler-holdco-incEllman Internationalhttp://www.ellman.com/Flatirons Solutionshttp://www.flatironssolutions.com/Harris Researchhttp://www.harrisinteractive.com/Justrite Manufacturinghttp://justritemfg.com/MedDatahttp://meddatahealth.com/Venture Investment Team:Paul J. Carbone, Managing Partner, 312-609-4911pcarbone@rwbaird.comMichael Liang Ph.D., Partner, 312-609-5499mliang@rwbaird.comPeter Shagory, Partner, 312-609-5494pshagory@rwbaird.comJames E. Pavlik, Partnerjpavlik@rwbaird.comBenedict P. Rocchio, Partnerbrocchio@rwbaird.comMiddle Market Investment TeamDavid P. Pelisek, CFA, Partner, 414-765-7348dpelisek@rwbaird.comC. Andrew Brickman, Partner, 312-609-4702abrickman@rwbaird.comRandall A. Mehl, CFA, Partner, 414-765-3818rmehl@rwbaird.comGordon G. Pan, Partner, 312-609-5498gpan@rwbaird.comTom Costello, Principaltcostello@rwbaird.comAaron Lillybridge, Principalalillybridge@rwbaird.comCalumet Venture Fundhttp://calumetvc.comVCInformation TechnologySoftware & InternetCommunications & NetworkingEarlyCalumet, founded in 2008, was formed to invest in the next generation of high-growth technology companies in the Midwest. The firm has started, grown, and successfully exited 15 companies since its foundation. The fund focus is information technology, specifically in the areas of software as a service, e-commerce and online marketing services, mobile technologies, and bioinformatics. Calumet makes investments in the Midwest, primarily in Wisconsin, Illinois, Michigan, and Minnesota. The firm invests between $200,000 and $3 million at inception, depending on the needs of the company and will increase on a staged basis for follow-on investments. Calumet provides active, hands-on assistance in all phases of expansion.

1245 E. Washington Avenue, Suite 210MadisonWI53703608-310-3242

Portfolio companies include:Montagehttp://www.montagelagunabeach.com/Facultehttp://www.faculte.com/OptiMinehttp://www.optimine.com/CraftEduhttp://www.craftartedu.com/Investment Team:Judy M. Owen, General Partnerjowen@calumetvc.comToni F. Sikes, General Partnertsikes@calumetvc.comDr. Tim A. Williams, General Partnertwilliams@calumetvc.comCapital Midwest Fundhttp://capitalmidwest.comVCInformation TechnologyLife Sciences & HealthcareSeedCapital Midwest Fund is a venture capital firm that invests primarily in areas where the Midwest spends most of its research dollars: life science and information technology. The Fund looks for management with successful previous experience; markets that are established and growing; defensible IP positions; and sustainable competitive advantages. The firm looks for companies that have a positive impact on society by improving quality of life and solving unmet needs.

2675 North Mayfair Road, Suite 410MilwaukeeWI53226414-453-4488414-453-4831

Portfolio companies include:Centronhttp://centroncom.com/EpiCarehttp://epicare.com/HarQenhttp://harqen.com/Immune Cell Therapyhttp://en.wikipedia.org/wiki/ImmunotherapyOcularis Pharmahttp://ocularispharma.com/PreEmptive Medshttp://predisease.com/premed/ScholarCentrichttp://www.scholarcentric.com/Therapeutic Proteinshttp://www.theraproteins.com/VasoGenixhttp://vasogenix.net/src/index.aspxVitalMedixhttp://www.medcitynews.com/2010/02/vitalmedix-inc-a-start-up-developing-a-drug-to-aid-first-responders-files-for-chapter-7/Hardcore Computerhttp://www.hardcorecomputer.com/Therapeutic Proteins (TPI)http://www.theraproteins.com/CytoPherxhttp://www.cytopherx.com/LiquidCool Solutionshttp://www.liquidcoolsolutions.com/index.htmlRapid Diagnostekhttp://rapiddiagnostek.com/Investment Team:Stephen Einhornseinhorn@capitalmidwest.comAlvin Vitangcolavitangcol@capitalmidwest.comDaniel Einhorndeinhor@capitalmidwest.comCedar Creek Partnerswww.cedarllc.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionEarlyCedar Creek Partners acquires profitable manufacturing, distribution and service companies with enterprise values between $10 and $50 million. With over $100 million of capital under management, Cedar Creek partners with operating management teams to execute buyouts and recapitalizations of privately-held companies. H. Wayne Foreman, Robert L. Cook, Jr. and Daniel J. Jagla established Cedar Creek Partners in 1997. Prior to forming Cedar Creek Partners, Messrs. Foreman, Cook and Jagla were the executive management team of Banc One Venture Corporation, which was established by Foreman in 1983. The firm targets low to medium technology manufacturing, distribution or service business with enterprise values between $10 and $50 million and at least $2 million of operating cash flow (restated or adjusted). Cedar Creek's core management team has been together since 1988 and has completed more than 45 acquisitions and recapitalizations of companies with combined revenues of over $1.3 billion.

10936 W. Port Washington Road, Number 180MequonWI53092414-272-1029

Portfolio companies include:Action Floor Systemshttp://www.actionfloors.com/Dart Distributinghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=27361Nordcohttp://www.netcomlearning.com/Noah's Collectors Galleryhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=32199Art Etc.http://art-etc.com/Conxallhttp://conxall.com/The Empire Companyhttp://empireco.com/Galbreathhttp://www.galbreath-inc.com/Imperial Acquisitionhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=29812Netcomhttp://www.netcomlearning.com/NOA Companyhttp://www.noahcompany.com/Ramco Industrieshttp://www.ramcoindltd.com/Schaefer Equipmenthttp://www.schaeferequipment.net/SPARAK Financial Systemshttp://www.manta.com/c/mml4sh7/sparak-financial-systemsWisconsin Film & Baghttp://www.wifb.com/Waupaca Northwoodshttp://www.waupacanorthwoods.com/Trade Press Publishinghttp://www.tradepress.com/Tenerehttp://tenere.com/Syron Engineering & Manufacturinghttp://www.syron.com/Investment Team:Robert L. Cook, Jr., Managing Director, 414-272-5505cook@cedarllc.comDaniel J. Jagla, Managing Director, 414-272-5506jagla@cedarllc.comBecky M. Diedrich, Vice President, 414-272-5508diedrich@cedarllc.comChippewa Valley Angel Investors Networkwww.momentumwest.orgAInformation TechnologySeedEarlyThe Chippewa Valley Angel Investors Network (CVAIN) began operating in April, 2003 to meet a need identified in the region by providing private equity financing potential for early stage and start-up entrepreneurial ventures in the greater Chippewa Valley. Supported by Momentum Chippewa Valley, the network is owned and operated by its member angel investors. It meets monthly to view presentations from businesses that have been pre-screened and invited to present. By the end of 2009 the CVAIN membership had invested over $3 million in seven early stage companies in the Chippewa Valley and surrounding region, including the Twin Cities and Madison. The Chippewa Valley Angel Investors Network is currently made up of 17 member investors. To date, the portfolio has not produced a harvest for the investors.

P.O. Box 3232Eau ClaireWI54702-3232715-878-9791

Portfolio companies include:StrandVisionhttp://www.strandvision.com/BioIonixhttp://www.bioionix.com/eXOShttp://exosmedical.com/Small Tree Communicationshttp://www.small-tree.com/VisionSharehttp://www.abilitynetwork.com/Paradigm Diagnosticshttp://www.pdx-inc.com/Investment Team:Pete Marsnik, Managercvangels@execpc.comDaneVest Capital Tech Fund Advisorswww.danevestcapital.comVCInformation TechnologyLife Sciences & HealthcareConsumer ProductsEarlyDaneVest Capital is a private investment management company that creates investment opportunities in privately-held business sectors. Working with a variety of industries that are looking for capital solutions, the firm provides an efficient structure, through a variety of private equity funds, for investors to participate in the growth of local businesses and communities. DaneVest Tech Fund invests primarily in privately held, early stage growth businesses with special technology and other advantages in the information technology (IT), life science and consumer goods/service industries. The firm's portfolio companies are mostly located in Wisconsin and the Midwest. DaneVest's investment strategy is intended to provide capital to companies who have exhausted friends and family and are not ready for the larger venture capital stage. The Fund typically looks for investments between the $250,000 and $2,000,000 range, which may occur in various tranches. Special consideration is paid to companies with revenue and available Wisconsin 255 investment tax credits.

8215 Greenway Boulevard, Suite 560MiddletonWI53562608-830-2990

(Mailing Address)P.O. Box 7792MadisonWI53707Portfolio companies include:Stemina Biomarker Discoveryhttp://www.stemina.com/web/index.phpTrafficCast Chinahttp://www.trafficcast.com.cn/chineseDetailServlet.html?language=en&nId=180Compact Particle Accelerationhttp://cpac.pro/Alice.comhttp://alice.com/Eso-Technologieshttp://eso-tech.com/Sologearwww.flamedisk.comTrafficCasthttp://www.trafficcast.com/Investment Team:Terrence R. Wall, General PartnerLeon R. Wilkosz, Presidentlwilkosz@danevestcapital.comFacilitator Capital Fundwww.fcffunds.comVCPEInformation TechnologyLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialBusiness ServicesFinancial ServicesExpansionMiddle MarketFacilitator Capital Fund is a Wisconsin-based private equity fund committed to helping smaller, middle-market companies accelerate and sustain their growth. FCF was founded in 1999 as a $130 million SBIC by Gus Taylor and the late Robert L. Zobel. It invests $2 to $15 million in established companies with $10-$75 million in annual sales (EBITDA > $2 million) in Wisconsin and the Upper Midwest. The firm's areas of focus are Food and food equipment companies (branded, industrial and contract); Manufacturing, distribution, service; Medical services, devices and equipment; Specialty chemical and coatings; Paper converting, packaging; Capital equipment, especially with a large installed base and parts business; Niche equipment manufacturers; Financial services; Outsourced services; and Later-stage technology investments in these markets.

250 West Coventry Court, Suite 201MilwaukeeWI53217414-967-7008414-967-7905

Portfolio companies include:Alkar-RapidPakhttp://www.alkar.com/CERAChttp://materion.com/Businesses/Advanced%20Chemicals.aspxSani-Matichttp://www.sanimatic.com/Thiel Cheese & Ingredientshttp://thielcheese.com/Rondele Specialty Foodshttp://www.manta.com/c/mm4p625/rondele-specialty-foodsKolpin Outdoorshttp://www.kolpinpowersports.com/Kolpin Powersportshttp://www.kolpinpowersports.com/Oshkosh Floor Designshttp://oshkoshdesigns.com/Waukesha Foundryhttp://www.waukeshafoundry.com/Rondole Specialty Foodshttp://riversideproducts.com/Seattle Systemshttp://trulife.com/Sivyer Steelhttp://www.sivyersteel.com/Investment Team:Gus Taylor, Senior Managing Director, 414-967-2331taylor@facilitatorfunds.comScott Roeper, Managing Director, 414-967-2332roeper@facilitatorfunds.comPaul Raab, Managing Director, 414-967-2337raab@facilitatorfunds.comWoodie Adkins, Sr. Executive Partner, 414-967-2335adkins@facilitatorfunds.comSusan Chipman, Office Manager, 414-967-2348Golden Angels Investorswww.goldenangelsinvestors.comAInformation TechnologyLife Sciences & HealthcareMedical DeviceSeedEarlyThe mission of The Golden Angels Network is to provide a forum in which its members can exchange information about investment opportunities in early-stage technology and emerging growth companies in Wisconsin and Illinois. The Golden Angels Network was formed at Marquette University in early 2003. Its members provide early-stage capital in the range of $250,000 - $1,250,000, an investment range not generally served by venture capital funds. Since 2003, it has invested over $10 million. Today the network considers business opportunities primarily from Illinois and Wisconsin, as well as from other Midwestern states. The group has over 60 members, about half of whom are alumni of Marquette University.

250 N. Sunnyslope Rd., Suite 245BrookfieldWI53005262-439-4421262-364-2311

Portfolio companies include:Akoyahttp://www.akoyaonline.com/AquaMOSThttp://aquamostlabs.com/Cellectarhttp://www.novelos.com/Concert Hot Spothttp://www.concerthotspot.com/home.phpFlex Biomedicalhttp://www.flexbio.com/OpGenhttp://opgen.com/PerBluehttp://www.perblue.com/Promentis Pharmaceuticalshttp://www.promentispharma.com/Ratiohttp://en.wikipedia.org/wiki/RatioVital Sensorshttp://vitalsensorstech.com/Investment Team:Tim Keane, Executive Director, 414-288-5722tim@goldenangelsinvestors.comAdena Ventureswww.adenaventures.comVCInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialRetail & RestaurantEarlyGrowthAdena Ventures is a $34 million venture capital enterprise that invests between $500,000 and $2.5 million of equity in early and growth stage companies with strong, innovative management teams operating in central Appalachia. Adena invests across a broad range of sectors, examples of which include technology, technology-enabled service companies, life sciences, manufacturing and value-added food products. In addition to investment capital, Adena provides related services such as active participation on companies' boards of directors, access to its extensive professional networks, and collaboration with other angel and institutional investors. Adena is the first fund launched by Woodland Venture Management, a fund management company devoted to the development of investment vehicles in underserved regions of the country. Its affiliate, Hopewell Ventures (see profile), follows a regionally-targeted strategy focused on the Midwest.

20 East Circle Drive, Suite 143 AthensOH45701740-597-1470740-597-1399

Portfolio companies include:Emergent Game Technologieshttp://en.wikipedia.org/wiki/Emergent_Game_TechnologiesGame Plan Technologieshttp://www.gogameplan.com/Mersive Technologieshttp://www.mersive.com/BestTransport.comhttp://www.besttransport.com/careers.htmlSierra Novohttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=35697462Ed Maphttp://www.edmap.biz/Threewidehttp://www.listhub.net/home.htmlVested Healthhttp://vestedhealth.com/Investment Team: Lynn Gellermann, Presidentgellermann@adenaventures.comThomas Parkinson, Partnerparkinson@adenaventures.comJeff Doose, Partnerdoose@adenaventures.comDavid Wilhelm, Founder and Partnerwhilhem@adenaventures.comJakki L. Haussler, Partnerhaussler@adenaventures.comAkron ARCHAngelswww.akronarchangels.comAInformation TechnologySeedARCHAngels is a regional network connecting market-driving, technology-based entrepreneurs with investors in the NE Ohio area. ARCHAngels thoroughly reviews and evaluates hundreds of business plans each year and presents the best to professional investors. ARCHAngels works with many Angel Networks to identify the best investment opportunities. If a business plan summary is selected to enter the process, ARCHAngels will assign a business sponsor who will help organize material, refine the business plan summary, and prepare the entrepreneur to present to the Deal Flow committee. Each quarter, ARCHAngels sponsors an event for investors, area business professionals and other entrepreneurs to come together and listen to three to four investment opportunities with promising new businesses.

170 University Circle, Suite 312AkronOH44325330-972-7840

Portfolio companies include:N/Ahttp://www.na.org/Investment Team: Gordon Schorrschorr@uakron.eduBarry Rosenbaumbarry@uakron.eduAkron Global Business Acceleratorwww.akronaccelerator.com/IInformation TechnologyEnergy & Clean TechSeedEstablished in 1983, the Akron Global Business Accelerator is a small business incubator created through a cooperative partnership between the City of Akron, The Akron Development Corporation, The University of Akron, and the State of Ohio. The Accelerator offers 200,000 sq. ft. of improved office, manufacturing, assembly, wet labs, and conferencing facilities in a secured building with 24 hour, 7-day-a-week accessibility. All offices, labs and suites are available ranging in size from 500 to 10,000 sq. ft. Two 10,000 lb. capacity freight elevators and one passenger elevator service all areas of the facility. The Accelerator accepts tenants from a wide array of sectors including: Biomedicine, Advanced Materials (Nanotechnology), Alternative Energy Sources, Information Technology, and Instruments-Controls Technology.

526 S. Main St., Suite 129AkronOH44311330-375-2173330-762-3657

Portfolio companies include:AvMathttp://www.avmat.com/C2C Engineeringhttp://www.c2cengineering.co.in/NicheVisionhttp://nichevision.com/Polyflowhttp://www.polyflowinc.com/Dunholt Medicalhttp://dunholt.com/Echogen Power Systemshttp://www.echogen.com/Epiphany Management Grouphttp://epiphanymgmt.com/Fluence Therapeuticshttp://fluencetherapeutics.com/FMI Technologieshttp://fmimaging.com/Hausdorfer's Glass Manufacurerhttp://old-german-christmas.com/Industrial Technologieshttp://www.industrialtechnologies.com/InSet Systemshttp://www.insetsystems.com/Integra Spinehttp://www.integralife.com/Spine-Surgeon/Knoticehttp://www.knotice.com/Amtechttp://amtec-corp.com/d-Technologyhttp://dtechnology.org/Parker PRhttp://www.parker-pr.com/Polyflowhttp://www.respolyflow.com/Technology Management Solutionshttp://calltms.com/Temarexhttp://www.temarex.com/United Polymer Technologyhttp://united-polymer.com/7 Signalhttp://www.7signal.com/Knoticehttp://www.knotice.com/index.htmlMelody Managementhttp://melodymanagement.com/Investment Team: Michael LeHere, CEOmlehere@akronincubator.comChip Nutter, Accelerator Facilities Managercnutter@akronincubator.comAnthony Margida, Accelerator Director of Entrepreneurial Services, 330-375-2232ajmargida@akronincubator.comTerry Martell, Accelerator Director of Operations and Business Development, 330-375-2173tmartell@akronincubatorRobert E. Anthony, Director of Entrepreneurial Services, Life Sciences, 330-375-2139ranth44341@aol.comAthenian Venture Partnerswww.athenianvp.comVCInformation TechnologyLife Sciences & HealthcareEarlyGrowthExpansionFounded in 1997, Athenian Venture Partners is a coast-to-coast boutique venture capital firm investing in early through later stage Life Sciences and IT companies. With Principals located in Boston, San Diego and London, the firm's five senior managers bring over 90 years of combined industry and investment experience. Athenian invests in early through later-stage opportunities and participates in subsequent financing rounds until IPO or sale. Athenian is currently managing four venture capital funds.

340 West State Street, Unit #29AthensOH45701614-360-1155740-593-9311

Portfolio companies include:Advanced Digital Internethttp://www.spoke.com/info/cLud5/AdvancedDigitalInternetAkebia Therapeuticshttp://www.akebia.com/Alloptichttp://alloptic.com/Analect Instrumentshttp://www.aitanalyzers.com/Asset Management Outsourcinghttp://www.amorecoveries.com/Baxanohttp://baxano.com/Servionhttp://www.servion.com/Alloptichttp://alloptic.com/Micromethttp://www.micromet.de/Verushttp://www.veruspetfoods.com/Ligocytehttp://www.ligocyte.com/Archemixhttp://archemix.com/website/careers_openings.phpCanderahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=936379Comet Solutionshttp://cometsolutions.com/Cyber-Rainhttp://www.cyber-rain.com/DiAthegenhttp://diathegen.com/Manta Mediahttp://www.manta.com/Integrated Energy Serviceshttp://integratedenergysvc.com/Intellispacehttp://www.wave2wave.com/PacketMotionhttp://www.packetmotion.com/Phoboshttp://en.wikipedia.org/wiki/Phobos_(moon)Sendiohttp://www.sendio.com/Servion Globalhttp://www.servion.com/StorageAppshttp://storageapps.com/Windy Hill Medicalhttp://www.wellstar.org/ws_content/ws_hospitals.aspx?id=400&pic_id=1332&menu_id=180Aerpio Therapeuticshttp://www.aerpio.com/Chaparral Network Storagehttp://www.storagesearch.com/chaparral.htmlPrioria Roboticshttp://www.prioria.com/Verus Pharmaceuticalshttp://veruspharm.com/Investment Team:Karl O. Elderkin, Founder and Managing Partner, IT and Life Scienceselderkin@athenianvp.comFrancois Helou, Senior Partner, Information Technologyhelou@athenianvp.comDavid R. Scholl, Ph.D., Partner, Life Sciencesscholl@athenianvp.comDaniel H. Kosoy, MD., Partner, HealthcareMitchell Rosich, Partner, Information TechnologyBioEnterprisewww.bioenterprise.comILife Sciences & HealthcareSeedBioEnterprise is a business formation, recruitment, and acceleration initiative designed to grow health care companies and commercialize bioscience technologies. Based in Cleveland, BioEnterprise's founders and partners are Cleveland Clinic, University Hospitals, Case Western Reserve University, Summa Health System and BioInnovation Institute in Akron. Additional technology partners include the NASA Glenn Research Center, Cleveland State University, NorTech, and BioOhio. The initiative comprises the collective activities of BioEnterprise and its partners' commercialization offices: the Case Office of Technology Transfer, Cleveland Clinic Innovations, University Hospitals Case Medical Center - Center for Clinical Research and Summa Enterprise Group. Companies include emerging medical device, biotechnology, and health care services firms. Each year, the BioEnterprise groups choose a select number of companies on which to focus. The resources and networks of the BioEnterprise partners are directed to help those companies achieve greater levels of business success. Since July 2002, the BioEnterprise Initiative has achieved: more than 110 companies created, recruited, and acclerated; more than $1.3 billion in new funding attracted by these companies; over $210 million in revenues collected by technology offices; and over 1,600 company opportunities and 3,400 invention disclosures.

11000 Cedar Avenue, Suite 100ClevelandOH44106-3052216-658-3999216-658-3998

(Akron Office)The Selle Building453 South High StreetAkronOH44311330-253-1700Portfolio companies include:Accord Bioscienceshttp://accordbiomaterials.com/Aeromicshttp://www.bioenterprise.com/Companies/AeromicsAlgiSyshttp://algisys.com/AnalizaDxhttp://www.analiza.com/dx.htmlAris Teleradiologyhttp://www.aristeleradiology.com/Ateriocytehttp://arteriocyte.com/AxioMedhttp://www.axiomed.com/BioInvisionhttp://bioinvision.com/CardioInsighthttp://www.cardioinsight.com/Cell Targetinghttp://www.medcitynews.com/2009/01/cell-targeting-inc-adds-cto-hopeful-for-new-stem-cell-opportunities/CerviLenzhttp://www.cervilenz.com/ChanRXhttp://www.medcitynews.com/2010/08/chanrx-to-use-250k-investment-to-reformulate-a-fib-drug/ChanTesthttp://www.chantest.com/Checkpoint Surgicalhttp://checkpointsurgical.com/Cleveland Hearthttp://www.clevelandheart.com/Cleveland HeartLabhttp://clevelandheartlab.com/COMS Interactivehttp://comsllc.com/Copernicus Therapeuticshttp://168.144.36.118/index/index.aspCornerStone Medical Serviceshttp://www.cornerstoneonecall.com/CoverMyMedhttp://www.covermymeds.com/Dapcelhttp://dapcel.com/VasoLuxhttp://vasolux.com/OptoQuesthttp://www.optoquest.co.jp/en/index.htmlTolera Therapeuticshttp://tolera.com/Alltech Medical Systemshttp://www.alltechmedusa.com/American Safety & Health Institutehttp://www.hsi.com/Biolectricshttp://molecularbiolectrics.com/BioMotivhttp://www.biomotiv.com/Cryothermic Systemshttp://cryothermicsystems.com/live/Eris Medical Technologieshttp://www.erismed.com/FMI ScintiScanhttp://www.fmimaging.com/ForTec Companieshttp://www.fortecmedical.com/Freedom Meditechhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=32388879Future Path Medicalhttp://www.future-path.net/Investment Team: Aram Nerpouni, Interim PresidentRobert Baxter, Vice Presidentbbaxter@bioenterprise.comCarol Clark, Vice Presidentcclark@bioenterprise.comBob Johnson, Vice Presidentbjohnson@bioenterprise.comBrian Duncan, MD, M.B.A., Vice PresidentJen Boland, CEO in ResidenceMargaret E. Groh, Ph.D., Director, Business Developmentmgroh@bioenterprise.comGlen Gaughan, Ph.D., CEO-in-ResidenceR.K. Khosla, CEO in ResidenceDenise Richardson, Director Business DevelopmentBill Poore, Vice PresidentKaren Spilizewski, Vice Presidentkspilizewski@bioenterprise.comJim Weisman, Vice PresidentAnnette Ballou, Vice President, Strategic Marketing & CommunicationsRuss Donda, Entrepreneur in Residence, BiosensorsTatyana Hower, Director, Business DevelopmentDavid Ricco, Director, Business DevelopmentNEW Capital Management, Inc.www.newcapitalfund.comVCInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialAgriculture & Agricultural ScienceEarlyNEW Capital Fund, LP is an Appleton, WI based private equity fund with nearly $10 million of committed capital. The Fund is interested in engaging qualified entrepreneurs who are developing promising, high-growth Wisconsin businesses, predominantly in the life sciences, information technology, agriculture, and manufacturing sectors. NEW Capital's investment level ranges from $250,000 to an aggregate of $1 million. On December 31, 2010 the Fund concluded its investment period and is no longer making investments in new portfolio companies. The Fund had invested in eleven start-up companies. One company has been acquired an the remaining ten companies are ongoing.

200 E. Washington Street AppletonWI54912920-731-5777920-731-5830

Portfolio companies include:Renovarhttp://www.renovarinc.com/Frozen Codebasehttp://en.wikipedia.org/wiki/Frozen_CodebaseGenTel Bioscienceshttp://www.gentelbio.com/TrafficCast Internationalhttp://www.trafficcast.com/Flex Biomedicalhttp://www.flexbio.com/PercipEnzhttp://www.percipenz.com/Ro-Flo Compressorshttp://roflocompressors.com/Xolvehttp://www.xolve.com/Aurizon Ultrasonicshttp://aurizonultrasonics.com/Forte Research Sytemshttp://www.forteresearch.com/Rapid Diagnostekhttp://rapiddiagnostek.com/Broadjamhttp://www.broadjam.com/HuTerrahttp://huterra.com/Investment Team:Charlie Goff, General Partnercharlie@newcapitalfund.comDavid Gitterdave.gitter@newcapitalfund.comRobert DeBruinbob.debruin@newcapitalfund.comSteve Predaynasteve.predayna@newcapitalfund.comPhenomenelle Angels Fundwww.phenomenelleangels.comAInformation TechnologyCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareConsumer ProductsSeedPhenomenelle Angels Fund I, LP is an early stage fund that invests in women and minority owned or managed businesses in Wisconsin and the Midwest. Qualifying businesses must have at least one woman or an ethnic minority holding substantial ownership or in an executive (C-level) position. Phenomenelle invests in exceptional management teams that exploit proprietary technology to create breakthrough applications in the following market sectors: Information Technology, BioTechnology/Life Sciences, Clean Technology, Consumer Goods/Services and Communications. The group targets companies that have, or will be on, a runrate of $1 million or more in revenues, with plans to grow to $20 million or more within 5 years. Phenomenelle's investments will typically be in the $100,000 to $500,000 range, with a reserve for follow-on investments.

University Research Park510 Charmany, Suite 175BMadisonWI53719608-441-8315

Portfolio companies include:EraGen BioScienceshttp://eragen.com/TrafficCast Internationalhttp://www.trafficcast.com/HarQenhttp://harqen.com/Michelle's Miraclehttp://michellesmiracle.com/Stemina Biomarker Discoveryhttp://www.stemina.com/web/index.phpIDChttp://www.idc.com/Eso-Technologieshttp://eso-tech.com/Third Solutionswww.thirdsolutions.comInvestment Team:Lauren Flanagan, Managing Directorlauren@phenomenelleangels.comJoseph P. Hildebrandt, Managing Directorjoe@phenomenelleangels.comDedee Wojtal, Managing Directordedee@phenomenelleangels.comTiffany Wilke, Principaltiffany@phenomenelleangels.comValerie H. Wulf, Principalvalerie@phenomenelleangels.comPS Capital Partners, LLCwww.pscapitalpartners.comPEManufacturing & IndustrialBusiness ServicesConsumer ProductsMiddle MarketPS Capital Partners is a private equity holding firm founded in 2001 by Paul Sweeney and Paul Stewart. With access to equity capital provided by high net worth individuals and family trusts, PS Capital Partners invests, builds and holds long-term equity in businesses. The firm targets investments in manufacturing and process businesses located in the Upper Midwest with revenues ranging from $10 to $50 million, and cash flow margin of 10% or greater. PS Capital invests $5 to $30 million targeting companies in food processing, OEM equipment, industrial products, consumer products, and packaging.

758 N. BroadwaySuite 910MilwaukeeWI53202414-831-1801 414-831-1803

Portfolio companies include:Sharp Packaginghttp://sharppackaging.com/Superior Health Linenshttp://www.superiorhealthlinens.com/Nekoosa Coated Productshttp://www.nekoosacoated.com/Waukesha Metal Productshttp://www.waukeshametal.com/Milwaukee Compositeshttp://www.milwaukeecomposites.com/Cardinal Packaging Productshttp://www.cardinalpkgproducts.com/International Thermal Systemshttp://www.itsllcusa.com/Milwaukee Sign Companyhttp://www.milwaukee-signs.com/Midwest Stainless Process Systemshttp://midweststainless.com/JTS Directhttp://jtdirectinc.com/Investment Team:Paul A. Stewart, 414-831-1802pstewart@pscapitalpartners.comPaul W. Sweeney, 414-831-1804psweeney@pscapitalpartners.comSEI (Successful Entrepreneur Investors)http://successfulentrepreneurs.weebly.comAInformation TechnologySeedSEI provides a forum for potentially high-growth companies to present their business plans for the purpose of obtaining capital and advice from qualified business leaders. It was founded by concerned business leaders who wanted to address the fact that Wisconsin ranks 43rd among the states in job growth. Prospective companies must have principal founders that reside in Wisconsin; the outline of the business plan must show a high growth sustainable company; and the requested capital must not exceed $1.5 million. SEI's first investment is Ven-T Boats, a boat builder based in Allenton, Wisconsin. Ven-T Boats has developed a recreational fishing boat featuring a new, patented propulsion technology.

WI414-430-2204

Portfolio companies include:Ven-T Boatshttp://www.ven-tboats.com/Investment Team:Woodie Adkins, Co-FounderDaniel J. Steininger, Co-Founderdsteinin@execpc.comJohn Torinus, Co-FounderSilicon Pastures Angel Investment Networkwww.siliconpastures.comAInformation TechnologySeedFounded in 2000, Silicon Pastures is a network of high net worth individuals who invest in early-stage high-tech companies located in the Midwest Great Lakes Region. Headquartered in Milwaukee, the group will consider investment opportunities located in the following states: Wisconsin, Minnesota, Michigan, Illinois, Iowa, Ohio, Missouri, Indiana, and North Dakota. Silicon Pastures hosts monthly investment presentations at upscale Milwaukee-area restaurants. Each presentation consists of one or more pre-screened investment opportunities. After the entrepreneurs have made their pitches, members of Silicon Pastures meet privately to discuss the viability of the investment. Each member makes an individual decision whether or not to invest. Prospective companies should be seeking an investment of between $200,000 and $3M over time. A typical angel deal is between $200,000 and $500,000 but it is possible to syndicate with other groups to raise more. The group prefers the following industry sectors: Energy, Water, Municipal Infrastructure, Software, Telephony, Information Technology, Payments Processing, Finance, Metals Recycling, Heavy Industry, Retail, Catalog Sales, Distribution, Logistics, and Healthcare.

250 East Wisconsin Avenue, Suite 1800MilwaukeeWI53202414-347-7815

Portfolio companies include:Clearenthttp://www.clearent.com/Virent Energy Systemshttp://www.virent.com/Aqua Sensorshttp://www.aquasensor.com/uk/Neurognosticshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=22519217Aver Informaticshttp://www.averinformatics.com/HarQenhttp://harqen.com/Biosystem Developmenthttp://biosystemdevelopment.com/Bias Powerhttp://www.biaspower.com/Flex Biomedicalhttp://www.flexbio.com/Forte Research Systemshttp://www.forteresearch.com/Geniihttp://geniimagazine.com/GrandCarehttp://www.grandcare.com/Hardcore Computerhttp://www.liquidcoolsolutions.com/Helios Solar Workshttp://www.heliossolarworks.com/Intelligent Insiteshttp://www.intelligentinsites.com/NeoClonehttp://www.neoclone.com/Red Anvilhttp://redanvil.net/Investment Team:Teresa Esser, Managing Directorteresa@siliconpastures.comPehr Anderson, Non-executive Directorpehr@siliconpastures.comFred Rose, Entrepreneur-in-Residencefred@siliconpastures.comMeru Thakur, Entrepreneur-in-ResidenceRichard Ruffo, Entrepreneur-in-ResidenceBatterson Cross Zakin, LLCwww.battersonvp.comVCInformation TechnologySoftware & InternetCommunications & NetworkingEarlyGrowthBatterson Cross Zakin, LLC (BCZ) is a team of venture capitalists with more than 100+ years of combined venture capital investing and company building experience. BCZ offers both institutional investors and high net-worth individuals the opportunity to invest in new or growing enterprises that have the potential to become world-class companies. The firm's team consists of highly experienced and successful venture capital investors and entrepreneurs including Len Batterson, Robert Cross and Jonathan Zakin. The BCZ Team has invested in or played vital roles in building several multi-billion dollar revenue companies including AOL/Time Warner, U.S. Robotics, Tellabs and Syntex Corporation, and over the past 25+ years the group has managed more than $400 million in invested capital.

303 West Madison Street, Suite 1625ChicagoIL60606312-269-0300

Portfolio companies include:Alterahttp://www.altera.com/America Onlinehttp://www.aol.com/Answerhttp://www.answers.com/Beyond.comhttp://www.beyond.com/CyberSourcehttp://www.cybersource.com/Epoch Bioscienceshttp://www.epochbio.com/Health Magazinehttp://www.health.com/health/service/magazineIKOS Systemshttp://www10.dacafe.com/nbc/articles/view_article.php?section=CorpNews&articleid=22364USRoboticshttp://www.usr.com/support/s-main-menu.aspTellabshttp://www.tellabs.com/Larimer Bancorporation http://www.battersonvp.com/Pages/Portfolio+CompaniesInvestment Team:Leonard A. Batterson, Chairman & CEO and Managing Principallen@battersonvp.comRobert Cross, Managing PrincipalJonathan Zakin, Managing PrincipalAnnMarie J. Piotrowski, Vice President and Senior AssociateVenture Investors, LLCwww.ventureinvestors.comVCInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareMedical DeviceSeedEarlySince 1982, Venture Investors has been providing seed and early stage venture capital to technology based companies in Wisconsin and the Midwest. The firm focuses on Healthcare (including Biotechnology and Medical Devices), Clean Tech, and Information Technology. Its investment level ranges from a small seed round to $7.5 million over time. Venture Investors is currently investing out of its fifth fund and has over $200 million under management. Venture Investors considers seed rounds starting at $50,000 up to $8.0M over time. The firm has backed 19 companies that have been founded to commercialize innovations licensed from leading research institutions throughout the Midwest. The firm has an additional office in Michigan.

University Research Park505 S. Rosa Road, Suite 201 MadisonWI53719608-441-2700608-441-2727

Portfolio companies include:Gala Biotechhttp://gala.com/Promegahttp://en.wikipedia.org/wiki/PromegaIntraLasehttp://ilasik.com/ZyStor Therapeuticshttp://www.bmrn.com/NanoBiohttp://nanobio.com/NeuWavehttp://neuwave.com/Cellerationhttp://www.celleration.com/Deltanoid Pharmaceuticalshttp://deltanoid.com/Euthymics Biosciencehttp://euthymics.com/HistoSonicshttp://histosonics.com/Inviragenhttp://inviragen.com/Mithridionhttp://mithridion.com/Noveloshttp://www.novelos.com/Tissue Regeneration Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=44436310AlfaLighthttp://alfalight.com/Pattern Insighthttp://patterninsight.com/Akebia Therapeuticshttp://www.akebia.com/Guildhttp://www.guildguitars.com/Chromatinhttp://en.wikipedia.org/wiki/ChromatinSilatronixhttp://www.silatronix.com/SoftSwitching Technologieshttp://www.softswitch.com/sst/index.doVirenthttp://www.virent.com/Investment Team:John Neis, Co-Founder and Managing Directorjohn@ventureinvestors.comScott Button, Managing Directorscott@ventureinvestors.comRoger Ganser, Co-Founder and Managing Directorroger@ventureinvestors.comPaul Weiss, Managing Directorpaul@ventureinvestors.comGeorge Arida, Managing Directorgeorge@ventureinvestors.comJim Adox, Managing Directorjim@ventureinvestors.comLoren Peterson, General Partnerloren@ventureinvestors.comJohn Neis, Managing Directorjohn@ventureinvestors.comWaveland Ventures, LLCwww.wavelandventures.comVCInformation TechnologyLife Sciences & HealthcareMedical DeviceReal EstateEarlyFormed in 2002, Waveland manages approximately $800 million in assets with the dual bottom line goals of investor return and economic development. The firm's wholly-owned subsidiary, Waveland Community Development, is one of the largest recipients of the U.S. Treasurys New Market Tax Credit Program, having received $312 million in tax credits since 2007. These tax credits have been monetized and invested in a variety of operating businesses and commercial real estate projects across the United States. Waveland subsidiaries manage venture capital funds that focus on investment in small businesses in the states of Colorado, Alabama, and Texas. Waveland currently manages approximately $200 million in venture capital and leveraged debt investments. Characteristics of investments made by Waveland include $250,000 to $2,500,000 funding amounts.

825 North Jefferson Street, Suite 300MilwaukeeWI53202414-298-4560

Portfolio companies include:Awarixhttp://www.awarix.com/caregiver.htmlThe Mobile Attichttp://www.mobileattic.com/ToolWatchhttp://www.toolwatch.com/Taberhttp://www.taber.ca/Idea! Communicationshttp://www.ideacommgroup.com/Edel Golfhttp://www.edelgolf.com/Medestarhttp://www.medestar.com/Boa Technologieshttp://www.boatechnology.com/Teladoc Medical Serviceshttp://www.teladoc.com/Sensorbit Systemshttp://www.sensorbit.com/Parker Medicalhttp://www.parkermedical.com/Hometown Accesshttp://www.hometownaccess.com/GalaSourcehttp://www.galasource.com/CrowdFunderhttp://www.crowdfunder.co.uk/Wedding Pointshttp://www.weddingpoint.com.au/Comlethttp://www.comet.co.uk/HospiScripthttp://www.hospiscript.com/Bridgevillehttp://bridgevilleboro.com/Audio Visual Excellencehttp://avxinc.com/FireRockhttp://firerock.us/Highland Campus Healthhttp://vivaturehealth.com/html/home.htmHyperionhttp://en.wikipedia.org/wiki/Hyperion_(mythology)MiPueblohttp://www.mipueblofoods.com/Five Stateshttp://fivestates.com/MCShttp://www.mcsk12.net/Integrated Portfolio Management Systemhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=50987359Investment Team:Rick Hayes, CEO, 414-298-4560rhayes@wavelandventures.comJohan Segerdahl, CFOPaul Deslongchamps, Chief Investment Officerpauld@wavelandventures.comChester Schwartz, Managing Director/General Counselcschwartz@wavelandventures.comLacey Tomczuk, ControllerBlackRock Kelsowww.blackrockkelso.comPEInformation TechnologyConsumer ProductsMiddle MarketA diversified Asset Manager, BlackRock provides debt and equity capital to middle-market companies through BlackRock Kelso Capital, a privately funded business development company (a closed-end investment company that primarily invests in private businesses). BlackRock Kelso Capital was formed in 2005 by management, BlackRock, Inc. and principals of Kelso & Company. BlackRock Kelso has capital resources exceeding $1 billion. Since the commencement of its operations, the firm's team of investment professionals has evaluated more than 2,400 investment opportunities and completed more than 130 investments, aggregating over $2.7 billion in capital provided to middle-market companies through June 2012. Unlike traditional private equity firms, BlackRock is comfortable making non-control investments in middle-market companies in all industries. BlackRock's investment objective is to generate both current income and capital appreciation through debt and equity investments. The firm invests primarily in middle-market companies and targets investments throughout the capital structure to provide an attractive risk-adjusted return, with investments ranging between $10 million and $50 million. BlackRock generally targets companies with EBITDA or operating cash flow of $10 - $50 million.

227 West Monroe Street, 29th FloorChicagoIL60606312-407-9970 312-407-9981

Portfolio companies include:Alpha Media Grouphttp://www.alphamedia.net/American Residential Serviceshttp://www.ars.com/American SportWorkshttp://www.amsportworks.com/Arclin US Holdingshttp://www.alacrastore.com/company-snapshot/Arclin_US_Holdings_Inc-4065868Bankruptcy Management Solutionshttp://www.bms7.com/Conney Safety Productshttp://www.conney.com/DynaVox Systemshttp://www.dynavoxtech.com/Electrical Components Internationalhttp://www.ecintl.com/Facet Technologieshttp://www.facettechnologies.com/Fitness Together Franchisehttp://corp.fitnesstogether.com/M&M Tradition Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=106839540A&A Manufacturinghttp://www.aamfg.com/Advanced Lighting Technologieshttp://www.adlt.com/AGY Holding http://www.agy.com/AmQuip Crane Rentalhttp://www.amquip.com/Dial Globalhttp://www.dialglobal.com/Grocery Outlethttp://www.groceryoutlet.com/InterMedia Outdoorshttp://www.imoutdoorsmedia.com/IM3/Marsico Holdingshttp://www.marsicofunds.com/index.aspRenaissance Learninghttp://www.renlearn.com/Sur La Tablehttp://www.surlatable.com/Investment Team:James R. Maher, Chairman & Chief Executive Officerjrm@blackrockkelso.comMichael B. Lazar, Chief Operating Officermbl@blackrockkelso.comCorinne Pankovcin, Chief Financial Officercp@blackrockkelso.comLaurence D. Paredes, General Counselldp@blackrockkelso.comJason A. Mehring, Managing Directorjam@blackrockkelso.comR. Marshall Merriman, Jr., Managing Directorrmm@blackrockkelso.comBasil Palmeri, Managing Directorbp@blackrockkelso.comWillis G. Ryckman, IV, Managing Directorwgr@blackrockkelso.comStephen N. Sachman, Managing Directorsns@blackrockkelso.comAlbert Sun, Managing Directorsun@blackrockkelso.comScott J. Booth, Vice Presidentsjb@blackrockkelso.comRyan K. Carroll, Vice Presidentrkc@blackrockkelso.comConor R. McAuliffe, Vice Presidentcrm@blackrockkelso.comBolder Capitalhttp://boldercapital.comPELife Sciences & HealthcareMedical DeviceManufacturing & IndustrialBusiness ServicesMiddle MarketFounded in 2004, Bolder Capital offers capital resources in excess of $1.0 billion through its unique relationship with JZ Capital Partners and The Edgewater Funds. Bolder has a dedicated team with over 50 years combined experience in operations and investments. The firm focuses on microcap companies with a unique market position and dedicated management team. To date, Bolder has closed over 30 transactions. Bolder targets companies with a history of profitable growth, generating at least $2 million of EBITDA in industries that are at least $500 million in size and growing. Target industries include: Environmental Testing, Dental Laboratories and Orthodontic Products, Wound Management Services, Occupational and Safety Testing, Industrial Machinery, Industrial Water Treatment and Services, Portrait Photography, Healthcare Services & Medical Equipment, Environmental and Weather Instruments, and Janitorial and Sanitary Supply.

875 North Michigan Avenue, Suite 4020ChicagoIL60611312-573-6420312-573-0457

Portfolio companies include:Accutest Laboratorieshttp://www.accutest.com/Amptekhttp://www.amptek.com/Dental Services Grouphttp://www.dentalservices.net/Galson Laboratorieshttp://galsonlabs.com/Horsburgh & Scotthttp://www.horsburgh-scott.com/Nashville Chemicalhttp://www.nashchem.com/Nationwide Studioshttp://www.teddybearportraits.com/Nielsen-Kellermanhttp://www.nkhome.com/Salter Labshttp://salterlabs.com/Investment Team:Todd Hamilton, Senior Managing Directortodd@boldercapital.comBounds Equity Partnerswww.boundsequity.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketBounds Equity Partners is a private equity investment firm that invests in well-managed, entrepreneurial businesses with EBITDA in excess of $1 million. The firm has invested in private equity for over 20 years and led three private equity groups - Heller Equity Capital Corporation, Allstate Private Equity and Goense Bounds & Partners - prior to forming Bounds Equity Partners. During that time the principals of BEP have invested in 51 companies. The firm currently manages over $100 million in capital and has 8 portfolio companies. BEP invests a minimum of $1 million in companies with EBITDA in excess of $1 million in the United States and Canada. The firm's focus is on companies in building materials and services, business services, healthcare products and services, niche distribution and specialty manufacturing.

595 Elm Place, Suite 202Highland ParkIL60035847-266-6300847-433-1069

Portfolio companies include:Dixie Homecraftershttp://www.dixiehomecrafters.com/Illinois Glassworkshttp://glassworks.net/Norcraft Companieshttp://www.norcraftcompanies.com/Sportcrafthttp://www.sportcraft.com/Kirby Lesterhttp://www.kirbylester.com/US Builder Serviceshttp://www.usbuildingservice.com/CrossCom Nationalhttp://www.crosscomnational.com/Plumbing Master Serviceshttp://www.plumbingmaster.com/East Point Sportshttp://www.eastpointsports.com/index.phpEmess Design Grouphttp://usa.evolutionlightingllc.com/index.phpL&S Plumbinghttp://www.lsplumb.com/Beacon Promotionshttp://www.beaconpromotions.com/Hollineehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=29494Investment Team:Mark A. Bounds, Managing Directormab@boundsequity.comStuart R. Skinner, CFOsrs@boundsequity.comAndy Reed, Operating AdvisorMike Nally, Operating AdvisorDan Weinfurter, Operating AdvisorBradley Technology Commercialization Center (BTCC)www.bradley.edu/btcc ITTInformation TechnologySeedAffiliated with Bradley University, the Bradley Technology Commercialization Center (BTCC) works with researchers, inventors, and entrepreneurs to transform new technologies and innovations into commercial enterprises. The Center's mission is to stimulate the development and commercialization of advanced technology by transforming the intellectual property in the region into successful enterprises, minimizing the management and financial risks faced in the early stages by entrepreneurs in the technology sector. Tenant clients are housed in the Peoria NEXT Innovation Center and have access to a variety of resources. The building, which is owned by the Heartland Commerce and Economic Development Foundation, is managed by the Bradley Technology Commercialization Center. The BTCC assists startup technology oriented companies with business development and funding. The building, which can house up to 27 companies, has 48,000 square feet spread across 3 different levels. Before leasing space, potential tenants must complete a due diligence process to determine their ability to succeed and operate in an incubator environment. Once a company has "graduated" from the Innovation Center it will then move to its own facility in the community.

801 W. Main PeoriaIL61625309-677-4429309-677-4822

Tenant companies include:Hopewell Ventureshttp://www.hopewellventures.com/endotronixhttp://www.endotronix.com/AgDefense Systemshttp://agdefensesystems.com/EcoThermicshttp://ecothermics.com/InformMedhttp://informmed.com/ORQAhttp://orqa.org/zuChemhttp://www.zuchem.com/BioFuels Manufacturers of Illinoishttp://bmibiodiesel.com/bmi/Lumec Control Productshttp://lumecllc.com/Peoria Roboticshttp://www.peoriamagazines.com/ibi/2009/may/peoria-roboticsIntellihothttp://www.intellihot.com/index.htmlMatchiohttp://matchio.com/Investment Team:Shad Sleeth, Executive Directorrsleeth@bradley.eduShirley Dawdy, Office ManagerBridge Street Capital Partners, LLCwww.bridgestreetcapital.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsMiddle MarketBridge Street Capital is a private equity fund investing in middle market companies throughout the Midwest. Bridge Street will primarily invest in profitable, growth companies that face a transition of ownership or are looking for growth capital, with revenues ranging from $5 - $50 million. Bridge Street Capital prefers to invest between $2.5 - $7.5 million in each of its portfolio companies. Bridge Street Capital will partner with management teams in a broad range of industries, including industrial manufacturing, distribution and logistics, consumer products, healthcare and business services. Bridge Street Capital has offices in Grand Rapids, Michigan and Chicago.

52 Village PlaceHinsdaleIL60521630-323-9222630-323-9224

Portfolio companies include:Jacob Ashhttp://www.jacobash.com/Performance Fabricshttp://performanceff.com/Affy Tapplehttp://www.affytapple.com/Superior Fibershttp://superior-fibers.com/VIOhttp://www.vio.com/CallPodhttp://www.callpod.com/Zorchhttp://www.zorch.com/Investment Team:Bill Kaczynaksi, Managing Director (Illinois)bill@bridgestreetcapital.com.John Meilner, Managing Director (Michigan)john@bridgestreetcapital.comCarl Jandernoa, Vice President (Michigan)carl@bridgestreetcapital.comCapX Partnerswww.capxpartners.comVDInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesRetail & RestaurantEarlyMiddle MarketFounded in 1999, CapX Partners is an equipment financing and secured mezzanine fund focusing on transaction sizes of $1 million to $10 million for private equity and venture-backed portfolio companies. CapX favors manufacturing, distribution, service, technology and health-care service industries with an emphasis on revenue-producing fixed assets. CapX has raised three funds with its third fund at $150 million of capital. CapX invests in companies with EBTIDA of $1 million and up. CapX has additional offices in San Diego and New York.

155 North Wacker Drive, Suite 1760ChicagoIL60606312-893-7400312-629-2874

Portfolio companies include:Bergenson's Property Serviceshttp://bergensons.com/Greenfield Wine Companyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4471129Better World Bookshttp://www.betterworldbooks.com/Detroit Tool Metal Productshttp://www.dtmp.com/Goliath Solutionshttp://www.goliathsolutions.com/Indalexhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=27846NXTVhttp://www.nxtv.com/PMTIhttp://www.pmti.org/Stir Crazyhttp://www.stircrazy.com/VoEXhttp://voexintl.com/Investment Team:Jeffry S. Pfeffer, Managing Partnerjspfeffer@capxpartners.comJames N. Hallene, Partnerjhallene@capxpartners.comBarrett D. Carlson, Partnerbcarlson@capxpartners.comEric D. Starr, Partnerestarr@capxpartners.comCeres Venture Fundwww.ceresventurefund.comVCInformation TechnologyLife Sciences & HealthcareBusiness ServicesEarlyCeres Venture Fund, LP is a new Chicago-based venture capital fund dedicated to funding high growth companies located in the Midwest in their early stages of growth. Ceres' principals, Sona Wang, Donna Williamson, and Laura Pearl, have over 60 years of experience in venture capital and operating early stage companies, and have collectively invested more than $130 million in capital. Ceres has particular industry depth in health care, information technology, and business services. Ceres has a particular but non-exclusive interest in financing women-led companies.

500 Davis Street, Suite 600EvanstonIL60201847-492-1111 847-864-9692

Portfolio companies include:Brill Streethttp://brillstreet.com/CS-Keyshttp://cskeys.com/INRange Systemshttp://www.inrangesystems.com/Solidware Technologieshttp://www.solidwaretechnologies.com/SynCardia Systemshttp://www.syncardia.com/Zorch Internationalhttp://www.zorch.com/TrafficCast Internationalhttp://www.trafficcast.com/Evedhttp://www.eved.com/Vormetrichttp://www.vormetric.com/Investment Team:Sona Wang, Managing Directorsona@ceresventurefund.comDonna Williamson, Managing Directordonna@ceresventurefund.comLaura Pearl, Managing Directorlaura@ceresventurefund.comChicago Venture Partners, LPwww.chicagoventure.comVCPEInformation TechnologyExpansionMiddle MarketChicago Venture Partners, LP is a private equity investment firm specializing in buyouts, late stage growth equity investments and PIPES (private investments in public entities) with at least $15 million in revenues and profitable. Founded in 1998, Chicago Venture manages approximately $45 million and has led private investment transactions in more than a dozen companies across several industries. Although CVP typically invests between $2 million and $3 million per investment, the firm has been the lead equity investor in transactions up to a total of $30 million.

303 East Wacker Drive, Suite 1200ChicagoIL60601312-297-7000312-819-9701

Portfolio companies include:OpenOrdershttp://openorders.net/Streamline Solutionshttp://www.streamlinesolutions.com/Perceptual Roboticshttp://en.wikipedia.org/wiki/Perceptual_RoboticsPowerQuesthttp://en.wikipedia.org/wiki/PowerQuestIKANO Communicationshttp://www.ikano.com/Typenex Medicalhttp://www.typenex.com/Pulse Systemshttp://www.pulseinc.com/A Plus Reprographicshttp://aplusreprographics.com/Alert Cellularhttp://investing.businessweek.com/businessweek/research/stocks/private/snapshot.asp?privcapId=100072MSTAR.NEThttp://mstar.com.my/Caldera Systemshttp://calderasystems.com/Strategix Performancehttp://www.strategixperformance.com/Superclickhttp://www.superclick.com/Brilliant Technologieshttp://www.briltech.com.au/Investment Team:John Fife, Founder and Managing Partnerjfife@chicagoventure.comJon Hansen, Partnerjhansen@chicagoventure.comCHS Capitalwww.chsonline.comPEEnergy & Clean TechManufacturing & IndustrialBusiness ServicesTransportation & DistributionEducation & TrainingMiddle MarketCHS Capital is a Chicago-based private equity firm with 24 years of experience investing in the middle market. Founded in 1988, CHS has formed five private equity funds and has $2.9 billion of committed capital. Targeting well-managed companies with enterprise values between $75 - $300 million, CHS Capital partners with management teams to focus on accelerating growth, enhancing capabilities and resources and positioning companies for attractive exits. CHS Capital has completed investments in over 365 businesses, including 76 platform companies and over 290 add-on acquisitions. The firm organizes its investment efforts around these industry sectors: Consumer & Business Services, Education, Distribution, Industrial, Infrastructure, & Energy.

10 South Wacker Drive, Suite 3175ChicagoIL60606312-876-1840 312-876-3854

Portfolio companies include:Acton Mobilehttp://www.actonmobile.com/American Laser Skincarehttps://www.americanlaser.com/AMF Bowlinghttp://amf.com/Swank Audio Visualshttp://www.swankav.com/Suture Expresshttp://www.sutureexpress.com/Gundle/SLT Environmentalhttp://www.gseworld.com/Heartland Dental Carehttp://www.heartlanddentalcare.com/Kelehttp://www.kele.com/LVI Serviceshttp://www.lviservices.com/contactMSC Waterworkshttp://www.manta.com/c/mmzyg5t/msc-waterworksSunSourcehttp://www.sun-source.com/Thermon Group Holdingshttp://ir.thermon.com/releasedetail.cfm?ReleaseID=547048TricorBraun Holdingshttp://www.chsonline.com/portfolio/case_kranson.htmlTruckProhttp://truckpro.com/WASH Multifamily Laundry Systemshttp://www.washlaundry.com/Woodstreamhttp://woodstreampro.com/Dura-Line Holdingshttp://www.duraline.com/Fortiline Waterworkshttp://www.fortiline.com/Royall & Companyhttp://www.royall.com/Swank Audio Visualshttp://www.swankav.com/Investment Team:Thomas J. Formolo, Partnertjformolo@chsonline.comRichard A. Lobo, Partnerrlobo@chsonline.comEdward M. Lhee, Managing Directorelhee@chsonlineCameron G. Smith, Vice Presidentcsmith@chsonline.comAndrew W. Code, Partneracode@chsonline.comSteven R. Brown, Partnersbrown@chsonline.comKrista M. Hatcher, Principalkhatcher@chsonline.comJocelyn R. Stanley, Vice Presidentjstanley@chsonline.comDavid O. Hawkins, Partnerdhawkins@chsonline.comRobert G. Hogan, Principalrhogan@chsonline.comDouglas J. Knoch, PrincipalDaniel J. Hennessy, Partnerdhennessy@chsonline.comBrian P. Simmons, Partnerbsimmons@chsonline.comMarcus J. George, Managing Directormgeorge@chsonline.comLaura L. Lester, Vice Presidentllester@chsonline.comMichael L. Keesey, Chief Financial Officermkeesey@chsonline.comJocelyn Stanley, Vice Presidentjstanley@chsonline.comCIVC Partnerswww.civc.comPEInformation TechnologyMedia & Digital MediaBusiness ServicesFinancial ServicesMiddle MarketCIVC Partners has invested in businesses in a variety of industries since 1970 and manages over $1.3 billion of private equity capital, investing in 52 portfolio companies. Currently investing from a $650 million middle-market buyout fund, CIVC considers $15 million to $85 million in equity per investment. The firm takes majority or minority stakes in growing companies in business services, financial services, marketing and information services headquartered in the United States or Canada, with a minimum EBITDA of $5 million (and transaction sizes from $40 to $300 million).

191 North Wacker Drive, Suite 1100ChicagoIL60606312-873-7300312-873-7301

Portfolio companies include:Thermo Fluidshttp://www.thermofluids.com/Piedmont Televisionhttp://en.wikipedia.org/wiki/Piedmont_TelevisionIcon Identity Solutionshttp://www.iconid.com/Brickman Grouphttp://www.brickmangroup.com/KS Energy Serviceshttp://ksenergyservices.com/Pipeline Industrieshttp://www.pipelineindustries.co.uk/Precision Camerahttp://www.precisioncamera.com/Thermo Fluidshttp://www.thermofluids.com/Goldline Internationalhttp://www.goldline.com/Innovative Aftermarket Systemshttp://www.ias-inc.net/Pacific Crest Securitieshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=1303737Wintrust Financialhttp://www.wintrust.com/Medical Knowledge Grouphttp://mkgny.com/En Engineeringhttp://www.enengineering.com/Equipment Transporthttp://equipmenttransportllc.com/Power Team Serviceshttp://www.powerteamservices.com/GWC Warrantyhttp://www.gwcwarranty.com/Honor Financehttp://honorfinance.com/Investment Team:John Compall, Partnerjcompall@civc.comDaniel Helle, Partnerdhelle@civc.comChristopher Perry, Partnercperry@civc.comScott Schwartz, Partnersschwartz@civc.comMarcus Wedner, Partnermarcus.wedner@civc.comKeith Yamada, Partnerkyamada@civc.comChris McLaughlin, Principalcmclaughlin@civc.comMarc McManus, Principalmmcmanus@civc.comDavid Miller, Principaldmiller@civc.comDoug Potters, Vice Presidentdpotters@civc.comJ.D. Wright, Vice Presidentjwright@civc.comClearview Capital, LLCwww.clearviewcap.comPEManufacturing & IndustrialConsumer ProductsMiddle MarketClearview Capital, LLC is a private investment firm specializing in the acquisition and recapitalization of North American companies with operating profits of $4-20 million. In aggregate, Clearview's current portfolio has sales and operating profits in excess of $500 million and $100 million, respectively. The firm invests in companies with a history of profitable growth, achieving operating profits of at least $4 million. The types of transactions facilitated by Clearview include: Ownership transition for closely-held or family-owned companies, Management buyouts, and Corporate divestitures. Clearview will consider investments in a wide variety of industries, but has a particular interest in manufacturing, specialized services and branded products. The firm is currently investing through Clearview Capital Fund II, LP, a $250 million committed fund raised in March, 2008.

2 Prudential Plaza180 N. Stetson Ave., Suite 1300ChicagoIL60601312-288-0123312-583-1700

Portfolio companies include:Pediatric Health Choicehttp://pediatrichc.com/Pyramid Healthcarehttp://www.pyramidhealthcarepa.com/The Results Companieshttp://www.theresultscompanies.com/All Tech Inspectionhttp://www.alltechinspection.com/Rowmarkhttp://www.rowmark.com/Twinco Romaxhttp://twincoromax.com/Hillsdale Furniturehttp://www.hillsdalefurniture.com/M.H. Zeigler & Sonshttp://zeiglers.com/Color Path Technologieshttp://colorpathtechnologies.com/EN Engineeringhttp://enengineering.com/Air Cooled Exchangershttp://www.ace-coolers.net/Senior Care Centers of Americahttp://seniorcarectrs.com/Battenfield Technologieshttp://www.battenfeldtechnologies.com/GCR, Inchttp://www.gcr1.com/Compression Polymers Grouphttp://cpg-vycom.com/Investment Team:James C. Tucker, VP, Bus. Development (Chicago)jtucker@clearviewcap.comJohn Cerra, Controllerjcerra@clearviewcap.comCogitations, Inc.www.cogitations.comIFIInformation TechnologyReal EstateSeedCogitations is a software technology incubator and capital management company that leverages its founder's assets in investments ranging from technology to real estate. The company was founded by Irv Shapiro, who previously founded Metamor Technologies, a consulting firm. In addition, Cogitations functions as a family office managing a portfolio of passive investments.

8800 Bronx, Suite 105SkokieIL60077847-440-5241

Portfolio companies include:Edventionshttp://www.edventions.com/Etownsquare.comhttp://www.townsquare.com/If By Phone Voicehttp://www.phonevoicetalent.com/Thoughtful Photoshttp://www.thoughtfulphotos.com/Investment Team:Irv Shapiro, Founderishapiro@cogitations.comConcentric Equity Partners, LPwww.fic-cep.comVCPEBusiness ServicesFinancial ServicesConsumer ProductsGrowthExpansionMiddle MarketConcentric is the direct investing arm of Financial Investments Corporation (FIC), a private asset management firm with over $650 million in private equity commitments under management. Concentric is a corporate sponsored private equity firm supported by direct investments from companies such as the ServiceMaster Company and over 40 individual operating executives from service related industries. Concentric is a second generation of a captive corporate venture fund launched on behalf of ServiceMaster in 1995. This initial fund completed seven strategic investments over a four-year period. Concentric will consider growth investments, management buyouts, and later stage venture capital investments, and has invested across a varied range of investment stages, types of securities, and minority or majority interest investments. Concentric's capital under management is approximately $35 million. Concentric typically invests between $10-$30 million of equity per project. However, the firm's historical equity investments have ranged in size from $5-$100 million for a single investment. Preferred industries include: Business Services, Consumer Services, Financial Services, and Healthcare Services.

50 East Washington Street, Suite 400ChicagoIL60602312-494-4513312-494-1494

Portfolio companies include:Aliant Bankhttp://aliantbank.com/Arrow Environmental Serviceshttp://www.arrowservices.com/Boulevard Healthcarehttp://tc-mgmt.com/Cole Taylorhttp://www.coletaylor.com/Critical Signal Technologieshttp://www.criticalsignaltechnologies.com/Dynamic Solutions Grouphttp://www.dsolutionsgroup.com/Intra-Op Monitoring Serviceshttp://iomservices.com/Marathon Data Systemshttp://www.marathondata.com/Mortgage Contracting Serviceshttp://www.mcs360.com/ProVesthttp://www.provest.us/public/Default.aspxTricoci University of Beauty Culturehttp://www.tricociuniversity.com/Transitional Care Managementhttp://www.tc-mgmt.com/US Ameribankhttp://www.usameribank.com/Investment Team:Ken Hooten, Partnerkhooten@fic-cep.comJennifer Steans, Partnerjsteans@fic-cep.comIan Ross, Principaliross@fic-cep.comGeorge A. Thampy, AssociateNicholas W. Sayers, Vice Presidentnsayers@fic-cep.comCorinthian Capital Group, LLCwww.corinthiancap.comPEManufacturing & IndustrialBusiness ServicesMiddle MarketCorinthian Capital was founded in 2005 to invest in small and middle market companies located primarily in North America. The firm has completed over 60 acquisitions with a combined total value of over $1.8 billion. Corinthian is exclusively focused on making equity investments in small and middle market niche and unique manufacturing, distribution, and service companies. The firm targets companies located primarily in North America with defensible market positions and competitive advantages. Corinthian prefers companies with low technological risk. For stand-alone investments, Corinthian focuses on firms with sales of $50 million to $250 million and EBITDA: $5 million to $30 million; for add-on acquisitions the firm prefers sales ranging from $10 million to $250 million and EBITDA of $1 million to $30 million. Corinthian Capital's headquarters are located in New York, New York. Its Midwest regional office is located in Chicago, Illinois and its Boston area office is located in Hingham, Massachusetts.

70 West Madison Street, Suite 1400ChicagoIL60602312-899-9988312-899-9099

Portfolio companies include:Beta Internationalhttp://www.betaintl.com/Control Solutionshttp://www.controlsolutionsinc.com/CD Babyhttp://www.cdbaby.com/Disc Makershttp://www.discmakers.com/STADCOhttp://www.stadco.com/Sabrehttp://www.sabre.com/Precision Motors Transport Grouphttp://www.pmtghome.com/Valley Tool & Manufacturinghttp://valleytl.com/Wolf Gordonhttp://www.wolf-gordon.com/Alumacrafthttp://www.alumacraft.com/GroupAerohttp://groupaero.com/Hamilton Grouphttp://www.hamiltongroup.org/Investment Team:Steven Kumble, Chairman and CEOC. Kenneth Clay, Senior Managing DirectorJames A. McNair, Senior Managing Directorjmcnair@corinthiancap.comPeter Van Raalte, Senior Managing DirectorTony Pucillo, Managing Director and Operating PartnerNora De La Serna, CFO and ControllerCressey & Company, LPwww.cresseyco.comPELife Sciences & HealthcareMiddle MarketCressey & Company, with offices in Chicago and Nashville, is a private investment firm focused on the healthcare industry. The principals of the firm have been active healthcare investors for nearly three decades and have invested in a wide range of healthcare businesses. Cressey & Company seeks to invest in high-potential segments of the U.S. healthcare market: health care services, providers and facilities. These segments represent in excess of $1 trillion, or more than 10 percent of the U.S. gross domestic product. With its most recent fund (Cressey & Company Fund IV, LP), the Cressey & Company team manages in excess of $1 billion of capital. Cressy & Company typically invests $10 to $100 million of equity, at an average of approximately $50 million, at later stage and during growth equity, when candidates typically have an excess of $5 million of EBITDA.

155 N. Wacker Drive, Suite 4500 ChicagoIL60606312-945-5700312-945-5701

Portfolio companies include:Assistive Technology Grouphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=42915381CCRx Holdingshttp://www.manta.com/c/mmngs4w/ccrx-holdings-incHospice Compassushttp://hospicecompassus.com/Encompass Home Healthhttp://ehhi.com/Essent Healthcarehttp://essenthealthcare.com/Haven Behavioral Healthcarehttp://www.havenbehavioral.com/Homecare Homebasehttp://www.hchb.com/InfuSciencehttp://infuscience.com/Select Medicalhttp://www.selectmedical.com/US Renal Carehttp://www.usrenalcare.com/VetCorhttp://www.vetcor.com/Wound Care Specialistshttp://woundcarespecialists.com/Investment Team:Bryan Cressey, Partnerbcressey@cresseyco.comRalph Davis, Partnerrdavis@cresseyco.comPeter Ehrich, Partnerpehrich@cresseyco.comBill Frist, Partnerbfrist@cresseyco.comStephen Phenneger, Operating Partnersphenneger@cresseyco.comBary Bailey, CFO, Operating Partner, 312-945-5737bbailey@cresseyco.comMerrick Axel, Principalmaxel@cresseyco.comDavid Schuppan, Principaldschuppan@cresseyco.comDavid Rogero, Vice President, 312-945-5730drogero@cresseyco.comDevers Group, Inc.www.deversgroup.comVCInformation TechnologySoftware & InternetEarlyDevers Group, Inc. was founded in 1983 by William J. Devers, Jr. as a vehicle for his own private investments in the software area. After years of successful investing, the principals at DGI recognized a need for matching other high net worth investors seeking venture-type investments with quality companies who needed financing, but not in an amount that would attract a typical venture capital firm. In response, DGI created Devers Private Equity Ventures, LLC. Devers Private Equity invests in high tech organizations at an early growth stage of development. Ideally, the company has a product in place, revenues, and is seeking financing for growth and roll out of their product or service. The average investment size is in the range of $500,000 to $1,500,000 and might be straight equity or some combination of debt and equity. The typical investment horizon is less than five years.

1200 Central Avenue, Suite 306WilmetteIL60091847-920-1678

Portfolio companies include:Showingtime.comhttp://www.showingtime.com/Default.aspxDoubletimehttp://www.doubletime.com/Collatechhttp://www.thefreelibrary.com/CollaTech+Inc.+Publishes+BizTalk+Framework+for+eCommerce+Distribution...-a055731684Brightroomhttp://brightroom.com/Lexington Softwarehttp://lextn.com/U.S. Shuttlehttp://us.shuttle.com/Global Turnkey Systemshttp://gtsystems.com/Investment Team:William J. Devers, Jr., PresidentKatherine D. Falcone, Executive Vice Presidentfalcone@deversgroup.comWisconsin Alumni Research Foundation (WARF)www.warf.orgTTInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareMedical DeviceAgriculture & Agricultural ScienceSeedWARF is the Wisconsin Alumni Research Foundation, an independent, nonprofit foundation chartered to support research at the UW-Madison and the designated technology transfer organization for the university. WARF is a separate entity from the university but partners closely with it. WARF distributes the income from commercial licenses to the UW-Madison, the inventors and their departments. Each year, WARF contributes over $45 million to fund additional UW-Madison research. WARF maintains an investment fund it may use to invest in its start-up companies that meet certain criteria, including the requirement of a suitable co-investor. WARF currently is working with more than 50 active start-ups whose business markets include therapeutics, research tools, biotechnology, medical devices, food and agriculture, engineering, computer, stem cell and clean technologies. WARF currently holds equity in more than 35 of these companies.

614 Walnut Street, 13th FloorMadisonWI53726608-263-2500608-263-1064

Portfolio companies include:Imagohttp://gettingtheloveyouwant.com/Memean Networkshttp://nemeannetworks.com/NimbleGenhttp://www.nimblegen.com/Third Wave Technologieshttp://twt.com/Mirus Biohttp://www.mirusbio.com/TomoTherapyhttp://www.accuray.com/Aova Technologieshttp://aovatech.com/BioSentinelhttp://biosentinel.net/ioGeneticshttp://iogenetics.com/Metabiologicshttp://www.metabiologics.com/Scarab Genomicshttp://www.scarabgenomics.com/AquaMOSThttp://aquamostlabs.com/Silatronixhttp://www.silatronix.com/Virent Energy Systemshttp://www.virent.com/AlfaLighthttp://alfalight.com/Microfabricahttp://www.microfabrica.com/Bridge to Lifehttp://www.thebridgetolife.org/Home.htmlCentrosehttp://centrosepharma.com/ConjuGonhttp://conjugon.com/Deltanoid Pharmaceuticalshttp://deltanoid.com/FluGenhttp://flugen.com/Longevity Biotechhttp://www.longevitybiotech.com/NeuroGenomeXhttp://neurogenomex.com/ProCertus BioPharmhttp://www.procertus.com/Quintessence Bioscienceshttp://www.quintbio.com/ArunA Biomedicalhttp://www.arunabiomedical.com/Investment Team:Carl E. Gulbrandsen, Managing Directorcarl@warf.orgCarrie J. Thome, Director of Investmentscthome@warf.orgAlain Hung, Associate Director of Investmentsahung@warf.orgLuann E. Soule, Investment Specialistsoule@warf.orgCraig Heim, Assistant Portfolio Managercheim@warf.orgRyan Abrams, Senior Investment Analystrabrams@warf.orgSteve Mixtacki, CFO & COOsmixtacki@warf.orgPaulanne Chelf, Senior Intellectual Property Managerpchelf@warf.orgWisconsin Investment Partnerswww.wisinvpartners.comAInformation TechnologyLife Sciences & HealthcareSeedWisconsin Investment Partners was founded in 2000 with 20+ members, and membership has grown to 50+ members in recent years. The group's investment focus is life science oriented seed investing with growing interest and knowledge in attractive projects outside this charter. Most investments are Wisconsin based. Meetings are held each month on the 3rd Wednesday in the mornings. Typically, a presentation is made by a new company, which has been screened by interested members. The network has invested in more than 25 projects with an average of $250,000 per project. Each member decides his or her investment for each project. There is no annual minimum for investments and the group has averaged 3 new investments each year. The investments are made via an LLC, which is set up exclusively for each investment. Membership in Wisconsin Investment Partners requires a $5,000 one-tim fee.

WI

Portfolio companies include:BioPulping Internationalhttp://www.biopulping.com/ConjuGonhttp://conjugon.com/Deltanoid Pharmaceuticalshttp://deltanoid.com/Flex Biomedicalhttp://www.flexbio.com/GenTel BioScienceshttp://www.gentelbio.com/GWC Technologieshttp://gwctechnologies.com/Imagohttp://gettingtheloveyouwant.com/NeoClonehttp://www.neoclone.com/Neriteshttp://www.kenseynash.com/kensey-nash-technologies/Adhesive-and-Coating-Technology%20Forte Research Systemshttp://www.forteresearch.com/Cellectarhttp://www.novelos.com/nPointhttp://www.npoint.com/Incept BioSystemshttp://www.inceptbio.com/Home.htmlPerformance Polymer Solutionshttp://p2si.com/Quintessence Bioscienceshttp://www.quintbio.com/Renovarhttp://www.renovarinc.com/Virenthttp://www.virent.com/AquaMosthttp://aquamost.com/Aver Informaticshttp://www.averinformatics.com/BellBrook Labshttp://www.bellbrooklabs.com/FluGenhttp://flugen.com/HarQenhttp://harqen.com/SHINE Medical Technologieshttp://shinemed.com/Stemina Biomarker Discoveryhttp://www.stemina.com/Investment Team:Andy Shrago, Co-Managerandy.shrago@gmail.comNick Mischler, Co-Managernicholas.mischler@gmail.comBob Wood, Co-Managerwood137@yahoo.comBrad Taylor, Co-Managerbradleyftaylor@hotmail.comAGS Capitalwww.ags-capital.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketAGS Capital is an Indianapolis based company that invests, owns, and provides capital and financial resources to numerous private companies in the U.S. and Canada. With over $200,000,000 raised through public offerings and $75,000,000 in private capital arrangements, AGS' team has refinanced multi-million dollar companies in a variety of industries including aircraft, manufacturing, warehousing, real estate and more.

9850 E. 30th StreetIndianapolisIN46229317-895-2701

Portfolio companies include:Superior Metal Technologieshttp://www.superiormetals.us/SMT Transportationhttp://www.smtl.com/Superior Employee Serviceshttp://employees.superior-sdc.com/Morgan-Francis Flagpoleshttp://morgan-francis.com/Ace Mobilityhttp://www.acemobility.us/Hoosier Trim Productshttp://www.hoosiertrim.com/Sams Technical Publishinghttp://samswebsite.com/deskPorthttp://www.deskport.biz/Destinations Presshttps://www.destinations-press.com/9850, LLChttp://www.newegg.com/Product/Product.aspx?Item=N82E16819103249Paws Aboardhttp://www.pawsaboard.com/AGS IT Serviceshttp://agsservices.net/Investment Team:Alan Symons, Chief Executive Officer, 317-895-2701asymons@ags-capital.comKeith Siergiej, Chief Financial Officer, 317-895-2703ksiergiej@ags-capital.comCherie Smith, Corporate HR Director, 317-895-2708csmith@ags-capital.comBioCrossroadswww.biocrossroads.comVCFOFInformation TechnologyLife Sciences & HealthcareMedical DeviceAgriculture & Agricultural ScienceSeedEarlyBioCrossroads is a collaborative effort among Indiana's corporate community, research universities, and public sector to grow the state's life sciences sector. BioCrossroads initiative seeks to strengthen Indiana's life science base by encouraging commercialization efforts, expanding access to capital, and supporting new business formation. Among several initiatives, the organization established in 2003 the Indiana Future Fund, a $73 million fund-of-funds managed by Credit Suisse. In the fund-of-funds structure, investments are made in venture capital funds, which then invest directly into companies. Additionally, BioCrossroads has established the $6 million, return-driven Indiana Seed Fund, launched in June 2005, and managed by BioCrossroads. The Seed Fund provides working capital in the range of $50,000-$500,000 to promising Indiana life sciences companies at the preliminary stages of operation. In December 2009, the $58 million INext Fund, a venture capital fund of funds, was established with institutional investors Eli Lilly and Company, Indiana State Teachers Retirement Fund, Indiana University, Purdue University, University of Notre Dame and Richard M. Fairbanks Foundation. BioCrossroads organized the fund and Credit Suisse manages it. BioCrossroads formed the Indiana Seed Fund II in early 2012. The Indiana Seed Fund II is an $8 million early-stage life sciences venture fund focused on identifying, creating and developing the next generation of leading Indiana-based companies. Managed by BioCrossroads, the Fund is a follow-on to Indiana Seed Fund I. The Fund makes investments of up to $1 million in early-stage biotechnology, pharmaceutical, medical device, diagnostic, ag-biotech and health information technology products and platforms and will continue to focus on forming promising companies around innovative ideas.

300 N. Meridian St., Suite 950IndianapolisIN46204317-238-2450317-238-2451

Portfolio companies include:SonarMedhttp://www.sonarmed.com/CS-Keyshttp://cskeys.com/Endocytehttp://www.endocyte.com/FlowCohttp://www.flowcomalaysia.com/ImmuneWorkshttp://immuneworks.com/Fast Diagnosticshttp://www.rhventures.org/success-fastdiagnostics.htmAgeneBiohttp://agenebio.com/Investment Team:David Johnson, President and CEOdjohnson@biocrossroads.comNora Doherty, Vice President of Financendoherty@biocrossroads.comTroy Hege, Project Directorthege@biocrossroads.comBrian Stemme, Project Directorbstemme@biocrossroads.comLori LeRoy, Public Relations and Marketing Directorlleroy@biocrossroads.comMatt Hall, Director of Projects and Financem.hall@biocrossroads.comCambridge Capital Management Corp.www.cambridgecapitalmgmt.comVCManufacturing & IndustrialBusiness ServicesRetail & RestaurantEarlyCambridge Capital Management Corp. is a closely held, private company specializing in the management of non-traditional sources of capital. The funds managed by Cambridge have provided over $507 million to more than 1,194 companies. These companies include a variety of companies in the manufacturing, service and retail sectors. In addition to the funds currently under management, Cambridge was instrumental in starting similar funds in West Virginia and in the Cleveland, Ohio market. Among several initiatives, the firm manages Cambridge Ventures, a small business investment company that provides $100,000 - $1,000,000 to promising firms within 200 miles of Indianapolis. The funds may be used to subordinate debt and/or equity. Since its inception in 1991, Cambridge Ventures has provided $22.2 million to 44 firms. Another initiative, Lynx Capital Corp., will provide growth capital to minority owned businesses in Indiana. For projects outside of central Indiana, there must also be another participating lender. The minimum project size is $75,000 and the borrowing company should have at least five employees and three years of operating history. Cambridge Capital also has managed the Indiana Statewide CDC since the program's inception in 1983. Since that time, over $2 billion in projects have been approved (ISCDC provided over $415 million), allowing more than 955 companies to expand. More than 26,000 jobs have been created or saved through ISCDC financing.

4181 East 96th Street, Suite 200IndianapolisIN46240317-843-9704317-844-9815

Portfolio companies include:TomKen Plastic Technologieshttp://www.tomkentool.com/Fusion Gymnasticshttp://www.fusiongym.com/Investment Team:Jean Wojtowiczjwojtowicz@cambridgecapitalmgmt.comTed Engleharttenglehart@cambridgecapitalmgmt.comKevin Sheehanksheehan@ cambridgecapitalmgmt.comCharles Kennedyckennedy@cambridgecapitalmgmt.comDixon Midland Company, LLCwww.dixonmidland.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketFounded in 1997, Dixon Midland Company is a private investment firm that acquires and manages growth-oriented companies. Dixon Midland currently manages Dixon Midland Fund II, LLC, a $50 million private equity fund. Dixon Midland is backed by an investor group comprised solely of high net-worth individuals, and is not constrained by the requirements of institutional investors. Dixon Midland is further differentiated by a lead investor and sponsor, Reynolds, DeWitt & Company. Based in Cincinnati, Reynolds DeWitt is a diversified private investment firm. Dixon Midland Fund II is targeting a limited number of platform investments in companies with EBITDA in excess of $4 million. Areas of focus include: Branded products, Manufacturing, Distribution, Healthcare and Business services. The firm targets transaction values of $25 to $100 million in companies with operating profit margins of 10% or greater.

980 North Michigan Avenue, Suite 1540ChicagoIL60611312-787-1100312-787-1104

Portfolio companies include:Barcodeshttp://en.wikipedia.org/wiki/BarcodeTech for Lesshttp://www.techforless.com/Investment Team:Paul Furlow, Co-Presidentpfurlow@dixonmidland.comAaron Mobarak, Co-Presidentamobarak@dixonmidland.comHeather Payne, CFOhpayne@dixonmidland.comCardinal Equity Partnerswww.cardvent.comPEMedical DeviceManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsRetail & RestaurantMiddle MarketCardinal Equity Partners is a privately owned partnership that seeks to acquire lower-and middle-market businesses located in the central portion of the United States. The firm's desire is to acquire controlling interests in solid, positive cash-flow businesses that need additional resources or expertise to reach their potential. John Ackerman and Jim Smeltzer, along with John's father James Ackerman, founded Cardinal Ventures in 1993 with the proceeds from the sale of a cable television business established in the early 1970's. Cardinal Equity Partners seeks to invest $2 million to $7 million of equity capital in businesses with most or all of the following characteristics: headquartered within the Midwest; niche manufacturing, distribution, or service businesses; associated with products and/or services that are unlikely to be displaced by rapidly changing technology; annual sales between $5 and $50 million; and earning $1 million to $5 Million in EBITDA.

280 East 96th Street, Suite 350IndianapolisIN46240317-663-0205317-663-0215

Portfolio companies include:Motion Tech Automationhttp://motiontech.com/Angie's Listhttp://www.angieslist.com/Aqua Systemshttp://www.ilovemywater.com/Prairie View Golf Clubhttp://www.prairieviewgc.com/layout9.asp?id=226&page=7824Oak Security Grouphttp://oaksecurity.com/Contour Industrieshttp://contourind.com/Williams Soundhttp://www.williamssound.com/home.aspxFURminatorhttp://www.furminator.com/Guardian Pharmacyhttp://guardianpharmacy.net/ESSCOhttp://www.esscous.com/Investment Team:John F. Ackerman, Founder and Managing Directorjackerman@cardinalep.comJames L. Smeltzer, Founder and Managing Directorjsmeltzer@cardinalep.comPeter Munson, Managing Directorpmunson@cardinalep.comDN Partners, LLChttp://www.dnpartnersllc.com/PEManufacturing & IndustrialBusiness ServicesMiddle MarketDN Partners is a Chicago-based, private equity firm that manages committed capital funds on behalf of institutional and high net worth investors. The firm, through its managed funds, invests in lower middle-market companies generally based in the Midwest with enterprise values typically ranging from $20 million to $100 million. DN Partners specializes in partnering with management teams to facilitate corporate spin-offs, family succession transactions, recapitalizations, buy and build strategies, and management buyouts. The firm makes equity investments in transactions that generally require equity of $3-$15 million.

180 N. LaSalle Suite 3001 ChicagoIL60601312-332-7960

Portfolio companies include:Chinada Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=82662786M&M Pump & Supplyhttp://mandmpump.com/Central Canhttp://www.cancentral.com/Country Pure Foodshttp://www.juice4u.com/default.aspxCrysteel Manufacturinghttp://crysteel.com/FCL Graphicshttp://fclgraphics.com/Primary Packaginghttp://primarypackaging.com/PrimeCo Wireless Communicationshttp://en.wikipedia.org/wiki/PrimeCoInvestment Team:John E. Dancewicz, Founder and Managing Partnerjdancewicz@dnpartners.comMaury J. Bell, Managing Partnermbell@dnpartners.comJanet Powaga, Vice President and Director of Researchjpowaga@dnpartners.comChristopher J. Blum, Principal, Chief Financial OfficerCenterfield Capital Partners, LPwww.centerfieldcapital.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionFinancial ServicesConsumer ProductsMiddle MarketCenterfield is a private equity firm that provides debt and equity capital to privately held companies in the Midwest. Centerfield Capital Partners was formed in 1998 by Tom Hiatt and Scott Lutzke. Centerfield provides capital to finance acquisitions, effect changes in ownership and support growth. Centerfield also partners with management teams and acquirers of companies seeking capital to purchase businesses. The firm's investments range in size from $2 to $15 million, and Centerfield currently manages $249 million in two funds. Typically, the companies in which Centerfield invests have annual revenues between $15 to $100 million, EBITDA of $2.5 to $15 million, and a record of generating consistent earnings and cash flow. Industries in which the firm has a strong interest include: Healthcare services, Manufacturing, Business Services, Consumer Products and Services, Value-Added Distribution, Specialty Chemicals, Specialty Foods, Infrastructure Components, Education Services, and Healthcare Services. The firm does not engage in Early stage or developmental stage businesses, Public companies, Turnaround or distressed situations, Project oriented financings, Businesses with significant exposure to commodities or energy prices, Retailers or restaurants, and Investment real estate.

3000 Market Tower10 West Market StreetIndianapolisIN46204317-237-2323317-237-2325

Portfolio companies include:A&D Environmentalhttp://www.adenviro.com/Aero Systems Engineeringhttp://www.aseholdings.com/AXS Imaginghttp://axsimaging.com/Backyard Productshttp://backyardbuildings.com/Bell Automotive Productshttp://www.bellautomotive.com/Dedicated Transporthttp://www.dedicatedtransport.com/Fresh Food Conceptshttp://www.ffci.us/Gabriel Performance Productshttp://www.gabepro.com/Hunter's Specialtieshttp://hunterspec.com/RIO Brandshttp://www.riobrands.com/Roehm Marinehttp://www.macraesbluebook.com/search/company.cfm?company=414577SCThttp://www.sctflash.com/Sibondhttp://sibond.com/Standard Locknuthttp://www.stdlocknut.com/Thermafiberhttp://www.thermafiber.com/Trans-Coilhttp://www.transcoil.com/home.htmWythe Will Tzetzohttp://wythewill.com/Alpha Imaginghttp://alphaimaging.com/Matilda Jane Clothinghttp://www.matildajaneclothing.com/Venture Technology Groupshttp://www.venturegroups.com/Investment Team:Tom Hiatt, Managing Director, Co-Foundertom@centerfieldcapital.comScott Lutzke, Managing Director, Co-Founderscott@centerfieldcapital.comMatt Hook, Managing Directormatt@centerfieldcapital.comFaraz Abbasi, Partnerfaraz@centerfieldcapital.comMark Hollis, Manager, Business Developmentmark@centerfieldcapital.comMichael Miller, Principalmichael@centerfieldcapital.comJill Margetts, Principaljill@centerfieldcapital.comJackie Byers, CFOjackie@centerfieldcapital.comDuchossois Technology Partnerswww.duchtec.comVCInformation TechnologySoftware & InternetCommunications & NetworkingEarlyGrowthFounded in 1998, Duchossois Technology Partners (DTEC) is a leading Midwest venture capital firm based in Chicago. DTEC seeks leading early, mid and growth stage companies located in the Midwest and Austin, TX, as well as exceptional companies across the U.S. The firm targets invests in Information Technology, Communications, Semiconductor, and Software businesses. Duchossois pursues investments that leverage the firm's operating and investment backgrounds in the consumer, enterprise, wireless, telecommunications, and component sectors. Duchossois' typical investment amount ranges from $2-7 million. DTEC is affiliated with the Duchossois Enterprises Group, which represents 60 years of entrepreneurship and the development of dozens of companies with an aggregate value in excess of two billion dollars. Duchossois Enterprises Group (DEG) is privately held and holds interests in a diversified portfolio of companies. The firm has an additional office in Austin, TX.

845 Larch AvenueElmhurstIL60126-1196630-530-6105630-993-8644

Portfolio companies include:AirWalk Communicationshttp://www.airwalkcom.com/Infobloxhttp://www.infoblox.com/en/home.htmlNetNearUhttp://www.nnu.com/Alereonhttp://www.alereon.com/Brivohttp://www.brivo.com/Avesohttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26959385Clarity Technologieshttp://www.claritytech.com/Freelinchttp://www.freelinc.com/Illinois Innovation Accesleratorhttp://i2afund.com/Intellonhttp://intellon-ca.com/Mobilitechttp://en.wikipedia.org/wiki/MobilitecNetEffecthttp://www.neteffect-it.com/NextHophttp://blogs.technet.com/b/nexthop/Personetahttp://personeta.com/Pintail Technologieshttp://pintail.com/Rubicon Genomicshttp://www.rubicongenomics.com/Sipera Systemshttp://www.sipera.com/SmartSignalhttp://www.smartsignal.com/Investment Team:Craig J. Duchossois, CEORobert L. Fealy, Managing Director (Chicago)rfealy@duch.comMichael E. Flannery, EVP-CFOmflannery@duch.comDaniel Phelps, General Partner (Menlo Park)dphelps@duch.comRohit (Tony) Seth (Austin)tseth@duch.comMichelle Waldusky, Director, Fund Administration (Chicago)mwaldusky@duch.comCHV Capital, Inc.www.chvcapital.com CVCLife Sciences & HealthcareSeedEarlyCHV Capital, Inc. (CHV) is an early-stage venture capital fund guided by the strategic objectives of Indiana University Health, Indiana's largest health care system. The mission of CHV Capital, Inc. is to profitably facilitate the commercialization of activities within Indiana University Health - Indiana's largest health care system - and to invest in external business opportunities that directly benefit the mission of Indiana University Health. CHV Capital, Inc. invests in opportunities where the value of such an opportunity is immediately enhanced by the presence and resources of Indiana University Health and where Indiana University Health resources can provide an analytical advantage to its investment analysis. CHV will make an average initial investment in the amount of $500,000 to $1,500,000, with the capacity to invest up to as much as $3 million over the life of a portfolio investment.

340 West 10th Street, Suite 2100IndianapolisIN46202317-963-7800317-963-7801

(Mailing Address)P.O. Box 1367, Second FloorIndianapolisIN46206Portfolio companies include:Cellerationhttp://www.celleration.com/CS Keyshttp://cskeys.com/Endocytehttp://www.endocyte.com/iScience Interventionalhttp://iscienceinterventional.com/MedVentivehttp://www.medventive.com/about-us-careers.htmMy Healthcare Managerhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=82334182MindFramehttp://mindframe.com/NeoChordhttp://neochord.com/NICOhttp://en.wikipedia.org/wiki/NicoNoxilizerhttp://www.noxilizer.com/Perfinityhttp://perfinity.com/University Health Managementhttp://www.sph.umich.edu/hmp/Perfectservehttp://perfectserve.com/Investment Team: R. Matthew Neff, President and CEOrmneff@chvcapital.comKyle Salyers, Managing Directorksalyers@chvcapital.comKun Ma MD PhD MBA, Director of Venture Analysiskma@chvcapital.comDerrick M. Smith, Senior AssociateDunrath Capitalwww.dunrath.comVCDefense & Homeland SecurityEarlyGrowthDunrath Capital is a research-based private equity and strategic advisory firm. The current principal investment fund, Dunrath Capital Infrastructure Surety Fund, invests in early and growth-stage companies delivering infrastructure surety products and services. Infra-structure surety is defined as those products and services that identify, protect, or defend against threats to modern infrastructures. Dunrath invests in promising companies across all stages of development, with a particular emphasis in growth equity situations. The firm invests primarily in U.S.-based companies.

407 S. Dearborn St, Suite 1000ChicagoIL60605312-546-4700 312-386-9454

Portfolio companies include:Arxanhttp://www.arxan.com/Critical Signal Technologieshttp://www.criticalsignaltechnologies.com/Exadigmhttp://www.exadigm.com/Gichnerhttp://www.gichner.us/Initiate Systemshttp://www.ibm.com/Metatomixhttp://www.metatomix.com/Nuronhttp://www.nuronbiotech.com/Quantum Securehttp://www.quantumsecure.com/Redsky Technologieshttp://redskytech.com/SeQual Technologieshttp://www.sequal.com/Keri Systemshttp://www.kerisys.com/Investment Team:John I. Abernethy, Founder and Managing Directorjohn@dunrath.comStephen S. Beitler, Founder and Managing Directorsteve@dunrath.comRichard P. Earley, Founder and Managing Directorrich@dunrath.comBrian E. Gannon, Founder and Managing Directorbrian@dunrath.comJames A. Kopczynski, Senior Associatejohn@dunrath.comEdgewater Fundswww.edgewaterfunds.comPEInformation TechnologySoftware & InternetLife Sciences & HealthcareBusiness ServicesFinancial ServicesConsumer ProductsMiddle MarketEdgewater Funds is a private equity firm based in Chicago with close to $2 billion in capital under management. Through Edgewater Growth Capital Partners, the firm invests in profitable growth companies that are led by outstanding management teams. Edgewater's focus is primarily on companies with revenues of $20 million to $500 million in industries such as business services, financial and government services, consumer products and services, health care services, IT services and software, and basic industries. Edgewater's invests primarily in companies with EBITDA between $5 and $30 million.

900 N. Michigan Ave., Suite 1800ChicagoIL60611312-649-5666 312-664-8649

Portfolio companies include:Accutest Laboratorieshttp://www.accutest.com/American Laser Centershttp://american-laser-centers.pissedconsumer.com/American Piping Productshttp://www.amerpipe.com/AMF Bowling Worldwidehttp://amf.com/BarrierSafe Solutionshttp://www.barriersafe.com/Beverage Househttp://beveragehouse.com/DANTOM Systemshttp://www.dantomsystems.com/DBS Communicationshttp://dbscommunications.net/Mid America Recyclinghttp://midamericapaper.com/Dental Services Grouphttp://www.dentalservices.net/Extended Care Information Networkhttp://www.extendedcare.com/FishNet Securityhttp://www.fishnetsecurity.com/Service/TrainingG&H Wirehttp://www.ghwire.com/store/main.aspxGenesis Financial Solutionshttp://www.gfscustomers.com/Harrington Holdingshttp://www.thejordancompany.com/investments/companies/current/harringtonHoldings.htmlHelicon Re Holdingshttp://www.marketwatch.com/story/white-mountains-buys-helicon-re-holdings-for-150mIT Solutionshttp://itsolutions-inc.com/Nationwide Studioshttp://www.manta.com/c/mmf6x1f/nationwide-studios-incPGI Internationalhttp://pgiint.com/PowerQuesthttp://en.wikipedia.org/wiki/PowerQuestPrivateBancorphttp://privatebancorp.com/ETXhttp://www.amctheatres.com/etxMid America Recylcinghttp://www.midamericapaper.com/Sechrist Industrieshttp://www.sechristind.com/Skyware Globalhttp://www.skywareglobal.com/TAL Internationalhttp://www.talinternational.com/The Horsburgh & Scott Cohttp://www.horsburgh-scott.com/Trausch Industrieshttp://www.anthonyintl.com/en/Index.aspxWestar Aerospace and Defense Grouphttp://www.westardisplaytechnologies.com/Wound Care Solutionshttp://www.healogics.com/WRS Compasshttp://www.wrscompass.com/Investment Team:Jim Gordon, Founder & Managing Partnerjim@edgewaterfunds.comPhil Lorenzini, Partnerphil@edgewaterfunds.comGreg Jones, Partnergreg@edgewaterfunds.comDave Tolmie, Partnerdave@edgewaterfunds.comBrian Peiser, Vice Presidentbrianp@edgewaterfunds.comBob Growney, Partnerbobg@edgewaterfunds.comJeff Frient, Partnerjeff@edgewaterfunds.comScott Meadow, Associate Partnerscott@edgewaterfunds.comGerald Saltarelli, Vice Presidentgerald@edgewaterfunds.comJohn Malloy, Vice Presidentjohn@edgewaterfunds.comStephen Natali, Vice Presidentstephen@edgewaterfunds.comMatt Norris, CFO & CCOmatt@edgewaterfunds.comEiger Labwww.eigerlab.orgIInformation TechnologySeedEarlyGrowthFounded 2004, EIGERlab ties together Innovation-Collaboration-Entrepreneurship into a centrally located, state of the art mixed-use incubator, serving the region with leading edge business and engineering support services. The facility and programs assist in the development of a robust and diverse entrepreneurial culture through the collaboration of education, business and government. Focused to assist start up, early stage growth and expanding existing businesses, EIGERlab serves as a one-stop resource for entrepreneurs and innovators to lease space at reasonable rates, participate in peer groups, access business services, utilize design engineering and art-to-part rapid prototyping services, learn new skills, meet with dedicated mentors, link to qualified investors and receive assistance in selling to the government or executing global market expansions. EIGERlab's new accelerator program combines virtual and onsite services and programming specifically targeted at advanced manufacturing, aerospace, and alternative energy commercialization.

605 Fulton Ave. RockfordIL61103815-965-3522815-316-6345

Tenant companies include:Jugbuddyhttp://jugbuddy.com/COMPLY365http://www.comply365.com/Investment Team:Dan Cataldi, Director, 815-921-2054dcataldi@eigerlab.orgMike Cobert, Business /Incubator Managermcobert@eigerlab.orgSherry Pritz, Marketing, Events Coordinator, 815-921-2054spritz@eigerlab.orgKarl Schmitt, Commercialization Coordinator, 815-262-4298kschmitt@eigerlab.orgDave Morgan, Business Development, 815-484-3898david_morgan_244@comcast.netCultivian Ventures, LPhttp://cultivian.comVCEnergy & Clean TechLife Sciences & HealthcareAgriculture & Agricultural ScienceEarlyOriginally known as the Midpoint Food and Ag Fund, Cultivian Ventures, LP, is a venture capital fund focused on high technology opportunities in the food and agricultural sectors. Cultivian operates from the Midwest, which hosts the planet's greatest concentration of public and private R&D spending for food and ag markets. Cultivian seeks investment opportunities across a wide range of technologies addressing large opportunities in the food or agricultural markets, but has a particular focus in the following areas: Animal Health, Biobased Products and Processes, Environmental Technologies, Food Safety, Human Wellness, and Production Technologies. Cultivian typically invests between $1.0 - 3.0 million in each portfolio company, in a preferred security starting with the Series A round of financing. Cultivian will also consider later rounds of financing - Series B & subsequent rounds of financing.

11550 North Meridian Street Suite 310CarmelIN46032317-208-3333

Portfolio companies include:Allylixhttp://allylix.com/AquaSpyhttp://www.aquaspy.com/Home.aspxAratana Therapeuticshttp://www.aratanatherapeutics.com/Environmental Operating Solutionshttp://www.eosenvironmental.com/Divergencehttp://en.wikipedia.org/wiki/DivergenceHarvest Automationhttp://harvestautomation.com/Rivertop Renewableshttp://rivertop.com/Investment Team:Ronald Meeusenron@cultivian.comAndrew Ziolkowskiandy@cultivian.comEquity Internationalwww.equityinternational.comPEManufacturing & IndustrialBusiness ServicesReal EstateMiddle MarketEquity Group Investments, LLC is a principal investment firm specializing in buyouts, distressed, and turnaround investments in large companies. EI has raised over $2 billion and invested in 23 portfolio companies representing a wide spectrum of real estate-related sectors, including homebuilding, retail property, corporate property, warehousing and distribution, hospitality, senior living and specialty finance. Equity Group Investments was founded in 1968 by Sam Zell (founder of Equity Office). October of 2011 Equity announced the closing of its newest fund, EI Fund V. The Fund comprises $650 million of equity capital commitments and represents EI's largest fund to-date.

Two North Riverside Plaza, Suite 1500 ChicagoIL60606312-675-7400312-675-3111

Portfolio companies include:AGV Logisticahttp://www.agvlogistica.com.br/BR MALLShttp://en.wikipedia.org/wiki/BRMALLSBRACORhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4436518Brazilian Finance & Real Estatehttp://www.reuters.com/finance/stocks/companyOfficers?symbol=BFRE3.SACorporate Properties of the Americashttp://www.cpamericas.com/Credito Inmobiliario Terrashttp://www.credito-inmobiliario.com.mx/Fondo de Valores Inmobiliarioshttp://www.fvi.com.ve/Gafisahttp://en.wikipedia.org/wiki/GafisaHomexhttp://homex.com/LifeCare Residences Internationalhttp://www.lifecareresidences.com/corporate/Mexico Retail Propertieshttp://www.mexicoretailproperties.com/NH Hoteleshttp://www.nh-hotels.com/Orascom Housing Communitieshttp://www.orascomdh.com/en/projects/other-projects/budget-housing-communities.htmlParque Araucohttp://www.parquearauco.cl/Shanghai Jingrui Propertieshttp://www.privateequityfirms.com/company/11418/Shanghai-Jingrui-Properties-CoShanghai Yupei Grouphttp://rightsite.asia/en/company/shanghai-yupei-group-co-ltdTendahttp://www.tenda.cn/Xinyuan Real Estatehttp://en.wikipedia.org/wiki/Xinyuan_Real_EstateGrupo Thahttp://www.tha.com.br/portal/GuardeAquihttp://www.guardeaqui.com/Terranum Corporate Propertieshttp://www.terranum.com/SAMHIhttp://www.samhi.co.in/Investment Team:Sam Zell, Chief Executive Officer and Co-Founderggarrabrant@equityinternational.comIra Chaplik, Chief Operating Officerichaplik@equityinternational.comCheryl L. Engle, Executive Vice Presidentcengle@equityinternational.comTheresa M. Carone, Senior Vice President & ControllerGazelle TechVentures, Inc.www.gazellevc.comVCInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareManufacturing & IndustrialEarlyGazelle TechVentures, Inc. was created when a number of senior Indiana business leaders assembled to address the funding gap as a business opportunity. The firm's objective is to be the hub of venture capital activity in Indiana and one of the most respected, leading funds in the Midwest. Managing $60 million, Gazelle focuses on companies in the following industries: information technology, health care, communications and advanced manufacturing.

11611 N. Meridian St., Suite 310CarmelIN46032317-275-6800317-275-1100

Portfolio companies include:AuthorHousehttp://www.authorhouse.com/eTapestryhttp://etapestry.com/UNXhttp://www.unx.com/Mezzia/VFAhttp://www.mezzia.com/Rubiconhttp://en.wikipedia.org/wiki/RubiconRenal Solutionshttp://www.renalsolutionsinc.com/Practical Engineeringhttp://en.wikipedia.org/wiki/Practical_engineerInvestment Team:Don N. Aquilano, Managing Directordaquilano@gazellevc.comThomas Palmer, Venture Partnertpalmer@gazellevc.comMatt Ridenour, Venture PartnerBryan S. Smith, Venture Partnerbsmith@gazellevc.comScott Jones, Chairman Executive CommitteeFifth Street Finance Corp.www.fifthstreetfinance.comPELife Sciences & HealthcareBusiness ServicesConsumer ProductsRetail & RestaurantSports & EntertainmentReal EstateMiddle MarketFifth Street Finance Corp. (NYSE: FSC) is a specialty finance company that lends to and invests in small and mid-sized companies in connection with an investment by private equity sponsors. The firm's investments generally range in size from $5 million to $40 million and are principally in the form of first and second lien debt investments, which may include an equity component. Fifth Street seeks to invest in established companies with sound historical financial performance and a target EBITDA of $5 to $50 million. The firm does not intend to invest in start-up companies or companies with speculative business plans. Target industries include Healthcare, Manufacturing, Business Services, Education, Retail & Consumer, Construction & Engineering, Food & Restaurants, and Media & Advertising.

311 South Wacker DriveSuite 3380ChicagoIL60606312-348-7205312-348-7613

Portfolio companies include:Filet of Chickenhttp://www.manta.com/c/mmlzmwh/filet-of-chickenFitness Edgehttp://theedgefitnessclubs.com/RTMHhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=45790400Goldcohttp://goldcoinc.com/TBA Globalhttp://www.tbaglobal.com/MedKnowledgehttp://www.medknowledge.de/germany/National Spine & Pain Centershttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=141394076Insight Pharmaceuticalshttp://insightpharma.com/Bojangles Restaurantshttp://www.bojangles.com/CTM Grouphttp://www.ctmgroup.com/Discovery Practice Managementhttp://www.centerfordiscovery.com/Stackpole Internationalhttp://www.stackpole.com/main.htmlCharter Brokeragehttp://charterbrokerage.net/Titan Fitnesshttp://www.titanfitness.com/Gundle/SLT Environmentalhttp://www.gseworld.com/Securus Technologieshttp://www.securustech.net/Specialized Education Serviceshttp://www.sesi-schools.com/YETI Coolershttp://www.yeticoolers.com/I DRIVE SAFELYhttp://www.idrivesafely.com/PLATO Learninghttp://www.plato.com/Trident USA Health Serviceshttp://www.tridentusahealth.com/BenefitMallhttp://www.benefitmall.com/Nixonhttp://www.nixon.com/World50http://www.world50.com/Huddle Househttp://www.huddlehouse.com/Blue Coat Systemshttp://www.bluecoat.com/Investment Team: Leonard M. Tannenbaum, CEOlen@fifthstreetfinance.comBernard D. Berman, Presidentbernie@fifthstreetfinance.comSunny K. Khorana, Partnerskhorana@fifthstreetfinance.comAlexander C. Frank, Chief Financial Officerafrank@fifthstreetfinance.comJuan E. Alva, Partnerjuan@fifthstreetfinance.comIvelin M. Dimitrov, CFA, Partner and Co-CIOivelin@fifthstreetfinance.comCasey J. Zmijeski, Partnercasey@fifthstreetfinance.comGreg M. Browne, Managing Director, Healthcare Leveraged Financegbrowne@fifthstreetfinance.comSteven M. Noreika, Executive Director and Controllersnoreika@fifthstreetfinance.comRobert P. Rakowski, Executive Directorrrakowski@fifthstreetfinance.comDean Choksi, Senior Vice President of Financedchoksi@fifthstreetfinance.comJames F. Velgot, Executive Director, Marketing & Brand Managementjvelgot@fifthstreetfinance.comBrian D. Finkelstein, Managing Directorbrian@fifthstreetfinance.comHammond, Kennedy, Whitney & Company, Inc. (HKW)www.hkwinc.comPEManufacturing & IndustrialBusiness ServicesMiddle MarketFounded in 1903 as a merchant/investment bank, Hammond, Kennedy, Whitney & Company Inc. (HKW) is a private capital firm focused on sponsoring management buy-outs of privately owned businesses, subsidiaries and divisions of corporations and public companies, with revenues between $20 million and $200 million. HKW has completed several types of transactions including industry consolidations, corporate divestitures, generational changes in ownership, growth equity, management buy-outs and recapitalizations. The firm targets companies with EBITDA between $3 million and $30 million (no minimum for add-on acquisitions), with low risk of technological obsolescence. The firm has offices in Indianapolis and New York, and invests in companies headquartered in North America. HKW is currently investing HKW Capital Partners III, a $202 million fund.

8888 Keystone Crossing, Suite 600IndianapolisIN46240317-574-6900 317-574-7515

Portfolio companies include:Aero-Metrichttp://www.aerometric.com/airWorxhttp://www.airworx.us/Arnold Engineeringhttp://www.arnoldeng.com/Canadian Hospital Specialties Limited & Benlanhttp://chsltd.com/Contract Land Staffhttp://www.contractlandstaff.com/Corporate Visionshttp://corporatevisions.com/Crane Rentalhttp://cranerental.com/FURminatorhttp://www.furminator.com/Special Application Technologyhttp://www.sarobotics.com/Visioneeringhttp://www.vistool.com/K. R. Drenth Truckinghttp://www.krdtrucking.com/NaturMedhttp://www.manta.com/c/mmdzh61/naturmed-incDuncan Systemshttp://duncansys.com/Fluteshttp://www.fluteworld.com/Qualis Automotivehttp://www.qualisauto.com/Investment Team:Glenn Scolnik, Chairmangs@hkwinc.comJeffrey G. Wood, President & CEOjgw@hkwinc.comJames C. Snyder, Partnerjcs@hkwinc.comMark T. Becker, Partnermtb@hkwinc.comJulianne S. Lis-Milam, Partner, General Counseljsl@hkwinc.comTed H. Kramer, Partner, Deal Generationtk@hkwinc.comLuke A. Phenicie, Partnerlap@hkwinc.comCaroline L. Young, Principalcly@hkwinc.comMichael A. Foisy, Partner (Maine), 207-807-8695maf@hkwinc.comJohn M. Carsello, Vice Presidentjmc@hkwinc.comAndrew J. Gustin, Manager Deal Generationajg@hkwinc.comConstantine J. Rakkou, Controller (New York), 201-447-1388cjr@hkwinc.comFirst Analysiswww.firstanalysis.comVCPEInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareBusiness ServicesGrowthExpansionMiddle MarketFounded in 1981, First Analysis is a leading private growth equity investor, and has invested over $700 million across multiple, highly diversified funds and created over $1.7 billion in fund liquidations. First Analysis has over $200 million in active portfolio investments. First Analysis invests mainly in the United States with a focus on three sectors of expertise: Health care productivity, outsourced services, information technology, and Clean Tech. The firm invests for expansion and growth in small and mid-size companies with established business models, high internal growth rates, and large-market leadership potential. First Analysis is typically the lead (or sole) outside investor and invests up to $15 million.

One South Wacker Drive, Suite 3900 (39th floor)ChicagoIL60606312-258-1400

Portfolio companies include:Aprimohttp://www.aprimo.com/bTradehttp://btrade.com/Aspen Holdingshttp://www.aspen.co/Data Criticalhttp://critical-data.com/home.htmlCCS Medicalhttp://www.ccsmed.com/CiviGenicshttp://www.cecintl.com/Achilles Grouphttp://www.achillesgroup.com/AdvancePath Academicshttp://advancepath.com/Alien Technologyhttp://www.alientechnology.com/American Waste Serviceshttp://americanwasteservices.com/ANI Pharmaceuticalshttp://www.anipharmaceuticals.com/Aprimohttp://www.aprimo.com/Aspen Holdingshttp://www.aspen.co/Community Education Centershttp://www.cecintl.com/Concord Communicationshttp://concordcommgroup.com/Continental Waste Industrieshttp://www.manta.com/c/mtxmmmh/continental-waste-industriesCorrectional Systemshttp://en.wikipedia.org/wiki/CorrectionsCosmed Grouphttp://www.cosmedgroup.com/Cylexhttp://cylex.net/Dialogichttp://www.dialogic.com/default.htmDynamic Healthcare Techhttp://www.imagingeconomics.com/issues/articles/MI_2000-04_11.aspEDRhttp://www.edrnet.com/EraGen Bioscienceshttp://eragen.com/Exodus Communicationshttp://en.wikipedia.org/wiki/Exodus_CommunicationsExpertPlanhttps://www.expertplan.com/defaultep.jspExtraprisehttp://news.yahoo.com/extraprise-unveils-customer-intelligence-infographic-marketers-174617619.htmlFinjanhttp://www.m86security.com/FutureHealthhttp://www.futurehealth.org/GAPbuster Worldwidehttp://www.gapbuster.com/GE Wind Energyhttp://www.ge-energy.com/Global Employment Solutionshttp://gesnetwork.com/GreatFood.comhttp://www.greatfood.ie/Gyrodatahttp://www.gyrodata.com/IndX Softwarehttp://www.linkedin.com/company/indx-software-corporationInitiate Systemshttp://www-03.ibm.com/press/us/en/pressrelease/29305.wssInPhonichttp://en.wikipedia.org/wiki/InPhonicIPLogichttp://www.iplogic.com/Kelatronhttp://www.kelatron.com/Knowlagenthttp://www.knowlagent.com/default.aspxKTIhttp://www.kti.edu/Learning.comhttp://www.learning.com/LifeStarhttp://lifestar-ems.com/M Cubed Technologieshttp://www.mmmt.com/Magnify Holdingshttp://www.magnifyholdings.co.uk/about.htmlMatrix Servicehttp://www.matrixservice.com/Metalicohttp://metalico.com/Movero Technologyhttp://www.moveroinc.com/National Recovery Systemshttp://nationalrecoverysystems.com/Neptun Lighthttp://www.neptunlight.com/netBOAhttp://www.chubbybrain.com/companies/netboaNitroSecurityhttp://www.nitrosecurity.com/NuCo2http://www.nuco2.com/Omnipointhttp://site.omnipointinc.com/Performance Materialshttp://www.performancematerials.com/Prosarhttp://www.prosarcorp.com/Pure Cyclehttp://www.purecyclewater.com/QPS Pharmaceutical Serviceshttp://www.qps-usa.com/default.aspReSearch Pharmaceuticalhttp://www.rpsweb.com/RSA Securityhttp://www.rsa.com/SDIXhttp://www.sdix.com/SeQual Technologieshttp://www.sequal.com/Serrot Internationalhttp://www.spoke.com/info/c4fOZba/SerrotInternationalIncSalesCorpSmartProshttp://smartpros.com/Sourcecorphttp://www.sourcecorp.com/SPI Manufacturinghttp://www.spi-home.com/about.htmlSquareTwo Financialhttp://www.squaretwofinancial.com/SterilMedhttp://www.sterilmed.com/TCI Solutionshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=741199Tetra Technologieshttp://www.tetratec.com/The Cobalt Grouphttp://cobaltgroup.com/Ti3http://derela.republika.pl/ti3.htmToplanderhttp://fightingfantasy.wikia.com/wiki/ToplanderTransCorehttp://www.transcore.com/TransForcehttp://www.transforce.com/Trustwavehttps://www.trustwave.com/Tut Systemshttp://www.tutsystem.com/USA Waste Serviceshttp://wasteservicesusa.com/Valicerthttp://www.valicert.com/VPNethttp://www.vpnet.net/Wimbahttp://www.blackboard.com/Platforms/Collaborate/Overview.aspxWitness Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=36669Worldprints.comhttp://world-prints.com/Wright Express Corp.http://www.wrightexpress.com/Investment Team:Allan Cohen, Managing Directoracohen@firstanalysis.comClement Erbmann, Managing Directorcerbmann@firstanalysis.comJames Macdonald, Managing Directorjmacdonald@firstanalysis.comOliver Nicklin, President and Founderonicklin@firstanalysis.comHoward Smith, Managing Directorhsmith@firstanalysis.comFrank Sparacino, Vice Presidentfsparacino@firstanalysis.comTodd Van Fleet, Vice Presidenttvanfleet@firstanalysis.comLawrence Berlin, Vice Presidentlberlin@firstanalysis.comIndiana 21st Century Research & Technology Fundwww.21fund.orgVCInformation TechnologySoftware & InternetCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialDefense & Homeland SecurityAgriculture & Agricultural ScienceSeedEarlyThe Indiana 21st Century Research and Technology Fund was created in 1999 by the General Assembly to stimulate the process of diversifying the State's economy by developing and commercializing advanced technologies in Indiana. The 21 Fund provides financial support for new companies making the transitional leap from general R&D to product development. Awards are disbursed to early stage development projects over a period of two years or less. The dollar amount of the award may be up to $5 million, although awards greater than $2 million are extremely uncommon. The Fund makes awards based on peer reviewers comprised of science and technology researchers. Previous awards have been made in companies specializing in Aerospace/Defense/Security, Manufacturing/Engineering, Communications/Electronics, Energy/Environment/ Agriculture, Information Technology/Software Development and Life Sciences/Health Care. As of April 2011, Indiana's 21st Century Fund became managed by Elevate Ventures, under contract with the IEDC and the State of Indiana. To learn more about the 21st Century Fund and other services that Elevate Ventures provides, visit the Elevate Ventures profile.

IndianapolisIN

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Karl Koehler, Ph.D., Deputy Director, Coordinator of Review and Outreachkkoehler@21fund.orgSteve Hourigan, Managing Director, Entrepreneurship & Small BusinessTing Gootee, Deputy Directortgootee@indiana.eduCarla Phelps, Financial ManagerAlexandra (Alex) Bowers, Program AssistantFischer Investment Capital (FIC)www.fischercapital.comVCPEManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantEarlyGrowthExpansionMiddle MarketFischer Investment Capital (FIC) is a private investment company focused on the acquisition and development of small market enterprises. Fischer Investment Capital primarily looks for opportunities in manufacturing and services in the following markets: Consumer Durables, Housewares, Hardware, Apparel, Industrial Products, Consumer Goods, Plastics, and Packaging. Investments in other areas are considered on an opportunistic basis. FIC generally considers companies that have annual revenues of $1 to $30 million. The firm will invest up to $3 million in equity in support of typical transaction values between $500,000 and $15 million. FIC invests in opportunities across the continental United States. Due to the location of its offices, FIC emphasizes its efforts in the Midwest and the Northeast.

654 Orchard StreetDeerfieldIL60015847-948-7730847-948-7708

Portfolio companies include:Secoahttp://www.secoa.com/InstaKeyhttp://instakey.com/Pennsylvania Apparel Companyhttp://www.manta.com/c/mmys9ng/pennsylvania-apparel-corpInvestment Team:Liesl McDonaldliesl@fischercapital.comK. Scott Fischerscott@fischercapital.comFlexpoint Ford Partners, LLCwww.flexpointford.comPELife Sciences & HealthcareFinancial ServicesMiddle MarketFlexpoint Ford Partners is an equity investment firm focused on the healthcare and financial services industries. The Principals have invested over $1.5 billion in more than 20 private equity transactions. The firm invests in growing healthcare and financial service companies with positive cash flow and looks to invest $20 to $300 million of equity in each opportunity. Although Flexpoint typically acquires majority equity ownership, the firm will also invest in companies through a broad range of investment structures, including structured minority equity investment in either private or public companies, negotiated transactions involving preferred stock or debt securities, and public market purchases of equity or distressed debt. Flexpoint has an additional office in New York.

676 N. Michigan Ave., Suite 3300ChicagoIL60611312-327-4520312-327-4525

Portfolio companies include:Norwich Holdcohttp://www.privateequityfirms.com/company/1572/Norwich-Holdco,-LLCSafe Harbourhttp://cityofsafetyharbor.com/Home Solutionshttp://www.solutions.com/Senior Whole Healthhttp://www.seniorwholehealth.com/mass/mass_home.htmWisdomTreehttp://www.wisdomtree.com/VRS Vericlaimhttp://www.vericlaiminc.com/Hilltop Holdingshttp://www.hilltop-holdings.com/Financial Pacifichttps://www.unitedfiregroup.com/AgentProfile/logon.aspx?portal=finpacIntegraCare Home Healthhttp://integracarehh.com/Eagle Hospital Physicianshttp://www.eaglehospitalphysicians.com/Jefferson Capitalhttp://www.jeffersoncapitalinternational.com/GeoVerahttp://www.geoveraholdingsinc.com/Corvahttp://www.corvaclinics.com/Investment Team:Steven L. Begleiter, Senior PrincipalEthan Budin, Senior Principalebudin@flexpointpartners.comCharles Glew, Senior Principalcglew@flexpointpartners.comDon Edwards, Managing Principaldedwards@flexpointpartners.comHarris Hyman, Senior PrincipalChristopher J. Ackerman, Principalcackerman@flexpointford.comPerry O. Ballard, PrincipalMichael S. Fazekas, Vice PresidentJonathan T. Oka, Vice PresidentMichael J. Tyree, Vice Presidentmtyree@flexpointford.comStephen H. Haworth, Principal and CFOFrontenac Companywww.frontenac.comPEMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesFinancial ServicesConsumer ProductsMiddle MarketFrontenac Company is a private equity firm based in Chicago and founded in 1971. Frontenac has over $1 billion under active management and is currently making investments from its ninth fund, which had its first closing in Fall 2006. Through the firm's "CEO1st" investment approach, Frontenac works with proven executives to acquire and grow successful middle-market companies, primarily in services businesses. Frontenac has invested in more than 200 such companies since its founding, targeting the following industries: financial services, healthcare services, business services, industrial, consumer, publishing/media and technology services.

135 South LaSalle Street, Suite 3800 ChicagoIL60603-4131312-368-0044312-368-9520

Portfolio companies include:3E Companyhttp://3ecompany.com/Behavioral Healthhttp://en.wikipedia.org/wiki/Behavioral_healthDiversified Maintenancehttp://www.dmsutah.com/E+Cancercarehttp://epluscancercare.com/H-E Parts Internationalhttp://www.h-epartsinternational.com/Hospitality Staffing Solutionshttp://hssstaffing.com/Nth Degree Globalhttp://www.nthdegree.com/Aspire Mediahttp://aspire-media.com/Crescent Healthcarehttp://crescenthealthcare.com/home_static.htmAcademic Financialhttp://academicfinancial.com/Salient Federal Solutionshttp://www.salientfed.com/Sigmahttp://www.sigmaaldrich.com/Wausauhttp://www.ci.wausau.wi.us/Wenner Breadhttp://www.wenner-bread.com/Mercer Foodshttp://www.mercerfoods.com/Investment Team:Paul D. Carbery, Managing Directorpcarbery@frontenac.comWalter C. Florence, Managing Directorwflorence@frontenac.comRodney L. Goldstein, Chairman & Managing Directorrgoldstein@frontenac.comJeremy H. Silverman, Managing Directorjsilverman@frontenac.comMartin J. Koldyke, Foundermkoldyke@frontenac.comJames E. Cowie, Managing Directorjcowie@frontenac.comParker Davis, Vice Presidentpdavis@frontenac.comElizabeth C. Williamson, Vice Presidentewilliamson@frontenac.comGaebler Ventureswww.gaeblervc.comVCIInformation TechnologySeedEarlyGaebler Ventures, established in 1999, is a business incubator, holding company, and venture capital fund based in Chicago. Gaebler Ventures owns and operates: Astute Diligence, a due diligence and management consulting firm providing assistance to clients who are contemplating complex business transactions or are looking to achieve efficiencies in their existing businesses; Walker Sands Communications, a full-service marketing and communications firm specializing in advertising, marketing, public relations and Internet marketing; and Grand Roads Executive Search, an executive search firm covering general management and senior level functional positions across a broad range of industries. The potential size of an investment by Gaebler Ventures is between $200,000 and $1 million, and the firm prefers to invest in Illinois.

156 N. Jefferson Street, Suite 301ChicagoIL60661

Portfolio companies include:Astute Diligencehttp://astutediligence.com/Walker Sandshttp://www.walkersands.com/Grand Roadshttp://grandroads.com/Resources For Entrepreneurshttp://www.gaebler.com/resources-for-entrepreneurs.htmInvestment Team:Ken Gaebler, Chairman and CEOken@gaebler.comGlencoe Capitalwww.glencap.comPEMedia & Digital MediaManufacturing & IndustrialFinancial ServicesConsumer ProductsMiddle MarketFounded in 1993, Glencoe Capital is a private equity firm focused on lead-sponsored acquisitions and growth equity investments in lower middle-market companies. The firm has completed over 30 acquisitions, representing over $1 billion of transaction value. Glencoe Capital currently manages two funds: the Glencoe Capital Michigan Opportunities Fund, L.P. and Glencoe Capital Partners III, L.P. The Glencoe Capital Michigan Opportunities Fund, the firm's fourth fund, was established in June of 2008 and represents a partnership of public and private interests in the deployment of private equity capital. The Fund makes lead-sponsored acquisitions and growth equity investments in companies that conduct a material portion of their business operations in Michigan. The Fund may also invest in companies located outside of Michigan that demonstrate a viable strategy for expanding business operations into the State. The firm's third fund, Glencoe Capital Partners III, currently manages six portfolio companies. Fund investments consist of lead-sponsored acquisitions and growth equity investments in lower middle-market companies with values between $25 million and $125 million. Glencoe targets companies with annual EBITDA between $3 million and $15 million, and capital requirements of at least $7 million.

222 W. Adams St., Suite 1000ChicagoIL60606312-795-6300312-795-0455

Portfolio companies include:American Education Grouphttp://www.americanedgroup.com/Campbell Grinderhttp://www.campbellgrinder.com/Flatouthttp://www.flatoutbread.com/Moosejawhttp://www.moosejaw.com/moosejaw/shop/home___NOVO 1http://www.novo1.com/Child Development Schoolshttp://www.teachercertification.org/childhoodeducation/Dixie Chemicalhttp://www.dixiechemical.com/Polyair Inter Packhttp://polyair.com/First Home Financialhttp://firsthousefinancial.com/index.htmlRimrockhttp://rimrockcorp.com/SDIhttp://sdihealth.com/Investment Team:David S. Evans, Chairman and Chief Investment Officerdevans@glencap.comJason L. Duzan, Managing Directorjduzan@glencap.comG. Douglas Patterson, Managing Directordpatterson@glencap.comDouglas S. Kearney, Principaldkearnery@glencap.comGoense & Companywww.goense.com PEManufacturing & IndustrialBusiness ServicesFinancial ServicesReal EstateMiddle MarketFormed in 2008, Goense & Company is an entrepreneurial, Chicago-based private equity firm seeking to partner with dynamic management teams to make control investments in, and help grow, smaller middle market businesses services companies. The partners have managed private equity investments in excess of $1 billion, including $225 million managed by Goense Bounds & Partners, L.P. Goense & Company makes equity investments ranging between $5 million to $30 million, with the ability to make larger investments through the firm's investor network, in companies in the United States and Canada. The firm focuses on companies with EBITDA greater than $2 million and those providing value-added services to other businesses. Transaction types include: Industry Consolidations, Family-owned business transition, Shareholder liquidity, Leveraged / management buyouts, and Growth equity.

850 W. Adams St.ChicagoIL60607312-870-9500

Portfolio companies include:US Builder Serviceshttp://www.usbuildingservice.com/Melco Electrichttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=6816643L&S Plumbinghttp://www.lsplumb.com/Bayview Financialhttp://www.bayviewassetmanagement.com/BKA of Nashvillehttp://bkageneralcontractors.com/Imagine Technologyhttp://www.imaginetechnologiesinc.com/Kirby Lester Grouphttp://www.kirbylester.com/Dixie Homecraftershttp://www.dixiehomecrafters.com/Capital Drywallhttp://www.capitol-drywall.com/CrossCom Nationalhttp://www.crosscomnational.com/Restoration Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=197011596ER Expertshttp://www.erexperts.net/Investment Team:John Goense, Partnerjmg@goense.comGregory A. Miller, Operating Partnergam@goense.comErik Bloom, Partnerewb@goense.comGolub Capitalwww.golubcapital.comPEMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantDefense & Homeland SecurityMiddle MarketGolub Capital is a private investment firm formed in 1994. With over $6 billion of capital under management, Golub Capital is a leading provider of financing solutions for the middle market. The firm offers buy & hold debt products up to $100 million which includes GOLD (one-loan) financings, senior, second lien and subordinated debt, preferred stock and co-investment equity. The firm also underwrites and syndicates senior credit facilities up to $200 million. The firm's investment funds make debt and equity investments in U.S.-based middle market companies. The firm invests in businesses with established operating cash flow and sustainable proprietary positions in their markets. The firm seeks to partner with strong management teams executing long-term growth strategies. Investment structures include refinancings, recapitalizations, traditional buyouts and growth financings. Regardless of structure, management of each business is left in the hands of its senior executives. The firm's buy-and-hold products range from $10 million to $100 million, with additional capital available for future growth. The firm's senior principals have experience in consumer products, business and consumer services, defense, manufacturing, value-added distribution, media, healthcare services, and restaurants. Target companies must have minimum operating cash flow of $5 million. Golub Capital has offices in Chicago and New York.

150 South Wacker Drive, 8th FloorChicagoIL60606312-205-5050 312-201-9167

Portfolio companies include:Aviation Technologieshttp://aviationtechnologiesinc.com/Bright Now! Dentalhttp://www.brightnow.com/MedAssetshttp://www.medassets.com/Investment Team:Lawrence E. Golub, Chief Executive Officer (New York)David B. Golub, President (New York)Gregory W. Cashman, Senior Managing Director (New York)Andrew H. Steuerman, Senior Managing Director (New York)Sean K. Coleman, Managing Director (New York)Joseph P. Longosz, Managing Director (Atlanta)Charles F. Riceman, Managing Director (New York)Stefano F. Robertson, Managing Director (Chicago), 312-201-8152srobertson@golubcapital.comSpyro G. Alexopoulos, Principal (New York)salexopoulos@golubcapital.comMatthew B. Fulk, Principal (New York)Patrick W. Hayes, Principal (Chicago)phayes@golubcapital.comTroy A. Oder, Principal (Chicago)toder@golubcapital.comCraig J. Petrusha, Principal (Chicago)cpetrusha@golubcapital.comRobert G. Tuchscherer, Principal (Chicago), 312-205-5051rtuchscherer@golubcapital.comBrian J. Carroll, Senior Vice President (Chicago)bcarroll@golubcapital.comMichael S. Griffin, Senior Vice President (Chicago)mgriffin@golubcapital.comJonathan D. Pearl, Senior Vice President (Chicago)jpearl@golubcapital.comNicholas C. Chan, Vice President (New York)Jeffrey C. Gabuzda, Vice President (Chicago)Jonathan R. Huitink, Vice President (Chicago)Michael V. Mastropaolo, Vice President (New York)Granite Creek Partners, LLCwww.granitecreek.comPELife Sciences & HealthcareMedical DeviceManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsMiddle Market Granite Creek Partners is a Chicago-based private asset manager founded in 2005 to make investments in the debt, equity and equity derivatives of small businesses. Granite Creek pursues situations where a highly customized solution is desired to support growth, change of control, restructuring, or recapitalization. The Fund seeks fundamentally good companies that operate in niche sectors and require structured securities not offered by most financial institutions. Often these businesses are market leaders led by visionary management teams. In private equity, Granite seeks to invest $10 to $50 million in companies with an enterprise value of $25 to $150 million and an EBITDA greater than $5 million. In mezzanine, Granite invests $3 to $10 million in companies with annual revenues greater than $10. Granite Creek's current portfolio consists of investments in the following industries: business services, consumer services, consumer products distribution, manufacturing, and healthcare.

222 W. Adams St., Suite 1980ChicagoIL60606312-895-4500312-895-4509

Portfolio companies include:American Diabeteshttp://www.diabetes.org/Arnold Defense and Electronicshttp://www.adelect.com/Big Lifthttp://bigjoeforklifts.com/Briarcliff Solutions Grouphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=40423651Cyalumehttp://cyalume.com/Smart Pack Solutionshttp://www.smartpacksolutions.com/Derma Scienceshttp://www.dermasciences.com/Hughes Telematicshttp://hughestelematics.com/Aspen Earthmovinghttp://www.aspenearthmoving.com/Mobilifehttp://www.mobilife.us/National Direct Packaginghttp://ndpackaging.com/SMS Assisthttp://www.sms-assist.com/Weld Racinghttp://weldracing.com/Roaring Fork Earthmovinghttp://www.aspenearthmoving.com/M&I Strategic Partnershttp://www.mincron.com/Investment Team:Mark A. Radzik, Managing Partnermark@granitecreek.comBrian B. Boorstein, Managing Partnerbrian@granitecreek.comPeter G. Lehman, Managing Partnerpeter@granitecreek.comJames F. Clark, Managing Partnerjim@granitecreek.comGrowthPath Capitalwww.growthpathcapital.comPEInformation TechnologyLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialBusiness ServicesDefense & Homeland SecurityAgriculture & Agricultural ScienceReal EstateMiddle MarketGrowthPath Capital is a private equity investment firm established to apply the concepts and practices of strategic management, as developed by The Boston Consulting Group, to middle-market leveraged acquisitions. The firm is best characterized as a value-added, buy-and-build equity sponsor with particular expertise in industrial growth situations. Initial acquisition candidates in a new business sector, or "platform companies," should have the following characteristics: EBITDA in excess of $3 million; and be capable of absorbing $10 to $75 million of equity capital over a reasonable investment period. The firm targets companies in the following industries: Niche manufacturing, such as Specialty chemicals, Electronics materials or componentry, and Proprietary components or end-use products; Industrial services, including: Process industry facility maintenance and repair, Industrial equipment maintenance and repair, and Specialized equipment rental; Business process outsourcing, e.g.: Document services, Value-added logistics; Electronic product design and development; Medical and medicinal products and componentry (including veterinary); Geriatric care products and services; and Military and homeland security products and services (especially for private markets).

200 South Wacker Drive, Suite 3100ChicagoIL60606312-674-4531

Portfolio companies include:Icon Identity Solutionshttp://www.iconid.com/EPIC Technologieshttp://www.epictech.com/K&K Screwhttp://kksp.com/Precision Tubehttp://www.precisiontube.com/Plastic Engineered Componentshttp://www.plasticsnews.com/headlines2.html?ncat=100&id=23495Advanced Quick Circuitshttp://www.p2pays.org/ref/20/19209.htmARR-MAZ Productshttp://www.arr-maz.com/Investment Team:Andrew J. Bahnfleth, Managing PartnerDavid F. Dolan, Managing PartnerBruce C. Stevens, Managing PartnerGTCR Golder Rauner, LLCwww.gtcr.comVCPEInformation TechnologyLife Sciences & HealthcareMedical DeviceBusiness ServicesConsumer ProductsEarlyMiddle MarketSince 1980, GTCR has invested more than $10 billion in over 200 companies. GTCR manages more than $8 billion in equity and mezzanine capital invested in a wide range of companies and industries. GTCR has taken more than 40 companies public since its founding in 1980. The firm principally invests in high-growth industries, including business services and outsourcing, consumer products and services, healthcare, pharmaceuticals and medical products, technology, and transaction processing. Growth strategies are driven by industry dynamics and generally include a combination of acquisitions and internal growth. The firm concentrates its investment activity within business services and outsourcing, consumer products and services, healthcare, technology, and transaction processing.

300 N. LaSalle Street Suite 5600 ChicagoIL60654312-382-2200312-382-2201

Portfolio companies include:APS Healthcarehttp://www.apshealthcare.com/ATI Physical Therapyhttp://atipt.com/Actienthttp://www.actientpharma.com/Pharmaceuticalshttp://en.wikipedia.org/wiki/Pharmaceutical_drugAligned Asset Managershttp://www.alignedassetmanagers.com/AssuredPartnershttp://www.gtcr.com/our-focus/financial-services-technology/portfolio/assuredpartners/BankServhttp://www.bankserv.com/Cannondale Investmentshttp://www.cannondaleinvestments.com/Capella Healthcarehttp://www.capellahealth.com/Cardinal Logisticshttp://www.cardlog.com/Classic Media (Boomerang Media)http://en.wikipedia.org/wiki/Boomerang_MediaConvergEx Grouphttp://www.convergex.com/Curo Health Serviceshttp://curohealthservices.com/Devicor Medical Productshttp://www.devicormedical.com/Devicor/News/News/First-Aquisition.htmGeneraMedix Pharmaceuticalshttp://www.gtcr.com/our-focus/healthcare/portfolio/generamedix-pharmaceuticals-inc/Global Traffic Networkhttp://globaltrafficnet.com/Heritage Golfhttp://www.theheritagegolfsc.com/IQNavigatorhttp://iqnavigator.com/Ironshorehttp://www.ironshore.com/Jessamine Healthcarehttp://jessaminehealthcare.com/Landmark FBO Holdingshttp://platformllc.com/investments_landmark.htmlMerlin Mediahttp://merlinmedia.com/PrivateBancorphttp://privatebancorp.com/Protection 1http://www.protection1.com/Six 3 Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=58047938Sorenson Communicationshttp://www.sorenson.com/Sterigenicshttp://sterigenics.com/Wallace Theaterhttp://gohollywood.com/Investment Team:Mark M. Anderson, Principalmark.anderson@gtcr.comCraig A. Bondy, Principalcraig.bondy@gtcr.comPhilip A. Canfield, Principalphilip.canfield@gtcr.comDavid A. Donnini, Principaldavid.donnini@gtcr.comBarry R. Dunn, Principalbarry.dunn@gtcr.comDavid S. Katz, Principaldavid.katz@gtcr.comConstantine S. Mihas, Principalconstantine.mihas@gtcr.comJoseph P. Nolan, Principaljoseph.nolan@gtcr.comBruce V. Rauner, Principal and Chairmanbruce.rauner@gtcr.comCollin E. Roche, Principalcollin.roche@gtcr.comHadley Capitalwww.hadleycapital.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketFounded in 1998, Hadley Capital is a private equity firm focused exclusively on investing in or acquiring small, established companies. The typical business Hadley considers has revenue between $5.0 million and $30.0 million and EBITDA between $1.0 million and $3.0 million, although the firm has invested in businesses that are both larger and smaller. Hadley considers participation in the following transaction types: Acquisitions, Leveraged buyouts, Management buyouts, Recapitalizations, Growth Capital, Industry consolidations, and Generational transitions. Hadley Capital is particularly focused on investments in Manufacturing, Business services, and Distribution.

1200 Central Avenue, Suite 300 WilmetteIL60091847-906-5300 847-906-5301

Portfolio companies include:SGASihttp://www.sgasi.com/JRI Industrieshttp://www.jriindustries.com/Packaging Specialistshttp://psidisplays.com/Las Olashttp://lasolasboulevard.com/Kelatronhttp://www.kelatron.com/Harris Seedshttp://www.harrisseeds.com/NOVUM Structureshttp://novumstructures.com/Custom Labelhttp://www.customlabel.com/i-deal Opticshttp://www.i-dealoptics.com/Open Sky Mediahttp://openskymedia.com/Badger Logisticshttp://www.badger.com.sg/International Specialty Supplyhttp://sproutnet.com/StorFlexhttp://www.storflex.com/Investment Team:Scott Dickes, Managing Partnerscott@hadleycapital.comClay Brock, Managing Partnerclay@hadleycapital.comPaul Wormley, Partnerpaul@hadleycapital.comRob Nowlin, Director of Financerob@hadleycapital.comMarc Summe, Vice Presidentmarc@hadleycapital.comHall Capital Partnerswww.hall-capital.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketHall Capital Partners is a private equity firm that invests between $2 million and $25 million in partnerships with family-owned businesses, management teams and entrepreneurs. Focusing on middle-market opportunities, Hall participates in Acquisition and Growth Financings, Management Buyouts and Corporate Divestitures, Recapitalizations, and Ownership Changes and Shareholder Liquidity. Hall typically makes a $2 million to $25 million total investment. The firm is able to invest up to $25 million in its preferred industries of Manufacturing, Distribution, or Service. Hall targets companies based in the Midwest with revenues of $10 - $100 million and operating profits of at least $1 million, typically holding companies for 5 to 7 years.

One Westminster Place, Suite 108Lake ForestIL60045847-295-4214847-574-5850

Portfolio companies include:Centrad Healthcarehttp://www.centradhealthcare.com/Jerdon Stylehttp://jerdonstyle.com/?url=jerdonMishawaka Sheet Metalhttp://www.mishawakasheetmetal.com/Motionwearhttp://www.motionwear.com/Oklahoma Breast Carehttp://okbreastcare.com/SAC Wirelesshttp://www.sacw.com/Superior Plant Serviceshttp://www.hydratight.com/en/spsTrue Choicehttp://www.truechoice.com/Texas True Choicehttp://www.texastruechoice.com/Allo Communicationshttp://www.allocommunications.com/Investment Team:John Kobzajkobza@hall-capital.comHeartland Angels, Inc.www.heartlandangels.comAInformation TechnologySeedHeartland Angels, Inc. is a private equity network that brings together accredited investors with early stage start-up companies and real estate opportunities looking for equity and debt investments. The group matches investors and startup companies through a process of due diligence designed specifically for start-up and early stage companies. Potential investment opportunities are presented to the network investors monthly. A minimum amount of $5,000 is required when an investment is made. A capital investment request from the presenting company in the general range of $250,000 to $2,000,000 is appropriate for consideration by the network. Investments outside this range will be considered on a case by case basis. Heartland focuses on companies within a 300-mile radius of Chicago. Heartland's founder is a physician who has practiced medicine for 25 years.

c/o Ronald L. Kirschner5300 Galitz StreetSkokieIL60077847-675-3057847-675-3057

Portfolio companies include:Abianthttp://abiant-imaging.com/Allcellhttp://www.allcelltech.com/CareKithttp://carekit.com/CheckPleasehttp://www.wttw.com/main.taf?p=1%2C5/FiberStarhttp://fiberstar.net/Kylin Therapeuticshttp://www.kylintherapeutics.com/NanoAqueonicshttp://www.nanoaqueonics.com/Sword Diagnosticshttp://sworddiagnostics.com/Investment Team:Ron Kirschner, Founder and Presidentron@heartlandangels.comHelen C. Liebelt, Vice President of Business DevelopmentCliff Turner, General ManagerMingu Kang, Managing DirectorHigh Street Capitalwww.highstreetcapital.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketWith $120 million under management, High Street Capital is a leading provider of flexible capital and operating expertise to middle market businesses. In partnership with management, the firm invests in recapitalizations, management buyouts and growth equity financings. High Street looks to acquire, recapitalize, and provide growth capital to service businesses, distributors, publishing, or manufacturing companies with revenues of up to $100 million, cash flow up to $10 million, on platforms east of the Rockies, with add-ons throughout the United States. The firm provides from $2 million to $8 million of equity per investment and will complete both control and non-control investments. High Street is actively seeking new investments through its third investment fund. With affiliates, High Street provides up to $20 million of equity per investment and will complete both control and non-control investments.

11 South LaSalle Street, 5th Floor ChicagoIL60603312-423-2650312-267-2861

Portfolio companies include:DataSourcehttp://www.data-source.com/Superior Fibershttp://superior-fibers.com/Bock & Clarkhttp://bockandclark.com/BeneSyshttp://www.benesys.com/Countryside Hospicehttp://www.countryside-hospice.org/DocuForcehttp://www.docuforce.biz/The TLC Companieshttp://www.tlccompanies.com/Koontz-Wagnerhttp://www.koontz-wagner.com/Investment Team:Joseph R. Katcha, PrincipalJoe@highstreetcapital.comWilliam J. Oberholtzer, PrincipalWill@highstreetcapital.comKent C. Haeger, PrincipalKent@highstreetcapital.comRichard D. McClain, PrincipalDick@highstreetcapital.comRobert S. France, Vice PresidentRob@highstreetcapital.comAndrew C. Simmons, Vice PresidentAndrew@highstreetcapital.comHispania Capital Partners, LLCwww.hispaniapartners.comPELife Sciences & HealthcareBusiness ServicesConsumer ProductsEducation & TrainingMiddle MarketManaging $215 million, Hispania Capital Partners (HCP) is the leading private equity investment firm investing equity capital in companies that benefit from the demographics of the U.S. Hispanic marketplace. HCP was formed in February 2003 as a Small Business Investment Company (SBIC). The firm's investments are made in established companies with total revenues ranging from $5 million to $100 million in targeted industry segments and annual revenues in excess of $7.5 million. Businesses should be seeking between $4 million and $10 million of equity capital, not including mezzanine or debt financing. HCP invests in companies headquartered in the United States and Puerto Rico. Typical investments are between $5 and $25 million.

200 West Madison Street, Suite 970ChicagoIL60606312-697-4611312-697-4598

Portfolio companies include:CSA Grouphttp://www.csagroup.com/Eastern Research Serviceshttp://www.easternresearch.com/Language Starshttp://www.languagestars.com/NEPShttp://www.neps.com/Master Restaurant Developershttp://www.chiotb.com/Career Training Academyhttp://www.careerta.edu/Collaborative Learning http://www.clihome.com/NYX Cosmetics http://www.nyxcosmetics.com/Polaris Hospital Companyhttp://www.polarishospitalcompany.com/Investment Team:Victor Maruri, Co-Foundervmaruri@hispaniapartners.comCarlos Signoret, Co-Foundercsignoret@hispaniapartners.comRichard A. Rinconrrincon@hispaniapartners.comJason F. Shaferjshafer@hispaniapartners.comDavid A. Prekopdprekop@hispaniapartners.comHopewell Ventures, LPwww.hopewellventures.comVCInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialEarlyGrowthHopewell Ventures is a $110 million Chicago- and Peoria, IL-based venture capital and private equity firm providing growth capital to Midwestern businesses in a broad range of industries and stages of development, providing between $2 million and $7 million in initial funding, Hopewell invests in a broad range of industries. From technology to health care, manufacturing to medical devices, Hopewell is the second fund launched by Woodland Venture Management. The first, Adena Ventures, follows a regionally-targeted strategy focused on the Appalachian region of Ohio, West Virginia, Maryland and Kentucky.

20 North Wacker Drive, Suite 2200ChicagoIL60606312-357-9600312-357-9620

Portfolio companies include:Pioneer Surgical Technologyhttp://en.wikipedia.org/wiki/Pioneer_Surgical_TechnologyINRange Systemshttp://www.inrangesystems.com/Mersive Technologieshttp://www.mersive.com/SageQuesthttp://www.sage-quest.com/home/default.aspHelios Coatingshttp://www.helioscoatingsinc.com/Symbios Holdingshttp://www.manta.com/c/mtld1jz/stepstone-symbios-holdingsNational Pasteurized Eggshttp://www.safeeggs.com/VHThttp://www.vht.com/Diversified Graphicshttp://diversified-graphics.com/iTRACShttp://www.itracs.com/TLContacthttp://tlcontact.com/InStadiumhttp://instadium.com/Investment Team:William P. Sutter, Jr., Senior Managing Directorsutter@hopewellventures.comThomas E. Parkinson, Principalparkinson@hopewellventures.comCraig F. Overmyer, Principalovermyer@hopewellventures.comJude Conway, Principalconway@hopewellventures.comDavid Wilhelm, Founderwilhelm@hopewellventures.comJeffrey Lampe, Principallampe@hopewellventures.comMatthew McCue, Vice Presidentmccue@hopewellventures.comHovde Organizationwww.thehovdegroup.com PEFinancial ServicesMiddle MarketFounded in 1987, the Hovde Organization is an investment banking, asset management and private equity firm focused exclusively on the financial services sector. Hovde Global Asset Management, LLC is a merchant banking/investment firm focused on making investments in financial services companies and banks and thrifts in the United States. Over the past 25 years, Hovde principals and affiliates have been involved in over 300 merger and acquisition transactions for community banks with an aggregate deal value of over $25 billion and over $7.5 billion in branch transactions. The firm has also invested in bank platforms that have been successful in pursuing organic growth and acquisition strategies, including FDIC assisted transactions. The size of investments generally ranges between $500,000 to $5,000,000 and does not generally exceed 9.9% of the total capital of the bank or holding company.

1629 Colonial ParkwayInvernessIL60067847-991-6622847-991-5928

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Steven D. Hovde, President and Chief Executive Officershovde@hovde.comDavid Magli, General Counsel & COOdmagli@hovde.comi2A Fundwww.i2afund.comVCInformation TechnologyConsumer ProductsRetail & RestaurantEducation & TrainingSeedEarlyThe Illinois Innovation Accelerator Fund (i2A) is an innovative $10 million for-profit, early-stage investment fund created in direct response to the decrease in seed-stage investing since the turn of the new millennium. The fund's goal is to provide the first external professional capital raised by companies. i2A's formation was driven by J.B. Pritzker, Founder and Partner of New World Ventures, the Illinois Department of Commerce and Economic Opportunity, and the Chicagoland Entrepreneurial Center (CEC). i2A is administered by the CEC and invests in well-managed, seed-stage companies in Illinois, or companies willing to relocate to Illinois, that have demonstrated a value proposition in a given market for their products or services. The fund looks to make investments ranging from $250,000 to $1 million in each company. i2A focuses primarily on companies that are in the following industry sectors: Technology-enabled products and services; New media and education products and services; and Consumer and retail products.

Aon Center200 E. Randolph Street, Suite 2200ChicagoIL60601312-494-6773

Portfolio companies include:Viewpoints.comhttp://www.viewpoints.com/One Llama Mediahttp://www.onellama.com/Ifbyphonehttp://public.ifbyphone.com/Sittercityhttp://www.sittercity.com/Kabongohttps://www.kabongo.com/SoCore Energyhttp://www.socoreenergy.com/YChartshttp://ycharts.com/Exceleratehttp://www.excelerateenergy.com/BrightTaghttp://thebrighttag.com/Red Foundryhttp://www.redfoundry.com/FeeFightershttp://feefighters.com/Tap Mehttp://tap.me/Investment Team:Kapil Chaudhary, Managing Partner and Co-Founderkapil@chicagolandec.orgEllen Carnahan, Senior AdviserJason Felger, Venture Partner and Co-Founderjason@chicagolandec.orgStuart Larkins, Managing DirectorIllinois Finance Authoritywww.il-fa.comVCEDInformation TechnologySeedThe Illinois Finance Authority (IFA) is a self-financed, state authority principally engaged in issuing taxable and tax-exempt bonds, making loans, and investing capital for businesses, non-profit corporations, and local government units statewide. The Authority operates the Technology Development Bridge, an Illinois venture capital fund that provides seed stage equity financing to small technology companies. It is an innovative public-private partnership, developed by the Illinois Coalition (now the Illinois Technology Development Alliance) and funded by the Illinois Finance Authority, aimed at helping technology firms access capital they need to grow and create jobs. Equity investments typically range from $150,000 to $300,000. Candidates must be small, privately-owned businesses with less than 50 employees, developing or commercializing a new technology or invention. Since its formation in 2004, IFA has funded 496 projects representing over $25 billion in capital projects to support growth initiatives throughout Illinois.

180 N. Stetson, #2555 ChicagoIL60601312-651-1300312-651-1350

Portfolio companies include:Coboticshttp://www.emhartamericas.com/brands/stanley-assembly-technologiesInfluxhttp://dictionary.reference.com/browse/influxClearStackhttp://www.clearstack.com/Mobitrachttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4948688AccelChiphttp://www.xilinx.com/prs_rls/xil_corp/0613xlnx_accelchip.htmInvestment Team:Christopher B. Meister, Executive Directorcmeister@il-fa.comBrendan M. Cournane, General Counsel, Secretarybcournane@il-fa.comRich Frampton, Funding Manager (Chicago)rframpton@il-fa.comPamela Lenane, Funding Manager (Chicago)plenane@il-fa.comJames Senica, Funding Manager (Peoria)jsenica@il-fa.comIllinois Partnerswww.illinoispartners.comVCInformation TechnologySeedIllinois Partners is a venture advisory and investment firm specifically focusing on commercializing technologies emanating from major research universities and federal laboratories in the Midwest. Illinois Partners works with seed-stage companies in complex or advanced technologies. Examples of some of the technologies that the firm works with are: Nanotechnology, MEMS, Bio-chemical sensors, Advanced materials, Human-computer interfaces, Optoelectronics, Pho-tonics, Lasers, and complex Software.

1212 S. Naper Blvd., Suite 119-200NapervilleIL60540312-404-3507

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Neil D. Kane, Co-Founderneil@illinoispartners.comIllinois Ventureswww.illinoisventures.comVCInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareMedical DeviceDefense & Homeland SecuritySeedEarlyIllinois Ventures is a seed and early-stage technology investment firm focused on research-derived companies in information technologies, physical sciences and life sciences, with a particular emphasis on those deriving from research conducted at the University of Illinois and other regional research institutions and federal laboratories. Current investments reflect targeted practice areas in energy, device physics, advanced materials, biotechnology, medical devices and instrumentation, homeland security, and software.

20 N. Wacker Drive, Suite 1201ChicagoIL60606312-251-0700312-251-0701

(Urbana-Champaign Office)2001 South First Street, Suite 201ChampaignIL61820217-239-1950217-239-1948Portfolio companies include:Advanced Diamondhttp://www.thindiamond.com/ANDalyzehttp://andalyze.com/Autonomic Materialshttp://autonomicmaterials.com/Cbana Labshttp://cbana.com/Chromatinhttp://en.wikipedia.org/wiki/ChromatinDiagnostic Photonicshttp://www.diagnosticphotonics.com/INI Powerhttp://inipower.com/KGRA Energyhttp://www.kgraenergy.com/LocalOfferhttp://www.localoffernetwork.com/Mirror.mehttp://mirror.me/Nuvixahttp://nuvixa.com/iCyt Mission Technologieshttp://www.i-cyt.com/EdenPark Illuminationhttp://edenpark.com/Elgin Mininghttp://www.elginmining.com/Fluenseehttp://www.fluensee.com/One Llama Mediahttp://www.onellama.com/Pier Pharmaceuticalshttp://www.pierpharmaceuticals.com/PrintEcohttp://printecosoftware.com/RiverGlasshttp://www.riverglassinc.com/Sempriushttp://www.semprius.com/ShareThishttp://sharethis.com/SolarBridgehttp://solarbridgetech.com/Solidwarehttp://solidware.com/Tekionhttp://www.tekion.com/Tetravitae Bioscienceshttp://www.tetravitae.com/Investment Team:John Banta, CEO & Managing Directorjbanta@illinoisventures.comKathryn Burrer Hyer, Directorkbhyer@illinoisventures.comJohn Regan, Senior Directorjregan@illinoisventures.comRob Schultz, Senior Directorraschultz@illinoisventures.comJim Keating, Associatejim@illinoisventures.comIndustrial Opportunity Partners, LLCwww.iopfund.comPEManufacturing & IndustrialTransportation & DistributionAgriculture & Agricultural ScienceMiddle MarketIndustrial Opportunity Partners (IOP), based in Evanston, IL, is a private equity investment firm with $460 million of committed capital focused on acquiring and managing middle-market manufacturing and value-added distribution businesses, typically with revenues between $30 million and $350 million. IOP focuses on making investments with the following characteristics: defensible market, customer and product positions, long-term industry fundamentals, identifiable and achievable improvement or growth opportunities, strong incumbent key managers (preferred), and a positive EBITDA (preferred).

1603 Orrington Avenue, Suite 700EvanstonIL60201847-556-3460847-556-3461

Portfolio companies include:Algoma Hardwoodshttp://algomahardwoods.com/FAS Controlshttp://www.fascontrols.com/Edelbrockhttp://edelbrock.com/E.B. Bradleyhttp://ebbradley.com/Carlson Systems Holdingshttps://www.carlsonsystems.com/Kuss Filtrationhttp://www.kussfiltration.com/Center Manufacturinghttp://www.centermfg.com/Roadtrek Motorhomeshttp://www.roadtrek.com/Toledo Molding & Diehttp://www.tmdinc.com/Trantech Radiator Productshttp://www.trantechradiators.com/Gulf Coast Machine & Supply http://www.gulfco.com/Aarowcasthttp://www.aarrowcast.com/Investment Team:Kenneth Tallering, Senior Managing Directorktallering@iopfund.comAdam Gottlieb, Managing Directoragottlieb@iopfund.comRobert Vedra, Managing Directorbvedra@iopfund.comMichael Hering, Director & CFOmhering@iopfund.comChistopher Willis, Vice Presidentcwillis@iopfund.comDavid Dorfman, Associateddorfman@IOPFund.comJ.Kyle Hood, Vice Presidentkhood@iopfund.comKB Partners, LLCwww.kbpartners.comVCInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareMedical DeviceManufacturing & IndustrialEarlyKB Partners is a Chicago-based venture capital firm established in 1996 to make investments in early-stage technology companies in the Midwest. KB Partners manages two venture funds totaling in excess of $95 million. KB Partners got its start by making a series of angel investments in order to establish a track record and name for itself. It has since raised two early stage technology oriented traditional venture capital funds, KB Partners Venture Fund I and KB Partners Venture Fund II, from a group of high net worth individuals and institutional investors. Both funds have been fully invested and Bank and Denenberg are now investing personal capital in individual deals in combination with a variety of co-investors, in lieu of raising any additional institutional venture funds. They are both actively involved in Versatile Sports Partners, a Chicago based firm created to pursue select investment opportunities in the golf and sports industries, along with related real estate situations. The firm focuses its investment activities primarily in the following areas: Communications, Computer Hardware and Software, Indus-trial/Engineering Technology and Products, Information Technology, Internet Infrastructure, Medical Devices and Diagnostics, and Semiconductors. KB Partners targets equity investments in the $1,000,000 to $5,000,000 range.

1780 Green Bay Road, Suite 202Highland ParkIL60035847-681-1270 847-681-1370

Portfolio companies include:active.comhttp://www.active.com/Accumetricshttp://www.accumetrics.com/Exacqhttp://www.exacq.com/Kirtashttp://www.kirtas.com/Verax Biomedicalhttp://www.veraxbiomedical.com/Firefly Energyhttp://www.fireflyenergy.ca/Active.comhttp://www.active.com/Buddy Mediahttp://www.buddymedia.com/Cadanthttp://www.multichannel.com/article/126653-Cadant_Gets_Cash_Cuts_Staff.phpCoboticshttp://www.emhartamericas.com/brands/stanley-assembly-technologiesCognitive Conceptshttp://earobics.com/Corona Optical Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=738448Data TV Networkshttp://investing.businessweek.com/research/stocks/private/people.asp?privcapId=123809Ethnic Grocerhttp://www.ethnicgrocer.com/Fusion Risk Managementhttp://fusionriskmgmt.com/iLink Globalhttp://www.kbpartners.com/portfolio/details/ilink_global/Ischemia Technologieshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=30298LeagueLinkhttp://www.leaguelink.net/Mezziahttp://www.mezzia.com/Midihttp://en.wikipedia.org/wiki/Musical_Instrument_Digital_InterfaceMST Analyticshttp://www.kbpartners.com/portfolio/details/mst_analytics/NetRegulushttp://www.ptc.com/products/windchill/netregulus-qualityOrbit Commercehttp://www.constantcontact.com/about-constant-contact/press/pr_orbitann.jspPerformicshttp://www.performics.com/Pixel Opticshttp://www.pixeloptics.com/RCT Analyticshttp://rctanalytics.com/Rubicon Technologyhttp://rubicon-es2.com/index.phpSarvegahttp://en.wikipedia.org/wiki/SarvegaSilver Creekhttp://en.wikipedia.org/wiki/Silver_Creek,_New_YorkSteadyMedhttp://steadymed.com/Zavershttp://www.zavers.com/Investment Team:Byron Denenberg, Managing Directorbyron@kbpartners.comKeith Bank, Managing Directorkeith@kbpartners.comKathy Caplis, Office Managerkathy@kbpartners.comRobert Garber, Managing Directorrobert@kbpartners.comBob Zieserl, Managing Directorbobz@kbpartners.comKeystone Capital, Inc.www.keystonecapitalinc.comPEInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantMiddle MarketFormed in 1994, Keystone Capital, Inc. is a private equity investment firm which manages in excess of $100 million in committed capital. The firm's mission is to acquire and build a portfolio of exceptionally high quality mid-sized businesses which are leaders in their niche markets. Keystone targets companies with sales of $20 million to $100 million and an EBITDA of $3 million or more. Keystone targets companies in Business & Information Services, Consulting & Inspection Services, Industrial Technology, Food, Ingredients & Food Packaging Healthcare Products & Services, and other Niche/Specialty Manufacturing. Keystone will invest anywhere in the U.S., but will not invest in Start-ups, Turnarounds, Commodities, Defense/Government Contractors, or Retail and Restaurants.

520 Lake Cook Road, Suite 650DeerfieldIL60015847-236-9600847-236-9529

Portfolio companies include:Controlled Productshttp://controlledproducts.com/Freed's Bakeryhttp://www.freedsbakery.com/Atlas Diehttp://atlasdie.com/Craft Casthttp://craftcastco.com/IBAhttp://www.ibanet.org/Rocore Holdingshttp://rocore.com/Vista International Packaginghttp://www.vistapackaging.com/Costume Galleryhttp://www.costumegallery.net/Capsa Solutionshttp://www.capsasolutions.com/Eagleton Engineeringhttp://www.eagletoninc.com/PEAK Technologieshttp://www.peaktech.com/Investment Team:Kent P. Dauten, Managing Directorkdauten@keystonecapital.comScott L. Gwilliam, Managing Directorsgwilliam@keystonecapital.comDavid A. Greer, Managing Directordgreer@keystonecapital.comBrian C. Chung, Chief Financial Officerbchung@keystonecapital.comChaoran Jin, Vice Presidentcjin@keystonecapital.comJason S. Van Zant, Vice Presidentjvanzant@keystonecapital.comLake Capitalwww.lakecapital.comPEBusiness ServicesEarlyMiddle MarketLake Capital manages more than $1.3 billion in equity commitments and invests in middle-market, growth-oriented business service companies. The firm typically commits $50-75 million of equity for its transactions. Typically, opportunities fall into three categories: a buyout of an existing, solid, service-based business; a partnership with existing management in the acquisition and operation of a platform company; or a specialized start-up where a significant market opportunity exists.

676 North Michigan Ave., Suite 3900ChicagoIL60611-2896312-640-7050312-640-7051

Portfolio companies include:NetStar-1http://www.netstar-1.com/Office Media Networkhttp://www.wsjoffice.com/PhysioHealthhttp://www.physiohealth.com.au/Ricetta RXhttp://www.macraesbluebook.com/search/company.cfm?company=792544Addision Searchhttp://www.addisonsearch.com/default.htmlFishnet Securityhttp://www.fishnetsecurity.com/Service/TrainingOneWedhttp://www.onewed.com/Drivelinehttp://www.drivelineretail.com/Empower Software Solutionshttp://www.empowersoftware.com/intraFUSIONhttp://intrafusion.com/MediaWhizhttp://www.mediawhiz.com/ORC Internationalhttp://www.orcinternational.co.uk/Retrofitnesshttp://www.retrofitness.net/Soil Safehttp://www.soilsafe.com/SolutionSethttp://www.solutionset.com/Tolt Service Grouphttp://toltservicegroup.com/Trailer Parkhttp://www.trailerpark.com/Vestcomhttp://www.vestcom.com/VFM Leonardohttp://vfmleonardo.com/Viamediahttp://www.viamediatv.com/home/splash.shtmlHMIhttp://www.hypermarketinginc.com/WBB Consultinghttp://wbbinc.com/Investment Team:Terence M. Graunke, Chairman, Principal, and Co-Foundertgraunke@lakecapital.comPaul G. Yovovich, President, Principal, and Co-Founderpyovovich@lakecapital.comChirag Shah, Directorcshah@lakecapital.comKevin J. Rowe, Principalkrowe@lakecapital.comLake Pacific Partners, LLCwww.lakepacific.comPEBusiness ServicesTransportation & DistributionConsumer ProductsRetail & RestaurantMiddle MarketFounded in 2000, Lake Pacific Partners is a private equity investment firm specializing in the food, consumer products, distribution, and business and consumer services. Managing more than $100 million of equity capital, the firm sponsors buyouts, recapitalizations and turnarounds. Lake Pacific targets companies with $25 million to $250 million in sales participating in buyouts, recapitalizations, growth, acquisition and turnaround financings. The firm invests in companies located throughout the U.S. and Canada and considers both public and private companies, but does not invest in start-ups or early stage companies.

120 South LaSalle Street, Suite 1510ChicagoIL60603312-578-1110312-578-1414

Portfolio companies include:Cal Pacific Specialty Foodshttp://www.calpacificsf.com/Maxihttp://www.maxi.com/Gladson Interactivehttp://gladson.com/Mercer Foodshttp://www.mercerfoods.com/Wennerhttp://www.wenner-bread.com/Investment Team:Wayne Carpenter, Managing Directorwlc@lakepacific.comWilliam R. Voss, Founder and Managing Directorwrv@lakepacific.comTerry Sebastian, Founder and Managing Directortes@lakepacific.comPaul Murphypjm@lakepacific.comLakeshore Capital Partners, LLCwww.lakeshorecp.comPELife Sciences & HealthcareMedical DeviceBusiness ServicesFinancial ServicesGrowthMiddle MarketLateLakeshore Capital Partners is a private investment partnership that acquires small to middle market companies. The firm targets companies with a minimum three year history of profitability, EBITDA in excess of $2 million, history of revenue growth in excess of 15%, and located in the U.S. (with a focus on the Midwest). Lakeshore invests $5 to $50 million in growth companies across many industry categories, including: Healthcare and Business services; Revenue Cycle Management/ Physician Billing; Medical suppliers and devices; Finance, accounting, legal and HR outsourcing; and Transaction and document processing.

319 North Grant St.HinsdaleIL60521

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Lee Matricaria, 773-255-030lmatricaria@lakeshorecp.comAndrew Matricaria, 312-952-3451amatricaria@lakeshorecp.comLaSalle Capital Groupwww.lasallecapitalgroup.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsMiddle MarketLaSalle Capital Group was founded in 1984. The firm's principals Rocco Martino and Jeff Walters, have been active investors in the lower middle market for more than 20 years. LaSalle is currently managing two committed funds totaling over $330 million, and is seeking to recapitalize a business, fund growth plans, or make strategic, complementary acquisitions. LaSalle targets companies with: Enterprise values between $5 and $50 million; Revenues of $10 to $100 million; and EBITDA over $2 million. The firm invests between $5 and $15 million in each platform, and LaSalle's investment horizon is typically five to seven years before exit.

5710 Three First National Plaza70 West Madison StreetChicagoIL60602312-236-7041312-236-0720

Portfolio companies include:Advanced H2Ohttp://advanced-h2o.com/Collection Associateshttp://www.caicollect.com/Paramount Building Solutionshttp://www.paramountbldgsol.com/Academy of Healing Artshttp://lasvegas.citysearch.com/profile/7018517/las_vegas_nv/academy_of_healing_arts.htmlEnvironmental Design Conceptshttp://envirocondesign.com/Violet Packing Companyhttp://violetpacking.com/contact.htmlAvrio Technology Grouphttp://www.avriotechnology.com/ChaseDesignhttp://chasedesigngroup.com/Cherry Vale Impressionshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=38246713Delorio Foodshttp://www.deiorios.com/Dr. Lucy'shttp://drlucys.com/Receivables Management Partnershttp://rmccollect.com/United American Securityhttp://unitedamericansecurity.com/Westminster Cracker Companyhttp://westminstercrackers.com/Eclipse Advantagehttp://www.eclipseadvantage.com/Investment Team:Rocco Martino, Co-Founder & Partnerrmartino@lasallecapitalgroup.comJeff Walters, Co-Founder & Partnerjwalters@lasallecapitalgroup.comI. Donald Rosuck, Senior Operating Advisordrosuck@lasallecapitalgroup.comWalter Freedman, Senior Operating Advisorwfreedman@lasallecapitalgroup.comSteven W. Parks, Senior Operating Advisorsparks@lasallecapitalgroup.comFrank V. Tannura, Senior Operating Advisorftannura@lasallecapitalgroup.comAndrew D. Shackelford, Partner & CFOashackelford@lasallecapitalgroup.comKelly A. Cornelis, Partnerkcornelis@lasallecapitalgroup.comNicholas S. Christopher, Partnernchristopher@lasallecapitalgroup.comRyan Anthony, Vice Presidentranthony@lasallecapitalgroup.comNaveen Neerukonda, Vice Presidentnneerukonda@lasallecapitalgroup.comLeo Capital Holdings, LLCwww.leocapholdings.comVCInformation TechnologySoftware & InternetCommunications & NetworkingConsumer ProductsSports & EntertainmentEarlyExpansionLeo Capital Holdings, LLC is a privately funded, venture investor making investments in early and later stage private companies. The firm's focus is primarily in the consumer oriented technology and applications with a preference for entertainment and youth oriented technology, the Internet and wireless, including wireless healthcare applications. Leo Capital seeks ventures that target very large markets and considers investment opportunities across the United States. Leo's initial investments range from $1 million to $3 million, and the firm usually participates in follow-on rounds.

400 Skokie Blvd., Suite 410NorthbrookIL60062847-418-3420847-418-3424

Portfolio companies include:FunMobilityhttp://www.funmobility.com/Epiworkshttp://www.epiworks.com/NetNearUhttp://www.nnu.com/GrubHubhttp://www.grubhub.com/Shoutlethttp://www.shoutlet.com/Smith & Tinkerhttp://www.smithandtinker.com/Starnet Interactivehttp://www.crunchbase.com/company/starnet-interactiveMedia Chaperonehttp://www.mediachaperone.com/Playtomichttp://playtomic.com/Fashion Playteshttp://www.fashionplaytes.com/Tickrhttp://www.tickr.com/Kid Socialhttp://www.kidsocial.com/Investment Team:Randy O. Rissman, Founder and Managing Directorror@leocapholdings.comLevine Leichtman Capital Partnerswww.llcp.comPEMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialFinancial ServicesConsumer ProductsReal EstateMiddle MarketFounded in 1984 by Arthur E. Levine and Lauren B. Leichtman, Levine Leichtman Capital Partners (LLCP) invests in middle market companies located in the United States. LLCP manages approximately $5 billion of institutional capital on behalf of itself and its worldwide network of investors. LLCP is currently making new investments through Levine Leichtman Capital Partners IV, LP (a Structured Equity Fund) and Levine Leichtman Capital Partners Deep Value Fund (a Distressed Debt Fund) and Levine Leichtman Capital Partners California Growth Fund (California focused Small Cap Fund). LLCP strategically focuses on companies in the underserved sector of the U.S. middle market by targeting companies with revenues greater than $30 million and an EBITDA greater than $5 million. The firm's investments have been in a broad range of industries, including: Aerospace, Consumer products, Equipment rental, Financial services, Food processing, Franchising, Healthcare, Manufacturing, Radio programming, Real Estate services, Safety products and Specialty finance. LLCP's investments size range from $15 to $70 million.

200 South Wacker Drive, Suite 3100ChicagoIL60606312-674-4900312-674-4905

Portfolio companies include:Carpets N Morehttp://www.carpetsnmore.com/Dexter Magnetic Technologieshttp://www.dextermag.com/Simeus Foodshttp://simeusfoods.com/Pacific Worldhttp://www.pacificworld.com/Falcon Productshttp://www.falconproducts.com/Harlows Casino & Resorthttp://www.harlowscasino.com/Overhill Farmshttp://www.overhillfarms.com/Wetzel's Pretzelshttp://wetzels.com/Pacific Worldhttp://www.pacificworld.com/Angel Management Grouphttp://angelmanagementgroup.com/Global Franchise Grouphttp://globalfranchise.com/Interdenthttp://interdent.com/Luminator Technology Grouphttp://luminatortechnologygroup.com/National Corrective Grouphttp://www.corporationwiki.com/California/San-Clemente/national-corrective-group-inc/29137822.aspxPacific Wave Systemshttp://www.pacificwavesystems.com/Poma Companieshttp://www.pomacos.com/Revenew Internationalhttp://www.revenew.net/Santa Cruz Nutritionalshttp://www.santacruznutritionals.com/Employment.htmlSequelhttp://en.wikipedia.org/wiki/SequelBeef'O'Bradyshttp://www.beefobradys.com/Consumer Portfolio Serviceshttp://www.consumerportfolio.com/Lawn Doctorhttp://www.lawndoctor.com/Mander Portman Woodwardhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=47468693McKenzie Sports Productshttp://www.mckenziesp.com/TC Capitalhttp://www.tccapital.com/Tronairhttp://www.tronair.com/Werner Holdingshttp://us.wernerco.com/Investment Team:Lauren B. Leichtman, Founding Principal, CEOArthur E. Levine, Founding Principal, PresidentRobert A. Poletti, Principalrpoletti@llcp.comStephen J. Hogan, Principalshogan@llcp.comSteven E. Hartman, Principalshartman@llcp.comKimberly L. Pollack, Principalkpollack@llcp.comJohn E. Klinge, Managing Directorjklinge@llcp.comBrian T. Stewart, Managing Directorbstewart@llcp.comJohn P. Romney, Managing Directorjromney@llcp.comAaron M. Perlmutter, Principalaperlmutter@llcp.comPaul W. Drury, Managing Directorpdrury@llcp.comJason Schauer, Directorjschauer@llcp.comMichael B. Weinberg, Managing DirectorRonnie Kaplan, Managing DirectorMonica J. Holec, Managing Directormholec@llcp.comStuart Robinson, Managing DirectorBrad Parish, Managing DirectorPeter Borges, Managing DirectorLee Stern, Managing DirectorLightbankwww.lightbank.comVCInformation TechnologySoftware & InternetSeedEarlyLightbank is a Chicago-based fund focused on early-stage technology companies. Founded by Eric Lefkofsky and Brad Keywell, who founded Groupon, MediaBank, InnerWorkings and Echo Global Logistics. Lightbank will focus on venture investments in early-stage companies in a number of industries The firm will invest up to $10 million annually and take an active role in helping entrepreneurs turn early-stage ideas into successful businesses. Lightbank's principals have started 9 companies, invested in nearly 50 companies, raised over $1.5 billion and created over $10 billion in equity value. These companies employ more than 15,000 people in over 100 offices.

600 West Chicago Avenue, Suite #700ChicagoIL60654

Portfolio companies include:grouponhttp://www.groupon.com/subscriptions/new?division_p=wichitawhere i've beenhttp://www.whereivebeen.com/sprout socialhttp://sproutsocial.com/mediabankhttp://www.mbxg.com/echohttp://www.echo-usa.com/Homeinnerworkingshttp://www.inwk.com/60MOhttp://www.60mo.com/BabbaCohttp://www.babbaco.com/Beachminthttp://www.beachmint.com/Bellyflophttp://www.bellyflop.com/BenchPrephttp://benchprep.com/Benzigahttp://www.benzinga.com/Betterflyhttp://betterfly.com/Body Shop Bidshttp://bodyshopbids.com/Cloudbothttp://cloudbot.com/Crowdrisehttp://www.crowdrise.com/DealsGoRoundhttp://www.dealsgoround.com/Double Dutchhttp://en.wikipedia.org/wiki/Double_Dutch_(jump_rope)ElaCartehttp://en.wikipedia.org/wiki/%C3%80_la_carteFoodahttp://www.fooda.com/gtrothttp://www.gtrot.com/Hipsterhttp://en.wikipedia.org/wiki/Hipster_(contemporary_subculture)Needlehttp://en.wikipedia.org/wiki/NeedleObazhttp://www.obaz.com/Onswipehttp://onswipe.com/OpenChimehttp://www.openchime.com/Pawngohttps://pawngo.com/Poggledhttp://www.poggled.com/splash.phpQuikihttp://www.qwiki.com/WhosHerehttp://myrete.com/Zaarlyhttp://www.zaarly.com/Arkwww.ark.comBeautylishhttp://www.beautylish.com/Centzyhttp://centzy.com/Cleversensehttp://www.thecleversense.com/Coffee Meets Baglehttps://coffeemeetsbagel.com/Contentlyhttps://contently.com/DraftDayhttp://www.draftday.com/Eventuphttp://eventup.com/FreeAgenthttp://www.freeagent.com/MyCabbagehttps://www.mycabbage.com/Investment Team:Eric Lefkofsky, Founder and Managing PartnerBrad Keywell, Managing PartnerPaul Lee, Partnerpaul@lightbank.comBill Pescatello, Principalbill@lightbank.comVicki Levine, Principal, 312-784-4389vicki@lightbank.comLincolnshire Management, Inc.www.lincolnshiremgmt.comPEManufacturing & IndustrialBusiness ServicesConsumer ProductsSports & EntertainmentMiddle MarketLincolnshire Management, Inc. is a leading private equity firm focused on generating superior returns for investors by acquiring and growing middle market companies across a wide range of industries. Founded in 1986, Lincolnshire Management currently has approximately $1.5 billion in capital under management for private equity investments, including the $835 million Lincolnshire Equity Fund IV. Headquartered in New York, Lincolnshire has offices in Atlanta, Boston, Chicago and Los Angeles. Lincolnshire seeks companies with revenues in the range of $50-$500 million, sustainable free operating cash flow in the $5-$50 million range and competitive advantages in market share, products, technology, distribution or manufacturing.

22 West Washington Street, 15th FloorChicagoIL60602312-899-9000312-899-9009

Portfolio companies include:Prince Sportshttp://www.princesports.com/Visual Productshttp://visualproducts.com/Paddock Pool Constructionhttp://paddockpool.com/The Alaska Clubhttp://www.thealaskaclub.com/Nursery Supplieshttp://www.nurserysupplies.com/Cutters Wirelinehttp://cutterswireline.com/Peripheral Computer Supporthttp://goliath.ecnext.com/coms2/product-compint-0000355013-page.htmlAllison Marinehttp://allisonmarine.com/Phoenix Brandshttp://www.phoenixbrands.com/Latite Holdingshttp://www.corporationwiki.com/Illinois/Lake-Forest/latite-roofing-and-sheet-metal-llc-2099609.aspxFlight Training Acquisitionshttp://www.flighttrainingacquisitions.com/Dalbo Holdingshttp://www.dalbo.org/aboutDalbo.htmlDech-Summit Grouphttp://businessfinder.oregonlive.com/7714686/Summit-Solutions-Group-Sandy-ORComputer Technology Solutionshttp://www.ctss.com/PADIhttp://www.padi.com/scuba/True Temper Sportshttp://www.truetemper.com/golf/Investment Team:Nicholas Nedeau, Managing Directornnedeau@lincolnshiremgmt.comLinden, LLCwww.lindenllc.comPELife Sciences & HealthcareMiddle MarketFormed in 2002, Linden is a healthcare and life sciences private equity firm that builds value in mature businesses. Linden's investment strategy is to purchase controlling equity interests in privately held companies and non-core businesses that can benefit from strategic redirection, operational improvements, acquisitions and additions to the management team. Linden invests primarily in leveraged buyouts or other late stage transactions where it can be the lead investor or otherwise have significant governance influence. Linden does not make venture capital investments. To invest in mature companies of all sizes, Linden formed an alliance with Madison Dearborn Partners (see profile) to pursue large healthcare and life science buyout transactions (transactions requiring more than $50 million in private equity capital). Linden pursues smaller transactions (requiring less than $50 million in private equity capital) using its own funds.

111 S. Wacker Drive, Suite 3350ChicagoIL60606312-506-5600 312-506-5601

Portfolio companies include:Behavioral Centers of Americahttp://www.bca-corp.com/Suture Expresshttp://www.sutureexpress.com/Focused Health Solutionshttp://www.focusedhealthsolutions.com/Strata Pathologyhttp://stratadx.com/BarrierSafe Solutionshttp://www.barriersafe.com/Corpak Medsystemshttp://corpakmedsystems.com/Drayer Physical Therapyhttp://www.drayerpt.com/Hycorhttp://www.hycorbiomedical.com/Ranirhttp://ranir.com/SeraCarehttp://www.seracare.com/Investment Team:Anthony B. Davis, Managing Partnertdavis@lindenllc.comWilliam D. Drehkoff, Partnerbdrehkoff@lindenllc.comEric C. Larson, Managing Partnerelarson@lindenllc.comBrian C. Miller, Managing Partnerbmiller@lindenllc.comTodd H. Van Horn, Principaltvanhorn@lindenllc.comMichael P. Watts, Vice Presidentmwatts@lindenllc.comLilly Ventureswww.lillyventures.comCVCInformation TechnologyLife Sciences & HealthcareMedical DeviceEarlyGrowthExpansionLilly Ventures is the venture capital arm of Eli Lilly and Company, a leading innovation-driven pharmaceutical company. The fund's primary goal is to facilitate the success of companies in Lilly's areas of focus through early to expansion stage investments and value-adding resources. Lilly Ventures currently has $200 million under management and focuses on three major areas of interest: Biotechnology, targeting investments in biotechnology companies that leverage proprietary drug discovery or development technologies to build a robust pipeline; Healthcare IT, targeting investments in start-up companies with innovative network technologies that promise to have a transformational impact on the current pharmaceutical business model; and Medical Technology, targeting investments in companies focusing on the convergence of pharmaceuticals, devices or diagnostics. The fund also has a sister fund, Lilly Asian Ventures, which was established in 2007, and has a geographic focus on the emerging life science businesses of east and south Asia, particularly China and India.

115 W. Washington St. South Tower, Suite 1680IndianapolisIN46204317-651-3050317-651-4461

Portfolio companies include:GlobeImmunehttp://www.globeimmune.com/?load=careersSerenexhttp://www.nature.com/bioent/startup/042005/full/bioent856.htmlAileronhttp://en.wikipedia.org/wiki/AileronAvid Radiopharmaceuticalshttp://avidrp.com/Cerulean Pharmahttp://ceruleanrx.com/careers.htmlCGI Pharmaceuticalshttp://www.gilead.com/cgi.htmlCylene Pharmaceuticalshttp://www.cylenepharma.com/Forma Therapeuticshttp://www.formatherapeutics.com/careers.htmlHemaQuesthttp://hemaquest.com/Hydra Bioscienceshttp://www.hydrabiosciences.com/careers_jobs.htmInCube Ventureshttp://www.incubevc.com/InnoCentivehttp://www.innocentive.com/Intradigmhttp://www.intradigm.com/Nimbus Discoveryhttp://nimbusdiscovery.com/Protagonist Therapeuticshttp://protagonist-inc.com/Receptoshttp://receptos.com/Sutro Biopharmahttp://www.sutrobio.com/Viamet Pharmaceuticalshttp://www.viamet.com/GlobeImmunehttp://www.globeimmune.com/Investment Team:Steve Hall, Venture Partnerhallse@lilly.comArmen Shanafelt, Venture Partnershanafeltab@lilly.comS. Edward Torres, Managing Directored.torres@lilly.comLisa Belas, Office Managerlcloud@lilly.comMaranon Capital, LPwww.maranoncapital.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsMiddle MarketMaranon Capital invests in a wide range of securities including leveraged loans and equity co-investments in partnership with management teams and private equity firms in the lower middle market, with $5 to $50 million in EBITDA. Currently, the professionals at Maranon Capital are investing $557 million across two funds. Maranon's team has worked on many different types of transactions and seeks to provide senior debt, mezzanine debt, and equity co-investment capital to private companies for leveraged buyouts, recapitalizations, refinancings, growth initiatives, acquisitions, and ESOPs. The firm's partners have experience in several broad industries including: business services, consumer products and services, distribution, healthcare services, and manufacturing. The firm offers a broad product line including: Revolving Lines of Credit ($10 to $50 million); Second Lien Term Loans ($10 million-$50 million); Mezzanine Debt ($5 million-$30 million); and Equity co-investments (up to $10 million in conjunction with mezzanine). The firm does not provide capital for early-stage or project based transactions, short term financing bridges or operationally distressed businesses.

1400 East Angela Boulevard, Unit 340South BendIN46617574-807-0714

Portfolio companies include:B&H Educationhttp://www.bheducation.com/HealthPorthttp://www.healthport.com/index.aspxOne Call Medicalhttp://www.onecallmedical.com/Pathgrouphttp://pathgroup.com/Tidi Productshttp://www.tidiproducts.com/Veritexthttp://veritext.com/index.aspxYoung Americahttp://www.youngamerica.com/Loweprohttp://www.lowepro.com/Jobyhttp://joby.com/Keanehttp://keanemusic.com/Kettle Cuisinehttp://kettlecuisine.com/McKenzie Sports Productshttp://www.mckenziesp.com/Default.aspxNeptune-Bensonhttp://neptunebenson.com/PKWarehttp://www.pkware.com/Royall & Companyhttp://www.royall.com/SumTotalhttp://www.sumtotalsystems.com/Tharpe Robbinshttp://www.tharperobbins.com/Thermo Fuidshttp://www.thermofluids.com/VRS Vericlaimhttp://www.vericlaiminc.com/Emergency Communications Networkhttp://www.ecnetwork.com/Investment Team:Tom Gregory, Managing Directorltg@maranoncapital.comIan Larkin, Managing Director, 312-646-1202iml@maranoncapital.comRich Jander, Managing Director, 248-220-1804rtj@maranoncapital.comDemian Kircher, Managing Director, 312-646-1203dk@maranoncapital.comGreg Long, Managing Director, 312-646-1204gml@maranoncapital.comMike Parilla, Managing Director/Chief Financial Officer, 312-646-1205msp@maranoncapital.comLaura Albrecht, Principallka@maranoncapital.comRommel Garcia, Vice Presidentrpg@maranoncapital.comMonument Advisors, Inc.www.monumentadv.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketMonument Advisors, Inc. is an Indianapolis-based private equity firm focused on management buy-ins, management buyouts, leveraged buyouts, and recapitalizations in the lower middle (microcap) market. The firm partners with Midwest management teams to acquire and help build companies within the service, distribution and manufacturing industries with enterprise values between $8 and $20 million. The partners manage Monument Capital Partners 2, L.P., a $22.5 million private equity fund raised in 2000, investing the fund in increments from $1 million to $3 million in the equity portion of management-led and other leveraged acquisitions. The firm also makes follow-on investments in its portfolio companies to support additional acquisitions and expansion. Monument Capital Partners 1 makes mezzanine oriented investments (sub-debt with warrants) of $750,000 to $2 million.

255 N. AlabamaSuite 333IndianapolisIN 46204317-656-5065 317-656-5060

Portfolio companies include:Separatorshttp://www.separatorsinc.com/Instrument Developmenthttp://idcwi.com/HETSCOhttp://hetsco.com/Felins USAhttp://felins.com/Mountain Mufflerhttp://mountainmuffler.net/Foam Rubber Productshttp://www.foamseating.com/Nationwide Distributionhttp://nationwidedist.com/Insurance Auto Auctionshttp://www.iaai.com/Investment Team:Larry S. Wechter, Managing Directorlwechter@monumentadv.comJoseph P. Schaffer, Managing Directorjschaffer@monumentadv.comMadison Capital Funding, LLCwww.nylim.com/madisoncapitalPEFOFLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesFinancial ServicesConsumer ProductsDefense & Homeland SecurityMiddle MarketA division of New York Life Investment Management, Madison Capital provides Term Loan & Revolver participations up to $10 million; Equity Co-Investment Capital up to $2 million; and Fund Investments up to $2 million. Madison targets middle market focused, private equity sponsors with cash flow based corporate finance products. The firm focuses on firms with stable historical earnings with at least $3.5 million of EBITDA. On select occasions, the firm will consider participating in asset based transactions. Madison finances deals across a broad scope of industries, including: Manufacturing, Distribution, Services, Consumer Products, Healthcare, Insurance/Financial Services, and Aerospace & Defense. Madison has closed over 897 transactions totaling more than $12.6 billion in net funded commitments with over 179 different sponsors. Madison Capital has also served as the Lead Arranger and/or Administrative Agent on over 415 deals.

30 South Wacker Drive, Suite 3700ChicagoIL60606312-596-6900 312-596-6950

Portfolio companies include:Charterhttp://www.charter.net/Thermo Fluidshttp://www.thermofluids.com/Freedom Innovationshttp://www.freedom-innovations.com/Reliant Rehabilitationhttp://www.reliantrehabilitation.com/eCancer Carehttp://www.cancercare.org/ATG Rehabhttp://www.atgrehab.com/Investment Team:Trevor J. Clark, Chief Executive Officer and Senior Managing Director, 312-596-6902Trevor_Clark@mcfllc.comK. Thomas Klimmeck, Senior Managing Director, 312-596-6903Tom_Klimmeck@mcfllc.comCraig H. Lacy, Senior Managing Director, 312-596-6904Craig_Lacy@mcfllc.comDevon M. Russell, Senior Managing Director, 312-596-6908Devon_Russell@mcfllc.comHugh J. Wade, Senior Managing Director, 312-596-6905Hugh_Wade@mcfllc.comChristopher G. Williams, Senior Managing Director, 312-596-6906Chris_Williams@mcfllc.comJeffrey Day, Senior Vice President, 312-980-5956jeffrey_day@mcfllc.comTricia A. Marks, Managing Director, 312-596-6922Tricia_Marks@mcfllc.comJoshua M. Niedner, Director, 312-596-6915Josh_Niedner@mcfllc.comPearl Street Venture Fundswww.psvf.comVCLife Sciences & HealthcareMedical DeviceAgriculture & Agricultural ScienceEarlyPearl Street Venture Funds invests in early stage, Indiana based, life sciences companies in the biotech, medical device, pharmaceutical and agri-bio sectors. The fund seeks therapeutic product companies, "best of breed" enabling technologies, and technologies that add value to the drug discovery process. Pearl Street Venture Funds expects to make a majority of its investments in early stage venture rounds including initial rounds of funding for corporate spin-outs.

20 North Meridian Street, Suite 805IndianapolisIN46204317-684-3719

Portfolio companies include:Apex Life Scienceshttp://apexlifesciences.wordpress.com/BioVigilanthttp://www.biovigilant.com/CoLucidhttp://www.colucid.com/Muroplex Therapeuticshttp://www.manta.com/c/mmnkd54/muroplex-therapeutics-incSerenexhttp://www.nature.com/bioent/startup/042005/full/bioent856.htmlFlowcohttp://www.flowcomalaysia.com/Investment Team:John H. Barnard, Managing Directorjohn.barnard@psvf.comTimothy J. Tichenor, Managing Directortim.tichenor@psvf.comMichael J. Brennan MD Ph.D., Managing Directormichael.brennan@psvf.comStella M. Sung Ph.D., Managing Directorstella.sung@psvf.comSpring Mill Venture Partnerswww.springmillvp.comVCInformation TechnologyLife Sciences & HealthcareEarlySpring Mill Venture Partners is an early stage venture capital firm focused on investing in high-growth information technology and life sciences companies located in Indiana and the surrounding Midwest region. Spring Mill targets companies in Indiana, Illinois, Kentucky, Michigan, and Ohio, as well as select opportunities elsewhere.

11611 North Meridian Street, Suite 310CarmelIN46032-6153

Portfolio companies include:Akoyahttp://www.akoyaonline.com/BioStorage Technologieshttp://biostorage.com/Cine-talhttp://www.cine-tal.com/QuadraSpechttp://www.insideindianabusiness.com/newsitem.asp?ID=42278Scale Computinghttp://scalecomputing.com/SonarMedhttp://www.sonarmed.com/Perfinityhttp://perfinity.com/CS-Keyshttp://cskeys.com/IfByPhonehttp://public.ifbyphone.com/Perfectservehttp://perfectserve.com/Weblink Internationalhttp://www.weblinkinternational.com/Investment Team:Ken Green, Co-Founder and Managing Partner, 317-713-7550kgreen@springmillvp.comDavid Mann, Co-Founder and Managing Partner, 317-713-7549dmann@springmillvp.comJane Martin, Co-Founder and General Partner, 812-336-8841jmartin@springmillvp.comDave Wortman, Venture PartnerMaranon Capital, LPwww.maranoncapital.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsMiddle MarketFounded in 2007, Maranon Capital invests in a wide range of securities including leveraged loans and equity co-investments in partnership with management teams and private equity firms in the lower middle market, with $5 to $50 million in EBITDA. Currently, the professionals at Maranon Capital are investing $557 million across two funds. Maranon's team has worked on many different types of transactions and seeks to provide senior debt, mezzanine debt, and equity co-investment capital to private companies for leveraged buyouts, recapitalizations, refinancings, growth initiatives, acquisitions, and ESOPs. The firm's partners have experience in several broad industries including: business services, consumer products and services, distribution, healthcare services, and manufacturing. The firm offers a broad product line including: Revolving Lines of Credit ($10 to $50 million); Second Lien Term Loans ($10 million-$50 million); Mezzanine Debt ($5 million-$30 million); and Equity co-investments (up to $10 million in conjunction with mezzanine). The firm does not provide capital for early-stage or project based transactions, short term financing bridges or operationally distressed businesses.

One North Franklin Street, Suite 2700ChicagoIL60606312-646-1200312-578-0047

Portfolio companies include:B&H Educationhttp://www.bheducation.com/HealthPorthttp://www.healthport.com/index.aspxOne Call Medicalhttp://www.onecallmedical.com/Pathgrouphttp://pathgroup.com/Tidi Productshttp://www.tidiproducts.com/Veritexthttp://veritext.com/index.aspxYoung Americahttp://www.youngamerica.com/Loweprohttp://www.lowepro.com/Jobyhttp://joby.com/Keanehttp://keanemusic.com/Kettle Cuisinehttp://kettlecuisine.com/McKenzie Sports Productshttp://www.mckenziesp.com/Default.aspxNeptune-Bensonhttp://neptunebenson.com/PKWarehttp://www.pkware.com/Royall & Companyhttp://www.royall.com/SumTotalhttp://www.sumtotalsystems.com/Tharpe Robbinshttp://www.tharperobbins.com/Thermo Fuidshttp://www.thermofluids.com/VRS Vericlaimhttp://www.vericlaiminc.com/CJW Associateshttp://www.cjw-assoc.com/Humaneticshttp://www.humaneticsatd.com/Lawson Aquaticshttp://www.lawsonaquatics.com/Milton Industrieshttps://miltonindustries.com/Veritexthttp://www.veritext.com/Young Americahttp://www.young-america.com/Home.aspxInvestment Team:Tom Gregory, Co-Founder & Managing Directorltg@maranoncapital.comIan Larkin, Co-Founder & Managing Director, 312-646-1202iml@maranoncapital.comRich Jander, Managing Director, 248-220-1804rtj@maranoncapital.comDemian Kircher, Managing Director, 312-646-1203dk@maranoncapital.comGreg Long, Managing Director, 312-646-1204gml@maranoncapital.comMike Parilla, Managing Director/Chief Compliance & Financial Officer, 312-646-1205msp@maranoncapital.comTriathlon Medical Ventureswww.tmvp.comVCLife Sciences & HealthcareEarlyGrowthExpansionFounded 2004, Triathlon Medical Ventures is a Midwest-based venture capital firm that invests exclusively in the life sciences. The firm provides equity capital to early and expansion stage companies with proprietary biomedical technology platforms or products addressing significant human healthcare needs. Triathlon is geographically focused on early stage opportunities in the Midwest, but will also invest in later stage companies nationwide. Triathlon will invest from $0.5 to $3 million in the initial round and up to $7 million total per company in subsequent rounds. The firm is headquartered in Cincinnati, with offices and partners in Indianapolis and Louisville.

201 North Illinois Street16th Floor, South TowerIndianapolisIN46204317-280-8233317-328-9743

Portfolio companies include:Endocytehttp://www.endocyte.com/Remon Medical Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=426476Kereoshttp://www.kereos.com/Cellerationhttp://www.celleration.com/Akebia Therapeuticshttp://www.akebia.com/Biovexhttp://www.crunchbase.com/company/biovexColucid Pharmaceuticalshttp://www.colucid.com/Juventas Therapeuticshttp://www.juventasinc.com/about/team.htmlPradamahttp://pradama.com/Pironrx Therapeuticshttp://www.bioscienceworld.ca/ProtexTherapeuticsIncVancouverBCpg10june2008Tolera Therapeuticshttp://tolera.com/Cardio Polymershttp://cardiopolymers.com/CS-Keyshttp://cskeys.com/Expanding Orthopedicshttp://xortho.com/Hydrocisionhttp://www.hydrocision.com/hydro/home/index.shtmlMitralignhttp://www.mitralign.com/Renal Solutionshttp://www.renalsolutionsinc.com/Suturtekhttp://www.suturtek.com/Aerpio Therapeuticshttp://www.aerpio.com/Endocytehttp://www.endocyte.com/SironRX Therapeuticshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=118424423Investment Team:Dennis B. Costello, Co-Founder and Managing Partnerdcostello@tmvp.comSuzette Dutch, Co-Founder and Managing Partnersdutch@tmvp.comJohn M. Rice, Ph.D., Founder and Managing Partnerjrice@tmvp.comCarrie Bates, Managing Partnercbates@tmvp.comGeorge Emont, Managing Partnergemont@tmvp.comRandy H. Weiss, Ph.D., Partnerrweiss@tmvp.comMark Collar, Venture PartnerMerit Capital Partnerswww.meritcapital.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketMerit Capital Partners manages over $1.7 billion of capital through five institutionally-sponsored limited partnerships. Merit invests mezzanine and equity capital in middle-market companies principally in manufacturing, distribution and services industries. Merit invests in the following transaction types: Management Buyouts, Acquisition Financings, Shareholder Liquidity Events, Recapitalizations, Growth Financings, and ESOPs. The firm targets an investment size of at least $20 million in companies with revenues of at least $25 million and EBITDA of at least $5 million. Merit does not consider start-ups, turnarounds, real estate financings, specialty retailers, and oil and gas opportunities.

303 West Madison Street, Suite 2100ChicagoIL60606312-592-6111312-592-6112

Portfolio companies include:Active Mineralshttp://www.activeminerals.com/Brook Furniture Rentalhttp://www.bfr.com/Clarion Technologieshttp://www.clariontechnologies.com/Fleischer's Bagelshttp://www.fleischersbagels.com/Manistique Papershttp://manistiquepapers.com/May Logistics Serviceshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=31221Tom Cat Bakeryhttp://tomcatbakery.com/Alden Industrieshttp://aldenindustries.com/Angus Industrieshttp://www.angus-palm.com/angusindustries.htmlB.E.T. - er Mixhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28706380Bluegrass Dairy and Foodhttp://bluegrassdairy.com/Carex Health Brandshttp://www.carex.com/Design Spacehttp://www.dsmbi.com/Digney Yorkhttp://digneyyork.com/Ferrara Fire Apparatushttp://www.ferrarafire.com/ISI Detention Contracting Grouphttp://www.isidet.com/Knights Apparelhttp://www.knightsapparel.com/MTI Internationalhttp://mtishows.com/The Plastics Grouphttp://www.plasticsgroup.com/Sales Performance Internationalhttp://www.spisales.com/Skyline Windowshttp://www.skylinewindows.com/index.cfmU.S. Mineralshttp://us-minerals.com/Versatile Processing Grouphttp://www.vpg-inc.com/VTI Instrumentshttp://www.vtiinstruments.com/WeCarehttp://www.wecarekids.net/Engendren Corporationhttp://www.engendren.com/Glunt Industrieshttp://glunt.com/glunt/Home.htmlMidwestern Manufacturing Companyhttp://sidebooms.com/Monarch Industrieshttp://www.monarchindustries.com/v4/english.htmRSA Engineered Productshttp://www.rsaengineeredproducts.com/Investment Team:Tom Campion, Managing Directortcampion@meritcapital.comEvan Gallinson, Principalegallinson@meritcapital.comDavid Jones, Managing Directordjones@meritcapital.comLeonard Lillard, CFA, Principalllillard@meritcapital.comTim MacKenzie, CFA, Managing Directortmackenzie@meritcapital.comJeremy F. Stump, Vice President Dan Pansing, Managing Directordpansing@meritcapital.comTerry Shipp, Managing Directortshipp@meritcapital.comMarc Walfish, Managing Directormwalfish@meritcapital.comBenjamin W. Yarbrough, Vice Presidentbyarbrough@meritcapital.comMesirow Financialwww.mesirowfinancial.comVCPEFOFManufacturing & IndustrialBusiness ServicesEarlyMiddle MarketSince 1982, Mesirow Financial's Private Equity division has invested in the private equity marketplace for a variety of institutional and high net worth clients. Mesirow invests in both Private Equity fund of funds partnerships, investing in top-tier private equity and venture capital partnerships that are diversified by vintage year, sub-asset class and manager; as well as Direct investment partnerships which invest in a portfolio of companies with experienced management teams, market leadership positions and the potential for equity appreciation. The Direct Investment Program typically invests between $3 million and $7 million per transaction. Since its inception, Mesirow Financial Private Equity has made more than 125 direct investments into operating companies, including a wide variety of company sizes, industries, and stages of development.

350 N. Clark St.ChicagoIL60654312-595-6000312-595-4246

Portfolio companies include:Collins & Aikmanhttp://www.tandus.com/Neutral Tandemhttp://en.wikipedia.org/wiki/Neutral_TandemSmithbucklinhttp://www.smithbucklin.com/Ubiquity Brandshttp://www.brandubiquity.com/Ames True Temperhttp://www.ames.com/Spring Industrieshttp://www.springs.com/Westar Aerospace and Defensehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=8123318Investment Team:Marc E. Sacks, Chief Executive Officer, 312-595-6128msacks@mesirowfinancial.comThomas E. Galuhn, Presidenttgaluhn@mesirowfinancial.comDaniel P. Howell, Senior Managing Director, 312-595-6094dhowell@mesirowfinancial.comRobert M. DeBolt, Managing Director, 312-595-6825rdebolt@mesirowfinancial.comCourtney Wilson Haynes, Senior Vice President, 312-595-6923chaynes@mesirowfinancial.comRyan M. Fedronich, Vice President, 312-595-6694rfedronich@mesirowfinancial.comKristina Meszaros Pierce, Vice President, 312-595-6912kpierce@mesirowfinancial.comMid Oaks Investments, LLCwww.midoaks.comPEManufacturing & IndustrialMiddle MarketFounded in 1986, Mid Oaks Investments is a private investment firm with a history of investing its principals' capital in private equity investment opportunities. The firm's current and former portfolio companies range in size from early stage to more than $400 million in sales, and the companies that Mid Oaks seeks tend to range in size from $25 to $250 million in sales. Mid Oaks prefers to invest in manufacturing companies, but will consider opportunities in other industries such as distribution, service, printing, packaging, etc. Mid Oaks is not interested in financial, insurance, real estate, oil and gas, or retail businesses. The firm targets companies with operations primarily located in North America.

750 Lake Cook Road, Suite 460Buffalo GroveIL60089847-215-3475847-215-3421

Portfolio companies include:Liquid Containerhttp://www.grahampackaging.com/Environmental StoneWorkshttp://www.estoneworks.com/Profilehttp://www.profile-design.com/Bellwyckhttp://www.bellwyck.com/D&W Fine Packhttp://www.dwfinepack.com/Truck Bodies and Equipment Internationalhttp://www.tbei.com/Plastic Packaging Technologieshttp://www.plaspack.com/Investment Team:Wayne C. Kocourek, Chairman and CEO, 847-215-3420WKocourek@midoaks.comMichael A. Kocourek, Managing Director, 847-215-3455MKocourek@midoaks.comDavid L. Crouch, Managing Director, 847-215-3460DCrouch@midoaks.comDonald F. Piazza, Senior Managing Director, 847-215-3479DPiazza@midoaks.comDavid A. Boyle, Managing Director & Chief Financial Officer, 847-215-3477DBoyle@midoaks.comNicolas J. Gallo, Senior AssociateNGallo@midoaks.comDaniel A. Nadler, AssociateDNadler@midoaks.comMidwest Mezzanine Fundswww.midwestmezzanine.comPEManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantEducation & TrainingMiddle MarketFormed in 1992, Midwest Mezzanine has invested $450 million from five funds in 70 companies. The firm participates in buyouts, acquisition financing, recapitalizations, and growth capital investments. The typical investment size ranges from $5 million to $15 million, investing in companies with EBITDA of at least $3 million per year in the United States and Canada. Midwest Mezzanine targets manufacturers, value-added distributors and service providers. Representative end-markets include consumer products, commercial products, industrial services, business services, industrial products, food products, environmental, and for-profit post-secondary education. The firm has an additional office in Michigan.

55 West Monroe Street, Suite 3650ChicagoIL60603312-291-7300312-345-0665

Portfolio companies include:All Island Mediahttp://www.lipennysaver.com/about/Zoom Eyeworkshttp://www.zoomeyeworks.com/Sentient Medical Systemshttp://sentientmedical.com/B&M Racinghttp://www.bmracing.com/bmracing/default.htmlFab-Techhttp://www.fabtechmotorsports.com/Juice Tymehttp://www.juicetyme.com/Microdynamics Grouphttp://www.microdg.com/Potter Electrichttp://www.pottersignal.com/Capsa Solutionshttp://www.capsasolutions.com/Datamarkhttp://www.datamark.com/EB Brandshttp://www.ebbrands.com/Eliasonhttp://www.eliasoncorp.com/Fiber Compositeshttp://www.fiberondecking.com/Gemstone Musical Instrumentshttp://www.gemstonemusical.com/Hugheshttp://www.hughes.com/Hunter's Specialtieshttp://hunterspec.com/Kadel's Auto Bodyhttp://kadels.com/Lipinski Serviceshttp://www.lipinskisnowremoval.com/Pamco Labelhttp://www.pamcolabel.com/RapcoHorizon Companyhttp://www.rapcohorizon.com/Sunrise Windowshttp://sunrisewindows.com/Thrift Bookshttp://www.thriftbooks.com/Touchpont Print Solutionshttp://www.touchpointps.com/TS3 Technologyhttp://ts3technology.com/Universal Trailerhttp://www.universaltrailer.com/Vista International Packaginghttp://www.vistapackaging.com/Ward Adhesiveshttp://www.ward-adhesives.com/Water Providershttp://www.water-guide.org.uk/companies.htmlZoom Eyeworkshttp://www.zoomeyeworks.com/Investment Team:Dave Gezon, Senior Managing Directordgezon@mmfcapital.comJ. Allan Kayler, Senior Managing Directorakayler@mmfcapital.comMike Foster, Senior Managing Directormfoster@mmfcapital.comPaul Kreie, Managing Directorpkreie@mmfcapital.comAna M. Winters, Principalawinters@mmfcapital.comKristin K. Lee, Principalklee@mmfcapital.comMidwest Venture Partners (MVP)www.midwestvp.comVCInformation TechnologyLife Sciences & HealthcareMedical DeviceEarlyMidwest Venture Partners (MVP) invests in start-up and early-stage Life Science and Technology companies located in the Midwest. Specifically, the firm has an interest in two areas: healthcare IT applications and medical devices eligible for FDA 510(k) clearance. MVP targets companies that have a proprietary product or service, sustainable competitive advantage, a viable business model, and an exit opportunity in three to five years with top-tier returns. The MVP team represents more than 60 years of operating and venture investing experience and they are located throughout the Midwest.

IL

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Thomas L. Churchwell, Managing Partnertlc@midwestvp.comDavid B. Wortman, Managing Partnerdwortman@midwestvp.comMK Capitalwww.mkcapital.comVCInformation TechnologySoftware & InternetMedia & Digital MediaBusiness ServicesEducation & TrainingSeedEarlyGrowthExpansionMiddle MarketLateMK Capital is an established venture capital fund investing in all stages of companies that fall into four categories: application software, digital media, data center automation, and education technology. Since MK Capital has a national investing focus, the firm embraces opportunities in other geographies. Historically, MK's deals have been located one-third in the East, one-third in the Midwest, and one-third in the West. Additional offices are located in Michigan and California.

1033 Skokie Blvd., Suite 430NorthbrookIL60062312-324-7700

Portfolio companies include:CellTrakhttp://celltrak.com/Apex Learninghttp://apexlearning.com/Kontikihttp://www.kontiki.com/NBXhttp://www.nbx.com/EnhanceScapehttp://www.enhancescape.com/Geodelichttp://www.geodelic.com/index.phpMachinimahttp://www.machinima.com/Smoothstonehttp://www.smoothstone.com/Bidpalhttp://bidpalnetwork.com/Bladelogichttp://en.wikipedia.org/wiki/BladeLogicGeneratehttp://www.generatela.com/HealthiNationhttp://www.healthination.com/Junction Solutionshttp://www.junctionsolutions.com/Kontikihttp://www.kontiki.com/Movieclipshttp://movieclips.com/Multicast Mediahttp://www.multicastmedia.com/Netuitivehttp://www.netuitive.com/Outdorr Hubhttp://www.outdoorhub.com/PECO Pallethttp://pecopallet.com/Playcasthttp://www.playcast-media.com/Poptenthttp://www.poptent.net/ReachForcehttp://reachforce.com/TopSchoolhttp://www.topschoolinc.com/AwesomenessTVhttp://www.awesomenesstv.com/Datapophttp://www.datapop.com/Drama Feverhttp://www.dramafever.com/eSparkhttp://esparklearning.com/Evedhttp://www.eved.com/Llamasofthttp://www.llamasoft.com/Investment Team:Bret Maxwell, Managing General Partnerbmaxwell@mkcapital.comMark Koulogeorge, Managing General Partnermark@mkcapital.comKaren Buckner, Partner and Chief Operating Officerkbuckner@mkcapital.comMark Terbeek, Partnermterbeek@mkcapital.comKirk Wolfe, Partnerkwolfe@mkcapital.comYair Landau, PartnerJosh Beebe, Directorjbeebe@mkcapital.comMosaix Ventureswww.mosaixventures.comVCLife Sciences & HealthcareMedical DeviceEarlyGrowthMosaix Ventures is an investment partnership focused on supporting innovative companies with the potential to establish sustainable businesses. Founded in 2000, Mosaix represents an alternative to traditional 'blind pool' investment funds and instead collaborates with a small group of limited partners to offer a more flexible and transparent approach to private and public market investing. The firm's venture investments focus on early- to mid-stage specialty or niche businesses where it can establish meaningful ownership positions alongside founding management. Mosaix's public market investments largely focus on micro- to small-cap special situations where transient pricing anomalies allow for the potential of superior risk-adjusted returns; with a particular emphasis on contrarian investments in healthcare and life sciences

1822 North Mohawk StreetChicagoIL60614312-274-0988 773-913-2792

Portfolio companies include:Calypso Medicalhttp://calypsomedical.com/Xofthttp://www.xoftinc.com/Argo Teahttp://www.argotea.com/Surgiquesthttp://surgiquest.com/GenomeQuesthttp://www.genomequest.com/diDexushttp://diadexus.com/Nirvana Solutionshttp://www.nirvanasolutions.com/KnowledgeAdvisorshttp://www.knowledgeadvisors.com/PatientKeeperhttp://www.patientkeeper.com/Zonare Medicalhttp://www.zonare.com/Investment Team:Ranjan Lal, Co-Founderrlal@mosaixventures.comGermano Giuliani, Co-FounderMotorola Mobility Ventureswww.motorola.com/Consumers/US-EN/About_Motorola/VenturesCVCInformation TechnologyCommunications & NetworkingEarlyMotorola Mobility Ventures identifies the early-stage companies that are developing cutting-edge technology that can help drive our vision of advancing communications, and forms long-term alliances providing business and technology expertise. The firm is actively engaged in driving the success of partner companies and ensuring their meaningful engagement with Motorola and its entire ecosystem.

600 North U.S. Highway 45LibertyvilleIL60048847-523-5000

Portfolio companies include:Extricomhttp://www.extricom.com/Global Locatehttp://www.global-locate.com/v4.1/page.aspGoTVhttp://en.wikipedia.org/wiki/Get_out_the_voteHandmarkhttp://www.handmark.com/Broadlighthttp://www.broadlight.com/DesignArt Networkshttp://www.designartnetworks.com/Scanbuyhttp://www.scanbuy.com/AirClichttp://www.airclic.com/AMIMONhttp://www.amimon.com/Amobeehttp://www.amobee.com/DeviceAnywherehttp://www.deviceanywhere.com/mFoundryhttp://www.mfoundry.com/Ruckus Wirelesshttp://www.ruckuswireless.com/ViVOtechhttp://www.vivotech.com/BlackArrowhttp://www.blackarrow.tv/Catch Mediahttp://www.catchmedia.com/Handmarkhttp://www.handmark.com/INVIDIhttp://www.invidi.com/MobiMatehttp://www.worldmate.com/Moblynghttp://www.moblyng.com/Ooyalahttp://www.ooyala.com/Scanbuyhttp://www.scanbuy.com/TuneWikihttp://www.tunewiki.com/Zenvergehttp://zenverge.com/Inside Contactlesshttp://www.insidesecure.com/Zoom Systemshttp://www.zoomsystems.com/Mediamorphhttp://www.mediamorph.com/WorldMatehttp://www.worldmate.com/Investment Team:Wallace Pai, Vice President, Ventures and Corporate DevelopmentYves Raymond, US VenturesKim Morgan, US VenturesSusan Tompkins, US VenturesTera Cayabyab, US VenturesMony Hassid, Israel and Europe VenturesGeorge Abraham, Controller, Ventures and M&ACollin Smyser, General Counsel, VenturesMotorola Solutions Ventureswww.motorolasolutions.com/US-EN/About/Company+Overview/Motorola+Solutions+Venture+CapitalCVCInformation TechnologyCommunications & NetworkingEarlyMotorola Solutions Venture Capital (formerly Motorola Ventures), through a diversified portfolio, is focused on "new-idea" companies and opportunities that complement Motorola Solutions' business strategy. It invests at all stages in developing companies to accelerate access to new technologies, new markets and new talents.

1303 E. Algonquin RoadSchaumburgIL60196847-576-5000

Portfolio companies include:AirClichttp://www.airclic.com/Apprionhttp://www.apprion.com/Camerohttp://www.chevrolet.com/camaro/Canvas Solutionshttp://www.gocanvas.com/Cleversafehttp://cleversafe.com/DesignArt Networkshttp://www.designartnetworks.com/KXENhttp://www.kxen.com/Lumidigmhttp://www.lumidigm.com/MobilEyehttp://mobileye.com/Molecular Imprintshttp://www.molecularimprints.com/Nearbuy Systemshttp://www.nearbuysystems.com/Scanbuyhttp://www.scanbuy.com/Sequans Communicationshttp://www.sequans.com/Skybitzhttp://www.skybitz.com/Sportsvisionhttp://www.sportvision.com/Vidsyshttp://vidsys.com/ViVOtechhttp://www.vivotech.com/Vocerahttp://www.vocera.com/Zephyrhttp://zephyronline.com/DesignArt Networkshttp://www.designartnetworks.com/MicroPower Technologieshttp://www.micropowerapp.com/Retailigencehttp://www.retailigence.com/Visage Mobilehttp://visagemobile.com/Investment Team:Reese Schroeder, Managing DirectorTony Palcheck, Managing DirectorMel Gaceta, Investment ManagerDavid Sardana, Senior Investment AssociateNew World Ventureswww.newworldvc.comVCInformation TechnologySoftware & InternetBusiness ServicesEarlyFormed in 1996, New World Ventures is an early-stage venture capital firm actively investing in privately-held technology and telecommunications companies. The firm's current sector focus includes enterprise software, IT infrastructure and IT managed services. Generally New World looks to target an initial investment size of $3 to $7 million and typically reserve up to $25 million for each company. New World is backed by The Pritzker Group (see profile), run by J.B. Pritzker and Tony Pritzker. An additional office is located in Los Angeles, CA.

111 S. Wacker Dr., Suite 4000ChicagoIL60606312-447-6000312-447-6006

Portfolio companies include:Active Networkhttp://www.activenetwork.com/Lefthand Networkshttp://www.hp.com/hpinfo/newsroom/press/2009/090211b.htmlEgreetingshttp://www.egreetings.com/Sportvisionhttp://www.sportvision.com/eCollegehttp://www.ecollege.com/HyperQuesthttp://hyperquest.com/TicketsNowhttp://www.ticketsnow.com/Univa UDhttp://www.univa.com/Advantage Opticshttp://www.aocorporate.com/Alliance Healthhttp://alliancehealth.com/Beachminthttp://www.beachmint.com/BrightTaghttp://www.brighttag.com/Evedhttp://www.eved.com/Firm58http://www.firm58.com/Fleetmaticshttp://www.fleetmatics.com/Ravedhttp://raved.com/SitterCityhttp://www.sittercity.com/Viewpoints Networkhttp://www.viewpoints.com/TopSchoolhttp://www.topschoolinc.com/Investment Team:Christopher E. Girgenti, Managing Partnerchris@newworldvc.comJ.B. Pritzker, Founder & Partnerjbp@newworldvc.comAdam C. Koopersmith, Partnerakoopersmith@newworldvc.comTony Pritzker, PartnerMatthew B. McCall, Partnermatt@newworldvc.comJeffrey B. Maters, Vice PresidentKevin Willer, Venture PartnerRishi V. Roongta, Senior Associaterishi@newworldvc.comCarter Cast, Venture PartnerPeter Liu, AssociateNext Chapter Holdings, LPwww.nextchapterholdings.comFIInformation TechnologyReal EstateEarlyMiddle MarketNext Chapter Holdings (NCH), located in Highland Park, Illinois, is the family office which manages investments of the Pattis family. The office manages investments of Next Chapter Holdings as well as the investments and business affairs of various family trusts, family members, and the Pattis Family Foundation. The firm's strategy is to invest in a diversified range of asset classes and differing investment styles, with a special focus on alternative asset classes such as private equity (LBO funds and venture capital), real estate, natural resources, and hedge funds.

Port Clinton Square600 Central Avenue, Suite 205-210Highland ParkIL60035847-432-8700847-432-8709

Portfolio companies include:Metabolexhttp://www.metabolex.com/Investment Team:Mark R. Pattis, Principalmpattis@nextchapterholdings.comS. William Pattis, Principalbpattis@nextchapterholdings.comLynae Gregorianlgregorian@nextchapterholdings.comDoris Jacobsondjacobson@nextchapterholdings.comMary Kavanaghmkavanagh@nextchapterholdingsNicollet Capital Partners, LLC (NCP)www.nicolletcapitalpartners.comVCFinancial ServicesSeedEarlyExpansionNicollet Capital Partners, LLC (NCP) is in the business of building financial services companies by providing capital and management resources and solutions to its client companies. NCP's investments typically will take the form of seed or development stage equity investments in companies or ideas backed by experienced management in an attractive sector of the financial services industry. Under the right circumstances, NCP will also consider later stage investments and occasionally investments outside of its core focus industry. In addition to equity investments, NCP may provide or arrange debt or structured financing facilities for client companies to fund their ongoing originations. NCP may, from time to time, acquire (or acquire interests in) portfolios of financial assets. NCP has an additional office in Minneapolis.

515 Valley Road, Suite 1001 Lake ForestIL60045847-295-5719847-942-8797

Portfolio companies include:Card Acquisitionhttp://www.cardacquisition.com/Investment Team:Gary Peet, Managing Directorgpeet@nicolletcapitalpartners.comNorth American Fundswww.northamericanfund.comPEInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionFinancial ServicesConsumer ProductsEducation & TrainingMiddle MarketFormed 1989, North American Funds include partnerships with $120 million in equity capital that specialize in acquiring or making substantial equity investments in small businesses with significant growth potential. North American's focus is the acquisition of small businesses with annual revenues of approximately $5 million to $40 million, and EBITDA of $500,000 to $5 million, preferably reflected in the last twelve months results. The firm, however, will consider companies which can demonstrate a sustainable annualized EBITDA of at least $500,000. North American will consider the following industries: Manufacturing, Food & Beverage, Medical Services, Consumer Products or Services, Value Added Distribution/Logistics, Business Services, Education Services, and Financial Services. The industry may be either mature or fast-growing. North American's only limitation is that product life cycles be relatively stable. North American will not consider real estate-related investment opportunities. The Funds are managed by North American Business Development Companies, LLC, whose three founding principals have in excess of 70 years of combined experience in the business development process, and in managing and financing small businesses. Since 1990 the Chicago based team has acquired and exited from nine platform companies. Over an eight year average investment period, these platform companies grew from slightly more than $120 million revenue at acquisition to over $300 million revenue in the year of exit.

135 S. LaSalle Street, Suite 3225ChicagoIL60603312-332-4950312-332-1540

Portfolio companies include:Valley Meatshttp://www.valleymeat.com/Culinary Standardshttp://www.culinarystandards.com/main.htmlACR Electronicshttp://www.acrelectronics.com/Actown-Electrocoilhttp://www.actown.com/Amtec Precision Productshttp://www.amtecprecision.com/Gateway Healthcarehttp://www.gatewayhealth.org/Polymerhttp://en.wikipedia.org/wiki/PolymerMinnesotra Educational Computinghttp://en.wikipedia.org/wiki/MECCInvestment Team:Robert L. Underwood, Managing Partnerrunderwood@northamericanfund.comR. David Bergonia, Managing Partnerdbergonia@northamericanfund.comCharles L. Palmer, Managing Partnercpalmer@northamericanfund.comNorthport Private Equitywww.northportequity.comVCInformation TechnologyCommunications & NetworkingExpansionLateNorthport Private Equity was founded in 1996 by David T. Shelby and is headquartered in Northfield, Ill., a suburb of Chicago. The firm has partners located in Chicago, Indianapolis, Denver, Ft. Collins, Colo., and the Boston area. Northport Private Equity is currently active in various markets, including Greentech. Northport invests in companies backed by top tier venture capital firms that anticipate an initial public offering or exit within 6-36 months.

One Northfield Plaza, Suite 300NorthfieldIL60093847-784-1815847-637-2062

Portfolio companies include:Infinerahttp://infinera.com/Motricityhttp://www.motricity.com/Altra Biofuelshttp://www.altrabiofuels.com/Bloom Energyhttp://bloomenergy.com/Force 10 Networkshttp://www.force10networks.com/Raza Microelectronicshttp://en.wikipedia.org/wiki/Raza_Microelectronics_IncAlien Technologyhttp://www.alientechnology.com/Turin Networkshttp://www.networkworld.com/news/2009/010509-force10-turin-merge.htmlIP Unityhttp://www.moviuscorp.com/Greentech Mediahttp://www.greentechmedia.com/articles/read/the-mother-of-all-ev-solar-smart-grid-integrations/Amyrishttp://www.amyris.com/BrightSourcehttp://www.brightsourceenergy.com/Sunivahttp://www.suniva.com/Moviushttp://www.moviuscorp.com/Heliumhttp://www.helium.com/OurStagehttp://www.ourstage.com/Alien Technologyhttp://www.alientechnology.com/Bias Powerhttp://www.biaspower.com/Bunchballhttp://www.bunchball.com/Motricityhttp://www.motricity.com/Investment Team:David T. ShelbyJosh G. ShelbyTyson W. Morgantyson@northportequity.comNorthwater Capitalwww.northwatercapital.comMBEnergy & Clean TechFinancial ServicesEarlyFounded in 1989, Northwater is a private investment company with offices in Toronto and Chicago. Northwater provides asset management services and innovative financial solutions to institutional investors. The firm manages diversified portfolios for pension funds, endowments, and family offices. Northwater offers clients an actively managed, portfolio management platform called 'four quadrants' designed to generate returns and protect principal across a spectrum of economic conditions. Northwater also invests proprietary and client capital in intellectual property based investments, green energy endeavors and proprietary trading. Intellectual property investments typically have compounding business models with elements of licensing, royalties, and/or subscriptions to achieve scale. The fund is diversified across industry sectors, geographies and the capital structure. The fund's objective is to combine leading intellectual property, compounding business or cash flow models and world-class management to generate exits and excess returns. Green energy investments are not limited to specific part of capital structure; Northwater offers equity investment, project financing, and debt to innovative green energy products.

233 South Wacker Drive, Suite 9800ChicagoIL60606312-291-3550

Portfolio companies include:Unique Solutions Designhttp://uniqueltd.com/General Compressionhttp://www.generalcompression.com/index.php/whoIoxushttp://www.ioxus.com/LiquidPistonhttp://www.liquidpiston.com/Airgainhttp://www.airgain.com/SeaWell Networkshttp://www.seawellnetworks.com/China Risk Financehttp://www.crfchina.com/eng/Home/home.htmlTexturahttp://www.texturacorp.com/i4ihttp://i4ilp.com/Versus Financialhttp://verusfinancial.com/OneChip Phototonicshttp://www.onechipphotonics.com/Legend3Dhttp://legend3d.com/Theatrical Rightshttp://www.theatricalrights.com/Batman Livehttp://www.batmanlive.com/Cool Flame Technologieshttp://coolflame.no/Noble Biomaterialshttp://www.noblebiomaterials.com/R3 Fusionhttp://www.r3fusion.com/Investment Team:Dan Mills, Portfolio Strategies and Proprietary Tradingdmills@northwatercapital.comNeil Simons, Portfolio Strategiesnsimons@northwatercapital.comFrances Kordyback, Intellectual Propertyfkordyback@northwatercapital.comDavid Patterson, Green Energydpatterson@northwatercapital.comOCA Venture Partners, LLCwww.ocaventures.comVCInformation TechnologySoftware & InternetMedia & Digital MediaFinancial ServicesEducation & TrainingSeedEarlyGrowthExpansionOCA Ventures is a venture capital firm focused on investments in companies with dramatic growth potential, primarily in technology, financial services, for-profit education and technology-enabled services. OCA Ventures is backed by the entrepreneurs who founded and built O'Connor & Associates, the derivatives trading firm that was acquired by Swiss Bank (subsequently UBS). OCA Ventures historically has made direct venture investments as an arm of the O'Connor Partners Investment Office, a major Chicago investment firm. In 2001, OCA Ventures became an independent venture capital firm to build upon the successful direct early stage investment activity of the O'Connor Partners Investment Office. A typical initial investment for OCA Ventures is $1-2M with a target of $3-5M per company. OCA Ventures targets initial rounds of $6M or less. OCA is also opportunistic and will consider smaller and larger deals. The firm typically participates in a company's first round of institutional capital. This may range from seed stage (pre-product, pre-revenue) to expansion stage ($3-8M in revenue, near profitability). OCA Ventures has investments throughout the United States. OCA EDGE is OCA Ventures' seed investing program. OCA EDGE was created in response to the increase of attractive seed-stage investment opportunities and continued decline of the initial capital requirements for technology businesses. OCA EDGE aims to invest amounts of $50K - $100K in rounds of roughly $1.5M or less.

505 N. LaSalle Street, Ste. 500 ChicagoIL60604312-327-8400 312-542-8952

Portfolio companies include:Brickfishhttp://brickfish.com/Cleversafehttp://cleversafe.com/TradeKinghttps://www.tradeking.com/Alert Logichttp://www.alertlogic.com/Univahttp://www.univa.com/Campus Explorerhttp://www.campusexplorer.com/Brill Streethttp://brillstreet.com/Ed Maphttp://www.edmap.biz/Automated Insightshttp://automatedinsights.com/Javlin Ventureshttp://javlinventures.com/Pinpoint MDhttp://pinpointmd.com/Excelerate Labshttp://www.exceleratelabs.com/Apparel Media Grouphttp://www.apparelmedia.com/FutureSimplehttp://www.futuresimple.com/FeeFightershttp://feefighters.com/SumRidge Partnershttp://sumridge.com/Red Foundryhttp://www.redfoundry.com/National Billing Partnershttp://www.mybillingpartner.com/Retention Educationhttp://seddesaber.com/Base-2 Capitalhttp://investing.businessweek.com/businessweek/research/stocks/private/snapshot.asp?privcapId=102326829CohesiveFThttp://www.cohesiveft.com/TradeKinghttps://www.tradeking.com/Selerohttp://en.wikipedia.org/wiki/SeleroTrego-Dugan Jet Managementhttp://www.trego-dugan.com/jetManagement.htmlMidihttp://en.wikipedia.org/wiki/Musical_Instrument_Digital_InterfaceShakti Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=3539798Home Preview Channelhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=22388798Ikadegahttp://www.storagesearch.com/ikadega.htmlTechSkillshttp://www.techskills.edu/Bedouinhttp://en.wikipedia.org/wiki/BedouinWebMindhttp://www.webmind.org/SafeShepherdhttps://safeshepherd.com/Fitocracyhttps://www.fitocracy.com/BodyShopBidshttps://www.bodyshopbids.com/Power2Switchhttps://power2switch.com/BrightNesthttps://brightnest.com/Investment Team:James Dugan, Managing Partner, CEO & Co-Founderjim@ocaventures.comJohn Dugan, General Partner & Co-FounderPeter Ianello, General Partner & Co-FounderJason Heltzer, General Partnerjason@ocaventures.comGabe Greenbaum, Directorgabe@ocaventures.comMarc Berman, Special AdvisorOld Willow Partners, LLCwww.oldwillowpartners.comPEManufacturing & IndustrialTransportation & DistributionConsumer ProductsRetail & RestaurantMiddle MarketOld Willow Partners focuses on purchasing established small- to mid-size, privately held companies through a combination of debt and equity financing. The firm structures the financing and provide management support to ensure a smooth transition of ownership, strong growth and profitability. The ideal Old Willow Partners acquisition meets the following criteria: privately held business promising three or more years of stable cash flow, generates revenues of $2- $20 million annually, needs no extraordinary capital expenditures to sustain current cash flow, has predictable earnings rather than growth, maintains EBITDA or owns assets that can support debt financing, has achieved meaningful market share or a defensible market position, and boasts a stable customer base. Old Willow Partners focuses its investment efforts in the consumer products and services, manufacturing, distribution/wholesale, and niche retail industry. The firm mainly concentrates its search for opportunities in the Midwest, however, it is also willing to explore potential acquisitions throughout the United States.

1440 Paddock DriveNorthfieldIL60062847-784-9857847-784-8365

Portfolio companies include:AisleBuyerhttp://www.aislebuyer.com/Investment Team:Theodore D. Greene, Partnerted@oldwillowpartners.comDarren Green, Partnerdarren@oldwillowpartners.comBrett Holland, Partnerbrett@oldwillowpartners.comKevin E. Kasmar, Partnerkevin@oldwillowpartners.comOne Equity Partners (OEP)www.oneequity.comPEInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialDefense & Homeland SecurityMiddle MarketEstablished in 2001, One Equity Partners (OEP) is a Private Equity firm that manages $11 billion of investments and commitments for JPMorgan Chase & Co. Partnering with management, OEP invests in transactions that initiate strategic and operational changes in businesses to create long-term value. OEP's investment professionals are located across North America, Europe and Asia, with offices in New York, Chicago, Sao Paulo, Frankfurt and Hong Kong. One Equity Partners acts as a lead equity investor in management-led buyouts, and growth capital financings with a particular emphasis on corporate partnerships and divestitures. OEP typically invests $50 million to $500 million per transaction. Over recent years, OEP has invested approximately $8 billion to acquire over sixty companies in a variety of industries including chemicals, healthcare, technology, travel and manufacturing. OEP has led nearly all of the transactions with which it has been involved.

10 South Dearborn, 14th FloorChicagoIL60603-2003312-732-6281 312-732-7495

Portfolio companies include:Carlson Wagonlit Travelhttp://www.carlsonwagonlit.com/en/GlobalPackhttp://globalpack-usa.com/NCO Grouphttp://www.ncogroup.com/Prodigy Healthhttp://www.prodigyhealthgroup.com/Apollo Healthhttp://apollohealthstreet.com/Vertruehttp://www.vertrue.com/ANX eBusinesshttp://www.anx.com/Arthrocarehttp://www.arthrocare.com/Chemlogicshttp://chemlogictech.com/East Balt Bakerieshttp://eastbalt.com/Genbandhttp://en.wikipedia.org/wiki/GENBANDLuca Technologieshttp://lucatechnologies.com/Mandianthttp://mandiant.com/Open Rangehttp://en.wikipedia.org/wiki/Open_RangePrecision Gear Holdingshttp://www.precisiongear.net/Telwareshttp://www.telwares.com/Travel Leadershttp://travelleaders.com/Travelporthttp://www.travelport.com/TV Guidehttp://www.tvguide.com/X-Ritehttp://www.xrite.com/Investment Team:J.B. Cherry, Managing DirectorTom Kichler, Managing DirectorBill Wangerin, Managing DirectorJoseph Huffsmith, Vice PresidentLee Gardner, Managing DirectorSteven Lunau, AssociateOpen Prairie Ventureswww.openprairie.comVCInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareAgriculture & Agricultural ScienceSeedEarlyGrowthOpen Prairie Ventures is an early-stage venture capital firm investing in promising IT, wireless communication, and life science technology companies. Open Prairie Ventures was founded in 1999 as a venture capital firm focused on early-stage Midwest-based technolgy companies. The first investment fund, Open Prairie Ventures I, L.P. (OPV I), was formerly licensed by the Small Business Administration as a Small Business Investment Company (SBIC). In 2006, JIm Schultz, Michael Peck, and Dennis Beard recapitalized the SBA's Limited Partner interest in OPV I through a buyout of the SBA position. OPV I completed fifteen investments with four successful exits, including the 2007 IPO of TomoTherapy (NASDAQ: TOMO) and has four active portfolio investments remaining. The firm's second fund, Open Prairie Ventures II, provides early-stage venture capital to companies focused on the convergence of ag-tech and life science technologies. The fund deploys less than $15 million of syndicated capital to develop, commercialize, and exit.

400 East Jefferson EffinghamIL62410217-347-1000217-347-1001

Portfolio companies include:Compact Particle Accelerationhttp://cpac.pro/KCBioMediXhttp://kcbiomedix.com/InfoBloxhttp://www.infoblox.com/en/home.htmlEpiworkshttp://www.epiworks.com/Cerniumhttp://www.cernium.com/Vestaronhttp://www.vestaron.com/ISSIhttp://www.issi.com/Novita Therapeuticshttp://www.novitatherapeutics.com/Investment Team:Jim Schultz, Founder & Managing PartnerJim@openprairie.comMichael Peck, General PartnerMike@openprairie.comDennis Beard, Chief Financial Officer & General PartnerDennis@openprairie.comJason Wrone, Vice President of InvestmentsJason@openprairie.comPat Morand, President pmorand@openprairie.comOrigin Ventureswww.originventures.comVCInformation TechnologySoftware & InternetLife Sciences & HealthcareMedical DeviceEarlyOrigin Ventures is a venture capital firm investing in early-stage companies. In February 2005 the firm closed on its current fund, Origin Ventures II, LP. This followed the successful completion of Origin's first fund, Origin Ventures, LLC, which yielded an internal rate of return to its investors in excess of 33% from its inception in 1999 through its completion in 2004. Origin's typical investment size is $500,000 to $1,000,000, but can vary depending on the opportunity. The types of companies Origin seeks to work with are front-end e-commerce enterprises, medical device companies, biotechnology ventures, and other industries where the firm can add value. Origin's geographic focus is the Midwest and the firm's target is the greater Chicagoland area. Origin is specifically interested in furthering the development of technologies discovered at the University of Illinois and other similar institutions.

1033 Skokie Blvd., Suite 430NorthbrookIL60062847-919-3546847-919-3547

Portfolio companies include:CampusExplorerhttp://www.campusexplorer.com/ClaimForcehttp://www.claimforce.com/Shoutlethttp://www.shoutlet.com/GrubHub.comhttp://www.grubhub.com/SteadySleepRxhttp://www.illinoisventures.com/investments/index.php?id=14Ifbyphonehttp://public.ifbyphone.com/Pier Pharmaceuticalshttp://www.pierpharmaceuticals.com/Investment Team:Steven N. Miller, Principal and Co-Foundersteve@originventures.comBruce N. Barron, Principal and Co-Founderbruce@originventures.comPAG Capital Partnerswww.pagcapital.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsMiddle MarketPAG Capital Partners is an operationally oriented private investment firm focused on acquiring lower middle market companies. The firm targets companies with up to $75 million in revenues and EBITDA over $1 million. PAG participates in Leveraged acquisition, Recapitalizations, and Growth capital transactions in the following industries: Consumer products, Manufacturing, Distribution, and Business and consumer services.

150 North Wacker Drive, Suite 2500ChicagoIL60606312-275-5758312-275-5768

Portfolio companies include:MMA Warehousehttp://www.mmawarehouse.com/Corporate Technology Solutionshttp://consult-cts.com/Medical Necessitieshttp://medicalnecessitiesllc.com/ProAction Grouphttp://proactiongroup.com/Investment Team:David L. Anderson, Partner & CFOdanderson@pagcapital.comAlex Fridman, Partnerafridman@pagcapital.comJeff Temple, Partnerjtemple@pagcapital.comStephen Sleigh, Partnerssleigh@pagcapital.comTim Van Mieghem, Partnertvm@pagcapital.comPaine & Partners, LLCwww.painepartners.comPEManufacturing & IndustrialFinancial ServicesAgriculture & Agricultural ScienceMiddle MarketPaine & Partners is a value-driven private equity firm that provides equity capital for management buyouts, going private transactions, and company expansion and growth programs. Paine & Partners engages exclusively in friendly transactions developed in cooperation with a company's management, board of directors, and shareholders. Since it was established in 1997, Paine has invested $2.3 billion in 21 platform investment companies and made 73 follow-on acquisitions in over 20 countries, representing $7.4 billion in enterprise value. The firm's industry focus includes financial services, industrial, agribusiness, and food and protein.

71 South Wacker Drive, Suite 1875ChicagoIL60606312-564-5300312-564-5400

Portfolio companies include:Icicle Seafoodshttp://www.icicleseafoods.com/Stabilushttp://www.stabilus.com/WireCo World Grouphttp://www.wirecoworldgroup.com/Erno Laszlohttp://www.ernolaszlo.com/L'Artisan Parfumeurhttp://www.artisanparfumeur.com/Capital Zhttp://www.capitalz.com/Icicle Seafoodshttp://www.icicleseafoods.com/R360 Environmental Solutionshttp://www.r360environmentalsolutions.com/Advanta Netherlands Holdings BVhttp://www.thefreelibrary.com/Advanta+Netherlands+Holdings+BV%2c+the+parent+company+of+the+Advanta...-a0132619794Paradigmhttp://www.paradigm.com/Penhaligon'shttp://www.penhaligons.com/shop/homeus.html?currency_code=USDSeminishttp://us.seminis.com/United America Indemnityhttp://www.uai.ky/VCST Industrial Productshttp://www.vcst.be/ACMI Corporationhttp://www.gyrusacmi.com/user/display.cfmAlaska Communications Systemshttp://www.alaskacommunications.com/Byram Healthcarehttp://www.byramhealthcare.com/United American Energyhttp://en.wikipedia.org/wiki/Energy_in_the_United_StatesWJ Communicationshttp://www.triquint.com/prodserv/search/actHomeProductSearch.cfm?PT=8&DPN=WJCosta Grouphttp://www.costagroup.com.au/Scanbiohttp://www.scanbio.co.uk/Verdesian Life Scienceshttp://www.vlsci.com/Investment Team: W. Dexter Paine, III, Partnerdpaine@painepartners.comMitchell S. Presser, Partnerpresser@painepartnersKevin M. Schwartz, PartnerDavid J. Buckeridge, PartnerAngelos J. Dassios, PartnerDelara Zarrabi, PrincipalJohn J. Novak, PrincipalThomas S. L. Anderman, PrincipalDavid F. Browne, PrincipalAndrew M. Freeman, PartnerParadigm Group II, LLCwww.paradigmventure.comVCPELife Sciences & HealthcareMedical DeviceSeedEarlyGrowthThe Paradigm Group II, LLC is a value-added private capital investment firm that originates, structures and executes value investments with growth capital financing activities. While Paradigm's specialty is Private Investments in Public Entities (PIPEs), it also does seed and early round venture capital financing, bridge loans, and other types of private equity placement. Paradigm has invested $43 million in 18 discrete PIPE transactions that have cumulatively yielded more than 200% IRR to investors. Prospective companies must be developing technologies that address substantial markets (e.g., artificial skin grafts for diabetics), as well as be reaching near-term and identifiable commercial milestones (e.g., reporting Phase II clinical results). Firm founder, Sheldon Drobny, was also the founder of Air America Radio, the liberal radio network. He is a CPA, specializing in business and tax matters and is admitted to practice before the U.S. Tax Court as a non-attorney.

1535 Lake Cook Rd., Suite 110 NorthbrookIL60062847-562-0700847-562-0611

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Sheldon Drobny, Foundersdrobny@paradigmventure.comAnita Drobny, Chairperson and Managing Directoradrobny@paradigmventure.comReuben (Reevy) Rosenberg, Managing DirectorPfingsten Partners, LLCwww.pfingstenpartners.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionSports & EntertainmentMiddle MarketPfingsten Partners, LLC was formed in 1989 to invest in middle market manufacturing, distribution and specialty media companies. To date, Pfingsten Partners' transaction professionals have acquired 86 companies through four funds. Pfingsten has over $1 billion of capital under management and is currently seeking new platform investments for its $285 million Fund III and $525 million Fund IV. Pfingsten Partners has sufficient capital to acquire any company in its targeted value range of $15 to $100 million. Pfingsten looks for companies in manufacturing, distribution, and business services with an EBITA of $3 to $12 million and revenues of $20 to $150 million. All platform companies must be headquartered in the United States, but the firm has no geographic preference for add-on acquisitions.

300 N. LaSalle Street, Suite 5400 ChicagoIL60654312-222-8707312-322-8708

Portfolio companies include:Happ Controlshttp://na.suzohapp.com/North America Sports Mediahttp://nasports.com/Powervarhttp://www.powervar.com/Closet Workshttp://www.closetworks.com/Hy-Bon Engineeringhttp://www.hy-bon.com/Marlen Internationalhttp://www.marlen.com/AP&M Equityhttp://apac.collegeboard.org/program/equity-accessCURT Manufacturinghttp://www.curtmfg.com/FK Safety and Securityhttp://safetouch.com/TGFRGhttp://www.pfingsten.com/portfolio_b2b.phpMidwest Products and Engineeringhttp://www.mpe-inc.com/Superior International Industrieshttp://superiorinternational.com/Technibushttp://www.technibus.com/TPC Wire & Cablehttp://www.tpcwire.com/Tropitone Holdingshttp://www.pfingstenpartners.com/portfolio_current.phpUnified Power Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=130373555Arrowhead Electrical Productshttp://www.arrowheadep.com/Bailey Internationalhttp://www.baileynet.com/Investment Team:Thomas Bagley, Founder and Senior Managing Directortbagley@pfingsten.comJames Norton, Senior Managing Directorjnorton@pfingsten.comJohn Underwood, Senior Managing Directorjunderwood@pfingsten.comScott Finegan, Managing Directorsfinegan@pfingsten.comJohn Starcevich, Managing Directorjstarcevich@pfingsten.comDenio Bolzan, Managing Directordbolzan@pfingsten.comJeffrey A. Cote, CFOjcote@pfingsten.comJonathan E. Leiman, Senior Vice Presidentjleiman@pfingsten.comPolestar Capital Partnerswww.polestarvc.comVCInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareEarlyPolestar Capital Partners is a private equity firm that invests in early stage information technology companies led by minority entrepreneurs. Polestar targets companies that develop technological or Internet related products or services. Specifically, this will include software firms, Internet infrastructure providers, information technology enablers, wireless application providers, e-commerce enablers, hardware developers and other entities looking to profit from the new economy.

180 North Michigan Avenue, Suite 1905ChicagoIL60601312-984-9090312-984-9877

Portfolio companies include:Adamationhttp://www.adamationinc.com/Bayview Systemshttp://www.bayviewsystems.co.uk/Kinetic Computerhttp://kineticcomputer.com/ViaNovushttp://www.vianovus.com/news.htmNetNoirhttp://www.netnoir.com/?=home/BridgeStreamhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=123409Kids 123.comhttp://www.kidsgames123.com/Network Commercehttp://en.wikipedia.org/wiki/Network_CommerceUnisource Network Serviceshttp://findarticles.com/p/articles/mi_m1365/is_2_30/ai_55625584/Investment Team:Derrick K. Collins, General Partnerdkcollins@polestarvc.comJohn W. Doerer, General Partnerjd@polestarvc.comWally Lennox, General Partnerwl@polestarvc.comPortage Venture Partners (Draper Fisher)www.portageventures.comVCInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareBusiness ServicesSeedEarlyAn affiliate of Silicon Valley based Draper Fisher Jurvetson, Portage seeks to back industry leaders in companies in information technology, telecommunications, business/IT services, nanotechnology and life science. DFJ Portage has offices in more than 33 cities worldwide with 550 funded portfolio companies and 135 investment professionals. The firm is flexible in its investment approach and can invest anywhere from $500,000 to over $20 million in seed and early stage companies located in the Midwest region. Portage is generally the first institutional money invested in a company.

One Northfield Plaza, Suite 530 NorthfieldIL60093847-446-9460 847-446-9470

Portfolio companies include:4Infohttp://www.4info.com/Amicashttp://www.amicas.com/ClearCounthttp://clearcount.com/Closedloophttp://en.wikipedia.org/wiki/Control_theoryEnergexhttp://www.energex.com/ICiXhttp://www.icix.com/Lumetahttp://www.lumeta.com/Q Therapeuticshttp://www.qthera.com/Investment Team:Edward Chandler, Managing Directorchandler@portageventures.comSteve Kennedy, Entrepreneur in Residencekennedy@portageventures.comMatt McCall, Managing Directormccall@portageventures.comJudy Meyer, Managing Directormeyer@portageventures.comJudy Dorr, CFOdorr@portageventures.comEric Olson, AssociatePrairie Capital, LPwww.prairie-capital.comPEManufacturing & IndustrialBusiness ServicesConsumer ProductsEducation & TrainingMiddle MarketPrairie Capital makes equity and mezzanine investments of between $10 and $30 million, typically in support of companies undergoing an ownership change. Since the firm's inception in 1997, Prairie Capital has completed more than sixty equity and mezzanine investments in small and mid-sized businesses. Prairie is based in Chicago and invests nationwide. With over $500 million under management through its four funds, Prairie Capital focuses on the lower end of the middle market, partnering with management and/or other private equity investors to effect a recapitalization or buyout. Collectively, the investment professionals at Prairie have worked with hundreds of privately owned middle-market businesses across a range of industries. Prairie Capital typically invests in privately held U.S.-based companies with annual cash flows of $4 to $12 million or more and recurring annual revenues in excess of $20 to $100 million. Prairie Capital focuses on niche manufacturers, business services, consumer products, marketing services, specialty chemical, and food businesses. Prairie Capital's four previous funds were deployed in more than 70 platform companies representing in excess of $525 million of invested capital. The firm is currently investing out of its latest fund, the $300 million Prairie Capital V.

191 N. Wacker Drive, Suite 800ChicagoIL60606312-360-1133312-360-1193

Portfolio companies include:Chicago Deferred Exchangehttp://chicagodeferred.com/Cole Taylor Bankhttp://www.coletaylor.com/FCA Packaging Productshttp://www.fcapackaging.com/Fortis Business Mediahttp://fortisbusinessmedia.com/Pioneer Metal Finishinghttp://pioneermetal.com/R3 Educationhttp://r3education.com/Statlab Medical Productshttp://www.statlab.com/Titanium Solutionshttps://www.titaniuminc.com/Specialized Education Serviceshttp://www.sesi-schools.com/Captek Softgelhttp://www.capteksoftgel.com/Messengerhttp://messenger.yahoo.com/Northfieldhttp://www.ci.northfield.mn.us/Pyott-Boone Electronicshttp://pyottboone.com/TeacherMatchhttp://www.teachermatch.com/Industrial Water Treatment Solutionshttp://industrialwatersolutions.com/Swiss-American Productshttp://www.eltamd.com/Administar Services Grouphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=35291120Navman Wirelesshttp://www.navmanwireless.com/Investment Team:C. Bryan Daniels, Founding Partnerbdaniels@prairie-capital.comStephen V. King, Founding Partnersking@prairie-capital.comDarren M. Snyder, Partnerdmsnyder@prairie-capital.comChristopher T. Killackey, Partnerckillack@prairie-capital.comNathan J. Good, Managing Directorngood@prairie-capital.comSean M. McNally, Managing Directorsmcnally@prairie-capital.comPrism Capitalwww.prismfund.comVCPEInformation TechnologyManufacturing & IndustrialBusiness ServicesExpansionMiddle MarketFounded in 1999, Prism Capital is a private equity firm with $190 million in assets under management and operates both a growth fund and a mezzanine fund. The Prism Opportunity Fund employs a "hybrid" investment strategy, investing equity in both expansion stage IT companies as well as traditional manufacturing and service businesses with growth opportunities. The Prism Opportunity Fund does not invest in start-ups. The typical investment ranges from $1 to $3 million in rounds totaling from $2 to $15 million. The fund has $50 million currently under management, a combination of private investment and SBA (Small Business Admin-istration) capital. The Mezzanine fund typically invests in amounts up to $7 million in mature industrial companies in the Midwest supporting internal growth, recapitalizations, mergers, acquisitions and ownership changes.

444 North Michigan Avenue, Suite 1910ChicagoIL60611312-464-7900312-464-7915

Portfolio companies include:Ace Expeditershttp://www.aceexpediters.com/Fusionhttp://en.wikipedia.org/wiki/Nuclear_fusionHill & Valleyhttp://en.wikipedia.org/wiki/Hill_Valley_(Back_to_the_Future)Ott-Litehttp://www.ottlite.com/TCIhttp://www.tciauto.com/Vandorhttp://www.vandorproducts.com/VIAhttp://www.reddit.com/Violet Packinghttp://violetpacking.com/contact.htmlBanner Serviceshttp://www.bargrind.com/Cellerationhttp://www.celleration.com/Newserhttp://www.newser.com/Trustwavehttps://www.trustwave.com/3-D Machininghttp://3d-machining.com/Angie's Listhttp://www.angieslist.com/Bell Automotivehttp://www.bellautomotive.com/Private Companyhttp://en.wikipedia.org/wiki/Privately_held_companyCraftsment Industrieshttp://www.craftsmenind.com/Destination Cinemahttp://www.destinationcinema.com/EZE Truckinghttp://www.ezetrucking.com/FCAhttp://www.fca.org/Hi-Tech Manufacturinghttp://www.hi-tech-mfg.com/McCoy Saleshttp://www.mccoysales.com/Optical Expertshttp://oemdisc.biz/Investment Team:Robert Finkel, Managing Partner and Founderrobert@prismfund.comBlaine Crissman, Partner, 312-464-7906blaine@prismfund.comBill Harlan, Partner, 312-464-7912bill@prismfund.comSteve Vivian, Partner, 312-464-7902steve@prismfund.comRyan Griffith, Analyst, 312-464-7909ryan@prismfund.comProspect Partners, LLCwww.prospect-partners.comPEInformation TechnologyManufacturing & IndustrialBusiness ServicesMiddle MarketProspect Partners, LLC is a leading lower-middle-market private equity firm based in Chicago. Prospect focuses exclusively on management-led leveraged acquisitions of small companies with niche strategies. The firm manages three funds totaling $470 million and is a leading private equity buyer of companies with revenues between $10 million to $75 million. Prospect seeks to invest $2 to $30 million in management-led leveraged acquisitions. Since 1998, Prospect has invested in 90 companies (including 39 platforms) across a wide range of niche consumer, commercial, specialty distribution and service markets throughout the United States.

200 West Madison Street, Suite 2710 ChicagoIL60606312-782-7400312-782-7410

Portfolio companies include:ESI Lightinghttp://www.esilighting.com/Kronos Foodshttp://www.kronosproducts.com/GameMark Productshttp://www.prospect-partners.com/portfolio/a_gamemark.shtmKnight Packaging Grouphttp://www.knightpackaginggroup.com/Codel Holding Companyhttp://www.prospect-partners.com/portfolio/a_codel.shtmSpirit Foodservice Productshttp://www.spiritfoodservice.com/Tender Productshttp://www.tendercorp.com/Education Futures Grouphttp://educationfuturesgroup.com/Gold Star Food Servicehttp://goldstarfoods.com/Linkage Holdingshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?ticker=AFB:GRNavix Holdingshttp://www.prospect-partners.com/portfolio/NavixHoldings082010.shtmOffice Resources Holding Companyhttp://www.prospect-partners.com/portfolio/a_orhc.shtmPipp Mobile Storage Systems Holding Companyhttp://www.pippmobile.com/Home.aspxPolymer Holdinghttp://www.prospect-partners.com/news/a_polymerholding.shtmProspect Pools Grouphttp://www.prospect-partners.com/portfolio/a_prospectpoolsgroup.shtmRegency Windowshttp://www.regencywindow.com/Summit Fire Protectionhttp://summitfire.com/Superior Tool Holdinghttp://www.prospect-partners.com/portfolio/superiortoolco.shtmSurePoint Holdingshttp://www.prospect-partners.com/portfolio/ProspectPartnersLLCPortfolioActiveCompanies-SurePointHoldingsLLC.shtmVelvac Holdingshttp://www.prospect-partners.com/portfolio/VelvacHoldings.shtmWDP Holdingshttp://training.wdpholdings.com/live/Landmark Irrigation Serviceshttp://www.landmarkirrigation.com/Investment Team:William V. Glastris, Jr., Advisory Principalwglastris@prospect-partners.comLouis W. Kenter, Founding Principallkenter@prospect-partners.comRichard C. Tuttle, Founding Principalrtuttle@prospect-partners.comManeesh K. Chawla, Principalmchawla@prospect-partners.comErik E. Maurer, Principalemaurer@prospect-partners.comPrudential Capital Groupwww3.prudential.com/pcg/main/pru_cap_grp_main.htmlPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketPrudential Capital Group purchases up to $10 billion, annually, of senior and subordinated debt through its global office network (Atlanta, Chicago, Dallas, Frankfurt, London, Los Angeles, Newark, New York, Paris and San Francisco). Prudential Capital Group manages nearly $62 billion (as of 6/30/12) in outside non-affiliated assets through its Institutional Asset Management unit and three mezzanine funds, Prudential Capital Partners, L.P., Prudential Capital Partners II, L.P. and Prudential Capital Partners III, L.P. The second fund, which is currently making new investments, is a $775 million middle-market fund. Prudential Capital Partners III, L.P. is a $965 million middle-market fund.

180 N Stetson Avenue, Suite 5600ChicagoIL60601312-540-0931

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Allen A. Weaver, Senior Managing Directorallen.weaver@prudential.comJeffrey L. Dickson, Managing DirectorJeffrey.dickson@prudential.comMark A. Hoffmeister, Managing Directormark.hoffmeister@prudential.comP. Scott Von Fisher, Managing Directorscott.vonfischer@prudential.comThomas E. Luther, Managing Directorthomas.luther@prudential.comWilliam S. Engelking, Managing Directorwilliam.engelking@prudential.comRed Barn Investmentswww.redbarnllc.comPESoftware & InternetMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantMiddle MarketRed Barn Investments seeks small and mid-sized business opportunities for its investment portfolio. Such opportunities are usually characterized by excellent management teams, evidence of recent success in attractive, growing markets, and multiple potential strategic acquirers. The firm's ideal investment size range is $1 million to $5 million, allowing for total transaction values up to approximately $25 million. Red Barn's industry preference includes: Distribution, business services, niche manufacturing, trans-portation/logistics, consumer, media/entertainment, software, energy, retail, and healthcare. Red Barn targets companies possessing minimum annual historical (EBITDA) of $1 million. RBI Energy, a subsidiary of Red Barn Investments, invests in oil and natural gas assets throughout the U.S.

1101 Skokie Blvd., Suite 245NorthbrookIL60062847-498-0890847-498-0891

Portfolio companies include:Biocrudehttp://www.biocrude.net/CoreXchangehttp://www.corexchange.com/NetNearUhttp://www.nnu.com/nWave Pictureshttp://www.nwave.com/Prime Visibility Mediahttp://www.primevisibility.com/RBI Energyhttp://www.rbiwaterheaters.com/infinite-energy.aspRed River Biodieselhttp://rrbiodiesel.com/SCO Logisticshttp://scologistics.com/Investment Team:Terrance K. Holt, General Partnertholt@redbarnllc.comPatrick J. Pollard, General Partnerppollard@redbarnllc.comJason R. Thomas, Vice Presidentjthomas@redbarnllc.comRitchie Capitalwww.ritchiecapital.comVCPEInformation TechnologyReal EstateEarlyMiddle MarketFounded in 1997, Ritchie Capital is a global alternative asset management firm. Currently, the firm has interests in international equities, private equity, real estate, venture, insurance, energy, commodities, activist shareholding as well as other alternative investment strategies. Ritchie Capital is headquartered in Illinois with offices in New York and Menlo Park, CA.

120 North Hale St., Suite 300WheatonIL60817630-315-5700 630-260-5316

Portfolio companies include:BridgeWavehttp://www.bridgewave.com/Attune Systemshttp://attuneinc.com/Kineto Wirelesshttp://kineto.com/NanoOptohttp://www.nanoopto.com/Investment Team:Bill DeMars, Senior Managing DirectorMike Marziani, Managing Director, Originations and Business DevelopmentMark King, Managing Director, Risk and OperationsM. Gail Fitzpatrick, Managing Director, OriginationsFarhaan Hassan, Managing Director, OriginationsCindy Young, Managing Director, RiskRock Gate Partners, LLCwww.rockgatepartners.comVCPEEnergy & Clean TechLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialTransportation & DistributionExpansionMiddle MarketFounded in 2006, Rock Gate Partners, LLC (RGP) is a merchant banking firm that acquires and makes later stage growth capital investments in lower middle market companies and provides advisory services to selected relationship clients. Rock Gate Partners acquires and invests in companies that have created unique market positions, providing the basis for organic growth while offering a platform for acquisitions. RGP partners with management teams in leveraged buyouts, corporate divestitures, recapitalizations, industry consolidations and selectively makes later stage growth capital investments in companies typically generating $10 to $75 million in revenue and transactions typically requiring between $3 to $20 million in equity capital. RGP is primarily focused on acquiring companies that design, engineer, market and distribute products or provide differentiated services to a wide range of business-to-business and business-to-consumer industry sectors.

35 East Wacker Drive, Suite 3400ChicagoIL60601312-283-0630 847-881-0749

Portfolio companies include:Walparhttp://walpar.com/Novus Lawhttp://novuslaw.com/Investment Team: Kenneth L. Ali, Founder & Managing Directorkali@rockgatepartnersStephen K. Foutch, Principal & Managing Directorsfoutch@rockgatepartnersRoundTable Healthcare Partnerswww.roundtablehp.comPELife Sciences & HealthcareMedical DeviceMiddle MarketFounded in 2001, RoundTable Healthcare Partners is an operating-oriented, private equity firm focused on the healthcare industry, currently managing $1.9 billion in equity capital (through five funds). The firm targets segments of the healthcare industry that benefit from underlying growth trends and fall within the expertise and experience of the firm's principals, including: Disposables, Medical devices, Medical products, Medication delivery systems, Specialty pharmaceuticals, Specialty distribution, and complementary outsourced services. The firm does not invest in service-oriented provider segments, Internet, e-health, or biotechnology companies, or start-up/venture situations. RoundTable typically makes equity investments of approximately $5 to $50 million in platform companies with revenues ranging from $25 to $300 million. The firm's first equity fund of $400 million was raised in 2001-2002. RoundTable made seven platform investments from Fund I in approximately three years. Its second equity fund of $500 million was raised in March 2005. RoundTable Capital Partners, its $200 million subordinated debt fund, was raised in July 2006. RoundTable raised their second $200 million subordinated debt fund, RoundTable Capital Partners II, in July 2010.

272 East Deerpath Road, Suite 350Lake ForestIL60045847-739-3200847-482-9215

Portfolio companies include:Aqua Pharmaceuticalshttp://www.aquapharm.com/Avalign Technologieshttp://www.avaligntech.com/Clinical Innovationshttp://clinicalinnovations.com/Vestahttp://en.wikipedia.org/wiki/4_VestaCorePharmahttp://corepharma.com/Excelsior Medicalhttp://excelsiormedical.com/Aspen Surgical Productshttp://www.aspensurgical.com/Argon Medical Deviceshttp://www.argonmedical.com/Beaver-Visitec Internationalhttp://www.beaver-visitec.com/Renaissance Pharmahttp://www.renaissancepharmainc.com/Salter Labshttp://salterlabs.com/Investment Team:Joseph F. Damico, Founder & Co-Chairmanjdamico@roundtablehp.comLester B. Knight, Founder & Co-Chairmanlknight@roundtablehp.comJack L. McGinley, Founding and Operating Partnerjmcginley@roundtablehp.comTodd E. Warnock, Founding and Senior Advisortwarnock@roundtablehp.comDavid J. Koo, Senior Partnerdkoo@roundtablehp.comLeonard G. Kuhr, Principal and Chief Financial Officerlkuhr@roundtablehp.comT. Sands Thompson, Senior PartnerSandbox Industrieswww.sandboxindustries.comVCIInformation TechnologyLife Sciences & HealthcareSeedEarlyFounded in 2003, Sandbox Industries is an early-stage venture capital firm located in Chicago. The Sandbox team incubates new businesses and engages in fund management activities. Sandbox Ventures is an $18.8 million seed stage fund that invests in businesses at the idea or early concept phase. The fund was created primarily for businesses incubated by Sandbox Industries but the firm also considers ideas brought to it by independent entrepreneurs. Sandbox's investment amount ranges from $50k to $2 million. Sandbox is also the exclusive manager of the BlueCross BlueShield Venture Fund. BlueCross BlueShield Venture Partners, L.P. is a $116 million corporate venture fund, sponsored by the BlueCross BlueShield Association, and invests up to $10 million in each portfolio company. The fund's objective is to invest in promising emerging companies of strategic relevance to the 11 BlueCross BlueShield companies that have made voluntary capital commitments. The Sandbox Industries Incubator is in the business of creating, developing and investing in new businesses. Sandbox employs a comprehensive business development process that takes new businesses from conception to successful operation and liquidity. About 1,000 plausible ideas for new businesses are required in order to launch 2-6 businesses per year.

213 N. Racine, Suite 201ChicagoIL60607312-243-4100312-243-4110

Portfolio companies include:Orggithttp://www.orggit.com/Pipelinehttp://en.wikipedia.org/wiki/Pipeline_transportDefyhttp://www.merriam-webster.com/dictionary/defyEmobdihttp://drinkembodi.com/Morgan Street Document Systemshttp://www.morganstreetdocuments.com/Marbleshttp://en.wikipedia.org/wiki/MarblesThe Brain Storehttp://www.marblesthebrainstore.com/A Fresh Squeezehttp://www.afreshsqueeze.com/BFF Gemzhttp://bfflessthan3.com/InVivoLinkhttp://www.invivolink.com/CBhttp://en.wikipedia.org/wiki/Citizens%27_band_radioReadeohttp://www.readeo.com/doggyloothttps://doggyloot.com/Lost Crateshttps://lostcrates.com/ZeOmegahttp://www.zeomega.com/Phreesiahttp://www.phreesia.com/Aratanahttp://www.aratanatherapeutics.com/Divergencehttp://en.wikipedia.org/wiki/DivergenceAquaSpyhttp://www.aquaspy.com/Home.aspxInitiatehttp://www.thefreedictionary.com/initiateHarvesthttp://www.harvest.org/Mycahttp://www.myca.com/ScholarPROhttps://www.scholarpro.com/Allylixhttp://allylix.com/Defyhttp://www.merriam-webster.com/dictionary/defyEOSihttp://www.eosintl.com/Bluelighthttp://www.bluelight.ru/vb/CakeStylehttp://www.facebook.com/cakestyleBabbaCohttp://www.babbaco.com/Nexidiahttp://www.nexidia.com/Alltuitionhttp://www.alltuition.com/Get Freshhttp://getfresh.net/Kit Lab42http://switchvideo.com/survey-says-lab42/FanGohttp://www.fandango.com/BookYaphttp://bookyap.com/FeeFightershttp://feefighters.com/Bloom Healthhttp://www.gobloomhealth.com/Capsonhttp://www.capson.com/Investment Team:Bob Shapiro, Co-Founder and Managing Directorbob@sandboxindustries.comNick Rosa, Co-Founder and Managing Directornick@sandboxindustries.comSteve Engelberg, Managing Directorsteve@sandboxindustries.comMatt Downs, Managing Directormatt@sandboxindustries.comMillie Tadewaldt, Managing Directormillie@sandboxindustries.comPaul Brown, Managing Directorpaul@sandboxindustries.comDrew Turitz, Managing Directordrew@sandboxindustries.comAnna Haghgooie, Managing Directoranna@sandboxindustries.comTom Hawes, Managing Directortom@sandboxindustries.comNina Nashif, Managing Directornina@sandboxindustries.comSE Capital, LLCwww.secapital.comVCPEInformation TechnologyBusiness ServicesFinancial ServicesDefense & Homeland SecurityExpansionMiddle MarketSE Capital is a private investment and acquisition firm which operates as a strategic partner for quality management teams of small and mid-sized companies in select industries. SE Capital has experience in a wide range of private investment transactions. The firm's portfolio consists primarily of management-assisted buyouts, but also includes later-stage growth companies. Examples of focus industries include: Business Process Outsourcing, Consulting and Information Technologies, Healthcare and IT, Insurance Services, and Intelligence and Defense Contractors. Targeted investments typically include companies with annual revenues from $5 million to $50 million.

71 S. Wacker Drive, Suite 2460ChicagoIL60606312- 425-2787

Portfolio companies include:Capita Technologieshttp://www.capita.com/EVIhttp://en.wikipedia.org/wiki/EVIInstantelhttp://www.instantel.com/Medcon Financial Serviceshttp://www.medconfinancial.com/MVD Communicationshttp://www.mvdcommunications.com/SSIMEDhttp://www.ssimed.com/WNCFirst Insurance Serviceshttp://wncfirst.com/Investment Team: Brad A. Bernstein, PartnerJeffrey C. Kvam, PartnerPaul O. Mulvaney, PrincipalEmily Reynolds, AssociateSeneca Partnerswww.senecapartners.comVCMBLife Sciences & HealthcareMedical DeviceEarlyGrowthExpansionSeneca Partners provides advisory services, assisting firms in securing senior debt, subordinated debt and/or equity capital necessary to achieve their vision. For select situations, Seneca will provide growth capital directly through Seneca Health Partners, a venture capital fund focused on providing growth capital to companies in the healthcare industry that are located in Middle America. Seneca Health invests in service, product, device and technology companies serving the healthcare industry. Seneca makes commitments ranging from $500,000 to $2,500,000 in the form of preferred or common equity. In select situations, Seneca Partners collaborates with experienced executives and management teams to jointly acquire companies with solid growth and investment potential. The firm focuses particularly on businesses in the healthcare, information technology, value-added manufacturing and business services sectors

2201 Waukegan Road, Suite 245 BannockburnIL60015847-282-7040 847-282-7043

Portfolio companies include:Cellerationhttp://www.celleration.com/Critical Signal Technologieshttp://www.criticalsignaltechnologies.com/MedVantxhttp://medvantx.com/Micro Machine Companyhttp://micromachineco.com/MSO Medicalhttp://www.mso.co.za/RedPathhttp://www.redpathip.com/Senexhttp://www.senexco.com/SeQualhttp://en.wikipedia.org/wiki/SequelSynCardiahttp://www.syncardia.com/Investment Team:Rajesh U. Kothari, Co-Founder & Managing Directorrajk@senecapartners.comMichael C. Skaff, Co-Founder & Managing Directormikes@senecapartners.comAnthony W. Zambelli, Co-Founder & Managing Directortonyz@senecapartners.comThomas K. Cox, Co-Founder & Managing Directortomc@senecapartners.comRon R. Reedronr@senecapartners.comDavid M. Thomasdavidt@senecapartners.comAlfred Robertsonalr@senecapartners.comSigvion Capitalwww.sigvion.comVCLife Sciences & HealthcareEarlySigvion Capital is a venture capital firm that was founded in 2004 to provide investors with access to the top life science companies nationwide. Sigvion targets companies focused on therapeutics and drug-device combinations that treat metabolic disease (cardiovascular, obesity, diabetes) and cancer. According to published reports, Sigvion Capital is planning to raise up to $100 million for its second fund.

1970 North Halsted Street, 3rd FloorChicagoIL60614312-226-6373312-226-6343

Portfolio companies include:Kereoshttp://www.kereos.com/ProNAi Therapeuticshttp://www.pronai.com/Akebiahttp://www.akebia.com/Logical Therapeuticshttp://www.logicaltx.com/Nymirumhttp://www.nymirum.com/Accord Biomaterialshttp://accordbiomaterials.com/Aerpio Therapeuticshttp://www.aerpio.com/Investment Team:Michael E. Pape, Ph.D.mpape@sigvion.comJosh J. P. Fairbankjfairbank@sigvion.comSilverfleet Capitalwww.silverfleetcapital.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesFinancial ServicesConsumer ProductsRetail & RestaurantMiddle MarketSilverfleet Capital is an independent private equity firm owned by its partners and investing on behalf of a diversified group of international institutional investors. The partners have been investing in private equity deals for over 25 years, having previously been the private equity arm of Prudential plc and operating under the name PPM Capital. Silverfleet's team consists of a team of investment professionals operating out of offices in London, Munich, Paris and Chicago. The firm currently has over 1 billion euro in funds under management, and invests in established businesses with enterprise values of between 75 million euro and 500 million euro. Silverfleet looks to acquire companies headquartered in the UK, French-speaking, German-speaking and Nordic countries of Europe, or U.S. businesses that have a substantial European presence. The firm primarily targets businesses where either opportunities exist for a Buy & Build strategy to be pursued, or where organic growth can be achieved through investment in a roll-out of facilities, stores or geographic expansion. The firm's principal focus is on investing in the following sectors: Business and Financial Services, Healthcare, Manufacturing, Leisure and Retail/ Consumer.

225 West Wacker Drive, Suite 1200ChicagoIL60606312-634-2561312-634-0044

Portfolio companies include:Kallehttp://en.wikipedia.org/wiki/KalleOrizonhttp://www.orizonrealestate.com/Azzurri Communicationshttp://azzurricommunications.com/Astron Grouphttp://www.printingtalk.com/news/ast/ast000.htmlTJ Hugheshttp://www.tjhughes.co.uk/Orefihttp://www.orefi.fr/Norbainhttp://www.norbain.com/Fired Earthhttp://www.firedearth.com/Aesicahttp://www.aesica-pharma.co.uk/Schneider Grouphttp://www.theschneidergroup.com/European Dental Partnershttp://www.edp-holding.eu/germany.htmBarracuda Grouphttp://www.thebarracudagroup.com/BST Safety Textileshttp://www.global-safety-textiles.com/en/Finnish Chemicalshttp://www.kemira.com/en/Pages/default.aspxGalahttp://www.galabingo.com/JOSThttp://www.jost-world.com/Link Financialhttp://en.linkfinancial.eu/Oasis Storeshttp://www.oasis-stores.com/Phadiahttp://www.phadia.com/Pubmasterhttp://www.punchtaverns.com/PunchInvestment Team:Neil MacDougall, (London) Managing PartnerNeil.MacDougall@silverfleetcapital.comGuy Petrelli, (Chicago) PartnerGuy.Petrelli@silverfleetcapital.comStateline Angelswww.statelineangels.comAInformation TechnologySeedEarlyFounded in 2004, Stateline Angels is an angel investor organization that provides investment capital and is comprised of a group of successful business executives in the greater Rockford, Illinois area. The founders and members have significant operational expertise in a variety of industries and businesses. The members have dedicated themselves to fostering growth in the "Stateline" area by assisting individuals to create successful businesses. Stateline Angels' members look for situations where the capital sought ($250,000 or more) will take the company to the next level. The prospective market opportunity must be sufficient to create a business with a least $5 to $10 million in revenues.

605 Fulton AvenueRockfordIL61103

Portfolio companies include:Akoyahttp://www.akoyaonline.com/10Xhttp://www.10xtechnology.com/Novus Ice Systemshttp://novusicesystems.com/LiftSeathttp://liftseat.com/Atometrichttp://atometric.com/IMCO Technologieshttp://imcotechnologies.com/Bias Powerhttp://www.biaspower.com/Advanced Diamond Technologieshttp://www.thindiamond.com/Ratiohttp://ratiodrugdelivery.com/Traycer Systemshttp://www.traycer.com/Lumec Control Productshttp://www.irisvalve.com/Investment Team:Dale E. Falconer, President, 815-247-8411defalconer@sewardscrew.comDeWayne Fellows, Vice President, 815-262-5317defellow@aol.comBrian Helm, Membership Directorbrianhelm@hemgroup.comSterling Partnerswww.sterlingcap.comVCPEInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesEducation & TrainingExpansionMiddle MarketFounded 1983, Sterling Partners is a private equity firm founded by entrepreneurs. With nearly $4 billion of capital under management, the firm's investment strategy is to invest up to $175 million of equity in each company with which it partners. Sterling's funds are divided among two investment groups: SCP Funds, which acquire controlling interests in operating companies with enterprise values from $25 million to over $150 million; and SVP Funds, which make investments in companies seeking expansion stage and growth capital. For SVP Funds, the team initially deploys between $5 million to $25 million of equity in each portfolio investment, typically assuming a non-controlling interest. The firm's industries of focus include education, healthcare, business services, direct marketing, specialty manufacturing and distribution, and technology.

1033 Skokie Blvd., Suite 600NorthbrookIL60062847-480-4000847-480-0199

Portfolio companies include:Active Dayhttp://www.activeday.com/The Becker Grouphttp://beckergroup.com/Cognitive Conceptshttp://earobics.com/Ecovationhttp://en.wikipedia.org/wiki/EcovationGEM Mobile Treatment Serviceshttp://gem-mobile.com/The InfiLaw Systemhttp://infilaw.com/Liberty Propanehttp://www.libertypropane.net/Meritashttp://www.meritas.org/Ameritoxhttp://www.ameritox.com/Artromick Internationalhttp://www.capsasolutions.com/Ashworth Collegehttp://www.ashworthcollege.edu/Atlantic Premium Brandshttp://atlanticpremiumbrands.com/Avectrahttp://avectra.com/Centerre Healthcarehttp://www.centerrehc.com/Connections Academyhttp://www.connectionsacademy.com/home.aspxContinental Casehttp://www.continentalcase.com/Cornerstone Recordshttp://cornerstone-rm.com/Educate Onlinehttp://educate-online.com/Desert NDThttp://www.desertndt.com/Foundation Partners Grouphttp://www.foundationpartners.com/Foundations Recovery Networkhttp://www.foundationsrecoverynetwork.com/IOhttp://www.iodatacenters.com/Laureate Educationhttp://laureate.net/The Leman International Schoolhttp://intlschool.org/Livingston Internationalhttp://www.livingstonintl.com/Optimer Brandshttp://www.drirelease.com/Pacific Interpretershttp://www.pacificinterpreters.com/Paradigm Management Serviceshttp://paradigmcorp.com/Progressus Therapyhttp://www.progressustherapy.com/Prospect Mortgagehttp://myprospectmortgage.com/Remedi SeniorCarehttp://remedirx.com/Rittenhouse Senior Livinghttp://www.rittenhousesl.com/The SAVO Grouphttp://www.savogroup.com/School of Rockhttp://www.schoolofrock.com/SecureNethttp://www.securenet.com/index.phpSelect Comforthttp://www.sleepnumber.com/First Choice Emergency Roomhttp://www.fcer.com/Mosaidhttp://www.mosaid.com/Tribeca Flashpointhttp://www.tfa.edu/Investment Team:Eric D. Becker, Senior Managing Directorebecker@sterlingpartners.usRick M. Elfman, Senior Managing Directormelfman@sterlingpartners.usSteven M. Taslitz, Senior Managing Directorstaslitz@sterlingpartners.usR. Christopher Hoehn-Saric, Senior Managing Directorchoehn-saric@sterlingpartners.comJeffrey R. Schechter, Managing Director, Chief Financial Officerjschechter@sterlingpartners.comDaniel W. Rosenberg, Managing Directordrosenberg@sterlingpartners.usTom D. Wippman, Managing Director and General Counseltwippman@sterlingpartners.usAlan Macksey, Jr. , Managing Directoramacksey@sterlingpartners.comGarrick M. Rice, Managing Directorgrice@sterlingpartners.comSvoboda Capital Partnerswww.svoco.comPEBusiness ServicesTransportation & DistributionConsumer ProductsMiddle MarketFounded 1998, Svoboda Capital Partners (SC) (formerly known as Svoboda, Collins) is a Chicago-based private equity firm that invests in and helps build value-added distribution, business services, and consumer products businesses. SC manages $250 million of committed capital which it invests in middle market companies either through management buyouts, leveraged recapitalizations or growth equity investments. Prospective targets typically have $10 to $100 million in revenue and $3 to $15 million in EBITDA. SC typically makes investments of $10 to $25 million per company as the sole investor, or in partnership with other private equity firms.

One North Franklin Street, Suite 1500ChicagoIL60606312-267-8750312-267-6025

Portfolio companies include:GPAhttp://en.wikipedia.org/wiki/Grade_(education)SPS Commercehttp://www.spscommerce.com/Nth Degreehttp://www.nthdegree.com/Austin Logisticshttp://alisolutions.com/Cape Electrical Supplyhttp://www.capeelectric.com/Optronics Productshttp://www.optronics.com/Border Construction Specialtieshttp://www.teamborder.com/World Data Productshttp://www.wdpi.com/Databank IMXhttp://www.answers.com/topic/databank-imxMonroe Engineeringhttp://www.monroeengineering.com/Ward Adhesiveshttp://www.ward-adhesives.com/Investment Team:John A. Svoboda, Co-Founder & Senior Managing Directorjas@svoco.comAndrew B. Albert, Managing Director & Operating Partneraalbert@svoco.comPeter M. Gotsch, Managing Directorpgotsch@svoco.comRichard J. Harpster, Principalrjh@svoco.comJeffrey S. Piper, Principaljsp@svoco.comDavid D. Schumacher, Vice Presidentdschumacher@svoco.comJoseph B. Graves, Analystjgraves@svoco.comJoseph D. Thomas, Analystjthomas@svoco.comTactics II Stem Cell Partnerswww.tactics2.comVCLife Sciences & HealthcareEarlyTactics II Stem Cell Ventures manages investments in companies industrializing human pluripotent stem cell technologies.

General Partner, LLC5 Revere Drive, Suite 200NorthbrookIL60062

Portfolio companies include:Cellular Dynamicshttp://www.cellulardynamics.com/Investment Team:Robert J. Palay, JD, MBA, Managerbpalay@tacticsii.comThomas M. Palay, JD, PhD, ManagerJames A. Thomson, VMD, PhD, Chairman of the Scientific Advisory BoardThe Riverside Companywww.riversidecompany.comPECommunications & NetworkingMedia & Digital MediaLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantAgriculture & Agricultural ScienceMiddle MarketFounded 1988, Riverside is one of the leading private equity firms investing in companies at the smaller end of the middle market, focusing on industry-leading companies valued under $200 million. The firm has more than $3 billion in capital under management and over 200 professionals in offices in Atlanta, Brussels, Budapest, Chicago, Cleveland, Dallas, Hong Kong, Los Angeles, Luxembourg, Madrid, Melbourne, Munich, New York, Prague, San Francisco, Seoul, Stockholm, Tokyo, and Warsaw. Riverside considers acquisitions of companies with diversified customer bases (without undue concentrations), headquartered in North America, and in operation for at least five years. Since inception, Riverside has completed more than 260 transactions. The Riverside Capital Appreciation Fund (RCAF) traces its lineage to 1988. It invests in North American-based platform companies with EBITDA of $5 million to $20 million. Riverside Europe Fund (REF) began making investments in 1997. This investment fund family invests in leading companies from Portugal to Scandinavia with EBITDA of between 3 million euro and 20 million euro. Riverside Micro-Cap Fund (RMCF) made its first investment in 2005. This investment fund family seeks fast-growing North American "micro" companies with up to $5 million in EBITDA. Riverside Asia-Pacific Fund (RAF) was launched in 2007. This investment fund family targets the developed economies of the Asia-Pacific region, focusing on companies with less than $15 million in EBITDA.

4545 N. Hermitage AvenueChicagoIL60640773-334-7518773-334-7103

Portfolio companies include:DuBois Chemicalshttp://www.duboischemicals.com/Monessen Hearth Systemshttp://www.monessenhearth.com/The Dwyer Grouphttp://www.dwyergroup.com/Novamedhttp://novamed.com/ActivStylehttp://www.activstyle.com/Adventures In Advertisinghttp://aiagearedforgrowth.com/Agenshttp://agens.no/American Hospicehttp://www.americanhospice.com/Anitoxhttp://www.anitox.com/Arena Grouphttp://arenagrouponline.com/Avatarhttp://www.avatarmovie.com/BioSan Laboratorieshttp://biosan.com/Camelot Educationhttp://www.cameloteducation.com/Capolhttp://www.capol.co.uk/Centive Serviceshttp://centiv.com/Coeurhttp://www2.coeur.com/Connor Sport Courthttp://connorsportcourt.com/Crioestaminalhttp://www.crioestaminal.pt/Baby Joggerhttp://www.babyjogger.com/CPA Site Solutionshttp://www.cpasitesolutions.com/DentalPlans.comhttp://www.dentalplans.com/DISAhttp://www.disa.com/Emergency Communications Networkhttp://www.ecnetwork.com/FoodStatehttp://www.foodstate.com/HRA Pharmahttp://www.hra-pharma.com/Keymilehttp://www.keymile.com/en/Paretohttp://www.pareto.ca/Sunlesshttp://www.sunlessinc.com/Investment Team:Dan Colbert, Operating Partner (Chicago)dcolbert@riversidecompany.comScott Gilbertson, Principal (Chicago), Originationsgilbertson@riversidecompany.comStewart A. Kohl, Co-CEO (Cleveland)skohl@riversidecompany.comGeorge Benson, Operating Partner (Cleveland)gbenson@riversidecompany.comStephen P. Dyke, Partner (Cleveland)sdyke@riversidecompany.comTimothy A. Gosline, Partner (Cleveland)tgosline@riversidecompany.comDavid S. Logan, Operating Partner (Cleveland)dlogan@riversidecompany.comRon Sansom, Managing Partner (Cleveland)rsansom@riversidecompany.comJeff Goodman, Operating Partner (Cleveland)jgoodman@riversidecompany.comJeff S. Tobin, Operating Partner (Cleveland)jtobin@riversidecompany.comChip Walker, Principal (Cleveland)cwalker@riversidecompany.comSteve Stubitz, Operating Partner (Chicago)sstubitz@riversidecompany.comThoma Bravowww.thomabravo.com PEInformation TechnologySoftware & InternetFinancial ServicesConsumer ProductsEducation & TrainingMiddle MarketThoma Bravo is a successor to the firm of Golder Thoma & Co. established in 1980. Golder Thoma originated the "consolidation" or "buy and build" investment strategy which sought to combine the best of venture investing with the best of leveraged buyouts by investing in a "platform" business in a fragmented industry, and then working with management to transform it into a larger and more profitable business through internal growth and a series of strategic, industry consolidating acquisitions. Thoma Bravo's strategy has been refined through nine private equity investment funds representing almost $4 billion in committed capital. The firm seeks to invest in established companies that have a history of profitability, earnings (EBITDA) greater than $10 million, and a strong management team with a record of accomplishment. Thoma Bravo's principal focus is on companies headquartered in the U.S., but the firm can invest elsewhere as well. Thoma Bravo's investments can be in the form of take-private transactions, buy-outs, management buy-outs, recapitalizations, roll-overs of a portion of existing equity, and growth equity investments. The firm's usual equity commitment is at least $25 million and can be as large as $200 million or more. Thoma Bravo invests across multiple industries, currently with a particular focus on enterprise and infrastructure software, education, distribution, financial services and consumer goods and services. The firm does not invest in new inventions or technologies, developmental products or services, business start-ups, the biological sciences, motion pictures, distressed businesses, oil and gas or real estate.

300 N. La Salle St., Suite 4350ChicagoIL60654312-254-3300312-254-3301

Portfolio companies include:American-Amicable Holdingshttp://www.manta.com/c/mm4sb0y/american-amicable-holding-incConsonahttp://www.consona.com/Entrusthttp://www.entrust.com/Flexera Sotfwarehttp://www.flexerasoftware.com/iTerahttp://itera.com/Manatronhttp://www.manatron.com/Plato Learninghttp://www.plato.com/SonicWALLhttp://www.sonicwall.com/Attachmatehttp://www.attachmate.com/Consonahttp://www.consona.com/Embarcadero Technologieshttp://www.embarcadero.com/Excelligence Learninghttp://www.excelligencelearning.com/Flexera Softwarehttp://www.flexerasoftware.com/Hyland Softwarehttp://www.hyland.com/careersLANDesk Softwarehttp://www.landesk.com/Local Media of Americahttp://www.sandiegoradio.com/news/2010/02/2248/Plato Learninghttp://www.plato.com/Porter & Chester Institutehttp://www.porterchester.com/about.htmlRoadnet Technologieshttp://www.roadnet.com/Sirius Computer Solutionshttp://www.mysiriuszone.com/Tripwirehttp://www.tripwire.com/Vision Solutionshttp://www.visionsolutions.com/Archipelago Learninghttp://www.archlearning.com/Blue Coat Systemshttp://www.bluecoat.com/InfoVistahttp://www.infovista.com/Network Instrumentshttp://www.networkinstruments.com/Telestreamhttp://www.telestream.net/Investment Team:Lee M. Mitchell, Managing Partnerlmitchell@thomabravo.comCarl D. Thoma, Managing Partnercthoma@thomabravo.comA.J. Rohde, Vice Presidentarohde@thomabravo.comAndrew Gustafson, Vice Presidentagustafson@thomabravo.comTMB Industrieswww.tmbindustries.comPEManufacturing & IndustrialConsumer ProductsMiddle MarketTMB Industries is a Chicago-based private equity firm focused on creating value through investing in industrial businesses and providing management and operational resources to those investments. TMB has acquired 41 businesses since 1989 and generally acquires industrial businesses with annual revenues of up to $50 million. TMB has significant experience acquiring and operating businesses in the general industrial, automotive, medium and heavy-duty truck, and engineered products sectors. The firm targets North American opportunities, with a preference for the Midwest.

980 North Michigan Ave., Suite 1400 ChicagoIL60611312-214-4918

Portfolio companies include:Stainless Foundryhttp://www.stainlessfoundry.com/Whitleyhttp://en.wikipedia.org/wiki/WhitleyProspect Foundryhttp://prospectfdry.com/Coach and Car Equipmenthttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=34543604Northern Tubehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=1000277DuPage Die Castinghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=819302Heckethornhttp://www.hecomfg.com/Accura Tool & Moldhttp://www.accuratoolanddie.com/Lester Precision Die Castinghttp://www.manta.com/c/mm3xdd1/lester-precision-die-castingPhillips & Temrohttp://www.phillipsandtemro.com/Richland Center Foundryhttp://www.rcfoundry.com/Investment Team:Thomas M. Begel, Chairman and Principaltbegel@tmbindustries.comMichael D. Wilson, Managing Directormwilson@begelindustries.comTim Masek, Managing Directortmasek@begelindustries.comCourtney Begel, Managing Directorcbegel@begelindustries.comTricor Pacific Capital, Inc.www.tricorpacific.comPEMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionFinancial ServicesConsumer ProductsMiddle MarketTricor Pacific Capital, Inc. is a private equity investment firm that invests in profitable, well-managed middle-market companies in the manufacturing, service, distribution, and consumer products sectors with enterprise values of between $25 million to $250 million. Tricor is based in Vancouver, British Columbia, with an office in Chicago, Illinois. Tricor currently manages approximately $1 billion in capital and is investing its fourth fund with $555 million in committed capital. The firm's investment efforts are concentrated in the Western and Mid-Western regions of Canada and the United States. Tricor's investments have traditionally been in the area of management-led buyouts, divestitures of non-core divisions of large companies, sales of closely-held companies, recapitalizations, or later-stage growth financings. Tricor can invest up to $1.0 billion with co-investments from its Limited Partners.

One Westminster Place, Suite 100Lake ForestIL60045847-295-4410847-295-4243

Portfolio companies include:Advance Engineered Productshttp://www.advanceengineeredproducts.com/Beresford Boxhttp://www.beresfordbox.com/Golden Boyhttp://www.goldenboypromotions.com/CUShttp://cus.com/Keyeshttp://live.keyes.com/Tharcohttp://www.tharco.com/BFG Supplyhttp://bfgsupply.com/Expocretehttp://www.expocrete.com/Fabprohttp://fabpro.com/CPI Card Grouphttp://www.cpicardgroup.com/Avison Youngwww.avisonyoung.comStrong Precision Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=144396680Investment Team:Bradley S. Seaman, Managing Directorbseaman@tricorpacific.comScott A. Daum, Managing Directorsdaum@tricorpacific.comNicholas A. Peters, Managing Directornpeters@tricorpacific.comJonathan Q. Dries, Directorjdries@tricorpacific.comJack L. Westerman, Directorjwesterman@tricorpacific.comAnkit Vora, Analystavora@tricorpacific.comTrue North Venture Partnerswww.truenorthvp.comVCEnergy & Clean TechAgriculture & Agricultural ScienceEarlyExpansionTrue North is an early stage venture capital company founded by Mike Ahearn, who guided First Solar (NASDAQ:FSLR) from start up to an S&P 500 company. True North Venture Partners invests in and supports early stage businesses that have the potential to transform, expand and lead global industries. The firm is focused on industries such as energy, water, agriculture and waste, where the need for disruptive innovation is great and the challenges faced by entrepreneurs are daunting. While True North prefers to be the first investor in a portfolio company, it also will consider later stage investments in certain circumstances. Total investment in a given company will generally range from $100,000-$25 million, with the capability to invest beyond that amount when appropriate.

205 N. Michigan Avenue, Suite 2930ChicagoIL60601312-574-1700

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Michael J. Ahearn, FounderMatthew S. Ahearn, FounderVernon & Park Capital, LPwww.vernonpark.comVCPEFinancial ServicesEarlyMiddle MarketFounded 2001, Vernon & Park Capital, LP is a private equity firm that focuses on investments in the Exchanges and Financial Markets Sector. Examples of companies in the Sector include those involved in electronic trading, market-making, trading platforms and tools, market data and information, and transaction clearing and settlement operations, as well as products, technology and services related to each of the above. While the primary investment focus of Vernon & Park is on privately-owned businesses in the Sector, Vernon & Park will also invest in publicly-traded companies in the Sector. Vernon & Park focuses on companies located in North America, but also will consider non-U.S. companies for its portfolio. Investments in companies typically range from $1 to $10 million. Vernon & Park generally focuses on investments in more mature businesses in the sector, but also considers earlier-stage, emerging growth companies.

One North LaSalle, Suite 2475ChicagoIL60602312-262-6210

Portfolio companies include:Trumarxhttp://www.trumarx.com/Currenseehttp://www.currensee.com/Quadriservhttp://www.quadriserv.com/Correlixhttp://correlix.com/Canadian National Stock Exchangehttp://cnsx.ca/Firm 58http://www.firm58.com/Mantarahttp://www.mantara.com/Investment Team: James S. Ginsburg, Managing Partnerjginsburg@vernonpark.comLinda B. Ginsburg, Managing DirectorVista Equity Partnerswww.vistaequitypartners.comPEInformation TechnologySoftware & InternetMiddle MarketVista Equity Partners is a private equity firm focused on investing in software and technology-enabled businesses. With approximately $6 billion in committed equity capital, the firm looks for companies that research and develop a proprietary software solution and either license it to their customers or leverage it internally to create a technology-enabled service. This includes companies that develop and market: Software, Software-as-a-Service (SaaS), Technology-enabled business services and Technology-enabled information services. Investment has historically ranged from $20 million to $200+ million in equity capital but the firm is capable of financing larger transactions. Additionally, the firm has provided initial funding below this range as well. The firm pursues investments using a variety of transaction types including, but not limited to: Management and/or leveraged buyouts, Growth or acquisition financings, Recapitalizations or restructurings, Spinouts or divestitures, and Going private transactions. The firm also maintains offices in San Francisco, CA and Austin, TX.

2 Prudential Plaza180 North Stetson Avenue, Suite 4000ChicagoIL60601312-229-9500 312-229-9599

Portfolio companies include:Accruenthttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=1308876Brainwarehttp://www.brainware.com/MicroEdgehttp://microedge.com/Bullhornhttp://www.bullhorn.com/P2 Energy Solutionshttp://www.p2energysolutions.com/SumTotalhttp://www.sumtotalsystems.com/Sumquesthttp://download.cnet.com/SumQuest/3000-2064_4-10215637.htmlZywavehttp://www.zywave.com/Ventyxhttp://www.ventyx.com/Accerohttp://www.sumtotalsystems.com/MRI Softwarehttp://mrisoftware.com/Surgical Information Systemshttp://www.sisfirst.com/ADERANT Holdingshttp://www.aderant.com/Apteanhttp://www.aptean.com/BigMachineshttp://www.bigmachines.com/MISYShttp://www.misys.com/Mitratech Holdingshttp://www.mitratech.com/Relias Learninghttp://www.reliaslearning.com/Reynolds & Reynoldshttp://www.reyrey.com/SirsiDynixhttp://www.sirsidynix.com/Vitera Healthcare Solutionshttp://www.viterahealthcare.com/Investment Team:Christian Sowul, Principalcsowul@vistaequitypartners.comJames P. Hickey, Principaljhickey@vistaequitypartners.comMichael Fosnaugh, Vice PresidentDrew Tate, AssociateRegan Garrett, AssociateRod Aliabadi, AssociateRichard Feinstein, AssociateWater Street Healthcare Partnerswww.wshp.com PELife Sciences & HealthcareMiddle MarketWith nearly $2 billion of capital under management, Water Street Healthcare Partners is a Chicago-based private equity firm focused on healthcare companies. Water Street seeks investments and relationships in targeted sectors across a wide spectrum of the healthcare industry (Diagnostic Devices, Medical Products, Pharmaceutical Services, Specialty Distribution, Specialty Pharmaceuticals, Specialty Services). The firm specializes in creating market leaders through flexible transaction structures, with particular expertise in complex corporate partnerships, carve-outs and recapitalizations in which owners retain a significant ownership stake. Transactions typically range from $50 million to $500 million. Water Street focuses primarily on two groups: large corporations that have low-priority business units or subsidiaries, and middle market healthcare companies where management wants to significantly accelerate growth and value creation. The firm does not typically invest in biotechnology, traditional healthcare facilities (hospitals, nursing homes) or early-stage companies without positive cash flow.

333 West Wacker Drive, Suite 2800 ChicagoIL60606312-506-2900 312-506-2901

Portfolio companies include:AAIPharma Serviceshttp://www.aaipharma.com/Access MediQuiphttp://accessmediquip.com/CareCentrixhttp://carecentrix.com/ConVerge Diagnostic Serviceshttp://convergedx.com/HealthPlan Holdingshttp://healthplanholdings.com/MarketLabhttp://www.marketlabinc.com/MSDhttp://www.msdignition.com/New Century Healthhttp://newcenturyhealth.com/OraPharmahttp://www.orapharma.com/Physiotherapy Associateshttp://www.physiocorp.com/PLUS Diagnosticshttps://www.plusdx.net/Precision Dynamicshttp://www.pdcorp.com/en-us/index.htmlSarnovahttp://sarnova.com/Facet Technologieshttp://www.facettechnologies.com/Breghttp://www.breg.com/Investment Team:Jim Connelly, Partnerjim.connelly@wshp.comTim Dugan, Managing Partnertim.dugan@wshp.comEric Lev, Principaleric.lev@wshp.comPeter Strothman, PrincipalKevin Swan, Partnerkevin.swan@wshp.comChris Sweeney, Partnerchris.sweeney@wshp.comNed Villers, Partnerned.villers@wshp.comRobert Womsley, PartnerAl Heller, Operating PartnerJeff Holway, CFO/CAOjeff.holway@wshp.comSteve Cosler, Operating Partnersteve.cosler@wshp.comWaud Capital Partners, LLCwww.waudcapital.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsMiddle MarketFounded in 1993, Waud Capital Partners is a private equity investment firm that partners with management teams to invest in middle market buyouts, recapitalizations, growth equity investments and industry consolidations. Waud Capital Partners is a growth investor with a value perspective, investing in business and consumer services, healthcare services, specialty distribution and value-added manufacturing. Waud Capital Partners seeks to invest $20 million to $100 million of equity capital in manufacturing, distribution and service companies with: enterprise values ranging from $30 million to $250 million, and sustainable cash flows greater than $5 million.

300 North LaSalle St., Suite 4900ChicagoIL60654312-676-8400312-676-8444

Portfolio companies include:Acadia Healthcarehttp://www.acadiahealthcare.com/Adreimahttp://www.adreima.com/Compexhttp://www.shopcompex.com/Cogent HMGhttp://www.cogenthealthcare.com/home.phpRevenue Cycle Solutionshttp://revenuecyclesolutions.com/Whitehall Productshttp://www.whitehallproducts.com/Hospitalists Managementhttp://www.hmgdoc.com/Aquion Water Treatmenthttp://www.aquionwater.com/CarePoint Partnershttp://carepointpartners.com/Maxum Petroleumhttp://www.maxumpetroleum.com/True Partners Consultinghttp://tpctax.com/Center for Vein Restorationhttp://www.centerforvein.com/National Security Partnershttp://www.nspfed.com/Optimum Outcomeshttp://www.oorcm.com/ProNervehttp://www.pronerve.com/Sterling Reference Labshttp://www.sterlingreflabs.com/Investment Team:Reeve B. Waud, Founder and Managing Partnerrwaud@waudcapital.comMatthew W. Clary, Partnermclary@waudcapital.comDavid O. Neighbours, Partnerdneighbours@waudcapital.comEric Gordon, Vice Presidentegordon@waudcapital.comChristopher J. Graber, Vice Presidentcgraber@waudcapital.comMatthew A. London, Vice Presidentmlondon@waudcapital.comMark D. Flower, Chief Financial Officer & Chief Compliance Officermflower@waudcapital.comPatrisha A. Carlson, Senior Associatepcarlson@waudcapital.comWilliam Blair & Co.www.williamblair.comVCPEInformation TechnologyLife Sciences & HealthcareBusiness ServicesFinancial ServicesConsumer ProductsExpansionMiddle MarketFrom 1982 until 2006, William Blair Capital Partners (WBCP) was the private equity group of William Blair & Company. WBCP had invested nearly $1 billion in more than 140 portfolio companies throughout the United States. The last fund raised and managed was William Blair Capital Partners Fund VII, which is fully invested. Currently, the private capital activities of the firm are focused on Private Placements, PIPES (Private Investment in Public Equity Securities), and investment of funds provided by partners of the firm. WBCP targets four broad growth sectors for investment, each of which has potential long-term growth characteristics, and is aligned with the investment expertise of WBCP. These targeted industry sectors are business and financial services, consumer, healthcare products and services, and technology.

222 West Adams StreetChicagoIL60606312-236-1600

Portfolio companies include:ABC Windowhttp://abcwindow.com/ABRA Auto Body & Glasshttp://www.abraauto.com/Airpaxhttp://www.airpax.net/American Blind & Wallpaperhttp://americanblinds.com/American Civil Constructorshttp://www.accbuilt.com/Carpathia Financial Serviceshttp://www.cgp.com/investments/business_Carpathia.phpCompetehttp://www.compete.com/Coverall North Americahttp://www.coverall.com/CPRihttp://www.cpri.info/CryoCorhttp://cryocor.com/Cubic Waterhttp://www.bloomberg.com/news/2011-10-24/bangkok-evacuations-forecast-as-river-flooding-swells-past-record-of-1995.htmlCypress Medical Productshttp://www.cypressmed.com/Dotshttp://www.dots.com/eInstructionhttp://www.einstruction.com/Genoptixhttp://www.genoptix.com/Healthtraxhttp://healthtrax.com/KaBloomhttp://www.kabloom.com/NuVasivehttp://www.nuvasive.com/Investment Team:Brent W. Gledhill, Global Head of Investment BankingJohn R. Ettelson, President and Chief Executive OfficerJEttelson@ williamblair.comRichard P. Kiphart, Head of Private Client AdvisorsRKiphart@williamblair.comW. George Greig, Global Strategist for Investment ManagementMichelle R. Seitz, Head of Investment ManagementWilliam Harris Investorswww.whicapital.comVCPEFOFEnergy & Clean TechManufacturing & IndustrialBusiness ServicesEarlyMiddle MarketWilliam Harris Investors (WHI) is a privately owned, Registered Investment Adviser that provides investment and wealth management services. Initially founded in 1976 by Irving B. Harris to manage his own family's capital, WHI has expanded its services and client base to include a select group of families, endowments, and foundations whose long-term financial and philosophical goals are well-aligned with those of the firm and its founding family. WHI's Alternatives Group invests client capital both directly and indirectly with a select number of outside investment funds, in order to access sectors, geographies, and strategies outside of traditional stocks, bonds and cash. These investments include, among others, hedge funds, private equity, venture capital, secondary funds, and hard asset funds.

191 North Wacker Drive, Suite 1500ChicagoIL60606312-621-0590312-621-0984

Portfolio companies include:Emerald Wastehttp://www.emeraldwaste.com/CRNhttp://www.crn.com/Veridiamhttp://veridiam.com/Investment Team:Michael S. Resnick, Executive Vice PresidentJohn Cutler, Hedge Fund Analyst and Client Services ManagerLauren Kelly Kurz, Alternatives Investment AnalystAdam Langsam, Senior Vice PresidentWillis Stein & Partnerswww.willisstein.comPEBusiness ServicesConsumer ProductsEducation & TrainingMiddle MarketWillis Stein & Partners is a leading private equity investment firm specializing in negotiated investments in profitable, well-managed and growing companies. Since 1989, the firm has invested almost $3 billion in 50 portfolio companies. The firm supports management teams in acquiring and building middle-market companies focused generally in the Consumer Services, Education, and Specialized Business. Willis Stein targets investments with transaction values ranging approximately from $75 million to $750 million. The firm's most recent fund, Willis Stein & Partners III, is a $1.8 billion private equity fund established in 2000.

One North Wacker Drive, Suite 4800ChicagoIL60606312-422-2400312-422-2424

Portfolio companies include:Education Corporation of Americahttp://ecacolleges.com/CompuPayhttp://www.compupay.com/Velocitelhttp://www.velocitel.com/Strategic Materialshttp://strategicmaterials.com/Aavid Thermal Technologieshttp://www.aavidthermalloy.com/Roll Coaterhttp://www.rollcoater.com/Roundy's Supermarkethttp://www.roundys.com/Merit Health Systemshttp://www.merithealth.com/Investment Team:John R. Willis, Managing Partnerjwillis@willisstein.comAvy H. Stein, Managing Partnerastein@willisstein.comChris Larson, Managing Directorclarson@willisstein.comDavid T. Mills, CFOdmills@willisstein.comWind Point Partnerswww.wppartners.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsMiddle MarketWind Point Partners is a private equity investment firm that manages commitments of approximately $2.8 billion. Since the firm's founding in 1984, Wind Point has raised seven funds with over $2.8 billion in commitments and acquired more than 90 platform companies and 160 add-on acquisitions. The firm is currently committing from Wind Point VII, a $915 million fund closed in April 2009. Wind Point focuses on companies with $100 to $500 million in revenue, targeting equity investments of $30 to $150 million. Wind Point invests primarily in Business Services, Consumer Products, Healthcare, and Industrial Products.

676 N. Michigan Avenue, Suite 3700ChicagoIL60611312-255-4800312-255-4820

Portfolio companies include:Vertellushttp://www.vertellus.com/Railworkshttp://www.railworks.com/Active Interest Mediahttp://www.aimmedia.com/America's PowerSportshttp://www.americaspowersports.com/Citadel Plastecshttp://citadelplastics.com/Hearthside Food Solutionshttp://hearthsidefoods.com/Knape & Vogthttp://www.knapeandvogt.com/Nelson Global Productshttp://www.truckinginfo.com/news/news-detail.asp?news_id=73634Nonni'shttp://nonnis.com/P&L Systemshttp://www.plsdis.com/Petmatehttp://www.petmate.com/Physiotherapy Associateshttp://www.physiocorp.com/Rupari Foodshttp://goliath.ecnext.com/coms2/product-compint-0001324943-page.htmlRyt-Way Industrieshttp://www.rytway.com/Santa Maria Foodshttp://santamariafoods.com/Taylor-Wharton Internationalhttp://www.taylorwharton.com/Interface Solutionshttp://www.sealinfo.com/Investment Team:Nathan Brown, Managing Directornab@wppartners.comBob Cummings, Managing Directorrlc@wppartners.comRich Kracum, Managing Directorrrk@wppartners.comJim TenBroek, Managing Directorjpt@wppartners.comMark Burgett, Managing Directormrb@wppartners.comMichael Nelson, Managing Directormln@wppartners.comPaul Peterson, Principalphp@wppartners.comAlex Washington, Managing Directoraew@wppartners.comLeAnn Kilarski, Chief Financial OfficerWinona Capital Managementwww.winonacapital.comPEManufacturing & IndustrialConsumer ProductsRetail & RestaurantEducation & TrainingSports & EntertainmentMiddle MarketWinona Capital Management provides acquisition and growth capital to outstanding companies in the lower middle market. The firm manages over $125 million and seeks direct investments in consumer-driven companies characterized by innovative high-margin products or services with strong growth prospects in revenues and earnings. Winona has particular interest and experience in businesses focused on: niche consumer goods and services; sports, recreation and leisure; specialty manufacturing and distribution; growth-oriented, multi-unit specialty food and retail; and education services. The firm's focus is on companies with revenues of $10-100 million and EBITDA above $1 million. Winona seeks to commit $5-$20 million in equity capital per opportunity, whether that investment can be made at the outset or committed over a 5 year period. The firm maintains an additional office in Seattle.

980 N. Michigan Avenue, Suite 1950ChicagoIL60611312-334-8800312-223-9484

Portfolio companies include:American Education Grouphttp://www.americanedgroup.com/Bolocohttp://boloco.com/CIRCAhttp://c1rca.com/Dragon Alliancehttp://dragonalliance.com/Johnny's Fine Foodshttp://www.johnnysfinefoods.com/Peter Millarhttp://www.petermillar.com/Petsensehttp://www.petsenseoutlet.com/Top Driverhttp://www.topdriver.com/home.aspxInvestment Team:Dan Kipp, Managing Directordkipp@winonacapital.comLuke Reese, Managing Directorlreese@winonacapital.comLaird Koldyke, Managing Directorlkoldyke@winonacapital.comJeff Vincent, Directorjvincent@winonacapital.comJason Starr, Vice Presidentjstarr@winonacapital.comJason Sowers, Vice Presidentjsowers@winonacapital.comPeter Alonso, Associatepalonso@winonacapital.comBarrett Willich, Associatebwillich@winonacapital.comJohn McBlain, CFOSankaty Advisorswww.baincapital.comPEInformation TechnologyManufacturing & IndustrialTransportation & DistributionConsumer ProductsRetail & RestaurantSports & EntertainmentMiddle MarketSankaty Advisors, LLC, the credit affiliate of Bain Capital, is one of the nation's leading private managers of fixed income and credit instruments. With approximately $16 billion assets under management, Sankaty invests in a wide variety of securities and investments, including leveraged loans, high-yield bonds, distressed/stressed debt, mezzanine debt, structured products and equities. Sankaty's Middle Market Group has invested nearly $2.5 billion in over 100 transactions since inception in 1998. Sankaty's Middle Market Group is actively looking to invest in companies with greater than $10 million of EBITDA. The firm is targeting opportunities in which it can invest $20-75 million, and has the ability to fund and hold up to $150 million.

1603 Orrington Avenue, Suite 815EvanstonIL60201312-214-3909312-214-3942

Portfolio companies include:Acord Holdingshttp://www.manta.com/c/mm4qlj1/acord-holdings-llcAirvanahttp://en.wikipedia.org/wiki/AirvanaAKWhttp://www.akwmedical.com/American Institute of Gastric Bandinghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=27906119Asiakastietohttp://www.asiakastieto.fi/en/Augusta Lumberhttp://ahwood.com/index.htmlBertucci'shttp://www.bertuccis.com/Biffahttp://www.biffa.co.uk/Continental Cement Companyhttp://www.continentalcement.com/web/index.htmlDavis Petroleumhttp://www.davispetroleumcorp.com/Encompass Group Affiliateshttp://encompass.com/EntertainmentFantasyhttp://www.manta.com/c/mrs1qsx/entertainment-fantasyFarley Windowshttp://www.farleywindows.com/Greg Norman Collectionhttp://www.gregnormancollection.com/Hamilton Specialty Barhttp://www.hsbsteel.com/Harvest Time Bread Companyhttp://harvesttimebread.com/Henry's Wrecker Servicehttp://henryswreckerservice.com/Horizon Food Grouphttp://www.horizonfoodgroup.com/K&K Ironworkshttp://www.kkironworks.com/Kelvin Hugheshttp://www.kelvinhughes.com/Latrobe Specialty Steel Companyhttp://latrobesteel.com/MedicineLodgehttp://www.medicinelodge.com/Michael's Finer Meatshttp://michaelsmeats.com/Midstate Mechanicalhttp://www.midstatemechanical.com/MITY Enterpriseshttp://www.answers.com/topic/mity-enterprises-incMotorsports Investment Grouphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=53886294Portuguese Baking Companyhttp://www.theaustin.com/WhoWeServe/Food/PortugueseBakingCompany/tabid/163/Default.aspxPrototech Laserhttp://prototechlaser.com/Publishing Group of Americahttp://www.pubgroup.com/Pulse Home Productshttp://pulseproducts.com/Renal Advantagehttp://www.renaladvantage.com/Restaurant Technologieshttp://www.rti-inc.com/Roadrunner Transportation Serviceshttp://www.rdfs.com/Rotorcraft Leasing Companyhttp://investing.businessweek.com/businessweek/research/stocks/private/snapshot.asp?privcapId=6813923RWI Constructionhttp://rwiconstruction.com/Sandy Alexanderhttp://www.sandyinc.com/Schleichhttp://www.schleich-s.com/Secure Products Internationalhttp://www.secure-products.com/Shari'shttp://www.sharis.com/SHLhttp://www.shl.com/usSolarwindshttp://www.solarwinds.com/Meathttp://en.wikipedia.org/wiki/MeatTransilwraphttp://www.transilwrap.com/Turner Brothershttp://turnerbros.com/Ulterrahttp://www.ulterra.com/Wood Mackenziehttp://www.woodmacresearch.com/cgi-bin/wmprod/portal/energy/portalup/index.jspInvestment Team:Robert Weiss, Executive Vice Presidentrweiss@sankaty.comBrad Charchut, Senior Vice Presidentbcharchut@sankaty.comJon Leisinger, Vice Presidentjleisinger@sankaty.comCloquet Capital Partners, LLCwww.cloquetcapital.comVCPEInformation TechnologySoftware & InternetCommunications & NetworkingGrowthExpansionMiddle MarketCloquet Capital Partners is a private equity firm whose mission is to acquire and build a portfolio of exceptional businesses in niche markets. Cloquet invests in venture-stage communication software companies, management buyouts, growth equity investments and special situations. Formed in 2002, Cloquet seeks to enter into close operating partnerships with the managers of portfolio companies, with Cloquet's resources providing support to help them achieve their strategic objectives and growth. Cloquet invests its own private capital, not that of third parties. Cloquet seeks to make intial investments in companies with revenues up to $50 million. Transaction values typically range between $5 and $30 million. The firm prefers companies in non-turnaround situations to have at least $1 million of operating profit, although this is not a requirement.

302 Silver Creek LaneNorwalkCT06850203-286-6818

Portfolio companies include:uReachhttp://ureach.com/Visionaelhttp://www.visionael.com/eStarahttp://www.atg.com/en/products-services/optimization/live-help/?refId=estaraCad Scienceshttp://cadscience.com/Corentehttp://corente.com/Searchandisehttp://www.searchandise.net/Aeris Communicationshttp://www.aeris.com/MSA Aircrafthttp://msaaircraft.com/Napoleon Stonehttp://napoleonstone.com/Micromatichttp://www.micromatic.com/Quest Specialty Chemicalshttp://questsc.com/Weldmationhttp://weldmation.com/Contractors Wire & Cablehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=46546980UVPhttp://www.uvp.com/Investment Team:Burton McGillivray, PresidentBMcGillivray@ureach.comAffinity Capital Managementwww.affinitycapital.netVCLife Sciences & HealthcareMedical DeviceSeedEarlyGrowthExpansionBased in Minneapolis, Affinity has managed over $165 million since its inception in 1993. Affinity is currently investing its fifth fund, Affinity Capital V. The firm invests in health care companies, from new devices and treatments to improved cost effective care and more efficient and affordable technology systems. Historically, Affinity has invested in companies in all phases of development - from start-ups seeking seed capital to growing companies looking to expand their market opportunity. While Affinity will retain this broad interest, the fifth fund will focus on investment opportunities that possess reasonable expectations of success within a three to five year timeframe.

901 Marquette Avenue, Suite 2820MinneapolisMN55402612-252-9900612-252-9911

Portfolio companies include:Anulex Technologieshttp://anulex.com/iScience Interventionalhttp://iscienceinterventional.com/Spineologyhttp://www.spineology.com/Geodigmhttp://geodigmcorp.com/Atritechhttp://www.atritech.net/Baxanohttp://baxano.com/Botanical Laboratorieshttp://www.wellesse.com/about.aspCardiac Conceptshttp://www.cardiacconcepts.com/Cellerationhttp://www.celleration.com/CoAxiahttp://www.coaxia.com/Data Sciences International http://www.datasci.com/Geodigmhttp://geodigmcorp.com/Hemospherehttp://en.wikipedia.org/wiki/HemisphereiScience Interventionalhttp://iscienceinterventional.com/Isis Parentinghttp://www.isisparenting.com/LifeSynchttp://www.lifesynch.com/National Dentexhttp://www.nationaldentex.com/Novasys Medicalhttp://www.novasysmedical.com/Otologicshttp://www.otologics.com/Proteus Digital Healthhttp://proteusdigitalhealth.com/Respicardiahttp://www.respicardia.com/Sonitus Medicalhttp://www.sonitusmedical.com/Spineologyhttp://www.spineology.com/Uptake Medicalhttp://www.uptakemedical.com/Investment Team:Edson W. Spencer, Jr., Founder and Chairmanespencerjr@affinitycapital.netB. Kristine Johnson, Presidentbkjohnson@affinitycapital.netSerafin Y. Samson, Venture Partnerssamson@affinitycapital.netGregory T. Glarner, Venture Partnergglarner@affinitycapital.netRobin M. Dowdle, CFOrdowdle@affinitycapital.netAgio Capital Partners, LPwww.agio-capital.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketFormed in 1996, Agio Capital Partners is a private investment company headquartered in Minneapolis which makes equity investments in a wide variety of middle market private companies. Agio focuses on management buyouts, add-on acquisitions for portfolio companies, corporate divestitures, family buyouts and recapitalizations. Agio does not focus on venture capital investments (start-up or early stage companies with no history of revenues or cash flow) or companies that require a significant turnaround. Agio's targeted investments are middle market companies with annual sales in the range of $5 million to $100 million, and equity investments of $1 million to $5 million. Agio's focus is on manufacturing, production, fabrication, distribution, and service companies with a preference for profitable niche businesses. The firm does not invest in high-tech, financial, real estate, or retail operations. Agio has a Midwestern focus, but is an active investor throughout the country.

P.O. Box 5267HopkinsMN55343952-938-1628866-683-7270

Portfolio companies include:Engineered Productshttp://www.engproducts.com/Kiefer Builthttp://www.kieferbuiltinc.com/Rourke Publishinghttp://rourkepublishing.com/Superior Toolhttp://superiortool.com/Endres Processinghttp://endresprocessing.com/Brice Southernhttp://www.kellysearch.com/us-company-900765746.htmlBiovance Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=25624National Flood Serviceshttp://www.nfsmt.com/Global Toolhttp://www.globaltools.com/Electro Sourcehttp://www.electro-source.ca/Investment Team:Kenneth F. Gudorf, President & CEOKen@Agio-Capital.comDonald M. Haas, Managing DirectorDon@Agio-Capital.comBest Buy Capitalwww.bestbuy.comCVCInformation TechnologySoftware & InternetSeedEarlyBest Buy Capital is a corporate venture fund formed to support minority investments across the enterprise. Best Buy Capital will have two main initiatives in supporting minority investments: 1) A program (Core Fund) supporting investment opportunities for current business units consistent with the firm's past investment activities; and 2) A new strategic initiative (Alpha Fund) which provides a market-based mechanism for Best Buy to proactively participate in and encourage consumer innovations and disruptions by making direct investments in companies that are early on in their lifecycles.

7601 Penn Avenue SouthRichfieldMN55423-3645612-292-6397

Portfolio companies include:IMVUhttp://www.imvu.com/mIQhttp://miqlive.com/Valencellhttp://valencell.com/Zeohttp://www.myzeo.com/Dashwirehttp://www.dashwire.com/Viewdlehttp://www.viewdle.com/Avnerahttp://www.avnera.com/Control4http://control4.com/Investment Team:Kuk Yi, Corporate Vice President and Managing PartnerMat Ingle, PrincipalWinnie Zeng, Sr. DirectorTimmeko Love, PrincipalBlueStream Ventureswww.bluestreamventures.comVCInformation TechnologyCommunications & NetworkingStorage & HardwareEarlyGrowthExpansionBlueStream Ventures is a venture capital partnership focused on technology companies in communications infrastructure, enterprise and infrastructure software, storage and wireless. BlueStream invests in companies at every stage and the firm's existing portfolio is well-balanced across early, middle and later stage opportunities. The size of BlueStream's initial investments varies from $2 to $4 million for early stage and up to $10 million for later stage companies.

221 East Myrtle StreetStillwaterMN55082651-967-5040651-967-5055

Portfolio companies include:Meru Networkshttp://www.merunetworks.com/Ounce Labshttp://www.ibm.com/software/rational/products/appscan/source/Wakesofthttp://www.infoworld.com/d/architecture/soa-vendor-wakesoft-shut-down-monday-982Pirus Networkshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=126014Semrockhttp://www.semrock.com/Akorrihttp://www.netapp.com/us/products/management-software/oncommand-insight/insight-balance.htmlCalabriohttp://calabrio.com/Fieldglasshttp://www.fieldglass.com/Gearworkshttp://gearworkscyclery.com/Invio Softwarehttp://www.storagesearch.com/invio.htmlSpanlinkhttp://www.spanlink.com/Onettahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=428777Surgienthttp://www.quest.com/cloudautomation/Wakesofthttp://www.wakesoft.com/Investment Team:Tom Erickson, Co-Foundertom@bluestreamventures.comRaj Gollamudi, Co-Founderraj@bluestreamventures.comConstance Paiement, CFOconnie@bluestreamventures.comSteve Sigmond, Venture Partnersteve@bluestreamventures.comBrass Ring Capitalwww.brassringcapital.comPEManufacturing & IndustrialBusiness ServicesEducation & TrainingMiddle MarketBrass Ring Capital is a private investment firm focused on addressing the equity and liquidity needs of small businesses in the Upper Midwest with a preference for companies located in Minnesota, Wisconsin, and contiguous states. The firm's team works in partnership with owners and managers to facilitate ownership transitions of profitable, niche companies generating revenues of $5-$50 million. Brass Ring focuses on companies with five or more years of operation in the business services and manufacturing sectors, with $1 - 3+ million in EBITDA. The firm manages two investment partnerships, Renovare Capital Partners and RCP Fund II, which are funded by more than 60 successful small business owners, investment managers, and operating executives as well as Brass Ring's partners. The firm has an additional office in Milwaukee.

301 Carlson Parkway, Suite 265MinnetonkaMN55305952-473-2710952-473-3607

Portfolio companies include:American Finishing Resourceshttp://www.afrnow.com/Franklin Energyhttp://www.franklinenergy.com/Infinity Precisionhttp://infinityprecision.com/IGC Technologieshttp://www.igctechnologies.com/Nationwide Learninghttp://www.nationwide-learning.com/Investment Team:David J. Raffel, Managing Directordjr@brassringcapital.comMary L. Dyrhaug, Office ManagerSteven D. Peterson, Managing Director (Wisconsin)sdp@brassringcapital.comConvergent Capitalwww.cvcap.comPEManufacturing & IndustrialBusiness ServicesMiddle MarketConvergent Capital is an investment company focused on providing growth and acquisition capital for businesses committed to long-term, sustainable growth in a broad range of industries. The firm's investment fund, Convergent Capital Partners I, is a Small Business Investment Company (SBIC). In operation since 1998, Convergent has over $150 million in capital under management. Convergent provides growth and acquisition financing to businesses committed to long-term, sustainable growth. The firm also structures investments around recapitalizations, management buy-outs, consolidations and add-on financings to its existing portfolio companies for acquisitions or other special situations. Convergent targets firms with annual revenues in excess of $5 million and positive cash flow from operations. Convergent prefers deals of $2 million to $8 million with the ability to co-invest in larger financings. As a licensed SBIC, Convergent invests in companies that meet the U.S. Small Business Administrations definition of a small business:Net worth of $18 million or less, and an average net income of $6 million or less over the past two years. The firm will consider investments in a broad range of industries across the United States.

505 N. Highway 169, Suite 245MinneapolisMN55441763-432-4080763-432-4085

Portfolio companies include:After Sixhttp://www.aftersix.com/Quality Logginghttp://www.qualitylogging.biz/Ecological Systemshttp://www.ecologicalsystems.biz/Key Health Grouphttp://keyhealth.net/AMSIhttp://www.amsi.com/Best Security Industrieshttp://bsi-eas.com/Hastings Manufacturing Companyhttp://www.hastingsmfg.com/Midwest Supplieshttp://www.midwestsupplies.com/Multibandhttps://www.multibandusa.com/Progressive Railhttp://www.progressiverail.com/Quaker Bakery Brandshttp://www.quakerbakery.com/Qualawashhttp://www.qualawash.com/SpeedyPinhttp://speedypin.com/Solvairhttp://solvaircleaning.com/Clinkenbeard & Associateshttp://www.clinkenbeard.com/R.R. Street & Co.http://www.4streets.com/Source Internationalhttp://www.sourceseating.com/Tri Star Protector Service Co.http://tristarprotector.com/daVinci Dental Studioshttp://www.davincilab.com/Staff Onehttp://www.staffone.com/Tulsa Powerhttp://www.tulsapower.com/Custom Profilehttp://www.custom-profile.com/Energy Recovery Productshttp://www.energyrecovery.com/IntelePeerhttp://www.intelepeer.com/Investment Team:John Mason, Managing Partner & Co-Founder, 763-432-4082jmason@cvcap.comKeith Bares, Managing Partner & Co-Founder, 763-432-4081kbares@cvcap.comMatthew Grossman, Director, 763-432-4083mgrossman@cvcap.comTravis D. Soule, Director, 763-432-4080tsoule@cvcap.comJohn C. Chan, Director, 949-200-6033jchan@cvcap.com Coral Groupwww.coralgrp.comVCInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaEarlyCoral Group is a leading venture capital firm focused on technology companies, with a particular interest in the communications, software, enterprise computing and media sectors. Coral partners with emerging companies in markets experiencing technology-driven transitions, which often result in new business modalities and new market participants. Since 1990, the Coral team has invested in over 100 companies in the United States, Israel and Europe. Coral Capital is headquartered in Minneapolis with a presence in Silicon Valley, Denver, and Atlanta. The firm invests in companies throughout the United States and in select locations internationally. Coral's investment focus within the technology market is on five high growth areas: Rich digital media, Horizontal infrastructure software, Vertical application software and software as a utility, Communication services, and Communications equipment and infrastructure. Investment sizes range in size from $3 million to as much as $15 million, typically invested in multiple rounds of financing. Over the years, Coral has syndicated over $1 billion of capital for the firm's portfolio companies. The firm is also able to assist companies in raising capital from non-traditional equity sources and non-equity sources. Since 1990, the Coral team has invested in over 100 companies in the United States, Israel and Europe.

60 South Sixth Street, Suite 2210 MinneapolisMN55402612-335-8666 612-335-8668

Portfolio companies include:Freebordershttp://www.freeborders.com/Infinerahttp://infinera.com/Gearworkshttp://gearworkscyclery.com/Red Bend Softwarehttp://www.redbend.com/Elity Systemshttp://elitesystems.net/Delivery Agenthttp://www.deliveryagent.com/Entonehttp://entone.com/Firetidehttp://www.firetide.com/FON Wirelesshttp://www.fon.com/enForce10 Networkshttp://www.force10networks.com/InfoGinhttp://www.infogin.com/Movius Interactivehttp://www.moviuscorp.com/PlayPhonehttp://www.playphone.com/Red Bend Softwarehttp://www.redbend.com/Investment Team:Yuval Almog, Senior Managing DirectorYuval@coralcm.comChristopher Smith, DirectorChris@coralcm.comMark Headrick, Managing Director/General CounselMark@coralcm.comCrawford Capital Corporation (CCC)www.crawcap.comVCMBInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareMedical DeviceEarlyCrawford Capital Corporation (CCC) has been assisting early stage companies in raising capital since 1990. Founder, Paul Crawford is both a venture capitalist and an entrepreneur, and has been working with developing business since the late 70's. Crawford Capital assists early stage businesses in raising capital principally through a network of Angel investors and small venture capital firms. Crawford Capital is not a brokerage firm and does not earn commissions for its services. CCC earns fees for ongoing services and is effective in raising between $250,000 and $1.5 million per business client. CCC's interests are in medical devices, communications technology, biotech, software and technology. Crawford Capital's portfolio today is dominated by Software as a Service (SaaS) services and 4G, Mobile WiMAX.

125 Main St. S.E., Suite 270 MinneapolisMN55414612-676-1436612-676-1438

Portfolio companies include:Commission Junctionhttp://www.cj.com/Wireless Ronin Technologieshttp://www.wirelessronin.com/Biopolymer Engineeringhttp://biopolymer.com/Empathic Clinical Suiteshttp://empathic.com/SaaSware Highwayhttp://saasware.com/contact/MSAFastDraftPROhttp://www.msafastdraft.com/Aboutus.aspxCompleteLAW-WEBhttp://saasware.com/portfolio/completelaw-web/Sports Director Onlinehttp://sports.yahoo.com/mlb/news?slug=ap-cubs-bohringerLocaloophttp://localoop.com/iFundraise4uhttp://ifundraise4u.com/Qualigenhttp://www.qualigeninc.com/ALunghttp://www.alung.com/Space Datahttp://www.spacedata.net/Disc Motionhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=32285152Investment Team:Paul Crawfordpc@crawcap.comBlack River Asset Managementwww.black-river.comCVCEnergy & Clean TechManufacturing & IndustrialAgriculture & Agricultural ScienceEarlyMiddle MarketBlack River is a global alternative asset management firm providing hedge fund and private equity solutions to institutional investors. Formed in 2003, the firm is an independently managed subsidiary of Cargill, one of the world's largest providers of food, agriculture and industrial products and services. Founded in 2000, Cargill Ventures is now part of Black River, a global asset management company with more than $9 billion of assets under management. Black River's private equity strategies seek to generate attractive, risk-adjusted returns through investments in three distinct sectors: agriculture, food, and metals and mining. Black River maintains additional U.S. offices in San Mateo, CA and New York.

9320 Excelsior Blvd.6th Floor, MS 143HopkinsMN55343952-984-3863

Portfolio companies include:Virent Energy Systemshttp://www.virent.com/Alvine Pharmaceuticalshttp://www.alvinepharma.com/Bakers Circlehttp://www.bakerscircle.co.in/Dust Networkshttp://www.dustnetworks.com/China Data Grouphttp://en.chinasourcing.org.cn/Co.jsp?id=1139EcoSynthetixhttp://www.ecosynthetix.com/Intaliohttp://www.intalio.com/MarkMonitorhttp://markmonitor.com/Microlandhttp://www.microland.com/OB10http://www.ob10.com/OPIhttp://www.opi.com/Teranodehttp://teranode.com/Virenthttp://www.virent.com/Westbridge Capital Partnershttp://www.westbridgecap.com/Investment Team:Gary Jarrett, CEOgary.jarrett@black-river.comJim Sayre, Senior Managing Directorjim.sayre@black-river.comJeff Drobny, PrincipalJeremy Llewelyn, Founding PrincipalGuilherme Schmidt, Founding Principal Talon Merchant Capitalwww.talonmc.comMBConsumer ProductsMiddle MarketFounded in 2008, Talon Merchant Capital is a leading provider of capital to middle-market consumer products companies with $15 million to $500 million in revenue, during periods of growth, restructuring and change. The company is an affiliate of Talon Asset Management, a $1.3 billion investment firm based in Chicago, IL.

2929 N California Ave. ChicagoIL60618312-450-6550 312-450-6551

Portfolio companies include:Lava World Internationalhttp://www.lavalamp.com/Liquidation Worldhttp://liquidationworld.com/index2.htmlInvestment Team:William Wolf, COO, 312-422-5400wwolf@talonmanagement.comSeth Marks, President & CEO, 312-450-6555seth@talonmc.comMeghan Miller, Director, 312-450-6556meghan@talonmc.comDebbie Rosenfeld, Marketing Manager, 312-450-6552debbie@talonmc.comPlenary Partners, LLChttp://plenarypartners.comVCPEEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsExpansionMiddle MarketPlenary Partners is a private investment and advisory firm that favors investing in businesses in which owners desire growth capital or a future ownership transition, but may be struggling with operational, managerial or strategic issues that have restricted the company's growth or performance and access to new investment. Plenary's investment philosophy and flexible funding structures provide an equity alternative to business owners seeking to grow and improve their businesses while planning for an eventual sale or recapitalization. The firm can partner with management sometimes months and even years before an ultimate transaction, providing a customized level of involvement at either the board or operating level. Plenary's principals have previously invested in and assisted several niche manufacturers, healthcare and consumer companies with everything from setting high-level business strategy to providing interim on-site, day-to-day management. Plenary's interest in special situation opportunities allows it to consider companies in a variety of stages or transitions, but ideally they are revenue-generating and cash flow positive. Plenary may consider late-stage venture opportunities under certain circumstances.

131 S. Dearborn, Suite 1700ChicagoIL60603

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Toni Pelaez, Founder, 773-562-7550toni@plenarypartners.comTroy Monthye, Founder, 312-805-2800troy@plenarypartners.comKabir Chaturvedi, Partnerkabir@plenarypartners.comAdvanced Equities Financial Corp. (AEFC)www.advancedequities.comVCInformation TechnologyCommunications & NetworkingEnergy & Clean TechGrowthExpansionLateAdvanced Equities Financial Corp. (AEFC) is a diversified financial services firm. Focusing on retail, institutional securities and venture capital investment banking businesses, AEFC has a rapidly growing network of broker/dealers and wealth management firms. AEFC consists of two core business units: the Venture Capital Investment Banking Group and the Private Client Group. The firm's venture capital investment bank specializes in late-stage private equity finance for the U.S. technology sector and administers more than $30 billion in client assets. AEFC has invested in the sectors of Radio Frequency Identification Device (RFID), Digital Storage, Mobile Wireless / Wi-Fi, Telecommunication Equipment and Services, and Alternative Energy.

311 South Wacker Drive, Suite 1650ChicagoIL60606312-377-5300

Portfolio companies include:Abazabhttp://clipsync.com/abazabAgami Systemshttp://en.wikipedia.org/wiki/Agami_SystemsAlien Technologyhttp://www.alientechnology.com/Arbinethttp://www.arbinet.com/BFG Technologieshttp://www.bfgtech.com/Bloom Energyhttp://bloomenergy.com/Celtronixhttp://www.celtronix.com/Celionhttp://www.celinedion.com/Ceterus Networkshttp://www.overturenetworks.com/CombineNethttp://www.combinenet.com/Crown Energy Drilling Fundhttp://crown-energy.com/Echopasshttp://www.echopass.com/Fireflyhttp://en.wikipedia.org/wiki/Firefly_(TV_series)Force10 Networkshttp://www.force10networks.com/Good Technologyhttp://good.com/IDK/ Patronhttp://answers.yahoo.com/question/index?qid=20080112082210AAJcY1ZInfinerahttp://infinera.com/IP Unityhttp://www.moviuscorp.com/MetricStreamhttp://www.metricstream.com/Motricityhttp://www.motricity.com/Raza MicroElectronicshttp://en.wikipedia.org/wiki/Raza_Microelectronics_IncStorCardhttp://www.storcard.com/VisualEdgehttp://www.visualedge.com/Wayporthttp://aws.wayport.net/XperExhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=7770435Ygnitionhttp://www.ygnition.com/Zantaz.comhttp://www.autonomy.com/content/News/Releases/2008/0307.en.htmlInvestment Team:Byron Crowe, Chief Financial OfficerShawn Rogers, Senior Managing Director & Head of Private Client GroupMark Finckle, Senior Managing Director of Investment BankingRandy Grudzinski, Senior Managing Director, New ProductsDavid E. Schmidt, Special Counsel & Executive Vice President of Investment BankingPeter McDonnell, Senior Managing Director of Investment BankingKeith Daubenspeck, Founder & ChairmanMichael Dockendorf, PresidentGenesis Business Centers, Ltd.www.genesiscenters.comIInformation TechnologySeedFormed in 1977, Genesis Business Centers is a diversified high tech, for-profit incubator program that assists emerging high-tech companies through consulting services as well as by bartering furnished office and production space, business assistance and showcasing opportunities in exchange for stock. Genesis has established a subsidiary called Genesis Portfolio Partners, that functions as a portfolio holding company. Investors may participate in a diversified portfolio of the Genesis incubator companies by investing in this entity. Another Genesis program, the Genesis Transplant program, matches entrepreneurs from the Twin Cities with select communities that are located outside the seven county metro area. The program addresses the imbalance between the capital that exists out-state and the metro-area companies that need that capital for the funding of start-ups or the expansion of small, emerging high tech companies.

901 1/2 First Street NorthPO Box 5644HopkinsMN55343612-455-2215612-455-2216

Portfolio companies include:Excorp Medicalhttp://excorp.com/First Circle Medicalhttp://firstcirclemedical.com/Gel-Del Technologieshttp://gel-del.com/GovDocs.comhttp://www.home.govdocs.com/Aliroohttp://www.aliroo.co.uk/Applied Spectral Imaginghttp://www.spectral-imaging.com/atheart.comhttp://www.athearn.com/CI Technologieshttp://www.ci-technologies.com/CI Systemshttp://www.ci-systems.com/CYMBEThttp://www.cymbet.com/Dymedixhttp://www.dymedix.com/Electronic Materialshttp://electronicmaterials.com/Jerusalem Optical Linkhttp://www.highbeam.com/doc/1G1-12536128.htmlLemnahttp://www.lemna.com/Medochttp://www.medoc.com/MedLink Medicalhttp://www.medlinkusa.com/NetBriefings.comhttp://www.netbriefings.com/NT Internationalhttp://www.ntinternational.com/Optical Sensorshttp://www.avagotech.com/pages/en/optical_sensors/Peat Technologieshttp://americanpeattech.com/Petrometrixhttp://www.petrometrix.com/Provishttp://www.provismedia.com/mobile/Recovery Engineeringhttp://www.answers.com/topic/recovery-engineering-incSavvyNethttp://www.savvynet.com.au/Investment Team:Harlan Jacobs, Founder and PresidentHarlanJacobs@GenesisCenters.comGMB Mezzanine Capital, LPwww.gmbmezz.comPEInformation TechnologyManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketGMB Mezzanine Capital, LP (GMB) makes private mezzanine investments in lower middle-market companies throughout the United States. GMB-II is managed by Lakeside Capital Management, LLC. GMB-II is a licensed Small Business Investment Company and is the second SBIC formed and managed by Lakeside. The first GMB fund (GMB-I) invested $206 million in 29 companies. GMB-II, the current fund, is $240 million. The firm targets companies with total enterprise values under $100 million and with annual revenue between $10 million and $200 million. GMB will invest in a variety of leveraged acquisition, recapitalization, growth/expansion and buyout transactions. The firm's target investment size ranges from $3 million to $15 million, and GMB will participate in larger mezzanine investments with co-investment partners. GMB invests in a diverse mix of products, customers, geographic markets, and suppliers, but will not invest in companies based outside the United States or in real estate, farmland, mining, or oil production. Preferred industries are manufacturing, distribution, fabrication, and service businesses.

50 South Sixth Street, Suite 1460MinneapolisMN55402612-243-4446

Portfolio companies include:Trans-American Security Serviceshttp://www.transalarm.com/index.cfmInvestment Team:Michael D. McHugh, Managing Principalmmchugh@gmbmezz.comCarleton L. Olmanson (Cully), Managing Principalcolmanson@gmbmezz.comBarry S. Lindquist, Managing Principalblindquist@gmbmezz.comSusan A. M. Edmonds, Principalsedmonds@gmbmezz.comDaniel J. Hemiadan, Principaldhemiadan@gmbmezz.comThomas A. Kreimer, Chief Financial Officertkreimer@gmbmezz.comMichael R. Vossen, Vice Presidentmvossen@gmbmezz.comGoldner Hawnwww.ghjm.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantMiddle MarketFormed in 1989, Goldner Hawn is a private equity investment firm, which has invested $575 million (excluding institutional equity co-investments) in 31 platform companies.To date the firm's realized investments have generated an average internal rate of return of 23 percent. Trailhead Fund, which had its first closing in March 2012, has more than $190 million in commitments and is the sixth pool of capital that has been raised by the principals of GHJ&M. The Fund is expected to have a final closing at $250 million prior to year-end. The firm's Consumer Team has interests and experience in investing in consumer products, retailing, food, restaurants, and services. The firm also has a growing interest in healthcare services. Goldner's Industrial and Business Services Team has interest and experience in investing in both outsourced services and manufacturing. The firm targets companies with enterprise values ranging between $20 and $150 million, with an investment size from $10 to $25 million. The firm prefers to invest in businesses located in the Midwestern U.S., particularly in the Upper Midwest.

3700 Wells Fargo Center90 South Seventh Street MinneapolisMN55402-4128612-338-5912

Portfolio companies include:Remmele Engineeringhttp://remmele.com/Allen-Edmonds Shoehttp://www.allenedmonds.com/Houlihan's Restaurantshttp://www.answers.com/topic/houlihan-s-restaurants-incImperial Plasticshttp://www.imperialplastics.com/Mid Valley Industrieshttp://www.mvii.com/Specialty Commoditieshttp://www.specialtycommodities.com/Transport Corporation of Americahttp://transportamerica.com/Westlake Hardwarehttp://www.westlakehardware.com/Investment Team:Jason T. Brass, Managing Directorbrass@ghjm.comVan Zandt Hawn, Managing Directorhawn@ghjm.comJoseph M. Heinen, Managing Directorheinen@ghjm.comTimothy D. Johnson, Managing Directorjohnson@ghjm.comMichael T. Sweeney, Managing Directorsweeney@ghjm.comJohn L. Morrison (Jack), Managing Directormorrison@ghjm.comAaron J. Goldstein, CFOgoldstein@ghjm.comGordian Capitalwww.gordiancapital.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsMiddle MarketBased in New York and Minneapolis, Gordian Capital is an investment firm that seeks to acquire and actively operate privately-held companies with revenues of $5-$50 million, EBITDA greater than $2 million, and margins of at least 10%. The firm takes an active management role in the companies it acquires, providing continuity and long-term growth. Goridan prefers fragmented, niche, and growing industries, including business and consumer service companies, healthcare, light manufacturing, and distribution services. Goridan primarily focuses on opportunities throughout the U.S.

3500 Vicksburg Lane, Suite 173MinneapolisMN55447

Portfolio companies include:Staff Onehttp://www.staffone.com/Investment Team:Robert Befidi, Jr., Co-Founder and Managing Director, 646-620-1552robert@gordiancapital.comMark R. Sinatra, Co-Founder and Managing Director, 646-620-2054mark@gordiancapital.comJames A. Rosemond, Vice PresidentGranite Equity Partnerswww.graniteequity.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesEducation & TrainingMiddle MarketGranite Equity Partners is a Minnesota-based private equity firm that invests in established companies within drive time of its offices. The firm specializes in financing buyouts, recapitalizations, and growth company transactions which include the sale or purchase of a business, generational transfers, or business expansions. Prospective targets should have $10 to $100 million in revenue and $1 to $5 million in EBITDA. Granite prefers companies be located within drive time of its offices.

122 12th Avenue North, Suite 201St. CloudMN56303320-251-1800320-251-1804

(Northfield Office)158 Water Street North, Suite 4BNorthfieldMN55057612-605-8017612-395-9295 Portfolio companies include:MicroBiologicshttp://www.microbiologics.com/Heartland Communications Grouphttp://heartlandcomm.com/Atomic Learninghttp://www.atomiclearning.com/AireO2http://www.aireo2.com/All Flexhttp://www.allflexinc.com/Asset Recoveryhttp://assetrecovery.com/Circuit Checkhttp://www.circuitcheck.com/DeZURIKhttp://www.dezurik.com/GEOTEKhttp://geotekinc.com/Vinylitehttp://vectorwindows.com/WebEquity Solutionshttp://www.webequitysolutions.com/XL Specialized Trailershttp://www.xlspecializedtrailer.com/Investment Team:Rick Bauerly, Co-Founder and Managing PartnerRick@GraniteEquity.comPat Edeburn, Co-Founder and PartnerPat@GraniteEquity.comArt Monaghan, Co-Founder and PartnerArt@GraniteEquity.comShelly Bauerly Kopel, PartnerGreg Schumacher, PartnerGreg@GraniteEquity.comGVG Capital Groupwww.gvgcapital.comPEConsumer ProductsRetail & RestaurantMiddle MarketFounded in 2006, GVG Capital Group invests operating expertise and capital across the retail sector. GVG is focused exclusively on the multi-channel retail sector: store, catalog, Internet and direct. GVG principals have built and led Macys, Fingerhut, Zales, Wilson's Leather, Whitney Automotive Group, and companies that include 2 of the top 10 multi-channel retailers, 5 of the top 100 catalog and Internet retailers, and the #1 store retailers across multiple categories and formats. The firm is flexible in structuring growth equity investments, recapitalizations buyouts, management buyouts, partial roll-overs, public-to-private, and carve outs. GVG targets retailers with revenues of at least $100 million and EBITDA margin of 2% or greater. The firm's investment sizes range from $25-$40 million in companies with enterprise values of $25-$250 million, and EBITDA of $5 million+. GVG is pursuing investments in North America, Europe and Asia. The firm has invested $2 billion in 30 platform companies with digital and/or global thesis.

13033 Ridgedale DriveSuite 126MinnetonkaMN55305612-466-0484866-236-5637

Portfolio companies include:Whitney Auto Grouphttp://www.whitneysautogroup.net/Sheplershttp://www.sheplers.com/BarterBee.comhttp://www.barterbee.com/Investment Team:Love Goel, Chairman & CEOShelley Nandkeolyar, PartnerDominic Rispoli, Partner EmeritusGVG Capital Groupwww.gvgcapital.comNew YorkPEConsumer ProductsRetail & RestaurantMiddle MarketFounded in 2006, GVG Capital Group invests operating expertise and capital across the retail sector. GVG is focused exclusively on the multi-channel retail sector: store, catalog, Internet and direct. GVG principals have built and led Macys, Fingerhut, Zales, Wilson's Leather, Whitney Automotive Group, and companies that include 2 of the top 10 multi-channel retailers, 5 of the top 100 catalog and Internet retailers, and the #1 store retailers across multiple categories and formats. The firm is flexible in structuring growth equity investments, recapitalizations buyouts, management buyouts, partial roll-overs, public-to-private, and carve outs. GVG targets retailers with revenues of at least $100 million and EBITDA margin of 2% or greater. The firm's investment sizes range from $25-$40 million in companies with enterprise values of $25-$250 million, and EBITDA of $5 million+. GVG is pursuing investments in North America, Europe and Asia. The firm has invested $2 billion in 30 platform companies with digital and/or global thesis.

1300 Post Road, Suite 100AFairfieldCT06824203-584-7484866-236-5637

Portfolio companies include:Whitney Auto Grouphttp://www.whitneysautogroup.net/Sheplershttp://www.sheplers.com/BarterBee.comhttp://www.barterbee.com/Investment Team:Love Goel, Chairman & CEOShelley Nandkeolyar, PartnerDominic Rispoli, Partner EmeritusHCI Equity Partnershttp://www.hciequity.comPEInformation TechnologyEnergy & Clean TechManufacturing & IndustrialBusiness ServicesTransportation & DistributionDefense & Homeland SecurityMiddle MarketFormerly known as Thayer | Hidden Creek, HCI Equity Partners is a strategically focused private equity firm that targets growth oriented industrial product and service companies. The Firm has offices in Washington, DC and Minneapolis, MN. HCI Equity Partners focuses in the lower middle market which includes companies with approximately $20 to $200 million in annual revenue (and $5 million to $20 million in EBITDA). HCI targets companies that manufacture components or provide services in markets such as: Aerospace/Defense and Federal Services; Automotive and Commercial Vehicle Suppliers; Distribution; Industrial Distribution; Infrastructure; Power Generation; Test & Measurement; and Transportation and Logistics.

IDS Center80 South 8th Street, Suite 4508MinneapolisMN55402612-332-2335612-332-2012

Portfolio companies include:Mistras Grouphttp://www.mistrasgroup.com/Power & Composite Technologieshttp://www.pactinc.com/Qualitorhttp://www.qualitorinc.com/Suntronhttp://www.suntroncorp.com/Total Qualityhttp://www.performancepeople.com/?ref=nhDynamic Systemshttp://www.dynasys.com/Herndon Productshttp://www.herndonproducts.com/Naumann/Hobbs Material Handlinghttp://www.performancepeople.com/?ref=nhQuadel Consultinghttp://www.quadel.com/TDShttp://www.tdstelecom.com/Investment Team: Doug McCormick, Managing Partnerdougm@hciequity.comDan Dickinson, Managing Partnerdand@hciequity.comScott Rued, Managing Partnerscottr@hciequity.comScott Gibaratz, Managing Directorsgibaratz@hciequity.comDan Moorse, Managing Directordmoorse@hciequity.comCarl Nelson, Managing Directorcnelson@hciequity.comJudy Vijums, Managing Directorjvijums@hciequity.comLisa Costello, CFOlcostello@hciequity.comInitiative Foundationwww.ifound.orgEDInformation TechnologySeedCreated in 1986 by a partnership of local individuals and The McKnight Foundation, the Initiative Foundation is one of six Minnesota Initiative Foundations (MIFs) serving greater Minnesota. The MIFs were originally formed to address economic issues related to rural flight, poverty and downtown decline, which were prevalent during the mid-1980s. The Initiative Foundation offers the following business financing programs to meet diverse regional needs: Business Loans, Technology Business Loans, Green Business Loans, Small Business Loan Guaranties, and Seed Investments. The Foundation prioritizes technology-based and green businesses as well as value-added manufacturing and agriculture operations. Nontraditional business owners such as women and minorities are especially encouraged to apply. The Foundation operates a Seed Capital Fund, designed to advance emerging entrepreneurial ventures by financing product concept, development and market research. Preference is given to projects exhibiting potential for substantial growth through the introduction of new products and services. In return for Seed Capital Fund investments, the Initiative Foundation may negotiate company equity or royalties that reflect the incurred risk. For business start-up and expansion projects, Initiative Foundation business financing programs meet the "gap" between the financing a local lender is able to provide and the equity the owner is able to contribute. Financial participation by a local lender is required. The Seed Capital fund's maximum investment amount is $50,000 per investment. Since its inception, Initiative Foundation invested more than $55.1 million in the region through targeted grants and business financing investments. In 2010, the Foundation also received a $750,000 CDFI grant to support the Technology & Green Loan Funds.

405 First Street SELittle FallsMN56345877-632-9255/ 320-632-9255320-632-9258

Portfolio companies include:Adjust to Wellnesshttp://adjusttowellness.com/CDC Enterpriseshttp://www.cdcenterprises.us/Midwest Calibration & Repairhttp://midwestcalibration.com/CavComhttp://cavcominc.com/Cru Wine Specialistshttp://cruwineonline.com/aboutus.phpDJN, LLChttp://www.manta.com/c/mmj2kjd/djn-properties-llcEquipment Reliability Serviceshttp://www.manta.com/c/mtryndl/equipment-reliability-services-incGranger Machinehttp://grangermachine.com/Green Power Technologyhttp://www.greenpowertechnology.com/Larson Boatshttp://larsonboats.com/Link Corp.http://linkcorp.com/Investment Team:Kathy Gaalswyk, President, 320-631-2005kgaalswyk@ifound.orgLynn Houle-Bushinger, Vice President for Finance & Operations, 320-631-2041lhoule@ifound.orgRandy Olson, Vice President for Economic Opportunityrolson@ifound.orgMatt Kilian, Vice President for External Relationsmkilian@ifound.orgDan Bullert, Business Finance Officerdbullert@ifound.orgDon Hickman, Vice President for Community & Economic Developmentdhickman@ifound.orgLemhi Ventureswww.lemhiventures.comVCLife Sciences & HealthcareSeedEarlyLemhi Ventures invests exclusively in companies with innovative ideas that change the infrastructure and practices of the health care services industry. Lemhi Ventures does not have a specific investment range, but to date, the firm's smallest investment size has been $1 million in seed investments.

315 East Lake Street, Suite 304WayzataMN55391952-908-9680952-908-9780

Portfolio companies include:DestinationRxhttp://www.destinationrx.com/Liazonhttp://www.liazon.com/OneHealth Solutionshttp://www.onerecovery.com/Carol Corporationhttp://carol.com/Recondo Technologyhttp://recondotech.com/ABILITY Networkhttp://www.abilitynetwork.com/TransEngenhttps://transacthealth.com/PlanSourcehttp://www.plansource.com/Shareable Inkhttp://www.shareableink.com/Investment Team:Tony Miller, Managing Partnertmiller@lemhiventures.comJodi Hubler, Managing PartnerRandy Schmidt, Venture PartnerTom Stroh, Vice President of Financetstroh@lemhiventures.comJessica Zeaske, Vice President, Research & DevelopmentMaureen Bowman, Office ManagerLFE Capitalwww.lfecapital.comVCPELife Sciences & HealthcareBusiness ServicesConsumer ProductsGrowthExpansionMiddle MarketLFE Capital was founded in 1999 by Leslie Frecon and currently has two funds under management. LFE Capital provides junior capital to revenue generating companies that are seeking expansion capital to grow their businesses or buyout capital to restructure the ownership of their businesses. LFE's sector preferences are Business Services, Health, and Consumer, as well as a special focus on businesses that are owned or led by women and businesses that target female consumers. The firm invests $2-$5 million over the life of each investment, and will consider larger transactions with co-investors. LFE's geographic focus is the Upper Midwest, investing in established business with revenue of $5-50 million and at least $1 million of annual cash flow; and emerging businesses with at least $5 million of revenue and within 12 months of break-even cash flow.

60 South Sixth Street, Suite 2320MinneapolisMN55402612-752-1809612-752-1800

Portfolio companies include:API Outsourcinghttp://www.apifao.com/M.A. Gedneyhttp://www.gedneypickle.com/SimonDelivershttp://www.cobornsdelivers.com/default.aspCoolibarhttp://www.coolibar.com/Inlet Medicalhttp://inletmedicalassociates.com/home.shtmlAvant Healthcarehttp://avanthealthcare.com/Gentra Systemshttp://www.gentra.com/Global ID Grouphttp://www.global-id-group.com/home.aspxHalo Innovationshttp://www.haloinnovations.com/Immaculate Baking Co.http://immaculatebaking.com/JobDighttp://www.jobdig.com/Porterohttp://www.portero.com/Fitness On Requesthttp://www.fitnessonrequest.com/Investment Team: Leslie Frecon, Chief Executive Officer and Chairmanleslie@lfecapital.comDuane Harris, Chief Administrative Officerdharris@lfecapital.comKellie Bauer, Controllerkellie@lfecapital.comBarb Gooch, Director of Administrationbgooch@lfecapital.comLaurent Frecon, Vice Presidentlfrecon@lfecapital.comNicollet Capital Partners, LLC (NCP)www.nicolletcapitalpartners.comVCFinancial ServicesSeedEarlyExpansionNicollet Capital Partners, LLC (NCP) is in the business of building financial services companies by providing capital and management resources and solutions to its client companies. NCP's investments typically will take the form of seed or development stage equity investments in companies or ideas backed by experienced management in an attractive sector of the financial services industry. Under the right circumstances, NCP will also consider later stage investments and occasionally investments outside of its core focus industry. In addition to equity investments, NCP may provide or arrange debt or structured financing facilities for client companies to fund their ongoing originations. NCP may, from time to time, acquire (or acquire interests in) portfolios of financial assets. NCP has an additional office in Illinois.

701 4th Avenue South, Suite 500MinneapolisMN55415 612-337-9050612-836-1423

Portfolio companies include:Card Acquisitionhttp://www.cardacquisition.com/Investment Team:Gary Peet, Managing Directorgpeet@nicolletcapitalpartners.comAmherst Fund, LLCwww.amherstfund.comVCInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialEducation & TrainingReal EstateSeedEarlyAmherst Fund is a privately held investment company based in Ann Arbor, Michigan that specializes in private equity and community investment. Founded in 1998, Amherst Fund has invested in schools and hospitals in communities across the United States. Along with a community focus, the firm also partners with private companies through equity and debt investments. Seed and venture capital investments for small companies, as well as joint ventures with other funds, have included industries such as: assisted living, electronic component manufacturing, robotic navigation, real estate, natural gas wells, landfill gas reclamation, banking, education, software, medical devices and life sciences venture funds. From municipal bonds to high risk start-ups, Amherst Fund has a broad range of investment participation.

401 E. StadiumAnn ArborMI48104734-662-2102734-663-0056

Portfolio companies include:Saline Lectronicshttp://www.lectronics.net/Asterandhttp://www.asterand.com/ProNAihttp://www.pronai.com/Experienciahttp://experienciaspanish.com/Marine Bankhttp://www.ibankmarine.com/Spirit Shophttp://www.spiritshop.com/Espresso Royalehttp://www.espressoroyale.com/Resonant Venture Partnershttp://resonantvc.com/FlockTAGhttp://flocktag.com/Accuri Instrumentshttp://www.accuricytometers.com/Clancy's Fancy Hot Sauchhttp://clancysfancy.com/DancingStar Productionshttp://dancingstarproductions.com/Arboretum VChttp://www.arboretumvc.com/Beyond Your Doorstephttp://www.beyondyourdoorstep.com/Unique Independent and Assisted Livinghttp://www.univliving.com/CoreControlhttp://www.avacore.com/GT Automotivehttp://www.gtautomotivellc.com/Beal Grouphttp://www.gobeal.com/Investment Team: Matt Turner, President and CEOmatt@amherstfund.comAmherst Turner, Managing Director David Lin, Senior AssociateNorwest Equity Partnerswww.nep.comPEInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesFinancial ServicesConsumer ProductsAgriculture & Agricultural ScienceMiddle MarketFounded 1961, Norwest Equity Partners (NEP) focuses on providing equity investments of $30-$150 million in growing and profitable companies through management buyouts, recapitalizations, and growth financings. NEP completes transactions of $50-$500 million in companies in the following industries: Agricultural services and products, business services, consumer services and products, distribution, energy, financial services, healthcare, manufacturing, plastics and packaging, proven technology, and transportation and logistics. With nearly $5 billion in capital under management, NEP seeks investment opportunities in profitable and growing middle market companies. NEP targets companies with >$10 million EBITDA for platform investments (add-ons of any size). NEP takes pride in its flexible investment charter, extensive resources, carefully tailored transactions and meaningful partnerships. NEP is currently investing NEP IX, a $1.2 billion fund. Wells Fargo & Co., has been the firm's major limited partner for more than 40 years. NEP also makes mezzanine investments through its affiliated partner, Norwest Mezzanine Partners (see profile). The firm has offices in Minnesota and New York.

80 South 8th Street, Suite 3600MinneapolisMN55402612-215-1600 612-215-1601

Portfolio companies include:Rosetta Stonehttp://www.rosettastone.com/Roundy'shttp://www.roundys.com/Tandus Grouphttp://www.tandus.com/Triad Broadcasting Companyhttp://www.triadbroadcasting.com/Becker Underwoodhttp://www.beckerunderwood.com/DCM Serviceshttp://dcmservices.com/Gopher Resourcehttp://www.gopherresource.com/Jacobson Companieshttp://www.jacobsonco.com/Longwood Industrieshttp://longwoodindustries.com/Mitchell Internationalhttp://www.mitchell.com/Momentum Grouphttps://www.themomgroup.com/POEThttp://www.poet.com/Shock Doctorhttp://www.shockdoctor.com/SPIEhttp://spie.org/Actagrohttp://www.actagro.com/GoHealthhttp://www.gohealthinsurance.com/Gopher Resourcehttp://www.gopherresource.com/Minnesota Rubber & Plasticshttp://www.mnrubber.com/Pentec Healthhttp://www.pentechealth.com/Savage Sportshttp://www.savagesportsinc.com/SkinIthttp://www.skinit.com/Stanton Carpethttp://www.stantoncarpet.com/Surgical Information Systemshttp://www.sisfirst.com/Univarhttp://univar.com/Investment Team: Timothy DeVries, Managing General Partner, 612-215-1679TdeVries@nep.comTimothy Kuehl, Partner, 612-215-1668TKuehl@nep.comJohn Lindahl, Managing General Partner, 612-215-1659JLindahl@nep.comTodd Solow, Partner, 612-215-1671TSolow@nep.comJerry Lester, VP of Finance & Administration, 612-215-1674JLester@nep.comJohn Whaley, Managing Administrative Partner, 612-215-1667JWhaley@nep.comTom Schauerman, Partner, 612-215-1695TSchauerman@nep.comAndy Cantwell, PrincipalACantwell@nep.comNorwest Mezzanine Partnerswww.nmp.comPEInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialConsumer ProductsMiddle MarketNorwest Mezzanine Partners (NMP) invests up to $50 million of junior capital to support transactions initiated by private equity sponsors. NMP operates as a standalone investment partnership with an affiliated private equity investment vehicle through Norwest Equity Partners. Wells Fargo & Co. is the fund's major limited partner. Since NMP's inception in 2000, the firm has raised over $1.35 billion through three mezzanine funds. The current fund, NMP III, is a $500 million fund. The firm's investment experience is broad, spanning a wide range of industries, including distribution, manufacturing, healthcare, and consumer products. Transaction types include buyouts, acquisitions, leveraged buildups or consolidations, recapitalizations, and going privates. Investment size ranges from $10-$50 million.

80 South 8th Street, Suite 3600MinneapolisMN55402612-215-1600612-215-1602

Portfolio companies include:Adplexhttp://www.adplex.com/Becker Underwoodhttp://www.beckerunderwood.com/Longwood Industrieshttp://www.longwoodindustries.com/InnoWarehttp://innowareinc.com/Spyder Active Sportshttp://www.spyder.com/Coastal QSR Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=54694761Continental Structural Plasticshttp://www.cspplastics.com/Diversified Maintenance Systemshttp://www.dmsutah.com/General Productshttp://www.general-products.com/Hospitality Staffing Solutionshttp://www.hospitalitystaffing.com/International Imaging Materialshttp://www.iimak.com/Momentum Grouphttps://www.themomgroup.com/Norwescohttp://norwesco.com/PLZ Aerosciencehttp://www.plzaeroscience.com/Portable Facilities Holdingshttp://www.manta.com/c/mry790f/portable-facilities-holdings-iActagrohttp://www.actagro.com/Avtronhttp://www.avtron.com/Kuss Filtrationhttp://www.kussfiltration.com/Longwood Industrieshttp://longwoodindustries.com/One Call Medicalhttp://www.onecallmedical.com/Pentec Healthhttp://www.pentechealth.com/Portable Facilities Holdingshttp://www.manta.com/c/mry790f/portable-facilities-holdings-iRyt-way Industrieshttp://www.rytway.com/Savage Sportshttp://www.savagesportsinc.com/Southeast QSR Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=31230432Investment Team:Carter Balfour, Partner, 612-215-1664cbalfour@nmp.comJohn Hogan, Partner, 612-215-1638jhogan@nmp.comShani Graber, Principal, 612-215-1694sgraber@nmp.comTimothy DeVries, Managing General Partner, 612-215-1679tdevries@nmp.comJohn Whaley, Managing Administrative Partner, 612-215-1667jwhaley@nmp.comRyan Engle, Principalrengle@nmp.comJerry Lester, VP of Finance & Administration jlester@nmp.comAnn Arbor Angelswww.annarborangels.orgAInformation TechnologySoftware & InternetEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialSeedEarlyFounded in 2002, the Ann Arbor Angels (A2A) is a collaborative non-profit organization dedicated to bridging the gap between angel investors and early stage technology-based companies with an annual revenue potential of at least $50 million. The focus of the organization is to facilitate private equity and debt financing. The Angels invest mostly in early stage technology-based companies in the Greater Ann Arbor, Michigan seeking funding between $100,000 and $3 million. A2A's members do not invest in Retail or non-technology companies. The firm prefers to make investments in the following industries: Software/IT/Telecommunication, Life Sciences, Small Tech, Alternative Energy, and Industrial Tech.

125 S. Fifth Ave.Ann ArborMI48104

Portfolio companies include:Accuri Cytometershttp://www.accuricytometers.com/Incept BioSystemshttp://www.inceptbio.com/Home.htmlCoherixhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=29556587Nanoceroxhttp://www.nanocerox.com/Investment Team: Michael Cole, Board Membermcole@boaa.comRichard Eidswick, Board MemberTom Kinnear, Board MemberTim Marshall, Board MemberAnn Arbor SPARKhttp://www.annarborusa.org/IEDInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialDefense & Homeland SecuritySeedAnn Arbor SPARK's mission is to advance the economic development of innovation-based businesses in the Ann Arbor region by offering programs, resources, and proactive support to business at every stage, from start-ups to large organizations looking for expansion opportunities. The group is the administrator for the Michigan Pre-Seed Capital Fund, which supports high-tech start-up companies as they near commercial viability. Supported by a consortium of Michigan SmartZones, the fund targets companies throughout the state that are creating the newest technologies in the following competitive areas: Advanced automotive, manufacturing, and materials; Alternative energy; Homeland security and defense; and Life sciences. The group also offers access to three different incubators providing physical space, essential business services and business development guidance at lease rates that are affordable for start-up companies. Clients of the SPARK Regional Incubator Network receive: Very flexible, short- to long-term leases; Start-up friendly lease rates; Facilities with access to copiers, fax machines, conference rooms, cleaning services, shipping and receiving areas, a VOIP telephone system and T-1 internet connection; and Administrative services. Another initiative, the Michigan Life Science and Innovation Center, Life Science Incubator, is a 57,000+ square foot life science incubator complete with state-of-the-art labs, well-appointed offices and conference rooms, a loading dock, ample parking, and every possible business amenity.

201 S. Division, Suite 430 Ann ArborMI48104734-761-9317734-761-9062

(Incubator Address)SPARK Central Incubator330 East Liberty Street, Lower Level Ann ArborMI48104734-372-4063734-623-8289(Ypsilanti Incubator)SPARK East Incubator215 W. Michigan AvenueYpsilantiMI48197734-372-4070734-527-9172(Plymouth address)Michigan Life Science and Innovation Center (MLSIC)46701 Commerce Center DrivePlymouthMI48170734-233-3050734-297-3065 Portfolio companies include:3D Biomatrixhttp://3dbiomatrix.com/3IShttp://3isinc.com/AAPharmaSynchttp://aapharmasyn.com/Accord Biomaterialshttp://accordbiomaterials.com/Advanced Technologies of Michiganhttp://www.manta.com/c/mm0klmr/advanced-technologies-of-michigan-incAFID Therapeuticshttp://www.afidtherapeutics.com/Airfoilhttp://en.wikipedia.org/wiki/AirfoilAkervall Technologieshttp://akervalltechnologies.com/Allinovahttp://www.allinova.nl/Alphacore Pharmahttp://www.manta.com/c/mmy8bt1/alphacore-pharma-llcArbor Photonicshttp://arborphotonics.com/Ariviumhttp://www.arivium.com/Armune Biosciencehttp://www.armune.com/ArmyProperty.comhttp://www.armyproperty.com/Assay Designshttp://www.enzolifesciences.com/assay-designs/Audiallohttp://audiallo.com/CrimeCoghttp://www.ejusticesolutions.com/ElectroJethttp://www.electrojet.org/Hitchstershttp://www.hitchsters.com/MySanohttp://mysano.com/DataSpeakshttp://www.dataspeaks.com/EcoV Electrichttp://www.ecovelectric.com/EngXThttp://www.engxt.com/Fulcrum Compositeshttp://fulcrumcomposites.com/Grafaktrihttp://www.grafaktri.com/Humaxhttp://www.humaxnetworks.com/default.aspIncept BioSystemshttp://www.inceptbio.com/Home.htmlInflaRxhttp://www.inflarx.com/Pixel Velocityhttp://www.pixelvelocity.com/Razor Threathttp://www.razorthreat.com/Investment Team:Paul Krutko, President and CEO, 734-821-0076Paul@AnnArborUSA.orgSkip Simms, Vice President, Ann Arbor SPARK, 734-821-0072Skip@AnnArborUSA.orgCharlotte Dillard, Coordinator, SPARK Central Incubator, 734-372-4063Charlotte@AnnArborUSA.orgBill Mayer, Director, Business AcceleratorBill@AnnArborUSA.orgGreyrock Capital Groupwww.greyrockcapitalgroup.comPEManufacturing & IndustrialBusiness ServicesConsumer ProductsMiddle MarketGreyrock Capital Group is the manager of GCG SBIC Investors, LP, GCG Investors, LP and GCG Investors II, LP which combined have in excess of $350 million of invested and or committed capital. Since 2002 Greyrock has invested in over 40 platform companies providing mezzanine debt and equity to finance leveraged buyouts, recapitalizations and organic growth. Greyrock principals have over 135 years of collective experience, and led a middle-market corporate finance business for Bank of America's Commercial Finance Division and its predecessors. Over a seventeen-year period they have invested subordinated debt and equity in over 100 companies in a wide range of industries including manufacturing, consumer wholesale, building materials, industrial equipment, and service businesses. Greyrock's preferred investment size ranges from $3 million to $15 million, targeting companies with revenues of at least $10 million and an EBITDA in excess of $2 million. Greyrock invests nationwide through offices in San Francisco, Chicago and Westport, CT.

230 West Monroe Street, Suite 2000ChicagoIL60606312-849-0008312-849-0000

Portfolio companies include:Cherry Creek Tree Farmshttp://www.cherrycreekfarm.net/Dickinson Frozen Foodshttp://www.oregonpotato.com/Halo Industrieshttp://haloindustries.com/Andrews Internationalhttp://www.andrewsinternational.com/DecisionQuesthttp://www.decisionquest.com/Public/Home/index.cfmITerpSOFThttp://investing.businessweek.com/research/stocks/private/people.asp?privcapId=114164901Novolyte Technologieshttp://www.novolyte.com/Paragon Productshttp://www.paragon-products.com/Allen Technologieshttp://www.allentek.com/Aqua-Chemhttp://www.aqua-chem.com/Backyard Leisure Holdingshttp://www.backyardadventures.com/CAPCO Tile & Stonehttp://www.capcotile.com/Bock & Clarkhttp://www.bockandclark.com/Hunter's Specialtieshttp://www.hunterspec.com/IAB Solutionshttp://www.iabinc.com/Loftwarehttp://www.loftware.com/Chromaflo Technologieshttp://www.chromaflo.com/Monroe Engineeringhttp://www.monroeengineering.com/Investment Team:Jeff Birch, VP & CFO (Chicago)birch@greyrockcapitalgroup.comTodd Osburn, Partner (Chicago)osburn@greyrockcapitalgroup.comTracy Perkins, Partner (Chicago)perkins@greyrockcapitalgroup.comStephen Etter, Partner (San Francisco)etter@greyrockcapitalgroup.comMark French, Principal (San Francisco)french@greyrockcapitalgroup.comAbbott Laboratorieshttp://abbottbiotechventures.comCVCLife Sciences & HealthcareMedical DeviceSeedEarlyVenture capital investments by Abbott are managed through two subsidiaries that work closely together: Abbott Ventures, Inc. (AVI), which is focused on medical devices and diagnostics, and Abbott Biotech Ventures, Inc. (ABVI), which is focused on biotech and pharmaceuticals. Both AVI and ABVI are devoted to investing in companies doing innovative work with the potential to significantly improve health and the practice of health care. AVI invests in markets that are strategic to Abbott (cardiology, ophthalmology, diagnostics, and diabetes). ABVI invests in technologies that are strategic to Abbott such as neuroscience, immunology, cardiology, virology, and oncology. Both groups also invest in emerging or more opportunistic areas of innovation that have the potential to complement Abbott's existing portfolio or to expand Abbott's future business reach.

100 Abbott Park RoadAbbott ParkIL60064-3500847-937-6100

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:James L. Tyree, ABVI PrincipalMargarita I. Chavez, ABVI PrincipalSteven C. Kuemmerle Ph.D., ABVI PrincipalNicole J. Walker, ABVI PrincipalMichael Buck, AVI PrincipalEvan Norton, AVI PrincipalBill Welch, AVI PrincipalMark Gent, AVI PrincipalMadison Dearborn Partners, LLCwww.mdcp.comPECommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesFinancial ServicesConsumer ProductsRetail & RestaurantMiddle MarketFounded in 1992, Madison Dearborn Partners (MDP) is one of the most experienced and successful private equity investment firms in the United States and has raised over $18 billion of capital since its formation. Prior to forming the firm, MDP's founders built a $2.6 billion management buyout and venture capital portfolio at First Chicago Corporation dating back to the early 1980s. MDP's principals manage six funds investing in management buyout and other private equity transactions across a broad spectrum of industries. MDP's objective is to invest in companies in partnership with outstanding management teams to achieve significant long-term appreciation in equity value. The firm generally seeks to invest $100 million to $600 million of equity capital in a single transaction. MDP focuses on several specific industry sectors: Basic Industries, Communications, Consumer, Business & Financial Services, Energy & Power, and Health Care.

Three First National Plaza, Suite 4600 ChicagoIL60602312-895-1000 312-895-1001

Portfolio companies include:Great Lakes Dredge & Dockhttp://www.gldd.com/Milnot Holdinghttp://milnot.com/Stericyclehttp://www.stericycle.com/PowerFone Holdinghttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=896884Beverages & Morehttp://bevmo.com/Cinemarkhttp://www.cinemark.com/Ruth's Chris Steak Househttps://giftcards.ruthschris.com/USPowerGenhttp://www.uspowergen.com/Boise Cascadehttp://www.bc.com/BWAYhttp://www.bwaycorp.com/Great Lakes Dredge & Dockhttp://www.gldd.com/Interncontinental Arthttp://www.ica-art.com/Milnot Holdinghttp://milnot.com/Ryder TRShttp://www.ryder.com/Smurfit Kappahttp://www.smurfitkappa.com/Woods Equipmenthttp://www.woodsequipment.com/Asurionhttp://www.asurion.com/Cbeyondhttp://en.wikipedia.org/wiki/CbeyondClearnet Communicationshttp://www.clearnet.com/region.htmlCouncil Tree Hispanic Broadcastershttp://www.mdcp.com/companies/85.aspCouncil Tree Alaska Native Wirelesshttp://investing.businessweek.com/businessweek/research/stocks/private/snapshot.asp?privcapId=840082Fieldglasshttp://www.fieldglass.com/Intelsathttp://www.intelsat.com/Madison River Telephonehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26589695MessageLabs Grouphttp://www.symanteccloud.com/MetroPCShttp://www.metropcs.com/First Wind Holdingshttp://www.firstwind.com/IPLANhttp://iplan.com.ar/LA Fitnesshttp://www.lafitness.com/Nuveen Investmentshttp://www.nuveen.com/QuickPlay Mediahttp://www.quickplay.com/Things Rememberedhttp://www.thingsremembered.com/Toppshttp://www.topps.com/Univision Communicationshttp://www.univision.com/Yankee Candlehttp://www.yankeecandle.com/Investment Team:John A. Canning, Jr., Chairman and Chief Executive OfficerPaul J. Finnegan, Co-CEOpfinnegan@mdcp.comSamuel M. Mencoff, Co-CEOsmencoff@mdcp.comZaid F. Alsikafi, Managing DirectorNicholas W. Alexos, Managing Directornalexos@mdcp.comMichael P. Cole, Managing DirectorVahe A. Dombalagian, Managing DirectorPatrick C. Eilers, Managing Directorpeilers@mdcp.comDouglas C. Grissom, Managing DirectorTimothy M. Hurd, Managing Directorthurd@mdcp.comJohn E. Knutsen, Managing DirectorJames N. Perry, Jr., Managing Directorjperry@mdcp.comRobin P. Selati, Managing Directorrselati@mdcp.comThomas S. Souleles, Managing Directortsouleles@mdcp.comTimothy P. Sullivan, Managing Directortsullivan@mdcp.comMark B. Tresnowski, Managing Director and General Counselmtresnowski@mdcp.comTur Partners, LLChttp://turpartners.comVCEnergy & Clean TechAgriculture & Agricultural ScienceGrowthExpansionTur Partners, LLC is an investment and advisory firm that partners with global businesses to drive expansion into new and existing markets. Tur, led by its Chairman, Richard M. Daley, former Mayor of Chicago for 22 years, has brought together a team of professionals with extensive private and public experience capable of delivering value across a variety of industries and throughout a number of regions. In addition to Tur's North American operations, Tur has also developed on-the-ground capabilities and strategic partners within key global markets including China and Russia.

900 North Michigan Avenue, Suite 1720ChicagoIL60611312-506-6950312-212-3001

Portfolio companies include:Harvest Powerhttp://www.harvestpower.com/Investment Team:Richard M. Daley, Executive ChairmanLori Healey, Chief Executive OfficerPatrick R. Daley, PrincipalMichael W. Reinhold, PrincipalJin Tian, PrincipalA. Joshua Strickland, Vice PresidentDaniel T. Gibbons, Vice PresidentMukharbek Aushev, Managing Principal (Eurasia)Konstantin Koloskov, Principal (Eurasia)Ares Capitalwww.arescapitalcorp.com PEInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantMiddle MarketAres Capital is a closed-end, non-diversified specialty finance company, and a subsidiary of Ares Management LLC, a global alternative asset manager and SEC registered investment adviser with offices in Los Angeles, Menlo Park, New York, Washington DC, Chicago, and Atlanta. The company is publicly traded on the NASDAQ Global Select Market under ticker symbol "ARCC." As of June 30, 2012, Ares Management LLC had approximately $54 billion of committed capital under management. Ares Capital also co-manages with GE Commercial Finance Investment Advisory Services an unconsolidated senior debt fund, the Senior Secured Loan Fund, LLC. The SL Fund primarily invests in "unitranche" loans (loans that combine both senior and subordinated debt, generally in a first lien position) of middle-market companies. The SL Fund was initially formed in December 2007 with approximately $3.6 billion of committed capital. The firm acquired its interests in the SL Fund from Allied Capital in October 2009. In addition, Ares Capital's portfolio company, Ivy Hill Asset Management, manages 10 unconsolidated credit vehicles and sub-manages or sub-advises four other unconsolidated credit vehicles. Ares Capital and Ivy Hill Management collectively provide integrated private debt and non-control equity financing solutions to the middle market. Highly attractive sectors include basic and growth manufacturing, business services, consumer products, health care products and information technology services. More challenging or cyclical industries such as restaurants, retail, oil and gas, and technology are also considered. The firm's investments range from $30 million to $400+ million in companies with EBITDA of $10 - $250 million. As of June 30, 2012 Ares Capital's portfolio was fair valued at approximately $5.5 billion, invested in 144 companies and backed by 87 different private equity sponsors.

227 West Monroe Street, 39th FloorChicagoIL60606312-237-3100

Portfolio companies include:10th Streethttp://www.10thst.com/Blacksmith Brandshttp://blacksmithbrands.com/Web Service Companyhttp://www.washlaundry.com/Heartland Dentalhttp://www.heartlanddentalcare.com/Air Medical Group Holdingshttp://www.brockwaymoran.com/index.php?page=investments&category=airmedApogee Retailhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=41542720AWTPhttp://www.aquionwater.com/ADF Restaurant Grouphttp://adfcompanies.com/Border Foodshttp://www.borderfoodsinc.com/Digital VideoStreamhttp://start.cortera.com/company/research/k3m6pum2m/digital-videostream-llc/Growing Familyhttp://www.growingfamily.com/webnursery/Netsmart Technologieshttp://ntst.com/Passport Health Communicationshttp://www.passporthealth.com/index.aspxSoteria Imgaing Serviceshttp://soteriaimaging.com/United Row Towinghttp://www.unitedroadtowing.com/index.phpAmerican Broadband Communicationshttp://americanbroadband.com/American Commercial Coatingshttp://www.americancommercialpainting.com/Anthonyhttp://www.anthony.com/AP Global Holdingshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?ticker=MF:USApple & Evehttp://www.appleandeve.com/AllBridge Financial www.allbridge.comCast & Crew Payrollwww.castandcrew.comCompetitor Groupwww.competitorgroup.comEarthColorwww.earthcolor.comGrocery Outletwww.groceryoutlet.comLakeland Tourslakelandtoursms.comMaking Memories Wholesalewww.makingmemories.comPODSwww.pods.comVantage Oncologywww.vantageoncology.comWoodstreamwww.woodstreamcorp.comInvestment Team:Michael Arougheti, President and Directorarougheti@aresmgmt.comEric Beckman, Senior Partner, Private Debt Groupbeckman@aresmgmt.comR. Kipp deVeer, Senior Partner, Private Debt GroupMitchell Goldstein, Senior Partner, Private Debt Groupgoldstein@aresmgmt.comJohn Kissick, Senior Partner, Private Equity Groupkissick@aresmgmt.comInnovate Indiana Fundhttp://iufund.iu.eduTTInformation TechnologyLife Sciences & HealthcareSeedEarlyTo harness Indiana University's creativity and to strengthen Indiana's economy, IU created the $10 million Innovate Indiana Fund. The fund provides equity capital for company formation and to support these new ventures at early stages, when funding is most difficult to obtain. This evergreen fund--available to individuals with an IU connection-- provides seed capital to start, nurture, and grow technology start-ups, giving faculty and entrepreneurs a new resource for the support they need. Prior to funding, the Innovate Indiana Fund will coordinate with the founders/company to identify and agree upon the commercialization strategy and specific R&D milestones to ensure that a clear road map is articulated at the earliest stages. Pre-seed investments are funds dedicated to technologies that are on a defined development path or that seek to answer a very specific commercial question. Seed investments support product finalization, customer acquisition, and activities for scaling up your start-up business.

351 W. 10th StreetIndianapolisIN46202

Portfolio companies include:Aarden Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=116838746ApeX Therapeuticshttp://apextherapeutics.com/Courseloadhttp://www.courseload.com/Investment Team:Brian Anderson, Analyst, 317-278-1912jbander@iu.eduKen Green, Managing Director, 317-278-1910kengreen@iupui.eduPurdue Research Foundationwww.emerginginnovationsfund.orgITTInformation TechnologySeedEarlyOn behalf of Purdue, the Research Foundation: 1) manages gifts, bequests and endowments; 2) makes funding available to faculty, staff and students to aid in scientific investigation, research or educational studies; 3) acquires, constructs and improves Purdue's facilities, grounds and equipment; and 4) manages intellectual property developed at Purdue.In 2008, the Purdue Research Foundation introduced the Emerging Innovations Fund, an integrated approach to research innovation, development and commercialization. A partnership between the Purdue Research Foundation and the Burton D. Morgan Center for Entrepreneurship, the Emerging Innovations Fund is an initiative that brings together ideas, management and money accelerate the commercialization of early-stage technologies in the Purdue community. New ventures formed by Purdue faculty, staff and students that are based on Purdue discoveries and Purdue Research Park companies are eligible to apply for development funding in amounts from $20,000 to $150,000. Funding can be used to develop prototypes, perform critical commercially-relevant development, and improve the probability of attracting the next level of funding. With four locations, the Purdue Research Park network has sites in West Lafayette, Indianapolis, Merrillville and New Albany. The park network has more than 200 companies that employ about 4,100 people. A 2011 independent study reports that the park network provides an annual economic impact of $1.3 billion to the State of Indiana. Between 1999 and 2010, $256 million has been invested in facilities and infrastructure for the park network.

Office of Technology Commercialization, Kurz Technology Center1281 Win Hentschel BlvdWest LafayetteIN47906765-588-3485

Portfolio companies include:Tymora Analytical Operationshttp://tymora-analytical.com/Indy Audio Labshttp://www.indyaudiolabs.com/Scale Computinghttp://scalecomputing.com/Endocytehttp://www.endocyte.com/Investment Team:Jonathan D. Gortat, Innovation Strategy Managerjdgortat@prf.orgJohn Hanak, Statewide Director Purdue Technology Centersjmhanak@prf.orgTimothy Peoplestrpeoples@prf.orgMarietta Taylormktaylor@prf.orgJoseph B. Hornett, Senior VPjbhornett@prf.orgFontinalis Partnerswww.fontinalispartners.comVCInformation TechnologyTransportation & DistributionSeedEarlyFontinalis Partners, with offices in Detroit and Boston, is a leading transportation technology strategic investment firm founded by Bill Ford, Ralph Booth, Mark Schulz, Chris Cheever and Chris Thomas. Fontinalis is distinct from venture capital firms in that it only partners with companies that are working to improve mobility around the globe. Fontinalis' mission is to leverage the firm's considerable management experience, market access, strategic relationships, international expertise, and background in transportation innovation to scale companies providing the transportation technology solutions of tomorrow. Fontinalis Partners invests as a strategic partner across all facets of the world's transportation infrastructure on a stage, structure and size agnostic basis. Fontinalis Partners is not affiliated with Ford Motor Company.

645 Griswold Street, Suite 4321DetroitMI48226313-432-0321313-432-7847

Portfolio companies include:Everyday Solutionshttp://www.pgeveryday.com/pgeds/index.jspLife360http://www.life360.com/ParkMehttp://www.parkme.biz/Parkmobilehttp://www.parkmobile.com/QuickPayhttp://quickpay.net/SQLstreamhttp://www.sqlstream.com/Streetlinehttp://www.streetline.com/Wheelzhttp://www.wheelz.com/Investment Team:Ralph Booth, Founding PartnerBill Ford, Founding PartnerMark Schulz, Founding PartnerChris Cheever, Founding PrincipalLaura Petterle, CFOChris Thomas, Founding PrincipalMilestone Growth Fundwww.milestonegrowth.comVCInformation TechnologyCommunications & NetworkingManufacturing & IndustrialBusiness ServicesSeedEarlyGrowthExpansionMilestone is focused on helping minority entrepreneurs that are too risky to secure bank financing or too small for regular venture capital firms. Founded in 1990, Milestone Growth Fund began with a modest $1.3 million to invest in small minority-owned businesses, and is currently a $26 million fund. Since opening its doors, Milestone Growth Fund has invested $26.7 million in 78 companies owned by entrepreneurs of color. Milestone continues to be the only Minnesota venture capital fund that is focused on providing equity type financing to minority-owned companies. A prospective company must be an established (for at least one year) ethnic minority-owned business and located in the Minneapolis/St. Paul metro area. Companies located outside of the metro area must be referred to Milestone by a lead investor. Milestone occasionally considers start-up companies. Milestone Growth Fund is a non-profit, tax-exempt 501(c)(3) investment fund licensed by the U.S. Small Business Administration (SBA) to operate as a Small Business Investment Company (SBIC). The firm's average investment size is about $300,000, but can range from $200,000 to $600,000. Investments typically take the form of long-term debt with equity features. invested across client company stage from start-up through expansion and acquisition. From an industry perspective, Milestone invests in a wide range of businesses including service, manufacturing, high tech, and communications industries.

527 Marquette Ave., Suite 1915 MinneapolisMN55402612-338-0090

Portfolio companies include:Armor Securityhttp://www.armorsecurity.com/Spectrum Custom Designshttp://www.spectrumcustomdesign.com/iXmatchhttp://www.ixmatch.com/Latino Communicationshttp://www.lcnmedia.com/QVShttp://www.qvc.com/Maya Cinemashttp://www.mayacinemas.com/The Credit Departmenthttp://www.tcd.com/SuperSolutionshttp://suppersolutionsinc.com/Bald Eagle Erectorshttp://www.baldeagleerectors.com/BWK Rogers PChttp://bwkrogers.com/EMPO Corporationhttp://empocorp.com/Manny's Tortashttp://mannystortas.com/Martinez Geospatialhttp://mtzgeo.com/New Century Packaginghttp://newcenturypkg.net/Painting by Nakasonehttp://www.manta.com/c/mmc0chy/painting-by-nakasonePFM Enterpriseshttp://pfment.com/Power Systems Solutionshttp://www.pssigear.com/SarahCare MNhttp://sarahcare.com/savage/Investment Team: Richard Venegar, President & CEOrvenegar@milestonegrowth.comJudy Romlin, Executive Vice Presidentjromlin@milestonegrowth.comDan Torreliza, Director of Portfolio Administrationdtorreliza@milestonegrowth.comDrew Lindorfer, Business Development and Administrative Managerdlindorfer@milestonegrowth.comCapital Innovatorshttp://capitalinnovators.comIInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyCapital Innovators provides tech startups with the funding, resources, and connections they need to reach the next level. The Capital Innovators 12-week Accelerator Program provides $50,000 in seed funding, project-based mentorship from a seasoned pool of knowledgeable entrepreneurs, stellar perks, educational and social events, and the opportunity to pitch to angel investors and venture capital firms. Although hundreds of applications are received for the Accelerator Program each year, only five companies are accepted per class. Two classes are run each year: one in the fall, and one in the spring. Capital Innovators sponsors and supporters include The St. Louis Regional Chamber and Growth Assocation (RCGA), The Partnership for Downtown St. Louis, and the St. Louis Development Corporation.

611 Olive St., Suite 1206St. LouisMO63101

Portfolio companies include:Action Onlinehttp://actiononline.com/Adjudicahttp://www.adjudica.net/Aisle411http://aisle411.com/Bonfyrehttp://bonfyregrille.net/BusyEventhttp://www.busyevent.com/Click With Me Nowhttp://www.clickwithmenow.com/DiningCirclehttp://www.diningcircle.com/Gremlnhttp://gremln.com/JBarahttp://www.jbarasoftware.com/LockerDomehttp://lockerdome.com/Material Mixhttp://www.linkedin.com/pub/material-mix/30/457/3b2NorseCorphttp://www.norse-corp.com/Systematic Revenuehttp://www.systematicrevenue.com/Investment Team:Judy Sindecuse, CEOHal Gentry, Managing PartnerMatt Menietti, Program Associatematt.menietti@capitalinnovators.comCultivation Capitalhttp://cultivationcapital.comVCInformation TechnologySoftware & InternetMedia & Digital MediaEarlyCultivation Capital is an early stage Venture Capital firm managed by successful entrepreneurs seeking to partner with the next generation of great founders. All portfolio companies get the benefit of Cultivation Capital's General Partners and Entrepreneurs in Residence. The firm invests in technology opportunities throughout Missouri, and places $100,000 to $1,000,000 in companies to help them continue rapid growth and prepare for an institutional round of financing. Cultivations Partners' have a combined track record of more than 25 companies started, over $200 million raised and multiple exits.

T-REx Incubator611 Olive Street, Suite 1245St. LouisMO63101314-216-2051

(West County Office)11756 Borman Drive, Suite 200St. LouisMO63146Portfolio companies include:aisle411http://aisle411.com/LockerDomehttp://lockerdome.com/Capital Innovatorshttp://capitalinnovators.com/JBara Softwarehttp://www.jbarasoftware.com/Systematic Revenuehttp://www.systematicrevenue.com/Yurbudshttp://www.yurbuds.com/Investment Team:Brian Matthews, General PartnerPeter Esparrago, General PartnerJim McKelvey, General PartnerRick Holton Jr., General PartnerCliff Holekamp, General PartnerIsrael Vicars, Associate Partnerivicars@cultivationcapital.comKyle Welborn, Associate PartnerKegonsa Capital Partners, LLCwww.kegonsapartners.comVCInformation TechnologySeedEarlyGrowthKegonsa Capital Partners, LLC is a leading Wisconsin venture capital management firm. KCP is the general partner of the Kegonsa Seed Fund I, LP, a seed venture capital fund, and the Kegonsa Coinvest Fund, LLC, an early stage growth venture capital fund. The Kegonsa Seed Fund I, LP had its final closing January 15, 2005. The Fund's committed capital is $10.725 million. Eleven of the 13 initial investments were seed venture capital investments (i.e., companies without revenues); 25 percent of the portfolio companies were created by Kegonsa Capital Partners management. In October 2007, the Fund experienced its first liquidity event when Jellyfish.com, a Fund portfolio company, was purchased for cash by Microsoft. This exit provided a return to Limited Partners of 15 times the Fund's initial investment. In May 2012, the Fund experienced its second liquidity event when Intelligent BioSystems, Inc, a Fund portfolio company, was purchased by QIAGEN. The exit provided a return of over three times the Fund's initial investment. The Fund's investment period ended January 15, 2010. To date, two of the 13 portfolio companies have failed and have been dissolved. Two portfolio companies have experienced an exit; one company completed a stock redemption repurchasing the Fund's stock; and eight companies are ongoing. The Seed Fund has a Wisconsin focus, as all eleven seed investments were made in companies headquartered in Wisconsin. In addition, one growth stage investment was made in a Boston company that was originally from Wisconsin. The Kegonsa Coinvest Fund is a Wisconsin-based growth stage investment fund. Since 2007 the Fund has made 13 investments totaling $7.6 million. 12 of the investments were in growth-stage companies (i.e., companies with revenue from product sales but who are not yet cash flow break even). The remaining investment was a late stage investment in which the Fund participated in an offering led by Goldman Sachs. Of the Fund's 13 investments, ten were made as part of a syndicate. Five of the ten syndicate offerings were led by the Fund. To date, one Fund portfolio company has had an exit; one portfolio company has been dissolved; and the remaining companies are ongoing. All of the Coinvest Fund portfolio companies are headquartered in Wisconsin.

5520 Nobel Drive, Suite 150FitchburgWI53711608-205-0100

Portfolio companies include:Intelligent Bio Systemshttp://intelligentbiosystems.com/Jellyfishhttp://en.wikipedia.org/wiki/JellyfishNetworked Insightshttp://www.networkedinsights.com/U.S. TrailMapshttp://www.ustrailmaps.com/Alice.comhttp://alice.com/Brazen Careeristhttp://www.brazencareerist.com/Idle Free Systemshttp://idlefreesystems.com/NanoMedex Pharmaceuticalshttp://nanomedex.com/Semba Bioscienceshttp://sembabio.com/Stealth Therapeuticshttp://stealththerapeutics.com/Investment Team:Kenneth U. Johnsonkjohnson@kegonsapartners.comElevate Ventureswww.elevateventures.comVCAInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareManufacturing & IndustrialDefense & Homeland SecuritySeedEarlyElevate Ventures nurtures and develops emerging and existing high-potential businesses into high-performing, Indiana-based companies. The three funds managed by Elevate Ventures provide startup capital to Indiana companies in the life sciences, information technology and advanced manufacturing industries. The Indiana Community Development Fund is dedicated to supporting community-interested assets focused on early-stage businesses in Indiana with high growth potential. This program is initially available in the Northern Indiana regions, but will be expanded to Southern Indiana as this region becomes part of Elevate Ventures' statewide network. The ICD Fund's maximum investment size is $50,000 per company. The Indiana Angel Network Fund is a source of seed capital dedicated to discovering and nurturing emerging, high-potential, innovation-based companies within the State of Indiana. The IAN Fund's maximum investment size is currently $125,000 per company. The goal of the 21st Century Fund is to support the resolution of next-stage capital formation issues by co-investing with institutional investors in order to further build innovative, high-impact, high-growth companies. The 21 Fund's maximum investment size is $1 million per company.

One North Capitol Avenue, Suite 900IndianapolisIN46204317-234-5671317-454-1367

Portfolio companies include:Aardenhttp://en.wiktionary.org/wiki/aardenAsh Accesshttp://www.ashaccess.com/BioVitessehttp://www.biovitesse.com/Companion Diagnosticshttp://cdidiagnostics.com/Endocytehttp://www.endocyte.com/Fast BioMedicalhttp://fastbiomedical.com/Flowcohttp://flowco.com/Immune Workshttp://www.immuneworks.com/Indiana Nanotechhttp://indianananotech.com/Kylin Therapeuticshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=36873080Marcadia Biotechhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30995911Morris Innovativehttp://morrisinnovative.com/Applied Biotherapeuticshttp://appbio.com/Nanovishttp://nanovisinc.com/OBS Medicalhttp://www.obsmedical.com/OrthoPediatricshttp://www.orthopediatrics.com/ParaPROhttp://www.ets.org/parapro/PDS Biotechnologyhttp://pdsbiotech.com/Perfinityhttp://perfinity.com/Prosoliahttp://prosolia.com/Schwartz Biomedicalhttp://schwartzbiomedical.com/Semaforehttp://semafore.com/Sites Medicalhttp://www.sitesmedical.com/SonarMedhttp://www.sonarmed.com/Symbioshttp://symbios.pk/CS-Keyshttp://cskeys.com/Therametric Technologieshttp://therametric.com/VitaCytehttp://www.vitacyte.com/Investment Team:Stephen Hourigan, Chief Executive Officershourigan@iedc.in.govLinda OKeefe, Chief Financial OfficerTing Gootee, VP of Investments (China Advisor)tgootee@iedc.in.govDavid Clark, Venture PartnerRyan Pfenninger, Venture Partner & CTOJohn Bodman, Venture PartnerNortheast Indiana Innovation Center (NIIC)www.niic.netIInformation TechnologyLife Sciences & HealthcareSeedThe Northeast Indiana Innovation Center, Inc. was formed in December 1999 as a private-public partnership between the City of Ft. Wayne, IPFW, the County of Allen, the Greater Fort Wayne Chamber of Commerce, and local community stakeholders who were and are committed to growing a more vibrant regional economy. The Innovation Center nurtures technology businesses by developing the venture during start-up, early development, and the growth stages. NIIC's Certified Technology Park, a 55 acre innovation campus, provides new ventures a turnkey package of physical facilities, amenities, and services all bundled together in one affordable program fee/investment. NIIC Launch Pad is an iCARE investment vehicle designed to attract unemployed and underemployed engineers, technologist and post high school students and their ideas to NIIP with a combination of investment and business incubation. For promising new ventures NIIC, subject to underwriting and LEAP program compliance, will provide the following: 1) Idea Stage: Up to $10,000 of capital investment for development of a prototype including shared workspace for up to 6 months in the Launch Pad suite at the Northeast Indiana Innovation Center; 2) Pre-Launch Stage: Up to an additional $15,000 of investment after the first 6 months to continue product development, marketing and commercialization planning efforts based on success and milestone completion of idea stage; 3) Venture Launch Stage: Up to an additional $25,000 of direct investment by accessing a LEAP investment for acquisition of key resources; protection of IP; and other start-up expenses. Ventures must be located in the incubator facility to be eligible for this special assistance and ventures must attract at least a $100,000 total commitment in angel, gap, grant, or friends and families capital.

Certified Technology Park Campus3201 Stellhorn RoadFort WayneIN46815260-407-6442 260-492-0452

Tenant companies include:DP Sonicshttp://www.dpsonics.com/GooRoohttp://gooroohq.com/LifeLink Technologieshttp://www.manta.com/c/mms6phl/lifelink-technologies-llcSalljankhttp://www.curse.com/addons/wow/sell-junkAllied Payment Networkhttp://www.alliedpaymentnetwork.com/American Axlehttp://www.aam.com/Digital Hydraulichttp://digitalhydraulic.com/index.htmlCornerstone Solutionshttp://www.cornerstonesolutions.com/Cirrus ABShttp://www.cirrusabs.com/Blue Water Mortgagehttp://www.bluewatermtg.com/BioPoly RShttp://www.schwartzbiomedical.com/portfolio.php?id=3BioDucthttp://en.wikipedia.org/wiki/Bile_ductPurdue TAPhttp://www.tap.purdue.edu/American Axlehttp://www.aam.com/Midwest Qualityhttp://midwestquality.com/Stahl Engineering & Failure Analysishttp://www.stahl-engineering.com/BBK Grouphttp://www.bbkgroup.net/Management Team:Karl R. LaPan, President and CEOklapan@niic.netMark Long, Entrepreneur in Residencemlong@longperformanceadvisors.comGulya Alexander, Client Servicesgalexander@niic.netJim Bentley, Leader-Administrative ServicesTami Smith, Manager- Financial & Accounting ServicesDr. Daryl Yost, Director of Certified Technology Parkdryost@niic.netBrightstone Capitalwww.brightstonevc.comVCInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareLife Sciences & HealthcareMedical DeviceEarlyBrightstone Capital was formed in 1985 as a venture capital investment management company. Since inception, Brightstone Capital has managed 10 venture capital funds and made investments in over 80 early stage Minnesota businesses. The firm's current investment focus is on high technology and medical technology companies involved in the following industries: Semiconductor & Optical Component design, test and handling; Software from single applications to enterprise-wide systems; Data Storage Software and Systems; Biotechnology Systems and Production; and Medical Technologies and Health Care Services. The firm typically invests a minimum of $1 million and, over time, up to a maximum of $4 million, into any single portfolio business. Brightstone will also consider smaller investments for seed and start-up companies with experienced management teams and well-developed business plans. The firm prefers to work with Minnesota-based companies.

4700 IDS Center 80 South Eighth Street MinneapolisMN55402612-232-5839952-548-3500

(Edina Office)7601 France Avenue South, Suite 400EdinaMN55435952-548-3400 952-548-3500 Portfolio companies include:August Technologyhttp://www.augusttech.com/CHF Solutionshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2696942Definity Healthhttp://definityhsa.com/Gentra Systemshttp://www.gentra.com/Apptec Laboratory Serviceshttp://www.apptecls.com/Disc Dynamicshttp://spineblogger.blogspot.com/2010/01/disc-dynamics-rip.htmlMathStarhttp://mathstar.lacoe.edu/Raymedicahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=134260TestQuesthttp://www.bsquare.com/automated-testing-tools.aspxInvestment Team:James A. Bernards, Principal jim@brightstonevc.comDavid F. Dalvey, Principaldavid@brightstonevc.comGDN Holdings, LLCAMedical DeviceSeedEarlyGDN Holdings is the private investment vehicle for Dr. Glen David Nelson. Dr. Nelson serves as a Senior Advisor at CVS Pharmacy, and as a Special Advisor at Itamar Medical Ltd. Dr. Nelson has over 40 years of health care industry experience. Previously, he served as an Executive Vice President at Medtronic Inc. since 1986. Dr. Nelson served as the Chief Executive Officer at American MedCenters from July 1984 to August 1986.

301 Carlson Parkway, #315HopkinsMN55305-5360952-412-1313

Portfolio companies include:Inspire Medical Systemshttp://www.inspiresleep.com/Nxtherahttp://www.arboretumvc.com/portfolio-nxthera.phparstasishttp://www.arstasis.com/InterValvehttp://www.intervalveinc.com/Investment Team:Dr. Glen Nelson MD, ChairmanMayo Clinic Ventureswww.mayoclinictechnology.comVCTTInformation TechnologyLife Sciences & HealthcareMedical DeviceSeedEarlyThe Office of Intellectual Property serves as the bridge between medical technology discoveries by Mayo Clinic physicians and scientists and the marketplace. The office has licensed and commercialized hundreds of inventions, and at the same time developed a significant flow of income to support Mayo programs in education and research. Mayo Medical Ventures (MMV) is a division of the Mayo Foundation for Medical Education and Research. MMV was started in 1986 as a response to ever-tightening reimbursement for patient care services. MMV's charge is to generate new sources of revenue to support Mayo's clinical practice, medical education and medical research activities. Technology Based Ventures (TBV) allow Mayo to consider internal technologies as the basis for the formation of new medically related start-up companies. Mayo will invest its own funds in these companies when certain clearly defined criteria are met. The office is staffed by fifteen managers with broad training in science, technology, business and law.

Minnesota BioBusiness Center, 4th Floor 221 First Avenue SWRochesterMN55902507-293-3900507-284-5410

Portfolio companies include:N/Ahttp://www.na.org/Investment Team: Susan L. Stoddard, Senior Licensing ManagerNathan Stacy, Investment and New Ventures DirectorBruce R. Kline, Senior Licensing ManagerBilliken Angels Network (BAN)www.billikenangels.comAInformation TechnologySoftware & InternetManufacturing & IndustrialBusiness ServicesFinancial ServicesSeedEarlyGrowthThe Billiken Angels Network (BAN) is part of the Entrepreneurship Program of the John Cook School of Business at Saint Louis University. Announced in 2007, it started operating in September 2008 with twenty angels ready to fund suitable opportunities, and a $1,000,000 sidecar co-investment fund made available by the University from its endowment. The Billiken Angel Network is an offshoot of the John Cook School of Business' nationally-ranked Entrepreneurship Program. The BAN is composed of 29 angels and a $1 million co-investment fund from the Saint Louis University endowment. The Billiken Angels' goal is to identify and invest funds and expertise in those businesses that can make a difference in the economy of the St. Louis region, and in the lives of the people living in the region and elsewhere. The BAN will consider businesses at any stage (seed, start-up, existing, growing, etc.) and in any industry (retail, wholesale, manufacturing, service, financial, internet, high-tech, etc.). BAN focuses on growing businesses with SLU DNA: firms owned by current or former SLU students, current or retired SLU faculty and staff, or firms using intellectual property licensed from SLU.

John Cook School of Business, Saint Louis University3674 Lindell Blvd.St. LouisMO63108314-977-3864314-977-3627

Portfolio companies include:YourEvent.comhttp://yurevent.com/Investment Team:Jerome Katz, Coleman Chair in Entrepreneurshipkatzja@slu.eduJoyce McCauley, Member Services CoordinatorJeanne Rhodes, Administrative Assistantrhodesja@slu.eduArboretum Ventureswww.arboretumvc.comVCLife Sciences & HealthcareMedical DeviceEarlyArboretum Ventures is an early-stage venture capital firm specializing in the healthcare sector. Founded in 2002, and headquartered in Ann Arbor, MI, Arboretum currently manages approximately $170 million in capital. The firm invests throughout the United States, but with a special interest in the Midwest. Arboretum is interested in companies that: address large, growing patient populations, redefine how care is delivered, improve patient outcomes, lower the overall cost of healthcare, and operate in a capital-efficient manner. The firm focuses its investing primarily in the following subsectors: medical devices, diagnostics, technology based healthcare services, and life sciences tools. Arboretum is actively investing from its second fund and is seeking to invest approximately $8 to $12 million over the life of a company, with an initial investment ranging from $3 to $7 million. The firm maintains offices in Ohio and Michigan.

11000 Cedar AvenueClevelandOH44106216-658-3989216-658-3998

Portfolio companies include:Accord Bioscienceshttp://accordbiomaterials.com/CerviLenzhttp://www.cervilenz.com/Life Magneticshttp://lifemagnetics.com/NxTherahttp://nxthera.com/Advanced ICU Carehttp://www.icumedicine.com/BAROnovahttp://baronova.com/CardioMEMShttp://www.cardiomems.com/Delphinus Medical Technologieshttp://www.delphinusmt.com/Esperionhttp://www.esperion.com/Inogenhttp://www.inogen.net/KFx Medicalhttp://www.kfxmedical.com/Mirabilis Medicahttp://mirabilismedica.com/MyHealthDIRECThttp://myhealthdirect.com/PathCentralhttp://www.pathcentral.net/Sonitus Medicalhttp://sonitusmedical.com/Uptake Medicalhttp://www.uptakemedical.com/Wellfounthttp://wellfount.com/ArborMetrixhttp://arbormetrix.com/Cerevehttp://cerave.com/Tangent Medicalhttp://www.tangentmedical.com/Investment Team: Jan Garfinkle, Managing Directorjgarfinkle@arboretumvc.comTim Peterson, Managing Directortpeterson@arboretumvc.comPaul McCreadie, Managing Directorpmccreadie@arboretumvc.comGeorge Dunbar, Venture Partnergdunbar@arboretumvc.comBrian Duncan, M.D., Venture PartnerThomas Kinnear, Strategic Limited PartnerMarcy Marshall, CFOmmarshall@arboretumvc.comBrass Ring Capitalwww.brassringcapital.comPEManufacturing & IndustrialBusiness ServicesEducation & TrainingMiddle MarketBrass Ring Capital is a private investment firm focused on addressing the equity and liquidity needs of small businesses in the Upper Midwest with a preference for companies located in Minnesota, Wisconsin, and contiguous states. The firm's team works in partnership with owners and managers to facilitate ownership transitions of profitable, niche companies generating revenues of $5-$50 million. Brass Ring focuses on companies with five or more years of operation in the business services and manufacturing sectors, with $1 - 5 million in EBITDA. The firm manages two investment partnerships, Renovar Capital Partners and RCP Fund II, which are funded by more than 60 successful small business owners, investment managers, and operating executives as well as Brass Ring's partners. The firm has an additional office in Minnesota.

826 North Plankinton, Suite 500MilwaukeeWI53203414-225-0228414-225-0229

Portfolio companies include:American Finishing Resourceshttp://www.afrnow.com/Franklin Energyhttp://www.franklinenergy.com/Infinity Precisionhttp://infinityprecision.com/IGC Technologieshttp://www.igctechnologies.com/Nationwide Learninghttp://www.nationwide-learning.com/Investment Team:David J. Raffel, Managing Director (Minnesota)djr@brassringcapital.comMary L. Dyrhaug, Office Managermld@brassringcapital.comSteven D. Peterson (Wisconsin)sdp@brassringcapital.comImpact Sevenwww.impactseven.orgEDInformation TechnologySeedEarlyFounded in 1970, Impact Seven is an Economic Development Organization. Impact Seven is also a certified Community Development Financial Institution, manages several Small Business Administration (SBA) and U.S. Department of Agriculture (USDA) loan programs, provides venture capital, and is part-owner of a community development bank. Impact Seven's Business Development Department offers a variety of loans and venture capital for growing Wisconsin businesses through its four major financing programs. Impact Seven offers low cost deals and flexible terms. Depending on the strength of the project, Impact Seven can create direct financing packages from $1,000 to $1 million plus. Over its history, Impact Seven has invested more than $100 million in thousands of businesses, helping to create well over 15,000 jobs. Impact Seven has been able to capitalize a Venture Capital Fund from its own retained earnings, investment income, and other sources, with a mission to foster growth and innovation. Impact Seven's Venture Capital Fund is one of the few such funds in Wisconsin, and although the amount of money available varies depending on Impact Seven's activities, the fund typically injects from $50,000 to more than $1 million into growing businesses. Due to the higher risk involved, this fund is used for projects through which Impact Seven will obtain a quality return, which is typically at least 25%, with a five year exit strategy.

147 Lake Almena DriveAlemenaWI54805715-357-3334715-357-6233

Portfolio companies include:Katt's Keyboarding http://metalguitarhero.blogspot.com/feeds/posts/default?orderby=updatedCentury Foods Internationalhttp://www.centuryfoods.com/Cha Cha Beauty Parlor and Haircut Loungehttp://www.yelp.com/biz/cha-cha-beauty-and-barber-madisonCafe Montmartrehttp://www.cafemontmartre.com/Surfacehttp://en.wikipedia.org/wiki/SurfaceInvestment Team:Brett Gerber, PresidentOrigin Investment Group, LLCwww.uwlax.edu/sbdc/Origin-Investment-Group.htmAInformation TechnologySeedOrigin Investment Group, LLC, established in 2001, is a regional angel investment network managed by the SBDC at the University of Wisconsin, LaCrosse. The purpose of the group is to invest in high-potential businesses that seek equity funding for growth and expansion. The SBDC coordinates monthly meetings on the UW-La Crosse campus to review proposals and discuss investment actions. There are 20 investor-members, and since 2001 over 10 investments have been made, totaling approximately $1.2 million.

UW-Small Business Development Center1725 State StreetLa CrosseWI54601608-785-8782608-785-6919

Portfolio companies include:eContractorBids.comhttp://www.econtractorbids.com/Investment Team:Joel Chilsen, Business Advisorahlavacka@uwlax.eduAnne Hlavacka, Directorahlavacka@uwlax.eduMarie Rieber, SBDC Program Associatemrieber@uwlax.eduVickie Bain, Outreach Program Associatevbain@uwlax.eduMadceleratorwww.madcelerator.comIInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaLife Sciences & HealthcareMedical DeviceSeedEarlyMadcelerator gives early stage entrepreneurs a fast path to market success. The firm takes an active role to jump start ideas and eliminate the barriers that burden new businesses. Based in Madison, WI, and created by associates with long histories in innovation and start-ups, Madcelerator brings together the experience, relationships and working capital to cultivate high growth businesses. The firm guides its early "seedling" companies through a rapid business development process, applying its skills and management talents to fill voids. Areas of interest include patient lifestyle improvement, devices, improved software and UI design and patient education advances; education technologies; as well as e-commerce, social media or mobile apps.

MadisonWI

Portfolio companies include:Rowheelshttp://www.rowheels.com/Investment Team:Rimas Buinevicius, Lead MemberRimas@madcelerator.comJanice Moen, Director of OperationsJan@madcelerator.comJames Dias, Director of Product Strategy and MarketingJames@madcelerator.comPeak Ridgewww.peakridgecapital.comVCInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareAgriculture & Agricultural ScienceReal EstateEarlyGrowthEstablished in 2000, Peak Ridge Capital Group is a private investment firm that executes investment activities in four areas of expertise: private equity, hedge funds, real estate, and advisory. Peak Ridge is a global investment firm with its headquarters located in Boston, along with offices in Madison, Calgary and Bermuda. Peak Ridge is focused Agricultural & Clean Technologies, Energy Trading, Metals Exploration, Information Technology and Real Estate. The Peak Ridge Avolte Venture Partners Midwest Fund, launched in 2007, leverages the firm's presence in the mid-western United States and focuses on early-stage technology and health science companies. In 2008, Peak Ridge launched the Peak Ridge AgTech Fund, a venture capital fund that targets investments in the agriculture, clean technology and biofuel markets. Preference is given to prospective companies that are at or near to the commercialization of their products and for which significant growth is expected in the near term.

44 East Mifflin Street, Suite 401 MadisonWI53703608-310-9520

Portfolio companies include:Infocheckhttp://infocheck.com/Fiberstarhttp://fiberstar.net/KSW Displayshttp://www.kswdisplays.com/products.htmBohirehttp://www.facebook.com/apps/application.php?id=15970601363Broadjam.comhttp://www.broadjam.com/Rapid Diagnoskikhttp://rapiddiagnostek.com/TrafficCasthttp://www.trafficcast.com/Investment Team: Shondell J. Sabad, Managing Director of Hedge FundsJason Smith, President & Managing Director of Private Equityjsmith@peakridgecapital.comWisconsin Angel Networkwww.wisconsinangelnetwork.comAInformation TechnologySeedEarlyThe mission of the Wisconsin Angel Network (WAN) is to build early-stage capital capacity throughout Wisconsin, increasing the number and amount of equity investments in Wisconsin's entrepreneurs. WAN was founded in January 2005 as an umbrella organization providing services and resources to the early-stage investing community. WAN does not operate a fund or make recommendations on potential investments. WAN is a public-private initiative rooted in Governor Jim Doyle's "Grow Wisconsin" plan and the Legislature's Act 255 initiative, and is operated by the Wisconsin Technology Council. The Midwest Co-Investment Network (MIN) was created by the Wisconsin Angel Network and the Illinois Business and Investors Forum to help early-stage companies cross the "funding gap."

455 Science Dr., #240 MadisonWI53711608-442-7557608-231-6877

Portfolio companies include:N/Ahttp://www.na.org/Management Team:Zach Brandon, Directorzbrandon@wisconsinangelnetwork.comRCP Advisors, LLCwww.rcpadvisors.comPEFOFSECManufacturing & IndustrialBusiness ServicesMiddle MarketFormed in 2001, RCP Advisors is a leading independent sponsor of private equity funds-of-funds, secondary funds, and co-investment funds. All of RCP's investment activities are focused exclusively on North American lower middle market buyouts. RCP currently manages approximately $2.5 billion in committed capital in over 125 private equity investments across the firm's funds-of-funds as well as its secondary fund and co-investment fund. RCP generally works with buyout fund managers with funds of between $100 million and $1 billion in committed capital. These fund managers then seek to invest in lower middle sized companies - typically, with $25 million to $250 million in enterprise value. For Fund of Funds investments, RCP looks to commit $20M to $30M per manager. The firm targets co-investments between $5M and $10M.

100 N. Riverside Plaza, Suite 2400ChicagoIL60606312-266-7300312-266-7433

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Thomas Danis, Managing Principaltomdanis@rcpadvisors.comCharlie Huebner, CFA, Managing Principalchuebner@rcpadvisors.comWilliam Souder, Senior Managing Principalfsouder@rcpadvisors.comJeff Gehl, Managing Principaljgehl@rcpadvisors.comDavid McCoy, Principal and Portfolio Managerdmccoy@rcpadvisors.comJon Madorsky, Principal and Portfolio Managerjmadorsky@rcpadvisors.comWynnchurch Capital, Ltd.www.wynnchurch.comPEEnergy & Clean TechManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketWynnchurch Capital, founded in 1999, is a leading middle-market private equity investment firm. With over $1.1 billion of capital under management, Wynnchurch seeks to make equity investments of $10 million to $100 million per investment platform, targeting companies with revenues of $50 million to $500 million. The firm targets companies involved in niche manufacturing, energy and power services, business services, value-added distribution, and logistics. Wynn-church's founding partners are both Canadian and the firm has extensive investment experience in acquiring both U.S. and Canadian companies. The firm has offices in Michigan, Dallas, and Toronto.

6250 North River Road, Suite 10-100RosemontIL60018847-604-6100847-604-6105

Portfolio companies include:Calyx Transportation Grouphttp://www.calyxinc.com/4Front Engineered Solutionshttp://www.4frontes.com/SafeWorkshttp://www.safeworksillinois.com/Android Industrieshttp://www.android-ind.com/Buse Industrieshttp://buseinc.com/Highway Technologieshttp://www.hwy-tech.com/Pro-Fabhttp://pro-fab.com/Surepoint Grouphttp://www.surepoint.ca/Henniges Automotivehttp://www.hennigesautomotive.com/Humanetics Innovate Solutionshttp://www.humaneticsatd.com/Senco Brandshttp://www.senco.com/Vista-Pro Automotivehttp://www.vistaproauto.com/Webexhttp://www.webex.com/Investment Team:John A. Hatherly, President and Managing Partnerjhatherly@wynnchurch.comFrank G. Hayes, Partnerfhayes@wynnchurch.comRichard J. Renaud, FCA, Chairman and Partnerrjr@tngcorporation.comTerry M. Theodore, Partnerttheodore@wynnchurch.comDuncan S. Bourne, Managing Directordbourne@wynnchurch.comIan M. Kirson, Managing Directorikirson@wynnchurch.comDominic LaValle, Managing Director, 214-720-9201dlavalle@wynnchurch.comErin L. Murphy, Managing Director, 847-604-6148emurphy@wynnchurch.comJohn Newman Managing Director, 248-593-3802jnewman@wynnchurch.comChristopher P. O'Brien, Managing Director, 847-604-6108cobrien@wynnchurch.comStephen M. Welborn, Managing Director, 847-604-6129swelborn@wynnchurch.comMorty White, Managing Director, 416-363-1423mwhite@wynnchurch.comCID Capitalwww.cidcap.comVCPEInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsEarlyGrowthExpansionMiddle MarketFounded 1981, CID Capital has invested in over one hundred companies throughout the United States. CID has managed over $500 million in both Venture and Private Equity funds. CID's Venture division has raised a total of seven equity funds totaling more than $280 million and has made equity investments in nearly 70 companies. CID Capital's venture team targets opportunities in the following sectors: Life Sciences, Manufacturing Technology, Information Technology, and Business Services. CID Capital's total investment amount may range from $1 to $3 million, usually over a number of financing rounds. Earlier stage investments may be as low as $500,000. The firm also manages a pool of Private Equity capital and invests in lower middle-market companies with minimum EBITDA of $2.0 million. CID targets companies with revenues of $10-75 million. CID invests between $2 million and $10 million in portfolio companies, targeting the industry segments of Industrial Products and Services; General Distribution; Safety and Security Products; Branded Consumer Products; Medical Products and Services; Building Products; and Food Manufacturing and Distribution.

201 W. 103rd Street, Suite 200IndianapolisIN46290317-818-5030317-644-2914

Venture portfolio companies include:SPS Commercehttp://www.spscommerce.com/AxioMedhttp://www.axiomed.com/Laminahttp://medical-dictionary.thefreedictionary.com/laminaPinStripehttp://www.pinstripetalent.com/RedSkyhttp://redskytech.com/BrainScopehttp://brainscope.com/index1.shtmlCellerationhttp://www.celleration.com/ee4http://canmetenergy-canmetenergie.nrcan-rncan.gc.ca/eng/software_tools/ee4.htmlEKOShttp://www.ekos.com/Endocytehttp://www.endocyte.com/Exacq Technologieshttp://www.exacq.com/Medvantxhttp://medvantx.com/Neptunhttp://www.neptunlight.com/Redpathhttp://www.redpathip.com/Scale Computinghttp://scalecomputing.com/ABC Industrieshttp://abc-industries.net/Chef'nhttp://www.chefn.com/GT Exhausthttps://www.gtexhaust.com/Matilda Janehttp://www.matildajaneclothing.com/Salon Grafixhttp://www.amazon.com/s?ie=UTF8&keywords=salon%20grafix&page=1&rh=i%3Aaps%2Ck%3Asalon%20grafixTop Masterhttp://www.topmasterinc.com/Westonehttp://www.westone.com/Investment Team:John C. Aplin, Managing Directorjohna@cidcap.comPeter G. Kleinhenz, Managing Director (Venture Investmentpeter@cidcap.comRobert J. O'Brien, Managing Director Venturebob@cidcap.comEric J. Bruun, Managing Directoreric@cidcap.comSteve A. Cobb, Managing Directorsteve@cidcap.comScot E. Swenberg, Managing Directorscot@cidcap.comDebbie A. Morgan, Director of Operationsdebbie@cidcap.comAlliance Groupwww.alliancegrponline.comPEBusiness ServicesConsumer ProductsMiddle MarketAlliance Group is a private equity investment firm that makes financial investments into middle market companies worldwide. Alliance Group also serves as a business brokerage, helping sellers identify private investors to purchase their companies. For portfolio companies, Alliance looks for North American, privately-held, middle market manufacturing and service businesses that range from early stage start-up to $20 million in annual revenue. Alliance Group typically makes an equity investment ranging from $100,000 to $5 million. The firm has additional offices in Florida, North Carolina, and Kentucky.

2976 Ivanrest Ave S.W., Suite 155GrandvilleMI49503616-249-0704616-233-9931

Portfolio companies include:Empower Benefitshttp://www.mpowerbenefits.com/Discernityhttp://discernity.com/Franco's Cocktail Mixeshttp://www.francoscocktailmixes.com/Die Cast Holdingshttp://www.gasgoo.com/showroom/Hongtai_GDAlliance Medical Solutionshttp://alliancemedsolutions.com/Investment Team:Les ONan, President and Chief Executive Officerles@alliancegrponline.comJulie Burns, Chief Financial Officerjulie@alliancegrponline.comEllen Powell, Managing Directorellen@alliancegrponline.comMike Pitino, Founding Partner and Chief Operation Officermike@alliancegrponline.comEd Chafel, Managing Directored@alliancegrponline.comBush O'Donnell & Co.www.bushodonnell.comPEManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantMiddle MarketBush O'Donnell Capital Partners is the fund manager of Eagle Fund I, and Eagle Fund II, licensed Small Business Investment Companies. With over $250 million under management in its first fund, Bush O'Donnell makes mezzanine and private equity investments of between $2 and $10 million. Bush O'Donnell typically invests in middle market companies with revenues of $5 to $100 million in the Midwest region. Bush O'Donnell invests in niche manufacturers, value added distributors, business service providers, consumer products businesses, and retailers.

101 South Hanley, Suite 1250St. LouisMO63105314-727-4555314-727-8829

Portfolio companies include:Accu-Thermhttp://www.accutherm.com/Delvehttp://www.delve.com/Regal Kitchenshttp://www.regalkitchensinc.com/The Nu-Era Grouphttp://www.nu-era.com/Sante Pediatric Serviceshttp://santepediatrics.com/index.htmlUSA Tankhttp://usatanksales.com/Fetter Printinghttp://fettergroup.com/National Delihttp://nationaldeli.com/Nexushttp://www.cbp.gov/xp/cgov/travel/trusted_traveler/nexus_prog/Quadrant Softwarehttp://www.quadrantsoftware.com/Alta Home Carehttp://altahomecare.com/Inmarkhttp://www.inmarkinc.com/Infinity Homecarehttp://infinityhc.com/AHMhttp://www.ahm.com.au/Hendersonhttp://www.cityofhenderson.com/Revere Packaginghttp://www.reverepackaging.com/FURminatorhttp://www.furminator.com/SoftBasehttps://www.softbase.com/Koch Eye Associateshttp://kocheye.com/Nelson Nameplate and Miller Dialhttp://www.nelsonusa.com/TrueNethttp://www.truenet.com/Investment Team:William H.T. (Bucky) Bush, Co-Founder and Principalwhtb@bushodonnell.comJames V. ODonnell, Co-Founder and Presidentjvo@bushodonnell.comWayne L. Smith, II, Principalwls@bushodonnell.comScott D. Fesler, Partnersdf@bushodonnell.comMatthew Koster, Principalmjk@bushodonnell.comBenjamin M. Geis, Principalbmg@bushodonnell.comApjohn Ventureswww.apjohnventures.comVCLife Sciences & HealthcareMedical DeviceEarlyApjohn Ventures Fund is a venture capital firm based in Kalamazoo, Michigan established to invest primarily in early stage life sciences companies across the Midwest. Apjohn focuses exclusively on life sciences, with key areas of interest being Pharmaceuticals and biotechnology, Medical devices and diagnostics, and healthcare services. The firm looks to invest from $500,000 to $2,000,000 per deal.

350 E. Michigan Ave., Suite 500KalamazooMI49007269-349-8999269-349-8993

Portfolio companies include:Afmedicahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=5075340Asterandhttp://www.asterand.com/CytoPherxhttp://www.cytopherx.com/Ikano Therapeuticshttp://ikanotherapeutics.com/ProNAI Therapeuticshttp://www.pronai.com/RenaMed Biologicshttp://www.masshightech.com/stories/2006/10/23/story7-RenaMed-Biologics-puts-a-stop-to-clinical-trials-on-committee-recommendation.htmlKereoshttp://www.kereos.com/Zystorhttp://www.bmrn.com/Svelte Medical Systemshttp://sveltemedical.com/Investment Team: Mina Patel Sooch, Founder & General Partnermina@apjohnventures.comDonald Parfet, Founder & General Partnerdrparfet@ameritech.netDeb Cronkite, ControllerArbor Partners Venture Fundwww.arborpartners.comVCInformation TechnologySoftware & InternetEarlyGrowthArbor Partners, founded in 1996, is an Ann Arbor, Michigan-based venture capital firm that invests exclusively in companies creating the next-generation of enterprise software, semiconductors, and advanced materials. The firm invests through the purchase of equity interest, equity equivalent securities, and debt instruments. Arbor's investment concentration encompasses early and growth stage, private companies based in the Midwest, but may occasionally co-invest in other geographic locations. The size of initial investments is generally between $500,000 and $2 million, with the expectation that Arbor may invest up to $4 million over the life of the company. Arbor manages over $38 million in two funds.

130 South First Street, 2nd FloorAnn ArborMI48104734-668-9000734-669-4195

Portfolio companies include:BlueSpring Softwarehttp://bluespringsoftware.com/bulbs.comhttp://www.bulbs.com/CMS Technologieshttp://cmstech.com/Cohesiahttp://www.ncicfund.org/invest/cohesia.htmlSirconhttp://www.sircon.com/index.htmlknowlagenthttp://www.knowlagent.com/default.aspxSteeplechase Softwarehttp://www.phoenixcontact.com/automation/32131.htmStoneage.comhttp://www.car.com/index.cfm?id=25003Usinternetworkinghttp://biz.yahoo.com/ic/58/58985.htmlInvestment Team: Donald J. Walker, Managing Directordwalker@arborpartners.comRichard L. Crandall, Founding Partnerrcrandall@arborpartners.comRichard P. Eidswick, Founding Partnerdeidswick@arborpartners.comJoshua Beebe, Partnerjbeebe@arborpartners.comArboretum Ventureswww.arboretumvc.comVCLife Sciences & HealthcareMedical DeviceSeedEarlyArboretum Ventures is an early-stage venture capital firm specializing in the healthcare sector. Founded in 2002, and headquartered in Ann Arbor, MI, Arboretum currently manages approximately $235 million in capital. The firm invests throughout the United States, but with a special interest in the Midwest. Arboretum is interested in companies that: address large, growing patient populations, redefine how care is delivered, improve patient outcomes, lower the overall cost of healthcare, and operate in a capital-efficient manner. The firm focuses its investing primarily in the following subsectors: medical devices, diagnostics, technology based healthcare services, and life sciences tools. Arboretum is actively investing from its third fund and is seeking to invest approximately $8 to $12 million over the life of a company, with an initial investment ranging from $3 to $7 million. The firm also maintains an office in Ohio.

Market Place Building303 Detroit Street, Suite 301Ann ArborMI48104734-998-3688734-998-3689

(Ohio Office)11000 Cedar AvenueClevelandOH44106216-658-3989216-658-3998 Portfolio companies include:Accord Bioscienceshttp://accordbiomaterials.com/CerviLenzhttp://www.cervilenz.com/Life Magneticshttp://lifemagnetics.com/NxTherahttp://nxthera.com/Advanced ICU Carehttp://www.icumedicine.com/BAROnovahttp://baronova.com/CardioMEMShttp://www.cardiomems.com/Delphinus Medical Technologieshttp://www.delphinusmt.com/Esperionhttp://www.esperion.com/Inogenhttp://www.inogen.net/KFx Medicalhttp://www.kfxmedical.com/Mirabilis Medicahttp://mirabilismedica.com/MyHealthDIRECThttp://myhealthdirect.com/PathCentralhttp://www.pathcentral.net/Sonitus Medicalhttp://sonitusmedical.com/Uptake Medicalhttp://www.uptakemedical.com/Wellfounthttp://wellfount.com/ArborMetrixhttp://www.arbormetrix.com/MSC Inchttp://www.msc-inc.net/Tangent Medicalhttp://www.tangentmedical.com/Investment Team: Jan Garfinkle, Founder & Managing Directorjgarfinkle@arboretumvc.comTim Peterson, Managing Directortpeterson@arboretumvc.comPaul McCreadie, Managing Directorpmccreadie@arboretumvc.comGeorge Dunbar, Venture Partnergdunbar@arboretumvc.comBrian Duncan, M.D., Venture PartnerThomas Kinnear, Strategic Limited PartnerMarcy Marshall, CFOmmarshall@arboretumvc.comAutomation Alley Technology Centerwww.automationalley.comIInformation TechnologySeedThe Automation Alley Technology Center brings together businesses, educators and government to help entrepreneurs accelerate the commercialization of new technologies and services. The heart of the Technology Center's commercialization services is the technology business accelerator, developed in 2003. The Alley consists of a process, programs, services and limited capital investment to take promising, innovative technologies from concept to market. Through the accelerator, the expertise of top consultants and executives is available to qualified companies and individual entrepreneurs who otherwise could not afford it. Accelerator clients receive business counseling and training, access to service provider networks, marketing, collaboration, promotion opportunities, and mentoring. The Technology Center will invest pre-seed and seed capital into resident companies. Automation Alley has invested $6.56 million in seed fund investments to 33 start-up technology companies in Southeast Michigan

2675 Bellingham DriveTroyMI48083248-457-3200248-457-3210

Portfolio companies include:3IShttp://3isinc.com/Pure Entropyhttp://www.essquared.com/govsolutions.htmlSaphranhttp://www.saphran.com/Ventechhttp://ventech-eng.com/CheckTheCribhttp://checkthecrib.com/ElectroJethttp://www.electrojet.org/Investment Team: Ken Rogers, Executive Directorrogersk@automationalley.comThomas Anderson, Ph.D., Senior Directorandersont@automationalley.comMayann Daddow, Director of Financedadowm@automationalley.comAlysia Green, Director, Talent Developmentgreena@automationalley.comKelly Kozlowski, Director, Public Affairskozlowskik@automationalley.comNoel Nevshehir, Director, International Business Servicesnevshehirn@automationalley.comDaniel Raubinger, Director, Defense and Manufacturingraubingerd@automationalley.comSharon Blumeno, Senior Business Development Executiveblumenos@automationalley.comAndrea Oleszczak, Director, Member Services and Marketingoleszczaka@automationalley.comBelle Capital, LPwww.bellevc.com AInformation TechnologySoftware & InternetEnergy & Clean TechLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialEarlyBelle Capital, LP is an early stage angel fund focused on building companies in Michigan and other, underserved geographic regions in the Midwest and South. The firm looks for capital efficient companies with a unique product or service filling an urgent market need. Belle Capital targets the mobile/internet/IT, technology-enabled services, life sciences/medical devices, advanced manufacturing and CleanTech market sectors. Companies seeking capital must have at least one female founder or C-level exec, and/or be willing to recruit top female talent to the C-suite and Board of Directors. Belle Capital prefers teams with strong domain expertise, and proven commercialization and entrepreneurial experience. The firm looks for companies with a $1 million or more in revenues, capable of reaching $20 million or more within 3-5 years. Belle Capital prefers to lead or co-lead Series A preferred rounds and will invest between $100,000 and $1 million.

217 Lake Shore RoadGrosse Point FarmsMI48326313-737-1179

Portfolio companies include:Current Motorhttp://www.currentmotor.com/Michelle's Miraclehttp://michellesmiracle.com/Mehui China Softwarehttp://bellevc.com/portfolio.htmlInvestment Team:Carolyn Cassin, Managing PartnerAnnette Cress, ControllerLauren Flanagan, Managing PartnerMichelle Hanks, Advisor to the General PartnerLinda Paullin-Hebden, Advisor to the General PartnerMarie Klopf, Venture PartnerBeringeawww.beringea.comVCInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialDefense & Homeland SecurityGrowthExpansionBeringea's private equity funds target a particular industry that is undergoing change and offers superior opportunity. Each of these funds is managed by a distinct group of industry specialists. InvestCare Partners, founded in 1999, provides equity to medium-sized, privately owned healthcare businesses located in the U.S. The fund invests in mid-to-late stage companies mainly in the Medical Devices, Medical Technology, and Healthcare Services sectors. InvestCare will typically invest $2 million to $5 million in a company. The Global Rights Fund II, Beringea's media and content fund, invests in U.S. and U.K. media, content, brands, enabling technology, and intellectual property rights. The Global Rights Fund II will typically invest $1 million to $5 million per company, in all stages. Funds managed in the UK include: ProVen Venture Capital Trust; ProVen Growth and Income Venture Capital Trust; and ProVen Health Venture Capital Trust. In 2008, InvestMichigan! Growth Capital Fund was launched to invest in companies that are located or are relocating to Michigan. The fund focuses on expansion and small buyout stage companies in advanced materials and manufacturing, healthcare and biotechnology, media, communications, homeland security, IT, specialized consumer goods, and clean technology. InvestMichigan! typically invests $2 million to $9 million. The InvestMichigan! Mezzanine Fund was formed in partnership with the U.S. Small Business Administration and targets investment opportunities in lower middle market Michigan companies. Investments are made across a broad range of sectors, including industrial manufacturing, business services, health care, technology, and consumer products. The InvestMichigan! Mezzanine Fund invests $5 million to $15 million in cash flow-positive companies headquartered in Michigan, with revenues in excess of $20 million and EBITDA in the range of $3 million to $15 million.

32330 W. 12 Mile RoadFarmington HillsMI48334248-489-9000248-489-8819

Portfolio companies include:Ashford Colour Presshttp://www.ashford-colour-press.co.uk/Campden Mediahttp://www.campden.com/CInergyhttp://www.cinergyhealth.com/Coolabihttp://www.coolabi.com/Dianomihttp://www.dianomi.com/Eagle Rock Entertainmenthttp://eaglerockent.com/Echo360http://echo360.com/Espresso Grouphttp://www.espresso.co.uk/Fjordhttp://en.wikipedia.org/wiki/FjordGrab Networkshttp://www.grabnetworks.com/Immediahttp://immediaavs.com/isango!http://www.isango.com/Livio Radiohttp://www.livioradio.com/Magiqhttp://magiq.com/MatsSofthttp://www.matssoft.co.uk/Pilat Mediahttp://www.pilatmedia.com/Shout! Factoryhttp://www.shoutfactory.com/Sports HOldingshttp://www.bioportfolio.com/news/article/842659/Town-Sports-International-Holdings-Inc-Announces-Third-Quarter-2011-Financial-Results.htmlStarbridge Media Grouphttp://starbridgemedia.com/TH_NKhttp://www.thinkquest.org/en/UBC Mediahttp://www.ubcmedia.com/Altacorhttp://www.altacor-pharma.com/Amurahttp://amura.com/Community Pharmacyhttp://www.communitypharmacy.coop/Delphinus Medicalhttp://www.delphinusmt.com/deltaDOThttp://www.deltadot.com/Digital Healthcarehttp://www.digital-healthcare.co.uk/gloStreamhttp://www.glostream.com/Intervention Insightshttp://interventioninsights.com/InTouch Healthhttp://www.intouchhealth.com/IS Pharmahttp://www.sinclairispharma.com/home.htmlMedVantxhttp://medvantx.com/Omni Dentalhttp://omnidentalgroup.com/Pioneer Surgicalhttp://en.wikipedia.org/wiki/Pioneer_Surgical_TechnologyPolyThericshttp://www.polytherics.co.uk/Population Geneticshttp://en.wikipedia.org/wiki/Population_geneticsRanirhttp://ranir.com/Sinclair Pharmaceuticalshttp://pharmalicensing.com/public/companies/view/3143/sinclair-pharmaceuticalsVectura Grouphttp://www.vectura.com/Xanitoshttp://www.xanitos.com/AMICAShttp://www.amicas.com/MedVantxhttp://medvantx.com/Overtis Grouphttp://www.overtis.com/Dotcasthttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=92365Horncastlehttp://en.wikipedia.org/wiki/Horncastle,_LincolnshireChess Dynamicshttp://chess-dynamics.com/Coal Restaurantshttp://www.coalgrillandbar.co.uk/Donatantoniohttp://donatantonio.com/EcoSynthetixhttp://www.ecosynthetix.com/Huronhttp://www.huronconsultinggroup.com/Monica Vinaderhttp://www.monicavinader.com/Mophiehttp://www.mophie.com/Overtis Grouphttp://www.overtis.com/ReCellularhttp://recellular.com/Relumehttp://relume.com/Sakti3http://sakti3.com/SenseLogixhttp://www.senselogix.com/SPC Internationalhttp://www.spcint.com/Tossedhttp://www.tossed.com/Investment Team: Charles P. Rothstein, Senior Managing Director, and Co-Foundercrothstein@beringea.comAndi Jenkins, Director, Marketing and Communicationsajenkins@beringea.comJeff Bocan, Managing Directorjbocan@beringea.comLeslie A. Shipley, Director, Operationsishipley@beringea.comMichael Gross, Managing Directormgross@beringea.comDavid M. Ruby, Principaldruby@beringea.comBlackEagle Partners, LLCwww.blackeaglepartners.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsDefense & Homeland SecurityMiddle MarketBlackEagle Partners, LLC, with offices in Bloomfield Hills, Michigan and New York, is an operationally focused, middle market private equity firm. BlackEagle focuses on the lower middle market industrial space targeting opportunities in Underperforming or troubled businesses; Non-core subsidiaries of larger companies; Companies in breach of their covenants; Companies in or near bankruptcy; Companies impacted by external shocks and globalization; and Businesses in out-of-favor industries. BlackEagle seeks to make control investments of between $5 million and $25 million in equity capital across a broad range of industries excluding technology, real estate and telecommunications. The firm is interested in pursuing companies with: revenue between $25 million and $250 million and EBITDA of negative-$25 million. Target Industries include: Aerospace and defense, Building products and construction services, Business and consumer services, Consumer products, Distribution, Healthcare products and services, Industrial products and services, Natural resources, Niche manufacturing, and Transportation.

6905 Telegraph Road, Suite 205Bloomfield HillsMI48301313-647-5340

Portfolio companies include:Federal Broach & Machinehttp://www.federalbroach.com/Rockford Productshttp://www.rockfordproducts.com/Eurodesign Cabinetshttp://www.eurodesigncabinets.com/InStar Services Grouphttp://www.instar.com/US LBM Holdingshttp://uslbm.com/Waste Associateshttp://wasteassociates.com/Investment Team:Michael D. Madden, Co-Founder & Managing Partner (New York), 917-591-6060mmadden@blackeaglepartners.comGarrett P. Kanehann, Co-Founder & Partner, 313-647-5348gkanehann@blackeaglepartners.comJason G. Runco, Co-Founder & Partner, 313-647-5347jrunco@blackeaglepartners.comJ. W. Henry Watson, Co-Founder & Partner, 313-647-5330hwatson@blackeaglepartners.comMichael P. Monroe, Vice President, 313-647-5354mmonroe@blackeaglepartners.comBryan E. Tolles, Vice President, 313-647-5326btolles@blackeaglepartners.comMichael M. Wheatley, Associate, 313-647-5339mwheatley@blackeaglepartners.comBlue Water Angelswww.bluewaterangels.com AInformation TechnologySoftware & InternetSemiconductorMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareMedical DeviceBusiness ServicesConsumer ProductsSports & EntertainmentSeedBlueWater Angels is a network of more than 30 high-net-worth individuals and organizations interested in investing private capital in promising companies. BlueWater Angels helps bring fresh ideas, jobs and business growth to mid-Michigan through economic prosperity and follow-up investment. In its first year, BlueWater Angels received funding requests from over 100 companies, reviewed nearly 40 in detail, heard presentations from a dozen companies, and closed its first investment in a mid-Michigan-based advanced materials company. The amount of investment capital available for annual investments now tops $1.4 million and is only expected to grow.

MidMichigan Innovation Center2007 E. Austin Street, Suite MMidlandMI48642989-839-2333

Portfolio companies include:AzulStarhttp://www.azulstar.com/Investment Team:Joe Asiala, Founding MemberChris Moultrup, Associate Directormoultrup@mmic.usBridge Street Capital Partners, LLCwww.bridgestreetcapital.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsMiddle MarketBridge Street Capital invests in Midwestern companies that face a transition of ownership or need growth capital to facilitate expansion. The firm generally invests in companies with revenues ranging from $5-$50 million, though it will partner with other investors in order to invest in larger companies. Bridge Street prefers to invest between $2.5 - $7.5 million in each of its portfolio companies, primarily in middle market firms throughout a broad range of industries, including industrial manufacturing, distribution and logistics, consumer products, healthcare, and business services.

40 Pearl Street NW, Suite 1040Grand RapidsMI49503616-732-1050616-732-1055

Portfolio companies include:Affy Tapplehttp://www.affytapple.com/Callpodhttp://www.callpod.com/Jacob Ash Designshttp://www.sierratradingpost.com/jacob-ash~b~9550/Superior Fibershttp://superior-fibers.com/V.I.O.http://www.vio-pov.com/Performance Fabricshttp://performanceff.com/Zorchhttp://www.zorch.com/Investment Team: John J. Meilner, Managing Director, 615-732-1051john@bridgestreetcapital.comBill Kaczynski, Managing Director, 616-732-1052bill@bridgestreetcapital.comCarl Jandernoa, Vice Presidentcarl@bridgestreetcapital.comCapital Community Angelswww.capitalcommunityangels.orgAInformation TechnologySeedEarlyCapital Community Angels is a group of accredited investors of Greater Lansing dedicated to helping entrepreneurs of their region succeed and prosper. Their members, mostly successful entrepreneurs and professionals, want to foster the entrepreneurial spirit in the Lansing tri-county area. They will invest in seed and early-stage companies whose leaders can demonstrate the high growth and superior profit potential of their under-takings, and create jobs in the region. Depending on the amount of the required funding, Capital Community Angels will cooperate with other angel groups and venture capital firms. The group will examine prospective investments and funding requests originating beyond Ingham, Clinton and Eaton counties.

1181 Ridgewood DriveEast LansingMI48823517-242-0972

Portfolio companies include:XG Scienceshttp://www.xgsciences.com/BoroPharmhttp://www.boropharm.com/Investment Team: Loic Couraud, AdministratorLCouraud@sbcglobal.netChrysalis Ventureswww.chrysalisventures.comVCInformation TechnologyLife Sciences & HealthcareMedical DeviceEarlyGrowthExpansionFounded in 1993, Chrysalis Ventures is a leading source of equity capital for young growth companies in the Midwest and South. Chrysalis invests primarily in early-stage and expansion-stage companies in healthcare services and technology. With headquarters in Louisville, Kentucky and offices in Cleveland, Houston, Pittsburgh, and Ann Arbor, Mich., Chrysalis has $400 million under management and has made investments in over 65 companies. Chrysalis rarely invests at the seed-stage and prefers to invest in companies that are already generating revenue in the $1 to $5 million range. The firm typically invests at least $2 million in the first institutional private equity financing in the form of a preferred security. Chrysalis will invest in later rounds of promising companies, up to a total of approximately $15 million in a single portfolio company. Chrysalis currently has investments in 20 states across the United States, but prefers to invest in the "under-ventured" Midwest and South regions of the country.

115 West Huron St., Third FloorAnn ArborMI48104734-864-0237

Portfolio companies include:AfterBOThttp://afterbot.com/Asterandhttp://www.asterand.com/CerviLenzhttp://www.cervilenz.com/Chronicityhttp://chronicityinc.com/Construction Software Technologieshttp://isqft.com/Continuum 700http://continuumwireless.com/Connecturehttp://connecture.com/Cyberahttp://www.cybera.com/IBBShttp://www.ibbs.com/Digitalsmithshttp://www.digitalsmiths.com/Foundation Radiology Grouphttp://www.foundationradiologygroup.com/Golden State Overnight Deliveryhttp://www.gso.com/HCCA Holdingshttp://www.hccaintl.com/HealthTeacherhttp://www.healthteacher.com/Intervention Inightshttp://interventioninsights.com/MedLabhttp://www.themedlab.com/meQuilibriumhttp://mequilibrium.com/MyHealthDIRECThttp://myhealthdirect.com/NextImage Medicalhttp://nextimagemedical.com/Open Kernel Labshttp://www.ok-labs.com/Regent Educationhttp://www.regenteducation.com/Sanoviahttp://sanovia.com/Mobile Armorhttp://www.mobilearmor.com/StraighterLinehttp://www.straighterline.com/TechSkillshttp://www.techskills.edu/Ygnitionhttp://www.ygnition.com/BioSeekhttp://bioseekinc.com/Xleranthttp://www.xlerant.com/Investment Team: David A. Jones, Jr., Chairman and Managing Directordjones@chrysalisventures.comKoleman E. Karleski, Managing Directorkoleman@chrysalisventures.comWright Steenrod, Partnerwsteenrod@chrysalisventures.comIrving W. Bailey, Senior Advisoribailey@chrysalisventures.comRichard Vance, Operating Partnerrvance@chrysalisventures.comJohn Willmoth, Venture Partnerjwillmoth@chrysalisventures.comRoy Ziegler, Venture Partnerrziegler@chrysalisventures.comAlan Ying, Venture Partneraying@chrysalisventures.comLisa Aly, Vice President of Finance and Administrationlaly@chrysalisventures.comDetroit Investment Fundhttp://investdetroit.com/managed-funds/detroit-investment-fundEDManufacturing & IndustrialBusiness ServicesReal EstateEarlyGrowthThe Detroit Investment Fund is a $52 million private capital fund created by Detroit Renaissance that invests in projects that have the potential to stimulate economic development within the city of Detroit while generating a return for the Fund's investors. By financing commercial and industrial businesses, residential real estate development and special projects which address the strategic needs of the city, the Fund acts as a catalyst for investment in Detroit. This is accomplished by providing low-cost, mezzanine financing which will leverage owner equity so that the contemplated transaction will merit traditional financing. The fund will invest $500,000 to $2.5 million in a broad range of industries with a focus on manufacturing, distribution, and service companies and in the following types of projects: Residential and Community Development; Commercial and Industrial Expansion; or Relocation and Strategic Developments. The Detroit Investment Fund will also assist with Residential and Community Development Capital Loans and Commercial Capital Loans.

600 Renaissance Center, Suite 1710DetroitMI48243313-259-6368313-259-6393

Portfolio companies include:One Kennedy Squarehttp://en.wikipedia.org/wiki/One_Kennedy_SquareKales Buildinghttp://kales76.com/W Industrieshttp://www.towertda.com/Ye Olde Butcher Shoppehttp://www.yeoldebutchershoppe.com/Investment Team: Edward J. (Chip) Miller, Vice Chairmancmiller@detinvfund.comDavid Blaszkeiwicz, Presidentdaveb@detinvfund.comKarl Bell, Senior Vice PresidentMary Seaberg King, Vice Presidentmary.king@detinvfund.comMahendra Ramsinghani, Managing DirectorDow Chemical Companywww.dow.com/ventureFOFCVCInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareSeedEarlyGrowthExpansionMiddle MarketLateDow Venture Capital (VC) invests in promising start-up companies in North America, Europe and Asia. The firm invests on businesses based on four megatrends: Agricultural, Consumer & Lifestyle, Energy, and Infrastructure & Transportation. The firm invests, in part, through institutional venture capital firms, and across all stages of development- from seed to later stage. Dow has developed a broad network of VC partners that specialize in the company's targeted investment markets and geographies. Typically, Dow VC takes active minority positions in syndicated investments within the following guidelines: Minimum investment: $250,000; Preferred investment: $500,000 to $5,000,000; and Geographies: U.S., Canada, Europe, and Japan.

2030 Dow CenterMidlandMI48674989-636-1000

Portfolio companies include:Alien Technologyhttp://www.alientechnology.com/AmberWave Systemshttp://amberwave.com/Anaeropharmahttp://www.anaeropharma.co.jp/Avesohttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26959385Biolexhttp://www.biolex.com/Clearpace Softwarehttp://rainstor.com/CYMBEThttp://www.cymbet.com/Xterahttp://xterraplanet.com/NESShttp://www.ness.com/LuminoZhttp://luminoz.com/Mirabilishttp://www.mirabilismedica.com/inSilicahttp://insilicalabs.com/E-Marketshttp://www.e-markets.com/NuvoSunhttp://nuvosun.com/Noxxon Pharmahttp://noxxon.com/Oxford Immunotechttp://www.oxfordimmunotec.com/Plastic Logichttp://plasticlogic.com/SiConnecthttp://www.ipcf.org/company/siconnect/siconnect.htmlSionexhttp://www.sionex.com/technology/index.htmSorbent Therapeutichttp://www.sorbentrx.com/products/Spotwave Wirelesshttp://spotwave.com/Superprotonichttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=27447350Varioptichttp://www.varioptic.com/Veralighthttp://www.veralight.com/Xterahttp://xterraplanet.com/ZBD Displayshttp://zbdsolutions.com/AltaDeviceshttps://www.altadevices.com/Blade Dynamicshttp://www.bladedynamics.com/Clean Filtration Technologieshttp://www.cleanfiltration.com/Imprint Energyhttp://www.imprintenergy.com/Lightscape Materialshttp://lightscapematerials.com/wordpress/?page_id=3Primet Precision http://primetprecision.com/Water Healthhttp://www.waterhealth.com/Xtreme Powerhttp://www.xtremepower.com/Investment Team:Monty Bayer, Global Business DirectorRichard Fuentes, Investment DirectorKevin McElgunn, Investment DirectorDennis Merens, Managing DirectorMike Rehberg, Senior Investment ManagerMark Felix, Investment ManagerDTE Energy Ventures, Inc.www.dteenergyventures.comFOFCVCEnergy & Clean TechEarlyDTE Energy Ventures is the corporate venturing arm of DTE Energy Company. With over a decade of investing experience, DTE Energy Ventures is at the forefront of emerging energy technologies. DTE targets companies in the following sectors: Renewable Energy (Solar, wind, biomass, biofuels, hydro); Energy Efficiency / Environmental (SmartGrid, green building, LED, carbon capture, waste to energy); and Energy Storage (Advanced battery solutions, plug-in hybrid electric vehicles, flywheels). DTE Energy Ventures focuses its investments on post-angel investment companies. Typically, companies that meet its criteria have previously raised start-up or seed funding, developed an initial prototype of their technology and begun to fill out their management team. The preferred initial investment is $2,000,000 to $5,000,000, with an ideal total investment of $5,000,000 to $15,000,000, in stages as milestones are met. DTE also makes investments in other Venture Capital funds, including Arete, EnerTech, and Wind Point Partners. To date, DTE has invested over $100 million in energy-related companies and funds, making it one of the largest Michigan-based venture capital operations.

414 S. Main Street, Suite 600Ann ArborMI48104734-302-5309

Portfolio companies include:A123 Systemshttp://a123systems.com/Echelonhttp://echelon.com/MiaSolehttp://miasole.com/Perfect Commercehttp://www.perfect.com/Pentadynehttp://www.power-thru.com/PlugPowerhttp://www.plugpower.com/Home.aspxSoftSwitchinghttp://www.softswitch.com/sst/index.doQD Visionhttp://www.qdvision.com/Novus Energy Partnershttp://novusenergypartners.com/Investment Team:Knut Simonsen, Senior Vice Presidentzhug@dteenergy.comGanesh Ananthasubramaniam, Vice Presidentananthasubramaniamg@dteenergy.comGunyan (Mark) Zhu, Investment ManagerJeff Crusey, Investment Managercruseyj@dteenergy.comEDF Ventureswww.edfvc.comVCInformation TechnologyLife Sciences & HealthcareEarlyEDF Ventures is a venture capital firm investing in early-stage healthcare and information technologies. The firm focuses on young companies that are developing breakthrough technologies to address large, well recognized problems or transform existing markets. EDF targets companies mostly, but not exclusively, in the untapped markets of the Midwest and Southern California. EDF likes to be very involved with all its ventures from early-stage to liquidity, and cultivates a team-oriented culture with its investment partners. EDF invests several hundred thousand dollars up to $1.5 million initially, with the expectation of a total investment of up to $5 million.

425 North Main StreetAnn ArborMI48104-1147734-663-3213734-663-7358

(Grand Rapids Office)6440 Fulton St. EAdaMI49301Portfolio companies include:Alure Medicalhttp://www.alluremedicalspa.com/BioSethttp://www.biosetinc.com/Cerenis Therapeuticshttp://www.cerenis.com/index.aspDirect Flow Medicalhttp://www.directflowmedical.com/Elemehttp://www.cynosure.com/patients/Cellulite-Reduction/faq.phpGenVechttp://www.genvec.com/HandyLabhttp://www.bd.com/geneohm/english/handylab/Health Care Solutionshttp://www.lincare.com/Intralasehttp://www.abbottmedicaloptics.com/products/refractive/ilasikLycerahttp://www.lycera.com/QuadraSpechttp://www.insideindianabusiness.com/newsitem.asp?ID=42278Sonoma Orthopedic Productshttp://sonomaorthopedics.com/TransCorphttp://www.transcorpnigeria.com/ValenTxhttp://www.valentx.com/Alfalighthttp://alfalight.com/Arbor Networkshttp://www.arbornetworks.com/Arxanhttp://www.arxan.com/Greenplumhttp://www.greenplum.com/IntelePeerhttp://www.intelepeer.com/Pixelworkshttp://www.pixelworks.com/Sirconhttp://www.sircon.com/index.htmlVontoohttp://www.vontoo.com/voice/Xterahttp://xterraplanet.com/Zyray Wirelesshttp://www.broadcom.com/Investment Team: Mary Lincoln Campbell, Managing Directorcampbell@edfvc.comMike DeVries, Managing Directormdevries@edfvc.comLinda Fingerle, Chief Financial Officer and Principalfingerle@edfvc.comEndurance Ventureswww.enduranceventures.comVCInformation TechnologyGrowthExpansionEndurance Ventures assembles necessary capital for both private and public companies to execute appropriate growth opportunities. Typical metrics for investments include: greater than $5MM in sales; break even or near break-even; market or "near market" has growth or can be consolidated; and a path to shareholder liquidity can be developed within 36 months. Depending on the necessary capital, Endurance or affiliated funds will directly invest, lead an investment round, or work with management to raise outside capital. The firm invests through platforms for consolidation, management buyouts, re-capitalizations, or in under-managed companies. Endurance has additional offices in New York and Southern California. Endurance Ventures is the General Partner of: Strome Endeavor Partners, LP (SEP); Strome Endeavor Partners II, LP (SEP II); and EPG Investment, LLC.

122 S. Main St., Ste. 200Ann ArborMI48104734-996-4434888-925-9867

Portfolio companies include:EcoDurohttp://ecoduro.com/National Water and Powerhttp://www.mynwpsc.com/xwsHome/Aegis Broadbandhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=120223Design2Launchhttp://graphics.kodak.com/US/Product/Enterprise_Marketing/default.htmFullscopehttp://www.fullscope.com/Investment Team: Ron Reed, Managing Directorronreed@enduranceventures.comHorace Martin, Managing DirectorDavid Thomas, Managing Directordavidthomas@enduranceventures.comThomas Pennell, Managing DirectorFirst Step Fundwww.investdetroit.com/managed-funds/first-step-fundEDInformation TechnologyEarlyThe First Step Fund represents a partnership of the Invest Detroit Foundation, TechTown, Ann Arbor SPARK, and Automation Alley intended to support a revolving loan pool to provide financing to emerging and newly-formed small businesses in southeast Michigan that have successfully completed a training program through a qualified regional business incubator/accelerator. The First Step Fund provides emerging companies with access to capital, focused mentoring in areas consistent with growing the business, and a network that will work to foster demand and create opportunities. First Step Fund support is meant to address the deficit of financing in the marketplace and to promote economic development by identifying, nurturing and fostering demand for early stage, commercially viable businesses resulting in job creation and increased tax revenue for the region. The fund's target area is Southeastern Michigan, preferring an investment size of $10,000 to $50,000 (as a loan or convertible notes with warrants).

600 Renaissance Center, Suite 1710DetroitMI48243-1802313-259-6368313-259-6393

Portfolio companies include:Air Movement Systemshttp://airmovementsystems.com/Bandalshttp://www.bandals.com/Clean Emission Fluidshttp://www.cleanemissionfluids.com/Colianthttp://www.coliantsolutions.com/Current Motorhttp://www.currentmotor.com/InfoReadyhttp://infoready.com.au/Jimmy Kickshttp://www.jimmykicks.com/Launch Learninghttp://launchlg.com/Myine Electronicshttp://www.livioradio.com/NextCAThttp://nextcat.net/Investment Team: Edward J. (Chip) Miller, Vice Chairmancmiller@detinvfund.comDavid Blaszkeiwicz, Presidentdaveb@detinvfund.comKarl Bell, Senior Vice PresidentMary Seaberg King, Vice Presidentmary.king@detinvfund.comMahendra Ramsinghani, Managing Director, First Step FundFrankel Commercialization Fund (FCF)www.zli.bus.umich.edu/wvf/frankel_fund.aspVCInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareConsumer ProductsSeedThe Frankel Commercialization Fund (FCF) is a pre-seed investment fund established to identify and accelerate the commercialization of ideas generated within the University community and the surrounding area. The team adopts a hands-on approach to investing that leverages the talents and resources available at the Stephen M. Ross School of Business at the University of Michigan. The Frankel Fellows, the core team of Ross MBA students selected for their experience in healthcare and technology industries, looks for entrepreneurs seeking pre-seed funds for business plans. The Fund targets companies that support products or technologies that are advanced, proprietary, scalable, and benefit from a sustainable competitive advantage. The Frankel Fellows are organized into four investment teams, one specializing in health care, information technologies, consumer, and clean tech investments. The fund may invest up to $100,000 in funding per team.

Samuel Zell & Robert H. Lurie Institute for Entrepreneurial Studies, Ross School of Business, University of Michigan701 Tappan St., R3200Ann ArborMI48109-1234734-615-4419734-615-4420

Portfolio companies include:Accio Energyhttp://accioenergy.com/Ambiq Microhttp://ambiqmicro.com/Arbor Photonicshttp://arborphotonics.com/SurModhttp://www.sur-mod.com/homeSurgimatixhttp://surgimatix.com/Are You a Humanhttp://areyouahuman.com/Investment Team:Jim Adox, Managing Director, Venture InvestorsThomas Porter, Managing Directortporter@umich.eduGeneral Motors Ventures, LLCwww.gmventures.comCVCEnergy & Clean TechTransportation & DistributionGrowthGeneral Motors Ventures was formed in June, 2010 to identify, engage and build relationships with other venture capital firms, technology-based companies and individuals. GM's equity investments deliver innovative technology to the global transportation sector. GM Ventures' investment strategy includes growth-stage companies with focus on the areas of automotive cleantech, infotainment, advanced materials, and other automotive-related technologies.

Mail Code 482-C37-D99300 Renaissance CenterDetroitMI48265313-556-5000

Portfolio companies include:Bright Automotivehttp://www.brightautomotive.com/Sakti3http://sakti3.com/Sunlogicshttp://sunlogics.com/Proterrahttp://www.proterra.com/Investment Team:Jon J. Lauckner, GM Vice President and President General Motors VenturesSherwin L. Prior, Managing DirectorJerneja Loncar, Investment ManagerAnish Patel, Investment ManagerTim Brumbaugh, Deputy DirectorJohn Hater, Investment ManagerTony Nausieda, Investment ManagerGlencoe Capitalwww.glencap.comPEMedia & Digital MediaManufacturing & IndustrialFinancial ServicesConsumer ProductsMiddle MarketFounded in 1993, Glencoe Capital is a private equity firm focused on lead-sponsored acquisitions and growth equity investments in lower middle-market companies. The firm has completed over 30 acquisitions, representing over $1 billion of transaction value. Glencoe Capital currently manages two funds: the Glencoe Capital Michigan Opportunities Fund, L.P. and Glencoe Capital Partners III, L.P. The Glencoe Capital Michigan Opportunities Fund, the firm's fourth fund, was established in June of 2008 and represents a partnership of public and private interests in the deployment of private equity capital. The Fund makes lead-sponsored acquisitions and growth equity investments in companies that conduct a material portion of their business operations in Michigan. The Fund may also invest in companies located outside of Michigan that demonstrate a viable strategy for expanding business operations into the State. The firm's third fund, Glencoe Capital Partners III, currently manages four portfolio companies. Fund investments consist of lead-sponsored acquisitions and growth equity investments in lower middle-market companies with values between $25 million and $125 million. Glencoe targets companies with annual EBITDA between $3 million and $15 million, and capital requirements of at least $7 million.

300 Park Street, Suite 380BirminghamMI48009248- 566-2580

(Illinois Office)222 W. Adams St., Suite 1000ChicagoIL60606312-795-6300Portfolio companies include:American Education Grouphttp://www.americanedgroup.com/Campbell Grinderhttp://www.campbellgrinder.com/Flatouthttp://www.flatoutbread.com/Moosejawhttp://www.moosejaw.com/moosejaw/shop/home___NOVO 1http://www.novo1.com/Child Development Schoolshttp://www.teachercertification.org/childhoodeducation/Dixie Chemicalhttp://www.dixiechemical.com/Polyair Inter Packhttp://polyair.com/First Home Financialhttp://firsthousefinancial.com/index.htmlRimrockhttp://rimrockcorp.com/SDIhttp://sdihealth.com/Budcohttp://www.budco.com/Investment Team:David S. Evans, Chairman and Chief Investment Officerdevans@glencap.comG. Douglas Patterson, Managing Directordpatterson@glencap.comJason L. Duzan, Managing Directorjduzan@glencap.comDouglas S. Kearney, Principaldkearney@glencap.comGrand Angelswww.grandangels.orgAInformation TechnologySeedGrand Angels was founded by former Grand Bank founder and CEO Charles C. Stoddard and serial entrepreneur, Craig T. Hall. The firm is the only regional investment group that offers mentoring paired with a relatively patient exit strategy, meaning invested funds may not need to be returned as quickly as would be expected by commercial or other investors. Grand Angels typically invests from $250K to $1M in early-stage companies across a wide range of sectors. Grand Angels invests in businesses located in Michigan, with a preference for those located in Kent, Ottawa and Muskegon counties. Grand Angels has invested over $8 million since its inception.

36 W. 8th StreetHollandMI49423616- 566-1770

Portfolio companies include:Kabongohttps://www.kabongo.com/Accurihttp://www.accuricytometers.com/Salamander Technologieshttp://www.salamandertechnologies.com/VIOhttp://www.vio.com/Creative Bylinehttp://www.creativebyline.com/Janeevahttp://janeeva.com/ProNAihttp://www.pronai.com/Incept Biohttp://www.inceptbio.com/Home.htmlTranscorp Medicalhttp://www.mlive.com/grpress/business/index.ssf/2008/11/transcorp_receives_funding_to.htmlPlumstonehttp://plumstone.com/InformMedhttp://informmed.com/Armune Biosciencehttp://www.armune.com/Azulstarhttp://www.azulstar.com/Conceivexhttp://www.conceptionkit.com/Grand River Aseptic Manufacturinghttp://grandriverasepticmfg.com/Tolera Therapeuticshttp://www.tolera.com/Vestaronhttp://www.vestaron.com/Varsity News Networkhttp://varsitynewsnetwork.com/Investment Team:Charles C. Stoddard, Foundercstoddard@grandangels.orgCraig T. Hall, FounderJody D. Vanderwel, Presidentvanderwelj@grandangels.orgGreat Lakes Angels, Inc.www.glangels.orgAInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialSeedThe Great Lake Angels is a nonprofit organization of personal investors seeking to provide seed funding for entrepreneurs who would ordinarily look outside the region for early stage investments. Great Lakes Angels will invest in Life Science, IT, MEMS, advanced manufacturing and various other technologies, with individual members investing $50,000 to $250,000 in one company. The group only seeks deals that are based in the Midwest (Michigan, Ohio, Indiana, and Ontario). The Great Lakes Angels organization is expected to hold 10 monthly events each year at regularly scheduled times and locations. The meetings are not open to the public and are by invitation only. The typical meeting will include two highly screened "deals" in the early evening (about 2 hours) with time for questions and answers to each presenter.

568 Woodway Ct., Suite 1 Bloomfield HillsMI48302

Portfolio companies include:Accuri Cytometershttp://www.accuricytometers.com/Saleztrackhttp://saleztrack.com/Nextep Systemshttp://www.nextepsystems.com/CircleBuilderhttp://www.circlebuilder.com/Blaze Medical Deviceshttp://blazemedicaldevices.com/Investement Team:David Weaver, Chairman & Founderdweaver@glangels.orgJeff Sloan, DirectorTom Anderson, DirectorRobert Ameriguian, DirectorJohn Dourjalian, DirectorHopen Life Science Ventureswww.hopenlifescience.comVCLife Sciences & HealthcareMedical DeviceEarlyHopen Life Sciences was formed in 2006 to take advantage of converging market dynamics in the life science field in the region. The team consists of experienced professionals with diverse life science backgrounds in research and development, business development, operations, marketing, clinical trials, finance, and patient care. To date, Hopen has leveraged its network of life science expertise as well as financial capital to invest in a portfolio of early- to mid-stage companies that includes diagnostics, therapeutics, medical devices, and enabling technologies. Hopen seeks to invest $3 to $5 million over the life of the investment, but have the flexibility to do more or less. Hopen Fund I has invested in seven companies including one exit through a combination of initial and follow-on investments. All six of the remaining invested assets continue to progress and have raised, in combination with its syndicated partners, a total of $110 million toward continued creation of investor value. In 2010, the Hopen leadership team decided to expand its investment pool to create a new Life Science venture fund, Hopen Fund II. Through this fund, Hopen will continue to build upon our fundamental approach to investing in leading edge life science opportunities. In July 2011, Hopen announced an initial close of $25 million for its second fund. Currently, Hopen manages over $65 million between the two funds.

3133 Orchard Vista Drive SEGrand RapidsMI49546616-464-5071616-940-6223

Portfolio companies include:Intervention Insightshttp://interventioninsights.com/Neochordhttp://neochord.com/Nymirumhttp://www.nymirum.com/Tolera Therapeuticshttp://tolera.com/Metabolic Solutions Developmenthttp://msdrx.com/Transcorp Medicalhttp://www.transcorpspine.com/Investment Team:Mark Olesnavage, MBA, Managing DirectorJerry Callahan, MBA, Ph.D., Managing DirectorMichael Fulton, Managing DirectorMichael Jandernoa, Managing General PartnerHuron Capital Partnerswww.huroncapital.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsEducation & TrainingMiddle MarketFounded in 1999, Huron Capital Partners is a Midwest-based equity investment firm investing in growing, lower middle-market, established and profitable companies. Huron Capital Partners' strategy is to acquire or recapitalize niche manufacturers, value-added distributors and specialty service companies. Generally, these companies have annual revenues of up to $300 million, hold strong niche market positions and have identifiable growth opportunities. Huron has raised and manages over $600 million in equity through three private equity funds, The Huron Fund, LP ($72 million, vintage-2000), The Huron Fund II, LP ($185 million, vintage-2005), and The Huron Fund III, LP ($350 million, vintage-2008). The firm will invest up to $70 million in equity to sponsor management buyouts, corporate spin-offs, recapitalizations, family successions, and buy & build strategies of well-positioned companies having revenues up to $300 million (EBITDA $5 million or more). The firm will customize its transactions to meet each owner's liquidity, diversification and tax objectives. Huron Capital invests in the U.S. and Canada with offices located in Detroit and Ontario.

500 Griswold, Suite 2700DetroitMI48226313-962-5800 313-962-5820

Portfolio companies include:Response Mail Expresshttp://www.responsemail.com/Apex Laboratorieshttp://www.apexlabinc.com/Matrix Systemhttp://matrixsystem.com/Tectranshttp://www.tectransinc.com/Cardinal Agri-Logisticshttp://www.landestruckinginc.com/Hughes Associateshttp://www.haifire.com/Maple Leaf Automotivehttp://www.oeqf.com/The Olon Grouphttp://theolsongroup.net/OneTouchPointhttp://www.1touchpoint.com/Victoria Fine Foodshttp://victoriafinefoods.com/Artissimo Holdingshttp://www.artissimoholdings.com/Bloomer Plasticshttp://www.bloomerplastics.com/Leading Responsehttp://www.leadingresponse.com/Ronnoco Coffeehttp://www.ronnoco.com/Sock and Accessory Brands Globalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=144628525Investment Team:Brian A. Demkowicz, Managing Partner and Co-Founderbdemkowicz@huroncapital.comMichael R. Beauregard, Senior Partnermbeauregard@huroncapital.comPeter E. Mogk, Senior Partnerpmogk@huroncapital.comJohn C. Higgins, Senior Partnerjhiggins@huroncapital.comChristopher S. Sheeren, Partnercsheeren@huroncapital.comNicholas H. Barker, Partnernbarker@huroncapital.comJames S. Mahoney, Partnerjmahoney@huroncapital.comDavid S. Reynolds, Senior Vice President, Chief Financial Officer, & Chief Compliance Officerdreynolds@huroncapital.comGretchen B. Perkins, Senior Vice President, Business Developmentgperkins@huroncapital.comWilliam Y. Campbell, Senior Partner & Co-Founderwcampbell@huroncapital.comWilliam F. McKinley, Senior Partner & Co-Founderwmckinley@huroncapital.comScott A. Reilly, Senior Partner & Co-Foundersreilly@huroncapital.comInnovative Ventures, Inc.www.ivipe.comVCInformation TechnologyCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareMedical DeviceSeedEarlyGrowthExpansionInnovative Ventures (IVI) began operations in 1986 and designs and builds venture capital (VC) funds that meet the profit and development objectives of its clients including institutional investors, multi-lateral development banks, and government investors in private equity. IVI has developed strategies for venture capital, cash flow "quasi-equity" and Fund of Funds with a total capitalization of $285,000,000 to capture market inefficiencies in Africa, Europe, the Former Soviet Union and North America. IVI is implementing an initiative for cross-border relationships to meet the need for early stage venture capital for sustainable technology in Russia with a variety of CIS enterprises in technologies and industries of oil, gas, energy, IT, telecommunications, medical and biotechnology. The firm will typically invest $300K to $800K in a venture. IVI has an additional office in Moscow.

LansingMI517-339-9354

Portfolio companies include:Applied Intelligent Systemshttp://www.asinc.com/Neogenhttp://www.neogen.com/Personal Bibliographic Softwarehttp://users.ox.ac.uk/~ctitext2/service/workshop/bib-overview.htmlGateway Systemshttp://www.gatewaysystems.com/Face Technologieshttp://www.face.co.za/Investment Team: Sergei BazhinNavin EdwinThomas Nastas, President and FounderTom@IVIpe.comTegid RobertsOlena SatdnyukLong Point Capitalwww.longpointcapital.comPEManufacturing & IndustrialBusiness ServicesMiddle MarketFounded 1988, Long Point Capital is a private equity fund with offices in Michigan and New York. With $315 million of capital under management, the firm focuses on partnering with successful entrepreneurs of middle market businesses to help them achieve their financial goals, such as achieving liquidity, accessing growth capital, or accommodating generational change. Long Point's leading investor is Masco Corporation, a publicly traded, Fortune 300 Company. Long Point Capital has invested in sixteen platform companies in Fund I and Fund II. Fourteen of these investments have been "control" investments. The sales and EBITDA of these fourteen companies total approximately $1 billion and $200 million, respectively. Long Point's portfolio companies have sales ranging from $30 million to $200 million and EBITDA of $5 million to $30 million. Long Point focuses on Manufacturing, Distribution, and Service companies located in North America.

26700 Woodward Ave.Royal OakMI48067248-591-6000248-591-6001

Portfolio companies include:Arrow Tru-Linehttp://www.arrowtruline.com/Artistic Holdingshttp://www.artisticstairs.com/CHAhttp://www.thecha.org/Cumming Grouphttp://cgroupusa.com/EYPhttp://www.eypaedesign.com/Torrent Resourceshttp://www.torrentresources.com/Mestel & Companyhttp://www.mestel.com/Hire Counselhttp://www.hirecounsel.com/Savage Sportshttp://www.savagesportsinc.com/UMA Enterpriseshttp://umainc.com/Investment Team:Gerry Boylan, Managing Directorgboylan@longpointcapital.comIra Starr, Managing Director (New York)istarr@longpointcapital.comNaimish Patel, Senior Advisornpatel@longpointcapital.comNorman Scherr, Associatenscherr@longpointcapital.comRichard Limardo, Controllerrlimardo@longpointcapital.comLV2 Equity Partners, LLCwww.lv2partners.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketLV2 Equity Partners, LLC is a private equity firm whose objective is to acquire a controlling interest in niche manufacturers, value-added distributors and specialty service companies. LV2 invests in companies that have the potential for substantial growth and profit improvement. The firm's goal is to utilize its leadership, vision and business skills to create value and generate superior returns in each business within its portfolio. LV2 will consider all industries except for banking, insurance, real estate, media, and natural resources. Portfolio companies typically have revenues between $3 million and $30 million, although significantly larger companies may be considered, and an EBITDA between $100,000 and $5 million. Investment size ranges between $500,000 and $20 million, however LV2 Equity Partners will sponsor larger transactions by co-investing with other investor groups. LV2 requires controlling interest in invested companies and will consider any company in the United States, with a preference toward the Midwest.

1618 Denver StreetMidlandMI48640989-631-2687989-794-6100

(St. Johns, MI Office)107 East Walker Road, Suite 100St. JohnsMI48879517-230-6165989-227-2119(Lowell, MI Office)112 Pearson CourtLowellMI49331616-540-2606616-825-6105Portfolio companies include:Cast Aluminum Solutionshttp://castaluminumsolutions.com/NEX Solutionshttp://nex-solutions.com/Michigan Polymer Reclaimhttp://visitmpr.com/Auto-Labhttp://www.autolabusa.com/Investment Team:Michael J. Flint, Senior Managing Director (Midland)mjflint@lv2partners.comJohn (J.C.) Stehlik, Managing Director (Lansing)jcstehlik@lv2partners.comJohn C. Pollock, Managing Director (Grand Rapids)jcpollock@lv2partners.comMacBeedon Partners, LLCwww.macbeedon.comVCInformation TechnologyEnergy & Clean TechSeedEarlyMacBeedon Partners, LLC is a pre-seed investment and management firm focused on creating technology companies and jobs in the Great Lakes Region. MacBeedon Partners recognizes the surplus of underutilized intellectual property and is working with universities, businesses and individuals to develop a vibrant technology economy for the 21st century. The firm promotes the creation and growth of new technology ventures by providing both funding and entrepreneurial leadership. MacBeedon invests primarily in Alternative Energy, Green Technology, and Information Technology Solutions. The firm makes early stage investments in portfolio companies and actively participates in operational aspects of the business as it works to attract investment from other sources such as private investors, venture capital, industry partners, and entrepreneurial incubators. MacBeedon Partners is no longer accepting applications for funding.

912 N. Main Street, Suite 100Ann ArborMI48104734-323-0114

Portfolio companies include:ActivCOREhttp://www.activcore.com/Amplifinity (formerly uRefer)http://www.amplifinity.com/Investment Team: Richard Beedonrbeedon@macbeedon.comKevin Wittrup, Managing Directorkwittrup@macbeedon.comClaire Stevens, Associate and Business Managercstevens@macbeedon.comPaul VlasicMaranon Capital, LPwww.maranoncapital.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsMiddle MarketMaranon Capital invests in a wide range of securities including leveraged loans and equity co-investments in partnership with management teams and private equity firms in the lower middle market, with $5 to $50 million in EBITDA. Currently, the professionals at Maranon Capital are investing $557 million across two funds. Maranon's team has worked on many different types of transactions and seeks to provide senior debt, mezzanine debt, and equity co-investment capital to private companies for leveraged buyouts, recapitalizations, refinancings, growth initiatives, acquisitions, and ESOPs. The firm's partners have experience in several broad industries including: business services, consumer products and services, distribution, healthcare services, and manufacturing. The firm offers a broad product line including: Revolving Lines of Credit ($10 to $50 million); Second Lien Term Loans ($10 million-$50 million); Mezzanine Debt ($5 million-$30 million); and Equity co-investments (up to $10 million in conjunction with mezzanine). The firm does not provide capital for early-stage or project based transactions, short term financing bridges or operationally distressed businesses.

280 North Old Woodward Avenue, Suite 104BirminghamMI48009248-220-1804

Portfolio companies include:B&H Educationhttp://www.bheducation.com/HealthPorthttp://www.healthport.com/index.aspxOne Call Medicalhttp://www.onecallmedical.com/Pathgrouphttp://pathgroup.com/Tidi Productshttp://www.tidiproducts.com/Veritexthttp://veritext.com/index.aspxYoung Americahttp://www.youngamerica.com/Loweprohttp://www.lowepro.com/Jobyhttp://joby.com/Keanehttp://www.keaneunclaimedproperty.com/Kettle Cuisinehttp://kettlecuisine.com/McKenzie Sports Productshttp://www.mckenziesp.com/Default.aspxNeptune-Bensonhttp://neptunebenson.com/PKWarehttp://www.pkware.com/Royall & Companyhttp://www.royall.com/SumTotalhttp://www.sumtotalsystems.com/Tharpe Robbinshttp://www.tharperobbins.com/Thermo Fuidshttp://www.thermofluids.com/VRS Vericlaimhttp://www.vericlaiminc.com/CJW & Associateshttp://cjw-assoc.com/Emergency Communications Networkhttp://www.ecnetwork.com/G&H Wire https://www.ghwire.com/store/main.aspxHumaneticshttp://www.humaneticsatd.com/Lawson Aquaticshttp://www.lawsonaquatics.com/Milton Industrieshttps://miltonindustries.com/Investment Team:Tom Gregory, Co-Founder & Managing Directorltg@maranoncapital.comIan Larkin, Co-Founder & Managing Director, 312-646-1202iml@maranoncapital.comRich Jander, Managing Director, 248-220-1804rtj@maranoncapital.comDemian Kircher, Managing Director, 312-646-1203dk@maranoncapital.comGreg Long, Managing Director, 312-646-1204gml@maranoncapital.comMike Parilla, Managing Director/Chief Financial Officer, 312-646-1205msp@maranoncapital.comMK Capitalwww.mkcapital.comVCInformation TechnologySoftware & InternetMedia & Digital MediaBusiness ServicesEducation & TrainingEarlyGrowthMK Capital is a $150 million venture capital fund investing in emerging companies that fall into four categories: application software, digital media, data center automation, and education technology. MK Capital will typically provide a company with its first round of institutional capital, but also works with more mature businesses seeking growth capital. Since MK Capital has a national investing focus, the firm embraces opportunities in other geographies. Historically, MK's deals have been located one-third in the East, one-third in the Midwest, and one-third in the West. Additional offices are in Chicago and Los Angeles.

130 South First Street, Suite 201Ann ArborMI48104734-663-6500

Portfolio companies include:CellTrakhttp://celltrak.com/Apex Learninghttp://apexlearning.com/Kontikihttp://www.kontiki.com/NBXhttp://www.nbx.com/EnhanceScapehttp://www.enhancescape.com/Geodelichttp://www.geodelic.com/index.phpMachinimahttp://www.machinima.com/Smoothstonehttp://www.smoothstone.com/Bidpalhttp://bidpalnetwork.com/Bladelogichttp://www.bmc.com/products/product-listing/bladelogic-server-automation-suite-virtualization-management-software.html?cmp=redirect_bladelogicGeneratehttp://www.generatela.com/HealthiNationhttp://www.healthination.com/Junction Solutionshttp://www.junctionsolutions.com/Kontikihttp://www.kontiki.com/Movieclipshttp://movieclips.com/Multicast Mediahttp://www.multicastmedia.com/Netuitivehttp://www.netuitive.com/Outdoor Hubhttp://www.outdoorhub.com/PECO Pallethttp://pecopallet.com/Playcasthttp://www.playcast-media.com/Poptenthttp://www.poptent.net/ReachForcehttp://reachforce.com/TopSchoolhttp://www.topschoolinc.com/AwesomenessTVhttp://www.awesomenesstv.com/Datapophttp://www.datapop.com/DramaFeverhttp://www.dramafever.com/eSparkhttp://esparklearning.com/Evedhttp://www.eved.com/LLamasofthttp://www.llamasoft.com/Investment Team:Bret Maxwell, Managing General Partnerbmaxwell@mkcapital.comMark Koulogeorge, Managing General Partnermark@mkcapital.comKaren Buckner, Partner and Chief Operating Officerkbuckner@mkcapital.comMark Terbeek, Partnermterbeek@mkcapital.comKirk Wolfe, Partnerkwolfe@mkcapital.comYair Landau, PartnerJosh Beebe, Directorjbeebe@mkcapital.comNorth Coast Technology Investors, LPwww.northcoastvc.comVCInformation TechnologySoftware & InternetManufacturing & IndustrialSeedEarlyGrowthExpansionMiddle MarketLateWith $100 million under management, North Coast invests through all stages of companies in the enterprise software, e-commerce, manufacturing, distribution and materials science sectors. The firm often targets companies developing niche technologies. North Coast will invest between $500,000 and $4 million over the life of an investment with an initial investment as small as $100,000 in a seed stage or start up company. The firm invests mainly in companies based in Indiana, Michigan, and Ohio. North Coast is the first venture capital firm in the region to create an Entrepreneur-in-Residence(EIR)program. The purpose of the program is to attract, support and fund world-class technology entrepreneurs as they work closely with North Coast to develop new business concepts. During the program, the EIR is a full-time member of North Coast who participates in the venture capital activity of the firm as well as working with the fund to plan their own new venture and recruit their founding team.

206 South Fifth Avenue, Suite 550Ann ArborMI48104734-662-7667734-662-6261

(Midland Office)300 Rodd Street, Suite 201MidlandMI48640989-832-2300989-832-2301Portfolio companies include:Avidimer Therapeuticshttp://www.avidimer.com/CytoPherxhttp://www.cytopherx.com/Excera Materials Grouphttp://exceramaterials.com/Fulcrum Compositeshttp://www.fulcrumcomposites.com/Gema Diagnosticshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=38555920MaxFunds.comhttp://maxfunds.com/Nematronhttp://www.nematron.com/Open Networks Engineeringhttp://www.one.co.uk/RenaMed Biologicshttp://www.masshightech.com/stories/2006/10/23/story7-RenaMed-Biologics-puts-a-stop-to-clinical-trials-on-committee-recommendation.htmlShertrackhttp://shertrack.com/Solidicahttp://solidica.com/Everex Systemshttp://everexsystem.com/Procitehttp://procite.com/Virtela Communicationshttp://www.virtela.net/Investment Team: Lindsay Aspegren, Co-Founderlindsay@northcoastvc.comHugo Braun, Co-Founderhugo@northcoastvc.comOracle Capital Partners, LLCwww.oracle-capital.comVCPEInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantEarlyGrowthExpansionMiddle MarketOracle Capital Partners (OCP) is a private equity firm that provides investment capital to business enterprises with experienced management teams and strong market positions. OCP invests exclusively in minority-owned and controlled businesses located within the state of Michigan. Preferred industries include: Industrial & Manufacturing, Retail & Consumer Products, Commercial Services, Healthcare Services, and Technology. OCP will invest from early to late-stage companies through Growth and Expansion Capital, Acquisitions, and Recapitalizations. The firm typically invests from $2.0 - $3.0 million per transaction.

2000 Town Center, Suite 1900SouthfieldMI48075248-351-2669

Portfolio companies include:TAG Holdingshttp://taghold.com/A&D Technologieshttp://www.adtechnologies.com/MIST Innovationshttp://www.mistinnovations.com/Mobile/Modular Express IIhttp://www.mobilemodular.com/Investment Team:David E. Morris, Managing Directormorris@oracle-capital.comHenry J. Brandon, III, Managing Directorbrandon@oracle-capital.comOak Investment Partnerswww.oakvc.comVCInformation TechnologyCommunications & NetworkingMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareFinancial ServicesConsumer ProductsRetail & RestaurantSeedEarlyGrowthExpansionMiddle MarketOak Investment Partners is a multi-stage venture capital firm with a total of $8.4 billion in committed capital. The primary investment focus is on high growth opportunities in clean energy, communications, information technology, Internet new media, financial services information technology, healthcare services and consumer retail. Since 1978, Oak has achieved a strong track record as a stage-independent investor funding more than 498 companies. Oak has been involved in the formation of companies, funded spinouts of operating divisions and technology assets, and provided growth equity to mid- and late-stage private businesses (and to public companies through PIPE investments). Oak XIII will seek both minority and majority ownership levels. Investment amounts will typically range from $25 million to $150 million.

3890 Wells Fargo Center90 South Seventh Street MinneapolisMN55402612-339-9322612-337-8017

Portfolio companies include:Aspect Softwarehttp://www.aspect.com/Pages/default.aspxCBORD Grouphttp://www.cbord.com/Esperion Therapeuticshttp://www.esperion.com/Fastclickhttp://www.valueclickmedia.com/2Wirehttp://www.2wire.com/Aavid Thermal Technologieshttp://www.aavid.com/Acculynkhttp://acculynk.com/Actelhttp://www.actel.com/Adkeeperhttp://www.adkeeper.com/Agile Networkshttp://www.agile-network.com/Airgo Networkshttp://en.wikipedia.org/wiki/Airgo_NetworksAirspan Networkshttp://airspan.com/Allos Therapeuticshttp://www.allos.com/Allyes Information Technologyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=816565American Esoteric Laboratorieshttp://ael.com/aQuantivehttp://en.wikipedia.org/wiki/AQuantiveArgus Information & Advisory Serviceshttp://www.argusinformation.com/Aspect Softwarehttp://www.aspect.com/Pages/default.aspxathenahealthhttp://www.athenahealth.com/Attiviohttp://www.attivio.com/Aurora Algaehttp://www.aurorainc.com/AVECOR Cardiovascularhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=317249Avici Systemshttp://www.linkedin.com/company/avici-systemsBaja Fresh Mexican Grillehttp://www.bajafresh.com/Investment Team: Jerry Gallagher, General Partnerjerry@oakvc.comDiane McDonnell, Investment Professionaldmcdonnell@oakvc.comKathy Roland, Investment Professionalkroland@oakvc.comPlymouth Management Companywww.plymouthvc.comVCInformation TechnologyManufacturing & IndustrialBusiness ServicesGrowthPlymouth Management Company (PMC) is a general-purpose venture capital firm financing and adding value to growth stage companies in Michigan and the Great Lakes region. PMC manages two funds, Plymouth Venture Partners I (PVPI), a $23 million pledge fund that has been investing since 2003, and Plymouth Venture Partners II (PVPII), a committed fund currently in the capital-raising stage. PMC managed funds typically commit investments of $1.0 to $4.0 million in growth-stage companies with strong management and proven commercial viability. PVP II is a committed fund that focuses on growth stage companies in the Great Lakes Region with established revenue streams. PVP II had its final close for investors in September 2011. The fund size is over $40 million. To date, PVP II has made six investments. Plymouth also will participate in change of ownership or control transactions. PMC primarily invests in technology applications, service and manufacturing sectors.

717 E. Huron St., Ste. 2E Ann ArborMI48104734-747-9401734-929-1811

Portfolio companies include:IDV Solutionshttp://www.idvsolutions.com/Image Integration Systemshttp://www.docusphere.com/Lynx Network Grouphttp://golng.com/Accurihttp://www.accuricytometers.com/CleveXhttp://clevex.com/Janeevahttp://janeeva.com/Eagle River Homeshttp://www.eagleriverhomes.net/Environmental Risk Solutionshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30536835Neuromonicshttp://www.neuromonics.com/Opto Globalhttp://www.opto-global.com/Zebra Mobilehttp://zebramobile.com/PODS/ Westrock Portable Storagehttp://www.manta.com/c/mtgglpc/westrock-portable-storage-llcRedPath Integrated Pathologyhttp://www.redpathip.com/Senexhttp://www.senexco.com/Solulinkhttp://www.solulink.com/VIOhttp://www.vio.com/Weathershieldhttp://www.weathershield.com/Relume Technologieshttp://www.relume.com/UICOhttp://www.uico.com/FutureNet Grouphttp://www.futurenetgroup.com/Investment Team: Ian Bund, Chairmanibund@plymouthvc.comJeff Barry, Partnerjbarry@plymouthvc.comMark Horne, CEOmhorne@plymouthvc.comBob Savage, Senior Advisorbsavage@plymouthvc.comDana Sutton, Office Managerdsutton@plymouthvc.comQuestorwww.questor.comPEManufacturing & IndustrialBusiness ServicesMiddle MarketQuestor is a private equity firm that manages approximately $1.2 billion across two funds. The firm's first fund of $300 million, raised in 1995, is fully invested and harvested. In 1999, Questor closed its second fund with $865 million of equity capital available for investments worldwide. The firm's second fund is substantially invested and is in the harvesting phase. Questor was co-founded in 1995 by Jay Alix and Dan Lufkin. Jay founded AlixPartners, a turnaround and performance improvement consulting firm. Dan is a co-founder of Donaldson, Lufkin & Jenrette. Questor grew out of a combination of Jay's turnaround management experience and Dan's capital markets expertise. Since 1995, Questor has completed more than 20 acquisitions worldwide, with combined revenues exceeding $7 billion. The firm seeks to invest in companies in stable and growing industries with: revenues from $10 to $100 million; break-even or better profitability; and positive historical cash flows.

700 East Maple Road, 4th FloorBirminghamMI48009248-593-1930 248-723-3907

Portfolio companies include:Polar Corporationhttp://polarcorp.com/Chef Solutionshttp://www.chefsolutions.com/Investment Team: Jay Alix, Co-Managing PrincipalJAlix@questorfund.comWallace L. Rueckel, Managing DirectorRobert E. Shields, Vice-ChairmanRobert D. Denious, Managing DirectorRDenious@questorep.comRelativity Capitalwww.relativitycapitalllc.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsDefense & Homeland SecurityMiddle MarketRelativity Capital (Relativity) provides private equity capital to companies throughout all stages of the business cycle. The firm targets quality investments in both healthy and distressed middle-market companies, predominantly located in North America. Relativity targets control-focused investments, both traditional leveraged buyouts and distressed acquisitions. The partner's industry expertise includes: aerospace, automotive, business services, consumer, defense, general manufacturing, and healthcare. Relativity has a target equity investment size of $5 - $30 million and looks for businesses with demonstrable recurring revenues, favorable valuations and a leading position in a growing or insulated market. Using a balanced approach, the firm seeks out distressed and traditional leveraged buyout opportunities in the middle market, an area it believes to be underserved.

180 High Oak Road, Suite 100Bloomfield HillsMI48304248-258-1623

Portfolio companies include:Jessica'shttp://www.jessicasimpson.com/Evergreen Maintenancehttp://evergreenmc.com/Tactical Microhttp://tacticalmicro.com/SCI Pavement Serviceshttp://www.scipavement.com/MHF Serviceshttp://www.mhfservices.com/Berkshire Manufactured Productshttp://www.berkshiremfp.com/index.htmlNIVISYS Industrieshttp://nivisys.com/Investment Team:Leslie L. Armitage, Co-Founder & Senior Managing DirectorJoyce Johnson-Miller, Senior Managing Directorjjmiller@relativitycapitalllc.comBrian K. Lee, PrincipalAndrew W. Lodge, Principalalodge@relativitycapitalllc.comJames S. Riepe Jr., Principaljriepe@relativitycapitalllc.comDavid J. Miller, Vice PresidentBrian R. Kirschbaum, Vice PresidentRenaissance Venture Capital Fundwww.renvcf.comVCFOFInformation TechnologyEarlyThe Renaissance Venture Capital Fund is a Michigan-based fund of funds that supports the growth of venture capital in Michigan. Through its investment in top tier venture firms that are active in Michigan, as well as its own co-investments in emerging Michigan companies, the Renaissance Venture Capital Fund is helping to drive forward both innovation and growth of emerging companies in the region.

201 South Main Street, 10th FloorAnn ArborMI48104734-997-8661

(Detroit Office)600 Renaissance Center, Suite 1760DetroitMI48243-1802734-997-8661 Portfolio companies include:5AM Ventureshttp://www.5amventures.com/company_profile.htmArboretum Ventureshttp://www.arboretumvc.com/Arsenal Venture Partnershttp://www.arsenalvp.com/DFJ Mercuryhttp://www.dfjmercury.com/HIG Bioventureshttp://www.higventures.com/MK Capitalhttp://www.mkcapital.com/RPM Ventureshttp://www.rpmvc.com/TGap Ventureshttp://www.tgapventures.com/Flagship Ventureshttp://www.flagshipventures.com/venture-capitalInvestment Team: Christopher L. Rizik, Chief Executive Officer and Fund Managerchrisr@renvcf.comJeffrey Rinvelt, Principaljeffr@renvcf.comRizvi Traverse Management, LLCwww.rizvitraverse.comVCPETransportation & DistributionSports & EntertainmentExpansionMiddle MarketRizvi Traverse Management, LLC is a private equity firm founded in 2004, headquartered in Birmingham, Michigan, with offices in New York, Oxford, CT, and Los Angeles. Rizvi Traverse Management, LLC seeks value-oriented investment opportunities across all industries. The Rizvi Opportunistic Equity Funds I and II, Newbridge Film Capital and ZCM Capital Management manage over $6 billion in a variety of investment strategies. Rizvi Traverse Management actively seeks opportunities across all industries that exhibit the following characteristics: Companies in need of growth capital, Turnaround opportunities and restructurings, Bankruptcies and reorganizations, Privatizations, PIPES, Acquisition financing, and Strong Management Team.

260 East Brown Street, Suite 380BirminghamMI48009248-594-4751248-594-4754

Portfolio companies include:ICMhttp://www.icmtalent.com/Key Airhttp://keyair.com/Keystone Aviationhttp://www.keystoneaviation.com/Summit Entertainmenthttp://www.summit-ent.com/Ziegler Lotsoff Capital Managementhttp://www.zieglerlotsoff.com/Playboy Enterpriseshttp://www.playboyenterprises.com/Facebookhttp://www.facebook.com/Twitterhttp://twitter.com/Squarehttps://squareup.com/Investment Team:Suhail Rizvi, Co-founder and Chief Investment OfficerJohn A. Giampetroni, Co-founder and Chief Operating Officerjag@rizvitraverse.comBen Kohn, PartnerViq Shariff, PartnerKaren Blanchard, Chief Compliance Officerklb@rizvitraverse.comAlex Farmer, DirectorTodd Knowles, Chief Financial OfficerRAIN Source Capitalwww.rainsourcecapital.comAInformation TechnologyAgriculture & Agricultural ScienceSeedEarlyRAIN Source Capital is a multi-state network of RAIN funds that works with angel investors who are interested in supporting growing companies. RAIN Source helps bring together like-minded angel investors to form individual RAIN funds and then provides these funds with capital, a process for due diligence, legal templates, management support, access to deal flow and other resources. There are currently 23 RAIN funds with $20 million in commmitteed capital, and currently spans six states located in Midwestern states including funds located in Alexandria, Grand Rapids, Worthington, Willmar, Montevideo, St. Cloud, Mankato, Northfield and Minneapolis. RAIN funds range in size from seven to 61 members, who have pooled anywhere from $500,000 to $2 million. Each individual RAIN fund determines what industry it will focus on, and the type and level of financing to provide, based on the interests and expertise of its members. The RAIN fund network currently has more than $33 million invested in 55 companies. RAIN also operates Empowerment Funds, which are venture funds that provide capital to later stage companies (RAIN Junior Debt Fund-LP, RAIN Leasing Fund-LLC, Invest Northwest (INW) Fund I).

Box 2289MinneapolisMN55402651-632-2140

Portfolio companies include:AbbeyMoor Medicalhttp://www.abbeymoormedical.com/asp/EmpowerMXhttp://www.empowermx.com/Feed Management Systemshttp://www.feedsys.com/Recon Roboticshttp://www.reconrobotics.com/Savigent Softwarehttp://savigent.com/VAST Enterpriseshttp://vastpavers.com/Sage Electrochromicshttp://sageglass.com/Investment Team: Steven (Steve) B. Mercil, President and CEOsmercil@rainsourcecapital.comClifford Smith, PresidentRon Leaf, Vice President, Managing Partner Junior Debt Fundrleaf@rainsourcecapital.comTonia Weber, Marketing Managertweber@rainsourcecapital.comRockbridge Growth Equitywww.rbequity.comPEMedia & Digital MediaFinancial ServicesConsumer ProductsSports & EntertainmentMiddle MarketRockbridge Growth Equity is a middle market private equity firm based near Detroit, Michigan. Rockbridge has $150 million of dedicated capital and is focused on middle-market transactions in the financial services, consumer-direct marketing, business services, and sports, media and entertainment industries. Collectively, the partners in Rockbridge have completed transactions with an aggregate value of more than $2 billion. Rockbridge targets investments of $15-$40 million per platform in companies with at least $20 million in revenue and $4 million of EBITDA.

One Campus Martius1070 Woodward AvenueDetroitMI48226313-373-7000

Portfolio companies include:Northcentral Universityhttp://www.ncu.edu/One Reverse Mortgagehttps://www.onereversemortgage.com/Cleveland Cavaliershttp://www.nba.com/cavaliers/Veritixhttp://www.veritix.com/Xekohttp://www.xekoshop.com/One on One Marketinghttp://www.go1on1.com/Protect Americahttp://www.protectamerica.com/Ready Financialhttp://www.readyfinancial.com/Fatheadhttp://www.fathead.com/Connect Americahttp://connectamerica.com/Quicken Loanshttp://www.quickenloans.com/Rock Financialhttps://www.rockfinancial.com/Title Sourcehttp://www.titlesource.com/In-House Realtyhttp://www.inhouserealty.com/Quizzlehttps://www.quizzle.com/My Insurance Experthttp://myinsuranceexpert.com/Lake Erie Monstershttp://www.lakeeriemonsters.com/ePrizehttp://www.eprize.com/Investment Team:Dan Gilbert, PartnerBrian Hermelin, PartnerKevin Prokop, PartnerSteve Linden, Vice Presidentstevelinden@rbequity.comAdam Block, AssociateRyan Sullivan, AssociateSmaby Group, Inc.www.smaby.comVCInformation TechnologyLife Sciences & HealthcareSeedEarlyFounded 1986, Smaby Group provides market intelligence and strategic advisory services to high-growth technology companies. The firm also operates two investment funds. Quatris Fund I is a venture capital fund formed in 2000 to create, seed and mentor early-stage ventures in information technology (IT) systems and software. Quatris Fund I is focused on its current portfolio and is no longer making any new investments. Square One Ventures, LLC is the conception-stage venture capital arm of Smaby Group. Through Square One, the firm deploys its own capital to form, fund, incubate, advise and assist very early stage IT startups which do not fit the Quatris Fund profile.

700 South 2nd Street, Suite 70 MinneapolisMN55401-2267612-234-1113

Portfolio companies include:Iconoculturehttp://www.iconoculture.com/FinEyehttp://www.fineye.com/Cassatthttp://en.wikipedia.org/wiki/Mary_CassattAlgos Therapeuticshttp://www.algosinc.com/Investment Team: Gary Smaby, Principalgary@smaby.comRPM Ventureswww.rpmvc.comVCInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaManufacturing & IndustrialBusiness ServicesSeedEarlyRPM Ventures, founded in 2000, is an early-stage venture capital firm that primarily invests in either: (1) companies with principal customers that are the Midwest Fortune 500 manufacturing base, or (2) startups based on technology developed at one of the Midwest's premier research centers. RPM is first and foremost a high-tech and information-technology venture firm that primarily invests in seed and early-stage companies, including university spinouts. RPM is currently interested in investing in: Advanced materials processing; Business services and process optimization; Data discovery and analytics; Manufacturing quality, warranty and costing systems; New-media delivery and infrastructure; Personalization of the Web; The real-time enterprise; Retail automotive software solutions; Semiconductor digital and analog design; Software automation and design and QA tools; Web-application optimization and security; and Wireless infrastructure. RPM was founded under the name Waypoint Ventures and changed its name to RPM Ventures in 2006 to reflect a strategy focused on leveraging the Midwest's strengths. As Waypoint, the firm invested in 16 companies and raised more than $275 million.

320 North Main St., Suite 400Ann ArborMI48104734-332-1700734-332-1900

Portfolio companies include:Applimationhttp://www.informatica.com/news_events/Pages/applimation.aspxArbor Photonicshttp://arborphotonics.com/BountyJobshttp://www.bountyjobs.com/Eden Park Illuminationhttp://edenpark.com/Entropic Communicationshttp://www.entropic.com/Glydehttp://glyde.com/JanRainhttp://www.janrain.com/Kabongohttps://www.kabongo.com/Mobius Microsystemshttp://www.idt.com/?catID=18712651Mojo Motorshttp://www.mojomotors.com/OpenLanehttp://www.openlane.com/Performixhttp://performixinc.com/Xtimehttp://www.xtime.com/R4 Global Solutionshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=22384809RiverGlasshttp://www.riverglassinc.com/ShareThishttp://sharethis.com/Symwavehttp://www.eetimes.com/electronics-news/4210738/SMSC-acquires-Symwave-SemiconductorTetravitae Biosciencehttp://www.tetravitae.com/Blueleafhttp://www.blueleaf.com/DeepField Networkshttp://www.deepfield.net/Giftlyhttp://www.giftly.com/Catervahttp://caterva.com/Oxlo Systemshttp://www.oxlo.com/Social Financehttps://www.sofi.com/Wide Open Spaceshttps://www.wideopenspaces.comInvestment Team: Marc Weiser, Founder & Managing Directormarc@rpmvc.comTony Grover, Founder & Managing Directortony@rpmvc.comMary Lemmer, AssociateSpace Center Ventures, Inc. (SVC)www.scvinc.comVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorMedia & Digital MediaLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialBusiness ServicesEarlySpace Center Ventures, Inc. (SCV) invests in Twin Cities-based emerging high tech and medtech companies raising $1 to $5 million at a pre-money valuation of less than $10 million. SCV's portfolio companies are involved in several industries: Biotechnology, Business Services, Electronics/Instrumentation, Healthcare Services, Medical Devices, New Media, Semiconductors/ Equipment, Software and Telecommunications. SCV typically invests no more than $500,000 in any one-portfolio company. SCV favors post-revenue businesses that are likely to achieve profitability near term, and liquidity medium-term. The firm favors Minnesota based companies.

2501 Rosegate RosevilleMN55113-2717651-604-4201

Portfolio companies include:Atrix Internationalhttp://www.atrix.com/Avenethttp://avenet.net/CoAxiahttp://www.coaxia.com/Netbriefings.comhttp://fanball.com/VisionSharehttp://www.abilitynetwork.com/Abilityhttp://dictionary.reference.com/browse/abilityAffinity Capital Management IIIhttp://www.affinitycapital.net/APIhttp://en.wikipedia.org/wiki/Application_programming_interfaceBirch Point Medicalhttp://www.mbbnet.umn.edu/company_folder/bpmi.htmlBrightstone Capitalhttp://www.brightstonevc.com/Dougherty Summit Contrarian Fundhttp://www.scvinc.avenet.net/index.asp?Type=B_LIST&SEC={F6C12A5C-5C68-4DF9-BCBD-6B3BA7ECBA04}Fanball.comhttp://www.fanball.com/FirstComhttp://www.firstcom.com/Four51http://www.four51.com/Gentra Systemshttp://www.gentra.com/Dougherty Summit Opportunity Fund I, Brightstone Capitalhttp://www.scvinc.avenet.net/index.asp?Type=B_LIST&SEC={F6C12A5C-5C68-4DF9-BCBD-6B3BA7ECBA04}Dougherty Summit Opportunity Fund II, Brightstone Capital http://scvinc.com/ourInvest.htmlInlet Medicalhttp://inletmedicalassociates.com/Magnum Technologieshttp://magnumt.com/Midwest Wind Financehttp://www.manta.com/c/mmnf005/midwest-wind-energy-financeMilePoint.comhttp://milepoint.com/Point Cloudhttp://www.pointclouds.org/Portage Equity IIhttp://www.bizapedia.com/mn/PORTAGE-EQUITY-INVESTMENTS-II-LP.htmlProVation Medicalhttp://www.provationmedical.com/Rapid Diagnostekhttp://rapiddiagnostek.com/Investment Team:Paul Knapp, President and CEO, 651-604-4204pknapp@scvinc.comDebbie NordlandSB Partnerswww.sbpartners.comPEManufacturing & IndustrialBusiness ServicesMiddle MarketFormed in 1999, SB Partners is a private equity fund with $40 million in capital. The firm's primary business is acquiring niche, middle-market businesses whose enterprise value is $3 to $15 million. SB Partners will invest $1 to $4 million in equity for the acquisition of businesses with the following characteristics: annual cash flow of at least $1 million, defined niche and defensible market position, stable revenues and cash flows, and diverse customer base. SB will invest anywhere in the United States.

940 Meadow Ridge Dr.HollandMI49424616-393-0560616-393-0570

Portfolio companies include:Bravo Food Grouphttp://www.bravofoodservice.com/CLPhttp://www.cl-p.com/Colorado Pharmacyhttp://coloradopharmacy.net/Reliable Leasinghttp://www.reliableleasing.com/OMD Montgomeryhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2903699Mississippi Restaurant Holdingshttp://www.mcalistersdeli.com/Investment Team: David Shyrock, General Partnerdave@sbpartners.comSeneca Partnerswww.senecapartners.comVCMBLife Sciences & HealthcareMedical DeviceEarlyGrowthExpansionSeneca Partners provides advisory services, assisting firms in securing senior debt, subordinated debt and/or equity capital necessary to achieve their vision. For select situations, Seneca will provide growth capital directly through Seneca Health Partners, a venture capital fund focused on providing growth capital to companies in the healthcare industry that are located in Middle America. Seneca Health invests in service, product, device and technology companies serving the healthcare industry. Seneca makes commitments ranging from $500,000 to $2,500,000 in the form of preferred or common equity. In select situations, Seneca Partners collaborates with experienced executives and management teams to jointly acquire companies with solid growth and investment potential. The firm focuses particularly on businesses in the healthcare, information technology, value-added manufacturing and business services sectors.

300 Park Street, Suite 400BirminghamMI48009248-723-6650248-723-6651

(Ann Arbor office)121 W. Washington Street, Suite 400Ann ArborMI48104734-996-4434888-925-9867 Portfolio companies include:Cellerationhttp://www.celleration.com/Critical Signal Technologieshttp://www.criticalsignaltechnologies.com/MedVantxhttp://medvantx.com/Micro Machine Companyhttp://micromachineco.com/MSO Medicalhttp://www.mso.co.za/RedPathhttp://www.redpathip.com/Senexhttp://www.senexco.com/SeQualhttp://www.sequal.com/SynCardiahttp://www.syncardia.com/Investment Team:Rajesh U. Kothari, Managing Directorrajk@senecapartners.comMichael C. Skaff, Managing Directormikes@senecapartners.comAnthony W. Zambelli, Managing Directortonyz@senecapartners.comThomas K. Cox, Managing Directortomc@senecapartners.comRon R. Reed, Managing Directorronr@senecapartners.comDavid M. Thomasdavidt@senecapartners.comAlfred Robertson, Vice Presidentalr@senecapartners.comSouthwest Michigan Firstwww.southwestmichiganfirst.comVCIAEDLife Sciences & HealthcareEarlyGrowthEstablished in 1999, Southwest Michigan First provides access to the knowledge, resources, programs and services necessary to build a business in the Kalamazoo Region. As part of Southwest Michigan First, the Southwest Michigan First Life Science Fund (SWMF Life Science Fund) is a limited partnership venture fund interested in the Midwest region's early stage life science opportunities that have demonstrably viable technologies. The $65 million fund invests primarily in early stage life science companies with a presence, or committed to establishing a presence, in southwestern Michigan. The fund's primary goal is to spur economic development and retain intellectual capital within the region. In addition to SWMF Life Science Fund, additional sources of capital include First Angels and Kalamazoo Bank Consortium for Innovation. The First Angels is a network formed to make financial and intellectual capital available for early stage and growing entrepreneurial companies in West Michigan, primarily the Kalamazoo Region. Minimum investments range from $10,000-$25,000 per deal, based on the type of investment. The Kalamazoo Bank Consortium for Innovation provides expertise and mentoring support to companies and introduces traditional bank clients to the resources necessary for successful development. Another resource, the Southwest Michigan Innovation Center, is a 69,000 square-foot business incubator/accelerator which provides a comprehensive range of support and assistance to nurture the formation, survival, and growth of innovative, entrepreneurial, life science businesses. The Innovation Center opened its doors in 2003. Amenities of the Innovation Center include state of the art wet lab space, newly constructed executive office space, a subsidized, progressive rental structure, and business services.

241 E. Michigan Ave.KalamazooMI49007269-553-9588269-553-6897

(Mailing Address)P.O. Box 50827KalamazooMI49005-0827Portfolio companies include:Metabolic Solutionshttp://www.metsol.com/Micronicshttp://www.micronics.net/Monteris Medicalhttp://monteris.com/NephRxhttp://nephrx.com/RealBio Technologyhttp://www.realbiotechnology.com/Vestaronhttp://www.vestaron.com/Alcoahttp://www.alcoa.com/global/en/home.aspChem Linkhttp://www.chemlink.com/SPI Pharmahttp://www.spipharma.com/Venomixhttp://www.vestaron.com/Tolera Therapeuticshttp://tolera.com/Axonia Medicalhttp://www.axoniamedical.com/Investment Team: Robert H. DeWit, Ph. D., President and Chief Executive Officer, Southwest Michigan Innovation Centerrhdewit@kazoosmic.comJill Bland, CEcD, Vice Presidentjbland@southwestmichiganfirst.comKevin McLeod, Managing Director, Medical Device AcceleratorkmcLeod@southwestmichiganfirst.comHeather Smith, Vice Presidenthsmith@southwestmichiganfirst.comTim Terrentine, Vice Presidenttterrentine@southwestmichiganfirst.comJennifer Owens, Vice Presidentjowens@southwestmichiganfirst.comPatrick Morand, Managing Director, SWMF Life Science Fundpmorand@smlsventurefund.comStrength Capital Partnerswww.strengthcapital.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionFinancial ServicesConsumer ProductsMiddle MarketStrength Capital Partners (SCP) is a Birmingham, Michigan based private equity firm that specializes in acquiring or providing late stage growth capital to Middle Economy businesses located throughout the Midwest. The firm targets operations with $5 - $20 million in annual EBITDA that have continued prospects for growth, relatively low fixed asset bases and a strong brand name or market presence. SCP's specific areas of interest include Manufacturing, Distribution, Industrial and financial services, Infrastructure, and Consumer products. The firm avoids high technology/ Internet ventures and deteriorating old line businesses. Strength Capital primarily invests in healthy companies, but will consider turnaround situations.

350 N. Old Woodward Ave., Suite 100BirminghamMI48009248-593-5800248-593-6875

(Ohio Office)250 East Fifth Street, 15th FloorCincinnatiOH45202513-562-1508Portfolio companies include:Davler Media Grouphttp://davlermedia.com/work/index.htmlPropane Serviceshttp://www.propaneservices.net/Postle Aluminumhttp://www.postledistributors.com/Robert Rothschild Farmhttp://www.robertrothschild.com/Inland Industrial Services Grouphttp://teaminland.com/Dascom Systems Grouphttp://www.dascom-systems.com/Inland Pipe Rehabilitationhttp://www.inlandpiperehab.com/Smith Mountain Industrieshttp://www.linkedin.com/company/smith-mountain-industriesConiferhttp://en.wikipedia.org/wiki/ConiferInvestment Team: Mark McCammon, Managing Partner, 248-593-6872mark@strengthcapital.comMichael Bergeron, Managing Partner, 248-593-6873mike@strengthcapital.comDennis Marcott, Operating Partner, 574-389-0800dennis@strengthcapital.comDavid Boesler, CFO-Operations, 574-389-0800davidb@strengthcapital.comDave Hiemstra, Principal, 248-593-6871daveh@strengthcapital.comSteven C. Labarre, Vice President, 248-220-1168steve@strengthcapital.comAdam Wise, Senior Associate, 248-220-1174adamw@strengthcapital.comRobin Fenberg, Controller, 248-220-1169robin@strengthcapital.comSuperior Capital Partners LLCwww.superiorfund.comPEManufacturing & IndustrialTransportation & DistributionMiddle MarketSuperior Capital Partners, LLC managers a committed private equity fund focused on making control investments in special situations in the lower middle market companies with revenues between $10 million and $150 million. The Fund's investments include acquisitions of underperforming companies, restructurings, companies requiring new leadership, corporate carve-outs, bankruptcies, and bank debt purchases. The businesses the fund seeks to acquire typically offer differentiated products or service in niche markets with real growth opportunities but face unique challenges or require a balance sheet restructuring. Superior seeks to make investments between $3 million and $15 million of equity per transaction.

500 Griswold Street, Suite 2320DetroitMI48226313-596-9600313-596-9601

Portfolio companies include:Aftermarket Controlshttp://www.aftermarketnews.com/Item/37991/aftermarket_controls_corp_names_pete_kallgren_director_of_marketing_business_development.aspxNAPC Holdingshttp://www.manta.com/c/mtgqjc4/napc-holdings-llcEdge Adhesiveshttp://edgeadhesives.com/Nelson Nameplatehttp://www.nelsonusa.com/Miller Dialhttp://www.millerdial.com/Dianne's Fine Dessertshttp://www.diannesfinedesserts.com/Investment Team:William Y. Campbell, Chairman and Partnerwcampbell@superiorfund.comWilliam F. McKinley, Vice Chairman and Partnerwmckinley@superiorfund.comMark H. Carroll, Managing Partnermcarroll@superiorfund.comScott J. Hauncher, Managing Directorshauncher@superiorfund.comAndrew J. Wiegand, Vice Presidentawiegand@superiorfund.comSynepticsVCInformation TechnologyEarlySyneptics makes early stage investments of up to $250,000 in small but growing companies. The firm looks for interesting products with compelling markets where early capital will provide a clearly defined jump to the next level. Syneptics seeks opportunities where its principal can be returned in 24 months or less. Syneptics invests primarily in new technologies. Syneptics is primarily the venture financing vehicle for Bill Orabone, a veteran of four successful technology startups which have resulted in over $400 million in exit valuations: Memcor (microfiltration); Harding Energy (nickel metal hydride batteries); Intract (manufacturing equipment); and Lion Compact Energy (dual graphite batteries).

4861 Lone Oak Ct.Ann ArborMI48108734-945-1727

Portfolio companies include:TJ Pulsehttp://www.facebook.com/tjpulseUltimate Airhttp://www.ultimateair.com/Polytorxhttp://www.polytorx.com/Velcura Therapeuticshttp://investing.businessweek.com/businessweek/research/stocks/private/snapshot.asp?privcapId=7797344Investment Team: Bill Orabone, Presidentweo@syneptics.comTechTownwww.techtownwsu.orgIEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialDefense & Homeland SecurityReal EstateSeedOpened in 2004, TechTown is a technology and life sciences incubator that forms a community of entrepreneurs, investors, mentors, service providers and corporate partners creating an internationally recognized entrepreneurial village in the city of Detroit supported by Wayne State University. The term "Tech Town" refers to a 12 city block neighborhood in Detroit. As an incubator, the organization provides the support and access to capital needed to build high tech companies. TechTown also serves as a developer, facilitating commercial and residential projects. Entrepreneurs can lease cubicles, offices, wet labs, and dry labs. TechTown tenants have access to conference rooms, a chemical storage room, a hazardous waste storage room and a kitchen and dining area. TechTown considers candidate companies in life sciences, homeland security, alternative energy or advanced automotive/ manufacturing/ materials technology, or, if not in one of the preferred industries, be located in Detroit and be women and/or minority owned. TechOne, the 100,000-square-foot business incubator facility, now hosts more than 250 growing companies.

Entrepreneurial Suite440 Burroughs StreetDetroitMI48202313-879-5250313-875-5850

Portfolio companies include:Dermanauthttp://dermanaut.com/NextCathttp://nextcat.net/Impact Strategieshttp://www.buildwithimpact.com/Walker-Miller Energy Servicehttp://www.wmenergy.com/Diversenotehttp://diversenote.com/H & T Medical Solutionshttp://htmedicalsolutions.net/H & T Medical Solutionshttp://htmedicalsolutions.net/SenSoundhttp://sensound.com/Bizdom Uhttp://www.bizdom.com/Investment Team:Randal Charlton, Executive Directorrandal.charlton@asterand.comLeslie Smith, General ManagerKathe Stevens, Executive Administrative AssistantOcie Irons, Director of Entrepreneurial Programs, 313-309-4101ocie@techtownwsu.orgMeredith Kerekes, Chief of Staffmeredith@techtownwsu.orgTGap Ventures, LLCwww.tgapventures.comVCInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialEarlyTGap Ventures, LLC is a venture capital firm with headquarters in Western Michigan. The firm's general partners, Jack Ahrens and Pete Farner, have been involved in over 100 growth companies since 1979. TGap Ventures focuses primarily on early-stage investments throughout the Midwest, including medical devices, software, specialty manufacturing, Internet, telecommunications, healthcare, and other high growth companies. The objective is to invest in approximately 15 growth companies over the next several years. TGap's typical initial investment in a company is between $500,000 and $1 million, in financings ranging from $1.5-$7 million, and the firm typically co-invests with several other venture capitalists.

7171 Stadium Drive KalamazooMI49009269-381-7620

Portfolio companies include:Brill Streethttp://brillstreet.com/Small Bone Innovationshttp://totalsmallbone.com/ValenTxhttp://www.valentx.com/InStadiumhttp://instadium.com/MedVantxhttp://medvantx.com/HistoSonicshttp://histosonics.com/NeoChordhttp://neochord.com/InterRad Medicalhttp://www.interradmedical.com/MedElutehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=78725628Regesis Biomedicalhttp://www.regenesisbio.com/Inspirehttp://www.inspiresleep.com/Investment Team: Pete Farner, General Partner, 269-217-1999pete@farner.netJack Ahrens, General Partner, 269-760-4570jahrens620@aol.comVenture Investors, LLCwww.ventureinvestors.comVCInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareMedical DeviceSeedEarlySince 1982, Venture Investors has been providing seed and early stage venture capital to technology based companies in the Midwest. The firm focuses on Healthcare (including Biotechnology and Medical Devices), Clean Tech, and Information Technology. Its investment level ranges from a small seed round to $7.5 million over time. Venture Investors is currently investing out of its fifth fund and has over $200 million under management. Venture Investors considers seed rounds starting at $50,000 up to $8.0M over time. The firm has backed 19 companies that have been founded to commercialize innovations licensed from leading research institutions throughout the Midwest. The firm has an additional office in Michigan.

201 South Main Street, Suite 900Ann ArborMI48104734-274-2904734-214-3006

(Wisconsin Office)University Research Park505 S. Rosa Road, Suite 201MadisonWI53719608-441-2700608-441-2727Portfolio companies include:Akebia Therapeuticshttp://www.akebia.com/Cellerationhttp://www.celleration.com/Deltanoid Pharmaceuticalshttp://deltanoid.com/Euthymics Biosciencehttp://euthymics.com/Gala Biotechhttp://gala.com/HistoSonicshttp://histosonics.com/Inviragenhttp://inviragen.com/LenSxhttp://lensxlasers.com/Mithridionhttp://www.mithridion.com/Neriteshttp://www.kenseynash.com/kensey-nash-technologies/Adhesive-and-Coating-Technology%20Promegahttp://www.promega.com/IntraLasehttp://ilasik.com/ZyStor Therapeuticshttp://www.bmrn.com/NanoBiohttp://nanobio.com/NeuWavehttp://neuwave.com/Noveloshttp://www.novelos.com/Procertushttp://www.procertus.com/Tissue Regeneration Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=44436310ZyStor Therapeuticshttp://www.bmrn.com/AlfaLighthttp://alfalight.com/Pattern Insighthttp://patterninsight.com/GUILDhttp://www.artfulhome.com/Chromatinhttp://chromatininc.com/Silatronixhttp://www.silatronix.com/SoftSwitching Technologieshttp://www.softswitch.com/sst/index.doVirent Energy Systemshttp://www.virent.com/Investment Team:John Neis, Co-Founder and Managing Directorjohn@ventureinvestors.comScott Button, Managing Directorscott@ventureinvestors.comRoger Ganser, Co-Founder and Managing Directorroger@ventureinvestors.comLoren Peterson, Managing Directorloren@ventureinvestors.comGeorge Arida, Managing Directorgeorge@ventureinvestors.comJim Adox, Managing Directorjim@ventureinvestors.comPaul Weiss, Managing Directorpaul@ventureinvestors.comSherpa Partners, LLCwww.sherpapartners.comVCInformation TechnologyEarlySherpa Partners, LLC is a Minneapolis-based venture capital firm. Launched in January 2001, the firm's Trek I fund is dedicated to early stage, Minnesota-based information technology companies. This $17 million fund targets first-round, pre-money valuations under $10 million with initial equity investments ranging from $250,000 to $1 million. Trek I targets technology industries such as software, networking, infrastructure and telecommunications. Sherpa's Trek I fund is now fully invested and the Sherpa team is continuing to support its portfolio companies with follow-on investments and service as company Directors. The company is no longer reviewing business plans.

5775 Wayzata Blvd., Suite 955St. Louis ParkMN55416612-803-6497

Portfolio companies include:BrightPlanethttp://brightplanet.com/Feed Management Systemshttp://www.feedsys.com/Medisynhttp://www.medisyntech.com/ProVation Medicalhttp://www.provationmedical.com/Eridonhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=25021743Cassatt Corporationhttp://en.wikipedia.org/wiki/Mary_CassattInvestment Team: C. McKenzie (Mac) Lewis III, Partner, 612-803-6497mac@sherpapartners.comRichard A. Brimacomb, Partner, 612-803-3169rick@sherpapartners.comSteven J. Pederson, Partner, 612-840-6888steve@sherpapartners.comSightLine Partnerswww.sightlinepartners.comVCLife Sciences & HealthcareMedical DeviceExpansionSightLine Partners is the successor firm to Piper Jaffray Ventures, having acquired the healthcare venture capital operations from Piper Jaffray on December 31, 2004. Sightline Partners' investment strategy is focused on later stage medical device companies that have a near term clarity of exit and provide the best opportunity for risk-adjusted returns in today's medical device industry. The Sightline team currently manages five healthcare funds that have collectively invested in over 70 companies since 1992. The firm's investment size ranges from $2-$8 million depending on the maturity of the company and investments are made throughout the United States. Specifically, the firm focuses investing activities on medical technology companies that are developing proprietary medical devices for treating unmet clinical needs in high value therapeutic areas such as vascular diseases, diabetes, spine, stroke prevention and treatment of pulmonary disease.

50 South 6th Street, Suite 1490MinneapolisMN55402612-465-0600612-465-0620

Portfolio companies include:Acorn Cardiovascularhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=24249CVRxhttp://cvrx.com/Endocardial Solutionshttp://www.mbbnet.umn.edu/company_folder/end.htmlSuros Surgical Systemshttp://www.hologic.com/en/news-releases/view/173-year.2006_173-id.234881467.htmlAnulexhttp://anulex.com/Broncus Technologieshttp://www.broncus.com/LipoSciencehttp://www.liposcience.com/Verax Biomedicalhttp://www.veraxbiomedical.com/Investment Team: Buzz Benson, Managing Directorbuzz@sightlinepartners.comMaureen Harder, Managing Director, CFOmaureen@sightlinepartners.comJoe Biller, Vice Presidentjoe@sightlinepartners.comJenny Melville, Vice President & Controllerjenny@sightlinepartners.comScott Ward, Venture PartnerSpell Capital Partners, LLCwww.spellcapital.comPEManufacturing & IndustrialMiddle MarketSpell Capital Partners, LLC is a private equity and buyout firm based in Minneapolis, Minnesota. The firm is engaged in the acquisition of controlling interests in well-managed, historically profitable manufacturing and distribution businesses. Spell has a preference for businesses headquartered in the upper-Midwestern states of Minnesota, Iowa, Wisconsin, North Dakota, South Dakota, Indiana, Illinois, and Nebraska. The firm targets companies with established revenues of at least $10 million (with potential for internal growth and/or growth through acquisition or consolidation), and amortization (EBITDA) of at least $2 million. Spell makes equity investments between $3 million - $20 million.

222 South Ninth Street, Suite 2880MinneapolisMN55402612-371-9650 612-371-9651

Portfolio companies include:Arctic Foxhttp://en.wikipedia.org/wiki/Arctic_FoxPremier Precision Grouphttp://premierprecision.com/Spectrum Plastics Grouphttp://www.spectrumplasticsgroup.com/Rotonics Manufacturinghttp://www.rotonics.com/Breen Color Concentrateshttp://www.breencolor.com/LAI Internationalhttp://laico.com/Norshield Security Productshttp://www.norshield.net/Capital Equipment Grouphttp://www.capitalequipmentgroup.com/Data Manufacturinghttp://datamfginc.com/Falls Fabricatinghttp://fallsfab.com/Filter Minderhttp://filterminder.com/Investment Team:Bill Spell, Presidentwilliamspell@spellcapital.comBruce A. Richard, General Partnerbrucerichard@spellcapital.comDobson West, Senior Managing Directordobsonwest@spellcapital.comSteve Jones, Sr. Managing Directorstevejones@spellcapital.comJim Rikkers, Managing Directorjimrikkers@spellcapital.comAndrea Nelson, Managing Directorandreanelson@spellcapital.comKristin Waddell, Vice Presidentkristinwaddell@spellcapital.comSplit Rock Partnerswww.splitrock.comVCInformation TechnologySoftware & InternetLife Sciences & HealthcareEarlySplit Rock Partners invests in emerging healthcare, software and Internet services companies in the Upper Midwest and West Coast. The firm is an early-stage venture capital firm that was founded in June 2004 by the former healthcare and software investment teams of St. Paul Venture Capital (SPVC). The Split Rock team managed over $1 billion of venture capital during its tenure at SPVC, and continues to manage the SPVC healthcare and software portfolio. In May of 2008, the Partners raised $300 million in the second Split Rock Partners fund, the successor to the inaugural $275 million fund raised in April 2005. The firm has offices in Minnesota and Silicon Valley.

10400 Viking Drive, Suite 550Eden PrairieMN55344952-995-7474952-995-7475

Portfolio companies include:Anulex Technologieshttp://anulex.com/eBureauhttp://www.ebureau.com/Adaytum Softwarehttp://www.budgetingsolutions.co.uk/adaytum/Calabriohttp://calabrio.com/Cabochon Aestheticshttp://www.cabochoninc.com/Cayenne Medicalhttp://cayennemedical.com/DFinehttp://www.dfineinc.com/EBR Systemshttp://ebrsystemsinc.com/Entellus Medicalhttp://www.entellusmedical.com/Forsight Labshttp://forsightlabs.com/IPShttp://www.ipscorp.com/Kspinehttp://www.spinalsurgeon.com/Mirabilis Medicalhttp://mirabilismedica.com/Miramar Labshttp://miradry.com/about_miramarlabs/about-miramar-labsRFSurgicalhttp://www.rfsurg.com/Sonoma Orthopedichttp://sonomaorthopedics.com/Tarsus Medicalhttp://www.tarsusmedical.com/Transcend Medicalhttp://www.transcendmedical.com/Zyga Technologyhttp://zygatech.com/Histogenicshttp://www.histogenics.com/Novologixhttp://www.novologix.net/SkinMedicahttp://www.skinmedica.com/BlackDuckhttp://www.blackduckmn.com/Code 42 Softwarehttp://www.code42.com/Investment Team:Michael Gorman, Managing Directormichael@splitrock.comJim Simons, Managing Directorjim@splitrock.comDave Stassen, Managing Directordave@splitrock.comJosh Baltzell, Managing Directorjosh@splitrock.comLeo de Luna, Principalleo@splitrock.com Steve Schwen, CFOsteve@splitrock.comDavid Allison, Associatedallison@splitrock.comTechnology Venture Partnerswww.tvp.comVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorEarlyTechnology Venture Partners (TVP) is an $85 million venture capital fund investing in growth-oriented technology companies across all stages in the areas of networking, communications, software and semiconductor technologies. TVP's investment focus is concentrated around high-growth opportunities in areas such as enterprise applications, network infrastructure, network management and security, VoIP chipsets, software and IT infrastructure.

8500 Normandale Lake Boulevard, Suite 2170MinneapolisMN55437952-656-3000952-646-3010

Portfolio companies include:Inlet Technologieshttp://www.inlethd.com/Aegis Lightwavehttp://www.aegislightwave.com/corporate_management.htmlNisticahttp://www.nistica.com/Mapletree Networkshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=31101Appian Communicationshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=24934Princeton Optronicshttp://www.princetonoptronics.com/Redshifthttp://en.wikipedia.org/wiki/RedshiftSentito Networkshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=744982Verrillonhttp://www.verrillon.com/Investment Team:Byson Hollimon, Managing General Partnerhollimon@tvp.comDonald E. Bossi, Venture PartnerRyan Dibrito, PrincipalThe Rahn Group, LLCwww.rahngroup.comVCInformation TechnologyCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareReal EstateSeedEarlyThe Rahn Group, LLC is a privately held investment firm located in Edina, Minnesota. Since its founding in 1997, the Rahn Group has invested across many asset classes including agriculture, alternative energy, commodities, public and private equity, real estate and venture capital. The Rahn Group entered the wind business to develop a project of their own and by the end of 2007, the Rahn Group had arranged for the Odin Wind Farm to be built. Odin was the Rahn Group's first wind farm and also the State's first "Community Based Energy Development" wind farm. The Rahn Group invests in various forms of real estate, including: Farm land, Commercial properties, Land Development, and Residential Real Estate.

7650 Edinborough Way, Suite 725 EdinaMN55436612-343-7000612-343-7001

Portfolio companies include:Odin Wind Farmhttp://www.geronimowind.com/pdf/Odin.pdfGeronimo Wind Energyhttp://www.geronimowind.com/Marshall Wind Farmhttp://www.geronimowind.com/pdf/Marshall.pdfInvestment Team: Noel P. Rahn, Partner in ChargeBlake Nixon, Principalbnixon@rahngroup.comHeather Droel, Accounting ManagerMark Rahnmrahn@rahngroup.comThomas, McNerney & Partnerswww.tm-partners.comVCLife Sciences & HealthcareMedical DeviceSeedEarlyGrowthExpansionThomas, McNerney is a health care venture capital firm with approximately $600 million under management, currently making new investments from a $375 million fund that closed in August 2006. The firm targets investments in the pharmaceutical, medical device, biotechnology and diagnostic sectors, as well as in other areas utilizing medical technology innovation. Companies developing therapeutic products for life threatening or costly, chronic conditions are of particular interest. Thomas, McNerney invests in companies at all stages of their development. In addition to seed and early stage funding, the firm provides growth capital to emerging companies to advance clinical development or for product commercialization. The partnership also is involved in spinning out products and divisions from major medical device and pharmaceutical companies, consolidating companies through roll-up strategies and participating in structured financings for public companies as well as recapitalizations. Since 1988, Thomas, McNerney & Partners' members have invested over $800 million in 65 health care companies. Of these portfolio companies, 31 have become public companies or been acquired. The firm has offices on the East Coast, in the Midwest and on the West Coast. The partnership seeks opportunities in which more than $5 million and up to $50 million may be invested in one or more rounds of financing, with an average commitment over the lifetime of an investment targeted at more than $15 million. Initial investments may be as small as $1,000,000. The firm prefers to lead the financing round in which it first participates.

60 South 6th Street, Suite 3620MinneapolisMN55402612-465-8660612-465-8661

Portfolio companies include:AppTec Laboratory Serviceshttp://www.apptecls.com/Tranzyme Pharmahttp://www.tranzyme.com/Galil Medicalhttp://galil-medical.com/Zogenixhttp://www.zogenix.com/Altair Therapeuticshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=38264087Cebixhttp://www.cebix.com/Locus Developmenthttp://locusdevelopment.com/Virdante Pharmaceuticalshttp://virdante.com/ArKal Medicalhttp://arkalmedical.com/AxioMed Spinehttp://www.axiomed.com/Bausch & Lombhttp://www.bausch.com/Galil Medicalhttp://galil-medical.com/Intuity Medicalhttp://www.presspogo.com/Torax Medicalhttp://toraxmedical.com/InVitae Corporationhttp://www.gurufocus.com/news/167987/genomic-health-inc-ghdx-ceo-invitae-corporation-randal-w-scott-sells-30000-sharesSG Biofuelshttp://sgfuel.com/VertiFlexhttp://www.vertiflex.net/Auspex Pharmaceuticalshttp://auspexpharma.com/Celator Pharmaceuticalshttp://www.celatorpharma.com/Clarus Therapeuticshttp://clarustherapeutics.com/CNS Therapeuticshttp://www.gablofen.com/?tInnoPharmahttp://innopharmallc.com/NeuroTherapeutics Pharmahttp://www.ntprx.com/Ocera Therapeuticshttp://www.oceratherapeutics.com/Investment Team:James E. Thomas, Partnerjthomas@tm-partners.comPeter H. McNerney, Partnerpmcnerney@tm-partners.comAlex Zisson, Partnerazisson@tm-partners.comPratik Shah, Ph.D., Partnerpshah@tm-partners.comEric Aguiar, M.D., Partnereaguiar@tm-partners.comKathleen Tune, Partnerktune@tm-partners.comSusan Haedt, CFOshaedt@tm-partnersJason M. Brown Ph.D., Principaljbrown@tm-partners.comAnya Schiess, PrincipalTricouni Enterprises, LLCwww.tricounienterprises.comFIInformation TechnologyBusiness ServicesGrowthExpansionTricouni Enterprises is a family owned investment firm focused on building a portfolio of growth oriented, privately held companies throughout the local region and beyond. The firm's investors are fourth generation family business owners. Tricouni acquires companies with $1 million to $10 million of revenue that have a track record of growth and profitable performance. The firm is interested in companies headquartered in Minnesota and Wisconsin with a preference for companies in the local region, but will consider investments in other areas on an exception basis. Tricouni targets Business-to-Business companies with stable cash flow and a defensible market position that are non-cyclical and not easily impacted by technological change. At this time, the firm is not interested in the food & beverage industry or start-ups.

633 Prosper DriveWaite ParkMN56387320-257-4769 320-257-4770

Portfolio companies include:Stone Holdinghttp://stoneholding.com/Meeting Groundshttp://meetinggrounds.com/Ineo Technologyhttp://ineotechnology.com/Engle Custom Tank Buildershttp://www.mfgpages.com/company/Engle-Fabrication-Inc-5434446/Centerline Tank and Trailer Manufacturinghttp://www.centerlinetrailer.com/Investment Team:Mike Roth, Presidentmroth@tricounienterprises.comMike Heinen, Directormheinen@tricounienterprises.comTwin Cities Angelswww.tcangels.comAInformation TechnologyLife Sciences & HealthcareMedical DeviceSeedEarlyTwin Cities Angels "TCA or TCAngels" provides a formal organization for entrepreneurially-minded angel-investors. The group focuses where its members have expertise: medical technology (devices, diagnostics, pharmaceuticals, biotech, veterinary medicine); and Information Technology. The TCAngels was established in 2006 and provides seed and early-stage capital in the range of $25,000 to $2 million. The TCA Fund I, LLC is a contributed capital and "side-by-side" angel fund with members and partners from throughout Minnesota. TCA seeks deal flow in the greater Twin Cities area of Minneapolis/St. Paul, the state of Minnesota and nearby states such as Wisconsin, Northern Iowa, and the Eastern Dakotas. Generally, the firm will not consider companies based further than 300 miles from the Twin Cities.

1812 Emerson Ave S.MinneapolisMN55403612-377-5825

Portfolio companies include:UnityWorks Mediahttp://www.unityworksmedia.com/Bard's Tale Beer Companyhttp://www.bardsbeer.com/EcoEnvelopeshttp://www.ecoenvelopes.com/ReconRoboticshttp://www.reconrobotics.com/Alvarrihttp://www.alvarri.com/Ativa Medicalhttp://ativamed.com/Cardia Accesshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=116404425Cardialenhttp://cardialen.com/Marnerhttp://en.wikipedia.org/wiki/Silas_MarnerOnce Innovationshttp://onceinnovations.com/PlaCorhttp://placorinc.com/TST Mediahttp://www.tstmedia.com/Vixarhttp://www.vixarinc.com/ONCE Innovationshttp://onceinnovations.com/Investment Team:John Alexander, Founder and Chairmanjohn@tcangels.comVenture Centerwww.research.umn.edu/techcomm/venture-center.htmlITTInformation TechnologyLife Sciences & HealthcareSeedThe Office for Technology Commercialization (OTC) takes the ideas and technology that stem from University of Minnesota research, prepares this intellectual property for the market, and in some cases spins it out into new businesses. The Venture Center is the business unit within OTC that works with entrepreneurs, researchers, and investors to create start-up companies based on University research. The Venture Center also monitors and guides these start-ups until the occurrence of a liquidity event. The Center is capable of making an "Ignition Investment," which is an early stage loan made of $10,000 to $50,000 to a University start-up company to help enable a successful launch. The Ignition Investment will go directly to the company as a loan before the first outside money is raised for the company. Only new University of Minnesota start-ups are eligible to apply for Ignition Investments.

University Enterprise Laboratories, Inc.1000 Westgate Dr., Suite 240St. PaulMN55114612-626-5438

Portfolio companies include:Orasi Medicalhttp://orasimedical.com/Ascirhttp://www.ascir.com/VitalMedixhttp://www.medcitynews.com/2010/02/vitalmedix-inc-a-start-up-developing-a-drug-to-aid-first-responders-files-for-chapter-7/Medication Management Systemshttp://www.medsmanagement.com/Aria CVhttp://www.medcitynews.com/2011/06/aria-cv-licenses-u-of-m-technology-to-treat-hypertension/BioCeehttp://biocee.com/Ariel Pharmaceuticalshttp://arielpharma.com/Commerce and Search for Technology Transferhttp://castt.com/Celladonhttp://www.celladon.net/Cellectis Plant Scienceshttp://www.cellectis.com/CycleWood Solutionshttp://www.cyclewood.com/Hennepin Life Scienceshttp://hennepinlifesciences.com/International Cardiohttp://cardiointernational.com/Kingsbury Animal Healthhttp://kah.com/Investment Team:Doug Johnson, Director, 612-626-8394johns982@umn.eduJay Schrankler, Executive Director, 612-624-0550jwschrankler@umn.eduRuss Straate, Associate Director, Venture Center, 612-625-5878rstraate@umn.eduJustin Porter, Associate, Venture Center, 612-625-7289juporter@umn.eduVesbridge Partnerswww.vesbridge.comVCInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareMedia & Digital MediaEarlyVesbridge Partners is the former Networking & IT team of St. Paul Venture Capital (SPVC). Founded in 1988, the group has managed $1.7 billion in capital over the life of the firm. Vesbridge focuses on early stage companies in Wireless/Mobility, Digital Media, Web Services, and Security/Data Center.

601 Carlson Parkway, Suite 1160MinnetonkaMN55305952-995-7499952-995-7493

Portfolio companies include:MetraTechhttp://www.metratech.com/About-MetraTech.aspxBluesockethttp://bluesocket.com/Chosen Securityhttp://www.chosensecurity.com/FusionOnehttp://www.synchronoss.com/Bytemobilehttp://www.bytemobile.com/Corvilhttp://www.corvil.com/iTKOhttp://www.itko.com/LockPathhttp://www.lockpath.com/Rapid.IOhttp://www.rapid.ie/RGB Networkshttp://www.rgbnetworks.com/Visage Mobilehttp://visagemobile.com/Investment Team:Jeff Hinck, Senior Managing Directorjhinck@vesbridge.comZenas Hutcheson, Senior Managing Directorzenas@vesbridge.comMichael Kline, Venture Partnermichael@vesbridge.comStaffan Ericsson, Venture Partnerstaffan@vesbridge.comTom Rowbotham, Venture Partnertom@vesbridge.comWilliam C. Norris Institutehttp://www.stthomas.edu/business/centers/norris/default.htmlVCInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareLife Sciences & HealthcareSeedEarlyThe William C. Norris Institute is continuing the legacy of the founder of Control Data Corporation by supporting the start-up and growth of visionary companies in Minnesota. Control Data Corporation (now Ceridian) established the William C. Norris Institute in 1988 to enable its founder and retired chairman and CEO to continue his endeavors in support of innovation in education and creation of new companies with socially beneficial products and services. The Norris Fund for Technology Innovation, the Institute's seed capital fund invests in innovative technology-based companies that are in the early stages of commercializing proprietary products and services. Since joining the University of St. Thomas in 2001, the Norris Institute has:Invested in 36 new ventures, 19 of them founded by UST alumni; Invested a total of $3.35 million in seed capital, leading to over $28 million in additional capital for portfolio companies; Re-invested more than $875,000 from returns on investment; and Seven current portfolio companies have an estimated ROI over 300 percent The Institute fund is a revolving investment program that provides equity investments and convertible note loans of up to $75,000, with deferred payback terms and warrants. In 2008, the Norris Institute established the James Rogers Fox M.D. Fund for Healthcare Innovation, which expands the Norris Institute's ability to provide seed capital for emerging healthcare technology companies. The fund was started with a $1 million bequest from Dr. Fox.

University of St. Thomas, Mail SCH 1031000 LaSalle AvenueMinneapolisMN55403651-962-4346

Portfolio companies include:MedNet Worldhttp://www.apenimed.com/Cinemotionhttp://cinemotion.bg/ReconRoboticshttp://www.reconrobotics.com/IGF Oncologyhttp://igfoncology.com/Dejen Digitalhttp://www.linkedin.com/pub/dejen-tesfagiorgis/7/a46/587Xollaihttp://www.reconrobotics.com/contact/press_news_4-4-12.cfmApineehttp://www.manta.com/c/mt9s8r5/apinee-incStreamlinehttp://www.streamline.com/Seeonichttp://www.seeonic.com/Aloft Technologieshttp://www.clarityaloft.com/Upside Datahttp://www.darpa.mil/NewsEvents/Releases/2012/08/24.aspxIntelAccounthttp://intelaccount.com/Protective Chemistrieshttp://protectchem.com/Wound Care Technologieshttp://www.dermaclose.com/Growan Energyhttp://www.manta.com/c/mtb90f0/growan-energy-llcNaikuhttp://www.naiku.net/Cognifichttp://www.cognific.com/Protege Biomedicalhttp://bmir.stanford.edu/projects/view.php/protgRiver Systemshttp://www.rev.net/~aloe/river/CRAM Worldwidehttp://cramworld.com/FarmingSourcehttp://farmingsource.com/CDMdatahttp://www.cdmdata.com/Affinety Solutionshttp://affinetysolutions.com/Financial Marketing Solutionshttp://fms4banks.com/Investment Team:Michael P. Moore, DirectorMike.Moore@stthomas.eduBlue Chip Venture Companywww.bcvc.comVCSoftware & InternetMedia & Digital MediaLife Sciences & HealthcareBusiness ServicesEarlyGrowthHeadquartered in Cincinnati and founded in 1990, Blue Chip Venture Company is the first resident venture capital fund in Cincinnati. The firm invests in a range of industries with a concentration on healthcare, marketing and media services, and software and services. Blue Chip invests in early and growth-stage companies with about 50 percent of their capital invested in companies located in the Midwest. The firm will invest generally $1 to $4 million per company. Blue Chip manages over $600 million in capital and has raised five funds and invested in 150 early stage companies throughout the United States and Canada. The firm has additional offices in Connecticut and Indiana.

312 Walnut Street, Suite 1120CincinnatiOH45202513-723-2300513-723-2306

Portfolio companies include:Bluespringhttp://bluespringsoftware.com/JackBehttp://www.jackbe.com/Knowlagenthttp://www.knowlagent.com/default.aspxNineSigmahttp://www.ninesigma.com/PowerWayhttp://info.powerway.com/ProfitLogichttp://www.oracle.com/us/corporate/Acquisitions/profitlogic/index.htmlSirconhttp://www.sircon.com/index.htmlUNXhttp://www.unx.com/Verancehttp://verance.com/Endocytehttp://www.endocyte.com/Aprimohttp://www.aprimo.com/BeliefNethttp://www.beliefnet.com/IXIhttp://www.ixicorp.com/Imaginovahttp://www.imaginova.com/Market Wirehttp://www.marketwire.com/Nielsen BuzzMetricshttp://www.nielsen-online.com/intlpage.htmlXOS Technologieshttp://www.xostech.com/Juventashttp://www.juventasmusic.com/ShareThishttp://sharethis.com/XoS Digitalhttp://www.xosdigital.com/AxioMedhttp://www.axiomed.com/LifeLockhttp://www.lifelock.com/AssureRxhttp://www.assurerxhealth.com/ChMackhttp://chmack.com/Investment Team: John C. McIlwraith, Managing Directorjohnm@bcvc.comJack H. Wyant, Founder & Managing Directorjack@bcvc.comDon Aquilano, Managing Directordon@bcvc.comChristopher R. McCleary, Venture Partnerchris@bcvc.comGregory N. Taylor, Venture Partnergreg@bcvc.comMark K. Wright, Managing Directormark@bcvc.comDov Rosenberg, Directordov@bcvc.comRichard L. Kiley, Member, Advisory Board, Venture PartnerSusan P. Schieman, CFOsusan@bcvc.comCarol Holschuh, ControllerBlue Point Capital Partnerswww.bluepointcapital.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketFounded in 2000, Blue Point manages over $800 million in committed capital across two institutional funds. The firm seeks to invest $10 million to $50 million of equity capital in middle market companies. Blue Point targets companies with a revenue range of $20 million to $200 million that generate earnings before interest and taxes greater than $5 million. Blue Point focuses on making control investments in situations that arise from: Management-led buyouts of private companies or divisions of larger companies; Recapitalizations of closely held or family-owned companies that provide liquidity to the sellers while allowing for continuing ownership; and Companies that need significant capital to fund internal growth or grow through completing add-on acquisitions. Blue Point has made investments throughout the United States, Canada, and Europe in the manufacturing, business services, and value-added distribution domains. The firm has additional U.S. offices in Charlotte, NC and Seattle.

127 Public Square, Suite 5100ClevelandOH44114-1312216-535-4700216-535-4701

Portfolio companies include:Alco Manufacturinghttp://www.alcomfgcorp.com/AWPhttp://awpwriter.org/Apex Companieshttp://www.apexenv.com/The Cook and Boardman Grouphttp://www.cookandboardman.com/JTM Foodshttp://jtmfoodgroup.com/Legend Brandshttp://www.legendbrands.net/LineStar Serviceshttp://www.linestar.com/The Lion Breweryhttp://lionbrewery.com/MarketPoint Directhttp://www.marketpointdirect.com/WDC Exploration & Wellshttp://www.wdcexploration.com/Quality Synthetic Rubber Companyhttp://www.qsr-inc.com/Callison Architecturehttp://www.callison.com/Floral Plant Growershttp://www.natbeauty.com/Haya Retailhttp://www.hayaretail.com/home.htmlSelmethttp://selmetinc.com/Investment Team: David Given, Partnerdgiven@bluepointcapital.comJohn Kirby, Partnerjkirby@bluepointcapital.comChip Chaikin, Partnercchaikin@bluepointcapital.comSean Ward, Partnersward@bluepointcapital.comJohn LeMay, Partnerjlemay@bluepointcapital.comPatrick Massey, Associatepmassey@bluepointcapital.comBen Newman, Associatebnewman@bluepointcapital.comBraintree Business Development Centerwww.braintreepartners.orgIInformation TechnologyManufacturing & IndustrialBusiness ServicesSeedBraintree is a non-profit business incubator that assists business startups and emerging companies in North Central Ohio. Braintree Partners offer counseling, customer referral, access to capital, and training opportunities. The incubator offers a support system of successful entrepreneurs, flexible space, high-speed internet access, links to accounting, financial, and legal professionals, one-on-one business counseling, and networking opportunities with other small businesses. The Braintree Facilities include 80,000 square feet of low cost rental space that can provide a variety of office, manufacturing, technology and assembly work settings. One of Braintree's initiatives, the Appleseed Microfinance loan fund, is designed to help provide small amounts of capital to small business with the goal of creating or retaining jobs. Loan amounts will range from $1,000-$35,000.

201 E. Fifth St., Suite 100MansfieldOH44902419-525-1614419-525-3492

Tenant companies include:Dakota Graphicshttp://dakotagraphics.com/Cahara Fluid Powerhttp://www.manta.com/c/mml5bs7/cahara-fluid-power-incHess Industrieshttp://hessindustries.com/Graywacke Engineeringhttp://gengineering.net/Integrated Business Solutionshttp://www.ibsolutionsusa.com/Eluminatorhttp://eluminatorlights.com/Investment Team: Bob Cohen, CEO, Director of Business Assistancebcohen@braintreepartners.orgBarrett Thomas, Microfinance Administratorbthomas@braintreepartners.orgBob Leach, Director of Operationsbleach@braintreepartners.orgBridge Investment Fund, LPwww.bridgefundllc.comVCInformation TechnologyLife Sciences & HealthcareMedical DeviceEarlyBridge Investment is a venture capital fund focused on investing in international technology companies, primarily from Israel, that will establish their U.S. operations in Ohio. With offices in Cleveland and Tel Aviv, Bridge is particularly interested in international life science companies that have synergies with the leading health care industries and institutions in Northeast Ohio. Bridge is specifically focused on Israeli medical device companies that have completed their initial clinical trials and are looking to the U.S. market for further clinical validation and to establish a U.S. sales & marketing organization. Bridge intends to invest in portfolio companies in amounts ranging from $250,000 to $1.0 million. Investments in early stage companies will be done over several rounds with small initial investments and additional amounts reserved for follow-on investments.

11000 Cedar Avenue, Suite 100ClevelandOH44106216-658-5470216-658-3998

Portfolio companies include:IceCurehttp://www.icecure-medical.com/EarlySensehttp://www.earlysense.com/Navotekhttp://www.navotek.com/Medic Visionhttp://www.medicvision.com/Index.phpInvestment Team: Michael E. Goldberg, Managing Partnermgoldberg@bridgefundllc.comAvshalom Horan, Managing Partnerahoran@bridgefundllc.comC-Capwww.c-cap.netAInformation TechnologyLife Sciences & HealthcareSeedC-Cap is a resource hub designed to link entrepreneurs with angel investors and the other resources they need to create successful growth companies. The firm's mission is to increase the number of growth companies that receive seed capital funding from Cincinnati area angels. C-Cap has assembled a group of individual investors who are actively seeking investments in growth companies. The group has grown to over 25 individuals, up from 7 members when C-Cap began in Spring 2001. Typical investments by individuals have been $25,000 to $100,000 or more per deal. C-Cap angels have invested in a variety of industries, including information technology, biotechnology, and nanotechnology. The members are also interested in financing other types of businesses, including spin-offs and industry consolidation ventures. Most of C-Cap's Angel members are also members of Queen City Angels (see profile).

CincinnatiOH513-618-6440

Portfolio companies include:N/Ahttp://www.na.org/Investment Team: Jim Cunningham, Executive Directorcunningham@thecircuit.netCase Technology Ventureshttp://ora.ra.cwru.edu/ctvVCTTInformation TechnologyLife Sciences & HealthcareSeedCase Technology Ventures (CTV) is Case Western Reserve University's multi-million dollar technology validation fund. CTV focuses on creating new companies for the Northeast Ohio region by providing capital to pre-seed stage companies based on intellectual property developed at Case and its affiliate institutions. The fund was launched in November 2002 and invests across technological boundaries targeting life sciences, physical sciences, information sciences, and engineering technology companies. Investments made by CTV range from $50,000 to $250,000 in size.

Case Western Reserve University, Adelbert Hall, Suite 32910900 Euclid AvenueClevelandOH44106-7026216-368-3577

Portfolio companies include:Interventional Imaginghttp://i3mri.com/Atreriocytehttp://arteriocyte.com/Synapse Biomedicalhttp://www.synapsebiomedical.com/Neuros Medicalhttp://www.neurosmedical.com/CardioInsight Technologieshttp://www.cardioinsight.com/Interventional Imaginghttp://i3mri.com/Great Lakes Pharmaceuticalshttp://glpharma.com/Investment Team: N/ACharter Life Scienceswww.charterls.comVCLife Sciences & HealthcareMedical DeviceEarlyCharter Life Sciences (CLS) is an early stage life sciences venture capital investor. The firm invests in medical device companies and drug development companies in roughly equal proportions with a focus on therapeutic devices, diagnostic opportunities, and both biologic and small molecule opportunities. CLS will generally make an initial portfolio investment only in Series A or Series B rounds, typically in the range of $1 to $5 million, as part of an investment syndicate of other professional venture capital investors. CLS will consider investment opportunities located anywhere in the United States, although the firm has a particular focus in the West and Midwest. Companies located outside the United States will be considered as long as they are willing to establish a U.S.-based headquarters.

2120 East Galbraith RoadBuilding A, Room 161CincinnatiOH45237513-558-6324513-558-6364

Portfolio companies include:CoMentishttp://www.comentis.com/KFx Medicalhttp://www.kfxmedical.com/Mirabilis Medicahttp://mirabilismedica.com/Revascular Therapeuticshttp://www.linksv.com/compSummary/33668/RevascularTherapeuticsAmaranth Medicalhttp://www.amaranth.com.sg/APT Pharmaceuticalshttp://www.aptbio.com/CoRepairhttp://corepair.com/EnteroMedicshttp://www.enteromedics.com/Inviragenhttp://inviragen.com/Kereoshttp://www.kereos.com/Minimally Invasive Deviceshttp://midsurgical.com/XLumenahttp://xlumena.com/Visioneering Technologieshttp://visioneering.com/Great Lakes Pharmaceuticalshttp://www.glpharma.com/Health Fidelityhttp://healthfidelity.com/Investment Team: A. Barr Dolan, Managing Partnerbarr@clsvc.comDonald C. Harrison, M.D., Managing Partnerdon@clsvc.comFred M. Schwarzer, Managing Partnerfred@clsvc.comNelson Teng, Managing Partnernelson@clsvc.comGino Di Sciullo, Ph.D., PartnerAndrew K. Klatt, Partner, Chief Financial OfficerJean L. Kanerva, Investment ProfessionalCincinnati Childrens Hospital Medical Centerwww.cincinnatichildrens.org/research/cincinnati/support/ctc/defaultTTLife Sciences & HealthcareMedical DeviceSeedThe Center for Technology Commercialization (CTC) manages innovation commercialization for the Cincinnati Children's Hospital Medical Center and the Cincinnati Children's Research Foundation. The CTC, in collaboration with commercial partners, focuses on bringing new discoveries for improved health to the pediatric patient population. The CTC is responsible for (1) the identification and commercial assessment of discoveries; (2) the protection, primarily via patenting, of intellectual property; and (3) the commercialization of technologies through licensing partnerships and the formation of start-up companies. The CTC promotes and facilitates the clinical and commercial use of these discoveries of Cincinnati Children's, which result in additional revenues to support future research. CTC staff work closely with and encourages investigators at Cincinnati Children's to submit invention disclosures on promising new technologies for eventual commercial utility. The CTC consults with faculty and staff on topics related to industry relations, commercial development of inventions, patenting and patent strategy, licensing, and all other issues involving intellectual property and venture development.

Center for Technology Commercialization 3333 Burnet Avenue, MLC 7032CincinnatiOH45229-3039513-636-4285513-636-8453

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Nicole Robinson, PhD, Assistant Vice President, 513-636-0106nicole.robinson@cchmc.orgKorie G. Counts, PhD, Technology Managerkorie.counts@cchmc.orgHilary Hehman, MS, JD, Technology Managerhilary.hehman@cchmc.orgCarole Burns, PhD, Technology Manager, 513-636-3226carole.burns@cchmc.orgGeena Licata, Technology Coordinatorregina.licata@cchmc.orgKeisha Steward, MPA, Business Manager, 513-636-3269keisha.steward@cchmc.orgJon Brophy, MSE, Senior Technology Managerjon.brophy@cchmc.orgKaren Boghossian, Technology Data Analystkaren.boghossian@cchmc.orgCincyTechwww.cincytechventures.comVCIInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialSeedEarlyCincyTech's mission is to help launch and grow new technology ventures in the information technology, biosciences and advanced manufacturing sectors. CincyTech supports entrepreneurs who are building high growth technology companies in the Southwest Ohio region. The firm's help is delivered through a four phase process that helps identify high growth opportunities, assists entrepreneurs in the development of high growth plans and connects entrepreneurs with a network of resources including: Management Assistance provided by a team of Executives-In-Residence (EIRs) and Investment Associates (IAs) to help accelerate the growth of promising technology companies; Seed Stage Investments through a $10.4 million seed fund to invest in high growth potential companies that meet investment criteria; Capital Formation Assistance provided by an Investment Development Director who will work with clients to access follow-on rounds of capital from angel and private equity investors regionally and nationally; and Imagining Grants to prove the potential of technologies developed at regional research centers to be commercialized by startup companies. Grants will also be available to launch new companies based on "orphaned" technology at established regional companies. Since it began its investment activity in May 2007, CincyTech has seen its portfolio companies create more than 200 jobs at an average annual wage of $58,000.

30 West 3rd Street, 6th FloorCincinnatiOH45202-3559513-263-2720513-381-5093

Portfolio companies include:AssureRxhttp://assurerxhealth.com/Airway Therapeuticshttp://www.airwaytherapeutics.com/Playmonkshttp://www.playmonks.com/Blue Ash Therapeuticshttp://blueashtx.com/SoMoLendhttp://www.trademarkia.com/somolend-85297460.htmlSamplesainthttp://www.samplesaint.com/Blackbookhttp://www.blackbookmag.com/Zaktahttp://zakta.com/zakta/SpineFormhttp://spineform.com/ThinkVinehttp://www.thinkvine.com/ZipScenehttp://www.zipscene.com/eventsWorkflex Solutionshttp://www.workflexsolutions.com/Innovative Card Solutionshttp://weareics.com/Enable Injectionshttp://www.manta.com/c/mtgpj9y/enable-injections-llcVenturepax.comhttp://www.venturepax.com/OnTrak Softwarehttp://www.ontrak.com/Bioformixhttp://www.linkedin.com/company/bioformix-llcTransactivhttp://www.transactiv.com/Ilesfayhttp://www.ilesfay.com/cms/Wearcasthttp://www.wearcast.com/Balanced Insighthttp://www.balancedinsight.com/Akebia Therpeuticshttp://www.akebia.com/Balanced Insighthttp://www.balancedinsight.com/Batteriihttp://batterii.com/CapStoryhttp://www.capstory.com/Chore Monsterhttp://choremonster.com/Define My Stylehttp://www.definemystyle.com/eMergehttp://www.emergecenter.org/Lisnrhttp://www.lisnr.com/Nano Detection Technologyhttp://www.nanodetectiontechnology.com/QI Healthcarehttp://medcitynews.com/2012/03/cincinnati-childrens-hospital-enters-healthcare-big-data-market-with-new-startup/SimpleRegistryhttp://www.simpleregistry.com/Road Trippershttp://www.road-trippers.org/Samplesainthttp://www.samplesaint.com/StoreFlixhttps://storeflix.com/default.aspxStyleZenhttp://pinterest.stylezen.net/ThinkVinehttp://www.thinkvine.com/Zaktahttp://zakta.com/zakta/ZipScenehttp://zipscene.com/Investment Team:Robert Coy, Presidentbcoy@cincytechusa.comDr. Dorothy Air, Director, Grants and University Outreachdorothy.air@uc.eduToya Gatewood, Program Managertgatewood@cincytechusa.comRahul Bawa, Director, Digital/Softwarerbawa@cincytechusa.comJustin Thompson, Senior Analystjthompson@cincytechusa.comCarolyn Pione Micheli, Director, Communicationscpione@cincytechusa.comMike Venerable, Managing Director, Digital/Software/HealthTechmvenerable@cincytechusa.comJan S. Rosenbaum, Ph.D., Director, Life Sciencesjrosenbaum@cincytechusa.comBob Gilbreath, Executive-in-Residence, Consumer Digital/Marketing Strategybgilbreath@cincytechusa.comInsight Technology Capital Partnerswww.insighttechfund.comVCInformation TechnologyGrowthExpansionAffiliated with AZA Capital Management, Insight Technology Capital Partners is a $250 million growth capital fund. The fund invests in 2nd and late stage companies. This fund seeks returns by selecting established, disruptive technologies and business processes in existing markets. The Fund provides needed capital and the principals take an active management role using proven management personnel. One of the firm's principals, Joe Nathan, is the former President and Chief Operating Officer of Compuware, Inc.

755 W. Big Beaver Road, Suite 1700 TroyMI48084248-687-7200

Portfolio companies include:SouthWest Nano-Technologieshttp://www.swentnano.com/Nth Degree Technologieshttp://nthdegreetech.com/Absorbent Technologieshttp://www.zeba.com/Cornerstone Revolutionshttp://www.poweradvisortools.com/Investment Team: Joe Nathan, Founder and Managing PartnerDan Danzig, Vice President of Portfolio ManagementKonstantin Koloskov, Vice PresidentWolverine Venture Fundwww.zli.bus.umich.edu/wvfVCInformation TechnologySeedEarlyThe Wolverine Venture Fund (WVF) is a $5.5 million venture capital fund operated directly out of the Ross School of Business at the University of Michigan, enabling entrepreneurs to realize their business dreams. The Fund invests with the active involvement of MBA students, faculty assistance, and an advisory board composed of professional venture capitalists and entrepreneurs. The WVF is the largest, most active University-based venture fund of its type in the country. The WVF invests primarily in early-stage, emerging growth companies. The Fund typically provides $50,000 to $200,000 in seed and first-stage funding rounds in syndication with other venture capital funds and angel investors.

Samuel Zell & Robert H. Lurie Institute for Entrepreneurial Studies, Ross School of Business, University of Michigan701 Tappan Street, R3200Ann ArborMI48109-1234734-615-4419 734-615-4420

Portfolio companies include:IntraLasehttp://ilasik.com/HandyLabhttp://www.handylab.net/Silverpop Systemshttp://www.silverpop.com/Mobius Microsystemshttp://www.idt.com/?catID=18712651Direct Flow Medicalhttp://www.directflowmedical.com/Nanoceroxhttp://www.nanocerox.com/NanoBiohttp://nanobio.com/Rhevision Technologyhttp://rhevision.com/IntelePeerhttp://www.intelepeer.com/Accord Bioscienceshttp://accordbiomaterials.com/Kabongohttps://www.kabongo.com/Environmental Operating Solutionshttp://www.eosenvironmental.com/Lycerahttp://www.lycera.com/Arbor Photonicshttp://arborphotonics.com/Delphinus Medical Technologieshttp://www.delphinusmt.com/Intelligent Clearing Networkhttp://icn-net.com/Sonitus Medicalhttp://sonitusmedical.com/TransCorphttp://www.transcorpnigeria.com/Investment Team: Thomas C. Kinnear Ph.D., Managing Director, 734-764-1388tckinnear@umich.eduRichard (Erik) Gordon J.D., Managing Directorrmegordo@umich.eduCleveland Clinic Innovations (CCI)www.clevelandclinic.org/innovationsITTLife Sciences & HealthcareMedical DeviceSeedCleveland Clinic Innovations commercializes all inventions and related capabilities from throughout Cleveland Clinic. Its comprehensive approach includes prototyping, seed and product development funds, clinical trials, translational research cores, animal facilities, on-site accelerator, executives-in-residence, allied venture capital, expert staff, venture advisors, start-up mentoring programs, selective in-licensing and ideation labs. Cleveland Clinic Innovations leverages the innovative capacity of Cleveland Clinic that started with its founding and continues today with more than 200 new inventions per year. CCI facilitates innovation, creates spin-off companies, licenses technology, secures resources and establishes strategic collaborations with corporate partners. Twenty-four companies have been spun-off this decade, most of them with significant equity investment. The Cleveland Clinic Innovation Center is part of Cleveland Clinic Innovations. It offers business and administrative support to Cleveland Clinic spin-offs and equity partner companies, as well as state-of-the-art physical resources to ensure the success of business start-ups. The CCIC was established in the spring of 2004. Established in 2010, the Clinic's Global Cardiovascular Innovation Center is a 50,000 square foot facility that houses the GCIC's incubator/accelerator program.

9500 Euclid Avenue/GCIC10ClevelandOH44195216-444-5757216-445-6514

Portfolio companies include:AngioQuesthttp://www.angelquesthomecare.com/ART SARLhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28486388Autonomic Technologieshttp://autonomictechnologies.com/Axiomed Spinehttp://www.axiomed.com/CardioMEMShttp://www.cardiomems.com/CardioNomichttp://www.cvpipeline.com/sectors/CHF/products/6135Clear Catheter Systemshttp://www.pleuraflow.com/Cleveland Hearthttp://www.clevelandheart.com/CleveXhttp://clevex.com/Congruent Medicalhttp://www.medilexicon.com/medicaldictionary.php?t=73718Exploryshttps://explorys.net/Castlight Healthhttp://www.castlighthealth.com/Arterial Remodeling Technologieshttp://www.art-stent.com/Tolera Therapeuticshttp://tolera.com/Investment Team:Thomas Graham, MD, Chairman, 216-445-2253grahamt@ccf.orgChris Coburn, Executive Director, 216-445-4008coburnc@ccf.orgSam Kiderman, Director, New Ventures, 216-444-6898kiderms@ccf.orgJennifer Boland, New Ventures Officer, 216-445-1014bolandj@ccf.orgSusan Bernat, Director, Operations and Financebernats@ccf.orgKimberley Gilyard, Incubator Program Manager, 216-444-1080gilyark@ccf.orgNeil Veloso, Senior Commercialization Officer, 216-444-0386veloson@ccf.orgJackie Gerberry, Senior Project Manager, 216-445-7066gerberj@ccf.orgCoreNetworkwww.core-network.orgAInformation TechnologySeedCoreNetwork is a private, independent, and confidential group of individuals who are interested in looking at private equity investment opportunities, primarily in Northwest Ohio and Southeast Michigan, which may provide an above-average return. CoreNetwork provides a formal structure to accomplish this in a manner which incorporates community and sponsor support, and is intended to improve the likelihood for success of the investee companies. The investment team at CoreNetwork does not limit themselves to any specific sectors or life-cycle stages. Investments are made in the range of $100,000 to $2.5 million. CoreNetwork was founded in 2003 in Toledo, Ohio and has had two exits as of October 2011.

300 Madison, Suite 1525ToledoOH43605419-697-9696419-696-1492

Portfolio companies include:American Broadband & Telecommunicationshttp://www.ambt.net/Accuri Cytometershttp://www.accuricytometers.com/AquaBlokhttp://www.aquablokinfo.com/Coherixhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=29556587Janeevahttp://janeeva.com/Trafficcasthttp://www.trafficcast.com/Eagle Rotary Systemshttp://eaglerotary.com/Gateway Defenderhttp://www.manta.com/c/mm7syfg/gateway-defenderGuidePoint Systemshttp://guidepointsystems.com/Janeevahttp://janeeva.com/Huntingtonhttps://www.huntington.com/Guidepointhttp://guidepointsystems.com/Marco's Pizzahttp://marcos.com/Nextronex Energy Systemshttp://nextronex.com/PumpEngineeringhttp://pumpengineering.net/Trafficcasthttp://www.trafficcast.com/SealPakhttp://sealpakcoinc.com/Zebra Mobilehttp://zebramobile.com/Investment Team: Robert J. Savage, Founder and Managing Partnerbobsavage@core-network.orgBen Trumbull, Vice PresidentJohn A. Collins, Business and Technology Advisorjohncollins@core-network.orgSteve Rafac, Vice PresidentJohn Pletz, AssociateElizabeth Ujvagi, Office ManagerCrystal Ventureswww.crystalventure.comVCInformation TechnologyEarlyFounded in 1997, Crystal Ventures has grown into a family of funds with international offices in North America and Asia that facilitate the pervasive growth and development of worldwide innovation. Crystal partners with companies that support trans-Pacific synergetic operations with proven technology and products, market potential, exemplary management teams, and unique resources particular to Silicon Valley, Taiwan, Singapore, and mainland China. Crystal will lead, co-lead or take a membership role in an investing syndicate. Most of the firm's deals range from $1.0 to $5.0 million, and Crystal takes a board seat on all portfolio investments. Crystal has invested in more than 35 technology companies that make up three layers of information technology: underlying technologies, including infrastructure and communications technology; enabling technologies, including software and hardware; and vertical content and applications. Following is a sampling of our investments from four industry segments: wireless, broadband, enterprise software, and vertical content and applications.

c/o CIVF Management, Ltd.1120 Chester Avenue, Suite 418ClevelandOH44114216-263-5515216-263-5518

Portfolio companies include:Exaviohttp://www.storagesearch.com/exavio.htmlInfinerahttp://infinera.com/LGC Wirelesshttp://www.lgcwireless.com/Americas/en_US/1268116694636RF Solutionshttp://www.rfsolutions.co.uk/Cobalt Networkshttp://en.wikipedia.org/wiki/Cobalt_NetworksEjasenthttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=123927Elemental Softwarehttp://www.elementaltechnologies.com/Infraviohttp://news.cnet.com/WebMethods-to-buy-governance-guru-Infravio/2100-1012_3-6114106.htmlSynacorhttp://www.synacor.com/About.comhttp://www.about.com/BabyCenter.comhttp://www.babycenter.com/Informativehttp://www.thefreedictionary.com/informativeOpen Solutionshttp://www.opensolutions.com/home.aspxPowerBridge Technologieshttp://www.tennisexpress.com/VOLKL-Powerbridge-6-Attiva-Tennis-Racquets-11061Sina.comhttp://www.sina.com/Investment Team: Joseph Tzeng, Managing Directorjtzeng@crystalventures.comDaniel Kellogg, Managing Directordkellogg@crystalventures.comJohn Hsin, Venture PartnerCameron Rubino, Chief Financial Officercrubino@crystalventures.comCypriumwww.cyprium.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketCyprium Partners (Cyprium) is a private investment firm that provides mezzanine and equity capital to profitable, middle-market companies. On June 1, 2011, due to the recent passing of the Dodd-Frank financial legislation, the investment and finance teams at Key Principal Partners (KPP) resigned to form Cyprium Partners. The firm differentiates itself as a flexible investor that can provide any combination of subordinated debt, preferred equity and/or common equity in either non-control (minority ownership) or control (majority ownership) positions. Cyprium strives to be a value-added investor that supports the growth, acquisition, refinancing or liquidity needs of private company owners and their management teams. Cyprium looks to invest in manufacturing, distribution or service oriented companies with sales between $30 million and $250 million, a minimum EBITDA of $10 million, and a history of growth and profitable operation. Cyprium will invest from $10 million to $60 million in any combination of the following capital securities: Subordinated debt; Preferred stock; Common equity; Warrants, options and equity participation rights. To date Cyprium has invested $1.1 billion in 69 companies.

200 Public Square, Suite 2020ClevelandOH44114216-453-4500216-453-4520

Portfolio companies include:ATIS Grouphttp://www.atisgroup.ca/Hobbicohttp://www.hobbico.com/Integrity Mediahttp://www.integritymedia.com/Kan-Pakhttp://www.kanpak.us/MC Assemblyhttp://mc-assembly.com/Alpha Sintered Metalshttp://alphasintered.com/AMPAM Parks Mechanicalhttp://parksmechanical.com/Anomatichttp://anomatic.com/Convergint Technologieshttp://www.convergint.com/LLCEPIC Technologieshttp://www.manta.com/c/mm2sqbt/epic-technologies-llcGourmet Boutiquehttp://www.gourmetboutique.com/Honsador Holdinghttp://www.honsador.com/Imperial Bag & Paper Companyhttp://www.imperialbag.com/Isagenix Worldwidehttp://isagenix.com/us/en/home.dhtmlKellstrom Industrieshttp://www.kellstrom.com/Network Hardware Resalehttp://www.networkhardware.com/Plastivalhttp://www.plastival.com/Sagus Acquisitionhttp://www.mpgedit.org/~number6/sagus_rel.htmTrantech Radiator Productshttp://www.trantechradiators.com/MGS Mfg. Grouphttp://www.mgstech.com/Investment Team: John Sinnenberg, ChairmanCindy Babitt, Managing PartnerNick Stone, DirectorPhil Curatilo, Principal and Chief Marketing OfficerDaniel Kessler, PrincipalBeth Laschinger, PrincipalPatrick Rond, Vice PresidentChijioke Asomugha, AssociateDrew Molinari, AssociateJason Thorn, AnalystDennis Wagner, Chief Financial Officer and Chief Compliance OfficerMary Beth Campean, Senior AccountantLisa Vulic, Senior AccountantAimee Malkus, Control SpecialistDraper Triangle Ventureswww.drapertriangle.comVCInformation TechnologySeedEarlyDraper Triangle Ventures is the Midwest-based fund of Draper Fisher Jurvestson, one of the country's largest VC firms. Through the Draper Network, Draper Triangle has grown to encompass over 140 venture capital professionals in more than 30 cities throughout the U.S., Asia, Europe, Israel, South America and Russia, with more than 600 portfolio companies funded, and approximately $7 billion under management. In the majority of cases, Draper Triangle will be the lead investor for a company's first round of financing with investments between $250,000 and $2 million. The firm focuses on on Angel or Seed Stage rounds in technology businesses that have the potential to achieve strong profitability and sales of up to $50 million within 3 to 5 years.

6701 Carnegie Ave, Suite 100ClevelandOH44115216-363-5300

(Cincinnati Office)10816 Millington CtCincinnatiOH45202513-984-7980Portfolio companies include:Active Mediahttp://www.activemedia.com/Aethonhttp://www.aethon.com/Ayalogichttp://ayalogic.com/Carnegie Learninghttp://carnegielearning.com/CardioInsighthttp://www.cardioinsight.com/CH Mackhttp://chmack.com/Co-eXprisehttp://www.co-exprise.com/Eidoservehttp://www.eidoserve.com/BodyMediahttp://www.bodymedia.com/ClearCount Medicalhttp://clearcount.com/Commuter Advertisinghttp://commuter-advertising.com/Unitaskhttp://www.unitask.com/iKnowthat.comhttp://www.iknowthat.com/comLandslide Technologieshttp://www.landslide.com/OnShifthttp://www.onshift.com/Plan4Demandhttp://www.plan4demand.com/Plextronicshttp://www.plextronics.com/Precision Therapeuticshttp://www.precisiontherapeutics.com/Thinkvinehttp://www.thinkvine.com/TOA Technologieshttp://toatech.com/Investment Team: Don Jones, Managing Directordjones@dtvc.comJay Katarincic, Managing Directorjay@dtvc.comMike Stubler, Managing Director and Co-Foundermstubler@dtvc.comTom Jones, Managing Directortjones@dtvc.comMark Richey, Venture Directormark@dtvc.comTim Draper, Founder and Managing Director of Draper Fisher Jurvetsontim@dfj.comZach Malone, Analystzach@dtvc.comEarly Stage Partners, LPwww.esplp.comVCInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareEarlyFormed in 2001, Early Stage Partners (ESP) invests in life sciences, technology, and clean tech companies. Managing $100 million in capital, ESP invests primarily in Ohio and Michigan, though it will consider opportunities in other regions. The firm began raising capital in 2001 and raised $44 million for ESP Fund I, which is now fully deployed. ESP Fund II, with $55 million in commitments, is now actively investing.

1801 East Ninth Street, Suite 1700ClevelandOH44114216-781-4600216-781-0158

Portfolio companies include:Arisdynehttp://arisdyne.com/AxioMedhttp://www.axiomed.com/Ayalogichttp://ayalogic.com/Blue Sparkhttp://bluesparktechnologies.com/Cardioxhttp://www.cardiodx.com/Cleveland Medical Polymershttp://clevelandmedicalpolymers.com/EcoSmarthttp://www.ecosmart.com/Gensynhttp://www.asel.udel.edu/speech/tutorials/synthesis/gensyn.htmGreat Lakes Pharmaceuticalshttp://glpharma.com/HistoSonicshttp://histosonics.com/Intelligent Clearing Networkhttp://icn-net.com/Imaluxhttp://imalux.com/Juventashttp://www.juventasmusic.com/LineStreamhttp://www.livestream.com/MAR Systemshttp://marsystemsinc.com/NineSigmahttp://www.ninesigma.com/OnShifthttp://www.onshift.com/OPTEMhttp://www.optem.com/Reverse Medicalhttp://reversemed.com/Simbionixhttp://simbionix.com/SironRXhttp://www.sironrx.com/about-sironrx/TOA Technologieshttp://toatech.com/Unitaskhttp://www.unitask.com/Amplifinityhttp://www.amplifinity.com/CytoPherxhttp://www.cytopherx.com/OPTEMhttp://www.optem.com/Investment Team: James M. Petras, Managing Directorjpetras@esplp.comJonathan P. Murray, Managing Directorjmurray@esplp.comMike Bunker, Managing DirectorRichard Stuebi, Managing DirectorAndrew McColm, Managing Director (Michigan)Charles C. MacMillan, Chief Financial Officercmacmillan@esplp.comEnterprise Ohio Investment Companywww.citywidedev.comEDInformation TechnologySeedEnterprise Ohio Investment Company (EOIC) will invest in businesses with the potential for a profitable rate of return. Managed by CityWide Development Corporation, EOIC provides capital for promising Ohio-based businesses. Leveraging private funding, EOIC lends and invests in both established and start-up companies. EOIC will loan between $50,000 to $150,000 intended for Fixed asset acquisition, Working capital, Mezzanine Financing.

8 N. Main St. DaytonOH45402-9645937-226-0457937-222-7035

Portfolio companies include:Zumsteinhttp://zumstein.com/Quantrumhttp://www.quantrum-llc.com/M21http://en.wikipedia.org/wiki/M21_Sniper_Weapon_SystemMiami-Jacobshttp://www.miamijacobs.edu/Investment Team: Steve Budd, President, 937-853-2547sbudd@citywidedev.comBrian Heitkamp, Senior Vice President, 937-853-2533bheitkamp@citywidedev.comSteve Nutt, Senior Vice President, 937-853-2539snutt@citywidedev.comEquitek Capitalwww.equitekcapital.comVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorStorage & HardwareSeedEarlyGrowthEquitek is an international, technology-focused Venture Capital group. The firm invests early stage funding (chiefly second and third round, with a small focus on seed funding) in companies that fit a criteria of disruptive technologies and concepts that can create sustainable value in the following sectors: Semiconductor Materials and Packaging; Semiconductor Architecture and Circuit Technology; Semiconductor Manufacturing and Equipment; Adaptive Computing; Pervasive Computing; Fixed and Mobile Broadband Wireless Access Technology; Core Optical Networking Components; Optical Networking Hardware; Network Management, Provisioning and Security; Remote Monitoring, Self-Aware Systems; and Human Interface Technologies.

3659 Green Road, Suite 101BeachwoodOH44122216-360-0151216-373-9399

Portfolio companies include:Alien Technologyhttp://www.alientechnology.com/Chorum Technologieshttp://www.fiberopticsonline.com/storefronts/chorum.htmlDFT Microsystemshttp://www.dftmicrosystems.ca/Eclipse Aviationhttp://www.eclipseaerospace.net/index.phpEmbedded Planethttp://www.embeddedplanet.com/Flarion Technologieshttp://www.qualcomm.com/researchFsona Communicationshttp://www.fsona.com/Quicksilver Technologieshttp://quicksilvertech.net/Viztechttp://www.viztek.net/Investment Team: Ken Ehrhart, Founding Managing Directorken@equitekcapital.comGreg Somer, Founding Managing Directorgreg@equitekcapital.comPaul Grim, Founding Managing Directorpaul@equitekcapital.comJohn Gannon, Founding Managing Directorjohn@equitekcapital.comFirst Fifty Fundwww.litechctr.com/capital-2.htmVCInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareMedical DeviceSeedEarlyThe First Fifty fund was formed to provide early stage equity and operational assistance to qualifying businesses in Central Ohio. The fund was established through a partnership between the Ohio Department of Development and the Central Ohio Business Development Infrastructure that includes the Science and Technology Campus Corporation, the Business Technology Center, and Omeris. The fund will provide pre-seed capital and professional management assistance to fuel technology and market validation and the initial start-up phase of early stage technology based business opportunities. The fund makes multiple small investments up to $50,000 with established milestones for the release of funds. The fund targets companies primarily in the following sectors: Life Science (Bio Medical, Bio Tech, Medical Devices and instruments); Information Technology (Soft-ware/Applications Development); Com-munication Tech-nologies (Communications Hardware, Telecom-munications and Networking); Electronics and related fields; and Engineered Products and Materials.

c/o Business Technology Center1275 Kinnear Rd.ColumbusOH43212614-487-3700614-487-3704

Portfolio companies include:Bridgesite Clinical Researchhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=7244985Excera Materials Grouphttp://exceramaterials.com/SensIrOxhttp://www.zoominfo.com/people/Robechek_John_253728320.aspxArmada Grouphttp://www.thearmadagroup.com/Avantechttp://avantecusa.com/Bavoyhttp://bavoy.com/Interventional Imaginghttp://i3mri.com/DiraMedhttp://www.diramed.com/Innovatehttp://www.innovatemotorsports.com/Intelligent Platformhttp://www.ge-ip.com/Investment Team: Steven Clark, Director, Vice President, Business Incubation ServicesRichard P. Focht, Director, Commercialization ServicesBurton Page, Director, Bioscience CommercializationDavid J. Cattey, Senior VP, TechColumbusFrantz Medical Ventureswww.frantzmedventures.comVCLife Sciences & HealthcareMedical DeviceEarlyExpansionFrantz Medical Ventures Fund I, LP (FMV) is a limited partnership whose objective is long-term capital appreciation through venture capital investments in early and expansion-stage technology companies. The fund is a unique partnership of experienced medical research and development professionals, an innovative biomedical research and manufacturing operating company, Frantz Medical Group, and financial experts. FMV invests in companies with proprietary, innovative technology in the fields of Medical Devices, Diagnostics, Biotechnology and Biomedical Software. The firm has an office in New York City.

7740 Metric DriveMentorOH44060440-255-1155 440-255-6975

Portfolio companies include:Ash Access Technologyhttp://www.ashaccess.com/Athersyshttp://www.athersys.com/Bacchus Vascularhttp://www.bacchus-vascular.com/CABG Medicalhttp://www.medterms.com/script/main/art.asp?articlekey=2572Onset Medicalhttp://onsetmedical.com/PrognostiXhttp://clevelandheartlab.com/Cleveland HearLabhttp://clevelandheartlab.com/CryoCorhttp://cryocor.com/Interventional Spinehttp://www.i-spineinc.com/LPL Technologieshttp://www.frantzgroup.com/fmv/portfolio/lpl.htmlSalient Surgical Technologieshttp://www.salientsurgical.com/Setagonhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=20529677Ertelinkhttp://www.earthlink.net/Xofthttp://www.xoftinc.com/Investment Team: Mark G. Frantz, MBA, Managing PartnerGreat Lakes Innovation and Development Enterprisewww.glideit.orgIEDInformation TechnologySeedThe Great Lakes Innovation and Development Enterprise (GLIDE), founded in 2001, is a comprehensive regional innovation center, resource hub, and business incubator that supports all facets of the start-up, development, and growth of enterprises. Created by a partnership between the Lorain County Commissioners, Lorain County Community College, and the Ohio Department of Development, GLIDE's objective is to grow jobs and spearhead economic growth in both Lorain County and the Northern Ohio region. GLIDE has worked with more than 1,700 entrepreneurs since its inception in May 2001. Rather than reinvent services currently offered within Northern Ohio, GLIDE's role is to provide free linkage for entrepreneurs to existing service providers and to find ways to fill the gaps for services not currently offered. GLIDE has developed an extensive network of service providers in areas such as capital funding, sales and marketing, legal and financial assistance, human resource development, and IT support. In July 2006, GLIDE was designated an Edison Technology Incubator. This award allows GLIDE to support entrepreneurs, often with limited resources, to further develop their product or service.

151 Innovation Drive, Suite 210ElyriaOH44035440-366-4310440-366-4320

Tenant companies include:Alpha Omegahttp://www.aop.com/Clear Image Technologyhttp://clearimg.com/First View Securityhttp://firstviewsecurity.com/VasoLux MicroSystemshttp://vasolux.com/Zethus Softwarehttp://www.zethussoftware.com/Banyan Technologyhttp://banyantechnology.com/Brainwashed Softwarehttp://brainwashedsoftware.com/Carfolks.comhttp://www.carfolks.com/Clear Image Technologyhttp://clearimg.com/Collabotivehttp://collabotive.com/CutterCroixhttp://cuttercroix.com/Endotronixhttp://www.endotronix.com/Ideasunleashedhttp://www.unleashedideas.com/NetSofthttp://netsofts.com/Recognition Roboticshttp://recognitionrobotics.com/Acensehttp://acensellc.com/ADAP Nanotechhttp://adapnanotech.com/American Generated Energy Solutionshttp://americanenergy.com/Amidachttp://www.amidac.com/Anderson Aerospacehttp://anderson-aerospace.com/BodyPhyxhttp://bodyphyx.com/BoxCasthttps://www.boxcast.com/Caralon Globalhttp://www.caralonglobal.com/Cleveland Whiskeyhttp://clevelandwhiskey.com/Diabetes Dailyhttp://www.diabetesdaily.com/Decision Deskhttp://www.decisiondesk.com/DynaMotorshttp://www.dynamotors.com/Endotronixhttp://www.endotronix.com/EFuneralhttp://efuneral.com/ERIS Medical Technologieshttp://www.erismed.com/HolePatchhttp://www.ehow.com/video_4150_patch-hole-drywall.htmlFluence Therapeuticshttp://fluencetherapeutics.com/IGW Solutionshttp://igwonline.com/Inkrenhttp://www.linkedin.com/company/inkren-skritter.com-Innovative Developmentshttp://inndevinc.com/InSight Markethttp://www.insightmarketresearch.co.uk/Learning Egghttp://readingeggs.com/LifeMedixhttp://lifemedix.com/LifeServe Innovationshttp://www.lifeserveinnovations.com/MOM Toolshttp://mom-tools.com/MedBed Connecthttp://www.manta.com/c/mr4c2yk/medbed-connect-llcMentor Radiohttp://www.mentorradio.com/Nautica Windpowerhttp://www.nauticawindpower.com/Nuventionhttp://www.nuventionsolutions.com/Neoproteomicshttp://neoproteomics.net/Rhino Systemshttp://www.rhinosystemsatm.com/Sensor Development http://www.sendev.com/Segminthttp://segmint.com/Sire Pharmaceuticalshttp://www.shire.com/shireplc/en/homeThermedxhttp://thermedx.com/Vadxx Energyhttp://www.vadxx.com/UVisIRhttp://uvisir.com/VasoLuxhttp://vasolux.com/Wireless Environmenthttp://www.wirelessenv.com/via680http://www.via680.com/Investment Team: Clifford L. Reynolds, Directorcliff@glideit.orgDennis Cocco, Co-Directordennis@glideit.orgNancy Ernstes, Administrative AssociateRussell Donda, Entrepreneur-in-ResidenceKatie Van Dyke, Entrepreneur AdvisorHCBCwww.hcdc.com/incubationIInformation TechnologySeedHamilton County Business Center, Inc. (HCBC) is a nationally recognized business incubation program that helps Greater Cincinnati entrepreneurs launch and build successful companies. HCBC is a mixed use, technology focused incubation program that caters to those entrepreneurs who are starting up an innovative and growing business. Both traditional and technology businesses are welcome at HCBC. Since 1989, HCBC has been home to 260 business start-ups and has successfully graduated 110 businesses to the Southwest Ohio marketplace with a success rate of nearly 70%. HCBC offers office, workshop, high bay, light manufacturing, and warehouse space ranging from 150-1,500 square feet, as well as a variety of business assistance to its clients. HCBC is affiliated with HCDC and the State of Ohio Thomas Edison Technology & Innovation Program and actively serves Southwest Ohio.

1776 Mentor Avenue, suite 100CincinnatiOH45212513-631-8292513-631-4887

Portfolio companies include:AGI Managementhttp://www.agimanagement.com/Allostatixhttp://www.allostatix.com/Applied Decision Sciencehttp://applieddecisionscience.com/EBIhttp://www.ebi.ac.uk/B2Beehttp://b2bee.net/Zebra Mobilehttp://zebramobile.com/Kimbayahttp://en.wikipedia.org/wiki/KumbayaHarmony Gardenhttp://hgarden.org/Search Engine Expertshttp://www.searchengineexpertsllc.com/Investment Team: Patrick Longo, Vice President and HCBC Director, 513-458-2211longo@hcdc.comDavid K. Main, President, 513-458-2218maind@hcdc.comMary Myers, Program Manager, 513-458-2224mmyers@hcdc.comScott Jacobs, Business Coach, 513-458-2231sjacobs@hcdc.comBrenda Holloway, Administrative Assistant, 513-458-2210bholloway@hcdc.comIHG Capital, LLChttp://ihgcapital.comVCPELife Sciences & HealthcareManufacturing & IndustrialReal EstateEarlyGrowthMiddle MarketIHG is a private investment and capital services company that focuses its energy in businesses where it already has a presence or current investment, such as industrial products, healthcare services, commercial real estate and other related opportunities. To these markets-- as well as other select profitable or distressed organizations-- the firm provides a host of options, from senior equity ownership to minority placements. IHG considers performing and non-performing assets; early stage, post revenue; as well as distressed businesses.

6234 Far Hills Ave.DaytonOH45459937-434-8100937-434-8101

Portfolio companies include:Aspire Benefitshttp://www.aspirebenefits.com/My Health Comparisonhttp://www.myhealthcomparison.com/Ariston Systemshttp://aristonsystems.com/Professional Pallet Serviceshttp://propalletservices.com/MME Holdingshttp://www.manta.com/c/mtccfpw/mme-realty-holdings-llcA-1 Fastenerhttp://a-1fastener.com/Rhino Roomshttps://www.rhinorooms.com:19638/welcome/Investment Team:Ernie Riling, Chairman & CEOeriling@ihgcorp.comGregg McGuire, VP Capital Servicesgmcguire@ihgcapital.comRuss Gilmore, Senior AdvisorHerman Chandiramani, Senior AdvisorWilliam Hennessy, Senior AdvisorLinn Harson, Chief Legal CounselDave Imsande, Senior Financial AdvisorInnovation Fund Ohiowww.innovationfundneohio.comVCInformation TechnologyLife Sciences & HealthcareEarlyThe Innovation Fund, founded by the Lorain County Community College Foundation (2007), is a regional fund focused on supporting technology-based entrepreneurial endeavors and emerging technology-based businesses. The Innovation Fund is supported and administered through a regional and state network of higher education, government and economic development partners to nurture a technology-based entrepreneurial environment for wealth creation and job growth in Northeast Ohio. The Innovation Fund fulfills its mission of promoting education and economic development by providing modest awards (up to $100,000) to promising technology-based start-ups located or willing to locate within the 21 counties of Northeast Ohio. Awards are made to help early-stage entrepreneurs progress through the business development continuum by providing resources to help validate the technology or prove the business model. In turn, recipients of Innovation Fund awards are required to provide an entrepreneurial educational opportunity or internship for students, faculty or staff of Lorain County Community College and/or one of the Innovation Fund's partnering higher education institutions.

Lorain County Community College151 Innovation Drive (EIC Building)ElyriaOH44035440-366-4121

Portfolio companies include:Anderson Aerospacehttp://www.anderson-aerospace.com/AGEShttp://en.wikipedia.org/wiki/Middle_AgesIn2Unehttp://in2unemusic.com/Lifeserve Innovationshttp://www.lifeserveinnovations.com/MedBed Connecthttp://medbedconnect.com/LeapYear Technologieshttp://www.innovationfundneohio.com/Innovation+Fund+Recipients.htmSIRE Pharmaceuticalshttp://www.shire.com/shireplc/en/homeWellness Integratedhttp://adidacst.com/Insight Market Datahttp://insightmarketdata.com/Investment Team: Julie Thompson, Operations Coordinatorjulie@glideit.orgIsabella Capital, LLCwww.fundisabella.comVCInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareConsumer ProductsRetail & RestaurantEarlyExpansionFund Isabella focuses on early stage, women-led companies or those operating in the women's market. Fund Isabella focuses on young companies with $500,000 or more in annualized revenues in the information technology, health care, retail/consumer products, and communications sectors. Isabella invests $250,000 to $1 million per company, often in more than one round. Most investments are made in early stage or expansion companies. Isabella makes equity or equity-linked investments, typically in the form of convertible preferred stock. Depending on the company's needs, the investment may include a mezzanine or bridge loan component with equity enhancements. Isabella will accept executive summaries or business plans for future consideration, but currently is not offering funding.

1995 Madison RoadCincinnatiOH45208513-721-7110513-871-7150

Portfolio companies include:Club Momhttp://www.cafemom.com/Digital Scouthttp://digitalscout.com/On Target Mediahttp://www.otmg.net/ViaCellhttp://www.viacellinc.com/experiencehttp://www.experience.com/entry-level-jobs/WisdomToolshttp://www.wisdomtools.com/Investment Team: Margaret H. (Peg) Wyant, Managing Directorpeg@fundisabella.comSusan Schieman, Chief Financial Officersusan@fundisabella.comJumpstart, Inc.www.jumpstartinc.orgVCInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareMedical DeviceBusiness ServicesConsumer ProductsEarlyJumpStart is a nationally recognized venture development organization that accelerates the progress of high potential, early-stage businesses to create a more prosperous future for Northeast Ohio. JumpStart, a non-profit organization, was formed in 2004 by a collaboration between NorTech (the Northeast Ohio Technology Coalition) and Case Western Reserve University. It was created to combine the efforts of four of the region's entrepreneurial service organizations to support the continued emergence of Northeast Ohio's innovative economy. Among several programs, JumpStart Ventures invests in and assists innovative, early-stage Northeast Ohio companies that have the potential to generate $30-$50 million in revenues in five to seven years. Early-stage investment from JumpStart starts at $250K and ranges up to a total of $600K. JumpStart is committed to investing in companies led by women and minority entrepreneurs, companies in varying stages of growth (though most are in the imagining or incubating stages and all must have less than $5 million in revenues), companies working in multiple industries, and companies located in varying counties within Northeast Ohio. Jumpstart has invested more than $21 million in its 56 portfolio companies. These companies have leveraged the investments eight times over, raising an additional $167 million in follow-on risk capital.

6701 Carnegie Ave. Suite 100ClevelandOH44103216-363-3400216-363-3401

Portfolio companies include:ABS Materialshttp://www.absmaterials.com/Caralon Globalhttp://development.cuyahogacounty.us/en-US/caralon-global-press-release.aspxEchogen Power Systemshttp://www.echogen.com/Aria Analyticshttp://www.ariaanalytics.com/Mar Systemshttp://marsystemsinc.com/MesoCoathttp://mesocoat.com/Myers Motorshttp://www.myersmotors.com/Phycalhttp://en.wikipedia.org/wiki/Physical_therapyMesocoathttp://mesocoat.com/Catacelhttp://www.catacel.com/RSP Toolinghttp://rsptooling.com/Stanton Advanced Ceramicshttp://www.stantonac.com/AnalizaDXhttp://www.analiza.com/dx.htmlCardioInsighthttp://www.cardioinsight.com/CerviLenzhttp://www.cervilenz.com/ChanRxhttp://www.medcitynews.com/2010/08/chanrx-to-use-250k-investment-to-reformulate-a-fib-drug/Checkpoint Surgicalhttp://checkpointsurgical.com/Covermymedshttp://www.covermymeds.com/Endotronixhttp://www.endotronix.com/Freedom Meditechhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=32388879Great Lakes Pharmaceuticalshttp://glpharma.com/Juventas Therapeuticshttp://www.juventasinc.com/about/team.htmlNeuros Medicalhttp://www.neurosmedical.com/Securus Medicalhttp://www.alliancemedical.org/Securus.htmlSironRXhttp://www.sironrx.com/about-sironrx/SPR Therapeuticshttp://www.sprtherapeutics.com/Synapse Biomedicalhttp://www.synapsebiomedical.com/Theravaschttp://theravasc.com/Thermalin Diabeteshttp://www.thermalin.com/Tursiop Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=46132784VasoLux MicroSystemshttp://vasolux.com/Anderson Aerospacehttp://www.anderson-aerospace.com/Imvoxhttp://imvox.com/Banyan Technologyhttp://banyantechnology.com/Electronhttp://en.wikipedia.org/wiki/ElectronEmbrace Pet Insurancehttp://www.embracepetinsurance.com/iGuidershttp://www.iguiders.com/InSet Systemshttp://www.insetsystems.com/Inspiron Logisticshttp://www.inspironlogistics.com/OhShifthttp://ohshift.com/Optix Connecthttp://optixconnect.com/Pages/Features/PreEmptive Solutionshttp://www.preemptive.com/Seminthttp://www.semint.com/SpearFyshhttp://www.crunchbase.com/company/spearfyshMedCity Mediahttp://www.medcitynews.com/Stackhttp://stacktv.stack.com/Verishothttp://www.verishot.com/Investment Team: Ray Leach, Chief Executive Officerray.leach@jumpstartinc.orgJohn Dearborn, Presidentjohn.dearborn@jumpstartinc.orgRichard E. Jankura, Chief Financial Officerduke.jankura@jumpstartinc.orgLynn-Ann Gries, President and Chief Investment Officerlynn-ann.gries@jumpstartinc.orgJerry Frantz, Managing Venture PartnerCathy Belk, Chief Relationship Officer cathy.belk@jumpstartinc.orgKadima Partners, LLCwww.kadimapartners.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsMiddle MarketKadima Partners, LLC is a private firm that acquires and operates entrepreneurial, growth-oriented businesses. Kadima looks to acquire companies or business lines, with up to $20 million in sales in such industries as branded consumer products, business to business consumables, product-based light manufacturing, and proprietary health care products and/or health care services, and commercial real estate communications software. Kadima targets companies with strong and predictable cash flow based on stable demand for products/services; with opportunities for complementary acquisitions, that compete in fragmented industries with the potential for consolidation; and with regional customer bases and relationships that can be leveraged into national or international distribution.

3659 Green Road, Suite 100ClevelandOH44122-5727216-378-2838216-378-9320

Portfolio companies include:Checkpoint Surgicalhttp://checkpointsurgical.com/M Tech Companyhttp://mtechcompany.com/Forward Medicalhttp://www.forwardmedical.com/Spring Valley Ventureshttp://www.manta.com/c/mtg0bk7/spring-valley-ventures-llcMagic Americanhttp://www.magicamerican.com/Myrohttp://myro.lusion.net/Enablershttp://www.merriam-webster.com/dictionary/enablerEarthRitehttp://www.newson-gale.com/OurProducts/EarthRite.aspSuper Gluehttp://www.supergluecorp.com/Scott Zeilinger Productionshttp://www.scottzeilinger.com/szp/Zeilinger_Productions_-_Home.htmlInvestment Team: Scott Zeilinger, Presidentscott@kadimapartners.comKirtland Capital Partnerswww.kirtlandcapital.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketKirtland Capital Partners teams with niche manufacturing, distribution, and business-to-business service companies to increase long-term value through growth and strategic, operational, and financial improvements. Kirtland has more than $300 million of capital under management and seeks to invest in middle market companies with high growth potential. Kirtland invests mainly in the United States or Canada and usually is the lead equity investor with a control position in portfolio companies. Kirtland has completed 24 platform acquisitions and 31 add-on acquisitions, targeting companies with $25 to $250 million in total revenues, requiring $15 to $75 million of equity.

3201 Enterprise Parkway, Suite 200BeachwoodOH44122216-593-0100216-593-0240

Portfolio companies include:Precision Dialoguehttp://precisiondialogue.com/MicroGrouphttp://microgroup.com/Vitex Packaging Grouphttp://www.vitexpackaging.com/Truck Bodies & Equipmenthttp://www.tbei.com/SmartSourcehttp://www.smartsource.com/Investment Team: Jack Turben, Founder, Senior Managing Partner and Chairmanjturben@kirtlandcapital.comJohn Nestor, Senior Managing Partner and Chief Executive Officerjnestor@kirtlandcapital.comTom Littman, Senior Managing Partnertlittman@kirtlandcapital.comBob Fines, Managing Partnerrfines@kirtlandcapital.comJim Foley, Partnerjfoley@kirtlandcapital.comCorrine Menary, Vice Presidentcmenary@kirtlandcapital.comJohn N. Heckman, Vice President of Financejheckman@kirtlandcapital.comNick Leiby, Senior AssociateLaunchHousehttp://launchhouse.comIInformation TechnologySoftware & InternetMedia & Digital MediaMedical DeviceSeedEarlyThe mission of LaunchHouse is to create a hub of entrepreneurial innovation for promising startups and to help transform ideas into successful companies. LaunchHouse manages a growing portfolio of innovative startups. LaunchHouse focuses on promising entrepreneurs and ideas that have a high growth potential, and that can quickly achieve market validation with a 'small' financial outlay. The firm recruits, supports and coaches these ventures from idea to profitable business. LaunchHouse has provided over $130,000 in investment capital, since its inception in 2009. Through development efforts, LaunchHouse's community of mentors, connection with interns and a network of investors, these companies were able to raise over $3 million in follow-on funding. Through a strong public-private partnership with the city of Shaker Heights, Shaker|LaunchHouse has been able to create a home for entrepreneurs. The Shaker|LaunchHouse facility has over 23,000 square feet of business, brainstorming, conferencing, and prototyping space. The incubator resides in a renovated 1950's car dealership that was rehabilitated in order to make an interesting home to entrepreneurs in Northeast Ohio.

3558 Lee RoadShaker HeightsOH44120216-255-3070

Portfolio companies include:GoodGreenshttp://www.goodgreens.com/FounderSynchttp://www.foundersync.com/Intelligent Mobile Supporthttp://www.imobilesupport.com/Tenant Magichttp://tenantmagic.net/BABL Mediahttp://www.babelmedia.com/Phoncerthttp://phoncert.com/Knowtahttp://www.knowta.com/Tunnel Vision Hoopshttp://tunnelvisionhoops.com/sunflower solutionshttp://www.thesunflowersolutions.com/Soup Qubeshttp://www.glutenfree.com/index.cfm/manufacturer/Celifibr/955091-___-Beef-Soup-Cubes.htmlSoMoLendhttp://www.somolend.com/RingRanghttp://ringrang.us/RAMcryptorhttp://tunnelvisionhoops.com/Railroad Empirehttp://www.therailroadempire.com/pixiehttp://www.tech4learning.com/pixieOsteoplasticshttp://www.thefreedictionary.com/osteoplasticLifeServe Innovationshttp://www.lifeserveinnovations.com/GROUNDBOOTHhttp://www.groundbooth.com/GLIO!http://en.wikipedia.org/wiki/Glioblastoma_multiformefreshbaghttp://thefreshbag.com/flexhirehttp://www.facebook.com/FlexhireFlash Noteshttp://www.flashnotes.com/Dimple Doughhttp://dimpledough.com/CorkSharehttp://www.infochimps.com/Click Wellhttp://answers.yahoo.com/question/index?qid=20070623195335AAGcWXOclerts!http://clerts.com/CinaMakerhttp://cinemaker.org/Cell-a-Spothttp://www.cellaspot.com/Care-n-Sharehttp://www.care-n-share.com/Advanced Medical Innovationshttp://www.amiwelisten.com/ASTRO LABhttp://alabe.com/freechart/Investment Team:Todd Goldstein, CEO/ Partnertodd@launchhouse.comSam Krichevsky, COO/ Partnersam@launchhouse.comDar Caldwell, Director of Entrepreneurship/ Partnerdar@launchhouse.comShannon Lyons, Chief Business Development Officer / Partnershannon@launchhouse.comBob Means PhD, Director of LaunchHouse Accelerator / Partnerbob@launchhouse.comStephanie Colangelo, Director of PR/Marketing/ Partnerstephanie@launchhouse.comLaura Fumich, Events Coordinator laura@launchhouse.comLinsalata Capital Partnerswww.linsalatacapital.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsRetail & RestaurantMiddle MarketLinsalata Capital Partners (LinCap) was founded in 1984. The firm's more than 98 acquisitions, with a transaction value exceeding $3.0 billion, have made Linsalata Capital Partners a leading middle-market buyout firm. Through a progression of seven funds, Linsalata has raised nearly $1.4 billion of equity capital. The latest fund, Linsalata Capital Partners Fund V, raised $427 million of equity capital in 2011. The firm's target size for a platform investment is $10 million to $50 million of equity in a company with $10 million to $50 million of EBITDA or free cash flow. Linsalata invests across a wide variety of sectors.

Landerbrook Corporate Center One5900 Landerbrook Drive, Suite 280Mayfield HeightsOH44124440-684-1400440-684-0984

Portfolio companies include:Lund Internationalhttp://www.lundinternational.com/Paradigm Packaginghttp://paradigmpackaging.com/Diversco Holdingshttp://www.diversco.com/Hardenhttp://www.hardenfurniture.com/Eatem Foodshttp://www.eatemfoods.com/Home Decor Holdinghttp://www.kmart.com/shc/s/p_10151_10104_00859337000PHospitality Mintshttp://www.hospitalitymints.com/Manhattan Beachwearhttp://www.manhattanbeachwear.com/NeuroThermhttp://www.neurotherm.com/Royal Bathshttp://www.royalbaths.com/Spartan Foods of Americahttp://www.answers.com/topic/spartan-foods-of-america-incStantonhttp://stantondj.com/Transpachttp://www.transpacrace.com/Tranzonichttp://www.tranzonic.com/main/index.aspxU-Linehttp://www.uline.com/Wellbornhttp://www.wellborn.com/Whitcrafthttp://www.whitcraft.com/Investment Team: Frank N. Linsalata, Chairman and Founderflinsalata@linsalatacapital.comEric V. Bacon, Co-President and Senior Managing Directorebacon@linsalatacapital.comStephen B. Perry, Co-President and Senior Managing Directorsperry@linsalatacapital.comGregory L. Taber, Managing Directorgtaber@linsalatacapital.comDaniel L. DeSantis, Managing Directorddesantis@linsalatacapital.comTimothy G. Healy, Senior Vice Presidentthealy@linsalatacapital.comJohn (Jay) Studdard, Jr., Principaljstuddard@linsalatacapital.comMichael J. Faremouth, Principalmfaremouth@linsalatacapital.comMurad A. Beg, Vice Presidentmbeg@linsalatacapital.comMichael J. Moran, Vice Presidentmmoran@linsalatacapital.comJames V. Guddy, Vice Presidentjguddy@linsalatacapital.comKurtis P. Zabell, Vice President, Finance and Chief Compliance Officerkzabell@linsalatacapital.comMCM Capital Partnerswww.mcmcapital.comPEEnergy & Clean TechLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialTransportation & DistributionDefense & Homeland SecurityMiddle MarketMCM Capital Partners, founded in 1992, is a Cleveland, Ohio based private equity firm focused on acquiring niche manufacturers, value added distributors and service companies. MCM targets companies with Enterprise Values of $15 million to $50 million; annual revenues of $15 million to $75 million, and EBITDA of $2 million to $8 million. Industries of interest include: Laboratory Supplies, Medical products and components, High performance composites, Aerospace, Thermoplastics, Medical products and components, High performance composites, Aerospace Home accessory products, Nuclear power, Adhesives and sealants, and First aid and safety products.

25101 Chagrin Boulevard, Suite 360ClevelandOH44122216-514-1840216-514-1850

Portfolio companies include:Cole Information Serviceshttp://www.coleinformation.com/Dexmethttp://www.dexmet.com/Inservcohttp://www.inservco.com/ESSCOhttp://www.essco.net/StyleCraft Home Collectionhttp://www.stylecraftonline.com/STACIhttp://www.stacicorp.com/RMB Productshttp://rmb.com/Primary Packaginghttp://primarypackaging.com/Zinkanhttp://www.zinkan.com/Investment Team: Mark E. Mansour, Co-Managing Partnermark@mcmcapital.comJames C. Poffenberger III, Co-Managing Partnerjay@mcmcapital.comSteven M. Ross, Partnersteve@mcmcapital.comKevin F. Hayes, CFOkevin@mcmcapital.comRobert R. Kingsbury, Vice Presidentbobby@mcmcapital.comJacalyn Gilbert, Executive Assistantjackie@mcmcapital.comMutual Capital Partnerswww.MutualCapitalPartners.comVCSoftware & InternetLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialEarlyGrowthExpansionMutual Capital Partners, LLC (MCP) is the General Partner of Mutual Capital Partners Fund I, LP (MCPF), a venture fund investing in post-revenue, liquidity-challenged, growth businesses located in the Midwest. The firm's investments in companies will typically be non-majority holdings. MCPF prefers to lead investments in which it actively participates in corporate governance through representation on the company's board of directors. MCPF's ideal investment candidates have: $1 million or more of run-rate revenue; gross margins of 50% or higher; equity capital needs of less than $10 million; and corporate offices in Ohio, Indiana, Michigan, or western Pennsylvania/New York. The firm recently closed on over $20 million for MCPF II and is actively reviewing opportunities.

5805 Bridge AvenueClevelandOH44102216-928-1908216-928-1909

Portfolio companies include:Cardinal Commercehttp://cardinalcommerce.com/Orthohelix Surgical Designshttp://www.orthohelix.com/TGX Medical Systemshttp://tgxmedical.com/Hemospherehttp://www.hemosphere.com/Investment Team:Bill Trainor, Co-Founder and Managing Directorbtrainor@mutualcapitalpartners.comWayne Wallace, Co-Founder and Managing Directorwwallace@mutualcapitalpartners.comWilliam Cadogan, ChairmanNational Environmental Technology Incubatorwww.centralstate.edu/academics/support/net_incubatorIEnergy & Clean TechSeedThe National Environmental Technology (NET) Incubator provides an affordable head start to companies whose focus is environmental technology, and a resource for larger, established companies who seek to diversify their product lines. Environmental technology is broadly defined to include energy, material and process efficiency, as well as traditional treatment, remediation, recycling and reporting activities. The Incubator is located in the McLin International Center for Water Resources Management on CSU's campus in Wilberforce, Ohio and is near one of the largest EPA research laboratories in the nation, the Andrew W. Breidenbach Environmental Research Center in Cincinnati, Ohio. The NET Incubator represents a collaboration between: the U.S. EPA, the Ohio Department of Development, Central State University (CSU), and Battelle's Environmental Technology Com-mercial-ization Center (ETC).

Central State UniversityWilberforceOH45384937-271-6496

Tenant companies include:N/Ahttp://www.na.org/Management Team:Paul Salchak, Executive DirectorPSalchak@centralstate.eduNCICwww.ncicfund.comVCInformation TechnologyEarlyNCIC CapitalFund is an early stage investment company focusing on emerging, growth-oriented, technology-based companies. Since June of 1995, NCIC CapitalFund has made 59 rounds of investments in 29 companies totaling over $15 million. The firm's investments have been leveraged with an additional $60 million in co-investments. NCIC's investments have ranged from $200,000 to $1,500,000, with an average of $500,000 per company. NCIC invests primarily in Ohio and Indiana and expects to exit with 48 months.

900 Kettering TowerDaytonOH45423937-222-4422937-222-1323

Portfolio companies include:Apex Technicalhttp://www.apextechnical.com/main.htmHeartland Airlineshttp://en.wikipedia.org/wiki/Heartland_AirlinesColor Savvy Systemshttp://color-helper.com/Cohesiahttp://www.ncicfund.org/invest/cohesia.htmlApplied Scienceshttp://en.wikipedia.org/wiki/Applied_scienceBosma Machine and Toolshttp://www.ncicfund.org/invest/bosma.htmlCentury Aerospacehttp://centuryaero.com/Clickguidehttp://goliath.ecnext.com/coms2/product-compint-0001183126-page.htmlFisher Datahttp://en.wikipedia.org/wiki/Information_matrixIamcardhttp://www.ncicfund.org/invest/iamcard.htmIntelligent Algorithms Enterpriseshttp://www.ncicfund.org/invest/infogist.htmInnovanhttp://www.innovan.com.au/Kohol Industrieshttp://www.ncicfund.org/invest/kohol.htmlMasters Aerospacehttp://masteraerospace.com/index.htmlNew Carlisle Manufacturinghttp://www.manta.com/c/mm402ps/new-carlisle-manufacturing-incPrivatizer Systemshttp://www.privatizerinc.com/Transwave Internationalhttp://transwave.com/Varishttp://varis1.com/Vocalexhttp://www.ncicfund.org/invest/vocalex.htmInvestment Team: Frank Winslowfwinslow@ncicfund.orgBob Bowmanrbowman@ncicfund.orgBrian Hammondrbowman@ncicfund.orgTom Hughesthughes@ncicfund.orgJulie Wallinjwallin@ncicfund.orgNCTVentureswww.nctventures.comVCInformation TechnologySeedEarlyNCT has been making investments in marketing, logistics and industry disruptive business models for over 20 years. These investments include businesses that have been in large and/or expanding markets, possessed a sustainable competitive advantage, have maintained above industry average margins, are located in the Midwest and are led by a strong entrepreneurial management team. In the spring of 2005, NCT recognized an opportunity created by the significant venture capital funding gap in Central Ohio. In order to capitalize on the shortfall of available capital, NCT started a pre-seed venture fund that focuses on early-stage technology investments based in Ohio. NCT received a grant from the State of Ohio's Validation Seed Fund Initiative Program in June 2006, and has made four investments since the inception of the validation fund. NCT Ventures, in conjunction with the Center for Entrepreneurship at Ohio State University, created the Ideas-To-Business Model in 2001. The model was created to provide an infrastructure for bringing an idea to market effectively through a series of well defined development phases.

One Marconi Place 274 Marconi Boulevard, Suite 400 ColumbusOH43215614-794-2732614-794-2737

(Mailing Address)P.O. Box 2790WestervilleOH43086-2790Portfolio companies include:GotCasthttp://www.gotcast.com/Qstart Labshttp://www.qstartlabs.com/Port Security Internationalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=20757065Roll Brandshttp://roll-online.com/ClearSaleinghttp://www.clearsaleing.com/Vertebrationhttp://www.yourdictionary.com/vertebration24-7Ventures.comhttp://www.venturehighway.com/DOmediahttp://www.domedia.com/Embrace Pet Insurancehttp://www.embracepetinsurance.com/Seamless Logisticshttp://shipseamless.com/Venture Highwayhttp://www.venturehighway.com/BringSharehttp://www.bringshare.com/DOmediahttp://www.domedia.com/Impact Economicshttp://impacteconomics.com/Phoenix Bat Companyhttp://www.phoenixbats.com/Roll Brandshttp://roll-online.com/Investment Team:Rich Langdalerich.langdale@nctventures.comBill Frankbill.frank@nctventures.comKyna McCarleykyna.mccarley@nctventures.comMichael Butler, Venture Partnermichael.butler@nctventures.comJeff BellRick Milenthal, Venture PartnerLindsay Karas, In-house Counsellindsay.karas@nctventures.comJT KreagerNDIwww.ndimedical.comVCLife Sciences & HealthcareMedical DeviceSeedEarlyFounded in 2002, NDI is a leading venture capital and commercialization firm that focuses on innovative neurodevice technologies to address significant unmet health conditions. NDI leverages its platform of innovative technologies to commercialize an extensive pipeline of neurotech opportunities, creating high-growth portfolio companies. In April 2008, NDI sold its first portfolio company to Medtronic Inc. for $42 million, returning over 150 times the original investment back to investors. NDI maintains a proprietary technology platform of neurodevices consisting of implantable pulse generators, external pulse generators, leads, surgical deployment tools, external programmers, and patient controllers that can be applied to many different therapeutic applications or adapted for new devices.

22901 Millcreek Blvd.ClevelandOH44122216-378-9106216-378-9116

(Minnesota Office)601 Carlson ParkwayMinneapolisMN55305952-449-6670952-449-5101Portfolio companies include:MEDSTIMhttp://medstim.com/Checkpoint Surgicalhttp://www.checkpointsurgical.com/SPR Therapeuticshttp://www.sprtherapeutics.com/Investment Team:Geoffrey B. Thrope, Founder and Managing Director gthrope@ndimedical.comRobert Blankenship, CFOMaria Bennett, Vice President of Clinical Affairsmbennett@ndimedical.comLeonard M. Cosentino, Managing Directorlcosentino@ndimedical.comRobert Strother, VP of Engineering and CTObstrother@ndimedical.comMark Stultz, Vice President for Market DevelopmentJulie Grill, Vice President of Regulatory Affairs and Quality SystemsJoseph Boggs Ph.D., Director of Researchjboggs@ndimedical.comMichael Haessly, Director of Operations and Quality SystemsJonathan Sakai, Director of EngineeringNeyer Holdings Corporationwww.neyerholdings.comMBMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialTransportation & DistributionFinancial ServicesReal EstateEarlyMiddle MarketIn 2003, Neyer Holdings Corporation was created to build businesses in two distinct but very complementary areas: merchant banking and commercial real estate. The company and its affiliates have grown to develop and manage over $250 million in investments and have operated in over 100 markets throughout the United States. Neyer Holdings' Merchant Banking Group invests capital and expertise in earlier stage growth companies with strong management teams, solid business models and bold aspirations. Neyer is primarily drawn to opportunities in the following industries: Value-Added Manufacturing, Energy, Healthcare and Wellness, Media and Marketing, Real Estate and Construction, Logistics, and Financial Services.

425 Walnut Street, Suite 2112CincinnatiOH45202513-421-2000 513-421-2111

Portfolio companies include:Property Advisorshttp://www.acopropertyadvisors.com/Cascades Advisory Grouphttp://cascadesgroup.com/Transactivhttp://www.transactiv.com/Collins Neyer Capitalhttp://www.neyerholdings.com/affiliate_companies.htmlInvestment Team:Thomas L. Neyer, Jr., Chairman and CEOIan J. Golub, Principal, Director of InvestmentsCarol A. Alf, Principal, Director of Finance and AccountingL. Stephen Boord, Managing Director, Merchant Bankingsboord@neyerholdings.comJohn G. Vollbracht, Principal, Director of Real EstateSean C. Balnes, Real Estate ManagerElizabeth Edwards, Merchant Bankingeedwards@neyerholdings.comNorth Coast Angel Fundwww.northcoastangelfund.comAInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareMedical DeviceSeedNorth Coast Angel Fund (NCAF) is a contributed capital and "sidecar" pre-seed investment fund with a focus on early-stage technology investments. The group's membership consists of a number of the region's leading investors, entrepreneurs, and business leaders who are dedicated to accelerating early-stage ventures. Targeted industries include biosciences, advanced materials, electronics and controls, information technology, and energy and power/propulsion. The typical NCAF initial investment is $250,000 with $200,000 held in reserve for possible follow-on investment.

5875 Landerbrook Drive, Suite 300Mayfield HeightsOH44124800-975-5846

Portfolio companies include:OnShifthttp://www.onshift.com/Verishothttp://www.verishot.com/Juventas Therapeuticshttp://www.juventasinc.com/about/team.htmlGreat Lakes Pharmaceuticalshttp://glpharma.com/Exacterhttp://exacterinc.com/Citizen Groovehttp://www.citizengroove.com/Zebra Mobilehttp://zebramobile.com/Assure RXhttp://assurerxhealth.com/CardiOxhttp://www.cardiodx.com/Cervilenzhttp://www.cervilenz.com/Minimally Invasive Deviceshttp://midsurgical.com/Neuros Medicalhttp://www.neurosmedical.com/TheraVaschttp://theravasc.com/3X Systemshttp://www.3x.com/Brand Thunderhttp://brandthunder.com/StreamLink Softwarehttp://streamlinksoftware.com/Transactivhttp://www.transactiv.com/Znodehttp://www.znode.com/Advanced Materialshttp://onlinelibrary.wiley.com/journal/10.1002/(ISSN)1521-4095Mar Systemshttp://marsystemsinc.com/Stanton Advanced Ceramicshttp://www.stantonac.com/Collarborenthttp://collaborent.org/I2C Technologieshttp://i2ctechnologies.info/SparkBasehttp://sparkbase.com/VeriShothttp://verishot.com/Investment Team:Claiborne R. Rankin, Managerclay.rankin@northcoastangelfund.comTodd Federman, Executive Directortodd.federman@northcoastangelfund.comAdity Shah, Investment AssociateOhio TechAngel Fund, LLC (OTAF)www.ohiotechangels.comAInformation TechnologyMedical DeviceManufacturing & IndustrialSeedThe Ohio TechAngel Fund, LLC is a contributed capital and "sidecar" angel fund with over two hundred members and partners from throughout Ohio. Funds I & II have been fully invested and are no longer seeking new opportunities. Fund III is seeking Ohio-based opportunities in information technology, advanced materials, and medical technology. However, OTA has little interest in the following: Consumer Retail Products; Businesses in the restaurant, travel or lodging industries; Products or services focused on fashions, fads, toys or seasonal concepts; Commercial real-estate, oil or gas projects. OTAF invests primarily in Ohio-based companies.

1275 Kinnear RoadColumbusOH43212614-487-3700

Portfolio companies include:3X Systemshttp://www.3x.com/AircraftLogs.comhttp://aircraftlogs.com/AquaBlokhttp://www.aquablokinfo.com/Brand Thunderhttp://brandthunder.com/Cambiattahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=29017105Cardioxhttp://www.cardiodx.com/AssureRxhttp://assurerxhealth.com/Caster Ventureshttp://www.casterventures.com/ClearSaleinghttp://www.clearsaleing.com/CleveXhttp://clevex.com/Drop Spothttp://dropspots.org/Endospherehttp://endo-sphere.com/Exacterhttp://exacterinc.com/FlyMuchhttp://flymuch.com/Great Lakes Pharmaceuticalshttp://glpharma.com/HTPhttp://en.wikipedia.org/wiki/5-HydroxytryptophanInterventional Imaginghttp://i3mri.com/Midwest MicroDeviceshttp://www.midwestmicrodevices.com/Minimally Invasive Deviceshttp://midsurgical.com/Zebra Mobilehttp://zebramobile.com/NanoStaticshttp://nanostatics.com/Neuroshttp://neurostechnology.com/PreEmptive Solutionshttp://www.preemptive.com/SageQuesthttp://www.sage-quest.com/home/default.aspSealPak Innovationshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=11460604TheraVaschttp://theravasc.com/Traycer Diagnostic Systemshttp://www.traycer.net/VacationViewhttp://www.resortgems.com/Znodehttp://www.znode.com/Investment Team: Victor M. Thorne, Directorvthorne@techcolumbus.orgJohn O. Huston, Principaljh@OhioTechAngels.comZach D. Lawrence, CFA, DirectorPeppertree Capital Managementwww.peppertreefund.comPEFOFCommunications & NetworkingMedia & Digital MediaBusiness ServicesMiddle MarketPeppertree Capital Management, Inc. is a private equity fund manager focused on growth equity, recapitalization and buyout opportunities, primarily in telecommunication infrastructure companies.

86 West StreetChagrin FallsOH44022440-528-0333440-528-0334

Portfolio companies include:Wireless Edge Towershttp://www.wirelessedge.org/tower.htmlCrossroads Mediahttp://www.crossroadsmedia.tv/Horvath Towershttp://www.horvathcommunications.com/TMW Systemshttp://www.tmwsystems.com/Trumper Communicationshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28526871K2 Towershttp://k2towers.com/Clearview Tower Companyhttp://clearviewtower.squarespace.com/Lightowerhttp://www.lightower.com/company/Pegasus Tower Developmenthttp://pegasustower.com/4G Towershttp://finance.yahoo.com/news/EATEL-Goes-Live-With-National-iw-770847885.html?x=0TMW Systemshttp://www.tmwsystems.com/On-Site Fuel Servicehttp://www.onsitefuelservice.com/Carpathia Financial Serviceshttp://www.cgp.com/investments/business_Carpathia.phpAW Towershttp://www.awtowers.com/Branch Towershttp://branchcomm.net/RG Towershttp://www.rgtowers.com/Telesitehttp://telesite.com/1 Source Towershttp://1swllc.com/AC Lordi Consultinghttp://www.aclordi.com/Investment Team: Jeffrey A. Howard, Managing Director, 214-207-3992jhoward@peppertreefund.comF. Howard Mandel, President, 440-528-0330hmandel@peppertreefund.comKevin J. McGinty, Managing Director, 440-528-0348kmcginty@peppertreefund.comJeffrey J. Milius, Managing Director, 440-528-0329jmilius@peppertreefund.comRyan D. Lepene, Managing Director, 440-528-0328rlepene@peppertreefund.comCynthia L. Debevec, CFO, 440-528-0338cdebevec@peppertreecapital.comJohn B. Gillette III, Analystjgillette@peppertreecapital.comPhysician Investment Grouphttp://spidermd.comALife Sciences & HealthcareSeedEarlyPhysician Investment Group is a biotech angel investment fund that specializes in advancing medical pharmaceuticals and devices from early stage ventures to create viable therapies to treat various disease states. The fund was founded by physician and medical researcher Dr. Amol Soin. Investments typically are $200,000 and above and involve Ohio based biotech companies. The group is a private investment partnership of physicians and physician-scientists who have a particular interest in the analysis and evaluation of revolutionary medical technologies. The group manages a fund with a specialized focus on the biotechnology, medical device and pharmaceutical sector. The group's unique investment strategy revolves around the belief that a network of physicians and physician-scientists is ideally suited for evaluating medical technologies for investments. The main mission of the Physicians Investment Group is to facilitate discussion among physicians with investment interests in the medical technology sector. The Physicians Investment Group also seeks to grow its network of physicians helping each other to evaluate and select medical technology companies for investment purposes. The group's final purpose is to teach basic investment principles to physicians who are novices to investing.

33 W. First St., Ste. 600DaytonOH45402

Portfolio companies include:EndoSpherehttp://endo-sphere.com/Neuros Medicalhttp://www.neurosmedical.com/TheraVaschttp://theravasc.com/Investment Team:Dr. Amol Soin, FounderPNC Erieview Capitalwww.pncerieview.comVCPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionExpansionMiddle MarketPNC Erieview Capital (formerly National City Equity Partners) is a Cleveland, Ohio-based investment firm that is currently managing approximately 50 investments. With roots dating back to 1979, PNC Erieview Capital has actively invested junior capital in over 160 middle market transactions alongside successful private equity sponsors. PNC Erieview Capital typically structures investments in the form of subordinated debt, preferred equity and common equity. PNC Erieview Capital makes investments ranging from $5 million to $35 million to finance leveraged buyouts, recapitalizations, and growth opportunities in a wide range of industries. For sponsored buyouts and recapitalizations, PNC invests mezzanine and/or equity capital in companies with enterprise values typically between $25 million to $150 million in conjunction with other private equity firms. PNC targets firms with a successful operating history EBITDA of $5 million or greater.

1900 East Ninth Street, 17th FloorClevelandOH44114216-222-3763

Portfolio companies include:Arrow Tru-Linehttp://www.arrowtruline.com/Bumble Beehttp://en.wikipedia.org/wiki/BumblebeeInfiltrator Systemshttp://www.infiltratorsystems.com/MicroGrouphttp://microgroup.com/FCX Performancehttp://www.fcxperformance.com/HGI Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=32856074Home Decor Holdingshttp://investing.businessweek.com/businessweek/research/stocks/private/snapshot.asp?privcapId=21987960Hospitality Mintshttp://www.hospitalitymints.com/Juice Tymehttp://www.juicetyme.com/Manhattan Beachwearhttp://www.manhattanbeachwear.com/MicroGrouphttp://microgroup.com/Olon Industrieshttp://olon.com/Eatem Foodshttp://www.eatemfoods.com/Spartan Foods of Americahttp://www.answers.com/topic/spartan-foods-of-america-incU.S. Foodservicehttp://en.wikipedia.org/wiki/U.S._FoodserviceATIhttp://ati.amd.com/Atrium Companieshttp://www.atrium.com/Abrisa Industrial Glasshttp://abrisa.com/Autosplicehttp://www.autosplice.com/CorePharmahttp://www.corepharma.com/Cumming Grouphttp://aacummingga.com/Energy Manufacturinghttp://www.energymfg.com/Excelsior Medicalhttp://excelsiormedical.com/Experienthttp://www.experient-inc.com/Franklin Energy Serviceshttp://www.franklinenergy.com/Gilahttp://co.gila.az.us/Harden Manufacturinghttp://www.hardenmfg.com/HealthTech Holdingshttp://www.healthtechholdings.com/Hoffmaster Grouphttp://www.hoffmaster.com/Hygenichttp://hygeniccorp.com/LDiscoveryhttp://ldiscovery.com/Mosshttp://en.wikipedia.org/wiki/MossNeuroThermhttp://www.neurotherm.com/Nielsen & Bainbridgehttp://nbframing.com/Olon Industrieshttp://olon.com/Royal Adhesiveshttp://www.royaladhesives.com/Paradigm Packaginghttp://paradigmpackaging.com/Savage Sportshttp://www.savagesportsinc.com/SmartSourcehttp://smartsource.com/smartsource/index.jsp?Link=MKRU3JAAR6CCYServiceMasterhttp://www.servicemaster.com/Stanadynehttp://www.stanadyne.com/Stanton Carpethttp://www.stantoncarpet.com/Tranzonic Companieshttp://www.tranzonic.com/main/index.aspxTitan Fitnesshttp://www.titanfitnessllc.com/Transpac Importshttp://www.shoptii.com/ULinehttp://www.uline.com/U.S. Foodservicehttp://usfoods.com/UMA Enterpriseshttp://umainc.com/Vendormatehttp://vendormate.com/Vitex Packaginghttp://www.vitexpackaging.com/Wellborn Forest Productshttp://www.wellbornforest.com/Whitcraft Grouphttp://www.whitcraft.com/Investment Team:Edward S. Pentecost, Managing Director and PresidentEd.Pentecost@pncerieview.comCarl E. Baldassarre, Managing DirectorCarl.Baldassarre@pncerieview.comJay A. Freund, Managing DirectorJay.Freund@pncerieview.comEric C. Morgan, Managing DirectorEric.Morgan@pncerieview.comSteven G. Pattison, Managing DirectorSteve.Pattison@pncerieview.comDavid A. Sands, DirecorDavid.Sands@pncerieview.comJason R. Cornacchione, DirectorJason.Cornacchione@pncerieview.comCarli A. Forshythe, Senior AssociateCarli.forsythe@pncerieview.comNicholas B. Russo, Senior AssociateNick.Russo@pncerieview.comPrimushttp://primuscapital.com/PECommunications & NetworkingLife Sciences & HealthcareMedical DeviceBusiness ServicesEducation & TrainingMiddle MarketFounded in 1983, Primus is a private equity firm established to invest in growth capital opportunities, recapitalizations and management-led buyouts. Primus will invest $15 million to $40 million per transaction, with the ability to arrange much larger equity investments with participation of Primus Limited Partners. Although experienced in a number of industries, Primus places an increased emphasis on business services, healthcare, and for-profit education. Primus is currently investing its sixth fund, Primus Capital Fund VI. Primus targets companies with enterprise values up to $250 million, with an investment of $15 - $40 million; larger with limited partner co-investment.

5900 Landerbrook Drive, Suite 200ClevelandOH44124-4020440-684-7300440-684-7342

Portfolio companies include:PartSourcehttp://partsource.ca/American Institutes Holdingshttp://www.americaninstitute.com/Axiomed Spinehttp://www.axiomed.com/Community Education Centershttp://www.cecintl.com/Focus Receivables Managementhttp://www.focusrm.com/G2 Web Serviceshttp://www.g2llc.com/HealthTech Holdingshttp://www.healthtechholdings.com/Installed Building Productshttp://installedbuildingproducts.com/Laboratory Partnershttp://clpct.com/Ovation Holdingshttp://www.ovationholdings.com/Passport Health Communicationshttp://www.passporthealth.com/index.aspxPathgrouphttp://pathgroup.com/Insite Onehttp://www.insiteone.com/Sterilmedhttp://www.sterilmed.com/Pegasus Towerhttp://pegasustower.com/Sparta Insurancehttp://spartainsurance.com/Three Eagles Communicationshttp://www.threeeagles.com/Vendormatehttp://vendormate.com/AOD Softwarehttp://www.aodsoftware.com/Investment Team:Loyal W. Wilson, Managing Directorjwilson@primuscapital.comWilliam C. Mulligan, Managing Directorbmulligan@primuscapital.comJonathan E. Dick, Managing Directorjdick@primuscapital.comPhilip C. Molner, Managing Directorpmolner@primuscapital.comScott B. Harper, Managing Directorsharper@primuscapital.comScott W. Seelbach, Directorsseelback@primuscapital.comWilliam R. McMaster, Directorbmcmaster@primuscapital.comRonald C. Hess, Principalrhess@primuscapital.comGabriel R. Shaukat, Associategshaukat@primuscapital.comKarl A. Liebenauer, Associatekliebenauer@primuscapital.comQueen City Angelswww.qca.comAInformation TechnologySeedEarlyThe Queen City Angels (QCA) is a group of experienced, accredited investors committed to accelerating the growth of outstanding early-stage businesses located within a 150-mile radius of Cincinnati. The group targets companies with needs for capital in the range of $200,000-$1,000,000; and the potential to become a high-growth enterprise with annual revenues of $10 million or more within a reasonable timeframe. Members of QCA pay initiation and annual fees, and typically invest $25,000-$100,000 or more per deal. There is no binding obligation to invest in any deal, but QCA may terminate any Angel who fails to invest over a substantial period.

4555 Lake Forest Drive, Suite 650CincinnatiOH45242513-477-0809

Portfolio companies include:Collaborenthttp://collaborent.org/Global Shelter Systemshttp://soapboxmedia.com/companies/47gss.aspxSign Trackhttp://www.sign-tracker.com/Transactivehttp://transactiveonline.org/AssureRxhttp://assurerxhealth.com/Spine Formhttp://spineform.com/Ischemia Carehttp://www.ischemiacare.com/Jacobs Automationhttp://jacobsautomation.com/Minimally Invasive Deviceshttp://midsurgical.com/ShareThishttp://sharethis.com/SignTrakhttp://signtrak.net/SonarMedhttp://www.sonarmed.com/Spine Formhttp://spineform.com/Transactivhttp://www.transactiv.com/Akebia Therapeuticshttp://www.akebia.com/EndoSpherehttp://endosphereinc.com/Bioformixhttp://www.linkedin.com/company/bioformix-llcBlue Ash Pharmaceuticalshttp://blueashtx.com/CMackhttp://www.myspace.com/dreementFive Star Technologieshttp://fivestartech.com/Great Local Dealshttp://localgreatdeals.com/Safeway Safety Stephttp://www.safewaystep.com/SoMoLendhttp://www.somolend.com/Copper Mountain Beverageshttp://coppermtnbev.com/CoupSmarthttp://www.coupsmart.com/Investment Team:Jim Cunningham, Executive Directorqca@qca.comQueen City Angels First Fundswww.qcafirstfund.comAInformation TechnologySeedThe QCA First Funds are a family of small investment funds established in 2003 to help fledgling companies reach important milestones in their development and attract additional investment from conventional sources. The funds were enabled by a matching investment from the State of Ohio's Third Frontier Action Fund. Members of the Queen City Angels, with support from the Tri-State Growth Capital Fund, provide management and oversight of the Fund, as well as mentoring and guidance to the portfolio companies. QCA First Fund II, established in 2006, has completed its activities. QCA First Fund III, created in 2009, is somewhat larger and has received matching investment from the Ohio Capital Fund in addition to the others mentioned above. The typical initial investments are in the $50,000-$150,000 range. Companies chosen for investment must meet the following criteria: must have its primary place of business in Ohio, or intend to move to Ohio upon funding; and technology must be a primary driving force for the company's business.

6393 Grand Vista AvenueCincinnatiOH45213513-731-6500

Portfolio companies include:Collaborenthttp://collaborent.org/Transactivhttp://www.transactiv.com/Neuroshttp://neurostechnology.com/Bioformixhttp://www.linkedin.com/company/bioformix-llcBlue Ash Therapeuticshttp://blueashtx.com/IschemiaCAREhttp://www.ischemiacare.com/Deals5250.comhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=117342776Endospherehttp://endo-sphere.com/CH Mackhttp://chmack.com/Fortishttp://www.fortis.edu/Spine Formhttp://spineform.com/ShareThishttp://sharethis.com/AssureRxhttp://www.assurerxhealth.com/Xanthostat Disagnosticshttp://www.xanthostat.com/OnTrack Softwarehttp://www.krollontrack.com/data-recovery/Define My Stylehttp://www.definemystyle.com/SoMoLendhttp://www.somolend.com/CoupSmarthttp://www.coupsmart.com/Investment Team:Jim Cunningham, Executive DirectorRedwood Holdings, LLC.www.redwoodventure.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketRedwood Holdings, LLC. is a diversified private equity company that invests in varied businesses. With backgrounds deeply rooted in business and capital development spanning over 30 years, the partners of Redwood Holdings, LLC. focus on growth opportunities through private equity investments. The typical Redwood investment opportunity ranges from $500,000 to $4 million. Redwood invests in businesses that are in need of capital in order to sustain or accelerate growth through product development, market expansion, or strategic acquisitions. Redwood concentrates its efforts on growth businesses in industries such as manufacturing, service, and distribution. The firm is an active partner in all its ventures, but will not be intrusive in the daily management of the business in which it partners. Each investment is expected to take at least three to five years to achieve investment returns.

9468 Montgomery RoadCincinnatiOH45242513-984-9730513-984-8121

Portfoilo companies include:N/Ahttp://www.na.org/Investment Team:Jerry L. Ruyan, Founderruyanj@redwoodventure.comThomas A. Donelan, Founderdonelant@redwoodventure.comChristopher P. Hendyhendyc@redwoodventure.comReservoir Venture Partnerswww.reservoirvp.comVCInformation TechnologyLife Sciences & HealthcareEarlyReservoir Venture Partners is a venture capital firm targeting investments in early stage technology companies with an emphasis on biosciences and information technology. The firm looks for companies with strong management teams, a large and growing market, defensible or proprietary technology, and a credible plan for profitability, maturation and liquidity. The minimum market size is $500 million. RVP manages two funds with an initial investment generally of $.5 million to $1 million, up to $4 million.

400 West Wilson Bridge Road, Suite 130ColumbusOH43085614-846-7241

Portfolio companies include:AxioMedhttp://www.axiomed.com/CleveXhttp://clevex.com/Fibromyalgia & Fatigue Centershttp://www.fibroandfatigue.com/Imaluxhttp://imalux.com/Juventas Therapeuticshttp://www.juventasinc.com/about/team.htmliSqFthttp://isqft.com/Xcelerate Mediahttp://www.xceleratemedia.com/Cine-tal Systemshttp://www.cine-tal.com/Manta Mediahttp://www.manta.com/Morkhttp://en.wikipedia.org/wiki/Mork_%26_MindyNextumihttp://sharethis.com/Xcelerate Mediahttp://www.xceleratemedia.com/Arisdyne Systemshttp://arisdyne.com/Five Star Technologieshttp://fivestartech.com/NanoStaticshttp://nanostatics.com/Minimally Invasive Deviceshttp://midsurgical.com/Investment Team: Curtis D. Crocker, Managing Partnerccrocker@reservoirvp.comMatthew R. Carbonara, General Partnermcarbonara@reservoirvp.comSteven B. Jaffee, General Partnersjaffee@reservoirvp.comWilliam E. Tanner, CPA, CVA, Chief Financial Officerbtanner@reservoirvp.comResilience Capital Partnerswww.resiliencecapital.comPEManufacturing & IndustrialTransportation & DistributionRetail & RestaurantMiddle MarketResilience Capital Partners is a private equity firm focused on principal investing in lower middle market underperforming and turnaround situations. Resilience is focused on making control equity, and on occasion minority, investments in companies that have solid fundamental business prospects but have suffered from a cyclical industry downturn, are over-leveraged, or have less than adequate management resources. Resilience typically invests in basic industry businesses with revenues of $25 million to $250 million, and EBITDA typically under $20 million. Resilience will invest in the Automotive, Basic Manufacturing, Capital Goods, Chemicals, Plastics, Metals and Metal Fabrication, Retail, Transportation, Packaging, and Distribution sectors.

25101 Chagrin Boulevard, Suite 350ClevelandOH44122216-292-0200216-292-4750

Portfolio companies include:Beech Technologyhttp://beechengineering.com/ChemDesign Productshttp://chemdesigncorp.com/Pendahttp://www.penda.com/index.htmlSteel Parts Manufacturinghttp://www.steelparts.com/Taylor Lumberhttp://www.taylorlumberinc.com/North Coast Materialshttp://www.manta.com/c/mml424y/north-coast-material-handlingFlight Optionshttp://www.flightoptions.com/ASC Signalhttp://ascsignal.com/Thermal Solutions Manufactoringhttp://www.thermalsolutionsmfg.com/WT Hardwoods Grouphttp://wthardwoodsgroup.com/Investment Team: Bassem Mansour, Co-Founder and Managing Partnerbmansour@resiliencecapital.comSteve Rosen, Co-Founder and Managing Partnersrosen@resiliencecapital.comDavid Glickman, Partnerdglickman@resiliencecapital.comKi Mixon, Principalkmixon@resiliencecapital.comMichael Cavanaugh, Principalmcavanaugh@resiliencecapital.comRobert Schwartz, Vice President, Business Developmentrschwartz@resiliencecapital.comMegan McPherson, Associatemmcpherson@resiliencecapital.comWilliam Tobin, Analystwtobin@resiliencecapital.comRiver Cities Capital Fundswww.rccf.comVCInformation TechnologyLife Sciences & HealthcareBusiness ServicesExpansionFounded 1994, River Cities Capital Funds has been investing in the Midwest and Southeastern United States for 14 years and currently has $390 million under management. Following the success of the debut fund, the partners raised $90 million for Fund II in 1999 and $137 million for Fund III in 2001. Fund IV closed in March 2008 with $120 million to invest. River Cities invests primarily in high growth Information Technology and Healthcare companies that leverage technology to make their customers' businesses or products/services better, faster, or less expensive. Within IT and healthcare, the business models that make up the River Cities portfolio generally fall into one of four sub-categories: Software as a Service; Enterprise or Infrastructure Software; Business Process Outsourcing; and Devices. The firm invests primarily in expansion stage opportunities with revenues in the $3MM to $15MM range.

221 East Fourth Street, Suite 2400CincinnatiOH45202-4151513-621-9700513-579-8939

Portfolio companies include:Knowlagenthttp://www.knowlagent.com/default.aspxMicronicshttp://www.micronics.net/Hill Top Researchhttp://www.hill-top.com/Galaxy Associateshttp://www.galaxy-associates.com/AfterBothttp://afterbot.com/Construction Software Technologieshttp://isqft.com/MindLeadershttp://www.mindleaders.com/Convey Systemshttp://www.convey.com/MX Logichttp://portal.mxlogic.com/CrossMedia Services Nielsen BuzzMetricshttp://www.nielsen.com/us/en/measurement/online-measurement.htmlECNexthttp://www.ecnext.com/NineSigmahttp://www.ninesigma.com/Electronic Data Resourceshttp://www.superpages.com/bp/West-Palm-Beach-FL/Electronic-Data-Resources-L2062934408.htmOpenFirsthttp://en.wikipedia.org/wiki/OpenFIRSTEntekhttp://www.entek-international.com/IRD Internationalhttp://www.ird.org/splash/index.phpPrenovahttp://www.prenova.com/EVaulthttp://www.i365.com/Privarishttp://www.privaris.com/fourthchannelhttp://fourthchannel.net/ProFindhttp://profindrecruit.com/Fullscopehttp://www.fullscope.com/Proserohttp://www.prosero.us/High Speed Accesshttp://www.high-speed-internet-access-guide.com/Rubicon Technologyhttp://rubicon-es2.com/index.phpSciQuesthttp://www.sciquest.com/Horizon Resource Grouphttp://www.horizonrg.com/SmartSignalhttp://www.smartsignal.com/I.D. Imageshttp://www.idimages.com/SPS Commercehttp://www.spscommerce.com/ifbyphonehttp://public.ifbyphone.com/Talent Technologyhttp://talenttech.com/Intelliseekhttp://www.wdc.com/en/flash/index.asp?family=intelliseekTechnology Buildershttp://technologybuild.com/ISD Holdingshttp://www.manta.com/c/mtwmfcc/isd-holdings-incUniva UDhttp://www.univa.com/Accelecarehttp://accelecare.com/MedPlasthttp://medplastgroup.com/Centerre Healthcarehttp://www.centerrehc.com/CMHC Systemshttp://ntst.com/National Medical Solutionshttp://nationalmedicalsg.com/EndoChoicehttp://www.endochoice.com/NICOhttp://en.wikipedia.org/wiki/NicoForesighthttp://www.foresight.org/OrthoScanhttp://orthoscan.com/Health Integratedhttp://www.healthintegrated.com/OrthoHelix Surgical Designshttp://www.orthohelix.com/Health Personnel Optionshttp://www.healthpersonnel.com/PerfectServehttp://perfectserve.com/Hill Top Researchhttp://www.hill-top.com/Pioneer Surgical Technologyhttp://en.wikipedia.org/wiki/Pioneer_Surgical_TechnologyInspirishttp://hospiceinspiris.com/Simbionixhttp://simbionix.com/invivodatahttp://www.invivodata.com/Suros Surgical Systemshttp://www.hologic.com/en/news-releases/view/173-year.2006_173-id.234881467.htmlAmerica's PowerSportshttp://www.americaspowersports.com/MachineryLinkhttp://www.machinerylink.com/Aquarium Holdings of Northern KYhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=24984PetSuites of Americahttp://www.petsuitesofamerica.com/Atomic Dog Publishinghttp://www.atomicdogpublishing.com/Regent Communicationshttp://townsquaremedia.com/Galaxy Associateshttp://www.galaxy-associates.com/Southeast Telephone Companyhttp://www.setel.com/HealthPro Brandshttp://www.healthprobrands.com/Valve Services Grouphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30375KatchAll Industries Internationalhttps://fidelityacsurvey.enetrix.com/gtmp/!stmenu_template.mainWaterlinkhttp://www.waterlinkpak.com/Lebanon Plasticshttp://www.lebweb.com/dir/lebanon-plasticsInvestment Team: Glen Mayfield, Managing Directorgmayfield@rccf.comTed Robinson, Managing Directortrobinson@rccf.comDan Fleming, Managing Directordfleming@rccf.comCarter McNabb, Managing Directorcmcnabb@rccf.comEric Lenning, Directorelenning@rccf. comRob Heimann, Principalrheimann@rccf.comEdward C. McCarthy, Managing Director (Raleigh)emccarthy@rccf.comRocket Ventureshttp://rocketventures.org VCInformation TechnologyLife Sciences & HealthcareSeedEarlyRocket Ventures looks for businesses that clearly demonstrate a desire and potential to grow rapidly. The firm targets early stage companies that can achieve full-scale commercialization, scalable to $30-50 million in annual revenues in six to eight years. Rocket Ventures prefers to work with high-potential technology companies. The firm's goal is to transition an entrepreneur's venture into a sound company with high-growth potential. Investment in well positioned companies can create high-tech, high-wage jobs and wealth for the Ohio region. The Rocket Ventures staff assists portfolio companies every step of the way through a three phase process of funding and services. Enhanced Management Services give clients a customized program to meet their needs with hands-on operational and business management services market assessment, financial modeling and planning, management expertise, capitalization, technology readiness, marketing and sales and exit strategy development. The second step, the Ignite! Development fund, provides funding of up to $50,000 for client company ramp-up of operations and business-related activities between the imagining and incubating phases of development. The final stage, the pre-seed fund, matches the technology-based business opportunities in Northwest Ohio with the right investment capital. The Rocket Ventures investment range is between $250,000 and $750,000.

2600 Dorr StreetToledoOH43606419-530-6230

Portfolio companies include:Mithridionhttp://mithridion.com/Xunlighthttp://www.xunlight.com/AquaBlokhttp://www.aquablokinfo.com/CeutiCarehttp://ceuticare.com/Branam Oral Health Technologieshttp://www.branamsmile.com/Nextronex Energy Systemshttp://nextronex.com/The Turning Pointhttp://www.turningpointcafe.com/ADS Biotechnologyhttp://adsbiotech.com/RADAR Medicalhttp://www.radarmed.com/Accord Bioscienceshttp://accordbiomaterials.com/Beyond Gaminghttp://www.beyondgaming.com/Advanced Battery Conceptshttp://advancedbatteryconcepts.com/Blue Water Satellitehttp://bluewatersatellite.com/Investment Team: Dan Slifko, President & DirectorSlifko@RocketVentures.orgBob Savage, Fund ManagerJennifer Rose, Commercialization CoordinatorRose@RocketVentures.orgBlake Culver, Director of Commercialization & Edison ProgramCulver@RocketVentures.orgJon Klotz, Entrepreneur in ResidenceKlotz@RocketVentures.orgSecond Generation, Ltd.www.secondgen.comPEInformation TechnologySoftware & InternetMedia & Digital MediaMedical DeviceBusiness ServicesConsumer ProductsReal EstateMiddle MarketSecond Generation Ltd. is the Embrescia family's investment firm focused on investing in well-managed companies and uncovering unique business opportunities. The firm invests in profitable, small-to-mid market companies with strong business models, proven revenue and earnings growth and the leadership position capable of sustaining that growth. Second Generation works with talented management teams to develop businesses that have potential for significant growth and it is actively involved in helping to build long-term value.

3029 Prospect AvenueClevelandOH44115216-361-1000216-426-1400

Portfolio companies include:Media One Grouphttp://www.mediaone.com/Butler Broadcastinghttp://www.butlerbroadcasting.com/Radispherehttp://www.radisphere.net/Simbionixhttp://simbionix.com/Dot Jobshttp://careers.dot.gov/js_apply.htmlPartnershttp://www.partners.org/Sweet Home Ashtabulahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=37221352The Collaborent Grouphttp://collaborent.org/Spinematrixhttp://www.veriumdiagnostics.com/Clear Catheter Systemshttp://www.pleuraflow.com/Cleveland Hearthttp://www.clevelandheart.com/Juventas Therapeuticshttp://www.juventasinc.com/about/team.htmlCobra Motorcycleshttp://cobramotorcycle.com/USA Parkinghttp://www.usapark.com/Stone River Polymershttp://stoneriverpolymers.com/KFXA Fox 28http://fox28iowa.com/McVay Syndicationhttp://sites.google.com/site/mcvaysyndication/Second Generation Propertieshttp://www.secondgenspace.com/Investment Team:Thomas J. Embrescia, ChairmanF. Matthew Embrescia, PresidentScott C. Finerman, Vice President and CFOScott R. Peckham, Managing DirectorBrian D. Johnson, Vice President and General CounselSFW Capital Partners, LLCwww.sfwcap.comPEInformation TechnologySoftware & InternetStorage & HardwareLife Sciences & HealthcareMiddle MarketSFW provides capital and support to build businesses through management buyouts and growth investments in mid-sized companies. The firm currently manages over $300 million in equity capital and focuses its investment activity on businesses that provide analytical tools and outsourced analytical services. This includes instruments, software and information, and outsourced services that are involved in research, engineering, product development, quality control, diagnostics, process monitoring, marketing or other critical decision-making processes within companies. SFW typically invests from $15 to $75 million of equity in each company. The firm invests in established businesses (including family businesses, public and private companies and corporate division carve-outs) where there is some history of profitability and where the company has a solid position in its core markets.

571 Boston Mills Rd., Suite 300HudsonOH44236330-655-8850330-655-8851

Portfolio companies include:CasTech Aluminum Grouphttp://www.sfwcap.com/investments/castech.htmlEascohttp://easco-shower.com/Manchester Tank & Equipmenthttp://www.mantank.com/Sovereign Specialty Chemicalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=34585XM Satellite Radiohttp://www.siriusxm.com/AGDATAhttp://www.agdata.com/Buyers Laboratoryhttp://www.buyerslab.com/IAG Researchhttp://www.iagresearch.com.au/MD Buylinehttp://www.mdbuyline.com/Mettler-Toledo Internationalhttp://us.mt.com/us/en/home.htmlSpectrohttp://spectro.com/Telephiahttp://www.sfwcap.com/investments/telephia.htmlWaters Corporationhttp://waters.com/Investment Team: Thomas P. Salice, PartnerRoger C. Freeman, Partnerrfreeman@sfwcap.comParesh K. Vaish, PartnerDavid N. Webb, PartnerNorman E. Wells, Jr., Partner and Operating ExecutiveSean E. Mooney, Principalsmooney@sfwcap.comTerry D. Smith, Principal and CFOtsmith@sfwcap.comAhmad Sheikh, Vice PresidentSoin International, LLCwww.soininternational.comVCPEManufacturing & IndustrialBusiness ServicesEarlyMiddle MarketSoin International, founded in 1998 by Mr. Rajesh K. Soin, is a private multinational holding company that provides strategic management, administrative systems and financial support to a diverse array of subsidiaries and affiliates. High-tech solutions, engineering services and manufactured products are amongst the markets Soin International companies serve. Headquartered in Dayton, Ohio, Soin International companies serve customers worldwide through offices in North America, Europe and India. Seasoned in venture capital funding, Soin International currently seeks additions to its investment portfolio. Soin Capital is the newest venture for Soin International and is 90% owned by the Soin family. It is a private equity investment fund that focuses on recapitalization and buy-outs targeting well-run, small - to mid-size ($20-$100 million) companies that are leaders in their industry and show high growth potential. Investment opportunities for Soin Capital must have an excellent historical track record of growth and profitability.

3500 Pentagon Blvd., Suite 460DaytonOH45431937-427-7646

Portfolio companies include:CTechhttp://www.ctech.com/Garuda Cotex Shadeshttp://garuda-india.com/Interventional Imaginghttp://i3mri.com/RavenRockhttp://www.ravenrock.com/ravenrocksf/Workwearhttp://www.nationalworkwear.com/Investment Team:Rajesh (Raj) K. Soin, Chairman/CEOrsoin@soinintl.comVishal Soin, Presidentvsoin@soinintl.comKevin A. Robie, Vice President, Portfolio Managementkrobie@soinintl.comSandy L. Rawnsley, Corporate Paralegalsrawnsley@soinintl.comSouth Franklin Street Partners, LLCwww.sfspartners.comPEMedia & Digital MediaManufacturing & IndustrialTransportation & DistributionConsumer ProductsMiddle MarketSouth Franklin Street Partners operates two pools of capital dedicated to the middle market: the ESOP Mezzanine Fund, and the Middle Market Mezzanine Fund. The ESOP fund targets businesses generating annual revenues from $10 million to $150 million, investing from $2 million to $10 million. The Middle Market Mezzanine Fund also targets businesses generating revenues from $10 million to $150 million across all industries. However, this fund seeks to assist companies and/or their shareholders in the following situations: Buyout of minority or majority shareholders; Growth or acquisition financing; Going private transactions, ESOP's; and Leveraged recapitalizations. The Middle Market fund typically invests from $2 million to $10 million.

526 Superior Ave E, Suite 1200ClevelandOH44114216-472-6660216-923-0740

Portfolio companies include:Brantley Truckinghttp://brantleytrucking.com/National Archive Publishinghttp://napubco.com/Dixie Grouphttp://thedixiegroup.com/Wessels Companyhttp://www.westank.com/DecisionQuesthttp://www.decisionquest.com/Public/Home/index.cfmPriority Production Serviceshttp://priorityproductionservices.com/Great Westernhttp://www.greatwesternbank.com/Swiss-Techhttp://swisstechtools.com/MC Assemblyhttp://mc-assembly.com/Brantley Truckinghttp://brantleytrucking.com/National Archive Publishing Companyhttp://napubco.com/Gerli & Co.http://www.gerlico.com/Hedwinhttp://www.hedwin.com/Investment Team:Lynn W. Carpenter, Directorlwc@sfspartners.comWilliam W. Vogelgesang, Managing Directorwwv@sfspartners.comBonnie J. Klonowski, Marketing Managerbfk@sfspartners.comStonehenge Partners, Inc.www.stonehengepartners.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesFinancial ServicesConsumer ProductsAgriculture & Agricultural ScienceMiddle MarketStonehenge Partners directs the investment activities for approximately $700 million in mezzanine and equity commitments. Stonehenge's investment professionals have extensive experience sourcing, evaluating and structuring private equity and mezzanine capital transactions including: Management Buyouts; Leveraged acquisitions; Recapitalizations; and Expansion and growth capital. Stonehenge Partners often invests equity and subordinated debt in the same company offering an integrated solution for all junior capital requirements in a transaction. Stonehenge Partners will invest $5 million to $25 million in businesses in the manufacturing, distribution, business services and healthcare sectors with revenue exceeding $10 million and cash flow in excess of $2 million. The funds invest in companies based throughout the U.S.

191 W. Nationwide Blvd., Suite 600ColumbusOH43215614-246-2500614-246-2431

Portfolio companies include:Adesso Solutionshttp://adessosolutions.com/Diamond Cellarhttp://www.diamondcellar.com/Microdynamicshttp://www.microdynamics.net/STACIhttp://www.stacicorp.com/Tenerehttp://tenere.com/American Surgical Assistantshttp://www.asainc.us/Beacon Promotionshttp://www.beaconpromotions.com/United Retirement Plan Consultantshttp://investing.businessweek.com/businessweek/research/stocks/private/snapshot.asp?privcapId=21767423Bancsourcehttp://www.bancsourceinc.com/BHS Marketinghttp://www.bhsmarketing.com/Biotronic NeuroNetworkhttp://biotronic.com/Diamond Cellarhttp://www.diamondcellar.com/E. B. Bradley Companyhttp://ebbradley.com/Frozen Specialtieshttp://www.frozenspecialties.com/LIONhttp://en.wikipedia.org/wiki/LionRed Capital Grouphttp://www.redcapitalgroup.com/Therexhttp://www.therex.us/Investment Team: Peter G. Davies, Principalpgdavies@stonehengepartners.comMichael J. Endres, Principalmjendres@stonehengefinancial.comRobert M. Eversole, Principalrmeversole@stonehengepartners.comSteven E. Kimpel, Principalsekimpel@stonehengepartners.comDavid R. Meuse, Principaldrmeuse@stonehengefinancial.comMichael H. Thomas, CPA, Principalmhthomas@stonehengepartners.comThomas R. Utgard, Principaltrutgard@stonehengepartners.comB. Michael Affinito, CPA, Chief Financial Officerbmaffinito@stonehengepartners.comMichael D. Arguelles, Vice Presidentmarguelles@stonehengepartners.comKeith A. Bishop, Vice Presidentkbishop@stonehengepartners.comNicholas J. Ulrich, Vice Presidentnjulrich@stonehengepartners.comStrength Capital Partnerswww.strengthcapital.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionFinancial ServicesConsumer ProductsMiddle MarketStrength Capital Partners (SCP) is a Birmingham, Michigan based private equity firm that specializes in acquiring or providing late stage growth capital to Middle Economy businesses located throughout the Midwest. The firm targets operations with $5 - $20 million in annual EBITDA that have continued prospects for growth, relatively low fixed asset bases and a strong brand name or market presence. SCP's specific areas of interest include Manufacturing, Distribution, Industrial and financial services, Infrastructure, and Consumer products. The firm avoids high technology/ Internet ventures and deteriorating old line businesses. Strength Capital primarily invests in healthy companies, but will consider turnaround situations.

250 East Fifth Street, 15th FloorCincinnatiOH45202513-562-1508

(Michigan Office)350 N. Old Woodward Ave., Suite 100BirminghamMI48009248-593-5800248-593-6875Portfolio companies include:Davler Media Grouphttp://davlermedia.com/work/index.htmlPropane Serviceshttp://www.propaneservices.net/Postle Aluminumhttp://www.postledistributors.com/Robert Rothschild Farmhttp://www.robertrothschild.com/Inland Industrial Services Grouphttp://teaminland.com/Dascom Systems Grouphttp://www.dascom-systems.com/Inland Pipe Rehabilitationhttp://www.inlandpiperehab.com/Smith Mountain Industrieshttp://www.linkedin.com/company/smith-mountain-industriesConiferhttp://en.wikipedia.org/wiki/ConiferInvestment Team: Mark McCammon, Managing Partner, 248-593-6872mark@strengthcapital.comMichael Bergeron, Managing Partner, 248-593-6873mike@strengthcapital.comDennis Marcott, Managing Partner, 574-389-0800dennis@strengthcapital.comDavid Boesler, CFO-Operations, 574-389-0800davidb@strengthcapital.comDave Hiemstra, Principal, 248-593-6871daveh@strengthcapital.comSteven C. Labarre, Vice President, 248-220-1168steve@strengthcapital.comAdam Wise, Senior Associate, 248-220-1174adamw@strengthcapital.comRobin Fenberg, Controller, 248-220-1169robin@strengthcapital.comSunBridge Partnerswww.SunBridgePartners.comVCInformation TechnologySoftware & InternetCommunications & NetworkingManufacturing & IndustrialRetail & RestaurantEarlyGrowthSunBridge Partners is a venture capital firm investing in private U.S. technology companies pioneering innovations based on advanced technologies in computing, communications and manufacturing, including materials, semiconductors, components, equipment and software. The SunBridge Partners' team leverages its technical experience and strong domain expertise to: research technology sectors holding potential for innovation; conduct detailed due diligence on promising companies within those sectors; invest as a value-added strategic partner to the best-in-class leaders it identifies; and then grow those companies through global market access and worldwide partnerships. The firm also has offices in North Carolina, Sunnyvale, CA and Tokyo, Japan.

3659 Green Road, Suite 118BeachwoodOH44122216-360-0151

Portfolio companies include:Embedded Planethttp://www.embeddedplanet.com/Hamsterhttp://en.wikipedia.org/wiki/HamsterAlien Technologyhttp://www.alientechnology.com/Zipit Wirelesshttp://corp.zipitwireless.com/Accela Technologyhttp://acelatechnologies.com/AucSalehttp://www.aucsale.co.jp/Avec Labhttp://www.aveclab.com/index.htmlBeTrendhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28827413Bloom Energyhttp://bloomenergy.com/Blue Spark Technologieshttp://bluesparktechnologies.com/bydsignhttp://www.hdtvsolutions.com/bydsign_Flatscreens.htmClass Technologyhttp://www.class-technology.co.uk/e-Medical Systemhttp://www.emedicalsystems.com/FAOPENhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28827203FiBesthttp://www.fibest.com/en_management.htmlFun-Lifehttp://www.funlifellc.com/Hamsterhttp://en.wikipedia.org/wiki/HamsterHDEhttp://www.shophde.com/istylehttp://www.istyle.ae/ITMediahttp://www.itmedia.co.jp/LT Solutionshttp://www.ltsoftware.com/Horizon Digital Enterprisehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=25108469Miracle Linuxhttps://www.miraclelinux.com/jpNet Asiahttp://www.netasia.net/New IT Venturehttp://www.newitventure.com/Roonetshttp://rooneysocean.com/RouteLambdahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28826946SilkRoad technologyhttps://careers.silkroad.com/Smarts Japanhttp://www.smart-j.com/VistaPoint Technologyhttp://www.flextronics.com/Yaphttp://en.wikipedia.org/wiki/YapInvestment Team: Allen Miner, General Partner, Directorallen@sunbridge.comPaul Grim, General Partnerpaul@sbpvc.comJohn Gannon, General PartnerKen Ehrhart, General PartnerSupply Chain Equity Partnerswww.SupplyChainEquity.comPETransportation & DistributionMiddle MarketSupply Chain Equity Partners is the only private equity firm in the world that focuses exclusively on the distribution industry. The firm acquires or invests solely in wholesale distributors and related logistics companies that are a critical link in the supply chain, regardless of sub-sector. Transaction types include: Platform acquisitions, Corporate divestitures of non-core operations, Underperforming businesses, and Add on acquisitions to existing portfolio companies.

1300 East 9th Street, Suite 600ClevelandOH44114216-925-4184216-363-0135

Portfolio companies include:Cone Instrumentshttp://www.coneinstruments.com/Distribution Internationalhttp://www.distributionintl.com/Medi-Nuclearhttp://www.medinuclear.com/Super Doghttp://superdogs.com/Phillips Feed & Pet Supplyhttp://www.phillipsfeed.com/Super-Doghttp://superdog.com/Storage Battery Systemshttp://sbsbattery.com/Investment Team:Jim Miller, Principaljmiller@SupplyChainEquity.comNir Gabriely, Principalngabriely@SupplyChainEquity.comJay Greyson, Principaljgreyson@SupplyChainEquity.comTechColumbus Incubatorwww.techcolumbus.orgIInformation TechnologySeedTransforming ideas and innovations into sustainable technology businesses is the primary purpose of the TechColumbus Incubator. Since 2003, companies in the TechColumbus incubation program have generated more than $87.4 million in revenue, created 265 new high-paying jobs, and attracted more than $50 million in private equity and another $14.7 million in grants. The TechColumbus Incubator helps emerging technology businesses to span the gap between research and development and commercialization, accelerating growth and shortening time to market. In 2006, TechColumbus was awarded a grant by Ohio's Third Frontier Program. This $22.5 million dollar program, which is called TechStart, provides coaching and mentoring services as well as funding programs to early-stage companies in Central Ohio. The program has already more than doubled the number of promising companies across the region.

1275 Kinnear RoadColumbusOH43212614-487-3700

Portfolio companies include:InsightETEhttp://insightete.com/3X Systemshttp://www.3x.com/InVasc Therapeuticshttp://invasc.net/Phylogenyhttp://en.wikipedia.org/wiki/PhylogeneticsInvestment Team: Tom Walker, President & CEOtwalker@techcolumbus.orgJohn Schroepher, Interim CFOjschroepher@techcolumbus.orgWill Indest, VP, Venture Developmentwindest@techcolumbus.orgMatt Bond, Lead Technician, Platform Labmbond@platformlab.orgBurton Page, Senior Director, Technology Commercializationbpage@techcolumbus.orgRon Landthorn, Director Platform Labrlandthron@platformlab.orgTeton Capital Groupwww.tetoncapitalgroup.comPELife Sciences & HealthcareManufacturing & IndustrialTransportation & DistributionMiddle MarketTeton Capital Group (TCG) is a "next stage" private equity group investing in select, profitable lower-middle-market businesses. Teton seeks to invest in companies with operating income or EBITDA between $1 million and $3 million in the following sectors: manufacturing, service, value-added distribution, and healthcare companies involved in device or supplies manufacturing, institutional or personal service provider, and distribution of supplies. The firm only pursues control investments, and encourages significant management ownership. Teton seeks opportunities within 4 hours travel time by air or car from Cleveland, Ohio.

19300 Shaker Blvd. ClevelandOH44122-2550216-921-8765216-921-1951

Portfolio companies include:Power Pipinghttp://powerpipingcompany.com/Venture Circle Enterpriseshttp://www.creativeimagesvce.com/Investment Team: James B. Naylor, 216-921-8765j.naylor@tetoncapitalgroup.comPhilip A. Stark, 440-331-2844p.stark@tetoncapitalgroup.comThe Entrepreneurs Center (TEC)www.tecdayton.com IInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesSeedThe Entrepreneurs Center was established as a 501 (c) (3) not-for-profit corporation in 1998 with the first tenants moving in on September 1, 2000. TEC seeks to graduate successful tenants who will continue to contribute to the economic health of the region through the creation of jobs. TEC accepts tenants with business concepts in the IT, Engineering Science and Technology, Prototype Manufacturing and Manufacturing related technologies, Bio-Med Technology, and Automotive Technology. The Center provides a technology infrastructure that will foster the development of innovative, leading edge, market oriented, technology based products and services. Examples of services available include but are not limited to: Dual T1 Data Bandwidth; built-in enterprise firewall, and a Vodavi XTS Communication System that includes voice mail, conference calling, call forward, caller ID and wireless capability. TEC also offers, guidance mentors, free and reduced outside services, access to debt and equity financing, business technical assistance, quarterly review of financials, and centralized office and administrative services.

714 East Monument AvenueDaytonOH45402937-281-0098937-281-0099

Tenant companies include:Acclimate Supply Chain Solutionshttp://acclimate.com/Quantrumhttp://www.quantrum-llc.com/Van Hoose Associateshttp://vhainc.com/GoHypersonichttp://gohypersonic.weebly.com/LGT Material Technologyhttp://lgtmattech.com/Accelerated Solutions Grouphttp://www.manta.com/c/mmyl385/accelerated-solutions-group-incApplied Optimizationhttp://appliedo.com/Cabconnecthttp://www.cabconnect.com/ClemCorphttp://clemcorp.com/Commuter Advertisinghttp://commuter-advertising.com/Detection Innovationshttp://detectioninnovations.com/Ohio Small Business Development Centerhttp://www.sbdccolumbus.com/Technology Firsthttp://technologyfirst.org/Rutherford Graphic Productshttp://rgproducts.com/Van Hoose Associateshttp://vhainc.com/Investment Team: Barbara Hayde, President, 937-281-0098bhayde@tecdayton.comJim Hill, Business Incubation Manager, 937-281-0116jhill@tecdayton.comThe Ohio Capital Fundwww.ohiocapitalfund.comFOFInformation TechnologySeedEarlyThe Ohio Capital Fund, a fund of funds, was established by the State of Ohio to help increase private investment in Ohio companies in the seed or early stage of business development. To date, the Ohio Capital Fund has obtained $150 million of commitments from private resources for investment in qualified venture capital funds. At least 75% of The Ohio Capital Fund monies must be invested in Ohio-based Venture Capital Funds, and up to 25% may be invested in venture capital funds which are not Ohio-based Venture Capital Funds. In addition, every venture capital fund in which The Ohio Capital Fund invests, whether Ohio-based or not, will be required to agree in writing with The Ohio Capital Fund that such venture capital fund will invest at least half (50%) of The Ohio Capital Fund monies it receives in Ohio-based business enterprises in the seed or early stage of development. The Ohio Capital Fund's commitment to any one venture capital fund may not exceed $10 million. The Ohio Capital Fund is managed by Buckeye Venture Partners, with oversight provided by the Ohio Venture Capital Authority. Buckeye Venture Partners is wholly owned and managed by Fort Washington Investment Advisors (see profile).

c/o Buckeye Venture Partners, LLC41 S. High St., Suite 2495ColumbusOH43215513-361-7605

Portfolio companies include:Chrysalis Ventures IIIhttp://www.chrysalisventures.com/Draper Triangle Ohio Ventureshttp://www.drapertriangle.com/Reservoir Ventures Partners IIhttp://www.reservoirvp.com/Arboretum Ventures II and IIIhttp://www.arboretumvc.com/Athenian Venture Partners IIIhttp://athenianvp.com/Bridge Investment Fundhttp://www.bridgefundllc.com/Charter Life Sciences IIhttp://www.charterls.com/Fletcher Spaght Ventures IIhttp://www.fletcherspaght.com/Aresenal Venture Partners IIhttp://www.arsenalvp.com/Early Stage Partners, Fund IIhttp://www.esplp.com/Edison Venture Fund VIIhttp://www.edisonventure.com/Glengaryhttp://glengaryventures.com/NCT Ventures Ihttp://nctventures.com/Primus Capital Fund VIhttp://www.primuscapital.com/Radius Ventures IIIhttp://www.radiusventures.com/QCA First Fund IIIhttp://qcafirstfund.com/River Cities Capital Fund IVhttp://www.rccf.com/SunBridge Partners Technology Fund IIIhttp://www.sunbridgepartners.com/Investment Team: Tarik Adam, Investment ManagerSteve Baker, Managing DirectorJoseph Michael, Managing DirectorPaul Cohn, Managing DirectorMary Ann Griffin, Investment ManagerJulia Ossipov Grodsky, Investment ManagerThe Riverside Companywww.riversidecompany.comPECommunications & NetworkingMedia & Digital MediaLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantAgriculture & Agricultural ScienceMiddle MarketFounded 1988, Riverside is one of the leading private equity firms investing in companies at the smaller end of the middle market, focusing on industry-leading companies valued under $200 million. The firm has more than $3 billion in capital under management and over 180 professionals in offices in Atlanta, Brussels, Budapest, Chicago, Cleveland, Dallas, Hong Kong, Los Angeles, Luxembourg, Madrid, Melbourne, Munich, New York, Prague, San Francisco, Seoul, Stockholm, Tokyo, and Warsaw. Riverside considers acquisitions of companies with diversified customer bases (without undue concentrations), headquartered in North America, and in operation for at least five years. Since inception, Riverside has completed more than 230 transactions. The Riverside Capital Appreciation Fund (RCAF) traces its lineage to 1988. It invests in North American-based platform companies with EBITDA of $5 million to $20 million. Riverside Europe Fund (REF) began making investments in 1997. This investment fund family invests in leading companies from Portugal to Scandinavia with EBITDA of between 3 million euro and 20 million euro. Riverside Micro-Cap Fund (RMCF) made its first investment in 2005. This investment fund family seeks fast-growing North American "micro" companies with up to $5 million in EBITDA. Riverside Asia-Pacific Fund (RAF) was launched in 2007. This investment fund family targets the developed economies of the Asia-Pacific region, focusing on companies with less than $15 million in EBITDA.

Terminal Tower50 Public Square, 29th FloorClevelandOH44113216-344-1040216-344-1330

Portfolio companies include:DuBois Chemicalshttp://www.duboischemicals.com/Monessen Hearth Systemshttp://www.monessenhearth.com/The Dwyer Grouphttp://www.dwyergroup.com/Novamedhttp://novamed.com/ActivStylehttp://www.activstyle.com/Adventures In Advertisinghttp://aiagearedforgrowth.com/Agenshttp://agens.no/American Hospicehttp://www.americanhospice.com/Anitoxhttp://www.anitox.com/Arena Grouphttp://arenagrouponline.com/Avatarhttp://www.avatarmovie.com/BioSan Laboratorieshttp://biosan.com/Camelot Educationhttp://www.cameloteducation.com/Capolhttp://www.capol.co.uk/Centiv Serviceshttp://centiv.com/Coeurhttp://www2.coeur.com/Connor Sport Courthttp://connorsportcourt.com/Crioestaminalhttp://en.wikipedia.org/wiki/CrioestaminalCrisis Prevention Institutehttp://www.crisisprevention.com/D.F. King Worldwidehttp://www.king-worldwide.com/Diatron Grouphttp://www.diatron.com/Digital Technology Internationalhttp://www.dtint.com/DISAhttp://disa.mil/Emergency Communications Networkhttp://www.ecnetwork.com/Eemaxhttp://eemaxinc.com/Baby Joggerhttp://babyjogger.com/CPA Site Solutionshttp://www.cpasitesolutions.com/DentalPlans.comhttp://www.dentalplans.com/Keycasthttp://www.keycast.nu/Express Courierhttp://expresscourier.net/FAIRPAY Solutionshttp://www.fairpaysolutions.com/FoodStatehttp://www.foodstate.com/HerbThymehttp://herbthyme.com/HRA Pharmahttp://www.hra-pharma.com/iAutomationhttp://www.i-automation.com/Independent Doctors of Optometric Carehttp://www.idoc.net/Insurance Claims Managementhttp://www.insuranceclaimsmanagement.ie/It's Just Lunchhttp://www.easylunchboxes.com/blog/Junior Sportshttp://juniorschicago.com/Monessenhttp://www.monessenhearth.com/OnCourse Learninghttp://www.oncourselearning.com/ONI Communicationshttp://www.oni.pt/Solucoes_03.htmParetohttp://en.wikipedia.org/wiki/Pareto_principlePhysicians Pharmacy Alliancehttp://www.rxhealthcare.org/PharmMD Solutionshttp://www.pharmmd.com/Polar Windowshttp://www.polarsealwindow.com/Power Planning Systemhttp://ieeexplore.ieee.org/xpl/articleDetails.jsp?arnumber=6269910Precision Wire Componentshttp://pwcwire.com/SIGGhttp://www.sigg.com/Summit Medicalhttp://www.summitmedicalgroup.com/Sencorehttp://www.sencore.com/Sunlesshttp://www.sunless.com/Sunrise Windowshttp://sunrisewindows.com/Tensator Grouphttp://www.tensator.com/us/about/tensator-group.aspxThe Retail Zoohttp://www.riversidecompany.com/Portfolio/Portfolio_Companies/The_Retail_Zoo.aspxYourMembership.comhttp://www.yourmembership.com/WorkPlace Mediahttp://www.workplacemedia.com/Wiz Koreahttp://www.riversidecompany.com/Portfolio/Portfolio_Companies/Wiz_Korea.aspxWhatCountshttp://www.whatcounts.com/Water-Jelhttp://www.waterjel.com/Investment Team:Dan Colbert, Operating Partner (Chicago)dcolbert@riversidecompany.comScott Gilbertson, Principal (Chicago), Originationsgilbertson@riversidecompany.comStewart A. Kohl, Co-CEO (Cleveland)skohl@riversidecompany.comGeorge Benson, Operating Partner (Cleveland)gbenson@riversidecompany.comStephen P. Dyke, Partner (Cleveland)sdyke@riversidecompany.comTimothy A. Gosline, Partner (Cleveland)tgosline@riversidecompany.comDavid S. Logan, Operating Partner (Cleveland)dlogan@riversidecompany.comRon Sansom, Managing Partner (Cleveland)rsansom@riversidecompany.comWilliam Seelbach, Senior Advisor (Cleveland)wseelbach@riversidecompany.comJeff S. Tobin, Operating Partner (Cleveland)jtobin@riversidecompany.comJeff Goodman, Operating Partner (Cleveland)jgoodman@riversidecompany.comChip Walker, Principal (Cleveland)cwalker@riversidecompany.comSteve Stubitz, Operating Partner (Chicago)sstubitz@riversidecompany.comThe Walnut Groupwww.thewalnutgroup.comPEMedia & Digital MediaManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantSports & EntertainmentDefense & Homeland SecurityReal EstateMiddle MarketThe Walnut Group consists of several diversified investment capital enterprises organized by life-long friends and business associates whose diverse, yet complementary entrepreneurial backgrounds span more than 30 years. Investment opportunities are pursued in which The Walnut Group can contribute capital, as well as its experience with growth hurdles, networking, financial and capital markets, and exit strategies. Profiles of typical investments include: acquisitions; accelerations; recapitalizations; mergers, alliances, and other specialized transactions. The Walnut Group makes capital investments across a broad range of industry sectors and also facilitates transactions throughout North America.

312 Walnut Street, Suite 1151CincinnatiOH45202513-651-3300513-651-1084

Portfolio companies include:Argo Teahttp://www.argotea.com/Build-A-Bear Workshophttp://www.buildabear.com/Conservhttp://www.conserv.com/Deal$ Nothing Over a Dollarhttp://www.deals-stores.com/Empire Brusheshttp://www.nextag.com/empire-brush/shop-htmlCAP Toyshttp://captoys.biz/Home Productshttp://www.homeproducts.globalsources.com/Reborn Beautyhttp://rebornbeautyconcepts.com/Logo Athleticshttp://www.selu.edu/news_media/identity/athletics/index.htmlLoveSachttp://www.lovesac.com/sacs.htmlMarian Health Greeting Cardshttp://www.marianheath.com/Sovereign Brandshttp://sovereignbrands.com/Wild Thingshttp://www.imdb.com/title/tt0120890/Work 'n Gearhttp://www.workngear.com/Nelson Communicationshttp://nelcom.com/Seed Media Grouphttp://seedmediagroup.com/WMIhttp://en.wikipedia.org/wiki/Windows_Management_InstrumentationAdspace Networkshttp://www.adspacenetworks.com/CWK Networkhttp://connectwithkids.com/ITChttp://usitc.gov/Pinnacle Direct Marketinghttp://www.pinnacledirect1.com/Goliath Solutionshttp://www.goliathsolutions.com/index.htmlAmeristophttp://ameristop.com/Imagitashttp://www.imagitas.com/Medsitehttp://www.medscape.com/PECO Pallethttp://pecopallet.com/Sleek Medspahttp://www.sleekmedspa.com/Skylight.Nethttp://skylight.net/SimonDelivershttp://www.cobornsdelivers.com/default.aspTotal Management & Earlybird Courierhttp://www.thewalnutgroup.com/investments/currentChanging Paradigmshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4945183Empire Brusheshttp://www.nextag.com/empire-brush/shop-html#!Home Productshttp://www.homeproducts.globalsources.com/M Cubed Technologieshttp://www.mmmt.com/North American Bakinghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=6662898Renaissance Markhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2207397Tapper Candieshttp://www.candydetective.com/tapcaninc.htmlDuke Realtyhttp://www.dukerealty.com/Rockwood Pavillionhttp://www.shoprookwood.com/Horizon Developmenthttp://www.horizondbm.com/Hairsprayhttp://en.wikipedia.org/wiki/Hairspray_(2007_film)Jersey Boyshttp://www.jerseyboysinfo.com/Management Onehttp://www.managementone.com/Mobile Bay Bearshttp://www.milb.com/index.jsp?sid=t417The Producershttp://en.wikipedia.org/wiki/The_Producers_(musical)The Wedding Singerhttp://www.imdb.com/title/tt0120888/Chi Chi's Mexican Restaurantshttp://en.wikipedia.org/wiki/Chi-Chi%27sFlat Out Crazyhttp://flatoutcrazy.com/The O'Gara Grouphttp://www.coolrunning.com/bin/res_load/res_print.cgi?r=05/ma/Aug13_CHILMA_set2.shtmlInvestment Team: R. Scott Barnes, C.P.A. Chief Financial OfficerRScott.Barnes@TheWalnutGroup.comJames M. Gould, Managing General PartnerJames.Gould@TheWalnutGroup.comLawrence H. HorwitzLawrence.Horwitz@TheWalnutGroup.comFrederic H. Mayerson, Chairman and Managing General PartnerFrederic.Mayerson@TheWalnutGroup.comDaniel C. Staton, Managing General PartnerDaniel.Staton@TheWalnutGroup.comThe Weinberg & Bell Group (WBG)www.weinbergbell.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketThe Weinberg & Bell Group invests in well-positioned middle market companies looking for additional capital and management expertise to enhance company financial performance and market position. Working closely with owners and management, the Weinberg & Bell Group establishes a partnership to determine the proper strategy to maximize the company's opportunities and investor return. WBG seeks established middle market companies with a strong market position and/ or historical financial performance. Weinberg & Bell seeks businesses throughout North America with annual revenue from $15 to $120 million, a three-year or longer history of profitable operations, and EBITDA's ranging from $2-$15M. WBG targets companies across a broad range of industries including manufacturing, business services, medical and healthcare, aviation services and value added distribution.

5005 Rockside Road, Suite 1140ClevelandOH44131216-503-8302216-503-8313

Portfolio companies include:New Channel Directhttp://newchanneldirect.com/Cargo Airport Serviceshttp://www.casusa.com/Cetero Researchhttp://www.cetero.com/Advance Sleep Conceptshttp://www.advancedsleepconcepts.com/Carl's Patio Furniturehttp://carls-patio.com/Channel Productshttp://www.channelproducts.com/Investment Team:Daniel M. Bell, Managing Director, 216-503-8302dbell@weinbergbell.comChip Weinberg, Managing Director, 216-503-8303chipw@weinbergbell.comRonald E. Weinberg, Director, 216-503-8301rweinberg@weinbergbell.comCameron S. Miele, Senior Vice President, 216-503-8304cmiele@weinbergbell.comTeresa C. Hack, Senior Associate, Quality Specialist, 216-503-8305thack@weinbergbell.comDeborah A. Morsefield, Financial Administrator, 216-503-8306dmorsefield@weinbergbell.comThird Frontier Projectwww.thirdfrontierproject.comEDInformation TechnologyManufacturing & IndustrialSeedEarlyCreated in 2002, the Ohio Third Frontier is a commitment to create new technology-based products, companies, industries and jobs. In May 2010, the Ohio Third Frontier was extended through 2015. The $2.3 billion initiative supports applied research and commercialization, entrepreneurial assistance, early-stage capital formation, and expansion of a skilled talent pool that can support technology-based economic growth. Among many programs, Third Frontier supports the Innovation Ohio Loan Fund to assist Ohio companies in developing next generation products and services in targeted industry sectors by financing the acquisition, construction, and related costs of technology, facilities, and equipment. Additionally, Third Frontier supports the Pre-Seed Fund Capitalization Program to increase the availability of professionally managed capital and associated services to accelerate the growth of early-stage Ohio technology companies.

77 South High StreetColumbusOH43215-6130614-466-3887

(Mailing Address)Box 1001ColumbusOH43216-1001Portfolio companies include:RegenRxhttp://www.ahealth.com/content/education_research/natural_products/regeneration.phpAxioMed Spinehttp://www.axiomed.com/Recentrishttp://rescentris.com/Intelect Medicalhttp://www.intelectmedical.com/cmp_100.htmInvestment Team:Norman Chagnon, Executive Directornchagnon@odod.state.oh.usTracy Allen, Manager, Office of Financial Incentivestalle@odod.state.oh.usTriathlon Medical Ventureswww.tmvp.comVCLife Sciences & HealthcareEarlyGrowthExpansionFounded 2004, Triathlon Medical Ventures is a Midwest-based venture capital firm that invests exclusively in the life sciences. The firm provides equity capital to early and expansion stage companies with proprietary biomedical technology platforms or products addressing significant human healthcare needs. Triathlon is geographically focused on early stage opportunities in the Midwest, but will also invest in later stage companies nationwide. Triathlon will invest from $0.5 to $3 million in the initial round and up to $7 million total per company in subsequent rounds. The firm is headquartered in Cincinnati, with offices and partners in Indianapolis and Louisville.

300 East Business Way, Suite 200CincinnatiOH45202513-723-2600513-723-2615

Portfolio companies include:Endocytehttp://www.endocyte.com/Remon Medical Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=426476Kereoshttp://www.kereos.com/Cellerationhttp://www.celleration.com/Akebia Therapeuticshttp://www.akebia.com/Biovexhttp://www.crunchbase.com/company/biovexColucid Pharmaceuticalshttp://www.colucid.com/Juventas Therapeuticshttp://www.juventasinc.com/about/team.htmlPradamahttp://pradama.com/Pironrx Therapeuticshttp://www.bioscienceworld.ca/ProtexTherapeuticsIncVancouverBCpg10june2008Tolera Therapeuticshttp://tolera.com/Cardio Polymershttp://cardiopolymers.com/CS-Keyshttp://cskeys.com/Expanding Orthopedicshttp://xortho.com/Hydrocisionhttp://www.hydrocision.com/hydro/home/index.shtmlMitralignhttp://www.mitralign.com/Renal Solutionshttp://www.renalsolutionsinc.com/Suturtekhttp://www.suturtek.com/Investment Team:Dennis B. Costello, Co-Founder and Managing Partnerdcostello@tmvp.comSuzette Dutch, Co-Founder and Managing Partnersdutch@tmvp.comJohn M. Rice, Ph.D., Founder and Managing Partnerjrice@tmvp.comCarrie Bates, Managing Partnercbates@tmvp.comGeorge Emont, Managing Partnergemont@tmvp.comRandy H. Weiss, Ph.D., Partnerrweiss@tmvp.comMark Collar, Venture PartnerWilliams Capital Corporationwww.williamscapital.comVCMBInformation TechnologyEarlyGrowthWilliams Capital has engaged in merchant banking since 1994. The firm advises its clients on a wide range of corporate financial activities. Williams' affiliated venture fund, Roulston Ventures Management, invests in Ohio based businesses with a need for growth equity financing. Roulston Venture Limited Partnership is a $6 million dollar venture capital fund.

75 Carriage Stone DriveChagrin FallsOH44022440-247-2504440-247-2359

Portfolio companies include:American Stone Industrieshttp://www.manta.com/c/mmz4c76/american-stone-industries-incKinetic Technologieshttp://www.kinetictech.net/Investment Team:Robert Williamswilliams@williamscapital.comYoungstown Business Incubator (YBI)www.ybi.orgIInformation TechnologySoftware & InternetSeedThe Youngtown Business Incubator (YBI) is a 501 (c) 3 charitable, non-profit corporation, funded in part by the Ohio Department of Development. Its primary mission is to accelerate the startup and growth rates of scalable technology-based businesses in the greater Mahoning Valley. Although YBI will work with firms possessing a broad range of proprietary technologies, its current focus is on developing B2B software application companies. Fully furnished office space is provided to tenant companies from 110 square feet to 825 square feet, as well as a software testing laboratory.

241 W. Federal Street YoungstownOH44503330-746-5003330-746-6863

Portfolio companies include:Visual Impact Imaginghttp://visualimpactimaging.com/ERIS Medical Technologieshttp://www.erismed.com/Zethus Softwarehttp://www.zethussoftware.com/Fireline TCONhttp://www.manta.com/c/mmg7hpt/fireline-incM-7 Technologieshttp://www.m7tek.com/Via680http://via680.com/GreenEnergyTV.comhttp://greenenergytv.com/Perkins Communicationshttp://perkinscomm.com/Technagrouphttp://technagroup.com/Turning Technologieshttp://www.turningtechnologies.com/C4 Digital Mediahttp://c4digitalmedia.com/NuncSofthttp://nuncsoft.com/River33http://river33.com/SenSourcehttp://sensourceinc.com/Syncro Medical Innovationshttp://syncro-medical.com/TriOne Systemshttp://www.triunesystems.com/Visualized Energyhttp://visualizedenergy.com/Accupointhttp://accupoint.com/Investment Team: James W. Cossler, Chief Evangelistjcossler@ybi.orgBarb Ewing, Chief Operations Officerbewing@ybi.orgRose Shaffer, Project Manager of Innovation Research and CommunicationHeidi Minor, Facilities MangerOhio Tech Angelswww.ohiotechangels.comAInformation TechnologyMedical DeviceManufacturing & IndustrialSeedThe Ohio TechAngels (OTA) provide investment capital for commercialization of innovations in information technology, advanced materials, and medical technology. The goal of all of the group's Funds is to support early-stage Ohio-based entities by facilitating risk sharing on opportunities with high upside potential. Fund I has been fully invested and is no longer seeking new opportunities. Fund II is seeking Ohio-based opportunities in information technology, advanced materials, and medical technology. However, OTA has little interest in the following: consumer retail products, businesses in the restaurant, travel or lodging industry, products or services focused on fashions, fads, toys, or seasonal concepts, and commercial real-estate, oil or gas projects.

1275 Kinnear RoadColumbusOH43212614-487-3700

Portfolio companies include:3X Systemshttp://www.3x.com/AircraftLogs.comhttp://aircraftlogs.com/Caster Ventureshttp://www.casterventures.com/Exacterhttp://exacterinc.com/InsightETEhttp://insightete.com/NanoStaticshttp://nanostatics.com/AquaBlokhttp://www.aquablokinfo.com/AssureRxhttp://assurerxhealth.com/Brand Thunderhttp://brandthunder.com/Cambiattahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=29017105Cardioxhttp://www.cardiodx.com/Caster Ventureshttp://www.casterventures.com/ClearSaleinghttp://www.clearsaleing.com/CleveXhttp://clevex.com/Drop Spothttp://dropspots.org/EndoSpherehttp://endo-sphere.com/Exacterhttp://exacterinc.com/FlyMuchhttp://flymuch.com/Great Lakes Pharmaceuticalshttp://glpharma.com/HTPhttp://en.wikipedia.org/wiki/5-HydroxytryptophanI2Chttp://en.wikipedia.org/wiki/I%C2%B2CInterventional Imaginghttp://i3mri.com/Midwest MicroDeviceshttp://www.midwestmicrodevices.com/Minimally Invasive Deviceshttp://midsurgical.com/NanoStaticshttp://nanostatics.com/Neuroshttp://neurostechnology.com/PreEmptive Solutionshttp://www.preemptive.com/SageQuesthttp://www.sage-quest.com/home/default.aspSealPak Innovationshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=11460604TheraVaschttp://theravasc.com/Traycer Diagnostic Systemshttp://www.traycer.net/VacactionViewhttp://vacationviewrentals.com/Zebra Mobilehttp://zebramobile.com/7 Signalhttp://www.7signal.com/BringSharehttp://www.bringshare.com/nChannelhttp://news.yahoo.com/nchannel-announces-cloud-based-management-platform-fill-void-120045473.htmlSironRx Therapeuticshttp://www.jumpstartinc.org/companies/portfolio/healthcare/sironrxtherapeutics.aspxSparkBasehttp://sparkbase.com/Znodehttp://www.znode.com/Investment Team: Victor M. Thorne, Directorvthorne@techcolumbus.orgJohn O. Huston, Principaljh@OhioTechAngels.comZach D. Lawrence, DirectorChrysalis Ventureswww.chrysalisventures.comVCInformation TechnologyLife Sciences & HealthcareMedical DeviceEarlyGrowthExpansionFounded in 1993, Chrysalis Ventures is a leading source of equity capital for young growth companies in the Midwest and South. Chrysalis invests primarily in early-stage and expansion-stage companies in healthcare services and technology. With headquarters in Louisville, Kentucky and offices in Cleveland, Houston, Pittsburgh, and Ann Arbor, Mich., Chrysalis has $400 million under management and has made investments in over 65 companies. Chrysalis rarely invests at the seed-stage and prefers to invest in companies that are already generating revenue in the $1 to $5 million range. The firm typically invests at least $2 million in the first institutional private equity financing in the form of a preferred security. Chrysalis will invest in later rounds of promising companies, up to a total of approximately $15 million in a single portfolio company. Chrysalis currently has investments in 16 states across the United States, but prefers to invest in the "under-ventured" Midwest and South regions of the country.

6701 Carnegie AvenueClevelandOH44103216-453-1299 216-274-0244

Portfolio companies include:AfterBOThttp://afterbot.com/Asterandhttp://www.asterand.com/CerviLenzhttp://www.cervilenz.com/Chronicityhttp://chronicityinc.com/Construction Software Technologieshttp://isqft.com/Continuum 700http://continuumwireless.com/Connecturehttp://connecture.com/Cyberahttp://www.cybera.com/IBBShttp://www.ibbs.com/Digitalsmithshttp://www.digitalsmiths.com/Foundation Radiology Grouphttp://www.foundationradiologygroup.com/Golden State Overnight Deliveryhttp://www.gso.com/HCCA Holdingshttp://www.hccaintl.com/HealthTeacherhttp://www.healthteacher.com/Intervention Inightshttp://interventioninsights.com/MedLabhttp://www.themedlab.com/meQuilibriumhttp://mequilibrium.com/MyHealthDIRECThttp://myhealthdirect.com/NextImage Medicalhttp://nextimagemedical.com/Open Kernel Labshttp://www.ok-labs.com/Regent Educationhttp://www.regenteducation.com/Sanoviahttp://sanovia.com/Mobile Armorhttp://www.mobilearmor.com/StraighterLinehttp://www.straighterline.com/TechSkillshttp://www.techskills.edu/Ygnitionhttp://www.ygnition.com/BioSeekhttp://bioseekinc.com/HealthTeacherhttp://www.healthteacher.com/Lab Partnershttp://www.labpartners.net/Xleranthttp://www.xlerant.com/website/publish/home/Investment Team: David A. Jones Jr., Chairman and Managing Directordjones@chrysalisventures.comKoleman E. Karleski, Managing Directorkoleman@chrysalisventures.comDerek Fricke, Associatedfricke@chrysalisventures.comIrving W. Bailey, Senior Advisoribailey@chrysalisventures.comWright Steenrod, Partnerwsteenrod@chrysalisventures.comJohn Willmoth, Venture Partnerjwillmoth@chrysalisventures.comRichard Vance, Operating Partnerrvance@chrysalisventures.comAlan Ying, Venture Partneraying@chrysalisventures.comRoy Ziegler, Venture Partnerrziegler@chrysalisventures.comLisa Aly, Vice President of Finance and Administrationlaly@chrysalisventures.comGlengary, LLCwww.glengaryllc.comVCInformation TechnologySoftware & InternetLife Sciences & HealthcareBusiness ServicesConsumer ProductsSeedEarlyGlengary's mission is to help bridge the gap existing in Northeast Ohio between angel investors and typical early-stage funds, as well as later stage investors. Glengary generally targets investments ranging from $100,000 to $1,500,000. For larger investments, Glengary will lead syndications of these transactions with other select providers of private equity. The firm focuses on: Applied Technologies; Business Services; Consumer Products; Healthcare Services and Products (non-biomedical); and Software businesses primarily located in Northeast Ohio.

25200 Chargrin Blvd, Suite 300BeachwoodOH44122216-378-9200

Portfolio companies include:Aria Analyticshttp://www.ariaanalytics.com/Guardian Technologieshttp://www.guardiantechintl.com/NextMEDhttp://nextmed.net/SupplierInsighthttp://glengaryllc.wiredviews.com/Portfolio/SupplierInsight,-Inc-.aspxCardinal Commercehttp://cardinalcommerce.com/Germguardianhttp://guardiantechnologies.com/Vital Stream Healthhttp://vitalstreamhealth.com/Whoophttp://www.whoop.com/Monarch Teaching Technologieshttp://www.monarchteachtech.com/Neuroshttp://neurostechnology.com/OnShifthttp://www.onshift.com/Connected Livinghttp://www.connectedliving.com/Predictive Servicehttp://predictiveservice.com/Cleveland HeartLabhttp://clevelandheartlab.com/EndoSpherehttp://endo-sphere.com/CardiOxhttp://www.cardiodx.com/SironRX Therapeuticshttp://www.sironrx.com/about-sironrx/SparkBasehttp://sparkbase.com/Juventas Therapeuticshttp://www.juventasinc.com/index.htmlInvestment Team: Stephen R. Haynes, Managing Directorshaynes@glengaryllc.comThomas N. Tyrrell, Senior Advisory Partner, Co-Founder and Directorttyrell@glengaryllc.comDavid L. Brennan, Founding PartnerJoseph T. Gorman, Founding Partner, Board Chairman and DirectorMichael J. Merriman, Founding PartnerRandall S. Myeroff, Founding Partner and DirectorGary A. Oatey, Founding PartnerAlbert B. Ratner, Founding Partner and DirectorThomas C. Sullivan, Founding Partner and DirectorWilliam B. Summers, Jr., Founding PartnerFireStarter Fundhttp://firestarterfund.comVCSoftware & InternetCommunications & NetworkingStorage & HardwareMedia & Digital MediaEarlyGrowthFireStarter Fund is an angel group operating like a traditional venture fund, with $5.7 million in committed capital from its 42 members. Each member committed either $100,000 or $200,000. Unlike a traditional venture fund, FireStarter Fund is a self-managed fund, so there are no carried interests or fees paid to anyone. The fund can invest in companies anywhere in the United States. Given that all of the fund's members are based in Chicago, it is likely that most of the investments the fund makes will be in the greater Chicago area, Illinois and the upper Midwest. The fund can make investments as small as $25,000 to as large as $500,000 in any one company. FireStarter expects its typical cumulative investment in a portfolio company to be between $150,000 and $350,000 over the life of the fund. In addition to the fund's investment, each member is free to invest individually in any portfolio company. FireStarter Fund will invest in digital media & marketing, software as a service, & e-commerce (with a focus on web social, mobile and big data). The fund is free to invest in any stage of development. When the fund makes its initial investment, FireStarter expects most portfolio companies to be at or near revenue generation, with the business strategy in place and technology very well along in its development. FireStarter Fund expects most of its investments to be in the series A and B rounds.

ChicagoIL

Portfolio companies include:GiveForwardhttp://www.giveforward.com/Kapow Eventshttp://www.kapowevents.com/Retrofithttp://www.merriam-webster.com/dictionary/retrofitTap Mehttp://tap.me/Investment Team:Brian HandTroy HenikoffMatt MoogSam YaganTonka Bay Equity Partners, LLCwww.tonkabayequity.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketFounded in 1998, Tonka Bay Equity Partners is a private equity firm based in Minnetonka, Minnesota with $350 million of capital under management. The firm is licensed as a Small Business Investment Company (SBIC). Tonka Bay acquires and invests in niche manufacturing, value-added distribution, and business services companies with EBITDA greater than $2 million. Tonka Bay Equity Partners is the sponsor of two private equity funds: Bayview Capital Partners I&II. The latter Fund began operations in October 2005 with $125 million of combined capital, and Tonka Bay is actively seeking investments for Bayview II. Bayview Capital Partners I began investing in January 1999 with $75 million of available capital. Bayview I invested in 15 portfolio companies and continues to support the growth of its remaining companies. Tonka Bay Equity Partners invests $4 million to $10 million in growth-oriented companies for management buyouts, for shareholder liquidity, to complete acquisitions, and to support growth and expansion. The firm does not invest in financial institutions, real estate, restaurants, or retail. On October 31, 2010, the firm announced the closing of a new $150 million investment fund.

301 Carlson Parkway, Suite 325MinnetonkaMN55305952-345-2030952-345-2001

Portfolio companies include:Circuit Checkhttp://www.circuitcheck.com/All-Flexhttp://www.allflexinc.com/Restaurant Technologieshttp://www.rti-inc.com/AppleWhite Dentalhttp://applewhitedental.com/Health Fitnesshttp://health.msn.com/AccuMoldhttp://www.accu-mold.com/Aero Systems Engineeringhttp://www.aseholdings.com/Apex Printhttp://www.apexprint.com/AST Bearingshttp://www.astbearings.com/Checkers Industrial Productshttp://www.checkersindustrial.com/FreshPack Producehttp://freshpackproduce.com/NAI Craneshttp://www.naicranes.com/P.T. Internationalhttp://www.ptintl.com/Quick Cablehttp://www.quickcable.com/Investment Team:Cary Musech, Managing Principal, 952-345-2035cmusech@tonkabayequity.comPeter W. Kooman, Managing Principal, 952-345-2022pkooman@tonkabayequity.comMolly Simmons, Principal, 952-345-2034msimmons@tonkabayequity.comStephen B. Soderling, Principal, 952-345-2031ssoderling@tonkabayequity.comShane D. Slominski, Director, 952-345-2032sslominski@tonkabayequity.comPam Milliren, Director of Administration, 952-345-2028pmilliren@tonkabayequity.comJane King, Director of Financejking@tonkabayequity.comCuster Capital, Inc.www.custercapital.com VCMBInformation TechnologyEnergy & Clean TechEarlyCuster Capital, founded in 1985, is a registered investment advisory firm in Ohio with its sister company Level Partners. Custer Capital's business operates in three areas: alternative investments, corporate finance, and wealth management. The corporate finance aspect of Custer's business seeks to develop strategic plans for clients, raise debt and equity capital, design employee stock ownership plans, identify an exit strategy and create value. Custer participates in investment banking, mergers and acquisitions, organizational assessments, turnaround assignments and valuations. The wealth management arm of the firm offers clients opportunities in both public and private securities. Services include: analysis of current investments, matching investment vehicles with client goals, evaluating specific investments, analysis of risk and return, and performance reporting. The firm's Venture funds participate in early stage financings.

14 South High StreetP.O. Box 673New AlbanyOH43054614-855-9980614-855-9979

Portfolio companies include:Orion Energy Serviceshttp://oesx.com/Investment Team:William Custer, CEOwcuster@custercapital.comMartha Kashner, Vice Presidentmkkashner@custercapital.comDonald OShea, Managing Directordoshea@custercapital.comDavid Horning, Investment Bankerdhorning@insight.rr.comChris Henneforth, CFA, Presidentchenneforth@levelpartners.comDavid Raeuchle, Vice Presidentdraeuchle@levelpartners.comMedical Growth Fund, LLCALife Sciences & HealthcareMedical DeviceSeedEarlyMedical Growth Fund is an Angel operated investment fund that focuses on medical device, health IT, and health-care services businesses. The fund had a first close, with 12 local life science business executives contributing $250,000 apiece. BioEnterprise (see profile), a Cleveland-based economic development nonprofit, will handle the back-office functions for the fund. Investment decisions are made by the investors themselves, who meet monthly. The group will invest up to $500,000 per deal, avoiding drug development companies.

c/o Bioenterprise, Inc.11000 Cedar Ave. ClevelandOH44106216-658-3999

Portfolio companies include:Checkpoint Surgicalhttp://checkpointsurgical.com/IMALUXhttp://imalux.com/Investment Team: Ray DaltonGeoff ThropeBaiju R. ShahMichael BurkeCarol ClarkArchbrook Capital Managementwww.archbrook.comPELife Sciences & HealthcareFinancial ServicesSeedEarlyGrowthExpansionMiddle MarketLateArchbrook Capital Management is a private investment management firm founded in 2002 and managed by partners located in Chicago, New York and Philadelphia. Through the firm's Limited Partnership entities, Archbrook invests in public equities and in small, growth oriented private companies. The firm's long/short U.S.-based hedge fund, Golden Eagle Partners, LP (GEP) invests in both public and private securities, while Archbrook's other affiliated investment vehicles invest only in private transactions. The firm generally seeks investment opportunities in the Eastern and Midwestern regions of the U.S., committing between $1 million and $5 million per transaction. To date, Archbrook has completed 15 private equity and debt financings, investing a total of over $45 million.

1003 E. 31st StreetLaGrange ParkIL60526708-354-0078 708-579-2177

Portfolio companies include:Tray-Pakhttp://www.traypak.com/Alexinhttp://www.alexinllc.com/Clinical Financial Serviceshttp://www.clinicalfinancialservices.com/Commercial Credit Grouphttp://commercialcreditgroup.com/FactorTrusthttp://www.factortrust.com/Heritage Unionhttp://www.heritageunion.com/Home Care Deliveredhttp://homecaredelivered.com/Mimedxhttp://www.mimedx.com/Investment Team:David F. Apple, Founding PartnerJohn F. McGlinn II, Founding PartnerTimothy P. OConnell, PartnerBaird Private Equitywww.bairdprivateequity.comVCPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesEarlyGrowthExpansionMiddle MarketEstablished in 1989, Baird Private Equity is the global private equity group of Robert W. Baird & Co. Across the United States, Europe and Asia, Baird Private Equity makes venture capital, growth equity and buyout investments in the business services, manufactured products and healthcare/life sciences sectors. Baird Capital Partners, the U.S.-based buyout fund of Baird Private Equity, has made buyout investments in lower middle-market companies in the Business Services, Healthcare and Manufactured Products sectors since 1989. Baird Capital Partners Asia provides capital to companies with substantial operations and growth opportunities in China. Baird Capital Partners Europe invests in lower middle-market companies in the United Kingdom in the Business Services, Healthcare and Manufactured Products sectors. For Venture Capital, Baird focuses on early- and expansion-stage companies in the Business Services and Healthcare/Life Sciences sectors. Baird Capital seeks to invest $15 millions to $35 million in companies with an enterprise value of $25 to $125 million and an EBITDA greater than $5 million. Their global team has raised and managed more than $2.8 billion and invested in more than 250 companies.

227 W. Monroe Street, Suite 1900ChicagoIL60606312-609-4677312-609-4707

Portfolio companies include:Accume Partnershttp://www.accumepartners.com/American Auto Auction Grouphttp://americanautoauctiongroup.com/Backyard Discoveryhttp://www.swingsetsonline.com/Ellman Internationalhttp://www.ellman.com/Flatiron Solutionshttp://www.flatironssolutions.com/Harris Researchhttp://www.harrisinteractive.com/Justrite Manufacturinghttp://justritemfg.com/MedPlasthttp://medplastgroup.com/New Vitalityhttp://www.newvitality.com/Pentagon Technologieshttp://pen-tec.com/Pharmedium Healthcarehttp://www.pharmedium.com/Qualitorhttp://www.qualitorinc.com/The Mayline Grouphttp://www.mayline.com/Digistarhttp://www.digi-star.com/Eckler's http://www.ecklersautomotive.com/MedDatahttp://www.meddata.com/PC Helps http://www.pchelps.com/ALI Solutionshttp://alisolutions.com/Arroweye Solutionshttp://www.arroweyesolutions.com/BrightTaghttp://www.brighttag.com/Cellerationhttp://www.celleration.com/ClickFuelhttp://www.clickfuel.com/Coalfire Systemshttp://www.coalfire.com/HomeCoAxiahttp://www.coaxia.com/Core Essence Orthopaedicshttp://ceortho.com/EDO Interactivehttp://www.edointeractive.com/Fellon-McCord & Associateshttp://fellonmccord.com/Venture Investment Team:Peter K. Shagory, Partnerpshagory@rwbaird.comMichael Liang Ph.D., Partner, 312-609-5499mliang@rwbaird.comJames E. Pavlik, Partnerjpavlik@rwbaird.comBenedict P. Rocchio, Partnerbrocchio@rwbaird.comMiddle Market Investment Team:C. Andrew Brickman, Partner, 312-609-4702abrickman@rwbaird.comDavid P. Pelisek CFA, Partner, 414-765-7348dpelisek@rwbaird.comRandall A. Mehl CFA, Partner, 414-765-3818rmehl@rwbaird.comGordon G. Pan, Chairman, 312-609-5498gpan@rwbaird.comAaron Lillybridge, Principalalillybridge@rwbaird.comTom Costello, Principaltcostello@rwbaird.comBank of America Merrill Lynch Capital Access Fundswww.bacapitalaccessfunds.comFOFInformation TechnologyCommunications & NetworkingMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesFinancial ServicesConsumer ProductsRetail & RestaurantSports & EntertainmentSeedEarlyBAML Capital Access Funds is an experienced market-based, returns-driven private equity fund of funds manager and advisor focused on meeting the targeted mandates of large public pension funds, endowments and other institutional investors. BAML Capital Access Funds has managed and advised on over $1.5 billion of capital for institutional investors across multiple, customized mandates since 2002. The Funds target companies owned or managed by, or targeted to, women or ethnic minorities; companies located in, or employing residents of, low- and moderate-income areas; and companies located in areas-urban or rural-with limited access to investment capital. The portfolio encompasses a broad range of industries, including media and entertainment, consumer products and retail, manufacturing and distribution, technology and telecom, business and financial services, and healthcare.

231 South LaSalle StreetChicagoIL60604312-828-2278312-828-8213

Portfolio companies include:Ascend Ventureshttp://www.ascendventures.com/Pacific Community Ventureshttp://www.pacificcommunityventures.org/Acon-Bastion Partnershttp://www.aconinvestments.com/investments.htmlAltos Ventureshttp://altosventures.com/SYNCOM Venture Partnershttp://www.syncomfunds.com/GMB Mezzaninehttp://www.gmbmezz.com/Ironwood Mezzaninehttp://ironwoodcap.com/Monroe Capitalhttp://www.monroecap.com/Patriot Capitalhttp://patriot-capital.com/Petra Capitalhttp://www.petracapital.com/Praesidian Capitalhttp://praesidian.com/St. Cloud Capitalhttp://www.stcloudcapital.com/DBL Equityhttp://www.dblinvestors.com/21st Centuryhttp://www.21stcenturygroupfund.com/Dominus Capital http://www.dominuscap.com/Investment Team:Edward J. Powers, Managing Director (New York)Sanjiv K. Shah, Managing Director (Chicago)Matthew Autrey, Vice President (Chicago)Brook Critchfield, Vice President (Chicago)Mari Abba, Business Support Manager (Chicago)Craig Fowler, Managing Director (St. Louis)Matt HoganBruen, Managing Director (Washington DC)Katherine Bowden, Analyst (Chicago)Christina Whatley, Analyst (Chicago)Beecken Petty O'Keefe & Companywww.beeckenpetty.comVCPEInformation TechnologyLife Sciences & HealthcareMedical DeviceExpansionMiddle MarketBeecken Petty O'Keefe (BPOC) is a Chicago-based private equity management firm founded in 1996 to invest in middle-market buy-out transactions, recapitalizations, and growth platforms in the health care industry. BPOC principals manage Healthcare Equity Partners, L.P., a $150 million investment fund raised in 1997, and Beecken Petty O'Keefe & Company Fund II, a $325 million investment fund raised in 2005, and Beecken Petty O'Keefe & Company Fund III, a $400 million investment fund raised in 2010. The majority of the firm's investments are in small to medium sized companies operating in the healthcare services sector. Target segments include specialty distribution, provider and payor outsourcing, pharmacy, drug infusion, outpatient and alternate site healthcare and medical products manufacturing. Total enterprise values will range from $40 million to $500 million. A smaller portion of BPOC's investments are in growth-stage companies operating in the healthcare service, medical product and information technology segments. For growth-stage, total enterprise values range from $5 million to $50 million.

131 South Dearborn Street, Suite 2800ChicagoIL60603312-435-0300312-435-0371

Portfolio companies include:Hygenichttp://hygenic.com/Scriphttp://www.scrip.com/Take Care Health Systemshttp://takecarehealth.com/TeraMedicahttp://teramedica.com/PerfectServehttp://perfectserve.com/Dentistry for Childrenhttp://www.dentistry4children.com/Hospital Physician Partnershttp://www.hppartners.com/ISG Holdingshttp://www.businesswire.com/news/home/20100830005231/en/ISG-Holdings-Invests-Bunch-AssociatesRSA Medicalhttp://www.rsamedical.com/Valitas Healthhttp://www.mdcp.com/companies/21.aspCorizonhttp://www.corizonhealth.com/Genoa Healthcarehttp://www.genoahealthcare.com/Origin Healthcare Solutionshttp://www.originhs.com/Preferred Homecarehttp://www.preferredhomecare.com/Investment Team:David K. Beecken, Partnerdbeecken@bpcompany.comGregory A. Moerschel, Partnergregm@bpcompany.comJulian A. Carr, PartnerKenneth W. OKeefe, Partnerkokeefe@bpcompany.comDavid J. Cooney, Partnerdcooney@bpcompany.comWilliam G. Petty, Jr., PartnerJohn W. Kneen, Partnerjkneen@bpcompany.comThomas A. Schlesinger, PartnerTimothy D. Sheehan, PartnerScott R. Kabbes, PartnerLurie InvestmentsFIInformation TechnologyLife Sciences & HealthcareMedical DeviceEarlyLurie Investments is the venture capital and private equity investment arm of the Ann and Robert H. Lurie Foundation of Chicago. The Lurie Investment Fund has backed numerous health care related companies that specialize in medical devices, therapeutics, diagnostics and services. Additionally, Lurie Investments was an investment forerunner and continues to actively support companies whose focus is nanotechnology and MEMS technology. The firm seeks to invest in biomedical community, mainly in medical devices, therapeutics, diagnostics and services, nanotechnology, and MEMS technology.

2 North Riverside Plaza Street, Suite 1500ChicagoIL60606312-466-3750

Portfolio companies include:Nanospherehttp://www.nanosphere.us/NanoInkhttp://www.nanoink.net/Ardestahttp://www.ardesta.com/Discerahttp://discera.com/Viamethttp://www.viamet.com/Cerniumhttp://www.cernium.com/RenaMed Biologicshttp://www.masshightech.com/stories/2006/10/23/story7-RenaMed-Biologics-puts-a-stop-to-clinical-trials-on-committee-recommendation.htmlCytopherxhttp://www.cytopherx.com/Investment Team:Mark Slezak, Chief Financial OfficerAnn Lurie, PresidentWilliam Turner White, Executive Vice PresidentThoma Cressey Bravowww.tcb.comPEInformation TechnologySoftware & InternetLife Sciences & HealthcareMedical DeviceBusiness ServicesFinancial ServicesMiddle MarketThoma Cressey Bravo (TCB) is the manager of the Thoma Cressey Bravo private equity funds (Funds VI, VII, VIII). Subsequent funds are being managed by separate firms, Thoma Bravo, LLC (see profile) and Cressey & Company (see profile).

300 N. La Salle St., Suite 4350ChicagoIL60654312-254-3300312-254-3301

Portfolio companies include:Activant Solutionshttp://www.activant.com/Datatelhttp://www.datatel.com/Hyland Softwarehttp://www.hyland.com/careersiTerahttp://itera.com/Manugisticshttp://www.jda.com/?mid=8Investment Team:Bryan C. Cressey, Managing Partnerbcressey@tcb.comPeter S. Ehrich, Partnerpehrich@tcb.comLee M. Mitchell, Managing Partnerlmitchell@tcb.comCarl D. Thoma, Managing Partnercthoma@tcb.comValor Equity Partnerswww.valorep.comPEEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsMiddle MarketEstablished in 1995, Valor Equity Partners is a lower middle market private equity firm. Valor invests in companies that have sustainable revenues derived from a strategic or niche market position, but present complex, difficult due diligence issues and face constraints to revenue growth, profitability improvements, and enhanced returns on capital that limit the development into larger market growth companies. Such constraints typically involve inadequate strategic planning, expansion capital, marketing infrastructure, process improvement techniques, information systems and/or human resource infrastructure. Valor seeks control investments in businesses with an EBITDA of $5-$15 million. The firm has no minimum size for Add-on investments. Typical equity investments range from $10-$30 million per transaction. Valor's industry preferences include: Industrial Products & Manufacturing, Infrastructure & Industrial Maintenance, Value-added Distribution, Energy Services, Healthcare, Business Services, and Consumer.

200 South Michigan Ave., Suite 1020 ChicagoIL60604312-683-1900312-683-1881

Portfolio companies include:Astral Brandshttp://www.astralbrands.com/All Smileshttp://www.allsmilesmusic.com/Family Home Health Serviceshttp://www.fhhs.us/Tesla Motorshttp://www.teslamotors.com/Smith Gas Field Serviceshttp://sersi.com/Mountain Highhttp://www.mthigh.com/Sizzling Platterhttp://splat.com/North American Coatingshttp://nacl.com/Space Exploration Technologieshttp://www.spacex.com/SolarCityhttp://www.solarcity.com/Investment Team:Antonio J. Gracias, Chief Executive Officeragracias@valorep.comDouglas Fumagalli, Managing Directordfumagalli@valorep.comTimothy M. Watkins, Managing Directortwatkins@valorep.comJuan Sabater, Managing Directorjsabater@valorep.comJonathan K. Shulkin, Managing Directorjshulkin@valorep.comBradley Sheftel, Principalbsheftel@valorep.comBio-Star Ventureswww.biostarfund.comVCLife Sciences & HealthcareMedical DeviceSeedEarlyGrowthExpansionBioStar Ventures is a venture capital partnership formed in 2003 by physicians and medical business leaders to invest primarily in early-stage medical devices. BioStar prefers to invest in the cardiovascular, orthopedic, neuroscience, and gastroenterology clinical specialties, but the partners are also interested in looking at biomaterials and how they can be used in any type of clinical area. If appropriate, BioStar will serve as lead investor but will participate in follow on investments as well. The firm's initial investment in a company ranges from $250K - $3 million, depending on the technology and stage of a company's development. BioStar intends to support portfolio companies in their follow-on financing rounds through time of exit. Accordingly, BioStar invests between $2 - $6 million over the life of an investment. BioStar invests in companies throughout the United States and has offices in Michigan, Philadelphia, and California.

560 W. Mitchell Street #480PetoskeyMI49770231-487-9186231-487-9183

Portfolio companies include:AorTXhttp://www.crunchbase.com/company/aortxAtritechhttp://www.atritech.net/Avantis Medical Systemshttp://www.avantismedical.com/Axis Surgical Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=64915260Broncus Technologieshttp://www.broncus.com/Bioabsorbable Therapeuticshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=37089685CV Ingenuityhttp://cvingenuity.com/Devaxhttp://www.devax.net/Embrella Cardiovascularhttp://www.edwards.com/Guided Delivery Systemshttp://gdsmed.com/Hotspur Technologieshttp://www.hotspur-inc.com/Interventional Spinehttp://www.i-spineinc.com/MiCardiahttp://www.micardia.com/Nellix Endovascularhttp://www.endologix.com/Onset Medicalhttp://onsetmedical.com/ReVascular Therapeuticshttp://www.linksv.com/compSummary/33668/RevascularTherapeuticsReverse Medicalhttp://reversemed.com/Setagonhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=20529677SynergEyeshttp://synergeyes.com/TriVentures II Fundhttp://www.ivc-online.com/G_info.asp?objectType=4&fObjectID=bulnyk0yf0s&CameFrom=GoogleSearchAblative Solutionshttp://ablativesolutions.com/CardiacMDhttp://www.manta.com/c/mmpmxwv/cardiac-mdDomain Surgicalhttp://www.domainsurgical.com/Ellipse Technologieshttp://www.ellipse-tech.com/Kona Medicalhttp://konamedical.com/NanoMed Systemshttp://www.nanomedsys.com/Ortho-Spacehttp://www.orthospace.co.il/Phoenix Biomedicalhttp://phoenixbiomedical.com/Trice Orthopedicshttp://www.hopkinsortho.org/michael_trice_md.htmlInvestment Team: Louis A. Cannon MD, Founder & Senior Managing Directorlouis@biostarfund.comSteven L. Almany MD, Managing Directorsalmany@biostarfund.comRenee Masi, Managing Directorrmasi@biostarfund.comJeffrey F. ODonnell, Managing DirectorDavid J. Brophy Ph.D., DirectorPaul A. Scott, CFOpscott@biostarfund.comCamelot Venture Groupwww.camelotvg.comVCInformation TechnologySoftware & InternetBusiness ServicesSports & EntertainmentEarlyGrowthCamelot Ventures is a Michigan-based private investment group comprised of entrepreneurs and executives. Camelot's goal is to assist in building upon the vision and help strengthen the position within the marketplace of the companies in which it invests. Camelot Ventures focuses on early and middle stage companies, targeting the industries of customer relationship management (CRM), call center, catalog, traditional or direct marketing applications, retail, electronic commerce or financial services sectors, and sports management.

27725 Stansbury Blvd., Suite 175Farmington HillsMI48334248-741-5100

Portfolio companies include:ePrizehttp://www.eprize.com/Fatheadhttp://www.fathead.com/Fast Findhttp://www.interest.com/Flash Seatshttp://www.flashseats.com/Quicken Loanshttps://www.quickenloans.com/Real Agehttp://www.realage.com/Simplex Health Carehttp://simplexhealthcare.com/Sharper Imagehttp://www.sharperimage.com/Ritz Camera & Imagehttp://www.ritzcamera.com/Wanthttp://wanttt.com/Title Sourcehttp://www.titlesource.com/Cleveland Cavaliershttp://www.nba.com/cavaliers/Clean Brandshttp://www.cleanrest.com/index.cfm?stateful1-800 Contactshttp://www.1800contacts.com/Red Envelopehttp://www.redenvelope.com/Youpedhttp://youped.com/Investment Team:David Katzman, Managing Partnerdkatzman@camelotventures.comSteve Cicurel, Partner, 734-805-5133scicurel@camelotventures.comNicholas Pyett, Partner and Chief Financial Officer, 734-805-5125npyett@camelotventures.comJim McDonald, Chief Technology OfficerDetroit Venture Partnershttp://detroitventurepartners.comVCInformation TechnologySoftware & InternetMedia & Digital MediaSports & EntertainmentSeedEarlyDetroit Venture Partners is a Detroit-based Venture Capital firm backing seed and early-stage technology companies that have a purpose. The firm is targeting investment opportunities in the following sectors: internet, digital media, marketing technology, direct-to-consumer, sports & entertainment, social media, e-commerce, software.

1555 Broadway Street, 3rd FloorDetroitMI48226

Portfolio companies include:Flud Newshttp://www.flud.it/Gumshoehttp://www.thefreedictionary.com/gumshoeDetroit Labshttp://detroitlabs.com/Sociocasthttp://www.sociocast.com/Stylecasterhttp://www.stylecaster.com/Marxenthttp://www.marxentlabs.com/Hired My Wayhttp://www.hiredmyway.com/HiredMyWay/indexAction.actionAre You A Humanhttp://areyouahuman.com/Quikklyhttp://www.quicklyusa.com/Misso Mediahttp://www.missionmedia.net/Roqbothttp://roqbot.com/Investment Team:Earvin Johnson, General PartnerJosh Linkner, CEO/ Managing PartnerDan Gilbert, General PartnerBrian Hermelin, General PartnerMichigan Accelerator Fund I, LPwww.maf-1.com EDInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialDefense & Homeland SecurityAgriculture & Agricultural ScienceSeedEarly Michigan Accelerator Fund I (MAF-1) is an investment partnership headquartered in Grand Rapids, Michigan. The purpose of the fund is to drive forward the new economy of Michigan, providing a path to funding and partnerships for the commercialization of new regionally developed opportunities. The Fund will invest in early stage companies that fall into one of the six target sectors: life sciences technology; advanced manufacturing; homeland security; alternative energy technology; information technology; and agriculture. Companies must be based in Michigan. The Fund will focus on seed and early stage venture capital investments in life science technology companies. The Fund target size is $15 million, with $6 million awarded to the Fund via the Michigan Economic Development Corporation, and $9 million targeted to come from local investors including universities, foundations, and private investors. The Fund is sponsored and supported by leading West Michigan investors, research organizations and socio-economic stakeholders including Van Andel Research Institute, Hope River Ventures, West Michigan Science & Technology Initiative, Grand Angels, Grand Valley State University, Michigan State University, The Right Place Program, and Lakeshore Advantage.

140 Monroe Center NW, Suite 300 Grand RapidsMI49503616-235-3567

Portfolio companies include:Intervention Insightshttp://interventioninsights.com/Metabolic Solutions Developmenthttp://msdrx.com/TransCorp Spinehttp://transcorpspine.com/nanoRETEhttp://www.nanorete.com/Ablative Solutionshttp://ablativesolutions.com/Vestaronhttp://www.vestaron.com/Investment Team: John Kerschen, Managing Directorkerschen@maf-1.comDale Grogan, Managing Directorgrogan@maf-1.comDuchossois Groupwww.duch.comPEInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialSports & EntertainmentMiddle MarketThe Duchossois Group is a privately held, family-owned company with holdings in the consumer products, technology and service sectors, valued in excess of $2 billion dollars. The firm seeks to build its companies by providing management support, capital resources and a long-term commitment to growth in value. Duchossois is both an investment company and an operating company, with operating roots dating back to 1916 and a small freight car repair shop. The firm has significant minority investments in public and private companies where is sees an opportunity to help create outstanding financial returns. Duchossois operating companies employ over 5,000 people worldwide with facilities located in North America, Europe and Asia. The firm targets companies with revenues of $100 million to $500 million, and EBITDA of $10 million to $75 million

845 Larch AvenueElmhurstIL60126630-279-3600

Portfolio companies include:AMXhttp://www.amx.com/Brivo Systemshttp://www.brivo.com/The Chamberlain Grouphttp://www.chamberlaingroup.com/corporate/en-us/Duchossois Technology Partnershttp://duchtech.com/HeathCohttp://www.heath-zenith.com/Milestone AV Technologieshttp://www.milestone.com/Churchill Downshttp://www.churchilldowns.com/Investment Team:Richard L. Duchossois, ChairmanCraig J. Duchossois, Chief Executive OfficerRobert L. Fealy, President & Chief Operating Officerrfealy@duch.comMichael E. Flannery, Executive Vice President & Chief Financial Officermflannery@duch.comColleen M. OConnor, Vice President & TreasurerEric A. Reeves, Vice President & General CounselMary Wong, Vice President - TaxesWilliam J. Connell, Vice President & ControllerJK&Bwww.jkbcapital.comVCInformation TechnologySoftware & InternetCommunications & NetworkingSeedEarlyGrowthExpansionFounded in 1996, JK&B Capital is a venture capital firm focused in the software, IT, and communications markets with more than $1.1 billion of capital under management. JK&B is typically the lead investor in its portfolio companies. JK&B was founded in 1996 by David Kronfeld, an experienced, highly regarded venture capital investor and telecommunications industry executive. JK&B was formed with the sponsorship of Charles Wang, the founder of Computer Associates, Inc., and financier George Soros, investing through Soros Fund Management LLC, (the Soros Group). Funds I and II have been managed in parallel as a single fund and had total capital commitments of $112 million. JK&B Fund III was formed in early 1999 with capital commitments totaling $486 million from a variety of institutional and individual investors, including Mr. Wang and the Soros Group. JK&B Fund IV was formed in 2002 with capital commitments totaling $320 million.

Two Prudential Plaza180 N. Stetson Avenue, Suite 4500ChicagoIL60601312-946-1200312-946-1103

Portfolio companies include:Actiancehttp://www.actiance.com/Cenzichttp://www.cenzic.com/ClearPoint Metricshttp://www.ncircle.com/Entercept Securityhttp://interceptsecurityinc.com/nCircle Network Securityhttp://www.ncircle.com/Reactivityhttp://en.wikipedia.org/wiki/ReactivityLiquidware Labshttp://liquidwarelabs.com/Vormetrichttp://www.vormetric.com/Zone Labshttp://www.zonealarm.com/Novarrahttp://www.novarra.com/Sheer Networkshttp://en.wikipedia.org/wiki/Sheer_NetworksIntradohttp://www.intrado.com/AirPlay Networkhttp://www.airplaynetwork.com/Anchor Intelligencehttp://www.anchorintelligence.com/Appstreamhttp://www.symantec.com/business/workspace-streamingBaynotehttp://www.baynote.com/Chumbyhttp://www.chumby.com/Splunkhttp://www.splunk.com/Viewfinityhttp://viewfinity.com/VMIX Mediahttp://www.vmix.com/E2openhttp://www.e2open.com/Instantishttp://www.instantis.com/index.htmlInaccthttp://us.intacct.com/SnapTellhttp://www.snaptell.com/Investment Team:David Kronfeld, Chairmandkronfeld@jkbcapital.comRobert Humes, Partner, Communicationsrhumes@jkbcapital.comAli Shadman, Partner, Communicationsashadman@jkbcapital.comAlbert DaValle, Jr., Partner, Communicationsadavalle@jkbcapital.comThomas Neustaetter, Partner, Softwaretneustaetter@jkbcapital.comMarc Sokol, Partner, Softwaremsokol@jkbcapital.comTasha Seitz, Partner, Softwaretseitz@jkbcapital.comNancy OLeary, Partner, CFOnoleary@jkbcapital.comPPM America Capital Partners, LLCwww.ppmamerica.comPEFOFMedia & Digital MediaEnergy & Clean TechRetail & RestaurantSports & EntertainmentMiddle MarketPPM America, Inc. and its affiliates manage nearly $89 billion of assets in the United States. The firm is an indirect subsidiary of Prudential plc, a company incorporated in the United Kingdom, which is a publicly traded holding company. PPM America Capital Partners is the general partner of the $101 million PPM America Private Equity Fund I, and the $375 million PPM America Private Equity Fund II, the $416.1 million (committed capital) PPM America Private Equity Fund III, and the $200.5 million PPM America Private Equity Fund IV, whose limited partners are Jackson and Pacus (UK) Limited. PPMACP actively pursues private equity co-investments in sponsor-led buyouts, recapitalizations, and growth opportunities. The private equity team of PPM America, Inc. (PPM) invests, directly on behalf of its clients Jackson and Pacus, in unaffiliated third-party funds ranging from buyouts to venture capital to industry-specific funds, with experienced managers and a proven track record of solid returns. For investments in third party funds, PPM is a manager with approximately $2.7 billion historically committed by those clients to investments in roughly 187 different third party funds and comprising relationships with over 95 different general partners.

225 West Wacker Suite 1200ChicagoIL60606312-634-2500312-634-0050

(Schaumburg Office)300 N. Martingale Rd., Suite 440SchaumburgIL60173847-413-8500847-413-3240Portfolio companies include:ModSpacehttp://www.modspace.com/Davis Petroleumhttp://www.davispetroleumcorp.com/DSIhttp://nintendodsi.com/Bravo Sportshttp://www.bravosportscorp.com/Edgen Murrayhttp://www.edgenmurray.com/Atlantic Marinehttp://www.atlanticmarinesales.com/Sports Authorityhttp://www.sportsauthority.com/home/index.jspInsight Globalhttp://www.insightglobal.net/Noodles & Companyhttp://www.noodles.com/Matthews Asiahttp://matthewsasia.com/portal.fsEMSChttp://www.emsc.net/Discovery Airhttp://www.discoveryair.com/Diamond5 Shippinghttp://www.ebay.com/itm/Black-Loose-Diamond-5-50-Ct-Round-Brilliant-Cut-Set-Of-5-Pcs-Free-Shipping-/160882962597Investment Team:Bruce D. Gorchow, Presidentbruce.gorchow@ppmamerica.comScott D. Rooth, Executive Partnerscott.rooth@ppmamerica.comChamp Raju, Partnerchamp.raju@ppmamerica.comAustin Krumpfes, Partneraustin.krumpfes@ppmamerica.comRobert J. ORourke, PartnerClaudia A. Baron, PartnerKevin P. Keefe, Principalkevin.keefe@ppmamerica.comCraig A. Radis, PrincipalMark L. Staub, PrincipalRay Zhang, Principalray.zhang@ppmamerica.comVenture Michigan Fund (VMF)www.venturemichigan.comVCFOFInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialDefense & Homeland SecurityEarlyVenture Michigan Fund (VMF) seeks to promote Michigan's economic health by assisting in the creation of new jobs, new businesses and new industries. VMF operates a fund-of-funds that invests in private equity managers who invest primarily in Michigan-based early stage venture capital companies. A $95 million venture capital fund investment program was formed under the Michigan Early Stage Venture Investment Act of 2003. As per the Act of 2003, the capital for the program is not provided by the State but raised from outside investors. To encourage investment in VMF, the Michigan Department of Treasury agreed to provide investors with up to $450 million of tax voucher certificates that could be used as a form of "currency" to offset any shortfall in debt servicing by fulfilling an equivalent amount of Single Business Tax and/or withholding tax obligations of the investors. CFIG was chosen as manager for the program through an RFP process and was engaged in January 2006. Michigan possesses identifiable expertise in several areas, including the following clusters of innovation: Life Sciences, Advanced Manufacturing, Information Technology, and Homeland Security. The Venture Michigan Fund II, Limited Partnership (VMF II) is a $120 million fund launched in 2011. VMF II will begin to accept information from interested fund managers in February of 2011.

c/o Credit Suisse, Alternative Investments, Customized Fund Investment Group, Columbia Center201 West Big Beaver Road, Suite 950TroyMI48084248-619-1862248-743-4191

Portfolio companies include:Aboretum Ventureshttp://www.arboretumvc.com/Nth Powerhttp://nthpower.com/Venture Investorshttp://www.ventureinvestors.com/RPM Ventureshttp://www.rpmvc.com/TGap Ventureshttp://www.tgapventures.com/Chrysalis Ventureshttp://www.chrysalisventures.com/Early Stage Partnershttp://www.esplp.com/Fletcher Spaght Ventureshttp://www.fletcherspaght.com/ventures/content.asp?pid=01_overviewNorth Coast Technology Investorshttp://www.northcoastvc.com/Investment Team: Mike Kell, Vice President, Michigan Officemichael.kell@credit-suisse.comSean O'Donnell, Vice Presidentsean.o'donnell@credit-suisse.comKelly Williams, Managing Director, Group Co-Head, 212-538-7658kelly.m.williams@credit-suisse.comMelford Carter, Principalmelford.carter@credit-suisse.comCapitalWorks, LLCwww.capitalworks.netPEInformation TechnologyMedia & Digital MediaManufacturing & IndustrialTransportation & DistributionMiddle MarketFounded in 1999, CapitalWorks is a leading investor in middle-market companies ranging from $3 million to $10 million EBITDA. The firm's scope of services includes additional investment funds and financial advisory services to entrepreneurs, their companies and their families. The firm provides investment management and financial advisory services to a variety of clients, with a special focus on high net worth entrepreneurs and their companies.

Two Chagrin Highlands3000 Auburn Dr. Suite 430BeachwoodOH44122-4340216-781-3233216-781-6670

Portfolio companies include:Advanced Hydro Solutionshttp://advancedhydrosolutions.com/PVF Capitalhttp://www.parkviewfederal.com/Gallohttp://gallo.com/Imparkhttp://www2.impark.com/about/profile/pages/default.aspx?lang=en&region=vancouvermetroGodfrey Grouphttp://www.godfreygroup.com/Engine Control Systemshttp://enginecontrolsystems.com/STACK magazinehttp://magazine.stack.com/Bluffton Motor Workshttp://www.blmworks.com/Innerpachttp://www.innerpac.com/Premium Plastic Solutionshttp://enigmaplastics.com/Magna-Tech Manfacturinghttp://www.magnatechmfg.com/KKSP Precision Machininghttp://kksp.com/Investment Team:Robert G. McCreary, III, Founder and Chairmanrmccreary@capitalworks.netJohn M. Mueller, CEOjmueller@capitalworks.netRichard R. Hollington III, Presidentdhollington@capitalworks.netChristine L. ODell, Executive Assistantcodell@capitalworks.netW. Todd Martin, Principaltmartin@capitalworks.netJohn P. Corrigan III, Associatejcorrigan@capitalworks.netMikel B. Harding, CFOmharding@capitalworks.netCID Capitalwww.cidcap.comPEInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsEarlyGrowthExpansionMiddle MarketFounded 1981, CID Capital has invested in over one hundred companies throughout the United States. CID has managed over $500 million in both Venture and Private Equity funds. CID's Venture division has raised a total of seven equity funds totaling more than $280 million and has made equity investments in nearly 70 companies. CID Capital's venture team targets opportunities in the following sectors: Life Sciences, Manufacturing Technology, Information Technology, and Business Services. CID Capital's total investment amount may range from $1 to $3 million, usually over a number of financing rounds. Earlier stage investments may be as low as $500,000. The firm also manages a pool of Private Equity capital and invests in lower middle-market companies with minimum EBITDA of $2.0 million. CID targets companies with revenues of $10-75 million. CID invests between $2 million and $10 million in portfolio companies, targeting the industry segments of Industrial Products and Services; General Distribution; Safety and Security Products; Branded Consumer Products; Medical Products and Services; Building Products; and Food Manufacturing and Distribution.

400 W. Wilson Bridge Rd., Suite 130ColumbusOH43085614-429-4236

Venture portfolio companies include:SPS Commercehttp://www.spscommerce.com/AxioMedhttp://www.axiomed.com/Laminahttp://medical-dictionary.thefreedictionary.com/laminaPinStripehttp://www.pinstripetalent.com/RedSkyhttp://redskytech.com/BrainScopehttp://brainscope.com/index1.shtmlCellerationhttp://www.celleration.com/ee4http://canmetenergy-canmetenergie.nrcan-rncan.gc.ca/eng/software_tools/ee4.htmlEKOShttp://www.ekos.com/Endocytehttp://www.endocyte.com/Exacq Technologieshttp://www.exacq.com/Medvantxhttp://medvantx.com/Neptunhttp://www.neptunlight.com/Redpathhttp://www.redpathip.com/Scale Computinghttp://scalecomputing.com/Bridge Semiconductorhttp://www.bridgesemi.com/bridgesemi/?page_id=2Investment Team:John C. Aplin, Managing Directorjohna@cidcap.comPeter G. Kleinhenz, Managing Directorpeter@cidcap.comRobert J. O'Brien, Managing Directorbob@cidcap.comEric J. Bruun, Managing Directoreric@cidcap.comSteve A. Cobb, Managing Directorsteve@cidcap.comScot E. Swenberg, Managing Directorscot@cidcap.comFort Washington Investment Advisors, Inc.www.fortwashington.comVCPEFOFSECInformation TechnologyEnergy & Clean TechGrowthExpansionMiddle MarketEstablished in 1990, FW Capital is an experienced private equity fund of funds manager supported by a sizable team and committed anchor limited partner. Today, FW Capital manages six diversified funds-of-funds, two secondary funds, seven customized programs and provides discretionary advisory services to W&SFG. These mandates currently comprise $2.0 billion in private equity commitments for public and private institutions. The firm has investments with 115+ underlying funds and 40 direct co-investments. The funds typically make investments across approximately 25 underlying fund investments, including secondary purchases of funds, which cumulatively may represent more than 400 investments in private companies. It primarily invests in growth stock of small-cap companies with market-capitalizations between $100 million to $2.5 billion. FW Capital has an active program in which they invest directly in companies, typically alongside other private equity fund managers (i.e., co-investments) with whom they have made fund investments. FW Capital has been an active investor in the secondary market since 2003, and targets investments up to $20 million in traditional secondary purchases. FW Capital is also an active investor in special situations such as fund recapitalizations, annex funds, bridge capital, end of fund-life solutions, manager lift-outs, and other nontraditional situations. The firm targets investments of $5 million to $20 million in these special situations. The firm has additional office in New Mexico.

303 Broadway, Suite 1200CincinnatiOH45202513-361-7600513-361-7605

(Columbus Office)The Huntington Center, Suite 249541 South High StreetColumbusOH43215614-222-6500614-222-6535(Cleveland Office)25800 Science Park Drive, Suite 100ClevelandOH44122216-378-2235513-357-4010Portfolio companies include:Advent Solarhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=6577731Bluefire Security Technologieshttp://www.bluefiresecurity.com/EMN8http://www.emn8.com/Transics BChttp://www.investinflanders.com/en/news_details/default.aspx?id=e3b7cb79-2714-4007-bc1c-f6601b5a5350&news=Carlyle+Group+buys+80%25+of+Transics&parent=af2ecb9b-ab1b-42d4-acd9-7e377bcd80b8Aspen Avionicshttp://www.aspenavionics.com/TOA Technologieshttp://toatech.com/TruTouch Technologieshttp://www.trutouchtechnologies.com/Lumidigmhttp://www.lumidigm.com/BlueArchttp://www.hds.com/bluearc/Comet Solutionshttp://cometsolutions.com/CH Mackhttp://chmack.com/Construction Software Technologieshttp://isqft.com/Novarrahttp://en.wikipedia.org/wiki/NovarraInvestment Team: Maribeth S. Rahe, President & CEOmaribeth.rahe@fortwashington.comNicholas P. Sargen, PhD, Chief Investment Officernick.sargen@fortwashington.comJeffrey D. Meek, Senior Finance OfficerJohn J. OConnor, Managing Director, Private Equity, Investment CommitteeSteven A. Baker, Managing Director, Private Equity, Investment Committeesteve.baker@fortwashington.comM. Robert Maeder, Senior Investment Manager, Private EquityJoseph B. Michael, Managing DirectorPaul D. Cohn, Vice President and Regional Director, Private Equitypaul.cohn@fortwashington.comJoseph A. Woods, Vice President, Head of Secondary InvestmentsMary Ann Griffin, Senior Investment Manager, Private EquityMeredith Trocchia, Private Equity CoordinatorOhio University Innovation Centerwww.ohio.edu/research/innovationITTInformation TechnologyLife Sciences & HealthcareSeedThe Innovation Center provides valuable business incubation resources to fuel the economy in Athens, Ohio and surrounding regions. Created in 1983, the Ohio University Innovation Center was the first university-based business incubator in the State of Ohio and just the 12th in the United States. The current 36,000 square foot facility, which opened in 2003, is now home to 16 prospering member companies. The University's Technology Transfer Office works with entrepreneurial and established businesses, and focuses on three broad strategic areas: World Health and Quality of Life- Discovery and development of new therapies, Electronic medical records, Disease management programs, New medical devices, Disease biomarkers, Osteopathic medicine, Improved healthcare delivery; Resource Sustainability- Renewable energy, Green technology, Fuel cells, Hydrogen fuels, Algae fuels and technology; and Societal, Cultural and Logistics- Flight and air technology, Transportation logistics, Software and game design, International politics, Government affairs.

Ohio University Business Incubator, Unit 7340 West State Street AthensOH45701740-593-1818

Tenant companies include:Austral Engineering & Softwarehttp://australengineering.com/Bio-Ag Solutionshttp://www.bioagsolutions.com/Environenergyhttp://www.environenergy.co.in/Interthyrhttp://interthyr.com/GotGame Mediahttp://www.hivelocitymedia.com/companies/Gotgame3_25_10.aspxAdena Ventureshttp://adenaventures.com/Athens Computers and Multimedia Enterpriseshttp://acmellc.com/Cement Marketinghttp://en.wikipedia.org/wiki/Concrete_MarketingCreMedia Productionshttp://cremediaproductions.com/Diagnostic Hybridshttp://www.dhiusa.com/E3 Clean Technologieshttp://e3cleantechnologies.com/ECO2Capturehttp://www.eco2capture.com/Athenian Venture Partnershttp://athenianvp.com/BCS Engineeringhttp://www.bcsengineering.com/Business Remixedhttp://businessremixed.com/Digital Edge Sportshttp://www.digitaledgesports.com/Ecolibrium Solarhttp://www.ecolibriumsolar.com/EZ Asphalt Technologieshttp://ezasphalttechnology.com/First Biotechhttp://www.firstbiotech.com/Flare Codehttp://www.flarecode.com/Frederick Limitedhttp://www.iedworldwide.com/frederick-limitedInitio Creativehttp://thepost.ohiou.edu/category/tags/initio-creativeKosadahttp://kosada.com/LiveWireshttp://www.mylivewires.com/MetalloPharmhttp://www.metallopharm.com/Mide Technologyhttp://www.mide.com/Molecular Technologyhttp://en.wikipedia.org/wiki/Molecular_nanotechnologyOnyx Scientifichttp://onyxscientificinc.com/Promiliad Biopharmahttp://www.promiliad.com/Reid Consulting Grouphttp://www.reidconsultinggroup.com/Split Pixel Studioshttp://www.splitpixelstudios.com/Investment Team: Jennifer Simon, Directorsimonj@ohio.eduBethany George, Executive-in-Residence, 740-593-1895georgeb@ohio.eduSusan Bauman, Administrative Associate, 740-593-1778bauman@ohio.eduJoe Jollick, BRDF Director, 740-597-9018jollick@ohio.eduRiverVest Venture Partnerswww.rivervest.comVCLife Sciences & HealthcareMedical DeviceEarlyExpansionFounded in September 2000, RiverVest Venture Partners has focused exclusively on innovations in life sciences. The firm has $188 million under management. The firm identifies, found, and actively incubate promising life sciences companies, particularly in the medical device and biopharmaceutical industries. RiverVest provides practical advice and strategic leadership to help entrepreneurs drive early-stage companies forward. RiverVest also invests in select later-stage life science companies to diversify risk and maximize portfolio returns. Since its inception, RiverVest has raised two investment funds with total committed capital of $164 million, and supported more than 20 innovated life science companies. The firm also maintains an office in St. Louis, MO.

11000 Cedar Avenue, Suite 100ClevelandOH44106-3052216-658-3982

(Missouri Office)7733 Forsyth Boulevard, Suite 1650St. LouisMO63105314-726-6700314-726-6715Portfolio companies include:Accumetricshttp://www.accumetrics.com/Cameron Healthhttp://www.cameronhealth.com/Centerre Healthcarehttp://www.centerrehc.com/Excaliard Pharmaceuticalshttp://excaliard.com/IDev Technologieshttp://www.idevmd.com/Kaperiohttp://investing.businessweek.com/research/stocks/private/board.asp?privcapId=100416594Lumena Pharmaceuticalshttp://www.lumenapharma.com/Luminous Medicalhttp://www.luminousmedical.com/Lutonixhttp://www.lutonix.com/MacroGenicshttp://www.macrogenics.com/Otonomyhttp://www.otonomy.com/Securus Medical Grouphttp://www.onemedplace.com/database/list/cid/14485/Tryton Medicalhttp://www.trytonmedical.com/Xofthttp://www.xoftinc.com/CGI Pharmaceuticalshttp://www.gilead.com/cgi.htmlCabrellis Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=27331676Calypso Medical Technologieshttp://calypsomedical.com/Conforma Therapeuticshttp://www.conformacorp.com/CyDexhttp://www.cydex.com/Kereoshttp://www.kereos.com/Mpex Pharmaceuticalshttp://www.rempexpharma.com/Salient Surgical Technologieshttp://www.salientsurgical.com/Investment Team:Jay W. Schmelter, Managing Director and Co-Founderjschmelter@rivervest.comThomas C. Melzer, Managing Director and Co-Foundertmelzer@rivervest.comJohn McKearn, Ph.D., Managing Directorjmckearn@rivervest.comKaren Spilizewski, Vice Presidentkspilizewski@rivervest.comNiall ODonnell, PhD., Principalnodonnell@rivervest.comTalisman Capital Partnerswww.talismancp.com PEInformation TechnologyLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialFinancial ServicesMiddle MarketTalisman is a private investment partnership located in Columbus, Ohio. The firm's partners all come from operating company backgrounds. Talisman partners with management in businesses that it understands and to which it can add value. The firm's objective is to be a valued partner to management teams that seek to build significant shareholder value. Talisman doesn't have artificial, finite holding periods for any investments that it makes. Instead, the firm is driven by what is best for the business from a strategic and a long-term value creation standpoint.

330 West Spring Street, Suite 400ColumbusOH43215614-857-5000

Portfolio companies include:Cardinal Healthhttp://www.cardinal.com/Patriot Bankhttp://patriot-bank.com/Sarnovahttp://sarnova.com/Turning Technologieshttp://www.turningtechnologies.com/Care Fusionhttp://www.carefusion.com/inVentiv Healthhttp://www.inventivhealth.com/Pennant Companieshttp://www.manta.com/c/mmf478t/pennant-companiesTerry's Tire Townhttp://www.manta.com/c/mm0lk0s/langley-park-used-tire-townInvestment Team:George Bennett, Executive Vice Presidentgbennett@talismancp.comBill DOnofrio, Vice Presidentbdonofrio@talismancp.comBrendan Ford, Partnerbford@talismancp.comBob Walter, Operating PartnerMatt Walter, Founder and Managing Partnermwalter@talismancp.comR. Blane Walter, PartnerMason Wellswww.masonwells.comPEManufacturing & IndustrialBusiness ServicesMiddle MarketMason Wells is a private equity investor in companies with revenues of $25 million to $300 million. Since 1982, the firm has invested in over 50 companies in three specific industry sectors: engineered products and services; outsourced business services; and specialty paper and packaging. Founded in 1982 as a subsidiary of Marshall & Ilsley Corporation, Mason Wells became an independent firm in 1998. The firm is currently investing through Mason Wells Buyout Fund III, a $525 million fund raised to make control-oriented buyout investments of middle market companies primarily located in the Midwestern United States. Mason Wells seeks profitable companies with minimum EBITDA of $5 million and has a geographic focus of the Midwestern United States.

411 E. Wisconsin Avenue, Suite 1280MilwaukeeWI53202414-727-6400414-727-6410

Portfolio companies include:Dedicated Computinghttp://www.dedicatedcomputing.com/Coating Excellencehttp://www.coatingexcellence.com/NGI Holdingshttp://www.chubbybrain.com/companies/ngi-holdingsGAMFG Precisionhttp://www.gamfg.com/Premixhttp://premix.com/Oilgear Companyhttp://www.oilgear.com/NEX Performance Filmshttp://www.nex-films.com/Oliver Products Companyhttp://www.oliverproducts.com/Paragon Development Systemshttp://www.pdspc.com/Paris Presentshttp://www.parispresents.com/Prime Distribution Serviceshttp://www.pdsindy.com/Eddy Packinghttp://www.eddypacking.com/Mullinix Packageshttp://www.mullinixpackages.com/Paconhttp://www.pacon.com/index.phpInvestment Team:John Byrnes, Executive Managing Directorjbyrnes@masonwells.comTom Smith, Senior Managing Directortsmith@masonwells.comAsim Khan, Directorwkrugler@masonwells.comGreg Myers, Managing Directorgmyers@masonwells.comKevin Kenealey, Managing Directorkkenealey@masonwells.comJames Domach, Chief Financial Officerjdomach@masonwells.comJay Radtke, Directorjradtke@masonwells.comBen Holbrook, Directorbholbrook@masonwells.comTrevor DSouza, Managing Directortdsouza@masonwells.comZiegler MedTech Equity Partners, LPwww.zmep.comVCLife Sciences & HealthcareMedical DeviceGrowthExpansionZiegler Meditech Equity Partners combines Ziegler's healthcare investment banking expertise with the mid- to late-stage medical device knowledge of Meditech Advisors. Ziegler Meditech Equity Partners, LP (ZMEP) is a limited partnership that was formed to acquire equity and equity-like interests in companies that develop, market and use medical devices and related products. ZMEP also seeks to invest in companies in the biomedical and pharmaceutical fields on a limited and opportunistic basis. ZMEP looks to invest in middle to late stage companies with strong management teams and unique, technology-driven products that address rapidly growing needs in identified medical device markets.

250 East Wisconsin Ave., Suite 2000MilwaukeeWI53202414-978-6508414-978-6549

Portfolio companies include:ONI Medical Systemshttp://onimri.com/MobileAccess Networkshttp://www.mobileaccess.com/GI Viewhttp://giview.com/Orthosensorhttp://www.orthosensor.com/Ovalumhttp://ovalum.com/MAKO Surgicalhttp://makosurgical.com/site/Aposensehttp://www.aposense.com/Investment Team:S. Morry Blumenfeld, 646-209-9899morry@meditechadvisors.comSamuel Cubac, 646-209-7863sam@meditechadvisors.comEitan Machover, 646-209-8475eitan@meditechadvisors.comDonald I. Grande, Chief Administrative Officer, 414-978-6400dgrande@meditechadvisors.comCharles OMeara, Senior Managing Director, 414-978-6407comeara@meditechadvisors.comMidwest Mezzanine Fundswww.midwestmezzanine.comPEManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantEducation & TrainingMiddle MarketFormed in 1992, Midwest Mezzanine has invested $450 million from five funds in 70 companies. The firm participates in buyouts, acquisition financing, recapitalizations, and growth capital investments. The typical investment size ranges from $5 million to $15 million, investing in companies with EBITDA of at least $3 million per year in the United States and Canada. Midwest Mezzanine targets manufacturers, value-added distributors and service providers. Representative end-markets include consumer products, commercial products, industrial services, business services, industrial products, food products, environmental, and for-profit post-secondary education. The firm has an additional office in Illinois.

250 Monroe NW, Suite 400 Grand RapidsMI49503616-717-5629616-717-5701

Portfolio companies include:All Island Mediahttp://www.lipennysaver.com/about/Zoom Eyeworkshttp://www.zoomeyeworks.com/Sentient Medical Systemshttp://sentientmedical.com/B&M Racinghttp://www.bmracing.com/bmracing/default.htmlFab-Techhttp://www.fabtechmotorsports.com/Juice Tymehttp://www.juicetyme.com/Microdynamics Grouphttp://www.microdg.com/Potter Electrichttp://www.pottersignal.com/Capsa Solutionshttp://www.capsasolutions.com/Datamarkhttp://www.datamark.com/EB Brandshttp://www.ebbrands.com/Eliasonhttp://www.eliasoncorp.com/Fiber Compositeshttp://www.fiberondecking.com/Gemstone Musical Instrumentshttp://www.gemstonemusical.com/Hugheshttp://www.haifire.com/Hunter's Specialtieshttp://hunterspec.com/Kadel's Auto Bodyhttp://kadels.com/Lipinski Serviceshttp://www.lipinskisnowremoval.com/Pamco Labelhttp://www.pamcolabel.com/RapcoHorizon Companyhttp://www.rapcohorizon.com/Sunrise Windowshttp://sunrisewindows.com/Thrift Bookshttp://www.thriftbooks.com/Touchpont Print Solutionshttp://www.touchpointps.com/TS3 Technologyhttp://ts3technology.com/Universal Trailerhttp://www.universaltrailer.com/Vista International Packaginghttp://www.vistapackaging.com/Ward Adhesiveshttp://www.ward-adhesives.com/Water Providershttp://www.water-guide.org.uk/companies.htmlLeadingResponsehttp://leadingresponse.com/Allied 100http://www.aedsuperstore.com/Apex Microtechnologyhttp://www.capsasolutions.com/Evriholderhttp://www.evriholder.com/Jan-Prohttp://jan-pro.com/Investment Team:Dave Gezon, Senior Managing Directordgezon@mmfcapital.comAllan Kayler, Senior Managing Directorakayler@mmfcapital.comMike Foster, Senior Managing Directormfoster@mmfcapital.comPaul Kreie, Managing Directorpkreie@mmfcapital.comAna M. Winters, Principalawinters@mmfcapital.comKristin K. Lee, Principalklee@mmfcapital.comSt. Louis Arch Angelswww.stlouisarchangels.comAInformation TechnologyLife Sciences & HealthcareMedical DeviceSeedEarlyThe mission of the St. Louis Arch Angels, started in 2005, is to provide opportunities for its members to obtain outstanding financial returns by investing in early-stage companies with high growth potential in the St. Louis region and accelerate them to market leadership. The Network was organized by the St. Louis Regional Chamber and Growth Association and the Nidus Center for Scientific Enterprise. Arch Angel members provide seed and early-stage capital in the range of $250K-$1M. Members do not invest in a pooled fund, but rather commit to invest a minimum of $50,000 a year directly in a startup in partnership with other members of the network. Members generally invest under the same terms and conditions.

c/o InvestMidwest1 Metropolitan Sq., #1300St. LouisMO63102314-444-1151

Portfolio companies include:U.S. Spinehttp://spinalusa.com/Somarkhttp://www.somarkinnovations.com/Sequoiahttp://www.nps.gov/seki/index.htmAkerminhttp://akermin.com/Appistryhttp://www.appistry.com/aisle411http://aisle411.com/CardiaLenhttp://cardialen.com/Clearenthttp://www.clearent.com/Cognohttp://www.cogno.com/Divergencehttp://en.wikipedia.org/wiki/DivergenceEdunn Biotechnologyhttp://edunn.com/EndoStimhttp://www.endostim.com/Galera Therapeuticshttp://galeratx.com/Global Velocityhttp://globalvelocity.com/IVDiagnosticshttp://ivdiagnostics.com/Bonfyrehttp://bonfyregrille.net/Eucliseshttp://en.wikipedia.org/wiki/EuclidLockerDomehttp://lockerdome.com/Capital Innovatorshttp://capitalinnovators.com/Katalyst Surgicalhttp://www.katalystsurgical.com/LangLearnerhttp://www.langlearner.com/Lori Coulterhttp://www.loricoulter.com/Media Convergence Grouphttp://mediaconvergencegroup.com/Investment Team:Christine Walsh, Administratorcwalsh@stlrcga.orgGilbert Bickel, ChairmanRobert Calcaterra, PresidentThomas M. Walsh, SecretaryWilliam Rusnack, TreasurerMorgenthaler Ventureswww.morgenthaler.comVCPEInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialTransportation & DistributionDefense & Homeland SecurityEarlyGrowthExpansionMiddle MarketMorgenthaler is a leading venture capital and buyout firm that has worked with entrepreneurs to build companies for more than 40 years. Today, the firm has approximately $3.0 billion under management. The Venture group focuses on Information Technology and Life Sciences and is currently investing out of its ninth fund, raised in November 2008 and capitalized at $400 million. The firm's interest in information technology can be broken down into three areas: Internet Services, Enterprise Services and Mobile Platform Services. The firm expects to invest between $5 and $15 million total in each company over several rounds. Initial investments can be as small as $500 thousand. Of recent investments, 80% have been in Series A, but Morgenthaler is open to later stage opportunities. For Life Sciences, the firm invests in a broad spectrum of life science companies, particularly those in the fields of: Therapeutic Biopharmaceuticals and Medical Devices. Morgenthaler expects to invest between $12 and $20 million total in a biotech company over several rounds; and between $10 and $12 million for a device company. The majority of the firm's investments have been in Series A, but it is open to later stage opportunities. Morgenthaler Private Equity invests in traditional management buyouts and leveraged recapitalizations, industry build-ups and growth equity investments in the lower middle market. The firm is focused specifically on industry-leading companies with transaction values from $25 to $150 million and with EBITDA of $5 to $20 million. Morgenthaler is most active in two sectors: high-value manufacturing and outsourced business services. The firm invests in profitable, stand-alone companies, as well as divisions or subsidiaries of larger corporations.

Terminal Tower50 Public Square, Suite 2700ClevelandOH44113216-416-7500216-416-7501

Portfolio companies include:Adara Mediahttp://www.adaramedia.com/MuleSofthttp://www.mulesoft.com/NeuroControlhttp://neurocontrol.com/Ardianhttp://ardian.com/NexTag.comhttp://www.nextag.com/CLK Design Automationhttp://www.clkda.com/company/careers/JasperSofthttp://www.jaspersoft.com/Promedior Pharmaceuticalshttp://www.promedior.com/Replidynehttp://www.replidyne.com/Amatihttp://en.wikipedia.org/wiki/AmatiNextelhttp://www.sprint.com/index_n.html?brand=NextelNexTag.comhttp://www.nextag.com/QuickLogichttp://www.quicklogic.com/Rhythm NewMediahttp://rhythmnewmedia.com/NBXhttp://www.nbx.com/Apple Computerhttp://www.apple.com/New Focushttp://search.newport.com/?i/1/q1/products/q2/New+Focus+Products/x1/pageType/x2/product_brand/nav/1/view/brandNexis Visionhttp://www.nexusvisiongroup.com/Arbor Health Carehttp://www.arborhealth.com/Nominumhttp://www.nominum.com/Ardianhttp://www.medtronicrdn.com/ArisDynehttp://arisdyne.com/Nuancehttp://www.nuance.com/Athena Neuroscienceshttp://www.athenadiagnostics.com/content/about/OncoMedhttp://www.oncomed.com/OneChip Photonicshttp://www.onechipphotonics.com/Avidiahttp://www.avidiabank.com/OptiScanhttp://www.optiscan.com/Big Switch Networkshttp://www.bigswitch.com/Orbhttp://www.orb.com/BilltoMobilehttps://www.billtomobile.com/BlueArchttp://www.hds.com/bluearc/BlueGill Technologieshttp://www.bluegill.co/Pageoncehttps://www.pageonce.com/Paratek Microwavehttp://www.paratek.com/Brion Technologieshttp://www.brion.com/PeopleMatterhttp://peoplematter.com/CLK Design Automationhttp://www.clkda.com/Perclosehttp://www.abbottvascular.com/us/perclose-proglide.htmlPractice Fusionhttp://www.practicefusion.com/Cardiomindhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=20904343Premisyshttp://www.identicard.com/products/premisys.htmCareMedichttp://www.caremedic.com/Principiahttp://www.principia.edu/Venture Investment Team: Bob Pavey, Partnerbpavey@morgenthaler.comGary Little, Partnerglittle@morgenthaler.comGary Morgenthaler, Partnergmorgenthaler@morgenthaler.comRebecca Lynn, Partnerkfinnegan@morgenthaler.comRobin Bellas, Partnerrbellas@morgenthaler.comHank Plain, Partnerhplain@morgenthaler.comJim Broderick, M.D., Partnerjimb@morgenthaler.comRalph E. (Chris) Christoffersen, Ph.D, Partnerrchris@morgenthaler.comBuyout Investment Team: Barbara Neifach, Director of Operationsbneifach@morgenthaler.comPeter Taft, Partnerptaft@morgenthaler.comKaren Tuleta, Partnerktuleta@morgenthaler.comJoe Machado, Partnerjmachado@morgenthaler.comMatt Yohe, Vice Presidentmyohe@morgenthaler.comEric Zagorsky, Vice Presidentezagorsky@morgenthaler.comACIN Camden Center for Entrepreneurship in Technologywww.acincenter.orgIInformation TechnologyCommunications & NetworkingDefense & Homeland SecuritySeedEarlyCreated in 2001, the ACIN Camden Technology Center is America's first business accelerator dedicated to serving the needs of the Department of Defense. The program was designed to assist small companies in exploiting opportunities within the military by delivering products and services based on emerging technologies that meet an immediate need. The Center is part of a $50 million contract by the U.S. Army with Drexel University and Sarnoff Corporation. The ACIN Center occupies the entire 3rd floor, nearly 20,000 square feet, in the new EDA Waterfront Technology Center at Camden, providing a state-of-the-art flexible and modular office environment and a shared IT laboratory space. Prospective companies must offer products or services leverage-able for military or homeland defense applications and be in the areas of: telecommunications, wireless and mobile data applications; information assurance and network integrity; intelligent systems; C4ISR technologies; location awareness; network security, authentication and identification; wireless security; self-organizing networks; signal intelligence; knowledge management; sensors and surveillance; modeling and simulation; interoperability; data mining; and visualization.

Waterfront Technology Center200 Federal Street, Suite 300 CamdenNJ08103856-614-5415856-614-5489

Tenant companies include:Smarter Agenthttp://www.smarteragent.com/Channel Logisticshttp://www.channellogistics.com/Datatek Applicationshttp://datatekcorp.com/Qcomhttp://finance.yahoo.com/q?s=QCOMSightlogixhttp://www.sightlogix.com/FIBERTEKhttp://www.fibertek.com/Synthosyshttp://www.synthosys.com/Venntronixhttp://venntronix.com/21 CompuTechhttp://21computech.com/Argon SThttp://www.argonst.com/Drakontashttp://drakontas.com/GGGIThttp://www.linkedin.com/company/gggit-global-governance-grid-infrastructure-technologiesNavmar Applied Scienceshttp://www.nasc.com/proServiceshttp://proservicescorp.com/RFID TagSourcehttp://www.rfidtagsource.com/Sabre Systemshttp://www.sabresystems.com/Management Team:Deborah Crawford Ph.D., Vice Provost for ResearchElizabeth Manning, Operations Administratorbmanning@acincenter.orgGaurav Naik, Technology ConsultantAlliance Mezzanine Investors, LPwww.mezcap.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketAlliance Mezzanine Investors, LP (AMI) provides mezzanine capital to successful small and mid-sized businesses located principally in New Jersey, Pennsylvania, New York and Connecticut. Mezzanine capital typically consists of subordinated debt with detachable warrants that represent a minority interest in the borrower. AMI also will selectively consider transactions from companies located in the Mid-Atlantic and Northeast regions. AMI focuses on companies engaged in the manufacturing, service or distribution industries. AMI is unable to lend to companies in the real estate development, construction, gambling, natural resources, biotechnology or insurance industries. The fund does not invest in start-up or turnaround situations. Alliance targets companies with sales between $5 - $50 million. AMI doesn't invest more than $3M in single investments and most investments range from $1.5M to $2.5M. AMI seeks companies with EBITDA in excess of 10% of Sales.

96 Pompton AvenueVeronaNJ07044973-239-8900 973-239-8909

Portfolio companies include:Environmental Dynamics Grouphttp://www.dynamicaqs.com/air-cleaners/C & S Consolidatedhttp://investing.businessweek.com/research/stocks/private/people.asp?privcapId=2043248Showtime Enterpriseshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4371291FMBhttps://fmb.com/Entertainment Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=912387Metropolitanhttp://www.metmuseum.org/MCMChttp://www.mcmc.net/Meridian Printinghttp://www.meridianprinting.com/Filmpack Plastichttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=24222934Pratt-Readhttp://prattread.com/Swiss Farm Storeshttp://swissfarms.com/MTI Precision Productshttp://mti-dental.com/Telcar Grouphttp://thetelcargroup.com/Enefco Internationalhttp://www.enefco.com/Investment Team:Bob Eberhardt, Partnerbob@mezcap.comDoug Smith, Partnerdoug@mezcap.comMaria Vullo, Managermaria@mezcap.comAnthos Capitalwww.anthoscapital.comPEInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaLife Sciences & HealthcareMedical DeviceConsumer ProductsMiddle MarketAnthos Capital is a private investment management firm with offices in Menlo Park, California and Morristown, New Jersey. Anthos' investment objective is to achieve superior risk-adjusted rates of return by pursuing multiple investment strategies on an opportunistic basis and having flexible investment parameters including Private Direct Investments and Public Investments. The firm invests in companies that are growing and profitable at the time of investment. Anthos invests in growth companies in consumer-related product and services businesses, including financial services, healthcare, internet and information services, new media and other growth industries. The firm invests in the following situations: growth initiatives such as geographic expansion, launching new products or services, strategic acquisitions that enhance the core business, and capital to provide existing owners with funds for net worth diversification and liquidity purposes.

310 South StreetMorristownNJ07960973- 656-1818973-656-1880

Portfolio companies include:Machine Zonehttp://www.machinezone.com/Trunk Clubhttps://www.trunkclub.com/Investment Team:Gavyn Davies, Founding PartnerThomas Healey, Founding PartnerEff Martin, Founding PartnerPaul Farr, Managing PartnerBryan Kelly, Managing PartnerTimothy Corriero, PartnerJohn Hagerty, PartnerChris Jacobson, AssociateChip Adams, Special Limited PartnerHoward Behar, Special Limited PartnerWallace Hawley, Special Limited PartnerBaseCamp Ventureswww.basecampventures.comVCInformation TechnologySoftware & InternetBusiness ServicesEarlyGrowthBaseCamp Ventures invests in early to middle stage businesses in information technology, software development, and business process automation in the Fortune 500 space on the East Coast. The mission is to create and grow successful technology companies while having fun and contributing to their families and communities along the way. BaseCamp Ventures targets companies with solid management teams, a potential to fill substantial market needs (projected revenue of at least $50M in 5 years), and a broad technology base. The typical investment size is $500,000, and the firm will take the lead on investments of $2-5 million. BaseCamp focuses on companies with 4-6 full time employees with experience in the target market; headquarters located in the Mid-Atlantic region of the United States; and at least one customer. BaseCamp Ventures is currently closed to new investment opportunities.

One Executive Drive, Suite 8MoorestownNJ08057856-813-1100856-813-1148

Portfolio companies include:InsureHiTech.comhttp://www.manta.com/c/mmdg5zl/insurehitechDigitalHire.comhttp://digitalfire.com/Forterahttp://www.tirerack.com/tires/tires.jsp?tireMake=Goodyear&tireModel=Fortera+SilentArmorNavTrakhttp://www.navtrakgps.com/Verilaw Technologieshttp://www.lexisnexis.com/fileandserve/verilaw.aspExpertPlanhttps://www.expertplan.com/login1a.jspeSchoolMall.comhttp://www.esmsolutions.com/Overturehttp://en.wikipedia.org/wiki/OvertureIonfield Systemshttp://www.ionfieldsystems.com/Coredialhttp://coredial.com/ESM Solutionshttp://www.esmsolutions.com/Investment Team:Tom Drury, Principaltdrury@basecampventures.comMel Baiada, Principalmel@basecampventures.comBattelle Ventureswww.battelleventures.comVCEnergy & Clean TechLife Sciences & HealthcareDefense & Homeland SecuritySeedEarlyGrowthExpansionBattelle Ventures, LP, and its affiliate fund, Innovation Valley Partners (IVP), have a combined $255 million under management to create and accelerate the development of early-stage technology companies with breakthrough solutions to key market problems. The funds enjoy close relationships with the technology transfer offices of the National Laboratories that Battelle Memorial Institute (Battelle) manages or co-manages for the U.S. Department of Energy. They also have established similar associations with a number of university tech transfer and commercialization departments. Battelle is the $220 million, Princeton, N.J.-based Battelle Ventures fund's sole limited partner and Eastern Tennessee business leaders back the $35 million, Knoxville, Tenn.-based IVP fund. Battelle Ventures' general partners also are general partners of IVP. The two funds, which invest side by side in all deals, actively seek to invest in the following three key areas: Health & Life Sciences, Energy & Environment, and Security.

100 Princeton South Corporate Center, Suite 150EwingNJ08628609-921-1456609-921-8703

Portfolio companies include:Ampulsehttp://ampulse.com/Sypherlinkhttp://www.sypherlink.com/SafeViewhttp://www.safeview.com/Rajanthttp://www.rajant.com/360iphttp://360ip.com/Aldishttp://aldi.us/BioNano Genomicshttp://www.bionanogenomics.com/BioVigilanthttp://www.biovigilant.com/Hepregenhttp://hepregen.com/Hi-G-Tekhttp://www.higtek.com/Micro Interventional Deviceshttp://www.microinterventional.com/NellOnehttp://nell-one.com/Nisticahttp://www.nistica.com/NuPathehttp://www.nupathe.com/360iphttp://360ip.com/Panomicshttp://www.panomics.com/Proterrohttp://proterro.com/RemoteRealityhttp://www.remotereality.com/SmartSynchhttps://www.itron.com/na/solutions/Pages/Smart%20Grid%20Cellular.aspxInvestment Team:Mort Collins, General PartnerKef Kasdin, General Partnerkef@battelleventures.comTracy S. Warren, General Partnertracy@battelleventures.comRalph E. Taylor-Smith, General Partnerralph@battelleventures.comTammi Jantzen, CPA, CFOtammi@battelleventures.comBirnberg Groupwww.BirnbergGroup.comVCPEInformation TechnologyManufacturing & IndustrialBusiness ServicesEarlyGrowthMiddle MarketThe Birnberg Group is a diversified consulting and investment firm. Collectively, principals Jeffrey Birnberg and Jack Birnberg have forty years of experience dealing with companies experiencing financial and operating difficulties. One of the firm's divisions is Redstone Business Lenders, LLC (formerly Tappan Zee Capital Corp.), a licensed Small Business Investment Company that specializes in venture capital and secured lending to small and middle market businesses. The portfolio consists of loans ranging in size from $100,000 to $3,000,000 with total aggregate transaction value in excess of $100,000,000. Redstone can provide equity capital from $100,000 to $1,500,000. Redstone is the 9th oldest SBIC and has been operating for over 47 years.

25 Whitney RoadMahwahNJ07430201-560-1180201-560-1158

Portfolio companies include:Flow Searchhttp://flow.searchpw.com/Investment Team:Jack Birnberg, Chairman of the BoardJeffrey Birnberg, PresidentJeff@BirnbergGroup.comWilliam B. Van Benthuysen, Advisory Board ChairmanRobert Laino, TreasurerPatricia Rivera, ControllerMichael Birnberg, Counsel & DirectorBlack Opal Equitywww.blackopalequity.comPECommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareBusiness ServicesTransportation & DistributionMiddle MarketBlack Opal Equity (BOE) is a private investment firm that specializes in the acquisition and management of private middle-market businesses based in the United States. The firm looks to acquire well-established companies with strong potential for organic growth, typically with annual EBITDA of between $2.5 million and $20 million. BOE's strategy is to make controlling investments in private companies and to assume an active, day-to-day operational role. BOE targets companies with EBITDA of $2.5 million - $20 million, EBITDA margins at least 15%, and three or more years of profitable operations and positive cash flows. BOE focuses on industries which service or partner with the infrastructure, essential service or government sectors including: Utility services and retail marketers; Green energy and traditional energy services; Road services; Rail services; Airport concessionaires and service providers; Ports and waterway services; Logistics services; Communication infrastructure services; Medical, hospital and emergency services; Waste management services; and Government services. BOE does not invest in: Turnarounds, bankruptcies or start-ups. The firm's main office is in Nevada.

25 West 45th Street, Suite 406New YorkNY10036646-825-6008

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Matthew Day, Managing Partnermatthew.day@blackopalequity.comLauren Leonforte, Associatelauren.leonforte@blackopalequity.comTimothy Krebs, Associate & Engineer in Residencetimothy.krebs@blackopalequity.comElvis Plokhooy, Senior Vice-Presidentelvis.plokhooy@blackopalequity.comAbell Venture Fundwww.abell.orgVCEnergy & Clean TechLife Sciences & HealthcareEducation & TrainingReal EstateEarlyFounded a half century ago, the Abell Foundation awards dollars to various programs, including its own venture investments. Among the Foundation's investments are positions in companies that create jobs in Baltimore and promote various social objectives. The Foundation has seven broad program areas of interest: community development; workforce development; education; health and human services; conservation and environment; and arts and culture. In 2011, the Abell Foundation awarded over $14 million in grants ranging from $400 to $500,000.

111 South Calvert Street, Suite 2300 BaltimoreMD21202-6174410-547-1300 410-539-6579

Portfolio companies include:CeraTechhttp://www.ceratechinc.com/PAICEhttp://www.paice.net/OTEC Internationalhttp://otecinternationalllc.com/ThermoChem Recoveryhttp://tri-inc.net/BioMarker Strategieshttp://www.biomarkerstrategies.com/Pixelligent Technologieshttp://pixelligent.com/Lawrenceville Plasma Physicshttp://www.lawrencevilleplasmaphysics.com/ThermoChem Recovery Internationalhttp://tri-inc.net/Botanical Skin Workshttp://www.abesmarket.com/store/botanicalworksBaltimore BioWorkshttp://www.bioworks.net/Investment Team:Robert C. Embry, Presidentembry@abell.orgABS Capital Partnerswww.abscapital.comVCPEInformation TechnologyMedia & Digital MediaLife Sciences & HealthcareBusiness ServicesEducation & TrainingGrowthExpansionMiddle MarketABS Capital Partners is a private equity firm that was founded in 1990 to invest in mid- to later-stage growth companies. The firm's investment strategy focuses on companies in the health care, technology, business services and media & communications sectors. ABS has $2.5 billion under management and ten investing partners within offices in Baltimore, San Francisco and Boston. ABS typically invests $10 to $30 million in growth companies with substantial revenues, near-term profitability, solid customer bases and highly differentiated products or services in their focus industries. ABS provides a range of investment structures, including expansion financings, management buyouts and recapitalizations. The firm has invested in over 60 portfolio companies. ABS typically makes investments in U.S. based businesses. ABS has raised over $2 billion since inception, including the $420 million in ABS Capital Partners VI.

400 East Pratt Street, Suite 910BaltimoreMD21202-3127410-246-5600 410-246-5606

Portfolio companies include:Aptegrityhttp://www.jobsite.co.uk/corpages/aptegrity/Commerce5https://cm.commerce5.com/Cyveillancehttp://www.cyveillance.com/Workscapehttp://www.workscape.com/Brown Advisoryhttp://brownadvisory.com/ISO Grouphttp://www.iso-group.com/Rosetta Stonehttp://www.rosettastone.com/Whitney Internationalhttp://www.whitneyintl.com/en/home.aspxeFashion Solutionshttp://www.efashionsolutions.com/Modular Spacehttp://modularspacesystems.com/Skinithttp://www.skinit.com/FolioDynamixhttp://www.foliodynamix.com/Payformancehttp://www.payformance.com/Teachscapehttp://www.teachscape.com/Athletes' Performancehttp://www.athletesperformance.com/PaySpanhttps://www.payspanhealth.com/Pathologyhttp://en.wikipedia.org/wiki/PathologyAvalere Healthhttp://www.avalerehealth.net/Ignite Media Solutionshttp://www.ignitemedia.com/index2.htmlINVISIONhttp://www.invisionautomotive.com/TechMediaNetworkhttp://www.techmedianetwork.com/Zoom Media Grouphttp://www.zoommedia.com/Tarpon Towershttp://tarpontowers.com/Alarm.comhttp://www.alarm.com/RedZone Roboticshttp://www.redzone.com/Syncapsehttp://www.syncapse.com/Investment Team:Mark S. Anderson, General Partnermanderson@abscapital.comRobyn Lehman, Financial Principalrlehman@abscapital.comDeric Emry, General Partnerdemry@abscapital.comBobby Goswami, General Partnerbgoswami@abscapital.comStephanie Carter, Marketing and Communications Partnerscarter@abscapital.comJames E. Stevenson, Jr., Chief Financial Officerjstevenson@abscapital.comJohn D. Stobo, Jr., Managing General Partnerjstobo@abscapital.comRalph Terkowitz, General Partnerrterkowitz@abscapital.comTim Weglicki, Founding Partnertweglicki@abscapital.comCalbraith R. Wheaton, General Partnercwheaton@abscapital.comLaura L. Witt, General Partnerlwitt@abscapital.comDon Hebb, Chairman & Founding Partnerdhebb@abscapital.comPaul Mariani, General Partnerpmariani@abscapital.comPhil Clough, Managing General Partnerpclough@abscapital.comAcorn, LLCwww.acornllc.comFIInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareSeedEarlyAcorn is a private equity investment company, providing angel financing to start up companies in the technology and bioscience industries. Since its establishment in 1996 and its incorporation in 1999, it has provided hands on investing to over 10 start-ups, primarily in the Washington DC and Atlanta metropolitan areas. It is also an investment partner in Blue Water Capital Venture Fund II, a growth stage private equity fund for infotech companies, and in the Maryland Angels Council, an organized group of angel investors providing financing and mentoring for technology and bioscience companies in the Mid-Atlantic Area. Acorn is the private equity investment vehicle for the Oakes Family, located in the Washington DC and Atlanta, Georgia areas. The principals are William Oakes Jr., William Oakes III, and Patricia Oakes Poulos. Acorn focuses on technology based products or services in Telecom, Software, IT, Internet, and E-Business; and in Bioscience based products or services such as Biotech, Pharmacia, Health Care, and Bioinformatics.

12 Gate Post Ct.PotomacMD20854-1735301-526-0172

Portfolio companies include:Buildtopiahttp://www.buildtopia.com/Optiviewhttp://optiviewusa.com/Sthenohttp://en.wikipedia.org/wiki/SthenoToscahttp://en.wikipedia.org/wiki/ToscaInfoEtherhttp://infoether.com/Max Pitch Mediahttp://www.spoke.com/info/pnTKNd/MaxPitchNeurostar Solutionshttp://neurostarsolutions.com/VideoNEXT Soultionshttp://www.videonext.com/Universal Implant Systemshttp://www.zapconnect.com/companies/index.cfm/fuseaction/companies_detail/eregnum/1122904.htmlMaryland Angels Councilhttp://www.angel-investor-network.com/Maryland-Angels-Council.htmlMidtown Bank and Trusthttp://www.midtownbank.biz/Investment Team: William Oakes Jr., Managing Directorwroakes@acornllc.netWilliam Oakes III, Directorbill.oakes@acornllc.netPatricia Poulos Oakes, Directorpatricia@acornllc.netAnthem Capital Managementwww.anthemcapital.com VCInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareMedical DeviceEarlyGrowthExpansionAnthem invests exclusively in the Mid-Atlantic and seeks opportunities in IT/telecom and healthcare/life sciences industries including enterprise software or network management software companies. Medical investments tend to fall into three categories: medical devices, biotechnology or healthcare. Anthem seeks to invest between $2 million and $5 million in a company from the first private equity round through exit. Anthem invests in early to expansion stage opportunities. Anthem's initial investment is usually made in the Series A or Series B institutional venture capital round. Typically, the firm's initial investment ranges from $1 million to $2 million.

1448 South Rolling Road, Suite 200BaltimoreMD21227410-625-1510 410-625-1735

Portfolio companies include:Systech Internationalhttp://www.systech-tips.com/Corridorhttp://www.merriam-webster.com/dictionary/corridorEcho360http://echo360.com/Grab Networkshttp://www.grabnetworks.com/Sensors for Medicine and Sciencehttp://en.wikipedia.org/wiki/SensorTriumfanthttp://www.triumfant.com/default.aspGlycoMimeticshttp://glycomimetics.com/Investment Team:Bill Gust, Partner, Baltimore, 410-625-1510 x120wgust@anthemcapital.comXander Perry, Partner, Baltimore, 410-625-1510 x110xperry@anthemcapital.comGerry Schaafsma, Partner (Philadelphia)gschaasfma@anthemcapital.comEd Spiva, Partner, Baltimore, 304-594-0691espiva@anthemcapital.comArborview Capitalwww.arborviewcapital.comVCEnergy & Clean TechGrowthExpansionArborview Capital was formed in 2008 to invest in established, rapidly growing energy efficiency and clean energy businesses in North America. Over the past 15 years, Arborview Capital's two founders have successfully managed nearly $500 million of invested capital spanning four private investment firms, over multiple economic cycles, and have completed more than 20 transactions. Arborview seeks to invest in companies which: address a large market opportunity within one of three Industry Sectors: Energy Efficiency, Resource Efficiency, and Renewable Energy; targeting companies that have $5 - $30 million in revenue with significant market presence and customer relationships.

5425 Wisconsin Ave., Suite 704Chevy ChaseMD20815301-215-8320301-215-8326

Portfolio companies include:Lighting Retrofit Internationalhttp://www.lr-inc.com/lighting-retrofit-incorporated/index.htmlParagon Airheater Technologieshttp://paragonairheater.com/Drexel Metalshttp://www.drexmet.com/LRI Energy Solutionshttp://www.lr-inc.com/lighting-retrofit-incorporated/index.htmlInvestment Team:Karl Khoury, Co-Founder and Partnerkarl.khoury@arborviewcapital.comJoseph Lipscomb, Co-Founder and Partnerjoe.lipscomb@arborviewcapital.comRona Kennedy, Chief Financial Officerrona.kennedy@arborviewcapital.comRoger S. Ballentine, Venture Partnerroger.ballentine@arborviewcapital.comRaymond Fan, Vice Presidentraymond.fan@arborviewcapital.comJesse S. Sanders, Vice Presidentjesse.sanders@arborviewcapital.comIncubators at BCC (Burlington County College)http://incubators.bcc.edu/pages/1.aspIInformation TechnologySoftware & InternetSeedEarlyThe Incubators at Burlington County College (BCC), located on the Mount Laurel Campus, provide an entrepreneurial environment focused on growing the success of new businesses. Each company can tap into a network of business resources including: legal, venture capital, governmental, scientific, licensing, patent, grant funding, marketing, and e-commerce resources. The Incubator has been fully occupied since it opened its doors in 1998. On average, the 20,000 square-foot High Technology Small Business Incubator hosts approximately 32 companies and 9 virtual tenants. The Incubator building was funded by a unique economic adjustment assistance grant from the U.S. Department of Commerce's Economic Development Administration, and also receives support from the New Jersey Commission on Science and Technology. In addition to the High Technology Small Business Incubator, BBC also maintains a 12,000 square-foot Life Science Incubator.

100 Technology WayMount LaurelNJ08054856-222-9311

Tenant companies include:Ascriba Publishinghttp://www.ascribapublishing.com/Core Tech Solutionshttp://core-techs.com/GoldTier Technologieshttp://www.goldtier.com/Meta Sensehttp://metasenseusa.com/American CryoStemhttp://www.americancryostem.com/Apex Medical Systemshttp://www.apexsystems.in/AV SQUAREhttp://avsquarechem.com/Lipogenhttp://www.lipogen.co.il/NERDS-R-UShttp://nerdsrus.com/PTC Organicshttp://www.ptcorganics.com/TechSoft Medical Systemshttp://www.mdrhythm.com/77WE.comhttp://77we.com/Management Team:Frank Keith, Mott Foundation Coordinatorfskeith@bcc.eduIsabel Thompson, Incubator Coordinatorithompso@bcc.eduCardinal Partnerswww.cardinalpartners.comVCLife Sciences & HealthcareMedical DeviceEarlyFounded in 1996, Cardinal Partners is a leading early-stage venture capital firm that seeks investment opportunities across the healthcare sector, including healthcare IT, medical devices, and life sciences. Cardinal's limited partners include university endowments, foundations, pension funds, banks and insurance companies. The firm currently has a total of $400 million under management. Cardinal Partners is based in Princeton, New Jersey and also has offices in Laguna Niguel, California and Wayne, Pennsylvania. Together, the Cardinal Partners team has invested in over one hundred growth companies. Cardinal invests between $6-$12 million per company. Since 1997, companies funded by Cardinal have a cumulative market valuation exceeding $6 billion.

230 Nassau St.PrincetonNJ08542609-924-6452 609-683-0174

Portfolio companies include:Alnylamhttp://www.alnylam.com/Cubist Pharmaceuticalshttp://www.cubist.com/Rib-Xhttp://www.rib-x.com/Momenta Pharmaceuticalshttp://ir.momentapharma.com/aTyr Pharmahttp://www.atyrpharma.com/AxoGenhttp://www.axogeninc.com/Verastemhttp://www.verastem.com/FluidNethttp://www.fluidnet.net/Bioconnect Systemshttp://www.bioconnectsystems.com/Replication Medicalhttp://www.replicationmedical.com/AccentCarehttp://www.accentcare.com/personal_care_services.aspxAllianceCarehttp://alliancecare.com/Awarepointhttp://www.awarepoint.com/CodeRytehttp://www.coderyte.com/Abide Therapeuticshttp://abidetx.com/Sirtris Pharmaceuticalshttp://sirtrispharma.com/Intellicarehttp://www.intellicare.com.ph/Life Imagehttp://www.lifeimage.com/Medley Healthhttp://www.medleyhealth.com/NexCurahttp://nexcura.com/TechRxhttp://www.techrx.net/TelaDochttp://www.teladoc.com/Visicuhttp://www.healthcare.philips.com/main/products/patient_monitoring/products/eicu/Vitalshttp://www.vitals.com/Investment Team:John K. Clarke, Managing Partnerjohnclarke@cardinalpartners.comBrandon H. Hull, Partnerbrandon@cardinalpartners.comJohn J. Park, Partner, CFOjohnpark@cardinalpartners.comCharles G. Hadley, Partnerchuck@cardinalpartners.comThomas G. McKinley, Partnertom@cardinalpartners.comCare Capital, LLCwww.carecapital.comVCPEInformation TechnologyLife Sciences & HealthcareExpansionMiddle MarketCare Capital invests in life science companies with a particular focus on: pharmaceuticals, biotechnology, emerging science, and information technology and service companies serving the life science industry. The firm is currently investing from its third fund and manages approximately $500 million. Care provides growth capital, making investments of between $5 and $20 million in later stage private and public companies. Care Capital also considers acquisitions of private, corporate-owned or public companies. The firm is also interested in assisting corporate partners who may wish to acquire or divest businesses to accomplish financial reporting, capital allocation or other objectives.

47 Hulfish St., Suite 310PrincetonNJ08542609-683-8300609-683-5787

Portfolio companies include:Anadys Pharmaceuticalshttp://www.anadyspharma.com/Archemixhttp://www.archemix.com/website/about.phpD-Pharmhttp://www.dpharm.com/Dynavaxhttp://www.dynavax.com/Tercicahttp://www.tercica.com/Acura Pharmaceuticalshttp://acurapharm.com/Agile Therapeuticshttp://www.agiletherapeutics.com/Anacor Pharmaceuticalshttp://anacor.com/Cardiokinehttp://cardiokine.com/CoLucid Pharmaceuticalshttp://www.colucid.com/Cyrenaic Pharmaceuticalshttp://cyrenaicpharma.com/Edusa Pharmaceuticalshttp://www.edusapharmaceuticals.com/Elevation Pharmaceuticalshttp://elevationpharma.com/Epigenesis Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28180Inotek Pharmaceuticalshttp://www.inotekcorp.com/MicroCHIPShttp://www.mchips.com/NephroGenexhttp://nephrogenex.com/NormOxyshttp://www.normoxys.com/PHT Corporationhttp://www.phtcorp.com/Resolvyx Pharmaceuticalshttp://www.resolvyx.com/Sentinella Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=98505501Somnus Therapeuticshttp://somnusthera.com/Sonkei Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=98559924Vaxarthttp://vaxart.com/Investment Team:Jan Leschly, Chairman & PartnerArgeris N. (Jerry) Karabelas Ph.D., PartnerDavid R. Ramsay, Partnerdavidramsay@carecapital.comRichard J. Markham, PartnerLorenzo Pellegrini, Principallorenzopellegrini@carecapital.comDan Cabo, Chief Financial Officerdancabo@carecapital.comRobert Seltzer, Principalbobseltzer@carecapital.comLinda Hogan, Executive in ResidenceAlan Joslyn, Executive in ResidenceLewis Mandel, Executive in ResidencePatricia Nasshorn, Executive in ResidenceDenham Capital Managementwww.denhamcapital.comPEEnergy & Clean TechMiddle MarketDenham Capital Management is a leading global private equity firm that manages over $7.3 billion. The Denham team is led by its Managing Partner, Mr. Stuart Porter, and its Senior Managing Directors, Mr. Riaz Siddiqi, Mr. Carl Tricoli and Mr. William Zartler, and employs over 50 professionals spread among offices in Boston, Houston, New Jersey and London. Denham makes direct investments in the energy and commodities sectors, including in businesses and assets involving natural resources, metals and mining, power and utilities, and energy-related infrastructure and services. It invests globally, with investments currently in the U.S., Canada, South America, Europe and Asia, and across all stages of the corporate lifecycle, from development projects to mature, operating businesses. Denham invests across the capital structure and typically targets equity investments in the $50 million to $200 million range.

51 JFK Parkway, Third Floor, Suite 309 Short HillsNJ07078973-218-1910

Portfolio companies include:Big Island Carbonhttp://www.bigislandcarbon.com/CariSalhttp://www.carisal.biz/EthlyChemhttp://denhamcapital.com/pdf/EthylChem_Press_Release%20(Final).pdfNiotanhttp://niotan.com/Plantation Energyhttp://www.plantationenergy.com.au/Alta Mesahttp://www.altamesa.net/BioTherm Energyhttp://www.biothermenergy.com/C&C Energiahttp://ccenergialtd.com/Cadre Proppantshttp://www.cadreproppants.com/homepage/Fairborne Energyhttp://www.fairborne-energy.com/GNPowerhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=33103059Gradient Resourceshttp://www.gradient.com/Greene's Energy Grouphttp://findebookee.com/d/drilling-and-productionGreenleaf Powerhttp://www.greenleaf-power.com/Mining Ventures Brasilhttp://www.mvbrasil.com/Alta Resourceshttp://www.altaresources.com/Big Island Carbonhttp://www.bigislandcarbon.com/Cascade Petroleumhttp://cascadepetroleum.com/Connaught Oil & Gashttp://www.connaughtenergy.ca/Cook Inlet Energy Supplyhttp://cook-inlet.com/Doe Runhttp://www.doerun.com/FCStone Merchant Serviceshttp://www.manta.com/c/mtcc6xg/fcstone-merchant-services-llcFreebird SHAhttp://www.denhamcapital.com/Investments/Investment.aspx?id=29Galveston LNGhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=40086768Gulf Atlantic Operationshttp://www.gulfatlanticonline.com/Home.htmInvestment Team:Scott Mackin, Managing Partner and Co-PresidentScott.Mackin@denhamcapital.comSaurabh Anand, Vice PresidentJustin DeAngelis, DirectorPeter Ramsumair, AssociateSteven Mandel, AssociateDomain Associates, LLCwww.domainvc.comVCLife Sciences & HealthcareEarlyDomain Associates was organized in 1985 to focus a group of senior partners with experience in relevant technologies on the many new venture opportunities evolving in life sciences. With $2.4 billion of capital under management, Domain is headquartered in Princeton, NJ and maintains a second office in San Diego, CA. Companies receiving early venture financing and active involvement from Domain's partners account for over $56 billion of stock market value and close to $5.5 billion in annual revenues. Domain annually provides approximately $100 million to U.S.-based ventures concentrating in the life sciences industries. Domain has been involved in the formation of more than 235 companies over the last 26 years. While the majority of Domain's investments are in private companies, it also invests in some public companies typically characterized by a need to define and implement a new corporate strategy.

One Palmer Square, Suite 515PrincetonNJ08542609-683-5656609-683-9789

Portfolio companies include:Apnex Medicalhttp://www.apnexmedical.com/Carticept Medicalhttp://www.carticept.com/Evoke Pharmahttp://evokepharma.com/SkinMedicahttp://www.skinmedica.com/TargetRxhttp://www.targetrx.com/Achaogenhttp://www.achaogen.com/Achillion Pharmaceuticalshttp://www.achillion.com/Adynxxhttp://www.adynxx.com/index_files/Page402.htmAfferent Pharmaceuticalshttp://www.afferentpharma.com/Alimera Scienceshttp://www.alimerasciences.com/Ascenta Therapeuticshttp://www.ascenta.com/Asmacurehttp://www.asmacure.com/Astute Medicalhttp://astutemedical.com/aTyr Pharmahttp://www.atyrpharma.com/Benvenue Medicalhttp://benvenuemedical.com/BioNano Genomicshttp://www.bionanogenomics.com/Cadence Pharmaceuticalshttp://www.cadencepharm.com/Cartivahttp://www.cartivaofminot.com/index.htmCelator Pharmaceuticalshttp://www.celatorpharma.com/Clovis Oncologyhttp://www.clovisoncology.com/CoDa Therapeuticshttp://codatherapeutics.com/CoLucid Pharmaceuticalshttp://www.colucid.com/Corridor Pharmaceuticalshttp://www.corridorpharma.com/Dicerna Pharmaceuticalshttp://www.dicerna.com/careers.phpDurata Therapeuticshttp://www.duratatherapeutics.com/Investment Team:James C. Blair, Partnerblair@domainvc.comBrian H. Dovey, Partnerdovey@domainvc.comDennis G. Podlesak, Partnerpodlesak@domainvc.comKathleen K. Schoemaker, Partner and CFOschoemaker@domainvc.comJesse I. Treu, Partnertreu@domainvc.comNicole Vitullo, Partnervitullo@domainvc.comEckard Weber, Partnerweber@domainvc.comBrian K. Halak, Partnerhalak@domainvc.comKim P. Kamdar, Partnerkamdar@domainvc.comEdelson Technology Partnerswww.edelsontech.comVCInformation TechnologySoftware & InternetCommunications & NetworkingEnergy & Clean TechEarlyLocated in Bergen County, New Jersey, 30 minutes from New York City, ETP manages more than $150 million in venture capital. Edelson Technology Partners was formed in 1984 with corporate investments from AT&T and Viacom. A year later, 3M became the third corporate limited partner. Edelson Technology Partners is a unique venture capital partnership that provides strategic assistance to major multinational corporations and CEOs involved in a wide variety of business endeavors. ETP invests mostly in the U.S., but also in Europe, Asia, and Canada. The initial investment in a company will normally be in a range of $1 to $3 million.

300 Tice BoulevardWoodcliff LakeNJ07677201-930-9898201-930-8899

Portfolio companies include:Blackboardhttp://www.blackboard.com/Websensehttp://www.websense.com/Celgenehttp://en.wikipedia.org/wiki/CelgeneVitalinkhttp://www.vitalinkcable.com/Comstreamhttp://www.comstream.com/eGtranhttp://egtran.com/On2.comhttp://www.on2.com/Raycom Systemshttp://www.raycomengineering.ae/Satcomhttp://www.satcomdirect.com/Vitacomhttp://www.vitalinkcable.com/BioImagehttp://bioimagesuite.org/Neuromedical Systemshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=32076Oxford Glycoscienceshttp://www.isis-innovation.com/spinout/oxglycosciences.htmlOxford Molecularhttp://www.isis-innovation.com/spinout/oxmol.htmlEXAhttp://exa.com/GIGAhttp://en.wikipedia.org/wiki/GigaxSideshttp://xsides.com/Lifelines Technologyhttp://lifelinestechnology.com/Lithium Technologyhttp://www.lithium.com/Membrexhttp://www.bcscompany.com/pw/parts_washers8.htmlInvestment Team:Harry Edelson, Managing Partnerharry@edelsontech.comJan Starbird-Veltidijan@edelsontech.comEdison Venture Fundwww.edisonventure.comVCPEInformation TechnologySoftware & InternetLife Sciences & HealthcareBusiness ServicesFinancial ServicesGrowthExpansionMiddle MarketFounded 1986, Edison Venture Fund focuses on investing in information technology companies including: financial technology, healthcare IT, interactive marketing and eCommerce, and enterprise 2.0. Edison initially invests $5-$8 million, financing internal growth, management buyouts, acquisitions, corporate spinouts and secondary stock purchases. Edison targets growing companies with revenues of $5-$20 million in New York City, New Jersey, Pennsylvania, Delaware, Maryland, DC and Virginia. The firm will also consider opportunities in Ohio and North Carolina. Edison's total investment ranges from $6-10 million. The firm has additional offices in New York, Ohio, Virginia, and Massachusetts. Edison has invested in over 170 companies.

1009 Lenox Drive #200 LawrencevilleNJ08648609-896-1900 609-896-0066

(Virginia office)8405 Greensboro Drive, Suite 210McLeanVA22102703-903-9546703-903-9528Portfolio companies include:Anderahttp://www.andera.com/PHXhttp://www.phxskyharbor.com/Motionsofthttp://www.motionsoft.net/ClearPointhttp://www.clearpointcreditcounselingsolutions.org/SANpulsehttp://www.sanpulse.com/M5 Networkshttp://www.m5.net/CallCopyhttp://www.callcopy.com/Salsa Labshttp://www.salsalabs.com/Lifebookerhttp://www.lifebooker.com/LearningGuidehttp://www.learningguidesolutions.com/index.php/uk/NetProspexhttp://www.netprospex.com/FolioDynamixhttp://www.foliodynamix.com/DiagnosisONEhttp://www.diagnosisone.com/Blue Codhttp://www.bluecod.net/Health Market Sciencehttp://www.healthmarketscience.com/Neathttp://neat.com/Archive Systemshttp://www.archivesystems.com/Billtrusthttp://www.billtrust.com/Business Financial Serviceshttp://www.businessfinancialservices.com/CheckPoint HRhttp://www.checkpointhr.com/Liberty Taxhttp://www.libertytax.com/default.aspxRedVisionhttp://redvision.com/Scivantagehttp://www.scivantage.com/Softgatehttp://www.softgatesystems.com/TraderToolshttp://tradertools.com/RewardsNOWhttp://www.rewardsnow.com/New Jersey Investment Team:Joe Allegra, General Partner, 609-873-9204jallegra@edisonventures.comChris Sugden, Managing Partner, 609-873-9210csugden@edisonventures.comRyan Ziegler, Principal, 609-873-9225rziegler@edisonventures.comMike Cichowski, Principal, 609-873-9217mike@edisonventures.comMichael Kopelman, Partner, 609-873-9223mkopelman@edisonventures.comJohn Martinson, Managing Partner, 609-873-9201jmartinson@edisonventures.comRoss Martinson, Partner, 609-873-9202rmartinson@edisonventures.comTom Vander Schaaf, Partner, 609-873-9216tom@edisonventures.comVirginia Investment Team:Gary P. Golding, General Partner, 609-873-9206ggolding@edisonventures.comSever Totia, Principal, 703-584-3261stotia@edisonventures.comLenard Marcus, Principal, 609-873-9233lmarcus@edisonventures.comEnergy Capital Partnerswww.ecpartners.comPEEnergy & Clean TechMiddle MarketFounded 2005, Energy Capital Partners is a private equity firm comprised of 22 individuals with offices in Short Hills, NJ and San Diego, dedicated to investing in North America's energy infrastructure. Through the firm's $3 billion fund (Energy Capital Partners I), it invests in assets and businesses primarily in the following sectors: Power generation, including renewable energy facilities; Electric transmission; Gas storage, pipelines and other related midstream gas assets; and Fuel handling and logistics infrastructure. Collectively, Energy Capital's team has over 125 years of energy industry experience. Members of the senior management team have played leading roles in over $15 billion of energy asset purchases across 150 separate energy assets.

51 John F. Kennedy Parkway, Suite 200 Short HillsNJ07078973-671-6100 973-671-6101

Portfolio companies include:First Light Powerhttp://www.firstlightpower.com/Energy Future Holdingshttp://www.energyfutureholdings.com/Cardinal Gas Storage Partnershttp://www.cardinalgs.com/Empire Gen Holdingshttp://www.ameinfo.com/143652.htmlNanosolarhttp://www.nanosolar.com/NextLight Renewable Powerhttp://nextlight.com/CE2 Carbon Capitalhttp://ce2capital.com/ADA Carbon Solutionshttp://www.ada-cs.com/ICE Energyhttp://www.ice-energy.com/SunZia Southwest Transmissionhttp://www.sunzia.net/Summit Midstreamhttp://summitmidstream.com/Powerline Serviceshttp://powerlinesinc.com/21st Century Transmissionhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=117856683EquiPower Resourceshttp://www.eqpwr.com/Odessa Powerhttp://www.odessapower.com/CoaLogix Holdingshttp://www.faqs.org/patents/assignee/coalogix-technology-holdings-inc/Red Oak Powerhttp://www.redoakpower.com/Investment Team:Doug Kimmelman, Senior PartnerAndrew Singer, Partnerasinger@ecpartners.comPete Labbat, PartnerTom Lane, Partnertlane@ecpartners.comTyler Reeder, Partnertreeder@ecpartners.comPerry Cole, Managing Directorpcole@ecpartners.comSteve Herman, Managing Directorsherman@ecpartners.comFoundation Venture Capital Groupwww.foundationventure.comVCLife Sciences & HealthcareEarlyFoundation Venture Capital Group, established in March 2006 as an independent organization, invests exclusively in research at the University of Medicine and Dentistry of New Jersey (UMDNJ) by funding new life science companies. The Foundation Venture Capital Group was initially funded by the New Jersey Health Foundation with $5 million to invest. The corporation collaborates with the Office of Patents and Licensing at the University of Medicine and Dentistry of New Jersey to provide support and opportunities for University researchers by using private equity investments to make early stage investments in life science companies that license UMDNJ technology. Once a company is established with seed funding, Foundation Venture Capital Group will seek to work with other traditional venture capital companies to help advance these technologies.

120 Albany Street, Tower II, Suite 850New BrunswickNJ08901732-235-5400

Portfolio companies include:Snowdon Pharmaceuticalshttp://snowdonpharma.com/CellXplorehttp://cellxplore.com/Actinobac Biomedhttp://actinobac.com/Actinobac/Home.htmlCelvivehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=117290118Durin Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=105847862Longevicahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=51119713Affineti Biologicshttp://www.finsmes.com/2011/06/affineti-biologics-receives-500k-investment-foundation-venture-capital-group.htmlInvestment Team:James M. Golubieski, President, 908-731-6601jgolubieski@foundationventure.comGeorge F. Heinrich, Vice Chair and CEOgheinrich@foundationventure.comGeocapital Partners, LLChttp://geocapital.com/geo/home.htmVCInformation TechnologySoftware & InternetCommunications & NetworkingEarlyFounded in 1984, Geocapital Partners has been a leading venture capital firm focused on investments in young businesses in information services and technology in both North America and Europe. The firm has managed over $500 million in a series of partnerships that were primarily funded by large institutional investors. Geocapital is now focused on very early stage opportunities; finding entrepreneurs who have bootstrapped themselves into the post-startup stage of early revenue generation, for whom experienced equity partners, along with half a million to a few million dollars of equity capital, would be attractive. Geocapital makes such investments on a very selective basis using primarily the partners' own funds. The firm typically maintains a minority equity position in its portfolio companies, providing initial financing ranging from $2 million to $20 million.

1 Executive Drive, Suite 160Fort LeeNJ07024201-461-9292201-461-7793

Portfolio companies include:Autoweb.comhttp://www.autoweb.com/Expert Softwarehttp://expss.com/Logic Workshttp://www.logicworks.net/Axiom Systemshttp://www.axiom-systems.com/Axon Networkshttp://axonnetworks.com/Establishhttp://dictionary.reference.com/browse/establishGeneva Technologyhttp://genevasoftech.com/Trinagyhttp://www.hp.com/hpinfo/newsroom/press/2001/010809a.htmlUtility Partnershttp://www.utilitypartners.com/Motivanohttps://smartsavings.motivano.com/Investment Team:Stephen J. Clearman, Managing General Partner and Co-Foundersclearman@geocapital.comLawrence W. Lepard, Managing General Partnerllepard@geocapital.comRichard A. Vines, General Partnerrvines@geocapital.comJudith A. Benardete, PrincipalShakir Merali, PrincipalJames F. Basili, Principaljbasili@geocapital.comTushar Shah, Principaltshah@geocapital.comHeartland Bridge Capital, Inc.www.heartlandbridgecapital.comPEInformation TechnologyLife Sciences & HealthcareMedical DeviceMiddle MarketHeartland Bridge Capital, Inc. (HBC) is a publicly traded, private equity firm that serves the financial and other needs of emerging companies run by talented entrepreneurs and operating executives who are dedicated to creating positive change in the world. Along with its operating assets, HBC functions as a holding and investment company focused primarily on providing equity, acquisition debt, or bridge financing to emerging high-growth companies and entrepreneurs. Additionally, HBC may supplement the capabilities of its portfolio companies in non-financial areas to help them achieve their potential, thereby maximizing the value of the investment for HBC's shareholders.

1 International Blvd., Suite 400MahwahNJ07495201-512-8732518-252-3917

Portfolio companies include:Myselfhttp://dictionary.reference.com/browse/myselfHepatoChemhttp://www.hepatochem.com/Medical Applicatorhttp://www.quickmedical.com/medical-applicators.htmlThe iSafe Entitieshttp://biz.yahoo.com/e/110811/hlbc.ob8-k_a.htmlSkineez Skincarewearhttp://myskineez.com/Legends & Heroeshttp://legendsandheroestour.org/Investment Team:James F. Groelinger, Chairman, President, and CEOjgroelinger@hbcapital.comFrederick Larcombe, CFOWayne LeBlanc, Executive Vice Presidentwleblanc@hbcapital.comGund Investment CorporationFILife Sciences & HealthcareEarlyFounded in 1968, Gund Investment Corporation is the private investment firm of brothers Gordon and George Gund, former owners of the Cleveland Cavaliers NBA team and San Jose Sharks of the NHL. Gordon Gund is also a director of the Kellogg Company and Corning, a prominent philanthropist, and a co-founder of The Foundation Fighting Blindness. Gund Investment specializes in early-stage investments.

14 Nassau StreetPrincetonNJ08542609-921-3633

Portfolio companies:Biorexis Pharmaceuticalhttp://investing.businessweek.com/businessweek/research/stocks/private/snapshot.asp?privcapId=3435126Ophthonixhttp://www.izonlens.com/BioNano Genomicshttp://www.bionanogenomics.com/WaveTec Visionhttp://wavetecvision.com/Fifth Generation Systemshttp://fifthgensysltd.com/Investment Team:Gordon Gund, Chairman and CEOWarren Thaler, PresidentTed Baker, VP/ CFOPhilip Miele, ControllerJulie Howson, Research ManagerHudson Clean Energy Partnerswww.hudsoncep.comVCPEEnergy & Clean TechGrowthExpansionMiddle MarketFounded 2007, Hudson Clean Energy Partners is a private equity firm investing in renewable power, alternative fuels, energy efficiency and storage. The Hudson investment team has more than 50 years of combined industry experience, led by Neil Auerbach, Managing Partner. Neil is a former Goldman Sachs partner who co-founded the U.S. renewable energy investment effort at Goldman and led many of their most successful clean energy transactions. Hudson's inaugural fund, Hudson Clean Energy Partners, L.P., held a final close above its target in October 2009 at $1.024 billion. Global in scope, the Fund is dedicated to investing exclusively in renewable power, alternative fuels and energy efficiency in sectors that include wind and solar energy, biofuels, biomass, energy efficiency and storage. The Fund typically invests in high-growth, asset-based, capital-intensive segments of the clean energy value chain with minimal technology development risk, primarily in control and shared-control positions.

400 Frank W. Burr Boulevard, Suite 37TeaneckNJ07666201-287-4100

Portfolio companies include:Recurrent Energyhttp://www.recurrentenergy.com/Element Powerhttp://www.elpower.com/SoloPowerhttp://www.solopower.com/Silicor Materialshttp://www.silicormaterials.com/Landis + Gyrhttp://www.landisgyr.com/W2PShttp://www.w2ps.es/Eagle Creek Renewable Energyhttp://www.eaglecreekre.com/Green Campus Partnershttp://www.greencampuspartners.com/GSE Investmenthttp://www.ehow.com/how_2075617_invest-gses.htmlPowermathttp://powermat.com/Investment Team:Neil Z. Auerbach, Managing Partnerneil.auerbach@hudsoncep.comJohn A. Cavalier, Managing PartnerJoseph E. Slamm, Partnerjoseph.slamm@hudsoncep.comLarry L. Henry, Partner, Head of Investor RelationsDaniel A. Gross, PartnerShaun Kingsbury, Partnershaun.kingsbury@hudsoncep.comCraig Cornelius, Managing Directorcraig.cornelius@hudsoncep.comPaul Ho, Managing Directorpaul.ho@hudsoncep.comBill Rogers, Managing DirectorGabriel Miller, Chief Scientific OfficerSean Reilly, Chief Financial OfficerJohnson & Johnson Development Corporation (JJDC)www.jjdevcorp.comCVCLife Sciences & HealthcareMedical DeviceConsumer ProductsSeedEarlyGrowthExpansionOrganized in 1973, Johnson & Johnson Development Corporation (JJDC) is the venture capital subsidiary of Johnson & Johnson. JJDC makes private equity investments in venture funded health care companies. Portfolio companies include those in the fields of pharmaceuticals, biotechnology, medical devices, diagnostics and consumer products. JJDC also leads and manages internal investments in selected promising technologies. JJDC typically makes an initial investment up to $5 million, targeting the geographies of North America, Europe and Israel. Johnson & Johnson Development Corporation's (JJDC) investments range from the early stages of seed funding to the advanced stages of series venture management. The fund amount of an investment depends upon the stage of funding, phase of product development, and alignment of the business venture with JJDC strategic growth objectives.

410 George StreetNew BrunswickNJ08901732-524-3218732-247-5309

Portfolio companies include:NeuroSearchhttp://www.neurosearch.org/home.asp?uri=1000&frst=1000CoAxiahttp://www.coaxia.com/iSciencehttp://iscienceinterventional.com/GI Dynamicshttp://www.gidynamics.com/Genoceahttp://www.genocea.com/Celladonhttp://www.celladon.net/PhaseBio Pharmaceuticalshttp://www.phasebio.com/Astute Medicalhttp://astutemedical.com/Five Prime Therapeuticshttp://www.fiveprime.com/Nevrohttp://www.nevro.com/Mitralignhttp://www.mitralign.com/Novocurehttp://www.novocur.com/Synthonhttp://www.synthon.com/uspSividahttp://www.psivida.com/Investment Team:Joel Krikston, Principal, Venture InvestmentsMichael P. Chuisano, Vice President, Venture Investmentsmchuisano@its.jnj.comBrad H. Vale, Vice President, Venture Investmentsbvale@its.jnj.comAsish K. Xavier, Principal/ Executive DirectorZeev Zehavi, Vice President, Venture Investmentszzehavi@jnjil.jnj.comRami Elghandour, Principal, Venture InvestmentsJun J. W, PhD, Principal, Venture InvestmentsV. Kadir Kadhiresan, Principal, Venture InvestmentsRenee C. Ryan, Vice President, Venture InvestmentsKlifer Capitalwww.klifercapital.comVCInformation TechnologySoftware & InternetCommunications & NetworkingSeedKlifer Capital is the venture arm of Klifer Technologies, Inc., and is primarily involved in seed stage funding. The firm primarily invests in Technology based ventures in the Health Care, Education and Digital Media segments. It makes investments (rarely more than $50,000) in innovative companies based on experienced management, market size, and IP or other barriers to entry. The firm gets involved in the early stages of a company's technology inception and works with the founders and entrepreneurs to build upon that.

33 Wood Ave SouthEdisonNJ08830732-603-5297

Portfolio companies include:GoldRunhttp://www.goldrungo.com/XpressTrainhttp://xpresstrain.org.uk/Atlashttp://www.infoplease.com/atlas/ZFShttp://en.wikipedia.org/wiki/ZFSInvestment Team:Sachin Jade, PartnerLaud Collier & Company, LLCwww.lccap.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsMiddle MarketLaud Collier & Company (LC&Co.) is a private equity firm focused on acquiring controlling interests in U.S. based middle market manufacturing, distribution, and service businesses. LC&Co. was formed in 2002 by Paul J. Laud and Colby W. Collier, both longstanding veterans of the private equity investment business. Before launching LC&Co., Mssrs. Laud and Collier founded, and ran for 13 years, the private equity unit of CIT Group, Inc., a $50 billion financial services company (NYSE:CIT). The firm focuses its investing activities in the following sectors: Basic Materials (Plastics, Metal Forming, Specialty Chemicals, Processing Equipment); Business Services (Subscriber-Based Services, Outsourced Support Functions, Specialty Printing, Information Management); Consumer Products (Housewares, Hard Goods, Entertainment); and Transportation (Subassembly/Component Suppliers, Logistics, Services). Laud Collier targets businesses headquartered in, or with substantial operations in the U.S., with enterprise values between $25 million to $150 million, making an initial investment size of $10 million to $20 million. Laud Collier prefers businesses with EBITDA of at least $5 million.

466 Southern BoulevardJefferson Building ChathamNJ07928973-822-1234 973-822-1224

Portfolio companies include:Advanced Duplication Serviceshttp://www.ads-cd.com/Atlantic Extrusionshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=25204B&G Food Holdingshttp://www.bgfoods.com/Axiahttps://ecampus.phoenix.edu/Barjan Productshttp://www.barjan.com/Berry Plasticshttp://berryplastics.org/catalog/CAMP Systemshttp://www.campsystems.com/Columbia Holdinghttp://www.wltx.com/news/article/159164/2/Columbia-Police-Holding-Fundraiser-Cryencohttp://cryenco.com/Interlab Holdinghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=38307180Evercarehttp://www.evercarehealthplans.com/Exopackhttp://www.exopack.com/FlexSolhttp://www.flexsolpackaging.com/General Products Corporationhttp://www.general-products.com/Globe Ticket and Labelhttp://globeticket.mybigcommerce.com/International Filinghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2860547Lofland Companyhttp://www.macraesbluebook.com/search/company.cfm?company=611413Magic Cinemashttp://www.mrmovietimes.com/movie-theaters/Movie-Magic-Cinemas.htmlMail-Wellhttp://www.mailwell.com/Minco Acquisitionhttp://mincoitc.com/Omega Polymer Technologieshttp://www.manta.com/c/mm28wdq/alpha-omega-polymer-technologiesPorter Engineered Systemshttp://www.porteres.com/home.aspRex Internationalhttp://www.rexinter.com/Investment Team:Paul LaudPaul.Laud@lccap.comColby CollierColby.Collier@lccap.comMidMark Capitalwww.midmarkcapital.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketMidMark Capital, through its two private equity funds, MidMark Equity Partners, LP and MidMark Equity Partners II, LP, acquires significant ownership positions and strategic buy-outs in privately and publicly-owned middle-market companies with the objective to increase the value of those positions over the long term. The MidMark partnership was formed in 1989 by the three senior officers of MidMark. The firm makes investments in manufacturing, service and distribution companies with revenues between $20-200 million, headquartered in North America. MidMark's current and former portfolio consists of 24 companies with combined revenues in excess of $1 billion and more than 2,500 employees.

177 Madison AvenueMorristownNJ07960973-971-9960973-971-9963

Portfolio companies include:Buxtonhttp://www.buxtonco.com/Dynasyshttp://www.dyna-sys.com/Fetco Home Decorhttp://www.thefind.com/homefurnishings/info-home-decor-metal-vaseGeneral Productshttp://www.general-products.com/Wrencheadhttp://www.wrenchead.com/AVO Carbon Holdingshttp://www.avocarbon.com/Cape Systems Grouphttp://www.capesystems.com/index.htmCargo Airport Serviceshttp://www.casusa.com/Cinedigm Digital Cinemahttp://cinedigm.com/Dynasyshttp://www.dynasys.org/MRI Flexible Packaginghttp://www.mriflex.com/Pediatria Healthcarehttp://www.pediatriakids.com/PromptCare Companieshttp://www.promptcare.net/promptcare/main.htmlStrategic Legal Solutionshttp://www.strategiclegal.com/TCRhttp://www.tcr.com/WHI Solutionshttp://www.whisolutions.com/Investment Team:Wayne L. Clevenger, Managing Directorwclevenger@midmarkcapital.comDenis Newman, Managing Directordnewman@midmarkcapital.comJoseph R. Robinson, Managing Directorjrobinson@midmarkcapital.comLarry A. Colangelo, Directorlcolangelo@midmarkcapital.comMatthew W. Finlay, Directormfinlay@midmarkcapital.comDouglas A. Parker, Principaldparker@midmarkcapital.comJudith S. Werner, Controllerjwerner@midmarkcapital.comNew Venture Partners, LLCwww.nvpllc.comVCInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareSeedEarlyNew Venture Partners, LLC is a seed and early-stage venture capital firm with a focus on creating communications and information technology startups that leverage corporate innovations. The firm actively manages over $700 million in venture capital. The New Venture Partners team has worked together since 1997 when the partners founded the New Ventures Group (NVG) at Lucent Technologies. In 2001, the team formed New Venture Partners as an independent firm to manage the NVG portfolio. At the same time the group acquired its portfolio from Lucent, it raised a new fund from a syndicate of investors led by Coller Capital, a UK-based private equity firm. In March 2003, New Venture entered into an exclusive relationship with British Telecom to create new ventures from its R&D, professional and computing services unit, BT Exact. The firm's latest fund, NV Partners IV, LP closed in September 2006 at $300 million. The group has additional offices in California, The Netherlands, and the U.K. The New Venture Partners team has founded and funded more than 50 technology ventures from the R&D labs and business units of global technology corporations including Lucent/Bell Labs, British Telecom, Philips, Agere, Boeing, Intel, Telstra, Avago, and others. Historically, the firm has focused on innovations in information technologies, including: networking and communications; software and services; optical and semiconductor components; hardware and systems.

430 Mountain Avenue Murray HillNJ07974908-464-0900908-464-8131

Portfolio companies include:Flarionhttp://www.qualcomm.com/researchIBiquity Digitalhttp://ibiquity.com/Lumetahttp://www.lumeta.com/Airclichttp://www.airclic.com/Alverixhttp://alverix.com/Azurehttp://www.microsoft.com/windowsazure/Blinqhttps://www.blinq.com/Celianthttp://celliant.com/Dafcahttp://www.dafca.com/Elemediahttp://www.elemedia.com/Everspinhttp://everspin.com/Flarionhttp://en.wikipedia.org/wiki/FlarionGainspanhttp://gainspan.com/Investment Team:Anton Arts, Venture Partneraarts@nvpllc.comHarry Berry, Partnerhberry@nvpllc.comDaniel Deeney, Partnerddeeney@nvpllc.comAndrew Garman, Managing Partneragarman@nvpllc.comRobert Rosenberg, Partnerrrosenberg@nvpllc.comStephen Socolof, Managing Partnerssocolof@nvpllc.comThomas Uhlman, Managing Partnertuhlman@nvpllc.comChris Winter, Partnercwinter@nvpllc.comMarc Rappoport, CFO & Partnermrappoport@nvpllc.comKetan Patel, Principalkpatel@nvpllc.comNewSpring Capitalwww.newspringventures.comVCPEInformation TechnologyLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialGrowthExpansionMiddle MarketNewSpring Capital is a family of targeted private equity funds focused on the Mid-Atlantic region of the United States. Since the group's founding in 1999, NewSpring has grown from a single, $90 million venture fund to a family of three funds, representing more than $800 million of capital under management. The NewSpring Capital family of funds includes: NewSpring Growth, a venture fund providing equity capital to growth- and expansion-stage companies focused on enabling technologies, business services, and information technology; NewSpring Healthcare, a diversified health care private equity fund that invests in biopharmaceutical, health care services, and medical device companies; and NewSpring Mezzanine Capital, a mezzanine private equity fund focused on late-stage and buy-out opportunities in business services, information technology, health care, and specialty manufacturing. NewSpring has offices in New Jersey, Pennsylvania, Washington DC, and Baltimore.

101 JFK Parkway4th FloorShort HillsNJ07078973-467-1133973-467-3007

Portfolio companies include:AppTec Laboratory Serviceshttp://www.apptecls.com/EKR Therapeuticshttp://ekrtx.com/Immune Controlhttp://www.corridorpharma.com/Core Essence Orthopaedicshttp://ceortho.com/Corridor Pharmaceuticalshttp://www.corridorpharma.com/Habit Opcohttp://www.habitopco.com/MinSec Holdingshttp://www.minsec.com/Nitric BioTherapeuticshttp://www.nitricbio.com/Precyse Solutionshttp://precyse.com/Putneyhttp://en.wikipedia.org/wiki/PutneyBluenoghttp://www.bluenog.com/Exegyhttp://exegy.com/eXelatehttp://exelate.com/Fiberlinkhttp://www.maas360.com/FirstBest Systemshttp://www.firstbest.com/GCA Services Solutionshttp://gcasolutions.com/Internet Pipelinehttp://ipipeline.com/LifeShieldhttp://www.lifeshield.com/LiquidHubhttp://www.liquidhub.com/Message Systemshttp://www.messagesystems.com/NewSpring Growth Investment Team:Mike DiPiano, Managing PartnerMDiPiano@NewSpringCapital.comMarc R. Lederman, PartnerMLederman@NewSpringCapital.comGlenn T. Rieger, General PartnerGRieger@NewSpringCapital.comJonathan S. Schwartz, Partner and CFOJSchwartz@NewSpringCapital.comKapila Ratnam, PrincipalKRatnam@NewSpringCapital.comEric Jensen, PrincipalEJensen@NewSpringCapital.comNewSpring Healthcare Investment Team:Brian G. Murphy, General PartnerBMurphy@NewSpringCapital.comZev S. Scherl, General PartnerZScherl@NewSpringCapital.comBruce L. Downey, PartnerBDowney@NewSpringCapital.comNewSpring Mezzanine Capital Investment Team:Steven D. Hobman, General PartnerSHobman@NewSpringCapital.comAndrew Panzo, General PartnerAPanzo@NewSpringCapital.comGreg Barger, PartnerGBarger@NewSpringCapital.comNJIT Enterprise Development Centerwww.njit-edc.orgIInformation TechnologySoftware & InternetEnergy & Clean TechLife Sciences & HealthcareBusiness ServicesFinancial ServicesSeedThe EDC at NJIT, founded in 1988, is New Jersey's oldest technology oriented small business incubator. The program is committed to the long-term economic vitality and growth of entrepreneurial ventures in the State of New Jersey. The incubator exists to increase the rate of small business formations and to decrease the failure rate of start-ups. EDC addresses problems that young technology-based businesses have in obtaining appropriate technology, market information, management assistance and access to capital by providing, on a non-exclusive basis, reasonably priced office space, shared services to reduce overhead costs, and business, technical and financing assistance. The nearly 90 companies currently housed at the EDC have attracted more than $55 million in third-party funding and in 2007 had revenues surpassing $40 million. An EDC Administered Seed Fund available to clients to help support efforts critical to their commercialization needs including the creation of sales and marketing tools, the development and implementation of growth strategies and assistance with fundraising.

211 Warren St.NewarkNJ07103973-643-4063973-643-4502

Tenant companies include:Lenterrahttp://www.lenterra.com/Menssana Researchhttp://menssanaresearch.com/LinguaFlexhttp://linguaflex.com/Mask Solutionshttp://masksolutions.com/ACQUISCIhttp://www.acquisci.com/iSpeechhttp://www.ispeech.org/Applechem Laboratoryhttp://www.onemedplace.com/database/list/cid/12404/Assistive Dynamics USAhttp://www.ic.gc.ca/app/ccc/srch/nvgt.do?lang=eng&prtl=1&sbPrtl=&estblmntNo=234567132938&profile=cmpltPrfl&profileId=501&app=soldATC Labshttp://www.atc-labs.com/ATNThttp://www.att.com/Azcona Enterpriseshttp://www.corporationwiki.com/Texas/Quinlan/azcona-enterprises-inc/32063446.aspxBanDeMar Networkshttp://bandemar.com/BCT Partnershttp://bctpartners.com/BioNeutral Laboratorieshttp://bioneutralgroup.com/CarboMethttp://carbomet.com/Cayollhttp://cayoll.com/Cherry Pharmaceuticalshttp://cherrylabs.in/City-Hydroponicshttp://city-hydroponics.com/Compass Communicationhttp://www.compasscommunicationsinc.com/Consultants 2 Go (C2G)http://www.consultants2go.com/Control Catalysthttp://ati.amd.com/products/catalystcontrolcenter/index.htmlCriterion Chemicalhttp://criterionchemical.com/Critical Zonehttp://criticalzone.net/CyberExtruderhttp://www.cyberextruder.com/Cyrano Nasal Scienceshttp://cyranollc.com/Management Team: Jerry Creighton, Executive Directorjerry.creighton@njit-edc.orgYvonne Drakes, Assistant Directordrakes@njit.eduNorwood Venture Corp.www.norven.comPEInformation TechnologySoftware & InternetMedia & Digital MediaManufacturing & IndustrialMiddle MarketNorwood Venture Corp. (NVC) is a small business investment company organized in 1980 as EAB Venture Corp., and operated until early 1988 as a wholly-owned subsidiary of European American Bank (New York). In April, 1988 a group of individual investors, including NVC's management and directors, acquired 100% of the company's common stock and changed its name to Norwood Venture Corp. Norwood Venture provides risk capital to both private and public companies for growth, acquisition, buyouts, and special situations such as recapitalization, bridge financing, and turnarounds. NVC seeks investments throughout the U.S. with a preferred investment range of $250,000 to $1,000,000 per company.

174 Dezenzo LaneWest OrangeNJ07052917-748-5734

Portfolio companies include:Firecomhttp://firecom.com/Devlin Internationalhttp://devlinvideo.com/Sono-Tekhttp://www.sono-tek.com/AdTek Information Systemshttp://www.adtek.com/Boom Fitness Clubshttp://boomfitness.com/Conner Industrieshttp://connerindustries.com/Datatrachttp://datatrac.com/Edison Grouphttp://www.theedison.com/Electronic Directoryhttp://electronicbuildingdirectory.com/Marco Manufacturinghttp://marcomanf.com/Quadlogic Controlshttp://quadlogic.com/Investment Team:Mark R. Littell, President and Directormlittell@norven.comRobert E. La Blanc, DirectorAlfred Saffer, Ph.D., DirectorHazel Matthews-Forte, Controller-SecretaryOmniCapital Groupwww.omnivc.comVCInformation TechnologyMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareEarlyExpansionOmniCapital Group is a venture capital firm dedicated to helping entrepreneurs build the best next-generation communication and information technologies for rapidly growing markets. Omni will focus primarily on early stage opportunities, but may opportunistically invest in attractive later stage deals. The firm also targets corporate spin-outs, which include new products/technologies that fall outside a company's established product lines and existing businesses that are no longer strategic. Omni focuses on investments on the East Coast, from Washington, D.C to Boston, so that it can spend more time working with each portfolio company. The Fund invests $2-8 million per company, with smaller amounts for early stage companies. Currently, Omni is particularly interested in investments in: Media Technology, Security & Monitoring, Home Networking, Mobile/Broadband, New IT (Cloud, SaaS, Search), and Verticals (health care and energy).

800 West Main Street, Suite 204675 Route One SouthFreeholdNJ07728908-497-6807908-502-0424

Portfolio companies include:Veveohttp://corporate.veveo.net/Sezmihttp://www.sezmi.com/Iptiviahttp://gigaom.com/2008/01/30/iptivia-and-next-gen-network-monitoring/Knewcohttp://www.knewco.com/Catheter Roboticshttp://catheterrobotics.com/One on One Adshttp://www.prnewswire.com/news-releases/omnicapital-invests-in-one-on-one-ads-inc-130232168.htmlPersonalized Mediahttp://personalizedmedia.com/eZucehttps://ezuce.com/Flowonix Medicalhttp://www.flowonix.com/Investment Team: Arun Netravali, Managing Partnerarunnetravali@omnivc.comJon Harrington, Venture Partnerjharrington@omnivc.comFrank Galuppo, Executive In Residencefgaluppo@omnivc.comJim Brewington, Venture PartnerDouglas C. Eby, General Partnerdouglaseby@omnivc.comBill Gourgey, Venture PartnerJames D. (JD) Gardner, General Partner and COOjdgardner@omnivc.comOrigin Partnerswww.originpartners.comVCInformation TechnologyCommunications & NetworkingMedical DeviceEarlyExpansionOrigin Partners is a venture capital investment company managed by investment and business professionals whose careers have been devoted to the creation of value where none existed before. Origin's investment focus is in three market areas: Information Technology, Communications, and Medical Technology. Origin invests principally in early stage companies with excellent market, technology and management potential. Additionally, the firm is very attentive to market conditions and may take advantage of later stage opportunities. Geographically, Origin is focused on opportunities in the Northeast U.S and Texas. Although the size of Origin's initial round investments may be on the order of $2 million or less, it is Origin's objective to invest between $3 and $5 million in a given company over time, and to participate in all financing rounds prior to liquidity. Origin has offices in New Jersey, Massachusetts and Texas.

5 Slater CourtHillsboroughNJ08844908-595-9100908-281-6831

Portfolio companies:MediSpectrahttp://medispectra.net/Narad Networkshttp://www.manta.com/c/mtc5693/narad-networksLumeRxhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=7879188Waveset Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=423394SailPoint Technologieshttp://www.sailpoint.com/Venafihttp://www.venafi.com/Vallenthttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=695606Certes Netowrkshttp://certesnetworks.com/Silicon Optixhttp://en.wikipedia.org/wiki/Silicon_OptixIntact Medicalhttp://www.intactmedical.com/Vincera Softwarehttp://en.wikipedia.org/wiki/VinceraJAM Technologieshttp://jam-technologies.com/STARTech Seed Fund IIhttp://www.startechev.com/AboutSTARTech.htmlInvestment Team:Scott T. Jones, Partner (New Jersey)jones@originpartners.comMarc Yagjian, Partner (Texas)yagjian@originpartners.comJim Hutchens, Partner (Massachusetts)hutchens@originpartners.comPalisade Capital Management, LLCwww.palisadecapital.comVCPEInformation TechnologyLife Sciences & HealthcareRetail & RestaurantEducation & TrainingEarlyGrowthExpansionMiddle MarketPalisade Capital Management is a Fort Lee, NJ based registered investment adviser with approximately $3.5 billion of assets under management in a variety of product and service offerings. The firm, which was formed in 1995 and has dedicated portfolio management teams for private equity, small (and micro) cap equity, convertible securities and private wealth management, has long-term relationships with several of the nation's largest corporations and pension funds. Since 1997, Palisade has raised four private equity funds totaling over $400 million. Palisade's funds invest in small to middle-market companies. Palisade participates in leveraged buyout transactions and provides growth funding of between $5 and $30 million to developed businesses led by strong management teams that offer substantial opportunity to grow both organically and through strategic acquisitions. The firm makes a limited number of investments of between $2 and $5 million in later-stage venture opportunities. The firm has an additional office in Florida.

One Bridge Plaza, Suite 695Fort LeeNJ07024800-330-9966

Portfolio companies include:Send Word Nowhttp://www.sendwordnow.com/Kainos Partnershttp://kainos-partners.com/Mitralignhttp://www.mitralign.com/Word Worldhttp://www.wordworld.com/Shoe Sensationhttp://www.shoesensation.com/Achieve3000http://www.achieve3000.com/Control-F1http://www.ca.com/us/content/campaign.aspx?CID=132376Foxtonshttp://www.foxtons.co.uk/GoCo-ophttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=108025Lydian Trusthttp://www.lydianbank.com/Marketing Technology Solutionshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=695218Norbellehttp://norbelle.com/Promosomehttp://www.promosome.com/RAD Technologieshttp://radtechnologies.com/Teleloguehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=695771Neurologixhttp://neurologix.net/C3ihttp://www.c3i-inc.com/Opticarehttp://opticare.com/Refac Optical Grouphttp://www.refac.com/Brickell Biotechhttp://www.brickellbiotech.com/Caliber Therapeuticshttp://calibertherapeutics.com/Glenmount Global Solutionshttp://www.glenmountglobal.com/Ikonisyshttp://ikonisys.com/Ruby Tequila's Mexican Kitchenhttp://www.rubytequilas.com/Investment Team:Martin Berman, Chairmanmark@palcap.comSteven Berman, Vice ChairmanJack Feiler, PrincipalJeffrey Serkes, COOjserkes@palcap.comDennison (Dan) Veru, Executive VP & Co-Chief Investment Officerdveru@palcap.comBradley R. Goldman, General Counsel and Chief Compliance Officerbgoldman@palcap.comJames T. Jahnke, Managing Director of Private EquityJason W. Rich, Vice President, Private EquityJeffrey Weekes, Vice President of Private EquityProQuest Investmentswww.proquestvc.comVCLife Sciences & HealthcareMedical DeviceSeedEarlyGrowthExpansionFounded in 1998, ProQuest Investments is a healthcare venture capital firm with over 70 portfolio companies and approximately $900 million under management. At the end of 2006, ProQuest Investments closed its fourth fund of $425 million. The firm has eleven deal professionals working out of its headquarters in Princeton and additional offices in San Diego and Montreal. ProQuest invests in healthcare companies seeking seed to late-stage financing including biopharmaceutical, enabling technology, medical device, and service companies. As a result of investing across a diversity of sectors and stages, the firm's average investment ranges from $250,000 to $25,000,000. ProQuest seeks breakthrough technologies and products that have the potential to revolutionize drug discovery, patient treatment, and healthcare delivery.

90 Nassau Street, Fifth FloorPrincetonNJ08542609-919-3560609-919-3570

Portfolio companies include:Achillion Pharmaceuticalshttp://www.achillion.com/Palkionhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=62050436Aerovancehttp://www.aerovance.com/Orthoconhttp://orthocon.com/Affymaxhttp://affymax.com/Agile Therapeuticshttp://www.agiletherapeutics.com/Avanir Pharmaceuticalshttp://www.avanir.com/Cervelo Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=39499320Clarus Therapeuticshttp://clarustherapeutics.com/Clovis Oncologyhttp://www.clovisoncology.com/Eagle Pharmaceuticalhttp://eagle-pharmaceutical.com/Excaliard Pharmaceuticalshttp://excaliard.com/Immune Designhttp://immunedesign.com/Keryx Biopharmaceuticalshttp://www.keryx.com/LEAD Therapeuticshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=38782404Mevion Medican Systemshttp://mevion.com/Optimer Pharmaceuticalshttp://www.optimerpharma.com/Pharmacyclicshttp://www.pharmacyclics.com/Predictivehttp://www.thefreedictionary.com/predictiveRevisionhttp://www.answers.com/topic/revisionRigel Pharmaceuticalshttp://www.rigel.com/TeLoRmedixhttp://www.telormedix.com/Zosano Pharmahttp://www.zosanopharma.com/Investment Team:Jay Moorin, Partnerjaym@proquestvc.comAlain Schreiber, M.D., Partnerallisonf@proquestvc.comKeith Haan Ph.D, Associatekeithh@proquestvc.comPasquale (Pat) DeAngelis, CFO and Administrative Partnerpatd@proquestvc.comKaren Hong Ph.D., Principalkarenh@proquestvc.comJee Shin, Principaljees@proquestvc.comJorge Ramirezjorger@proquestvc.comPrudential Capital Groupwww3.prudential.com/pcg/main/pru_cap_grp_main.htmlPEInformation TechnologyCommunications & NetworkingEnergy & Clean TechManufacturing & IndustrialTransportation & DistributionFinancial ServicesConsumer ProductsMiddle MarketUnder the Prudential Financial umbrella, Prudential Capital Group manages a portfolio of $62 billion. Prudential Capital Group invests $8 billion to $10 billion in private capital annually in companies worldwide. Prudential Capital Group manages nearly $11 billion (as of 9/30/11) in outside non-affiliated assets through its Institutional Asset Management unit and three mezzanine funds, Prudential Capital Partners, L.P., Prudential Capital Partners II, L.P. and Prudential Capital Partners III, L.P. The second fund, which is currently making new investments, is a $775 million middle-market fund. Prudential Capital Partners III, L.P. is a $965 million middle-market fund. The firm seeks board membership in its portfolio companies. Prudential Capital Group is based in Chicago, Illinois with additional offices in San Francisco, California; Dallas, Texas; Atlanta, Georgia; Newark, New Jersey; and New York, New York.

100 Mulberry StreetGateway Center Three, 18th FloorNewarkNJ07102973-367-3234

Portfolio companies include:N/Ahttp://www.na.org/Investment Team: Allen A. Weaver, Senior Managing Directorallen.weaver@prudential.comJeffrey Dickson, Managing DirectorMark Hoffmeister, Managing DirectorCharles King, Managing DirectorPaul Meiring, Managing DirectorPaul Price, Managing Director and Chief Credit OfficerAlbert Trank, Jr., Managing DirectorYvonne Guajardo, 212-626-2050yvonne.guajardo@prudential.comRidgewood Capitalwww.ridgewoodcapital.comVCInformation TechnologyEnergy & Clean TechEarlyFounded in 1982, Ridgewood Capital is a venture firm located in Palo Alto, Houston, and Montvale, New Jersey, investing high-growth companies focused on energy technologies (including those that address fuel efficiency, energy conservation, cleaner emissions and alternative energy). Ridgewood Capital is part of the Ridgewood Companies, a private equity firm with over 27 years of experience in the oil & gas, energy technologies and renewable power industries. Ridgewood typically acts as a lead investor, initially investing between $2 and $5 million. Funds are also set aside to invest in a company's follow-on rounds of financing. Ridgewood invests when a company has completed their R&D and can quickly grow to over $50 million in revenue.

14 Philips ParkwayMontvaleNJ07645201-447-9000201-447-0474

Portfolio companies include:Atempohttp://www.atempo.com/Ethertronicshttp://www.ethertronics.com/Piximhttp://www.pixim.com/Scinterahttp://www.scintera.com/Comvergehttp://www.comverge.com/Novarianthttp://www.novariant.com/NRG Dynamixhttp://www.nrgdynamix.com/Peregrine Semiconductorhttp://peregrine-semi.com/Scinterahttp://www.scintera.com/Myriohttp://www.myriosolution.com/SavaJe Technologieshttp://www.savaje.com/Investment Team:Elton B. Sherwin, Senior Managing Directoresherwin@ridgewoodcapital.comRobert E. Swanson, Founder and Chairmanbswanson@ridgewoodcapital.comRobert L. Gold, President and Chief Executive Officerbgold@ridgewoodcapital.comLeslie Wolff Golden, Managing Directorlgolden@ridgewoodcapital.comJeffrey H. Strasberg, Chief Financial Officerjstrasberg@ridgewoodcapital.comDaniel V. Gulino, Senior VP and General Counseldgulino@ridgewoodpower.comMatthew E. Swanson, Vice PresidentDomenic Salvemini, Chief Information OfficerMirna Valdes, Vice President of Investor Relationsmvaldes@ridgewoodpower.comRutgers-Camden Business Incubatorwww.rutgersbiz.com/about/program_overview.aspxIInformation TechnologySoftware & InternetMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareMedical DeviceBusiness ServicesEducation & TrainingSeedRutgers-Camden Business Incubator assists entrepreneurs to find success by providing them with low cost services and funding connections to get them started, and encouraging them to put down roots in Camden's Technology Campus and commercialization center. Located in 20,000 square feet of Camden's new Waterfront Technology Campus, the incubator is supported through a partnership with Rutgers University. The Rutgers Camden Business Incubator offers subsidized, low cost, expandable space; professional business counseling; connections for capital & business resources; and substantial tax benefits within the HUB Zone, Empowerment Zone & the Urban Enterprise Zone. In the eight plus years since its inception, RCTC has mentored well over 60 emerging companies. Fourteen of our client companies have "graduated," outgrowing the space available and moving on to bigger quarters. These client companies have also received more than $35 million in almost exclusively private sector investments from venture capital, angel, bank, and other sources.

The Waterfront Technology Center200 Federal Street, Suite 200CamdenNJ08103856-479-9044 856-2256683

Tenant companies include:Applied Controlshttp://appliedc.com/Blue Sky Powerhttp://blueskypowerllc.com/Biopticonhttp://biopticon.com/Carbon360 Partnershttp://carbon360partners.com/aboutus.htmlCare Sourcehttp://www.caresource.com/Countervailhttp://countervailcorp.com/Clarity FIhttp://clarityfi.com/CSF Technologieshttp://www.csftec.com/EMCsofthttp://www.emcsoft.com/eMergent Benefit Solutionshttp://emergentbenefits.com/Firewater Gameshttp://firewatergames.com/Hammond Grouphttp://hammondgroup.com/home.htmIntergrated Sourcinghttp://integrated-sourcing.com/mVisumhttp://mvisum.com/Rico Systemshttp://www.manta.com/c/mms5kx8/rico-systems-llcSure-BioChem Laboratorieshttp://www.surebiochem.com/Urbana Internationalhttps://urbana.org/Management Team:Greg Gamble, CEO, Rutgers Camden Technology Campusgambleg@camden.rutgers.eduSuzanne Zammit, Incubator Managersuzannez@camden.rutgers.eduSCP Partnerswww.scppartners.comVCPEInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareMedical DeviceBusiness ServicesFinancial ServicesDefense & Homeland SecurityEarlyExpansionMiddle MarketSCP Partners is a diversified, multi-stage venture capital firm with over $800 million under management that is focused on investments in Information and Communications Technology (ICT), Life Sciences, Services, and Defense and Security. SCP invests in the following areas: Expansion stage companies that are largely past product or technology development risk and can demonstrate some level of actual market validation; Early stage companies with exceptional technology or other proprietary advantages that are poised to capitalize on major market trends; and Later stage, middle market buyout opportunities that are attractively priced and offer upside growth potential through strategy modification and management rejuvenation. The firm's target investment size is $2-$10 million with additional funds reserved for follow-on rounds and a capacity of up to $50 million per company. SCP maintains offices in New Jersey and Pennsylvania.

74 Grand Ave.EnglewoodNJ07631201-541-1080201-541-1084

(Pennsylvania Office)1200 Liberty Ridge Drive, Suite 300WaynePA19087610-995-2900610-975-9546Portfolio companies include:Amkor Technologyhttp://www.answers.com/topic/amkor-technology-incGiftCertificates.comhttp://giftcertificates.com/DVTelhttp://dvtel.com/Echo 360http://echo360.com/FourthWall Mediahttp://www.fourthwallmedia.tv/Gigaredhttp://gigared.net/Grab Networkshttp://www.grabnetworks.com/Magnolia Broadbandhttp://www.magnoliabroadband.com/Q Grouphttp://q-group.org/Software Technologyhttp://en.wikipedia.org/wiki/Software_engineeringDeep Breezehttp://deepbreeze.com/Trig Medicalhttp://www.trigmed.com/Vitalife Fundhttp://vitalifevc.com/Pentech Financial Serviceshttp://pentechfinancial.com/XVIONICShttp://www.xvionics.com/Hospitality Associateshttp://www.hospitalityassociates.com/Investment Team: Winston J. Churchill, Managing General Partnerwchurchill@scppartners.comWayne B. Weisman, Partnerwweisman@scppartners.comThomas G. Rebar, Partnertrebar@scppartners.comYaron Eitan, Partneryeitan@scppartners.comEdmundo Gonzalez, Principalegonzalez@scppartners.comDennis P. Ferry, CFOCharles C. Freyer, Chief Administrative Officer & General Counselcfreyer@scppartners.comSelway Capitalwww.selwaycapital.comNew YorkVCPECommunications & NetworkingEducation & TrainingDefense & Homeland SecurityExpansionMiddle MarketSelway Capital is a private equity investment firm that makes control-oriented investments in industries in which its principals have a track record of creating value for investors including security and defense, communications and media, and education. The firm was launched in 2009 as a spinout of a team from SCP Partners, a multi-stage private equity firm with over $800 million under management based in Wayne, Pennsylvania. Selway Capital continues to manage several portfolio companies on behalf of SCP Partners and its affiliate Selway Partners in addition to sponsoring multiple investment activities including Selway Capital Acquisition Corporation, a $30 million special purpose acquisition company launched in 2011. Selway recently announced the pricing of its initial public offering of 2,000,000 units at a price of $10.00 per unit. Each unit issued in the initial public offering consists of one callable Series A Share and one redeemable warrant to purchase one share of common stock at an exercise price of $7.50 per share.

900 Third Avenue, 19th FloorNew YorkNY10022646-421-6666

Portfolio companies include:DVTELhttp://dvtel.com/Cyalume Light Technologyhttp://cyalume.com/STIhttp://www.stiguns.com/Magnolia Broadbandhttp://en.wikipedia.org/wiki/MagnoliaXVionicshttp://www.xvionics.com/Square1http://www.square1.com/GenePeekshttp://genepeeks.com/Investment Team:Yaron Eitan, Founder, President, and CEOyeitan@selway.comEdmundo Gonzalez, Vice Presidentegonzalez@selway.comJarret Fass, Vice-PresidentStockton Road Capital, LLChttp://stocktonroadcapital.comPEConsumer ProductsMiddle MarketStockton Road Capital is a specialized private equity investment firm and advisor that focuses on the consumer products industry. Stockton targets companies with revenues in excess of $5 million with equity requirements of $5 million to $250 million. The firm does not pursue startups. Stockton has a particular interest in the following segments: Beauty and Personal Care; Fitness/ Active Lifestyle/ Athletics; Food and Beverage; Health and Wellness; Household Products; Luxury and Lifestyle; and Nutritional Supplements and Consumer Healthcare. Stockton is experienced in working with: Growth oriented companies; Family owned and founder business transition; Carveouts from large entities; Management buyouts; and Turnarounds.

1234 Garden StreetHobokenNJ07030201-683-9293917-301-1308

Portfolio companies include:Airbornehttp://www.airbornehealth.com/Blinchttp://www.blincinc.com/Rudishttp://www.rudisbakery.com/Fresh Change Foods Grouphttp://freshchangefoodsgroup.com/Designer Whey Proteinhttp://www.designerwhey.com/Maximum Human Performancehttp://www.maxperformance.com/mhp/myweb.php?hls=1286Charter Bakinghttp://www.charterbaking.com/homeAmerifit Brandshttp://en.wikipedia.org/wiki/Amerifit_BrandsInvestment Team:Joe Rhodes, Managing Partnerjrhodes@stocktonroad.comSwander Pace Capitalwww.spcap.comPEConsumer ProductsMiddle MarketSwander Pace Capital (SPC) is a private equity firm specializing in buyouts of growth-oriented, lower middle-market consumer products companies based in North America. SPC is dedicated to investing in lower middle-market consumer products companies with annual revenues between $20 million and $300 million. The firm targets consumer companies: branded and non-branded, manufacturers, marketers, and distributors across a wide variety of sectors. SPC manages over $600 million in equity capital and has invested in more than 34 consumer companies with total revenues in excess of $2.0 billion. SPC is generally the lead investor in transactions and the firm's partners personally invest in and sit on the board of every company in which SPC invests.

550 Hills Drive, Suite 106BedminsterNJ07921908-719-2322908-719-9311

Portfolio companies include:The American Hard Cider Co.http://www.spcap.com/consumer-products-portfolio/index.php?category=Beverage&portfolio=American+Hard+CiderIdeal Snackshttp://idealsnacks.com/Reef Holdingshttp://www.spcap.com/private-equity-case-studies/index.php?case-study=Reef+HoldingsBravo Sportshttp://www.bravosportscorp.com/Oregon Chaihttp://www.oregonchai.com/Applegatehttp://www.applegatefarms.com/International Fiberhttp://www.ifcfiber.com/Marketfare Foodshttp://allstars.marketfarefoods.com/Pineridge Bakeryhttp://pineridgebakery.com/Lavohttp://lavony.com/ReNew Life Formulashttp://www.renewlife.com/Gilchrist & Soameshttp://www.gilchristsoames.com/Merrick Pet Carehttp://www.merrickpetcare.com/Frozen Specialtieshttp://www.frozenspecialties.com/Koobahttp://www.kooba.com/Raj Manufacturinghttp://rajman.com/Incasehttp://goincase.com/Wholesome Pet Carehttp://www.spcap.com/consumer-products-portfolio/index.php?category=Pet+Products&portfolio=Wholesome+Pet+Care+Ltd.%2AKicking Horse Coffeehttp://kickinghorsecoffee.com/Branch Brook Holdingshttp://www.spcap.com/consumer-products-portfolio/index.php?category=Branded+Food&portfolio=Branch+Brook+Holdings%2AInvestment Team:J.B. Handley, Operating Partnerjbh@spcap.comDan Swander, Operating Partnerdan@spcap.comShawn Hecht, Managing Directorshawn@spcap.comAndrew Richards, Managing Directorandrew@spcap.comMark Poff, Managing Directormark@spcap.comC. Morris Stout, Directormo@spcap.comCorby Reese, Managing Directorcorby@spcap.comValerie Scott, Principalvalerie@spcap.comHeather Smith Thorne, Senior Vice PresidentHeather Fraser, Chief Financial Officerheather@spcap.comAnn Kim, Vice Presidentann@spcap.comNathan Ngai, Vice Presidentnathan@spcap.comSycamore Ventureswww.sycamorevc.comVCPEInformation TechnologyMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialConsumer ProductsExpansionMiddle MarketSycamore is a global investment firm with offices in the US, India, and Singapore. Collectively, othe firm's investment professionals have invested in more than 100 companies, served on the boards of directors of over 75 companies, taken more than 20 companies public and sold or merged over 40 companies. Funds under Sycamore's management invest in the U.S., the greater China region, and India. The firm's asiaSTAR group of funds primarily focuses on the Greater China region, where the partners look for expansion stage companies with strong management teams and the potential to capture leadership positions in their niche sectors. Sycamore invests in a broad range of sectors including information technology, consumer, manufacturing, and media, seeking to invest $5-20 million equity in each company to fund its growth. In India, Sycamore looks for midsize companies with matured business model, sustainable profitability and potential for significant top line growth. Typically the firm seeks to invest $10-25 million directly in the company to fund such growth. However, in case of extraordinary opportunities, Sycamore may invest up to $100 million in a single company. In the U.S., Sycamore invests in late stage information technology and bio-pharmaceutical companies with proven business models and management teams with strong execution capabilities, seeking to invest at least $5 million into a single company.

845 Alexander RoadPrincetonNJ08540609-759-8888609-759-8900

Portfolio companies include:Acer Grouphttp://acer-group.com/public/Avalent Technologieshttp://avalent.com/Univision Technologyhttp://www.univision.com.tw/english/index.aspAdvanced Analogic Technologieshttp://www.analogictech.com/BizLink Holdingshttp://www.bizlinkms.com/Clear Technologyhttp://www.cleartechnology.com/Corrigohttp://www.corrigo.com/EASYLINKhttp://www.easylink.com/FloNetworkhttp://en.wikipedia.org/wiki/FlonetworkIPCore Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=7923594Juno Online Serviceshttp://www.juno.com/LogicVisionhttp://en.wikipedia.org/wiki/LogicVisionMarketech Internationalhttp://www.mkt-intl.com/Optodisc Technologyhttp://www.optodisc.com/Ortega InfoSystemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=132026OSA Technologieshttp://osatechnology.com/RxHope.comhttps://www.rxhope.com/Semiconductor Manufacturing Internationalhttp://www.smics.com/eng/index.phpTaiwan IC Packaginghttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?ticker=743522Wistron NeWebhttp://www.wneweb.com/Brightcord Investmenthttp://marketbrief.com/brightcord-investment-ltd/filingsExclaimhttp://exclaim.ca/HOLA Home Furnishinghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=20344640Investment Team:Kilin To, Managing Partnerkto@sycamorevc.comJohn Whitman, Managing Partnerjwhitman@sycamorevc.comPeter Gerry, Managing Partnerpgerry@sycamorevc.comSeth Pierrepont, Partnerspierrepont@sycamorevc.comDr. Stephen Chiao, Managing Partner (Asia)sschiao@sycamorevc.comRavi Singh, Partnerrsingh@sycamorevc.comDr. Jonas Wang, Partnerjwang@sycamorevc.comDavid Lichtenstein, Chief Financial Officerdlichtenstein@sycamorevc.comTelmarcwww.telmarc.comVCSoftware & InternetCommunications & NetworkingEarlyFounded in 1984, Telmarc is an investment and technology development and advisory company. Telmarc has been directly involved in the development of over three dozen companies over the past twenty three years and has raised several hundred million dollars in the process. Telmarc provides Seed and First Level Venture Financing for its portfolio companies. It also assists in the raising of other rounds of financing. Frequently Telmarc will also take an active role in the development and management of the company. Recent focus has been on the development of Fiber to the Home communications systems and services, wireless grids and mesh systems and services, and advanced satellite system technologies. Telmarc is currently financing and supporting wireless mesh companies assessing how best to combine fiber and wireless for broadband coverage. Telmarc focuses on: Telecommunications: Broadband, IP and Wireless; Software: Enterprise Systems and Solutions; Medical Software: Practice and Clinical Management; and Litigation Support (the firm has recently supported damages claims on several cases). Telmarc has also been actively developing and investing in medical technology and genomics areas.

24 Woodbine RoadFlorham ParkNJ07932973-377-6269

Portfolio companies include:Zephyr Communicationshttp://zephcom.com/Merton Capitalhttp://www.merton-capital.com/Linear A Communicationshttp://medical-dictionary.thefreedictionary.com/Linear+communicationTelmarc Gardenshttp://telmarcgardens.com/Investment Team:Dr. Terrence P. McGarty, Managing Partnertmcgarty@telmarc.comAndrew Gregor, Senior Development and Financial Advisorgregor@telmarc.comDr. Lloyd Nirenberg, Senior Technology Advisorlnirenberg@telmarc.comArchie D. Typadis J.D., Senior AdvisorVerizon Ventureswww.verizon.com/venturesCVCInformation TechnologySoftware & InternetCommunications & NetworkingSeedEarlyGrowthVerizon Ventures seeks and invests in promising entrepreneurial companies to drive innovation in Verizon Communications. Verizon Ventures' portfolio focuses on new products, technologies, applications and services that complement Verizon networks, service platforms and distribution channels. Since 1990 Verizon Ventures has invested in more than two dozen companies covering a range of industries, technologies and market segments. Deal size ranges from seed capital to $5 million depending on the needs and opportunities. Verizon Ventures often co-invests with other venture firms and strategic partners. It undertakes an in-depth due diligence process and typically requires board observer rights.

One Verizon Way Basking RidgeNJ07920

Portfolio companies include:4Homehttp://www.motorola.com/Video-Solutions/US-EN/Solution-Sites/4HOME/OverviewAirPrimehttp://airprime.com/BL Healthcarehttp://www.blhealthcare.com/CardStarhttp://www.mycardstar.com/Cellfirehttp://www.cellfire.com/Conserthttp://www.consert.com/ConteXtreamhttp://contextream.com/Entropic Communicationshttp://www.entropic.com/Geodelichttp://geodelic.com/Invidi Technologieshttp://www.invidi.com/LocalResponsehttp://localresponse.com/Networks in Motionhttp://www.telecomsys.com/products/navigation-telematics/default.aspxNomad Innovationshttp://nomadinnovations.com/Payfonehttp://www.payfone.com/Roundshttp://www.rounds.com/Urban Airshiphttp://urbanairship.com/Videosurfhttp://www.videosurf.com/Zoovehttps://www.zoove.com/Investment Team:Daniel Keoppel, Executive Directordaniel.k.keoppel@verizon.comMark Smith, Executive DirectorCarlos Cesta, DirectorVertical Groupwww.vertical-group.comVCPELife Sciences & HealthcareMedical DeviceEarlyExpansionMiddle MarketThe Vertical Group is a venture capital firm that is focused on the fields of medical technology and biotechnology. Founded in 1988, Vertical Group manages private partnerships with a "vertical" range of investments including: early and late stage venture companies; private operating companies involved in buy-out or corporate spin-off transactions; and public companies of all sizes. The scale of The Vertical Group's investment depends on the nature of the transaction, with investment size ranging from $250K to $5M in venture capital transactions, to over $10M in buyout or public stock transactions. The Vertical Group's private partnerships have an "evergreen" structure (i.e. without a defined life), and fifty percent of Vertical's partnership capital is represented by the firm's four founding General Partners and two Special Limited Partners. The Vertical Group is the successor to the venture capital division of F. Eberstadt & Co., and has been an independent firm since 1988. Vertical has an additional office in Silicon Valley.

25 DeForest Ave.SummitNJ07901908-277-3737908-273-9434

Portfolio companies include:Atheromedhttp://atheromedinc.com/Bayhill Theraputicshttp://www.bayhilltx.com/BioSethttp://www.drellencutler.com/pages/practitioners/ForteBiohttp://www.fortebio.com/Tornierhttp://www.tornier.com/ViaCytehttp://viacyte.com/Cell Bioscienceshttp://www.proteinsimple.com/ENTrigue Surgicalhttp://www.entriguesurgical.com/Flexuspinehttp://flexuspine.com/Galil Medicalhttp://galil-medical.com/Home Dialysis Plushttp://www.homedialysisplus.com/Incumedhttp://incu-med.com/InPhenixhttp://www.inphenix.com/Lutonixhttp://www.lutonix.com/OncoMedhttp://www.oncomed.com/PhotoTherahttp://www.photothera.com/ProteinSimplehttp://www.proteinsimple.com/Proteolixhttp://www.onyx.com/Silk Road Medicalhttp://silkroadmedical.com/Tephahttp://www.tepha.com/TetraLogic Pharmaceuticalshttp://www.tetralogicpharma.com/Tornierhttp://tornier-us.com/ViaCytehttp://viacyte.com/Investment Team:Richard B. Emmitt, General PartnerREmmitt@vertical-group.comEdward M Giles, Special Limited PartnerEGiles@vertical-group.comYue-Teh Jang, General PartnerYJang@vertical-group.comTony M. Chou, General PartnerTChou@vertical-group.comJack W. Lasersohn, General PartnerJLasersohn@vertical-group.comJohn E. Runnells, General PartnerJRunnells@vertical-group.comJohn A. Slattery, Chief Financial OfficerJSlattery@vertical-group.comDavid M. DeGiralamo, Senior AssociateArikha Moses, Entrepreneur in ResidenceQuang Tran, Executive in ResidenceZon Capital Partnerswww.zoncapital.comVCInformation TechnologySoftware & InternetCommunications & NetworkingEarlyGrowthExpansionZon Capital Partners is a venture fund headquartered in Princeton, New Jersey. Zon focuses on early expansion stage information and technology companies. The fund has concentrated investments in two types of companies: technology-enabled service companies and developers of advanced technologies. Zon Capital has a tightly defined investment strategy. The fund's investments will build upon software, systems and technology services companies that sell to business customers. All of Zon's portfolio companies are generating revenues through the sale of leading edge solutions that meet critical customer needs. Zon Capital typically holds seats on each portfolio company's board and the managing partners regularly serve on key board committees. Typical initial investments will range from $1 to $2 million as part of a total round of financing for a portfolio company of $2 to $7 million, with follow-on financing available. Zon will invest in companies located in the Mid-Atlantic region of the U.S., but will go outside this area under certain circumstances.

5 Vaughn Drive, Suite 302PrincetonNJ08540609-452-1653

Portfolio companies include:Pure Discoveryhttp://www.purediscovery.com/Satori Grouphttp://www.satorigroupinc.com/Avo Photonicshttp://avophotonics.com/AirClichttp://www.airclic.com/Aviomhttp://www.aviom.com/Bridge Semiconductorhttp://bridgesemiconductor.com/DFT Microsystemshttp://www.dftmicrosystems.ca/DSC Materialshttp://en.wikipedia.org/wiki/Differential_scanning_calorimetryRCD Technologyhttp://www.rcdtechnology.com/Archive Systemshttps://aspenvrc.archivesystems.com/AlineAlyticshttp://www.align-alytics.com/default.aspxTransactishttp://www.transactis.com/Smart Destinationshttp://www.smartdestinations.com/SuiteLinqhttp://suitelinq.com/Vizinexhttp://www.vizinexrfid.com/Investment Team:Bill Bridgers, Managing Partner and Co-Founderbillbridgers@zoncapital.comMike Forgash, Managing Partner and Co-Foundermikeforgash@zoncapital.comDon Perkins, Managing Partner and Co-Founderdonperkins@zoncapital.comAmplifier Venture Partners, LPwww.amplifierventures.comVCInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareMedical DeviceSeedEarlyAmplifier Venture Partners, LP is a seed and early stage venture capital fund that principally targets investments in technology companies. Amplifier favors investments primarily in the corridor between Baltimore, MD and Northern Virginia. Amplifier was formed in 2005 by Jonathan Aberman, a leading venture capital lawyer and business advisor, with the support of general partners of a number of established venture capital funds and senior executives of leading technology and healthcare companies. Currently, the firm is interested in businesses in sectors such as enterprise software; hosted solutions; content search, delivery and monetization; communications technologies; material sciences; healthcare software and services; security solutions; and medical technologies ready for commercialization. The firm's initial investment is usually $50,000 to $100,000, and will generally invest from $500,000 to $750,000 up through the Series A financing round.

1614 Brookside RoadMcLeanVA22101703-635-2655703-991-7581

Portfolio companies include:Bright Hubhttp://www.brighthub.com/Zenosshttp://www.zenoss.com/Hook Mobilehttp://www.hookmobile.com/Wupimahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30034537CardStarhttp://www.mycardstar.com/DemandMarthttp://www.demandmart.com/Guitar Affairhttp://www.guitaraffair.com/iBelong Networkshttp://ibelongnetworks.com/Ozmosishttp://ozmosis.com/Small Acthttp://www.smallact.com/Spontohttp://sponto.com/US e-Chromatichttp://amplifierventures.com/portfolio/us-e-chromatic/Veriamhttp://veriam.com/Investment Team:Jonathan M. Aberman, Founder and Managing Directorjaberman@amplifierventuresDr. Edward H. Bersoff, Managing DirectorBIA Capital Strategieswww.biacapital.comPESoftware & InternetCommunications & NetworkingMedia & Digital MediaSports & EntertainmentMiddle MarketBIA Capital Strategies, LLC is a specialized, research-oriented investment bank serving the media and communications industries. The firm operates BIA Digital Partners, a private mezzanine fun that provides subordinated debt and preferred equity for private telecommunications, media, entertainment and information services companies throughout the U.S. The Fund's objective is to provide flexible, cost effective junior capital that allows companies to respond to opportunities and thus enhance shareholder value. The emphasis is on growth capital for businesses that are undertaking an acquisition, management buyout, recapitalization, or growing organically. Companies will generally operate in communications segments with recurring revenue streams and have a regulatory or economic franchise. Portfolio companies typically have enterprise values ranging from $20 to $100 million. BIA Digital Partners' investments range from $5 million to $15 million and up to $30 million when limited partners or other firms provide co-investments. After fully investing the firm's first fund of $88 million, BIA Digital is now well into its second fund of $195 million, bringing total capital under management to $283 million.

15120 Enterprise CourtChantillyVA20151703-818-8115703-803-3299

Portfolio companies include:Marquee Cinemashttp://marqueecinemas.com/URBanhttp://www.urbandictionary.com/PrairieWavehttp://www.prairiewave.com/EyeWonderhttp://www.eyewonder.com/Hoffman Mediahttp://hoffmanmedia.com/Cross MediaWorkshttp://cross-mediaworks.com/The Motley Foolhttp://www.fool.com/Willamette Broadbandhttp://wbcable.com/Hibernia Atlantichttp://www.hiberniaatlantic.com/DigitalBridge Communicationshttp://digitalbridgecommunications.com/Global Telecom & Technologyhttp://gt-t.net/Cooking.comhttp://www.cooking.com/Vantage Mediahttp://vantagemedia.com/Total Attorneyshttp://www.totalattorneys.com/Cash Cycle Solutionshttp://cashcyclesolutions.com/Eli Researchhttp://www.eliresearch.in/Market Tech Mediahttp://www.markettechmedia.com/Trio Videohttp://www.nepinc.com/welcome/trio_videoUnited Metro Mediahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=35512791Manifest Digitalhttp://manifestdigital.com/Ariston Globalhttp://www.aristonglobal.com/Investment Team:Thomas J. Buono, Managing Directortbuono@bia.comGregg E. Johnson, Managing Directorgjohnson@bia.comLloyd R. Sams, Managing Directorlsams@bia.comCharles A. Wiebe, Managing Directorcwiebe@bia.comMike Andres, Managing Directormandres@bia.comAmy M. Seibel, Chief Financial Officeraseibel@bia.comBlue Water Capital, LLCwww.bluewatercapital.comVCInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaExpansionFounded in 1995, Blue Water Capital (BWC) is a venture capital firm with approximately $100 million under management. BWC has always invested in expansion stage information technology companies, requiring that prospective investments be profitable and have at least $2-$50 million in prior year revenue. Blue Water's investments range between $1 million and $3.3 million in financing rounds, with transaction values of $3 million to $20 million. The fund generally will concentrate its investments in information technology companies emphasizing enabling software, e-commerce, telecommunications, multimedia, content, services and integration technologies.

8400 Martingale DriveMcLeanVA22102703-862-3296703-552-1322

Portfolio companies include:Number Six Softwarehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=7668203OneSofthttp://www.onesoft.dk/PlanetGovhttp://www.thefreelibrary.com/PlanetGov+Announces+Name+Change+and+New+Headquarters-a066970104Powerwayhttp://info.powerway.com/RedCelsiushttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=427642Ecometryhttp://www.escalate.com/product-suites/ecometry/FedBidhttp://www.fedbid.com/Cigitalhttp://www.cigital.com/Verus Financial Managementhttp://verusfinancial.com/Internet Commercehttp://en.wikipedia.org/wiki/Electronic_commerceDigital Focushttp://www.digitalfocus.net/Access Point Communicationshttp://www.accesspointinc.com/Destiny Softwarehttp://destinysoftwareinc.com/Landmark Systemshttp://landmark-systems.com/Loudeyehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28056MedLogic Globalhttp://www.medlogic.com/Net2000 Communicationshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=31981Investment Team:Michael H. Acheson, Founder and Managing Directoracheson@bluewatercapital.comHenry D. Barratt, Jr., Founder and Managing Directorbarratt@bluewatercapital.comKim D. Cooke, Founder and Managing Directorcooke@bluewatercapital.comWilbur M. Priester, Managing Directorpriester@bluewatercapital.comJames W. Loving, Jr., Director and CFOloving@bluewatercapital.comColumbia Capitalwww.colcap.comVCInformation TechnologyCommunications & NetworkingMedia & Digital MediaEarlyGrowthExpansionColumbia Capital is a premier venture capital franchise in wireless, broadband, media, and enterprise information technology investing. Since the firm's formation in 1989, Columbia has taken a sector-focused approach to investing, and has funded over 130 global companies. The firm considers early stage investments, to large growth stage financings and special situations. Columbia's most recent venture fund of $441 million, Columbia Capital Equity Partners V, closed in 2010, brings the firm's total dollars under management to over $2.5 billion. Typical initial investments range from $1 million to as much as $50 million. The firm has an additional office in Massachusetts.

201 North Union Street, Suite 300AlexandriaVA22314703-519-2000703-519-5870

Portfolio companies include:Baja Broadbandhttp://www.bajabroadband.com/Extenethttp://www.extenetsystems.com/FDN Communicationshttp://fdncommunications.com/GoAhead Softwarehttp://www.goahead.com/Imagine Communicationshttp://www.imaginecommunications.com/Bhoovahana Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=49856606Commlabshttp://www.commlabs.net/Devas Multimediahttp://www.devasmedia.com/Extenethttp://www.extenetsystems.com/Highway 28http://en.wikipedia.org/wiki/Alberta_Highway_28MobiPCShttp://www.mobipcs.com/Open Mobilehttp://www.openmobilepr.com/Progeny LMShttp://www.progeny.net/Revol Wirelesshttp://www.revol.com/SiTV Mediahttp://www.mynuvotv.com/Slackerhttp://www.slacker.com/Social Gaming Networkhttp://www.sgn.com/Telirishttp://www.teliris.com/Tennis Channelhttp://www.tennischannel.com/Tilerahttp://tilera.com/TriStar Investorshttp://www.tristarinvestors.com/Telecom Transport Managementhttp://www.ttmi.info/Virtustreamhttp://virtustream.com/Wells-CTIhttp://www.wellscti.com/Investment Team:Jim Fleming, Partnerjfleming@colcap.comHarry Hopper, Partnerharry@colcap.comPatrick Hendy, PartnerJeff Patterson, Partnerjpatterson@colcap.comJohn Siegel, Partnerjohn.siegel@colcap.comArun Gupta, Partneragupta@colcap.comPhil Herget, Partnerphil@colcap.comJason Booma, PartnerJay Markley, Venture Partnerjay.markley@colcap.comDon Doering, PartnerMonish Kundra, PartnerDavid P. Mixer, Venture PartnerColumbus Ventures, LLCwww.columbusventures.comVCInformation TechnologySeedEarlyColumbus Ventures is a seed-stage venture capital firm that provides start-up financing to emerging enterprises. Columbus Ventures was founded in 2002 to assist entrepreneurs who have new ideas and approaches to solving complex technology and business problems. The firm invests $100,000 to $250,000, plus its time and expertise, in return for 15% to 30% equity (in the form of preferred stock). Columbus targets companies who have: at least two full-time executives who have put some of their own money into the company;a product or service which can be demonstrated (alpha) and marketed in six to nine months; and a business model that can reasonably demonstrate profitability in two to four years. Columbus Ventures invests in only a few select companies each year.

117 South Columbus StreetAlexandriaVA22314703-836-6500703-837-8821

Portfolio companies include:Yolahttps://www.yola.com/Investment Team:Yale R. Brown, Managing Directorybrown@columbusventures.comRobert M. Lippmann, Directorrlippmann@columbusventures.comAlison C. Lynch, Directoralynch@columbusventures.comCourt Square Ventureswww.courtsquareventures.comVCInformation TechnologyCommunications & NetworkingMedia & Digital MediaEarlyCourt Square Ventures is a venture capital firm that invests in early-stage communications, information technology, and digital media companies, with a particular interest in points of convergence between these industries. The firm supports young companies executing the critical transitions from pre-revenue to first sales and accelerating growth.

455 2nd St. SE, Suite 401CharlottesvilleVA22902434-817-3300

Portfolio companies include:Mobile Possehttp://mobileposse.com/Echo360http://echo360.com/Jitterbughttp://www.greatcall.com/nCirclehttp://www.ncircle.com/Automated Insightshttp://automatedinsights.com/Bug Labshttp://www.buglabs.net/Continuumhttp://continuumwireless.com/Grab Networkshttp://www.grabnetworks.com/GreatCallhttp://www.greatcall.com/Imagine Communicationshttp://www.imaginecommunications.com/Pipeline Tradinghttp://www.pipelinetrading.com/Seakeeperhttp://www.seakeeper.com/TRAFFIQhttp://www.traffiq.com/Verancehttp://verance.com/Investment Team:James B. Murray, Jr., Managing General Partnerjmurray@courtsquareventures.comRandy Castleman, General Partnerrcastleman@courtsquareventures.comChristopher H. Holden, General Partnercholden@courtsquareventures.comDouglas A. Burns, Principal & CFOdburns@courtsquareventures.comBrian Kannry, Principalbkannry@courtsquareventures.comEDG Partners, LLCwww.edgpartners.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionFinancial ServicesMiddle MarketEDG Partners, LLC is an active, growth and buyout oriented private equity investment firm founded by Stephen Eaton, Alan Dahl and Michael Gaffney. The Founders have worked together since 2002. EDG invests in cash flowing businesses across the healthcare segment including clinical services, people and business services, manufacturing and distribution and insurance services. Target company characteristics include: Delivering improvements in Quality and Cost; Implementing IT and Medical Technology to create value; Leveraging consumerism's impact on healthcare; Improving companies beset by capital and balance sheet issues; and Pursuing growth in global market ("BRIC" countries particularly). EDG pursues companies with positive earnings and no biotech or FDA development risk. The firm has an additional office in Atlanta.

2760 Eisenhower Avenue, Suite 406ArlingtonVA22314703-562-5120770-562-5117

Portfolio companies include:Geminohttp://www.gemino.com/Caresite Pharmacyhttp://www.caresiterx.com/HealthPRO Rehabilitationhttp://www.healthpro-rehab.com/Regency Healthcare Grouphttp://edgpartners.com/portfolio/regency-healthcare-group-llcHousecall Medical Resourceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=29589Navigator Group Purchasinghttp://www.navigatorgpo.com/DiabetesAmericahttp://www.diabetesamerica.com/FirstCall Ambulance Servicehttp://firstcall-ambulance.com/Peak Health Solutionshttp://www.peakhs.com/National HMEhttp://www.nationalhme.com/NDC Holdingshttp://www.corporationwiki.com/Florida/Tampa/ndc-holdings-llc-6424400.aspxInvestment Team:Steve Eaton, Managing Directorsteve.eaton@edgpartners.comAlan Dahl, Managing Directoralan.dahl@edgpartners.comMike Gaffney, Managing Directormike.gaffney@edgpartners.comJustin Stark, Vice Presidentjustin.stark@edgpartners.comHarrison Perry, Vice Presidentharrison.perry@edgpartners.comEdison Venture Fundwww.edisonventure.comVCPEInformation TechnologySoftware & InternetLife Sciences & HealthcareBusiness ServicesFinancial ServicesGrowthExpansionMiddle MarketFounded 1986, Edison Venture Fund focuses on investing in information technology companies including: financial technology, healthcare IT, interactive marketing and eCommerce, and enterprise 2.0. Edison initially invests $5-$8 million, financing internal growth, management buyouts, acquisitions, corporate spinouts and secondary stock purchases. Edison targets growing companies with revenues of $5-$20 million in New York City, New Jersey, Pennsylvania, Delaware, Maryland, DC and Virginia. The firm will also consider opportunities in Ohio and North Carolina. Edison's total investment ranges from $6-10 million. The firm has additional offices in New York, New Jersey, Ohio and Massachusetts. Edison has invested in over 170 companies.

8405 Greensboro Drive, Suite 210McLeanVA22102703-903-9546703-903-9528

Portfolio companies include:Anderahttp://www.andera.com/PHXhttp://www.phxskyharbor.com/Motionsofthttp://www.motionsoft.net/ClearPointhttp://www.clearpointcreditcounselingsolutions.org/SANpulsehttp://www.sanpulse.com/M5 Networkshttp://www.m5.net/CallCopyhttp://www.callcopy.com/Salsa Labshttp://www.salsalabs.com/Lifebookerhttp://www.lifebooker.com/LearningGuidehttp://www.learningguidesolutions.com/index.php/uk/NetProspexhttp://www.netprospex.com/FolioDynamixhttp://www.foliodynamix.com/DiagnosisONEhttp://www.diagnosisone.com/Blue Codhttp://www.bluecod.net/Health Market Sciencehttp://www.healthmarketscience.com/The Neat Companyhttp://neat.com/Magnetichttp://www.magnetic.com/Vox Mobilehttp://www.voxmobile.com/KEMP Technologieshttp://www.kemptechnologies.com/TraderToolshttp://tradertools.com/New Jersey Investment Team:Joe Allegra, General Partner, 609-873-9204jallegra@edisonventures.comChris Sugden, Managing Partner, 609-873-9210csugden@edisonventures.comRyan Ziegler, Principal, 609-873-9225rziegler@edisonventures.comMike Cichowski, Principal, 609-873-9217mike@edisonventures.comMichael Kopelman, Partner, 609-873-9223mkopelman@edisonventures.comJohn Martinson, Managing Partner, 609-873-9201jmartinson@edisonventures.comRoss Martinson, Partner, 609-873-9202rmartinson@edisonventures.comTom Vander Schaaf, Partner, 609-873-9216tom@edisonventures.comVirginia Investment Team:Gary P. Golding, General Partner, 609-873-9206ggolding@edisonventures.comSever Totia, Principal, 703-584-3261stotia@edisonventures.comLenard Marcus, Principal, 609-873-9233lmarcus@edisonventures.comEnvest Ventures, LLCwww.envestventures.comPESoftware & InternetLife Sciences & HealthcareManufacturing & IndustrialFinancial ServicesMiddle MarketFounded in 2000, Envest Ventures is a private equity fund located in Virginia Beach, Virginia. The firm invests in privately-held companies throughout the East Coast, with a weighting toward Virginia-based companies. Since inception, Envest has created three limited partnership funds totaling $162 million in capital. Envest's first fund, Envest Ventures I, invested in 13 companies, and made its final investment in April 2000. In March 2004, Envest announced the closing of its second fund, Envest II, a $48.3 million fund. Envest III closed a third fund of $72.7 million in May 2008. Envest III has since made 6 portfolio investments. Envest initially invests between $2.5 million to $7.5 million in a single portfolio company. Envest invests in a relatively broad range of basic industries including healthcare, franchising, manufacturing, software, retail, business services and non-revolutionary technologies.

2101 Parks Avenue, Suite 401Virginia BeachVA23451757-437-3000 757-437-3884

Portfolio companies include:Geeks on Callhttp://www.geeksoncall.com/Commercial Credit Grouphttp://commercialcreditgroup.com/Earl Industrieshttp://www.earl-ind.com/Home Care Deliveredhttp://homecaredelivered.com/EndoChoicehttp://www.endochoice.com/Liberty Tax Servicehttp://www.libertytax.com/default.aspxLivingWell Health Solutionshttp://www.lwhsolutions.com/Service Center Metalshttp://www.servicecentermetals.com/Specialty Coating & Laminatinghttp://www.specoat.com/JLS Automationhttp://www.jlsautomation.com/NuScripthttp://nuscriptrx.com/Polymerahttp://polymera.com/Alexinhttp://www.alexinllc.com/Alienwarehttp://www.alienware.com/MiniLuxe http://miniluxe.com/1-800-Pack-Rathttp://www.1800packrat.com/Investment Team:John Garel, Founding Member and Senior Managing Directorgarel@envestventures.comDavid Kaufman, Founding Member and Senior Managing Directorkaufman@envestventures.comKelly McCarthy, Administrative ManagerLisa Parks, Vice President of Analysisparks@envestventures.comFairfax Partners, LLCwww.fairfaxpartners.comVCPEInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareDefense & Homeland SecurityEarlyMiddle MarketFairfax Partners has managed private equity venture funds and investment partnerships since 1989. The firm currently manages two investment funds, Fairfax Partners, LLC, its advisory and general investments arm, and Fairfax Media Partners, LLC, which has been established to invest in assets in the media, telecoms and internet sectors. Both funds are owned by three managing partners and 10 non-managing investor advisors. Since its inception, Fairfax and its investors have started more than 15 companies and invested approximately $50 million in nearly 40 private equity investments. During this period the firm has invested in both leveraged buyout/acquisition-oriented deals as well as more traditional early stage venture capital opportunities. The firm has no more than three or four active investments at any one time. Generally, Fairfax seeks to build its investments around existing companies that have revenues, cash flows and existing customer bases.

8300 Greensboro Drive, Suite 1040McLeanVA22102703-847-9486703-847-0911

Portfolio companies include:HealthASPexhttp://healthaspex.com/AppNet Systemshttp://www.thefreelibrary.com/AppNet+Systems+Merges+with+Software+Services+Corp.-a021077360ICF Kaiserhttp://www.answers.com/topic/icf-kaiser-international-incISR Solutionshttp://isr-solutions.com/Delex Fairfaxhttp://dfiss.com/APACHE Medical Systemshttp://www.openclinical.org/aisp_apache.htmlDentureCarehttp://denturecare.com/Zoll Medicalhttp://www.zoll.com/Cohrhttp://finance.yahoo.com/q?s=cohrIndigo Medicalhttp://www.indigomedical.co.uk/CollaGenexhttp://www.galdermausa.com/Vaso Productshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=118041390Ovamedhttp://ovamed.org/viewtopic.php?f=2&t=2Investment Team:Stephen W. Ritterbush, Managing Partnersritterbush@fairfaxpartners.comJohn Kneuer, Senior Partnerwatkins@fairfaxpartners.comWilliam Atkins, Senior Partnerjkneuer@fairfaxpartners.comRobert Carlin, Managing Partnerbcarlin@fairfaxpartners.comFedCap Partners, LLCwww.FedCapPartners.comPEInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareDefense & Homeland SecurityMiddle MarketFedCap Partners, LLC is a private equity group focused on making minority and majority investments in small and middle-market companies in the federal contracting industry. FedCap makes minority or majority capital investments in federal services and technology companies whose domain knowledge and expertise provide a competitive advantage. The firm's target investment range is between $1 million and $5 million. FedCap partners with owners that desire an active investor and are interested in a liquidity event in two to six years. Typical portfolio company attributes include: revenue of $60 million or less and provide high-end services and solutions. Target companies are focused in mission critical areas, including but not limited to: Cyber Security, Homeland Security, Defense (C4ISR, Transformation, Systems, Support), Intelligence Agencies, Healthcare, and Energy and Environment; and other mission critical areas.

1600 Tysons Boulevard, 8th FloorMcLeanVA22102703-291-0350

Portfolio companies include:IntelliWare Systemshttp://www.intelliwaresystems.com/GAITShttp://www.gaits.com/Point Onehttp://pointone.com/GRShttp://grs-motorsports.com/FuGENhttp://fugensolutions.com/Investment Team:J. Richard Knop, Managing Memberrknop@fedcappartnersLeslee Belluchie, Managing Memberlbelluchie@fedcappartners.comWilliam Doroh, PrincipalClark Knop, PrincipalFortify Ventures, LLCwww.fortify.vcVCInformation TechnologySeedEarlyFortify Ventures is a seed and early stage technology fund located in the DC Metro Area. The firm accepts pitches from Washington, DC to Silicon Valley and markets in between. The Partners and Mentors actively work with portfolio companies to develop, grow smart, and work toward follow-on funding and clear exits.

21335 Signal Hill Plaza, Suite 150SterlingVA20164202-222-5225

Portfolio companies include:BlackRidge Technologyhttp://www.blackridge.us/410 Labshttp://410labs.com/FastCustomerhttp://www.fastcustomer.com/Seva Callhttp://sevacall.com/SecureForcehttp://www.secureforce.com/Pleskhttp://www.parallels.com/products/plesk/Monthsof.mehttp://www.monthsof.me/Formspringhttp://www.formspring.me/Concept2Creationshttp://concept2.net/Plaxohttp://www.plaxo.com/Lay-N-Gohttp://layngo.com/Intertial Labshttp://inertiallabs.com/home.phpInvestment Team:Jonathan Perrelli, General PartnerJonathan.Perrelli@gmail.comEric Ayala, PartnerCarla Valdes, General PartnerSimon Rakoff, General PartnerTechnology Hampton Roads Incubatorwww.hrtc.orgIInformation TechnologySoftware & InternetMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialSeedThe Hampton Roads Technology Incubator System is comprised of city-wide, technology-based incubator facilities located within the Hampton Roads Southeastern region of Virginia. The Hampton Technology Incubator (HTI) is currently operational, with 13 in house clients. The James City County Technology Incubator (JCCTI) provides a package of services to meet the individual needs of its clients. The HRTI System offers a means to tap technical and business-related resources at Hampton University, The College of William & Mary, Christopher Newport University, Norfolk State University, Old Dominion University, and Virginia's Center for Innovative Technology.

144 Research DriveHamptonVA23666757-450-5593757-227-0129

Tenant companies include:Anvil Prototype & Designhttp://www.anvilprototype.com/Blue Cloud Technologieshttp://www.cloudblue.com/Keradermhttp://www.keraderm.com/Leira Grouphttp://www.theleiragroup.com/StarGenCohttp://www.perfectbusiness.com/StarGenCoMarton Technologieshttp://www.martontech.com/MyDecisionHelperhttp://www.decision-making-solutions.com/Titan Athletic Grouphttp://tag.orangewiz.com/index.html?page=teamManagement Team:Jarrett Brandon Early, Presidentjearly@hrtc.orgLang Nguyen, ChairTim Early, Executive Directortearly@hrtc.orgIn-Q-Tel, Inc.www.iqt.orgVCInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareSeedEarlyFounded 1999, In-Q-Tel is a private, non-profit enterprise funded by the CIA in order to identify and invest in technologies useful for national security. In-Q-Tel engages with startups, mezzanine and established companies, as well as universities and research labs at a strategic level. The firm engages in equity investments, product development funding, innovative intellectual property arrangements, and commercial and government business development guidance. In-Q-Tel generally invests between $1M to $3M. To date, the firm has invested in more than 150 companies. In-Q-Tel currently concentrates its engagements in two broad technology practice areas of interest: Information and Communication Technologies; and Physical and Biological Technologies.

P.O. Box 749ArlingtonVA22216703-248-3000 703-248-3001

Portfolio companies include:AdaptivEnergyhttp://www.adaptivenergy.com/Paratekhttp://paratek.com/Etherstackhttp://www.etherstack.com/Nanosyshttp://www.nanosysinc.com/Quantum4Dhttp://www.quantum4d.com/3VRhttp://www.3vr.com/Adapxhttp://www.adapx.com/Advanced Photonixhttp://www.advancedphotonix.com/Alfalighthttp://alfalight.com/Arcxishttp://arcxis.com/Asankyahttp://en.wikipedia.org/wiki/AsankyaBasis Technologyhttp://www.basistech.com/Bay Microsystemshttp://www.baymicrosystems.com/Biomatricahttp://biomatrica.com/Boreal Genomicshttp://www.borealgenomics.com/Cambrioshttp://www.cambrios.com/Carnegie Speechhttp://www.carnegiespeech.com/Claremont BioSolutionshttp://www.claremontbio.com/Default.aspCleversafehttp://www.cleversafe.com/Cloudanthttp://cloudant.com/Clouderahttp://www.cloudera.com/content/cloudera/en/home.htmlConnectifyhttp://www.connectify.me/Contour Energy Systemshttp://www.contourenergy.com/D-Wave Systemshttp://www.dwavesys.com/en/dw_homepage.htmlDigital Reasoning Systemshttp://www.digitalreasoning.com/Digital Solid State Propulsion (DSSP)http://www.dsspropulsion.com/Elemental Technologieshttp://www.elementaltechnologies.com/iMovehttp://www.imoveinc.com/FireEyehttp://www.fireeye.com/Fluidigmhttp://www.fluidigm.com/FMS Advanced Systems Grouphttp://www.fmsasg.com/Genia Photonicshttp://www.geniaphotonics.com/GainSpanhttp://www.gainspan.com/GATR Technologieshttp://www.gatr.com/Huddlehttp://www.huddle.com/Investment Team:Chris Darby, President and CEOcdarby@in-q-tel.orgSteve Bowsher, Managing Partner and Executive Vice Presidentsbowsher@in-q-tel.orgBob Gleichauf, Executive Vice President and Chief ScientistLisbeth Poulos, Executive Vice President and Chief of StaffMatthew Strottman, Executive Vice President and CFOWilliam Strecker, Executive Vice President and CTOIndustry Ventureswww.industryventures.comFOFSECInformation TechnologySoftware & InternetCommunications & NetworkingGrowthExpansionFormerly known as Little Hawk Capital Management and Industry Little Hawk, Industry Ventures is a leading investment firm that capitalizes on inefficiencies in venture capital and technology growth equity. Founded in 2000, the firm manages over $1 billion of institutional capital. Industry Ventures invests with two strategies: i) secondary funds that offer liquidity alternatives for direct investments and limited partnership interests and ii) funds of funds, known as Partnership Holdings, that invest in smaller funds with outsized return potential. Industry Ventures invests in smaller venture capital funds less than $250 million in size. Portfolio diversification typically includes 15-20 partnerships balanced across: i) sector -- information technology, healthcare, and communications; ii) stage -- early and growth; and iii) vintage year -- three year investment period. For secondaries, the firm focuses on investing into later-stage companies with substantial revenue and at or near profitability thereby mitigating the high mortality rate of early-stage venture. Industry's secondary strategy is differentiated by a unique focus on venture capital investments in both secondary direct investments and limited partnership interests with an emphasis on transactions from $1 to $20 million. The firm has an additional office in San Francisco.

201 North Union Street, Suite 300 AlexandriaVA22314703-519-3026 703-837-6036

Portfolio companies include:Access Closurehttp://www.accessclosure.com/Tripwirehttp://www.tripwire.com/CoreOpticshttp://www.cisco.com/web/about/ac49/ac0/ac1/ac259/coreoptics.htmlTwitterhttp://twitter.com/Facebookhttp://www.facebook.com/Systemaxhttp://www.systemax.com/Veraz Networkshttp://investor.veraznetworks.com/Account Nowhttp://www.accountnow.com/Alibaba Grouphttp://www.alibaba.com/Airwide Solutionshttp://mavenir.com/Atherotechhttp://atherotech.com/BTI Systemshttp://www.btisystems.com/Cafepresshttp://www.cafepress.com/CardioFocushttp://cardiofocus.com/Centerbeamhttp://www.centerbeam.com/ChannelAdvisorhttp://www.channeladvisor.com/Chegghttp://www.chegg.com/eBagshttp://www.ebags.com/ELancehttps://www.elance.com/Pandorahttp://www.pandora.com/Rocket Lawyerhttp://www.rocketlawyer.com/Sojernhttp://www.sojern.com/Systemaxhttp://www.systemax.com/BTI Systemshttp://www.btisystems.com/Exalthttp://exaltcom.com/Panasashttp://www.panasas.com/Silver Peak Systemshttp://www.silver-peak.com/Investment Team:Roland Reynolds, Managing Directorroland@industryventures.comKen Wallace III, Managing Directorken@industryventures.comHans Swildens, Founder and Managing Directorhans@industryventures.comLena McNulty, Executive Assistantlena@industryventures.comJustin Burden, Managing Directorjustin@industryventures.comMike Gridley, Managing Directormike@industryventures.comWill Quist, Managing Directorwill@industryventures.comVictor Hwang, Managing Directorvictor@industryventures.comRobert May, CFOrobert@industryventures.comMCG Capitalwww.mcgcapital.comPEInformation TechnologyCommunications & NetworkingMedia & Digital MediaMiddle MarketMCG Capital is a solutions-focused financial services company, and leading provider of capital and strategic advice for small- to mid-size companies in the communications, information services, media and technology industries in the U.S. The firm is publicly-traded and its common stock trades on the Nasdaq market under the symbol MCGC. Since 1990, MCG has delivered value for financial sponsors and operators in approximately 570 diversified financings representing cumulative investments of approximately $5.8 billion. MCG Capital invests in industries with quality recurring revenues and cash flows, variability of costs, and inherent value in intangible assets and intellectual property. MCG seeks cash-positive, growth-oriented companies with strong management teams and annual revenues between $20-$200 million, and $3 to $25 million in EBITDA.

1100 Wilson Boulevard, Suite 3000ArlingtonVA22209703-247-7500703-247-7505

Portfolio companies include:Broadview Network Holdingshttp://www.broadviewnet.com/BVN/Default.aspPremierGarage Holdingshttp://premiergarage.com/Equibrand Holdinghttp://www.ridgecapital.com/portfolio_content.htmlAvenue Broadbandhttp://www.newwavecom.com/avenue/GMC Television Broadcastinghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=139024703Intran Mediahttp://intranmedia.com/Jet Plastica Investorshttp://www.jetplastica.com/wps/portal/home/!ut/p/c5/04_SB8K8xLLM9MSSzPy8xBz9CP0os3gDJ0MLN09LEwP3gFBzA6Mw0wCXEFMDQwMDI_1wkA6gChzA0UDfzyM_N1W_IDuvHAApBrzw/dl3/d3/L2dBISEvZ0FBIS9nQSEh/MTP Holdinghttp://www.manta.com/c/mt1jc1f/mtp-holdings-incNPS Holdinghttp://www.nps.gov/disclaimer.htmOrbitel Holdingshttp://www.orbitalholdings.com/RadioPharmacy Investorshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=115291667Total Sleep Holdingshttp://www.totalsleep.com/Contract Datascan Holdingshttp://marketbrief.com/contract-datascan-holdings-inc/d/form-d/2011/1/3/7495578Stratford School Holdingshttp://www.stratfordschools.com/default.aspxAdvanced Sleep Conceptshttp://www.advancedsleepconcepts.com/Technology Investment Team:B. Hagen Saville, President & CEOHSaville@MCGCapital.comKeith Kennedy, CFOKKennedy@MCGCapital.comE. Peter Malekian, Managing Director, 703-562-7101PMalekian@MCGCapital.comRobert L. Marcotte, Managing Director, 703-562-7106RMarcotte@MCGCapital.comRichard W. Neu, ChairmanRNeu@MCGCapital.comTod K. Reichert, General Counsel & Chief Compliance Officer, Corporate Secretary, and Senior VPTReichert@MCGCapital.comNational Institute for the Commercialization of Clean Energywww.virginiaenergynetwork.comIEnergy & Clean TechSeedFormerly known as the Virginia Energy Incubator, the National Institute for the Commercialization of Clean Energy (NICCE) is a clean and renewable energy commercialization company focused on providing specialized business incubation and support services to developing clean energy companies and the incubators that house them. The Center connects local communities with entrepreneurs to create green collar jobs around the country. The Institute's latest incubator partnership is with the Rocky Mountain Innosphere, Fort Collins, Colorado. The National Capital Clean Energy Incubator has been designed to 1) validate technology, 2) match technology to customers, 3) capitalize companies with technology and bring the technology to market through a highly sophisticated proven process. The Center also plays a role in helping companies find suitable site locations for business development, expansion and or manufacturing and we help them negotiate the terms. The incubator's new facility is expected to be 100,000 sq/ft of high tech and high security space and with the right incentives, located in the Washington, DC metropolitan region. The estimated number of jobs this incubator will create is projected at 400. The Clean Energy Alliance, the National Institute for the Commercialization of Clean Energy and U.S. Department Of Energy recently launched a partnership to support commercialization of clean energy technologies. The $1.2 million grant will provide services to small businesses to enhance success through CEA's network of incubators that includes the Clean Energy Business Incubator.

P.O. Box 120BlackstoneVA23824434-298-3906434-298-3907

Tenant companies include:N/Ahttp://www.na.org/Management Team:Dr. Carole Cameron Inge, President and CEOcinge@nicceENERGY.comMargaret Lucas,Chief Strategist MODSIMDmitri Alexandrov, Coordinator, Strategic PartnershipsNew Atlantic Ventureswww.navfund.comVCInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaSeedEarlyNew Atlantic Ventures (NAV), formerly Draper Atlantic, is an early-stage information technology venture capital fund based in Northern Virginia and Cambridge, Massachusetts. From 1999 to 2006, Draper Atlantic and DFJ New England invested $180 million in 59 companies with investment returns in the top ten percent of all venture funds. The firms joined forces in 2006 to create New Atlantic Ventures, a venture capital firm with a past and present portfolio of companies that generated over $1 billion of revenue in 2011. Capital under management is currently $230 million. The firm's current fund (raised 2008), New Atlantic Ventures Fund III, has $117 million. The firm focuses on businesses in high-growth, emerging mass markets. Within high-growth emerging mass markets, NAV focuses on four main sectors: Mobile, New Media, Online Services and Breakthrough Technologies. It looks for a combination of great teams, big markets, big ideas and proprietary technology. Most of its initial investments range from $0.5 million to $5 million for first rounds. NAV continues to support its portfolio companies with additional funds alongside other co-investors as companies make progress.

One Fountain Square11911 Freedom Drive, Ste. 1080RestonVA20190703-563-4100703-563-4111

Portfolio companies include:GlobalLogichttp://en.wikipedia.org/wiki/GloballogicARUPhttp://arup.com/Cyveillancehttp://www.cyveillance.com/FTranshttp://ftrans.net/IntelliVidhttp://americandynamics.net/products/IntelliVid_Video_Intelligence.aspxAppTaphttp://www.apptap.com/Emberhttp://www.ember.com/EveryScapehttp://www.everyscape.com/Fashion Playteshttp://www.fashionplaytes.com/HealthWarehouse.comhttp://www.healthwarehouse.com/Image Space Mediahttp://imagespacemedia.com/Invinceahttp://www.invincea.com/Koofershttp://www.koofers.com/Lumidigmhttp://www.lumidigm.com/Luminushttp://en.wikipedia.org/wiki/Luminus_(comics)American Honorshttp://www.american.edu/provost/honors/CivicSciencehttp://www.civicscience.com/u/HomeGloballogichttp://www.globallogic.com/Maptuithttp://www.maptuit.com/web/terms/index.htmlModa Operandihttp://modaoperandi.com/Nanterohttp://www.nantero.com/Pine Labshttp://pinelabs.com/Pontiflexhttp://www.pontiflex.com/PulsePointhttp://www.pulsepoint.com/Qliancehttp://qliance.com/Investment Team: John Backus, Managing Partnerjcb@navfund.comThanasis Delistathis, Managing Partnerthanasis@navfund.comTodd Hixon, Managing Partnertodd@navfund.comMel Davidson, Chief Financial Officermel@navfund.comScott Johnson, Managing Partnerscott@navfund.comTim Rowe, Venture Partnertim@navfund.comEryn Lampe, Operations Managereryn@navfund.comGeoff Mamlet, Principalgeoff@navfund.comNew Dominion Angelswww.newdominionangels.comAInformation TechnologySoftware & InternetConsumer ProductsSeedNew Dominion Angels is an investor group formed to capitalize early-stage, Virginia-based companies. New Dominion is not a managed fund, but rather a group of like-minded members who make individual decisions whether to invest in companies that present to the group.

3754 Osborne Dr.WarrentonVA20187

Portfolio companies include:OhMyGovhttp://ohmygov.com/Phthisishttp://en.wikipedia.org/wiki/PhthisisMom Made Foodshttp://www.mommadefoods.com/Zagsterhttp://www.cityryde.com/WorkProductshttp://www.workproducts.com/SeniorLiving.Nethttp://www.seniorliving.net/ROI2http://www.roi2.com/mySBX.comhttp://washingtontechnology.com/Articles/2009/12/14/Small-Business-MySBX.aspxARCSyshttp://arcsysonline.com/TRX Systemshttp://www.trxsystems.com/Phthisis Diagnosticshttp://phthisisdiagnostics.com/Investment Team:Frank Ball, Managing Partnerfrank@newdominionangels.comMike McGinley, Managing Partnermike@newdominionangels.comJohn May, Managing Partnerjohn@newdominionangels.comNew Vantage Groupwww.newvantagegroup.comVCInformation TechnologySoftware & InternetCommunications & NetworkingDefense & Homeland SecurityEarlyNew Vantage Group (NVG) is a Washington, DC area company specializing in early-stage venture funding. For over 12 years, NVG has managed five different angel funds and angel groups that have invested more than $50 million in more than 55 primarily mid-Atlantic-based companies. NVG currently manages two angel investing groups: Active Angel Investors (AAI) and the D'Arch Angels. AAI has invested in 25 companies over the past five years. AAI members have held executive level positions in many different industries and have close contacts in many major corporations. D'ArchAngels is a new group focused on defense related technology companies with members who come from the defense community. In 2006 NVG partnered with Focus Enterprises, as well as investors in the UK to become general partners in London-based Seraphim Capital, LLP, which focuses on high-growth, innovative UK companies seeking to penetrate US markets. NVG helped to organize 21 angel investors as limited partners in the Seraphim fund. In October 2012, AAI merged with New Dominion Angels to form a combined group under the NDA name.

1616 Anderson Rd., Suite 323McLeanVA22102703-255-4930703-255-4931

Portfolio companies include:Oculis Labshttp://www.oculislabs.com/Terracyclehttp://www.terracycle.net/LPP Combustionhttp://www.lppcombustion.com/Senscienthttp://www.senscient.com/StraighterLinehttp://www.straighterline.com/Latistahttp://latista.com/Naviscan Pet Systemshttp://www.naviscan.com/Envisioneerhttp://envisioneerexpress.com/EVA Medical Deviceshttp://www.globalspec.com/reference/193920/Medical-Device-Link-Performance-Properties-of-Metallocene-Polyethylene-EVA-and-Flexible-PVC-FilmsChesapeake Perlhttp://c-perl.com/Airakhttp://www.airak.com/Exacterhttp://exacterinc.com/Acuity Mobilehttp://www.acuitymobile.com/LHD Vending Systemshttp://lhdvending.com/Uppidyhttp://www.uppidy.com/Public Relayhttp://www.publicrelay.com/Krossoverhttp://www.krossover.com/Investment Team:John May, Managing Partnerjohn@newvantagegroup.comJeremy Bauman, Associatemba@newvantagegroup.comNewVa Capital Partners, LPwww.newvafund.comVCInformation TechnologySoftware & InternetStorage & HardwareMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialEarlyGrowthExpansionNewVa Capital Partners, LP is a private equity/venture capital fund created to make investments in companies that are considering initiating operations in, currently operating in, or willing to relocate all or a significant portion of their business to, the NewVa region of southwestern Virginia, which encompasses the Roanoke Valley, the New River Valley and the Alleghany Highlands. The Fund was created in 2004 by its founding partners: Virginia Tech Foundation, Carilion Health System and Third Security, LLC. Third Security RNR (see profile) is the general partner and manager of the Fund. The Fund does not limit its investments to any specific industry or development stage, but seeks investment opportunities in companies with a clear focus and significant competitive advantage. Investments made by the Fund will range from $100,000 (as one portion of a larger investment) to over $1 million. The firm has offices in Virginia and San Francisco.

The Governor Tyler1881 Grove AvenueRadfordVA24141540-633-7900 540-633-7979

Portfolio companies include:Intrexonhttp://dna.com/Pinnacle Pharmaceuticalshttp://www.pinnaclepharmaceuticals.com/Investment Team:Robert Patzig, Senior Managing Directorrob.patzig@thirdsecurity.comJulian P. Kirk, Managing Directorjulian.kirk@thirdsecurity.com Randal J. Kirk, Senior Managing Director and CEOrandal.krk@gmail.comMarcus Smith, Senior Managing Director and General Counselmarcus.smith@thirdsecurity.comTheodore J. Fisher, Managing Director and Associate General Counseltad.fisher@thirdsecurity.comClifton R. Herndon II, Managing Director and Controllercliff.herndon@thirdsecurity.comDoit L. Koppler II, Managing Director and TreasurerLisa M. Moose, Managing Directorlisa.moose@thirdsecurity.comJeffrey T. Perez, Managing Director and Associate General CounselScott Horner, Managing DirectorNovus Energy Partners LPwww.novusenergypartners.comVCPEEnergy & Clean TechExpansionMiddle MarketNovus Energy Partners is a transatlantic investment fund focused on emerging companies in the New Energy industry. Novus Energy was co-founded by Reidar Langmo and Mark Huang. The Principals are pioneers in the sector from the U.S. and Europe who have formed, financed and led some of the industry's most successful organizations. Novus Energy Partners makes both minority and control investments in such sectors as clean energy, electrification of transport, energy intelligence. LEDs, waste gasification and carbon management.

201 North Union Street, Suite 350AlexandriaVA22314703-740-1200703-740-1201

Portfolio companies include:a123 Systemshttp://a123systems.com/Bridgeluxhttp://bridgelux.com/Voltaixhttp://www.voltaix.com/Si Pro Holding AShttp://siproas.no/Viridity Energyhttp://viridityenergy.com/Nordic Windpowerhttp://www.nordicwindpower.com/Bright Automotivehttp://www.brightautomotive.com/QD Visionhttp://www.qdvision.com/Think Holdings AShttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=72331304Space Time Insighthttp://www.spacetimeinsight.com/Investment Team:Reidar Langmo, Partner and CEOMark Huang, Partnermark.huang@novusenergypartners.comDr. James Lyons, Partner and CTOjim.lyons@novusenergypartners.comMartin Aares, PartnerJohn Torvik, Partnerjohn.torvik@novusenergypartners.comJay Tannon, Partner and General CounselNicholas Perrins, Partner and CFOnicholas.perrins@novusenergypartners.comChristian Garcia, PrincipalErik Bjorstad, Principalerik.bjorstad@novusenergypartners.comPurple Mountain Ventureswww.purplemountainventures.comVCEnergy & Clean TechSeedEarlyFormed in 2002, Purple Mountain Ventures is a "new breed" of a venture capital and growth consultancy, based on experience in the information and energy sectors. The firm prefers to call what it does "adventure capital" because Purple Mountain Partners completely immerse themselves in their portfolio firms. Purple Mountain operates the Lab Seed Fund, which invests in people creating innovations and technologies that solve real problems. The Fund focuses on innovations from places like Los Alamos, Livermore, Oak Ridge, and Sandia, and helps push technologies into the market. Purple Mountain maintains additional offices in New Mexico and Colorado.

25140 Fortitude Terrace, Suite 200ChantillyVA20152703-722-2821

Portfolio companies include:Saint Blackwellhttp://saintblackwell.com/index.htmlHyperion Power Generationhttp://www.hyperionpowergeneration.com/Vista Control Systemshttp://www.vista-control.com/Micoyhttp://www.micoy.com/Investment Team:John R. Grizz Deal, President and Managing Directorgrizz@purplemountainventures.comDeborah Blackwell, Directordeborah@purplemountainventures.comL. Robert Libutti, Directorbob@purplemountainventures.comJohn Elling, Directorjohn@purplemountainventures.comQED Investorswww.qedinvestors.comAInformation TechnologySoftware & InternetSeedQED Investors is a direct investment fund focused on high-growth companies that leverage the power of data strategies. The Fund was founded by Nigel Morris, who co-founded Capital One in 1994, and during his ten-year tenure, Capital One's customer base grew to 45 million, managed loans increased to more than $70 billion, and the company emerged as one of the top seven issuers of MasterCard and Visa credit cards in the world. In addition, he works in an advisory capacity with General Atlantic Partners, Columbia Capital, and Oliver Wyman. He also serves on the board of The Economist Group, London Business School, and Venture Philanthropy Partners.

311 Cameron St.AlexandriaVA22314

Portfolio companies include:Convoke Systemshttp://convokesystems.com/WealthEnginehttp://www.wealthengine.com/Credit Karmahttp://www.creditkarma.com/Prosperhttp://www.prosper.com/MediaMathhttp://www.mediamath.com/Investment Team:Nigel Morris, Managing PartnerCaribou Honig, PartnerFrank Rotman, PartnerCaton Burwell, ManagerQuad-C Management, Inc.www.quadcmanagement.comPEMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsRetail & RestaurantEducation & TrainingMiddle MarketFounded in 1989 in Charlottesville, Virginia, Quad-C is a private investment firm that specializes in investing in profitable businesses valued between $75 million and $400 million and growing them in partnership with management. The firm's transactions provide liquidity for owners, capital for growth and significant equity opportunities for key management. Quad-C has invested in over 45 platform companies and completed more than 125 transactions, valued in excess of $5.5 billion. The firm has approximately $2 billion in capital under management and is currently investing Quad-C Partners VII, LP, an investment fund with committed equity capital of approximately $1 billion. The firm makes control equity investments of $25-$150 million in the following industries: building products, business services, consumer products, distribution, education and training, healthcare, light manufacturing, media, packing, restaurants/food, security and corrections, specialty chemicals, specialty finance, and transportation and logistics.

230 East High StreetCharlottesvilleVA22902434-979-2070 434-979-1145

Portfolio companies include:Augusta Sportswear Grouphttp://www.quadcmanagement.com/investments/inv_as.htmlMBG Holdingshttp://www.quadcmanagement.com/investments/inv_mbgh.htmlNuSil Technologyhttp://www.nusil.com/Royal Adhesives & Sealantshttp://www.royaladhesives.com/Asset Acceptance Capitalhttp://www.assetacceptance.com/A. Stucki Companyhttp://www.stucki.com/Balboa Water Grouphttp://www.balboawatergroup.com/Classic Party Rentalshttp://sandiego.classicpartyrentals.com/Cloverhill Bakeryhttp://www.cloverhill.com/Document Technologieshttp://www.dtiglobal.com/Durconhttp://www.durcon.com/Generation Brandshttp://www.generation-brands.com/Joerns Healthcarehttp://www.joerns.com/Technimarkhttp://www.technimark.com/Investment Team:Terry Daniels, ChairmanTony Ignaczak, Presidentari@qc-inc.comSteve Burns, Senior Partnersmb@qc-inc.comFrank Winslow, Partnerfhw@qc-inc.comThad Jones, Partnertmj@qc-inc.comMatthew Engel, Principal, Corp. Dev.mbe@qc-inc.comTim Billings, PrincipalThomas M. Hickey, PrincipalRyan Kaplan, Vice PresidentRichard Wiltshire, Vice PresidentRob Reistetter, Vice PresidentNina Myers, Vice President, Financentm@qc-inc.comElizabeth Cranmer, VP, Administrationemc@qc-inc.com Relativity Capitalwww.relativitycapitalllc.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsDefense & Homeland SecurityMiddle MarketRelativity Capital (Relativity) provides private equity capital to companies throughout all stages of the business cycle. The firm targets quality investments in both healthy and distressed middle-market companies, predominantly located in North America. Relativity targets control-focused investments, both traditional leveraged buyouts and distressed acquisitions. The partner's industry expertise includes: aerospace, automotive, business services, consumer, defense, general manufacturing, and healthcare. Relativity has a target equity investment size of $5-$30 million and looks for businesses with demonstrable recurring revenues, favorable valuations and a leading position in a growing or insulated market. Using a balanced approach, the firm seeks out distressed and traditional leveraged buyout opportunities in the middle market, an area it believes to be underserved. The firm has additional offices Michigan and New York.

1300 17th Street, North Suite 750 ArlingtonVA22209703-812-3020

Portfolio companies include:Berkshire Manufactured Productshttp://www.berkshiremfp.com/index.htmlNIVISYS Industrieshttp://nivisys.com/MHF Serviceshttp://www.mhfservices.com/Jessica's Apparelhttp://www.fashionstinks.com/jessica39s_daily_affirmation_mug_mod_zazzle_mug-168871922196359332.htmlEvergreen Maintenance Centerhttp://evergreenmc.com/Tactical Microhttp://tacticalmicro.com/Marana Aerospace Solutionshttp://maranaaerospace.com/Investment Team:Leslie L. Armitage, Co-FounderJoyce Johnson-Miller, Senior Managing Directorjjmiller@relativitycapitalllc.comBrian K. Lee, Principalblee@relativitycapitalllc.comAndrew W. Lodge, Principalalodge@relativitycapitalllc.comJames S. Riepe Jr., Principaljriepe@relativitycapitalllc.comDavid J. Miller, Vice PresidentBrian R. Kirschbaum, Vice PresidentJennifer Versaw, CFORidge Capital Partners, LLC (RCP)www.ridgecapital.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsMiddle MarketRidge Capital Partners, LLC is a private equity investment firm focused on partnering with outstanding managers to pursue platform build-ups and growth investments in companies in the smaller end of the middle market. Together since 1992, the partners of RCP collectively have over 30 years of private equity experience and have made over 55 investments in middle-market companies. Based outside of Washington, D.C., Ridge currently manages over $50 million of equity capital in industries including niche manufacturing, value-added design/assembly, business services, consumer products, and distribution. In any given transaction, RCP, along with the resources of its limited partner and other related co-investors, typically invests $3-$8 million of initial equity capital into a company. RCP seeks to invest in companies with attractive internal or acquisition-related growth opportunities, which typically have revenue of between $20 and $75 million (and EBITDA between $3-$7 million) at the time of initial investment.

9 North Liberty StreetP.O. Box 2056MiddleburgVA20118540-687-8161540-687-8164

Portfolio companies include:American Fire Protection Grouphttp://www.afpgusa.com/MicroPower Electronicshttp://www.micro-power.com/Toterhttp://www.toter.com/Equibrand Holdinghttp://www.ridgecapital.com/portfolio_content.htmlRock River Environmental Serviceshttp://www.rresvcs.com/Wincore Window Companyhttp://www.wincorewindows.com/WeCare Operations Holdingshttp://www.wecareorganics.com/about_meettheceo.htmInvestment Team:J. Bradley Davis, Managing Partnerbdavis@ridgecapital.comClark F. Davis, Partnercdavis@ridgecapital.comSail Capital Partnershttp://www.sailcapital.comVCEnergy & Clean TechEarlyGrowthExpansionFounded in 2002, Sail Capital Partners is a national venture capital firm with offices in Southern California, Toronto, New Orleans, and Washington, D.C. Sail Venture Partners has an investment focus on early-stage and growth-stage companies in the Energy/Cleantech sector. The firm seeks sophisticated business teams with strong IP and business models that are in the market, or ready for market, and will typically invest $500K to $5 million per portfolio company. SAIL Venture is a family of funds designed for early and mid stage venture capital investments. SAIL Capital Partners is a family of funds intended for growth and late stage venture capital activities. SAIL Sustainable is a family of funds focused on sustainable investing in the form of convertible debt capital financing that contains an equity upside potential. The firm launched SAIL Sustain with a proof of concept fund called the Louisiana Sustainability Fund, designed to show how profitable and safe sustainable investing can be when practiced with depth of domain experience and local insight. SAIL Sustainable funds are structured to pay cash dividends on a quarterly basis.

2900 S. Quincy St., Suite 375ArlingtonVA22206703-379-2713703-820-1815

Portfolio companies include:ORYXE Energy Internationalhttp://oryxe-energy.com/Ice Energyhttp://www.ice-energy.com/CNS Responsehttp://www.cnsresponse.com/SN Techhttp://sntech.com/Enerpulsehttp://www.enerpulse.com/Xtreme Powerhttp://www.xtremepower.com/Dow Kokamhttp://www.dowkokam.com/index.phpFlexEnergyhttp://www.flexenergy.com/Paragon Airheaterhttp://paragonairheater.com/Kokamhttp://en.wikipedia.org/wiki/Garcinia_indicaWaterHealth Internationalhttp://waterhealth.com/M2 Renewableshttp://www.m2renewables.com/Cleantech Grouphttp://www.cleantech.com/CNS Responsehttp://www.cnsresponse.com/ActiveIonhttp://www.facebook.com/activeionInvestment Team:Hank Habicht, Managing Partnerhhabicht@sailcapital.comChris Rhoades, Partnercrhoades@sailcapital.comWalter Schindler, Managing Partnerwschindler@sailcapital.comAlan Sellers, Managing Partnerasellers@sailcapital.comMichael J. Hammons, Venture Partnermhammons@sailcapital.comSilverHaze Partners, LPwww.silverhazepartners.comVCPEFOFInformation TechnologySoftware & InternetCommunications & NetworkingEarlyMiddle MarketFounded in 2000, SilverHaze Partners is a firm dedicated to private equity investing and advising on behalf of wealthy individuals, families, and institutions. To date, SilverHaze has raised three private equity investment funds focusing on venture capital and buyouts. In addition to these funds, SilverHaze has also made a few choice investments in select technology, retail, and media-related companies. SilverHaze Partners, LP is a hybrid private equity fund investing in funds as well as direct investments. Formed in 2004, SilverHaze Partners II follows a similar hybrid structure, investing in both funds and direct investments. SHP III, formed in 2007, has invested in a diverse group of top-tier venture capital and distressed asset funds, as well as direct investments in technology and media-related companies.

1356 Beverly Road, Suite 200McLeanVA22101-3833703-917-4002703-917-4003

Portfolio companies include:AccessLinehttp://www.accessline.com/Bluemercuryhttp://www.bluemercury.com/NetMotion Wirelesshttp://www.netmotionwireless.com/Oblixhttp://en.wikipedia.org/wiki/OblixDowntown Musichttp://www.downtownmusic.com/Edgecasthttp://www.edgecast.com/DuPont Fabroshttp://www.dft.com/Fidelity & Trust Bankhttp://www.bankfidelity.com/ASP/home.aspFrontier Strategy Grouphttp://frontierstrategygroup.com/Funky Monkey Snackshttp://www.funkymonkeysnacks.com/IPWirelesshttp://www.ipwireless.com/Matricshttp://matrics.ucla.edu/NextGhttp://nextgnetworks.net/ObjectVideohttp://www.objectvideo.com/SAIhttp://en.wikipedia.org/wiki/Sai_(weapon)Spectrum K12 School Solutionshttp://www.spectrumk12.com/Spongecellhttp://www.spongecell.com/Strike Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4100559The Film Departmenthttp://en.wikipedia.org/wiki/The_Film_DepartmentInvestment Team:Zeid Masri, Managing PartnerZmasri@silverhazepartners.comSarah Godwin, Head of OperationsSnowbird Capital, Inc.www.snowbirdcapital.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesAgriculture & Agricultural ScienceMiddle MarketSnowbird Capital offers an alternative source of funding for middle market companies. Snowbird considers investments across a wide range of industries and recognizes merit in diversification. The firm focuses its investments on quality, established entities with well-defined, well-conceived financial and operating strategies. Snowbird does not invest in: Start-ups, Real estate development, Leasing companies, Hostile situations, Turnarounds, or Foreign companies. Snowbird's investment targets typically have $5MM - $100MM in annual revenue and $1,000,000 or more in cash flow. The fund invests $500,000 to $5 million in its portfolio companies.

Reston Town Center 11921 Freedom Dr., Suite 1120 RestonVA20190703-259-2300 703-259-2401

Portfolio companies include:Bergandihttp://www.bergandi.com/Skagit Gardenshttp://skagitgardens.com/Sunstone Componentshttp://4scg.com/China Senior Carehttp://csc-del.com/en/MediaSolvhttp://mediasolvcorp.com/Investment Team:Nelson Carbonell, President & Chairmanncarbonell@snowbirdcapital.comJohn Carbonell, Managing Directorjcarbonell@snowbirdcapital.comChristine Piorkowski, Chief Financial Officercpiorkowski@snowbirdcapital.comStuart Mill Capital, Inc.www.stuartmillvp.comVCInformation TechnologyEnergy & Clean TechBusiness ServicesEarlyGrowthFormed in 1997, Stuart Mill Venture Partners, L.P. is a Northern Virginia-based fund investing principally in small- to medium-size companies with substantial growth prospects. The fund has a special focus on the clean technology sector but also considers investments in areas such as technology, travel/hospitality, and federal government services. In addition to providing growth capital, the fund offers experienced business guidance to its portfolio companies.

252 North Washington St.Falls ChurchVA22046703-533-2461

Portfolio companies include:Sypherlinkhttp://www.sypherlink.com/Marrone Bio Innovationshttp://marronebioinnovations.com/index.phpAppistryhttp://www.appistry.com/Environmental Operating Solutionshttp://www.eosenvironmental.com/Investment Team:Larry Hough, Chairmanlhough@stuartmillcap.comChip Lubsen, Principalclubsen@stuartmillcap.comJeff Salinger, Principaljsalinger@stuartmillcap.comThird Security, LLCwww.thirdsecurity.comVCInformation TechnologyLife Sciences & HealthcareFinancial ServicesEarlyExpansionThird Security, LLC is an independent, private investment and advisory firm formed in 1999 to manage investments in public and private companies. Currently, the firm has more than 50 employees. Third Security's family of funds includes private equity, hedge funds, public equity and fixed income funds. The firm's private equity funds focus on emerging technology companies in life-sciences and information technology, and late-stage investments in health-care and financial services. NRM V, which closed in 2007 at $250 million, has invested and will continue to invest, in select public and private companies. The company launched NRM VI in 2009. Also managed by Third Security is NewVa Capital Partners (see profile), a private equity/venture capital enterprise formed in order to fund companies willing to begin operations in, or relocate to, the Roanoke Valley, the New River Valley or the Alleghany Highlands of Southwestern Virginia. The founding partners are Carilion Clinic, the Virginia Tech Foundation, and an affiliate of Third Security. The firm has additional offices in Connecticut and San Francisco.

The Governor Tyler1881 Grove AvenueRadfordVA24141540-633-7900540-633-7939

Portfolio companies include:Clinical Datahttp://en.wikipedia.org/wiki/Clinical_data_acquisitionHalozyme Therapeuticshttp://www.halozyme.com/Cyntellecthttp://www.cyntellect.com/Vital Diagnosticshttp://vitaldiagnostics.com/Intrexonhttp://dna.com/Synchronyhttp://www.synchrony.com/LevelVisionhttp://www.levelvision.com/Keradermhttp://www.keraderm.com/Investment Team:Randal J. Kirk, Senior Managing Director and Chief Executive Officerrandal.krk@gmail.comRob Patzig, Senior Managing Director and Chief Investment OfficerMarcus Smith, Senior Managing Director and General Counselmarcus.smith@thirdsecurity.comJulian P. Kirk, Managing Directorjulian.kirk@thirdsecurity.comTheodore J. Fisher, Managing Director and Associate General Counseltad.fisher@thirdsecurity.comClifton R. Herndon II, Managing Director and Controllercliff.herndon@thirdsecurity.comDoit L. Koppler II, Managing Director and TreasurerLisa M. Moose, Managing Directorlisa.moose@thirdsecurity.comJeffrey T. Perez, Managing Director and Associate General CounselScott Horner, Managing DirectorThird Security, LLCwww.thirdsecurity.comNew YorkVCInformation TechnologyLife Sciences & HealthcareFinancial ServicesEarlyExpansionThird Security, LLC is an independent, private investment and advisory firm formed in 1999 to manage investments in public and private companies. Currently, the firm has more than 50 employees. Third Security's family of funds includes private equity, hedge funds, public equity and fixed income funds. The firm's private equity funds focus on emerging technology companies in life-sciences and information technology, and late-stage investments in health-care and financial services. NRM V, which closed in 2007 at $250 million, has invested and will continue to invest, in select public and private companies. The company launched NRM VI in 2009. Also managed by Third Security is NewVa Capital Partners (see profile), a private equity/venture capital enterprise formed in order to fund companies willing to begin operations in, or relocate to, the Roanoke Valley, the New River Valley or the Alleghany Highlands of Southwestern Virginia. The founding partners are Carilion Clinic, the Virginia Tech Foundation, and an affiliate of Third Security. The firm has additional offices in Connecticut and San Francisco.

240 Greenwich Avenue3rd Floor, Suite 301GreenwichCT06830203-422-6390203-422-6392

Portfolio companies include:Clinical Datahttp://en.wikipedia.org/wiki/Clinical_data_acquisitionHalozyme Therapeuticshttp://www.halozyme.com/Cyntellecthttp://www.cyntellect.com/Vital Diagnosticshttp://vitaldiagnostics.com/Intrexonhttp://dna.com/Synchronyhttp://www.synchrony.com/LevelVisionhttp://www.levelvision.com/Keradermhttp://www.keraderm.com/Investment Team:Randal J. Kirk, Senior Managing Director and Chief Executive Officerrandal.krk@gmail.comRob Patzig, Senior Managing Director and Chief Investment OfficerMarcus Smith, Senior Managing Director and General Counselmarcus.smith@thirdsecurity.comJulian P. Kirk, Managing Directorjulian.kirk@thirdsecurity.comTheodore J. Fisher, Managing Director and Associate General Counseltad.fisher@thirdsecurity.comClifton R. Herndon II, Managing Director and Controllercliff.herndon@thirdsecurity.comDoit L. Koppler II, Managing Director and TreasurerLisa M. Moose, Managing Directorlisa.moose@thirdsecurity.comJeffrey T. Perez, Managing Director and Associate General CounselScott Horner, Managing DirectorAdams Capital Management, Inc.www.acm.comVCInformation TechnologyCommunications & NetworkingSemiconductorEarlyAdams Capital Management, Inc. (ACM) is a national venture capital firm specializing in early-stage applied technology investments. Established in 1994, ACM is a lead Series A investor and currently manages $815 million. The firm's general partners have extensive domain and operations expertise in the following industries: Information Technology, Networking Infrastructure, and Semiconductor. Typical investments begin at $5 million, but can start out at under $1 million and grow to as much as $30 million over the life of the investment. The firm maintains four offices: Austin, Boston, Palo Alto, and Pittsburgh (Headquarters).

500 Blackburn AvenueSewickleyPA15143412-749-9454412-749-9459

Portfolio companies include:Additechhttp://additech.com/NewsStandhttp://newsstand.com/TimeSyshttp://timesys.com/Amberwavehttp://amberwave.com/LiquidPistonhttp://www.liquidpiston.com/BuzzLogichttp://www.buzzlogic.com/VBrickhttp://vbrick.com/AutoESLhttp://www.xilinx.com/tools/autoesl.htmFirst Insighthttp://www.first-insight.com/Landslide Technologieshttp://www.landslide.com/LibreDigitalhttp://www.libredigital.com/Precision Therapeuticshttp://www.precisiontherapeutics.com/SmartOpshttp://www.smartops.com/Tiversahttp://www.tiversa.com/CipherOpticshttp://certesnetworks.com/Optellioshttp://www.fiberpatrol.com/Uplogixhttp://www.uplogix.com/AmberWave Systemshttp://amberwave.com/BioLeaphttp://www.bioleap.com/Dynamicshttp://www.dynamicsinc.com/Fotomotohttp://www.fotomoto.com/ProspXhttp://www.prospx.com/Rafterhttp://www.rafter.com/homeBookrenter.comwww.bookrenter.comSnapRetailhttp://www.snapretail.com/Luminescent Technologieshttp://www.luminescenttechnologies.com/NextIOhttp://www.nextio.com/Investment Team:Joel P. Adams, General Partner, 412-749-9456jpa@acm.comWilliam A. Frezza, Venture Partnerwaf@acm.comMartin Neath, General Partnermcn@acm.comN. George Ugras, General Partnerngu@acm.comNikhil Sinha, Venture PartnerJennifer E. Parulo, Chief Financial Officerjep@acm.comMatthew J. Kline, Senior Financial Analystmjk@acm.comAlara Capitalwww.alaracap.comVCPEInformation TechnologySoftware & InternetCommunications & NetworkingEarlyExpansionMiddle MarketAlara Capital launched its first venture fund, Guggenheim Technology Ventures I (GTV1), in 2008 while operating as Guggenheim Venture Partners (GVP). Since then, GTV1 has made investments in nine technology companies and is performing well. In 2011, Alara spun-out of Guggenheim into a new private equity and venture capital firm unaffiliated with Guggenheim. Today, Alara Capital continues to manage GTV1, a fund in which Guggenheim is one of the largest limited partners. Alara Capital is a technology investment firm that focuses on undercapitalized technology companies, with practices in distressed venture capital, early stage ventures, technology spin-outs, growth equity and activist investing in small capitalization public technology companies. Alara works with start-ups that develop and deploy products and solutions for various technology industries technology industries including semiconductors, communications, software, digital media, and wireless.

460 E. Swedesford RoadSuite 1050WaynePA19087610-710-4000610-710-4353

Portfolio companies include:Giga-tronicshttp://www.gigatronics.com/Ciclon Semiconductor Devicehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=22039439GreenLink Networkshttp://www.greenlinknetworks.com/Piqqualhttp://www.piqqual.com/COGO Optronicshttp://www.cogooptronics.com/Investment Team:Michael D. Burns, Managing PartnerEric J. Rothfus, Managing Partnererothfus@alaracap.comJoseph Thompson, PartnerDarren C. Wallis, Partnerdwallis@alaracap.comMichael D. Falcon, PartnerDavid L. Jannetta, Venture PartnerAndy Maunder, Venture PartnerKenyon Hayward, Venture PartnerLutz Henckels, Venture PartnerArlington Capital Partnerswww.arlingtoncap.comPEInformation TechnologyMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesEducation & TrainingDefense & Homeland SecurityMiddle MarketArlington Capital Partners is a middle market private equity firm focused on buyouts and recapitalizations in targeted growth industries in partnership with management. With over $1 billion of committed capital, the firm's strategy is to make investments in middle-market companies, primarily in the United States, with enterprise values of between $50 million and $500 million. Arlington typically invests between $25 million and $75 million of equity per company either at the initial acquisition or through add-on investments. The firm's current sectors of focus include: Business Services & Outsourcing; Aerospace/Defense; Federal IT; Media; Education and Training; Healthcare Services/Training; and Highly Engineered Manufacturing. Arlington targets opportunities primarily involving private companies and divisions of larger businesses.

5425 Wisconsin Avenue, Suite 200Chevy ChaseMD20815202-337-7500202-337-7525

Portfolio companies include:Cherry Creek Radiohttp://www.cherrycreekradio.com/APOGEN Technologieshttp://www.qinetiq-na.com/New Vision Grouphttp://www.newvisionsgroup.com/Advanced Health Mediahttp://www.ahmdirect.com/Ad Venture Interactivehttp://ad-venture-interactive.com/BrightStar Education Grouphttp://www.brightstareducation.com/Cambridge Major Laboratorieshttp://www.c-mlabs.com/Chandler/Mayhttp://chandlermay.com/Compusearchhttp://www.compusearch.com/Consolidated Precision Productshttp://cppcorp.com/Data Technologies & Analyticshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=116321164Iron Datahttp://www.irondata.com/Main Line Broadcastinghttp://en.wikipedia.org/wiki/Main_Line_BroadcastingAero-Metrichttp://www.aerometric.com/Apogen Technologieshttp://www.qinetiq-na.com/Main Line Broadcastinghttp://en.wikipedia.org/wiki/Main_Line_BroadcastingNLX Corporationhttp://www.arlingtoncap.com/investments_nlx.htmlNovetta Solutionshttp://novetta.com/SECOR Internationalhttp://www.arlingtoncap.com/investments_secor.htmlSignalTree Solutionshttp://www.arlingtoncap.com/investments_signal_tree.htmlSports Information Grouphttp://www.arlingtoncap.com/investments_sig.htmlTSI Grouphttp://www.bethermalandpower.com/Investment Team:Jeffrey H. Freed, Co-Founder and Managing Partnerjfreed@arlingtoncap.comRobert I. Knibb, Co-Founder and Partnerrknibb@arlingtoncap.comMichael H. Lustbader, Partnermlustbader@arlingtoncap.comPerry W. Steiner, Managing Partnerpsteiner@arlingtoncap.comPeter M. Manos, Managing Partnerpmanos@arlingtoncap.comMatthew L. Altman, Partnermaltman@arlingtoncap.comJohn A. Bates, Partnerjbates@arlingtoncap.comMatthew K. Buckley, Chief Financial OfficerAshby Point Capitalwww.ashbypointcapital.comVCInformation TechnologyFinancial ServicesEarlyGrowthExpansionAshby Point Capital is a private equity firm whose mission is to make investments in growth companies within the payment systems and financial services industries. Ashby Point is stage agnostic and will invest in both early and later stage growth opportunities, targeting investments ranging from under $100,000 to over $5 million. Prior to forming Ashby Point Capital, co-founders Bill Westervelt and Jim Leroux, received industry experience at First Annapolis Consulting. While they were with First Annapolis, they helped create Partners First, a credit card joint venture which sold to Wachovia Bank.

1240 Ashby CourtArnoldMD21012410-544-6250410-544-3264

Portfolio companies include:SVMhttp://svmcards.com/Trade Harborhttp://www.tradeharbor.com/Shanghai Harvest Network Technologyhttp://www.dlbcapital.com/CaseStudies/ShanghaiHarvestNetworkTechnologyCoLtd/tabid/96/Default.aspxInstaMedhttp://www.instamed.com/C&E Acquisition Grouphttp://www.manta.com/c/mtlqnj2/c-e-a-acquisition-llcCredit Karmahttp://www.creditkarma.com/Convoke Systemshttp://convokesystems.com/Investment Team:William J. Westervelt, Jr., Partnerbill@ashbypoint.comJames D. Leroux, Partnerjim@ashbypoint.comJulie Laun, Associateuulie@ashbypoint.comAssociation For Entrepreneurial Science (AES), Montgomery Countywww.afbr-bri.comILife Sciences & HealthcareSeedEarlyFounded in 1968, the Biomedical Research Institute (BRI) is a not-for-profit research institute with a major emphasis on basic research in schistosomiasis. In 1985, BRI expanded its subsidiaries to include the Association of Entrepreneurial Science (AES), an incubator of small scientific companies, to bring scientists and basic research findings into the realm of commercial markets. AES aggregates business skills required for entrepreneurs to bring scientific products and services to the marketplace.

12111 Parklawn DriveRockvilleMD20852301-881-3300301-881-7640

Tenant companies include:Omnia Biologicalshttp://www.omniabiologics.com/Transpartumhttp://www.floydtaubmd.com/TechGazette.htmlAdvanced Biokinetic Sensorshttp://abs-isensors.com/home.aspxHigh Tech Analytical & Diagnostichttp://www2.binghamton.edu/adl/Intradigmhttp://www.intradigm.com/Protein Potentialhttp://proteinpotential.com/Sanariahttp://www.sanaria.com/Management Team:Dr. James L. Leef, Directorjleef@afbr-bri.comTheresa (Teri) Smith, Office Manager/Contracts Administratortsmith@afbr-bri.comAtapco VenturesVCPEManufacturing & IndustrialDefense & Homeland SecurityEarlyMiddle MarketFounded in 1999, Atapco Ventures is a division of the American Trading and Production Corporation. The firm is an equity investor in venture capital, growth and buy-out transactions. Atapco has two primary industry affinity areas: Security and Industrial/ Manufacturing. The firm's preference is to co-invest with venture capital and private equity firms, but will occasionally lead a transaction fitting its specific criteria. The firm's typical investment ranges are $500 thousand to $3 million per venture transaction, and $1 million to $5 million per growth and buy-out transactions.

10 East Baltimore Street, Suite 1600BaltimoreMD21202410-347-7146

Portfolio companies include:Bolt Industrieshttp://boltind.com/Investment Team:Charles Baker, Vice Presidentcbaker@atapco.comAtlantic Capital Group (ACG)www.atcapgroup.comVCPEInformation TechnologySoftware & InternetBusiness ServicesConsumer ProductsReal EstateGrowthExpansionMiddle MarketAtlantic Capital Group (ACG), formed in January of 2005, is a private equity and real estate investment firm that invests in opportunities across multiple sectors all over the country. ACG generally invests in small, private companies or projects that fall under the radar screens of institutional investors and offer good returns at acceptable risk levels. ACG makes equity and mezzanine financing investments in smaller private businesses which are poised for scale and have a record of success, creativity, and cash flow. Periodically, ACG invites other accredited investors to invest along side of ACG in the opportunities it selects. In general, ACG will already have invested its capital in the investments in which other investor partners participate.

1 Olympic Place, Suite 1220TowsonMD21204410-602-6020

Portfolio companies:Honest Teahttp://www.honesttea.com/Carchexhttp://www.carchex.com/Oil Purification Systemshttp://www.ops-1.com/F.T. Silfieshttp://silfies.com/Noble Logistic Serviceshttp://www.noblelogistics.com/GigaTrusthttp://www.gigatrust.com/index.shtmlZiggs.comhttp://ziggs.com/Biometric Access Companyhttp://www.biometricaccess.com/Residence Innhttp://www.marriott.com/residence-inn/travel.miMariner Villagehttp://www.marinersvillage.com/Lumiere Hotel/Condominiumhttp://www.lumieretelluride.com/Epic at Cub Runhttp://atcapgroup.com/CubRun.htmlMiami Greenhttp://www.miagreen.com/Castlefieldhttp://en.wikipedia.org/wiki/Castlefield_Canal_BasinInvestment Team:Steven B. Fader, Founder and ChairmanJames M. Bannantine, Managing PartnerPeter M. Rubin, Founder and Partnerprubin@atcapgroup.comHoward Kra, Partnerhkra@atcapgroup.comBruce F. Taub, PartnerDebora R. Feinberg, Chief Operating OfficerStephen Cummins, VP of Finance & ControllerBeacon Global, LLCwww.beaconglobal.comMBInformation TechnologyManufacturing & IndustrialBusiness ServicesEarlyGrowthExpansionBeacon Global is a merchant bank that combines asset management services, including alternative investment strategies, with private equity/venture capital investments. The firm also provides direct in-house financing on a proprietary basis to private companies of interest. As subsidiaries of Beacon Global, LLC, Beacon Global Asset Management is responsible for all asset management services and programs, while Beacon Global Private Equity carries out the private financing transactions. Beacon Global specializes in investing in, and raising capital for emerging growth companies, from early-stage to micro-cap. For later-stage firms, Beacon brings its merchant banking capabilities and relationships to execute mergers and acquisitions, restructurings and IPOs.

4550 Montgomery Avenue, Suite 302 North BethesdaMD20814301-664-5600301-664-5615

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:John H. Groth, Founder and Chairman, Managing Directorjohn.groth@beaconglobal.comJulie Donatelli, Vice President of Operationsjdonatelli@beaconglobal.comJames Bennett MoloneyWilliam F. Palla, Managing DirectorElliot H. ColeBerman Venture Capitalwww.bermanvc.comVCInformation TechnologySoftware & InternetEnergy & Clean TechConsumer ProductsRetail & RestaurantReal EstateEarlyBerman Venture Capital is an early stage venture fund looking to partner and invest in new business ideas, innovative products, and creative market solutions. A wholly owned subsidiary of Berman Enterprises LP, Berman Venture Capital leverages three generations of real estate experience, 6.5 million square feet of office and retail space, and entrepreneurial spirit to support its portfolio companies. The firm prefers industry sectors that overlap Berman's real estate expertise, including: Architecture, Engineering, and Construction software and technologies; Internet solutions; Retail and consumer businesses, in particular companies with one or a few performing units; Energy systems; Construction and materials solutions and products; Property management and facilities maintenance solutions; and Clean technology. Berman looks to invest between $50,000 to $500,000 in preferred stock or convertible debt, and requires investments from other venture or angel groups. Berman's target companies are valued from $3 to $12 million and have at least one customer.

5410 Edson Ln., Suite 220RockvilleMD20852301-816-1555301-816-1556

Portfolio companies include:ClearEdge3Dhttp://www.clearedge3d.com/LATISTAhttp://latista.com/Canvashttp://en.wikipedia.org/wiki/CanvasClean Currentshttp://www.cleancurrents.com/A Latte Fun Indoor Playground and Cafehttp://www.alattefun.com/6th Street Commercehttp://www.6thstreetcommerce.com/Vedero Softwarehttp://vederosoft.com/42 Floorshttp://42floors.com/Investment Team:Casey Berman, Managing Directorcberman@bermanenterprises.comAlphaLabwww.alphalab.orgIInformation TechnologySoftware & InternetCommunications & NetworkingSports & EntertainmentSeedAlphaLab is a startup accelerator created by Innovation Works (see profile) to help capital-efficient startup companies launch quickly and successfully. Twice a year, up to six companies in the software, web services, mobile, gaming or agile hardware space are selected to participate in an intensive 20-week program. During these weeks companies will rapidly iterate on their products and work with mentors, advisors, and the AlphaLab team to hone their business models. The program culminates in the AlphaLab Demo Day: a chance for companies to pitch what they've been working on to angel investors, VCs, and press outlets from around the nation. Companies receive $25,000 from Innovation Works in exchange for 5% common stock in their company. Innovation Works (IW) is AlphaLab's parent organization and the Pittsburgh region's largest and most active seed-stage investor. Since 1999, IW has invested over $50 million in over 150 companies.

2325 East Carson St.PittsburghPA15203412-535-8282

Portfolio companies include:ComVibehttp://comvibe.com/8020selecthttp://8020select.com/Hub 19http://www.technohub19.webs.com/Krowderhttp://www.krowder.com/Maker Crafthttp://memorymakingcrafts.com/PHRQLhttp://phrql.com/VitalCliphttp://vitalclip.com/80 Degrees Westhttp://80dwid.com/AJAX Streethttp://www.manta.com/c/mt7w8l7/ajax-street-incBlender Househttp://blenderhouse.com/Black Locushttp://blacklocus.com/Buedahttps://www.bueda.com/CareerImphttp://blog.resunate.com/Choggerhttp://chogger.com/CloudFabhttp://cloudfab.com/Aurochs Brewing Companyhttp://www.aurochsbrewing.com/Device Knithttp://deviceknit.com/Devoteehttp://devot-ee.com/GameHuddlehttp://www.gamehuddle.com/GenevaMarshttp://genevamars.com/iTwixiehttp://www.itwixie.com/Levlrhttp://www.levlr.com/NavPresciencehttp://www.navprescience.com/NoWaithttp://nowaitapp.com/PhotoSynesihttp://www.photosynesi.com/The Resumatorhttp://www.theresumator.com/Rhomaniahttp://www.rhomania.com/Shoefitrhttp://shoefitr.com/SkillLifehttp://skill-life.com/Tutor Technologieshttp://www.tutortechnologies.com/Vivohttp://vivolive.com/Wawadoohttp://wawadoo.com/Zipanohttp://www.zipano.com/AutoRefhttps://autoref.com/FutureDermhttp://www.futurederm.com/CollegeZenhttp://collegezen.com/Treatspacehttps://treatspace.com/public/Tunessencehttp://tunessence.com/Investment Team:Jim Jen, DirectorMike Woycheck, Program ManagerRebecca Selah, Digital Communications CoordinatorBlackstreet Capital Management, LLCwww.blackstreetcapital.comPELife Sciences & HealthcareMedical DeviceBusiness ServicesTransportation & DistributionConsumer ProductsRetail & RestaurantEducation & TrainingMiddle MarketBlackstreet Capital is a Chevy Chase, MD based private equity firm with approximately $200 million under management. Blackstreet focuses on control buyouts of under-performing corporate orphans with $25-$150 million of revenue, primarily located in the eastern half of the United States. To date, Blackstreet has invested in 19 companies with combined sales in excess of $1.5 billion and over 8,000 employees. Blackstreet focuses on companies located primarily in the Mid-Atlantic, Southeastern and Midwestern United States in the industries of Niche Manufacturing, Value Added Distribution, Specialty Retail, Education and Training, Healthcare Services and Devices, Restaurants, Consumer and Industrial Products, and Business Services. The firm makes initial equity investment up to $15 million (larger investments accomplished through co-investment of limited partners), in companies with total enterprise value up to $75 million.

5425 Wisconsin Avenue, Suite 701Chevy ChaseMD20815240-223-1330240-223-1331

Portfolio companies include:FTCAhttp://en.wikipedia.org/wiki/Federal_Tort_Claims_ActAmerican Combustionhttp://www.americancombustion.com/Christopher Radkohttp://www.christopherradko.com/Rauch Industrieshttp://www.rauchindustries.net/Picture Peoplehttp://www.picturepeople.com/J&Phttp://www.jpcycles.com/Swisherhttp://www.swisherinc.com/WCRhttp://www.wcr.org/Scrubs AChttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30235746ACCC Acquisitionhttp://www.accc.gov.au/content/index.phtml/itemId/750991Swift Spinninghttp://swiftspinning.com/Flow Dry Technologyhttp://flowdry.com/ACCChttp://www.consumercredit.com/BC Alphahttp://www.alpha-canada.org/BCP2 Pastahttp://www.blackstreetcapital.com/Portfolio/index.aspBCP2 Territory Aheadhttp://www.blackstreetcapital.com/Portfolio/TerritoryAheadDescription.aspInvestment Team: Lawrence S. Berger, Managing Directorlberger@blackstreetcapital.comJonathan Tipton, Vice PresidentJeremy Wright, OperationsAngel I. Donchev, Vice Presidentadonchev@blackstreetcapital.comMurry N. Gunty, Managing Partnermgunty@blackstreetcapital.comRobert P. Pincus, Chairman of the Advisory Boardrpincus@blackstreetcapital.comCaroline J. Miller, CFOcmiller@blackstreetcapital.comDavid A. Hartman, Vice President of Portfolio FinanceBoulder Ventures, Ltd.www.boulderventures.comVCInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareLife Sciences & HealthcareSeedEarlyGrowthFormed in 1995, Boulder Ventures, Ltd. invests in start-up, early-stage and emerging-growth companies via five venture capital limited partnerships totaling over $300 million. Boulder invests in early stage information technology and life science companies in Colorado and the Mid-Atlantic region, targeting companies in software, networking, data storage, drug discovery and tools, and technology enabled services. Boulder has office locations in the Mid-Atlantic and Colorado.

5425 Wisconsin Avenue, Suite 704Chevy ChaseMD20815301-913-0213301-913-0434

Portfolio companies include:CenterStone Technologieshttp://centerstonetech.com/Entevohttp://www.networkworld.com/newsletters/nt/0315nt1.htmlRally Softwarehttp://www.rallydev.com/Arca Biopharmahttp://arcabiopharma.com/BroadHophttp://www.broadhop.com/ClaraBridgehttp://www.clarabridge.com/Metron Aviationhttp://www.metronaviation.com/Rally Softwarehttp://www.rallydev.com/Zenosshttp://www.zenoss.com/Cadre Technologieshttp://www.cadretech.com/Erahttp://www.era.com/Everest Softwarehttp://www.everestsoftwareinc.com/iLumin Softwarehttp://www.ca.com/us/content/Integration/ilumin.aspxDatavailhttp://www.datavail.com/Federated Media Publishinghttp://www.federatedmedia.net/Market Force Informationhttp://www.marketforce.com/Videologyhttp://videologyinc.com/Xifinhttp://www.xifin.com/Exactis.comhttp://www.exactus.com/Finalihttp://www.finalemusic.com/SafeRenthttp://www.corelogic.com/landing-pages/rental-screening-analytics.aspxWall Street on Demandhttp://wallst.com/kSariahttp://www.ksaria.com/LineRate Systemshttp://lineratesystems.com/Cogent Communicationshttp://www.cogentco.com/Compatible Systemshttp://compatible-systems.com/LeftHand Networkshttp://www.lefthandsan.com/Prostor Systemshttp://www.imation.com/en-US/Scalable-Storage/Scalable-Storage-Products/Barofoldhttp://barofold.com/BiOptixhttp://www.bioptixinc.com/Millennium Pharmacy Systemshttp://www.mpsrx.com/MiRagen Therapeuticshttp://www.miragentherapeutics.com/ARCA biopharmahttp://www.arcabiopharma.com/Array BioPharmahttp://www.arraybiopharma.com/Dharmaconhttp://www.thermoscientificbio.com/Dharmacon/Enteloshttp://www.entelos.com/Genomicahttp://www.genomica.es/en/index.cfmInvestment Team:Kyle Lefkoff, General Partnerkyle@boulderventures.comPeter Roshko, General Partnerpeter@boulderventures.comJonathan Perl, General Partnerjonathan@boulderventures.comTim Hoogheem, CFOtim@boulderventures.combwtech@UMBC Research and Technology Parkwww.bwtechumbc.comIInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareSeedEarlyThe bwtech@UMBC Research and Technology Park began in 1989 as two trailers on the campus of the University of Maryland, Baltimore County (UMBC) and is now a 71 acre community engaged in research, entrepreneurship, and economic development. The Park provides Incubator and Accelerator programs to support early stage technology and bioscience companies. Incubator programs include the Life-science and Technology Incubator, the Cyber Incubator, Cync Program, and the Clean Energy Incubator. The Life-science and Technology Incubator offers high-potential, early-stage companies space, business advisory services, and access to the resources and capital that enable companies to commercialize their technologies and succeed in the marketplace. The Cyber Incubator@bwtech is a unique, innovative business incubation program that delivers business and technical support to early stage companies providing cybersecurity-related products and services. The Clean Energy Incubator is a joint venture with the Maryland Clean Energy Center and provides 18,000 square feet of office and wet lab space. The Northrop Grumman Cync Program is a unique partnership between Northrop Grumman and the Advantage Incubator@bwtech, with an eye towards commercializing technology to protect the nation from a growing range of cyber threats.

5523 Research Park Dr., Suite 310BaltimoreMD21228410-455-5900410-455-5901

Tenant companies include:Amethyst Technologieshttp://amethysttech.com/Biomedica Managementhttp://biomedic.net/AmBIOcorehttp://en.wikipedia.org/wiki/AbioCorEncephRxhttp://www.stonehearthnewsletters.com/tag/encephrx/Kydes Pharmaceuticalshttp://kydespharmaceuticals.com/Noxilizerhttp://www.noxilizer.com/Pearl Lifescience Partnershttp://pearllifesciencepartners.com/ProSpect Pharmahttp://prospectpharma.com/PsychNosticshttp://psychnostics.com/Quantum Medical Metricshttp://qmminc.com/about_usSpry Enterpriseshttp://www.spryinc.com/Synaptic Researchhttp://www.synapticresearch.com/Management Team:Ellen Hemmerly, Executive Director, 410-455-8400hemmerly@umbc.eduWalter Schulz, Jr., Director of Facilities and Leasing, 410-455-5798schulz@umbc.eduDavid J. Fink, Ph.D., Director of Entrepreneurial Services, 410-455-5900davidf2@umbc.eduBjorn Frogner, Entrepreneur in Residence, Clean Energy Technology Incubatorbjorn.frogner@umbc.eduNick Lantuh, Entrepreneur in Residencenicklantuh@gmail.comAlagra D. Weaver, Business Manageraweaver@umbc.eduAlexandra Gold, Incubator Manageralexandragold@umbc.eduCalvert Group, Ltd.www.calvert.com/sri-special-equities.htmlVCEnergy & Clean TechLife Sciences & HealthcareEducation & TrainingAgriculture & Agricultural ScienceReal EstateEarlyThe Calvert Balanced and Equity portfolios, along with the Calvert International Equity Fund, Calvert International Opportunities Fund, Calvert Capital Accumulation Fund, Calvert Large Cap Growth Fund, Calvert Large Cap Value Fund, Calvert Social Index Fund, Calvert Global Alternative Energy Fund, and Calvert Global Water Fund, may choose to allocate a small portion of the assets for early, direct investments in companies run by visionary entrepreneurs who have identified profitable ways of addressing society's needs. The Calvert Special Equities Program invests in higher-risk, socially and environmentally responsible enterprises. These companies provide market-based solutions to some of the more difficult social, environmental, and health problems facing society today. We hope these long-term venture capital investments will generate a greater return not only for our investors but for future generations as well. Since 1992, Calvert has invested in many young enterprises through this unique venture capital program. The Special Equities' portfolio holdings are subject to change at any time based on the decisions of portfolio management.

4550 Montgomery Avenue, Suite 1125NBethesdaMD20814800-368-2748

Portfolio companies include:H2Gen Innovationshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=1230559Cylexhttp://cylex.net/Powerzymehttp://www.battelleventures.com/portfolio_powerzyme.htmlWild Planet Toyshttp://www.wildplanet.com/GRO Solarhttp://www.grosolar.com/AgraQuesthttp://www.agraquest.com/Investment Team:Natalie Trunow, Senior Vice President and Chief Investment Officer of Equitiesnatalie.trunow@calvert.comCalvert Street Capital Partners, Inc.www.cscp.comPEManufacturing & IndustrialBusiness ServicesMiddle MarketCalvert Street Capital Partners, Inc. (CSCP) was founded in 1995 by Josh Hall, Brian Mahoney and Legg Mason, Inc., and was formerly known as Legg Mason Merchant Banking, Inc. The firm manages $500,000,000 of private investment funds dedicated to serving the capital needs of lower middle market manufacturing and service companies. The firm does not invest in early stage companies, real estate, highly regulated businesses or companies with rapidly changing technology. The firm currently manages four funds: CSCP I, CSCP II, CSCP III, and Legg Mason Meazzanine Fund L.P., (LMMF). CSCP makes stand-alone "Platform" company acquisitions of businesses with annual sales between $20 million and $100 million, and with annual operating profits between $5 million and $10 million. CSCP invests in companies with a minimum of $5 million of EBITDA. CSCP's investments range from $10 million to $40 million per transaction, and the firm invests in companies located throughout the U.S. and Canada. Since inception, the firm has acquired more than 40 companies in a wide variety of industries.

111 South Calvert Street, Suite 1800BaltimoreMD21202443-573-3700 443-573-3702

Portfolio companies include:Universal Wildehttp://www.wilde.com/Atlantic Aviationhttp://atlanticaviation.com/Main Tape Companyhttp://www.maintape.com/Six Red Marbleshttp://sixredmarbles.com/Specialty Professional Productshttp://specialtyproproducts.com/Langiappe Healthhttp://lagniappehealthcare.com/Main Tapehttp://www.maintape.com/Group LMThttp://www.lmtsuccessgroup.com/International Oilfield Serviceshttp://iospci.com/Investment Team:Joshua M.D. Hall, Senior Partnerjhall@cscp.comBrian T. Mahoney, Senior Partnerbmahoney@cscp.comJoseph W. Hasse, Partnerjhasse@cscp.comMichael J. Booth, Partnermbooth@cscp.comThomas W. Cullen, Chief Financial and Compliance Officertcullen@cscp.comAndrew L. John, Partnerajohn@cscp.comBrian P. Guerin, Principalbguerin@cscp.comSarah P. Cheplakscheplak@cscp.comArgosy Partnerswww.argosycapital.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketFounded in 1990, Argosy Partners is a private equity firm that focuses on lower middle market operating companies with revenues of $15 to $100 million. Targets include manufacturing, assembly, business services, value-added distribution, and franchising companies throughout the United States with a focus east of the Rockies. Argosy does not invest in retail businesses, start-ups, turnarounds or straight distribution businesses. Transaction types include management buyouts; recapitalizations, control or non-control; acquisitions; and growth equity financings; and the firm takes control equity or minority mezzanine positions. Target businesses have EBITDA between $3 and $9 million, and the firm invests from $4 to $10 million.

950 West Valley Road, Suite 2900WaynePA19087610-971-9685610-964-9524

Portfolio companies include:Tharpehttp://www.tharperobbins.com/Fab-Techhttp://www.fabtechmotorsports.com/Climax Technologieshttp://climaxtechnologies.com/GenServehttp://www.genserveinc.com/Ranger Internationalhttp://www.rangerinternational.com/Oneida Molded Plasticshttp://www.oneidamoldedplastics.com/AbelConnhttp://abelconn.com/Dayton Parts Acquisitionhttp://www.daytonparts.com/dpweb/login.aspDCI Brillcasthttp://brillcast.com/Enefco Internationalhttp://www.enefco.com/Wisconsin Film and Baghttp://www.wifb.com/CBT Technologyhttp://www.cbttechnology.com/Extrusion Technologyhttp://www.extrusiontec.com/Dan-Lochttp://danloc.com/Joliet Holdingshttp://doraholdings.com/Roll-Ritehttp://www.rollrite.com/Sure Fithttp://www.surefit.net/index.cfmAmerican Hutshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=24736Energy Manufacturinghttp://www.energymfg.com/SinterFirehttp://www.sinterfire.com/SussexWirehttp://www.sussexwire.com/HB&G Holdingshttp://www.hbgcolumns.com/Olympia Chimneyhttp://www.olympiachimney.com/American Leatherhttp://www.americanleather.com/Revive Personal Productshttp://www.revivepersonalproducts.com/Simkarhttp://www.simkar.com/Sound Loungehttp://soundlounge.com/Trico Equipmenthttp://www.tricolift.com/Investment Team:Knute C. Albrecht, Special Advisorknute@argosycapital.comKirk B. Griswold, Founding Partnerkirk@argosycapital.comJohn P. Kirwin, III, Founding Partnerjohn@argosycapital.comMichael R. Bailey, Partnermichael@argosycapital.comJohn F. Nugent, Principaljack@argosycapital.comKevin P. Shanahan, Principalkevin@argosycapital.comSteven J. Morgenthal, Operating Partnersteven@argosycapital.comRichard C. Schwenk, Jr., Chief Financial Officerrick@argosycapital.comDonald Charlton, Operating Partner don@argosycapital.comArtists & Instigatorshttp://ventures.artistsandinstigators.com/VCInformation TechnologySoftware & InternetMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareBusiness ServicesFinancial ServicesEarlyFormerly known as SeventySix Capital, A&I was founded by entrepreneurs and investors Marc Ecko, Wayne Kimmel, and Tony Bifano. With an irreverent free spirit approach, A&I utilizes talent, technology, brand, capital and social purpose as the core ingredients to assemble a game changing company. Artists & Instigators has built game changing start-up companies into market leaders and the entrepreneurs it has backed have generated over $5 billion in revenues and over 6,000 jobs.

100 Four Falls Corporate Center, Suite 101 West ConshohokenPA19428610-825-0250610-825-0205

Portfolio companies include:SeamlessWEbhttp://www.seamless.com/NutriSystemhttp://www.nutrisystem.com/index.jspOneOncologyhttp://www.oneoncology.com/meetMoihttp://www.meetmoi.com/Organized Wisdomhttp://www.organizedwisdom.com/HomeReverbNationhttp://www.reverbnation.com/Marc Ecko Entertainmenthttp://www.marcecko.com/Zaarlyhttp://www.zaarly.com/Xtifyhttp://xtify.com/Ryzinghttp://ryzing.com/KGRA Energyhttp://www.kgraenergy.com/Fisker Automotivehttp://www.fiskerautomotive.com/Take Care Healthhttp://takecarehealth.com/Packlatehttp://www.packlate.com/Breadwww.bre.adIndiegogohttp://www.indiegogo.com/Investment Team:Wayne D. Kimmel, Managing PartnerTony Bifano, Managing Partnertony@artistsandinstigators.comMarc Ecko, PartnerVirginia Active Angel Network, LLCwww.virginiaactiveangelnetwork.comAInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareMedical DeviceBusiness ServicesConsumer ProductsRetail & RestaurantEducation & TrainingSports & EntertainmentSeedEarlyVirginia Active Angel Network (VAAN) is a TJ Capital Group professionally managed, membership-only network of accredited investors that meet in Charlottesville, Virginia and Blacksburg & Roanoke, Virginia. The group considers opportunities to provide funding and mentor capital to early and seed stage ventures primarily in the central and southern Virginia region, and the greater Mid-Atlantic region, including Maryland, Washington DC, North Carolina and West Virginia. VAAN also syndicates opportunities with other Angel Capital Association angel groups. Started in 2005 by a group of University of Virginia alumni, and joined by New Vantage Group of McLean, Virginia, VAAN expanded to the Blacksburg and Roanoke area of Virginia with a kick-off dinner on October, 2006.

P.O. Box 5767CharlottesvilleVA22905434-409-3383

Portfolio companies include:PluroGen Therapeuticshttp://plurogen.com/Envisionier Medical Technologieshttp://envisionier.com/ESP Networkshttp://www.espnetwork.org/Pathsensorshttp://pathsensors.com/Vidrunnerhttp://www.roanoke.com/business/wb/154775PCS Corphttp://www.potashcorp.com/20/20 Genesystemshttp://www.2020gene.com/Airakhttp://www.airak.com/PetsDxhttp://petsdx.com/Diakine Therapeuticshttp://diakine.com/Global Cell Solutionshttp://www.globalcellsolutions.com/Investment Team:Richard D. Crawford, Co-FounderLetitia H. Green, Co-FounderLetitiaGreen@VirginiaActiveAngelNetwork.comVirginia Biosciences Commercialization Center (VBCC)http://vbcc-inc.comILife Sciences & HealthcareMedical DeviceSeedThe Virginia Biosciences Commercialization Center (VBCC) develops and leads implementation of tailored commercialization strategies for later-stage bioscience companies looking to launch their product(s) in U.S. markets. This comprehensive program surrounds each company with scientific, clinical and industry experts focused on every facet of the commercialization process, assuring effective scale-up and maximization of enterprise value. Virginia Life Sciences Investments (VLSI), the Commercialization Center's parent company, can provide financial support for realization of significant commercialization milestones. VLSI's primary focus is on medical device and diagnostic companies that provide a significantly more effective and cost-efficient solution to the market.

800 East Leigh StreetRichmondVA23219804-677-2985

Portfolio companies include:BioCancell Therapeuticshttp://www.biocancell.com/BioProtecthttp://www.bioprotect.co.il/Cupronhttp://www.cupron.com/Faneuil Medicalhttp://www.ivc-online.com/G_info.asp?objectType=1&fObjectID=86fetzcoln2&CameFrom=GoogleSearchGardia Medicalhttp://gardiamedical.com/ImmunArrayhttp://www.immunarray.com/NeatStitchhttp://neatstitch.com/OrthoSpacehttp://www.orthospace.co.il/Virtual Portshttp://www.virtual-ports.com/Xenolith Medicalhttp://xenolithmedical.com/Investment Team:Paul F. Rocheleau, Chairman of the Board & Chief Investment Officerprocheleau@vlsillc.comDonna J. Edmonds, Chief Executive Officerdedmonds@vbcc-inc.comTimothy Black, Chief Financial Officertblack@vbcc-inc.comNazanin Mirshahi, Marketing and Business Development Managernmirshahi@vbcc-inc.comIdan Tamir, Executive Leadership and Special Projectsitamir@vbcc-inc.comVirginia Biotechnology Centerwww.vabiotech.comILife Sciences & HealthcareSeedSince 1995, nearly 70 companies have been started in the Virginia BioTechnology Center, the Park's life sciences incubator. Approximately one-quarter of those companies have been started with discoveries and technologies coming out of research at Virginia Commonwealth University (VCU), with the remaining companies being started by entrepreneurs and scientists from as far north as New York and as far south as Florida. The Center is equipped with 10 wet laboratory/office suites and 22 private offices for companies not needing a wet laboratory. All have access to common equipment, meeting rooms and other shared facilities such as copiers, fax machines, mailboxes and common reception. The labs have built-in benches, casework and hoods and office furnishings. All utilities including high-speed internet service are included in the rent for the labs and office.

800 E. Leigh St.RichmondVA23219804-828-5390804-828-8566

Tenant companies include:Life for Kidshttp://lifeforkids.com/Bill Policehttp://www.billpolice.com/Castle Technologieshttp://castletechnologies.com/weba/dev/?app=ctiCellPoint Diagnosticshttp://venturebeatprofiles.com/company/profile/cellpoint-diagnosticsCholabrishttp://cholabris.com/BluePrint Genomicshttp://www.manta.com/c/mm0byg8/blueprint-genomics-incChicks With Kidzhttp://www.facebook.com/group.php?gid=129048732467Kinakeet Biotechnologyhttp://www.kinnakeet.com/Molecules for Healthhttp://moleculesforhealth.net/New Life Innovationshttp://newlifeinnovation.com/Obetechhttp://obesityvirus.com/Respiratory Drug Delivery and RDD Onlinehttp://www.rddonline.com/Signal Processing Technologieshttp://signalprocessingtechnologies.com/Solveritashttp://vabiotech.com/2009/03/venebio-signs-teaming-agreement-with-solveritas-llc/Zynnovationhttp://en.wikipedia.org/wiki/InnovationManagement Team:Robert T. Skunda, President and CEO, 804-828-5390rts@vabiotech.comWilliam P. Dickinson Jr., Chief of Staffwdickinson@vabiotech.comWilliam H. Daughtrey, Executive Director, Dominion Resources GreenTech Incubatorwilliamdaughtrey@domgreentech.comPaul F. Rocheleau, Chairman & Chief Investment Officer, Virginia Life Science Investmentsprocheleau@vlsillc.comJoy P. Edgett, Director of Finance and Human Resourcesjpedgett@vabiotech.comVirginia Capital Partnerswww.vacapital.comVCPECommunications & NetworkingMedia & Digital MediaLife Sciences & HealthcareBusiness ServicesRetail & RestaurantSeedEarlyGrowthExpansionMiddle MarketVirginia Capital is a $50 million private equity firm based in Richmond that provides capital to founding shareholders to support growth or acquisitions. The firm has invested in 35 companies in the Mid-Atlantic region, which collectively represent more than 2,000 employees, $1 billion in revenues, and more than $1 billion in assets. Four portfolio companies have been sold for enterprise values exceeding $400 million. VCP typically invests in companies that are valued between $5 million and $50 million. Virginia Capital's industry focus is Business services; Health care service companies; Media and communications businesses; Insurance companies; and Retail businesses. Virginia Capital will invest from as little as $1 million up to more than $5 million of equity per company, and it will also work with several affiliates that enable it to consummate transactions requiring $20 million of equity or more.

1801 Libbie Ave., Suite 201RichmondVA23226804-648-4802804-648-4809

Portfolio companies include:Innotechhttp://innotech.com/James River Grouphttp://www.james-river-group.com/Med-IQhttp://www.med-iq.com/Virginia TeleComm Towershttp://www.vacapital.com/port_media_communicationsBioInformaticshttp://en.wikipedia.org/wiki/BioinformaticsClear Signal Towershttp://clearsignaltowers.com/Physicians Practicehttp://www.physicianspractice.com/cShared Tower Siteshttp://sharedtowers.com/Wireless Partnershttp://www.wireless-partners.com/American Exposition Centershttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26762444Car Poolhttp://www.carpool-llc.com/Martha Millshttp://www.troutriverlumber.com/pages/products/MMills_AntRecHP.htmlMid-Atlantic Dairy Queenhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2337278Sewickley Partnershttp://www.sewickley.org/page.cfm?p=344Virginia Businesshttp://www.virginiabusiness.com/Kinsale Capitalhttp://kinsale-capital.com/Aptiv Solutionshttp://www.aptivsolutions.com/Health Care Partners IIhttps://www.healthpartners.com/HemoShearhttp://www.hemoshear.com/Hunt Assisted Livinghttp://www.huntcommunity.org/Innotechhttp://innotech.com/PRA Internationalhttp://www.prainternational.com/Smith-Midlandhttp://www.smithmidland.com/Front Royalhttp://www.frontroyalva.com/Investment Team:Fred Russell, Managing Partnerfred@vacapital.comTom Deardorff, Managing Directortdeardorff@vacapital.comMatt Austin, Managing Directormaustin@vacapital.comChris Hutter, Senior Associatechris@vacapital.comAndrew Carraway, Associateandrew@vacapital.comWashington Capital Ventureswww.wcvonline.comVCInformation TechnologySoftware & InternetCommunications & NetworkingEarlyLaunched in the fall of 2001, Washington Capital Ventures is looking to find and fund early stage, East Coast-based technology companies. The firm was founded by Lev Volftsun after he sold Lightspeed International to Cisco Systems.Two and a half years later, Volftsun left Cisco to pursue investment opportunities of his own and late in 2001 teamed with three west coast venture firms to seek out east coast opportunities. During this time Volftsun was asked to run a portfolio company, Dynamicsoft which he did for almost a year as CEO and COO. Dynamicsoft was also later acquired by Cisco Systems. Washington Capital Ventures continues to selectively fund interesting opportunities, primarily in technology fields.

P.O. Box 9929 McleanVA22102703-827-0522

Portfolio companies include:Dynamicsofthttp://en.wikipedia.org/wiki/DynamicsoftLambda OpticalSystemshttp://www.lambdaopticalsystems.com/Investment Team:Lev Volftsun, Co-Founderlev@wcvonline.comWaterside Capital Corporationwww.watersidecapital.comVCInformation TechnologyMedia & Digital MediaManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantSports & EntertainmentEarlyFounded in 1993, Virginia based Waterside Capital Corporation is a publicly held, licensed Small Business Investment Company (SBIC). Waterside is a specialty finance company that invests in debt securities including senior debt and junior debt with warrants. The primary focus of the firm's investment strategy is to provide mezzanine capital to the smaller middle-market companies. Waterside's preferred investment size is $500,000 to $3 million and is typically structured as preferred stock accompanied by warrants or options to acquire common equity. The firm focuses on small businesses in the Mid-Atlantic region, Richmond, Hampton Roads, Virginia, Washington DC, North Carolina, and Maryland. Waterside targets companies with revenues generally greater than $5 million. Waterside Capital Corporation is in the process of liquidating its investments and no longer making new investments.

Rose Hall Common3092 Brickhouse RoadVirginia BeachVA23452757-626-1111 757-626-0114

Portfolio companies include:AnswerLIVEhttp://www.answerlive.com/Peace Frogshttp://www.peacefrogs.com/Servienthttp://servient.com/Fire King Internationalhttp://www.fireking.com/Rileen Innovative Technologieshttp://rileen1.com/AmeriComm Direct Marketinghttp://www.americomm.net/Decipherhttp://decipher.com/LaserNationhttp://sterlinglasertag.com/EPM Development Systemshttp://goliath.ecnext.com/coms2/product-compint-0000957265-page.htmlFoxhall Capital Managementhttp://www.foxhallcapital.com/Triangle Biomedical Scienceshttp://trianglebiomedical.com/International Woodhttp://www.iwpawood.org/New Dominion Pictureshttp://www.newdominion.com/Investment Team:Franklin (Lin) P. Earley, CEOearley@watersidecapital.comJulie H. Stroh, CPA, CFOjulie.stroh@watersidecapital.comOutcome Capitalwww.outcomecapital.comVCInformation TechnologySoftware & InternetBusiness ServicesFinancial ServicesEarlyGrowthExpansionOutcome Capital is a multifaceted services, technology, and life sciences investment banking firm that provides middle-market growth companies with an innovative client-specific approach to merger, acquisition, and corporate finance advisory services. Outcome Capital was formed when WWC Securities expanded its traditional technology and services practice with a new team focused on the life sciences and healthcare industry. The new life sciences and healthcare practice group is located in the firm's new Boston office. The principals of Outcome Capital seek to make investments in growth businesses in the information technology, business services, and financial services markets. Outcome Capital does not directly invest in private companies; however, several of its principals are active investors. Several of the owners of Outcome Capital formed and operate three funds: WWC Capital Fund, LP; WWC Capital Fund II, LP; and WWC Capital Fund II-A, LP. Although the capital from these three funds have been fully allocated, the owners of Outcome Capital continue to make investments in private companies with their own capital individually, and are sometimes part of a syndicate with other accredited and institutional investors.

11911 Freedom Drive, Suite 1010RestonVA20190703-736-9446 703-225-1515

Portfolio companies include:AWS Convergence Technologieshttp://www.aws.com/advertising/default.aspSentorihttp://www.sentori.com/Lighthammerhttp://www.lighthammer.com/AllTrust Networkshttp://alltrustnetworks.com/BrightDoor Systemshttp://brightdoor.com/DoublePositivehttp://www.doublepositive.com/Earth Networkshttp://www.earthnetworks.com/Genesis Financial Solutionshttp://www.gfscustomers.com/Preferred Systems Solutionshttp://www.pssfed.com/RFID Global Solutionhttp://rfidglobalsolution.com/Saylent Technologieshttp://www.saylent.com/Social Solutionshttp://www.socialsolutions.com/Catalyst IT Serviceshttp://www.catalystitservices.com/Investment Team:Jonathan R. Wallace, Managing Directorjwallace@outcomecapital.com Michael J. Cromwell III, Managing Directormcromwell@outcomecapital.com Wm. Braun Jones III, Managing Directorbjones@outcomecapital.com Paul S. Klick IV, Managing Directorpklick@outcomecapital.com Jim McCabe, Senior Vice Presidentjmccabe@outcomecapital.com Elaine M. Neveln, Director of Operationseneveln@outcomecapital.comOded Ben-Joseph Ph.D., Managing Directoroben-joseph@outcomecapital.comArnie E. Freedman, Managing Directorafreedman@outcomecapital.comBaiada Centerwww.lebow.drexel.edu/Centers/Baiada/Incubation.phpIInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareBusiness ServicesConsumer ProductsRetail & RestaurantSeedIn March 2001, the Baiada Center opened the doors of its state-of-the-art entrepreneurial environment at the Drexel University Campus in Philadelphia. The new Baiada Center space was conceived in direct response to student input as a full-service work, mentoring and collaboration space for the entrepreneurial community at Drexel. The Baiada Center contains incubation space for student teams creating businesses while at Drexel, including private, dedicated workstations that are awarded to teams based on winning the Business Plan Competition and/or exceptional merit and progress in turning ventures into realities.

3225 Arch Street, Ground FloorPhiladelphiaPA19104215-895-0300215-895-0310

Portfolio companies include:Biostruthttp://www.manta.com/c/mmnyclk/Connexus Technologyhttp://www.connexustechnology.com/CrossRate Technologyhttp://www.crossrate.com/3 Second Receiptshttp://www.3secondreceipts.com/Basecamp Businesshttp://basecampbusiness.com/CityRydehttp://www.cityryde.com/FlopTopzhttp://www.floptopz.com/Default.aspCampusSponsorshiphttp://www.campussponsorship.com/CarTechhttp://www.cartech.com/Dhrayahttp://aiai.dhraya.com/Drexeldrinks.comhttp://drexeldrinks.com/Greek Solutionshttp://www.greek-solutions.com/Konnect.mehttp://about.me/konnectprMilla by Mailhttp://www.millabymail.com/OmPayhttp://www.macraesbluebook.com/search/company.cfm?company=1488068OnMehttp://onme.ca/Passionflyhttp://getpassionfly.com/Gamer Glovehttp://www.outplaytechnologies.com/PhindMehttps://www.phindme.net/PhindMeDefault.aspxPurple Cloud Technologiespurplecloudtech.comReddhttp://www.redd.in/Ridaroohttp://ridaroo.com/Storm Solutionshttp://www.ipstorm.com/United Electronicshttp://www.unitedel.com/Management Team:Mark Loschiavo, Executive Director, 215-895-0301mark.p.loschiavo@drexel.eduTerri Zobel, Director of Programs and Services, 215-895-0302terriz@drexel.eduDr. Donna De Carolis, Academic Director, 215-895-1795donna.marie.decarolis@drexel.eduDebra Colbert-Maduforo, Office Manager, 215-895-0309debbie@drexel.eduMilton Silver, Director of Mentorssilverm@drexel.eduKevin Serkin, President, Drexel Entrepreneur Associationkms1990@gmail.comDavid Stern-Gottfried, President, Graduate Entrepreneurship Clubdave@davesg.com57 Starshttp://www.57stars.net/PEFOFSECManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketFormerly known as PCGI, 57 Stars is an independent asset manager focused on investing in primary and secondary private equity partnerships and co-investments in select markets outside of the United States, primarily in emerging markets. With more than $1 billion under management, 57 Stars senior team has more than 100 years of collective experience investing in international private equity markets. 57 Stars seeks to deliver superior returns via cost-efficient, turn-key funds-of-funds and separate accounts. The firm seeks to provide its investors: portfolio diversification; very low risk of capital loss; and access to elite international private equity funds which we believe will outperform. 57 Stars' strategy is to identify the most compelling markets and select GPs in the top decile in those markets.

616 H Street, N.W., Suite 450WashingtonDC20001202-824-1600202-824-4300

Portfolio companies include:P2 Brasil Private Infrastructure Fund IIhttp://marketbrief.com/p2-brasil-private-infrastructure-fund-ii-l-p/10k?secwatchInvestment Team:Steve Cowan, Managing Directorscowan@57stars.netGene Pohren, Managing DirectorStephen ONeill, Managing DirectorCharles Toy, Managing Directorctoy@57stars.netBernard McGuire, Jr., Managing Directorbmcguire@57stars.netCheng Chee Mun, Executive DirectorChris Bruneau, Executive DirectorMitchell Fenster, Senior Vice President, FinanceABB Technology Ventureswww.abb.comCVCInformation TechnologySoftware & InternetCommunications & NetworkingGrowthExpansionHeadquartered in Zurich, with offices in Silicon Valley and Washington, D.C., ABB Technology Ventures (ATV) invests in companies of strategic interest to ABB at all stages and in all parts of the world. ATV invests in high potential energy technology companies that improve performance while lowering environmental impact and which can benefit from ABB's technology development resources and global market access. ATV has made venture investments in numerous energy infrastructure and emerging cleantech sectors: smart grid, cyber security, wind power, ocean power, EV charging, and data center power supply and efficiency. Historically investments have ranged from $1-$20 million and most often ATV's investment is not the first institutional money. The group anticipates investing in 4-6 new companies per year with approximately half of those located in North America. The ABB group currently manages around 4,780 active patent families and about 19,890 active patent applications.

Government Affairs1455 Pennsylvania Avenue NW, Suite 1130WashingtonDC20004202-638-1256202-737-1311

Portfolio companies include:Trillianthttp://www.trilliantinc.com/Industrial Defenderhttp://www.industrialdefender.com/Power Assurehttp://www.powerassure.com/Pentalumhttp://www.pendulum.com/Aquamarine Powerhttp://www.aquamarinepower.com/ECOtalityhttp://www.ecotality.com/Validus DC Systemshttp://www.validusdc.com/Validus_Home.htmlGreenVoltshttp://www.greenvolts.com/TaKaDuhttp://www.takadu.com/Investment Team:Girish Nadkarni, Managing DirectorKurt Kaltenegger, Head of Technologykurt.kaltenegger@ch.abb.comAndrew Tang, Managing DirectorGrant Allen, Vice Presidentgrant.allen@us.abb.comACON Investmentswww.aconinvestments.comPEMedia & Digital MediaEnergy & Clean TechBusiness ServicesTransportation & DistributionFinancial ServicesRetail & RestaurantMiddle MarketACON Investments is an international private equity investment firm managing capital through varied investment funds and special purpose partnerships. ACON focuses on investing in negotiated transactions involving companies where it can add value as an active shareholder-while providing support and additional resources to management. Founded in 1996, ACON maintains offices in Washington DC; Los Angeles; Mexico City, Mexico; Sao Paulo, Brazil; and Madrid, Spain. In late 2006, ACON began investing domestically through its most recent U.S. private equity fund, ACON-Bastion Partners II, and its affiliated co-investment fund, ACON Investment Partners, which have committed equity totaling approximately $500 million. The firm's investment strategy begins by identifying middle-market companies in which it can invest $20 to $150 million of equity capital. The firm focuses on the U.S. Hispanic sector, energy, deep value and Latin America.

1133 Connecticut Ave. NW, Suite 700WashingtonDC20036202-454-1100 202-454-1101

Portfolio companies include:idXhttp://www.idxbroker.com/impreMediahttp://www.impremedia.com/Mariner Energyhttp://www.mariner-energy.com/Radiovisahttp://www.aztlan.net/radiovisa.htmSAE Towershttp://www.saetowers.com/Spencer Giftshttp://www.spencersonline.com/Spirit Halloweenhttp://www.spirithalloween.com/Telemundohttp://en.wikipedia.org/wiki/TelemundoChroma Oil & Gashttp://www.chromalp.com/Fairway Outdoor Advertisinghttp://fairwayoutdoor.com/Magic Mediahttp://magicmedia.com.bn/Milagro Explorationhttp://www.milagroexploration.com/Northern Tier Energyhttp://www.ntenergy.com/Peter Piper Pizzahttp://www.peterpiperpizza.com/Refac Optical Grouphttp://www.refac.com/Saga Resource Partnershttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=138833773Signal Internationalhttp://www.signalint.com/Suzo-Happ Grouphttp://www.suzohapp.com/United Panam Financial Corp (UPFC)http://www.unitedautocredit.net/Investment Team:Bernard Aronson, Founder and Managing Partnerbaronson@aconinvestments.comJohn Morgan Barr, Principaljbarr@aconinvestments.comMo Bawa, Principalmbawa@aconinvestments.comAndre Bhatia, Partnerabhatia@aconinvestments.comGuillermo Bron, Managing Partnergbron@aconinvestments.comKen Brotman, Founder and Managing Partnerkbrotman@aconinvestments.comJorge Dickens, Partnerjdickens@aconinvestments.comJonathan Ginns, Founder and Managing Partnerjginns@aconinvestments.comDaniel Jinich, Managing Partnerdjinich@aconinvestments.comBarry Johnson, Chief Financial Officerbjohnson@aconinvestments.comJose Knoell, Partnerjknoell@aconinvestments.comDaniel Prawda, Principaldprawda@aconinvestments.comMauricio Cortes, Principalmcortes@aconinvestments.comGino Dellomo, Principalgdellomo@aconinvestments.comEmiliano B. Machado, Principalemachado@aconinvestments.comSuma Kulkarni, Principal skulkarni@aconinvestments.comJeremy Wengerd, Director of Financejwengerd@aconinvestments.comAdvantage Capital Partnerswww.advantagecap.comVCInformation TechnologyCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialRetail & RestaurantAgriculture & Agricultural ScienceEarlyAdvantage Capital Partners is an innovative group of venture capital partnerships that has raised more than $1.6 billion in capital. Founded in 1992, the firm has grown to include offices in Missouri, Louisiana, New York, Texas, California, Illinois, Florida, Mississippi and Washington, D.C., with affiliated offices in Alabama, Colorado and Wisconsin. The firm's focus is primarily in the Communication, Information Technology, Life Science and Energy sectors in markets that are underserved by other private equity funds. Advantage makes investments in companies at all stages except seed round financings. Advantage's typical initial investment ranges from $500,000 to $2 million. Advantage also provides small business financing through BizCapital, Advantage Capital's wholly owned non-depository financial institution that is licensed by the Federal Government to make SBA and USDA loans. Established in 1999, BizCapital's primary mission hinges on offering small companies competitive loan structures, which are government guaranteed in nature. BizCapital investments typically are straight debt instruments, debt with warrants, or convertible debentures in the preferred industries of basic manufacturing, marine transportation, retail, health services, and energy. Investments range from as small as $250,000 to as large as $5,000,000, and in most cases are secured or semi-secured by fixed asset collateral. In 2005, Advantage Capital also established a Small Business Finance Fund of $32 million for companies and entrepreneurs in low-income communities.

2445 M St., NW Suite 234 WashingtonDC20037202-457-4190202-457-4191

Portfolio companies include:AlfaLighthttp://alfalight.com/NeuWave Medicalhttp://neuwavemedical.com/Quality Wood Productshttp://qualitywoodproducts.net/GridPointhttp://www.gridpoint.com/Home.aspxHoku Scientifichttp://hokuscientific.com/SOMS Technologieshttp://www.microgreenfilter.com/A.V. Smoothttp://avsmoot.com/Able Planethttp://www.ableplanet.com/Adventure Centralhttp://www.adventurecentral.com/travel/AdventureCentral/Landing.aspxagencyQhttp://www.agencyq.com/AGIS Networkhttp://www.agisnetwork.com/Anarkhttp://anark.com/Agri-Sourcehttp://www.agrisource.com/ArcMail Technologyhttp://arcmail.com/AuthenTechttp://www.authentec.com/Barton Nelsonhttp://bebco.com/Binopticshttp://binoptics.com/Bizzukahttp://www.bizzuka.com/Butlers Pantryhttp://www.butlerspantry.com/Cardaxhttp://security.gallagher.co/Checkpoint Pumps & Systemshttp://cppumps.com/Code Redhttp://www.ecnetwork.com/codered/Computimehttp://www.computimeonline.com/Crown Systemshttp://crownsystemsusa.com/Digiumhttp://www.digium.com/EmergingMedshttp://www.emergingmed.com/Investment Team:Merrill F. Hoopengardner, Senior Vice President (Washington DC)mhoopengardner@advantagecap.comBen Franklin Technology Partners (BFTP)www.benfranklin.orgEDInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialEarlyGrowthAn independent, not-for-profit economic development organization, Ben Franklin Technology Partners (BFTP) has worked (since its inception in 1983) to diversify and strengthen Pennsylvania's economy by focusing on entrepreneurial development and technological innovation. The organization provides both early-stage and established companies with funding, business and technical expertise and access to a network of innovative, expert resources. The organization aims to promote technology innovation in such diverse areas as alternative and clean energy, information technology, powder metals, plastics, nanotechnology, life sciences, optoelectronics, micro-electronics, robotics, advanced manufacturing, environmental technology and many more. BFTP operates four regional centers to deliver its services: Innovation Works for the Southwest, BFTP Central and Northern, BFTP of Southeastern Pennsylvania, and BFTP Northeastern (see profiles).

1010 North Seventh Street, Suite 307 HarrisburgPA17102717-948-4317

Portfolio companies include:Othera Pharmaceuticalshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=11312819Aeris Water Technologieshttp://aeriswater.com/ClearCounthttp://clearcount.com/Microsonichttp://earmolds.com/Linear Acoustichttp://linearacoustic.com/PaperlessPracticehttp://paperlesspractice.com/RealWinWinhttp://realwinwin.com/Videon Centralhttp://www.videon-central.com/Management Team:John Sider, Statewide Coordinatortsinger@benfranklin.orgBen Franklin Technology Partners Central and Northern Pennsylvaniawww.cnp.benfranklin.orgEDInformation TechnologyManufacturing & IndustrialEarlyExpansionBen Franklin Technology Partners Central and Northeast supports economic development in its 32-county region by providing access to early stage funding, business expertise and university resources. The organization delivers hands-on support, guidance and technology funding to help clients achieve and sustain commercial success and competitive advantage. Funding and business development support services are provided for entrepreneurs, early-stage technology-based companies, and established manufacturers looking to innovate. The organization typically makes investment that range from $50,000 to $150,000 per year up to three years, typically not exceeding three years, and a maximum investment of roughly $500,000. The Erie Innovation Fund, a partnership between the Erie County Gaming Revenue Authority and Ben Franklin Technology Partners, has investment capital for companies located in Erie County. The purpose of the fund is to increase business growth in the Erie area by making additional investment capital available to local entrepreneurs as well as established companies/manufacturers looking for new market opportunities. The Erie Innovation Fund will invest in two types of company projects: Early-stage, tech-based companies (typically pre-revenue) that can provide a concrete plan for the development and commercialization of a technology that will likely result in job creation; and Established companies/manufacturers, with less than 500 employees, that have a concrete plan to develop a new product/new process that will likely result in increased competitiveness along with the creation/retention of jobs.

115 Technology Center University ParkPA16802814-863-4558

Portfolio companies include:Intimal Healthhttp://intimalhealth.com/AllPure Technologieshttp://www.allpureinc.com/Express Dynamicshttp://www.workxpress.com/MT Platinumhttp://www.flatheadbeacon.com/articles/article/montana_platinum_miner_says_income_rebounded_in_2010/21966/Oasis Footwearhttp://www.oasisfootwear.com/REMCOMhttp://www.remcom.com/SilcoTekhttp://www.silcotek.com/Xtreme Machininghttp://www.xtrememachining.biz/Buzby Networkshttp://www.buzbynetworks.com/John R. Wald Companyhttp://www.jrwald.com/Pequea Machine Companyhttp://www.pequea.com/Kendall Innovationhttp://kendallinnovation.com/Green Lighting LEDhttp://www.greenlightingled.com/PSI Medical Catheter Carehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=100315335Investment Team:Steve Brawley, Presidentstevebrawley@cnp.benfranklin.orgJohn Johnston, Director, S. Alleghenies & N. Centraljohnjohnston@cnp.benfranklin.orgJim Kosco, Director, Northwestjimkosco@cnp.benfranklin.orgPam Martin, Director, South Centralpammartin@cnp.benfranklin.orgRoss Gibson, Director South Centralgbr4@psu.eduLiz Wilson, Director, Development and Outreach, NW Officelizwilson@psu.eduAres Capitalwww.arescapitalcorp.comVCPEInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantGrowthExpansionMiddle MarketAres Capital is a closed-end, non-diversified specialty finance company, and a subsidiary of Ares Management LLC, a global alternative asset manager and SEC registered investment adviser with offices in Los Angeles, New York, Washington DC, Chicago, and Atlanta. The company is publicly traded on the NASDAQ Global Select Market under ticker symbol "ARCC." The firm had roughly $54 billion of total committed capital under management as of June 30, 2012. Ares Capital also co-manages with GE Commercial Finance Investment Advisory Services an unconsolidated senior debt fund, the Senior Secured Loan Fund, LLC. The SL Fund primarily invests in "unitranche" loans (loans that combine both senior and subordinated debt, generally in a first lien position) of middle-market companies. The SL Fund was initially formed in December 2007 with approximately $3.6 billion of committed capital. The firm acquired its interests in the SL Fund from Allied Capital in October 2009. In addition, Ares' portfolio company, Ivy Hill Asset Management, serves as manager or sub-manager to seven funds. As of December 31, 2009, Ivy Hill Management had total committed capital under management of over $2.3 billion. Ares Capital and Ivy Hill Management collectively provide integrated private debt and non-control equity financing solutions to the middle market. Highly attractive sectors include basic and growth manufacturing, business services, consumer products, health care products and information technology services. More challenging or cyclical industries such as restaurants, retail, oil and gas, and technology are also considered. The firm's investments range from $30 million to $400+ million in companies with EBITDA of $10 - $250 million. For Venture financings, the firm will consider investments of $1 - $25 million. As of June 30, 2012 Ares Capital's portfolio was fair valued at approximately $5.5 billion, invested in 144 companies and backed by 87 different private equity sponsors.

2200 Pennsylvania Avenue, NWSuite 600 WestWashingtonDC20006202-721-6100202-721-6101

Portfolio companies include:10th Streethttp://www.10thst.com/Blacksmith Brandshttp://blacksmithbrands.com/Web Service Companyhttp://www.washlaundry.com/Heartland Dentalhttp://www.heartlanddentalcare.com/Air Medical Group Holdingshttp://www.brockwaymoran.com/index.php?page=investments&category=airmedApogee Retailhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=41542720AWTPhttp://www.aquionwater.com/ADF Restaurant Grouphttp://adfcompanies.com/Border Foodshttp://www.borderfoodsinc.com/Digital VideoStreamhttp://start.cortera.com/company/research/k3m6pum2m/digital-videostream-llc/Growing Familyhttp://www.growingfamily.com/webnursery/Netsmart Technologieshttp://ntst.com/Passport Health Communicationshttp://www.passporthealth.com/index.aspxSoteria Imgaing Serviceshttp://soteriaimaging.com/United Row Towinghttp://www.unitedroadtowing.com/index.phpAmerican Broadband Communicationshttp://americanbroadband.com/American Commercial Coatingshttp://americancommercialbuildingservices.com/Apple & Evehttp://www.appleandeve.com/Aquila Binks Forest Developmenthttp://www.aquilaproperty.com/Athletic Club Holdingshttp://www.manta.com/c/mmjkc9k/athletic-club-holdings-incAviation Propertieshttp://www.aviationhomes.com/AWTP Enironmental Serviceshttp://www.awtenvironmental.com/BECO Holding Companyhttp://www.manta.com/c/mmn7kdl/beco-holding-company-incBushnellhttp://www.bushnell.com/Callidus Capitalhttp://www.calliduscapital.ca/Campus Managementhttp://www.campusmanagement.com/Cast & Crew Payrollhttp://www.castandcrew.com/Investment Team:Michael Arougheti, President and Directorarougheti@aresmgmt.comEric Beckman, Partner, Private Debt Groupbeckman@aresmgmt.comR. Kipp deVeer, Partner, Private Debt GroupMitchell Goldstein, Partner, Private Debt Groupgoldstein@aresmgmt.comJohn Kissick, Senior Partner, Private Equity Groupkissick@aresmgmt.comDavid Sachs, Senior AdvisorBennett Rosenthal, Chairman of the Board, Ares Capital; Senior Partner, Private Debt GroupMichael Smith, Partner, Private Debt GroupASAP Ventureswww.asapventures.comVCIInformation TechnologySoftware & InternetCommunications & NetworkingEarlyASAP Ventures' mission is to get high-potential, early-stage companies to market faster and smarter. ASAP Ventures provides physical Incubator space to early stage companies offering a "hands-on" incubation environment for its portfolio companies with on-going strategy, marketing, management development, and capital formation consulting services. The Managing Directors of ASAP Ventures have been instrumental in raising over $140 million for 30 different companies.

901 15th Street, N.W., Suite 950WashingtonDC20005202-589-0075

Portfolio companies include:Advanced Interactive Systemshttp://www.ais-sim.com/Bantuhttp://www.bantu.com/Engeniahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28091JuniorJobs.comhttp://juniorjobs.com.au/Distributed Sunhttp://www.distributedsun.com/Trust Strategy Grouphttp://www.tsgtrust.com/Resilient Network Systemshttp://www.resilient-networks.com/a21http://www.thea21campaign.org/Adminehttp://www.admine.com/Alexushttp://alexus.org/ASAP Webworkshttp://www.asapwebworks.com/AV&V Communicationshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=6866526Away.comhttp://away.com/Backwirehttp://homerenovations.about.com/od/electrical/a/artbackwire.htmCarney Interactivehttp://www.teamcarney.com/default.aspxdmg world mediahttp://www.dmgevents.com/Fairfield Textileshttp://fairfieldtextile.com/IMfusehttp://www.infuse.com/JuniorJobs.comhttp://juniorjobs.com.au/NetSurferhttp://netsurferbrowser.com/Reality Responsehttp://therightresponse.com/Research and Management Systemshttp://www.rmsusa.com/ScienceWisehttp://sciencewise.info/ServerVaulthttp://carpathiahosting.com/Star Remote Wirelesshttp://www.spoke.com/companies/star-remote-wireless-3e122f809e597c10009587abSwapDrivehttps://www.swapdrive.com/Management Team:Jeff Weiss, Managing Directorjeff@asapventures.comBen Franklin Technology Partners of Southeastern Pennsylvaniawww.sep.benfranklin.orgEDInformation TechnologySoftware & InternetCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareMedical DeviceFinancial ServicesAgriculture & Agricultural ScienceSeedEarlyGrowthBen Franklin Technology Partners of Southeastern Pennsylvania (BFTP/SEP) was established in 1982 to stimulate economic growth through innovation, entrepreneurship and the development and adoption of new technologies. BFTP/SEP is part of a statewide network supported by the Pennsylvania Department of Community and Economic Development and has provided more than $160 million to grow more than 1,750 regional enterprises. The firm's investments are made from three different funds that address specific stages of development. The Innovation Fund provides up to $100K for prototype refinement and/or very early commercialization efforts. The Emerging Fund invests up to $750K over multiple funding rounds for product or process development, and/or commercialization efforts. The Technology Commercialization Fund provides up to to $350K for select university and research institution spin-out companies. BFTP/SEP is the commercialization partner for the Greater Philadelphia Innovation Cluster (GPIC) national energy hub, and the founding partner of the Energy Commercialization Institute (ECI). BFTP/SEP is the founding partner of The Nanotechnology Institute (NTI), Emerald Stage2 Venture Fund (see profile), and numerous other programs and initiatives.

Building 100 Innovation Center (The Navy Yard)4801 S. Broad St, Suite 200 PhiladelphiaPA19112215-972-6700215-972-5588

Portfolio companies include:Eclipse Serviceshttp://eclipseservices.com/Fastlane Softwarehttp://fastlanesoftware.com/Appligenthttp://www.appligent.com/GridPlex Networkshttp://gridplexnetworks.com/Knowledge Flowhttp://www.knowledgeflow.com/MicroMRIhttp://micromri.com/OxiCoolhttp://www.oxicool.com/Progenrahttp://www.progenra.com/AboutOnehttp://www.aboutone.com/AcademyOnehttp://www.academyone.com/Advanced Mobilehttp://www.advancedmobile.com/Airput.comhttp://www.airput.com/Aklero Risk Analyticshttp://www.aklero.com/Altosofthttp://www.altosoft.com/Appligenthttp://www.appligent.com/Aprecia Pharmaceuticalshttp://aprecia.com/Automated Currency Instrumentshttp://www.aci-inc.biz/Aviomhttp://www.aviom.com/Zonoffwww.zonoff.comZagsterzagster.comYornwww.yorn.comWizeHivehttp://www.wizehive.com/Uramixwww.uramix.comUgMO Technologieswww.ugmo.comTadpolesduswww.tadpoles.comSyanduswww.syandus.comRelmadawww.relmada.comKeraThinwww.kerathin.comInvestment Team:RoseAnn B. Rosenthal, President & CEOroseanne@sep.benfranklin.orgTerrence H. Hicks, Vice President & Assistant Secretary, Investment Groupterry@sep.benfranklin.orgJennifer Hartt, Director of Investment Group, Life Sciencesjennifer@sep.benfranklin.orgAlan Kraus, Director of Investment Group, Information Technologyalan@sep.benfranklin.orgMark de Grandpre, Director of Investment Group, Physical Sciencesmark@sep.benfranklin.orgJames J. Gambino, Vice President Technology Commercialization, Physical Sciencesjames@sep.benfranklin.orgAnthony P. Green, Vice President Technology Commercialization, Life Sciencesanthony@sep.benfranklin.orgCapitol Partnerswww.capitolpartners.comPEInformation TechnologySoftware & InternetCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareMiddle MarketCapitol Partners is a private equity firm seeking to realize superior medium-term capital gains by investing in consolidating, fragmented industries. Along with the firm's sister fund, New Horizons Venture Capital (see profile), the group manages $200 million in assets. Capitol Partners focuses on technology, scale, and infrastructure-intensive investments in select segments of the healthcare, Internet, telecommunications, and energy industries. The firm provides equity capital to support financing needs such as: Recapitalizations, Management-led buy-outs, Liquidity for existing shareholders, Mergers and acquisitions, and Capital investments. Historically the firm has made acquisitions of up to $50 million, with equity investments of up to $20 million.

1808 Eye Street, N.W., Suite 200 WashingtonDC20006202-955-7960202-955-7966

Portfolio companies include:CareSouth Health Systemhttp://www.caresouth.com/CS Indemnityhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=47126458Integrity Serviceshttp://integrityservices.com/eCareOne.comhttp://www.ecarone.com/CarePartners@Homehttp://www.carepartners.org/pagedisplay.cfm?mainpage=26Investment Team:T.J. Jubeir, Founder & Managing Partnerjubeir@newhorizonsvc.comJulie Jubeir, Senior Vice Presidentjjubeir@capitolpartners.comBioAdvancewww.bioadvance.comVCLife Sciences & HealthcareMedical DeviceSeedEarlyBioAdvance provides funding to startup life sciences companies in Southeastern Pennsylvania through its $20 million Greenhouse Fund. The firm invests in therapeutics, devices, diagnostics and platform technologies focused on human health. Since its first investments in 2003, BioAdvance has become one of the nation's leading investors providing pre-seed and seed-stage funding. To date The firm has committed $22.6 million to 32 seed-stage companies and 23 pre-seed investments. BioAdvances portfolio companies are working to develop products to treat health problems including Alzheimer's disease, cancer, obesity, GI disorders, neurological and respiratory illnesses. BioAdvance investments have enabled its portfolio companies to leverage more than $1.5 billion in subsequent capital into the region (from private equity, grants, collaborations and M&A activity).

The Biotechnology Greenhouse Corporation of Southeastern Pennsylvania3711 Market Street, 8th FloorPhiladelphiaPA19104215-966-6214215-966-6215

Portfolio companies include:Formaehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=48895729Galleon Pharmaceuticalshttp://www.galleonpharma.com/Immunomehttp://immunomeinc.com/Jenrin Discoveryhttp://www.jenrindiscovery.com/Melior Discoveryhttp://www.meliordiscovery.com/Niiki Pharmahttp://niikipharma.com/Avid Radiopharmaceuticalshttp://avidrp.com/TheraQuesthttp://www.theraquestinc.com/Eagle Vision Pharmaceuticalhttp://www.eaglevpc.com/pages/1/index.htmInfraScanhttp://www.infrascanner.com/Leversensehttp://leversense.com/Marillion Pharmaceuticalshttp://www.marillionpharma.com/Midway Pharmaceuticalshttp://www.midwaypharma.com/about.htmlNovira Therapeuticshttp://noviratherapeutics.com/NuPathehttp://www.nupathe.com/Optofluidicshttp://www.optofluidicscorp.com/Phoenix S&Thttp://phoenix-st.com/QR Pharmahttp://qrpharma.com/Ceptaris Therapeuticswww.ceptaris.comRelmada Therapeuticswww.relmada.comTreventiswww.treventis.comInvestment Team:Barbara S. Schilberg, Managing Director & CEO, 215-966-6216bschilberg@bioadvance.comMarnie E. McCoy, Program Director, 610-230-0538mmccoy@bioadvance.comShahram Hejazi, PhD, Venture Partnershejazi@bioadvance.comGregory Harriman, M.D., Venture Partnergharriman@bioadvance.comHal Broderson, Investment Consultanthbroderson@bioadvance.comRobert P. Driscoll, Director of Financerdriscoll@bioadvance.comBirchmere Ventureswww.birchmerevc.comVCInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareMedical DeviceEarlyWith more than $160 million under management, Birchmere Ventures invests in early-stage cleantech, medical, technology and life sciences companies. Founded in 1996, Birchmere focuses principally on early stage, pre-revenue start-ups where the firm has direct operational or investing experience. Target companies are founded by entrepreneurs with deep domain expertise who are developing revolutionary innovations that sell into existing markets. The firm's investment team comprises technologists with strong operating and venture investing experience and partners with companies from launch to exit, helping them to minimize risk and maximize opportunity. Since their inception, Birchmere's companies have achieved a cumulative market valuation of $14 billion.

424 South 27th StreetSuite 203PittsburgPA15203412-322-3300412-322-3226

Portfolio companies include:Inspired Technologieshttp://inspiredtechnologiesinc.com/Cvent.comhttp://www.cvent.com/NuPathehttp://www.nupathe.com/Metabolexhttp://www.metabolex.com/MiaSolehttp://miasole.com/Plextronicshttp://www.plextronics.com/Precision Therapeuticshttp://www.precisiontherapeutics.com/Solexanthttp://solexant.com/Alunghttp://alung.com/Cyopticshttp://www.cyoptics.com/NovaTorquehttp://novatorque.com/PTC Therapeuticshttp://www.ptcbio.com/Ten Markshttp://tenmarks.com/ZeaChemhttp://zeachem.com/Investment Team:Ned Renzi, Partnerned@birchmerevc.comSean Sebastian, Partnersean@birchmerevc.comSean Ammirati, Partnersean@birchmerelabs.comCamden Partners Holdings, LLCwww.camdenpartners.comVCFOFLife Sciences & HealthcareBusiness ServicesFinancial ServicesEducation & TrainingGrowthExpansionFounded in 1995, Camden Partners Holdings is a diversified private equity firm with three strategies. In private equity Camden typically invests from $3 million to $10 million in late-stage private or emerging micro-cap companies; in the small cap portfolio Camden invests in the same niche via the public market; in Fund of Fund investing, Camden has built a diversified portfolio of outside private equity partnerships by investing in third-party funds. The industry focus has also remained consistent, investing primarily in companies within the target markets of Business and Financial Services, Health Care, and Education. Most of Camden Partners' portfolio companies are headquartered in the U.S., but the firm has made investments in Europe. The firm generally invests in profitable companies with $10 million to $100 million in revenue and up to $10 million in EBITDA. The firm has raised four funds that have deployed growth capital to over 60 companies, generating 9 IPOs and 16 sales to strategic and financial buyers.

500 East Pratt Street, Suite 1200BaltimoreMD21202410-878-6800410-878-6850

Portfolio companies include:Winery Exchangehttp://www.wineryexchange.com/LipoSciencehttp://www.liposcience.com/Infocrossinghttp://infocrossing.com/American Public Educationhttp://www.americanpubliceducation.com/AtriCurehttp://www.atricure.com/BioMedical Enterpriseshttp://www.bme-tx.com/CIBT School of Business & Technologyhttp://www.cibtcorp.com/front.htmlEssence Group Healthhttp://eghc.com/HemCon Medical Technologieshttp://www.hemcon.com/IncentOnehttp://www.incentone.com/Lombard Medicalhttp://www.lombardmedical.com/Medivancehttp://www.medivance.com/MinSec Holdingshttp://www.ethiopianreview.com/news/162314Ranirhttp://ranir.com/Bluefin Payment Systemshttp://www.bluefin.com/Planet Paymenthttp://www.planetpayment.com/Prolexic Technologieshttp://www.prolexic.com/Santa Rosa Consultinghttp://www.santarosaconsulting.com/WageWorkshttp://www.wageworks.com/New Horizons Worldwidehttp://www.newhorizons.com/content/index.aspxQuestar Assessmenthttp://www.questarai.com/Investment Team:David Warnock, Managing Memberdwarnock@camdenpartners.comCatharine Burkett, Principalcburkett@camdenpartners.comRichard Berkeley, Managing Memberrberkeley@camdenpartners.comShane Kim, Managing Memberskim@camdenpartners.comDonald W. Hughes, Managing Member and CFOdhughes@camdenpartners.comChristopher W. Kersey, MD, MBA, Managing Memberckersey@camdenpartners.comJason R. Tagler, Memberjtagler@camdenpartners.comChesapeake Emerging Opportunities Clubwww.ceopportunities.comASoftware & InternetLife Sciences & HealthcareMedical DeviceEarlyChesapeake Emerging Opportunities Club, LLC is a manager-led, Angel investing fund. The Club was organized to provide its members an opportunity for active involvement in an early-stage private equity fund. There are 45 accredited investors participating in the Club and its membership draws from varied backgrounds and experiences. The members gather monthly for dinner and hear presentations by one or two early-stage, high-growth potential companies for possible investment. The Club initially invests an average of $150,000 to $200,000 in a portfolio company, with the possibility of follow-on investments. Potential additional investments from Club members could increase the initial investment amount to over $400,000. The average initial investment to date, including member investments, has been in excess of $180,000. At this time the Club is fully invested and is not making any new investments.

9256 Bendix Road, Suite 300ColumbiaMD21045410-997-6000

Portfolio companies include:ServiceBenchhttp://servicebench.com/Cylexhttp://cylex.net/Chesapeake Perlhttp://c-perl.com/Naviscan PET Systemshttp://www.naviscan.com/Investment Team:Steve Dubin, PresidentRichard A. Kohr, Jr., Chief Executive OfficerPatrick Huddie, Ph.D., PresidentJohn May, PresidentChesapeake Innovation Centerwww.cic-tech.orgIInformation TechnologySoftware & InternetStorage & HardwareBusiness ServicesDefense & Homeland SecurityEarlyThe Chesapeake Innovation Center (CIC) creates a bridge between major users of security technology and small companies at the forefront of innovation. The Center enhances America's technological edge and helps propel the "Informatics Corridor" centered in Anne Arundel County, Maryland. The Center and its member companies specialize in informatics, knowledge discovery, security, visualization, information assurance, homeland security, human capital development, and other technology areas. The CIC is located in a 24,000 square-foot facility. Partners engage the CIC to scout for a particular technology solution to address a mission critical or highly visible problem. CIC Partners' objectives are typically to find a technology to acquire, invest in, team with and/or implement within their own enterprise. CIC also mentors selected early stage technology companies and provides these Member companies a menu of services to help them address the needs of growing companies including customer contracts, funding, staffing, subject matter experts, clearances, government contracting issues, and office facilities.

175 Admiral Cochrane Drive, Suite 300 AnnapolisMD21401410-224-2030 410-224-4201

Client companies include:Atlantechttp://www.atlantecengineers.com/BeCrypthttp://www.becrypt.com/Exponential Storagehttp://www.exponentialstorage.com/Kaulkin Information Systemshttp://www.kaulkin.com/services/kaulkin-information-systems/CINTThttp://cintt.com/kloudtrackhttp://www.kloudtrack.com/iNovex Information Systemshttp://inovexcorp.com/MKS Innovationshttp://www.mksinnovations.com/Secure Decisionshttp://securedecisions.com/SemaConnecthttp://semaconnect.com/Authentik Solutionshttp://www.authentikitsolutions.com/ESnethttp://www.es.net/Management Team:Renee M. Winsky, Interim Executive Directorrwinsky@cic-tech.orgJason Chung, Business Development Directorjchung@cic-tech.orgJill Seamon, Administrative OfficerCharles Brown, Business Developmentcbrown@cic-tech.orgShelia Roscia, Executive Assistantsrosica@cic-tech.orgClark Enterprises, Inc.www.clarkenterprisesinc.com/portfolio/private_equityVCPEInformation TechnologyCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareEarlyGrowthMiddle MarketEstablished in 1972, Clark Enterprises, Inc. (CEI) is a diversified investment company headquartered in Bethesda, Maryland. CEI is one of the largest privately held companies in the Washington, DC metropolitan area with holdings in real estate; financial markets, construction; and venture capital, private equity and other investments. Established in 1997, CNF is the CEI affiliate that actively invests in venture capital and private equity. CNF, led by Robert Flanagan, manages over $225 million in capital with current investments in life sciences, oil and gas, technology, telecommunications, and alternative energy. CNF focuses on early and growth stage companies, but will consider investments in later stages and selective public investments as well. CNF looks to partner with other venture capital and private equity firms and is an active investor providing strategic advice to its management teams.

7500 Old Georgetown Road, 15th FloorBethesdaMD20814-6195301-657-7100301-657-7263

Portfolio companies include:ILD Telecommunicationshttp://ildcorp.com/Aldagenhttp://www.aldagen.com/Overture Technologieshttp://home.overturecorp.com/Angel Medical Systemshttp://angel-med.com/Digital Bridge Communicationshttp://digitalbridgecommunications.com/Innovative Biosensorshttp://www.innovativebiosensors.com/Tarp Worldwidehttp://www.tarp.com/Terrago Technologieshttp://www.terragotech.com/Verax Biomedicalhttp://www.veraxbiomedical.com/Vision Chainhttp://www.visionchain.com/Investment Team:Robert Flanagan, Executive Vice Presidentrflan@clarkus.comJoe Del Guercio, Managing DirectorJennifer K. Hsin, Chief Financial OfficerCove Street Partnerswww.covestreetpartners.comMBMedia & Digital MediaBusiness ServicesEarlyMiddle MarketCove Street Partners is a boutique investment and advisory firm specializing in digital media, marketing and advertising. The firm makes investments for its own account; partners with venture and private equity investors in areas where it can add unique value as a result of Cove's industry expertise; and provides strategic advisory services, including M&A, capital formation and strategic consulting services.

6012 Walhonding RoadBethesdaMD20816

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Tom MacIsaacTom@CoveStreetPartners.comDingman Center Angelswww.rhsmith.umd.edu/dingman/entrepreneurs/angelsAInformation TechnologySoftware & InternetMedical DeviceSeedEarlyThe Dingman Center Angels connects regional start-up companies seeking seed and early-stage funding with angel investors. Since their inception in 2005, the Dingman Center Angels have invested $4 million in start-up companies in the Mid-Atlantic region (Maryland, Washington D.C., Virginia, and Delaware). The Dingman Center Angels target companies seeking $150,000 to $1 million of equity financing. Each year, over 150 companies submit applications to the Dingman Center Angels.

2518 Van Munching HallCollege ParkMD20742301-405-9545301-314-7971

Portfolio companies include:Veenomehttp://veenome.com/SevaCallhttp://sevacall.com/YouEyehttp://www.youeye.com/Nexercisehttp://www.nexercise.com/Brazen Careeristhttp://www.brazencareerist.com/uKnowhttp://uknow.uky.edu/Seguro Surgicalhttp://www.segurosurgical.com/Gold Lassohttp://www.goldlasso.com/MeMeMehttp://www.memememobile.com/SitScapehttp://sitscape.com/B4Healthhttp://b4-health.com/mySBXhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=53887365Interaction Labshttp://www.ia-labs.com/Zymetishttp://zymetis.com/MAX Endoscopyhttp://precisionendoscopictechnologies.com/Goozexhttp://www.goozex.com/Hook & Ladder Brewing Companyhttp://www.hookandladderbeer.com/Sensicshttp://www.sensics.com/Brain Sentryhttp://brainsentry.com/Ringiohttp://www.ringio.com/Tista Gameshttp://tistagames.com/Lemur Technologieshttp://lemurims.com/Social Toasterhttp://www.socialtoaster.com/Social Tableshttps://www.socialtables.com/LearnZillionhttp://learnzillion.com/Eco Armourhttp://eco-armour.com/6th Street Commercehttp://www.6thstreetcommerce.com/Target Entertainment Propertieshttp://tepgames.com/Spinnakrhttp://spinnakr.com/Investment Team:Asher Epstein, Managing Directoraepstein@rhsmith.umd.eduDr. Rudolph P. Lamone, Founderrlamone@rhsmith.umd.eduDr. J. Robert Baum, Director of ResearchElana Fine, Managing Directorefine@rhsmith.umd.eduAlla Corey, Program Managercorey@rhsmith.umd.eduRajshree Agarwal, Academic DirectorDingman Center for Entrepreneurshipwww.rhsmith.umd.edu/dingmanTTInformation TechnologySoftware & InternetMedical DeviceSeedEarlyIn a partnership designed to realize the full potential of $545 million in sponsored research undertaken by the faculty and staff, The Dingman Center for Entrepreneurship has partnered with the Clark School of Engineering's Mtech Program and the Office of Technology Commercialization to create the Technology Transfer program. The program's goal is to fully explore business applications for new technologies through a rigorous review process. Each academic year, the program starts with 130 technology disclosures from across the University of Maryland system. From that group, 30 are chosen as candidates for the review process based on commercialization potential.

2518 Van Munching HallCollege ParkMD20742301-405-9545301-314-7971

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Asher Epstein, Managing Directoraepstein@rhsmith.umd.eduDr. Rudolph P. Lamone, Founderrlamone@rhsmith.umd.eduDr. J. Robert Baum, Director of ResearchElana Fine, Managing Directorefine@rhsmith.umd.eduAlla Corey, Program Managercorey@rhsmith.umd.eduHolly DeArmond, Assistant Director Events & Marketinghdearmond@rhsmith.umd.eduEmerging Technology Partners, LLCetpventures.comVCLife Sciences & HealthcareMedical DeviceSeedEarlyGrowthExpansionEmerging Technology Partners, LLC (ETP) was founded to provide capital and aid management in building early-stage life science companies that will develop breakthrough product solutions in the fields of drug discovery and medicine. While focused primarily on funding companies in the Mid-Atlantic region, ETP has and will continue to fund companies across the U.S. ETP typically invests between $500,000 and $3,000,000 in a single round, committing as much as $5,000,000 to a company over a series of financings. The firm will invest as early as the seed stage and as late as pre-IPO rounds. ETP is prepared to fund companies that seek to commercialize products within the following areas: Antibody and Cell based Therapeutics; Small Molecule Therapeutics; Drug Delivery Technologies; Drug Discovery Technologies; Drug Targets Discovery and Validation Platforms; Molecular Diagnostics; and Genomics Tools.

Six Taft Court., Suite 388 RockvilleMD20850301-222-2200301-340-0879

Portfolio companies include:Alpha Innotechhttp://www.alphainnotech.com/Privacy.aspxDynavax Technologieshttp://www.dynavax.com/FASgenhttp://www.fasgen.com/Amnishttp://www.amnis.com/Cellular Genomicshttp://www.gilead.com/cgi.htmlHigh Throughput Genomicshttp://www.htgmolecular.com/Intradigmhttp://www.intradigm.com/Iomaihttp://www.intercell.com/main/MacroGenicshttp://www.macrogenics.com/Marligen Bioscienceshttp://marligen.com/MithraGenhttp://pharmalicensing.com/public/companies/view/8174/mithragenPsychiatric Genomicshttp://psygenomics.com/Ziopharm Oncologyhttp://www.ziopharm.com/Advancis Pharmaceuticalhttp://advanciscaps.com/Aptus http://aptusendosystems.com/Atto Bioscienceshttp://www.bdbiosciences.com/Avalonhttp://en.wikipedia.org/wiki/AvalonClinical Datahttp://frx.com/Hana Bioscienceshttp://talontx.com/Investment Team:Wei-Wu He, Ph.D., General Partner and Co-Founderwhe@etpvc.comBill Snider, CFA, General Partner and Co-Founderbsnider@etpvc.comFarragut Capital Partnerswww.farragutcapitalpartners.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketFarragut Capital Partners is a privately-held investment management firm providing mezzanine debt and equity capital to finance leveraged and management buy-outs, generational transfers, growth capital financings (internal growth and acquisitions), and recapitalizations. Over the last 55+ years the firm has deployed close to $900 million across 90+ investments. The firm invests $2-$8 million total investment, with the ability to accommodate larger transactions through its network of strategic partners. The firm looks for profitable companies with established revenues of at least $10 million.

5425 Wisconsin Avenue, Suite 401 Chevy ChaseMD20815

Portfolio companies include:Advanced Call Center Technologieshttp://www.acttoday.com/Tulsa Inspection Resourceshttp://tulsainspection.com/Blueberry Broadcastinghttp://en.wikipedia.org/wiki/Blueberry_BroadcastingWholesale Floorshttp://www.wholesalefloorsinc.com/Industrial Pipinghttp://industrialpiping.net/eServiceshttps://www.capnhq.gov/CAP.eServices.Web/Default.aspxBlake and Pendleton Holdingshttp://blakeandpendleton.com/Traffic Control and Safety Corporationhttp://www.trafficcontrolandsafety.com/B&M Racing and Performance Productshttp://www.bmracing.com/bmracing/default.htmlAngelle Concrete Grouphttp://angelleconcrete.com/Ambient Airhttp://www.thefreedictionary.com/ambient+airRoberts-Gordonhttp://www.rg-inc.com/Canopy Constructionhttp://canopyconstruction.net/Investment TeamPhilip A. McNeill, Managing Partner, 301-913-5293pmcneill@farragutcapitalpartners.comJavier E. Aguirre, CFA, Partner, 301-913-5296jaguirre@farragutcapitalpartners.comG. Cabell Williams, III, Senior Partner, 301-652-9428cwilliams@farragutcapitalpartners.comJ.C. Watts Jr., Senior Partner and Senior AdvisorSteve Mullins, VP, Financesmullins@farragutcapitalpartners.comRob Hagerty, Associaterhagerty@farragutcapitalpartners.comGE Capital Healthcare Financial Serviceswww.gehealthcarefinance.comVCPELife Sciences & HealthcareMedical DeviceEarlyMiddle MarketWith over $17 billion invested, GE Capital, Healthcare Financial Services is a premier provider of financing to the healthcare industry, with investments in more than 30 sub-sectors including long-term care, hospitals, pharmaceuticals, and medical devices. GE Life Science Finance team delivers innovative and flexible financing solutions to help GE life science and biotechnology customers preserve their cash and liquidity. The GE Healthymagination Fund is an equity investment fund that makes investments in highly promising healthcare technology companies. The fund invests in companies globally that have innovative technologies aligned with the strategic objectives of GE Healthcare and GE's global healthymagination initiative.

2 Bethesda Metro Center, Suite 600BethesdaMD20814301-961-1640866-947-4066

Portfolio companies include:NanoString Technologieshttp://www.nanostring.com/Investment Team:Sherwood Dodge, President & CEO, GE Capital, Equitysherwood.dodge@ge.comMichael A. Jones, Executive Vice President, Business Developmentmichael.a.jones@ge.comGeorgetown Capital Partnerswww.georgetowncapitalpartners.comPEInformation TechnologyReal EstateMiddle MarketBased in Washington D.C., Georgetown Capital Partners invests entrepreneurial capital in three asset classes: Private Growth Companies, Hospitality Properties and Residential Developments. For private companies, Georgetown Capital Partners provides senior secured debt with attached warrants which frequently provides the necessary working capital to bridge growth companies to a short-term financing event. Bridge financings consist of a principal amount ranging from $250,000 to $2,000,000 with a maturity of six months to two years and primarily located in the Washington DC metropolitan area.

5425 Wisconsin Avenue Suite 600Chevy ChaseMD20815301-718-4500

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:John C. York Jr., Founder & Managing Partnerjcyjr@georgetowncapitalpartners.comMichael I. Lipson, Foundermlipson@georgetownhospitality.comJohn M. Kelley, Directorjkelley@georgetowncapitalpartners.comGlobal Environment Fundwww.globalenvironmentfund.comVCEnergy & Clean TechLife Sciences & HealthcareTransportation & DistributionEarlyGlobal Environment Fund (GEF) is an international investment firm that invests in emerging markets, clean technology and forestry. The firm manages private equity funds totaling approximately $1 billion and limited partners include prominent endowments, foundations, family offices and pension funds. GEF was established in 1990 to provide financing and management support to companies that contribute to efficient use of energy, human health and the sustainable management of natural resources. The firm's target industries include: Clean Technology; Sustainable Forest Products; Clean Energy; Water/ Wastewater Treatments; Efficient Transportation; Integrated Waste Management; and Healthcare.

5471 Wisconsin Avenue, Suite 300Chevy ChaseMD20815240-482-8900240-482-8908

Portfolio companies include:Blue Ridge Numericshttp://www.cfdesign.com/Sensicast Systemshttp://www.sensicast.com/SPG Solarhttp://www.spgsolar.com/Unirachttp://unirac.com/Cantaloupe Systemshttp://cantaloupesys.com/Haverfieldhttp://www.haverfield.com/Signature Control Systemshttp://signaturecontrolsystems.com/Greenergyhttp://www.greenergy.com/Greenko Grouphttp://greenkogroup.com/Red Ambientalhttp://redambiental.com/UPC Renewables Chinahttp://www.upcrenewables.com/home.phpInvestment Team:H. Jeffrey Leonard, President & Chief Executive Officer, Founding Partnerjleonard@globalenvironmentfund.comElizabeth Lewis, Principalelewis@globalenvironmentfund.comBrian Foist, CFO & COObfoist@globalenvironmentfund.comStuart Barkoff, Managing DirectorGeorge McPherson, Managing Directorgmcpherson@globalenvironmentfund.comWendell W. Robinson, Senior Investment PartnerGordon Carihill, Managing DirectorTodd Cater, Managing DirectorJoan Midthun Larrea, Managing DirectorScott MacLeod, Managing PartnerGreenspring Associateshttp://greenspringassociates.comVCFOFInformation TechnologySoftware & InternetLife Sciences & HealthcareExpansionGreenspring Associates, founded in 2000, manages five venture capital funds-of-funds with a combined total of over $2.2 billion in committed capital. Greenspring's strategy of investing in venture capital funds is complemented by its direct investment strategy. Generally, the Fund looks to invest in later stage, private companies with experienced management, innovative technologies, profitable and sustainable business models, and clearly defined exit strategies. The firm invests primarily in the technology, life sciences, and technology-enabled services sectors. The firm has an additional office in Silicon Valley.

100 Painters Mill Road, Suite 700Owings MillsMD21117410-363-2725410-363-9075

Portfolio companies include:ChannelAdvisorhttp://www.channeladvisor.com/Entellus Medicalhttp://www.entellusmedical.com/Barrx Medicalhttp://www.barrx.com/Bravo Healthhttp://www.mybravohealth.com/ProofPointhttp://www.proofpoint.com/Attaskhttp://www.attask.com/Cameron Healthhttp://www.cameronhealth.com/Cologixhttp://www.cologix.com/Cventhttp://www.cvent.com/Digital Chocolatehttp://www.digitalchocolate.com/Exact Targethttp://www.exacttarget.com/GlassHousehttp://www.glasshouse.com/GrubHub.comhttp://www.grubhub.com/Intarcia Therapeuticshttp://intarcia.com/Intrinsic Therapeuticshttp://intrinsic-therapeutics.com/Accelhttp://www.accel.org/Balderton Capitalhttp://balderton.com/Battery Ventureshttp://www.battery.com/Bessemer Venture Partnershttp://www.bvp.com/Benchmark Capitalhttp://www.benchmark.com/Charles River Ventureshttp://www.crv.com/Clarus Ventureshttp://www.clarusventures.com/Columbia Capitalhttp://www.colcap.com/Delphi Ventureshttp://www.delphiventures.com/Domain Associateshttp://www.domainvc.com/FairHaven Capitalhttp://fairhavencapital.com/Founders Fundhttp://www.foundersfund.com/Foundry Grouphttp://foundrygroup.com/Gemini Israel Fundshttp://www.gemini.co.il/Lightspeed Venture Partnershttp://lsvp.com/Meritech Capital Partnershttp://www.meritechcapital.com/Split Rock Partnershttp://www.splitrock.com/Scale Venture Partnershttp://www.scalevp.com/Redpoint Ventureshttp://www.redpoint.com/QuestMark Partnershttp://www.questm.com/TeamViewerhttp://www.teamviewer.com/PhotoBoxhttp://www.photobox.co.uk/Proofpointhttp://www.proofpoint.com/Zulilyhttp://www.zulily.com/Zonarehttp://www.zonare.com/Zayo Grouphttp://www.zayo.com/Turnhttp://turnitin.com/Tethys Biosciencehttp://tethysbio.com/Proofpointhttp://www.proofpoint.com/Roundboxhttp://roundbox.com/Investment Team:Jim Lim, General Partnerjlim@gspringcomAshton Newhall, General Partnerashton@gspring.comTrey Hart, Vice Presidenttrey@gspring.comJohn Avirett, Principalrcoyne@gspring.comKen Hausman, Venture Partnerkhausman@gspring.comWill Repath, Associatewrepath@gspring.comHunter Somerville, Associatehsomerville@gspring.comGrotech Capital Groupwww.grotech.comVCPEInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaSeedEarlyGrowthExpansionMiddle MarketFounded in 1984, Grotech Capital Group is the largest private equity firm focusing exclusively on the Mid-Atlantic and Southeastern United States. The firm invests in classic venture capital transactions and is equally comfortable financing recapitalizations, restructurings and management buyouts. With $1 billion in capital under management, and offices in Maryland and Northern Virginia, Grotech originates and leads investments in emerging and traditional industries such as communications & IT infrastructure, software & services, and internet & digital media. The firm will not consider companies in life sciences, biotech, and foreign entities. The firm's typical investment in early stage companies ranges from $500 thousand to $5 million, and the typical investment in later stage companies and management buyouts ranges from $10 million to $40 million.

230 Schilling Circle, Suite 362 Hunt ValleyMD21031703-637-9555410-527-1307

(Virginia office)8000 Towers Crescent Dr., Suite 850ViennaVA22182703-637-9555703-827-9088Portfolio companies include:BroadSofthttp://www.broadsoft.com/Hillcresthttp://www.hillcrest.com/Syncrologichttp://www.mobileinfo.com/Sponsor_Dir/Synchrologic_homepage.htmiBiquityhttp://ibiquity.com/Aztek Networkshttp://www.azteknetworks.net/buySAFEhttp://buysafe.com/Clarabridgehttp://www.clarabridge.com/6fusionhttp://www.6fusion.com/Biotix Fluid Innovationhttp://www.biotixinc.com/Collective Intellecthttp://www.collectiveintellect.com/First Service Networkshttp://www.firstservicenetworks.com/FullTilt Solutionshttp://fulltilt-nl.com/Fusient Mediahttp://www.fusient.com/Giveohttp://giveo.com/Global Softwarehttp://www.glbsoft.com/GramercyOnehttp://www.gramercyone.com/HelloWallethttp://www.hellowallet.com/SpotRighthttp://spotright.com/Advertising.comhttp://www.advertising.com/Anypresencehttp://www.anypresence.com/BlogFroghttp://theblogfrog.com/Invinceahttp://www.invincea.com/Lagrange Systemshttp://www.lagrangesystems.com/Living Socialhttp://livingsocial.com/LogRhythmhttp://logrhythm.com/NexGen Storagehttp://www.nexgenstorage.com/Omnilink Systemshttp://www.omnilink.com/openQhttp://www.openq.com/Overturehttp://en.wikipedia.org/wiki/OverturePersonalhttps://www.personal.com/Plinkhttp://pngu.mgh.harvard.edu/~purcell/plink/Rebithttp://rebit.com/RollStreamhttp://www.gxs.com/products/expert_operations/rollstreamurjanethttp://urjanet.com/WiserTogetherhttp://www.wisertogether.com/Ziptronixhttp://www.ziptronix.com/Investment Team:Frank A. Adams, General Partner and Founderfadams@grotech.comJulia Taxin, Associatejtaxin@grotech.comChuck Cullen, General Partner and Chief Financial Officerccullen@grotech.comLawson DeVries, General Partnerldevries@grotech.comSteve Fredrick, General Partnersfredrick@grotech.comDon Rainey, General Partnerdrainey@grotech.comJoe Zell, General Partnerjzell@grotech.comJMIwww.jmiequityfund.comVCInformation TechnologySoftware & InternetLife Sciences & HealthcareBusiness ServicesEarlyJMI is a private equity/venture capital firm focused on software, internet, healthcare IT and business services companies. John J. Moores, the founder and former Chairman of BMC Software, founded JMI in 1992. With over $2.1 billion of committed capital under management, the firm is flexible as to the form, size, and structure of its investments, having partnered with management teams to fund growth, acquisitions, recapitalizations and buyouts. Typical JMI investments range from $10 million to $100 million. The firm's primary focus is on North America, and JMI has made investments in companies in 22 U.S. states and Canada. JMI has an additional office in San Diego.

100 International Drive, Suite 19100BaltimoreMD21202410-951-0200410-637-8360

Portfolio companies include:Halogen Softwarehttp://www.halogensoftware.com/Courionhttp://www.courion.com/ClickSquaredhttp://www.clicksquared.com/The Search Agencyhttp://www.thesearchagency.com/Apparent Networkshttp://en.wikipedia.org/wiki/Apparent_NetworksAdknowledgehttp://www.adknowledge.com/Airclichttp://www.airclic.com/AppNetahttp://www.appneta.com/Apprisshttp://www.appriss.com/Arrowhead GIAhttp://www.arrowheadgrp.com/Attachmatehttp://en.wikipedia.org/wiki/AttachmateAutotaskhttp://www.autotask.com/Axedahttp://www.axeda.com/BigMachineshttp://www.bigmachines.com/BrightLinehttps://www.brightline.com/Business.comhttp://www.business.com/Capsule Techhttp://www.capsuletech.com/Catapult Learninghttp://www.catapultlearning.com/Compusearch Software Systemshttp://www.compusearch.com/CouponCabin.comhttp://www.couponcabin.com/DoubleVerifyhttp://www.doubleverify.com/DriveCamhttp://www.drivecam.com/Ellucianhttp://www.ellucian.com/Eloquahttp://www.eloqua.com/Empathicahttp://www.empathica.com/Granicushttp://en.wikipedia.org/wiki/Battle_of_the_GranicusJobing.comhttp://www.jobing.com/Harmony Information Systemshttp://www.harmonyis.com/Kronoshttp://www.kronos.com/Navicurehttp://www.navicure.com/Panorama Softwarehttp://www.panorama.com/Paradigmhttp://www.paradigm.com/PointClickCarehttp://www.pointclickcare.com/corp_site/PowerPlanhttp://powerplan.com/ServiceNowhttp://servicenow.com/StuderGrouphttp://www.studergroup.com/The Search Agencyhttp://www.thesearchagency.com/Triple Point Technologyhttp://www.tpt.com/Trustwavehttps://www.trustwave.com/Undertonehttp://undertone.com/Vocalocityhttp://www.vocalocity.com/Vocushttp://www.vocus.com/content/index.aspxMattershttp://www.xmatters.com/Investment Team:Harry S. Gruner, Co-Founder and Managing General Partnerhgruner@jmiequity.comRobert F. Smith, General Partnerbsmith@jmiequity.comBradford D. Woloson, General Partnerbwoloson@jmiequity.comPeter Arrowsmith, General Partner (San Diego)parrowsmith@jmiequity.comPaul Barber, Managing General Partner (San Diego)pbarber@jmiequity.comCharles Noell, Founder and Venture Partnercnoell@jmiequity.comBob Sywlosky, Venture Partnerbsywolsky@jmiequity.comLee Lesley, Principal of Investor Relations and Marketingllesley@jmiequity.comMatt Emery, Vice Presidentmemery@jmiequity.com David Greenberg, Vice Presidentdgreenberg@jmiequity.comChuck Dieveney, General Partner and CFOcdieveney@jmiequity.comKinetic Ventureswww.kineticventures.comVCInformation TechnologyCommunications & NetworkingSemiconductorEnergy & Clean TechSeedEarlyGrowthKinetic Ventures is a leading venture capital investor in high growth, technology driven businesses. Kinetic Ventures VIII, capitalized by corporate pension, endowment and family office investors will primarily invest in early stage companies. The fund will also selectively invest in seed and growth stage opportunities. Areas of focus for the fund include: Information Technology (Solutions that deliver greater efficiency, collaboration, security and functionality to users); and Communications (Solutions that bring greater speed, functionality, usability or accessibility to voice, data and video networks); Power/Clean Technology (Solutions for the power and related industries that take advantage of the ongoing and rapid evolution in communications, information and energy technologies). The size of investment ranges from $2 million to $7 million. Since 1985, Kinetic Ventures has organized and managed eight venture funds and invested in 100 companies. The firm has an additional office in Atlanta.

2 Wisconsin Circle, Suite 620Chevy ChaseMD20815-7046301-652-8066301-652-8310

Portfolio companies include:APXhttp://www.apx.com/Calixhttp://www.calix.com/Epoch Internethttp://www.epoch.com/iVivityhttp://www.ivivity.com/BroadWarehttp://www.broadware.com/Alereonhttp://www.alereon.com/Altierrehttp://www.altierre.com/Ample Communicationshttp://amplepk.net/AnyPresencehttp://www.anypresence.com/Aztek Networkshttp://www.azteknetworks.net/BroadWare Technologieshttp://www.broadware.com/Calixhttp://www.calix.com/Cardlyticshttp://cardlytics.com/Caymas Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=7133257Cerenthttp://en.wikipedia.org/wiki/Cerent_CorporationClearSourcehttp://clearsourcecommunications.net/Clear Standardshttp://www.pdesas.org/Standard/ViewsCovegahttp://www.covega.com/Cyanhttp://en.wikipedia.org/wiki/CyanLeaseTermhttp://www.leasetermsolutions.com/Optical Capital Grouphttp://opticalcapital.com/SmartSynchhttps://www.itron.com/na/solutions/Pages/Smart%20Grid%20Cellular.aspxSwiftTesthttp://www.swifttest.com/Tower Cloudhttp://towercloud.com/Vertical Acuityhttp://www.verticalacuity.com/Investment Team:Jake Tarr, Managing Directorjtarr@kineticventures.comWilliam Heflin, Managing Directorwheflin@kineticventures.comNelson Chu, Managing Directornchu@kineticventures.comCampbell B. Lanier, III, Senior DirectorSydney Shepherd, CFOsshepherd@kineticventures.comLeading Ridge Capital Partners, LLCwww.leadingridge.com PEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketFounded in 2009, Leading Ridge Capital Partners is a private investment firm headquartered in the Washington DC area with an additional office in New York City. Formed by a seasoned leadership team with extensive experience in growing product manufacturing and distribution firms, Leading Ridge specializes in acquisitions, investments and recapitalizations of lower-middle market businesses with revenues between $10 and $50 million. Leading Ridge targets companies with EBITDA of $1-$5 million with stable revenue and above industry-average margins; an element of recurring revenue preferred; and in Basic industry (no high-tech) with barriers to entry created by niche market segments, differentiated products, well-defined distribution channels, a captive customer base, or complimentary service offerings. Industry preferences include, but are not limited to, value-added distribution, niche manufacturing & assembly, business services and asset-light logistics.

One Research Court, Suite 101RockvilleMD20850301-235-9020301-235-9021

Portfolio companies include:Damage Recovery Systemshttp://www.damagerecovery.net/Marjack Companyhttp://vistar.com/Great Westernhttp://www.greatwesternbank.com/Rugby Architectural Building Productshttp://www.rugbyipd.com/Supply Sourcehttp://www.supplysource.us/DRS Product Returnshttp://drsreturns.com/Blue Ravenhttp://www.blueraventechnology.com/Investment Team:Warren Coopersmithwarren@leadingridge.comRobert Maynrobert@leadingridge.comZach Coopersmith, Partnerzach@leadingridge.comPam Paladino, Vice President of Human Resourcespam@leadingridge.comLegend Ventures, LLCwww.legendventures.comVCInformation TechnologyCommunications & NetworkingMedia & Digital MediaEarlyLegend Ventures is an early stage venture capital fund focused on New Media, Information Technology and Telecommunications opportunities. Legend takes an entrepreneur-centric approach and looks to partner with leading teams to help them build the most innovative companies in their industries. Legend makes investments of $500 thousand to $2.5 million across North America.

7100 Arrowood RoadBethesdaMD20817202-258-7462301-365-9359

Portfolio companies include:Overture Networkshttp://www.overturenetworks.com/Atricahttp://venturebeatprofiles.com/company/profile/atricaPaysimplehttp://www.paysimple.com/Invoice Insighthttp://www.xigo.com/Building Bhttp://www.buildingbsolutions.com/iDeelihttp://www.ideeli.com/welcomeAztek Networkshttp://www.azteknetworks.net/Arxan Technologieshttp://www.arxan.com/Investment Team:Todd Klein, Managing Partnertkelin@legendventures.comDon Baer, Venture PartnerCore Capital Partnerswww.core-capital.comVCInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareManufacturing & IndustrialBusiness ServicesEarlyGrowthFounded in 1999, Core Capital is a venture capital firm managing $350 million in private equity across two funds. The firm provides capital to early-stage ventures and small to mid-sized growth companies developing or incorporating disruptive, "core" technologies in high-growth technology sectors. Core's initial investments are typically in the $2-$5 million range, with an expectation of $5-$12 million in total capital over the life of the investment. The firm has a particular interest in emerging opportunities in: information technology, communications, digital media, and technology-enabled services arenas. Core does not invest in biotechnology/life sciences/drug discovery, real estate, professional services, food & beverage, bankruptcies or turnarounds. Principally, Core invests in companies based on the East Coast, and in the Washington, D.C. metropolitan area in particular, but considers opportunities nationwide.

1401 I Street NW, Suite 1000WashingtonDC20005202-589-0090202-589-0091

Portfolio companies include:BridgeWave Communicationshttp://www.bridgewave.com/GoMobohttp://gomobo.com/V.i. Labshttp://en.wikipedia.org/wiki/V.i._Labs6th Sensehttp://en.wikipedia.org/wiki/The_Sixth_SenseClareoshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=34535MedVentivehttp://www.medventive.com/about-us-careers.htmInlet Technologieshttp://www.inlethd.com/PureWave Networkshttp://www.purewavenetworks.com/Univahttp://www.univa.com/JackBehttp://www.jackbe.com/RollStreamhttp://www.rollstream.com/SoftModulehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=51825444Triumfanthttp://www.triumfant.com/default.aspTrust Digitalhttp://www.mcafee.com/us/about/trustdigital/index.aspxTwisted Pairhttp://en.wikipedia.org/wiki/Twisted_pairVPI Systemshttp://www.vpisystems.com/GENBANDhttp://www.genband.com/KnowledgeTreehttp://www.knowledgetree.com/Core Communicationshttp://corecomm.us/Foresighthttp://www.merriam-webster.com/dictionary/foresightIXIhttp://www.ixicorp.com/RulesPowerhttp://www.send2press.com/newswire/2005-05-0517-003.shtmlSolstice Softwarehttp://www.gosolstice.com/SwapDrivehttps://www.swapdrive.com/Univahttp://www.univa.com/Valen Technologieshttp://www.valen.com/Investment Team:William Dunbar, Managing Directorwdunbar@core-capital.comMark Levine, Managing Directormlevine@core-capital.comPascal Luck, Managing Directorpluck@core-capital.comTom Wheeler, Partnertwheeler@core-capital.comEvan MacQueen, Associateemacqueen@core-capital.comRandy Klueger, CFOrklueger@core-capital.comMichael Leurdijk, Valuation Consultantmleudijk@core-capital.comDarby Overseas Investments, Ltd.www.darbyoverseas.comVCPECommunications & NetworkingEnergy & Clean TechTransportation & DistributionMiddle MarketDarby Overseas Investments, Ltd.-the private equity arm of Franklin Templeton Investments-is a pioneer in emerging markets private equity investing with experience on the ground in Asia, Central and Eastern Europe, and Latin America. Darby targets investments in sectors such as transportation, energy, telecommunications, waste management and water treatment. Darby Overseas Investments was founded in 1994 by The Honorable Nicholas F. Brady, who served as U.S. Secretary of the Treasury between 1988 and 1993. In 2003 Darby became a fully owned subsidiary of Franklin Resources, Inc. [NYSE:BEN]. Darby manages an array of funds focused on various georgraphies including: Darby Asia Mezzanine Fund, Darby Asia Mezzanine Fund II, Darby-BBVA Latin American Private Equity Fund, Darby Converging Europe Mezzanine Fund, Darby Emerging Markets Fund, Darby Latin America Mezzanine Fund, Darby Technology Ventures, Emerging Europe Fund, Financial Services Fund, and Korea Emerging Infrastructure Fund.

1133 Connecticut Avenue, N.W., Suite 400WashingtonDC20036202-872-0500202-872-1816

Portfolio companies include:Border Media Partnershttp://bmpradio.com/PetroSantanderhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=32916Atlantica Hotelshttp://www.atlanticahotels.com/Bajo Cerohttp://www.myspace.com/bajocerofinBhoruka Powerhttp://bhorukapower.com/CTL Logisticshttp://en.wikipedia.org/wiki/CTL_LogisticsEnergy 21http://www.energyxxi.com/Fibernet Grouphttp://fibernetgroup.com/ATIVI/Telecomnethttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=25546602Certisign Certificador Digitalhttp://www.certisign.com.br/CITIC 21 NChttp://www.darbyoverseas.com/darby/jsp/ajax_html.jsp?content=invComp&invCompId=c21Enterprise Networkhttp://www.linktionary.com/e/enterprise.htmlEWI Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=6711754Exactushttp://exactus.net/Inova Internationalhttp://www.inovainternational.tk/Jackbehttp://www.jackbe.com/Sysgold Wirelesshttp://www.springwireless.ru/brazil.htmEuromedic Internationalhttp://www.euromedic.com/indexFibernet Grouphttp://fibernetgroup.com/Bulgaria Telecomhttp://www.vivacom.bg/en/Ceske Radiokomunikacehttp://www.radiokomunikace.cz/Mieszkohttp://en.wikipedia.org/wiki/Mieszko_I_of_PolandRadio PLUShttp://tunein.com/radio/Radio-Plus-886-s104860/Serbian Broadbandhttp://www.sbb.rs/Sirmahttp://sirma.com/ZTBhttp://www.ztb.gov.tr/A.S. Rigas Piensaimniekshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26557306Investment Team:The Honorable Nicholas F. Brady, Chairman and FounderRichard H. Frank, Chief Executive Officerrfrank@doil.comRobert D. Graffam, Sr., Managing Director, Europergraffam@doil.comDavid Hudson, Sr., Managing Director, Asia and Global Infrastructuredhudson@doil.comJulio F. Lastres, Sr., Managing Director, Latin Americajlastres@doil.comFernando Gentil, Managing Director, Latin Americafernando.gentil@doil.comNicholas Kabcenell, Managing Director, Central & Eastern Europenkabcenell@doil.comClark Nielsen Sr., Managing Director, Corporate CorporateJaime Salinas, Managing Director, Latin Americajsalinas@doil.comDeepa Sankaran, Managing Director, Asiadsankaran@doil.comAlejandro Schwedhelm, Managing Director, Latin Americaaschwedhelm@doil.comSimon Sham, Managing Director, Asiassham@doil.comWoonki Sung, Managing Director, Asiawsung@doil.comDavid Mathewson, Managing Director, Finance and Corporate Operationsdmathewson@doil.comJonathan Haddon, General Counsel and Secretaryjhaddon@doil.comJorge Castellanos, Managing Director, Latin Americajcastellanos@doil.comECPwww.ecpinvestments.comVCCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialTransportation & DistributionFinancial ServicesAgriculture & Agricultural ScienceEarlyGrowthECP is the first private equity group to raise more than $1.8 billion for investment in companies across the African continent. The ECP team has been investing in Africa since 2000. Today, the firm has a track-record of investing in Africa through seven successful funds. The firm has made over 50 investments, experienced 20 exits, and maintains a portfolio of remaining transactions. ECP has made investments in more than 40 countries, in all major regions of the African continent. ECP invests in companies that operate in business environments characterized by limited competition, or in sectors where Africa has either a comparative advantage or an unmet need.

1602 L Street, N.W., 6th FloorWashingtonDC20036202-280-6200 202-331-8255

Portfolio companies include:Blue Financial Serviceshttp://www.blue.co.za/Salt Investmenthttp://djiboutisalt.com/index2.htmlCellcomhttp://www.cellcom.com/MTN Cote d'Ivoirehttp://annualreport.mtn.com/rev_mtn_cotedivoire.htmWananchihttp://www.wananchi.com/home/index.htmlAlmeshttp://dictionary.reference.com/browse/almesShoresalhttp://www.gulfshoresal.gov/Finaccess Grouphttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=58514244IHShttp://www.ihs.gov/Teranga Goldhttp://www.terangagold.com/Finadevhttp://www.mixmarket.org/mfi/finadevWananchihttp://www.wananchi.com/Almeshttp://dictionary.reference.com/browse/almesFinadevhttp://www.kiva.org/partners/179NSIAhttp://www.nsiafishing.org/Thunnus Overseas Grouphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=52484744Oragrouphttp://www.oragroup.com.au/New Dawnhttp://newdawn.com/Nairobi Java Househttp://www.nairobijavahouse.com/Finagestionhttp://www.ecpinvestments.com/news/2550.xmlBacim Bankhttp://www.orabank.net/Notore Chemical Industrieshttp://www.notore.com/OSEAD Maroc Mininghttp://www.osead.com/index-gb.htmlWentworth Resourceshttp://www.wentworthresources.com/Continental Rehttp://www.continentalre.com/Spenconhttp://spencon.com/Semme Mineral Waterhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=34971832Kosan Crisplant Cameroonhttp://www.kosancrisplant.com/standard.asp?ID=148Investment Team:Thomas Gibian, Chairmangibiant@ecpinvestments.comHurley Doddy, Co-CEOdoddyh@ecpinvestments.comVincent Le Guennou, Co-CEOleguennouv@ecpinvestments.comCarolyn Campbell, Managing Director and General Counselcampbellc@ecpinvestments.comBryce Fort, Managing DirectorMichael Jansa, Managing Directorjansam@ecpinvestments.comMarie-France Mathes, Managing Director and Head of Investor Relationsmathesm@ecpinvestments.comAndrew Brown, CIO (Paris)Manil Nedjar, Managing Director (Tunis)Ferdinand Ngon, Managing Director (Douala)ngonf@ecpinvestments.comAlex-Handrah Aime, Managing Director (Johannesburg)aimea@ecpinvestments.comEIG Global Energy Partnerswww.eigpartners.comPEEnergy & Clean TechMiddle MarketSince 1982, with $14 billion deployed in over 290 energy projects and companies around the globe, EIG has demonstrated its commitment to the energy industry throughout the peaks and troughs of business and commodity cycles. EIG invests across the entire energy value chain from upstream oil & gas, midstream, and infrastructure, to power generation, renewables and resources. EIG Global Energy Partners was formerly the Energy & Infrastructure Group at Trust Company of the West (TCW), and separated from TCW to become an independent investor to the global energy sector. The firm has additional offices in Houston, Hong Kong, Korea, Brazil, London and Sydney.

1700 Pennsylvania Avenue NW, Suite 800WashingtonDC20006202-600-3300

Portfolio companies include:Plains Offshore Operationshttp://www.offshore-mag.com/index/article-display/360031/articles/offshore/drilling-completion/us-gulf-of-mexico/plains-ep-begins-deepening-friesian-discovery.htmlInvestment Team:R. Blair Thomas, Chairman and Chief Executive Officerblair.thomas@eigpartners.comRobert L. Vitale, Managing Director and General CounselWallace Henderson, Managing DirectorGerald J. Stalun, Managing Directorgerald.stalun@eigpartners.comAndrew Ellenbogen, Vice PresidentBrian Boland, Assistant Vice PresidentBrian T. Gilmore, Senior Vice PresidentStephen Suo, Senior Vice PresidentNiranjan Ravindran, Vice PresidentPatrick Songsanand, Assistant Vice PresidentKurt A. Talbot, Co-president and Chief Investment Officerkurt.talbot@eigpartners.comRandall S. Wade, Co-president and COOrandall.wade@eigpartners.comDerek Lemke-von Ammon, Managing DirectorCurt S. Taylor, Managing DirectorPritpal S. Aujla, Senior Vice President and CFOEnhanced Capital Partners, LLCwww.enhancedcap.comVCInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantReal EstateEarlyGrowthExpansionEnhanced Capital Partners, formed in 1999, is a national investment firm specializing in state-specific investments in small and emerging companies. The firm has over $400 million under management and seeks to achieve capital appreciation while adhering to a mandate tailored for a local investment approach. The company's goal is to promote the growth and expansion of small businesses while attaining significant returns for its investors by mentoring and leveraging additional private equity for its portfolio companies through its partnerships. Enhanced Capital manages state-focused small business investment funds in Alabama, Colorado, Connecticut, Florida, Louisiana, New York, Tennessee, Texas, Washington DC, and Wyoming. Enhanced Capital pursues both growth equity as well as early stage investing. The firm invests in growth equity investments in the $3 million to $20 million range, which typically are focused on mid to later stage investments. The firm invests in venture equity investments in the $500,000 to $3.5 million range, which typically are focused on earlier stage investments. These investments are for companies that are smaller in size and may or may not be cash flow positive, have revenues of less than $10 million, and are seeking expansion capital.

2445 M Street, NW, Suite 310WashingtonDC20007202-457-4825202-457-4826

Portfolio companies include:Affiniscapehttp://www.affiniscape.com/Partsearch Technologieshttp://en.wikipedia.org/wiki/Partsearch_TechnologiesKionixhttp://www.kionix.com/CORESenshttp://coresense.com/eBidenergyhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=1570516Cork 'N Bottlehttp://www.corknbottle.com/eBidenergyhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=1570516ARC Solutionshttp://www.arcsolutions.com/AV Smoothttp://avsmoot.com/Affinity Labhttp://www.affinitylab.com/American Legal Searchhttp://www.americanlegalsearch.com/American Rotorhttp://americanrotors.com/Atherotechhttp://atherotech.com/Azimuth Trusthttp://www.azimuthtrust.com/Barvista Homeshttp://www.barvistahomes.com/BinOpticshttp://binoptics.com/City Wineryhttp://www.citywinery.com/Community Carshttp://community-cars.com/CloudXhttp://www.cloudx.com/CMDBiosciencehttp://www.cmdbioscience.com/Dreyfus-Cortneyhttp://dreyfus-cortney.com/Elm City Food Cooperativehttp://www.elmcitymarket.coop/Emme E2MShttp://getemme.com/Energy Source Partnershttp://energysourcepartners.com/EnteGreathttp://www.entegreat.com/Envirelationhttp://www.envirelation.com/main_page.htmlFire Rockhttp://www.firerocknavajocasino.com/Investment Team:Mark Slusar, Managing Director (Washington DC)mslusar@enhancedcap.comJohn D. Tyson Jr. Esq., Director (Washington DC)jtyson@enhancedcap.comMaryland Health Care Product Development Corporationwww.techcouncilmd.com/mhcpdc/index.phpEDLife Sciences & HealthcareMedical DeviceEarlyMaryland Health Care Product Development Corporation (MHCPDC) is a supporting organization of the Tech Council of Maryland (TCM). Its goal is to stimulate growth of the biomedical industry in the state through early stage investment with promising Maryland biomedical and medical technology companies. The corporation will support TCM's work in Maryland and the region by assisting emerging companies with management advice, market research, technical assessments and early stage financing. The corporation's investments range in amounts from $250,000 to $1 million. MHCPDC expends significant efforts to identify and secure matching investments from commercial and state financing entities. MHCPDC's partnership approach to working with investment candidates is reflected in its ongoing, direct participation in the business development of its portfolio companies.

9210 Corporate Boulevard, Suite 470RockvilleMD20850240-243-4026240-243-4060

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Art Jacoby, CEO, Tech Council of MarylandBlanche Johnson, Investment AdvisorMaryland Industrial Partnerships (MIPS) Programwww.mips.umd.eduTTInformation TechnologyLife Sciences & HealthcareSeedEarlyThe Maryland Industrial Partnerships (MIPS) program accelerates the commercialization of technology in Maryland by providing matching funds for collaborative R&D projects between companies and University System of Maryland faculty. With more than 400 Maryland companies participating in project awards since 1987, worth over $160 million, MIPS-supported products have generated more than $19.5 billion in sales. MIPS matching grants are awarded on a competitive basis for projects based on proposals submitted jointly by Maryland companies and re-searchers from any of the thirteen University System institutions. The maximum MIPS award for any single project is $100,000 per year for large and small companies and $90,000 for start-up firms.

2100 Potomac Bldg.University of MarylandCollege ParkMD20742-3415301-405-3891301-314-2658

Portfolio companies include:MedImmunehttp://medimmune.com/Synagishttp://en.wikipedia.org/wiki/PalivizumabMartek Biosciencshttp://www.martek.com/AHPharma Technologyhttp://ahpharma.com/Aparna Bioscienceshttp://aparnabio.com/BIKETOOhttp://www.biketooinc.com/Fish Pro Growhttp://www.myfishforum.com/discus-forum/2811-discus-naked-truth-pro-more-pro-grow.htmlGenovation Carshttp://www.genovationcars.com/GlycoPurehttp://www.doctorsecret.com/Skin-Care/catalog/product_info.php?cPath=34&products_id=48GreenSpacershttp://www.greenspacers.com/Information Technologies Curveshttp://www.trademarkia.com/it-curves-85140125.htmlLeadership Healthhttp://www.cfhl.org/Opticul Diagnosticshttp://www.opticuldiagnostics.com/HughesNethttp://home.myhughesnet.com/Quantum Sail Design Grouphttp://www.quantumsails.com/Investment Team:Dr. Martha Connolly, Director, 301-405-3892marthac@umd.eduJoseph Naft, Associate Director, 301-405-3886jnaft@umd.eduCherrie Hughes, Manager, 301-405-6673cherrie@umd.eduRonnie Gist, Manager, 301-405-3890rgist@umd.eduMaryland Technology Development Corporation (TEDCO)www.marylandtedco.orgEDTTInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareEarlyMaryland Technology Development Corporation (TEDCO) was created by the State legislature in 1998 to facilitate economic growth in the state. Among other programs, TEDCO operates the Maryland Technology Transfer and Commercialization Fund (MTTCF), which encourages the transfer of technology between Maryland companies and eligible federal labs or universities. MTTCF provides up to $75,000 as a reimbursable award for initiation of technology transfer projects that involve collaboration between a Maryland company and any federal laboratory or academic research institution in Maryland. Funds are to be used to defray direct costs of further developing early-stage technology. Another program, the University Technology Development Fund, provides grants of $50,000 to Universities, which are obliged to share revenues with TEDCO on intellectual property created or developed with a UTDF grant. A University must pay TEDCO 25% of all revenue received for rights to intellectual property developed with UTDF capital until it has repaid two times the UTDF funding provided. Another initiative, the Incubator Development Fund program, provides funding for capital expenditures in the development of new and the renovation of existing technology incubators in the state.

5565 Sterrett Place, Suite 214ColumbiaMD21044410-740-9442410-740-9422

Portfolio companies include:BuddyCasthttp://en.wikipedia.org/wiki/BuddyCastIntegrated BioTherapeuticshttp://www.integratedbiotherapeutics.com/Ionovahttp://ionova.com/Next Developmenthttp://nextdevelopment.org/index.htmlInvestment Team:John M. Wasilisin, Executive Vice President and Chief Operating Officerjwasilisin@marylandtedco.orgStephen P. Auvil, Vice President, Technology Transfer and Commercializationsauvil@marylandtedco.orgHenry Ahn, Program Manager, Technology Funding Programs, 410-715-4165hahn@marylandtedco.orgRobert A. Rosenbaum, President and Executive Directorrrosenbaum@marylandtedco.org Linda D. Saffer, Ph.D., Program Manager, University Programslsaffer@marylandtedco.orgRobbie Melton, Director, Entrepreneurial Innovationrmelton@marylandtedco.orgDan Gincel, Ph.D., Vice President, University Partnerships and Executive Director, Maryland Stem Cell Research Funddgincel@marylandtedco.orgRonald W. Kaese, Director, Federal Programsrkaese@marylandtedco.orgMdBio, Inc.www.mdbio.orgVCEDInformation TechnologyCommunications & NetworkingEducation & TrainingReal EstateEarlyMdBio, a division of the Tech Council of Maryland (TCM), seeks to unify, empower and advance Maryland's bioscience industry, providing comprehensive support services to its members and the broader community. Areas of emphasis include corporate and business development, networking and community building, education and workforce development, and communications. Since 1998, MdBio has invested in more than 30 bioscience companies in Maryland, in return for equity, royalty agreements or some combination of the two. The organization also operates an "Accelerator" program which provides financial assistance to companies that are close to commercializing a product but need additional short-term resources. Companies applying for a Project Accelerator award should have an existing revenue stream (or anticipate one within 6-12 months) and be able to demonstrate their financial viability for at least 12 months in the absence of MdBio funding.

9713 Key West Avenue, Suite 100 RockvilleMD20850240-243-4060800-863-5994

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Brad Stewart, Vice ChairmanJennifer Colvin, Director of Education and Workforce Programsjcolvin@techcouncilmd.comDouglas Doerfler, ChairmanTim Carter, MdBioLab Instructor, MdBio Divisiontcarter@techcouncilmd.comDavid Levy, Vice President, Finance and Administrationsdlevy@techcouncilmd.comMedImmune Ventures, Inc.www.medimmune.com/ventures.aspxCVCLife Sciences & HealthcareEarlyGrowthExpansionAs a wholly-owned venture capital fund within the AstraZeneca Group, MedImmune Ventures (MV) invests in private companies which develop small and large molecules, vaccines, pharmaceutical technologies and platforms. The firm also seeks investments in medical devices, diagnostics, imaging and healthcare IT which pertain to the discovery, development and commercialization of pharmaceutical products. MV's therapeutic scope is broad, as is its geographic interest. While MV had initially focused on North America, the firm will currently consider companies anywhere in the world where it has strong local relationships. Stage-wise, MV invests in companies with early to late stage products and technologies, in early (e.g. seed) to late (e.g. mezzanine) rounds of financing. With $400M under management in an evergreen fund, MV has invested in over 30 companies since 2002.

One MedImmune WayGaithersburgMD20878301-398-0000 301-398-8170

Portfolio companies include:Arginetixhttp://www.corridorpharma.com/BrainCellshttp://www.braincellsinc.com/Hydra Bioscienceshttp://www.hydrabiosciences.com/careers_jobs.htmMicromethttp://www.micromet.de/Xencorhttp://www.xencor.com/Ambit Bioscienceshttp://www.ambitbio.com/AGTChttp://www.agtc.com/Catabasishttp://catabasispharma.com/CorridorPharmahttp://www.corridorpharma.com/Elusyshttp://www.elusys.com/Inotek Pharmaceuticalshttp://www.inotekcorp.com/LigoCyte Pharmaceuticalshttp://www.ligocyte.com/NKT Therapeuticshttp://nktrx.com/main_page.htmlRib-X Pharmaceuticalshttp://www.rib-x.com/Synovexhttp://www.basskilleronline.com/synovex_1.shtmlApplied Genetic Technologieshttp://www.agtc.com/Coferonhttp://www.coferon.com/NeuProtecthttp://www.neuprotect.com/VaxInnatehttp://vaxinnate.com/VentiRx Pharmaceuticalshttp://www.ventirx.com/VLSThttp://vlstcorp.com/Investment Team:Ron Laufer, MD, Senior Managing DirectorTyrell Rivers, PhD, Senior Associate Michael Gutch, PhD, Managing DirectorMelissa AlbanSamuel Wu, MD, PhD, Managing DirectorIsai Peimer, Principal Meridian Management Group, Inc. (MMG)www.mmggroup.comVCInformation TechnologySoftware & InternetCommunications & NetworkingManufacturing & IndustrialBusiness ServicesConsumer ProductsEarlyMeridian Management Group, Inc. is a professional asset manager for economic development and private equity funds. MMG Ventures, LP seeks to invest in small businesses that are at least 51% owned, controlled and managed, on a daily basis, by a person or persons whose participation in the free enterprise system is hampered because of social or economic disadvantages. The Fund is regionally focused, seeking investment opportunities in the Mid-Atlantic region. MMG Ventures' investments generally range from $500,000 to $1,500,000. The firm also manages the Community Development Ventures, Inc. (CDV), a non-profit 501 (C)(3) company that utilizes "socio-economic" investing as a means to improve the well being of economically or socially disadvantaged individuals and businesses located in distressed urban communities throughout the State of Maryland. CDV's investments/loans typically range from $100,000 to $500,000.

826 E. Baltimore StreetBaltimoreMD21202410-333-2548410-333-2552

Portfolio companies include:EZCertify.comhttp://www.ezcertify.com/MidAtlantic Broadbandhttp://www.midatlanticbb.com/Stella May Contractinghttp://stellamay.com/Odyssey Technologieshttp://www.odysseytec.com/EEChttp://www.eec-info.com/Core Enterpriseshttp://core-enterprises.com/Great Gourmethttp://thegreatgourmet.com/Kennedy Fire Protectionhttp://kennedyfireprotection.com/Navtrakhttp://www.navtrakgps.com/Investment Team:Stanley W. Tucker, President and CEOstanley.tucker@mmggroup.comDyck Moses, Presidentdyck.moses@mmggroup.comTimothy L. Smoot, Senior Vice President and CFOtimothy.smoot@mmggroup.comR. Randy Croxton, Sr. Vice President and Chief Investment Officerrandy.croxton@mmggroup.comAnthony Williams, Vice President and Sr. Investment Officeranthony.williams@mmggroup.comMontgomery County Business Innovation Networkwww.mcinnovationnetwork.comIInformation TechnologyLife Sciences & HealthcareConsumer ProductsSeedEarlyMontgomery County Business Innovation Network operates five business incubators (Germantown Innovation Center, Rockville Innovation Center, Shady Grove Innovation Center, Silver Spring Innovation Center, Wheaton Business Innovation Center) throughout the county which offer more than 150,000 square feet of office space, laboratories, clean rooms and conference and meeting rooms. Part of the Montgomery County Department of Economic Development, the Innovation network offers build-to-suit facilities which offer low-cost rental space and a network of technical and business support services. The incubators are fully-secured facilities with offices and wet labs, including work and lab benches, sinks and fume hood, and office space equipped with telephones and wired for broadband Internet connection. The project was initiated in 1999 and managed by Montgomery County Department of Economic Development. It was developed, financed and constructed as a joint partnership between the County and the State of Maryland.

c/o Montgomery County Department of Economic Development111 Rockville Pike, Suite 800RockvilleMD20850240-777-2000

Tenant companies include:3CLogichttp://www.3clogic.com/Advent InfoSystemshttp://adventisl.net/Fuzbienhttp://www.manta.com/c/mm01fh6/fuzbien-technology-institute-incGenProMarkershttp://genpromarkers.com/DeHornhttp://en.wikipedia.org/wiki/Cattle_dehorningAdvanced Biomimetic Sensorshttp://abs-isensors.com/home.aspxAffinity Network Solutionshttp://affinity-networks.com/cms/home.htmlAlliance Infotechhttp://www.alliance-infotech.com/Alper Biotechhttp://alperbiotech.com/American Gene Technologieshttp://americangenetechnologies.com/Aparna Bioscienceshttp://aparnabio.com/Applied Wireless Local Area Networkhttp://appliedwlan.com/Aqleohttp://www.aqleo.com/Arraystarhttp://arraystar.com/AscentGenehttp://www.ascentgene.com/Blue Torch Medical Technologieshttp://www.bluetorchmed.com/products/index.htmlBlueNovohttp://bluenovo.com/Capital Bioscienceshttp://www.capitalbiosciences.com/CC BioTechhttp://www.ccbiotech.us/Celek Pharmaceuticalshttp://www.celekpharma.com/Clarassancehttp://clarassance.com/Clark Conceptshttp://www.clarkconcepts.com/Clean Currentshttp://www.cleancurrents.com/Cogenthttp://www.merriam-webster.com/dictionary/cogentCombiMabhttp://www.trademarkia.com/combimab-78405586.htmlDaewoong Americahttp://www.daewoong.com/america/Contents/Contents.asp?DirName=Etc&FileName=TPLaboutusDeltares USAhttp://www.deltares.nl/en/contactFour Gateshttp://www.fourgates.com/HAVA Partnershttp://www.havapartners.net/Growing Company Solutionshttp://growingcos.com/Jupiter Biosciencehttp://www.jupiterbioscience.com/Kelea Professional Serviceshttp://keleab.com/Keygenehttp://www.keygene.com/Kinetic Analysishttp://www.kinanco.com/MobiLapshttp://www.mobilaps.com/Nexercisehttp://www.nexercise.com/On the Marc Mediahttp://onthemarcmedia.com/PBF Globalhttp://pbfglobal.com/Peer2Peer Tutorshttp://peers.aristotlecircle.com/AE Workshttp://www.ae-works.com/Pure Testing Systemshttp://www.puretesting.com/Rafagenhttp://rafagen.com/Rana Biosciencehttp://www.manta.com/c/mm0k5y1/rana-bioscience-incReal New Energyhttp://realnewenergy.com/Repar Corporationhttp://reparcorp.com/SamaraTechhttp://samara-tech.com/Segmahttp://www.segma.com/Sinq Systemshttp://www.sinq-systems.com/Social Solutions Internationalhttp://www.socialsolutions.biz/cms/index.phpSW Creativeshttp://swcreatives.com/Technology Digesthttp://technologydigest.net/TFC Consultinghttp://tfcci.net/Zane Networkshttp://www.zanenetworks.net/znCMS/index.phpZemiTekhttp://zemitek.com/WISE Comprehensive Solutionshttp://consultwcs.com/Management Team:John Korpela, Director, 240-453-6348 john.korpela@montgomerycountymd.govRuth Sempleruth.semple@montgomerycountymd.govSteve Kapani, 301-589-2034steve.kapani@montgomerycountymd.govSteve Silverman, Directorsteve.silverman@montgomerycountymd.govKatie Knowlin, Director, Division of Business Empowermentkatie.knowlin@montgomerycountymd.govMTECH Ventureswww.mtechventures.umd.eduVCIInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaEnergy & Clean TechManufacturing & IndustrialSeedEarlyMTECH Ventures is the Clark School of Engineering's vehicle for entrepreneurship education for technology creators, and venture creation services and resources for entrepreneurs committed to bridging the gap between technical ideas and viable companies. MTECH operates a VentureAccelerator to form and grow companies based on university innovations; as well as a Venture incubator (TAP) to provide funding support, expertise, resources, and infrastructure to regional entrepreneurs. TAP's state-of-the-art incubation headquarters provides emerging companies over 20,000 square feet of fully-furnished office, wet-laboratory, and meeting space. MTECH at the University of Maryland also recently announced the launch of the Chesapeake Bay Seed Capital Fund. The fund, supported by the Maryland Department of Natural Resources and administered by MTECH, will invest $250,000 annually over a three-year period into Maryland-based startup companies with innovative technologies that may help improve air and water quality in the Chesapeake Bay area.

University of Maryland, 1105 Technology Advancement Program Building 387 Technology DriveCollege ParkMD20742-3371301-314-7803301-226-5378

Participating companies include:Affiliate Classroomhttp://www.affiliateclassroom.com/goodjuju/Goozexhttp://www.goozex.com/StreamCenterhttp://www.thestreamcenter.com/Pixelligent Technologieshttp://pixelligent.com/Zymetishttp://zymetis.com/AccuStratahttp://accustrata.com/CosmosIDhttp://www.allbusiness.com/companyprofile/Cosmosid_Inc/09CD479A8B2749AC92F8E98280CE605E-1.htmlEnergy Dense Power Systemshttp://energydensepowersystems.com/FlexElhttp://flexelinc.com/OmniSpeechhttp://www.techjournalsouth.com/2010/05/omnispeech-wins-mtech-75k-business-plan-contest/Prognosyshttp://prognosysinc.com/Remedium Technologieshttp://remediumtechnologies.com/Renova Lifehttp://renovalife.com/Resensyshttp://resensys.com/Management Team:Dr. Dean Chang, Director of MTECH Ventures, 301-314-8121deanc@umd.eduShirley Mapp, Operations Coordinator, Technology Advancement Programsmapp@umd.eduAkbar Dawood, Analyst, Mtech Venturesadawood@umd.eduCraig Dye, Director, VentureAccelerator Programcdye@umd.eduDr. David Barbe, Director, 301-405-3906dbarbe@umd.eduEdmund Pendleton, Assistant Director, VentureAcceleratoredmund@umd.eduMCE Incubatorwww.hceda.org/CBTD/neotech.aspxIInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareSeedEarlyMCE Incubator, formerly known as NeoTech Incubator opened in May 2000 to assist start-up firms. MCE's goal is to accelerate the formation of investable, sustainable technology-based businesses by providing entrepreneurs with the specialized infrastructure, guidance and networking contacts necessary to launch and realize their vision. The incubator has over 15,000 sq. ft. of lease-able space. In addition to providing private office space, the MCE Incubator offers shared office services and equipment. Prospective companies must have products that relate to computer hardware/software, telecommunications hardware/software, or Internet and Web hardware/software or a related service.

9250 Bendix Rd., NorthColumbiaMD21045410-313-6550410-313-7515

Tenant companies include:CenGenhttp://www.cengen.com/Geeks-on-Callhttp://www.geeksoncall.com/Dresner Grouphttp://www.dresnergroup.com/SoftTech Solutionshttp://softtech-solutions.com/AIMSTARhttp://aimstar.com/Altimax Solutionshttp://altimaxsolutions.com/Command-Controlhttp://en.wikipedia.org/wiki/Command_and_controlCOMPASS Global Solutionshttp://compassgs.com/CrispTekhttp://choicebatter.com/Emerald Sky Technologieshttp://fly-esky.com/Enterprise Portal Software System and Securityhttp://epsoftsys.com/Fixmohttp://www.fixmo.com/Group Zhttp://www.groupz.com/Joshua Partnershttp://joshuapartners.com/Management Team:Julie Lenzer Kirk, Director, MCE Incubatorjkirk@hceda.orgRichard W. Story, Chief Executive Officerrstory@hceda.orgLinda L. Burger, Senior Vice Presidentlburger@hceda.orgNew Markets Venture Partnerswww.newmarketsvp.comVCInformation TechnologyLife Sciences & HealthcareEducation & TrainingEarlyGrowthNew Markets Venture Partners is a leading, early stage venture capital fund in the Mid-Atlantic region that invests in and actively assists innovative information technology, education and healthcare companies. It actively assists in building successful companies, and syndicates deals with the region's top venture funds. New Markets Venture Partners is an active investor and is looking for early stage growth companies. Desired venture characteristics are: experienced management teams, sustainable competitive advantages, breakthrough technologies, large market opportunities, strong value proposition with large ROI to customers, and credible exit alternatives.

8161 Maple Lawn Blvd., Suite 350FultonMD20759301-362-5511301-362-5517

Portfolio companies include:Navtrakhttp://www.navtrakgps.com/Lightningcasthttp://www.lightningcast.com/BDMetrixhttp://bmetrix.com/BioSEThttp://www.drellencutler.com/pages/practitioners/Anderahttp://www.andera.com/Apangea Learninghttp://www.apangea.com/BetterLessonhttp://betterlesson.com/eCoasthttp://www.ecoastsales.com/K2Globalhttp://k2globalpartners.com/Kroll Bond Ratingshttp://www.krollbondratings.com/MediaSolvhttp://mediasolvcorp.com/MoodleRoomshttp://www.moodlerooms.com/Questarhttp://www.questar.com/Starfishhttp://en.wikipedia.org/wiki/StarfishAldagenhttp://www.aldagen.com/Apeihttp://apei.net/Apex Learninghttp://apexlearning.com/Investment Team:Robb Tyler Doub, General Partnerrdoub@newmarketsvp.comMark A. Grovic, General Partnermgrovic@newmarketsvp.comElizabeth Chou, Principalechou@newmarketsvp.comDr. Donald (Don) Spero, Founding General Partnerdspero@newmarketsvp.comFrank Bonsal III, General Partnerfbonsal@newmarketsvp.comFrank Bonsal Jr., Special PartnerNewSpring Capitalwww.newspringventures.comVCPEInformation TechnologyLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialBusiness ServicesGrowthExpansionMiddle MarketNewSpring Capital is a family of targeted private equity funds focused on the Mid-Atlantic region of the United States. Since the group's founding in 1999, NewSpring has grown from a single, $90 million venture fund to a family of three funds, representing more than $800 million of capital under management. The NewSpring Capital family of funds includes: NewSpring Growth, a venture fund providing equity capital to growth- and expansion-stage companies focused on enabling technologies, business services, and information technology; NewSpring Healthcare, a diversified health care private equity fund that invests in biopharmaceutical, health care services, and medical device companies; and NewSpring Mezzanine Capital, a mezzanine private equity fund focused on late-stage and buy-out opportunities in business services, information technology, health care, and specialty manufacturing. NewSpring Growth invests $4 million to $10 million of equity capital, in round sizes up to $25 million. NewSpring Healthcare makes initial investments in portfolio companies typically range from $2 million to $5 million. NewSpring Mezzanine provides financing for a company that generally ranges between $2 million to $5 million.

100 West Road, Suite 325TowsonMD21204 410-832-7586 x1325610-567-2388

Portfolio companies include:AppTec Laboratory Serviceshttp://www.apptecls.com/EKR Therapeuticshttp://ekrtx.com/Immune Controlhttp://www.corridorpharma.com/Core Essence Orthopaedicshttp://ceortho.com/Corridor Pharmaceuticalshttp://www.corridorpharma.com/Habit Opcohttp://www.habitopco.com/MinSec Holdingshttp://www.minsec.com/Nitric BioTherapeuticshttp://www.nitricbio.com/Precyse Solutionshttp://precyse.com/Putneyhttp://en.wikipedia.org/wiki/PutneyBluenoghttp://www.bluenog.com/Exegyhttp://exegy.com/eXelatehttp://exelate.com/Fiberlink Communicationshttp://www.maas360.com/FirstBest Systemshttp://www.firstbest.com/GCA Services Grouphttp://www.gcaservices.com/LifeShieldhttp://www.lifeshield.com/LiquidHubhttp://www.liquidhub.com/Message Systemshttp://www.messagesystems.com/ProfitPointhttp://www.profitpoint.com/Quintiqhttp://www.quintiq.com/Realtime Mediahttp://www.rtm.com/Smart Destinationshttp://www.smartdestinations.com/Sopherion Therapeuticshttp://www.sopherion.com/XOS Digitalhttp://www.xosdigital.com/NewSpring Growth Investment Team:Mike DiPiano, Managing PartnerMDiPiano@NewSpringCapital.comMarc R. Lederman, PartnerMLederman@NewSpringCapital.comGlenn T. Rieger, General PartnerGRieger@NewSpringCapital.comJonathan S. Schwartz, Partner and CFOJSchwartz@NewSpringCapital.comKapila Ratnam, PrincipalKRatnam@NewSpringCapital.comEric Jensen, PrincipalEJensen@NewSpringCapital.comNewSpring Healthcare Investment Team:Brian G. Murphy, General PartnerBMurphy@NewSpringCapital.comZev S. Scherl, General PartnerZScherl@NewSpringCapital.comBruce L. Downey, PartnerBDowney@NewSpringCapital.comNewSpring Mezzanine Capital Investment Team:Steven D. Hobman, General PartnerSHobman@NewSpringCapital.comAndrew Panzo, General PartnerAPanzo@NewSpringCapital.comGreg Barger, PartnerGBarger@NewSpringCapital.comNobska Ventureswww.nobskaventures.comVCInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareDefense & Homeland SecuritySeedEarlyFormed in 2005, Nobska Ventures invests in seed and early stage ideas and companies, primarily in the Mid-Atlantic region and Israel. The Fund's principal focus is on information and communication technology companies, particularly in the areas of enterprise and homeland security, defense intelligence and electronics, healthcare informatics, and other advanced technologies. The firm is not currently considering pharmaceutical or other life science development companies.

P.O. Box 436StevensonMD21153410-486-1848410-486-1849

Portfolio companies include:Innovea Medicalhttp://www.innovamed.com/KoolSpanhttp://www.koolspan.com/ClassifEyehttp://classifeye.com/TeleContinuityhttp://www.telecontinuity.com/government.htmlSaberahttp://en.wikipedia.org/wiki/SaberaInvestment Team:Charles P. Moore, Chairman and Managing Directorcmoore@nobskagroup.comMichael R. Ward, Venture Partnermward@nobskaventures.comLaura M. Moore, Co-Founder and Managing Directorlmoore@nobskagroup.comRobert A. Rosenbaum, Managing Directorrosenbaum@nobskagroup.comDr. J. Ari Tuchman, Managing DirectorDr. Gary Applebaum, DirectorMark Neumann, Managing DirectorMike Beasley, Venture PartnerNovak Biddle Venture Partners (NBVP)www.novakbiddle.comVCInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaEducation & TrainingDefense & Homeland SecuritySeedEarlyGrowthExpansionNovak Biddle Venture Partners was established in 1997 to provide equity financing and assistance to the management of young, information technology companies located in the Mid-Atlantic region. NBVP has over $580 million under management. The firm prefers to be the first institutional capital brought into a business with a desired investment range of $100,000 to $10,000,000. While Novak focuses on information technology companies in the very early stage through first round, the firm will consider financing later stage opportunities and spinouts where it can add significant value.

7501 Wisconsin Avenue East Tower, Suite 1380-E BethesdaMD20814240-497-1910240-223-0255

Portfolio companies include:Appianhttp://www.appian.com/Educational Initiativeshttp://en.wikipedia.org/wiki/Educational_InitiativesCentrifuge Systemshttp://centrifugesystems.com/Digital Sportshttp://digitalsports.com/2torhttp://2tor.com/AnswerLogichttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=109004Appfluent Technologyhttp://www.appfluent.com/Appianhttp://www.appian.com/Approvahttp://www.approva.net/Avail Media/TVNhttp://availmedia.com/Blackboardhttp://www.blackboard.com/Capital Schoolshttp://capitalschools.org/Centicehttp://centice.com/Emotive Communicationshttp://www.emotive.com/Clear Standardshttp://www.pdesas.org/Standard/ViewsCounterStormhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2184322Emotive Communicationshttp://www.emotive.com/LogicLibraryhttp://logiclibrary.com/Luna Technologieshttp://lunainc.com/Panasashttp://www.panasas.com/Paratekhttp://www.paratek.com/LifeMindershttp://lifeminders.org/LifeShield Securityhttp://www.lifeshield.com/SolidFirehttp://solidfire.com/Vision Chainhttp://www.visionchain.com/WealthEnginehttp://www.wealthengine.com/Woodwind Communicationshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=36691Trusted Edgehttp://www.filetek.com/Torrent Systemshttp://www.iontorrent.com/Tantivy Communicationshttp://www.tantivy.com/PlaySayhttp://www.playsay.com/Princeton Optronicshttp://www.princetonoptronics.com/Matricshttp://matrics.ucla.edu/ObjectVideohttp://www.objectvideo.com/Investment Team:E. Roger Novak, Jr., Co-Founder and General Partnerroger@novakbiddle.comA.G.W. (Jack) Biddle III, Co-Founder and General Partnerjack@novakbiddle.comPhilip Bronner, General Partnerphil@novakbiddle.comTom Scholl, Venture Partnertom@novakbiddle.comJoy Binford, Chief Financial Officerjoy@novakbiddle.comJanet Yang, PartnerSimita Bose, PartnerSean Glass, Venture PartnerPrashanth V. Boccasam, General PartnerOpus8www.opus8.comVCPEInformation TechnologySoftware & InternetMedia & Digital MediaBusiness ServicesEarlyMiddle MarketOpus8 is a private investment firm involved in middle-market buyouts and in opportunistic venture capital situations. Opus8 is actively seeking middle-market acquisitions in nutraceuticals, information technology, new media and E-commerce, and business services industries. Opus8 seeks platform companies in consolidating industries with upside potential via off-shoring labor, improving CRM (customer acquisition, retention and lifetime value), adding management talent, business process outsourcing & reengineering, and the sale/licensing of intellectual and other assets. The firm makes early stage capital investments up to $1 million per transaction in companies located in the Mid-Atlantic region of the U.S. and coastal regions of China.

8401 Connecticut Ave., Suite 400Chevy ChaseMD20815301-913-9500301-913-9669

Portfolio companies include:Trusted Edgehttp://www.trustededge.com/index.htmCEEBIZ.comhttp://www.ceebiz.net/Allpointhttp://www.allpointnetwork.com/China Springboardhttp://www.redorbit.com/news/technology/1533410/china_springboard_appoints_former_aol_executive/Magnify.nethttp://www.magnify.net/Transactishttp://www.transactis.com/Terracyclehttp://www.terracycle.com/en-US/Harvest Bank of Marylandhttp://www.sonabank.com/HarvestTransition.aspxLore Internet Systemshttp://www.lore.net/Lincoln Healthcare Eventshttp://lincolnhc.com/LTC 100http://www.ltc100.com/Prague Business Journalhttp://www.pbj.cz/Warsaw Business Journalhttp://www.wbj.pl/Investment Team:S. Tien Wong, Chairman and Chief Executive Officertwong@opus8.comLaura M. Freeman, Managing Directorlfreeman@opus8.comVivian Gu, Senior Vice Presidentvgu@opus8.comSherry Paterra, Senior Advisorspaterra@opus8.comParkway Capital Investorswww.parkwaycapital.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketParkway Capital Investors (PCI) provides a flexible capital alternative to middle market companies in the form of "mezzanine" financing. Situations PCI targets include: Business Expansion, Corporate Acquisition, Leveraged Buyouts, Recapitalizations, and Ownership Transfer. Commitments can range in size between $3 million and $15 million, with PCI as the sole underwriter, or investing in conjunction with other investors. PCI invests in a broad range of industries including manufacturing, distribution, business services, and healthcare. Typical investments are in companies with revenues in excess of $20 million, and EBITDA in excess of $3 million.

501 Fairmount Avenue, Suite 303TowsonMD21286410-616-1200

Portfolio companies include:Easley Custom Plasticshttp://ecpsc.com/Aspect Automationhttp://aspectautomation.com/Potter Electric Signal Companyhttp://www.pottersignal.com/Fab-Techhttp://www.fabtechmotorsports.com/American Changerhttp://americanchanger.com/American Dryerhttp://americandryer.com/Jones & Frankhttp://jones-frank.com/Salon Grafixhttp://salongrafix.com/Spencer N. Enterpriseshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=62321726Thompson Industrial Serviceshttp://www.thompsonindustrialservices.com/TS3 Technologyhttp://ts3technology.com/Investment Team:J. Drexel Knight, Principal, 410-579-3170dknight@parkwaycapital.comChristopher A. Pope, Principal, 410-579-3008cpope@parkwaycapital.comNoel Lassise, Principal, 410-579-3348nlassise@parkwaycapital.comJeffrey M. DeJesus, Principal, 312-924-2802M. Brandon Bridges, Associate, 410-616-1185Christine E. Dunn, Analyst, 410-616-1184Patriot Capital, LPwww.patriot-capital.comPEInformation TechnologySoftware & InternetCommunications & NetworkingManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsEducation & TrainingMiddle MarketPatriot Capital provides growth capital for middle-market companies seeking to finance business expansion, acquisitions, management buyouts or balance sheet recapitalizations. Patriot Capital II and its predecessor funds, Allegiance Capital and Patriot Capital I have over $270 million of capital under management. Patriot Capital's investments typically range from $3.0 million to $15.0 million in size and usually take the form of subordinated debt with a current coupon combined with warrants, preferred stock and/or common stock. The firm focuses on investment opportunities in small and medium-sized privately-held companies, typically with annual revenues of $10 to $200 million. The firm focuses on growth companies in the business and consumer services, consumer products, niche manufacturing and distribution, education, e-commerce, application software, transportation and telecom services industries located in the Mid-Atlantic, Midwest, and Southern U.S.

509 South Exeter St., Suite 210 BaltimoreMD21202443-573-3010443-573-3020

Portfolio companies include:PW Stephens Environmentalhttp://www.pwstephensinc.com/contactus/CSS Antennahttp://cssantenna.com/eServiceshttps://www.capnhq.gov/CAP.eServices.Web/Default.aspxCutexhttp://www.cutexnails.com/Gayescohttp://www.gayesco.com/Center Manufacturinghttp://www.centermfg.com/Chandler Industrieshttp://chandlerindustries.com/R&D Circuitshttp://www.rdcircuits.com/PPI-Time Zerohttp://ppi-timezero.com/KLMKhttp://www.klmkgroup.com/Cyalume Technologieshttp://cyalume.com/STX Healthcare Serviceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=106306016The Motley Foolhttp://www.fool.com/Southeast Directional Drillinghttp://www.southeastdrilling.com/Towne Parkhttp://www.townepark.com/index.shtmlCSP Business Mediahttp://cspbusinessmedia.com/ALONhttp://www.alonusa.com/Vantage Mediahttp://vantagemedia.com/Mimeo.comhttp://www.mimeo.com/1757 Golfhttp://www.1757golfclub.com/index.phpTerracare Associateshttp://terracareassociates.com/CommutAirhttp://www.commutair.com/International Developmenthttp://en.wikipedia.org/wiki/International_developmentR&H Supplyhttp://www.randhsupply.com/Instrument Sales and Servicehttp://www.instrumentsales.com/AWS Convergence Technologieshttp://www.ametsoc.org/boardpges/cwce/docs/profiles/AWS-CT/profile.htmlHome Health Holdingshttp://www.manta.com/c/mtcnb1f/home-health-holdings-incInvestment Team:Charles A. Bryan, Senior Principal & Advisorcbryan@patriot-capital.comCharles P. McCusker, Managing Partnercmccusker@patriot-capital.comChris M. Royston, Managing Partnercroyston@patriot-capital.comGeorge (Chip) Stelljes, III, Senior Principal & Advisorcstelljes@patriot-capital.comThomas O. Holland, Jr., Managing Partnertholland@patriot-capital.comThomas M. Neale, Managing Partnertneale@patriot-capital.comW. Gary Dorsch, Senior Principal & Advisorgdorsch@patriot-capital.comTom Kurtz, Managing Directortkurtz@patriot-capital.comDaniel Yardley, Principaldyardley@patriot-capital.comJohn Yeager, Principaljyeager@patriot-capital.comStacey Rector, Associatesrector@patriot-capital.comMichael Potolicchio, Financial Analystmpotolicchio@patriot-capital.comPearl Street Venture Fundswww.psvf.comVCLife Sciences & HealthcareMedical DeviceAgriculture & Agricultural ScienceEarlyPearl Street Venture Funds will invest in early stage, Indiana based, life sciences companies in the biotech, medical device, pharmaceutical and agri-bio sectors. The fund will seek therapeutic product companies, "best of breed" enabling technologies, and technologies that add value to the drug discovery process. Pearl Street is a recipient of monies from the Indiana Future Fund I, a "fund of funds" assembled by several of the state's leading corporate, public and academic institutions and managed by Credit Suisse First Boston. Pearl Street Venture Funds expects to make a majority of its investments in early stage venture rounds in companies located in Indiana.

(no street address available)GaithersburgMD

Portfolio companies include:Apexhttp://apexlearning.com/BioVigilanthttp://www.biovigilant.com/CoLucidhttp://www.colucid.com/flowcohttp://www.flowcomalaysia.com/Serenexhttp://www.nature.com/bioent/startup/042005/full/bioent856.htmlMuroplex Therapeuticshttp://www.manta.com/c/mmnkd54/muroplex-therapeutics-incInvestment Team:John H. Barnard, Managing Directorjohn.barnard@psvf.comTimothy J. Tichenor, Managing Directortim.tichenor@psvf.comMichael J. Brennan, MD, Ph.D., Managing Directormichael.brennan@psvf.comStella M. Sung, Ph.D., Managing Directorstella.sung@psvf.comPharos Capital Partnerswww.pharosfunds.comVCPEInformation TechnologyLife Sciences & HealthcareBusiness ServicesExpansionMiddle MarketHeadquartered in Dallas and Nashville, Pharos Capital Group has $600 million in capital under management through three private equity funds. Founded in 1998, the firm's latest partnership is a $400 million fund focused on providing later stage equity funding for internal growth, acquisitions, leveraged buyouts, management buyouts or recapitalizations across industry sectors, with particular focus on healthcare, business services and technology. Pharos typically takes $10 to $30 million equity positions through staged investing in undercapitalized businesses in underserved regions across the nation. The firm has an additional office in Dallas and Nashville.

112 Enfield Rd.BaltimoreMD21212410-323-1105410-323-1677

Portfolio companies include:Atherotechhttp://atherotech.com/Aurora Imaging Technologyhttp://www.auroramri.com/Gordianhttp://en.wikipedia.org/wiki/Gordian_knotIASIS Healthcarehttp://www.iasishealthcare.com/Convergehttp://convergecult.com/LifeTrust Americahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30819Medical Care Consortiumhttp://www.mccigroup.com/Medfindershttp://www.medfinders.com/Pioneer Surgical Technologyhttp://en.wikipedia.org/wiki/Pioneer_Surgical_TechnologyPsychiatric Solutionshttp://www.psysolutions.com/Windsor Health Grouphttp://windsorhealthgroup.com/American Beacon Advisorshttp://americanbeaconadvisors.com/Clearwirehttp://www.clearwire.com/Continuumhttp://continuuminnovation.com/Handangohttp://www.handango.com/iOnospherehttp://en.wikipedia.org/wiki/IonosphereNetsizehttp://www.netsize.com/Reel FXhttp://www.radiumreelfx.com/Rush Tracking Systemshttp://www.rushtrackingsystems.com/StreamServehttp://streamshare.streamserve.com/SmartDMhttp://www.smartdm.ca/Egenerahttp://www.egenera.com/Travel Holdingshttp://www.travelholdings.com/Tritelhttp://www.tritel.com/Telecommunication Systemshttp://www.telecomsys.com/Alereonhttp://www.alereon.com/Time Domainhttp://www.timedomain.com/Back Yard Burgershttp://backyardburgers.com/Homeland Security Corporationhttp://www.homelandsecuritycorporation.com/Investment Team:Kneeland Youngblood, Co-Founder and Managing Partnerkyoungblood@pharosfunds.comD. Robert Crants, III, Co-Founder and Managing Partnerbcrants@pharosfunds.comMichael W. Devlin, Co-Founder and Managing Partnermdevlin@pharosfunds.comJames W. Phillips, Partnerjphillips@pharosfunds.comJoel Goldberg, Partnerjgoldberg@pharosfunds.comAnna Kovalkova, Principalakovalkova@pharosfunds.comJoseph Acevedo, Principaljacevedo@pharosfunds.comKimberly D. Futrell, Chief Financial Officerkfutrell@pharosfunds.comTina Y. Hahn, Senior Vice President of Investor RelationsDoug Pace, Financial AnalystRyan Shelton, Vice PresidentYing Wang, Financial AnalystJonathan Youse, Manager of AccountingQuestMark Partnerswww.questmarkpartners.comVCInformation TechnologySoftware & InternetLife Sciences & HealthcareMedical DeviceConsumer ProductsEarlyGrowthFounded in late 1998 by former Alex Brown bankers, QuestMark Partners has over $750 million under management in three funds. The firm's third fund, raised in 2007, followed a 2003 vintage fund of $233 million and an inaugural $222 million fund raised in 1999. The firm is currently investing in QuestMark Fund III, a $300 million fund. The firm invests $5 to $15 million in emerging growth companies in software, medical device, and Internet-based businesses, as well as enterprises in broader technology, healthcare and consumer areas. QuestMark covers the 48 continental states, with current investments headquartered in New England, California, Texas, the Southeast and Mid-Atlantic.

One South Street, Suite 800BaltimoreMD21202410-895-5800410-895-5808

Portfolio companies include:AngioScorehttp://www.angioscore.com/Cereshttp://www.ceres.org/Courionhttp://www.courion.com/Nimblefishhttp://www.nimblefish.com/RF Codehttp://www.rfcode.com/Enpirionhttp://enpirion.com/Ensendahttp://ensenda.com/Ingenuity Systemshttp://ingenuity.com/Kodiak Networkshttp://www.kodiaknetworks.com/Mformation Technologieshttp://www.mformation.com/Naviscan PET Systemshttp://www.naviscan.com/Overture Networkshttp://www.overturenetworks.com/Rhythm NewMediahttp://rhythmnewmedia.com/Thrift Recycling Managementhttp://www.thriftrecycling.com/Vapothermhttp://www.vtherm.com/Discover Bookshttp://discoverbooks.com/IntegenXhttp://integenx.com/NComputinghttp://www.ncomputing.com/TrialPayhttp://www.trialpay.com/uTesthttp://www.utest.com/Vidyohttp://www.vidyo.com/Virtustreamhttp://virtustream.com/Xirrushttp://www.xirrus.com/Investment Team:Benjamin Schapiro, Founder and Partnerbschapiro@questm.comTimothy L. Krongard, Partnertk@questm.comMike Ward, Partnermw@questm.comJason P. Sydow, PartnerBrian Matthews, AssociateNick Superina, AssociateJenny Shepherd, Director of FinanceRedShift Ventureswww.redshiftventures.comVCInformation TechnologyCommunications & NetworkingEarlyExpansionFormerly known as SpaceVest, RedShift Ventures has $220 million under management and invests in early and expansion stage companies. The firm is primarily invested in U.S. companies in communications, microelectronics and information technology, and has over 40 portfolio companies across three funds. RedShift's typical initial investment is $1-4 million, with the ability to deploy $5-10 million or more in each company over the life of an investment.

5425 Wisconsin Avenue, Suite 704Chevy ChaseMD20815703-904-9800 703-904-0571

(Mailing Address)3057 Nutley Street, Suite 562FairfaxVA22031-1931Portfolio companies include:Laminahttp://medical-dictionary.thefreedictionary.com/laminaTelarixhttp://www.telarix.com/Blue Ridge Networkshttp://www.blueridgenetworks.com/Chipwrightshttp://www.chipwrights.com/Imaginovahttp://www.imaginova.com/Novarianthttp://www.novariant.com/Privarishttp://www.privaris.com/Terrago Technologieshttp://www.terragotech.com/Intelliworkshttp://www.intelliworks.com/Nextreme Thermal Solutionshttp://nextremethermal.com/Investment Team:Richard Harris, General Partner and Founderrharris@redshiftventures.comMark A. Frantz, Venture Partnermfrantz@redshiftventures.comJami Ojala, Vice President of Financejojala@redshiftventures.comRansom Parker, Venture Partnerrparker@redshiftventures.comSrini Mirmira, Partnersmirmira@redshiftventures.comRhodes PartnersVCInformation TechnologySoftware & InternetMedia & Digital MediaEarlyRhodes Partners, LLC is a private investment partnership based in Bethesda, Maryland. Its principals are Alice and David Rubenstein. David Rubenstein is a Founder and Managing Director of The Carlyle Group (see profile) in Washington, DC. The firm focuses on Internet related companies.

5200 Cammack Dr.BethesdaMD20816301-229-7071

Portfolio companies include:Scene7http://www.scene7.com/Investment Team:Alice Rubenstein, Co-Founder and Managing DirectorDavid Rubenstein, Co-Founder and Managing DirectorSachs Capitalwww.sachscapital.comVCInformation TechnologyBusiness ServicesEarlyFounded in 2007, Sachs Capital targets private investment opportunities that are too small or do not meet the investment criteria for, or are otherwise overlooked by, larger, institutional venture capital and private equity funds. Sachs Capital is a patient and value-add investor that acquires equity positions in private operating companies in the Mid-Atlantic region. The firm makes investments of $1 million to $5 million in a range of industries except biotech and real estate. The companies have between $5 million to $100 million in revenue.

10516 Tulip LanePotomacMD20854301-610-7603301-610-7608

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Andrew Sachs, Managing MemberSlate Venture Groupwww.slateventuregroup.comVCPESoftware & InternetLife Sciences & HealthcareBusiness ServicesConsumer ProductsRetail & RestaurantEducation & TrainingGrowthExpansionMiddle MarketSlate Venture Group is a private equity investment group based in Baltimore, Maryland. Slate invests at all stages of a company's life cycle, from growth equity investing to leveraged buyouts, and is focused on companies headquartered in the Mid-Atlantic region (but will consider companies with headquarters located East of the Mississippi River). The principals of Slate have significant experience in both running small-to-mid-sized companies and investing in venture capital and leveraged buyout transactions. Slate's approach is to acquire/invest in one or two new companies per year and focus on their success, rather than striving for a larger volume of deals and a "portfolio" return. Slate targets manufacturing, distribution and service businesses; all industries will be considered except banking, real estate, and natural resources. Preferred industries include business services, direct marketing, healthcare services, for-profit education, niche software and consumer and retail investments. Slate will focus on companies with cash flow of $1 million to $10 million.

The Latrobe Building2 East Read Street, Third FloorBaltimoreMD21202 410-560-3572 630-214-8572

Portfolio companies include:Bariatric Partnershttp://www.manta.com/c/mms38xw/bariatric-partners-incBioPay Paycheck Securehttp://alltrustnetworks.com/DoublePositivehttp://www.doublepositive.com/Let's Dish!http://www.letsdish.com/AllTrust Networkshttp://alltrustnetworks.com/American Public Educationhttp://www.americanpubliceducation.com/Coastal Business Machineshttp://www.cbmi.com/eCoast Sales Solutionshttp://www.ecoastsales.com/First Equity Cardhttp://first-equity-business-card.pissedconsumer.com/Pickaway Plains Ambulance Servicehttp://ppa-ems.com/Questar Assessmenthttp://www.questarai.com/Social Solutionshttp://www.socialsolutions.com/Wythe Will Tzetzohttp://wythewill.com/Investment Team:Rick Corcoran, Founder and Partnerrcorcoran@slateventuregroup.comErik Ginsberg, Founder and Partnereginsberg@slateventuregroup.comParker Davis, PartnerSpring Capitalwww.springcap.comVCPEInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialTransportation & DistributionConsumer ProductsRetail & RestaurantEarlyGrowthExpansionMiddle MarketSpring Capital was established in 1999 and has over $185 million invested or under management. The firm provides capital to small and medium-sized private companies, with annual revenues in the range of $10 million to $150 million, and projected earnings growth of at least 15%. While most investments are in middle and later stage companies, the firm will consider early stage companies that can prospectively service debt. Spring Capital does not focus on any particular industries, but has a geographic focus on the Mid-Atlantic region. A typical Spring Capital financing is $2 million to $7 million in size, in the form of subordinated debt with detachable warrants to purchase common stock.

The Latrobe Building, Fifth Floor2 East Read StreetBaltimoreMD21202410-685-8000410-545-0015

(Philadelphia office)5 Radnor Corporate Center, Suite 520100 Matsonford RoadRadnorPA19087610-964-7972610-977-0119Portfolio companies include:Drew Foamhttp://www.drewfoam.com/MP Pumpshttp://www.mppumps.com/Preferred Systems Solutionshttp://www.pssfed.com/Access Northeasthttp://www.accessnortheast.com/BodyMediahttp://www.bodymedia.com/Cross Mediaworkshttp://cross-mediaworks.com/Cyberahttp://www.cybera.com/DigitalBridgehttp://digitalbridgecommunications.com/Enefcohttp://www.enefco.com/eServiceshttp://www.classzone.com/eservices/GI Plastekhttp://giplastek.com/iPacesettershttp://www.ipacesetters.com/Metronhttp://www.metroninc.com/Numet Machining Techniqueshttp://numetmachining.com/Ockham Development Grouphttp://ockham.com/Portadamhttp://www.portadam.com/Quantum Global Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=52341378Wythe Willhttp://wythewill.com/Air Chefhttp://www.airchef.com/Brigham'shttp://brighams-blog.blogspot.com/Composite Technologyhttp://www.rotorblades.com/Inphonichttp://en.wikipedia.org/wiki/InPhonicInternet Fitnesshttp://www.onlinefitness.com/Mathsoft Engineering & Educationhttp://www.ptc.com/product/mathcad/Rock-it Cargohttp://www.rockitcargo.com/Swiss Farm Storeshttp://swissfarms.com/The Virginia Food Grouphttp://www.manta.com/c/mtwcbyd/virginia-food-service-groupVocollecthttp://www.intermec.com/vocollect/index.aspxInvestment Team:Michael F. Donoghue, General Partner and Co-Foundermfd@springcap.comRobert M. Stewart, General Partner and Co-Founderrms@springcap.comJohn C. Acker, General Partnerjca@springcap.comF. Stuart Knott, Vice Presidentfsk@springcap.comPeter B. Orthwein, Jr., Vice Presidentpbo@springcap.comBrian C. McDaid, Vice Presidentbcm@springcap.comJustin P. Stach, Associatejps@springcap.comChad A. Rigdon, Associatecar@springcap.comStellus Capital Management, LLCwww.stelluscapital.comPESoftware & InternetEnergy & Clean TechManufacturing & IndustrialBusiness ServicesDefense & Homeland SecurityMiddle MarketOn January 3, 2012, Stellus Capital Management was established in connection with the spin out of the Direct Capital Unit of the D. E. Shaw group. Stellus focuses on the middle market, providing private credit financing to businesses in a wide range of industries, and private equity capital to energy-focused companies in North America. The Stellus team deployed more than $5 billion during their years investing together at the D. E. Shaw group. Stellus currently provides investment advice in respect of approximately $1.4 billion in private credit and energy private equity investments generated while at the D. E. Shaw group (valued as of December 30, 2011). In Private Credit, Stellus focuses on the direct origination of debt for middle market companies, typically with modest corresponding equity co-investment. For Private equity and equity-linked debt investments, the firm targets small and middle market energy businesses (making investments of $10 million to $50 million). Stellus is headquartered in Houston, Texas, and also maintains offices in the New York City area, San Francisco, California, and Washington, D.C. area.

3 Bethesda Metro Center, Suite 700BethesdaMD20814301-634-3000

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Robert Ladd, Founding Managing Partner, President, and Chief Investment Officer, 713-292-5401rladd@stelluscapital.comDean DAngelo, Founding Partner, 301-634-3001ddangelo@stelluscapital.comJoshua Davis, Founding Partner, 713-292-5403jdavis@stelluscapital.comTodd Overbergen, Founding Partner, 713-292-5402toverbergen@stelluscapital.comW. Todd Huskinson, Founding Partner, CFO, and the Chief Compliance Officer, Treasurer and Secretary, 713-292-5414thuskinson@stelluscapital.comKenneth Debow, Principalkdebow@stelluscapital.comAdam Pollock, Principalapollock@stelluscapital.comEric Madry, Vice Presidentemadry@stelluscapital.comGavin Roseman, Vice Presidentgroseman@stelluscapital.comSterling Venture Partnerswww.sterlingcap.comVCInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesEducation & TrainingExpansionFounded 1983, Sterling Partners is a private equity firm founded by entrepreneurs. With nearly $4 billion of capital under management, the firm's investment strategy is to invest from $5 million to over $175 million of equity in each company with which it partners. Sterling's funds are divided among two investment groups: SCP Funds, which acquire controlling interests in operating companies with enterprise values from $25 million to over $150 million; and SVP Funds, which make investments in companies seeking expansion stage and growth capital. For SVP Funds, the team initially deploys between $5 million to $25 million of equity in each portfolio investment, typically assuming a non-controlling interest. The firm's industries of focus include education, healthcare, business services, direct marketing, specialty manufacturing and distribution, and technology.

650 S. Exeter St., Suite 1000BaltimoreMD21202443-703-1700443-703-1750

Portfolio companies include:Active Dayhttp://www.activeday.com/Progressus Therapyhttp://www.progressustherapy.com/Avectrahttp://avectra.com/Connections Academyhttp://www.connectionsacademy.com/home.aspxThe Becker Grouphttp://beckergroup.com/Cognitive Conceptshttp://earobics.com/Ecovationhttp://en.wikipedia.org/wiki/EcovationGEM Mobile Treatment Serviceshttp://gem-mobile.com/The InfiLaw Systemhttp://infilaw.com/Liberty Propanehttp://www.libertypropane.net/Meritashttp://www.meritas.org/Ameritoxhttp://www.ameritox.com/Artromick Internationalhttp://www.capsasolutions.com/Ashworth Collegehttp://www.ashworthcollege.edu/Centrerre Healthcarehttp://www.centerrehc.com/Desert NDThttp://www.desertndt.com/Educate Onlinehttp://educate-online.com/Focushttp://en.wikipedia.org/wiki/FocusSecure Nethttp://www.securenet.com/School of Rockhttp://www.schoolofrock.com/Rittenhouse Senior Livinghttp://www.rittenhousesl.com/Investment Team:Eric Becker, Senior Managing Directorebecker@sterlingpartners.usRick Elfman, Managing DirectorR. Alan Macksey, Jr., Managing Directoramacksey@sterlingpartners.usAndy Colmone, Vice PresidentJeff Elburn, DirectorKevin McAllister, PrincipalJeff Schechter, Managing Director and Chief Financial Officerjschechter@sterlingpartners.usStrategic Management Partners, Inc.www.strategicmgtpartners.comPECommunications & NetworkingEnergy & Clean TechTransportation & DistributionFinancial ServicesConsumer ProductsMiddle MarketStrategic Management Partners advises corporations and individuals on the strategic and mechanical issues of corporate development. The firm also purchases control of companies, divested divisions or subsidiaries, or underperforming assets for its own portfolio. Strategic considers companies where management and marketing expertise, coupled with capital can make a difference and produce returns. The firm targets sectors such as telecommunications, light industrial manufacturing, natural resource-related companies, distribution, financial services and consumer products and services. The size of an investment in a particular enterprise will range from $5 to $15M. The firm makes invests in companies with revenues ranging from $10 to $100 million.

522 Horn Point DriveAnnapolisMD21403410-263-9100410-263-6094

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:John M. Collard, ChairmanJohn@StrategicMgtPartners.comSYNCOM Management Company, Inc.www.syncom.comVCCommunications & NetworkingMedia & Digital MediaSports & EntertainmentEarlyEstablished in 1977, SYNCOM combines more than two decades of entrepreneurial spirit and venture capital management experience in providing early stage growth capital to minority entrepreneurs and/or under-served market sectors. SYNCOM has invested in over 110 telecom and media companies that have addressed communications needs all over the world. Syncom typically invests in all companies along the growth stage continuum with a targeted investment range from $5 million to $15 million. Currently, SYNCOM manages a group of media & telecommunications venture capital funds that have capital in excess of $400 million.

Communications Venture Capital Fund Management8515 Georgia Avenue, Suite 725 Silver SpringMD20910301-608-3203301-608-3307

Portfolio companies include:El Dorado Communicationshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=27945Iridium Satellitehttp://www.iridium.com/TMX Interactivehttp://www.masshightech.com/stories/2010/05/10/daily27-Bridgeline-pays-17M-for-TMX-Interactive-assets.htmlMedia Platformhttp://www.mediaplatform.com/webcasting-software/Outsparkhttp://outspark.com/Proclivity Systemshttp://www.proclivitysystems.com/ShowUhowhttp://www.showuhow.com/Thought Equity Motionhttp://www.thoughtequity.com/V-ME Mediahttp://en.wikipedia.org/wiki/V-meVoyageshttp://www.voyages.com.au/Weather Decisionshttp://www.wdtinc.com/LikeListhttp://www.fblikelist.com/Dubhttp://dubmagazine.com/Heatwave Interactivehttp://www.heatwave.com/Indoor Directhttp://blog.indoordirect.com/Show Howhttp://www.showmenow.com/Investment Team:Terry Jones, Founder and Managing PartnerDuane McKnight, Senior Partnerdmcknight@syncomfunds.comMilford A. Thomas, PartnerHerbert Wilkins Jr., General Partnerhwilkinsjr@syncomfunds.comRobert L. Greene, Principalrgreene@syncomfunds.comStanley T. Smith, PrincipalTyrone Wilson, Chief Financial OfficerTelecommunications Development Fundwww.tdfund.comVCCommunications & NetworkingEnergy & Clean TechDefense & Homeland SecurityEarlyExpansionTDF is a private corporation based in Washington, DC financing early and later stage companies with high growth potential in the telecommunications industry that have innovative concepts and outstanding management. TDF has over $80 million in capital under management and offers financing in the form of equity investments ranging from $500,000 to $5.0 million per initial investment. Approximately 75% of the firm's investments share similar characteristics: Series A, pre-revenue, and TDF-led with board representation. The fund makes investments in preferred equity and is focused on investment opportunities in the Communications sector. Current areas of focus include: Digital Television and High Definition (HD) technology and services; Public Safety, Disaster Recovery; Wireless Technology and Services; Urban and Rural Communications; Homeland Security; Broadband Access; Convergence; Spectral Efficiency; Compliance; and Energy Efficiency.

2 Wisconsin Circle, Suite 920 Chevy ChaseMD20815240-483-4286 301-907-8850

Portfolio companies include:Arxanhttp://www.arxan.com/Colubris Networkshttp://www.connect802.com/colubris.htmInlet Technologieshttp://www.inlethd.com/Overture Networkshttp://www.overturenetworks.com/Aztek Networkshttp://www.azteknetworks.net/Oomahttp://www.ooma.com/Cyanhttp://en.wikipedia.org/wiki/CyanEdgeConneXhttp://edgeconnex.com/Mindshifthttp://www.mindshift.com/Quantancehttp://www.quantance.com/Sezmihttp://www.sezmi.com/SkyeTekhttp://www.skyetek.com/Spectrum Bridgehttp://spectrumbridge.com/Home.aspxValencellhttp://valencell.com/Virtustreamhttp://virtustream.com/HelloWallethttp://www.hellowallet.com/Investment Team:James (Jim) J. Pastoriza, Managing Partnerjames.pastoriza@tdfund.comNeal Douglas, Venture PartnerRandall W. Brouckman, Entrepreneur in ResidenceJoseph H. Harar, PrincipalLinda J. Nickell, Foundation DirectorThe Maryland Department of Business and Economic Development (DBED)www.choosemaryland.org/businessresources/pages/marylandventurefund.aspxVCFOFEDInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialSeedEarlyThe Division of Business and Enterprise Development works with companies across the state, throughout the U.S., and around the globe to help them succeed in doing business in Maryland - with the end goal of creating, attracting, retaining, and expanding job opportunities for Marylanders. The Department's Maryland Venture Fund is a state-funded seed and early-stage equity fund; an evergreen fund that receives annual allocations from the Maryland State Legislature. The Fund makes direct investments in technology and life science companies and indirect investments in venture capital funds. Approximately 60 percent of the Fund is invested in technology companies in the areas of software, communications, and IT security, and 40 percent of the Fund is invested in life sciences companies in the areas of therapeutics, medical devices, and diagnostics. The Challenge Investment Program provides financing for seed-stage companies to cover a portion of the initial costs associated with bringing new products to market. Initial investments of $50,000 to $100,000 are made up, with incremental investments to a maximum of $150,000. The Enterprise Investment Fund Program makes direct equity investments in emerging technology companies, usually at the first round of institutional financing and works with emerging companies to move them into their next stage of development as a viable business. The amount of investment ranges from $150,000 to $500,000. Enterprise investments are generally in the form of equity, but follow the terms of the lead investor.

World Trade Center401 East Pratt StreetBaltimoreMD21202410-767-6300 401-333-1836

Portfolio companies include:Qoviahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=7422128Cylexhttp://cylex.net/NexTonehttp://nextonemedia.com/AVIcodehttp://www.microsoft.com/en-us/server-cloud/system-center/avicode.aspxInvestment Team:Christian S. Johansson, Secretarycjohansson@choosemaryland.orgRobert Walker, Chief Operating Officer, 410-767-0680rwalker@choosemaryland.orgUrsula Powidzki, Assistant Secretary, Business & Enterprise Development, 410-767-6436upowidzki@choosemaryland.orgDominick Murray, Deputy SecretaryLinda Yurche, Assistant Secretary, Marketing & CommunicationsToucan Capital Corporationwww.toucancapital.comVCInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareMedical DeviceSeedEarlyToucan Capital launched its first fund in 1997 and now manages a $140 million venture capital fund specializing in seed and early stage investing. Approximately 75% of the firm's investments are in life sciences and 25% in nanotech and infotech. The fund's primary areas of investment currently include immunotherapies, biologics and protein therapeutics, cell therapies and tissue engineering, RNA therapeutics, and medical devices. Toucan makes investments nationwide but maintains an emphasis on the East Coast and Mid-Atlantic. The firm considers itself a very "hands on" investor with portfolio companies. Toucan Capital's investments usually range between $100,000 and $5 million per transaction.

4800 Montgomery Lane, Suite 801 BethesdaMD20814240-497-4060240-497-4065

Portfolio companies include:Cognate Bioserviceshttp://www.cognatebioservices.com/index.phpRNThttp://rntcalls.com/Intrapacehttp://intrapace.com/Q Therapeuticshttp://www.qthera.com/Vivo Bioscienceshttp://vivobiotech.com/ADMET Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=22127679GlobalStemhttp://globalstem.com/Med Reliefhttp://www.medrelief.com/Northwest Biotherapeuticshttp://www.nwbio.com/Pepgenhttp://www.dentsply-friadent.com/en/582.htmTheradigmhttp://www.theradigm.com/Threewidehttp://www.listhub.net/home.htmlTrophogenhttp://trophogen.com/Vesta Therapeuticshttp://vestatherapeutics.com/Vet-Stemhttp://www.vet-stem.com/Investment Team:Robert F. Hemphill, Jr., Managing Director, Co-Founderrhemphill@toucancapital.comLinda Powers, Managing Director, Co-Founderlpowers@toucancapital.comScott Sanzone, Principal and Chief Financial OfficerTWJ Capitalwww.twjcapital.comVCSoftware & InternetCommunications & NetworkingRetail & RestaurantSeedEarlyGrowthExpansionTWJ Capital makes growth equity investments in expansion stage companies which need "acceleration capital" to achieve growth inflection, and venture capital investments in start-up and early stage companies. The firm's portfolio composition is approximately 70% growth equity investments and 30% start-up and early stage investments. TWJ's investments are generally in the range of $500,000 to $5 million, and are generally in transactions up to $25 million in size. TWJ has a medium term investment horizon of three to four years. The firm's portfolio concentrations include retail, telecommunications software, acoustical electronics and devices, and internet business to business services. TWJ will invest in pre-revenue startup ventures with compelling product concepts and market opportunities

7272 Wisconsin Avenue, Suite 300BethesdaMD20814301-941-1959301-941-1265

Portfolio companies include:EMail Data Sourcehttp://www.emaildatasource.com/MVP Group Internationalhttp://www.mvpgroupint.com/OnDialoghttp://www.ondialog.com/Tango Networkshttp://www.tango-networks.com/Acoustic Technologieshttp://www.acoustictechnologiesllc.com/eData Sourcehttp://www.emaildatasource.com/Floor & Decor Outlets of Americahttp://www.flooranddecoroutlets.com/KoolSpanhttp://www.koolspan.com/NetNumberhttp://www.netnumber.com/Game Trusthttp://www.youthwork-practice.com/games/games-of-trust.htmlVIRxSYShttp://www.virxsys.com/Investment Team:Nigel W. Jones, Partnernigel@twjcapital.comVital Financial, LLCwww.vitalfin.comVCInformation TechnologySoftware & InternetMedical DeviceFinancial ServicesEarlyExpansionVital Financial was formed in 2007 under a predecessor name to invest in Certicom, Inc., a publicly-traded encryption software company based in Mississauga, Ontario, Canada. Vital Financial became one of the largest shareholders of Certicom and interacted with both Certicom management and other large shareholders. Vital Financial completed a successful exit of its Certicom investment in early 2009 through its sale to Research in Motion. In early 2009 the firm adopted the name "Vital Financial" and formally began to seek additional venture capital investments. The firm now consists of five principal investors, with offices in: Simsbury, CT; Bethesda, MD; Newark, DE; Philadelphia, PA; Naples, FL; and Lincolnshire, IL. The Principals' own funds constitute the majority of each Vital Financial investment. The firm also has a number of individual and institutional co-investors that join Vital Financial in its investments. Vital Financial's preferred industries include software, selected technology segments, financial services, and businesses with patents that Vital can value. The firm's target investment size is $1-3 million for early-stage companies and $2-5 million for later-stage firms.

7101 Wisconsin Avenue, Suite 1210BethesdaMD20814415-297-6451

Portfolio companies include:Certicomhttp://www.certicom.com/CR Certification Corp./CardioReadyhttp://www.cardioready.com/Clinversehttp://clinverse.com/Pervaciohttp://pervacio.com/Shoefitrhttp://shoefitr.com/SchoolChaptershttp://www.schoolchapters.com/pressQuantaLifehttp://quantalife.com/CD Diagnosticshttp://cddiagnostics.com/NovaTract Surgicalhttp://novatract.com/Mobeamhttp://www.mobeam.com/Halfpenny Technologieshttp://www.halfpenny.com/Lookingglass Cyber Solutionshttp://lgscout.com/Sparqdhttp://www.sparqd.com/Investment Team:A. Craig Asher, Principalcasher@vitalfin.comNathaniel C. Brinn, CFA, Principalnbrinn@vitalfin.comNorman L. Norris, Principalnorris@woodcock.comWalker Ventureswww.stevewalker.comVCInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaLife Sciences & HealthcareSeedEarlyWalker Ventures invests in technology companies with a bias towards Internet infrastructure and software technologies in the Mid-Atlantic region. Walker currently has three funds, which include Walker Investment Fund II, SBIC. The combined Walker Investment Funds total approximately $100 million under management. In addition to its own funds, Walker Ventures manages the Technology Council of Maryland's Maryland Angels Council (MAC). The MAC provides equity capital to early stage entrepreneurial companies based primarily in Maryland and the Mid-Atlantic region which are in the new media, e-commerce, telecom, software, Internet, bioscience or health markets.

3060 Washington Road, Suite 200GlenwoodMD21738301-854-6850301-854-6235

Portfolio companies include:Agent Logichttp://en.wikipedia.org/wiki/Agent_LogicBNXhttp://www.bnxinc.com/FoodFit.comhttp://www.foodfit.com/iKimbo!http://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=89869PrimeWirehttp://www.primedia.com/SMARTHINKING.comhttp://smarthinking.com/Bluefire Security Technologieshttp://www.bluefiresecurity.com/Boxwood Technologyhttp://www.boxwoodtech.com/Brainbenchhttp://brainbench.com/Ecutelhttp://www.ecutel.com/Emergent Game Technologieshttp://en.wikipedia.org/wiki/Emergent_Game_TechnologiesFranSmarthttp://fransmart.com/Naviscan PET Systemshttp://www.naviscan.com/NetDecidehttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=140695OpenServicehttp://www.logmatrix.com/SecureMethodshttp://securemethods.com/PlatformLogichttp://platformlogic.com/ToFish!http://www.tofishcharters.com/Investment Team:Steve Walker, Presidentsteve@stevewalker.comMary Gardner, ControllerGina Dubbe, Managing Partnergina@walkerventures.comRusty Griffith, Principalrusty@walkerventures.comEric Lewis, Executive Directoreric@walkerventures.comStacey Sweeney, MarketingFederal City Capital Partnerswww.federalcitycap.comPEManufacturing & IndustrialTransportation & DistributionMiddle MarketFederal City Capital Partners is a private equity fund dedicated to innovative control-only value investing in the smaller end of the middle market. The firm targets businesses with annual revenues under $150 million that require capital to improve liquidity, drive operational improvement or lead a financial restructuring. Federal City Capital Partners acquires companies through complex transactions, including bankruptcy, corporate divestitures, failed auctions and the purchase of family-owned businesses. The firm's funding pool consists of $400MM of capital from a New York based asset management firm. Federal targets Corporate orphans, underperformers and turnarounds with $20MM - $150MM of revenues in the industries of manufacturing and distribution. Federal's investment sizes ranges from $1MM- $10MM/company focusing on the continental U.S. and Canada.

3305 39th Street, NWWashingtonDC20016202-363-9530202-315-2505

Portfolio companies include:N/AN/AInvestment Team:Paul J. Coughlin, Jr., Managing Partnerpcoughlin@federalcitycap.comMike Venie, Operating PartnerKatie Goodman, Operating PartnerRob Voeks, MemberFriedman Capitalwww.friedmancap.comPELife Sciences & HealthcareMedical DeviceTransportation & DistributionReal EstateMiddle MarketFriedman Capital is a Washington D.C. based, family-owned investment firm focused on control and significant growth capital investments in the North American Distribution and Healthcare Services industries. Friedman Capital also invests in select Real Estate opportunities. Friedman Capital invests the personal capital of the Friedman family and offers co-investment opportunities to high net worth and institutional investors. Friedman Capital invests in operating companies with $10 million EBITDA to $50 million EBITDA. Friedman prefers control investments, but will also make significant growth capital investments.

2120 L Street NW, Suite 215WashingtonDC20037888-211-3261

Portfolio companies include:The Harvard Drug Grouphttp://www.theharvarddruggroup.com/Real Integratedhttp://realintegrated.com/Instant Diagnostic Systemshttp://www.instantdiagnostic.com/ids/Expert Medhttp://www.expertmed.com/Major Pharmaceuticalshttp://www.majorpharmaceuticals.com/First Veterinary Supplyhttp://www.firstveterinarysupply.com/Franklin Bankhttp://www.franklinbankmpls.com/Letco Medicalhttp://www.letcomedical.com/Allied Integrated Marketinghttp://www.alliedim.com/Investment Team:Randolph J. Friedman, Managing Partnerrandy@friedmancap.comDean A. Friedmandean@friedmancap.comBrian D. Friedmanbf@friedmancap.comJoshua S. Friedmanjosh@friedmancap.comGrosvenor Fundswww.grosvenorfund.comVCInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareDefense & Homeland SecurityEarlyExpansionFounded 1994, Grosvenor's strategy is to invest opportunistically in early and expansion-stage companies that have a sustainable competitive advantage, address large markets, and present a clear business plan to become cash flow positive within 18 to 24 months. On occasion, the firm will provide seed or very early stage financing in exceptional situations. Grosvenor seeks opportunities in industries which exhibit unusual growth opportunities (e.g. wireless, healthcare services and information technology services). In addition, Grosvenor will invest in promising companies in emerging new industries such as next-generation wireless, security technologies, and labor force management in the defense/homeland security arena. Grosvenor also strives to invest in small businesses that stimulate the economic development and create new jobs in local communities. Grosvenor's main office is located in the heart of downtown Washington, DC, which is designated a federal Enterprise City. Many Grosvenor portfolio companies are located in areas targeted for redevelopment by federal and state government and the firm's investment activities provide area revitalization and stabilization. Additionally, many Grosvenor portfolio companies provide permanent jobs primarily for individuals and families below 80 percent of the area(s) median income.

888 17th St., NW, Suite 214WashingtonDC20006202-861-5650202-861-5653

Portfolio companies include:Appfluenthttp://www.appfluent.com/DoublePositivehttp://www.doublepositive.com/BioMarin Pharmaceuticalhttp://www.bmrn.com/CiDRAhttp://www.cidra.com/H Threehttp://three-h.com/BDMetricshttp://bdmetrics.com/Catalyst IT Serviceshttp://www.catalystitservices.com/GetWellNetworkhttp://getwellnetwork.com/Inside Higher Edhttp://www.insidehighered.com/iMovehttp://www.imoveinc.com/Three Stage Mediahttp://www.threestage.com/SnappCloudhttp://snappcloud.com/Investment Team:Bruce B. Dunnan, Managing Partnerbbd@grosvenorfund.comDouglas M. Dunnan, Managing Partnerdmd@grosvenorfund.comC. Bowdoin Train, Managing Partnercbt@grosvenorfund.comOak Strawbridge, Principalos@grosvenorfund.comHalifax Groupwww.thehalifaxgroup.comVCPELife Sciences & HealthcareBusiness ServicesMiddle MarketHalifax was formed in January 1999 and is a private investment firm focused on lower middle-market businesses with total enterprise values between $25 million and $100 million. Halifax invests between $10 and $40 million along side owners and managers of established, growing and profitable companies. The firm's principals maintain investment and operating experience in health services and wellness, infrastrucure services and business services. Halifax is comprised of 11 professionals with a combined 100 years of investing experience, who manage more than $500 million. The Halifax Group has also partnered to form Salem Halifax Capital Partners, which invests mezzanine debt in growing businesses with pre-tax operating profit between $2 million and $5 million. Salem Halifax will invest up to $6 million to bridge the gap between pure equity and senior bank financing. Halifax maintains offices in DC, North Carolina, and Dallas.

1133 Connecticut Avenue, N.W. Suite 700WashingtonDC20036202-530-8300202-296-7133

Portfolio companies include:IASIS Healthcarehttp://www.iasishealthcare.com/North American Videohttp://www.navcctv.com/Nutrition Physiologyhttp://www.bovamine.com/PolyPipehttp://www.polypipeinc.com/Animal Supply Companyhttp://www.animalsupply.com/PJ Unitedhttp://mypapajohns.com/Apriv Solutionshttp://www.apriva.com/K2 Industrial Serviceshttp://www.k2industrial.com/index.phpNPChttp://www.npc.edu/Service Champhttp://servicechamp.com/XLAhttp://en.wikipedia.org/wiki/X-linked_agammaglobulinemiaInvestment Team:David W. Dupree, Managing Director and Chief Executive Officerddupree@thehalifaxgroup.comKenneth M. Doyle, Managing Directorkdoyle@thehalifaxgroup.comBrent D. Williams, Managing Director (Dallas)bwilliams@thehalifaxgroup.comMichael T. Marshall, Chief Financial Officer (Raleigh)mmarshall@thehalifaxgroup.comScott S. Plumridge, Principalsplumridge@thehalifaxgroup.comScott R. Van Duinen, Vice President (Dallas)svanduinen@thehalifaxgroup.comChris Cathcart, Vice President, Business Developmentccathcart@thehalifaxgroup.comWorth Turner, Vice President (Dallas)wturner@thehalifaxgroup.comKatherine Trainor, Vice Presidentktrainor@thehalifaxgroup.comHCI Equity Partnershttp://www.hciequity.comPEEnergy & Clean TechManufacturing & IndustrialBusiness ServicesTransportation & DistributionFinancial ServicesDefense & Homeland SecurityMiddle MarketFormerly known as Thayer | Hidden Creek, HCI Equity Partners is a strategically focused private equity firm that targets growth oriented industrial product and service companies. The Firm has offices in Washington, DC and Minneapolis, MN. HCI Equity Partners focuses in the lower middle market which includes companies with approximately $20 to $200 million in annual revenue. HCI targets companies that manufacture components or provide services in markets such as: Aerospace/Defense and Federal Services; Automotive and Commercial Vehicle Suppliers; Distribution; Industrial Distribution; Infrastructure; Power Generation; Test & Measurement; and Transportation and Logistics.

1730 Pennsylvania Avenue, N.W.Suite 525WashingtonDC20006202-371-0150 202-371-0391

Portfolio companies include:Mistras Grouphttp://www.mistrasgroup.com/Power & Composite Technologieshttp://www.pactinc.com/Qualitorhttp://www.qualitorinc.com/Suntronhttp://www.suntroncorp.com/Naumann/Hobbshttp://www.performancepeople.com/?ref=nhQuadel Consultinghttp://www.quadel.com/Roadrunner Transportationhttp://www.rdfs.com/Dynamic Systemshttp://www.dynasys.com/Quadel Consultinghttp://www.quadel.com/Herndon Productshttp://www.herndonproducts.com/Naumann/Hobbs Material Handlinghttp://www.performancepeople.com/?ref=nhTotal Qualityhttp://en.wikipedia.org/wiki/Total_quality_managementTDS Hydraulic Powerhttp://www.hi-force.com/downloads/manuals/english/TDS1336.pdfInvestment Team: Doug McCormick, Managing Partnerdougm@hciequity.comDan Dickinson, Managing Partnerdand@hciequity.comScott Rued, Managing Partnerscottr@hciequity.comScott Gibaratz, Managing Directorsgibaratz@hciequity.comDan Moorse, Managing Directordmoorse@hciequity.comCarl Nelson, Managing Directorcnelson@hciequity.comJudy Vijums, Managing Directorjvijums@hciequity.comLisa Costello, CFOlcostello@hciequity.comBlue Hill Partners, LLCwww.bluehillpartners.comVCEnergy & Clean TechEarlyBlue Hill Partners is a private equity firm focused exclusively in the Green Technology sector. Blue Hill manages the Pennsylvania Advanced Industrial Technology Fund, and Blue Hill Investment Partners, LP. Both funds invest in Green Technology companies and projects. Blue Hill Investment Partners invests $500,000 to $2 million per company in commercial stage Green Technology companies and projects. Blue Hill has a co-investment relationship with a Boston based investment firm, Source Squared, which is also a co-investor in Aircuity Inc. Source Squared has the ability to invest larger amounts of capital than Blue Hill's current funds. Blue Hill also recently teamed with the Pennsylvania Treasury Department to lead the investment of over $45 million in energy efficiency and sustainability projects at Pennsylvania colleges and universities. The Campus Energy Efficiency Fund is designed to help schools overcome the multiple challenges they face in achieving their sustainability goals.

40 W. Evergreen Ave.PhiladelphiaPA19118215-247-2400215-248-2381

Portfolio companies include:Performance Systems Developmenthttp://www.psdconsulting.com/BPL Globalhttp://www.bplglobal.net/Connected Energyhttp://www.bplglobal.net/eng/bpl-global/connected-energy/index.aspxField Diagnosticshttp://www.fielddiagnostics.com/Princeton Energy Systemshttp://princetonenergysystems.com/Encelium Technologieshttp://www.encelium.com/Aircuityhttp://www.aircuity.com/Investment Team:Joyce M. Ferris, Founder and Managing Partnerjoyceferris@bluehillpartners.comWalter King, Partnerwalterking@bluehillpartners.comMiles Walker, AdvisorErin Ramsden, AnalystChris Bentley, AdvisorJosh Bouk, AdvisorEllen Lutz, AdvisorJoel Steiker, AdvisorBlueTree Allied Angelswww.bluetreealliedangels.comAInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorLife Sciences & HealthcareMedical DeviceConsumer ProductsRetail & RestaurantEarlyBlueTree Allied Angels (Allied Angels) is a regional group of accredited investors who desire to invest in regional early-stage companies. The membership meets 10 to 12 times during the year to consider two to four private equity investment opportunities per meeting. The members collaborate on deal evaluation and due diligence, but decide individually to invest in presenting companies with other "member-investors" as a group. Each group investment is treated as a separate LLC/LP. BlueTree Capital Group provides the professional staff to facilitate and manage the Allied Angels organization. BlueTree Capital Group organizes and coordinates the group meetings, the entrepreneur screening process, and the due diligence process, while also providing "portfolio status reports" to the membership. Characteristics of companies that are attractive to Allied Angels are: Companies headquartered in Western PA, Eastern Ohio, or Northern WV; Experienced and talented management team; Beta product; Business proof-of-concept via customer sales commitments; Visibility to cash flow breakeven; Clear exit strategy; A minimum of +10 times return expected within 3-5 years; Primary operations in targeted industries aligned with the Allied Angels' membership interest; Investment requirements between $200,000 and $1,500,000; and a pre-money valuation of less than $5,000,000.

P.O. Box 1323WexfordPA15090

Portfolio companies include:Bridge Semiconductorhttp://bridgesemiconductor.com/RedPath Integrated Pathologyhttp://www.redpathip.com/ALung Technologieshttp://alung.com/4Momshttp://www.4moms.com/BIOSAFEhttp://www.biosafe.com/Certes Networkshttp://certesnetworks.com/PetsDx Veterinary Imaginghttp://petsdx.com/StageMarkhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=22008627AppCompTechhttp://www.appcomptech.com/Cardioroboticshttp://cardiorobotics.com/Carmell Therapeuticshttp://carmellrx.com/Columbia Northwesthttp://www.aliner.com/DiaKine Therapeuticshttp://diakine.com/Figure8 Surgicalhttp://www.figure8surgical.com/Flashgrouphttp://www.flashgroup.com/FlyCasthttp://www.flycast.fm/Gigapanhttp://gigapan.org/INRange Management Systemshttp://www.inrangesystems.com/Gemmus Pharmahttp://www.gemmuspharma.com/HealthSpothttp://healthspot.net/Holganixhttp://www.holganix.com/InStream Mediahttp://www.instreamglobal.com/Intimate Bridge 2 Conceptionhttp://www.intimatebridge2conception.commedSage Technologieshttp://www.medsagetechnologies.com/Neuros Medicalhttp://www.neurosmedical.com/Lube Holdingshttp://www.quakersteakandlube.com/Shoefitrhttp://shoefitr.com/Voci Technologieshttp://vocitec.com/Investment Team:Catherine Mott, CEO & Founder, 724-699-1076cvmott@bluetreecapital.comBridgeway Capitalwww.bridgewaycapital.orgEDInformation TechnologyManufacturing & IndustrialBusiness ServicesTransportation & DistributionRetail & RestaurantEducation & TrainingSeedEarlyBridgeway Capital, formerly named CL Fund, is an economic development lender providing much-needed capital and technical assistance to increase employment and expand economic opportunity in the 15 counties of Western Pennsylvania. Begun in 1990 as a housing and social service lender, Bridgeway Capital broadened its economic impact on the region by adding small business lending in 1994. In 2004 Bridgeway Capital added 504 loans, the SBA's economic development program to its portfolio, allowing Bridgeway to join with banks to lend to growing businesses for equipment or real estate acquisition and improvements. In addition to the 504 loan program, Bridgeway offers Growth Capital Loans, financing up to $500,000 for businesses that need to grow beyond their collateral base, and Entrepreneur Loans of up to $100,000 for emerging entrepreneurs. Loans for nonprofit organizations and "green" loans for businesses interested in energy-efficiency projects are also offered.

707 Grant Street, Suite 1920PittsburghPA15219412-201-2450 412-201-2451

Portfolio companies include:Aethonhttp://www.aethon.com/Alle-Kiski Industrieshttp://www.allekiskiind.com/Cosmos Technologieshttp://cosmostechnologiesinc.com/Mecco Marking & Traceabilityhttp://www.mecco.com/Eastside IIhttp://www.myspace.com/eastsideiidangerousPropelhttp://www.propelzero.com/Simpatico Espressohttp://www.simpaticoespresso.com/All Water Systemshttp://allwatersystems.com/Bocktown Beer and Grillhttp://www.bocktown.com/Castle Co-Packershttp://castlecopackers.com/Deli on Butlerhttp://delionbutler.com/K9 Kingdomhttp://www.myk9kingdom.com/L&S Machine Companyhttp://lsmachineco.com/Office Furniture Outlethttp://www.officefurnitureoutlet.com/Ross Staffing Solutionshttp://www.rossllc.net/Santelli Tempered Glasshttp://santellitemperedglass.com/Shelton Trade Centerhttp://sheltontradecenter.org/Investment Team:Mark Peterson, Presidentmpeterson@bridgewaycapital.orgMarcia Lynch, Vice President of Finance and InformationDwayne Rankin, Growth Loan OfficerAaron Aldrich, Entrepreneur Loan Officer Christian DeSarbo, Senior Loan OfficerRyan Lockhart, 504 Loan OfficerCarla Steele, Senior Credit AnalystMatt Madia, Credit AnalystCIP CapitalVCInformation TechnologyCommunications & NetworkingEarlyFounded in 1991, CIP Capital (CIP) is a private investment firm that acquires equity positions in high growth technology-related businesses. CIP currently manages CIP Capital, LP, a Small Business Investment Company licensed by the U.S. Small Business Administration. CIP typically invests between $250,000 and $1 million in equity per transaction. The firm seeks companies in the Life Sciences, Communications, and Financial Services sectors preferably located in the Philadelphia, Western Pennsylvania, West Virginia, Maryland, New Jersey and Washington D.C. areas. According to published reports, CIP Capital Inc. is no longer investing.

435 Devon Park Dr., Building 300 WaynePA19087610-964-7860610-964-8136

Portfolio companies include:Magnolia Broadbandhttp://www.magnoliabroadband.com/Investment Team:Jack Welsh, Managing DirectorRichard L. Sherman, PrincipalEric F. Stoer, PartnerJoseph Jackson, TreasurerCMS Companieswww.cmsco.comVCFOFBusiness ServicesFinancial ServicesReal EstateEarlyFounded in 1969, CMS is a venture capital firm that provides advisory services and funding for proprietary private niche investments in Real Estate, Life Insurance and Small Businesses/Special Opportunities. CMS defines Special Opportunities as private investments in non-publicly traded businesses which are positioned to generate returns on equity in excess of public equity market returns. Currently, the firm pursues these opportunities through two strategies: Direct Investments, which acquires smaller operating businesses, usually in control situations in cooperation with existing management; and Proprietary Joint Ventures in which CMS invests in (and co-invests) alongside top-tier private niche investors.

308 E. Lancaster Ave., Suite 300WynnewoodPA19096610-896-2080610-896-3339

Portfolio companies include:Beckfield Collegehttp://www.beckfield.edu/Cedar Valley Exteriorshttp://www.cedarvalleyexteriors.com/Liberty Restaurant Grouphttp://www.lrgbk.com/Marmol Radziner Prefabhttp://www.marmolradzinerprefab.com/Investment Team:William A. Landman, Chief Executive OfficerMark Solomon, ChairmanPaul Silberberg, PresidentMorey Goldberg, Managing Directormhg@cmsco.comRichard Mitchell, General Counselram@cmsco.comDavid Clapper, Chief Financial OfficerComcast Ventureswww.civentures.comCVCInformation TechnologySoftware & InternetCommunications & NetworkingSeedEarlyGrowthExpansionFounded in 1999, Comcast Ventures is a $500+ million venture capital fund affiliated with Comcast Corporation, a diversified global leader in broadband services, telecommunications, electronic commerce, and entertainment. Comcast Ventures invests in companies focused on interactive, infrastructure, and Internet technologies and applications. Within these broad and rapidly evolving categories, Comcast Ventures focuses on several core areas, including: Broadband infrastructure and communications (hardware, software and service providers); Interactive applications, content and tools; E-commerce (B2C & B2B) tools; and Home networking infrastructure and applications. Comcast Ventures will consider investing in promising businesses at any stage of development, from seed through late stage. Initial investments typically range in size from $2 million to $15 million with appropriate follow-on financing in later private rounds. Under the Comcast Ventures umbrella, the firm has established the Opportunity Fund, which invests in the businesses of minority entrepreneurs. The Opportunity Fund's first investment was DreamIt Ventures, an accelerator program. Comcast Ventures also partners with Gil Beyda on seed fund opportunities via Genacast Ventures.

One Comcast Center, 55th Floor1701 John F. Kennedy Boulevard PhiladelphiaPA19103

Portfolio companies include:Accoladehttp://en.wikipedia.org/wiki/AccoladeBlackArrowhttp://www.blackarrow.tv/Jingle Networkshttp://www.marchex.com/Ortiva Wirelesshttp://ortivawireless.com/TidalTVhttp://www.tidaltv.com/Verivuehttp://www.verivue.com/RGB Networkshttp://www.rgbnetworks.com/TripWirehttp://www.tripwire.com/BlogHerhttp://www.blogher.com/Flipboardhttp://flipboard.com/Trion Worldshttp://www.trionworlds.com/Vox Mediahttp://www.sbnation.com/JiWirehttp://www.jiwire.com/Ramphttp://www.ramp.com/SnagFilmshttp://www.snagfilms.com/UberMediahttp://ubermedia.com/ConteXtreamhttp://contextream.com/Perfect Markethttp://perfectmarket.com/4INFOhttp://www.4info.com/Bubble Motionhttp://www.bubblemotion.com/CarWoo!http://carwoo.com/Catalog Spreehttp://catalogspree.com/Closelyhttp://www.closely.com/Enterproidhttp://www.divide.com/Iddictionhttp://www.iddiction.com/Investment Team:Amy Banse, Managing Director and Head of FundsLouis Toth, Senior Managing Directorltoth@comcast.comAndrew Cleland, Venture Partneracleland@comcast.netDavid Horowitz, Managing Directordhorowitz@comcast.comDavid Zilberman, PrincipalMichael T. Yang, Managing DirectorSam Landman, PrincipalRichard Grant, Senior AssociateAditya Singh, Senior AssociateKim Armor, CFO/Head of Business DevelopmentGavin Teo, Senior AssociateKathleen Utecht, Senior AssociateCornerstone Capital Holdingswww.cstonecapital.comPEManufacturing & IndustrialMiddle MarketCornerstone Capital Holdings is a private equity firm investing in manufacturing and industrial service companies in the lower end of the middle market. Formed in 2000, with offices in Chicago and outside Philadelphia, the firm's goal is to acquire controlling interests in leveraged buyout transactions throughout the continental United States. Cornerstone's primary focus is to acquire low-tech manufacturing and industrial service companies with adjusted operating profits ranging from $1 million to $10 million annually (EBIT margins of at least 10%). Ideal acquisition candidates will have: either a niche product or differentiating service; be operating in a mature, preferably fragmented industry; have annual revenues ranging from $5 million to $100 million; and be well-managed with a solid infrastructure. Industries Cornerstone avoids include: Business Consulting; Early stage venture deals; Restaurants/hospitality; Construction; High-tech companies; Biotech; Real estate; and Retail.

650 Sentry Parkway, Suite OneBlue BellPA19422215-628-4486215-647-7473

Portfolio companies include:R-V Metal Fabricatinghttp://www.essner.com/Pace Packaginghttp://www.pacepkg.com/U.S. Technologieshttp://ustechnologies.com/Essner Manufacturinghttp://www.essner.com/RSA Engineered Productshttp://www.rsaengineeredproducts.comInvestment Team:Jonathan H. Alt, Founderjalt@cstonecapital.comAndrew M. Bushell, Founderabushell@cstonecapital.comCross Atlantic Capital Partnerswww.xacp.comVCInformation TechnologySoftware & InternetCommunications & NetworkingEarlyEstablished in 1999, Cross Atlantic Capital Partners (XACP) is a venture capital management firm operating four venture funds. With over $500 million under management, XACP focuses its investments on Enterprise Software, IT Services, Communications, Tech-Enabled Businesses, Infrastructure Technologies, and Advanced Materials. XACP maintains offices in Radnor, Pennsylvania, Dublin, Ireland and Edinburgh, Scotland; and targets investments in innovative technology companies in these countries. Prospective companies should be able to define a path to achieve at least $50 million in revenue and/or a $200 million liquid valuation within three to five years.

Five Radnor Corporate Center, Suite 555100 Matsonford RoadRadnorPA19087610-995-2650610-971-2062

Portfolio companies include:Aran Technologieshttp://www.arantech.com/ICGChttp://www.icgc.org/InfoBloxhttp://www.infoblox.com/en/home.htmlMobileAwarehttp://www.mobileaware.com/Voxwarehttp://www.voxware.com/about-voxware/corporate-overview/Brasinsparkhttp://brainsparklearning.com/MetaPackhttp://www.metapack.com/Openet Telecomhttp://www.openet.com/First Service Networkshttp://www.firstservicenetworks.com/InsPro Technologieshttp://www.inspro.com/Lightning Gaminghttp://www.lightningpoker.net/NTERAhttp://www.ntera.com/Profectus BioScienceshttp://profectusbiosciences.com/BPL Globalhttp://www.bplglobal.net/EnvestnetPMChttp://www.envestnet.com/GAIN Capital Grouphttp://www.gaincapital.com/Interactionshttp://interactions.netManagement Dynamicshttp://www.managementdynamics.com/Acquirgyhttp://www.acquirgy.comAmber Roadhttp://www.amberroad.com/Health Market Sciencehttp://www.healthmarketscience.com/NDShttp://www.nds.com/Opnexthttp://www.oclaro.com/Rootstock Softwarehttp://www.rootstock.com/Rubicon Technologyhttp://rubicon-es2.comSagence Grouphttp://www.sagencegroup.com/Investment Team:Donald Caldwell, Founder, Chairman, and Chief Executive Officerdcaldwell@xacp.comRichard Fox, Managing Directorrfox@xacp.comFrederick C. Tecce, Esq., Managing Directorftecce@xacp.comBrian Adamsky, Chief Administrative Officer and Managing Directorbadamsky@xacp.comGerry McCrory, Founder and Managing Directorgmccrory@xacp.comCarter Caldwell, PrincipalDelaware Crossing Investor Groupwww.delawarecrossing.orgAInformation TechnologySoftware & InternetManufacturing & IndustrialEducation & TrainingEarlyDelaware Crossing Investor Group is a network of former and current executives and entrepreneurs who provide counsel and capital to early-stage and other growth-oriented companies. Delaware Crossing Investor Group seeks early-stage, high-growth businesses with high investment return potential, including businesses that require funding of $250,000 to $1,000,000. Ideal portfolio companies have finished their development work and are seeking funds to commercialize their product. The group targets companies that are generally not candidates at the present time for institutional venture capital financing due to the size of the investment they seek and/or their stage of development. A screening committee consisting of approximately five members selects prospects that have outstanding proposals. Unless there is an existing personal connection, Delaware Crossing Investor Group's geographical preference is limited to companies based in Bucks, Montgomery, Northampton and Lehigh counties in Pennsylvania and Hunterdon, Mercer and Burlington counties in New Jersey. The only other exception is in the case where Delaware Crossing Investor Group co-invests with one or more other angel organizations.

P.O. Box 1493DoylestownPA18901215-918-3614

Portfolio companies include:AcademyOnehttp://www.academyone.com/Bambu Holdingshttp://www.trademarkia.com/desert-bambu-78476833.htmlMoreBankhttp://morebankusa.com/eng/index.htmlSmart Structureshttp://smart-structures.com/Bridge Semiconductorhttp://bridgesemiconductor.com/NanoPackhttp://nanopackinc.com/Preclickhttp://www.preclick.com/Sequenomhttp://www.sequenom.com/home/Financial Trackinghttp://www.financial-tracking.com/Prescienthttp://www.prescientdigital.com/Saladax Biomedicalhttp://www.saladax.com/SensiGenhttp://www.sequenom.com/home/Starr Life Scienceshttp://www.starrlifesciences.com/TicketLeaphttp://www.ticketleap.com/Compliance Assurancehttp://complyfast.com/Edge Therapeuticshttp://edgetherapeutics.com/Grassroots Unwiredhttp://www.grassrootsunwired.com/Holganixhttp://www.holganix.com/NextStage Capitalhttp://www.nextstagecapital.com/Novira Therapeuticshttp://www.noviratherapeutics.com/Unirisxhttp://www.unirisx.com/Global/Globalindex.aspInvestment Team:Elizabeth Sigety, Assistant Director and Co-Founderesigety@foxrothschild.comJeff Nicholas, Co-Founderjnicholas@foxrothschild.comLoren Danzis, Co-Founderldanzis@foxrothschild.comDevon Park Bioventureswww.dpbioventures.comVCLife Sciences & HealthcareMedical DeviceEarlyDevon Park Bioventures is a venture capital fund targeting investments in therapeutics companies and, in certain cases, medical device, diagnostic and drug discovery technology companies. The firm was spun off from TL Ventures in 2006 and closed a $55 million fund. Devon Park intends to focus primarily on investments in therapeutics, companies that are actively developing compounds that will be advanced through clinical trials prior to being marketed as FDA approved drugs. Devon Park will also invest in medical device, diagnostic or drug discovery technology companies if they believe that the companies being considered are developing products and/or technologies with the potential to produce a transformation in the way in which a disease is treated or diagnosed or drugs are developed.

1400 Liberty Ridge Drive, Suite 103WaynePA19087484-320-4900 484-320-4920

Portfolio companies include:Cara Therapeuticshttp://caratherapeutics.com/Diasome Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=29058830Cempra Pharmaceuticalshttp://www.cempra.com/Proteon Therapeuticshttp://www.proteontherapeutics.com/Inotek Pharmaceuticalshttp://www.inotekcorp.com/Sopherion Therapeuticshttp://www.sopherion.com/Cardeas Pharmaceuticalshttp://cardeaspharma.com/MicuRx Pharmaceuticalshttp://www.micurx.com/Vascular Magneticshttp://www.vascularmagnetics.com/ZS Pharmahttp://www.zspharma.com/Investment Team:Christopher Moller, Ph.D., General Partnercmoller@dpbioventures.comMarc Ostro, Ph.D., General Partnermostro@dpbioventures.comDevang Kantesaria, M.D., General Partnerdkantesaria@dpbioventures.comDraper Triangle Ventureswww.drapertriangle.comVCInformation TechnologySemiconductorLife Sciences & HealthcareMedical DeviceBusiness ServicesEducation & TrainingSports & EntertainmentSeedEarlyDraper Triangle Ventures is a source of funding for high-technology start-up companies in the Pennsylvania and Ohio region. Draper Triangle is the Pennsylvania-based affiliate of Silicon Valley based Draper Fisher Jurvetson, a leader in seed and early-stage venture capital. Through the Draper Network, the Triangle fund has access to the benefits afforded by the cooperation of 16 Network funds on four continents and approximately $7 billion under management. As a general guideline, Draper Triangle Ventures is seeking first round investments in technology companies of between $250,000 and $2 million. The companies must have the potential to achieve strong profitability and sales of up to $50 million within 3 to 5 years. The firm has additional offices in northern and southern Ohio.

2 Gateway Center, Suite 2000PittsburghPA15222412-288-9800412-288-9799

Portfolio companies include:Active Mediahttp://www.activemedia.com/Eidoservehttp://www.eidoserve.com/HyperNexhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=1266764iKnowthat.comhttp://www.iknowthat.com/comBodyMediahttp://www.bodymedia.com/Plan4Demandhttp://www.plan4demand.com/Thinkvinehttp://www.thinkvine.com/Unitaskhttp://www.unitask.com/Carnegie Learninghttp://carnegielearning.com/CardioInsighthttp://www.cardioinsight.com/CH Mackhttp://chmack.com/Co-eXprisehttp://www.co-exprise.com/ClearCount Medicalhttp://clearcount.com/Commuter Advertisinghttp://commuter-advertising.com/Landslide Technologieshttp://www.landslide.com/OnShifthttp://www.onshift.com/Plan4Demandhttp://www.plan4demand.com/Plextronicshttp://www.plextronics.com/Aethonhttp://www.aethon.com/Ayalogicwww.ayalogic.comPrecision Therapeuticshttp://www.precisiontherapeutics.com/TOA Technologieshttp://toatech.com/Investment Team:Don Jones, Managing Directordjones@dtvc.comMike Stubler, Managing Directormstubler@dtvc.comTom Jones, Managing Directortjones@dtvc.comJay Katarincic, Managing Directorjay@dtvc.comMark Richey, Venture Partnermark@dtvc.comTim Draper, Founder and Managing Directortim@dfj.comDreamIt Ventureswww.dreamitventures.comIInformation TechnologySoftware & InternetLife Sciences & HealthcareMedical DeviceSeedDreamIt Ventures is an entrepreneur's "bootcamp." DreamIT runs an intense 3 month program during which time the group provides entrepreneurs with seed funding, mentors, office space, a startup community, contacts to potential investors and partners and many other benefits. The DreamIt team consists of five groups working together to provide a platform for starting exciting, new companies. The groups include DreamIt's managing partners, business partners, speakers, Gurus (mentors), and funding partners. The group targets innovations in web, software and/or IT, but is also interested in applications in physical sciences, medical devices and anything else where a product can be developed in three months. DreamIt offers each selected company/team a "Dollarship" of between $10,000 and $25,000 typically in exchange for a 6% passive equity stake.

PMB 26324 North Bryn Mawr AvenueBryn MawrPA19010610-721-9315

Portfolio companies include:Jobaphiles.comhttp://www.jobaphiles.com/Kidzillionshttp://kidzillions.com/Notehallhttp://www.notehall.com/OurShelfhttp://beta.rshelf.com/Parse.lyhttp://parse.ly/Postlinghttp://www.postling.com/SeatGeekhttp://seatgeek.com/Straight Up Englishhttp://www.crunchbase.com/company/straight-up-englishAdaptlyhttp://adaptly.com/Mind Snackshttp://mindsnacks.com/Yunnohttp://yunno.com/Easelhttp://en.wikipedia.org/wiki/EaselVozeemehttp://www.vozeeme.com/Campus Sponsorshiphttp://www.campussponsorship.com/Giveloophttp://www.giveloop.com/Numotehttps://live.numote.com/Pocket Taleshttp://pockettales.com/Matchlendhttp://www.matchlend.com/blog/CloudMinehttps://cloudmine.me/ClrTouchhttp://clrtouch.com/Elect Nexthttps://electnext.com/FlirQhttp://www.flirq.com/Bridesidehttp://www.thebridesideoflife.com/CallGraderhttp://callgrader.com/CloudConfidencehttp://www.cloudconfidence.net/about-us/FlagTaphttp://www.flagtap.com/PeerActivehttp://peeractive.com/Sprucelinghttp://www.donanza.com/jobs/p6688393-promotional_demo_video_spruceling_animation_illustrationInvestment Team:David Bookspan, Founding PartnerMichael Levinson, Founding PartnerSteven D. Welch, Founding PartnerKerry Rupp, Managing PartnerKaren Griffith Gryga, Managing PartnerWilliam Crowder, Managing Director Mark Wachen, Managing DirectorElement Partnerswww.elementpartners.comVCPEEnergy & Clean TechExpansionMiddle MarketSince 1995, Element's team has successfully managed over $1.25 billion in capital commitments spanning six investment partnerships. Element Partners invests exclusively in established, high-growth companies in the energy and clean technology markets, focusing on companies with innovative solutions to energy, industrial, and environmentally-focused businesses. Element manages more than $800 million in three funds. Typically investment targets have at least $20 million in revenue, are profitable or have clear path to profitability, and have enterprise values between $20 million and $250 million. Typical investment size is between $10 and $50 million per transaction. Sectors of interest include energy and power, water and environmental controls, chemicals and advanced materials, and manufacturing and industrial.

Three Radnor Corp. Ctr., Suite 410100 Matsonford RoadRadnorPA19087610-964-8004610-964-8005

Portfolio companies include:CoalTekhttp://www.coaltek.com/EcoSMART Technologieshttp://www.ecosmart.com/Fat Spaniel Technologieshttp://www.fatspaniel.com/Miartechhttp://www.miartech.com/en/Five Cubitshttp://www.fivecubits.com/Quenchhttp://www.quenchonline.com/Wasatch Windhttp://www.wasatchwind.com/Agility Fuel Systemshttp://agilityfuelsystems.com/Arxxhttp://www.arxx.com/Deeya Energyhttp://www.deeyaenergy.com/DynaPumphttp://www.chempump.com/NewSite/dynapump.htmlEcorehttp://www.ecoreintl.com/EdeniQhttp://www.edeniq.com/ElectroPetroleumhttp://electropetroleum.com/Energexhttp://www.energex.com/Icynenehttp://www.icynene.com/LumaSense Technologieshttp://www.lumasenseinc.com/212 Resourceshttp://www.212resources.com/Environmental Drilling Solutionshttp://environmentalds.com/Petra Solarhttp://www.petrasolar.com/Seven Seas Waterhttp://www.7seaswater.com/Soleras Advanced Coatingshttp://www.soleras.com/TAS Energyhttp://tas.com/TPI Compositeshttp://www.tpicomposites.com/Investment Team:David F. Lincoln, Managing Partnerdavid@elementpartners.comMichael J. Bevan, Managing Directormichael@elementspartners.comMichael DeRosa, Managing Directormderosa@elementpartners.comSam Gabbita, Partnersam@elementpartners.comBen Weinberg, Principalben@elementpartners.comNitin Gupta, Senior Associatenitin@elementpartners.comSujit Banerjee, Operating Partnersujit@elementpartners.comCharles Silio, Senior Associatecharles@elementpartners.comMichael Todd, CFOmike@elementpartners.comEmerald Stage2 Ventureswww.s2vc.comVCInformation TechnologyLife Sciences & HealthcareMedical DeviceBusiness ServicesFinancial ServicesEarlyEmerald Stage2 Ventures is a Philadelphia-based early stage venture fund that invests in emerging technology companies across Pennsylvania and the Mid-Atlantic region. The firm invests in small (generally $1 to $3 million) financing rounds of early stage information technology companies that utilize emerging technologies to create compelling business opportunities. While the Fund invests across the information technology spectrum, its primary focus is on companies in the Technology-Enabled Services area. The fund's verticals of interest include Healthcare Information Technology, Pharmaceutical Information Technology, Outsourced Business Services, and Financial Services Information Technology.

4801 S. Broad St., Suite 200PhiladelphiaPA19112215-972-1502

Portfolio companies include:AlignAlyticshttp://www.align-alytics.com/Core Solutionshttp://www.coresolutions.com/Evident Softwarehttp://www.evidentsoftware.com/ClickEquationshttp://www.clickequations.com/Miria Systemshttp://www.miriasystems.com/CareKinesishttp://carekinesis.com/VCopioushttp://vcopious.com/Halfpenny Technologieshttp://halfpenny.com/Investment Team:Saul Richter, Managing Partnersaul@s2vc.comBruce Luehrs, Partnerbruce@s2vc.comEnerTech Capitalwww.enertechcapital.comVCEnergy & Clean TechEarlyGrowthExpansionEnerTech Capital is a venture capital firm that provides financing and management support to early stage and emerging growth companies in the energy technology, clean technology, and other related markets. Since EnerTech began investing in 1996, it has focused on companies offering innovative solutions in areas such as alternative energy, distributed generation, grid management, and emissions control. EnerTech focuses on early stage, but also selectively invests in seed and expansion stage opportunities.The firm has committed approximately $450 million to companies and projects worldwide. EnerTech is currently investing out of their fourth fund and have offices in Philadelphia, Toronto, and Calgary.

Building D, Suite 105625 W. Ridge PikeConshohockenPA19428484-539-1860484-549-1870

Portfolio companies include:Advent Solarhttp://lobo.net/Clean Air Powerhttp://www.cleanairpower.com/Current Grouphttp://www.currentgrid.com/Enbalahttp://enbala.com/FilterBoxxhttp://www.filterboxx.com/IOSIL Energyhttp://iosilenergy.com/Space Time Insighthttp://www.spacetimeinsight.com/The NanoSteel Companyhttp://www.nanosteelco.com/Altelahttp://www.altelainc.com/Atraverdahttp://www.atraverda.com/CalStar Productshttp://calstarproducts.com/CoaLogixhttp://coalogix.com/NanoSteelhttp://nanosteelco.com/OwnEnergyhttp://www.ownenergy.net/PCN Technologyhttp://pcntechnology.com/Serious Energyhttp://www.seriousenergy.com/Tangent Energyhttp://tangentenergy.com/N Dimensionhttp://www.n-dimension.com/Investment Team: Scott Ungerer, Founder & Managing Directorungerer@enertechcapital.comWally Hunter, Managing Directorwhunter@enertechcapital.comTucker Twitmyer, Managing Directorttwitmyer@enertechcapital.comBill Kingsley, Managing Directorbkingsley@enertechcapital.comDean Sciorillo, Principaldsciorillo@enertechcapital.comJarrett Carson, Managing Directorjcarson@enertechcapital.comEric Grad, Analystegrad@enertechcapital.comEureka Growth Capitalwww.eurekagrowth.comPECommunications & NetworkingManufacturing & IndustrialTransportation & DistributionConsumer ProductsRetail & RestaurantMiddle MarketFounded 1999, Eureka Growth Capital is a private equity firm focused on partnering with managers of growing, well-run companies to find and realize their potential. Initial equity investments range from $4 million to $10 million, but larger investments can be made with co-investment from the firm's limited Partners. Eureka targets later-stage, growth companies requiring capital for expansion, acquisition and recapitalization. The firm focuses on supporting profitable businesses with $10 million to $75 million in revenue. While there are generally no geographic limitations, Eureka focuses primarily on opportunities in the Mid-Atlantic and Eastern U.S.

3420 Bell Atlantic Tower1717 Arch StreetPhiladelphiaPA19103267-238-4200267-238-4201

Portfolio companies include:Toxicology Holdingshttp://drugscan.com/Commercial Carpets of Americahttp://carpetcca.com/NetBoss Technologieshttp://www.netboss-technologies.com/Total Military Managementhttp://totalmm.com/Lamont Digital Systemshttp://lamontdigitalsystems.com/Fleetsourcehttp://www.fleetsource.com/Active Brands Internationalhttp://goliath.ecnext.com/coms2/product-compint-0000661227-page.htmlCherry Hill Photohttp://www.cherryhillphoto.com/CCA Floors & Interiorshttp://www.ccafloors.com/Everite Machine Productshttp://www.everite.net/Project Leadership Associateshttp://www.projectleadership.net/UTC Retailhttp://www.ultimatetechnology.com/Investment Team:Thomas E. Calibeo, Partnertcalibeo@eurekagrowth.comChristopher G. Hanssens, Managing Partnerchanssens@eurekagrowth.comJonathan R. Zimbalist, Partnerjzimbalist@eurekagrowth.comChristian T. Miller, Principalcmiller@eurekagrowth.comMichael J. Foran, CPA, Chief Financial Officermforan@eurekagrowth.comJonathan Y. Chou, Principaljchou@eurekagrowth.comAlexandra (Tassie) Oswald, Senior Associatetoswald@eurekagrowth.comFirst Round Capitalwww.firstround.comVCInformation TechnologySoftware & InternetSeedFirst Round Capital is a venture capital firm willing to invest in pre-revenue companies, often providing a company's first outside capital. The partners look to take an active role in most of the companies they invest in. First Round Capital invests nationally and has additional offices in San Francisco and New York. The firm's typical initial investment is around $500,000.

4040 Locust StreetPhiladelphiaPA19104

Portfolio companies include:Ambient Deviceshttp://www.ambientdevices.com/cat/index.htmlBazaarVoicehttp://www.bazaarvoice.com/Mint Softwarehttps://www.mint.com/Kidzuihttp://www.kidzui.com/GroupMehttp://groupme.com/myYearbookhttp://www.myyearbook.com/LifeShieldhttp://www.lifeshield.com/WeatherBillhttp://www.weatherbill.com/33 Acrosshttp://33across.com/Adapt.lyhttp://adaptly.com/Adkeeperhttp://www.adkeeper.com/Agarihttp://agari.com/Aggregate Knowledgehttp://www.aggregateknowledge.com/Altruikhttp://www.altruik.com/AppFirsthttp://www.appfirst.com/AppNexushttp://www.appnexus.com/Aster Datahttp://www.asterdata.com/Attributorhttp://www.attributor.com/9GAGhttp://9gag.com/BillFloathttps://www.billfloat.com/BlackJetwww.blackjet.comChloe & Isabelhttp://www.chloeandisabel.com/Fabhttp://fab.com/FanBridgehttp://www.fanbridge.com/FundersClubhttps://thefundersclub.com/Foodziehttp://foodzie.com/EatClubhttp://www.myeatclub.com/Gigyahttp://www.gigya.com/GumGumhttp://gumgum.com/Hotel Tonighthttp://www.hoteltonight.com/Instacanv.ashttp://instacanv.as/Jellihttp://www.jelli.com/Gumroadhttps://gumroad.com/Kiwi Cratehttp://www.kiwicrate.com/Jirafehttp://jirafe.com/Knewtonhttp://www.knewton.com/InviteMediahttp://www.invitemedia.com/Liftopiahttp://www.liftopia.com/Investment Team:Bill Trenchard, Managing PartnerChris Fralic, Managing PartnerRob Hayes, Managing PartnerHoward Morgan, Managing PartnerPhin Barnes, Managing PartnerKent Goldman, Managing PartnerJosh Kopelman, Managing PartnerCece Cheng, AssociateGarber Venture Capital Fundwww.smeal.psu.edu/fcfe/garber/the-garber-venture-capital-centerVCInformation TechnologyLife Sciences & HealthcareMedical DeviceEarlyGarber Venture Capital Fund, established in 1999 (thanks to a $5 million commitment from Penn State Alumnus Dr. John Garber, and his wife Bette), brings reality to the teaching of entrepreneurship and venture capital by enabling MBA students to become actively involved in the process of equity investment and new ventures. Students examine current investment opportunities and decide whether to invest from the fund in a particular transaction. Since July 2002, the Fund has made seven investments, exited two, and written off two. It currently has three active investments: Healthy Humans LLC, a software platform that links patients to their physicians, Diamond Back Truck Accessories, a manufacturer and distributor of pick-up truck covers and other truck accessories and INDIGO Biosciences which has developed a unique method to cryogenically preserve nuclear receptor cells. The current analysis process utilized in selecting investments includes deep due diligence about a firm's management, projected marketplace and the viability of its financial model. Initial investments from the Fund have been between $100,000 and $325,000 and have been in the form of convertible debt or preferred stock.

c/o Farrell Center for Corporate Innovation and Entrepreneurship (FCFE), Smeal College of Business, The Pennsylvania State University409A Business BuildingUniversity ParkPA16802

Portfolio companies include:Healthy Humanshttp://www.healthyhumans.com/Diamond Back Truck Accessorieshttp://www.diamondbackcovers.com/INDIGO Bioscienceshttp://indigobiosciences.com/Real Time Tomographyhttp://www.realtimetomography.com/Investment Team:Dr. Anthony Warren, 814-865-4593twarren@psu.eduDr. Raghu Garud, 814-863-4534rgarud@psu.eduDr. Robert Macy, 814-867-0064macy@psu.eduDavid Lipson, Director, 814-865-0195dsl16@psu.eduGenacast Ventureswww.genacast.comVCInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaSports & EntertainmentSeedEarlyAn affiliate of Comcast, Genacast Ventures is a seed fund that invests up to $1 million in technology-centric Internet start-ups in the Northeastern US. Typical investments range from $250,000 to $750,000, with total round sizes up to $1,500,000. Genacast seeks technology-centric start-ups across a variety of sectors including Digital Media, eCommerce, Games, Mobile, Online Advertising, Software as a Service, and Web X.0. The firm works with companies in the Northeastern United States, preferably along the Boston to Washington, DC corridor.

One Comcast Center, 55th FloorPhiladelphiaPA19103

Portfolio companies include:Invite Mediahttp://www.invitemedia.com/Demdexhttp://www.demdex.com/DoubleVerifyhttp://www.doubleverify.com/PackLate.comhttp://www.packlate.com/Enterproidhttp://www.enterproid.com/index.phpMortar Datahttp://mortardata.com/LeadiDhttp://leadid.com/YieldMohttp://yieldmo.com/index.htmInvestment Team:Gil Beyda, Managing PartnerDaniel Ruch, Entrepreneur In ResidenceGIV Venture Partnerswww.givventurepartners.comVCInformation TechnologySoftware & InternetCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareEarlyGlobal Internet Ventures (GIV) is a private equity firm founded in 1999 by two leading entrepreneurs: Bill Melton and Dr. Jeong Kim. Bill Melton has founded companies such as VeriFone, Transactional Network Services, CyberCash, and other leading technology companies. Bill was also an early investor and Director on the Board of America Online. Dr. Jeong Kim founded Yurie Systems, which was sold to Lucent for $1.2 billion in 1998. The founders of GIV have started five companies, four of which reached successful IPOs, creating an aggregate $3 billion in market value. The current fund invests in the Mid-Atlantic region with a focus on rapidly growing, privately-held businesses in Enterprise Software & Services, Broadband, Bioinformatics & Emergent Technologies and CleanTech. Collectively the team at GIV has invested over $315 million in nearly 140 private equity transactions.

Radnor Financial Center150 N. Radnor Chester Rd., Suite F-200RadnorPA19087484-823-8008 302-239-9322

Portfolio companies include:Amperionhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=915772Nostixhttp://www.nostix.co.za/Paypalhttps://www.paypal.com/DigitalBridge Communicationshttp://digitalbridgecommunications.com/e4ehttp://e4e.com/Enterworks.comhttp://www.enterworks.com/FireFly Mobilehttp://www.fireflymobile.com/Advanced Decorative Systemshttp://advanceddecorative.com/American Gridhttp://americangrid.com/Argo Gasification Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=104422969BioNetrix Systemshttp://en.wikipedia.org/wiki/BiometricsChina Biznetworkhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=35294775Chinatronhttp://investing.businessweek.com/businessweek/research/stocks/private/snapshot.asp?privcapId=713334Cybercashhttps://www.paypal.com/cybercashEverest Softwarehttp://www.everestsoftwareinc.com/Kinzan.comhttp://www.kinzan.com/KnewCohttp://www.knewco.com/Acerhttp://www.acer.com/worldwide/selection.htmlAkamihttp://www.akamai.com/AOLhttp://www.aol.com/Amperionhttp://www.amperion.com/BPL Globalhttp://www.bplglobal.net/Cventhttp://www.cvent.com/Maxager Technologieshttp://www.thefreelibrary.com/Maxager+Technology.-a0170373612Mshow.comhttp://www.mshow.com/Onmobilehttp://www.onmobile.com/Yurie Systemshttp://www.nytimes.com/1998/04/28/business/lucent-technologies-to-acquire-yurie-systems-for-1-billion.htmlInvestment Team:Bill Melton, General Partnerbill@givinc.comHenry Haight, Managing MemberVijay Khanna, General Partnervijay@givinc.comRajiv Salimathrajiv@givinc.comMichael Long, CFOmike@givinc.comGPX Enterprises, LPwww.gpxenterprises.comPEFOFBusiness ServicesFinancial ServicesMiddle MarketGPX Enterprises, LP (GPX) is a private investment firm, focused on the sponsorship, development and management of selected private equity investments. GPX raises private capital separately for each transaction that the firm sponsors. GPX invests its own capital side-by-side with its investors in every transaction that it sponsors. Headquartered in the Philadelphia region, with offices in Philadelphia PA, and Haverford PA, GPX Enterprises and its affiliates are owned and controlled by founding partners, Thomas Gravina and Michael Peterson. The firm also makes Fund of Funds investments.

1717 Arch Street, 39th FloorPhiladelphiaPA19103215-259-2500215-259-2525

Portfolio companies include:EvolveIPhttp://www.evolveip.net/Nova Savings Bankhttp://www.novabank.comProGraphixhttp://www.prgrx.com/Seagrave Fire Apparatushttp://www.seagrave.com/Wausau Everesthttp://www.wausau-everest.com/BankersEdgehttp://www.bankersedge.com/Franklin Square Capital Partnershttp://franklinsquare.com/Patriot Financial Partnershttp://www.patriotcp.com/Seventy Six Capitalhttp://ventures.artistsandinstigators.com/GPX Realty Partnershttp://gpxrealty.com/Investment Team:Thomas J. Gravina, Executive Chairman & Co-FounderMichael A. Peterson, President & Co-FounderJeff Coursen, Managing PartnerRobert Higgins, Vice President, ControllerJohn G. Taylor, Vice President of FinanceMarc Rubinsohn, Chief Financial OfficerMichael I. Eisner, DirectorGraham Partnerswww.grahampartners.netPEMedical DeviceManufacturing & IndustrialTransportation & DistributionConsumer ProductsDefense & Homeland SecurityMiddle MarketGraham Partners is a private equity firm based in suburban Philadelphia that focuses on acquiring and investing in privately-held, middle-market industrial companies. Since the firm's founding in 1988, Graham Partners has closed over $3 billion in acquisitions, joint ventures, financings and divestitures. Graham Partners manages over $1.6 billion in equity capital under four private equity funds. While primarily focused on domestic industrial businesses with revenues between $30 million and $500 million, the firm's access to substantial capital resources and long-standing relationships provide it with the flexibility to pursue a wide variety of investment opportunities. Graham Partners typical equity investment size is between $10 million and $100 million.

3811 West Chester Pike Building 2, Suite 200 Newtown SquarePA19073610-408-0500 610-408-0600

Portfolio companies include:TransAxlehttp://www.transaxle.com/HB&G Building Productshttp://www.hbgcolumns.com/Line-Xhttp://www.linex.com/National Diversified Saleshttp://www.ndspro.com/Abrisa Industrial Glasshttp://abrisa.com/The Atlas Grouphttp://www.theatlasgroup.org/Berry Plasticshttp://www.berryplastics.comSchnellerhttp://www.schneller.com/Mittenhttp://www.mittenvinyl.com/home.phpB&B Electronicshttp://www.bb-elec.com/SP Industrieshttp://spindustries.com/Chelsea Building Productshttp://www.chelseabuildingproducts.com/home.aspxStrata Productshttp://www.strataworldwide.com/Eberle Designhttp://www.editraffic.com/home.htmlExteria Building Productshttp://www.exteriabp.com/Trimashttp://www.trimascorp.com/Western Industrieshttp://www.westernind.com/corp/corpmain.htmInfiltrator Systemshttp://www.infiltratorsystems.com/Henry Companyhttp://henry.com/Scandia Plasticshttp://scandiaplastics.com/Trimashttp://www.trimascorp.com/Anaheim Manufacturinghttp://anaheimmfg.com/Investment Team:Steven C. Graham, Founder and Senior Managing Principalsgraham@grahampartners.netJoseph G. May, Managing Principaljmay@grahampartners.netRobert A. Newbold, Managing Principalrnewbold@grahampartners.netChristopher A. Lawler, Managing Principalclawler@grahampartners.netWilliam P. McKee Jr., Managing Principalbmckee@grahampartners.netAndrew R. Snyder, Managing Principalasnyder@grahampartners.netChristina Morin, Managing Principalcmorin@grahampartners.netDalibor Pivcevic, Managing Principaldpivcevic@grahampartners.netJoshua M. Wilson, Managing Principaljwilson@grahampartners.netAdam B. Piatkowski, Managing Principalapiatkowski@grahampartners.netWilliam B. Timmerman III, Principalwtimmerman@grahampartners.netGreat Valley Technology Alliance (GVTA)www.greatvalleyalliance.comAInformation TechnologySeedEarlyCreated in March 2000, the Great Valley Technology Alliance (GVTA) is a regional, public-private partnership designed to facilitate the development of a knowledge-based, technology-focused economy for Northeastern Pennsylvania. The alliance is affiliated with the Great Valley Pennsylvania Angel Network (GV-PAN), a group of affiliated investors who provide early-stage financing to regional start-up businesses. Each member of GV-PAN makes his or her own investment decisions. To be a member of GV-PAN an individual must be an accredited investor. The group meets on a quarterly basis to review business plans, and to network with firms looking for Angel investments. In addition to its affiliation with GV-PAN, GVTA participates in several other programs including The Great Valley Business Plan Competition, which provides the winning team a $125,000 cash prize to launch their tech-based company, and the Entrepreneurship Institute, which is a three-day interactive workshop.

Scranton Enterprise Center201 Lackawanna Ave.ScrantonPA18503570-341-8099

Portfolio companies include:Management Team:Christopher J. Haran, Chief Executive Officer, 570-341-8099charan@greatvalleyalliance.comRobert J. Watts, Vice President, 570-341-8099rwatts@greatvalleyalliance.comIdea Foundrywww.ideafoundry.orgIInformation TechnologySoftware & InternetCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialEducation & TrainingSports & EntertainmentSeedEarlyFounded in 2002, Idea Foundry is a non-profit organization that supplies the critical ingredients to transform an entrepreneur's business idea into a Pennsylvania-based, fundable start-up. The Commonwealth of Pennsylvania and regional foundations support Idea Foundry's initiatives by funding fellowships that are awarded to selected individuals and their ideas. The cornerstone of Idea Foundry is its Transformation Fellowship Program, which provides funding and support services to bridge very early-stage, commercially viable ideas to the point where they can be seed funded by outside investors or be self-sustaining. An individual Transformation Fellowship of up to $100,000 will be spent on resources used in developing the business idea from a commercial perspective i.e. stipends, computer equipment, legal fees, etc. as required for development. Each idea submitted will be researched and, if selected, funded appropriately based on the specific needs to commercialize that idea. Since its inception, Idea Foundry has helped launch over 85 technology companies in a wide variety of industries, including Life Sciences / Healthcare IT, Energy Efficiencies / Green Tech, Advanced Materials, Entertainment Technology, Education, and Information Technology. Idea Foundry companies have gone on to create over 550 jobs, launch more than 70 products, raise over $166 million in follow-on funding, and earn over $185 million in revenues.

4551 Forbes Ave., Suite 200PittsburghPA15213412-682-3067412-682-3068

Portfolio companies include:ADMA Technologieshttp://adam-tech.com/BitArmorhttps://www.trustwave.com/encryption/Content Visionhttp://www.contentvision.com/Electric Owl Studioshttp://www.electricowlstudios.com/Fossil Free Fuelhttp://fossilfreefuel.com/Interbotshttp://www.interbots.com/Kiddixhttp://www.kiddix-computing.com/home/index.phpthreeRivers 3Dhttp://3rivers3d.com/AardvarQhttp://aardvarq.net/Akoonahttp://www.akoona.com/Apangea Learninghttp://www.apangea.com/Appiled Computational Technologieshttp://www.appcomptech.com/Assistwarehttp://www.assistware.com/Content/product_all.htmlAstrobotic Technologyhttp://astrobotictechnology.com/Biosafehttp://www.biosafe.com/BlackLocushttp://blacklocus.com/Buzby Networkshttp://www.buzbynetworks.com/Cartesia Dxhttp://www.cartesiadx.com/About.aspxCellular Tracking Technologieshttp://celltracktech.com/Circadiancehttp://www.circadiance.com/ClearCount Medical Solutionshttp://clearcount.com/ClearDatahttp://cleardata.net/Clearspring Technologieshttp://www.clearspring.com/First Insight http://www.firstinsight.com/GevenaMarshttp://genevamars.com/Go-Ophttp://goop.com/Guerilla Mobilehttp://www.guerillamob.com/Helium Networkshttp://www.heliumnetworks.com/ImpactGameshttp://impactgames.com/Industrial Learning Systemshttp://www.ilsystems.net/iTwixiehttp://www.itwixie.com/Jogger http://www.thejogger.com/MoGoeshttp://www.savorthesuccess.com/member/melissa-lucciolaMy RightNotehttp://myrightnote.com/MyGov365http://blog.mygov365.com/Qronohttp://qrono.com/SimonShowshttp://www.simonshows.com/WhereverTVhttp://www.wherever.tv/Investment Team:Michael M. Matesic, Chief Executive Officermmatesic@ideafoundry.orgNehal Bhojak, Director, Strategic Life Sciences Initiativesnbhojak@ideafoundry.orgMary Beth Guzzetta, Communications Manager/Fellowship Evaluation Managermbguzetta@ideafoundry.orgGary Gardiner, Manager, Entertainment & Education Initiativesggardiner@ideafoundry.orgHovde Private Equity Advisors, LLCwww.hovde.comPEFinancial ServicesMiddle MarketFounded in 1987, the Hovde Organization is an investment banking, asset management and private equity firm focused exclusively on the financial services sector. Hovde Private Equity Advisors, the firm's private equity arm, was founded in 1994 to create partnerships and invest partner private equity within the financial services industry. Since this time, Hovde's private equity practice has grown significantly to comprise equity investments in nine community banks and thrifts and two specialty finance companies. These investments include ownership of approximately 70% of Sunwest Bank, a NASDAQ-traded bank (symbol: SWST.OB), and 55% of U.S. Capital, a regional insurance premium finance company. In the last two decades, Hovde Financial has advised on over 275 merger and acquisition transactions with an aggregate deal value of over $20 billion and over $7.5 billion in branch transactions.

1826 Jefferson Place, NWWashingtonDC20036202-822-8117202-822-8432

Portfolio companies include:Concordhttp://ci.concord.ca.us/Kinloch Holdingshttp://www.kinlochholdings.com/Jefferson Bancorphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=281891FirstAtlantic Financial Holdingshttp://www.manta.com/c/mtgn2mf/firstatlantic-financial-holdings-incMiddlefield Banchttp://middlefieldbank.com/company/mbc.aspBay Bankhttp://www.baybankgb.com/Sunwest Bankhttp://sunwestbank.com/Investment Team: Eric D. Hovde, Managing Member and Chief Investment Officer, 202-822-8117ehovde@hovde.comJoseph J. Thomas, Managing Director, 202-775-8109jthomas@hovde.comRichard J. Perry, Jr., Managing Member and General Counsel, 202-82-8117rperry@hovde.comJeffrey A. Kashdin, Chief Financial Officerjkashdin@hovde.comShaun Murphy, Managing DirectorIncline Equity Partnershttp://inclineequity.com/PEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketFormerly known as PNC Equity Partners, Incline Management Corp. is a private equity firm formed in 2011 by three managing principals of PNC Equity Partners: Jack Glover, Wali Bacdayan, and Justin Bertram. The Incline team has worked together for 14 years at PNC Equity Partners and will continue to manage PNC Equity Partners I, L.P. and PNC Equity Partners II, L.P., a vehicle which is approximately 75 percent invested. Incline Management Corp. will be independent of PNC and focused on investments in middle market growth companies. Incline targets investments of $10-$30 million, in companies with EBITDA minimally $4 million, with enterprise values of $25 - $100 million. Preferred industries are light manufacturing, business and industrial services and distribution of companies located in the United States and Canada. Incline is currently investing through their third fund, Incline Equity Partners III, L.P.

EQT Plaza625 Liberty Ave., 3rd Floor PittsburghPA15222412-315-7800412-315-7799

Portfolio companies include:The Orthotic Grouphttp://www.theorthoticgroup.com/Bacharachhttp://bacharach-inc.com/Lone Star Overnighthttp://www.lso.com/Faucet Queenhttp://store.helpinghandtools.net/Environmental Expresshttp://www.envexp.com/Revolution Dancewearhttp://www.revolutiondance.com/Wheaton Industrieshttp://wheaton.com/Oracle Elevatorhttp://www.oracleelevator.com/Apex Analytixhttp://www.apexanalytix.com/Caldwell & Gregoryhttp://www.caldwellandgregory.com/Hilsingerhttp://www.hilco.com/The Country Vintnerhttp://www.countryvintner.com/Tangent Railhttp://www.stella-jones.com/Mainline Supplyhttp://www.mainlinesupply.com/Double E http://www.doubleeusa.com/Dorner Manufacturinghttp://www.dornerconveyors.com/Portechttp://www.portec.com/Investment Team:Justin Bertram, Founding Partner, 412-762-5939justin.bertram@inclineequity.comJack C. Glover, Founding Partner, 412-762-8371jack.glover@inclineequity.comWali Bacdayan, Founding Partner, 412-768-4333wali.bacdayan@inclineequity.comLeon Rubinov Principalleon.rubinov@inclineequity.comCharles P. Rossetti, Senior Associatecharles.rossetti@inclineequity.comJeffrey Huss, Senior Associatejeffrey.huss@inclineequity.comIndiana University of Pennsylvania Small Business Incubatorwww.iup.edu/incubator/default.aspxIInformation TechnologySoftware & InternetManufacturing & IndustrialBusiness ServicesSeedEarlyThe Indiana County Small Business Incubator was established in 1986 to provide manufacturing space and centralized business services to start-up and expanding companies. The Small Business Incubator has been funded by a variety of sources including the Ben Franklin Partnership. The Incubator offers tenants space, secretarial and general business services, and computer training. In addition, assistance is provided as needed with exporting, government contracting, accounting, management, and marketing. The Small Business Incubator management, comprised of IUP professors and professional staff, is also involved in the recruitment and development of businesses for the Commerce Park and the Corporate Campus Interchange Center.

650 South 13th StreetRobertshaw Building, Room 5IndianaPA15705724-357-7824724-357-3082

Tenant companies include:Commonplace Coffeehttp://thecommonplacecoffeehouse.com/Deal Machine Enterpriseshttp://dealmachine2011.ecrater.com/Espresso Analysthttp://espressoanalysts.com/Elan Mineralshttp://www.elanmin.com/Evergreen Boys and Girls Clubhttp://www.evergreenbgc.org/Fast Times Screenprintinghttp://www.fasttimes.us/Ilumina Clinical Associateshttp://www.iluminaclinicals.com/Moreau Technical Serviceshttp://www.moreautech.com/Phoenix Rehabilitationhttp://www.phoenixrehab.com/Pittsburgh Engineering Consultantshttp://www.manta.com/c/mmf57yx/pittsburgh-engineeringSisters Three Gluten Freehttp://www.sistersthreeglutenfree.com/W J Young & Associateshttp://www.wjyaengineers.com/Zentinelhttp://zen-tinel.com/Management Team:Dr. Robert Boldin, Director, 724-357-2179rboldin@iup.eduiNetworks Advisors, Inc.www.inetworksllc.comVCLife Sciences & HealthcareMedical DeviceEarlyFounded in 1999, iNetworks' investment objective is to achieve long-term capital appreciation through a diverse portfolio of investments, principally through a series of targeted, differentiated funds. The iNetworks BioOpportunity Fund is currently in the fund raising stage and targeting a fund size of $100 million (up to a maximum of $150 million). The Fund is a venture capital fund primarily seeking investments in the healthcare, biomedical, and life sciences fields. The iNetworks Michigan Fund, L.P. is designed to invest in seed and early stage healthcare and life science companies either located in or willing to move to the State of Michigan. The firm has additional offices in West Virginia and Ohio.

225 Ross St., 6th FloorPittsburghPA15219412-904-1014412-904-3983

Portfolio companies include:Propel IThttp://www.propelit.net/Basil Corporationhttp://www.corporationwiki.com/California/Irvine/basil-corporation/42104811.aspxAMSCO Biomedicalhttp://www.refurbtelco.com/manufacturers/amsco.phpPrecision Scientifichttp://precision-scientific.com/Suneva Medicalhttp://www.sunevamedical.com/Myriad Geneticshttp://www.myriad.com/Pharmacopeiahttp://www.usp.org/Etcetera Edutainmenthttp://www.etceteraedutainment.com/Finn-Aqua Santasalo-Sohlberg Oyhttp://utilities.zibb.com/trademark/finn-aqua/29276076AMSCO Scientifichttp://www.amsco99.com/Frac Biologicshttp://www.keystoneedge.com/innovationnews/frac0429.aspxOnyx Pharmaceuticalhttp://www.onyx-pharm.com/Immune Responsehttp://en.wikipedia.org/wiki/Immune_systemAmerican Sterilizerhttp://www.all-american-sterilizers.com/Vital Sensorshttp://vitalsensorstech.com/Sunquest Information Systemshttp://www.sunquestinfo.com/Investment Team:Anthony M. Lacenere, Co-Founder and Managing Directortony@inetworksllc.comCharles A. Schliebs, Co-Founder and Managing Directorcharlie@inetworksllc.comPradeep K. Khosla, Ph.D., Managing Director and Chief Science and Technology OfficerCarter Post, Senior AnalystTimothy J. Rawa, Vice-President of Finance & CFOtimm@inetworksllc.comDale Killmeyer, Vice President & Director of Corporate Financedkillmeyer@icapnetworks.comSam Salman, Manging Director, iNetworks BioOpportunity FundThomas J. Santone, Executive Chairman & Managing Directortsantone@icapnetworks.comThomas R. Joseph, Vice President tjoseph@icapnetworks.comVictor L. Bull, Managing Directorvbull@icapnetworks.comInnovation Capital Advisorswww.innovationcapital.comVCInformation TechnologySoftware & InternetLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesFinancial ServicesEarlyInnovation Capital Advisors, LLC is an early-stage venture capital management firm managing funds that invest in rapidly growing businesses in the Mid-Atlantic states. The firm focuses its investment activities in chemicals and materials; electronic materials and devices; information technology; nanotechnology; software; biotechnology (excluding human therapeutics); and business information services related to the legal, financial services and manufacturing industries. The Managing Principal of Innovation Capital Advisors is also the founder of Early Stage East, the largest venture conference specifically for early stage companies. The firm manages Innovation Ventures, L.P., an SBIC venture capital fund focused on growth and early-stage investments in enterprises located primarily on the East Coast, with a particular emphasis on the Mid-Atlantic region-Pennsylvania, Delaware and New Jersey. Typically, investments range from $500,000 to $1.5 million. The firm also manages the Delaware Innovation Fund (see profile).

313 West Liberty Street, Suite 321LancasterPA17603717-397-2279

Portfolio companies include:Magnify.nethttp://www.magnify.net/Centicehttp://centice.com/Inspired Technologieshttp://inspiredtechnologiesinc.com/Alinehttp://www.aline.com/Careerminds Grouphttp://www.careerminds.com/Maverick Network Solutionshttp://mavericknetworksolutions.com/Maxion Technologieshttp://maxion.com/Nanocomp Technologieshttp://www.nanocomptech.com/Probity Medical Transcriptionhttp://probitymt.com/SkillSurveyhttp://www.skillsurvey.com/Snipihttp://www.snipi.com/Weather Trends Internationalhttp://www.wxtrends.com/CMPLYwww.cmp.lyInvolviohttp://involvio.com/LoSowww.loso.netInvestment Team:David J. Freschman, Managing Principaldjf@innovationcapital.comPatrick J. Foley, Jr., Principalfoleypj@innovationcapital.comMike Kelley, Venture Partnermjk@innovationcapital.comKaren Griffith Gryga, Venture Partnerkgg@innovationcapital.comInnovation Philadelphiawww.innovationphiladelphia.comVCInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaLife Sciences & HealthcareSports & EntertainmentEarlyFounded in 2001 by the City of Philadelphia, Innovation Philadelphia is a non-profit economic development organization that serves 11 counties in Southeastern Pennsylvania, Southern New Jersey and Delaware. Innovation Philadelphia is working to establish the Greater Philadelphia Region as a national leader and destination for Creative Economy industries, businesses and talent. The organization has established the Creative Economy Investment Fund (CEIF) to support the growth of the region's for-profit creative economy businesses by providing pre-seed and early-stage investments that range from $25,000 to $150,000. Innovation Philadelphia has funded 11 companies through the Creative Economy Investment Fund.

2600 Centre Square West1500 Market StreetPhiladelphiaPA19102215-496-8110215-977-9618

Portfolio companies include:Cira Discovery Scienceshttp://www.ciradiscovery.com/Aereon Solutionshttp://www.thesoftwarenetwork.com/Software-Vendors/Aereon-Solutions-Incorporated/Immune Controlhttp://www.corridorpharma.com/Investment Team:Rich Bendis, Chairman of the Board, 215-496-8102rbendis@bendisig.comInnovation Workswww.innovationworks.orgIEDInformation TechnologySoftware & InternetCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareMedical DeviceSeedEarlyInnovation Works (IW) has played a vital role in Southwestern PA's technology economy, investing capital, business expertise, and other resources into high-potential companies with the greatest likelihood for regional economic impact. IW is the single largest investor in seed-stage companies in the region. The fund also provides resources for manufacturers to adopt new technologies. IW is part of the Ben Franklin Technology Partners (see profile), a statewide network that fosters innovation to stimulate Pennsylvania's economic growth and prosperity. Innovation Works has invested $52.3 million in more than 152 technology startups. IW's Seed Fund targets start-up companies that are American-owned; located or willing to relocate to the Southwestern Pennsylvania region; employ fewer than 50 people; and are developing proprietary technology in the areas of Life Sciences and Information Technology. In 2007, Innovation Works launched AlphaLab (see profile), an immersive environment where entrepreneurs can tap IW's onsite experts for business and market advice and exchange ideas with other entrepreneurs launching in similar markets. Companies selected to participate in AlphaLab's intensive 20-week program receive: $25,000 in seed-stage funding, Mentorship, Educational Sessions, and Office Space.

2000 Technology Drive, Suite 250 PittsburghPA15219-3109412-681-1520 412-681-2625

Portfolio companies include:Powercasthttp://www.powercastco.com/BitArmor Systemshttps://www.trustwave.com/encryption/Cepstralhttp://cepstral.com/Crystalplexhttp://www.crystalplex.com/Default.asp?Redirected=YPeriOptimumhttp://www.steris.com/perioptimum/AardvarQhttp://aardvarq.net/Medallion Analyticshttp://medallionanalytics.com/Vivisimohttp://vivisimo.com/Accipiter Systemshttp://www.accipitersystems.com/Aethonhttp://www.aethon.com/Agentasehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28718818Alertekhttp://www.manta.com/c/mm7tvql/alertek-llcAllFacilities Energy Grouphttp://www.allfacilitiesenergygroup.com/Allpoint Systemshttp://allpointsystems.com/ALung Technologieshttp://alung.com/American Roadprintinghttp://www.facebook.com/pages/American-Roadprinting/112458172110464?v=infoAppalachian Lighting Systemshttp://www.appalachianlightingsystems.com/ATRP Solutionshttp://atrpsolutions.com/Xactixhttp://www.xactix.com/Biosafehttp://www.biosafe.com/Blue Belt Technologieshttp://www.bluebelttech.com/Bossa Nova Roboticshttp://www.bnrobotics.com/BPL Globalhttp://www.bplglobal.net/Buedahttp://blog.bueda.com/Caliber Infosolutionshttp://caliberinfosolutions.com/Carmell Therapeuticshttp://carmellrx.com/Carnegie Speech Companyhttp://www.carnegiespeech.com/CastGrabberhttp://www.castgrabber.net/Deeplocalhttp://www.deeplocal.com/Diamydhttp://www.diamyd.com/Etcetera Edutainmenthttp://www.etceteraedutainment.com/FlashGroup.comhttp://flashgroup.com/ImpactGameshttp://impactgames.com/Industry Weaponhttp://blog.industryweapon.com/ModClothhttp://www.modcloth.com/LeftRight Studioshttp://leftrightstudios.net/Safabahttp://www.safaba.com/Seegridhttp://www.seegrid.com/Investment Team:Rich Lunak, President and Chief Executive Officerrlunak@innovationworks.orgJim Jen, Director, AlphaLab/Executive in Residencejjen@innovationworks.orgBob Starzynski, Director of Business Developmentbob@innovationworks.orgFrank Demmler, Vice President, Entrepreneurial Executives Teamfdemmler@innovationworks.orgTerri Glueck, Director, Community Development & Communicationstglueck@innovationworks.orgChuck Brandt, Ph.D, Vice President, Technology ProgramsInternet Capital Group (ICG)www.internetcapital.comVCSoftware & InternetGrowthExpansionFounded 1996, ICG (Nasdaq:ICGE) owns, builds and acquires on-demand Internet software companies that drive business productivity and reduce transaction costs between firms. ICG identifies, capitalizes and grows companies in the SaaS and tech-enabled BPO sectors that share common attributes, such as: Offering clients web-enabled software platforms; Automating complex workflow processes; Delivering comprehensive solutions (software, content data and transactions); Generating predictable, recurring revenue streams with relatively fixed costs; and Engaging clients in multi-year contracts. ICG has the financial flexibility to evaluate deals large and small, typically no smaller than $10 million and upwards to $30 million. ICG targets companies with revenues greater than $10 million either at or near profitability. ICG makes both control acquisitions, and minority venture investments.

555 E. Lancaster Ave, Suite 640RadnorPA19087610-727-6900610-727-6901

Portfolio companies include:Freebordershttp://www.freeborders.com/StarCitehttp://www2.starcite.com/starcite/GovDeliveryhttp://www.govdelivery.com/Investor Forcehttp://www.investorforce.com/Channel Intelligencehttp://www.channelintelligence.com/Metastormhttp://www.metastorm.com/WhiteFencehttp://www.whitefence.com/Acquirgyhttp://www.acquirgy.com/GoIndustry DoveBidhttp://www.go-dove.com/SeaPass Solutionshttp://www.seapass.com/MSDS Onlinehttp://www.msdsonline.com/Procurianhttp://procurian.com/Investment Team:Kamal Advani, Managing Director, Operationskadvani@internetcapital.comDouglas A. Alexander, PresidentWalter W. Buckley, Co-Founder, CEOwbuckley@internetcapital.comDarren Sandberg, Managing DirectorSuzanne L. Niemeyer, General Counsel, Managing Director and Secretarysniemeyer@internetcapital.comKirk Morgan, CFOkmorgan@internetcapital.comJohn Loftus, Managing DirectorVince Menichelli, Managing DirectorMatthew Safaii, Managing DirectorMASA Life Science Ventures, LPwww.mlsvfund.comVCLife Sciences & HealthcareMedical DeviceEarlyMASA Life Science Ventures, LP (MLSV) is a venture capital fund focused on adding real value to the best of private, high-growth biotechnology and life science companies. MLSV's investors include several of Japan and Korea's leading corporations and financial institutions. The Fund's primary areas of interest include: Biotherapeutics, Specialty Pharma, Medical Devices, and Healthcare and Bio IT. MASA Life Science Ventures makes its initial investments in companies that meet the following criteria: located in the United States, Canada, Europe and Israel; in the industries of Biotherapeutics, Devices, Diagnostics, Healthcare and Bio IT; and a transaction size of $250,000 - $1,500,000.

1701 16th Street, NW, Suite 716WashingtonDC20009202-309-2071202-478-1619

Portfolio companies include:JADO Technologieshttp://www.jadousa.com/Potentia Pharmaceuticalshttp://potentiapharma.com/MediQuest Therapeuticshttp://mqti.com/Cima NanoTechhttp://www.cimananotech.com/enGenehttp://www.engeneinc.com/MaxCytehttp://www.maxcyte.com/Correlogic Systemshttp://www.correlogic.com/Fasgenhttp://www.fasgen.com/Envisionier Medical Technologieshttp://envisionier.com/Cytox Grouphttp://www.cytoxgroup.com/Investment Team:A. Sinclair Dunlopsdunlop@mlsvfund.comKyp SirinakisIsao Kikuchi, Business Development Manager (Japan)kikuchi@acube.bzIntrepid Capital Partners, LLCwww.intrepidpartners.comVCPEInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareBusiness ServicesTransportation & DistributionFinancial ServicesReal EstateEarlyGrowthExpansionMiddle MarketIntrepid Capital Partners (ICP) is a privately owned investment partnership formed in early 2002 by Warren V. "Pete" Musser and Cyrus K. Vandrevala. ICP was established as a holding company to finance private equity investments in several industries. Industries that ICP has prior experience with and continue to explore include Financial Services, Healthcare, Technology, Telecommunications, Insurance, and Infrastructure. Regional focus is currently being placed on North America and India to take advantage of market opportunities and the partners' industry and geographic expertise. The firm generally makes control investments in growing, profitable companies, but opportunistically will consider investments in early-stage businesses, minority investments, and investments in companies near the point of profitability. Intrepid targets companies with revenues of $15-250 million and operating profit of at least 10%. Musser is the founder of Pennsylvania-based Safeguard Scientifics (see profile).

435 Devon Park Drive, Building 500WaynePA19087610-254-4121484-581-2024

Portfolio companies include:Zentahttp://www.zenta.com/Investment Team: Pete Musser, FounderCyrus Vandrevala, FounderDave Delellis, Managing Director, 610-999-3344ddelellis@intrepidpartners.comJoe DeLuca, Managing Director, 610-230-2333joe.deluca@intrepidpartners.comInverness Graham Investmentswww.invernesscap.comPEManufacturing & IndustrialBusiness ServicesExpansionMiddle MarketFounded in 2003, Inverness Graham Investments, LP is a $250 million private equity fund which provides growth and expansion capital to innovative, high growth industrial companies and industrial technology providers. Inverness Graham focuses exclusively on lower middle market transactions, investing equity capital in companies with enterprise values of less than $75 million and EBITDA between $3 million and $10 million. Inverness Graham targets high-growth, technology-enabled manufacturing and service companies in industry segments where innovation is driving growth, such as: Medical/pharma manufacturing and processing; production, storage, and distribution of energy, power and water; and enabling technologies such as wireless and software. Inverness is sponsored by the Graham Group (see profile), a privately held concern founded in 1960 that is comprised of industrial and investment businesses with more than $2.5 billion in net assets.

The Graham Group3811 West Chester Pike, Building 2, Suite 100Newtown SquarePA19073610-722-0300610-251-2880

Portfolio companies include:ExtruMedhttp://extrumed.com/contactus.htmlB&B Electronicshttp://www.bb-elec.com/DemandPointhttp://www.demandpointinc.com/Nexergyhttp://iccnexergy.com/SmartFlow Technologieshttp://smartflow-tech.com/Infiltrator Systemshttp://www.infiltratorsystems.com/SkyBitzhttp://www.skybitz.com/Energy Solutionshttp://www.energysolutions.com/Nobleshttp://nobles.com/TechDevicehttp://techdevice.com/Faxitronhttp://faxitron.com/Nexianthttp://nexiant.com/Raco Wirelesshttp://www.racowireless.com/Datasourcehttp://www.data-source.com/ICCNexergyhttp://www.iccnexergy.com/Investment Team:Kenneth A. Graham, Senior Managing Principalkgraham@invernesscap.comScott A. Kehoe, Managing Principalskehoe@invernesscap.comSkip Maner, Managing Principalsmaner@invernesscap.comSteven F. Wood, CEO Inverness Graham Operating Groupswood@invernesscap.comMichael B. Morrissey, Managing Principalmmorrissey@invernesscap.comTrey Sykes, Principaltsykes@invernesscap.comLaunchCyte, LLCwww.launchcyte.comVCLife Sciences & HealthcareSeedLaunchCyte creates, seeds, and harvests life sciences innovation. Probing the world's biotech research institutions, LaunchCyte acquires technologies that satisfy healthcare needs. The firm then licenses the best of these technologies, and drives them to market by creating new start-up companies. Since its founding in 2000, the firm has created six companies that offer unique technologies and products to improve healthcare and the human condition. The companies have platform technologies that solve problems relating to a particular disease state or method of improving diagnosis, drug development, or clinical trials.

2403 Sidney St., Suite 271 PittsburghPA15203412-481-2200 412-592-0349

Portfolio companies include:Reaction Biologyhttp://reactionbiology.com/Crystalplexhttp://www.crystalplex.com/Default.asp?Redirected=YImmunetricshttp://immunetrics.com/Proteopurehttp://proteopure.com/Knopp NeuroScienceshttp://www.knoppneurosciences.com/Celsensehttp://celsense.com/Investment Team:Tom Petzinger, Founder, Chairman, President & CEOtom@launchcyte.comBabs Carryer, Co-Founder, Directorbabs@launchcyte.comGregory T. Hebrank, M.D., M.B.A., Directorgreg@launchcyte.comMichael Turpin, DirectorRobert Unkovic, DirectorWilliam Mitchell, DirectorMilestone Merchant Partnerswww.milestonecap.comPEMBFinancial ServicesEarlyMiddle MarketFounded February 2001, Milestone Merchant Partners is a NASD licensed broker/dealer and is headquartered in Washington, DC, with additional offices in New York, Miami, FL and Southern California. Milestone's core focus is providing investment banking services to institutions and companies within the financial services sector. Milestone also participates in merchant banking activities. Investment can come in many forms, including, early stage financing for de novo banks and start up finance companies and insurance companies, growth capital for companies looking to accelerate asset growth and earnings enhancement, or acquisition financing for companies seeking to complement organic growth with either "fill in" or "bolt on" acquisitions. The firm also operates Milestone Capital, an $88 million private equity fund focused on control buyouts of underperforming corporate orphans with revenues of $25-150 million.

1775 Eye Street NW, Suite 800WashingtonDC20006202-367-3000202-367-3001

Portfolio companies:Kane Reid Securities Grouphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28465081Florida Tile Industrieshttp://www.floridatile.com/Investment Team:Barry N. Dickstein, Managing Director, 202-367-3023bdickstein@milestonecap.comTimothy W. Stute, Managing Director, 202-367-3014tstute@milestonecap.comEugene S. Weil, Chief Executive Officer, 202-367-3002gweil@milestonecap.comTimothy Kruse, Managing Director, 202-367-3025tkruse@milestonecap.comRichard Buckner, Managing Director, 202-367-3006rbuckner@milestonecap.comM. Katherine Lynch, Managing Director, 202-367-3005klynch@milestonecap.comChristopher M. Olsen, Managing Director, 202-741-3671colsen@milestonecap.comLiberty Venture Partners, Inc.www.libertyvp.comVCInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareBusiness ServicesEarlyFounded in 1997, Liberty Venture Partners is a venture capital management firm specializing in information technology, health care, wireless infrastructure, business process outsourcing, and Internet technologies and services. Liberty typically invests $1,000,000 to $3,000,000 as its initial investment, with the expectation of participating in future financings. The partners have more than 30 years of venture capital investing experience and have been involved with more than 15 IPOs and 40 mergers and acquisitions. The firm seeks to invest throughout United States, with a concentration on the Mid-Atlantic region.

Two Commerce Square2001 Market Street, Suite 3820PhiladelphiaPA19103267-861-5692 267-861-5696

Portfolio companies include:Animashttp://www.animas.com/Coalescent Surgicalhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=26624MEDecisionhttp://www.medecision.com/Otherahttp://en.wikipedia.org/wiki/OtheraPharmitashttp://pharmitas.com/Tickets.comhttp://www.ticketmaster.com/Xanitoshttp://www.xanitos.com/XOsofthttp://www.arcserve.com/us/products/ca-arcserve-high-availability.aspxAdhezion Biomedicalhttp://adhezion.com/ANI Pharmaceuticalshttp://www.anipharmaceuticals.com/ExpertPlanhttps://www.expertplan.com/login1a.jspGCA Servces Grouphttp://www.gcaservices.com/Lagoshttp://en.wikipedia.org/wiki/LagosOthera Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=11312819Investment Team:Maria Hahn, Chief Financial Officer, 215-282-4439mhahn@libertyvp.comThomas Morse, Co-Founder and Principal, 215-282-4434tmorse@libertyvp.comDavid J. Robkin, Co-Founder and PrincipalKathy Crothall, PrincipalLife Sciences Greenhouse of Central Pennsylvaniawww.lsgpa.comVCILife Sciences & HealthcareSeedEarlyThe Life Sciences Greenhouse became operational in 2002 and is a public/private venture whose mission is to commercialize bioscience technologies. Clients include university-based researchers and technology development groups, emerging companies, and companies seeking to expand or relocate. The Life Sciences Greenhouse of Central Pennsylvania provides investment funding up to $1 million in milestone-driven convertible debt (which can be exchanged for a specified amount of another, related security, at the option of the issuer and/or the holder) or equity financing to viable seed-stage company (that is established with a CEO, a business plan and intellectual property assigned to it or owned by it, but typically no sales record as yet), or established life sciences companies that have significant potential for commercial growth.

225 Market St., Suite 500 HarrisburgPA17101717-635-2100717-635-2010

Portfolio companies include:Azevan Pharmaceuticalshttp://www.azevan.com/home/Saladax Biomedicalhttp://www.saladax.com/NanoHorizonshttp://www.nanohorizons.com/ProSanoshttp://www.prosanos.com/Apeliotus Vision Sciencehttp://www.hersheyresearch.com/apeliotus-vision-science.htmlChaperone Technologieshttp://investing.businessweek.com/businessweek/research/stocks/private/snapshot.asp?privcapId=9090223SoftGeneticshttp://www.softgenetics.com/QuantumBiohttp://www.quantumbioinc.com/Deltagenhttp://www.deltagen.com/Immunomic Therapeuticshttp://immunomix.com/Indigo Bioscienceshttp://indigobiosciences.com/Ras Therapeuticshttp://www.rastherapeutics.com/INRange Systemshttp://www.inrangesystems.com/Saladax Biomedicalhttp://www.saladax.com/SoftGeneticshttp://www.softgenetics.com/Strategic Polymer Scienceshttp://www.strategicpolymers.com/Micro Interventional Deviceshttp://www.microinterventional.com/Investment Team:Mel Billingsley, President & CEOmlb@lsgpa.comRon Thiboutot, Vice President, Science & Technologyrthiboutot@lsgpa.comMichele Washko, Vice President, Strategic Servicesmwashko@lsgpa.comSteve Carpenter, Vice President, Venture Operationscarpenter@lsgpa.comNew Horizons Venture Capital, LLCwww.newhorizonsvc.comVCInformation TechnologySoftware & InternetCommunications & NetworkingEarlyNew Horizons Venture Capital invests in early stage start-up firms with business models that deliver high value-added, differentiated services while generating longer-term, sustainable earnings. While the firm has no predetermined maximum investment size, New Horizons typically invests between $1-4 million initially, with the expectation of more than tripling this amount in subsequent financing rounds. New Horizons, with its sister leveraged buy-out firm Capitol Partners (see profile), manages $200 million in assets. New Horizons typically focuses on horizontal, 'foundations'-based investments whose product-service offerings are deployable across many vertical segments, such as: Software Applications and Services, Enabling Technologies and Tools, Communications Infra-structure, and Wireless Applications and Services.

1808 Eye Street, NW, Suite 200WashingtonDC20006202-955-7965202-955-7966

Portfolio companies include:EyeCast.comhttp://eyecat.com/ONEWORLD Software Solutionshttp://www.jordanembassyus.org/03312000007.htmInvestment Team:T.J. Jubeir, Managing Partnerjubeir@newhorizonsvc.comJulie Jubeir, Senior Vice PresidentNew Magellan Ventureswww.newmagellan.comVCSoftware & InternetTransportation & DistributionEarlyGrowthNew Magellan Ventures (NMV) provides advisory and management consulting services to private clients with a focus on international business. NMV's services include: international market access facilitation; strategic partner identification; overall strategy development; technical and business due-diligence; market intelligence; business opportunity analysis; and business and marketing plans development. New Magellan Ventures creates and acquires profitable investment opportunities with a focus on early-stage, high-potential, growth companies. New Magellan Ventures takes a lead role in managing and growing its portfolio companies during the first three to five years of operations.

1212 New York Avenue NW, Suite 700WashingtonDC20005202-783-9320202-783-9329

Portfolio companies include:US- Japan High Speed Railhttp://usjhsr.com/USJHSR/Welcome.htmlLone Star High-Speed Railhttp://lonestarhighspeedrail.com/LSHSR/Welcome.htmlUS -Japan MAGLEVhttp://www.usmaglevcoalition.com/projects.phpThe Northeast MAGLEVhttp://www.usjmaglev.com/USJMAGLEV/Welcome.htmlNew Magellan Development Internationalhttp://www.magellandevelopment.com/New Magellan Resourceshttp://newmagellanresources.com/NMR/Services.htmlNMV Consultinghttp://nmvconsulting.com/NMV_Consulting/Welcome.htmlModo Labshttp://modolabs.com/Investment Team:Richard P. Lawless, Founding PartnerMark Madison Walker, Founding Partnermark.walker@newmagellan.comMichael J. Finnegan, Founding PartnerMelvin E. Richmond, Jr., Founding Partnermel.richmond@newmagellan.comKathryn Card Kaufman, Founding PartnerNewSpring Capitalwww.newspringventures.comVCPEInformation TechnologyLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialBusiness ServicesGrowthExpansionMiddle MarketNewSpring Capital is a family of targeted private equity funds focused on the Mid-Atlantic region of the United States. Since the group's founding in 1999, NewSpring has grown from a single, $90 million venture fund to a family of three funds, representing more than $800 million of capital under management. The NewSpring Capital family of funds includes: NewSpring Growth, a venture fund providing equity capital to growth- and expansion-stage companies focused on enabling technologies, business services, and information technology; NewSpring Healthcare, a diversified health care private equity fund that invests in biopharmaceutical, health care services, and medical device companies; and NewSpring Mezzanine Capital, a mezzanine private equity fund focused on late-stage and buy-out opportunities in business services, information technology, health care, and specialty manufacturing.

655 Fifteenth StreetNW 2nd FloorWashingtonDC20005610-567-2380610-567-2388

Portfolio companies include:AppTec Laboratory Serviceshttp://www.apptecls.com/EKR Therapeuticshttp://ekrtx.com/Immune Controlhttp://www.corridorpharma.com/Core Essence Orthopaedicshttp://ceortho.com/Corridor Pharmaceuticalshttp://www.corridorpharma.com/Habit Opcohttp://www.habitopco.com/MinSec Holdingshttp://www.minsec.com/Nitric BioTherapeuticshttp://www.nitricbio.com/Precyse Solutionshttp://precyse.com/Putneyhttp://en.wikipedia.org/wiki/PutneyBluenoghttp://www.bluenog.com/Exegyhttp://exegy.com/Fiberlinkhttp://www.maas360.com/eXelatehttp://exelate.com/FirstBest Systemshttp://www.firstbest.com/GCA Services Solutionshttp://gcasolutions.com/Habit Opcohttp://www.habitopco.com/en/Internet Pipelinehttp://ipipeline.com/LifeShieldhttp://www.lifeshield.com/LiquidHubhttp://www.liquidhub.com/NewSpring Growth Investment Team:Mike DiPiano, Managing PartnerMDiPiano@NewSpringCapital.comMarc R. Lederman, PartnerMLederman@NewSpringCapital.comGlenn T. Rieger, General PartnerGRieger@NewSpringCapital.comJonathan S. Schwartz, Partner and CFOJSchwartz@NewSpringCapital.comKapila Ratnam, PrincipalKRatnam@NewSpringCapital.comEric Jensen, PrincipalEJensen@NewSpringCapital.comNewSpring Healthcare Investment Team:Brian G. Murphy, General PartnerBMurphy@NewSpringCapital.comZev S. Scherl, General PartnerZScherl@NewSpringCapital.comBruce L. Downey, PartnerBDowney@NewSpringCapital.comNewSpring Mezzanine Capital Investment Team:Steven D. Hobman, General PartnerSHobman@NewSpringCapital.comAndrew Panzo, General PartnerAPanzo@NewSpringCapital.comGreg Barger, PartnerGBarger@NewSpringCapital.comNextPoint Partners, LPwww.nextpointvc.comVCPEInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaEarlySince 1990, NextPoint's principals have invested in more than 160 companies and more than 35 "going public" transactions. NextPoint Partners III is an early-stage venture capital fund that invests $250,000 to $4 million in technology companies, mostly in the software, Internet, media, and communications industries, primarily in the Mid-Atlantic region. The firm also manages NextPoint Transition Fund, a private equity "hybrid" hedge fund that invests $3-15 million in operating companies, mostly with fair market values between $20-100 million, with management teams seeking to transition into exchange-listed public companies within two years.

701 Pennsylvania Ave., N.W., Suite 900WashingtonDC20004202-255-6964

Portfolio companies include:webMethodshttp://www.softwareag.com/corporate/products/wm/default.aspCovelight Systemshttp://www.radware.com/content/products/inflight/default.aspXtremeSpectrumhttp://xtremespectrum.com/Visual Scienceshttp://visualsciencesinc.com/CampusUhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=109866Investment Team:Michael Faber, Managing General Partner, 202-255-6964mf@nextpointvc.comNGP Energy Technology Partnerswww.ngpetp.comVCEnergy & Clean TechEarlyNGP Energy Technology Partners, established in 2005, is a leading private equity firm investing equity capital for growth and buyout transactions for companies that provide products and services to the oil and gas, power, energy efficiency, and alternative energy sectors. NGP ETP, with $496 million in capital under management, is affiliated with NGP Energy Capital Management, a $13 billion firm that has been a leading investor in the natural resources sector since 1988. NGP ETP is headquartered in Washington, D.C. and has offices in Irving, TX and New Orleans, LA. The firm's investments range between $5 million and $20 per company, but NGP has led investment rounds of up to $100 million. NGP ETP's investments can take the form of growth capital or buyout capital. The firm's growth capital investments typically represent a minority, non-control position with proceeds used to fund a company's strategic plan. NGP's buyout capital investments typically represent a majority control position through the acquisition of equity from existing shareholders and can be accompanied by the use of leverage for EBITDA positive businesses. The firm's preference is to lead transactions and invest in North America.

1700 K Street NW, Suite 750WashingtonDC20006202-536-3920202-536-3921

Portfolio companies include:DynaPumphttp://www.dynapumpinc.com/ISEhttp://www.ise.com/Lehigh Technologieshttp://www.lehightechnologies.com/groSolarhttp://www.grosolar.com/Southwest Windpowerhttp://www.windenergy.com/American Wind Capitalhttp://americanwindcapital.com/Community Energyhttp://www.communityenergyinc.com/LedEnginhttp://www.ledengin.com/Turbine Air Systemshttp://tas.com/Environmental Drilling Solutionshttp://environmentalds.com/Flogistixhttp://logistix.com/GeoDigital Internationalhttp://geodigital.com/GreatPoint Energyhttp://www.greatpointenergy.com/Living Earthhttp://www.livingearth.net/Managed Pressure Operationshttp://managed-pressure.com/Penn Power Grouphttp://www.pennpowergroup.com/Renewable Energy Grouphttp://www.regfuel.com/Southwest Windpowerhttp://www.windenergy.com/TPI Compositeshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4363226TAS Energyhttp://tas.com/Viking Oil Toolshttp://www.vikingoiltools.com/Investment Team:Philip J. Deutch, Managing Partnerpdeutch@ngpetp.comChristopher D. Sorrells, Managing Partnercsorrells@ngetp.comBruce Schulman, Managing DirectorRodd Macklin, Chief Financial OfficerJason Hicks, Vice Presidentjhicks@ngetp.comMichael LeBourgeois, Vice Presidentmichael@ngpetp.comAlex Deegan, Vice PresidentGuardian Capital Partnerswww.guardiancp.comPELife Sciences & HealthcareMedical DeviceManufacturing & IndustrialBusiness ServicesConsumer ProductsMiddle MarketGuardian Capital Partners is a private equity firm based in suburban Philadelphia that makes control investments in lower middle market manufacturing and service companies. Guardian recently closed its debut fund with just over $50 million in capital commitments. The firm partners with management teams and provides business and liquidity solutions to sellers of family-owned businesses or non-core divisions of larger corporations. Guardian targets companies with revenues between $15 million and $75 million, and have the flexibility to pursue larger transactions through co-investor relationships. The firm pursues companies in the industries/ sectors of Industrial/Manufacturing, Business Services, Consumer Products, Healthcare & Medical Devices.

353 West Lancaster Avenue, Suite 130WaynePA19087610-964-1500610-465-8900

Portfolio companies include:Sure Fithttp://www.surefit.net/index.cfmCorporate Call Centerhttp://www.corporatecallcenter.com/PPI-Time Zerohttp://ppi-timezero.com/R&D Circuitshttp://www.rdcircuits.com/Rio Brandshttp://www.riobrands.com/Investment Team:Scott D. Evans, Managing Partnersevans@guardiancp.comPeter H. Haabestad, Managing Partnerphaabestad@guardiancp.comHugh Kenworthy III, Managing Partnerhkenworthy@guardiancp.comAdrian R. Ironside, Principalaironside@guardiancp.comChristopher S. Fugaro, Senior Associatecfugaro@guardiancp.comVishal B. Patel, Analystvpatel@guardiancp.comOxantium Ventureswww.oxantiumventures.comVCInformation TechnologyCommunications & NetworkingEnergy & Clean TechSeedEarlyGrowthExpansionLaunched Janaury 2008, Oxantium Ventures invests worldwide in a diversified range of companies, distributed across three stages of enterprise development - seed, early stage, and growth. Targeting early innovation, with typical funding levels of $100,000 to $1 million, seed investments focus on technology incubators, technology transfer groups, and business-to-innovation service enterprises. With typical investments in the range of $2-6 million, early stage activities are aimed at small companies as they raise their first or second round of financing to complete their technology offering and establish a customer base. Growth-oriented investment is focused on companies with high potential of proceeding to an IPO or trade sale within the next several years. Serving capital needs in the range of up to $20 million, Oxantium supports small- and medium-size enterprises that have established steady growth with a reasonably developed customer base. The firm targets investments in Emerging Computing, Wireless Everywhere, Collaboration, and Enabling Technologies.

2600 Virginia Ave. NW, Ste. 512WashingtonDC20037202-256-5646

Portfolio companies include:RF Nanohttp://rfnano.com/iMovehttp://www.imoveinc.com/EnerTech Environmentalhttp://www.enertech.com/E.A.R.T.H.http://en.wikipedia.org/wiki/EarthMake a Mindhttp://www.makeamind.com/Solar Array Ventureshttp://solararrayventures.com/Wireless World Nethttp://www.wirelessworldnet.com/Investment Team:Richard Wirt, PrincipalNewton Howard, PrincipalSergey Kanareykin, Principalsergey.kanareykin@oxantium.comPaladin Capital Groupwww.paladincapgroup.comVCPEInformation TechnologySoftware & InternetCommunications & NetworkingEnergy & Clean TechDefense & Homeland SecurityEarlyGrowthExpansionMiddle MarketHeadquartered in Washington, D.C., Paladin Capital group is a leading multi-stage private equity firm providing capital for growing companies whose principal business centers on products and services that address homeland security issues and needs. Paladin has over $950 million under management across multiple funds and 36 portfolio companies. Paladin focuses on infrastructure assurance and business continuity in a variety of verticals. Current portfolio companies include enterprises focused on identity management, antimicrobial solutions, alternative energy, mesh networks, IT services, data storage, business process software, network management software and detection. Paladin established its first fund in 2001, launched the $235M Homeland Security Fund in 2004, and its follow-on fund, Paladin III in 2008. Paladin Capital Partners Fund, targets small to medium size, worker-friendly, growth companies with proven management, products and services. The Paladin Homeland Security Fund, LP invests in enterprises whose principal business centers on products and services that address homeland security issues and needs. The firm seeks investments between $5-$25 million.

2020 K St. NW, Suite 400WashingtonDC20006202-293-5590202-293-5597

Portfolio companies include:Adapxhttp://www.adapx.com/Initiatehttp://www.merriam-webster.com/dictionary/initiateLuminus Deviceshttp://www.luminus.com/Renewable Energy Productshttp://www.renewableenergyworld.com/rea/productsRoyalty Pharmahttp://www.royaltypharma.com/CloudShieldhttp://www.cloudshield.com/Iptiviahttp://gigaom.com/2008/01/30/iptivia-and-next-gen-network-monitoring/HelioVolthttp://www.heliovolt.net/KSRhttp://blog.kentuckysportsradio.com/Nexidiahttp://www.nexidia.com/VREChttp://www.vrec.org/Application Securityhttp://www.appsecinc.com/Arxanhttp://www.arxan.com/BA Insighthttp://www.bainsight.com/ClearCubehttp://www.clearcube.com/Command Informationhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=25758917Courionhttp://www.courion.com/Neohapsishttp://www.neohapsis.com/Fixmohttp://fixmo.com/Damballahttp://www.damballa.com/wiSpryhttp://wispry.com/Unitrendshttp://www.unitrends.com/SOA Softwarehttp://www.soa.com/SafeViewhttp://www.safeview.com/Racemihttp://www.racemi.com/QuantaLifehttp://www.quantalife.com/Previstarhttp://www.previstar.com/PhishMehttp://phishme.com/Orchestriahttp://www.ca.com/us/content/Integration/orchestria.aspxNewlanshttp://newlans.com/Investment Team:Michael R. Steed, Founder & Managing Partnermsteed@paladincapgroup.comMark Maloney, Founder and Managing Directormmaloney@paladincapgroup.comAbe S. Saad, CEO, Paladin Middle EastNiloo Howe, Managing Directornhowe@paladincapgroup.comKenneth A. Minihan, Lt. General (Ret.) USAF, Managing Directorkminihan@paladincapgroup.comMichael J. Moniz, Managing Directormmoniz@paladincapgroup.comPaul Conley, Principalpconley@paladincapgroup.comPhilip Eliot, Principalpeliot@paladincapgroup.comE. Kenneth Pentimonti, Principalkpentimonti@paladincapgroup.comMourad Yesayan, Vice Presidentmyesayan@paladincapgroup.comColin Bryant, Vice Presidentcbryant@paladincapgroup.comLovell Minnick Partnerswww.lovellminnick.comPEBusiness ServicesFinancial ServicesMiddle MarketFrom offices in Los Angeles and Philadelphia, Lovell Minnick Partners sponsors and manages private equity partnerships of qualified private and institutional investors totaling $850 million. Lovell Minnick Partners has begun the investment of Lovell Minnick Equity Partners II LP, its second institutional fund. The Fund is focused on investments in the global financial services sector with an emphasis on the North American market. The Fund has a particular interest in areas such as asset management, financial planning, financial product distribution, outsource providers, specialty finance, and related administration and business services companies in the financial services industry. Organized in 2004, Lovell Minnick Partners is the successor to, and continuation of, the private equity business of Putnam Lovell Capital Partners, affiliate of the National Bank of Canada. Lovell Minnick Partners typically makes equity investments between $20 and $100 million in each portfolio company.

Radnor Financial Center150 N. Radnor Chester Road, Suite A200RadnorPA19087610-995-9660

Portfolio companies include:ALPS Holdingshttp://www.manta.com/c/mmjnv49/alps-holdings-incMercer Advisorshttp://www.merceradvisors.com/Leerink Swannhttp://www.leerink.com/about-us.aspxClariVesthttp://www.clarivest.com/Duff & Phelpshttp://www.duffandphelps.com/Pages/default.aspxSeaside National Bank & Trusthttp://seasidebank.com/UNXhttp://www.unx.com/Atlantic Asset Managementhttp://www.atlanticasset.com/Dahlman Rosehttp://www.dahlmanrose.com/First Alliedhttp://www.firstallied.com/HD Vest Financial Serviceshttp://www.hdvest.com/Matthews International Capitalhttp://matthewsasia.com/portal.fsPlanMemberhttp://online.planmember.com/Commercial Credit Grouphttp://commercialcreditgroup.com/TriState Capitalhttps://www.tristatecapitalbank.com/Investment Team:Jeffrey D. Lovell, Chairman/CEO/Managing Directorjlovell@lovellminnick.comJames E. Minnick, President/Managing Directorjminnick@lovellminnick.comJennings J. Newcom, General Counsel/Managing Directorjnewcom@lovellminnick.comRobert M. Belke, Managing Director, CFArbelke@lovellminnick.comAlan F. Warrick, Senior AdvisorSpencer P. Hoffman, Managing Directorshoffman@lovellminnick.comJohn D. Cochran, Managing Directorjcochran@lovellminnick.comDiane P. Satorius, ControllerHeinz J. Hockmann, Ph.D., Senior AdvisorPerseuswww.perseusllc.comPEInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareMiddle MarketPerseus is a merchant bank and private equity fund management company headquartered in Washington, D.C., with an office in New York and an associated advisory firm in Munich. Perseus has invested in numerous growth equity, turnaround, and buyout transactions in the United States, Canada, and Western Europe. Perseus manages seven private equity funds and makes control equity investments in middle market companies that offer opportunities for value creation and enhancement. Since its inception in 1995, Perseus has made investments in more than 60 portfolio companies in a wide variety of industries in which Perseus and its principals have expertise, including energy, environmental, and engineering technologies; healthcare; and branded consumer products. Perseus has raised more than $1.6 billion in capital commitments. Perseus Partners VII, L.P., which was established in 2006, is a $602 million fund focused on control investments in middle market growth equity transactions principally in the energy, environmental, and engineering technology, healthcare, and branded consumer products sectors. This fund has been fully committed or reserved. Perseus also co-manages a $449 million fund that invests exclusively in life sciences companies. Growth equity and turnaround investing have been core investment focuses of Perseus since inception, supplemented by occasional opportunistic leveraged buyouts when supported by appropriate market conditions.

2099 Pennsylvania Avenue, N.W., 9th FloorWashingtonDC20006202-452-0101202-429-0588

Portfolio companies include:Evergreen Solarhttp://www.evergreensolar.com/Nexus Energyguidehttp://www.energyguide.com/Puralubehttp://www.puralube.com/Haggarhttp://www.haggar.com/home/index.jspIlex Oncologyhttp://www.genzymeoncology.com/LeukoSitehttp://www.leukosite.com/Live Picturehttp://www.livepicturegroup.com/Lumexishttp://www.lumexis.com/Ascenta Therapeuticshttp://www.ascenta.com/Baumot AGhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=98643082Beacon Powerhttp://beaconpower.com/BPL Globalhttp://www.bplglobal.net/Calydonhttp://en.wikipedia.org/wiki/CalydonCardiac Sciencehttp://www.cardiacscience.com/Chroma Energyhttp://www.chromaenergy.com/Clean Energy Fuelshttp://www.cleanenergyfuels.com/Conversehttp://www.converse.com/Cymbethttp://www.cymbet.com/Distributed Energy Systemshttp://distributedenergy.biz/e-Acumenhttp://eacumen.com/Encorphttp://www.encorp.net/Established Brandshttp://www.established-brands.com/Fisk Electric Companyhttp://www.fiskcorp.com/Intralinkshttp://www.intralinks.com/The Harvill Presshttp://www.thesecondcircle.net/fjk/harv.htmlKokua Communicationshttp://kokuacommunications.com/ImageWare Systemshttp://www.iwsinc.com/Iridian Technologieshttp://iriscan.com/Investment Team:Frank H. Pearl, Chairman and Chief Executive Officerfpearl@perseusllc.comJames A. Johnson, Vice Chairmanjjohnson@perseusllc.comKenneth M. Socha, Chairman of the Executive Committeeksocha@perseusllc.comJohn C. Fox, Senior Managing Directorjfox@perseusllc.comNorman C. Selby, Senior Advisornselby@perseusllc.comChristopher J. Davis, Senior Managing Director, Chief Operating Officer, and CFOSheryl Schwartz, Senior Managing Directorsschwartz@perseusllc.comJohn M. Glazer, Managing Directorjglazer@perseusllc.comMichael L. Miller, Managing Directormmiller@perseusllc.comJohn T. Schwieters, Senior Executivejschwieters@perseusllc.comSusan R. Inouye Tarter, Chief Financial OfficerAnjali V. Jolly, Managing Directorajolly@perseusllc.comJ.T. Mauk, Managing DirectorMain Street Capital Holdings, LLCwww.mainstreetcapitalholdingsllc.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsDefense & Homeland SecurityMiddle MarketFounded 1994, Main Street Capital Holdings, LLC is a private investment firm that acquires profitable, growth oriented companies with a total enterprise value of $10 million to $125 million, with recurring cash flows in excess of $2 million. The firm considers investments in a broad range of industries, giving preference to companies in the Eastern half of the United States. Main Street seeks to make equity investments of $3 to $25 million in firms with a minimum EBITDA of $2 million. Main Street prefers manufacturing, food companies and business services companies with defensible cash flows, with a particular interest in highly fragmented industries with opportunity for consolidation. Areas of focus include Electronic manufacturing services, Food companies, Homeland security, Metallic alloy parts manufacturers, Specialty or niche manufacturing, and Value added distribution.

One Oxford Centre301 Grant Street, 14th FloorPittsburghPA15219412-904-4020412-904-1794

Portfolio companies include:LTS Scalehttp://www.ltsscale.com/Landing.aspxNABCOhttp://www.nabcoinc.com/AccuSpec Electronicshttp://www.accuspecelectronic.com/Sajar Plasticshttp://sajarplastics.com/Contessa Premium Foodshttp://contessa.com/Conelec of Floridahttp://conelec.net/Harry's Fresh Foodshttp://www.harrysfresh.com/Investment Team:Donald J. Jenkins, Principaljenkins@mainstcap.comGerald M. Prado, Principalprado@mainstcap.comDennis G. Prado, Principalprado@mainstcap.comW. Ryan Davis, PrincipalMeakem Becker Venture Capitalwww.mbvc.comVCInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareEarlyLateMeakem Becker Venture Capital was founded in late 2005 by Glen Meakem and Dave Becker. Meakem Becker is a traditional venture capital firm formed with the objective of creating superior venture capital returns by investing in a diverse portfolio of information technology and life sciences early to later stage companies. Meakem Becker targets companies that have strong growth potential, excellent management teams, and are headquartered in areas of the Eastern and Midwestern United States currently underserved by venture capital firms.

603 Beaver St., Suite 201SewickleyPA15143412-749-5720 412-749-5721

Portfolio companies include:Rudder.comhttp://www.rudder.com/Kiva Systemshttp://www.kivasystems.com/HotPads.comhttp://hotpads.com/Shipwire.comhttp://www.shipwire.com/Schoologyhttp://www.schoology.com/Leostreamhttp://www.leostream.com/index.phpWaveCamhttp://wavecam.com/Vector Entertainmenthttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=47792660NearVersehttp://www.lokast.com/Spreecasthttp://www.spreecast.com/Cloudmeterhttp://cloudmeter.com/CollegeProwler.comhttp://collegeprowler.com/RapidBuyrhttp://www.rapidbuyr.com/Welcome-to-RapidBuyr3formhttp://www.3-form.com/BeatBoxhttp://en.wikipedia.org/wiki/BeatboxTiversahttp://www.tiversa.com/Investment Team:David Becker, Co-Founder & Managing Directordbecker@mbvc.comDavid Koegler, Principal & Chief Financial Officerdkoegler@mbvc.comGlen Meakem, Co-Founder & Managing Directorgmeakem@mbvc.comMark G. Miller, Senior Directormmiller@mbvc.comMentor Capital Partners, Ltd.www.mentorcapitalpartners.comVCPEInformation TechnologyMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionFinancial ServicesConsumer ProductsEarlyExpansionMiddle MarketFounded 1994, Mentor's goal is to bridge the gap between the needs of portfolio companies and the liquidity requirements of an investment fund. Mentor identifies investment capital opportunities for private and public companies, thereby facilitating management's ability to run their companies and grow their businesses. The firm specializes in helping enterprises with revenues at or below $50 million, the most critical phase of development for private and public companies. Mentor's offerings are further divided into early stage and special situations that arise for companies in later stages of development. Mentor also consider special situations opportunities including: Venture Capital Expansion, which is the providing of working capital as a company approaches breakeven and/or seeks to rapidly move beyond breakeven; Mezzanine Expansion financing generally associated with profitable company expansion, and may include product line extensions, industry consolidations and acquisitions; and Leveraged Transactions principally associated with either leveraged/management buyouts or recapitalizations to enable private/family businesses to provide liquidity for retiring owners or estate planning. Preferred industries include: Business and Financial Services; Consumer, Distribution and Logistics; Healthcare and Life Sciences; Industrial Technology; and Information and Media Technology.

P.O. Box 560YardleyPA19067215-736-8882

Portfolio companies include:Collect Americahttp://707creditscore.com/collect-america-collection-agencyVeltek Associateshttp://www.sterile.com/CoreCare Systemshttp://www.kirkbridecenter.com/Jade Equipmenthttp://www.jadecorp.com/PeerViewhttp://www.peerviewpress.com/KNFhttp://www.knf.com/North American Cable Equipmenthttp://www.northamericancable.com/Investment Team:Edward F. Sager, Jr., Co-Foundersager@mentorcapitalpartners.comMentorTech Ventureswww.mentortechventures.comVCInformation TechnologySoftware & InternetMedical DeviceSeedEarlyMentorTech Ventures is a seed and early-stage venture capital fund that invests in information technology, marketing technology and medical device companies with a primary focus on those companies originating at the University of Pennsylvania. Run by former Wharton School faculty member Michael Aronson, MentorTech Ventures plays an active role with its investments from start-up to exit. The firm's preference is to invest in companies that have a proven product or service and have significant intellectual property developed, and Mentor favors companies that can co-locate at its offices or are located in close geographic proximity. MentorTech will selectively "co-invest" outside the Philadelphia area in early and growth-stage companies. The firm's investments range in size up to $250,000.

University City Science Center, Suite 300 3624 Market StreetPhiladelphiaPA19104215-382-4200

Portfolio companies include:The Neat Companyhttp://neat.com/Panravenhttp://www.panraven.com/Diapers.comhttp://www.diapers.com/Sinewavehttp://en.wikipedia.org/wiki/Sine_waveOrbiushttp://www.orbius.com/BioWizardhttp://www.biowizard.com/journals.phpTicketLeaphttp://www.ticketleap.com/ClickEquationshttp://www.clickequations.com/fone2fonehttp://www.fone2fone.net/FirstFlavorhttp://firstflavor.com/MerchantCirclehttp://www.merchantcircle.com/corporate/Yodlehttp://www.yodle.com/Wanderflyhttp://www.wanderfly.com/Gentishttp://www.gentisinc.com/BioConnect Systemshttp://www.bioconnectsystems.com/EyeIChttp://www.eyeic.com/Channel Intelligencehttp://www.ciboost.com/Curalatehttp://www.curalate.com/Detect-Readyhttp://www.detect-ready.com/index.aspDietTV.comhttp://www.diettv.com/Innova Dynamicshttp://www.innovadynamics.com/Kembrelhttp://www.kembrel.com/Medivohttp://www.medivo.com/Neuro Diagnostic Deviceshttp://www.neurodiagnosticdevices.com/Reply.comhttp://www.reply.com/SeniorHomes.comhttp://www.seniorhomes.com/Investment Team:Michael B. Aronson, Managing Directormba@mentortechventures.comBoris Kalandar, Managing DirectorBrett Topche, PrincipalJordan Leef, Senior AssociateMerion Investment Partners, LPwww.merionpartners.comPEInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesMiddle MarketFounded in 2003, Merion Investment Partners is a mezzanine capital fund licensed by the Small Business Administration as a Small Business Investment Company. Merion invests mezzanine debt with equity features in companies that have strong growth potential, proven management teams, a strategic competitive advantage, and/or are operating in sectors of the economy that are poised to exhibit growth. Merion Investment Partners focuses on growing, middle market firms in the Mid-Atlantic region with at least $10 million in revenue, a strong cash flow, and a minimum EBITDA of $1.5 million. The firm's target investment size is between $3 and $10 million. The core of the Fund's management team formerly founded and managed a mezzanine lending unit within Mellon Bank. Merion targets the following industries: Business services,Specialty manufacturing, Providers of products and services to the healthcare industry, and Profitable technology companies with proven products and markets.

555 East Lancaster Avenue, Suite 500RadnorPA19087610-992-5880610-945-1654

Portfolio companies include:Da-Techhttp://da-tech.com/MetaSourcehttp://metasource.com/National PET Scanhttp://www.nationalpetscan.com/Pleatcohttp://www.pleatco.com/TransForcehttp://www.transforce.com/Cargo Airport Serviceshttp://www.casusa.com/Cambridge Advisory Grouphttp://camadvgrp.com/Databank IMXhttp://www.databankimx.com/Healthcare Systems Holdingshttp://wallstcheatsheet.com/stocks/sac-capital%e2%80%99s-largest-healthcare-stock-holdings-in-latest-quarterly-filing.html/Olympia Chimney Supplyhttp://www.olympiachimney.com/Shades of Lighthttp://www.shadesoflight.com/Amtechhttp://amtechcorp.com/InteliCharthttp://www.intelichart.com/ITelagenhttp://www.itelagen.com/Nelbudhttp://www.nelbud.com/Investment Team:William M. Means, Managing Partnerwmeans@merionpartners.comAnthony R. Caringi, CFA, Partneracaringi@merionpartners.comGayle G. Hughes, Partnerghughes@merionpartners.comEdward J. Rodgers, Partnererodgers@merionpartners.comSamuel S. Brewer, Principalsbrewer@merionpartners.comAlex P. Rohr, Associate, 610-230-0879arohr@merionpartners.comPaul J. Haviland, CPA, ControllerMid-Atlantic Angel Group (MAG)www.magfund.comAInformation TechnologySoftware & InternetLife Sciences & HealthcareManufacturing & IndustrialSeedEarlyThe Mid-Atlantic Angel Group Funds I & II, LP (MAG I & II) were created to bridge the gap between angel funding and institutional venture capital funding serving the Greater Philadelphia Region. These member-managed funds provide investors with an opportunity for active involvement in diversified venture capital investments throughout Pennsylvania, New Jersey, Delaware, New York, and Maryland. The funds seek to leverage various public and private funding resources and networks by providing equity capital to seed and early-stage, technology-based, high-growth companies. MAG I was formed in January 2005 and has completed investments in 12 companies and has 89 angel and institutional investors. MAG I has completed its funding cycle. MAG II was formed in April 2009 and has 65 angel and institutional investors and is actively seeking to make investments.

Building 100 Innovation Center4801 S. Broad Street, Suite 200PhiladelphiaPA19112215-972-6700, x3061

Portfolio companies include:Biopticonhttp://biopticon.com/NanoPackhttp://nanopackinc.com/Yaupon Therapeuticshttp://www.yaupontherapeutics.com/Carnegie Speech Companyhttp://www.carnegiespeech.com/Molecular Detectionhttp://www.detect-ready.com/index.aspProtez Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=8955244TicketLeaphttp://www.ticketleap.com/Yaupon Therapeuticshttp://www.yaupontherapeutics.com/AboutOneaboutone.comCloudMinehttps://cloudmine.me/Compliance Assurancehttp://www.compliance-assurance.com/Detect-Readyhttp://www.detect-ready.com/index.aspNovira Therapeuticshttp://noviratherapeutics.com/OneTwoSeehttp://onetwosee.com/Sidecarhttp://hello.getsidecar.com/TicketLeaphttp://www.ticketleap.com/WizeHivehttp://www.wizehive.com/Vcopioushttp://vcopious.com/Investment Team:Karen Griffith Gryga, Executive Directorkaren@sep.benfranklin.orgJustin Hanley, Analystjustin@sep.benfranklin.orgMidCoast Capitalwww.midcoastcapital.comPESECInformation TechnologySoftware & InternetManufacturing & IndustrialConsumer ProductsRetail & RestaurantSports & EntertainmentMiddle MarketMidCoast Capital is a merchant bank that operates as an investor and originator of investment opportunities for wealthy families and institutions, and an advisor to companies. The firm seeks to make investments in and purchase middle-market buyouts; recapitalizations; and established companies with growth potential. In general, MidCoast considers businesses in the Mid-Atlantic region that have already achieved significant market acceptance and that have the potential to grow more rapidly than their overall industry average. The firm's desired investment range is from $20 million to $75 million in enterprise value. MidCoast is primarily interested in businesses that consistently produce a minimum of $2 million of EBIT annually. The firm also purchases secondary interests in a wide range of private equity funds and secondary interests in middle-market operating companies.

259 Radnor-Chester RoadRadnor Court, Suite 210RadnorPA19087610-687-8580610-971-2154

Portfolio companies include:Airgashttp://www.airgas.com/Ensoniqhttp://en.wikipedia.org/wiki/EnsoniqESPNhttp://espn.go.com/Sechan Electronicshttp://www.sechan.com/Urban Outfittershttp://www.urbanoutfitters.com/Applied Business Technologieshttp://www.appliedcorp.com/Intelligent Electronicshttp://www.intelligentelectronics.com/Patton Picture Companyhttp://www.pattonpictures.com/Stapleshttp://www.staples.com/LVIR Investor Grouphttp://www.midcoastcapital.com/press.htmlFatPipehttp://www.fatpipeinc.com/CopperKeyhttp://www.dillards.com/endeca/EndecaStartServlet?N=1020858+2010086InGeohttp://ingeo.com/Fillcohttp://fillco.com/Proviziohttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4101122Investment Team:Michael Cuneo, Managing Principalmcuneo@midcoastcapital.comStephen Harris, Managing Principalsharris@midcoastcapital.comJames Buck, PrincipalJ.B. Doherty, PrincipalMilestone Partnerswww.milestonepartners.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketFounded 1995, Milestone Partners is a lower middle-market private equity firm specializing in making investments of $5 to $40 million in manufacturing, distribution and service companies with valuations of up to $150 million. The firm targets companies with EBITDA between $3 and $20 million. Milestone provides liquidity to non-management shareholders of family-owned businesses, facilitates the transition of ownership to key managers, and capitalizes on growth opportunities while maintaining the legacy of the founding entrepreneurs. The firm manages three active funds representing $500 million in committed capital. Milestone is currently investing in new platforms through Milestone Partners IV with a $350 million target. Milestone Partners III is fully invested at $240 million and Milestone Partners II is fully invested at $120 million.

555 East Lancaster Ave., Suite 500RadnorPA19087610-526-2700 610-526-2701

Portfolio companies include:Global Connectionhttp://www.global-connection.info/Safemark Systemshttp://safemark.com/Trans-Tradehttp://www.transtrade.com/Fatz Cafehttp://www.fatz.com/Learn It Systemshttp://www.learnitsystems.com/Mariner Financehttp://www.marinerfinance.com/Avure Technologieshttp://avure.com/Blaschakhttp://www.blaschakcoal.com/Black Letter Discoveryhttp://www.blackletterdiscovery.com/Southern Managementhttp://www.southernmanagement.com/Martex Fiberhttp://martexfiber.com/Image APIhttp://www.imageapi.com/Machine Laboratoryhttp://machlab.com/Panconhttp://www.itwpancon.com/Investment Team:Eric Andersen, Partnerrandersen@milestonepartners.comW. Scott Warren, Managing Partnerwswarren@milestonepartners.comJohn P. Shoemaker, Managing Partnerjshoemaker@milestonepartners.comBrooke B. Hayes, Partnerbhayes@milestonepartners.comAdam H. Curtin, Principalacurtin@milestonepartners.comGeoffrey Veale, Principalgveale@milestonepartners.comJohn J. Nowaczyk, Principaljnowaczyk@milestonepartners.comDaniel F. Ryan, Director, Business Developmentcraws@milestonepartners.comDavid G. Proctor, Partnerdproctor@milestonepartners.comMurex Investmentswww.murexinvests.comVCPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionEarlyGrowthExpansionMiddle MarketFounded 1998, Murex Investments operates a family of four investment funds. Murex Investments I, LP is the region's only SBA-licensed New Markets Venture Capital Company. This fund invests in aggressively-growing small businesses with defined exit strategies. While criteria are broad, this fund is currently interested in later-stage companies in traditional industries. Murex Investments II, LP shares strategy with Murex Investments I, but has a particular focus on the State of Delaware. Murex Investments III, LP, currently in formation, will provide equity and mezzanine financing for middle-market industrial, distribution, business service and healthcare companies offering attractive prospects for growth and job creation/retention. Murex Patient Capital Fund provides mezzanine financing for strong companies that increase employment and wealth, targeting companies at the small end of the middle market. Company investments typically range in size from $500,000 to $2,000,000, and are staged through multiple financings to manage risk. Criteria include: early, expansion, or succession-stage companies and $1,000,000 to $20,000,000 in revenue.

4700 Wissahickon Avenue, Suite 126PhiladelphiaPA19144215-951-7200215-951-9228

Portfolio companies include:DFT Microsystemshttp://www.dftmicrosystems.ca/PayQuik.comhttps://citiremit.payquik.com/Smart Button Associateshttp://www.smartbutton.com/Sivoxhttp://sivox.com/IPRhttp://www.ipr.edu/AWEhttp://en.wikipedia.org/wiki/AweAnySource Mediahttp://www.divx.com/en/company/press/anysourcemediaSQA Pharmacyhttp://www.sqapharmacy.com/Investment Team:Jacob Gray, Partnerjacob@murexinvests.comJoel Steiker, Partnerjoel@murexinvests.comMVP Capital Partners (MVP)www.mvpcap.comPEMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesRetail & RestaurantMiddle MarketMVP Capital Partners makes equity investments in growing later-stage companies and also provides equity financing for acquisitions and recapitalizations. MVP's current investment focus is in the industries in which its executives have had past experience and success, specifically: aviation, publishing/media, specialty retailing, manufacturing, healthcare, and business services. MVP invests in growth-oriented lower middle market companies, with enterprise values up to $100 million.

259 N. Radnor-Chester RoadSuite 130RadnorPA19087610-254-2999610-254-2996

Portfolio companies include:Planalyticshttp://planalytics.com/Index Stock Imageryhttp://www.photolibrary.com/index.html?event=updateRegion&kc=1&tid=18Dorland Healthcarehttp://www.dorlandhealth.com/Coffin Turbo Pumphttp://www.coffinturbopump.com/Implexhttp://www.implex.net/Omega Health Systemshttp://omegamedicalsystems.com/Soft-Switchhttp://en.wikipedia.org/wiki/SoftswitchLegal Communicationshttp://communications.howard.edu/departments/comm-culture/legal.htmProfessional Presshttp://www.profpress.com/Comprehensive Addiction Programshttp://caprehab.org/Mothers Workhttp://www.motherswork.com/Fairways Grouphttp://fairwaysblvd.com/SupplyOne Holdinghttp://www.supplyone.com/Composite Technologieshttp://www.ctcplastics.com/ExpertPlanhttps://www.expertplan.com/defaultep.jspInvestment Team:Robert E. Brown, Jr., Managing Partnerrbrown@meridian-venture.comThomas A. Penn, Partnertpenn@meridian-venture.comRyan S. Northington, PartnerWayne C. Anderson, Senior Vice President and Chief Financial Officerwanderson@meridian-venture.comNorwich Ventureswww.norwichventures.comVCMedical DeviceSeedEarlyNorwich Ventures is a venture capital firm committed to helping entrepreneurs, healthcare professionals and inventors build innovative medical device companies. Norwich Ventures invests exclusively in the medical device industry. The firm focuses on providing initial capital in seed and early-stage rounds, occasionally financially supporting and helping an individual flesh out an idea still at the conceptual phase. Norwich's geographic focus is in the New England and Mid-Atlantic regions. The firm has an additional office near Boston.

1210 Broadcasting Road, Suite 201WyomissingPA19610610-373-5320610-373-5520

Portfolio companies:Syncro Medical Innovationshttp://syncro-medical.com/Daktari Diagnosticshttp://www.daktaridx.com/Rhythmia Medicalhttp://rhythmia.com/Connective Orthopaedicshttp://www.superpages.com/bp/Woburn-MA/Connective-Orthopaedics-L2142903365.htmPelvalonhttp://www.corporationwiki.com/California/Irvine/pelvalon-inc/66549540.aspxSvelte Medical Systemshttp://sveltemedical.com/Investment Team:Philip Fleck, Directorphil@norwichventures.comJanis Sebastian, Office Administratorjanis@norwichventures.comMarlin Miller, Jr., Co-Founder & Directormm@norwichventures.comAaron Sandoski, Co-Founder & Managing Directoraaron@norwichventures.comJames Watkins, Medical Directorjamie@norwichventures.comNovitas Capitalwww.novitascapital.comVCInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareLife Sciences & HealthcareMedical DeviceSeedEarlyFormerly known as PA Early Stage, Novitas Capital has successfully invested in and generated returns in seed, start-up and early-stage technology and life science companies for more than a decade. Taken from Latin, Novitas (pronounced no-vi-tas') means "new," "original," and 'novel." Novitas Capital's initial investments typically range from $250,000 up to $2.0 million in a first round financing. The Fund has the capacity to invest up to $8.0 million throughout the life cycle of an investment. Novitas currently has approximately 30 active portfolio companies and manages approximately $237 million across three venture funds.

435 Devon Park Drive, Suite 801WaynePA19087610-293-4075 610-254-4240

(New Jersey Office)15 Bonnie Way AllendaleNJ07401610-254-4286 610-254-4240Portfolio companies include:Aristahttp://www.aristanetworks.com/Incurrentwww.incurrent.comLightwirehttp://lightwire.com/Renal Solutionshttp://www.renalsolutionsinc.com/VIP Deskhttp://vipdesk.com/SpeechVantagehttp://www.speechvantage.com/Biapwww.biap.comClickEquationshttp://www.clickequations.com/EZ Printshttp://ezprints.com/Half.comhttp://www.half.ebay.com/WineAccess.comhttp://www.wineaccess.com/LifeShield Securityhttp://www.lifeshield.com/Traffic.comhttp://www.traffic.com/Renal Solutionshttp://www.renalsolutionsinc.com/TetraLogichttp://www.tetralogicpharma.com/Cernosticshttp://cernostics.com/BPL Globalhttp://www.bplglobal.net/E-Ductionhttp://en.wikipedia.org/wiki/EducationiJethttp://www.ijet.com/LearnNowhttp://www.learnnowonline.com/Maxwell Systemshttp://www.maxwellsystems.com/Nisticahttp://www.nistica.com/NeoStemhttp://www.neostem.com/VueSonixhttp://www.novitascapital.com/portfolio-life-vuesonix.htmlGelMedhttp://gelmed.com/Garnet BioTherapeuticshttp://garnetbio.com/Investment Team:Michael G. Bolton, Managing Director, 610-254-4238mbolton@novitascapital.comPaul J. Schmitt, Managing Director, 610-254-4286pschmitt@novitascapital.comStephen H. Barnes, Advisor, 610-254-4298sbarnes@novitascapital.comDean E. Miller, Managing Director, 610-254-4237dmiller@novitascapital.comLisa Joswick, Chief Financial Officerljoswick@novitascapital.comNumoda Capital Innovations, LLCwww.numodacapital.comCVCLife Sciences & HealthcareEarlyNumoda Capital Innovations is the investment and financing affiliate of Numoda Corporation and the manager of a new venture fund focused on life sciences companies. The fund is designed to take advantage of the attractive returns possible in promising scientific advances in the fields of healthcare therapies and preventive treatments. A uniquely favorable feature of the fund is that Numoda Corporation manages the later phase clinical trials of companies in which the fund invests, giving investors comfort that the trials are being efficiently run and have high likelihood of success. Numoda will target investments in undercapitalized companies with histories of budget overruns and missed clinical targets; companies with upcoming PII-PIII trials that had prior identifiable conduct issues (e.g., poor patient selection, faulty logistics, data inconsistency and improper study design); companies with milestone agreements in place subject to substantial risk of trial execution; and breakthrough novel technologies that would achieve a significant value inflection with early clinical success.

The Curtis Center601 Walnut Street, 900 EastPhiladelphiaPA19106215-238-8881215-238-9995

Portfolio companies include:Cell>Pointhttp://www.cellpoint.com/MediQuest Therapeuticshttp://mqti.com/Reata Pharmaceuticalshttp://www.reatapharma.com/Soligenixhttp://www.soligenix.com/Investment Team:Ivan Joseph, DirectorPatrick J. Keenan, Chief Counsel and StrategistMary Schaheen, Chairman of the Board of Directors, Numoda Capital InnovationsOriginate Ventureswww.originateventures.comVCInformation TechnologySoftware & InternetLife Sciences & HealthcareTransportation & DistributionConsumer ProductsEarlyGrowthExpansionOriginate Ventures is a venture capital investment firm which targets early stage and emerging growth product companies in Pennsylvania and the surrounding regions. Originate focuses on investing in information technology, healthcare, consumer, web based and certain commercial products and/or product distribution opportunities. Originate also considers the opportunity to build a management team around a great product idea, certain distressed and turnaround situations, and management buyouts as strong investment candidates. The firm looks to make investments in a range of $500,000 to $4 million.

205 Webster Street BethlehemPA18015610-866-5588 610-866-5688

Portfolio companies include:Adhezion Biomedicalhttp://adhezion.com/Nayatekhttp://www.nayatek.com/ProtonMediahttp://www.protonmedia.com/South49 Solutionshttp://south49.com/RightsFlowhttp://rightsflow.com/Thermal Therapeutic Systemshttp://thermaltherapeutics.com/CareKinesishttp://carekinesis.com/Medallion Analyticshttp://medallionanalytics.com/Holganixhttp://www.holganix.com/ClickPay Renthttp://clickpayrent.com/Collections Marketing Centerhttp://collectionsmarketing.com/BA Insighthttp://www.bainsight.com/CMP.LYhttp://cmp.ly/FSA Storehttp://fsastore.com/Investment Team:Mike Gausling, Managing PartnerMike.Gausling@OriginateVentures.comEric Arnson, Managing PartnerEric.Arnson@OriginateVentures.comGlen R. Bressner, Managing PartnerFred Beste, Partner EmeritusOsage Investmentswww.osageinvestments.comVCPEInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialSeedEarlyGrowthExpansionMiddle MarketFounded in 1990, Osage Partners is a family of venture capital and private equity funds- Osage Venture Partners and Osage University Partners. Osage has in excess of $200 million under management. With over $90M under management, Osage Ventures seeks to invest in companies across a broad range of industries. Osage will often lead or co-lead investment syndicates and favors investment opportunities primarily located in the Northeast corridor that are seeking their first round of institutional capital. Osage will invest between $1MM - $2MM in each company throughout its developmental life, although smaller investments may be made in special situations. The firm's early stage efforts are focused on information and enabling technology and the life sciences/healthcare industries. The second division, Osage Industries founded in 1990, is an acquirer of manufacturers and value-added distributors in the middle market. Osage, which solely invests the capital of its founding family, subscribes to a buy and hold philosophy. Osage University Partners (OUP) is a venture capital fund that invests in university start-ups. OUP partners with high quality universities to serve as their coinvestment vehicle in start-ups that are licensing their technology. OUP seeks to invest $500K-$1.5MM (selectively $100K- $250K in angel rounds) broadly across all sectors of university commercialization, including life sciences, physical sciences, and information technology. Osage invests broadly across stage, from seed to late stage opportunities.

50 Monument Road, Suite 201Bala CynwydPA19004484-434-2255484-434-2256

Portfolio companies include:Carnegie Speechhttp://www.carnegiespeech.com/Melior Discoveryhttp://www.meliordiscovery.com/Moda Technology Partnershttp://www.lonzabio.com/2461.htmlSevOnehttp://www.sevone.com/BA-Insighthttp://www.bainsight.com/Collections Marketing Centerhttp://collectionsmarketing.com/FieldViewhttp://www.ilight.com/Halfpenny Technologieshttp://www.halfpenny.com/HardMetricshttp://www.hardmetrics.com/InstaMedhttp://www.instamed.com/Landslide Technologieshttp://www.landslide.com/ProtonMediahttp://www.protonmedia.com/Yauponhttp://en.wikipedia.org/wiki/Ilex_vomitoriaCeptarishttp://www.ceptaris.com/Indentropyhttp://www.identropy.com/Medallion Analyticshttp://medallionanalytics.com/Pneuron Corporationhttp://www.pneuron.com/ProtonMediahttp://www.protonmedia.com/Gevohttp://www.gevo.com/Liquid Lighthttp://liquidlightinc.com/Luxterahttp://www.luxtera.com/MC10http://mc10inc.com/Skytreehttp://www.skytreecorp.com/Investment Team:Robert S. Adelson, Founder and Managing Partnerradelson@osageindustries.comDavid Drahms, Principalddrahms@osageventures.comNathanael V. Lentz, Managing PartnerSean Dowling, AssociateMichael March, AnalystClaudia Dunnous, ControllerMarc Singer, Managing PartnerBill Harringon, Managing PartnerSudip Chakrabarti, Vice PresidentPenn Venture Partners, LPwww.pennventures.comVCInformation TechnologyManufacturing & IndustrialGrowthExpansionPenn Venture Partners, LP is a New Markets Venture Capital Fund, approved by the U.S. Small Business Administration (SBA), and focused upon growth and expansion stage venture capital investment within certain underserved markets located in the Commonwealth of Pennsylvania. Penn Venture Partners seeks long-term capital appreciation primarily through growth and expansion stage venture capital investments in companies located within Central and Northern Pennsylvania. Each initial investment is expected to range from $500,000 to $1,000,000, depending upon the needs of the particular company. The total investment in any particular portfolio company, including follow-on financing as the portfolio company achieves its goals, will generally not exceed $2,000,000. Eighty percent of portfolio companies must initially satisfy the SBA-required size limitation for smaller businesses. These general limitations are a net worth no greater than $6 million and, for each of the prior two years, annual profit after tax must not exceed $2 million. The overall portfolio objective is a diversified portfolio of companies whose industries may broadly include: Agribusiness, Energy and Environmental Technology, Alternative Energy, Marketing and Distribution, Basic Manufacturing, Materials Technology, Biotechnology and the Life Sciences, Networking Systems, Computer Hardware and Software, Powdered Metals, e-Business Infrastructure and Interactive Media, Telecommunication Technology, Education Products and Services, Publishing, and Business Services.

132 State Street, Suite 200HarrisburgPA17101717-236-2300717-236-2350

Portfolio companies include:Corporate University Xchangehttp://www.corpu.com/e-TravCohttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=8866052Journal Publicationshttp://www.journalpub.com/NanoHorizionshttp://www.nanohorizons.com/Benten Bio Serviceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=82842278CyberPatrolhttp://www.cyberpatrol.com/Probity Medical Transcriptionhttp://probitymt.com/Harrisburg Senators Minor Leaguehttp://web.minorleaguebaseball.com/index.jsp?sid=t547Thermacorehttp://www.thermacore.com/Investment Team:Thomas A. Penn, Managing DirectorDean M. Kline, Managing Directordmkline@pennventures.comRobert A. Graham, Managing DirectorPennsylvania NanoMaterials Commercialization Centerwww.pananocenter.orgIInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareSeedEarlyThe Pennsylvania NanoMaterials Commercialization Center is a worldwide leader in facilitating the commercialization of nanomaterials technologies. The Center uses a unique model to proactively create partnerships between government organizations, universities, entrepreneurs, small and large companies to match nanotechnology research with innovative new ideas, and then accelerates the development of those ideas into new products, new companies and growth for the region and the country. The Center was founded in 2006 under the auspices of the Pittsburgh Technology Council by a consortium of four western Pennsylvania companies; Alcoa Technology, Bayer MaterialScience, PPG Industries and US Steel. The Pennsylvania NanoMaterials Com-mercia-lization Center encourages public and private investors to become engaged with the Center. The Center provides funding for commercialization projects using advanced nanomaterials technologies focused on specific product applications. This funding is provided by the Center's public funding partners.

2000 Technology Drive, Suite 100PittsburghPA15219412-918-4244412-687-5232

Portfolio companies include:Arkemahttp://www.arkema-inc.com/index.cfmBayer MaterialSciencehttp://www.bayermaterialscience.com/Crystalplexhttp://www.crystalplex.com/Default.asp?Redirected=YICx Technologieshttp://www.icxt.com/nanoGriptechhttp://www.nanogriptech.com/Pixelligent Technologieshttp://pixelligent.com/NanoGrass Solarhttp://www.manta.com/c/mtqjh2h/nanograss-solar-llcnanoGriptechhttp://www.nanogriptech.com/Applied Separationshttp://www.appliedseparations.com/Keystone Nanohttp://www.keystonenano.com/Metalonixhttp://metasonix.com/SolarPAhttp://solarpa-inc.com/Industrial Learning Systemshttp://www.ilsystems.net/Illuminexhttp://www.illuminex.biz/NanoLambdahttp://www.techcollaborative.org/members.aspx?member_id=NanoLambdaEC Power LLChttp://ecpowergroup.com/SenSeverehttp://wsdata.com/en/2012-01-06/sensevere.com-domain-information.htmlY-Carbonhttp://www.y-carbon.us/Plextronicshttp://www.plextronics.com/Investment Team:Leone Hermans-Blackburn, Ph.D., Executive Directorleonehb@pananocenter.orgPi Capital Group, LLCwww.picapitalgroup.comVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorLife Sciences & HealthcareEarlyFounded in 2001, Pi Capital Group, LLC manages Pi Capital Fund I, LP, which focuses exclusively on early stage technology companies in Western Pennsylvania and the Northeast U.S. Pi invests in the areas of Internet, software, information technology, telecommunications, life sciences, advanced materials, and semiconductor. The firm does not consider real estate, entertainment, consumer goods, and trading. Pi prefers to be involved in the last round of financing (typically a syndicate able to assemble $.5mm to $1.5mm) before a company obtains multiple millions of dollars from a professional investor, be it a venture capital firm, or the investment arm of an industrial concern.

6507 Wilkins AvenuePittsburghPA15217412-681-8652

Portfolio companies include:CompAS Controlshttp://www.compasscontrols.com/Aethonhttp://www.aethon.com/medSage Technologieshttp://medsagetechnologies.com/mSpokehttp://www.linkedin.com/Ondotekhttp://www.merchantcircle.com/business/Ondotek.Inc.201-332-2012CastGrabberhttp://www.castgrabber.net/Investment Team:John R. Hammer, ChairmanPersimmon Tree Capital, LPwww.persimmontreecapital.comVCEnergy & Clean TechEarlyExpansionPersimmon Tree Capital is a private equity firm established in 2008 to make investments in energy and related technology and infrastructure. The firm focuses on four categories of investments: Energy Efficiency, New Energy Systems, Renewable Electricity Generation, and Environmental Solutions. Persimmon focuses on early and expansion-stage equity financing.

2100 Pennsylvania Avenue, NW, Suite 545WashingtonDC20037202-379-3113

Portfolio companies include:N/AN/AInvestment Team:Lex Sant, Co-Founder and Managing DirectorJason A. Hicks, Co-Founder and Managing DirectorPittsburgh Equity Partners (PEP)www.pghpep.comVCInformation TechnologySoftware & InternetMedia & Digital MediaLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialBusiness ServicesEarlyPittsburgh Equity Partners (PEP) is a venture capital firm specializing in seed and early-stage information technology and life sciences investments primarily in Western Pennsylvania. A group of organizations including the Pennsylvania Department of Community and Economic Development, Innovation Works, Carnegie Mellon University and the University of Pittsburgh collectively created a competition to select a seasoned manager to form a new early-stage venture fund. The principals of PEP won this competition, and Pittsburgh Equity Partners was launched with a $1.5 million investment from the competition sponsors. The Fund will focus on early-stage companies with a fully developed product that are involved in the technology industry, including information technology, advanced manufacturing technology, life sciences technology, nanotechnology, material sciences, internet, media, medical technology, life sciences, and advanced software, and companies that are involved in non-technology and services industries. The Fund will use commercially reasonable efforts to make investments in technology and life sciences companies located in southwestern Pennsylvania.

6507 Wilkins AvenuePittsburghPA15217412-265-1325

Portfolio companies include:Industry Weaponhttp://industryweapon.com/ShowClixhttp://www.showclix.com/Wright Therapy Productshttp://wrighttherapy.com/AllFacilities Energyhttp://www.allfacilitiesenergygroup.com/Voci Technologieshttp://vocitec.com/Investment Team:Steve Robinson, Managing Partnersteve@pghpep.comEd Engler, Managing Partnered@pghpep.comPine Creek Partnershttp://pinecreekpartners.comPEManufacturing & IndustrialBusiness ServicesFinancial ServicesConsumer ProductsEducation & TrainingSports & EntertainmentMiddle MarketPine Creek Partners is a private equity investment firm that invests alongside managers through its proprietary investment fund, Alpine Equity. Over the past decade, the firm's founding partners have invested over $600M in more than 30 companies. Pine Creek focuses on companies with at least $5M in revenues operating in a variety of industries. The firm's typical investment size ranges from $3-7M although requirements of up to $50M can be met in combination with Pine Creek's investors. Pine Creek typically invests in companies with enterprise values between $10 and $70 million. Pine Creek seeks a certain dynamic in its transactions and will therefore target a wide range of manufacturing, distribution and service industry segments. The firm possesses particular expertise in financial services, select consumer products (with an emphasis on faded brands), travel and leisure, educational products and services, and federal government contractors.

1055 Thomas Jefferson Street, NW, Suite 650 WashingtonDC20007202-333-7780202-333-7786

Portfolio companies include:Engineering Support Personnelhttp://www.espinc1.com/Noble Logistic Serviceshttp://www.noblelogistics.com/Drew Foamhttp://www.drewfoam.com/Hilden Americahttp://gtlinens.com/home.phpCrossGlobe Grouphttp://crossglobegroup.com/Investment Team:George McCabe, Managing Partner and Co-Foundergeorge@pinecreekpartners.comRick Rickertsen, Managing Partnerrick@pinecreekpartners.comScott Bryant, Principalscott.bryant@pinecreekpartners.comDavid Robertson, Principaldave@pinecreekpartners.comTorch Hill Investment Partners, LLCwww.torchhill.comPECommunications & NetworkingMedical DeviceDefense & Homeland SecurityMiddle MarketEstablished in 2005, Torch Hill Investment Partners, LLC, provides growth capital to domestic and international companies that play vital roles in supply chain integrity, defense, intelligence, civil and corporate security. These companies (1) provide products and services that assist governments in meeting security threats; and (2) provide solutions to corporations that mitigate risks to their physical and critical information assets. The Fund makes both majority and minority investments.

2000 Pennsylvania Avenue, NW, Suite 5100WashingtonDC20006202-536-1200

Portfolio companies include:Savihttp://www.savi.com/ORBCOMMhttp://www.orbcomm.com/Diamondback Tacticalhttp://www.diamondbacktactical.com/DVTelhttp://dvtel.com/HemCon Medicalhttp://www.hemcon.com/TradeBeamhttp://www.cdcsoftware.com/en/Solutions/CDC-Global-Trade-Management-GTMArtelhttp://www.artel-usa.com/Zephyr Photonicshttp://zephyrphotonics.com/Blue Hackle Grouphttp://www.bluehackle.com/Jamesonhttp://www.jamesonwhiskey.com/Investment Team:George Lund, Chairmanglund@torchhill.comWilliam Sullivan, Partner and Investment Committee Memberwsullivan@torchhill.comLt. Gen. Gregory Newbold (Ret), Partner and Chair Professional Partners GroupStephen Minor, Vice Presidentsminor@torchhill.comDavid Miller, Partner and Head of Investor Relationsdmiller@torchhill.comEric Ewald, Vice PresidentStephen R. Kappes, Partner & Chief Operating OfficerGeneral John Abizaid (Ret.), PartnerUpdata Partnerswww.updatapartners.comVCPEInformation TechnologySoftware & InternetMedia & Digital MediaBusiness ServicesGrowthExpansionMiddle MarketFounded in 1998, the partners of Updata have made more than 50 investments in high-growth, information technology companies. Updata Partners invests in market-leading software, internet, and business services companies. Updata Partners currently has nearly $500 million under management and typically invests between $5 million and $20 million in an initial transaction. The firm's principal focus is on companies with revenues up to $50 million and accelerating revenue momentum. However, profitability is not required and Updata is interested in evaluating earlier stage opportunities. The firm's capital is typically used in the following situations: Growth Capital; Acquisition Financing and Consolidations; and Buyouts, Recapitalizations and Corporate Spinoffs.

2445 M St. NW, Ste. 247WashingtonDC20037732-945-1000732-945-1001

Portfolio companies include:Interactionshttp://en.wikipedia.org/wiki/InteractionMerlin Technologieshttp://www.merlintechcorp.com/Harmony Information Systemshttp://www.harmonyis.com/Acclarishttp://www.acclaris.com/Alert Logichttp://www.alertlogic.com/Amber Roadhttp://www.amberroad.com/Bradford Networkshttp://www.bradfordnetworks.com/Bridge Energy Grouphttp://www.bridgeenergygroup.com/Coaxishttp://www.coaxis.net/DataCore Softwarehttp://www.datacore.com/Foreseehttp://foreseeresults.com/iContacthttp://www.icontact.com/jobs2webhttp://www.jobs2web.com/LogiXMLhttp://www.logixml.com/M86 Securityhttp://www.m86security.com/Nimayahttp://nimaya.com/Numara Softwarehttp://www.numarasoftware.com/Object Videohttp://www.objectvideo.com/OrderMotionhttp://www.ordermotion.com/Pet360http://pet360.com/PulsePointhttp://www.pulsepoint.com/RedVision Systemshttp://www.redvision.com/contact_us.aspRES Softwarehttp://www.ressoftware.com/Total Defensehttp://www.totaldefense.com/home.aspxTrustwavehttps://www.trustwave.com/VideoBlockshttp://www.videoblocks.com/Investment Team:Barry M. Goldsmith, General Partnerbgoldsmith@updata.comConor T. Mullett, Advisory Partnercmullett@updata.comIra D. Cohen, Venture Partner and CFOicohen@updata.comRichard G. Erickson, General Partnerrerickson@updata.comJohn Burton, General Partnerjburton@updata.comCarter Griffin, General Partnercgriffin@updata.comJames Socas, General Partnerjsocas@updata.comJon Seeber, Principaljseeber@updata.comGreg Olear, Chief Financial Officergolear@updata.comPittsburgh Life Sciences Greenhousewww.plsg.comVCILife Sciences & HealthcareMedical DeviceSeedEarlyGrowthThe Pittsburgh Life Sciences Greenhouse (PLSG) is a public/private partnership, founded in 2001 by the University of Pittsburgh, Carnegie Mellon University, UPMC Health System and the Commonwealth of Pennsylvania. The PLSG provides capital investments, customized company formation, and business growth services to life sciences enterprises, supporting biosciences companies with promising innovations in the following concentrations: Biotechnology Tools, Diagnostics, Healthcare IT, Medical Devices and Therapeutics. The PLSG has two incubator facilities equaling 22,000 square feet of available space for growing companies. The main Incubator is located with PLSG's administrative offices. It is a 13,000 square-foot facility consisting of 40 percent modern wet lab space and 60 percent office space. The second facility, PLSG West, is 9,000 square-feet of mostly laboratory space. The PLSG Investment Funds help seed and early-stage life sciences companies rapidly achieve company formation and technology commercialization milestones. Since forming in 2002, the organization has committed over $18 million into its investment portfolio of 72 life sciences companies, which have attracted over $733 million in additional capital.

2425 Sidney StreetPittsburghPA15203412-201-7370412-770-1276

Portfolio companies include:Agentasehttp://www.icxt.com/products/icx-detection/chemical/enzyme-systems/ProteoPurehttp://proteopure.com/SpectraGeneticshttp://spectragenetics.com/Immunetricshttp://immunetrics.com/Applied Isotope Technologieshttp://appliedisotopetechnologies.com/Cellumenhttp://cellumen.com/Celsensehttp://celsense.com/Crystalplexhttp://www.crystalplex.com/Default.asp?Redirected=YFalcon Genomicshttp://falcongenomics.com/ICx Agentasehttp://www.pittsburghlifesciences.com/index.php?option=com_content&task=view&id=44&Itemid=150Cellatopehttp://www.plsg.com/index.php?option=com_content&task=view&id=199Cernosticshttp://cernostics.com/HepGenhttp://hepgen.com/Midas Biohttp://www.plsg.com/index.php?option=com_content&task=view&id=189&Itemid=150RedPath Integrated Pathologyhttp://www.redpathip.com/Almedtrachttp://almedtrac.com/Brainstagehttp://brainstage.com/Caliber Infosolutionshttp://caliberinfosolutions.com/Chronic Health Metricshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=47730608Health Monitoring Systemshttp://www.hmsinc.com/MedRespondhttp://medrespond.com/Blenderhousehttp://blenderhouse.com/iNTERLOMEDhttp://intelomed.com/ChemDAQhttp://chemdaq.com/Parent Plushttp://www.parentplusloan.com/Quantum Opshttp://quantumops.com/Starr Life Scienceshttp://www.starrlifesciences.com/Vytracehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=36316216Wright Therapy Productshttp://wrighttherapy.com/Diamydhttp://www.diamyd.com/KeyBay Pharmahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=22519260ATRP Solutionshttp://atrpsolutions.com/Investment Team:John W. Manzetti, President and Chief Executive Officerjwmanzetti@plsg.comLynn Banaszak Brusco, Vice President & Director of Accelerator Fundlbrusco@plsg.comMatt Clark, Vice President & General Counselmclark@plsg.comPhilip G. Petraglia, Vice President, Finance & Controllerppetraglia@plsg.comJames Jordan, Vice President and Chief Investment Officerjjordan@plsg.comPocono Mountain Angel Network (PMAN)http://www4.esu.edu/red/cfred/angel_network/AInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialFinancial ServicesDefense & Homeland SecuritySeedThe Pocono Mountains Angel Network is an Accredited Investor's membership organization designed to provide its members with investment opportunities including, but not limited to, investments in the areas of Homeland Security, Advanced Manufacturing, Healthcare, Information Tech-nology, Life Sciences/Biotechnology, and Financial Services. Each accredited investor of PMAN makes her or his own investment decisions. No investments are made in companies by PMAN itself or on behalf of its accredited investors. The Pocono Mountain Angel Network is being established by the East Stroudsburg University Center for Research and Economic Development, a 501(c) 3 private, nonprofit corporation that serves as the coordinator of the Pocono Mountains Keystone Innovation Zone (KIZ) and operates the University's Business Accelerator Program.

c/o ESU Center for Research and Economic Development314 Independence RoadEast StroudsburgPA18301570-422-7920570-422-7951

Portfolio companies include:Investment Team:Mary Frances Postupack, Executive Directormpostupack@po-box.esu.eduQuaker BioVentures, Inc.www.quakerbio.comVCLife Sciences & HealthcareMedical DeviceEarlyGrowthExpansionFounded in 2002, Quaker BioVentures is a venture capital firm dedicated to investing in life science companies located in the Mid-Atlantic region. The firm leads investments in companies across the spectrum of the life science industry, particularly in developing human therapeutic products as well as companies pursuing platform technologies for the biopharmaceutical industry. Quaker also invests in medical devices, human diagnostics, specialty pharmaceuticals, and healthcare services. Quaker BioVentures invests in companies at varying stages of development, from early stage businesses to public companies. Quaker manages approximately $700 million in capital, typically investing between $5 million and $25 million in each company, with initial investments ranging from $2.5 million to $12 million. The firm is currently investing Quaker BioVentures II, a $420 million fund formed in 2007.

Cira Centre2929 Arch StreetPhiladelphiaPA19104215-988-6800215-988-6801

Portfolio companies include:Biolexhttp://www.biolex.com/Discovery Laboratorieshttp://www.discoverylabs.com/Neotropixhttp://www.neotropix.com/TargetRxhttp://www.targetrx.com/BioLeaphttp://www.bioleap.com/BioRexishttp://www.anthemcapital.com/news/biorexis4_19.htmlCelator Pharmaceuticalshttp://www.celatorpharma.com/Cellatopehttp://www.plsg.com/index.php?option=com_content&task=view&id=199Cemprahttp://www.cempra.com/CorridorPharmahttp://www.corridorpharma.com/Diasome Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=29058830EKR Therapeuticshttp://ekrtx.com/NB Therapeuticshttp://www.nitricbio.com/Neuroneticshttp://www.neuronetics.com/Intact Vascularhttp://intactvascular.com/MedMarkhttp://www.medmark.com/NB Therapeuticshttp://www.nitricbio.com/Optherionhttp://www.fiercebiotech.com/tags/optherionPrecision Dermatologyhttp://www.precisionderm.com/RainDance Technologieshttp://raindancetech.com/Regadohttp://www.regadobio.com/Rapid Micro Biosystemshttp://www.rapidmicrobio.com/Sempraehttp://semprae.com/TearSciencehttp://www.tearscience.com/en/Investment Team:Ira M. Lubert, Partnerilubert@quakerbio.comBrenda D. Gavin, Partnerbgavin@quakerbio.comP. Sherrill Neff, Partnersneff@quakerbio.comRichard S. Kollender, Partnerrkollender@quakerbio.comMatthew Rieke, M.D., Partnermrieke@quakerbio.comSanjay K. Mistry, Vice PresidentAdele Oliva, Partneraoliva@quakerbio.comDavid R. King, Venture Partnerdking@biorexis.comWesley H. Kaupinen, PrincipalRAFwww.rafind.comPEManufacturing & IndustrialConsumer ProductsMiddle MarketFormed in 1979, RAF Industries is a privately-held, Philadelphia-based investment firm. RAF Industries acquires and operates a diversified group of middle market manufacturing companies located across the United States. Specific areas of interest include building and DIY products; products and services geared toward enhancing the lifestyle of the elderly population; and products and services provided to high-end consumers. The firm targets companies with pretax earnings of at least $4 million for platform acquisitions and at least $500,000 for add-on acquisitions. Transaction value ranges from $20 million to $200 million.

One Pitcairn Place 165 Township Line Road, Suite 2100JenkintownPA19046215-572-0738 215-576-1640

Portfolio companies include:Disston Precisionhttp://disstonprecision.com/Campania Internationalhttp://campaniainternational.com/U.S. Tapehttp://www.ustape.com/American Milworkhttp://www.americanmillwork.com/Earth Techhttp://earthtech.com/Ferche Milworkhttp://www.ferche.com/Materials Marketinghttp://www.mstoneandtile.com/Steamisthttp://www.steamist.com/Pine Environmental Serviceshttp://www.pine-environmental.com/Technical Gas Productshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28828946Weldshiphttp://www.weldship.com/Lazart Productionhttp://www.lazartproduction.com/Cool Gearhttp://coolgearinc.com/Geo-Solutionshttp://www.geo-solutions.com/Freedom Medicalhttp://www.freedommedical.com/Thirtystone Resourceshttp://thirstystone.com/Bar-Plate Manufacturinghttp://www.barplate.com/MILSPRAYhttp://www.milspray.com/Bestt Liebcohttp://www.besttliebco.com/Investment Team:Robert A. Fox, Chairman & Chief Executive Officerbob@rafind.comRichard M. Horowitz, President and Chief Operating Officerrick@rafind.comMichael F. Daly, Vice President & CFOmike@rafind.comCheryl McCullough, Controllercherlym@rafind.comAndrew Souder, Vice Presdent, Acquisitionsandrew@rafind.comHarry Ferguson, Risk Managerbill@rafind.comDavid A. Bennett, Director of Logisticsdaveb@rafind.comJohn F. Piree, Vice President, Taxjohn@rafind.comVenturehouse Groupwww.venturehousegroup.comVCInformation TechnologySoftware & InternetCommunications & NetworkingSports & EntertainmentEarlyVenturehouse Group is an investment firm that creates, acquires, and invests in technology and telecommunications companies. The firm's strategy is to work closely with its portfolio companies to provide operational, strategic, and financing support throughout their lifecycle. Located in Washington, DC, the firm was founded in 1999 and is backed by several leaders in the region's technology and telecommunications industry. Mark Ein, Venturehouse's founder, has extensive experience investing in the wireless industry and currently serves on the Board of Directors of LCC International (NASDAQ: LCCI), one of the world's largest wireless system design and engineering companies. The firm operates as a holding company, not a fund.

509 Seventh Street, NWWashingtonDC20004202-654-7000

Portfolio companies include:Cibernethttp://en.wikipedia.org/wiki/CibernetInternet Photonicshttp://internetphotonics.com/MobileSpringhttp://mmetrics.com/SmartBriefhttp://www.smartbrief.com/index.jspThought Equityhttp://www.thoughtequity.com/ObjectVideohttp://www.objectvideo.com/MobilePossehttp://mobileposse.com/VSGihttp://www.vsgi.com/Appfluenthttp://www.appfluent.com/ARPUhttp://en.wikipedia.org/wiki/ARPUKastle Systemshttp://kastle.com/Washington Kastleshttp://washingtonkastles.com/Investment Team:Mark D. Ein, Founder and CEOmark@venturehousegroup.comZG VenturesVCInformation TechnologyMedia & Digital MediaLife Sciences & HealthcareEarlyLed by Miles Gilburne, ZG Ventures is a Washington DC-based private investment firm. Miles Gilburne was a member of the Board of Directors of Time Warner, Inc. from 2001 until May of 2006. He was previously a senior vice president of corporate development for America Online, Inc., and served as a director of AOL from October 1999 to the AOL/Time Warner Merger in January 2001. Mr. Gilburne is currently a member of the Board of Directors of SRA International, Inc., a publicly traded government services company; the chairman of BrainScope, a medical device company focused on assessing concussion in sports and the military; and a founding investor and member of the board of various privately held venture capital backed companies.

1015 15th Street, N.W., Ste. 1000WashingtonDC20005202-386-7480

Portfolio companies include:Clearspring Technologieshttp://www.clearspring.com/iSkoothttp://www.iskoot.com/BrainScopehttp://brainscope.com/index1.shtmlHealth Hero Networkhttp://bosch-telehealth.com/InGridhttp://www.ingridmichaelson.com/ePalshttp://www.epals.com/Investment Team:Miles Gilburne, Managing MemberDelaware Innovation Fund (DIF)www.difonline.comVCInformation TechnologySoftware & InternetBusiness ServicesConsumer ProductsSeedEarlyThe Delaware Innovation Fund (DIF) is a $10 million private, non-profit venture capital firm established in 1995. The DIF provides early-stage investment capital and counsel to encourage the growth of seed, start-up and early-stage high technology companies in Delaware and throughout the Mid-Atlantic region. The DIF provides funding in either the form of equity capital, long-term debt with royalty-based payback, or convertible debentures. The DIF also provides technical assistance through business counseling, entrepreneurial seminars, and its wide network of professional resources. DIF's initial investment range is from $25,000 through $50,000 in its demonstration funding program, and $50,000 to $500,000 in its commercialization funding. To date, over 250 companies have received counseling and an excess of 500 jobs have been created. Over 20 companies have received capital funds for growth and expansion.

1601 Concord Pike, Suite 82WilmingtonDE19803302-777-1616302-777-1620

Portfolio companies include:Aquatic Designshttp://aquaticdesigns.com/Foxfire Printinghttp://www.foxfireprinting.com/Solsticehttp://en.wikipedia.org/wiki/SolsticeVaporflexhttp://www.layfieldenvironmental.com/pages/EGI/Cutsheets.aspx?id=5409Aviomhttp://www.aviom.com/Business Intelligence Internationalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28514144Mid-Atlantic Angel Grouphttp://www.magfund.com/Smart Button Associateshttp://www.smartbutton.com/Investment Team:David J. Freschman, President & CEOdjf@difonline.comPatrick J. Foley Jr. Ph.D., Managing Director & Founding Chairmanfoleypj@difonline.comDonald J. Franceschini, Chairman EmeritusDuPont Ventureshttp://www2.dupont.com/Ventures/en_US/index.htmlCVCInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialTransportation & DistributionAgriculture & Agricultural ScienceEarlyDuPont Ventures' mission is to enhance the success of entrepreneurial companies, while creating growth opportunities for DuPont. Unlike traditional venture capitalists, DuPont enters into value-generating relationships with its portfolio companies. These relationships can include: joint development agreements; marketing agreements; licensing deals; or other business development activities. DuPont invests in companies with funding needs of $1 million - $10 million in capital. As part of its investment, the firm often seeks an option for a technology license or a marketing relationship to launch a new DuPont business. Current areas of interest include: Advanced Materials, Agriculture, CleanTech, Construction, Health Care, Electronic Materials, Safety Technology, and Transportation.

P.O. Box 80268WilmingtonDE19880302-695-9710

Portfolio companies include:Linguagenhttp://www.redpointbio.com/home_noflash.shtmlInvestment Team:Michael Blaustein, Managing Directormichael.a.blaustein@dupont.comMary Kay Jamesmary-kay.james@dupont.comParam Sreekanthparam.sreekanth@dupont.comJoseph Kingjoseph.a.king@dupont.comInnovation Capital Advisors, LLCwww.innovationcapital.comVCInformation TechnologySoftware & InternetLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesFinancial ServicesEarlyGrowthInnovation Capital Advisors, LLC is an early-stage venture capital management firm managing funds that invest in rapidly growing businesses in the Mid-Atlantic states. The firm focuses its investment activities in chemicals and materials; electronic materials and devices; information technology; nanotechnology; software; biotechnology (excluding human therapeutics); and business information services related to the legal, financial services and manufacturing industries. The Managing Principal of Innovation Capital Advisors is also the founder of Early Stage East, the largest venture conference specifically for early stage companies. The firm manages Innovation Ventures, L.P., an SBIC venture capital fund focused on growth and early-stage investments in enterprises located primarily on the East Coast, with a particular emphasis on the Mid-Atlantic region-Pennsylvania, Delaware and New Jersey. Typically, investments range from $500,000 to $1.5 million. The firm also manages the Delaware Innovation Fund (see profile).

1601 Concord Pike, Suite 82WilmingtonDE19803302-777-1616302-777-1620

(Pennsylvania Office)313 West Liberty Street, Suite 344LancasterPA17603717-397-2279Portfolio companies include:Magnify.nethttp://www.magnify.net/Centicehttp://centice.com/Inspired Technologieshttp://inspiredtechnologiesinc.com/Alinehttp://www.aline.com/Careerminds Grouphttp://www.careerminds.com/Maverick Network Solutionshttp://mavericknetworksolutions.com/Maxion Technologieshttp://maxion.com/Nanocomp Technologieshttp://www.nanocomptech.com/Probity Medical Transcriptionhttp://probitymt.com/SkillSurveyhttp://www.skillsurvey.com/Snipihttp://www.facebook.com/SnipiWeather Trends Internationalhttp://www.wxtrends.com/Investment Team:David J. Freschman, Managing Principaldjf@innovationcapital.comPatrick J. Foley, Jr., Principalfoleypj@innovationcapital.comPedro Moore, Operations Managerpmoore@innovationcapital.comKaren Griffith Gryga, Venture Partnerkgg@innovationcapital.comMike Kelley, Venture Partnermjk@innovationcapital.comRed Clay Equitywww.redclayequity.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketRed Clay Advisors, LLC is a private equity investment management firm dedicated to investing in, advising and building small businesses (with less than $3 million of earnings before interest, taxes, depreciation and amortization or EBITDA). Red Clay provides non-sponsor buy-side advisory, strategic advisory and capital formation consulting services to managers seeking to acquire and/or build businesses. Red Clay focuses on micro-buyouts and lower middle-market buyouts and recapitalizations, which are traditionally underserved by private equity sponsors. Red Clay invests in companies with positive pro forma adjusted EBITDA (or clear ability to achieve positive EBITDA soon after closing), generally above $500,000 for platform companies but with no minimum for add-on acquisitions, and generally below $3 million for all acquisitions, although larger transactions will be considered in partnership with larger sponsor groups.

1601 Delaware AvenueTrolley Square Suite 24A, #196WilmingtonDE19806302-351-3764302- 861-1462

Portfolio companies include:N/AN/AInvestment Team:Michael J. Kelley, Principalmkelley@redclayequity.comMichelle J. Lambert, Controller and Investor Relations AdministratorYet2Ventureswww.yet2ventures.comVCInformation TechnologyEnergy & Clean TechMedical DeviceManufacturing & IndustrialSeedEarlyYet2Ventures is a technology investment firm that focuses on start-ups delivering revolutionary products to market. Yet2Ventures is an open innovation fund that specializes in corporate spinouts, medical devices, electronics, materials science and clean tech. The fund is affiliated with yet2.com, a firm that has offered intellectual property and licensing services globally since 1999. Yet2.com has offices in Tokyo, Boston, Liverpool, and Wilmington, Delaware and is focused on bringing buyers and sellers of technologies together so that all parties maximize the return on their investments.

1105 Market St., Suite 1600WilmingtonDE19801302-654-1597360-361-2275

Portfolio companies include:A-Cubehttp://en.wikipedia.org/wiki/CubeAcucelahttp://acucela.com/Agraquesthttp://www.agraquest.com/Amalfi Semiconductorhttp://www.amalfisemi.com/Amphastarhttp://www.amphastar.com/Analogixhttp://analogix.com/Avantis Medical Systemshttp://www.avantismedical.com/Axelahttp://axela.com/Broncus Technologieshttp://www.broncus.com/BioAmberhttp://www.bio-amber.com/Ecriohttp://www.ecrio.com/Electro Petroleumhttp://electropetroleum.com/Ganedenhttp://ganedenlabs.com/GCT Semiconductorhttp://www.gctsemi.com/GEM Serviceshttp://www.gemservices.com/GreatPoint Energyhttp://www.greatpointenergy.com/InPhase Technologieshttp://inphase-technologies.com/Interventional Spinehttp://www.i-spineinc.com/MiCardiahttp://www.micardia.com/Mobeamhttp://www.mobeam.com/MobilePeakhttp://mobilepeak.com/Nanopackhttp://nanopackinc.com/Onset Medicalhttp://onsetmedical.com/RateItAllhttp://www.rateitall.com/Reverse Medicalhttp://reversemed.com/SanBiohttp://san-bio.com/ScanRhttp://blog.scanr.com/SpineAlign Medicalhttp://spinealignmedical.com/StemCytehttps://www.stemcyte.com/Sure to Growhttp://www.suretogrow.com/uReachhttp://ureach.com/Versify Solutionshttp://versify.com/Virtual Synapticshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=25409732Vorbeckhttp://www.vorbeck.com/Watermark Medicalhttp://watermarkmedical.com/Xactlyhttp://www.xactlycorp.com/Yoicshttp://www.yoics.com/Investment Team:Ben DuPont, Co-FounderPhilip B. Stern, Co-FounderMeidlinger Partners, LLCwww.meidlingerpartners.netVCPEEnergy & Clean TechExpansionMiddle MarketMeidlinger Partners invests in, grows and develops water technology, product and service companies that have scalable solutions to address the world's water problems. Many of these problems are associated with cleaning water and wastewater in an energy efficient manner in and treating water and wastewater in order to meet governmental standards. Meidlinger provides late-stage venture and growth equity to private lower market companies in the U.S. and Western Europe. The firm seeks significant minority and control stakes in profitable and near-profitable companies in the water industry with annual revenues primarily in the $2 to $20 million range. The firm invests in companies with water technologies, products and services that serve the needs of government and privately owned water and wastewater utilities as well as industrial clients (such as companies that produce metals, wood, paper, chemicals, gasoline, oils, and power).

3711 Market Street, Suite 800 PhiladelphiaPA19104215-701-3299 215-557-0912

Portfolio companies include:Triton Waterhttp://www.alamancefoods.com/triton_water.htmlEnvironmental Operating Solutionshttp://www.eosenvironmental.com/Liberty Hydrohttp://libertyhydro.net/RedZone Roboticshttp://www.redzone.com/Andalyzehttp://andalyze.com/Investment Team:Kevin Brophy, Founder and Managing Principalkbrophy@meidlingerpartners.netKaren Meidlinger, Founder and Managing Principalkmeidlinger@meidlingerpartners.netTami Fratis, Senior Advisortfratis@meidlingerpartners.netRudy Lutterschmidt, Financerlutterschmidt@meidlingerpartners.netMichael Lynch, Senior Associatemlynch@meidlingerpartners.netRenovus Capital Partnerswww.renovuscapital.comPEEducation & TrainingMiddle MarketFounded in January 2010, Renovus Capital Partners is an education-focused private equity fund based in Wynnewood, PA, a suburb of Philadelphia. A licensed SBIC, Renovus invests in small and mid-sized businesses within the education sector, including both educational institutions and companies that provide these institutions with technology, content and services. The Fund is particularly interested in growth-oriented businesses, and the Renovus team actively partners with management to build its portfolio companies through acquisitions, new strategic initiatives and operational improvements. The Renovus team has a combined 41 years of experience investing in the education sector and the founding partners have been working together since 2005. Renovus typically commits $5 million to $15 million per investment and focuses on cash flow positive businesses with less than $10 million EBITDA. The firm currently manages $160 million in committed capital.

308 E. Lancaster AvenueWynnewoodPA19096484-416-0856484-416-0857

Portfolio companies include:EDIC Collegehttp://ediccollege.com/Atomic Learninghttp://www.atomiclearning.com/Investment Team:Brad Whitman, Partner, 484-416-0826brad.whitman@renovuscapital.comAtif Gilani, Partner, 484-416-0834atif.gilani@renovuscapital.comJesse Serventi, Partner, 484-416-0856jesse.serventi@renovuscapital.comFred Hill, Partner, 484-416-0865fred.hill@renovuscapital.comWilliam Landman, Partner, 610-896-3000bill.landman@renovuscapital.comRobin Hood Ventureswww.robinhoodventures.comAInformation TechnologySoftware & InternetLife Sciences & HealthcareMedical DeviceEarlyFounded in 1999, Robin Hood Ventures is a group of experienced angel investors interested in investing and taking an active role in early stage companies with high return on investment potential. The group consists of Greater Philadelphia Region entrepreneurs/investors who have joined together to fund and aid the development of local companies through their collective business experience and contacts. Skill sets include depth in all functional areas, including general management, marketing, sales, product development, communications, and finance. The group can invest $250K to $500K for a single financing, and will co-invest with other angels or institutions. Since 1999, the group has invested over $14M in over 40 companies in industries including software, medical devices, biotech, internet and financial technology. Robin Hood targets businesses that require funding of $750K to $1.5MM to reach the next level.

3711 Market Street, 8th FloorPhiladelphiaPA19104215-966-6220484-214-0114

Portfolio companies include:Athleaguehttp://athleague.com/Paradigm Spinehttp://www.paradigmspine.com/Patria Serviceshttp://www.paymentsnews.com/patria-services/Unique Solutionshttp://www.unique-solutions.com/Sidecarhttp://hello.getsidecar.com/Document Depositoryhttp://www.docdep.com/Novirahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=54459985LiveLOOKhttp://www.livelook.com/Locus Energyhttp://locusenergy.com/Compliance Assurancehttp://www.compliance-assurance.com/DailyWorthhttp://dailyworth.com/Monetatehttp://monetate.com/Coldlight Solutionshttp://www.coldlightsolutions.com/QR Pharmahttp://qrpharma.com/Hotlisthttp://www.hotlist.com/VerbalizeIthttp://www.verbalizeit.com/OneTwoSeehttp://onetwosee.com/Grassroots Unwiredhttp://www.grassrootsunwired.com/Cloudminehttps://cloudmine.me/3000BC LLChttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=146328278Unirisxhttp://www.unirisx.com/WizeHivehttp://www.wizehive.com/TicketLeaphttp://www.ticketleap.com/Aklerohttp://www.aklero.com/Investment Team:Ellen Weber, Executive Directoreweber@robinhoodventures.comLarry BrotzgeJoe HerbstJohn MooreCraig SchroederJeff StriderRobinson and Englerwww.robinsonengler.comVCInformation TechnologyLife Sciences & HealthcareEarlyRobinson and Engler is a venture capital management company based in Pittsburgh. Consisting of venture capitalists Steve Robinson and Ed Engler, the partners bring community relationships and operational expertise to bear on early stage companies. Robinson and Engler has been selected to manage the Pittsburgh Angel Fund, now called Pittsburgh Equity Partners (see profile). Steve is one of the most active angel investors in the Pittsburgh region, having invested in more than 25 early-stage companies including Medrad, Precision Therapeutics, Lifecor, Vascor, mSpoke, BitArmor, Bethany Hospice, Webmedx, and many others. Ed is the founder and chairman of Summa Technologies, an IT consulting and commercial-grade software development company, and Summa VentureWorks which funds seed-stage companies targeting the enterprise software market. Some of Ed's investments include mSpoke and JumpStart Wireless.

6507 Wilkins AvenuePittsburghPA15217412-265-1325

Portfolio companies include:Investment Team:Steve RobinsonEd EnglerRosemont Investment Partners, LLCwww.rosemontpartnersllc.comPEFinancial ServicesMiddle MarketRosemont Investment Partners, LLC is a private equity firm focused exclusively on making investments in asset managers who face an ownership dilemma. Rosemont was formed in May 2000 to provide capital to fund management buyouts, recapitalizations and selected start-ups in the asset management industry. Rosemont seeks meaningful minority interests alongside management teams who control the majority of the company's equity. Portfolio companies are structured to create competitive compensation mechanisms that are balanced between near-term income and long-term value creation. Rosemont seeks to invest between $3 million and $20 million in equity in transactions resulting in equity stakes of 15% to 50%. Rosemont prefers to be the sole outside investor in its portfolio companies although it will lead transactions in which co-investors are required or desired, resulting in potential equity commitments of up to $100 million. Target investments are profitable or are generating revenue and expect to be profitable within 12-18 months. Management teams will typically be expected to invest alongside Rosemont in support of their business.

300 Conshohocken State Road, Suite 680West ConshohockenPA19428610-834-1370 610-832-1265

Portfolio companies include:Silvercrest Asset Managementhttp://www.silvercrestgroup.com/Cadencehttp://www.cadencecapital.com/Perimiter Capitalhttp://www.perimetercapitalmanagement.com/Biviumhttp://biviumcapital.com/Sparta Asset Managementhttp://www.spartamanagement.com/Balentinehttp://www.balentine.com/Lateefhttp://lateef.com/SouthernSunhttp://www.southernsunam.com/Allegiance Capitalhttp://allcapcorp.com/Champlain Investmenthttp://www.cipvt.com/Rice Hall Jameshttp://ricehalljames.com/Piedmont Investment Advisorshttp://www.piedmontinvestment.com/Westmount http://www.westmount.com/Investment Team:Charles B. Burkhart, Jr., Foundercburkhart@rosemontpartnersllc.comDavid D. Silvera, Managing Directordsilvera@rosemontpartnersllc.comGenie Logue, Principalglogue@rosemontpartnersllc.comThomas M. Balderston, Principaltbalderston@rosemontpartnersllc.comSam Schecter, Chief Financial Officersschecter@rosemontpartnersllc.comMelinda S. Bugg, Chief Administrative Officermbugg@rosemontpartnersllc.comS.R. One, Limitedwww.srone.comCVCLife Sciences & HealthcareEarlySR One is GlaxoSmithKline's independent corporate healthcare venture capital fund. SR One invests globally in emerging life science companies focused on drug discovery, development or delivery that have the potential to make products that can have a dramatic benefit to patients. SR One is interested in companies with products that are in preclinical development through clinical proof-of-concept. Overall, the firm looks for investments that can provide attractive financial returns and significant strategic value. The firm's current portfolio includes more than 30 private and public companies and since its founding in 1985, SR One has invested over $680MM in the biotech space.

161 Washington Street, Suite 500Eight Tower Bridge ConshohockenPA19428610-567-1000 610-567-1039

Portfolio companies include:CalciMedicahttp://www.calcimedica.com/CyDexhttp://cydexpharma.com/Novalar Pharmaceuticalshttp://www.novalar.com/Aileron Therapeuticshttp://aileronrx.com/Alios BioPharmahttp://www.aliosbiopharma.com/Anaphorehttp://www.anaphore.com/index.htmCalciMedicahttp://www.calcimedica.com/CoNCERT Pharmaceuticalshttp://www.concertpharma.com/Constellation Pharmaceuticalshttp://www.constellationpharma.com/Dicerna Pharmaceuticalshttp://www.dicerna.com/Genocea Bioscienceshttp://www.genocea.com/HTG Molecularhttp://www.htgmolecular.com/htg-changes-name-to-htg-molecular-diagnostics-741.htmiPierianhttp://www.ipierian.com/Addex Therapeuticshttp://www.addextherapeutics.com/Auxogynhttp://www.auxogyn.com/Bicycle Therapeuticshttp://www.bicycletherapeutics.com/F-Starhttp://f-star.com/Illuminosshttp://illuminoss.com/Mission Therapeuticshttp://missiontherapeutics.com/Neuro Therapeutics Pharmahttp://www.ntprx.com/Nimbus Discoveryhttp://nimbusdiscovery.com/PsiOxus Therapeuticshttp://www.psioxus.com/Principiahttp://www.principia.edu/Investment Team:Jens Eckstein, PresidentKent A. Gossett, General PartnerDeborah Harland, General PartnerMatthew Foy, PartnerRajeev Dadoo, Ph.D., PartnerBrian Gallagher, PartnerSimeon J. George, PartnerDavid Phillips, PartnerVikas Goyal, Senior AssociateJill Carroll, Senior AssociateSafeguard Scientificswww.safeguard.comVCPEInformation TechnologyMedia & Digital MediaLife Sciences & HealthcareMedical DeviceFinancial ServicesEarlyGrowthExpansionMiddle MarketFounded in 1953, Safeguard (NYSE: SFE) is a holding company that provides growth capital for entrepreneurial and innovative life sciences and technology companies. Safeguard targets life sciences companies in Molecular and Point-of-Care Diagnostics, Medical Devices, Regenerative Medicine, Specialty Pharmaceuticals and selected healthcare services; and technology companies in Internet / New Media, Financial Services IT, Healthcare IT and selected business services with capital requirements of up to $25 million. Safeguard participates in expansion financings, corporate spin-outs, management buyouts, recapitalizations, industry consolidations and early-stage financings. Safeguard's current management team has deployed more than $315 million of capital in its partner companies since 2006. In addition, the team has built additional value in and realized approximately $643 million in exit transactions involving current and legacy partner companies and private-equity holdings that represented transactions undertaken by Safeguards current and previous management teams. The firm's percentage of ownership is in the range of 5% to 50%.

435 Devon Park Drive, Bldg. 800WaynePA19087610-293-0600610-293-0601

Portfolio companies include:Advantedge Healthcare Solutionshttp://www.ahsrcm.com/Avid Radiopharmaceuticalshttp://avidrp.com/Bridgevinehttp://bridgevine.com/Molecular Biometricshttp://www.molecularbiometrics.com/Portico Systemshttp://www.porticosys.com/Alverixhttp://alverix.com/Good Start Geneticshttp://goodstartgenetics.com/NovaSomhttp://novasom.com/NuPathehttp://www.nupathe.com/PixelOpticshttp://www.pixeloptics.com/Putneyhttp://www.putney.com/Tengionhttp://www.tengion.com/Medivohttp://www.medivo.com/Beyond.comhttp://www.beyond.com/Swap.comhttp://www.swap.com/DriveFactorhttp://www.drivefactor.com/Hoopla.nethttp://hoopla.net/Lumesishttp://lumesis.com/MediaMathhttp://www.mediamath.com/Spongecellhttp://www.spongecell.com/ThingWorxhttp://www.thingworx.com/Investment Team:Gary J. Kurtzman, Managing Directorgkurtzman@safeguard.comJames A. Datin, Executive Vice President and Managing Director of Life Sciencesjdatin@safeguard.comJim P. OConnell, Principaljoconnell@safeguard.comJohn E. Shave III, VP, Business Development & Corporate Communicationsjshave@safeguard.comPhilip D. Moyer, Managing Directorpmoyer@safeguard.comStephen T. Zarrilli, President and Chief Executive Officerszarrilli@safeguard.comErik B. Rasmussen, Managing Directorerasmussen@safeguard.comMark A. Mitchell, PrincipalPitamber Devgon, M.D., Senior Associatepdevgon@safeguard.comBrian J. Sisko, SVP and General Counselbsisko@safeguard.comDaniel P. van den Berghdvdb@safeguard.comKartheek Mulpuri, Associatekmulpuri@safeguard.comSandwith Ventureswww.sandwithventures.comAInformation TechnologySoftware & InternetConsumer ProductsRetail & RestaurantSeedEarlyColin M. Evans is the Founder and Managing Partner of Sandwith Ventures (SV), a San Francisco and Philadelphia based investment firm focusing on angel and early stage investments. Founded in January, 2007, Sandwith Ventures focuses its investments in three main sectors: 1) retail and consumer oriented e-commerce 2) internet marketplaces and 3) online marketing and advertising services. Investments are concentrated in the Bay Area and Philadelphia, but SV will also look at deals on the East Coast as far south as Washington, D.C. and as far north as New York City. Previous to launching Sandwith Ventures, Colin was a Co-Founder, member of the Executive Team and Vice President of Sales and Business Development at StubHub.com, a successful online ticket exchange founded in 2000 and sold to eBay in early 2007. Sandwith Ventures most significant involvement is with entrepreneurs and early stage companies from company formation to the first raise of institutional capital. SV works with companies on all aspects of monetization, customer acquisition, distribution, organizational strategy and operations. Once a company has reached a point of 20+ employees and greater than $5MM in aggregate venture capital raised, the role of Sandwith Ventures greatly diminishes. Sandwith maintains offices in San Francisco and Philadelphia.

2101 Market Street, #2106PhiladelphiaPA19103415-218-7940415-276-2340

Portfolio companies include:ModCloth.comhttp://www.modcloth.com/Shop It To Mehttp://shopittome.com/Socializrhttp://www.socializr.com/Bonoboshttp://www.bonobos.com/BountyJobshttp://www.bountyjobs.com/Zwagglehttp://www.zwaggle.com/Spreecasthttp://www.spreecast.com/Placelyhttp://mashable.com/2008/05/20/placely-official-launc/TicketLeaphttp://www.ticketleap.com/SkyGridhttp://www.skygrid.com/Ryzinghttp://ryzing.com/Lionsidehttp://lionside.com/RentJuicehttp://www.rentjuice.com/BountyJobshttp://www.bountyjobs.com/CommunityLend http://www.communitylend.com/Foodziehttp://foodzie.com/Homeboodlehttp://livelovely.com/eRealInvestorhttp://erealinvestor.com/eriweb/index.cfmRich Relevancehttp://www.richrelevance.com/Invite Mediahttp://www.invitemedia.com/Marin Softwarehttp://www.marinsoftware.com/Bright Edge Technologyhttp://www.brightedge.com/Waterfall Mobilehttp://www.waterfallmobile.com/Kadoinkhttp://techcrunch.com/2009/04/19/kadoink-seized-by-creditors/TellAPalhttp://my.tellapal.com/Sociable Labshttp://www.sociablelabs.com/Investment Team:Colin M. Evans, Founder and Managing Partnercevans@sandwithventures.comScience Centerwww.sciencecenter.orgVCIInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareSeedEarlyFounded in 1963, the Science Center is the oldest and largest urban research park in the United States. The Center supports technology commercialization and technology-based economic development on our campus and in the Greater Philadelphia region. The Center's 31 nonprofit shareholders include many of the distinguished colleges, universities, hospitals, and research institutions located throughout Pennsylvania, New Jersey, and Delaware. The Center provides lab and office space for start-up, growing and established companies, and offers business incubation, support services and programming for entrepreneurs and start-up companies. Located within a designated Keystone Opportunity Zone (KOZ) and Keystone Innovation Zone (KIZ), residents of the Science Center can benefit from these state programs offering significant tax advantages to growing companies. The incubator serves as a home to several investment organizations such as: BioAdvance, Robin Hood Ventures, DreamIt Ventures, and Meidlinger Partners.

3711 Market Street, 8th FloorPhiladelphiaPA19104215-966-6000215-966-6002

Portfolio companies include:Adaptimmunehttp://www.adaptimmune.com/BeiGene Biohttp://www.beigene.com/BeneLein Technologieshttp://benelein.com/Biologistics Consultinghttp://www.biologistics-consulting.com/pages/1_1-Home.htmlBioNano GENOMICShttp://www.bionanogenomics.com/Bioscript Sciencehttp://bioscriptscience.com/Charlesworth Grouphttp://www.charlesworth.com/Daedulus Innovationshttp://daedalusinnovations.com/Diffregenhttp://dictionary.reference.com/browse/differentDMX Biohttp://dmxbio.com/DoseCuehttp://dosecue.com/DRC/Green Energyhttp://drcgreenenergy.com/Joomla/Arlendahttp://www.arlenda.com/CropLordhttp://www.croplord.com/Career.htmlEpitekhttp://epitek-inc.com/GADORE Centerhttp://www.gadorecenter.com/Googlehttp://www.google.com/Immuno-Spyhttp://www.manta.com/c/mtvfhw9/immuno-spy-llcInvisible Sentinelhttp://invisiblesentinel.com/MedCity Mediahttp://medcitynews.com/Mitergyhttp://mitergy.com/Montage Healthcare Solutionshttp://montagehealthcare.com/Nelum Sciencehttp://www.manta.com/c/mw2x5gm/nelum-sciencesNUS Americahttp://nusamerica.org/Nuvonhttp://www.nuvon.com/default.htmlOptiflame Solutionshttp://optiflame-spb.ru/index_eng.htmlPharmaceutical Presshttp://www.pharmpress.com/R&D Green Materialshttp://greenmaterialsllc.com/Vascular Magneticshttp://www.vascularmagnetics.com/Vector Biolabshttp://vectorbiolabs.com/Vipix Systemshttp://myvipix.com/vipix/user/jsp/content/VipixClient.htmlInvestment Team:Stephen S. Tang, Ph.D, President and CEOCurt Hess, Senior Vice President of Real Estate Operationschess@sciencecenter.orgChristopher J. Laing, MRCVS, PhD, Vice President of Science and Technologyclaing@sciencecenter.orgSaul A. Behar, Vice President and General Counsel sbehar@sciencecenter.orgThomas Greenwood, Vice President, Accounting Jeanne Mell, Vice President Marketing Communications jmell@sciencecenter.orgSCP Partnerswww.scppartners.comVCPEInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareBusiness ServicesDefense & Homeland SecurityEarlyExpansionMiddle MarketSCP Partners is a diversified, multi-stage venture capital firm with over $800 million under management that is focused on investments in Information and Communications Technology (ICT), Life Sciences, Services, and Defense and Security. SCP invests in the following areas: Expansion stage companies that are largely past product or technology development risk and can demonstrate some level of actual market validation; Early stage companies with exceptional technology or other proprietary advantages that are poised to capitalize on major market trends; and Later stage, middle market buyout opportunities that are attractively priced and offer upside growth potential through strategy modification and management rejuvenation. The firm's target investment size is $2-$10 million with additional funds reserved for follow-on rounds and a capacity of up to $50 million per company. SCP maintains an additional office in New Jersey.

1200 Liberty Ridge Drive, Suite 300WaynePA19087610-995-2900610-975-9546

(New Jersey Office)74 Grand AvenueEnglewoodNJ07631201-541-1080201-541-1084Portfolio companies include:Amkor Technologyhttp://www.answers.com/topic/amkor-technology-incGiftCertificates.comhttp://giftcertificates.com/DVTelhttp://dvtel.com/Echo 360http://echo360.com/Fourthwall Mediahttp://www.fourthwallmedia.tv/Gigaredhttp://gigared.net/Grab Networkshttp://www.grabnetworks.com/Magnolia Broadbandhttp://www.magnoliabroadband.com/Q Grouphttp://q-group.org/Software Technologyhttp://www.sti-k12.com/Deep Breezehttp://deepbreeze.com/Trig Medicalhttp://www.trigmed.com/Vitalife Fundhttp://vitalifevc.com/Pentech Financial Serviceshttp://pentechfinancial.com/Tammac Holdingshttp://tammac.com/XVionicshttp://www.xvionics.com/Hospitality Associateshttp://www.hhphotels.com/Selway Partnershttp://www.scppartners.com/portfolio.htmlVertex Management Israelhttp://www.vertexisrael.co.il/index.aspInvestment Team:Winston J. Churchill, Managing General Partnerwchurchill@scppartners.comWayne B. Weisman, Partnerwweisman@scppartners.comThomas G. Rebar, Partnertrebar@scppartners.comYaron Eitan, Partneryeitan@scppartners.comEdmundo Gonzalez, Principalegonzalez@scppartners.comDennis P. Ferry, CFOSCP Vitalifewww.scpvitalife.comVCLife Sciences & HealthcareMedical DeviceEarlyGrowthSCP Vitalife is a Life Sciences Fund formed by SCP Partners (see profile), a U.S.-based investment organization with over $900 million in venture funds under management. Vitalife is an experienced venture firm investing primarily in Israeli medical technology companies. The SCP Vitalife team includes investment professionals with prior experiences as senior executives, clinical practitioners and venture capitalists. The group's focus is on early to mid-stage life science technologies and services, with a concentration on therapeutic medical devices. Over half of the Fund's investment capital is expected to go to Israeli companies with the remainder allocated to U.S. companies. SCP Vitalife's target initial investment size is $3-$7 million, with typical total investment of $7-$15 million over the lifespan of the investment. The Fund's major focus for investment will be: Medical devices for therapeutic uses; Novel diagnostic methods, especially imaging; Biomaterials; Specialty pharmaceuticals and drug delivery; and Healthcare services. SCP Vitalife is a partner in Technion Seed (www.technionseed.co.il), the new incubator from the Technion Institute (Haifa). It is an alliance of Technion Israel Institute of Technology and four venture capital companies that will invest in and support seed stage start-up companies located in Israel. With $230 million under management in two funds, SCP Vitalife has made more than 30 investments in life sciences start-ups since its inception in 2002.

1200 Liberty Ridge Drive, Suite 300WaynePA19087610-995-2900610-975-9546

Portfolio companies include:Pocared Diagnosticshttp://pocared.com/NiTi Surgical Solutionshttp://www.nitisurgical.com/Regentis Biomaterialshttp://www.regentis.co.il/Argo Medical Technologieshttp://www.argomedtec.com/DIR Technologieshttp://dir-technologies.com/EndoSpanhttp://endospan.com/Garnet Biotherapeuticshttp://garnetbio.com/RECRO Pharmahttp://recropharma.com/Regentis Biomaterialshttp://www.regentis.co.il/Sensible Medical Innovationshttp://www.linkedin.com/company/sensible-medical-innovationsSpine21http://spine21.com/Avedrohttp://www.avedro.com/FluidNethttp://www.fluidnet.net/LZ Therapeuticshttp://nep.benfranklin.org/lazarus-therapeutics/Medical Surgical Technologieshttp://www.surgicaltechnologies.com/Pocared Diagnosticshttp://pocared.com/Investment Team: Abraham Ludomirski, PartnerWayne B. Weisman, PartnerWinston J. Churchill, PartnerJeff Dykan, PartnerRichard L. Sherman, Venture PartnerGerri Henwood, Venture PartnerEdna Charlap, Venture PartnerDennis P. Ferry, CFORoger Carolin, Venture PartnerScranton Enterprise Centerwww.scrantonenterprisecenter.comIInformation TechnologySoftware & InternetBusiness ServicesSeedThe Scranton Enterprise Center (SEC) is a state-of-the-art business facility in downtown Scranton, Pennsylvania. Constructed in 2003 and expanded in 2004, the facility houses several anchor tenants as well as a Business Incubator program for start-up and expanding small businesses. Class A office space ranging in size from as small as 157 square feet to as large as 6,000 square feet is currently available for lease. The facility is located in a designated Keystone Opportunity Expansion Zone as well as a Keystone Innovation Zone. The SEC provides a number of services to enhance the development of young firms, including hands-on management assistance, access to financing, intensive mentoring programs, and networking opportunities. The SEC's business incubator tenants have access to shared office services, equipment, conference rooms, flexible leases, and expandable office space. Scranton Enterprise Center Business Incubator staff will work directly with its tenants to identify sources of venture capital financing.

201 Lackawanna AvenueScrantonPA18503570-341-0270570-347-0273

Tenant companies include:Blackout Designhttp://www.blackout-design.com/Iron-Tree Networkshttp://www.manta.com/c/mmlhxvn/iron-tree-data-networks-incTMG Healthhttp://www.tmghealth.com/TAI Softwarehttp://www.taisoftware.com/Customer For Lifehttp://www.customerforlife.com/McNally and Sonshttp://mcnallydirect.com/Hydro4GEhttp://hydro4ge.com/APPEKhttp://www.apple.com/Nearbid.comhttp://www.nearbio.com/EcoIndustrialhttp://www.ecoindustrial.ca/iYouVohttps://iyouvo.com/Geisinger Ventureshttp://www.geisinger.org/professionals/ventures/SCOREscorescranton.orgKuhcoonhttp://www.kuhcoon.com/Global Exercise Grouphttp://www.globalexercisegroup.com/Management Team:Aaron Whitney, Facilities Managerawhitney@scrantonchamber.comSeaCap Ventureswww.seacapventures.comVCInformation TechnologySoftware & InternetCommunications & NetworkingEarlySeaCap Ventures is a venture capital investment firm that focuses on equity investments in early-stage business enterprises. SeaCap has offices in New York City and Philadelphia, and targets companies located in the Mid-Atlantic region. SeaCap invests in industries including, but not limited to: Internet technologies and services, information technology and telecommunications, and in other businesses leveraging their enterprise functions through the Internet. SeaCap will also consider investments in non-technology businesses that are well positioned for growth with a significant market opportunity. The firm does not consider investments in the life sciences sector. SeaCap's preferred investment opportunities are deals in which the firm may act as a lead investor with an investment amount of $250,000 to $1,000,000. The preferred initial investment amount is $500,000.

227 Pine StreetPhiladelphiaPA19106215-413-3686212-413-3688

Portfolio companies include:Expert Planhttps://www.expertplan.com/defaultep.jspNavtrakhttp://www.navtrakgps.com/WAM Systemshttp://www.wamsystems.com/Compoze Softwarehttp://www.ca.com/us/partners/spotlight.aspx?cid=57150ExactOnehttp://exacta.com/Investment Team:Eric (Ric) Cohen, Co-Foundereric@seacapventures.comSteven Tuttleman, Co-Foundersteve@seacapventures.comAllen B.J. Paik, Co-Founderallen@seacapventures.comSpire Capitalwww.spirecapital.comPEInformation TechnologyCommunications & NetworkingMedia & Digital MediaBusiness ServicesMiddle MarketFounded in 2000, Spire Capital is an active and experienced private equity firm with an investment focus in small market companies within the business services, information services, media and communications sectors. Spire Capital seeks to lead small market buyout investments in its areas of expertise and currently has approximately $600 million in assets under management across two funds. Spire deploys capital across a broad range of business services, information services and media and communications industries consisting of numerous sub-sectors such as transaction processing, security services, database management, digital media, broadcasting, publishing, information services, wireless communications and cable television. Spire Capital focuses on companies typically with a minimum revenue of $10.0 million and minimum EBITDA of $5.0 million.. Spire Capital's ideal investment size is $15 - $40 million.

One Tower Bridge100 Front Street, Suite 1310West ConshohockenPA19428610-397-1700610-397-1014

Portfolio companies include:Carpathia Hostinghttp://www.carpathia.com/Certiporthttp://www.certiport.com/portal/desktopdefault.aspx?TZ=-5Just Marketinghttp://justmarketing.com/Professional Bull Ridershttp://www.pbr.com/AssetNationhttp://assetnation.com/Rainbow Child Care Centerhttp://rainbowccc.com/Tarpon Towershttp://tarpontowers.com/Velocityhttp://www.velocity.cc//Tarpon Towershttp://tarpontowers.com/Investment Team: Andrew J. Armstrong, Jr., Partneraarmstrong@spirecapital.comBruce M. Hernandez, Partnerbhernandez@spirecapital.comRichard H. Patterson, Partnerrpatterson@spirecapital.comSean C. White, Partnerswhite@spirecapital.comDavid K. Schaible, Partnerdschaible@spirecapital.comDonald E. Stewart, CFOdstewart@spirecapital.comBenjamin P. Meyer, Principalbmeyer@spirecapital.comAnthony D. Cassano, Vice Presidentacassano@spirecapital.comMichael S. Grady, Vice Presidentmgrady@spirecapital.comStonewood Capital Management, Inc.www.stonewoodcapital.comVCPEInformation TechnologyMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialTransportation & DistributionEarlyMiddle MarketStonewood Capital Management is a private, Pittsburgh-based investment firm managed by a small group of professionals. Stonewood is not a fund, so it can be very flexible in its approach to investing. Stonewood is primarily interested in acquiring positions in companies or operating units that fit the following profile: Manufacturing, assembly or distribution businesses; Sales between $5 and $60 million; Profitable, with stable margins; Located in the eastern United States or Canada; and a Diversified customer base. In terms of the Early-Stage investment arena, Stonewood views itself as an "institutional angel," providing not only capital, but business expertise and advice to companies that are in the early phase of their development. The firm most often participates when a company is raising between $500,000 and $5 million. Stonewood typically invests between $100,000 and $1 million and has made twenty investments in early-stage companies during the past three years-all but two of them in the greater Pittsburgh area.

209 4th AvenuePittsburghPA15222412-391-0300412-391-0500

Portfolio companies include:NewBoldhttp://newboldcorp.com/Demegenhttp://www.demegen.com/Plan4Demandhttp://www.plan4demand.com/TimeSyshttp://timesys.com/Precision Therapeuticshttp://www.precisiontherapeutics.com/Addressograph-Bartizanhttp://imprinters.com/Emglohttp://emglo.com/Inmediushttp://www.inmedius.com/NewBoldhttp://newboldcorp.com/PatientWorkshttp://www.patientworks.com/Ritas Icehttp://www.ritasice.com/Tank Serviceshttp://www.tankservices.com/Ardica Technologieshttp://www.ardica.com/ReGearhttp://regearlife.com/Investment Team:George R. Knapp, Chairmangknapp@stonewoodcapital.comJ. Kenneth Moritz, Private Equity, Presidentkmoritz@stonewoodcapital.comJohn H. Tippins, Early-Stage, Managing Directorjtippins@stonewoodcapital.comPeter J. Muth, Vice Presidentpmuth@stonewoodcapital.comStriker Partnerswww.strikerpartners.comPEManufacturing & IndustrialBusiness ServicesMiddle MarketStriker Partners is a Graham-sponsored (see profile) private investment fund formed to make growth equity investments in small to medium-sized industrial businesses (revenues below $50 million). Striker focuses its growth equity activities on later-stage, proprietary, niche manufacturing businesses located within the Mid-Atlantic region, and its venture capital activities on emerging nutraceutical ingredient and technology businesses based in North America. Striker typically invests between $5 and $15 million, with an emphasis on acquisitions and control investments. Striker targets growth-oriented niche manufacturing and business service companies (EBITDA between $1-5 million), with an emphasis on opportunities that support a platform strategy where growth can be accelerated through strategic acquisitions. Striker will evaluate growth equity or buyout investment opportunities in most growth-oriented industries.

224 County Line RoadWaynePA19087610-722-0500610-722-0800

Portfolio companies include:Touchstone Wirelesshttp://www.touchstonewirelesslp.com/Surgent McCoyhttp://www.cpenow.com/Professional Credential Serviceshttp://www.pcshq.com/LaserGrade Computer Testinghttp://www.lasergrade.com/Larexhttp://www.larex.com/larex/welcome.htmlNurturehttp://www.nurture.com/Investment Team:Charley French, Principalcfrench@strikerpartners.comRichard Graham, Founder and Managing Principalrgraham@strikerpartners.comDerek Spence, Managing Principaldspence@strikerpartners.comGreg Okupniarek, CFOgokupniarek@strikerpartners.comSusquehanna Growth Equity, LLCwww.sgep.comPEInformation TechnologySoftware & InternetBusiness ServicesFinancial ServicesMiddle MarketSusquehanna Growth Equity, LLC (SGE) is a private equity group investing in growth capital and buyout opportunities in the Capital Markets Technology & Financial Services; Payments & Transaction Processing; Information Services; Software & Internet. SGE is an affiliate of the Susquehanna International Group of companies (SIG), which is a leading financial institution focusing on trading and market making, investment banking, institutional sales and research, private equity, and venture capital. SGE focuses on companies with at least $5 million of commercial revenue and strong growth prospects. SGE is generally the lead investor and assumes a board seat to best leverage its skills and resources. The firm typically invests between $5 million and $50 million per company.

401 City Avenue, Suite 526Bala CynwydPA19004610-617 2600

Portfolio companies include:29Westhttp://29west.com/CashEdgehttp://cashedge.com/ESP Technologieshttp://esptechnologies.com/JK Grouphttp://www.jk-group.com/Derivixhttp://www.derivix.com/ETF Securitieshttp://www.etfsecurities.com/TradeHelmhttp://tradehelm.com/PaySimplehttp://www.paysimple.com/The Logic Grouphttp://www.the-logic-group.com/HMP Communicationshttp://www.hmpcommunications.com/MMIThttp://www.mmitnow.com/Netformxhttp://www.netformx.com/Offers.comhttp://www.offers.com/Skybox Securityhttp://www.skyboxsecurity.com/iCIMShttp://www.icims.com/Investment Team:Amir Goldman, Directoramir.goldman@sgep.comVincenzo La Ruffa, Directorvincenzo.laruffa@sgep.comJonathan Klahr, Directorjonathan.klahr@sgep.comScott Feldman, Directorscott.feldman@sgep.comShamit Mehta, Vice Presidentshamit.mehta@sgep.comThe Reinvestment Fund (TRF)www.TRFund.comVCEnergy & Clean TechReal EstateEarlyThe Reinvestment Fund builds wealth and opportunity for low-wealth communities and low- and moderate-income individuals through the promotion of socially and environmentally responsible development. TRF makes loans, equity investments, and grants to affordable housing, small business, community services, commercial real estate, workforce development, and energy conservation projects. In total, TRF manages over $685 million in investment capital. TRF Private Equity manages two funds which in combination have generated almost 1,500 jobs for low- and middle-income workers. The group's original fund, DVCRF Ventures was launched in 1998 and is fully invested in 11 ventures. Urban Growth Partners (UGP) is TRF Private Equity's second venture fund, and has $48.5 million in commitments. Part of UGP, The Baltimore Fund, focuses exclusively on investments in Baltimore city and the surrounding five counties. The fund seeks companies with total investment requirements of $2-$5 million, where TRF's portion of the investment would range from $1-$4 million. TRF Private Equity targets companies that are in or near urban markets in the Mid-Atlantic region including Pennsylvania, New Jersey, Delaware, Maryland, and Washington, DC.

1700 Market Street, 19th FloorPhiladelphiaPA19103-3904215-574-5800 215-574-5900

Portfolio companies include:Accu-Searchhttp://www.accusearch.biz/CEMA Technologieshttp://www.macraesbluebook.com/search/company.cfm?company=528533Mobility Technologieshttp://www.pdgmobility.com/Ricochethttp://ricochet.com/Brightside Academyhttp://www.brightsideacademy.com/Alpine Medicalhttp://www.alpinehomemedical.com/Baltimore Dredge Enterpriseshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28920706Bulova Technologieshttp://www.bulovatechgroup.com/FlagZonehttp://theflagzone.com/Foxfire Printing & Packaginghttp://www.foxfireprinting.com/MidAtlanticBroadbandhttp://www.midatlanticbb.com/Ricochet Manufacturing Companyhttp://www.ricochet-gear.com/Sun & Earthhttp://sunearthinc.com/Verilaw Technologieshttp://www.marbau.com/press_releases/Verilaw_LexisNexis.htmInvestment Team:Donald Hinkle-Brown, President & CEOdonald.hinklebrown@trfund.comSean Closkey, President TRF Development Partnerssean.closkey@trfund.comMichael Crist, CFOmike.crist@trfund.comNancy Wagner-Hislip, Executive Vice President, Capital Structure and Lending OperationsSuzanne Anastasi Aloi, Controllersuzanne.aloi@trfund.comTL Ventureswww.tlventures.comVCInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareBusiness ServicesEarlyTL Ventures is a national venture capital firm with offices outside Philadelphia. Established in 1988, TL Ventures has over $1.5 billion under management. The firm is focused on venture investing in category-defining, early-stage companies in software, communications, information infrastructure and business services. The firm has invested in more than 200 companies across the United States and currently has approximately 20 active portfolio companies. Over 55 of the firm's investments have achieved liquidity through initial public offerings or trade sales.

435 Devon Park Drive, 700 BuildingWaynePA19087-1990610-971-1515610-975-9330

Portfolio companies include:AirWalkhttp://airwalkcom.comCelator Pharmeceuticalshttp://www.celatorpharma.com/Pivotal Systemshttp://www.pivotalsys.com/QuatRXhttp://quatrx.com/Agile Therapeuticshttp://www.agiletherapeutics.com/Sopherion Therapeuticshttp://www.sopherion.com/Advanced Inquiry Systemshttp://www.advancedinquiry.com/CyOpticshttp://www.cyoptics.com/OEwaveshttp://oewaves.com/Schemahttp://www.schema.com/SkyCrosshttp://www.skycross.com/Axiomahttp://www.axiomainc.com/Donutshttp://domainnamewire.com/tag/donuts-inc/Finite Carbonhttp://finitecarbon.com/FIRE Solutionshttp://www.firesolutions.com/Mismihttp://mismi.com/Moonshoothttp://moonshoot.net/Noble Biomaterialshttp://noblebiomaterials.com/Velsyshttp://www.velsys.com/Investment Team:Gary J. Anderson, M.D., Managing Director Emeritusganderson@tlventures.comAnthony Chang, Managing Directorachang@tlventures.comMark J. DeNino, Managing Directormdenino@tlventures.comWilliam Guttman, Investment PartnerRobert E. Keith, Jr., Managing Directorrkeith@tlventures.comJanet L. Stott, Chief Financial OfficerRobert N. Verratti, Operating Partnerrverratti@tlventures.comRobert McParland, Financial PartnerCarolyn C. Harkins, AdvisorTrestle Ventureswww.trestleventures.comVCInformation TechnologySeedEarlyTrestle Ventures operates as a venture fund, but with many of the benefits of an angel network. The investor group that makes up Trestle Ventures is a team of seasoned entrepreneurs and executives. Trestle Ventures makes initial investments of up to $250,000, and will co-invest with other early stage funds and angel investors. The firm invests in early stage companies with a focus on technology companies and providers of technology enabled services.

760 Constitution Drive, Suite 106ExtonPA19341

Portfolio companies include:Core Solutionshttp://www.coresolutions.com/Maverick Network Solutionshttp://mavericknetworksolutions.com/Orbiushttp://www.orbius.com/The Talk Markethttp://www.talkmarket.com/Weather Trendshttp://www.wxtrends.com/Careerminds Grouphttp://www.careerminds.com/Orpheus Media Researchhttp://www.orpheusmediaresearch.com/Wheelhouse Analyticshttp://www.wheelhouseanalytics.com/Investment Team:Frank Lordi, Managing Partnerflordi@trestleventures.comVince Menichelli, Managing Partnervmenichelli@trestleventures.comJeff White, Managing Partnerjwhite@trestleventures.comVersa Capital Management, Inc.www.versafund.comPESoftware & InternetCommunications & NetworkingConsumer ProductsRetail & RestaurantEarlyGrowthMiddle MarketVersa looks for investment opportunities in North American-based businesses with revenues in the $50 million to $1 billion range or assets of $25 million to $500 million. The firm's areas of interest include: buyouts, divestitures, recapitalizations, restructurings & turnarounds, and reorganizations & liquidations. Versa targets companies with capital needs between $10 million to $100 million. Versa Capital Management seeks new investment opportunities across the lifecycle of a company.

Cira Centre2929 Arch Street, Suite 1800PhiladelphiaPA19104-2868215-609-3400 215-609-3499

Portfolio companies include:Polartechttp://www.polartec.com/Hollistonhttp://www.holliston.com/Simplexityhttp://simplexity.com/Black Angushttp://blackangus.com/Bob's Storeshttp://bobstores.com/Central Parking Systemhttp://www.parking.com/Allen-Vanguardhttp://www.allenvanguard.com/Ohio Community Mediahttp://www.ohcommedia.com/Heartland Publicationshttp://heartlandpublications.com/Avenuehttp://www.avenue.com/American Laser Skincarehttp://www.americanlaser.com/Impressions Media Digitalhttp://www.impressionsmediadigital.com/Bell Howellhttp://www.bellhowell.com/BriteLinehttp://www.brite-line.com/Investment Team:Gregory L. Segall, Chairman, President, and CEOgls@versafund.comPaul Halpern, Chief Investment OfficerRaymond C. French, Chief Operating OfficerJeffrey B. Armbrister, PrincipalLewis H. Aronson, Operating PrincipalJoel Biran, PrincipalStephen E. Dorman, Operating PrincipalKeith A. Polak, Operating PrincipalWilliam R. Quinn, PrincipalRandall R. Schultz, Chief Financial OfficerJosh Becker, Associate Vice PresidentJohn R. Buck, Principal, Transaction DevelopmentStephen B. Harris, Chief Accounting OfficerPaul Guarino, Senior AssociateAaron H. Headley, Vice PresidentMatthew Raymon, Senior AssociateMark Walsh, Operating PrincipalWharton Ventureswww.whartonventures.netVCInformation TechnologySoftware & InternetLife Sciences & HealthcareSeedEarlyWharton Ventures is a student-run, early stage venture capital fund whose mission is: to empower VCs with deals and research to get better returns; and to utilize the group's network to invest in entrepreneurs, and mentor them through the funding process. The group's activities encompass three main areas: research, investment theses, and entrepreneur feedback.

c/o Wharton Business School 3730 Walnut St.PhiladelphiaPA19104

Portfolio companies include:Kaazinghttp://www.kaazing.com/Tela Innovationshttp://www.tela-inc.com/BaroSensehttp://barosense.com/Chakshu Researchhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=29091824Infinerahttp://infinera.com/LignUphttp://lignup.com/Omniturehttp://www.omniture.com/en/SocialTexthttp://www.socialtext.com/Investment Team:Ely Kahn, Managing Directorelykahn@wharton.upenn.eduNimit Maru, PrincipalLiz Barnum, PrincipalAlex Buell, PrincipalKunal Gupta, PrincipalAustin Neudecker, PrincipalDavid Wessels, Advisorwessels@wharton.upenn.eduDaniel Haimovic, Managing DirectorAdrian Gale, PrincipalBrandon Einstein, PrincipalScott Glass, PrincipalElla Merjanova, PrincipalWilshire Private Markets Grouphttp://www.wilshire.com/PrivateMarkets/FOFSoftware & InternetReal EstateEarlyMiddle MarketWilshire Private Markets Group (WPMG) is a fund-of-funds investment manager whose differentiating characteristics include global reach, concentrated investing, and a disciplined partnership selection process. Formed in 1984, the WPMG manages nearly $5.0 billion in private equity partnership investments for institutional investors. There are more than 41 professional staff in the Private Markets Group and operations in five locations: Santa Monica (Western U.S.), Pittsburgh (Eastern U.S.), Amsterdam (Europe), and Canberra (Asia/Pacific South) and Tokyo (Asia/Pacific North). In the U.S., the WPMG invests in buyouts and venture capital and, opportunistically, in mezzanine.

210 Sixth Avenue, Suite 3720PittsburghPA15222412-434-1580412-434-1584

Portfolio companies include:Investment Team:John C. Hindman, Senior Managing Director and CFOKevin Nee, CFA, President, Private MarketsDennis A. Tito, Founder, Chief Executive Officer and ChairmanDavid L. Hall, Senior Managing DirectorLancaster Angel Network (LAN)http://www.lancasterangels.com/AInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorMedia & Digital MediaEnergy & Clean TechMedical DeviceManufacturing & IndustrialBusiness ServicesFinancial ServicesConsumer ProductsSeedEarlyThe Lancaster Angel Network is a group of successful business people that meets monthly to review companies in a wide variety of industries and businesses of all sizes. The group meets the second Tuesday of every month at the Hamilton Club in downtown Lancaster to listen to businesses pitch their opportunities for investment. The meeting is held over dinner and is preceded with a cocktail mixer. Lancaster Angel Network has made more than $15 million in investments in early stage companies since its beginning in January 2000. Group founder, Michael Shoemaker was recently the President of the Ben Franklin Venture Investment Forum of Central PA and is a member of the mentor's committee, pre-screening and counseling presenters for this organization.

Michael A. Shoemaker, c/o Wellspring FV, LLC2025 Horseshoe RoadLancasterPA17602717-293-5151717-293-1611

Portfolio companies include:Nomadiohttp://nomadio.net/Flycasthttp://www.flycast.fm/Investment Team:Michael A. Shoemakermas@wellspringfv.comSmithfield Trust Companywww.smithfieldtrustco.comVCPEInformation TechnologySemiconductorEnergy & Clean TechEarlyMiddle MarketSmithfield Trust Company is a privately owned financial institution chartered and regulated by the Pennsylvania Department of Banking. It offers a full range of trust, custody, and investment management services to individuals, their families, foundations, endowment funds, and employee benefit plans. Smithfield provides a variety of investment managers and styles, including venture capital and private equity opportunities. Smithfield Trust Company presently has over $950,000,000 in assets under administration.

20 Stanwix Street, Suite 650PittsburghPA15222412-261-0779412-261-3482

Portfolio companies include:Plextronicshttp://www.plextronics.com/Bridge Semiconductorhttp://bridgesemiconductor.com/Management Team:Robert Y. Kopf, Jr., Chairman and Chief Executive Officerrkopf@smithfieldtrust.comWilliam H. Morrow, Presidentbmorrow@smithfieldtrust.comTimothy D. Rice, Chief Investment Officermtrice@vcfo.comSusan M. Restano, Executive Vice Presidentsrestano@smithfieldtrust.comJames A. Zern, Executive Vice PresidentMark E. McDonel, Chief Financial Officermmcdonel@aol.comJoseph M. Denski, Executive Vice President, InvestmentsJaguar Capital Partnerswww.jaguar-capital.comPECommunications & NetworkingFinancial ServicesMiddle MarketJaguar Capital Partners is a private equity firm that invests in private and public companies in the U.S. and overseas. The firm typically seeks control interests with companies in the financial services, payments, insurance and telecommunications industries. Jaguar Capital Partners limits its investments to companies meeting these criteria: Companies with proven business models; Annual revenues between $5 million and $50 million; EBITDA greater than $3.0 million; Exceptional management teams; High margins of profitability; Outstanding growth potential; Diverse customer base; and Sustainable competitive advantage. Jaguar Capital does not invest in start-ups, distressed or unprofitable companies.

P.O. Box 198HaverfordPA19041610-585-0285

Portfolio companies include:PE Systemshttp://www.pesystems.com/China Cablecomhttp://thearlandgroup.com/UniRisXhttp://www.unirisx.com/Investment Team:Jonathan Kalman, Managing Partnerjkalman@jaguar-capital.comC. Richard Corl, AdvisorMyeloma Angelswww.myelomaangels.comAInformation TechnologySeedEarlyMyeloma Angels is a newly forming group of angel investors with a dual mission -- to invest in promising companies that: (1) will provide a product or service that will benefit current or future multiple myeloma patients; (2) have the potential for a strong financial return for investors. According to published reports, group founder, Andrew Kuzneski, who is involved with his family's Indiana, Pa.-based insurance brokerage Kuzneski Financial Group, founded Greyhawk Capital 10 years ago to provide capital and guidance to young companies, many in the tech sector. He subsequently founded the Indiana County Angel Network and is a director of the Pennsylvania Angel Network.

19 North Sixth StreetIndianaPA15701

Portfolio companies include:N/AN/AInvestment Team:Andrew Kuzneski IIIandy@kuzneski.netKeiretsu Forum Mid Atlanticwww.keiretsuforum-midatlantic.comAInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareConsumer ProductsReal EstateSeedKeiretsu Forum is the world's largest and most successful Accredited Investor - Private Equity Community with 850+ accredited/angel investor members throughout twenty-three chapters on three continents. Keiretsu Forum Mid-Atlantic is committed to becoming one of the preeminent private equity/angel investment organizations in the Mid-Atlantic region and is in the process of creating a core team of Angel Investor Members, Sponsors, and Partners. Since Keiretsu Forum's founding in 2000, its members have invested more than $300m in 275+ companies in software, telecom, health/life sciences, biotech, real estate, mobile applications, Internet, consumer products and other high growth areas. Forum members collaborate in the due diligence and funding terms process, but make individual investment decisions, with rounds in the range of $250k-$2m. Keiretsu Forum's community is strengthened through education on angel investing, as well as charitable giving. Forum members have donated over $2m to date to over 110 non-profit organizations. Membership in Keiretsu Forum Mid Atlantic is by invitation only and members must be accredited investors.

435 Devon Park Drive, Building 500WaynePA19087-1939

Portfolio companies include:N/AN/AInvestment Team:Howard Lubert, PresidentHLubert@KeiretsuForum-MidAtlantic.comVince Leusner, Vice PresidentVLeusner@KeiretsuForum-MidAtlantic.comSweetwater CapitalFIInformation TechnologyCommunications & NetworkingEarlyFounded in 2005, Sweetwater Capital is a family office, private equity fund led by William J. Marraccini. Based in Red Bank, NJ, Sweetwater invests primarily in communications infrastructure service businesses. Sweetwater backs talented and experienced management teams and prefers to be involved at an early stage in forming a platform to pursue a business plan. Firm founder Marraccini, previously was the Founder, Principal Owner, and long time Chief Executive Officer at AAT Communications LLC. Mr. Marraccini has founded several very successful communication services businesses, including NewPath Networks, LLC which he presented to Charterhouse for consideration as a platform investment. He also founded and operated a highly successful rural cellular provider and a PCS provider in the Southeast.

42 Broad St., Ste. 1Red BankNJ07701

Portfolio companies include:Digital Fortresshttp://en.wikipedia.org/wiki/Digital_FortressPeakColohttp://www.peakcolo.com/Investment Team:William J. Marraccini, Founderwmarraccini@sweetwatercapitalgroup.comLynn Zarandonalzarandona@sweetwatercapitalgroup.comIPShakti, LLCwww.ipshakti.comVCLife Sciences & HealthcareSeedEarlyIPShakti, LLC is an early stage fund for de-risking technologies by performing critical and essential proof of concept (POC). The firm has capital commitments of over $30 Million for investing in cutting edge life science and biomedical technologies. Building upon "Shakti," the Sanskrit word for empowerment, IP Shakti was founded in 2012 by Dr. Dipanjan Nag. IP Shakti's mission is to provide financial, managerial and licensing support to help their partners in early stage biotechnology development to overcome initial investment problems. IPShakti is not just an early stage seed fund, as the firm works with its partners to develop key technology and ensure it is successfully delivered to the market.

29 Grant WayPrincetonNJ08540609-759-1101

Portfolio companies include:N/AN/AInvestment Team:Dipanjan Nag, President & CEOdnag@ipshakti.comKaitlyn Turo, VP Intellectual Propertykturo@ipshakti.comBill Braunlin, Scientist In ResidenceLeaf Clean Energy USA, LLCwww.leafcleanenergy.comVCEnergy & Clean TechEarlyLeaf is a renewable energy and sustainable technology investment firm providing venture and growth capital across the renewable energy industry to support innovative, well-managed, rapidly-growing companies. Leaf is backed by some of the world's leading institutional investors. Leaf seeks to partner and invest in renewable energy projects and companies, primarily in North America, that include technologies or assets which: help generate energy from a renewable source; efficiently participate in resourcing energy needs from sustainable sources; and operate in environmentally and economically sustainable markets. Leaf generally targets initial investments of $5-10 million, typically rising to $10-20 million over the life of the investment. Leaf looks to invest in growth stage renewable energy companies with positive revenues and a clear path to profitability. The firm typically invests in Series B through pre-IPO rounds and is willing to lead rounds for smaller investments or co-invest for larger rounds.

900 Seventh Street, NW, Suite 735WashingtonDC20001202-289-7881

Portfolio companies include:Lehigh Technologieshttp://lehightechnologies.com/Energia Escalonahttp://www.leafcleanenergy.com/portfolio/energia-escalona/Invernegyhttp://www.invenergyllc.com/invenergy/Miasolehttp://miasole.com/Multitrade Tabun Gaphttp://www.yellowpages.com/rabun-gap-ga/mip/multitrade-452852625JREhttp://java.com/en/download/MaxWesthttp://www.maxwestusa.com/Skyfuelhttp://skyfuel.com/VREChttp://www.vrec.org/Investment Team:Bran Keogh, Executive DirectorGerard McCaughey, Portfolio AdvisorVandana Gupta, Portfolio AdvisorJim Potochny, Chief Financial OfficerYonatan Alemu, PrincipalMatthew Fedors, Vice PresidentCarnegie Mellon University Open Field Entrepreneurs Fundhttp://www.cmu.edu/open-field/VCInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaSeedEarlyCarnegie Mellon University's Open Field Entrepreneurs Fund (OFEF) is a new model for providing early-stage business financing to CMU alumni who are driving innovation. The OFEF is open to all CMU graduates from the past five years who have the desire to become entrepreneurs. The fund was created from a generous gift by Flip video camera creator and Carnegie Mellon alumnus Jonathan Kaplan, Kaplan's wife, Marci Glazer, and Kaplan's classmate and bitly CEO, Peter Stern. Selected companies will receive $50,000 from the OFEF and must raise an additional $50,000 matching investment to be eligible. In addition to financial support, OFEF recipients also gain access to other funding sources, receive personalized mentoring, an invitation to attend an annual OFEF business conference and receive legal and accounting support for their start-ups.

5000 Forbes AvenuePittsburghPA15213412-268-6356

Portfolio companies include:Accel Diagnosticshttp://www.acceldx.com/Acrintahttp://acrinta.com/Beyond Lucid Technologieshttp://beyondlucid.com/CommunityVibehttp://www.communityvibe.co.uk/GenevaMarshttp://genevamars.com/NoWaithttp://nowaitapp.com/NoWaithttp://nowaitapp.com/Qualarishttp://qualaris.com/REBIScanhttp://rebiscan.com/Zypshophttp://zypshop.com/Investment Team:Dave Mawhinney, Managing Directordmawhin@andrew.cmu.eduNovotoriumhttp://novotorium.comIInformation TechnologySoftware & InternetLife Sciences & HealthcareBusiness ServicesSeedNovotorium works with entrepreneurs in wellness and healthy lifestyle businesses, and businesses that complement and support these sectors. The incubator provides the environment, advice, services, and funding that are needed to accelerate an emerging company. Novotorium's approach focuses on the mid to long term. The incubator operates in3,000 sq. feet with Herman Miller furniture, high speed wireless and wired Internet, big whiteboards, conference room, casual meeting spaces, an Innovation Bar, full kitchen, professional gym, big screen TV and Wii. Gary Baron, Chairman of Baron Innovation Group, owns and funds Novotorium.

c/o Baron Innovation Group, LLC 900 Wheeler Way, Ste ALanghornePA19047215-526-5183

Portfolio companies include:Healthy Food Nowhttp://www.nowfoods.com/Zupplerhttp://www.zuppler.com/TravelCarehttp://www.travelcare.com/Voice Systems Engineeringhttp://www.vseinc.com/Investment Team:Gary Baron, FounderStu Segal, Managing DirectorChuck Hall, Marketing and Business Developmentchuck@novotorium.comAlberto Janza, Technology ManagerPiedmont Investment Advisorswww.PiedmontRIA.comVCInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyPiedmont Investment Advisors, LLC, located in Lansdowne (Leesburg) Virginia, is a registered investment adviser under the Investment Advisers Act of 1940. Piedmont Investment Advisors, through its affiliate Militello Capital, operates a Venture Capital Fund. The Fund's objective is to create a Start-Up Index and assemble a mutual fund-like diversified portfolio of privately held, early stage technology companies.

19455 Deerfield Avenue, Suite 307LeesburgVA20176703-729-8333

Portfolio companies include:CampEasyhttp://www.campeasy.com/Lemur IMShttp://lemurims.com/Fortify.vchttp://fortify.vc/Social Tableshttps://www.socialtables.com/TRX Systemshttp://www.trxsystems.com/Montage Healthcare Solutionshttp://montagehealthcare.com/Social Toasterhttp://www.socialtoaster.com/CoFoundersLabhttp://www.cofounderslab.com/find-a-co-founder/about/Vengahttp://www.spanishdict.com/translate/vengaHingehttp://en.wikipedia.org/wiki/HingeInvestment Team:William Militello, Founderwjm@piedmontRIA.comMatthew Brady, Managing Directormdb@piedmontRIA.comFairbridge Venture Partnerswww.fairbridgepartners.comVCInformation TechnologySeedEarlyFairbridge Venture Partners is a venture partnership using a different model to invest into early stage companies. The Fairbridge difference is found in the fund structure and in the investment criteria. As principals of significant family offices, the partners have created Fairbridge as a way for other families to invest alongside Fairbridge without the lack of alignment between fund management and investors found in the traditional fund model. Fairbridge targets companies located throughout the United States, which have strong management teams, a differentiated product to offer, and a path to significant scale. Fairbridge invests in seed and early-stage companies which are using technology broadly-defined to bring solutions for real-world problems. Fairbridge targets companies which: Have successfully raised some outside capital, typically from angel investors; Have had their first revenue (generally more than $100,000 in revenue); Have a strong IP position; Have a technology-enabled solution for an existing problem where the customers are already spending money in a way that's sub-optimal; Are business-to-business; and Have recurring revenue models.

1105 N. Market Street Suite 1800WilmingtonDE19801

Portfolio companies include:Draker Labshttp://www.drakerenergy.com/Vorbeck Materialshttp://www.vorbeck.com/WizeHivehttp://www.wizehive.com/Mobeamhttp://www.mobeam.com/Investment Team:Benjamin F. duPont, Managing Director and Co-FounderMichael T. Kane, Managing Director and Co-Foundermike@fairbridgepartners.comPhil Stern, Managing DirectorTim Bernstein, Managing Directortim@fairbridgepartners.comScott Lockledge Ph.D., Venture PartnerTIFF (The Investment Fund for Foundations)www.tiff.orgVCPEInformation TechnologyCommunications & NetworkingBusiness ServicesEarlyMiddle MarketTIFF was formed in 1991as a network of foundations founded a cooperative-style investment organization, whose structure and eligibility criteria have evolved over time but whose essential mission has not. TIFF Advisory Services is a regulated investment advisor that directly and through its affiliates manages a variety of investment programs, including an alternative investments program comprising absolute return-oriented strategies and private investments such as venture capital, buyouts, real estate, and resources. These programs are available to foundations, endowments, other 501(c)(3) organizations, and certain other non-profits. Prospective members must also meet additional, typically asset-based, eligibility criteria.

Four Tower Bridge200 Barr Harbor Drive, Suite 100West ConshohockenPA19428610-684-8200610-684-8210

Portfolio companies include:Astute Networkshttp://astutenetworks.com/Investment Team:Mona ElNaggar, Managing Directormelnaggar@tiff.orgRichard Flannery, Chief Executive Officerrflannery@tiff.orgLodge Gillespie, Managing DirectorTrevor Graham, Managing DirectorLaurence Lebowitz, President and Chief Investment Officerllebowitz@tiff.orgJohn Merrill, Managing Directorjmerrill@tiff.orgAuster Capital Partnerswww.austercapitalpartners.comVCInformation TechnologySoftware & InternetCommunications & NetworkingEarlyAuster Capital Partners is a private equity and investment advisory firm with expertise in telecommunications, managed services, cloud computing and information technology sectors. ACP seeks to invest in private companies that have strong value propositions and proven management teams. Its advisory business provides transactional expertise offering due diligence, deal structuring and a variety of services which includes outsourced deal management, financial restructuring and capital raising. Auster Capital Partners was founded in 2008 and is headquartered in Jersey City, New Jersey with offices in London, England and an affiliate office in Santiago, Chile.

30 Montgomery Street, Suite 660Jersey CityNJ07302

Portfolio companies include:Marbella Resorthttp://www.marbellaresort.com/Globapackhttp://www.globalpack-usa.com/Model Metricshttp://www.modelmetrics.com/OneMedPlacehttp://www.onemedplace.com/Proes Technologiahttp://www.com.edu/ptec/Legacy Connecthttp://www.connect.legacy.com/Voyporthttp://voyport.com/Wicomshttp://www.wicoms.com/Assure Spacehttp://www.assure-space.com/Mobile Embracehttp://mobileembrace.com/Investment Team:Charles F. Auster, Managing PartnerPeter Hase, Managing DirectorUPstart Programwww.ctt.upenn.edu/upstart.htmlTTInformation TechnologySoftware & InternetLife Sciences & HealthcareMedical DeviceSeedEarlyThe UPstart Program is an established partnership between the University of Pennsylvania and its faculty dedicated to the formation of new ventures based on Penn technologies. Launched in May 2010, the program currently includes more than fifty new venture projects in active development. UPstart provides vital company formation support to its program participants, and is a significant contributor to the innovation economy of the Greater Philadelphia region.

Center for Technology Transfer3160 Chestnut Street, Suite 200PhiladelphiaPA19104215-573-8196

Portfolio companies include:Amyndas Biotherapeuticshttp://www.ctt.upenn.edu/amyndas.htmlAxonia Medicalhttp://axoniamedical.com/Butterfly Bioscienceshttp://www.ctt.upenn.edu/projects.htmlCetazam Therapeuticshttp://www.ctt.upenn.edu/cetazam.htmlCloverleaf Therapeuticshttp://cloverleaftherapeuticmassage.abmp.com/DermoBiotechhttp://www.ctt.upenn.edu/dermobiotech.htmlDirectamabhttp://www.manta.com/c/mrpr9c4/directamabInnolign Biomedicalhttp://www.ctt.upenn.edu/innolign.htmlIntervir Therapeuticshttp://www.ctt.upenn.edu/intervir.htmlInvestment Team:Michael Poisel, Program Directormpoisel@ctt.upenn.eduHeather A. Steinman, Senior Associate Director of Licensing and Senior Advisorhsteinman@ctt.upenn.eduJohn S. Swartley, Deputy Executive DirectorDora Mitchell Ph.D., UPSTART AssociateKarina Sotnik, Senior ConsultantAdrienne McDonnell, UPSTART Program CoordinatorBoxwood Capital Partnerswww.boxwoodpartnersllc.comVCPEInformation TechnologySoftware & InternetManufacturing & IndustrialBusiness ServicesReal EstateExpansionMiddle MarketFounded 2008, Boxwood Capital Partners is a Richmond, Virginia-based private equity firm focused on investing in and acquiring profitable lower-middle-market companies with defensible competitive advantages and attractive growth prospects in a variety of industries, such as e-commerce, manufacturing, business services, distribution, and consumer products and services. Distinct from Boxwood Partners' middle market M&A advisory business, Boxwood Capital Partners (BCP) is an affiliated private investment firm focused on acquiring profitable early-stage companies that utilize the internet to generate a significant portion of their revenues and earnings. BCP generally does not invest in start-ups or companies with operating losses, although the firm will evaluate such situations on an opportunistic basis. The firm's investment ranges from $2 - 20 million, and areas of interest include: Food and consumer products, Value added distribution, Media, E-commerce solutions, Fulfillment/Warehousing, Business & Technology services, Opportunistic and distressed situations, Light Manufacturing, and Real Estate with Operating Businesses. Ideal characteristics include free cash flow between $500,000 and $2 million.

Eleven South 12th Street, 4th FloorRichmondVA23219

Portfolio companies include:Shockoe Commerce Grouphttp://shockoecommerce.com/Sweet Froghttp://sweetfrogyogurt.com/Red Rock Productshttp://redrockproductsinc.com/Yoga Accessorieshttp://www.yogaaccessories.com/eBeverage Wholesalehttp://www.manta.com/c/mttdbpj/ebeverage-wholesale-llcsnackwarehouse.comhttp://www.snackwarehouse.com/Investment Team:Patrick Galleher, Partnerpgalleher@boxwoodpartnersllc.comBobby Morris, Partnerbmorris@boxwoodpartnersllc.comChris Deel, Partnercdeel@boxwoodpartnersllc.comConnor McMahan, Associatecmcmahan@boxwoodpartnersllc.comA. Gray McDermid, Associategmcdermid@boxwoodpartnersllc.comRazor's Edge Ventures, LLCwww.razorsvc.comVCDefense & Homeland SecurityEarlyGrowthRazor's Edge is a venture capital fund founded by a group of distinguished entrepreneurs and executives from the national security industry. The firm's investment focus primarily centers upon small, but cash-flow positive companies with demonstrated track records solving complex technical problems for sophisticated, and likely demanding, customers. The typical Razor's Edge company either already performs technical work for Defense, Intelligence, Homeland Security, and Law Enforcement community customers or offers disruptive technologies that could benefit those customers. Razor's Edge has a strong preference for companies offering solutions that have both Government and commercial applications. The typical Razor's Edge investment is in the $2 million to $4 million range, and the firm is interested in either controlling or minority investments.

13900 Lincoln Park Drive, #400HerndonVA20171

Portfolio companies include:N/AN/AInvestment Team:Mark Spoto, Managing DirectorThe Hillman CompanyFIInformation TechnologySoftware & InternetLife Sciences & HealthcareMedical DeviceSeedEarlyThe Hillman Company of Pittsburgh, Pennsylvania is a 65-year old corporate family office that is owned by, and advises trusts, corporations and foundations formed by or for the benefit of, the Hillman family. Investments include a globally diversified portfolio of direct and indirect interests in venture capital, private equity, real estate, natural resources and other alternative assets. Founded in 1951, the venture capital investments target the industries of medical technology, information technology, and other high-tech enterprises.

330 Grant St., Suite 2000PittsburghPA15219412-281-2620

Portfolio companies include:Siterrahttp://www.siterra.com/AmberWavehttp://amberwave.com/Mercenthttp://www.mercent.com/Redfinhttp://www.redfin.com/DATAllegrohttp://en.wikipedia.org/wiki/DATAllegroInvestment Team:Mike Haggerty, Managing DirectorKevin Lavelle, Investment ManagerTim Fisher, Senior Vice PresidentTrisha Hillman, CFOBioHealth Innovation, Inc.www.biohealthinnovation.orgEDLife Sciences & HealthcareMedical DeviceSeedBioHealth Innovation, Inc. (BHI) is an innovation intermediary that translates market-relevant research into commercial success by connecting management, funding, and markets. It is a private-public partnership in the form of a 501 (c)(3) nonprofit that connects the Region's innovation assets to provide integrated technical knowledge, financial means and entrepreneurial/managerial expertise to turn promise into prosperity for the region while advancing human health. BHI will accomplish its mission by building an entrepreneurial ecosystem, working directly with federal and academic technology transfer offices, making various types of risk capital readily available to promising biohealth startups, strengthening and connecting the local supply of industry talent, developing a regional brand and reputation, and advocating for improved business and regulatory conditions in the industry. BHIs Entrepreneur-in-Residence (EIR) program is designed to be an active partner with research institutions to source, fund, and grow high-potential, early-stage products through project-focused companies. The entrepreneurs in the program support the formation of new companies based upon innovative discoveries in the areas of drugs, vaccines, therapeutics, diagnostics, and medical devices from the intramural research programs at the NIH and Food and Drug Administration (FDA), as well as from universities and businesses.

22 Baltimore RoadRockvilleMD20850301-637-6439301-476-4531

Portfolio companies include:N/AN/AInvestment Team:Rich Bendis, President & CEOrbendis@bendisig.comEthan Byler, Director Innovation Programsebyler@biohealthinnovation.orgTodd Chappell, Entrepreneur-in-Residencetchappell@biohealthinnovation.orgAmanda Wilson, Operations Managerawilson@biohealthinnovation.orgFairfax Innovation Centerwww.fairfaxinnovationcenter.orgIInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyFairfax Innovation Center is a business accelerator program designed to help start-up businesses grow and achieve maximum success. Located in Old Town Fairfax, the Fairfax Innovation Center provides furnished office space, telephone and receptionist service, but unlike typical executive suites, Fairfax also offers access to business advisors, networking opportunities, and all of the quality educational programs offered at the Mason Enterprise Center. As a partnership initiative between the George Mason School of Public Policy and the City of Fairfax Economic Development Authority (EDA), Fairfax Innovation Center is the largest, university-based business incubator in the Commonwealth of Virginia, featuring over 49 office spaces and approximately 29,000 square feet. In addition, the Center is home to Mason's International Business Accelerator-one of only three in the country. This USA Business Now service assists foreign businesses in establishing a U.S. subsidiary at the Center in order to introduce their products and services to the U.S. market.

4031 University Drive, Suite 200FairfaxVA22030703-277-7700703-277-7730

Tenant companies include:ActionCoachhttp://www.actioncoach.com/Akira Technologieshttp://www.akira-tech.com/American Medical Diagnosticshttp://www.adctoday.com/BrilProhttp://www.yellowpages.com/fairfax-va/mip/brilpro-inc-26734386Data Federalhttp://www.datafederal.com/Datum Resourceshttp://www.manta.com/c/mmdfykb/datum-resources-incDexisivehttp://www.dexisive.com/Inadevhttp://inadev.com/Management Team:Geoff Durhamgdurham@fairfaxva.govJudy Barraljbarral@gmu.edu460 Angelswww.460Angels.comAInformation TechnologySoftware & InternetSeedFounded 2010, 460 Angels is a seed and early-stage angel investor group focused on funding and coaching hi-tech entrepreneurs with scalable business models based in the New River Valley and Roanoke region of Virginia. 460 Angels seeks technology based product companies which scale to a global marketplace. 460 Angels is a group of over 30 accredited investors in the Blacksburg/Roanoke region that are experienced entrepreneurs with backgrounds in engineering, software, finance and management. The group is affiliated with TechPad, a 6,000-square-foot co-working space in downtown Blacksburg serving over a dozen software companies with 30-plus young entrepreneurs.

2000 KraftBlacksburgVA24060

Portfolio companies include:Friendeohttp://friendeo.com/iSpQhttp://ispq.com/VideoChathttp://ivideochat.com/BuddyVisionhttp://friendeo.com/Investment Team:Bob Summersbob@460angels.comGordon Miller IIIDC Community Ventureswww.dccommunityventures.comEDInformation TechnologySoftware & InternetConsumer ProductsRetail & RestaurantGrowthExpansionEstablished in 2011, DC Community Ventures is a community development venture capital firm with a dual focus of investing in companies in the Greater Washington, DC area that create jobs for low to moderate income employees or provide goods and services to under-served communities, and delivering favorable returns for its investors. DCCV targets investments in the Mid-Atlantic area, particularly in under-invested areas and industry sectors where inefficient capital allocation yields favorable valuations and investment returns. The Fund typically makes investments of between $100,000 and $750,000 and focuses mostly on mid-to-late stage investments, specifically in companies that are currently generating profits or have significant profit potential.

2735 Olive Street NW, Unit 9WashingtonDC20007202-464-9218

Portfolio companies include:Catalyst IT Serviceshttp://www.catalystitservices.com/LearnZillionhttp://learnzillion.com/Chesapeake Bay Roasting Companyhttp://cbrccoffee.com/Investment Team:Karim Zia, Managing Partner and Co-Founderkzia@dccommunityventures.comR. Candler Young, Managing Partner and Co-Foundercyoung@dccommunityventures.comjVen Capital, LLChttp://jvencapital.comVCLife Sciences & HealthcareMedical DeviceEarlyGrowthjVen is a privately held life sciences investment management company. jVen is a venture capital and growth equity investor with a focus in the areas of personalized medicine, genetics, and medical devices. The firm was established in 2007 by Evan Jones, a successful entrepreneur in the life sciences and molecular diagnostics fields. Prior to forming jVen Capital Mr. Jones was co-founder, Chairman and CEO of Digene Corporation, a publicly traded biotechnology company focused on womens health and molecular diagnostic testing.

11009 Cripplegate RoadPotomacMD20854301-299-2088301-299-0555

Portfolio companies include:Signature Genomic Laboratorieshttp://www.signaturegenomics.com/CAS Medical Systemshttp://casmed.com/Fluidigmhttp://www.fluidigm.com/OpGenhttp://www.opgen.com/superDimensionhttp://superdimension.com/Veracytehttp://veracyte.com/Investment Team:Evan Jones, Managing Memberej@jvencapital.comKey Bridge Partnerswww.keybridgepartners.comPEInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareEnergy & Clean TechManufacturing & IndustrialTransportation & DistributionMiddle MarketKeyBridge Partners is a results-oriented group of former Fortune 500 executives focused on acquiring and developing manufacturing and service companies with revenues between $5M and $150M. Key Bridge Partners acquires medium-size businesses from family, private, and corporate owners and maximizes their potential with the proper financial structure and management. Key Bridge Partners is actively pursuing acquisitions in targeted industries: Niche industrial and commercial machinery; Engineered electro-mechanical products and systems; Electronic and electrical equipment and components. Key Bridge does not invest in companies in commodity chemicals and natural resources, high technology, real estate or retail. Key Bridge targets companies with $5M to $150M in revenue and EBITDA above 5%. The firm targets companies headquartered in the U.S.; an international presence is preferred, but not required.

4445 Willard Avenue, 12th FloorChevy ChaseMD20815301-841-2950

Portfolio companies include:U.S. Para Platehttp://www.usparaplate.com/Magic Wandhttp://en.wikipedia.org/wiki/WANDInvestment Team: Bob Maruszewski, Co-founder and PartnerBobM@KeyBridgePartners.comJoe Chih-Pung Nieh, AssociateJoeN@KeyBridgePartners.comNew Enterprise Associates (NEA)www.nea.comVCInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareSeedEarlyGrowthExpansionNew Enterprise Associates (NEA) is a leading venture capital firm investing in information technology, energy technology and healthcare companies. Founded in 1978, NEA focuses on early stage investments, playing an active role in assisting management. With $13 billion under management, including a $2.6 billion fourteenth fund closed in 2012, NEA's management team has invested in over 650 companies, of which more than 175 have gone public and more than 290 have been acquired. NEA has offices in Menlo Park, California, New York and Maryland; as well as China and India. NEA's initial investments typically range from $200,000 to $40 million. While NEA makes a majority of its investments in the United States, the firm also invests in companies around the world with a specific focus in China and India.

1954 Greenspring Drive, Suite 600TimoniumMD21093410-842-4000410-842-4100

(Chevy Chase office)5425 Wisconsin Ave., Suite 800Chevy ChaseMD20815301-272-2300301-272-1700Portfolio companies include:TeleAtlashttp://www.teleatlas.com/ESP Pharmahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2214046CHG Healthcarehttp://www.chghealthcare.com/23andMehttps://www.23andme.com/Motricityhttp://www.motricity.com/Convivahttp://www.conviva.com/Mediabankhttp://www.mbxg.com/3-V Bioscienceshttp://www.3vbio.com/Aciexhttp://www.aciexrx.com/Acorn Cardiovascularhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=24249Actelis Networkshttp://www.actelis.com/Aerohive Networkshttp://www.aerohive.com/Agnihttp://en.wikipedia.org/wiki/AgniAlien Technologyhttp://www.alientechnology.com/American Pathology Partnershttp://ap2.com/Antenna Softwarehttp://www.antennasoftware.com/Apnex Medicalhttp://www.apnexmedical.com/Boxhttps://www.box.com/10genhttp://www.10gen.com/3Comhttp://h17007.www1.hp.com/us/en/Acclarenthttp://www.acclarent.com/Advertising.comhttp://www.advertising.com/Add Thishttp://www.addthis.com/ArchRockhttp://www.archrockfish.com/BandGap Engineeringhttp://bandgap.com/Axyshttp://www.axys.com/BlueJeanshttp://bluejeans.com/BioPurehttp://retailbiopure.com/BuzzFeedhttp://www.buzzfeed.com/CardioThoracic Systemshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=26090Cardimahttp://cardima.openfos.com/BusLogichttp://www.buslogic.com/support/BrightKitehttp://en.wikipedia.org/wiki/BrightkiteCareerBuilder.comhttp://www.careerbuilder.com/Causeshttp://www.causes.com/Cassatthttp://en.wikipedia.org/wiki/Mary_CassattCarewise Healthhttp://www.carewisehealth.com/Centerbeamhttp://www.centerbeam.com/CascadeWorkshttp://www.forbes.com/2001/10/10/1010jovin.htmlCohere Networkshttp://www.cohere.net/CreekPath Systemshttp://www.storagesearch.com/creekpath.htmlDeterminehttp://dictionary.reference.com/browse/determineDesire2Learnhttp://www.desire2learn.com/Deeya Energyhttp://www.deeyaenergy.com/DataCore Softwarehttp://www.datacore.com/Data Domainhttp://www.emc.com/domains/datadomain/index.htmEchopasshttp://www.echopass.com/Edmodohttp://www.edmodo.com/Elancehttps://www.elance.com/Elements Behavioral Healthhttp://www.elementsbehavioralhealth.com/Embranehttp://www.embrane.com/Engine Yardhttp://www.engineyard.com/EnVervhttp://enverv.com/Epizymehttp://www.epizyme.com/Eucalyptushttp://en.wikipedia.org/wiki/EucalyptusEuclidhttp://en.wikipedia.org/wiki/EuclidEventuphttp://eventup.com/Investment Team:Peter Barris, Managing General Partnerpbarris@nea.comSuzanne King, Partnersking@nea.comPatrick Kerins, General Partnerpkerins@nea.comMike ODell, Venture Partnermodell@nea.comGeorge Stamas, Venture Partnergstamas@nea.comHarry Weller, General Partnerhweller@nea.comTom Grossi, Principaltgrossi@nea.comJames Barrett, General Partnerjbarrett@nea.comRyan Drant, General Partnerrdrant@nea.comJohn Nehra, Special Partnerjnehra@nea.comChuck Newhall, General Partner/Co-Foundercnewhall@nea.comAmita Shukla, Principalashukla@nea.comRobert Croce, Venture Partnerrcroce@nea.comJay Graf, Venture Partnerjgraf@nea.comDavid Mott, General Partnerdmott@nea.comTony Florence, Partnertflorence@nea.comAlex Kinnier, PartnerEd Mathers, Partneremathers@nea.comContemporary Healthcare Capital, LLCwww.contemporarycapital.comPELife Sciences & HealthcareMiddle MarketIn 2007, the management team of Ziegler Healthcare Capital (ZHC) formed Contemporary Healthcare Capital (CHC) to provide a broader spectrum of products that focus on the healthcare services industry. CHC offers senior mortgage, mezzanine and asset based financing. In addition, the firm makes equity investments to assist in the funding of acquisitions, mergers, partnership buy-outs, refinancing of existing debt, construction and working capital financing. Fixed-rate mezzanine loans range in size from $1M - $18M. The firm's equity investments range from $1M - $18M, with a preferred coupon between 8%-10% (can be accrued). Total investments are more than $250 million.

1040 Broad Street, Suite 103ShrewsburyNJ07702732-578-0533732-578-0501

Portfolio companies include:N/AN/AInvestment Team:John O'Brien, Director and Partnerjpobrienjr@aol.comDouglas A. Korey, Managing Director and Partnerdkorey@contemporarycapital.comEric M. Smith, Director and Partneresmith@contemporarycapital.comP. Byron DeFoor, Seed Investor and PartnerCharles E. Jabaley, Seed Investor and PartnerRebecca Rowell, Chief Financial Officerrrowell@contemporarycapital.comDFW Capitalwww.dfwcapital.comPEInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesMiddle MarketDFW was founded in 1983 to provide private equity capital to high-growth, lower middle-market service companies, generally defined as businesses with annual revenues of $20 million to $100 million and annual EBITDA of less than $10 million. DFW Capital Partners focuses on acquiring and growing service oriented business in the Healthcare, Business Services, and Industrial Services industries. DFW actively manages several pools of committed private capital, with over $200 million in aggregate funded commitments. Through a subsidiary, DFW also operates a licensed SBIC. The firm generally invests between $5 million and $10 million per transaction, and up to $40 million with support of limited partners. Over the past 15 years, DFW has closed 25 platform investments and over 60 add-on acquisitions on behalf of its platform companies.

300 Frank W. Burr Blvd.Glenpointe Centre East, 5th FloorTeaneckNJ07666201-836-6000201-836-5666

Portfolio companies include:Veniohttp://veniosystems.com/Garden State Dentalhttp://www.gardenstatedental.com/Alaven Pharmaceuticalhttp://www.indeed.com/cmp/Alaven-PharmaceuticalCopernicus Grouphttp://www.cgirb.com/North East Dental Managementhttp://nedentalmanagement.com/Keanehttp://keanemusic.com/Meta Pharmaceutical Serviceshttp://metapharm.net/site/Tech Pharmacy Serviceshttp://www.advancedpharmacy.com/Nurses 24/7http://www.nursesapply.com/nurses247/SoftWritershttp://softwriters.com/VIDARA Therapeuticshttp://vidararx.com/Advanced Pharmacy Serviceshttp://www.advancedpharmacy.com/Information Innovatorshttp://infoinnovators.com/Investment Team:Donald F. DeMuth, Co-Founder and General Partnerddemuth@dfwcapital.comKeith W. Pennell, Partnerkpennell@dfwcapital.comBrett L. Prager, Partnerbprager@dfwcapital.comBrian C. Tilley, PartnerDouglas H. Gilbert, Partnerdgilbert@dfwcapital.comIvy Capital Partnerswww.ivycapitalpartners.comVCLife Sciences & HealthcareGrowthExpansionIvy Capital Partners is a specialized private equity investment firm dedicated to investing in promising companies operating in the musculoskeletal sector of the healthcare industry. The firm seeks to invest in mid-to-late stage healthcare companies with seasoned entrepreneurial management teams, proprietary products, innovative technologies or compelling service opportunities that have the potential for significant investment return. Within the musculoskeletal sector, Ivy is interested in investments ranging from sports medicine, joint implants, rehabilitation products and services, trauma, spine and life sciences.

One Paragon DriveMontvaleNJ07645201-573-8400201-573-8403

Portfolio companies include:IvyRehab Networkhttp://www.ivyrehab.com/Scandius BioMedicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2413937ONI Medical Systemshttp://onimri.com/ReGen Biologicshttp://regenbio.com/usa/en/Auriga Medical Productshttp://investing.businessweek.com/businessweek/research/stocks/private/snapshot.asp?privcapId=22612216Biomerixhttp://www.biomerix.com/Gentishttp://www.gentisinc.com/HealthMark Partnershttp://healthmarkpartners.com/Pivot Medicalhttp://www.pivotmedical.com/ReGen Biologicshttp://www.healthpointcapital.com/research/regen_biologics/Spinal Kineticshttp://www.spinalkinetics.com/Stanmore Implantshttp://www.stanmoreimplants.com/Investment Team:Russell F. Warren, M.D., Chief Scientific Officerrwarren@ivycapitalpartners.comRobert W. Pangia, Principalbpangia@ivycapitalpartners.comRussell F. Warren, Jr., PrincipalDennis W. ODowd, Executive Vice Presidentdodowd@ivycapitalpartners.comRene Veloso, Vice PresidentJumpstart New Jersey Angel Networkwww.jumpstartnj.comAInformation TechnologyCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialSeedEarlyJumpstart is a group of angel investors seeking opportunities to fund startup ventures. The group was formed in November 2002, and since then, Jumpstart investments have totaled over $20 million across 25 companies. Jumpstart provides a forum for angels and entrepreneurs in and around New Jersey to connect with each other. All Jumpstart angels are required to make an investment every year. However, each angel makes individual decisions on whether and how much to invest in a particular venture. Jumpstart focuses primarily on: Commun-ications, Information Technology, Materials, Elec-tronics, Advanced Manufacturing, Energy, Environ-mental Engineering and Life Sciences. Jumpstart normally invests from $200,000 up to $1,000,000, in promising companies in and around New Jersey, but may syndicate a deal with other angel groups to raise up to $2 million.

1001 Briggs Road, Suite 280Mt. LaurelNJ08054856-813-1440856-787-9800

Portfolio companies include:Andrew Technologieshttp://www.andrewtech.ajmp.com/Common Ground Recyclinghttp://www.commongroundrecycling.com/Hycrete Technologieshttp://www.hycrete.com/Sun Farm Networkhttp://www.sunfarmnetwork.com/Sword Diagnosticshttp://sworddiagnostics.com/Investment Team:Katherine ONeill, Executive Directorkoneill@jumpstartnj.comMario Casabona, Chairmanmcasabona@ericorp.comBill Martin, Chairman, University RelationsPhil Politzinerppolitziner@amper.comA. Wayne TamarelliNavigator Equity Partners, LLCwww.navigatorequity.comPEInformation TechnologyMedia & Digital MediaManufacturing & IndustrialConsumer ProductsMiddle MarketNavigator Equity Partners, LLC is a private equity investment group dedicated to investing exclusively in middle market, low to medium technology, profitable businesses. The Fund investors include: Merrill Lynch, General Electric Capital, Citigroup, and JP Morgan Chase, amongst others. The Fund intends to create a diversified portfolio with a focus on private and public manufacturers and marketers of basic consumer products and services, select industrial products, media, and media technology companies. Navigator seeks companies with gross annual revenues from $10 million to over $200 million. The group does not invest in start-up, early-stage, or turnaround situations. Ideal companies have prior year EBITDA approaching at least $2MM, though entities with lower Revenue and EBITDA levels are selectively considered for investment.

428 Springfield Ave, 2nd Floor SummitNJ07901908-273-7733908-273-5566

Portfolio companies include:Ambassador Publishinghttp://www.emeraldhouse.com/Digney York Associateshttp://digneyyork.com/Project Leadership Associateshttp://www.projectleadership.net/Coffin Turbo Pumphttp://www.coffinturbopump.com/Compass Water Solutionshttp://compasswatersolutions.com/Cornerstone Franchise Grouphttp://cornerstone-group.com.au/Home Health Holdingshttp://finance.yahoo.com/news/Equity-Research-Lincare-iw-610167973.htmlOncology Molecular Imaginghttp://www.omillc.com/Smashburgerhttp://www.smashburger.com/Terracare Associateshttp://terracareassociates.com/Universal Environmental Serviceshttp://universalenvironmentalservices.com/Westconhttp://www.westcongroup.com/Aspire Home Heathhttp://aspirehc.com/Avista Oilhttp://www.avista-oil.com/Revere Packaginghttp://www.reverepackaging.com/Investment Team:W. Joseph Imhoff, Co-Founder and Managing Partnerimhoffj@navigatorequity.comBernard B. Markey, Co-Founder and Managing Partnerbbmarkey@navigatorequity.comWilliam H. Stewart, Managing PartnerJoseph Ian Ongsiapco, Vice PresidentNovitas Capitalwww.novitascapital.comVCInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareLife Sciences & HealthcareMedical DeviceSeedEarlyFormerly known as PA Early Stage, Novitas Capital has successfully invested in and generated returns in seed, start-up and early-stage technology and life science companies for more than a decade. Taken from Latin, Novitas (pronounced no-vi-tas) means "new," "original," and 'novel." Novitas Capital's initial investments typically range from $250,000 up to $2.0 million in a first round financing. The Fund has the capacity to invest up to $8.0 million throughout the life cycle of an investment. Novitas currently has approximately 30 active portfolio companies and manages approximately $237 million across three venture funds. The firm has offices in New Jersey and Pennsylvania.

15 Bonnie Way AllendaleNJ07401610-254-4286 610-254-4246

Portfolio companies include:Aristahttp://www.aristanetworks.com/Incurrenthttp://www.thefreedictionary.com/incurrentLightwirehttp://lightwire.com/Nisticahttp://www.nistica.com/VIP Deskhttp://vipdesk.com/SpeechVantagehttp://www.speechvantage.com/Biaphttp://en.wikipedia.org/wiki/Baghdad_International_AirportClickEquationshttp://www.clickequations.com/EZ Printshttp://ezprints.com/Half.comhttp://www.half.ebay.com/WineAccess.comhttp://www.wineaccess.com/LifeShield Securityhttp://www.lifeshield.com/Traffic.comhttp://www.traffic.com/Renal Solutionshttp://www.renalsolutionsinc.com/TetraLogichttp://www.tetralogicpharma.com/Cernosticshttp://cernostics.com/Amorcytehttp://www.amorcyte.com/ProModelhttp://www.promodel.com/VueSonixhttp://www.novitascapital.com/portfolio-life-vuesonix.htmlLogical Therapeuticshttp://www.logicaltx.com/Garnet BioTherapeuticshttp://garnetbio.com/GelMed Scienceshttp://gelmed.com/OraSure Technologieshttp://www.orasure.com/Investment Team: Michael G. Bolton, Managing Director, 610-254-4238mbolton@novitascapital.comPaul J. Schmitt, Managing Director, 610-254-4286pschmitt@novitascapital.comStephen H. Barnes, Advisor, 610-254-4298sbarnes@novitascapital.comDean E. Miller, Managing Director, 610-254-4237dmiller@novitascapital.comLisa Joswick, CFO, 610-254-4297ljoswick@novitascapital.comArchbrook Capital Managementwww.archbrook.comPELife Sciences & HealthcareMedical DeviceManufacturing & IndustrialBusiness ServicesFinancial ServicesConsumer ProductsMiddle MarketArchbrook Capital Management is a private investment management firm founded in 2002 and managed by partners located in Chicago, New York and Philadelphia. Archbrook focuses on producing superior risk-adjusted returns in all types of economic and market climates by investing in the public and private markets. The firm's long/short U.S.-based hedge fund, Golden Eagle Partners, LP invests in both public and private securities, while Archbrook's other affiliated investment vehicles invest only in private transactions. Archbrook generally seeks investment opportunities in the Eastern and Midwestern regions of the U.S., committing between $1 million and $5 million per transaction. To date, the firm has completed 15 private equity and debt financings, investing a total of over $45 million.

100 Front Street, Suite 570West ConshohockenPA19428610-684-4900 610-684-4901

Portfolio companies include:Alexinhttp://www.alexinllc.com/Clinical Financial Serviceshttp://www.clinicalfinancialservices.com/Commercial Credit Grouphttp://commercialcreditgroup.com/FactorTrusthttp://www.factortrust.com/Tray-Pakhttp://www.traypak.com/Heritage Unionhttp://www.heritageunion.com/MiMEDXhttp://www.mimedx.com/Home Care Deliveredhttps://www.hcd.com/Investment Team:David F. Apple, Founding PartnerJohn F. McGlinn II, Founding PartnerTimothy P. OConnell, Founding PartnerBen Franklin Technology Partners Northeastern Pennsylvaniawww.nep.benfranklin.orgIEDInformation TechnologyCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialEarlyExpansionThe Ben Franklin Technology Partners of Northeast Pennsylvania (BFTP/NEP) is part of a state-funded economic development initiative created in 1983. The program links early-stage technology firms and established manufacturers with funding, people, technology, universities and other resources to help them prosper. BFTP/NEP serves 21 counties. The group's Enterprise Developers work with early stage firms and established companies to enhance their entire way of doing business. Typical investments range from $30,000 to $150,000 per year for up to three years. BFTP/NEP is located on the campus of Lehigh University in Bethlehem and has regional offices in Lewisburg, Reading and Wilkes-Barre. The group operates the Ben Franklin TechVentures, a new high-tech workspace and community for early-stage companies born out of the former Bethlehem Steel Homer Research Labs.

116 Research DriveBethlehemPA18015-4731610-758-5200610-861-5918

Portfolio companies include:Discovery Machinehttp://discoverymachine.com/IQEhttp://www.iqep.com/American Polarizershttp://www.apioptics.com/Clark Technology Systemshttp://clarkts.com/Infinerahttp://infinera.com/B. Braunhttp://www.bbraun.com/Innovative Controlhttp://www.innovativecontrolinc.com/Noble Biomaterialshttp://noblebiomaterials.com/Saladax Biomedicalhttp://www.saladax.com/United Corrstackhttp://unitedcorrstack.com/Custom Processing Serviceshttp://www.customprocessingservices.com/home/index.phpTobyhanna Army Depothttp://www.tobyhanna.army.mil/Investment Team:R. Chadwick Paul, Jr., President and Chief Executive Officercpaul@nep.benfranklin.orgWayne Barz, Manager, Entrepreneurial Programswbarz@nep.benfranklin.orgJoseph M. Lane, Vice President, Enterprise DevelopmentKenneth Okrepkie, Regional Managerkokrepkie@nep.benfranklin.orgLarry A. Seibert, Regional Managerlseibert@nep.benfranklin.orgConnie Faylor, Regional Managercfaylor@nep.benfranklin.orgRobert S. Thomson, Regional ManagerChrysalis Ventureswww.chrysalisventures.comVCInformation TechnologyLife Sciences & HealthcareEarlyGrowthExpansionFounded in 1993, Chrysalis Ventures is a leading source of equity capital for young growth companies in the Midwest and South. Chrysalis invests primarily in early-stage and expansion-stage companies in healthcare services and technology. With headquarters in Louisville, Kentucky and offices in Cleveland, Houston, Pittsburgh, and Ann Arbor, Mich., Chrysalis has $400 million under management and has made investments in over 65 companies. Chrysalis rarely invests at the seed-stage and prefers to invest in companies that are already generating revenue in the $1 to $5 million range. The firm typically invests at least $2 million in the first institutional private equity financing in the form of a preferred security. Chrysalis will invest in later rounds of promising companies, up to a total of approximately $15 million in a single portfolio company. Chrysalis currently has investments in 20 states across the United States, but prefers to invest in the "under-ventured" Midwest and South regions of the country.

2000 Technology Drive, Suite 250PittsburghPA15219412-235-0302

Portfolio companies include:AfterBOThttp://afterbot.com/Connecturehttp://connecture.com/HealthTeacherhttp://www.healthteacher.com/MedLabhttp://www.themedlab.com/Open Kernel Labshttp://www.ok-labs.com/Sanoviahttp://sanovia.com/Ygnitionhttp://www.ygnition.com/Digitalsmithshttp://www.digitalsmiths.com/Foundation Radiology Grouphttp://www.foundationradiologygroup.com/Golden State Overnight Deliveryhttp://www.gso.com/HCCA Holdingshttp://www.hccaintl.com/Intervention Insightshttp://interventioninsights.com/meQuilibriumhttp://mequilibrium.com/MyHealthDIRECThttp://myhealthdirect.com/NextImage Medicalhttp://nextimagemedical.com/Open Kernel Labshttp://www.ok-labs.com/Regent Educationhttp://www.regenteducation.com/Mobile Armorhttp://www.mobilearmor.com/Bioseekhttp://bioseekinc.com/CerviLenzhttp://www.cervilenz.com/Chronicityhttp://fibroandfatigue.com/Construction Software Technologieshttp://www.isqft.com/new/Continuum 700http://continuumwireless.com/Cyberahttp://www.cybera.com/IBBShttp://www.ibbs.com/StraighterLinehttp://www.straighterline.com/Xleranthttp://www.xlerant.com/Investment Team: David A. Jones, Jr., Chairman and Managing Directordjones@chrysalisventures.comKoleman E. Karleski, Managing Partnerkoleman@chrysalisventures.comWright Steenrod, Partnerwsteenrod@chrysalisventures.comIrv W. Bailey, Senior Advisoribailey@chrysalisventures.comRichard Vance, Operating Partnerrvance@chrysalisventures.comLisa Aly, Vice President of Finance and Administrationlaly@chrysalisventures.comAlan Ying, Venture Partneraying@chrysalisventures.comJohn Willmoth, Venture Partnerjwillmoth@chrysalisventures.comRoy Ziegler, Venture Partnerrziegler@chrysalisventures.comDerick Fricke, Associatedfricke@chrysalisventures.comCharlie Crawford, Senior Analystccrawford@chrysalisventures.comGoodCompany Ventureswww.goodcompanyventures.orgVCIInformation TechnologySeedEarlyGoodCompany Ventures catalyzes start-ups with innovative solutions to big, unmet social needs. GoodCompany Ventures provides support, facilities, and mentoring to qualified, socially conscious entrepreneurs who can make a difference. The program is a pioneer in the social sector, repurposing a proven venture strategy in this emerging sector. Unlike conventional venture incubators, GoodCompany Ventures doesn't extract an equity commitment from entrepreneurs, but expects a commitment of time and creativity toward building a community of social entrepreneurship. GoodCompany Ventures will facilitate a first investment round by assembling representatives from leading VC firms and angel investors.

1650 Arch Street, Suite 1905PhiladelphiaPA19103

Portfolio companies include:33Needshttp://www.33needs.com/Green Konnecthttp://blog.greenkonnect.com/One Degree Solarhttp://www.onedegreesolar.com/Solarhttp://en.wikipedia.org/wiki/Solar_energyPlaysayhttp://www.playsay.com/Citizenshttp://www.citizensbank.com/Shift Designhttp://www.shiftspacedesign.com/Tots Tit 4 Tathttp://www.dropswop.com/Urban Collectivehttp://www.urbancollective.com/Autism Expressedhttp://autismexpress.net/Common Equityhttp://www.investorwords.com/6762/common_equity.htmlElectnexthttp://electnext.com/Urban Ecoformshttp://urbanecoforms.com/GoalRaiserhttp://goalraiser.com/Persistence Plushttp://persistenceplusnetwork.com/Pure Nanohttp://pure-nano.com/Resonatehttp://www.resonate.com/Roseicollishttp://roseicollis.net/Side Artshttp://philly.sidearts.com/Shenandoah Studiohttp://www.shenandoah-studio.com/Wash Cycle Laundryhttp://www.washcyclelaundry.com/AgileSwitchhttp://www.agileswitch.com/PekaSyshttp://www.pekasys.com/Green Wallshttp://gsky.com/green-walls/NovaThermal Energyhttp://www.novathermalenergy.com/Novi Tradehttp://www.novitrade.ch/14122.htmlFLOWatchhttp://www.flowatch.com/public/index.aspxGreener U Consultinghttp://www.greeneruhub.com/SmubHubhttp://www.smubhub.com/Investment Team:Garrett Melby, CEO & Co-Foundergarrett@goodcompanyventures.orgChris Bentley, COO & Co-FounderDavid Famolari, CDO & Co-Founderdavid@goodcompanyventures.orgChristy Bare, Program ManagerH. Katz Capital Groupwww.katzgroup.comVCPEMedia & Digital MediaLife Sciences & HealthcareFinancial ServicesConsumer ProductsRetail & RestaurantSports & EntertainmentReal EstateEarlyGrowthExpansionMiddle MarketFounded in 1996, H. Katz Capital Group is a $100,000,000 acquisition/venture capital firm formed by entrepreneur Harold Katz, to acquire businesses and provide funding to a wide range of companies. The firm's primary goal is to respond quickly to opportunities by providing investment leadership, management support and creative financial structuring. H. Katz Capital Group has specialized interests in the consumer service industry and franchising companies. The Group does not limit its investments to particular industries or to geographic locations, however, industries of preference include: Consumer Services, Food, Franchising, Healthcare, Insurance, Media, and Financial Services. Investments are made in businesses at various stages of development, including buyouts and situations that require reorganization. The firm will invest up to $150 million in a target company.

283 Second Street Pike, Suite 150SouthamptonPA18966-3823215-364-0400215-364-5025

Portfolio companies include:Nutri/Systemshttp://www.nutrisystem.com/index.jspThe Grenville Homes Group UKhttp://www.linkedin.com/company/the-grenville-homes-group-uk-limitedThe Addisonhttp://www.theaddison.com/Sixers Camphttp://www.sixerscamps.com/United Valley Bankhttp://uvbank.net/Top Hat Realty Partnershttp://www.merchantcircle.com/business/Top.Hat.Realty.360-357-5925John's Incredible Pizzahttp://www.johnspizza.com/Interstock Acquisitionhttp://www.trademarkia.com/correspondent-interstock-acquisition-company-llc-1-1018683The Rock Wood-fired Pizza & Spiritshttp://therockwfp.com/Metropolitan Management Communitieshttp://www.mmcrent.com/JAGS Realty Associateshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=134286233The Solid Wood Cabinet Companyhttp://www.solidwoodcabinets.com/Six Forks Stationhttp://www.fandango.com/sixforksstationcinema_aaguu/theaterpageSoleil at Ponte Vedrahttp://www.soleilpvb.com/Walgreenshttp://www.walgreens.com/The Links at Windsor Parkehttp://www.forrent.com/apartment-community-profile/1003941.phpCircle West Campushttp://www.circlewestcampus.com/Investment Team:Harold Katz, Chairman of the BoardBrian J. Siegel, Managing Directorbsiegel@katzgroup.comDavid A. Katz, Director & SecretaryJA3Partners, LLCAInformation TechnologyEarlyFounded 2011, JA3Partners, LLC, an executive advisory firm that provides executive consulting to private equity firms and their portfolio companies in the area of business strategy, operational improvement, sales optimization, and M&A. JA3Partners is the investment vehicle for Jim Ashton. Mr. Ashton was CEO for SunGards Financial Systems, a $2.5 billion business with 13,000 employees.

1108 Pebble Spring DriveBerwynPA19312

Portfolio companies include:Lumesishttp://lumesis.com/Investment Team:Jim Ashton, Managing PartnerLLR Partners, Inc.www.llrpartners.comPEInformation TechnologyLife Sciences & HealthcareBusiness ServicesEducation & TrainingMiddle MarketLLR Partners is a private equity firm managing over $1.4 billion. LLR Partners invests in Business Services, Consumer Services, Education, Financial Services, Healthcare Services, and IT Services & Software. The firm provides growth capital for the following situations: Growth, Acquisitions, Buyouts, and Recapitalizations. LLR Partners provides capital to companies that have revenues of $10 million to $150 million, seeking to invest between $15 million and $100 million of equity per transaction. LLR will invest in businesses throughout the country, but the firm's primary geographic focus is the Mid-Atlantic and Eastern United States. LLR is currently investing out of its $800 million 3rd fund.

Cira Centre2929 Arch Street, Suite 2700 PhiladelphiaPA19104-2868215-717-2900215-717-2270

Portfolio companies include:CyberShifthttp://www.sumtotalsystems.com/Princeton Softechhttp://www.ibm.com/software/data/data-management/optim-solutions/Prophet21http://distribution.activant.com/prophet21/Gestalthttp://en.wikipedia.org/wiki/Gestalt_psychologyWelocalizehttp://welocalize.com/Vivere Healthhttp://viverehealth.com/Taratechttp://www.tarateccorp.com/Singer Equitieshttp://singerequities.com/American Renal Associateshttp://www.americanrenal.com/Avenues: The World Schoolhttp://www.avenues.org/world-schoolBrightHeart Holdingshttp://www.brightheartvet.com/Brightside Academyhttp://www.brightsideacademy.com/Community Education Centershttp://www.cecintl.com/Crothall Services Grouphttp://www.crothall.com/EKR Therapeuticshttp://ekrtx.com/excelleRXhttp://www.excellerx.com/Five Belowhttp://www.fivebelow.com/Fleet Onehttp://www.fleetone.com/Healthcare Financial Grouphttp://www.hfgusa.com/Heartland Payment Systemshttp://www.heartlandpaymentsystems.com/InnaPhasehttp://www.innaphase.com/IODhttp://www.iodincorporated.com/JGWPT Holdingshttp://jgwpt.com/Lightspeed Financialhttp://www.lightspeed.com/Medmarkhttp://www.medmark.com/Orbis Educationhttp://www.orbiseducation.com/Pet360http://www.pet360.com/Investment Team:Mitchell L. Hollin, Partnermhollin@llrpartners.comSeth J. Lehr, Partnerslehr@llrpartners.comIra M. Lubert, Partnerilubert@llrpartners.comHoward D. Ross, Partnerhross@llrpartners.comGregory Case, Partnergcase@llrpartners.comScott Perricelli, Partnersperricelli@llrpartners.comDavid Reuter, Partnerdreuter@llrpartners.comTodd Morrissey, Principaltmorrissey@llrpartners.comDavid Stienes, Principaldstienes@llrpartners.comNoson Lawen Partnerswww.nosonlawenpartners.comPEInformation TechnologyMedia & Digital MediaEducation & TrainingMiddle MarketNoson Lawen Partners is a buyout and growth capital investment firm focused on providing equity capital to small traditional information and media companies. The firm specializes in initiating investment transactions requiring between $3 and $10 million of equity, targeting information and media companies with revenues from under $10 million to exceeding $20 million. Typically, these are established traditional businesses that operate very successfully below what is now called the lower middle market. Noson Lawen is interested in small traditional properties throughout the full spectrum of the information and media industry. The firm's substantial experience in the industry has included investments in and management of businesses in the following segments: Magazine Publishers; Book Publishers; Newspapers - Daily, Weekly and National; Database Companies; Specialty Publishers; Broadcast Stations; Outdoor Advertisers; Information Providers; Cable Television Systems; and Education Companies.

558 West Uwchlan Avenue, Suite 6LionvilePA19341610-995-9030

Portfolio companies include:Chain Store Guidehttp://www.chainstoreguide.com/Outdoor Promotionshttp://www.opoutdoor.com/Rasmussen Reportshttp://www.rasmussenreports.com/Greenleaf Book Grouphttp://www.greenleafbookgroup.com/Privcaphttp://www.privcap.com/All CampusAllCampus.comT&D Publicationshttp://www.fs.fed.us/t-d/Gross Telecasting & WRGB-TVhttp://nosonlawen.com/portfolio.htmlWDKY-TBhttp://dhammadownload.com/File-Library/MyanmarTipitaka/01_Vinaya/02b_Pacittiya%20Pali%20%28Bhikkhuni%29.docAtlantic Publicationshttp://www.atlanticpublicationgrp.com/Gulfshore Publishinghttp://www.gulfshorelife.com/Andrews Publicationshttp://users.ece.utexas.edu/~jandrews/publications.phpAmerican Mediahttp://www.americanmediainc.com/Dolan Mediahttp://www.dolanmedia.com/Investment Team:Ted Carroll, Partnertedc@nosonlawenpartners.comEarl Macomber, Partnerearlm@nosonlawenpartners.comCharlene Hassing, Vice President AdministrationPennsylvania Angel Network (PAN)www.paangelnetwork.comAInformation TechnologySeedEarlyThe Pennsylvania Angel Network (PAN) is a statewide organization designed to offer support to angels in the state of Pennsylvania. By increasing an individual's knowledge base through information sharing, PAN provides an opportunity to assist angels in making connections with companies and to make the most of those connections. PAN will assist in the creation of new angel groups by serving as a resource for information on group structures and best practices, as well as by connecting new angels/groups with more established groups for advice and guidance. PAN will also encourage new group formation through general outreach to high net worth individuals, and through communications highlighting the benefits of organized angel investing across the Commonwealth.

c/o Brain Gain, LLC 1001 State Street, Suite 1413EriePA16501814-451-1151 814-451-1150

Portfolio companies include:N/AN/AManagement Team:Mike Gildea, Executive Directormike@paangelnetwork.comSusquehanna Investment Networkwww.centralpa-angelnetwork.comAManufacturing & IndustrialBusiness ServicesSeedFounded in 2000 by William Metzger, Sr., the Susquehanna Investment Network (SIN) is a group of 57 successful business people with a wide variety of member skill sets including business and manufacturing. The angel investors represent 11 counties in Central PA, referred to as the "Pa. Heartland" and meet the third Wednesday of each month. Meetings start with a networking reception followed by presentations during dinner. The average investment range is from $25,000 to $500,000. Members have first-hand knowledge related to a variety of industries including: food processing/baking, air craft engines, clothing, wire rope, marketing, construction, shoes, imports, furniture, machined and spun parts, chromatography, and more.

260 Reitz Blvd., Suite 1 LewisburgPA17837570-523-7253 570-568-9000

Portfolio companies include:N/AN/AManagement Team:Bill Metzger, Sr., Presidentcsi@uplink.netCIT GAP Fundswww.citgapfunds.orgVCInformation TechnologyLife Sciences & HealthcareSeedEarlySponsored by the Virginia Center for Innovative Technology (see profile), CIT GAP Funds makes seed-stage equity investments in Virginia-based technology and life science companies. CIT's family of funds includes: GAP I, a vintage 2004 fund fully invested in a broad array of seed-stage technology companies. Based on the success of GAP I, CIT launched two specialized follow-on funds in 2007: GAP BioLife, a seed fund investing exclusively in life science companies; and GAP Tech, a seed fund investing in IT and technology companies. CIT invests in high potential technology companies at the earliest stages of company formation, catalyzing angel participation and fostering Series-A venture capital financing. CIT GAP Funds initially invests up to $100,000 alone, or in syndications of $500,000 or less. In 2011, CIT launched the Commonwealth Energy Fund (CEF). CEF is a new source of investment capital for energy-centric entrepreneurs based in Virginia. The aim of this fund is to back high-growth, "commercially-available" energy ventures who demonstrate a high-level of commercial-readiness.

Center for Innovative Technology2214 Rock Hill Road, Suite 600 HerndonVA20170703-689-3000 703-689-3041

Portfolio companies include:4FrontSecurityhttp://www.4frontsecurity.co.uk/4Wavehttp://4waveinc.com/Global Cell Solutionshttp://www.globalcellsolutions.com/SwipePayhttp://www.swipepaymobile.com/Airakhttp://www.airak.com/Airside Mobilehttp://airsidemobile.com/Altruista Heathhttp://altruistahealth.com/AppTaphttp://www.apptap.com/Canvashttp://en.wikipedia.org/wiki/CanvasC3RShttp://www.c3rs.com/CavitroniXhttp://cavitronix.com/ClearEdge 3Dhttp://www.clearedge3d.com/Efficient Photonhttp://www.efficientphoton.com/Engineered Products of Virginiahttp://epova.com/Extinction Pharmaceuticalshttp://extinctionpharmaceuticals.com/GCPay http://www.gcpay.com/Global Cell Solutionshttp://www.globalcellsolutions.com/Harbinger Tech Solutions (ARCsys)http://arcsysonline.com/Innovative Biologicshttp://www.manta.com/c/mmdkwx0/innovative-biologics-incIntroHivehttps://www.introhive.com/Invinceahttp://www.invincea.com/iTi Healthhttp://iti-health.com/KZO Innovationshttp://kzoinnovations.com/Latistahttp://www.latista.com/Lujurehttps://lujure.com/Marz Industrieshttp://www.marzindustries.com/Miserwarehttp://www.miserware.com/index.phpNatural Insighthttp://www.naturalinsight.com/NBE Technologieshttp://nbetech.com/nexVortexhttp://www.nexvortex.com/OhMyGovhttp://ohmygov.com/OnDialoghttp://www.ondialog.com/OTraceshttp://otraces.net/Parabon NanoLabshttp://parabon-nanolabs.com/Investment Team:Tom Weithman, Managing Directorthomas.weithman@cit.orgJennifer ODaniel, Senior Investment Associatejennifer.odaniel@cit.orgMarco Rubin, GAP Funds Advisormarco.rubin@cit.orgAlex Euler, Director alex.euler@cit.orgSean Mallon, Senior Directorsean.mallon@cit.orgDan Mindus, Directordan.mindus@cit.orgDominion Resources Innovation Centerhttp://dominnovation.comIInformation TechnologySoftware & InternetSeedThe goal of the Dominion Resources Innovation Center, founded in 2009, is to provide start-ups and second-stage companies with mentoring, engaged guidance, and business support services so that these ventures will become financially successful, high-growth companies in the community. The Center offers virtual or physical tenancy along with an array of staff expertise, business advisory boards, affordable rents, and a complete offering of support services plus networking and educational programs. The Center also offers the Tech Challenge Hanover, a rigorous, start-up competition for emerging and second-stage, technology or knowledge-based entrepreneurs who are looking for assistance in moving their ideas from concept to market and commercialization. Through this annual competition, participants can hone their ideas, get constructive and invaluable input from business professionals, and compete to win the coveted $10,000 first place prize plus free tenancy.

19 Business LaneAshlandVA23005804-368-8610

Portfolio companies include:EnviroDockhttp://envirodock.com/Management Team:William H. Daughtrey, Entrepreneur-in-Residencewilliamdaughtrey@domgreentech.comHarbert Management Corporationwww.harbert.netVCPEInformation TechnologyCommunications & NetworkingMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionEducation & TrainingSports & EntertainmentReal EstateEarlyMiddle MarketHarbert is a diversified financial services company with both Venture and Private Equity funds. Additionally, the firm manages Real Estate, Independent Power, and Public Securities funds. Harbert's committed capital and assets under management have grown from $1.5 billion in 2002 to approximately $2.7 billion as of December 1, 2011. Harbert Venture Partners provides growth capital to early stage information technology and healthcare companies. With offices in Birmingham, Alabama, Richmond, Virginia and Gainesville, Florida, the firm is positioned to identify attractive opportunities throughout the Southeast. Harbert Venture Partners, LLC (HVP I) held its final closing in December 2004 and has invested in thirteen early growth stage IT and healthcare companies across the Southeastern U.S. markets. Harbert Venture Partners II, L.P. (HVP II) held its final closing in October 2009 and has invested in eleven early growth stage IT and healthcare companies. In total Harbert Venture Partners has over $150 million in committed capital. Harbert Venture typically invests in the first or second institutional rounds, with initial investment amounts between $1.0 and $4.0 million. Harbert Private Equity provides equity capital to lower middle-market companies in a variety of industries, targeting companies with $3-15 million in EBITDA. Harbinger Private Equity Fund I, LLC (HPEF I) held its final closing in December 1999 and invested in six platforms and four add-ons. HPEF I has been fully realized. Harbert Private Equity Fund II, LLC (HPEF II) held its final closing December 2004 and invested in thirteen platforms and sixteen add-ons. Harbert Private Equity Fund III, LP (HPEF III) currently has one co-investment with HPEF II. In total, Harbert Private Equity has raised over $247 million in committed capital and has made nineteen platform investments and twenty add-on acquisitions. Preferred industries include: Automotive parts, Logistics, Education services, Media and entertainment, General manufacturing, Packaging, Healthcare and dental, Specialty finance, Industrial machinery and services, and Telecommunications. The firm's mezzanine capital group typically provides $3 million to $15 million in subordinated debt to companies in need of capital for organic growth, acquisitions, recapitalizations or management buyouts.

1210 East Cary Street, Suite 400RichmondVA23219804-782-3800804-782-3810

Portfolio companies include:Agility Healthcare Solutionshttp://en.wikipedia.org/wiki/Agility_Healthcare_SolutionsIntellijecthttp://www.intelliject.com/JackBehttp://www.jackbe.com/TapRoot Systemshttp://taprootsystems.com/Unitrends Softwarehttp://www.unitrends.com/Innovative Biosensorshttp://www.innovativebiosensors.com/Ion Healthcarehttps://www.ionhealthcare.com/MaxCytehttp://www.maxcyte.com/nContact Surgicalhttp://www.ncontact.us/PeopleMatterhttp://peoplematter.com/Privarishttp://www.privaris.com/WindChannel Communicationhttp://www.windchannel.com/Precision Alloyshttp://www.precisionalloy.com/TBT Holding Companyhttp://www.manta.com/c/mtg4dy1/tbt-media-holdings-corporationPFC Acquisitionhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=29686677PWI Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=6562828Dent-A-Medhttp://www.dentamed-usa.com/Precision Alloyshttp://palco8900.com/Travis Body and Trailerhttp://www.travistrailers.com/Onward Behavioral Healthhttp://investing.businessweek.com/research/stocks/private/people.asp?privcapId=113056735STX Healthcare Management Serviceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=106306016Community Hospices of Americahttp://www.chahospice.com/index.cfmWinnercomm Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=6857798TSF Holdingshttp://www.tsfcapital.com/Venture Capital Investment Team:William W. Brooke, Executive Vice President, Managing Partnerwbrooke@harbert.netWayne L. Hunter, Managing Partnerwhunter@harbert.netBrian C. Carney, Principalbcarney@harbert.netThomas D. Roberts III, Partnertroberts@harbert.netRobert L. Crutchfield, Venture Partnerrcrutchfield@harbert.netPrivate Equity Investment Team:Donald R. Beard, Vice President and Senior Managing Directordbeard@harbert.netWinston H. Gillum, Jr., Vice President & Senior Managing Directorwgillum@harbert.netMichael D. Luce, President and Chief Operaring Officermluce@harbert.netDavid Harper, Director of Investmentsdharper@harbert.netRichard S. Davis, Director of Investmentsrdavis@harbert.netRaymond J. Harbert Jr., Associaterharbert@harbert.netElizabeth Jinks Stewart, AssociateMezzanine Investment Team:John C. Harrison, Senior Managing Directorjharrison@harbert.netJohn S. Scott, Managing Directorjscott@harbert.netRobert A. Bourquin, Managing Directorrbourquin@harbert.netAlyce M. Ory, AssociateD. Andrew Tatman II, Director of InvestmentsJ.F. Lehman & Companywww.jflpartners.comPEDefense & Homeland SecurityMiddle MarketJ.F. Lehman & Company is a middle-market private equity firm that recently announced the final closing of JFL Equity Investors III, L.P. and affiliated investment vehicles . The funds closed on commitments of $575.5 million, above an original target of $450 million in limited partner commitments. JFL Fund III follows JFL Fund II, with commitments of $335.3 million, and JFL Fund I, with commitments of $130.9 million. JFL Fund III commitments were secured from a diversified group of over thirty institutions based in North America and Europe. To date, the firm has made investments in companies with an aggregate transaction value of approximately $1.6 billion. J.F. Lehman & Company focuses exclusively on the defense, aerospace and maritime industries and the technologies that originate from them. This investment strategy reflects the firm's deep experience in and commitment to these sectors for nearly two decades. Consistent with the firm's historical investment program, the funds will focus on control ownership positions in leveraged acquisitions of high quality companies in the firm's target industries in the United States and the United Kingdom.

2001 Jefferson Davis Highway, Suite 607ArlingtonVA22202703-418-6095703-418-6099

Portfolio companies include:Accudynehttp://www.accudyne.com/Kilgorehttp://www.kilgore.edu/Atlantic Inertial Systemshttp://atlanticinertial.com/Atlantic Marine Holding Companyhttp://www.atlanticmarinaholdings.com/Burke Industrieshttp://www.burkeind.com/Defense Venture Grouphttp://www.defenseventure.com/Drew Marinehttp://www.drew-marine.com/Elgar Electronicshttp://elgar.com/Hawaii Superferryhttp://en.wikipedia.org/wiki/Hawaii_SuperferryMcCormick Selphhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=135845OAO Technology Solutionshttp://www.pomeroy.com/Racal Instrumentshttp://www.eads-nadefense.com/Racal Acousticshttp://www.esterline.com/communicationsystems/Special Deviceshttp://specialdevices.com/Sperry Marinehttp://www.sperrymarine.northropgrumman.com/US Joinerhttp://usjoiner.com/ACR Electronicshttp://www.acrartex.com/National Responsehttp://nationalresponse.com/Investment Team:John F. Lehman, Chairman, Founding Partnerjfl@jflpartners.comTig H. Krekel, Vice Chairman, Partnerthk@jflpartners.comLouis N. Mintz, Partnerlnm@jflpartners.comStephen L. Brooks, Partnerslb@jflpartners.comC. Alexander Harman, Partnercah@jflpartners.comDonald Glickman, Founding PartnerMichael V. Cuff, Managing Director, OperationsLisa M. Steffens, Director, Investor Relationslms@jflpartners.comRobert H. Lee, Vice PresidentGlenn M. Shor, Vice PresidentVictor C. Caruso, Principalvcc@jflpartners.comDavid L. Rattner, General Counsel and Chief Compliance Officerdlr@jflpartners.comDavid S. Gorton, Vice PresidentJefferson Capital Partners, Ltd.www.jeffersoncapital.comPEInformation TechnologyLife Sciences & HealthcareBusiness ServicesConsumer ProductsEducation & TrainingMiddle MarketJefferson Capital Partners is a private equity firm seeking to invest in growth financings, management buyouts, and recapitalizations of well managed, rapidly growing companies, primarily in the consumer, business services, education, health care, and selected information technology industries. JCP's first private equity fund had $51 million of committed capital and is fully invested. Jefferson Capital Partners II, LP (JCP II), JCP's second private equity fund, held a final closing in October 2001 with committed capital totaling $87.5 million. JCP typically targets investment candidates with less than $75 million of annual revenues, preferring to invest between $2 to $7 million.

1802 Bayberry Court, Suite 301RichmondVA23226804-643-0100804-643-9140

Portfolio companies include:Global Trade Technologieshttp://news.yahoo.com/trade-technologies-announces-issuance-technology-business-process-patent-160021314.htmlThe Hobart West Grouphttp://hobartwestsolutions.com/Prestige Brandshttp://www.prestigebrands.com/Investment Team:R. Timothy ODonnell, Founding Principalrtodonnell@jeffersoncapital.comRedShift Ventureswww.redshiftventures.comVCInformation TechnologyCommunications & NetworkingEarlyExpansionFormerly known as SpaceVest, RedShift Ventures has $220 million under management and invests in early and expansion stage companies. The firm is primarily interested in investing in tech transfer & spinouts from U.S. companies in communications, microelectronics and information technology, and has over 40 portfolio companies across three funds. RedShift's typical initial investment is $1-4 million, with the ability to deploy $5-10 million or more in each company over the life of an investment.

3057 Nutley Street, Suite 562FairfaxVA22031-1931703-904-980

Portfolio companies include:Laminahttp://medical-dictionary.thefreedictionary.com/laminaTelarixhttp://www.telarix.com/Blue Ridge Networkshttp://www.blueridgenetworks.com/Chipwrightshttp://www.chipwrights.com/Imaginovahttp://www.imaginova.com/Investment Team:Richard Harris, General Partner and Founderrharris@redshiftventures.comMark A. Frantz, Venture Partnermfrantz@redshiftventures.comJami Ojala, Vice President of Financejojala@redshiftventures.comTall Oaks Capitalwww.talloakscapital.comVCInformation TechnologySoftware & InternetLife Sciences & HealthcareSeedEarlyEstablished in November of 2000, Tall Oaks partners with companies in the software, biotech and healthcare IT sectors. Tall Oaks has co-invested with over 45 firms and is well positioned to lead or co-lead seed and early stage investments. Investments range in size from $50,000 to $1,500,000. Tall Oaks is a member of the Village Ventures network, which consists of 13 partner funds located throughout the U.S. Village Ventures, which co-invests with Tall Oaks, is funded by Bain Capital, Highland Capital, Janus and Sandler Capital. Tall Oaks focuses on the Mid-Atlantic and Southeastern U.S.

315 Old Ivy Way, Suite 301CharlottesvilleVA22903434-951-0440434-951-0478

Portfolio companies include:Biolexhttp://www.biolex.com/PluroGenhttp://plurogen.com/GetWellNetworkhttp://www.getwellnetwork.com/nCirclehttp://www.ncircle.com/Aldagenhttp://www.aldagen.com/MaxCytehttp://www.maxcyte.com/nContacthttp://www.ncontact.us/GetWellNetworkhttp://www.getwellnetwork.com/Provox Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2515131Persystent Technologyhttp://www.persystent.com/ScholarOnehttp://scholarone.com/Relativity Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=33734DiaKinehttp://diakine.com/Living MicroSystemshttp://venturebeat.com/2007/06/05/living-microsystems-pulls-in-20m-for-prenatal-tests/Investment Team:Kathryne F. Carr, Managing Directorkcarr@talloakscapital.comJ. Hiram Ewald, Managing Directorhewald@talloakscapitalJames B. Farinholt Jr., Managing Directorjfarinholt@talloakscapital.comA. Reenst Lesemann III, Managing Directorrlesemann@talloakscapitalVT KnowledgeWorkswww.vtknowledgeworks.comIInformation TechnologySoftware & InternetLife Sciences & HealthcareSeedEarlyVT KnowledgeWorks is a technology business incubator that encourages and supports inventors, researchers, entrepreneurs, and investors as they conceive, design, launch, and grow companies to financial independence. The organization's incubator is a 45,000 square foot state-of-the-art facility located in the Virginia Tech Corporate Research Center in Blacksburg. It features single office space for pre-launch operations, semi-custom office suites and lab space carefully programmed to accommodate modular growth of member companies as they expand, shared conference rooms of various sizes, and a secure server facility.The group's tenants typically fall into one of three categories: start-ups, spin-outs, and ramp-ups. Organizationally, the incubator is a division of the Virginia Tech Corporate Research Center, a for-profit subsidiary of the Virginia Tech Foundation. The annual Tech Transfer Challenge Prize provides $100,000 worth of mentorship and business support services to a winning team of Virginia Tech faculty, staff, students and/or alumni proposing to establish a new venture in Blacksburg, based on Virginia Tech owned technology.

2200 Kraft Drive, Suite 1000BlacksburgVA24060540-443-9100 540-443-9106

Tenant companies include:Biomedical Implant Technologyhttp://www.ic.gc.ca/app/ccc/srch/nvgt.do?lang=eng&prtl=1&sbPrtl=&estblmntNo=123456170226&profile=cmpltPrfl&profileId=704&app=soldBioSensorshttp://www.biosensors.com/Handshakehttp://en.wikipedia.org/wiki/HandshakeClick and Pledgehttp://clickandpledge.com/Abokiahttp://abokia.com/Adaptive I/O Technologieshttp://www.adaptivetechinc.com/Adaptive Technologieshttp://www.adaptivetechinc.com/Attaainhttp://attaain.com/Automation Creationshttp://aciwebs.com/Biomedical Implant Technologyhttp://www.ocobiomedical.com/products/dental-implants/implant-technologyAxon Nutritionalshttp://axonnutritionals.com/Blinkmatchhttp://www.blinkmatchapp.com/Brush Mountain Data Centerhttp://www.bmdctr.com/Click and Pledgehttp://clickandpledge.com/Management Team:Jim Flowers, Executive Directorjim.flowers@vtknowledgeworks.comLindsey Eversole, Global Partnership Managerlindsey.eversole@vtknowledgeworks.comChristine Spalding, Member Services Coordinatorchristine.spalding@vtknowledgeworks.comDr. Richard (Dick) Daugherty, Director of Strategic Servicesdick.daugherty@vtknowledgeworks.comCarlyle Groupwww.carlyle.comPEInformation TechnologyCommunications & NetworkingMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesFinancial ServicesDefense & Homeland SecurityReal EstateMiddle MarketEstablished in 1987, The Carlyle Group is a private global investment firm that originates, structures and acts as lead equity investor in management-led buyouts, strategic minority equity investments, equity private placements, consolidations and buildups, and growth capital financings. The Carlyle Group is a global alternative asset manager with more than $156 billion under management. The firm manages 99 active funds and 63 fund of fund vehicles investing in Corporate Private Equity, Real Assets, Global Market Strategies and Fund of Funds Solutions as of September 30, 2011. Carlyle maintains a team of 600+ investment professionals operating out of 33 offices to uncover superior opportunities in Africa, Asia, Australia, Europe, Latin America, the Middle East and North America. Carlyle focuses on sectors in which it has demonstrated expertise: aerospace & defense, automotive & transportation, consumer & retail, energy & power, financial services, healthcare, industrial, infrastructure, real estate, technology & business services and telecommunications & media. Established in 1990, the firm's first buyout fund, Carlyle Partners I, L.P. (CP I), closed with $100 million in commitments from leading domestic and international investors. Carlyle's second U.S. buyout fund, Carlyle Partners II, L.P. (CP II), was launched in 1996 and has $1.3 billion of equity commitments. Carlyle's third U.S. buyout fund, Carlyle Partners III, L.P. (CP III) was launched in 2000 and has $3.9 billion of equity commitments. The fourth U.S. buyout fund, Carlyle Partners IV, L.P. (CP IV) was launched in 2005 and has $7.8 billion of equity commitments.

1001 Pennsylvania Avenue, N.W.WashingtonDC20004-2505202-729-5626202-347-1818

Portfolio companies include:Actelis Networkshttp://www.actelis.com/Blackboardhttp://www.blackboard.com/Catapult Learninghttp://www.catapultlearning.com/Dunkin' Brandshttp://www.dunkinbrands.com/AMC Entertainmenthttp://www.amctheatres.com/Air2Webhttp://www.air2web.com/Booz Allen Hamiltonhttp://www.boozallen.com/ConvaTechttp://www.convatec.com/Apollo Globalhttp://www.apolloglobal.us/Archive Systemshttps://aspenvrc.archivesystems.com/Authentixhttp://www.authentix.com/Carefxhttp://www.carefx.com/Elenzahttp://www.elenza.com/eScreenhttp://www.escreen.com/Gemcom Software Internationalhttp://www.gemcomsoftware.com/PixelOpticshttp://www.pixeloptics.com/Primatics Financialhttp://www.primaticsfinancial.com/Quorum Business Solutionshttp://www.qbsol.com/REVSharehttp://www.revshare.com/Panasashttp://www.panasas.com/Proteus Biomedicalhttp://www.proteusbiomed.com/Viatorhttp://www.viator.com/Bottle Rock Powerhttp://www.bottlerockpower.com/Coastal Carolina Clean Powerhttp://www.coastalccp.com/Green Earth Fuelshttp://www.greenearthfuelsllc.com/INC ResearchINC Researchhttp://www.researchinc.com/Investment Team:William E. Conway, Jr., FounderDaniel A. DAniello, FounderDavid M. Rubenstein, FounderDavid W. Albert, Managing Director; Energy Mezzanine OpportunitiesTamotsu Adachi, Managing DirectorJames A. Attwood, Jr., Managing Director, BuyoutStephen W. Bailey, Managing Director, Growth CapitalHarry L. Alverson, Managing DirectorMichael W. Arpey, Managing DirectorBrian A. Bernasek, Managing Director (Washington DC)Peter J. Clare, Managing Director (Washington DC)Francis A. Finelli, Managing Director (Washington DC)Ian Fujiyama, Managing Director (Washington DC)Allan M. Holt, Managing Director (Washington DC)Adam J. Palmer, Managing Director (Washington DC)Mark J. Johnson, Managing Director (Washington DC)Gregory S. Ledford, Managing Director (Washington DC)Andrew Marino, Managing Director (Washington DC)Disruptor Capitalwww.disruptor.comASoftware & InternetMedia & Digital MediaBusiness ServicesSeedDisruptor Capital, an angel and seed capital investment company, was founded in January 2012 by Virginia-based entrepreneur Pete Snyder. Snyders last venture, New Media Strategies, which he founded in 1999, was a player in the booming social media marketing industry. New Media Strategies, the first social media marketing company, remains the largest player and market leader in that field. Snyder sold the company to Meredith Corporation, a publicly traded media company, in 2007.

AlexandriaVA

Portfolio companies include:Potomac Research Grouphttp://www.potomacresearch.com/Investment Team:Pete Snyder, Founderpete@disruptor.comAmerican Capitalwww.AmericanCapital.comPEInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorStorage & HardwareMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialBusiness ServicesTransportation & DistributionFinancial ServicesConsumer ProductsRetail & RestaurantEducation & TrainingSports & EntertainmentDefense & Homeland SecurityAgriculture & Agricultural ScienceReal EstateMiddle MarketAmerican Capital (Nasdaq:ACAS), with $52 billion in assets under management, is a publicly traded private equity firm and global asset manager. American Capital, both directly and through its global asset management business, originates, underwrites and manages investments in middle market private equity, leveraged finance, real estate and structured products. American Capital and its affiliates invest from $10 million to $500 million per company in North America and 10 million to 400 million Euro per company in Europe. Since its August 1997 IPO, American Capital and the funds it manages have invested approximately $31 billion in over 540 portfolio companies. The firm's diverse portfolio is invested in virtually every industry sector. The firm has approximately 90 investment professionals in 7 offices in the United States and Europe.

2 Bethesda Metro Center, 14th FloorBethesdaMD20814301-951-6122301-654-6714

Portfolio companies include:York Labelhttp://www.yorklabel.com/Contechttp://contec.com/Affordable Carehttp://www.affordabledentures.com/careers/Core Financial Grouphttp://corefinancialgroup.com/Paradigm Precision Holdingshttp://www.paradigmprecision.com/about.htmQioptiq Grouphttp://www.qioptiq.com/CIBT Holdingshttp://www.americancapital.com/our_portfolio/companies/cibt_holdings.htmlAvalon Laboratorieshttp://avalonlabs.com/New England Confectioneryhttp://www.necco.com/Republic Financialhttp://www.republic-financial.com/Dynojet Researchhttp://dynojet.com/Sixnet Holdingshttp://www.sixnet.com/Rug Doctorhttp://rugdoctor.com/Renaissance Learninghttp://www.renlearn.com/Flexera Softwarehttp://www.flexerasoftware.com/Survey Sampling Internationalhttp://www.surveysampling.com/SAV Holdingshttp://www.manta.com/c/mmy7fzm/sav-holdings-incTransFirst Holdingshttp://www.transfirst.com/Vision Solutionshttp://www.visionsolutions.com/SMGhttp://www.smgww.org/Imaging Business Machineshttp://www.ibml.com/HALT Medicalhttp://haltmedical.com/Appleseed'shttp://appleseeds.blair.com/Cineleasehttp://www.cinelease.com/CAMP Systems Internationalhttp://www.campsystems.com/Explorere Pipelinehttp://expl.com/Pacific Handy Cutterhttp://go-phc.com/TestAmericahttp://testamericainc.com/Cogheadhttp://en.wikipedia.org/wiki/CogheadBondDesk Grouphttp://bonddeskgroup.com/eLynxhttp://elynx.com/Berry-Hill Gallerieshttp://www.berry-hill.com/exhibitions/BHcurrent/index.htmlFruit Patchhttp://www.fruitpatch.net/Investment Team:Malon Wilkus, Chairman, Chief Executive Officer and PresidentMalon.Wilkus@AmericanCapital.comIra Wagner, President, European Private FinanceJohn Erickson, President, Structured Finance, Chief Financial OfficerJohn.Erickson@AmericanCapital.comSamuel Flax, Executive Vice President and General CounselSam.Flax@americancapital.comJon Isaacson, Managing Director, BuyoutsJon.Isaacson@AmericanCapital.comSean Eagle, Principal, BuyoutsSean.Eagle@AmericanCapital.comEugene Krichevsky, Principal, BuyoutsSean Reid, Vice President, BuyoutsJustin DuFour, Vice President, BuyoutsScott Kauffman, Vice President, BuyoutsGordon O'Brien, President, Specialty Finance and OperationsTom McHale, Senior Vice President, FinanceClarendon Groupwww.clarendongrp.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketClarendon is a privately owned Independent Sponsor founded in 1998 focused on developing investment opportunities and providing strategic advisory services as well as management consulting services to the transportation, distribution and logistics sectors. Clarendon Principals have executed over 40 transactions representing approximately $8.2 billion in aggregate value. The firm's engagements and investments have spanned from several months to over a decade.

2275 Research Blvd, Suite 500North PotomacMD20850301-337-2700301-560-6533

Portfolio companies include:RoadLinkhttp://www.roadlink.com/Default.aspxInvestment Team:Mark Fornasiero, Managing Partnermfornasiero@clarendongrp.comFarrukh Bezar, Partnerfbezar@clarendongrp.comMichael Raue, Operating Partnermraue@clarendongrp.comRamon Suazo, Managing Directorrsuazo@clarendongrp.comBrian Frey, Vice President and Controllerbfrey@clarendongrp.comKevin OSullivan, Vice Presidentkosullivan@clarendongrp.comRed Abbey Venture Partners, LLCwww.redabbey.comVCLife Sciences & HealthcareEarlyRed Abbey Venture Partners was founded in 2004 and has invested in 15 privately-held and nine publicly-traded life science companies. Red Abbey Venture Partners is the second generation of a life sciences investment program that Frank A. Bonsal, Jr. and Philip Goelet, PhD began in 1997 with an investment in RiboTargets Holdings. The Partnership's primary investment objective is to generate superior, risk-adjusted returns by investing in high-quality life sciences companies that are developing novel therapeutics and other products based on distinctive technologies. The firm expects to capitalize on the advances in molecular biology, drug discovery and medical treatment that have permanently changed the treatment and management of disease. Red Abbey has a select group of family offices and individual investors who have committed $50 million to its fund.

10751 Falls Road, Suite 300BaltimoreMD21093410-494-7401410-494-4227

Portfolio companies include:Anacor Pharmaceuticalshttp://anacor.com/Inhibitexhttp://inhibitex.com/MacroGenicshttp://www.macrogenics.com/Advanced Biohealinghttp://www.abh.com/Aegerion Pharmaceuticalshttp://www.aegerion.com/Alba Therapeuticshttp://albatherapeutics.com/Arginetixhttp://www.corridorpharma.com/CoGenesyshttp://www.tevausa.com/Concentric Medicalhttp://concentric-medical.com/Cyclacel Pharmaceuticalshttp://www.cyclacel.com/Cytokineticshttp://www.cytokinetics.com/Dynavax Technologieshttp://www.dynavax.com/Favrillehttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=799229Investment Team:Frank A. Bonsal, Jr., Advisorfbonsal@redabbey.comDavid C. UPrichard, Ph.D., Venture Partnerduprichard@redabbey.comPhilip Goelet, PhD, Advisorpgoelet@redabbey.comMatt Zuga, Managing Directormzuga@redabbey.comNeuroVentures Capital, LLCwww.neuroventures.comVCLife Sciences & HealthcareMedical DeviceEarlyFounded in 2000, NeuroVentures Capital, LLC is a specialty venture capital firm that invests in emerging biopharmaceutical and medical technology companies that are developing novel therapies to address the tremendous unmet medical needs in Central Nervous System (CNS) diseases and disorders. NeuroVentures has capital commitments in excess of $15 million and is led by a team of experienced venture capital and life science professionals, and advised by an internationally recognized network of medical and scientific thought leaders. NeuroVentures Fund is a targeted $20 million venture capital fund dedicated primarily to investing in companies engaged in the development and marketing of drugs, devices, therapeutics, diagnostics and other medical products and technologies for neuroscience markets. NeuroVentures focuses on early-stage investments in the range of $200,000 to $2,000,000, and plays a highly active role in the development of its portfolio companies.

Zero Court SquareCharlottesvilleVA22902434-297-1000 434-297-1001

Portfolio companies include:Acumen Pharmaceuticalshttp://www.acumenpharm.com/Concentric Medicalhttp://concentric-medical.com/Neuraxonhttp://neuraxon.com/BrainCellshttp://www.braincellsinc.com/EnVivo Pharmaceuticalshttp://www.envivopharma.com/Kadmus Pharmaceuticalshttp://www.kadmuspharma.com/Rivanna Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=22357183Saegis Pharmaceuticalshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=829227Setagonhttp://setagonquality.co.uk/Scion Pharmaceuticalshttp://www.biospace.com/company_profile.aspx?CompanyId=450515SpineWavehttp://www.spinewave.com/Investment Team:Mark A. Cochran Ph.D., Founding Partnermac@neuroventures.comDaniel J. OConnell, Managing Partnerdjo@neuroventures.comValhalla Partnerswww.valhallapartners.comVCInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareMedia & Digital MediaEarlyExpansionValhalla Partners was formed in early 2002 and focuses primarily on companies in the next-generation infrastructure area (cloud computing and storage, Big Data, scale-out systems and networks) and the digital media area (digital advertising technology, digital video, and ecommerce); and looks for the best companies in this area regardless of company stage or geography. The firm manages approximately $170 million. The firm's team has invested in or served as senior executives in over 100 companies during the last twenty years. More than half of these investments have been in the Mid-Atlantic region. To date, 43 of these have already experienced successful initial public offerings or successful mergers. Valhalla also considers participating in Technology Buyouts and Spin outs.

8000 Towers Crescent Drive, Suite 1050ViennaVA22182703-448-1400703-448-1441

Portfolio companies include:Call Technologieshttp://www.allcalltechnologies.com/Exadigmhttp://www.exadigm.com/LeftHand Networkshttp://www.hp.com/hpinfo/newsroom/press/2009/090211b.htmlMiserWarehttp://www.miserware.com/index.phpVericalhttps://www.verical.com/Active Storagehttp://getactivestorage.com/App47http://www.app47.com/Avail Mediahttp://availmedia.com/Blue Stripe Softwarehttp://bluestripe.com/Clipikhttp://www.clipik.com/EnterpriseDBhttp://www.enterprisedb.com/Exchange Solutionshttp://www.exchangesolutions.com/Fishbowlhttp://www.fishbowl.com/Flatworld Knowledgehttps://www.flatworldknowledge.com/Geomagichttp://www.geomagic.com/Adapt.lyhttp://adapt.ly/Getwell Networkhttp://getwellnetwork.com/Jumptaphttp://www.jumptap.com/KZO Innovationshttp://kzoinnovations.com/Lefthand Networkshttp://www.lefthandsan.com/Legolas Mediahttp://legolas-media.com/MiserWarehttp://www.miserware.com/index.phpNirvanixhttp://www.nirvanix.com/Paraturehttp://www.parature.com/PlaceIQhttp://www.placeiq.com/Investment Team:Arthur J. Marks, Managing General Partnerart@valhallapartners.comGene Riechers, Senior Advisorgene@valhallapartners.comHooks Johnston, General Partnerhooks@valhallapartners.comHarry DAndrea, Administrative General Partnerharry@valhallapartners.comKiran Hebbar, General Partnerkiran@valhallapartners.comCharles Curran, General Partnercharles@valhallapartners.comDan Gordon, Director of Researchdan@valhallapartners.comFarah Giga, Principalfarah@valhallapartners.comKevin Greene, Partnerkevin@valhallapartners.comJosh Resnik, Venture Advisorjosh@valhallapartners.comRandy Jacops, Venture Partnerrandy@valhallapartners.comMWW Ventureswww.mww.comCVCInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyMWW Ventures is the strategic venture arm of MWW. The firm's mission is to invest in and incubate startups that advance the media, marketing and public relations industries. Led by the senior management team of MWW, MWW Ventures works to increase portfolio companies' market profiles, drive product and service sales, and build brand reputation. MWW Ventures partners with a select group of venture capital firms, incubators, trade associations, media partners and universities with solid track records of innovation to help identify and incubate the most promising companies. MWW will help test, roll out and provide public relations services for companies in the MWW Venture portfolio. In addition, portfolio companies will become part of MWW programs that keep clients out in front of the latest trends and innovations in such key areas as social media, communications measurement and digital services. Startups that MWW Ventures will explore include but are not limited to companies in the measurement and analytics, social media management, media targeting, communications CRM, design, media management, audience building and content creation spaces.

One Meadowlands PlazaEast RutherfordNJ07073201-507-9500201-507-0092

Portfolio companies include:BuzzMobhttp://buzzmob.com/Investment Team:Michael W. Kempner, President and Chief Executive Officermkempner@mww.comSeth Rosenstein, Executive Vice President & CFOsrosenstein@mww.comAlissa J. Blate, Executive Vice Presidentalissa.blate@mww.comWilliam P. Murray, Executive Vice President Public Affairswmurray@mww.comCarreen Winters, Executive Vice President Corporate Communicationscwinters@mww.comJared Hendler, Executive Vice President Global Director of Digital and Creative Servicesjhendler@mww.comInflection Point Ventureswww.inflectpoint.comVCInformation TechnologyCommunications & NetworkingSeedEarlyInflection Point Ventures (IPV) works primarily with seed and early stage telecommunications, information technology, and electronic commerce companies. The firm typically makes a first investment between $500K and $2 million. IPV prefers to lead or co-lead investments, invests primarily in companies seeking their first round of equity financing, and expects the large majority of its portfolio companies to be located in the Mid-Atlantic states and New England. As of 2010, the firm began managing its existing portfolio and is not making new investments.

Delaware Technology ParkOne Innovation Way, Suite 302NewarkDE19711302-452-1455302-452-1122

Portfolio companies include:Sourcefirehttp://www.sourcefire.com/Return Centralhttp://en.wikipedia.org/wiki/Return_to_CentralFidelis Security Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=22251666Alternative Fuels Grouphttp://www.fuelsgroup.com/CareGainhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=6297002ComBriohttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=10407682Current Analysishttp://www.currentanalysis.com/Epionhttp://www.epinions.com/Exogenesishttp://www.exogenesis.us/Fidelis Securityhttp://www.fidelissecurity.com/Histogenicshttp://www.histogenics.com/InfoEtherhttp://infoether.com/Intrapointhttp://www.intrapoint.com/Longwatchhttp://www.longwatch.com/LP Innovationshttp://www.lpinnovations.com/Return Centralhttp://en.wikipedia.org/wiki/Return_to_CentralInvestment Team:Jeffrey A. Davison, General Partnerjdavison@inflectpoint.comMichael E. A. O'Malley, General Partnermomalley@inflectpoint.comDiane Messick, CFOdmessick@inflectpoint.comRLJ Companieswww.rljcompanies.comPECommunications & NetworkingMedia & Digital MediaManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsRetail & RestaurantDefense & Homeland SecurityMiddle MarketThe RLJ Companies, founded by Robert L. Johnson, is an innovative business network that provides strategic investments in a diverse portfolio of companies. Within The RLJ Companies portfolio, Johnson owns or holds interests in businesses operating in hotel real estate investment; private equity; financial services; asset management; insurance services; automobile dealerships; sports and entertainment; and video lottery terminal (VLT) gaming. The RLJ Companies is headquartered in Bethesda, MD, with affiliate operations in Charlotte, NC; Little Rock, AR; Los Angeles, CA; San Juan, PR; and Monrovia, Liberia. RLJ Equity Partners (www.rljequitypartners.com) is a middle market private equity firm founded by Robert L. Johnson and The Carlyle Group. The firm makes control investments in North American companies with enterprise values between $50 and $250 million. RLJ Equity's typical investment size is between $20 million and $45 million per transaction and the firm has the ability to pursue larger transactions in collaboration with strategic partners. Preferred industries include: Aerospace & Defense, Automotive & Transportation, Business Services, Consumer & Retail, Media & Telecom, and General Industrial. As of November 2011, RLJ Equity Partners had five portfolio companies.

3 Bethesda Metro Center, Suite 1000BethesdaMD20814301-280-7700 301-280-7750

Portfolio companies include:Media Sourcehttp://www.mediasourcetv.com/Operaodra e Agencia de Viagenshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=82623951Fleischmanns Vinegarhttp://fleischmannsvinegar.com/Enhanced Recovery Companyhttp://erccollections.com/LAI Internationalhttp://laico.com/Investment Team:Robert L. Johnson, Founder & ChairmanMichelle R. Curtis, Executive Director/Special Assistant to the ChairmanTraci Otey Blunt, Senior Vice President, Corporate Communications & Public Affairstblunt@rljcompanies.comErnita F. Thomas, Senior Vice President & ControllerH. Van Sinclair, President, Chief Executive Officer & General CounselLisa W. Wardell, Executive Vice President & Chief Operating OfficerKinderhook Partnerswww.kinderhookpartners.comVCInformation TechnologyEarlyKinderhook Partners is an investment partnership founded in 2003, focused on making long-term investments in small public companies, and to a lesser degree, promising private companies. The firm partners generally do not become insiders or take board seats. Kinderhook acquires positions by either buying stock on the open market, through block transactions, or through private placements, typically targeting $5 to $20 million investments per position. When investing through private placements, the firm favors uncomplicated common stock purchases which can be carried out quickly and with limited transaction costs.

2 Executive Dr., Suite 585Fort LeeNJ07024201-461-0955201-461-7793

Portfolio companies:XETA Technologieshttp://www.xeta.com/Investment Team:Stephen Clearman, Managing Partnersclearman@kinderhookpartners.comTushar Shah, Managing Partnertshah@kinderhookpartners.comMorgan Duke, Partnermduke@kinderhookpartners.comTommy OConnor, Associatetoconnor@kinderhookpartners.comNoah Kazam, AssociateFounders Capital Partnerswww.founderscapitalpartners.comSoCalAInformation TechnologySoftware & InternetLife Sciences & HealthcareManufacturing & IndustrialSeedEarlyFounders Capital Partners (FCP) is a group of some 40 individual "angel" investors that include active and retired entrepreneurs, executives, industrial and academic scientists and engineers. The size of Founders' investments historically has ranged from a low of $100,000 to a high of $5 million. The group's "sweet spot" is $250,000-750,000. Primary areas of interest include early-stage investments in (1) software, the Internet, and domain expertise to provide business and healthcare services, and (2) sensor, electronic and mechanical technologies applied to life sciences, imaging, monitoring, and similar industrial applications. The focus is industrial products and services and the group does not invest in consumer or fashion businesses. Since 1999, investment activity has been focused principally on the Central Coast of California.

1615 Lasuen RoadSanta BarbaraCA93103805-963-4600805-963-4704

Portfolio companies include:Affinity Biosensorshttp://affinitybio.com/Iconix Videohttp://iconixvideo.com/SmartCellshttp://smartinsulin.com/Decision Biomarkershttp://avantrabio.com/Shopatronhttp://ecommerce.shopatron.com/Insight Guruhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=60501833E-Z Appshttp://ezappssolutions.com/Digifithttp://new.digifit.com/NABsyshttp://nabsys.com/Trefishttp://www.trefis.com/Investment Team:L. Robert Johnson, Managing Partnerbobjohnson@founderscapitalpartners.comFreeman Spogli & Co.www.freemanspogli.comSoCalPELife Sciences & HealthcareConsumer ProductsRetail & RestaurantMiddle MarketLateFreeman Spogli is a private investment firm dedicated exclusively to investing with management in retail, direct marketing and distribution companies positioned for growth. Since its founding in 1983, the firm has invested over $3 billion in 47 portfolio companies. The aggregate value of the companies acquired in connection with these investments is approximately $17 billion. The firm invests in companies with EBITDA of $10 million to $50 million, equity investments of $40 million to $125 million and transactions of $100 million to $500 million in total size. The firm currently manages approximately $2 billion in equity capital and have investments in 11 companies with total sales of over $8 billion. It is currently investing FS Equity Partners VI, with $735 million of committed capital.

11100 Santa Monica Boulevard, Suite 1900Los AngelesCA90025310-444-1822310-444-1870

Portfolio companies include:El Pollo Locohttp://en.wikipedia.org/wiki/El_Pollo_Locohhgregghttp://www.hhgregg.com/Winebowhttp://winebow.com/Sur La Tablehttp://www.surlatable.com/Bright Now! Dentalhttp://www.brightnow.com/Petcohttp://www.petco.com/Mattress Gianthttp://www.mattressgiant.com/Home/default.htmlRoss-Simonshttp://www.ross-simons.com/results.cfm?onsite=yesBoot Barnhttp://www.bootbarn.com/Floor and Decor Outlets of Americahttp://www.flooranddecoroutlets.com/BECO Holding Companyhttp://www.manta.com/c/mmn7kdl/beco-holding-company-incThe Paradies Shopshttp://www.theparadiesshops.com/Savershttp://www.savers.com/Mattress Gianthttp://mattressgiant.com/Smile Brandshttp://www.smilebrands.com/NEW Asurionhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=807426FirstWatchhttp://www.firstwatch.com/BHChttp://www.bhc.edu/Investment Team:Bradford M. Freeman, Co-Founder and Chairmanbfreeman@freemanspogli.comRonald P. Spogli, Co-Founder and Chief Executive Officerrspogli@freemanspogli.comBrad J. Brutocao, General Partnerbbrutocao@freemanspogli.comTodd W. Halloran, General Partnerthalloran@freemanspogli.comJon D. Ralph, General Partnerjralph@freemanspogli.comJohn M. Roth, President and Chief Operating OfficerJ. Frederick Simmons, General Partnerfsimmons@freemanspogli.comWilliam M. Wardlaw, General Partnerbwardlaw@freemanspogli.comLou Losorelli, Senior Vice President and CFOllosorelli@freemanspogli.comFruition Ventures, LLCwww.fruition.comSoCalAInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyFruition Ventures is a group of private equity investors focused primarily on earlier stage companies with competitive advantages in information technology, intellectual property and innovative business models. Participation is typically in the form of direct investment, operational management and/or advisory role. Collectively, Fruition principals have over 45 years of information technology and related technology business experience and have run over 14 Internet, interactive and/or media companies, covering all key management disciplines of the Internet business.

6121 Avenida CrestaLa JollaCA92037858-459-8999 858-459-1673

Portfolio companies include:Yarn Markethttp://www.yarnmarket.com/Hollywood.comhttp://www.hollywood.com/Statshttp://www.stats.com/AdEngagehttp://www.adengage.com/Voice Genesishttp://www.voicegenesis.com/Digital Musicworkshttp://www.digitalmusicworks.com/Abrevityhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=24466136ClosingCorphttp://www.closingcorp.com/Investment Team:Tony Farwell, Managing Directortfarwell@fruition.comPaul Grand, Managing Directorpgrand@fruition.comMarc Junkunc, Managing Directormjunkunc@miami.eduSteve Katinsky, Managing Directorskatinsky@fruition.comJohn Lin, Managing Directorjlin@fruition.comGideon Hixon Fundwww.gideonhixonfund.comSoCalVCFOFInformation TechnologySeedEarlyThe Gideon Hixon Fund utilizes and expands on the experience of six generations of family business. Since 1850, the Hixon Family has been building businesses and providing capital to exceptional entrepreneurs. The Hixon family via the Gideon Hixon Fund, its predecessors Midland Investment Company, HixVen and its partnership with Southwest Venture Partners, have had the opportunity to be part of some great success stories including AMP, Apple Computer, Dell Computer, Xiotech, and CorSolutions. The firm's partners are generalists and will invest across most stages and across industries. The fund will invest as little as $100K and usually invest anywhere from $500K to $1.5M over the life of an investment. Gideon Hixon prefers to invest in the United States and does not invest in "sin" industries or products/services that it feels have negative social ramifications. The firm also engages in Fund of Funds investing, having made investments in Affinity Capital Management, Draper Fisher Jurvetson, and Trellis Partners.

800 Anacapa Street, Suite ASanta BarbaraCA93101805-963-2277, ext. 11 805-565-0929

Portfolio companies include:Chimeroshttp://chimeros.com/iGrokhttp://igroksolutions.com/Tokutekhttp://www.tokutek.com/Hansen Enginehttp://www.bhhanson.com/ShotSpotterhttp://www.shotspotter.com/Genbandhttp://en.wikipedia.org/wiki/GENBANDBoom Entertainmenthttp://www.boomentertainment.com/GlycosBiohttp://www.glycosbio.com/HydraDxhttp://www.hydradx.com/Iosil Energyhttp://iosilenergy.com/Imagnxhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=85145897Capella Intelligent Subsystemshttp://www.capellainc.com/MiaSolehttp://miasole.com/Instructurehttp://www.instructure.com/Illumitexhttp://www.illumitex.com/Zadspacehttp://zadspace.com/Marval Bioscienceshttp://www.marvalbiosciences.com/Prolacta Biosciencehttp://www.prolacta.com/Investment Team: Frank H. Foster, General PartnerDebra P. Geiger, General PartnerDylan Hixon, General PartnerEric Hixon, General PartnerBryan Simpson, Jr., General PartnerGlickman Capitalwww.glickmancapital.comSoCalPECommunications & NetworkingLife Sciences & HealthcareManufacturing & IndustrialTransportation & DistributionConsumer ProductsRetail & RestaurantMiddle MarketGlickman Capital is a leading private equity firm acquiring majority ownership positions in companies located predominantly in Southern California, but will also consider ideal companies located throughout the Southwestern U.S. The firm specializes in transactions with enterprise values between $5 and $50 million and targets family-owned businesses undergoing generational transfers, management buy-outs, orphaned assets (divisions of larger companies or portfolio companies of private equity firms) and going-private transactions of micro-cap public companies. Glickman Capital does not restrict itself to any industry or type of business but has developed experience in the following industries: niche manufacturing, aerospace, consumer products, food service, brand management, building products, telecommunications, water filtration, specialty chemicals, distribution, trucking, retail, vending and apparel. The firm's target transaction value is between $10 and $50 million, purchasing companies with existing operating cash flow between $1 and $10 million, and annual revenue base of $5-100 million.

9720 Wilshire Boulevard, 6th FloorBeverly HillsCA90210310-432-1100 310-432-1101

Portfolio companies include:FreeConference.comhttp://www.freeconference.com/Investment Team:David Glickman, President and Managing Directordavid@glickmancapital.comKevin Dretzka, Managing Directorkevin@glickmancapital.comMelanice Doubroff, Executive AssistantGreycroft, LLCwww.greycroftpartners.comSoCalVCInformation TechnologyMedia & Digital MediaLife Sciences & HealthcareEarlyGreycroft Partners is a venture capital partnership formed to invest in promising digital media companies, including both business and consumer-focused ventures. The firm's $75 million fund includes participation from leading corporate executives around the world. In 2010 Greycroft closed its second fund with an additional $130 million. Greycroft invests between $500,000 and $5 million at inception, increasing on a staged basis to double that amount over time. The firm invests alone or alongside other firms, and will accept a board seat when appropriate, although this is not a prerequisite when syndicating with others. Greycroft Partners has offices in New York and Los Angeles.

100 Wilshire Blvd, Suite 1830Santa MonicaCA90401310-566-5960310-260-2147

Portfolio companies include:Tag-Manhttp://www.tagman.com/Netsertivehttp://www.netsertive.com/One Pinhttp://www.onepin.com/Adenyohttp://adenyo.com/Extreme Reachhttps://app.extremereach.com/Health Plan Onehttp://www.healthplanone.com/CrowdFusionhttp://www.crowdfusion.com/ImageSpanhttp://www.licensestream.com/licensestream2/Portal/index.aspxCollective Mediahttp://collective.com/Buddy Mediahttp://www.buddymedia.com/Buzzdhttp://www.buzzd.com/K2 Networkhttp://en.wikipedia.org/wiki/K2_NetworkDaily Secrethttp://www.dailysecret.com/Elicithttp://dictionary.reference.com/browse/elicitKlouthttp://klout.com/Kodinghttps://koding.com/Joyenthttp://www.joyent.com/9Flatshttp://www.9flats.com/GamersFirsthttp://www.gamersfirst.com/Local Responsehttps://www.localresponse.com/Media Armorhttp://www.mediaarmor.com/irrivehttp://www.irrive.com/NimbleTVhttp://www.nimbletv.com/plumhttp://en.wikipedia.org/wiki/PlumPlaydekhttp://www.playdekgames.com/phghttp://finance.yahoo.com/q?s=PHGPrecisiondemandhttp://www.precisiondemand.com/scopelyhttp://www.scopely.com/SteelHousehttp://www.steelhouse.com/WhoWhatWearhttp://www.whowhatwear.com/website/home.phpviddyhttp://www.viddy.com/uSamphttp://www.usamp.com/Investment Team:Alan Patricof, Founder and Managing Directorpatricof@greycroftpartners.comDana Settle, Partnersettle@greycroftpartners.comIan Sigalow, Partnersigalow@greycroftpartners.comGroundWork Equitywww.groundworkequity.comSoCalVCSoftware & InternetCommunications & NetworkingMedia & Digital MediaEnergy & Clean TechManufacturing & IndustrialSports & EntertainmentSeedEarlyGroundWork Equity accelerates the growth of technology companies providing strategic planning, execution and access to investment capital. GroundWork Equity often aids in setting up a company structure, generates new business, identifies sectors not currently being exploited, and leads the fund raising efforts from the right investors, offering the best of terms. The firm has special interests in Southern California based companies in software, online, network, new media, communications, entertainment, building materials and energy conservation.

30851 Agoura Road, Suite 114Agoura HillsCA91301818-707-0074 805-413-2009

(Los Angeles Office)10850 Wilshire Blvd., Suite 419Los AngelesCA90024310-234-3277310-234-3274Portfolio companies include:Warehouse Auction Centershttp://www.warehouseauctioncenters.com/TeleGaleriahttp://www.telegaleria.com/Interneerhttp://www.interneer.com/SpringBachttp://www.myspace.com/springbacVolleyPophttp://volleypop.com/MaddieBrit Productshttp://www.grabgreenhome.com/SaluDenthttp://www.saludent.com/Consult A Doctorhttp://www.consultadr.com/KLEOhttp://www.kleobackup.net/CSS Holdingshttp://www.cssholdings.com/ISO Grouphttp://www.iso-group.com/MaddieBrit Productshttp://www.grabgreenhome.com/SaluDent Internationalhttp://www.saludent.com/WAC Sport Cards & Collectibleshttp://web.userinstinct.com/7373416-wac-sports-cards-collectibles.htmVolleyPophttp://volleypop.com/TKO Electronicshttp://www.tkoelectronics.com/Investment Team:Michael Edell, Founder and Managing Partnermedell@GroundWorkEquity.comRon Means, Founding Partnerrmeans@GroundWorkEquity.comPeter Cowen, Senior Partnerpcowen@GroundWorkEquity.comPatricia Spencer, Principalpspencer@GroundWorkEquity.comJack Karabees, Principaljkarabees@GroundWorkEquity.comAdam Tepper, Principalatepper@GroundWorkEquity.comGRP Partnerswww.grpvc.comSoCalVCInformation TechnologySoftware & InternetMedia & Digital MediaFinancial ServicesConsumer ProductsEarlyGrowthGRP Partners was formed in 1996 and now manages approximately $1 billion on behalf of more than 150 limited partners in North America and Europe. With offices in Los Angeles and London, GRP currently seeks investment opportunities in North America and Europe, although the firm will consider opportunities on other continents. GRP's initial investment is typically $5-$20 million and generally invests $1-$10 million. The firm's traditional markets have been: Financial Services & Technologies, Consumer & Retail Innovation, Digital Media & Performance-based Marketing, SaaS & Cloud Infrastructure, and Mobile Applications & Infrastructure. GRP's last fund was the single best performing fund in the United States according to an independent industry database.

2121 Avenue of the Stars, Suite 1630Los AngelesCA90067310-785-5100310-785-5111

Portfolio companies include:Aventailhttp://en.wikipedia.org/wiki/AventailJamba Juicehttp://www.jambajuice.com/Starbucks Coffeehttp://www.starbucks.com/Bedrockhttp://en.wikipedia.org/wiki/BedrockEagle Crest Energyhttp://eaglecrestenergy.com/GumGumhttp://gumgum.com/Kyribahttp://www.kyriba.com/Mobicliphttp://www.mobiclip.com/OnTechhttp://www.ontech.com/new/index.htmlResponseLogixhttp://responselogix.com/HealthAllieshttp://healthallies.com/ad.lyhttp://adly.com/awe.smhttp://totally.awe.sm/burstlyhttp://www.burstly.com/Makerhttp://makerfaire.com/Mobicliphttp://www.mobiclip.com/RingRevenuehttp://www.ringrevenue.com/Emidahttp://www.emida.net/Envestnethttp://www.envestnet.com/HDIhttp://en.wikipedia.org/wiki/Human_Development_IndexmFoundryhttp://www.mfoundry.com/WaveCresthttp://wavecrestmanagement.com/Skylinehttp://www.skylinechili.com/Kidlandiahttp://kidlandia.yolasite.com/Seamless Receiptshttp://www.seamlessreceipts.com/Eagle Crest Energy Companyhttp://eaglecrestenergy.com/DataSifthttp://datasift.com/Investment Team:Jordan Hudson, AssociateSteven Dietz, Partnersteven@grpvc.comBrian McLoughlin, Partnerbrian@grpvc.comYves Sisteron, Co-Founder, Managing Partneryves@grpvc.comMark Suster, Partnermark@grpvc.comDana Kibler, Vice President and CFOdana@grpvc.comKevin Zhang, AssociateJames Bailey, AnalystGraham Gelwicks, AssociateHamilton BioVentureswww.hamiltonapex.comSoCalVCLife Sciences & HealthcareMedical DeviceTransportation & DistributionSeedEarlyGrowthExpansionWith approximately $100 million under management, Hamilton BioVentures is a venture capital firm that focuses on investment opportunities in the Biopharmaceuticals, Therapeutic medical devices, Biotechnology platforms (with drug development focus), Drug delivery, and Therapeutic Biomaterials sectors. Hamilton considers private companies at any stage of development and investments anywhere in the United States, with a primary focus on Southern California. Hamilton typically invests $1 to 5 million initially, with more reserved for follow-on financings. However, the firm will consider initial investments less than $1 million for seed round financings.

990 Highland Drive, #302Solana BeachCA92075858-314-2350858-314-2355

Portfolio companies include:Angstromhttp://en.wikipedia.org/wiki/AngstromCargoTechhttp://www.cargotec.com/Ceregenehttp://ceregene.com/Egea Bioscienceshttp://www.biotechcareercenter.com/Egea.htmlEntropic Communicationshttp://www.entropic.com/Mohominehttp://www.semtalk.com/semnet_files/PMohomine.htmSantarushttp://www.santarus.com/Converge Medicalhttp://convergemedical.com/Kemiahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=1988671PhotoTherahttp://www.photothera.com/Transcept Pharmaceuticalshttp://www.transcept.com/Convergehttp://www.converge.com/Q3DMhttp://www.prnewswire.com/news-releases/q3dm-inc-and-the-genomics-institute-of-the-novartis-research-foundation-enter-into-collaborative-agreement-to-develop-assays-for-high-throughput-cell-based-screening-74590137.htmlTroika Networkshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=35809Voyager Systemshttp://voyagersystems.com/Investment Team: Robert F. Ellsworth, Past Chairman & Founding Directorrobert@hamiltonbioventures.comRichard J. Crosby, Managing Directorrichard@hamiltonbioventures.comDonald W. Grimm, Directordon@hamiltonbioventures.comDr. Kerry Dance, Managing Directorkerry@hamiltonbioventures.comMalcolm Finlayson, Venture Partnermalcolm@hamiltonbioventures.comAnn Collins, Controllerann@hamiltonbioventures.comElliot Parks, Directorelliot@hamiltonbioventures.comEllen Smock, Administrative Managerellen@hamiltonbioventures.comAnita Minard, Administrative Supportnita@hamiltonbioventures.comHancock Park Associateswww.hpcap.comSoCalPEManufacturing & IndustrialBusiness ServicesRetail & RestaurantMiddle MarketHancock Park Associates is a Los Angeles based private equity investment firm founded in 1986. Since its inception, the firm has maintained a focus on investing in small to mid-size companies. The Partnership's investment activities and operations are led by four partners out of the Los Angeles office. In late 2006, HPA established a Houston, Texas office with two new investment professionals to expand the capacity and geographic footprint of the firm. HPA is currently investing out of Hancock Park Capital III, LP, a $256 million institutional fund, which was established in 2005 with the objective of providing attractive returns through focused investments in smaller companies. This fund followed Hancock Park Capital II, LP, the firm's first institutional fund of $156 million, raised during 2002. HPA seeks to acquire controlling interests in small to medium-sized companies with average revenues at the time of acquisition of between $25 and $200 million, and EBITDA ranging between $2 and $20 million. HPA focuses on controlling equity investments across a range of industries, although the firm naturally gravitates towards manufacturing and specialty retailing.

1880 Century Park East, Suite 900Los AngelesCA90067310-228-6900 310-228-6939

Portfolio companies include:Drilltechttp://www.drilltec.com/thread_protectors.htmlResco Productshttp://www.rescoproducts.com/American Furniture Companyhttp://www.americanfurniture.com/Barcaloungerhttp://www.barcalounger.com/Yankee Pacific Aerospacehttp://www.yankeepacificaerospace.com/American of Martinsvillehttp://www.americanofmartinsville.com/Brown & Cole Storeshttp://www.themarketsllc.com/Charming Charliehttp://www.charmingcharlie.com/homeProject Time & Costhttp://ptcinc.com/Specialty Vehicle Acquisitionhttp://www.answers.com/topic/asc-incorporatedAmerican Homehttp://americanhome.com/Crimson Well Serviceshttp://www.corporationwiki.com/Texas/Houston/crimson-well-services-inc/38950433.aspxInvestment Team: Michael J. Fourticq, Sr., Managing Partnermjfourticq@hpcap.comMichael J. Fourticq, Jr., Partnermfourticq@hpcap.comKevin L. Listen, Partnerklisten@hpcap.comKenton S. Van Harten, Partnerksvanharten@hpcap.comTed Fourticq, Principaltfourticq@hpcap.comEric B. Foker, General Counselrfoker@hpcap.comMichael F. Gooch, Vice President-Financemgooch@hpcap.comMartin R. Irani, Vice Presidentmirani@hpcap.comHandsOn Ventures (HOV)www.handsonventures.comSoCalPEInformation TechnologyEnergy & Clean TechBusiness ServicesFinancial ServicesMiddle MarketHeadquartered in Santa Monica, CA, HandsOn Ventures (HOV) is a private equity firm with more than $800 million of assets under management. Founded 2001, HOV manages a number of funds and investments in partnership with some of the world's largest investment banks, private equity groups and global financial institutions. HandsOn Ventures (HOV) funds include: Rustic Canyon, LLC, a $100+ mm acquisition fund jointly owned with Merrill Lynch, focused on small size investments; HandsOn Fund, LLC; and HOV Clean Energy, LLC (HOV CE), which is involved in the development, management, oversight, and construction of nuclear, coal, natural gas, landfill gas, and renewable energy projects. Companies acquired and controlled by HOV employ over 17,000 people in the U.S., Canada, India, China, Phillipines and Mexico.

15332 Antioch Street, Suite 414Pacific PalisadesCA90272908-934-9403310-496-3248

Portfolio companies include:HOV Serviceshttp://en.wikipedia.org/wiki/HOV_ServicesLasonhttp://en.wikipedia.org/wiki/LasonSuperior Asset Managementhttp://www.creditreportproblems.com/Superior_Asset_Management.htmTracmailhttp://www.tracmail.com/Bay Area Credit Servicehttps://www.bayareacredit.com/indexFlash.htmHOV Global Serviceshttp://www.hovservices.com/pr/2008/030308.aspEMR Insurance Serviceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=108813227HOV Energyhttp://www.manta.com/c/mtb9jrr/hov-energy-llcHOV REhttp://www.handsonventures.com/investments.htmlInvestment Team:Par Chadha, Managing Partner and Founderpchadha@handsonventures.comJito Chadha, ManagerRonald C. Cogburn, PE, PrincipalVik Negi, ManagerSunil Rajadhyaksha, Manager and Founding MemberSurinder Rametra, Manager and Founding MemberXin Cheng, Manager and Founding MemberShao-Shao Cheng, PrincipalRick Hunter, ManagerNafeesa Khandwala, ManagerSarah Chadha, ManagerKanwar Chadha, PhD., AdvisorJames Charles, AdvisorMatthew Brown, Project ManagerHolder Capital Partnerswww.h3dv.comSoCalAInformation TechnologyLife Sciences & HealthcareMedical DeviceEarlyHolder Capital Partners is a venture consulting partnership focused on the discovery of value and the creation of return. Holder Capital Partners targets early-stage, Southern California companies in the care delivery, information technology, diagnostics and medical devices segments of the healthcare market. Since 1980, the firm has worked with and invested in nine early stage healthcare ventures, and on average, returned 6.9 times the invested capital for each deal.

1052 Charwood Santa AnaCA92705

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:W. David Holder, Managing General Partnerdavid@holdercapitalpartners.comJon D. Holder, General Partnerjon@holdercapitalpartners.comHuntington Capitalwww.huntingtoncapital.comSoCalPEInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesMiddle MarketFounded in 2000, Huntington is currently operating two limited partnerships: Huntington Capital, LP, a federally licensed Small Business Investment Company (SBIC), and Huntington Capital Fund II, LP an institutional limited partnership. The firm is managed and operated by its general partner, HFMC, Inc. Huntington provides flexible growth financing to established small and medium sized companies in the manufacturing, services, health care, and information technology sectors, located in Southwest U.S. The firm does not finance start-up businesses. The firm's founder, Richard B. Huntington, was the co-founder of University Mechanical and Engineering Contractors with his brother Lee Huntington. Huntington Capital provides growth capital in the range of $2,000,000 to $7,000,000 to companies that have been in operation for at least two years, have at least one year of profitable operations, have annual sales between $10-$75 million, and the potential for continued profitable growth. Transactions are typically in the form of long term loans. Although principal payments may be deferred for some period, all loans require monthly interest payments. Loans are accompanied by warrants to purchase an equity interest in the borrower, royalties (the right to receive royalty payments based upon the borrower's performance), or a combination of the two.

4660 La Jolla Village Drive, #650San DiegoCA92122858-259-7654858-259-0074

Portfolio companies include:Challenger Onehttp://www.challengerone.com.au/Anabi Oilhttp://anabioil.com/Crescent House Publishinghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=109651201Paragon Airheater Technologieshttp://paragonairheater.com/PriMetricahttp://www.telegeography.com/RJE Internationalhttp://www.rjeint.com/Web Productshttp://www.webproducts.com/Pet DRxhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=27572462Advanced Structural Alloyshttp://advancedstructuralalloys.com/Altrec.comhttp://www.altrec.com/Diamond Contract Serviceshttp://www.diamondcontract.com/Environment Furniturehttp://www.environmentfurniture.com/LifeModelerhttp://www.lifemodeler.com/contactReischling Presshttp://www.rpiprint.com/Residential Design Systemshttp://www.wedoresi.com/rsd.htmlVantage Mobility Internationalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=95244Vertical Management Systemshttp://www.vmshelp.com/Wave Technology Solutions Grouphttp://www.waveimaging.com/home/Autumn Yearshttp://www.autumnyears.us/CampusLinkhttp://www.medvance.edu/my-campuslinkKey Health Managementhttp://keyhealth.net/Mattman Globalhttp://www.myspace.com/mattmanglobalMichael's Bakery Productshttp://www.michaels.com/RealtyTrachttp://www.realtytrac.com/home/Turbo Internationalhttp://www.turbointernational.com/Eaton Veterinary Pharmaceuticalhttp://www.huntingtoncapital.com/?p=592Web Productshttp://www.webproducts.com/Investment Team:Barry A. Wilson, Managing Partnerbarry@huntingtoncapital.comMorgan L. Miller, Co-Founder, Managing Partnermorgan@huntingtoncapital.comSusan Stickle, Administrative Officersusan@huntingtoncapital.comTim Bubnack, Managing Partnertim@huntingtoncapital.comJoel Gragg, Principaljoel@huntingtoncapital.comHope Mago, AssociateMichael Chen, AssociateHuntington Ventureswww.huntingtonventures.comSoCalVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorMedia & Digital MediaEarlyGrowthExpansionHuntington Ventures is a venture capital fund investing predominantly in early stage Information Technology companies. The firm's areas of specific interest include: Communications, Digital Home, Digital Media, Mobility, Silicon Innovation, Software and Security. The typical initial investment size for Huntington falls within a range of $500,000 to $1.5 million, although smaller investments can be made as well. Should a financing round reach a $5- to $10-million level, Huntington can attract other venture investors. For later-stage investments, where investee companies have already achieved a certain financial stability, Huntington gives investment priority to those companies that match the strengths of its partners and to whom they can add significant value.

19700 Fairchild Rd., Suite 290IrvineCA92612949-442-9990949-442-9992

Portfolio companies include:NetLogic Microsystemshttp://www.netlogicmicro.com/Aktinohttp://www.positronaccess.com/Cydelityhttp://www.digitalresolve.com/Soma Networkshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=156981Datanauticshttp://www.datanautix.com/Touchdown Technologieshttp://www.tdtech.com/TDT/index.htmGyrationhttp://gyration.com/Thermawavehttp://kla-tencor.com/Integrated Micromachineshttp://www.tdtech.com/TDT/index.htmSequoia Communicationshttp://www.sequoiacommunications.ca/Molecular Imprintshttp://www.molecularimprints.com/Integrated Spacehttp://int-space.com/Integrated_Space.htmlInvestment Team:Doug Broyles, Managing PartnerScott Burri, Managing Partnersburri@huntingtonventures.comIdealabwww.idealab.comSoCalIInformation TechnologyCommunications & NetworkingEnergy & Clean TechSeedFounded in 1996 by Bill Gross, Idealab was established to create and operate pioneering technology companies. Idealab has worked with companies with breakthrough technologies in robotics (Evolution Robotics), wireless broadband (ClearMesh Networks) and renewable energy (Energy Innovations), among others. Idealab also continues to partner with venture capital firms and other strategic investors to provide the resources to maximize the potential of these companies. The incubating facilitates offer a wide range of resources that include: office space and the accompanying office services, development and technology, graphic design, marketing, competitive research, legal, accounting, and business development support and services. In addition, Idealab provides advice on strategy, branding and corporate structure.

130 W. Union StreetPasadenaCA91103626-585-6900626-535-2701

Portfolio companies include:eSolarhttp://www.esolar.com/Evolution Roboticshttp://www.evolution.com/Cooking.comhttp://www.cooking.com/Snaphttp://www.massresources.org/snap-eligibility-check.htmlEnergy Innovationshttp://www.energyinnovations.com/Apterahttp://www.aptera.com/Feedbackhttp://en.wikipedia.org/wiki/FeedbackChime.inhttp://www.thefreedictionary.com/chime+inEnergy Cachehttp://www.idealab.com/our_companies/show/residence/energycacheGo Interactivehttp://gointeractive.com/Perfect Markethttp://perfectmarket.com/Punchcardhttp://en.wikipedia.org/wiki/Punched_cardThermatahttp://en.wikipedia.org/wiki/ThemataTriptrottinghttp://www.triptrotting.com/UberMediahttp://ubermedia.com/WorldHaushttp://www.worldhaus.com/X1 Discoveryhttp://www.x1discovery.com/X1 Technologieshttp://www.x1.com/Crashworkshttp://www.myspace.com/crashworksHypemarkshttp://hypemarks.com/Investment Team:Bill Gross, Founder, CEObill@idealab.comMarcia Goodstein, Chief Operating Officer, Presidentmarcia@idealab.comDebbie Chen, General CounselCraig Chrisney, CFOTom Hughes, Chief Design OfficerTeresa Bridwell, Vice President, Corporate Communicationsteresa@idealab.comKristen Ding, Vice President, Designkristen@idealab.comWes Ferrari,Vice President, Information TechnologiesTanya Peterson, VP, Human ResourcesImporium Angel Networkwww.imporiumangels.comSoCalASoftware & InternetCommunications & NetworkingSemiconductorLife Sciences & HealthcareMedical DeviceSeedThe membership of Imporium Angels consists of successful entrepreneurs who have founded their own companies. Imporium Angels is primarily focused on seed stage technology companies with strong management teams, proprietary technology, and big markets. The group invests in the range of $100K to $3.5M and there are no fees for presenting companies. The group targets investments in new areas of technology such as software, telephony, semiconductors, RFID, biotechnology and medical devices.

113 West G Street, #137 San DiegoCA92101619-243-1453

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:N/AInnoCal Venture Capitalwww.innocal.comSoCalVCInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareEarlyExpansionInnoCal provides capital for early and expansion stage companies seeking a first or second round of venture financing. InnoCal focuses on businesses located in the Western United States, however the firm is willing to consider select investment opportunities anywhere in the country and internationally. With offices located in Costa Mesa and Palo Alto, InnoCal is an information technology venture investor and targets investment opportunities across the IT sector including: Software & Internet, Healthcare Information Technology, Wireless Technology and Applications, Communications and Broadband Technologies, and high growth businesses in other viable IT sectors. InnoCal's typical investment ranges from $1 million to $5 million, with $3 million as an average initial investment.

Center Tower650 Town Center Drive, Suite 770 Costa MesaCA92626714-850-6784 714-850-6798

Portfolio companies include:Mojixhttp://www.mojix.com/Radiahttp://www.radia.net/GigaNethttp://giganet.igloogroups.org/ITM Softwarehttp://itmsoftwareinc.com/Accruenthttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=1308876GeoCitieshttp://geocities.yahoo.com/index.phpImplexhttp://www.implex.net/SynergEyeshttp://synergeyes.com/Aktinohttp://www.positronaccess.com/LifeMastershttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30812Nexianthttp://nexiant.com/SalesLogixhttp://www.sagesaleslogix.com/Siderean Softwarehttp://www.siderean.com/Trega Bioscienceshttp://www.biotechcareercenter.com/Trega.htmlVativ Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2105443Investment Team:Harry Lambert, Managing Directorhlambert@innocal.comJay Houlihan, Managing Directorjhoulihan@innocal.comRick Gold, Managing Directorrgold@innocal.comSuzanne Anderson, Administrationsanderson@innocal.comITU Ventureswww.itu.comSoCalVCSoftware & InternetCommunications & NetworkingSemiconductorMedia & Digital MediaEarlyFounded in 2000, ITU Ventures is an investment firm serving the needs of technology businesses emerging from the nation's leading universities, research institutions and corporations. ITU Ventures seeks investment opportunities in the following industries: Semiconductors (systems, components, and design); Communications (media, wireless and wireline); and Software (enterprise, storage and security). Through its "Foundation Investment" strategy, ITU Ventures deploys capital methodically and typically invests $100,000 to $15 million over the early-stage life cycle of a company. ITU has over $200 million under active management, and is currently investing the $120,000,000 ITU III Fund.

13101 W. Washington Blvd., Suite 132Los AngelesCA90066310-777-5900310-777-5901

Portfolio companies include:Catalytichttp://en.wikipedia.org/wiki/CatalysisCoatuehttp://www.businessinsider.com/coatue-management-insider-trading-philippe-laffont-2011-2Comethttp://en.wikipedia.org/wiki/CometEizelhttp://www.myspace.com/eizeljenSurfecthttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=36146663OnWaferhttp://kla-tencor.com/chip-insituprocess.htmlInvestment Team:Chad Brownstein, Co-Founder, Managing Partnerchad@itu.comJonah Schnel, Co-Founder, Managing Partnerjonah@itu.comJ.F. Sheawww.jfshea.comSoCalCVCSoftware & InternetSemiconductorLife Sciences & HealthcareMedical DeviceSeedEarlyFounded 1881, J.F. Shea is one of the oldest and largest privately held operations in the country. Primarily a real estate and construction company, since 1968 Shea has operated a venture capital division. The firm's investments in private start-up companies have grown into industry leaders such as Compaq Computer Corporation, Altera Corp, Brocade Corp. and Exodus Corp. Shea Ventures' activities extend across the country with early stage investments in companies across a wide range of industries, including computer software, semiconductors, biotechnology and medical devices.

655 Brea Canyon RoadP.O. Box 489WalnutCA91788-0489909-594-9500909-594-0957

Portfolio companies include:Aktinohttp://www.positronaccess.com/WorkWellhttp://www.workwell.com/ActiveStrategyhttp://www.activestrategy.com/Investment Team:John Morrissey, Managing Directorjohn.morrissey@jfshea.comJacobs Capital Group, LLCwww.jacobscapitalgroup.comSoCalVCFOFInformation TechnologyLife Sciences & HealthcareEarlyJacobs Capital Group, LP is a private equity evergreen fund organized to achieve capital appreciation through alternative investments, at the same time helping to provide opportunities that may feed the economy and grow the number of high quality jobs in the community. The firm invests in companies through its fund of funds and direct investing. Jacobs Capital Group was formed by Dr. Joseph J. Jacobs, the founder of Jacobs Engineering Group (NYSE:JEC), with his long-time business partners Alex Suh and William Hanna. Jacobs invests in private equity funds of various sizes, investment specialties, and regional focuses. The Group invests in both established and emerging venture funds in the U.S. and abroad. Jacobs makes direct investments in Life Science and Information Technology companies through California Technology Ventures II (CTV II) (see profile).

670 North Rosemead Blvd., Suite 201PasadenaCA91107626-351-3701626-351-3702

Portfolio companies include:Azure Capital Partnershttp://www.azurecap.com/California Technology Ventureshttp://ctventures.com/Innovations Kapitalhttp://www.innkap.se/HealthCaphttp://www.healthcap.se/DFJ Mercuryhttp://www.dfjmercury.com/CSV Capital Partnershttp://www.cseed.cn/Psilos Grouphttp://www.psilos.com/Aphelion Medicalhttp://www.aphelioncapital.net/CMEA Capitalhttp://www.cmea.com/CSV Capital Partnershttp://www.cseed.cn/Psilos Group Managershttp://www.psilos.com/Translink Capitalhttp://www.translinkcapital.com/WI Harperhttp://www.wiharper.com/Innovation Workshttp://www.innovationworks.org/Investment Team:Alexander B. Suh, Founding Managing Directoralex@jacobscapitalgroup.comWilliam A. Hanna, Founding Managing Directorwilliam@jacobscapitalgroup.comAndrea DeVita, Director of FinanceKayne Anderson Capital Advisors, LPwww.kaynecapital.comSoCalPEEnergy & Clean TechManufacturing & IndustrialBusiness ServicesTransportation & DistributionReal EstateMiddle MarketKayne Anderson Capital Advisors has engaged in alternative investing since its inception in 1984. The firm manages approximately $17.8 billion in alternative investments through partnerships, closed-end funds and offshore funds as of October 31, 2012. The firm engages in Energy Private Equity, Growth Equity and Mezzanine investing. Kayne Anderson has engaged in private energy investing since 1991. The firm manages a series of investment partnerships dedicated to private equity financings for high-growth exploration and production, midstream and oilfield service companies. Energy Private Equity target investments are generally $20 million to $100 million, but the firm can arrange larger financings through its extensive network of co-investors. Through a number of funds, Kayne's Growth Private Equity Group has completed numerous deals over the past 15 years with both public and private companies in various forms, including secured debt, convertible preferred and direct equity investments. Kayne Anderson Mezzanine Credit Partners makes investments in middle market companies that have demonstrated an ability to generate stable and measurable cash flows. The firm invests in middle market companies ($100-$500M sales and $10-$50M of EBITDA), with a typical investment size of $10-35M.

1800 Avenue of the Stars, 3rd FloorLos AngelesCA90067310-282-7900

Portfolio companies include:Adventure Explorationhttp://adventurexpl.com/Caddo Resourceshttp://investing.businessweek.com/businessweek/research/stocks/snapshot/snapshot.asp?capId=45322400Clipper Energyhttp://clipperwind.com/Great Plains Operatinghttp://gpenergyllc.com/Highland Oil & Gashttp://www.manta.com/c/mttmxwv/highland-oil-gasMatris Explorationhttp://matrisexploration.com/Plano Petroleumhttp://www.manta.com/c/mm729ck/plano-petroleumZone Energyhttp://zoneoilandgas.com/Addison Oilhttp://addisonoil.com/Alamo Resources IIhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=108750826Augustus Energyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=29480703Axia Energyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=99722239Beacon E&P Companyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=65358433Calyx Energyhttp://calyxenergy.com/Camcor Oil Sands Opportunity Fundhttp://www.lexdon.com/article/camcor_raises_$200_million_in/115149.htmlEndless Mountain Energy Partnershttp://endlessmountainenergy.com/Cross Creek Energyhttp://crosscreekenergy.com/Great Plains Operatinghttp://gpenergyllc.com/KA Henryhttp://www.facebook.com/baye.kaKA VOC Resourceshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=170928960Kraken Oil & Gashttp://www.krakenoil.com/Laricina Energyhttp://laricinaenergy.com/Newton Energy Partnershttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=113815696PAK Developmenthttp://en.wikipedia.org/wiki/Pakistan_Institute_of_Development_EconomicsPedernales Productionhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=64793301Raptor Petroleumhttp://raptorpetroleum.com/Raptor/Welcome.htmlSanta Maria Pacifichttp://santamariaenergy.com/Three Forks Reserveshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=127488440Energy Private Equity Team:Robert Sinnott, President and CEOrsinnott@kaynecapital.comDaniel Weingeist, Managing Partnerdweingeist@kaynecapital.comCharles Yates, Partnercyates@kaynecapital.comMichael Heinz Jr., Partnermheinz@kaynecapital.comDavid Iverson, Managing Directordiverson@kaynecapital.comJames Broach, Managing Directorjbroach@kaynecapital.comGifford Wilkerson, Senior Vice Presidentgwilkerson@kaynecapital.comDavid Habachy, Senior Vice PresidentKevin Brophy, Senior Vice PresidentMark Teshoian, Senior Vice PresidentGreg Davis, Senior Vice PresidentGrowth Private Equity Team:David Walsh, Senior Managing DirectorChris Howard, Transaction DirectorJ. Doyl Burkett, PartnerLeon Chen, Senior AssociateNishita Pawar, Vice PresidentNathan Locke, Vice PresidentMezzanine Finance Team:Edward Cerny, Managing PartnerDavid Petrucco, Managing PartnerKurt Prohl, Managing DirectorChristopher Pollina, DirectorThomas Archie, Managing DirectorJohn McNulty, Managing DirectorJenna Young, Vice PresidentElizabeth Wardell, Vice PresidentKleinPartners Capital Corp.www.kleinpartners.comSoCalPEInformation TechnologyManufacturing & IndustrialMiddle MarketKleinPartners Capital Corp. is a private investment firm specializing in liberating the latent resources in companies not realizing their full potential. The firm's general investment criteria include: companies with revenues between $20 million and $200 million; a successful history and an established customer base; changing industries or circumstances; and possessing a strong brand in the manufacturing, service, and technology sectors.

400 Continental Boulevard, Suite #600El SegundoCA90245310-426-2055310-426-2623

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Norman Gidney, C.B.E., Managing PartnerGreg M. Klein, Managing PartnerEdward McMahonKline Hawkes & Co.www.klinehawkes.comSoCalVCPEInformation TechnologySoftware & InternetLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesDefense & Homeland SecurityExpansionMiddle MarketKline Hawkes & Co., through its funds, Kline Hawkes California, LP and Kline Hawkes Pacific, LP, invests in expansion-stage opportunities and change of control transactions in the middle market. Heavy emphasis is placed on management teams, overall market size and rapid growth situations. Kline Hawkes' major areas of interest are IT Infrastructure, Enterprise Software, Business Services, Aerospace/Defense and Industrial Manufacturing. The firm manages approximately $300 million of investment capital. The typical investment by Kline Hawkes Pacific, LP ranges from $5 million to $10 million. However, with buyouts or change of control situations, the Fund may invest up to $15 million. Typical portfolio companies have existing revenues of $2 million to $75 million. The Fund places an emphasis on investments in companies with substantial assets or operations in California but will consider investments throughout the U.S. Kline Hawkes & Co. was founded in 1994 and made its first investment in 1996. Since then, the firm has invested in more than 40 companies.

11726 San Vicente Blvd., Suite 300Los AngelesCA90049310-442-4700310-442-4707

Portfolio companies include:AboveNet Communicationshttp://abovenet.com/American WholeHealthhttp://www.wholehealthmd.com/ME2/Default.aspBluetrainhttp://www.bluetrain.co.za/CaseStackhttp://ww2.casestack.com/CampusLinkhttp://campuslink.okstate.edu/Jambohttp://en.wikipedia.org/wiki/JamboMetromedia Fiber Networkhttp://en.wikipedia.org/wiki/AboveNetUprizerhttp://uprizer.com/Ascendent Telecommunicationshttp://www.answers.com/topic/ascendent-telecommunications-incCentric Softwarehttp://www.centricsoftware.com/Home.aspxCertus Enterpriseshttp://www.corporationwiki.com/California/Newport-Beach/certus-enterprises-inc/42429431.aspxCodeStream Technologieshttp://www.code-stream.com/Cyalume Technologieshttp://cyalume.com/EOShttp://evolutionofsmooth.com/Evanthttp://evantinc.org/IP MobileNethttp://www.ipmn.com/LivHOMEhttp://www.livhome.com/NWP Serviceshttp://www.mynwpsc.com/xwsHome/Investment Team:Frank R. Kline, Founder, Managing Partnerfkline@klinehawkes.comJay Ferguson, Partnerjferg@klinehawkes.comNicholas Memmo, Partnernmemmo@klinehawkes.comBrian Kim, Vice Presidentbkim@klinehawkes.comGreg Arsenault, Chief Financial Officergarsenault@klinehawkes.comKimberly Magnin, Director of Financekmagnin@klinehawkes.comCameron Wood, Principalcwood@klinehawkes.comKoffler Ventures, LLCwww.kofflerventures.comSoCalAInformation TechnologySoftware & InternetLife Sciences & HealthcareSeedKoffler Ventures is a Pacific Palisades-based Angel investment firm operated by Richard Koffler. For 25 years Koffler has been a C-level executive launching and nurturing technology ventures. Koffler targets emerging-growth high-technology ventures and has expertise in Healthcare Informatics. Koffler prefers venture-capital-backed companies in the metropolitan Los Angeles region. founding member of the Tech CEO Network, and on the executive committee of the Tech Coast Angels. He was president of the Los Angeles Venture Association and the Technology Council of Southern California. Koffler is also on the advisory boards of the California Emerging Technology Fund, the Center for Technology Commercialization at the University of Southern California, and the Wells Fargo Center for Small Business and Entrepreneurship at the College of Business and Economics at California State University, Northridge.

15332 Antioch Street, Suite 438Pacific PalisadesCA90272310-807-5786 310-496-2972

Portfolio companies include:LatinoLA.comhttp://www.latinola.com/eTronicahttp://www.etronica.com/Bold Softwarehttp://boldsoftware.com/index.jspVAL9000http://val9000.com/Videricshttp://www.videos.com/Alelohttp://www.alelo.com/SmartActionhttp://smartaction.com/Investment Team:Richard Koffler, CEOrk@kofflerventures.comLarta Institutewww.larta.orgSoCalVCTTInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareBusiness ServicesAgriculture & Agricultural ScienceSeedLarta Institute is a leading "innovation hub" based in the U.S. with the mission of improving the transition of scientific and technological breakthroughs from the lab to the marketplace, where they can solve pressing issues, enhance economic opportunities and better people's lives. As a private non-profit professional services firm, Larta designs and implements commercialization programs and provides policy advice for its clients across the globe to maximize the commercial potential of publically funded R&D in life sciences, cleantech, agriculture, chemicals, advanced materials, electronics and information technology. Larta Institute was founded in 1993 to identify, nurture, and promote promising early-stage high-tech and life science companies in the Los Angeles area. Since, Larta has expanded its business, amplifying its sphere of influence throughout the world. Since 1993, Larta has helped over 3,000 entrepreneurs from 17 countries in developing strategic relationships and raising over $1.5 billion in capital. Larta's Commercialization Assistance and Global Bridge Programs help entrepreneurs address viable market opportunities and bridge the gap between an innovative technology and an economically-viable product. Participants have raised over $433 million and generated more than 3 new jobs per company on average, with almost 40% of new jobs being conceived during the program. Silicon Valley Venture Capital firm, T2 (see profile), is formally affiliated with Larta.

606 S. Olive Street, Suite 650Los AngelesCA90014213-694-2826213-622-6230

Portfolio companies include:Targacepthttp://www.targacept.com/Vivaloghttp://www.mckesson.com/en_us/McKesson.com/About%2BUs/Newsroom/Press%2BReleases%2BArchives/2008/McKesson%2BAcquisition%2Bof%2BVivalog%2Bto%2BDeliver%2BCase%2BSharing%2Band%2BClinical%2BConferencing.htmlProtein Discoveryhttp://www.proteindiscovery.com/Biopsy Scienceshttp://www.biopsysciences.com/Veatroshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=36436047Xradiahttp://xradia.com/Language Weaverhttp://www.sdl.com/en/language-technology/products/automated-translation/Vivo Bioscienceshttp://vivobiotech.com/Bright Outcomehttp://www.brightoutcome.com/ECI Biotechhttp://www.ecibiotech.com/Wave 80 Bioscienceshttp://wave80.com/Investment Team:Rohit Shukla, Chief Executive Officerrshukla@larta.orgJudy Hsieh, Programs Managerjhsieh@larta.orgCarlos Gutierrez, Chief Strategy Officercgutierrez@larta.orgConstanza Pachon, Chief Operating Officercpachon@larta.orgRebecca Lauber, Business Development ManagerMike Rudis, Program Manager, External RelationsMarco Henkel, Sr Programs AssociateArianne Ortegaray, Sr. Programs AssociateLeonard Green & Partners, LPwww.leonardgreen.comSoCalPEMedia & Digital MediaManufacturing & IndustrialBusiness ServicesFinancial ServicesConsumer ProductsRetail & RestaurantMiddle MarketLateLeonard Green & Partners, LP is one of the nation's leading private equity firms with over $15 billion in equity capital under management. Founded in 1989, the firm has invested in 59 companies with aggregate value of over $54.6 billion. Leonard Green is currently investing out of its fifth fund, Green Equity Investors V, L.P., a $5.3 billion private equity fund. Leonard Green has the capability of completing transactions up to $5 billion in enterprise value, with most transactions being between $500 million and $2 billion in enterprise value. The firm targets cash flow positive businesses that have the ability to grow by at least 50% over a five-year period.

11111 Santa Monica Boulevard, Suite 2000Los AngelesCA90025310-954-0444 310-954-0404

Portfolio companies include:AsianMedia Grouphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=638882Neiman Marcus Grouphttp://www.neimanmarcus.com/Scitorhttp://www.scitor.com/David's Bridalhttp://www.davidsbridal.com/HomeViewEquinoxhttp://www.equinox.com/Rite Aidhttp://www.riteaid.com/Tourneauhttp://www.tourneau.com/Whole Foods Markethttp://www.wholefoodsmarket.com/AerSalehttp://aersale.com/Air Leasehttp://airleasecorp.com/Animal Health Internationalhttp://animalhealthinternational.com/Aspen Dentalhttp://www.aspendental.com/Authentic Brands Grouphttp://authenticbrandsgroup.com/BJs Wholesale Clubhttp://www.bjs.com/Brickman Group Holdingshttp://www.brickmangroup.com/Cascade Bancorphttp://www.botc.com/Container Storehttp://www.containerstore.com/Davids Bridalhttp://www.davidsbridal.com/HomeViewDel Tacohttp://www.deltaco.com/HITShttp://www.hitsshows.com/IMS Healthhttp://www.imshealth.com/J. Crew http://www.jcrew.com/index.jspJetro Cash & Carryhttp://jetro.com/Jo-Ann Storeshttp://www.joann.com/Motorsport Aftermarkethttp://www.maggroup.com/PETCOhttp://www.petco.com/Prospect Medicalhttp://www.prospectmedical.com/Savershttp://www.savers.com/Scitorhttp://www.scitor.com/Sports Authorityhttp://www.sportsauthority.com/home/index.jspTire Rackhttp://www.tirerack.com/Tourneauhttp://www.tourneau.com/Investment Team:John G. Danhakl, Managing Partnerdanhakl@leonardgreen.comPeter J. Nolan, Managing Partnernolan@leonardgreen.comJonathan D. Sokoloff, Managing Partnersokoloff@leonardgreen.comJohn M. Baumer, Partnerbaumer@leonardgreen.comTimothy J. Flynn, Partnerflynn@leonardgreen.comJames D. Halper, Partnerhalper@leonardgreen.comJonathan A. Seiffer, Partnerseiffer@leonardgreen.comMike Connolly, Partnerconnolly@leonardgreen.comTodd M. Purdy, Partnerpurdy@leonardgreen.comMichael S. Solomon, Partnersolomon@leonardgreen.comUsama Cortas, Principalcortas@leonardgreen.comJ. Kristofer Galashan, Principalgalashan@leonardgreen.comAlyse Wagner, Principalwagner@leonardgreen.comLeonhardt's Launch Padswww.leonhardtslaunchpads.comSoCalIALife Sciences & HealthcareMedical DeviceSeedLeonhardt's Launchpads is a business incubator formed to develop new business ventures that make use of science and technology; to serve as an interim site for research units of major corporations; and provide a point of contact for external access to the research resources. The firm is focused on helping startups in sectors including, but not limited to, medtech & biotech, but will review other innovative opportunities. Launch Pads offer access to mentors and advisers, introductions to investors, incubator space, connections to local talent/resources, and a year round program to help these companies grow. The firm is currently accepting applications for companies that are seeking mentorship and seed funding. The incubator is affiliated with Leonhardt Ventures Angels Network. Founder, Howard Leonhardt, is an entrepreneur with a wide variety of business interests.

1531 6th St. Unit 401Santa MonicaCA90401954-401-0096

Portfolio companies include:Fluorofinderhttp://fluorofinder.com/Biohealthonomicshttps://fightingmigraines.com/Investment Team:Howard J. Leonhardt, Executive Directorhleonhardt@aol.comLevine Leichtman Capital Partnerswww.llcp.comSoCalPEMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialFinancial ServicesConsumer ProductsReal EstateMiddle MarketFounded in 1984 by Arthur E. Levine and Lauren B. Leichtman, Levine Leichtman Capital Partners (LLCP) invests in middle market companies located in the United States. LLCP manages approximately $5 billion of institutional capital on behalf of itself and its worldwide network of investors. LLCP is currently making new investments through Levine Leichtman Capital Partners IV, LP (a Structured Equity Fund) and Levine Leichtman Capital Partners Deep Value Fund (a Distressed Debt Fund) and Levine Leichtman Capital Partners California Growth Fund (California focused Small Cap Fund). LLCP strategically focuses on companies in the underserved sector of the U.S. middle market by targeting companies with revenues up to $750 million. The firm's investments have been in a broad range of industries, including: Aerospace, Consumer products, Equipment rental, Financial services, Food processing, Franchising, Healthcare, Manufacturing, Radio programming, Real Estate services, Safety products and Specialty finance. LLCP's investments size range from $10 to $75 million. Private Capital Solutions is a trusted source of flexible capital to provide consensual balance sheet solutions for lower middle market companies with limited access to traditional financing sources. The firm's focus is on the lower middle market, typically serving companies with revenues greater than $30 million and normalized EBITDA of $5 million or more. PCS seeks to provide between $15 million and $70 million of long term capital in partnership with existing owners. PCS has access to long term committed capital that requires no third party approvals providing a fast highly certain closing.

335 North Maple Drive, Suite 130Beverly HillsCA90210310-275-5335310-275-1441

Portfolio companies include:Carpets N Morehttp://www.carpetsnmore.com/Dexter Magnetic Technologieshttp://www.dextermag.com/Simeus Foodshttp://simeusfoods.com/Pacific Worldhttp://www.pacificworld.com/Falcon Productshttp://www.falconproducts.com/Harlows Casino & Resorthttp://www.harlowscasino.com/Overhill Farmshttp://www.overhillfarms.com/Wetzel's Pretzelshttp://wetzels.com/Pacific Worldhttp://www.pacificworld.com/Angel Management Grouphttp://angelmanagementgroup.com/Global Franchise Grouphttp://globalfranchise.com/Interdenthttp://interdent.com/Luminator Technology Grouphttp://luminatortechnologygroup.com/National Corrective Grouphttp://www.corporationwiki.com/California/San-Clemente/national-corrective-group-inc/29137822.aspxPacific Wave Systemshttp://www.pacificwavesystems.com/Poma Companieshttp://www.pomacos.com/Revenew Internationalhttp://www.revenew.net/Santa Cruz Nutritionalshttp://www.santacruznutritionals.com/Employment.htmlSequelhttp://en.wikipedia.org/wiki/SequelHenryhttp://www.henryrepeating.com/Lawn Doctorhttp://www.lawndoctor.com/CLChttp://www.clcillinois.edu/Concentrexhttp://www.concentrix.com/Media Arts Grouphttp://www.answers.com/topic/media-arts-group-incMcKenzie Sports Productshttp://www.mckenziesp.com/Default.aspxTC Capitalhttp://www.tccapital.com/Wernerhttp://www.werner.com/Simulahttp://en.wikipedia.org/wiki/SIMULASenior Helpershttp://www.seniorhelpers.com/Investment Team:Lauren B. Leichtman, Founding Principal, CEOArthur E. Levine, Founding Principal, PresidentRobert A. Poletti, Principalrpoletti@llcp.comStephen J. Hogan, Principalshogan@llcp.comSteven E. Hartman, Principalshartman@llcp.comKimberly L. Pollack, Managing Directorkpollack@llcp.comMonica J. Holec, Managing Directormholec@llcp.comBrian T. Stewart, Managing Directorbstewart@llcp.comJohn P. Romney, Directorjromney@llcp.comAaron M. Perlmutter, Managing Directoraperlmutter@llcp.comPaul W. Drury, Directorpdrury@llcp.comJason Schauer, Directorjschauer@llcp.comMichael B. Weinberg, Managing DirectorRonnie Kaplan, Managing DirectorLincolnshire Management, Inc.www.lincolnshiremgmt.comSoCalPEInformation TechnologyManufacturing & IndustrialTransportation & DistributionConsumer ProductsMiddle MarketLincolnshire Management, Inc. is a leading private equity firm focused on generating superior returns for investors by acquiring and growing middle market companies across a wide range of industries. Founded in 1986, Lincolnshire Management currently has approximately $1.7 billion in capital under management for private equity investments, including the $835 million Lincolnshire Equity Fund IV. Headquartered in New York, Lincolnshire has offices in Atlanta, Boston, Chicago and Los Angeles. Lincolnshire seeks companies with revenues in the range of $50 to $500 million and sustainable free operating cash flow in the $5-$50 million range and competitive advantages in market share, products, technology, distribution or manufacturing.Add-ons to our existing companies would have revenues in the $5 to $300 million range and cash flow of $2 to $40 million.

10990 Wilshire Boulevard, 16th FloorLos AngelesCA90024310-704-7230310-943-2553

Portfolio companies include:The Alaska Clubhttp://www.thealaskaclub.com/Visual Productshttp://visualproducts.com/Paddock Pool Constructionhttp://paddockpool.com/Flight Training Acquisitionshttp://www.flighttrainingacquisitions.com/Nursery Supplieshttp://www.nurserysupplies.com/Cutters Wirelinehttp://cutterswireline.com/Peripheral Computer Supporthttp://www.manta.com/c/mmgggwr/peripheral-computer-supportComputer Technology Solutionshttp://www.ctss.com/Allison Marinehttp://allisonmarine.com/Phoenix Brandshttp://www.phoenixbrands.com/Latite Holdingshttp://www.corporationwiki.com/Florida/Pompano-Beach/latite-holdings-llc/26067053.aspxDalbo Holdingshttp://www.dalbo.org/aboutDalbo.htmlDesch-Summit Grouphttp://www.atlasadvisors.com/recent-transactions.php?id=21National Penhttp://nationalpen.com/PADIhttp://www.padi.com/scuba/True Temper Sportshttp://truetemper.com/Investment Team: T.J. Maloney, Presidenttjmaloney@lincolnshiremgmt.comMichael J. Lyons, Senior Managing Directormlyons@lincolnshiremgmt.comVineet Pruthi, Senior Managing Directorvpruthi@lincolnshiremgmt.comThomas R. Callahan, Managing Directortcallahan@lincolnshiremgmt.comMichael Forlenza, Managing Directormforlenza@lincolnshiremgmt.comGeorge J. Henry, Managing Directorghenry@lincolnshiremgmt.comJames McLaughlin, Managing Directorjmclaughlin@lincolnshiremgmt.comEdwin A. Moss, Managing Directoremoss@lincolnshiremgmt.comJohn Perrachon, Managing Directorjperrachon@lincolnshiremgmt.comCharles C. Mills, Managing Directorcmills@lincolnshiremgmt.comKatherine A. Lehman, Managing Directorklehman@lincolnshiremgmt.comJames G. Binch, Managing Directorjbinch@lincolnshiremgmt.comLovell Minnick Partnerswww.lovellminnick.comSoCalPEBusiness ServicesFinancial ServicesMiddle MarketOrganized in 2004, Lovell Minnick Partners is the successor to, and continuation of, the private equity business of Putnam Lovell Capital Partners, affiliate of the National Bank of Canada. From offices in Los Angeles and Philadelphia, Lovell Minnick Partners sponsors and manages private equity partnerships of qualified private and institutional investors totaling more than $850 million. The Fund is focused on investments in the global financial services sector with an emphasis on the North American market. The Fund has a particular interest in areas such as asset management, financial product distribution, securities brokerage, banks, specialty finance and related business services. Lovell Minnick Partners typically makes equity investments between $20 and $100 million in each portfolio company.

The Plaza at Continental Park2141 Rosecrans Avenue, Suite 5150 El SegundoCA90245310-414-6160

Portfolio companies include:ALPS Holdingshttp://www.manta.com/c/mmjnv49/alps-holdings-incUNXhttp://www.unx.com/Leerink Swannhttp://www.leerink.com/about-us.aspxClariVest Asset Managementhttp://www.clarivest.com/Duff & Phelpshttp://en.wikipedia.org/wiki/Duff_%26_PhelpsMercer Advisorshttp://www.merceradvisors.com/Seaside National Bank & Trusthttp://seasidebank.com/Dalhman Rosehttp://www.drco.com/First Alliedhttp://www.firstallied.com/HD Vesthttp://www.hdvest.com/Matthewshttp://mathewsinc.com/PlanMember Financialhttp://online.planmember.com/Commercial Credit Grouphttp://commercialcreditgroup.com/First Alliedhttp://www.firstallied.com/TriState Capitalhttps://www.tristatecapitalbank.com/Investment Team: Jeffrey D. Lovell, Chairman/Managing Directorjlovell@lovellminnick.comJames E. Minnick, President/Managing Directorjminnick@lovellminnick.comJennings J. Newcom, General Counsel/Managing Directorjnewcom@lovellminnick.comRobert M. Belke, Managing Director/CFArbelke@lovellminnick.comSpencer P. Hoffman, Managing Directorshoffman@lovellminnick.comJohn D. Cochran, Managing Directorjcochran@lovellminnick.comMagic Johnson Enterpriseshttp://magicjohnson.comSoCalPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketMagic Johnson Enterprises serves as a catalyst for driving business results for partners and fostering community/economic empowerment by making available entertainment, products and services that answer the demands of ethnically diverse urban communities. One initiative is the Yucaipa Johnson Corporate Initiatives Growth Fund, a private equity growth fund focusing on strategic investments in companies located in and/or serving America's under-served markets. With over $500 million in capital, the fund also provides capital for suppliers in its corporate partners' supply chains requiring growth capital to support the organization on a larger scale.

9100 Wilshire Blvd # 700EBeverly HillsCA90212310-247-2033

Portfolio companies include:e-VERIFILEhttp://www.e-verifile.com/Investment Team:Earvin Johson, Chariman & CEOKawanna Brown, COOEric Holoman, PresidentSheila Ewing, VP of Finance & OperationsGerald Johnson, CMOAndre Johnson, Executive Vice President12 Angelswww.12angels.orgSoCalAInformation TechnologySeedEarlyThe 12 Angels network is comprised of three different organizations: 1) a 501(c)3 non-profit, public benefit organization that provides business advisors, a jobs network, low interest loans, benefits support, and sobriety support groups to entrepreneurs in recovery and their companies; 2) a 501(c)6 non-profit mutual benefit Angel Investment Network, which provides services and educational materials to accredited investors who wish to make their own investment decisions and provide their own capital to entrepreneurs in recovery and/or invest in socially conscious businesses; and 3) a for-profit Venture Fund that provides capital to businesses that have the potential to produce double bottom line results. The mission of the Venture Fund is to provide a positive financial return to the limited partners while providing solutions to the problems alcoholism and addiction cause to society.

CA877-858-1212

Portfolio companies include:Bill W. and Dr. Bobhttp://www.billwanddrbob.com/Management Team:Alex Shohet, Founder and Board Memberalex@12angels.orgGreta Barlow Davis, Executive Directorgreta@12angels.orgA-Grade Investmentswww.agradeinvestments.comSoCalASoftware & InternetMedia & Digital MediaSeedEarlyA-Grade Investments is a venture capital fund founded by long-time friends Ashton Kutcher, Guy Oseary, and Ron Burkle to opportunistically invest in technology start-up companies.

c/o Yucaipa Companies9130 West Sunset BoulevardLos AngelesCA90069310-789-7200

Portfolio companies include:Tinychathttp://tinychat.com/Getaroundhttp://www.getaround.com/Sonic Notifyhttp://www.sonicnotify.com/Fabhttp://fab.com/Pairhttp://tenthbit.com/Amen.https://getamen.com/Votizenhttps://www.votizen.com/Investment Team:Chris Hollod, Fund ManagerACON Investmentswww.aconinvestments.comSoCalPEMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareFinancial ServicesConsumer ProductsRetail & RestaurantMiddle MarketACON Investments is an international private equity investment firm managing capital through varied investment funds and special purpose partnerships. ACON focuses on investing in negotiated transactions involving companies where it can add value as an active shareholder-while providing support and additional resources to management. Founded in 1996, ACON maintains offices in Washington DC; Los Angeles; Mexico City, Mexico; and Sao Paulo, Brazil. In late 2006, ACON began investing domestically through its most recent U.S. private equity fund, ACON-Bastion Partners II, and its affiliated co-investment fund, ACON Investment Partners, which have committed equity totaling approximately $500 million. The firm's investment strategy begins by identifying middle-market companies in which it can invest $20 to $150 million of equity capital. The firm focuses on the U.S. Hispanic sector, energy, deep value and Latin America.

1901 Avenue of the Stars, Suite 1551Los AngelesCA90067310-788-5718310-277-7582

Portfolio companies include:idXhttp://www.idxbroker.com/impreMediahttp://www.impremedia.com/Mariner Energyhttp://www.mariner-energy.com/Radiovisahttp://www.aztlan.net/radiovisa.htmSAE Towershttp://www.saetowers.com/Spencer Giftshttp://www.spencersonline.com/Spirit Halloweenhttp://www.spirithalloween.com/store-locator/Telemundohttp://en.wikipedia.org/wiki/TelemundoChroma Oil & Gashttp://www.chromalp.com/Fairway Outdoor Advertisinghttp://fairwayoutdoor.com/Magic Mediahttp://magicmedia.com.bn/Milagro Explorationhttp://www.milagroexploration.com/Northern Tier Energyhttp://www.ntenergy.com/Peter Piper Pizzahttp://www.peterpiperpizza.com/Refac Optical Grouphttp://www.refac.com/Saga Resource Partnershttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=138833773Signal Internationalhttp://www.signalint.com/Suzo-Happ Grouphttp://www.suzohapp.com/United Panam Financial Corphttp://www.unitedautocredit.net/Grupo Salahttp://www.gruposala.com/Netunohttp://netunousa.com/InverCap Holdingshttp://www.aconinvestments.com/investments/i_invercap.htmlFybecahttps://fybeca.com/DeRematehttp://www.deremate.com.mx/Carulla Viverohttp://www.carulla.com/Credivaloreshttp://www.credivalores.com.co/Investment Team:Bernard Aronson, Founder and Managing Partnerbaronson@aconinvestments.comJohn Morgan Barr, Principaljbarr@aconinvestments.comMo Bawa, Directormbawa@aconinvestments.comAndre Bhatia, Partnerabhatia@aconinvestments.comGuillermo Bron, Managing Partnergbron@aconinvestments.comKen Brotman, Founder and Managing Partnerkbrotman@aconinvestments.comJorge Dickens, Partnerjdickens@aconinvestments.comJonathan Ginns, Founder and Managing Partnerjginns@aconinvestments.comDaniel Jinich, Managing Partnerdjinich@aconinvestments.comJose Knoell, Partnerjknoell@aconinvestments.comDaniel Prawda, Principaldprawda@aconinvestments.comBarry Johnson, Chief Financial Officerbjohnson@aconinvestments.comMauricio Cortes, Principalmcortes@aconinvestments.comGino Dellomo, Principalgdellomo@aconinvestments.comEmiliano B. Machado, Principalemachado@aconinvestments.comSuma Kulkarni, Principalskulkarni@aconinvestments.comAgility Capital, LLCwww.agilitycap.comSoCalVDInformation TechnologyEarlyGrowthAgility Capital was founded in 2000 to provide innovative short-term loans to private, venture-backed and small-cap public companies. The firm's loans include: mezzanine financing, primary bridge loans, lines of credit, factoring lines of credit, non-formula lines of credit, and restructuring debt.

812 Anacapa Street, Suite ASanta BarbaraCA93101805-568-0425

Portfolio companies include:Blue Sky Researchhttp://blueskyresearch.com/CallWavehttp://www.callwave.com/Haht Commercehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=29249iPasshttp://www.ipass.com/Netschoolshttp://www.netschools.com/Storactivehttp://www.atempo.com/Vwebhttp://vweb.ssidish.com/Accelerize New Mediahttp://www.accelerizenewmedia.com/Alpha Innotechhttp://www.alphainnotech.com/Privacy.aspxBio-Ved Pharmaceuticalshttp://www.bioved.com/Cardimahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=135275Cataphorahttp://www.cataphora.com/Communication Serviceshttp://commservices.net/Computer Motionhttp://www.intuitivesurgical.com/CRMhttp://www.crmcorp.net/CRM/CRM_Home_Page.htmlEdgeWavehttp://edgewave.com/FastSofthttp://www.fastsoft.com/Cyber Rainhttp://www.cyber-rain.com/Dax Solutionshttp://sampledigital.com/Demarc Securityhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=11341904GCommercehttp://www.gcommerceinc.com/GigOptixhttp://gigoptix.com/iBAHNhttp://www.ibahn.com/Iconix Videohttp://iconixvideo.com/INgrooveshttp://www.ingroovesfontana.com/LifeScripthttp://www.lifescript.com/Lunera Lightinghttp://lunera.com/Lucid Design Grouphttp://luciddesigngroup.com/Monet Softwarehttp://www.monetsoftware.com/Media G3http://www.mediag3.com/MobileStormhttp://www.mobilestorm.com/Nuvosunhttp://www.nuvosun.com/PepperBall Technologieshttp://www.pepperball.com/Permlight Productshttp://permlight.com/StemCytehttps://www.stemcyte.com/Talenthousehttp://www.talenthouse.com/Zhone Technologieshttp://www.zhone.com/Investment Team:Robert Skinner, Chief Executive Officerrobert@agilitycap.comDaniel Corry, Chief Credit Officer, 805-568-0425daniel@agilitycap.comJeff Carmody, Chief Operating Officer, 805-568-0424jeff@agilitycap.comJohn Cambon, Senior Advisor, 858-509-9030jcambon@pacbell.netDavid Spaulding, Senior AdvisorAirspeed Equityhttp://airspeedholdings.comSoCalIInformation TechnologySeedEarlyAirspeed is a private investment, entrepreneurial capital, management firm and leading edge, multi-project business development enterprise that creates and supports new technology companies. The Airspeed Innovation Center is an Airspeed designed and managed facility that creates a dynamic support ecosystem for entrepreneurs, start-up and early stage companies. The center provides - training and education; furnished office & lab space; full-time, dedicated domain experts, mentors and interns; and introductions to an extensive network of professional services and resources. Characteristics of prospective portfolio companies include: Product/service in the market with first sale in 18 months; Positive cash flow within 36 months of initial investment; Capacity to generate over $150 million in cumulative revenues in First 5 years; and Capacity for a liquidity event of $200 million or greater within 5 years.

15150 Avenue of Science, Suite 200 San DiegoCA92128858-231-3606

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Alan Remen, Managing DirectorAlexander Nawrocki, Managing DirectorMilton L. Lohr, AssociateGeorge Georgallides, AssociateAlexander Dunham Capitalwww.alexanderdunham.comSoCalMBInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareMedia & Digital MediaGrowthAlexander Dunham is a merchant bank committed to providing strategic, financial and transactional advice to emerging growth companies and investors. The firm is focused on mergers and acquisitions, and private equity and debt financings across diversified industries, with emphasis on information technology including software, storage, wireless, information security, and digital media technologies.

350 S. Grand Ave.Los AngelesCA90024310-779-2712

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:James D. Somes, Senior Managing Director, 310-779-2712jsomes@alexanderdunham.comTodd Jadwin, Senior Managing Director, 213-473-1806Edwin A. Moss, Senior Advisor, 310-704-7230Andrew D. Williamson, Director, 310-892-6209Nicholas A. Field-Johnson, Managing Director (London)Ben Agyeman, Director (London)Alexandria Equities, LLChttp://www.are.com/SoCalCVCEnergy & Clean TechLife Sciences & HealthcareMedical DeviceSeedEarlyAlexandria Equities, LLC is the strategic investment entity of Alexandria Real Estate Equities, Inc. (ARE: NYSE). Alexandria Equities provides capital to the broad and diverse life science sector. Since 1994, Alexandria Real Estate has created first-in-class life science clusters that foster innovative and collaborative environments in key locations immediately proximate to leading research institutions. Alexandria's broad and diverse tenant base includes internationally renowned academic and medical institutions, multinational pharmaceutical companies, leading private and public biotechnology entities, non-profit institutions, government agencies, medical device companies, biofuels companies, research tools and service companies, and venture capitalists.

385 E. Colorado Blvd., Suite 299PasadenaCA91101626-578-0777 ext 1832626-578-0896

Portfolio companies include:Concert Pharmaceuticalshttp://www.concertpharma.com/careers/index.htmlInvestment Team:Joel S. Marcus, Chairman, Chief Exec. Officer and Founderjmarcus@labspace.comDean A. Shigenaga, Chief Financial Officer, Executive VP and Treasurerdshigenaga@labspace.comJohn Cunningham, Sr. VP of Strategic Operationsjcunningham@labspace.comStephen A. Richardson, Chief Operating Officer and Regional Market DirectorPeter M. Moglia, Chief Investment OfficerDaniel J. Ryan, Executive VP and Regional Market DirectorAmbient Capitalwww.ambientcapital.comSoCalVCInformation TechnologyCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareBusiness ServicesEducation & TrainingEarlyGrowthAmbient Capital is an advisory and investment firm focused on emerging growth companies with large market potential and proprietary characteristics such as protected technologies or market positions. Ambient Capital will invest in both public and private companies in a wide range of industries with particular interest in health care/life sciences, information technology/ communications, education, environmental and energy technologies, business services, and various enabling technologies related to these business sectors. Ambient can provide capital both directly and through its partner organizations.

1840 Century Park East, Suite 800Los AngelesCA90067310-556-1200310-943-1667

Portfolio companies include:OccMeds Billing Serviceshttp://occmeds.com/Investment Team:Gary M. Post, Managing Director and Investment Principalgpost@ambientcapital.comS. Lewis Meyer, Investment PrincipalDavid Y. Ahn, Vice PresidentJohn L. Cornfield, Managing Directorjcornfield@ambientcapital.comAmbistia Ventureshttp://ambistia.comSoCalISoftware & InternetSeedAmbistia Ventures is an incubation organization that focuses on web, mobile, real-time, and social media.

501 30th StreetNewport BeachCA92663877-854-5800

Portfolio companies include:DBJ Financial Serviceshttp://www.dbj.jp/en/service/index.htmlPersonal On Demandhttp://www.dinnersondemand.biz/Element Workshttp://elementworks.com/home.phpECO-SAFEhttp://eco-safe.com/WhatsOpenhttp://www.whatsopen.com/Dividedhttp://dividedthemovie.com/Investment Team: Jason Schultz, PartnerJason@Ambistia.comAmerivonwww.amerivon.comSoCalVCRetail & RestaurantGrowthFounded 2001, Amerivon helps companies accelerate growth opportunities in mass market retail channels by providing retail distribution, consulting in growth planning and management, and capital. The firm's work supports both mass retailers who struggle to secure new suppliers that can give them a competitive edge; and with promising consumer products companies struggling to gain access and credibly sell into large, complex national retailers. The firm's portfolio of clients includes emerging growth companies just entering mass market retail distribution; established companies seeking national retail expansion, capital and rapid growth planning; and market leaders seeking introductions to key retailers. Each of Amerivon's engagements is unique, and may provide growth planning and management, access to mass market retail distribution, capital investment, or a combination of all three.

2815 Townsgate Road, Suite 225Westlake VillageCA91361805-719-4800805-719-4808

Portfolio companies include:Wireless Advocateshttp://www.wirelessadvocates.com/MicroBlendhttp://www.microblendtechnologies.com/mb/Smart Pack Solutionshttp://www.smartpacksolutions.com/aVinci Mediahttp://www.avincimedia.com/Retail Inkjet Solutionshttp://retailinkjet.com/Investment Team:John Tyson, President, Chairman and CEOtyson@amerivon.comJeff Pirtle, Chief Financial Officerjeff.pirtle@amerivon.comDavid Cromb, Vice PresidentAmgen, Inc.www.amgen.com/partners/amgen_ventures.htmlSoCalCVCLife Sciences & HealthcareEarlyA division of biotech giant Amgen, Amgen Ventures funds early-stage companies developing human therapeutics. The Fund was founded in 2004 with an initial $100 million investment. While the fund's focus is primarily in areas of current therapeutic interest to Amgen, it also seeks out novel modalities with the potential to address targets in both current and emerging therapeutic areas of interest. Investments are made on a case-by-case basis, but Amgen Ventures typically invests $2 to 3 million per company per round with $10 million invested over the life of the company. Therapeutic areas of focus for Amgen include: Oncology, Inflammation, Hematology/Nephrology, Metabolic Disorders, Neuroscience and Cardiovascular. Amgen primarily invests in North America, but will consider investments in Europe and the United Kingdom.

One Amgen Center DriveThousand OaksCA91320-1799805-447-1000805-447-1010

Portfolio companies include:Acceleratorhttp://en.wikipedia.org/wiki/AcceleratorAllozynehttp://www.allozyne.com/Calistogahttp://www.calistogavisitors.com/Epizymehttp://epizyme.com/index.aspMiRagenhttp://www.miragentherapeutics.com/Mirina Corp.http://www.groovebiopharma.com/Theraclone Scienceshttp://www.theraclone-sciences.com/home.phpSynovexhttp://synovexcorp.com/TetraLogichttp://www.tetralogicpharma.com/Trinity Biosystemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=3170648VLSThttp://vlstcorp.com/Decimmune Therapeuticshttp://decimmune.com/Synovexhttp://synovexcorp.com/Xori Corp.http://www.acceleratorcorp.com/node/101Investment Team:Janis Naeve, DirectorAmplifyhttp://amplify.laSoCalISoftware & InternetMedia & Digital MediaSeedAmplify is a hands-on startup accelerator and multi-faceted entrepreneurial campus that recently launched in Greater Los Angeles with backing from Mark Burnett, Brian Grazer, and Eric Schmidt. The incubator plans to "amplify" startups by providing seed funding, access to additional capital, and an unmatched team of mentors and advisors who have a unique connection to media and entertainment. Every company accepted will receive up to $50K in seed funding and free workspace in a community entrepreneur facility in Venice. Amplify is currently renovating the historic building at 1600 Main Street in Venice designed by famous architect Steven Ehrlich. The 10,000 square foot property, where part of the Venice roller coaster once stood, will soon be a central hub for LA's tech scene. When finished, the facility will be home to dozens of startups and a nucleus of tech entrepreneurship. Amplify reportedly raised $4.5 million in 2011 to launch its campus.

1600 Main StreetVeniceCA90291

Portfolio companies include:Look IOhttp://www.look.io/GetBonkershttp://www.getbonkers.com/lil_drummer.htmlThe Kive Companyhttp://www.thehivecompany.com/Ship Matehttp://shipmateapp.comLoyaldashhttps://www.loyaldash.com/StackSocialhttps://stacksocial.com/Club Whttp://clubw.com/Estifyhttp://estify.com/Makeupbeehttp://www.facebook.com/Makeupbee?sk=wall&filter=12Squabblerhttp://www.squabbler.com/Tidepoolhttp://en.wikipedia.org/wiki/Tide_poolBattleflyhttp://battlefly.deviantart.com/Investment Team:Paul Bricault, Managing DirectorRichard Wolpert, Managing DirectorJeff Solomon, Executive DirectorOded Noy, Chief TechnologistDavid Carter, Strategic AdvisorAngeleno Group, LLCwww.angelenogroup.comSoCalVCPEEnergy & Clean TechTransportation & DistributionEarlyGrowthExpansionMiddle MarketFounded 2001, Angeleno Group (AG) is a Los Angeles-based private equity firm focused on high-growth investments in the energy sector. AG makes investments broadly across the energy industry to support innovative, well-managed, rapidly growing companies. Areas of particular interest include: Emissions Control and Carbon Management, Energy Efficiency, Solar, Waste Management, Wind, Renewable Energy; Power Infrastructure, and Clean Transportation. The firm is stage-agnostic and likes to invest in technology-agnostic tools that enable many industry participants to flourish.

2029 Century Park East, Suite 2980Los AngelesCA90067310-552-2790310-552-2727

Portfolio companies include:Altrahttp://www.altra.org/Clean Air Powerhttp://www.cleanairpower.com/Eka Systemshttp://www.cooperindustries.com/content/public/en/power_systems/solutions/ami.htmlPowerGenixhttp://www.powergenix.com/Verdiemhttp://www.verdiem.com/Sunlinkhttp://www.sunlink.com/GT Solarhttp://www.gtat.com/Amonixhttp://amonix.com/Coda Automotivehttp://www.codaautomotive.com/eCullethttp://www.ecullet.com/home.htmlEdeniQhttp://www.edeniq.com/Konarkahttp://www.konarka.com/New Forestshttp://www.newforests.net/Nu Energyhttp://www.nuenergy.com.au/Powergetixhttp://www.powergenix.com/Powerspanhttp://powerspan.com/TPIhttp://www.tpi.net/Stemhttp://www.stem.com/Verengohttp://www.verengosolar.com/Xicatohttp://www.xicato.com/Investment Team:Yaniv Tepper, Co-Founder and Managing PartnerDaniel Weiss, Co-Founder and Managing Partnerdaniel@angelenogroup.comZeb Rice, Co-Founder and Managing Partnerzeb@angelenogroup.comAnil Tammineedi, Vice PresidentDanny Jaffe, Vice PresidentWilliam Miller, Chief Operating OfficerPrakesh Patel, Vice PresidentPaula Robins, Chief Financial OfficerAnthem Venture Partnerswww.anthemvp.comSoCalVCInformation TechnologySoftware & InternetMedia & Digital MediaLife Sciences & HealthcareSeedEarlyAnthem Venture Partners provides resources to enhance the development of early-stage emerging technology companies by providing financial investment, operational and management advice, and access to their network of professional relationships. Anthem looks to invest in organizations that are technology makers, possess unique and protectable intellectual property, and develop leading products or services with significant market potential. Anthem's typical initial investment is from $500,000 to $4 million. Anthem prefers to take a lead or co-lead position, and frequently co-invests with additional institutions and angels. The firm's partners have participated as angel or institutional investors in more than 35 companies.

225 Arizona Ave., Suite 200Santa MonicaCA90401310-899-6225310-899-6234

Portfolio companies include:BuzzMediahttp://www.buzz-media.com/Corus Pharmahttp://investing.businessweek.com/businessweek/research/stocks/private/snapshot.asp?privcapId=906933Wavestreamhttp://wavestream.com/RF Magichttp://ir.entropic.com/releasedetail.cfm?ReleaseID=259895Audysseyhttp://www.audyssey.com/Siperianhttp://www.siperian.com/BeachMinthttp://www.beachmint.com/Blurbhttp://www.blurb.com/CoCoDothttp://cocodot.com/Cynvenio Biosystemshttp://www.cynvenio.com/Gridironhttp://en.wikipedia.org/wiki/Gridiron_footballJanRainhttp://www.janrain.com/Meezhttp://www.meez.com/Pricelockhttps://www.pricelock.com/StackIQhttp://www.stackiq.com/ThisNexthttp://www.thisnext.com/Advanced Cell Technologieshttp://advancedcell.com/AppStackhttp://appstack.com/BigFramehttp://bigfra.me/Demand Mediahttp://www.demandmedia.com/Entropic Communications http://www.entropic.com/index.htmFiletrekhttps://filetrek.com/Janrainhttp://janrain.com/Prism Skylabshttp://www.prismskylabs.com/Solarflare Communicationshttp://www.solarflare.com/SurfAirhttp://www.surfair-congres.com/Investment Team: William Woodward, Partnerbill@anthemvp.comBrian Mesic, Partnerbrian@anthemvp.comClaudia L. Llanos, Chief Financial OfficerSamit Farma, Partnersamit@anthemvp.comArcturus Capitalwww.arcturusvc.comSoCalVCInformation TechnologyEarlyLocated in Pasadena, Arcturus Capital's principals have made more than 100 venture investments that have resulted in 22 IPOs and 38 M&A transactions. With a primary focus on early-stage technology companies in the Southern California area, Arcturus prefers to lead a financing round with an initial investment of between $1 million to $2 million. The companies in its portfolio are assisted through the resources of nine investment professionals who have a depth and breadth of experience in venture capital investing, professional investment management, executive operations, and advanced scientific research. The firm's initial fund, Arcturus Capital Venture Fund, LP, officially closed on June 30, 2005. Eight of the first nine investments of the fund have been made in the SoCal region.

199 S. Los Robles Ave, Suite 535PasadenaCA91101626-578-5700626-578-5710

Portfolio companies include:Academy123http://www.nutshellmath.com/ChimeraCorehttp://www.chimeracore.com/Green Hills Softwarehttp://www.greenhillssoftware.com/Novarianthttp://www.novariant.com/Ondaxhttp://www.ondax.com/SupplyFramehttp://www.supplyframemedia.com/High Throughput Genomicshttp://www.htgmolecular.com/Pliant Technologyhttp://www.sandisk.com/business/industries/enterprise/Prolacta Biosciencehttp://www.prolacta.com/V-Enablehttp://v-enable.com/Visioneered Image Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26388598Xponent Photonicshttp://hoyaxponent.com/Zag.comhttp://www.zag.com/Investment Team:Stevan Birnbaum, Managing Directorsbirnbaum@arcturusvc.comDonald Hall, CFA, Managing Directordhall@arcturusvc.comStephen Watkins, Managing Directorstephen@arcturusvc.comJohn Baldeschwieler, Venture PartnerHenry DeNero, Executive in ResidenceEdwin Moss, Venture PartnerAmnon Yariv, Venture PartnerAres Capitalwww.arescapitalcorp.comSoCalPEInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantMiddle MarketAres Capital is a closed-end, non-diversified specialty finance company, and a subsidiary of Ares Management LLC, a global alternative asset manager and SEC registered investment adviser with offices in Los Angeles, New York, Washington DC, Chicago, and Atlanta. The company is publicly traded on the NASDAQ Global Select Market under ticker symbol "ARCC." The firm had roughly $56 billion of total committed capital under management as of September 30, 2012. Ares Capital also co-manages with GE Commercial Finance Investment Advisory Services an unconsolidated senior debt fund, the Senior Secured Loan Fund, LLC. The SL Fund primarily invests in "unitranche" loans (loans that combine both senior and subordinated debt, generally in a first lien position) of middle-market companies. The SL Fund was initially formed in December 2007 with approximately $3.6 billion of committed capital. The firm acquired its interests in the SL Fund from Allied Capital in October 2009. In addition, Ares' portfolio company, Ivy Hill Asset Management, serves as manager or sub-manager to seven funds. As of December 31, 2009, Ivy Hill Management had total committed capital under management of over $2.3 billion. Ares Capital and Ivy Hill Management collectively provide integrated private debt and non-control equity financing solutions to the middle market. Highly attractive sectors include basic and growth manufacturing, business services, consumer products, health care products and information technology services. More challenging or cyclical industries such as restaurants, retail, oil and gas, and technology are also considered. The firm's investments range from $30 million to $400+ million in companies with EBITDA of $10 - $250 million. As of September 30, 2012 Ares Capital's portfolio was fair valued at approximately $5.9 billion, invested in 153 companies and backed by 90 different private equity sponsors.

2000 Avenue of the Stars, 12th FloorLos AngelesCA90067310-201-4200

Portfolio companies include:10th Streethttp://www.10thst.com/Blacksmith Brandshttp://blacksmithbrands.com/Web Service Companyhttp://www.washlaundry.com/Heartland Dentalhttp://www.heartlanddentalcare.com/Air Medical Group Holdingshttp://www.brockwaymoran.com/index.php?page=investments&category=airmedApogee Retailhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=41542720AWTPhttp://www.aquionwater.com/ADF Restaurant Grouphttp://adfcompanies.com/Border Foodshttp://www.borderfoodsinc.com/Digital VideoStreamhttp://start.cortera.com/company/research/k3m6pum2m/digital-videostream-llc/Growing Familyhttp://www.growingfamily.com/webnursery/Netsmart Technologieshttp://ntst.com/Passport Health Communicationshttp://www.passporthealth.com/index.aspxSoteria Imgaing Serviceshttp://soteriaimaging.com/United Row Towinghttp://www.unitedroadtowing.com/index.phpAmerican Broadband Communicationshttp://americanbroadband.com/American Commercial Coatingshttp://americancommercialbuildingservices.com/Bushnellhttp://www.bushnell.com/Callidus Capitalhttp://www.calliduscapital.ca/Cast & Crew Payrollhttp://www.castandcrew.com/CIC Flexhttp://www.corporationwiki.com/Texas/Dallas/cic-flex-mp-gp-llc/37609223.aspxEarthcolorhttp://www.earthcolor.com/Eckler Industrieshttp://ecklersautomotive.com/eInstructionshttp://www.einstruction.com/Grocery Outlethttp://www.groceryoutlet.com/Gilchrist & Soameshttp://www.gilchristsoames.com/Hot Light Brandshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=41025056Lakeland Tourshttp://www.lakelandtours.co.uk/Massage Envyhttp://www.massageenvy.com/NetShape Technologieshttp://www.netshapetech.com/HomeOak Parenthttp://www.royaloakparentcoaching.com/home.htmlOnCure Medicalhttp://www.oncure.com/PRV Aerospacehttp://prvaerospace.com/Stag-Parkwayhttp://stagparkway.com/Tripwirehttp://www.tripwire.com/Vantage Oncologyhttp://www.vantageoncology.com/Wash Multifamily Laundryhttp://www.washlaundry.com/Investment Team: Michael Arougheti, President and Directorarougheti@aresmgmt.comEric Beckman, Partner, Private Debt Groupbeckman@aresmgmt.comR. Kipp deVeer, Partner, Private Debt GroupMitchell Goldstein, Partner, Private Debt Groupgoldstein@aresmgmt.comJohn Kissick, Senior Partner, Private Equity Groupkissick@aresmgmt.comAntony Ressler, Directorressler@aresmgmt.comBennett Rosenthal, Chairman of the Board, Ares Capital; Senior Partner, Private Debt GroupDavid Sachs, Senior Advisor, Capital Markets Groupsachs@aresmgmt.comMichael Smith, Senior Partner, Private Debt GroupAthenaeum Fundwww.athenaeumfund.comSoCalVCInformation TechnologyCommunications & NetworkingSemiconductorSeedFounded in 1999, the Athenaeum Fund provides seed funding to emerging Southern California technology companies. The fund has invested in start-up companies with a wide range of new technologies incorporated into products and services. The Fund anticipates investing in many companies that are associated with Caltech, the Jet Propulsion Laboratory, Pasadena's Biotech Corridor, and other major university research laboratories such as UCLA, USC, UCI, and the Keck Graduate College. The Athenaeum Fund focuses on start-up companies with initial capital needs of approximately $250,000 to $500,000, which will benefit significantly from the support and mentoring which the management team will provide. Anthenaeum is currently investing in its fourth fund.

3100 E. Foothill Blvd., 2nd FloorPasadenaCA91107626-584-0913626-584-0953

Portfolio companies include:Fulcrum Microsystemshttp://www.fulcrummicro.com/Eidogenhttp://eidogen.com/Systinehttp://systine.com/Syagenhttp://www.syagen.com/Language Weaverhttp://en.wikipedia.org/wiki/Language_WeaverInvestment Team:Dr. John Baldeschwieler, Co-Founder, Managing Memberjdbaldeschwieler@athenaeumfund.comMalcolm Cloyd, Co-Founder, Managing Membermecloyd@athenaeumfund.comJohn Glanville, Co-Founder, Limited Memberjhglanville@athenaeumfund.comDr. Philippe H. Adam, Founder and General PartnerAthenian Venture Partnerswww.athenianvp.comSoCalVCInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareMedical DeviceEarlyGrowthExpansionAthenian Venture Partners is a venture capital firm headquartered in Ohio, with senior managers in Boston and San Diego. The firm's investment focus is in the Information Technology/Communications and Life Sciences industries. The firm's five senior managers bring over 90 years of combined industry and investment experience in the firm's two areas of focus and provide industry-specific value to Athenian's companies. Athenian generally invests in early stage opportunities and participates in subsequent financing rounds until IPO or sale. Founded in 1997, it is currently managing four venture capital funds and has total capital under management of over $100 million.

2267 Del Mar Scenic ParkwayDel MarCA92014858-240-4500858-350-9567

Portfolio companies include:Intellispacehttp://www.wave2wave.com/Canderahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=936379Alloptichttp://alloptic.com/Archemixhttp://www.archemix.com/website/about.phpMicromethttp://www.micromet.de/PacketMotionhttp://www.packetmotion.com/Sendiohttp://www.sendio.com/Advanced Digital Internethttp://www.spoke.com/info/cLud5/AdvancedDigitalInternetAkebia Therapeuticshttp://www.akebia.com/Analect Instrumentshttp://www.aitanalyzers.com/Asset Management Outsourcinghttp://www.amorecoveries.com/Baxanohttp://baxano.com/Comet Solutionshttp://cometsolutions.com/Cyber-Rainhttp://www.cyber-rain.com/DiAthegenhttp://diathegen.com/Manta Mediahttp://www.mantamedia.com.au/Integrated Energy Serviceshttp://ieslc.com/Aerpio Therapeuticshttp://www.aerpio.com/LigoCyte Pharmaceuticalshttp://www.ligocyte.com/Prioria Roboticshttp://www.prioria.com/Servion Global Solutionshttp://www.servion.com/Versus Pharmaceuticalshttp://en.wikipedia.org/wiki/Verus_PharmaceuticalsWindy Hill Medicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=27210500Investment Team:Daniel Kosoy, MD, Partnerkosoy@athenianvp.comAuraVCwww.auravc.comSoCalVCPEBusiness ServicesFinancial ServicesEarlyMiddle MarketAuraVC is a private equity advisory with a focus on venture capital and buy-out/recap investing into companies with substantial potential for realizing hidden value and attractive returns. AuraVC is interested in market disruptors and innovators that create breakthrough products or services to address a significant problem or fundamental need in the marketplace. The firm advises both early stage companies (whose technologies would be of value to larger enterprises) and middle market companies (including divisions of larger conglomerates and standalone businesses with up to $100M in consideration) in growth, profitability drives, recapitalization, succession sale, corporate spin-outs, exit planning and buyout opportunities. AuraVC's partners also invest as principals in the companies that they advise by taking interim positions and by leveraging relationships with equity partners, other Angels, VCs, buyout firms and private offices.

CA310-714-3379

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Ferey Faridian, Managing Directorferey@auravc.comAurora Capital Groupwww.auroracap.comSoCalPEEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsMiddle MarketAurora Capital Group is a Los Angeles-based private investment firm managing $2.2 billion of capital across several private equity funds. Aurora's traditional private equity vehicles focus principally on control-investments in middle-market businesses with leading market positions, strong cash flow profiles, and actionable opportunities for growth in partnership with operating management. Aurora's Resurgence fund invests in debt and equity securities of middle-market companies and targets complex opportunities that are created by operational or financial challenges. Aurora was founded in 1991 and currently invests out of its fifth private equity fund. The firm targets businesses with between $100 million and $1 billion of revenue, a minimum investment size of $25 million in each situation, and the ability to invest several hundred million dollars per transaction. Aurora is currently invested in companies with combined total revenues of over $1.5 billion.

10877 Wilshire Blvd., Suite 2100Los AngelesCA90024310-551-0101310-277-5591

Portfolio companies include:ADCO Globalhttp://www.adcoglobal.com/Douglas Dynamicshttp://www.douglasdynamics.com/United Plastics Grouphttp://www.unitedplasticsgroup.com/Impaxxhttp://gilbrethusa.com/NuCO2http://www.nuco2.com/Porexhttp://www.porex.com/Ames Taping Toolshttp://www.amestools.com/Mitchell Internationalhttp://www.mitchell.com/Industrial Container Serviceshttp://www.iconserv.com/Recovercarehttp://www.recovercare.com/Market Trackhttp://www.markettrack.comInvestment Team:Gerald L. Parsky, Partnerglparsky@auroracap.comJohn T. Mapes, Partnerjtmapes@auroracap.comMichael J. Marino, PartnerTimothy J. Hart, PartnerWilliam J. Coughlin, PartnerMark D. Rosenbaum, Partnermrosenbaum@auroracap.comJoshua R. Klinefelter, Partnerjklinefelter@auroracap.comResurgence Fund Investment Team:Gerald L. Parsky, PartnerSteven D. Smith, PartnerTimothy J. Hart, PartnerRyan C. McCarthy, PartnerJoshua K. Phillips, PartnerAvalon Capital Group, Inc.http://avalon.comSoCalFIInformation TechnologyLife Sciences & HealthcareFinancial ServicesSports & EntertainmentReal EstateEarlyAvalon Capital Group, Inc., is the wholly owned private investment company of Ted Waitt, co-founder of PC manufacturer, Gateway, Inc. Avalon Capital Group investments represent diverse interests in real estate, technology, health care, finance, and entertainment. From investing in a company that improves the treatment of cancer patients, to a firm developing relationship management software, to a leading equipment leasing company servicing the motion picture studios, Avalon's Private Equity division actively invests in diverse industries. Avalon's Real Estate division makes direct investments across a wide range of real estate assets including land, luxury hospitality, multifamily, retail and commercial. Avalon has also co-invested in strategic joint ventures and operating companies. The firm's entertainment division, Avalon Pictures has a mission to produce financially successful films that are, at the same time, of historical and cultural significance.

P.O. Box 1948La JollaCA92038858-551-4437858-551-6871

Portfolio companies include:TomoTherapyhttp://www.accuray.com/Esperionhttp://www.esperion.com/Salesforce.comhttp://www.salesforce.com/Favrillehttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=799229HealthMediahttp://www.healthmedia.com/AmazingMailhttp://www.amazingmail.com/Ardestahttp://www.ardesta.com/Viziohttp://www.vizio.com/LAVA Supply Chain Solutionshttp://lavascs.com/Fisker Automotivehttp://www.fiskerautomotive.com/Investment Team:Ted Waitt, FounderShane Hartnett, (Real Estate)Kevin Hyman, President (Film)Jeff Pace, CFONicole Blakely, General CounselAvalon Ventureswww.avalon-ventures.comSoCalVCInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareSeedEarlyAvalon Ventures is a San Diego-based venture capital fund, currently investing Avalon Ventures VIII, LP, which has $200 million under management. The fund primarily focuses on seed and early development stage companies in the wireless communications, Web 3.0 digital media, and life science industries. The firm has a geographic investment focus on companies based in California and the Northeast. Avalon does co-invest in certain circumstances with firms such as Kleiner Perkins Caufield & Byers (12 deals) and Versant Ventures (11 deals). The firm also maintains a Boston-area office.

1134 Kline StreetLa JollaCA92037858-348-2180858-348-2183

Portfolio companies include:Afraxishttp://www.afraxis.com/Carolus Therapeuticshttp://www.carolustherapeutics.com/Nabbrhttp://nabbr.com/Otonomyhttp://www.otonomy.com/Pictelahttp://www.pictela.com/Standing Cloudhttp://www.standingcloud.com/Zacharonhttp://www.zacharon.com/Zyngahttp://www.zynga.com/Acceleron Pharmahttp://www.acceleronpharma.com/ad summoshttp://adsummos.com/about-us/Ambit Biosciences http://www.ambitbio.com/Amira Pharmaceuticalhttp://www.amirapharm.com/AnaptysBiohttp://www.anaptysbio.com/Aratanahttp://www.aratanatherapeutics.com/Avelas Bioscienceshttp://www.xconomy.com/san-diego/2010/04/16/avelas-biosciences-startup-from-ucsd-nobel-laureate-seeks-to-spot-and-bomb-tumors/AwarePointhttp://www.awarepoint.com/Backupifyhttp://www.backupify.com/Bagoobahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=130338041AeroFShttp://www.aerofs.com/Afraxishttp://www.afraxis.com/Cheezburgerhttp://www.cheezburger.com/Cloudanthttp://cloudant.com/CloudKickhttps://www.cloudkick.com/E-Band Communicationshttp://www.ebandcom.com/Figure 8 Wirelesshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=11254297Juliet Marine Systemshttp://julietmarine.com/Kalturahttp://corp.kaltura.com/MOGLhttp://www.mogl.com/Investment Team: Kevin J. Kinsella, Founder, Managing MemberKkinsella@avalon-ventures.comStephen L. Tomlin, Managing Membersltomlin@avalon-ventures.comRichard Levandov, Managing Memberrich@avalon-ventures.comJay B. Lichter, Ph.D, Managing Memberjlichter@avalon-ventures.comBranden M. Bohrmann, Managing Memberbrady@avalon-ventures.comDouglas J. Downs, Managing Member and Chief Financial Officerdoug@avalon-ventures.comCourt Turner, Venture Partnercourt@avalon-ventures.comBalmoral Advisors, LLCwww.balmoralfunds.comSoCalPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsRetail & RestaurantMiddle MarketBalmoral Advisors, LLC is a Los Angeles-based private equity firm which invests in recapitalization, special situations, and acquisitions of small and middle-market companies. The firm targets companies that are typically (1) experiencing financial distress; (2) undergoing or in need of an operational turnaround; and/or (3) misunderstood or undervalued by their markets or stakeholders. Balmoral targets companies with revenues of $30- $300 million and makes an investment size of $5-$20 million, with the capability of much larger transactions. Balmoral considers a broad range of industries including manufacturing, business services, consumer products, retail, and value-added distribution.

11150 Santa Monica Blvd., Suite 825Los AngelesCA90025310-473-3065310-479-1740

Portfolio companies include:Boat Holdingshttp://www.boatingindustry.com/output.cfm?id=2740573Tara Technologieshttp://taratechnologies.com/Investment Team:Jonathan A. Victorjvictor@balmoralfunds.comSkip Victorsvictor@balmoralfunds.comRobin Nourmandrnourmand@balmoralfunds.comTravis Haynesthaynes@balmoralfunds.comDavid Shainbergdshainberg@balmoralfunds.comBaroda Ventures, LLCwww.barodaventures.comSoCalVCInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyBaroda is a Los Angeles-based venture capital firm founded in 1998 by David Bohnett, the founder of Geocities. Baroda targets early-stage venture concerns (Seed and Series A) in the consumer Internet, SaaS, and digital media industries, with investments ranging from $100,000 to $5 million. The firm has a geographic investment focus on companies based in Los Angeles and Southern California.

245 South Beverly DriveBeverly HillsCA90212310-276-0005 310-276-0007

Portfolio companies include:Affordithttp://www.affordit.com/Brickfishhttp://brickfish.com/Fabulishttp://fab.com/Focused Labshttp://www.focusedlabs.com/ID9OThttp://www.id90t.com/OVGuidehttp://www.ovguide.com/Steel House Mediahttp://www.steelhouse.com/Graph Effecthttp://grapheffect.com/I Beat Youhttp://www.ibeatyou.com/LifeCrowdhttp://www.lifecrowd.com/Pocket Changehttp://www.usmint.gov/kids/ntrohttp://www.ntro.com/DogVacayhttp://dogvacay.com/Gradient Xhttp://gradientx.com/Hipswaphttp://www.hipswap.com/Lettucehttps://www.lettuceapps.com/LaunchpadLAhttp://launchpad.la/PlumTVhttp://plumtv.com/Retention Sciencehttp://www.facebook.com/RetentionScienceSteelhousehttp://www.steelhouse.com/Sciencehttp://science-inc.com/SurfAirhttp://www.surfair-congres.com/Investment TeamDavid C. Bohnett, Founderdavid.bohnett@yahoo.comPeter Lee, PartnerLiz Atherton, Controllerliz.atherton@yahoo.comLaura Jones, Assistant Controllerlaurajonesbv@yahoo.comPaul Moore, Project Managerpaul.moore@yahoo.comBrent Braun, Program AssistantBerkus Technology Ventures, LLCwww.berkus.comSoCalAInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyBerkus Technology Ventures manages several angel investment funds which make seed capital and venture investments in Internet and software businesses which are primarily based in Southern California. Dave Berkus, founder and President, is well known for his experience in the early stage angel investor community. BTV Investments are made in companies which demonstrate an opportunity to become a dominant player within a vertical market, or in the Internet, communications or multimedia niches.

1430 Glencoe DriveArcadiaCA91006626-355-5375626-355-2771

Portfolio companies include:Adventurelinkhttp://www.adventurelink.com/Auriq Systemshttp://www.auriq.com/Ceyx Technologieshttp://www.ceyx.com/CPM Systemshttp://www.cpmsystems.co.uk/EPC internationalhttp://epcinternational.com/Health Sporthttp://www.healthsport.com/Hotelwarehttp://hotelware.org/Kodiak Ventureshttp://www.kodiakvp.com/Leisurelinkhttp://www.leisurelink.com/Nirvana Technologyhttp://www.nirvana-technology.com/Make IT Workhttp://www.makeitwork.com/Ping Identityhttps://www.pingidentity.com/Planetwide Gameshttp://planetwidegames.com/Transceptahttp://www.transcepta.com/V-Enablehttp://v-enable.com/WySpryhttp://wispry.com/Investment Team:Dave Berkusdberkus@berkus.comBiobank Technology Ventures, LLCwww.biobankcom.comSoCalVCInformation TechnologyLife Sciences & HealthcareBusiness ServicesSeedEarlyBiobank is a global life sciences company that creates and develops innovative, product-driven biotechnology ventures. The Biobank concept is to identify promising opportunities in life sciences and to assemble all the necessary elements to convert these ideas into successful companies. Biobank invests in life sciences companies on a worldwide basis that combine: a strong intellectual property position, committed founders and near term product opportunities with competitive and strategic advantages and well defined milestones. The firm provides its network of companies with seed and early stage financing together with experienced management for intellectual property, administrative support, licensing, and business and international development. Biobank has offices in Del Mar, California and Paris, France.

1155 Camino del Mar, Suite 502Del MarCA92014-2605858-350-9100858-350-9199

Portfolio companies include:Genteonhttp://www.biosciregister.com/Genteon/Supplier/sid1271.htmEGeenhttp://www.egeeninc.com/Sangamo BioScienceshttp://www.sangamo.com/Endocubehttp://endocubeinfo.com/Investment Team:Pascal Brandys, Co-Founder and Presidentpascal@biobankcom.comAgnes Le Saux-Narjoz, Co-Founder and Managing Directoragnes@biobankcom.comElizabeth Silverman, Vice President, Research and Investmentseliz@biobankcom.comNed Olivier, Venture Partnerned@biobankcom.comBison Capital Asset Management, LLCwww.bisoncapital.comSoCalPEManufacturing & IndustrialBusiness ServicesMiddle MarketBison Capital makes growth equity investments in fundamentally strong middle-market companies, public or private, for expansions, acquisitions, and/or recapitalization. An important element of Bison's strategy is to invest in situations where the founding entrepreneur or management team retains a significant ownership interest. To qualify as a portfolio company, a company should have revenues of $20 million to $500 million, an EBITDA greater than $5 million, capital requirements ranging from $10 million or greater, attractive free cash flow dynamics, limited risk of technological obsolescence, and significant on-going management ownership. The firm has an additional office in New York.

233 Wilshire Boulevard, Suite 425Santa MonicaCA90401310-260-6570310-260-6576

Portfolio companies include:Empire CLShttp://www.empirecls.com/Performance Team Freight Systemshttp://www.ptgt.net/BC2 Environmentalhttp://www.bc2env.com/Big Rock Sportshttp://www.bigrocksports.com/Global Benefits Grouphttp://www.gbg.com/Fyfe Grouphttp://www.fyfeco.com/Helinet Aviation Serviceshttp://helinet.com/Fuel Systems Solutionshttp://www.fuelsystemssolutions.com/Metagenicshttp://www.metagenics.com/Royal Wolf Australiahttp://www.royalwolf.com.au/Center for Wound Healinghttp://centerforwoundhealing.com/Twin Medhttp://twinmed.com/Sentinel Offender Serviceshttp://sentrak.com/Solarsilicon Recyclinghttp://www.solarsilicon.com/Investment Team:Douglas B. Trussler, Co-Founder, Partner, 310-260-6582dtrussler@bisoncapital.comYee-Ping Chu, Partner, 310-260-6574pchu@bisoncapital.comLou Caballero, Principal, 310-260-6573lcaballero@bisoncapital.comKurt Pilecki, Associate, 310-260-6578kpilecki@bisoncapital.comBlackbird Ventureswww.blackbirdv.comSoCalASoftware & InternetSports & EntertainmentReal EstateSeedEarlyBlackbird Ventures invests in diverse businesses including emerging technology companies and real estate development. Neil Senturia, CEO of Blackbird Ventures, has more than 25 years of experience engaged in diverse entrepreneurial endeavors. His wide range of experiences includes starting two software companies, serving as CEO of a third, real estate development, and screen writing for popular television sit-coms. Senturia is an adjunct professor in the MBA program at San Diego State University where he teaches new venture creation and has served on the board of directors of SDSU's Entrepreneurial Management Center. Currently, he also co-teaches an entrepreneurship class at the University of San Diego. He is a member of San Diego Social Venture Partners and UCSD Chancellors' Associates.

2223 Avenida de la Playa, Suite 120 La JollaCA92037858-754-3201 858-729-0067

Portfolio companies include:V-Audithttp://www.vaudit.com/Quanlighthttp://quanlight.com/Investment Team:Neil Senturia, CEOneil@blackbirdv.comBarbara Bry, COObbry@blackbirdv.comBlade Partnerswww.bladeventures.com SoCalVCInformation TechnologyMedia & Digital MediaLife Sciences & HealthcareMedical DeviceEarlyGrowthExpansionBlade Ventures' focus is on companies that drive the adoption of leading edge information, media, sensor and related systems technologies. Through select partners, the firm will also invest in life science opportunities such as medical devices, diagnostics, and operations-enhancing information technology. Blade Partners is located in South Orange County, half way between Los Angeles and San Diego, with central access to several of the nation's top research universities and business centers. Blade will consider opportunities from any region of the United States but prefers investments in companies that are geographically easy to reach (i.e., drive or nonstop flight from Orange County, CA). A typical initial investment for Blade Ventures is expected to fall within a range of $250,000 to $1.5 million. For later stage investments, where a portfolio company has already achieved financial stability, Blade will focus on opportunities that have potential to be industry leaders and offer sustained growth through an expected exit.

27762 Antonio Pkwy, Ste. L1-426Mission ViejoCA92694949-298-4595949-554-0181

Portfolio companies include:Neilsofthttp://www.neilsoft.com/Clear Accesshttp://www.clearaccess.com/Vigilisticshttp://www.vigilistics.com/5iScienceshttp://bladeventures.com/Our_Portfolio/5iSciences.phpLaserCure Scienceshttp://www.manta.com/c/mt11kfx/lasercure-sciences-incApollo Enterprise Solutionshttp://www.apolloenterprise.com/Metric Streamhttp://www.metricstream.com/Investment Team: Craig Gunther, Managing DirectorBrian Flucht, Principalbflucht@bladeventures.com Rajeev Varshneya, Venture PartnerRam Parameswaran, AnalystBrentwood Associateswww.brentwood.comSoCalPEMedia & Digital MediaLife Sciences & HealthcareBusiness ServicesTransportation & DistributionConsumer ProductsRetail & RestaurantEducation & TrainingSports & EntertainmentMiddle MarketSince 1984, Brentwood's dedicated private equity team has invested in 40 portfolio companies with an aggregate transaction value of over $5 billion. Brentwood is investing out of its eighth private equity fund and actively manages a current equity pool of over $650 million. The firm currently targets new investments in middle-market, consumer-related businesses operating in attractive growth sectors. Brentwood Associates' primary areas of interest include: branded consumer products; consumer and business services; direct marketing, including direct mail and e-commerce; education; health and wellness; restaurants; and specialty retail. Brentwood actively seeks equity investments, typically within the range of $20 to $100 million, and has the ability to lead equity investments of $150 million or more. To qualify for an investment, a new portfolio company should have operating cash flow exceeding $5 million, operating margins exceeding 10%, and a purchase price of $50-$400 million.

11150 Santa Monica Blvd., Suite 1200Los AngelesCA90025310-477-6611310-477-1011

Portfolio companies include:Exhale Enterpriseshttp://exhalespa.com/Pacific Island Restaurantshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=25902526ThreeSixty Asiahttp://www.threesixtysourcing.com/Zoes Kitchenhttp://zoeskitchen.com/Ariat Internationalhttp://www.ariat.com/Array Marketing Grouphttp://www.arraymarketing.com/Chamiliahttp://www.chamilia.com/Filson Holdingshttp://www.filson.com/K-Mac Holdingshttp://www.manta.com/c/mmn11sk/kmac-holdings-llcPaper Sourcehttp://www.paper-source.com/Spectrum Clubshttp://www.spectrumclubs.com/The Teaching Companyhttp://thegreatcourses.com/Veggie Grillhttp://www.veggiegrill.com/Soft Surroundingshttp://www.softsurroundings.com/Sundance Cataloghttp://www.sundancecatalog.com/Investment Team:William M. Barnum, Jr., General Partnerwbarnum@brentwood.comSteven W. Moore, Partnersmoore@brentwood.comAnthony U. Choe, General Partnerachoe@brentwood.comRoger V. Goddu, General Partnerrgoddu@brentwood.comEric G. Reiter, PartnerRandolph Brown, Operating PrincipalToros Yeremyan, Vice PresidentRahul Aggarwal, Managing DirectorJonathan Ang, Vice PresidentRyan Foltz, Senior AssociateChris Reekie, Senior AssociateBroadstream Capital Partners, LLCwww.broadstreamcapital.comSoCalMBCommunications & NetworkingMedia & Digital MediaSports & EntertainmentMiddle MarketFormed in mid-2001, Broadstream Capital Partners, LLC is a Los Angeles based merchant bank. Broadstream has experience and familiarity with Media and Entertainment companies, with a special investment interest in content and distribution companies, including: Newspapers, Magazines, Business information publishing, Film and Music Libraries, Advertising and Marketing Services, Analog/Digital Broadcast, Broadband/Wireless Networks and Television/Radio Broadcast. The firm is comfortable investing nationwide, but prefers opportunities in the lower middle market in California, investing up to $10 million of equity in each opportunity. Broadstream focuses on providing access to growth capital and specializes in financings and M&A transactions of $5 million to $50 million.

25243 Prado de la PumaCalabasasCA91302323-666-9450

Portfolio companies include:FreeConference.comhttp://www.freeconference.com/Investment Team:Jim Goldfarb, Managing Partnerjgoldfarb@broadstreamcapital.comBunker Hill Capitalwww.bunkerhillcapital.comSoCalPEManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantMiddle MarketBunker Hill Capital is a private equity firm that makes control investments in lower middle market companies with typical enterprise values ranging between $30 million and $150 million. Collectively, the partners have invested over $425 million in 30 transactions that fall within the firm's four targeted business sectors including: Industrial Products, Business Services, Specialty Retail and Consumer Products. Bunker Hill targets companies with revenues up to $300 million, EBITDA between $5 and $35 million, and enterprise values between $30 to $150 million. Currently, Bunker Hill Capital is actively pursuing consolidation strategies in the following sectors: IT Consulting Services and Water and Wastewater Treatment Equipment with operating executives who have significant domain experience in these respective sectors.

12625 High Bluff Drive, Suite 320San DiegoCA92130858-793-4560858-793-4562

Portfolio companies include:California Family Fitnesshttp://www.californiafamilyfitness.com/Nsprohttp://nsteam.org/Smith & Wollensky Restaurant Grouphttp://www.smithandwollensky.com/homeDeyFischer Consultinghttp://www.deyfischer.com/Papa Ginoshttp://www.papaginos.com/SunBriteTVhttp://www.sunbritetv.com/Investment Team:Brian E. Kinsman, Managing Partnerbrian.kinsman@bunkerhillcapital.comNathaniel P. Bacon, Associatenat.bacon@bunkerhillcapital.comBusiness Technology Center of Los Angeles Countywww.labtc.orgSoCalIInformation TechnologySoftware & InternetSeedEarlyOpened in 1998, the Business Technology Center of Los Angeles County (BTC) helps start-up and early stage technology companies grow and prosper. The 40,000 square foot technology center (with gated parking and key-pass security system) has 63 individual offices ranging from 125 to 590 square feet. These offices can be leased individually or in blocks, depending on the space needs of a company. The BTC has a sophisticated telecommunications system, with a current capacity of 54 T1 lines. Each office has multiple telephone and data jacks. Firms have access to conference rooms, a kitchen and an outdoor patio. The BTC is in a state Enterprise Zone, which offers significant state tax credits to businesses. The complex currently houses over 20 high technology companies; member firms have raised over $160 million from angel and venture capital investors.

2400 North Lincoln AvenueAltadenaCA91001626-296-6300626-296-6301

Portfolio companies include:Light Prescriptions Innovatorshttp://lpi-llc.com/Pasadena Angelshttp://pasadenaangels.com/StereoVision Imaginghttp://stereovisioninc.com/AConvergehttp://aconverge.com/index.htmlAdventureLinkhttp://www.adventurelink.com/ASCII Mediahttp://asciimedia.com/DigitalBucket.net http://digitalbucket.net/College Admissions Counselorshttp://www.nacacnet.org/HDKaraokehttp://hdkaraoke.com/Zyomedhttp://zylomed.com/Graphighthttp://www.graphight.com/IA Hatcheryhttp://www.welphatchery.com/Acton, Inchttp://actoninc.com/AnswerManiahttp://answermania.com/Green Streetwww.greenstreetads.comMy Fruity Faceshttps://myfruityfaces.com/MagicPictures Studiohttp://magicpics.com/mps/mps_index.htmlMYI Consultinghttp://www.myiconsulting.com/OZNet Systemshttp://oznetsystems.com/PIDSOhttp://www.pidso.com/en.htmlSpindi Musichttp://www.facebook.com/pages/Spindi-Music/129205327169977Management Team:Mark Lieberman, Administratormlieberman@labtc.orgJessica Yeargin, Office AssistantBTC.Receptionist@lacdc.orgIngrid Goodman, Program Specialistigoodman@labtc.orgCalifornia Capital Partners, LLCwww.calcappartners.comSoCalVCInformation TechnologyLife Sciences & HealthcareEarlyGrowthCalifornia Capital Partners, LLC (CalCap) is a manager of venture capital funds investing equity and debt in small to medium sized technology-based businesses with high growth potential. Investment apportionment typically reserves up to $10 million with co-investment objectives to provide up to an additional $10 million in capital availability per portfolio company, distributed over multiple placements. The firm's initial debt fund is California Ventures Fund, LP (CalVen), a $200 million fund, providing a variety of debt and equity investment products to qualifying businesses. The average investment is about $2 million; individual investments may range from $.25 million to $10 million per placement. CalVen commits no more than 20% of its equity capital to any single portfolio company. The firm targets a balanced focus on proprietary technologies, including IT, life sciences, and other exceptional opportunities. The firm requires that all portfolio companies have established a HQ located in the U.S. within 2.5 hours commuting time of a CalCap (or affiliate) office. CalCap's investment activities are located strategically in the major markets for technology and life sciences companies - Northern California, Southern California, and the New York-Boston corridor.

5000 Birch St., #215Newport BeachCA92660909-954-4122

Portfolio companies include:Stampede Brewinghttp://stampedebeverage.com/Decision Pointhttp://www.decisionpointcenter.com/Investment Team:Mark Mansfield, Managing DirectorJohn R. Nelson, Managing DirectorPhilip B. Smith, Emeritus ManagerCalifornia Technology Ventures, LLCwww.ctventures.comSoCalVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorStorage & HardwareLife Sciences & HealthcareMedical DeviceSeedGrowthExpansionCalifornia Technology Ventures, LLC (CTV) is a venture capital fund that makes direct investments in technology and life science companies. CTV invests smaller amounts required by early-stage companies, as well as larger investments for later-stage expansion. Initial investments typically range from $250,000 to $2 million, with up to $5 million over the life of the investment. CTV participates in seed/start-up companies, first and second round investments, and later stage investments. For Information & Communications Technology, the firm considers sectors such as computer hardware, telecommunications, electronics, semiconductors, software and systems, multi-media, and Internet; for Life Sciences, sectors such as bio-pharmaceuticals and medical devices.

670 North Rosemead Blvd., Suite 201PasadenaCA91107626-351-3700626-351-3702

Portfolio companies include:AngioScorehttp://www.angioscore.com/CereGenehttp://ceregene.com/Vivant Medicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=36388InSound Medicalhttp://www.insoundmedical.com/Education.comhttp://www.education.com/MindCruiserhttp://www.skatopia-skateshop.com/index.php?main_page=index&cPath=97Ablexishttp://www.ablexis.com/Aurora SFC Systemshttp://aurorasfc.com/China Genetics Holdingshttp://www.chinagenetics.cn/index.aspHealth Hero Networkhttp://bosch-telehealth.com/Insert Therapeuticshttp://en.wikipedia.org/wiki/Insert_TherapeuticsOrthAlignhttp://orth-align.com/OrthoScanhttp://orthoscan.com/PhotoTherahttp://www.photothera.com/Spine Wavehttp://www.spinewave.com/SurgiQuesthttp://surgiquest.com/Clear Catheter Systemshttp://www.pleuraflow.com/SurgRxhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=8506976VasoNovahttp://www.vasonova.com/Agile Materials and Tecbhologieshttp://www.agilerf.com/BladeGamesWorldhttp://www.jumala.com/DolphinSearchhttp://www.dolphinnet.org/links.htmlGoingOn.comhttp://www.goingon.com/MingPian.comhttp://ming-pian.info/Moss Softwarehttp://theory.stanford.edu/~aiken/moss/TravelMusehttp://www.travelmuse.com/Investment Team:Alexander B. Suh, Founder & Managing Directorasuh@ctventures.comWilliam A. Hanna, Managing Directorwilliam@jacobscapitalgroup.comDorothy Pavloff, Managing Directordorothy@ctventures.comBoo Edgar, Venture DirectorZareh Baghdasarian, Venture Directorzareh@ctventures.comAndrea DeVita, Finance Directorandrea@ctventures.comJamie Kim, Senior Associatejamie@ctventures.comCaltiuswww.caltius.comSoCalPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsMiddle MarketSince 1999, Caltius Capital Management has been investing in junior capital for small and medium sized companies throughout North America. The firm targets the areas of: Healthcare Services and Products, Food and Beverage, Consumer Services and Products, Business Services, and Light Manufacturing. The company invests through two different capital structures - Caltius Equity and Caltius Mezzanine. Caltius Equity makes control and substantial minority equity investments ranging from $5 to $20 million in management-led buyouts, late-stage growth financings, leveraged recapitalizations, corporate divestitures and acquisitions. Caltius Mezzanine provides debt in amounts of $10 to $100 million to support a broad range of transaction types, including acquisitions, buyouts, shareholder dividends, refinancings, and organic growth. Caltius Mezzanine has invested over $700 million in over 40 companies.

11766 Wilshire Blvd., Suite 850Los AngelesCA90025310-996-9585310-996-9577

Portfolio companies include:Platt College Los Angeleshttp://www.plattcollege.edu/Electra Bicyclehttp://www.electrabike.com/Insight Globalhttp://www.insightglobal.net/La Dovehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=688404CampGrouphttp://www.campgroup.com/Radiant Logisticshttp://radiantdelivers.com/Monitor Grouphttp://monitor.com/Harris Researchhttp://www.harrisinteractive.com/HealthPlan Holdingshttp://healthplanholdings.com/Meridian Surgical Partnershttp://www.meridiansurgicalpartners.com/Integrated Healthcare Strategieshttp://ihstrategies.com/Pearl Meyer & Partnershttp://www.pearlmeyer.com/Universal Services of Americahttp://universalpro.com/SM&Ahttp://www.smawins.com/Griplock Systemshttp://www.griplocksystems.com/Kiss My Facehttp://www.kissmyface.com/National Industrial Holdingshttp://www.ameriport.com/team.htmlStarpoint Healthhttp://www.starpointhealth.com/The Institute of Audio Researchhttp://www.audioschool.com/DavexLabshttp://www.davexlabs.com/Diversified Human Resourceshttp://www.dhr.net/Investment Team: Jim Upchurch, President, CEOjupchurch@caltius.comGarrick Ahn, Managing Directorgahn@caltius.comJeff Holdsberg, Managing Directorjholdsberg@caltius.comMichael J Morgan, Managing Directormmorgan@caltius.comMichael Kane, Managing Director, Caltius Mezzaninemkane@caltius.comGreg Howorth, Managing Director, Caltius Mezzanineghoworth@caltius.comAlisa Frederick, Managing Director, Caltius Mezzanineafrederick@caltius.comGavin Bates, Principal, Caltius Mezzaninegbates@caltius.comRick Shuart, Principal, Caltius Mezzaninershuart@caltius.comZoltan Berty Principal, Caltius Mezzaninezberty@caltius.comGreg Brackett, CFOgbrackett@caltius.comCapX Partnerswww.capxpartners.comSoCalVDInformation TechnologyManufacturing & IndustrialTransportation & DistributionExpansionMiddle MarketFounded in 1999, CapX works with companies in manufacturing, distribution, service and technology industries that are in a growth mode or in need of liquidity. CapX's prefers investments between $1 to $10 million, in an equipment type that has the most revenue producing fixed assets, for a term of up to 5 years. CapX targets late stage ventures or mature companies, with an EBITDA range of $1M and up (excluding venture stage). CapX Partners invests in companies located in the continental United States. CapX closed Fund III at the end of 2005 and has $150 Million of total capital to invest. As part of its total capitalization, Fund III obtained a second SBIC Debenture License. With this increase in capital, CapX is now able to expand its product offering to a larger portion of the middle market by entertaining deal sizes of $1 to $10 Million.

10661 Caminito Memosac San DiegoCA92131858-740-4156858-225-3495

Portfolio companies include:Bergenson's Property Serviceshttp://bergensons.com/Greenfield Wine Companyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4471129Indalexhttp://cfcanada.fticonsulting.com/indalex/NXTVhttp://www.nxtv.com/PMTIhttp://www.pmti.org/Better World Bookshttp://www.betterworldbooks.com/Detroit Tool Metal Productshttp://www.dtmp.com/Goliath Solutionshttp://www.goliathsolutions.com/Stir Crazyhttp://en.wikipedia.org/wiki/Stir_Crazy_(film)VoExhttp://www.intelepeer.com/Investment Team:Jeffry S. Pfeffer, Managing Partnerjspfeffer@capxpartners.comJames N. Hallene, Partnerjhallene@capxpartners.comBarrett D. Carlson, Partnerbcarlson@capxpartners.comEric D. Starr, Partnerestarr@capxpartners.comCarlisle Enterprises, LLCwww.carlisle-acquisitions.comSoCalPEManufacturing & IndustrialConsumer ProductsMiddle MarketSince 1993, Carlisle has invested in over 70 companies with accumulated annual revenues in excess of $5.0 billion. The firm has closed transactions involving companies with revenues ranging from $25 million to $700 million, and has experience in recapitalization of private companies, acquisition of a division or subsidiary of public companies, consolidation of a fragmented industry by acquisition, and minority and growth capital investments. Carlisle is interested in companies with annual revenues in the range of $10 million to over $1.0 billion. Carlisle will consider both profitable and underperforming businesses, including companies in need of operating or capital restructuring. The firm focuses on private and public companies providing products and services to industrial, commercial and consumer markets. Carlisle is able to provide equity up to $100 million in a single transaction, and more in conjunction with co-investment partners.

4660 La Jolla Village Drive, Suite 500San DiegoCA92122858-459-2922858-459-3776

Portfolio companies include:Benetechhttp://www.benetech.org/KAZhttp://www.kaz.com/ActionEmco Acquisitionhttp://www.carlisle-acquisitions.com/html/mid_por.htmAlpha Technologieshttp://www.alpha.com/Precision Partnershttp://www.precisionpartnersinc.com/Brand Serviceshttp://www.beis.com/Garrett Aviation Serviceshttp://www.yankeepacific.com/investments_garrett.htmlKendro Laboratory Productshttp://www.labtech-equipment.com/Kendro/Kendro.htmlFiberitehttp://fiberight.com/Linc.nethttps://www.linx.net/Allison Enginehttp://en.wikipedia.org/wiki/Allison_Engine_CompanyDuro Industrieshttp://www.duroindustries.com/Aviation Systemshttp://aviationsystems.com/K2 Pure Solutionshttp://www.k2pure.com/Investment Team:David Canedo, Managing Directordcanedo@carlisle-acquisitions.comJim Carlisle, Founder, CEOjcarlisle@carlisle-acquisitions.comRich Detweiler, Managing Directorrdetweiler@carlisle-acquisitions.comDennis Dunn, Managing Directorddunn@carlisle-acquisitions.comDale Ziegler, Managing Directordziegler@carlisle-acquisitions.comCastle Creekwww.castlecreek.comSoCalPEFinancial ServicesMiddle MarketCastle Creek makes control investments in U.S.-based community banks with assets of less than $10 billion. Castle Creek pioneered the concept of private equity control investing in the highly regulated banking industry and became the first private equity firm to meet the requirements to be registered as a bank holding company. As a bank holding company, Castle Creek can exercise meaningful control over its portfolio companies without subjecting its investors to bank regulation or oversight, which it believes is a significant competitive advantage. Over the past decade, Castle Creek has been the most prolific acquirer of U.S. banks and thrifts. Since 1992, the Principals have overseen the investment of over $1.9 billion of capital primarily for bank transactions and have completed over 60 bank investments and acquisitions.

6051 El TordoRancho Santa FeCA92067858-756-8300 858-756-8301

(Mailing Address)P.O. Box 1329Rancho Santa FeCA92067Portfolio companies include:Guaranty Bancorphttp://gbnk.com/Heritage Commercehttp://heritagecommercecorp.com/Square 1 Financialhttps://www.square1financial.com/Carlile Bancshareshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=112643572First Merchantshttps://www.firstmerchants.com/First NBC Holdinghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=45728557Heritage Oaks Bancorphttp://heritageoaksbancorp.com/The BANKshareshttp://www.manta.com/c/mmym7bn/the-bankshares-incWest Coast Bancorphttps://www.wcb.com/home/homeContinental Bankhttp://www.thecontinentalbank.com/Intermountain Community Bancorphttp://intermountainbank.com/Investment Team:John M. Eggemeyer, III, Managing Principalmeggemeyer@castlecreek.comWilliam J. Ruh, Managing Principalmruh@castlecreek.comMark G. Merlo, Principalmmerlo@castlecreek.comJ. Mikesell Thomas, PrincipalJohn T. Pietrzak, Principaljpietrzak@castlecreek.comDavid J. Volk, DirectorTony Scavuzzo, DirectorSundeep Rana, DirectorCDIB BioScience Venture Managementwww.cdibbiosciencevc.comSoCalVCLife Sciences & HealthcareMedical DeviceGrowthExpansionFounded in 2002, CDIB BioScience Ventures is a life-science venture management company, with total capital of $80 million and operations in the United States and Taiwan. CDIB, the largest dedicated life science venture fund in Taiwan, targets global life sciences and healthcare investments, especially in the fields of drug discovery, drug development, platform technologies, medical diagnostics, biopharmaceutical, drug delivery, and medical devices. CDIB prefers investing in mid-to-late stage companies, but will consider early stage companies on a case-by-case basis. Each investment size ranges from $2 to $5 million dollars, depending on development stages.

9191 Towne Centre Drive, Suite 575San DiegoCA92122858-552-6808858-552-6811

Portfolio companies include:CombinatoRxhttp://www.zalicus.com/Somaxonhttp://www.somaxon.com/Micromethttp://www.micromet.de/Targacepthttp://www.targacept.com/Pharmassethttp://www.pharmasset.com/Epiphany Biosciencehttp://www.epiphanybio.com/Kanisa Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=22020657Elixir Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2246762Verus Pharmaceuticalshttp://en.wikipedia.org/wiki/Verus_PharmaceuticalsAdvanced BioHealinghttp://www.abh.com/Ocera Therapeuticshttp://www.oceratherapeutics.com/Cameron Healthhttp://www.cameronhealth.com/Nanosyshttp://www.nanosysinc.com/BioniCarehttp://www.bionicare.com/Panlabs Biologicshttp://www.panlabsbiologics.com/Lotushttp://www.lotuscars.com/Investment Team:Grace Yu, Senior Director, Operations and Investmentiyu@cdibbioscience.comBenny Hu, Chairmanbennyhu@cdibbioscience.comTai-Sen Soong, Ph.D., PresidentCentre Partners Management, LLCwww.centrepartners.comSoCalPELife Sciences & HealthcareManufacturing & IndustrialTransportation & DistributionRetail & RestaurantMiddle MarketFounded in 1986, Centre Partners is a private investment firm, that has participated in 90 transactions in more than 30 industries, and has invested over $3 billion in more than 90 companies. The firm targets investments from $15 million to $85 million in portfolio companies. Centre invests in a variety of situations, including: private family-owned companies, particularly when succession is necessary; buyouts of subsidiaries; growth companies; and "management-investment partnerships," or MIPs. In the firm's MIPs, they often begin by investing a smaller amount, but generally reach a final investment amount of over $50 million. Currently the firm is investing behind experienced and proven management teams in the specific areas of: fixed base operations (fbo's) for general aviation, solid and liquid waste collection and treatment, bleach production, specialty staffing, and tax-deferred retirement services. Centre Partners are now actively investing capital from their fifth fund, Centre Partners V. Centre maintains an additional office in New York.

11726 San Vincente Blvd., Suite 450Los AngelesCA90049310-207-9170310-207-9180

Portfolio companies include:Covenant Carehttp://www.covenantcare.net/default.htmDSI Holdinghttp://dsiholdings.com/K2 Pure Solutionshttp://www.k2pure.com/Orion ICGhttp://www.orioninternational.com/Ross Aviationhttp://rossaviation.com/Den-Mat Holdingshttp://www.denmat.com/U.S. Retirement Partnershttp://usretirementpartners.com/Environmental Logistics Serviceshttp://www.envlogistics.com/services.htmWind River Environmentalhttp://www.wrenvironmental.com/Distant Lands Tradinghttp://dlcoffee.com/Palisades Ventureshttp://palisadesventures.com/Maverick Mediahttp://www.maverick-media-online.com/Taylor Precision Productshttp://www.taylorusa.com/Bellisio Foodshttp://bellisiofoods.com/Investment Team:Lester Pollack, Founder, ChairmanLester.Pollack@CentrePartners.comDavid Jaffe, Managing PartnerDavid.Jaffe@CentrePartners.comBruce Pollack, Managing PartnerBruce.Pollack@CentrePartners.comMichael Schnabel, Managing DirectorMichael.Schnabel@CentrePartners.comJeffrey Bartoli, Managing DirectorJeffrey.Bartoli@CentrePartners.comWilliam M. Tomai, CAO, CFOBill.Tomai@CentrePartners.comGuillaume Bebear, Senior DirectorGBebear@CentrePartners.comNishad Chande, Senior DirectorNishad.Chande@CentrePartners.comRob Kay, Senior Operating Partnerrkay@centrepartners.comJohn Stiker, Senior Operating PartnerJohn.Stiker@CentrePartners.comCentury Park Capital Partnerswww.centuryparkcapital.comSoCalPELife Sciences & HealthcareMedical DeviceManufacturing & IndustrialTransportation & DistributionConsumer ProductsEducation & TrainingMiddle MarketCentury Park Capital Partners is a private equity firm that is specialized in facilitating owner liquidity and business expansion. Century Park Capital invests $10 million to $40 million in profitable, growing middle-market companies with revenues ranging from $20 million to $100 million and an EBITDA of $4 million to $15 million . Century Park Capital typically invests in Minority and Majority Recapitalizations, Growth Financings, Management Led Buyouts, and Acquisition Financings in the manufacturing and service industries including consumer/recreational products, for-profit education, laboratory testing services, medical components, pet supplies, performance after-market auto products, and specialty chemicals. Century maintains an additional office in Northern California.

2101 Rosecrans Avenue, Suite 4275El SegundoCA90245310-867-2210310-867-2212

Portfolio companies include:Eckler's Enterpriseshttp://www.ecklerscorvette.com/Specialty Manufacturinghttp://www.smiglobal.net/Lynx Grillshttp://www.lynxgrills.com/Ryan's Express Transportationhttp://ryanstransportation.com/Cirtec Medical Systemshttp://cirtecmed.com/Moss, Inc.http://www.mossinc.com/Packaging Plushttp://www.packagingplusllc.com/ROMhttp://romcorp.com/ICM Productshttp://icmproducts.com/Hi-Tech Rubberhttp://hi-tech-group.com/Dickinson Frozen Foodshttp://www.dickinsonfrozenfoods.com/index_1.htmlBecker Underwoodhttp://www.beckerunderwood.com/Kidslinehttp://www.kidslineinc.com/index.phpSpecialty Manufacturinghttp://www.specialtymfg.com/Investment Team:Charles (Chip) W. Roellig, Founder, Managing Partnercroellig@cpclp.comMartin A. Sarafa, Founder, Managing Partnermsarafa@cpclp.comPaul J. Wolf, Founder, Managing Partnerpwolf@cpclp.comSteven M. Trembley, Principalstrembley@cpclp.comGuy Zaczepinski, Principalgzaczepinski@cpclp.comMark Etchin, Associatemetchin@cpclp.comTony Trevino, Associatettrevino@cpclp.comChaparal Investments, LLChttp://chapinv.comSoCalPEFinancial ServicesRetail & RestaurantSports & EntertainmentReal EstateMiddle MarketRobert D. Beyer is Chairman of Chaparal Investments, a private investment firm and holding company. He was Chief Executive Officer and a director of The TCW Group, Inc., from 2005 until 2009. Founded in 2009, Chaparal is a private investment and holding company managing a diverse portfolio of operating, financial and real assets. Current investment activities include: Investing on both a control and non-control basis in private companies, Managing a global portfolio of public securities, and Purchasing and managing real-estate assets. Although Chaparal is experienced at investing at any stage in the company life cycle, historical transactions have favored companies with a developed product offering, near-term positive cash flow, and an executable long-term strategy. Representative transaction types include growth capital financings, industry consolidations, and recapitalizations.

10250 Constellation Boulevard, Suite 2750Los AngelesCA90067310-272-8600310-272-8616

Portfolio companies include:Skyline Financialhttp://www.skylinefinancialcorp.com/Forefront Capitalhttp://www.forefrontgroup.com/John Aaroe Grouphttp://www.johnaaroegroup.com/Krogerhttp://www.kroger.com/Milwaukee Brewers Baseball Clubhttp://milwaukee.brewers.mlb.com/index.jsp?c_id=milVeggie Grillhttp://www.veggiegrill.com/Allstatehttp://www.allstate.com/Investment Team: Robert D. Beyer, ChairmanGail GordonChernin GroupSoCalVCPEInformation TechnologySoftware & InternetMedia & Digital MediaSports & EntertainmentSeedEarlyPeter Chernin is founder and Chairman of Chernin Entertainment and The Chernin Group, which he founded in 2009 after leaving News Corp. The Chernin Group (TCG) is a privately held media holding company based in Los Angeles, CA. TCG has built, managed, operated and invested in businesses in the media, entertainment, and technology sectors around the world since 2010. TCGs assets include Chernin Entertainment, which produces award-winning feature films and television programs; a majority stake in Hong Kong-based CA Media, which builds, manages, and operates media, entertainment, and technology businesses in Asia, particularly India, Indonesia, and China; and several strategic investments in technology and media companies in the U.S. including Pandora, Fullscreen, Tumblr and Flipboard. The firm recently announced today that it received a significant investment from an investor group led by Providence Equity Partners , a leading private equity firm specializing in equity investments in media, communications, education, and information companies around the world. As part of the transaction, the Providence-led group acquired a significant minority equity stake in TCG.

1733 Ocean Avenue, Suite 300Santa MonicaCA90401

Portfolio companies include:Flipboardhttp://flipboard.com/Pandorahttp://www.pandora.com/FullScreenhttp://fullscreen.net/Tumblrhttp://www.tumblr.com/Base79http://www.base79.com/Scopelyhttp://www.scopely.com/Investment Team:Peter Chernin, FounderJesse Jacobs, PresidentScott Bromley, Vice PresidentMatthew Roseman, AnalystClarey Capitalwww.clarey.netSoCalPEEnergy & Clean TechManufacturing & IndustrialTransportation & DistributionMiddle MarketFounded 2000, Clarey Capital is a private equity investment company with a focus on renewable energy, clean energy and communications. Clarey Capital targets established companies in the lower middle market with an enterprise value of between $10 and $50 million. Clarey Capital seeks to acquire companies that are failing to reach their potential for a wide variety of reasons that include ownership issues, lack of focus on core business interests or values, or inability to respond to changes in the marketplace. Clarey Capital seeks to make majority investments, though the firm will occasionally participate as a non-lead investor alongside other investors or a strong management team. Investments are limited to industries in which a management team member or well-known partner has particular expertise, and in companies with multiple years of revenue in the $10 to $250 million range.

131 Innovation, Suite 150IrvineCA92617949-468-5757949-823-3956

Portfolio companies include:Health-Link Transportationhttp://www.healthlinkems.org/Investment Team:John Clarey, Managing Directorjohn@clarey.netDean Estrada, Senior VP, Mergers & Acquisitionsdean.estrada@clarey.netRodney Allen, CFOJames Righeimer, PrincipalClaritas Capitalwww.claritascapital.comSoCalVCPEInformation TechnologyLife Sciences & HealthcareSeedEarlyGrowthExpansionMiddle MarketSince its formation in 2002, Claritas has made investments in 37 companies, representing over $400 million of capital. Equity investments are venture in nature, either early stage or growth equity (what some consider late stage venture) and weighted primarily toward healthcare and technology sectors. Debt investments are structured as mezzanine capital for lower-middle market healthcare and business services companies with strong historical cash flows and revenues of between $2 million and $10 million. The investment professionals in the Claritas Capital debt team seek to provide mezzanine capital to lower-middle market companies with strong historical cash flows and revenues of $20 to $150 million. The investment team is skilled at underwriting debt for healthcare companies, business services companies, specialty retail and distribution, and, manufacturing. Claritas focuses its efforts on the Southern corridor of the U.S. and the Midwest. The firm's equity investment range is $500,000 to $5,000,000. Specialty Debt financings can range from $2,000,000 to $15,000,000. For venture, Claritas does not have a current interest in pursuing large bio-tech or life sciences investments. For mezzanine, the firm does not make investments in real estate, financial services, or high technology companies.

567 San Nicolas Drive, Suite 400Newport BeachCA92660949-478-5001

Portfolio companies include:Bancsourcehttp://www.bancsourceinc.com/Blue Chip Surgical Centerhttp://www.bluechipsurgical.com/Canopy HR Solutionshttp://www.canopyhr.com/Continuum 700http://continuumwireless.com/Cyberahttp://www.cybera.com/Digital Bluehttp://www.digiblue.com/Dobie Mediahttp://www.dobiemobile.com/contact.phpeDo Interactivehttp://www.edointeractive.com/Empyrean Benefit Solutionshttp://www.empyreanbenefits.com/Entradahttp://www.golfentrada.com/ExpensAblehttp://www.expensable.com/index.aspGateway Paymentshttp://www.paymentsgateway.com/home.aspxHospital Corp of Americahttp://hcahealthcare.com/HCCA Internationalhttp://www.hccaintl.com/Innovate! Technologyhttp://www.innovatemotorsports.com/Intermountain Drilling Supplyhttp://intermountaindrillingsupply.com/iPaymenthttp://ipaymentinc.com/Management Trusthttp://www.managementtrust.com/Metropark USAhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=31091252Optimal IMXhttp://www.optimalradiology.com/Pace Payment Systemshttp://pacepayment.com/Physicians Capitalhttp://physicianscap.com/Sanoviahttp://sanovia.com/StudioNowhttp://www.studionow.com/PrecedentHealthhttp://precedenthealth.com/Pear Sportshttp://pearsports.com/Counsel on Call Callhttp://counseloncall.com/Dobie Media http://www.dobiemobile.com/contact.phpMangrove Softwarehttp://www.emangrove.com/ShareCarehttp://www.sharecare.com/Employment Staffing Inchttp://www.esieci.com/Quik Pick Expresshttp://www.quikpickexpress.com/City G.E.A.R.http://citygear.com/Investment Team:Lee Ballew, Vice Presidentleeballew@claritascapital.comJohn Chadwick, Managing Partnerjhchadwick@claritascapital.comR. Burton Harvey, Managing Directorbharvey@claritascapital.comJ. Donald McLemore, Jr., Managing Partnerdmclemore@claritascapital.comMark L. McManigal, Managing Directormlm@claritascapital.comTheresa Sexton, Vice Presidenttsexton@claritascapital.comBob Fisher, Managing Directorbfisher@claritascapital.comClarity Partners, LPwww.claritypartners.netSoCalPECommunications & NetworkingMedia & Digital MediaBusiness ServicesMiddle MarketClarity Partners is a private equity firm focused exclusively on investments in communications, media and business services sectors. Investments typically have revenues of at least $20 million and are EBITDA-positive or imminently so; additionally, investments will be led by strong and energetic management teams, are industry leaders or have dominant positions in attractive niches, have established scalable business models, demonstrate a sustainable competitive advantage and have significant growth opportunities. Clarity Partners typically invests $15 million to $100 million of equity per portfolio company, with an average investment size of approximately $40 million. The firm generally invests in growth equity investments, leveraged buyouts, recapitalizations, and divisional divestitures. Historically, a significant proportion of the companies invested in have been based in southern California. The firm's related fund, Clarity China Partners, targets the greater China region.

100 North Crescent DriveBeverly HillsCA90210310-432-0100310-432-5000

Portfolio companies include:BASE Entertainmenthttp://www.baseentertainment.com/ImpreMediahttp://www.impremedia.com/Woosh Wirelesshttp://woosh.com/IPWirelesshttp://www.ipwireless.com/CaseStackhttp://ww2.casestack.com/Buytime Mediahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=37291897Crescent Entertainmenthttp://www.crescent.ca/Naylorhttp://www.naylor.com/Opnexthttp://www.opnext.com/TelePacifichttp://www.telepacific.com/Westec Interactivehttp://www.westec.net/Skye Mineral Partnershttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=138909868Investment Team:Dr. David Lee, Co-Founder, Managing General Partnerdlee@claritypartners.netBarry Porter, Co-Founder, Managing General Partnerbp@claritypartners.netStephen P. Rader, Co-Founder, Managing General Partnerspr@claritypartners.netJoshua L. Gutfreund, General Partnerjlg@claritypartners.netClinton W. Walker, General Partnercww@claritypartners.netW. Jack Kessler, Jr., General Partner and CFOwjk@claritypartners.netLeo Griffin, Principallg@claritypartners.netClearLight Partnerswww.clearlightpartners.comSoCalPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionFinancial ServicesConsumer ProductsMiddle MarketClearLight Partners is one of the leading middle-market private equity firms in Southern California. With $600 million in capital and extensive operating and financial experience, the firm invests in and contributes to the expansion of established and profitable middle-market businesses. ClearLight prefers to make long-term investments between $10 and $50 million of equity in companies with revenues of $20 million to $250 million and EBITDA of $5-$20 million. The firm prefers businesses headquartered in Southern California and in the Western U.S., but will consider investment opportunities in sizeable businesses based in the U.S. or Canada. ClearLight considers companies across a broad range of industries, but has an active interest in specialty manufacturing and distribution, business services, education and training, healthcare services, specialty finance services, and consumer products and services. ClearLight can provide mezzanine financing with its equity investment.

100 Bayview Circle, Suite 5000Newport BeachCA92660949-725-6610949-725-6611

Portfolio companies include:Richardsonhttp://www.richardson.com/Switchcrafthttp://www.switchcraft.com/Apple & Evehttp://www.appleandeve.com/Gold Canyon Mining & Constructionhttp://gcmining.com/Evriholder Productshttp://www.evriholder.com/Katzkin Leather Interiorshttp://www.katzkin.com/Pure Health Solutionshttp://www.purehealthsolutions.com.au/main/TASIhttp://www.tasigroup.com/The Outsource Grouphttp://theoutsourcegroup.com/Consumer Safety Technologyhttp://cstinc.com/Investment Team:Michael Kaye, Founder and Managing Partnermsk@clearlightpartners.comPatrick Haiz, Partnerpjh@clearlightpartners.comJay F. Shepherd, Partnerjfs@clearlightpartners.comJoshua M. Mack, Principaljmack@clearlightpartners.comPeter Y. Kim, Principalpyk@clearlightpartners.comDavid W. Reed, Principaldwr@clearlightpartners.comClearstone Venture Partnershttp://www.clearstone.com/SoCalVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorStorage & HardwareSeedEarlyExpansionFounded 1998, Clearstone has grown from a 2 person office in Pasadena, California to a multi-office firm with about 20 people and over $650 million of committed capital. The firm's $100 million first fund and $350 million second fund have invested in dozens of successful technology companies. Clearstone's Fund III had its final closing in April 2005. Clearstone pursues initial investments of between $1 million and $15 million, and will invest $10 to $30 million over the life cycle of a company's private capital needs. Focus industries include enterprise software, enterprise infrastructure, storage, communications, security, wireless, semiconductors, advanced optics, and both consumer & business Internet. Clearstone primarily provides seed and early round financing, but will occasionally make later round investments in highly successful technology companies that have already been backed by other venture capital firms in which Clearstone has had prior relationships with.

1351 4th Street, 4th FloorSanta MonicaCA90401310-460-7900310-460-7901

Portfolio companies include:Aoptixhttp://www.aoptix.com/Cooking.Comhttp://www.cooking.com/Phasebridgehttp://www.phasebridge.com/Comet Systemshttp://en.wikipedia.org/wiki/Comet_CursorGames2Win.comhttp://www.games2win.com/en/Integrienhttp://www.vmware.com/products/vcenter-operations/overview.htmlKazeonhttp://www.kazeon.com/Rubicon Projecthttp://www.rubiconproject.com/Six Degrees Gameshttp://www.sixdegreesgames.com/Apturehttp://www.apture.com/BillDeskhttp://www.billdesk.com/Clearfly Communicationshttp://clearfly.net/Composite Softwarehttp://www.compositesw.com/Divitashttp://clearfly.net/Geodelichttp://www.crunchbase.com/company/geodelic-systemsHealth Allieshttp://www.unitedhealthallies.com/IdeaLabhttp://www.idealab.com/Paypalhttps://www.paypal.com/Nokeenahttp://www.juniper.net/us/en/dm/ankeena/Investment Team:Bill Elkus, Founder and Managing Directorwilliam@clearstone.comJim Armstrong, Managing Directorjim@clearstone.comDavid Stern, Venture PartnerRajan Mehra, Venture PartnerAnil Patel, Venture Partnerapatel@clearstone.comSumant Mandal, Managing DirectorVish Mishra, Venture Directorvish@clearstone.comDana Moraly, Chief Financial Officerdmoraly@clearstone.comWilliam Quigley, Managing DirectorTM Ravi, Venture PartnerPrabakar Sundarrajan, Venture AdvisorClearview Capital, LLCwww.clearviewcap.comSoCalPEManufacturing & IndustrialBusiness ServicesConsumer ProductsMiddle MarketClearview Capital, LLC is a private investment firm specializing in the acquisition and recapitalization of North American companies with operating profits of $4-20 million. In aggregate, Clearview's current portfolio has sales and operating profits in excess of $500 million and $100 million, respectively. The firm invests in companies with a history of profitable growth, achieving operating profit margins of at least 10 percent. The types of transactions facilitated by Clearview include: Ownership transition for closely-held or family-owned companies, Management buyouts, and Corporate divestitures. Clearview will consider investments in a wide variety of industries, but has a particular interest in manufacturing, specialized services and branded products. The firm is currently investing through Clearview Capital Fund II, LP, a $250 million committed fund raised in March, 2008.

12100 Wilshire Boulevard, Suite 800Los AngelesCA90025310-806-9555310-806-9556

Portfolio companies include:All Tech Inspectionhttp://www.alltechinspection.com/Air Cooled Exchangershttp://www.ace-coolers.net/Rowmarkhttp://www.rowmark.com/Hettinger Weldinghttp://www.clearviewcap.com/hettinger.htmlPediatric Health Choicehttp://pediatrichc.com/Pyramid Healthcarehttp://www.pyramidhealthcarepa.com/The Results Companieshttp://www.theresultscompanies.com/Color Path Technologieshttp://colorpathtechnologies.com/EN Engineeringhttp://enengineering.com/Senior Care Centers of Americahttp://seniorcarectrs.com/Hillsdale Furniturehttp://www.hillsdalefurniture.com/Compression Polymers Group/VYCOMhttp://www.vycomplastics.com/Battenfeld Technologieshttp://www.battenfeldtechnologies.com/GCR, Inchttp://www.gcrinc.net/Investment Team:Lawrence R. Simon, Principallsimon@clearviewcap.comCloudBreak Capital, LLCwww.cloudbreakcap.comSoCalPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionExpansionMiddle MarketCloudBreak Capital is a San Diego, CA private equity fund focused on creating value and growth in micro cap buyouts. Andrew B. Dumke is the founder and CEO of CloudBreak, an entity focused on LBO, MBO and divestiture transactions on the west coast of the United States in manufacturing, distribution, and services. Prior to CloudBreak, Mr. Dumke was chairman, CEO and co-founder of Avexus, a software provider of enterprise software solutions to the global aerospace industry. Prior to Avexus, Mr. Dumke was a General Partner with Pacific Mezzanine Fund (PMF), a private investment firm specializing in acquiring and building companies. CloudBreak Capital targets manufacturing, distribution and service businesses with $5 million to $50 million in annual revenue with cash operating earnings (EBITDA) in excess of $1 million. Typical equity investments from CloudBreak will range from $1 to $5 million to support a transaction size between $5 and $30 million.

6255 La Pintura Dr.La JollaCA92037858-456-2590866-212-5104

Portfolio companies include:tmihttp://tmi-pvc.com/PrivaSyshttp://privasys.com/Printable Technologieshttp://www.pti.com/VCC Optoelectronicshttp://vcclite.com/TCHOhttp://www.tcho.com/Brainstorm Networkshttp://www.brainstormnetwork.com/Investment Team: Andrew B. Dumke, Founder and CEOCollaborative Fundhttp://collaborativefund.comSoCalVCSoftware & InternetMedia & Digital MediaSeedCollaborative Fund aims to be the leading source of capital and strategic support for creative entrepreneurs who want to change the world. The fund focuses on two themes: the increasing importance of values as they relate to the decisions people make about who they work for, what they buy, and how they spend their time; and the shift from an economy based on hyper-consumption to one based on Collaborative Consumption. These two forces present a significant opportunity for new technologies, products, and services to reinvent how society conducts business and transform daily lives. According to published reports, investors in the $6 million fund include GM O'Connell, Nicholas Negroponte, Jason Krikorian (co-founder of Sling Media), Ben Goldhirsh (heir to the Inc. Magazine fortune), and Brendan Synnot (founder of the "Bear Naked" and "Revelry" brands).

Los AngelesCA

Portfolio companies include:Kickstarterhttp://www.kickstarter.com/Creative Morningshttp://www.creativemornings.com/BankSimplehttps://www.simple.com/Groundcrewhttp://www.groundcrew.net/Profounderhttps://www.profounder.com/Mindsnackshttp://mindsnacks.com/Gobblehttp://www.answers.com/topic/gobbleMassive Healthhttp://massivehealth.com/Skillsharehttp://www.skillshare.com/TaskRabbithttp://www.taskrabbit.com/Rentcyclehttp://www.rentcycle.com/Simplehttps://www.simple.com/#welcomeQuarterlyhttps://quarterly.co/Codecademyhttp://www.codecademy.com/Massive Healthhttp://www.massivehealth.com/Gumroadhttps://gumroad.com/Getablehttp://www.getable.com/GoodEggshttp://www.goodeggs.com/Investment Team:Craig Shapiro, Founder & CEOJessica Jackley, Venture PartnerRachel Botsman, Venture PartnerDoug Smith, Venture PartnerMichael Karnjanaprakorn, Venture AdviserColony Capital, LLCwww.colonyinc.comSoCalPEFinancial ServicesSports & EntertainmentReal EstateMiddle MarketFounded in 1991, Colony Capital, LLC is a private, international investment firm focusing primarily on real estate-related assets and operating companies. Since its inception, the Los Angeles-based firm has invested over $48 billion in 19,000 assets. Colony has a team of over 250 people. Over the last twenty years, Colony has raised eight global funds and multiple geographic-specific funds. Its investment scope has broadened to include corporate transactions, international opportunities, strategic JVs and value-added investments. In 2008, Colony raised $885 million dedicated to the Distressed Credit Fund in anticipation of opportunities emanating from credit market dislocation. Currently, Colony has approximately $25 billion of assets under management.

2450 Broadway, 6th FloorSanta MonicaCA90404310-282-8820

Portfolio companies include:Bank of Clark Countyhttp://www.bankofclarke.com/Haven Trust Bankhttp://www.fdic.gov/bank/individual/failed/haventrust.htmlExmoorhttp://en.wikipedia.org/wiki/ExmoorStation Casinoshttp://www.stationcasinos.com/Aztarhttp://casinoaztar.com/Fairmont Hotelshttp://www.fairmont.com/Accor SAhttp://www.accor.com/One & Onlyhttp://www.oneandonlyresorts.com/Miramaxhttp://www.miramax.com/Kerznerhttp://www.kerzner.com/Raffles Hotels & Resortshttp://www.raffles.com/en_ra/mainnavigation/homeFirst Republic Bankhttp://firstrepublic.com/Mayfair Househttp://mayfairhouseinc.com/Stanhope Hotelhttp://www.luxuryhotels-ny.com/stanhope.htmlHoliday Inn Midtownhttp://www.holidayinn.com/hotels/us/en/new-york-city/nycup/hoteldetailStation Casinoshttp://www.sclv.com/RIH Casino Resortshttp://en.wikipedia.org/wiki/Resorts_International_HoldingsBrownfieldshttp://en.wikipedia.org/wiki/Brownfield_landMars Entertainmenthttp://www.marsentertainmentgroup.com.tr/LA Tourhttp://la-tours.com/eKABELhttp://www.ekabel.net/ekabel/default.aspHotwire Services Grouphttp://gethotwired.com/Investment Team:Thomas J. Barrack, Jr., Founder, Chairman, CEOtbarrack@colonyinc.comThomas F. Harrison, PrincipalMark M. Hedstrom, Principal and Chief Financial Officermhedstrom@colonyinc.comJonathan Grunzweig, Principal and Chief Investment OfficerKevin P. Traenkle, Principalktraenkle@colonyinc.comSebastien Bazin, Principal, Managing Director Europesbazin@colonyinc.comRichard Saltzman, PresidentTodd Sammann, Principaltsammann@colonyinc.comJustin Chang, Principaljchang@colonyinc.comRonald Sanders, Principal and General Counselrsanders@colonyinc.comRichard D. Nanula, PrincipalEd C. Dailey, PrincipalRichard S. Welch, PrincipalDarren J. Tangen, PrincipalDavid J. Monahan, PrincipalPaul A. Fuhrman, PrincipalCompass Groupwww.compassequity.comSoCalPEFOFInformation TechnologySoftware & InternetConsumer ProductsMiddle MarketThe Compass Group is the manager of Compass Diversified Holdings (NASDAQ: CODI). The Compass Group is also a manager of other alternative asset vehicles, primarily with the backing of Compass Group Investments Ltd. (CGI), an indirect subsidiary of the Kattegat Trust, a Bermudian trust whose sole beneficiaries are philanthropic entities. The Compass Group's relationship with CGI dates back to 1998 and has spanned a broad range of investment types including: Anchor investments and strategic partnerships with leading asset managers across a variety of asset classes; Investments in non-U.S. public and private equity funds and co-investment opportunities generated by such funds; Special situation high yield or subordinated debt investments in public or private companies; and Minority investments in common or preferred stock of public or private companies.

2010 Main Street, Suite 1020IrvineCA92614949-333-5033 949-333-5043

Portfolio companies include:Advanced Circuitshttp://www.4pcb.com/American Furniturehttp://www.americanfurniture.com/Staffmarkhttp://www.staffmark.com/Halohttp://halo.xbox.com/Fox Racing Shoxhttp://www.foxracingshox.com/CamelBakhttp://www.camelbak.com/ERGObabyhttp://www.ergobabycarrier.com/HALO Branded Solutionshttp://www.halo.com/Liberty Safehttp://www.libertysafe.com/Tridien Medicalhttp://tridien.com/Arnold Magnetic Technologieshttp://www.arnoldmagnetics.com/Investment Team:I. Joseph Massoud, Managing Partnerjmassoud@compassequity.comAlan B. Offenberg, Partneralan@compassequity.comElias J. Sabo, Partnerelias@compassequity.comDavid P. Swanson, PartnerPatrick A. Maciariello, Partnerpat@compassgroup.comJames J. Bottiglieri, Executive Vice Presidentjim@compassequity.comJoseph P. Milana, Executive Vice Presidentjoe@compassequity.comRudolph W.J. Krediet, PrincipalComstock Capital Partnerswww.comstockpartners.comSoCalMBInformation TechnologyMedia & Digital MediaBusiness ServicesFinancial ServicesConsumer ProductsSports & EntertainmentMiddle MarketComstock Partners, LLC is a merchant bank that combines growth capital, strategy and operating experience to partner with the managements of established businesses and to assist them in achieving their goals. Founded in 1992, the firm's target space is the middle market, preferring companies with a minimum of $5 to $10 million in EBIT that are usually located west of the Rockies, ranging from Washington State down through Texas. Comstock's investment size ranges from a minimum of $10 million up to $500 million. Preferred industries include: Entertainment, Financial Services, Consumer Products, Recurring Revenue Models, Business Products and Services, Niche Businesses, Alternative Media, Database Businesses, Underserved Growth Markets, and Outsourcing.

9430 Readcrest DriveBeverly HillsCA90210310-278-6444310-861-5010

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Jeffrey L. Balashjbalash@comstockpartners.comConvergent Ventureshttp://convergentmanagement.com/SoCalVCLife Sciences & HealthcareSeedConvergent Ventures comprises a group of companies focused on seed-stage venture capital investment and venture management, in the life sciences, with emphasis on therapeutic pharmaceuticals and biotechnology products. The Convergent Ventures group of companies includes: Convergent Ventures, LLC, a private holding company with interests in new therapeutics and enabling technologies for drug R&D; Convergent Management, Inc., a management and strategy consulting firm; and Convergent Cycling & Performance Products, a marketing & sales management company. Convergent Ventures created Convergent Investors, LLC, a seed-stage venture capital fund (now fully invested).

10537 Santa Monica Blvd., Suite 300Los AngelesCA90025310-470-7300310-470-7301

Portfolio companies include:Encode Biohttp://www.encodebio.com/SiDMAPhttp://www.sidmap.com/G-Form, LLChttp://g-form.com/Kitanicahttp://www.kitanica.net/Investment Team:William L. Robbins, Managing Directorbillr@convergentventures.comCornerstone Capital Holdingswww.cstonecapital.comSoCalPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketFormed in 2000, Cornerstone Capital Holdings is a private equity firm investing in manufacturing and industrial service companies. The firm considers privately-held companies or divisions of larger private or public companies with annual revenues ranging from $5 million to $100 million. Cornerstone targets companies in niche manufacturing, distribution and service businesses with adjusted operating profit ranging from $1 million to $10 million, and EBIT margins of at least 10%. Cornerstone avoids the following industries: Business consulting, early stage venture deals, restaurants/hospitality, construction, high-tech companies, biotech, real estate and retail. The firm has offices in Los Angeles and Philadelphia.

9300 Wilshire Boulevard, Suite 508Los AngelesCA90212310-499-5670312-275-7855

Portfolio companies include:Essner Manufacturinghttp://www.essner.com/R-V Metal Fabricatingwww.rvmetal.comPace Packaginghttp://www.pacepkg.com/U.S. Technologieshttp://ustechnologies.com/RSA Engineered Productshttp://rsaengineeredproducts.com/Investment Team:Jonathan H. Alt, Founderjalt@cstonecapital.comAndrew M. Bushell, Founderabushell@cstonecapital.comCraton Equity Partnerswww.cratonep.comSoCalVCPEEnergy & Clean TechManufacturing & IndustrialAgriculture & Agricultural ScienceExpansionMiddle MarketCraton Equity Partners invests in water remediation, waste conversion and "green" building materials. Craton Equity Partners began in Los Angeles in the mid 1990s as an investment fund focused on small companies in need of growth capital in the basic industry and manufacturing sector. The firm pursues companies that are involved with clean technology for energy generation, water treatment and other environmentally responsible activities. Craton targets small companies with total enterprise value of less than $50 million, focusing on companies that are undercapitalized, but have a proven business development history in traditional areas of technology application.

8750 Wilshire Blvd., Suite 250Beverly HillsCA90211310-954-2220310-954-2255

Portfolio companies include:GigaCretehttp://gigacrete.com/EnLink Geoenergy Serviceshttp://www.enlinkgeoenergy.com/GridPointhttp://www.gridpoint.com/Home.aspxRyposhttp://www.rypos.com/ARXXhttp://www.arxx.com/Bridgeluxhttp://bridgelux.com/Gazellehttp://www.gazelle.com/Petra Solarhttp://www.petrasolar.com/Propelhttp://propelfuels.com/Principle Energyhttp://prinenergy.com/Liquid Environmental Solutionshttp://www.liquidenviro.com/GreenWave Realtyhttp://www.greenwavereality.com/Investment Team: Robert W. MacDonald, Managing Partnerrmacdonald@cratonep.comTom Soto, Managing Partnertsoto@cratonep.comBob Baxter, Chief Financial OfficerLuke Hayes, Principal and Chief of Staff lhayes@cratonep.comKevin Wall, Managing Partnerkwall@cratonep.comCreo Capital Partnerswww.creocapitalpartners.comSoCalPEFinancial ServicesRetail & RestaurantMiddle MarketFounded in 2005, Creo Capital Partners is a provider of capital to middle-market companies operating primarily in the food, food logistics, and financial services sectors. As part of a pool of international investment funds, Creo makes control-oriented investments in established companies generating revenues of $25 million to $200 million, with enterprise values of $20 million to $150 million. While Creo Capital Partners does not provide seed-stage capital, the firm considers any investment where a track record of profitability and growth has been established but not fully developed. The firm is currently investing through its second fund, CREO Capital Partners II, LP.

12400 Wilshire Boulevard, Suite 1100Los AngelesCA90025310-230-8600310-230-6206

Portfolio companies include:Rail Acquisitionhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=100543187Lintelle Engineeringhttp://www.lintelle.com/Good Harbor Fillethttp://goodharborfillet.com/Oh Boy!http://www.ohboy.com/Venbrookhttp://www.venbrook.com/505 Southwesternhttp://505chile.com/Chris' & Pitt's Food Grouphttp://themaxdesigns.blogspot.com/atom.xml?redirect=false&start-index=8001&max-results=500Filet of Chickenhttp://www.filetofchicken.com/National Harvesthttp://nationalharvestfruit.com/Sataria Distributionhttp://www.satariagroup.com/sg_home.aspxTKM2http://tkm2.com/Treasure Valleyhttp://en.wikipedia.org/wiki/Treasure_ValleyInvestment team:Gregory Bortz, Founder, Managing Partner, 310-230-6200Greg@creocapitalpartners.comNick Sternberg, Partner, 310-230-6201Nick@creocapitalpartners.comRob W. Holland, Partner, 310-230-6202Rob@creocapitalpartners.comJoel Montminy, President and Managing DirectorJoe Bratter, Managing DirectorAntony Gordon, Managing DirectorEric Coonrod, Vice PresidentCrescent Capital Groupwww.crescentcap.comSoCalPEManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantMiddle MarketLateCrescent has been constructed to uncover investment opportunities across a broad group of industries and companies and throughout their entire capital structure. Since 1992, Crescent's Mezzanine strategy has developed a reputation as a reliable and dependable provider of junior debt capital, primarily to fund leveraged acquisitions. The firm's objective is to provide investors with substantial current income and capital appreciation by investing in a diversified portfolio of mezzanine securities. Investments generally take the form of private debt securities with equity participation in connection with leveraged acquisitions, recapitalizations and refinancings. Crescent is an alternative asset manager and SEC-registered investment adviser with over $11 billion of committed and managed capital under management and approximately 100 employees as of October 15, 2012. The firm is headquartered in Los Angeles with offices in New York, Boston and London, in addition to our consulting partners in Paris.

11100 Santa Monica Blvd., Suite 2000Los AngelesCA90025310-235-5900310-235-5967

Portfolio companies include:Sports Authorityhttp://www.sportsauthority.com/home/index.jspDalbohttp://www.dalbo.org/aboutDalbo.htmlPrestige Brandshttp://www.prestigebrands.com/Protection Onehttp://www.protection1.com/Learning Carehttp://learningcaregroup.com/ATI Physical Therapyhttp://atipt.com/IMS Healthhttp://www.imshealth.com/Brickmanhttp://www.brickmangroup.com/Seven Media Grouphttp://en.wikipedia.org/wiki/Seven_Media_GroupKinetekhttp://kinetekinc.com/Tourneauhttp://www.tourneau.com/Dalbohttp://www.dalbo.org/aboutDalbo.htmlTIM Hellashttp://en.wikipedia.org/wiki/TIM_HellasDebenhamshttp://www.debenhams.com/24 Hour Fitnesshttp://www.24hourfitness.com/Alabama Metal Industrieshttp://www.amico-online.com/Del Monte Foodshttp://www.delmonte.com/Beringer Wine Estateshttp://www.beringer.com/Investment Team:Jean-Marc Chapus, Managing PartnerMark L. Attanasio, Managing PartnerM. Mark Albert, Managing DirectorJohn Fekete, Managing DirectorLouis Lavoie, Managing DirectorPatrick N.W. Turner, Managing DirectorDaniel Honeker, Managing DirectorJonathan Insull, Managing DirectorMatthew Miller, Managing DirectorMichael Parks, Managing DirectorChristopher G. Wright, Managing DirectorChristine Vanden Beukel, Managing DirectorMelissa Weiler, Managing DirectorCrosscut Ventures Management, LLCwww.crosscutventures.comSoCalVCMedia & Digital MediaSeedLaunched in 2008, Crosscut Ventures is a seed-stage venture capital firm focused on building businesses in digital media. Crosscut is looking to invest between $250,000 and $750,000 in the equity of start-up companies that have the potential to achieve $100 million or more in revenue. The firm's area of greatest interest is in digital media, and the infrastructure and analytics associated with new media. Crosscut typically co-invests with other seed-stage funds or angel investors for a total initial raise of $1- 2 million.

1918 Main St., 2nd Floor Santa MonicaCA90405

Portfolio companies include:Affordithttp://www.affordit.com/Circle Streethttp://www.circlestreet.com/Docstochttp://www.docstoc.com/GameCrushhttp://www.gamecrush.com/GumGumhttp://gumgum.com/Playfeedhttp://games.gearlive.com/Pulpo Mediahttp://www.pulpomedia.com/GraphEffecthttp://grapheffect.com/Skufflehttp://www.skuffle.co.uk/ShoeDazzlehttp://www.shoedazzle.com/Trazzlerhttp://www.trazzler.com/Vervehttp://www.vemma.com/verve/Zadspacehttp://zadspace.com/Ze Frank Gameshttp://www.zefrank.com/Ipsyhttp://www.ipsy.com/Postcard on the Runhttp://www.postcardontherun.com/Pop-up Pantryhttp://www.popuppantry.com/Eventuphttp://eventup.com/Sciencehttp://science-inc.com/Intelligent Beautyhttp://www.ibinc.com/HaulerDealshttp://haulerdeals.com/GradientXhttp://gradientx.com/StyleSainthttp://www.stylesaint.com/Plyfehttps://www.plyfe.me/Investment Team:Brian Garrett, Founder and Operating Partnerbrian@crosscutventures.comRick Smith, Founder and Managing Directorrick@crosscutventures.comBrett Brewer, Founder abd Operating Partnerbrett@crosscutventures.comCrystal Cove Capital, LLCwww.crystalcovecap.comSoCalMBInformation TechnologySoftware & InternetMedical DeviceConsumer ProductsMiddle MarketCrystal Cove Capital (CCC) is a Merchant Bank specializing in advisory services for public and privately-held corporations, entrepreneurial organizations, and institutional investors both domestic and international. Crystal Cove Capital invests its own capital as sole investor or with other equity investors in promising enterprises that meet its investment guidelines. These investments are typically in companies and industries with which the principals of Crystal Cove are intimately familiar: medical devices and services, software and IT, and consumer products and services.

8105 Irvine Center Drive, Suite 680IrvineCA92618866-493-6660949-679-0843

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Terrance S. McGovern, Founder and Managing Partnertmcgovern@crystalcovecap.comDr. Paul DeRidder, Venture Partnerpderiddermd@crystalcovecap.comCTTi & NASA Commercialization Centerhttp://www.ctti.innovationvillage.org/default.aspSoCalIInformation TechnologyManufacturing & IndustrialSeedCTTi (the Center for Training, Technology, & Incubation) is a 40,000 square foot commercial facility, specializing in lease space for early stage and growing businesses. CTTi has been known as the NASA Commercialization Center (NCC) since its inception in 1998. NCC was created to nurture companies that transferred NASA technology out to the marketplace. CTTi clients work every day in an environment that fosters communication among like-minded entrepreneurs; facilitates collaborations with Cal Poly Pomona researchers and students; provides highly tactical, single and multi-session acceleration workshops and private consultations led by top consultants in their field; and offers office, light industrial and R&D space designed to expand with company growth. The facility is the entrepreneurial anchor of Cal Poly Pomona's research park, Innovation Village, and also houses the Pomona Technology Center.

3650-3670 W. Temple AvePomonaCA91768

Tenant companies include:BioMedixhttp://www.biomedix.com/American Red Cross Biomedical Services Southern California HQhttp://www.redcross.org/portal/site/en/menuitem.53fabf6cc033f17a2b1ecfbf43181aa0/?vgnextoid=d7ad2b0d3232b110VgnVCM10000089f0870aRCRD&currPage=7f6fad0d1d7ae110VgnVCM10000089f0870aRCRDSouthern California Edisonhttp://www.sce.com/Acrosciencehttp://acroscience.com/Biomedixhttp://www.biomedix.com/Mesa Associateshttp://www.mesainc.com/Management Team:Letty Vasquez, Property Managerlvasquez1@csupomona.eduRandy Wallace Jr, Real Estate Managerrwallace@csupomona.eduCV Angel Network (Coachella Valley Angel Network)www.cvangelnetwork.comSoCalAInformation TechnologyMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareMedical DeviceConsumer ProductsRetail & RestaurantSeedEarlyFounded August of 2006, Coachella Valley Angel Network (CVAN) is a group of experienced entrepreneurs and accredited investors interested in providing early-stage funding to start-up companies, particularly those based in the Coachella Valley. CV Angel Network meets monthly, and each meeting features presentations from 2-4 companies interested in obtaining investment funding. CV Angel Network is interested in entrepreneurial opportunities with strong sales growth and profit potential, with a preference for early-stage investment situations. Companies should be seeking capital within the range of $100,000 to $500,000. CV Angel Network members invest in prospective companies as individuals, and make their investment decisions on a deal-by-deal basis. Business areas of particular interest to Network members include: medical devices/health care/biotech; advertising/media products and services; consum-er/technological products; energy/environmental products and services; and wholesale/retail operations that are capable of scaling up to a national business.

P.O. Box 13377Palm DesertCA92255

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Richard J. HeckmannSteve Weiss, CEOBrant CottermanBill ImpeyCraig VickersCycad Group, LLCwww.cycadvc.comSoCalVCEnergy & Clean TechLife Sciences & HealthcareMedical DeviceSeedEarlyGrowthExpansionCycad Group is a venture capital firm focusing on investments in companies with enabling solutions, disruptive technologies and innovative products. Cycad Group is opportunistic and doesn't limit its investment activities to any single industry sector. However, the firm actively pursues investment opportunities in the areas of (i) energy technologies; (ii) advanced materials and chemical processes; and (iii) life sciences (e.g., biotechnology, pharmaceuticals, medical devices and analytical tools). Cycad has experience investing in companies at all stages of development, from the first round of outside financing to PIPE transactions. Cycad Group searches for investments in companies with revenue potential exceeding $100 million and an identified exit strategy/liquidity event.

1270 Coast Village Circle, Suite 100Santa BarbaraCA93108805-684-6515805-684-6511

Portfolio companies include:Agile RFhttp://www.agilerf.com/Catalytic Solutionshttp://www.catalyticsolutions.com/FzioMedhttp://fziomed.com/Iconixhttp://www.iconix.com/Sirtrishttp://sirtrispharma.com/Tioga Energyhttp://www.tiogaenergy.com/Advanced Bionicshttp://www.advancedbionics.com/Alsiushttp://alsius.com/Centaur Pharmaceuticalshttp://www.centaurpharma.com/Genocea Bioscienceshttp://www.genocea.com/GRThttp://www.teamgrt.com/Iosil Energyhttp://iosilenergy.com/NanoSteel Companyhttp://nanosteelco.com/Sofie Bioscienceshttp://sofiebio.com/Spectra Fluidicshttp://www.spectrafluidics.com/SteriFxhttp://www.sterifx.com/Clean Diesel Technologieshttp://www.cdti.com/Imaginabhttp://imaginab.com/Ovasciencehttp://ovascience.com/Solariahttp://www.solaria.com/Tilford Pinson Explorationhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=10959114Universal Space Networkhttp://www.sscspace.com/universalspacenetworkZiopharm Oncologyhttp://www.ziopharm.com/ZT3 Technologieshttp://www.manta.com/c/mmsvqc4/zt3-technologies-incInvestment Team:Paul F. Glenn, Chairman and Directorpfg@cycadvc.comK. Leonard Judson, President and Managing Directorklj@cycadvc.comMark R. Collins, Executive in Residencemrc@cycadvc.comRobert J. Balch, Vice Presidentrab@cycadvc.comDallas Capital Management, Inc.www.dallascap.comSoCalFIInformation TechnologyFinancial ServicesRetail & RestaurantSports & EntertainmentEarlyDallas Capital is the private investment firm and family office of the Dallas Family, its foundation and significant holdings. The company's core-business is managing capital for high net worth individuals and has developed significant expertise investing, advising and operating in a variety of entrepreneurial ventures. Over the past decade, Dallas Capital has participated in transactions ranging in size from $2 million to $250 million. Typically, the firm commits its capital or operating skills to help highly talented entrepreneurs and their management teams take their business to the next level.

32123 Lindero Canyon Rd., Suite 204Westlake VillageCA91361

Portfolio companies include:Skyline Financialhttp://www.skylinefinancialcorp.com/Ownithttp://www.own-it.org/MindBoxhttp://www.mindbox.com/Interthinxhttp://www.interthinx.com/Factual Datahttp://www.krollfactualdata.com/Fox Sports Grillshttp://www.foxsportsgrill.com/Dualstar Entertainment Grouphttp://olsenboye.com/Sysdromehttp://en.wikipedia.org/wiki/SyndromeHeritage Bankhttp://www.heritagebank.com/Cal Oaks Bankhttps://www.californiaunitedbank.com/First Franklinhttp://www.1ffc.com/Diversified Capitalhttp://diversified-capital.com/Investment Team: William D. Dallas, Chairmanbill@dallascap.comAngel Robertsonangel@dallascap.comCoastview CapitalSoCalVCLife Sciences & HealthcareEarlyGrowthMiddle MarketLateCoastview Capital is a venture capital firm that is located in Southern California and is focused solely on life science investments. The firm seeks biotechnology companies that are most likely to improve medicine through their potential to create new therapeutics or which have the promise of transforming medicine by drastically improving the drug discovery process. Coastview considers direct equity investments across all stages of development. The firm typically invests $1-5 million initially, and up to a total of $10 million over the life of the company. Coastview considers investments in all geographical areas, depending on the investment criteria being met and the involvement of other key investors. Coastview's preferred regions for investments are Southern California, Boston, the San Francisco Bay area, and the greater Washington D.C. area. Coastview currently has $72 million under management.

11111 Santa Monica Boulevard, Suite 1850Los AngelesCA90025310-473-8440310-473-3478

Portfolio companies include:Cylene Pharmaceuticalshttp://www.cylenepharma.com/Hypnionhttp://hypnion.com/CGI Pharmaceuticalshttp://www.gilead.com/cgi.htmlInvestment Team:Gordon Binder, Founder and Managing Directorgbinder@coastviewcapital.comEdward Sonnenschein, Managing DirectorLawrence M. Souza, Managing DirectorLyndon Lien, PrincipalDebbie Calabrese, PrincipalDLJ Merchant Banking Partnerswww.credit-suisse.com/us/private_equity/en/dlj_merchant_banking_partners.jspSoCalMBMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialFinancial ServicesMiddle MarketDLJ Merchant Banking Partners (DLJMB) is a private equity investor with a 25 year history of focusing on leveraged buyouts and related transactions in the middle market. The firm invests in a broad range of industries and geographies. DLJ's primary mandate is to lead managing investments ranging from $20 million to $200 million of equity capital, with a variety of value-added co-investment and other investment alternatives. Targeted investment companies will have enterprise values ranging from $200 million to $2 billion. Focused sectors include healthcare, energy/power, media, industrials, and financial services. The group has offices in New York, Los Angeles, and London.

2121 Avenue of the StarsLos AngelesCA90067

Portfolio companies include:BASiC Energy Serviceshttp://www.basicenergyservices.com/Brighamhttp://www.brighamandwomens.org/Aircasthttp://aircast.com/Biopartnershttp://www.biopartners.ch/Rockwoodhttp://www.rockwood.k12.mo.us/Investment Team:Susan Schnabel, Managing Director and Partnerdljmb-na@credit-suisse.comDomain Associates, LLCwww.domainvc.comSoCalVCLife Sciences & HealthcareEarlyDomain Associates was organized in 1985 to focus a group of senior partners with experience in relevant technologies on the many new venture opportunities evolving in life sciences. With $2.4 billion of capital under management, Domain is headquartered in Princeton, NJ and maintains a second office in San Diego, CA. Companies receiving early venture financing and active involvement from Domain's partners account for over $56 billion of stock market value and close to $5.5 billion in annual revenues. Domain annually provides approximately $100 million to U.S.-based ventures concentrating in the life sciences industries. Domain has been involved in the formation of more than 250 companies over the last 26 years. While the majority of Domain's investments are in private companies, it also invests in some public companies typically characterized by a need to define and implement a new corporate strategy.

12481 High Bluff Drive, Suite 150San DiegoCA92130858-480-2400858-480-2401

Portfolio companies include:Pointsharehttp://pointsharextreme.com/Santarushttp://www.santarus.com/SenoRXhttp://www.senorx.com/index.aspIomaihttp://www.intercell.com/main/Orapharmahttp://www.orapharma.com/NovaCardiahttp://www.fiercebiotech.com/story/merck-snares-novacardia-350m-buyout/2007-07-25Achaogenhttp://www.achaogen.com/Achillion Pharmaceuticalshttp://www.achillion.com/Adynxxhttp://www.adynxx.com/index_files/Page402.htmAfferent Pharmaceuticalshttp://www.afferentpharma.com/Alimera Scienceshttp://www.alimerasciences.com/Ascenta Therapeuticshttp://www.ascenta.com/Asmacurehttp://www.asmacure.com/Astute Medicalhttp://astutemedical.com/aTyr Pharmahttp://www.atyrpharma.com/Benvenue Medicalhttp://benvenuemedical.com/BioNano Genomicshttp://www.bionanogenomics.com/Cadence Pharmaceuticalshttp://www.cadencepharm.com/Carticept Medicalhttp://www.carticept.com/Cartivahttp://www.cartivaofminot.com/index.htmEvoke Pharmahttp://evokepharma.com/Five Prime Therapeuticshttp://www.fiveprime.com/Foundry Newco XIIhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=109551049GI Dynamicshttp://www.gidynamics.com/Glaukos Corphttp://www.glaukos.com/Goodwell Tecnhologieshttp://www.goodwelltech.com/Kona Medicalhttp://konamedical.com/Litherahttp://www.lithera.com/Marinus Pharmaceuticalshttp://marinuspharma.com/Meritage Pharmahttp://meritagepharma.com/NeuroPacehttp://www.neuropace.com/Oraya Therapeuticshttp://www.orayainc.com/REVA Medicalhttp://www.teamreva.com/ReVision Opticshttp://revisionoptics.com/Sequent Medicalhttp://www.sequentmedical.com/Zogenixhttp://www.zogenix.com/Investment Team:James C. Blair, Partnerblair@domainvc.comBrian H. Dovey, Partnerdovey@domainvc.comDennis G. Podlesak, Partnerpodlesak@domainvc.comKathleen K. Schoemaker, Partner and CFOschoemaker@domainvc.comJesse I. Treu, Partnertreu@domainvc.comNicole Vitullo, Partnervitullo@domainvc.comEckard Weber, Partnerweber@domainvc.comBrian K. Halak, Partnerhalak@domainvc.comKim P. Kamdar, Partnerkamdar@domainvc.comEcoElectron Ventureswww.ecoelectron.comSoCalVCEnergy & Clean TechSeedEarlyEcoElectron Ventures is a seed stage capital investment fund established to commercialize promising clean energy technologies located in Southern California. The firm provides strategic planning, business management and cash equity to start-up and very early stage companies. The firm considers itself a cross between a venture capital (VC) firm and a Chief Executive Officer (CEO). Like a VC, EcoElectron provides cash for equity, although at much earlier stages, and will work with companies to secure follow-on funding as necessary. Like a CEO, EcoElectron works with entrepreneurs to do what's necessary to get the business going and take it to the "next stage," freeing the innovators to focus on their core competencies, which is usually technology development. EcoElectron is interested in innovative technologies in renewable and clean energy generation, energy conservation, energy efficiency improvements, energy storage and power quality, power transmission innovations, energy control, and communication software. Companies must be in the San Diego region and technologies must be within three years of commercialization. Typical initial cash investment ranges from $150,000 to $500,000 of committed capital.

1106 Second Street, PMB 212EncinitasCA92024760-635-1681 760-635-1682

Portfolio companies include:Advent Solarhttp://lobo.net/Evergreen Solarhttp://www.evergreensolar.com/Metallic Powerhttp://www.metallicpower.com/Stirling Energy Systemshttp://www.stirlingenergy.com/index.htmInvestment Team:Josh Lampljosh@ecoelectron.comMichael Elconinelconin@cox.neteCompanies Venture Groupwww.ecompanies.comSoCalVCISoftware & InternetCommunications & NetworkingEarlyAn Internet business incubator, eCompanies has, according to published reports, suspended its incubation services and is no longer seeking investment opportunities. The firm was formed in 1999 by EarthLink founder Sky Dayton and Jake Winebaum, who led the Walt Disney Internet Group. The firm also invested in Internet and wireless companies that were not part of its incubation program. The company is focusing on the startup firms already in its incubator.

2120 Colorado Avenue, 3rd FloorSanta MonicaCA90404310-586-4600

Portfolio companies include:Business.comhttp://www.business.com/Boingo Wirelesshttp://www.boingo.com/Jamdat Mobilehttp://www.eamobile.com/home/USBXhttp://rtos.com/products/usbx/ResponseBasehttp://www.responsebase.net/Investment Team:Sky Dayton, FounderJake Winebaum, FounderEconomic Development Collaborative-Ventura County (EDC-VC)www.edc-vc.comSoCalEDInformation TechnologyConsumer ProductsDefense & Homeland SecuritySeedThe Economic Development Collaborative-Ventura County (EDC-VC) works to maintain the county's economic health and vitality. A regional public/private economic development organization, the EDC-VC delivers programs that promote jobs and economic growth, and raise overall productivity and incomes. The EDC-VC is a community-based lender and operates three separate loan funds that are available to Ventura County businesses. The EDC-VC Revolving Loan Fund is a county-wide program that provides funding for a wide range of eligible businesses. With loans ranging from $20,000 to more than $200,000, EDC-VC assists local businesses to ensure they thrive in a competitive economy. The EDC-VC Business Loan Fund is also offered by EDC-VC to help defense and defense-related businesses create commercial, civilian and nonmilitary applications for their technology or products. The six core business clusters covered by EDC-VC business loan funds include: Agriculture, Biomedical, Environmental, High technology/communications, Metals/machinery, and Plastics.

1601 Carmen Drive, #215CamarilloCA93010805-384-1800 805-384-1805

Portfolio companies include:N/Ahttp://en.wikipedia.org/wiki/Narcotics_AnonymousInvestment Team:Bruce Stenslie, President & CEOBruce.Stenslie@EDC-VC.comMartin Boateng, Loan OfficerMarvin.Boateng@EDC-VC.comShalene Hayman, ComptrollerShalene.Hayman@EDC-VC.comKelly Noble, Office ManagerKelly.Noble@EDC-VC.comRay Bowman, SBDC Directorrbowman@edcsbdc.orgJason Ham, Program SpecialistJason.ham@edcsbdc.orgemat Capital Managementwww.ematcapital.comSoCalVCLife Sciences & HealthcareEarlyemat Capital Management has a new vision and business model for the next generation of private equity. At the center of emat's philosophy is strategic-Fusion, a focused business methodology that integrates operational clarity, accountability, and financial discipline with a comprehensive approach that not only channels equity but also manages its growth from the ground-floor. StrategicFusion is a stepped process and is also a product, the StrategicFusion Business Plan. emat's principals are currently focused on opportunities in the Nutraceutical and Lifestyle industries. Basement Strategies, Inc. (BST) is emat Capital Management, LLC's (emat) early stage subsidiary. BST is an International Innovation-Ecosystem linking early stage companies with the StrategicFusion Business Model, emCity Focus Initiative, the entrepreneurial supportive environment, strategic management, and growth capital. BST helps actively build entrepreneurs' businesses, provides strategic consulting services to entrepreneurs, provides office and production space for entrepreneurial companies, connects entrepreneurs with other entrepreneurs, and in select circumstances, provides investment capital. This program is accomplished through the BST Innovation Fund, BST Strategic Advisory, BST Innovation Centers & BST Cafes, BST Online World, and BST UnivConnect.

7474 North Figueroa Street, Suite ALos AngelesCA90041323-255-1333323-255-1444

Portfolio companies include:N/Ahttp://www.na.org/Investment Team: Egan Badart, Chairman/CEOMatthew Fairshter, Vice Chairman/Presidentmfairshter@ematcapital.comDonald R. Wood, CFOEric Baker, Executive Vice President, Marketing & SalesAaron Badart, Vice President, Corporate StrategyEndeavour Capitalwww.endeavourcapital.comSoCalPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsEducation & TrainingMiddle MarketFounded in 1991, Endeavour currently manages funds with over $925 million in equity capital, and focuses on companies in the Western United States. The company is currently investing its sixth equity fund ($675 million). Endeavor participates in funding the following types of transactions: Growth Equity Capital to support internal growth or make acquisitions; Industry Consolidation to consolidate a fragmented industry; Management Acquisitions to help managers acquire their company or division from private or corporate sellers; Recapitalizations to purchase shares from current owners seeking liquidity, add equity capital to the balance sheet, or reduce debt; and Ownership Transfers to accomplish the transition from family to professional management by providing liquidity for shareholders and creating ownership opportunities for management. Endeavor targets companies in six primary industries: food and consumer, transportation and logistics, education and training, niche manufacturing, healthcare, and business services. In addition to its equity funds, Endeavour has a mezzanine debt fund (Endeavour SEAM) providing structured equity and mezzanine debt to leading middle market companies in the Western United States. The firm typically invests $25 to $100 million of equity capital in companies with EBITDA of $5.0 to $50.0 million and larger, in the industries of Transportation and Logistics, Food and Consumer, Education and Training, Niche Manufacturing, and Business Services.

601 West Fifth Street, Suite 700Los AngelesCA90071213-891-0115213-347-6399

Portfolio companies include:Columbus Foodshttp://www.columbusfoods.com/Network Global Logisticshttp://www.nglog.com/Diamond Centerhttp://www.dimondcenter.com/SpeeCohttp://www.speeco.com/Alpha Broadcastinghttp://www.alphabroadcasting.com/ATM Equipmenthttp://atmequipment.com/Barrett-Jackson Auction Companyhttp://www.barrett-jackson.com/company/Bristol Farmshttp://www.bristolfarms.com/Columbia Distributing Companyhttp://www.coldist.com/eGlobalhttp://www.eglobal.com/Grant Victorhttp://grantvictor.com/K2 Insurance Servicehttp://k2insgroup.com/Little Red Serviceshttp://www.littleredservices.com/MTI-Andrewshttp://www.mti-interactive.com/National Frozen Foodshttp://www.nffc.com/New Seasons Markethttp://www.newseasonsmarket.com/Nor-Cal Productshttp://www.n-c.com/Northland Transportationhttp://www.northlandservices.com/Providien Medicalhttp://providienmedical.com/Southern Careers Institutehttp://www.scitexas.edu/Tidewater Holdingshttp://tidewater.com/Vigor Industrialhttp://vigorindustrial.com/OptConnecthttp://www.optconnect.com/Investment Team:Stephen E. Babson, Managing Directorseb@endeavourcapital.comRocky Dixon, Managing Directorjwd@endeavourcapital.comD. Mark Dorman, Managing Directordmd@endeavourcapital.comJ. Dietz Fry, Principaljdf@endeavourcapital.comChad N. Heath, Managing Director (Los Angeles)cnh@endeavourcapital.comLeland M. Jones, Managing Director (Los Angeles)lmj@endeavourcapital.comNathan Hunter, Associate (Los Angeles)ndh@endeavourcapital.comMike Larrenaga, Associate (Los Angeles)mal@endeavourcapital.comBradaigh O. F. Wagner, Principalbow@endeavourcapital.comChris Overmyer, Associate (Los Angeles)cdo@endeavourcapital.comDerek Eve, Senior Associate (Los Angeles)dae@endeavourcapital.comYun Ah Lee, Associate (Los Angeles)yl@endeavourcapital.comEndurance Ventureswww.enduranceventures.comSoCalVCPEInformation TechnologyExpansionMiddle MarketEndurance Ventures directly invests, or assembles necessary capital for both private and public companies to execute appropriate growth opportunities. Typical metrics for investments include: greater than $5MM in sales; break even or near break even; market or "near market" has growth or can be consolidated; and a path to shareholder liquidity can be developed within 36 months. Depending on the necessary capital, Endurance or affiliated funds will directly invest, lead an investment round, or work with management to raise outside capital.The firm invests through platforms for consolidation, management buyouts, recapitalizations, or in under-managed companies. Endurance Ventures is the General Partner of: Strome Endeavor Partners, LP (SEP), Strome Endeavor Partners II, LP (SEP II), and EPG Investment, LLC.

100 Wilshire Blvd., Suite 1500Santa MonicaCA90401734-996-4434888-925-9867

Portfolio companies include:EcoDurohttp://ecoduro.com/Aegis Broadbandhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=120223Design2Launchhttp://graphics.kodak.com/US/Product/Enterprise_Marketing/default.htmFullscopehttp://www.fullscope.com/NW&Phttp://www.mynwpsc.com/xwsHome/Investment Team: Ron Reed, Managing Directorronreed@enduranceventures.comHorace Martin, Managing DirectorDavid Thomas, Managing Directordavidthomas@enduranceventures.comThomas Pennell, Managing DirectorEnergy Capital Partnerswww.ecpartners.comSoCalPEEnergy & Clean TechMiddle MarketFounded 2005, Energy Capital Partners is a private equity firm with offices in Short Hills, NJ and San Diego, dedicated to investing in North America's energy infrastructure. Through the firm's $3 billion fund (Energy Capital Partners I), it invests in assets and businesses primarily in the following sectors: Power generation, including renewable energy facilities; Electric transmission; Gas storage, pipelines and other related midstream gas assets; and Fuel handling and logistics infrastructure. Collectively, Energy Capital's team has over 125 years of energy industry experience. Members of the senior management team have played leading roles in over $15 billion of energy asset purchases across 150 separate energy assets.

11943 El Camino Real, Suite 220San DiegoCA92130858-703-4400858-703-4401

Portfolio companies include:First Light Powerhttp://www.firstlightpower.com/Energy Future Holdingshttp://www.energyfutureholdings.com/Cardinal Gas Storage Partnershttp://www.cardinalgs.com/Empire Gen Holdingshttp://www.ameinfo.com/143652.htmlNanosolarhttp://www.nanosolar.com/NextLight Renewable Powerhttp://nextlight.com/CE2 Carbon Capitalhttp://ce2capital.com/ADA Carbon Solutionshttp://www.ada-cs.com/ICE Energyhttp://www.ice-energy.com/SunZia Southwest Transmissionhttp://www.sunzia.net/Summit Midstreamhttp://summitmidstream.com/Powerline Serviceshttp://powerlinesinc.com/21st Century Transmissionhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=117856683EquiPower Resourceshttp://www.eqpwr.com/Odessa Powerhttp://www.odessapower.com/CoaLogix Holdingshttp://www.faqs.org/patents/assignee/coalogix-technology-holdings-inc/Red Oak Powerhttp://www.redoakpower.com/Investment Team:Doug Kimmelman, Senior PartnerAndrew Singer, Partner and GeneraL Counselasinger@ecpartners.comPete Labbat, PartnerTom Lane, Partnertlane@ecpartners.comTyler Reeder, Partnertreeder@ecpartners.comPerry Cole, Managing Directorpcole@ecpartners.comSteve Herman, Managing Directorsherman@ecpartners.comEnterprise Partners Venture Capitalwww.epvc.comSoCalVCInformation TechnologyCommunications & NetworkingStorage & HardwareEnergy & Clean TechLife Sciences & HealthcareSeedEarlyGrowthExpansionFounded in 1985, Enterprise has invested over $1.1 billion in more than 150 companies. Enterprise is currently investing its 6th fund, seeking opportunities in the convergence of information and life sciences, miniaturization, specialized energy technologies, massive and cheap computing, storage and networks. Historically, Enterprise has invested at the seed or early stage in a company's development. Recently, however, the firm has invested in companies at other stages of maturity including the acquisition and redirection of late stage companies. Enterprise most often serves as the lead investor in a deal. Enterprise will occasionally invest as little as $300K in a seed stage venture, but the firm's initial investment more often ranges from $3M to $10M, with additional funds reserved for follow-on financings. Enterprise Partners is currently investing its sixth fund (EPVI) of $353M.

2223 Avenida de la Playa, Suite 300 La JollaCA92037-3218858-731-0300

Portfolio companies include:Anaborexhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=25675083Devicescapehttp://www.devicescape.com/IdenTrusthttp://www.identrust.com/Muzehttp://muzeentertainment.com/vMixhttp://www.vmix.com/Active Networkhttp://www.activenetwork.com/Ascenta Therapeuticshttp://www.ascenta.com/BMShttp://www.bmsmotor.com/Celladonhttp://www.celladon.net/Celulahttp://www.celula-inc.com/Enviancehttp://www.enviance.com/index.aspxNEXXhttp://www.nexx.com/NP Photonicshttp://www.npphotonics.com/Ophthonixhttp://www.izonlens.com/Pivotal Systemshttp://www.pivotalsys.com/Complete Genomicshttp://www.completegenomics.com/Quarticshttp://quartics.com/Scopertahttp://scopertainc.com/Specific Mediahttp://www.specificmedia.com/Investment Team:Carl Eibl, Managing Directorceibl@epvc.comDrew Senyei, Managing Directordsenyei@epvc.comYrsa Nordlicht, Controlleryrsa@epvc.comDebbie Fritzer, Accounting Manager & Investment AnalystEstaleawww.estalea.comSoCalISoftware & InternetSeedEstalea is focused on launching B2B marketplaces and exchanges as well as B2C companies. Estalea is an entrepreneurial company whose mission is to create and operate a network of successful online businesses. Estalea uses a systematic and cost-effective process for building, launching and operating companies based on proven market opportunities. Estalea provides its operating companies with best practices, a highly synergistic sister company network, operational support and strategic guidance. Today, Estalea is focused on creating a network of online companies, with a medium investment risk profile, that enjoy high margins and show significant potential for sustainable, profitable growth.

10 E. Figueroa Street, 2nd Floor Santa BarbaraCA93101805-426-5501 805-899-2697

Portfolio companies include:Leadpointhttp://www.leadpoint.com/Terra Matrix Mediahttp://terramatrixmedia.com/Savings.comhttp://www.savings.com/Impact Radiushttp://www.impactradius.com/Calls Directhttp://callsdirect.com/Investment Team:Per Pettersen, CEORoger Kjensrud, Co-Founder and CTOroger@estalea.comKnut ForkalsrudEvercore Partnerswww.evercore.comSoCalVCPETransportation & DistributionFinancial ServicesRetail & RestaurantReal EstateEarlyEstablished in 1996, Evercore Partners is a boutique investment bank providing advisory services to prominent multinational corporations on significant mergers, acquisitions, divestitures, restructurings and other strategic corporate transactions. Evercore also has a successful investment management business with over $12 billion in capital commitments across private equity funds and affiliates. Evercore Capital Partners (ECP) manages private equity investments in partnership with the founders and executives of privately-owned, middle-market businesses in need of private equity capital to fund a recapitalization, acquisitions and/or organic growth initiatives. Trilantic Capital Partners (see profile) is a leading private equity firm focused on the U.S. and European markets, and has a strategic partnership with Evercore through which the companies collaborate on investment and transaction opportunities. Evercore Mexico Capital Partners seeks private equity investment opportunities in Mexico, and is active in a variety of industry sectors, including housing, healthcare, retail, consumer finance, and transportation.

601 S. Figueroa Street, Suite 4400Los AngelesCA90017213-443-2620 213-443-2630

Portfolio companies include:TestEquityhttp://www.testequity.com/American Mediahttp://www.americanmediainc.com/Fidelity National Information Serviceshttp://fisglobal.com/Michigan Electric Transmission Companyhttp://metcllc.com/Investment Team:Roger C. Altman, Chairman, Co-FounderPedro Aspe, Senior Managing Director and Co-ChairmanAndrew Sibbald, Senior Managing Director, Vice Chairman and CEO of Europe Investment BankingAdam B. Frankel, Senior Managing Director and General CounselRalph Schlosstein, President & CEONeeraj Mital, Senior Managing Director, Private EquityJustin Steil, Managing Director, Private EquityJames Matthews, Senior Advisor, Private EquityRobert Walsh, Senior Managing Director and Chief Financial OfficerEvolution Capitalwww.evolutioncap.comSoCalPELife Sciences & HealthcareBusiness ServicesConsumer ProductsEducation & TrainingSports & EntertainmentMiddle MarketEvolution Capital is a private equity firm investing in companies that have the ability to lead their market segments. Typically, Evolution Capital will invest $5 million to $20 million of equity capital in each of its transactions, targeting profitable businesses with up to $15.0 million in cash flow, gross margins in excess of 30%, and annual revenue and cash flow growth in excess of 10%. Evolution Capital is a generalist investor; however, the following industries are currently of interest: Service Providers to the Post-Secondary Education Industry; Healthcare Services; Pharmaceutical Services; Cosmetic Pharmaceuticals; Consumer Products; Business Process Outsourcing; Contract Packaging; Entertainment Related Products and Services; Targeted Marketing Services; and Disease Management.

2425 Olympic Blvd., #120ESanta MonicaCA90404-4083310-315-8800

Portfolio companies include:Quality Tubinghttp://www.nov.com/Tubular_and_Corrosion_Control/Coiled_Tubing_Products_and_Service.aspxGolf Warehousehttp://www.tgw.com/O Premium Watershttp://www.sparkletts.com/opremiumThe New Release, Inchttp://www.prweb.com/releases/2012/11/prweb10179266.htmNextivityhttp://nextivityinc.com/Skyclixhttp://www.skyclix.com/Project Leadership Associateshttp://www.projectleadership.net/Goldhil Home Media Internationalhttp://www.cerebellumb2b.com/Investment Team:Paul J. Behrman, Managing Partnerpaul@evolutioncap.comExpress Ventureswww.expressventures.comSoCalVCInformation TechnologySoftware & InternetCommunications & NetworkingSeedEarlyExpress Ventures assists San Diego-based "pre-Series A" stage entrepreneurs by providing initial funding and focused attention on company development in preparation for a successful Series A funding from a top tier venture capital fund. Express Ventures anticipates making $500,000 to $1,000,000 investments into 8-9 early stage San Diego ventures. Express has made 7 such investments in its first 14 months of operations. The fund's limited partners consist of 47 of San Diego's elite technology entrepreneurs, business leaders and investors. Preferred industries include Wireless, Internet, Software, SAAS, Semiconductors, Communications, and Networking. Express Ventures current fund is fully invested and they are not considering new opportunities at this time.

12481 High Bluff Drive, Suite 350 San DiegoCA92130

Portfolio companies include:Eyespothttp://www.eyespot.com/MaintenanceNethttp://www.maintenancenet.com/Certonahttp://www.certona.com/E-Band Communicationshttp://www.ebandcom.com/Genalytehttp://www.genalyte.com/Benchmark Revenuehttp://benchmarkrevenue.com/Investment Team:Joe Markee, Managing Director, 619-838-8970joe@expressventures.comMarco Thompson, Managing Director, 619-518-3001marco@expressventures.comFalcon Fundwww.falconfund.comSoCalVCInformation TechnologySoftware & InternetCommunications & NetworkingSeedEarlyFounded 1982, Falcon Fund is a small, private venture capital fund specializing in seed and very-early-stage investments. The Fund invests primarily in young companies in the telecommunications, software and specialty aerospace industries. The firm is willing to invest in ventures without complete management teams, and with very rudimentary business plans. If appropriate, the Fund will provide housing and basic services for new companies in their first months at cost. Falcon prefers to invest in companies located or willing to locate in Southern California. Falcon Fund's principal, Edward F. Tuck, has managed venture capital funds since 1986. He founded or participated in founding several companies including Teledesic Corporation, Magellan Corporation, Applied Digital Access, and Endgate Corporation (now Endwave, NASDAQ: ENWV). Falcon has a relationship with Hallador Partners III, a seed and early-stage fund, in which Hallador may co-invest in situations which fit their criteria.

100 N. Barranca Street, Suite 920 West CovinaCA91791626-966-6235

Portfolio companies include:Constellation Services Internationalhttp://constellationservices.com/IQinvisionhttp://www.iqeye.com/Napo Pharmeceuticalshttp://www.napopharma.com/Touchdown Technologieshttp://www.tdtech.com/TDT/index.htmNanoRackshttp://nanoracks.com/Vivaturehttp://www.vivature.com/Social Fabrichttp://www.socialfabric.com/Investment Team:Edward F. Tuck, Principaled@falconfund.comFARM Capital Services, LLCwww.farmcapitalservices.comSoCalABusiness ServicesSeedFARM Capital Services is an angel investment fund with offices in California and Massachusetts. The company was formed in 1996 by Ken Saxon and Tom Bird, two experienced entrepreneurs who wanted to invest in and support young growth companies. FARM's investment can range up to $1.5 million, plus the group offers active company building participation. The partners focus on niche business service industries. Tom and Ken focus their energies on the growth challenges of portfolio companies, supporting management in the areas of marketing, strategy, sales execution, customer service, corporate finance and executive recruiting.

105 East De La Guerra Street, Suite 8Santa BarbaraCA93101805-884-9223 805-884-0553

Portfolio companies include:POWER Hiringhttp://www.amazon.com/Hire-Your-Head-Using-Hiring/dp/0471223298WetFeethttp://www.wetfeet.com/Investment Team:Ken Saxonksaxon@farmcapitalservices.comTom Birdtbird@farmcapitalservices.comFifth Street Finance Corp.www.fifthstreetfinance.comSoCalPESoftware & InternetLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantEducation & TrainingSports & EntertainmentReal EstateMiddle MarketFifth Street Finance Corp. (NYSE: FSC) is a specialty finance company that lends to and invests in small and mid-sized companies in connection with an investment by private equity sponsors. The firm's investments generally range in size up to $75 million and are principally in the form of first and second lien debt investments, which may include an equity component. Fifth Street seeks to invest in established companies with sound historical financial performance. The firm does not intend to invest in start-up companies or companies with speculative business plans and looks for companies with a target EBITDA of $5 million to $50 million. Target industries include Healthcare, Manufacturing, Business Services, Education, Retail & Consumer, Construction & Engineering, Food & Restaurants, and Media & Advertising.

5023 N. Parkway Calabasas, Suite 14CalabasasCA91302818-876-9665

Portfolio companies include:Filet of Chickenhttp://www.manta.com/c/mmlzmwh/filet-of-chickenFitness Edgehttp://theedgefitnessclubs.com/RTMHhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=45790400Goldcohttp://goldcoinc.com/TBA Globalhttp://www.tbaglobal.com/MedKnowledgehttp://www.medknowledge.de/germany/National Spine & Pain Centershttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=141394076Insight Pharmaceuticalshttp://insightpharma.com/Bojangles Restaurantshttp://www.bojangles.com/CTM Grouphttp://www.ctmgroup.com/Discovery Practice Managementhttp://www.centerfordiscovery.com/Stackpole Internationalhttp://www.stackpole.com/main.htmlCharter Brokeragehttp://charterbrokerage.net/Titan Fitnesshttp://www.titanfitness.com/Gundle/SLT Environmentalhttp://www.gseworld.com/Securus Technologieshttp://www.securustech.net/OLSONhttp://en.wikipedia.org/wiki/Bree_OlsonIkariahttp://www.ikaria.com/PC Helpshttp://www.pchelps.com/Connollyhttp://www.connolly.com/eResearch Technologyhttp://ert.com/Specialized Education Serviceshttp://www.sesi-schools.com/YETI Coolershttp://www.yeticoolers.com/I DRIVE SAFELYhttp://www.idrivesafely.com/PLATO Learninghttp://www.plato.com/Trident Health Serviceshttp://tridentusahealth.com/Investment Team: Leonard M. Tannenbaum, CEOlen@fifthstreetfinance.comBernard D. Berman, Presidentbernie@fifthstreetfinance.comSunny K. Khorana, Partnerskhorana@fifthstreetfinance.comAlexander C. Frank, Chief Financial Officerafrank@fifthstreetfinance.comJuan E. Alva, Partnerjuan@fifthstreetfinance.comIvelin M. Dimitrov, CFA, Partner and Co-CIOivelin@fifthstreetfinance.comCasey J. Zmijeski, Partnercasey@fifthstreetfinance.comGreg M. Browne, Managing Director, Healthcare Leveraged Financegbrowne@fifthstreetfinance.comSteven M. Noreika, Executive Director and Controllersnoreika@fifthstreetfinance.comBrian Finkelstein, Managing Directorbrian@fifthstreetfinance.comJames F. Velgot, Executive Director, Marketing & Brand Managementjvelgot@fifthstreetfinance.comFjord Ventures, LLCwww.fjordventures.comSoCalVCLife Sciences & HealthcareMedical DeviceBusiness ServicesFinancial ServicesConsumer ProductsEarlyFjord Ventures, LLC was founded in mid-2005 and is a firm committed to providing strategic vision and operating experience to emerging life science companies. The focus of Fjord is to partner with entrepreneurs at an early stage and maximize each company's likelihood for success. Fjord Ventures Laguna Hills facility houses a number of Fjord companies which utilize shared services including administration, accounting, IT and legal as well as facilities such as conference rooms. The Fjord facilities include a number of dedicated labs and office space. With these companies, Fjord Ventures finances early proof of concept development and due diligence efforts and provides operating expense support. These companies must successfully progress through this evaluation phase prior to potential investment by the Fund. Fjord also engages in buyouts of assets or companies with promising technologies, but with failed execution or lack of investor support.

26051 Merit Circle, Suite 102Laguna HillsCA92653949-348-1188949-348-1866

Portfolio companies include:Ares Imaginghttp://www.theoi.com/Olympios/Ares.htmlMetronom Healthhttp://www.manta.com/c/mtq3r62/metronom-health-incSonendohttp://sonendo.net/Preludehttp://www.slideshare.net/theheartorg/prelude-13779067Adagio Medicalhttp://www.adagiohealth.org/KATO Pharmaceuticalshttp://www.katoclinical.com/about.phpCrescendo Biohttp://crescendobio.com/Orchesthttp://orchestinc.com/Investment Team:Olav Bergheim, Founder, Managing DirectorRoy Cosan, Managing DirectorHugh Neuharth, Chief Financial OfficerKristen Apgar, Director of Operationskapgar@fjordventures.comTyler Kibbee, AssociateForrest Binkley & Brownwww.fbbvc.comSoCalPEInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareManufacturing & IndustrialMiddle MarketForrest Binkley & Brown (FBB) is an established private equity firm focused on investing in middle market buyouts and providing growth capital. Since its formation in 1993, FBB has invested more than $215 million in 52 portfolio companies. Many of its investments have been funded through the Small Business Investment Company (SBIC) program, with the Sid R. Bass and Lee M. Bass interests of Fort Worth, Texas providing the private capital. FBB is currently investing its fourth fund, Forrest Binkley & Brown Capital Partners, LLC, a non-SBIC private equity fund. FBB typically invests $2 million to $6 million in any single portfolio company, with an average investment of approximately $4 million. FBB seeks to invest primarily in companies located in California, with particular emphasis on the Southern California region.

19800 MacArthur Boulevard, Suite 690 IrvineCA92612949-222-1987 949-222-1988

(Solana Beach Office) 265 Santa Helena, Suite 110 Solana BeachCA92075858-259-4105 858-259-4108 Portfolio companies include:AD PathLabshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4481516Cooking.comhttp://www.cooking.com/UltraLinkhttp://www.ibenefits.com/DispenseSourcehttp://dispensesource.com/Vendavohttp://www.vendavo.com/AirClichttp://www.airclic.com/SpectraSensorshttp://www.spectrasensors.com/Teradiant Networkshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=711303NextCardhttp://en.wikipedia.org/wiki/NextCardAmerican Asphalt & Grading Companyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=6516423CallConnect Communicationshttp://www.answeringservicefinder.com/1765.htmlIPNet Solutionshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30278Stamps.comhttp://stamps.com/Ascendent Telecommunicationshttp://www.answers.com/topic/ascendent-telecommunications-incMaxima Corphttp://www.groupmaximacorpinc.com/Artifact Entertainmenthttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=1258893Vativ Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2105443Tekni-Plexhttp://www.tekni-plex.com/Trikon Technologieshttp://www.trikontech.com/Golden State Vintnershttp://www.answers.com/topic/golden-state-vintners-incHFSC Holdingshttp://www.corporationwiki.com/California/Poway/hfsc-holdings-inc/42101862.aspxPearl Izumihttp://www.pearlizumi.com/Vista Medical Technologieshttp://www.vistamedical.com/American Lighting Supplyhttp://americanlighting.net/OfficeSourcehttp://www.officesourcefurniture.com/Investment Team:Gregory J. Forrest, Partnergreg@fbbvc.comNicholas B. Binkley, Partnernick@fbbvc.comJeffrey J. Brown, Partnerjeff@fbbvc.comAshish Kaul, Principalashish@fbbvc.comJoseph Galligan, Chief Financial Officerjoe@fbbvc.comForward Ventureswww.forwardventures.comSoCalVCILife Sciences & HealthcareMedical DeviceSeedEarlyFounded in 1993, Forward Ventures has invested in over 50 companies and currently has approximately $500 million in capital under management. The most recent fund, Forward V, continues Forward Ventures' program of life sciences (including pharmaceuticals and related opportunities but not software or medical services), and health care (including medical devices). The firm is headquartered in a 40,000 square-foot research building that also serves as an incubator for its portfolio companies. Forward invests in companies of all stages of development in North America and will consider select European opportunities. Forward's typical investment size ranges from $1 to $6 million (initially), and $3 to $15 million over the total lifespan of the investment.

9393 Towne Centre Drive, Suite 200San DiegoCA92121858-677-6077858-452-8799

Portfolio companies include:Avalon Pharmaceuticalshttp://www.avalonpharma.com/Dynavaxhttp://www.dynavax.com/Micromethttp://www.micromet.de/MMR Information Systemshttp://mmrglobal.com/Acorda Therapeuticshttp://www.acorda.com/Cabrellis Pharmaceuticalshttp://www.pharmaceuticalonline.com/article.mvc/Pharmion-Acquires-Cabrellis-Pharmaceuticals-G-0001?VNETCOOKIE=NONovaCardiahttp://www.fiercebiotech.com/story/merck-snares-novacardia-350m-buyout/2007-07-25Proprius Pharmacueticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=29582629Affinium Pharmacueticalshttp://afnm.com/Ambit Bioscienceshttp://www.ambitbio.com/Astereshttp://www.asteres.com/Essentials Therapeuticshttp://www.essentialtherapeutics.com.au/HemaQuest Pharmacueticalshttp://hemaquest.com/Ligocyte Pharmacueticalshttp://www.ligocyte.com/Nereushttp://www.nereuspharm.com/NovoStenthttp://novostent.com/Sequel Pharmacueticalshttp://www.sequelpharma.com/Syndaxhttp://syndax.com/Tioga Pharmaceuticalshttp://tiogapharma.com/Investment Team:Stuart Collinson, Key Voting Membercollinson@forwardventures.comStandish Fleming, Managing Directorfleming@forwardventures.comIvor Royston, Managing Memberroyston@forwardventures.comKristen Bailey, Director of FinanceRobeco Groupwww.robeco-usa.comSoCalFOFEnergy & Clean TechAgriculture & Agricultural ScienceMiddle MarketRobeco Group was started in 1929 and today is one of Europe's leading investment companies, with $212 billion (as of March 2011) under management. It is owned by AAA-rated Rabobank. Robeco recently launched a private equity fund of funds targeting responsible investments. The fund has a target of 250 million euro. The investment portfolio of the Fund will be diversified across 20-30 private equity funds. The Fund will also be diversified by geography, investment stage, industry sector, companies and vintage years. The responsible investment strategy will be centered around engagement, through which private equity funds managers are stimulated to improve the Environmental, Social and Governance performance of their portfolio companies. It is the successor to the 200M Euro 2004 Robeco Sustainable Private Equity fund.

350 South Grand Avenue, Suite 1550 Los AngelesCA90071213-687-1650 213-687-1522

Portfolio companies include:N/AN/AInvestment Team: Mark E. Donovan, Co-Chief Executive OfficerJoseph F. Feeney, Jr., Co-Chief Executive OfficerWilliam G. Butterly, Chief Operating OfficerPaul F. Healey, Director of Sales, Marketing and Client ServiceMatthew J. Davis, Chief Financial OfficerRustic Canyon Partnerswww.rusticcanyon.comSoCalVCSoftware & InternetMedia & Digital MediaEnergy & Clean TechBusiness ServicesEarlyEstablished in September 1999, Rustic Canyon Partners invests in early stage companies positioned for strong growth. With over $800 million under management, Rustic Canyon has invested more than $360 million in approximately 50 companies. To date, Rustic Canyon has invested in a broad array of technology-driven and middle-market companies in the sectors of Internet/Digital Media, and Clean Technology. With a preference for West Coast-based companies, the firm's venture capital investments typically range from $100 thousand to $10 million, but it is possible that Rustic Canyon can invest outside this range in special situations. The firm has offices in Northern and Southern California.

100 Wilshire Blvd., Suite 200Santa MonicaCA90401310-998-8000310-998-8001

Portfolio companies include:Live Gamerhttp://livegamer.com/PerfectMarkethttp://perfectmarket.com/PlayFirsthttp://www.playfirst.com/Savings.comhttp://www.savings.com/Trion Worldshttp://www.trionworlds.com/Untanglehttp://www.untangle.com/RiverOnehttp://riverone.com/Archcomhttp://archcomtech.com/Capella Photonicshttp://www.capellainc.com/Cooking.comhttp://www.cooking.com/DECAhttp://www.deca.org/Dipityhttp://www.dipity.com/Docstochttp://www.docstoc.com/Foodlink Onlinehttp://www.foodlink.net/Fulcrum BioEnergyhttp://www.fulcrum-bioenergy.com/Gaikaihttp://www.gaikai.com/Goodhttp://www.good.is/Hisense Broadbandhttp://www.hisense.com/en/pds/mlmd/stb/Identec Grouphttp://identecgroup.com/de/Intrepidhttp://www.intrepidtravel.com/Leads360http://www.leads360.com/LoopNethttp://www.loopnet.com/MarketFishhttp://www.facebook.com/marketfishMediaSpanhttp://mediaspangroup.com/Meteor Entertainmenthttp://meteor-ent.com/Navigating Cancerhttps://www.navigatingcancer.com/PayDragonhttp://paydragon.com/Investment Team:Tom Unterman, Founding Partnertom@rusticcanyon.comJohn Babcock, Partnerjohn@rusticcanyon.comNate Redmond, Managing Partnernate@rusticcanyon.comNeal Hansch, Partnerneal@rusticcanyon.comEd Fu, Associateedfu@rusticcanyon.comDavid Travers, Partnerdavid@rusticcanyon.comMike Jones, Venture Partnermike@rusticcanyon.comSaban Capital Group, Inc.www.saban.comSoCalVCPECommunications & NetworkingMedia & Digital MediaSports & EntertainmentEarlyGrowthMiddle MarketLateSaban Capital Group, Inc. is a private investment firm specializing in the media, communications and entertainment industries. Based in Los Angeles, SCG was established in 2001 by Haim Saban, founder of Fox Family Worldwide, a global television broadcasting, production, distribution, merchandising and music company that was sold to the Walt Disney Corporation in 2001 in a $5.2 billion transaction. The firm makes both controlling and minority investments in public and private companies throughout the world, including in Germany's biggest television group, Israel's leading broadcasting network and Israel's national phone company. In addition, SCG owns and operates a music company, Saban Music Group. In 2008, the firm formed Saban Ventures, which invests in early-stage to mid-stage start-ups in digital media, mobile, and consumer Internet. SCG's current private equity investments include Univision (the premier Spanish-language media company in the US); Tiger Gate Entertainment (a joint venture with Lionsgate to operate branded pay television channels across Asia); and Taomee (China's leading children's online entertainment company). Saban Brands LLC, an affiliate of SCG, was formed in 2010 to acquire, manage and license entertainment properties and consumer brands across media and consumer platforms globally, and currently holds the rights to Power Rangers and Paul Frank Industries in its portfolio.

10100 Santa Monica Blvd.Los AngelesCA90067310-557-5100

Portfolio companies include:Keshet Broadcastinghttp://en.wikipedia.org/wiki/Mako_(Keshet)Bezeqhttp://en.wikipedia.org/wiki/BezeqProSiebenSat.1 Mediahttp://en.prosiebensat1.com/Univisionhttp://www.univision.com/portal.jhtmlTaomee Holdingshttp://technode.com/2011/05/19/taomee-ipo/Tiger Gatehttp://tigergate.com/Univision Communicationshttp://en.wikipedia.org/wiki/Univision_CommunicationsCelestial Tiger Entertainmenthttp://celestialtiger.com/Media Nusantara Citrahttp://mnc.co.id/MNC Sky Visionhttp://www.indovision.tv/Saban Brandshttp://www.sabanbrands.com/Saban Real Estatehttp://www.saban.com/html/invest/sre.htmlInvestment Team:Haim Saban, Chairman and Chief Executive OfficerAdam Chesnoff, President and Chief Operating Officerachesnoff@saban.comNiveen S. Tadros, General Counsel & Executive Vice Presidentntadros@saban.comJoel Andryc, Managing DirectorFred Gluckman, Senior Vice President and CFOfgluckman@saban.comPhilip Han, Senior Vice President and CIOElie Dekel, President, Saban Brandsedekel@saban.comAdam Weene, Managing DirectorRichard Yen, Director, Private Equityryen@saban.comSumeet Jaisinghani, Director, Private EquityJordan Cohen, Associate, Private EquityJamie Seltzer, AssociateCorinne Chong, AssociateBowen Hsu, Director, Real EstateSail Capital Partnerswww.sailcapital.comSoCalVCEnergy & Clean TechEarlyGrowthExpansionFounded in 2002, Sail Capital Partners is a national venture capital firm with offices in Southern California, Toronto, New Orleans and Washington, D.C. Sail Venture Partners has an investment focus on early-stage and growth-stage companies in the Energy/Cleantech sector. The firm seeks sophisticated business teams with strong IP and business models that are in the market, or ready for market, and will typically invest $500K to $5 million per portfolio company. SAIL Venture is a family of funds designed for early and mid stage venture capital investments. SAIL Capital Partners' family of funds is intended for growth and late stage venture capital activities. SAIL Sustainable is a family of funds focused on sustainable investing in the form of convertible debt capital financing that contains an equity upside potential.

3161 Michelson Drive, Suite 750IrvineCA92612949-398-5100949-398-5101

Portfolio companies include:ORYXE Energy Internationalhttp://oryxe-energy.com/Ice Energyhttp://www.ice-energy.com/CNS Responsehttp://www.cnsresponse.com/SN Techhttp://sntech.com/Enerpulsehttp://www.enerpulse.com/Xtreme Powerhttp://www.xtremepower.com/Dow Kokamhttp://www.dowkokam.com/index.phpFlexEnergyhttp://www.flexenergy.com/Paragon Airheaterhttp://paragonairheater.com/Kokamhttp://en.wikipedia.org/wiki/Garcinia_indicaWaterHealth Internationalhttp://waterhealth.com/M2 Renewableshttp://www.m2renewables.com/Cleantech Grouphttp://www.cleantech.com/CNS Responsehttp://www.cnsresponse.com/Activeionhttp://www.facebook.com/activeionInvestment Team:Hank Habicht, Managing Partnerhhabicht@sailcapital.comChristopher J. Brown, Principalcbrown@sailcapital.comWalter Schindler, Managing Partnerwschindler@sailcapital.comAlan Sellers, Managing Partnerasellers@sailcapital.comMichael J. Hammons, Venture Partnermhammons@sailcapital.comPeter M. Polydor, Vice Presidentppolydor@sailcapital.comAlyssa Lorenz, Associatealorenz@sailcapital.comSAM Venture Partnerswww.biztechlaw.comSoCalVCInformation TechnologySoftware & InternetReal EstateEarlyFounded 2002, Stubbs Alderton & Markiles, LLP is a corporate, securities, and intellectual property boutique law firm. The firm has also developed several venture initiatives aimed at identifying valuable investments and development opportunities in private equity and real estate markets. SAM Venture Partners has been formed to identify and make investments in privately held companies exhibiting, among other characteristics, sophisticated management, superior products or services, and significant growth potential.

15260 Ventura Boulevard, 20th Floor Sherman OaksCA91403818-444-4500818-444-4520

Portfolio companies include:Monogram Systemshttp://www.monogramsystems.com/AdventureLinkhttp://www.adventurelink.com/Evolution Roboticshttp://www.evolution.com/Titan Gaminghttp://gamesandprizes.com/Investment Team:V. Joseph Stubbs, Partnervjstubbs@biztechlaw.comScott Alderton, Partnersalderton@biztechlaw.comMurray Markiles, Partnermmarkiles@biztechlaw.comSanderling Ventureswww.sanderling.comSoCalSilicon ValleyVCLife Sciences & HealthcareMedical DeviceSeedEarlyFounded in 1979, Sanderling has supported over 90 biomedical companies from very early stages through commercial development. Sanderling focuses on new biomedical market opportunities including emerging technology in the following areas: Biotechnology, Therapeutics and pharmaceuticals, Drug delivery, Medical devices and instrumentation, Imaging and diagnostics, Medical Informatics, and Health care services.

4401 Eastgate Mall San DiegoCA92121858-677-0828858-677-0800

Portfolio companies include:Aderishttp://www.aderis-specialties.com/BioSpacehttp://www.biospace.com/Guidanthttp://www.bostonscientific.com/home.bsciFavrillehttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=799229Atherogenicshttp://www.fiercebiotech.com/story/atherogenics-goes-bankrupt/2008-10-07Toraxhttp://toraxmedical.com/Xomahttp://www.xoma.com/Vicalhttp://www.vical.com/Altor Biosciencehttp://www.altorbioscience.com/Artiellehttp://artielle.com/Astereshttp://www.asteres.com/Axikin Pharmaceuticalshttp://www.axikin.com/CalciMedicahttp://www.calcimedica.com/Chimerixhttp://www.chimerix.com/CoMentishttp://www.comentis.com/Cylenehttp://www.cylenepharma.com/DynaTherm Medicalhttp://www.dynathermmedical.com/Harkness Pharmaceuticalshttp://www.harknesspharmaceuticals.com/InfraReDxhttp://www.infraredx.com/LineaGenhttp://lineagen.com/Naviscanhttp://www.naviscan.com/NovoStenthttp://novostent.com/Pulsar Vascularhttp://www.pulsarvascular.com/Sotera Wirelesshttp://www.soterawireless.com/Tenex Greenhouse Ventureshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=1228104TheraVidahttp://theravida.com/Theregenhttp://theregen.com/Tomophasehttp://www.tomophase.com/Investment Team:Robert McNeil, Ph.D., Managing Directorrmcneil@sanderling.comTimothy Mills, Ph.D., Managing Directortmills@sanderling.comFred Middleton, Managing Directorfmiddleton@sanderling.comTimothy Wollaeger, Managing Directortwollaeger@sanderling.comRobert Abrams, Operating PartnerPaulette Taylor, General Counsel & Principalptaylor@sanderling.comThomas Muscarella, CFO & Principaltmuscarella@sanderling.comPeter McWilliams, Ph.D., Managing Directorpmcwilliams@sanderling.comRoger Flugel, Ph.D., Principalrflugel@sanderling.comMarlin Equity Partnerswww.marlinequity.comSoCalPEInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareMedia & Digital MediaLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialBusiness ServicesTransportation & DistributionFinancial ServicesRetail & RestaurantMiddle MarketFounded 2005, Marlin Equity Partners is a private equity firm with over $1 billion of capital under management focused on providing corporate parents, shareholders and other stakeholders with tailored solutions that meet their business and liquidity needs. Marlin primarily invests in businesses that are in the process of undergoing varying degrees of operational, financial or market-driven change where the firm's capital base, industry relationships and extensive network of operational resources will significantly strengthen a company's outlook and enhance value. The firm has successfully acquired and managed businesses with revenues in excess of $3 billion. Marlin targets companies with $20 million to $1 billion in revenue (current profitability not a requirement) in the industries of Business Services; Consumer Products; Distribution & Logistics; Financial Services; Healthcare & Medical Devices; Indus-trial/Manufacturing; Media; Retail; Technology (Software, IT Services, Internet, Computing and Network Hardware); and Telecommunications.

338 Pier Ave.Hermosa BeachCA90254310-364-0100310-364-0110

Portfolio companies include:Hanover Accessorieshttp://www.hanoveraccessories.com/Roncohttp://www.ronco.com/Aldon Computerhttp://www.aldon.com/Capariohttp://www.capario.com/Agilysyshttp://www.agilysys.com/OnX Enterprise Solutionshttp://www.onx.com/Xcitechttp://www.xcitec.de/index_en.htmlRiverminehttp://www.rivermine.com/Phoenix Technologieshttp://phoenix.com/Renzulli Learninghttp://www.renzullilearning.com/default.aspxConduit Internet Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=109321956Informance Internationalhttp://informance.com/Kaidarahttp://www.kaidara.com/CompassLearninghttp://www.compasslearningodyssey.com/Investment Team:David McGovern, Managing Partnerdmcgovern@marlinequity.comNick Kaiser, Partnernkaiser@marlinequity.comGeorge Kase, Partnergkase@marlinequity.comPeter Spasov, Partnerpspasov@marlinequity.comSteve Johnson, Principalsjohnson@marlinequity.comJerry Katz, Chief Operating Officer and General Counseljkatz@marlinequity.comEve Chan, Vice President of Finance and Accountingechan@marlinequity.comMarwit Capitalwww.marwit.comSoCalPEEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesRetail & RestaurantSports & EntertainmentMiddle MarketFounded in 1962, Marwit Capital is one of the oldest and most experienced private investment firms in the United States. The firm invests in companies based in the western U.S. with revenues typically between $20 million-$200 million, EBITDA in the range of $4-20 million, and enterprise values generally up to $100 million, although the firm will consider larger transactions. Typical investments are between $10 and $40 million. Marwit targets companies in infrastructure, healthcare services, healthy living products and services, industrial products/services, business services, renewable resources and retail/entertainment. Marwit owns 11 businesses with a combined total of approximately $600 million in revenue, employing 2,000 people and operating in 17 states and 3 countries. The firm currently has $200 million in equity capital under management for its limited partners and is investing out of MCP II, Marwit's second institutional investment fund.

100 Bayview Circle, Suite 550Newport BeachCA92660949-861-3636949-861-3637

Portfolio companies include:Storyteller Theatreshttp://storytellertheatres.com/Best Vinylhttp://www.bestvinyl.com/Driftwood Dairyhttp://driftwooddairy.com/Traffic Control & Safetyhttp://www.trafficcontrolandsafety.com/Solis Womens Healthhttp://www.solishealth.com/ourlocations.htmlWestern Emulsionshttp://www.westernemulsions.com/ARC Machineshttp://www.arcmachines.com/Promax Nutritionhttp://www.promaxnutrition.com/Granite Seedhttp://www.graniteseed.com/Fire Grillhttp://www.stonefiregrill.com/Solis Women's Healthhttp://www.solishealth.com/location_arlington.htmlInvestment Team:Chris Britt, Managing Partnerbritt@marwit.comMatthew Witte, Managing Partnermwitte@marwit.comDavid Browne, Partnerdbrowne@marwit.comMatt Sotelo, Associatemsotelo@marwit.comRob Wendell, Principal and Vice President of Originationrwendell@marwit.comCarol Farrell, VP of Human Resources and Administrationcfarrell@marwit.comLaurie Seymour, Controllerlseymour@marwit.comMedFocus Fund, LLChttp://fund-mgmt.comSoCalVCLife Sciences & HealthcareMedical DeviceEarlyThe MedFocus Fund is a family of private equity funds which concentrate in early-stage investments in new medical device technologies. The firm typically invests in Southern California with a focus on Orange County. MedFocus was founded by Michael R. Henson and is based in Irvine, California. In 2000, Mr. Henson, in combination with the Japan Asia Investment Company, Ltd. (JAIC), founded the MedFocus Fund, LLC., a fund dedicated to accelerating the development of new, breakthrough medical technologies. In 2004, Mr. Henson founded the MedFocus Fund II, LLC, and the HBM-MedFocus, LLC in conjunction with HBM BioVentures, one of the largest life science venture capital firms in Europe. In 2006, Mr. Henson founded the MedFocus Accelerator Fund, LLC. The MedFocus Family of Funds now has a portfolio of twenty-one medical technology companies. Mr. Henson has a broad medical technology industry background, having founded and served as CEO and Chairman/Board Member for 16 emerging healthcare firms, six of which were privately held firms and have been acquired by multinational companies, six have advanced to become public-companies, and several remain closely-held private firms.

13844 Alton Pkwy., #131IrvineCA92618-1621949-581-7250949-581-4761

Portfolio companies include:Vertelinkhttp://investing.businessweek.com/businessweek/research/stocks/snapshot/snapshot.asp?capId=7713843Spineworks Medicalhttp://spineworksusa.com/Investment Team: Michael R. Henson, FounderToyoji TatsuokaMesa Verde Venture Partnerswww.mesaverdevp.comSoCalVCLife Sciences & HealthcareMedical DeviceEarlyMesa Verde Venture Partners is a life sciences venture capital fund founded in San Diego in 2006. Mesa Verde Venture Partners' charter is to invest in a diversified portfolio of early-stage biotechnology and medical technology companies in the Southwest. Areas of focus include drug discovery/ tools, medical devices and diagnostics, and healthcare information technology. Mesa Verde Venture Partners is the successor fund to IngleWood Ventures of San Diego. Sanderling is the lead investor behind Mesa Verde Venture Partners. The firm's preferred investment size is $250,000 to $1 million initially and up to $1.5 million per company over time.

4401 Eastgate MallSan DiegoCA92121858-245-5045

Portfolio companies include:Satiogenhttp://satiogen.com/LineaGenhttp://lineagen.com/Traversa Therapeuticshttp://www.traversathera.com/Elevation Pharmaceuticalshttp://elevationpharma.com/Medipacshttp://medipacs.com/Biomatricahttp://biomatrica.com/Exagen Diagnosticshttp://exagen.com/Cardionethttp://www.cardionet.com/Cylene Pharmaceuticalshttp://www.cylenepharma.com/Conforma Therapeuticshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=697606Cabrellis Pharmaceuticalshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=27331676Digiradhttp://www.digirad.com/Investment Team:Daniel C. Wood, CFA, General Partnerdanwood@ix.netcom.comCarey Ng, Ph.D., MBA, PrincipalMH Capital Partners, LLCwww.mh-capital.comSoCalPEConsumer ProductsMiddle MarketBased in Los Angeles, MH Capital Partners, LLC is a private equity firm that invests in middle market companies with demonstrated track records of growth and profitability. MH Capital also provides capital formation, investment banking, and management consulting services to small and middle-market companies and their stockholders. The firm matches businesses with historical cash flows of between $3 million and $150 million with investors. MH Capital looks to make a $3 million to $5 million equity investment in each company.

1908 Rosita AvenueBurbankCA91504310-859-3847

Portfolio companies include:All-In-One Productshttp://home.howstuffworks.com/appliances/all-in-one-productsInvestment Team:Maria Hak, Founder, Partnermhak@mh-capital.comMilestone Merchant Partnerswww.milestonecap.comSoCalPEMBFinancial ServicesEarlyGrowthExpansionMiddle MarketFounded February 2001, Milestone Advisors is the financial advisory division of Milestone Merchant Partners, a FINRA licensed broker/dealer, and is headquartered in Washington, DC, with additional offices in Miami, FL, New York, NY and Southern California. Milestone's core focus is providing investment banking services to institutions and companies within the financial services sector. Milestone also participates in merchant banking activities participating in early stage financing, growth capital, and acquisition financing. The firm also operates Milestone Capital, an $88 million private equity fund focused on control buyouts of underperforming corporate orphans with revenues of $25-150 million.

4675 MacArthur Court, Suite 1595 Newport BeachCA92660949-335-1010 949-335-1011

Portfolio companies:Kane Reid Securities Grouphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28465081Florida Tile Industrieshttp://www.floridatile.com/Investment Team:C. Matthew Allen, Managing Director, 949-335-1007mallen@milestonecap.comJohn J. Nelligan, Managing Director, 949-335-1005jnelligan@milestonecap.comMiramar Venture Partnerswww.miramarvp.comSoCalVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorSeedEarlyGrowthExpansionLaunched in 2001, Miramar Venture Partners is currently seeking new investments in early stage and expansion round (where a company has satisfactorily demonstrated the viability of its business model or the commercialization of its technology) technology companies with high growth potential in the fields of: Storage Systems, Networking & Connectivity, Semiconductor and MEMS, SaaS & the Internet. The firm focuses primarily on information technology companies in Southern California from Santa Barbara to San Diego. Miramar's typical investment ranges from $1 million to $3 million per round. On occasion, the firm will invest less than that to seed companies that fit its investment criteria, and are led by founders with whom Miramar has had prior successful experience. The firm is actively investing out of Miramar II, raised in 2008.

2101 E. Coast Highway, Third FloorCorona del MarCA92625949-760-4450949-760-4451

Portfolio companies include:Aktinohttp://www.positronaccess.com/Arradiancehttp://arradiance.com/Azurohttp://www.azuro.com/SolarFlare Communicationshttp://www.solarflare.com/AccelOpshttp://www.accelops.com/Brand Affinity Technologieshttp://www.brandaffinity.net/Factualhttp://www.factual.com/FastSofthttp://www.fastsoft.com/Genomerahttp://genomera.com/HyperQualityhttp://hyperquality.com/Independahttp://independa.com/Innovative Micro Technologyhttp://imtmems.com/Matrix Sensorshttp://matrixsensorsinc.com/OptionEasehttp://www.optionease.com/Jeda Networkshttp://jedanetworks.com/IMThttp://www.imt.com/Predixion Softwarehttp://www.predixionsoftware.com/predixion/Scopelyhttp://www.scopely.com/WellTokhttp://www.welltok.com/index.htmlInvestment Team:Rick Fink, Co-Founder, Managing Director, 858-947-2810rfink@miramarvp.comBruce Hallett, Co-Founder, Managing Director, 949-760-4455bhallett@miramarvp.comBob Holmen, Co-Founder, Managing Director, 949-760-4456rholmen@miramarvp.comHeiner Sussner, Managing Director, 949-760-4457hsussner@miramarvp.comArmond Hairapetian, Entrepreneur in Residence, 949-760-4458armond@miramarvp.comMission Ventureswww.missionventures.comSoCalVCInformation TechnologySoftware & InternetCommunications & NetworkingEarlyMission Ventures currently manages over $500 million which is invested in three funds. All three funds are similar in terms of investment strategy and are focused on early-stage investment opportunities in Information Technology companies including communications, enterprise applications, infrastructure and technology-driven services, and currently does not consider healthcare. The initial investments typically range from $2,000,000 to $10,000,000 with the possibility to provide additional funds for follow-on financings. Mission Ventures currently seeks new investment opportunities for its 3rd fund, MV III, a $210 million venture capital fund formed in September, 2004. Mission focuses on Southern California companies.

3750 Carmel Mountain Road, Suite 200San DiegoCA92130858-350-2100858-350-2101

Portfolio companies include:CalAmphttp://www.calamp.com/MaxLinearhttp://maxlinear.com/3E Companyhttp://3ecompany.com/Zyray Wirelesshttp://www.missionventures.com/portfolio/companies/zyray_wireless.htmlSitematichttp://web.userinstinct.com/4996123-sitematic-corporation.htmEnevatehttp://www.enevate.com/Entropic Communicationshttp://www.entropic.com/MaxLinearhttp://maxlinear.com/Networks in Motionhttp://www.telecomsys.com/products/navigation-telematics/default.aspxTelASIC Communicationshttp://www.hoovers.com/company/Telasic_Communications_Inc/rfhjhki-1.htmlTransChiphttp://www.samsung.com/global/business/semiconductor/products/imagingsolutions/Products_ImagingSolutions.htmlVerimatrixhttp://www.verimatrix.com/Widcommhttp://www.broadcom.com/ID Analyticshttp://www.idanalytics.com/Mochilahttp://www.mochila.com/Active Storagehttp://activestorage.com/Alpine Data Labshttp://www.alpinedatalabs.com/Digital Islandhttp://digitisle.com/Greenplumhttp://www.greenplum.com/Nirvanixhttp://www.nirvanix.com/Ortiva Wirelesshttp://www.allot.com/AccentCarehttp://www.accentcare.com/Access 360 Mediahttp://venturebeat.com/2011/01/04/access-360-media-outdoor-advertising/RockeTalkhttp://www.rocketalk.com/SodaHeadhttp://www.sodahead.com/Transaction Wirelesshttp://www.transactionwireless.com/VMIXhttp://www.vmix.com/Zui.comhttp://zui.com/Investment Team:Ted Alexander, Founding Associate, Managing Partnerted@missionventures.comRobert Kibble, Founding Managing Partnerrobert@missionventures.comDavid Ryan, Founding Managing Partnerdave@missionventures.comLeo Spiegel, Managing Partnerleo@missionventures.comCaroline Barberio, Director of Financecaroline@missionventures.comMK Capitalwww.mkcapital.comSoCalVCInformation TechnologySoftware & InternetMedia & Digital MediaBusiness ServicesEducation & TrainingEarlyGrowthMK Capital is a $150 million venture capital fund investing in emerging companies that fall into four categories: application software, digital media, data center automation, and education technology. MK Capital will typically provide a company with its first round of institutional capital, but also works with more mature businesses seeking growth capital. Since MK Capital has a national investing focus, the firm embraces opportunities in other geographies. Historically, MK's deals have been located one-third in the East, one-third in the Midwest, and one-third in the West. The firm has offices in Illinois, California and Michigan.

1524F Cloverfield Blvd.Santa MonicaCA90404310-586-7400

Portfolio companies include:CellTrakhttp://celltrak.com/Apex Learninghttp://apexlearning.com/Kontikihttp://www.kontiki.com/NBXhttp://www.nbx.com/EnhanceScapehttp://www.enhancescape.com/Geodelichttp://www.geodelic.com/index.phpMachinimahttp://www.machinima.com/Smoothstonehttp://www.smoothstone.com/Bidpalhttp://bidpalnetwork.com/Bladelogichttp://en.wikipedia.org/wiki/BladeLogicGeneratehttp://www.generatela.com/HealthiNationhttp://www.healthination.com/Junction Solutionshttp://www.junctionsolutions.com/Kontikihttp://www.kontiki.com/Movieclipshttp://movieclips.com/Multicast Mediahttp://www.multicastmedia.com/Netuitivehttp://www.netuitive.com/Outdorr Hubhttp://www.outdoorhub.com/PECO Pallethttp://pecopallet.com/Playcasthttp://www.playcast-media.com/Poptenthttp://www.poptent.net/ReachForcehttp://reachforce.com/TopSchoolhttp://www.topschoolinc.com/AwesomenessTVhttp://www.youtube.com/user/AwesomenessTVDatapophttp://www.datapop.com/eSparkhttp://esparklearning.com/Geodelichttp://www.crunchbase.com/company/geodelic-systemsLLamasofthttp://www.llamasoft.com/Investment Team:Bret Maxwell, Managing General Partnerbmaxwell@mkcapital.comMark Koulogeorge, Managing General Partnermark@mkcapital.comKaren Buckner, Partner and Chief Operating Officerkbuckner@mkcapital.comMark Terbeek, Partnermterbeek@mkcapital.comKirk Wolfe, Partnerkwolfe@mkcapital.comYair Landau, PartnerJosh Beebe, Directorjbeebe@mkcapital.comMoelis & Companywww.moelis.comSoCalMBFinancial ServicesMiddle MarketFounded in July 2007, Moelis & Company is an investment bank that provides financial advisory services and capital raising solutions to clients in connection with mergers and acquisitions, restructurings and other strategic matters. The firm also manages investment funds that integrate capital with its advisory expertise. The firm's merchant banking division, Moelis Capital Partners, employs a broad investment strategy and makes opportunistic investments across industries, asset classes and geographies. The Partners manage over $700 million of committed private equity capital and a $1.2 billion private equity co-investment program, targeting investments between $25 and $75 million in leading middle market companies. MCP's investment professionals possess decades of private equity experience and collectively have invested in 150 companies while serving on 50 boards.

1999 Avenue of the Stars, Suite 1900Los AngelesCA90067310-443-2300310-443-8700

Portfolio companies include:MidCap Fianancialhttp://midcapfinancial.com/RecoverCarehttp://www.recovercare.com/Wyle Laboratorieshttp://www.wyle.com/CyberCorehttp://cybercoretech.com/Flightstarhttp://www.flightstar.com/Hawthorne Globalhttp://www.hawthorneglobal.com/Investment Team:Kurt B. Larsen, Managing Partner of Private Equitykurt.larsen@moeliscapital.comStephan Oppenheimer, Partnerstephan.oppenheimer@moeliscapital.comJames Johnston, Principaljames.johnston@moeliscapital.comJoel Killion, Principaljoel.killion@moeliscapital.comAndrew Goldfarb, Vice President and Controllerandrew.goldfarb@moeliscapital.comTed Yun, Managing Partnerted.yun@moeliscapital.comGreg Share, Partnergreg.share@moeliscapital.comAndy Kieffer, Principal (Los Angeles)andy.kieffer@moeliscapital.comLex Leeming, Principallex.leeming@moeliscapital.comMomentum Venture Managementwww.mvmpartners.comSoCalVCInformation TechnologyEarlyMomentum Venture Management helps early-stage companies achieve early business results and develop credibility in order to attract funding and transform their ideas, technologies and products into sustainable, successful businesses. In October 2006, the firm launched the Momentum Bridge & Opportunity Fund, which provides infusions of capital to early-stage companies with whom Momentum is actively engaged. The fund was created solely to meet the specific needs of Momentum's portfolio companies, helping the portfolio firms accelerate their businesses by adding necessary resources, including hiring senior management and making immediate infrastructure improvements. Momentum Venture Management transitioned into a harvest mode in November 2010 and will no longer be engaging with new portfolio companies. They remain involved in Momentum's current and past portfolio companies.

803 S. Oakland AvenuePasadenaCA91106626-737-9739

Portfolio companies include:TherMarkhttp://thermark.com/BlueLavahttp://www.bluelavatech.com/Academy123http://www.nutshellmath.com/Sendiohttp://www.sendio.com/nQueuehttp://www.nqueue.com/Graphighthttp://www.graphight.com/DataPophttp://www.datapop.com/iChangehttp://www.ichange.com/PhoenixEThttp://phoenixet.com/Cyber-Rainhttp://www.cyber-rain.com/Digital Performancehttp://digitalperformance.com/ISAccountablehttp://isaccountable.com/Sendiohttp://www.sendio.com/Investment Team:Matt Ridenour, Investment Committeematt@mvmpartners.comAndy Wilson, Managing Director/Founderandy@mvmpartners.comStuart MacFarlane, Investment CommitteeJonathan Niednagel, Venture PartnerKatie Cameron, Administrative Managerkatie@mvmpartners.comMoore Venture Partnershttp://moorevp.comSoCalVCInformation TechnologyLife Sciences & HealthcareEarlyGrowthExpansionMoore Venture Partners (MVP) is a traditional venture capital fund investing in early, growth, and expansion-stage technology and life science companies. Moore focuses on the underserved San Diego and Southern California region.

c/o The VC RoundtableP.O. Box 232731LeucadiaCA92023760-809-4791760-942-8168

Portfolio companies include:Astute Medicalhttp://astutemedical.com/Daylight Solutionshttp://www.daylightsolutions.com/E-Band Communicationshttp://www.ebandcom.com/Incuityhttp://www.incuity.com/aboutus.shtmMediCapturehttp://www.medicapture.com/mobiTVhttp://www.mobitv.com/Investment Team:Terry Moore, Founder and Managing Partnerterry@moorevp.comMSD Capital, LPwww.msdcapital.comSoCalFIBusiness ServicesFinancial ServicesReal EstateMiddle MarketMSD Capital, LP was formed in 1998 to exclusively manage the capital of Michael Dell and his family. MSD is an investment firm primarily focused on the following investment activities: investing in publicly-traded securities; engaging in traditional private equity activities; investing in real estate; and selectively forming partnerships with established third-party managers in the private and public markets. MSD Capital has been organized to engage in a broad range of investment activities and its primary objective is to build an investment portfolio focused on long-term capital appreciation. The firm may invest in both U.S. and foreign securities. In addition to investing in securities directly, MSD's Partnership Investments group invests in a select number of investment partnerships across a variety of investment disciplines and asset classes, including hedge funds employing specific public equity and fixed income strategies, private equity funds, and real estate. The firm's Private Equity Group typically invests $100 million to $250 million in equity per transaction, but will consider larger or smaller opportunities depending on the particular investment profile. MSD Capital's team of approximately 80 people operates from the firm's offices in New York, Santa Monica and London.

100 Wilshire Boulevard, Suite 1700Santa MonicaCA90401310-458-3600310-458-3619

Portfolio companies include:DentalCare Partnershttp://www.dentalonepartners.com/OneWest Bankhttp://en.wikipedia.org/wiki/OneWest_BankTimberStar Southwesthttp://timberstar.com/ValleyCrest Companieshttp://valleycrest.com/vc/Investment Team:Glenn R. Fuhrman, Co-Managing Partnerglenn@msdcapital.comJohn C. Phelan, Co-Managing Partnerjohn@msdcapital.comHoward M. Berk, Partnerhberk@msdcapital.comAndrew C. Hee, Partnerahee@msdcapital.comMarc R. Lisker, Partnermarc@msdcapital.comRobert M. Platek, Partnerrplatek@msdcapital.comEric J. Rosen, Partnererosen@msdcapital.comBarry A. Sholem, Partnerbsholem@msdcapital.comDaniel Shuchman, PartnerJonathan Esfandi, Partner & President (Europe)Brian L. Frank, PartnerMSPAlliance Angels Networkhttp://www.mspalliance.com/mspalliance-angels-network/SoCalAInformation TechnologySeedThe mission of MSPAlliance Angels Network is to provide a forum in which its members can exchange information about investment opportunities in early-stage Managed Service Providers, and to provide administrative support as its members help such companies to grow to market leadership. The group provides early-stage capital in the range of $25,000 - $10,000,000, an investment range not generally served by venture capital funds. The MSPAlliance is the oldest Professional Association, Accrediting and Standards Based Body for the Managed Services Industry. MSPA Angels Network is not a fund, adviser, or broker and does not invest as a group. The Network is a collection of driven investors acting individually, and members collaborate on due diligence, deal research, and deal evaluation. The group's funding process involves a thorough screening process where approximately three companies per month are selected to present to members for funding consideration.

1354 East Avenue, #R376ChicoCA95926530-891-1340 530-267-9171

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Charles Weaver, Presidentcharles@mspalliance.comCelia Weaver, Vice Presidentcelia@mspalliance.comNALA Investmentshttp://nalainvestments.comSoCalFISports & EntertainmentSeedEarlyGrowthNALA Investments was founded by Emilio Diez Barroso as a holding company to identify and manage investments for the Diez Barroso Azcarraga family. The Azcarraga family founded Televisa (NYSE: TV) and Univision, the two largest Spanish language media companies in the world. In addition to its media and entertainment business ventures in Latin America, NALA also has investments in the U.S., including Summit Entertainment, the studio behind the highly successful film series THE TWILIGHT SAGA. NALA Investments is also the parent company of NALA Films, an LA-based financing and production company that focuses on developing and producing commercial stories that empower and uplift audiences. The firm is stage agnostic, investing in seed to growth including follow on capital. NALA prefers to invest in consumer products, real estate, information technology, communications, infrastructure, transportation, energy, media, and entertainment sectors. It typically invests in North and Latin America. The firm seeks to invest between $2 million and $200 million. The firm has an additional office in Mexico City.

2016 Broadway PlaceSanta MonicaCA90404310-264-2555

Portfolio companies include:Summit Entertainmenthttp://www.summit-ent.com/Investment Team:Emilio Diez Barroso, FounderEdiez@nalainvestments.comNavitas Capitalwww.navitascap.comSoCalVCEnergy & Clean TechEarlyFounded in 2008, Navitas Capital is a sector-based venture capital firm within the cleantech sector. Navitas Capital's investment focus is unique among VCs -- dedicated to working with entrepreneurs who are developing innovative building materials and technologies for a sustainable built environment. The phrase "built environment" refers to the entire inventory of man-made buildings and the infrastructure which supports and connects them ($1.3 trillion market) -- including: offices, homes, schools, hospitals, hotels, public buildings, airports, streets, sidewalks, parks, parking structures, expressways, bridges, railroads and waterways. Navitas Capital is looking for businesses: with significant process or technology innovation; "breakthrough" products with a cost point comparable to or more favorable than an existing product and/or solution on a first cost basis; companies positioned to see significant growth, both domestically and internationally; products that are organic to the construction channel and customer behavior, thus accelerating adoption. Navitas Capital is looking for businesses with significant relative "value" in the LEED Building Rating System today, or in the future.

11990 San Vicente Blvd., Suite 350Los AngelesCA90049310-490-5626

Portfolio companies include:Lunera Lightinghttp://lunera.com/Serious Materialshttp://www.seriousenergy.com/Integrity Blockhttp://home.howstuffworks.com/home-improvement/construction/green/integrity-block.htmPowermathttp://www.powermat.com/Arxxhttp://www.arxx.com/Enmetric Systemshttp://www.enmetric.com/Gridiumhttp://www.gridium.com/Hara Softwarehttp://www.hara.com/PlanGridhttp://www.plangrid.com/SNTechhttp://sntech.com/Sustainability Roundtablehttp://www.sustainround.com/Viewhttp://theview.abc.go.com/Investment Team:Jim Pettit, 510-388-5770, Co-Founder and Managing Partnerjim@navitascap.comTravis Putnam, 310-490-5626, Co-Founder and Managing Partnertravis@navitascap.comNet Effect Technologies, Inc.www.neteffecttech.comSoCalVCInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyGrowthExpansionNet Effect Technologies actively partners with entrepreneurs to turn good ideas into good business opportunities. Net Effect provides financing and operational assistance to its partner ventures, making private equity investments at various stages of venture development. The Fishman family, which operates Net Effect, also operates the Fishman Family Foundation, a private not-for-profit organization, founded in 1997 as a long-term philanthropic program.

730 E. Cypress Ave.MonroviaCA91016626-930-0101626-930-0102

Portfolio companies include:ChemIndustry.comhttp://www.chemindustry.com/Unisphere Mediahttp://dbta.com/Kidstationhttp://www.kidstationonline.com/AGE Logisticshttp://agelogistics.com/Investment Team:Daniel Fishman, Founderdaniel@fishman.orgYudie Fishman, Principal Partneryudie@fishman.orgErica Fishman, Principal Partnererica@fishman.orgKirk Brattkus, Principal Partnerbrattkus@fishman.orgNewstone Capital Partnerswww.newstonecapital.comSoCalVCPEManufacturing & IndustrialConsumer ProductsExpansionMiddle MarketNewstone Capital Partners invests in mezzanine securities of larger middle-market companies involved in leveraged buyouts, recapitalizations and later-stage growth financings. Newstone pursues companies with exceptional management teams backed by leading private equity sponsors. The firm invests in a wide range of companies in the manufacturing, consumer product and service industries, targeting companies with a historical record of strong earnings and revenue growth, sustainable margins, proprietary products and leading market share. Newstone typically invests $20 million to $100 million in companies with revenues of $100 million to $1 billion, and EBITDA in excess of $20 million. The firm has the capacity to commit up to $100 million in a single transaction. The firm has an additional office in Texas.

11111 Santa Monica Blvd., Suite 1110 Los AngelesCA90025310-689-1710 310-689-1722

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Timothy P. Costello, Co-Founder and Managing Directortpc@newstonecapital.comJohn C. Rocchio, Co-Founder and Managing Directorjcr@newstonecapital.comRobert B. Brougham, Managing Directorrbb@newstonecapital.comJeff J. Morales, Managing Directorjjm@newstonecapital.comJordan B. Sebold, Vice Presidentjbs@newstonecapital.comChristopher M. Greco, Vice President, Finance and ComplianceGrant W. Johnson, Managing DirectorMichael S. Tait, Vice Presidentmst@newstonecapital.comNexos Capital Partnerswww.nexoscapital.comSoCalPECommunications & NetworkingMedia & Digital MediaLife Sciences & HealthcareFinancial ServicesConsumer ProductsReal EstateMiddle MarketNexos Capital Partners, LLC (Nexos) is a Hispanic-controlled private equity firm focused exclusively on investments in smaller U.S. companies which are owned by Hispanics and/or which serve the needs of the diverse Hispanic community. Operating from its headquarters in New York and an office in Los Angeles, Nexos evaluates investments in all parts of the United States and in Puerto Rico. The firm seeks investment opportunities in the sectors that include consumer/retail, financial, telecommunications/media, housing-related, healthcare and businesses in procurement-related industries. Nexos generally targets companies with enterprise values in the range of $25-$75 million, with corporate revenues typically ranging from $15-$100 million. Nexos typically makes equity investments of $10 to $30 million per portfolio company. Nexos employs two general strategies for investment: Cornerstone (roll-ups) and Growth Capital.

30211 Avenida de las Banderas, Suite 200Rancho Santa MargaritaCA92688949-766-6733949-766-6734

Portfolio companies include:Medical Laboratory Networkhttp://spectrumlab.org/Eki Discounthttp://www.alacrastore.com/mergers-acquisitions/Eki_Discount-3405946Quimica Estrellahttp://www.poulvet.com/bulk_drugs/company_profile.php?addrid=1660National Security Servicehttp://guardstogo.com/index.htmlSouthern California Food Serviceshttp://www.agarsupply.com/foodservice/southerncalifornia.htmInvestment Team: Eduardo Bohorquez, Principalebohorquez@nexoscapital.comJusto Frias, PrincipalJohn McIntire y Salazar, Principaljmcintire@nexoscapital.comJoseph J. Vadapalas, PrincipalYi Tsai, Executive DirectorAndres Castillo, Associateacastillo@nexoscapital.comJonelle Massop, AnalystNGEN Partnerswww.ngenpartners.comSoCalVCEnergy & Clean TechEarlyGrowthExpansionFounded in 2001, NGEN Partners, LLC is a venture investing firm that invests in Cleantech and other technologies enabled by Materials Science. NGEN invests in emerging businesses that have differentiated and protected technology, validated large markets, and customer visibility. Fields of interest include: Energy and efficiency technologies; Green buildings; Pollution abatement; and Water purification and monitoring. The firm usually invests in post-prototype, early and mid-stage rounds. NGEN seeks to diversify its investments across sector and stage, typically investing $5-10M in companies with post-prototype products or services, proven customer value propositions, and large addressable markets. The firm has $500 million under management and has offices in Silicon Valley, Southern California, and New York.

1114 State Street, Suite 247Santa BarbaraCA93101805-564-3156805-564-1669

Portfolio companies include:Konarkahttp://www.konarka.com/SolFocushttp://www.solfocus.com/en/index.phpSolariahttp://www.solaria.com/Tioga Energyhttp://www.tiogaenergy.com/Venture Vehicleshttp://flytheroad.com/BrightFarmshttp://www.brightfarms.com/Flipswaphttp://flipswap.com/REGEN Energyhttp://www.regenenergy.com/Renewable Fundinghttp://www.renewfund.com/Adura Technologieshttp://www.aduratech.com/Alterra Powerhttp://www.alterrapower.ca/DIRTT Environmentalhttp://dirtt.net/eIQ Energyhttp://eiqenergy.com/evandtechttp://evandtec.com/Fallbrook Technologieshttp://www.fallbrooktech.com/Artifical Musclehttp://artificialmuscle.com/Catalytic Solutionshttp://www.catalyticsolutions.com/ENXSuitehttp://www.infor.com/product_summary/eam/Infor_eam_asset/eRecycling Corpshttp://www.erecyclingcorps.com/Greengatehttp://www.cooperindustries.com/content/public/en/lighting/controls/brands/greengate.htmlHycretehttp://www.hycrete.com/MokaFivehttp://www.mokafive.com/Nanospherehttp://www.nanosphere.us/Native Foods Cafehttp://www.nativefoods.com/nlyte Softwarehttp://www.nlyte.com/Powerspanhttp://powerspan.com/Raynehttp://www.raynelongboards.com/Renaissance Lightinghttp://www.renaissancelighting.com/Sensicorehttp://www.sensicore.com/Zeviahttp://www.zevia.com/Textronicshttp://www.textronicsinc.com/Investment Team:Peter Grubstein, Founder and Managing Directorgrubstein@ngenpartners.comSteven Parry, Managing Directorparry@ngenpartners.comZubin Canteenwalla, Senior AssociateRosemary Ripley, Managing Directorripley@ngenpartners.comRobb McLarty, Principalmclarty@ngenpartners.comNimes Capitalhttp://www.nimescapital.comSoCalFOFFIInformation TechnologyEnergy & Clean TechManufacturing & IndustrialRetail & RestaurantReal EstateEarlyGrowthNimes Capital is the private investment arm of Nazarian Enterprises concentrating in investments in alternative asset classes. Nazarian Enterprises is the family office established by Younes and David Nazarian to diversify and manage the capital of the Nazarian family. Nazarian Enterprises has a well-established track record of successful investing, including its role as a lead early-stage investor in Qualcomm, Inc. Led by David Nazarian, the Nimes Capital team has invested in, operated and/or overseen numerous investments across a broad spectrum of industries (Clean Technology, Hospitality, Manufacturing & Technology, Emerging Fund Manager Platform, Real Estate).

1801 Century Park West, 5th FloorLos AngelesCA90067310-203-3800310-203-3801

Portfolio companies include:Lucixhttp://lucix.com/Atrentahttp://www.atrenta.com/Market Wirehttp://www.marketwire.com/Availigenthttp://investing.businessweek.com/businessweek/research/stocks/private/snapshot.asp?privcapId=701149Sonicshttp://www.sonicdrivein.com/index2.jspSolarReservehttp://www.solar-reserve.com/Poseidon Resourceshttp://poseidonresources.com/EnerTech Environmentalhttp://www.enertech.com/EdeniQhttp://www.edeniq.com/Ram Powerhttp://ram-power.com/sbehttp://www.sbe.com/Umami Burgerhttp://umamiburger.com/SLS Hotelshttp://www.slshotels.com/Investment Team:David Nazarian, Founder, Chief Executive OfficerRandy Winograd, Chief Operating OfficerKaren Craig, Vice PresidentJeff Kovick, Financial AssociateLinda Rendell, ControllerBill Jaaskela, Tax ManagerNogales Investors Management, LLCwww.nogalesinvestors.comSoCalPEMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantDefense & Homeland SecurityMiddle MarketNogales Investors Management is a private equity firm that manages capital for some of the largest institutional investors in the world. The firm is seeking investments ranging from $10 to $40 million in transactions that value businesses from $25 to $250 million across the United States. Transaction types include management buyouts, build-ups, acquisitions, growth financings and recapitalizations. The firm takes a control or non-control ownership position, investing in common stock, preferred stock, or debt-or a combination of all three. Typical company characteristics include: Low technology sectors with opportunities for growth and/or consolidation; and minimum EBITDA of approximately $5 million. Nogales invests in companies from industries including, but not limited to: Aerospace, Business Services, Consumer Products and Services, Food and Beverage, Health Care, Media, Retail and Restaurants, and Specialty Manufacturing.

9229 West Sunset Blvd., Suite 900Los AngelesCA90069310-276-7439310-276-7405

Portfolio companies include:Chick's Sporting Goodshttp://www.dickssportinggoods.com/home/index.jspVideo Kinghttp://www.videokingnetwork.com/G.I. Joe'shttp://www.hasbro.com/gijoe/Naartjie Custom Kidshttp://www.naartjiekids.com/Numero Uno Marketshttp://numerounomarkets.com/Vanguard Space Technologieshttp://drtechnologies.com/Investment Team:Luis G. Nogales, Managing Partnerlnogales@nogalesinvestors.comJoseph Choi, Vice President of Financejchoi@nogalesinvestors.comJorge E. Sandoval, Vice Presidentjsandoval@nogalesinvestors.comJ. Keller Norris, Principaljknorris@nogalesinvestors.comVicky Chen, Controllervchen@nogalesinvestors.comCathleen Cueto, Office Managerccueto@nogalesinvestors.comErika Marroquin, Executive Assistantemarroquin@nogalesinvestors.comOdyssey Investment Partners, LLCwww.odysseyinvestment.comSoCalPEEnergy & Clean TechManufacturing & IndustrialBusiness ServicesDefense & Homeland SecurityMiddle MarketOdyssey Investment Partners manages over $2.0 billion of capital in three private equity funds, a $760 million fund raised in 1998, a $750 million fund raised in 2005 and a $1.5 billion fund raised in 2009. Odyssey makes majority, control investments primarily in established middle-market companies in a variety of industries. The firm focuses on several core areas: industrial manufacturing, business and insurance services, aerospace/defense products and services, route-based businesses, supply chain management, energy products and services and rental businesses. The firm has an additional office in New York.

21650 Oxnard Street, Suite 1650Woodland HillsCA91367818-737-1111 818-737-1101

Portfolio companies include:Wastequiphttp://www.wastequip.com/York Insurance Services Grouphttp://www.yorkisg.com/YCS/Pro-Machhttp://www.promachinc.com/SM&Ahttp://www.smawins.com/Safewayhttp://www.safeway.com/Wencorhttp://www.wencor.com/index.phpOne Call Medicalhttp://www.onecallmedical.com/BarrierSafe Solutions Internationalhttp://www.barriersafe.com/Pexcohttp://pexco.com/Peninsula Packaging Companyhttp://penpack.net/TNT Crane & Rigginghttp://www.tntcrane.com/EAGhttp://www.eaglabs.com/ETShttp://www.ets.org/Ranpakhttp://www.ranpak.com/Integrated Power Serviceshttp://www.ips.us/L-comhttp://www.l-com.com/Investment Team:Stephen Berger, Chairmansberger@odysseyinvestment.comBrian Kwait, Co-President & Managing Principalbkwait@odysseyinvestment.comWilliam Hopkins, Co-President & Managing PrincipalRandy Paulson, Managing Principalrpaulson@odysseyinvestment.comRobert Aikman, Principalraikman@odysseyinvestment.comBrian Zaumeyer, PrincipalDoug Hitchner, Managing Principaldhitchner@odysseyinvestment.comDoug Rotatori, Managing Principaldrotatori@odysseyinvestment.comJeffrey McKibben, Managing Principaljmckibben@odysseyinvestment.comCraig Staub, Managing Principalcstaub@odysseyinvestment.comOkapi Venture Capitalwww.okapivc.comSoCalVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorLife Sciences & HealthcareMedical DeviceSeedEarlyOkapi Venture Capital provides long-term capital and management support to emerging businesses in the information technology and life science sectors. The firm currently manages Okapi Ventures I, LP ($30 million according to published reports), a venture capital fund chartered to invest in seed and early-stage information technology and life science companies in Southern California, with a particular emphasis on Orange County startups. The firm focuses specifically on: Biotech, Diagnostics, Internet, Healthcare IT & Services, Material Science, Medical Device, Semiconductor, Software, and Wireless. Okapi targets capital efficient businesses and will typically invest $2.5M (on average) over the life of the company. Okapi will engage in investments less than $1M when appropriate.

1590 S. Coast Hwy., Suite 10 Laguna BeachCA92651949-715-5555 949-715-5556

Portfolio companies include:RF Nanohttp://rfnano.com/Helixishttp://www.ecoqpcr.com/index.ilmnMy Damn Channelhttp://www.mydamnchannel.com/Transaction Wirelesshttp://www.transactionwireless.com/OrthAlignhttp://orth-align.com/Obalon Therapeuticshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=41660644PathCentralhttp://www.pathcentral.net/WellTokhttp://www.welltok.com/index.htmlInvestment Team:B. Marc Averitt, Co-Founder and Managing Directoraveritt@okapivc.comSharon Stevenson, DVM, Ph.D., Co-Founder and Managing Directorstevenson@okapivc.comOmninet Capitalwww.omninet.comSoCalVCInformation TechnologySoftware & InternetCommunications & NetworkingExpansionOmninet Capital is a diversified investment firm concentrating in the fields of middle-market private equity, late stage venture capital and real estate. Omninet's principals were instrumental in the creation of Qualcomm, and Omninet invests the capital of the principals. Omninet Ventures is focused on late-stage venture capital opportunities in the synergistic and converging fields of communications and internet technologies. The firm specializes in leading complex strategic and financial investment consortia. Omninet is interested in companies with products or services that are commercially viable with proven sales traction. Consequently, the firm usually will not invest in development stage companies.

9420 Wilshire Boulevard, 4th FloorBeverly HillsCA90212310-300-4100 310-300-4101

Portfolio companies include:Paramount Scaffoldhttp://paramountscaffold.com/Plymouth Healthhttp://plymouthhealth.com/PWP Industrieshttp://www.pwpindustries.com/Stadcohttp://www.stadco.com/Civcomhttp://civcom.com/Expand Networkshttp://www.expand.com/Sonicshttp://www.sonicdrivein.com/index2.jspStyledOnhttp://www.styledon.com/EdenIQhttp://www.edeniq.com/Samesurfhttp://www.samesurf.com/StyledOnhttp://www.styledon.com/AirPrimehttp://airprime.com/CoSine Communicationshttp://www.cosinecom.com/Expand Networkshttp://www.riverbed.com/us/support/expand/Investment Team: Neil Kadisha, Managing Partnerneil@omninet.comBenjamin Nazarian, Managing Partnerben@omninet.comParviz Nazarian, Managing PartnerMichael Daniel, PartnerKevin P. Tanna, Vice President, ConstructionAndrea Costantini, Senior Vice President, OperationsOpenGate Capital, LLCwww.opengatecapital.comSoCalPEInformation TechnologyCommunications & NetworkingManufacturing & IndustrialSports & EntertainmentDefense & Homeland SecurityMiddle MarketOpenGate Capital is an international private equity firm that acquires controlling interests in businesses with solid fundamentals which exhibit opportunities for operational improvements and growth. Established in 2005, OpenGate Capital has a global footprint with headquarters in Los Angeles and a principal office in Paris, France. OpenGate Capital is both internally and externally funded, with capital in excess of $500 million that allows the firm to: consummate transactions as quickly as 30 days without financing contingencies; and focus on an entrance strategy as opposed to the exit strategy since OpenGate does not have pre-defined holding periods and no short term contingencies regarding return of capital. OpenGates targets companies with $50 million to $1 billion in revenue; EBITDA positive, negative or break even; and broad geographical focus - North America, Europe, South America. The firm is industry agnostic (generalists).

10250 Constellation Boulevard, 17th FloorLos AngelesCA90067310-432-7000310-691-2119

Portfolio companies include:Ommichttp://www.ommic.com/Pacific Crest Transformershttp://www.pacificcresttrans.com/Open Wirelesshttp://openwirelessnetwork.com/Golden Guernsey Dairyhttp://iloverawmilk.com/Fusion Paperboardhttp://fusionpaperboard.com/Norampac Avot-Valleehttp://www.hoovers.com/company/Norampac_Avot-Vall%E9e/rrcjfyi-1.htmlKotkamillshttp://www.kotkamills.com/Nicole Farhihttp://www.nicolefarhi.com/Philips Business Communicationshttp://www.philips.com/Gabriel Ride Control Productshttp://gabriel.com/Fleurus Pressehttp://www.marketwatch.com/story/fleurus-presse-acquires-french-publication-arts-magazine-2011-12-21TV Guide Magazinehttp://www.tvguide.com/keywords/tv-guide-magazineModels1http://www.models1.co.uk/Hamilton Scientifichttp://hamiltonscientific.com/Getronics LATAMhttp://getronics-latam.com/Investment Team:Andrew Nikou, Founder and Managing Partneranikou@opengatecapital.comJay Yook, Partnerjyook@opengatecapital.comJulien Lagreze, Partnerjlagreze@opengatecapital.comRobert Lezec, PartnerAlanna Chaffin, Senior Vice PresidentMichael Kraus, Senior PrincipalVirginia Thornton, DirectorFabien Marcantetti, Vice PresidentJonny Leppin, PrincipalOxford Bioscience Partners (OBP)www.oxbio.comSoCalVCLife Sciences & HealthcareMedical DeviceSeedEarlyGrowthExpansionEstablished in 1992, Oxford Bioscience Partners (OBP) is a life science venture capital firm that provides equity financing and management assistance to advanced-stage start-ups and later-stage commercially oriented organizations. Oxford Bioscience Partners focuses its investments in the areas of Medical Devices, R&D Instruments and Systems, Therapeutics, and companies with breakthrough technologies in the life sciences. The General Partners of OBP currently manage venture funds with committed capital of approximately $1 billion. The firm typically makes investments between $1,000,000 and $10,000,000, and will also provide smaller seed capital investments in selective situations. The General Partners collectively have served on the Board of Directors of more than 50 biotechnology and healthcare companies, and have assumed the position of Chairman or President for more than 20 bioscience concerns. OBP has invested in over 140 life science companies worldwide. The firm has additional offices in Boston and Connecticut.

30765 Pacific Coast Highway, Suite 370MalibuCA90265310-589-0025310-589-0099

Portfolio companies include:BrainCellshttp://www.braincellsinc.com/Cambrios Technologieshttp://www.cambrios.com/ACADIA Pharmaceuticalshttp://www.acadia-pharm.com/Genetic Therapyhttp://en.wikipedia.org/wiki/Gene_therapyIlluminahttp://www.illumina.com/Nuvelohttp://nuvelo.com/Cereshttp://www.ceres.org/Accelerated Holdinghttp://www.corporationwiki.com/Florida/Debary/accelerated-holdings-company-2894853.aspxAffinium Pharmaceuticalshttp://afnm.com/Astex Therapeuticshttp://astx.com/CircuLitehttp://circulite.net/Coherex Medicalhttp://www.coherex.com/Concentric Medicalhttp://concentric-medical.com/Dicerna Pharmaceuticalshttp://www.dicerna.com/Enanta Pharmaceuticalshttp://enanta.com/Ensemble Therapeuticshttp://ensembletx.com/Glori Energyhttp://glorienergy.com/Gene Logichttp://www.genelogic.com/Human Genome Scienceshttp://www.gsk.com/Exelixishttp://exelixis.com/Genset SAhttps://pipl.com/directory/name/Sa/Genset/Asterandhttp://www.asterand.com/Avalon Pharmaceuticalshttp://www.avalonpharma.com/AVEO Pharmaceuticalshttp://finance.yahoo.com/q?s=AVEOCardiome Pharmahttp://cardiome.com/Critical Therapeuticshttp://www.crtx.com/Investment Team:Edmund M. Olivier, Senior General Partnereolivier@oxbio.comRay Charest, Chief Financial Officerrcharest@oxbio.comPacific Community Ventureswww.pacificcommunityventures.orgSoCalVCEnergy & Clean TechBusiness ServicesConsumer ProductsEducation & TrainingGrowthExpansionFounded in 1999, Pacific Community Ventures (formerly known as Silicon Valley Community Ventures), develops and invests in businesses providing economic gains to low-income communities in California. PCV helps companies (in traditionally overlooked areas) gain access to capital, business advice, and critical business resources. Currently, PCV targets existing businesses throughout California, but has a particular focus on the Bay Area and Los Angeles, San Diego and the Central Valley. PCV manages two for-profit investment funds seeking double bottom line returns, meaning both financial return (measured in terms of IRR) and social return. PCV and its affiliates manage over $60 million in private equity funds. Currently, the firm is investing out of PCV III, a $40 million fund that closed in 2007. PCV invests $1 to $4 million with a primary industry focus on food products and distribution, manufacturing, consumer and business and services, and sustainable businesses such as alternative energy, health, and trade schools.

2448 Historic Decatur Rd., Suite 200San DiegoCA92106619-818-6872619-516-2295

Portfolio companies include:Moving Solutionshttp://www.movingsolutions.com/Evergreen Lodgehttp://www.evergreenlodge.com/Bentekhttp://www.bentek.com/New Leaf Paperhttp://www.newleafpaper.com/Investment Team:Penelope Douglas, Co-Founderpdouglas@pcvmail.orgCarolyn Clarke, Director of Finance and Lending Initiatives cclarke@pcvmail.orgChuck Sinks, Regional Director, Business Advising (San Diego) csinks@pcvmail.orgAllison Kelly, Statewide Directorakelly@pcvmail.orgKendra Ott, Associate Director, Business Advisingkott@pcvmail.orgBeth Sirull, Executive Directorbsirull@pcvmail.orgShaffer McGee, Manager of Financesmcgee@pcvmail.orgPacific Onset Capitalwww.pacificonset.comSoCalPELife Sciences & HealthcareMiddle MarketPacific Onset Capital was formed by a group of experienced operators and investors to acquire majority stakes in private small companies and grow the businesses for the long term. The firm specializes in situations where the current owner is looking to achieve liquidity and, over a period of time, transition away from the management of the business. Pacific Onset Capital seeks to invest in companies with revenues of between $5 and $50 million, profitable, with operating earnings between $500K and $10 million (and operating margins above 10%). The firm typically invests in companies that operate in the following industries: Healthcare revenue cycle services, healthcare IT and Healthcare support services.

9595 Wilshire Blvd, Suite 900Beverly HillsCA90212949-306-5596310-362-0449

Portfolio companies include:Avadyne Healthhttp://avadynehealth.com/Investment Team:Moises Eilemberg, Founder, Principalmoises@pacificonset.comPacific Venture Groupwww.pacven.comSoCalVCLife Sciences & HealthcareSeedEarlyGrowthExpansionPacific Venture Group was founded in 1995 as a privately-held, venture capital partnership focused exclusively on investments in the healthcare industry. The firm currently manages two venture funds whose limited partners include pension funds, financial institutions, and healthcare companies. In addition, the firm manages side-by-side funds consisting of limited partners who are leading healthcare entrepreneurs and executives. The funds typically invest from $2 to $5 million but may ultimately invest as much as $10 million over the life of a company. In the case of funding a seed stage company, Pacific Venture's investment can be as low as $250,000. Pacific Venture Group works with companies at all stages of funding, investing on a nationwide basis, with particular emphasis on the Western United States.

16830 Ventura Boulevard, Suite 415 EncinoCA91436818-990-4141 818-990-6556

(Irvine Office)4 Venture, Suite 385 IrvineCA92618949-753-0490 949-753-8932Portfolio companies include:Allied Resourcehttp://alliedresourcesstaffing.com/eCorphttp://www.ecorp.com/Aecomhttp://www.aecom.com/Orbcommhttp://www.orbcomm.com/Primushttp://www.primusville.com/Aleahttp://www.alea.org/Investment Team:Ralph C. Sabin, Managing Directorrsabin@pacven.comLayton R. Crouch, Managing Directorlcrouch@pacven.comEve M. Kurtin, Managing Directorekurtin@pacven.comWilliam West, Chief Financial Officerbwest@pacven.comPalomar Ventureswww.palomarventures.comSoCalVCInformation TechnologySoftware & InternetCommunications & NetworkingSeedEarlyLaunched in 1999 by veteran venture capitalists to focus on early stage information technology companies, Palomar Ventures has assisted in building nearly 50 public companies. Palomar Ventures is currently investing Palomar III, a $225 million fund, bringing total capital under management to over $500 million. Palomar's key areas of expertise and strategic focus include: Infrastructure software, Networking telecom infrastructure, Next-generation storage, Wireless solutions, and Security initiatives. Palomar Ventures does not require a minimum investment. Typical investments are $2 million to $5 million of a $5-$10 million first round, and the firm prefers to act as a lead or co-lead investor early in the process of value formation. On occasion, Palomar Ventures also participates in seed funding.

233 Wilshire Blvd., Suite 900Santa MonicaCA90401310-260-6050310-510-6836

(Irvine Office)18881 Von Karman Ave., Suite 960IrvineCA92612949-475-9455 949-475-9456 Portfolio companies include:Akonix Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=843630AlterPointhttp://www.alterpoint.com/Datallegrohttp://en.wikipedia.org/wiki/DATAllegroInterspersehttp://www.thefreedictionary.com/intersperseGluecode Softwarehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=166226Ace Metrixhttp://www.acemetrix.com/Attensityhttp://www.attensity.com/home/Bigfoot Networkshttp://www.bigfootnetworks.com/Biscottihttp://en.wikipedia.org/wiki/BiscottiBubble Motionhttp://www.bubblemotion.com/Composite Softwarehttp://www.compositesw.com/CoreObjectshttp://coreobjects.com/Damballahttp://www.damballa.com/Edgewater Networkshttp://www.edgewaternetworks.com/Efficient Networkshttp://en.wikipedia.org/wiki/Efficient_NetworksExteNet Systemshttp://www.extenetsystems.com/Inovys Corporationhttp://www.verigy.com/portal/page/portal/Public/products/dfxMyBuyshttp://www.mybuys.com/Paymetrichttp://www.paymetric.com/Predixion Softwarehttp://www.predixionsoftware.com/predixion/Utiquehttp://www.utiqueshop.com/Virtelahttp://www.virtela.net/Voxifyhttp://247-inc.com/Investment Team:Jim Gauer, Managing Directorjgauer@palomarventures.comLisa Riedmiller, Chief Finanical OfficerDavid Curtis, Chief Technology Officerdcurtis@palomarventures.comAmanda Reed, Partneramanda@palomarventures.comBob Obuch, Partnerrobuch@palomarventures.comBryn Davis, Venture PartnerPasadena Angelswww.pasadenaangels.comSoCalAInformation TechnologySoftware & InternetSeedEarlyFounded in 2000, Pasadena Angels are a group of private investors providing Angel capital for emerging growth companies across Southern California. Organized as Pasadena Angels, Inc., a non-profit entity, the group offers early-stage companies help from the knowledge of more than 100 experienced entrepreneurs, senior corporate executives, and skilled professionals from a variety of industries and venture capital affiliates. Pasadena Angels investor members typically provide up to $750,000 thousand in early-stage financing and seed money to emerging ventures located in Southern California. The group's members also lead funding rounds and cooperate with venture capital firms and other angel investment groups to support companies that seek to raise amounts greater than $750K. Pasadena Angels' members have provided nearly $25 million in early-stage capital to some 60 emerging companies in Southern California.

2400 North Lincoln Ave.AltadenaCA91001

Portfolio companies include:Bluebeam Softwarehttp://www.bluebeam.com/H2O Audiohttp://www.h2oaudio.com/VantageILMhttp://www.vantageilm.com/MyShapehttp://www.myshape.com/Allylixhttp://allylix.com/ClimateMinderhttp://www.climateminder.com/Docufidehttp://www.docufide.com/ExtendCredit.comhttp://www.extendcredit.com/H2scanhttp://www.h2scan.com/LendAmend.comhttp://lendamend.com/LeisureLinkhttp://www.leisurelink.com/MINDBODYhttp://www.mindbodyonline.com/Nami Mediahttp://namimedia.com/Numirahttp://www.numirabio.com/site/Ondaxhttp://www.ondax.com/OpenEnglishhttp://www.openenglish.com/inicio.doOptionEasehttp://www.optionease.com/Rankerhttp://www.ranker.com/Rockocohttp://rockocoinc.com/XCast Labshttp://xcastlabs.com/Investment Team:John Paul Isaacson, Chairman Emeritusjisaacs@calstatela.eduDuWayne Peterson, Co-Founder, Chairman EmeritusAlbert Schneider, Co-Founder, ChairmanAnanth Natarajan, SecretarySteve Slater, TreasurerPathway Capital Management, LLCwww.pathwaycapital.comSoCalFOFInformation TechnologyManufacturing & IndustrialBusiness ServicesMiddle MarketFounded 1991, Pathway Capital Management is dedicated to the creation and management of specialized private equity investment portfolios for institutional clients worldwide. Since its formation in 1991, Pathway has grown to a team of more than 70 employees-including 12 principals and 36 investment professionals, and has offices in California, Rhode Island, and London. Pathway manages specialized funds for more than 50 institutional clients that are among the largest international corporations, financial institutions, and government entities. Using a wide variety of private equity investment strategies, Pathway has invested through multiple market cycles both in the United States and abroad. Pathway has committed over $50 billion in more than 350 investment partnerships in a wide variety of private equity strategies through multiple market cycles. Pathway's average fund size is $300 million.

2211 Michelson Dr., 9th FloorIrvineCA92612949-622-1000949-622-1010

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Al Clerc, Special AdviserKaren Jakobi, Senior Managing Director & Chief Investment OfficerDoug Le Bon, Senior Managing DirectorJim Reinhardt, Senior Managing Directorjimreinhardt@pathwaycapital.comJames Chambliss, Managing DirectorJames Heath, Managing Directorjamesheath@pathwaycapital.comThomas Laders, Managing DirectorTerrence Melican, Managing DirectorMilt M Best, Director & Chief Compliance OfficerLinda S. Chaffin, Vice PresidentChristine Cornejo, Vice President, Corporate FinancePaul J. de Groot, Senior Vice PresidentPegasus Capital Groupwww.pegasuscapgroup.comSoCalPEManufacturing & IndustrialBusiness ServicesConsumer ProductsMiddle MarketPegasus Capital Group is a Los Angeles-based private equity firm that invests in companies with at least $2 million of operating cash flow. The firm focuses on acquiring profitable middle-market companies in non-technology intensive, basic industries which have significant growth potential. Pegasus' transactions provide liquidity for individual owners, their families, outside investors and/or corporate owners. Pegasus has completed acquisitions across the United States and considers investment opportunities located anywhere in North America. The firm's current portfolio consists of numerous highly profitable commercial and industrial companies. Pegasus targets companies with a minimum EBITDA of $2 million, EBITDA margins greater than 10%, and no minimum size for add-on acquisitions. The firm is generally not interested in Start-ups, Early-stage ventures, Technology-driven companies, or Minority investments.

3250 Ocean Park Boulevard, Suite 203Santa MonicaCA90405310-392-9100310-392-9101

Portfolio companies include:American Piping Productshttp://www.amerpipe.com/Borgahttp://www.borgasteel.com/index.aspxDesign Spacehttp://www.dsmbi.com/Shield Packhttp://www.shieldpack.com/WeatherGuardhttp://www.weatherguard.com/Storage Products Grouphttp://spgusa.com/Santierhttp://en.wikipedia.org/wiki/S%C3%A1nti%C3%A9rInvestment Team:Patrick Whelan, Managing Partnerpwhelan@pegasuscapgroup.comBryan Miller, Senior Associatebmiller@pegasuscapgroup.comNick Toren, Executive Assistantntoren@pegasuscapgroup.comMichael Cashin, Associatemcashin@pegasuscapgroup.comJustin Shin, Associatejshin@pegasuscapgroup.comPersistence Partnerswww.persistencepartners.comSoCalVCInformation TechnologySoftware & InternetMedia & Digital MediaEnergy & Clean TechMedical DeviceManufacturing & IndustrialTransportation & DistributionEarlyPersistence Partners (formerly Great Pacific Capital) is an early-stage venture fund active in Santa Barbara and Ventura Counties. The firm specializes in early stage investments in new media, E-commerce, mobile commerce, software as a service, medical diagnostics and wellness, manufacturing, renewable energy, and alternative transportation systems. Persistence Partners typically invests between $500,000 and $3 million.

c/o Connexity505 Poli St, Suite 310VenturaCA93101805-804-3250678-693-5133

Portfolio companies include:bioIQhttps://www.bioiq.com/RingRevenuehttp://www.ringrevenue.com/Celerus Diagnosticshttp://www.celerusdiagnostics.com/Sirigenhttp://sirigen.com/Procorehttp://www.procore.com/Connexityhttp://www.connexit.co.za/Investment Team:David R. Gross, Co-Founder & Managing DirectorRusty Reed, Co-Founder & Managing PartnerJason S. Spievak, Venture PartnerPinecreek Capital Partners, LPwww.pinecreekcap.comSoCalPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketPinecreek Capital is a licensed Small Business Investment Company (SBIC) whose mission is to provide long-term, patient capital for management buyouts, recapitalizations and for expansion financings of smaller, later-stage businesses. The firm's first Fund, with approximately $50 million under management, is no longer investing in new deals. Fund II, with $120 million under management, is currently in the formation stages. The firm makes non-control investments in middle market companies located in the Western United States, with the primary emphasis on California. Pinecreek targets the lower range of the middle market, which includes companies with revenues between $15 million and $75 million. Pinecreek considers basic industries including manufacturing, service, transportation, and distribution that, in general, are not subject to rapid technological change or wide cyclical swings. The size of investment ranges from $2 million to $8 million in companies with at least $15 million in revenue. The firm does not consider early stage companies, turnaround situations, rapidly changing technology, real estate, leasing or other financial lending companies.

24 Corporate Plaza, Suite 180Newport BeachCA92660949-720-4620

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Randall F. Zurbach, Presidentrzurbach@pinecreekcap.comJohn C. Wilbur, Jr., Executive Vice Presidentjwilbur@pinecreekcap.comPlatinum Equitywww.platinumequity.comSoCalPEInformation TechnologyManufacturing & IndustrialMiddle MarketLateTom Gores founded Platinum Equity in 1995 with the intent to acquire, transition, and create significant value in non-core or underperforming divisions of Fortune 1000 corporations. Headquartered in Los Angeles, CA with offices in New York, Boston, and London, Platinum has closed over 115 acquisitions that represent $30 billion in aggregate annual revenue at the time of acquisition. The firm's current portfolio includes companies in diverse industries, acquired in a range of corporate divestitures, public-to-private transactions, and transactions with private sellers. Platinum created the M&A&O approach to improve the operational success of financial acquisitions, and the Platinum team continues this commitment each day. Platinum employs over 100 in-house specialists. Platinum Equity Capital Partners Funds I and II have $3.45 billion in capital commitments.

360 North Crescent DriveBeverly HillsCA90210310-712-1850310-712-1848

Portfolio companies include:3B The Fibreglass Companyhttp://www.3b-fibreglass.com/Acument Global Technologieshttp://acument.com/Canvas Systemshttp://www.canvassystems.com/DCA Serviceshttp://www.dcaservices.com/Active Aero Grouphttp://activeaero.com/Alliance Entertainmenthttp://www.answers.com/topic/alliance-entertainment-corpAmerican Commercial Lineshttp://www.aclines.com/Americatelhttp://www.americatel.net/Contego Packaging Grouphttp://contegopackaging.com/Data2Logisticshttp://www.data2logistics.com/DCA Serviceshttp://www.dcaservices.com/ECKA Granuleshttp://www.ecka-granules.com/Geesink Norba Grouphttp://www.geesinknorba.com/International Offshore Serviceshttp://www.intlboats.com/Diversified Machinehttp://www.divmi.com/ECKA Granuleshttp://www.ecka-granules.com/en/home/Keen Transporthttp://www.keentransport.com/KEMEThttp://www.kemet.com/Keystone Automotive Operationshttp://www.keystoneautomotive.com/Maxim Crane Workshttp://www.maximcrane.com/MegaPathhttp://www.megapath.com/Neovia Logisticshttp://neovialogistics.com/NESCOhttp://www.nesco.com/Palace Sports & Entertainmenthttp://www.palacenet.com/PBH Marine Grouphttp://pbhmarinegroup.com/Pomeroyhttp://www.pomeroy.com/Ryersonhttp://www.ryerson.com/Schutt Sportshttp://www.schuttsports.com/SCM Metal Productshttp://scmmetals.com/Truesense Imaginghttp://www.truesenseimaging.com/Turf Care Supplyhttp://www.turfcaresupply.com/Ulticomhttp://www.ulticom.com/US Roboticshttp://www.usr.com/support/s-main-menu.aspWheel Proshttp://wheelpros.com/Investment Team:Tom Gores, Founder, Chairman & CEODavid Anglin, PartnerRob Archambault, PartnerJohn Diggins, PartnerRobert J. Joubran, PartnerEva Kalawski, Partner, General Counsel and SecretaryMary Ann Sigler, Chief Financial OfficerJacob Kotzubei, PartnerJohnny O. Lopez, Founding PartnerPhil Norment, PartnerLouis Samson, PartnerRobert Wentworth, PartnerMark Barnhill, PartnerBryan Kelln, PartnerPrivate Capital Networkwww.privatecapitalnetwork.netSoCalAInformation TechnologyEarlyGrowthFormed in early 2007, Private Capital Network (PCN) is Southern California's fastest growing angel investor association. PCN is comprised of past and current business leaders from Orange County who are SEC Accredited Investors. The group invests in early stage companies with a proven product, existing customers, and need capital to fund expansion.

2901 W. Coast Highway, Ste 200Newport BeachCA92663949-534-9101

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Doug Pennington, Executive Directordoug@privatecapitalnetwork.netAlan Remen, San Diego Chapter PresidentChristophe Boyac, MemberBarbara Bickhambarbra@privatecapitalnetwork.netKen Hubbard, Orange County Chapter Presidentken@privatecapitalnetwork.netQuad Partnerswww.quadpartners.comSoCalPEEducation & TrainingMiddle MarketQuad Partners was founded in 2000 to make value-added private investments in the education industry. Today, Quad is the most active investor in privately-owned education companies in the United States. The firm primarily makes buyout investments, but also provides capital for growth, recapitalizations, refinancings and shareholder liquidity. Quad aims to invest in companies with established business models, positive cash flow and significant growth potential. Quad manages over $400 million of equity capital from leading limited partners. The firm has an additional office in New York.

895 Dove St., 3rd FloorNewport BeachCA92660949-851-6450

Portfolio companies include:The America's Choicehttp://www.americaschoice.org/Beckfield Collegehttp://www.beckfield.edu/Dorsey Schoolshttp://dorseyschools.com/Craniumhttp://www.hasbro.com/games/en_US/cranium/Blue Cliff Collegehttp://bluecliffcollege.com/B&H Educationhttp://www.bheducation.com/The Culinary and Star Academieshttp://www.starcareeracademy.com/externships-culinary.phpThe Learning Experiencehttp://www.thelearningexperience.com/Pacific College of Oriental Medicinehttp://www.pacificcollege.edu/index.phpStratford Schoolhttp://stratfordschools.com/The Swedish Institutehttp://www.swedishinstitute.edu/Trillium Collegehttp://www.trilliumcollege.ca/Investment Team:Lincoln E. Frank, Managing Partnerlinc@quadventures.comAndrew E. Kaplan, General Partnerandy@quadventures.comThomas H. Kean, Advisory PartnerDaniel P. Neuwirth, General Partnerdan@quadventures.comStephen H. Spahn, Advisory PartnerRussell S. Dritz, Principalruss@quadventures.comBasil Katsamakis, Chief Operating Officerbasil@quadventures.comWilliam Bernard, Chief Financial OfficerQUALCOMM Ventureswww.qualcommventures.comSoCalCVCCommunications & NetworkingEarlyGrowthExpansionQualcomm Ventures (QCV) was formed and began funding in 2000, with a $500-million fund commitment to make strategic investments in early-stage high-technology ventures. Since then, QCV has funded numerous companies in the wireless sector, and set up several exclusive regional funds to spur development in key strategic markets, including a $60-million fund in Korea, a $30-million fund in Japan, a $100-million fund in China and a €100-million fund in Europe. QCV makes strategic investments in wireless-industry ventures that provide both a strong potential return on investment (ROI) and complement existing Qualcomm products and services. QCV also seeks to identify and fund new telecommunications growth markets before widespread market recognition, and to find emerging technologies and business models that further accelerate the wireless market. QCV invests between $500,000 and $10 million typically at the expansion stage, often the second round of financing.

c/o Qualcomm, Inc.5775 Morehouse DriveSan DiegoCA92121858-587-1121858-658-2100

Portfolio companies include:InvenSensehttp://www.invensense.com/Arterishttp://www.arteris.com/Validityhttp://en.wikipedia.org/wiki/ValidityDiscerahttp://discera.com/AirPlayhttp://www.apple.com/itunes/airplay/Siimpelhttp://www.tessera.com/products/mems/Pages/mems.aspxNovarrahttp://www.novarra.com/AliveCorhttp://alivecor.com/AMEChttp://www.amec.com/Anteryonhttp://www.anteryon.com/Apalyahttp://www.mimobi.tv/apalya/Ariesohttp://www.arieso.com/Avaakhttp://www.vuezone.com/Avalanche Technologieshttp://avalanche-technology.com/Bedohttp://bedo.com/Brain Corphttp://www.braincorp.dk/Cambridge Temperature Conceptshttp://www.temperatureconcepts.com/Dolphinhttp://www.dolphin-emulator.com/Fiksuhttp://www.fiksu.com/HeyZaphttp://www.heyzap.com/Enterproidhttp://www.divide.com/kirusahttp://www.kirusa.com/Funstar Studioshttp://funstarstudios.com/Embee Mobilehttp://embeemobile.com/Easy Workshttp://www.easy-works.com/Janahttp://www.jana.com/MapmyIndiahttp://www.mapmyindia.com/Tangohttp://www.tango.me/Senscapehttp://www.senscape.net/ThunderSofthttp://thunderst.com/Tessolvehttp://tessolve.com/Tempohttp://en.wikipedia.org/wiki/TempoStarmakerhttp://www.starmakerstudios.com/Steelhousehttp://www.steelhouse.com/Viddyhttp://www.viddy.com/Validityhttp://en.wikipedia.org/wiki/Validity_(statistics)Yebhi.comhttp://www.yebhi.com/Investment Team: Nagraj Kashyap, Senior Vice PresidentQuinn Li, Vice President & Managing DirectorJack Young, DirectorPatrick Eggen, DirectorAlbert Wang, Senior Investment ManagerGil Demeter, Senior AssociateSachin Deshpande, Director of Business DevelopmentRichard Tapalaga, Investment ManagerRanch Capital, LLCwww.ranchcapital.comSoCalPEEnergy & Clean TechTransportation & DistributionFinancial ServicesSports & EntertainmentReal EstateMiddle MarketRanch Capital, LLC is a private equity firm founded in October 2002, specializing in unique investment opportunities that represent significant growth opportunities, or are undervalued, out of favor, or in need of financial or operational restructuring. Since its inception, Ranch has committed approximately $2 billion, including significant investments in companies or assets in Financial Services, Energy, Renewable Energy, Mining, Transportation, Gaming and Real Estate. Ranch Capital also invests in real estate entitlement and development projects. Investments to date have ranged in size from $2 to $500 million, although Ranch has the ability to invest in significantly larger transactions.

12275 El Camino Real, Suite 110San DiegoCA92130858-523-1799858-523-1899

Portfolio companies include:Premier Entertainmenthttp://www.premierdj.com/Hawaiian Airlineshttp://www.hawaiianair.com/Seitelhttp://seitel.com/Berkadiahttp://www.berkadia.com/Oakwood Homeshttp://www.4anoakwoodhome.com/Investment Team: Lawrence Hershfield, 858-523-0171, Chief Executive Officerlhershfield@ranchcapital.comRandall Jenson, 858-523-0832, Presidentrjenson@ranchcapital.comDustin Gillman, 858-523-0647, PrincipalNathan Birchall, 858-345-3640, Chief Financial OfficerSam Hartman, Senior AssociateJason Hope, Director of Finance of Portfolio CompaniesRCP Advisors, LLC (RCP)www.rcpadvisors.comSoCalPEFOFSECManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketFounded in 2011, RCP Advisors, LLC, a federally registered investment adviser, is a private equity investment management firm that provides access to lower middle market private equity fund managers through funds-of-funds and through direct co-investments. RCP generally works with buyout fund managers with funds of between $100 million and $1 billion in committed capital. These fund managers then seek to invest in lower middle sized companies - typically, with $25 million to $250 million in enterprise value. RCP seeks to commit capital to approximately 10 to 15 high quality underlying funds. These funds in turn invest in the acquisition of existing businesses located principally in North America. RCP aims to diversify underlying investments across industry focus, fund size, geography, strategy, and manager experience. RCP's primary funds-of-funds account for the majority of its over $2.5 billion in capital under discretionary management. RCP Advisors is also an active secondary purchaser of limited partner interests in private equity funds. Additionally, as a leading fund investor in the lower middle market buyout arena, RCP Advisors frequently has the opportunity to make direct co-investments in transactions sponsored by top tier equity sponsors.

949 South Coast Drive, Suite 550Costa MesaCA92626949-335-5000949-266-9156

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Tim Danis, Senior Managing Principal, 312-229-4120timdanis@rcpadvisors.comTom Danis, Jr., Managing Principal, 312-229-4122tomdanis@rcpadvisors.comJeff Gehl, Managing Principal and Co-Founder, 949-219-1210jgehl@rcpadvisors.comCharlie Huebner, Managing Principal and Co-Founder, 312-229-4123chuebner@rcpadvisors.comFritz Souder, Senior Managing Principal and Co-Founder, 312-229-4121fsouder@rcpadvisors.comJon Madorsky, Managing Principal, 312-229-4125jmadorsky@rcpadvisors.comDavid McCoy, Principal and Portfolio Manager, 312-229-4156dmccoy@rcpadvisors.comResearch Corporation Technologieswww.rctech.comSoCalVCLife Sciences & HealthcareMedical DeviceEarlyResearch Corporation Technologies in Tucson, Ariz., is a technology investment and management company that provides early-stage funding and development for promising biomedical companies and technologies. RCT focuses on technology investments with origins from universities and research institutions worldwide. Founded in 1987, the company carries on a vision chartered in 1912 by Frederick Gardner Cottrell, a university professor and inventor who championed the transfer of academic innovation to commercial use. The RCT BioVentures program is the vehicle through which RCT invests in start-up or early-stage companies with technologies that promise patented biomedical products with a clear competitive advantage. RCT has assets of more than $200 million to advance technology development through flexible, long-term investment options. The firm's initial financial commitment to its portfolio companies usually ranges from several hundred thousand dollars to several million dollars, and the firm reserves additional funds for the subsequent funding of successful companies. RCT can also invest management resources if needed. Within the United Kingdom and Australia, RCT BioVentures invests through Cambridge Research BioVentures Ltd. (CRB) and BioVentures Australia Pty. RCT launched CRB with Cambridge-based Emerging Technology Services Limited (ETS) in 2000 to support early development of promising biomedical and life sciences discoveries in the United Kingdom. Start-up Australia and RCT formed BioVentures Australia in March 1999 to invest in life science and medical technologies originating in Australia. Current interests include new life-sciences platforms, and preclinical and clinical-stage therapeutics, devices and diagnostics.

10956 Weyburn Ave., Suite 216Los AngelesCA90024310-824-1700310-388-5752

Portfolio companies include:Fullerene Internationalhttp://www.azonano.com/suppliers.aspx?SupplierID=822NP Photonicshttp://www.npphotonics.com/Lacoste & Romberg Scintrexhttp://www.rctech.com/other/lacoste.phpAeson Therapeuticshttp://rctech.com/bioventures/aeson.phpAPT Pharmaceuticalshttp://www.aptbio.com/Catalyst Bioscienceshttp://catalystbiosciences.com/Cylene Pharmaceuticalshttp://www.cylenepharma.com/Esperance Pharmaceuticalshttp://www.esperancepharma.com/Jenrin Discoveryhttp://www.jenrindiscovery.com/OncoGenex Technologieshttp://www.oncogenex.ca/ParinGenixhttp://rctech.com/bioventures/paringenix.phpPeptech Ltd.http://www.peptech.com/Sertoli Technologieshttp://rctech.com/bioventures/sertoli.phpSpirogen Ltd.http://www.spirogen.com/Therapeutic Human Polyclonalshttp://companies.xconomy.com/therapeutic-human-polyclonalsAlerion Biomedicalhttp://rctech.com/bioventures/alerion.phpKerberos Proximal Solutionshttp://rctech.com/bioventures/kerberos.phpLetohttp://en.wikipedia.org/wiki/LetoOption 3http://www.option3movie.com/OrthAlignhttp://orth-align.com/Varix Medicalhttp://varixmedical.com/Vasonovahttp://www.vasonova.com/Clear Catheter Systemshttp://www.pleuraflow.com/Kerberos Proximal Solutionshttp://rctech.com/bioventures/kerberos.phpInvestment Team: Shaun A. Kirkpatrick, President and CEOskirkpatrick@rctech.comChad W. Souvignier, Managing Directorcsouvignier@rctech.comChristopher P. Martin, Senior Vice President, Chief Financial Officercmartin@rctech.comKurt R. Gehlsen, Vice President, Chief Scientific Officerkgehlsen@rctech.comDavid Bramhill, Director, Gene eXpression Technologies Programdbramhill@rctech.comGary M. Munsinger, Chairman of the Boardmunsinger@rctech.comPartha P. Ray, Director, Medical Devicespray@rctech.comPaul M. Grand, Managing Director (Los Angeles)pgrand@rctech.comKathleen M. Hunter-Gregory, Controllerkhunter@rctech.comRincon Venture Partnerswww.rinconvp.comSoCalVCInformation TechnologySoftware & InternetMedia & Digital MediaEnergy & Clean TechEarlyRincon Venture Partners fills the need for more modest first-round funding. The firm's initial investment in a company is typically in the range of $500,000 to $1.5 million, and Rincon is typically a company's first institutional investor. The firm targets a geographic region that it believes displays favorable supply-demand characteristics for venture capital investing. This region is bounded by San Luis Obispo, CA to the north, and Orange County to the south. Rincon considers investments outside of this area, but generally only in conjunction with strong co-investors who are located near the company. The firm focuses on sectors such as digital media, cleantech, technology-enabled services, and consumer Internet, but remains open-minded with regard to opportunities in other sectors. The average total investment over a portfolio company's life is $3,000,000.

803 Chapala St. Santa BarbaraCA93101805-969-5484805-845-2270

Portfolio companies include:Blue Casa Communicationshttp://www.bluecasa.com/Iconix Videohttp://iconixvideo.com/Digital Performancehttp://digitalperformance.com/RingRevenuehttp://www.ringrevenue.com/Soliant Energyhttp://soliantenergy.com/Steelhousehttp://www.steelhouse.com/The Resumatorhttp://www.theresumator.com/Rankerhttp://www.ranker.com/GraphEffecthttp://grapheffect.com/Datapophttp://www.datapop.com/Cocodothttp://cocodot.com/Burstlyhttp://www.burstly.com/Elephant Drivehttp://www.elephantdrive.com/Campus Explorerhttp://www.campusexplorer.com/Broadsofthttp://www.broadsoft.com/Tradesyhttp://www.tradesy.com/Connexityhttp://www.connexity.com/Gradient Xhttp://gradientx.com/wittlebeehttp://wittlebee.com/Launchpad LAhttp://launchpad.la/Burstlyhttps://www.burstly.com/Neilsofthttp://www.neilsoft.com/Investment Team:Jim Andelman, General PartnerJim@RinconVP.comBrian Kelly, General PartnerBrian@RinconVP.comJohn Greathouse, Venture PartnerLoren Shepard, Administrative DirectorLoren@RinconVP.comLisa Riedmiller, ControllerRiordan, Lewis & Haden (RLH)www.rlhequity.comSoCalPEInformation TechnologyLife Sciences & HealthcareMedical DeviceBusiness ServicesMiddle MarketFounded more than 20 yrs. ago, Riordan, Lewis & Haden is a Los Angeles-based growth equity firm, providing equity capital for growing middle market companies headquartered in California. Riordan, Lewis & Haden looks to invest in Western U.S. based companies with profitable sales of between $20 million to $200 million, requiring $10 - $50 million of equity capital and with EBITDA ranging from $5 million to $20 million. RLH's primary industries of interest are Business Services, including IT, systems engineering, and information security, and Healthcare, including devices and pharmaceuticals. The fund currently has made investments in over two-dozen companies representing combined sales of approximately $2.0 billion. Recently completed fund-raising provides the firm with more than $400 million in committed capital under management.

10900 Wilshire Blvd., Suite 850Los AngelesCA90024310-405-7200310-405-7222

(Irvine Office)18300 Von Karman Avenue, Suite 730IrvineCA92612949-428-2200949-428-2210 Portfolio companies include:ABB/ Con-Cisehttp://abbconcise.com/maxIT Healthcarehttp://www.maxithc.com/Cybercodershttp://www.cybercoders.com/Silverado Senior Livinghttp://www.silveradosenior.com/Cymetrixhttp://www.cymetrix.com/Creative Circlehttp://www.creativecircle.com/One Industrieshttp://oneindustries.com/Secure Mission Solutionshttp://securemissionsolutions.com/The Apothecary Shopshttp://www.theapothecaryshop.com/Total Womanhttp://www.totalwomanspa.com/Avella Specialty Pharmacyhttp://avella.com/RGM Grouphttp://rgmgroup.com/Investment Team:Murray Rudin, Managing Directormrudin@rlhequity.comJ. Christopher Lewis, Managing Directorclewis@rlhequity.comKenneth D. Hubbs, Directorkhubbs@rlhequity.comMichel Glouchevitch, Managing Directormg@rlhequity.comJessica Bramwell, Administrationjbramwell@rlhequity.comRob A. Zielinski, Managing Directorrzielinski@rlhequity.comKevin D. Cantrell, Directorkcantrell@rlhequity.comTerry P. Frias, Administrationtfrias@rlhequity.comRyan A. Smiley, Principalrsmiley@rlhequity.comRiverside Companywww.riversidecompany.comSoCalPEInformation TechnologyLife Sciences & HealthcareConsumer ProductsMiddle MarketFounded 1988, Riverside is one of the leading private equity firms investing in companies at the smaller end of the middle market, focusing on industry-leading companies valued under $200 million. The firm has more than $3 billion in capital under management and over 180 professionals in offices in Atlanta, Brussels, Budapest, Chicago, Cleveland, Dallas, Hong Kong, Los Angeles, Luxembourg, Madrid, Melbourne, Munich, New York, Prague, San Francisco, Seoul, Stockholm, Tokyo, and Warsaw. Riverside considers acquisitions of companies with diversified customer bases (without undue concentrations), headquartered in North America, and in operation for at least five years. Since inception, Riverside has completed more than 230 transactions. The Riverside Capital Appreciation Fund (RCAF) traces its lineage to 1988. It invests in North American-based platform companies with EBITDA of $5 million to $20 million. Riverside Europe Fund (REF) began making investments in 1997. This investment fund family invests in leading companies from Portugal to Scandinavia with EBITDA of between 3 million euro and 20 million euro. Riverside Micro-Cap Fund (RMCF) made its first investment in 2005. This investment fund family seeks fast-growing North American "micro" companies with up to $5 million in EBITDA. Riverside Asia-Pacific Fund (RAF) was launched in 2007. This investment fund family targets the developed economies of the Asia-Pacific region, focusing on companies with less than $15 million in EBITDA.

1453 3rd. Street Promenade, Suite 305Santa MonicaCA90401310-499-5080310-499-5090

Portfolio companies include:FLA Orthopedicshttp://flaorthopedics.com/QualServhttp://www.qualservcorp.com/GreenLine Foodshttp://www.greenlinefoods.com/gl/Sentinel Performancehttp://www.sentinelfeed.com/pe.htmlDuBois Chemicalshttp://www.duboischemicals.com/Monessen Hearth Systemshttp://www.monessenhearth.com/The Dwyer Grouphttp://www.dwyergroup.com/Novamedhttp://novamed.com/ActivStylehttp://www.activstyle.com/Adventures In Advertisinghttp://aiapbg.com/Agenshttp://agens.no/American Hospicehttp://www.americanhospice.com/Anitoxhttp://www.anitox.com/Arena Grouphttp://arenagrouponline.com/Align Networkshttp://alignnetworks.com/Avatarhttp://en.wikipedia.org/wiki/Avatar_(2009_film)Baby Joggerhttp://babyjogger.com/Camelot Educationhttp://www.cameloteducation.com/Capolhttp://www.capol.co.uk/Centiv Serviceshttp://www.centiv.com/Connor Sport Courthttp://connorsportcourt.com/DentalPlans.comhttp://www.dentalplans.com/Eemaxhttp://eemaxinc.com/Express Courierhttp://expresscourier.net/MNXhttp://www.mnx.com/Lumen Dynamics Grouphttp://www.ldgi.com/OnCourse Learninghttp://www.oncourselearning.com/Investment Team:Brian S. Sauer, Principalbss@riversidecompany.comLoren Schlachet, Managing Partnerlschlachet@riversidecompany.comJessica Schmitt, Analystjschmitt@riversidecompany.comJeremy Holland, Regional Director, Originationjholland@riversidecompany.comGrady McConnell, Associategmcconnell@riversidecompany.comBrad Resnick, Senior Associatebresnick@riversidecompany.comElaine Ho, Associateeho@riversidecompany.comRizvi Traverse Management, LLCwww.rizvitraverse.comSoCalVCPESoftware & InternetMedia & Digital MediaBusiness ServicesFinancial ServicesSports & EntertainmentExpansionMiddle MarketRizvi Traverse Management, LLC is a private equity firm founded in 2004, headquartered in Birmingham, Michigan, with offices in New York, Oxford, CT, and Los Angeles. Rizvi Traverse Management, LLC seeks value-oriented investment opportunities across all industries. The Rizvi Opportunistic Equity Funds I and II, Newbridge Film Capital and ZCM Capital Management manage over $6 billion in a variety of investment strategies. Rizvi Traverse Management actively seeks opportunities across all industries that exhibit the following characteristics: Companies in need of growth capital, Turnaround opportunities and restructurings, Bankruptcies and reorganizations, Privatizations, PIPES, Acquisition financing, and Strong Management Team.

1999 Avenue of The Stars, Suite 3030Los AngelesCA90067310-786-7443

Portfolio companies include:ICMhttp://www.icmtalent.com/Key Airhttp://keyair.com/Keystone Aviationhttp://www.keystoneaviation.com/Summit Entertainmenthttp://www.summit-ent.com/Ziegler Capital Managementhttp://www.ziegler.com/asset-management/Playboy Enterpriseshttp://www.playboyenterprises.com/Facebookhttp://www.facebook.com/Twitterhttp://twitter.com/Squarehttps://squareup.com/Investment Team: Suhail Rizvi, Co-founder and Chief Investment OfficerJohn A. Giampetroni, Co-founder and Chief Operating Officerjag@rizvitraverse.comBen Kohn, PartnerViq Shariff, PartnerKaren Blanchard, Vice Presidentklb@rizvitraverse.comAlex Farmer, DirectorTodd Knowles, Chief Financial OfficerHeadwaters MBwww.headwatersmb.comSoCalMBInformation TechnologyCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareBusiness ServicesConsumer ProductsSports & EntertainmentAgriculture & Agricultural ScienceMiddle MarketHeadwaters MB is a middle market merchant bank headquartered in Denver, Colorado. It provides its client companies with investment banking functions, including merger and acquisition services, capital formation services, and financial advisory services. Headwaters' first affiliated equity fund, Rio Grande Investment Partners LP, invested solely in the firm's investment banking clients. The firm's new $75 million Headwaters Capital Partners (HCP) fund, formed in 2010, makes investments in lower middle market companies. The general investment size is $10-$20 million. The fund focuses on U.S. and Canadian companies with positive EBITDA. Headwaters looks for opportunities across a broad spectrum of industries including healthcare, consumer products and services, gaming, entertainment and leisure, technology, telecommunications, business services, energy, and natural resources. The firm also maintains offices in California, Chicago, Massachusetts, and Vermont.

23 Corporate Plaza, Suite 135Newport BeachCA92660949-679-8550949-679-9550

Portfolio companies include:Aurora Organic Dairyhttp://www.auroraorganic.com/Ross Aviationhttp://www.rossfbo.com/Freeze.comhttp://www.freeze.com/American Asphalt & Grading Companyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=6516423Investment Team: Grant Garbers, Managing Director, 949-679-8550ggarbers@headwatersmb.comBrian Mulvaney, Managing Director, 949-679-8550bmulvaney@headwatersmb.comAndy Paff, Managing Director, 720-273-9529apaff@headwatersmb.comJoel Schneyer, Managing Director, 303-619-4211jschneyer@headwatersmb.comJeff Schottler, Managing Director, 720-353-0275jschottler@headwatersmb.comDoug Warriner, Managing Director, 720-320-0848dwarriner@headwatersmb.comRicardo Campoy, Managing Director, 646-382-4000rcampoy@headwatersmb.comVince Cannaliato, Managing Director, 917-533-4152vcannaliato@headwatersmb.comJacob Eisen, Managing Director, 312-466-5700jeisen@headwatersmb.comHoration Facca, Managing Director, 617-312-3420hfacca@headwatersmb.comBrendan Burke, Director of Business Development, 303-531-4603bburke@headwatersmb.comPacific Corporate Group, LLCwww.pcgfunds.comSoCalPEFOFCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesFinancial ServicesMiddle MarketFounded in 1979, Pacific Corporate Group is a research-driven investment management firm focused solely on private equity. The firm maintains two divisions: 1) PCG Asset Management, which invests in private equity funds through a combination of discretionary management and advisory arrangements; and 2) PCG Capital Partners, which invests directly in operating companies through the PCG Corporate Partners Fund and the PCG Co-Investment Funds. The PCG Corporate Partners Fund is a $1 billion+ institutionally-funded investment vehicle focused on providing structured, non-control equity capital to leading public and private companies to finance growth. The fund seeks to invest $20-$75 million of minority equity capital per transaction. PCG focuses on companies in industries including business services, consumer, energy, financial services, healthcare, industrial, and communications. PCG CP co-investment platform benefits from PCG Asset Management's 350+ active fund relationships.

1015 Ocean BoulevardCoronadoCA92118619-522-0100619-522-0099

Portfolio companies include:AECOM Technologyhttp://www.aecom.com/Backyard Broadcastinghttp://www.bybradio.com/ORBCOMMhttp://www.orbcomm.com/Allied Resourcehttp://alliedresourcesstaffing.com/eCORPhttp://www.ecorp.com/Sunflowerhttp://en.wikipedia.org/wiki/SunflowerCMShttp://www.cms.gov/WebMD Healthhttp://www.webmd.com/Primus Guarantyhttp://primusfinancial.com/Aleahttp://www.alea.org/Ocwen Structured Investmentshttp://www.manta.com/c/mtc6gd3/ocwen-structured-investments-llcInvestment Team:Christopher Bower, Founder and CEOcbower@pcgfunds.comDavid Fann, President and CEOdfann@pcgam.comMichelle Davidson, Managing Directormdavidson@pcgam.comMark A. Nydam, Managing Directormnydam@pcgam.comKara King, Board of Directors and Managing Directorkking@pcgam.comTom Bernhardt, CFA, Senior Vice PresidentMike Krems, CFA, Senior Vice PresidentKenn Lee, Senior Vice PresidentThomas Martin, Senior Vice Presidenttmartin@pcgfunds.comJasandra Nyker, Senior Vice President Clean TechnologySundeep Rana, Senior Vice PresidentProQuest Investmentswww.proquestvc.comSoCalVCInformation TechnologyLife Sciences & HealthcareMedical DeviceSeedEarlyGrowthExpansionFounded in 1998, ProQuest Investments is a healthcare venture capital firm with 40 portfolio companies and over $900 million under management. At the end of 2006, ProQuest Investments closed its fourth fund of $425 million. The firm has twelve deal professionals working out of its headquarters in Princeton and additional offices in San Diego and Montreal. ProQuest invests in healthcare companies seeking seed to late-stage financing including biopharmaceutical, enabling technology, medical device, and service companies. As a result of investing across a diversity of sectors and stages, the firm's average investment ranges from $250,000 to $25,000,000. ProQuest seeks breakthrough technologies and products that have the potential to revolutionize drug discovery, patient treatment, and healthcare delivery.

12626 High Bluff Drive, Suite 325San DiegoCA92130858-847-0315858-847-0316

Portfolio companies include:Gemin X Biotechnologieshttp://www.geminx.com/NovaDel Pharmahttp://novadel.com/Biosyntechhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=723015Concentric Medicalhttp://concentric-medical.com/MethylGenehttp://www.methylgene.com/Achillion Pharmaceuticalshttp://www.achillion.com/Aerovancehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=11326751Affymaxhttp://affymax.com/Agile Therapeuticshttp://www.agiletherapeutics.com/Avanir Pharmaceuticalshttp://www.avanir.com/Cervelo Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=39499320Clarus Therapeuticshttp://clarustherapeutics.com/Clovis Oncologyhttp://www.clovisoncology.com/Eagle Pharmaceuticalhttp://eagle-pharmaceutical.com/Excaliard Pharmaceuticalshttp://excaliard.com/Immune Designhttp://www.immunedesign.com/Keryx Biopharmaceuticalshttp://www.keryx.com/Mevion Medican Systemshttp://mevion.com/Orthoconhttp://orthocon.com/Predictivehttp://www.thefreedictionary.com/predictiveRevisionhttp://www.answers.com/topic/revisionRigel Pharmaceuticalshttp://www.rigel.com/indexnoflash.phpTeLoRmedixhttp://www.telormedix.com/Zosano Pharmahttp://www.zosanopharma.com/Investment Team:Jay Moorin, Partnerjaym@proquestvc.comAlain Schreiber, M.D., Partnerallisonf@proquestvc.comKeith Haan, Ph.D, Senior Associatekeithh@proquestvc.comPasquale (Pat) DeAngelis, CFO and Administrative Partnerpatd@proquestvc.comKaren Hong, Ph.D., Principalkarenh@proquestvc.comJee Shin, Principal (San Diego)jees@proquestvc.comJorge Ramirez, Associatejorger@proquestvc.comSeidler Equity Partnerswww.sepfunds.comSoCalPECommunications & NetworkingLife Sciences & HealthcareMiddle MarketSeidler Equity Partners (SEP) is an investment firm that provides capital to privately-held companies. Founded in 1992, SEP has completed platform investments in a variety of industries and provided capital to support numerous follow-on acquisitions. SEP manages over $1 billion of capital and is investing in middle-market companies through Seidler Equity Partners III, LP, a $250-million fund launched in 2006. Typical financing transactions include: Growth Financing, Family Business and Estate Planning Transaction, Management Buyout, Owner-Operator Recapitalization, and Partner Buyout. Seidler targets portfolio company revenues of at least $25 million, with company EBITDA of $5-$50 million.

4640 Admirality Way, Suite 1200Marina del ReyCA90292213-683-4622213-624-0691

Portfolio companies include:Harmar Mobilityhttp://harmarmobility.com/Paragon Medicalhttp://www.paragonmedical.com/LA Fitness Internationalhttp://www.lafitness.com/PADIhttp://www.padi.com/scuba/Sportsman's Warehousehttp://www.sportsmanswarehouse.com/Windy City Wirehttp://www.smartwire.com/content.aspx?id=718Gary Platt Manufacturinghttp://www.garyplatt.com/Sweda Companyhttp://swedausa.com/Main/default/default.aspxTonogahttp://www.hoovers.com/company/Tonoga_Inc/tfxthhf-1.htmlLodging Enterpriseshttp://lodgingenterprisesllc.com/Summit Liftshttp://www.summitlifts.com/Jacam Chemicalhttp://www.jacam.com/home.htmlAden & Anaishttp://www.adenandanais.com/Ortho-Crafthttp://orthocraftinc.com/Mark Machinehttp://marksmachine.com/Hand Industrieshttp://www.handindustries.com/OMC Precision Productshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=49123638Tutela Medicushttp://www.orthoworld.com/orthosupplier/institute/tutela-medicus-061306.pdfKorvishttp://www.korvis.com/home/Investment Team:Peter Seidler, Managing Partnerpseidler@sepfunds.comRobert Seidler, Managing PartnerEric Kutsenda, Managing PartnerChristopher EastlandTroy SmildzinsTobin RyanLeonard LeeMatt SeidlerSeraphim Management, LLCwww.seraphimfunds.comSoCalVCInformation TechnologyEarlyFounded in 2004 by Ben Barak, Andrea Sloan Pink and John Kensey, Seraphim Management is a venture fund management company which currently manages Seraphim Fund I, an early stage fund of nearly $3 million dollars that invests in technology companies in Southern California. Seraphim Fund I closed 2004 with committed investments of $2.93 million from accredited investors, many of whom are Tech Coast Angel (TCA) members (see profile). The fund will invest alongside TCA, a prominent source of early-stage funding and guidance for successful emerging companies in Southern California. In order to meet the objective criteria, prospective portfolio companies must have received a minimum investment of $350,000 from TCA members, 10 individual TCA members must have made investments in the company in the investment round, and a TCA member must have a seat or observation rights on the company's board. The Seraphim family of funds, through its Fund I initially will focus on investments in Southern California, but is not limited geographically for investments by investors. Investors must contribute a minimum of $50,000, but cannot invest more than $125,000.

CA949-735-2761

Portfolio companies include:Cargo Technologyhttp://andersoncargo.com/Investment Team:Ben Barak, Managing MemberBenBarak@SeraphimFunds.comAndrea Sloan Pink, Managing Memberasloanpink@hotmail.comJohn Kensey, Managing MemberShamrock Capital Advisorshttp://shamrockcap.comSoCalPECommunications & NetworkingMedia & Digital MediaSports & EntertainmentReal EstateMiddle MarketFounded in 1978 as the Roy E. Disney family investment firm, Shamrock Capital Advisors is a Los Angeles based private equity firm with over $700 million of capital under management, investing exclusively in the media, entertainment, and communications sectors. Shamrock is currently investing out of Shamrock Capital Growth Fund III, a $400 million fund raised in 2011. Shamrock targets businesses in the lower middle market with investment sizes ranging from $10 to $50 million of equity. Transaction types include: Growth equity, management and leveraged buyouts, and leveraged recapitalizations

1100 Glendon Ave, Suite 1250Los AngelesCA90024310-974-6600310-974-6601

Portfolio companies include:TeleGuamhttp://www.gta.net/Modern Luxuryhttp://www.modernluxury.com/LifeStage Media Grouphttp://www.manta.com/c/mmsx03s/lifestage-mediagroupTriad Broadcastinghttp://www.triadbroadcasting.com/INgrooveshttp://www.ingrooves.com/K2 Towershttp://k2towers.com/Media Stormhttp://mediastorm.biz/RealDhttp://www.reald.com/NextWave Media Grouphttp://www.nextwavemedia.com/PortalPlayerhttp://en.wikipedia.org/wiki/PortalPlayerThought Equity Motionhttp://www.thoughtequity.com/Mojivahttp://www.mojiva.com/Screenvisionhttp://www.screenvision.com/REALDhttp://www.reald.com/The Harlem Globetrottershttp://www.harlemglobetrotters.com/Learfieldhttp://www.learfield.com/MarketCasthttp://marketcastonline.com/Investment Team:Stephen D. Royer, Managing Directorsroyer@shamrock.comRobert F. Perille, Managing Directorrperille@shamrock.comWilliam J. Wynperle, Managing Directorwwynperle@shamrock.comMichael LaSalle, Vice Presidentmlasalle@shamrockcap.comAndy Howard, Vice PresidentChristine Park, Vice Presidentcpark@shamrock.comAlan Resnikoff, Vice Presidentaresnikoff@shamrock.comLaura Held, Senior AssociateShelter Capital Partnerswww.sheltercap.comSoCalVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorSeedEarlyGrowthExpansionShelter Capital Partners is a Southern California based private investment fund, focused on investments in technology and technology-enabled companies at all stages of development. Shelter Capital Partners has a particular interest in the wireless/communication, enterprise software and semiconductor industries. Shelter is a leading direct source for financing in the region. They also serve as an investment partner to entities based outside of the area that need access to the region's media, wireless, and other indigenous industries. The firm will also consider investments in other areas where market or technological changes are creating opportunities for new industry leaders.

10880 Wilshire Boulevard, Suite 1850Los AngelesCA90024310-234-2300310-234-2329

Portfolio companies include:RoamWarehttp://www.roamware.com/u-Navhttp://u-nav.com/Isensixhttp://www.isensix.com/Kryptiqhttp://www.kryptiq.com/Veohhttp://www.veoh.com/Oxford Semiconductorhttp://plxtech.com/Pasengerhttp://www.pasenger.net/Ruckushttp://www.ruckuswireless.com/TransDimensionhttp://www.transdimension.com/Zumboxhttps://www.zumbox.com/Investment team:Arthur H. Bilger, Founder and Managing Memberarthur@sheltercap.comBahram Nour-Omidbahram@sheltercap.comKarin EvansMichael A. Rotginmrotgin@sheltercap.comJim Stavropoulosjim@sheltercap.comShepherd Ventureswww.shepherdventures.comSoCalVCInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareMedical DeviceEarlyGrowthExpansionFounded in 2001, Shepherd Ventures is a venture capital fund that focuses on first and later stage investments. Shepherd Ventures chooses first stage companies with products incorporating disruptive technology that are ready for commercial release. Investments in these companies may be part of the first or second round of institutional capital. Seed stage opportunities will generally not be considered. Desirable later-stage companies have received prior venture capital, or achieved growth and operational maturity without venture funding, and have profitable products, brand identity, market traction, and satisfied customers. Shepherd Ventures has a geographic preference for companies located in Southern California and the Southwest, particularly San Diego. Shepherd currently seeks new investment opportunities in the fields of Information Technology (Software, Enterprise Applications, Wireless & Mobile Computing, Networking, Communications Infrastructure) and and Life Sciences (Medical Devices, Biotherapeutics, Specialty Diagnostics, Bioinformatics, Healthcare IT).

12250 El Camino Real, Suite 116San DiegoCA92130858-509-4744858-509-3662

Portfolio companies include:CEYX Technologieshttp://www.ceyx.com/Digital Orchidhttp://www.digitalorchid.com/Lucixhttp://lucix.com/Oculirhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=12485529Andigiloghttp://www.andigilog.com/Emergent Respiratory Productshttp://www.eresp.com/MedManagehttp://medmanagesystems.com/Quickofficehttp://www.quickoffice.com/Revance Therapeuticshttp://www.revance.com/Sendiohttp://www.sendio.com/SiliconSystemshttp://www.wdc.com/en/products/solidstate/wiSpryhttp://wispry.com/Voyager Systemshttp://voyagersystems.com/Skylight Healthcare Systemshttp://www.skylight.com/Planet ATEhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=3772885Lighting Technologies Internationalhttp://intl-lighttech.com/NP Photonicshttp://www.npphotonics.com/SpecificMEDIAhttp://www.specificmedia.com/Investment Team:George C. Kenney, Co-Founder, Managing Directorgeorge@shepherdventures.comTom W. Siegel, Co-Founder, Managing Directortom@shepherdventures.comRichard P. Kuntz, Managing Directorrichard@shepherdventures.comOlga Kitsakos, Operations Partnerolga@shepherdventures.comFred D. Lawrence, Venture PartnerJohn R. Nelson, Venture PartnerSkyview Capitalwww.skyviewcapital.comSoCalPEInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorStorage & HardwareMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsDefense & Homeland SecurityMiddle MarketSkyview Capital is a privately held investment firm that specializes in the acquisition and strategic management of mission-critical, industry-leading businesses in services and technology. The areas the firm is particularly interested in include: Technology & Services (Telecommunication equipment & services, software and related services, Distribution and logistics, Transaction Processing, Outsourced Business Services, Semiconductor Industry, Computer hardware and components, IT services, Healthcare, Media content and delivery). Other industries of interest include: Aerospace and defense, Catalog Industry, Consumer products, Transportation, Specialty manufacturing, Travel & Leisure, and Food Processing & Distribution. The firm seeks to acquire divisions that have been "orphaned" by their corporate parent or that have been deemed non-strategic to the parent's overall objectives. Skyview's acquisition criteria may exhibit some or all of the following characteristics: Geographically located in North America, South America, and/or Europe; and companies generating revenues ranging between $10 million to $400 million, however bottom-line profitably and/or an existing management team are not a requirement.

9777 Wilshire Boulevard, 7th FloorBeverly HillsCA90210310-273-6000310-273-6006

Portfolio companies include:PAS Technologieshttp://www.pas-technologies.com/Fastech Integrated Solutionshttp://fastechis.com/Solvporthttp://solvport.com/Transcend Communicationhttp://transcendinc.net/Aserdivhttp://aserdiv.com/Ixilixhttp://ixilix.com/NewNethttp://www.newnet.com/Traxcomhttp://www.traxcomtech.com/TRM Copy Centershttp://www.trmcopycenters.com/NewNet Communication Technologieshttp://www.newnet.com/Tekelec Mobile Messaging http://www.tekelec.com/products/?psID=7Investment Team:Alex R. Soltani, Founder, Chairman, & CEOasoltani@skyviewcapital.comJeff White, Vice Presidentjwhite@skyviewcapital.comRavi R. Rao, Executive Vice President, Portfolio OperationsChristopher Aye, Vice President, Mergers & AcquisitionsMatt Thompson, Vice President, Portfolio Operationsmthompson@skyviewcapital.comKrishna Viswanadham, Vice PresidentAdam Soltani, AssociateSofinnova Partnerswww.sofinnova.comSoCalVCInformation TechnologyLife Sciences & HealthcareMedical DeviceSeedEarlyFounded in 1974, Sofinnova Partners invests venture capital in early-stage Life Science and Information Technology startup companies. The majority of the firm's investing is in the U.S., and about a tenth of its investments are made in Europe. Within the U.S., Soffinova's IT investing is heavily focused on the San Francisco Bay Area, while its Life Science investing covers San Diego, San Francisco, Seattle, and several cities on the East Coast. The firm focuses on promising seed-stage and first institutional round investments, but occasionally invests in intermediate- and later-stage startup companies. Soffinova's investments in technology companies range from $5 to $15 million, with an initial investment of $3 to $5 million; and most life science investments range from $15 to $30 million overall, with an initial investment of $5 to $15 million. In 2011, the firm raised $440M for Sofinnova Venture Partners VIII.

1250 Prospect Street, Ocean Level - 4La JollaCA92037858-551-4880

Portfolio companies include:Alvinehttp://www.alvinepharma.com/Biovailhttp://www.valeant.com/Cataylst Bioscienceshttp://catalystbiosciences.com/InteKrin Therapeuticshttp://intekrin.com/Orexigenhttp://www.orexigen.com/Aerie Pharmaceuticals http://www.aeriepharma.com/Amarinhttp://www.amarincorp.com/Anthera Pharmaceuticalshttp://anthera.com/Ascenta Therapeuticshttp://www.ascenta.com/Cebixhttp://www.cebix.com/Durata Therapeuticshttp://www.duratatherapeutics.com/Hyperion Therapeuticshttp://www.hyperiontx.com/Intellikinehttp://intellikine.com/KaloBioshttp://kalobios.com/Marinus Pharmaceuticalshttp://marinuspharma.com/Aclaris Therapeuticshttp://aclaristx.com/Alimera Scienceshttp://www.alimerasciences.com/Histogenicshttp://www.histogenics.com/NextWave Pharmaceuticalshttp://nextwavepharma.com/Ocerahttp://www.oceratherapeutics.com/SARcode Biosciencehttp://sarcode.com/Sorbent Therapeuticshttp://sorbent.com/TESAROhttp://tesarobio.com/Trius Therapeuticshttp://triusrx.com/Investment Team:Alain Azan, Founding Partnerazan@sofinnova.comEric Buatois, General Partnereric@sofinnova.comMike Powell, General Partnerpowell@sofinnova.comJim Healy, General Partnerjim@sofinnova.comBrian Wilcove, Partnerwilcove@sofinnova.comAnand Mehra, Partnermehra@sofinnova.comJennifer James, VP of Marketing and Investor Relationsjennifer@sofinnova.comGarheng Kong, General Partnergarheng@sofinnova.comLars Ekman, Executive PartnerDavid Kabakoff, Executive Partnerdavid@sofinnova.comEric Buatois, General Partnereric@sofinnova.comNathalie Auber, Partner and CFOauber@sofinnova.comJoe Wiley, Principaljoe.wile@sofinnova.comJennifer James, VP of Marketingjennifer@sofinnova.comSolis Capital Partners, LLCwww.soliscapital.comSoCalPEInformation TechnologyManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketFounded in 2002, Solis Capital Partners, LLC is a disciplined buyer and builder of high quality, middle-market companies. Solis prefers companies based in the Western United States, with an emphasis on companies located in Southern California. Solis actively pursues opportunities in a broad spectrum of industries, but typically not in the retail, restaurant or apparel sectors. Solis typically pursues majority equity investments ranging from $2 - $25 Million in companies that have a domestic market size of at least $300 million. The firm views its investments as long-term, typically with a four to six year horizon. Solis portfolio companies generally meet the following criteria: Proven business model with a growing, fragmented, domestic market size of at least $300 Million; Proprietary intellectual property, processes or capabilities that create barriers to entry; Secure market position not subject to technological obsolescence; three year history of positive cash flow and 10% EBITDA margins or greater; and potential to generate compounded annual earnings growth of a least 10% over a five year period. Solis targets companies with revenues of between $15 and $150 million.

23 Corporate Plaza, Suite 215Newport BeachCA92660949-296-2440

(San Diego Office)3371 Calle Tres Vistas, Suite 100EncinitasCA92024 760-309-9436 Portfolio companies include:Certi-Fresh Foodshttp://certi-fresh.com/Miro Technologieshttp://www.mirotechnologies.com/Temcorhttp://www.temcor.com/Kaminohttp://en.wikipedia.org/wiki/KaminoInvestment Team:Dan Lubeck, Managing Director, 949-720-4674dan@soliscapital.comCraig Dupper, Principal, 760-309-9436craig@soliscapital.comJosh Harmsen, Principal, 949-296-2442josh@soliscapital.comLinda Stiefel, Operations, 949-296-2441linda@soliscapital.comSally Leisegang, Associate, 949-236-4046sally@soliscapital.comSouth Street Capital Partnerswww.southstreetcap.comSoCalPELife Sciences & HealthcareFinancial ServicesMiddle MarketSouth Street Capital Partners is a Los Angeles based private equity firm whose focus is to provide capital to under-performing businesses. South Street Capital Partners' main focus is on businesses in financial difficulty however, South Street will invest in growth businesses where the principals can bring their operational expertise. One of the criteria for future transactions with companies in financial difficulty is a company having a revenue base of $1 to $15 million. South Street's typical transaction value ranges between $150K to $2 million per acquisition. The firm primarily focuses on companies located in California, Nevada and Arizona.

1800 Century Park East, Suite 420Los AngelesCA90067

Portfolio companies include:Lactagenhttp://www.ritterpharmaceuticals.com/lactagenPocketSoulhttp://www.lunaescence.com/fics/viewstory.php?sid=18117Dakota Financialhttp://www.dakotafinancial.com/Investment Team:Michael Green, Founder and Managing Partnermgreen@southstreetcap.comSt. Cloud Capital, LLCwww.stcloudcapital.comSoCalPEInformation TechnologyMedia & Digital MediaConsumer ProductsMiddle MarketSt. Cloud is a private investment firm focused on providing growth capital to lower middle market companies, with over $200 million of committed capital under active management. St. Cloud typically invests between $5 million - $15 million per transaction in private and public companies with revenues of $10 million - $100 million across a wide range of industries. St. Cloud makes investments in a combination of debt and equity securities to participate in acquisitions, recapitalizations, buyouts and organic growth. St. Cloud targets well-managed, undervalued companies with either successful products or services, proven technologies, or market niches.

10866 Wilshire Blvd., Suite 1450Los AngelesCA90024310-475-2700310-475-0550

Portfolio companies include:SecureOne Data Solutionshttp://secureonedatasolutions.com/Seven Wellshttp://sevenwellswinery.com/Demand Mediahttp://www.demandmedia.com/Compact Powerhttp://cpiequipment.com/First Pactrust Bancorphttp://www.snl.com/irweblinkx/corporateprofile.aspx?iid=4074352SAFE Securityhttp://safesecurity.com/Tuff Shedhttp://www.tuffshed.com/Earl Scheibhttp://www.earlscheib.com/Johnson Products Companyhttp://www.johnsonproducts.com/Frontline Saleshttp://www.frontline4safety.com/CinnaWorkshttp://www.cinnaworks.com/Sweet Candyhttp://www.sweetcandy.com/Signature Distributionhttp://www.signaturedistribution.com/node/1PetWatchhttp://www.24petwatch.com/Midnite Airhttp://www.mnx.com/SAFE Securityhttp://safesecurity.com/Compact Power Equipment Centerhttp://www.compactpowercenter.com/National Holdingshttp://www.nh.ae/PetWatch Animal Hospitalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=38686631Club Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=22390979Mertz Manufacturinghttp://www.mertzok.com/Investment Team:Marshall Geller, Senior Managing Directormgeller@stcloudcapital.comKacy Rozelle, Managing Directorkrozelle@stcloudcapital.comRobert Lautz, Managing Directorrlautz@ stcloudcapital.comBenjamin Hom, Managing Directorbhom@stcloudcapital.comBrian Kim, Vice PresidentJeremy May, Vice PresidentJames Hays, Controllerjhays@stcloudcapital.comSofinnova Partnerswww.sofinnova.comSilicon ValleyVCInformation TechnologyLife Sciences & HealthcareMedical DeviceSeedEarlyFounded in 1974, Sofinnova Partners invests venture capital in early-stage Life Science and Information Technology startup companies. The majority of the firm's investing is in the U.S., and about a tenth of its investments are made in Europe. Within the U.S., Soffinova's IT investing is heavily focused on the San Francisco Bay Area, while its Life Science investing covers San Diego, San Francisco, Seattle, and several cities on the East Coast. The firm focuses on promising seed-stage and first institutional round investments, but occasionally invests in intermediate- and later-stage startup companies. Soffinova's investments in technology companies range from $5 to $15 million, with an initial investment of $3 to $5 million; and most life science investments range from $15 to $30 million overall, with an initial investment of $5 to $15 million. In 2011, the firm raised $440M for Sofinnova Venture Partners VIII.

2800 Sand Hill Road, Suite 150Menlo ParkCA92025650-681-8420

Portfolio companies include:Alvinehttp://www.alvinepharma.com/Biovailhttp://www.valeant.com/Cataylst Bioscienceshttp://catalystbiosciences.com/InteKrin Therapeuticshttp://intekrin.com/Orexigenhttp://www.orexigen.com/Aerie Pharmaceuticals http://www.aeriepharma.com/Amarinhttp://www.amarincorp.com/Anthera Pharmaceuticalshttp://anthera.com/Ascenta Therapeuticshttp://www.ascenta.com/Cebixhttp://www.cebix.com/Durata Therapeuticshttp://www.duratatherapeutics.com/Hyperion Therapeuticshttp://www.hyperiontx.com/Intellikinehttp://intellikine.com/KaloBioshttp://kalobios.com/Marinus Pharmaceuticalshttp://marinuspharma.com/NextWave Pharmaceuticalshttp://nextwavepharma.com/Ocerahttp://www.oceratherapeutics.com/SARcode Biosciencehttp://sarcode.com/Sorbent Therapeuticshttp://www.sorbentrx.com/Trius Therapeuticshttp://triusrx.com/Investment Team:Alain Azan, Founding Partnerazan@sofinnova.comEric Buatois, General Partnereric@sofinnova.comMike Powell, General Partnerpowell@sofinnova.comJim Healy, General Partnerjim@sofinnova.comBrian Wilcove, Partnerwilcove@sofinnova.comAnand Mehra, Partnermehra@sofinnova.comJennifer James, VP of Marketing and Investor Relationsjennifer@sofinnova.comGarheng Kong, General Partnergarheng@sofinnova.comLars Ekman, Executive PartnerDavid Kabakoff, Executive Partnerdavid@sofinnova.comEric Buatois, General Partnereric@sofinnova.comNathalie Auber, Partner and CFOauber@sofinnova.comSteamboat Ventures, LLCwww.steamboatvc.comSoCalCVCInformation TechnologyMedia & Digital MediaConsumer ProductsEarlyGrowthSteamboat Ventures, LLC is the venture capital arm of the Walt Disney Company specialized in providing expansion capital to early- and mid- stage investments, named after the famous Mickey Mouse cartoon, Steamboat Willie. Steamboat seeks to invest in technology-focused companies pursuing opportunities in emerging digital media and consumer technology markets. The firm also considers venture investments in other areas of broader strategic importance to The Walt Disney Company. It typically invests in the United States and Asia. The firm invests between $2 million and $15 million with a maximum of $20 million in any single company. It prefers to acquire board seats and observation rights in its portfolio companies. Steamboat Ventures, LLC was founded in 2000 is based in Burbank, California with additional offices in Los Angeles, Shanghai, and Hong Kong.

3601 West Olive Avenue, Suite 650BurbankCA91505818-566-7400818-566-7490

Portfolio companies include:Baynotehttp://www.baynote.com/Fastclickhttp://www.valueclickmedia.com/VoodooVoxhttp://www.voodoovox.com/EMN8http://www.emn8.com/EdgeCasthttp://www.edgecast.com/Elementalhttp://elementalgame.com/GreyStripehttp://www.greystripe.com/Kytehttp://www.kyte.tv/Iridigmhttp://www.mirasoldisplays.com/Move Networkshttp://movenetworks.com/Playdomhttp://www.playdom.com/ScrapBloghttp://www.scrapblog.com/Zetticshttp://zettics.com/Razorgator.comhttp://www.razorgator.com/Vobilehttp://vobileinc.com/Sometricshttp://www.crunchbase.com/company/sometricsQuigohttp://www.advertising.com/advertiser/sponsored-listingsPureDigitalhttp://puredigital.com/PopularMediahttp://www.strongmail.com/company/overview/popularmediaPassengerhttp://en.wikipedia.org/wiki/PassengerPhotoBuckethttp://photobucket.com/MerchantCirclehttp://www.merchantcircle.com/corporate/MediaBankhttp://www.mbxg.com/Kapow Softwarehttp://kapowsoftware.com/Investment Team:John R. Ball, Founder and Managing Directorjohn.ball@steamboatvc.comPerry Chui, Partnerperry.chui@steamboatvc.com.cnLiping Fan, CFOliping.fan@steamboatvc.comScott Hilleboe, Managing Directorscott.hilleboe@steamboatvc.comAlex Hartigan, General Partneralex.hartigan@steamboatvc.comBeau Laskey, Managing Directorbeau.laskey@steamboatvc.comJennifer Yan, Partnerjennifer.yan@steamboatvc.com.cnStepStone Group, LLCwww.stepstonellc.comSoCalPEFOFSECManufacturing & IndustrialBusiness ServicesMiddle MarketStepStone is a global private equity specialist overseeing more than $50 billion of private equity allocations, including over $10 billion of assets under management. The Firm creates customized portfolios for the world's most sophisticated investors using a highly disciplined research-focused approach that prudently integrates fund, secondary, mezzanine and co-investments. These services include: Strategic advisory, including program design, investment allocation and customized portfolio construction; Fund investment recommendation and due diligence; Specialized separate account discretionary management; and Portfolio Monitoring, Reporting and Analytics. StepStone builds private equity portfolios by accessing the market through a combination of fund investments, co-investments and secondary purchases. The firm annually deploys approximately $5 billion through fund investments, co-investments and secondary investments across all strategies and geographies. The Partners who manage StepStone's secondary practice have sourced, analyzed, negotiated and closed over $2.5 billion across 77 secondary transactions over the last 13 years. StepStone generally seeks private equity co-investments of between $10 million and $200 million in established businesses alongside proven investors. The firm was founded in 2006 and is based in La Jolla, California with additional offices in New York City; Beijing; and London.

4350 La Jolla Village Drive, Suite 800San DiegoCA92122858-558-9700 858-558-9701

Portfolio companies include:N/AN/AInvestment Team:Monte Brem, Chief Executive Officermbrem@stepstonellc.comTom Keck, Chief Investment Officer (San Diego)tkeck@stepstonellc.comJose Fernandez, Partner (San Diego)jfernandez@stepstonellc.comJay Rose, Managing Director (San Diego)jrose@stepstonellc.comIan Aaker, Vice President (San Diego)Brey Jones, Vice President of Client Services and Business Development (San Diego)bjones@stepstonellc.comScott Hart, Vice President (San Diego)John Coelho, Principal (San Diego)Chris Cook, Vice President (San Diego)Vita Gorkova, Vice President (San Diego)James Gamett, Partner (San Diego)Sun Capital Partnerswww.suncappart.comSoCalPECommunications & NetworkingMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialFinancial ServicesConsumer ProductsRetail & RestaurantReal EstateMiddle MarketLateSun Capital Partners is a leading private investment firm focused on leveraged buyouts, equity, debt, and other investments in market-leading companies that can benefit from its in-house operating professionals and experience. Sun Capital affiliates invest in companies which typically have the number one or two market position in their industry, long-term competitive advantages, and significant barriers to entry. Sun Capital has offices in Boca Raton, Los Angeles and New York, and affiliates in London, Frankfurt, Paris, Luxembourg, Shanghai and Shenzhen. Sun Capital affiliates have invested in more than 305 companies worldwide since Sun Capital's inception in 1995, with combined sales in excess of $45 billion and more than 200,000 employees. Industries targeted for investment are broad and diverse, with no particular industry excluded from consideration. Investments have included companies in paper and packaging, food and beverages, metals and mining, automotive parts, consumer products, financial services, healthcare, media and communications, building products, telecommunications, technology, retailing and e-commerce, restaurants, manufacturing and industrial, among others. Sun Capital has approximately $8 billion of capital under management. Sun targets companies with up to $5 billion or more of revenues, but many of its transactions are with businesses with sales between $50 million and $500 million.

11111 Santa Monica Blvd., Suite 1050 Los AngelesCA90025310-473-1116310-473-1119

Portfolio companies include:Anchor Bluehttp://www.anchorblue.com/Hickory Farmshttp://www.hickoryfarms.com/InteliCoathttp://intelicoat.com/Boston Markethttp://www.bostonmarket.com/homeGarden Freshhttp://www.gardenfreshmarket.com/Albeahttp://www.linkedin.com/pub/alba-mimani/29/233/a8bAmerican Recreation Productshttp://americanrecreational.com/American Standardhttp://www.americanstandard-us.com/Atmosphere Bars and Clubshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=99866079Bar Louiehttp://www.barlouieamerica.com/home/CanGro Foodshttp://delmontecanada.com/Captain D's Seafood Kitchenhttp://www.captainds.com/DBApparelhttp://www.suncappart.com/index.php?page=portfolio_s&company=58Britton Grouphttp://www.brittongroup.us/Contessa Premium Foodshttp://contessa.com/Irisa Grouphttp://www.retail-week.com/sectors/fashion/alexon-rebranded-as-irisa-group/5030159.article?referrer=RSSNextPharmahttp://www.nextpharma.com/Polestar UK Printhttp://www.polestar-group.com/Scotch & SODAhttp://www.scotch-soda.com/Sharps Bedroomshttp://www.sharps.co.uk/The SCOOTER Storehttp://www.thescooterstore.com/Truehttp://www.true.com/Trulitehttp://trulite.com/V&Dhttp://www.vd.nl/Vari-formhttp://www.vari-form.com/VPS Convenience Storehttp://www.vpstores.com/Wabash Technologieshttp://wabashtech.com/Strauss Innovationhttp://www.strauss-innovation.de/Smokey Boneshttp://smokeybones.com/Sleep Innovationshttp://www.sleepinnovations.com/Shopkohttp://www.shopko.com/Investment Team:Matthew N. Garff, Principal (Los Angeles)mgarff@suncappart.comM. Kurt Lentz, Vice President (Los Angeles)klentz@suncappart.comJonathan Jackson, Associate (Los Angeles)Michael D. Shepard, Senior Associate (Los Angeles)Christian B. Sorensen, Associate (Los Angeles)Michael Song, Associate (Los Angeles)Rachel Thayer, Office Manager (Los Angeles)rthayer@suncappart.comTech Coast Angelswww.techcoastangels.comSoCalAInformation TechnologyMedia & Digital MediaLife Sciences & HealthcareFinancial ServicesConsumer ProductsSeedTech Coast Angels (TCA) is the largest angel investor group in the United States. Its members provide funding and guidance to more early-stage, high-growth companies in Southern California than any other investment group. TCA members invest in companies in a wide range of industries, including the life sciences, biotech, IT, services, retail, Internet, financial, software, media, consumer products and tech startups. TCA members give companies more than just capital; they also provide counsel, mentoring and access to an extensive network of potential investors, customers, strategic partners and management talent. Members have invested over $120 million in over 200 companies. These portfolio companies have gone on to attract over $1 billion in additional investment capital. Last year over 600 companies applied to TCA for funding and 17 were funded. To qualify as a portfolio company, a prospective firm must be in a market opportunity sufficiently large to create a business with at least $50 to $100 million in annual revenues, management (not necessarily a complete team) with relevant and successful experience, and an exit strategy for the investors. The Tech Coast Angels is focused on seed-stage companies with high-growth potential, strong management teams, defensible business plans, proprietary intellectual property, and large target opportunities. The group typically invests between $100k-$500k and will lead syndicated deals up to $2 million. TCA is an equity investor and like other early-stage investors, after investing expects to hold a minority position of between 20-35% in a company. The TCA funding process can take as little as 30 days, but more typically requires 60-90 days. 78% of members have run startups, and invest in an average of 10 startups each. TCA has more than 300 members, including its venture capital affiliates, in five networks in Los Angeles, Orange County, San Diego, Westlake/Santa Barbara and the Inland Empire. Tech Coast Angels (TCA) created the Angel Capital Entrepreneur Fund I (ACE FUND) as an investment opportunity to both accredited individuals and institutional investors.

8950 Villa La Jolla Drive, Suite A124La JollaCA92037858-964-1319

Portfolio companies include:N-Spinehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=23939079Transceptahttp://www.transcepta.com/Airsishttp://www.airsis.com/InnoZenhttp://innozen.com/LandRollerhttp://landroller.com/Luximhttp://www.luxim.com/DriveCamhttp://www.drivecam.com/Inlustrahttp://www.inlustra.com/eefoofhttp://en.wikipedia.org/wiki/EefoofSodaHeadhttp://www.sodahead.com/Nine Starhttp://ninestar.com/EZ Appshttp://ezappssolutions.com/Vigilisticshttp://www.vigilistics.com/MindBody Softwarehttp://www.mindbodyonline.com/Media MatchMakerhttp://www.mediamatchmaker.com/H2Scanhttp://www.h2scan.com/Opticon Medicalhttp://www.practicamedical.com/MakeWorkhttp://createhere.org/projects/makeworkMamocahttp://mamoca.com/Masher Mediahttp://mashermedia.com/MicroPowerhttp://www.micro-power.com/MobileCausehttp://www.mobilecause.com/MobileXLhttp://www.mobile-xl.com/MojoPageshttp://www.mojopages.com/MyShapehttp://www.myshape.com/Numira Bioscienceshttp://www.numirabio.com/site/Olfactor Laboratorieshttp://olfactorlabs.com/Investment Team:Robin Lee, Los Angelesrobin@techcoastangels.comKim Wiig, Orange Countykim@techcoastangels.comLinda Wells, San Diegolmwells@connect.orgGary Clark, Santa Barbara/Westlakews_investment@techcoastangels.comRichard Morganstern, Past PresidentTennenbaum Capital Partners, LLCwww.tennenbaumcapital.comSoCalPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketTennenbaum Capital Partners, LLC (TCP) is a leading multi-strategy alternative investment management firm focused primarily on credit opportunities. Since the firm's founding in 1999, TCP has invested $10 billion in approximately 200 portfolio companies through its credit opportunities strategy, in addition to investments by specialty funds focused on debtor-in-possession financing, and convertible and event-driven strategies. Today, the firm has capital under management of approximately $5 billion. TCP targets primarily U.S. middle-market credits where the firm can play a meaningful role in each situation, in investment positions of up to $250 million. The firm can be an active control investor or a supportive financial partner. TCP is the external advisor to publicly-traded business development company, TCP Capital Corp. (NASDAQ: TCPC). As of September 30, 2012, TCP Capital's investment portfolio consisted of debt and equity positions in 46 portfolio companies with a total fair value of approximately $490.1 million. Debt positions represented approximately 89% of the portfolio fair value, 95% of which were senior secured debt. Equity positions represented approximately 11% of the investment portfolio.

2951 28th Street, Suite 1000 Santa MonicaCA90405310-566-1000310-899-4950

Portfolio companies include:IRI Information Resourceshttp://symphonyiri.com/Delta Airlineshttp://www.delta.com/Investment Team:Michael Tennenbaum, Founder, Senior Managing Partnermichael@tennenbaumcapital.comMark Holdsworth, Managing Partnermark@tennenbaumcapital.comHoward Levkowitz, Managing Partnerhoward@tennenbaumcapital.comMichael Leitner, Managing Partnermichael.leitner@tennenbaumcapital.comDavid Hollander, PartnerRajneesh Vig, PartnerChristian Donohue, Managing DirectorTodd Gerch, Managing DirectorPhilip Tseng, PartnerTGV Partnerswww.tgvpartners.comSoCalPEManufacturing & IndustrialConsumer ProductsRetail & RestaurantMiddle MarketFounded in 1990, TGV Partners has sponsored transactions ranging from LBOs and leveraged recapitalizations to traditional growth capital investments. The firm's track record encompasses over $150 million of private equity investments in transactions valued at over $400 million. Today, TGV pursues investments in traditional branded manufacturing & service businesses. The firm looks for established companies, typically with sales between $3 million and $100 million and strong operating performance, which are proven leaders in their industry segments, yet below the middle-market radar screen. TGV prefers transaction values ranging from $10 to $50 million, with the firm's private equity investment at $3 to $10 million. TGV targets companies with annual revenues of $20 to $50 million, and sustainable operating profit or EBITDA of at least $2 million.

23 Corporate Plaza, Suite 215Newport BeachCA92660949-720-4679949-720-4678

Portfolio companies include:Horton Archeryhttp://www.hortonarchery.com/Thompson/Center Armshttp://www.tcarms.com/Vantage Mobility Internationalhttp://www.vantagemobility.com/G+G Retailhttps://www.gplus.com/Garfield & Marks Designshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4274884Empire Kosher Poultryhttp://www.empirekosher.com/Raging Watershttp://www.ragingwaters.com/Childtime Learning Centershttp://www.childtime.com/B. Manischewitz Companyhttp://www.manischewitz.com/Investment Team:Geoff Moore, General Partner, 949-720-4676gmoore@tgvpartners.comMitch Vance, General Partner, 949-720-1230mvance@tgvpartners.comRyan Callaghan, Principal, 949-720-4680rcallaghan@tgvpartners.comJames W. Geisz, Affiliate Advisor & PartnerLenard B. Tessler, Affiliate Advisor & PartnerNoelle Ward, Office Managernward@tgvpartners.comThe Gores Groupwww.gores.comSoCalPEInformation TechnologyCommunications & NetworkingMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantMiddle MarketLateFounded in 1987, the Gores Group is a private equity firm focused on acquiring controlling interests in mature and growing businesses. Headquartered in Los Angeles, the firm currently has approximately $3.3 billion in assets under management (as of June 30, 2012) and is presently investing from Gores Capital Partners III, L.P. and Gores Small Capitalization Partners, L.P., which have approximately $2.1 billion and $300 million in capital commitments, respectively. Gores has acquired 80 companies worldwide with combined revenues in excess of $15 billion. With offices in North America and Europe, Gores Group serves its active investment programs in these regions. Given the firm's background, it maintains particular expertise in the technology, telecommunications, business services, industrial, healthcare, media, and consumer & retail sectors. Gores' investment strategy is aimed at businesses with substantial revenue encountering strategic, operational, financial or organizational challenges, as opposed to early stage or venture investing. Revenues at acquired businesses typically range from $30 million to several billion dollars.

10877 Wilshire Boulevard, 18th FloorLos AngelesCA90024310-209-3010310-209-3310

Portfolio companies include:Westwood Onehttp://www.westwoodone.com/CompuDynehttp://compudyne.net/Enterasyshttp://www.enterasys.com/First Communicationshttp://www.firstcomm.com/Vincotechhttp://www.vincotech.com/Intelliversehttp://intelliverse.com/Lineage Powerhttp://www.lineagepower.com/Sagemcomhttp://www.sagemcom.com/index.phpAlliance Entertainmenthttp://www.answers.com/topic/alliance-entertainment-corpBig Strikehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=6662513Cobridge Communicationshttp://www.cobridge.net/communications/Cosmo Specialty Fibershttp://cosmospecialtyfibers.com/Diagnostic Healthhttp://www.dxhealthcorp.com/J. Mendelhttp://jmendel.com/index.htmlMexxhttp://mexx.com/National Envelopehttp://www.nationalenvelope.com/prod/default.htmNorment Security Grouphttp://www.answers.com/topic/norment-security-group-incSage Automotive Interiorshttp://www.sageautomotiveinteriors.com/Powerwave Technologieshttp://www.powerwave.com/Idea, Inc.http://www.ledidea.com/ELO Touch Solutionshttp://www.elotouch.com/Solutions/default.aspInvestment Team:Alec E. Gores, Founder, Chairman, CEOagores@gores.comEric Hattler, Managing Directorehattler@gores.comScott M. Honour, Senior Managing Directorshonour@gores.comJordan W. Katz, Managing Directorjkatz@gores.comMark R. Stone, Senior Managing Director, President Operationsmstone@gores.comRyan Wald, Managing DirectorTimothy Meyer, Operations Managing DirectorSteven C. Yager, Senior Managing Director, President Mergers & AcquisitionsJoseph P. Page, Chief Operating OfficerCathy Scanlon, Managing Director & CFOAndrew Freedman, Managing DirectorAnthony Guagliano, Managing DirectorAshley W. Abdo, Managing DirectorEdward Johnson, Managing DirectorFernando Goni, Managing DirectorJeffrey Schwartz, Managing DirectorJonathan Huberman, Managing DirectorLee Bird, Managing DirectorThomas, McNerney & Partnerswww.tm-partners.comSoCalVCLife Sciences & HealthcareMedical DeviceSeedEarlyGrowthExpansionThomas, McNerney & Partners is a health care venture capital firm with approximately $600 million under management focused on investing in life science and medical technology companies in all stages of development. Thomas, McNerney has a broad mandate to invest in pharmaceutical, medical device, biotechnology and diagnostic sectors as well as in other areas utilizing medical technology innovation. Thomas, McNerney invests in companies at all stages of development. Companies developing therapeutic products for life threatening or costly, chronic conditions are of particular interest. The partnership seeks opportunities in which a minimum of $5 million and a maximum of $50 million can be invested in one or more rounds of financing, with an average target commitment of more than $15 million over the life of an investment. Initial investments may be as small as $1,000,000. The company continues to make new investments from a $375 million fund that closed in August 2006.

3366 N. Torrey Pines CourtLa JollaCA92037858-373-5800858-228-5751

Portfolio companies include:Tranzyme Pharmahttp://www.tranzyme.com/Coley Pharmaceuticalhttp://www.pfizer.com/coleypharma/index.htmlVisible Geneticshttp://www.hivresistanceweb.com/protected/testinfo/tables/visgen.shtmlAltair Therapeuticshttp://investing.businessweek.com/businessweek/research/stocks/private/snapshot.asp?privcapId=38264087Cebixhttp://www.cebix.com/Virdante Pharmaceuticalshttp://www.virdante.com/ArKal Medicalhttp://arkalmedical.com/Atritechhttp://www.atritech.net/AxioMed Spinehttp://www.axiomed.com/Bausch & Lombhttp://www.bausch.com/Galil Medicalhttp://galil-medical.com/Locus Developmenthttp://locusdevelopment.com/Asante Solutionshttp://www.asantesolutions.com/Bausch & Lombhttp://www.bausch.com/Galil Medicalhttp://galil-medical.com/Intuity Medicalhttp://www.presspogo.com/Torax Medicalhttp://toraxmedical.com/VertiFlexhttp://www.vertiflex.net/Auspex Pharmaceuticalshttp://auspexpharma.com/Celator Pharmaceuticalshttp://www.celatorpharma.com/Clarus Therapeuticshttp://clarustherapeutics.com/CNS Therapeuticshttp://cnstherapeutics.com/InnoPharmahttp://innopharmallc.com/NeuroTherapeutics Pharmahttp://www.ntprx.com/Ocera Therapeuticshttp://www.oceratherapeutics.com/Tioga Pharmaceuticalshttp://tiogapharma.com/Invesment Team:James E. Thomas, Partnerjthomas@tm-partners.comPeter H. McNerney, Partnerpmcnerney@tm-partners.comAlex Zisson, Partnerazisson@tm-partners.comPratik Shah, Ph.D., Partner (La Jolla)pshah@tm-partners.comEric Aquiar, M.D., Partnereaguiar@tm-partners.comKathleen A. Tune, Principalktune@tm-partners.comChristine E. Siu, Vice Presidentcsiu@tm-partners.comJason M. Brown Ph.D., Vice President (La Jolla)jbrown@tm-partners.comAnya Schiess, Vice PresidentLawrence Fritz, Entrepreneur In Residence (La Jolla)Topline Capitalwww.toplinecap.comSoCalAInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialFinancial ServicesSeedTopline Capital provides a new way for accredited Angel investors to find deals. Exclusive members of Topline's network get access to a constant flow of qualified and pre-negotiated investment opportunities. The firm's services include evaluation, due-diligence and negotiation of terms helping Angels to find promising deals quicker that fit their personal investment preferences. The partners of Topline will use their extensive network of entrepreneurs, board members, seasoned executives and venture capital firms to create and develop a constant flow of companies looking for capital. Topline will evaluate each investment opportunity using proven methods that involve detailed due diligence and unanimous partner approval. Upon gaining that approval, Topline will negotiate the terms of the financing with the investment target. Topline will present the investment target and deal terms to its network of angel investors. Each investor will have the opportunity to commit capital to the respective transaction.

17853 Santiago Blvd., Suite #107-350 Villa ParkCA92861

Portfolio companies include:CleanAir Logixhttp://www.ngvglobal.com/cleanair-logix-orders-heavy-duty-lng-trucks-0820Home Directorhttp://www.homedirector.com/Rapid Legalhttp://www.rapidlegal.com/Money Tradershttp://www.moneytraders.co.uk/Investment Team:Paul Tabet, Managing PartnerJohn Hoff, Managing PartnerRon Enge, Managing PartnerTornante, LLCwww.tornante.comSoCalFIMedia & Digital MediaSports & EntertainmentMiddle MarketFounded in 2005 by former Disney CEO, Michael Eisner, the Tornante Company is a privately held company that invests in, operates, and acquires companies in the media and entertainment space. The company's new media studio, Vuguru, will produce and distribute innovative original content for current new media and emerging platforms that have the feel and storytelling similar to content on traditional media outlets. "Prom Queen" is the first of many shows developed and produced by Vuguru.

9401 Wilshire Blvd., Suite #760Beverly HillsCA90212310-777-3630

Portfolio companies include:Veoh Networkshttp://www.veoh.com/Team Baby Entertainmenthttp://www.babyage.com/brands/team-baby-entertainment.htmVuguruhttp://vuguru.com/SamHas7Friendshttp://www.samhas7friends.com/Topps Companyhttp://www.topps.com/Glenn Martin DDShttp://meetglennmartin.com/FameTownhttp://apps.facebook.com/fametown/Rising Beverage Companyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=107797590Airtimehttps://www.airtime.com/FameTownhttp://apps.facebook.com/fametown/Investment Team:Michael Eisner, FounderTorrey Pines Investmenthttp://torreypinesinv.comSoCalVCLife Sciences & HealthcareSeedEarlyTorrey Pines Investment, founded in 2002, is a specialty life-science investment company located in San Diego. The firm has created biopharma incubators investing in early development stage assets from international pharma and biotech partners in CNS, oncology, and virology area to bring them to commercial success through pharma partnering and M&A. Torrey Pines Investment will lead, co-lead or take a membership role in an investing syndicate.

6605 Nancy Ridge Drive, Ste. 207San DiegoCA92121858-724-0581858-345-3761

Portfolio companies include:ChemRarhttp://www.chemrar.ru/index_en.htmlAvineuro Pharmaceuticalshttp://www.avineuro.com/iDialoghttp://modalitysystems.com/software/idialog/Viriomhttp://viriom.com/Afraxishttp://www.afraxis.com/ChemRar Pharmahttp://www.pharma.focusreports.net/en/Company/3685/chemrarAviron Pharmahttp://us.chemdiv.com/index.php?option=com_content&view=article&id=1142:09132010-aviron-pharma-selects-chemdiv-to-develop-hepatitis-c-program&catid=31:whats-new&Itemid=100Biointegratorhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=132947698Investment Team:Ronald Demuth, Presidentrdemuth@torreypinesinv.comNikolay Savchuk, Managing Directornsavchuk@torreypinesinv.comDr. Uwe Peukert, SVP, Strategic Investment Initiativeupeukert@torreypinesinv.comMichael G. Palfreyman, R&D Diligencempalfreyman@torreypinesinv.comIan Wisenberg, Venture Adviseriwisenberg@torreypinesinv.comChristopher J. Cummings, Scouting Project Managementccummings@torreypinesinv.comNicholas A. Saccomano, Venture Advisernsaccomano@torreypinesinv.comTransom Capital Groupwww.transomcap.comSoCalPEMedia & Digital MediaManufacturing & IndustrialConsumer ProductsMiddle MarketTransom Capital Group is a private equity firm focusing on investments in the consumer, industrial, and media & entertainment industries that present opportunities for both operational efficiency improvements and revenue growth. The firm focuses on small- and middle-market companies, especially but not exclusively in Southern California. Transom Capital differentiates itself from other private equity firms via its heavy operationally-focused model through which the Principals are deeply involved in the key operational decisions of their portfolio companies, particularly within the first 3-6 months post-acquisition. Transom targets small- and middle-market companies with enterprise values between $10 million and $100 million, and with a potential for equity investment of $5 million to $20 million. Transom targets companies with EBITDA of $0 (turnaround situation) to $10M.

12300 Wilshire Boulevard, Suite 405Los AngelesCA90025310-407-0929

Portfolio companies include:Blue Microphoneshttp://www.bluemic.com/Midwest Center for Stress and Anxietyhttp://www.midwestcenter.com/Good Living Labshttp://www.goodlivinglabs.com/Cinder Blockhttp://cinderblock.com/Uncle Miltonhttp://unclemilton.com/Midwest Center for Stress and Anxietyhttp://www.midwestcenter.com/Ritz Camera & Imagehttp://www.ritzcamera.com/Summit Audiohttp://www.summitaudio.com/Investment Team:David Ascher, Managing Directordascher@transomcap.comKen Firtel, Managing Directorkfirtel@transomcap.comRuss Roenick, Managing Directorrroenick@transomcap.comBrian Biggott, PrincipalAdam Fraser, PrincipalTrex Enterprises Corporationwww.trexenterprises.comSoCalISoftware & InternetCommunications & NetworkingMedia & Digital MediaSeedTrex Enterprises Corporation (Trex) is a diversified high-technology company specializing in cutting-edge technical solutions and products to improve performance across the electromagnetic spectrum. Established in 1978 as Western Research Corporation, the firm operated in San Diego, California. From 1988 until 2000 Trex was part of Thermo Electron. In 2000, the group's employees bought ThermoTrex's R&D division and became Trex Enterprises Corporation. Today Trex is a privately-held company, with headquarters in San Diego, California and facilities in New Mexico, Hawaii (Honolulu, Kauai, Maui) and Massachusetts, employing about 200 professionals. The firm has incubated six new ventures that have received substantial venture capital support. All of these ventures share several things in common: a major technology breakthrough with patented intellectual property, a business plan that identifies a large target market and a reasonable path to exploit the opportunity, and the human and financial resources needed to meet Trex' goals.

10455 Pacific Center CourtSan DiegoCA92121858-646-5300858-646-5301

Portfolio companies include:Sago Systemshttp://www.trexenterprises.com/Subsidiaries/sago.htmlLoeahttp://loeacom.com/Ophthonixhttp://www.izonlens.com/e-Phocushttp://www.trexenterprises.com/Subsidiaries/ephocus.htmlSilicon Kineticshttp://www.siliconkinetics.com/CrossFiberhttp://crossfiber.com/Investment Team:Kenneth Y. Tang, Ph.D., Chief Executive OfficerJohn Lovberg, Ph.D., President & CEO, Sago Systemsjlovberg@trexenterprises.comHus Tigli, President & CEO, CrossFiber, Silicon Kineticshtigli@crossfiber.comTzu-Chiang Hsieh, Ph.D., President & CEO, e-PhocusSteve Osbaldeston, CEO, Ophthonixsosbaldeston@ophthonix.comTriton Pacific Capital Partners, LLCwww.tritonpacific.comSoCalPEInformation TechnologyManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsMiddle MarketTriton Pacific Capital Partners is a private equity firm making equity investments on behalf of itself and its investors. Those investments may be controlling or minority positions, focused on established small and mid-size companies with considerable growth prospects. Triton has a long-term investment perspective, typically encouraging its portfolio companies to maintain their business focus; to make strategic acquisitions; and to motivate a wide range of employees by giving them a stake in the business. Triton targets U.S. domiciled companies with revenues of $5-50 million and EBITDA of $2-$10 million in the industries of Healthcare Services, Business Services, Software and IT, Consumer Products, Light Manufacturing, Logistics, and Value-Added Distribution. Triton's initial investment is $4-$10 million, with the ability to increase. Triton participates in the following transaction types: Recapitalization, Management Buyout, Growth Equity, Corporate Divestiture, Strategic Acquisition, and Shareholder Liquidity.

10877 Wilshire Blvd., 12th FloorLos AngelesCA90024310-300-0830310-300-0835

Portfolio companies include:Earthstonehttp://www.earthstone.com/Vayanhttp://vayan.com/ExpoMarketinghttp://www.expomarketing.com/Home Physicianshttp://homephysicians.com/Media Syndicationhttp://buildbettermedia.com/Pilgrimhttp://en.wikipedia.org/wiki/PilgrimAssetPoointhttp://www.assetpoint.com/Columbia Medicalhttp://www.columbiamedical.com/MyPrinthttp://www.myprint.us/SafeSedationhttp://www.safesedation.org/Dick's Last Resorthttp://www.dickslastresort.com/Aisthesishttp://aisthesispartners.com/Arcatahttp://www.cityofarcata.org/CCShttp://shop.ccs.com/DB Technologyhttp://www.dbtechnologies.com/Liberty Acquisitionshttp://www.manta.com/c/mmgt64m/liberty-acquisitions-llcGrowstonehttp://growstone.com/Meridianhttp://www.meridian-audio.com/WPXhttp://wpx.com/Alegis Carehttp://www.alegiscare.com/Investment Team:Ivan Faggen, Managing Partnerifaggen@tritonpacific.comCraig J. Faggen, Managing Partnercfaggen@tritonpacific.comJoseph I. Davis, Managing Partner, Healthcare Groupjdavis@tritonpacific.comSean D. Gjos, Principalsgjos@tritonpacific.comThomas M. Scott, Partnertscott@tritonpacific.comFred Thiel, Managing Partner, Software/Information Technology Groupfthiel@tritonpacific.comMichael Carroll, Controllermcarroll@tritonpacific.comJeffrey Yang, Associatejyang@tritonpacific.comTVC Ventures, LLCwww.tvcventures.comSoCalVCPESoftware & InternetCommunications & NetworkingMedia & Digital MediaGrowthExpansionMiddle MarketTVC Ventures is a private equity fund targeted toward the investment in and acquisition of software and software enabled service firms across a wide spectrum of industries. The fund seeks investment opportunities with North-American software companies generating revenues of $2.5 million to $10 million. The TVC focus is on software and software enabled services firms in the development and expansion stage, levered buyout, recapitalization and restructuring stage. Special sectors of interest for TVC Ventures include: Financial Services, Predictive Analytics, Content/Data Management, Internet Pure Plays, Wireless, Security, Software as a Service (SaaS), and Digital Media. The fund invests in lower middle market software and software enabled service firms operating with proven technology and financial model and sustainable competitive advantage; realistic 3-5 year exit strategy; management team with domain expertise; a mid-sized expanding market; and a favorable competitive environment. TVC looks for structurally attractive industries and markets which are growing, or have the potential to grow, in excess of 25% per year.

11260 El Camino Real, Suite 220San DiegoCA92130858-704-3261858-947-2801

Portfolio companies include:Accordenthttp://www.accordent.com/TechnoComhttp://www.technocom-wireless.com/Digital Map Productshttp://digitalmapproducts.com/Del Mar Databasehttp://www.delmardb.com/iQ for Businesshttp://www.iq4bis.com/products/MeetingSensehttp://meetingsense.com/Mercenthttp://mercent.com/Limeadehttps://limeade.com/Login.aspxAnametrixhttp://anametrix.com/Investment Team:Steven Hamerslag, Managing PartnerJeb S. Spencer, Managing Partnerjspencer@tvcventures.comChristopher P. Noser, Senior Associatecnoser@tvccapital.comTighe M. Reardon, Chief Financial Officertreardon@reardoncpa.comMykel C. Sprinkles, Senior AssociateUnique Capital Management, LLCwww.uniquepartners.comSoCalPEManufacturing & IndustrialBusiness ServicesReal EstateMiddle MarketFounded in June 1993, Unique Capital Management, LLC is an investment and management company. Unique's investment strategy is to invest in growth-stage, small and middle-market companies in the manufacturing and business service industries. To qualify for an investment, prospective companies should have $1 million and $10 million in EBITDA, enterprise values between $15 million and $50 million, and be preferrably located in the Western United States. Unique's typical investment size ranges from $3 to $20 million. The firm also invests in real estate properties valued between $1 and $15 million.

7028 Kearny DriveHuntington BeachCA92648714-848-5900 714-848-5959

Portfolio companies include:Acorn-Gencon Plasticshttp://www.acorn-gencon.com/CPI Internationalhttp://www.cpiinternational.com/Gold Canyon Candleshttp://www.goldcanyon.com/Gliffikhttp://www.myspace.com/gliffikCNG Soltionshttp://cngsolutions.net/G&H Brandshttp://www.ghbrands.com/Tattooed Steelhttp://www.tattooedsteel.com/Practical People Serviceshttp://www.hrconsult.com/Qqest Software Systemshttp://qqest.com/Blast of Cashhttp://blastofcash.com/California Home Medical Equipmenthttp://www.calmedequipment.com/Absoprtion Pharmaceuticalshttp://pharmacyblogbuy.com/tag/absorption-pharmaceuticals/Qqest Payrollhttp://www.qqestpayroll.com/Qqest Maintenance Softwarehttp://qqest.com/Investment Team:John G. Makoff, Managing Directorjmakoff@uniquepartners.comJoseph G. Phillips, Managing Directorjphillips@uniquepartners.comValence Life Scienceswww.valencefund.comSoCalVCLife Sciences & HealthcareExpansionValence Life Sciences is a leading life sciences investment firm focused on late-stage private and micro-cap public drug development companies. Valence Advantage Life Sciences Fund II was established in 2012 by Managing Directors, Eric W. Roberts and A. Rachel Leheny, Ph.D.-- one of Wall Street's premier life sciences investment banking and research teams. Fund II is the successor to Caxton Advantage Life Sciences Fund I which Mr. Roberts and Dr. Leheny began investing in 2006 with the same investment strategy. Valence Advantage Life Sciences was formed as an entity independent of an affiliate of Caxton Associates, a New York-based trading and investment firm. Dr. Leheny, Mr. Roberts and their team will continue to manage Caxton Advantage's nine portfolio companies.

12481 High Bluff Drive, Suite 150San DiegoCA92130858-480-2410

Portfolio companies include:RegadoBioscienceshttp://regadobiosciences.com/Invuityhttp://www.invuity.com/Antherahttp://anthera.com/Cortherahttp://www.corthera.com/Gentiumhttp://www.gentium.it/Sunesishttp://www.sunesis.com/Vivushttp://www.vivus.com/Investment Team:A. Rachel Leheny Ph.D., Managing DirectorEric W. Roberts, Managing DirectorJay Cecil, Managing DirectorScott Morenstein, Managing DirectorRob Ferraioli, Vice President & ControllerVance Street Capitalwww.vancestreetcapital.comSoCalPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesDefense & Homeland SecurityMiddle MarketVance Street Capital is a Los Angeles based private equity firm that invests in profitable middle market companies with enterprise values ranging from $50 to $200 million. Preferred industries include aerospace & defense, precision manufacturing, healthcare and business services. Vance targets companies that have a history of growth and profitability, along with profit margin improvement opportunities.

11150 Santa Monica Blvd., Suite 750Los AngelesCA90025310-231-7100

Portfolio companies include:Process Fabhttp://processfab.com/Semicoahttp://www.semicoa.com/Micross Componentshttp://www.micross.com/Secure Communication Systemshttp://www.securecomm.com/Klune Industrieshttp://www.klune.com/Leading Edge Aviationhttp://www.leadingedgeavn.com/Investment Team:Richard R. Crowell, Partnerrcrowell@vancestreetcapital.comRichard K. Roeder, PartnerThomas E. Epley, PartnerJake E. Blumenthal, Principaljblumenthal@vancestreetcapital.comBrian D. Martin, Principalbmartin@vancestreetcapital.comNicholas A. Janneck, AssociateJennifer A. Churchill, Controller, Business Managerjchurchill@vancestreetcapital.comBenjamin T. Hejna, AssociateVEDC (Valley Financial Development Corporation)www.vedc.orgSoCalEDFinancial ServicesEarlyGrowthOrganized in November 1976, VEDC has consistently provided services to small and medium sized business owners, entrepreneurs and members of the communities it serves. VEDC has grown to become the largest non-profit business development corporation in the metropolitan Los Angeles area. VEDC operates and facilitates several programs & projects such as: SBA Women's Business Center; Downtown Los Angeles Historic Retail Project; San Fernando Valley Financial Development Corporation; Plaza Del Valle Project; Pacoima Development Federal Credit Union; and the San Fernando Learning Center. The business lending division of the Valley Economic Development Center implements the Bank of America Small Business Administration Micro Loan Program in Los Angeles and Ventura Counties. The Economic Development Administration's Revolving Loan Fund focuses on existing businesses located in the County of Los Angeles that have been declined credit by commercial banks and are looking for funds to help grow, save & create employment opportunities in the region. The loan amount ranges from $25,000 to $700,000 and is used for debt restructure, business acquisition, fixed asset financing and working capital. Since 1995, VEDC has originated small business loans totaling more than $35 million annually to businesses throughout California. VEDC is the largest Community Development Financial Institution (CDFI) in the Los Angeles area.

5121 Van Nuys Blvd., 3rd FloorVan NuysCA91403818-907-9922818-907-9720

Portfolio companies include:Sew LAhttp://sew-la.com/Bianca's Fashionshttp://www.biancafashions.com/Martial Arts Fitness Studiohttp://trainatthestudio.com/Jungle Bug Day Carehttp://www.manta.com/c/mm83jgd/jungle-bugManagement Team:Roberto Barragan, Presidentroberto@vedc.orgWarren Cooley, Director of Business Serviceswcooley@vedc.orgLynn Fernandez, Vice President of LendingRoberta Turitz, ControllerAngela Stanislawski, Director of Lendingastanislawski@vedc.orgVentura Ventures Technology Centerwww.v2tc.comSoCalIInformation TechnologySoftware & InternetSeedThe Ventura Ventures Technology Center (V2TC) is a high-tech business incubator developed in partnership with the City of Ventura and the Ventura Chamber of Commerce. The V2TC consists of over 10,000 square-feet of flexible office space with 76 workstations spread out amongst private office suites and open flex space. The flex space is suited for seed stage companies in the range of 1 to 3 employees who are interested in networking with other high-tech companies in a collaborative environment. For the larger businesses (4 - 12 employees) in need of more privacy, private office suites are also available. The V2TC facilitates access to capital sources, such as banks, venture capitalists, and angel investors. Business consultants can help a company negotiate funding strategies and structure deals. The V2TC is affiliated with the City of Ventura's Job Investment Fund, which provides seed capital for area high-tech businesses.

505 Poli Street, 3rd FloorVenturaCA93001805-677-3958

Portfolio companies include:Geodelichttp://geodelic.com/The Trade Deskhttp://thetradedesk.com/NetPlenish.comhttp://www.netplenish.com/HighRises.comhttp://www.highrises.com/Hey Joneshttp://www.heyjones.com/Aletho Technologieshttp://alethotech.com/Fanatic Factoryhttp://fanaticfactory.com/Connexityhttp://www.connexity.com/Docshelfhttps://www.docshelf.com/Haptifyhttp://www.haptify.com/Immersionhttp://www.immersion.com/MW Multimediahttp://mwmultimedia.com/Gold Coast Solarhttp://gcsolar.com.au/Saassofthttp://www.saassoft.com/Momentfeedhttp://momentfeed.com/SwinkTVhttp://swink.tv/Scratch Brandshttp://www.scratchbrands.com/Birdeezhttp://www.getbirdeez.com/Investment Team:Joey Briglio, Executive Directorjbriglio@cityofventura.netVicente Capital Partnerswww.vicentecapital.comSoCalVCPESoftware & InternetCommunications & NetworkingLife Sciences & HealthcareManufacturing & IndustrialTransportation & DistributionDefense & Homeland SecurityExpansionMiddle MarketVicente Capital Partners is a Los Angeles-based investment firm providing equity capital to privately held growth companies across North America. Vicente specializes in late stage, expansion, growth capital, and buyout investments. The firm does not prefer to invest in start-ups or turn-arounds. Vicente Capital Partners has closed its first growth equity fund with $150 million in capital commitments. The Los Angeles-based firm will invest between $5 million and $20 million in companies that have between $5 million and $50 million in revenue and up to $5 million of EBITDA. Additionally, Vicente targets firms with annual growth rate above 15% and EBITDA margins above 15% at maturity. The firm focuses on Business Services (Outsourced services, Internet services, Telecom services); Consumer Services (Healthcare services, Residential delivery, Education); and Specialty Manufacturing (Aerospace & defense, Environmental products, Networking/telecom equipment). Vicente was previously known as Kline Hawkes & Co., although Frank Kline is not part of the new effort.

11726 San Vicente Blvd., Suite 300 Los AngelesCA90049310-826-2255310-826-2299

Portfolio companies include:O2 Sciencehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2008830CaseStackhttp://ww2.casestack.com/Rent.comhttp://www.rent.com/AMSIhttp://www.amsi.com/Newbridge Collegehttp://www.newbridgecollege.edu/SMThttp://www.sportsmedia.com/smt/US Dermatology Medical Managementhttp://www.usdermatology.com/MedBridge Healthcarehttp://medbridgehealthcare.com/Vermon Compositeshttp://www.vtcomposites.com/Sendiohttp://www.sendio.com/Raynehttp://www.raynelongboards.com/AMSIhttp://www.amsi.com/Overturehttp://en.wikipedia.org/wiki/OvertureCampus Explorerhttp://www.campusexplorer.com/Intellectual Technologyhttp://iti4dmv.com/VXihttp://www.vxicorp.com/Investment Team:Jay Ferguson, Managing Partnerjferguson@vicentecapital.comKlaus Koch, Managing Partnerkkoch@vicentecapital.comNicholas Memmo, Managing Partnernmemmo@vicentecapital.comEvan Richter, Senior Associateerichter@vicentecapital.comDavid Casares, Principaldcasares@vicentecapital.comJason Beck, Associatejbeck@vicentecapital.comGreg Arsenault, Chief Financial Officergarsenault@vicentecapital.comKimberly Magnin, Director of FinanceKrishnan Ramaswami, Special Advisorkramaswami@vicentecapital.comVMG Partnerswww.vmgpartners.comSoCalPEConsumer ProductsMiddle MarketWith offices in San Francisco and Los Angeles, VMG Equity Partners is a private equity investment firm with an exclusive focus on acquiring highly branded consumer products companies in the lower middle market. Founded in 1995, the firm's services include debt and equity placements, debt consolidation, re-capitalization, capital raising, sell-side advisory, and consultancy. The firm's defined set of attractive target industries include lifestyle, wellness, food/beverage, personal care, pet and leisure. The firm targets companies with revenues between $15-150 million. VMG currently has $325 million of committed equity capital.

2000 Avenue of the Stars, Suite 300 NorthLos AngelesCA90067310-775-8603310-319-3986

Portfolio companies include:Mighty Leafhttp://www.mightyleaf.com/Timbuk2http://www.timbuk2.com/Coloresciencehttp://www.colorescience.com/Waggin' Trainhttp://waggintrainbrand.com/KIND Snackshttp://www.kindsnacks.com/Pretzel Crispshttp://pretzelcrisps.com/Pirate's Bootyhttp://piratebrands.com/Natural Balancehttp://www.naturalbalanceinc.com/Speckhttp://www.speckproducts.com/Kernel Seasonshttp://www.kernelseasons.com/SkinMedicahttp://www.skinmedica.com/Vegahttp://myvega.com/Investment Team:David G. Baram, Managing Directorbaram@vmgpartners.comMary Kayser, CFOkayser@vmgpartners.comRobert W. Schult, Co-Founderschult@vmgpartners.comMichael L. Mauze, Managing Directormauze@vmgpartners.comJarom Fawson, Vice PresidentKara Cissell-Roell, Managing Directorcissell-roell@vmgpartners.comAngad Hina, Senior Associatehira@vmgpartners.comRobin Tsai, Vice PresidentWayne Wu, Vice PresidentWasserstein & Co., LPwww.wasserco.comSoCalVCPEMedia & Digital MediaConsumer ProductsSports & EntertainmentMiddle MarketWasserstein & Co. is an independent private equity and investment firm, with offices in New York and Los Angeles. The firm was formed in January 2001, when the merchant banking group of Wasserstein Perella & Co., Inc., a global investment banking firm, spun out to become an independent firm upon the acquisition of the remainder of Wasserstein Perella by Dresdner Bank. Today, the firm manages approximately $2 billion of capital and investment activities are focused on middle-market leveraged buyout investments and related investment activities. The firm conducts its buyout investment activities through the Wasserstein Partners family of funds. Predecessor funds, U.S. Equity Partners I and II, were raised in 1997 and 2002 and invested approximately $750 million of committed equity capital. Wasserstein targets investments of between $30 million and $150 million. While the firm's focus is primarily on control equity investments, Wasserstein has invested successfully across the entire capital structure spectrum, taking positions in preferred stock and various debt securities with compelling risk / return profiles. Targeted sectors include media, water, and consumer products. Wasserstein's founder and namesake, Bruce Wasserstein, passed away in 2009.

1999 Avenue of the Stars, Suite 2840Los AngelesCA90067-6086310-286-3315 310-286-3325

Portfolio companies include:Encompass Digital Mediahttp://www.encompass-m.com/Penton Mediahttp://www.penton.com/Hanley Woodhttp://www.hanleywood.com/default.aspx?page=prbmhousing360resultsHarry & Davidhttp://www.harryanddavid.com/gifts/store/home___Sportcrafthttp://www.nextag.com/sportcraft/shop-htmlAmerican Seafoods Grouphttp://www.americanseafoods.com/MasterCraft Boat Companyhttp://www.mastercraft.com/Meyer Materialhttp://www.meyermat.com/ALM Mediahttp://www.alm.com/Odwallahttp://www.odwalla.com/index.jspHigh Pressure Equipment Co.http://www.highpressure.com/Investment Team:Ellis B. Jones, Chairmanej@wasserco.comGeorge L. Majoros, Jr., President and Chief Operating Officergm@wasserco.comAnup Bagaria, Vice Chairman & Managing Directorab@wasserco.comDr. Rengarajan Ramesh, Managing DirectorRobert A. Fogelson, Managing DirectorRobert Mersten, Chief Financial Officerrm@wasserco.comThomas Ibsen Huang, Managing DirectorWedbush Capital Partnerswww.wedbushcapital.comSoCalPEMedical DeviceManufacturing & IndustrialBusiness ServicesFinancial ServicesConsumer ProductsRetail & RestaurantDefense & Homeland SecurityMiddle MarketFounded 2005, Wedbush Capital Partners is a private equity firm specializing in growth capital, recapitalizations, acquisition, management-led buyouts, add-on acquisitions and expansion capital investments in lower middle market. Through its $120M fund, the firm prefers to invest in business and financial services, consumer products and services, and niche manufacturing with a focus on medical devices, materials, containers and packaging, industrials, capital goods, aerospace and defense, building products, construction and engineering, electrical equipment, trading companies and distributors, commercial services and supplies, transportation, consumer discretionary, consumer durables and apparel, leisure equipment and products, textiles, apparel and luxury goods, restaurants and leisure, retailing, consumer staples, financials, banks, commercial banks, diversified financials, diversified financial services, consumer finance, capital markets, energy services, and insurance sectors. It invests in companies based in the Western United States. The firm seeks to invest between $2 million and $10 million in companies with revenues between $10 million and $50 million. Initial Equity investments range from $2 - $10 million. It acquires both controlling and non-controlling interests in its portfolio companies. The firm can lead or co-lead new investments.

1000 Wilshire Boulevard, Suite 830Los AngelesCA90017213-688-8018213-688-8095

Portfolio companies include:Criterion Brockhttp://criterionbrock.com/Reyn Spoonerhttp://www.reynspooner.com/Triple 7 Grouphttp://triple7pr.com/ExtruMedhttp://extrumed.com/contactus.htmlCritical Alert Systemshttp://criticalalertsystems.com/ONE Industrieshttp://oneindustries.com/VCC Optoelectronicshttp://vcclite.com/Passport Food Grouphttp://www.passportfood.com/Investment Team:Geoff Bland, Managing DirectorGeoff.Bland@WedbushCapital.comPeter Shoemaker, Managing DirectorPeter.Shoemaker@WedbushCapital.comEric Wedbush, Managing DirectorEric.Wedbush@WedbushCapital.comBen Wu, Vice PresidentBen.Wu@WedbushCapital.comKevin Tom, Vice PresidentKevin.Tom@WedbushCapital.comKristen Anderson, Executive AssistantKristen.Anderson@WedbushCapital.comJames Dressler, AssociateJames.Dressler@WedbushCapital.comDaniel Simon, Chief Financial OfficerDaniel.Simon@WedbushCapital.comWest Coast Capital (WCC)www.westcoastcapital.comSoCalPEManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantMiddle MarketFounded in 1995, WCC is an investment bank specializing in transactions of $10 million to $100 million. The firm's Merchant Banking operations work with early-stage companies with proprietary and/or patented technologies; Companies with proven management track records; Growth industries; and Industry consolidations of fragmented industries. Transaction sizes are typically $5 million to $75 million. WCC has no geographic limitations and has assisted companies throughout the United States and Canada. WCC prefers companies with revenues ranging from $10 million to $100 million and EBITDA from $1 million to $10 million. While receptive to opportunities in all industries, WCC has significant prior investment experience in the following sectors: Consumer products manufacturing; Consumer services, including restaurants, retail, travel & leisure; and Business services. WCC's principal, Lorne Goldberg, owns and operates three restaurant chains, Mandarin Express, Leeann Chin and Chin's Asia Fresh. Mr. Goldberg's portfolio of quick-service Chinese restaurants is the second largest in the U.S.

15233 Venture Boulevard, Suite 306Sherman OaksCA91493818-501-2666818-501-2669

Portfolio companies include:Mandarin Expresshttp://www.mandarinexpress.us/Leeann Chinhttp://leeannchin.com/Chin's Asia Freshhttp://www.chins.com/Ryan's Expresshttp://www.ryansexpress.com/Youbet.comhttp://www.youbet.com/Fatburgerhttp://www.fatburger.com/Epson Americanhttp://www.epson.com/Baja Freshhttp://en.wikipedia.org/wiki/Baja_FreshPhotopoint.comhttp://photopointofview.com/Pick Up Stixhttp://www.pickupstix.com/Investment Team:Lorne Goldberg, Principallgoldberg@westcoastcapital.comWest Health Investment Fundwww.westhealthfund.comSoCalVCILife Sciences & HealthcareMedical DeviceSeedEarlyThe West Health Investment Fund is the first investment fund with the mission to lower health care costs for the public by providing risk capital for cutting-edge health care technologies and services. Launched by entrepreneurs and philanthropists Gary and Mary West, the $100 million fund aims to spur an entirely new ecosystem for health care innovation that lowers health care costs. Gary and Mary West, who also operate West Capital Partners (see profile) will not individually profit from the investments made by the West Health Investment Fund, committing returns instead to medical research. The structure also differs from a traditional investment fund, as there are no management fees, there is no carried interest, and compensation for the management team is salaried. The West Health Investment Fund targets primarily early stage opportunities with a strong preference for pre-commercial and early commercial companies. The Fund's areas of interest include health care technologies, data analytics, technology-enabled services, cost transparency, and interoperability. Located in La Jolla on the same campus as the West Health Institute, the approximately 10,000 square foot West Health Incubator provides infrastructure at the facility, strategic guidance and access to an extensive network of key partners, allowing for the transfer to industry of research technologies developed at the Institute and elsewhere. Prior to acceptance or admission, companies in the Incubator must receive an investment commitment from the West Health Investment Fund, which only invests in solutions to lower the cost of health care.

10350 North Torrey Pines RoadLa JollaCA92037855-937-8100

Portfolio companies include:Biological Dynamicshttp://biologicaldynamics.com/home/Welcome.htmlChange Healthcarehttp://www.changehealthcare.com/goBaltohttp://www.gobalto.com/Healthsensehttp://www.healthsense.com/Humedicahttp://www.humedica.com/Sotera Wirelesshttp://www.soterawireless.com/Reflexionhttp://www.reflexion.net/Sense4Babyhttp://mobihealthnews.com/9459/west-wireless-health-announces-sense4baby-prototype/GlySenshttp://glysens.com/RxAntehttp://www.rxante.com/Investment Team:Nicholas J. Valeriani, ManagerJoseph M. Smith, Co-ManagerMo Kaushal, Co-ManagerMike Caponetto, Chief Financial OfficerShelley Valentine, Chief Operating OfficerRob Matthews, CTOWestar Capital, LLCwww.westarcapital.comSoCalPELife Sciences & HealthcareBusiness ServicesConsumer ProductsDefense & Homeland SecurityMiddle MarketEstablished in 1987, Westar Capital LLC is a private equity firm specializing in investments in middle market companies. It does not consider investments in hostile or unfriendly takeover situations, commodity businesses, overly regulated industries, project-oriented financings like oil and gas exploration, and development stage high technology. Westar provides capital to acquire established growth companies in partnership with management. It seeks to provide equity financing for corporate expansion, restructurings, or acquisitions and will purchase significant equity positions from large shareholders seeking liquidity. Westar seeks to invest in fragmented industries, corporate divestitures, buyouts, turnarounds, acquisitions of privately owned businesses, recapitalizations, growth equity financings, and PIPEs. The firm seeks to invest in aerospace and defense, business services, consumer products, healthcare services, and value-added manufacturing sectors. Westar seeks to invest in companies based in the United States. Westar seeks to invest between $5 million and $25 million but has the flexibility and capital to invest beyond that range. The firm prefers to invest in companies with annual revenues of at least $25 million and operating income of at least $5 million. Westar typically acts as a lead investor in its acquisitions and seeks to take a board seat at its portfolio companies.

949 South Coast Drive, Suite 170 Costa MesaCA92626714-481-5160714-481-5166

Portfolio companies include:Candle Lamphttp://www.candlelamp.com/LifeCare Solutionshttp://www.lifecaresoln.com/Petmatehttp://www.petmate.com/Investment Team:John W. Clark, Partnerjclark@westarcapital.comGeorge L. Argyros, Founding PartnerJohn ClarkSharon BujacichCindy CummingsWilshire Private Markets Groupwww.wilshire.comSoCalPEFOFSECFinancial ServicesEarlyMiddle MarketWilshire Private Markets Group (WPMG) is a fund-of-funds investment manager whose differentiating characteristics include global reach, concentrated investing, and a disciplined partnership selection process. Formed in 1984, the WPMG manages nearly $5.0 billion in private equity partnership investments for institutional investors. The Group has 40 professionals with offices in five locations: Santa Monica (Western U.S.), Pittsburgh (Eastern U.S.), Amsterdam (Europe), and Canberra (Asia/Pacific South) and Tokyo (Asia/Pacific North). The WPMG invests in buyouts, venture capital, and secondaries on a global basis. In the U.S., the WPMG invests in buyouts and venture capital and, opportunistically, in mezzanine. WPM has committed capital on behalf of its clients to more than 350 primary partnerships, secondary partnership interests and co-investments, representing more than 5,000 underlying portfolio companies.

1299 Ocean Avenue, Suite 700Santa MonicaCA90401310-451-3051310-458-0479

Portfolio companies include:N/AN/AInvestment Team:Kevin Nee, CFA, Presidentknee@wilshire.comMatthew J. Westwood, CPA, Managing Directormwestwood@wilshire.comJeffrey L. Ennis, Managing DirectorDerek Minno, CFA, Managing Directordminno@wilshire.comDavid Chiang, Managing Directordchiang@wilshire.comWindjammer Capital Investorswww.windjammercapital.comSoCalPEMedical DeviceManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsMiddle MarketWith offices in both Newport Beach and Boston, Windjammer is a national private investment firm which invests control equity, minority equity and subordinated debt in leading middle market businesses. Founded in 1990, Windjammer has successfully raised four institutional funds totaling over $1.8 billion of capital and is currently investing out of its latest fund with over $575 million in commitments. Windjammer seeks to invest between $30 million and $140 million of equity or subordinated debt in middle market companies with a minimum EBITDA of $10 million and up to $40 million. Windjammer seeks investment opportunities across the U.S. and Canada, primarily in three industry segments: niche manufacturing, business services, and value-added distribution. Additionally, prior investments have included: Industrial Automation Control Equipment, Engineered Medical Tools, Private Label Consumer Products, Water Industry Equipment, Community Newspapers, and Healthcare Products and Services. Windjammer does not invest in high tech, real estate, and financial services companies. In addition, investments in operational turnarounds and early stage companies are avoided.

610 Newport Center Drive, Suite 1100Newport BeachCA92660949-721-9944949-720-4222

Portfolio companies include:Rotexhttp://www.rotex.com/Pasternack Enterpriseshttp://pasternack.com/McKenzie Sports Productshttp://www.mckenziesp.com/Default.aspxBBB Industrieshttp://www.bbbind.com/S.T. Specialty Foodshttp://www.stspecialtyfoods.com/Caplugshttp://www.caplugs.com/HealthSTAR Communicationshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=994928Maxcess Internationalhttp://www.maxcessintl.com/Automatic Bar Controlshttp://www.wunderbar.com/Global Claims Serviceshttp://globalclaimsservices.com/JWC Enviromentalhttp://www.jwce.com/Investment Team:Robert (Bob) Bartholomew, Chairman and Managing Principal, 949-720-4203bob@windjammercapital.comJ. Derek Watson, Managing Director, 949-720-4201Dwatson@windjammercapital.comMatt Anderson, Vice President, 949-720-4204Manderson@windjammercapital.comJeff Miehe, Managing Director, 949-72-4205Jmiehe@windjammercapital.comChristian MacCarron, Associate, 949-720-4202CMacCarron@windjammercapital.comPeter McGah, Associatepeter@windjammercapital.comJeffery J. Dunnigan, CFO & CCOjdunnigan@windjammercapital.comWindward Ventureswww.windwardventures.comSoCalVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorMedical DeviceSeedEarlyOrganized in 1997, Windward Ventures is a venture capital partnership that provides capital and management assistance to early stage, high growth companies in Southern California. Windward Ventures is primarily concentrated on the following industries: telecom/datacom, electronics, semiconductors, systems engineering, software, internet infrastructure, and medical devices. The firm's initial investment may be as little as $250,000, while the typical investment is between $3 and $5 million over the life of an investment. Windward Ventures typically works with other venture firms in a syndicated investment and takes a minority interest, but with representation on the Board. The Windward Ventures Funds ceased making new investments as of June, 2008. The firm continues to manage a portfolio of investments for the Funds and its partners, as well as advising entrepreneurs and investors.

530 B Street, Suite 700San DiegoCA92101619-234-6800619-234-6886

(Thousand Oaks Office)P.O. Box 7688Thousand OaksCA91359805-497-3222805-497-9331Portfolio companies include:Occam Networkshttp://www.hoovers.com/company/Occam_Networks_Inc/rfftrci-1.htmlSyntricityhttp://www.syntricity.com/homeProximetryhttp://www.proximetry.com/Xifinhttp://www.xifin.com/SynergEyeshttp://synergeyes.com/Nirvanixhttp://www.nirvanix.com/Strix Systemshttp://www.strixsystems.com/Investment Team: James Cole, Co-Founder, Managing Partnercole@windwardventures.comDavid Titus, Co-Founder, Managing Partnertitus@windwardventures.comRenee Masi, Partnermasi@windwardventures.comPaul A. Scott, Administrative Partner & CFOscott@windwardventures.comYucaipa Companieswww.yucaipaco.comSoCalPETransportation & DistributionConsumer ProductsMiddle MarketLateThe Yucaipa Companies, LLC is a principal investment firm specializing in private equity and venture capital investments. Founded in 1986 by Ron Burkle, the firm has completed mergers and acquisitions valued at more than $30 billion. Yucaipa works with management to strategically reposition businesses and implement operational improvements, resulting in value creation for investors. It prefers to invest in supermarket chains, cafeterias, grocery stores, and other food-related businesses. The firm also seeks to invest in retail, logistics, and manufacturing industries. It makes investments of $50 million to $300 million. After several standalone investments in the late 1980s, Yucaipa went on to lead the consolidation of West Coast retail that occurred during the 1990s. The firm has over 30 investment professionals including Transaction Partners and Operating Partners. The Yucaipa Companies, LLC is headquartered in Los Angeles.

9130 West Sunset BoulevardLos AngelesCA90069310-789-7200310-789-7201

Portfolio companies include:Aloha Airlineshttp://en.wikipedia.org/wiki/Aloha_AirlinesTDS Logisticshttp://www.tdstransport.com/TDSlog.htmInvestment Team:Ronald Burkle, ChairmanZenith Equity PartnersSoCalPESoftware & InternetConsumer ProductsMiddle MarketZenith Equity Partners is a private equity firm founded by Massoud Entekhabi. Zenith focuses on acquiring small/middle market companies in Southern California. Prior to founding Zenith Equity Partners, from 2000 to 2003, Mr. Entekhabi was a general partner and managing director of TL Ventures, a nationally focused venture capital firm with over $1.4 billion under management.

29250 Wagon Rd.Agoura HillsCA93101818-879-2077

Portfolio companies include:Ixiahttp://www.ixiacom.com/GMarkethttp://english.gmarket.co.kr/Mojixhttp://www.mojix.com/Halosourcehttp://halosource.com/Prime Focus Worldhttp://primefocusworld.com/Investment Team:Massoud Entekhabi, Managing Director and FounderUS Renewables Group (USRG)www.usregroup.comSoCalVCPEEnergy & Clean TechEarlyGrowthExpansionMiddle MarketUS Renewables Group (USRG) is one of the largest investment firms focused exclusively on the renewable energy industry. USRG was founded in 2003 and has over $750 million of capital under management to invest in the renewable power, biofuels, and renewable infrastructure sectors. USRG has made 23 diversified investments across three investment funds. USRG has offices in Los Angeles and New York. USRG's asset-based approach has been designed to take advantage of attractive investment opportunities throughout the renewable energy value chain. USRG looks to make investments in the range of $30 to $70 million, depending on the stage of the project or company. USRG's investments range from early-stage developments to acquisitions of operating assets. USRG typically takes controlling interests in its investments and can commit funds across the entire capital structure. Industry segments include: POWER GENERATION (Geothermal, Biomass, Concentrated solar thermal, Photovoltaic (PV) solar, Wind, Waste-to-electricity, Landfill methane, Hydro); BIOFUELS (Ethanol, Biodiesel, Biogas, Biomass pelletization, Waste management and remediation, Renewable energy agriculture); INFRASTRUCTURE & SERVICES (Midstream biofuel assets, Renewable energy related services companies, Energy efficiency projects, Carbon abatement or reduction projects, Electricity storage, Demand-side management, Transmission infrastructure, Water infrastructure).

2425 Olympic Boulevard, Suite 4050West Santa MonicaCA90404310-586-3900310-586-3901

Portfolio companies include:Bottle Rock Powerhttp://www.bottlerockpower.com/Free Flow Powerhttp://free-flow-power.com/Niagara Generationhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=29575639Newberry Geothermalhttp://newberrygeothermal.com/Novo Energyhttp://www.novo-energy.com/Oski Energyhttp://oskienergy.com/Penrose Landfillhttp://www.yellowpages.com/penrose-co/landfillsSolarReseverhttp://www.solarreserve.com/Tracy Biomasshttp://www.scribd.com/doc/50356837/6/TRACY-BIOMASS-PLANT-TRACY-CALIFORNIAWesterly Windhttp://westerlywind.com/Investment Team:Lee Bailey, Managing Directorlee@usregroup.comJoshua Haacker, Managing Directorjosh@usregroup.comJon Koch, Managing Directorjon@usregroup.comJames McDermott, Managing Directorjim@usregroup.comRustic Canyon/Fontis Partnerswww.rcfontis.comSoCalVCMedia & Digital MediaBusiness ServicesConsumer ProductsExpansionRustic Canyon/Fontis Partners invests in growth opportunities, primarily in the western region of the U.S., in companies with revenues of $10-50M, that have achieved (at a minimum) break-even financial performance. The firm invests in a range of industries, with particular interest in consumer goods, media, and service companies. The partners have particular expertise in companies targeting ethnic markets in the U.S. Rustic Canyon/Fontis Partners will make control or non-control investments. generally invest $5-10M at the outset, with the expectation of follow-on financing, for a total of $10-12M per company.

155 No. Lake Ave., Suite 826PasadenaCA91101626-744-7799626-744-9249

Portfolio companies include:Cabrera Capital Marketshttp://www.cabreracapital.com/Initiative Foodshttp://www.initiativefoods.com/Johnson Productshttp://www.johnsonproducts.com/Preferred Brandshttp://www.preferredbrandscorp.com/SAFE Securityhttp://www.safesecurity.com/index.aspxSambazonhttp://www.sambazon.com/Zoria Farmshttp://unwiredbb.com/Investment Team:Gabrielle Greene, PartnerRenee LaBran, PartnerDaniel L. Villanueva, PartnerTom Unterman, Advisory PartnerDaniel D. Villanueva, Advisory PartnerMaverick Angels, LLCwww.maverickangels.comSoCalAInformation TechnologySoftware & InternetEnergy & Clean TechMedical DeviceTransportation & DistributionSeedMaverick Angels is an international next generation angel investment community and entrepreneurship training organization which takes an entrepreneurial approach to angel investing. Maverick Angels Members are all accredited private equity investors willing to serve as mentors to early-stage companies. Maverick Angels is based in Westlake Village which is located just north of Los Angeles near Malibu, California. The group has established an affiliation to share deal flow with other angel networks across the globe, and the investment focus includes any early-stage opportunity from any industry which provides the possibility for a multiple return on investment. Maverick Angels also actively engages in social and charitable activities designed to build camaraderie and support entrepreneurship in our communities.

5737 Kanan Road, No 177Agoura HillsCA91301818-706-7686818-706-7672

Portfolio companies include:OrthoCor Medicalhttp://orthocormedical.com/JobSynchttp://www.jobsync.com/Episencialhttp://episencial.com/Rx Timer Caphttp://rxtimercap.com/Evconnecthttp://evconnect.com/TranscribeMehttp://transcribeme.com/Atlas Poweredhttp://atlaspower.com/Eco-Mehttp://www.eco-me.com/Roozthttp://www.roozt.com/Gridtest Systemshttp://www.gridtest.com/MobileCausehttp://www.mobilecause.com/Santa Monica Electric Vehicleshttp://santamonicaev.com/Vatrix Medicalhttp://vatrixmedical.com/Extrabux.comhttp://www.extrabux.com/The Card Factoryhttp://thecardfactory.com/Vaporehttp://www.vapore.ca/Active Life Scientifichttp://activelifescientific.com/ScriptHouse Productionshttp://scripthouse-productions.com/Continental Wind Powerhttp://continentalwindpower.com/Madeira Therapeuticshttp://www.madeiratherapeutics.com/Trojan Storagehttp://www.trojanstorage.com/Voice Genesishttp://www.voicegenesis.com/Escapiahttp://www.escapia.com/Organovohttp://www.organovo.com/Signalink Technologieshttp://www.signalink.com/Edgeware Analyticshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=24068727Digital Map Productshttp://digitalmapproducts.com/Mobile Content Networkshttp://mcn-inc.com/Stream Theoryhttp://www.answers.com/topic/wake-stream-theoryLogos Health Systemshttp://identity.uclahealth.org/body.cfm?id=52EdenTree Technologieshttp://galetechnologies.com/SKBhttp://www.skbcases.com/Corefino Serviceshttp://corefino.com/AirTrekshttp://www.airtreks.com/Qsonixhttp://www.qsonix.com/NextSporthttp://nextsport.com/Investment Team: Patrick Henry, Presidentpatrick@maverickangels.comJulia Dilts, Co-Founder & CEOjulia@maverickangels.comDan Roberts, Chief Operating Officerdan@maverickangels.comDaniel Kuenzi, Director of Operationsdaniel@maverickangels.comMike Miller, Chief Marketing Officermike@maverickangels.comBelHealth Investment Partnerswww.belhealth.comSoCalPELife Sciences & HealthcareMedical DeviceMiddle MarketBelHealth Investment Partners is a private equity firm that invests exclusively in small-cap companies in the healthcare industry. Founded in 2011, BelHealth has a unique combination of investing, executive management and entrepreneurial experience, which it utilizes to achieve superior investment returns. BelHealth seeks to make control equity investments of $10-25 million in small-cap, founder-owned companies, which the BelHealth Team considers under-valued or under-managed and where the BelHealth Team can utilize its vast operating experience and resources to drive growth and profitability. The firm targets companies in healthcare services, healthcare information technology and marketed pharmaceutical and medical products. In particular, the Fund will typically invest $10-25 million per investment in companies with: Enterprise Value $10-60 million; Revenue $10-60 million; and EBITDA $2-7 million with potential to improve operating margins.

4100 Newport Place, Suite 255Newport BeachCA92660949-200-6547

Portfolio companies include:SkilaMederihttp://www.skilamederi.com/home/Investment Team:Harold S. Blue, Managing PartnerHblue@belhealth.comBert E. Brodsky, Managing PartnerBbrodsky@belhealth.comDavid J. Sturek, Managing DirectorDsturek@belhealth.comInder Tallur, Managing DirectorItallur@belhealth.comJoseph P. Wynne, Chief Financial and Administrative Officerjwynne@belhealth.comNathan Kronforst, Vice Presidentnkronforst@belhealth.comMichelle Rae Pinzon, General Counselmpinzon@belhealth.comBroad Beach VenturesSoCalASoftware & InternetMedia & Digital MediaSeedEarlyBroad Beach Ventures is the primary investment vehicle for Michael Ovitz, co-founder of Creative Artists Agency. Over the past forty years, Michael Ovitz has been involved in a wide variety of activities in the worlds of entertainment, advertising, finance, business and philanthropy. Ovitz co-founded Creative Artists Agency (CAA) in 1975 and served as its Chairman until 1995. Over that 20-year period, he grew the agency from a start-up organization to the world's leading talent agency. Most recently, he has launched a new Venture Capital Fund, Broad Beach Ventures, where he is among a select group of angel investors.

2601 Colorado Ave.Santa MonicaCA90404

Portfolio companies include:Spindle Labshttp://www.spindle.com/Investment Team:Michael Ovitz, FounderAlex Boswell, InvestorCraig, Paige www.linkedin.com/in/paigecraigSoCalASoftware & InternetMedia & Digital MediaSeedPaige Craig is an Angel investor, entrepreneur and business professional with an eclectic interest in national security, technology, information science and adrenaline fueled adventure. His investment specialties include: Intelligence, Strategic Communication, Social Web, Social Media, and Web 2.0. Craig is currently the CEO of BetterWorks.

c/o BetterWorks720 Wilshire Ave., Suite 200Santa MonicaCA90401

Portfolio companies include:Plancast.comhttp://plancast.com/MobileRoadie.comhttp://mobileroadie.com/YourJobStop.comhttp://www.yourjobstop.com/GotCast.comhttp://www.gotcast.com/Knowemhttp://knowem.com/about-us.phpExpenseBayhttp://www.expensecloud.com/Klouthttp://klout.com/Metriclyhttp://metricly.com/TakeComicshttp://www.crunchbase.com/company/take-comicsLaughStubhttp://laughstub.com/Mobstreamshttp://mobstreams.com/Livefyrehttp://www.livefyre.com/Gamesaladhttp://gamesalad.com/Kiiphttp://kiip.me/Kohorthttp://kohort.com/Postmateshttp://postmates.com/Amplify LAhttp://www.amplify.la/TroopSwaphttps://www.troopswap.com/Graphiclyhttp://graphicly.com/Identifiedhttp://www.identified.com/ecomomhttp://www.ecomom.com/Dwollahttp://www.dwolla.com/StackSocialhttps://stacksocial.com/The Resumatorhttp://www.theresumator.com/StyleSeathttps://www.styleseat.com/YourMechanichttps://www.yourmechanic.com/Social Rewardshttp://socialrewards.com/Postlinghttp://www.postling.com/Surf Airhttp://flysurfair.com/LaunchRockhttp://launchrock.com/Worldly Developmentshttp://www.crunchbase.com/company/worldly-developmentsContextLogichttp://www.contextlogic.com/about.htmlGotCasthttp://www.gotcast.com/ShareSquarehttp://getsharesquare.com/Burstlyhttps://www.burstly.com/Retention Sciencehttp://www.facebook.com/RetentionScienceCARDLIKEhttp://www.facebook.com/card.like.5SetJamhttp://www.setjam.com/Metriclyhttp://metricly.com/Shop Hershttp://shop-hers.com/App7http://app7.publicaster.com/Ticketmobhttp://www.ticketmob.com/TakeComicshttp://www.crunchbase.com/company/take-comicsInvestment Team:Paige Craig, FounderLion Wells Capitalhttp://lionwells.comSoCalAInformation TechnologySoftware & InternetSeedEarlyFounded by Avidan Ross, Lion Wells Capital invests in early stage ventures across the technology ecosystem. Lion Wells writes checks anywhere from $25K to $500K. Originally a software developer and network engineer, Avidan ended his cubicle career as the CTO of a large Private Equity investment firm. He also is a professional glassblower, and builder of monster cooking machines built on the arduino platform.

Los AngelesCA90027323-943-8822

Portfolio companies include:Wallaby Financialhttp://www.walla.by/CrowdMobhttp://www.crowdmob.com/Investment Team:Avidan Ross, Founder7th Rig, LLCwww.7thrig.comSoCalASoftware & InternetMedia & Digital MediaEnergy & Clean TechSports & EntertainmentDefense & Homeland SecurityAgriculture & Agricultural ScienceSeedEarly7th Rig is an angel investment group of entrepreneurs who provide capital, strategic guidance and relationships to help develop companies from concept to realization. Founded in 2006, 7th Rig began in the entertainment industry and has since expanded into a variety of markets including social media, energy efficient building technology, defense, agriculture and web 3.0.

P.O. Box 3125Studio CityCA91614

Portfolio companies include:CapLinkedhttps://secure.caplinked.com/Emprimushttp://emprimus.com/Intelookhttp://www.intelook.com/Vaultushttp://www.antennasoftware.com/Investment Team:David Anderson, Founder & Managing DirectorDouble M Capitalhttps://angel.co/mark-mullenSoCalAInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaEarlyMark Mullen is Managing Partner of Double M Capital Inc. and Mull Capital LLC, providing merchant banking expertise in mergers, acquisitions and venture capital. Mullen invests in 8-12 startups @ $100,000-500,000 per year. The fund focuses on early stage investments in Southern Cal. targeting companies in Advertising Platforms, Digital Media, Mobile Commerce, SaaS, and Telecommunications. Previously, he served as head of Royal Bank of Canada Daniels' European Media and Telecom group specializing in mergers and acquisitions and raising private equity and venture capital. After retiring from Daniels in 2010, he served as senior advisor to Los Angeles Mayor Antonio Villaraigosa and was chief operating officer of the city's Office of Economic and Business Policy.

411 Lombard Ave.Pacific PalisadesCA90272

Portfolio companies include:Tradesyhttp://www.tradesy.com/Lettucehttp://www.foodreference.com/html/artlettuce.htmlRetention Sciencehttp://www.facebook.com/RetentionScienceGradient Xhttp://gradientx.com/GraphEffecthttps://shift.com/grapheffect/MomentFeedhttp://momentfeed.com/The Trade Deskhttp://www.thetradedesk.com/Freestyle Capitalhttp://freestyle.vc/Bitiumhttps://www.bitium.com/software-made-easyChowNowhttp://www.chownow.com/Edgecast Networkshttp://www.edgecast.com/Pingghttp://www.pingg.com/PostCard On The Runhttp://www.postcardontherun.com/Crosscut Ventures 2http://techcrunch.com/2012/10/15/lettuce-2-1-million/Seismic Gameshttp://www.seismicgames.com/Plum Mediahttp://www.plummedia.com.au/Rothenberg Ventureshttp://rothenbergventures.com/GRP Partnershttp://www.grppartners.com/MessageLabshttp://www.symanteccloud.com/K2 Labshttp://www.k2medialabs.com/World Weekly Newshttp://weeklyworldnews.com/Edgecasthttp://www.edgecast.com/Scopleyhttp://www.scopely.com/Investment Team:Mark Mullen, Managing PartnerMuckerLabwww.muckerlab.comSoCalISoftware & InternetMedia & Digital MediaSeedEarlyMuckerLab is a mentorship-driven startup accelerator focused on serving Internet software, services and media entrepreneurs in Los Angeles and broader Southern California. MuckerLab aims to accelerate the growth of the overall technology ecosystem in Los Angeles by filling a critical gap currently in the market for start-ups at the earliest stages-- resources, infrastructure, capital and guidance. MuckerLab offers a 3 to 6 month program that includes up to $21K in funding, office space, access to world-class mentors, and hands-on product, marketing, legal and fundraising support.

910 Colorado Ave.Santa MonicaCA90401

Portfolio companies include:Ecinityhttp://www.ecinity.com/Instacanvashttp://instacanv.as/Laffsterhttp://www.laffster.com/Lifecrowdhttp://www.lifecrowd.com/Penangohttp://www.penango.com/Retention Sciencehttp://www.facebook.com/RetentionScienceSurf Airhttp://flysurfair.com/Wallaby Financialhttp://www.walla.by/Investment Team:Erik Rannala, Co-Founder & Managing PartnerWilliam Hsu, Co-Founder & Managing PartnerGreg Bettinelli, Co-FounderYan-David (Yanda) Erlich, Co-FounderSiemer Ventureswww.siemervc.comSoCalVCInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlySiemer Ventures, which was formed through the combination of Frontera Group and Siemer & Associates' venture capital practice, predominantly invests in technology companies run by remarkable entrepreneurs with deep domain expertise. Siemer invest in early-stage enterprise and consumer-facing businesses that are positioned for rapid growth. The firm prefers to work with emerging companies which are on the verge of taking their product or service to market which means that we tend to shy away from ventures that are still in pre-launch stage. Siemer also likes to seek out companies that have outstripped the funding capabilities of their early investors but are not quite ready for a conventional venture capital round of funding. Siemer typically invests up to $750,000 per venture, with its initial investment size ranging from $150K to $350K, and usually as a part of a larger investment syndicate. Siemer is fairly agnostic in the industries it targets, but prefers companies that have an information technology element to them.

1333 Second Street, Suite 600Santa MonicaCA90401310-861-2100800-875-0757

Portfolio companies include:500 Startupshttp://500.co/Amplify.LAhttp://www.amplify.la/AppAddictivehttp://www.appaddictive.com/Ayannahhttp://www.ayannah.com/Caplinkedhttps://secure.caplinked.com/CARD.comhttp://card.com/CloudAccesshttp://www.cloudaccess.net/CloudTriggerhttp://cloudtrigger.com/Club Whttp://clubw.com/Cognition Technologieshttp://www.cognition.com/Connexityhttp://www.connexity.com/EAT Clubhttps://www.myeatclub.com/ecomomhttp://www.ecomom.com/eventuphttp://eventup.com/Exist Software Labshttp://www.exist.com/Frenzoo Ltd.http://www.frenzoo.com/Gradient Xhttp://gradientx.com/GraphEffecthttps://shift.com/grapheffect/Groupsite.comhttp://www.groupsite.com/Invested.Inhttp://invested.in/MaestroDevhttp://www.maestrodev.com/Marketfishhttp://www.facebook.com/marketfishMCN, Inc.http://mcn-inc.com/MindBodyhttp://www.mindbodyonline.com/Morphlabshttp://www.morphlabs.com/Optimalhttp://dictionary.reference.com/browse/optimalPhunwarehttp://www.phunware.com/Playsinohttp://www.playsino.com/Postcard on the Runhttp://www.postcardontherun.com/Rankerhttp://www.ranker.com/Rexterhttps://www.rexter.com/Science, Inc.http://science-inc.com/Skouthttp://www.skout.com/Social Annexhttp://socialannex.com/SodaHead.comhttp://www.sodahead.com/StackSocialhttps://stacksocial.com/StrikeAdhttp://www.strikead.com/StyleHaulhttp://www.youtube.com/user/stylehaulSurf Airlineshttp://www.surfingairlines.com/Technoratihttp://technorati.com/Tellyhttp://telly.com/Tradesparqhttp://www.tradesparq.com/Vatorhttp://vator.tv/Viagogohttp://www.viagogo.com/Xcast Labshttp://xcastlabs.com/Xylemehttp://www.xyleme.com/YouMailhttp://www.youmail.com/Investment Team:David Siemer, Managing PartnerEric Manlunas, Managing Partnereric@siemervc.comB. Paul Santos, PartnerDebneel Mukherjee, PartnerLisa Riedmiller, Chief Financial OfficerStartup Minds/ Curious Mindshttp://startupminds.comSoCalISoftware & InternetMedia & Digital MediaSeedStartup Minds is a new kind of seed fund and startup accelerator. The firm has its own in-office startups, but does not have a strict class-and-curriculum approach. The firm is willing to invest between $30k in seed funding (up to $200k), and offers in-house developers, UX designers, CFOs, marketing experts, and QA product gurus. Startup Minds is affiliated with Curious Minds, a sister incubator of disruptive new technologies. The company created the world's leading internet authentication service and recently launced an online telemedicine platform.

8560 W Sunset Blvd., 10th FloorWest HollywoodCA90069

Portfolio companies include:TSN Advertisinghttp://tsnadvertising.com/Author.lyhttp://www.goodreads.com/author/show/247895.Ly_de_AngelesBrandBountyhttp://brandbounty.com/Telesignhttp://www.telesign.com/Hangpayhttps://hotro.zing.vn/volam2/support/Startup Agencyhttp://startupagency.com/Badgerhttp://en.wikipedia.org/wiki/BadgerRingadochttp://www.ringadoc.com/Callfortherapyhttp://www.callfortherapy.com/FixUphttp://en.wikipedia.org/wiki/FixupDoMyStuffhttp://domystuff.com/TeleThrivehttp://www.ringadoc.com/RingSantahttp://www.ringsanta.com/Investment Team:Jonathan Gonen, Co-FounderDavid Gonen, Co-FounderDavid Chaimowitz, CFOAdam Umanzor, ControllerSenia Milovanova, Business DevelopmentKI Investment Holdings, LLCwww.hrg-ki.comSoCalVCMedical DeviceConsumer ProductsSeedEarlyFormed 2006, KI Investment Holdings is an innovative investment firm, providing capital and expertise towards the goal of being instrumental in the long-term success of its portfolio companies. The firm's mission is to invest in companies for long-term value, return on investment and the creation of middle-class careers.

1780 Kettner Blvd, Suite 110San DiegoCA92101

Portfolio companies include:BioSurplushttp://www.biosurplus.com/Ridge Diagnosticshttp://ridgedx.com/Wine Storage, LLChttp://www.manta.com/c/mm7mx39/wine-storage-llcPrecision Human Biolaboratoryhttp://www.linkedin.com/pub/john-bilello/11/67b/912Investment Team:Anita I. Busquets, Director and CFOTodd Stewart, Lead DirectorStan Sewitch, DirectorBill Bacon, DirectorBob Kent, DirectorTownsgateMediawww.townsgatemedia.comSoCalVCSoftware & InternetMedia & Digital MediaEarlyTownsgateMedia is dedicated to building great technology and media companies in Orange County and the greater L.A. area, focusing on the most promising opportunities and operators. TownsgateMedia invests capital at an early stage and provides access to the firm's experience, contacts and shared services in order to accelerate the growth of its portfolio companies.

2629 Townsgate Road, Suite 205Westlake VillageCA91361

Portfolio companies include:4DK Technologieshttp://www.4dk.com/Pivot Sharehttp://www.pivotshare.com/Play My Adhttp://www.playmyad.com/Investment Team:Tom ChouSean CowellKen LawsonMike van LoonScience, Inc.http://science-inc.comSoCalVCSoftware & InternetMedia & Digital MediaSeedEarlyGrowthExpansionScience, Inc. is a technology studio that creates and acquires then scales successful digital businesses by bringing together the best ideas, talent, resources and financing through a centralized platform. Science focuses on three things: developing new businesses, providing emerging startups with operational strategy and capital, and transforming later-stage Internet ventures with new talent and innovation. Science is backed by a group of top institutional and independent investors, which include: Rustic Canyon, White Star Capital, The Social+Capital Partnership, Tomorrow Ventures, Siemer Ventures, Philippe Camus, Jean-Marie Messier, Jonathan Miller and Dennis Phelps. Science invests in and advises emerging Internet businesses. Through its platform, Science shepherds entrepreneurial teams through the critical phases of growth for their business and advise them on product design, business strategy, business development and marketing. Science identifies existing assets that are ripe for transformation, takes an equity position and infuses them with new strategy, innovation and teams. The firm focuses on venture-backed companies that are in need of accelerated growth, private equity and corporate partnerships.

1307 California Ave.Santa MonicaCA90403

Portfolio companies include:Urban Remedyhttp://urbanremedy.org/urbanremedy/Home.htmlFresh Dishhttp://myfreshdish.com/HelloInsightshttp://helloinsights.com/DogVacayhttp://dogvacay.com/Dollar Shave Clubhttp://www.dollarshaveclub.com/TripleThreadhttp://triple-thread.com/EverySignalhttps://www.everysignal.com/TopFloorhttps://www.topfloor.com/Investment Team:Mike JonesTom DareMike MacadaanRyan SitPeter PhamJUMP Investorswww.linkedin.com/pub/randall-kaplan/40/583/58SoCalASoftware & InternetMedia & Digital MediaSeedEarlyJUMP Investors is the primary investment vehicle for Randall Kaplan, a serial entrepreneur and co-founder of Akamai Technologies. After leaving Akamai, Randall started JUMP Investors, a Los Angeles-based venture capital and private equity firm that today functions as his family office and investment firm. Since its formation in 1999, JUMP has invested in a variety of real estate companies, private equity funds, hedge funds, and more than 40 early-stage technology companies, including Seagate, Google, and Postini (a leading email outsourcing company purchased by Google in 2007). Randall is also the owner and Managing Member of CollarCard, LLC, a Los Angeles based promotional products company, and is also the Managing Member of Arbicha, LLC, a Los Angeles based investment firm.

12011 San Vicente Blvd., Ste. 405Los AngelesCA90049310-472-7600

Portfolio companies include:UrgentRxhttp://www.urgentrx.com/CollarCardhttp://www.collarcard.com/TheBrain.comhttp://www.thebrain.com/Business.comhttp://www.business.com/Change.comhttp://change.com/CoolSavingshttp://coolsavings.com/Community Connecthttp://communityconnect.org/Iceboxhttp://www.icebox.com/IPNet Solutionshttp://www.ipnetsolutions.com/iWin.comhttp://www.iwin.com/MyContractshttp://www.accruent.com/Need2Buy.comhttp://www.need2buy.co.za/TeraBeam Networkshttp://www.proxim.com/ViaFonehttp://www.viafone.com/Xdrivehttp://en.wikipedia.org/wiki/BMW_xDriveInvestment Team:Randall Kaplan, FounderINVENT Ventures, Inc.http://invent.vcSoCalVCISoftware & InternetMedia & Digital MediaSeedEarlyINVENT Ventures, Inc. (OTCQB: IDEA) is a publicly traded Business Development Company (BDC) operating as a venture fund and technology incubator that creates, builds, and invests in web and mobile technology companies. Formerly known as the Los Angeles Syndicate of Technology, Invent will invest up to $250K and offer design, UX, and customer acquisition strategies.

137 Bay St., #1Santa MonicaCA90405702-943-0320

Portfolio companies include:Viurlhttps://apps.facebook.com/groupoffer/Default.aspx?refid=1086073Stockrhttps://stockr.com/Sanguine Bioscienceshttps://sanguinebio.com/LottoPalshttp://www.lottopals.com/HouseCallhttp://housecall.trendmicro.com/Investment Team:Bryce Knight, Partner/ CEOTim Symington, Partner/ CIOJames Jago, Partner, CFOAaron Moore, Partner/ COORady Venture Fundhttp://rady.ucsd.edu/invest/ventureSoCalVCInformation TechnologyCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareMedical DeviceSeedEarlyThe Rady Venture Fund, a student-assisted venture capital investment fund, was established at the Rady School of Management to support the school's educational objectives in the areas of entrepreneurship, innovation and transfer of discoveries into the marketplace. Its goal is to provide a unique, hands-on learning experience for Rady MBA and UC San Diego graduate students. The Rady Venture Fund will make one to two investments per year. The fund seeks to invest in seed to early stage companies preferably located in San Diego or Southern California. The fund will invest in life sciences and biotech including medical devices, instrumentation and diagnostics; high-tech; information technology; communication and clean technology. A typical investment will range in size from $75,000 to $150,000 on a fully funded basis. The fund will invest in equity or provide debt financing, mostly in the form of convertible debt.

UC San Diego9500 Gilman Dr.La JollaCA92093858-534-2230

Portfolio companies include:N/AN/AInvestment Team:Lada Rasochova, Managing Directorlrasochova@ucsd.eduBlack Diamond Ventures, LLCwww.bdventures.comSoCalVCCommunications & NetworkingSemiconductorLife Sciences & HealthcareMedical DeviceEarlyGrowthExpansionBlack Diamond Ventures is a venture capital firm that was founded in 1998, with offices in Glendale and Newport Beach, California. Christopher B. Lucas formed Black Diamond Ventures to provide individual investors the opportunity to invest alongside institutional investors and first-tier venture capital firms in technology-leading companies. The firm evaluates early stage to late stage companies, initially investing anywhere from $500,000 to $5 million. Over the past decade, Black Diamond Ventures has invested in privately-held companies primarily in Telecommunications, Biotechnology, Medical Devices, Semiconductor Design, Mobile Application.

400 North Brand Blvd. Suite 950GlendaleCA91203818-245-6250818-245-6255

(Newport Beach Office)500 Newport Center Drive, Suite 580Newport BeachCA92660949-644-4288949-644-4628Portfolio companies include:Capella Intelligent Subsystemshttp://www.capellainc.com/DIVXhttp://www.divx.com/Force10http://www.force10networks.com/GlobalLogichttp://www.globallogic.com/Mogreethttp://www.mogreet.com/NEI Treatment Systemshttp://www.nei-marine.com/Tela Innovationshttp://www.tela-inc.com/Theranoshttp://www.theranos.com/Investment Team:Christopher B. Lucas, Managing Directorchris@bdventures.comAna L. Quintana, Principalana@bdventures.comRob R. Ukropina, Managing Partnerrob@bdventures.comThe Courtney Group, Inc.www.thecourtneygroup.comSoCalPEInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialFinancial ServicesMiddle MarketThe Courtney Group provides private equity and investment banking services. The firm's Private Equity group specializes in buyout and growth equity investments in U.S.-based, manufacturing and services companies. Courtney seeks to make control and non-control equity investments in management buyouts and recapitalizations of companies with revenues of $5 million to $500 million, making an investment of $1 - $100 million per transaction. Targeted sectors include: Renewable Energy and Waste Management Technology, Environmental Services, Financial Services, Health Care, Manufacturing & Industrial, and Technology.

500 Newport Center Drive, Suite 580Newport BeachCA92660949-706-3600

Portfolio companies include:SANTIERhttp://names.whitepages.com/first/SantierAmerican Piping Productshttp://www.amerpipe.com/Nautilus Renewableshttp://nautilusrenewables.com/BasTechhttp://www.teambastech.com/Borgahttp://www.borgasteel.com/Boylan Bottlinghttp://www.boylanbottling.com/M3 Technologieshttp://m3-tec.com/Califonehttp://www.califone.com/Alien Technologyhttp://www.alientechnology.com/Investment Team:Tom Courtney, President and Managing Directortcourtney@thecourtneygroup.comKevin Fechtmeyer, Senior AdvisorSean McCloskey, Managing DirectorAvante Mezzanine Partnerswww.avantemezzanine.comSoCalPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketAvante Mezzanine Partners, a mezzanine fund with offices in Los Angeles and Boston, is focused on making debt and equity investments in high quality, profitable, lower middle market businesses. Avante seeks to invest $5 million to $20 million to support a wide range of sponsored and non-sponsored transactions including: buyouts, growth capital, strategic acquisitions, leveraged recapitalizations, and refinancings. The firm's Partners have over 70 years of collective investment experience supporting sponsors, entrepreneurs, and management teams. Avante targets companies with an EBITDA of $3 million to $15 million. Avante closed its first fund with $218 million in commitments.

11150 Santa Monica Blvd., Suite 1470Los AngelesCA90025310-667-9242310-728-1762

Portfolio companies include:Nobles Manufacturinghttp://www.noblesmfg.com/SunBriteTVhttp://www.sunbritetv.com/Aero-Metrichttp://www.aerometric.com/Network Instrumentshttp://www.networkinstruments.com/Pump It Up http://www.pumpitupparty.com/Telestreamhttp://www.telestream.net/Investment Team:Jeri J. Harman, Founder and Partner, 310-667-9244jharman@avantemezzanine.comStephen Adamson, Founder and Partner, 310-667-9242sadamson@avantemezzanine.comNatasha V. Fox, Partner (Boston), 617-274-1280nfox@avantemezzanine.comCliff Lyon, Chief Financial Officer, 310-667-9242clyon@avantemezzanine.comIvelisse Rodriguez Simon, Vice President, 310-667-9243irsimon@avantemezzanine.comPaul Hayama, Vice President, 310-667-9246phayama@avantemezzanine.comFulcrum Capital GroupSoCalVCPEInformation TechnologyMedia & Digital MediaConsumer ProductsEarlyMiddle MarketFulcrum Capital Group is a private equity investment manager that manages three separate private equity capital pools. As an investment manager, Fulcrum invests capital in privately held businesses that are important in minority and urban communities. Thus, Fulcrum seeks to achieve the "double bottom line" results of economic success for both its investors and the communities served by its portfolio companies. The three capital pools include Fulcrum Venture Capital (a federally licensed SBIC); Fulcrum Capital Management; and Fulcrum Capital Partners, a traditional private equity limited partnership. Total assets under Fulcrum management currently approximate $40 million. All three capital pools provide expansion and acquisition capital to light manufacturing, communications, and commercial/consumer services companies with a specific focus on rapidly growing companies owned or managed by minority entrepreneurs (or located within Southern California's central urban communities). These companies typically have sales from $5 million to $75 million with growth opportunities through internal or external initiatives, including operating improvements, product extensions, geographic expansion, market expansion, or strategic acquisitions.

10940 Wilshire Boulevard, Suite 1626Los AngelesCA90024310-443-4281310-443-4282

Portfolio companies include:Rhinotek Computer Productshttp://www.rhinotek.com/Cinema Screen Mediahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=7828125Senor Snackshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=24191309Investment Team:Brian Argrett, Presidentbrian@fulcrumventures.comCedric J. Penix, Executive Vice Presidentcedric@fulcrumventures.comRoy Doumani, Venture PartnerJosh B. Drake, Vice President InvestmentsRichard Craven, Director of Business DevelopmentGladstone Investment Corporationwww.gladstonecompanies.comPECommunications & NetworkingMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialSports & EntertainmentMiddle MarketGladstone Investment (Nasdaq: GAIN) is a publicly traded buyout fund that buys small and mid-sized United States businesses in partnership with the management of those businesses and other investors. When Gladstone buys a business, it provides financing for the acquisition including senior debt, subordinated debt and equity. Gladstone also makes junior subordinated and mezzanine loans as well as preferred stock investments in small and mid-sized businesses that are being purchased by other investors. Investments in these companies are usually expected to be between $3 million to $20 million. Gladstone can pay cash for a business or purchase all the stock of the business with a tax free swap of its common stock. The firm's goal is to pay shareholders monthly cash dividends. Investments in these companies usually are expected to be from $3 million to $30 million.

1521 Westbranch Road, Ste. 200McLeanVA22102703-287-5800

(Richmond Office)18 West Franklin StreetRichmondVA23220804-876-4169Portfolio companies include:Country Club Enterpriseshttp://ccegolfcars.com/Venyu Solutionshttp://www.venyu.com/Galaxy Toolhttp://galaxytool.com/Access Television Networkhttp://www.pinnet.com/ACME Cryogenicshttp://acmecryo.com/Allison Publicationshttp://www.allisontransmissionpublications.com/BAS Broadcastinghttp://www.basohio.com/B-Dryhttp://www.b-dry.com/Cavert Wirehttp://cavertwire.com/Clinton Aluminumhttp://www.clintonaluminum.com/Columbus Metal Industries and Triangle Metalshttp://trianglemetalsllc.com/Defiance Stampinghttp://www.defiancestamping.com/GFRC Cladding Systemshttp://gfrccladding.com/Global Material Technologieshttp://gmt-inc.com/Heartland Communicationshttp://heartlandcomm.com/International Junior Golfhttp://www.ijgt.com/index.phpLegend Communications of Wyominghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=6655180Mathey Dearmanhttp://mathey.com/Mitchell Rubber Productshttp://www.mitchellrubber.com/Newhall Laboratorieshttp://www.manta.com/c/mthdwcr/newhall-labs-incNoble Logistic Serviceshttp://www.noblelogistics.com/North American Aircrafthttp://en.wikipedia.org/wiki/North_American_AviationNorthern Contourshttp://www.northerncontours.com/Ohana Media Grouphttp://www.ohanamediagroup.com/Packerland Whey Productshttp://www.packerlandwhey.com/Precisionhttp://www.answers.com/topic/precisionPrecision Southeasthttp://www.precisionsoutheast.com/Profit Systemshttp://www.profitsystems.com/Quenchhttp://www.quenchonline.com/Reliable Biopharmaceuticalhttp://reliablebiopharm.com/Saunders & Associateshttp://saunders-assoc.com/httpdocs/SBS Industrieshttp://sbs-industries.com/SOG Specialty Knives & Toolshttp://www.sogknives.com/Investment Team:David Gladstone, Chairman and CEOTerry Lee Brubaker, Vice Chairman, Chief Operating Officerterry.brubaker@gladstonecompanies.comGeorge Stelljes, III, President, Chief Investment Officerchip.stelljes@gladstonecompanies.comDavid Dullum, Sr. Managing Directordavid.dullum@gladstonecompanies.comBuzz Cooper, Managing Directorbuzz.cooper@gladstonecompanies.comChris Daniel, Managing Director, Private Financechris.daniel@gladstonecompanies.comJohn W. Freal, Managing Directorjohn.freal@gladstonecompanies.comLud Kimbrough, Managing Directorlud.kimbrough@gladstonecompanies.comChris Massey, Managing Directorchris.massey@gladstonecompanies.comJohn Sateri, Managing Directorjohn.sateri@gladstonecompanies.comJennifer Simpson, Managing Directorjennifer.simpson@gladstonecompanies.comGreg Bowie, Director, Private Financegreg.bowie@gladstonecompanies.comKipp Kranbuhl, Director, Private Financekipp.kranbuhl@gladstonecompanies.comBob Cutlip, President and Senior Managing Director, Real Estatebob.cutlip@gladstonecompanies.comLaura Gladstone, Managing Director, Private Finance (New York)laura.gladstone@gladstonecompanies.comGladstone Investment Corporationwww.gladstonecompanies.comSoCalPECommunications & NetworkingMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialSports & EntertainmentMiddle MarketGladstone Investment (Nasdaq: GAIN) is a publicly traded buyout fund that buys small and mid-sized United States businesses in partnership with the management of those businesses and other investors. When Gladstone buys a business, it provides financing for the acquisition including senior debt, subordinated debt and equity. Gladstone also makes junior subordinated and mezzanine loans as well as preferred stock investments in small and mid-sized businesses that are being purchased by other investors. Investments in these companies are usually expected to be between $3 million to $20 million. Gladstone can pay cash for a business or purchase all the stock of the business with a tax free swap of its common stock. The firm's goal is to pay shareholders monthly cash dividends. Investments in these companies usually are expected to be from $3 million to $20 million.

1600 Rosecrans AvenueMedia Center, 4th FloorManhattan BeachCA90266

Portfolio companies include:Country Club Enterpriseshttp://ccegolfcars.com/Venyu Solutionshttp://www.venyu.com/Galaxy Toolhttp://galaxytool.com/Access Television Networkhttp://www.pinnet.com/ACME Cryogenicshttp://acmecryo.com/Allison Publicationshttp://www.allisontransmissionpublications.com/BAS Broadcastinghttp://www.basohio.com/B-Dryhttp://www.b-dry.com/Cavert Wirehttp://cavertwire.com/Clinton Aluminumhttp://www.clintonaluminum.com/Columbus Metal Industries and Triangle Metalshttp://trianglemetalsllc.com/Defiance Stampinghttp://www.defiancestamping.com/GFRC Cladding Systemshttp://gfrccladding.com/Global Material Technologieshttp://gmt-inc.com/Heartland Communicationshttp://heartlandcomm.com/International Junior Golfhttp://www.ijgt.com/index.phpLegend Communications of Wyominghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=6655180Mathey Dearmanhttp://mathey.com/Mitchell Rubber Productshttp://www.mitchellrubber.com/Newhall Laboratorieshttp://www.manta.com/c/mthdwcr/newhall-labs-incNoble Logistic Serviceshttp://www.noblelogistics.com/North American Aircrafthttp://en.wikipedia.org/wiki/North_American_AviationNorthern Contourshttp://www.northerncontours.com/Investment Team:David Gladstone, Chairman and CEOTerry Lee Brubaker, Vice Chairman, Chief Operating Officerterry.brubaker@gladstonecompanies.comGeorge Stelljes, III, President, Chief Investment Officerchip.stelljes@gladstonecompanies.comDavid Dullum, Sr. Managing Directordavid.dullum@gladstonecompanies.comBuzz Cooper, Managing Directorbuzz.cooper@gladstonecompanies.comChris Daniel, Managing Director, Private Financechris.daniel@gladstonecompanies.comJohn W. Freal, Managing Directorjohn.freal@gladstonecompanies.comLud Kimbrough, Managing Directorlud.kimbrough@gladstonecompanies.comChris Massey, Managing Directorchris.massey@gladstonecompanies.comJohn Sateri, Managing Directorjohn.sateri@gladstonecompanies.comJennifer Simpson, Managing Directorjennifer.simpson@gladstonecompanies.comGreg Bowie, Director, Private Financegreg.bowie@gladstonecompanies.comKipp Kranbuhl, Director, Private Financekipp.kranbuhl@gladstonecompanies.comHale BioPharma Ventures, LLCSoCalVCLife Sciences & HealthcareSeedFounded 2005, Hale BioPharma Ventures is a private company focused on the formation and development of biotechnology and specialty pharma companies. The firm is led by David Hale, who was previously President and CEO of CancerVax Corporation (which merged with Micromet, Inc.). Mr. Hale is a co-founder and Chairman of the Board of Somaxon Pharmaceuticals, Inc., and Chairman of Santarus, Inc., and Metabasis Therapeutics, which are publicly held companies. He also serves as Executive Chairman of privately held SkinMedica, Inc. and is a co-founder and director of Verus Pharmaceuticals, Inc., Conatus Pharmaceuticals, Inc., and Zogenix, Inc.

1042-B North El Camino Real, Suite 430EncinitasCA92024858-756-2480858-756-3567

Portfolio companies include:Conatus Pharmaceuticalshttp://www.conatuspharma.com/Somaxonhttp://www.somaxon.com/Investment Team:David F. Hale, ChairmanSara Alaimo, Office Manger, Executive AssistantHanna VenturesSoCalAInformation TechnologyEarlyLed by David W. Hanna, Hanna Ventures is an exclusive venture capital firm based in Newport Beach, CA. Hanna Ventures invests primarily in early-stage, new technology and service companies with exceptional growth potential. Mr. Hanna has been president, CEO, or director of more than 10 high-technology companies, including Emulex, NetFRAME Systems, Ventura Software, Versatec, Grid Systems, CacheFlow and State Of The Art (now Sage Software, Inc.). Hanna has been an early-stage investor in a number of other companies that have emerged as leaders in their categories. Mr. Hanna has served as Chairman, CEO and/or President of The Hanna Group since 1984; Hanna Capital Management since 1998; and Hanna Ventures since 1999.

620 Newport Center DriveNewport BeachCA92660

Portfolio companies include:Handmarkhttp://www.handmark.com/Troposhttp://www.tropos.com/FHP Wirelesshttp://hbr.org/product/a/an/E222-PDF-ENG?cm_sp=doi-_-case-_-E222-PDF-ENG&referral=00103CXhttps://www.cx.com/Investment Team:David W. HannaNumenor Ventureswww.numenorventures.comALife Sciences & HealthcareSeedEarlyNumenor Ventures, is a Utah based investment management company that oversees investments in private life sciences companies. Numenor also provides consulting services to CEOs and company founders. As of January 2009, the firm is no longer making new investments and is instead focusing on existing portfolio companies. R. Scott Greer, the managing director of Numenor, is a private investor in, and consultant to, the biotechnology industry (with over twenty years experience). He is a founder of Abgenix, Inc., a biotechnology company focused on developing and commercializing human antibody based therapeutics.

26 White Pine Canyon Rd.Park CityUT84060-6508435-649-9948

Portfolio companies include:Izalexhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=11969142Acologixhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=5423765Codon Deviceshttp://www.boston.com/business/healthcare/articles/2009/04/03/codon_devices_closing_as_financing_dwindles/Keel Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=7865299Investment Team:R. Scott Greer, Managing Directorscott@numenorventures.comMichelle Greer, Managing Directormichelle@numenorventures.comJMIwww.jmi.comSoCalVCPEInformation TechnologySoftware & InternetLife Sciences & HealthcareBusiness ServicesEarlyGrowthExpansionMiddle MarketFounded 1992, JMI Equity is a private equity/ venture capital firm focused on software, Internet, healthcare IT, and business services companies. The firm has $2.1 billion of capital under management and is currently investing its sixth fund, JMI VI, with $600 million of committed capital. The firm invests in companies with strong intellectual property that automate and optimize business and information technology processes. JMI is stage-agnostic and geography-agnostic within North America. JMI is an active investor and always takes a seat on the board of directors of its portfolio companies. The firm's investments range from $10 to $100 million. However, together with its Limited Partners, JMI can make much larger investments. JMI's team consists of 23 investment professionals located in Baltimore and San Diego.

7590 Fay Avenue, Suite 301La JollaCA92037858-362-9880858-362-9879

Portfolio companies include:Activant Solutionshttp://www.activant.com/Undertone Networkshttp://undertone.com/Eloquahttp://blog.eloqua.com/Intellitacticshttps://www.trustwave.com/siem/Global 360http://global360.net/Halogen Softwarehttp://www.halogensoftware.com/Kronoshttp://kronoshair.com/Service-now.comhttp://www.service-now.com/Adknowledgehttp://www.adknowledge.com/Airclichttp://www.airclic.com/AppNetahttp://www.appneta.com/Apprisshttp://www.appriss.com/Arrowheadhttp://www.arrowheadwater.com/Attachmatehttp://en.wikipedia.org/wiki/AttachmateAutotaskhttp://www.autotask.com/Axedahttp://www.axeda.com/BigMachineshttp://www.bigmachines.com/BrightLinehttps://www.brightline.com/Business.comhttp://www.business.com/Capsule Techhttp://www.capsuletech.com/Catapult Learninghttp://www.catapultlearning.com/ClickSquaredhttp://www.clicksquared.com/Compusearch Software Systemshttp://www.compusearch.com/CouponCabin.comhttp://www.couponcabin.com/Courionhttp://www.courion.com/DoubleVerifyhttp://www.doubleverify.com/DriveCamhttp://www.drivecam.com/Ellucianhttp://www.ellucian.com/Empathicahttp://www.empathica.com/Granicushttp://en.wikipedia.org/wiki/Battle_of_the_GranicusHarmony Information Systemshttp://www.harmonyis.com/Innovative Interfaceshttp://www.iii.com/Internet Brandshttp://www.internetbrands.com/Jobing.comhttp://www.jobing.com/Navicurehttp://www.navicure.com/Panorama Softwarehttp://www.panorama.com/Paradigmhttp://www.paradigm.com/PointClickCarehttp://www.pointclickcare.com/corp_site/PowerPlanhttp://powerplan.com/Studer Grouphttp://www.studergroup.com/The Search Agencyhttp://www.thesearchagency.com/Triple Point Technologyhttp://www.tpt.com/Trustwavehttps://www.trustwave.com/Undertonehttp://undertone.com/Vocalocityhttp://www.vocalocity.com/Vocushttp://www.vocus.com/content/index.aspxMattershttp://www.xmatters.com/Investment Team:Peter Arrowsmith, General Partnerparrowsmith@jmiequity.comPaul Barber, Managing General Partnerpbarber@jmiequity.comJudy Bayer, Office Managerjbaver@jmi.comMohit Daswani, Principalmdaswani@jmi.comBrian Hersman, Principalbhersman@jmi.comMohit Daswani, Principalmdaswani@jmi.comJennifer Ding, Associatejding@jmi.comMatt Emery, Vice Presidentmemery@jmi.comEric Hu, Associateehu@jmi.comRobbie Lim, Associaterlim@jmi.comKristina Shen, Associatekshen@jmi.comSuken Vakil, Vice Presidentsvakil@jmi.comPage Wagley, Associatepwagley@jmi.comLeading Bioscienceswww.leadingbiosciences.comSoCalVCInformation TechnologySoftware & InternetLife Sciences & HealthcareMedical DeviceSeedEarlyLeading Biosciences (formerly Leading Ventures) provides capital for early stage bio-technology companies in the development phase, after proof of concept but pre-revenue, that can be accelerated to a revenue generating entity, early out-licensing or sale to an acquiring firm. Leading Biosceinces' portfolio is primarily comprised of seed or first round investments with a focus on technology ventures in the areas including: Medical Devices, Biotech, Pharmaceuticals, Homeland Security, Software Solutions and other technologies. The companys product lines cover over a dozen disease conditions and an addressable market size of approximately $113 Billion.

3580 Carmel Mountain Road, Suite 300San DiegoCA92130858-395-6099

Portfolio companies include:InflammaGenhttp://medical-dictionary.thefreedictionary.com/inflammagenBlitzfilehttp://sourceforge.net/projects/blitz/files/InhibeXhttp://inhibitex.com/Orbis Messaginghttp://www.orbis.org/Default.aspx?cid=4824-5023-8606HamiltonTechhttp://hamiltontechcollege.com/Investment Team:Hank Loy, PresidentJohn Rodenrys, CEOGreg Doyle, CFOOaktree Capital Managementwww.oaktreecapital.comSoCalPEEnergy & Clean TechManufacturing & IndustrialBusiness ServicesTransportation & DistributionAgriculture & Agricultural ScienceMiddle MarketOaktree Capital Management, LLC was founded in April 1995 by Principals of Trust Company of the West who had directed TCW's high yield bond, convertible value, distressed debt, principal investment and distressed real estate activities. The founders were joined at Oaktree by 90% of their former TCW investment staff, including 100% of the senior investment professionals. Oaktree is comprised of nine Principals and over 550 staff members in Los Angeles, New York, London, Frankfurt, Singapore, Tokyo, Hong Kong, and Stamford, Connecticut. The firm's Private Equity strategy is to invest in companies in which it can obtain control or substantial influence, often (although not necessarily), through the medium of distress. The firm's use of leverage is very limited. In 2001, Oaktree established a new strategy in mezzanine investments with a targeted investment size of $20-$75 million, addressing the need for capital to help finance leveraged buyouts, recapitalizations, acquisitions or corporate growth. The firm's GFI Energy Group, which executes the Power Opportunities investment strategy, seeks to make controlling equity investments. Formed in 1995 as GFI Energy Ventures LLC, the team has originated and financed over seventy transactions, deploying over $2 billion of equity capital in the electricity and natural gas sectors.

333 South Grand Ave., 28th Floor Los AngelesCA90071213-830-6300213-830-6293

Portfolio companies include:Nordenia Internationalhttp://www.nordenia.com/Bristol Farmshttp://www.bristolfarms.com/Energy Solutions Internationalhttp://www.esilighting.com/GoodCentshttp://www.goodcents.com/portal/page/portal/goodCentsInfrastructure & Energy Alternativeshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=139821906Integrated Pipeline Serviceshttp://www.ipsi.us.com/IPS/index.php/ourpeople/integrated-pipeline-serviceshoustonOpTerra Energy Grouphttp://www.opterraenergy.com/Investment Team:Howard Marks, Chairmanhmarks@oaktreecap.comBruce Karsh, Presidentbkarsh@oaktreecap.comSheldon Stone, Principal and Portfolio ManagerLarry Keele, Principal and Portfolio ManagerRichard Masson, PrincipalStephen Kaplan, Global Principal and Portfolio Managerskaplan@oaktreecap.comJohn Frank, Managing Principaljfrank@oaktreecap.comJim Ford, Global Principal and Co-Portfolio Managerjford@oaktreecap.comCaleb Kramer, European Principal and Portfolio ManagerRon Beck, Managing Directorrbeck@oaktreecap.comIan Schapiro, Portfolio ManagerDavid Kirchheimer, Chief Financial and Administrative OfficerQuercus TrustSoCalFIEnergy & Clean TechEarlyGrowthExpansionMiddle MarketQuercus Trust is a private investment firm operated by David Gelbaum. According to the Earth2Tech web site, Gelbaum is a former trader at hedge fund Princeton/Newport Partners, but has become a leading investor in cleantech with diversified holdings in the sector. According to published reports, Gelbaum has amassed a 47-company portfolio of clean energy stocks worth upwards of $500 million, most of which were small- and micro-cap clean energy stocks, but that increasingly Gelbaum was making venture funding deals. According to another report, Quercus has probably made more investments than every other VC firm, except for Khosla Ventures.

2309 Santiago Dr.Newport BeachCA92660

Portfolio companies include:Firefly Energyhttp://www.fireflyenergy.com/index.php?option=com_content&task=view&id=273&Itemid=100Axion Powerhttp://www.axionpower.com/GridPointhttp://www.gridpoint.com/Home.aspxStandard Renewable Energyhttp://www.sre3.com/Graphene Energyhttp://grapheneenergy.net/LiveFuelshttp://livefuels.com/BlueFire Ethanolhttp://www.bluefireethanol.com/DayStar Technologieshttp://www.daystartech.com/Sencerahttp://www.sencera.com/Promethean Powerhttp://www.coolectrica.com/Hydro Green Energyhttp://hgenergy.com/Ener1http://www.ener1.com/Colorephttp://www.colorep.com/Cyrium Technologieshttp://www.cyriumtechnologies.com/Investment Team:David GelbaumMonica Chavez GelbaumXnergywww.xnergy.bizSoCalIMBInformation TechnologyManufacturing & IndustrialTransportation & DistributionSeedEarlyGrowthExpansionMiddle MarketXnergy Capital, LLC is a subsidiary of Xnergy, LLC, an investment banking firm that specializes in raising capital, facilitating public offerings and mergers and acquisitions for emerging growth companies. The firm has no geographic preference, targeting companies with annual sales of $10 million to $100 million and positive earnings. Xnergy provides investment of $1 to $50 million in emerging growth companies in the industries of Technology, Manufacturing, and Distribution. The firm also provides incubation services for startup, early stage, and emerging growth companies.

2049 Century Park Easte, Suite 350Los AngelesCA90067310-552-0000702-977-0367

Portfolio companies include:American Enterprise Developmenthttp://www.answers.com/topic/american-enterprise-development-corporationInvestment Team:Nia Stefany, Managing Partnernia@xnergy.bizPaul Bloom, CEOpaul@xnergyfinancial.comWilliam A. Timmerman, Managing Directorbtimmerman@xnergyfinancial.comDennis Gunn, Chief Investment OfficerKevin Hyatt, Executive Vice PresidentChristopher Weil & Company, Inc.www.cweil.comSoCalVCInformation TechnologyEnergy & Clean TechReal EstateEarlyChristopher Weil & Company (CWC) is a San Diego-based FINRA-member Broker-Dealer and SEC Registered Investment Advisor. CWC has four major lines of business: Portfolio Management, Financial Planning, Private Equity and Asset Management Services. From the 1970's to the present, CWC's affiliates have sponsored and managed over fifty private equity funds formed to invest in real estate, oil/gas operations, small business equity, venture capital and specialty securities portfolios. CWC Asset Advisors (CWCAA) is currently the Managing Member or General Partner of CWC Ventures 2000, LP, a venture capital fund, CWC MedDev LLC, an investment in a medical device company, and CWC Regional Housing Fund, LP and CWC Regional Housing Fund 2, LLC, both funds investing in San Diego area single family homes. CWCAA also provides management and administrative support to fourteen partnerships for Storage Managers, Inc., an affiliate. The partnerships consist of mini-warehouse facilities, commercial office and land, several venture capital funds, and an oil and gas producer. CWC has two mutual funds: the Core Investment Fund (CWCFX) and the Global Dividend Fund (CWGDX). CWCFX seeks long-term capital appreciation by investing in undervalued securities of companies with a market capitalization in excess of $1 billion. CWGDX seeks income and capital appreciation by investing in dividend-paying equity securities of globally oriented companies (both U.S. and non-U.S. based).

12555 High Bluff Drive, Suite 180San DiegoCA92130858-724-6040858-724-6080

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Christopher Weil, Chairman of the Boardcweil@cweil.comJohn V. Wells, President and CEOjwells@cweil.comRobert M. Gaan, Managing Directorrgaan@cweil.comMatthew F. Weil, Managing Directormweil@cweil.comDanny Cung, Investment Stategistdcung@cweil.comKit-Victoria Wells, Team Liaisonkwells@cweil.comLaura Gordon, CFO and CCOlgordon@cweil.comSandra Korwek, COO and Controllerskorwek@cweil.comGavin Kosviner, Managing Directorgkosviner@cweil.comBrian Ball, Investment Strategistbball@cweil.comAlex Beck, Investment Strategistabeck@cweil.comJoseph C. Kresse, IMA Partnerjkresse@cweil.comCaitlin Weil, Asset and Property Managercaitlin@cweil.comGeorgia Hayashi, Client Services Administratorghayashi@cweil.comPhyllis Hicks, Client Services AdministratorDale Gonzaga, Client Services Administratordgonzaga@cweil.comJens K. Neelsen, Senior Managing Directorjneelsen@cwcaa.comCity Hill Ventures, LLChttp://cityhillventures.comSoCalVCLife Sciences & HealthcareSeedEarlyCity Hill Ventures, LLC is a health care focused venture capital firm whose mission is to restore human health through innovation, by building or helping other health care entrepreneurs build great companies that collectively have a transformative impact on patients, the health care industry, and society. City Hill Ventures makes primarily seed and early stage investments in private companies in life sciences (therapeutics, diagnostics, medical devices) and health care technology (information technology, wireless), with target aggregate investment in a given company ranging from approximately $200,000 to $2 million. Prior to City Hill from May 2003 to December 2010, Managing Partner, Jonathan Lim, was President, CEO, and Board Director of Halozyme Therapeutics, Inc. (NASDAQ: HALO), where he led the company's growth from 5 employees and a market value of $5 million to 140 employees and peak market capitalization of nearly $1 billion.

11575 Sorrento Valley Road, Suite 200San DiegoCA92121

Portfolio companies include:Eclipse Therapeuticshttp://eclipsetherapeutics.com/Independahttp://independa.com/Inhibrxhttp://inhibrx.com/Ignytahttp://ignyta.com/Medenovo, LLChttp://www.corporationwiki.com/California/San-Diego/medenovo-general-partners-llc/107514938.aspxInvestment Team:Jonathan E. Lim, Managing Partner and FounderJLim@cityhillventures.comDavid Anderson, Operating PartnerPatrick OConnor, Operating PartnerKaren Gilmore, ControllerPalisades Ventureswww.palisadesventures.comSoCalVCInformation TechnologySoftware & InternetMedia & Digital MediaGrowthPalisades Ventures is a Los Angeles-based VC fund making growth stage investments in systems, services, software, and hardware companies that are driving the adoption of leading edge Information Technology, communications, and media technologies. Palisades prefers to price deals and take a lead position with board participation. In certain situations, the firm will join syndicated financings with other leading venture capital firms. Palisades' typical investment size ranges between $2.5 and $7 million, with reserves for follow-on financings. Companies Palisades targets generally have existing revenue with multiple customers in the marketplace. Credit Suisse First Boston (CSFB) and Centre Partners are the lead institutional investors in Palisades Ventures and both are members of the General Partner. Centre Partners (see profile) provides all of the PV's infrastructure and back office services, participates in the due diligence process, and sits on the fund's Investment Committee.

11726 San Vicente Blvd., Suite 450 Los AngelesCA90049310-571-6214

Portfolio companies include:SOA Softwarehttp://www.soa.com/Apachetahttp://apacheta.com/Language Weaverhttp://www.sdl.com/en/language-technology/products/automated-translation/Lucixhttp://lucix.com/MegaPath Networkshttp://www.megapath.com/Peregrine Semiconductorhttp://peregrine-semi.com/Polaris Wirelesshttp://www.polariswireless.com/xADhttp://xad.com/Visage Mobilehttp://visagemobile.com/Investment Team:Paul DAddario, Co-Founder, Senior Managing Directorpaul@palisadesventures.comAnders Richardson, Co-Founder, Managing Directoranders@palisadesventures.comHenry Lichstein, Venture Partnerhenry@palisadesventures.comBruce Pollack, Senior Managing Directorbruce@palisadesventures.comDavid Jaffe, Managing DirectorRobert Bergmann, Managing DirectorBlack Canyon Capitalwww.blackcanyoncapital.comSoCalPEMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesFinancial ServicesConsumer ProductsRetail & RestaurantMiddle MarketSince its inception in 2004, Black Canyon has invested over $1 billion across diverse industries including consumer durables, retail, specialty finance, restaurants, media, and industrial manufacturers. Black Canyon was founded by Michael Hooks and Mark Lanigan and is partnered with Canyon Capital Advisors, LLC, one of the largest multi-strategy asset managers in the United States, with over $20 billion of assets under management. Black Canyon manages the Black Canyon Direct Investment Fund, a dedicated vehicle for investing in private transactions, which currently has approximately $500 million in equity commitments. Black Canyon invests in leveraged buyouts, management buyouts, recapitalizations and refinancings, and makes investments to finance growth and acquisitions. Black Canyon looks to invest in companies with at least $5M of EBITDA (or meaningful asset value), where their typical investment size is between $25M - $50M.

2000 Avenue of the Stars, 11th FloorLos AngelesCA90067310-272-1800310-272-1801

Portfolio companies include:VirginAmericahttp://virginamerica.com/J. Crewhttp://www.jcrew.com/index.jspSwitchcrafthttp://www.switchcraft.com/Jefferson Dental Clinicshttp://www.jeffersondentalclinics.com/S&Ahttp://en.wikipedia.org/wiki/S.A._(corporation)Tasihttp://tasicafe.com/Logans Roadhousehttp://logansroadhouse.com/Malibu Boatshttp://www.malibuboats.com/Grenax Broadcastinghttp://grenaxbroadcasting.com/Triton Mediahttp://www.tritonmedia.com/Archway Marketinghttp://archway.com/Investment Team:Michael Hooks, Managing Directormhooks@blackcanyoncapital.comMark Lanigan, Managing Directormlanigan@blackcanyoncapital.comTom Barber, Managing Directortbarber@blackcanyoncapital.comDesmond Henry, Managing Directordhenry@blackcanyoncapital.comParas Mehta, Managing Directorpmehta@blackcanyoncapital.comBradley Spencer, Chief Financial Officer, 310-272-1806bspencer@blackcanyoncapital.comCarlyle Groupwww.carlyle.comSoCalPEInformation TechnologyCommunications & NetworkingMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesFinancial ServicesDefense & Homeland SecurityReal EstateMiddle MarketLateEstablished in 1987, The Carlyle Group is a private global investment firm that originates, structures and acts as lead equity investor in management-led buyouts, strategic minority equity investments, equity private placements, consolidations and buildups, and growth capital financings. The Carlyle Group is a global alternative asset manager with more than $157 billion under management. The firm manages 101 active funds and 64 fund of fund vehicles investing in Corporate Private Equity, Real Assets, Global Market Strategies and Fund of Funds Solutions as of September 30, 2012. Carlyle maintains a team of 1300+ investment professionals operating out of 32 offices to uncover superior opportunities in Africa, Asia, Australia, Europe, Latin America, the Middle East and North America. Carlyle focuses on sectors in which it has demonstrated expertise: aerospace & defense, automotive & transportation, consumer & retail, energy & power, financial services, healthcare, industrial, infrastructure, real estate, technology & business services and telecommunications & media.

11100 Santa Monica BoulevardLos AngelesCA90025310-575-1700310-575-1740

Portfolio companies include:Actelis Networkshttp://www.actelis.com/Blackboardhttp://www.blackboard.com/Catapult Learninghttp://www.catapultlearning.com/Dunkin' Brandshttp://www.dunkinbrands.com/AMC Entertainmenthttp://www.amctheatres.com/Air2Webhttp://www.air2web.com/Booz Allen Hamiltonhttp://www.boozallen.com/ConvaTechttp://www.convatec.com/Apollo Globalhttp://www.apolloglobal.us/Archive Systemshttps://aspenvrc.archivesystems.com/Authentixhttp://www.authentix.com/Carefxhttp://www.carefx.com/Elenzahttp://www.elenza.com/eScreenhttp://www.escreen.com/Gemcom Software Internationalhttp://www.gemcomsoftware.com/PixelOpticshttp://www.pixeloptics.com/Primatics Financialhttp://www.primaticsfinancial.com/Quorum Business Solutionshttp://www.qbsol.com/CommScopehttp://www.commscope.com/company/eng/index.htmlCPU Technologyhttp://www.cputech.com/Goodyear Engineered Productshttp://www.goodyearep.com/Hampton Roads Bankshareshttp://www.bankofhamptonroads.com/Hertz http://www.hertz.com/INC Researchhttp://www.incresearch.com/NeoVistahttp://neovistainc.com/The Nielsen Companyhttp://www.nielsen.com/global/en.htmlProteus Biomedicalhttp://proteusdigitalhealth.com/REVSharehttp://www.revshare.com/Investment Team:William E. Conway, Jr., Founder Daniel A. DAniello, FounderDavid M. Rubenstein, FounderPaul B. Brady, Managing Director, Real AssetsEdward V. Samek, Managing Director, Real AssetsJonathan Bard, Vice President, Real AssetsTimothy J. Bruning, Vice President, Real AssetsBrandon Taylor, Vice President, Real AssetsJesse Huff, Principal, Global Market StrategiesSamuel H. Kwon, Principal, Global Market StrategiesMelody Qiu, Senior Associate, Real AssetsAlex Chong, Associate, Real AssetsTracy Chow, Associate, Global Market StrategiesGreg Kaplan, Associate, Real AssetsFortress Investment Group, LLCwww.fortressinv.com SoCalPECommunications & NetworkingMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareBusiness ServicesTransportation & DistributionReal EstateMiddle MarketFounded in 1998, Fortress Investment Group is a leading global alternative asset manager with approximately $51.5 billion in assets under management as of September 30, 2012. Fortress is headquartered in New York and has affiliates with offices in Atlanta, Chicago, Dallas, Frankfurt, Charlotte, London, Los Angeles, Munich, New Canaan, Philadelphia, Rome, San Francisco, Sydney, Tokyo and Toronto. Fortress's Private Equity Funds focus primarily on control-oriented investments in cash flowing, asset-based businesses in North America and Western Europe. The firm's investments have focused on capital intensive sectors in which it has specialized expertise: transportation, financials, senior living/healthcare, real estate, media & telecommunications, leisure and energy infrastructure. Since inception, Fortress has invested approximately $21 billion of equity capital in 19 private equity investment funds/vehicles on behalf of many of the largest pension funds, university endowments and foundations, and other institutional investors.

10250 Constellation Blvd., Suite 1600Los AngelesCA90067310-228-3030

Portfolio companies include:Global Signalhttp://www.steelintheair.com/Global-Signal-Lease-Buyouts.htmBrookdale Senior Livinghttp://www.brookdaleliving.com/Aircastlehttp://www.aircastle.com/Mapeleyhttp://www.mapeley.com/GAGFAHhttp://www.gagfah.de/en/Intrawesthttp://www.intrawest.com/index.htmRailAmericahttp://www.railamerica.com/home.aspxSeacastlehttp://www.seacastleinc.com/CW Financial Serviceshttp://www.cwcapital.com/AboutCW/Pages/Default.aspxFlaglerhttp://www.flagler.edu/Holiday Retirementhttp://www.holidaytouch.com/Italfondiariohttp://www.italfondiario.it/MS Hubhttp://www.microsoft.com/download/en/details.aspx?displaylang=en&id=12107Penn National Gaminghttp://www.pngaming.com/Boxcleverhttp://www.boxclever.co.uk/Capstead Mortgagehttp://www.capstead.com/Florida East Coast Railwayhttp://www.fecrwy.com/GateHouse Mediahttp://www.gatehousemedia.com/AMRESCOhttp://www.amresco-inc.com/Alea Group Holdingshttp://www.aleagroup.com/Capstead Mortgage http://www.capstead.com/Green Tree Servicinghttp://www.gtservicing.com/Kramer Junctionhttp://en.wikipedia.org/wiki/Kramer_Junction,_CaliforniaMBS Holdingshttp://www.manta.com/c/mm4rfbs/mbs-holdings-llcNationstar Mortgagehttp://www.nationstarmtg.com/Prime Retailhttp://www.primeretail.com/Simon Storagehttp://www.simonstorage.com/Investment Team: Wesley R. Edens, Co-Founder, Principal and Co-Chairmanwedens@fortressinv.comRobert I. Kauffman, Co-Founder, Principal and Directorrkauffman@fortressinv.comRandal A. Nardone, Interim Chief Executive Officer, Co-Founder, Principal and Directorrnardone@fortressinv.comPeter L. Briger, Jr., Principal and Co-Chairmanpbriger@fortressinvMichael E. Novogratz, Principal and Directormnovogratz@fortressinv.comPasadena Enterprise Center (PEC)http://www.pasadenaenterprise.org/SoCalIManufacturing & IndustrialBusiness ServicesSeedEarlyGrowthThe Pasadena Enterprise Center (PEC) is a small business incubator whose mission is to promote entrepreneurship and job creation by providing the assistance and resources necessary for starting, growing, and sustaining a successful business. Founded in 1987, the PEC is a private, non-profit corporation. The Pasadena Enterprise Center facility located in Northwest Pasadena occupies a 15,000 square-foot, two-story building where a number of businesses operate. Incubator participants can operate in an environment where small businesses can share experiences and conduct business with one another, thereby reducing the risks involved in business start-up, access to affordable office rent, gain access to facility fax & color copier, unlimited use of conference rooms, referrals to in-house or outside seminars and technical assistance. The incubator is funded through private donations made by major corporations, small businesses and individuals as well as receiving funds through the incubation programs offered to new and emerging businesses.

1015 N. Lake Ave.PasadenaCA91104626-398-9974626-398-8762

Portfolio companies include:Law Offices of Daniela Romerohttp://pasadenabankruptcylaw.com/servicesVelling & Associateshttp://www.vellingassociates.com/Les Fujimoto & Associateshttp://www.lkfassociates.com/Investment Team:N/AStoneCreek Capital, Inc.www.stonecreekcapital.comSoCalPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsMiddle MarketStoneCreek Capital, Inc. is a private equity firm that invests in growth-oriented middle market companies in a wide range of industries. The firm targets investments in companies with $2 million to $10 million in EBITDA. The principals of StoneCreek have sponsored the acquisition or recapitalization of more than 35 companies, with an average enterprise value of about $40 million, totaling over $1.4 billion in enterprise value. Focus industries include: Manufacturing (Contract & Niche); Consumer Products (Branded, Automotive Accessories, Hispanic Oriented); Food Service Products and Services; Business Services (Distribution, Transportation, Direct Marketing/Advertising).

18500 Von Karman Avenue, Suite 590IrvineCA92612949-752-4580949-752-4585

Portfolio companies include:Barrier Safe Solutionshttp://www.barriersafe.com/Investment Team:Drew Adams, Presidentdrew@stonecreekcapital.comBruce Lipian, Managing Directorbruce@stonecreekcapital.comDave Sincich, Vice Presidentdave@stonecreekcapital.comWestern Technology Investmentwww.westerntech.comSilicon ValleyVDInformation TechnologyEarlyFounded in 1980, WTI is a leading venture debt firm that has provided over $3 billion of debt and equity capital to technology and life science companies ranging from early-stage private companies to publicly-traded companies. The firm's investments range from $250k to $30M and are structured as fully usable, unrestricted growth capital. WTI's 13th fund builds upon the success of the firm's 30-year history, which includes investments in companies such as Brocade, Cerent, Facebook, Google, IDEC Pharma-ceuticals, Infoseek, IronPort, Juniper Networks, NanoSolar, Postini, Transmeta, VeriSign, and many others. The firm's most recent fund is Venture Lending & Leasing VI, with $294,000,000. Western Technology looks to invest in companies with a minimum of $25 million in sales per year within 5 years. Through the firm's venture lending operations, WTI entities hold warrants in numerous client companies. In selected cases, WTI provides equity capital in conjunction with debt financing.

104 La Mesa Drive, Suite 102Portola ValleyCA94028650-234-4300650-234-4343

Portfolio companies include:AdRollhttp://www.adroll.com/Astro Gaminghttp://www.astrogaming.com/Cloudmarkhttp://www.cloudmark.com/eduFirehttp://edufire.com/Genius.comhttp://www.genius.com/Instructableshttp://www.instructables.com/Cellscapehttp://www.cellscapecorp.com/ConforMIShttp://www.conformis.com/Daylight Solutionshttp://www.daylightsolutions.com/Threadboxhttp://www.threadbox.net/Zeachemhttp://zeachem.com/0-In Designhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=240833Parhttp://en.wikipedia.org/wiki/3PAR5Square.comhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=9512384Ablation Frontiershttp://www.ablationfrontiers.com/Abriziohttp://en.wikipedia.org/wiki/AbrizioAccess360http://access360media.com/Accruenthttp://www.accruent.com/Accuri Cytometershttp://www.accuricytometers.com/Aceva Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=29964Actelis Networkshttp://www.actelis.com/Active Softwarehttp://www.activesoftware.com/Acufocushttp://kamrainlay.com/Acumenhttp://www.merriam-webster.com/dictionary/acumenAcuspherehttp://www.acusphere.com/Adaptive Planninghttp://www.adaptiveplanning.com/index.phpAdForcehttp://adforcequincy.com/Aditivehttp://www.aditive.com/Adomohttp://adomo.com/Advanced ICUhttp://www.icumedicine.com/Aeluroshttp://en.wikipedia.org/wiki/Aeluros_IncInvestment Team:Ron Swenson, Investment Partner, Founderrons@westerntech.comSal Gutierrez, Investment Partner, Retiredsalg@westerntech.comJay Cohan, Investment Partnerjayc@westerntech.comDave Gravano, Investment Partnerdaveq@westerntech.comMaurice Werdegar, Investment Partner, CEOmauricew@westerntech.comDavid Wanek, Investment Associatedavidw@westerntech.comDan Holman, Investment Senior Associatedanh@westerntech.comVikram Gupta, Vice President of Business Developmentvikg@westerntech.comMartin Eng, CFO & VP of Administrationmartine@westerntech.comRudy Ruano, Venture Partnerrudy@westerntech.comHagi Schwartz, Venture Partnerhagi@westerntech.comPatrick Lee, Investment Partnerpatrick@westerntech.comWellington Partnerswww.wellington-partners.comSilicon ValleyVCInformation TechnologySoftware & InternetMedia & Digital MediaEnergy & Clean TechEarlyWellington Partners has been one of the most successful pan-European venture capital firms and a market leader in Germany for more than thirteen years. With funds totaling EURO 800 million, Wellington invests throughout Europe in companies that have the potential to become real market leaders. The firm typically leads financing rounds ranging from EURO 1 million to EURO 50 million. Depending on the maturity of the company, the firm's commitment can go as high as EURO 25 million. Wellington's investment professionals operate out of four offices, located in London, Munich, Zurich and Palo Alto. Wellington targets the sectors of Digital Media, Cleantech, Software, and Electronics. The firm is stage agnostic and makes seed, early-stage, and growth investments.

855 El Camino Real Building 4, Suite 272Palo AltoCA94301650-324-2900

Portfolio companies include:Adviqohttp://www.adviqo.com/adviqo/cms/en/index.htmlArtfinderhttp://www.artfinder.com/EyeEmhttp://www.eyeem.com/Hailohttp://www.hailo.us/Livebookingshttp://www.livebookings.us/Qypehttp://www.qype.co.uk/Zopahttp://uk.zopa.com/eWisehttp://www.ewise.com/Experteerhttp://us.experteer.com/Goom Radiohttp://www.goomradio.us/Seesmichttps://seesmic.com/ShipServhttp://www.shipserv.com/TravelHorizonhttp://www.travelhorizon.co.uk/Adconionhttp://www.adconion.com/ComQihttp://comqi.com/GameDuellhttp://www.gameduell.com/Proximichttp://www.proximic.com/Spotifyhttp://www.spotify.com/Wazap!http://en.wikipedia.org/wiki/WazapBonusboxhttp://bonusbox.com/Crowd Guruhttp://www.crowdguru.de/HootSuitehttp://hootsuite.com/HowDohttp://www.ehow.com/OrderWorkhttp://www.orderwork.co.uk/Investment Team:Eric Archambeau, General Partnerarchambeau@wellington-partners.comBart Markus, General Partnermarkus@wellington-partners.comChristian Reitberger, General Partnerreitberger@wellington-partners.comDaniel Waterhouse, General Partnerwaterhouse@wellington-partners.comFrank Bohnke, General Partnerboehnke@wellington-partners.comRolf C. Dienst, General Partnerdienst@wellington-partners.comArun R. Jayadev, Principaljayadev@wellington-partners.comChristian Thaler-Wolski, Principalthaler@wellington-partners.comWeston Presidiowww.westonpresidio.comSilicon ValleyPEInformation TechnologyMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsMiddle MarketFounded in 1991, Weston Presidio manages over $3.3 billion and focuses its investment activities on lower middle market growth companies, including growth financings, recapitalizations and management-led buyouts. With offices in San Francisco and Boston, the firm has managed five investment funds, and invested in more than 300 companies. Weston Presidio's aggregate investments range in size from $10 million to $50 million across a broad range of industries with a focus on consumer, business services, manufacturing and industrial, media/publishing, healthcare and technology. The firm prefers to act as the lead investor in any transaction, but will always consider co-investing with others in a non-lead position.

One Ferry Building, Suite 350San FranciscoCA94111415-398-0770415-398-0990

Portfolio companies include:Azulhttp://www.azulsystems.com/BlueArchttp://www.bluearc.com/Evenflohttp://www.evenflo.com/Flying Bear Mediahttp://www.manta.com/c/mm89lww/flying-bear-media-incXenon Archttp://xenonarc.com/SquareTradehttp://www.squaretrade.com/pages/Tekni-Plexhttp://www.tekni-plex.com/Apple American Grouphttp://www.appleamerican.com/Fenderhttp://www.fender.com/Integrohttp://www.integro.com/Nebraska Book Companyhttp://www.nebook.com/Silegohttp://silego.com/Papyrus Papershttp://www.papyrusonline.com/Advisors Excelhttp://advisorsexcel.com/AMC Entertainment Holdingshttp://www.investor.amctheatres.com/sec.cfm?CIK=1411579Evenflohttp://www.evenflo.com/Jimmy John'shttp://www.jimmyjohns.com/MacDermidhttp://www.macdermid.com/Micro Power Electronicshttp://www.micro-power.com/Party City Holdingshttp://www.hoovers.com/company/Party_City_Holdings_Inc/hrjxji-1.htmlPurcell Systemshttp://www.purcellsystems.com/ReMaxhttp://www.remax.com/Robbins Bros.http://www.robbinsbrothers.com/Too Faced Holdingshttp://www.westonpresidio.com/OurTeam/tabid/55/Default.aspxWolf Organizationhttp://www.wolforg.net/Investment Team:Michael P. Lazarus, Managing Partnermlazarus@westonpresidio.comElissa P. McGinty, Principalemcginty@westonpresidio.comR. Sean Honey, General Partnershoney@westonpresidio.comTherese A. Mrozek, General Partner and COOtmrozek@westonpresidio.comJeffrey S. Mills, General Partnerjmills@westonpresidio.comScott M. Bell, Partnersbell@westonpresidio.comJosh D. McDowell, Partnerjmcdowell@westonpresidio.comKirk C. Syme, Principal (Boston)dferguson@westonpresidio.comMichael F. Cronin, Managing Partner (Boston)mcronin@westonpresidio.comMark L. Bono, Partner (Boston)mbono@westonpresidio.comKevin M. Hayes, Partner (Boston)khayes@westonpresidio.comChip L. Baird, Partner (Boston)cbaird@westonpresidio.comJohn V. McKee, Partner (Boston)jmckee@westonpresidio.comWestSummit Capitalwww.westsummitcap.comSilicon ValleyVCPEInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaEnergy & Clean TechExpansionMiddle MarketWestSummit Capital is one of the first China-based technology growth-stage private equity firms in the industry. The firm invests in companies that have a substantial presence in or strategic interest in China. WestSummit has offices in Hong Kong, Beijing, China and Palo Alto. The firm invests in growth-stage companies in the Software & Services, Mobile & Hardware, Consumer & New Media and Clean Technology sectors. The firm targets companies with revenue growth of >20%; Profitable or break-even within 18 months; with an investment amount of $10 million to $30 million.

720 University Ave, Suite 100Palo AltoCA94301

Portfolio companies include:Accenthttp://en.wikipedia.org/wiki/Accent_(linguistics)GigaDevicehttp://www.gigadevice.com/Inside Securehttp://www.insidesecure.com/SilkRoad Technologieshttp://www.silkroad.com/eprise/main/SiteGen/SRT/Admin/DomainRedirect/SRTRedirect.html?page=/Tilerahttp://tilera.com/Unity Technologieshttp://unity3d.com/VeriSiliconhttp://www.verisilicon.com/YuMehttp://www.yume.com/Nexenta Systemshttp://www.nexenta.com/Union Optechhttp://www.union-optech.com/en/Investment Team:Raymond Yang, Managing DirectorDatong Chen, Managing Directordatong.chen@westsummitcap.comJay Deng, Managing DirectorJohn Yu, Managing DirectorElise Huang, PartnerDavid Lam, Managing DirectorWI Harper Groupwww.wiharper.comSilicon ValleyPEInformation TechnologyEarlyGrowthExpansionFounded in 1993, WI Harper Group is a venture capital firm that invests in early and expansion stage companies with significant operations in China and aspirations to become global leaders. The firm is an active partner with a track record of over 100 investments in the technology, clean technology and health care sectors. The firm manages seven funds with over $750 million in invested capital from its offices in Beijing, Taipei and San Francisco. WI Harper concentrates its investments in Technology, Clean Technology and Healthcare with a typical investment size of $5M - $15M.

50 California St., Ste. 2920 San FranciscoCA94111415-397-6200 415-397-6280

Portfolio companies include:De Cartahttp://www.decarta.com/Fortinethttp://www.fortinet.com/InnoMediahttp://www.innomedia.com/oomahttp://www.ooma.com/Mail.comhttp://www.mail.com/nStreams Technologieshttp://www.nstreams.com/Laszlo Systemshttp://www.laszlosystems.com/CommerceOnehttp://www.commerceone.com/LogicEase Solutionshttp://www.complianceease.com/mainsite/Ultrivahttp://www.ultriva.com/Quixeyhttp://www.quixey.com/DiBcomhttp://www.dibcom.info/NexFlash Technologieshttp://venturebeatprofiles.com/company/profile/nexflash-technologiesMiradiahttp://www.miradia.com/GCThttp://www.gct.com/Cardiva Medicalhttp://www.cardivamedical.com/StemCytehttps://www.stemcyte.com/Semiledshttp://investors.semileds.com/De Cartahttp://www.decarta.com/Investment Team:Peter Liu, Chairmanpeter.liu@wiharper.comFrancis W. Chen, Vice-Chairmanfwchen@wiharper.comJimmy Lu, Executive Managing Director and COOjlu@wiharper.comY.K Chu., Managing Directoryk.chu@wiharper.comEllen Gao, Venture Partneregao@wiharper.comSean Peng, Managing Directorspeng@wiharper.comWoodside Fundwww.woodsidefund.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorSeedEarlyGrowthExpansionFounded in 1983, Woodside Fund is an early-stage venture capital firm. Woodside invests in an average of four to six companies per year, and approximately 15-20 companies over the lifetime of a fund. The firm expects to invest $5 to $10 million in each portfolio company, with an initial commitment of $2 to $5 million. Woodside's portfolio is predominately comprised of early-stage companies, however the firm may strategically balance its investments with a small combination of seed and later-stage companies. Woodside focuses on a wide range of opportunities including and Applications and Infrastructure software, Semiconductors, and Networking and Communications Infrastructure. The firm looks for companies that can achieve market value of at least $200 million (preferably more than $1 billion), and requires an investment return of at least 10 times the invested total in 3-5 years.

350 Marine Pkwy., Ste. 300 Redwood ShoresCA94065650-610-8050 650-610-8051

Portfolio companies include:Analogix Semiconductorhttp://analogix.com/Aristos Logichttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=1436363Apxhttp://www.apx.com/Intaliohttp://www.intalio.com/Matisse Networkshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=7719949VeriWavehttp://www.veriwave.com/Athena Designhttp://athenadesign.net/Azaire Networkshttp://www.azairenet.com/Berkeley Design Automationhttp://www.berkeley-da.com/Intellefexhttp://intelleflex.com/Intelligent Marketshttp://imarkets.com/Nanoconductionhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26993150Borderwarehttp://www.watchguard.com/watchguard-has-acquired-the-assets-of-borderware-technologies.aspOnsite Systemshttp://on-sitesystems.com/SS8 Networkshttp://www.ss8.com/Stream Processorshttp://en.wikipedia.org/wiki/Stream_processingTacit Softwarehttp://en.wikipedia.org/wiki/Tacit_SoftwareInvestment Team:Vincent M. Occhipinti, Co-Founder and Managing Directorvincento@woodsidefund.comRobert E. Larson, Co-Founder and Managing Directorrobertl@woodsidefund.comJohn C. Occhipinti, Managing Directorjco@woodsidefund.comRick Shriner, Venture Partnerricks@woodside.comMark Hoover, Venture Partnermarkh@woodsidefund.comGary T. Tyrrell, Chief Financial Officergaryt@woodside.comPaul Weinacht, AnalystWorldview Technology Partnerswww.worldview.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorEarlyWorldview Technology Partners manages nearly $1.4 billion (across four funds) and invests in information technology markets including communications, semiconductors, Internet/digital media, wireless, enterprise infrastructure and software. Prior to Worldview, the firm's partners led successful investments in 41 companies, leading to 25 IPOs and more than 10 acquisitions. The firm maintains a business development office in Tokyo.

2207 Bridgepointe Parkway, Suite 100 San MateoCA94404650-322-3800650-322-3880

Portfolio companies include:3PARhttp://en.wikipedia.org/wiki/3PARAzul Systemshttp://www.azulsystems.com/Bigstep.comhttp://wrtp.org/Calico Commercehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=25970ClickSoftwarehttp://www.clicksoftware.com/Collationhttp://en.wikipedia.org/wiki/CollationDigitalThinkhttp://www.digitalthink.com/Ensimhttp://www.ensim.com/eVoicehttp://www.evoice.com/Fineground Networkshttp://en.wikipedia.org/wiki/FineGround_NetworksIGN Entertainmenthttp://www.ign.com/Intruvert Networkshttp://investing.businessweek.com/businessweek/research/stocks/snapshot/snapshot.asp?capId=1874053Lexiquesthttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30784LogLogichttp://www.loglogic.com/nSitehttp://nsiteinc.com/ONStorhttp://support.onstor.com/PostPathhttp://www.cisco.com/web/about/ac49/ac0/ac1/ac259/postpath.htmlPurismahttp://purisma.com/Simplex Solutionshttp://www.simplexsol.com/Upshothttp://www.upshot.net/Visage Mobilehttp://visagemobile.com/WaveMakerhttp://wavemaker.com/Webridgehttp://www.webridge.org/Wellspringhttp://wellspring.org/Avvenuhttp://www.avvenu.com/Delivery Agenthttp://www.deliveryagent.com/Emergent Game Technologieshttp://gamebryo.com/oomahttp://www.ooma.com/VoloMediahttp://en.wikipedia.org/wiki/VoloMediaZoovehttps://www.zoove.com/Advanced Radio Telecomhttp://www.awt911.com/Assured Access Technologyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=25154Catena Networkshttp://www.catenatech.com/Cogent Communicationshttp://www.cogentco.com/CommVerge Solutionshttp://www.commverge.com/Corvishttp://www.corbisimages.com/Cosine Communicationshttp://www.cosinecom.com/Cyras Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=27310Dotcasthttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=92365Force 10 Networkshttp://www.force10networks.com/Infinerahttp://infinera.com/Laurel Networkshttp://en.wikipedia.org/wiki/Laurel_NetworksLightspeed Internationalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30829Mainsail Networkshttp://www.mainsailnet.com/Investment Team:James Wei, General Partner & Co-Founderjameswei@worldview.comMichael Orsak, General Partner & Co-Foundermorsak@worldview.comTim Weingarten, Consultanttweingarten@worldview.comPete Goettner, General Partnerpgoettner@worldview.comJames N. Strawbridge, General Partner & COOjstrawbridge@worldview.comDan Dumais, Vice President, Finance and Accountingdan.dumais@worldview.comPeter Yi, Senior AssociateX/Seed Capital Managementwww.xseedcap.comSilicon ValleyVCSoftware & InternetEnergy & Clean TechLife Sciences & HealthcareSeedFounded 2006, X/Seed Capital is an independent, seed-focused, venture fund (with over $100 million under management) providing de-novo start-up capital for entrepreneurs pursuing breakthrough innovation. The firm invests in the IT, cleantech and life science industries where technical differentiation has the potential to dramatically change the economics of a market.

3130 Alpine Road, Suite 200Portola ValleyCA94028650-331-1230650-521-0172

Portfolio companies include:Solexanthttp://solexant.com/OPX Biotechnologieshttp://www.opxbiotechnologies.com/Allopartishttp://www.allopartis.com/Bio Architecture Labhttp://www.ba-lab.com/Cellscapehttp://www.cellscapecorp.com/GeneWeave Bioscienceshttp://geneweavebio.com/HealthMicrohttp://www.hmicro.com/healthmicro_focus.htmlHourGlass Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=59739610MuseAmihttp://museami.com/NanOasishttp://nanoasis.net/default.aspxNetCrystalhttp://www.techconnect.org/Summit2009/program/abs.html?i=40162Precision Windhttp://precisionwind.com/updatingVitaPath Geneticshttp://vpgenetics.com/Zipline Medicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=83349998ADITIVEhttp://www.aditive.com/Playnomicshttp://playnomics.com/Lex Machinahttps://lexmachina.com/Neratihttp://nerati.com/Optalityhttp://optality.com/SIPXhttp://www.sipx.com/Trifactahttp://trifacta.com/Investment Team:Robert Siegel, Founding General Partnerrsiegel@xseedcap.comMichael Borrus, Founding General Partnermborrus@xseedcap.comDavid Hanzel, Partnerdhanzel@xseedcap.comAlan Chiu, Principalachiu@xseedcap.comJeff Thermond, Entrepreneur-in-Residencejthermond@hotmail.comGraham Edwards, Entrepreneur-in-Residencegedwards@xseedcap.comYvonne Sharpe, Director of Administrationysharpe@xseedcap.comXG Ventureswww.xg-ventures.comSilicon ValleyAInformation TechnologySoftware & InternetSeedEarlyXG Ventures is a small group of ex-Googlers, who were early hires in strategic roles at Google. This group is now dedicated to advising and investing in talented early stage teams. The firm's goal is to help successfully guide the start-up teams, in which it invests and advises, to the next stage. XG provides operational and strategic expertise, mentorship, global networking contacts, and access to seed capital and beyond. XG Ventures is focused primarily on the consumer internet, including the mobile, video, gaming, social media, and online media sectors.

555 Bryant St., #319Palo AltoCA94301

Portfolio companies include:Chailabshttp://www.chailabs.com/EatLimehttp://www.twitvid.com/Posteroushttp://posterous.com/Scooplerhttp://en.wikipedia.org/wiki/ScooplerTapuloushttp://tapulous.com/Tsumobihttp://tsumobi.com/Twitvidhttp://www.twitvid.com/A Bit Luckyhttp://www.abitlucky.com/BackTypehttp://www.backtype.com/Crocodochttp://crocodoc.com/doppelgameshttp://doppelgames.com/Euclid Elementshttp://en.wikipedia.org/wiki/Euclid%27s_ElementsHug Energyhttp://blog.hugenergy.com/MightyMeetinghttp://mightymeeting.com/MyLikeshttp://mylikes.com/Chartboosthttp://www.chartboost.com/EggDrophttp://eggheads.org/Glympsehttp://www.glympse.com/MotherApphttp://motherapp.com/Mobsmithhttp://www.mobsmith.com/Nowboxhttp://nowbox.com/Phonevitehttp://phonevite.com/Science Exchangehttp://www.science-exchange.com/index2.htmSmall Demonshttps://www.smalldemons.com/Verioushttp://www.verious.com/AdStagehttps://www.adstage.io/FaceCake Marketing Technologieshttp://www.facecake.com/Graffiti Labshttp://graffitiresearchlab.com/Kamcordhttp://kamcord.com/noredinkhttp://www.noredink.com/nWayhttp://nway.com/PicCollagehttp://pic-collage.com/Pinfluencerhttp://www.pinfluencer.com/Tapsensehttp://tapsense.com/Tellyhttp://telly.com/Investment Team:Pietro DovaDavid LeeGreg LeeAndrea ZurekY Combinatorwww.ycombinator.comSilicon ValleyVCInformation TechnologySoftware & InternetSeedEarlyIn 2005, Y Combinator (YC) developed a new model of startup funding. Twice a year Y Combinator invests a small amount of money (average $18k) in a large number of startups (last time 36). YC receives stock in the startup, from 2-10%; usually 6 or 7%. The startups move to Silicon Valley for 3 months, during which the firm works intensively with them to get the company into the best possible shape and refine their pitch to investors. Each cycle culminates in Demo Day, when the startups present to a large audience of investors. About halfway through each cycle the firm holds an event called Angel Day, at which each startup is paired with 2 angel investors, who will meet with them regularly in the weeks leading up to Demo Day. YC and the YC alumni network continue to help founders for the life of their company. Since 2005, YC has funded over 450 startups.

320 Pioneer WayMountain ViewCA94041650-210-9272650-745-2487

Portfolio companies include:Loopthttps://loopt.com/Reddithttp://www.reddit.com/Clustrixhttp://www.clustrix.com/Wufoohttp://www.wufoo.com/Scribdhttp://www.scribd.com/Xobnihttp://www.xobni.com/Weeblyhttp://www.weebly.com/Songkickhttp://www.songkick.com/Disqushttp://www.disqus.com/Dropboxhttp://www.dropbox.com/Justin.tvhttp://www.justin.tv/Herokuhttp://www.heroku.com/Posteroushttp://posterous.com/Airbnbhttp://www.airbnb.com/Heyzaphttp://www.heyzap.com/DailyBoothhttp://dailybooth.com/WePayhttps://www.wepay.com/Bumphttp://www.thebump.com/Hipmunkhttp://www.hipmunk.com/AeroFShttp://www.aerofs.com/Stripehttps://stripe.com/Kamcordhttp://kamcord.com/Firebasehttps://www.firebase.com/Shopularhttp://shopularapp.com/Flutterhttps://flutterapp.com/Canopy Labshttp://www.canopylabs.com/Crowdtilthttps://www.crowdtilt.com/ZenPayrollhttps://zenpayroll.com/Humble Bundlehttp://www.humblebundle.com/Coinbasehttps://coinbase.com/Investment Team:Trevor BlackwellPaul BuchheitPaul Grahampg@bugbear.comJessica LivingstonRobert MorrisHarj TaggarGeoff RalstonYouniversity Ventureswww.youniversityventures.comSilicon ValleyVCSoftware & InternetSeedEarlyYouniversity Ventures focuses on the internet consumer space and works primarily with students and first-time entrepreneurs. The three founders of the fund are Jawed Karim, Kevin Hartz, and Keith Rabois. Jawed was a co-founder at YouTube and was one of the earliest engineers at PayPal. Kevin co-founded Eventbrite, a popular event registration service. Kevin was also co-founder and CEO of Xoom Corporation, an international money transfer company providing service in over 30 countries. Keith leads business development and strategy for Slide. Prior to Slide, Keith ran business development and advertising sales for LinkedIn. According to published reports, the firm's focus is on former and current students at Stanford University and at the University of Illinois at Urbana-Champaign.

555 Bryant St., #506 Palo AltoCA94301

Portfolio companies include:BlueBethttp://www.dmwmedia.com/news/2007/08/22/bluebet-raises-funds-for-virtual-currency-social-wagering-siteMilohttp://milo.com/Tokboxhttp://www.tokbox.com/Palantirhttp://www.palantirtech.com/Skybox Imaginghttp://skyboximaging.com/Etactshttp://techcrunch.com/2010/12/21/salesforce-buys-email-contact-manager-etacts/Airnbhttp://www.airbnb.com/Counsylhttps://www.counsyl.com/Hellofaxhttps://www.hellofax.com/Interview Streethttp://www.interviewstreet.com/Qwikihttp://www.qwiki.com/Vidyardhttps://secure.vidyard.com/Future Advisorhttps://www.futureadvisor.com/TownHoghttp://blog.townhog.com/Postmateshttp://postmates.com/PagerDutyhttp://www.pagerduty.com/Counsylhttps://www.counsyl.com/Yourmechanichttps://www.yourmechanic.com/Vayablehttp://www.vayable.com/inDinerohttps://indinero.com/PagerDutyhttp://www.pagerduty.com/Tawkifyhttp://tawkify.com/ZenPayrollhttps://zenpayroll.com/Postmateshttp://postmates.com/Contactuallyhttp://www.contactually.com/Doubledutchhttp://doubledutch.me/Investment Team:Jawed Karim, Founder & PartnerKevin Hartz, PartnerKeith Rabois, PartnerZenShin Capitalwww.zenshincp.comSilicon ValleyVCInformation TechnologySoftware & InternetLife Sciences & HealthcareEarlyGrowthExpansionFounded 2005, ZenShin Capital provides early to expansion stage Venture Capital for information technology opportunities that benefit substantively from customers and partners in Japan. ZenShin's founding managing directors are two native Japanese residing in Silicon Valley, but who frequently travel to Japan. The partners serve as value added investors to help portfolio companies navigate the Japanese market. Since 2005, ZenShin has made 17 investments, achieving liquidity events in 2 IPOs and 4 MAs.

535 Middlefield Road, Suite 280Menlo ParkCA94025650-240-2734

Portfolio companies include:MyEtonehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=34484266Quark Pharmaceuticalshttp://www.quarkpharma.com/Ring2http://ring2.com/VaST Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=136211Yoicshttp://www.yoics.com/Aeria Games Entertainmenthttp://www.aeriagames.com/Audyssey Laboratorieshttp://www.audyssey.com/B-Bridge Internationalhttp://www.b-bridge.com/ClubThttp://www.clubt.com/Jasper Design Automationhttp://www.jasper-da.com/BlueRoadshttp://csgchannels.com/Dash Navigationshttp://www.nextag.com/dash-navigation/products-htmlNetAgehttp://netage.com/ICZ Corporationhttp://www.icz.co.jp/Ring2 Communicationshttp://loopup.com/VaST Systems Technologyhttp://vast-inc.com/Investment Team:Takeshi Mori, Managing Director and Co-foundertkmori@zenshincapital.comYoji Kawaguchi, Managing Director and Co-Founderyoji@zenshincapital.comZygote Ventureswww.zygoteventures.comSilicon ValleyAEnergy & Clean TechSeedZygote Ventures is a privately held seed/angel venture capital fund. Zygote typically invests first, or very early, in innovative technology enterprises. As a privately held angel investor, Zygote Ventures falls somewhere between an entrepreneur and a traditional venture capital fund. Zygote invests only its principal's money, and therefore without limited partners, Zygote can be less risk-averse than most VCs. Zygote prefers companies that require less than $1 million of capital, and prefers investing in the Cleantech space. The firm's principal, Jerry Fiddler, is the founder of Wind River and was for 23 years its CEO and Chairman. Since its establishment in 1981 in Fiddler's Berkeley garage, Wind River grew to become the leading provider of device software worldwide, with over $400M in annual sales, and market cap well over $1B.

San RafaelCA931-994-6830

Portfolio companies include:Wind Riverhttp://www.windriver.com/Solazymehttp://www.solazyme.com/Tensilicahttp://en.wikipedia.org/wiki/TensilicaServohttp://www.servo.com/Crossbowhttp://en.wikipedia.org/wiki/CrossbowGreenWizardhttp://www.greenwizard.com/Muse Researchhttp://www.museresearch.com/NexSteppehttp://www.nexsteppe.com/CellScapehttp://www.cellscapecorp.com/People Powerhttp://en.wikipedia.org/wiki/People_Power_RevolutionArrayenthttp://arrayent.com/Brillouin Energyhttp://brillouinenergy.com/Cullen Creek Olive Oilhttp://ccevoliveoil.com/Investment Team: Jerry Fiddler, Principaljfiddler@yahoo.comVCFA Groupwww.vcfa.comSilicon ValleyVCPESECInformation TechnologyBusiness ServicesEarlyMiddle MarketFounded in 1982, Venture Capital Fund of America, Inc., now VCFA Group, became the first firm formed to acquire interests in private equity funds on a secondary basis. VCFA Group pioneered the concept of secondary purchases of limited partnership interests, providing liquidity to limited partners in venture capital, leveraged buyout and other private equity funds. To date, VCFA Group has raised nine funds totaling over $730 million dedicated to the purchase of interests in venture capital, leveraged buyout and mezzanine funds, as well as portfolios of direct interests in operating companies. The firm also maintains offices in New York.

One Sansome Street, Suite 3680San FranciscoCA94104415-296-0660415-296-0990

Portfolio companies include:N/AN/AInvestment Team:Hans Wu, Associatehanswu@vcfa.comSteven J. Taubman, Managing Directortaubman@vcfa.comRichard A. Capen, Director of Business Developmentrichcapen@vcfa.comVector Capitalwww.vectorcapital.comSilicon ValleyPEInformation TechnologyCommunications & NetworkingMiddle MarketVector Capital was originally spun out of Ziff Brothers Investments, a family investment firm. Today, Vector Capital is a value investor in established technology businesses, both public and private. Vector works in partnership with management to navigate companies through transitions in their business. As a private investor, Vector spins out non-core businesses from corporations, buys founder-owned companies, and fixes balance sheets through recapitalizations. As a public investor Vector takes strategic stakes in undervalued companies. Vector bridges both worlds by taking public companies private, when appropriate. Vector Capital was founded in 1997 and is based in San Francisco, and currently manages over $2 billion in equity capital. New investments are being made by Vector Capital IV, a $1.2 billion fund raised in 2007. The firm's portfolio consists of public and private technology companies, investing in companies that have at least $30 million in revenue.

One Market Street Steuart Tower, 23rd Floor San FranciscoCA94105415-293-5000 415-293-5100

Portfolio companies include:Nikuhttp://www.ca.com/us/project-portfolio-management.aspxSafenethttp://www.safenet-inc.com/Corelhttp://www.corel.com/servlet/redirectorAladdin Knowledge Systemshttp://en.wikipedia.org/wiki/Aladdin_Knowledge_SystemsCambium Networkshttp://www.cambiumnetworks.com/Certarahttp://www.certara.com/Precisehttp://dictionary.reference.com/browse/PrecisePrintronixhttp://printronix.com/RAE Systemshttp://www.raesystems.com/RealNetworkshttp://www.realnetworks.com/Register.comhttp://www.register.com/Tidelhttp://www.tidel.com/Trafficmasterhttp://www.trafficmastersupport.com/20-20 Technologieshttp://www.2020technologies.com/Gerber Scientifichttp://www.gerberscientific.com/WatchGuardhttp://www.watchguard.com/Investment Team:Robert Amen, Principalramen@vectorcapital.comDavid A. Baylor, Chief Operating OfficerAlex Beregovsky, Vice PresidentAndy Fishman, Vice PresidentDavid Fishman, Partnerdfishman@vectorcapital.comNick Ghoussaini, Vice PresidentRoy Kelvin, Chief Financial OfficerAalok Jain, Vice PresidentAmish Mehta, Partneramehta@vectorcapital.comAlexander R. Slusky, Managing Partneraslusky@vectorcapital.comVenrock Associateswww.venrock.comSilicon ValleyVCInformation TechnologyMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareSeedEarlyVenrock was founded in 1969 as the venture capital arm of the Rockefeller Family. With $2.2 billion under management, Venrock provides funding and services for entrepreneurs with breakthrough ideas in technology, healthcare, media and energy. The firm has invested $2.5 billion in 442 companies over the past 41 years, resulting in 125 IPOs and 128 M&A exits. Venrock's 22 professionals currently back 117 ventures out of offices in Palo Alto, New York City, and Cambridge. Venrock has been behind pioneers including Adify, Adnexus Therapeutics, Apple Computer, Centocor, Check Point Software, DoubleClick, Gilead Sciences, Idec Pharmaceuticals, Illumina, Intel, Ironwood, Millennium Pharmaceuticals, Sirna Therapeutics, StrataCom, and Vontu. The majority of Venrock investments are seed or first round, and range from investments of a couple hundred thousand to $10 million or more.

3340 Hillview Avenue Palo AltoCA94304650-561-9580 650-561-9180

Portfolio companies include:Asokahttp://en.wikipedia.org/wiki/Ashoka_the_GreatNanosyshttp://www.nanosysinc.com/Hello Softhttp://www.hellosoft.com/2Wirehttp://www.2wire.com/Achaogenhttp://www.achaogen.com/Impervahttp://www.imperva.com/Acceleron Pharmahttp://www.acceleronpharma.com/AppNexushttp://www.appnexus.com/Awarepointhttp://www.awarepoint.com/BillFloathttps://www.billfloat.com/Bivio Networkshttp://www.bivio.net/Bizohttp://www.bizo.com/Cloudfarehttp://www.bizo.com/Boston-Powerhttp://www.boston-power.com/ADVANCE Medicalhttp://advancedmedequipment.com/Kyruushttp://www.kyruus.com/home/Appiahttp://www.appia.com/OnChip Powerhttp://onchippower.com/Hua Medicinehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=114980744Personal Capitalhttp://personalcapital.com/Klouthttp://klout.com/Singlyhttps://singly.com/PowerVisionhttp://powervision.com/Redbeaconhttp://www.redbeacon.com/Intuity Medicalhttp://www.presspogo.com/Appthorityhttps://www.appthority.com/Nest Labshttp://www.nest.com/FINsixhttp://finsix.com/Personal Capitalhttps://www.personalcapital.com/Boundlesshttp://www.boundless.org/CTERAhttp://www.ctera.com/Dollar Shave Clubhttp://www.dollarshaveclub.com/Castlight Healthhttp://www.castlighthealth.com/QuatRx Pharmahttp://quatrx.com/Investment Team:Brian Ascher, General Partnerbda@venrock.comFred Aslan, M.D., Vice Presidentfaslan@venrock.comSteve Goldberg, Ph.D., PartnerSteve Goldby, PartnerAnders Hove, Partner (New York)Spencer Maughan, Ph.D., Vice PresidentDavid Pakman, Partner (New York)William Rastetter, Ph.D., PartnerBryan Roberts, Ph.D., Partnerber@venrock.comRay Rothrock, Partnerrar@venrock.comMatthew Trevithick, Partnermdt@venrock.comMike Brooks, Partner (New York)Marissa Campise, Vice President (New York)Tony Evnin, Partner (New York)Bob Kocher, Partner (Palo Alto)Bong Koh, Vice President (New York)Matthew Nordan, Vice President (Cambridge)Gur Roshwalb, Vice President (New York)Mike Tyrrell, Partner (Cambridge)Nick Beim, Partner (New York)VSP Capitalwww.vspcapital.comSilicon ValleyVCInformation TechnologySoftware & InternetSeedEarlyFounded in late 1996, VSP Capital invests in seed and early-stage, best of breed technologies. The firm seeks to invest up to $5 million in its initial round of funding, with a total investment in each portfolio company of between $7-$10 million. VSP has more than $200 million under management.

3701 Sacramento Street, Suite 264San FranciscoCA94118415-558-8600 415-558-8686

Portfolio companies include:Centivehttp://centivecompel.com/ZipRealtyhttp://www.ziprealty.com/?referred_by=cjE4Xhttp://www.e4x.com/Dangerhttp://www.myspace.com/2emedangerSkywire Softwarehttp://www.oracle.com/us/skywiresoftware/index.htmlMirrahttp://www.mirra.com/Oddposthttp://www.oddpost.com/Truveohttp://en.wikipedia.org/wiki/TruveoSabrixhttp://onesource.thomsonreuters.com/solutions/indirect-tax/QuinStreethttp://quinstreet.com/iconoculturehttp://www.iconoculture.com/Siliconstorhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=12437969WiredLogichttp://en.wikipedia.org/wiki/Wired_logic_connectioneStylehttp://www.estyleforyou.com/RentPorthttp://www.transunion.com/corporate/business/propertymgt/property-management_landing.page?portal=yAffinityLabshttp://www.affinitylabs.com/Quoverahttp://quovera.com/PositSciencehttp://www.positscience.com/Branders.comhttp://www.branders.com/AccountNowhttp://www.accountnow.com/SiliconStorhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=12437969Encentuatehttp://en.wikipedia.org/wiki/EncentuateInvestment Team:Joanna Rees Gallanter, Founder and Managing DirectorJohn Hamm, General PartnerVentureTech Alliance, LLCwww.vtalliance.comSilicon ValleyVCInformation TechnologySemiconductorEarlyGrowthVentureTech Alliance was formed in March 2001, as an investment management company focused on semiconductor and related technological industries. The firm currently has two funds totaling $165M under management. VentureTech has a corporate strategic partnership with the Taiwan Semiconductor Manufacturing Company (TSMC). Its first fund of $50M is called the Emerging Alliance Fund. VentureTech's target market is early to mid-stage investments of $1-$3 million in: Fabless semiconductor companies in need of advanced semiconductor technologies; High value semiconductor infrastructure companies such as electronic design automation (EDA), intellectual property (IP) or semiconductor equipment companies; and Emerging technologies in market segments that may require complex, outsourced manufacturing services.

2585 Junction AvenueSan JoseCA95134408-382-8004

Portfolio companies include:NextIOhttp://www.nextio.com/Optichronhttp://www.netlogicmicro.com/Piximhttp://www.pixim.com/Quellanhttp://quellan.org/RichWavehttp://www.richwave.com.tw/Sentelichttp://www.sentelic.com/Validityhttp://en.wikipedia.org/wiki/ValidityXceivehttp://www.xceive.com/Abound Logichttp://aboundlogic.com/Advasensehttp://www.pixim.com/advasenseAiconn Technologyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=51146833AMCChttp://www.amcconf.org/Apachehttp://www.apache.org/Aquantiahttp://www.aquantia.com/Audiencehttp://en.wikipedia.org/wiki/AudienceAuramicrohttp://www.auramicro.com/eng/index.phpAxiomhttp://en.wikipedia.org/wiki/AxiomBeceemhttp://www.beceem.com/Bridgeluxhttp://bridgelux.com/Exclarahttp://exclara.com/Gemfirehttp://www.gemfire.com/Ikanoshttp://www.ikanos.com/Impinjhttp://www.impinj.com/InvenSensehttp://www.invensense.com/Leadtrendhttp://www.leadtrend.com.tw/LiquidLEDshttp://liquidleds.com.tw/MediaTekhttp://www.mediatek.com/en/index.phpMutual-Pakhttp://www.mutualpak.com/about.aspxMaximhttp://www.maxim.com/Neoconixhttp://neoconix.com/NetLogichttp://www.netlogicmicro.com/Teknovushttp://www.broadcom.com/products/Broadband-Carrier-Access/EPON-SolutionsSVTChttp://www.svtc.com/Powervationhttp://www.powervation.com/POWERPRECISEhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28371123Synopsyshttp://www.synopsys.com/Sentelichttp://www.sentelic.com/SiRF Technologyhttp://www.sirf.com/Investment Team:Ron Norris, (Seattle), 206-441-8080rnorris@vtalliance.comJim Diller, 408-382-7922jdiller@vtalliance.comKai Tsang, 408-382-7927ktsang@vtalliance.comPatrick Chang, 408-382-8088pchang@vtalliance.comChristy Chou, 408-382-8086cchou@vtalliance.comVertex Venture Holdings, Inc.www.vertexmgt.comSilicon ValleyVCFOFInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorEnergy & Clean TechLife Sciences & HealthcareSeedEarlyGrowthExpansionVertex Venture Holdings is a wholly-owned subsidiary of Temasek Holdings, investing in emerging companies and leading venture capital funds throughout Greater Asia and the U.S. Founded in 1988, Vertex has invested in more than 350 start-up companies in the Pan Pacific and other regions, managed 14 funds, achieved 82 IPOs, 76 M&As and deployed over $1 billion in capital. Vertex maintains offices in Singapore, Beijing (China), Taipei (Taiwan), Chennai (India) and Silicon Valley. Vertex also invested in 2 co-managed funds ($80 million) and 86 third-party venture funds. The firm's investment stages range from seed to mezzanine deals with the size of each investment between $1 million to $20 million. Investments span worldwide in the following industries: Clean Technology, Communications, Consumer & Services, Electronics & Semiconductors, Healthcare, and Software/Internet/Media. Investing as a limited partner, the firm seeks primary fund opportunities in emerging leaders, aiming to commit up to $30 million as a strategic or anchor investor.

210A Twin Dolphin DriveRedwood CityCA94065650-508-2400650-591-5926

Portfolio companies include:Aicenthttp://aicent.net/Force10http://www.force10networks.com/Innovalighthttp://innovalight.com/Ubicomhttp://www.ubicom.com/Inside Securehttp://www.insidesecure.com/adsamehttp://adsame.com/Reebonzhttp://www.reebonz.com/Chipscreenhttp://www.chipscreen.com/en/Yoho.cnhttp://www.isthewebsafe.com/Safety/www.yoho.cnCellcasthttp://www.cellcastcorp.com/ChipScreenhttp://www.chipscreen.com/Muveehttp://www.muvee.com/en/RitFasthttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=142267707Investment Team:Chua Kee Lock, Group President & CEOchuakl@vertexmgt.comChua Joo Hock, Managing Director and Chief Investment Officerchuajh@vertexmgt.comTay Choon Chong, Managing DirectorVertical Groupwww.vertical-group.comSilicon ValleyVCPELife Sciences & HealthcareMedical DeviceEarlyExpansionMiddle MarketThe Vertical Group is a venture capital firm that is focused on the fields of medical technology and biotechnology. Founded in 1988, Vertical Group manages private partnerships with a "vertical" range of investments including: early and late stage venture companies; private operating companies involved in buy-out or corporate spin-off transactions; and public companies of all sizes. The scale of The Vertical Group's investment depends on the nature of the transaction, with investment size ranging from $250K to $5M in venture capital transactions, to over $10M in buyout or public stock transactions. The Vertical Group's private partnerships have an "evergreen" structure (i.e. without a defined life), and fifty percent of Vertical's partnership capital is represented by the firm's four founding General Partners and two Special Limited Partners. The Vertical Group is the successor to the venture capital division of F. Eberstadt & Co., and has been an independent firm since 1988. Vertical has offices in Silicon Valley and New Jersey.

530 Lytton Ave., Suite 304Palo AltoCA650-566-9060650-566-9061

Portfolio companies include:Atheromedhttp://atheromedinc.com/Bayhill Theraputicshttp://www.bayhilltx.com/BioSethttp://www.drellencutler.com/pages/practitioners/ForteBiohttp://www.fortebio.com/Tornierhttp://www.tornier.com/ViaCytehttp://viacyte.com/Cell Bioscienceshttp://www.proteinsimple.com/ENTrigue Surgicalhttp://www.entriguesurgical.com/Flexuspinehttp://flexuspine.com/Galil Medicalhttp://galil-medical.com/Home Dialysis Plushttp://www.homedialysisplus.com/Incumedhttp://incu-med.com/InPhenixhttp://www.inphenix.com/Lutonixhttp://www.lutonix.com/OncoMedhttp://www.oncomed.com/PhotoTherahttp://www.photothera.com/ProteinSimplehttp://www.proteinsimple.com/Proteolixhttp://www.onyx.com/Silk Road Medicalhttp://silkroadmedical.com/Tephahttp://www.tepha.com/TetraLogic Pharmaceuticalshttp://www.tetralogicpharma.com/Investment Team:Richard B. Emmitt, General PartnerREmmitt@vertical-group.comArikha Moses, Entrepreneur in ResidenceYue-Teh Jang, General PartnerYJang@vertical-group.comQuang Tran, Entrepreneur in ResidenceJack W. Lasersohn, General PartnerJLasersohn@vertical-group.comJohn E. Runnells, General PartnerJRunnells@vertical-group.comLucas W. Buchanan, Senior AssociateJohn A. Slattery, Chief Financial OfficerJSlattery@vertical-group.comTony M. Chou, General PartnerTChou@vertical-group.comDavid M. DeGiralamo, Senior AssociateVision Capitalwww.visioncap.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorEarlyVision Capital specializes in Trans-Atlantic investments focusing on communication, semiconductor, software and Internet/e-commerce companies that have global potential. The firm's portfolio consists of venture backed European technology companies with a strong foundation in Europe that wish to enter the U.S. market and U.S. companies that seek an investor who can assist in global expansion. Vision Capital seeks to invest between $3M-$8M in a portfolio company over the life of the investment and through subsequent rounds of investment. The firm has an additional office in Switzerland.

One Bayshore Plaza700 Airport Boulevard, Ste. 370BurlingameCA94010650-373-2720 650-373-2727

Portfolio companies include:Infitelhttp://www.infitel.com/MoreMagic Solutionshttp://www.moremagic.com/Sequans Communicationshttp://www.sequans.com/OneBox.comhttp://www.onebox.com/Metorexhttp://www.metorexgroup.com/Altitunhttp://www.altitun.com/Syntunehttp://ignis.com/Media Lariohttp://www.media-lario.com/Atempohttp://www.atempo.com/Veebeamhttp://www.veebeam.com/Straatumhttp://www.straatum.com/Saqqara Systemshttp://www.saqqara.com/Avalon Photonicshttp://www.photonics.com/Company.aspx?CompanyID=1322Atlantechhttp://www.atlantech.net/Investment Team:Dag Syrrist, General Partnerdmsyrrist@visioncap.comLinus Lundberg, Managing Directorllundberg@visioncap.comWilliam Wick, Managing Director & CFOwwick@visioncap.comSven Lingjaerde, General Partner (Geneva)Vista Equity Partnerswww.vistaequitypartners.comSilicon ValleyVCPEInformation TechnologySoftware & InternetExpansionMiddle MarketVista Equity Partners has nearly $6 billion in committed capital, and focuses on the software industry and technology-enabled businesses. The firm looks for companies that research and develop a proprietary software solution and either license it to their customers or leverage it internally to create a technology-enabled service. This includes companies that develop and market: Software, Software-as-a-Service ("SaaS"), Technology-enabled business services and Technology-enabled information services. Investment has historically ranged from $20 million to $200+ million in equity capital but the firm is capable of financing larger transactions. Additionally, the firm has provided initial funding below this range as well. The firm pursues investments using a variety of transaction types including, but not limited to: Management and/or leveraged buyouts, Growth or acquisition financings, Recapitalizations or restructurings, Spinouts or divestitures, and Going private transactions.

150 California Street, 19th Floor San FranciscoCA94111415-765-6500 415-765-6666

Portfolio companies include:Aderanthttp://www.aderant.com/BigMachineshttp://www.bigmachines.com/MicroEdgehttp://microedge.com/Brainwarehttp://www.brainware.com/P2 Energy Solutionshttp://www.p2energysolutions.com/Ventyxhttp://www.ventyx.com/Accerohttp://www.sumtotalsystems.com/Accruenthttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=1308876MRI Softwarehttp://mrisoftware.com/Surgical Information Systemshttp://www.sisfirst.com/VaultWarehttp://www.vaultware.com/360Facilityhttp://www.360facility.com/Beyond Compliancehttp://www.beyondcompliance.net/AngelPointshttp://www.angelpoints.com/EISIhttp://eisi.com/RainMaker Softwarehttp://www.rainmakerlegal.com/Bostonpost Technologyhttp://bostonpost.com/PowerPathhttp://www.powerpath.com/CompuLawhttp://www.compulaw.com/Client Profileshttp://www.clientprofiles.com/CRM4Legalhttp://www.aderant.com/products/category_detail.aspx?id=12CyberShifthttp://schools.nyc.gov/Offices/EnterpriseOperations/ChiefFinancialOfficer/DFSBO/CyberShift/Workspeed Managementhttp://www.workspeed.com/WellPoint Systemshttp://wellpointsystems.com/EXPLORER Software Solutionshttp://explorer-software.com/Siterrahttp://www.siterra.com/GeoLearninghttp://webex.geolearning.com/Evocohttp://www.evoco.com/MaxHire Solutionshttp://www.maxhire.net/Sendoutshttp://www.sendouts.com/Investment Team:Robert F. Smith, Managing Principalrsmith@vistaequitypartners comBrian N. Sheth, Principalbsheth@vistaequitypartners.comAlan Cline, Principalacline@vistaequitypartners.comJames M. Ford, Principaljford@vistaequitypartners.comJames Hickey, Principaljhickey@vistaequitypartners.comRob Rogers, Principalrrogers@vistaequitypartners.comChristian Sowul, Principalcsowul@vistaequitypartners.comMartin Taylor, Principalmtaylor@vistaequitypartners.comAlan Cline, Principal (Austin)acline@vistaequitypartners.comVincent L. Burkett, PrincipalJohn Warnken-Brill, CFOMichael Fosnaugh, Principal (Chicago)Vivo Ventureswww.vivoventures.comSilicon ValleyVCLife Sciences & HealthcareMedical DeviceEarlyVivo Ventures is a life-sciences focused venture capital firm formed in 1996 with over $1B under management. Vivo Ventures is currently making investments from its $375M seventh fund, into promising biotechnology and life science companies. Its current portfolio includes more than 60 private and public biotechnology companies in the areas of biopharmaceuticals, specialty pharmaceuticals, and medical devices. The majority of Vivo's investments are in U.S. and Greater China based companies with therapeutic products in clinical development. Vivo Ventures has offices in Palo Alto, California; Shanghai, China; and Chengdu, China.

575 High Street, Suite 201Palo AltoCA94301650-688-0818650-688-0815

Portfolio companies include:Essentialishttp://essentialistherapeutics.com/InterMunehttp://www.intermune.com/Asprevahttp://www.aspreva.com/Bioform Medicalhttp://www.bioform.com/MacroGenicshttp://www.macrogenics.com/Capniahttp://www.capnia.com/Acura Pharmaceuticalshttp://acurapharm.com/Biodelhttp://www.biodel.com/Carbylan Biosurgeryhttp://carbylan.com/Eigerhttp://en.wikipedia.org/wiki/EigerAPT Pharmaceuticalshttp://www.aptbio.com/Ceptaris Therapeuticshttp://www.ceptaris.com/Dynavax Technologieshttp://www.dynavax.com/NeoMendhttp://www.neomend.com/Medley Healthhttp://www.medleyhealth.com/NextWave Pharmaceuticalshttp://nextwavepharma.com/Nora Therapeuticshttp://noratherapeutics.com/OncoGenex Pharmaceuticalshttp://www.oncogenex.com/Palatinhttp://www.palatin.com/default.aspRevance Therapeuticshttp://www.revance.com/Aclaris Therapeuticshttp://aclaristx.com/AirXpandershttp://www.airxpanders.com/MEI Pharmahttp://meipharma.com/Minerva Surgicalhttp://minervasurgical.com/YM Bioscienceshttp://www.ymbiosciences.com/TRIA Beautyhttp://www.triabeauty.com/Synapse BioMedicalhttp://www.synapsebiomedical.com/SentreHEARThttp://www.sentreheart.com/Sagent Pharmaceuticalshttp://www.sagentpharma.com/Investment Team:Dr. Frank Kung, Managing Partnerfkung@vivoventures.comDr. Edgar G. Engleman, Managing PartnerDr. Albert Cha, Managing Partneracha@vivoventures.comDr. Chen Yu, Partnercyu@vivoventures.comCyber Cao, AssociateJames Zhao, PartnerDan Dan Dong, AnalystMahendra G. Shah, Venture Partnermshah@vivoventures.comMichael Chang, AssociateTracy Wu, DirectorVodafone Ventureswww.vodafone.com/content/xone/index/ventures.htmlSilicon ValleyICVCInformation TechnologySoftware & InternetCommunications & NetworkingSeedEarlyGrowthVodafone Ventures is a venture capital arm of Vodafone Group PLC specializing in investments in seed, start up, early stage, and mid stage companies. The firm invests in wireless and Internet sectors. It invests between $3.6 million and $18.1 million in the portfolio companies. Vodafone Ventures was formed in 2000 and is based in Redwood City, California with an additional office in Berkshire, United Kingdom. Launched in September 2011, Vodafone xone offers start-ups onsite ventures, development and integration support. Vodafone xones 12,000 square foot facility can provide workspace for up to 24 start-up companies. All office workstations are pre-wired for phone, broadband and internet services, as well as Wi-Fi access. Conference rooms are equipped with high-end, state-of-the-art audiovisual systems. Xone establishes a Beta platform for controlled commercial launch of new products and services for a successful full- scale commercial launch-- all within 6-9 months.

275 Shoreline Drive, Suite 400Redwood CityCA94065

Portfolio companies include:Finspherehttp://www.finsphere.com/CellErahttp://www.cellera.biz/vouchercloudhttp://www.vouchercloud.com/LocalResponsehttp://localresponse.com/PlaySpanhttp://www.playspan.com/SavaJe Technologieshttp://en.wikipedia.org/wiki/SavaJeQuixeyhttps://www.quixey.com/Narattehttp://www.naratte.com/ExpertMakerhttp://expertmaker.com/Investment Team:Matthew Fix, Principal (Silicon Valley)David Leftley, Principal and Head of Venture CapitalPeter Barry, PrincipalFrederic Lardieg, PrincipalWolfgang Schuster, Investment ManagerStephen Pusey, CTOSiavash Alamouti, Group R&D DirectorFay Arjomandi, Head Vodafone xoneVoyager Capitalwww.voyagercapital.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaGrowthExpansionFounded in 1997, and based in Seattle, WA (with Portland, OR offices), Voyager invests primarily in digital media, software and services, wireless and cleanIT companies. The firm focuses on funding first venture rounds in early and growth stage opportunities in the Pacific Northwest and California. With $370 million under management, Voyager focuses on seed to late-stage companies, with the majority of investments in early-stage companies.

3000 Sand Hill RoadBuilding 3, Suite 100Menlo ParkCA94025650-854-4300650-854-4399

Portfolio companies include:AboutUshttp://www.aboutus.org/Vidderhttp://www.vidder.com/Covariohttp://www.covario.com/Tropos Networkshttp://www.tropos.com/Kryptiqhttp://www.kryptiq.com/Ontelahttp://www.xconomy.com/seattle/2010/02/05/it%e2%80%99s-official-ontela-bought-photobucket-from-news-corp/Trailfirehttp://trailfire.com/Coulomb Technologieshttp://www.coulombtech.com/Revenue Loanhttp://www.lightercapital.com/Ground Truthhttp://www.groundtruth.com/Act-On Softwarehttp://www.actonsoftware.com/AutoGridhttp://www.autogrid.com.au/Bonanzahttp://www.bonanza.com/Elemental Technologieshttp://www.elementaltechnologies.com/Medifyhttps://www.medify.com/Mobile Intelligence Solutionshttp://www.mobileintelligencesolutions.com/Photobuckethttp://photobucket.com/Placecasthttp://placecast.net/index.htmlSensys Networkshttp://www.sensysnetworks.com/Tropos Networkshttp://www.tropos.com/Zetticshttp://zettics.com/Zebra Imaginghttp://www.zebraimaging.com/Yaptahttp://www.yapta.com/WellnessFXhttp://wellnessfx.com/Vidderhttp://www.vidder.com/nfluencehttp://www.nfluence.com/MindSumohttps://www.mindsumo.com/Lighter Capitalhttp://www.lightercapital.com/Investment Team:Bill McAleer, Managing Directormcaleer@voyagercapital.comCurtis Feeny, Managing Directorfeeny@voyagercapital.comErik Benson, Managing Directorbenson@voyagercapital.comDaniel H. Ahn, Managing Directorahn@voyagercapital.comBill Hughlett, Chief Financial OfficerChrismon Nofsinger, Venture PartnerTom Kippola, Venture PartnerDaniel Gallagher, Senior AnalystBruce Chizen, Venture PartnerGeoff Entress, Venture PartnerDiane Fraiman, Venture PartnerTom Huseby, Venture PartnerWalden Internationalwww.waldenintl.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorMedia & Digital MediaEnergy & Clean TechSeedEarlyGrowthExpansionHeadquartered in San Francisco, and with offices around the globe, Walden International's investments are focused on five key industry sectors: Clean Technology, Internet & Digital Media, Semiconductors, Software & IT Services, and Emerging Technologies. Founded in 1987, the firm has over $1.9 billion under management and focuses on early stage companies. The fund is part of The Walden Group, a twenty-eight-year old network of venture funds that comprises Walden Israel, as well as numerous other funds (see below). The firm's stage investments focus is on opportunities in early stage (seed or startup) and expansion stage companies.

One California Street, Suite 2800San FranciscoCA94111415-765-7100 415-765-7200

(Palo Alto Office)361 Lytton Ave., 2nd FloorPalo AltoCA94301650-330-3500 650-330-3535 Portfolio companies include:Actelis Networkshttp://www.actelis.com/Broadxenthttp://www.broadxent.com/CommVergehttp://www.commverge.com/Digicom Systemshttp://digicomsystems.net/ZyXelhttp://www.zyxel.com/Matisse Networkshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=7719949Maxspeedhttp://www.maxspeed-motorsports.com/OpenClovishttp://www.openclovis.com/Photop Technologieshttp://www.photoptech.com/main/Premisys Communicationshttp://www.zhone.com/investors/acquisitions/Agiliancehttp://www.agiliance.com/Appterahttp://www.apptera.com/Aptina Imaginghttp://www.aptina.com/enVervhttp://enverv.com/GoProhttp://gopro.com/Inphihttp://www.inphi.com/Leyden Energyhttp://leydenenergy.com/Lucid Imaginationhttp://www.lucidimagination.com/NeoConixhttp://neoconix.com/ParAccelhttp://paraccel.com/Tilerahttp://tilera.com/Synacorhttp://www.synacor.com/SugarCRMhttp://www.sugarcrm.com/Funambolhttp://funambol.com/Investment Team:Andrew Kau, Managing Directorakau@waldenintl.comBrian Chiang, Managing Directorbchiang@waldenintl.comBill Li, Managing Directorbli@waldenintl.comLip-Bu Tan, Chairmanlbtan@waldenintl.comBill Li, Managing Directorbli@waldenintl.comHock Voon Loo, Managing Directorhvloo@waldenintl.comTeresa Smith, CFOtsmith@waldenintl.comYimin Zimmerer, Managing Directoryzimmerer@waldenintl.comHing Wong, Managing Directorntran@waldenintl.comWarburg, Pincus Equity Partnerswww.warburgpincus.comSilicon ValleyVCPEInformation TechnologyCommunications & NetworkingMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialFinancial ServicesConsumer ProductsReal EstateSeedEarlyGrowthExpansionMiddle MarketLateWarburg Pincus has been a private equity investor since 1967 and has invested more than $40 billion in more than 650 companies in 30 countries around the world. Warburg Pincus invests at all stages of a company's life-cycle: From founding start-ups and fostering growth in developing companies to leading complex recapitalizations or large-scale buy-outs of more mature businesses. The firm established its first institutional fund in 1971 and over the last three decades has raised private equity funds with committed capital totaling more than $30 billion. In 2006, the firm closed Warburg Pincus Real Estate I, LP, a $1.2 billion fund dedicated to investing in real estate opportunities worldwide. In 2007, the firm closed on Warburg Pincus Private Equity X, L.P., a $15 billion fund. The firm invests in the areas of: Financial Services; Healthcare; Technology, Media and Telecommunications; Energy; and Consumer, Industrial, and Services. Warburg Pincus has nine professional offices around the world in Beijing, Frankfurt, Hong Kong, London, Mumbai, New York, San Francisco, Shanghai and Sao Paulo.

One Market PlazaSpear Tower, Suite 1700San FranciscoCA94105415-796-5200ax:415-796-1922

Portfolio companies include:7 Days Innhttp://en.7daysinn.cn/Arch Capital Grouphttp://archcapgroup.com/Machhttp://en.wikipedia.org/wiki/Mach_numberCobalt Grouphttp://cobaltgroup.com/GT Nexushttp://www.gtnexus.com/Webster Financialhttps://www.websteronline.com/58.comhttp://www.58.com/Allos Therapeuticshttp://www.allos.com/A Place for Momhttp://www.aplaceformom.com/Aeolus Rehttp://www.warburgpincus.com/portfolio/ViewCompany,id,339.aspxAlert Global Mediahttp://www.moneylaundering.com/Antero Resourceshttp://www.anteroresources.com/Aramarkhttp://www.aramark.com/Bausch + Lombhttp://www.bausch.com/Benchmark Solutionshttp://www.benchmarksolutions.com/Black Swan Energyhttp://blackswanenergy.com/Bridgepoint Educationhttp://www.bridgepointeducation.com/Builders FirstSourcehttp://www.buildersfirstsource.com/Canbriam Energyhttp://www.canbriam.com/Capital First Limitedhttp://www.linkedin.com/jobs?viewJob=&jobId=4419466Cereshttp://en.wikipedia.org/wiki/Ceres_(dwarf_planet)Competitive Power Ventures Holdingshttp://cpv.com/Consolidated Precision Productshttp://www.cppcorp.com/Constitution Medicalhttp://www.bloodhoundcbc.com/pages/cmi-warburgCrowdStrikehttp://www.crowdstrike.com/Endurance Energyhttp://www.endurancewindpower.com/Investment Team:Mark Colodny, Managing Directormcolodny@warburgpincus.comDavid Coulter, Managing Directordavid.coulter@warburgpincus.comParag Gupta, AnalystNoah Knauf, AssociateVishnu Menon, Principalvmenon@warburgpincus.comAshutosh Somani, PrincipalCharles Carmel, Managing Directorcarmel@warburgpincus.comRosa Li, AnalystJustin Kao, AssociateJustin Sadrian, Managing DirectorMichael Treskow, AssociateWeber Capital Management, LLCwww.webercapital.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareGrowthExpansionWeber Capital Management, LLC is a crossover investor, taking minority positions in mid to late-stage ventures and micro-cap public companies. Founded in 1994 as Bluewater Capital Management, the firm initially managed the U.S. investment activities of a London-based institutional investor. In 1999, the firm changed its name to Weber Capital Management and raised a fund for outside investors. The firm has invested over $150 million and currently holds positions in about 30 companies, half of which are private. Weber is an equity investor in information technology, communications and healthcare. The firm's areas of interest are the same for both public and private portfolios. Weber's software investments have been made in sectors such as storage, infrastructure, and business applications software. The firm's hardware investments have been in semiconductors and semiconductor intellectual property, and wireline and wireless communications. Healthcare investments have included vascular therapies, oncology, orthopedics, and specialty managed service organizations. In the firm's venture capital portfolio, Weber Capital takes minority positions in revenue generating companies, typically investing $1-3 million

275 Battery Street, Suite 1600San FranciscoCA94111415-362-5007 415-288-3323

Portfolio companies include:Aclara Bioscienceshttp://www.aclaratech.com/Broadbase Softwarehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=25813Chordiant Softwarehttp://www.pega.com/Penguin Computinghttp://www.penguincomputing.com/LignUphttp://lignup.com/Autonomic Networkshttp://en.wikipedia.org/wiki/Autonomic_NetworkingInvestment Team:Eugene M. Weber, Managing Partnereweber@webercapital.comColin T. Hillberg, Partnerchillberg@webercapital.comTiconderoga Capitalwww.ticonderogacap.comSilicon ValleyVCInformation TechnologySoftware & InternetGrowthExpansionTiconderoga invests in later stage tech-enabled businesses, healthcare business services, and software as a service (SaaS) firms. The firm prefers proprietary platform solution companies; business and technology outsourcing companies; and digital consulting firms building technology solutions that are enablers to the B2B marketplace. Ticonderoga manages $200 million of capital and investments are typically $2-5 million in financings up to $50 million. Ticonderoga typically makes 10-15 investments from each fund. Ticonderoga targets companies with $5 million to $50 million in revenue that are profitable or near EBITDA positive. The firm has an additional office in Braintree, MA.

228 Hamilton Avenue, 3rd FloorPalo AltoCA94301650-234-9593650-234-9608

Portfolio investments include:MarketToolshttp://www.markettools.com/Optimoshttp://www.optimos.com/Affinity Expresshttp://www.affinityexpress.com/Logical Imageshttp://www.logicalimages.com/Brainsharkhttp://www.brainshark.com/Metal Supermarketshttp://www.metalsupermarkets.com/Mycrofthttp://mycroft.mozdev.org/nuBridgeshttp://www.nubridges.com/Outside the Classroomhttp://www.outsidetheclassroom.com/about.aspxAFS Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=24455Construction Software Technologieshttp://isqft.com/Pacific Title & Arthttp://en.wikipedia.org/wiki/Pacific_Title_and_ArtSoftraxhttp://www.softrax.com/WhittmanHarthttp://www.whittmanhart.com/ALN Medical Managementhttp://alnmm.com/eStudySitehttp://www.estudysite.com/HealthDataInsightshttp://www.healthdatainsights.com/Logical Imageshttp://www.logicalimages.com/Medriumhttp://www.medrium.com/TC3 Healthhttp://www.tc3health.com/Synteracthttp://www.synteract.com/Octagon Researchhttp://www.octagonresearch.com/Investment Team:Craig Jones, Principal, Managing Partner and Co-Foundercraig@ticcap.comJames Vandervelden, Principal and Co-Founderjames@ticcap.comRobert M. Hannon, 781-416-3409bob@ticcap.comTyler S. Wick, Co-Foundertyler@ticcap.comTL Ventureswww.tlventures.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingBusiness ServicesEarlyTL Ventures is a national venture capital firm with offices in Philadelphia and Silicon Valley. Established in 1988, TL Ventures has over $1.5 billion under management and is currently making new investments from its sixth fund, TL Ventures V, which has $686 million in committed capital. The firm is focused on venture investing in category-defining, early-stage companies in software, communications, information infrastructure and business services. The firm has invested in more than 200 companies across the United States. Over 55 investments have achieved liquidity through initial public offerings or trade sales.

1001 Bayhill Drive, Suite 200San BrunoCA94066

Portfolio companies include:Quatr Pharmaceuticalshttp://pharmaceuticals.einnews.com/qatar/SkyCrosshttp://www.skycross.com/Axiomahttp://www.axiomainc.com/Kleerhttp://www.kleerlumber.com/Celatorhttp://www.celator.com/OEwaveshttp://oewaves.com/Scalemphttp://scalemp.com/AirWalk Communicationshttp://www.airwalkcom.com/Advanced Inquiry Systemshttp://www.advancedinquiry.com/CyOpticshttp://www.cyoptics.com/OEwaveshttp://oewaves.com/Pivotal Systemshttp://www.pivotalsys.com/Schemahttp://en.wikipedia.org/wiki/Schema_(psychology)Donutshttp://en.wikipedia.org/wiki/DoughnutFinite Carbonhttp://finitecarbon.com/Mismihttp://mismi.com/Moonshoothttp://www.moonshoot.com/home.htmlInvestment Team:Gary J. Anderson, M.D., Managing Director Emeritusganderson@tlventures.comAnthony Chang, Managing Directorachang@tlventures.comMark J. DeNino, Managing Directormdenino@tlventures.comWilliam Gutman, Investment PartnerRobert E. Keith, Jr., Managing Directorrkeith@tlventures.comJanet L. Stott, Chief Financial OfficerCarolyn C. Harkins, DirectorRobert J. McParland, Financial PartnerRobert N. Verratti, Operating PartnerTomorrowVentures, LLCwww.tomorrowvc.comSilicon ValleyFIInformation TechnologySoftware & InternetSeedEarlyHeadquartered in Palo Alto, CA, TomorrowVentures is the investment vehicle for Eric Schmidt (CEO of Google). TomorrowVentures is an opportunistic investment firm with a focus toward seed and early-stage venture capital investments that develop innovative ideas that have the power to change the way people live, interact, and thrive. Founded in 2009, the firm's goal is to grow companies capable of transforming technology, lifestyle and philanthropy. TomorrowVC has an additional office in Denver, Colorado. TomorrowInnovations is an evolving seed-fund incubator that connects TI founders with entrepreneurial peers, mentors, strategic partners, development teams, service providers and investors worldwide.

555 Bryant St., #555 Palo AltoCA94301

Portfolio companies include:BrightTaghttp://thebrighttag.com/PocketGearhttp://www.pocketgear.com/us,en,usd/index.htmlBidFirehttp://bidfire.posterous.com/Giivhttp://www.giiv.com/Prosperhttp://www.prosper.com/Internhttp://en.wikipedia.org/wiki/InternCxhttps://www.cx.com/iShakehttp://i-shake.com/Scientific Mediahttp://scientific-media.com/LYFE Kitchenhttp://lyfekitchen.com/Amplify.LAhttp://amplify.la/Science, Inc.http://science-inc.com/WindGen Power Productshttp://windgenpower.com/wp/Sharecarehttp://www.sharecare.com/Prism Skylabshttp://www.prismskylabs.com/The Backplanehttp://thebackplane.com/Prism Skylabshttp://www.prismskylabs.com/AppStackhttp://goappstack.com/PixelFishhttp://www.pixelfish.com/Instructurehttp://www.instructure.com/Ness Computinghttp://en.wikipedia.org/wiki/Ness_ComputingDailyWorthhttp://dailyworth.com/The Doctor Gadget Companyhttp://www.tomorrowvc.com/portfolio/the-doctor-gadget-company-llcTwitpayhttp://twitpay.com/Appiahttp://www.appia.com/Corterahttp://www.cortera.com/The BondFactor Companyhttp://www.bondfactor.com/Mozidohttp://www.mozido.com/Remitlyhttps://www.remitly.com/Legend Pictureshttp://www.legendary.com/Shape Securityhttp://shapesecurity.com/Beautycounterhttp://www.beautyencounter.com/homeRelay Foodshttp://www.relayfoods.com/biNuhttp://www.binu.com/Maker Studioshttp://www.makerstudios.com/HealthLoophttp://www.healthloop.com/Remedy Systemshttp://www.remedysystems.com/Sightlyhttp://www.sightly.com/Instructurehttp://www.instructure.com/Investment Team: Michael Slaby, Chief Technology StrategistCourt Coursey, Managing PartnerJoseph Nejman, Associate & Entrepreneur In ResidenceBrad Holden, Investment CounselDavid Heaney, Senior AssociateJennifer Huang, CFOTPGwww.tpg.comSilicon ValleyVCPEInformation TechnologyStorage & HardwareMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionFinancial ServicesRetail & RestaurantSports & EntertainmentEarlyMiddle MarketLateFounded 1992, TPG (formerly known as Texas Pacific Group) is a leading global private investment firm with over $54.5 billion of capital under management. TPG Capital is TPG's principal investment platform in the U.S., Europe, Asia, Australia and Latin America, and generally focuses on established businesses that require equity capital between $10 million and $1 billion. Investments in companies through acquisitions and restructurings span a broad range of industries including financial services, travel and entertainment, technology, retail, consumer products, healthcare, and media and communications. TPG Capital has had lead responsibility for more than 140 transactions, investing approximately $31.1 billion of equity capital across a number of economic and credit cycles. TPG Growth is TPG's platform for smaller buyouts and growth equity investments globally. TPG Growth invests in a broad range of industries including consumer, retail, technology, internet, healthcare, energy, cleantech and renewables, transportation, industrials, and business services. TPG Growth utilizes a broad range of investment structures including leverage buyouts, growth equity, and private investment in public equities (PIPE's), and leverages the broader platform of TPG Capital. TPG Biotech is TPG's life science venture capital platform (see profile). TPG Opportunities Partners is TPG's platform for pursuing actively managed credit-related investment opportunities. Through this platform, TPG seeks to purchase or originate special situations/distressed investments across the credit cycle by targeting deep value opportunities that are difficult to source, analyze, or execute. TPG Specialty Lending is a specialty finance investment company focused on middle market lending and is managed through the TPG Opportunities Partners platform. The firm maintains 17 offices in 10 countries.

345 California Street, Suite 3300San FranciscoCA94104415-743-1500 415-743-1501

Portfolio companies include:Neiman-Marcushttp://www.neimanmarcus.com/MGMhttp://www.mgm.com/Burger Kinghttp://www.bk.com/Seagate Technologyhttp://www.seagate.com/www/en-us/Aristos Logichttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=1436363Cloudshieldhttp://www.cloudshield.com/GreenBorderhttp://en.wikipedia.org/wiki/GreenBorderKnowNowhttp://venturebeat.com/2008/05/19/knownow-winds-down-rss-for-enterprise-not-as-easy-as-it-looks/Nitronexhttp://nitronex.com/3 Day Blindshttp://www.3dayblinds.com/Acclivity Photonicshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=1197845Adknowledgehttp://www.adknowledge.com/Aerie Pharmaceuticalshttp://www.aeriepharma.com/AGShttp://www.americangeriatrics.org/Alintahttp://www.alinta.net.au/American Beacon Fundshttp://americanbeaconfunds.com/American Tire Distributorshttp://atd-us.com/Aptinahttp://www.aptina.com/Ariel Holdingshttp://www.arielredev.com/arielholdings/Artelhttp://www.artelinc.com/Auxogynhttp://www.auxogyn.com/Avayahttp://www.avaya.com/Becomehttp://www.become.com/Belden and Blakehttp://beldenblake.com/Bella Pictureshttp://www.bellapictures.com/Beringer Wine Estates Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=25518BioCryst Pharmaceuticalshttp://www.biocryst.com/Biomethttp://www.biomet.com/regions/northAmerica/unitedStates.cfmBlueKitehttp://bluekite.com/Investment Team:David Bonderman, Co-FounderJim Coulter, Co-FounderHeather Preston, MD, PrincipalSteve Foster, Managing Directorsfoster@tpgventures.comFred Cohen, Managing Directorfcohen@tpgventures.comGeoffrey Duyk, Managing Directorgduyk@tpgventures.comBill McGlashan, Jr., Managing Directorbmcglashan@tpgventures.comScott Gilbertson, PartnerMatt Hobart, PartnerVarun Kapur, PartnerRansom A. Langford, PartnerAccess Venture Partnerswww.accessventurepartners.comVCInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareSeedEarlyAccess Venture Partners is an early stage venture capital fund. Together over the past 14 years, the partners at Access Venture Partners have invested in over fifty early stage companies and have served as founders and early executives of numerous companies. The AVP portfolio includes companies in the telecommunications, software, healthcare and technology infrastructure industries. Generally, the firm looks for high gross-margin businesses in large markets; currently, the firm is particularly interested in Efficiency Technologies, Data Security and Storage, Digital Media and Consumer Internet, and Cloud Computing. AVP also maintains offices in Austin, TX.

8787 Turnpike Drive, Suite 260WestministerCO80031303-426-8899303-426-8828

Portfolio companies include:Alert Logichttp://www.alertlogic.com/Aztek Networkshttp://www.azteknetworks.net/TerraLuxhttp://www.terraluxcorp.com/terralux/Tendrilhttp://www.tendrilinc.com/LogRhythmhttp://www.logrhythm.com/NexGen Storagehttp://www.nexgenstorage.com/Rebithttp://rebit.com/Alces Technologyhttp://alcestech.com/Boomerang Lendinghttps://pawngo.com/PitchEnginehttp://www.pitchengine.com/Thought Equityhttp://www.thoughtequity.com/Giveohttp://giveo.com/Handel Information Technologieshttp://www.handelit.com/RoundPegghttp://www.roundpegg.com/TopSchoolhttp://www.topschoolinc.com/TrackViahttp://www.trackvia.com/Skydex Technologieshttp://www.skydex.com/ZettaCorehttp://www.zettacore.com/history.htmlFirehole Compositeshttp://www.firehole.com/Genbandhttp://www.genband.com/Inspiratohttps://www.inspirato.com/Pawngohttp://www.pawngo.com/SpotRighthttp://www.spotright.com/Sympozhttp://www.sympoz.com/Investment Team:Jay Campion, Co-Founder & Venture Partnerjay@accessvp.comFrank Mendicino II, Venture Partnerfrank2@accessventurepartners.comFrank Mendicino III, Co-Founder & Managing Directorfrank3@accessventurepartners.comBrian Wallace, Managing Directorbrian@accessventurepartners.comDavid Gold, Managing Directordgold@accessvp.comMark Kent, Executive in ResidenceSteve Herschleb, Venture FellowAbacus Ventureswww.abacusventures.comPECommunications & NetworkingEnergy & Clean TechManufacturing & IndustrialBusiness ServicesRetail & RestaurantMiddle MarketAbacus Ventures is a Boulder-based private equity firm. Abacus is currently seeking new investments in media and education sectors, and is additionally seeking acquisitions of movie theaters as an add-on to its investment in Alamo Drafthouse Cinemas. Abacus Ventures bridges the liquidity gap, focusing exclusively on niche service companies with operating profits of at least $2 million. Abacus Ventures looks to team with successful business owners and managers who are not only seeking liquidity, but who are also interested in the long-term growth of their respective businesses. Because the firm invests its own capital, Abacus is a long-term investor dedicated to the long-term growth and profitability of its portfolio companies. Abacus targets niche service businesses with barriers to entry, a nationwide customer-base, upward trending financials, and sellers seeking liquidity, but wanting to participate in company growth. Abacus' transactions are typically structured as recapitalizations (recaps), where the seller retains significant equity in the company, however the partners will also finance management buyouts (MBOs).

1686 Sunset BoulevardBoulderCO80304512-276-5140512-857-1049

Portfolio companies include:Digney York Associateshttp://digneyyork.com/NMCRhttp://www.xcenda.com/challenging-cases-calendar.aspCritical Watchhttp://www.criticalwatch.com/vulnerability-management.aspxSpringbow Solutionshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=216762Alamo Drafthouse Cinemashttp://drafthouse.com/vChatterhttp://vchatter.com/LIghthouse Solarhttp://lighthousesolar.com/Critical Watchhttp://criticalwatch.com/Investment Team:Dave Kennedy, Managing Directordkennedy@abacusventures.comAltira Group, LLCwww.altiragroup.comVCEnergy & Clean TechTransportation & DistributionEarlyGrowthFormed in 1996, Altira invests in companies that develop and commercialize energy technologies in the areas of natural resources, clean energy and electric power. The firm's investments span: Oil and Gas - upstream and downstream; Information Technology for the energy industry; Electric Power - generation, transmission and distribution; and Renewable Energy - solar, wind and tide-generated, biofuels, and hydrogen. With five energy technology funds, totaling $300 million in active, hands-on investments and a sum history of over $1 billion invested in 50 companies, the firm invests in privately-held, early stage and growth companies located throughout North America, and will consider investments outside the region when appropriate. Altira's initial investment may be as little as $3 million and as much as $10 million.

1675 Broadway, Suite 2400DenverCO80202303-592-5500303-592-5519

Portfolio companies include:EnergyWindowhttp://www.energywindow.com/Opx Biotechnologieshttp://www.opxbiotechnologies.com/Lilliputian Systemshttp://lilliputiansystemsinc.com/Eco Power Solutionshttp://ecopowersolutions.com/Evolutionary Genomicshttp://evolgen.com/NxtGen Emissions Controlhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=27426332DeepFlexhttp://deepflex.com/Southwest Windpowerhttp://www.windenergy.com/GridPointhttp://www.gridpoint.com/Home.aspxENERPULSEhttp://pulstar.com/RigNethttp://www.rignet.com/Beyond Compliancehttp://www.beyondcompliance.net/Hyperion Power Generationhttp://www.hyperionpowergeneration.com/DHI Serviceshttp://dhiservices.com/Austin GeoModelinghttp://austingeo.com/TransZaphttp://www.transzap.com/Tantalus Systemshttp://www.tantalus.com/MicroSeismichttp://microseismic.com/LandWorkshttp://www.landworks.com/TransZaphttp://www.transzap.com/Varidigmhttp://www.varidigm.com/Whitestarhttp://www.whitestar.com/Premier Oilfield Equipmenthttp://poequipment.com/#!/splash-pageInfrastructure Networkshttp://www.infrastructurenetworks.com/Accelergyhttp://www.accelergy.com/Syntex Management Solutionshttp://www.ihs.com/products/ehs-sustainability/operational-risk/index.aspxInvestment Team:Dirk McDermott, Founder and Managing Partnerdmcdermott@altiragroup.comHull McKinnon, Partnerhmckinnon@altiragroup.comSean Ebert, Principalsebert@altiragroup.comMarc A. Gulley, CFOmgulley@altiragroup.comRon Ondechek, Associaterondechek@altiragroup.comTom Biegala, AssociateTPG Biotechwww.tpgbiotech.comSilicon ValleyVCLife Sciences & HealthcareMedical DeviceEarlyGrowthExpansionTPG Biotech is the life science venture investment arm of TPG (see profile), a global private investment firm. TPG Biotech invests across life science sectors, geographies, company stages, and asset classes. Since 2002, the firm has invested over half a billion dollars in over forty life science businesses, spanning drug discovery, personalized diagnostic solutions, pharmaceutical services, medical devices, and industrial biotechnology.

345 California Street, Suite 3300San FranciscoCA94104415-743-1500 415-743-1501

Portfolio companies include:Aerie Pharmaceuticalshttp://aerie.com/Alder Biopharmaceuticalshttp://en.wikipedia.org/wiki/AlderAvidiahttp://www.avidiabank.com/aboutavidia.htmlAxcan Pharmahttp://www.aptalispharma.com/BioCryst Pharmaceuticalshttp://www.biocryst.com/Elevation Pharmaceuticalshttp://elevationpharma.com/Five Prime Therapeuticshttp://www.fiveprime.com/FoldRxhttp://www.foldrx.com/Galleon Pharmaceuticalshttp://www.galleonpharma.com/Amyrishttp://www.amyris.com/Anaborexhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=25675083CardioDxhttp://www.cardiodx.com/Conventushttp://www.conventusnj.com/CSI Replidynehttp://www.replidyne.com/Edevhttp://edev.org/Elevance Renewable Scienceshttp://www.elevance.com/Genomaticahttp://www.genomatica.com/Genomic Healthhttp://www.genomichealth.com/IMS Healthhttp://www.imshealth.com/Moksha8http://www.moksha8.com/NTPharmahttp://www.ntpharma.com/PatientSafe Solutionshttp://www.patientsafesolutions.com/Quintileshttp://www.quintiles.com/ShangPharmahttp://www.shangpharma.com/index.php?id=191WIL Research Laboratorieshttp://www.wilresearch.com/Investment Team:Fred Cohen, Partner and Managing Directorfcohen@tpg.comGeoff Duyk, Partner and Managing Directorgduyk@tpg.comMark Braganza, PrincipalTed Breck, PrincipalCayce Denton, AssociateKeith Grossman, Managing DirectorMark Gudiksen, Vice Presidentmgudiksen@tpg.comTiffany Clay, Vice PresidentKevin Lind, Vice PresidentPatrick McCroskey, Principalpmccroskey@tpg.comEran Nadav, PrincipalHeather Preston, Managing DirectorPaul Sekhri, Managing Director and Operating Partnerpsekhri@tpg.comTransformative Energy and Materials Capital (TEM Capital)www.temcapital.comSilicon ValleyVCInformation TechnologySoftware & InternetLife Sciences & HealthcareMedical DeviceGrowthExpansionTransformative Energy and Materials Capital, LLC (TEM Capital) is a fund manager for the Transformative Energy & Materials Fund I. TEM invests in mid to later stage companies where there is a clear view on how to achieve revenue expansion and profitability. TEM Capital has formed a partnership with Vanterra Capital, a global private equity firm that manages assets for a diverse investor base of ultra high net worth partners and leading institutions. Vanterra currently manages private equity funds and associated investment vehicles of over $660 million.

One Embarcadero Center, Suite 1320San FranciscoCA94111

Portfolio companies include:N/AN/AInvestment Team:John T. Preston, Managing PartnerJohn G. Sylvia, Managing PartnerRoger S. Berry, PartnerVirginia R. Foote, Director of Finance and OperationsTransLink Capitalwww.translinkcapital.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaEarlyGrowthExpansionTranslink Capital is a venture capital firm focused on investments in early to expansion stage startup companies in Mobile, Communications and Digital Media sectors. The firm builds relationships between high technology start-ups in the U.S. and industry leaders in the early adopter markets of Japan, Korea, and Taiwan. With Translink's hands-on business development support and capital investment, start-ups grow into successful global companies; and established companies in Japan, Korea, and Taiwan discover cutting-edge technology in the U.S. Initial investments typically range from $2-3 million with approximately $5-7 million anticipated in total funding over the investment life of a typical portfolio company.

228 Hamilton Avenue, Suite 210Palo AltoCA94301650-798-5415650-798-5416

Portfolio companies include:ConSentry Networkshttp://consentry.com/Montage Technologyhttp://www.montage-tech.com/SilentMusicBandhttp://www.silentmusicband.com/WinKinghttp://en.wikipedia.org/wiki/WinkCarbonitehttp://www.carbonite.com/en/deCartahttp://www.decarta.com/Eye-Fihttp://www.eye.fi/SilentMusicBandhttp://www.silentmusicband.com/SandForcehttp://www.sandforce.com/Xsigo Systemshttp://xsigo.com/Appceleratorhttp://www.appcelerator.com/EnterpriseDBhttp://www.enterprisedb.com/LensVectorhttp://lensvector.com/Livescribehttp://www.livescribe.com/en-us/Nexentahttp://www.nexenta.org/MusicShakehttp://www.musicshake.com/SoundHoundhttp://www.soundhound.com/YuMehttp://yume.com/advertisers/Tango.mehttp://www.tango.me/Quixeyhttps://www.quixey.com/Investment Team:Jay H. Eum, Co-Founder and Managing Directorjeum@translinkcapital.comToshi Otani, Co-Founder and Managing Directortotani@translinkcapital.comJackie Yang, Co-Founder and Managing Directorjyang@translinkcapital.comKazunori Ozaki, Venture Partnerkozaki@translinkcapital.comSung Park, Venture Partnerspark@translinkcapital.comHong Chen, Venture Partnerhchen@translinkcapital.comTransmedia Capitalhttp://transmediacapital.comSilicon ValleyVCInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyTransmedia Capital helps build digital media and marketing businesses, bridging the gap between new and traditional media. Transmedia Capital is the only seed fund investing in specifically the new media and online advertising sector providing domain expertise, operating experience, and advisory relationships for entrepreneurs. In addition to the digital media domain focus, TMC will invest in qualifying companies that are: Raising less than $2M in current financing; At beta product stage, preparing for public launch; and are raising seed or A-round between $250K- $2M of invested capital. Transmedia also operates Kicklabs (see profile), a seed accelerator focused on early stage digital media and cloud companies.

181 FremontSan FranciscoCA94105

Portfolio companies include:Socializehttp://dictionary.reference.com/browse/socializeMobile Spinachhttps://www.mobilespinach.com/Tellohttp://www.tello.com/Appstoreshttp://www.appstores.com/Percolatehttp://percolate.com/ContextLogichttp://www.contextlogic.com/Taggedhttp://www.tagged.com/Relevanthttp://dictionary.reference.com/browse/relevantMyLikeshttp://mylikes.com/Kiiphttp://kiip.me/RealGravityhttp://www.realgravity.com/Giftikihttp://www.giftiki.com/DOMOhttp://www.domo.com/SCVNGRhttp://www.scvngr.com/Ark.comhttp://ark.com/Identified Recruitinghttp://employers.identified.com/RapGeniushttp://rapgenius.com/Optillyhttp://www.linkedin.com/in/waynerossoTrialPayhttp://www.trialpay.com/SnappyTVhttp://www.snappytv.com/Urban Airshiphttp://urbanairship.com/Investment Team:Chris Redlitz, General Partnerchris@transmediacapital.comPeter Boboff, General Partnerpeter@transmediacapital.comBeverly Parenti, Director of OperationsTregaron Capital Companywww.tregaroncapital.comSilicon ValleyPEInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketTregaron Capital was formed in 2001 to invest in small and medium-size private companies in the western U.S. The firm makes both mezzanine debt and equity investments, typically in amounts from $2 to $5 million. Tregaron targets companies with EBITDA from $1 to $5 million. The firm is currently investing out of Tregaron Opportunity Fund I, a $60 million fund that closed in 2010. The firm targets the following industries: Business services, Information technology and data services, Health care products and services, Franchising, Mature software and technology, Light manufacturing, and Value-added distribution.

540 University Ave., Suite 250Palo AltoCA94301650-403-2080650-618-2550

Portfolio companies include:Economic Modeling Specialistshttp://www.economicmodeling.com/Endurance Internationalhttp://www.enduranceinternational.com/endurance/contact-us.bmlFun Brandshttp://www.funbrain.com/GlowTouch Technologieshttp://www.glowtouch.com/TreadWrighthttps://www.treadwright.com/Roquemore & Roquemorehttp://roquemore.com/PharmaSynchttp://pharmasync.com/Investment Team: JR Matthews, Managing Director, 650-403-2085matthews@tregaroncapital.comTodd Collins, Managing Director, 650-403-2084collins@tregaroncapital.comJohn Thornton, Managing Director, 650-403-2082thornton@tregaroncapital.comTriangle Peak Partnershttp://trianglepeakpartners.comSilicon ValleyVCPEInformation TechnologyEnergy & Clean TechEarlyGrowthExpansionMiddle MarketTriangle Peak Partners conducts private investments in companies where the firm can work with management and help create value. The firm's partners have experience in venture capital and private equity investing in private and public technology, energy, and alternative energy companies. Triangle Peak provides capital across a company's life cycle, including early stage, shipping product, late stage, and public. The firm's general goal is to invest between $2 million and $10 million in companies over time, targeting the sectors of Technology, Energy, and Alternative energy. The firm has over $300 million in assets under management, $165 million of which is in venture capital and private equity, and has offices in Carmel, Palo Alto and Houston.

P.O. Box 3788CarmelCA93921

(Silicon Valley Office)505 Hamilton Ave., Suite 300Palo AltoCA94301831-998-9540Portfolio companies include:Achates Powerhttp://www.achatespower.com/ASTRO Gaminghttp://www.astrogaming.com/FliqzInchttp://fliqz.com/SendMeMobilehttp://www.sendmemobile.com/LibreDigitalhttp://www.libredigital.com/DriveCamhttp://www.drivecam.com/Fusion-iohttp://www.fusionio.com/Marin Softwarehttp://www.marinsoftware.com/Optifyhttp://www.optify.net/Tremor Videohttp://www.tremorvideo.com/Bunchballhttp://www.bunchball.com/Coupons.comhttp://www.coupons.com/FineLine Technologieshttp://www.finelinetech.com/Framehawkhttp://framehawk.com/Guardian Analyticshttp://www.guardiananalytics.com/PCH Internationalhttp://pchintl.com/Ping Identityhttps://www.pingidentity.com/SCIenergyhttp://scienergy.com/snapLogichttp://www.snaplogic.com/Yieldexhttp://www.yieldex.com/Arc Terminalshttp://arcterminals.com/ATP Oil & Gashttp://www.atpog.com/Copano Energyhttp://www.copanoenergy.com/Endeavour Internationalhttp://www.endeavourcorp.com/Plains All Americanhttp://paalp.com/Regency Energy Partnershttp://www.regencygasservices.com/WireCo WorldGrouphttp://www.wirecoworldgroup.com/Investment Team: Dain F. DeGroff, Co-Founding PartnerMichael C. Morgan, Co-Founding PartnerDavid L. Pesikoff, Co-Founding PartnerScott M. Bilyeu, CFO, COO, and Chief Compliance OfficerZach P. KaufmanJames T. McCarttAndrew W. RussTrident Capitalwww.tridentcap.comSilicon ValleyVCPEInformation TechnologySoftware & InternetCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareEarlyGrowthExpansionTrident Capital is a leading venture capital firm with more than $1.9 billion of capital under management, including its most recent fund, Trident Capital Fund VII. Trident invests in Software, Internet and Business Services companies across multiple stages, from early startup to growth equity. Since inception of the firm in 1993, Trident has focused its investments primarily in the areas of Software, Services and Internet, with particular emphasis on certain vertical sectors. In 2007, Trident commenced investing in the CleanTech sector. The investment sectors currently addressed by Trident, and areas of current focus, include the following: 1) Enterprise Software and Services, including Software as a Service (SaaS) and On-Premise Software; IT Security; and Wireless Infrastructure. 2) Outsourcing and Payments, including IT/Business Process Outsourcing; Transaction Processing; Mobile Payments; and Global Payments. 3) Health Care Software and Services, including Revenue Cycle Management; Consumer Health; and Payer/Provider Cost Reduction. 4) Internet and Consumer, including Ad Networks and Performance-Based Advertising; and "Branded Response" E-Commerce. 4) Energy and CleanTech, including Renewable Energy Generation; Energy Storage and Management; and Sustainability and Efficiency.

505 Hamilton Avenue, Suite 200 Palo AltoCA94301650-289-4400 650-289-4444

Portfolio companies include:Bytemobilehttp://www.bytemobile.com/Questrahttp://www.questrainc.com/Circleshttp://www.circles.com/Microlandhttp://www.microland.com/Extolehttp://extole.com/Clarus Systemshttp://clarussystems.com/Hip Digitalhttp://www.hipdigitalmedia.com/HomeAwayhttp://www.homeaway.com/Solera Networkshttp://www.soleranetworks.com/Acclarishttps://www.acclarisonline.com/acclaris/logindisplay.jsp?app=docmgmt&mode=SAccountNowhttp://www.accountnow.com/Acteeahttp://www.acteea.com/Add 2 Phonehttp://www.2dopeboyz.com/2011/09/16/add-2-one-missed-call-mixtape/Advanced ICU Carehttp://www.icumedicine.com/Advanced Payment Solutionshttp://advancedpaymentsolutions.net/Advantec Solutionshttp://www.advantec-hr.com/Aethonhttp://www.aethon.com/AirTight Networkshttp://www.airtightnetworks.com/American Cellularhttp://www.americancellular.net/Ampriushttp://www.amprius.com/Appiahttp://www.appia.com/Arantechhttp://www.tekcomms.com/ArrayPowerhttp://www.arraypower.com/Arxanhttp://www.arxan.com/Avestahttp://avesta.org/BenefitPointhttps://www1.benefitpoint.com/login.doBlueCat Networkshttp://www.bluecatnetworks.com/Bluestar Solutionshttp://www.bluestarcs.com/Boats.comhttps://www.boats.com/Investment Team:Donald R. Dixon, Managing Directorddixon@tridentcap.comJohn H. Moragne, Managing Directorjmoragne@tridentcap.comEvangelos Simoudis, Senior Managing Directoresimoudis@tridentcap.comPeter T. Meekin, Venture Partnerpmeekin@tridentcap.comMichael Derrick, Vice President FinanceArneek Multani, Senior Managing Directormultani@tridentcap.comMichael Biggee, Principalmbiggee@tridentcap.comJohn Reardon, Managing Directorjreardon@tridentcap.comAlberto Yepez, Managing Directorayepez@tridentcap.comMatthew Chagan, Principalmchagan@tridentcap.comHoward S. Zeprun, Chief Administrative Officer and General Counselhzeprun@tridentcap.comTrinity Ventureswww.trinityventures.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaSports & EntertainmentSeedEarlyFounded in 1986, Trinity Ventures invests in seed and early stage technology companies focusing on Cloud/Mobile Infrastructure, Digital Media, Software-as-a-Service, and Social Commerce and Entertainment. With over $1 billion under management, Trinity's investment partners typically maintain a lower number of board seats so they can work with fewer companies, thus focusing more resources. The firm focuses on entrepreneurs within Silicon Valley.

3000 Sand Hill Road, Building 4, Suite 160Menlo ParkCA94025650-854-9500 650-854-9501

Portfolio companies include:Exalt Communicationshttp://exaltcom.com/Kiva Softwarehttp://www.kivasystems.com/solutions/softwareRecruiting.comhttp://recruiting.com/BackWebhttp://backweb.com/21Vianethttp://www.en.21vianet.com/24/7 Real Mediahttp://www.247realmedia.com/EN-US/Amalfi Semiconductorhttp://www.amalfisemi.com/Aryaka Networkshttp://aryaka.com/Avaakhttp://www.avaak.com/BillShrinkhttp://www.billshrink.com/BlueStripe Softwarehttp://bluestripe.com/BlueTarphttp://bluetarp.com/indexCare.comhttp://www.care.com/Affinity Labshttp://www.affinitylabs.com/Logglyhttp://loggly.com/Aruba Networkshttp://www.arubanetworks.com/Act-On Softwarehttp://www.actonsoftware.com/ALLDATAhttp://www.alldata.com/Ankeena Networkshttp://www.juniper.net/us/en/dm/ankeena/Aventailhttp://www.sonicwall.com/us/products/352.htmlBabyCenterhttp://www.babycenter.com/Badgevillehttp://www.badgeville.com/BeachMinthttp://www.beachmint.com/Bixhttp://www.bixrestaurant.com/Blue Nilehttp://www.bluenile.com/Bright Horizons Family Solutionshttp://www.brighthorizons.com/ClearLeaphttp://www.clearleap.com/Cloudabilityhttps://cloudability.com/Cloudscalinghttp://www.cloudscaling.com/Conner Storagehttp://www.connerstorage.com/Crescendo Communicationshttp://crescendocomms.com/Crowdflowerhttp://crowdflower.com/Cubetreehttp://www.cubetree.com/Investment Team:James Cham, Principaljames@trinityventures.comAjay Chopra, General Partnerjay@trinityventures.comNoel Fenton, General Partnernoel@trinityventures.comRebecca Miller, Director of Marketingrebecca@trinityventures.comKaran Mehandru, Principalkaran@trinityventures.comKathy Murphy, CFOkathy@trinityventures.comPatricia Nakache, Principalpatricia@trinityventures.comLarry Orr, General Partnerlarry@trinityventures.comDan Scholnick, Principaldan@trinityventures.comGus Tai, General Partnergus@trinityventures.comFred Wang, General Partnerfred@trinityventures.comTriplePoint Capitalwww.tpcp.comSilicon ValleyVCVDInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareSeedEarlyGrowthExpansionFounded 2006, TriplePoint Capital is a leading global specialty finance company devoted to serving information technology, life sciences, and cleantech focused venture capital backed companies throughout their lifespan. The firm's team members have committed over $6.0 billion to more than 1,200 companies in over 2,000 transactions. Since the company's launch in 2006, TriplePoint has committed almost $2 billion in venture debt financing, leasing and equity investments to its customers. TriplePoint raised a $1 billion fund in the Fall of 2011. The firm's venture leases and loans are structured as lines of credit allowing companies to acquire or use equipment as they see fit in the future. TriplePoint Ventures serves as the venture capital and direct equity investing group of TriplePoint Capital, and invests alongside and in partnership with angel investors and early stage venture capital firms in seed-stage "start-up" companies. The size of the firm's typical investment ranges from as small as $25,000 to $5 million or more for opportunities in seed and venture stage companies. TriplePoint Ventures invests in industries with high growth potential such as technology, life sciences, and cleantech, and their corresponding sub-sectors.

2755 Sand Hill RoadMenlo ParkCA94025650-854-2090650-854-2094

Portfolio companies include:Cephalonhttp://www.cephalon.com/OpenTablehttp://www.opentable.com/Peapodhttp://www.peapod.com/Pogo.comhttp://www.pogo.com/Veritas Softwarehttp://en.wikipedia.org/wiki/Veritas_SoftwareAdifyhttp://www.coxdigitalsolutions.com/Amonixhttp://amonix.com/Bloomenergyhttp://bloomenergy.com/Chegg.comhttp://chegg.com/Coskatahttp://coskata.com/Cyanhttp://en.wikipedia.org/wiki/CyanEtsyhttp://www.etsy.com/Gaikaihttp://www.gaikai.com/Kosmixhttp://www.walmartlabs.com/Lensvectorhttp://lensvector.com/MobiTVhttp://www.mobitv.com/ZipZaphttp://www.zipzap.com.au/Omada Healthhttp://omadahealth.com/Euclidhttp://en.wikipedia.org/wiki/EuclidAquion Energyhttp://www.aquionenergy.com/Empire Avenuehttp://empireavenue.com/Kaiamhttp://www.kaiamcorp.com/Harvest Powerhttp://www.harvestpower.com/Gilt Groupehttp://www.gilt.com/AdGrokhttp://adgrok.com/about/One Kings Lanehttp://www.onekingslane.com/Investment Team:Jim Labe, Chief Executive Officerjlabe@triplepointcapital.comSajal Srivastava, Chief Operating Officersks@triplepointcapital.comHutch Corbett, Managing Directorhcorbett@triplepointcapital.comKai Tse, Managing Directorktse@triplepointcapital.comJon Baird, Managing Directorjbaird@triplepointcapital.comErez Levy, Managing Directorelevy@triplepointcapital.comBen Narasin, President, Seed Stage Investmentsbnarasin@triplepointcapital.comTSG Consumer Partnerswww.tsgconsumer.com Silicon ValleyPEConsumer ProductsRetail & RestaurantMiddle MarketFounded in 1987, TSG Consumer Partners (formerly the Shansby Group) is a leader in the U.S. in acquiring and building leading middle-market branded consumer companies. With approximately $700 million in equity under management, the firm pioneered the use of private equity in high-growth, middle market branded consumer companies. TSG was also the first institutional investment fund to focus on investing in natural and organic foods companies as well as companies focused on ethnic foods, functional food and beverage categories, and orphan brands in the personal care and household sectors. TSG's typical equity investment is $20-$125 million. The firm invests in significant domestic U.S. businesses with sales of $20-$300 million and EBITDA of $0-$50 million. TSG maintains offices in San Francisco and New York City.

600 Montgomery Street, Suite 2900San FranciscoCA94111415-217-2300415-217-2350

Portfolio companies include:Cutexhttp://www.cutexnails.com/Denorexhttp://denorexshampoo.com/Dermoplasthttp://www.dermoplast.com/Momentumhttp://en.wikipedia.org/wiki/MomentumPercogesichttp://www.drugs.com/percogesic.htmlVitaminWaterhttp://www.vitaminwater.com/Smart Balancehttp://www.smartbalance.com/PureOlogyhttp://www.pureology.com/Muscle Milk (CytoSport)http://www.cytosport.com/Mona Viehttp://www.monavie.com/Smashbox Cosmeticshttp://www.smashbox.com/e.l.f. cosmeticshttp://www.eyeslipsface.com/Sexy Hairhttp://sexyhair.com/Alternahttp://www.alternahaircare.com/Perricone MD Cosmeceuticalshttp://www.perriconemd.com/Kenrahttp://www.kenra.com/Dentekhttp://www.dentek.com/Cytosporthttp://www.cytosport.com/Dogswellhttp://www.dogswell.com/Radio Systemshttp://www.radiosystems.com/Yard House USAhttp://www.yardhouse.com/Alexis Bittarhttp://www.alexisbittar.com/home.phpPaigehttp://www.paigeusa.com/Sexy Hairhttp://sexyhair.com/Pevoniahttp://www.pevonia.com/Neurohttp://drinkneuro.com/Investment Team:Charles H. Esserman, President, Managing Director and CEOcesserman@tsgconsumer.comJohn M. Kenney, Managing Directorjkenney@tsgconsumer.comPierre LeComte, Managing Directorplecomte@tsgconsumer.comJames L. O'Hara, Managing Directorjohara@tsgconsumer.comAlexander S. Panos, Managing Directorapanos@tsgconsumer.comH. Hadley Mullin, Managing Directorhmullin@tsgconsumer.comBrian Krumrei, Principal, 212-265-4843bkrumrei@tsgconsumer.comRobyn Lawrie Rutledge, Principal, 415-217-2333rrutledge@tsgconsumer.comJennifer Baxter, Vice President, 415-217-2317jbaxter@tsgconsumer.comDan Costello, Vice President, 415-217-2314dcostello@tsgconsumer.comDan Myers, Vice President, 415-217-2319dmyers@tsgconsumer.comBlythe Jack, Principalbjack@tsgconsumer.comMelis Kahya, Vice Presidentmkahya@tsgconsumer.comEd Wong, Vice Presidentewong@tsgconsumer.comVirginia Calvo-Garcia, Controllervcalvo@tsgconsumer.comDiane Miles, TSG BeautyKim Savul, Vice PresidentEncinal Capital GroupSilicon ValleyVCInformation TechnologyEarlyEncinal Capital Group, LLC (ECG) was established to direct investments in public and private growth equity opportunities for individuals, family offices and institutions. ECG, as general partner, oversees the Encinal family of funds, the flagship of which is the Encinal Longevity Growth Fund. Whelan Capital Management (WCM), the predecessor firm founded in 1990, is an SEC-registered investment advisor to ECG. WCM manages client assets in both individual discretionary accounts and in the Encinal family of funds. Currently overseeing approximately $50 million in assets under management, WCM and ECG direct the growth portfolio investment activities of qualified high net worth individuals and institutions. In early 2008, ECG launched its most recent fund- Encinal Longevity Growth Fund, LP, a long-biased investment fund targeting small & midcap, ideally local, growth equity opportunities. Encinal Longevity Growth Fund seeks to find unrecognized growth inflection early in emerging sector leading companies. The fund also has a limited ability to invest in private growth companies. Encinal Longevity Growth Fund is the only ECG fund currently open to new investors.

261 Hamilton Avenue, Suite 200Palo AltoCA94301650-833-7880650-833-7888

Portfolio companies include:Overtonehttp://en.wikipedia.org/wiki/OvertoneIsland Datahttp://island-data.com/Investment Team:H. Gabe WhelanBrad MillerTom PickardAdrienne FiorettiKarin GianniniTugboat Ventureswww.tugboatventures.comSilicon ValleyVCInformation TechnologySoftware & InternetSeedEarlyFormed in 2006, Tugboat Ventures launched its inaugural fund with more than $43 million in commitments from 13 investors. The firm was founded by David Whorton, a former general partner at Texas Pacific Group Ventures and an associate at Kleiner Perkins Caufield & Byers. Tugboat focuses on seed and early-stage ventures and emphasizes a mentoring relationship with venture companies. The vast majority of the firm's investments are incubation through Series A.

306 Cambridge AvenuePalo AltoCA94306650-470-1400

Portfolio companies include:SuccessFactorshttp://www.successfactors.com/SayNowhttp://www.saynow.com/UltraRPMhttp://pocketseo.com/domains/50Five Apeshttp://5apes.com/Matrixx Softwarehttp://matrixxsw.com/RepairPalhttp://repairpal.com/Richrelevancehttp://www.richrelevance.com/SayNowhttp://www.saynow.com/ShopItToMehttp://shopittome.com/TapJoyhttp://www.tapjoy.com/VeryVoohttp://www.facebook.com/VeryVooAria Systemshttp://www.ariasystems.com/AtZiphttp://atzip.com/Five Apeshttp://5apes.com/Healthtaphttps://www.healthtap.com/HoneyAppshttps://www.honeyapps.com/Ifeelgoodshttp://ifeelgoods.com/Education Elementshttp://www.edelements.com/Education_Elements/Home/Home.htmlmamapediahttp://www.mamapedia.com/Qwikihttp://www.qwiki.com/SavvyMoneyhttp://www.savvymoney.com/Alminderhttp://alminder.com/Investment Team:Dave Whorton, Founderdave@whorton.orgChristopher J. Alden, Venture PartnerU.S. Venture Partnerswww.usvp.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorMedical DeviceConsumer ProductsSeedEarlyGrowthExpansionSince its inception in 1981, USVP has invested over $2.7 billion in about 450 companies. The majority of the firm's investment activities fall into three categories: information technology, life science and technologies for adapting to or mitigating climate change. Areas of current focus include energy-related products and services, semiconductors, Web-enabled services for businesses and consumers, storage, wireless communication, sustainable agriculture, biomedical devices and new drugs with profound social benefits. The firm's dollar commitment ranges from an initial $500,000 seed investment to a $10,000,000 later stage investment, but on average it invests $4-5 million. USVP tends to focus on opportunities that are geographically close to its offices in Menlo Park. USVP looks to invest in markets in excess of $1 billion in revenue potential and rarely invests in markets less than $300 million.

2735 Sand Hill RoadMenlo ParkCA94025650-854-9080 650-854-3018

Portfolio companies include:New Focushttp://search.newport.com/?i/1/q1/products/q2/New+Focus+Products/x1/pageType/x2/product_brand/nav/1/view/brand3warehttp://www.3ware.com/products/serial_ata.aspAptus Endosystemshttp://aptusendosystems.com/Box.nethttp://www.box.net/CipherTrusthttp://en.wikipedia.org/wiki/CipherTrustForce10 Networkshttp://www.force10networks.com/Clustrixhttp://www.clustrix.com/Commerce5https://cm.commerce5.com/Contour Energy Systemshttp://www.contourenergy.com/Crescendo Communicationshttp://crescendocomms.com/CryoVascular Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=32353Determinahttp://www.determina.com/Devaxhttp://www.devax.net/Dilithium Networkshttp://www.dilithiumnetworks.com/Dotomihttp://www.dotomi.com/Dune Networkshttp://www.broadcom.com/products/Switching/Data-CenterElantechttp://elantec.com.tw/Electric Clouhttp://www.electric-cloud.com/Ensure Medicalhttp://www.zapconnect.com/companies/index.cfm/fuseaction/companies_detail/eregnum/3004859522.htmlFresh Choicehttp://www.freshchoice.com/Gear6http://www.violin-memory.com/news/press-releases/violin-gear6/Gentahttp://www.genta.com/Genushttp://en.wikipedia.org/wiki/GenusGlycomedhttp://www.glysomed.com/GN ReSoundhttp://www.gnresound.com/Guidewire Softwarehttp://www.guidewire.com/Harmonic Lightwaves (HLIT)http://harmonicinc.com/home_noflash.cfmHeadway Technologieshttp://headway.com/Hooked Media Grouphttp://www.hookedmediagroup.com/Hotel Tonighthttp://www.hoteltonight.com/IC Workshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=29697Ilypsahttp://wwwext.amgen.com/iMpervahttp://www.imperva.com/index.htmlInadcohttp://www.inadco.com/Inspire Medical Systemshttp://www.inspiresleep.com/Instantishttp://www.instantis.com/index.htmlIntegrated Vascular Systemshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=3097587Intellikinehttp://www.millennium.com/Intellikine/Intermolecularhttp://www.intermolecular.com/Investment Team:Irwin Federman, General Partnerirwin.f@usvp.comRick Lewis, General Partnerrlewis@usvp.comWinston Fu, General Partnerwfu@usvp.comSteve Krausz, General Partnerskrausz@usvp.comJonathan Root, General Partnerjroot@usvp.comPaul Matteucci, General Partnerpaul.m@usvp.comLarry Lasky, Partnerllasky@usvp.comCasey Tansey, General Partnerctansey@usvp.comAlan Kaganov, Partnerakaganov@usvp.comChris Rust, Partnercrust@usvp.comDafina Toncheva, PartnerMike Maher, Chief Financial Officermmaher@usvp.comUlu Ventureswww.uluventures.comSilicon ValleyAInformation TechnologySoftware & InternetMedia & Digital MediaEarlyUlu Ventures is an early stage angel fund focused on IT investments and has made 30 investments in the last three years. Ulu focuses on Bay Area Intenet focused companies. Specific areas of interest include internet-enabled consumer and business services, digital media, mobile, and online advertising. Typically Ulu partners with other angels or VCs to cumulatively invest from $500k and $1M.

600 Hansen WayPalo AltoCA94304

Portfolio companies include:Class Connecthttp://classconnect.com/Euclid Elementshttp://en.wikipedia.org/wiki/Euclid%27s_ElementsFidelis Learninghttp://www.fideliseducation.com/GCommercehttp://www.gcommerceinc.com/Homelighthttp://signup.homelight.com/Huddlerhttp://www.huddler.com/Inklinghttps://www.inkling.com/Jetlorehttp://www.jetlore.com/Krux Digitalhttp://www.krux.com/MindSumohttps://www.mindsumo.com/ModeWalkhttp://www.modewalk.com/Motion Mathhttp://motionmathgames.com/Ness Computinghttp://www.likeness.com/ORENCO Hydropowerhttp://orencohydropower.com/Palantirhttp://www.palantir.com/Panoptic Securityhttp://www.panopticsecurity.com/Presence TeleCarehttp://presencelearning.com/Provenhttp://dictionary.reference.com/browse/provenRadiate Mediahttp://radiatemedia.com/Remind101https://www.remind101.com/SoFihttp://www.sofi.us/home.htmlStarMaker Interactivehttp://www.starmakerstudios.com/Starminehttp://www.starmine.com/Tapshothttp://tapshot.com/Tauliahttp://www.taulia.com/Trefishttp://www.trefis.com/Blue River Technologyhttp://bluerivert.com/Kanjoyahttp://www.kanjoya.com/LearnZillionhttp://learnzillion.com/Lex Machinahttps://lexmachina.com/Loki Studioshttp://lokistudios.com/Medriohttp://medrio.com/Investment Team:Miriam Rivera, Co-Foundermiriam@uluventures.comClint Korver, Co-Founderclint@uluventures.comUS Angel Investorswww.usangelinvestors.comSilicon ValleyAInformation TechnologySoftware & InternetMedia & Digital MediaLife Sciences & HealthcareMedical DeviceSeedEarlyUS Angel Investors is an informal investment group of accredited private equity investors who provide counsel and capital to startup companies in a wide variety of industries. This group includes mostly former and current executives and entrepreneurs, but also venture capitalists and small funds. US Angel Investors members look for high quality investment opportunities in information technology, Internet, new media, healthcare IT and medical devices. Other sectors with high growth opportunities will be considered on an opportunistic basis. 5-9 companies are selected to present at a Deal Screening meeting, or are screened online, or are asked to present at the group's monthly FASTPITCH Breakfast. The presentation is 15 minutes long, with a 10-12 minute PowerPoint (12 slides or less), followed by a Q&A session. Companies are selected after screening to present at the monthly US Angel Investor meeting. US Angel Investors works closely with Bay Area Startup Network (www.basn.org), a sister organization whose goal is to provide networking opportunities for early stage startups. Investor members invest individually; there is no fund controlled by US Angel Investors.

CA

Portfolio companies include:Chelsey Henryhttp://www.chelseyhenry.com/InFreeDAhttp://techcrunch.com/2006/12/26/att-acquires-infreeda-gets-into-free-411-business/PureSensehttp://www.puresense.com/Reverbixhttp://reverbix.com/Vitalwarehttp://vitalware.com/Zortalhttp://www.zortal.com/Maslow 6 Entertainmenthttp://bradleydurham.com/2010/maslow-6-entertainment/Vorbeckhttp://www.vorbeck.com/Audiobasehttp://www.audiobase.com/Power.comhttp://power.com/Boston Heart Labhttp://bostonheartlab.com/Data Physics Researchhttp://dpresearch.com/Krilixhttp://www.manta.com/c/mt461s8/krilixUnicon Systemshttp://unicon-systems.com/Spreeziohttp://www.spreezio.com/Livehithttp://livehit.com/Adore Mehttp://www.adoreme.com/Investment Team:Martin Mayommayo@manatt.comJeff Hellerjheller@tipsgroup.comJohn Ricci, Founder & Presidentjohn@usangelinvestors.comVanguard Venture Partnerswww.vanguardventures.comSilicon ValleyVCInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareSeedEarlyVanguard Ventures specializes in seed and early stage pioneering Communications, Life Sciences, and Information Technology investments. Managing $350 million, Vanguard's current industry segment focus includes: Broadband Access; Foundry and Manufacturing; Integrated Access; IP Enabling Technologies; Optical Components, Modules and Subsystem; Optical Systems; Network Enabled Applications; Network Management Software and Operation Support Systems; Switching and Routing; Test and Measurement; and Wireless. Since 1981, Vanguard has funded 120 startups, more than 30 of which have already become corporate successes. In aggregate, these companies created over $70 billion in market value, and returned approximately $1 billion to investors. Vanguard invests up to $10-12 million per company.

P.O. Box 20068San JoseCA95160650-321-2900650-321-2900

Portfolio companies include:Advanced Fibre Communicationshttp://www.answers.com/topic/advanced-fibre-communications-incCapella Photonicshttp://www.capellainc.com/EndoVasixhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28080DFinehttp://www.dfineinc.com/Radiancehttp://en.wikipedia.org/wiki/RadianceKonarka Technologieshttp://www.konarka.com/Casabihttp://casabi.net/Fabric7 Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4959953DVDPlayhttp://www.dvdplaycanada.ca/Vormetrichttp://www.vormetric.com/Browsterhttp://www.softpedia.com/get/Tweak/Browser-Tweak/Browster.shtmlInvestment Team:Dan Eilers, Managing Directordan@vanguardventures.comThomas C. McConnell, Managing Directortom@vanguardventures.comDon Wood, Managing Directordon@vanguardventures.comJack Gill, Managing Directorjack@vanguardventures.comBob Ulrich, Managing Directorbob@vanguardventures.comKen Shilling, CFOkshilling@vanguardventures.comVantagePoint Venture Partnerswww.vpvp.comSilicon ValleyVCInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareEarlyWith offices in Beijing and Silicon Valley, VantagePoint Venture Partners manages more than $4.5 billion in committed capital. Founded 1996, VantagePoint's investment focus is on Information Technology, Health-care, CleanTech and Asia. The firm seeks investment opportunities that typically require $15-50 million in pre-IPO funding. VantagePoint prefers to take a minimum position of 20% in its portfolio companies, and is almost always the lead or sole investor in a given round of financing. The firm has been the sole or co-lead investor in more than 150 of the over 600 companies VantagePoint has financed.

1001 Bayhill Dr., Ste. 300 San BrunoCA94066650-866-3100 650-869-6078

Portfolio companies include:3VR Securityhttp://www.3vr.com/ChipXhttp://gigoptix.com/MySpace/Intermix Mediahttp://www.newscorp.com/news/news_251.htmlTransmedichttp://www.transmedic.com.sg/1366 Technologieshttp://www.1366tech.com/Adura Technologieshttp://www.aduratech.com/AlertMehttp://www.alertme.com/Ampriushttp://www.amprius.com/Angstrom Powerhttp://www.angstrompower.com/Better Placehttp://www.betterplace.com/BlueWhalehttp://en.wikipedia.org/wiki/Blue_whaleBridgeLuxhttp://bridgelux.com/BrightSource Energyhttp://www.brightsourceenergy.com/ChaChahttp://www.chacha.com/Chemrec ABhttp://www.chemrec.se/Direct Flow Medicalhttp://www.directflowmedical.com/E-One Molihttp://www.molicel.com/ca/edo Interactive http://www.edointeractive.com/EndPlayhttp://www.endplay.com/FloDesign Wind Turbinehttp://fdwt.com/GAIN Capital Grouphttp://www.gaincapital.com/GeminX Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=37559974Genomaticahttp://www.genomatica.com/glo ABhttp://www.businesswire.com/news/home/20101001005779/en/GLO-AB-Establishes-Engineering-Center-Silicon-ValleyGlobal Financial Technologyhttp://www.4gtf.com/Goldwindhttp://www.goldwindglobal.com/Grocery Shopping Networkhttp://www.groceryshopping.net/about/index.htmlHealthline Networkshttp://www.healthline.com/Huga Optotechhttp://www.hugaopto.com.tw/en/home_en.htmliBAHNhttp://www.ibahn.com/Identifiedhttp://www.identified.com/InnoPath Softwarehttp://www.innopath.com/Innovarihttp://innovari.com/IntelePeerhttp://www.intelepeer.com/InvestLabhttp://www.investlab.com/Inxight Softwarehttp://en.wikipedia.org/wiki/InxightiWatthttp://www.iwatt.com/Kagoor Networkshttp://en.wikipedia.org/wiki/Kagoor_NetworksKlipsch Audiohttp://www.klipsch.com/Light-Based Technologieshttp://www.lightbased.com/Cleantech Investment Team:Alan Salzman, CEOas@vpvp.comStephan Dolezalek, Managing Directorsd@vpvp.comLee Burrows, Managing Directorlburrows@vpvp.comDavid Fries, Managing Directordfries@vpvp.comPatricia Splinter, Chief Operating Officer & Managing DirectorRichard Harroch, Managing Directorrharroch@vpvp.comThomas Huot, Managing Directorthuot@vpvp.comJim Marver, Co-Founder and Managing Directorjmarver@vpvp.comTom Bevilacqua, Managing Directortbevilacqua@vpvp.comAnnette Bianchi, Managing Directorabianchi@vpvp.comBill Harding, Managing Directorbharding@vpvp.comTechnology Crossover Ventureswww.tcv.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingGrowthFounded in 1995, Technology Crossover Ventures (TCV) focuses on the information technology, Internet, financial technology, infrastructure/communications, and software/services sectors. The firm provides growth capital to technology companies throughout their rapid growth phase. TCV also makes private (PIPE) and public investments in publicly-traded technology companies. The firm has $7.7 billion under management and has financed over 150 companies. TCV has the ability to invest amounts of capital ranging from $20 million to over $200 million. TCV's team includes 10 partners and over 25 other professionals located in Palo Alto, London and New York.

528 Ramona St. Palo AltoCA94301650-614-8200 650-614-8222

Portfolio companies include:Acutate Softwarehttp://www.actuate.com/home/Orbitzhttp://www.orbitz.com/Paciolanhttp://paciolan.com/SolArchttp://www.solarc.com/Adknowledgehttp://www.adknowledge.com/Advancemehttp://www.advanceme.com/All Coveredhttp://www.allcovered.com/about/Ariba Technologieshttp://ariba.com/Capella Educationhttp://www.capellaeducation.com/Cheapticketshttp://www.cheaptickets.com/Clariahttp://en.wikipedia.org/wiki/Claria_CorporationClarushttp://www.clarus.com/Continuous Computinghttp://en.wikipedia.org/wiki/Continuous_ComputingCosmoComhttp://www.cosmocom.com/Creo Productshttp://www.creo.com/DermStorehttp://www.dermstore.com/eBagshttp://www.ebags.com/ebookers.comhttp://www.ebookers.com/Egenerahttp://www.egenera.com/Eladian Partnershttp://www.eladian.com/eLoyaltyhttp://eloyalty.com/eMachineshttp://www.emachines.com/Embanethttp://www.embanet.com/Envestnethttp://www.envestnet.com/Everyday Healthhttp://www.everydayhealth.com/ExactTargethttp://www.exacttarget.com/ExlService Holdingshttp://exlservice.com/Facebookhttp://www.facebook.com/Fiberlink Communicationshttp://www.maas360.com/Firepondhttp://www.fpx.com/FX Alliancehttp://www.fxall.com/Investment Team:Jake Reynolds, General Partnerjreynolds@tcv.comJay Hoag, Founding General Partnerjhoag@tcv.comCarla Newell, General Partnercnewell@tcv.comJohn Drew, General Partnerjdrew@tcv.comWill Griffith, General Partnerwgriffith@tcv.comRick Kimball, Founding General Partnerrkimball@tcv.comJohn Rosenberg, General Partnerjrosenberg@tcv.comDavid Yuan, General Partnerdyuan@tcv.comWoody Marshall, General Partnerwmarshall@tcv.comTim McAdam, General Partnertmcadam@tcv.comRic Fenton, Principal & General Counselrfenton@tcv.comYidrienne Lai, Principalylai@tcv.comTechnology Investmentswww.carsten.comSilicon ValleyAInformation TechnologyRetail & RestaurantSeedTechnology Investments is a Northern California seed stage investment firm owned and operated by Jack C. Carsten, a former Vice President of Intel Corporation. Typical investments range from $50,000 to $250,000 and are usually made at the inception of the firm. Potential investments are selected from information technology opportunities in Northern California. The firm usually takes an active role and participates on its portfolio companies' boards of directors.

P.O. Box 704Los AltosCA94023

Portfolio companies include:Alien Technologyhttp://www.alientechnology.com/Harmonicshttp://en.wikipedia.org/wiki/HarmonicPhoton Dynamicshttp://www.photondynamics.com/YesVideo.comhttp://www.yesvideo.com/Kidsparkhttp://www.kidspark.com/center/Scottsdale/welcome/Manresahttp://www.manresarestaurant.com/SiPix Imaginghttp://www.sipix.com/Telarishttp://www.telariscom.com/Scotts Valley Instrumentshttp://www.yellowpages.com/scotts-valley-ca/oxford-instruments-incInvestment Team:Jack C. CarstenTechnology Partnerswww.technologypartners.comSilicon ValleyVCEnergy & Clean TechLife Sciences & HealthcareEarlyFounded in 1980, Technology Partners manages a total of more than $700 million of investment capital. Investments are being made currently from Technology Partners VIII, L.P., a $300 million fund. Technology Partners focuses on Life Science (Consumer Medicine, Cost-Effective Medicine, Neurotechnology) and Cleantech (Energy Technology, Water Technology, Advanced Materials) companies. The firm's typical initial investment is in the $1-15M range and the total investment per company is up to $30 million.

550 University AvenuePalo AltoCA94301650-289-9000650-289-9001

(Administrative Office) 100 Shoreline HighwayBldg. B, Suite 282Mill ValleyCA94941415-332-9999415-332-9998Portfolio companies include:Ekoshttp://www.ekos.com/Cadencehttp://www.cadence.com/CoalTekhttp://www.coaltek.com/Accelergyhttp://www.accelergy.com/Polyfuelhttp://polyfuel.com/Abound Solarhttp://abound.com/Alta Deviceshttps://www.altadevices.com/Deeya Energyhttp://www.deeyaenergy.com/FloDesignhttp://flodesign.org/Imperium Renewableshttp://imperiumrenewables.com/PowerGenix Systemshttp://www.powergenix.com/Solexelhttp://solexel.com/Benvenue Medicalhttp://benvenuemedical.com/BrainCellshttp://www.braincellsinc.com/Cardax Pharmaceuticalshttp://www.cardaxpharma.com/Cerevehttp://cerave.com/Eneurahttp://www.eneura.com/Elcelyx Therapeuticshttp://www.elcelyx.com/Essentialishttp://essentialistherapeutics.com/Incline Therapeuticshttp://inclinethera.com/NeuroPacehttp://www.neuropace.com/Nfocus Neuromedicalhttp://www.nfocusneuro.com/Revance Therapeuticshttp://www.revance.com/Transcend Medicalhttp://www.transcendmedical.com/Tria Beautyhttp://www.triabeauty.com/Investment Team:Ted Ardell, Partnerted@technologypartners.comIra Ehrenpreis, Partnerira@technologypartners.comJim Glasheen, Partnerjim@technologypartners.comRoger Quy, Partnerroger@technologypartners.comSheila Mutter, CFO & Partnersheila@technologypartners.comMarc van den Berg, General Partnermarc@technologypartners.comTechnology Ventures Corporation (TVC)www.techventures.orgSilicon ValleyITTInformation TechnologySoftware & InternetCommunications & NetworkingEnergy & Clean TechSeedEarlyThe mission of Technology Ventures Corporation is to help startup companies that are developing technology from the national laboratories. Additionally, the firm looks to research universities for commercialization opportunities. TVC's goal is to increase employment opportunities and wealth in the technology industry. Technology Ventures Corporation is a nonprofit, 501(c)3 private foundation, founded by Lockheed Martin in 1993, and funded by both Lockheed Martin and the Department of Energy. TVC hosts Equity Capital Symposia, where selected companies pitch their opportunities to an audience of equity investors. Since 1993, 35 percent of presenting companies have been funded. TVC's Innovations Bundling Initiative (IBI) creates an effective process for intellectual property (IP) bundling among DOE Laboratories and their partners that enhances the opportunities for technology commercialization. Between 1993 and 2012, TVC figured prominently in the production of more than $1.2 billion in capital investments, more than 120 new high-tech companies and more than 13,500 new jobs. TVC is headquartered in New Mexico, and maintains additional offices in Idaho.

P.O. Box 1280Menlo ParkCA94026-1280650-279-7496650-323-3483

Client companies include:Arcxishttp://arcxis.com/VeraLighthttp://www.veralight.com/Enerpulsehttp://pulstar.com/Lotus Leaf Coatingshttp://www.lotusleafcoatings.com/Silichemhttp://www.silichem.co.kr/company_e.htmlHyperion Power Generationhttp://www.hyperionpowergeneration.com/SecureWatershttp://www.securewaters.com/Berken Energyhttp://berkenenergy.com/Solariahttp://www.solaria.com/Adurahttp://www.mannington.com/Residential/Adura.aspxJSA Photonicshttp://www.jsaphotonics.com/Eco Products Grouphttp://www.ecoproductgroup.com/eQsolarishttp://eqsolaris.com/Angaza Designhttp://www.angazadesign.com/Cawels Engineeringhttp://cowlesengineering.co.za/IX Power Clean Waterhttp://ixpower.com/Management Team:John Freisinger, President & CEO, 505-843-4253john.j.freisinger@lmco.comRandall B. Wilson, Senior Directorrandy.b.wilson@lmco.comGeorge Friberg, Senior Director, Business Assistancegeorge.j.friberg@lmco.comLee Trussell, Director, Entrepreneurial Traininggrayson.l.trussell@lmco.comIngrid Baker, Director, Recruitment ServicesIngrid.e.baker@lmco.comBetsy Gillette, Director of Market Planningbetsy.r.gillette@lmco.comCharlie Whitehurst, Director of IP BundlingTom Anyos, Director, California Operationstom.anyos@techventures.orgBob McCarty, Director of Business Operations & CFOrobert.a.mccarty@lmco.comTelegraph Hill Partnerswww.thpartners.netSilicon ValleyVCLife Sciences & HealthcareMedical DeviceEarlyTelegraph Hill Partners is a venture capital firm that provides equity financing as well as strategic and operational guidance to life science and healthcare companies with proven business models. The firm targets commercial companies in growth areas within the healthcare sector, including life science technologies, medical devices, chemistry and reagent suppliers, healthcare services and information management. THP typically invests $2-8 million in portfolio companies. The firm targets companies that are beyond development stage and have entered the commercialization phase with quality products and a focus on building revenues and profits.

360 Post Street, Suite 601San FranciscoCA94108415-765-6980415-765-6983

Portfolio companies include:Ambionhttp://ambion.com/VidaCarehttp://www.vidacare.com/Dharmaconhttp://www.dharmacon.com/Accumetricshttp://www.accumetrics.com/AcroMetrixhttp://www.invitrogen.com/site/us/en/home/brands/Product-Brand/acrometrix.html?CID=AcrometrixLifeAlthea Technologieshttp://www.altheatech.com/AltheaDxhttp://www.altheadx.com/AngioScorehttp://www.angioscore.com/Applied Precisionhttp://www.api.com/Asuragenhttp://www.asuragen.com/Aurora Discoveryhttp://news.discovery.com/space/aurora-mystery-solved.htmlBioVentrixhttp://www.bioventrix.com/Confirmahttp://confirmamgt.com/Estechhttp://estech.com/Freedom Innovationshttp://www.freedom-innovations.com/Interfacehttp://www.interfaceglobal.com/Kinetikos Medicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4926319LDRhttp://www.revenue.louisiana.gov/default.aspMedPricerhttp://www.medpricer.com/NEXUS Biosystemshttp://nexusbio.com/PneumRxhttp://pneumrx.com/RareCytehttp://www.rarecyte.com/SwitchGear Genomicshttp://switchgeargenomics.com/VidaCarehttp://www.vidacare.com/Investment Team:J. Matthew Mackowski, Chairman, Managing Directorjmm@thpartners.netRobert G. Shepler, Managing Directorrgs@thpartners.netThomas A. Raffin, Partnertar@thpartners.netDeval A. Lashkari, Partnerdal@thpartners.netJeanette M. Welsh, Partner, Chief Administrative Officerjmw@thpartners.netRob C. Hart, Principalrch@thpartners.netTeleSoft Partnerswww.telesoftvc.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingEarlyGrowthExpansionFounded 1996, TeleSoft manages venture capital funds of more than $625 million focused on next generation systems, software, services, and component companies. The firm invests $1-15 million per company (initial and follow-on investments), and the investment mix is approximately one-third early stage, one-third development & expansion stage, and one-third late stage. TeleSoft concentrates on 25 to 30 investments per fund, typically as lead or co-lead investor.

950 Tower Lane, Suite 1600Foster CityCA94404650-358-2500 650-358-2501

Portfolio companies include:Bay Packetshttp://agnity.com/Calienthttp://www.calient.net/iWitnesshttp://iwitnessphoto.com/Jungohttp://jungo.com/Education.comhttp://www.education.com/Nexanthttp://www.nexant.com/NP Photonicshttp://www.npphotonics.com/Knowledge Adventurehttp://www.knowledgeadventure.com/LiteScapehttp://www.litescape.com/LogLogichttp://www.loglogic.com/Validity Sensorshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=22325112VoiceObjectshttp://www.voiceobjects.com/AmberWavehttp://amberwave.com/Calixhttp://www.calix.com/Xambalahttp://www.xambala.com/xambala/index.phpInvestment Team:Arjun Gupta, Founder and Managing Partner, Systems, Software, Semis & Servicesarjun@telesoftvc.comBill Magill, Managing Director, Optical Components & Systemsbillm@telesoftvc.comAlan Foster, Managing Directoralanf@telesoftvc.comGeorge Schmitt, Managing Director & SBIC Directorgeorges@telesoftvc.comMarcia Burkey, Managing Directormarciab@telesoftvc.comChris LeBlanc, Industry Researchchrisl@telesoftvc.comPaul Unruh, Managing Directorpaulu@telesoftvc.comAl Howard, Chief Financial Officer & SBIC Directoralh@telesoftvc.comGary Cuccio, Operating Partnergaryc@telesoftvc.comTenaya Capitalwww.tenayacapital.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorEnergy & Clean TechGrowthExpansionWith offices in Woodside, CA and Boston, Tenaya Capital is a venture capital firm that invests in mid to late stage venture-backed technology companies. Founded in 1995 as Lehman Brothers Venture Partners, the firm became an independent company in 2009. Over the years Tenaya has raised five funds representing over $1 billion of committed capital, investing it in a wide range of high-growth technology companies including software, consumer Internet, IT infrastructure, communications and electronics. Tenaya's investment can be more than $30 million, however the firm typically starts with an initial investment of $5 million to $10 million. The firm's investments range from companies that are in the initial stages of revenue generation to companies seeking pre-IPO mezzanine capital. The majority of Tenaya's investments are in the mid-stage, where companies are generating $1 - 5 million of revenue per quarter. The firm does not make seed or Series A investments.

2965 Woodside Road, Suite AWoodsideCA94062650-687-6500

Portfolio companies include:GameFlyhttp://www.gamefly.com/Kayakhttp://www.kayak.com/Konterahttp://www.kontera.com/NileGuidehttp://www.nileguide.com/PowerReviewshttp://www.powerreviews.com/Tumrihttp://www.tumri.com/myShapehttp://www.myshape.com/Acquiahttp://www.acquia.com/Averehttp://averesystems.com/Baixinghttp://en.wikipedia.org/wiki/BaixingCotendohttp://www.cotendo.com/Cyanhttp://en.wikipedia.org/wiki/CyanEventbritehttp://www.eventbrite.com/Exagridhttp://www.exagrid.com/Infobloxhttp://www.infoblox.com/en/home.htmlInklinghttp://www.inkling.com/LaShou Grouphttp://technode.com/2011/10/10/lashou-making-profit-now/Kaminariohttp://www.kaminario.com/Kenshoohttp://www.kenshoo.com/Lithiumhttp://www.drugs.com/lithium.htmlMarkLogichttp://www.marklogic.com/New Relichttp://newrelic.com/Palo Alto Networkshttp://www.paloaltonetworks.com/Qunar.comhttp://www.qunar.com/Right Scalehttp://www.rightscale.com/Spiceworkshttp://www.spiceworks.com/ThreatMetrixhttp://threatmetrix.com/Investment Team:Tom Banahan, Managing Directortom@tenayacapital.comBen Boyer, Managing Directorben@tenayacapital.comStewart Gollmer, Managing Directorstewart@tenayacapital.comBrian Melton, Managing Directorbrian@tenayacapital.comBrian Paul, Managing Director (Boston)bpaul@tenayacapital.comDave Markland, CFO & Administrative Partnerdave@tenayacapital.comThe Angels' Forum (TAF)www.angelsforum.comSilicon ValleyAInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareMedical DeviceConsumer ProductsRetail & RestaurantSeedEarlyFounded in 1997, The Angels' Forum (TAF) is an early-stage investment organization comprised of 25 private equity investors who are supported by a professional financial services management team. The Angels' Forum only invests in Silicon Valley/Bay Area companies, reviewing more than 20 deals per week and making 5-15 A round investments annually. The firm limits its investments to companies headquartered within 50 miles of Mountain View, CA. Typical initial investments range between $100,000 and $1 million in a wide range of industry sectors including medical devices and services, IT, Internet and consumer. The group also operates the Halo Fund (see profile), a limited partnership venture fund that co-invests with The Angels' Forum (TAF). Generally, The Halo Fund matches the investment made by The Angels' Forum dollar for dollar, but when certain criteria have been met, The Halo Fund can match $1.50 for every TAF dollar. The total size of an investment by the group is $3 million.

2665 Marine Way, Suite 1150Mountain ViewCA94043650-857-0700 650-857-0773

(Mailing Address)PO Box 1605Los AltosCA94023Portfolio companies include:Charles Chocolateshttp://charleschocolates.com/MOGhttp://mog.com/Aravo Solutionshttp://aravo.com/Spinal Modulationhttp://spinalmodulation.com/ZONARE Medicalhttp://www.zonare.com/GeoG2http://geog2.com/Fe3http://en.wikipedia.org/wiki/IronHive Mediahttp://hivemedia.tv/IntraPacehttp://intrapace.com/Jimmyjanehttp://www.jimmyjane.com/LamdaGenhttp://lamdagen.comintechosting.com/new/home/Oncohealthhttp://oncohealthcorp.com/PanTerrahttp://www.panterranetworks.com/Penumbrahttp://en.wikipedia.org/wiki/UmbraPurple Wavehttp://www.purplewave.com/Sonoma Orthopedic Productshttp://sonomaorthopedics.com/Specialty's Cafe & Bakeryhttp://www.specialtys.com/Tea Livinghttp://www.teacollection.com/Theron Pharmaceuticalshttp://theronpharma.com/Turpitudehttp://en.wikipedia.org/wiki/Moral_turpitudeVascular Pathwayshttp://vascularpathways.com/Visiconhttp://www.visicontech.com/Wordlockhttp://www.wordlock.com/Angel Investment Team:Carol M. Sands, Managing Member and Foundercsands@angelsforum.comElise BrownellLeif Langensand, Administrative PartnerMeredith Warshaw, Executive-In-ResidenceDavid Yamamoto, Investor-in-ResidenceThe Column Groupwww.thecolumngroup.netSilicon ValleyVCLife Sciences & HealthcareSeedEarlyGrowthExpansionThe Column Group is a venture capital firm dedicated to creating the next generation of biotechnology companies. The firm will invest in approximately 10-12 disease-focused drug discovery companies (per fund), each with the potential to become a leader in their respective field(s). Typically, Column will commit $15M to $30M per company, fostering their growth from seed and early stage to later stages of development. The Column Group will primarily focus on early stage drug discovery companies, an area currently underserved by many biotech venture capital funds. The firm is currently evaluating opportunities in the areas of cancer, inflammation, infectious disease, metabolic disorders, cardiovascular disease and nervous system disorders.

1700 Owens Street, Suite 500San FranciscoCA94158415-865-2050 415-255-2048

Portfolio companies include:3-V bioscieneshttp://www.3vbio.com/NGM Biopharmaceuticalshttp://ngmbio.com/Immune Designhttp://immunedesign.com/Igenicahttp://igenica.com/Aragon Pharmaceuticalshttp://www.aragonpharmaceuticals.com/Constellation Pharmaceuticalshttp://www.constellationpharma.com/2011/02/constellation-pharmaceuticals-expands-leadership-team-with-drug-development-industry-veterans/PTC Therapeuticshttp://www.ptcbio.com/Cyterix Pharmaceuticalshttp://www.cyterix.com/Peloton Therapeuticshttp://www.pelotontherapeutics.com/Nurixhttp://nurix-inc.net/Investment Team:James Evangelista, Director of FinanceDavid V. Goeddel, Ph.D., Managing PartnerRichard Klausner, M.D., Science Partnerrick@thecolumngroup.netTim Kutzkey, Ph. D., Managing Partnertim@thecolumngroup.netPeter Svennilson, Managing Partnerpeter@thecolumngroup.netSue Murakami, Manager of Administrationsue@thecolumngroup.netThe Foundry, Inc.www.the-foundry.comSilicon ValleyIMedical DeviceSeedThe Foundry is a medical device incubator for inventors to rapidly transform their concepts into companies. At The Foundry, inventors, entrepreneurs and investors collaborate to bring products through development, regulatory approval and ultimately successful commercial release. Since its inception in 1998, The Foundry has founded and financed over a dozen medical device companies, which have generated in excess of $2 billion of value for their founders and investors. These businesses have generated in excess of $1.0 billion of value for their founders and investors and employ more than 350 people. The Foundry is a 10,000 square foot, full-capability incubator, with resources spanning all functional areas and a fully equipped medical device development facility. The Foundry becomes the new company throughout the critical seed stage.

199 Jefferson DriveMenlo ParkCA94025650-326-2656650-326-3108

Portfolio companies include:Concentric Medicalhttp://concentric-medical.com/Emphasys Medicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=3097576First to Filehttp://www.firsttofile.com/Ardianhttp://ardian.com/Evalvehttps://evolve.elsevier.com/Miramar Labshttp://miradry.com/about_miramarlabs.phpTranscend Medicalhttp://www.transcendmedical.com/Xtenthttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=3097686Cabochon Aestheticshttp://www.cabochoninc.com/ForSight Labshttp://forsightlabs.com/ForSight Vision2http://www.forsightlabs.com/vision2.htmlInnovative Pulmonary Solutionshttp://www.innovativepulmonary.com/Satietyhttp://www.answers.com/topic/satietyInvestment Team:Allan R. Will, Chairmanalan@the-foundry.comHank A. Plain, Vice ChairmanHanson S. Gifford, III, President & CEOhanson@the-foundry.comMark E. Deem, Partnermark@thefoundry.comKara Liebig, Partnerkara@thefoundry.comErik T. Engelson, PartnerJeff Grainger, Partnerjeff@thefoundry.comThe Inventures Groupwww.ingroup.comSilicon ValleyVCInformation TechnologyCommunications & NetworkingEarlyThe Inventures Group typically invests in early-stage, Bay Area companies. Approximately 90% of the firm's investments are alongside the first round of venture capital, however, the firm will occasionally do pre-venture investing, but only as loans which convert to equity in a venture round. The Inventures Group does participate in follow-on financings, but often below their pro-rata share. The firm's preferred technologies are in the messaging and messaging-related areas (such as e-mail) and heavy infrastructure (operating systems, communications software, software-based "horizontal" services). Inventures typically invests in the $25,000 to $250,000 range. The majority of the firm's investments have pre-money valuations below $5,000,000.

469 Melville Avenue Palo AltoCA94301650-326-2990650-326-2988

Portfolio companies include:Element30http://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28895375Moovwebhttp://moovweb.com/Proofpointhttp://www.proofpoint.com/Rockmelthttp://www.rockmelt.com/Redhathttp://www.redhat.com/Zimbrahttp://www.zimbra.com/Accept.comhttp://www.acceptworldwide.com/BitNamihttp://bitnami.org/ClearSlidehttp://clearslide.com/Collabrahttp://www.collabera.com/Etactshttp://launch.etacts.com/Goodhttp://www.good.is/Kanahttp://www.kana.com/Lookouthttps://www.mylookout.com/PSWarehttp://www.psware.com/Posteroushttp://posterous.com/RemarQhttp://reviews.cnet.com/cell-phones/lg-remarq-turquoise-sprint/4505-6454_7-34116339.htmlRewarderhttp://www.rewarderheaders.com/Twisthttp://www.twistmagazine.com/VirtuOzhttp://www.virtuoz.eu/Investment Team:Eric Hahn, Investing Partnereric@ingroup.comKathy Beal, Finance Consulting Partnerkathy@ingroup.comThe Social+Capital Partnershiphttp://s23p.comSilicon ValleyVCInformation TechnologySoftware & InternetMedia & Digital MediaFinancial ServicesEducation & TrainingSeedEarlyThe Social+Capital Partnership is a fund recently established by former Facebook Vice President Chamath Palihapitiya. According to published reports, the firm's first fund will be between $200-$450 million in size, and will focus on investments in the technology, healthcare, education, and financial sectors.

120 Hawthorne St.Palo AltoCA94301650-504-5412

Portfolio companies include:Glookohttp://www.glooko.com/Coursekithttp://coursekit.com/Impermiumhttp://impermium.com/SecondMarkethttps://www.secondmarket.com/Yammerhttp://www.yammer.com/GoInstanthttp://www.goinstant.com/Treehousehttp://treehousetv.com/Lema21http://www.lema21.com.br/Descomplicahttp://www.descomplica.com.br/TwitSparkhttp://www.twitspark.com/Cozyhttp://dictionary.reference.com/browse/cozyAlltuitionhttps://www.alltuition.com/Open Air Publishinghttp://openairpub.com/Scanhttp://www.scanhealthplan.com/Lemonhttp://en.wikipedia.org/wiki/LemonsCloudOnhttp://site.cloudon.com/InstaEDUhttp://instaedu.com/Investment Team:Chamath Palihapitiya, General PartnerTed Maidenberg, General PartnerMamoon Hamid, General PartnerMichael Bunning, Chief Financial OfficerThe Westly Groupwww.westlygroup.comSilicon ValleyVCEnergy & Clean TechEarlyThe Westly Group invests in leading and up-and-coming clean tech companies in an effort to accelerate the clean technology revolution. The firm focuses primarily on companies with proven revenue streams but is open to investments in all stages of growth. The firm's founder, Steve Westly, previously served as the Controller and Chief Fiscal Officer of the state of California. The Westly Group is one of the larger cleantech venture firms in the U.S., currently investing a $127 million fund. The has begun raising its next fund ($175 million target size), which will focus primarily on cleantech opportunities in the United States, with a cap of 20% internationally.

2200 Sand Hill Road, Suite 250Menlo ParkCA94025650-275-7420650-362-2338

Portfolio companies include:Amyris Biotechhttp://www.amyris.com/CleanWellhttp://www.cleanwelltoday.com/Eka Systemshttp://www.cooperindustries.com/content/public/en/power_systems/solutions/ami.htmlQuickHealthhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=35493217RecycleBankhttp://www.recyclebank.com/Amonixhttp://amonix.com/CalStarhttp://calstar.org/EdenIQhttp://www.edeniq.com/Glacier Bayhttp://en.wikipedia.org/wiki/Glacier_BayLunera Lightinghttp://lunera.com/Can2Gohttp://can2go.com/Coolirishttp://www.cooliris.com/Enerkemhttp://enerkem.com/Greengate Powerhttp://www.greengatepower.com/SCIenergyhttp://scienergy.com/Revolution Foodshttp://revfoods.com/ShotSpotterhttp://www.shotspotter.com/Soladigmhttp://soladigm.com/Solexelhttp://solexel.com/View Glass Windowshttp://viewglass.com/Investment Team:Steve Westly, Managing Partnersteve.westly@westlygroup.comMike Dorsey, Managing Partnermichael.dorsey@westlygroup.comGary Dillabough, Principalgary.dillabough@westlygroup.comDave Coglizer, Principaldavid.coglizer@westlygroup.comMichael Kaufman, Principalmichael.kaufman@westlygroup.comKen Goldman, Venture PartnerMike Jackson, Principalmike.jackson@westlygroup.comShawn Chen, Associateshawn.chen@westlygroup.comTony Luh, General Partner, Greater China Presidenttony.luh@westlygroup.comIsaac Applbaum, Venture PartnerThird Security, LLCwww.thirdsecurity.comSilicon ValleyVCInformation TechnologyLife Sciences & HealthcareFinancial ServicesEarlyExpansionThird Security, LLC is an independent, private investment and advisory firm formed in 1999 to manage investments in public and private companies. Currently, the firm has more than 50 employees. Third Security's family of funds includes private equity, hedge funds, public equity and fixed income funds. The firm's private equity funds focus on emerging technology companies in life-sciences and information technology, and late-stage investments in health-care and financial services. NRM V, which closed in 2007 at $250 million, has invested and will continue to invest, in select public and private companies. The company launched NRM VI in 2009. Also managed by Third Security is NewVa Capital Partners (see profile), a private equity/venture capital enterprise formed in order to fund companies willing to begin operations in, or relocate to, the Roanoke Valley, the New River Valley or the Alleghany Highlands of Southwestern Virginia. The founding partners are Carilion Clinic, the Virginia Tech Foundation, and an affiliate of Third Security. The firm has additional offices in Connecticut and Virginia.

735 Market Street, 3rd FloorSan FranciscoCA94103415-644-5365415-344-0677

Portfolio companies include:Clinical Datahttp://en.wikipedia.org/wiki/Clinical_data_acquisitionHalozyme Therapeuticshttp://www.halozyme.com/Cyntellecthttp://www.cyntellect.com/Vital Diagnosticshttp://vitaldiagnostics.com/Intrexonhttp://dna.com/Synchronyhttp://www.synchrony.com/LevelVisionhttp://www.levelvision.com/Keradermhttp://www.keraderm.com/Pinnacle Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30844998Investment Team:Randal J. Kirk, Senior Managing Director and Chief Executive Officerrandal.krk@gmail.comRob Patzig, Senior Managing Director and Chief Investment Officerrob.patzig@thirdsecurity.comMarcus Smith, Senior Managing Director and General Counselmarcus.smith@thirdsecurity.comJulian P. Kirk, Managing Directorjulian.kirk@thirdsecurity.comTheodore J. Fisher, Managing Director and Associate General Counseltad.fisher@thirdsecurity.comClifton R. Herndon II, Managing Director and Controllercliff.herndon@thirdsecurity.comDoit L. Koppler II, Managing Director and TreasurerLisa M. Moose, Managing Directorlisa.moose@thirdsecurity.comJeffrey T. Perez, Managing Director and Associate General CounselBetty J. Davis, Vice President TaxationThoma Bravowww.thomabravo.comSilicon ValleyPESoftware & InternetFinancial ServicesConsumer ProductsEducation & TrainingMiddle MarketThoma Bravo seeks to invest in established companies that have a history of profitability, earnings (EBITDA) greater than $10 million, and a strong management team with a record of accomplishment. The firm's investment strategy is based on the concept of "industry consolidation," or "buy and build" investing. The firm's principal focus is on companies headquartered in the U.S., but will invest elsewhere as well. Investments can be in the form of take-private transactions, buy-outs, management buy-outs, recapitalizations, roll-overs of a portion of existing equity, and growth equity investments. Thoma Bravo's usual equity commitment is at least $25 million and can be as large as $200 million or more. The group focuses in the following industries, enterprise and infrastructure software, education, distribution, financial services and consumer goods and services. Thoma Bravo does not invest in new inventions or technologies, developmental products or services, business start-ups, the biological sciences, motion pictures, distressed businesses, oil and gas or real estate. Thoma Bravo maintains additional offices in Chicago.

600 Montgomery Street, 32nd FloorSan FranciscoCA94111415-263-3660415-392-6480

Portfolio companies include:Datatelhttp://www.datatel.com/Activant Solutionshttp://www.activant.com/Excelligence Learninghttp://www.excelligencelearning.com/VECTORsgihttp://vectorsgi.com/Media/vectorsgi05102004.aspAttachmatehttp://en.wikipedia.org/wiki/AttachmateConsonahttp://www.consona.com/Embarcadero Technologieshttp://www.embarcadero.com/Entrusthttp://www.entrust.com/Excelligencehttp://www.excelligencelearning.com/Flexera Softwarehttp://www.flexerasoftware.com/Hyland Softwarehttp://www.hyland.com/LANDesk Softwarehttp://www.landesk.com/Local Media of Americahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=35222698Plato Learninghttp://www.plato.com/Archipelago Learninghttp://archipelagolearning.com/index.cfmBlue Coat Systemshttp://www.bluecoat.com/Crossbeam Systemshttp://www.crossbeamsystems.com/Deltekhttp://www.deltek.com/Edmentumhttp://www.edmentum.com/InfoVista S.A.http://www.infovista.com/Mediware Information Systemshttp://www.mediware.com/Network Instrumentshttp://www.networkinstruments.com/Porter & Chester Institutehttp://www.porterchester.com/Roadnet Technologieshttp://www.roadnet.com/Investment Team: Orlando Bravo, Managing Partner, 415-263-3665obravo@thomabravo.comS. Scott Crabill, Managing Partner, 415-263-3660scrabill@thomabravo.comSeth J. Boro, Principal, 415-249-6719sboro@thomabravo.comHolden Spaht, Principal, 415-263-3667hspaht@thomabravo.comRobert (Tre) Sayle, Principal, 415-263-3666rsayle@thomabravo.comA.J. Rohde, Vice President, 415-249-6708arohde@thomabravo.comChip Virnig, Vice President, 415-263-1695cvirnig@thomabravo.comLee M. Mitchell, Managing Partner (Chicago)lmitchell@thomabravo.comCarl D. Thoma, Managing Partner (Chicago)cthoma@thomabravo.comThomvest Ventures, Inc.www.thomvest.comSilicon ValleyVCInformation TechnologySeedEarlyThomvest is a venture capital investor with a focus on technology companies, operating a $250 million evergreen fund capitalized by the firm's Founder. The firm focuses on working with early-stage technology companies which are distinguished by their intellectual property and their ability to apply their technology to serve large and growing markets. The company typically makes initial investments of $250,000 to $5 million, and has resources to follow up those investments as needed. The firm focuses on seed, series A, and series B opportunities and has invested in 45 companies since Thomvest began in 1996.

203 Redwood Shores Parkway, Suite 680Redwood CityCA94065650-965-4700650-618-1509

Portfolio companies include:Axcienthttp://www.axcient.com/iBahnhttp://www.ibahn.com/Masergy Communicationshttp://www.masergy.com/SoonRhttp://www.soonr.com/Apsalarhttp://apsalar.com/Avalanche Technologyhttp://avalanche-technology.com/NetBasehttp://www.netbase.com/YottaMarkhttp://www.yottamark.com/Stipplehttp://stippleit.com/FideliSofthttp://fidelisoft.com/Lending Clubhttp://www.lendingclub.com/FlashSofthttp://www.flashsoft.com/Cotendohttp://www.cotendo.com/Milyonihttp://www.milyoni.com/Dekkohttp://www.dekko.com/Inxenthttp://www.inxent.com/Tactushttp://tactustechnology.com/Kortechttp://kortec.com/Public Mobilehttp://www.publicmobile.ca/Viroolhttp://www.virool.com/Kabbagehttps://www.kabbage.com/Lending Clubhttp://www.lendingclub.com/Investment Team:Don Butler, Presidentdon@thomvest.comJonathan Barker, Venture PartnerKip Knight, Venture Partnerkip@thomvest.comAndrew Tweed, AssociateJustin Moore, Venture PartnerThree Arch Partnerswww.threearchpartners.comSilicon ValleyVCLife Sciences & HealthcareMedical DeviceSeedEarlyGrowthExpansionFounded in 1993, Three Arch Partners considers opportunities in medical devices, diagnostics and healthcare services, and less frequently in biotechnology. The partnership manages over $1 billion in capital. Three Arch Partners III, a $300 million fund raised in late 1999, is focused on seed and early stage opportunities. Three Arch Capital, a $300 million fund raised in 2000, is focused on development stage companies. Prior funds of $30 million and $80 million were raised in 1994 and 1997. Three Arch Partners IV, a $450 million fund raised in 2004, invests in seed, early, and development stage companies. Each of the Three Arch partnerships has had a parallel entrepreneur's fund. The firm's initial investments may range from $100,000 to $15,000,000.

3200 Alpine RoadPortola ValleyCA94028650-529-8000650-529-8039

Portfolio companies include:AccentCarehttp://www.accentcare.com/VetCentrichttp://www.vetcentric.com/Arcadian Management Servicehttp://arcadianhealth.com/LipoSciencehttp://www.liposcience.com/AccessClosurehttp://www.accessclosure.com/AcelRxhttp://www.acelrx.com/APT Pharmaceuticalshttp://www.aptbio.com/Ascend Healthhttp://ascendhealth.net/Baxanohttp://baxano.com/Benvenue Medicalhttp://benvenuemedical.com/Calibra Medicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26988308Alliance Carehttp://alliancecare.com/Cameron Healthhttp://www.cameronhealth.com/Centerre Healthcarehttp://www.centerrehc.com/Concert Pharmaceuticalshttp://www.concertpharma.com/Epocrateshttp://www.epocrates.com/Habit Managementhttp://www.habitopco.com/Ingenuity Systemshttp://ingenuity.com/Inova Labshttp://lifechoiceoxygen.com/iScience Interventionalhttp://iscienceinterventional.com/Neuroneticshttp://www.neuronetics.com/Nevrohttp://www.nevro.com/Novasys Medicalhttp://www.novasysmedical.com/Respicardiahttp://www.respicardia.com/SpinalMotionhttp://www.spinal-motion.com/Sunshine Hearthttp://www.sunshineheart.com/Threshold Pharmaceuticalshttp://www.thresholdpharm.com/Tibionhttp://www.tibion.com/TriReme Medicalhttp://www.trirememedical.com/U.S. HealthWorkshttp://www.ushealthworks.com/VisionCare Ophthalmic Technologieshttp://www.visioncareinc.net/Investment Team:Wilfred Jaeger, Partnerwj@threearchpartners.comMark Wan, Partnermwan@threearchpartners.comStephen Bonelli, CFOsbonelli@threearchpartners.comRichard Lin, Partnerrlin@threearchpartners.comRoderick A. Young, Venture Partnerryoung@threearchpartners.comMike Ellwein, Venture Partnermellwein@threearchpartners.comConrad Wang, Principalcwang@threearchpartners.comSummit Partnerswww.summitpartners.comSilicon ValleyVCPEInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesFinancial ServicesConsumer ProductsRetail & RestaurantGrowthExpansionMiddle MarketFounded in 1984, Summit Partners has raised nearly $15.0 billion in capital and invested in more than 350 businesses. These companies have completed more than 125 public offerings and in excess of 130 strategic sales or mergers. Summit makes growth equity investments in rapidly growing companies with proven business models, records of revenue and earnings growth. Summit's investments range from $30 million to $500 million for its private equity funds, and from $5 million to $30 million for its venture capital funds. Combined with Summit's subordinated debt funds, the firm can invest in excess of $500 million per company. Summit has more than 90 investment professionals in its Boston, Palo Alto, and London offices. Summit Partners focuses on business services, communications technology and services, consumer products, energy, financial services, healthcare and life sciences, industrial products, Internet and information services, media and entertainment, semiconductors and electronics, software, and other growth industries. The company currently has more than $9 billion invested worldwide in capital.

200 Middlefield Road, Suite 200Menlo ParkCA94025650-321-1166650-321-1188

Portfolio companies include:Aurora Diagnosticshttp://www.auroradx.com/NameMediahttp://namemedia.com/Salient Partnershttp://salientpartners.com/Globe Wirelesshttp://www.globewireless.com/LiveOfficehttp://www.liveoffice.com/Belkinhttp://www.belkin.com/Accedian Networkshttp://www.accedian.com/Actixhttp://www.actix.com/AFCV Holdingshttp://www.summitpartners.com/investments/AFCV-Holdings.aspxApoCellhttp://www.apocell.com/Aramscohttp://www.aramsco.com/about-us.htmlAssociahttp://www.associaonline.com/AVAST Softwarehttp://www.avast.com/en-us/indexAvePointhttp://www.avepoint.com/Bigpointhttp://www.bigpoint.com/CareCentrixhttps://www.carecentrixportal.com/ProviderPortal/Casa Systemshttp://casa-systems.com/Central Security Grouphttp://centralsecuritygroup.com/Cetero Researchhttp://www.cetero.com/Champion Windowshttp://www.championwindow.com/Clearwater Analyticshttp://clearwater-analytics.com/homeCloudmarkhttp://www.cloudmark.com/Coast Asset Managementhttp://coastasset.com/Commercial Defeasancehttp://defeasewithease.com/Continuumhttp://continuuminnovation.com/Covenant Surgical Partnershttp://covenantsurgicalpartners.com/Delphixhttp://www.delphix.com/Empower RF Systemshttp://www.empowerrf.com/FleetCor Technologieshttp://fleetcor.com/Flow Traders BVhttp://www.flowtraders.com/Focus Financial Partnershttp://focusfinancialpartners.com/Fortegra Financialhttp://fortegra.com/Globe Wirelesshttp://www.globewireless.com/Help/Systemshttp://www.helpsystems.com/Hiperoshttp://www.hiperos.com/careers.htmlIMMCO Diagnosticshttp://www.immcodiagnostics.com/Investment Team:Peter Y. Chung, Managing Directorpchung@summitpartners.comGregory M. Avis, Founding Managing Directorgavis@summitpartners.comWalter G. Kortschak, Managing Directorwkortschak@summitpartners.comC.J. Fitzgerald, Managing Directorcfitzgerald@summitpartners.comHarrison B. Miller, Managing Directorhmiller@summitpartners.comMichael J. Anderson, Principalmanderson@summitpartners.comAndrew J. Collins, Vice Presidentacollins@summitpartners.comLeonard C. Ferrington, Principallferrington@summitpartners.comCraig D. Frances, Managing Directorcfrances@summitpartners.comGreg S. Goldfarb, Managing Directorggoldfarb@summitpartners.comJ.J. Kardwell, Managing Directorjkardwell@summitpartners.comJason A. Kreuziger, Vice Presidentjkreuziger@summitpartners.comDeborah T. Lower, Vice President Administration dlower@summitpartners.comPeter L. Rottier, Principalprottier@summitpartners.comScott R. Ferguson, Senior Associatesferguson@summitpartners.comJay D. Pauley, Vice Presidentjpauley@summitpartners.comJoshua F. Weiner, Senior Associatejweiner@summitpartners.comSunBridge Partnerswww.SunBridgePartners.comSilicon ValleyVCInformation TechnologyCommunications & NetworkingSemiconductorStorage & HardwareEarlySunBridge Partners is a Silicon Valley based venture capital firm pursuing a targeted, research-based approach to identifying and investing in private U.S. technology companies pioneering innovations based on advanced technologies in computing, communications and manufacturing, including materials, semiconductors, components, equipment and software. The firm is currently targeting companies in the sectors of Cloud computing, Wireless, Open Source, Cleantech, and Enterprise Software. Led by Allen Miner, the Founder of Oracle Japan and Founder and CEO of SunBridge Corporation, SunBridge Partners builds upon the earlier success of Tokyo-based SunBridge Corporation. SunBridge maintains additional offices in Tokyo, North Carolina, and Ohio.

440 N. Wolfe RoadSunnyvaleCA94085650-353-5401

Portfolio companies include:DFT Microsystemshttp://www.dftmicrosystems.ca/Miracle Linuxhttp://en.wikipedia.org/wiki/Miracle_LinuxVistaPoint Technologyhttp://www.vptech.com/Roonetshttp://roonets.net/Alien Technologyhttp://www.alientechnology.com/Bloom Energyhttp://www.bloomenergy.com/Blue Spark Technologieshttp://bluesparktechnologies.com/Yaphttp://en.wikipedia.org/wiki/YapZipit Wirelesshttp://corp.zipitwireless.com/Accela Technologyhttp://acelatechnologies.com/AucSalehttp://www.aucsale.co.jp/Avec Labhttp://www.aveclab.com/index.htmlBeTrendhttp://www.betrend.com/bydsignhttp://www.hdtvsolutions.com/bydsign_Flatscreens.htmClass Technologyhttp://worldclasstech.com/e-Medical Systemhttp://themedicalsystems.com/FAOPENhttp://www.faopen.jp/FiBesthttp://www.fibest.com/en_management.htmlFun-Lifehttp://www.funlifellc.com/Investment Team:Allen Miner, General Partnerallen@sunbridge.comKen Ehrhart, General PartnerJohn Gannon, General Partnerjohn@sbpvc.comPaul Grim, General Partnerpaul@sbpvc.comSutter Hill Ventureswww.shv.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorLife Sciences & HealthcareFinancial ServicesEarlyFounded in 1964, Sutter Hill Ventures considers investments in promising companies of all sectors, but has extensive experience in sectors such as internet software and services, network equipment, semiconductors, biomedicine, and supply chain management. The firm invests in all parts of the United States focusing on early stage deals. Sutter offers expertise in developing business strategy and partnerships, building management teams, and financing companies in both public and private markets.

755 Page Mill Rd., Ste. A-200 Palo AltoCA94304-1005650-493-5600 650-858-1854

Portfolio companies include:Avidhttp://www.avid.com/Hybritechhttp://en.wikipedia.org/wiki/HybritechShutterflyhttp://www.shutterfly.com/Celeritexhttp://www.shapingbeauty.com/products-details-19.htmlLucyhttp://www.lucy.com/Zilohttp://www.zilo.com/Farecasthttp://www.bing.com/travel/Buzzmediahttp://www.buzz-media.com/All Businesshttp://www.allbusiness.com/Artisan Fundshttp://www.artisanfunds.com/index.cfm?noflash=1Authenic Responsehttp://www.authenticresponse.com/Concept Shoppinghttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=26902Connection Enginehttp://connectionengine.com/eLoyaltyhttp://eloyalty.com/Feedburnerhttp://feedburner.google.com/Freemoneehttp://freemonee.com/Lynkhttp://www.lynkinc.com/Nexxohttp://www.minexxo.com/Nvidiahttp://www.nvidia.com/Download/index.aspx?lang=en-usOnStreamhttp://onstreammedia.com/Primary Accesshttp://www.primaryaccess.org/PureStoragehttp://www.purestorage.com/Ruckus Wirelesshttp://www.ruckuswireless.com/Sila Nanotechnologieshttp://www.silanano.com/Streetlinehttp://www.streetline.com/Symmetricomhttp://www.symmetricom.com/Tellabshttp://www.tellabs.com/Therma-Wavehttp://therma-wave.com/Investment Team:David L. Anderson, Managing Directordave@shv.comG. Leonard Baker, Managing Directorlen@shv.comTench Coxe, Managing Directortc@shv.comJames Gaither, Managing Directorjimg@shv.comBill Younger, Managing Directorbill@shv.comJim White, Managing Directorjim@shv.comJeff Bird, Managing Directorjeff@shv.comSam Pullara, Managing DirectorAndy Sheehan, Managing Directorandy@shv.comMike Speiser, Managing Directormike@shv.comDave Sweet, Managing Director & CFOdave.sweet@shv.comStefan Dyckerhoff, Managing DirectorSverica Internationalwww.sverica.comSilicon ValleyPESoftware & InternetEnergy & Clean TechFinancial ServicesEducation & TrainingMiddle MarketSverica International, founded in 1993, is a leading private equity firm with over $425 million of capital under management across three funds. Sverica's investment focus has always been on owner-operated businesses in the lower middle market. In 2001 Sverica International Fund I was raised with over $42MM in equity capital, which was invested in six portfolio companies. Sverica International Fund II was closed in 2005 with $123MM of equity capital, which was invested in six portfolio companies. Fundraising of Sverica International Fund III closed in 2008 with $265MM of committed capital from leading institutional and individual investors. Sverica targets companies with $100MM of enterprise value and greater than $3MM of EBITDA (earnings before interest, taxes, depreciation and amortization). The typical size of an equity investment is $10-$40MM. Sverica's target industries include: Educational Services, Financial Services, Healthcare Services, Pet Care Services, Security and Alarm Monitoring, Software and Software as a Service (SaaS), and Wind Farm Operations and Maintenance. Sverica maintains additional offices in Boston.

44 Montgomery Street, Suite 3000San FranciscoCA94104415-249-4900415-249-4901

Portfolio companies include:Accuvanthttp://www.accuvant.com/Ackerman Security Systemshttp://www.ackermansecurity.com/Care Factorhttp://www.carefactor.com/Center Rockhttp://www.centerrock.com/Delphon Industrieshttp://www.delphon.com/The Center for Wound Healinghttp://centerwh.com/Creative Catalog Conceptshttp://creativecatalogconcepts.com/DocuLynxhttp://doculynxinc.com/iCoathttp://icoatcompany.com/Magellanhttp://www.magellangps.com/MC Signhttp://www.mcsign.com/OASIS Records Managementhttp://www.oasisrm.co.uk/PROEMhttp://proem.org/Prospect Educationhttp://prospecteducation.com/Quest Educationhttp://www.questeducation.com/Sheet Music Plushttp://www.sheetmusicplus.com/Syscon Justice Systemshttp://www.syscon.net/US Liner Co.http://uslco.com/Pivot Data Centreshttp://www.pivotdci.com/welcome/Investment Team: K. Gunnar Bjorklund, Managing Director, 415-249-4902gunnar@sverica.comDavid Finley, Managing Director, 617-695-0201dave@sverica.comAlessandro L. Mina, Managing Director, 617-695-0200sandro@sverica.comFrank M. Young, Managing Director, 415-249-4903frank@sverica.comJordan Richards, Managing Director, 415-249-01265jordan@sverica.comSwan Ventureswww.swanventures.comSilicon ValleyFOFLife Sciences & HealthcareEarlySwan Ventures was founded in 2000 primarily to benefit Silicon Valley physicians. The firm's first fund, Swan Ventures, LP, invested in a diversified portfolio of venture funds, with an emphasis on healthcare and biotechnology. After a successful first fund, Swan Ventures expanded its limited partner base and altered its objectives. The firm's second fund, which closed in June 2006, is intended to promote philanthropy with the General Partner donating a portion of its proceeds to nonprofits, primarily those involved in women's and children's health. Swan Ventures only invests in other funds, and does not invest directly in start-up companies.

900 Welch Road, Suite 209Palo AltoCA94304650-326-7711650-326-0114

Portfolio companies include:N/AN/AInvestment Team:Jonathan B. Parmer, M.D., Managing Partnerjparmer@swanventures.comStephanie Vinella, Venture PartnerMark Klopp, Venture PartnerSwander Pace Capitalwww.spcap.comSilicon ValleyPEConsumer ProductsMiddle MarketSwander Pace Capital (SPC) is a private equity firm specializing in buyouts of growth-oriented, lower middle-market consumer products companies based in North America. SPC is dedicated to investing in lower middle-market consumer products companies with annual revenues between $20 million and $300 million. The firm targets consumer companies: branded and non-branded, manufacturers, marketers, and distributors across a wide variety of sectors. SPC manages over $600 million in equity capital and has invested in more than 34 consumer companies with total revenues in excess of $2.0 billion. SPC is generally the lead investor in transactions and the firm's partners personally invest in and sit on the board of every company in which SPC invests.

100 Spear Street, Suite 1900San FranciscoCA94105415-477-8500415-477-8510

Portfolio companies include:The American Hard Cider Co.http://www.spcap.com/consumer-products-portfolio/index.php?category=Beverage&portfolio=American+Hard+CiderIdeal Snackshttp://idealsnacks.com/Reef Holdingshttp://www.spcap.com/private-equity-case-studies/index.php?case-study=Reef+HoldingsBravo Sportshttp://www.bravosportscorp.com/Oregon Chaihttp://www.oregonchai.com/Applegatehttp://www.applegatefarms.com/International Fiberhttp://www.ifcfiber.com/Marketfare Foodshttp://allstars.marketfarefoods.com/Pineridge Bakeryhttp://pineridgebakery.com/Lavohttp://lavony.com/ReNew Life Formulashttp://www.renewlife.com/Gilchrist & Soameshttp://www.gilchristsoames.com/Merrick Pet Carehttp://www.merrickpetcare.com/Frozen Specialtieshttp://www.frozenspecialties.com/Incasehttp://goincase.com/Koobahttp://www.kooba.com/Raj Manufacturinghttp://rajman.com/Prepared Meal Holdingshttp://www.spcap.com/consumer-products-portfolio/index.php?category=Specialty+Distribution&portfolio=Prepared+Meal+Holdings%2AInvestment Team:J.B. Handley, Operating Partnerjbh@spcap.comDan Swander, Operating Partnerdan@spcap.comShawn Hecht, Managing Directorshawn@spcap.comAndrew Richards, Managing Directorandrew@spcap.comMark Poff, Managing Directormark@spcap.comC. Morris Stout, Directormo@spcap.comCorby Reese, Managing Directorcorby@spcap.comValerie Scott, Principalvalerie@spcap.comHeather Smith Thorne, Senior Vice PresidentHeather Fraser, Chief Financial Officerheather@spcap.comSycamore Ventureswww.sycamorevc.comSilicon ValleyVCInformation TechnologyLife Sciences & HealthcareEarlyGrowthExpansionSycamore is a global investment firm with offices in the US, India, and Singapore. Collectively, othe firm's investment professionals have invested in more than 100 companies, served on the boards of directors of over 75 companies, taken more than 20 companies public and sold or merged over 40 companies. Funds under Sycamore's management invest in the U.S., the greater China region, and India. The firm's asiaSTAR group of funds primarily focuses on the Greater China region, where the partners look for expansion stage companies with strong management teams and the potential to capture leadership positions in their niche sectors. Sycamore invests in a broad range of sectors including information technology, consumer, manufacturing, and media, seeking to invest $5-20 million equity in each company to fund its growth. In India, Sycamore looks for midsize companies with matured business model, sustainable profitability and potential for significant top line growth. Typically the firm seeks to invest $10-25 million directly in the company to fund such growth. However, in case of extraordinary opportunities, Sycamore may invest up to $100 million in a single company. In the U.S., Sycamore invests in late stage information technology and bio-pharmaceutical companies with proven business models and management teams with strong execution capabilities, seeking to invest at least $5 million into a single company.

19925 Stevens Creek Blvd. CupertinoCA95014-2358408-973-7861408-973-7261

Portfolio companies include:Univision Technologyhttp://www.univision.com.tw/english/index.aspTaiwan IC Packaginghttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?ticker=743522Optodischttp://www.optodisc.com/BizLink Holdingshttp://www.tuugo.sg/Companies/bizlink-holdings/025000794447Acer Grouphttp://acer-group.com/public/ACM Researchhttp://www.acmrcsh.com/Advanced Analogic Technologieshttp://www.skyworksinc.com/Products_AATI.aspxASUSTeK Computerhttp://www.asus.com/Avalent Technologieshttp://avalent.com/Clear Technologyhttp://www.cleartechnologies.net/Corrigohttp://www.corrigo.com/EASYLINKhttp://www.easylink.com/FloNetworkhttp://www.internetretailer.com/2001/03/28/flonetwork-inc-introduces-next-generation-emessaging-platformIPCore Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=7923594Investment Team:Kilin To, Managing Partnerkto@sycamorevc.comJohn Whitman, Managing Partnerjwhitman@sycamorevc.comPeter Gerry, Managing Partnerpgerry@sycamorevc.comDr. Stephen Chiao, Managing Partner (Asia)sschiao@sycamorevc.comSeth Pierrepont, Partnerspierrepont@sycamorevc.comRavi Singh, Partnerrsingh@sycamorevc.comDr. Jonas Wang, Partnerjwang@sycamorevc.comDavid Lichtenstein, CFOdlichtenstein@sycamorevc.comSymphony Technology Groupwww.symphonytg.comSilicon ValleyPEInformation TechnologySoftware & InternetMiddle MarketSymphony Technology Group (STG) is a strategic private equity firm with the mission of investing in and being a partner in building great software and services companies. In addition to capital, STG provides transformation expertise to enable its portfolio companies to deliver more value to clients to retain and attract the best talent and to achieve best-in-class business performance. All STG portfolio companies are expected to grow through innovation. STG's current portfolio consists of 14 global companies with combined revenues of $1 Billion and thousand of employees spread across North America, Europe and Asia.

2475 Hanover StreetPalo AltoCA94304650-935-9500650-935-9501

Portfolio companies include:Aldatahttp://www.aldata-solution.com/Capcohttp://capco.com/Netikhttp://www.netik.com/Symphony Serviceshttp://www.symphonysv.com/Lawsonhttp://www.lawson.com/First Advantagehttp://www.fadv.com/IBShttp://en.wikipedia.org/wiki/Irritable_bowel_syndromeImpactRXhttp://www.impactrx.com/MSC.Softwarehttp://en.wikipedia.org/wiki/MSC_SoftwareShopzillahttp://www.shopzilla.com/Sigma3http://www.sigma3.co.uk/SUMMUS Softwarehttp://summussoftware.com/Telecahttp://www.teleca.com/Home.aspxCoreOnehttp://coreone.net/EYChttp://www.eyc.com/Source Healthcare Analyticshttp://www.sourceha.com/Investment Team:Dr. Romesh Wadhwani, Chairman & CEOromesh@symphonytg.comWilliam Chisholm, Managing Directorbill@symphonytg.comJohn Tristan (J.T.) Treadwell, Principaljohn@symphonytg.comDr. Pallab Chatterjee, Operating Partner and Managing Directorpallab@symphonytg.comBrad MacMillin, CFOJohn Fors, PrincipalSalil Pitroda, PrincipalChris Langone, Vice President, Business DevelopmentMarshall Haines, Managing DirectorZeeshan Mirza, Senior VP of TransformationSynecor, LLCwww.synecor.comSilicon ValleyILife Sciences & HealthcareMedical DeviceSeedFounded in 2000, Synecor, LLC is a privately held, business accelerator focused on creating highly proprietary, disruptive technologies in the largest medical device and combination drug/device markets. Synecor evolved from the confluence of several synergistic strategic relationships, initially in the field of interventional cardiology, but has expanded its field to include all medical specialties such as obesity, spine therapeutics, and more. Synecor was founded by Dr. Richard Stack after two decades of collaboration with leading cardiologists, clinician-inventors, and scientists from across the nation and as an outgrowth of close working relationships among corporate leaders in the medical device industry, and experts at Duke University. Mr. William Starling, a well-known Silicon Valley medical device entrepreneur/executive with a successful 27-year career in the high technology cardiovascular device industry, partnered with Dr. Stack to co-manage Synecor and form strategic relationships with leading venture capital partnerships (Delphi Ventures and Frazier & Company) and a leading investment bank (Deutsche Banc Alex. Brown). The firm has an additional office in North Carolina.

3286 Alpine RoadPortola ValleyCA94028650-854-7155

(Santa Rosa Office)1745 Copperhill Parkway, Suite 1Santa RosaCA95403707-570-3900Portfolio companies include:BaroSensehttp://barosense.com/BioStenthttp://www.massdevice.com/news/multicell-buys-ideal-biostent-assetsInner-Pulsehttp://www.inner-pulse.com/TransEnterixhttp://www.transenterix.com/Investment Team:Richard S. Stack, M.D., Presidentrstack@synecor.comWilliam N. Starling, Chief Executive Officerwstarling@synecor.comMichael Williams, Chief Technology OfficerR. Frederick McCoy, Jr., Vice ChairmanSynergy Life Science Partnerswww.synergylsp.comSilicon ValleyVCLife Sciences & HealthcareMedical DeviceEarlySynergy Life Science Partners is a venture capital firm that helps to form and invests in early stage medical device and combination product (device with a therapeutic payload such as biologics and drugs) companies. Synergy focuses on early-stage companies in large therapeutic areas including: Cardiovascular, Orthopedics and Spine, Ophthalmology, Metabolic (Obesity and Diabetes), Oncology, Gastro-Intestinal Disease and Respiratory Disease. Synergy will invest a portion of its funds in Synecor originated opportunities. Synecor (see profile) is a successful medical incubator founded in 2000 by Richard Stack and Bill Starling, two of Synergy's Managing Directors. The firm focuses on early-stage companies raising their first or second round of venture financing, with proof of concept, and will consider investments across the U.S.

3284 Alpine RoadPortola ValleyCA94028650-854-7155650-854-7156

Portfolio companies include:BaroSensehttp://barosense.com/InnerPulsehttp://www.inner-pulse.com/iRhythm Technologieshttp://irhythmtech.com/Oraya Therapeuticshttp://orayainc.com/TransEnterixhttp://www.transenterix.com/Inspire Medical Systemshttp://www.inspiresleep.com/Aptus Endosystemshttp://aptusendosystems.com/Synecorhttp://www.synecor.com/Investment Team:John Onopchenko, Managing Directorjonopchenko@synergylsp.comRichard Stack, M.D., Managing Directorrstack@synergylsp.comWilliam (Bill) Starling, Managing Directorwstarling@synergylsp.comMudit Jain, Ph.D., Partnermjain@synergylsp.comTracy Pappas, Chief Financial Officertpappas@synergylsp.comSyntek Capitalwww.syntekcapital.comSilicon ValleyVCSoftware & InternetMedia & Digital MediaGrowthExpansionSyntek Capital is an investment holding company established to sustain and develop promising businesses where it can contribute, in addition to mere financing, true and tangible value-added support. Syntek invests in high potential companies with existing revenues and proven technologies in the Media, and Mission-Critical Software sectors. Working alongside management to define or refine the company's strategy, Syntek is a catalyst for change and value creation. The firm has additional offices in Germany.

39 Mesa Street, Suite 101San FranciscoCA94129415-830-4113415-962-0774

Portfolio companies include:Content Mediahttp://contentmediacorp.com/Wild Brainhttp://www.wildbrain.com/Kidrobothttp://www.kidrobot.com/e-CommLinkhttp://ecomlinkinc.com/Javelin Innovationshttp://javelininnovations.com/XciTelhttp://www.getxcite.com/m-Wisehttp://www.m-wise.com/ABLAhttp://en.wikipedia.org/wiki/ABLAIdVectoRhttp://www.idvector.com/Spectrum Venture Management Fundhttp://www.emergingmarkets.me/2009/10/marshall-capital-forms-hedge-fund-joint-venture-with-spectrum/Investment Team:Brian Cabezud, Managing DirectorT-Venture of America, Inc.www.t-venture.deSilicon ValleyCVCInformation TechnologyCommunications & NetworkingEarlyExpansionT-Venture (T-Venture Holding GmbH) is a 100% owned operating arm of Deutsche Telekom AG and was founded in 1997. T-Venture is represented by its offices and partners in the major technology and innovation centers of Europe, the U.S., Asia and Israel. T-Mobile manages five separate venture funds tailored to specific goals. T-Mobile Venture Fund's mission is to advance T-Mobile's strategy of business cooperation between the portfolio companies and the operating arms of T-Mobile. The Connected Life and Work Fund invests in start-ups in the Internet and media environment. The T-Home Venture Fund invests in companies with innovative technologies, services and business models for IP networks and broadband applications. The T-Systems Venture fund invests in sustainable business models from innovative companies, which enable T-Systems to offer its national and international customers comprehensive, individually tailored, one-stop information and communication technology solutions. The T-Corporate Venture fund invests in business models with overall importance for the entire group and its business units. The funds will make an investment at a minimum of 0.5 million to a maximum of 5 million euros as a minority stake.The investment activities of the funds managed by T-Venture are based on three strategic business areas: Broadband/Fixed Network (Connected Life and Work Fund, T-Hom Venture Fund), Mobile Communications (T-Mobile Venture Fund) and Business Customers (T-Systems Venture Fund), and on the overall Group strategy (T-Corporate Venture Fund). The firm has an additional U.S. office in Seattle, WA.

Metro Tower Center 950 Tower Lane, Suite 1600Foster CityCA94404650-358-2011650-292-8353

Portfolio companies include:BelAir Networkshttp://belairnetworks.com/Ruckus Wirelesshttp://www.ruckuswireless.com/Flash Networkshttp://flashnetworks.com/Mobile Commercehttp://en.wikipedia.org/wiki/Mobile_commerceCinterionhttp://www.cinterion.com/deCartahttp://www.decarta.com/Flash Networkshttp://flashnetworks.com/Kineto Wirelesshttp://kineto.com/mFormationhttp://www.mformation.com/MindMaticshttp://www.mindmatics.com/Nomad Digitalhttp://www.uknomad.com/Roamwarehttp://www.roamware.com/Telecom Transport Managementhttp://www.ttmi.info/Ubiquisyshttp://www.ubiquisys.com/Actelishttp://www.actelis.com/ASSIAhttp://www.assia-inc.com/HiProCallhttp://www.hiprocall.com/Nominumhttp://www.nominum.com/OneAccesshttp://www.oneaccess-net.com/onesite/Pie Digitalhttp://piedigital.com/9Flatshttp://www.9flats.com/apprupthttp://www.apprupt.com/en/Content Fleethttp://www.contentfleet.com/Coolirishttp://www.cooliris.com/Blue Jeans Networkhttp://bluejeans.com/CipherCloudhttp://www.ciphercloud.com/Coolirishttp://www.cooliris.com/Delivery Agenthttp://www.deliveryagent.com/Innovidhttp://www.innovid.com/LevelUphttps://www.thelevelup.com/VeliQhttp://www.veliq.com/Portavitahttp://www.portavita.nl/?lang=enPingerhttp://pinger.com/TeleSoft Partnershttp://telesoftvc.com/Investment Team:Dr. Georg Schwegler, Managing Director & CEOgeorg.schwegler@telekom.dePatrick Meisberger, Managing Directorpatrick.meisberger@telekom.deKatharina Hollender, Managing Director & CFOThorsten Claus, Senior Investment Manager, 415-830-4161thorsten.claus@telekom.deBernhard Gold, Investment DirectorThomas Grota, Senior Investment ManagerT2 Venture Capitalwww.t2vc.comSilicon ValleyVCInformation TechnologySoftware & InternetLife Sciences & HealthcareMedical DeviceAgriculture & Agricultural ScienceEarlyT2 Venture Capital is a venture firm focused on breakthrough technology spinning out of government and academia. T2VC is formally affiliated with Larta Institute, the leading enterprise assistance organization for the U.S. Government in technology commercialization. Larta manages programs that mentor about 400 startup companies each year bringing new products to market from government-funded scientific research. T2's sectors of expertise range widely across information technology, mobile technology, computer networking, medical devices, life sciences, healthcare, renewable resources, water filtration, materials, radio frequency identification, bio-agriculture, and finance.

CA

Portfolio companies include:Auto Pointhttp://www.autopointinc.com/Biomatricahttp://biomatrica.com/Blue Planet Strategieshttp://bps09.com/Company Xhttp://companyxmerch.com/volunteer.htmlGreen Liquid and Gas Technologieshttp://www.greenliquidandgas.com/greenliquidandgas/Home.htmlLiquidity Corporationhttp://liquico.com/Somark Innovationshttp://www.somarkinnovations.com/STARhttp://en.wikipedia.org/wiki/StarStonybrook Technology Grouphttp://www.stonybrookpure.com/management.htmlVeatroshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=36436047GroundMetricshttp://www.groundmetrics.com/Independahttp://independa.com/Investment Team:Victor Hwang, Managing Directorvictor@t2vc.comGreg Horowitt, Managing Directorgreg@t2vc.comHenry Doss, Chief Operating Officer & Executive-in-Residencehenry@t2vc.comAl Watkins, Executive Chairman, Global Innovation Summital@t2vc.comAlistair Brett, International Technology Commercialization AdvisorEliot Peper, EIR & Director of Business DevelopmentMark Kachur, Executive-in-ResidenceShekhar Chitnis, Entrepreneur-in-ResidenceDeron Quon, Entrepreneur-in-ResidenceDonald Kim, Venture PartnerMichael Webber, Venture PartnerScott Gillespie, Commercialization Partnerscott@t2vc.comAde Mabogunje, Co-Creator of Rainforest ArchitectsJason Steiner, AssociateTA Associates, Inc.www.ta.comSilicon ValleyVCPEInformation TechnologyLife Sciences & HealthcareBusiness ServicesFinancial ServicesExpansionMiddle MarketFounded in 1968, TA Associates is one of the oldest and largest private equity firms in the world. The firm has a capital base of $18 billion and has invested in more than 400 current and former portfolio companies. The size of TA's investments range from $50 million to $500 million in equity, and $10 million to $75 million in subordinated debt transactions that value businesses generally from $150 million to $3 billion. The firm's industry focus includes Technology, Financial services, Healthcare, Business services and Consumer. TA controls $16 billion in capital, and has more than 80 investment professionals in offices in Boston, Menlo Park, Mumbai and London.

64 Willow Place, Suite 100 Menlo ParkCA94025650-473-2200650-473-2235

Portfolio companies include:2nd Story Softwarehttp://www.taxact.com/company/company_aboutus.asp5.11http://www.511tactical.com/Alma Lasershttp://www.laser-360.com/Amann Girrbachhttp://www.amanngirrbach.com/American Access Carehttp://americanaccesscare.com/Aurora Networkshttp://www.aurora.com/AVG Technologieshttp://www.avg.com/us-en/homepageCardtronicshttp://www.cardtronics.com/Cath Kidstonhttp://www.cathkidston.co.uk/Circle Graphicshttp://circlegraphicsonline.com/Cypress Pharmaceuticalhttp://cypressrx.com/Dealer Tirehttp://www.dealertire.com/Dr Lal PathLabshttp://www.lalpathlabs.com/eCirclehttp://www.ecircle.com/Epic Media Grouphttp://www.epicmediagroup.com/e-Rewardshttp://www.e-rewards.com/eSecLendinghttp://eseclending.com/First American CoreLogichttp://www.corelogic.com/Fotolia Holdingshttp://www.ta.com/investments/port_detail.asp?sector=5&start=10FreeWave Technologieshttp://www.freewave.com/GlobeOp Financial Serviceshttp://www.globeop.com/Idea Cellularhttp://www.ideacellular.com/wps/portalIntraLinkshttp://www.intralinks.com/ION Trading Grouphttp://www.iontrading.com/K2 Advisorshttp://www.k2advisors.com/Keeley Asset Managementhttp://www.keeleyasset.com/M and M Directhttp://www.mandmdirect.com/MedSolutionshttp://www.medsolutionsonline.com/MetroPCS Communicationshttp://www.metropcs.com/Micromax Informaticshttp://micromaxinfo.com/MicroSeismichttp://microseismic.com/Millennium Laboratorieshttp://www.milleniumlaboratories.com/Numara Softwarehttp://www.numarasoftware.com/Numeric Investorshttp://numeric.com/Professional Warranty Servicehttp://www.pwsc.com/Quotient Bioresearch Holdingshttp://www.ta.com/investments/port_detail.asp?sector=19&start=25Radialpointhttp://www.radialpoint.com/corp/RGM Advisorshttp://www.rgmadvisors.com/Senior Whole Healthhttp://www.seniorwholehealth.com/SpeedCasthttp://www.speedcast.com/Stadion Money Managementhttp://stadionmoney.com/Tega Industrieshttp://tegaindustries.com/TEOCOhttp://www.teoco.com/The Los Angeles Film Schoolhttp://www.lafilm.edu/The Rocky Mountain School of Designhttp://www.rmcad.edu/Investment Team:Jeffrey T. Chambers, Managing Director, 650-473-2201jchambers@ta.comMichael C. Child, Senior Advisor, 650-473-2202mchild@ta.comKurt R. Jaggers, Managing Director, 650-473-2203kjaggers@ta.comJennifer M. Mulloy, Managing Director, 650-473-2229jmulloy@ta.comTodd R. Crockett, Managing Director, 650-473-2227tcrockett@ta.comJames R. Hart, Principal, 650-473-2225jhart@ta.comAshutosh Agrawal, Principal, 650-473-2207aagrawal@ta.comJason P. Werlin, Senior Vice President, 650-473-2234jwerlin@ta.comTakeda Ventureswww.tri-takeda.comSilicon ValleyCVCLife Sciences & HealthcareSeedEarlyGrowthTakeda Ventures, Inc. (TVI) is the corporate venture arm of Takeda Pharmaceutical Company Limited (TPC) a pharmaceutical company and the largest in Japan. TVI assumes the role of Takeda's former venture investment group, Takeda Research Investment, Inc., and remains a wholly owned subsidiary of Takeda America Holdings, Inc.. The new group continues to seek strategic opportunities to complement and extend internal discovery capabilities, but will additionally explore potentially new business avenues for Takeda through external strategic venture activities. Takeda's strategic investment mandate means that while it will consider product, target and technology opportunities at any stage, the firm's focus is on start-up/seed rounds, through mid-stage financings. TVI intends to maintain a diverse investment portfolio, but is presently concentrating on drugs and biotherapeutics to treat cancer, metabolic disorders (obesity, diabetes, and dyslipidemias), cardiovascular disorders, chronic inflammatory disorders (particularly for gastrointestinal and bone and joint diseases) and diseases for the central nervous system (specifically Alzheimers Disease and schizophrenia). Additional areas of strategic importance are regenerative medicines, RNA and DNA modulation, novel vaccines technologies and innovative protein and peptide biotherapeutics. Currently, TVI does not invest in anti-infective diseases, medical devices, or diagnostics platforms.

435 Tasso Street, Suite 300Palo AltoCA94301650-328-2900650-328-2922

Portfolio companies include:Adamashttp://www.adamas.com/Lectus Therapeuticshttp://lectustherapeutics.com/Patris Limitedhttp://www.business.com.au/patris-projects-pty-limited/CellCentrichttp://cellcentric.com/Curidum Medicahttp://www.curidium.com/Domainexhttp://www.domainex.co.uk/Envoy Therapeuticshttp://envoytherapeutics.com/Fate Therapeuticshttp://www.fatetherapeutics.com/Heptares Therapeuticshttp://www.heptares.com/Naurexhttp://www.naurex.com/NGM Biopharmaceuticalshttp://ngmbio.com/Patryshttp://patrys.com/Redwood Biosciencehttp://www.redwoodbioscience.com/Symphogenhttp://www.symphogen.com/Xenon Pharmaceuticalshttp://www.xenon-pharma.com/Investment Team:Graeme Martin Ph.D., President & CEOgraeme.martin@tri-takeda.comIlan Zipkin Ph.D., Senior Investment DirectorYuji Iizawa, Senior Investment Directoryuji.iizawa@tri-takeda.comTallwood Venture Capitalwww.tallwoodvc.comSilicon ValleyVCSemiconductorSeedEarlyTallwood Venture Capital focuses on semiconductors and semiconductor related technologies. Tallwood has $600 million currently under management including the $180 million Tallwood II, raised in 2002, and the more recently closed Tallwood III, a $250 million fund. Tallwood invests broadly in companies with semiconductor and semiconductor-related technologies, including semiconductor manufacturing equipment as well as EDA tools for designing semiconductors. The firm also looks at new materials and processes, although the bulk of our investments are in fabless semiconductor companies. The average investment is $4 million to $6 million per round, and about $15 million total per company over the life of the investment. However, Tallwood has invested as little as $50K to help develop an idea. Founding Partner, Dado Banato, co-founded three technology startups: S3, Chips & Technologies, and Mostron.

3000 Sand Hill RoadBldg. 3, Suite 240Menlo ParkCA94025650-473-6750 650-473-6755

Portfolio companies include:Alphionhttp://www.alphion.com/Crossing Automationhttp://www.crossinginc.com/Marvell Technologyhttp://www.marvell.com/RIOhttp://www.rio.com/Silicon Clockshttps://www.silabs.com/products/clocksoscillators/pages/default.aspxAccenthttp://en.wikipedia.org/wiki/Accent_(linguistics)Amulaire Thermal Technologyhttp://www.amulaire.com/Astute Networkshttp://astutenetworks.com/Audiencehttp://en.wikipedia.org/wiki/AudienceCalypto Design Systemshttp://www.calypto.com/Cavendish Kineticshttp://www.cavendish-kinetics.com/Crossing Automationhttp://crossinginc.com/Ikanoshttp://www.ikanos.com/Inphihttp://www.inphi.com/Ozmo Deviceshttp://www.ozmodevices.com/Piximhttp://www.pixim.com/Qspeed Semiconductorhttp://www.qspeed.com/Quintichttp://www.quintic.com/SVTC Technologieshttp://www.svtc.com/T-RAM Semiconductorhttp://www.t-ram.com/Wave Semiconductorhttp://wavesemi.com/Wilocityhttp://wilocity.com/Investment Team:Dado Banato, Managing Partnerdado@tallwoodvc. comLuis Arzubi, General Partnerluis@tallwoodvc.comGeorge Pavlov, General Partnergeorge@tallwoodvc.comGuy Resheff, Executive In Residenceguy@tallwoodvc.comNatasha Skok, Vice PresidentTaraval Associates, LLCwww.taraval.comSilicon ValleyVCLife Sciences & HealthcareMedical DeviceAgriculture & Agricultural ScienceSeedEarlyFounded in 1999, Taraval Associates is a new venture and business development firm expert in all aspects of early-stage company planning, formation, execution, and venture finance. In addition, Taraval Associates is the general partner of two (now fully invested) early-stage venture funds. The firm is also engaged from time to time to start new companies and provide business development and technology acquisition services to early-stage and growth companies in the healthcare, agriculture, biotechnology, and chemical process industries. The firm's General Partner, George Murphy, has founded and managed several technology companies, including Smart Drug Systems, which was started in Melbourne, Australia. Taraval considers opportunities in the U.S. and Canada, as well as Australia and New Zealand. Taraval has closed and fully invested one $7.5 million fund, the Taraval Associates Seed Capital Fund. The Taraval Associates Annex Fund, raised in 2005, added another $1.5 million under Taraval management.

845 Oak Grove Avenue, Suite 220Menlo ParkCA94025650-329-1044650-329-1043

Portfolio companies include:Blue Heronhttp://en.wikipedia.org/wiki/Great_Blue_HeronCathrxhttp://www.cathrx.com/Molemaphttp://www.molemap.co.nz/Sterifxhttp://www.sterifx.com/Endovxhttp://www.endovx.com/Synagevahttp://www.synageva.com/Tethyshttp://en.wikipedia.org/wiki/Tethys_(moon)Investment Team:George Murphy, General Partner, 650-329-1043gfmurph@taraval.comTechFund Europewww.techfund.comSilicon ValleyVCInformation TechnologyCommunications & NetworkingEarlyTechFund's objective is to enable emerging technology companies to rapidly build viable businesses that will make up the next disruption in technology markets. With offices in California and Paris, TechFund professionals have invested in over 40 companies in the U.S. and Europe, and have helped raise hundreds of millions of dollars more for later rounds of investment. TechFund focuses principally on certain key market segments including networking and telecommunications, enabling technologies, mobile and wireless communications, and Internet infrastructure technologies.

14510 Big Basin Way, #150 SaratogaCA95070408-872-0300 408-872-0333

Portfolio companies include:Expwayhttp://expway.com/Miyowahttp://www.miyowa.com/Solaire Directhttp://www.solairedirect.fr/Cooltech Applicationshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26123804SILIOShttp://silios.com/Caleahttp://www.calea.org/Enginionhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=1727891Novaledhttp://novaled.com/Citiloghttp://www.citilogs.com/P21http://en.wikipedia.org/wiki/P21Investment Team:Kurt Keilhacker, Managing Partnerkak@techfund.comJean-Michel Barbier, Managing Partnerjbarbier@techfund.comJames Whims, Managing Partnerjwhims@techfund.comAlain Bravo, Venture PartnerRoger Chevrel, Venture PartnerMike Kaul, Venture PartnerFrancoise Lohezic, Partnerflohezic@techfund.comEntrepiawww.entrepia.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorStorage & HardwareEarlyGrowthExpansionFounded in 1999, Entrepia manages VC funds that invest in early to expansion-stage, technology-based, private companies with at least a beta product and high potential for Japanese market penetration. The Entrepia Venture Fund invests in companies in the IT, communications and electronics industries, focusing on the following areas: networking (either wireline or wireless), security, storage and others, in the forms of software, hardware, semiconductor or component. The firm has offices in Silicon Valley, Japan and Canada.

2975 Bowers Ave., Suite 223Santa ClaraCA95051408-492-9040408-492-9540

Portfolio companies include:Achronix Semiconductorhttp://achronix.com/HelloSofthttp://www.hellosoft.com/MagSilhttp://www.magsil.com/Bluestreakhttp://www.bluestreaktech.com/FreeLinchttp://www.freelinc.com/Intransahttp://www.intransa.com/Vantrixhttp://www.vantrix.com/Business Search Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=24966398Investment Team:Yoshito Yamamoto, Administrative PartnerAmit Srivastava, Managing Partneramit@entrepia.comKen Yasunaga, Managing Partnerken@entrepia.comHideaki (Max) Koga, Venture PartnerEnvironmental Business Cluster (EBC)www.environmentalcluster.orgSilicon ValleyIEnergy & Clean TechSeedEarlyThe Environmental Business Cluster (EBC) is a non profit clean energy and environmental technology commercialization center located in San Jose, CA. Through the Cluster's varied services and multiple resources, the Cluster assists emerging clean energy and environmental technology companies in reaching the market. The EBC provides business assistance programs to resident and non-resident companies and aids in the formation of technology partnerships and industry networks. Founded in 1994, the Environmental Business Cluster has assisted over 150 companies.

10 South 3rd St., 5th FloorSan JoseCA95113408-790-2000408-790-2038

Tenant companies include:ElectraDrivehttp://www.electradrive.net/homeArmageddon Energyhttp://www.armageddonenergy.com/HighFlex Solarhttp://highflexsolar.com/mPower Solarhttp://mpowersolar.com/Photon Synergyhttp://www.manta.com/c/mm4cmcl/photon-synergyREFUhttp://www.refusol.net/index.php?id=21&L=1SiLighthttp://www.silightcorp.com/tru2earthhttp://www.tru2earth.com/main/Home.htmlAlphabet Energyhttp://www.alphabetenergy.com/Cadtrak Engineeringhttp://cadtrak.com/DirectNuEnergyhttp://directnuenergy.com/ecoRenderhttp://ecorender.com/EFT Energyhttp://www.eft-energy.com/energy/Enki Technologyhttp://enkitech.com/Exergyhttp://en.wikipedia.org/wiki/ExergyFocal Point Energyhttp://focalpointenergy.com/Green Power Labshttp://greenpowerlabs.com/Nano Green Technologyhttp://nanogreentech.com/New Power Technologieshttp://www.newpowertech.com/nLiten Energyhttp://nlitenenergy.com/Pearson Fuelshttp://pearsonfuels.com/PV Evolution Labshttp://www.pvel.com/REEnewalhttp://dictionary.reference.com/browse/renewalSolarGuidehttp://solarguide.com/Sunplanterhttp://sunplanter.com/zNanohttp://www.znanosystems.com/Water Resources Management Corporationhttp://www.manta.com/c/mmlzn6k/water-resources-management-inc4D Powerhttp://www.4d-power.com/Welcome.htmlManagement Team:Melinda Richter, Executive DirectorMelinda@prescienceintl.comErika Kula, Director, Business DevelopmentErika@prescienceintl.comePlanet Ventureswww.eplanetventures.comSilicon ValleyVCInformation TechnologySeedEarlyFounded in 1999, ePlanet Ventures seeks to provide superior returns to its investors by making private equity investments on a global basis in companies where the application of innovation in technology and/or business models has the potential to create high-growth, category-dominant companies. The firm is focused on business environments suitable for the creation of category-dominant companies such as: (i) very fast growing emerging sectors, where a company can achieve dominance in its market segment; (ii) established technology markets, where the pace of innovation and change is accelerating, and within which new start-up companies can thrive; and (iii) businesses with high gross margins in large markets. ePlanet has offices in Silicon Valley, London, Seoul, Hong Kong, Beijing, Shanghai, Bangalore, and Tokyo, and has made over 100 investments across the globe. The firm's portfolio companies have achieved an aggregate market value of over $50 billion.

5300 Stevens Creek Blvd, Suite 430San JoseCA95129408-236-6500408-554-6600

Portfolio companies include:BodyMediahttp://www.bodymedia.com/Baiduhttp://www.baidu.com/Focus Mediahttp://www.focusmedia.cn/en/index.htmGreetzhttp://www.greetz.com/us/Intraspacehttp://www.intraspace.co.uk/Naseeb Networkshttp://www.naseebnetworks.com/Silicon Mitushttp://siliconmitus.com/Trivitron Healthcarehttp://trivitron.com/Auro Mira Energyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=36644291BiancaMedhttp://biancamed.com/BullGuardhttp://www.bullguard.com/CWChttp://www.cwc.edu/Cyaneahttp://www.botany.hawaii.edu/faculty/carr/cyanea.htmDirect Flow Medicalhttp://www.directflowmedical.com/eCommerahttp://www.ecommera.com/End2Endhttp://end2endpublicsafety.com/Friendihttp://www.friendimobile.om/GMEMShttp://gmems.net/High Power Lithiumhttp://www.highpowerlithium.com/hiSoft Technologyhttp://www.hisoft.com/iKanghttp://www.imdb.com/name/nm0269530/KongZhonghttp://finance.yahoo.com/q?s=kongKorea Bone Bankhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=42370302Longcheerhttp://www.longcheertel.com/Manthan Systemshttp://www.manthansystems.com/Medianhttp://en.wikipedia.org/wiki/MedianMoreenshttp://dictionary.reference.com/browse/MoreensNaseeb Networkshttp://www.naseebnetworks.com/nFocushttp://www.nfocus.com/Palringohttp://download.cnet.com/Palringo/3000-2150_4-10762395.htmlSafeviewhttp://www.safeview.com/Silverpop Systemshttp://www.silverpop.com/Skypehttp://www.skype.com/intl/en-us/home/Sree Ramcideshttp://ramcides.com/VIPdukkanhttp://www.vipdukkan.com/Investment Team:Asad Jamal, Founder, Chairman and CEOMartin Dieck, DirectorMir Imran, Venture PartnerRupam Shrivastava, Vice Presidentrupam@eplanetventures.comAmira Atallah, Chief Financial Officeraatallah@eplanetventures.comMike Lyons, Venture PartnerScott Walchek, Venture PartnerEscalate Capital Partnerswww.escalatecapital.comSilicon ValleyVDInformation TechnologySoftware & InternetLife Sciences & HealthcareExpansionEscalate Capital Partners is a private structured finance firm focused exclusively on providing capital to venture-backed expansion and late-stage companies within technology, life sciences and service based industries. With offices in California and Austin, Texas, Escalate is focused on making structured finance investments of $5 million to $15 million. Escalate's managers have over 80 years of combined investing experience in venture capital, venture debt and commercial finance, representing over $2 billion in committed capital in over 500 transactions.

150 Almaden Boulevard, Suite 925San JoseCA95113408-200-0095 408-200-0099

Portfolio companies include:Navini Networkshttp://www.navini.com/Peregrine Semiconductorhttp://peregrine-semi.com/ecasthttp://www.ecastnetwork.com/Boundless Networkhttp://www.boundlessnetwork.com/Surgienthttp://www.quest.com/cloudautomation/Zenohttp://www.myzeno.com/LifeSizehttp://www.lifesize.com/SportVisionhttp://www.sportvision.com/Active Networkhttp://www.activenetwork.com/AllConnecthttp://www.allconnect.com/AVSThttp://www.avst.com/Century Paymentshttp://centurypayments.com/Click2http://www.click2houston.com/Fishbowlhttp://www.fishbowl.com/HomeAwayhttp://www.homeaway.com/Internet REIThttp://www.ireit.com/OLDRhttp://onlinedawdlers.com/index.phpM5http://www.m5.net/MarketForcehttp://www.marketforce.com/MiraPointhttp://www.mirapoint.com/Mobixellhttp://www.mobixell.com/OneCommandhttp://www.onecommand.com/Seevasthttp://www.seevast.com/Trouxhttp://www.troux.com/VirtuStreamhttp://virtustream.com/Whale Shark Mediahttp://www.whalesharkmedia.com/Investment Team:Ross Cockrell, Managing Directorross@escalatecapital.comTony Schell, Managing Directortony@escalatecapital.comLarry Bradshaw, Principallarry@escalatecapital.comChris Julich, PrincipalSimon James, CFOsimon@escalatecapital.comRyan Sanders, AssociateEssex Woodlandswww.essexwoodlands.comSilicon ValleyVCLife Sciences & HealthcareMedical DeviceEarlyGrowthExpansionFounded in 1985, Essex Woodlands Health Ventures invests exclusively in healthcare. Essex has grown from an initial fund of $7 million to manage over $2.5 billion in committed capital through eight funds. The firm's eighth fund of $900 million closed in 2009. Within the healthcare industry, Essex invests in Pharmaceuticals, Biotechnology, Medical Devices, Managed Care, Life Sciences, Health Services and Information Technologies. The team is comprised of 23 professionals with principal offices in New York, Texas, California, and London. The Essex Woodlands team has been involved in the founding, investing, and/or management of over 150 healthcare companies ranging across all sectors, stages and geography.

335 Bryant Street, 3rd FloorPalo AltoCA94301650-543-1555650-327-9755

Portfolio companies include:ATS Medicalhttp://en.wikipedia.org/wiki/ATS_MedicalBiotoscanahttp://www.biotoscana.com/Breathe Americahttp://www.breatheamerica.com/Catalyst Bioscienceshttp://catalystbiosciences.com/Complete Genomicshttp://www.completegenomics.com/Endologixhttp://www.endologix.com/Entellushttp://www.entellusmedical.com/ikaSystemshttp://ikasystems.com/IntegenXhttp://www.iqt.org/technology-portfolio/integenx.htmlKona Medicalhttp://www.kch.hhsc.org/Molecular Partnershttp://molecularpartners.com/Protein Simplehttp://www.proteinsimple.com/QSpex Technologieshttp://qspex.com/Revancehttp://www.revance.com/Symphogenhttp://www.symphogen.com/Tear Sciencehttp://www.tearscience.com/en/Velcerahttp://www.velcera.com/Victory Pharmahttp://victorypharma.com/White Pine Medicalhttp://whitepinemedical.com/Investment Team:Jeff Himawan, Ph.D., Managing Directorjhimawan@ewhv.comImmanuel Thangaraj, Managing Directorithangaraj@ewhv.comRon Eastman, Managing Directorreastman@ewhv.comGuido Neels, Managing Directorgneels@ewhv.comPhyllis Gardner, Partnerpaloalto@ewhv.comChris Shen, Principalpaloalto@ewhv.comJames Stutz, Principalpaloalto@ewhv.comMike Gertner, M.D., Adjunct Partnerpaloalto@ewhv.comExpansion Capitalwww.expansioncapital.comSilicon ValleyVCEnergy & Clean TechExpansionFounded in 2002, Expansion Capital invests venture capital exclusively into expansion-stage, Clean Technology enterprises. The firm targets companies that offer dramatic improvements in resource efficiency and productivity, while creating more economic value with less energy and materials, or less waste and toxicity. The firm targets Clean Technology companies in the areas of Energy, Water & Wastewater, Manufacturing, Advanced Materials, and Transportation. Clean Technology Fund II, LP, invests in U.S. and Canadian enterprises with current customer revenues of $5-30 million, combined with solid prospects of attaining $30-$100 million of revenues within 3-5 years. The fund makes initial investments of $2 million to $7 million, with its three Partners taking active, value-add board roles. Expansion Capital has offices in San Francisco and New York.

One Embarcadero Center, Suite 4100San FranciscoCA94111415-788-8802

Portfolio companies include:Cpowerhttp://cpowered.com/Bioremhttp://www.biorem.biz/Agile Systemshttp://www.agile-systems.com/Sensortranhttp://www.sensortran.com/TigerOpticshttp://tigeroptics.com/Orionhttp://en.wikipedia.org/wiki/Orion_(constellation)ElementLabshttp://www.elementlabs.com/Powerit Solutionshttp://www.poweritsolutions.com/DIRTThttp://dirtt.net/Investment Team:Bernardo H. Llovera, General Partnerbernardo@expansioncapital.comDiana Propper de Callejon, General Partnerdiana@expansioncapital.comJoanne Brown, Finance and Administrative Managerjoanne@expansioncapital.comExplorador Capitalwww.explorador.netSilicon ValleyPECommunications & NetworkingEnergy & Clean TechFinancial ServicesRetail & RestaurantMiddle MarketFounded in 1996 by Andrew H. Cummins, Explorador Capital Management seeks investment opportunities in publicly traded and privately held companies in Latin America, United States, Europe, Asia, and the Middle East. The firm has approximately $100 million in equity capital under management. Explorador is headquartered in San Francisco and has offices in Chile, Argentina, and Brazil. Explorador Capital serves as the General Partner of The Explorador Fund. The fund is active primarily in Brazil, Mexico, Chile, and Argentina in the telecom, energy, retail, media, natural resources and financial services sectors.

One Maritime Plaza, Suite 1475San FranciscoCA94111415-392-1300415-392-1306

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Andrew H. Cummins, Founder & Chief Investment Officerandy@explorador.netFernando Jasnis, Research Head and Co-Portfolio Managerfernando@explorador.netGabriel Micheloud, Controllergabriel@explorador.netPablo Sukmann, Research AnalystJoseph Harper, Research AnalystDaniel Delabio, Trading and Operations ManagerPilar E. Larralde, Office Manger and Administration AssistantFarallon Capital Management, LLCwww.faralloncapital.comSilicon ValleyPEManufacturing & IndustrialBusiness ServicesReal EstateMiddle MarketFarallon Capital Management was founded in March 1986 by Thomas F. Steyer. Farallon's institutional investors are primarily college endowments and foundations, and the firm employs approximately 165 people in its headquarters in San Francisco. Farallon's investments are primarily those in which a known or expected event (a merger, restructuring, recapitalization or other major change) will cause an appreciation in the value of the particular investment. Investments include public and private debt and equity securities, direct investments in private companies and real estate. Farallon invests globally, focusing on developed and emerging markets alike. According to published reports, the firm currently manages $21.5 billion in assets and is the 12th largest hedge fund in the world.

One Maritime Plaza, Suite 2100San FranciscoCA94111415-421-2132

Portfolio companies include:AdsIthttp://www.adsitco.com/Youkuhttp://www.youku.com/Investment Team:Thomas F. Steyer, Managing Partnertsteyer@faralloncapital.comAndrew J.M. Spokes, Co-Managing Partneraspokes@faralloncapital.comStephen L. Millham, Managing MemberRajiv A. Patel, Managing MemberRichard B. Fried, Managing MemberMonica R. Landry, Managing MemberGreg Swart, Managing MemberMark C. Wehrly, Managing MemberDavid I. Cohen, PrincipalDaniel J. Hirsch, Managing MemberMichael Linn, Managing MemberThomas G. Roberts, Managing MemberJohn R. Warren, Managing MemberJoshua J. Dapice, Managing DirectorDavid M. Gliklich, Managing DirectorStephen P. Heath, Managing DirectorLee T. Hicks, Managing DirectorDavid T. Kim, Managing DirectorJan C. Koerner, Managing DirectorWilliam S. Seybold, Managing DirectorMax A. Strasburg, Managing DirectorFelicis Ventureswww.felicisvc.comSilicon ValleyASoftware & InternetEnergy & Clean TechLife Sciences & HealthcareEducation & TrainingSeedEarlyFelicis Ventures combines Angel investing, active mentoring and advisory services to offer a more beneficial approach for the entrepreneur, rewarding the risk while providing more than just capital. The firm's focus is mainly on early stage, consumer internet start-ups. The firm also plans to pursue investment opportunities in Healthcare IT, Energy, and Education as well. Felicis Ventures typically makes investments in the $100,000 to $1 million range and the majority of the firm's portfolio companies are based in the Bay area, although the firm's portfolio represents 23 different nationalities from all continents (Antarctica excluded) and has invested in companies operating in 6 countries other than the United States (Brazil, Canada, Estonia, Israel, Finland and Germany). Aydin Senkut is the Founder and President of Felicis Ventures. Prior to starting Felicis Ventures, he was a Senior Manager at Google, responsible for strategic partner development and account management in Asia Pacific. Felicis Ventures has over $100M in total committed assets: $4.5M angel fund in 2006, $41M super-angel fund raised in 2010 and $70M boutique VC fund raised in 2012.

530 Lytton Ave., Suite 302Palo AltoCA94301

Portfolio companies include:Dogsterhttp://www.dogster.com/RapLeafhttp://www.rapleaf.com/Foodspottinghttp://www.foodspotting.com/Movieclipshttp://movieclips.com/Masheryhttp://mashery.com/Shopifyhttp://www.shopify.com/Wildfirehttp://wildfirerestaurant.com/Zinchhttp://www.zinch.com/Azumiohttp://www.azumio.com/baby.comhttp://www.baby.com/BrightRollhttp://www.brightroll.com/Bumphttp://www.thebump.com/Chloe + Isabelhttp://www.chloeandisabel.com/Clear Slidehttp://clearslide.com/CrowdFlowerhttp://crowdflower.com/fitbithttp://www.fitbit.com/ImageShackhttp://www.imageshack.us/?no_multi=1inklinghttp://www.inkling.com/KiwiCratehttp://www.kiwicrate.com/Mind Snackshttp://www.mindsnacks.com/Piazzahttp://piazza.com/PlotWatthttp://plotwatt.com/Practice Fusionhttp://www.practicefusion.com/Room 77https://www.room77.com/Rovio Mobilehttp://www.rovio.com/Wheelzhttp://wheelz.com/Zaaryhttp://www.zaarly.com/Alt12http://www.alt12.com/Climate Corporationhttp://www.climate.com/Counsylhttps://www.counsyl.com/Iddictionhttp://www.iddiction.com/matterporthttp://matterport.com/weeblyhttp://www.weebly.com/Investment Team:Aydin Senkut, Founder and Presidentaydin@felicisvc.comSundeep Peechu, PrincipalRenata Streit Quintini, PrincipalFirelake Capital Management, LLCwww.firelakecapital.comSilicon ValleyVCInformation TechnologyEnergy & Clean TechSeedEarlyExpansionFirelake Capital Management focuses on emerging technology markets such as information technology, energy technology, and material science. The firm prefers to make either very early (seed/Series A) or very late (mezzanine) investments in companies along with traditional venture capital investors. The company strives to invest in businesses with the management talent and experience, intellectual property and market strategy to build a large company offering at least a 5x return. The company's strategy is to sell when growth is fully discounted and hedge when a sector is over valued. Approximately 70-100% of the firm's investments will be in small cap public technology companies. Up to 30% will be in private company investments. Firelake invests through the Firelake Strategic Technology Fund, LP, a Delaware limited partnership, and can facilitate offshore investments through a Cayman Island entity, Firelake Strategic Technology Fund, Ltd.

575 High Street, Suite 330Palo AltoCA94301-1648650-321-0880650-321-0882

Portfolio companies include:Miasolehttp://miasole.com/Solicorehttp://www.solicore.com/Plextronicshttp://www.plextronics.com/Nanosolarhttp://www.nanosolar.com/HydroPoint Data Systemshttp://www.hydropoint.com/Liquidiahttp://www.liquidia.com/Advent Solarhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=6577731EnerG2http://www.energ2.com/C2Fhttp://www.c2f.com/EOS Climatehttp://eosclimate.com/index.phpGEO2http://en.wikipedia.org/wiki/Germanium_dioxideNanostellarhttp://www.nanostellar.com/Nano-Texhttp://www.nano-tex.com/index.htmlPlextronicshttp://www.plextronics.com/Ruckushttp://runruckus.com/Simbol Materialshttp://www.simbolmaterials.com/Solexanthttp://solexant.com/Solicorehttp://www.solicore.com/Zeachemhttp://zeachem.com/ZT3http://www.steinberger.com/ZT3.htmlArray Powerhttp://www.arraypower.com/Global Fresh Foodshttp://globalfreshfoods.com/Integrated Photovoltaicshttp://integratedpv.com/Kurionhttp://www.kurion.com/Nanosolarhttp://www.nanosolar.com/NovaTorquehttp://novatorque.com/QBotixhttp://www.qbotix.com/Sungevityhttp://www.sungevity.com/ZT3 Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=32481255Investment Team:Fred Kittler, Managing Director and Co-Founderfkittler@firelakecapital.comMartin Lagod, Managing Director and Co-Founderlagodm@firelakecapital.comCandice Eggerss, Managing Directorcandicee@firelakecapital.comKelsey B. Lynn, Principalkelsey@firelakecapital.comPeter Shannon, Managing Directorpshannon@firelakecapital.comLisa Lee, Chief Financial Officerllee@firelakecapital.comFirst Virtual Groupwww.fvgroup.comSilicon ValleyFIEnergy & Clean TechAgriculture & Agricultural ScienceReal EstateMiddle MarketFirst Virtual Group is a diversified holding company, primarily investing the assets of Tom Siebel, with global interests in real estate, agribusiness, philanthropy, and global financial asset management. First Virtual consists of over 50 individual corporations, operating in twenty locations across five states and two countries. Tom Siebel was the founder, chairman, and chief executive officer of Siebel Systems, one of the world's leading software companies, which merged with Oracle Corporation in January 2006. First Virtual Group's investment philosophy is based upon a long-term asset allocation that includes fixed-income, domestic, foreign, and private equities, emerging markets, absolute return strategies, real assets, and cash.

1300 Seaport Boulevard, Suite 400Redwood CityCA94063650-299-5200650-299-5250

Portfolio companies include:Upland Aviationhttp://foothillaircraft.com/Virtual Onehttp://virtualone.net/Dearborn Ranchhttp://www.manta.com/c/mtv7zkx/dearborn-ranchN Bar Ranchhttp://nbarranch.com/First Virtual Properties Mexicohttp://www.fvgroup.com/about_us.htmInvestment Team: Thomas M. Siebel, ChairmanAaron Morris, Managing Director, InvestmentsNitsa Zuppas, Executive Director, Siebel FoundationFloodgatewww.floodgate.comSilicon ValleyVCInformation TechnologySoftware & InternetConsumer ProductsSeedFloodgate, formerly Maples Investment, is a venture capital firm specializing in micro-cap investments in start-ups. The firm seeks to invest in technology related sectors, typically injecting between $150,000 and $1 million. Floodgtate's specific industries of interest include hardware, software, small business, enterprise, Internet, B2B and consumer markets. The firm prefers to invest in companies located in either the San Francisco Bay Area or in Austin, Texas. It prefers to invest alongside other experienced private investors or top-tier venture firms.

820 Ramona Street, Suite 200Palo AltoCA94301650-204-7990

Portfolio companies include:Aggregate Knowledgehttp://www.aggregateknowledge.com/Anchor Intelligencehttp://www.anchorintelligence.com/Bazaarvoicehttp://www.bazaarvoice.com/Business Connect Chinahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=115381040Chegghttp://www.chegg.com/Circle of momshttp://www.circleofmoms.com/Dasienthttp://www.dasient.com/Demandforcehttp://demandforce.com/Digghttp://digg.com/egnytehttp://www.egnyte.com/Foomojohttp://venturebeat.com/2008/12/17/foomojo-launches-virtual-pets-game-foopets/Formspring.mehttp://www.formspring.me/Gowallahttp://gowalla.com/Hyper9http://www.hyper9.com/default.htmIMVUhttp://www.imvu.com/Knohttp://www.kno.com/homeModClothhttp://www.modcloth.com/Mpower Mobilehttp://mpowermobile.com/PayNearMehttp://www.paynearme.com/Oktahttp://www.okta.com/Sharethroughhttp://www.sharethrough.com/Socialwarehttp://www.socialware.com/Ayasdihttp://www.ayasdi.com/BancBoxhttp://www.bancbox.com/BranchOuthttp://branchout.com/Chloe + Isabelhttp://www.chloeandisabel.com/Complete Solar Solutionhttp://completesolar.com/ConnectAndSellhttp://www.connectandsell.com/Experience Projecthttp://www.experienceproject.com/index.phpKongregatehttp://www.kongregate.com/LiquidSpacehttp://liquidspace.com/Mass Relevancehttp://www.massrelevance.com/MatchBoxhttp://www.matchbox.com/getflash.aspxMilkhttp://en.wikipedia.org/wiki/MilkMonetatehttp://monetate.com/NewsCred Platformhttp://platform.newscred.com/Pantheonhttp://en.wikipedia.org/wiki/Pantheon,_RomePipewisehttp://pipewise.com/Rallyhttp://www.rallydev.com/Refinery29http://www.refinery29.com/Reputation.comhttp://www.reputation.com/SpiceWorkshttp://www.spiceworks.com/Snaplogichttp://www.snaplogic.com/Togethervillehttp://togetherville.com/YuMe Networkshttp://www.yumenetworks.com/Investment Team: Mike Maples, Jr., Managing PartnerAnn Miura-Ko, Co-Founderann@floodgate.comFocus Ventureswww.focusventures.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingExpansionFormerly known as Charter Growth Capital, Focus Ventures invests in privately held, expansion stage technology companies. Founded in 1997, the firm seeks communications and software companies that have completed initial product development and have begun the marketing of their products and/or services. Additionally, the firm seeks emerging growth companies that can benefit from Focus Ventures' extensive network in Asia. Focus prefers companies that have received previous backing from top-tier venture capital firm(s). The firm's investments are typically in the $3-8 million range, and Focus has served as the lead investor in approximately half of the rounds in which it participates. The firm currently has over $830 million under management.

525 University Avenue, Suite 225Palo AltoCA94301650-325-7400650-325-8400

Portfolio companies include:Financial Engineshttp://www.financialengines.com/Orchestriahttp://en.wikipedia.org/wiki/OrchestraInterwovenhttp://www.interwoven.com/Markmonitorhttp://markmonitor.com/Black Duck Softwarehttp://www.blackducksoftware.com/Digital Fuelhttp://www.digitalfuel.com/Miradiahttp://www.miradia.com/Ramp Networkshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=336073VRhttp://www.3vr.com/Active Softwarehttp://www.activesoftware.com/Alteon WebSystemshttp://en.wikipedia.org/wiki/Alteon_WebSystemsAtmosphere Networkshttp://www.ditechnetworks.com/newsroom/newsdetail.aspx?newsid=51Barracuda Networkshttp://www.barracudanetworks.com/ns/?L=enBroadbase Softwarehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=25813Cedar Point Communicationshttp://www.cedarpointcom.com/Centralityhttp://en.wikipedia.org/wiki/CentralityCommerce Onehttp://en.wikipedia.org/wiki/Commerce_OneCoriohttp://www.corio-eu.com/Crossbeamhttp://www.crossbeam.com/DatAllegrohttp://en.wikipedia.org/wiki/DATAllegroDSL.nethttp://www.dsl.com/edocshttp://www.edocs.ie/Ensimhttp://www.ensim.com/EqualLogichttp://www.equallogic.com/Extricityhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28375G-Loghttp://en.wikipedia.org/wiki/G-LoginCodehttp://www.tylertech.com/Kacehttp://www.kace.com/LogLogichttp://www.loglogic.com/Marin Softwarehttp://www.marinsoftware.com/Netmospherehttp://www.netmospheredesign.com/Nikuhttp://en.wikipedia.org/wiki/NikuOpswarehttp://en.wikipedia.org/wiki/OpswareOuterBayhttp://www.hp.com/hpinfo/newsroom/press/2006/060207a.htmlPanasashttp://www.panasas.com/Pivot3http://www.pivot3.com/Pure Digitalhttp://puredigital.com/Reputation.comhttp://www.reputation.com/Ruckus Wirelesshttp://www.ruckuswireless.com/Sequence Designhttp://www.apache-da.com/company/news/press-releases/165ShoreTelhttp://www.shoretel.com/Six Aparthttp://www.sixapart.com/Starent Networkshttp://www.cisco.com/web/about/ac49/ac0/ac1/ac259/starent.htmlTeknovushttp://teknovus.org/Turnhttp://www.turn.com/Vina Technologieshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=36298WebVisiblehttp://www.webvisible.com/Investment Team: Steven P. Bird, Co-Founder and General Partnersteve@focusventures.comJames H. Boettcher, Co-Founder and General Partnerjim@focusventures.comKevin J. McQuillan, Co-Founder and General Partnerkevin@focusventures.comChris Adams, CFOchris@focusventures.comFog City Capitalwww.fogcitycapital.comSilicon ValleyPEInformation TechnologySoftware & InternetMedia & Digital MediaBusiness ServicesMiddle MarketFog City Capital is a private equity firm that invests in middle market business services & technology companies. Fog City partners with existing management to grow middle-market businesses into industry leaders. The team has raised over $7 billion of capital in numerous transactions as principals and as agents across debt, equity, public and private markets. Fog City looks to invest its own capital as well as to partner with larger institutional investors on transactions. These firms manage aggregate assets exceeding $10 billion. Fog City targets companies with revenues ranging from $10M to $50M and EBITDA from $2M to $6M. The typical equity investment size is $2M to $10M. Specific industries of focus are Media & Marketing, Business Services, and Software.

49 Stevenson Street, Suite 525San FranciscoCA94105415-226-1050415-520-5364

Portfolio companies include:SolutionSethttp://www.solutionset.com/Secovahttp://secova.com/OM Recordshttp://www.om-records.com/Visual IQhttp://www.visualiq.com/EBShttp://www.ebsrmsco.com/Navis/Zebrahttp://www.navis.com/index.jspInvestment Team:Adit Abhyankaradit@fogcitycapital.comRavi Bhaskaranravi@fogcitycapital.comBrian Murphy, Senior AdvisorRon Vandenberg, Senior AdvisorMichael Laven, Senior AdvisorFormation8http://formation8.comSilicon ValleyVCSoftware & InternetMedia & Digital MediaSeedRecently formed by a former executive of Palantir Technologies, Formation8 is looking to raise a $500M fund (according to SEC filings). Formation8 is spearheaded by Joe Lonsdale, a founder of Palantir Technologies, a private company focused on analyzing, integrating, and visualizing data. Prior to Palantir, Lonsdale was an early executive at Clarium Capital where he helped Peter Thiel grow the global macro fund to $5 Billion in assets under management. Lonsdale is also founder and Chairman at Addepar, a private wealth management technology company. He previously invested out of Anduin Ventures and recently worked with Lady Gaga to launch Backplane.

525 University Avenue, Suite 100Palo AltoCA94301

Portfolio companies include:Backplanehttp://thebackplane.com/ContextLogichttp://www.contextlogic.com/index.htmlForo Energyhttp://www.foroenergy.com/RelateIQhttp://relateiq.com/Revinatehttp://www.revinate.com/Investment Team:Joe Lonsdale, PartnerJames Kim, PartnerBrian Koo, PartnerJames Zhang, PartnerTom Baruch, PartnerBrett Cummings, CFOFormational Ventures, LLCwww.formational.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSeedEstablished in October 1999, Formational Ventures (FV) works with entrepreneurs to provide seed-round advice and funding. FV also assists entrepreneurs in placing later round funding with high quality venture capital funds. The firm's members invested in nine private offerings during 2000. FV's members are comprised of business executives, entrepreneurs, and technologists located all over the world, including Melbourne, Sydney, Singapore China, Japan, California, New York, London, and Dublin. These investments were made in new software, Internet infrastructure, network equipment and communications, mobile communications, and data networking companies.

2071 Middlefield RoadPalo AltoCA94301650-325-1881650-325-1882

Portfolio companies include:AirFlashhttp://www.sephora.com/browse/product.jhtml?id=P104914Simplexityhttp://www.simplexity.com/CopperComhttp://copper.com/Comindicohttp://en.wikipedia.org/wiki/COMindicoLittlefeethttp://www.littlefeat.net/Glimmerglass Networkshttp://www.glimmerglass.com/Digital Mojohttp://corporate.digitalmojo.com/ThinkFree.comhttp://www.thinkfree.com/Rentals.comhttp://www.rentals.com/Equinixhttp://www.equinix.com/Everest.comhttp://www.everest.edu/Engineering Matrixhttp://engmtx.com/Investment Team:Tom Rotatom@formational.comDave DePuydave@formational.comMichael Khuenmkhuen@formational.comFormative Ventureswww.formative.comSilicon ValleyVCInformation TechnologyEarlyFounded in 2000, Formative Ventures (FV) invests in early-stage, emerging-technology companies in wireless communications and Internet solutions. In August 2005, the company launched the $77.5 million Formative Ventures Emerging Technologies Fund, and in August 2006 increased the fund to $90M. The firm's typical investment ranges from $2-$5 million over the life of the investment. Formative's investment team managers average over 20 years of professional operating experience in the Silicon Valley marketplace. FV makes only 1-2 investments per year. The firm typically engages with companies at the first institutional financing round, and will often syndicate investment rounds with other venture capital companies.

2440 Sand Hill Road Rd., Suite 302Menlo ParkCA94025650-461-8000650-461-8010

Portfolio companies include:Open Countryhttp://opencountrycampware.com/Silicon Clockshttps://www.silabs.com/products/clocksoscillators/pages/default.aspxMarketocracyhttp://marketocracy.com/Capellahttp://www.capella.edu/Eightfold Logichttp://www.inboundwriter.com/Pyxis Technologyhttp://www.pyxis-tech.com/en/homeSamplify Systemshttp://www.samplify.com/Smalltownhttp://smalltown.com/Veebeamhttp://www.veebeam.com/Masheryhttp://mashery.com/SOASTA CloudTesthttp://www.soasta.com/cloudtest/IP Infusionhttp://www.ipinfusion.com/InnoCOMM Wirelesshttp://www.innocomm.com/Zyray Wirelesshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=2032656InboundWriterhttp://www.inboundwriter.com/Investment Team:Clint Chao, Managing Directorclint@formative.comBrian Connors, Managing Directorbrian@formative.comDino Vendetti, Managing Directordino@formative.comRobin Casey, Controllerrobin@formative.comForza Ventures, LLChttp://forzaventures.comSilicon ValleyASoftware & InternetSeedForza Ventures is the Angel investing vehicle for Andrea Zurek, who is currently a Founding Partner at XG Ventures (see profile), an angel investment company. Prior to founding Forza, Andrea worked at Google, as a Regional Sales Manager and as an Agency Training Program Manager, within the direct sales organization. Ms. Zurek was with Google for over 7 years, joining in early 2000, and was one of the original sales people hired to sell Google advertising. For five years, she built and managed the West Coast sales region, hiring, managing and leading over 30 sales people with annual bookings of $100M+. Collectively, Andrea Zurek has invested in over 17 early stage companies.

22351 RosebriarMission ViejoCA92692

Portfolio companies include:Facebookhttp://www.facebook.com/faceCakehttp://www.facecake.com/Foundoghttp://www.foundog.com/Global Fresh Foodshttp://globalfreshfoods.com/Lotus Vodkahttp://lotusvodka.com/Metroparkhttp://www.metroparkusa.com/Pathwork Diagnosticshttp://www.pathworkdx.com/Plusmohttp://attinteractive.com/connect-with-us/developersPodaddieshttp://podaddies.com/Red Mangohttp://www.redmangousa.com/Scooplerhttp://en.wikipedia.org/wiki/ScooplerTrade4Causehttp://www.joystiq.com/2008/09/04/venjuvos-trade4cause-sends-old-consoles-value-to-charity/dotbluhttp://blog.dotblu.com/EatLimehttp://eatlime.com/gOShttp://www.gosproducts.com/PhoneVitehttp://phonevite.com/Posteroushttp://www.posterous.com/Rallypointhttp://www.rallypoint.info/Tapuloushttp://en.wikipedia.org/wiki/TapuloustsuMobihttp://tsumobi.com/Investment Team: Andrea Zurek, www.linkedin.com/pub/andrea-zurek/0/185/73Founders Fundwww.thefoundersfund.comSilicon ValleyVCInformation TechnologySoftware & InternetMedia & Digital MediaLife Sciences & HealthcareTransportation & DistributionEarlyThe Founders Fund is a multi-stage, multi-sector venture capial firm with an emphasis on transformational technologies and companies. The firm's industries of interest include Advanced Machines, Aerospace & Transportation, Analytics & Software, Biotechnology & Health, and Consumer Internet & Media. Founders primarily invests at the seed stage, with a typical investment of $500,000-$5,000,000. The firm's partners previously founded PayPal. Initial subscriptions to the Founders Fund were $50 million.

One Letterman Drive, Building C, Suite 420The Presidio of San FranciscoSan FranciscoCA94129

Portfolio companies include:Facebookhttp://www.facebook.com/IronPorthttp://www.cisco.com/web/about/ac49/ac0/ac1/ac259/ironport.htmlClickablehttp://www.clickable.com/Nextivityhttp://nextivityinc.com/Quantcasthttp://www.quantcast.com/RoboteXhttp://www.robotex.us/SmartDrivehttp://www.smartdrive.net/Topsy Labshttp://topsy.com/SpaceXhttp://www.spacex.com/140 Proofhttp://www.140proof.com/Knewtonhttp://www.knewton.com/Naviahttp://navia.com/Palantirhttp://www.palantirtech.com/Quidhttp://en.wikipedia.org/wiki/QuidRapleafhttp://www.rapleaf.com/Vicarious Systemshttp://vicariousinc.com/Azumiohttp://www.azumio.com/CDDhttp://www.ncbi.nlm.nih.gov/Structure/cdd/cdd.shtmlGene Security Networkhttp://natera.com/ImmunePathhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=138907663Pathway Genomicshttps://www.pathway.com/PharmacoForehttp://www.pharmacofore.com/Practice Fusionhttp://www.practicefusion.com/ZocDochttp://www.zocdoc.com/Big Thinkhttp://bigthink.com/Causeshttp://www.causes.com/Gazillionhttp://www.gazillion.com/Genihttp://www.geni.com/Gowallahttp://gowalla.com/Inigralhttp://www.inigral.com/Ostrovokhttp://www.prnewswire.com/news-releases/ostrovok-russias-fastest-growing-online-travel-company-secures-136-million-in-funding-125408323.htmlPathhttps://www.path.com/Raptrhttp://raptr.com/SGNhttp://www.sgn.com/Slidehttp://www.slide.com/Spotifyhttp://www.spotify.com/TaskRabbithttps://www.taskrabbit.com/ResearchGatehttp://www.researchgate.net/OLXhttp://www.olx.com/Investment Team:Peter Thiel, PartnerKen Howery, Partnerkhowery@thefoundersfund.comLuke Nosek, Partnerlnosek@thefoundersfund.comSean Parker, Executive General Partnersparker@thefoundersfund.comBrian Singerman, PartnerHoward Caro, General CounselScott Nolan, PrincipalBruce Gibney, PartnerLauren Gross, PrincipalNeil Ruthven, VP FinanceAndrew Hansen, ControllerFour Rivers Groupwww.fourriversgroup.comSilicon ValleyVCInformation TechnologySoftware & InternetExpansionFour Rivers Group is an expansion stage venture capital firm that invests in high-growth, market leading technology companies globally. Founded in 2006 with the needs of the entrepreneur in mind, the firm provides custom, flexible financings. Four Rivers leads small or large rounds and has no minimum threshold for investment size or ownership percentage.

150 Pacific Ave.San FranciscoCA94111

Portfolio companies include:Aerohivehttp://www.aerohive.com/Availinkhttp://availink.com/Carbonitehttp://www.carbonite.com/en/Corrigohttp://www.corrigo.com/FireEyehttp://www.fireeye.com/GameFlyhttp://www.gamefly.com/PowerReviewshttp://www.powerreviews.com/ReturnPathhttp://www.returnpath.net/Sabrixhttp://onesource.thomsonreuters.com/solutions/indirect-tax/Satmetrixhttp://www.satmetrix.com/Vidyohttp://www.vidyo.com/NewRelichttp://newrelic.com/AssureRx Healthhttp://www.assurerxhealth.com/Investment Team:Farouk Ladha, Managing PartnerKevin Mello, Chief Financial OfficerRick Thompson, Strategic Limited PartnerJoe Greenstein, Strategic Limited PartnerLew Cirne, Strategic Limited PartnerRuss Fradin, Strategic Limited PartnerSimon Equity Partnerswww.simonequity.comSilicon ValleyFISoftware & InternetFinancial ServicesConsumer ProductsRetail & RestaurantSports & EntertainmentEarlySimon Equity Partners is the private investment arm of the Simon family, founders of Simon Property Group (NYSE: SPG), the largest publicly-traded real estate company in the United States. Based in San Francisco, Simon typically seek to make growth investments in profitable, high-margin consumer companies with revenues ranging between $5 million and $20 million. The firm's target transaction size with these companies is typically $2 million--$10 million. Simon Equity works closely with entrepreneurs who are passionate about helping evolve the consumer experience by leveraging the Simon family's retail, foodservice, hospitality and real estate expertise. Industry segments Simon has invested in include: Apparel, Food and beverage, Health and Wellness, Home Care, Hospitality, Beauty & Personal Care, Specialty retail, Restaurants & Food Service, and Sustainability.

100 Spear St., Suite 1115 San FranciscoCA94105415-632-4450

Portfolio companies include:Yes Tohttp://yestocarrots.com/Rx for Brown Skinhttp://www.rxforbrownskin.com/Pinkberryhttp://en.wikipedia.org/wiki/PinkberryNest Collectivehttp://www.nest-collective.com/index.phpMOGhttp://mog.com/Methodhttp://methodhome.com/J Brandhttp://www.jbrandjeans.com/Lighting Science Grouphttp://www.lsgc.com/Solage Calistogahttp://www.solagecalistoga.com/Reno Aceshttp://web.minorleaguebaseball.com/index.jsp?sid=t2310Zoom Eyeworkshttp://www.zoomeyeworks.com/Modern Bankhttp://www.modernbank.com/ChaChahttp://www.chacha.com/Qurihttp://quri.com/Investment Team: Stephen Simon, Co-Founder and Managing Partnerssimon@simonequity.comHerbert Simon, Co-FounderTodd Steele, Managing PartnerNancy Miller, Vice PresidentMargo Berry, Office Manager and Executive AssistantSippl Investmentswww.sipplinvestments.comSilicon ValleyVCInformation TechnologySoftware & InternetMedical DeviceSeedEarlySippl Investments, LLC is a private venture capital partnership providing investment and management support to early stage and emerging software companies. Sippl Investments has been doing "Angel" level investing for 25 years, primarily in Silicon Valley based companies. Sippl Investments also is now managing the few investments that remain from Sippl Macdonald Ventures funds I, II and III that have not been distributed or resolved in some other way. Sippl Investments invests more broadly than did Sippl Macdonald Ventures, which focused on software, particularly enterprise grade. Sippl Investments also invests in medical technology companies, stemming from the pre-med education of Roger Sippl and the biotech business development experience of Mike Koo.

1422 El Camino RealMenlo ParkCA94025650-566-6860650-326-4404

Portfolio companies include:BrightMailhttp://www.symantec.com/business/products/family.jsp?familyid=brightmailIntaliohttp://www.intalio.com/OnDemandhttp://ondemand5.com/Support.comhttp://www.support.com/Versatahttp://www.versata.com/Allocadehttp://allocade.com/Andromediahttp://en.wikipedia.org/wiki/Andromeda_GalaxyBerkeley Heart Labshttp://www.bhlinc.com/Cast Iron Systemshttp://www.ibm.com/software/integration/cast-iron-cloud-integration/Cloudscapehttp://www.cloudscape.se/CVSDudehttp://codesion.com/Demand Reportshttp://www.buildtopia.com/Help/100Reporting/On_Demand_Reports.htmFiltinihttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=132706329grouplyhttp://www.grouply.com/Helpstreamhttp://helpstream.biz/Vantivehttp://www.vantive.com/Red Pepperhttp://www.redpepper.org.uk/Cardicahttp://www.cardica.com/Illustrahttp://illustramedia.com/Sensitinihttp://sipplinvestments.com/investments.htmlSayNowhttp://www.saynow.com/Visigenichttp://venturebeatprofiles.com/company/profile/visigenic-softwareInvestment Team:Roger Sippl, Founding Partnerroger@sippl.comMike Koo, Venture Partner, 650-325-9080mike@sippl.comGlenn Myers, Chief Financial Officerglenn@sippl.comSkyLake Incuvest & Co.www.skylakeincuvest.comSilicon ValleyVCInformation TechnologyCommunications & NetworkingEarlySkyLake Incuvest & Co. is a principal investment firm in Korea focused on private equity investments in ICT (Information and Communications Technology) industries. SkyLake makes private equity investments into talented technology companies in Korea well-equipped with superior technology, competitive products and potential for global expansion by leveraging the advanced ICT infrastructures in Korea. SkyLake also invests and acts as a gateway advisor to selected overseas technology companies that want to use Korea as a technology test-bed and develop joint strategic alliances with Korean companies.

3003 N. First St., Suite 214San JoseCA95134

Portfolio companies include:Route JDhttp://powercell.en.ec21.com/Ensonyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=111652936Xtreme Powerhttp://www.xtremepower.com/Symphony 3D Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=108335344Posco Powerhttp://poscopower.com/Shocking Technologieshttp://shockingtechnologies.com/ILJIN Semiconductorhttp://www.iljinsemicon.co.kr/english/main.htmlViatron Technologieshttp://www.viatron.com/home/InvenSensehttp://www.invensense.com/Vaprohttp://vaproinc.com/Daelim Audiohttp://www.skylakeincuvest.com/renewal/en/Kokamhttp://kokam.com/Emetahttp://www.emeta.com/SCD Co.http://www.scd.co.il/Investment Team: Daeje Chin, President & CEOKevin Choi, Managing Directorkevin.choi@skylakeincuvest.comKang-Suk Lee, Managing DirectorDon Suh, Managing Director (Palo Alto)Harry Kim, Managing Directorymkim@skylakeincuvest.comHyunki Min, Senior VPhkmin@skylakeincuvest.comGeunsung Song, Senior VPJong Hyuck Lee, Senior VPDavid Ko, DirectorYoung-min Kim, VPSkyline Ventureswww.skylineventures.comSilicon ValleyVCLife Sciences & HealthcareMedical DeviceEarlyFounded in 1997, Skyline Ventures specializes in hands-on investing in early stage healthcare companies. The firm's initial investment is usually made at the time a company gets near to clinical trials. In October 2007, Skyline completed raising Skyline V, which has $350 million in committed capital. The firm has approximately $800 million under management. Skyline Ventures targets investments of $15-35 million per portfolio company over the life of the company. The firm focuses in all sectors of the healthcare market, including small molecule and protein therapeutics; medical devices; diagnostics; and technologies that facilitate drug discovery and life science research. For Skyline V, the firm is targeting 15-18 portfolio companies. Most often, Skyline's first investment in a company will be in the range of $10-15 million. The firm has additional offices in Boston and Silicon Valley.

525 University Avenue, Suite 610Palo AltoCA94301650-462-5800650-329-1090

Portfolio companies include:Advionhttp://advion.com/MAKO Surgicalhttp://makosurgical.com/site/Novasys Medicalhttp://www.novasysmedical.com/iBalance Medicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=23418212AcelRx Pharmaceuticalshttp://www.acelrx.com/Calypso Medicalhttp://calypsomedical.com/Celulahttp://www.celula-inc.com/Concert Pharmaceuticalshttp://www.concertpharma.com/Dicerna Pharmaceuticalshttp://www.dicerna.com/DiscoveRxhttp://www.discoverx.com/Genocea Bioscienceshttp://www.genocea.com/iBalance Medicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=23418212InteKrin Therapeuticshttp://intekrin.com/KAI Pharmaceuticalshttp://kaipharmaceuticals.com/MAP Pharmaceuticalshttp://mappharma.com/Medivancehttp://www.medivance.com/NimbleGen Systemshttp://www.roche.com/media/media_releases/med-cor-2007-06-19.htmNovaCardiahttp://novacardia.com/wpservice/index.jspProteon Therapeuticshttp://www.proteontherapeutics.com/SI-BONEhttp://si-bone.com/Sirtris Pharmaceuticalshttp://www.sirtrispharma.com/SpinalMotionhttp://www.spinal-motion.com/Sutro Biopharmahttp://www.sutrobio.com/Tetraphase Pharmaceuticalshttp://tphase.com/Investment Team:John G. Freund, Managing Directorjohn@skylineventures.comYasunori Kaneko, Managing Directorkaneko@skylineventures.comGlenn Reicin, Managing DirectorEric M. Gordon, Venture Partnereric@skylineventures.comDavid G. Lowe, Venture Partnerdavid@skylineventures.comLeon Chen, PhDStephen J. Hoffman, MD PhDSoftTech VCwww.softtechvc.comSilicon ValleyVCInformation TechnologySoftware & InternetSeedSoftTech VC is a seed stage venture capital firm, started in 2004, and operated by Jeff Clavier, one of the most active Web 2.0 angel investors. Jeff put together Fund II during the summer of 2007 and announced it in September 2007. Mr. Clavier's goal with Fund II was to invest in about 20 companies per year, as a lead, co-lead or member of a syndicate, investing $100K to $5000K without a specific target in percentage of ownership. Round size would range $500K to $1.5M, and would include typically one to three other seed firms, a number of individual angels and in some cases traditional VCs investing directly from their main fund or through a seed vehicle. Since August 2007, SoftTech VC II has invested in 60+ early stage startups, pretty much keeping up with the stated objective of 20 companies per year. Similar to Fund I, Fund II had a number of early stage exits, and has seen significant follow-on activity with 29 companies raising over $170M in additional financing to date. In 2011, a $35M successor fund made its debut. This fund targets an average initial "bite size" of $400K, ranging from $250K to $750K - with selective follow-on reserves, with an initial ownership target of 5% - and 10%. The firm is now also making investments from Fund III.

395 Page Mill Rd., Suite 110Palo AltoCA94301650-688-1801650-475 3937

Portfolio companies include:SocialMedia.comhttp://www.socialmedia.com/Active Athlete Mediahttp://www.sportgenic.com/Satisfaction Unlimitedhttp://www.myspace.com/satisfactionunlimitedGrouplyhttp://www.grouply.com/Songkickhttp://www.songkick.com/Circle of Momshttp://www.circleofmoms.com/WeGamehttp://www.wegame.com/Townhoghttp://www.buywithme.com/townhog?partner=townhogGniphttp://gnip.com/Blekkohttp://blekko.com/fotopediahttp://www.fotopedia.com/Fitbithttp://www.fitbit.com/One True Fanhttp://www.onetruefan.com/BetterWorkshttp://www.betterworks.com/MovieClipshttp://movieclips.com/Answerlyhttps://www.inboxq.com/Breezyhttps://www.breezy.com/GigWalkhttp://gigwalk.com/Fabhttp://fab.com/Card.iohttp://www.card.ro/TakeLessonshttp://takelessons.com/8trackshttp://8tracks.com/Bionic Panda Gameshttp://bionicpandagames.com/BlinkBookinghttp://www.blinkbooking.com/Breezyhttps://www.breezy.com/Bylinerhttp://byliner.com/Card.iohttps://www.card.io/ClassDojohttp://www.classdojo.com/Cleverhttp://dictionary.reference.com/browse/CleverCoteriehttps://www.coterie.com/DNANexushttp://dnanexus.com/Investment Team:Jean-Francois (Jeff) Clavier, Founder & Managing PartnerCharles Hudson, Venture PartnerStephanie Palmeri Ashley CravensSONY Corporationwww.sonyvc.comSilicon ValleyCVCInformation TechnologyCommunications & NetworkingMedia & Digital MediaEarlySony Strategic Venture Investment makes early stage, minority investments in technology startup companies. The venture capital arm aims to provide a window into emerging technology and business opportunities and help establish strategic partnerships with innovative startups. Each investment has a "sponsor" within Sony, chosen for its strategic interest/value to the emerging company. Core technologies of interest include: Audio & Video distribution; Advanced data compression technologies; Digital Rights Management (e.g. digital watermarking technology); Image-recognition, Search, Content Management; Reconfigurable processors, Media processor, Image processors; Display technologies; Wireless technologies; and Video gaming. In addition to minority investments, Strategic Venture Investment may also have licensing agreements and/or joint projects with technology companies.

1730 N. 1st. St. San JoseCA95112408-352-4636408-352-4640

Portfolio companies include:ArrayCommhttp://www.arraycomm.com/Digital Fountainhttp://www.qualcomm.com/products-services/mobile-content-services/raptorTiVohttp://www.tivo.com/Lightspanhttp://www.lightspan.com/ACCESShttp://www.azahcccs.gov/IP Unityhttp://www.moviuscorp.com/Internet Numberhttp://www.iana.org/NTRU Cryptosystemshttp://en.wikipedia.org/wiki/NTRUOren Semiconductorhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=155133Reflectivityhttp://en.wikipedia.org/wiki/ReflectivitySecureMediahttp://www.securemedia.com/Sandcrafthttp://shrines.rpgclassics.com/ps2/wa3/sandcraft.shtmlTaohttp://en.wikipedia.org/wiki/TaoTeraLogichttp://teralogic.com.my/Time Domainhttp://www.timedomain.com/Transmetahttp://en.wikipedia.org/wiki/Transmeta724 Solutionshttp://724.com/solutions/Equatorhttp://equator.com/i3 mobilehttp://ark.intel.com/products/family/59133/2nd-Generation-Intel-Core-i3-Processors/mobileIFILMhttp://www.spike.com/Intrinsic Graphicshttp://en.wikipedia.org/wiki/Intrinsic_GraphicsLightspanhttp://www.edmentum.com/Montavistahttp://www.mvista.com/PacketVideohttp://www.packetvideo.com/Investment Team:Austin Noronha, 408-352-4636austin.noronha@am.sony.comShoichi Osawa, 408-352-4779shoichi.osawa@am.sony.comSource Capital, LLCwww.source-cap.comSilicon ValleyPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesMiddle MarketSource Capital was founded in 2002 to invest in the lower end of the middle market generally underserved by the private equity community. Source Capital is an Atlanta and San Francisco-based private equity firm that makes equity investments in mature, lower middle-market U.S. companies across a range of industries. Investments are primarily in the form of management-backed leveraged acquisitions, recapitalizations and growth financings. Source Capital's investment strategy targets both healthy growing companies seeking a growth-oriented partner and distressed businesses that are over leveraged and/or operate in out-of-favor sectors. Source Capital has invested in a wide range of industries including business services, consumer products & services, distribution & supply (value-added), healthcare, industrial and light manufacturing. The firm targets companies with greater than $1.5 million of EBITDA.

150 Spear Street, Suite 950San FranciscoCA94105415-986-0165630-839-7008

Portfolio companies include:Aerial Access Equipmenthttp://www.aae-la.com/Backyard Productshttp://backyardbuildings.com/Pro Care EMShttp://www.procareems.com/Pickaway Plains Ambulance Servicehttp://ppa-ems.com/Penray Companieshttp://penray.com/Precision Manufacturinghttp://www.precisionmfg.com/S&S Industrieshttp://www.ssindustries.net/Sparus Holdingshttp://www.sparusholdings.com/Content/76.htmSurftechhttp://surftechsup.com/VSM Managementhttp://www.amazon.com/Value-Stream-Management-Don-Tapping/dp/1563272458Source Recyclinghttp://www.sourcerecycling.com/Nelbudhttp://www.nelbud.com/Human Capital Institutehttp://www.hci.org/Industrial Emergency Serviceshttp://iesllc.com/Vita Nonwovenshttp://www.vitausa.com/Weiss Instrumenthttp://weissinstruments.com/Investment Team: Thomas Harbin, Managing Directortomharbin@source-cap.comKate Harbin, Managing Directorkateharbin@source-cap.comChad Riedel, Managing Directorchadriedel@source-cap.comMatthew P. Smith, Associatemattsmith@source-cap.comAndy Mathes, Vice Presidentandymathes@source-cap.comBenjamin S. Emmons, Managing Directorbenemmons@source-cap.comPatricia Totaro, Chief Financial Officerpatriciatotaro@source-cap.comSouthern Cross Venture Partnerswww.sxvp.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorMedia & Digital MediaEnergy & Clean TechAgriculture & Agricultural ScienceEarlySouthern Cross Venture Partners was launched in 2006 by veteran venture capitalists that have managed and operated companies themselves. Based in Australia and New Zealand, Southern Cross currently has three funds under management; the $170 million Southern Cross Fund No. 1, the $40 million Southern Cross IIF Fund and the $200 million Southern Cross Renewable Energy Fund. Southern Cross assists early stage technology companies that demonstrate the potential for exceptional growth and market leadership. Southern Cross prefers to act as lead or co-lead in the early stages. The firm does not have a minimum investment amount, however, a typical initial investment will be $2 million to $10 million with an ability to invest more money in later rounds. Key areas of experience and focus include: Software systems and services, Telecommunications, Advanced materials, Semi-conductors and electronics, Digital media and Internet applications, Security, Nanotechnology, Environmental science, Energy, Mining technologies, Water technologies, and Innovation in agriculture. The firm recently announced the launch of the Southern Cross Renewable Energy Fund, a $200 million, 13-year co-investment arrangement by the Australian Government, Southern Cross Venture Partners (SXVP) and Softbank China Venture Capital (SBCVC). The aim of the Southern Cross Renewable Energy Fund is to realize significant financial returns for its investors by making selected investments in Australian renewable energy companies.

285 Hamilton Avenue, Suite 240Palo AltoCA94301650-561-7150

Portfolio companies include:Mantarahttp://www.mantara.com/Mesaplexxhttp://www.mesaplexx.com/RMSShttp://www.rmss.org/Redfern Integrated Opticshttp://rio-inc.com/Mocanahttp://www.mocana.com/Quantenna Communicationshttp://www.quantenna.com/Niterohttp://www.nitero.com/WaveSemihttp://wavesemi.com/Bislrhttp://www.bislr.com/SBA Materialshttp://www.sbamaterials.com/Effective Measurehttp://www.effectivemeasure.com/Virstohttp://virsto.com/CrossFiberhttp://crossfiber.com/Brandscreenhttp://www.brandscreen.com/en/Pygghttp://en.wikipedia.org/wiki/PyggWooboardhttp://www.wooboard.com/Shoes Of preyhttp://www.shoesofprey.com/Investment Team:Bob Christiansen, Managing Directorbobc@sxvp.comJohn Scull, Managing Directorjscull@sxvp.comWilliam A. Bartee, Managing Directorwbartee@sxvp.comGareth Dando, Managing Directorgdando@sxvp.comDr. Larry Marshall, Managing Directorlmarshall@sxvp.comTristen Langley, Venture PartnerFrank H. Foster, Venture PartnerAnneliese Bisson, Chief Financial OfficerDr. Mark Bonnar, Investment DirectorSpectrum Equity Investorswww.spectrumequity.comSilicon ValleyVCPEInformation TechnologyCommunications & NetworkingMedia & Digital MediaBusiness ServicesFinancial ServicesSports & EntertainmentExpansionMiddle MarketLateWith $4.7 billion in capital under management (across six investment funds) and offices in Boston and Menlo Park, Spectrum is established in the business services, entertainment, communications, information services, media, and related growth sectors. Founded 1994, Spectrum typically invests between $25 million and $100 million per transaction. The firm typically invests in growing, profitable private companies, in privately negotiated investments in public companies, and in leveraged acquisitions of independent companies or divisions of larger companies.

333 Middlefield Road, Suite 200Menlo ParkCA94025415-464-4600 415-464-4601

Portfolio companies include:CellularOnehttp://cellularone.com/Apexhttp://apexlearning.com/Jazztelhttp://en.wikipedia.org/wiki/JazztelAMChttp://www.amctheatres.com/RCNhttp://www.rcn.com/dc-metro/ClassicMediahttp://www.classicmedia.tv/Netquotehttp://www.netquote.com/Mortgagebothttp://www.mortgagebot.com/RiskMetrics Grouphttp://www.msci.com/Ancestry.comhttp://www.ancestry.com/Arrowheadhttp://www.arrowheadwater.com/Chartered Marketing Serviceshttp://web1.userinstinct.com/14731484-chartered-marketing-services-inc.htmNEPhttp://www.nepinc.com/QTChttp://en.wikipedia.org/wiki/QT_intervalUnited Asset Coveragehttp://www.unitedasset.com/Animotohttp://animoto.com/Bugmusichttp://www.bugmusic.com/Jagexhttp://www.jagex.com/InterbankFxhttp://www.ibfx.com/iPay Technologieshttp://ipaytechnologies.com/ITA Softwarehttp://www.itasoftware.com/American Towerhttp://www.americantower.com/Apprise Mediahttp://www.apprisemedia.com/Bugmusichttp://www.bugmusic.net/CBD Mediahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=1586726Choice Cable TVhttp://www.choicecable.com/Eutelsathttp://www.eutelsat.com/home/index.htmlITXChttp://en.wikipedia.org/wiki/ITXCJazztelhttp://www.jazztel.com/cPatiotMediahttp://www.patriot-media.com/Investment Team:Brion B. Applegate, Founder and Senior Managing Directorbrion@spectrumequity.comWilliam Collatos, Founder and Senior Managing Directorbill@spectrumequity.comKevin Maroni, Senior Advisorkevin@spectrumequity.comRandy J. Henderson, Managing Director & CFOrandy@spectrumequity.comVictor E. Parker, Managing Directorvic@spectrumequity.comBenjamin Spero, Managing Directorbspero@spectrumequity.comChristopher T. Mitchell, Managing Directorchris@spectrumequity.comJames J. Quagliaroli, Managing Directorjim@spectrumequity.comPeter T. Jensen, Principalpete@spectrumequity.comStephen M. LeSieur, Principalsteve@spectrumequity.comAdam J. Margolin, Principaladam@spectrumequity.comMichael J. Kennealy, Managing Director (Boston)mike@spectrumequity.comSpencer Traskwww.spencertrask.comSilicon ValleyACommunications & NetworkingLife Sciences & HealthcareMedical DeviceEarlySpencer Trask is a private equity firm that operates essentially as a network of accredited investors who pool resources. Through the firm's collaborative network of business leaders and co-investors - the Spencer Trask Network - Trask provides entrepreneurs with both intellectual and financial capital. The Spencer Trask Network includes CEO's, individuals, institutional investors, and corporate investors. The firm has additional offices in New York and Connecticut.

575 Market Street, Suite 3025San FranciscoCA94105-5840415-537-2600

Portfolio companies include:Cienahttp://www.ciena.com/Health Dialoghttp://www.healthdialog.com/Main/defaultTechRXhttp://www.techrx.net/Myriad Genticshttp://www.myriad.com/Osiris Therapeuticshttp://www.osiristx.com/Innocentivehttp://www.innocentive.com/InVivo Therapeuticshttp://www.invivotherapeutics.com/Precysehttp://precyse.com/Inno360http://www.inno-360.com/CyberSettlehttp://www.cybersettle.com/pub/Immune Responsehttp://en.wikipedia.org/wiki/Immune_systemNext Level Communicationshttp://nextlevelcom.net/Prolor Biotechhttp://www.prolor-biotech.com/Aperturehttp://www.apple.com/aperture/MetaVanahttp://metavana.com/Metavana/Home.aspxInvestment Team:Kevin Kimberlin, ChairmanDon Tapscott, Vice ChairmanMichael Docherty, PresidentDon Spongberg, Senior Managing DirectorWilliam Clifford, CEOSteve Wendler, Managing DirectorMichael Siek, Senior Managing DirectorLock Pawlick, Managing DirectorSplit Rock Partnerswww.splitrock.comSilicon ValleyVCSECInformation TechnologySoftware & InternetLife Sciences & HealthcareMedical DeviceEarlyFormed in June 2004, Split Rock Partners invests in early-stage, emerging healthcare, software and Internet services companies in the Upper Midwest and West Coast. The company was formed with the transformation of St. Paul Venture Capital into two independent venture firms, each concentrating on specific industries and geographies mirroring the historical practices of St. Paul Venture Capital's investment teams. In healthcare, SplitRock specializes in medical device opportunities; in software and services, the firm's focus is on enterprise software and Internet services. Split Rock raised $300 million for its second partners' fund in May of 2008, after its inaugural fund raised $275 million in April 2005. Split Rock makes both primary and direct secondary investments.

1600 El Camino Real, Suite 290Menlo ParkCA94025650-617-1500650-617-1510

Portfolio companies include:Evalvehttps://evolve.elsevier.com/Miramar Labshttp://miradry.com/about_miramarlabs.phpFlycast Communicationshttp://www.flycast.fm/FlyCastLEGAL.aspx?PAGE=TERMSArdianhttp://ardian.com/Transcend Medicalhttp://www.transcendmedical.com/Anulex Technologieshttp://anulex.com/Cabochon Aestheticshttp://www.cabochoninc.com/Cayenne Medicalhttp://www.cayennemedical.com/about/DFinehttp://www.dfineinc.com/EBR Systemshttp://ebrsystemsinc.com/Entellus Medicalhttp://www.entellusmedical.com/Forsight Labshttp://forsightlabs.com/IPShttp://www.ipscorp.com/Kspinehttp://www.kspine.net/Mirabilis Medicahttp://mirabilismedica.com/Sonoma Orthopedichttp://sonomaorthopedics.com/RFSurgicalhttp://www.rfsurg.com/Tarsus Medicalhttp://www.tarsusmedical.com/The Foundryhttp://blog.heritage.org/Zyga Technologhttp://zygatech.com/Novologixhttp://www.novologix.net/SkinMedicahttp://www.skinmedica.com/BlackDuckhttp://www.blackduckmn.com/Calabriohttp://calabrio.com/Intaccthttp://us.intacct.com/Xorahttps://xora1.securesites.net/login/secure/SPS Commercehttp://www.spscommerce.com/Nexxohttp://www.minexxo.com/Internet Broadcasting Systemshttp://www.ibsys.com/Guardian Analyticshttp://www.guardiananalytics.com/FamilyFindshttp://www.familyfinds.com/eBureauhttp://www.ebureau.com/Caring.comhttp://www.caring.com/BlueKaihttp://www.bluekai.com/8thBridgehttp://www.8thbridge.com/Investment Team:Josh Balztell, Managing Directorjosh@splitrock.comDave Stassen, Managing Directordave@splitrock.comJim Simons, Managing Directorjim@splitrock.comMichael Gorman, Managing Directormichael@splitrock.comLeo de Luna, Principalleo@splitrock.comSteve Schwen, Chief Financial Officersteve@splitrock.comDavid Allison, Ph.D., Senior Associatedallison@splitrock.comSRI Internationalwww.sri.comSilicon ValleyITTCommunications & NetworkingLife Sciences & HealthcareMedical DeviceSeedEarlySRI International is an independent, nonprofit research institute conducting client-sponsored research and development for government agencies, commercial businesses, foundations, and other organizations. SRI also brings its innovations to the marketplace by licensing its intellectual property and creating new ventures. "Business Week" dubbed SRI "Spin-Off City," an innovation engine that creates new spin-off businesses to capitalize on technology developed at SRI and move it into the marketplace. Working with top-tier investment and venture capital firms, SRI and its subsidiary Sarnoff Corporation have formed about two dozen new ventures. Through "nVention," SRI's model for engaging VCs at the earliest stages of the venture creation process, the firm nurtures technology and business concepts to create funding opportunities. SRI has spun off more than 50 ventures (with a total market capitalization exceeding $20 billion) such as Siri, Intuitive Surgical, Nuance Communications, and Tout.

333 Ravenswood AvenueMenlo ParkCA94025-3493650-859-2000

Portfolio companies include:Artificial Musclehttp://artificialmuscle.com/Discern Communicationshttp://www.discerncommunications.com/?page_id=6Intuitive Surgicalhttp://www.intuitivesurgical.com/Lightscape Materialshttp://lightscapematerials.com/wordpress/?page_id=10PacketHophttps://direct.sri.com/index.php/sri/page/products_aware_dynamesh_technologyAveratekhttp://www.averatekcorp.com/e-Vuehttp://evue.net/Intuity Medicalhttp://www.presspogo.com/Locus Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=124048Orchid CellMarkhttp://www.orchidcellmark.com/PacketHophttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=6481670Princeton Lightwavehttp://www.princetonlightwave.com/Power Surveyhttp://powersurveyco.com/PVIhttp://pvi.com/Sarcon Microsystemshttp://www.manta.com/c/mmgyvxv/sarcon-microsystems-incGrabithttp://www.shemes.com/Redwood Roboticshttp://redwoodrobotics.com/Trapithttp://trap.it/Touthttp://www.tout.com/Social Kineticshttp://socialkinetics.com/Sirihttp://www.apple.com/ios/siri/Pyramid Visionhttp://www.pyramidvisionsllc.com/Power Survey Companyhttp://www.powersurveyco.com/PacketHophttp://packethop.com/Kuato Studioshttp://www.kuatostudios.com/index.htmlInvestment Team:Curtis R. Carlson, President and CEOcurt.carlson@sri.comRichard Abramson, Vice President, Legal and Business Affairs and General Counselrichard.abramson@sri.comMark Clifton, Vice President, Products & Servicesmark.clifton@sri.comStephen Ciesinski, Vice President, Strategic Business Developmentstephen.ciesinski@sri.comThomas J. Furst, Senior Vice President and CFOtom.furst@sri.comJerry Harrison, Vice President and GM, Government Business Developmentjerry.harrison@sri.comWilliam Mark, Vice President, Information and Computing Sciences Divisionbill.mark@sri.comWalter H. Moos, Vice President, Biosciences Divisionwalter.moos@sri.comEric Pearson, Vice President, Physical Sciences Divisioneric.pearson@sri.comJohn W. Prausa, Vice President, Engineering & Systems Divisionjohn.prausa@sri.comAlice R. Resnick, Vice President, Corporate and Marketing Communicationsalice.resnick@sri.comJean E. Tooker, Vice President, Human Resourcesjean.tooker@sri.comNorman Winarsky, Vice President, Ventures and Strategic Programsnorman.winarsky@sri.comMark Zaroogian, Vice PresidentScott Seaton, VP, Engineering Research & Developmentscott.seaton@sri.comStartup Capital Ventureswww.startupCV.comSilicon ValleyVCInformation TechnologyLife Sciences & HealthcareMedical DeviceEarlyBased in Silicon Valley, Startup Capital focuses on early-stage, capital efficient companies that require relatively small amounts of capital to achieve success. While most venture firms have grown too large to invest as little as $250,000 to $1 million in a financing round, Startup Capital Ventures targets investments in this range. Although the firm's primary geographic focus is investments in the United States, Startup will invest opportunistically in Asia, primarily in China, through its offices in Hong Kong and Shenzhen. In the U.S., Startup's focus is principally Silicon Valley as well as Hawaii, Texas, and Oklahoma, where the firm has extensive relationships through its limited partner base.

125 University Avenue, Suite 88Palo AltoCA94301650-461-8100 650-461-8101

Portfolio companies include:AGIShttp://www.agis.com/BioImagenehttp://www.bioimagene.com/Connectbeamhttp://en.wikipedia.org/wiki/ConnectbeamDeviceVMhttp://www.splashtop.com/indexsplash.phpEzrezhttp://ezrez.com/Packet Islandhttp://www.broadsoft.com/products/packetsmart/Adama Materialshttp://www.adamamaterials.com/Attainiahttp://www.attainia.com/Central Pacific Bankhttp://centralpacificbank.com/Dali Wireless Systemshttp://daliwireless.com/Dyynohttp://www.dyyno.com/pages/Silver Tail Systemshttp://silvertailsystems.com/TagArrayhttp://www.tagarray.com/Think Financehttp://thinkfinance.com/TuneInhttp://tunein.com/WhiteHat Securityhttps://www.whitehatsec.com/Winery Exchangehttp://www.wineryexchange.com/Xignitehttp://www.xignite.com/Zero2IPOhttp://www.zero2ipo.com.cn/en/Investment Team:John C. Dean, Managing General Partnerjdean@startupcv.comTimothy Dick, General Partnertdick@startupcv.comBob Rees, General PartnerA. Catherine Ngo, General Partnercngo@startupcv.comStorm Ventureswww.stormventures.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareSeedEarlyStorm Ventures originated in 1997 by a group of entrepreneurs and executives that had worked together for almost a decade at a company called Stratacom, which was founded in 1986. Storm focuses on seed and early stage information technology companies. Historically, the investments Storm makes range from as little as $100,000 to $3,000,000. With over $500 million under management, Storm Ventures limited partners include many prominent financial institutions, as well as over 100 senior executives who have had successful careers in technology companies including Ciena, Cisco, Intel, JDS Uniphase and Juniper Networks. Some of the broad categories Storm invests in are Wireless, Security, Enterprise, Software and Hardware, Virtualization (Networking, Computing, and Storage), Software as a Service, and Web 2.0 Software, Services and Applications.

2440 Sand Hill Road, Suite 301Menlo ParkCA94025650-926-8800650-926-8888

Portfolio companies include:Amber Networkshttp://amber-networks.com/JetCellhttp://en.wikipedia.org/wiki/JetCellKineto Wirelesshttp://kineto.com/mSilicahttp://www.msilica.com/about.htm3Crowdhttp://www.3crowd.com/Affinity Circleshttp://www.affinitycircles.com/Airespacehttp://en.wikipedia.org/wiki/AirespaceAnchor Bay Technologieshttp://www.anchorbaytech.com/Appceleratorhttp://www.appcelerator.com/Berkana Wirelesshttp://www.eh-technology.cn/NewsView.aspx?NewsGuid=3a95ce28-a9a0-4472-8d4c-0528c371468cBivio Networkshttp://www.bivio.net/BookRenterhttp://www.bookrenter.com/Cellfirehttp://www.cellfire.com/Com2uShttp://global.com2us.com/Crowd Factoryhttp://crowdfactory.com/DVDOhttp://www.dvdo.com/Finestrellahttp://www.finestrella.com/Greenlight Technologieshttp://www.greenlightcorp.net/index.aspxHubPageshttp://hubpages.com/iMLhttp://www.iml.org/Kidarohttp://www.microsoft.com/presspass/press/2008/mar08/03-12ExpandVirtualizationPR.mspxLighterahttp://en.wikipedia.org/wiki/LighterMarketohttp://www.marketo.com/MetaCloudhttp://www.metacloud.com/Micelhttp://mattchanceycfp.com/MobileIronhttp://www.mobileiron.com/Modo Labshttp://modolabs.com/Rafterhttp://www.rafter.com/RainStorhttp://rainstor.com/Restorandohttp://www.restorando.com/RiseSmarthttp://www.risesmart.com/Silegohttp://silego.com/Splashtophttp://www.splashtop.com/homeInvestment Team:Ryan Floyd, Managing Directorryan@stormventures.comAlex Mendez, Managing Directoralex@stormventures.comDick Moley, Founding Venture Partnerdick@stormventures.comTae Hea Nahm, Managing Directorth@stormventures.comSanjay Subhedar, Managing Directorsanjay@stormventures.comPhil Anthony, Executive-In-Residencepanthony@stormventures.comJosef Friedman, Venture Partnerjosef@stormventures.comKevin Melia, CFOkevin@stormventures.comAnand Chandrasekaran, Venture Advisoranand.chandrasekaran@gmail.comSBV Venture Partnerswww.sbvpartners.comSilicon ValleyVCInformation TechnologyLife Sciences & HealthcareEarlyFounded July 2000, SBV operates venture capital partnerships totaling $37M under the names Sigefi, Burnette & Vallee I and Sigefi, Burnette & Vallee IA. SBV invests in early-stage, high growth companies, mainly in high technology. SBV centers its investing activity on those companies that demonstrate the ability to reach their primary market within one year and provide an exit within three to five years through an acquisition or a public offering. Target companies need the ability to realistically aim for revenue in the range of $100 million within five years. The SBV team has a background of international operations and ongoing contacts in foreign markets including Europe, Israel and Japan.

454 Ruthven Ave.Palo AltoCA94301650-522-0085 650-522-0087

Portfolio companies include:NeoPhotonicshttp://www.neophotonics.com/Vitalecthttp://vitalect.com/Arcwavehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=112790Chaos Telecomhttp://investing.businessweek.com/research/stocks/private/people.asp?privcapId=2482560401Konnecthttp://www.aboutus.org/401konnect.comHandyLabhttp://www.bd.com/geneohm/english/handylab/Clarus Systemshttp://clarussystems.com/NanoGramhttp://en.wikipedia.org/wiki/NanogramTriformixhttp://www.triformix.com/NeoGuide Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=3366266Investment Team:Graham Burnettegraham@sbvpartners.comJacques Valleejacques@sbvpartners.comScale Venture Partnerswww.scalevp.comSilicon ValleyVCSoftware & InternetStorage & HardwareEarlyIn 2006, Scale Venture Partners, formerly BA Venture Partners, spun out from its former sole limited partner, and re-launched with new, diverse institutional LPs. The size of Scale's investments ranges from $3 million to $20 million, with an average of about $12 million over the life of an investment. The firm focuses on three key investment areas: SaaS, cloud, mobile and Internet. In hardware, Scale concentrates on semiconductor and MEMS companies, particularly in consumer electronics, as well as datacenter systems companies helping operations achieve scale. Scale's emphasis in software is on companies developing Internet marketing, digital media, wireless data services, and software as-service-applications. Scale is now investing its third fund, a $255 million fund.

950 Tower Lane, Suite 700Foster CityCA94404650-378-6000650-378-6040

Portfolio companies include:Citrixhttp://www.citrix.com/Entone Technologieshttp://entone.com/Glu Mobilehttp://www.glu.com/Good Technologyhttp://good.com/Omniturehttp://www.omniture.com/en/Box.nethttp://box.com/BrightRollhttp://www.brightroll.com/Everyday Healthhttp://www.everydayhealth.com/ExactTargethttp://www.exacttarget.com/FrontBridge Technologieshttp://www.microsoft.com/presspass/press/2005/jul05/07-20frontbridgepr.mspxHubSpothttp://www.hubspot.com/NComputinghttp://www.ncomputing.com/Omniturehttp://www.omniture.com/en/uTesthttp://www.utest.com/Vitruehttp://www.vitrue.com/Ascenta Therapeuticshttp://www.ascenta.com/Healogicshttp://www.healogics.com/LivHomehttp://www.livhome.com/New Century Hospicehttp://www.newcenturyhospice.com/Oraya Therapeuticshttp://www.orayainc.com/Sonexa Therapeuticshttp://sonexa.com/SpinalKineticshttp://www.spinalkinetics.com/Investment Team:Kate Mitchell, Managing Directorkate@scalevp.comLou Bock, Managing Directorlou@scalevp.comRory ODriscoll, Managing Directorrory@scalevp.comMark Brooks, Managing Directormark@scalevp.comRob Theis, Managing Directorrobt@scalevp.comSharon Wienbar, Managing Directorsharon@scalevp.comStacey Bishop, Managing DirectorMary Denten, Chief Financial Officermary@scalevp.comKate Mitchell, Managing Directorkate@scalevp.comAndy Vitus, Partnerandy@scalevp.comSchroder Ventures Life Sciences, Inc.www.svlsa.comSilicon ValleyVCLife Sciences & HealthcareMedical DeviceSeedEarlyGrowthExpansionSV Life Sciences is a leading international life sciences venture capital firm. SVLS affiliated funds have been investing in life sciences companies since the early 1980s and the firm closed its first dedicated life sciences fund in 1994. The SVLS team manages five private venture capital funds with approximately $2.0 billion of capital under management. The firm employs a diversified strategy within life sciences in order to selectively capitalize on an expanding opportunity in biotech, medical devices and health-care services. SVLS has offices in Boston, London and San Francisco. SVLS was started in London as Schroder Ventures Life Sciences in 1993 as part of the Schroder Ventures Group. SVLS became independent of the Schroder Ventures Group in 2001, and in January 2005 changed its name to SV Life Sciences to reflect independent ownership. The firm usually commits $1 to $40 million per company, diversifying its portfolio by sub sector, geography and stage of company. SVLSFV closed in June 2010 with total commitments of $513m (plus $11 million of co-investments committed by partners and individuals affiliated with SVLS). As of September 2011 the Fund had invested $78m in 19 portfolio companies.

Metro Center 950 Tower Lane, Suite 1725 Foster CityCA94404650-571-8200650-571-8201

Portfolio companies include:Archemixhttp://www.archemix.com/website/about.phpCadent Technologieshttp://www.cadentech.com/Micromethttp://www.micromet.de/NeoVistahttp://neovistainc.com/Quick Study Radiologyhttp://www.qs-r.com/Accelecare Wound Centershttp://accelecare.com/AcuFocushttp://www.acufocus.com/others/about.htmlAdimabhttp://www.adimab.com/Affinium Pharmaceuticalshttp://afnm.com/Alba Therapeuticshttp://albatherapeutics.com/Alinea Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=24310423AllianceCarehttp://alliancecare.com/Allocurehttp://allocure.com/Altura Medicalhttp://alturainc.com/Aptiv Solutionshttp://www.aptivsolutions.com/AqueSyshttp://aquesys.com/Arsanishttp://arsanis.com/Autifony Therapeuticshttp://autifony.com/index.htmlBicycle Therapeuticshttp://www.bicycletherapeutics.com/Broadlanehttp://www.broadlane.com/CardioKinetixhttp://www.cardiokinetix.com/Catabasis Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=100802824Convergence Pharmaceuticalshttp://www.convergencepharma.com/Corideahttp://coridea.com/Cyterix Pharmaceuticalshttp://www.cyterix.com/Investment Team:Michael Ross, Ph.D., Managing Partnermike.ross@svsla.comLutz Giebel, Ph.D., Venture Partnerlutz.giebel@svsla.comEugene Hill, Managing Partnereugene.hill@svlsa.comDarren Black, Partnerdarren.black@svlsa.comTracy Saxton, Associatetracy.saxton@svlsa.comAshish Khanna, Ph.D., Principalashish.khanna@svsla.comGeorge Wallace, Venture Partnergeorge.wallace@svlsa.comHeiner Dreismann, Venture Partnerheiner.dreismann@svlsa.comMichael Ross, Managing Partnermike.ross@svlsa.comDev Mishra, Venture Partnerdev.mishra@svlsa.comJonathan Wyler, Principaljonathan.wyler@svlsa.comSDL Capitalwww.sdlcapital.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareMedical DeviceEarlySDL Capital is an investment firm founded in February 2003 by Dr. Donald R. Scifres, formerly the founder, CEO and Chairman of SDL, Inc. Dr. Scifres partnered with Michael L. Foster, the former CFO at SDL, Inc., to create SDL Ventures and invest in technology start-ups. The strategy for SDL Ventures is to focus on early stage investments offering clear technical differentiation and strong founder teams. A majority of SDL Ventures' investments have involved optical technology and/or communications or medical solutions. Additional investments have been made in green tech and Internet-related companies. Since its inception, SDL Ventures has been involved in over seventy financings in twenty companies. SDL Ventures has been the lead investor for over half of these companies. Through 2010, five of these companies have been acquired or gone public, four very successfully and one at a loss.

480 San Antonio Road, Suite 200Mountain ViewCA94040650-559-9355 650-559-9353

Portfolio companies include:Bridgewavehttp://www.bridgewave.com/Calient Networkshttp://www.calient.net/GCT Semiconductorhttp://www.gctsemi.com/Novera Opticshttp://www.noveraoptics.com/Photonic Powerhttp://www.jdsu.com/en-us/photovoltaics/TherMarkhttp://thermark.com/Acuity/Sparklehttp://www.acuitysparkle.in/company.htmlKonarkahttp://www.konarka.com/Tesla Motorshttp://www.teslamotors.com/Page Magehttp://pagemage.com/pricing/Pavlov Mediahttp://www.pavlovmedia.com/AviaraDxhttp://aviaradx.com/ImmunoCellular Therapeuticshttp://www.imuc.com/Sorrento Therapeuticshttp://sorrentotherapeutics.com/Tria Beautyhttp://www.triabeauty.com/Investment Team:Don Scifres, Managing Directordscifres@sdlventures.comMichael Foster, Vice President, PartnerViola daSilva, Office Managervdasilva@sdlcapital.comSea Change Management, LLCwww.seachangemanagement.comSilicon ValleyPEAgriculture & Agricultural ScienceMiddle MarketSea Change Management, LLC, a San-Francisco-based private equity firm, introduced the Sea Change Investment Fund, LLC in March 2005. The fund is capitalized with a program-related investment from the David and Lucile Packard Foundation, matched by a private equity investment. The Sea Change Investment Fund invests in seafood companies which meet strict conservation and financial criteria. The fund's objective is to expand the market for environmentally-preferable seafood by demonstrating that sustainable seafood is good business for the seafood industry and for investors. Sea Change provides capital for the industry to expand the market for environmentally-preferable seafood and ultimately increase consumer choice.

423 Washington Street, 3rd FloorSan FranciscoCA94111415-421-4213415-982-7989

Portfolio companies include:Putney Pastahttp://www.putneypasta.com/Look's Gourmet Foodhttp://looksgourmetfood.gourmetfoodmall.com/Advanced BioNutritionhttps://secure1.voloper.net/advancedbionutrition/EcoFishhttp://www.ecofish.com/Callaway Consumer Productshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=33683606Wild Planethttp://www.wildplanet.com/Investment Team:Andreas Merkl, ChairmanJason Winship, Managing Principaljason@seachangefund.comMatthew Elliott, Conservation Directormatthew@seachangefund.comJennifer Kao, Senior AssociateAmy Dickie, AssociateSeacoast Capitalwww.seacoastcapital.comSilicon ValleyPEManufacturing & IndustrialBusiness ServicesMiddle MarketSeacoast Capital invests mezzanine and equity capital in small, growing companies in the firm's target industrial sectors of manufacturing, distribution, business services and industrial technologies. Seacoast looks for companies in growing or fragmented industries with revenues in excess of $10 million and operating earnings in excess of $2 million. The investment opportunity may be an acquisition, management buyout or internal growth. Seacoast has a particular interest in companies located in underserved urban and rural markets. In all cases, Seacoast partners with managers who have proven track records and significant equity stakes. Seacoast Capital invests through two partnership affiliates licensed under the Small Business Act of 1958. With over $200 million of funds under management and over 50 investments since 1994, Seacoast Capital is among the nation's leading mezzanine investors in its target small company sector. The firm has an additional office in Greater Boston.

One Bush Street, Suite 650San FranciscoCA94104415-956-1400415-956-1459

Portfolio companies include:Isagenixhttp://isagenix.com/us/en/home.dhtmlOn the Scene Productionshttp://www.onsceneproductions.com/QuVishttp://www.quvis.com/BISCO Environmentalhttp://www.biscoenv.com/Buy-Rite Designshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26672028Burgon Tool Steelhttp://burgon.com/CNC Diversified Manufacturinghttp://cncdiversified.com/Double Ehttp://www.doubleeusa.com/eFashion Solutionshttp://www.efashionsolutions.com/Fox Runhttp://www.foxrunorchardpark.com/Katahdin Industrieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30480Mearthane Productshttp://www.mearthane.com/Part Minerhttp://www.partminer.com/main/Resolutionhttp://dictionary.reference.com/browse/resolutionUrban Expresshttp://urbanexpress.com/Resolution, Inc.http://resolutionusa.com/Investment Team: Jeffrey J. Holland, Managing Directorjholland@seacoastcapital.comTimothy P. Fay, Partnertfay@seacoastcapital.comThomas W. Gorman, Partnertgorman@seacoastcapital.comWalter Leonard, Partner and CFOwleonard@seacoastcapital.comEben S. Moulton, Partneremoulton@seacoastcapital.comJames T. Donelan, Vice Presidentjdonelan@seacoastcapital.comPatrick Gengoux, Associatepgengoux@seacoastcapital.comSelby Venture Partnerswww.selbyventures.comSilicon ValleyVCInformation TechnologyCommunications & NetworkingMedia & Digital MediaEnergy & Clean TechEarlyFounded in 1998, Selby Venture Partners manages $135 million and invests in early-stage companies delivering disruptive, next generation technologies in software and fabless components for the information technology, communications and consumer sectors. Selby invests in an average of six to eight companies per year, and approximately 20 companies over the lifetime of a fund. The firm's total investment amount in each portfolio company ranges from $3 to $7 million, with an initial commitment of $500,000 to $3 million. The firm prefers to invest in Silicon Valley area companies.

3500 Alameda de las Pulgas, Suite 200Menlo ParkCA94025650-854-7399 650-854-7039

Portfolio companies include:Intelleflexhttp://intelleflex.com/Attributorhttp://www.attributor.com/Bay Microsystemshttp://www.baymicrosystems.com/Bigfixhttp://www.bigfix.com/Active Semiconductorshttp://www.active-semi.com/4INFOhttp://www.4info.com/SugarSynchttps://www.sugarsync.com/Tempo Paymentshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=24067995Triformixhttp://www.triformix.com/Visage Mobilehttp://visagemobile.com/Investment Team:Bob Marshall, Chairman & Managing Directorbob@selbyventures.comJim Marshall, Managing Directorjim@selbyventures.comDoug Barry, Managing Directordoug@selbyventures.comNeil Katin, Technical Advisorneil@selbyventures.comAnthony Matusich, CFOanthony@selbyventures.comJustin Merchant, Operations Managerjustin@selbyventures.comSequoia Capitalwww.sequoiacap.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareFinancial ServicesSeedEarlyGrowthFounded in 1972, Sequoia Capital is one of Silicon Valley's leading VC firms, investing in Seed, Early and Growth stage companies. In the U.S. Sequoia Capital invests between $100K-$1M in start-ups across the energy, financial services, healthcare services, internet, mobile, outsourcing services and technology markets. For early stage comanies Sequoia invests between $1M-$10M. For growth stage companies, Sequoia invests between $10M-$100M. In China, India and Israel, Sequoia Capital invests between $10M-$50, and even up to $100M in companies addressing the consumer services, energy, financial services, healthcare services, internet, mobile, outsourcing services and technology markets. The firm prefers to be the first investor and business partner in a growth stage company that is profitable and fast growing and where the team and products (or services) are proven.

3000 Sand Hill Road, Bldg. 4, Suite 4-250 Menlo ParkCA94025650-854-3927650-854-2977

Portfolio companies include:Atom Entertainmenthttp://www.atom.com/CenterRunhttp://www.sequoiacap.com/us/centerrunGooglehttps://plus.google.com/NetScalerhttp://www.netscaler.com/FireEyehttp://www.fireeye.com/AdBritehttp://www.adbrite.com/AdMobhttp://www.admob.com/Airbnbhttp://www.airbnb.com/Alionhttp://www.alionscience.com/careersBlippyhttp://blippy.com/Cast Ironhttp://en.wikipedia.org/wiki/Cast_ironClean Cellhttp://cleancellinternational.com/Clearwellhttp://www.clearwellsystems.com/Dropboxhttp://www.dropbox.com/FireEyehttp://www.fireeye.com/Funny or Diehttp://www.funnyordie.com/GameFlyhttp://www.gamefly.com/Infobloxhttp://www.infoblox.com/en/home.htmlLogLogichttp://www.loglogic.com/Loopthttps://loopt.com/Luximhttp://www.luxim.com/Mark Logichttp://www.marklogic.com/Meebohttp://www.meebo.com/Nimble Storagehttp://www.nimblestorage.com/Nimbulahttp://nimbula.com/Quantennahttp://www.quantenna.com/RockYouhttp://www.rockyou.com/Ruckushttp://www.ruckuswireless.com/Songbirdhttp://getsongbird.com/TokBoxhttp://www.tokbox.com/Traianahttp://www.traiana.com/Y Combinatorhttp://ycombinator.com/YouTubehttp://www.youtube.com/Trippyhttp://www.trippy.com/intro.htmlChurn Labshttp://www.churnlabs.com/flickmehttp://flickme.com/movies?filters%5Bgenres%5D=ActionHearsay Socialhttp://hearsaysocial.com/Piazzahttps://piazza.com/Palo Altohttp://www.cityofpaloalto.org/Zirmedhttps://public.zirmed.com/Tumblrhttp://www.tumblr.com/Think Financehttp://thinkfinance.com/SunRunhttp://www.sunrunhome.com/A123http://www.gamesbox.com/Achates Powerhttp://www.achatespower.com/C12 Energyhttp://c12energy.com/eMeterhttp://www.emeter.com/Luximhttp://www.luxim.com/R2http://www.r2solutions.org/SunRunhttp://www.sunrunhome.com/SynapSensehttp://www.synapsense.com/go/index.cfmTula Technologyhttp://tula-tech.com/Investment Team:Jake Andersonanderson@sequoiacap.comMickey Arabelovicarabelovic@sequoiacap.comRoelof Bothabotha@sequoiacap.comScott Cartercarter@sequoiacap.comMark Dempsterdempster@sequoiacap.comMichael Dixondixon@sequoiacap.comBill Coughranwmc@sequoiacap.comRandy Ditzlerditzler@sequoiacap.comJim Goetzgoetz@sequoiacap.comMichael Goguengoguen@sequoiacap.comPatrick Gradygrady@sequoiacap.comWarren Hogarthhogarth@sequoiacap.comTimothy Leetlee@sequoiacap.comDouglas Leoneleone@sequoiacap.comMichael Moritzmoritz@sequoiacap.comAlfred Linlin@sequoiacap.comGreg McAdoomcadoo@sequoiacap.comEric Marcotullimarcotulli@sequoiacap.comMark A. Stevensstevens@sequoiacap.comDonald Valentinedtv@sequoiacap.comDavid Velezvelez@sequoiacap.comMatthew Millermiller@sequoiacap.comTodd Cozzenscozzens@sequoiacap.comAaref Hilalyhilaly@sequoiacap.comLuis Roblesrobles@sequoiacap.comBryan Schreierbryan@sequoiacap.comSeraph Groupwww.seraphgroup.netSilicon ValleyAInformation TechnologySoftware & InternetSeedEarlySeraph Group is an investor network of accomplished business and technology leaders that share a passion for investing and supporting entrepreneurs to build successful enterprises. Formed in 2003, Seraph Group is able to evaluate and invest in venture scalable opportunities across most industries. Investments range from $50K to $1.5 million and can participate along any financing stage of the company. While Seraph Group is comprised solely of angel investors, the investment process mimics a traditional venture capital firm where there is a fund managed by a small investment team. The group's investor network reaches 21 cities and spans three continents. Seraph Group's internal team receives investment proposals from the member network in addition to industry peers. The Investment Committee, made up of former venture capitalists and seasoned investors, screen and select investments on behalf of members. Seraph's internal team conducts in-depth due diligence, negotiates, structures and closes investments.

2000 University AvenueEast Palo AltoCA94303650-292-0893

Portfolio companies include:Adinahttp://www.adinaworld.com/Appbistrohttp://appbistro.com/asankyahttp://en.wikipedia.org/wiki/AsankyaBringIthttp://www.bringit.com/Charles Chocolateshttp://charleschocolates.com/Gamesthatgivehttp://gamesthatgive.net/Garrison Enterpriseshttp://garrisonenterprises.com/HMicrohttp://www.hmicro.com/Honestly.comhttp://www.honestly.com/ICONhttp://en.wikipedia.org/wiki/IconIMVUhttp://www.imvu.com/Ironkeyhttps://www.ironkey.com/iSpionagehttp://ispionage.com/Life360http://www.life360.com/Neurotic Mediahttp://neuroticmedia.com/Apsalarhttp://apsalar.com/Fundlyhttp://fundly.com/PBworkshttp://pbworks.com/People Powerhttp://en.wikipedia.org/wiki/People_Power_RevolutionSecond Genomehttp://www.secondgenome.com/Silver Tail Systemshttp://silvertailsystems.com/SiteJabberhttp://www.sitejabber.com/TastingRoom.comhttp://www.tastingroom.com/UCT Coatingshttp://www.uctcoatings.com/Victriohttp://www.victrio.com/WiFiSlamhttp://www.wifislam.com/UrbanTaghttp://www.urbantag.com/TripTrottinghttp://www.triptrotting.com/TalentBinhttp://www.talentbin.com/SendHubhttps://www.sendhub.com/RallyOnhttp://rallyon.com/Pagohttp://pagoslc.com/MixRankhttp://mixrank.com/Investment Team:Bruce LeakJack WilsonJohn CoghlanTy Moddelmog, Analystty@seraphgroup.netPaul ScholsbergRahul Saxenarahul@seraphgroup.netStephen FlemingSteve WarnerTuff Yen, Founder and Presidenttuff@seraphgroup.netTyler Dormantyler@seraphgroup.netSerent Capitalwww.serentcapital.comSilicon ValleyPEBusiness ServicesMiddle MarketSerent Capital invests in growing, profitable businesses. The firm recently announced the closing of institutional commitments for its inaugural $250 million fund. Serent typically commits $10 million to $100 million in capital as an investment. Serent focuses predominantly on services businesses, particularly ones with moderate to light capital intensity, requiring limited capital expenditures. The firm is comfortable with a wide range of revenue size, ranging from $5 million to $100 million, and typically looks for businesses with EBITDA between $3 million and $10 million, and returns on invested capital over 20%. Serent participates in Recapitalizations, Management Buyouts, and Growth Equity financings.

1 Embarcadero Center, 1150San FranciscoCA94111415-343-1050415-343-1051

Portfolio companies include:Cardon Outreachhttp://www.azcentral.com/business/news/articles/2012/01/09/20120109cardon-resign-commerce-authority-ceo.htmlAstonish Resultshttp://www.astonishresults.com/MinuteKeyhttp://minutekey.com/index1.phpC2 Educational Systemshttp://www.c2leesburg.com/c2system.phpEquinox Healthcarehttp://www.equinoxhealthcare.com/Knowland Grouphttp://www.knowlandgroup.com/minuteKEYhttp://www.minutekey.com/Safety Serviceshttp://safetyservicesinc.com/Strategic Fundraisinghttp://www.strategicfundraising.com/Tricolor Autohttp://www.tricolorauto.com/United Allergy Serviceshttp://www.unitedallergyservices.com/Investment Team:Kevin Frick, Partnerkevin.frick@serentcapital.comDavid Kennedy, PartnerBarry Obrand, Operating PartnerMark Shang, CFOTina Bao, AssociateChris Choi, Vice PresidentAaron Dupuis, Vice Presidentaaron.dupuis@serentcapital.comLance Fenton, Vice PresidentJon Cheek, Vice PresidentAndrew Peix, Vice Presidentandrew.peix@serentcapital.comCalvin Lee, AssociateTom Miller, Associate Director of Business DevelopmentTyler Fair, Director of Business DevelopmentNadim Homsany, Vice PresidentDaniel Tan, AssociateJeff Ni, AssociateFox Paine & Company, LLCwww.foxpaine.comSilicon ValleyPEEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialConsumer ProductsMiddle MarketFox Paine & Company, LLC manages investment funds in excess of $1.2 billion that provide equity capital for (i) management buyouts, (ii) going private transactions, and (iii) company expansion and growth programs (referred to collectively as MBOs). Fox Paine engages exclusively in friendly transactions developed in cooperation with a company's management, board of directors, and shareholders. Fox Paine was founded in 1996 by Saul A. Fox, a former general partner of Kohlberg Kravis Roberts & Co., and W. Dexter Paine, III, a former General Partner of Kohlberg & Co. In 1998, Fox Paine completed fundraising for Fox Paine Capital Fund I, an investment fund with $500 million of investor commitments. In 2001, the firm successfully raised Fox Paine Capital Fund II, a $1.0 billion investment fund, exceeding its original $750 million target. The firm invests in a broad array of industries including Healthcare, Energy, Oil, Gas, Telecommunications, Industrial, and Consumer Goods.

2105 Woodside Road, Suite DWoodsideCA94062650-235-2075650-295-4045

Portfolio companies include:Byram Healthcarehttp://www.byramhealthcare.com/L'Artisan Parfumeurhttp://www.artisanparfumeur.com/Seminishttp://us.seminis.com/Advantahttp://advanta.com/Erno Laszlohttp://www.ernolaszlo.com/Global Indemnityhttp://www.globalindemnity.com/Penhaligon'shttp://www.penhaligons.com/shop/homeus.html?currency_code=USDMaxxim Medicalhttp://www.maxximmedical.com/ACMIhttp://www.acminet.org/Alaska Communication Systemhttp://www.alaskacommunications.com/Paradigm B.V.http://www.pdgm.com/Home.aspxUnited American Energy Grouphttp://unitedenergycorp.net/Investment Team:Saul A. Fox, Chief ExecutiveJay Pulaski, Chief Financial OfficerJessica Jweinat, Vice President of OperationsFrancisco Partnerswww.franciscopartners.comSilicon ValleyVCPEInformation TechnologyCommunications & NetworkingSemiconductorGrowthExpansionMiddle MarketFrancisco Partners is a global private equity firm focused on investments in technology and technology-enabled services businesses. With approximately $7 billion in capital and a team of 30 investment professionals worldwide, the firm pursues investments involving equity commitments ranging from $50 million to over $2 billion. Francisco Partners is active across a broad range of technology sectors, including semiconductors and capital equipment, electronics components, systems and manufacturing, IT services and business process outsourcing (BPO), communications, security and enterprise application, and infrastructure software.

One Letterman DriveBuilding C, Suite 410San FranciscoCA94129415-418-2900 415-418-2999

Portfolio companies include:Aconexhttp://www.aconex.com/Blue Coathttp://www.bluecoat.com/Dextryshttp://www.dextrys.com/Emailvisionhttp://www.emailvision.com/Healthlandhttp://www.healthland.com/Hypercomhttp://rdr.verifone.com/FX Solutionshttp://www.fxsolutions.com/Legerityhttp://www.zarlink.com/AdvancedMD Softwarehttp://www.advancedmd.com/AKQAhttp://www.akqa.com/API Healthcarehttp://www.apihealthcare.com/Barracuda Networkshttp://www.barracudanetworks.com/ns/?L=enEx Libris Grouphttp://www.leedsequity.com/portfolio.cfm?section_sub_id=6&portfolio_id=32Foundation 9 Entertainmenthttp://www.f9e.com/LYNX Medical Systemshttp://www.lynxmed.com/MetaSwitch Networkshttp://www.metaswitch.com/OfficeTigerhttp://officetiger.com/Primaverahttp://www.oracle.com/us/corporate/acquisitions/primavera/index.htmlQuantroshttp://quantros.com/RedPrairiehttp://www.redprairie.com/Specific Mediahttp://www.specificmedia.com/aboutT-Systemhttp://www.tsystem.com/Aderanthttp://www.aderant.com/Allston Tradinghttp://allstontrading.com/Attachmatehttp://www.attachmate.com/CityIndexhttp://www.cityindex.co.uk/CrossMatchhttp://www.crossmatch.com/NPTesthttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2826563Numonyxhttp://www.micron.com/Investment Team: David Stanton, Founder and Managing Partnerstanton@franciscopartners.comSanford Robertson, Founder and Partnerrobertson@franciscopartners.comBenjamin Ball, Founder and Partnerball@franciscopartners.comDipanjan Deb, Founder and Managing Partnerdeb@franciscopartners.comNeil Garfinkel, Founder and Partnergarfinkel@franciscopartners.comDavid Golob, Partnergolob@franciscopartners.comKeith Geeslin, Partnergeeslin@franciscopartners.comAndrew Kowal, Partnerkowal@franciscopartners.comEzra Perlman, Partnerperlman@franciscopartners.comSanford Robertson, Partnerrobertson@franciscopartners.comFrazier Healthcarewww.frazierhealthcare.comSilicon ValleyVCLife Sciences & HealthcareMedical DeviceSeedEarlyGrowthExpansionFounded in 1991 and with more than $1.8 billion of capital under management, Frazier Healthcare is one of the nation's leading providers of venture and growth equity capital to emerging healthcare companies. The firm has invested in more than 100 emerging healthcare companies, focusing on the biopharma, medical device and healthcare service sectors. Within the venture program, Frazier invests in biopharma and medical device companies across the entire spectrum of their development from seed to late stage and PIPEs. Within the growth equity program, Frazier invests in healthcare companies that have already achieved positive cash flow and that have the potential for high growth. Frazier expects to support their venture investments over the duration of their development with total investment amount per company averaging $15 to $50 million. Frazier primarily invests in companies located in all the major healthcare clusters across the United States: Bay Area, San Diego, Seattle, Boston and North Carolina. The firm also maintains a Seattle office. Frazier is currently investing out of a $600 million fund formed in 2008.

70 Willow Rd., Suite 200Menlo ParkCA94025650-325-5156650-325-5157

Portfolio companies include:Chimerixhttp://www.chimerix.com/Trubion Pharmaceuticalshttp://www.trubion.com/Anaptyshttp://www.anaptysbio.com/Marcadia Biotechhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30995911Zonarehttp://www.zonare.com/Bravo Healthhttp://www.bravohealth.com/MedPointehttp://medpointepharma.com/Pentec Healthhttp://www.pentechealth.com/Alexzahttp://www.alexza.com/Alnarahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=49944346Amicushttp://www.amicustherapeutics.com/Cadence Pharmaceuticalshttp://www.cadencepharm.com/Calixa Therapeuticshttp://calixainc.com/Geronhttp://www.geron.com/Nuon Therapeuticshttp://www.nuontherapeutics.com/OraPharmahttp://www.orapharma.com/Portola Pharmaceuticalshttp://portola.com/QuatRxhttp://quatrx.com/Rempex Pharmaceuticalshttp://rempexpharma.com/Rigelhttp://en.wikipedia.org/wiki/RigelSilence Therapeuticshttp://silence-therapeutics.com/SilverGate Pharmaceuticalshttp://www.medcitynews.com/2011/05/silvergate-pharma-raises-3m-for-pediatric-drug-reformulation/Stromedixhttp://www.stromedix.com/Tobira Therapeuticshttp://tobiratherapeutics.com/Trubion Pharmaceuticalshttp://www.trubion.com/Tularikhttp://wwwext.amgen.com/VentiRx Pharmaceuticalshttp://www.ventirx.com/ViroPharmahttp://www.viropharma.com/Vivushttp://www.vivus.com/XenoPorthttp://www.xenoport.com/Zymogeneticshttp://www.zymogenetics.com/Investment Team:Dan Estes, Senior Associatedan.estes@frazierhealthcare.comPatrick Heron, General Partnerpatrick@frazierhealthcare.comJames Topper, M.D., Ph.D., General Partnerjames@frazierhealthcare.comRobert More, General Partnerbob.more@frazierhealthcare.comRandall Whitcomb, Senior AdvisorFreestyle Capitalwww.freestylecapital.comSilicon ValleyVCSoftware & InternetSeedFounded in 2009, Freestyle Capital is a seed stage investor and mentor for Internet software startups. The firm is interested in decentralized distribution of media and information, Twitter, cloud computing and crowd sourcing. Josh Felser, a General Partner at Freestyle, worked at News Corp for four years. He also worked in new media as co-founder and president of Spinner, the first multi-channel Internet radio service and was co-founder and CEO of Grouper/Crackle, one of the first Internet video networks. Both companies were acquired in less than three years for $320M (AOL) and $65M (Sony Pictures) respectively. Felser and his partner from Spinner and Grouper, Dave Samuel, started Freestyle Capital to fill the void between retreating angels and VCs moving to later stage investments.

2601 Mission St., Suite 900San FranciscoCA94110

Portfolio companies include:Super Secrethttp://www.supersecret.com/Kidlandiahttp://www.kidlandia.com/Get Satisfactionhttp://getsatisfaction.com/Dolores Labshttp://doloreslabs.com/contact.htmlType Kithttps://typekit.com/CoTweethttp://cotweet.com/SimpleGeohttps://simplegeo.com/Rixtyhttps://www.rixty.com/Formspring.Mehttp://www.formspring.me/StyleTrekhttp://www.styletrek.com/Recurlyhttp://recurly.com/CardPoolhttp://www.cardpool.com/Chartbeathttp://chartbeat.com/about.mehttp://about.me/Anybeathttp://www.anybeat.com/Backtypehttp://www.backtype.com/Bylinerhttp://byliner.com/CrowdFlowerhttp://crowdflower.com/Enflickhttp://www.enflick.com/GoInstanthttp://www.goinstant.com/Imperiumhttp://en.wikipedia.org/wiki/ImperiumIndexTankhttp://indextank.com/Mongolabhttps://mongolab.com/home/Mr. Numberhttp://mrnumber.com/SnappyTVhttp://www.snappytv.com/Typekithttps://typekit.com/Yobongohttp://yobongo.com/9Gaghttp://9gag.com/Clarityhttp://dictionary.reference.com/browse/clarityGetSatisfactionhttps://getsatisfaction.com/Investment Team:Josh Felser, General Partner, www.linkedin.com/in/joshfelserDave Samuel, General Partner, www.linkedin.com/in/thedjdaveMolly Anawalt, Executive AssistantSevin Rosen Funds (SRF)www.srfunds.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorEarlyFounded in 1981, Sevin Rosen Funds focuses its investments in enterprise software and services, semiconductors/computing, and telecommunications companies. Sevin Rosen typically invests from $4 million to $15 million over the course of each venture. Some of SRF's early stage investments include: Compaq, Lotus Development, and Cypress Semi-conductor. Sevin Rosen Fund VIII closed in the fall of 2000 and is capitalized at $600 million. Currently, SRF has over $1.5billion under management, and is investing funds VI through IX, as well as SRB Partners fund.

421 Kipling Street Palo AltoCA94301650-326-0550 650-326-0707

Portfolio companies include:Genbandhttp://en.wikipedia.org/wiki/GENBANDLimerick Biopharmahttp://www.limerickbio.com/Wayporthttp://aws.wayport.net/MetaCartahttp://en.wikipedia.org/wiki/MetaCartaKabirahttp://www.tibco.com/industries/telecommunications/default.jspExtenethttp://www.market6.com/YouSendIthttps://www.yousendit.com/Channelinsighthttp://channelinsight.com/FourthWall Mediahttp://www.fourthwallmedia.tv/Invodohttp://www.invodo.com/Market6http://www.market6.com/Splunkhttp://www.splunk.com/Tangoehttp://www.tangoe.com/Verified Personhttp://www.verifiedperson.com/web/AirWalkhttp://www.airwalk.com/Cube Opticshttp://www.cubeoptics.com/Ethertronicshttp://ethertronics.com/Alder Biopharmaceuticalshttp://www.alderbio.com/BioBehavioral Diagnosticshttp://www.biobdx.com/Metabolonhttp://www.metabolon.com/InnovaLighthttp://www2.dupont.com/Photovoltaics/en_US/products_services/silicon_inks/silicon_inks.htmlInvestment Team:Steve Domenik, General Partner (Palo Alto)sld@srfunds.comJon Bayless, General Partnerjwb@srfunds.comSteve Dow, General Partner (Palo Alto)smd@srfunds.comJohn Jaggers, General Partnerjwj@srfunds.comJackie Kimzey, General Partnerjrk@srfunds.comDave McLean, General Partnerdjm@srfunds.comJohn Oxaal, General Partner (Palo Alto)jto@srfunds.comCharles Phipps, General Partnerchp@srfunds.comAl Schuele, General Partneraschuele@srfunds.comNick Sturiale, Affiliated Partner (Palo Alto)nsturiale@srfunds.comWilliam Paiva, Venture Partnerwpaiva@srfunds.comDan Meyer, Talent Partnerdcm@srfunds.comGeorge Schneer, Consultant (Palo Alto)gschneer@srfunds.comFriedman Fleischer & Lowe (FFL)www.fflpartners.comSilicon ValleyPELife Sciences & HealthcareBusiness ServicesFinancial ServicesConsumer ProductsEducation & TrainingMiddle MarketFormed in 1997, Friedman Fleischer & Lowe is a private equity firm focused on middle-market companies. FFL's principals have invested $2.0 billion in 50 companies across a variety of industries and geographies. FFL considers a variety of deal structures, investing in companies with enterprise values between $50 million and $500 million, and with revenues in the range of $30 million to $400 million. The firm is actively seeking opportunities in the following industries: Outsourced business services; Education and training; Marketing and media; Consumer products; Healthcare; and Financial services. FFL's first fund, Friedman Fleischer & Lowe Capital Partners, LP, closed in September of 1999. The firm closed Friedman Fleischer & Lowe Capital Partners II, LP in June 2004. The firm's current fund, Friedman Fleischer & Lowe Capital Partners III closed in 2008 and the firm is currently investing from this $1.5 billion fund.

One Maritime Plaza, 22nd FloorSan FranciscoCA94111415-402-2100 415-402-2111

Portfolio companies include:C.H.I. Overhead Doorshttp://www.chiohd.com/garage-doors/Church's Chickenhttp://www.churchs.com/Geovera Insurance Grouphttp://www.geovera.com/Green Bankhttp://www.greenbankusa.com/Jones Tradinghttp://jonestrading.com/Kool Smileshttp://www.mykoolsmiles.com/Midwest Dentalhttp://www.midwest-dental.com/SKBHC Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=100804664Speedy Cash Holdingshttp://www.speedycash.com/check-cashing/Transtar Holdingshttp://www.fflpartners.com/portfolio/transtarTritech Holdingshttp://www.tritechholdings.com/?page_id=2Wilton REhttp://www.wiltonre.com/Americanwest Bankhttp://www.awbank.net/Wellstreet Urgent Carehttp://www.wellstreet.com/Investment Team:Tully Friedman, Chairman and Chief Executive Officertfriedman@fflpartners.comSpencer Fleischer, Presidentsfleischer@fflpartners.comChris Masto, Managing Directorcmasto@fflpartners.comRajat Duggal, Managing Directorrduggal@fflpartners.comNancy Graham Ford, Partnernford@fflpartners.comAaron S. Money, Partneramoney@fflpartners.comCas Schneller, Managing DirectorJohn Tudor, Managing DirectorShalon Ventureswww.shalon.comSilicon ValleyVCLife Sciences & HealthcareMedical DeviceSeedEarlyShalon Ventures invests its intellectual, financial and management resources to raise significant additional capital for mature-stage companies. Targeted investments can deliver major improvements in enhancing the safety and outcome in medical procedures, reducing or eliminating hospitalization, reducing procedural costs, or reducing the skill-set required to perform a procedure. Using its resources and networks in the San Francisco Bay Area, the firm works with clinicians, inventors, academics, entrepreneurs, and venture capital professionals to determine the clinical need of a technology, develop and demonstrate its commercial and technical feasibility, and build the management team that will commercialize it. Shalon invests in its companies directly using the Shalon Ventures fund and raises additional capital through close collaborations with leading life science VC firms. Shalon is particularly interested in clinical and consumer products based on devices, material science, device/material combinations, specialty pharmaceuticals and clinically significant diagnostics, but will consider investment in any innovative idea in the life sciences.

532 Emerson StreetPalo AltoCA94301650-566-8200650-473-9196

Portfolio companies include:Neosilhttp://www.shalon.com/shalon/portfolio/neosil.htmAirXpandershttp://www.airxpanders.com/Syntenihttp://www.synteni.com/iWhisperhttp://www.iwhisper.net/BioPolymerixhttp://www.shalon.com/shalon/portfolio/biopolmerix.htmIntelligent Biocideshttp://www.shalon.com/shalon/portfolio/intelligent-biocides.htmRenew Medicalhttp://renewmedicalspalv.com/Sensatehttp://www.thefreedictionary.com/sensateAirflow Medicalhttp://www.shalon.com/shalon/portfolio/Airflow_Medical.htmGard Medicalhttp://www.shalon.com/shalon/portfolio/Gard_Medical.htmOsteoGenixhttp://osteogenix.com/Investment Team:Teddy Shalon, Managing Partnerteddy@shalon.comDari Shalon, Managing Partnerdari@shalon.comDr. Sam Sawansam@shalon.comDr. Ajit S. Shahajit@shalon.comBarry Cheskincheskin@shalon.comDr. Guy Kotlizkyguy@shalon.comFTV Capitalwww.ftvcapital.comSilicon ValleyVCPEInformation TechnologyFinancial ServicesExpansionMiddle MarketFounded in 1998, FTV Capital invests in companies that develop technologies useful for the financial services industry such as application and infrastructure software, payment and transaction processing, outsourcing, IT-enabled services, and corporate and asset management services. The firm has over $1 billion under management (across three funds) and invests primarily in mid-to-late stage private companies with developed technologies. FTV typically leads or controls investments in companies that are: seeking to fund rapid organic growth, recapitalizing to optimize capital structure and/or meet the liquidity needs of shareholders, pursuing an acquisition-intensive strategy requiring capital, or spinning-off operations from a parent corporation. The firm typically invests $10 to $75 million. On a limited basis FTV will consider late stage consolidations or spinouts.

555 California Street, Suite 2900San FranciscoCA94104415-229-3000415-229-3005

Portfolio companies include:GigaSpaceshttp://www.gigaspaces.com/Digital Harborhttp://digitalharbor.org/CapitalStreamhttp://www.capitalstream.com/ExlServicehttp://exlservice.com/Fleet Onehttp://www.fleetone.com/Verushttp://www.veruspetfoods.com/E-Loanhttp://www.eloan.com/IndexIQhttp://www.indexiq.com/Company.comhttp://www.company.com/Content Criticalhttp://contentcritical.com/Freebordershttp://www.freeborders.com/Globanthttp://www.globant.com/Content/Home/Intrepid Learning Solutionshttp://www.intrepidls.com/Mu Sigmanhttp://www.mu-sigma.com/Rezolve Grouphttp://www.rezolvegroup.com/RE Holdingshttp://www.iscos.org.sg/en/social-enterprises/our-business-arm-re-holdings/Apex Fund Serviceshttp://www.apexfundservices.com/ETF Securitieshttp://www.etfsecurities.com/Presidio Reinsurance Grouphttp://presidiore.com/VelocityShareshttp://velocityshares.com/CashStarhttp://www.cashstar.com/Financial Transaction Serviceshttp://www.ftservice.com/MedSynergieshttp://www.medsynergies.com/Vindiciahttp://www.vindicia.com/Aveskahttp://www.aveksa.com/Caplinhttp://www.caplin.com/Centrohttp://www.centro.org/Cloudmarkhttp://www.cloudmark.com/Covariohttp://www.covario.com/GigaSpaceshttp://www.gigaspaces.com/OpenSpanhttp://www.openspan.com/SenSagehttp://www.sensage.com/SourceCodehttp://www.imdb.com/title/tt0945513/Trustwavehttps://www.trustwave.com/Varicenthttp://www.varicent.com/Investment Team:Richard Garman, Managing Partnerrgarman@ftventures.comJames C. Hale III, Founding Partnerjhale@ftventures.comBob Huret, Co-Founder & Partnerrhuret@ftventures.comBen Cukier, Partnerbcukier@ftventures.comDavid A. Haynes, Partner & COOdhaynes@ftventures.comEric Byunn, Partnerebyunn@ftventures.comBrad Bernstein, Partnerbbernstein@ftventures.comChris Winship, Partnercwinship@ftventures.comFuse Capitalhttp://fusecapital.comSilicon ValleyVCInformation TechnologyCommunications & NetworkingMedia & Digital MediaEarlyFuse Capital manages the investment funds of ComVentures with $1.5 billion in assets under management and is focused on digital media and communications opportunities. The firm invests globally and currently has investments in the U.S., India, and China. The Fuse team is comprised of experienced investors, executives, and entrepreneurs in the digital media and communications industries and leverages its network of relationships, hands-on experience and knowledge in these sectors to help build and grow businesses.

800 Menlo Ave., Suite 220Menlo ParkCA94025650-325-9600650-325-9608

Portfolio companies include:HIP Digitalhttp://www.hipdigitalmedia.com/NextNewNetworkshttp://www.youtube.com/user/NextNewNetworksfatTail Solutionshttp://adserver.fattail.com/Ahurahttp://www.ahurascientific.com/index.phpBroadview Networkshttp://www.broadviewnet.com/BVN/Default.aspAurora Networkshttp://www.aurora.com/Pano Logichttp://www.panologic.com/OpSourcehttp://www.opsource.net/India TVhttp://www.indiatvnews.com/MarketToolshttp://www.markettools.com/NDTV.comhttp://www.ndtv.com/Quantiahttp://quantiamd.com/BBEhttp://www.bbesound.com/Motricityhttp://www.motricity.com/Generatehttp://www.merriam-webster.com/dictionary/generateCrowdFusionhttp://www.crowdfusion.com/Fuse+Mediahttp://www.digitaltrends.com/gadgets/sandisk-fuse-mp3-player-features-filmstrip-interface/Sensyshttp://www.sensysnetworks.com/Celestial Semiconductorhttp://www.celestialsemi.com/Exalthttp://exaltcom.com/SpectraLinearhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26305304DAC Semiconductorhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=46366250SGMicrohttp://sgmicro.com/AlloyDigitalhttp://alloydigital.com/Quantiahttp://quantiamd.com/Investment Team: David Britts, Partnerdavid@fusecapital.comKeyur Patel, Managing Partnerkeyur@fusecapital.comRoland Van der Meer, Partnerroland@fusecapital.comGabriel Venture Partnerswww.GabrielVP.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingEnergy & Clean TechEarlyFounded in 1999, Gabriel Venture Partners is a hands-on, early-stage venture capital firm with offices in Silicon Valley and the Mid-Atlantic, managing over $260 million. The Gabriel I & II funds were created by Gabriel Investment Company to help build the emerging market leaders in the Communications and Networking, Information Technology, and Internet industries. Gabriel invests in technology companies across a wide array of industries - from energy efficient LED light sources and algae biodiesel, to college text book rental services and noise cancellation technology for next-generation cell phone headsets. Gabriel invests a total of $3 million-$6 million for a significant ownership stake in capital efficient companies that require no more than $15M of venture capital over their life to reach either cash flow positive operations, an exit, or a significant valuation to raise growth capital if needed. Gabriel focuses its investments on companies with a presence in the West and East Coasts.

350 Marine Parkway, Suite 200Redwood ShoresCA94065650-551-5000650-551-5001

Portfolio companies include:kajeethttp://www.kajeet.com/MakeMyTrip.comhttp://www.makemytrip.com/NetScalerhttp://www.netscaler.com/iForemhttp://en.wikipedia.org/wiki/IForemChegghttp://www.chegg.com/Boston-Powerhttp://www.boston-power.com/Connectbeamhttp://blog.connectbeam.com/Jackedhttp://www.aetv.com/jacked/AccessLinehttp://www.accessline.com/Allsec Technologieshttp://allsectech.com/Arula Systemshttp://www.premisesnetworks.com/storefronts/arula.htmlAurora Algaehttp://www.aurorainc.com/Concord Communicationshttp://concordcommgroup.com/CrossMedia Serviceshttp://www.crossmediacg.com/Encentuatehttp://en.wikipedia.org/wiki/EncentuateExodushttp://exodusattack.com/iForemhttp://en.wikipedia.org/wiki/IForemIPWirelesshttp://www.ipwireless.com/Iridigmhttp://www.mirasoldisplays.com/Level 7 Systemshttp://www.levelsevensystems.com/NeoPath Networkshttp://neopathnetworks.com/NetScalerhttp://www.netscaler.com/NextG Networkshttp://nextgnetworks.net/Persistent Systemshttp://www.persistentsys.com/PlaceWarehttp://en.wikipedia.org/wiki/PlaceWarePlantSensehttp://www.plantsense.com/Provoquehttp://en.wiktionary.org/wiki/provoqueSkyCrosshttp://www.skycross.com/Step Labshttp://www.steplabs.com/Tejas Networkshttp://www.tejasnetworks.com/YLX Corporationhttp://ylxcorp.com/Investment Team:Rick Bolander, Managing Director & Co-Founderrick.bolander@gabrielvp.comScott Chou, Managing Directorscott@gabrielvp.comPhil Samper, Founding Partnerphil@gabrielvp.comJim Long, PartnerGameStop Digital Ventures (GDV)www.gamestopcorp.com/digital.aspxSilicon ValleyCVCInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyGameStop Digital Ventures (GDV) is the global strategy, M&A and incubation arm of GameStop, the world's largest video game and entertainment software retailer. GDV is focused exclusively on innovative game and game-related products, services and technologies worldwide. We look for partnership, acquisition and, in some cases, investment opportunities where the firm can accelerate the growth of those opportunities through GameStop's global financial, management, retail & digital resources. GDV is based in the SoMA area of San Francisco, California. GDV targets companies with innovative products, services and/or technologies that are changing the way games are produced, consumed, bought, sold and/or monetized across digital platforms and devices

San FranciscoCA800-883-8895

Portfolio companies include:PlayJamhttp://www.playjam.com/Investment Team:Chris Petrovic, SVP & GMJ. Paul Raines, CEOGarage Technology Ventureswww.garage.comSilicon ValleyVCInformation TechnologySoftware & InternetEnergy & Clean TechSeedEarlyFounded in 1997 as Garage.com, Garage Technology Ventures is a seed-stage and early-stage venture capital fund investing in software, services, clean technology, and material sciences (not life sciences) based in California or the Western U.S. Garage delivers ongoing support in the areas of business development, human capital, and marketing to further ensure their portfolio companies grow and prosper. Garage seeks technology based investments from $500,000 to $3 million.

1 First St., Suite 9Los AltosCA94022650-383-5656650-383-5564

Portfolio companies include:Tripwirehttp://www.tripwire.com/Futuretradehttp://futuretradeinc.com/Digital Envoyhttp://www.digitalenvoy.com/CaseStackhttp://ww2.casestack.com/Innovative Roboticshttp://www.innovativerobotics.com/site2011/index.htmlBusiness Layershttp://business-law.lawyers.com/Hoku Scientifichttp://hokuscientific.com/LeftHand Networkshttp://www.hp.com/hpinfo/newsroom/press/2009/090211b.htmlCfareshttp://www.cfares.com/Clariahttp://en.wikipedia.org/wiki/Claria_CorporationClearFuelshttp://www.rentechinc.com/clearFuels.phpDigital Fountainhttp://www.qualcomm.com/solutions/broadcast-streaming/media-deliveryD.light Designhttp://dlightdesign.com/home_global.phpFilmLoophttp://download.cnet.com/FilmLoop/3000-2193_4-10471764.htmlImmunixhttp://en.wikipedia.org/wiki/ImmunixiNesthttps://www.inest.co.uk/IP3 Networkshttp://www.mitzmara.com/IP3Networks.htmKaboodlehttp://www.kaboodle.com/Miasolehttp://miasole.com/The Motley Foolhttp://www.fool.com/NovaCentrixhttp://www.novacentrix.com/Packet Islandhttp://www.broadsoft.com/products/packetsmart/Pandorahttp://www.pandora.com/PhatNoisehttp://www.phatnoise.com/Psionic Technologieshttp://www.net-security.org/secworld.php?id=843PureSighthttp://www.puresight.com/Qumuhttp://www.qumu.com/Razzhttp://en.wikipedia.org/wiki/Razz_(poker)Sapiashttp://sapias.net/SignaCerthttp://www.signacert.com/SimplyHiredhttp://www.simplyhired.com/Step Labshttp://www.steplabs.com/Synacorhttp://www.synacor.com/ThermoCeramiXhttp://www.thermoceramix.com/u-Navhttp://u-nav.com/Vigilisticshttp://www.vigilistics.com/Virtualishttp://www.virtualiscenter.com/VISANOWhttp://www.visanow.com/WebOrderhttps://www.atlantisweborder.com/WhiteHathttps://www.whitehatsec.com/Xorahttp://www.xora.com/ss/Yoicshttp://www.yoics.com/Investment Team:Guy Kawasaki, Managing Director and Chairmankawasaki@garage.comBill Reichert, Managing Directorreichert@garage.comJoyce Chung, Managing Directorjoyce@garage.comHenry Wong, Venture Partnerhenry@garage.comGarnett & Helfrich Capitalwww.garnetthelfrich.comSilicon ValleyPEInformation TechnologyMiddle MarketGarnett & Helfrich Capital, which bills itself as "The Venture Buyout Firm," is a $350 million private equity fund for mid-sized technology spinouts. Formed in March 2004, with $250,000,000 in capital from institutional investors and educational endowments, and now expanded to $350,000,000, the firm invests in buyouts in the enterprise software, communications and networking, semiconductors, data processing, and internet content/infrastructure segments of the technology industry. Garnett & Helfrich Capital is actively looking for acquisition opportunities where the business has ongoing annual revenue of $40,000,000 to $200,000,000, a positive brand and solid reputation in the marketplace for technological excellence, and an installed base of customers who have an enduring relationship with the business. These businesses may (or may not) be profitable or cash flow positive, may be in need of new technology and products to expand the existing offering, and may be "broken and orphaned" within the parent organization.

1200 Park Place, Suite 200 San MateoCA94403650-234-4200 650-234-4299

Portfolio companies include:Azingohttp://www.azingo.com/BLADE Networkhttp://en.wikipedia.org/wiki/BLADE_Network_TechnologiesIngreshttp://en.wikipedia.org/wiki/Jean_Auguste_Dominique_IngresMTIhttp://mtibaths.com/Openwater Softwarehttp://www.openwaternet.com/Wysehttp://wyse.com/Actianhttp://www.actian.com/Investment Team:Terry Garnettterrygarnett@garnetthelfrich.comDavid Helfrich, Managing Directordavid@garnetthelfrich.comGCAwww.gerkencapital.comSilicon ValleyVCFOFLife Sciences & HealthcareEarlyGCA is a San Francisco Bay Area based, privately held firm specializing in managing and/or advising alternative asset funds. The firm was founded in 1989 as Gerken Capital Associates and incorporated in the state of California in 1994. Since inception, the firm has established, managed or advised in excess of twenty alternative asset funds with aggregate assets under management exceeding $4.6 billion. GCA has correspondent offices in London, Hong Kong and Sao Paolo. The firm has an emphasis on emerging growth markets in Brazil, Russia, India, Greater China and the GCC. The firm manages Healthcap AB, a Stockholm based healthcare venture capital fund formed in 1997. With six funds under management and assets approaching $1 billion it is one of the largest in Europe. Additionally, the firm manages the GCA Emerging Markets Fund, L.P., a dedicated emerging markets private equity fund of funds.

110 Tiburon Blvd., Suite 5Mill ValleyCA94941415-383-1464415-383-1253

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Lou Gerken, Chairman & CEOlou@gerkencapital.comPeter Britto CPA, CGA, Finance Directorpeter@gerkencapital.comAnthony J. Moore, Directoranthony@gerkencapital.comDakshesh Patel, Directordakshesh@gerkencapital.comHugh B.L. McClung, Directorhugh@gerkencapital.comPankti Shah, AssociateLina El-Zein, Financial AnalystGemini Israel Fundswww.gemini.co.ilSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorSeedEarlyGrowthExpansionFounded in 1993, and a pioneer in Israel's venture capital industry, Gemini provides financing to high tech start-ups. With over $700 million under management in five funds, Gemini focuses on seed and early stage companies in the fields of Communications & Wireless, Consumer Electronics, Internet, Semiconductors, and Enterprise Software. Gemini prefers to be a new company's first and only investor in that round, and where it is not the sole investor, to be the lead. The firm also co-invests in companies at a later stage of their development. Gemini likes seed projects where its average initial investment can be between $500K and $5M, rising to as much as $10M over time.

2200 Sand Hill Road, Suite #100Menlo ParkCA94025650-561-0706650-233-7515

Portfolio companies include:Autotalkshttp://www.auto-talks.com/Contextreamhttp://contextream.com/Moduhttp://en.wikipedia.org/wiki/ModuPrimeSensehttp://www.primesense.com/Metrolighthttp://www.metrolight.com/TaKaDuhttp://www.takadu.com/Outbrainhttp://www.outbrain.com/Starhomehttp://www.starhome.com/MassiveImpacthttp://massiveimpact.com/Schemahttp://en.wikipedia.org/wiki/Schema_(psychology)WeFihttp://www.wefi.com/Oliver Solutionshttp://oliver-solutions.com/adap.tvhttp://www.adap.tv/publishers.htmlEyeViewhttp://www.eyeviewdigital.com/SupportSpacehttp://corporate.supportspace.com/Sense of Fashionhttp://www.senseofashion.com/The Gifts Projecthttp://giftsproject.com/Wikiohttp://www.wikio.com/LoyalBlockshttp://www.loyalblocks.com/Axxanahttp://www.axxana.com/Axxana/index.aspCloudSharehttp://www.cloudshare.com/dbMotionhttp://www.dbmotion.com/OpTierhttp://en.wikipedia.org/wiki/OpTierPanayahttp://www.panayainc.com/ToTangohttp://www.totango.com/WatchDoxhttps://www.watchdox.com/QualiSystemshttp://www.qualisystems.com/Applied Spectral Imaginghttp://www.spectral-imaging.com/Investment Team:Dr. Ed Mlavsky, Chairman Emeritus and Founding PartnerYossi Sela, Managing PartnerMenashe Ezra, Managing PartnerAdi Pundak-Mintz, General Partneradi@gemini.co.ilOmer Regev, Chief Financial OfficerAvi Hasson, General Partneravi@gemini.co.ilEran Wagner, General PartnerElinat Metzer, PrincipalGeneration Partnerswww.genpartners.comSilicon ValleyVCPEInformation TechnologyCommunications & NetworkingMedia & Digital MediaLife Sciences & HealthcareBusiness ServicesGrowthExpansionMiddle MarketFounded in 1996, Generation Partners is a private investment firm managing $345 million of capital focused on providing equity capital to technology-oriented growth companies through buyout, growth equity, and venture capital investments. The firm targets investments between $10 and $40 million in three broadly-defined industry areas: Business & Information Services, Media & Communications, and Healthcare Services & Tech-nology. The firm has offices in Greenwich, CT, Austin, Texas and San Francisco, CA and has invested in over 50 companies.

One Maritime Plaza, Suite 1555 San FranciscoCA94111415-646-8620 415-646-8625

Portfolio companies include:Demand Mediahttp://www.demandmedia.com/New Wave Broadcastinghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=32122Promatoryhttp://www.promontory.com/Johnny Rocketshttp://www.johnnyrockets.com/DiscoverMusic.comhttp://discovermusic.com/ShopWikihttp://www.shopwiki.com/High End Systemshttp://www.highend.com/Revcubehttp://en.wikipedia.org/wiki/Revcubethe Platformhttp://theplatform.com/HotJobs.comhttp://www.monster.com/LVI Serviceshttp://www.lviservices.com/MedVance Institutehttp://www.medvance.edu/PartMinerhttp://www.partminer.com/main/Post Universityhttp://www.post.edu/Sterling Infosystemshttp://www.sterlinginfosystems.com/Virtual Radiologic Corporationhttp://www.vrad.com/American Cellular Corpoartionhttp://www.americancellular.net/iCrossinghttp://www.icrossing.com/Muzakhttp://www.muzak.com/Scientific Gameshttp://www.scientificgames.com/sections/inside-scientific-games/Investment Team:John Hawkins, Managing Partnerhawkins@generation.comMark E. Jennings, Managing Partnerjennings@generation.comAndrew Hertzmark, Partnerhertzmark@generation.comLouis Marino, Vice Presidentmarino@generation.comDorothy Jatzen, Controllerjatzen@generation.comGenstar Capital, Inc.www.gencap.comSilicon ValleyPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesMiddle MarketGenstar Capital invests in companies in life sciences, healthcare services, business services and industrial technology. Genstar traces its roots back to Genstar Corporation, a New York Stock Exchange-listed company with over $4 billion in revenues. The firm looks to invest in, or acquire, companies with $50 million to $1 billion in revenues. Genstar commits $50 to $400 million of equity to investments in a variety of growth, buyout, recapitalization and consolidation transactions. Currently, Genstar Capital Partners V, LP is investing out of its fifth fund, which has approximately $1.6 billon, expanding the committed capital to $3 billion. The firm focuses on companies with EBITDA of $15 million or more and headquartered in the U.S. or Canada.

Four Embarcadero Center, Suite 1900San FranciscoCA94111-4191415-834-2350415-834-2383

Portfolio companies include:Voice Constructionhttp://voiceconst.net/21st Serviceshttp://www.21stservices.com/ConvergeOnehttp://www.converge-one.com/Harlanhttp://www.harlan.com/Midcap Financialhttp://midcapfinancial.com/Netsmart Technologieshttp://ntst.com/Oncure Medicalhttp://www.oncure.com/Univitahttp://www.univitahealth.com/Catalenthttp://www.catalent.com/index.phpSeguros Confiehttp://confieseguros.com/Evolution 1http://www.evolution1.com/Granite Global Solutionshttp://www.graniteglobalsolutions.com/Innovate Aftermark Systemshttp://www.ias-inc.net/Insurityhttp://www.insurity.com/MW Industrieshttp://www.mwindustries.com/PRAhttp://www.prainternational.com/TravelClickhttp://travelclick.com/Voicehttps://www.google.com/voiceInvestment Team:Jean-Pierre L. Conte, Chairman and Managing Directorjpconte@gencap.comMark D. Hanson, Managing Directormhanson@gencap.comRobert J. Weltman, Managing Directorrweltman@gencap.comJ. Ryan Clark, Managing DirectorJames D. Nadauld, PrincipalAnthony J. Salewski, PrincipalRob S. Rutledge, PrincipalEli P. Weiss, Vice PresidentRoman A. Margolin, Vice PresidentKatie M. Solomon, Vice PresidentGeolo Capitalwww.geolo.comSilicon ValleyPEFILife Sciences & HealthcareConsumer ProductsSports & EntertainmentMiddle MarketGeolo Capital is the private equity investment arm of the John A. Pritzker family, continuing a four generation record of creating, investing in and building a diversified portfolio of consumer-focused companies. Geolo's four core industries are: hospitality, entertainment, health & wellness and consumer products. The firm seeks control positions in companies with established brands, strong EBITDA margins, and enterprise values ranging from $20-$200 million.

Pier 5, The Embarcadero, Suite 102San FranciscoCA94111415-694-5802415-694-5801

Portfolio companies include:Carmel Valley Ranchhttp://www.carmelvalleyranch.com/index.phpMandara Spahttp://mandaraspa.com/Western Athletic Clubshttp://www.westernathleticclubs.com/Local TVhttp://www.tvguide.com/Listings/Impressionshow.comhttp://ezinearticles.com/?Office-First-Impressions:-How-to-Impress-Potential-Clients&id=5833544Ticketmasterhttp://www.ticketmaster.com/Aidellshttp://www.aidells.com/Red Sail Sportshttp://www.redsail.com/Joie De Vivrehttp://en.wikipedia.org/wiki/Joie_de_vivreClubCorphttp://www.clubcorp.com/Brand Connectionshttp://www.brandconnections.com/Dynamic Paymentshttp://dynamicps.com/Investment Team:John Pritzker, Founding Partner and DirectorTom Gottlieb, Managing General PartnerMichael Mayer, Partner, CFODaniel Korn, PrincipalJohn Greene, ControllerGGV Capitalwww.ggvc.comSilicon ValleyVCInformation TechnologySoftware & InternetMedia & Digital MediaLife Sciences & HealthcareConsumer ProductsExpansionGGV Capital, formerly Granite Global Ventures, leads expansion-stage venture capital investments in the United States and Asia. Founded in 2000, GGV targets investments with a strong management team, proven product line or technology, customer traction, a scalable business model, and a clear path to liquidity. With $1.6 billion in expansion-stage venture capital under management, GGV works with entrepreneurs in a variety of sectors, including U.S.-based companies looking to expand into Asian markets. The firm's average initial investment is in the range of $5-$25 million. The firm has invested in more than 85 companies in the Consumer Growth, Healthcare, Infrastructure, Internet & Digital Media, and Software & Services sectors.

2494 Sand Hill Road, Suite 100Menlo ParkCA94025650-475-2150650-475-2151

Portfolio companies include:Agilityhttp://en.wikipedia.org/wiki/AgilityGENBANDhttp://www.genband.com/NetScalerhttp://www.netscaler.com/P-Cubehttp://pcube.com/SkyStreamhttp://www.windenergy.com/Teraneticshttp://plxtech.com/Turbinehttp://www.turbine.com/Xfirehttp://www.xfire.com/2Wirehttp://www.2wire.com/Appiriohttp://appirio.com/Athena Healthhttp://www.athenahealth.com/Blue Kaihttp://www.bluekai.com/Buddy Mediahttp://www.buddymedia.com/Convivahttp://www.conviva.com/Endecahttp://www.endeca.com/Evolvehttps://evolve.elsevier.com/Focushttp://www.focus.com/Gluhttp://www.glu.com/Guava Technologieshttp://www.millipore.com/flowcytometry/fc/fchome&open&cid=U0021Intarciahttp://intarcia.com/Ironwoodhttp://ironwoodpharma.com/Isilonhttp://www.isilon.com/Kintanahttp://en.wikipedia.org/wiki/KintanaLumension Securityhttp://www.lumension.com/Netlihttp://www.netflix.com/OcuLexhttp://www.allergan.com/Pandorahttp://www.pandora.com/QPasshttp://en.wikipedia.org/wiki/QpassQuinStreethttp://quinstreet.com/Root Musichttp://www.rootmusic.com/Success Factorshttp://www.successfactors.com/Vocera Communicationshttp://www.vocera.com/WildTangenthttp://www.wildtangent.com/XenoPorthttp://www.xenoport.com/ZettaComhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=90410Investment Team:Scott Bonham, Managing Partnersbonham@ggvc.comHany Nada, Managing Partnerhnada@ggvc.comThomas Ng, Managing Partnertng@ggvc.comGlenn Solomon, Managing Partnergsolomon@ggvc.comGI Partnerswww.gipartners.comSilicon ValleyPEInformation TechnologyCommunications & NetworkingMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareFinancial ServicesRetail & RestaurantEducation & TrainingReal EstateMiddle MarketEstablished in 2001, GI Partners is a trans-Atlantic private investment firm that focuses on control-oriented investments in asset-backed businesses and properties located in North America and Western Europe. The firm is active in a number of key sectors, including asset-backed IT services, specialty healthcare and education, leisure, commercial real estate, hospitality, energy, retail and financial services. Since inception, the firm has managed $8.4 billion of equity capital and is currently investing from its third fund. GI targets companies with enterprise values between $200 million and $2 billion and initial equity transactions range from $50-$250 million. GI's transactions include: Management buyouts, Platform investments/leveraged buildups, Management turnarounds, and purchases of direct assets or asset portfolios.

2180 Sand Hill Road, Suite 210Menlo ParkCA94025650-233-3600650-233-3601

Portfolio companies include:Duckhorn Wine Companyhttp://www.duckhorn.com/PC Helpshttp://www.pchelps.com/Softlayer Technologieshttp://www.softlayer.com/Plum Healthcarehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=29057206The Telx Grouphttp://telx.com/AdvoServhttp://www.advoserv.com/FlatIron Crossinghttp://flatironcrossing.com/Ladder Capitalhttp://www.laddercapital.com/Stag Industrialhttp://www.stagindustrial.com/index.phpViaWesthttp://www.viawest.com/First Republic Bankhttp://firstrepublic.com/Care Aspirationshttp://www.cambiangroup.com/Learning_DisabilitiesElystanhttp://elystancapital.com/Urban Civichttp://urbanandcivic.com/Advanced Childcarehttp://www.advancedchildcare.co.uk/Cambianhttp://www.cambian.com/The Orchid Grouphttp://theorchidgroup.com/Park Resortshttp://www.park-resorts.com/Waypoint Real Estate Grouphttp://www.waypointhomes.com/Investment Team:Richard Magnuson, Executive Managing Directorrick@gipartners.comHoon Cho, Managing DirectorHoward Park, Managing Directorhoward@gipartners.comAlexander Fraser, Managing DirectorDavid Mace, DirectorKristen Mary, DirectorGreg VandenBosch, DirectorGlobal Asset Capitalwww.gacapital.comSilicon ValleyVCPEInformation TechnologyCommunications & NetworkingMedia & Digital MediaReal EstateEarlyGrowthExpansionMiddle MarketGlobal Asset Capital was founded in 1997 in San Francisco, and originally focused on complex asset-backed securitizations of financial and intellectual property assets. GAC is currently managing over $1.5 billion focused on venture capital, private equity, and real estate. GAC has become active in emerging markets private equity, and has built partnerships with groups in Russia/CIS, Latin America, and Africa. GAC's team has invested through investment cycles, across domain areas and geographies, and in all layers of the capital stack. GAC has made and managed investments in over 100 companies in technology/media/telecom and specialty finance/real estate industries.

575 University AvenuePalo AltoCA94301650-323-1797

Portfolio companies include:Omnitickethttp://www.omniticket.com/Ploomhttp://www.ploom.com/Silecshttp://www.silecs.com/UGO Networkshttp://www.ugo.com/Wafergen Biosystemshttp://www.wafergen.com/CloseCall Americahttp://www.birch.com/about/welcome_cca.aspxCyras Systemshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=27310Datawirehttp://www.datawire.com.au/ecMarkethttp://www.ecmarket.com/Fiberlane Communicationshttp://en.wikipedia.org/wiki/Cerent_CorporationKreido Biofuelshttp://kreido.com/Lara Networkshttp://www.laranetworks.com/LightLogichttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=30827MakeMusichttp://makemusic.com/MediaQhttp://www.mediaq.com/page/home.htmlNeophotonicshttp://www.neophotonics.com/Novicahttp://www.novica.com/Skypoint Corporationhttp://skypointcorp.com/Soniquehttp://en.wikipedia.org/wiki/Sonique_(musician)Tejahttp://en.wikipedia.org/wiki/TejaTelesofthttp://www.telesoft.com/Touthttp://tout.com/Vegavistahttp://www.vegavista.com/Webifyhttp://webify.org/wordpress/Xpedionhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=93180Investment Team:Asim Abdullah, General Partnerasim@gacapital.comAlnoor Shivji, General Partnershivji@gacapital.comRiaz Valani, General Partnerrvalani@gacapital.comTabreez Verjee, General Partnertverjee@gacapital.comGlobespan Capitalwww.globespancapital.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareEnergy & Clean TechEarlyGrowthExpansionWith offices in Boston, Palo Alto, and Tokyo, Globespan Capital Partners is a global venture capital firm investing in information technology and cleantech companies. Globespan has over $1 billion under management and is a multi-stage investor. The firm works collaboratively with entrepreneurs to create value in four sectors of the information technology marketplace: Cleantech, Communications, Internet/Infra-structure, Software Systems, and Peripherals. Globespan invests across investment stages in early, middle and later-stage opportunities. Globespan's partners lead financings and serve on the boards of companies in their portfolios.

300 Hamilton AvenuePalo AltoCA94301650-328-2828650-328-2818

Portfolio companies include:Palo Alto Networkshttp://www.paloaltonetworks.com/index.phpJajahhttp://www.jajah.com/Linden Labhttp://lindenlab.com/Advent Solarhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=6577731Challenge Gameshttp://www.challengegames.org/Amalfi Semiconcductorhttp://amalfi.com/Amobeehttp://www.amobee.com/Ampulsehttp://ampulse.com/Analogixhttp://analogix.com/Calisolarhttp://www.calisolar.com/Certeonhttp://www.certeon.com/about-press.aspxClean Cellhttp://cleancellinternational.com/Cloudsharehttp://www.cloudshare.com/Coskatahttp://coskata.com/Expressorhttp://www.expressor-software.com/Gildhttp://www.gild.com/GlassHousehttp://www.glasshouse.com/Kaminariohttp://www.kaminario.com/Luidiahttp://www.luidia.com/MarketLivehttp://www.marketlive.com/Nanterohttp://www.nantero.com/Nominumhttp://www.nominum.com/Nurienhttp://corp.nurien.com/nurien/eng/main.htmloDeskhttps://www.odesk.com/Open Milehttp://openmile.com/OpenSpanhttp://www.openspan.com/Optaroshttp://www.optaros.com/Overture Networkshttp://www.overturenetworks.com/Perkstreet Financialhttp://www.perkstreet.com/home.aspx?PerkStreetCode=73100000Purswayhttp://www.pursway.com/Quarticshttp://quartics.com/Redfinhttp://www.redfin.com/Rokuhttp://www.roku.com/Shimei Semiconductorhttp://www.eetasia.com/SEARCH/ART/Shimei+Semiconductor.HTMSignalSethttp://www.signalset.com/SMS GupShuphttp://www.smsgupshup.com/Solar Power Partnershttp://solarpowerpartners.com/Solar Silicon Technologyhttp://www.solarbuzz.com/going-solar/understanding/technologiesSonicshttp://www.sonicdrivein.com/index2.jspSteelwedgehttp://www.steelwedge.com/Strata8http://strata8.com/SundaySkyhttp://www.sundaysky.com/Think3https://www.think3info.com/Viridenthttp://virident.com/ZeaChemhttp://zeachem.com/Investment Team:Barry Schiffman, Executive Managing Director and Co-Founderbschiffman@globespancapital.comHironobu Rio Maeda, Director of Asian Business DevelopmentVenky Ganesan, Managing Directorvenky@globespancapital.comJoy Xi, AssociateDaniel Leff, Venture PartnerGlynn Capital Management, LLCwww.glynncapital.comSilicon ValleyVCInformation TechnologyMedia & Digital MediaLife Sciences & HealthcareEarlyGrowthExpansionFounded in 1970, Glynn Capital Management, LLC is a venture capital and investment management firm dedicated to investing in high quality private and public companies in the technology, life sciences, and media and entertainment fields. The firm invests in post-seed stage companies that produce innovative products and services. Glynn's initial direct investments generally range in size from $2,000,000 to $5,000,000, and the firm's initial purchases of shares from selling shareholders generally range in size from $250,000 to $5,000,000.

3000 Sand Hill RoadBuilding 3, Suite 230Menlo ParkCA94025650-854-2215650-854-8083

Portfolio companies include:Digital Chocolatehttp://www.digitalchocolate.com/Palantirhttp://www.palantirtech.com/Openlanehttp://www.openlane.com/Ambrxhttp://www.ambrx.com/wt/home/indexCafe Presshttp://www.cafepress.com/Facebookhttp://www.facebook.com/Financial Engineshttp://www.financialengines.com/Fusion-iohttp://www.fusionio.com/Etsyhttp://www.etsy.com/LinkedInhttp://www.linkedin.com/LiveOpshttp://www.liveops.com/Mercedhttp://cityofmerced.org/MobiTvhttp://www.mobitv.com/Progresso Financierohttp://www.progressfin.com/en/Perceptive Softwarehttp://www.perceptivesoftware.com/Practice Fusionhttp://www.practicefusion.com/Quantcasthttp://www.quantcast.com/QuinStreethttp://quinstreet.com/Responsyshttp://www.responsys.com/Senchahttp://www.sencha.com/SilverSpring Networkshttp://www.silverspringnet.com/Xactlyhttp://www.xactlycorp.com/Xoomhttps://www.xoom.com/sendmoneynow/homeInvestment Team:John W. Glynn, Jr., Founder and Presidentjohnglynn@glynncapital.comSteven J. Rosston, Managing Directorsrosston@glynncapital.comScott J. Jordon, Managing Directorsjordon@glynncapital.comVivian Loh Nahmias, CFO & Chief Compliance Officervlohnahmias@glynncapital.comSarah E. Rogers, Managing Director, Investor Relations & OperationsDavid S. Glynn, Managing Directordglynn@glynncapital.comCarl T. Anderson, Managing DirectorJacqueline Brandin, Managing DirectorGold Hill Capitalwww.goldhillcapital.comSilicon ValleyVDInformation TechnologyLife Sciences & HealthcareEarlyGrowthGold Hill Capital is an independent, private venture firm focused on providing debt and equity capital to companies within the technology and life science industries. Gold Hill engineers venture financing solutions to help companies achieve their goals, offering loans and investments tailored to meet the needs of each enterprise. The firm's range of solutions includes: Growth Capital Financing, Working Capital Financing, Equipment Financing, Subordinated Debt Acquisition Financing, Direct Equity and Convertible Debt. The firm focuses on the financing needs of early-stage technology and life science companies that need creative and flexible debt solutions to achieve their goals. Gold Hill's typical investments range from $1 million to $15 million.

One Almaden Blvd., Suite 630San JoseCA95113408-200-7840408-200-7841

Portfolio companies include:Blazenthttp://www.blazent.com/CapeClearhttp://en.wikipedia.org/wiki/Cape_Clear_(software_company)Impervahttp://www.imperva.com/index.htmlHigh Street Partnershttp://www.hsp.com/Boston Technologieshttp://bostontechnologies.com/PlumChoicehttp://www.plumchoice.com/Exaviohttp://www.storagesearch.com/exavio.htmlCopan Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=3599947Investment Team:David Fischer, Partnerdfischer@goldhillcapital.comSean Lynden, Partner, 408-200-7845slynden@goldhillcapitalTim Waterson, Partner, 408-200-7846twaterson@goldhillcapitalFrank Tower, Partnerftower@goldhillcapital.comRob Helm, Managing Director, 408-200-7847rhelm@goldhillcapital.comGolden Gate Capitalwww.goldengatecap.comSilicon ValleyPEInformation TechnologySoftware & InternetSemiconductorMedia & Digital MediaFinancial ServicesConsumer ProductsRetail & RestaurantMiddle MarketGolden Gate Capital is a private equity firm with over $12 billion of capital under management. Although Golden Gate is a multi-sector fund and opportunistic in its approach, industry areas in which the firm has a particular interest include: Software and IT Services, Semiconductors, Consumer Products and Retail, Financial Services, Electronics and Media and others. Golden Gate's investment strategies are: leveraged buyouts, growth equity and build-ups/consolidations. Golden Gate is actively looking for new platform companies or add-on acquisitions for a number of their platform companies. Transaction sizes will range from $25M to greater than $1 billion. The firm's typical investment has an equity requirement between $20 and $80 million, but Golden Gate has the capability to quickly commit in excess of $200 million of equity in special situations.

One Embarcadero Center, 39th FloorSan FranciscoCA94111415-983-2700 415-983-2701

Portfolio companies include:Lexiconhttp://www.lexicon.com/Escalatehttp://www.merriam-webster.com/dictionary/escalateMax Mediahttp://maxmediallc.com/Novellhttp://www.novell.com/home/Conexanthttp://en.wikipedia.org/wiki/ConexantLawsonhttp://www.lawson.com/Tollgradehttp://www.tollgrade.com/Herbalifehttp://www.herbalife.com/globalAspecthttp://www.aspect.com/Pages/default.aspxInforhttp://www.infor.com/QRShttp://qrsmusic.com/Mapicshttp://en.wikipedia.org/wiki/MAPICSBlue Martinihttp://www.bluemartinilounge.com/Concerto Softwarehttp://www.concerto.co.uk/Geachttp://en.wikipedia.org/wiki/Geac_Computer_CorporationDatastreamhttp://en.wikipedia.org/wiki/DatastreamNetIQhttp://www.netiq.com/Systems Unionhttp://systemsunion.com/SSA Globalhttp://ssaglobal.com/Aeroflexhttp://www.aeroflex.com/California Pizza Kitchenhttp://www.cpk.com/Expresshttp://www.express.com/home.jspJ.Jillhttp://www.jjill.com/Romano's Macaroni Grillhttp://www.macaronigrill.com/On the Borderhttp://www.ontheborder.com/menu-home.aspxLantiqhttp://www.lantiq.com/Teridian Semiconductorhttp://www.maxim-ic.com/landing/index.mvp?lpk=540Vistechttp://www.vistec-semi.com/Micro Focushttp://www.microfocus.com/TriSyn Grouphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=3478065DataDirecthttp://www.datadirect.com/index.htmlOnCorehttp://www.oncorems.com/GXShttp://www.gxs.com/Rockwell FirstPoint Contacthttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=6493785Investment Team:David Dominik, Managing Director, 415-627-1387ddominik@goldengatecap.comPrescott Ashe, Managing Director, 415-627-1334pashe@goldengatecap.comKen Diekroeger, Managing Director, 415-627-1084Jim Rauh, PrincipalRajeev Amara, Managing Directorramara@goldengatecap.comJohn Knoll, Managing Directorjknoll@goldengatecap.comJake Mizrahi, Managing DirectorJosh Olshansky, Managing Directorjolshansky@goldengatecap.comRob Little, Managing DirectorRishi Chandna, PrincipalJosh Cohen, PrincipalFelix Lo, PrincipalGolden Sand River California Corp. (GSR)www.gsrventures.comSilicon ValleyVCInformation TechnologySoftware & InternetSemiconductorMedia & Digital MediaEnergy & Clean TechEarlyGrowthGSR Ventures is a venture capital fund that invests primarily in early and growth stage technology companies with substantial operations in China. The firm's primary focus areas include semiconductor, Internet, wireless, new media and green technology. GSR currently has about $1 billion under management and has a partnership with the Mayfield Fund (see profile). GSR maintains offices in Beijing, Hong Kong and Silicon Valley. GSR closed its third fund in January of 2009 at $383 million.

101 University Ave, 4th FloorPalo AltoCA94301650-331-7300650-331-7301

Portfolio companies include:SMiThttp://www.smit.com/PowerLayerhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=27814612Aleeeshttp://www.aleees.com/SEEOhttp://seeo.com/Shineonhttp://www.shine-on.com/LatticePowerhttp://www.latticepower.com/english/PingCohttp://www.ping.com/All Reach Mediahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=60522785Panovel Technology Corporationhttp://panovel.com/AdMasterhttp://craigslistadmaster.com/Aspect Gaminghttp://aspectgaming.com/Borqshttp://borqs.com/Co Op Landhttp://www.linkedin.com/pub/dir/%2B/Coopland/iLemon Grouphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=51964625Moonbasahttp://www.moonbasa.us/NetQinhttp://www.netqin.com/en/Playdomhttp://www.playdom.com/Qunar.comhttp://www.qunar.com/RedAtomshttp://redatoms.com/MobisCloudhttp://www.linkedin.com/company/mobiscloudStudyEZhttp://www.otherextension.com/www.studyez.comVIP Storehttp://vipelectronicstore.com/Belighthttp://www.belightsoft.com/Boston Powerhttp://www.boston-power.com/C3 Nanohttp://www.c3nano.com/Clean Focushttp://cleanfocus.us/EarthGenhttp://www.earthgen.ca/Liquidityhttp://en.wikipedia.org/wiki/Market_liquiditySigmahttp://en.wikipedia.org/wiki/SigmaSilevohttp://silevosolar.com/TimesLEDhttp://download.cnet.com/Time-Sled/3000-2651_4-10076057.htmlInvestment Team:James Ding, Managing Directording@gsrventures.comRichard Lim, Managing Directorrichard@gsrventures.comAlex Pan, Managing Directoralex@gsrventures.comSonny Wu, Managing Directorsonny@gsrventures.comAllen Zhu, Partnerallen@gsrventures.comKevin Yin, Partnerkevinyin@gsrventures.comYinan Li, Partneryinan@gsrventures.comPeng T. Ong, PartnerShasta Ventureswww.shastaventures.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingBusiness ServicesEarlyShasta Ventures Management, LLC was founded by Robert T. Coneybeer, Tod H. Francis, and Ravi Mohan in May 2004. The firm was named after Mount Shasta, the highest peak in northern California. Shasta invests at an early stage: either the first or second round of a company's fundraising. An initial investment ranges from $250,000 to $6 million. The firm can participate in follow-on rounds for a total investment per company of up to $12 million. Shasta is primarily interested in companies located in the western United States, but doesn't rule out other geographies. Shasta Ventures invests in companies in the following sectors: Consumer and Business Services; Infrastructure; mobile/wireless technologies, software, and technology applications. The firm does not invest in China or India, nor in biotech or clean technology, nor in large growth-equity deals.

2440 Sand Hill Road, Suite 300Menlo ParkCA94025650-543-1700650-543-1799

Portfolio companies include:LogoWorkshttp://www.logoworks.com/Zenprisehttp://www.zenprise.com/iConcludehttp://www.cisco.com/web/about/ac49/ac0/ac1/ac259/archrock.htmlFinspherehttp://www.finsphere.com/Geodelichttp://www.geodelic.com/index.phpMocanahttp://www.mocana.com/Adometryhttp://www.adometry.com/Apptiohttp://www.apptio.com/Arch Rockhttp://en.wikipedia.org/wiki/Arch_Rock_(Mackinac_Island)Caring.comhttp://www.caring.com/Clickabilityhttp://www.clickability.com/Coursekithttp://coursekit.com/Crittercismhttp://www.crittercism.com/Demdexhttp://www.demdex.com/Doostanghttp://www.doostang.com/Eye-Fihttp://www.eye.fi/Flywheelhttp://www.flywheelsports.com/H.Bloomhttp://www.hbloom.com/iConcludehttp://www.iconclude.com/LeanDatahttp://www.leandatainc.com/LiquidSpacehttp://liquidspace.com/Lithiumhttp://www.drugs.com/lithium.htmlLiveIntenthttp://www.liveintent.com/LogoWorkshttp://www.logoworks.com/Lore, Inc.http://lore-inc.com/LucidWorkshttp://www.lucidworks.com/Investment Team: Robert Coneybeer, Managing Director, Infrastructurerob@shastaventures.comTod Francis, Managing Director, Consumer & Business Servicestod@shastaventures.comRavi Mohan, Managing Director, Softwareravi@shastaventures.comJason Pressman, Managing Directorjason@shastaventures.comAustin Grose, Chief Financial Officeraustin@shastaventures.comSean Flynn, Principalsean@shastaventures.comJacob Mullins, Senior Associatejacob@shastaventures.comJim Barnett, Partnerjim@shastaventures.comGoodCapwww.goodcap.netSilicon ValleyVCInformation TechnologyConsumer ProductsEarlyGrowthGoodCap's mission is to accelerate the flow of capital to enterprises that create innovative, market-based solutions to inequality, poverty, and other social problems and in doing so amplify their total impact. GoodCap's Social Enterprise Expansion Fund (SEEF) provides growth capital to social enterprises that create innovative and self-sustaining solutions to the root causes of inequity in the U.S. and around the world. These enterprises leverage the power of the market to create positive social change, such as providing job opportunities for at-risk youth, helping developing world farmers become self sufficient, improving access to healthcare for low-income families, and supporting literacy and education efforts across the globe. The firm makes later stage equity and equity-like investments ranging in size from $1-2 million in for profit and nonprofit organizations that meet its investment criteria. GoodCap is open to investments across a variety of different sectors in companies that can build scalable business models and create sustainable social impact. An ideal prospective company would have $0.5m+ in annualized revenue recognition, successful proof of concept, and 2yrs+ operating history.

c/o Hub SOMA901 Mission St., Suite 105San FranciscoCA94103415-706-4714

Portfolio companies include:Better World Bookshttp://www.betterworldbooks.com/Adina for Lifehttp://www.adinaworld.com/Alter Eco Fair Tradehttp://www.altereco-usa.com/main.phpRoot Capitalhttp://www.rootcapital.com/index.htmlInvestment Team:Tim Freundlich, Principalfreundlich@goodcap.netKevin Jones, Principaljones@goodcap.netJoy Anderson, Principalanderson@goodcap.netSherpalowww.sherpalo.comSilicon ValleyAInformation TechnologySeedEarlySherpalo is a mentor capital firm that supports the development and commercialization of early-stage disruptive new technologies. Ram Shriram started Sherpalo in January of 2000 with the goal of applying his wealth of operating and company building experience to promising early stage ventures. Immediately prior to founding Sherpalo, Ram served as an officer of Amazon.com working for Jeff Bezos, founder & CEO. Sherpalo can help guide entrepreneurs in raising money from top tier venture capitalists; identifying and hiring key management personnel; and defining and adapting a business model to changing market conditions. The firm maintains additional offices in Mumbai, India.

2725 Sand Hill Road, Suite 120 Menlo ParkCA94025650-319-2220 650-319-2221

Portfolio companies include:ClearTrip.comhttp://cleartrip.com/Googlehttps://plus.google.com/Naukri.comhttp://www.naukri.com/zazzle.comhttp://www.zazzle.com/StumbleUpon.comhttp://www.stumbleupon.com/Nebulahttp://en.wikipedia.org/wiki/NebulaPayMatehttp://www.paymate.com/inklinghttp://www.inkling.com/Mapmyindiahttp://www.mapmyindia.com/Pinkberryhttp://www.pinkberry.com/Zoominhttp://www.zoomin.com/futurebazaar.comhttp://www.futurebazaar.com/InMobihttp://www.inmobi.com/Bump Technologieshttp://bu.mp/Next Jumphttp://www.nextjump.com/Sunglasshttp://www.sunglasshut.com/Planetary Resourceshttp://www.planetaryresources.com/GreenDusthttp://www.greendust.com/?src=vcimCallaway Digital Artshttp://www.callaway.com/Paperless Posthttp://www.paperlesspost.com/Kotakhttp://www.kotak.com/Investment Team:Ram Shriram, Founderram@sherpalo.comSandeep Murthy, Partnersandeep@sherpalo.comGoogle Ventureswww.google.com/venturesSilicon ValleyCVCInformation TechnologySoftware & InternetStorage & HardwareEnergy & Clean TechLife Sciences & HealthcareSeedEarlyGrowthExpansionFounded March of 2009, Google Ventures is broadly interested in startups in industries including consumer Internet, software, hardware, clean-tech, bio-tech, health care and others. Google Ventures aims to invest up to $200 million a year, with deal sizes ranging from seed investments as small as a hundred thousand dollars to late-stage investments of tens of millions of dollars. Google Ventures is limiting its investment activities to companies within North America at this time. The Partners consider a broad range of industries, including consumer Internet, software, hardware, clean-tech, bio-tech and health care. Google Ventures also plans to start an incubator program called Startup Lab where companies that are just getting started or building a presence in Silicon Valley can work, surrounded by other Google Ventures entrepreneurs.

1600 Amphitheatre ParkwayMountain ViewCA94043650-253-0000

Portfolio companies include:EnglishCentralhttp://www.englishcentral.com/Pixazzahttp://www.luminate.com/HomeAwayhttp://www.homeaway.com/Recorded Futurehttps://www.recordedfuture.com/Adimabhttp://www.adimab.com/Airy Labshttp://airylabs.com/Astridhttp://astrid.com/Clean Power Financehttp://www.cleanpowerfinance.com/CoolPlanetBioFuelshttp://coolplanetbiofuels.com/Copioushttp://copious.com/Cordurohttp://www.corduro.com/Crittercismhttp://www.crittercism.com/CustomMadehttp://www.custommade.com/Dasienthttp://www.dasient.com/DNAnexushttp://dnanexus.com/Echoechohttp://echoecho.com/Enterproidhttp://www.divide.com/index.phpFirespotter Labshttp://www.firespotter.com/Foundation Medicinehttp://www.foundationmedicine.com/Hipsterhttp://en.wikipedia.org/wiki/Hipster_(contemporary_subculture)HomeAwayhttp://www.homeaway.com/HubSpothttp://www.hubspot.com/Humanoidhttp://en.wikipedia.org/wiki/HumanoidiPierianhttp://www.ipierian.com/Just.mehttp://just.me/Kabamhttp://www.kabam.com/LawPivothttps://www.lawpivot.com/Luminatehttp://www.luminate.com/Misohttp://en.wikipedia.org/wiki/MisoMiso Mediahttp://www.crunchbase.com/company/miso-mediaNesthttp://www.nest.com/Next Autoworkshttp://www.greentechmedia.com/articles/read/Next-Autoworks-The-Curse-of-the-DOE-Loan-Guarantee/ngmocohttp://www.ngmoco.com/Objective Logisticshttp://objectivelogistics.com/Pocket Changehttp://en.wikipedia.org/wiki/Pocket_Change_(band)Read it Laterhttp://readitlaterlist.com/Rumblehttp://dictionary.reference.com/browse/rumbleSchematic Labshttp://schematiclabs.com/Shopobothttp://www.shopobot.com/Smartererhttp://smarterer.com/Stampedhttp://www.stamped.com/ThinkNearhttp://www.thinknear.com/WhaleShark Mediahttp://www.whalesharkmedia.com/Investment Team:Bill Maris, Managing PartnerRich Miner, General PartnerDavid Krane, General PartnerJoe Kraus, General PartnerKrishna Yeshwant, General PartnerWesley Chan, General PartnerKarim Faris, General PartnerAndy Wheeler, Partner, Chief of StaffKevin Rose, General PartnerScott Davis, Venture PartnerAnthony Philippak, Venture PartnerBlake Byers, PartnerChris Hutchins, Sourcing PartnerLindsay Ullman, Research PartnerLuis Garcia, Research and Operating PartnerShoreline Venture Management, LLCwww.shorelineventures.comSilicon ValleyVCInformation TechnologyLife Sciences & HealthcareMedical DeviceAgriculture & Agricultural ScienceSeedEarlyShoreline Venture Management, LLC is a venture capital firm established in 1998 to manage the Shoreline Venture Partners funds (SVP I and SVP II), as well as future investment funds. The firm's primary focus is on seed and early stage opportunities. Shoreline invests selectively in Healthcare Diagnostics, Healthcare IT, Novel Therapies and IT Infrastructure Software. The directors will consider opportunities in life sciences and the food, and food ingredient sectors. Shoreline's current commitments include food ingredients, soft drugs, commercial Internet privacy, supply chain logistics, digital asset identification and tracking, and networked data storage. The majority of the firm's portfolio companies are based in California and elsewhere in the United States. To date, the firm has helped fund and build 13 companies, a number of which have established leadership positions in their markets. Shoreline's initial investments are in seed and Series A rounds and range from $250,000 to $1 million and over the life of a portfolio company could total $3-5 million in multiple rounds.

850 Gateway Drive, Suite 600San MateoCA94404650-854-6685650-326-8005

Portfolio companies include:Navitashttp://www.navitasnaturals.com/Alacritechhttp://www.alacritech.com/Health Herohttp://bosch-telehealth.com/Zomanexhttp://zomanex.homestead.com/Intellidothttp://intellidot.com/Attune Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26614605Callixahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=124579Layer 7 Technologieshttp://www.layer7tech.com/Patient Safe Solutionshttp://www.patientsafesolutions.com/Zomanexhttp://zomanex.homestead.com/ARYx Therapeuticshttp://www.aryx.com/Imagelockhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=604232Lifeline Technologieshttp://lifelinetechnologies.in/Privadahttp://privadapinnaclepeak.com/Speedchainhttp://www.speedchaintraining.com/Investment Team:Peter Craddock, Directorpcraddock@shorelineventures.comRobert Spears, Directorrspears@shorelineventures.comScott Atlas, Directorswatlas@shorelineventures.comRich Miller, Venture Partnerrmiller@shorelineventures.comRich Freyberg, Venture Partnerrfreyberg@shorelineventures.comBarry X. Lynn, General PartnerGreenspring Associateshttp://greenspringassociates.comSilicon ValleyFOFInformation TechnologyLife Sciences & HealthcareEarlyFounded in 2000, Greenspring Associates (formerly known as Montagu Newhall) manages five venture capital fund-of-funds with a combined total of $2.2 billion in committed capital. Greenspring's strategy of investing in venture capital funds is complemented by its direct investment strategy. Generally, the Fund looks to invest in later stage, private companies with experienced management, innovative technologies, profitable and sustainable business models, and clearly defined exit strategies. The firm invests primarily in the technology, life sciences, and technology-enabled services sectors. The firm has an additional office in Maryland.

228 Hamilton Avenue, 3rd FloorPalo AltoCA94301650-798-5392650-798-5001

Portfolio companies include:ChannelAdvisorhttp://www.channeladvisor.com/Entellus Medicalhttp://www.entellusmedical.com/ProofPointhttp://www.proofpoint.com/@Taskhttp://www.answers.com/topic/taskCameron Healthhttp://www.cameronhealth.com/Cologixhttp://www.cologix.com/Cventhttp://www.cvent.com/Digital Chocolatehttp://www.digitalchocolate.com/ExactTargethttp://www.exacttarget.com/GlassHousehttp://www.glasshouse.com/GrubHub.comhttp://www.grubhub.com/Intarcia Therapeuticshttp://intarcia.com/Intrinsic Therapeuticshttp://intrinsic-therapeutics.com/Kareohttp://www.kareo.com/Lithiumhttp://en.wikipedia.org/wiki/LithiumOcera Therapeuticshttp://www.oceratherapeutics.com/Orexigenhttp://www.orexigen.com/Paracor Medicalhttp://www.paracormedical.com/Photoboxhttp://www.photobox.co.uk/Roundboxhttp://roundbox.com/SkinMedicahttp://www.skinmedica.com/TeamViewerhttp://www.teamviewer.com/Tethys Biosciencehttp://tethysbio.com/Turnhttp://www.turn.com/Verus Pharmaceuticalshttp://en.wikipedia.org/wiki/Verus_PharmaceuticalsZonarehttp://www.zonare.com/Zulilyhttp://www.zulily.com/Investment Team: Jim Lim, General Partnerjlim@gspringcomAshton Newhall, General Partnerashton@gspring.comKen Hausman, Venture Partnerkhausman@gspring.comJohn Avirett, Principalrcoyne@gspring.comHunter Somerville, Associatehsomerville@gspring.comTrey Hart, Vice Presidenttrey@gspring.comGreyrock Capital Groupwww.greyrockcapitalgroup.comSilicon ValleyPEManufacturing & IndustrialBusiness ServicesConsumer ProductsMiddle MarketGreyrock Capital Group is the manager of GCG Investors, LP and GCG SBIC Investors, LP, a combined $200 million investment partnership. Greyrock provides mezzanine debt and equity to finance buyouts, recapitalizations and internal growth needs of middle-market companies. Formed in 2002, its principals have over 135 years of collective experience, and led a middle-market corporate finance business for Bank of America's Commercial Finance Division and its predecessors. Over a seventeen-year period they have invested subordinated debt and equity in over 100 companies in a wide range of industries including manufacturing, consumer wholesale, building materials, industrial equipment and service businesses. Greyrock's preferred investment size ranges from $3 million to $15 million, targeting companies with revenues of at least $10 million and EBITDA in excess of $2 million. Greyrock invests nationwide through offices in San Francisco, Chicago and Westport, CT.

582 Market Street, Suite 1117San FranciscoCA94104415-288-0280415-288-0284

Portfolio companies include:Andrews Internationalhttp://www.andrewsinternational.com/ITerpSOFThttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=114164901Novolyte Technologieshttp://www.novolyte.com/Paragon Productshttp://www.paragon-products.com/DecisionQuesthttp://www.decisionquest.com/Public/Home/index.cfmAlaven Pharmaceuticalhttp://www.meda.us/Allstar Magneticshttp://allstarmagnetics.com/Allen Technologieshttp://www.allentek.com/Aqua-ChemArrowhead Brass Productshttp://www.arrowheadbrass.com/Backyard Leisurehttp://www.backyardleisure.com/index.htmBock & Clarkhttp://bockandclark.com/Brittany Corporationhttp://www.brittany.com.ph/CAPCO Tile & Stonehttp://www.capcotile.com/Cherry Creek Tree Farmshttp://www.macraesbluebook.com/search/company.cfm?company=672134Collection Associateshttp://www.caicollect.com/Data Sourcehttp://www.data-source.com/Dickinson Frozen Foodshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4540413Halo Industrieshttp://haloindustries.com/Hunter's Specialitieshttp://www.hunterspec.com/IAB SolutionsLoftwarehttp://loftware.com/Mountain High Resortshttp://www.mthigh.com/Mozzarella Frescahttp://www.mozzarellafresca.com/MWA Intelligencehttp://mwaintelligence.com/National Mobile Televisionhttp://en.wikipedia.org/wiki/National_Mobile_TelevisionOpenFirsthttp://open-first.com/Phillips Tilehttp://pinnaclestoneandtile.com/Rennhack Marketing Serviceshttp://rennhack.com/Syrgis Holdingshttp://www.syrgis.com/Tecta Americahttp://www.tectaamerica.com/Tewa MouldingThomson PlasticsTurboneticshttp://www.turboneticsinc.com/Wellington Cordagehttp://www.antonline.com/brand_3453.htmWorld Dryerhttp://www.worlddryer.com/SoftWritershttp://softwriters.com/Pharmacohttp://www.pharmaco.co.nz/Monroe Engineeringhttp://www.monroeengineering.com/International Imaging Materialshttp://www.iimak.com/Information Innovatorshttp://iiinfo.com/careers.phpInvestment Team:Stephen Etter, Partneretter@greyrockcapitalgroup.comSam Snyder, Senior Associatesnyder@greyrockcapitalgroup.comSierra Ventureswww.sierraven.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorStorage & HardwareEnergy & Clean TechSeedEarlyGrowthFounded in 1982, Sierra Ventures invests in companies that focus in software, telecommunications, semiconductor, hardware systems, components and subsystems, mobile applications, Internet, technology enabled services, security storage, and energy. Sierra Ventures manages nine venture capital partnerships, which together have more than $1.5 billion of committed capital. Sierra's investments will be made over several rounds of financing with an initial investment between $2 million and $25 million. Sierra Ventures typically invests in early to mid stage companies, including companies with revenue of $1 million per quarter or more. Sierra also makes seed-stage investments of $500,000 to $2 million in selected companies. Since 2006, Sierra Ventures has been an active, early-stage investor in India and China. The firm's investment focus for these regions includes domestic consumer solutions, advanced technology and enterprise class services offerings.

2884 Sand Hill Rd., Suite 100Menlo ParkCA94025650-854-1000 650-854-5593

Portfolio companies include:CarWalehttp://www.carwale.com/Novarianthttp://www.novariant.com/Paraturehttp://www.parature.com/Eltek Valerehttp://www.eltekvalere.com/wip4/American Fiber Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=123309Adometryhttp://www.adometry.com/Appceleratorhttp://www.appcelerator.com/MakeMyTriphttp://www.makemytrip.com/Ooyalahttp://www.ooyala.com/Payvmenthttp://www.payvment.com/Red Arilhttp://redaril.com/Spotzer Media Grouphttp://www.spotzer.com/ThisMomenthttp://www.thismoment.com/TouchCommercehttp://www.touchcommerce.com/ZillionTVhttp://zilliontv.tv/800APPhttp://www.800app.com/Alpine Data Labshttp://www.alpinedatalabs.com/Approvahttp://www.infor.com/product_summary/fms/approva-continuous-monitoring/Code Green Networkshttp://www.codegreennetworks.com/Corrigohttp://www.corrigo.com/DotNetNukehttp://www.dotnetnuke.com/Nexenta Systemshttp://www.nexenta.com/Razorsighthttp://www.razorsight.com/Prelerthttp://prelert.com/Revionicshttp://www.revionics.com/Investment Team:Tim Guleri, Managing Directortim@sierraventures.comDavid C. Schwab, Managing Directordave@sierraventures.comPeter C. Wendell, Managing Directorpeter@sierraventures.comSteven P. Williams, Managing Directorsteve@sierraventures.comMark Fernandes, Managing Directormfernades@sierraventures.comBen Yu, Managing Directorbyu@sierraventures.comVispi Daver, Partnervdaver@sierraventures.comGamiel Gran, Partnerggran@sierraventures.comAaron Tong, PartnerMartha Clarke Adamson, CFOmadamson@sierraventures.comSigma Partnerswww.sigmapartners.comSilicon ValleyVCInformation TechnologySoftware & InternetEarlyGrowthExpansionFounded in 1984, Sigma Partners is a high technology venture capital firm. Sigma prefers early stage investments (but also invests in later stage firms), focusing its investments in the fields of computers, electronics, software, and communications. Sigma's initial investment typically ranges from $2-$8 million. In 2007, the firm raised $500 million for Sigma Partners 8, bringing Sigma's total capital under management to over $2 billion across over one hundred early-stage company investments. Sigma also maintains a Boston office.

1600 El Camino Real, Suite 280Menlo ParkCA94025650-853-1700650-853-1717

Portfolio companies include:Voxifyhttp://voxify.com/Aprimohttp://www.aprimo.com/CrownPeakhttp://www.crownpeak.com/DocuSignhttp://www.docusign.com/Heartland Robiticshttp://heartlandrobotics.com/Acquiahttp://acquia.com/aPriori Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=6883457Attributorhttp://www.attributor.com/AutoVirthttp://autovirt.com/Azuki Systemshttp://www.crunchbase.com/company/azukiCallMinerhttp://www.callminer.com/index.htmCaseNEThttps://www.courts.mo.gov/casenet/base/welcome.doCentrifyhttp://www.centrify.com/Certeonhttp://www.certeon.com/CiRBAhttp://www.cirba.com/CrownPeakhttp://www.crownpeak.com/Damballahttp://www.damballa.com/Demandbasehttp://www.demandbase.com/doxohttp://www.doxo.com/EchoFirsthttp://echofirst.com/Enkata Technologieshttp://www.enkata.com/Everspin Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=45761252AlienVaulthttp://www.alienvault.com/Intaccthttp://us.intacct.com/Jellyvision Labhttp://jellyvisionlab.com/Knowmiahttp://www.knowmia.com/Marketlivehttp://www.marketlive.com/Moglhttp://www.mogl.com/Noetixhttp://www.noetix.com/Odeskhttps://www.odesk.com/homeScanCafehttp://www.scancafe.com/Stravahttp://www.strava.com/Investment Team:Fahri Diner, Managing Directorahri@sigmapartners.comBob Spinner, Managing Directorbobs@sigmapartners.comPeter Solvik, Managing Directorpete@sigmapartners.comWade Woodson, Managing Directorww@sigmapartners.comLawrence G. Finch, Managing Directorlgf@sigmapartners.comGregory C. Gretsch, Managing Directorgreg@sigmapartners.comClifford L. Haas, Managing Directorcliff@sigmapartners.comJosh Breinlinger, Senior Associatejosh@sigmapartners.comMelissa Alves, CFOmelissaalves@sigmapartners.comSilicom Ventureswww.silicomventures.comSilicon ValleyAInformation TechnologySoftware & InternetCommunications & NetworkingSeedEarlySilicom Ventures is one of the largest organized groups of Angel and venture capital investors in the United States, linking experienced investors with entrepreneurs from around the globe. Based in Silicon Valley, Silicom Ventures investments range from life sciences and medical technology to semiconductors, software and media. The group is comprised of Venture Capital and Angel Investors who are high tech executives in leading Bay Area companies. Since its founding in 1999, Silicom Ventures has invested in more than 30 companies, among them WebAppoint (acquired by Microsoft), InterVideo (second best IPO in 2003), BindKey Technologies (acquired by DuPont Photomasks) and Sparta Systems (acquired by AIG Healthcare Partners, LP). Unlike most Angel investment organizations, Silicom Ventures often invests more frequently than even many traditional venture capital funds, ranging from seed investments to follow-on rounds and M&A rounds. The group's fund was established by Silicom Ventures management to enable additional investment in technology companies in parallel to Silicom members and in the event of a need for follow up investments.

1456 Fowler LaneLos AltosCA94024650-961-8877267-430-0992

Portfolio companies include:Regrouphttp://www.regroup.com/PageOncehttp://www.pageonce.com/Starcitehttp://www2.starcite.com/starcite/Vivvvahttp://vivvva.com/iSeeLochttp://www.iseeloc.com/Bindkey Technologieshttp://investing.businessweek.com/research/stocks/private/people.asp?privcapId=1909554eAsichttp://www.easic.com/SemiSolutionshttp://semisolutions-llc.com/GuideTechhttp://www.guidetech.com/devicescapehttp://www.devicescape.com/Mellanoxhttp://mellanox.com/Memorazehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=111654947Qumranethttp://en.wikipedia.org/wiki/QumranetVsecure Technologieshttp://www.prnewswire.com/news-releases/vsecure-technologies-further-expands-its-intrusion-prevention-reseller-program-with-arces-network-70785947.htmlViVOtechhttp://www.vivotech.com/Spectroshttp://www.spectros.com/home.htmlDiabetica Solutionshttp://diabeticasolutions.com/Orlucenthttp://www.hoovers.com/company-information/cs/company-profile.orlucent.e9dd74cfb06f23c0.htmlIQwindhttp://www.iqwind.com/Satori Labshttp://www.satorilabs.com/Sensanthttp://venturebeatprofiles.com/company/profile/sensantHygieiahttp://en.wikipedia.org/wiki/HygieiaCephasonicshttp://www.cephasonics.com/IQwindhttp://www.iqwind.com/Luidiahttp://www.e-beam.com/home.htmlInvestment Team:Gadi Behar, Founder and Managing Directorgadi@silicomventures.comTal S. Behar, Executive Directortal@silicomventures.comEli Sternheim, Fund PartnerDan Maydan, Fund PartnerAlex Cushner, Fund PartnerDan Vilenski, Fund PartnerLinda Law, Fund PartnerTad Taube, Fund PartnerSilicon Valley Bankwww.svb.comSilicon ValleyVCFOFVDInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareAgriculture & Agricultural ScienceEarlyWith $20 billion in total assets and 1,500 employees worldwide, Silicon Valley Bank provides diversified financial services to emerging growth and mature companies in the technology, life science, venture capital and premium wine markets. SVB Capital Partners, the unit's fund management group, invests in private equity funds as well as directly into portfolio companies on behalf of SVB Financial Group and its other investors. The SVB Capital family of funds exceeds $1 billion and includes fund of funds, co-investment funds, venture debt funds and special debt funds invested primarily on behalf of endowments and foundations. The group's funds include: SVB Capital Partners Fund, SVB India Capital Partners Fund, and SVB Strategic Investors Funds. The bank also operates an accelerator support program for life sciences and technology startups. SVB Financial Group has investments in over 350 funds for its own account and SVB Capital has invested in approximately 125 funds and 200 companies in the U.S., India, and China on behalf of third part investors.

3003 Tasman DriveSanta ClaraCA95054408-654-7400

Portfolio companies include:Onyx Softwarehttp://crm.consona.com/Pavilionhttp://en.wikipedia.org/wiki/Pavilion_(structure)Epoch Bioscienceshttp://www.epochbio.com/Quintonhttp://www.cardiacscience.com/?=quintonxAdhttp://www.xad.com/Martini Mediahttp://martinimediainc.com/Opel Technologieshttp://www.opeltechinc.com/Proterrahttp://www.proterra.com/Digital Assenthttp://www.digitalassent.com/vcopioushttp://vcopious.com/Connexityhttp://www.connexity.com/iJentohttp://ijento.com/Independahttp://independa.com/RingCentralhttp://www.ringcentral.com/Scribdhttp://www.scribd.com/iYogihttp://www.iyogi.net/DiVitas Networkshttp://www.clearfly.net/Investment Team:Greg Becker, President, Silicon Valley Bank and SVB Financial Groupgbecker@svbank.comMark Lau, Managing Director, 650-233-7435mlau@svb.comJC Simbana, Director, SVB Accelerator, 650-855-3075jsimbana@svb.comJohn Otterson, Partner, SVB Capital, 650-451-8991jotterson@svb.comSven Weber, President, SVB Capital, 650-855-3049sweber@svb.comKen Loveless, Managing Director, SVB Capital, 650-233-7420kloveless@svb.comSulu Mamdani, Managing Director, SVB CapitalAaron Gershenberg, Managing Partner, SVB Capitalagershen@svbank.comHarry W. Kellogg, Vice Chairmanhkellogg@svbank.comKatie Taormino, Partnerktaormino@svb.com3V SourceOnewww.3VS1.comSilicon ValleyVCInformation TechnologySemiconductorEnergy & Clean TechLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialFinancial ServicesConsumer ProductsEducation & TrainingReal EstateGrowthExpansionLate3V SourceOne (3VS1) is an Asian private equity firm with offices in Silicon Valley and Singapore specializing in high growth companies with the aim of helping management teach reach their full potential. 3VS1 was founded in Q3 of 2000 by Michael Wu, Jeffrey Khoo and Kim Seng Tan, who formerly managed venture funds totaling $125 million. Initial investments typically are lead or co-lead, and deals range from $200,000 to $1 million with the intention to participate in subsequent rounds of financing, joint-ventures or spin-offs. In 2009, 3VS1 launched the 3VS1 Asia Growth Fund 2 targeted at institutional and individual investors. 3VS1 Asia Growth Fund 2 is the firm's second fund approved under the Global Investor Program (GIP) administered by the Singapore Economic Development Board.

13888 Trinity AvenueSaratogaCA95070-5339408-507-5135408-741-7009

Portfolio companies include:China Medstarhttp://www.chinamedstar.com/default.htmlIntracelhttp://intracel.com/Blue Sky Researchhttp://blueskyresearch.com/GCT Semiconductorhttp://www.gctsemi.com/Omeroshttp://www.omeros.com/Viacellhttp://www.viacellinc.com/Linden Technologieshttp://www.lindentechnologies.com/Restore Asia Ptehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=59414935Meize Energy Industrieshttp://en.meizepower.com/Astronergyhttp://www.astronergy.com/Higher Dimension Materialshttp://superfabric.com/Kidscape Singaporehttp://singapore.yalwa.sg/ID_102240162/Restore-Medica-Pte-Ltd.htmlIDY Academyhttp://www.idy.edu.sg/Equvohttp://equvo.com/Cloudbreak Softwarehttp://www.cloudbreaksoftware.com/Cloudbreak/Home.htmliTwinhttp://www.itwin.com/Investment Team:Michael Wu, General Partner, Managing Directormichaelmywu@3VS1.com5AM Ventureswww.5amventures.comSilicon ValleyVCLife Sciences & HealthcareEarlyFounded in 2002 by former Bay City Capital principals, the 5AM portfolio comprises early-stage investments with a leading-edge life science focus. Built around advanced technologies, the firm's portfolio is diversified by two key categories: sector & type. In the sector category, companies are diversified by innovative platform technologies, corporate spin-offs, and products with shorter development cycles. In the type category, companies are diversified by product discovery, drug development, and medical technologies. The firm currently has over $435 million under management and is actively investing 5AM Ventures III, a $220 million fund. Initially sponsored by Versant Ventures and Bay City Capital, 5AM is now backed exclusively by institutional investors. 5AM Ventures also maintains an office in Waltham, MA.

2200 Sand Hill Road, Suite 110Menlo ParkCA94025650-233-8600650-233-8923

Portfolio companies include:Ambrxhttp://www.ambrx.com/wt/home/indexDVS Scienceshttp://www.dvssciences.com/Flexionhttp://www.flexiontherapeutics.com/Incline Therapeuticshttp://inclinethera.com/Novira Therapeuticshttp://noviratherapeutics.com/Pearl Therapeuticshttp://www.pearltherapeutics.com/WaveRxhttp://waverx.com/Panomicshttp://www.panomics.com/Achaogenhttp://www.achaogen.com/Alexza Pharmaceuticalshttp://www.alexza.com/Ceterix Orthopedicshttp://www.ceterix.com/Cleave Bioscienceshttp://cleavebio.com/Epirus Biopharmaceuticalshttp://www.prnewswire.com/news-releases/epirus-biopharmaceuticals-inc-announces-positive-phase-1-data-for-bow-015-185498622.htmlIgenicahttp://igenica.com/Ikariahttp://www.ikaria.com/KaloBioshttp://kalobios.com/Kinestralhttp://www.kinestral.com/Wildcat Discovery Technologieshttp://wildcatdiscovery.com/Investment Team:John D. Diekman, Ph.D., Founder and Managing Partnerjohn@5amventures.comAndrew J. Schwab, Founder and Managing Partnerandy@5amventures.comScott M. Rocklage, Ph.D., Managing Partnerscott@5amventures.comKevin M. Forrest, Ph.D., Principalkevin@5amventures.comAndrew McMillan, Ph.D., Principalamcmillan@5amventures.comMark S. Colella, Principalmark@5amventures.comKush M. Parmar, MD, Ph.D., Principalkush@5amventures.comAberdare Ventureswww.aberdare.comSilicon ValleyVCLife Sciences & HealthcareEarlyAberdare Ventures invests in early-stage healthcare opportunities. The firm is willing to participate in financings as small as $1 million and up to $15 million over time. The firm typically invests in companies near its San Francisco headquarters, but will however, invest alongside experienced investors in companies located elsewhere in and outside the U.S. Aberdare has more than $400 million of committed capital under management.

One Embarcadero Center, Suite 4000San FranciscoCA94111415-392-7442415-392-4264

Portfolio companies include:Anacor Pharmaceuticalshttp://anacor.com/goBaltohttp://www.gobalto.com/Omada Healthhttp://omadahealth.com/Rock Healthhttp://rockhealth.com/NxTherahttp://nxthera.com/Ironwoodhttp://ironwoodpharma.com/Posit Sciencehttp://www.positscience.com/Conatushttp://www.conatuspharma.com/HemaQuesthttp://hemaquest.com/MC10http://mc10inc.com/ElationEMRhttp://www.elationemr.com/RxANTEhttp://www.rxante.com/Vertiflexhttp://www.vertiflex.net/Nevrohttp://www.nevro.com/Aviirhttp://aviir.com/Cavu Medicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=113392429Portaerohttp://www.manta.com/c/mmpvyd5/portaeroInvestment Team:Paul Klingenstein, Managing Partnerpklingenstein@aberdare.comJake Odden, Partner & COOjodden@aberdare.comVince Kim, Entrepreneur in Residencevkim@aberdare.comSigrid Van Bladel, Venture Partnersvanbladel@aberdare.comNaheed Ismaili Misfeldt, Venture Partnernmisfeldt@aberdare.comSami Hamade, Partnershamade@aberdare.comDarren Hite, Partnerdhite@aberdare.comAbingworth Management, Inc.www.abingworth.comSilicon ValleyVCPELife Sciences & HealthcareEarlyExpansionMiddle MarketLateFounded in 1973, Abingworth is an international investment group dedicated exclusively to the life sciences and healthcare sectors. The company invests across all stages of company development including early and late-stage venture financing, growth equity, and public companies. With offices in London, Boston and Menlo Park, Abingworth has backed more than 100 developing life science/medical businesses, over two-thirds of which have gone public, merged, or been acquired. Abingworth has funds under management of more than $1.25 billion. The firm has raised eleven funds since it was founded in 1973, the last nine of which have been entirely dedicated to life sciences and healthcare. Abingworth's investments are based in the U.S. and Europe including the U.K., Belgium, Denmark, France, Germany, Holland and Sweden. The firm's investments range from $20-80 million over more than one round of financing.

3000 Sand Hill Road Bldg. 4, Suite 135 Menlo ParkCA94025650-926-0600 650-926-9782

Portfolio companies include:Amarinhttp://www.amarincorp.com/Epigenomicshttp://www.epigenomics.com/en/Lombard Medical Technologieshttp://www.lombardmedical.com/MD On-Linehttp://www.mdon-line.com/Secure EDIhttp://www.secureedi.com/Algetahttp://www.algeta.com/Avila Therapeuticshttp://www.avilatx.com/Clovis Oncologyhttp://www.clovisoncology.com/Dicerna Pharmaceuticalshttp://www.dicerna.com/Hydra Bioscienceshttp://www.hydrabiosciences.com/careers_jobs.htmKspinehttp://www.spinalsurgeon.com/Pathwork Diagnosticshttp://www.pathworkdx.com/Personalishttp://personalis.com/PrimeraDxhttp://primeradx.com/site/SFJ Pharmaceuticalshttp://sfj-pharma.com/Stanmore Implantshttp://www.stanmoreimplants.com/Valeritashttp://www.valeritas.com/index.shtmlSientrahttp://www.sientra.com/Chiasmahttp://www.chiasmapharma.com/Cytos Biotechnologyhttp://www.cytos.com/EFV-Thyroidhttp://sfj-pharma.com/Sonitus Medicalhttp://www.sonitusmedical.com/Investment Team:Stephen Bunting, Managing PartnerJonathan MacQuitty, Partner, 650-926-0601macquitty@abingworth.comMichael Bigham, Partner, 650-926-0602bigham@abingworth.comJames Abell, Partner and CFOabell@abingworth.co.ukJoseph Anderson, PartnerTim Haines, PartnerDavid Leathers, Special PartnerGenghis Lloyd-Harris, PartnerDavid Mayer, PartnerKen Haas, Executive PartnerVincent Miles, Executive PartnerMichelle Doig, Principal, Corporate Financedoig@abingworth.comJohn Heard, Executive Partner and General CounselSarah Shackelton, Executive Partner, Marketing and Management TeamsJohn Shields, Executive Partner, Science and TechnologyGSV Capitalhttp://gsvcap.comSilicon ValleyVCInformation TechnologySoftware & InternetMedia & Digital MediaExpansionLaunched in April 2011, GSV Capital Corp. is a publicly traded investment fund that seeks to invest in high-growth, venture-backed private companies. Led by industry veteran Michael Moe, the fund's objective is to create a portfolio of high-growth emerging private companies via a repeatable and disciplined investment approach, as well as to provide investors with access to such companies through its publicly traded common stock.

2965 Woodside RoadWoodsideCA94062

Portfolio companies include:Altegohttp://altegobrand.com/AlwaysOnhttp://alwayson.goingon.com/Chegghttp://www.chegg.com/Control4http://control4.com/Dropboxhttp://www.dropbox.com/EchoSystemhttp://en.wikipedia.org/wiki/EcosystemGolbal Education Learninghttp://blogs.edweek.org/edweek/global_learning/Gilt Groupehttp://www.gilt.com/Knohttp://www.kno.com/rSmarthttp://www.rsmart.com/StormWindhttp://www.wowwiki.com/StormwindViolin Memoryhttp://www.violin-memory.com/Mavenhttp://maven.apache.org/Serious Energyhttp://www.seriousenergy.com/Top Hathttp://en.wikipedia.org/wiki/Top_hatZocDochttp://www.zocdoc.com/Avenueshttp://www.avenue.com/Bloomenergyhttp://www.bloomenergy.com/CorpUhttp://www.corpu.com/DreamBoxhttp://www.dreambox.com/Facebookhttp://www.facebook.com/Fullbridge Programhttp://fullbridge.com/Grockithttps://grockit.com/Grouponhttp://www.groupon.com/NestGSVhttp://www.facebook.com/fashiontechsfPalantirhttp://www.palantir.com/Sharesposthttps://www.sharespost.com/SilverSpring Networkshttp://www.silverspringnet.com/TrueCarhttp://www.truecar.com/Twitterhttp://twitter.com/ZoomSystemshttp://www.zoomsystems.com/Zyngahttp://company.zynga.com/2Uhttp://notu2.com/Investment Team:Michael T. Moe, CFA, CEO & Chief Investment OfficerStephen D. Bard, CFA, Chief Financial OfficerDave Crowder, Executive Vice PresidentLuben Pampoulov, Investment ProfessionalMatt Hanson, CFA, Investment ProfessionalH&Q Asia Pacificwww.hqap.comSilicon ValleyVCPEInformation TechnologyFinancial ServicesConsumer ProductsEarlyMiddle MarketH&Q Asia Pacific (H&QAP) is a private equity firm investing in Asia and the United States since 1985. The firm invests in a variety of sectors such as technology, branded consumer products, and financial services and makes both later-stage control investments and earlier-stage venture capital investments. H&QAP was founded in 1985 by Dr. Ta-lin Hsu as a division of Hambrecht & Quist, the U.S. technology investment bank founded in 1962 (now a part of JPMorgan). In 1996, the firm spun off its operations from Hambrecht & Quist and became a separate entity known as H&Q Asia Pacific. H&QAP manages an aggregate of over $2.7 billion in committed capital through 23 funds and has invested in over 400 companies.

400 Hamilton Avenue, Suite 250Palo AltoCA94301650-838-8088650-838-0801

Portfolio companies include:Groundhog Technologieshttp://www.ghtinc.com/index.phpHeadway Technologieshttp://headway.com/ArrayNetworkshttp://www.arraynetworks.com/GRIC Communicationshttp://www.manta.com/c/mmgbgqk/gric-communicationsOptovuehttp://www.optovue.com/SiGenhttp://www.sigen.net/Advanced Systems Automationhttp://advancedautomationsystems.com/Aztech Systemshttp://www.aztech.com/Biosensorshttp://www.biosensors.com/FABRINEThttp://www.fabrinet.com/Falmachttp://www.falmac.com/en/index1.htmHeadstronghttp://www.headstrong.com/MUSIC Semiconductorshttp://musicsemi.com/Thai Cane Paper Publichttp://www.thaicane.com/Investment Team:Dr. Ta-lin Hsu, Chairman and Foundertlhsu@hqap.comRobert Shen, Managing DirectorH.I.G. Capitalwww.higcapital.comSilicon ValleyVCPEInformation TechnologyManufacturing & IndustrialBusiness ServicesEarlyMiddle MarketFounded in 1993, H.I.G. Capital is a leading global private investment firm with over $8.5 billion of capital under management. H.I.G.'s family of funds includes private equity, venture capital, distressed debt, real estate and public equities. HIG invests in companies throughout the U.S. and Europe and has offices in Miami, Atlanta, Boston, New York, and San Francisco in the U.S., and affiliate offices in London, Hamburg and Paris in Europe. The firm invests across a wide range of investment opportunities, from growth/development capital for minority stakes to control buyouts, and from profitable market leaders to underperforming businesses facing unique challenges. HIG's Private Equity division has acquired more than 200 companies with combined revenues of more than $8 billion. The firm specializes in providing capital to small and medium-sized companies with $50-500 million of enterprise value. H.I.G. Growth Partners is the dedicated growth capital investment affiliate and invests $5 million to $30 million in equity targeting profitable growth oriented businesses with between $10 million and $100 million in revenues. The firm focuses on technology, internet and media, healthcare, consumer products and technology-enabled financial and business services. Another division, H.I.G. BioVentures, invests in a broad range of life science opportunities across sectors and stages.

One Market, Spear Tower, 18th FloorSan FranciscoCA94105415-439-5500 415-439-5525

Portfolio companies include:Accupakhttp://www.accupak.in/Claymont Steelhttp://claymontsteel.com/HealthSTARhttp://www.healthstarcom.com/Desahttp://www.desatech.com/Funambolhttp://funambol.com/Lancopehttp://www.lancope.com/LOC-AIDhttp://www.loc-aid.com/Nexidiahttp://www.nexidia.com/Savvionhttp://www.progress.com/en/savvion/index.htmlSunivahttp://www.suniva.com/AIRCOMhttp://www.aircom.com/AirNethttp://www.airnet.com/Beacon Industrial Grouphttp://www.beaconindustrial.com/Binder & Binderhttp://www.binderandbinder.com/Groupe CTIhttp://ctigroupe.com/Haltermanhttp://www.haltermanstoyota.com/index.htmHanlohttp://hanlogages.com/Ideal Imagehttp://www.idealimage.com/Insight Globalhttp://www.insightglobal.net/Linden Lumberhttp://lindenlumbercompany.net/Safe-Guardhttp://www.safe-guard.com/Securushttp://www.securustech.net/Stanthttp://www.stant.com/Sunshine Mediahttp://sunshinemedia.com/Teleflex Marinehttp://www.teleflexmarine.com/TestAmericahttp://testamericainc.com/Thermo Fluidshttp://www.thermofluids.com/A10 Capitalhttp://a10capital.com/Community Intervention Serviceshttp://www.ciayuma.com/Comvergehttp://www.comverge.com/Connor AGA Sports Flooringhttp://www.connorfloor.com/Cornerstone Chemicalhttp://www.cornerstonechemco.com/Dent Wizardhttp://www.dentwizard.com/DynaSteelhttp://www.dynasteel.net/eMedicinehttp://emedicine.medscape.com/Encompass Grouphttp://encompassgroup.net/All American Grouphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=261778AirNet Systemshttp://www.airnet.com/Albertville Quality Foodshttp://www.albertvillequalityfoods.com/Alder Biopharmaceuticalshttp://www.alderbio.com/Align Networkshttp://alignnetworks.com/All American Grouphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=261778Allegient Serviceshttp://allegientservices.com/HFIhttp://www.hfi-inc.com/Higher Gear Grouphttp://www.highergear.com/Ready Pac Producehttp://www.readypac.com/Pro-Pethttp://www.propet.com/Potpourrihttp://www.amazon.com/s?ie=UTF8&page=1&rh=i%3Aaps%2Ck%3ApotpourriSunivahttp://www.suniva.com/Texas Honinghttp://www.texashoning.com/Total Safetyhttp://www.totalsafety.com/TRAKAmericahttp://trakamerica.com/Transtar Metalshttp://transtar-metals-corp.sbcontract.com/Tranzyme Pharmahttp://www.tranzyme.com/Vertice 360http://www.vertice360.com/Viasyshttp://www.viasyshealthcare.com/VNU Mediahttp://www.vnumedia.nl/Walter Serviceshttp://de.walterservices.com/en/germany.htmlWarrantech Corporationhttp://www.warrantech.com/Wexler Videohttp://wexler.slatemediagroup.com/Loc-Aidhttp://www.loc-aid.com/Loopinghttp://www.answers.com/topic/looping-3Losbergerhttp://www.losbergerus.com/Lucas Grouphttp://www.lucasgroup.com/Magnacarehttp://www.magnacare.com/Matrixxhttp://www.matrixxinc.com/MSChttp://www1.mscdirect.com/CGI/NNSRHMNational Product Serviceshttp://www.npsinet.com/NeurAxonhttp://neuraxon.com/Nexidiahttp://www.nexidia.com/Next Generation Vendinghttp://nextgenerationone.com/Novadaghttp://www.novadaq.com/The Engine Grouphttp://www.theenginegroup.com/usaEpic Production Technologieshttp://epicpt.com/Escalate Mediahttp://www.escalatemedia.com/Europahttp://en.wikipedia.org/wiki/Europa_(moon)First Capitalhttp://www.firstcapital.com/Investment Team:Sami Mnaymneh, Managing Partner (Growth)smnaymneh@higcapital.comTony Tamer, Managing Partner (Growth)ttamer@higcapital.comJohn Kim, Managing Director (Growth)John Black, Managing Director (Growth)jblack@higcapital.comFred Sturgis, Managing Director (Growth)fsturgis@higcapital.comCraig Burson, Managing Director (Growth)burson@higcapital.comBruce Robertson, Managing Director (BioVentures)Aaron Davidson, Managing Director (BioVentures)adavidson@higcapital.comDouglas Berman, Exec. Managing Director (PE)dberman@higcapital.comJohn Bolduc, Exec. Managing Director (PE)jbolduc@higcapital.comRick Rosen, Exec. Managing Director (PE)rrosen@higcapital.comBrian Schwartz, Exec. Managing Director (PE)bschwartz@higcapital.comHalo Fundswww.halofund.comSilicon ValleyAInformation TechnologySoftware & InternetMedical DeviceSeedEarlyFounded in 1997, The Angels' Forum (TAF) is an early-stage investment organization comprised of 25 private equity investors who are supported by a professional financial services management team. The Angels' Forum only invests in Silicon Valley/Bay Area companies, reviewing more than 20 deals per week and making 5-15 A round investments annually. The firm limits its investments to companies headquartered within 50 miles of Mountain View, CA. Typical initial investments range between $100,000 and $1 million in a wide range of industry sectors including medical devices and services, IT, Internet and consumer. The group also operates the Halo Fund, a limited partnership venture fund that co-invests with The Angels' Forum (TAF). Generally, The Halo Fund matches the investment made by The Angels' Forum dollar for dollar, but when certain criteria have been met, The Halo Fund can match $1.50 for every TAF dollar. The total size of an investment by the group is $3 million.

2665 Marine Way, Suite 1150Mountain ViewCA94043650-857-0700 650-857-0773

Portfolio companies include:Charles Chocolateshttp://charleschocolates.com/MOGhttp://mog.com/Aravo Solutionshttp://aravo.com/Spinal Modulationhttp://spinalmodulation.com/ZONARE Medicalhttp://www.zonare.com/Glue Networkshttp://www.gluenetworks.com/IntraPacehttp://www.intrapace.com/LamdaGenhttp://lamdagen.com/PanTerra Networkshttp://www.panterranetworks.com/Penumbrahttp://www.penumbragame.com/ageGate.phpPurple Wavehttp://www.purplewave.com/Sonoma Orthopedicshttp://sonomaorthopedics.com/Specialty's Cafe & Bakeryhttp://www.specialtys.com/Tea Livinghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28689110Wordlockhttp://www.wordlock.com/Halo Fund Investment Team:Carol M. Sands, Founder and Managing Membercsands@angelsforum.comEdward M. Esber, Jr., Membered@angelsforum.comNagesh MhatrePhil SchleinGeoff TateLeif Langensand, Administrative PartnerCraig SirnioHanover Partners, Inc.www.hanoverpartners.comSilicon ValleyPEManufacturing & IndustrialBusiness ServicesConsumer ProductsMiddle MarketFounded in 1994, Hanover acquires U.S. based middle market companies with operating earnings of at least $2 million. The firm prefers to invest in companies with consistently historical, profitable revenues from $10-$60 million, EBITA of $1.5 million-$8 million and EBITA margins of at least 10%. Hanover has invested in 14 companies in a variety of industries and prefers proprietary product manufacturers or process-oriented service companies generally focused on business customers and market and niche consumer products.

425 California St., Suite 1700San FranciscoCA94104415-788-8680

Portfolio companies include:Hamerhttp://www.hamerguitars.com/Audio Precisionhttp://ap.com/Bri-Marhttp://www.bri-mar.com/Handi Quilterhttp://www.handiquilter.com/Pyramid Technologieshttp://www.pyramidtechnologies.com/Wohler Technologieshttp://wohler.com/Consolidated Equipment Grouphttp://cgg-inc.com/Hamerhttp://www.hamerguitars.com/Investment Team:John Palmer, Co-Founder and Principaljohnp@hanoverpartners.comAndrew N. Ford, Co-Founder and PrincipalAaron Aiken, PrincipalHarmony Partnershttp://harmonyvp.comSilicon ValleyVCInformation TechnologySoftware & InternetExpansionHarmony Partners is an expansion stage investor, typically investing after a company has released its product/service and secured initial customers. The firm's capital usually funds sales and marketing investments to rapidly scale the business. Revenues can be modest, but projected growth must be bold. Harmony gravitates to highly disruptive businesses with compelling value propositions. As a bi-coastal firm, Harmony invests nationally, and are purposely geography-agnostic when it comes to partnering with emerging market-leaders. The firm has offices in New York and Silicon Valley. Over the past 15 years, the Harmony founders have invested over $500 million in more than 50 companies.

2200 Sand Hill Road, Suite 240Menlo ParkCA94025650-646-2835

Portfolio companies include:CrowdFlowerhttp://crowdflower.com/Education Elementshttp://www.edelements.com/Mashlogichttp://www.mashlogic.com/Vaultivehttp://www.vaultive.com/Sociogramicshttp://www.sociogramics.com/Hellohttp://www.helloonline.com/Investment Team:Gregory F. Eaton, General PartnerMark J. Lotke, General Partnermark@harmonyvp.comAccel Partnerswww.accel.comSilicon ValleyVCSoftware & InternetCommunications & NetworkingSeedEarlyGrowthExpansionAccel Partners has over $6 billion under management and invests in only two areas: Networking and Software. Accel has backed over 300 technology companies. Some of the firm's key corporate partners are also investors in Accel Internet Funds II and III, including Microsoft, Compaq, Dell, Disney, Lucent, Nortel, Novell, Sun and Isao Okawa (Chairman of both CSK Corporation and Sega Enterprises). Accel also maintains offices in New York, London, Beijing, Hong Kong, Shanghai, and India.

428 University AvenuePalo AltoCA94301650-614-4800650-614-4880

Portfolio companies include:99designshttp://99designs.com/Altor Networkshttp://www.juniper.net/us/en/products-services/software/security/vgw-series/Bonoboshttp://www.bonobos.com/Centrifyhttp://www.centrify.com/Etsyhttp://www.etsy.com/Genius.comhttp://www.genius.com/Hotel Tonighthttp://www.hoteltonight.com/ModClothhttp://www.modcloth.com/StumbleUponhttp://www.stumbleupon.com/Facebookhttp://www.facebook.com/BitTorrenthttp://www.bittorrent.com/AdMobhttp://www.admob.com/Alfrescohttp://www.alfresco.com/Angry Birds (Rovio)http://www.rovio.com/index.php?page=angry-birdsAtlassianhttp://www.atlassian.com/ComScorehttp://www.comscore.com/Dropboxhttp://www.dropbox.com/Etsyhttp://www.etsy.com/Grouponhttp://www.groupon.com/Kayakhttp://www.kayak.com/Playfishhttp://www.playfish.com/QlikTechhttp://www.qlikview.com/Spotifyhttp://www.spotify.com/Wongahttps://www.wonga.com/Fantasy Shopperhttp://www.fantasyshopper.com/Actuatehttp://www.actuate.com/home/Agile Softwarehttp://en.wikipedia.org/wiki/Agile_software_developmentBBNhttp://www.bbn.com/Braintreehttp://www.townofbraintreegov.org/Brightcovehttp://www.brightcove.com/en/Clouderahttp://www.cloudera.com/ComScorehttp://www.comscore.com/Diapers.com (Quidsi)http://www.diapers.com/Exclusively.inhttp://exclusively.in/Flipkarthttp://www.flipkart.com/Fusion-IOhttp://www.fusionio.com/Gameforgehttp://us.gameforge.com/home/indexGlamMediahttp://www.glammedia.com/Grouponhttp://www.groupon.com/Impervahttp://www.imperva.com/index.htmlInfinerahttp://infinera.com/Interwovenhttp://www.interwoven.com/IronPlanethttp://www.ironplanet.com/JBosshttp://www.jboss.org/Kayakhttp://www.kayak.com/Lookouthttps://www.mylookout.com/Macromediahttp://www.adobe.com/metroPCShttp://www.metropcs.com/MoPubhttp://www.mopub.com/Myntrahttp://www.myntra.com/OPOWERhttp://opower.com/Polycom/PictureTelhttp://www.polycom.com/Playfishhttp://www.playfish.com/Portal Softwarehttp://en.wikipedia.org/wiki/Portal:SoftwareQlikTechhttp://www.qlikview.com/Raptrhttp://raptr.com/Real Networkshttp://www.realnetworks.com/Redbackhttp://www.redbackboots.com/Responsyshttp://www.responsys.com/Riverbedhttp://www.riverbed.com/us/Squarespacehttp://www.squarespace.com/SunRunhttp://www.sunrunhome.com/Truliahttp://www.trulia.com/UUNethttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=36114Veritashttp://www.symantec.com/theme.jsp?themeid=samgWalmart.comhttp://www.walmart.com/Webroothttp://www.webroot.com/En_US/index.htmlSpreadShirthttp://www.spreadshirt.com/Zimbrahttp://www.zimbra.com/Plex Systemshttp://www.plex.com/Clouderahttp://www.cloudera.com/content/cloudera/en/home.htmlMyHeritage.comhttp://www.myheritage.com/Sumo Logichttp://www.sumologic.com/LocBoxhttp://www.getlocbox.com/RockMelthttp://www.rockmelt.com/Joyushttp://www.joyus.com/MySmartPricehttp://www.mysmartprice.com/YardSellrhttp://yardsellr.com/Mind Candyhttp://mindcandy.com/Investment Team:Jim Breyer, Partnerjbreyer@accel.comKevin Efrusy, Partnerkefrusy@accel.comTheresia Gouw Ranzettatranzetta@accel.comArthur Patterson, Partnerapatterson@accel.comJim Swartz, Founder & Partnerjswartz@accel.comPeter Wagner, Partnerpwagner@accel.comPing Li, Partnerpli@accel.comAndrew Bracciaagb@accel.comSameer Gandhi, PartnerTodd MacLean, PartnerHarris & Harris Group, Inc.www.hhvc.comSilicon ValleyVCInformation TechnologySemiconductorLife Sciences & HealthcareSeedEarlyGrowthExpansionWith over 50 technology companies and investing over $140 million in its portfolio, Harris & Harris Group, Inc. is one of the most active nanotechnology investors in the world. Founded 1983, the firm has funded companies developing nanoscale-enabled solutions in solid state lighting, emerging memory devices, printable electronics, material science discovery and mass-manufacturing, organic-inorganic hybrids, next-generation semiconductor devices and equipment, thermoelectric, photovoltaic and battery technologies, as well as in various life-science applications of nano-structured materials. Harris & Harris will invest at any stage prior to a company's initial public offering, and will invest anywhere in the United States. Occasionally, the firm also makes private investments in publicly held companies. Harris & Harris has invested outside the United States, but rarely. The firm's current portfolio companies are distributed all across the country, plus one in Canada.

530 Lytton Avenue, 2nd FloorPalo AltoCA94301650-617-3386650-617-3201

Portfolio companies include:Adesto Technologieshttp://adestotech.com/BioVex Grouphttp://sec.edgar-online.com/biovex-group-inc/s-1-securities-registration-statement/2006/06/20/section66.aspxCambrioshttp://www.cambrios.com/D-Wave Systemshttp://www.dwavesys.com/en/dw_homepage.htmlKoviohttp://www.kovio.com/ABS Materialhttp://en.wikipedia.org/wiki/Acrylonitrile_butadiene_styreneAncora Pharmaceuticalshttp://www.ancorapharma.com/contact/Biovex Grouphttp://sec.edgar-online.com/biovex-group-inc/s-1-securities-registration-statement/2006/06/20/section66.aspxBridgeluxhttp://bridgelux.com/Champions Oncologyhttp://www.championsoncology.com/Cobalt Technologieshttp://www.cobalttech.com/Crystal IShttp://en.wikipedia.org/wiki/CrystalisEnsemble Therapeuticshttp://ensembletx.com/Enumeral Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=99865488GEO Semiconductorhttp://geosemi.com/HzOhttp://www.pocket-lint.com/news/43935/hzo-waterproof-nano-tech-samsung-appleInnovalighthttp://www2.dupont.com/Photovoltaics/en_US/products_services/silicon_inks/silicon_inks.htmlLaser Light Engineshttp://laserlightengines.com/Mersanahttp://mersana.com/Metabolonhttp://www.metabolon.com/Investment Team:Douglas W. Jamison, Chairman of the Board and CEO, Managing Directordoug@tinytechvc.comAlexei A. Andreev, PhD, Executive Vice President, Managing Directoralexei@tinytechvc.comDaniel B. Wolfe, President, COO, CFO, and Managing Directordaniel@tinytechvc.comMisti Ushio, Executive Vice President and Managing DirectorRobert Burns, Senior Vice PresidentIan Chia, Ph.D, AssociateHarrison Metalwww.harrisonmetal.comSilicon ValleyVCInformation TechnologySoftware & InternetEarlyFounded 2008, Harrison Metal invests in early stage, technology driven companies led by exceptional entrepreneurs. The firm invests in startups, specializing in consumer web, product, product marketing, and new product development.

116 Hamilton AvenuePalo AltoCA94301

Portfolio companies include:Lumos Labshttp://www.lumosity.com/Stackmobhttp://www.stackmob.com/B-Stock Solutionshttp://bstocksolutions.com/BloomSpothttp://www.bloomspot.com/CafePresshttp://www.cafepress.com/DocVersehttp://www.docverse.com/99designshttp://99designs.com/Aardvarkhttp://en.wikipedia.org/wiki/AardvarkAdMobhttp://www.admob.com/Birchboxhttps://www.birchbox.com/Block Chalkhttp://blockboard.org/Euclid Elementshttp://en.wikipedia.org/wiki/Euclid%27s_ElementsFlitehttp://www.flite.com/Gigwalkhttp://gigwalk.com/Hello Chairhttp://hellochair.com/Herokuhttp://www.heroku.com/IndexTankhttp://indextank.com/Manymoonhttp://www.manymoon.com/Mixer Labshttp://www.crunchbase.com/company/mixer-labsMocoSpacehttp://www.mocospace.com/PagerDutyhttp://www.pagerduty.com/Panjivahttp://panjiva.com/Peelhttp://www.peel.com/Plastic Junglehttp://www.plasticjungle.com/Polyvorehttp://www.polyvore.com/Recurlyhttp://recurly.com/Main Street Hubhttp://www.mainstreethub.com/MoPubhttp://www.mopub.com/ModClothhttp://www.modcloth.com/PocketGemshttp://pocketgems.com/Reputation.comhttp://www.reputation.com/Pulsehttp://www.pulse.me/ZipZapPlayhttp://www.zipzapplay.com/Zoodleshttp://www.zoodles.com/Investment Team:Michael Dearing, Foundermd@harrisonmetal.comAccel-KKR, LLCwww.accel-kkr.comSilicon ValleyPEInformation TechnologySoftware & InternetMiddle MarketFounded in 2000, Accel-KKR is a technology-focused private equity investment firm founded by venture firm Accel Partners and leveraged buyout firm Kohlberg Kravis Roberts & Co. (KKR). The firm's target investment size ranges from $10 to over $100 million, although Accel-KKR has the ability to take larger or smaller stakes as appropriate. Accel-KKR pursues transactions across multiple segments of the technology industry, including software, Internet technologies and IT enabled services. Accel-KKR focuses primarily on four types of transactions: buyouts of divisions, subsidiaries and business units from public companies; acquisitions and recapitalizations of closely-held private companies; structured minority equity and debt investments; and going-private transactions of small public companies. The firm also maintains an office in Atlanta and currently has over $2.0 billion of capital under management.

2500 Sand Hill Road, Suite 300Menlo ParkCA94025650-289-2460650-289-2461

Portfolio companies include:Opera Solutionshttp://www.operasolutions.com/Paymentushttp://www.paymentus.com/North Plainshttp://www.northplains.org/N-Able Technologieshttp://www.n-able.com/CRS Retail Systemshttp://www.epicor.com/Products/Pages/retail.aspxModel Nhttp://www.modeln.com/iTradeNetworkhttp://www.itradenetwork.com/Savistahttp://www.savista.com/Applied Technologieshttp://www.predictivetechnologies.com/en/index.cfmIntrinsiQhttp://www.intrinsiq.com/Systems & Softwarehttp://en.wikipedia.org/wiki/System_softwareAccelloshttp://www.accellos.com/The Endurance International Grouphttp://www.enduranceinternational.com/Infinisourcehttp://www.infinisource.com/Kana.http://www.kana.com/Layered Technologieshttp://www.layeredtech.com/PageUp Peoplehttp://www.pageuppeople.com/Pinstripehttp://www.pinstripetalent.com/YourEncorehttp://www.yourencore.com/Investment Team:Tom Barnds, Managing Directortbarnds@accel-kkr.comBen Bisconti, Managing Directorbbisconti@accel-kkr.comRob Palumbo, Managing Directorrpalumbo@accel-kkr.comJason Klein, Managing Directorjklein@accel-kkr.comGreg Williams, Managing Directorgwilliams@accel-kkr.comDean Jacobson, Principaldean@accel-kkr.comPatrick Fallon, Managing DirectorAcero Capitalwww.acerovc.comSilicon ValleyVCInformation TechnologyEnergy & Clean TechSeedEarlyAcero is managing its $150 million inaugural fund and is actively seeking new investment opportunities. Acero is stage agnostic and is actively pursuing investments in a wide range of sub-sectors in IT and Clean Energy.

2440 Sand Hill Road, Suite #101Menlo ParkCA94025650-233-7100650-233-7112

Portfolio companies include:Banyan Energyhttp://www.banyanenergy.com/Bitzer Mobilehttp://www.bitzermobile.com/Bridgewater Systemshttp://www.bridgewatersystems.com/CapturetoCloudhttp://www.capturetocloud.com/home.htmSolexanthttp://solexant.com/Splashhttp://www.getsplash.com/Investment Team:Rami Elkhatib, General Partnerrami@acerovc.comAntonio R. Alvarez, Venture Partnertony@acerovc.comDebra Schilling, Venture Partnerdebby@acerovc.comElisa Yoo, Associateelisa@acerovc.comCharles Ho, Venture Partnercharles@acerovc.comAcorn Ventures, Inc.www.acorn-ventures.comSilicon ValleyVCSoftware & InternetEarlyAcorn Ventures manages an investment fund and portfolio with broad coverage of emerging Internet, E-Commerce, Wireless Services and Software companies. Currently Acorn is seeking investments for the firm's $100,000,000 Acorn Ventures VI Fund, formed in 2004. Acorn's typical investment ranges between $1 to $5 million per round. If a project requires more than $5 million in funding, Acorn will work with other venture capital firms to raise the amount necessary to meet the company's needs. The firm invests across the United States, however, the majority of its current portfolio is located in the Western U.S.

2635 North First Street, Suite 148San JoseCA95131510-459-6500925-249-1748

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Cliff Girard, CEOCharles Duff, Executive Vice Presidentcduff@acorn-ventures.comActive Startshttp://www.linkedin.com/in/ericdibenedettoSilicon ValleyASoftware & InternetSeedEarlyActive Starts is a professional Angel investment firm with an investment focus on California-based software start-ups within a year from product launch. The Active Starts portfolio is invested in two fundamental sectors of the consumer internet and business software industries, the social web and on-demand applications. The firm's goal is to help build several category-defining companies which will keep creating substantial shareholder value in the long run and become world leaders in their respective fields as "platform companies."

41 Skyline DriveWoodsideCA94062650-222-1077

Portfolio companies include:BuzzLogichttp://www.twelvefold.com/splashClairMailhttp://www.clairmail.com/Chegghttp://www.chegg.com/GoFishhttp://gofish.com/Kakaihttp://en.wikipedia.org/wiki/KakaiPlastychttp://plastyc.com/RapLeafhttp://www.rapleaf.com/Lending Clubhttp://www.lendingclub.com/RateItAllhttp://www.rateitall.com/Real Travelhttp://realtravel.com/Xactlyhttp://www.xactlycorp.com/Genetic Financehttp://www.geneticfinance.com/Clickabilityhttp://www.clickability.com/IdeaBladehttp://www.ideablade.com/Penguin Computinghttp://www.penguincomputing.com/Investment Team:Eric Di Benedetto, Foundereric@activestarts.comAcuity Ventureswww.acuityventures.comSilicon ValleyVCSoftware & InternetSeedEarlyAcuity Ventures is a Silicon Valley based venture capital fund that provides investment capital and strategic and operational guidance to early stage and emerging growth companies. The firm is currently investing Acuity Ventures III, L.P., formed in 2004. The Fund provides capital through convertible preferred debt, direct equity investments and other investment participations. Acuity strives to incubate qualified companies with financing facilities and access to important alliances in order to position these companies for profitable growth and liquidity exit. Acuity's primary focus is on early-stage companies in the web-based software industry. The firm targets web-based applications that have a sustainable competitive advantage, upwards of 50% founder ownership, and strong intellectual property.

1960 The Alameda, Suite 200 San JoseCA95126-1493408-261-4286

Portfolio companies include:BayTSPhttp://irdeto.com/en/anti-piracy-services.htmlGCommercehttp://www.gcommerceinc.com/INgrooveshttp://www.ingrooves.com/FlashFotohttp://www.flashfotoinc.com/Investment Team:Eric Hardgrave, Foundereric@acuityventures.comLarry Hootnick, Founderlarry@acuityventures.comAdams Capital Managementwww.acm.comSilicon ValleyVCInformation TechnologyCommunications & NetworkingSemiconductorEarlyAdams Capital Management, Inc. (ACM) is a national venture capital firm specializing in early-stage applied technology investments. Established in 1994, ACM is a lead Series A investor and currently manages $815 million. The firm's general partners have domain and operations expertise in the following industries: Information Technology, Networking Infrastructure, and Semiconductor. Typical investments range from $1 million to $5 million initially, and $5 million to $10 million over the life of the investment. Adams Capital selects companies with the potential to become market leaders with 65% gross margins and 25% operating profits. The firm has offices in Austin, Boston, Palo Alto, and Pittsburgh.

525 University Ave., Suite 230Palo AltoCA94301650-473-0700650-473-0712

Portfolio companies include:Additechhttp://additech.com/BookRenter.comhttp://www.bookrenter.com/First Insighthttp://www.first-insight.com/Luminescent Technologieshttp://luminescenttechnologies.com/nLight Photonicshttp://nlight.net/Optellioshttp://www.fiberpatrol.com/Uplogixhttp://www.uplogix.com/VBrickhttp://vbrick.com/BioLeaphttp://www.bioleap.com/Dynamicshttp://en.wikipedia.org/wiki/DynamicsFotomotohttp://www.fotomoto.com/Precision Therapeuticshttp://www.precisiontherapeutics.com/ProspXhttp://www.prospx.com/SmartOpshttp://www.smartops.com/Snap Retailhttp://www.snapretail.com/TimeSyshttp://timesys.com/Twelvefold Mediahttp://www.twelvefold.com/Tiversahttp://www.tiversa.com/Investment Team:N. George Ugras, General Partnerngu@acm.comJoel P. Adams, General Partnerjpa@acm.comWilliam A. Frezza, Venture Partnerwaf@acm.comMartin Neath, General Partnermcn@acm.comNikhil Sinha, Venture Partnernns@acm.comAdobe Ventureswww.adobe.com/aboutadobe/adobeventures/Silicon ValleyCVCInformation TechnologySoftware & InternetEarlyDriven by an ongoing commitment to encourage innovation, Adobe continues a long history of investing venture capital in promising private companies. It seeks opportunities in which Adobe and innovative entrepreneurs can benefit from a closer relationship. Over the next three to five years, Adobe plans to invest approximately $100 million in companies leveraging Adobe platform technologies, particularly those delivering applications based on Adobe Integrated Runtime.

345 Park AvenueSan JoseCA95110-2704408-536-6000408-537-6000

Portfolio companies include:Objectivityhttp://www.objectivity.com/Demandbasehttp://www.demandbase.com/Bunchballhttp://www.bunchball.com/BidClerkhttps://www.bidclerk.com/ColorZiphttp://www.colorzip.com/Datalogicshttp://www.datalogics.com/56.comhttp://www.56.com/Flashempirehttp://armorgames.com/play/631/flash-empiresIndiagameshttp://www.indiagames.com/Sendmailhttp://www.sendmail.com/sm/open_source/MobiTVhttp://www.mobitv.com/CELL Mobilehttp://www.t-mobile.com/ChineseAllhttp://chineseall.com/DecisionViewhttp://www.decisionview.com/FORA.tvhttp://fora.tv/Gigyahttp://www.gigya.com/introNetworkshttp://www.intronetworks.com/Objectivityhttp://objectivity.com/Oversight Systemshttp://www.oversightsystems.com/scanRhttp://www.makeuseof.com/dir/scanr/Skysofthttp://www.iskysoft.com/Investment Team:Hue Tranhuen@adobe.comJohn Leckronejleckron@adobe.comAdvanced Technology Ventures (ATV)www.atvcapital.comSilicon ValleyVCInformation TechnologySoftware & InternetEnergy & Clean TechLife Sciences & HealthcareMedical DeviceEarlyFounded in 1979, Advanced Technology Ventures (ATV) is a bi-coastal venture capital firm with more than $1.6 billion in capital under management. The firm invests in three core technology markets - IT, healthcare, and clean tech. The majority of ATV's portfolio companies are based in North America, with a few located in Europe and Israel. ATV also maintains an office in Boston.

485 Ramona Street Palo AltoCA94301650-321-8601650-321-0934

Portfolio companies include:Acceleronhttp://www.acceleronpharma.com/Altarockhttp://altarockenergy.com/Catabasishttp://catabasispharma.com/Channel Advisorhttp://www.channeladvisor.com/Coskatahttp://coskata.com/GreatPoint Energyhttp://www.greatpointenergy.com/Packet Designhttp://www.packetdesign.com/Actifiohttp://www.actifio.com/AlfaLighthttp://alfalight.com/Calithera Bioscienceshttp://www.calithera.com/EndPlayhttp://www.endplay.com/GluMetricshttp://www.glumetrics.com/Gynesonicshttp://www.gynesonics.com/Hydra Bioscienceshttp://hydrabiosciences.com/FivePrimehttp://www.fiveprime.com/Cenzichttp://www.cenzic.com/Portolahttp://portola.com/Second Genomehttp://www.secondgenome.com/Silicor Materialshttp://www.silicormaterials.com/Thinking Phone Networkshttp://thinkingphones.com/Valeritashttp://www.valeritas.com/Oasys Waterhttp://oasyswater.com/Rive Technologyhttp://www.rivetechnology.com/Thrasos Therapeuticshttp://thrasos.com/Wild Tangenthttp://www.wildtangent.com/Verastemhttp://www.verastem.com/Trans1http://trans1.com/Investment Team:Steve Baloff, General Partnersbaloff@atvcapital.comMichael Carusi, General Partnermcarusi@atvcapital.comJean George, General Partnerjgeorge@atvcapital.comBob Hower, General Partnerbhower@atvcapital.comBill Wiberg, General Partnerbwiberg@atvcapital.comEdward Frank, Technology PartnerStephen Shapiro, Venture PartnerRobert Finocchio, Venture PartnerKen Noonan, Venture PartnerRichard Popp, Venture PartnerAlacrity Ventureswww.alacrityventures.comSilicon ValleyAInformation TechnologySoftware & InternetSeedAlacrity Ventures is an Angel capital investment firm that funds and guides start-up companies through initial stages of development, offering seed financing and mentorship. Alacrity is primarily oriented toward working with Internet and technology companies with new and innovative ideas. The firm primarily invests in companies that have people, ideas, and a market, but have not yet passed beyond the seed round of investment.

1563 Solano Avenue, #353BerkeleyCA94707-2116510-649-4030510-649-4034

Portfolio companies include:Storactivehttp://www.atempo.com/Unplugged Gameshttp://www.gamesunplugged.com/IRSIhttp://www.irsi.org/Nuservehttp://www.insurancenetworking.com/news/2337-1.htmlSkotos Techhttp://www.skotos.net/International Titanium Powderhttp://www.itponline.com/Investment Team:Christopher Allen, Founderchristophera@alacrityventures.comGifford Pinchotgiffordp@alacrityventures.comHarold O. Shattuckharolds@alacrityventures.comAlafi Capitalwww.alafi.comSilicon ValleyVCLife Sciences & HealthcareMedical DeviceEarlyAlafi Capital is a private venture capital firm that has been active in healthcare investing for over 25 years. Early and mid-stage investments in the U.S. and Europe are considered, with emphasis on product-oriented biotechnology, life science technologies, imaging and diagnostics, and medical devices. Included among Alafi Capital's past successes are Amgen, Biogen, Molecular Devices, Tanox, Qiagen, Novocor, Oxford Glycosciences, and Applied Biosystems.

1333 Jones St., #1702San FranciscoCA94109

(Mailing Address)P.O. Box 7338BerkeleyCA94707Portfolio companies include:BrainScopehttp://brainscope.com/index1.shtmlColey Pharmaceuticalshttp://www.pfizer.com/coleypharma/index.htmlEverest Biomedicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=7670310Functional Geneticshttp://www.functional-genetics.com/Genitopehttp://www.bizjournals.com/eastbay/stories/2008/09/15/daily57.htmlHybrigenicshttp://www.hybrigenics.com/homepage.htmlIstohttp://www.istotech.com/Kereoshttp://www.kereos.com/Stereotaxishttp://www.stereotaxis.com/Xcounterhttp://www.xcounter.se/AssurExhttp://assurexglobal.com/Intracellular Therapieshttp://www.intracellulartherapies.com/Kreatechhttp://www.kreatech.com/Naterahttp://natera.com/Nextherahttp://www.nexthera.com/Toperahttp://www.toperamedical.com/Investment Team:Chris Alafi, Ph.D.Moshe Alafimoshe@alafi.comBill Weiss, CFObill@alafi.comKaren Del Arroz, Office ManagerAllegis Capitalwww.allegiscapital.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSeedEarlyAllegis Capital is an outgrowth of, and a partner with, AVI Management, an established high-technology seed and early-stage venture capital firm established in 1982. Allegis invests in seed and early-stage startup companies that serve emerging information technology markets. Allegis looks for opportunities offering proprietary technology and defensible product/market advantages: enabling hardware devices, software solutions, broadband and wireless delivery technologies, and Internet delivery platforms and services. Typical investments are based around the following parameters: lead investor, will partner with other VC's, $3-5 million initial investment, target 20% ownership of the company at first investment, board seat and capital support for subsequent financings.

525 University Avenue, Suite 220 Palo AltoCA94301650-687-0500650-687-0234

(San Francisco Office)345 Spear Street, Suite 505San FranciscoCA94105415-348-8868 415-278-9794 Portfolio companies include:ClariPhyhttp://www.clariphy.com/Packet Designhttp://www.packetdesign.com/QSecurehttp://www.qsecure.com/Veebeamhttp://www.veebeam.com/Solera Networkshttp://www.soleranetworks.com/Allegiance, Inchttp://www.allegiance.com/Apprionhttp://www.apprion.com/imvuhttp://www.imvu.com/DriverSidehttp://www.driverside.com/WineDirecthttp://www.winedirect.com/PureWave Networkshttp://www.purewavenetworks.com/Axcienthttp://www.axcient.com/CORAIDhttp://www.coraid.com/EMN8http://www.emn8.com/Symplifiedhttp://www.symplified.com/Shape Securityhttp://shapesecurity.com/Investment Team:Robert Ackerman, Managing Director and Co-FounderBarry Weinman, Managing Director, Partner Emeritus, and Co-Founderweinman@allegiscapital.comJonathan Funk, Managing Directorfunk@allegiscapital.comSpencer Tall, Managing Directorspencer@allegiscapital.comJean-Louis Gassee, Venture PartnerPete Bodine, Managing DirectorAlloy Ventureswww.alloyventures.comSilicon ValleyVCInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareSeedEarlyFounded in 1996, Alloy Ventures invests primarily in seed and early stage companies in the information technology, clean tech, and life sciences industries, with a particular emphasis in the areas of bioinformatics and eHealth. Alloy's partners have investment experience in the information technology and health care industries. The firm assists portfolio companies in setting strategy, hiring key employees, optimizing business development opportunities, and raising additional capital. Alloy typically makes initial investments in the range of $1-5 million and reserves additional capital for subsequent financing rounds, but has invested as little as $50,000 to aid an entrepreneur in early development. The firm has over $1 billion under management, and is currently investing out of its 5th fund, a $368 million limited partnership raised in June 2005.

400 Hamilton Avenue, 4th Floor Palo AltoCA94301650-687-5000650-687-5010

Portfolio companies include:Anaptyshttp://www.anaptysbio.com/BARRxhttp://www.barrx.com/Ensendahttp://ensenda.com/ForteBiohttp://www.fortebio.com/KaloBioshttp://kalobios.com/NuGEN technologieshttp://www.nugeninc.com/nugen/index.cfmRestoration Roboticshttp://restorationrobotics.com/SynergEyeshttp://synergeyes.com/Xactlyhttp://www.xactlycorp.com/Aegea Medicalhttp://www.aegea-medical.com/Agarihttp://agari.com/Appterahttp://www.apptera.com/Cambrioshttp://www.cambrios.com/CiraNovahttp://www.synopsys.com/Tools/Implementation/CustomImplementation/Pages/default.aspxCoAlign Innovationshttp://coalign.com/Cortinahttp://cortina-systems.com/Cruz Biomedicalhttp://www.cruxbiomedical.com/Fluidigmhttp://www.fluidigm.com/Mavenir Systemshttp://mavenir.com/Investment Team:Craig C. Taylor, Co-Founder and General Partnercraig@alloyventures.comJohn F. Shoch, Ph.D., Co-Founder and General Partnershoch@alloyventures.comDouglas E. Kelly, M.D., General Partnerdoug@alloyventures.comJ. Leighton Read, M.D., Venture Partnerleighton@alloyventures.comDaniel I. Rubin, General Partnerdan@alloyventures.comAmmar H. Hanafi, General Partnerahanafi@alloyventures.comTony Di Bona, Chief Financial Officer and General Partnertony@alloyventures.comMichael Hunkapiller, General PartnerMichael@alloyventures.comDave Pidwell, Venture Partnerpidwell@alloyventures.comAlmaz Capital Partnerswww.almazcapital.comSilicon ValleyVCInformation TechnologyCommunications & NetworkingSemiconductorMedia & Digital MediaEnergy & Clean TechEarlyAlmaz Capital Partners invests in privately-held, Russian and CIS related, Technology, Media and Communications (TMC) companies and is backed by leading institutions, including Cisco Systems, the worldwide leader in networking, and UFG Asset Management, the leading asset management firm in Russia. The firm has offices in Silicon Valley and Moscow. Almaz Capital Partners invests in companies with proven technologies for global markets, which may be headquartered outside of the CIS region, and companies with proven business models that serve the CIS market. The industry sectors that the firm targets include software, Internet, digital media, e-commerce, consumer technologies, communications, fabless semiconductor, optoelectronics, and clean-tech. Almaz Capital Partners invests in companies across three phases of maturity: product development, growth and profitability.

2735 Sand Hill RoadMenlo ParkCA94025650-644-4530

Portfolio companies include:Acumaticahttp://www.acumatica.com/Alawar Entertainmenthttp://alawar.com/AlterGeohttp://altergeo.ru/Flirtichttp://www.flirtic.com/Parallelshttp://www.parallels.com/Apollo Projecthttp://apollopr.ru/Yandex Russianhttp://www.yandex.com/TravelMenuhttp://www.travelmenu.co.za/Qikhttp://qik.com/Jelastichttp://jelastic.com/nScaledhttp://nscaled.com/Vyattahttp://www.vyatta.com/Investment Team:Alexander Galitsky, Managing PartnerCharles Ryan, Venture PartnerPavel V. Bogdanov, PartnerLyubov Simonova, PrincipalSerguei Beloussov, PhD, Venture PartnerGeoffrey Baehr, PartnerDave Mixer, AdvisorIrina Goryacheva, General DirectorAlpine Investorswww.alpine-investors.comSilicon ValleyPEBusiness ServicesFinancial ServicesConsumer ProductsRetail & RestaurantEducation & TrainingSports & EntertainmentMiddle MarketLaunched in 2001 and based in San Francisco, Alpine Investors' objective is to invest in or acquire U.S. based companies with EBITDA greater than $5 million. The firm's capital, $281 million under management, may be used to provide full or partial liquidity to entrepreneurs, family members, estates, passive investors or corporate owners. Alpine will also consider minority investments for growth. The firm has a particular interest in the following sectors: Alarm Monitoring, Consumer Products, Consumer Finance, Direct Marketing, For-Profit Education & Training, Gaming Equipment & Service, Insurance Brokers, Enterprise Software, Professional Employer Organizations (PEOs), Specialty Retailers, and Wealth Management. Alpine invests in companies with over $20 million in revenue. Alpine closed its fourth fund, Alpine Investors IV, LP and SBIC, LP, with $260 of total committed capital, in January 2011.

Three Embarcadero Center, Suite 2330San FranciscoCA94111415-392-9100415-392-9101

Portfolio companies include:Linx Technologieshttp://www.linxtechnologies.com/WebEquity Solutionshttp://www.webequitysolutions.com/McKissockhttp://www.mckissock.com/Furniture Factory Outlethttp://www.furniturefactoryoutlet.com/Great Falls Marketinghttp://greatfallsmarketing.com/YLightinghttp://www.ylighting.com/Health Plus Management Serviceshttp://www.healthplusllc.com/Cleo Communicationshttp://www.cleo.com/Berkeys Plumbing and Air Conditioninghttp://www.berkeys.com/Alta Mira Acquisitionshttp://altamiraadvisors.com/American Gaming Systemshttp://www.americangamingsystems.com/CarHophttp://www.carhop.com/Investment Team:Graham Weaver, Foundergweaver@alpine-investors.comWill Adams, Partnerwadams@alpine-investors.comTara Bakertbaker@alpine-investors.comBilly Maguy, Partnerbmaguy@alpine-investors.comChris Santa Mariachris@alpineinvestors.comDan Sanner, Partnerdsanner@alpine-investors.comMatthew Piccianompicciano@alpine-investors.comDan Cremonsdcremons@alpine-investors.comMike Duran, Operating Partnermike.duran@alpine-investors.comNidhi Mitranidhi@alpine-investorscomPatrick Hillstromphillstrom@alpine-investors.comMark Strauch, Partnermstrauch@alpine-investors.comAlta Partnerswww.altapartners.comSilicon ValleyVCPECommunications & NetworkingLife Sciences & HealthcareEarlyGrowthMiddle MarketFounded in 1996 by four of the senior partners of Burr, Egan, Deleage & Co., Alta Partners currently manages eight venture fund programs aggregating approximately $2.0 billion in committed capital. Initially an early stage firm, Alta entered later stage investing with the formation of Alta BioPharma I, a fund focused on growth stage private companies and young public companies in the life sciences sector. ACP IV marked Alta's shift towards a singular focus on life sciences investing. Alta Partners VIII, the firm's most recent fund, is the first stage-independent life sciences fund for Alta. AP VIII will target companies across the continuum, from company formation to later-stage companies, both private and public. Since its inception, Alta has invested over $1.4 billion in more than 145 life sciences companies.

One Embarcadero Center, 37th FloorSan FranciscoCA94111415-362-4022415-362-6178

Portfolio companies include:Achaogenhttp://www.achaogen.com/Avid Radiopharmaceuticalshttp://avidrp.com/Esperion Therapeuticshttp://www.esperion.com/Threshold Pharmaceuticalshttp://www.thresholdpharm.com/Immune Designhttp://immunedesign.com/MAKO Surgicalhttp://makosurgical.com/Sutro Biopharmahttp://www.sutrobio.com/7TM Pharmahttp://7tm.com/Ablynxhttp://www.ablynx.com/Cara Therapeuticshttp://caratherapeutics.com/Ceregenehttp://ceregene.com/Excaliard Pharmaceuticalshttp://excaliard.com/index.htmlGenedatahttp://www.genedata.com/Bioventushttp://bioventusglobal.com/PneumRxhttp://pneumrx.com/USGI Medicalhttp://usgimedical.com/Xeleratedhttp://xeleratedwarcraftguides.com/Investment Team:Robert Alexander, Ph.D., Directorralexander@altapartners.comFarah Champsi, Managing Directorfchampsi@altapartners.comGarrett Gruener, Co-Founder and Directorgarrettg@altapartners.comEd Hurwitz, Directorehurwitz@altapartners.comDan Janney, Managing Directordjanney@altapartners.comDavid H. Mack, Ph.D., Directordmack@altapartners.comAdam Tomasi, Ph.D., PrincipalGuy Nohra, Co-Founder and Managing Directorguyn@altapartners.comEd Penhoet, Ph.D., Directorepenhoet@altapartners.comAltamont Capital Partnerswww.altamontcapital.comSilicon ValleyPEInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesFinancial ServicesConsumer ProductsRetail & RestaurantMiddle MarketAltamont Capital Partners is a private equity firm based in the San Francisco Bay area with $500 million in capital, focused on investing in change-intensive middle market businesses. The firm's principals are particularly drawn to companies which are constrained for some reason from realizing their full potential, and Altamont seeks opportunities to work in partnership with management to implement strategic and operational change. ACP is a generalist firm with deep experience in several verticals including business services, financial services, industrials, healthcare, technology, consumer and retail. The fund targets investments between $10-75 million in equity, primarily for control positions. Altamont's Managing Directors, Jesse Rogers, Randall Eason, and Keoni Schwartz, previously worked together at Golden Gate Capital and Bain & Company

400 Hamilton Avenue, Suite 230Palo AltoCA94301650-264-7750

Portfolio companies include:J.D. Byriderhttp://www.jdbyrider.com/Robert Allen Grouphttp://www.robertallendesign.com/McLarens Young Internationalhttp://www.mclarensyoung.co.za/ModernHEALTHhttp://www.modernhealthinc.com/Investment Team:Jesse Rogers, Co-Founder and Managing DirectorRandall Eason, Co-Founder and Managing DirectorCasey Lynch, Managing DirectorKeoni Schwartz, Co-Founder and Managing DirectorSteve Brownlie, PrincipalKristin Horne, Director of Business DevelopmentIain Bridges, Vice PresidentRob Nagle, Vice PresidentAlex Rolfe, Vice PresidentJonathan Altman, Vice PresidentAltos Ventureswww.altosvc.comSilicon ValleyVCSoftware & InternetCommunications & NetworkingMedia & Digital MediaEarlyFounded in 1996, Altos Ventures focuses on young technology companies and entrepreneurs. Altos invests in all sectors of the IT industry including software, services, digital media and infrastructure. The firm can invest up to $10 million and has no minimum. Initial investments are typically $1 to 3 million. The firm prefers to own a meaningful minority stake, usually over 20%. Since 1996, Altos has formed four venture capital funds ranging in size from $50 million to $100 million.

2882 Sand Hill Road, Suite 100 Menlo ParkCA94025650-234-9771650-233-9821

Portfolio companies include:Accolohttp://www.accolo.com/Allbloghttp://www.allblog.net/Crownpeakhttp://www.crownpeak.com/Demandbasehttp://www.demandbase.com/Branders.comhttp://www.branders.com/Provadehttp://www.provade.com/Hooked Media Grouphttp://www.hookedmediagroup.com/WhiteHathttps://www.whitehatsec.com/Outsparkhttp://outspark.com/Billeohttps://www.billeo.com/WithBloghttp://withblog.net/Branders.comhttp://www.branders.com/CalmSeahttp://www.calmseainc.com/Coupanghttp://www.coupang.com/Green Carhttp://www.greencar.com/Kontagenthttp://www.kontagent.com/myERPhttps://www.myerp.com/NetBasehttp://www.netbase.com/Pandora.TVhttp://www.pandora.tv/Investment Team:Han J. Kim, General Partner and Co-Founderhkim@altosvc.comHodong (Ho) Nam, General Partnerhnam@altosvc.comAnthony P. Lee, General PartnerAlan Beringsmith, CFOaberingsmith@altosvc.comRenaissance Entrepreneurship Centerwww.rencenter.orgSilicon ValleyIEDInformation TechnologySeedEarlyThe Mission of Renaissance Entrepreneurship Center is to empower and increase the entrepreneurial capacities of socially and economically diverse people in the SF Bay Area. Renaissance Entrepreneurship Center is a non-profit organization that provides small business training and support services to women and men throughout the Bay Area. Founded in 1985, Renaissance was one of the first micro-enterprise development programs in the country. Renaissance has served 18,250 very low-to-moderate income women and men who have created and grown over 4,700 sustainable new businesses and over 10,550 new jobs. The group's Business Incubator, launched in 1990, was the first of its kind in Northern California. Located in San Francisco in the SoMa District (275 5th Street), Renaissance's on-site Business Incubator houses over 30 businesses in a supportive entrepreneurial community providing low-cost office space and intensive business development services to help support their success.

275 Fifth StreetSan FranciscoCA94103415-541-8580415-541-8589

Tenant companies include:Intergrated Design 360http://deltacomputersystems.com/Woolbuddyhttp://www.eigomanga.com/Creative Corehttp://www.creativecoreny.com/Cakewalkhttp://www.cakewalk.com/Discover Street Tourshttp://www.discoverystreettours.com/Engage As You Agehttp://engageasyouage.com/Fitiquettehttp://www.fitiquette.com/Fog City Tutoringhttp://www.fogcitytutoring.com/HomeownershipSFhttp://homeownershipsf.org/Picnic Dash Productionshttp://picnicdash.com/Triple Bottomline Techhttp://www.investopedia.com/terms/t/triplebottom.aspManagement Team:Diane Bradford, Facilities and Operations Managerdiane@rencenter.orgLisa Kirvin, Managing Director of Finance, Operations and HRlisa@rencenter.orgSharon Miller, CEOsharon@rencenter.orgCharlotte Gaylord, Development Directorcgaylord@rencenter.orgRidgewood Capitalwww.ridgewoodcapital.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorEnergy & Clean TechEarlyFounded in 1982, Ridgewood Capital is a technology venture firm located in Palo Alto, Houston, and Ridgewood, New Jersey, investing in Networking, Semiconductors, Wireless Communications and Software. Ridgewood Capital is part of the Ridgewood Companies, a private equity firm with over 27 years of experience in the oil & gas, energy technologies and renewable power industries. Ridgewood typically acts as a lead investor, initially investing between $2 and $5 million. Funds are also set aside to invest in a company's follow-on rounds of financing. Ridgewood invests when a company has completed their R&D and can quickly grow to over $50 million in revenue.

540 Cowper StreetPalo AltoCA94301650-614-9030650-614-0190

Portfolio companies include:Atempohttp://www.atempo.com/Ethertronicshttp://www.ethertronics.com/Piximhttp://www.pixim.com/Scinterahttp://www.scintera.com/Comvergehttp://www.comverge.com/Novarianthttp://www.novariant.com/NRG Dynamixhttp://www.nrgdynamix.com/Peregrine Semiconductorhttp://peregrine-semi.com/Scinterahttp://www.scintera.com/Myriohttp://www.myriosolution.com/SavaJe Technologieshttp://www.savaje.com/DrillMaphttp://www.drillmap.com/Investment Team:Elton B. Sherwin, Senior Managing Directoresherwin@ridgewoodcapital.comRobert E. Swanson, Founder and Chairmanbswanson@ridgewoodcapital.comRobert L. Gold, President and Chief Executive Officerbgold@ridgewoodcapital.comLeslie Wolff Golden, Managing Directorlgolden@ridgewoodcapital.comJeffrey H. Strasberg, Chief Financial Officerjstrasberg@ridgewoodcapital.comDaniel V. Gulino, Senior VP and General Counseldgulino@ridgewoodpower.comMatthew E. Swanson, Vice PresidentDomenic Salvemini, Chief Information Officerdsalvemini@ridgewoodpower.comMirna Valdes, Vice President of Investor Relationsmvaldes@ridgewoodpower.comRight Side Capital Management, LLCwww.rightsidecapital.comSilicon ValleyVCInformation TechnologySoftware & InternetSeedRightSide Capital Management intends to make 100-200 investments per year. The fund was announced at an industry event in 2010. According to the firm's web site, the firm's goal is to begin general direct investments in Q2 of 2012, with investment decisions made in 2-weeks. According to published reports, the firm's term sheets will be determined by a computer, and all funded companies will receive the same legal terms (the valuation and funding amount will vary based on the application). The fund will have a ranking method to rate applicants on a variety of categories such as experience/technical ability and systematically provide a pre-money valuation. The firm will focus exclusively on true seed-stage ventures. They may be as early as a founding team with an idea on paper, or they may be as late as ten people with an early version of the product and a few beta customers. According to published reports, RightSide is an investor in the TechStars program (see profile).

649 Mission Street, 5th Floor San FranciscoCA94105415-655-4965

Portfolio companies include:GetAFivehttp://www.getafive.com/CareSimplyhttp://www.caresimply.com/Foodinihttp://www.foodinis.com/Zagsterhttp://zagster.com/Investment Team:David Lambertdave@rightsidecapital.comJohn LeeKevin DickJeff PomeranzAmBex Venture Groupwww.ambex.comSilicon ValleyVCFOFInformation TechnologyLife Sciences & HealthcareFinancial ServicesEarlyGrowthAmBex Venture Group is a private venture capital firm based in Silicon Valley that invests in information technology, health science and financial service companies. Founded in 1996 by Dr. Chong-Moon Lee, the firm provides direct early stage and growth capital to entrepreneurs focused on building companies around new technologies and new applications of technology. To date, the firm's Silicon Valley Venture Fund has invested in 23 startup companies. Through the firm's AmBex Venture Investment Fund, the group invests in other venture partnership funds. AmBex has invested in 26 venture partnership including Sequoia International Partners, Summit Partners, and Goldman Sachs Private Equity Funds.

1245 Oakmead ParkwaySunnyvaleCA94085408-523-6000408-523-6060

Portfolio companies include:Beceem Communicationshttp://www.beceem.com/Innovative Robotics Solutionshttp://www.innovativerobotics.com/site2011/index.htmlGarage Technologyhttp://www.garage.com/Interpollshttp://www.interpolls.com/LookSmarthttp://www.looksmart.com/Sentiushttp://www.sentius.com/SiRF Technologyhttp://www.sirf.com/TripWire Security Systemshttp://www.tripwire.com/BBCN Bankhttp://www.bbcnbank.com/Cocuenshttp://www.cocoonseyewear.com/Pacific Enterprise Bankhttps://www.pacificenterprisebank.com/home/homeInvestment Team:Chong-Moon Lee, Chairman and CEOcmlee@ambex.comAmgen Ventureswww.amgen.com/partners/amgen_ventures.htmlSilicon ValleyCVCLife Sciences & HealthcareEarlyIn 2004, Amgen announced the formation of Amgen Ventures, its corporate venture capital fund. With an initial investment of $100 million, the fund is designed to provide emerging biotechnology companies with resources to develop pioneering discoveries focused on human therapeutics. Amgen Ventures reflects Amgen's commitment to helping patients by transforming cutting-edge scientific discoveries into novel treatments for serious illness. As an important component of Amgen's overall outreach strategy, Amgen Ventures invests in early-stage biotechnology companies focused on discovering and developing human therapeutics. Therapeutic areas of focus for Amgen include: Oncology, Inflammation, Hematology/Nephrology, Metabolic Disorders, Neuroscience and Cardiovascular. Amgen Ventures typically invests up to $2 to 3 million per round and may invest up to $10 million per company. The firm primarily seeks investments in North America, however Amgen does consider investments in Europe and the United Kingdom.

San FranciscoCA805-447-1000

Portfolio companies include:Allozynehttp://www.allozyne.com/Calistoga Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=33012279DecImmunehttp://decimmune.com/Epizymehttp://epizyme.com/index.aspMiRagenhttp://www.miragentherapeutics.com/Mirina Corp.http://www.groovebiopharma.com/Theraclonehttp://www.theraclone-sciences.com/home.phpSynovexhttp://synovexcorp.com/TetraLogichttp://www.tetralogicpharma.com/Trinity Biosystemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=3170648VLSThttp://www.vlstcorp.com/about.htmlXorihttp://www.acceleratorcorp.com/node/101Investment Team:Janis Naeve, Directoramgenventures@amgen.comAmicusCapital, LLCwww.amicusweb.comSilicon ValleyVCInformation TechnologySeedEarlyFounded in 1998, Amicus is a seed stage information technology investment fund and has advised market leading companies from inception to liquidity. Amicus supports portfolio companies with early stage capital, typically investing $100,000 to $300,000 in first round financings and reserving additional capital to continue to support the company thereafter. The firm helps to position its companies for success by refining strategy, making introductions to sources of later stage capital, and helping to manage the funding process. The firm has invested in more than 50 seed stage information technology companies.

1045 Sansome Street, Suite 326San FranciscoCA94111415-646-0120415-276-4755

Portfolio companies include:AdSpacehttp://www.adspacenetworks.com/Corrigohttp://www.corrigo.com/GrubHubhttp://www.grubhub.com/Hotel Tonighthttp://www.hoteltonight.com/Three Ringshttp://www.threerings.net/Rentcyclehttp://www.rentcycle.com/Shipservhttp://www.shipserv.com/RethinkDBhttp://www.rethinkdb.com/Trazzlerhttp://www.trazzler.com/Ychartshttp://ycharts.com/Closelyhttp://www.closely.com/DealBase.comhttp://www.dealbase.com/FoodGeniushttp://www.foodgenius.com/Getablehttp://www.getable.com/Greenlinghttp://www.greenling.com/Imagine Sportshttp://www.imaginesports.com/Liftopiahttp://www.liftopia.com/Marin Softwarehttp://www.marinsoftware.com/ParkWhizhttp://www.parkwhiz.com/Proven.comhttp://www.proven.com/Ridepalhttp://ridepal.com/SendMehttp://www.sendme.com/SeniorHomes.comhttp://www.seniorhomes.com/Signaturehttp://www.getsignature.com/Tickrhttp://www.tickr.com/Toktumihttp://www.line2.com/home/pricing/line2-pro/Investment Team:Bob Zipp, Manager and Co-Founderzipp@amicusweb.comHeather Ostergrenheather@amicusweb.comCarol Mitchell, Operations Managercarol@amicuscapital.comAmidzadwww.amidzad.comSilicon ValleyVCIInformation TechnologyLife Sciences & HealthcareSeedEarlyAmidzad is a seed and early-stage venture capital firm focused on investing in emerging growth, information technology and life science companies on the West Coast. The firm contributes more than just capital or an investment professional to a new venture. The firm leverages its personal entrepreneurial and investing experience as well as the resources of its Entrepreneur Partners, Advisors, and Strategic Network for its portfolio investments. The firm currently hosts 125 companies at its 'Plug and Play Tech Centers' and offers a full range of services including: ready to move-in office space, strategic advice from industry experts, and co-investments with other venture capital firms.

353 University AvenuePalo AltoCA94301650-216-2360650-814-0909

Portfolio companies include:Agitar Softwarehttp://www.agitar.com/Apriushttp://www.aprius.com/ClearSpringhttp://www.clearspring.com/DropBoxhttp://www.dropbox.com/Gabblyhttp://gabbly.co.uk/InMagehttp://www.inmage.com/LendingClubhttp://www.lendingclub.com/NextBiohttp://www.nextbio.com/b/nextbio.nbPayPalhttps://www.paypal.com/Picaboohttp://www.picaboo.com/VentureBeathttp://venturebeat.com/Zooskhttps://www.zoosk.com/Affinity Circleshttp://www.affinitycircles.com/index.shtmlAquatiahttp://aquaticabyseaworld.com/Dovebidhttp://www.go-dove.com/Ellie Maehttp://www.elliemae.com/Extreme DAhttp://www.prnewswire.com/news-releases/synopsys-acquires-extreme-da-131322054.htmlFreeWebshttp://www.webs.com/LiteScapehttp://www.litescape.com/Melodishttp://www.soundhound.com/Mywaveshttp://mywaves.com/TokBoxhttp://www.tokbox.com/Investment Team:Pejman Nozad, Founding General Partnerpejman@amidzad.comRahim Amidi, Founding General Partnerrahim@amidzad.comSaeed Amidi, Founding General Partnersaeed@amidzad.comAphelion Capital, LLCwww.aphelioncapital.netSilicon ValleyVCLife Sciences & HealthcareMedical DeviceSeedEarlyLateFounded in 2005, Aphelion Capital, LLC makes public and private investments in the medical technology industry. Its primary areas of concentration are technologies that reduce the costs of the burdened healthcare system, and health and wellness products that target the patient as the consumer. Aphelion Capital invests in medical technology companies across all stages and therapeutic areas, but strongly prefers investments in companies with low capital requirements and short time lines to market. The Fund is generally a long term investor in companies that the partners believe have superior products and strong management teams. Aphelion prefers private investments where the team can partner with the company to enhance success and value appreciation. The firm will lead $20 million syndicates, or invest as little as $50,000 on a seed company.

100 Tiburon Boulevard, Suite 215Mill ValleyCA94941415-944-8123

Portfolio companies include:Aardvark Medicalhttp://aardvarkmedical.com/Curanthttp://www.courant.com/CytoPherxhttp://www.cytopherx.com/InSound Medicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=735079Insulehttp://en.wiktionary.org/wiki/insuleSurgiQuesthttp://surgiquest.com/Tria Beautyhttp://www.triabeauty.com/Aurora SFC Systemshttp://aurorasfc.com/Catheter Connectionshttp://www.catheterconnections.com/about/Clear Catheter Systemshttp://www.pleuraflow.com/Coriumhttp://www.coriumgroup.com/iHear Medicalhttp://centermdi.com/ihear.htmlMercator MedSystemshttp://mercatormed.com/Niveus Medicalhttp://www.manta.com/c/mtm5k5c/niveus-medicalSIesta Medicalhttp://siestamedical.com/Investment Team:Ned Scheetz, Founder and Managing DirectorJohn Hyung-Jun Kim, MD, MBA, AssociatePamela Edwards, Executive AssistantApplied Intellectual Capitalwww.apicap.comSilicon ValleyIEnergy & Clean TechManufacturing & IndustrialSeedApplied Intellectual Capital creates sustainable, market-driven solutions for meeting today's emerging challenges. As a product development company, AIC funds, develops, patents, and commercializes breakthrough technologies in electrochemistry including clean energy, electricity storage, water treatment, and metals recovery. AIC streamlines research and development by investing in complementary sets of applied sciences that the company then spins out into dedicated technology companies addressing a range of important markets. AIC provides basic administrative support for each technology, including accounting and IT resources, patent planning, and strategy and business development. Once each project reaches the stage where it would benefit from a dedicated management team, AIC recruits and appoints qualified team members. The company oversees the development and commercialization efforts to protect the IP position of each technology or project.

c/o AIC Labs 2450 Mariner Square LoopAlamedaCA94501-1010510-239-0025510-217 6826

Portfolio companies include:Plurion Systemshttp://peswiki.com/index.php/Directory:Plurion_Systems_IncRedoxbiofuelshttp://www.theengineer.co.uk/news/redox-biofuel-collaboration/306745.articleEverClear Solutionshttp://everclearsolutions.com/OnTo Technologyhttp://onto-technology.com/Investment Team:Dr. Stephen R. Clarke, Chief Executive OfficerSelwyn Mould, COO & CEO of AIC Labs, Inc.Selwyn.mould@apicap.comThomas Murphy, Chief Financial Officer & SecretaryRobert L. Clarke, Non-Executive Director and Technical Advisory Board ChairmanDarron Brackenbury, Non-Executive DirectorFrank Lev, Director of B-LabAragon Ventures, Inc.www.aragonventures.comSilicon ValleyVCInformation TechnologySeedEarlyGrowthExpansionFormed in late 1998, Aragon Ventures provides investment capital to high technology enterprises at early stages of their development, from startup companies through and including, expansion financing. The firm, however, specializes in early-stage companies and often serves as the lead investor. Aragon Ventures has made 19 investments to date. Aragon's partners are all experienced entrepreneurs with two or more successful startups to their credit.

1455 Adams Drive, Suite 1010 Menlo ParkCA94025650-566-8000650-566-1251

Portfolio companies include:Cuica Corporationhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=117477685LiquidGolf.comhttp://www.scottsliquidgold.com/NewHomes.comhttp://www.newhomesource.com/PriaVisionhttp://www.prweb.com/releases/2007/04/prweb522600.htmReality Fusionhttp://www.usbman.com/Reviews/gamecam_reality%20fusion.htmThe Futures Channelhttp://www.thefutureschannel.com/Radialpointhttp://www.radialpoint.com/corp/Investment Team:David A. Brewer, Managing Partnerdbrewer@aragonventures.comMichael Ballard, ManagerArba Seed Investment Groupwww.arbagroup.comSilicon ValleyAInformation TechnologySoftware & InternetSeedEstablished in San Francisco in 1995, Arba Seed Investment Group has invested in many successful seed stage internet companies focused in areas such as: interactive advertising, higher-ed, communication, gaming, small business, social networks, internet travel, b2b, wireless, search, personal publishing and email. Arba is a partnership between Dave Pell and his three sisters. Dave Pell, who handles the day-to-day responsibilities, has developed and built several websites and has invested in more than 30 new media companies. He is a graduate of UC Berkeley and the Harvard Graduate School of Education.

600 Harrison Street, Suite 100San FranciscoCA94107415-543-4300415-227-0120

Portfolio companies include:Corrigohttp://www.corrigo.com/Goodmail Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=11668209Snocaphttp://en.wikipedia.org/wiki/SNOCAPOdeohttp://www.odeoenterprise.com/Open Tablehttp://www.opentable.com/Destination-Uhttp://www.wisechoice.com/ShipServhttp://www.shipserv.com/TravelPosthttp://www.crunchbase.com/company/snocapInvestment Team: Dave Pellpell@arbagroup.comARCH Westwww.archventure.comSilicon ValleyVCInformation TechnologyLife Sciences & HealthcareSeedEarlyARCH Venture Partners invests in the development of seed and early stage technology companies co-founded with leading scientists and entrepreneurs. The firm concentrates its investments in information technology, life sciences, and physical sciences. ARCH currently manages seven funds totaling over $1.5 billion and has invested in the earliest venture capital rounds for more than 150 companies. The firm maintains additional offices in Chicago, Seattle, and Austin.

1700 Owens Street, Suite 535San FranciscoCA94158415-565-7103415-565-7107

Portfolio companies include:Agios Pharmaceuticalshttp://www.agios.com/Illuminahttp://www.illumina.com/FastTrack Systemshttp://www.takebackyourgarage.com/Intelligent Reasoning Systemshttp://marcush.net/Xtera Communicationshttp://www.xtera.com/MedVantxhttp://medvantx.com/Quanterixhttp://quanterix.com/Achaogenhttp://www.achaogen.com/Acylin Therapeuticshttp://www.acceleratorcorp.com/AcylinAllozynehttp://www.allozyne.com/BIND Bioscienceshttp://www.bindbio.com/Bluebird Biohttp://www.bluebirdbio.com/Cambrios Technologieshttp://www.cambrios.com/GenVechttp://www.genvec.com/Groove BioPharmahttp://www.groovebiopharma.com/Nanosyshttp://www.nanosysinc.com/Sapphire Energy http://www.sapphireenergy.com/Investment Team:Scott Minick, Venture Partnersminick@archventure.comKristina Burow, Managing Directorkburow@archventure.comArchimedes Capitalwww.archcap.comSilicon ValleyVCInformation TechnologySoftware & InternetSemiconductorSeedEarlyGrowthExpansionArchimedes Capital invests in a range of venture capital and private equity deals, from seed to pre-IPO or later, focusing on those opportunities that utilize or can be accelerated to success with what the firm calls "global advantage."Archimedes' principals have been building and advising companies for nearly three decades using the global advantage approach. The firm's partners have invested over $350 million since 1993. Founder, Matt Ocko, has been a Partner of VantagePoint Venture Partners and General Partner of Softbank Technology Ventures (of which he was a founder). He is also a venture partner at Sevin Rosen Funds (see profile).

555 Bryant Street, Suite 717Palo AltoCA94301888-289-9893888-289-9893

Portfolio companies include:Continuuityhttp://continuuity.com/LivingSocialhttp://livingsocial.com/Kagglehttp://www.kaggle.com/Cotendohttp://www.cotendo.com/Citus Datahttp://citusdata.com/Freshplumhttps://freshplum.com/Kenshoohttp://www.kenshoo.com/Metamarketshttp://metamarkets.com/Platforahttp://www.platfora.com/Teradicihttp://teradici.com/Appfoghttp://www.appfog.com/Apprendahttp://apprenda.com/Parsehttp://www.merriam-webster.com/dictionary/parseCouchbasehttp://www.couchbase.com/BranchOuthttp://branchout.com/FlashSofthttp://www.flashsoft.com/Coveroohttp://www.coveroo.com/Ayasdihttp://www.ayasdi.com/Tango.mehttp://www.tango.me/Tactus Technologyhttp://tactustechnology.com/Cymtec Systemshttp://www.cymtec.com/FlashSofthttp://www.flashsoft.com/Facebookhttp://www.facebook.com/Zeus Analyticshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=127877737On Ramp Wirelesshttp://onrampwireless.com/Wham!http://en.wikipedia.org/wiki/Wham!Javelin Semiconductorhttp://www.javelinsemi.com/Pano Logichttp://www.panologic.com/Zyngahttp://www.zynga.com/D-Wave Systemshttp://www.dwavesys.com/en/dw_homepage.htmlAggregate Knowledgehttp://www.aggregateknowledge.com/Market6http://www.market6.com/BDC Semiconductorhttp://www.bcdsemi.com/Investment Team:Matt Ocko, Managing DirectorArchimedes Labs, LLCwww.archimedeslabs.comSilicon ValleyIInformation TechnologySoftware & InternetSeedEarlyArchimedes Labs is Palo Alto-based Incubator and Accelerator that consults on product strategy, corporate finance issues, and mergers & acquisitions. Additionally, the Labs occasionally make investments into existing companies. Archimedes Labs, LLC is a partnership made up of a Managing Member and Investors. The sole Managing Member is itself an LLC, known as Escondido Management, LLC.

301 Barclay CourtPalo AltoCA94306650-384-0407650-745-0954

Portfolio companies include:just.mehttp://just.me/Blurtthttp://signup.blurtt.com/Quixeyhttp://www.quixey.com/Broomstick Productionshttp://www.business.com.au/broomstick-productions/Incident Technologieshttp://incidenttech.com/GTarhttp://www.gtar.org/M.dothttp://michigan.gov/mdot/Investment Team:Keith Teare, Chief Product Officerkeith@archimedeslabs.comKambiz Hooshmand, CEOkambiz@archimedeslabs.comPatrick Gannon, Chief Investment Officerpatrick@archimedeslabs.comKevin Doerr, Vice Presidentkevin@archimedeslabs.comMatt Kaufman, Vice President of Product, Oodle, Inc.matt@archimedeslabs.comBess Ho, Mobile Architectbess@archimedeslabs.comArrowPath Venture Capitalwww.arrowpathvc.comSilicon ValleyVCInformation TechnologyLife Sciences & HealthcareEarlyExpansionArrowPath is an early stage venture capital firm with over $325 million under management that invests in early and expansion stage, information technology companies: including enterprise software, network security, data and storage networking, web services and other data-center technologies. ArrowPath invests between $3-10 million per project and is typically the lead or sole investor. The firm is only making follow-on investements in their current portfolio companies and no longer investing in new financings.

303 Twin Dolphin Dr., 6th FloorRedwood ShoresCA94065650-551-6460650-551-6468

Portfolio companies include:Actionalhttp://www.progress.com/en/actional/Anagranhttp://anagran.com/Blueroadshttp://csgchannels.com/Onsite Systemshttp://on-sitesystems.com/Sensor Platformshttp://www.sensorplatforms.com/Tricipherhttp://www.myonelogin.com/?ref=tricipher_homeGrooplehttp://groople.com/Innoprisehttp://www.msgovern.com/NetSechttp://netsec.in/Remendhttp://www.virbacvet.com/Products/Dermatology/WoundCare/REMENDCornealRepairDrops.aspxInvestment Team:Tom Bevilacqua, Managing PartnerF. Morgan Rodd, Managing Partnermrodd@arrowpathvc.comTeresa McDaniel, Chief Financial OfficerArsenal Venture Partners (AVP)www.arsenalvp.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingEnergy & Clean TechSeedEarlyArsenal Venture Partners (AVP) is the leading venture capital firm focused on the intersection of the commercial and defense markets. AVP manages an early-stage venture capital fund (OnPoint Technologies), and a seed-stage venture fund (MILCOM Technologies). The firm has invested in 23 portfolio companies across the communications, software, materials, IT, power & energy, and clean-tech sectors. The firm also maintains offices in Florida, Ohio, and Michigan.

385 Homer AvenuePalo AltoCA94301650-838-9200

Portfolio companies include:A123 Systemshttp://a123systems.com/Coconahttp://coconainc.com/Invisagehttp://invisageinc.com/Petra Solarhttp://www.petrasolar.com/Nanosolarhttp://www.nanosolar.com/Mesh Networkshttp://themeshnetworks.com/PowerGenixhttp://www.powergenix.com/SkyCrosshttp://www.skycross.com/Teranexhttp://teranex.com/UltraCellhttp://ultracellpower.com/Akerminhttp://akermin.com/Atraverdahttp://www.atraverda.com/Bioformixhttp://bioformix.com/Blue Pillarhttp://bluepillar.com/Iosil Energyhttp://iosilenergy.com/InVisagehttp://www.invisage.com/SkyCrosshttp://www.skycross.com/Power Precise Solutionshttp://www.manta.com/c/mtmnc9h/power-precise-solutions-incTelasichttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=1565202Super Fi Systemshttp://www.superfi.co.uk/Investment Team:Jason Rottenberg, General Partnerjason@arsenalvp.comChristopher Fountas, General Partnerchris@arsenalvp.comJohn Trbovich, General PartnerJennifer Dunham, Operating Principaljennifer@arsenalvp.comDenny Behm, PrincipalDavid Odom, PrincipalHenry Huey, PrincipalKerri Breen, PrincipalPatricia Glaza, PrincipalArtiman Ventureswww.artimanventures.comSilicon ValleyVCInformation TechnologySoftware & InternetSemiconductorSeedEarlyArtiman Ventures focuses on investing in early stage Information Technology companies, though the firm also looks at later stage deals. Artiman invests in all parts of the technology value chain from chips and components to systems, software and services. Artiman will invest anywhere from $100K (for a seed round) to $2-4M in its first round of investment in a company, and approximately $10M over the life of the company.

2000 University Ave, Suite 602East Palo AltoCA94303650-845-2020 650-845-2019

Portfolio companies include:absolutelyNEWhttp://www.absolutelynew.com/CardioDXhttp://www.cardiodx.com/Dyynohttp://www.dyyno.com/pages/InvenSensehttp://www.invensense.com/Looxciehttp://looxcie.com/Nethrahttp://www.nethra.us.com/Orvitahttp://orbita.net/Pricelockhttps://www.pricelock.com/Prysmhttp://www.prysm.com/VuCasthttp://vucast.com/XTRM Sports Networkhttp://www.xtrm.com/Adama Materialshttp://www.adamamaterials.com/Aditazzhttp://www.aditazz.com/Aurynhttp://www.ebay.com/sch/i.html?_nkw=aurynCardioDxhttp://www.cardiodx.com/Cellworkshttp://cellworksgroup.com/Dyynohttp://www.dyyno.com/pages/Guavushttp://www.guavus.com/Infinite Zhttp://www.infinitez.com/Pricelockhttps://www.pricelock.com/VuCasthttp://vucast.com/Investment Team:Amit Shah, Partneramit@artiman.comSaurabh Srivastava, Partnersaurabh@artiman.comYatin Mundkur, Partneryatin@artiman.comAkhil Saklecha, Partnerakhil@artiman.comTom Dennedy, Partnertom@artiman.comAjit Singh, Partnerajit@artiman.comAsiaTechwww.asiatechv.comSilicon ValleyVCInformation TechnologyEarlyAsiaTech was founded in 1997 by James Yao and Hanson Cheah and currently manages seven funds. Asia Technology 1 and 2 were launched in 1997 and 1998, respectively. In 1998, Hong Kong's government chose the firm to be one of the managers of the Hong Kong Applied Research Fund. In 1999, AsiaTech partnered with Sun Microsystems and the Government of Singapore to launch the Asia Java Fund. AsiaTech invests in technology companies focused on: applications, communications and infrastructure, semiconductors, and software. The firm also maintains offices in Beijing, Shanghai, Hong Kong, Taiwan, and Singapore.

20660 Stevens Creed Blvd., Ste. 188CupertinoCA95014650-321-0688650-321-6188

Portfolio companies include:Eachnethttp://en.wikipedia.org/wiki/EachNetPCHomehttp://www.pchome.com.tw/Vital Solutionshttp://www.vitalsolutions.net/Apliohttp://en.wikipedia.org/wiki/AplioCeivahttp://www.ceiva.com/CTILhttp://www.ctil.com/eMergent Technologyhttp://www.etibio.com/Resonexthttp://www.resonext.com/Syswarehttp://www.sysware.ro/Vialtohttp://www.vialto.hu/index.php?akt_menu=56Diamond Lane Corphttp://www.corporationwiki.com/California/Milpitas/the-diamond-lane-group-inc/45434485.aspxPhone.comhttp://www.phone.com/Televoicehttp://www.televoice.com/Welltechhttp://www.welltech.com/AIC Microsystemshttp://www.aicmicro.com/SupplyEdgehttp://www.amazon.com/gp/help/seller/at-a-glance.html?ie=UTF8&seller=A3D6BWDT3Y49Q4Taiwan IC Packaginghttp://www.manufacturers.com.tw/packaging/IC-Packaging.htmlInvestment Team:Gareth Chang, ChairmanHanson Cheah, Managing Partnerhanson@asiatechv.comJames Yao, Managing Partnerjyao@asiatechv.comPhillip Wong, Managing PartnerPeter Chu, Managing PartnerJun Wang, Managing PartnerAsset Management Companywww.assetman.comSilicon ValleyVCInformation TechnologySoftware & InternetStorage & HardwareLife Sciences & HealthcareSeedEarlyAsset Management is one of the first venture capital firms founded on the West Coast of the United States. Since 1965, the company has been specializing in seed and early stage funding. The firm focuses on Information Sciences (Telecommunications, Computer hardware, Computer software, Networking, Internet business applications & information services, Mobile computing, Databases, Tools, Semi- and super-conductors), Health Sciences Technology (electronic health records, communications and mobile health, imaging and visualization, personalized medicine and genomics, e-billing and insurance, informatics, data mining, web-based social media, materials and devices, monitoring and compliance) and Life Sciences (Bio-pharmaceuticals, Drug delivery technologies, Medical devices, Healthcare services, including "e-health"). Although the firm is flexible, its investment generally ranges between $500,000 and $2 million. Initially, Asset Management enters at the seed or early stage of a company's evolution but will participate in all stages of venture financing.

2100 Geng Road, Suite 200Palo AltoCA94303650-621-8808650-856-1826

Portfolio companies include:Molecular Imprintshttp://www.molecularimprints.com/Alarahttp://www.alara.com/BiPar Scienceshttp://biparsciences.com/Chimerixhttp://www.chimerix.com/Corrigohttp://www.corrigo.com/Edvantagehttp://www.edvantagegroup.com/Her Interactivehttp://www.herinteractive.com/index.phpImmunoCellular Therapeuticshttp://www.imuc.com/Boston Scientifichttp://www.bostonscientific.com/home.bsciApplied Biosystemshttp://www.appliedbiosystems.com/absite/us/en/home.htmlAmgenhttp://www.amgen.com/BindViewhttp://en.wikipedia.org/wiki/BindViewCardioDxhttp://www.cardiodx.com/Celerahttp://celera.com/Edvantage Grouphttp://www.lumesse.com/Digisec Grouphttp://digisecgroup.com/Fusion Medicalhttp://www.fusionmedical.com/iScience Internationalhttp://iscienceinterventional.com/Maverix Biomicshttp://maverixbio.com/MicroVention Terumohttp://microvention.com/Oomahttp://www.ooma.com/Nuancehttp://www.nuance.com/Pharmacyclicshttp://www.pharmacyclics.com/Proteushttp://en.wikipedia.org/wiki/ProteusSkybox Imaginghttp://www.skyboximaging.com/Teradynehttp://www.teradyne.com/Synphoniehttp://en.wikipedia.org/wiki/SymphonieViaCytehttp://viacyte.com/Virtiohttp://www.linux-kvm.org/page/VirtioInvestment Team:Richard Simoni, PartnerBennet S. Dubin, Partnerben@assetman.comSkip Fleshman, Partnerskip@assetman.comDr. Louis G. Lange, M.D., PhD, PartnerRiverside Companywww.riversidecompany.comSilicon ValleyPESoftware & InternetCommunications & NetworkingLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesEducation & TrainingMiddle MarketFounded 1988, Riverside is one of the leading private equity firms investing in companies at the smaller end of the middle market, focusing on industry-leading companies valued under $200 million. The firm has more than $3 billion in capital under management and over 200 professionals in offices in Atlanta, Brussels, Budapest, Chicago, Cleveland, Dallas, Hong Kong, Los Angeles, Luxembourg, Madrid, Melbourne, Munich, New York, Prague, San Francisco, Seoul, Stockholm, Tokyo, and Warsaw. Riverside considers acquisitions of companies with diversified customer bases (without undue concentrations), headquartered in North America, and in operation for at least five years. Since inception, Riverside has completed more than 250 transactions. The Riverside Capital Appreciation Fund (RCAF) traces its lineage to 1988. It invests in North American-based platform companies with EBITDA of $5 million to $20 million. Riverside Europe Fund (REF) began making investments in 1997. This investment fund family invests in leading companies from Portugal to Scandinavia with EBITDA of between 3 million euro and 20 million euro. Riverside Micro-Cap Fund (RMCF) made its first investment in 2005. This investment fund family seeks fast-growing North American "micro" companies with up to $5 million in EBITDA. Riverside Asia-Pacific Fund (RAF) was launched in 2007. This investment fund family targets the developed economies of the Asia-Pacific region, focusing on companies with less than $10 million in EBITDA.

455 Market Street, Suite 1520San FranciscoCA94105-2420415-348-9560415-348-9561

Portfolio companies include:Nordcohttp://www.nordco.com/The Dwyer Grouphttp://www.dwyergroup.com/ENTRIXhttp://www.entrix.com/American Hospicehttp://www.americanhospice.com/ActivStylehttp://www.activstyle.com/AIAhttp://www.aiaonline.org/Agenshttp://agens.no/American Hospicehttp://www.americanhospice.com/Anitoxhttp://www.anitox.com/Arena Grouphttp://arenagrouponline.com/Avatar Internationalhttp://www.avatar-intl.com/BioSan Laboratorieshttp://biosan.com/Camelot Educationhttp://www.cameloteducation.com/Capolhttp://www.capol.co.uk/Emergency Communications Networkhttp://www.ecnetwork.com/Express Courierhttp://expresscourier.net/FAIRPAY Solutionshttp://www.fairpaysolutions.com/FoodStatehttp://www.foodstate.com/G&H Orthodonticshttp://www.ghwire.com/HerbThymehttp://herbthyme.com/HRA Pharmahttp://www.hra-pharma.com/iAutomationhttp://www.i-automation.com/Independent Doctors of Optometric Carehttp://www.idoc.net/Keycasthttp://www.keycast.nu/Keymilehttp://www.keymile.com/Learning Seathttp://www.learningseat.com/Lumen Dynamics Grouphttp://www.ldgi.com/MNX Corporationhttp://www.mnx.com/Monessenhttp://www.monessenhearth.com/NAKAhttp://www.nakastore.com/NAVEX Globalhttp://www.navexglobal.com/Novamedhttp://www.novamedcorp.com/OnCourse Learninghttp://www.oncourselearning.com/ONI Communicationshttp://en.wikipedia.org/wiki/Oni_TelecomInvestment Team:Steve Burns, Vice Presidentsburns@riversidecompany.comKaren R. Pajarillo, Partnerkpajarillo@riversidecompany.comMeranee Phingbodhipakkiya, Vice Presidentmphing@riversidecompany.comPeter C. Tsang, Principalptsang@riversidecompany.comNeil Kee, Associatenkee@riversidecompany.comRyan Borcherdt, Senior Associaterborcherdt@riversidecompany.comJon Kinney, Managing Directorjkinney@riversidecompany.comRobert Bosch Venture Capitalwww.rbvc.comSilicon ValleyFOFCVCInformation TechnologyManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsSeedEarlyGrowthExpansionRobert Bosch Venture Capital (RBVC) is the corporate venture company of the Robert Bosch GmbH, one of the largest private companies worldwide with more than 45 billion Euros of sales. Founded in 1886, Bosch is a leading global supplier of automotive, industrial technology, consumer goods and building technology. RBVC invests in start-up companies either directly or via venture capital funds on a worldwide basis. The firm's investment focus is on technology companies along the line of Bosch current and future business. RBVC provides capital for minority stakes in start-ups from early to expansion stage. RBVC primarily invests in first/second VC rounds and participates in the follow-on investment rounds of private companies. The initial amount of first investment is EUR 1.5 to 4 million, in follow-on round reaching typical aggregate investment of EUR 6 to 10 million, for typically 10 to 20% equity position in each portfolio company.

4009 Miranda Avenue, Suite 150Palo AltoCA94304650-690-9220

Portfolio companies include:Aethonhttp://www.aethon.com/Cheetah Medicalhttp://cheetah-medical.com/GreenPeakhttp://www.greenpeak.com/eIQ Energyhttp://eiqenergy.com/Light Blue Opticshttp://lightblueoptics.com/SynapSensehttp://www.synapsense.com/go/index.cfmIDENT Technologyhttp://www.ident-technology.com/EpiGaNhttp://www.epigan.com/epigan.phpUtilighthttp://research.cleantech.com/company/utilight/Torqeedohttp://torqeedo.com/Intrinsic-IDhttp://www.intrinsic-id.com/Ogmentohttp://www.ogmento.com/Investment Team: Luis Llovera, Managing Director (Palo Alto)Dr. Cyril Vancura, Investment Director (Palo Alto)Dr. Claus Schmidt, Managing Director (Stuttgart)Gitte Bedford, Investment Principal (Stuttgart)Dr. Hongquan Jiang, Senior Investment Director (Stuttgart)Dr. Dieter Kraft, Investment Partner (Stuttgart)Heribert Uhl, Investment Director (Stuttgart)Dr. Carolin Tolksdorf, Investment DirectorRoda Groupwww.rodagroup.comSilicon ValleyVCInformation TechnologySeedEarlyThe Roda Group makes seed and early stage investments in innovative technology companies focused on large market opportunities that can generate strong ROIs. The principals of the Roda Group provide hands-on capital and are available to assume significant responsibilities within portfolio companies. Roda is also capable of providing its companies with an office environment shared with other Roda Group associated firms.

918 Parker Street BerkeleyCA94710510-649-1900

Portfolio companies include:Cool Systemshttp://www.cardstore.com/Solazymehttp://www.ravenflow.com/mOasishttp://www.moasisgel.com/Inventyshttp://inventys.com/Game Readyhttp://www.gameready.com/Investment Team:Roger A. Strauch, Chairmanroger@rodagroup.comDan H. Miller, Managing Directordan@rodagroup.comSaralynn Nusbaum, Director of Financesaralynn@rodagroup.comMarty Reed, Principalmarty@rodagroup.comJanine De Hart, Executive Administratorjanine@rodagroup.comKaren Roland, Finance Staffkaren@rodagroup.comAstiawww.astia.orgSilicon ValleyIInformation TechnologySeedEarlyFormerly the Women's Technology Cluster, Astia was founded in 1999 by Cate Muther (former CMO of Cisco) as part of her foundation, the Three Guineas Fund. Astia became an independent not-for-profit, 501(c)(3) organization in 2003. Astia's mission is to foster the full participation and leadership of women in entrepreneurship and as accelerators of high growth businesses. The group accelerates the funding and growth of companies through programs that are designed for start-ups at all stages. These programs are supported by over 450 members of Astia's Advisor Network that includes more than 300 former and current CEOs and 200 investors. Astia works with, on average each year, 55-60 companies. Since 2003, more than $1 billion has been raised by presenting companies with 23 exits to date, including 2 IPOs.

833 Market Street, Suite 605San FranciscoCA94103415-421-5500415-837-3204

Participating companies include:Adirihttp://reliabrand.com/ApplyUhttp://applyu.com/Avaxia Biologicshttp://www.avaxiabiologics.com/Emmet Labshttp://www.emmetlabs.com/LearnVesthttp://www.learnvest.com/mTN Globalhttp://www.mtn.com/SlickFlickhttp://slickflick.com/Shasta Crystalshttp://shastacrystals.com/18 Rabbitshttp://www.18rabbits.com/Arbor Vitahttp://www.arborvita.com/Ballooning Nest Eggshttp://www.ballooningnesteggs.com/BettyConfidentialhttp://www.bettyconfidential.com/Carat Exchangehttp://www.caratexchange.com/CareerApplehttp://www.careerapple.com/CCO Solutionshttp://www.cco.com/Crystal Bioscienceshttp://www.crystalbioscience.com/FABLOGUEhttp://www.fablogue.com/Fanminderhttps://biz.fanminder.com/givezooks!http://www.givezooks.com/IvyExechttps://www.ivyexec.com/Jimmyjanehttp://www.jimmyjane.com/Kiboohttps://www.kiboo.com/Magnolia Primehttp://magnoliaprime.com/Mamayoyo Kids Resortshttp://www.rmvetter.com/Maplecrofthttp://maplecroft.com/Puppyfish Entertainmenthttp://www.linkedin.com/pub/lisa-osinloye/12/818/545Qlubbhttp://qlubb.com/RumbaFishhttp://rumbafish.com/Management Team:Sharon Vosmek, CEOsharon@astia.orgMarie Trexler, Director, Entrepreneur ServicesCatherine Berman, Sr. Vice President, Entrepreneur Programscatherine@astia.orgPatty Breslin, Vice President, Operations & Financepatty@astia.orgATA Ventureswww.ataventures.comSilicon ValleyVCInformation TechnologySemiconductorConsumer ProductsSeedEarlyFounded in 2003, ATA Ventures is a venture capital firm focused on seeking out early stage private companies that appear to offer above average prospects for capital growth. With over $400 million of capital under management, ATA Ventures focuses on Information Technology (IT) and provides seed capital and early stages of financing to these companies. ATA Ventures' $150 million charter fund (ATA Ventures I, LP) was created in March of 2004 and targets investments in companies that consist of exceptional people, technology, and plans that appear to offer above-average prospects for capital growth. The formation of the firm's second fund of $196 million (ATA Ventures II, LP) was completed in May of 2006 to continue with similar investment philosophies and objectives. The firm invests in the following industries: consumer products, enterprise, infrastructure, semiconductor, materials and manufacturing.

203 Redwood Shores Parkway, Suite 550Redwood CityCA94065650-594-0189650-594-0257

Portfolio companies include:Actelis Networkshttp://www.actelis.com/Adesto Technologieshttp://adestotech.com/Clustrixhttp://www.clustrix.com/Billeohttps://www.billeo.com/Jobvitehttp://recruiting.jobvite.com/PureWave Networkshttp://www.purewavenetworks.com/Reverahttp://www.reveraliving.com/Sales Portalhttp://salesportal.com/Zooskhttps://www.zoosk.com/Accelopshttp://www.accelops.com/FastScalehttp://geriatrics.uthscsa.edu/tools/FAST.pdfKazaana!https://www.kazaana.com/Lavantehttp://www.lavante.com/Medagatehttp://otcnetwork.com/Milyonihttp://www.milyoni.com/SIKKAhttp://www.sikkasoft.com/en-us/Home.aspxThe Modern Video Companyhttp://www.indeed.com/cmp/The-Modern-Video-CompanyYottaMarkhttp://www.yottamark.com/EdgeWavehttp://www.edgewave.com/Investment Team:Michio Fujimura, Director Emeritusmfujimura@ataventures.comHatch Graham, Managing Directorhgraham@ataventures.comPete Thomas, Managing Directorpthomas@ataventures.comMichael Hodges, Managing Directormhodges@ataventures.comNancy McCroskey, CFOnmccroskey@ataventures.comATEL Capital Groupwww.atel.comSilicon ValleyVDInformation TechnologyEarlySince its founding in 1977, San Francisco-based ATEL Capital Group has become the largest private and closely-held, independent leasing company in the United States with approximately $2 billion in asset-secured transactions under management. ATEL Capital Group formed ATEL Ventures, Inc. in 1998 to provide secured financing to emerging growth companies. Atel specializes in equipment leasing, asset-based lending, equipment management, lease administration, and a broad mix of other investments. The group focuses on financing business necessary equipment and providing growth capital term loans/venture debt to companies that are also funded by quality venture capital firms. The firm also maintains an office in Denver.

600 Montgomery St., 9th FloorSan FranciscoCA94111415-989-8800415-989-3796

Portfolio companies include:SilverPophttp://www.silverpop.com/Boingo Wirelesshttp://www.boingo.com/Lightship Telecomhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=712424NexPlanarhttp://nexplanar.com/OpenPageswww.openpages.comSolariahttp://www.solaria.com/Doppelgangerwww.doppelganger.netMotoSporthttp://www.motosport.com/Sling Mediahttp://slingmedia.com/Zeevohttp://zeevo.co.nz/Adesto Technologieshttp://adestotech.com/Altierrehttp://www.altierre.com/Chelsio Communicationshttp://www.chelsio.com/Deeya Energyhttp://www.deeyaenergy.com/Cymbethttp://www.cymbet.com/Kabamhttp://www.kabam.com/Miasolehttp://miasole.com/NanoGramhttp://www.answers.com/topic/nanogramRecyclebankhttp://www.recyclebank.com/Reply.comhttp://www.reply.com/Investment Team:Dean Cash, President & CEOdcash@atel.comParitosh Choksi, Executive Vice President, COO & CFOpchoksi@atel.comVasco Morais, Executive Vice President, General Counselvmorais@atel.comSamuel Schussler, Vice President, Chief Accounting Officer - ATEL Capital Steven Rea, Executive Vice President, ATEL Venturessrea@atel.comRuss Wilder, Executive Vice President, Chief Credit Officerrwilder@atel.comThomas Monroe, Senior Vice PresidentHarvard Business School Angelswww.hbsangels.netSilicon ValleyAInformation TechnologySoftware & InternetMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareMedical DeviceConsumer ProductsSeedEarlyThe Harvard Business School Angels (HBS Angels) started in 2007 as a special interest group of the HBS Alumni Association of Northern California. Similar groups formed around the world and HBS Angels became a global alumni organization in December 2010. Today, the HBS Angels organization is comprised of Harvard alumni interested in investing in high-potential early stage companies. HBS Angels is open to all Harvard alumni and others affiliated with the university, not just HBS graduates. The HBS Angels invest in early stage companies across all industry sectors including Business Products and Services; IT Services; Clean Technology; Internet / Web Services; Consumer Products and Services; Media and Entertainment; Electronics / Instrumentation; Medical Devices and Equipment; Gaming; Mobile; Healthcare Services; and Software. Ideal candidates are companies seeking $100,000 to $750,000. HBS Angels members invest as individuals, in aggregate up to $350,000 in any particular investment.

369-B Third Street, #474 San RafaelCA94901415-421-4500415-455-0457

Portfolio companies include:N/Ahttp://www.na.org/Investment Team: Tom Cervantez, Co-President tcervantez@hbrpc.comJeff Burkland, CFOjburkland@sbcglobal.netSean Jacobsohn, Co-Presidentsean@hbsalumniangels.comSajjad Masud, Co-Presidentsmasud@hbsalumniangels.comHeadland Ventureswww.headlandventures.comSilicon ValleyVCInformation TechnologyEarlyHeadland Ventures, LP is a Venture partnership focused on early stage company investing. Headland Ventures was formed in 2002 to continue the early stage investment activities of certain Sterling Payot investors. Headland Management, LLC acts as the General Partner of Headland Ventures, LP, and also provides advice to the investors in the Partnership on other financial matters.

65 Cloudview Rd.SausalitoCA94965415-289-2590

Portfolio companies include:Avid Bioticshttp://avidbiotics.com/Cambrioshttp://www.cambrios.com/Hatteras Venture Partnershttp://hatterasvp.com/Novocellhttp://viacyte.com/Viacytehttp://viacyte.com/Viamethttp://www.viamet.com/TCHOhttp://www.tcho.com/Investment Team:Robert M. Smelick, CEOrmsmelick@spcom.comHealth Evolution Partnerswww.healthevolutionpartners.comSilicon ValleyVCPEFOFLife Sciences & HealthcareMedical DeviceEarlyGrowthExpansionMiddle MarketThe Health Evolution Partners Growth Fund invests in rapidly growing commercial-stage companies, making initial commitments of at least $20 million in profitable companies. Target sectors include facilities, ambulatory, managed care, pharmaceutical, medical products, and consumers, including retail products and services, self-management and wellness. Health Evolution Partners Spectrum Fund is a diversified portfolio of healthcare investments that captures various stages, geographies and sectors. These investments are made directly by Health Evolution Partners and indirectly through partnerships with other health care investment funds. The firm's investments take the form of expansion capital, recapitalizations, buyouts, spin-offs and other forms of equity financing. Health Evolution Partners has developed the Health Evolution Partners Innovation Network (HEPIN) to foster a thriving ecosystem of health care innovators and early stage companies. HEPIN is a $200 million fund supported by a partnership between Health Evolution Partners and a small number of early stage venture capital funds. Partner funds work with Health Evolution Partners to move innovations from idea to proof-of-concept, and to develop leading management teams of the future. Health Evolution Partners invests directly into portfolio companies as well as investing into partnered venture funds. The firm has an additional office in New York City.

555 Mission St., 23rd FloorSan FranciscoCA94105415-362-5800415-520-5656

Portfolio companies include:CambridgeSofthttp://en.wikipedia.org/wiki/CambridgeSoftMauna Kea Technologieshttp://www.maunakeatech.com/Optimal IMXhttp://optimalimx.com/Prematicshttps://www.prematics.net/Desktop/Login.aspxAOS-EHShttp://jobsearch.monster.com/aos-ehs_6Halcyon Home Healthhttp://halcyonhealth.net/Kisimulhttp://www.kisimul.co.uk/Mollen Immunization Clinicshttp://www.flushotsusa.com/Prolacta Biosciencehttp://www.prolacta.com/Achieve CCAhttp://www.myfinancialgoals.org/achievecca.htmAwarepointhttp://www.awarepoint.com/Cervilenzhttp://www.cervilenz.com/Chronicityhttp://chronicityinc.com/Extend Healthhttp://www.extendhealth.com/HealthEdge Softwarehttp://www.healthedge.com/Novomerhttp://www.novomer.com/On-Q-ityhttp://on-q-ity.com/PatientSafehttp://www.patientsafesolutions.com/Prematicshttps://www.prematics.net/Desktop/Login.aspxRevolution Foodshttp://revfoods.com/SeeChange Healthhttp://www.seechangehealth.com/Investment Team:David J. Brailer, MD, PhD, Managing Partner & CEOdavid@healthevolutionpartners.comErin Harrell, Partnereharrell@healthevolutionpartners.comBraden Kelly, Senior Advisor, Growth Buyout Fundbkelly@healthevolutionpartners.comChris McFadden, CFA, Managing Partner, Spectrum Fundcmcfadden@healthevolutionpartners.comJulie Murchinson, Executive Director, HEP Networkjmurchinson@healthevolutionpartners.comNed Brown, Partner, Growth Buyout Fundnbrown@healthevolutionpartners.comRolf Classon, Operating Partner, Growth Buyout Fundrclasson@healthevolutionpartners.comReid S. Perper, Senior Advisor, Growth Buyout Fundrperper@healthevolutionpartners.comHealthTech Capitalwww.healthtechcapital.comSilicon ValleyALife Sciences & HealthcareMedical DeviceSeedEarlyHealthTech Capital is a leading Silicon Valley-based angel group investing in innovations that improve healthcare delivery, empower patients, and lower costs. HealthTech Capital membership includes successful entrepreneurs, executives, physicians, foundations, industry and venture capitalists. HealthTech LaunchPad, a collaborative alliance of HealthTech industry leaders, supports mentoring of entrepreneurs. HTC brings together information technology and healthcare. Along the spectrum of healthcare and wellness, HTC supports new applications and business models for hospitals, communities, and home settings. HTC members invest in 2 to 7 startups per year. Most HTC members have invested more than $100k in a single company, and some have invested up to $2 million. HTC members will invest in companies throughout the country.

CA650-917-9254

Portfolio companies include:CareInSynchttp://www.careinsync.com/home.htmlCadence Biomedicalhttp://cadencebiomedical.com/PharmaSecurehttp://www.pharmasecure.com/Niveus Medicalhttp://www.manta.com/c/mtm5k5c/niveus-medicalNeocishttp://www.ides.com/info/datasheet/E109504/Europrene-NEOCIS-BR-60my health teamshttp://www.myhealthteams.com/Investment Team:Anne DeGheestadegheest@healthtechcapital.comDon Rossdross@healthtechcapital.comKathy LaPorteklaporte@healthtechcapital.comHellman & Friedman, LLCwww.hf.comSilicon ValleyPEMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareFinancial ServicesMiddle MarketHellman & Friedman, founded in 1984, is a private equity investment firm that has raised and managed over $25 billion of committed capital and has invested in over 75 companies. The firm's target investment size is $300 million to $1 billion of equity. The firm is currently investing from its seventh fund, Hellman & Friedman Capital Partners VII, L.P. (HFCP VII), with over $8.9 billion of committed capital. The firm's target investment size is $300 million - $1 billion, principally investing in developed markets including the United States and Europe. Target industries include Financial Services, Healthcare, Industrial Energy, Insurance, Media, Marketing, and Professional Services. Hellman & Friedman has additional offices in New York and London.

One Maritime Plaza, 12th FloorSan FranciscoCA94111415-788-5111415-788-0176

Portfolio companies include:Artisan Partnershttp://www.artisanpartners.com/Sheridan Healthcarehttp://sheridanhealthcare.com/Associated Materialshttp://www.associatedmaterials.com/Getty Imageshttp://www.gettyimages.com/Kronoshttp://www.kronos.com/Emdeon Business Serviceshttp://www.emdeon.com/Pharmaceutical Product Developmenthttp://www.ppdi.com/Gaztransport & Technigazhttp://gtt.fr/Goodman Globalhttp://www.goodmanglobal.com/goodmanglobal/subpages/GoodmanGlobalHome.htmlGeoVera Insurance Holdingshttp://www.geoveraholdingsinc.com/PARIS RE Holdings Limitedhttp://paris-re.com/Sedgwick CMShttp://www.sedgwickcms.com/Internet Brandshttp://www.internetbrands.com/Web Reservationshttp://www.webresint.com/Alix Partnershttp://www.alixpartners.com/EN/Catalina Marketinghttp://www.catalinamarketing.com/The Nielsen Companyhttp://nielsen.com/Securitas Directhttp://www.securitas-direct.com/Datatelhttp://www.datatel.com/Iris Software Grouphttp://www.iris.co.uk/OpenLink Financialhttp://www.olf.com/PartnerRehttp://partnerre.com/SSP Holdingshttp://www.ssp-uk.com/Ellucianhttp://www.ellucian.com/Investment Team:Thomas F. Steyer, Managing Directortsteyer@hf.comDavid R. Tunnell, Managing Directordtunnell@hf.comPhilip U. Hammarskjold, Managing Directorphammarskjold@hf.comPatrick J. Healy, Managing Directorphealy@hf.comStefan Goetz, Managing DirectorJeffrey Goldstein, Managing DirectorBrian M. Powers, Managing DirectorErik D. Ragatz, Managing Directoreragatz@hf.comRobert B. (Brad) Henske, Managing DirectorAnupam Mishra, Managing DirectorArrie Park, Managing Director & General CounselAllen Thorpe, Managing DirectorTrevor Watt, Managing DirectorAtherton Venture Partners, LLCwww.athertonventures.comSilicon ValleyVCInformation TechnologyLife Sciences & HealthcareSeedEarlyAtherton Venture Partners (AVP) invests in healthcare, life science, and information technology companies. Current portfolio holdings focus primarily on companies that develop diagnostic devices, medical treatment procedures, and surgical instruments in the fields of sports medicine, cardiovascular and vascular medicine, as well as radiology and anesthesiology. IT investments focus on companies that develop software and operating systems for storage area networks (SANS) as well as Internet security. AVP is funded by the private medical community and invests primarily in technology companies with seasoned management looking for seed stage funding.

1010 El Camino Real, Suite 300Menlo ParkCA94025650-323-8357650-323-8350

Portfolio companies include:Bacchus Vascularhttp://www.bacchus-vascular.com/BioLucenthttp://www.mammopad.com/hcp/index.htmlDataCore Softwarehttp://www.datacore.com/Fox Hollow Technologieshttp://www.ev3.net/LuMendhttp://www.ptca.org/pr_jnj/20050928.htmlMicrofabricahttp://www.microfabrica.com/Novare Surgical Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=710643Sleep Solutionshttp://sleepsolutions.com/Vascular Architectshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=136755Neoforma.comhttp://www.newforma.com/Starion Instrumentshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=139402Vascular Architectshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=136755Ventricahttp://www.ventrica.co.uk/Investment Team:Wally S. Buch, M.D., Principalwbuch@athertonventures.comDavid Neubauer, Principaldneubauer@athertonventures.comHighland Capital Partnerswww.hcp.comSilicon ValleyVCPEInformation TechnologyMedia & Digital MediaLife Sciences & HealthcareConsumer ProductsRetail & RestaurantSeedEarlyGrowthMiddle MarketFounded in 1988, Highland is a venture firm investing in seed, early and growth stage companies in the communications, consumer, digital media, healthcare and information technology markets. The firm has $3 billion of committed capital and recently closed its eighth fund, capping it at $400 million. In addition, the firm has launched the Highland Consumer Fund, a $300 million fund investing in the underserved consumer sector (consumer products, services and retail). These new funds bring Highland's committed capital to over $3 billion. Highland is almost always the first institutional investor in the companies it backs. Highland has invested in over 225 seed, early and growth stage companies, over 100 of which have gone public or been acquired. Some of Highland's previous investments include Ask Jeeves, Avid Technology, CheckFree, and Lycos. The firm has its main offices in Greater Boston and additional offices in Geneva and Shanghai.

2420 Sand Hill Road, Bldg 3 Suite 300Menlo ParkCA94025650-687-3800650-687-3899

Portfolio companies include:Coremetricshttp://www.coremetrics.com/Metacafehttp://www.metacafe.com/Ocarina Networkshttp://www.ocarinanetworks.com/picoChiphttp://www.picochip.com/City Sportshttp://www.citysports.com/Life Gearhttp://www.lifegearcompany.com/lululemon athleticahttp://www.lululemon.com/AccentCarehttp://www.accentcare.com/BAROnovahttp://baronova.com/iPierianhttp://www.ipierian.com/Somatixhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=34537Avidynehttp://en.wikipedia.org/wiki/AvidyneBit9http://www.bit9.com/orphan-android/CheckFreehttps://mycheckfree.com/br/wps?sp=10001&rq=bfblRadialpointhttp://www.radialpoint.com/corp/MokaFivehttp://www.mokafive.com/Telicahttp://telica.com/Virtual Computerhttp://en.wikipedia.org/wiki/Virtual_machineBolthttp://disneydvd.disney.go.com/bolt.htmlDigghttp://digg.com/eToyshttp://www.etoys.com/home/index.jspGamewave Interactivehttp://www.hcp.com/gamewaveRent the Runwayhttp://www.renttherunway.com/StyleFeederhttp://www.stylefeeder.com/Turbinehttp://www.turbine.com/WePayhttps://www.wepay.com/woogahttp://www.wooga.com/WordWavehttp://mls.merrillcorp.com/Investment Team:Bob Higgins, Founder and Managing General Partnerrhiggins@hcp.comPaul Maeder, Founder and Managing General Partnerpmaeder@hcp.comDan Nova, Managing General Partnerdnova@hcp.comSean Dalton, Managing General Partnersdalton@hcp.comPeter Bell, General Partnerpbell@hcp.comJohn Burns, General Partner, Highland Consumer Fundjburns@hcp.comBob Davis, General Partnerbdavis@hcp.comTom Guilfoile, General Partner, Highland Consumer Fundtguilfoile@hcp.comFergal Mullen, General Partnerfmullen@hcp.comCorey Mulloy, General Partnercmulloy@hcp.comTom Stemberg, General Partner, Highland Consumer Fundtstemberg@hcp.comAtrium Capitalwww.atriumcapital.comSilicon ValleyVCInformation TechnologySeedEarlyAtrium provides an outsourced venture capital business model tailored to the needs and objectives of each of its corporate partners. Atrium's corporate partners are able to make private equity investments (maintaining proximity to the portfolio companies for strategic purposes) while outsourcing the venture capital skills (deal flow, due diligence, negotiation, structure) to the professional venture capitalists at Atrium. Atrium also manages its own independent venture fund, Atrium Venture Partners, LP, which co-invests with Atrium's corporate partners. Most of Atrium's investments are aimed at technology companies that are post seed stage, with an attractive business model, and a commercially available product or service on which the company is generating revenues. Currently, Atrium has formal partnership arrangements with Honda Motor Co., Ltd., Kensington Computer Products Group and R.R. Donnelley & Sons Company. Atrium specializes in industries experiencing technology transformation that overlap Atrium's core expertise, including energy technology, advanced materials, transportation, information technology and wireless communications.

3000 Sand Hill Road, Building 3, Suite 110Menlo ParkCA94025650-233-7878650-233-6944

Portfolio companies include:Acal Energyhttp://www.acalenergy.co.uk/Cantohttp://www.canto.com/ClearGaugehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=91790CPC Associateshttp://antonfrymd.com/Digital Personahttp://www.digitalpersona.com/FastSofthttp://www.fastsoft.com/MapQuesthttp://www.mapquest.com/Piximhttp://www.pixim.com/Red Envelopehttp://www.redenvelope.com/Virenthttp://www.virent.com/Ciespacehttp://www.ciespace.com/Datawarehttp://www.datawaregames.com/index.htmFieldCentrixhttp://www.astea.com/en/Products/FieldCentrix/page.aspxIncentive Logichttp://www.incentivelogic.com/InfoUSAhttp://www.infousa.com/Landmark Graphicshttp://www.lgc.com/MarketLivehttp://www.marketlive.com/MediaTelhttp://mediatel.co.uk/NewEdgehttp://www.newedge.com/Piximhttp://www.pixim.com/Investment Team:Bart Faber, Managing Directorbartonf@atriumcapital.comJim Hornthal, Venture Partnerjhornthal@atriumcapital.comGeorge Petracek, Managing Directorgpetracek@atriumcapital.comRussell Pyne, Founder andManaging Directorrpyne@atriumcapital.comJon Rattner, Chief Operating Officerjrattner@atriumcapital.comBob Shaw, AdvisorChris Heivly, Advisor and Venture PartnerHorizon Technology Finance, LLCwww.horizontechfinance.comSilicon ValleyVDInformation TechnologySoftware & InternetEnergy & Clean TechLife Sciences & HealthcareExpansionHorizon Technology Finance, LLC is an independent venture debt finance company that offers creative financing solutions to development-stage technology companies in the life sciences, health care, IT, cleantech, and software industries. The firm provides Senior and Subordinated Venture Loans, Senior Revolving Loans, Bridge Loans and Equipment Loans. Over the last four years, Horizon has committed more than $800 million in loans to more than 100 companies. Horizon's investments range from $2 million to $25 million. The terms are generally between 24 and 48 months.

1676 N. California Blvd., Suite 610Walnut CreekCA94596925-935-2924 925-977-9488

Portfolio companies include:Softekhttp://softekinc.com/Neterionhttp://www.exar.com/Managed Objectshttp://en.wikipedia.org/wiki/Managed_objectAmerican Fiberhttp://www.affinc.com/Big Bandhttp://en.wikipedia.org/wiki/Big_bandBrix Networkshttp://www.exfo.com/en/pressroom/CorporateReleasesView.aspx?Id=362Clearcubehttp://www.clearcube.com/Acultyhttp://printfu.org/acultyAmbit Bioscienceshttp://www.ambitbio.com/Calypsohttp://www.calypso.com/Cardiac Dimensionhttp://cardiacdimensions.com/Celleranthttp://cellerant.com/Concentric Medicalhttp://concentric-medical.com/CryoCorhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=726359Franklin & Seidelmannhttp://www.radisphere.net/Investment Team:Kevin May, Senior Managing Director,kevin@horizonfinance.comRob Pomeroy, Chief Executive Officer,rob@horizontechfinance.comJerry Michaud, Presidentjerry@horizontechfinance.comChris Mathieu, Senior Vice President, Chief Financial Officerchris@horizontechfinance.comJay Bombara, Senior Vice President, General Counsel, Chief Compliance Officerjay@horizontechfinance.comDan Devorsetz, Senior Vice President, Chief Credit Officerdan@horizontechfinance.comGreg Clark, Managing Directorgreg@horizontechfinance.comKristen Kosofsky, Managing Directorkristen@horizontechfinance.comMike Lederman, Managing Directormike@horizontechfinance.comTodd McDonald, Managing Directortodd@horizontechfinance.comHorizon Ventureswww.horizonvc.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSeedEarlyFounded in 1999, Horizon Ventures is a venture capital partnership responsible for $150M in private and SBIC leveraged capital, with exclusive focus on early stage private companies and special emphasis on the following industries: Wireless and broadband applications, Software applications for business and component technologies. The companies in which Horizon invests usually have some institutional VC investment already and are either entering their market or generating revenue of $1 to $5 million per year. Horizon "fills the gap" between angel funding, and large VC funds, with $2-4 million in initial investment, and a target of $7 million over time. The firm prefers to invest in companies that are easily accessible from their Los Altos office.

Four Main St., Suite 50 Los AltosCA94022650-917-4100650-917-4109

Portfolio companies include:Toolwirehttp://www.toolwire.com/Invivodatahttp://www.invivodata.com/Chelsio Communicationshttp://www.chelsio.com/Identity Engineshttp://www.avaya.com/usa/product/identity-engines-portfolioInfiniRoute Networkshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=1204052Sensys Networkshttp://www.sensysnetworks.com/Venturi Wirelesshttp://www.venturiwireless.com/Applied Microstructureshttp://www.appliedmst.com/Discerahttp://discera.com/iWatthttp://www.iwatt.com/LedEnginhttp://www.ledengin.com/NuCorehttp://www.nucor.com/SpectraLinearhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26305304Theta Microelectronicshttp://thetamicro.com/PINC Solutionshttp://www.pincsolutions.com/Right90http://www.right90.com/WhiteHat Securityhttps://www.whitehatsec.com/Investment Team:Jack Carsten, Managing Directorjack@horizonvc.comJohn Hall, Managing Directorjohn@horizonvc.comDoug Tsui, Managing Directordoug@horizonvc.comHorsley Bridge PartnersSilicon ValleyFOFInformation TechnologyEarlyExpansionMiddle MarketFounded in 1983, Horsley Bridge Partners is a California-based investment advisor with over $6.6 billion in assets under management. Horsley Bridge Partners recently closed a new fund of funds at $1.54 billion targeted specifically for Europe and Asia, according to VentureWire. Existing limited partners provided 95 percent of the financing, but the only firm disclosed was Kentucky Retirement Systems, which invested $50 million. Horsley Bridge has had long relationships with Venture firms, but has been expanding to invest in more growth equity and buyout funds. Norsley Bridge Partners has additional offices in London and Beijing.

505 Montgomery Street, #2100San FranciscoCA94111415-986-7733415-986-7744

Portfolio companies include:Serent Capitalhttp://www.serentcapital.com/Kleiner Perkinshttp://www.kpcb.com/Foundation Capitalhttp://www.foundationcapital.com/Investment Team:Gary L. Bridge, Managing DirectorAlfred J. Giuffrida, Managing DirectorFred Berkowitz, Managing DirectorPhillip Horsley, Managing DirectorDan N. Reeve, Managing DirectorAugust Capitalwww.augustcap.com Silicon ValleyVCInformation TechnologySoftware & InternetEarlyAugust Capital was founded in August of 1995 by David Marquardt and John Johnston, both formerly of Technology Venture Investors (TVI). The firm's partners have financed technology companies with an aggregate market capitalization of over $250 billion and annual revenue of over $75 billion. The firm focuses on early stage technology companies across the IT and business services spectrum, including software, hardware, storage, microprocessors, consumer internet and software as a service. Including the most recent August fund, which was formed in Q1 2005, August has raised four funds, has invested in more than 75 companies, and has over $1.3 billion of capital under management.

2480 Sand Hill Road, Suite 101Menlo ParkCA94025650-234-9900 650-234-9910

Portfolio companies include:Actelhttp://www.actel.com/Adaptechttp://www.adaptec.com/en-us/downloads/BroadLogichttp://broadlogic.com/Devicescape Softwarehttp://www.devicescape.com/Ebateshttp://www.ebates.com/Gravityhttp://www.gravity.com/Inrixhttp://inrix.com/Intuithttp://www.intuit.com/MetroFihttp://en.wikipedia.org/wiki/MetroFiNetopiahttp://netopia.com/index_en.jspSilicon Imagehttp://www.siliconimage.com/SkyPilothttp://skypilot.trilliantinc.com/Adara Mediahttp://www.adaramedia.com/Adchemyhttp://www.adchemy.com/Bill.comhttp://www.bill.com/Blippyhttp://en.wikipedia.org/wiki/BlippyBubblihttp://techcrunch.com/2011/02/08/stealth-startup-bubbli-raises-funding-wants-to-create-a-new-kind-of-photograph/Cobalt Networkshttp://en.wikipedia.org/wiki/Cobalt_NetworksDITTOhttp://www.ditto.com/Livemochahttp://livemocha.com/Luxterahttp://www.luxtera.com/Memolanehttp://memolane.com/Investment Team:David Hornikhornik@augustcap.comJohn Johnstonjrj@augustcap.comDavid Marquardtdfm@augustcap.comVivek Mehravivek@augustcap.comHoward Hartenbaumhoward@augustcap.comAndy Rappaportandyr@augustcap.comEric Carlborgeric@augustcap.comTripp Jonestripp@augustcap.comAWT Private Investmentswww.tamarelli.comSilicon ValleyAEnergy & Clean TechEducation & TrainingSeedEarlyAWT Private Investments is a portfolio of private equity investments, including some where business advisory or board participation is provided to the business. AWT targets seed, start-up, and early stage companies (usually R&D based) where a prototype and market proof of concept have been achieved. The firm targets technology-based and specialty industrial businesses with a sustainable competitive advantage. AWT prefers companies aligned with societal needs (such as productivity, manufacturing, environmental protection, education, economic development, energy, etc.). AWT focuses on companies with proximity to its primary office in Basking Ridge, New Jersey, or secondary office on Sand Hill Road, Palo Alto.

1560 Sand Hill RoadPalo AltoCA94304

Portfolio companies include:Achieve 3000http://www.achieve3000.com/Bridge Semiconductorhttp://www.bridgesemi.com/bridgesemi/?page_id=2Calluna Vineyardshttp://callunavineyards.com/Common Ground Recyclinghttp://www.commongroundrecycling.com/Infoaxehttp://login.infoaxe.com/login.jspI-ten Holdingshttp://www.ishcc.org/RI/Providence/item-holdings-incPlextronicshttp://www.plextronics.com/Provex Technologieshttp://www.facebook.com/pages/PROVEX-TECHNOLOGIES/132002353494485?v=infoArrayenthttp://arrayent.com/Cantimer Incorporatedhttp://cantimer.com/Image Engineering Laboratorieshttp://www.manta.com/c/mmy4ssn/image-engineering-laboratoriesInMathttp://www.inmat.com/m2m Imaginghttp://www.m2mimaging.com/MetaVersehttp://en.wikipedia.org/wiki/MetaverseSkyworkshttp://www.skyworksinc.com/Sword Diagnosticshttp://sworddiagnostics.com/Vines of Argentinahttp://vinesofmendoza.com/Investment Team:A. Wayne Tamarelli PhD., MBAwayne@tamarelli.comHousatonic Partnerswww.housatonicpartners.comSilicon ValleyPECommunications & NetworkingMedia & Digital MediaBusiness ServicesMiddle MarketFounded in January 1994, with over $1 billion in capital under management, Housatonic Partners has invested in over 50 portfolio companies. The firm prefers to make equity commitments of $5-20 million in buyout or recapitalization transactions. Housatonic has the flexibility, however, to make smaller investments in companies that have the potential for follow-on investment, or larger investments in combination with other investment partners. Housatonic also has a captive debt fund which adds to the flexibility they can provide in structuring a transaction. Housatonic invests in growing, profitable companies in the recurring services, media and communications industries.

One Post Street, Suite 2600San FranciscoCA94104-5203415-955-9020415-955-9053

Portfolio companies include:Asurionhttp://www.asurion.com/Welcome Wagonhttp://www.welcomewagon.com/Vox Communicationshttp://www.voxcorp.net/Central Valley Cablehttp://www.cvcca.com/Diamond Rentalshttp://www.diamondrental.com/Aircraft Fasteners Internationalhttp://www.aircraftfast.com/Beacon Fire & Safetyhttp://www.beaconfiresafety.co.uk/BirdDog Solutionshttp://www.birddog.com/news/birddog-acquires-foley-services-to-complement-its-transportation-factoring-business-and-form-new-business-unit-foley-carrier-services/CaseCentralhttp://www.casecentral.com/Bay Communicationshttp://baycommunications.net/Cambridgehttp://en.wikipedia.org/wiki/CambridgeEnerdynehttp://www.enerdynet.com/Liberty Towershttp://www.libertytowers.net/Pyramid Researchhttp://pyr.com/Rapid Cablehttp://en.wikipedia.org/wiki/Rapid_CommunicationsMyTv New Englandhttp://www.mytvnewengland.com/programming_frame.phpVOX Communicationshttp://www.voxcorp.net/Welcome Wagonhttp://www.welcomewagon.com/Accesshttp://www.azahcccs.gov/Arrival Communicationshttp://arrival.net/Cook's Illustratedhttp://www.cooksillustrated.com/recipes/Gold Standardhttp://en.wikipedia.org/wiki/Gold_standardClassic Party Rentalshttp://www.classicpartyrentals.com/ExponentialConvergent Broadcastinghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=22977731Online Radiologyhttp://www.elearners.com/online-degrees/radiology.htmOnRamphttp://onr.com/Proservice Hawaiihttp://proservice.com/Investment Team:Barry D. Reynolds, Managing Director, 415-955-9014breynolds@housatonicpartners.comJoseph M. Niehaus, Managing Director, 415-955-9019jniehaus@housatonicpartners.comJill A. Raimondi, Chief Financial Officer, 415-955-9016jraimondi@housatonicpartners.comAmy L. Laforteza, Controller, 415-955-9018alaforteza@housatonicpartners.comMark Hilderbrand, Managing Directormhilderbrand@housatonicpartners.comWilliam N. Thorndike, Jr. Managing Directorwthorndike@housatonicpartners.comJames L. Wilder, Directorjwilder@housatonicpartners.comHummer Winblad Venture Partnerswww.humwin.comSilicon ValleyVCSoftware & InternetSeedEarlyIn 1989 John Hummer and Ann Winblad formed Hummer Winblad Venture Partners as the first venture capital fund focused exclusively on software and Internet companies. The firm makes investments from under $100,000 to over $5 million, generally preferring early stage investments. However, Hummer is willing to consider companies at any stage.

One Lombard Street, Suite 300San FranciscoCA94111415-979-9600415-979-9601

Portfolio companies include:Ariahttp://www.arialasvegas.com/Baynotehttp://www.baynote.com/Cenzichttp://www.cenzic.com/Five9http://www.five9.com/Intaccthttp://us.intacct.com/6 Connecthttp://www.6connect.net/Ace Metrixhttp://www.acemetrix.com/Birsthttp://www.birst.com/Crowd Factoryhttp://crowdfactory.com/Domohttp://www.domo.com/Flitehttp://www.flite.com/FusionStormhttp://www.fusionstorm.com/HubPageshttp://hubpages.com/InMagehttp://www.inmage.com/KarmaSpherehttp://karmasphere.com/Kiiphttp://kiip.me/MDShttp://en.wikipedia.org/wiki/Myelodysplastic_syndromeMoxie Softwarehttp://www.moxiesoft.com/MuleSofthttp://www.mulesoft.com/OptiMinehttp://www.optimine.com/Palamidahttp://www.palamida.com/Replay Solutionshttp://www.replaysolutions.com/Signal Demandhttp://www.signaldemand.com/Sonatypehttp://www.sonatype.com/StarAnalyticshttp://staranalytics.com/Voltage Securityhttp://voltage.com/Flitehttp://www.flite.com/StackMobhttp://www.stackmob.com/Plumgridhttp://www.plumgrid.com/Pistonhttp://www.minecraftwiki.net/wiki/PistonInvestment Team:John Hummer, Co-Founder and Managing Directorjhummer@humwin.comAnn Winblad, Co-Founder and Managing Directorawinblad@humwin.comMark Gorenberg, Managing Directormgorenberg@humwin.comMitchell Kertzman, Managing Directormkertzman@humwin.comLars Leckie, Managing Directorlars@humwin.comIngrid Chiavacci, Chief Financial Officerichiavacci@humwin.comAzure Capital Partnerswww.azurecap.comSilicon ValleyVCInformation TechnologySoftware & InternetStorage & HardwareEarlyFounded in April 2000, Azure Capital has over $750 million under management with a focus on infrastructure technologies. Azure targets early-stage technology companies with the opportunity for transformative growth. Past investments that have gone on to success include VMware, Bill Me Later, Calix, and Top Tier. Azure's philosophy of in¬vesting is a platform approach of supporting and accelerating companies throughout their lifecycle of growth, ranging from early seed stage through maturity in the public markets. Azure Capital's geographic focus is across all of North America, with approximately 50% of their investments being outside of the Bay Area. The firm's investment pace is highly selective and has averaged 4 to 6 new investments per year.

650 California Street, 11th FloorSan FranciscoCA94108415-276-5500415-276-5590

(Menlo Park Office)3500 Alameda de Las Pulgas, Suite 200 Menlo ParkCA94025Portfolio companies include:BlogHerhttp://www.blogher.com/Cooking.comhttp://www.cooking.com/Broadlighthttp://www.broadlight.com/Fonalityhttp://www.fonality.com/NeoNovahttp://www.neonova.net/Rooftop Mediahttp://rooftopmedia.net/SilkRoad Technologyhttps://careers.silkroad.com/Breaktime Studioshttp://breaktimestudios.com/Calixhttp://www.calix.com/Coraidhttp://www.coraid.com/Education.comhttp://www.education.com/GetSatisfactionhttps://getsatisfaction.com/Knowledge Adventurehttp://www.knowledgeadventure.com/Medspherehttps://medsphere.com/Open Road Mediahttp://www.openroadmedia.com/Phanfarehttp://www.phanfare.com/SwiftTesthttp://www.swifttest.com/Investment Team:Paul Ferris, General Partnerpaul.ferris@azurecap.comMike Kwatinetz, General Partnermike.kwatinetz@azurecap.comCameron Lester, General Partnercameron.lester@azurecap.comPaul Weinstein, General Partnerpaul.weinstein@azurecap.comRay Carey, Venture Partnerray.carey@azurecap.comHans Roderich, Venture Partnerhans.roderich@azurecap.comLarry Augustin, Venture Partnerlarry.augustin@azurecap.comHuntsman Gay Global Capitalwww.hgequity.com Silicon ValleyPEInformation TechnologySoftware & InternetEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesFinancial ServicesConsumer ProductsRetail & RestaurantDefense & Homeland SecurityMiddle MarketLateHuntsman Gay Global Capital is a $1.1 billion private equity fund focusing on leveraged buyout, recapitalizations and growth equity transactions in the middle market. The firm is industry agnostic and has a history of investing in the following sectors: Aerospace and Defense, Chemicals, Construction, Consumer Products, Electronics, Energy, Financial Services, Healthcare, IT Services, Manufacturing, Media, Multi-level Marketing, Oil & Gas, Retail, and Software. Huntsman Gay Global Capital typically invests $25 - $100 million in equity per transaction and seeks companies with $75 - $1 billion in revenues and $20 - $75 million EBITDA or cash flow. The firm primarily invests in North America, but will consider international opportunities.

1950 University AvenuePalo AltoCA94303650-321-4910650-321-4911

Portfolio companies include:Turner Bros. Holdingshttp://turnerbros.com/Sandbox Industrieshttp://www.sandboxindustries.com/Hollander Home Fashionshttp://www.hollander.com/Hybrishttp://www.hybris.com/Mama Rosa'shttp://mama-rosas.com/Power Holdingshttp://powerholdingsllc.com/Sunquest Information Systemshttp://www.sunquestinfo.com/Business Solutions Partnershttp://www.bspny.com/MobileLifehttp://www.mobilelife.com/Citadel Plasticshttp://www.citadelplastics.com/Innovation Interfaceshttp://www.iii.com/iQorhttp://iqor.com/Investment Team: Gregory M. Benson, Managing PartnerJames Learner, Managing PartnerGary Crittenden, Managing PartnerJudy P. Frodigh, Managing PartnerRobert C. Gay, Managing PartnerJon M. Huntsman, Managing PartnerRichard F. Lawson, Jr., Managing PartnerRhett P. Neuenschwander, Managing PartnerJ. Steven Young, Managing PartnerRosewood Capital Associates, LPwww.rosewoodvc.comSilicon ValleyPEBusiness ServicesFinancial ServicesConsumer ProductsRetail & RestaurantMiddle MarketFounded in 1985, Rosewood focuses on companies in the following sub-sectors: Retail, Restaurants, Branded Consumer Products & Services, Financial Services, and Outsourced Business Services. With $600 million under management, Rosewood invests in profitable growth companies with trailing revenue between $25-200 million. The firm considers a variety of transaction types including growth equity, acquisition financings and recapitalizations, and is comfortable taking either a minority or majority position in its investments. Rosewood's average investment size ranges from $10-40 million, and with its co-investor relationships, can provide over $100 million of equity to an opportunity.

1 Maritime Plaza, Suite 1575 San FranciscoCA94111415-362-5526 415-362-1192

Portfolio companies include:Anna's Linenshttp://annaslinens.com/Jamba Juicehttp://www.jambajuice.com/New York Sports Clubshttp://mysportsclubs.com/Alternative Apparelhttp://www.alternativeapparel.com/store/Cobalt Boatshttp://www.cobaltboats.com/v12/index.phpVilla Apparelhttp://www.zazzle.com/villa+clothingPacific Bioscience Laboratorieshttp://www.pacificbiosciences.com/DAVACOhttp://www.davacoinc.com/3 Day Blindshttp://www.3dayblinds.com/Carino's Italianhttp://carinos.com/Hall Capital Partnershttp://www.hallcapital.com/Stir Crazyhttp://www.stircrazy.com/Rent.comhttp://www.rent.com/Ofotohttp://www.shutterfly.com/kodakgallery/index.jsp?PID=KDKG&O_URL=gallery/welcome.jspHooked on Phonicshttps://www.hookedonphonics.com/Marketron Internationalhttp://www.marketron.com/Rainbow Lighthttp://www.rainbowlight.com/HomeGrown Natural Foodshttp://homegrownnaturalfoods.com/Investment Team:Chips Adams, Managing Directorchip@rosewoodvc.comKyle Anderson, Managing Directorkyle@rosewoodvc.comPeter Breck, Managing DirectorTim Burke, Managing Directortim@rosewoodvc.comTrevor Ashley, Vice PresidentLarry Clay, ControllerBlythe Jack, Managing Directorblythe@rosewoodvc.comKevin Reilly, Managing Directorkevin@rosewoodvc.comiD Ventures America, LLCwww.idsoftcapital.comSilicon ValleyVCCommunications & NetworkingSeedEarlyExpansionFormerly known as Acer Ventures, iD SoftCapital Group is a group established by Acer founder Stan Shih and former Acer senior management to offer consulting services, and asset and venture fund management. iD Ventures America's mission is to facilitate the intellectual development of the New Economy through venture investing. iD Ventures America has been active in the venture community since 1998 with a current total of $385 million under management including $85 million in active investments through its latest funds: iD6 Fund established in 2005; iD8 Fund established in 2008; and the most recent fund, iD5 Annex Fund. iD Ventures America currently focuses on the following areas: new innovations and services for consumer electronics and multimedia applications; inventions and enhancements of ubiquitous Wireless technologies and applications; and critical components and technologies to build and support autonomous and intelligent systems. These funds are invested by Acer and other private investors. The firm's former funds, comprised of $300 million, have been fully invested into North America and Asia based companies: The Acer Technology Venture Fund and IP Fund One. Although iD has selectively participated in expansion rounds, the firm mostly invests in early-stage companies with investment amounts ranging from $500,000 to $3,000,000. The majority of investments are seed, first round, and second round venture capital financing. iD invests in start-ups in the U.S. and Canada that look to Greater China and Asia as part of their long-term growth strategy. The fund's current portfolio companies are located primarily in Silicon Valley and the Boston area.

5201 Great America Parkway, Suite 270Santa ClaraCA95054408-894-7900408-894-7939

Portfolio companies include:CoAdna Photonicshttp://www.coadna.com/2/index.htmlAnchor Semiconductorhttp://www.anchorsemi.com/Silicon Frontline Technologyhttp://www.siliconfrontline.com/Luxnethttp://luxnet.com/Mino Wireless USAhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26792679SiFotoncis Technologieshttp://sifotonics.com/mCubehttp://www.mcube-inc.com/Voltafield Technology Corporationhttp://www.voltafield.com/index.htmlOptovuehttp://www.optovue.com/SensAble Technologieshttp://sensable.com/Striivhttp://www.striiv.com/U-Systemshttp://u-systems.com/Zeohttp://www.myzeo.com/Investment Team:Dr. Ronald Chwang, Chairman & Presidentronald.chwang@acervc.comTed Lai, Partner & CFOEd Yang, PartnerRustic Canyon Ventureswww.rusticcanyon.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaEnergy & Clean TechSeedEarlyGrowthExpansionOriginally formed in 1999 as TMCT Ventures, Rustic Canyon Ventures is a venture capital firm focused on Internet/Media, Clean Technology, Technology-Enabled Process Outsourcing, Information Services, and Wireless and Wireline Broadband industries. Rustic Canyon is an early stage firm actively investing out of its third fund, closed in 2008. The firm has invested in more than forty companies to date. Rustic Canyon invests in growth companies at all stages of development. The firm's investments typically range from $100 thousand-$10 million, and it prefers to lead a round (although this is not a requisite). Rustic has a preference for California-based companies. In addition to the firm's core venture platform, Rustic has partnered with the management of US Renewables Group, Rustic Canyon/ Fontis and Saints Capital to form new funds.

475 Sansome Street, Suite 1880San FranciscoCA94111650-654-8500650-654-8520

Portfolio companies include:Auxorahttp://www.auxora.com/DataDepthhttp://www.datadepth.com/The Dealhttp://thedeal.com/CyberTrusthttp://cybertrust.com/Betawavehttp://techcrunch.com/2010/11/04/betawave/Capella Photonicshttp://www.capellainc.com/Cooking.comhttp://www.cooking.com/DECAhttp://www.deca.org/Dipityhttp://www.dipity.com/Docstochttp://www.docstoc.com/EM4http://em4inc.com/FoodLinkhttp://foodlinkny.org/Fulcrum BioEnergyhttp://www.fulcrum-bioenergy.com/Gaikaihttp://www.gaikai.com/Goodhttp://www.good.is/Hidden City Gameshttp://en.wikipedia.org/wiki/Hidden_City_GamesHyperQualityhttp://hyperquality.com/InSynchttps://www.insynchq.com/Intrepidhttp://intrepidmuseum.org/Leads360http://www.leads360.com/Live Gamerhttp://livegamer.com/LoopNethttp://www.loopnet.com/MarketFishhttp://www.marketfish.com/MediaSpanhttp://mediaspangroup.com/Meteor Entertainmenthttp://meteor-ent.com/Navigating Cancerhttps://www.navigatingcancer.com/PayDragonhttp://paydragon.com/PerfectMarkethttp://perfectmarket.com/PlayFirsthttp://www.playfirst.com/Reply!http://www.reply.com/Savings.comhttp://www.savings.com/Science, Inc.http://science-inc.com/Serious Energyhttp://www.seriousenergy.com/Investment Team:Tom Unterman, Founding Partnertom@rusticcanyon.comMark Christian, Chief Financial Officermarkc@rusticcanyon.comNate Redmond, Managing Partnernate@rusticcanyon.comNeal Hansch, Principalneal@rusticcanyon.comJohn Babcock, Partnerjohn@rusticcanyon.comEd Fu, Associateedfu@rusticcanyon.comMike Jones, Venture Partnermike@rusticcanyon.comIDG Ventures SFwww.idgvsf.comSilicon ValleyVCInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyIDG Ventures is a global network of venture capital funds with approximately $3 billion under management and a portfolio of over 220 companies built over the last 15 years. With offices in Boston, London, San Francisco, Seattle, and throughout China in Beijing, Guangzhou, Shanghai, Shenzhen, and Tianjin, IDG makes investments on behalf of its limited partner, International Data Group (IDG), the world's largest IT media company. Founded in 1997, IDG Ventures SF is part of the IDG global family of venture funds, which have invested in companies spanning North America, Europe and Asia. IDG Ventures SF invests primarily in privately-held, early stage, new media technology, E-Commerce, and IT start-up companies in the U.S. They take an active role in the success of companies, seeking opportunities to provide resources and assistance at the most critical stages of their development. IDG Ventures SF typical investment is $1 million to $5 million per round, with further participation in subsequent private rounds.

One Letterman Dr., Building D, Suite P100San FranciscoCA94129415-439-4420415-439-4428

Portfolio companies include:Double Fusionhttp://www.doublefusion.com/Mintedhttp://www.minted.com/SocialMediahttp://www.socialmedia.com/Telltale Gameshttp://www.telltalegames.com/Funziohttp://venturebeat.com/2011/05/10/funzio-raises-20m-for-social-and-mobile-games/i2wehttps://www.i2we.com/Krux Digitalhttp://www.kruxdigital.com/Olivehttp://en.wikipedia.org/wiki/OliveParking in Motionhttp://parkinginmotion.com/RootMusichttp://www.rootmusic.com/Simply Hiredhttp://www.simplyhired.com/Smartlinghttp://www.smartling.com/TuneUphttp://www.tuneupmedia.com/Vivoxhttp://en.wikipedia.org/wiki/VivoxWatchGuardhttp://www.watchguard.com/Winsterhttp://www.winster.com/BandPagehttp://www.bandpage.com/Expect Labshttp://www.expectlabs.com/Flowdockhttps://www.flowdock.com/Iddictionhttp://www.iddiction.com/Indiegogohttp://www.indiegogo.com/ParkMehttp://www.parkme.com/Prism Skylabshttp://www.prismskylabs.com/We Heart Ithttp://weheartit.com/Winsterhttp://www.winster.com/Yeswarehttp://www.yesware.com/Investment Team:Pat Kenealy, Managing Directorpk@idgventures.comAlex Rosen, Managing Directoralex@idgventures.comPhil Sanderson, Managing Directorphil@idgventures.comLorra Stone, Chief Financial OfficerTom MontgomeryTyler HeiGlobe Partnerswww.iglobepartners.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorEarlyiGlobe Partners is an Asia Pacific Venture Capital firm, founded in 1999, and headquartered in Singapore, with presence in Silicon Valley, Shanghai and Auckland, New Zealand. The firm invests in technology companies in the areas of Wireless Technology/Mobile applications, Digital Media, Cleantech, Next Generation Materials, applications of semiconductor technology, and IT/BIO convergence. iGlobe manages three funds that invest in early and later stage companies. The iGlobe Platinum Fund invests in growth and expansion stage companies in Singapore. The iGlobe Treasurey Fund is a NZ$31 million fund that invests in early stage companies in New Zealand. The iGlobe Partners Fund is a US$72.5 million fund founded in 1999. The fund focuses on investing in emerging technology companies (fabless semiconductor design, mobile communications and consumer electronics), founded by Chinese entrepreneurs in Silicon Valley, China and Singapore. The fund also has a European focus, funding European companies with products and Asian expansion plans.

5201 Great America Parkway, Suite 320Santa ClaraCA95054408-982-2126408-982-2129

Portfolio companies include:3Parhttp://en.wikipedia.org/wiki/3PARCelestryhttp://www.celestry.com/Kilopasshttp://www.kilopass.com/index.phpAicenthttp://aicent.net/Anaclehttp://www.anacle.com/Askhttp://www.uk.ask.com/IntruGuardhttp://www.intruguard.com/TeleNavhttp://maps.telenav.com/?source=defaultUnity Technologieshttp://unity3d.com/Zephyrhttp://zephyronline.com/Lypanosys Limitedhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=69630856ProjectPartnerhttp://projectpartner.com/Silicon Bluehttp://www.siliconbluetech.com/uBloxhttp://www.u-blox.com/VeriSiliconhttp://www.verisilicon.com/VKorushttp://www.vkorus.com/Xumiihttp://www.xumii.com/Fortemediahttp://www.fortemedia.com/Sparky Animationhttp://sparkyanim.com/Wise Giant Enterprisehttp://sip-trunking.tmcnet.com/news/2006/11/29/2119436.htmInvestment Team:Philip Yeo, ChairmanJoe Zaelit, Operating Partnerjoe@iglobepartners.comSoo Boon Koh, Founder & Co-Managing Partnersooboonkoh@iglobepartners.comGigi Wang, Venture PartnerJonathan K. Yu, Venture PartnerIlluminate Ventureswww.illuminate.comSilicon ValleyVCInformation TechnologySoftware & InternetSeedEarlyFounded in 2009, Illuminate Ventures is a micro VC firm led by a team with significant operating and investment track records. Illuminate provides seed and early stage capital to talented entrepreneurs who leverage the innate capital efficiencies of cloud-based computing technologies. Illuminate is typically the first institutional investor in a startup-- frequently at a point where the initial product has been developed, but "polishing" is still required prior to scaling. Investments include award-winning companies such as BrightEdge Technologies, CalmSea, Hoopla Software, Red Aril (acquired by Hearst Corporation), WildPockets (acquired by Autodesk) and Xactly Corporation.

6114 La Salle Avenue, #323OaklandCA94611510-531-6202267-202-9149

Portfolio companies include:BrightEdge Technologieshttp://www.brightedge.com/CalmSeahttp://calmseainc.com/Hoopla Softwarehttp://hoopla.net/Red Arilhttp://coreaudience.com/WildPocketshttp://www.youtube.com/user/WildPocketsXactlyhttp://www.xactlycorp.com/Influitivehttp://influitive.com/Yoziohttp://www.yoziofrozenyogurt.com/Investment Team:Cindy Padnos, Founder & Managing Partnercpadnos@illuminate.comRebecca Norlander, Venture PartnerCliff Higgerson, Strategic Portfolio AdvisorPia Camenzind, Chief Financial OfficerSarah Cone, Venture AssociateIn Cube, Inc.www.incubelabs.comSilicon ValleyIMedical DeviceSeedEarlyIn Cube was formed in 1995 as a Medical Device incubator in the Bay area by Mir Imran, the founder of several medical device companies. InCube's process starts by identifying major unmet clinical needs, understanding their underlying disease processes, and then evaluating available treatments. Since its inception, InCube Laboratories has incubated 20 medical device companies - financed to date by approximately $210 million of investment capital. The first 6 ventures have already exited, returning $790 million, while the more recent eight ventures are continuing to grow and create value. The incubator is affiliated with the DFJ Incube Ventures Fund (see profile).

2051 Ringwood Ave San JoseCA95131408-457-3730

Portfolio companies include:Entrackhttp://www.entrack.com/Pythonhttp://www.python.org/Spinal Modulationhttp://spinalmodulation.com/Zonarehttp://www.zonare.com/Cardiac Pathwayshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26079Corhythmhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=113896774Data Trakhttp://www.data-trak.com/Fe3http://en.wikipedia.org/wiki/IronIntec Systemshttp://intec2000.com/Intella Interventionalhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=30054Intrapacehttp://intrapace.com/Neurolinkhttp://www.neurolinkglobal.com/NFocushttp://www.nfocus.com/Percusurgehttp://medical-dictionary.thefreedictionary.com/PercuSurgePhysiometrixhttp://www.hospira.com/L3 Communicationshttp://www.l-3com.com/Reflowhttp://www.reflow.com/VidaMedhttp://vidamed.com/Investment Team:Mir A. Imran, Chairman & CEOmir@in-cube.comMir Hashim, Vice President, Research & DevelopmentStephanie McGrory, VP, Business Developmentstephanie@incubelabs.comSyed Zaidi, Vice President, Finance & OperationsBen Tranchina, Vice President, EngineeringPhil Morgan, Vice President, ICL TexasMatt Harrison, Vice President, ICL TexasJoel Harris, Senior Director of Intellectual PropertyAndrew Mangogna, Director, SoftwareINC3 Ventures, LLCwww.inc3vc.comSilicon ValleyVCInformation TechnologySeedEarlyINC3 Ventures, LLC is a Silicon Valley based Venture Capital investment fund with emphasis on investing in companies targeting Consumer Internet, Semiconductor, Hardware & Embedded Software IP and Appliances markets. The Fund prefers to invest in seed and early stage companies with operations in Silicon Valley and/or India. INC3 has a preference for investing in start-ups that have or expect to have U.S.-India cross border operations. The Fund's direct investment amount ranges from $250K to $1M depending upon the investment scenario of leading the financing round or co-investing with other VC Funds.

5201 Great America Parkway, Suite 457Santa ClaraCA95054408-330-0917 408-317-2300

Portfolio companies include:Gayteshttp://gaytescorp.com/Bristleconehttp://www.bcone.com/Coaxialhttp://en.wikipedia.org/wiki/Coaxial_cableChip Engineshttp://www.engineperformancechip.com/Baypacketshttp://www.agnity.com/Paxonethttp://www.design-reuse.com/news/4000/paxonet-communications-semiconductor-veteran-board-directors.htmlVengineshttp://en.wikipedia.org/wiki/Game_engineKenati Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=7755866Investment Team:Dhimant N. Bhayani, Managing PartnerBipin A. Shah, Managing Partnerbshah@inc3ventures.comIncubicwww.incubic.comSilicon ValleyVCSoftware & InternetCommunications & NetworkingSemiconductorLife Sciences & HealthcareMedical DeviceSeedEarlyIncubic is a venture capital firm investing a $100M fund. Since 2000, Incubic has invested or committed about $40M of that fund to the companies in its portfolio. Incubic has diverse market interests, but prefers markets where a core technology can make a difference that is very valuable. Markets addressed by the firm's present portfolio include: communications, cable television infrastructure, research instrumentation, life science research, cancer diagnostics, specialized microprocessors, memory, and EDA software. However, Incubic is interested in medical devices as well. The group has invested as little as $100K into a start-up, and as much as $5M in a single round. The firm's average has been about $5M over the life of the company (and as high as $10M). Incbuic's focus is seed investments, although the firm will consider late-stage companies.

545 Middlefield Road, Suite 130Menlo ParkCA94025650-279-2489650-941-7267

Portfolio companies include:Grandishttp://grandisinc.com/Greystripehttp://www.greystripe.com/Nellixhttp://www.endologix.com/Tria Beautyhttp://www.triabeauty.com/Precision Photonicshttp://www.precisionphotonics.com/Aurrionhttp://www.aurrion.com/MBio Diagnosticshttp://mbiodx.com/YesVideohttp://www.yesvideo.com/Investment Team:Milton Chang, Founder and Managing Director, 650-961-2223miltonchang@incubic.comNick Colella, Co-Director, 408-761-4164ncolella@incubic.comIndoUS Capital, LLCwww.iuvp.comSilicon ValleyVCInformation TechnologyEarlyGrowthIndoUS Ventures is a leading venture capital firm which provides early and mid-stage funding to new or growing businesses in India. Co-founded by Vinod K. Dham and Vani Kola, the firm invests in businesses that leverage accelerated, long-term growth prospects and capital efficiencies.

3945 Freedom Circle, Suite 760Santa ClaraCA95054408-919-9900408-919-9912

Portfolio companies include:InSilicahttp://insilicalabs.com/Minekeyhttp://minekey.com/Obopayhttps://www.obopay.com/index.phpVIAhttp://www.viaitaliantable.com/Atterohttp://www.attero.in/Connectivahttp://www.connectivasystems.com/mGingerhttp://mginger.com/Monarchhttp://www.monarchinnovative.comPre Media Globalhttp://www.premediaglobal.com/VenSathttp://vensat.in/Basizhttp://www.basizfa.com/Gradatimhttp://gradatim.co.in/ISGNhttp://www.isgn.com/Microqualhttp://www.microqual.com/Myntrahttp://www.myntra.com/Pressmarthttp://www.pressmart.com/Bay Talkitechttp://www.baytalkitec.com/IDenizenhttp://www.smartcampus.in/MedPlushttp://www.medplus.com/Seventymmhttp://shop.seventymm.com/Visionary RCMhttp://visionaryrcm.com/Apalyahttp://www.mimobi.tv/apalya/Carzhttp://www.carz.com/Jasperhttp://en.wikipedia.org/wiki/JasperOnward Mobilityhttp://onwardmobility.com/Investment Team:Vinod Dham, Executive Managing Directorvin@iuvp.comVani Kola, Managing Directorvani@iuvp.comKumar Shiralagi, Managing Directorkumar@iuvp.comSampath Pudhukottai, Principalsampath@iuvp.comSumit Jain, Vice Presidentsumit@iuvp.comKarthik Nageswaran, Controllerkarthik@iuvp.comRaj Chinai, Principalraj@iuvp.comIndustry Ventures, LLCwww.industryventures.comSilicon ValleyVCSECInformation TechnologyEarlyGrowthIndustry Ventures is an investment firm that capitalizes on inefficiencies in venture capital and technology growth equity. Founded in 2000, the firm manages $1 billion of institutional capital. Industry Ventures invests with two strategies: i) secondary funds that offer liquidity alternatives for direct investments and limited partnership interests and ii) funds of funds, known as Partnership Holdings, that invest in smaller funds with outsized return potential. For Secondary Investments, Industry Ventures focuses on later-stage companies with substantial revenue and at or near profitability. The firm has an emphasis on transactions from $1 - $20 million. For Partnership Holdings, Industry Ventures invests in smaller venture capital funds less than $250 million in size.

750 Battery Street, 7th Floor San FranciscoCA94111415-273-4201 415-391-7262

Portfolio companies include:Access Closurehttp://www.accessclosure.com/Atherotechhttp://atherotech.com/Endforcehttp://www.sophos.com/Vantrahttp://www.vantra.co.uk/Airwide Solutionshttp://mavenir.com/Broadsofthttp://www.broadsoft.com/CardioFocushttp://cardiofocus.com/CellzDirecthttp://www.invitrogen.com/site/us/en/home/Products-and-Services/Applications/Drug-Discovery/adme-tox.html?CID=oldcellzdirectGlassHousehttp://www.glasshouse.com/Ingenuityhttp://ingenuity.com/Jajahhttp://www.jajah.com/MedeAnalyticshttp://www.medeanalytics.com/Overland Storagehttp://www.overlandstorage.com/Workstreamhttp://www.workstreaminc.com/Aurora Networkshttp://www.aurora.com/BillMeLaterhttps://www.billmelater.com/index.xhtmlBlack Spider Technologieshttp://www.linkedin.com/company/blackspider-technologiesDrugstore.comhttp://www.drugstore.com/MyFabrikhttp://www.lifestudio.com/Sabrixhttp://onesource.thomsonreuters.com/solutions/indirect-tax/Turntable.fmhttp://turntable.fm/Zendhttp://www.zend.com/Investment Team:Hans Swildens, Founder and Managing Directorhans@industryventures.comJustin Burden, Managing Directorjustin@industryventures.comMike Gridley, Managing Directormike@industryventures.comVictor Hwang, Managing Directorvictor@industryventures.comWill Quist, Managing Directorwill@industryventures.comRoland Reynolds, Managing Directorroland@industryventures.comKen Wallace, Managing Directorken@industryventures.comRobert May, Chief Financial Officer and COOrobert@industryventures.comRWI Groupwww.rwiventures.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorEarlyRWI Group focuses on software, networking, semiconductor-related, and life science companies. In an initial financing round, RWI Group looks to provide between $500,000 and $4.0 million. The firm's goal is to invest up to $7.0 million in a company over the lifetime of an investment. Geographically speaking, most of RWI's portfolio companies are based in Silicon Valley, however, it is not a requirement. Donald Lucas, of RWI, has also founded Lucas Venture Group (see profile).

900 E. Hamilton AvenueCampbellCA95008408-879-7343408-879-7205

Portfolio companies include:Blue Archttp://www.bluearc.com/Red Condorhttp://www.redcondor.com/Infinerahttp://infinera.com/BulldogIThttp://www.bulldogit.org/?p=24Revinetixhttp://www.revinetix.com/Turin Networkshttp://www.networkworld.com/news/2009/010509-force10-turin-merge.htmlA-MAX Technologyhttp://www.amaxhk.com/eSiliconhttp://www.esilicon.com/SiGe Semiconductorhttp://www.skyworksinc.com/Products_SiGe.aspxVimicrohttp://www.vimicro.com/english/Response Analyticshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=31335758Barosensehttp://barosense.com/Paracor Medicalhttp://www.paracormedical.com/Sonitus Medicalhttp://sonitusmedical.com/Voyage Medicalhttp://voyagemedical.com/Investment Team:Donald A. Lucas, Founding Managing Directordlucas@rwigroup.comWilliam R. Baumel, Managing Directorwbaumel@rwigroup.comAlexis T. Lakes, Chief Financial Officeralakes@rwigroup.comMark J. Foley, Managing Directormfoley@rwigroup.comSaints Ventureswww.saintsvc.comSilicon ValleyVCSECInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialConsumer ProductsEarlyGrowthSaints is a leading direct secondary acquirer of venture capital and private equity investments in emerging growth companies around the globe. The firm also makes traditional direct venture capital investments on a primary basis and in special situations in technology, healthcare, consumer and industrial companies in the United States. Saints is headquartered in San Francisco, with investment professionals in Europe and in Asia. Saints is currently investing out of Saints Capital VI, LP, a blind pool fund. Typical transaction sizes range between $5MM - $15MM for single companies and $30MM to over $200MM for portfolio transactions. The firm currently manages over fifty investment portfolios totaling investment stakes in more than 200 companies, aggregating over $1 billion in investment capital.

475 Sansome Street, Suite 1850San FranciscoCA94111415-773-2080415-835-5970

Portfolio companies include:ANDA Networkshttp://anda.andanet.com/Blue Pumpkinhttp://verint.com/contact_center/section2a.cfm?article_level2_category_id=21&article_level2a_id=278eVoicehttp://www.evoice.com/eSpochttp://www.espoc.com/Acorda Therapeuticshttp://www.acorda.com/Acsishttp://www.acsisinc.com/Actelis Networkshttp://www.actelis.com/ActiveVideo Networkshttp://activevideo.com/Aicenthttp://aicent.net/Air2Webhttp://www.air2web.com/Alliance Global Serviceshttp://www.allianceglobalservices.com/Alliance Life Scienceshttp://alscg.com/Angie's Listhttp://www.angieslist.com/AngioScorehttp://www.angioscore.com/Art.comhttp://www.art.com/CardioMEMShttp://www.cardiomems.com/Chegghttp://www.chegg.com/Cianna Medicalhttp://www.ciannamedical.com/CircuLitehttp://circulite.net/Coherexhttp://www.coherex.com/Direct Flow Medicalhttp://www.directflowmedical.com/DiscoveRxhttp://www.discoverx.com/eHarmonyhttp://www.eharmony.com/Enanta Pharmaceuticalshttp://www.enanta.com/Investment Team:Kenneth B. Sawyer, Managing Directorken@saintsvc.comDavid P. Quinlivan, Managing Directordavid@saintsvc.comScott Halstead, Managing DirectorMike Boggs, Vice PresidentRobert Keppler, Chief Financial Officerbob@saintscapital.comBalazs Veress, Senior Associatebveress@saintscapital.comGhia Griarte, Managing Directorghia@saintscapital.comZack Scott, Directorzscott@saintsvc.comNiko von Huetz, Directorniko@saintsvc.comPete Peterson, Vice Presidentppeterson@saintscapital.comPriya Saiprasad, Associatepsaiprasad@saintscapital.comSan Francisco Equity Partnerswww.sfequitypartners.comSilicon ValleyVCPESoftware & InternetBusiness ServicesConsumer ProductsRetail & RestaurantExpansionMiddle MarketSan Francisco Equity Partners is a private equity firm focused on expansion-stage companies within the consumer products & services, and business services. The firm was founded in partnership with LMS Capital to offer its portfolio companies access to a global network of industry contacts and deep financial resources. The firm's partners have collectively been involved in over 30 public offerings, 50 M&A transactions, and 100 private equity transactions. Within the firm's target industries, San Francisco Equity seek equity investments in companies with revenues ranging from $5 million - $75 million (near-profitable to $10 million of EBITDA). The target investment size is $5 million - $30 million.

50 California Street, Suite 1320San FranciscoCA94111415-738-1200 415-296-1162

Portfolio companies include:Luxury Linkhttp://www.luxurylink.com/Method Productshttp://methodhome.com/Yes Tohttp://yestocarrots.com/Penguin Computinghttp://www.penguincomputing.com/Zoom Eyeworkshttp://www.zoomeyeworks.com/The Guildhttp://www.watchtheguild.com/ICU Eyewearhttp://www.icueyewear.com/Investment Team:Scott Potter, Founding Managing Partnerspotter@sfequitypartners.comJulie Bell, Partnerjbell@sfequitypartners.comDavid Mannix, Vice Presidentdmannix@sfequitypartners.comJulie Bowyer, Executive Assistant and Office ManagerSand Hill Angelswww.sandhillangels.comSilicon ValleyAInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorEnergy & Clean TechLife Sciences & HealthcareMedical DeviceSeedEarlyFounded 2000, Sand Hill Angels is a 60+ member group of successful Silicon Valley technology professionals dedicated to the formation and growth of startup companies. The group invests in private companies at all stages and favors technology investments in clean technology, Internet startups, information sciences and life sciences. In the Information Sciences, Sand Hill is particularly active in Semiconductors, Enterprise Software, Storage and Communications. In the Life Sciences, the group's interests include medical devices, diagnostics and bioinformatics. Sand Hill Angels typically invests $300K to $500K at a pre-money valuation of less than $5 million. The group either invests as part of a seed or Series A round, or a later-state bridge investment.

370 Convention WayRedwood CityCA94063

Portfolio companies include:Acoustic Technologieshttp://www.acoustictech.com/Content Nowhttp://www.contentnow.co.uk/Liftopiahttp://www.liftopia.com/Intelleflexhttp://intelleflex.com/Ploomhttp://www.ploom.com/CleanPower Financehttp://www.cleanpowerfinance.com/Picollagehttp://piccollage.com/uploadVaxarthttp://vaxart.com/WaterSmarthttp://www.watersmart.net/Figure8http://www.gofigure8.com/Catheter Connectionshttp://catheterconnections.com/OncoHealthhttp://oncohealthcorp.com/Pathwork Diagnosticshttp://www.pathworkdx.com/Upstarthttp://www.highsmith.com/upstart/Ploomhttp://www.ploom.com/Orbital Datahttp://orbitaldata.net/BiPar Scienceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=13375024VenJuvohttp://www.makeuseof.com/dir/venjuvo/Pandesahttp://www.pandesa.com/Mojo Mobilityhttp://mojomobility.com/Turpitudehttp://en.wikipedia.org/wiki/Moral_turpitudeGlobal Fresh Foodshttp://globalfreshfoods.com/Whodinihttp://en.wikipedia.org/wiki/WhodiniNiveus Medicalhttp://www.manta.com/c/mtm5k5c/niveus-medicalAppBistrohttp://appbistro.com/Investment Team:Andrea Zurek, MemberAnurag Nigam, Memberanu@sandhillangels.comSarosh Kumana, Vice-Presidentsaroshk@aol.comJim Connor, DirectorMarkus Fromherz, DirectorRick Lazansky, DirectorStephen Pollitt, DirectorTed McCluskey, DirectorTom Chiu, DirectorSherman Ting, PresidentDon Ross, Memberdross@sandhillangels.comJohn Hall, DirectorChris Crump, MemberBain Capital Ventureswww.baincapitalventures.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareLife Sciences & HealthcareBusiness ServicesConsumer ProductsSeedEarlyGrowthExpansionBain Capital Ventures is the venture arm within Bain Capital, which has approximately $66 billion of assets under management worldwide. The firm's history of investing in early stage companies dates back to 1984 with over 125 venture investments since inception. Bain Capital Ventures manages $2 billion of assets, has over 70 active portfolio companies, and has offices in Boston, New York, and Palo Alto. The firm's investments range from several hundred thousand dollars of seed capital up to $50 million of growth equity capital. The firm recently raised a $600 million fund, its largest to date. Bain invests across a variety of industries, including business services, consumer, healthcare, internet & mobile, and software.

335 Bryant StreetPalo AltoCA02199650-798-2500650-798-2501

Portfolio companies include:blip.mehttp://www.blip.me/broadcast/DoubleClick Digital Marketinghttp://www.google.com/doubleclick/eCredithttp://www.ecredit.com/Gartner Grouphttp://www.gartner.com/technology/home.jspGameLogichttp://www.gamelogic.com/LinkedInhttp://www.linkedin.com/SquareTradehttp://www.squaretrade.com/pages/EcoSensehttp://ecosenselighting.com/Stampedhttp://www.stamped.com/HookLogichttp://hooklogic.com/Blip.TVhttp://blip.fm/AdReadyhttp://www.adready.com/Billtrusthttp://www.billtrust.com/National Cardiovascular Partnershttp://ncplp.com/ScaleBasehttp://www.scalebase.com/4momshttp://www.4moms.com/Stackdriverhttp://www.stackdriver.com/Total Attorneyshttp://www.totalattorneys.com/Tracelyticshttp://www.tracelytics.com/Zero Turnaroundhttp://zeroturnaround.com/eXperticityhttp://www.experticity.com/Liazonhttp://www.liazon.com/Investment Team:Michael A. Krupka, Managing Director, 617-516-2616mkrupka@baincapital.comBen Holzman, Partnerbholzman@baincapital.comJeffrey M. Schwartz, Managing Director, 617-516-2626jmschwartz@baincapital.comAjay Agarwal, Managing Director, 617-516-2608aagarwal@baincapital.comScott Friend, Managing Directorsfriend@baincapital.comBenjamin Nye, Managing Director, 617-516-2744bnye@baincapital.comJeff Crisan, Managing Director, 617-516-2234jcrisan@baincapital.comDeepak Sindwani, Partnerdsindwani@baincapital.comTodd MacLean, Managing Directortmaclean@baincapital.comJohn Connolly, Managing Directorjconnolly@baincapital.comMark Midle, Principalmmidle@baincapital.comIndranil Guha, Principaliguha@baincapitalventures.comBand of Angelswww.bandangels.comSilicon ValleyVCAInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorLife Sciences & HealthcareSeedEarlyThe Band of Angels is a formal group of more than 130 former and current high tech executives who are interested in investing their time and money into new, cutting edge, startup companies. Since 1994, Band members have seeded 225 companies, with 50+ profitable M&A exits and 9 Nasdaq IPOs. Band members have founded companies such as Symantec, Logitech, and National Semiconductor and been senior executives at the likes of Sun Microsystems, Hewlett Packard, and Intuit. The group has invested more than $208 million. The group invests in the range of $300k to $750k, but often leads a syndication of $2-3M. Generally the group expects to own a third of the company for a $1M investment. The Band invests across all high technology categories, with the majority of these investments made in the seed or early round (Series A or B). The group also operates The Band of Angels Fund, LP, a $50M venture fund comprised exclusively of institutional partners. The fund co-invests exclusively in deals that are subscribed to by members of the Band of Angels. In 2009 the Band raised a 3rd side fund, called Acorn Fund, which caters to "scrappy entrepreneurs who need just a little bit of capital."

535 Middlefield Road, Suite 190 Menlo ParkCA94025

Portfolio companies include:Rapidmoneyhttp://www.rapid-money.com/Quindihttp://www.quindi.com/Arcwavehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=112790Jobflashhttp://findarticles.com/p/articles/mi_m0EIN/is_2003_May_29/ai_102537136/Geometrixhttp://www.geometrixco.com/MBA Polymershttp://www.mbapolymers.com/home/Ordinatehttp://en.wikipedia.org/wiki/OrdinateAlpine Micro Systemshttp://investing.businessweek.com/research/stocks/private/people.asp?privcapId=139805Aura Communicationshttp://auracomm-bd.com/Billions of Operations Per Secondhttp://topics.vlex.com/tags/billions-of-operations-per-second-inc-3002786C Level Designhttp://www.c-level-design.com/ChipScalehttp://www.chipscalereview.com/Chipwright Deisgnshttp://www.chipwrights.com/Diagonal Systems Holdinghttp://www.footballreferee.org/assistant_referees_diagonal.phpFidelicahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=718065Global Factoryhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=427640innoCommhttp://www.innocomm.com/AeroPrisehttp://www.crunchbase.com/company/aeropriseBroadbandPhysicshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=1090483Consortehttp://www.consortemarketing.com/Ensendahttp://ensenda.com/Experclickhttp://expertclick.com/Genitope Corporationhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?ticker=GTOPMFormahttp://www.rockyou.com/Native Mindshttp://nativemind.net/Nellixhttp://www.endologix.com/Therativehttp://www.therative.com/Investment Team:Ian Patrick Sobieski, Managing Directorian@bandangels.comTim Massey, Principaltim@bandangels.comEd Canty, Chief Financial OfficerNicola Corzine, Deal ManagerTim Taylor, Oral Presentation CoachBaseline Ventureswww.baselinev.comSilicon ValleyASoftware & InternetSeedEarlyFounded in 2006 by Steve Anderson, Baseline Ventures targets early-stage companies who need help with the funding gap between inividual investors and institutional venture capital. Baseline has invested in more than 60 companies, and has helped more than 20 companies exit, including Heroku (acquired by Saleforce.com), CoTweet (acquired by ExactTarget), GeoAPI (acquired by Twitter), IndexTank (acquired by LinkedIn), and Rupture (aquired by EA).

3101 Clay StreetSan FranciscoCA94115

Portfolio companies include:Instagramhttp://instagr.am/Twitterhttp://twitter.com/StumbleUponhttp://www.stumbleupon.com/Weeblyhttp://www.weebly.com/TRUSTehttp://www.truste.com/TrialPayhttp://www.trialpay.com/Blekkohttp://blekko.com/Weeblyhttp://www.weebly.com/Avocadohttps://avocado.io/Mango Healthhttp://www.mangohealth.com/nWayhttp://nway.com/Pinfluencerhttp://www.pinfluencer.com/Shape Securityhttp://shapesecurity.com/Tastemakerxhttp://tastemakerx.com/Seesawhttp://en.wikipedia.org/wiki/Teeter_totterGiftlyhttp://www.giftly.com/Crashlyticshttp://try.crashlytics.com/Stitch Fixhttps://www.stitchfix.com/Investment Team:Steve Anderson, Foundersteve@baselinev.comBay City Capitalwww.baycitycapital.comSilicon ValleyVCLife Sciences & HealthcareAgriculture & Agricultural ScienceSeedEarlyBay City Capital was established in 1997 as an equal partnership between The Craves Group, LLC and certain Pritzker family business interests for the purpose of managing investment funds in the life sciences industry and related activities. Since that date, the firm has managed eight investment funds representing $1.6 billion in committed capital and invested in over 90 companies. Five of these funds are general life sciences funds and three are sector funds. In addition, Bay City serves as the investment advisor for The North American Nutrition and Agribusiness Fund, LP (NANAF), a sector fund, representing $111 million in committed capital. Bay City Capital seeks to maintain a balanced and diversified portfolio across the various life sciences sectors and with companies at various stages of development.

750 Battery Street, Suite 400 San FranciscoCA94111415-676-3830 415-837-0503

Portfolio companies include:BrainCellshttp://www.braincellsinc.com/EnteroMedicshttp://www.enteromedics.com/IDev Technologieshttp://www.idevmd.com/Madrigal Pharmaceuticalshttp://madrigalpharma.com/Metabolexhttp://www.metabolex.com/Nevrohttp://www.nevro.com/Vivaldi Bioscienceshttp://vivaldibiosciences.com/Aciexhttp://www.aciexrx.com/Cadence Pharmaceuticalshttp://www.cadencepharm.com/Conatus Pharmaceuticalshttp://www.conatuspharma.com/Dermirahttp://dermira.com/Epizymehttp://www.epizyme.com/Hyperion Therapeuticshttp://www.hyperiontx.com/ITC Medicalhttp://www.itcmed.com/Poniard Pharmaceuticalshttp://poniardpharmaceuticals.com/PTC Therapeuticshttp://www.ptcbio.com/Sunesishttp://www.sunesis.com/Investment Team:Fred Craves, Ph.D., Partner and Managing DirectorCarl Goldfischer, M.D., Partner and Managing Directorcarl@baycitycapital.comKirby Bartlett, Operating Partner and Chief Administrative OfficerRoss Bersot, CFA, PartnerJeanne Cunicelli, Partnerjeanne@baycitycapitalWilliam G. Gerber, M.D., PartnerDouglass B. Given, M.D., Ph.D., PartnerRob Hopfner, PhD, MBA, PartnerDayton Misfeldt, PartnerLionel Carnot, PartnerJudy Koh, Operating Partner and Chief Financial OfficerMin Cui, Ph.D., PartnerBay Grove Capital, LLCwww.baygrovecapital.comSilicon ValleyPEMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionFinancial ServicesConsumer ProductsRetail & RestaurantMiddle MarketBay Grove seeks $5 million to $100 million equity investments in U.S.-based companies between $20 million and $500 million in aggregate size. The firm targets businesses that are cash flow positive; are growing or have a viable path to growth; have high returns on capital; and, most importantly, have strong management teams. Bay Grove does not invest in venture capital opportunities including high tech or life sciences. The firm is flexible in the way it invests and considers buyouts, growth equity, recapitalizations, structured investments and co-investments with other private equity firms. Sectors of interest and areas of expertise include: cold storage/distribution/logistics; business services; consumer/retail; energy/power; dental and health care services; banking; and media/entertainment manufacturing. Bay Grove invests for a select group of family offices, high net worth individuals, executives, and investment professionals.

423 Washington Street, 7th FloorSan FranciscoCA94111415-229-7953415-229-7954

Portfolio companies include:Terminal Freezershttp://terminalfreezers.com/Flint River Serviceshttp://www.flintriverservices.com/CityIce Cold Storagehttp://www.seafreeze.com/Seafreeze Cold Storagehttp://www.seafreeze.com/Investment Team: Kevin Marchetti, Managing Directorkevin@baygrovecapital.comAdam Forste, Managing Directoradam@baygrovecapital.comDavid Brandes, Managing DirectorDavid Ross, Executive DirectorKristina Hentschel, CPA, Director of OperationsEd Lam, AssociateBay Partnerswww.baypartners.comSilicon ValleyVCInformation TechnologyCommunications & NetworkingSeedEarlySince its founding in 1976, Bay Partners, an early stage venture capital firm with over $1 billion of capital under active management, has invested in, and nurtured, over 350 technology start-ups. Bay is currently investing its eleventh venture fund, its $285 million Fund 11, and is also making follow-on investments from its $385 million Fund 10. Bay has become a leading SaaS venture capital firm with notable current investments such as Eloqua, Xactly, Cornerstone on Demand, and eProject. Bay invests in early stage companies either through the seed track ($250K-$750K) in bold, out-of-the-box capital-efficient ideas, or through the more typical early stage track ($1M-$7M) in early product development stages of companies. Bay Partners focuses its energies on providers of both wireline and wireless communications equipment, and the software and services that run in these distributed networks.

2180 Sand Hill Road, Suite 345Menlo ParkCA94025650-854-1500650-854-1515

Portfolio companies include:Buddy Mediahttp://www.buddymedia.com/Cornerstone on Demandhttp://www.cornerstoneondemand.com/Eloquahttp://www.eloqua.com/about/LendingClubhttp://www.lendingclub.com/PurePlayhttps://www.pureplay.com/Tealeafhttp://www.tealeaf.com/Zenprisehttp://www.zenprise.com/SpringSourcehttp://www.springsource.org/DynaTracehttp://www.compuware.com/application-performance-management/dynatrace-enterprise.htmlGuidewire Softwarehttp://www.guidewire.com/Cornerstone On Demandhttp://www.cornerstoneondemand.com/Interact911http://www.interact911.com/Apigeehttp://apigee.com/LiveMediahttp://livemedia.in/Like.comhttp://www.like.com/M-Factorhttp://mfactor.com/Xactlyhttp://www.xactlycorp.com/Investment Team:Neal Dempsey, General Partnerneal@baypartners.comStu Phillips, General Partnerstu@baypartners.comSalil Deshpande, General Partnersalil@baypartners.comBenhamou Global Ventures, LLCwww.benhamouglobalventures.comSilicon ValleyAInformation TechnologyEarlyFormed in 2003, Benhamou Global Ventures invests and plays an active role in innovative high tech firms throughout the world. The firm is operated by Eric Benhamou, the former CEO of 3Com. BGV's accomplishments center on the creation and intelligent deployment of information technology towards improving the performance of businesses and non-profits, and the quality of life of individuals around the world. The firm invests Eric Benhamou's personal capital, and aims to offer entrepreneurs a real-time education in running a high-tech business along with funding. Benhamou Global Ventures maintains relationships with several Silicon Valley lenders and venture capital companies firms as well, including Accel Partners, Allegis Capital, and Northwest Venture Partners.

540 Cowper Street, Suite 200Palo AltoCA94301650-324-3680650-473-1347

Portfolio companies include:Red Herringhttp://www.redherring.com/PureWave Networkshttp://www.purewavenetworks.com/my6sensehttp://www.my6sense.com/ConteXtreamhttp://contextream.com/Tilerahttp://tilera.com/CrestaTechhttp://www.crestatech.com/Cypresshttp://www.cypress.com/Dasienthttp://www.dasient.com/Mobissimohttp://www.mobissimo.com/SwiftTesthttp://www.swifttest.com/Finjanhttp://en.wikipedia.org/wiki/FinjanReal Networkshttp://www.realnetworks.com/Investment Team:Eric Benhamou, Chairman and CEOEric@BenhamouGlobalVentures.comAnik Bose, PartnerCarla Lindsay, Executive AssistantCarla@BenhamouGlobalVentures.comBenchmark Capitalwww.benchmark.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingFinancial ServicesEarlyFounded in 1995, Benchmark has invested in more than 250 startups. The firm's investments range in size from as little as $100,000 to as much as $10 or $15 million. Typically, Benchmark invests $3 to $5 million initially and expects to invest $5 to $15 million over the life of a company. Benchmark focuses its investments on early stage opportunities in enterprise software and services, communications & security, semiconductors, mobile computing, consumer services and financial services. The firm maintains an additional office in San Francisco.

2480 Sand Hill Road, Suite 200Menlo ParkCA94025650-854-8180650-854-8183

Portfolio companies include:Asanahttp://asana.com/Collabnethttp://www.collab.net/Dropboxhttp://www.dropbox.com/Edmodohttp://www.edmodo.com/GrubHub.comhttp://www.grubhub.com/Linden Labhttp://lindenlab.com/oDeskhttps://www.odesk.com/Twitterhttp://twitter.com/1stdibshttp://www.1stdibs.com/Ambarellahttp://www.ambarella.com/art.comhttp://www.art.com/avvohttp://www.avvo.com/axiomhttp://en.wikipedia.org/wiki/AxiomBlazenthttp://www.blazent.com/Bokuhttp://www.boku.com/Collabnethttp://www.collab.net/Conduithttp://www.conduit.com/Couchsurfinghttp://www.couchsurfing.org/Coverityhttp://coverity.com/D2Shttp://www.design2silicon.com/Domohttp://www.domo.com/DotCloudhttp://www.dotcloud.com/Yelphttp://www.yelp.com/ZenDeskhttp://www.zendesk.com/ZipRealtyhttp://www.ziprealty.com/Uberhttps://www.uber.com/Grockithttps://grockit.com/Snapchathttp://www.snapchat.com/1stdibshttp://www.1stdibs.com/DogVacayhttp://dogvacay.com/elasticsearchhttp://www.elasticsearch.org/Meteor Entertainmenthttp://meteor-ent.com/Scale Computinghttp://scalecomputing.com/Investment Team:Mitch Laskey, General Partnermlaskey@benchmark.comBruce Dunlevie, General Partnerbdunlevie@benchmark.comBill Gurley, General Partnerbgurley@benchmark.comKevin Harvey, General Partnerkharvey@benchmark.comBob Kagle, General Partnerrkagle@benchmark.comPeter Fenton, General Partnerpfenton@benchmark.comSteve Spurlock, General Partnersspurlock@benchmark.comMatt Cohler, General Partnermatt@benchmark.comBerkeley International Capital Corporationwww.berkeleyvc.comSilicon ValleyVCInformation TechnologyGrowthExpansionBerkeley International Capital Corporation (BICC) arranges private placement investments into rapidly growing technology companies. Investments range typically between $1 million and $50 million in size with a preferred transaction size of $5 to $25 million. Investments are typically made in later-stage companies as development capital. These companies are near alpha test of their launch product and need to scale up their engineering, marketing and sales infrastructure. Berkeley has invested over $2.1 billion in later-stage private companies.

650 California Street, 26th FloorSan FranciscoCA94108415-249-0450

Portfolio companies include:Ceonhttp://www.ceon.utep.edu/Fastchiphttp://fastchip.com/KnowledgeNethttp://www.knowledge.net.nz/Mahi Networkshttp://en.wikipedia.org/wiki/Mahi_NetworksTelerahttp://en.wikipedia.org/wiki/TeleraTriscendhttp://www.xilinx.com/prs_rls/xil_corp/0435_triscend_acquisition.htmWestwave Communicationshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=36568Alacritechhttp://www.alacritech.com/Catenahttp://catenawines.com/Agility Communicationshttp://www.agilitycg.com/Alacritechhttp://www.alacritech.com/BeamReach Networkshttp://www.beamreachnetworks.com/BRECIS Communicationshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=136255Catena Networkshttp://www.catenatech.com/KnowledgeNethttp://www.knowledgenet.com/LightChiphttp://business.highbeam.com/company-profiles/info/1228220/lightchip-incLongBoard, Inchttp://www.longboardinc.com/Xtera Communicationshttp://www.xtera.com/Investment Team:Halsted W. Wheeler, Principalhwheeler@berkeleyvc.comArthur Trueger, FounderMichael J. Mayer, Principalmmayer@berkeleyvc.comRobert A. Cornman, Principalrcornman@berkeleyvc.comBerkeley Ventureswww.berkeleyventures.comSilicon ValleyIInformation TechnologySoftware & InternetSeedFounded in 2009, Berkeley Ventures is an accelerator focused on helping startups in sectors including, but not limited to, internet, software, mobile, clean energy, and gaming. Berkeley offers access to mentors and advisors, introductions to investors, incubator space, connections to local talent/resources, and a year round program to help these companies grow. Berkeley Ventures has 8,400 sq ft of space in Berkeley, California and offers an initial period of free rent, with a month to month lease thereafter. Firms receive private office space, access to printers, copy, fax, and other administrative services. The facility has multiple conference rooms for quiet meetings, confidential calls, and collaborative work. Berkeley Ventures helps tenants with incorporation, operating agreements, and other legal work that might be necessary in launching. Berkeley Ventures will receive an equity stake ranging from 3% to 9%, and provides additional Seed capital for select companies.

727 Allston Way, Suite CBerkeleyCA94710510-725-2180

Portfolio companies include:Proxpur Labshttp://proxpurlabs.com/Blaze Mobilehttp://blazemobile.com/Shastichttp://www.shastic.com/CodeEvalhttp://codeeval.com/Power2Switchhttps://power2switch.com/FI InfoNethttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=61732857WAPIShttp://solarcooking.wikia.com/wiki/Water_Pasteurization_IndicatorVirtual Labshttp://msdn.microsoft.com/en-us/aa570323BuySquarehttps://squareup.com/Investment Team:Jeff Braunjeff@berkeleyventures.comChris Donerchris@berkeleyventures.comDean Frostdean@berkeleyventures.comJonathan Morganjohn@berkeleyventures.comAnthony Patektony@berkeleyventures.comJoel Serfacejoel@berkeleyventures.comBertram Capital Management, LLCwww.bertramcapital.comSilicon ValleyPEEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesMiddle MarketWith over $850 million under management, Bertram Capital is a private equity firm that partners with management teams to fuel the expansion of lower middle market companies. In addition to supplying flexible investment capital, the firm is committed to providing meaningful operational and strategic resources to facilitate rapid growth in revenue and profitability. The firm's industry focus includes: Business Services, Consumer, Healthcare, and Manufacturing & Operations. Bertram targets investments in companies with revenues of $30-$200M, EBITDA of $7-$30M, providing low leverage (50-70% equity), with $25-$100 million in platform equity, and the remainder allocated to add-ons. Bertram focuses on four transaction structures: management buyouts, shareholder liquidity events, private companies, and a preference for control.

800 Concar Drive, Suite 100San MateoCA94402650-358-5000650-358-5001

Portfolio companies include:Author Solutionshttp://www.authorsolutions.com/Extrusion Dies Industrieshttp://www.extrusiondies.com/Medibishttp://genascis.com/medibis/One Distributionhttp://onedist.com/ProconGPShttp://procongps.com/Sanarehttp://sanare.com/TydenBrookshttp://tydenbrooks.com/Paula's Choicehttp://www.paulaschoice.com/Spireonhttp://www.spireon.com/Investment Team:Jeff Drazan, Managing Partnerjeff@bertramcapital.comKen Drazan, Partnerken@bertramcapital.comIngrid Swenson, Managing Directoriswenson@bertramcapital.comRyan Craig, Partnerrcraig@bertramcapital.comKevin Yamashita, Partnerkyamashita@bertramcapital.comDavid Hellier, Partnerdhellier@bertramcapital.comJared Ruger, Partnerjruger@bertramcapital.comTom Beerle, Vice Presidenttbeerle@bertramcapital.comJeff Giles, Vice Presidentjgiles@bertramcapital.comTim Heston, Vice Presidenttheston@bertramcapital.comVimal Patel, Vice Presidentvpatel@bertramcapital.comBig Basin Partners, LPwww.timark.netSilicon ValleyVCInformation TechnologySoftware & InternetEarlyBig Basin Partners, LP is a family of limited partnerships of which Frank Marshall serves as the general partner. Big Basin Partners was formed in 2000 for the purpose of investing in a variety of long term assets. The majority of these investments are in early stage high technology companies with a focus on Clean Tech, Systems, Semiconductors, Software, Services and Security. A prior partnership, now concluded with investing, was called Timark, LP. Prior to forming an investment company, Marshall was a vice president/ general manager at Cisco Systems.

14435C Big Basin Way #265SaratogaCA95070408-221-0821

Portfolio companies include:MobileIronhttp://www.mobileiron.com/Nth Degree Technologyhttp://nthdegreetech.com/Syncplicityhttp://www.syncplicity.com/Yoicshttp://www.yoics.com/Infobloxhttp://www.infoblox.com/en/home.htmlViolin Technologieshttp://www.violin-memory.com/Lumiettehttp://lumiette.com/Aerohive Networkshttp://www.aerohive.com/NanoConversionhttp://nanoconversion.com/Ambiq Microhttp://ambiqmicro.com/Absorbent Technologyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=21842113ClearEdge Powerhttp://www.clearedgepower.com/Nanostellarhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=104599724Infohttp://www.4info.com/Ozmo Deviceshttp://www.ozmodevices.com/Smartvuehttp://smartvue.com/Investment Team:Frank Marshall, General Partnerfrank@timark.netBig Sky Partnershttp://bigskyvc.comSilicon ValleyVCInformation TechnologySoftware & InternetEnergy & Clean TechSeedEarlyGrowthBig Sky Partners is an early stage venture capital firm that invests across a range of high tech startups and select emerging growth companies. The firm, led by Managing Director Michael Schwab, specializes in seed and Series A technology financing, applying a multi-sector investment strategy with a particular focus on the cleantech and alternative energy sectors, Web 2.0, software-as-a-service, and global financial services. The firm has extensive expertise in, and can offer entrepreneurs significant strategic contacts across, the clean energy, software-as-a-service, next-generation Internet and global financial services industries. Though seed and early stage investing (ie. $250K - $1M) are the firm's existing primary financing round targets, Big Sky will also look at participating in significant later stage funding rounds, as well as selective alternative business strategies that show strong positive cash flow, professional management teams, and exciting and solid growth opportunities.

1 Gate Six RoadBuilding B, Suite 203SausalitoCA94965415-289-1141415-289-1149

Portfolio companies include:Linkage Bioscienceshttp://www.linkagebio.com/groSolarhttp://www.grosolar.com/Aravo Solutionshttp://aravo.com/AISystemshttp://aisystemsusa.com/InsideViewhttp://www.insideview.com/Lumetrichttp://www.lumetric.com/Mobitvhttp://www.mobitv.com/Sometricshttp://www.crunchbase.com/company/sometricsZolahttp://www.zoladc.com/Aero IQhttp://www.aeroiq.com/Birrbithttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=106524578Lifefactoryhttp://www.lifefactory.com/MongoFAXhttp://www.mongonet.net/home.htmlRace Technologieshttp://www.racetechnologies.com/Renewable Fuel Productshttp://www.renewablefuelproducts.com/Rutberg & Cohttp://rutbergco.com/Solaicxhttp://www.memc.com/index.php?view=Solar-OverviewThe Alpha Energyhttp://www.alpha-energy.com/Investment Team:Michael B. Schwab, Founder and Managing DirectorBio*One Capitalhttp://www.edbi.com/index.aspxSilicon ValleyVCLife Sciences & HealthcareMedical DeviceSeedEarlyBio*One Capital, the investment arm of the Singapore Economic Development Board (EDB), is a leading investment management company for biomedical sciences in Asia. With a global presence through EDB offices in the U.S. and Europe, Bio*One Capital plays a role as a business and scientific bridge between biomedical companies in Singapore, Asia, U.S. and Europe. Bio*One Capital manages $790 million in funds and invests in promising biotechnology, specialty pharmaceuticals, and medical technology companies and start-ups to facilitate the growth of a vibrant biomedical sciences industry in Singapore. Bio*One Capital is actively investing its fourth fund, Biomedical Sciences Investments Fund (BMSIF). The firm's primary areas of interest are: therapeutics and therapeutic services, medical technology and healthcare services.

250A Twin Dolphin DriveRedwood CityCA94065-1402650-591-9102650-591-1328

Portfolio companies include:Adamas Pharmaceuticalshttp://www.adamaspharma.com/adm/servlet/HomePageCyclacel Pharmaceuticalshttp://www.cyclacel.com/Cloudpichttp://www.cloudpicglobal.com/Lucasfilm Animationhttp://lucasfilm.com/divisions/animation/Sotera Wirelesshttp://www.soterawireless.com/Kalypsyshttp://www.kalypsys.com/home/home03.shtmlArtisan Pharmaceuticalshttp://www.akpamerica.com/Five Prime Therapeuticshttp://www.fiveprime.com/FORMA Therapeuticshttp://formatherapeutics.com/Maccinehttp://www.maccine.com/index.phpMerLion Pharmaceuticalshttp://www.merlionpharma.com/Amaranthhttp://en.wikipedia.org/wiki/AmaranthDx Assayshttp://www.dxassays.com/Innohearthttp://innoheart.com/SpinveVisionhttp://spinevision.net/index.php?version=intSliecs International http://www.silecs.com/Investment Team:Swee-Yeok Chu, CEO and Presidentsweeyeok@bio1capital.comBiotechnology Value FundSilicon ValleyVCLife Sciences & HealthcareEarlyFounded in 1993, Biotechnology Value Fund, LP is a San Francisco-based investment fund focused on undervalued investment opportunities in the biotechnology sector.

1 Sansome St., #39San FranciscoCA94104415-288-2395415-288-2394

Portfolio companies include:ARIUS Researchhttp://www.ariusresearch.com/AvMaxhttp://www.avmax.ca/Micrologix Biotechhttp://www.biotechcareercenter.com/Micrologix.htmlBiotica Technologyhttp://www.biotica.co.uk/Investment Team: Mark Lampert, FounderBirchmere Ventureswww.birchmerevc.comSilicon ValleyVCInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareMedical DeviceSeedEarlyWith more than $200 million under management, Birchmere Ventures invests in early-stage cleantech, medical, technology and life sciences companies. Founded in 1996, Birchmere focuses principally on early stage, pre-revenue start-ups where the firm has direct operational or investing experience. Target companies are founded by entrepreneurs with deep domain expertise who are developing revolutionary innovations that sell into existing markets. The firm's investment team comprises technologists with strong operating and venture investing experience and partners with companies from launch to exit, helping them to minimize risk and maximize opportunity. The firm maintains an additional office in Pittsburgh, PA.

530 Lytton Avenue, 2nd FloorPalo AltoCA94301

Portfolio companies include:Inspired Technologieshttp://inspiredtechnologiesinc.com/Cvent.comhttp://www.cvent.com/NuPathehttp://www.nupathe.com/Metabolexhttp://www.metabolex.com/MiaSolehttp://miasole.com/Plextronicshttp://www.plextronics.com/Precision Therapeuticshttp://www.precisiontherapeutics.com/Solexanthttp://solexant.com/Alunghttp://alung.com/Cyopticshttp://www.cyoptics.com/NovaTorquehttp://novatorque.com/PTC Therapeuticshttp://www.ptcbio.com/Ten Markshttp://tenmarks.com/ZeaChemhttp://zeachem.com/The Resumatorhttp://www.theresumator.com/NoWaithttp://nowaitapp.com/PowerGenixhttp://www.powergenix.com/Mom Trustedhttp://momtrusted.com/Neolinearhttp://www.cadence.com/cadence/newsroom/press_releases/pages/pr.aspx?xml=040604_neolinearInvestment Team:Ned Renzi, Partnerned@birchmerevc.comSean Sebastian, Partnersean@birchmerevc.comMark Platshon, Partnermark@birchmerevc.comSean Ammirati, Partnersean@birchmerelabs.comBlackford Capitalwww.blackfordcapital.comSilicon ValleyPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketBlackford Capital is a private investment firm that acquires, manages, and builds middle-market manufacturing, distribution, and service companies. The firm is particularly interested in investment opportunities where the management team will remain with the company, but Blackford Capital also appreciates investment opportunities where existing management teams are retiring or where key executives need to be added. The firm generally looks for opportunities with the following criteria: sales of $20 million - $100 million; EBITDA of $2 million - $20 million; and industries that are low-tech manufacturing/distribution and service companies with industrial/business customer bases in mature and growing industries. Blackford Capital will consider companies that have proven profitability for the last three years with future expectations of positive, stable cash flows. The firm also maintains an office in Michigan.

388 Market Street, Suite 1300San FranciscoCA94111415-504-1007 415-869-3902

Portfolio companies include:Key Healthhttp://keyhealth.net/Staging Conceptshttp://www.stagingconcepts.com/Best Security Industrieshttp://bsi-eas.com/Industrial Pipinghttp://industrialpiping.net/Source Internationalhttp://www.sourceseating.com/Amtechhttp://amtechcorp.com/Custom Profilehttp://www.custom-profile.com/Investment Team: Martin Stein, Founder and Managing Directormstein@blackfordcapital.comJack Kolodny, Managing DirectorGreg Stone, Managing DirectorJeff Helminski, Managing DirectorBlacksmith Capitalwww.blacksmithcapital.comSilicon ValleyVCInformation TechnologyEarlyBlacksmith Capital was formed by a group of experienced venture capitalists and technology executives on July 1, 2003 to create a new franchise working with the very best entrepreneurs in the technology markets. The firm's goal is to build a portfolio of market-leading technology companies that differentiate themselves through superior, equity-efficient execution. Blacksmith Capital invests in early stage Information Technology companies with an emphasis on software and services business models, where management has strong fiscal discipline, where there is some form of customer validation, and where the Fund is the lead and often first institutional investor.

530 Lytton Ave, Suite 303Palo AltoCA94301650-319-2150

Portfolio companies include:Apachetahttp://apacheta.com/iLuminhttp://www.ilumineyes.com/Object Videohttp://www.objectvideo.com/Utopyhttp://www.utopy.com/Blue Vector Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=9184264Sennarihttp://www.crunchbase.com/company/sennari-incInvestment TeamPhilip D. Black, Managing Memberpblack@blacksmithcapital.comJohn F. Burke, Managing Memberjburke@blacksmithcapital.comBlue Horizon Equitywww.bluehorizonequity.comSilicon ValleyVCPEInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareBusiness ServicesConsumer ProductsGrowthExpansionMiddle MarketBlue Horizon Equity is a private equity firm that invests in businesses focused on healthy and sustainable living. The firm makes growth-equity, lower middle market, and buyout investments in companies that are capitalizing on the accelerating trends towards healthy and sustainable living across a number of industry sectors, including, but not limited to, Consumer Products, Business Services, Technology, Health/Wellness and Environmental Sustainability. Blue Horizon targets companies with $5 - 100 million in revenue, that are cash flow positive or have a clear path to profitability, and based in the Western U.S. Blue Horizon typically invests $2 million to $30 million per transaction. The firm will consider any of the following transaction types: growth equity, acquisitions, management buyouts, recapitalizations, consolidations, corporate divestitures, PIPEs, structured investments, and distressed situations.

615 Battery Street, 6th FloorSan FranciscoCA94111415-627-0795

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:John Hommeyer, Managing Director, 415-493-5193jhommeyer@bluehorizonequity.comScott Wu, Managing Director, 415-493-5190swu@bluehorizonequity.comRushi Bhanderi, Associate, 415-997-8744rbhanderi@bluehorizonequity.comBlueprint Ventureswww.blueprintventures.comSilicon ValleyVCInformation TechnologySeedEarlyFounded in 1999, Blueprint has invested in over fifty IT startups. Blueprint Ventures is a seed and early-stage venture capital firm specializing in funding corporate intellectual property spinouts. Approximately two-thirds of Blueprint Ventures investments since 2001 have been based on intellectual property developed at leading high-tech companies such as Intel, NEC, Fujitsu, and Palo Alto Research Center (PARC). Blueprint focuses on companies that can achieve profitability with less than $25 million of equity financing and prefers to invest in companies that are on the West Coast. Blueprint Ventures typically invests between $500,000 and $3 million and prefers to invest in market more than $500 million in size.

100 Spear StreetSuite 935San FranciscoCA94105415-264-1841

Portfolio companies include:Airtight Networkshttp://www.airtightnetworks.com/Good Networkshttp://www.goodnetwork.us/Kiptronichttp://www.limelight.com/kiptronic/Landeskhttp://www.landesk.com/WiSpryhttp://wispry.com/Astoriahttp://en.wikipedia.org/wiki/Astoria,_QueensAtreus Systemshttp://atreussystems.com/SpectraSensorshttp://www.spectrasensors.com/Sarvegahttp://en.wikipedia.org/wiki/SarvegaInvestment Team:Bart Schachter, Managing Directorbart@blueprintventures.comAshley Read, Partner and CFOJim Huston, Managing Directorjim@blueprintventures.comDavid Frankel, Technology PartnerBlueRun Venturewww.brv.comSilicon ValleyVCInformation TechnologySoftware & InternetSemiconductorEarlyLaunched in 1998, BlueRun Ventures is a leading early stage venture capital fund. Formerly known as Nokia Ventures, BlueRun Ventures is headquartered in Menlo Park, with additional offices in Beijing, Seoul, and Shanghai. As an early stage fund, BlueRun Ventures will invest mostly in Series A and B, with initial investment ranging from $1 to $6 million. The firm's most recent $350 million fund brings the total amount under BlueRun Ventures management to over $1 billion. The firm invests in technology opportunities across Internet & Media, Mobile, Enterprise Software, Semiconductors and Components.

545 Middlefield Road, Suite 250Menlo ParkCA94025650-462-7250650-462-7252

Portfolio companies include:140 Proofhttp://www.140proof.com/AppCentralhttp://www.appcentral.com/ShareWithUhttp://sharewithu.com/Topsyhttp://topsy.com/Zmandahttp://www.zmanda.com/Varoliihttp://www.varolii.com/Fwixhttp://fwix.com/Topsyhttp://topsy.com/WAZEhttp://www.waze.com/3i Systemshttp://www.3i-systems.com/home.htmAppRedeemhttp://www.appredeem.com/Availinkhttp://availink.com/Clippingshttp://openbuildings.com/Foodspottinghttp://www.foodspotting.com/FreedomPayhttp://corporate.freedompay.com/Kabbagehttps://www.kabbage.com/LocationLabshttp://www.locationlabs.com/SaveUphttps://www.saveup.com/Wazehttp://www.waze.com/Investment Team:John Malloy, Partnerjmalloy@brv.comJui Tan, Partner, (Beijing Office)jtan@brv.comKwan Yoon, Partnerkyoon@brv.comJonathan Ebinger, Partnerjebinger@brv.comJay Jamison, Partnerjjamison@brv.comAndrew Thornborrow, Operating PartnerCheryl Cheng, Operating PartnerKP Wilska, Venture PartnerJeff Tannenbaum, PrincipalBlumberg Capitalwww.blumbergcapital.comSilicon ValleyVCInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyFounded 1991, Blumberg Capital is a San Francisco-based, classic, early-stage venture capital firm focused on investing in innovative and disruptive digital and social media, SaaS/Technology Enabled services, mobile technology and Internet companies. The Fund is focused on information technology solutions that enhance productivity, reduce costs and minimize threats for business and Original Equipment Manufacturers (OEM) customers. Geographically, the Partners focus on Silicon Valley and Israel. Blumberg Capital initially seeks to invest between $100,000 and $2,500,000 dollars in seed and Series A rounds and can participate in follow-on rounds for as much as several million per company.

580 Howard Street, Suite 101San FranciscoCA94105415-905-5000415-357-5027

Portfolio companies include:AppBoyhttp://appboy.com/Fanzillahttp://fanzilla.org/Mygolahttp://www.mygola.com/Offertargethttp://www.bbb.org/greater-san-francisco/business-reviews/internet-marketing-services/offertarget-in-san-francisco-ca-370289Yap.tvhttp://www.yap.tv/CaseStackhttp://ww2.casestack.com/Seclarityhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=7707147Siperianhttp://www.siperian.com/LiteScapehttp://www.litescape.com/Insightixhttp://www.insightix.com/Go Networkshttp://www.gonetworks.com/Vista Researchhttp://www.vistaresearchinc.us/Mom Trustedhttp://momtrusted.com/A Bit Luckyhttp://www.abitlucky.com/Addeparhttps://addepar.com/Any.dohttp://www.any.do/Carwoohttp://carwoo.com/CoverHoundhttp://coverhound.com/Dealsquarehttp://www.dealsquare.com/DoubleVerifyhttp://www.doubleverify.com/Elevatorhttp://en.wikipedia.org/wiki/ElevatorPaidpierhttp://www.paidpiper.com/Investment Team:David J. Blumberg, Managing Partnerdavid@blumbergcapital.comAdrian Vanzyl, Chief Technology Officeradrian@blumbergcapital.comBruce K. Taragin, Managing Directorbruce@blumbergcapital.comAnkur Jain, Vice Presidentankur@blumbergcapital.comAlon Lifshitz, Venture Partneralon@blumbergcapital.comJon Soberg, Managing Directorjon@blumbergcapital.comMargot Giusti, Chief Financial OfficerChris Gottschalk, Vice Presidentchris@blumbergcapital.comBrain Trust Accelerator Fundwww.braintrustvc.comSilicon ValleyVCLife Sciences & HealthcareMedical DeviceEarlyThe Brain Trust Accelerator Fund focuses on early stage investments that address the diagnosis and treatment of brain related diseases. Unique features of the fund include the focus and experience in brain related diseases, potential deal flow from philanthropies, operational as well as venture capital experience, and a focus on social as well as economic considerations. Brain Trust is interested in 1) Technologies to deliver therapeutics across the blood brain barrier - a common barrier for treating many brain diseases; 2) Technologies to help optimize therapies that are most likely to benefit selected patients - often referred to as personalized medicine; and 3) Molecularly targeted therapies that target the abnormal pathways implicated in a variety of brain related disorders.

800 Airport Boulevard, Suite 508BurlingameCA94010650-375-0200650-375-0230

Portfolio companies include:Amnestixhttp://www.amnestix.com/BrainScope Companyhttp://brainscope.com/index1.shtmlChase Pharmaceuticalshttp://chasepharmaceuticals.com/NeuroFluidicshttp://www.neurofluidics.com/Satorishttp://www.satorisinc.com/Investment Team:John M. Reher, Managing Directorjohn.reher@braintrustvc.comBrainStorm Ventureswww.brainstormventures.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSeedEarlyBrainStorm Ventures was founded in July 1999 by Keith Cox, Eduardo Rallo, and Zev Zaidman with a mission to fund emerging companies in Enabling Technologies, Enterprise Software/Private Networks, and Broadband/Networking Infrastructure. BrainStorm Ventures focuses on seed and early stage funding and has 22 portfolio companies. Most of BrainStorm's investments are in the Silicon Valley and San Francisco Bay Area, however, the firm also targets a select number of international opportunities leveraging its portfolio companies' technologies.

330 Townsend Street, Suite 107 San FranciscoCA94107415-215-3096415-538-1440

Portfolio companies include:Adspace Networkshttp://www.adspacenetworks.com/Aravo Solutionshttp://aravo.com/Bid4Assetshttp://www.bid4assets.com/OpenTablehttp://www.opentable.com/Zapposhttp://www.zappos.com/Atlanteshttp://www8.hp.com/us/en/business-services/it-services.html?compURI=1079750#.UOzkQonjlDwCeregohttp://cerego.com/Frogwerkhttp://www.frogdesign.com/FutureSmart Networkshttp://www.futuresmart.com/MovilGohttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2882236NCUBOhttp://www.nacubo.org/SANlighthttp://www.san-light.com/RentaSofthttp://rentasoft.com/KIO Networkshttps://www.kionetworks.com/es/Uniscapehttp://www.uniscape.eu/Zappos.comhttp://www.zappos.com/Investment Team:Keith Cox, Managing DirectorEduardo Rallo, Managing DirectorZev Zaidman, Managing Directorzev@brainstormventures.comBreyer Capitalhttp://breyercapital.comSilicon ValleyAInformation TechnologySoftware & InternetMedia & Digital MediaSeedBreyer Capital is an global independent growth equity investor focused on providing investment funds to organizations capitalizing on long-term global opportunities. Specific global areas of focus are emerging markets such as China, India and Brazil. Breyer Capital is operated by Jim Breyer, the managing partner at Accel Partners (see profile). Breyer has been an investor in over thirty consumer internet, media, and technology companies that have completed public offerings or successful mergers.

Palo AltoCA94301415-310-6790415-520-9664

Portfolio companies include:Facebookhttp://www.facebook.com/Legendary Entertainmenthttp://legendaryentertainmentny.com/Investment Team:Jim Breyer, Chief Executive OfficerBrightpath Capital Partners, LPwww.brightpathcapitalpartners.comSilicon ValleyVCEnergy & Clean TechManufacturing & IndustrialBusiness ServicesConsumer ProductsEducation & TrainingExpansionLateBrightpath Capital Partners, LP (BCP) invests in talented management teams and high-growth businesses focused on generating both economic and social value in the San Francisco Bay Area, California and the Western United States. BCP partners are patient long-term investors with an ability to invest across the capital structure to provide a full spectrum of financing solutions, including recapitalization of more mature businesses. Brightpath is focused on investing in established, profitable late-stage venture and emerging growth companies that are scalable. BCP typically invests $1 to $5 million in each transaction, in securities ranging from stock to senior notes with warrants. The firm targets companies with revenues of $5 million with positive operating margins with and industry focus on Clean Energy Technologies, Business Services, Education, Sustainable Healthy Food Processing, Manufacturing, Health and Wellness Products and Services.

One Kaiser Plaza, Suite 650OaklandCA94612510-488-4140 510-277-1949

Portfolio companies include:Sungevityhttp://www.sungevity.com/Blu Homeshttp://www.bluhomes.com/Ecologic Brandshttp://ecologicbrands.com/Investment Team: Rob Davenport, Managing Partner, 510-488-4144rob@bcplp.comWilliam Lewis, Vice President, 510-488-4142bill@bcplp.comJonathan Mi, Associate, 510-488-4143jonathan@bcplp.comBurrill & Companywww.burrillandco.comSilicon ValleyMBLife Sciences & HealthcareAgriculture & Agricultural ScienceEarlyGrowthExpansionBurrill & Company is a life sciences merchant bank whose core business is venture capital investing across the entire spectrum of life sciences including human healthcare biotechnology, agricultural biotechnology, nutraceuticals, human healthcare diagnostics, biomaterials and bioprocesses. Burrill & Company sponsors and manages a family of venture capital funds, with more than $1.5 billion under management. Burrill principally invests in the United States and Europe, with an average investment of $5-15 million.

One Embarcadero Center, Suite 2700San FranciscoCA94111415-591-5400415-591-5401

Portfolio companies include:Adlyfehttp://adlyfe.com/Chromatinhttp://www.chromatininc.com/Gevohttp://www.gevo.com/HCL Cleantechhttp://hclcleantech.com/Logical Therapeuticshttp://www.logicaltx.com/Nanovaschttp://nanovasc.com/Virdiahttp://virdia.com/Scynexishttp://scynexis.com/Acuspherehttp://www.acusphere.com/Adma Biologicshttp://www.admabiologics.com/AliveCorhttp://alivecor.com/Attunehttp://www.attunefoods.com/Catalyst Bioscienceshttp://catalystbiosciences.com/Cobalt Biofuelshttp://www.cobalttech.com/HyperMedhttp://www.hypermed-inc.com/Lentigenhttp://www.lentigen.com/MabVax Therapeuticshttp://mabvax.com/OncoGenexhttp://oncogenex.com/WhiteGlove Healthhttp://www.whiteglove.com/Investment Team:G. Steven Burrill, Chief Executive Officersteve@b-c.comVictor Hebert, Managing DirectorDouglas Lind, Managing DirectorAnn Hanham, Ph.D., Managing Directorann@b-c.comDirk Lammerts, Managing DirectorGreg Young, Managing DirectorRoger E. Wyse, Ph.D., President and Chief Operating Officerroger@b-c.comDavid Wetherell, President and Chief Operating OfficerSteven Sammut, Venture PartnerBryant E. Fong, Managing DirectorC Change Investments, LLCwww.cchangeinvestments.comSilicon ValleyVCEnergy & Clean TechGrowthExpansionFormed 2008, C Change Investments is a fund sponsor focused on energy and materials and the changing dynamic of how they are produced, distributed and consumed. C Change invests in mid to later stage companies where there is a clear view on how to achieve revenue expansion and profitability. C Change's management team combines scientific, operational and financial experience and takes an active role in the portfolio. C Change's first sponsored vehicle is the Transformative Energy & Materials Fund I, a private equity fund to invest in mid to later stage companies where there is a clear view on how to achieve revenue expansion and profitability. The fund is managed by TEM Capital (see profile), which has formed a partnership with Vanterra Capital, a global private equity firm that manages funds and associated investment vehicles of over $660 million. The firm has an additional office in Cambridge, MA.

One Embarcadero Center, 30th FloorSan FranciscoCA94111

Portfolio companies include:N/Ahttp://www.na.org/Investment Team: Russell Read, Ph.D., FounderJohn G. Sylvia, Managing PartnerRoger S. Berry, Partnerberry@cchangeinvestments.comJohn T. Preston, Managing PartnerDavid Brown, Partner and General CounselC.M. Capital Corporation (CMC)www.ccapital.comSilicon ValleyVCFOFInformation TechnologyLife Sciences & HealthcareEarlyC.M. Capital Corporation is a member of the Cha Group of companies. The Cha Group is based in Hong Kong and was founded in 1949 as China Dyeing Works, a textile manufacturer. Today the Cha Group's business operations span the globe and include textile and other manufacturing, real estate, technology, and financial services. In the United States, the Cha Group's investments are managed by CMC. Founded in 1969 as a real estate investment company, CMC still holds prime developed real estate in the San Francisco Bay Area and also provides advisory and management services covering a wide-range of financial asset classes. CMC was one of the early pioneers of venture capital investing and retains an active interest in that asset class today. Besides overseeing substantial private equity investments, CMC provides investment advice on a portfolio consisting of fixed income securities, public equities and hedge funds, as well as direct and indirect real estate investments. In addition to investing for its own account, CMC provides investment advisory services for various Cha Group affiliates. C.M. Capital is a significant limited partner in Silicon Valley VC firms Focus Ventures and Charter (see profiles).

525 University Avenue, Suite 200Palo AltoCA94301650-326-6480650-325-4762

Portfolio companies include:Minglyhttp://ming.ly/HKR Internationalhttp://www.hkri.com/icms2/template?series=89Charter Life Scienceshttp://www.charterls.com/Investment Team:Johnson M.D. Cha, Chairman of the BoardJohn C. Couch, Vice Chairman and CEOJenchyn Luh, Managing Director and EVPjluh@ccapital.comBruce W. Madding, President, Chief Operating Officer, Chief Investment OfficerElizabeth M. Hammack, Executive Director and Secretary, C.M. Foundationehammack@ccapital.comMary Theresa Muniz, Vice President and Director of Administrative ServicesFernando Sucre, Senior Vice President and CFONicole Belytschko, Director, Private EquityCalera Capitalwww.caleracapital.comSilicon ValleyPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesFinancial ServicesConsumer ProductsMiddle MarketFounded in 1991, Calera Capital, formerly known as Fremont Partners, is a private investment partnership which has invested $2.8 billion of equity in 30 investments. With offices in San Francisco and Boston, Calera invests across a diverse range of industries including financial services, business services, food and consumer, healthcare, building products, and industrial manufacturing. Calera Capital makes substantial equity investments in operating companies, typically with enterprise values up to $1 billion, looking to deploy between $50 and $250 million in each transaction. Calera has experience investing in corporate spin-offs, take-private transactions, leveraged recapitalizations of privately held companies, restructurings, and companies seeking capital to facilitate growth or acquisitions. Calera is looking for middle-market public or private companies, family-controlled enterprises and corporate divestitures in any sector.

580 California Street, Suite 2200San FranciscoCA94104415-632-5200415-632-5201

Portfolio companies include:Sterling Infosystemshttp://www.sterlinginfosystems.com/First Republic Bankhttp://firstrepublic.com/Grandpointhttp://grandpointbank.com/Rock-it Cargohttp://www.rockitcargo.com/Direct Generalhttp://www.directgeneral.com/default.aspxIPShttp://www.ipscorp.com/Ironshorehttp://www.ironshore.com/McCormick Packaginghttp://mccormickpackaging.com/McCormick%20Packaging%20Solutions.htmlModSpacehttp://www.modspace.com/Specialty Brandshttp://sbamerica.com/Sleepy'shttp://www.sleepys.com/Competitor Grouphttp://competitorgroup.com/LoopNethttp://www.loopnet.com/Setcohttp://www.setco.com/Specialty Brandshttp://specialtybrands.net/Vantagehttp://vcu.com/Juno Lightinghttp://www.junolightinggroup.com/Tapcohttp://www.tapco.com/Crown Pacifichttp://cpff.net/Investment Team:James T. Farrell, Managing Partnerjfarrell@caleracapital.comMark N. Williamson, Managing PartnerRobert Jaunich II, Founding Partnerrjaunich@caleracapital.comKevin Baker, Managing Director and General Counselkbaker@caleracapital.comDavid P. Lorsch, Managing Directordlorsch@caleracapital.comLance Taylor, Managing Director and CFOJames A. Halow, Managing Directorjhalow@caleracapital.comMichael S. Moon, Managing DirectorPaul Walsh, Managing Director, Calera FinTech AdvisorsSandwith Ventures, LLCwww.sandwithventures.comSilicon ValleyASoftware & InternetConsumer ProductsRetail & RestaurantSeedEarlyColin M. Evans is the Founder and Managing Partner of Sandwith Ventures (SV), a San Francisco and Philadelphia based investment firm focusing on angel and early stage investments. Founded in January, 2007, Sandwith Ventures focuses its investments in three main sectors: 1) retail and consumer oriented e-commerce 2) internet marketplaces and 3) online marketing and advertising services. Investments are concentrated in the Bay Area and Philadelphia, but SV will also look at deals on the East Coast as far south as Washington, D.C. and as far north as New York City. Previous to launching Sandwith Ventures, Colin was a Co-Founder, member of the Executive Team and Vice President of Sales and Business Development at StubHub.com, a successful online ticket exchange founded in 2000 (and sold to eBay in early 2007). Sandwith Ventures most significant involvement is with entrepreneurs and early stage companies from company formation to the first raise of institutional capital. SV works with companies on all aspects of monetization, customer acquisition, distribution, organizational strategy and operations. Once a company has reached a point of 20+ employees and greater than $5MM in aggregate venture capital raised, the role of Sandwith Ventures greatly diminishes.

3612 Webster Street San FranciscoCA94123415-218-7940415-276-2340

Portfolio companies include:ModCloth.comhttp://www.modcloth.com/Shop It To Mehttp://shopittome.com/Socializrhttp://www.socializr.com/Bonoboshttp://www.bonobos.com/BountyJobshttp://www.bountyjobs.com/Zwagglehttp://www.zwaggle.com/Spreecasthttp://www.spreecast.com/SkyGridhttp://www.skygrid.com/Placelyhttp://mashable.com/2008/05/20/placely-official-launc/TicketLeaphttp://www.ticketleap.com/Ryzinghttp://ryzing.com/Lionsidehttp://lionside.com/CommunityLendhttp://www.communitylend.com/RentJuicehttp://rentalpro.zillow.com/Foodziehttp://foodzie.com/Homeboodlehttp://livelovely.com/eRealInvestorhttp://erealinvestor.com/eriweb/index.cfmRich Relevancehttps://www.richrelevance.com/Invite Mediahttp://www.invitemedia.com/Marin Softwarehttp://www.marinsoftware.com/Bright Edgehttp://www.brightedge.com/Waterfall Mobilehttp://www.waterfallmobile.com/Investment Team: Colin M. Evans, Founder and Managing Partnercevans@sandwithventures.comCalifornia Clean Energy Angel Fundwww.calcefangelfund.comSilicon ValleyAEnergy & Clean TechSeedEarlyThe CalCEF Clean Energy Angel Fund I, LP is a seed and start-up stage investment fund in the clean energy and related technologies market, including energy efficiency, green buildings, power reliability and alternative energy. The Fund's objectives are to produce an attractive financial return on investments through the commercial advancement of clean energy technologies. The California Clean Energy Fund (CalCEF) is a nonprofit corporation formed in 2004 to accelerate investment in California's clean energy ecosystem. Acting as the limited partner to the Angel investment fund, CalCEF seeks to promote the growth of companies developing a wide range of clean energy technologies that will bring economic and environmental benefits to California.

5 Third Street, Suite 1125San FranciscoCA94103

Portfolio companies include:REEL Solarhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=113527690Lumetrichttp://www.lumetric.com/Allopartis Biotechnologieshttp://www.allopartis.com/Alphabet Energyhttp://www.alphabetenergy.com/HID Labshttp://hidlabs.com/Boulder Ionicshttp://boulderionics.com/Investment Team:Susan Preston, General Partnersusan.preston@calcefangelfund.comPaul Fox, General Partnerpaul.fox@calcefangelfund.comInLab Ventureswww.inlabventures.comSilicon ValleyVCInformation TechnologySoftware & InternetStorage & HardwareEnergy & Clean TechEarlyInLab Ventures is an early stage venture capital firm that focuses on technology-enabled companies in the following industry segments: Hi-Tech (software, hardware, content & applications) and Green-Tech (energy alternatives, & efficiencies). InLab Ventures also participates in the Biotech and Life Science industries through a fund-of-funds relationship with Leading Ventures. InLab Ventures' model has 4 major differentiators from the traditional VC approach: No management fees; An enhanced due diligence process that uses a proven, lab-based, scientific process and methodology to select and build winning companies; a fully integrated marketing platform and deal flow engine which creates a 10x increase in deal flow; and a unique strategic partner/M&A alliance program that engages industry M&A leaders earlier and more often into the development cycle.

Palo AltoCA650-646-2525

Portfolio companies include:ISIS Solutionshttp://isis-solution.com/Channel Islandshttp://en.wikipedia.org/wiki/Channel_IslandsLeading Ventureshttp://www.manta.com/c/mm0vcfn/leading-ventures-llcInflammaGenhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=131237776AnaZymehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=131238422InhibeXhttp://inhibitex.com/Sybitorhttp://www.symbicort.com/VetraMedhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=131238690Althuma Medicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=131238585Purominhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=131238658Investment Team:Chip F. Parker, Managing Director, 949-264-4201cparker@InlabVentures.comWilliam Fairchild, Managing Director, 858-375-0088wfairchild@InlabVentures.comGreg Doyle, Managing Member, 949-390-4548gdoyle@InlabVentures.comMichael Pompay, CFO & Corp. Secretary, 949-264-4200mpompay@InlabVentures.comAlison Gerlach, Venture Member, 858-375-0088agerlach@InlabVentures.comAl Schallop, Venture Partner, 408-569-4632aschallop@InlabVentures.comSAP Ventureswww.sapventures.comSilicon ValleyFOFCVCInformation TechnologySoftware & InternetEarlyFormed 1996, SAP Ventures has been investing in companies that offer exciting new technologies and applications. SAP Ventures is backed by the resources of SAP, the world's largest inter-enterprise software company. The venture arm acts independently of SAP, but works to invest in opportunities inside and outside the company's corporate focus, and also fosters communication between innovative companies and SAP. SAP is currently investing out of a 2011 vintage $353M Fund. The firm never leads investments. SAP normally participates as part of an investor syndicate, and typically prefers the lead to be a new investor with a proven track record. The firm's typical initial investment size runs from $5 million to $12 million with allocations for future investment, should the company require it. SAP does not take board-of-director or supervisory board seats, but does require observer rights at the board level. The SAP HANA Real Time Fund (a 2012 vintage $155M fund of funds) focuses on the development of real-time applications and leveraging the power of big data SAP Ventures has invested in over 100 companies, mostly based in North America and Europe.

3412 Hillview Ave.Palo AltoCA94304650-849-3996650-687-9097

Portfolio companies include:Aprisohttp://www.apriso.com/index.phpBlack Duck Softwarehttp://www.blackducksoftware.com/Endecahttp://www.endeca.com/Datria Systemshttp://datria.com/Aeponahttp://www.aepona.com/Alfrescohttp://www.alfresco.com/Apigeehttp://apigee.com/Black Duck Softwarehttp://www.blackducksoftware.com/Boxhttp://box.com/Control 4http://control4.com/Greenplumhttp://www.greenplum.com/ExactTargethttp://www.exacttarget.com/GroundWork Open Sourcehttp://www.gwos.com/Ignitehttp://igniteinc.com/Imprivatahttp://www.imprivata.com/Virsahttp://en.wikipedia.org/wiki/VirsaIntaliohttp://www.intalio.com/Iovationhttp://www.iovation.com/iTac Softwarehttp://en.itac.de/Cogheadhttp://en.wikipedia.org/wiki/CogheadiYogihttp://www.iyogi.net/Jaspersofthttp://www.jaspersoft.com/Justdialhttp://www.justdial.com/CommerceOnehttp://www.commerceone.com/Investment Team:Nino Marakovic, CEO & Managing Directornino.marakovic@sap.comAndreas Weiskam, Managing Directorandreas.weiskam@sap.comJai Das, Managing Directorjai.das@sap.comDavid Hartwig, Managing Directordavid.hartwig@sap.comDoug Higgins, Managing DirectorGaurav Tewari, DirectorRaza Jafri, Associate Elizabeth Clarkson, COO & Managing DirectorKevin Diestel, Senior AssociateAnders Ranum, Venture PartnerSean Park, Vice President FinanceCambrian Ventures, Inc.www.cambrianventures.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareSeedEarlyCambrian Ventures is a technology research and venture capital firm whose partners, Venky Harinarayan and Anand Rajaraman, co-founded Junglee Corp., and are both Ph.D.'s in Computer Science. Cambrian Ventures was founded in 2000 with the aim of investing in and growing seed and early-stage technology companies. The firm's focus is software, and it is interested in both enabling technologies like database or storage software, as well as applications like consumer apps, enterprise apps, wireless, and EDA. Cambrian's investors are mostly founders of well-known technology companies such as Amazon.com, Netscape and Compaq.

1686 Second Street, Suite 217LivermoreCA94550

Portfolio companies include:Jasper Design Automationhttp://www.jasper-da.com/Gradiancehttp://www.gradiance.com/Gold Systemshttp://www.goldsys.com/Efficient Frontierhttp://en.wikipedia.org/wiki/Efficient_frontierNeoterishttp://www.ctssg.com/neoteris.htmAster Data Systemshttp://www.asterdata.com/YouSendIthttps://www.yousendit.com/Kosmixwww.kosmix.comTheFind.comhttp://www.thefind.com/Mobissimo Travelhttp://www.mobissimo.com/Investment Team:Venky Harinarayan, Founding Partnervenky@cambrianventures.comAnand Rajaraman, Founding Partneranand@cambrianventures.comHenry Huff, Chief Financial OfficerCambridge West Ventureswww.cambridgewestventures.comSilicon ValleyVCInformation TechnologySoftware & InternetEarlyCambridge West Ventures is designed to power innovation by providing resources to early stage start-ups. The firm's founders have a track record of advising successful teams in the earliest days of founding. Cambridge West Ventures' network includes top Angels and VCs in both Boston and Silicon Valley. Cambridge West Ventures is not making any new investments at this time.

2000 Broadway StreetRedwood CityCA94063415-830-4398

Portfolio companies include:Airside Expresshttp://airsidemobile.com/Appbackrhttp://www.appbackr.com/Taggstrhttp://www.facebook.com/taggstrYottaahttp://www.yottaa.com/Investment Team: Raymie Stata, Managing DirectorEllen Salisbury, Executive DirectorCampVentureswww.campventures.comSilicon ValleyVCInformation TechnologySeedCampVentures was founded in 1997 by Jerome Camp and Justin Camp to operate as the venture capital arm of the Camp Family. CampVentures is a true seed-stage venture capital firm, leading seed rounds on the order of $500K to $1.5M. The group raised its second fund, CampVentures II, LP, in 2001 from outside investors, primarily technologists and executives from the Silicon Valley high technology industry. The firm has seeded deals for Sequoia Capital, Sevin Rosen Funds, Matrix Partners, and many other blue chip firms. CampVentures also "holds back" capital sufficient to participate alongside companies in all future rounds of financing.

280 Second Street, Suite 280 Los AltosCA94022650-949-0804 650-618-1719

Portfolio companies include:Skypehttp://www.skype.com/intl/en-us/home/Cloud Telecomputershttp://cloudtc.com/SiTimehttp://www.sitime.com/Small Demonshttps://www.smalldemons.com/WorkSimplehttp://getworksimple.com/Sierra Wirelesshttp://www.sierrawireless.com/Digital Fountainhttp://www.qualcomm.com/solutions/broadcast-streaming/media-deliveryGeoVectorhttp://www.geovector.com/Picaboohttp://www.picaboo.com/GainSpanhttp://gainspan.com/YesVideohttp://www.yesvideo.com/deCartahttp://www.decarta.com/Abertishttp://www.abertis.com/var/lang/enClarus Systemshttp://clarussystems.com/HandsOn Networkhttp://www.handsonnetwork.org/Lemon Wallethttp://lemon.com/Quantancehttp://www.quantance.com/TastingRoom.comhttp://www.tastingroom.com/Investment Team:Jerome Camp, Founder and General Partner, 650-949-0843jerry@campventures.comJustin Camp, Founder and Managing General Partner, 650-949-0841justin@campventures.comKevin Negus, General Partnerkevin@campventures.comSaratoga Ventureshttp://www.saratogavc.comSilicon ValleyVCMedical DeviceSeedEarlySaratoga Ventures manages a series of private equity limited partnerships dedicated to discovering early stage opportunities in the field of medical devices. The firm makes seed level investments with companies seeking rapid prototype and proof-of-principle development. Targeted investments should represent potential for meaningful clinical impact and the ability to be a market leader, along with a logical fit with a potential acquirer's product portfolio. Since 1997, Saratoga Ventures has made over 40 investments in 26 companies, through a series of funds, and across an array of medical device technologies.

TechMart Center5201 Great America Parkway, Suite 3302Santa ClaraCA95054650-815-1942 408-716-3142

Portfolio companies include:Nellixhttp://www.endologix.com/Paracor Surgicalhttp://www.paracorsurgical.com/Evera Medicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=27588119Axis Surgical Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=64915260Broncus Technologieshttp://www.broncus.com/Catharos Medical Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=25306800Converge Medicalhttp://convergemedical.com/Corazonhttp://corazon.org/Cytograft Tissue Engineeringhttp://www.cytograft.com/Evera Medicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=27588119GMDhttp://en.wikipedia.org/wiki/Ground-Based_Midcourse_DefenseHotspur Technologieshttp://www.hotspur-inc.com/Intact Medicalhttp://www.intactmedical.com/Bio Interventionalhttp://bio-intervention.com/MyoSciencehttp://www.myoscience.com/Promethean Surgical Deviceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=51825827Salient Interventionshttp://en.wikipedia.org/wiki/Mortality_salienceSpinal Kineticshttp://www.spinalkinetics.com/SquareOnehttp://www.shopsquareone.com/Tibionhttp://www.tibion.com/Investment Team: Gwen Watanabe, General Partnergwen@saratogavc.comPeter Fitzgerald, Scientific AdvisorPuneet Khanna M.D., Clinical AdvisorRichard M. Ferrari, Business Development Advisorrich@denovovc.comCanaan Partnerswww.canaan.comSilicon ValleyVCInformation TechnologyMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareEarlyGrowthExpansionFounded in 1987, Canaan Partners has a team of investment professionals with extensive technology, infrastructure, communications and life sciences experience. Canaan currently manages roughly $3.4 billion in investment capital across nine funds, and has invested in more than 250 companies. The firm maintains East Coast offices in Westport, CT, as well as offices in Israel and India. Canaan's investment capabilities range from $1.0 million to $20 million, and it is willing to invest in any stage of development from early through expansion stage. In the technology sector, the firm's focus is investments in digital media, communications and mobility, enterprise, and clean tech. In the healthcare sector, the firm looks for investments in biopharmaceuticals, medical devices and diagnostics. In January 2012, Canaan announced the closing of its $600 million Canaan IX fund.

2765 Sand Hill RoadMenlo ParkCA94025650-854-8092 650-854-8127

Portfolio companies include:Adlyfehttp://adlyfe.com/Altheoshttp://altheos.net/Calixahttp://calixainc.com/Cardlyticshttp://cardlytics.com/e4ehttp://e4e.com/Everdreamhttp://www.dellitsaas.com/distributed-device-management/GroundWorkhttp://www.gwos.com/Motionboxhttp://techcrunch.com/2006/04/02/motionbox-best-online-video-sharing-so-far/LiveUhttp://www.liveu.tv/Peer39http://www.peer39.com/Vivoxhttp://en.wikipedia.org/wiki/VivoxZooskhttps://www.zoosk.com/Acme Packethttp://www.acmepacket.com/Axial Exchangehttp://axialexchange.com/Borrohttp://www.borro.com/CallMyNamehttp://www.callmyname.com/Ebateshttp://www.ebates.com/FatWallethttp://www.fatwallet.com/FitLinxxhttp://fitlinxx.com/brand.htmGenVechttp://www.genvec.com/Pavad Medicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=3571787Tremor Videohttp://www.tremorvideo.com/Investment Team:Brent Ahrens, General Partnerbahrens@canaan.comJohn Balen, General Partnerjbalen@canaan.comMaha Ibrahim, General Partnermibrahim@canaan.comDeepak Kamra, General Partnerdkamra@canaan.comMark Mangiola, Venture Partnermmangiola@canaan.comEric Young, Partnereyoung@canaan.comWende Hutton, General Partnerwhutton@canaan.comRoss Fubini, Venture Partnerrfubini@canaan.comInstitutional Venture Partners (IVP)www.ivp.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaEarlyGrowthExpansionFounded in 1980, IVP has $4 billion of committed capital and has funded more than 200 companies. The firm is currently working to identify the most promising and innovative companies in digital media, software, wireless, Internet infrastructure, and technology-enabled services. IVP looks to identify emerging technology companies with the following characteristics: Large, verifiable market opportunity, Scalable and innovative technologies, Rapidly growing customer base, Exceptional management team, Proven business model, Achievable profitability targets, Defensible market position, and Accelerating revenue greater than $10 million. IVP recently raised IVP XIV, a $1 billion later-stage venture capital and growth equity fund focused on rapidly-growing technology and media companies. IVP typically invests $10 - $100 million per company, in growth companies with over $20 million in revenue. IVP has invested in over 300 companies, 93 of which have gone public.

3000 Sand Hill Road, Building 2, Suite 250Menlo ParkCA94025650-854-0132650-854-2009

(Mill Valley Office)Shelterpoint Business Center591 Redwood Highway, Suite 3280Mill ValleyCA94941415-765-9393415-434-1903Portfolio companies include:Juniper Networkshttp://www.juniper.net/us/en/Netflixhttp://www.netflix.com/Excitehttp://www.excite.com/Mobile365http://www.sybase.com/mobileservicesLimelight Networkshttp://www.limelight.com/Akamaihttp://www.akamai.com/Buddy Mediahttp://www.buddymedia.com/Business Insiderhttp://www.businessinsider.com/Carbonitehttp://www.carbonite.com/en/ClearSpringhttp://www.clearspring.com/Cortinahttp://cortina-systems.com/Dangerhttp://www.answers.com/topic/dangerDouble Verifyhttp://www.doubleverify.com/Dropboxhttp://www.dropbox.com/eHealthhttp://en.wikipedia.org/wiki/EHealthFleetMaticshttp://www.fleetmatics-usa.com/Gaia Onlinehttp://www.gaiaonline.com/H5http://hi5.com/friend/displayHomePage.doKayakhttp://www.kayak.com/Klouthttp://klout.com/LensVectorhttp://lensvector.com/Marketohttp://www.marketo.com/MarkMonitorhttp://markmonitor.com/MySQLhttp://www.mysql.com/One Kings Lanehttp://www.onekingslane.com/Personal Capitalhttp://personalcapital.com/Quigohttp://www.advertising.com/advertiser/sponsored-listingsShazamhttp://www.shazam.com/SpiceWorkshttp://www.spiceworks.com/Tripwirehttp://www.tripwire.com/Twitterhttp://twitter.com/Vonagehttp://www.vonage.com/Yexthttp://www.yext.com/AddThishttp://www.addthis.com/Aerohive Networkshttp://www.aerohive.com/Agilehttp://en.wikipedia.org/wiki/Agile_software_developmentAlterahttp://www.altera.com/Amatihttp://en.wikipedia.org/wiki/AmatiApplied Digital Accesshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=24947Ask.comhttp://www.ask.com/Borlandhttp://www.borland.com/Bridge Communicationshttp://www.bridgeinc.com/CafePresshttp://www.cafepress.com/Business.comhttp://www.business.com/ChemConnecthttp://digitalenterprise.org/cases/chemconnect.htmlCare.comhttp://www.care.com/Constant Contacthttp://www.constantcontact.com/index.jspDangerhttp://dictionary.reference.com/browse/dangerDataDomainhttp://www.emc.com/domains/datadomain/index.htmDigital Impacthttp://www.digitalimpact.com/Digital Riverhttp://corporate.digitalriver.com/store/digriv/html/pbPage.HomepageDOMOhttp://www.domo.com/DustNetworkshttp://www.linear.com/products/wireless_sensor_networksHipmunkhttp://www.hipmunk.com/HomeAwayhttp://www.homeaway.com/HandsOn Mobilehttp://www.rockyou.com/MindBodyhttp://www.mindbodyonline.com/MotoSporthttp://www.motosport.com/MySQLhttp://www.mysql.com/TiVohttp://www.tivo.com/Varoliihttp://www.varolii.com/Vonagehttp://www.vonage.com/yexthttp://www.yext.com/Menlo Park Investment Team: Norm A. Fogelsong, General Partnernfogelsong@ivp.comTodd Chaffee, General Partnertchaffee@ivp.comSteve Harrick, General Partnersharrick@ivp.comJules Maltz, General Partnerjmaltz@ivp.comSandy Miller, General Partnersmiller@ivp.comDennis Phelps, General Partnerdphelps@ivp.comSan Fransisco Investment Team:Todd Chaffee, General Partnertchaffee@ivp.comSteve J. Harrick, General Partnersharrick@ivp.comDennis B. Phelps, General Partnerdphelps@ivp.comJ. Sanford (Sandy) Miller, General Partnersmiller@ivp.comCapital Dynamics, Inc.www.capdyn.comSilicon ValleyPEFOFSECEnergy & Clean TechManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketCapital Dynamics is an independent asset management firm focusing on private assets, including private equity, clean energy and infrastructure, and real estate. The firm offers investors a wide range of products and services: funds of funds, direct investments, separate account solutions and structured private equity products. Founded in 1999, Capital Dynamics is headquartered in Switzerland, with offices in London, New York, Zurich, Tokyo, Hong Kong, Silicon Valley, Rio de Janeiro, Birmingham (UK), Munich and Zug. Capital Dynamics invests in funds spanning all geographies and strategies. As a long-standing primary investor, Capital Dynamics has developed solid relationships with over 350 General Partners in more than 800 funds. The firm's co-investment strategy is focused on buyouts, but also includes select development capital and special situations. Capital Dynamics recently introduced a new direct investment strategy in Clean Energy and Infrastructure. Additionally, Capital Dynamics raised one of the first dedicated secondary funds.

2550 Sand Hill Road, Suite 150Menlo ParkCA94025650-388-7000 650-388-7099

Portfolio companies include:N/Ahttp://www.na.org/Investment Team: Andrew Bernstein, DirectorSpencer Punter, Managing DirectorCynthia Duda, Managing DirectorThomas Kubr, Co-Founder and Executive Chairman of the BoardIntegral Capital Partnerswww.icp.comSilicon ValleyVCPEInformation TechnologyLife Sciences & HealthcareExpansionMiddle MarketFounded in 1991, Integral Capital Partners operates a family of partnerships that invests in expansion-stage private and growth-stage public companies in the information and life sciences industries. Integral typically invests between 20% and 50% of the original capital of each partnership in private companies and buyout opportunities, with the remaining balance invested in high-growth public companies. Integral does not hold any board seats.

2750 Sand Hill Rd.Menlo ParkCA94025650-233-0360

Portfolio companies include:3PARhttp://en.wikipedia.org/wiki/3PARArcSighthttp://en.wikipedia.org/wiki/ArcSightGenomic Healthhttp://www.genomichealth.com/OpenTablehttp://www.opentable.com/Tropos Networkshttp://www.tropos.com/Vapothermhttp://www.vtherm.com/BillMeLaterhttps://www.billmelater.com/index.xhtmlEncell Technologyhttp://encell.com/Evalvehttps://evolve.elsevier.com/Grockithttps://grockit.com/Jasperhttp://en.wikipedia.org/wiki/JasperNeuroPacehttp://www.neuropace.com/Tabulahttp://www.tabula.com/AudienceSciencehttp://www.audiencescience.com/Fortifyhttp://fortify.net/NASDAQhttp://www.nasdaq.com/XDxhttp://www.xdx.com/Access Closurehttp://www.accessclosure.com/DriveCamhttp://www.drivecam.com/Stokehttp://www.stoke.com/Sungardhttp://www.sungard.com/Vantage Mediahttp://vantagemedia.com/Investment Team:Pam Hagenah, Managing Director & COOpam@icp.comChip Morris, Managing Directorchip@icp.comJohn Powell, Managing Directorjohn@icp.comBrian Stansky, Managing Directorbrian@icp.comIntegrity Partnerswww.integritypartners.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaSeedEarlyIntegrity Partners is a seed and Series A fund seeking to invest between $500K and $3MM with a total investment target of between $5MM to $10MM. Areas of domain expertise include enterprise software, Internet infrastructure, e-commerce, media and content, wireless, and networking technologies.

1499 Danville Blvd., Suite 200AlamoCA94507925-478-4300925-478-4301

Portfolio companies include:Baidu.comhttp://www.baidu.com/BioSpace.comhttp://www.biospace.com/Fioshttp://en.wikipedia.org/wiki/Verizon_FiOSMaxagerhttp://profitvelocitysolutions.com/redirect/Investment Team:Scott WalchekGreg NewmanKevin Clarkkevin@integritypartners.comStephen Beckbeck@integritypartners.comTodd WeinbergCapricorn Management, LLCSilicon ValleyFIInformation TechnologyEnergy & Clean TechEarlyGrowthExpansionMiddle MarketCapricorn is the investment arm of Jeff Skoll, who in 1996 became the first president and first fulltime employee of eBay. Capricorn is a private investment management firm, involved in a wide variety of global investment activities. The firm's investment interests range from traditional investments such as publicly traded securities to alternative investments such as private equity and venture capital, absolute return strategies, real assets and commodities.

250 University Ave.Palo AltoCA94301650-331-8800

Portfolio companies include:Falcon Waterfree Technologieshttp://www.falconwaterfree.com/Investment Team:Stephen J. George, Co-Founder and Chief Investment OfficerIon Yadigaroglu, Managing Principalion@capricornllc.comJeff Skoll, FounderAlan Chang, Managing Directoralan@capricornllc.comJohn V. Jonson, Managing DirectorCardinal Venture Capitalwww.cardinalvc.comSilicon ValleyVCInformation TechnologyMedia & Digital MediaEarlyCardinal Venture Capital invests in early stage technology companies in the areas of Digital Media, Financial Technology, Mobility and Software-as-a-Service. As a funding source, Cardinal Venture Capital typically invests between $500,000 and $3 million initially, and co-invests with partners including seed, early-stage funds, late-stage funds and corporate investors. Cardinal focuses on the areas of enterprise software and services, Internet infrastructure software, wireless applications, electronic payments and digital media.

325 Sharon Park Drive, Suite 107Menlo ParkCA94025650-289-4700650-614-4865

Portfolio companies include:DeliveryAgenthttp://www.deliveryagent.com/Adaptive Planninghttp://www.adaptiveplanning.com/index.phpEchopasshttp://www.echopass.com/deCartahttp://www.decarta.com/GuardianEdgehttp://www.symantec.com/endpoint-encryptionLiveCapitalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=102428Nimblefishhttp://www.nimblefish.com/Playphonehttp://www.playphone.com/Zillianthttp://www.zilliant.com/Zoovehttps://www.zoove.com/Investment Team:Derek Blazensky, Managing Directorderek@cardinalvc.comChristian Borcher, Managing Directorchristian@cardinalvc.comEric Dunn, Partner Emerituseric@cardinalvc.comCatamount Ventures, LPwww.catamountventures.comSilicon ValleyVCInformation TechnologyEarlyFounded in 2000, Catamount focuses on investing in early stage companies in the environmental sustainability, education services, core technology, and information technology marketspace. The firm will invest in approximately fifteen companies with initial investment valuations that are likely to range from $2 million to $25 million. Catamount's typical initial investment in a first round will be $0.5 to $2 million and in any individual company a total of up to $4 million.

400 Pacific Ave., 3rd FloorSan FranciscoCA94133-4607415-277-0300415-277-0301

(Menlo Park Office)3000 Sand Hill Road 1-100Menlo ParkCA94025Portfolio companies include:Banyan Waterhttp://www.banyanwater.com/ESiliconhttp://www.esilicon.com/Bocadahttp://www.bocada.com/Linden Labhttp://lindenlab.com/Numi Organic Teahttp://www.numitea.com/Seventh Generationhttp://www.seventhgeneration.com/TransCellahttp://www.transcella.com/CafePresshttp://www.cafepress.com/DriverSidehttp://www.driverside.com/Siterrahttp://www.siterra.com/Verdiemhttp://www.verdiem.com/Ingeniohttp://www.ingenio.com/Qurihttp://quri.com/Blazenthttp://www.blazent.com/CareZonehttps://carezone.com/homePresenceLearninghttp://presencelearning.com/Revolution Foodshttp://revfoods.com/SignalDemandhttp://www.signaldemand.com/Amour Verthttp://www.amourvert.com/Plum Organicshttp://www.plumorganics.com/TenMarkshttp://tenmarks.com/ModuMetalhttp://www.modumetal.com/Digital Lifeboathttp://www.digitallifeboat.com/Investment Team:Jed Smith, Partnerjed@catamountventures.comMark Silverman, PartnerJames Joaquin, PartnerKate Chhabra, Partner and CFOkate@catamountventures.comTory Patterson, PartnerPatrick Fitzgerald, PrincipalCato BioVentureswww.catobioventures.comSilicon ValleyVCLife Sciences & HealthcareEarlyGrowthExpansionMiddle MarketCato BioVentures is the venture capital affiliate of Cato Research Ltd., a global contract research and development organization (CRO). For over 20 years, Cato BioVentures and Cato Research have partnered with entrepeneurs, academic institutions, and a broad base of biotech and pharmaceutical companies to advance a robust portfolio of sucessful product development programs. The firm focuses on early to mid-stage investment opportunities in private companies and undervalued public companies. Through strategic CRO service agreements with Cato Research, the firm has invested its "CRO Service Capital" in innovative therapeutics, medical devices and stem cell technologies that improve Pharma's Research and Development productivity. Cato focuses on high value life science investment opportunities at all stages of development and across multiple therapeutic and technical areas. The firm is uniquely interested in product development opportunities in undervalued public companies that have gone off track or fallen out of favor with the investment community for technical reasons. Cato also maintains offices in Montreal, San Diego, CA, Durham, NC, Washington D.C., and Boston, MA

601 South Gateway BoulevardSouth San FranciscoCA94080919-361-2286919-361-2290

Portfolio companies include:Advanced Pain Remedieshttp://advpainremedies.com/Cancer Advanceshttp://www.canceradvancesinc.com/Hemodynamic Therapeuticshttp://hemodynamictx.com/eTrialshttps://portal.etrials.com/Echo Therapeuticshttp://www.echotx.com/Biotherahttp://www.biothera.com/Senescohttp://senesco.com/EntreMedhttp://www.entremed.com/BioMarckhttp://biomarck.com/Neurenhttp://neurenpharma.com/InnerOptichttp://www.inneroptic.com/company.htmlSanoGenehttp://www.lenntech.com/sanogene.htmCordexPharmahttp://www.duskatherapeutics.com/VistaGenCompellishttp://compellis.com/Emmaus Medicalhttp://emmausmedical.com/EntreMedhttp://entremed.com/Alsereshttp://www.alseres.com/Mithridionhttp://mithridion.com/Investment Team:Allen Cato, MD., Ph.D., PrincipalLynda Sutton, PrincipalMichael Cato, Vice President, Cato BioVenturesDaniel Pharand, PrincipalJo Cato, Vice President, Cato Research Project OperationsCendana Capitalwww.cendanacapital.comSilicon ValleyFOFInformation TechnologyManufacturing & IndustrialBusiness ServicesEarlyMiddle MarketAccording to a recent press release, Michael Kim, a partner at Rustic Canyon Partners, announced the formation of Cendana Capital, a new fund-of-funds investing in private equity. Based in San Francisco, Cendana Capital will pursue a tactical and opportunistic strategy, which will include non-traditional private equity and venture capital investments. To execute this strategy, the Cendana Capital team will draw upon its limited partner and general partner expertise. From March 2004 to September 2009, Mr. Kim was a trustee of the San Francisco Employees Retirement System (SFERS), a $13 billion public pension fund, where he served as Chairman of the Investment Committee and as President.

2104 Divisadero St.San FranciscoCA94115

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Michael Kim, www.linkedin.com/in/michaelkkimCentury Park Capital Partnerswww.centuryparkcapital.comSilicon ValleyPELife Sciences & HealthcareMedical DeviceManufacturing & IndustrialTransportation & DistributionConsumer ProductsEducation & TrainingMiddle MarketCentury Park Capital Partners is a private equity firm that is specialized in facilitating owner liquidity and business expansion. Century Park Capital invests $10 million to $40 million in profitable, growing middle-market companies with revenues ranging from $20 million to $100 million. Century Park Capital typically invests in Minority and Majority Recapitalizations, Growth Financings, Management Led Buyouts, and Acquisition Financings in the manufacturing and service industries including consumer/recreational products, for-profit education, laboratory testing services, medical components, pet supplies, performance after-market auto products, and specialty chemicals. Portfolio companies should have an EBITDA between $4 and $15 million and locations within North America.

750 Menlo Avenue, Suite 200Menlo ParkCA94025650-324-1956650-325-7757

Portfolio companies include:Eckler's Enterpriseshttp://www.ecklerscorvette.com/Specialty Manufacturinghttp://www.smiglobal.net/Lynx Grillshttp://www.lynxgrills.com/Ryan's Expresshttp://ryanstransportation.com/Cirtec Medical Systemshttp://cirtecmed.com/Moss, Inc.http://www.mossinc.com/Packaging Plushttp://www.packagingplusllc.com/ROM www.romcorp.comICM Productshttp://icmproducts.com/Investment Team:Charles (Chip) W. Roellig, Founder, Managing Partnercroellig@cpclp.comMartin A. Sarafa, Founder, Managing Partnermsarafa@cpclp.comPaul J. Wolf, Founder, Managing Partnerpwolf@cpclp.comSteven M. Trembley, Principalstrembley@cpclp.comGuy Zaczepinski, Partnergzaczepinski@cpclp.comMark Etchin, Associatemetchin@cpclp.comTony Trevino, Associtettrevino@cpclp.comSB Life Science Equity Management, LLCwww.sblifescience.comSilicon ValleyVCLife Sciences & HealthcareSeedEarlyGrowthExpansionSB Life Science Equity Management, LLC is a venture capital firm that is dedicated to funding and building successful businesses in healthcare. The firm's team of professionals has experience in venture capital, management consulting and cross-border business development with Asia. SB Life Science Equity Management, LLC is the advisor to SB Life Science Ventures I, LP, a venture capital fund with committed capital of about $100 million and the only life sciences venture capital fund backed by prominent institutional investors from Japan. SOFTBANK, the Japanese high-tech giant, is the original sponsor of the Fund. SB Life Science may invest in companies at any stage of development, including start-up, early stage, development/expansion and mezzanine. The typical investment size for its portfolio companies ranges between $500,000 and $10 million.

2625 Middlefield Road, No. 750Palo AltoCA94306-2516650-206-2330650-644-0530

Portfolio companies include:Intarciahttp://intarcia.com/Kadmus Pharmaceuticalshttp://www.kadmuspharma.com/GeminX Biotechnologieshttp://www.geminx.com/Calypso Medical Technologieshttp://calypsomedical.com/CircuLitehttp://circulite.net/NuGEN Technologieshttp://www.nugeninc.com/nugen/index.cfmOptimer Pharmaceuticalshttp://www.optimerpharma.com/U-Systemshttp://u-systems.com/Investment Team:Joseph Chow, Managing Directorjchow@sblifescience.comToshihiro Nakada M.D., Managing Directortnakada@sblifescience.comPitangowww.pitango.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorEnergy & Clean TechLife Sciences & HealthcareSeedEarlyExpansionHeadquartered in Israel, Pitango is a venture capital firm and a lead investor in seed, early and expansion stage companies. Managing funds in excess of $1.3 billion in committed capital, it has invested in over 120 companies. The Pitango partners in San Mateo assist portfolio companies who need to establish headquarters or marketing and sales offices in the United States. The firm's focus areas include: Communications, Software and Internet Infrastructure, Semiconductors, Life Sciences, Medical Technology and Healthcare, NanoTechnolgy, and Clean Technology.

540 Cowper St., Suite 200Palo AltoCA94301650-322-2201650-473-1347

Portfolio companies include:Civcomhttp://civcom.com/ForeScouthttp://www.forescout.com/AeroScouthttp://aeroscout.com/MobileAccess Networkshttp://www.mobileaccess.com/Mainsofthttp://dev.mainsoft.com/AeroScouthttp://aeroscout.com/Discretixhttp://www.discretix.com/Flash Networkshttp://flashnetworks.com/Fringhttp://www.fring.com/LiveUhttp://www.liveu.tv/Pageoncehttps://www.pageonce.com/Radwinhttp://www.radwin.com/Default.aspxRed Bend Softwarehttp://www.redbend.com/Surfhttp://www.surfline.com/home/index.cfmWeFihttp://www.wefi.com/Compass EOShttp://compass-eos.com/dbMotionhttp://www.dbmotion.com/Kaminariohttp://www.kaminario.com/Evolvenhttp://www.evolven.com/Olive Softwarehttp://www.olivesoftware.com/OpTierhttp://www.optier.com/Varonishttp://www.varonis.com/Worklighthttp://www.worklight.com/Boxeehttp://www.boxee.tv/Contextinhttp://contextin.com/FiftyOnehttp://www.fiftyone.com/FixYahttp://www.fixya.com/Gamingohttp://gamingo.com/mySupermarkethttp://www.mysupermarket.co.uk/Shakerhttp://en.wikipedia.org/wiki/ShakersSpeedbithttp://www.speedbit.com/downloads/Top7http://top7.com/WinBurgerhttp://weinbergersfurniture.com/YCD Multimediahttp://ycdmultimedia.com/Anobithttp://www.electronista.com/articles/12/01/24/cook.takes.dig.at.competitors/Celenohttp://www.celeno.com/Kilopasshttp://www.kilopass.com/index.phpOptimal Testhttp://www.optimaltest.com/Techtiumhttp://techtium.net/Beta-O2http://beta-o2.com/BIO Control Medicalhttp://www.biocontrol-medical.com/BiolineRxhttp://www.biolinerx.com/BrainsGatehttp://www.brainsgate.com/SuperDimensionhttp://superdimension.com/LifeBondhttp://life-bond.com/Inoteckhttp://www.innotek.net/EarlySensehttp://www.earlysense.com/Galil Medicalhttp://galil-medical.com/VisionCarehttp://www.visioncareinc.net/VBL therapeuticshttp://www.vblrx.com/TransPharma Medicalhttp://www.transpharma-medical.com/Focal Energyhttp://focal-energy.com/homePrecede Technologieshttp://www.precede.co.il/Pythagoras Solarhttp://pythagoras-solar.com/Bio Pure Technologyhttp://biopuretech.com/Investment Team:Rami Kalish, Managing General Partner and Founderrami.k@pitango.comChemi J. Peres, Managing General Partner and Founderchemi.p@pitango.comAaron Mankovski, Managing General Partneraaron.m@pitango.comRami Beracha, Managing General Partnerrami.b@pitango.comIsaac Hillel, Managing General Partnerisaac.h@pitango.comBruce Crocker, General Partnerbruce.c@pitango.comRuti Alon, General Partnerruti.a@pigango.comRona Segev-Gal, General Partnerrona.s@pitango.comZeev Binman, General Partner & CFOzeev.b@ptiango.comEitan Bek, Partnereitan.b@pitango.comIttai Harel, General Partnerittai.h@pitango.comDavid Israeli MD, PartnerPlantagenet Capitalwww.plantagenetcapital.comSilicon ValleyVCInformation TechnologyManufacturing & IndustrialRetail & RestaurantEarlyFounded in 1991, Plantagenet is an international private equity firm focused on early stage and turnaround investments. Target industries have included technology, manufacturing, retailing and services, both in the U.S. and Europe. Investment vehicles have included debt (both public and private), equity securities, or combinations of the two. Plantagenet also works with old economy companies to facilitate transition into the e-commerce marketplace through New Economy technology.

591 Redwood Hwy., Ste. 5280Mill ValleyCA94941415-383-1667415-383-1837

Portfolio companies include:Wirestonehttp://www.wirestone.com/Allegis Residential Serviceshttp://www.allegisresidentialservices.com/401Kexchange.comhttp://www.401kexchange.com/Investment Team:C. Derek Anderson, Senior Managing Partner, Founderanderson@plantagenetcapital.comChamplain Capital Partners, LPwww.champlaincapital.comSilicon ValleyPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantMiddle MarketChamplain Capital Partners, LP is a $140,000,000 private equity fund dedicated to working with owners and management teams of middle-market companies. The firm provides equity capital and financial, strategic, and operational expertise to assist owners and management teams in providing liquidity for shareholders, making strategic acquisitions, and financing major capital expenditures or growth programs. Since 1992, the partners have invested over $850 million in more than 50 companies. Champlain considers companies with revenues of between $10 million and $200 million, and an EBITDA of at least $3 million. Champlain will evaluate acquisition candidates located anywhere within the United States. Champlain will consider investment in a broad range of manufacturing, service and distribution industries. The firm typically does not invest in turnaround situations. Champlain has an additional office in Boston.

44 Montgomery Street, Suite 1920San FranciscoCA94104415-281-4181415-362-3211

Portfolio companies include:Gammillhttp://gammill.com/Option Onehttps://www.option1cu.org/Home.aspxClarity Imaginghttp://clarityimaging.com/Earth Toolhttp://earthtoolsbcs.com/CarStarhttp://www.carstar.com/JSI Store Fixtureshttp://www.jsistorefixtures.com/Freeman BeautyBadancoBergensonsOhio MedicalInvestment Team:Dennis Leary, Partner, 415-281-4181DLeary@ChamplainCapital.comWarren D. Feldberg, Partner, 781-890-1894WFeldberg@ChamplainCapital.comPierre Simard, PartnerClaire Porter, Senior AdvisorCharles River Ventures (CRV)www.crv.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareMedia & Digital MediaSeedEarlyFounded in 1970, Charles River Ventures is one of the oldest venture capital firms in the U.S. The firm focuses on early-stage investments, consistently serving as the first investor in portfolio companies. The partners focus on four sectors: communications & technology, data center infrastructure, software & services, and media & entertainment. Historically, more than half of CRV's investments have been to companies with fewer than 10 employees. The partners don't require a complete management team (in order to consider investing), since CRV often helps in building one. The firm expects to invest between $3 and $20 million over the lifetime of a project. Its initial investment can be as small as $25,000, or as large as $5 million. In addition to seed funding, the firm generally provides leadership on second round financing as well. Charles River also maintains an office in Boston.

2882 Sand Hill Road, Suite 106 Menlo ParkCA94025650-687-5600 650-687-5699

Portfolio companies include:BigBand Networkshttp://www.bigbandnet.com/BroadSofthttp://www.broadsoft.com/Crossbeam Systemshttp://www.crossbeamsystems.com/Nanterohttp://www.nantero.com/Jitterbughttp://www.greatcall.com/iControlhttp://www.icontrol.com/ActiveNetworkhttp://www.activenetwork.com/Blippyhttp://blippy.com/Genihttp://www.geni.com/Glydehttp://glyde.com/Mochilahttp://www.mochila.com/Twitterhttp://twitter.com/Vikihttp://www.viki.com/CarrierIQhttp://www.carrieriq.com/Cloudsharehttp://www.cloudshare.com/DataGravityhttp://www.datagravity.com/GrabCADhttp://grabcad.com/Hubspothttp://www.hubspot.com/GreatCallhttp://www.greatcall.com/Fiksuhttp://www.fiksu.com/Udacityhttp://www.udacity.com/Yammerhttp://www.yammer.com/Scribdhttp://www.scribd.com/Investment Team:Izhar Armony, Partnerizhar@crv.comChris Baldwin, Partner Emerituschris@crv.comRick Burnes, Partner Emeritusrick@crv.comTed Dintersmith, Partner Emeritusted@crv.comBruce Sachs, Partnerbruce@crv.comSaar Gur, Partnersaar@crv.comJon Auerbach, Partnerjon@crv.comGeorge Zachary, Partnergeorge@crv.comMax Gazor, Partnermax@crv.comAdam Enbar, Partneraenbar@crv.comAnnie Kadavy, Partnerakadavy@crv.comCharter Life Scienceswww.charterls.comSilicon ValleyVCLife Sciences & HealthcareEarlyFounded in 1982, Charter Life Sciences is an early stage life sciences venture capital investor. The firm invests in medical device companies and drug development companies in roughly equal proportions. Charter does not invest in: Healthcare information technology or software; Healthcare services; Research tool companies; Products that are not regulated by the FDA; OTC products; or Generic products. The firm generally makes an initial portfolio investment only in Series A or Series B rounds. Charter's initial investment will generally be in the range of $1 to $5 million. The partners will consider investment opportunities located anywhere in the United States, although they have a particular focus in the West and the Midwest.

2041 Mission College Blvd, Suite 210Santa ClaraCA95054408-758-4700408-758-4848

Portfolio companies include:Amaranth Medicalhttp://www.amaranth.com.sg/EnteroMedicshttp://www.enteromedics.com/Mirabilis Medicahttp://mirabilismedica.com/Apt Pharmaceuticalshttp://www.aptbio.com/CoMentishttp://www.comentis.com/Inviragenhttp://inviragen.com/Kereoshttp://www.kereos.com/XLumenahttp://xlumena.com/CoRepairhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=104763173EnteroMedicshttp://www.enteromedics.com/Great Lakes Phamaceuticalshttp://www.glpharma.com/Health Fidelityhttp://healthfidelity.com/KFx Medicalhttp://www.kfxmedical.com/Minimally Invasive Devices, Inchttp://midsurgical.com/Revascular Therapeuticshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=23553643Visioneering Technologieshttp://visioneering.com/Investment Team:A. Barr Dolan, Managing Partnerbarr@clsvc.comDonald C. Harrison, Managing Partnerdon@clsvc.comFred M. Schwarzer, Managing Partnerfred@clsvc.comNelson Teng, Managing Partnernelson@clsvc.comCheriton, David R.www.stanford.edu/~cheritonSilicon ValleyAInformation TechnologySeedDavid R. Cheriton is a Canadian-born computer science professor at Stanford University. According to published reports, Cheriton is a billionaire as a result of his investments in technology companies. Cheriton co-founded Granite Systems with Andy Bechtolsheim, a company developing gigabit Ethernet products, acquired by Cisco Systems in 1996. He was also a co-founder, in 2001, of Bechtolsheim's next startup company, Kealia, which was acquired by Sun Microsystems in 2004. Cheriton is also credited for connecting Stanford students Sergey Brin and Larry Page with venture capitalists at Kleiner Perkins, thus becoming one of the early investors that helped get Google off the ground. He received his Masters and PhD degrees from the University of Waterloo in 1974 and 1978, respectively, and spent three years as an Assistant Professor at the University of British Columbia before moving to Stanford.

Stanford UniversityGates 439, 353 Serra MallStanfordCA94305650-723-1131

Portfolio companies include:Aster Datahttp://www.asterdata.com/Googlehttps://plus.google.com/Investment Team:David Cheritoncheriton@cs.stanford.eduChess Ventureswww.chessventures.comSilicon ValleyVCInformation TechnologyFinancial ServicesEarlyChess Ventures is a private equity firm that invests in earlier-stage technology companies that have direct application to the financial services industry. The firm is headquartered in San Francisco, with an office in London, and is funded in part by the Schwab family (of Charles Schwab discount brokerage). Chess generally invests in companies headquartered in the U.S., and generally prefers earlier-stage rounds. Chess investments typically range from $1-3 million per round, and the firm both leads funding rounds, and co-invests.

600 Montgomery Street, 43rd FloorSan FranciscoCA94111415-315-1250415-315-1253

Portfolio companies include:NorthStarhttp://www.northstarattahoe.com/PrivaSyshttp://www.privasys.com/digitalPersonahttp://www.digitalpersona.com/Infobloxhttp://www.infoblox.com/en/home.htmlNewScalehttp://www.cisco.com/web/about/ac49/ac0/ac1/ac259/newscale.htmlBaynotehttp://www.baynote.com/Pendo Systemshttp://www.pendosystems.com/Investment Team:Charles Robert Schwab, Managing PartnerAndrew Fogleafogle@chessventures.comTheodore Lucastlucas@chessventures.comMark Sanders, AdvisorChevron Technology Ventureswww.chevron.com/ctv/ctviSilicon ValleyCVCInformation TechnologyCommunications & NetworkingEnergy & Clean TechSeedEarlyGrowthExpansionChevron Technology Ventures Investments (CTVI) identifies technology advances that could strengthen core operations and lead Chevron to new opportunities for growth. The firm scans the globe for companies with pioneering technologies that can yield strategic and financial value. CTVI also looks for firms that could enhance the way Chevron produces and delivers energy. CTVI works with select venture capital firms and also makes independent investments in areas such as information technology, oil and gas, emerging/alternative energy, advanced materials, communications and networking. The firm can invest in a company at any phase in the development cycle - from providing early-stage seed investment to offering capital for full-scale commercialization. CTVI screens more than 400 opportunities per year and manage more than $250 million in strategic investments. The firm maintains an additional office in Houston, Texas.

6001 Bollinger Canyon Rd., #K1018San RamonCA94583

Portfolio companies include:Microfabricahttp://www.microfabrica.com/Sub-One Technologyhttp://www.sub-one.com/Apprionhttp://www.apprion.com/BrightSource Energyhttp://www.brightsourceenergy.com/Southwest Windpowerhttp://www.windenergy.com/MicroSeismichttp://microseismic.com/Konarkahttp://www.konarka.com/Stingray Geophysicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26489767Soane Energyhttp://soaneenergy.com/Emberhttp://www.ember.com/DeepFlexhttp://deepflex.com/DynaPumphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=22736330BlueArchttp://www.bluearc.com/Sample6 Technologieshttp://www.sample6tech.com/Acumentricshttp://www.acumentrics.com/Amphorahttp://en.wikipedia.org/wiki/AmphorasBitzer Mobilehttp://bitzermobile.com/Moblizehttp://www.moblize.com/Panzurahttp://www.panzura.com/Reality Mobilehttp://www.realitymobile.com/Foro Energyhttp://www.foroenergy.com/OsComp Systemshttp://www.oscomp-systems.com/Silixahttp://www.silixa.com/Investment Team:Trond Unneland, Managing ExecutiveTrond@chevron.comDon Riley, Venture ExecutiveDon.Riley@chevrontexaco.comJohn Hanten, Venture ExecutivePJBH@chevrontexaco.comColleen Mazza, Business SupportCMazza@chevron.comMatthew McElhattan, PrincipalRichard Pardoe, PrincipalRPardoe@chevrontexaco.comChinaVestwww.chinavest.comSilicon ValleyVCPEInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialEarlyGrowthChinaVest was the first independent American venture capital firm to be established in Greater China and is among the oldest venture firms operating in the region. Founded in 1981, the firm provides long term investment capital and management expertise to growing companies doing business in or with the economies of Greater China: China, Hong Kong and Taiwan. ChinaVest's venture capital group focuses on early-stage and growth capital opportunities in China's burgeoning life science and information technology industries. ChinaVest typically invests $5 million to $15 million for more mature companies in manufacturing, consumer services and logistics, and $3 million to $5 million for early stage technology companies. The firm's business model centers on companies that typically have an enterprise value of U.S. $25 million-$400 million and comprise key parts of the core economic growth engine of China. ChinaVest has managed five private equity funds with more than 60 portfolio companies, including add-on acquisitions.

101 California Street, Suite 2800San FrancisoCA94111415-276-8888 415-276-8885

Portfolio companies include:Tait Asia Limitedhttp://www.privateequityfirms.com/company/19545/Tait-Asia-LimitedCV Global Logisticshttp://www.cvglobal.com.cn/en/about.aspMediostreamhttp://mediostream.com/Arima Communicationshttp://www.arimacomm.com.tw/Chic Logisticshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2010994AsiaInfohttp://www.asiainfo-linkage.com/asiainfo_n/index.jspEon Communicationshttp://www.eoncommunications.com/Neologyhttp://www.neology-rfid.com/Singamas Refrigerated Containerhttp://www.singamas.com/Zindarthttp://www.zindart.com/Virgin Asiahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2010979ServGatehttp://servgate.jp/Newtonehttp://www.nutone.com/Virgin Asia Radio Limitedhttp://www.bangkokcompanies.com/singapore_companies/singaporecompaniesV6.htmCVCS Holdingshttp://www.cvc.com/Quanta Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=8247193Investment Team:Robert A. Theleen, Chairman and CEO, General Partner and Founderrtheleen@chinavest.comJenny Hsui, President and Founderjhsui@chinavest.comAlex Tsai, DirectorKaren Fang, Associate Directorkfang@chinavest.com.cnTony Cai, Vice Presidenttcai@chinavest.com.cnSophy Cao, Vice Presidentscao@chinavest.com.cnJames Harding, Vice Presidentjharding@chinavest.com.cnGabriel Grisham, Assistant Vice Presidentggrisham@chinavest.com.cnCipio Partnerswww.cipiopartners.comSilicon ValleyVCPESECInformation TechnologyEarlyGrowthExpansionMiddle MarketCipio Partners is known as a leading international investment management firm in the secondary direct market. The firm was founded in June 2003 and currently manages several funds of early and later-stage venture capital and mid-market investments in various geographies worldwide. Cipio maintains offices in Munich and San Jose. Cipio currently has over 50 companies worldwide under management, representing invested capital of several hundred million dollars. Cipio Partners pursues the acquisition of portfolios of direct private equity investments in the secondary market. The firm considers portfolios across all stages of the investing life-cycle, from early-stage venture capital through mid-market expansion to smaller buy-outs and control investments. Investments may involve equity, mezzanine and debt securities.

560 S. Winchester Blvd., Suite 500San JoseCA95128408-236-7654408-236-7651

Portfolio companies include:DisplayLinkhttp://www.displaylink.com/Airtight Networkshttp://www.airtightnetworks.com/Continuous Computinghttp://www.ccpu.com/MoreMagic Solutionshttp://www.moremagic.com/BridgeWave Communicationshttp://www.bridgewave.com/Calypto Designhttp://www.calypto.com/DisplayLink Corphttp://www.displaylink.com/Media5http://www.media5corp.com/Multiplexhttp://www.multiplexcomic.com/123tvhttp://www.1-2-3.tv/HR New Mediahttp://hr.blr.com/HR-news/HR-Administration/Employee-Privacy/Popular-HR-News-Social-Media-in-2011Alfabethttp://www.alfabet.com/Brainsgatehttp://www.brainsgate.com/Definienshttp://www.definiens.com/eMaze Networkshttp://www.emaze.net/ForteMediahttp://www.fortemedia.com/Metrigenixhttp://xceedmolecular.com/NovoGIhttp://www.novogi.com/Voddlerhttp://www.voddler.com/Investment Team:Tom S. Anthofer, Managing Partnertanthofer@cipiopartners.comWerner Dreesbach, Managing Partnerwdreesbach@cipiopartners.comDr. Hans-Dieter Koch, Managing Partnerhdkoch@cipiopartners.comDr. Maximilian Schroeck, Managing Partner, (San Jose office)mschroeck@cipiopartners.comRoland Dennert, Managing Partnerrdennert@cipiopartners.comDiana Meyel, Managing Partner, CFOdmeyel@cipiopartners.comAchim Lederle, Venture Partneralederle@cipiopartners.comChristoph Wedegaertner, Senior Principalcwedegaertner@cipiopartners.comDavid Mes, Senior Principal, (San Jose office)dmes@cipiopartners.comPond Venture Partners, Ltd.www.pondventures.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorEarlyPond invests in early-stage companies in the semiconductor, wireless and software areas. The firm has been investing since 1998 and its funds include Pond II, a $78 million fund. Pond is headquartered in London, with partners in Silicon Valley. The firm's key areas of interest include: consumer and mobile software; Web-based services; Internet media; Silicon-consumer and wireless; and Infrastructure-systems and software. Pond Venture Partners primarily invests in companies that will initially target the European market. Pond currently has over $200 million under management.

2033 Gateway Place, Suite 600 San JoseCA95110408-467-3806

Portfolio companies include:Microcosmhttp://www.conexant.com/Broadway Networkshttp://www.broadwaynetworks.com/SealedMediahttp://www.sealedmedia.com/Transitivehttp://www.transitive.com/4Homehttp://www.4home.com/LiveRailhttp://www.liverail.com/Gigle Semiconductorhttp://www.gigle.biz/ACCOhttp://www.acco-semi.com/Mekanisthttp://www.mekanist.net/Swapithttp://www.swapit.co.uk/Emefcyhttp://www.emefcy.com/Investment Team:Richard Irving, Co-Founder, Directorrichard@pondventures.comKent Godfrey, General Partnerkent@pondventures.comCharles Irving, Co-Foundercharles@pondventures.comJamie Urquhart, Venture Partnerjamie@pondventures.comSandra Ralston, Finance/Compliance Officersandra@pondventures.comPositive Enterprises, Inc.www.pei-sba.comSilicon ValleyVCInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareManufacturing & IndustrialEarlyOrganized in 1980, Positive Enterprises, Inc. is a Specialized Small Business Investment Company (SSBIC). The firm is committed to achieving profitability and growth by providing financial networking and management assistance to small business entrepreneurs with strong product growth potential and service expansion. Positive Enterprises current main areas of interest are high-end technology, manufacturing, communications and health care. Positive Enterprises typically invests in subordinated debentures over a four year period.

Webster Square1489 Webster Street, #228San FranciscoCA94115415-885-6600415-928-6363

Portfolio companies include:N/AInvestment Team: Kwok Szeto, Presidentnszeto@pei-sba.comPresidio Ventureswww.presidio-ventures.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorEarlyFounded in 1998, Presidio Venture Partners invests in Information Technology including networking equipment, components, communication services, software, semi-conductors and computing technologies. Since its inception, Presidio Ventures has invested in over 100 U.S. startups for a total investment amount of $200 million. Backed by Sumitomo Corporation, a leading Japanese integrated trading and investment firm, Presidio acts as the early stage IT investment vehicle for Sumitomo Corporation and its affiliates. Presidio makes private equity investments within an initial range of $500 thousand to $5 million. Presidio also maintains offices in Boston and New York.

3979 Freedom Circle, Suite #340Santa ClaraCA95054408-845-9458

Portfolio companies include:MySQLhttp://www.mysql.com/RightScalehttp://www.rightscale.com/Konarkahttp://www.konarka.com/Agrividahttp://www.agrivida.com/AltaDeviceshttps://www.altadevices.com/Aurora Networkshttp://www.aurora.com/Axxanahttp://www.axxana.com/Axxana/index.aspAzul Systemshttp://www.azulsystems.com/BandGap Engineeringhttp://bandgap.com/BitTorrenthttp://www.bittorrent.com/Cambrioshttp://www.cambrios.com/Carrier IQhttp://www.carrieriq.com/CleverSafehttp://cleversafe.com/CloudMarkhttp://www.cloudmark.com/CommVerge Solutionshttp://www.commverge.com/Coskatahttp://coskata.com/Cotendohttp://www.cotendo.com/Engine Yardhttp://www.engineyard.com/GreatPoint Energyhttp://www.greatpointenergy.com/Intematixhttp://www.intematix.com/Karmaspherehttp://karmasphere.com/LiveScribehttp://www.livescribe.com/en-us/Locamodahttp://locamoda.com/mCubehttp://www.mcubeit.com/Moviushttp://www.moviuscorp.com/Multiplexhttp://www.multiplexcomic.com/Nominumhttp://www.nominum.com/OpenXhttp://www.openx.com/SEEOhttp://seeo.com/Siluriahttp://siluria.com/Solantrohttp://solantro.com/SoonRhttp://www.soonr.com/Splashtophttp://www.splashtop.com/Stokehttp://www.stoke.com/Xsigo Systemshttp://xsigo.com/Zimbrahttp://www.zimbra.com/Investment Team:Shun Aramaki, President and CEOEva Boswell, DirectorTetsu Fukuoka, Directorfukuoka@presidiostx.comShuichi Tanabe, Director, Venture Investment & Business DevelopmentYukio Nagata, Directornagata@presidiovp.comGary Kenji YamamotoElizabeth Stephens-Pande, Director of FinanceClaremont Creek Ventureswww.claremontcreek.comSilicon ValleyVCInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareEarlyClaremont Creek Ventures is a venture capital firm investing in early stage information technology companies. Claremont focuses on IT sectors where its partners have domain expertise, including - but not limited to - energy efficiency, IT healthcare, sensor based systems and security markets. The firm's $130 million Claremont Creek Fund I includes as its investors Harvard Management Company, The Regents of the University of California, Verizon Pension Fund and other premier investors. The portfolio of Fund I will ultimately comprise between 20 and 25 early stage companies. Claremont's strategy is to lead the initial round, where its investment typically ranges from $500,000 to $3 million.

300 Frank H. Ogawa Plaza, Suite 350OaklandCA94612510-740-5001

Portfolio companies include:Adura Technologieshttp://www.aduratech.com/Billeohttps://www.billeo.com/CellScopehttp://cellscope.berkeley.edu/Clean Power Financehttp://www.cleanpowerfinance.com/Fluxion Bioscienceshttp://www.fluxionbio.com/Naterahttp://natera.org/SmartZiphttp://www.smartzip.com/TargetCast Networkshttp://digicastnetworks.com/Tibionhttp://www.tibion.com/WiredBenefitshttp://www.wiredbenefits.com/ZipLine Medicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=83349998Alphabet Energyhttp://www.alphabetenergy.com/AssureRx Healthhttp://www.assurerxhealth.com/Blue Pillarhttp://bluepillar.com/ecoATMhttp://ecoatm.com/Element Energyhttp://elementenergy.com/Energy Cachehttp://www.energycache.com/GigaGenhttp://gigagen.com/Leforahttp://www.lefora.com/Project Froghttp://www.projectfrog.com/ShotSpotterhttp://www.shotspotter.com/Investment Team: Nat Goldhaber, Managing Directornat@claremontvc.comRandy Hawks, Managing Directorrandy@claremontvc.comPaul Straub, Directorpaul@claremontvc.comTed Driscoll, PhD, Directorted@claremontvc.comBradford C. Webb, PhD, Venture PartnerClarus Ventureswww.clarusventures.comSilicon ValleyVCLife Sciences & HealthcareMedical DeviceEarlyFounded in 2005 by a group of accomplished investment professionals with extensive and complementary industry backgrounds, Clarus Ventures is a life sciences venture capital firm. Clarus augments its core expertise of investing in biopharmaceuticals and medical technology with diverse expertise in research and development, commercialization, business development and operations management at the global level. Clarus has $1.2 billion of assets under management across two life sciences dedicated funds. The firm has an additional office in Cambridge, MA.

801 Gateway Boulevard, Suite 410South San FranciscoCA94080650-238-5000650-238-5001

Portfolio companies include:Aerovancehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=11326751Zogenixhttp://www.zogenix.com/CoMentishttp://www.comentis.com/eDevhttp://edev.org/ESBATechhttp://esbatech.com/Globus Medicalhttp://globusmedical.com/Link Medicinehttp://linkmedicine.com/Lycerahttp://www.lycera.com/NanoString Technologieshttp://www.nanostring.com/Pearl Therapeuticshttp://www.pearltherapeutics.com/TyRxhttp://www.tyrx.com/Virdante Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=53462151Achillionhttp://www.achillion.com/Avanir Pharmaceuticalshttps://www.avanir.com/Cleave Bioscienceshttp://cleavebio.com/FerroKin Bioscienceshttp://ferrokin.com/Neomendhttp://www.neomend.com/Oxford Immunotechttp://www.oxfordimmunotec.com/Sarcode Biosciencehttp://sarcode.com/TetraLogichttp://www.tetralogicpharma.com/Flowonixhttp://www.flowonix.com/Heptares Therapeuticshttp://www.heptares.com/Investment Team:Nicholas Galakatos, Managing Directorngalakatos@clarusventures.comDennis Henner, Managing Directordhenner@clarusventures.comJeffrey Leiden, Senior Advisorjleiden@clarusventures.comRobert W. Liptak, Managing Directorrliptak@clarusventures.comNicholas J. Simon, Managing Directornsimon@clarusventures.com Michael Steinmetz, Managing Directormsteinmetz@clarusventures.com Kurt C. Wheeler, Managing Directorkwheeler@clarusventures.comEmmett Cunningham, Partnerecunningham@clarusventures.comScott Requadt, Partnersrequadt@clarusventures.comWilliam Young, Venture Partnerwyoung@clarusventures.comMichele Park, Ph.D., Principalmpark@clarusventures.com Primera CapitalSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingEarlyGrowthExpansionPrimera Capital helps build sustainable companies that focus on innovative products, services and technologies. A stage agnostic investor, areas of focus for Primera include Software (Infrastructure and Applications), Internet Applications, and Mobile and Wireless. The firm's General Partners backgrounds include experience at companies such as Scopus, Extensity, Fandango, Genesys, Audible, and Roamware.

11 El SuenoOrindaCA94563

Portfolio companies include:Chegghttp://www.chegg.com/Infolinkshttp://www.infolinks.com/GT Nexushttp://www.gtnexus.com/Jitterbithttp://www.jitterbit.com/Novare Technologieshttp://www.novare.com.hk/StyleTrekhttp://en-gb.facebook.com/styletrekModular Patternshttp://www.thefind.com/homefurnishings/info-modular-tile-patternWibiyahttp://wibiya.conduit.com/Cramsterhttp://www.cramster.com/mFinohttp://mfino.com/Investment Team: Mohan GyaniOren ZeevOri Sasson, General PartnerSharam SassonSridhar Obilisetty, Operating PartnerClean Pacific Ventureswww.cleanpacific.comSilicon ValleyVCEnergy & Clean TechAgriculture & Agricultural ScienceEarlyClean Pacific Ventures is a venture capital fund that invests in promising early stage clean technology companies. Clean Pacific focuses primarily on clean technologies related to energy, water, agriculture and materials. Areas of particular interest include: Renewable energy, Carbon markets, Energy storage, Energy efficiency and intelligence, Water purification, Water efficiency and intelligence, Food safety and purification, Advanced materials, and Recyclable and remanufactured materials. Clean Pacific intends to target companies needing the first institutional round of $2-4 million to commercialize and expand their current businesses.

Two Transamerica Center505 Sansome Street, Suite 1200San FranciscoCA94111415-433-0123415-433-0161

Portfolio companies include:Aquacuehttp://aquacue.com/LumiGrowhttp://www.lumigrow.com/Carbonflowhttp://www.carbonflow.com/Marrone Bio Innovationshttp://marronebioinnovations.com/index.phpSunLinkhttp://www.sunlink.com/HydroNovationhttp://hydronovation.com/Clean Power Financehttp://www.cleanpowerfinance.com/Investment Team:Sean Schickedanz, General Partner and Chief Investment Officersean@cleanpacific.comJeff Barnes, General Partnerjeff@cleanpacific.comDave Herron, General Partnerdave@cleanpacific.comDewey Chambers, CFOClearstone Venture Partnershttp://www.clearstone.com/Silicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorStorage & HardwareSeedEarlyExpansionFounded 1998, Clearstone has grown from a 2 person office in Pasadena, California to a multi-office firm with about 20 people and over $650 million of committed capital. The firm's $100 million first fund and $350 million second fund have invested in dozens of successful technology companies. Clearstone's Fund III had its final closing in April 2005. Clearstone pursues initial investments of between $1 million and $15 million, and will invest $10 to $30 million over the life cycle of a company's private capital needs. Focus industries include enterprise software, enterprise infrastructure, storage, communications, security, wireless, semiconductors, advanced optics, and both consumer & business Internet. Clearstone primarily provides seed and early round financing, but will occasionally make later round investments in highly successful technology companies that have already been backed by other venture capital firms in which Clearstone has had prior relationships with. Clearstone also maintains an office in Santa Monica.

720 University Dr., Suite 200Palo AltoCA94301650-234-0400650-234-0401

Portfolio companies include:Aoptixhttp://www.aoptix.com/Clearfly Communicationshttp://www.clearly.co.uk/Cooking.Comhttp://www.cooking.com/DiVitashttp://www.divitas.com/Phasebridgehttp://emcorephotonicsystems.com/products/Comet Systemshttp://www.cometsystem.cz/Games2Win.comhttp://www.games2win.com/en/Integrienhttp://www.vmware.com/products/datacenter-virtualization/vcenter-operations-management/overview.htmlKazeonhttp://www.kazeon.com/Rubicon Projecthttp://www.rubiconproject.com/Six Degrees Gameshttp://www.sixdegreesgames.com/Composite Softwarehttp://www.compositesw.com/Divitashttp://www.clearfly.net/United Onlinehttp://www.unitedonline.net/Mimosa Systemshttp://www.crunchbase.com/company/mimosa-systemsThisNexthttp://www.thisnext.com/6Degrees Gameshttp://oracleofbacon.org/Soonrhttp://www.soonr.com/SupplyFramehttp://www.supplyframe.com/UserTesting.comhttp://www.usertesting.com/Investment Team:Bill Elkus, Founder and Managing Directorwilliam@clearstone.comJim Armstrong, Managing Directorjim@clearstone.comTM Ravi, Venture PartnerPrabakar Sundarrajan, Venture AdvisorAnil Patel, Venture Partnerapatel@clearstone.comRajan Mehra, Venture PartnerSumant Mandal, Managing DirectorVish Mishra, Venture Directorvish@clearstone.comDana Moraly, Chief Financial Officerdmoraly@clearstone.comWilliam Quigley, Managing DirectorDavid Stern, Venture PartnerCMEA Ventureswww.cmeaventures.comSilicon ValleyVCInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareEarlyExpansionCMEA Ventures is a San Francisco based venture capital firm that specializes in high technology, life sciences, and alternative energy investments. The firm invests in both early and late stage companies, and actively partners with its extended network of companies, other VC firms, institutional investors, strategic partners as well as entrepreneurs. CMEA was originally formed as an affiliate of New Enterprise Associates (NEA) in 1989 and became independent in 1997. CMEA currently has 74 portfolio companies, 6 funds and manages $1.2 billion of venture capital.

1 Letterman DriveBuilding C, Suite CM500San FranciscoCA94129415-352-1520415-352-1524

Portfolio companies include:Intellikinehttp://intellikine.com/MacroGenicshttp://www.macrogenics.com/Solarioa Corporationhttp://www.solaria.com/NuScale Powerhttp://www.nuscalepower.com/LiveOpshttp://www.liveops.com/Luminus Deviceshttp://www.luminus.com/Airtight Networkshttp://www.airtightnetworks.com/CafePresshttp://www.cafepress.com/Baxanohttp://baxano.com/Kalypsyshttp://www.kalypsys.com/home/home03.shtmlVeraLighthttp://www.veralight.com/Codexishttp://www.codexis.com/CNano Technologyhttp://cnanotechnology.com/en/SurgiQuesthttp://surgiquest.com/Reel Solarhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=113527690Jobvitehttp://recruiting.jobvite.com/WorkingPointhttp://www.workingpoint.com/Zaarlyhttps://zaarly.com/Baxanohttp://baxano.com/Exela Pharma Scienceshttp://exela.us/Arcion Therapeuticshttp://arciontherapeutics.com/Tetraphase Pharmaceuticalshttp://tphase.com/Investment Team:Thomas R. Baruch, Founder and Partner Emeritustom@cmea.comDavid J. Collier, Managing Directorcollier@cmea.comKent Hawryluk, Founding Partner, CMEA 8kent@cmea.comKarl D. Handelsman, Managing Directorkarl@cmea.comJim Hornthal, Venture Partnerhornthal@cmea.comFaysal Sohail, General Partnerfaysal@cmea.comDavid Tuckerman, Venture Partnerdavid@cmea.comJim Watson, Managing General Directorjim@cmeaventures.comSumeet Jain, Partnersumeet@cmea.comSaad Khan, Partnersaad@cmea.comJim Larrick, MD, Venture Partnerjwlarrick@cmea.comMichael Melnick, Ph. D, Venture Partnermichael@cmea.comAndy Perlman, MD, Venture Partnerandy@cmea.comEric Sebusch, Partnererik@cmea.comRachel Sheinbein, Partnerrachel@cmea.comJohn Feilders, Ph.D., Venture Partnerjohnfeilders@cmea.comTroy Wilson, Ph.D., Founding Partner, CMEA 8 Communications Technology Clusterhttp://www.ctcluster.com/main/Silicon ValleyIInformation TechnologySeedEarlyThe Communications Technology Cluster (CTC) is a business acceleration center, built on a business incubator model, providing strategic consulting, business, and financial services for entrepreneurs and growth-oriented small to mid-sized companies in various technology sectors. Founded in 1996, CTC is a public-private partnership between Sustainable Systems, Inc., the Oakland Business Development Corporation, and the City of Oakland. Since 1998, CTC graduate companies have gone on to raise $250 million in external funding.

300 Frank H. Ogawa Plaza, Suite 210OaklandCA94612510-903-1902510-903-1952

Participating companies include:Diverse Strategieshttp://diversestrategies.com/Health Career Connectionhttp://www.healthcareers.org/Nor-Cal FDChttp://www.nor-calfdc.org/Prozan Financial Serviceshttp://www.prozanfinancial.com/Velox Logistics Systemshttp://veloxshipping.com/Internet Securitieshttp://www.securities.com/DBL Developmenthttp://dblsystems.com/Inner City Advisorshttp://innercityadvisors.org/Modern Media Partnershttp://modernmediapartners.com/OfficeWorkshttp://www.officeworks.com.au/retail/content/HomeTucker Technologyhttp://tuckertech.net/AGA Financialhttp://agafinancialservices.com/MoonKnight Networks, Inc.http://www.moonknight.com/Purple Lynxhttp://purplelynx.com/Dissero Partnershttp://www.disseropartners.com/NetClearlyhttp://www.manta.com/c/mm8hx8s/netclearlyVelox Logistics Systemshttp://veloxshipping.com/Winning Strategieshttp://www.winningstrat.com/Executive Advisers:Michael BaccalaBob ChristopherDavid PeakArthur VeraWilliam C. WrightCompass Technology Partners, LPwww.compasstechpartners.comSilicon ValleyVCInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareSeedEarlyGrowthCompass invests in emerging, high-growth potential, public and private companies with a focus on science and technology, innovation and intellectual property. The fund focuses on three investment areas: Silicon-related technologies, Life Science, and Communications and Information Technologies. Compass invests in all stages of a company's development, with a preference for beginning its investment relationships in the start-up and early stage phases. Compass also invests in emerging public as well as private placements in public companies.

261 Hamilton Avenue, Suite 200Palo AltoCA94301650-322-7595650-322-0588

Portfolio companies include:NanoNexushttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=469577Oculex Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=125914Radio Therapeuticshttp://www.chubbybrain.com/companies/radio-therapeutics-corporationAtherotechhttp://atherotech.com/SoftBook Presshttp://en.wikipedia.org/wiki/SoftBookBoxer Crosshttp://www.dogsblog.com/category/boxer-cross/DataCylces.comhttp://datacycles.com/Percutaneous Systemshttp://www.percsys.com/Applied Microstructureshttp://www.appliedmst.com/Photodigmhttp://photodigm.com/Yield Dynamicshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=502441Ripfirehttp://www.ripfire.com/Logilenthttp://campus.toolwire.com/construct.asp?pid=SLS10&mode=ClassInvestment Team:David G. Arscottdarscott@compasstechpartners.comAlain S. Harrusaharrus@compasstechpartners.comMartha P.E. Arscottmarscott@compasstechpartners.comPaul Yaupyau@compasstechpartners.comConcept Ventureswww.conceptvc.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorStorage & HardwareMedia & Digital MediaLife Sciences & HealthcareSeedEarlyConcept Ventures invests in early stage companies in digital media, communications, semiconductors, software and services, and healthtech. Concept works with early stage entrepreneurs, who sometimes only have a rough idea of what to do, and helps them formulate a crisp business strategy that addresses an important problem, with a business model that will fuel the growth of the company. Concept invests in companies that deploy scalable technologies to increase the efficiency of healthcare, a sector they call HealthTech.

4800 Great America Parkway, Suite 530Santa ClaraCA95054650-575-5739

Portfolio companies include:ZillionTVhttp://zilliontv.tv/Grandishttp://grandisinc.com/Infinerahttp://infinera.com/Takumihttp://www.takumijapanese.com/Devicescapehttp://www.devicescape.com/Envishttp://www.envis.nic.in/Menarahttp://www.menaranet.com/PixelOpticshttp://www.pixeloptics.com/Investment Team:Julien Nguyen, Managing Directorjulien@conceptvc.comConcept2Company Ventures, Inc.www.concept2company.comSilicon ValleyVCInformation TechnologySeedConcept2Company is a seed venture capital fund that helps professors, researchers, staff, undergraduates, or graduate students who wish to start commercial ventures without leaving their present jobs. C2C's compensation is an equity position in these companies. C2C focuses on leading universities and research institutions in the Western U.S. with partners that include Stanford and UCLA. Since 1997, principals at C2C have helped create commercial enterprises that have raised more than $280 million in venture capital. C2C's strategic investors include Advanced Technology Ventures, Connet & Company, Garage Technology Ventures, Silicon Valley Bank, Stanford University and Venture Law Group.

100 Hamilton Avenue, Suite 100Palo AltoCA94301650-289-0150650-289-0151

Portfolio companies include:Adapt Technologieshttp://www.adapt-technologies.net/Affinity Circleshttp://www.affinitycircles.com/index.shtmlFinancial Engineshttp://www.financialengines.com/Management Team:Craig Johnson, Managing Directorcraig@c2cventures.comMicah Siegel, Managing Directormsiegel@c2cventures.com Jeanette Pollifone, Director of Administrationjeanette@c2cventures.comConsor Capital, LLCwww.consorcapital.comSilicon ValleyVCInformation TechnologyEarlyConsor Capital was formed by Josh and Jay Huffard to manage venture capital investments. Consor Capital focuses on early-stage companies serving consumers and small businesses. The firm seeks to partner with companies run by strong leaders, focused on rapidly changing markets and leveraging technology as a key aspect of their business model. Josh and Jay Huffard both play primary roles in seeking investments and building long term equity value. They have worked and invested together in more than 20 companies over the past 10 years. The firm has an additional office in Greenwich, CT.

475 Gate Five Road, Suite 320SausalitoCA94965415-559-9913

Portfolio companies include:Jeteyehttp://jeteye.com/My Wines Directhttp://www.mywinesdirect.com/Safe Harborhttp://en.wikipedia.org/wiki/Safe_harborHorizon Fuel Cell Technologieshttp://www.horizonfuelcell.com/V Socialhttp://www.vsocial.co/Master Replicashttp://www.entertainmentearth.com/hitlist.asp?company=Master+ReplicasCoveroohttp://www.coveroo.com/Paraiso del Marhttp://www.paradiseofthesea.com/Jyvehttp://www.jyve.com/NewCrosshttp://www.newcrosshealthcare.com/Cloudmarkhttp://www.cloudmark.com/vSocialhttp://www.vsocial.co/Investment Team:Josh Huffard, ManagerJay Huffard, Managerjay@consorcapital.comRobin Smith, Entrepreneur in ResidenceConvergence Partnerswww.convergencepartners.comSilicon ValleyVCSoftware & InternetEarlyEstablished in 1997, Convergence focuses on the Internet sector. The firm makes a relatively small number of investments each year in order to commit its resources to the success of its portfolio companies' operations. Each individual partner of Convergence sits on the board of a maximum of five early-stage start-ups. Convergence Partners is currently not making new investments.

800 W. El Camino Real, Suite 180Mountain ViewCA94040650-854-3010

Portfolio companies include:Amphirehttp://amphire.com/Clickabilityhttp://www.clickability.com/Olumahttp://oluma.com/Tropianhttp://venturebeatprofiles.com/company/profile/tropianInvestment Team:Eric Di Benedetto, Founder & General Partnereric@convergencepartners.comRuss Irwin, Founder & General Partnerruss@convergencepartners.comCoronis Medical Ventures, LLCwww.coronismedical.comSilicon ValleyVCMedical DeviceSeedEarlyCoronis Medical Ventures, LLC is a seed fund and business accelerator dedicated to providing a blend of capital, venture development and prototyping support for early stage medical device companies. For each portfolio company, Coronis provides seed capital, helps assemble a core team, assumes executive roles as required and oversees initial product prototyping, as well as the design and completion of product development to demonstrate proof of concept. When these milestones have been achieved, Coronis orchestrates a larger follow-on financing, allowing the company to rapidly proceed to product commercialization. Coronis' primary areas of interest are therapeutic medical devices that present minimally invasive alternatives to conventional surgery in fields such as cardiovascular and neurovascular medicine, orthopedics, cosmetics, pulmonology, gastroenterology, urology and ophthalmology.

1364 Bordeaux DriveSunnyvaleCA94089800-285-9918

Portfolio companies include:VasoNovahttp://www.vasonova.com/Varix Medicalhttp://varixmedical.com/Investment Team:Carl Simpson, Managing Directorcsimpson@coronismedical.comWil Samson, Managing Directorwsamson@coronismedical.comRoger Stern, Ph.D., Managing Directorrstern@coronismedical.comMark Klopp, Managing Directormklopp@coronismedical.comInterWest Partnerswww.interwest.comSilicon ValleyVCInformation TechnologyLife Sciences & HealthcareMedical DeviceSeedEarlyGrowthExpansionFounded in 1979, InterWest invests in Life Sciences and IT companies through the full range of venture investment stages, and investments may be staged over several rounds of financing. With more than $2.8 billion in total committed capital, the firm has invested in more than 230 companies, completed more than 70 IPOs, participated in 60 upside acquisitions, and is currently investing InterWest Partners X, a $650 million fund. InterWest invests an average of about $10-15 million over the span of its involvement with each portfolio company.

2710 Sand Hill Road, Suite 200Menlo ParkCA94025650-854-8585650-854-4706

Portfolio companies include:Calypsohttp://www.calypso.com/Integrated Diagnosticshttp://integrated-diagnostics.net/management.htmlMicroChipshttp://www.mchips.com/Pelican Imaginghttp://www.pelicanimaging.com/Invuityhttp://www.invuity.com/Xirrushttp://www.xirrus.com/Flurryhttp://www.flurry.com/Carwoo!http://carwoo.com/Spreadfasthttp://spredfast.com/Bloomspothttp://www.bloomspot.com/Get Satisfactionhttp://getsatisfaction.com/Encorehttp://www.encore.com/Virsto Softwarehttp://www.virsto.com/Tesarohttp://tesarobio.com/Investment Team:Bruce Cleveland, General Partnerbcleveland@interwest.comChris Ehrlich, General Partnercehrlich@interwest.comPhilip Gianos, General Partnerflip@interwest.comDoug Pepper, General Partnerdpepper@interwest.comTom Rosch, General Partnertomr@interwest.comKhaled Nasr, Partnerknasr@interwest.comNina Kjellson, General Partnernkjellson@interwest.comGil Kliman, General PartnerArnold Oronsky, General PartnerInvencor, Inc.www.invencor.comSilicon ValleyVCInformation TechnologySeedEarlyInvencor manages the International Venture Fund I (IVF), a seed and early stage equity investor. The fund focuses on opportunities in Arizona, Hawaii, New Mexico and Utah. IVF will also consider investments in Silicon Valley to maintain its relationships with the Silicon Valley venture capital base. Since 1997, Invencor has been the fund manager for the Arizona Technology Venture Fund, a fund for incubator companies in the Arizona market. IVF typically seeks to fund the investment gap between the Angel investors and larger venture funds.

P.O. Box 7355Menlo ParkCA94026650-330-1210 707-257-2196

Portfolio companies include:HotUhttp://www.homeoftheunderdogs.net/BioReasonhttp://bioreason.com/Lumidigmhttp://www.lumidigm.com/Sandpiper Softwarehttp://sandsoft.com/4Charity.comhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=120182Kona Bay Marine Resourceshttp://konabaymarine.com/AdOn Networkhttp://adonnetwork.com/AGIShttp://www.agis.com/Hawaii Biotechhttp://hibiotech.com/Perimeterhttp://en.wikipedia.org/wiki/PerimeterNapo Pharmaceuticalshttp://www.napopharma.com/Cardax Pharmaceuticalshttp://www.cardaxpharma.com/Arcanushttp://en.wiktionary.org/wiki/arcanusInvestment Team:Debra R. Guerin-Beresini, Managing Directordebra@invencor.comKirk Westbrook, Managing Directorkirk@invencor.comRichard Harding, Managing Partnerrichard@invencor.comDaniel Macuga, Managing Partnerdan@invencor.comINVESCO Private Capitalhttp://invescoprivatecapital.comSilicon ValleyVCPEFOFInformation TechnologyLife Sciences & HealthcareRetail & RestaurantEarlyMiddle MarketFounded in 1981, INVESCO Private Capital is one of the oldest and most active private equity investors. Since inception, the private capital team has committed over $4.2 billion to 450 partnerships and directly invested in over 300 private companies. The firm seeks opportunities in emerging growth markets including information technology, life sciences, and specialty retail industries. INVESCO Private Capital has seven investment professionals across three offices : New York, San Francisco and London.

101 California Street, Suite 1900San FranciscoCA94111415-445-3385

Portfolio companies include:Aspect Medical Systemshttp://respiratorysolutions.covidien.com/PatientMonitoring/BISBrainMonitoring/tabid/468/Default.aspxBizrate.comhttp://www.bizrate.com/CompUSAhttp://www.compusa.com/Investment Team:Evan Jaysene-Darr, Principalevan_darr@invesco.comPhilip M. Shaw, General Partnerphilip_shaw@invesco.comRay Maxwell, Venture Partnerray_maxwell@ldn.invesco.comAmit Tiwari, Principalamit_tiwari@invesco.comKelvin Liu, Directorkelvin_liu@invesco.comHenry Robin, General Partnerhenry.robin@invesco.comTheresa Boyd, Senior Associatetheresa.boyd@invesco.comInvestor Growth Capital, Inc.www.investorab.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorStorage & HardwareLife Sciences & HealthcareEarlyGrowthExpansionInvestor Growth Capital (IGC) is a venture capital and private equity advisory group wholly owned by Investor AB of Sweden. Originally, the firm was founded 1916 and spun out of Stockholm's Enskilda Bank. IGC has a capital allocation of $1.8 billion and offices in North America, Europe and Asia. Since the launch of its U.S. venture capital operation in 1995, IGC has invested $1.5 billion in over 100 companies. The firm's Information Technology Team invests in private and public companies in enterprise hardware/software, wireless and wireline communications equipment and components, semiconductor companies and industrial technologies. For IT companies, IGC targets investment sizes of $7-$25 million over the life of the investment. IGC's Healthcare Team invests in private and public companies in medical devices, pharmaceuticals, diagnostics, healthcare services, and life science tools. Target investments in Healthcare range from $10 - $20 million in a company over the life of the investment. IGC invests in multiple stages of a company's development. However, the firm's focus is primarily on expansion stage companies, which it defines as companies that have customers and revenue, or are very close to revenue. IGC does not invest in seed or very early stage companies.

333 Middlefield Road, Suite 110Menlo ParkCA94025650-543-8100650-543-8110

Portfolio companies include:Achillion Pharmaceuticalshttp://www.achillion.com/Agile Therapeuticshttp://www.agiletherapeutics.com/Biolexhttp://www.biolex.com/Cameron Healthhttp://www.cameronhealth.com/Galil Medicalhttp://galil-medical.com/Jazz Pharmaceuticalshttp://www.jazzpharma.com/Neuroneticshttp://www.neuronetics.com/TearSciencehttp://www.tearscience.com/en/Tesserahttp://www.tessera.com/Mindjethttp://www.mindjet.com/Greenwayhttp://www.greenwaymedical.com/Aternityhttp://www.aternity.com/ExaGridhttp://www.exagrid.com/ID Analyticshttp://www.idanalytics.com/PulsePointhttp://www.pulsepoint.com/ReCellularhttp://recellular.com/RocketLawyerhttp://www.rocketlawyer.com/SkyCrosshttp://www.skycross.com/Vendahttp://www.venda.com/Whitehat Securityhttps://www.whitehatsec.com/Investment Team:Michael Ricks, Managing Directormichael.ricks@investorab.comJose Suarez, Vice PresidentPhilip Dur, Senior Associatephilip.dur@investorab.comAlbert Kim, Managing DirectorITOCHU Technology (ITI)www.itochu.netSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorMedia & Digital MediaEarlyITOCHU Technology (ITI) has an extensive track record of making U.S. Technology companies successful in Japan by providing the expertise in Business Development, Venture Investment & International Business Operations. ITI is backed by ITOCHU Corporation (ITOCHU), one of the world's leading diversified and comprehensive trading companies in excess of $110 billion of annual total trading transactions, and 2010 revenue of approximately $37 billion. The group's mission is to invest in and help build leading information technology companies. ITI began investing in 1994 and since then has funded over 70 information technology companies with successes such as Siebel Systems, NVIDIA and Openwave. ITI seeks investments in four general categories - systems, software, components and services - and is currently targeting a variety of specific focus areas: Next-Generation Communications Infrastructure; Broadband Wireless Infrastructure; Mobile Platforms and Applications; Home Gateway Solutions; Security Software and Services; Ubiquitous Technologies; Next-Generation Computing; Open Source Software; Semiconductors/MEMS; Internet Platforms and Applications; Web-Enabled Services; and Digital Media.

3945 Freedom Circle, Suite 640Santa ClaraCA95054408-727-8810408-727-9391

Portfolio companies include:Acopia Networkshttp://www.f5.com/solutions/storage/Aruba Wirelesshttp://www.arubanetworks.com/Azul Systemshttp://www.azulsystems.com/Cast Iron Systemshttp://www.ibm.com/software/integration/cast-iron-cloud-integration/ENCIRQhttp://venturebeatprofiles.com/company/profile/encirqForeScout Technologieshttp://www.forescout.com/Inipachttp://www.unipacshipping.com/Infinerahttp://infinera.com/LogLogichttp://www.loglogic.com/Motionboxhttp://techcrunch.com/2006/04/02/motionbox-best-online-video-sharing-so-far/NanoOPtohttp://www.nanoopto.com/Oddcasthttp://www.oddcast.com/home/demos/tts/tts_example.php?sitepalLambda OpticalSystemshttp://www.lambdaopticalsystems.com/LogLogichttp://www.loglogic.com/Sling Mediahttp://slingmedia.com/Starenthttp://www.cisco.com/web/about/ac49/ac0/ac1/ac259/starent.htmlInvestment Team:Shinichi Uemura, President & CEOMasazumi Tezuka, Assistant to PresidentJohn Takita, Vice President, Financial Systems Groupjohn@itochu.netHiroshi Ochiai, Vice President, CTC Business DevelopmentAlbert Vasquez, Director, International Business Developmentalbert@itochu.netJAFCO Ventureswww.jafco.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaEarlyFounded in 1973, JAFCO Co., Ltd. is a Tokyo-based, publicly traded venture capital firm with more than $600 million under management. JAFCO Ventures was re-established in 2003 as an independent venture capital partnership. Its first fund, JAFCO Technology Partners I, closed in July of 2003 and is capitalized at $100 million. Today JAFCO Ventures has $450 million under management with the recent closing of its third fund. The firm invests in early-stage technology companies within the communications, components, digital media, Internet, software and wireless sectors. The firm's "sweet spot" is to lead financings that are in the $10 to $20 million range, but it has invested in both smaller and larger rounds as well. For an initial investment, the company usually provides no less than $3 million and up to $8 million. Over the last three decades, JAFCO has managed over 60 investment funds worldwide through its offices in Japan, China, South Korea, Singapore, Taiwan, North America, and other parts of the world. Leveraging its value-added orientation, JAFCO has made investments in over 2,500 emerging companies, with approximately 700 of these ventures becoming publicly traded companies.

505 Hamilton Avenue, Suite 310Palo AltoCA94301650-463-8800650-463-8801

Portfolio companies include:Awarepointhttp://www.awarepoint.com/Brion Technologieshttp://www.brion.com/Calyptohttp://www.calypto.com/Avnerahttp://www.avnera.com/ClairMailhttp://www.clairmail.com/Cortina Systemshttp://cortina-systems.com/FireEyehttp://www.fireeye.com/Bill.comhttp://www.bill.com/Clickerhttp://www.clicker.com/DATAllegrohttp://en.wikipedia.org/wiki/DATAllegroDevicescapehttp://www.devicescape.com/Infinerahttp://infinera.com/Inklinghttp://www.inkling.com/Kixeyehttp://www.kixeye.com/Marketlivehttp://www.marketlive.com/Harahttp://www.hara.com/Meebohttps://www.meebo.com/Mimosa Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=13564485Ocarina Networkshttp://www.ocarinanetworks.com/Proofpointhttp://www.proofpoint.com/Reputation.comhttp://www.reputation.com/Voltage Securityhttp://voltage.com/41st Parameterhttp://www.the41.com/Aster Datahttp://www.asterdata.com/FireEyehttp://www.fireeye.com/GroundWorkhttp://www.gwos.com/Group Commercehttp://groupcommerce.com/Huddlehttp://www.huddle.com/MoPubhttp://www.mopub.com/Oodlehttp://www.oodle.com/Plastic Junglehttps://www.plasticjungle.com/mainPurfreshhttp://www.purfresh.com/Ratifyhttp://dictionary.reference.com/browse/ratifySenchahttp://www.sencha.com/SiTimehttp://www.sitime.com/RedSeal Networkshttp://www.redsealnetworks.com/SocialVibehttp://www.socialvibe.com/Solidcorehttp://en.wikipedia.org/wiki/Solidcore_SystemsTuneInhttp://tunein.com/Ultrasolar Technologyhttp://ultrasolartech.com/Vucliphttp://www.vuclip.com/WGThttps://www.wgt.com/signup.aspxInvestment Team:Joe Horowitz, Managing General Partnerjoe@jafco.comBen Shih, Partnerben@jafco.comTom Mawhinney, General Partnertom@jafco.comDebby Meredith, Venture Partnerdebby@jafco.comNick Sturiale, Venture Consultantnick@jafco.comJeb Miller, General Partnerjeb@jafco.comPaul Sallaberry, Venture Partnerpaul@jafco.comJane Capital Partners, LLCwww.janecapital.comSilicon ValleyMBInformation TechnologyEnergy & Clean TechRetail & RestaurantGrowthExpansionMiddle MarketFounded in 2001, Jane Capital Partners, LLC is a merchant and investment banking firm advising on buyside M&A, strategic alliances, and strategic financings for clients ranging from growth stage to multi-national companies, and in select cases, the firm acts as a principal. Jane Capital specializes in complex advisory mandates, executing both acquisition strategies and cross-border alliances and financing transactions. The firm focuses on companies in the following sectors: Energy, Cleantech, IT, Hospitality, and General Aviation. Jane Capital has an additional office in Houston, Texas and has made completed transactions the Austral-Asian region and Europe.

505 Montgomery, 2nd FloorSan FranciscoCA94111415-277-0180415-277-0173

Portfolio companies include:Carbonflowhttp://www.carbonflow.com/TriniTEQhttp://triniteq.com/Zenergy Powerhttp://www.zenergyplc.com/Fiderishttp://fideris.com/Smart Wire Gridhttp://www.smartwiregrid.com/Blockshieldhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=10580232Investment Team:Jane D. Lindner, Managing Partner, 415-277-0171lindner@janecapital.comNeal M. Dikeman, Partner, 415-277-0176dikeman@janecapital.comE. Tod Lindner, Managing Director, 415-277-0178tlindner@janecapital.comJavelin Venture Partnershttp://javelinvp.comSilicon ValleyVCSoftware & InternetCommunications & NetworkingMedia & Digital MediaLife Sciences & HealthcareEarlyJavelin Venture Partners is an early stage venture capital firm specializing in technology based start-ups that leverage key innovations to create scalable, high-growth companies. Key focus areas include digital/social media, web services/commerce, mobile, cloud and enterprise/healthcare IT. Javelin looks for advanced bleeding-edge innovations, where the addressable market size is substantial and strong competitive advantages exist. The firm's typical investment is between $500,000 and $3 million, with reserves for follow-on investments. Javelin will also consider smaller seed investments for unique companies just getting started. Javelin considers investments throughout the world.

One Rincon Center101 Spear Street, Suite 255San FranciscoCA94105415-202-5820415-520-0305

Portfolio companies include:Netpulsehttp://www.netpulse.com/Scout Labshttp://www.crunchbase.com/company/scoutlabsAltruikhttp://www.altruik.com/Sense Networkshttp://www.sensenetworks.com/Queplixhttp://www.queplix.com/Nexenta Systemshttp://www.nexenta.com/AppFirsthttp://www.appfirst.com/CTR Boosthttp://boostctr.com/Cynergenhttp://cynergen.com/Get Ithttp://get-it.com/Lithiumhttp://en.wikipedia.org/wiki/LithiumMarketFishhttp://www.marketfish.com/Netpulsehttp://www.netpulse.com/Omnitrolhttp://omnitrol.com/Onefortyhttp://www.hubspot.com/PowerCloud Systemshttp://www.powercloudsystems.com/Ritterhttp://www.rittermfg.com/Rixtyhttps://www.rixty.com/Wellness FXhttp://wellnessfx.com/XMobbhttp://www.xmobb.com/Yap.TVhttp://www.yap.tv/Sociable Labshttp://www.sociablelabs.com/Smart Ziphttp://www.smartzip.com/Scout Labshttp://www.crunchbase.com/company/scoutlabsInvestment Team:Noah J. Doyle, Managing Directorndoyle@javelinvp.comJed M. Katz, Managing Directorjkatz@javelinvp.comAlex Gurevich, Principalalexg@javelinvp.comRichard Mordini, Senior Associaterichardm@javelinvp.comSarah Rice, Executive AssistantSandy D. Hawkins, Finance DirectorJH Partnerswww.jhco.comSilicon ValleyPERetail & RestaurantMiddle MarketFormerly known as Jesse.Hansen & Co., JH Partners is a San Francisco-based investment firm focused on building consumer and marketing-driven growth companies. Founded in 1986, JH Partners invests in growth oriented businesses with sustainable competitive advantages and revenues of $10 to $300 million. The principals of JH Partners have invested over $1 billion under management and are currently investing a $390 million fund raised in 2008. The firm targets investments greater than $10 million (and ideally between $15 million and $75 million) in businesses with revenue in excess of $10 million.

451 Jackson StreetSan FranciscoCA94111415-364-0300415-364-0333

Portfolio companies include:AmeriMarkhttp://www.amerimark.com/cgi-bin/amerimark/index_home.htmlBellhttp://www.bell.ca/Dr. Leonard'shttp://www.drleonards.com/La Perlahttp://www.laperla.com/CHEFShttp://www.chefscatalog.com/Contenixhttp://contenix.com/Frettehttp://www.frette.com/GoSmilehttp://www.gosmile.com/Jurliquehttp://www.jurlique.com/Kate Somervillehttp://www.katesomerville.com/Lussorihttp://www.lussori.com/NapaStylehttp://www.napastyle.com/home.jspNeutral Duty Free Shophttp://www.neutral.com.uy/Ouidadhttp://www.ouidad.com/Studio Modernahttp://www.studio-moderna.com/TerraCylcehttp://www.terracycle.net/en-US/Design Within Reachhttp://www.dwr.com/Bare Escentualshttp://www.bareescentuals.com/on/demandware.store/Sites-BareEscentuals-Site/default/Home-ShowPeet's Coffee & Teahttp://www.peets.com/default.asp?rdir=1&ftv=nMD Formulationshttp://www.bareescentuals.com/on/demandware.store/Sites-BareEscentuals-Site/default/Home-Show?brandId=MDF&site=250Image Entertainmenthttp://www.image-entertainment.com/Investment Team:John C. Hansen, Presidenthansen@jhco.comPatrick Collins, Partnercollins@jhco.comMichael J. John, Partnerjohn@jhco.orgJeffrey H. Hansen, Partnerjeff.hansen@jhpartners.comJuniper Networkswww.juniper.net/us/en/company/investmentsSilicon ValleyCVCInformation TechnologyCommunications & NetworkingStorage & HardwareEnergy & Clean TechEarlyGrowthJuniper Networks has developed and productized innovations across every aspect of networking technology. The firm's Venture division invests in technology innovators through two investment initiatives-- the Junos Innovation Fund and Juniper Strategic Investments. The funds endeavor to generate strategic benefits and financial returns for Juniper. The Junos Innovation Fund is a venture capital fund, backed solely by Juniper Networks, that invests in leading early-stage and growth-stage technology companies that expand and enhance our Junos ecosystem. Juniper Strategic Investments is a stage-agnostic initiative that supports Juniper's businesses in a variety of ways. This initiative complements the Junos Innovation Fund, and can invest in software, system, and component-based technologies. target investment segments include: Wireless (enterprise and carrier), Video, Analytics, Automation, Security, Cloud and data center, Networking, Data storage, Optical, and Green technology.

1194 North Mathilda AvenueSunnyvaleCA94089-1206888-586-4737408-745-2100

Portfolio companies include:Altorhttp://www.altor.com/Ankeenahttp://www.juniper.net/us/en/dm/ankeena/Apigeehttp://apigee.com/Cotendohttp://www.akamai.com/cotendoFireEyehttp://www.fireeye.com/Packet Designhttp://www.packetdesign.com/Sentrigohttp://www.mcafee.com/us/about/sentrigo.aspxCyan Opticshttp://cyaninc.com/Trapeze Networkshttp://trapezenetworks.com/Violin Memoryhttp://www.violin-memory.com/Typesafehttp://typesafe.com/Vidyohttp://www.vidyo.com/Investment Team:Jeff Lipton, Vice President Venture and Strategic InvestmentsLuis Avila-Marco, Executive Vice President Strategy and Corporate DevelopmentCorrelation Ventureswww.correlationvc.comSoCalVCInformation TechnologySoftware & InternetLife Sciences & HealthcareSeedEarlyGrowthExpansionCorrelation Ventures is a San Diego and Bay area based firm that is raising its debut fund. Currently, Correlation has more than $165 million under management, with the GPs to take a 15% carry (compared to the typical 20%). The partners are Trevor Kienzel (ex-Newbury Ventures) and David Coates, while the CFO is Grace Chui-Miller (ex-DCM). The firm reportedly has developed an algorithm that would be used to passively invest in venture deals being led by other firms. Correlation Ventures is highly flexible on investment sizes, ranging from $250,000 to $4 million. Correlation invests across all industry segments, U.S. geographies and investment stages, from seed through late stage. The firm makes investment decisions in two weeks or less and offers reliability and transparency about reserves and its intentions to follow in future financings.

9255 Towne Centre Drive, Suite 350 San DiegoCA92121858-412-8500

Portfolio companies include:Bunchballhttp://www.bunchball.com/edo interactivehttp://www.edointeractive.com/Framehawkhttp://framehawk.com/Fundlyhttp://fundly.com/Getaroundhttp://www.getaround.com/PowerInboxhttp://powerinbox.com/RQxhttp://www.xconomy.com/san-diego/2010/12/14/avalon-funds-antibiotics-development-at-new-startup-rqx-pharmaceuticals/Sales Portalhttp://salesportal.com/Twitvidhttp://www.twitvid.com/Virsto Softwarehttp://www.virsto.com/Zuberancehttp://www.zuberance.com/AirPRhttps://www.airpr.com/AirXpandershttp://www.airxpanders.com/CareWell Urgent Carehttp://www.carewellurgentcare.com/Crossbarhttp://www.crossbar-inc.com/Galera Pharmaceuticalshttp://galeratx.com/GraphDivehttp://graphdive.com/MimOSA Medicalhttp://www.earthclinic.com/Remedies/mimosa.htmlMirna Therapeuticshttp://mirnatherapeutics.com/MOGLhttp://www.mogl.com/Tellyhttp://telly.com/Investment Team: David Coats, Managing Directordec@correlationvc.comTrevor Kienzle, Managing Directortfk@correlationvc.comGrace Chui-Miller, CFOgcm@correlationvc.comAnu Pathria, Partner, Analyticsakp@correlationvc.comMoiz Saifee, Principal, Analyticsmas@correlationvc.comK9 Ventureswww.k9ventures.comSilicon ValleyAInformation TechnologySoftware & InternetSeedK9 Ventures, L.P. is a venture fund that makes concept and seed-stage investments in technology companies. The fund will be deployed over a period of 3-4 years, with initial investment in the range of $100K - $250K, while reserving capital to participate in the follow-on round. K9 expects to be an active investor in portfolio companies and will typically make only 4-6 new investments per year. K9 focuses on concept-stage (sub $100k) and seed-stage (sub $1M) technology startups in the San Francisco Bay Area, which have the potential to be capital efficient and make successful acquisition exits. K9's Principal, Manu Kumar, was the Founder, President and CEO of SneakerLabs, a company which developed software and services for web-based customer interaction. After the successful acquisition of SneakerLabs (March 2000), Manu served as the Vice-President of Interactive Technologies for E.piphany. K9 targets companies that are "hyper-local," where the entire team is located in the SF Bay Area; no distributed teams, no overseas teams, and no companies that rely on "outsourcing" to build their core technology.

530 Lytton Ave., 2nd FloorPalo AltoCA94301

(Mailing Address)P.O. Box 901Palo AltoCA94302-0901Portfolio companies include:CrowdFlowerhttp://crowdflower.com/Twiliohttp://www.twilio.com/HighlightCamhttp://highlightcam.com/Project Oscarhttp://projectoscar.net/DNAnexushttp://dnanexus.com/CardMunchhttp://cardmunch.com/Refocus Imaginghttp://www.lytro.com/Zimridehttp://www.zimride.com/Backtypehttp://www.backtype.com/IndexTankhttp://indextank.com/EasyESIhttp://www.easyesi.com/Lumber Labshttp://www.lumberlabs.com/Baydinhttp://www.baydin.com/Torbithttp://torbit.com/Investment Team: Manu Kumarmanu@k9ventures.comCorrelation Ventureswww.correlationvc.comSilicon ValleyVCInformation TechnologySoftware & InternetLife Sciences & HealthcareSeedEarlyGrowthExpansionCorrelation Ventures is a San Diego and Bay area based firm with over $165 million under management. The partners are Trevor Kienzel (ex-Newbury Ventures) and David Coates, while the CFO is Grace Chui-Miller (ex-DCM). The firm reportedly has developed an algorithm that would be used to passively invest in venture deals being led by other firms. Correlation Ventures is highly flexible on investment sizes, ranging from $250,000 to $4 million. Correlation invests across all industry segments, U.S. geographies and investment stages, from seed through late stage. The firm makes investment decisions in two weeks or less and offers reliability and transparency about reserves and its intentions to follow in future financings.

600 Hansen Way, Suite 200Palo AltoCA94304650-843-3210

Portfolio companies include:Bunchballhttp://www.bunchball.com/edo interactivehttp://www.edointeractive.com/Framehawkhttp://framehawk.com/Fundlyhttp://fundly.com/Getaroundhttp://www.getaround.com/PowerInboxhttp://powerinbox.com/RQxhttp://www.xconomy.com/san-diego/2010/12/14/avalon-funds-antibiotics-development-at-new-startup-rqx-pharmaceuticals/Sales Portalhttp://salesportal.com/Twitvidhttp://www.twitvid.com/Virsto Softwarehttp://www.virsto.com/Zuberancehttp://www.zuberance.com/AirPRhttps://www.airpr.com/AirXpandershttp://www.airxpanders.com/Aldea Pharmaceuticalshttp://aldeapharma.com/CareWell Urgent Carehttp://www.carewellurgentcare.com/Crossbarhttp://www.crossbar-inc.com/GraphDrivehttp://graphdive.com/MimOSA Medicalhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=144548171Mirna Therapeuticshttp://mirnatherapeutics.com/MOGLhttp://www.mogl.com/numberFIREhttp://www.numberfire.com/Investment Team: David Coats, Managing Directordec@correlationvc.comTrevor Kienzel, Managing Directortfk@correlationvc.comGrace Chui-Miller, CFOgcm@correlationvc.comAnu Pathria, Partner, Analyticsakp@correlationvc.comMoiz Saifee, Principal, Analyticsmas@correlationvc.comKaiser Permanente Ventureswww.kpventures.netSilicon ValleyVCLife Sciences & HealthcareMedical DeviceEarlyFounded in 1945, Kaiser Permanente Ventures, the corporate venturing arm of Kaiser Permanente, invests in medical devices, health care services, and health care information technology. Kaiser Permanente seeks ventures with the following characteristics: healthcare marketplace innovation; "A" round financing or later; U.S. market potential that exceeds $500M; strong management team with previous successes; and an equity position of $4-$7 million.

One Kaiser Plaza, 22nd Floor OaklandCA94612510-267-7300510-891-7943

Portfolio companies include:AcelRxhttp://www.acelrx.com/Hemospherehttp://www.hemosphere.com/ValenTxhttp://www.valentx.com/Zonarehttp://www.zonare.com/Agile Therapeuticshttp://www.agiletherapeutics.com/AtheroMedhttp://atheromedinc.com/Baxanohttp://baxano.com/Calypsohttp://www.calypso.com/CytoPherxhttp://www.cytopherx.com/Proteushttp://en.wikipedia.org/wiki/ProteusPulmonXhttp://www.pulmonx.com/Toraxhttp://toraxmedical.com/Transcendhttp://www.transcend-info.com/index.aspAccumetricshttp://www.accumetrics.com/Celulahttp://www.celula-inc.com/GluMetricshttp://www.glumetrics.com/Oxford Immunotechttp://www.oxfordimmunotec.com/Predictive Bioscienceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30740832iRhythmhttp://irhythmtech.com/Avivia Healthhttp://aviviahealth.com/BDNAhttp://www.bdna.com/index.phpConcerrohttp://www.concerro.com/HeaRxhttp://www.hearx.com/Healthlinehttp://www.healthline.com/Silverlinkhttp://www.silverlink.com/Xanitoshttp://www.xanitos.com/Investment Team:Chris Grant, Senior Vice President and Managing Director, 510-625-4009chris.m.grant@kp.orgRobert Ward, Director, 510-625-4004bob.ward@kp.orgDavid Schulte, Director, 510-625-4110david.Schulte@kp.orgJordan Kramer, Principaljordan.m.kramer@kp.orgSam Brasch, Directorsam.e.brasch@kp.orgYan Pu, Associateyan.x.pu@kp.orgKaliputnam Ventureswww.kaliputnamventures.comSilicon ValleyACommunications & NetworkingLife Sciences & HealthcareMedical DeviceEarlyKaliputnam Ventures operates an early stage angel fund based in Palo Alto, California. The firm invests in companies that have breakthrough technology, bold vision, and a focus on building core technology and intellectual property portfolios. Kaliputnam has invested in a number of companies that have subsequently obtained series A financing from Tier-1 Silicon Valley venture capital firms. In other cases, the firm has participated along with venture firms in several companies' series A funding rounds. Kaliputnam invests in the following sectors: Medical Device, Biotechnology, and Networking and Communications Infrastructure.

3099 Alexis DrivePalo AltoCA94301

Portfolio companies include:N Spinehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=23939079VeloMedixhttp://www.velomedix.com/VasoNovahttp://www.vasonova.com/PixelOpticshttp://www.pixeloptics.com/Textronicshttp://www.textronicsinc.com/Investment Team:Sunil K. Raosunil@kaliputnamventures.comSanjay K. Raosanjay@kaliputnamventures.comV.V. Rajuraju@kaliputnamventures.comCostella Kirschwww.costellakirsch.comSilicon ValleyVDInformation TechnologySeedEarlyFounded in 1986, Costella Kirsch is a provider of debt financing to venture capital supported start-up and emerging technology companies. The firm specializes in West Coast-based companies, cultivating hands-on relationships with entrepreneurs, venture capitalists and financial consultants. Costella looks for companies that have a core management team with a strong leader and relevant industry experience as well as professional equity investors.

3500 Alameda de las Pulgas, Suite 120 Menlo ParkCA94025650-462-1888650-462-1891

Portfolio companies include:Accolohttp://www.accolo.com/Adbritehttp://www.adbrite.com/GridIron Systemshttp://www.gridironsystems.com/Health Languagehttp://www.healthlanguage.com/PaySimplehttp://www.paysimple.com/Koviohttp://www.kovio.com/Aeroprisehttp://new.aeroprise.com/Athersyshttp://www.athersys.com/Linden Labhttp://lindenlab.com/Paymatehttp://www.paymate.com/SkyBitzhttp://www.skybitz.com/Toktumihttp://www.line2.com/home/pricing/line2-pro/Zooskhttps://www.zoosk.com/Aeris Communicationshttp://www.aeris.com/Alara Inchttp://www.alara.com/BridgeLuxhttp://bridgelux.com/Centerbeamhttp://www.centerbeam.com/Doctor Evidencehttp://www.doctorevidence.com/About.aspxEnakatahttp://www.enkata.com/HID Labshttp://hidlabs.com/Invivodatahttp://www.ert.com/invivodata-now-part-of-ert/Mantarahttp://www.mantara.com/Xambalahttp://www.xambala.com/xambala/index.phpInvestment Team:Richard Ginn, Managing Director and Chief Financial Officer, 650-462-1890rich@costellakirsch.comBill Kirsch, Managing Director, 650-462-5790bill@costellakirsch.comBeth Kelsey, Office/ Portfolio Manager, 650-462-5792beth@costellakirsch.comDBL Investorswww.dblinvestors.comSilicon ValleyVCInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareConsumer ProductsEarlyDBL Investors is a venture capital firm created from the spin-out of the Bay Area Equity Fund I from JPMorgan in January of 2008. DBL's "Double Bottom Line" investment strategy is to invest in companies that can deliver top-tier venture capital returns while working with its companies to enable social, environmental and economic improvement in the regions in which they operate. The firm's first fund, the Bay Area Equity Fund I, implemented this double bottom line investment model in the San Francisco Bay Area. DBL's second fund, the DBL Equity Fund - BAEF II has the same investing approach with an expanded geographic focus of the Western U.S. At the same time that portfolio companies deliver tangible benefits to the community, such as job creation in low-income neighborhoods and corporate community engagement, their businesses are global in scope and many are international leaders in their fields. DBL funds make investments in private growth companies with a strong emphasis on investments in Clean Tech as well as investments in Health Care, Information Technology, and Sustainability-Oriented Products and Services.

One Montgomery Street, Suite 2375San FranciscoCA94104415-568-2901415-956-2561

Portfolio companies include:Pandorahttp://www.pandora.com/Revolution Foodshttp://revfoods.com/BightSource Energyhttp://www.brightsourceenergy.com/PowerLighthttp://us.sunpowercorp.com/Labcytehttp://www.labcyte.com/Teslahttp://www.teslamotors.com/XDxhttp://www.xdx.com/FivePrime Therapeuticshttp://www.fiveprime.com/Bentekhttp://www.bentekenergy.com/SolarCityhttp://www.solarcity.com/Labcytehttp://labcyte.com/eMeterhttp://www.emeter.com/Solariahttp://www.solaria.com/Solexanthttp://solexant.com/inSpahttp://inspa.com/FloDesignhttp://flodesign.org/PowerGenixhttp://www.powergenix.com/Primus Powerhttp://www.primuspower.com/Livescribehttp://www.livescribe.com/en-us/Kateevahttp://kateeva.com/inSpahttp://inspa.com/EcoScrapshttp://ecoscraps.net/Maiyethttp://maiyet.com/Investment Team: Nancy Pfund, Managing Partnernancy@dblinvestors.comCynthia Ringo, Managing Partnercynthia@dblinvestors.comSeth Miller, Partnerseth@dblinvestors.comMark Perutz, Partnermark@dblinvestors.comCarol Wong, Fund Managercarol@dblinvestors.comDCM (Doll Capital Management)www.dcm.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaEnergy & Clean TechEarlyGrowthExpansionFounded in 1996, DCM invests in technology companies in the Communications and Internet software/services sectors, and Cleantech sectors. DCM has more than $2 billion in capital under management and has built a worldwide portfolio of more than 200 companies. DCM invests primarily in early-stage domestic companies, though the firm does invest selectively in late-stage and international companies. DCM has made investments as small as $500K in very early stage companies, but the usual initial investment is $3 to $10 million, with an equal amount reserved for future rounds. DCM's total investment in any one company is generally up to $20 million. DCM also maintains offices in Beijing and Tokyo.

2420 Sand Hill Road, Suite 200Menlo ParkCA94025650-233-1400650-854-9159

Portfolio companies include:58.comhttp://www.58.com/99Bill.comhttp://99bill.com/ahalifehttp://www.ahalife.com/Bill.comhttp://www.bill.com/Cenxhttp://cenx.com/Cortinahttp://cortina-systems.com/Hudonghttp://www.crunchbase.com/company/hudong-comMig33http://www.mig33.com/Pandora.TVhttp://www.pandora.tv/Slicehttp://whyslice.com/Wikinvesthttp://www.wikinvest.com/51jobhttp://www.51job.com/default-e.phpExabloxhttp://www.exablox.com/HireRighthttp://www.hireright.com/IPivothttp://www.ipivot.com/Sling Mediahttp://slingmedia.com/Arroyo Video Solutionshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=8033133About.comhttp://www.about.com/ENOVIXhttp://www.enovix.com/Caring.comhttp://www.caring.com/Buckhttps://gobuck.com/FreedomPophttp://www.freedompop.com/Jaspersofthttp://www.jaspersoft.com/Loki Studioshttp://lokistudios.com/NxEdgehttp://www.nxedgeinc.com/Pharmaronhttp://www.pharmaron.com/Roamwarehttp://www.roamware.com/Ustreamhttp://www.ustream.tv/Investment Team:Scott Alberts, Venture Partnersalberts@dcm.comCarl Amdahl, General Partnercamdahl@dcmvc.comThomas Blaisdell, General Partnertblaisdell@dcmvc.comDavid Chao, Co-Founder and General Partnerdchao@dcmvc.comDixon Doll, Co-Founder and General Partnerdixon@dcmvc.comBob Hawk, Venture Partnerbhawk@dcm.comJoseph Huang, Principaljhuang@dcm.comJason Krikorian, General Partnerjkrikorian@dcm.comHurst Lin, General Partnerhurst@dcmvc.comRuby Lu, General Partnerruby@dcmvc.comPeter Moran, General Partnerpmoran@dcmvc.comOsuke Honda, General Partnerohonda@dcm.comGen Isayama, Partnergen@dcm.comRamon Zeng, Principalrzeng@dcm.comDe Novo Ventureswww.denovovc.comSilicon ValleyVCLife Sciences & HealthcareMedical DeviceSeedEarlyGrowthExpansionFounded March of 2000, De Novo Ventures is a healthcare investment firm. De Novo's principals have participated as both entrepreneurs and investors in the earliest stages of many product areas that now represent significant businesses within the health care sector of the global economy including angioplasty, minimally invasive cardiac surgery, endoscopy and spine therapy. Currently, De Novo has $650 million under management, and expects to invest $8-15 million over the life of a transaction. The De Novo team has made over 40 investments (across three funds) in both the biotechnology and medical device sectors. Denovo is investing its third firm, DNV III. The firm invests in all stages of enterprise development and growth - from early stage to late stage. Eight exits have occurred from the first fund; four were successful IPOs.

2180 Sand Hill Road, Suite 200Menlo ParkCA94025650-329-1999650-329-1315

Portfolio companies include:Articulinxhttp://www.articulinx.com/C2 Therapeuticshttp://c2therapeutics.com/Paracor Medicalhttp://www.paracormedical.com/Facet Solutionshttp://facetsolutions.com/Luminous Medicalhttp://www.luminousmedical.com/MyoSciencehttp://www.myoscience.com/Pulmonxhttp://www.pulmonx.com/Simpiricahttp://simpirica.com/Astute Medicalhttp://astutemedical.com/Phototherahttp://www.photothera.com/Spinal Kineticshttp://www.spinalkinetics.com/TearSciencehttp://www.tearscience.com/en/Tria Beautyhttp://www.triabeauty.com/Avedrohttp://www.avedro.com/Bayhill Therapeuticshttp://www.bayhilltx.com/Benvenuehttp://www.benvenue.com/CAVU Medicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=113392429EBR Systemshttp://ebrsystemsinc.com/iScience Interventionalhttp://iscienceinterventional.com/Spiracurhttp://spiracur.com/Ventus Medicalhttp://www.ventusmedical.com/WaveTec Visionhttp://wavetecvision.com/Investment Team:Frederick Dotzler, Managing Directorfred@denovovc.comRichard Ferrari, Managing Directorrich@denovovc.comDavid Mauney, M.D., Managing Directordavidm@denovovc.comJoe Mandato, Managing Directorjoe@denovovc.comJay Watkins, Managing Directorjay@denovovc.comDeep Fork Capitalwww.deepforkcapital.comSilicon ValleyVCInformation TechnologySoftware & InternetEnergy & Clean TechEarlyGrowthFounded 2007, Deep Fork Capital is stage-agnostic and invests from $250K to $10 million in digital media companies. Deep Fork makes quick, thoughtful decisions, and approaches its investments with the understanding and sensitivities of the firm's partner experiences as entrepreneurs. According to published reports, the firm has raised nearly $500 million, with most of the capital coming from the firm's partners. Targeted sectors for investment include consumer technology, the Internet, digital media and cleantech.

3000 Sand Hill Rd.Building 2, Suite 130Menlo ParkCA94025650-926-9850650-926-9882

Portfolio companies include:Moblynghttp://www.moblyng.com/Truliahttp://www.trulia.com/Cloudyhttp://askcloudy.com/Dataminrhttp://www.dataminr.com/WePlayhttp://www.weplay.com/Splinghttp://spling.com/Songzahttp://songza.com/Genius.comhttp://www.genius.com/Delectablehttps://www.delectable.com/Digital Artistshttp://digitalartists.net/DA_Main/index.htmlGeniushttp://www.genius.com/Oodle Marketplacehttp://www.oodle.com/Playdekhttp://www.playdekgames.com/RMG Networkshttp://www.rmgnetworks.com/Investment Team:Andre de Baubigny, Co-Founder & Managing Partnerandre@deepforkcapital.comTimothy Komada, Co-Founder & Managing Partnertim@deepforkcapital.comDEFTA Partnerswww.deftapartners.comSilicon ValleyVCInformation TechnologySeedEarlyDEFTA primarily makes seed and first round investments in early stage information technology companies. The firm maintains offices and partners in the United States, Japan, Israel and the United Kingdom. DEFTA's investments normally range from $500,000 to $3 million, however, the firm has the flexibility to invest outside this range, should the right opportunity present itself. DEFTA takes a hands on approach and plays an active role with its portfolio companies.

111 Pine Street, Suite 1410San FranciscoCA94111-5616415-433-2262415-433-2264

Portfolio companies include:XVDhttp://www.xvdlongboards.com/Oplus Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=155132Fortinethttp://www.fortinet.com/Actuatehttp://www.actuate.com/home/Borlandhttp://www.borland.com/Microcosm Communicationshttp://www.procureinc.com/showParts.php/1413Virtual Inkhttp://virtual-ink.net/RipTechhttp://riptech.net/PictureTelhttp://www.answers.com/topic/picturetel-corpAllocadehttp://allocade.com/Investment Team:George Hara, Group Chairman and CEOghara@deftapartners.comMasa Isono, PrincipalKyoko Watanabe, Directorkyokow@deftapartners.comStan Sakai, PartnerDelphi Ventureswww.delphiventures.comSilicon ValleyVCLife Sciences & HealthcareMedical DeviceEarlyFounded 1988, Delphi Ventures has over $ $1.1 billion in committed capital and is focused on early stage healthcare investing, including medical devices and biotechnology. Over 160 Delphi-backed companies have raised more than $3.5 billion in capital and more than 100 of the firm's companies have either completed an initial public offering or have been acquired by leading healthcare corporations. Delphi typically invests between $500K and $12.0M.

3000 Sand Hill Road, Building 1, Suite 135Menlo ParkCA94025650-854-9650

Portfolio companies include:Elenzahttp://www.elenza.com/Soteirahttp://www.soteira.com/TriVascularhttp://trivascular.com/Vibrynthttp://www.exploramed.com/about-us.htmlVital Therapieshttp://www.vitaltherapies.com/Breathe Technologieshttp://breathetechnologies.com/InnerPulsehttp://www.inner-pulse.com/NeuroVistahttp://neurovista.com/Tandem Diabetes Carehttp://www.tandemdiabetes.com/SynergEyeshttp://synergeyes.com/PixelOpticshttp://www.pixeloptics.com/PhotoTherahttp://www.photothera.com/AEGEA Medicalhttp://www.aegea-medical.com/Anulex Technologieshttp://anulex.com/BaroSensehttp://barosense.com/EBR Systemshttp://ebrsystemsinc.com/Lutonixhttp://www.lutonix.com/NeuroMetrixhttp://www.neurometrix.com/Pivot Medicalhttp://www.pivotmedical.com/PolyRemedyhttp://www.polyremedy.com/VytronUShttp://vytronus.com/Investment Team:David Douglass, General Partner, Devicesdavidd@delphiventures.comJim Bochnowski, Founder and General Partner, Biotechnology and Devicesjimb@delphiventures.comDoug Roeder, General Partner, Devices and Biotechnologydougr@delphiventures.comDeepa Pakianathan, General Partner, Biotechnologydeepa@delphiventures.comJohn Maroney, General Partner, Devicesjmaroney@delphiventures.comMatthew Potter, Chief Financial Officermpotter@delphiventures.comDFJ Athenawww.dfjathena.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorEarlyThe team of Athena Technology Ventures launched DFJ Athena with Draper Fisher Jurvetson in January 2007, focusing on cross-border investments between Korea and the global markets. DFJ Athena is a Korea-focused venture capital firm that makes investments in broad technology categories. Its portfolio includes companies focusing on software, semiconductors, clean tech, networking systems, and network-based services.

2882 Sand Hill Road, Suite 150Menlo ParkCA94025650-233-9000650-234-8533

Portfolio companies include:Mobeamhttp://www.mobeam.com/Relay2http://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=143773526Axle Systemshttp://web3.userinstinct.com/51474159-axle-systems-inc.htmCallGatehttp://www.call-gate.com/Khancerahttp://khancera.com/OGPlanethttp://www.ogplanet.com/Precursor Energeticshttp://www.precursorenergetics.com/Vaprohttp://vaproinc.com/CMIhttp://finance.yahoo.com/q?s=CMIMinigatehttp://www.minigate.net/Investment Team:Perry Ha, Managing DirectorSteven S. Lee, Venture PartnerCharles Rim, Venture PartnerHenry@DFJAthena.comHenry Chung, Managing DirectorDaniel Chang, DirectorDFJ DragonFund Chinawww.dfjdragon.comSilicon ValleyVCInformation TechnologyEarlyDFJ DragonFund is a leading venture capital firm in the People's Republic of China. It is the exclusive China affiliate fund of the venture capital firm Draper Fisher Jurvetson. A joint venture between DFJ and Dragon-Venture, DFJ DragonFund focuses on early-stage China-centric companies in the technology market. Established in March of 2006, DFJ DragonFund is headquartered in Silicon Valley and maintains advisory offices in Beijing and Shanghai. As a DFJ network affiliate, the firm also draws upon DFJ's substantial resources and capabilities developed over two decades of venture capital investing. DFJ has an established presence in China technology investing, and maintains a global presence through affiliates in more than 30 cities around the world and more than $6 billion in capital commitments.

2882 Sand Hill Road, Suite 150 Menlo ParkCA94025650-233-9000 650-233-9233

Portfolio companies include:Crystechcoatinghttp://crystechcoating.com/Foreal Globalhttp://www.forealspectrum.com/index.aspDonsonhttp://www.donsonmachine.com/Miartechhttp://www.miartech.com/DraTekhttp://www.draytek.com/YeePayhttp://www.yeepay.com/aboutus/EDDA Technologyhttp://edda-tech.com/TongCardhttp://www.tongcard.com/AltoBeamhttp://www.altobeam.com/FastWebhttp://www.fastweb.com/Fountain Medical Developmenthttp://fountain-med.com/GD Interactivehttp://finance.yahoo.com/echarts?s=GD+InteractiveJing Jin Electrichttp://www.jjecn.com/en/Mobim Technologieshttp://www.mobimtech.com/en/about.us.htmlNottingham Technologyhttp://nottinghamtechnology2.blogspot.com/Splashtophttp://www.splashtop.com/homeSenodia Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=49443571StreamOceanhttp://www.streamocean.com/Vital Therapies, Inchttp://www.vitaltherapies.com/Viewhigh Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=49443472Investment Team:Timothy C. Draper, Managing DirectorK. Bobby Chao, Founding Managing Directorbchao@dragonventure.comDr. Larry Guangxin Li, Managing DirectorOliver Li, DirectorDFJ InCube Ventureswww.incubevc.comSilicon ValleyVCLife Sciences & HealthcareMedical DeviceSeedEarlyDFJ InCube Ventures is a life science venture capital firm founded in 2008 and focused on investing in extraordinary innovations that solve unmet clinical needs for large patient populations. The fund is built around Mir Imran, one of the leading healthcare innovators. DFJ InCube Ventures is managed by InCube Labs (see profile), a multi-disciplinary research lab that has been a highly productive source of medical device companies. Mir and InCube Labs have formed 20 companies over the past 25 years, creating a series of multi-billion dollar markets along the way. The fund's current portfolio includes companies that are developing novel treatment approaches in clinical areas such as atrial fibrillation, epilepsy, gastro intestinal surgery, iron-deficiency anemia, hemorrhagic stroke and metabolic disorders.

2051 Ringwood AveSan JoseCA95131408-457-3700408-433-5440

Portfolio companies:Bodymediahttp://www.bodymedia.com/Fe3 Medicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=113896630IntraPacehttp://intrapace.com/Data Trakhttp://www.data-trak.com/Intec Systemshttp://intec2000.com/NFocus Neuromedicalhttp://www.nfocusneuro.com/Physiometrixhttp://www.hospira.com/Corhythmhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=113896774Entrackhttp://www.entrack.com/Neurolinkhttp://www.neurolinkglobal.com/Python Medicalhttp://medical-dictionary.thefreedictionary.com/pythonSpinal Modulationhttp://www.spinalmodulation.com/en/intro.1153.htmlInvestment Team:Mir Imran, Managing DirectorAndrew Farquharson, Managing DirectorWayne Roe, Managing DirectorBill Ringo, Venture PartnerMatt Harrison, Venture AdvisorSteve Jurvetson, Managing Director, Draper Fisher JurvetsonDFJ-VTB Aurorawww.dfjaurora.comSilicon ValleyVCInformation TechnologyMedia & Digital MediaEnergy & Clean TechSeedEarlyDFJ-VTB Aurora is a family of funds established to invest in Russia and the Commonwealth of Independent States (CIS). The fund's mission is to identify, serve, and provide capital for extraordinary entrepreneurs in Russia and CIS and help them build companies that can compete in world markets. DFJ-VTB Aurora was formed in September 2007 by Draper Fisher Jurvetson, a leading international high-technology venture capital group, and VTB, a leading Russian commercial banking group with over $52 billion in assets. DFJ-VTB Aurora considers investments starting with round A and onwards with a typical investment size of $3M to $8M in businesses that are either founded in Russia, or have plans to develop an R&D, manufacturing or sales/distribution presence in the region. Additional capital is also reserved for follow-on investment as the business successfully achieves key milestones. For companies that may require a larger initial capital infusion, DFJ-VTB will also consider co-investing within a syndicate. The firm currently has over $6 billion under management.

2882 Sand Hill Road, Suite 150Menlo ParkCA94025650-233-9000650-233-9233

Portfolio companies include:Rolith, Inchttp://www.rolith.com/SmS Tenzothermhttp://sms-tenzotherm.com/Investment Team:Alexandra Johnson, Managing Directorajohnson@dfj.comAidar Kaliev, Managing DirectorPavel Morozov, Associate DirectorVladmir Sakovich, AssociateDiamondhead Ventureswww.dhven.comSilicon ValleyVCInformation TechnologySeedEarlyDiamondhead Ventures is an early-stage technology venture capital firm investing in start-ups with disruptive innovations. Diamondhead focuses primarily on early stage opportunities and leverages close relationships with leading research universities to discover the most promising ideas. The firm believes that spin-out opportunities offer significant capital efficiency benefits by leveraging prior research and development efforts, thereby enabling Diamondhead to fund emerging technologies at lower risk and lower cost than typical early stage opportunities. Diamondhead makes initial seed and Series A investments ranging from $500,000 to $5 million. Diamondhead's sphere of technology focus includes information security, enterprise 2.0, and cross-discipline areas, such as computational biology. Unlike many venture capital firms, they will invest in a company prior to the full development of the technology and/or management team. Diamondhead was founded in 2000 and the firm's $140 million inaugural fund is currently showing returns n the top quartile for performance of vintage 2000 funds.

2490 Sand Hill RoadMenlo ParkCA94025650-529-0700650-529-0777

Portfolio companies include:BayPacketshttp://www.agnity.com/firstRainhttp://www.firstrain.com/Intraspecthttp://www.intraspectinc.com/Nitronexhttp://nitronex.com/PassMark Securityhttp://www.rsa.com/press_release.aspx?id=6769Reactivityhttp://www.answers.com/topic/reactivitySerushttp://www.serus.com/Truvisohttp://www.cisco.com/web/about/ac49/ac0/ac1/ac259/truviso.htmlInvestment Team:Raman Khanna, Founding Managing Directorraman@dhven.comDavid Lane, Founding Managing Directordavid@dhven.comTaher Elgamal, Ph.D., Venture Advisortaher@onset.comHector Garcia-Molina, Ph.D., Venture Advisorhector@onset.comDOCOMO Capital, Inc.www.docomo-capital.comSilicon ValleyCVCInformation TechnologyCommunications & NetworkingEarlyDOCOMO Capital, Inc. is a wholly owned U.S. subsidiary of NTT DOCOMO, Inc. (NYSE:DCM), the leading mobile communication company based in Japan. Working closely with NTT DOCOMO's business and R&D divisions, DOCOMO Capital is in charge of NTT DOCOMO's venture investments in mobile communications related start-up companies mainly in the United States. DOCOMO Capital is committed to investing in and strategically backing applicable start-up companies that have evolving and advancing cutting-edge new technologies to promote growth and ultimately introducing them into NTT DOCOMO's future services and products. The company officially started its operation July 1, 2005, and has had a committed capital of $100 million for 10 years.

3240 Hillview AvenuePalo AltoCA94304

Portfolio companies include:HighlightCamhttp://highlightcam.com/Couchbasehttp://www.couchbase.com/Skycrosshttp://www.skycross.com/Stokehttp://www.stoke.com/Evernotehttp://www.evernote.com/Tensilicahttp://www.tensilica.com/Kytehttp://www.kyte.tv/TuneWikihttp://www.tunewiki.com/Swypehttp://swypeinc.com/Quantancehttp://www.quantance.com/Fortemediahttp://www.fortemedia.com/Arterishttp://www.arteris.com/InvenSensehttp://www.invensense.com/Verienthttp://www.verient.com/WiSpryhttp://wispry.com/Fab.comhttp://fab.com/Coolirishttp://www.cooliris.com/Daz 3Dhttp://www.daz3d.com/GestureTekhttp://www.gesturetek.com/GCT Semiconductorhttp://www.gctsemi.com/Beceem Communicationshttp://www.broadcom.com/products/Cellular/4G-Baseband-ProcessorsNanosyshttp://www.nanosysinc.com/Investment Team:Tomoya Hemmi, President and CEODogpatch Labshttp://dogpatchlabs.comSilicon ValleyIInformation TechnologySoftware & InternetSeedCalled a "frat house for geeks," Dogpatch Labs was created by Polaris Venture Partners to connect entrepreneurs and help founders conceive and launch startups. Dogpatch Labs has four locations: Cambridge, MA; New York, NY; Dublin, Ireland; and Palo Alto, CA. The Incubator offers desk space, bandwidth, coffee and snacks to aspiring entrepreneurs. The locations are wide-open, fun spaces that are shared with local startups (Social Media in Palo Alto, and Techstars in Cambridge).

151 Lytton AvenuePalo AltoCA94301

Portfolio companies include:Tinfoil Securityhttps://www.tinfoilsecurity.com/Snapettehttp://www.snapette.com/Open Home Prohttp://openhomepro.com/Motiv.eshttp://www.motiv.us/Alzeca Bioscienceshttp://alzecabio.com/Chronos Mobilehttp://www.getchronos.com/PostRockethttp://getpostrocket.com/Shoptiqueshttp://www.shoptiques.com/Tailoredhttp://www.tailored.co/Investment Team: N/ADominion Ventures, Inc.www.dominion.comSilicon ValleyVCVDInformation TechnologySoftware & InternetCommunications & NetworkingEarlyFounded in 1985, Dominion Partners provides capital and strategic guidance to emerging technology companies in Communications, Software, and Services. Depending upon the financial requirements of a company, Dominion's first investment is usually $2 to $4 million. Total investment ranges from $3 to $10 million distributed over several rounds of financing associated with key milestones during the life of the relationship. The firm also operates a venture leasing division, Dominion Capital Management, which offers solutions for companies just beginning operations or requiring a significant investment in infrastructure, manufacturing or research equipment.

1646 North California Boulevard, Suite 230Walnut CreekCA94596925-280-6300 925-280-6338

Portfolio companies include:Global Villagehttp://www.globalvillage.com/Glycomedhttp://www.glysomed.com/Heskahttp://heska.com/ICAgenhttp://icagen.com/Venture Team: Michael K. Lee, Co-Founder and Managing Partnermlee@dominion.comBrandon Lloyd, PartnerRick Hawkins, General PartnerTaft PricePhilip SmithDot Edu Ventureswww.doteduventures.comSilicon ValleyAInformation TechnologySeedFounded in March 2000 by Asha Jadeja, Dot Edu began as a small core group of entrepreneurial friends at Stanford and UC Berkeley. It is now a network of computer science and engineering faculty at various universities including CMU, MIT, University of Illinois at Urbana Champaign, U Penn, Princeton, Washington University, UC San Diego and UC Santa Barbara. Dot Edu consists of three components: A modest fund to allow seed stage investment in cutting edge ideas; a network of pro-active limited partners acting as mentors; and regular workshops for exchange and promotion of ideas for future research.

514 Bryant Street, Suite 110Palo AltoCA94301650-321-3804650-321-3808

Portfolio companies include:Composite Softwarehttp://www.compositesw.com/Bytemobilehttp://www.bytemobile.com/Mimosa Systemshttp://www.crunchbase.com/company/mimosa-systemsNeopath Networkshttp://neopathnetworks.com/Niksunhttp://niksun.com/Revenue Sciencehttp://www.audiencescience.com/MeruNetworkshttp://www.merunetworks.com/Investment Team:Rajeev Motwani, Founder and Chairmanrajeev@cs.stanford.eduPriya Jadeja, Associatepriya@doteduventures.comAsha Jadeja, Founder and Managing Partnerasha@doteduventures.comCasey McGlynn, General Partnercmcglynn@wsgr.comMike Kranz, CFODraper Fisher Jurvetson (DFJ)www.dfj.comSilicon ValleyVCInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareSeedEarlyDraper Fisher Jurvetson has invested in over 400 high-tech companies, usually as the lead investor for a company's first round of financing. The firm traces its roots to General William H. Draper, Jr., who became the first professional West Coast venture capitalist when he founded Draper, Gaither & Anderson in 1958. Founded in 1985, Draper Fisher Jurvetson has created a global network of affiliated venture funds with over $7.0 billion in capital commitments and offices in the major technology centers around the world. DFJ looks for opportunities in a variety of sectors including information technology, nanotechnology, life sciences, and clean energy. DFJ has offices located in the United States, China, and India.

2882 Sand Hill Road, Suite 150Menlo ParkCA94025650-233-9000

Portfolio companies include:Athenahealthhttp://www.athenahealth.com/Bright Source Energyhttp://www.brightsourceenergy.com/Direct Hithttp://identifix.com/Epocrateshttp://www.epocrates.com/Glam Mediahttp://www.glammedia.com/iShiphttps://iship.com/Jibehttp://www.jibe.com/Jildyhttp://jildy.com/Meebohttps://www.meebo.com/PulsePointhttp://www.pulsepoint.com/Qosmoshttp://www.qosmos.com/Skypehttp://www.skype.com/intl/en-us/home/SolarCityhttp://www.solarcity.com/SpaceXhttp://www.spacex.com/4INFOhttp://www.4info.com/Aethonhttp://www.aethon.com/Agradishttp://www.agradis.com/Ambiq Microhttp://ambiqmicro.com/Anagranhttp://anagran.com/Analyte Healthhttp://www.analytehealth.com/AnyBeathttp://www.anybeat.com/Array Powerhttp://www.arraypower.com/Betaworkshttp://betaworks.com/BinOpticshttp://binoptics.com/Boxhttp://www.box.com/Boxbehttp://www.boxbe.com/Brainscopehttp://brainscope.com/index1.shtmlBright Source Energyhttp://www.brightsourceenergy.com/FeedBurnerhttp://feedburner.google.com/Yammerhttp://www.yammer.com/Kaiimahttp://kaiima.com/Tremor Videohttp://www.tremorvideo.com/Chartbeathttp://chartbeat.com/SugarSynchttps://www.sugarsync.com/NanoString Technologieshttp://www.nanostring.com/Z2 Livehttp://z2live.com/PingIdentityhttps://www.pingidentity.com/Yodlehttp://www.yodle.com/Investment Team:Tim Draper, Founder & Managing Directortim@dfj.comJohn Fisher, Managing Directorjohn@dfj.comSteve Jurvetson, Managing Directorsteve@dfj.comWarren Packard, Venture Partnerwarren@dfj.comJennifer Fonstad, Managing Directorjen@dfj.comAndreas Stavropoulous, Managing Directorandreas@dfj.comRaj Atluru, Venture Partnerraj@dfj.comJosh Stein, Managing Directorjosh@dfj.comDon Wood, Managing Directordon@dfj.comMark J. Greenstein, Managing Director and Chief Financial Officermark@dfj.comMohanjit Jolly, Managing Directormj@dfj.comHope Chen, Managing Director hope@djf.comHeidi Roizen, Venture PartnerDraper International, LLCwww.draperintl.comSilicon ValleyVCInformation TechnologyEarlyDraper International has invested in companies in India, and in U.S. based companies that are doing business in India, since 1995. The firm provides entrepreneurs with the financial, managerial and informational resources needed to elevate Indian projects to a globally competitive level. Draper International is now fully invested. All new investments are being made through their domestic fund Draper Richards, LP.

1600 El Camino Real, Suite 155Menlo ParkCA94025650-319-7808650-323-4060

Portfolio companies include:CMM Limitedhttp://www.cmmltd.net/Indus League Clothinghttp://www.indus-league.com/Yantrahttp://en.wikipedia.org/wiki/YantraeCredit.comhttp://www.ecredit.com/Lexsite.comhttp://www.lexsite.com/Geometric Software Serviceshttp://www.geometricglobal.com/Investment Team:N/ADraper Richards, LPwww.draperrichards.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingEarlyFounded in 1996, Draper Richards is a venture capital firm investing in early-stage information technology companies, primarily in software, communications, and Internet. The firm is an active investor, providing portfolio companies assistance in the areas of strategy, executive team recruiting, and raising additional capital. Draper Richards is now fully invested.

1600 El Camino Real, Suite 155Menlo ParkCA94025650-319-7808650-323-4060

Portfolio companies include:Flurryhttp://www.flurry.com/Oomahttp://www.ooma.com/Polaris Wirelesshttp://www.polariswireless.com/Winery Exchangehttp://www.wineryexchange.com/Blue Vector Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=9184264DimDimhttp://www.dimdim.com/ObjectVideohttp://www.objectvideo.com/Kana Communicationshttp://www.kana.com/Digital Impacthttp://www.digitalimpact.com/Tumbleweed Softwarehttp://www.axway.com/Prolacta Biosciencehttp://www.prolacta.com/Beatnikhttp://en.wikipedia.org/wiki/BeatnikDivXNetworkshttp://www.divx.com/Brilliant Telecommunicationshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28223956Kytehttp://www.kitd.com/kyte/Lohikahttp://www.lohika.com/Tsumobihttp://tsumobi.com/Axiom Legalhttp://www.axiomlaw.com/index.php/overviewBrickfishhttp://brickfish.com/NearbyNowhttp://www.nearbynow.com/PowerReviewshttp://www.powerreviews.com/Eoplex Technologieshttp://eoplex.com/Investment Team:William H. Draper, III, General Partnerbill@draperrichards.comRobin Richards Donohoe, General Partnerrobin@draperrichards.comDon Plaisted, Senior Associate, Draper Investment Companydon@draperco.comCynthia Lam, Chief Financial Officercynthia@draperrichards.comDSM Venturingwww.dsm.com/en_US/html/venturing/home.htmSilicon ValleyVCFOFInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialEarlyExpansionHeadquartered in the Netherlands, DSM Venturing is an active investor in start-up companies. The firm looks for innovative products and services in Life Sciences and Materials Sciences in the fields Climate & Energy, Functionality & Performance, Health & Wellness, and Emerging Economies. DSM Venturing's mission is to explore emerging markets and technologies in order to support DSM's innovation and growth strategy. DSM Venturing participates in early and expansion stage companies or venture capital funds as a value adding partner. The firm's investments typically range between EURO 0.5 and EURO 5 million (no fixed upper limit). DSM's share target range in companies is 10% to 25% share. The firm currently has about EURO 60 million invested in promising companies and leading venture capital funds. DSM goes where the growth is, focusing on regions that generate the most opportunities, including China, India, Russia, and Brazil.

DanvilleCA94506925-323-4529

Portfolio companies include:Novomerhttp://www.novomer.com/SkySails GmbH & Cohttp://skysails.info/Tianjin Green Bio-Sciencehttp://www.bio-natural.com.hk/Eng/Eng_TGBS_Profile.htmVerdezynehttp://www.verdezyne.com/Cambrioshttp://www.cambrios.com/Inmathttp://www.inmat.com/Segetishttp://www.segetis.com/home.htmlSuprabolixhttp://swapalop.com/bolix.plUpfront Chromatographyhttp://upfront-dk.com/Van Technologieshttp://vtcoatings.com/Xolvehttp://www.xolve.com/Agennixhttp://agennix.com/Cellmadehttp://cellmade.com/Ganeden Biotechhttp://ganedenlabs.com/Harland Medical Systemshttp://www.harlandmedical.com/IntegraGen SAhttp://www.integragen.fr/home.phpIQ Therapeuticshttp://www.iqtherapeutics.nl/Provexishttp://www.provexis.com/Qolpachttp://qolpac.com/Sol-Gel Technologieshttp://www.sol-gel.com/Viocarehttp://viocare.com/Xyloshttp://www.xylosmusic.net/Regentis Biomaterialshttp://www.regentis.co.il/Bioprocess Controlhttp://www.bioprocesscontrol.com/NanoHoldingshttp://nanoholdings.com/SupraPolixhttp://www.suprapolix.com/Investment Team:Erik Rutten, Senior Investment ManagerGreg McParland, Investment ManagerDuff Ackerman & Goodrich (DAG), LLCwww.dagllc.com and www.dagventures.comSilicon ValleyVCPEInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareEarlyMiddle MarketDuff Ackerman & Goodrich (DAG) is a private equity investment firm formed in 1991. With more than $1 billion under management, DAG invests its equity capital with strong management teams focused on building companies in well-defined, growing market niches in select industry segments: specialty manufacturing, communications, media, and information technology. DAG Ventures is a venture capital partnership investing in and helping outstanding entrepreneurs create leading, long-term companies across a range of markets. With roots from the 1980's in cable TV, infrastructure, media, and wireless industries, the partnership today is focused on leaders in the information technology, energy, and life science sectors. DAG Ventures invests in companies with proven technology, from the prototype stage onward.

Two Embarcadero Center, Suite 1670San FranciscoCA94111415-788-2755415-788-7311

(Palo Alto Office)251 Lytton Ave., Suite 200Palo AltoCA94301650-543-8180650-328-2921Portfolio companies include:Adamas Pharmaceuticalshttp://adamaspharma.com/Altrahttp://www.altra.org/Friendsterhttp://www.friendster.com/Oakley Networkshttp://www.raytheon.com/capabilities/products/cybersecurity/insiderthreat/Bokuhttp://www.boku.com/Greenroadhttp://greenroad.com/Koviohttp://www.kovio.com/OpenXhttp://www.openx.com/SagamoreHill Broadcastinghttp://shbtv.com/Peak Broadcastinghttp://peakbroadcasting.com/pages/mainHorizon Towerhttp://www.horizontower.com/MAD Mapshttp://www.madmaps.com/Motorsport Aftermarket Grouphttp://www.maggroup.com/Entrispherehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=740113Topspin Communicationshttp://topspincommunications.com/Trapeze Networkshttp://www.juniper.net/us/en/products-services/wireless/Qlustershttp://blog.sciencelogic.com/qlusters-out-of-business/07/2008Tropos Networkshttp://www.tropos.com/Matrix Memoryhttp://www.lumosity.com/brain-games/memory-games/memory-matrixAgami Systemshttp://en.wikipedia.org/wiki/Agami_SystemsRaza Microelectronicshttp://en.wikipedia.org/wiki/Raza_Microelectronics_Inc1 Life Healthcarehttp://www.1life.com/3VRhttp://www.3vr.com/Bloomenergyhttp://www.bloomenergy.com/ClearTriphttp://www.cleartrip.com/Clouderahttp://www.cloudera.com/content/cloudera/en/home.htmlGigyahttp://www.gigya.com/Grubhub,comhttp://www.grubhub.com/Marin Softwarehttp://www.marinsoftware.com/MetaCafehttp://www.metacafe.com/Reardenhttp://www.rearden.com/Investment Team:John M. Duff, Jr., Co-Founder & Managing Directorjduff@dagllc.comYoung J. Chung, Managing Directoryoung@dagventures.comR. Thomas Goodrich, Co-Founder & Managing Directortom@dagventures.comJohn J. Cadeddu, Managing Directorjohn@dagventures.comArnold W. Ackerman, Co-FounderJames D. McBrideNicholas Pianim, Managing Directornick@dagventures.comGreg Williams, Managing Directorgreg@dagventures.comEast Gate Capitalwww.eg-group.comSilicon ValleyVCInformation TechnologyEarlyGrowthEast Gate Capital invests in high growth, technology centric companies that are based in the U.S. and serve international markets. East Gate targets investments in companies with at least one previous round of institutional investment, with less than 75 employees, first class management team and rapid sequential revenue growth. The majority of the East Gate portfolio is located in Northern California but the team will invest outside this region if there is a strong, local anchor investor. Entrepreneurs seeking investment from East Gate should have an outstanding value proposition, a dedicated management team with a proven ability to execute, and a unique and groundbreaking technology. East Gate was founded in 1997 with the goal of being a value added investor to early stage ventures and prefers companies that have strategies in Japan, Korea or Greater China as a critical piece of their business plan.

5050 El Camino Real, Suite 104Los AltosCA94022650-325-5077650-325-5072

Portfolio companies include:Acologixhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=5423765Cerberianhttp://www.pcmag.com/article2/0,2817,17181,00.aspGCT SemiConductorhttp://www.gctsemi.com/3CIMhttp://www.3cim.com/Intematixhttp://www.intematix.com/Neophotonicshttp://www.neophotonics.com/Sonics, Inc.http://sonicsinc.com/Transwarp Networkshttp://www.corporationwiki.com/California/Palo-Alto/transwarp-networks-inc/43514572.aspxEmdigohttp://www.emdigo.com/Insound Medicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=735079Object Reservoirhttp://www.objectreservoir.com/Provost Systemshttp://www.provostsystems.com/EoNexhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=6800761WIS Technologieshttp://www.wis-tech.com/Xalted Networkshttp://xaltedcorp.com/YesVideohttp://www.yesvideo.com/Get.It Mobilehttp://www.getitmobile.com/Investment Team:Ken Kyunam Choi, Founding Partnerkchoi@eg-group.comHoward LauB.C. Brant, Principalbcbrant@eg-group.comEchoVCwww.echovc.comSilicon ValleyVCInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyEchoVC is a seed and early stage technology-focused venture capital fund focused on financing and cross-pollinating leading technologies, teams and business models. Founder, Eghosa Omoigui, is a Silicon Valley-based technology-focused investor. Before Echo, Eghosa was with Intel for nearly 10 years and his last role was as Intel Capital Director, Strategic Investments, Consumer Internet & Semantic Technologies, where he acted as a senior investment professional focused on platform-agnostic consumer web services and digital media-based investment opportunities. The firm targets Consumer Internet, including Smart Graph platforms, apps and services (social/ mobile/ commerce /local /media /entertainment /gaming /OOH); Smart Data (software and services layer: Machine learning; Computer Vision; Predictive Analytics; Search & Discovery); Geo-extensible cross-pollination of technology platforms and business models; Women entrepreneurs; and Underdogs & Black Swans. Average investment size ranges from $25,000 to several million dollars depending on the stage of opportunity and capital needs of the business.

CA

Portfolio companies include:Stipplehttp://stippleit.com/DEKKOhttp://www.dekko.com/GraphSciencehttp://www.graphscience.com/Life360http://www.life360.com/MisoMediahttp://misomediastudios.com/Namesakehttp://namesake.com/SpeakerTexthttp://speakertext.com/Mediaspikehttp://www.mediaspike.net/LocBoxhttp://www.getlocbox.com/500friendshttp://500friends.com/Retailigencehttp://www.retailigence.com/DeeZGameshttp://www.deezgames.com/StackSocialhttps://stacksocial.com/Zerplyhttp://zerply.com/Elasticboxhttps://www.elasticbox.com/FoneClayhttp://www.foneclay.com/Tinkercadhttps://tinkercad.com/Investment Team:Eghosa Omoigui, General Partnerfounders@echovc.comShadi Mehraein, PartnerAmber Fowler, Partner & Chief of StaffEdgewood Ventures, LLCwww.edgewoodventuresllc.comSilicon ValleyIInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorDefense & Homeland SecurityEarlyEdgewood Ventures, LLC is a Silicon Valley based accelerator focusing on high growth ventures in the United States and India. Edgewood now has moved its focus to India and is working on a number of major projects in the area of Semiconductor, Satellite Based Systems, Wireless, Voice Over Internet, Aerospace and Defense.

4984 El Camino Real Suite 200Los AltosCA94022650-961-2008650-335-1110

Portfolio companies include:Empowertelhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=100384Catamaran Communicationhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=655177Cerenthttp://en.wikipedia.org/wiki/Cerent_CorporationCo-Design Automationhttp://www.design-reuse.com/news/3813/synopsys-co-design-automation-delivery-generation-hdl-superlog-technology.htmlGTRANhttp://gtran.com/LiquidMarkethttp://www.investopedia.com/terms/l/liquidmarket.aspMobileWebSurfhttp://venturebeatprofiles.com/company/profile/mobilewebsurfPointCrosshttp://www.pointcross.com/Cyras Systemshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=27310Epiancehttp://epiplex500.com/Force10 Networkshttp://www.force10networks.com/Hindustan Semiconductorhttp://hsmcindia.com/iLeveragehttp://en.wikipedia.org/wiki/Leverage_(finance)NIKSUNhttp://niksun.com/NetStudiohttp://www.netstudio.com/NuGenesishttp://www.nugenesis.com/PostXhttp://www.anidirect.com/postx.htmlRightworkshttp://www.rightworks.com/StratumOnehttp://support.ntp.org/bin/view/Servers/StratumOneTimeServersSwitchOn Networkshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=122176Xpedionhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=93180Investment Team:Devendra (Deven) Verma, PartnerRajvir Singh, PartnerVishal Verma, PartnerEIF Groupwww.eifgroup.comSilicon ValleyPEEnergy & Clean TechMiddle MarketEnergy Investors Funds (EIF) was founded in 1987 as the first private equity fund manager dedicated exclusively to the independent power and electric utility industry and is 100% management-owned. Since that time, EIF has mobilized over $4 billion in capital and currently manages eight private equity funds. The firm's funds have made over 100 diversified investments, with a combined underlying asset value exceeding $15 billion. For investments requiring large amounts of equity capital, EIF will present co-investment opportunities to its Limited Partners. Since 2002, EIF has provided approximately $450 million in co-investments. These power-related investments are located worldwide, but have a U.S. focus, and span a wide range of investment strategies, technologies, and fuels. The firm maintains offices in Boston, New York, and San Francisco.

591 Redwood Highway, Suite 3100Mill ValleyCA94941415-380-0520415-380-0527

Portfolio companies include:Blackhawk Power Stationhttp://en.wikipedia.org/wiki/Blackhawk_Generating_StationHamakua Energy Partnershttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=10544578Mustang Stationhttp://mustangstation.com/Astoria Energyhttp://www.astoriaenergy.com/MASSPOWERhttp://www.masspower.com.sg/Linden Generating Stationhttp://www.smelectric.com/projects-and-services/projects/PSEG-Power-Linden-Generating-Station.htmlPath 15 Upgdradehttp://www.wapa.gov/sn/ops/transmission/path15/Sea Breeze Regional Transmission Systemhttp://www.sbp-rts.com/United States Power Fund IIIhttp://www.eif.com/uspf3.htmlCalypso Energy Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=37213813Detroit Resource Recovery Facilityhttp://gdrra.org/Home.aspxDevelopment Partners Grouphttp://developmentpartners.com/Kleen Energy Systemhttp://kleenenergy.com/Niagara Mills Prjoecthttp://www.eif.com/uspf3.htmlSolar Power Partnershttp://solarpowerpartners.com/Investment Team:John Buehler, Jr., Managing Partnerjbuehler@eifgroup.comTerence Darby, Managing Partnertdarby@eifgroup.comHerbert Magid, Managing Partnerhmagid@eifgroup.comD. Mitchell Coddington, Partner & CFOmcoddington@eifgroup.comAndrew E. Schroeder, Senior PartnerMark D. Segel, PartnerEl Dorado Ventureswww.eldorado.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingEnergy & Clean TechEarlyFounded in 1986, El Dorado Ventures is a venture capital partnership that invests across the technology sector and focuses primarily on datacenters & cloud computing, consumer internet, cleantech, communications, software and services. El Dorado Ventures typically invests at the early stage of a company's development. In some cases, the firm will consider investments in companies that have made further progress than a "typical Series A." While initial investments takes place at the early stage, El Dorado reserves sufficient capital to be a major investor in each portfolio company as it grows and raises subsequent financing rounds. El Dorado makes an average of six investments per year with its seed round investments ranging between $250,000 and $1 million, and its Series A financings typically ranging between $3 million and $5 million. In addition to California, the firm makes investments in the mid-U.S., particularly in Minnesota and Texas.

850 Oak Grove AvenueMenlo ParkCA94025650-854-1200 650-854-1202

Portfolio companies include:Ampulsehttp://ampulse.com/Bridgeluxhttp://bridgelux.com/Edgewater Networkshttp://www.edgewaternetworks.com/FusionOnehttp://www.synchronoss.com/Jigsawhttp://www.jigsaw.com/Proofpointhttp://www.proofpoint.com/Cortina Systemshttp://cortina-systems.com/CrossLoophttp://www.crossloop.com/Allegiancehttp://www.allegiance.com/Atlantis Computinghttp://atlantiscomputing.com/Badgevillehttp://www.badgeville.com/Catalog Spreehttp://catalogspree.com/Compellent Technologieshttp://www.compellent.com/Conviohttp://www.convio.com/Coupa Softwarehttp://www.coupa.com/Enstratushttp://enstratus.com/InsideTrackhttp://www.insidetrack.com/Lithium Technologieshttp://www.lithium.com/LockPathhttp://www.lockpath.com/Luxury Linkhttp://www.luxurylink.com/Motistahttp://www.motista.com/index.phpNanosyshttp://www.nanosysinc.com/Phonezoo.comhttp://phonezoo.com/Rapid Engineshttp://rapidengines.com/RGB Networkshttp://www.rgbnetworks.com/Tower Cloudhttp://www.towercloud.com/index.shtmlTST Mediahttp://www.tstmedia.com/Webtrendshttp://webtrends.com/Joyenthttp://joyent.com/Investment Team:Charles Beeler, General Partnercharles@eldorado.comTom Peterson, General Partnertom@eldorado.comScott Irwin, General Partnersi@eldorado.comJim Kunse, CFOjim@eldorado.comJeff Hink, General Partnerjeff@eldorado.comElevation Partnerswww.elevation.comSilicon ValleyVCPEInformation TechnologySoftware & InternetMedia & Digital MediaSports & EntertainmentExpansionMiddle MarketLateElevation Partners is a private equity firm focused on large-scale investments in technology, media and entertainment businesses. The firm is particularly interested in investment opportunities in Online, Mobile, eCommerce, and Cloud. Elevation Partners has nearly $1.9 billion in committed capital. Elevation seeks to invest $50 million or more in each transaction. Bono, the lead singer of the rock band U2, is one of the partners in the firm.

2800 Sand Hill Rd., Suite 160Menlo ParkCA94025650-687-6700650-687-6710

Portfolio companies include:Forbeshttp://www.forbes.com/Movehttp://www.move.com/SDI Mediahttp://sdimedia.com/Facebookhttp://www.facebook.com/Yelphttp://www.yelp.com/Marketshare Partnershttp://www.marketshare.com/Investment Team:Fred Anderson, Managing Director, and Co-Founderfred@elevation.comRoger McNamee, Managing Director, and Co-FounderBret Pearlman, Managing Director, and Co-Founderbret@elevation.comBono, Managing Director and Co-FounderAvie Tevenian, Managing DirectorSherwin Chen, Managing DirectorAdam Hopkins, Managing DirectorEmergence Capital Partnerswww.emergencecap.comSilicon ValleyVCInformation TechnologyEarlyGrowthFounded in 2003, Emergence Capital Partners invests exclusively in early and growth stage technology-enabled services. The firm manages $575 million across three funds and is actively seeking new investment opportunities, preferably in U.S. companies. Emergence Capital Partners initially invests between $1 - $10 million in technology-enabled services in the following categories: Software-as-a-Service (SaaS), Consumer Services, Digital & Social Media, Information Services, and Cloud Computing. The Emergence team has a track record of founding, investing and shaping over fifty portfolio companies with 50+ years combined venture and operating experience from established venture firms such as Venrock Associates, U.S. Venture Partners, St. Paul Venture Capital, IBM and CSFB.

160 Bovet Road, Suite 300San MateoCA94402650-573-3100650-573-3119

Portfolio companies include:Salesforce.comhttp://www.salesforce.com/EchoSignhttp://www.echosign.com/Intaacthttp://us.intacct.com/Bill.comhttp://www.bill.com/MegaPath Networkshttp://www.megapath.com/KidZuihttp://www.kidzui.com/Vendavohttp://www.vendavo.com/HireRighthttp://www.hireright.com/SuccessFactorshttp://www.successfactors.com/Lithiumhttp://en.wikipedia.org/wiki/LithiumYouSendIthttps://www.yousendit.com/Veevahttp://www.veevasystems.com/Yammerhttp://www.yammer.com/Boxhttp://www.box.com/Lotamehttp://www.lotame.com/InsideViewhttp://www.insideview.com/XAdhttp://www.xad.com/SupportSpacehttp://corporate.supportspace.com/Touch Commercehttp://www.touchcommerce.com/ServiceMaxhttp://www.servicemax.com/Zuberancehttp://www.zuberance.com/VigLinkhttp://www.viglink.com/Doximityhttps://www.doximity.com/MedeAnalyticshttp://www.medeanalytics.com/PivotLinkhttp://www.pivotlink.com/Mobile Intelligence Solutionshttp://www.mobileintelligencesolutions.com/ResponseLogixhttp://responselogix.net/Genius.comhttp://www.genius.com/Double Clickhttp://www.google.com/doubleclick/aQuantivehttp://advertising.microsoft.com/aquantiveJanrainhttp://www.janrain.com/Investment Team:Jason Green, General Partnerjgreen@emcap.comBrian Jacobs, General Partnerbjacobs@emcap.comGordon Ritter, General Partnergritter@emcap.comKevin Spain, General Partnerkspain@emcap.comProgress Investment Management Companywww.progressinvestment.comSilicon ValleyFOFManufacturing & IndustrialBusiness ServicesMiddle MarketFounded in 1990, Progress Investment Management Company is a manager of emerging managers, and currently has over $6.5 billion under management. Progress believes that investment firms with less than $2 billion in assets under management possess a distinct performance advantage, especially in asset classes where the ability to take calculated risks and move swiftly is vital to success. The firm engages in many different investment strategies including Small-cap equity, Mid-cap equity, Large-cap equity, Private equity, Fixed income, International equity, and Alternative strategies. There are 57 public market and 11 private equity groups currently funded across a variety of asset classes: Progress has managed private equity assets since 1995 in partnership with Adams Street Partners (formerly Brinson Partners). The firm has nvested with 103 emerging managers and graduated 26 managers to direct-hire assignments with its clients .

33 New Montgomery St., 19th Floor San FranciscoCA94105415-512-3480 415-512-3475

Portfolio companies include:Ambassador Capital Managementhttp://ambassador-capital.com/Herndon Capital Managementhttp://herndoncapital.com/Denali Advisorshttp://denaliadvisors.com/Cardinal Capital Managementhttp://www.cardinalcapitalmanagement.com/Insight Capital Research & Managementhttp://www.icrm.com/Investment Team:Thurman V. White, Jr., Chief Executive Officertwhite@progressinvestment.comBeverly Pasley-Harrison, Chief of Administration and OperationsAlex Hsiao, Chief Investment Officerahsiao@progressinvestment.comJose Balagot, Deputy Chief Investment OfficerSabrina Brutus, Vice President, Operations and Manager ComplianceCaroline L. Tsao, Senior Vice President InvestmentsKennet Venture Partners, LLCwww.kennetcapital.comSilicon ValleyVCPEInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorStorage & HardwareMedia & Digital MediaGrowthExpansionMiddle MarketEstablished in 1997, Kennet invests in growth companies providing information technology products and business services that leverage information technology including technology-enabled business services, digital media, e-commerce, consumer Internet, enterprise software, telecoms software and infrastructure, semiconductors and IT services. With approximately $600M under management, Kennet serves Europe and the U.S. with offices in London and Silicon Valley. The firm is typically the lead investor and often the first professional investor in a private company, committing between $10 million and $20 million per investment. The firm's typical investment size is $10-100 million. Kennet can invest up to $30 million on their own and as much as $100 million with their institutional investors or syndicate partners. Companies Kennet works with typically have a successful revenue history, with sales ranging from $4 million to $50 million annually.

950 Tower Lane, Suite 1710Foster CityCA94404-2130650-931-0940650-573-8712

Portfolio companies include:Recommindhttp://www.recommind.com/IntelePeerhttp://www.intelepeer.com/MedeAnalyticshttp://www.medeanalytics.com/Kapow Technologieshttp://kapowsoftware.com/Worldonehttp://worldone.com/nextperformancehttp://nextperformance.com/Prolexichttp://www.prolexic.com/Revolutionhttp://en.wikipedia.org/wiki/RevolutionSpread Shirthttp://www.spreadshirt.com/SchoolWireshttp://www.schoolwires.com/Academi Directhttp://www.academydirectonline.co.uk/NTRglobalhttp://www.ntrglobal.com/Specificmediahttp://www.crunchbase.com/company/specificmediaTelemedicine Clinichttp://www.telemedicineclinic.com/stshttp://sts.org/FRSGlobalhttp://www.frsglobal.com/Sequans Communicationshttp://www.sequans.com/Resiliencehttp://en.wikipedia.org/wiki/Psychological_resilienceAdvivahttp://www.specificmedia.co.uk/daptivhttp://www.daptiv.com/TradingPartnershttp://www.tradingpartners.com/Exonyhttp://www.exony.com/TradeMobhttp://www.trademob.com/Kemp Techonologieshttp://www.kemptechnologies.com/Investment Team:Javier Rojas, Managing Directorjrojas@kennet.comEric Filipek, Directorefilipek@kennet.comFrancesco Mantica, AssociateKenson Ventures, LLCwww.kensonventures.comSilicon ValleyVCLife Sciences & HealthcareSeedEarlyFounded in 1999, Kenson Ventures provides seed money/funds and strategic advice to start-ups, partnerships, and established companies focusing in the biotechnology and life science areas. Kenson Ventures also considers and participates in co-investment with other institutions. These companies range from the development of novel drugs, discovery of genomics-based drug targets and leads, to the development of research tools in molecular and cellular biology. The firm's range of investment varies from $500,000 to $3 million U.S. dollars. Since Kenson Ventures' inception, the firm has been involved in and financed over 20 companies representing a broad spectrum of technology platforms.

400 Hamilton Avenue, Suite 410Palo AltoCA94301650-330-0322650-330-0577

(Mailing Address)P.O. Box 390Palo AltoCA94302Portfolio companies include:Alpha Innotechhttp://www.alphainnotech.com/Privacy.aspxBiocomparehttp://www.biocompare.com/Panomicshttp://www.panomics.com/System Bioscienceshttp://www.systembio.com/Epitomicshttp://www.epitomics.com/Fermentashttp://www.fermentas.com/SuperArrayhttp://superarray.com/BioKeyhttp://www.bio-key.com/Optimer Pharmaceuticalshttp://www.optimerpharma.com/Pepgenhttp://www.dentsply-friadent.com/en/582.htmStemCytehttps://www.stemcyte.com/Diagcorhttp://www.diagcor.com/Diagnostic Hybridshttp://www.dhiusa.com/BioFormhttp://www.merzaesthetics.com/DailyWellnesshttp://dailywellness.com/Investment Team:Kenneth Fong, Ph.D., Chairmankfong@kensonventures.comJoseph C.C. Huang, Ph.D., Vice Presidentjhuang@kensonventures.comYishan Peter Li, Ph.D., M.B.A., Vice PresidentKeyNote Ventureswww.keynoteventures.comSilicon ValleyVCSoftware & InternetCommunications & NetworkingSemiconductorEarlyFormed by former partners of Dali, Hook Partners, KeyNote Ventures is a venture capital firm with a primary focus on early stage enterprise software, communications and semiconductor companies. In selecting the firm's investments KeyNote thinks about technology globally, but invests locally.

545 Middlefield Road, Suite 178Menlo ParkCA94025650-926-9820

Portfolio companies include:Astute Networkshttp://astutenetworks.com/Blazenthttp://www.blazent.com/F-Originhttp://f-origin.com/Inphihttp://www.inphi.com/BroadWarehttp://www.broadware.com/Center'dhttp://www.centerd.com/?id=p/1/858F5EC9E12CD875EBAAEA371B25DD9B/T/2521746913432746249Genesis Campushttp://genesiscampus.com/LinkAmediahttp://linkamedia.com/Loadstar Sensorshttp://www.loadstarsensors.com/Mirapointhttp://www.mirapoint.com/Platialhttp://www.platial.com/Investment Team:Alessandro Biral, General Partneralessandro@keynoteventures.comHaru Kato, General Partnerharu@keynoteventures.comKhosla Ventureswww.khoslaventures.comSilicon ValleyVCSoftware & InternetCommunications & NetworkingSemiconductorEnergy & Clean TechSeedEarlyGrowthExpansionFounded in 2004, Khosla Ventures (KV) offers venture assistance, strategic advice and capital to entrepreneurs. The firm's seed fund consists of "science or innovation experiments" and other almost imprudent risks, be they in information technology or cleantech, where the firm is often the sole investor. KV's main fund looks at more traditional ventures, from early to later stages in all areas of technology. Several sectors are of particular interest to the firm: mobile, Internet, alternative energy, energy efficiency, storage, materials, and other unconventional areas. KVfounder, Vinod Khosla, was formerly a General Partner at Kleiner Perkins (see profile) and a founder of Sun Microsystems. Vinod has been hailed the #1 VC by Forbes, and Fortune recently labeled him as one the nation's most influential ethanol advocates, noting "there are venture capitalists, and there's Vinod Khosla." Investment size can range from $100,000 to above $20MM. Khosla continues to work closely with Kleiner Perkins and the firms often co-evaluate and co-invest together.

2128 Sand Hill RdMenlo ParkCA94025650-376-8500650-926-9590

Portfolio companies include:iSkoothttp://www.iskoot.com/eASIChttp://www.easic.com/moka5http://moka5.com/Sand9http://sand9.com/Bokuhttp://www.boku.com/ZocDochttp://www.zocdoc.com/RingCentralhttp://www.ringcentral.com/Xsigohttp://xsigo.com/Aliphhttp://www.jawbone.com/Amyrishttp://www.amyris.com/Calerahttp://www.calerawine.com/Cogenrahttp://www.cogenra.com/EcoMotorshttp://ecomotors.com/Gevohttp://www.gevo.com/KiORhttp://www.kior.com/LightSailhttp://lightsailenergy.com/LS9http://ls9.com/Caitinhttp://caitin.com/Pellionhttp://www.pelliontech.com/PVT Solarhttp://echofirst.com/Sakti3http://sakti3.com/Seeohttp://seeo.com/Soladigmhttp://soladigm.com/Solumhttp://www.solumtech.com/Soraahttp://www.soraa.com/Stionhttp://www.stion.com/Climate Corporationhttp://www.climate.com/Biodiscoveryhttp://www.biodiscovery.com/NanoH2Ohttp://www.nanoh2o.com/Coskatahttp://coskata.com/Lanzahttp://www.lanza.com/Mascomahttp://www.mascoma.com/Recappinghttp://www.thefreedictionary.com/recappingQuantumscapehttp://www.quantumscape.com/NRG-Dynamixhttp://www.nrgdynamix.com/Etagenhttp://etagen.com/Tulahttp://en.wikipedia.org/wiki/Tula,_RussiaePowerSofthttp://www.manta.com/c/mtqfjgv/epowersoftTopangahttp://en.wikipedia.org/wiki/Topanga_LawrencePSPhttp://us.playstation.com/psp/LightSailhttp://lightsailenergy.com/Danotekhttp://www.danotekmotion.com/Varentechttp://www.varentec.com/Izar Solarhttp://www.formds.com/issuers/izar-solar-incSunbornehttp://sunborne.com/TerraPowerhttp://www.terrapower.com/Home.aspxGreatPoint Energyhttp://www.greatpointenergy.com/Reluceohttp://reluceo.com/home.htmTouchstonehttp://touchstone.com/Spartial Photonicshttp://www.sp-incorp.com/eASIChttp://www.easic.com/Verificahttp://www.verifica.org/Veebeamhttp://www.veebeam.com/Zyomedhttp://zylomed.com/MokaFivehttp://www.mokafive.com/Oktahttp://www.okta.com/ZocDochttp://www.zocdoc.com/BillGuardhttps://www.billguard.com/Paynearmehttp://www.paynearme.com/Evolvhttp://www.evolvhealth.com/On Deckhttp://www.ondeckbaseball.net/BOKUhttp://www.boku.com/AdReadyhttp://www.adready.com/AppNexushttp://www.appnexus.com/WideOrbithttp://www.wideorbit.com/Mylikeshttp://mylikes.com/RingCentralhttp://www.ringcentral.com/Reardenhttp://www.rearden.com/Lookouthttps://www.mylookout.com/Obnihttp://obni.com/SB Nationhttp://www.sbnation.com/RockMelt Kagglehttp://www.khoslaventures.com/khosla/it.htmlHunchhttp://hunch.com/Slidehttp://www.slide.com/meebehttps://www.meebo.com/Storifyhttp://storify.com/K2 Networkhttp://en.wikipedia.org/wiki/K2_NetworkSeaMicrohttp://www.seamicro.com/Nutanixhttp://www.nutanix.com/Big Switchhttp://www.bigswitch.com/Passifhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=49916943Panzurahttp://panzura.com/Verayohttp://www.verayo.com/Investment Team:Vinod Khosla, Foundervk@khoslaventures.comDavid Weiden, Partnerdw@khoslaventures.comSamir Kaul, Partnersk@khoslaventures.comPierre Lamondpl@khoslaventures.comShirish Sathayeshirish@khoslaventures.comAndrew Chungac@khoslaventures.comAadik Shekaras@khoslaventures.comShoaib Makanism@khoslaventures.comRyan Kottenstetterk@khoslaventures.comBenny Bullerbb@khoslaventures.comDavid Manndm@khoslaventures.comMatt Nerlingermn@khoslaventures.comKicklabswww.kicklabs.comSilicon ValleyIInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyKickLabs works with a selected group of companies that are typically ready to start acquiring customers and generate revenue. The group's focus is to connect its companies with prospective partners and key customers so they can build relationships that accelerate the growth of their businesses. KickLabs does not compete with Y Combinator, Tech Stars, Angel Pad, 500 Start Ups or other technology incubator programs. KickLabs is a natural landing pad for companies that may have completed one of these top incubator programs or are establishing a presence in Silicon Valley. Kicklabs helps its entrepreneurs accelerate the growth of their businesses by facilitating meetings and relationships with major brands, business partners, investors, professional services, ad agencies and portfolio companies. KickLabs does not generally provide start-up capital. KickLabs is in partnership with Transmedia Capital (see profile).

250 Brannan #100San FranciscoCA94107

Portfolio companies include:kiiphttp://kiip.me/Giftikihttp://www.giftiki.com/Mylikeshttp://mylikes.com/Relevanthttp://dictionary.reference.com/browse/relevantMetriclyhttp://metricly.com/Encoding.comhttp://www.encoding.com/Lifefyrehttp://www.livefyre.com/Realgravityhttp://www.realgravity.com/Seejaneflyhttp://www.seejanefly.com/Touthttp://tout.com/ContextLogichttp://www.contextlogic.com/EcoFabuloushttp://www.ecofabulous.com/Taptivatehttp://www.facebook.com/taptivateAntengohttp://www.antengo.com/Scanhttp://www.scanhealthplan.com/Appstoreshttp://www.apple.com/iphone/from-the-app-store/SoniqPlayhttp://www.soniqplay.com/Investment Team:Chris Redlitz, Managing DirectorPeter Boboff, Managing DirectorBeverly Parenti, Director of OperationsKii Capitalwww.kii.com/capitalSilicon ValleyCVCInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaEarlyKii Capital, L.P., Kii group's venture capital fund, invests into early stage mobile applications, running on smartphones like Android OS handsets and the iPhone. Typically, investment candidates have demonstrated their ability to attract and retain users to their application and can benefit from the Kii group's resources to scale their application into a global play across many platforms with distribution through a variety of channels. Kii is a global company based in Tokyo, Japan and Silicon Valley, Calif., with offices in China, Germany and Spain. Kii delivers a set of applications, APIs and SDKs to device manufacturers, mobile network operators, and end users, which help users to sync, search, and share mobile content on their and their friends' phones. The Kii company is the result of the merger of Synclore Corp. and Servo Software.

1900 S Norfolk St, Suite 350San MateoCA94403650-577-2340

Portfolio companies include:Metagohttp://metago.net/KeepSafehttp://www.getkeepsafe.com/Enishhttp://en.wikipedia.org/wiki/English_languageSounderhttp://www.soundtransit.org/Everpixhttps://www.everpix.com/Investment Team:Christof Wittig, Managing Directorchristof.wittig@kii.comNuno Goncalves Pedro, Managing PartnerPaul Veradittakit, AssociateShahid Hussain, Entrepreneur In ResidenceAnne Dorman, CFOKinsey Hills Group InvestmentsSilicon ValleyASoftware & InternetSeedEarlyFounded 2006, the Kinsey Hills Group makes investments on behalf of Ed Kinsey and Michael Hills. Edward Kinsey is a co-founder and formerly the Executive Vice President of Ariba, Inc., an enterprise internet software company that provides online commerce solutions for the Enterprise Spend Management (ESM) market. He is an active entrepreneur and start-up capital investor in Silicon Valley through his venture capital fund, Determination Ventures LLC, and as a partner in The Kinsey Hills Group. He is also the Chairperson of the Kinsey Family Foundation, a non-profit foundation. Michael Hills is the CEO at MJH Capital, LLC. Formerly he was Sr. Vice President, Operations at Ariba, Inc. and a Region Manager at Oracle Corporation.

P.O. Box 999Menlo ParkCA94026-0999650-867-5545650-838-0832

Portfolio companies include:Scribdhttp://www.scribd.com/Labmeetinghttp://techcrunch.com/2008/07/30/labmeeting-a-social-network-for-scientists/Mill River Labshttp://river-lab.org/Hotswaphttp://mt-naka.com/hotswap/index_enu.htmTradeVibeshttp://venturebeatprofiles.com/Investment Team:Ed Kinsey, www.linkedin.com/in/edwardkinseyekinsey@mac.comMichael Hills, www.linkedin.com/pub/michael-hills/3/abb/b0KKR (Kohlberg, Kravis, Roberts)www.kkr.comSilicon ValleyPEInformation TechnologyEnergy & Clean TechManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantMiddle MarketLateEstablished in 1976, KKR is a leading global alternative asset manager with two primary business segments: private equity and fixed income. KKR typically acquires large businesses with strong franchises, attractive growth prospects, defensible market positions, and the ability to generate high returns on investments. Often, the companies the firm acquires are in transition, or need to be reorganized or refocused. KKR has more than 500 employees and offices in New York, Menlo Park, Washington D.C., Houston, London, Paris, Hong Kong, Beijing, Tokyo, and Sydney. The firm is led by Founding Members Henry R. Kravis and George R. Roberts. KKR's investment professionals commit their own capital to every transaction. To date, KKR's investment professionals, senior advisors, and other executives have committed approximately $1.9 billion to the firm's private equity funds.

2800 Sand Hill Road, Suite 200Menlo ParkCA94025650-233-6560

Portfolio companies include:Aricenthttp://en.wikipedia.org/wiki/AricentAvagohttp://www.avagotech.com/pages/home/Jazz Pharmaceuticalshttp://www.jazzpharma.com/KSL Resortshttp://www.kslresorts.com/Accellenthttp://accellent.com/Biomethttp://www.biomet.com/regions/northAmerica/unitedStates.cfmColonial Pipelinehttp://www.colpipe.com/home.aspDollar Generalhttp://www.dollargeneral.com/home/index.jspLaureate Educationhttp://laureate.net/Academy Sports + Outdoorshttp://www.academy.com/webapp/wcs/stores/servlet/TopCategories_10151_10051Alliance Boots GmbHhttp://www.allianceboots.com/Ambea ABhttp://ambea.com/A.T.U.http://www.atu.org/Avago Technologieshttp://www.avagotech.com/pages/home/Bharti Infatelhttp://www.bharti-infratel.com/cps-portal/BIS Industrieshttp://www.bislimited.com/BMGhttp://www.bmg.com/Capsugelhttp://capsugel.com/China International Capitalhttp://en.wikipedia.org/wiki/China_International_Capital_CorpCoffee Day Resortshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=51521049Dalmia Cementhttp://www.dalmiacement.com/home/cement.htmDel Monte Foods Companyhttp://www.delmonte.com/Eastman Kodakhttp://www.kodak.com/ek/US/en/Home.htmEl Paso Midstream Grouphttp://www.elpaso.com/midstream/Energy Futurehttp://www.energyfutureholdings.com/Far Eastern Horizonhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?ticker=3360:HKFirst Datahttp://www.firstdata.com/en_us/home.htmlGo Daddyhttp://www.godaddy.com/HCA Holdingshttp://hcahealthcare.com/home/index.dotInaerhttp://www.grupoinaer.com/Intelligencehttp://en.wikipedia.org/wiki/IntelligenceIpreohttp://www.ipreo.com/KION Grouphttp://www.kiongroup.com/en/main/homepage.htmlLaureate Educationhttp://laureate.net/Legg Masonhttp://leggmason.com/Legrand Holdingshttp://www.macraesbluebook.com/search/company.cfm?company=783221Ma Anshan Modern Farminghttp://www.reuters.com/article/2009/06/15/idUS76260+15-Jun-2009+PRN20090615Magma Fincorphttp://www.magma.co.in/Masan Consumerhttp://masangroup.com/en/businesses/fmcg/masan-consumer-overviewMaxeda B.V.http://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=875536MMI Holdingshttp://www.mmiholdings.com/The Nielsen Companyhttp://nielsen.com/Northgate Information Solutionshttp://www.northgate-is.com/NXP B.V.http://www.nxp.com/Oriental Breweryhttp://en.wikipedia.org/wiki/Oriental_BreweryPagesJaunes Groupe S.A.http://www.answers.com/topic/pagesjaunes-groupe-saPets at Homehttp://www.petsathome.com/Samson Investmenthttp://samson.com/Santander Consumerhttp://www.santanderconsumerusa.com/default.aspxSealyhttp://www.sealy.com/7 West Mediahttp://www.sevenwestmedia.com.au/Sorgenia Francehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=21771350SunGard Data Systemshttp://www.sungard.com/Tarketthttp://www.tarkett.com/TASChttp://www.tasconline.com/TDC A/Shttp://tdc.com/Tianrui Group Cementhttp://trcement.com/doce/home/index.aspToys'R'Ushttp://www.toysrus.com/shop/index.jsp?categoryId=2255956T-Solar Globarl Operating Assetshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=137572084U.N. Ro-Rohttp://www.unroro.com.tr/US Foodshttp://usfoods.com/Unisteel Technologyhttp://www.unisteel.com.sg/index.aspUnited Envirotechhttp://unitedenvirotech.com/Van Gansewinkel Groephttp://www.vangansewinkelgroep.com/en/default.aspxVATS Liquor Chain Storehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=115841928Versatelhttp://en.wikipedia.org/wiki/VersatelVisanthttp://www.visant.net/Vismahttp://www.visma.com/WILDhttp://wild.nhl.com/Yageohttp://www.yageo.com/Investment Team:George R. Roberts, Co-Founder & Co-Chief Executive OfficerHenry R. Kravis, Co-Chief Executive OfficerTodd A. Fisher, Chief Administrative OfficerWilliam J. Janetshek, Chief Finanical OfficerDavid J. Sorkin, General Counsel and SecretaryMichael M. Calbert, Member & Head of Retail Industry TeamAdam H. Clammer, Member & Head of Global Technology GroupWilliam L. Cornog, Member & Head of KKR Capston - EuropeWilliam C. Sonneborn, Member & Head of KKR Asset ManagementJames H. Greene Jr., Member & Head of IndustrialsMichael W. Michelson, Member & Co-Head of North America Private Equity & HealthcareJames C. Momtazee, Member & Head of Healthcare Industry Team - North AmericaKleiner Perkins Caufield & Byerswww.kpcb.comSilicon ValleyVCInformation TechnologySoftware & InternetEnergy & Clean TechLife Sciences & HealthcareDefense & Homeland SecuritySeedEarlySince its founding in 1972, Kleiner Perkins Caufield & Byers (KPCB) has backed entrepreneurs in over 600 ventures, including AOL, Amazon.com, Citrix, Compaq Computer, Electronic Arts, Genentech, Genomic Health, Google, Intuit, Juniper Networks, Netscape, Lotus, Sun Microsystems, Symantec, Verisign and Xilinx. KPCB portfolio companies employ more than 250,000 people. More than 150 of the firm's portfolio companies have gone public. KPCB's investment initiatives include Greentech, Information Technologies, Life Sciences, Pandemic and Bio Defense, and iFund - a $200 million fund that invests in market-changing ideas and products that extend the iPhone and iPod touch platforms. KPCB also recently announced the sFund, a new $250 million initiative to invest in entrepreneurs inventing social applications and services. Strategic partners in the sFund include Amazon.com, Facebook, and Zynga. The firm has additional offices in Beijing and Shanghai.

2750 Sand Hill RoadMenlo ParkCA94025650-233-2750650-233-0300

Portfolio companies include:OnFiberhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=424887Pacific Bioscienceshttp://www.pacificbiosciences.com/TransMedicshttp://www.transmedics.com/wt/home/indexAerohive Networkshttp://www.aerohive.com/index.php3-V Bioscienceshttp://www.3vbio.com/Akimbohttp://en.wikipedia.org/wiki/AkimboBooyahhttp://www.urbandictionary.com/define.php?term=booyahCardioDxhttp://www.cardiodx.com/Chegghttp://www.chegg.com/Cafebotshttp://www.crunchbase.com/company/cafebotsFlipboardhttp://flipboard.com/Jivehttp://www.jivesoftware.com/Lockerzhttp://lockerz.com/360 buy.comhttp://www.360buy.com/360 networkshttp://en.wikipedia.org/wiki/360networks3VRhttp://www.3vr.com/41st Parameterhttp://www.the41.com/agami systemshttp://en.wikipedia.org/wiki/Agami_Systemsakhttp://www.alaska.gov/Agilyxhttp://www.agilyx.com/Agnionhttp://www.agnion-energy.eu/index.php?id=2&L=1Agrividahttp://www.agrivida.com/Aleeshttp://alees.com/AlertEnterprisehttp://www.alertenterprise.com/Alphavaxhttp://alphavax.com/AltaDeviceshttps://www.altadevices.com/AltaRockhttp://altarockenergy.com/Ampriushttp://www.amprius.com/Acptix Technologieshttp://www.aoptix.com/Apnicurehttp://www.apnicure.com/Apperianhttp://www.apperian.com/Applied Mindshttp://appliedminds.com/APTwaterhttp://www.aptwater.com/Aquion Energyhttp://www.aquionenergy.com/Arrailhttp://www.arrail-dental.com/en/Autonomic Technologieshttp://autonomictechnologies.com/AutoTraderhttp://www.autotrader.com/Auxogynhttp://auxogyn.com/Awarepointhttp://www.awarepoint.com/Bekonhttp://www.myspace.com/bekonglasgowBit9http://www.bit9.com/orphan-android/Bloomenergyhttp://www.bloomenergy.com/Booyahhttp://www.urbandictionary.com/define.php?term=booyahBreathehttp://dictionary.reference.com/browse/breatheCallawayhttp://www.callawaygolf.com/Cardiumhttp://www.cardiumthx.com/Celladonhttp://www.celladon.net/Cenohttp://dictionary.reference.com/browse/CENO-ChineseAll.comhttp://chineseall.com/ChiralQuesthttp://chiralquest.com/content/index.htmChutneyhttp://en.wikipedia.org/wiki/ChutneyClean Powerhttp://www.cleanpower1.com/Cleartriphttp://www.cleartrip.com/Codon Deviceshttp://www.codondevices.com/Coolirishttp://www.cooliris.com/Corventishttp://www.corventis.com/CreditEasehttp://creditease.webs.com/Crescendo Bioscendo Biosciencehttp://crescendobio.com/Crittercismhttp://www.crittercism.com/Crossbarhttp://www.crossbarny.com/Cyopticshttp://www.cyoptics.com/Datameerhttp://datameer.com/Datouhttp://valuethiswebsite.com/www.datou.comDeosenhttp://deosenusa.com/Devicescapehttp://www.devicescape.com/DHGate.comhttp://www.dhgate.com/The Smart Phone For Real Estatehttp://www.remarketingideas.com/smart-phones-for-real-estate-an-entire-office-in-your-pocket/Digital Chocolatehttp://www.digitalchocolate.com/eAsichttp://www.easic.com/EdeniQhttp://www.edeniq.com/egnytehttp://www.egnyte.com/Elancehttps://www.elance.com/elcelyxhttp://www.elcelyx.com/Endgame Systemshttp://en.wikipedia.org/wiki/Endgame_systemseNet.comhttp://www.enet.com/enlightedhttp://enlighted.com/enphase energyhttp://enphase.com/Epizymehttp://epizyme.com/index.aspErecyclingcorpshttp://www.erecyclingcorps.com/erlyhttp://erly.com/eSionichttp://esionic.com/Essence Healthcarehttp://www.essencehealthcare.com/Everlancehttp://www.everlane.com/aboutFacebookhttp://www.facebook.com/Find the Besthttp://www.findthebest.com/Fiskerhttp://www.fiskerautomotive.com/FivePrimehttp://www.fiveprime.com/Flipboardhttp://flipboard.com/FloDesignhttp://flodesign.org/Foundation Medicinehttp://www.foundationmedicine.com/Future Bazaar.comhttp://www.futurebazaar.com/GenScripthttp://www.genscript.com/GloriEnergyhttp://glorienergy.com/GMZ Energyhttp://www.masshightech.com/stories/2011/04/18/daily1-GMZ-Energy-grabs-7M-as-part-of-first-funding-round.htmlGreatPoint Energyhttp://www.greatpointenergy.com/Green Biohttp://biogreen.com/Grouponhttp://www.groupon.com/Harahttp://www.hara.com/Harvesthttp://harvestcambridge.com/Home Value Protectionhttps://www.homevalueprotection.com/iControlhttp://www.icontrol.com/InMobihttp://www.inmobi.com/Inrixhttp://inrix.com/Inspiratohttps://www.inspirato.com/inspirehttp://www.inspire.com/Intersecthttps://intersect.com/intohotelhttp://www.motorola.com/web/Business/Products/Wireless%20LAN%20Devices/AP6511/_Documents/_StaticFiles/AP6511_WP_0610-web.pdfInvuityhttp://www.invuity.com/IP Unityhttp://www.moviuscorp.com/IPierianhttp://www.ipierian.com/IronPlanethttp://www.ironplanet.com/ITChttp://usitc.gov/Yangtzehttp://en.wikipedia.org/wiki/Yangtze_RiverJuvarishttp://juvaris.com/Kenandyhttp://www.kenandy.com/KingNethttp://www.kingnet.com.cn/en/KLouthttp://klout.com/KnowNowhttp://venturebeat.com/2008/05/19/knownow-winds-down-rss-for-enterprise-not-as-easy-as-it-looks/Kodiak Networkshttp://www.kodiaknetworks.com/Kotakhttp://www.kotak.com/Koviohttp://www.kovio.com/legalzoomhttp://www.legalzoom.com/Lehigh Technologieshttp://www.lehightechnologies.com/LifeLockhttp://www.lifelock.com/Luca technologieshttp://lucatechnologies.com/M2Z Networkshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26557947MadHousehttp://en.wikipedia.org/wiki/Madhouse_(company)Mandianthttp://mandiant.com/MapmyIndiahttp://www.mapmyindia.com/Mascomahttp://www.mascoma.com/Masergyhttp://www.masergy.com/mCubehttp://www.mcubeit.com/MetaRAMhttp://arstechnica.com/hardware/news/2008/02/metaram-quadruples-ddr2-dimm-capacities-launches-8gb-dimms.arsMetricStreamhttp://www.metricstream.com/MiaSolehttp://miasole.com/Movushttp://en.wikipedia.org/wiki/FilmNavigencishttp://www.navigenics.com/nebulahttp://en.wikipedia.org/wiki/Nebulanesthttp://www.nest.com/New Vine Logisticshttps://portal.newvinelogistics.com/nextautoworkshttp://gigaom.com/cleantech/whats-next-for-next-autoworks-formerly-v-vehicle/Nexus Dxhttp://nexus-dx.com/Nodalityhttp://www.nodalityinc.com/NovaDigmhttp://novadigm.net/Nubbhttp://www.urbandictionary.com/define.php?term=nubbOffermatichttp://www.offermatic.com/l/home-index.phpOne Kings Lanehttp://www.onekingslane.com/OnFiberhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=424887Ophthonixhttp://www.izonlens.com/Opowerhttp://opower.com/Ophthonixhttp://www.izonlens.com/OptiMedicahttp://www.optimedica.com/Pathhttps://www.path.com/PayMatehttp://www.paymate.com/Pingerhttp://pinger.com/Prestohttp://www.presto.com/PlumDistricthttp://www.plumdistrict.com/Primus Powerhttp://www.primuspower.com/Proterrahttp://www.proterra.com/PulmonXhttp://www.pulmonx.com/PuppetLabshttp://puppetlabs.com/PvNexthttp://www.pvnext.com/QEntertainmenthttp://www.qentertainment.com/eng/QuantumScapehttp://www.quantumscape.com/Rapidmicro biosysemshttp://www.rapidmicrobio.com/company/careersRazorgater Ticketshttp://www.razorgator.com/Recyclebankhttp://www.recyclebank.com/Redbrick Healthhttps://www.redbrickhealth.com/Renmatixhttp://renmatix.com/RenttheRunwayhttp://www.renttherunway.com/reputation.comhttp://www.reputation.com/rgbNetworkshttp://www.rgbnetworks.com/RLC Returning Valuehttp://rlcnefl.org/tag/values/RMG Networkshttp://www.rmgnetworks.com/Scinor Water Technology Scinterahttp://www.streetinsider.com/Press+Releases?offset=0Segwayhttp://www.segway.com/SessionMhttp://www.sessionm.com/Shazamhttp://www.shazam.com/Shopkickhttp://shopkick.com/Silecshttp://www.silecs.com/Siluria Technologieshttp://siluria.com/SoundCloudhttp://soundcloud.com/Spotifyhttp://www.spotify.com/Stipplehttp://stippleit.com/Squarehttps://squareup.com/Stokehttp://www.stoke.com/Storenvyhttp://www.storenvy.com/SundropFuelshttp://www.sundropfuels.com/SuVoltahttp://www.suvolta.com/Thinkhttp://dictionary.reference.com/browse/thinkTidal Softwarehttp://www.cisco.com/web/about/ac49/ac0/ac1/ac259/tidal.htmlTransMedicshttp://www.transmedics.com/wt/home/indextwitterhttp://twitter.com/uPromisehttp://www.upromise.com/welcomeUpwind Solutionshttp://upwindsolutions.com/Vivatyhttp://techcrunch.com/2008/07/08/vivaty-brings-the-3d-web-to-your-browser-starting-with-aim-and-facebook/Voyage Medicalhttp://voyagemedical.com/Wazehttp://www.waze.com/WildBluehttp://www.wildblue.com/WorkSmartLabshttp://www.noom.com/Zagathttp://www.zagat.com/Zaarlyhttp://www.zaarly.com/Zazzlehttp://www.zazzle.com/Yichahttp://www.yicha.com/xsigohttp://xsigo.com/XDxhttp://www.xdx.com/Investment Team:Brook Byers, Investment Partnerbrookb@kpcb.comChi-Hua Chien, Investment Partnerchihuac@kpcb.comBeth Seidenberg, MD, Investment Partnerbeths@kpcb.comJohn Denniston, Investment Partnerjohnde@kpcb.comJuliet de Baubigny, Partnerjulietdeb@kpcb.comAmol Deshpande, Investment Partneramold@kpcb.comJohn Doerr, Investment Partnerjohnd@kpcb.comBing Gordon, Partnerbingg@kpcb.comAl Gore, Investment Partneralg@kpcb.comJames Huang, Investment Partnerjamesh@kpch.comBill Joy, Investment Partnerbillj@kpcb.comRandy Komisar, Investment Partnerrandyk@kpcb.comBen Kortlang, Investment Partnerbenk@kpcb.comJoseph Lacob, Investment Partnerjosephl@kpcb.comRaymond J. Lane, Investment Partnerrayl@kpcb.comAileen Lee, Investment Partneraileenl@kpcb.comMaritza Liaw, Investment Partnermaritzal@kpcb.comMichael Linse, Investment Partnermichaell@kpcb.comDana Mead, Investment Partnerdanam@kpcb.comMary Meeker, Investment Partnermarym@kpcb.comMood Rowghani, Investment Partnermoodr@kpcb.comDavid Mount, Investment Partnerdavidm@kpcb.comMatt Murphy, Investment Partnermattm@kpcb.comTrae Vassallo, Investment Partnertraev@kpcb.comJordan Ormont, Partnerjordano@kpcb.comDaniel Oros, Investment Partnerdanielo@kpcb.comRisa Stack, Investment Partnerrisas@kpcb.comRyan Popple, Investment Partnerryanp@kpcb.comBrook Porter, Investment Partnerbrookp@kpcb.comTed Schlein, Investment Partnerteds@kpcb.comKLM Capital Groupwww.klmtech.comSilicon ValleyVCInformation TechnologyCommunications & NetworkingSemiconductorEarlyKLM Capital Group invests in early stage companies in the communications, information technology and semiconductor industries. Founded in 1996, KLM leads over 60% of its deals and is also represented on boards over 60% of the time. Collectively, the firm's management has over 185 years of relevant industry experience. KLM also has offices in Hong Kong and focuses its investments on technology companies in the U.S. and Greater China.

3080 Olcott Street, Suite 205CSanta ClaraCA95054408-970-8888408-378-5819

Portfolio companies include:Alacrity Communicationshttp://alacritycommunications.com/CyberBillshttp://www.netbanker.com/1999/03/cyberbills_pioneers_total_webb.htmlPhone.comhttp://www.phone.com/MetroWavehttp://www.metrowave.co.uk/Pulanhttp://www.poulan.com/Xterahttp://www.xtera.com/Diyixian.comhttp://www.diyixian.com/Home/Home.aspx?lang=en-USemplychina.comhttp://wenku.baidu.com/view/8aca72d8ad51f01dc281f1ab.htmlPixelmetrixhttp://www.pixelmetrix.com/indexmain.htmlSyntricityhttp://www.syntricity.com/homeTManagehttp://tmanage.com/YesVideohttp://www.yesvideo.com/Global Communications Semiconductorshttp://gcsincorp.com/Add Value Technologieshttp://addvaluetech.com/Amplify.nethttp://www.amplify.com/productsAuvitekhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=11734006Centillium Communicationshttps://www.transwitch.com/Cyberplushttp://www.banquepopulaire.fr/Extreme Deviceshttp://xtremedevices.com/House18.comhttp://www.house18.com/Icrashttp://www.paperworkreduction.gov/about.htmlJemPachttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28560417nCommandhttp://www.adtran.com/web/page/portal/Adtran/group/27Radiant Photonicshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=431820ShareWaveTalkway CommunicationsUmachinesWavestreamhttp://wavestream.com/Investment Team: Peter Mok, Co-Founder, Managing General Partnerpetermok@klmtech.comDonald W. Brooks, Co-Founder/Special Partnerdbrooks@klmtech.comAlfred Li, Co-Founder/Special Partneralfredli@klmtech.comMary Page, CFOmpage@klmcaptial.comAmy Lo, Office Manageramylo@klmcapital.comKPG Ventureswww.kpgventures.comSilicon ValleyVCInformation TechnologySoftware & InternetSeedFounded by Vince Vannelli, KPG's sole focus is providing seed-stage funding for tech-centric, capital-efficient companies, with a particular emphasis on those businesses that can fill voids in the consumer Internet marketplace.

461 2nd Street #454TSan FranciscoCA94107415-781-6800415-781-6805

Portfolio companies include:Ribbithttp://www.ribbit.com/BrightRollhttp://www.brightroll.com/Cake Financialhttp://en.wikipedia.org/wiki/Cake_FinancialSpherehttp://en.wikipedia.org/wiki/SphereTeracenthttp://www.teracent.com/Sportgenichttp://www.crunchbase.com/company/sportgenicClipSynchttp://www.clipsync.com/GlobalMojohttp://globalmojo.com/National Payment Cardhttp://nationalpaymentcard.com/Solariathttp://www.solariat.com/Teleplacehttp://wordpress.teleplace.com/Tune Uphttp://www.tuneupmedia.com/Wowdhttp://www.wowd.com/Investment Team:Vince Vannelli, Founder and Managing Partner, 415-781-6801vince@kpgventures.comJulia Chang, Partner, 415-781-6803julia@kpgventures.comPropel Partners, LLCwww.propelpartners.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorEnergy & Clean TechReal EstateSeedEarlyFounded in 1990, Propel invests in companies that typically have developed a disruptive technology that is in the beta stage of development or later. Propel's team has been investing in technology companies since 1998 and real estate since 1982. The Propel Partners team focuses on technology companies in four sectors: Enterprise Software, Networking, Wireless, and Semiconductor. Designated employees of Propel work full-time in the firm's portfolio companies, typically for a period of six to eighteen months. Propel provides access to capital through its own funds as well as external capital sources. Propel also manages capital through its sister company, VC Forum. For Real Estate investments, Propel currently invests in single-family residential and small commercial properties in Northern California. The firm typically acquires older properties in affluent neighborhoods that require extensive upgrades.

385 Homer AvenuePalo AltoCA94301650-322-2800650-587-0021

Portfolio companies include:Dante Softwarehttp://dantesoft.com/Counterpathhttp://counterpath.com/mFoundryhttp://www.mfoundry.com/Sound Technologieshttp://www.soundeklin.com/Aazoomhttp://www.amazon.com/s?ie=UTF8&keywords=azoom%20snap%20caps&rh=i%3Aaps%2Ck%3Aazoom%20snap%20caps&page=1Wevillehttp://meville.wikispaces.com/SplashCasthttp://www.splashcastmedia.com/Earth Energyhttp://earthenergytech-supply.com/Investment Team:Gordon Smythe, General Partnergordon@propelpartners.comPsilos Groupwww.psilos.comSilicon ValleyVCLife Sciences & HealthcareMedical DeviceSeedEarlyGrowthExpansionFounded in 1998, Psilos Group is a New York City headquartered venture capital firm specializing in investments in companies in the healthcare sector. With over $580 million under management, the company is currently investing from its Psilos II fund, focusing on revenue stage and later stage companies. Psilos typically invests between $8-$15 million initially, with an expectation of investing up to $20-$25 million over the life of an investment. Psilos favors companies that have demonstrated strong market demand of their product and have evolved beyond early-stage technological, clinical and regulatory risks. In certain sectors where the value creation opportunity may best be captured earlier, Psilos will invest at the pre-revenue stage. Psilos focuses its investments across healthcare services, healthcare information technology, medical devices, specialty pharmaceuticals and instrumentation. In the healthcare services area, Psilos will invest in companies that can demonstrate an ability to achieve positive cash flow within 12-18 months. In the healthcare IT area, the firm is looking for companies that have had successful beta launches of their products, at a minimum, and will be in the market with production software within 12-18 months. In the medical technology area, Psilos seeks out companies that have meaningful amounts of human clinical data in hand, which have obtained or are close to obtaining FDA approval and are no more than 12-18 months from launch. Psilos has offices in New York, the San Francisco Bay Area and Santa Fe, New Mexico.

21 Tamal Vista Blvd., Suite 194Corte MaderaCA94925415-945-7010415-945-7011

Portfolio companies include:Best Doctorshttp://www.bestdoctors.com/Caregiver Serviceshttp://www.csicaregiver.com/HealthEdgehttp://www.healthedge.com/VeraLighthttp://www.veralight.com/Comprehensive Clinicalhttp://www.comprehensivecd.com/Extend Healthhttp://www.extendhealth.com/SeeChange Healthhttp://www.seechangehealth.com/Click4Carehttp://www.click4care.com/PatientSafe Solutionshttp://www.patientsafesolutions.com/OneShieldhttp://www.oneshield.com/AngioScorehttp://www.angioscore.com/BioVentrixhttp://www.bioventrix.com/Endoscopic Technologieshttp://www.conmed.com/index_EndoTech.phpGamma Medica-Ideashttp://www.gm-ideas.com/Mauna Kea Technologieshttp://www.maunakeatech.com/OmniGuide Corp.http://www.omni-guide.com/Investment Team:Al Waxman, Ph.D., Co-Founder and Senior Managing Memberalwaxman@psilos.comSteve Krupa, Co-Founder and Managing Memberstevekrupa@psilos.comAmanda Lampert, Assistant ControllerLisa Suennen, Co-Founder, Managing Memberlisasuennen@psilos.comJoe Riley, Managing Memberjoeriley@psilos.comDavid A. Eichler, Managing Memberdaveeichler@psilos.comPatrick Farrell, ControllerQB3http://qb3.orgSilicon ValleyVCILife Sciences & HealthcareMedical DeviceSeedQB3 is a consortium of three University of California campuses-UC Berkeley, UC Santa Cruz, and UCSF-that serves both science and society. The group fosters collaborations among scientific faculty that enhance innovation and discovery. Initiatives include: the Innolab, which manages the consortium's industry partnerships with companies such as Pfizer, GE Healthcare Life Sciences, and Johnson & Johnson; and startup support, which guides researchers from the precommercial stage to efficient operational companies. Startup services include the QB3 Startup in a Box, the organization's standard package designed to take an entrepreneur from an idea to a successful SBIR application; the QB3 Garage/Innovation Network; and the organization's seed-stage venture capital fund, Mission Bay Capital. QB3 starts new companies by assembling management teams, providing research space and identifying potential funding sources. The group created the QB3 Garage, the first start-up incubator within the University of California system. Since its inception, three of its first six companies closed venture capital funding of more than $5 million, and one was acquired at an early stage for a reported $25 million.

University of California, San Francisco1700 4th Street, Byers Hall, Suite 214, QB3 MC: 2522San FranciscoCA94158-2330415-514-9790

Tenant companies include:Adherenhttp://www.adheren.com/Aperyshttp://aperys.com/EndoOrthopaedicshttp://www.endoorthopaedics.com/Silicon BioDeviceshttp://siliconbiodevices.com/Oncosynergyhttp://www.linkedin.com/company/oncosynergySeaChange Pharmaceuticalshttp://seachangepharma.com/Teselagenhttp://www.teselagen.com/ZoneOne Pharmahttp://zoneonepharma.com/Caribou Bioscienceshttp://www.cariboubiosciences.com/Valitorhttp://valitor.com/Omnioxhttps://sites.google.com/a/omnioxinc.com/omniox/HomePivot Biohttp://pivotbio.com/Aquinox Pharmaceuticalshttp://aqxpharma.com/BioMark Technologieshttp://biomarktech.com/Investment Team:Regis B. Kelly, Ph.D., Directorregis.kelly@ucsf.eduDavid Haussler, Ph.D., QB3-Santa Cruz Directorhaussler@soe.ucsc.eduSusan Marqusee M.D. Ph.D., QB3-Berkeley DirectorBrian Shoichet PhD, DirectorNeena Kadaba, Directorneena.kadaba@qb3.orgDouglas Crawford, Ph.D., Associate Directordouglas.crawford@qb3.orgNeena Kadaba, Director, Industry Alliancesneena.kadaba@qb3.orgAdriana Tajonar, Entrepreneurship Program Manageradriana.tajonar@qb3.orgQuantum Capital Fundwww.thequantumcapitalfund.comSilicon ValleyVCInformation TechnologySoftware & InternetEarlyQuantum Capital Fund is a multi-staged venture capital firm that is largely invested in Quantitative Trading, Information Technology and the Online Media sector. Quantum Capital Fund recently launched a $200 million U.S. fund and opened an office Santa Clara, Calif. The South Africa venture capital firm was founded in 2004 by Julian Pencilliah. Its U.S. operations are being led by Arnold Magcale, formerly with Motorola and Danger. The firm also has made its first U.S. investment: a $30 million investment in The Jetstream, which the firm describes as a social media network.

2350 Mission College Boulevard, #1000Santa ClaraCA95054925-407-7215

Portfolio companies include:The Jetstreamhttp://www.thejetstream.com/Skye Productionshttp://skye-productions.com/Script Sevenhttp://scriptseven.com/Investment Team:Julian Pencilliah, Chairman and FounderAbhir Dayaram, Chief Executive OfficerArnold Magcale, Chief Information OfficerGarry Sikes, Chief Intelligence OfficeDeon Louwrens, Chief Technology OfficerJustin Johns, Program ManagerLabrador Ventureswww.labrador.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorSeedFounded in 1989, Labrador Ventures focuses on seed stage investing. With over $200 million under management, Labrador has invested in more than 90 companies. The firm typically invests between $1 million and $2 million in a first round investment. Additional capital is reserved for follow-on investment rounds with typically $5M to $6M invested over the life of a company. Labrador invests in software, communications/networking, messaging, semi-conductors and information services. There must exist a reasonable scenario for the business to achieve revenues of $50 million - $100 million within 5 years. Labrador invests in companies headquartered in the U.S. and located primarily on the West Coast.

101 University Avenue, 4th FloorPalo AltoCA94301650-366-6000650-366-6430

Portfolio companies include:Altierrehttp://www.altierre.com/Pandora Mediahttp://www.pandora.com/Eoplex Technologieshttp://eoplex.com/Carsalahttp://www.carsala.com/Delvehttp://www.delve.com/Infoaxehttp://login.infoaxe.com/login.jspMarrone Bio Innovationshttp://marronebioinnovations.com/index.phpMixbookhttp://www.mixbook.com/Integrated Photovoltaicshttp://integratedpv.com/Mereor Solutionshttp://www.meteorsolutions.com/Phonezoo Communicationshttp://www.phonezoo.com/About.doPlayPhonehttp://www.playphone.com/Podaddieshttp://podaddies.com/Reveal Technologyhttp://www.saic.com/revealimaging/Rocket Fuelhttp://en.wikipedia.org/wiki/Rocket_propellantShotspotterhttp://www.shotspotter.com/Transperahttp://www.tremorvideo.com/Ultrivahttp://www.ultriva.com/Ustreamhttp://www.ustream.tv/Wiredbenefitshttp://www.wiredbenefits.com/Yardbarkerhttp://www.yardbarker.com/Investment Team:Larry Kubal, Partnerlkubal@labrador.comStuart Davidson, Partnersdavidson@labrador.comSean Foote, Venture Partnersfoote@labrador.comLake Street Capital, LLCwww.lakestreetcapital.comSilicon ValleyVCPESECInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorBusiness ServicesGrowthExpansionMiddle MarketFounded in 2003, Lake Street Capital is a private equity and venture capital firm specializing in investments in late stage companies in the secondary direct market. The firm typically acquires venture capital, buyout, and other private equity positions from existing investors including major corporations, financial institutions, founders, and other institutional investors. It primarily invests in the technology and business services industries. The firm typically invests between $1 million and $50 million per transaction. It also makes follow-on investments in selected portfolio companies and can be a lead investor in new financing. LSC currently manages two funds with over $400 million of invested capital, in over 100 companies, across diverse industries, locations, and stages of development. Industries include Communications Equipment, Communications and Information Services, Electronics Manufacturing Services, Internet Services, Semiconductor Equipment, and Software.

388 Market Street, Suite 1300San FranciscoCA94111415-291-0500

Portfolio companies include:Intertainerhttp://www.intertainer.com/Yodleehttp://yodlee.com/Pyconhttp://www.pycon.org/3DSPhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=120523Sharebuilderhttp://www.sharebuilder.com/2Wirehttp://www.2wire.com/3Parhttp://en.wikipedia.org/wiki/3PARGyrationhttp://gyration.com/Netscalerhttp://www.netscaler.com/Nufernhttp://www.nufern.com/Centerbeamhttp://www.centerbeam.com/VeriCenterhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=106202Neotechknohttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=5579468Novera Opticshttp://www.noveraoptics.com/Optoplexhttp://www.optoplex.com/SmartStream Networkshttp://www.smartstream.net/SmartSynchhttp://www.smartsynch.com/WaveSplitter Technologieshttp://www.wavesplitter.com/English/main.asp?Language=EnglishFinali Corporationhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=122510IMXhttp://www.imxevent.com/Mainstream Datahttp://mainstreamdata.com/MegaPath Networkshttp://www.megapath.com/Sportvisionhttp://www.sportvision.com/TeleNova Communicationshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=6648259Authoriahttp://peoplefluent.com/eHealthhttp://en.wikipedia.org/wiki/EHealthEntrieva's Intertainerhttp://www.lakestreetcapital.com/interserv.htmYodleehttp://yodlee.com/Ubicomhttp://www.ubicom.com/Silicon Genesishttp://www.sigen.net/CallabNethttp://www.collab.net/Double Take Softwarehttp://www.visionsolutions.com/IP Unityhttp://www.moviuscorp.com/LynuxWorkshttp://www.lynuxworks.com/NorthStarthttp://www.northstarattahoe.com/Partminerhttp://www.partminer.com/main/Spyrushttp://www.spyrus.com/Telestreamhttp://www.telestream.net/Pyconhttp://www.pycon.org/Wolfgang Puck Worldwidehttp://www.wolfgangpuck.com/Investment Team:Gretchen Knoell, Founder and Managing Membergknoell@lakestreetcapital.comCraig Such, Managing Membercsuch@lakestreetcapital.comVivian Dang, Controllervdang@lakestreetcapital.comLatterell Venture Partnerswww.lvpcapital.comSilicon ValleyVCLife Sciences & HealthcareMedical DeviceEarlyFormed in 2001, Latterell Venture Partners is a venture capital firm specializing in startups and early stage investments. It typically invests in healthcare companies with a focus on biotechnology, pharmaceutical, research instrument, biomaterial, medical device, and diagnostic ventures. The firm makes initial investments between $50,000 and $10 million with subsequent equity financings ranging between $10 million and $20 million per portfolio company. It prefers to take a board seat in its portfolio companies and may lead or co-lead the investments. The firm can also support subsequent financing. The firm has more than $300 million of committed capital.

One Embarcadero Center, Suite 4050San FranciscoCA94111415-399-9880415-399-9879

Portfolio companies include:Bayhill Therapeuticshttp://www.bayhilltx.com/OncoMedhttp://www.oncomed.com/Proteolixhttp://www.onyx-pharm.com/ForteBiohttp://www.fortebio.com/CellBio Scienceshttp://www.proteinsimple.com/Meritage Pharmahttp://meritagepharma.com/Talimahttp://www.talimabeach.com/Ovalishttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=24687981Pulmonxhttp://www.pulmonx.com/Cellective Therapeuticshttp://www.intersouth.com/portfolios/success/cellective-therapeuticsEvoke Pharmahttp://evokepharma.com/Femta Pharmaceuticalshttp://www.femtapharma.com/forteBiohttp://www.fortebio.com/Neuraltus Pharmaceuticalshttp://neuraltus.com/OncoMedhttp://www.oncomed.com/Proteolixhttp://www.onyx-pharm.com/TetraLogichttp://www.tetralogicpharma.com/Ensure Medicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=11539294GMDhttp://en.wikipedia.org/wiki/Ground-Based_Midcourse_DefenseINova Labshttp://lifechoiceoxygen.com/Revascular Therapeuticshttp://www.linksv.com/compSummary/33668/RevascularTherapeuticsTranscendhttp://www.transcend-info.com/index.aspIntegenXhttp://integenx.com/Naurexhttp://www.naurex.com/Neuraltushttp://neuraltus.com/ProteinSimplehttp://www.proteinsimple.com/Pathwayhttp://www.pathway.org/ProMedhttp://www.promedmail.org/pls/apex/f?p=2400:1000PulmonXhttp://www.pulmonx.com/Transcendhttp://www.transcend-info.com/global2.aspInvestment Team:Pat Latterell, PartnerPat@LVPcapital.comPeter Fitzgerald, PartnerPeter@LVPcapital.comStephen Salmon, PartnerSteve@LVPcapital.comJim Woody, PartnerJim@LVPcapital.comBob Curry, PartnerBob@LVPcapital.comKen Widder, PartnerKen@LVPcapital.comLauder Partners, LLCwww.lauderpartners.comSilicon ValleyFIInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaEarlyFormed in 1986, Lauder Partners, LLC is a venture capital firm specializing in direct, venture capital fund, and fund of fund investments. In fund of fund investments, the firm seeks to invest in both- venture as well as other funds. The firm prefers to invest in information technology, TV technology, security (not computer security), telecommunications, and Internet technologies. It does not invest in content and cable programming. Within direct investments, the firm targets companies based in the United States and Canada with a focus on Silicon Valley region. Lauder Partners primarily invests the capital of Gary Lauder and family members. Gary Lauder is vice-chairman and director of ICTV Inc., a developer of interactive cable television systems. Lauder also holds directorships with Hybrid Networks, Evolve Products, and Broadband Innovations.

88 Mercedes LaneMenlo ParkCA94027-4036650-323-5700650-323-2171

Portfolio companies include:MediaFriendshttp://www.mediafriendsinc.com/ShotSpotterhttp://www.shotspotter.com/Trusted Insighthttps://www.thetrustedinsight.com/Palantirhttp://www.palantirtech.com/CeLighthttp://celight.com/OnLive Ic.http://www.onlive.com/Mr. Numberhttp://mrnumber.com/FORA.tvhttp://fora.tv/The Water Companyhttp://www.calwater.com/LiveScribehttp://www.livescribe.com/en-us/GeoSynFeulshttp://www.geosynfuels.com/CalStarhttp://calstar.org/Blip.tvhttp://blip.fm/tvCompasshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26915943Geo Fossil Fuelshttp://geofossilfuels.com/TrickPlayhttp://www.trickplay.com/Aereohttp://en.wikipedia.org/wiki/Aereo-plainNet2TVhttp://net2tv.com/Flingohttp://flingo.org/Promptuhttp://www.promptu.com/Aurora Networkshttp://www.aurora.com/site/Investment Team:Gary Lauder, Managing Partnergary@lauderpartners.comLaura Lauder, General Partnerlaura@lauderpartners.comRedwood Venture Partnerswww.redwoodvp.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingDefense & Homeland SecurityEarlyGrowthFounded in 1997, Redwood provides early- and middle-stage financing to startups. Redwood is looking to invest in companies that are helping to create the next generation of communications infrastructure, including telecommunications, homeland security, data communications, and the Internet. Since 1997, Redwood has raised 4 venture capital funds, representing over $150 million in invested capital. The firm's current fund is organized as Redwood Ventures IV. Companies funded through the four Redwood funds have been acquired or gone public with over $10 billion in market capitalization over the last 7 years.

4984 El Camino Real, Suite 200 Los AltosCA94022650-335-1111 650-335-1110

Portfolio companies include:MeshNetworkshttp://explore.live.com/windows-live-mesh-devices-sync-upgrade-uiAperto Networkshttp://www.apertonet.com/Laurel Networkshttp://en.wikipedia.org/wiki/Laurel,_MarylandGWS Photonicshttp://www.girlswithslingshots.com/Nazomihttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=115636Ashvattha Semiconductorhttp://ashvattha.com/GTRANhttp://gtran.com/Euclidhttp://en.wikipedia.org/wiki/EuclidEverypathhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=98167NextNinehttp://www.nextnine.com/PostXhttp://www.anidirect.com/postx.htmlSavvionhttp://www.progress.com/en/savvion/index.htmlTharas Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=740985Xpedion Design Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=93180Semagixhttp://www.semagix.com/Pranalyticahttp://www.pranalytica.com/Investment Team:Raj Singh, Founder and Managing Directorrajs@redwoodvp.comRaj Parekh, Founder and Executive Managing Directorrajp@redwoodvp.comBill Glazier, Founder and Managing Directorbill@redwoodadv.comRembrandt Ventureswww.rembrandtvc.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingEarlyWith more than $200 million in committed capital, Rembrandt Venture Partners (RVP) was established in 2004 to provide private equity capital to early stage technology companies. The firm focuses its investments on a variety of sectors including internet infrastructure, application software delivered as a service, communications, mobile products and services, and new media convergence. Collectively, the Partners have previously successfully managed four technology-oriented venture capital funds and have invested in approximately 62 private-equity technology companies creating over 35 exits producing realized gains in excess of $1 billion on $190 million invested since 1982.

2440 Sand Hill Road, Suite 100 Menlo ParkCA94025650-326-7070 650-326-3780

Portfolio companies include:Socializrhttp://www.socializr.com/Good Technologyhttp://good.com/Caviumhttp://www.cavium.com/LGC Wirelesshttp://www.lgcwireless.com/Americas/en_US/1268116694636Allegiancehttp://www.allegiance.com/Appceleratorhttp://www.appcelerator.com/Buysighthttp://www.buysight.com/CloudOnhttp://site.cloudon.com/Conviohttp://www.convio.com/Coveroohttp://www.coveroo.com/Electric Cloudhttp://www.electric-cloud.com/Good Technologyhttp://good.com/Infinetahttp://www.infineta.com/InsideViewhttp://www.insideview.com/LGC Wirelesshttp://www.lgcwireless.com/Americas/en_US/1268116694636MetaLINCShttp://www.evault.com/ediscovery/Mirage Networkshttps://trustwave.com/network-access-control/Netuitivehttp://www.netuitive.com/Ooyalahttp://www.ooyala.com/PayByTouchhttp://en.wikipedia.org/wiki/Pay_By_TouchProximetryhttp://www.proximetry.com/RadialPointhttp://www.radialpoint.com/corp/RapLeafhttp://www.rapleaf.com/Rhythm NewMediahttp://rhythmnewmedia.com/Skybox Securityhttp://www.skyboxsecurity.com/StorCardhttp://www.storcard.com/Tower Cloudhttp://towercloud.com/Webtrendshttp://webtrends.com/Xactlyhttp://www.xactlycorp.com/Zenprisehttp://www.zenprise.com/Investment Team:Gerald S. Casilli, General Partnerjcasilli@rembrandtvc.comRichard G. Ling, General Partnerrling@rembrandtvc.comScott Irwin, General Partnersirwin@rembrandtvc.comDouglas Schrier, General Partnerdschrier@rembrandtvc.comIn Sik Rhee, General Partnerirhee@rembrandtvc.comMichael Baum, Venture PartnerClara Yee, Chief Financial Officercyee@rembrandtvc.comRedpoint Ventureswww.redpointventures.comSoCalVCInformation TechnologySoftware & InternetCommunications & NetworkingSeedEarlyGrowthFounded in 1999, Redpoint is an initiative of top partners from Brentwood Venture Capital and Institutional Venture Partners (IVP). Redpoint currently seeks new investment opportunities in southern and northern California for its second fund, Redpoint Ventures II, which is $750 million in size. The firm's current investment focus is primarily in four areas: mobile wireless platforms and applications, consumer Internet services and platforms, enabling technologies for the digital home, and systems and software for the enterprise infrastructure. For the majority of companies, Redpoint invests at the seed stage or in the first round of institutional investment. Redpoint has invested from as little as $100,000 to seed-fund a project, to more than $20 million in larger developing companies. Redpoint's seed program serves entrepreneurs with bold new ideas raising up to $1M in capital. Redpoint typically invests $1M to $10M in early stage companies ranging from concepts to companies with products already in market. Redpoint Growth Fund invests tens of millions of dollars in emerging leaders of rapidly-growing markets. These companies are generating revenue and looking for a partner to help them achieve their explosive growth potential. Redpoint has over $2 billion under management and has participated in 34 IPOs and 54 upside acquisitions. In addition to Silicon Valley, Redpoint maintains offices in Los Angeles and Shanghai.

11150 Santa Monica Blvd., Suite 1200Los AngelesCA90025310-477-7678310-312-1868

Portfolio companies include:Calixhttp://www.calix.com/Dangerhttp://www.myspace.com/2emedangerBlue Kaihttp://www.azulsystems.com/BigBandhttp://www.bigbandnet.com/Efficient Frontierhttp://www.efrontier.com/Fanfarehttp://www.fanfaremag.com/Herokuhttp://www.heroku.com/2torhttp://2tor.com/51.comhttp://www.51.com/55social.comhttp://www.55social.com/9Flatshttp://www.9flats.com/adap.tvhttp://www.adap.tv/AMEChttp://www.amec.com/Avnerahttp://www.avnera.com/Azul Systemshttp://www.azulsystems.com/BetterWorkshttp://www.betterworks.com/BlueFin Labshttp://www.bluefinlabs.com/Investment Team:Tim Haley, Founding Partnerthaley@redpoint.comTom Dyal, Founding Partnertdyal@redpoint.comJeff Brody, Founding Partnerjbrody@redpoint.comBrad Jones, Founding Partnerbjones@redpoint.comSatish Dharmaraj, Partnersatish@redpoint.comAllen Beasley, Partnerabeasley@redpoint.comChris Moore, Partnercmoore@redpoint.comVivian Yuan, Partner (Shanghai)vyuan@redpoint.comScott Raney, Partnersraney@redpoint.comJohn Walecka, Founding Partnerjwalecka@redpoint.comGeoff Yang, Founding Partnergyang@redpoint.comPueo Keffer, Principalpkeffer@redpoint.comNety Krishna, Partnernkrishna@redpoint.comLars Pedersen, Partner & Chief Financial Officerlpederson@redpoint.comTomasz Tunguz, Principalttunguz@redpoint.comDavid Yuan, Partner (Shanghai)dyuan@redpoint.comSanderling Ventureswww.sanderling.comSilicon ValleyVCLife Sciences & HealthcareMedical DeviceSeedEarlyFounded in 1979, Sanderling has supported over 90 biomedical companies from very early stages through commercial development. Sanderling focuses on new biomedical market opportunities including emerging technology in the following areas: Biotechnology, Therapeutics and pharmaceuticals, Drug delivery, Medical devices and instrumentation, Imaging and diagnostics, Medical Informatics, and Health care services.

4401 Eastgate Mall San DiegoCA94402858-677-0828858-677-0800

Portfolio companies include:Aderishttp://www.aderis-specialties.com/BioSpacehttp://www.biospace.com/Guidanthttp://www.bostonscientific.com/home.bsciFavrillehttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=799229Atherogenicshttp://www.fiercebiotech.com/story/atherogenics-goes-bankrupt/2008-10-07Toraxhttp://toraxmedical.com/Xomahttp://www.xoma.com/Vicalhttp://www.vical.com/Altor Biosciencehttp://www.altorbioscience.com/Artiellehttp://artielle.com/Astereshttp://www.asteres.com/Axikin Pharmaceuticalshttp://www.axikin.com/CalciMedicahttp://www.calcimedica.com/Chimerixhttp://www.chimerix.com/CoMentishttp://www.comentis.com/Cylenehttp://www.cylenepharma.com/DynaTherm Medicalhttp://www.dynathermmedical.com/Harkness Pharmaceuticalshttp://www.harknesspharmaceuticals.com/Investment Team:Robert McNeil, Ph.D., Managing Directorrmcneil@sanderling.comTimothy Mills, Ph.D., Managing Directortmills@sanderling.comFred Middleton, Managing Directorfmiddleton@sanderling.comTimothy Wollaeger, Managing Directortwollaeger@sanderling.comRobert Abrams, Operating PartnerPaulette Taylor, J.D., General Counsel & Principalptaylor@sanderling.comThomas Muscarella, CFO & Principaltmuscarella@sanderling.comPeter McWilliams, Ph.D., Managing Directorpmcwilliams@sanderling.comRoger Flugel, Ph.D., Principalrflugel@sanderling.comPacifica Fundwww.pacificafund.comSilicon ValleyVCInformation TechnologyEnergy & Clean TechEarlyGrowthExpansionPacifica Fund specializes in early investments in select, emerging information technology, energy and materials science companies. The firm typically invests $1 to $5 million in its portfolio companies. Pacifica primarily targets series A investments and expects to support the company in follow-on rounds. The firm participates in later stage deals on a case-by-case basis, especially in situations where the team can utilize its connections with Asia (particularly Japan). Pacifica Fund invests in companies that will sell products to other businesses instead of selling directly to consumers.

5150 El Camino Real, Suite A-32Los AltosCA94022650-318-0063650-318-0290

Portfolio companies include:3Warehttp://www.3ware.com/products/serial_ata.aspNanoNexushttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=469577Postinihttps://login.postini.com/Bay Microsystemshttp://www.baymicrosystems.com/Billeohttps://www.billeo.com/Novarianthttp://www.novariant.com/ClairVoyantehttp://nouvoyance.com/Intematixhttp://www.intematix.com/Size Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=3176424Triformixhttp://www.triformix.com/UltraDotshttp://www.ultradotusa.com/Investment Team:Himanshu Choksi, Managing Directorhc@pacificafund.comMochio Umeda, Managing DirectorTim Oren, Managing DirectorYukio Okamoto, Managing DirectorPaine & Partners, LLCwww.painepartners.comSilicon ValleyPEManufacturing & IndustrialConsumer ProductsMiddle MarketPaine & Partners is a value-driven private equity firm that provides equity capital for management buyouts, going private transactions, and company expansion and growth programs. Paine & Partners engages exclusively in friendly transactions developed in cooperation with a company's management, board of directors, and shareholders. Since it was established in 1997, the firm has executed 21 platform investments and 73 add-on acquisitions, representing a total enterprise value of $7.4 billion.

One Franklin ParkwayBuilding 910, Suite 120San MateoCA94403650-393-7100650-393-7150

Portfolio companies include:Icicle Seafoodshttp://www.icicleseafoods.com/Stabilushttp://www.stabilus.com/WireCo World Grouphttp://www.wirecoworldgroup.com/Erno Laszlohttp://www.ernolaszlo.com/L'Artisan Parfumeurhttp://www.artisanparfumeur.com/Capital Zhttp://www.capitalz.com/R360 Enviromental Solutionshttp://www.r360environmentalsolutions.com/Advanta Netherlandshttp://www.trademarkia.com/advanta-85127811.htmlParadigmhttp://www.paradigm.com/Penhaligon'shttp://www.penhaligons.com/shop/homeus.html?currency_code=USDSeminishttp://us.seminis.com/United America Indemnityhttp://www.uai.ky/VCST Industrial Productshttp://www.vcst.be/ACMIhttp://www.acminet.org/Alaska Communications Systemshttp://www.alaskacommunications.com/Byram Healthcarehttp://www.byramhealthcare.com/United American Energyhttp://uaenergy.com/WJ Communicationshttp://www.triquint.com/company/history/WJHistory.cfmCosta Grouphttp://www.costagroup.com.au/Verdesian Life Scienceshttp://vlsci.com/WireCo World Grouphttp://www.wirecoworldgroup.com/Investment Team:W. Dexter Paine, III, Partnerdpaine@painepartners.comMitchell S. Presser, PartnerKevin M. Schwartz, PartnerDavid J. Buckeridge, PartnerAngelos J. Dassios, PartnerAndrew M. Freeman, PartnerPalo Alto Venture Partnerswww.pavp.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingEarlyFounded in 1996 as 21VC Partners, Palo Alto Venture Partners is an early-stage venture capital firm focusing on information technology and nanotechnology innovations, including enterprise software, mobile computing, and online services. The firm is typically involved in six or fewer companies per partner. Palo Alto Venture Partners has more than $150 million under management and is often the first institutional investor in its investments.

300 Hamilton Avenue, 4th FloorPalo AltoCA94301650-462-1221

Portfolio companies include:AdForcehttp://adforcequincy.com/AvantGohttp://www.sybase.com/avantgoEsurancehttp://www.esurance.com/More.comhttp://www.more.com/Nextancehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=661552PostXhttp://www.anidirect.com/postx.htmlAspectricshttp://source.theengineer.co.uk/aspectrics/294.supplierAGIS.comhttp://www.agis.com/CareerBuilderhttp://www.careerbuilder.com/Demandforcehttp://demandforce.com/Employeasehttp://employease.com/Semaglxhttp://www.yellowpages.com/white-plains-ny/mip/semagix-inc-453273978Vicintyhttp://www.thefreedictionary.com/vicinityWhen.comhttp://www.when.org/Investment Team:Peter Ziebelman, Partnerpziebelman@pavp.comudy Myers, Executive Assistantjudy@pavp.comPanasonic Venture Group (PVG)www.panasonicventures.com Silicon ValleyCVCInformation TechnologyEarlyThe Venture Group of global consumer electronics leader Panasonic creates technology partnerships between private companies and research and development units of Panasonic. To promote strong strategic alliances, venture capital investments are made in companies that present a technology based advantage to Panasonic. PVG is a co-investor, making minority investments alongside other industry-leading venture capital firms and corporate strategic investors. Since 1998, PVG has invested in more than thirty companies. Investments are typically in the range of $1 to 3 million, funding proven technology at post-A rounds.

10900 North Tantau AvenueCupertinoCA95014408-861-3900 408-861-3990

Portfolio companies include:Bay Microsystemshttp://www.baymicrosystems.com/Elixenthttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=1039382Gracenotehttp://www.gracenote.com/Koviohttp://www.kovio.com/Raindancehttp://www.raindancetechnologies.com/Alchimerhttp://www.alchimer.com/Avnerahttp://www.avnera.com/Berkeley Design Automationhttp://www.berkeley-da.com/Epigramhttp://en.wikipedia.org/wiki/EpigramEntropic Communicationshttp://www.entropic.com/Ikanos Communicationshttp://www.ikanos.com/Mocanahttp://www.mocana.com/MontaVista Softwarehttp://www.mvista.com/P-Cubehttp://pcube.com/PixelOpticshttp://www.pixeloptics.com/SBA Meterialshttp://sbamaterials.com/SiBEAMhttp://en.wikipedia.org/wiki/SiBEAMTechwellhttp://www.techwellinc.com/Tensilicahttp://en.wikipedia.org/wiki/TensilicaZettaCorehttp://esionic.com/Zensyshttp://www.zensys.com/main.htmlInvestment Team:Brad McManus, Director of Investmentsbmcmanus@vc.panasonic.comHiroshi MiyajimaDilip Sampath, Venture PartnerPatrick Suel, Venture Partnerpsuel@vc.panasonic.comIra Nydick, Senior Technology Analystinydick@vc.panasonic.comPanorama Capitalwww.panoramacapital.comSilicon ValleyVCInformation TechnologyLife Sciences & HealthcareEarlyFormerly known as JPMorgan Partners, Panorama Capital was founded in 2005 to create an independent venture firm that will invest primarily in high-growth, development-stage life sciences and technology companies. The Panorama team is comprised of 16 seasoned investment professionals who currently manage an $800 million portfolio, and the typical investment is between $5 million and $20 million over the life of a company.

2440 Sand Hill Road, Suite 302Menlo ParkCA94025650-234-1420

Portfolio companies include:Neoconixhttp://neoconix.com/Axentishttp://www.axentisenterprise.com/Powervisionhttp://powervision.com/Cadenthttp://www.cadent.biz/Betawavehttp://www.betawave.us/Iterohttp://www.cadentinc.com/Hyperion Therapeuticshttp://www.hyperiontx.com/Alvine Pharmaceuticalshttp://www.alvinepharma.com/alv003/Axiomhttp://en.wikipedia.org/wiki/AxiomBelair Networkshttp://belairnetworks.com/CardioKinetixhttp://cardiokinetix.com/Federated Media Publishinghttp://www.federatedmedia.net/Fixmohttp://fixmo.com/JiWirehttp://www.jiwire.com/NextWave Pharmaceuticalshttp://nextwavepharma.com/Presidio Pharmaceuticalshttp://www.presidiopharma.com/Shoedazzlehttp://www.shoedazzle.com/Tranzymehttp://www.tranzyme.com/Tynthttp://www.tynt.com/Validityhttp://en.wikipedia.org/wiki/ValidityVyattahttp://www.vyatta.com/World Golf Tourhttp://www.worldgolftour.com/Zoovehttps://www.zoove.com/Investment Team:Shahan D. Soghikian, Managing DirectorChristopher J. Albinson, Managing Directorchris@panoramacapital.comRodney A. Ferguson, J.D., Ph.D., Managing Directorrod@panoramacapital.comShankar Chandran, PartnerMichael Jung, Partnermike@panoramacapital.comGaurav Aggarwal, M.D., PartnerDamion E. Wicker, M.D., Managing DirectorAudrey Vallen, CFOPantheon Ventureswww.pantheonventures.comSilicon ValleyFOFSECInformation TechnologyManufacturing & IndustrialBusiness ServicesEarlyGrowthExpansionMiddle MarketEstablished in 1982, Pantheon Ventures has actively managed investment relationships with over 500 private equity partnerships in 30 countries. Since 2004, Pantheon has been wholly owned by Russell Investment Group. In 1987, Pantheon created the first private equity fund of funds to be quoted on the London Stock Exchange. As of June 2010, Pantheon had over 155 employees and more than $18.4 billion in assets under management. Pantheon's fund stage focus includes leveraged buyouts, early-stage or later-stage venture capital, and special situations, such as distressed debt, turnaround, and mezzanine funds. The firm invests in multiple regions, with primary funds focused on the U.S., Europe and Asia. The firm's secondary team collaborates with Pantheon's primary teams to leverage relationships and resources and uniquely position the firm to identify attractive investment opportunities. Secondaries cover a wide range of transaction and asset types. These may include: Portfolios of fund interests; Secondary directs and orphan assets; Portfolios of combined fund and direct interests; Tail-end funds; and General partner team spin-outs from a parent organization.

Transamerica Center600 Montgomery Street, 23rd FloorSan FranciscoCA94111415-249-6200415-249-6299

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Susan Long McAndrews, Partner and Head of U.S. Primary Investment TeamJay Pierrepont, Managing Partnerjpierrepont@pantheonventures.comDavid Braman, Senior Partnerdbraman@pantheonventures.comBrian Buenneke, PartnerEvan Corley, Vice PresidentMatt Garfunkle, PartnerBrett Johnson, PartnerDennis Mccrary, PartnerLily Wong, Vice PresidentMaureen Downey, PrincipalKevin Dunwoodie, Vice PresidentKathryn Leaf Wilmes, PartnerGreg Little, Vice PresidentJaime Londono, PrincipalSusan Long McAndrews, PartnerJeff Lumbard, PrincipalJeff Miller, PrincipalDon Sechler, Vice PresidentAndrew Sherriff, Vice PresidentParakletos@Ventureswww.parakletos.comSilicon ValleyVCInformation TechnologyCommunications & NetworkingSemiconductorSeedEarlyParakletos@Ventures manages over $30 million and invests in high tech companies in the Telecom-munication Infrastructure, Semiconductor, and Wireless industries. The firm's investment size per deal ranges anywhere from $100,000 to $10,000,000. Dr. Paul H. J. Kim formed the firm in 1999 with a focus on companies that are in a very early stage, usually seed round to first round. Parakletos' strength is in working with Korean and Chinese entrepreneurs in the United States. The name Parakletos comes from a Greek noun meaning counsel or advice.

175 Nortech Parkway, Suite 200San JoseCA95134408-941-7000408-941-7001

Portfolio companies include:GCT Semiconductorhttp://www.gctsemi.com/Wumarthttp://en.wikipedia.org/wiki/WumartAnapasshttp://anapass.com/Brovishttp://www.brovis.com/Brovis/index.phpEssence Technologyhttp://www.essti.com/Aeris Communicationshttp://www.aeris.com/Sohowarehttp://sohoware.com/Azalea Networkshttp://www.arubanetworks.com/products/mesh-routers/Epicenterhttp://www.epicenterfestival.com/Investment Team:Dr. Paul Kim, Managing Partnerhjkim@parakletos.comKen Eldred, Chairman, Advisory BoardAlan Hsia, Investment AnalystPartech International, Inc.www.partechvc.comSilicon ValleyVCSoftware & InternetCommunications & NetworkingSeedEarlyGrowthExpansionFounded in 1982, Partech International manages approximately $800 million. Partech focuses on early and mid-stage opportunities in digital economy and information technology, driven by visionary and committed entrepreneurs. Seed investments for for the firm typically range from EURO250,000 to EURO 1 million. Early to mid-stage investments start at about EURO 1 million and can be up to EURO 10 million. With offices in the U.S. (San Francisco), Europe (Paris), and Israel (Herzliyah Marina), Partech Inter-national focuses on investments in enterprise Software, Internet, Communications and Components. The firm assists its portfolio companies with cross-border expansion and international distribution.

50 California Street, Suite 3200 San FranciscoCA94111415-788-2929 415-788 6763

Portfolio companies include:Brixhttp://en.wikipedia.org/wiki/BrixDecisionViewhttp://decisionviewsoftware.com/Moviushttp://www.moviuscorp.com/Dailymotionhttp://www.dailymotion.com/usAcco Semiconductorhttp://acco-semi.com/Alchimerhttp://www.alchimer.com/Array Powerhttp://www.arraypower.com/Atlantis Computinghttp://atlantiscomputing.com/Bocadahttp://www.bocada.com/DiBomhttp://www.buenasmarcas.net/index.php?option=com_content&view=article&id=58&Itemid=66&lang=enFive9http://www.five9.com/Getinsured.comhttp://www.getinsured.com/Goojethttp://www.goojet.com/Goomhttp://www.goomradio.us/Inquirahttp://www.oracle.com/us/corporate/Acquisitions/inquira/index.htmlIntaliohttp://www.intalio.com/Invensensehttp://www.invensense.com/Jaspersofthttp://www.jaspersoft.com/JobPartnershttp://www.jobpartners.com/site/en/Konarkahttp://www.konarka.com/LedEnginhttp://www.ledengin.com/Microfabricahttp://www.microfabrica.com/Novasparkshttp://www.novasparks.com/O-Flexxhttp://www.o-flexx.com/Prysmhttp://www.prysm.com/Quantivohttp://quantivo.com/Qypehttp://www.qype.co.uk/Racktivityhttp://racktivity.com/Replay Solutionshttp://www.replaysolutions.com/RockYouhttp://www.rockyou.com/Smeethttp://www.smeet.com/Spoke Softwarehttp://www.spoke.com/Total Immersionhttp://www.totalimmersion.net/TVTriphttp://www.tvtrip.com/Vente a la Proprietehttp://ventealapropriete.com/Wazap!http://en.wikipedia.org/wiki/WazapInvestment Team:Vincent R. Worms, Co-Founder and Managing Partnervworms@partechvc.comScott Matson, CFOsmatson@partechvc.comNicolas El Baze, Partnerneb@partechvc.comJai Choi, Venture Partnerjchoi@partechvc.comParthenon Capitalwww.parthenoncapital.comSilicon ValleyPELife Sciences & HealthcareBusiness ServicesFinancial ServicesMiddle MarketFounded in 1998, Parthenon Capital invests in middle market companies, and is backed by the resources of the Parthenon Group, a global strategic advisory firm. The firm focuses on middle-market companies with revenues between $50 million and $500 million and EBITDA greater than $10 million ($7.5 million for high growth companies). Parthenon prefers recapitalizations that allow the existing owners to retain a meaningful ownership stake. Parthenon's preferred investment ranges from $20-$80 million in industries such as: Bus-iness/Financial Services; Healthcare; Dis-trib-ution/Log-istics, and technology-enabled services. The firm has an additional office in Boston. Parthenon Capital has over $2.0 billion under management.

Four Embarcadero Center, Suite 3610 San FranciscoCA94111415-913-3900 415-913-3913

Portfolio investments include:AccuMed Home Healthhttp://www.merchantcircle.com/business/Accumed.Home.Health.512-330-9444Canongate Golfhttp://www.canongategolf.com/SSG Precision Optronicshttp://www.ssginc.com/contact.shtmlAbeohttp://abeo.com/ADESAhttp://www.adesa.com/Altegra Healthhttp://www.altegrahealth.com/AMWINS Grouphttp://amwins.com/Ascension Insurancehttp://www.ascensionins.com/ASG Securityhttp://www.asg-security.com/Bryant & Stratton Collegehttp://www.bryantstratton.edu/Elizahttp://www.elizacorporation.com/HD Vesthttp://www.hdvest.com/Insurance Auto Auctionshttp://www.iaai.com/IWPhttp://www.iwpharmacy.com/Default.aspxLoanDepothttp://www.loandepot.com/Outcasthttp://en.wikipedia.org/wiki/OutcastPerformant Financialhttp://www.performantcorp.com/SeasideNational Bank & Trusthttp://seasidebank.com/Triad Isotopeshttp://www.triadisotopes.com/Investment Team:William C. Kessinger, Managing Partner and CIOwillk@parthenoncapital.comBrian P. Golson, Managing Partnerbgolson@parthenoncapital.comEli Berlin, Vice Presidentbradleys@parthenoncapital.comGerri H. Grossmann, Managing Partner, Chief Financial Officergerri@parthenoncapital.comAndrew C. Dodson, Principalandrewd@parthenoncapital.comH. Bradley Sloan, Vice Presidentbradleys@parthenoncapital.comPartners for Growth, LPwww.pfgrowth.com Silicon ValleyVDInformation TechnologyLife Sciences & HealthcareEarlyGrowthExpansionPartners for Growth (PfG) provides custom debt solutions to private and public emerging growth technology and life science companies. On the technology side, PfG has been focusing on late-stage companies ($10 million and above in revenue) and customizes its financing to match the needs of the company. PfG's custom approach results in a variety of structures and terms including working capital lines of credit, term loans and convertible debt. PfG looks to share in the success of its clients by taking equity participation rights in the form of stock warrants or convertibility of its debt. Established in April 2004, PfG was formed by the former owners and managers of Hambrecht & Quist's venture lending business, which they started in 1983. Founders Don Campbell, Andrew Kahn and Lorraine Nield have over 50 years of combined experience and 20 years working together providing loans to emerging growth companies. PfG is organized as two private partnerships, Partners for Growth, LP and Partners for Growth II, LP, with over $100 million under management. SVB Financial Group (NASDAQ: SIVB), the parent company of SVB Silicon Valley Bank (see profile), is the largest limited partner in Partners for Growth. PfG is currently investing out of its third fund, Partners for Growth III, L.P. SVB Financial Group (NASDAQ: SIVB), the parent company of Silicon Valley Bank is the largest investor in Partners for Growth. PfG works closely with Silicon Valley Bank, whereby PfG provides incremental debt solutions to many of the Bank's clients.

150 Pacific AvenueSan FranciscoCA94111415-912-5894415-781-0510

Portfolio companies include:InterWAVE Communicationshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capid=30208Arrival Communicationshttp://arrival.net/Sonicshttp://www.sonicdrivein.com/index2.jspHeartbeat Expertshttp://www.heartbeatexperts.com/Omni Life Sciencehttp://www.omnils.com/Cardiovascular Systemshttp://csi360.com/Healthehttp://www.health.com/health/Biojecthttp://www.bioject.com/Unidoshttp://www.unidosfinancial.com/ByteMobilehttp://www.bytemobile.com/Groovesharkhttp://grooveshark.com/Packet Exchangehttp://en.wikipedia.org/wiki/PacketExchangeEnterworkshttp://www.enterworks.com/Trax Technologieshttp://www.traxtech.com/St. Bernard Software Lancopehttp://www.pfgrowth.com/investments/software-services.htmlXatahttp://www.xata.com/Calabriohttp://calabrio.com/Sendmailhttp://www.sendmail.com/sm/open_source/Tolt Service Grouphttp://toltservicegroup.com/Spanlinkhttp://www.spanlink.com/Datacore Softwarehttp://www.datacore.com/Limelight Networkshttp://www.limelight.com/Airwidehttp://mavenir.com/Pathfirehttp://www.pathfire.com/ISC8http://finance.yahoo.com/news/isc8-secures-5-million-credit-190400824.htmlPark Assisthttp://www.parkassist.com/InThinchttp://inthinc.com/DANE Technologieshttp://danetechnologies.com/Sonic Foundryhttp://www.sonicfoundry.com/Crossing Automationhttp://crossinginc.com/OmniLinkhttp://www.prtctransit.org/local-bus/index.phpLucixhttp://lucix.com/InSite Onehttp://www.insiteone.com/news.phpekithttp://www.ekit.com/Open Source Systemshttp://en.wikipedia.org/wiki/Open_sourceClarity Visual Systemshttp://www.clarityvisual.com/news/acquisition.aspPenguin Computinghttp://www.penguincomputing.com/Mobile Access Networkshttp://www.mobileaccess.com/Sonics Qualmarkhttp://www.pfgrowth.com/investments/hardware-systems.htmlWindlab Systemshttp://www.windlab.com/Benthic Geotechhttp://www.bgt.com.au/Comvergehttp://www.comverge.com/Parnell Living ScienceInvestment Team:Don Campbell, Co-Founderdon@pfgrowth.comAndrew Kahn, Co-Founderandrew@pfgrowth.comLorraine Nield, Co-Founderlorraine@pfgrowth.comJason Georgatos, Co-Founderjason@pfgrowth.comPhil LawsonNatalie HoKathy Adams, Executive AssistantGeoff AllanPaul Capital Partnerswww.paulcapital.comSilicon ValleyVCFOFSECInformation TechnologyLife Sciences & HealthcareEarlyGrowthExpansionFounded in 1991, Paul Capital Partners manages a total of more than $7.3 billion dollars across 13 investment funds. The firm maintains three distinct areas of investment: Healthcare Royalty and Revenue Interests, Private Equity Secondaries, and Top Tier Venture Funds. Paul Capital has over 90 employees, with offices in San Francisco, New York, London, Paris, Hong Kong, and Sao Paulo. Paul Capital Top Tier Investments II, a $500 million fund, has committed over $380 million to Silicon Valley companies.

50 California Street, Suite 3000San FranciscoCA94111415-283-4300415-283-4301

Portfolio companies include:Avanthttp://www.avantofficial.com/Glenmarkhttp://www.glenmark-generics.com/Orthovitahttp://www.orthovita.com/Versushttp://en.wikipedia.org/wiki/Versus_(TV_channel)Recyclebankhttp://www.recyclebank.com/UCB Pharmahttp://www.ucb.com/SpePharmhttp://spepharm.com/Investment Team:Philip Jensen, Partner and CFOpjensen@paulcap.comPhilip Paul, General Partnerppaul@paulcap.comBryon Sheets, Partnerbsheets@paulcap.comCarroll H. Archibald, Vice Presidentcarchibald@paulcap.comJessica Archibald, Vice Presidentjarchibald@paulcap.comDan Mulderry, Partnerdmulderry@paulcap.comSuzanne Rombeau Fletcher, Principalsrombeau@paulcap.comRandy Schwed, Controllerrschwed@paulcap.comPeninsula Equity Partnerswww.peninsulaequity.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareEarlyFounded in 1991, Peninsula Equity Partners invests in, and helps build, early stage technology and healthcare companies. Prior to forming the firm, the Peninsula partners spent ten years managing the U.S. operations of Thompson Clive & Partners, a London-based international venture capital firm. The Peninsula team has invested in more than 100 early-stage companies across the technology spectrum and focuses primarily on software, infrastructure, services and healthcare IT. The firm is open to companies located anywhere in the United States, although prefers those headquartered in the Western U.S.

201 Redwood Shores Parkway, Suite 100Redwood CityCA94065650-517-1900650-517-1999

Portfolio companies include:Axcienthttp://www.axcient.com/Broadhophttp://www.broadhop.com/Crowd Factoryhttp://crowdfactory.com/Green Plughttp://www.greenplug.us/Ribbithttp://www.ribbit.com/Response Analyticshttp://responseanalytics.com/nplhttp://www.npl.co.uk/Lumenetixhttp://lumenetix.com/ipvhttp://www.ipv.com/Investment Team:Greg Ennis, Managing Director, Co-Founderennis@peninsulaequity.comBrian Smith, Managing Memberbsmith@peninsulaequity.comRobert E. Patterson, Co-Founderrpatterson@peninsulaequity.comGregory T. Robinsongrobinson@peninsulaequity.comPinnacle Ventureswww.pinnacleven.comSilicon ValleyVCVDInformation TechnologyLife Sciences & HealthcareSeedEarlyPinnacle Ventures is a private venture capital fund focused on providing debt and equity financing to early-stage companies. Pinnacle initiates a relationship with a startup as early as possible, typically with a venture debt loan and ideally shortly after it receives its first round of venture capital financing. Pinnacle provides various types of capital, including growth capital loans, equipment loans, accounts receivable financing, subordinated debt, convertible debt, M&A financing and direct equity investments. The firm focuses on investing in both technology and healthcare sectors, with typical initial investments ranging from $500,000 to $25 million. With dedicated equity funds, the firm has the ability to lead rounds with investments of up to $15.0 million. For minority investments the firm typically invests in the $1.0 million to $5.0 million range.

1600 El Camino Real, Suite 250Menlo ParkCA94025650-926-7800650-926-7801

Portfolio companies include:Broadbus Technologieshttp://broadbus.com/StumbleUponhttp://www.stumbleupon.com/LifeSize Comminicationshttp://www.lifesize.com/Aquantiahttp://www.aquantia.com/Averahttp://www.avera.org/Newport Mediahttp://nmisemi.com/Jasper Wirelesshttp://www.jasperwireless.com/RGB Networkshttp://www.rgbnetworks.com/BlueKaihttp://www.bluekai.com/eBureauhttp://www.ebureau.com/Lotame Solutionshttp://www.lotame.com/Pentahohttp://www.pentaho.com/Troux Technologieshttp://www.troux.com/Gilt Groupehttp://www.gilt.com/Kabamhttp://www.kabam.com/SocialVibehttp://www.socialvibe.com/Zazzle.comhttp://www.zazzle.com/BuywithMehttp://buywithme.giltcity.com/cityChegghttp://www.chegg.com/H.Bloomhttp://www.hbloom.com/Silver Peak Systemshttp://www.silver-peak.com/Cobalt Technologieshttp://www.cobalttech.com/LanzaTechhttp://www.lanzatech.co.nz/Mascomahttp://www.mascoma.com/ZeaChemhttp://zeachem.com/Miasolehttp://miasole.com/Topanga Technologieshttp://topangatech.com/Ze-Genhttp://www.ze-gen.com/Access Closurehttp://www.accessclosure.com/Baxanohttp://baxano.com/Cameron Healthhttp://www.cameronhealth.com/Intersect ENThttp://www.intersectent.com/Lutonixhttp://www.lutonix.com/Ocular Therapeutixhttp://www.itherapeutix.com/SentreHEARThttp://sentreheart.com/Spiracurhttp://spiracur.com/TriVascularhttp://trivascular.com/APT Pharmaceuticalshttp://www.aptbio.com/Investment Team:Kenneth R. Pelowski, Founder and Managing Partner, 650-926-7802kpelowski@pinnacleven.comPatrick C. Lee, Partner, 650-926-7808plee@pinnacleven.comArun Ramamoorthy, Principal, 650-926-7811aramamoorthy@pinnacleventures.comRobert N. Savoie, Partner and COOrsavoie@pinnacleven.comDavid J. Kim, Partnerdkim@pinnacleven.comDonal D. Delaney, Chief Financial Officer, 650-926-7807ddelaney@pinnacleventures.comTed Wilson, Principaltwilson@pinnacleventures.comNanoDimension, Inc.www.nanodimension.comSilicon ValleyVCInformation TechnologyLife Sciences & HealthcareSeedEarlyGrowthExpansionNanoDimension was started in 2002 with the goal of building a team of truly skilled scientists, investors and entrepreneurs to invest in and to support the growth and commercialization of nanotechnology. The firm targets breakthrough technologies at the nano-scale in the industries of: IT/electronics, life sciences, energy/materials, and the convergence of those three sectors. NanoDimension focuses on early to mid-stage investments, selectively seed and late-stage with an investment size ranging from a few thousand EURO up to EURO 8M per company (including follow-on investments). Typically, Nano-Dimension invests EURO 2M to EURO 5M over the lifetime of a company. The firm is primarily focused on Europe and North America, maintaining offices in Zurich and Silicon Valley.

2983 Woodside RoadWoodsideCA94062650-241-1155 650-462-1155

Portfolio companies include:Crocus Technologyhttp://www.crocustechnology.com/BIND Bioscienceshttp://www.bindbio.com/Xtellushttp://www.xtellus.com/Selectahttp://www.selecta.com/SBA Materialshttp://sbamaterials.com/Soladigmhttp://soladigm.com/Blend Therapeuticshttp://blendtx.com/View Dynamic Glasshttp://www.viewglass.com/dynamic-glass.phpInvestment Team: Jonathan Nicholson, Executive Directorjonathan.nicholson@nanodimension.comRichard Coles, Directorrichard.coles@nanodimension.comAymeric Sallin, Founder & CEO, Investment Advisory Committee Memberaymeric@nanodimension.comNavitas Capitalwww.navitascap.comSilicon ValleyVCEnergy & Clean TechEarlyFounded in 2008, Navitas Capital is a sector-based venture capital firm within the cleantech sector. Navitas Capital's investment focus is unique among VCs -- dedicated to working with entrepreneurs who are developing innovative building materials and technologies for a sustainable built environment. The phrase "built environment" refers to the entire inventory of man-made buildings and the infrastructure which supports and connects them ($1.3 trillion market) -- including: offices, homes, schools, hospitals, hotels, public buildings, airports, streets, sidewalks, parks, parking structures, expressways, bridges, railroads and waterways. Navitas Capital is looking for businesses: with significant process or technology innovation; "breakthrough" products with a cost point comparable to or more favorable than an existing product and/or solution on a first cost basis; companies positioned to see significant growth, both domestically and internationally; products that are organic to the construction channel and customer behavior, thus accelerating adoption. Navitas Capital is looking for businesses with significant relative "value" in the LEED Building Rating System today, or in the future.

1751 Harbor Bay Parkway, Suite 200AlamedaCA94025

Portfolio companies include:Lunera Lightinghttp://lunera.com/Serious Materialshttp://www.seriousenergy.com/Integrity Blockhttp://home.howstuffworks.com/home-improvement/construction/green/integrity-block.htmPowermathttp://powermat.com/Arxxhttp://www.arxx.com/Enmetric Systemshttp://enmetric.com/Can2Gohttp://can2go.com/SNTechhttp://sntech.com/Sustainability Roundtablehttp://www.sustainround.com/View Dynamic Glasshttp://www.viewglass.com/dynamic-glass.phpHara Softwarehttp://www.hara.com/Gridiumhttp://www.gridium.com/PlanGridhttp://www.plangrid.com/Investment Team:Jim Pettit, Co-Founder and Managing Partner, 510-388-5770jim@navitascap.comTravis Putnam, Co-Founder and Managing Partner, 310-490-5626travis@navitascap.comNeedham Capital Partnerswww.needhamcapital.comSilicon ValleyVCInformation TechnologySoftware & InternetSemiconductorEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialEarlyGrowthExpansionNeedham Capital Partners (NCP) manages private partnerships that invest in the equities of private growth companies. NCP is part of Needham Asset Management, which manages nearly $750 million in funds that invest in public and private equities. The firm's most recent fund is Needham Capital Partners III, LP, which closed in early 2001, having raised $240 million of capital from its Limited Partners. The firm makes investments in Semiconductors, Industrial, Enterprise, and Biotech; and participates from first institutional round through later rounds. Initial investments by NCP typically range from $2 million to $10 million. NCP will not consider investments in retailing, consumer, financial services or real estate ventures and primarily invests in companies based in the U.S.

3000 Sand Hill Road, Building 1Menlo ParkCA94025650-854-9111650-854-9853

(San Francisco Office)100 Spear StreetSan FranciscoCA94105415-262-4860415-262-4862Portfolio companies include:Agile Softwarehttp://en.wikipedia.org/wiki/Agile_software_developmentCenterRunhttp://www.crn.com/news/channel-programs/18839655/sun-to-acquire-centerrun-to-beef-up-n1-offerings.htmInnovionhttp://innovioncorp.com/Trinity Convergencehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=915275Alacritechhttp://www.alacritech.com/Ceonhttp://www.ceon.utep.edu/Coventorhttp://www.coventor.com/about-us/careers/ePartnershttp://www.tribridge.com/epartnersolutions.aspxLara Networkshttp://www.laranetworks.com/Loadstar Sensorshttp://www.loadstarsensors.com/Rebarhttp://en.wikipedia.org/wiki/RebarRapidLogichttp://www.rapidlogic.com/Athena Semiconductorshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=3255222Atherotechhttp://atherotech.com/August Technologyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=25247Bay MicroSystemshttp://www.baymicrosystems.com/Biocepthttp://www.biocept.com/Blue Pumpkin Software/Witness Systemshttp://verint.com/contact_center/section2a.cfm?article_level2_category_id=21&article_level2a_id=278Boxer Crosshttp://www.dogsblog.com/category/boxer-cross/Capital SLI Grouphttp://www.needhamcapital.com/Default/InvestmentPortfolio.aspxCeradynehttp://www.ceradyne.com/Chip X Chophttp://www.janetheagency.com/2011/09/23/jane-x-chip-chop-xxxxxxl/Clarity Visual Systemshttp://www.clarityvisual.com/news/acquisition.aspCollectors Universehttp://www.collectors.com/College Enterpriseshttp://www.nvcc.edu/depts/auxil/Color Kineticshttp://colorkinetics.com/CoWarehttp://en.wikipedia.org/wiki/CoWarediCartahttp://www.emptoris.com/Displaytechhttp://displaytech-us.com/Fatbrain.com/barnesandnoble.comhttp://www.barnesandnoble.com/Favrillehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=799229Wind River Systemshttp://www.windriver.com/Innovionhttp://innovioncorp.com/Kanisahttp://www.kanisafellowship.com/Logic Visionhttp://en.wikipedia.org/wiki/LogicVisionNascentrichttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=9345618Neophotonicshttp://www.neophotonics.com/Nextesthttp://www.nextest.com/Obsidian/Applied Materialshttp://findarticles.com/p/articles/mi_m0EKF/is_23_45/ai_54841096/Peregrine Semiconductorhttp://peregrine-semi.com/Persistence Softwarehttp://www.persistencesoftware.com/Pharsighthttp://www.pharsight.com/main.phpSensishttp://saabsensis.com/Silicon Metricshttp://www.mmsolutions.com/english/smc.htmSOFTEK Storage Solutionshttp://www.ibm.com/services/datamobilitySouthwall Technologieshttp://www.southwall.com/SpaceClaimhttp://www.spaceclaim.com/Stanford Microdeviceshttp://www.procureinc.com/showParts.php/688TestQuesthttp://www.testquestinc.com/Trinity Convergencehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=915275ViewLogic Systemshttp://www.viewlogic.com/Investment Team:George A. Needham, General Partnergneedham@needhamco.comJack J. Iacovone, Managing Directorjiacovone@needhamco.comJohn J. Prior, Jr., General Partnerjprior@needhamco.comThomas P. Shanahan, General Partnertshanahan@needhamco.comNeoCarta Ventures, Inc.www.neocarta.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorStorage & HardwareEarlyGrowthNeoCarta has $300 million under management and focuses on early to mid-stage technology infrastructure companies. The firm primarily invests in the following four types of businesses: Software, Hardware, Networking and Wireless. NeoCarta's typical first round investment is between $1 million and $5 million, and the firm is prepared to invest $10 million or more over the life of any particular company. The firm has financed over 80 private technology companies, nearly half of which have succeeded in going public and/or merged with public companies. In addition to Silicon Valley, NeoCarta also has an office in Boston.

204 E. 2nd Avenue, Suite 428San MateoCA94401650-342-4199

Portfolio companies include:Data Synapsehttp://silver.tibco.com/index.htmlHandangohttp://www.handango.com/homepage/Homepage.jsp?storeId=2218Narushttp://www.narus.com/Cavium Networkshttp://en.wikipedia.org/wiki/Cavium_NetworksiSupplihttp://www.isuppli.com/Investment Team:Tony J. Pantuso, Managing Directortpantuso@neocarta.comD. Jarrett Collins, Managing Directorjcollins@neocarta.comThomas Naughton, Managing Directortnaughton@neocarta.comLee R. Pantuso, Chief Financial Officerlpantuso@neocarta.comBarry Newman, Venture Partnerbnewman@neocarta.comNetService Ventureswww.nsv.comSilicon ValleyVCFOFInformation TechnologySoftware & InternetCommunications & NetworkingSeedFounded in 2002, NetService Ventures Group is a consulting and seed investment firm based in Menlo Park, California. Its partnership has experience in software, telecom, wireless, and Internet companies. The firm provides strategic advisory services to multinational telecom and media firms, and seed-funds startups in consumer and enterprise mobile and Internet services. NetService offers four primary types of consulting services: 1. Silicon Valley Insights, 2. Innovation Consulting, 3. New Venture Creation, and 4. Business Development Support. In 2011, the firm launched NSVI, a fund of funds to help large corporations get access to and invest in strategically important silicon valley companies. Additional offices are located in Tokyo, Japan and San Francisco, CA.

2108 Sand Hill RoadMenlo ParkCA94025650-234-9630650-234-8322

Portfolio companies include:My Digital Lifehttp://www.mydigitallife.info/3jamhttp://www.3jam.com/Vextechttp://vextec.com/SingleFeedhttp://www.singlefeed.com/TubeMogulhttp://www.tubemogul.com/Zventshttp://www.zvents.com/z/san_francisco_caAggregate Knowledgehttp://www.aggregateknowledge.com/Superfishhttp://superfish.com/ShortForm.tvhttp://www.shortform.com/Investment Team:Richard Melmon, Managing Partnerrmelmon@nsv.comHiroshi Menjo, Managing Partnerhmenjo@nsv.comJamie Allen, PartnerMasami Kato, PartnerJoseph Kim, Partnerjkim@nsv.comNader Ghaffari, PartnerMichael Frank, AssociateNew Biology Ventures, LLCwww.newbiologyventures.comSilicon ValleyVCILife Sciences & HealthcareMedical DeviceSeedEarlyNew Biology Ventures is a life-sciences focused venture capital incubator and accelerator. The firm invests in early stage opportunities through the creation and maturation of start-up companies that focus on the development and commercialization of life science tools, medical devices and therapeutic biopharmaceuticals.

2350 Taylor Street, Suite 3San FranciscoCA94133415-447-6003415-447-6006

Portfolio companies include:S.E.A. Medical Systemshttp://seamedical.com/Investment Team: Doug Hamilton, Partnerdhamilton@newbiologyventures.comNew Leaf Venture Partnerswww.nlvpartners.comSilicon ValleyVCLife Sciences & HealthcareMedical DeviceSeedEarlyGrowthExpansionThe New Leaf Ventures (NLV) team has been built over a decade, originating within Sprout Group, the venture capital affiliate of Credit Suisse First Boston. Sprout Group was formed in 1969 and has historically been one of the leading venture capital firms in the country. NLV is a leading healthcare technology investor, managing $1 billion in funds, and investments in 49 companies. The firm focuses on 3 sectors: biopharmaceuticals, medical devices, and diagnostic/infrastructure technologies. In 2005, the entire healthcare technology team of Sprout spun out into NLV. This team continues to manage the healthcare technology portfolio of the Sprout funds, and in 2005, the team closed on its first directly-managed fund, New Leaf Ventures I, LP, a $310 million healthcare technology-dedicated fund. New Leaf Ventures I focuses on taking leadership positions in financings of later stage biopharmaceuticals; medical devices, generally at early stages; and molecular diagnostics and laboratory infrastructure at a variety of stages including PIPES transactions. NLV prefers to invest in later stage biopharmaceutical products, early stage medical devices, and a variety of stages in molecular diagnostics and laboratory infrastructure technologies. Within biopharmaceuticals, the firm seeks to invest in drug development, clinical trial design, and pharmaceutical markets. In 2007, the team closed on its second fund, New Leaf Ventures II, L.P., a fund also dedicated to healthcare technology, which was capitalized with $450 million of limited partner commitments. The firm has an additional office in New York.

2500 Sand Hill Road, Suite 203Menlo ParkCA94025650-234-2700650-234-2704

Portfolio companies include:Affymaxhttp://affymax.com/TigerTexthttp://www.tigertext.com/Metabasishttp://www.thefreedictionary.com/metabasisKalypsyshttp://www.kalypsys.com/home/home03.shtmlPearl Therapeuticshttp://www.pearltherapeutics.com/Relypsahttp://relypsa.com/Auxiliumhttp://www.auxilium.com/BioRelixhttp://www.biorelix.com/Sopherionhttp://www.sopherion.com/Stromedixhttp://www.stromedix.com/Tiogahttp://www.tiogausa.com/Transcepthttp://www.transcept.com/SpineWavehttp://www.spinewave.com/Spiracurhttp://spiracur.com/Oxford Immunotechttp://www.oxfordimmunotec.com/Protogenixhttp://proteogenix.com/Affrent Pharmaceuticalshttp://www.afferentpharma.com/Biorelixhttp://www.biorelix.com/Chimerixhttp://www.chimerix.com/Concert Pharmaceuticalshttp://www.concertpharma.com/careers/index.htmlConverge Pharmaceuticalshttp://www.convergencepharma.com/Durata Therapeuticshttp://www.duratatherapeutics.com/Intarcia Therapeuticshttp://intarcia.com/Ista Pharmaceuticalshttp://www.istavision.com/Kalidex Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=115649601Karoshttp://www.karosgame.com/Nycomedhttp://www.nycomed.com/Versartishttp://versartis.com/Access Closurehttp://www.accessclosure.com/Altura Medicalhttp://alturainc.com/CardioKinetixhttp://cardiokinetix.com/Direct Flowhttp://www.directflowmedical.com/Illuminoss Medicalhttp://illuminoss.com/Intrinsichttp://www.merriam-webster.com/dictionary/intrinsicNeuroneticshttp://www.neuronetics.com/NxStage Medical Reshape Medicalhttp://www.nlvpartners.com/port_meddev.htmlWorld Hearthttp://www.worldheart.com/Audax health Solutionshttp://www.audaxhealth.com/Awarepointhttp://www.awarepoint.com/Avirhttp://avir.org/Epocrateshttp://www.epocrates.com/Expression Diagnosticshttp://www.xdx.com/Glumetricshttp://www.glumetrics.com/Irhthymhttp://irhythmtech.com/Oxford Immunotechttp://www.oxfordimmunotec.com/Labcytehttp://labcyte.com/Micobanhttp://www.microban.com/Investment Team:Srini Akkaraju, Managing Directorsrini@nlvpartners.comJeani Delagardelle, Managing Directorjeani@nlvpartners.comMichael Dybbs, Principalmike@nlvpartners.comKathleen LaPorte, Partnerkathy@nlvpartners.comVijay Lathi, Managing Directorvijay@nlvpartners.comMark Charest Vice Presidentmark@nlvpartners.com Newbury Ventureswww.newburyven.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorStorage & HardwareSeedEarlyFounded in 1992, Newbury Ventures provides seed and early stage financing for companies in the markets of enterprise software products, networking and communications infrastructure, wireless, security hardware and software, and semiconductor devices. Newbury tends to invest $5 - $10 million over the life of a company, with initial investments averaging $2-5 million. Newbury prefers to lead the round of financing, and companies should be targeting a market with annual revenue opportunities of at least $100 million, with annual growth prospects in excess of 30 percent. Newbury has raised and managed investments of over $1 billion in venture capital and has been involved with 100-plus investments.

255 Shoreline Drive, Suite 520Redwood ShoresCA94065650-486-2444650-595-2442

Portfolio companies include:Zenasishttp://www.eetimes.com/electronics-news/4071367/Zenasis-folds-sells-assets-to-Open-SiliconSandvinehttp://www.sandvine.com/Virtiohttp://www.linux-kvm.org/page/VirtioDiviohttp://www.diviotech.com/Abrideanhttp://www.abridean.com/Diviohttp://www.diviotech.com/Bridgewaterhttp://www.bridgewater.edu/Andigiloghttp://www.andigilog.com/HydroCisionhttp://www.hydrocision.com/hydro/home/index.shtmlJacadahttp://www.jacada.com/Message Gatehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=6688891Meriton Networkshttp://www.meriton.com/news/press-details.php?pid=89Netrohttp://www.netronline.com/NewStephttp://www.nustep.com/NextBiohttp://www.nextbio.com/b/nextbio.nbOnarohttp://www.netapp.com/us/company/news/news_rel_20080103.htmlRealTimeImagehttp://venturebeatprofiles.com/company/profile/realtimeimageSummithttp://www.summitracing.com/Ultracomhttp://www.ultracomwireless.com/Zonghttp://www.zong.com.pk/Xterahttp://www.xtera.com/ViryaNethttp://www.viryanet.com/Spotwavehttp://spotwave.com/Silverback Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=1199114Silicon Packetshttp://www.silicagelpackets.com/RealTimeImagehttp://venturebeatprofiles.com/company/profile/realtimeimageScorpio Communicationshttp://www.linkedin.com/in/scorpiocommunicationsSensor Platformshttp://www.sensorplatforms.com/PS Softhttp://www.pssoft.com/us/Summethttp://www.summitracing.com/Laurel Networkshttp://en.wikipedia.org/wiki/Laurel_NetworksLEAhttp://www.leafurniture.com/newindex.aspLiquid Computinghttp://en.wikipedia.org/wiki/Liquid_Computing_CorporationAbrideanhttp://www.abridean.com/Advanced Computer Communicationshttp://www.accs.net/Andigiloghttp://www.andigilog.com/BDNAhttp://www.bdna.com/index.phpHighdealhttp://www.highdeal.com/Fundtechhttp://ir.fundtech.com/Investment Team:Bruce Bauer, Co-Founder, Senior Managing Directorbruce@newburyven.comOssama Hassanein, Senior Managing Directorossama@newburyven.comJean-Noel Mereur, Venture Partnerjean-noel@newburyven.comJoe Kell, CFOjoe@newburyven.comRoham Gharegozlou, Venture Associateroham@newburyventures.comNewSchools Venture Fundwww.newschools.orgSilicon ValleyVCEducation & TrainingEarlyFounded in 1998, NewSchools Venture Fund is a venture philanthropy firm that seeks to transform public education, particularly for minority students in urban neighborhoods. NewSchools raises early-stage capital from institutional and individual donors, and invests it in nonprofit and for-profit ventures led by promising education entrepreneurs to create high-quality, scalable solutions that address the most critical problems facing education. NewSchools manages four funds. Fund I closed in 2002 and invested in organizations focused on creating and accelerating charter schools. The second fund closed in 2006 and invested in the following areas: Charter Management Organizations, School Support Organizations, Accountability and Performance Tools, and Human Capital. The third fund, which primarily focuses around several key cities, including New York City, Chicago, Los Angeles, Washington D.C., Oakland, and New Orleans, closed in 2010 at $75 million. NewSchools Fund IV began in 2010 and includes the NewSchools Innovation Fund and the NewSchools City Funds. NewSchools Venture Fund has offices in Boston, Washington DC, and California.

1970 Broadway, Suite 350OaklandCA94612415-615-6860415-615-6861

Portfolio companies include:Teachscapehttp://www.teachscape.com/Aspire Public Schoolshttp://www.aspirepublicschools.org/CivicBuildershttp://www.civicbuilders.org/Learnnowhttp://learnnow.us/BetterLessonhttp://betterlesson.com/DC Prephttp://www.dcprep.org/New Schools for New Orleanshttp://www.newleaders.org/Revolution Foodshttp://revfoods.com/The Achievement Networkhttp://www.achievementnetwork.org/Class DoJohttp://www.classdojo.com/Charter Board Partnershttp://charterboards.org/Center City Public Charter Schoolshttp://www.centercitypcs.org/Alliance for College-Ready Public Schoolshttp://www.laalliance.org/Beyond 12http://www.beyond12.org/Achievement Preparatory Academyhttp://www.aprepacademy.org/DC Preparatory Academyhttp://www.dcprep.org/DC School Reform Now!http://dcschoolreform.org/DSST Public Schoolshttp://dsstpublicschools.org/Edward W. Brooke Charter Schoolhttp://www.ebrooke.org/Education Elementshttp://www.edelements.com/EnCorpshttp://www.encorpsteachers.com/LearnZillionhttp://www.learnzillion.com/Khan Academyhttp://www.khanacademy.org/MATCH Public Charter Schoolshttp://www.matchschool.org/Matchbook Learninghttp://www.matchbooklearning.com/Mundo Verde Bilingual Public Charter Schoolhttp://www.mundoverdepcs.org/New Leadershttp://www.newleaders.org/Presence Learninghttp://presencelearning.com/ReNEW Chater Management Organizationhttp://www.renewschools.org/New Teacher Centerhttp://newteachercenter.org/Rocketship Educationhttp://rsed.org/Roxbury Preparatory Charter Schoolhttp://roxburyprep.uncommonschools.org/Teaching Channelhttps://www.teachingchannel.org/Tree of Life Public Charter Schoolhttp://treeoflifepcs.org/Urban Teacherhttp://urbanteachercenter.org/Shining Stars Montessori Academy Public Charter Schoolhttp://ssmapcs.blogspot.com/p/about-shining-stars-montessori-academy.htmlScholar Academieshttp://scholaracademies.org/Unlocking Potentialhttp://unlocking-potential.org/Investment Team:Ted Mitchell, CEOJim Peyser, Partnerjpeyser@newschools.orgJennifer Carolan, PartnerDeborah McGriff, Partnerdmcgriff@newschools.orgJonathan Schorr, Partnerjschorr@newschools.orgJulie Mikuta, PartnerKristi Ransick, PrincipalRich Crandall, Associate PartnerLauren Kushman, PrincipalMaura Marino, PrincipalJordan Meranus, PartnerShauntel Poulson, Associate PartnerNexus India Management I, LPhttp://www.nexusvp.com/Silicon ValleyVCInformation TechnologyEarlyGrowthNexus is a leading Indian Venture Capital fund with $320 million under management. The firm invests in early and early growth stage companies across sectors. With offices in India and Silicon Valley, Nexus mainly invests in companies that are wholly or substantially located in India. However, on a selective basis, the firm may invest in companies located outside India that are seeking a value added Indian investor to complement their local investor base. Nexus typically invests early in the life of the company and in many cases, is the first institutional round of capital. The firm's investment size ranges from $100,000 to $10 million, and the partners typically limit their investments to 6-8 new investments a year. Nexus has a seed program to support high potential entrepreneurs with breakthrough ideas with investment of up to $500,000.

2200 Sand Hill Road, Suite 230Menlo ParkCA94025650-233-0700

Portfolio companies include:Altruist Technologieshttp://altruistindia.com/Deccan Healthcarehttp://www.deccanhealthcare.com/Eka Software Solutionshttp://www.ekaplus.com/Aryakahttp://www.aryaka.com/Kirusahttp://www.kirusa.com/MagicRooms.inhttp://www.magicrooms.in/OLXhttp://www.olx.com/PubMatichttp://www.pubmatic.com/Sedemachttp://sedemac.com/Ryakahttp://www.ryaka.com/BSBhttp://backstreetboys.com/Craftsvilla.comhttp://www.craftsvilla.com/d.lighthttp://www.d-light.us/druvahttp://www.druva.com/Eye Qhttp://www.eyeqadvantage.com/Genwihttp://genwi.com/MapmyIndia.comhttp://www.mapmyindia.com/MChekhttp://main.mchek.com/Mistralhttp://www.mistral.com/Netmagichttp://www.netmagicsolutions.com/Pranahttp://www.prana.com/Salorixhttp://salorix.com/Scalarchttp://www.scalarc.com/positions.php?id=us-rsmSnapdealhttp://www.snapdeal.com/Sonhan Lal Commodityhttp://www.sohanlal.in/Suminter India Organicshttp://www.suminterindiaorganics.com/Uniconhttp://www.unicon.net/VDOPIAhttp://www.vdopia.com/What's on Indiahttp://whatsonindia.com/CloudBytehttp://cloudbyte.com/Investment Team: Naren Gupta, Co-Foundernaren@nexusvp.comSandeep Singhal, Co-Foundersandeep@nexusvp.comSuvir Sujan, Co-Foundersuvir@nexusvp.comJishnu Bhattacharjeejishnu@nexusvp.comK G Subramanian, CFOkgs@nexusvp.comParag Dhanukaparag@nexusvp.comSameer Brij Vermasameer@nexusvp.comAnup Guptaanup@nexusvp.comNGEN Partners, LLChttp://ngenpartners.comSilicon ValleyVCEnergy & Clean TechEarlyGrowthFounded in 2001, NGEN Partners, LLC is a venture investing firm that invests in Cleantech and other technologies enabled by Materials Science. NGEN invests in emerging businesses that have differentiated and protected technology, validated large markets, and customer visibility. Fields of interest include: Energy and efficiency technologies; Green buildings; Pollution abatement; and Water purification and monitoring. The firm usually invests $5 to $10 million in post-prototype, early and mid-stage rounds. The firm has $500 million under management. NGEN has additional offices in Southern California and New York.

720 University Avenue, Suite 200Palo AltoCA94301650-321-4100

Portfolio companies include:Konarkahttp://www.konarka.com/SolFocushttp://solfocus.com/en/index.phpSolariahttp://www.solaria.com/Tioga Energyhttp://www.tiogaenergy.com/Venture Vehicleshttp://flytheroad.com/Adura Technologieshttp://www.aduratech.com/Alterra Powerhttp://www.alterrapower.ca/Brightfarmshttp://www.brightfarms.com/DIRTT Environmental Solutionshttp://dirtt.net/eIQ Energyhttp://eiqenergy.com/evandtechttp://evandtec.com/Fallbrook Technologieshttp://www.fallbrooktech.com/Flipswaphttp://flipswap.com/Greengatehttp://www.cooperindustries.com/content/public/en/lighting/controls/brands/greengate.htmlHycretehttp://www.hycrete.com/MokaFivehttp://www.mokafive.com/nlyte Softwarehttp://www.nlyte.com/Powerspan Corphttp://powerspan.com/Rayne Waterhttp://www.raynewater.com/REGEN Energyhttp://www.regenenergy.com/Renewable Fundinghttp://www.renewfund.com/Soraahttp://www.soraa.com/Zeviahttp://www.zevia.com/Investment Team: Peter Grubstein, Founder and Managing Directorgrubstein@ngenpartners.comSteven Parry, Managing DirectorRosemary Ripley, Managing Directorripley@ngenpartners.comRobb McLarty, Principalmclarty@ngenpartners.comZubin Canteenwalla, Senior AssociateNokia Growth Partners (NGP)www.nokiagrowthpartners.comSilicon ValleyFOFCVCInformation TechnologyMedia & Digital MediaGrowthExpansionNokia Growth Partners is a diversified institutional investment management firm fully funded by Nokia with $600M under management. Nokia Growth Partners invests globally directly into growth stage technology companies as a Venture Capital Fund and advises and manages $100M for investments into other venture capital funds through Nokia's Fund of Funds Program. The firm looks to partner with companies in a mid-to-late financing stage, with typical investments ranging from $5 to $15M. Nokia Growth Partners targets investments primarily in the United States, Europe and Asia. The firm's Fund of Funds targets funds with an established track record of investing into people, companies, and geographies that are relevant to Nokia's efforts to push the company beyond its core businesses, including: Services, Digital Media & Content, and Emerging Markets (including China and India).

200 South Mathilda AvenueSunnyvaleCA94086

Portfolio companies include:Kytehttp://www.kyte.tv/Sasken Communication Technologieshttp://www.sasken.com/ViVOtechhttp://www.vivotech.com/Bitboyshttp://www.amd.com/us/Pages/AMDHomePage.aspxCloudmarkhttp://www.cloudmark.com/KongZhonghttp://www.kongzhong.com/Kytehttp://www.kyte.tv/Swypehttp://swypeinc.com/ZVentshttp://www.zvents.com/z/san_francisco_caVervehttp://www.vervemobile.com/about-us/Voddlerhttp://www.voddler.com/TechProcess Solutionshttp://www.techprocess.co.in/Summithttp://www.summitracing.com/SponsorPayhttp://www.sponsorpay.com/Rocketfuelhttp://www.rocketfuel.com/Quikrhttp://www.quikr.com/Network18http://www.network18online.com/netmagichttp://www.netmagicsolutions.com/Morphohttp://www.morpho.com/Madhousehttp://www.madhouse.cn/cn/index.phpVizuryhttp://vizury.com/inside securehttp://www.insidesecure.com/Innovishttps://www.innovis.com/Heptagonhttp://www.hptg.com/Gridsumhttp://www.gridsum.com/dealsandyou.comhttp://www.dealsandyou.com/FashionYouhttp://fashionyou.blogspot.com/Investment Team:Paul Asel, Partnerpaul.asel@nokia.comJohn Gardner, Partnerjohn.gardner@nokia.comBo Ilsoe, Partnerbo.ilsoe@nokia.comAnnie Lin, Senior AssociateNorthern Light Venture Capital (NLVC)www.nlightvc.comSilicon ValleyVCInformation TechnologyCommunications & NetworkingMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareConsumer ProductsEarlyGrowthFounded 2005, Northern Light Venture Capital (NLVC) is a China concept venture capital firm focused on early and growth stage opportunities in technology enabled businesses. NLVC targets businesses that leverage China's industrial, economic, or human resources to build exceptional, lasting enterprises in the global economy. The partners have a hands-on approach to assist entrepreneurs by providing advice, strategic contacts and introductions. NLVC manages approximately $1 billion in committed capital with three US$ funds and three RMB funds. NLVC's investments are focused on technology, media, and telecommunication; clean tech; new materials; healthcare; and consumer industries.

2855 Sand Hill Road, Suite 201 Menlo ParkCA94025650-585-5450 650-585-5451

Portfolio companies include:Redbabyhttp://www.redbaby.com.cn/Baihehttp://www.baihe.com/LianLianhttp://investing.businessweek.com/research/stocks/private/people.asp?privcapId=39124839Meng Yanghttp://www.linkedin.com/in/mengyangTelegent Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=25420299Prudent Energyhttp://www.pdenergy.com/index.htmlViatimehttp://viatime.org/Velohttp://velonews.competitor.com/Kaixin001http://www.kaixin001.com/Abmarthttp://abmart.com/Advanced Solar Powerhttp://www.solarli.com/EscaADshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=47941047Gogo.comhttp://www.gogo.com/Cathayhttp://en.wikipedia.org/wiki/CathayGreen Biohttp://biogreen.com/C-Platformhttp://en.wikipedia.org/wiki/Ford_C1_platform3GPPhttp://www.3gpp.org/Aerohive Networkshttp://www.aerohive.com/index.phpHillstone Networkshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=39174511Hoodonghoodong.comTimes Energyhttp://www.timesenergy.co.uk/M15http://en.wikipedia.org/wiki/M15DinoDirecthttp://www.dinodirect.com/Daojiahttp://daojia.info/Micropointhttp://www.micropointlink.com/Meituanhttp://www.meituan.com/Anjihttp://www.anjionline.com/Cocoa Chinahttp://www.cocoachina.com/MasaMasohttp://www.masamaso.com/Keduohttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=128734066ThunderSofthttp://thunderst.com/Denovohttp://en.wikipedia.org/wiki/De_novoShineOnhttp://www.shine-on.com/Pearl Hydrogenhttp://www.pearlhydrogen.com/Halationhttp://www.halation.com/SPShttp://spsco.com/Spreadtrum Communicationshttp://www.spreadtrum.com/Linekonghttp://www.linekong.com/en/Hanting Hotelshttp://www.chinahighlights.com/hotel/brand/hanting-inns/DerbySofthttp://www.derbysoft.com/enindex.htmlInvestment Team:Feng Deng, Founding Managing Directorfeng.deng@nlightvc.comYan Ke, Founding Managing Directoryan.ke@nlightvc.comElton Jiang, Managing Directorelton.jiang@nlightvc.comJeffrey Lee, Managing Director and CFOjeff.lee@nlightvc.comFigo Zhang, Executive DirectorLixin Li, Managing DirectorLei Yang, PhD. Managing DirectorRay Yang, Managing DirectorNext World Capitalwww.nextworldcap.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaExpansionNext World Capital (NWC) is an international expansion-stage venture capital firm that invests in leading enterprise software, mobile and consumer internet companies. NWC has $200 million of assets under management and offices in San Francisco, Paris, and Brussels. NWC has a strong heritage in Europe and runs a dedicated business development operation and extensive network to help its companies accelerate growth internationally. NWC targets companies with revenue run-rates generally between $5-100 million or otherwise building significant user adoption, and typically invest $10-30 million over the life of the company.

450 Sansome Street, Suite 1005San FranciscoCA94111415-202-5450415-358-8233

Portfolio companies include:BrightRollhttp://www.brightroll.com/DynamicOpshttp://www.vmware.com/products/datacenter-virtualization/vcloud-automation-center/GoodDatahttp://www.gooddata.com/Hostanalyticshttp://www.hostanalytics.com/Ideelihttp://www.ideeli.com/welcomeNexgen Softwarehttp://www.nexgen-software.com/Virtual Instrumentshttp://www.virtualinstruments.com/Investment Team:Ben Fu, Partner (San Francisco)Frederic Halley, Venture Partner (Paris)Craig Hanson, General Partner (San Francisco)Tarun Kalra, VP (San Francisco)Sebastien Lepinard, Managing Partner (San Francisco)seb@nextworldcap.comYael Zheng, Venture Advisor (San Francisco)Riverwood Capitalwww.riverwoodcapital.comSilicon ValleyPEInformation TechnologySoftware & InternetMiddle MarketRiverwood Capital is a globally-focused private equity firm that invests in high-growth businesses in the technology and services industries, across a variety of verticals and geographies. Riverwood has offices in Menlo Park, CA and New York, NY and currently has more than 20 investments in North America, Latin America and Asia. The firm's current fund has $780 million of committed capital. The final fund close was in April 2011. Riverwood invests in mid-market technology and technology enabled products and services. The firm defines mid-market as approximately $100-$500 million in revenue for product companies, and approximately $25-$150 million in revenue for software and services. Riverwood occasionally invests outside these ranges. Riverwood invests on a global basis, having already invested in the U.S., Israel, Argentina, Chile, and Brazil. The firm's normal investment size ranges from $25-75 million.

70 Willow Road, Suite 100Menlo ParkCA94025

Portfolio companies include:Accellionhttp://www.accellion.com/ALOGhttp://alogcorp.com/Ambarellahttp://www.ambarella.com/Aptinahttp://www.aptina.com/BrightSource Energyhttp://www.brightsourceenergy.com/Globanthttp://www.globant.com/GoIntegrohttp://gointegro.com/GoProhttp://gopro.com/iFLYhttp://www.ifly.com/Lighting Sciencehttp://www.lsgc.com/Mandichttp://www.mandic.com.br/MotionPointhttp://www.motionpoint.com/Naventhttp://www.navent.com/Riverwood Solutionshttp://www.rwsops.com/SintecMediahttp://sintecmedia.com/Synapsishttp://en.wikipedia.org/wiki/SynapsisInvestment Team:Michael Marks, Founding Partnermarks@rwcm.comChris Varelas, Founding Partnerchris@rwcm.comTom Smach, Founding Partnertom@rwcm.comNicholas Brathwaite, Founding Partnernic@rwcm.comFrancisco Alvarez-Demaldead@rwcm.comJeff Parks, Founding Partnerjeff@rwcm.comNorwest Venture Partnerswww.nvp.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSeedEarlyFounded in 1961, Norwest Venture Partners (NVP) manages more than $3.7 billion in venture capital and has funded over 500 companies. The firm provides capital to seed-stage and early-stage companies with a general goal to invest between $10 million and $15 million in its companies over time. Norwest sometimes begins with a smaller amount (as little as $1 million to $5 million), and may invest as much as $25 to $30 million. For growth equity companies, NVP aims to invest between $15 million and $50 million (and up to $100 million) in fast growing companies with strong market positions, significant revenue and net income traction. NVP invests in both listed and unlisted companies. The investment focus of Norwest Venture Partners is information technology and consumer Internet sectors, and includes application software, enterprise software and communications technologies.

525 University Avenue, Suite 800 Palo AltoCA94301-1922650-321-8000

Portfolio companies include:41st Parameterhttp://www.the41.com/FireEyehttp://www.fireeye.com/Nanotexhttp://www.nano-tex.com/index.htmlStarcitehttp://www2.starcite.com/starcite/Veraz Networkshttp://en.wikipedia.org/wiki/Veraz_NetworksSabre Holdingshttp://www.sabre.com/homeCerent Corphttp://en.wikipedia.org/wiki/Cerent_CorporationTSAhttp://www.tsa.gov/CYANhttp://cyaninc.com/Gymboreehttp://www.gymboree.com/SPSShttp://www-01.ibm.com/software/analytics/spss/Fortehttp://www.oracle.com/technetwork/java/index.htmlBoroshttp://www.boros.co.uk/Vantivehttp://www.vantive.com/Sulekhahttp://www.sulekha.com/PeopleSofthttp://www.peoplesoft.com/Network Systemshttp://network-systems.com/1010 Datahttp://www.1010data.com/Brocadehttp://www.brocade.com/index.pageArchttp://www.thearc.org/Brite Semiconductorhttp://www.britesemi.com/plus/list.php?tid=1Crayhttp://www.cray.com/home.aspxAireSpacehttp://en.wikipedia.org/wiki/AirespaceBoroshttp://www.boros.co.uk/AdChinahttp://www.adchina.com/All Reach Mediahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=60522785Apigeehttp://apigee.com/Appnomic Systemshttp://www.appnomic.com/Asian Gencohttp://asiangenco.com/Avere Systemshttp://averesystems.com/Badgevillehttp://www.badgeville.com/Basishttp://www.mybasis.com/Blue Jeans Networkhttp://bluejeans.com/BookRenterhttp://www.bookrenter.com/Borqshttp://borqs.com/BranchOuthttp://branchout.com/Brand.nethttp://www.brand.net/Zenvergehttp://zenverge.com/Capsugelhttp://capsugel.com/CareCloudhttp://www.carecloud.com/ClairMailhttp://www.clairmail.com/ClariPhy Communicationshttp://www.clariphy.com/Clarus Marketing Grouphttp://clarusmarketing.com/CollabNethttp://www.collab.net/ConteXtreamhttp://contextream.com/dealsandyou.comhttp://www.dealsandyou.com/deCartahttp://www.decarta.com/Extolehttp://extole.com/fashionandyou.comhttp://www.fashionandyou.com/fashionandyou-client-http-shop/shopFreeShipping.comhttp://www.freeshipping.com/GXShttp://www.gxs.com/Hadapthttp://www.hadapt.com/iProfhttp://www.iprofindia.com/JiWirehttp://www.jiwire.com/Kayakhttp://www.kayak.com/komli Mediahttp://techcrunch.com/2011/07/19/komli-media-acquires-mobile-advertising-platform-zestadz/Lashouhttp://www.lashou.com/Lending Clubhttp://www.lendingclub.com/Lumiumhttp://lumium.com/Lumosityhttp://www.lumosity.com/mBloxhttp://www.mblox.com/?JScript=1MobileIronhttp://www.mobileiron.com/Motif Investinghttp://motifinvesting.com/Nano-Texhttp://www.nano-tex.com/index.htmlNSEhttp://www.nseindia.com/PCH Internationalhttp://pchintl.com/Pepperfryhttp://www.pepperfry.com/Perfint Healthcarehttp://www.perfinthealthcare.com/Pontishttp://pontis.com/Quikrhttp://www.quikr.com/Quirkyhttp://www.quirky.com/Rackspacehttp://www.rackspace.com/Ratnakar Bankhttp://www.ratnakarbank.co.in/Retrevohttp://shop.retrevo.com/RiseSmarthttp://www.risesmart.com/ShotSpotterhttp://www.shotspotter.com/Simpirica Spinehttp://simpirica.com/Snapfingerhttp://www.snapfinger.com/SocialVibehttp://www.socialvibe.com/Sojernhttp://www.sojern.com/SolarEdgehttp://www.solaredge.com/Sulekhahttp://www.sulekha.com/Summit Microelectronicshttp://www.summitmicro.com/home/SundaySkyhttp://www.sundaysky.com/Suvidhaahttp://suvidhaa.net/The Retails Equationhttp://www.theretailequation.com/TrustIDhttp://www.trustid.com/Turnhttp://www.turn.com/Veveohttp://www.vevo.com/Virtelahttp://www.virtela.net/WhaleShark Mediahttp://www.whalesharkmedia.com/Yatrahttp://us.yatra.com/us/index.htmlInvestment Team:Promod Haque, Managing Partnerphaque@nvp.comGeorge J. Still, Jr., Managing Partnergstill@nvp.comVab Goel, General Partnervgoel@nvp.comVenkat A. Mohan, Operating Partnervmohan@nvp.comRobert Abbot, General Partnerrabbott@ nvp.comJeffrey Crowe, General Partnerjcrowe@nvp.comJoshua Goldman, General Partnerjgoldman@nvp.comMatthew Howard, General Partnermhoward@nvp.comDr. Ryan A. Harris, Partnerrharris@nvp.comJon Kossow, General Partnerjkossow@nvp.comSergio Monsalve, Partner smonsalve@nvp.comDror Nahumi, PartnerKurt Betcher, Administrative Partner and CFOSonya Brown, PartnerCasper De Clercq, PartnerNoventiwww.noventivc.comSilicon ValleyVCInformation TechnologyCommunications & NetworkingEarlyFounded as Cypress Ventures in 2002, Noventi is an early-stage venture capital firm focused on building successful companies. The firm is actively looking for investment opportunities that focus on the convergence of technology, energy, and the environment including advanced wireless applications, video over IP, and security. The firm's funds include: CIR Ventures (2002, 13 companies with 9 exits, 4 active); and Noventi Ventures II (2006, 1 exit, 3 active companies). Noventi's initial investments range in size from $2-4M in the early institutional rounds. The firm prefers to limit aggregate investment over the life of a company to approximately $6-8M in capital.

525 Middlefield Road, Suite 140Menlo ParkCA94025650-325-6699650-325-7799

Portfolio companies include:Aurora Algaehttp://www.aurorainc.com/Celltickhttp://www.celltick.com/Ecriohttp://www.ecrio.com/HelioVolthttp://www.heliovolt.net/Minerva Networkshttp://www.minervanetworks.com/LUMEnergihttp://www.lumenergi.com/Neato Roboticshttp://www.neatorobotics.com/Windspirehttp://www.windspireenergy.com/Kasennahttp://www.espial.com/Investment Team:Giacomo Marini, Founder and Managing Directorgmarini@noventivc.comPierluigi Zappacosta, Venture PartnerMasazumi Ishii, Venture PartnerNovus Ventureswww.novusventures.comSilicon ValleyVCInformation TechnologySoftware & InternetEarlyFounded in 1994, Novus Ventures focuses on early-stage investing in emerging software and Internet companies addressing the following areas: Enterprise Software & Infrastructure, and Intellectual Property intensive Tech-nologies. The firm raised its second fund in 2000 and merged with Artemis Ventures in the summer of 2002. Novus currently has $160 million under management and serves a roster of 24 active portfolio companies. Novus seeks entrepreneurial companies with initial funding requirements in the $1 million to $10 million range.

20111 Stevens Creek Blvd., Suite 130 CupertinoCA95014408-252-3900 408-252-1713

Portfolio companies include:Encirqhttp://venturebeatprofiles.com/company/profile/encirqFlytecommhttp://www.flytecomm.com/Inapachttp://www.inapac.com.au/eXpressohttp://www.expressocorp.com/invivodatahttp://www.invivodata.com/mBloxhttp://www.mblox.com/?JScript=1Rainmaker Systemshttp://www.rainmakersystems.com/PropertyView Solutionshttp://propertyviewsolutions.com/Pathwork Diagnosticshttp://www.pathworkdx.com/Tidal Softwarehttp://www.cisco.com/web/about/ac49/ac0/ac1/ac259/tidal.htmlVenturi Wirelessshttp://www.venturiwireless.com/Toolwirehttp://www.toolwire.com/ZANTAZhttp://www.autonomy.com/content/News/Releases/2008/0307.en.htmlAdecnhttp://advertising.microsoft.com/exchangeInvestment Team:Dan Tompkins, Managing General Partnerddtompkins@novusventures.comShirley Cerrudo, General Partnerscerrudo@novusventures.comGreg Lahann, Managing Directorglahann@novusventures.comStewart Schuster, Managing Directorsschuster@novusventures.comChristine Comaford-Lynch, Venture Partnerchristine@novusventures.comHenry Wong, Venture Partnerhenry@novusventures.comWoody Tompkins, Special Limited Partnerwtompkins@novusventures.comNth Powerwww.nthpower.comSilicon ValleyVCEnergy & Clean TechEarlyMaking investments since 1997, Nth Power is a venture capital firm funding promising startup companies in the growing sector of energy technology, materials, and other related businesses. The firm has $420 million under management and typically invests $1-$5 million in initial investments. Further investments over time can total $10-$15 million. The firm's ideal business prospects have progressed beyond the proof-of-concept, R&D and "seed" funding stages, and are on the threshold of introducing commercial products. Nth Power typically receives and reviews business plans from more than 500 energy-related businesses each year, and will normally invest in 3-6 of these companies. The firm has invested in over 45 companies.

One Embarcadero Center, Suite 1550 San FranciscoCA94111415-983-9983 415-983-9984

Portfolio companies include:AllConnecthttp://www.allconnect.com/H2Genhttp://www.h2gen.info/Nexanthttp://www.nexant.com/SmartSynchhttp://www.smartsynch.com/Cyantohttp://www.cyanto.com/Soliant Energyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=29620504Tioga Energyhttp://www.tiogaenergy.com/XeroCoathttp://www.xerocoatbenefits.com/Accelergyhttp://www.accelergy.com/Propelhttp://www.propelzero.com/Rive Technologieshttp://www.rivetechnology.com/team.phpTerrapasshttp://www.terrapass.com/Thetushttp://www.thetus.com/BPL Globalhttp://www.bplglobal.net/Calstarhttp://calstar.org/ARXXhttp://www.arxx.com/FirstFuel Softwarehttp://firstfuel.com/Harahttp://www.hara.com/Precursor Energeticshttp://www.precursorenergetics.com/SpectraSensorshttp://www.spectrasensors.com/SynapSensehttp://www.synapsense.com/go/index.cfmTempronicshttp://tempronics.com/Comvergehttp://www.comverge.com/Investment Team:Nancy C. Floyd, Co-Founder & Managing Directornfloyd@nthpower.comTim Woodward, Managing Directortwoodward@nthpower.comBryant J. Tong, Managing Directorbtong@nthpower.comMatt Jones, Partnermjones@nthpower.comRodrigo Prudencio, Partnerrprudencio@nthpower.comBrian Walsh, Principalbwalsh@nthpower.comElaine Erickson, Chief Financial OfficerNueva Ventureshttp://nuevaventures.comSilicon ValleyVCInformation TechnologySoftware & InternetSeedEarlyNueva Ventures is a new genre of venture capital firms taking a "micro-cap" approach. The firm is able to meet the needs of entrepreneurs who choose to leverage today's technologies and adopt efficient go to market strategies to launch and prove out their businesses with far less capital. Nueva seeks to invest in startups needing $500k - $1.5 million as a first venture capital Seed or Series A round, and generally looks for opportunities that are within the Internet, software and mobile sectors.

770 27th AvenueSan MateoCA94403650-350-1191

Portfolio companies include:ClickFactshttp://www.clickfacts.com/Cloudkickhttps://www.cloudkick.com/Collarityhttp://www.collarity.com/Grouplyhttp://www.grouply.com/Marketfishhttp://www.marketfish.com/NotchUpnotchup.comOneFortyoneforty.comPharmacyTVNetworkhttp://www.rmgnetworks.com/RivalWatchhttp://rivalwatch.com/SpareFoothttp://www.sparefoot.com/Validarehttp://validare.com/VoiceGenesishttp://www.voicegenesis.com/Winsterhttp://www.winster.com/W&W Communicationswww.caviumnetworks.comRixtyhttps://www.rixty.com/Investment Team:J. Neil Weintraut, Principalneil@nuevaventures.comCome Lague, Foundercome@nuevaventures.comO'Reilly AlphaTech Ventureswww.oatv.comSilicon ValleyVCInformation TechnologyCommunications & NetworkingEnergy & Clean TechSeedEarlyO'Reilly AlphaTech Ventures (OATV) was formed in partnership with O'Reilly Media to make seed and early-stage investments in companies founded by technology innovators. Founded 1978, O'Reilly Media spreads the knowledge of innovators through its books, online services, magazine, and conferences. Current trends the firm is focusing on include: Personal fabrication and the coming manufacturing revolution; Bionic software which harnesses the collective intelligence of its users; Location-aware services; Open data and personal data management; the convergence of real and virtual worlds; Renewable power and clean technology; Peer-to-Peer applications and infrastructure; Sensor networks; and Mobility and telephony applications. The firm tends to favor larger seed rounds between $500K and $1M and reserves an additional $3M for each investment.

1 Lombard St., Suite 303San FranciscoCA94111415-693-0200

Portfolio companies include:Parakeyhttp://en.wikipedia.org/wiki/Parakeyfoursquarehttps://foursquare.com/Chumbyhttp://www.chumby.com/Grouplyhttp://www.grouply.com/Tripithttp://www.tripit.com/Acquiahttp://www.acquia.com/Ameehttp://www.amee.com/Betabrandhttp://www.betabrand.com/Bitlyhttp://bitly.com/Bloomhttp://www.shopbloom.com/Chartbeathttp://chartbeat.com/Codecademyhttp://www.codecademy.com/Devverhttp://devver.net/Fast.lyhttp://www.fast.lu/Fidelishttp://www.fideliscare.org/Fitnesskeeperhttp://runkeeper.com/Gamelayershttp://gamelayers.com/Good Datahttp://www.gooddata.com/Jirafehttp://jirafe.com/Openxhttp://www.openx.com/Path Intelligencehttp://www.pathintelligence.com/Seeclickfixhttp://www.seeclickfix.com/Wesabehttps://www.wesabe.com/Tripithttp://www.tripit.com/Sweetlabs http://sweetlabs.com/Strobe Corp.http://gigaom.com/2011/11/08/facebook-acquires-strobe-sproutcore/Get Satisfactionhttp://getsatisfaction.com/Localdirthttp://www.localdirt.com/Soniclivinghttp://sonicliving.com/LearnZillionhttp://learnzillion.com/Misfit Wearableshttp://misfitwearables.com/Sherpaahttps://www.sherpaa.com/SonicLivinghttp://sonicliving.com/Instructableshttp://www.instructables.com/Artists Wantedhttp://www.see.me/3D Roboticshttp://store.diydrones.com/Investment Team:Bryce T. Roberts, Managing Directorbryce@oatv.comMark P. Jacobsen, Managing Directormark@oatv.comOak Hill Capital Management, LLCwww.oakhillcapital.comSilicon ValleyVCPEInformation TechnologyCommunications & NetworkingMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialFinancial ServicesRetail & RestaurantEarlyMiddle MarketOak Hill Capital Partners is a private equity firm with more than $8 billion of committed capital from leading entrepreneurs, endowments, foundations, corporations, pension funds and global financial institutions. Robert M. Bass is the lead investor. Oak Hill Capital Partners is one of several separate Oak Hill partnerships, each of which has a dedicated and independent management team. These Oak Hill partnerships comprise more than $25 billion of investment capital across multiple asset classes, including private equity, special situations, high yield and bank debt, venture capital, real assets, public equity and hedge funds. During a period of over 20 years, the professionals at Oak Hill Capital Partners have invested in more than 60 significant private equity transactions. Oak Hill Capital invests primarily in middle-market companies across broad segments of the U.S. economy, which the firm organizes into six sectors: Basic Industries, Business and Financial Services, Consumer Retail and Distribution, Healthcare, Media and Telecom, and Technology.

2775 Sand Hill Road, Suite 220Menlo ParkCA94025650-234-0500

Portfolio companies include:Cincinnatti Bellhttp://cincinnatibell.com/Duane Readehttp://duanereade.com/eGain Communicationshttp://www.egain.com/Exl Serviceshttp://exlservice.com/Abilityhttp://dictionary.reference.com/browse/abilityAccentCarehttp://www.accentcare.com/Align Technologyhttp://www.aligntech.com/American Savings Bankhttp://www.asbhawaii.com/American Skiing Companyhttp://en.wikipedia.org/wiki/American_Skiing_CompanyAnchor Media Investorshttp://www.corporationwiki.com/Texas/Fort-Worth/anchor-media-kovr-partners-l-p/29569891.aspxAriel Holdingshttp://www.arielredev.com/arielholdings/Atlantic Broadband Grouphttp://atlanticbb.com/Avolon Aerospacehttp://www.avolon.aero/Bell + Howell Companyhttp://www.bellhowell.com/Blackboardhttp://www.blackboard.com/Butler Schein Animal Healthhttp://butlerschein.com/Caribbean Restaurantshttp://www.caribbeanmag.com/search/restaurants/Financial Engineshttp://www.financialengines.com/Firth Rixsonhttp://www.firthrixson.com/GATX Logisticshttp://www.gatx.com/wps/wcm/connect/GATX/GATX_SITE/HomeGenpacthttp://www.genpact.com/home.aspxHillman Grouphttp://hillmangroup.com/Intermedia.nethttp://www.intermedia.net/IPWirelesshttp://www.ipwireless.com/Jacobson Companieshttp://www.jacobsonco.com/Local TVhttp://www.tvguide.com/Listings/MeriStar Investment Partnershttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30195676Metrikahttp://www.a1cnow.com/Monsoon Commercehttp://www.monsooncommerce.com/NSA Internationlhttp://nsa-international.com/OH Aircraft Acquistionhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=44001719Oversee.nethttp://www.oversee.net/Primus Internationalhttp://primusint.com/Progressive Moulded Productshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=23020860RSChttp://www.rscrental.com/Security Networkshttp://www.securitynetworks.net/index.htmlSouthern Air Holdingshttp://www.southernair.com/SVTC Technologieshttp://www.svtc.com/SWS Grouphttp://swst.com/Telecity Grouphttp://www.telecitygroup.com/The Container Storehttp://www.containerstore.com/TravelCenters of Americahttp://www.tatravelcenters.com/Vantage Oncologyhttp://www.vantageoncology.com/Vertex Data Sciencehttp://www.vertexgroup.com/ViaWesthttp://www.viawest.com/WideOpenWesthttp://www.wowway.com/Williams Scotsmanhttp://www.willscot.com/Wometco Cablehttp://en.wikipedia.org/wiki/Wometco_EnterprisesInvestment Team:J. Taylor Crandall, Managing Partnertcrandall@oakhillcapital.comSteven B. Gruber, Managing Partnersgruber@oakhillcapital.comDenis J. Nayden, Managing Partnerdnayden@oakhillcapital.comMark A. Wolfson, Senior Advisormwolfson@oakhillcapital.comOak Investment Partnershttp://www.oakvc.com/Silicon ValleyVCInformation TechnologyCommunications & NetworkingMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialFinancial ServicesRetail & RestaurantSeedEarlyGrowthExpansionFounded in 1978, Oak Investment Partners is a growth-oriented private equity firm with a total of $9 billion in committed capital. The firm is stage-independent, and investments are primarily focused on growth opportunities in clean energy, communications, information technology, internet new media, financial services information technology, healthcare services and consumer retail. In total, Oak has funded more than 500 companies. Oak's average investment size for later-stage and special situation opportunities is between $25 million and $150 million, while early stage investments range between $10 million and $25 million. The current financial and economic conditions present an unusually attractive environment for Oak XIII. The combination of a prolonged closing of the IPO markets and the retrenchment of hedge funds and LBO firms away from financing private growth companies has created a shortage of financial alternatives for world-class growth ventures. Oak XIII will be a beneficiary of this funding dislocation, becoming one of the few top-quality investors for high growth, global technology companies requiring $25 - $150 million equity infusion within its target domains. Oak typically seeks ownership levels of 20% in its portfolio companies. The firm also maintains offices in Westport, CT and Minneapolis.

525 University Avenue, Suite 1300 Palo AltoCA94301650-614-3700650-328-6345

Portfolio companies include:Media Metrixhttp://www.comscore.com/QPasshttp://en.wikipedia.org/wiki/QpassInktomi Corporationhttp://en.wikipedia.org/wiki/InktomiKnowledge Networkshttp://members.knowledgenetworks.com/2Wirehttp://www.2wire.com/Aavid Thermalhttp://www.aavidthermalloy.com/Acculynkhttp://acculynk.com/Actelhttp://www.actel.com/Adkeeperhttp://www.adkeeper.com/Agile Networkshttp://www.agile-network.com/Airgo Networkshttp://en.wikipedia.org/wiki/Airgo_NetworksAirspan Networkshttp://airspan.com/Allos Therapeuticshttp://www.allos.com/Allyes Infomration Technologyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=816565American Esoteric Laboratorieshttp://ael.com/aQuantivehttp://advertising.microsoft.com/aquantiveArgus Information & Advisory Serviceshttp://www.argusinformation.com/Aspect Softwarehttp://www.aspect.com/Pages/default.aspxathenahealthhttp://www.athenahealth.com/Auror Algaehttp://www.aurorainc.com/AVECOR Cardiovascularhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=317249Avici Systemshttp://www.avicisystems.com/Baja Fresh Mexican Grillehttp://bajafresh.com/Benefitfocushttp://www.benefitfocus.com/Bleacher Reporthttp://bleacherreport.com/Bonds.com Grouphttp://www.bonds.com/Boston-Powerhttp://www.boston-power.com/Campus Pipelinehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=90255Captura Softwarehttp://www.brothersoft.com/captura-17571.htmlCardiac Pathwayshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26079CareMedic Systemshttp://www.caremedic.com/Caribou Coffee Companyhttp://www.cariboucoffee.com/Castlight Healthhttp://www.castlighthealth.com/CBORD Grouphttp://www.cbord.com/Cedar Grove Investmentshttp://cedargroveinv.com/Celesticahttp://www.celestica.com/Home/Home.aspxCentric Softwarehttp://www.centricsoftware.com/Home.aspxCephalonhttp://www.cephalon.com/Chamatehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=31137980Cheddar's Casual Cafehttp://www.cheddars.com/CLARiENThttp://www.clarientinc.com/Cobalt Grouphttp://cobaltgroup.com/Cogent Communicationshttp://en.wikipedia.org/wiki/Cogent_CommunicationsCollaberahttp://www.collabera.com/CommQuest Technologieshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=26764CommVerge Solutionshttp://www.commverge.com/Compaqhttp://www.compaq.com/country/index.htmlCoreTekhttp://www.coretek.us/Dallas Semiconductorhttp://www.maxim-ic.com/Demand Mediahttp://www.demandmedia.com/Diamond Lane Communicationhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=27554Dick's Sporting Goodshttp://www.dickssportinggoods.com/home/index.jspDSL.nethttp://www.dsl.com/Endwavehttp://www.gigoptix.com/Entropic Research Laboratoryhttp://www.entropic.com/Epic Media Grouphttp://www.epicdirectnetwork.com/EquaTerrahttp://www.equaterra.com/Home-6.htmleSolarhttp://www.esolar.com/Esperion Therapeuticshttp://www.esperion.com/Esprit Pharmahttp://www.domainvc.com/PDF/Esprit_Acquisition.pdfExodus Communicationshttp://en.wikipedia.org/wiki/Exodus_CommunicationsFastclickhttp://www.valueclickmedia.com/Federated Media Publishinghttp://www.federatedmedia.net/FiberTowerhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?ticker=FTWR:USFirstRainhttp://www.firstrain.com/FRShttp://www.frs.com/Gazillionhttp://www.gazillion.com/GENBANDhttp://www.genband.com/Genzymehttp://genzyme.com/Geotrace Technologieshttp://www.geotrace.com/Good Technologyhttp://good.com/GreenVoltshttp://www.greenvolts.com/news-and-events/greenvolts-partners-independent-solar-developers-provide-solar-agricultureiHealth Technologieshttp://www.ihealthtechnologies.com/Illustrahttp://illustramedia.com/iTouch PLChttp://www.tpn.co.uk/itouch.htmJamba Juice Companyhttp://www.answers.com/topic/jamba-juice-companyHuffingtonPost.comhttp://www.huffingtonpost.com/Harbor Paymentshttp://www.harborpayments.com/MyLife.comhttp://www.mylife.com/Moxiehttp://en.wikipedia.org/wiki/MoxieNextG Networkshttp://nextgnetworks.net/Netopiahttp://netopia.com/index_en.jspNanoH2Ohttp://www.nanoh2o.com/Lingtuhttp://www.lingtu.com/LoopNethttp://www.loopnet.com/lucy activewearhttp://www.lucy.com/PulsePointhttp://www.pulsepoint.com/Protean Electrichttp://www.proteanelectric.com/PayFlex Systems USAhttp://www.payflex.com/Parlanohttp://www.microsoft.com/Presspass/press/2007/aug07/08-29ParlanoPR.mspxOffice Depothttp://www.officedepot.com/One Medical/1Lifehttp://1life.com/Sports GGhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=32319035Sprint Tidehttp://en.wikipedia.org/wiki/TideSutherland Global Serviceshttp://www.sutherlandglobal.com/MobiTvhttp://www.mobitv.com/Mojixhttp://www.mojix.com/Movik Networkshttp://www.movik.com/Potbelly Sandiwchhttp://www.potbelly.com/Razorgatorhttp://www.razorgator.com/Revolution Foodshttp://revfoods.com/SunSun Lightinghttp://www.sunsunlighting.com/products.htmlInvestment Team:Bandel Carano, Managing Partnerbandel@oakvc.comFred Harman, Managing Partnerfred@oakvc.comEd Glassmeyer, Managing Partnered@oakvc.comAnn Lamont, Managing Partnerannie@oakvc.comAndrew Adams, General Partnerandrew@oakvc.comIfty Ahmed, General Partnerifty@oakvc.comGrace Ames, General Partner and COOgrace@oakvc.comJerry Gallagher, General Partnerjerry@oakvc.comRen Riley, General Partnerren@oakvc.comObvious Corporationhttps://medium.com/obviousSilicon ValleyISoftware & InternetMedia & Digital MediaSeedFounded 2006, Obvious Corporation is an incubator founded by Biz Stone, Ev Williams and early Twitter employee Jason Goldman. Initially, Twitter grew within the startup incubator called Obvious Corp. before the service was spun off. The Obvious Corporation is dedicated to developing systems that help people work together to improve the world.

164 South Park StreetSan FranciscoCA94107415-285-4255

Portfolio companies include:Karmahttp://en.wikipedia.org/wiki/KarmaBranchhttp://www.branch.com/Lift Worldwidehttp://www.crunchbase.com/company/lift-worldwideBeyondhttp://www.beyond.com/Neighborlandhttp://neighborland.com/Trazzlerhttp://openplac.es/Investment Team:Isaac (Biz) Stone, Founding PartnerEvan Williams, Founding PartnerSusan Wu, PartnerJason Goldman, Founding PartnerOctane Capital Management, LLCwww.octanecapital.comSilicon ValleyVCInformation TechnologyGrowthExpansionOctane Capital Management is a crossover firm founded by executives from Amerindo Investment Advisors, Goldman Sachs, Tiger Asset Management and Capital Research. The firm's Octane Capital Fund I invests in later-stage private companies and newly public companies in the information technology sector.

800 West El Camino Real #180Mountain ViewCA94040650-316-3663650-316-3667

Portfolio companies include:Novera Opticshttp://www.noveraoptics.com/diCartahttp://www.emptoris.com/PeopleSupporthttp://peoplesupport.com/Investment Team:Emeric J. McDonald, Founder and Principalemeric@octanecapital.comOlympus Business Creation Americahttp://www.olympusbca.com/Silicon ValleyVCInformation TechnologyLife Sciences & HealthcareEarlyFormerly known as ITX International Holdings, Olympus Business Creation America (OBCA) is the U.S. venture investment and business development vehicle of Olympus Group, which was founded in 1919 and has offices in Japan, China, and Vietnam. The firm provides capital infusion, management support, and business development support to leading technology venture companies seeking to globalize into the international market.

700 E. El Camino Real, Suite 200Mountain ViewCA94040650-210-8691650-210-8698

Portfolio companies include:Fluid Medicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=29622298Rubicor Medicalhttp://www.rubicor.com/FibroGenhttp://www.fibrogen.com/Bioabsorbable Therapeuticshttp://www.bioabsorbabletx.com/EndoVxhttp://www.endovx.com/Heart Leaflet Technologieshttp://clinicaltrials.gov/ct2/show/NCT00710775Novacepthttp://novacept.com/Agito Networkshttp://www.shoretel.com/solutions/enterprise_mobilityExanethttp://www.exanet.com/Ambarellahttp://www.ambarella.com/AMPHUShttp://amphus.com/Exanethttp://www.exanet.com/GCT Semiconductorhttp://www.gctsemi.com/IP Infusionhttp://www.ipinfusion.com/Nomadixhttp://www.nomadix.com/UIEvolutionhttp://www.uievolution.com/Vernier Networkshttp://www.vernier.com/Cardiovascular Systemshttp://csi360.com/Omeroshttp://www.omeros.com/Altasenshttp://www.altasens.com/AMIMONhttp://www.amimon.com/Investment Team:N/AOmidyar Network, LLCwww.omidyar.netSilicon ValleyFIInformation TechnologySeedEarlyGrowthExpansionOmidyar Network is a mission-based investment group committed to fostering individual self-empowerment on a global scale. Established in June 2004 by Pierre and Pam Omidyar, the Network derives its focus and values from Pierre's experience as founder of eBay. Omidyar's efforts are organized around two investment initiatives-Access to Capital; and Media, Markets and Transparency. Through the first, Access to Capital, the Network works to create economic opportunity for people in emerging markets. By opening new doors to financial services and property rights, Omidyar's helping to foster entrepreneurial behavior, economic activity, and job creation. Specifically, the Network focuses on: Microfinance-extending access to high-quality, affordable financial services to the poor; Small-to-medium enterprise (SME)-fueling growth in small-to-medium enterprises by supporting the financial services and other infrastructure that serve them; Emerging market ventures-investing in high-growth entrepreneurs that provide low-cost products and services to underserved populations; and Property rights-promoting security, identity, and wealth by helping people establish and formalize property rights. Omidyar looks to make investments greater than $1 million.

1991 Broadway, Suite 200Redwood CityCA94063650-482-2500650-482-2525

Portfolio companies include:Socialtexthttp://www.socialtext.com/Ashokahttp://www.ashoka.org/CellBazaarhttp://cellbazaar.com/web/Digghttp://digg.com/Kivahttp://www.kiva.org/Frontline SMShttp://www.frontlinesms.com/mySocietyhttp://www.mysociety.org/WITNESShttp://www.witness.org/SeaChangehttp://www.schange.com/PeerToPatenthttp://peertopatent.org/Bridgestarhttp://www.bridgestar.org/Home.aspxKaBOOM!http://kaboom.org/Virgin Moneyhttp://www.virginmoney.com/worldwide/Prosperhttp://www.prosper.com/Landseahttp://landnsea.com/International Land Coalitionhttp://www.landcoalition.org/Institute for Liberty and Democracyhttp://www.ild.org.pe/Foundation for Ecological Securityhttp://fes.org.in/Tree Househttp://www.thetreehouseguide.com/Teach for Indiahttp://www.teachforindia.org/SONG Growth Companyhttp://www.omidyar.com/portfolio/song-growth-companyLiving Goodshttp://livinggoods.org/Endeavorhttp://www.endeavor.org/d.light designhttp://dlightdesign.com/home_global.phpBridge Interantional Academieshttp://bridgeinternationalacademies.com/Bridge/Home.htmlAspiring Mindshttp://www.aspiringminds.in/Ashokahttp://www.ashoka.org/African Leadership Academyhttp://www.africanleadershipacademy.org/Enough is Enough Nigeriahttp://eienigeria.org/FrontlineSMShttp://www.frontlinesms.com/Mideast Youthhttp://www.mideastyouth.com/New Citizenhttp://www.newcitizen.us/NewsTrusthttp://newstrust.net/Open Knowledge Foundationhttp://okfn.org/SeeClickFixhttp://www.seeclickfix.com/The XYZ Showhttp://www.xyzshow.com/Herdicthttp://www.herdict.org/web/Global Voiceshttp://globalvoicesonline.org/FrontlineSMShttp://www.frontlinesms.com/Common Sense Mediahttp://www.commonsensemedia.org/CouchSurfinghttp://www.couchsurfing.org/Creative Commonshttp://creativecommons.org/Lenddohttps://www.lenddo.com/DonorsChoose.orghttp://www.donorschoose.org/FM Publishign GlobalGivinghttp://www.omidyar.com/portfolio/globalgivingGuidestarhttp://www2.guidestar.org/Jumohttp://www.jumo.com/Meetuphttp://www.meetup.com/Socialtexthttp://www.socialtext.com/Versehttp://www.verseinnovation.com/Wikia Wikimedia Foundationhttp://wikimediafoundation.org/wiki/HomeBalkan Financial Sector Equity Fundhttp://dfe-partners.com/BlueOrchardhttp://www.blueorchard.com/jahia/Boulder Institute of Microfinancehttp://bouldermicrofinance.org/BRAChttp://www.brac.net/Elevar Equityhttp://elevarequity.com/Kivahttp://www.kiva.org/LeapFrog Investmentshttp://leapfroginvest.com/Mangohttps://www.mangomoney.com/MFX Solutionshttp://www.mfxsolutions.com/MicroVesthttp://www.microvestfund.com/MicroSavehttp://www.microsave.org/Sa-Dhanhttp://sa-dhan.net/SEEP Networkhttp://www.seepnetwork.org/Cignifihttp://www.cignifi.com/Investment Team:Pierre Omidyar, Co-Founder and Founding PartnerPam Omidyar, Co-FounderMike Mohr, Board MemberMatt Bannick, Managing Partnermbannick@omidyar.netSal Giambanco, PartnerONSET Ventureswww.onset.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareEarlyFounded in 1984, ONSET invests primarily in early-stage companies. With over $1 billion under management, ONSET Ventures invests in business to business markets in information technology and medical technology. Initial investments range from several thousand dollars to $5 million, with total investments ranging from $8 to $12 million. ONSET invests primarily in companies near its office in Northern California. The firm focuses its investments in business-to-business markets in the following information and medical technology segments: enterprise applications and infrastructure software, communications and networking, and medical technology.

2490 Sand Hill RoadMenlo ParkCA94025650-529-0700 650-529-0777

Portfolio companies include:NetSeerhttp://netseer.com/Neuroneticshttp://www.neuronetics.com/Relevanthttp://dictionary.reference.com/browse/relevantClariPhyhttp://www.clariphy.com/Arcothttp://www.ca.com/us/multifactor-authentication.aspxAccelerated Networkshttp://www.ansdenver.com/Access Closurehttp://www.accessclosure.com/Adaptive Planninghttp://www.adaptiveplanning.com/index.phpAdaramediahttp://www.adaramedia.com/AlteonWebSystemshttp://en.wikipedia.org/wiki/Alteon_WebSystemsAneuRxhttp://www.reyeslaw.com/dangerous-drugs/aneurx.aspAPXhttp://www.apx.com/Conceptushttp://www.conceptus.com/Corvitahttp://www.webmd.com/drugs/drug-152413-Corvita+150+Oral.aspx?drugid=152413&drugname=Corvita+150+OralCuron Medicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=27010CytoPherxhttp://www.cytopherx.com/Eloquenthttp://www.opentext.com/2/global/products/products-opentext-eloquent-media-serverEmbolic Protectionhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=123949Endocardial Solutionshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28072Endotexhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28077Ensimhttp://www.ensim.com/EnteroMedicshttp://www.enteromedics.com/Euphonixhttp://www.avid.com/US/resources/Euphonix-OrientationGlimmerGlasshttp://www.glimmerglass.org/Gale Technologieshttp://www.galetechnologies.com/Gadzoox Networkshttp://www.broadcom.com/press/release.php?id=387449Flexuspinehttp://flexuspine.com/Hotspur Technologieshttp://www.hotspur-inc.com/Invariumhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capid=13579307Nektarhttp://www.nektar.com/Packeteerhttp://www.packeteer.com/Obopayhttps://www.obopay.com/index.phpNovasys Medicalhttp://www.novasysmedical.com/Panceterahttp://pancetera.com/Penedermhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=11211797Placecasthttp://placecast.net/index.htmlPresidio Systemshttp://presidiosystemsinc.com/SS8http://www.ss8.com/Sadra Medicalhttp://sadramedical.com/Securenthttp://en.wikipedia.org/wiki/SecurentSentillahttp://www.sentilla.com/Spinal Conceptshttp://www.spinal-concepts.com/Trilogyhttp://www.trilogy.com/TruVisohttp://www.truviso.com/Vidderhttp://www.vidder.com/Vertos Medicalhttp://vertosmed.com/Valeritashttp://www.valeritas.com/index.shtmlUptakeMedicalhttp://www.uptakemedical.com/Xmobbhttp://www.xmobb.com/VisionCarehttp://www.visioncareinc.net/Vindiciahttp://www.vindicia.com/Baronovahttp://baronova.com/Buysighthttp://www.buysight.com/Callidus Softwarehttp://www.calliduscloud.com/Cloud Cruiserhttp://cloudcruiser.com/Gridstorehttp://www.gridstore.com/Packeteerhttp://www.packeteer.com/Investment Team:Leslie Bottorff, Partnerleslie@onset.comShomit Ghose, Partnershomit@onset.comRobert F. Kuhling, Jr., Partnerrob@onset.comTerry L. Opdendyk, Partnerterry@onset.comSteve LaPorte, Venture Partnerslaporte@onset.comStephen Bernardez, Principalstephen@onset.comCorinne Bright, Prinicpalcorinne@onset.comRaman Khanna, Partnerraman@onset.comDavid Lane, Partnerlane@onset.comJohn Ryan, Partnerjohn@onset.comRick Schell, Venture Partnerrick@onset.comOpus Capitalhttp://www.opuscapitalventures.com/Silicon ValleyVCPEInformation TechnologySeedEarlyMiddle MarketOpus Capital manages more than $1 billion in committed capital including prior Weiss, Peck & Greer Venture Partners Funds. Since 1971, Opus Capital's predecessor funds have invested in more than 350 companies spanning multiple industries. The firm pursues seed and Series A technology companies as well as established companies. For later stage firms, Opus Capital's investment criteria are profitable service companies with revenues in the range of $75 million to $250 million. Since May 2006, the firm has been investing their most recent fund Opus V, a $280 million fund.

2730 Sand Hill Road, Suite 150Menlo ParkCA94025650-543-2900650-561-9570

Portfolio companies include:C-nariohttp://www.c-nario.com/Eye-Fihttp://www.eye.fi/Sisensehttp://www.sisense.com/GainSpanhttp://gainspan.com/AlertEnterprisehttp://www.alertenterprise.com/Arrayenthttp://arrayent.com/ChallengePosthttp://challengepost.com/Clarizenhttp://www.clarizen.com/Crittercismhttp://www.crittercism.com/Dome9http://www.dome9.com/FreeMoneehttp://freemonee.com/GainSpanhttp://gainspan.com/Jivoxhttp://www.jivox.com/Payfonehttp://www.payfone.com/Sequent Softwarehttp://www.sequentsw.com/Sisensehttp://www.sisense.com/SolarEdgehttp://www.solaredge.com/Space-Time Insighthttp://www.spacetimeinsight.com/SpiderCloud Wirelesshttp://spidercloud.com/Touchstone Semiconductorhttp://touchstonesemi.com/TrustedIDhttps://www.trustedid.com/TuneCorehttp://www.tunecore.com/Wanovahttp://wanova.com/AdMobiushttp://www.admobius.com/Panzurahttp://www.panzura.com/Investment Team:Dan Avida, General Partnerdan@opuscapital.comGill Cogan, General Partnergill@opuscapital.comBob Borchers, General Partnerbob@opuscapital.comCarl Showalter, General Partnercarl@opuscapital.comSerge Plotkin, Venture Partnerserge@opuscapital.comORIX Venture Financehttp://orixventures.com/Silicon ValleyVDInformation TechnologyGrowthExpansionORIX Venture Finance provides enterprise financing to mid- and late-stage venture capital-backed companies via acquisition financing, expansion capital and working capital term loans and credit lines. Over the past six years, ORIX Venture Finance has committed over $1 billion in capital - to more than 100 growth companies. ORIX Finance is a principal lender backed by the proprietary capital of ORIX Corporation (NYSE: IX). The firm provides financing at all levels of the capital structure in support of growth, change of control, acquisitions, refinancing and related initiatives. In addition, ORIX Finance manages a portfolio of high-yield bonds, leveraged loans and other publicly traded securities. ORIX Venture Finance can provide up to $50MM in capital per transaction. ORIX targets mid- to late-stage companies with an established customer base and run-rate revenues of $10MM or greater, domiciled in North America, Europe or Israel.

300 Hamilton Avenue Suite 400Palo AltoCA94301650-352-5000

Portfolio companies include:SkyBitzhttp://www.skybitz.com/Telekenexhttp://www.telekenex.com/Verdasyshttp://www.verdasys.com/careers.phpBroadsofthttp://www.broadsoft.com/Cadenthttp://www.cadent.biz/Cooking.comhttp://www.cooking.com/Empathicahttp://www.empathica.com/Fuhu Inchttp://www.fuhu.com/en/Quenchhttp://www.quenchonline.com/Angie's Listhttp://www.angieslist.com/SugarSynchttps://www.sugarsync.com/Investment Team:Michael David, Managing Directormichael.david@orix.comRon Kundich, PrincipalLeon Han, Associate DirectorCharles Chen, AssociateOsprey Ventureswww.ospreyventures.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorExpansionOsprey Ventures invests primarily in expansion-stage companies in the business and consumer technology areas, specifically software, semiconductor, and communications niches that are rapidly growing or clearly consolidating, and where niche dominance is still being contested. Osprey seeks opportunities that can generate average returns greater than 3x the fund's investment (if expansion-stage private), and greater than 8x the fund's investment in early-stage companies.

502 Waverley StreetPalo AltoCA94301650-473-9025

Portfolio companies include:Appshophttp://appshop.info/Beyond.comhttp://www.beyond.com/BlueStar Solutionshttp://bluestarcs.com/Cybergoldhttp://www.martech-intl.com/best2/cybergold.htmEpicentrichttp://en.wikipedia.org/wiki/EpicentricEllie Maehttp://www.elliemae.com/Wine.comhttp://www.wine.com/Evolutionary Technologies Internationalhttp://www.eti.com/KnowNowhttp://venturebeat.com/2008/05/19/knownow-winds-down-rss-for-enterprise-not-as-easy-as-it-looks/Lara Networkshttp://www.laranetworks.com/NetformXhttp://www.netformx.com/Panopticon/Kana Softwarehttp://www.kana.com/PeopleLinkhttp://www.peoplelinkstaffing.com/PrimeWire Financial Grouphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=1010347Qivahttp://qivaonline.com/Syntricityhttp://www.syntricity.com/homeTradechttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=433605Virtelahttp://www.virtela.net/Atrua Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=3132756Investment Team:David Stastny, Managing Directordave@ospreyventures.comOtter Capital, LLCwww.ottercapital.comSilicon ValleyVCInformation TechnologyEarlyOtter Capital makes equity investments in companies that have good growth prospects, substantial competitive advantages and barriers to entry, and the current or future ability to generate significant cash returns on the capital deployed in the business. Otter Capital was founded by John Pasquesi, formerly a Managing Director and member of the Executive Committee of Hellman & Friedman, LLC, a private equity investment firm.

755 Page Mill Road, Suite A200Palo AltoCA94304650-493-5263

Portfolio companies include:Arena Solutionshttp://www.arenasolutions.com/Agraquesthttp://www.agraquest.com/Overstock.comhttp://www.overstock.com/Arch Capital Grouphttp://archcapgroup.com/Decimalwww.theonline401k.comEquity Risk Partnershttp://www.equityrisk.com/GLMXhttp://greatlakesmotocross.com/Inguranwww.sexingtechologies.comNorlhttp://www.norl.freephpnuke.org/WSA Global Holdingshttp://www.wsashow.com/Investment Team:John Pasquesi, FounderOutlook Ventureswww.outlookventures.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSeedEarlyGrowthEstablished in 1996, Outlook Ventures has $225 million under management and actively invests in early and growth stage, next-generation software companies in the Western U.S. Outlook's strategy is to be the first institutional investor in software businesses including Communications and Enterprise Applications and Software Infrastructure. The firm's typical initial seed stage investment is $1 to $3 million. Outlook's initial growth stage investment is typically $3 to $4 million. The firm reserves roughly 60% of its fund for participation in follow-on rounds such that its total investment in each company is typically $3 to $10 million. Portfolio businesses should be pursuing an emerging opportunity that has the potential to become at least a $1 billion industry. The firm's most recent fund, Outlook Fund III, is a $140 million fund.

3000F Danville Boulevard, Suite 110AlamoCA94507415-547-0000

Portfolio companies include:Digital Chocolatehttp://www.digitalchocolate.com/Impulse Networkhttp://www.impulsenetworks.com/Kinectahttps://kinecta.org/active.comhttp://www.active.com/ClairMailhttp://www.clairmail.com/echopasshttp://www.echopass.com/loyalty labhttp://www.loyaltylab.com/m/default.aspxnSitehttp://nsiteinc.com/Reply.comhttp://www.reply.com/Toolwirehttp://www.toolwire.com/Vantoshttp://www.vantos.com/Xactlyhttp://www.xactlycorp.com/Reply.comhttp://www.reply.com/Investment Team:Carl Nichols, Managing Directorcarl@outlookventures.comRandy Haykin, Managing Directorrandy@outlookventures.comCindy Padnos, Directorcindy@outlookventures.comMargot Giusti, Finance & AdministrationEncore Consumer Capitalwww.encoreconsumercapital.comSilicon ValleyVCPEBusiness ServicesConsumer ProductsMiddle MarketEncore Consumer Capital is an innovative private equity firm built specifically to help consumer products companies grow. Encore targets companies with revenue of $10 million - $100 million making investments of $5 million to $30 million. Representative target sectors include: Food & Beverage (Organic/natural, Functional, Ethnic, Frozen desserts, Foodservice manufacturer, Value-added seafood); Health and Beauty Care (Skincare, Hair care, Color cosmetics, Nail care); Pet Food and Pet Products (Food & treats, Toys & accessories); Direct Selling (Multi-level marketing, Companies that sell through home shopping channels); Automotive Aftermarket (Supplies, Accessories, Automotive care products); Infant and Children's Products (Toys & soft goods, Accessories); Sporting Goods and Outdoor Products; Household Products; and Environmental and Sustainable Products. Encore invests in companies that generate the majority of their revenue in North America. The firm does not consider restaurants nor retail.

111 Pine Street, Suite 1825San FranciscoCA94111415-296-9850415-296-9075

Portfolio companies include:Juice Tymehttp://www.juicetyme.com/PhillySwirlhttp://www.phillyswirl.com/Tartehttp://tartecosmetics.com/Zukeshttp://www.zukes.com/Aidells Sausage Companyhttp://www.aidells.com/Canadian Covehttp://canadiancove.com/Ciao Bella Gelatohttp://ciaobellagelato.com/Isopurehttp://www.isopureplus.com/MyChellehttp://www.mychelle.com/About-UsFresh Produce Serviceshttp://www.mahindra.com/What-We-Do/Agribusiness/Services/Fresh-Produce-ServicesCalifornia Splendorhttp://www.manta.com/c/mm72g30/california-splendor-incInvestment Team:Robert Brown, Co-Founder and Managing Directorrobert@encoreconsumercapital.comGary Smith, Managing Director and Founderscott@encoreconsumercapital.comKevin Murphy, Directorkevin@encoreconsumercapital.comBill Shen, Vice Presidentbill@encoreconsumercapital.comScott Sellers, Co-Founder and Managing Directorscott@encoreconsumercapital.comKevin Murphy, Directorkevin@encoreconsumercapital.comKisen Nathu, Vice President, 415-230-7785kisen@encoreconsumercapital.comRock Healthhttp://rockhealth.comSilicon ValleyISoftware & InternetLife Sciences & HealthcareSeedEarlyRock Health is an accelerator for startups specializing in health-related apps. According to published report, Kleiner Perkins Caufield & Byers is joining Rock Health's existing partners Mohr Davidow Ventures, Aberdare Ventures, and the Mayo Clinic to provide $100,000 of investment for each startup that graduates out of the next Rock Health class (the 35 total startups that have launched out of Rock Health's three previous classes each received $20,000 in funding.) Rock Health is opening up the three-week application period for its fourth class.

615 Grant Avenue, Third FloorSan FranciscoCA94108

Portfolio companies include:Beam Toothbrushhttp://beamtoothbrush.com/BenefitsMehttp://www.mcdonalds.com/us/en/careers/benefits.htmlClinicasthttp://clinicast.net/Eligiblehttp://dictionary.reference.com/browse/eligibleKitCheckhttp://kitcheck.com/LabDoorhttp://www.labdoor.com/Mango Healthhttp://www.mangohealth.com/Moxe Healthhttp://www.moxehealth.com/Open Placementhttp://www.modelmanagement.com/agency/open-placement/SuperbetterLabshttp://superbetterlabs.com/Wellframehttp://www.wellfra.me/Wellohttp://wellowater.org/Investment Team:Halle Tecco, Co-Founder & CEOhalle@rockhealth.orgSarah Pollet, COONate Gross MD, Co-Founder & Medical DirectorDana Rosenberg, Director of Business Development & Partnershipsdana@rockhealth.orgClare Wylie, Education DirectorValar Ventureswww.valarventures.comSilicon ValleyVCInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyValar Ventures is a global venture capital firm backed by Peter Thiel. Based in San Francisco, Valar invests exclusively in companies outside of the United States. Valar believes that over the next decade an increasing number of transformative technology companies will be started outside of the U.S., and that the founders of those companies will benefit from having a U.S. partner that understands their unique challenges and opportunities and can help them access U.S. networks.

c/o Thiel CapitalOne Letterman Drive, Building C, Suite 400San FranciscoCA94129

Portfolio companies include:Xerohttp://www.xero.com/Oppahttp://www.urbandictionary.com/define.php?term=oppaCanopy Labshttp://www.canopylabs.com/Descomplicahttp://www.descomplica.com.br/Granifyhttp://granify.com/ShopLockethttps://www.shoplocket.com/ScriptRockhttps://www.scriptrock.com/Booktrackhttp://booktrack.com/Investment Team:Peter Thiel, PartnerAndrew McCormack, PartnerJames Fitzgerald, PartnerGlenbrook Consumer Partnerswww.glenbrookconsumer.comSilicon ValleyPEConsumer ProductsRetail & RestaurantMiddle MarketGlenbrook is a San Francisco-based investment firm focused exclusively on financing entrepreneurs building innovative, high growth consumer brands. Glenbrook makes equity investments of $10 million to $40 million in growth equity transactions and minority and majority recapitalizations. Glenbrook targets profitable branded consumer companies with revenues between $10 million and $100 million that have creative and passionate management teams with proven revenue momentum and significant long-term growth potential. The Glenbrook team has worked together at Rosewood Capital, a private equity firm founded in 1986 and focused on consumer growth equity investments, whose current and realized investments include Alternative Apparel, Anna's Linens, Clarisonic, Jamba Juice, Rent.com and Under Armour. Glenbrook is exclusively focused on the consumer sector targeting rapidly growing brands that innovate and lead consumer change, create new categories or disrupt existing categories; serve an emerging or underserved customer base or market; and/or employ a multi-channel distribution strategy. Primary sectors of interest include: Apparel and footwear, Beauty and personal care, Food and beverage, Household and consumer products, Outdoor and active lifestyles, Pet, and Services.

One Maritime Plaza, Suite 1575San FranciscoCA94111415-398-5207

Portfolio companies include:Alternative Apparelhttp://www.alternativeapparel.com/Anna's Linenshttp://www.annaslinens.com/Clarisonichttp://www.clarisonic.com/Jamba Juicehttp://www.jambajuice.com/Rent.comhttp://www.rent.com/Under Armourhttp://www.underarmour.com/Investment Team:Kyle Anderson, Partnerkyle@glenbrookconsumer.comPeter Breck, Partnerpeter@glenbrookconsumer.comTim Burke, Partnertim@glenbrookconsumer.comKevin Reilly, Partnerkevin@glenbrookconsumer.comTrevor Ashley, PrincipalJaime Hennessey, Associatejaime@glenbrookconsumer.comSanDisk Ventureswww.sandisk.com/about-sandisk/sandisk-venturesSilicon ValleyCVCInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareEarlyLaunched 2012, SanDisk Ventures mission is to invest in companies with promising technologies that expand the use of flash-based solutions. Over the next three years, SanDisk will be investing over $75 million in select early to mid-stage companies that demonstrate innovation enabling flash solutions and that possess strong intellectual property and management teams. By collaborating with SanDisk, these companies gain access to a broad product portfolio from a recognized leader in flash, world-class technical expertise, customer introductions and an expanded channel for their products and services. SanDisk Ventures invests across the spectrum of flash storage, supporting companies with solutions that enhance enterprise storage applications and benefit consumer users. In addition to hardware, the firm is interested in investing in innovative software that extends the value proposition of flash memory. Target investment areas include: Next generation memory, Flash-controllers, Enterprise storage systems, Storage virtualization, Cloud storage services and software, and Consumer-based wireless flash storage.

601 McCarthy BoulevardMilpitasCA95035

Portfolio companies include:WHIPTAILhttp://whiptail.com/Investment Team:Sumit Sadana, Executive Vice President and Chief Strategy OfficerRene Christian Hartner, Senior Director of Corporate Strategy and Business DevelopmentAlex Lam, Director of SanDisk VenturesAmir Fridman, Director Strategic MarketingPriyanka Kamat, Staff Business Development ManagerInnovation Endeavorshttp://innovationendeavors.comSilicon ValleyVCInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyFounded in 2010 by Google Chairman Eric Schmidt and Dror Berman, Innovation Endeavors is an early stage venture fund focused on advancing the world by providing high-impact entrepreneurs with the capital, coaching and network to build game-changing ventures. Innovation Endeavors has invested in more than 30 companies around the world in various industries. The fund also supports an in-house pre-team, pre-idea search fund grounded in the design thinking methodology. Innovation Endeavors is based in Palo Alto with an office in Tel Aviv.

575 High Street, Suite 400Palo AltoCA94301

(Mailing Address)555 Bryant St., #268Palo AltoCA94301Portfolio companies include:Treatfulhttps://www.treatful.com/FormLabshttp://formlabs.com/LumoBackhttp://lumoback.com/Mashapehttp://www.mashape.com/Oohilovehttp://www.huffingtonpost.com/michelle-madhok/is-oohilovecom-selling-fa_b_573787.htmlZappedyhttp://status.groupon.com/Shakerhttps://www.atshaker.com/VideoGeniehttp://www.videogenie.com/Uberhttps://www.uber.com/BillGuardhttps://www.billguard.com/Slicehttp://slice.seriouseats.com/Gogobothttp://www.gogobot.com/HomeLighthttp://www.homelite.com/Eyeviewhttp://www.eyeviewdigital.com/Beautlishhttp://www.beautylish.com/Quixeyhttps://www.quixey.com/Savaenthttp://www.savantsystems.com/Investment Team:Eric Schmidt, Founding PartnerDror Berman, Founding Managing PartnerCostanoa Venture Capitalhttp://costanoavc.comSilicon ValleyVCInformation TechnologySoftware & InternetEarlyCostanoa Venture Capital is an early stage investor focused on cloud-based services solving real problems for businesses and consumers by leveraging data and analytics. The firm's name originates from the first inhabitants of Silicon Valley, the Costanoans, and harkens back to the origins of entrepreneurship and venture capital in Silicon Valley. Costanoa provides early stage entrepreneurs with a combination of "right-sized" amounts of capital and value-added support from a high-quality institutional partner.

755 Page Mill Rd., Suite A-200Palo AltoCA94304650-493-5600

Portfolio companies include:Datalogixhttp://www.datalogix.com/DemandBasehttp://www.demandbase.com/Guardian Analyticshttp://www.guardiananalytics.com/Inflectionhttp://en.wikipedia.org/wiki/InflectedIntaccthttp://us.intacct.com/iSockethttps://www.isocket.com/Lex Machinahttps://lexmachina.com/LinkSmarthttp://www.linksmart.com/Return Pathhttp://www.returnpath.com/Risk I/Ohttp://www.pogo.com/games/riskInvestment Team:Greg Sands, FounderAudrey Capitalhttp://audrey.coSilicon ValleyAInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyAudrey Capital is an angel investment and research company created by Matt Mullenweg of WordPress to help innovative ideas grow. Matthew Charles "Matt" Mullenweg is an American online social media entrepreneur, web developer and musician living in San Francisco, California. He is best known for developing the free and open source web software, WordPress, which powers 16% of the web and is now managed by The WordPress Foundation.

200 Brannan St., Apt. 239San FranciscoCA94107

Portfolio companies include:Bitpayhttps://bitpay.com/Memrisehttp://www.memrise.com/Tracks.byhttp://tracks.by/Wantfulhttps://wantful.com/Treehousehttp://treehousetv.com/Rap Geniushttp://rapgenius.com/Sprint.lyhttps://sprint.ly/AirPRhttps://www.airpr.com/Kings County Distilleryhttp://kingscountydistillery.com/VHXhttp://vhx.tv/Webshotshttp://www.webshots.com/Superhumanhttp://en.wikipedia.org/wiki/SuperhumanEarbitshttp://www.earbits.com/Blue Bottle Coffeehttp://www.bluebottlecoffee.net/Blackjethttps://www.blackjet.com/Livestarhttp://livestar-entertainment.com/Getaroundhttp://www.getaround.com/Muncheryhttps://munchery.com/WakeMatehttp://wakemate.com/Sendgridhttp://sendgrid.com/Makerbothttp://www.makerbot.com/BranchOuthttp://branchout.com/Chartbeathttp://chartbeat.com/Hipmunkhttp://www.hipmunk.com/Spongehttp://en.wikipedia.org/wiki/Sea_spongesEnterproidhttp://www.divide.com/Well.cahttp://well.ca/Stipplehttps://stipple.com/COLOURlovershttp://www.colourlovers.com/Investment Team:Matt Mullenweg, FounderFenox Venture Capitalwww.fenoxvc.comSilicon ValleyVCSoftware & InternetMedia & Digital MediaSeedEarlyGrowthFenox Venture Capital is a global VC, headquartered in Silicon Valley and focused on providing seed, venture, and growth-stage funding to emerging technology companies in North America, Asia, and Europe. Fenox VC invests globally in the consumer internet, retail and software sectors. Investments span across all stages including seed, early, and advanced growth rounds. The firm will also co-lead, follow, and partner with other angel syndicates and venture funds.

1798 Technology Dr., Suite 242San JoseCA95110

Portfolio companies include:Larkhttp://www.lark.com/99dresseshttp://www.99dresses.com/Bottlenosehttp://bottlenose.com/Socializehttp://dictionary.reference.com/browse/socializeRoximityhttp://beta.roximity.com/Incident (gTar)http://www.incidentgtar.com/Optillyhttp://www.linkedin.com/in/waynerossoAdpop Mediahttp://ovenlabs.com/Paystackhttps://paystack.com/Investment Team:Vitaliy Arbuzov, General PartnerAnis Uzzaman, General PartnerBrent Traidman, Venture PartnerEddy Lee, PrincipalEri Oki, Senior AssociateInnoSpringhttp://innospring.netSilicon ValleyIInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyInnoSpring is Silicon Valley's first U.S.-China technology start-up incubator. Its focus is on encouraging startups to expand beyond their home countries to lead huge market opportunities in the U.S. and China. Founded in 2012, InnoSpring is a joint project between Tsinghua University Science Park (TusPark), Shui On Group (Shui On), Northern Light Venture Capital and Silicon Valley Bank (SVB). Innospring provides a nurturing startup ecosystem with a wide variety of services and support for startups, including: funding, mentor and advisory services, virtual/physical coworking space, workshops, in-house resources (accounting/bookkeeping, HR, paralegal etc), access to its extensive venture capital and angel investor network, and referrals to professional services. The InnoSpring Accelerator Program and all InnoSpring investments are funded through the InnoSpring Seed Fund, established in 2012 with the support from leading investors Kleiner Perkins Caufield & Byers (KPCB) and KPCB China, Northern Light Venture Capital (NLVC), GSR Ventures, China Broadband Capital (CBC) and TEEC Angel Fund.

2901 Tasman Drive, Suite 107Santa ClaraCA95054408-550-2818

(San Francisco Address)InnoSpring@Hatchery SOMA645 Harrison StreetSan FranciscoCA94107Portfolio companies include:Watchuphttp://watchup.com/Investment Team:Eugene Zhang, PresidentAkkadian Ventureswww.akkadianventures.comSilicon ValleySECInformation TechnologyEarlyFounded in 2010, Akkadian Ventures is a direct secondary investment firm focused on providing liquidity to early employees of venture-backed businesses. Akkadian offers tailored and unique solutions for companies and employees, with key benefits that include speed, tax efficiency and rigorous respect for confidentiality. Akkadian has also developed a proprietary, data-driven methodology to identify which private technology companies are entering hyper-growth and uses this data to "pre-approve" companies for its liquidity programs, dramatically accelerating the time to transaction for entrepreneurs.

190 7th Street, Suite #4San FranciscoCA94103415-593-7783702-577-0096

Portfolio companies include:N/AN/AInvestment Team:Ben Black, Co-founder & Chief Investment OfficerPeter Smith, Co-founder & Managing DirectorCarrick Capital Partners, LLCwww.carrickcapitalpartners.comSilicon ValleyVCPEInformation TechnologySoftware & InternetBusiness ServicesExpansionMiddle MarketCarrick Capital recently closed its first fund with $180 million. The firm will focus on investments in technology-enabled service offerings, business process outsourcing, transaction processing, software as a service and enterprise software, it said in a press release. Carrick Capital was co-founded by Marc McMorris, a former General Atlantic managing director, and Jim Madden, the previous founder and chief executive of Exult Inc. Carrick will concentrate its investments of companies with revenues of $5 - $100M that are EBITDA Positive.

160 Spear Street, Suite 1620San FranciscoCA94105

Portfolio companies include:Accoladehttp://accoladellc.com/Exulthttp://exult.sourceforge.net/Insureonhttp://www.insureon.com/Mavenlinkhttp://mavenlink.com/Investment Team:Marc McMorris, Co-Founder and Managing DirectorJim Madden, Co-Founder and Managing DirectorAlex Mason, DirectorSteve Unterberger, Chief Technology OfficerWasabi Ventureshttp://wasabiventures.comSilicon ValleyVCIInformation TechnologySoftware & InternetMedia & Digital MediaEarlyWasabi Ventures is a venture capital, incubator, and consulting firm that specializes in building and advising early stage technology companies. In the last 10 years, Wasabi Ventures has built, financed, and advised over 200 start-ups including successful ventures like Right Now Technologies, PBworks, Ustream, and Etherpad.

1067 Amarillo AvenuePalo AltoCA94303650-224-6362

Portfolio companies include:EquiSighthttp://www.equisight.com/500friendshttp://500friends.com/ApplyKithttp://www.artdes.monash.edu.au/study/apply/kit.htmlCaplinkedhttps://secure.caplinked.com/Challenge Vaulthttp://fallout.wikia.com/wiki/Fallout:_New_Vegas_challengesCharacter Boosterhttp://characterboosters.com/?page_id=9Fanarchyhttp://fanarchy.com/Funsherpahttp://www.funsherpa.com/Gizmohttp://www.explorelearning.com/GreenGoosehttp://www.greengoose.com/Humanoidhttp://en.wikipedia.org/wiki/HumanoidInvinohttp://www.invino.com/Lawpivothttps://www.lawpivot.com/Luteboxhttps://www.lutebox.com/LSAT Freedomhttp://lsatfreedom.com/Metriclyhttp://metricly.com/Mosaic Archivehttp://www.mosaicarchive.com/Maryland Energy Advisorshttp://www.mdenergyadvisors.com/Monstro.UShttp://monstro.us/My Bridal Dreamhttp://mybridaldream.com/Investment Team:Tom Kuegler, Co-founder and General Partnertk@wasabiventures.comChris Yeh, Co-founder and General Partnerchris@wasabiventures.comBobby Touran, Entrepreneur in Residencebobby@wasabiventures.comRyan Sullivan, Entrepreneur in Residenceryan@wasabiventures.comE.Ventureshttp://www.eventures.vc/Silicon ValleyVCInformation TechnologyCommunications & NetworkingMedia & Digital MediaEarlyFounded in 1998, e.ventures (formerly BV Capital) invests in early stage companies mainly located in North America and Northern Europe. e.ventures focuses on emerging opportunities in new media, information technology and communications. The firm is flexible in their investment size, ranging from $100K to $10M, and is involved extensively in the development of its portfolio companies. e.ventures manages capital funded by a group of international investors including AOL Time Warner, Stanford University and Mayfield Fund. The firm maintains additional offices in Germany, Japan, China, Russia, and Brazil.

600 Montgomery Street, 43rd FloorSan FranciscoCA94111415-869-5200415-869-5201

Portfolio companies include:Grouponhttp://www.groupon.com/Fanhattanhttp://www.fanhattan.com/K2 Networkhttp://en.wikipedia.org/wiki/K2_NetworkYuMe Networkshttp://www.yumenetworks.com/App Anniehttp://www.appannie.com/Pronto Networkshttp://www.prontonetworks.com/nCirclehttp://www.ncircle.com/Sonoshttp://www.sonos.com/Bluekaihttp://www.bluekai.com/Ozon.ruhttp://www.ozon.ru/Social55http://social55.com/Betaworkshttp://betaworks.com/Auctionatahttp://auctionata.com/en/Appfoliohttp://www.appfolio.com/Friendbuyhttp://www.friendbuy.com/Hashgohttp://hashgo.com/Lokatahttp://en.wikipedia.org/wiki/Lakota_peopleFight My Monsterhttp://www.fightmymonster.com/OrderWithMe.comhttp://www.orderwithme.com/Shoes4Youhttp://shoes4you.com.br/SpotHerohttp://spothero.com/PlayHavenhttp://www.playhaven.com/Muncheryhttps://munchery.com/Shutlhttp://www.shutl.com/LaunchingSoon/Domgeo.ruhttp://comgeo.ru/Investment Team:Jan Henric Buettner, PartnerThomas Gieselmann, General PartnerMathias Schilling, General PartnerBrendan Wales, AnalystBryan OConnell, Senior AssociateCharles Yim, Venture PartnerBrendan Wales, AnalystCrocker Capitalwww.crocker-capital.comSilicon ValleyVCPELife Sciences & HealthcareMedical DeviceManufacturing & IndustrialDefense & Homeland SecurityEarlyMiddle MarketCrocker Capital is a private investment company. The firm's investment interests include select venture capital situations with particular interest in early stage companies. Crocker Capital will also, in conjunction with closely affiliated investors, undertake private equity investments, usually the purchase of majority control of a public or private operating company. Areas of investment interest include electronic and electro-mechanical components & subsystems for the industrial, aerospace and military markets. Software/firmware based products, wireless embedded networked sensors, and communication technologies are also of interest. Finally, the company has substantial experience in funding and building successful biotech and medical device companies.

One Post Street, Suite 2515San FranciscoCA94104415-956-5250415-956-5710

Portfolio companies include:A&G Pharmaceuticalhttp://agpharma.com/Investment Team:Charles Crocker, Chairman of the Board and CEODr. Asad M. Madni, Executive Managing Director and Chief Technology Officerammadni@yahoo.comFirst Round Capitalwww.firstround.comSilicon ValleyVCInformation TechnologySoftware & InternetSeedFirst Round Capital is a venture capital firm willing to invest in pre-revenue companies, often providing a company's first outside capital. The partners look to take an active role in most of the companies they invest in. First Round Capital invests nationally and has additional offices in San Francisco and New York. The firm's typical initial investment is around $500,000. First Round Capital has coordinated the first ever VC-sponsored Exchange Fund. This fund allows qualified First Round Capital entrepreneurs to contribute a small piece of the stock they own in their company and share in the performance of all the other companies in the fund. Members of the First Round Capital Community have raised over $2.5 billion in follow-on capital to date. First Rounds's $20 million in total initial investments (in those companies that have been in the portfolio for over a year) have been followed by $850 million in financing from later-stage venture firms - a roughly 36-1 ratio.

217 Second Street, 5th FloorSan FranciscoCA94105

Portfolio companies include:Ambient Deviceshttp://www.ambientdevices.com/BazaarVoicehttp://www.bazaarvoice.com/Mint Softwarehttps://www.mint.com/Kidzuihttp://www.kidzui.com/GroupMehttp://groupme.com/myYearbookhttp://www.myyearbook.com/LifeShieldhttp://www.lifeshield.com/WeatherBillhttp://www.weatherbill.com/33Acrosshttp://33across.com/adkeeperhttp://www.adkeeper.com/Appfirsthttp://www.appfirst.com/Appnexushttp://www.appnexus.com/Billfloathttps://www.billfloat.com/Freejithttp://freejit.com/Flurryhttp://www.flurry.com/Altruikhttp://www.altruik.com/Ambienthttp://www.ambientcorp.com/AppFirsthttp://www.appfirst.com/Bamboomhttp://bamboom.com/Cabanahttp://www.cabananashville.com/CatchFreehttp://catchfree.com/CustomMadehttp://www.custommade.com/DNAnexushttp://dnanexus.com/Docracyhttp://www.docracy.com/FanBridgehttp://www.fanbridge.com/Foodziehttp://foodzie.com/GNIPhttp://gnip.com/Grubhttp://en.wikipedia.org/wiki/GNU_GRUBHotel Tonighthttp://www.hoteltonight.com/Inspiratohttps://www.inspirato.com/Intelligizehttp://www.intelligize.com/Jirafehttp://en.wikipedia.org/wiki/GiraffeKnohttp://www.kno.com/homeLifeShield Securityhttp://www.lifeshield.com/Liftopiahttp://www.liftopia.com/Masheryhttp://mashery.com/MediaTilehttp://www.mediatile.com/Medicohttp://www.medico.org/OpenXhttp://www.openx.com/Opzihttp://www.opzi.com/Percolatehttp://percolate.com/PublicStuffhttp://pro.publicstuff.com/Readyforcehttp://www.readyforce.com/SavingStarhttps://savingstar.com/ScanScouthttp://scanscout.com/about.phpTask Rabbithttp://www.taskrabbit.com/Tasty Labshttp://www.tastylabs.com/UberMediahttp://ubermedia.com/Warby Parkerhttp://www.warbyparker.com/Wikiahttp://www.wikia.com/WikiaZoominhttp://www.zoomin.com/Investment Team: Josh Kopelman, PartnerChris Fralic, PartnerRob Hayes, PartnerHoward Morgan, PartnerBrett Berson, Vice President, PlatformKent Goldman, PartnerPhin Barnes, PartnerBill Trenchard, PartnerFung Capitalwww.lfvc.comSilicon ValleyCVCConsumer ProductsEarlyGrowthFung Capital is the venture capital arm of Li & Fung Limited, a global consumer products sourcing company that is listed on the Hong Kong Stock Exchange, and has over $21 billion in revenues. LFV invests $1M to $10M in early-stage companies and larger amounts in growth rounds, management buy-outs, or joint ventures. Usually lead sponsor of a transaction, Fung Captial also co-invests with other private equity firms in larger transactions, and can take either majority or minority investment stake. The firm's primary investment focus is in eCommerce service providers and eCommerce enabling technology companies that make online selling of consumer products more profitable and productive. The fund invests in technology companies that can improve efficiencies at all stages of the supply chain from product development, order processing, compliance, payment, logistics, warehouseing and delivery to the consumer. LFV partners with management of consumer product companies that have global brands, particularly companies benefiting from the worldwide sourcing network of Li & Fung (Trading), and products that can be distributed in Asia through the marketing and retailing expertise of Li & Fung Retailing. The firm focuses on the following consumer product sectors: Garments; Home Furnishings and house wares; Fashion Accessories; Shoes, Handbags and Travel Goods; Gifts and Handicrafts; Premiums; and Toys.

Four Embarcadero Center, Suite 3400San FranciscoCA94111415-315-7440

Portfolio companies include:Cyrkhttp://en.wikipedia.org/wiki/Cyrk_(Company)Danskinhttp://www.danskin.com/Galoobhttp://en.wikipedia.org/wiki/GaloobPrism Brandshttp://prismbrands.com/ecVisionhttp://www.ecvision.com/Proclivity Systemshttp://www.proclivitysystems.com/logOnhttp://www.logon.net/Prism Brandshttp://prismbrands.com/The Lodge at Harvard Squarehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=35406Wilke Rodriguezhttp://en.wikipedia.org/wiki/Wilke-RodriguezGT Nexushttp://www.gtnexus.com/Onestophttp://onestop.umn.edu/OrderGrooveInvestment Team:Michael Hsieh, Presidentmhsieh@lfvc.comJohn Seung, PartnerJanie Yu, Sr. AssociateGreylockwww.greylock.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSeedEarlyGrowthGreylock Partners is a private venture capital firm, founded in Boston in 1965, with committed capital of over $2 billion under management. The firm is currently investing out of Greylock XIII, a $575 million fund, which invests internationally, including Europe, India, China, and Israel. Over the past 40 years, the firm has provided equity capital and support to more than 300 developing companies. The firm focuses on early-stage/first outside-capital investments in the areas of Consumer technology and Internet, Enterprise information technology, Communications and select other opportunities. Over 150 of Greylock's companies have gone on to become publicly held, while nearly 100 have successfully merged with other leading companies. The firm recenlty announced the formation of the $20 million Greylock Discovery Fund, a seed investment program that helps very early stage companies raise small amounts of money in a short amount of time. Led by LinkedIn founder Reid Hoffman, investments from the Greylock Discovery Fund typically will be as small as $50,000 and as large as $500,000. For early stage investments, Greylock typically invests $1 million-to-$10 million. The firm also makes growth investments through Greylock Growth, which is targeted at breakout enterprise and consumer software companies. Greylock Growth invests tens of millions of dollars at a time in each investment.

2550 Sand Hill Road, Suite 200Menlo ParkCA94025650-493-5525650-493-5575

Portfolio companies include:Troux Technologieshttp://www.troux.com/100 Memorieshttp://en.wikipedia.org/wiki/100_MemoriesAirBnBhttp://www.airbnb.com/AtHochttp://www.athoc.com/BountyJobshttp://www.bountyjobs.com/Concert Pharmaceuticalshttp://www.concertpharma.com/careers/index.htmlConstant Contacthttp://www.constantcontact.com/index.jspDrobohttp://www.drobo.com/Dropboxhttp://www.dropbox.com/HealthHiwayhttp://www.healthhiway.com/HighGear Mediahttp://www.highgearmedia.com/Matrixxhttp://www.matrixxinc.com/Oktahttp://www.okta.com/PaloAltohttp://www.cityofpaloalto.org/Pandorahttp://www.pandora.com/Rally Softwarehttp://www.rallydev.com/Sevenhttp://en.wikipedia.org/wiki/Seven_(film)Shopkickhttp://shopkick.com/TeachProcesshttp://chiron.valdosta.edu/whuitt/papers/modeltch.htmlTypesafehttp://typesafe.com/ViKihttp://www.viki.com/Xsigo Systemshttp://xsigo.com/Zenprisehttp://www.zenprise.com/Investment Team:Aneel Bhusri, Partnerabhusri@greylock.comAsheem Chandna, Partnerachandna@greylock.comRoger Evans, Partnerrevans@greylock.comJames Slavet, Partnerjslavet@greylock.comDave Strohm, Partnerdstrohm@greylock.comDavid Sze, Partnerdsze@greylock.comReid Hoffman, Partnerssapieva@greylock.comJohn Lilly, Partnerlilly@greylock.comJoseph Ansanelli, Partnerjansanelli@greylock.comDev Ittycheria, Venture PartnerIntel Capitalwww.intel.com/capitalSilicon ValleyCVCInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaSeedEarlyIntel Capital seeks out and invests in promising technology companies worldwide. Intel Capital focuses on both established and new technologies that help to develop industry standard solutions, drive global Internet growth, facilitate new usage models, and advance the computing and communications platforms. Target sectors include Clean Technology, Consumer Internet, Digital Enterprise, Digital Home, Manufacturing, Health, Mobility, and Software & Services. Since 1991, Intel Capital has invested more than $10.8 billion in more than 1,250 companies in more than 54 countries. In that time, more than 300 portfolio companies have been acquired by other companies and more than 200 have gone public on various exchanges around the world. In 2010, Intel Capital invested $327 million in 119 investments with approximately 44 percent of funds invested outside the United States and Canada.

2200 Mission College Blvd., RN6-37Santa ClaraCA95054-1549408-765-8080 408-765-9904

Portfolio companies include:Adaptivityhttp://www.adaptivity.com/Althea Systemshttp://altheasystems.com/Anobithttp://www.electronista.com/articles/12/01/24/cook.takes.dig.at.competitors/boo-boxhttp://boo-box.com/De Novohttp://en.wikipedia.org/wiki/De_novoIPTEGOhttp://www.iptego.com/Layarhttp://www.layar.com/Lilliputian Systemshttp://lilliputiansystemsinc.com/Ortiva Wirelesshttp://ortivawireless.com/Rock Flow Dynamicshttp://rfdyn.com/Select-TVhttp://www.selectv.com/SilkRoadhttp://silkroad.com/Taifatechhttp://www.taifatech.com/Videon Centralhttp://www.videon-central.com/Verismo Networkshttp://verismonetworks.com/Winchannelhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=115904031YuMe and Yummly.com.http://www.yummly.com/Bellrock Mediahttp://www.bellrockmedia.com/Broadcomhttp://www.broadcom.com/CNEThttp://www.cnet.com/Citrix Systemshttp://www.citrix.com/Clearwirehttp://www.clearwire.com/Elpida Memoryhttp://www.elpida.com/en/index.htmlFPT Corporationhttp://www.fpt.com.vn/en/India Infoline.comhttp://www.indiainfoline.com/Inktomihttp://en.wikipedia.org/wiki/Inktomi10genhttp://www.10gen.com/500Friendshttp://500friends.com/Adaptive Mobilehttp://www.adaptivemobile.com/Allied Digitalhttp://allieddigital.net/us/AltoBridgehttp://www.altobridge.com/Arkhttp://dictionary.reference.com/browse/arkCarrier IQhttp://www.carrieriq.com/Caring.comhttp://www.caring.com/CrowdStarhttp://www.crowdstar.com/CrispWirehttp://crisp-ladew.com/EnStagehttp://www.enstage.com/FocalTechhttp://www.focaltechinc.com/FlowPlayhttp://www.flowplay.com/corp/index.shtmlGainSpanhttp://www.gainspan.com/Global Talent Trackhttp://gttconnect.com/GulfNethttp://www.gulfnet.com.kw/index/Happiest Mindshttp://www.happiestminds.com/Jeeranhttp://jeeran.com/MusicMasterMindhttp://music-mastermind.com/Investment Team:Mike Buckley, Managing DirectorStephen G. Eichenlaub, Managing DirectorLisa M. Lambert, Managing DirectorKeith Larson, Managing DirectorBryan Wolf, Managing DirectorMarc S. Yi, Managing DirectorDavid P. Flanagan, Managing DirectorJose Blanc, Managing DirectorLeader Ventureswww.leaderventures.comSilicon ValleyVCVDInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareSeedEarlyGrowthExpansionLeader Ventures is a venture firm specializing in investments in seed, start-up, early stage, mid venture, and late-stage private companies. The firm seeks to invest in growth companies and provides growth capital and asset loans. It typically invests in all stages of company life cycle. Leader primarily invests in companies of different developmental stages and across technology, clean tech, and life science industries. It prefers to invest in the United States. The firm's typical financing to a company is $1M-$5M, but varies with the stage of the company. Leader invests in the form of debt and equity in public and private companies involving the provision of both secured loans and warrants. It invests in venture debt, structured debt, and equity co-investment opportunities. Leader Ventures was founded in 2005 with $400 million; the investment professionals of Leader Ventures came from Dominion Capital Management and Western Technology Investment.

3000 Sand Hill RoadBuilding 1, Suite 100Menlo ParkCA94025650-854-1800

(San Francisco Office)311 California Street, Suite 420San FranciscoCA94010415-956-8230Portfolio companies include:Verazhttp://en.wikipedia.org/wiki/Veraz_NetworksLS9http://ls9.com/Biofisicahttp://www.biofisica.com/index.php/pg/63MobiTVhttp://www.mobitv.com/eGisticshttp://egisticsinc.com/SideStephttp://www.kayak.com/?ssfwd=tEnpockethttp://en.wikipedia.org/wiki/EnpocketGlassHousehttp://www.glasshouse.com/AchatesPowerhttp://www.achatespower.com/AdvancedMDhttp://www.advancedmd.com/Avalanche Technologyhttp://avalanche-technology.com/Homesteadhttp://www.homestead.com/Imericahttp://en.wikipedia.org/wiki/IMERICAPneumRxhttp://pneumrx.com/Power Assurehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=60170028Revance Therapeuticshttp://www.revance.com/Viatorhttp://www.viator.com/Vindiciahttp://www.vindicia.com/Vocerahttp://www.vocera.com/Carmot Therapeuticshttp://carmot.us/Collabnethttp://www.collab.net/Complete Genomicshttp://www.completegenomics.com/DriveCamhttp://www.drivecam.com/Focushttp://www.focus.com/Innovalighthttp://www2.dupont.com/Photovoltaics/en_US/products_services/silicon_inks/silicon_inks.htmlKaminarichttp://kaminari.com/Kiorhttp://www.kior.com/Kixeyehttp://www.kixeye.com/LS9http://ls9.com/Mimosahttp://en.wikipedia.org/wiki/Mimosamobitvhttp://www.mobitv.com/Numeratehttp://www.numerate.com/PayScalehttp://www.payscale.com/PneumRxhttp://pneumrx.com/PowerAssurehttp://www.powerassure.com/Revancehttp://www.revance.com/Seedhttp://en.wikipedia.org/wiki/SeedSideStephttp://www.kayak.com/?ssfwd=tSyboxhttp://www.skyboxmusic.com/Synderohttp://syndero.com/Taggedhttp://www.tagged.com/TamCapital Managementhttp://tamcapital.com/thetradedeskhttp://thetradedesk.com/Verazhttp://en.wikipedia.org/wiki/Veraz_NetworksWilocityhttp://wilocity.com/XDxhttp://www.xdx.com/Zendhttp://www.zend.com/Investment Team:Patrick Gordan, Managing Directorpgordan@leaderventures.comBrian Best, Managing Directorbbest@leaderventures.comBob Molke, Managing Director and CFOmolke@leaderventures.comJoni Wesley, Portfolio Administrationjwesley@leaderventures.comCotille Davis, Executive Assistantcdavis@leaderventures.comEmily Walther, Finance Managerewalther@leaderventures.comLeapfrog Ventureswww.leapfrogventures.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSeedEarlyLeapfrog Ventures specializes in seed and early stage venture capital for information technology companies. Specifically, the firm's preferred markets are IT, software, communications/wireless, and technology-heavy consumer spaces. Leapfrog's typical initial investments range between $1M and $3M, with several times that amount reserved for future growth of the business.

830 Menlo Avenue, Suite 100 Menlo ParkCA94025650-926-9900 650-233-1301

Portfolio companies include:Avaakhttp://www.vuezone.com/Ace Metrixhttp://www.acemetrix.com/Contactualhttp://www.contactual.com/Cloud9 Anayltichttp://www.cloud9analytics.com/Mino Wirelesshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26792679RedSeal Systemshttp://www.redsealnetworks.com/Krillionhttp://www.krillion.com/Silver Tail Systemshttp://silvertailsystems.com/IronKeyhttps://www.ironkey.com/Peanut Labshttp://www1.peanutlabs.com/Vasthttp://www.vtvast.org/HotLinkhttp://www.hotlink.com.my/web/portal/hotlink/indexPureWavehttp://www.purewavenetworks.com/Global Anayticshttp://www.global-analytics.com/Investment Team:Andy Fillat, Managing Directorandy@leapfrogventures.comPete Sinclair, Managing Directorpete@leapfrogventures.comLearnCapitalwww.learncapital.comSilicon ValleyVCInformation TechnologyEducation & TrainingSeedEarlyLearnCapital is a venture capital firm focused exclusively on funding entrepreneurs with a vision for better and smarter learning. The firm targets new technology platforms, applications, and services that are not only amplifying and augmenting classroom learning, but creating a world in which any Internet-enabled device can become a classroom on demand. The firm has offices in Silicon Valley and Austin, TX.

78 First StreetSan FranciscoCA94105

Portfolio companies include:Acceptlyhttp://www.acceptly.com/AdvancePathhttp://advancepath.com/Bridge International Academieshttp://bridgeinternationalacademies.com/Bridge/Home.htmlChromatikhttp://chromatikmusic.com/Class Dojohttp://www.classdojo.com/Desmoshttps://www.desmos.com/Edmodohttp://www.edmodo.com/Formative Learninghttp://formativelearning.com/General Assemblyhttp://www.un.org/en/ga/Lafafahttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=62529998Mangahighhttp://www.mangahigh.com/en_us/?localeset=en_usSchoolTubehttp://www.schooltube.com/ShowMehttp://www.showme.com/StudySynchttp://studysync.com/Verblinghttp://www.verbling.com/Udemyhttp://www.udemy.com/Brownie Pointshttp://www.browniepointsinc.com/Quantbenchhttp://www.quantbench.com/Blochttp://www.blocagency.com/BloomBoardhttp://www.bloomboard.com/eSparkhttp://esparklearning.com/HireArthttp://hireart.com/Junyohttp://junyo.com/LearnZillionhttp://learnzillion.com/MasteryConnecthttp://www.masteryconnect.com/Moblabhttp://www.moblab.org/OpenStudyhttp://openstudy.com/Singularity Universityhttp://singularityu.org/Storybirdhttp://storybird.com/Vayablehttp://www.vayable.com/Investment Team:Robert J. Hutter, Managing PartnerGreg Mauro, Managing PartnerTom Vander Ark, Managing PartnerMichael Staton, PartnerElliott Bisnow, Venture PartnerLegacy Venturewww.legacyventure.comSilicon ValleyFOFInformation TechnologyEarlyA philanthropic fund-of-funds, Legacy invests in a select group of premier venture capital firms that, in turn, invest in promising early-stage companies. The diversified basket of several hundred companies from the best venture firms offers Legacy investors a way to achieve returns at reduced risk. As these venture-backed companies go public or are acquired, distributions flow back to foundation investors or to the charitable organizations chosen by individual investors. Legacy Venture was founded in 1999 and focuses on investments in the United States, Europe, and Asia. Since the firm started its first fund over a decade ago, the members have committed to invest more than $1 billion to amplify its impact and legacy in a wide range of areas.

180 Lytton AvenuePalo AltoCA94301650-324-5980650-324-5982

Portfolio companies include:Accelhttp://accel.com/Greylockhttp://greylock.org/Redpoint Ventureshttp://redpoint.com/Investment Team:Russ Hall, Managing Directorruss@legacyventure.comAlan Marty, Managing DirectorChris Eyre, Managing Directoreyre@legacyventure.comYvonne Hunt, Chief Philanthropy OfficerKelli Cullinane, Director of Finance, Chief Compliance OfficerLevensohn Venture Partnerswww.levp.comSilicon ValleyVCInformation TechnologyEarlyFounded in 1996 as Levensohn Capital Management, Levensohn focuses on making venture capital investments in leading information technology companies that have completed technology development and are now generating revenues. LVP seeks to invest in leading information technology companies and support them through the management, sales, strategic and financial challenges faced while scaling up their business. Since its founding, the firm has made over 30 private equity investments. Levensohn currently manages more than $200 million in two venture capital funds focused on information technology companies. LVP invests in companies as they reach initial revenue, or early commercialization, which is typically in the latter half of the early stage.

One Embarcadero Center, 30th FloorSan FranciscoCA94111415-449-1005415-520-0420

Portfolio companies include:BroadLogichttp://broadlogic.com/Bigfixhttp://www.bigfix.com/Capellahttp://www.capella.edu/Shotspotterhttp://www.shotspotter.com/Akros Siliconhttp://akrossilicon.com/Satmetrix Formally Informativehttp://www.levp.com/portfolio/Ubicomhttp://www.ubicom.com/Verazhttp://en.wikipedia.org/wiki/Veraz_NetworksShotspotter Technologieshttp://www.shotspotter.com/technologyInvestment Team:Pascal Levensohn, Founder and Managing Partnerpascal@levp.comKip Sheeline, Venture Partnerkip@levp.comJeff Karras, Venture Partnerjeff@levp.comSteve Reale, General Partnersteve@levp.comLexington Fundswww.lexingtonpartners.comSilicon ValleyVCPEFOFSECInformation TechnologyEarlyGrowthExpansionMiddle MarketLateFounded in 1994, Lexington is the leading independent manager of secondary private equity funds and co-investment funds. The firm has organized 16 secondary funds and 8 co-investment pools with total capital of $21 billion. Through these funds, Lexington purchases existing interests in buyout, venture capital and mezzanine partnerships in both domestic and international markets through negotiated secondary transactions. The Lexington Funds also make strategic primary partnership investments in newly formed buyout, venture capital, mezzanine and international limited partnerships. For equity co-investments, Lexington invests $10-$100 million per transaction. The firm has completed more than 300 secondary private equity transactions, committing to invest approximately $12.9 billion to acquire interests in more than 1,100 private equity partnerships; Invested $2.1 billion in 109 co-investments alongside 75 sponsors; and Committed $1.2 billion to over 200 newly-formed private equity funds. For equity co-investments, Lexington targets $10-100M per transaction. Lexington Partners maintains offices in New York, Boston, Menlo Park, London and Hong Kong.

3000 Sand Hill Road, Building 1, Suite 220Menlo ParkCA94025650-561-9600650-561-9696

Portfolio companies include:AMC Entertainmenthttp://www.amctheatres.com/Bausch & Lombhttp://www.bausch.com/First Datahttp://www.firstdata.com/en_us/home.htmlThe Sports Authorityhttp://www.sportsauthority.com/home/index.jspMovik Networkshttp://www.movik.com/Investment Team:Tom Newby, Principaltnewby@lexpartners.comCullen Shannep, Senior AssociateJennifer Kheng, Principaljwkheng@lexpartners.comMatthew Hodan, AssociateAllan Yang, AssociateLife Science Angels, Inc.www.lifescienceangels.comSilicon ValleyALife Sciences & HealthcareMedical DeviceSeedEarlyLife Science Angels (LSA) was founded in 2004 by senior life science executives and experienced Angel investors as a vehicle to bring Angel capital to worthy early stage biotech and medical device companies. Formally launched in January 2005, with backing of 15 industry sponsors, LSA follows a rigorous due diligence process before presenting investment opportunities to its membership. Direct investments range from $250k to $1 million, with syndicated financings reaching $10 million. Invests in companies near to LSA champion or co-investors. Since 2005, LSA has invested approximately $32 million in 40 companies, which have received an additional $600+million follow-on funding from VCs.

1230 Bordeux DriveSunnyvaleCA94089415-692-0088415-366-1408

Portfolio companies include:Lypro BioScienceshttp://www.lyprobio.com/Lypro_Biosciences/About_Us.htmlZogenixhttp://www.zogenix.com/Visioneeringhttp://www.vistool.com/BIOMIMEDICAhttp://biomimedica.com/Altheoshttp://altheos.net/Catheter Connectionshttp://catheterconnections.com/Nanostimhttp://www.muscletech.com/products/nanostim/index.shtmlRetrotopehttp://retrotope.com/VasoNovahttp://www.vasonova.com/InnerScopehttp://innerscoperesearch.com/Amplyxhttp://amplyx.com/Biomimedicahttp://biomimedica.com/Lypro BioScienceshttp://www.lyprobio.com/Lypro_Biosciences/About_Us.htmlN Spinehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=23939079Novasyshttp://novasyshealth.com/Pegasus Biologicshttp://synovisorthowound.com/PixelOpticshttp://www.pixeloptics.com/Satorishttp://www.satorisinc.com/VaxArthttp://vaxart.com/Velomedixhttp://www.velomedix.com/Advanced Cardiac Therapeuticshttp://actmed.net/CV Ingenityhttp://cvingenuity.com/Uptake Medicalhttp://www.uptakemedical.com/VasoNovahttp://www.vasonova.com/Breathe Technologieshttp://breathetechnologies.com/ChinaBio Terapeuticshttp://chinabiollc.com/CODA Genomicshttp://www.codagenomics.com/Fluxion Bioscienceshttp://www.fluxionbio.com/NeuroHealing Pharmaceuticalshttp://neurohealing.com/Novasys Medicalhttp://www.novasysmedical.com/Textronicshttp://www.textronicsinc.com/Visoneeringhttp://www.vistool.com/Zogenixhttp://www.zogenix.com/Investment Team:Robert Behl, Co-Chair, LSA Device Screening CommitteeJames Larrick, Co-Chair, Bio Screening CommitteeCasey McGlynn, Secretary, FounderAllan May, Chairman, FounderSridhar Prathikanti, M.D. Chair, Syndication CommitteeSunil Rao, Chair Mentoring ProgramBrock Sigel, Co-Chair, LSA Device Screening CommitteeJC Simbana, Chair, Website and Education, Founding SponsorGeorge Taylor, Chair, Portfolio ManagementLombard Investments, Inc.www.lombardinvestments.comSilicon ValleyPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketLombard is an international private equity investment manager with offices in San Francisco, Hong Kong, and Bangkok. Formed in 1985, Lombard has invested in more than 80 companies in North America and Asia. Lombard invests private equity capital in competitive enterprises needing financing for expansion or to complete financial restructuring. Since 1996, Lombard has helped build dynamic Asian businesses from early stage ventures through expansion, growth and IPO, and also backs financial restructuring and management buyins. Typically, investment amounts range from $10-$50 million per transaction, although Lombard may also make larger investments through consortium arrangements. Lomard is looking for companies headquartered in Southeast Asia or Greater China with equity capital of $5 million to $35 million. Lombard will not invest in untried technologies or companies involved in alcohol, armaments, tobacco, or gambling businesses.

Three Embarcadero Center, Suite 2340San FranciscoCA94111415-397-5900 415-397-5820

Portfolio companies include:Asiasofthttp://www.asiasoft.net/Career Choiceshttp://www.careerchoices.com/Dakotahttp://dakotacooks.com/Minnesota & Eastern Railroadhttp://en.wikipedia.org/wiki/Dakota,_Minnesota,_and_Eastern_RailroadAsia Books Companyhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=34482154Centara Hotels and Resortshttp://www.centarahotelsresorts.com/Central Pattanahttp://en.wikipedia.org/wiki/Central_PattanaEasy Buyhttp://easybuy2000.com/Fu Sheng Industrialhttp://www.fusheng.com/Good Morning Shinhan Securitieshttp://www.ssyisc.co.kr/english/overview/about.htmlHansol Gyoyookhttp://home.cwings.org/jaeminara.co.krKantana Grouphttp://en.wikipedia.org/wiki/Kantana_GroupKrungthep Landhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=10580214KSNEThttp://www.ksnet.co.kr/Mermaid Maritimehttp://www.mermaid-maritime.com/Overseas Dragon Chinahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=126829878Pruksa Real Estatehttp://www.pruksa.com/th/en/about.rhtmlRobinson Department Storehttp://www.robinsonsdepartmentstore.com.ph/S. Pack & Printhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=20383828S&P Syndicatehttp://en.wikipedia.org/wiki/S%26P_SyndicateSNC Formerhttp://www.sncformer.com/legal.htmlSomboon Advance Technologyhttp://www.satpcl.co.th/The Medical Cityhttp://www.themedicalcity.com/TICON Industrialhttp://www.rent-a-factory.com/en/Trinity Watthanahttp://www.trinitythai.com/Investment Team:Peter H. Sullivan, Chairman and Managing Directorpsullivan@lombardinvestments.comThomas Smith, Managing Directortsmith@lombardinvestments.comScott Sweet, Managing Director & CFOssweet@lombardinvestments.comPote Videt, Managing Director (Bangkok)pote@privateequitythai.comCindy Rose Quakenbush, DirectorKim Sichel, DirectorLongitude Capitalwww.longitudecapital.comSilicon ValleyVCLife Sciences & HealthcareMedical DeviceSeedEarlyExpansionLongitude Capital Management Co., LLC is a private equity and venture capital firm specializing in investments in all stages of development, from privately-held seed stage to publicly-traded later stage life sciences companies. The firm also invests in PIPEs. It primarily invests in the medical devices, biotechnology, specialty pharmaceuticals including drug-device combinations, and pharmaceutical development sectors. In medical devices, the firm has a preference for early stage companies, and in the case of the biotechnology sector, it prefers to invest in more mature companies. Longitude seeks to invest $10 million to $30 million over the life of each portfolio company, but its initial investment can be much smaller, particularly in early stage opportunities. It prefers to lead or co-lead its investments and requires a seat on the Board of Directors of its portfolio companies. Longitude Capital was founded in 2006 and is based in Menlo Park, California with an additional office in Greenwich, Connecticut.

800 El Camino Real, Suite 220 Menlo ParkCA94025650-854-5700

Portfolio companies include:Corcept Therapeuticshttp://www.corcept.com/PixelOpticshttp://www.pixeloptics.com/Velomedixhttp://www.velomedix.com/Apytushttp://aptusendosystems.com/AqueSyshttp://aquesys.com/InfaCarehttp://infacare.com/Jazz Pharmaceuticalshttp://www.jazzpharma.com/Precision Therapeuticshttp://www.precisiontherapeutics.com/SoltaMedicalhttp://www.solta.com/Xanodynehttp://xanodyne.com/CardioDXhttp://www.cardiodx.com/Civitas Therapeuticshttp://www.civitastherapeutics.com/InfaCarehttp://infacare.com/NxStage Medicalhttp://nxstage.com/Aptus Endosystemshttp://aptusendosystems.com/Cadence Pharmaceuticalshttp://www.cadencepharm.com/Collegiumhttp://collegiumcharter.com/Investment Team:Patrick Enright, Managing Directorpenright@longitudecapital.comMarc-Henri Galletti, Managing Directormgalletti@longitudecapital.comJeffrey Gold, Senior Advisorjgold@longitudecapital.comCarolyn Helms, Director of Financechelms@longitudecapital.comDoug Foster, Managing Directordfoster@longitudecapital.comJuliet Tammenoms Bakker, Managing Directorjbakker@longitudecapital.comDavid Hirsh, M.D., Ph.D., Managing Directordhirsh@longitudecapital.comJosh Rishardson, M.D, Vice Presidentjrichardson@longitudecapital.comLowercase Capitalhttp://lowercasellc.comSilicon ValleyAInformation TechnologySoftware & InternetSeedEarlyGrowthExpansionLowercase Capital provides capital and advisory services to start-ups and late-stage companies alike. According to published reports, Chris Sacca, a prolific Silicon Valley angel investor, is the fund manger, and the fund size was initially in the $5 million range. In the Fall of 2010 it was reported that Lowercase raised $20 million in funding. for new fund named "Lowercase Industry Fund." Sacca raised over $11 million in a filing from early August and $10 million in a filing from June, 2010. Lowercase will make investments ranging from $50,000 - $150,000 per deal. Sacca was previously the head of strategic initiatives at Google, and has invested in dozens of startups in the last few years. Sacca is an Associate Fellow of the Said Business School at Oxford University, and maintains a blog at www.whatisleft.org.

200 Townsend St. #7 San FranciscoCA94017

Portfolio companies include:Answerlyhttps://www.inboxq.com/Backupifyhttp://www.backupify.com/Bit.lyhttps://bitly.com/ChartBeathttp://chartbeat.com/Daily Boothhttp://dailybooth.com/Embed.lyhttp://embed.ly/Fanbridgehttp://www.fanbridge.com/Formspringhttp://www.formspring.me/Gowallahttp://gowalla.com/Graphic.lyhttp://graphicly.com/Groupspaceshttp://groupspaces.com/Hello Chairhttp://hellochair.com/Lookouthttps://www.mylookout.com/Motion DSPhttp://www.motiondsp.com/Optimizelyhttp://www.optimizely.com/Panoramahttp://en.wikipedia.org/wiki/PanoramaPath Intelligencehttp://www.pathintelligence.com/Poll Everywherehttp://www.polleverywhere.com/Posteroushttp://posterous.com/Quirkyhttp://www.quirky.com/Rescue Timehttp://www.rescuetime.com/Small Batchhttp://www.smallbatch.com/Someecardshttp://www.someecards.com/Stickybitshttp://www.stickybits.com/Swipelyhttps://swipely.com/Tellohttp://www.tello.com/Twiliohttp://www.twilio.com/Twitterhttp://twitter.com/URDBhttp://recordsetter.com/Webmyndhttps://trigger.io/Zencoderhttp://zencoder.com/1000 Memorieshttp://1000memories.com/AeroFShttp://www.aerofs.com/Batchhttp://en.wikipedia.org/wiki/Batch_fileBlip.mehttps://market.android.com/details?id=me.blipCabanahttp://www.cabananashville.com/Crowdrisehttp://www.crowdrise.com/DotCloudhttp://www.dotcloud.com/Facebookhttp://www.facebook.com/InboxQhttps://www.inboxq.com/Liftopiahttp://www.liftopia.com/Message Bushttps://www.messagebus.com/Oinkhttp://www.oink.com/Opzihttp://www.opzi.com/RecordSetterhttp://recordsetter.com/Triposohttp://triposo.com/Turntable.fmhttp://turntable.fm/Uberhttps://www.uber.com/UpNexthttp://www.upnext.com/Urban Airshiphttp://urbanairship.com/Investment Team:Chris Sacca, Managing Directorcsacca@gmail.comLucas Venture Groupwww.lucasvg.comSilicon ValleyVCSECInformation TechnologySoftware & InternetCommunications & NetworkingMedical DeviceEarlyLucas Venture Group is a second generation venture capital firm focused on investments of $500,000-$5,000,000 and direct secondary purchases from Senior Executives and Founders seeking discreet partial liquidity before an Initial Public Offering or sale. The firm's focus spans e-commerce, networking, software analytics/big data, and transformative medical device companies.

545 Middlefield Road, Suite 220Menlo ParkCA94025650-543-3300650-305-2319

Portfolio companies include:Avingerhttp://avinger.com/Palantirhttp://www.palantir.com/Chegghttp://www.chegg.com/Reputation.comhttp://www.reputation.com/Wordnikhttp://www.wordnik.com/Investment Team:Donald A. Lucas, Founderdon@lucasvg.comLumia Capitalwww.LumiaCapital.comSilicon ValleyVCInformation TechnologySoftware & InternetExpansionFounded 2011, Lumia invests in rapidly scaling, later-stage Internet and Software companies in emerging markets exhibiting predictive characteristics for breakout growth. Employing a hands-on value add strategy, Lumia works closely with management teams by pairing Silicon valley insights and contacts with global knowledge sharing to propel companies through later stage challenges and opportunities. Lumia is supported by a group of internationally-focused family offices, crossover and PE funds. Lumia makes investments between $5 and $30 million, although smaller or larger investments can be made on a case-by-case basis. The firm invests in companies in Latin America, Central and Eastern Europe, MENA, Turkey, Southeast Asia, and companies in the US with a meaningful presences in and/or impact on these geographies.

One Market StreetSpear Tower, 35th FloorSan FranciscoCA415-293-8188

Portfolio companies include:MarkaVIPhttp://markavip.com/CouchSurfinghttps://www.couchsurfing.org/BlackBox Intelligencehttp://blackboxintelligence.com/Lokuhttp://loku.com/Xtimehttp://www.xtime.com/Reputation.comhttp://www.reputation.com/Like.comhttp://www.google.com/shoppingSojernhttp://www.sojern.com/BuzzMediahttp://www.buzz-media.com/Sepatonhttp://www.sepaton.com/index.phpCyanhttp://en.wikipedia.org/wiki/CyanInvestment Team:Peter Yared, Strategic AdviserMartin Gegalin, Managing PartnerZachary Finkelstein, Investment AssociateLeonard M. Lodish, Operating PartnerSteven Koltai, Strategic AdviserM/C Partnerswww.mcpartners.comSilicon ValleyVCPEInformation TechnologyCommunications & NetworkingMedia & Digital MediaSeedEarlyM/C Partners is a private equity and venture capital firm specializing in early stage, mid stage, later stage, turnarounds, and buyouts financing in the emerging segments. The firm focuses primarily in the services sectors of communications, technology, and media, with a focus on wireless services, fiber communications services, alternative and out-of-home advertising, and technology-services. It also focuses on investments in companies such as telecom; telecom software and infrastructure; ISP; fiber and residential broadband providers; competitive wireline communication service providers; mobile wireless operators; fixed wireless broadband operators; cable system operators; CLEC; broadband services; wireless infrastructure; wireless tower operators; marketing services; Cellular and PCS; broadband wireless; mobile wireless; collocation services; media including digital and traditional media and content; mobile wireless data software and services; managed service providers; and on-demand software companies. MC prefers to make equity investments between $5 million and $50 million. The firm has managed over $1.5 billion of institutional capital, generating returns in the top quartile for venture capital funds. The Firm is currently investing M/C Fund VI, a $550 million growth equity fund raised in 2006. The firm was formerly known as Chestnut Street Partners. M/C Venture Partners was founded in 1986 and is based in Boston, Massachusetts with additional offices in San Francisco, California and London, United Kingdom.

235 Pine Street, Suite 1675 San FranciscoCA94104415-438-4875415-296-8901

Portfolio companies include:AccentHealthhttp://www.accenthealth.com/Baja Broadbandhttp://www.bajabroadband.com/Cavalier Telephonehttp://www.cavtel.com/Fusepointhttp://en.wikipedia.org/wiki/Fusepoint_Managed_ServicesHyPerformixhttp://en.wikipedia.org/wiki/HyPerformixAirbandhttp://www.airband.com/Attendahttp://www.attenda.net/Cavalier Telephonehttp://www.cavtel.com/GYS CEhttp://www.gys-china.com.cn/Legendary pictureshttp://www.legendary.com/Lightowerhttp://www.lightower.com/Metro PCShttp://www.metropcs.com/Mobi PCShttp://www.mobipcs.com/Open Mobilehttp://www.openmobilepr.com/SpeechCyclehttp://www.speechcycle.com/Vertical Communicationshttp://www.vertical.com/Zayo Bandwithhttp://www.zayo.com/Corelinkhttp://www.corelink.com/CSDVRShttp://www.zvrs.com/Melita Cablehttp://www.melita.com/Plum Choicehttp://www.plumchoice.com/Plum Mobilehttp://plum-mobile.com/Triad 700http://triad700.com/Investment Team: Gillis S. Cashman, Managing Partnergcashman@mcpartners.comBrian M. Clark, Managing Partnerblclark@mcpartners.comDavid D. Croll, Managing General Partnerdcroll@mcpartners.comJames F. Wade, Managing Partnerjwade@mcpartners.comJohn W. Watkins, Managing Partnerjwatkins@mcpartners.comRobert Savignoi, PartnerSalvatore Tirabassi, PartnerMadrone Capital PartnersSilicon ValleyFOFFIEnergy & Clean TechEarlyMadrone Capital Partners is a private investment firm affiliated with Wal-Mart heir S. Robson Walton and other Walton family members. With a strong focus on alternative energy, the firm invests both directly in private companies and other venture capital and private equity funds. All investments are made with a concentrated, long-term approach.

3000 Sand Hill Road Building 2, Suite 150Menlo ParkCA94025650-854-8300

Portfolio companies include:SunRunhttp://www.sunrunhome.com/Stravahttp://www.strava.com/Enphase Energyhttp://enphase.com/Achates Powerhttp://www.achatespower.com/Cuilhttp://www.cuil.pt/Investment Team:Greg Boyd Penner, General PartnerJamie McJunkin, General PartnerThomas Patterson, General PartnerMagic Venture Capitalwww.magicvc.comSilicon ValleyVCLife Sciences & HealthcareMedical DeviceSeedEarlyFounded 1996, MVC invests in technology companies in the healthcare industry including medical devices, healthcare Internet, instrumentation, services, and software. MVC invests in companies at the seed and start-up phase of a company's development throughout North America. The management team of Magic has over 50 years of successful healthcare management experience.

335 Lowell AvenuePalo AltoCA94301650-327-7719

Portfolio companies include:Spinal Conceptshttp://www.spinal-concepts.com/Atrionixhttp://www.medicaldesignonline.com/article.mvc/Atrionix-Receives-8-Million-in-Venture-Fundin-0001Corazon Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=27035Vector Medicalhttp://vectormedical.com/Investment Team:Ronald Dieck, Managing Directorrdieck@magicvc.comErin McGurk, Managing Directoremcgurk@magicvc.comMainsail Partnerswww.mainsailpartners.comSilicon ValleyVCPESoftware & InternetLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesFinancial ServicesExpansionMiddle MarketFounded in 2003, Mainsail Partners is a private equity and venture capital firm specializing in management buyouts, recapitalizations, and growth capital investments. It does not invest in startups, early stage, and turnaround situations. The firm seeks to invest in business services, specialized publishing, business process outsourcing, financial services, healthcare, pharmaceutical services, light manufacturing, education, vocational training, life sciences, credit and collections, specialized logistics and distribution, software, Internet-based services, e-commerce, wireless technology, technology-enabled services, marketing services, and information services sectors. Mainsail prefers to invest in companies based in the United States and Canada. The firm invests between $5 million and $15 million or up to $40 million of equity capital in companies with annual revenues between $4 million and $50 million and an EBITDA between $1 million and $8 million. Mainsail makes investments in bootstrapped companies that have risen minimal outside capital to fund their operations.

One Front Street, Suite 3000San FranciscoCA94111415-391-3150415-727-4111

Portfolio companies include:Novus Biologicalshttp://www.novusbio.com/Togo'shttp://togos.com/What-s-To-Eat/Cold-Sandwiches.aspxSteelwedge Softwarehttp://www.steelwedge.com/M/A-COMhttp://macomtech.com/PayLeasehttps://www.paylease.com/Path Logichttp://pathlogic.com/IPS Learninghttp://www.ipslearning.com/The Bar Methodhttp://www.barmethod.com/Investment Team:Gavin Turner, Managing Partnergavin@mainsailpartners.comC. Jason Payne, Managing Partnerjason@mainsailpartners.comLars Ahlstrom, Chief Financial Officerlars@mainsailpartners.comChris Cassidy, Operating Partnerchris@mainsailpartners.comSarita Ray, Marketing Analystsarita@mainsailpartners.comSheldon Lewis, Senior AssociateSheldon@mainsailpartners.comPatrick Robinson, AssociatePatrick@mainsailpartners.comNathan Grossman, AssociateNathan@mainsailpartners.comManitou Ventureswww.maniven.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorMedia & Digital MediaEnergy & Clean TechEarlyGrowthManitou Ventures is a venture capital firm specializing in investments in early and mid stage companies. It primarily focuses on high growth technology sectors including communications, Internet, new media, semiconductors, and information technology services. The firm is also researching business models and ideas for the energy and clean tech sectors. It's currently focused on solar development and financing as well as energy efficiency. The firm seeks to invest in Asia or the United States, with a focus on Asian markets. It also co-invests in U.S. based companies, primarily with their existing Asia partners and potentially with other venture capital firms. Additionally, the firm seeks to make lead investments in early stage companies based in California and occasionally, elsewhere in the western United States.

Old Engine Co. No 2460 Bush Street, Second FloorSan FranciscoCA94108415-288-0727415-627-9079

Portfolio companies include:SmartPipeshttp://www.sophos.com/Resonexthttp://www.resonext.com/Salirahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=1085327Virtual Siliconhttp://www.virtual-silicon.com/FreshGrasshttp://freshgrass.com/Investment Team:Jack Wadsworthjack@manitouventures.comChris Wadsworth, Co-Founder and Managing Directorchris@manitouventures.comMarcus & Millichap Venture Partners (MMVP)www.mm-vp.comSilicon ValleyCVCInformation TechnologySoftware & InternetEarlyGrowthExpansionBacked by Marcus & Millichap, a leading broker, financier, developer, and principal in commercial and residential real estate, Marcus & Millichap Venture Partners specializes in start-ups and early to late stage investments. It seeks to invest in Internet and technology enabled businesses serving commercial real estate transaction, financing, development, and management markets. In early to late stage investments, the firm typically invests a minimum of $500k in companies expected to generate revenues in excess of $100 million in five years. The firm typically holds its investments for a period of three to five years, seeking exit via an IPO.

2626 Hanover St.Palo AltoCA94304650-494-8900650-494-1936

Portfolio companies include:SpringStreethttp://www.springstreetdesign.com/LoopNethttp://www.loopnet.com/Corrigohttp://www.corrigo.com/REIS Reportshttp://www.reis.com/index.cfmMarket Insite Grouphttp://www.marketinsitegroup.com/HomeSpherehttp://homesphere.com/Catalist Homeshttp://catalisthomes.com/Accruenthttp://www.accruent.com/Multifamily Technology Solutionshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26447430Investment Team:William A. Millichap, Managing Partnerwmillichap@marcusmillichap.comHessam Nadji, Partnerhessam.nadji@marcusmillichap.comMateva Capital, LLCwww.matevacapital.comSilicon ValleyAEnergy & Clean TechTransportation & DistributionReal EstateEarlyFounded in 2002, Mateva Capital, LLC is an investment and advisory firm based in San Francisco. The founder, A. Mattson Davis, has nearly two decades of investment banking experience leading successful business efforts for major Wall Street investment banking firms in North America, Europe and Africa. Specialties include the energy and power industry with significant experience in the transportation, chemical, mining and real estate fields. In addition, the firm provides private equity capital for companies and projects in the early stages of development.

155 25th Ave.San FranciscoCA94121415-317-1962

Portfolio companies include:G24 Innovationshttp://www.g24i.com/Investment Team:Matt Davismatt@matevacapital.comMatrix Partnerswww.matrixpartners.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorStorage & HardwareSeedEarlyGrowthExpansionMatrix Partners is a venture capital firm specializing in seed, early stage, late stage and growth capital investments. It primarily invests in software and services, communications equipment, semiconductors, storage, Internet, and wireless sectors. The firm also seeks to invest in systems, online marketing, advertising, enterprise software, data services, web marketplaces, online and offline gambling, innovative online retail models, online media, publishing, consumer Internet, devices, energy, mobile, Internet infrastructure, networking, mobile, SaaS, technologies that lead to discontinuous jumps in productivity, cloud computing, open source, marketing automation, virtualization, storage, data center automation, systems management software, healthcare information technology, medical diagnostics, and clean technology. The firm seeks to invest over $10 million over multiple rounds, with an initial investment ranging between $2 million and $10 million. Matrix Partners was founded in 1977 and is based in Waltham, Massachusetts with additional offices in New York, New York; Palo Alto, California; Mumbai, India; Shanghai, China; and Beijing, China.

260 Homer Ave, Suite 201Palto AltoCA94301650-798-1600650-798-1601

Portfolio companies include:Acaciahttp://acacialifestyle.com/default.aspArroyo Video Solutionshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=8033133Cadia Networkshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=25943Crossbeam Systemshttp://en.wikipedia.org/wiki/Crossbeam_Systemsaibanghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=100459067Aruba Networkshttp://www.arubanetworks.com/Camianthttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=10438002Digital Fountainhttp://www.qualcomm.com/solutions/broadcast-streaming/media-deliveryDigital Reefhttp://www.marketwatch.com/story/digital-reef-accelerates-early-case-assessment-with-predictive-prioritytm-2012-01-30Digiumhttp://www.digium.com/E-mu Systemshttp://www.creative.com/emu/Echelon Systemshttp://en.wikipedia.org/wiki/Echelon_(signals_intelligence)Empirixhttp://en.wikipedia.org/wiki/EmpirixKalidohttp://en.wikipedia.org/wiki/KalidoMinuteKEYhttp://minutekey.com/index1.phpLAM researchhttp://www.lamresearch.com/NetCore Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=32003OpenSpanhttp://www.openspan.com/Overlandhttp://www.overland.com/Renditionhttp://en.wikipedia.org/wiki/Extraordinary_renditionSandBursthttp://www.broadcom.com/press/release.php?id=806985ShoreTeihttp://www.shoretel.com/Tabblohttp://www.tabblo.com/studioWaterSciencehttp://water.epa.gov/scitech/Whitetreehttp://www.myspace.com/whitetreespaceVivo Softwarehttp://en.wikipedia.org/wiki/Vivo_SoftwareXtalixhttp://www.xtalic.com/Zendeskhttp://www.zendesk.com/Carehttp://www.care.org/Cascade Communicationshttp://www.cascadecomm.com/BabyTreehttp://babytreeprojects.org/BancTechttp://www.banctec.com/Anjuke.comhttp://www.anjuke.com/Fanfare Grouphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=20927429FastTechhttp://www.fastechinc.com/FileNet Corp.http://goliath.ecnext.com/coms2/product-compint-0000322087-page.htmlFirstSense Softwarehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28554Framehawkhttp://framehawk.com/GrabCADhttp://grabcad.com/Grand Junctionhttp://www.visitgrandjunction.com/Gilt Groupehttp://www.gilt.com/HubSpothttp://www.hubspot.com/Huddlehttp://www.huddle.com/Huddlerhttp://www.huddler.com/Hyper9http://www.hyper9.com/default.htmInflectionhttp://en.wikipedia.org/wiki/InflectionIntent Mediahttp://www.intentmedia.com/JBosshttp://www.jboss.org/Jetsetterhttp://www.jetsetter.com/loginJustFabuloushttp://www.justfab.com/Office Clubhttp://officeclub.co.uk/OnDisplayhttp://www.ondisplay.net/minuteKEYhttp://minutekey.com/index1.phpNetezzahttp://www.netezza.com/LikeALittlehttp://lal.com/homeJustFabuloushttp://www.justfab.com/Skyfirehttp://www.skyfire.com/Red Pepper Softwarehttp://www.industryweek.com/articles/red_pepper_software_co-_353.aspxQihoohttp://www.hcp.com/qihoo_360Quallabyhttp://www.linkedin.com/company/quallabyTimeLabhttp://timelab.org/enTier Logichttp://www.eetimes.com/electronics-news/4204843/FPGA-startup-Tier-Logic-foldsTurnstone Systemshttp://www.turnstone.com/VideoIQhttp://www.videoiq.com/Whitetreehttp://www.myspace.com/whitetreespaceWildfire Communicationshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=36612Zonghttp://www.zong.com.pk/Watermark Softwarehttp://www.watermark-software.com/Investment Team:Andrew Verhalen, General Partneraverhalen@matrixpartners.comJosh Hannah, General Partnerjhannah@matrixpartners.comPaul Sherer, Venture Partnerpsherer@matrixpartners.comDana Stadler, General Partnerdana@matrixpartners.comPaul Ferri, Founding and General Partnerpjf@matrixpartners.comNick Beim, General Partnernbeim@matrixpartners.comTim Barrows, General Partnertbarrows@matrixpartners.comStan Reiss, General Partnersreiss@matrixpartners.comAntonio Rodriguez, General Partnerantonio@matrixpartners.comDavid Skok, General Partnerdskok@matrixpartners.comStan Reiss, General Partnersreiss@matrixpartners.comMaverick Capitalwww.maverickcap.comSilicon ValleyVCInformation TechnologySoftware & InternetMedia & Digital MediaLife Sciences & HealthcareEarlyMaverick Capital is a global investment firm with offices in New York, San Francisco, London, Hong Kong, Philadelphia and Dallas. Maverick's investment team seeks to grow and preserve capital for its investors, primarily through a long/short hedged equity strategy. Since the Firm's inception in 1993, Maverick has strategically invested in private companies that represent disruptive business models or technologies. Maverick actively partners with portfolio company teams through the deployment of its resources and deep fundamental research capabilities to help entrepreneurs build their businesses.

1 Letterman DriveSan FranciscoCA94129415-441-1460

Portfolio companies include:SeeChange Healthhttp://www.seechangehealth.com/Castlight Healthhttp://www.castlighthealth.com/Uptake Medcialhttp://www.uptakemedical.com/Kontagenthttp://www.kontagent.com/One Medical Grouphttp://www.onemedical.com/Brightcovehttp://www.brightcove.com/en/Spiracurhttp://spiracur.com/Grouponhttp://www.groupon.com/Pacific Bioscienceshttp://www.pacificbiosciences.com/Investment Team:Sam Wyly, FounderEvan Acton Wyly, Managing PartnerLee S. Ainslie, Managing PartnerSharyl M. Robertson, Chief Financial OfficerMichael A. Pausic, Managing DirectorMichael Crandall, Managing DirectorMayfield Fundwww.mayfield.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorMedia & Digital MediaSeedEarlyGrowthExpansionMayfield Fund is a venture capital and private equity firm specializing in incubation, seed, series A, early stage, later stage, growth stage, and mid market investments. Founded in 1969, Mayfield has invested in more than 530 companies, of which more than 100 have gone public and more than 100 have merged or were acquired. The firm has $3 billion under management and also makes direct investments in China and India. The firm does not invest in publicly traded companies and in companies that are not technology-based. Mayfield seeks to invest in technology companies with a focus on consumer, enterprise, energy tech, healthcare, communication service providers, and semiconductors chips and components sectors. Within the enterprise sector, Mayfield invests in online marketing and advertising, business application, infrastructure, software, and equipment companies. Within semiconductors chips and components sectors, Mayfield invests in communications and application-specific devices. Within energy tech sector, the firm focuses on energy efficiency, management, and cleantech opportunities. It also seeks investments in business services, digital media, engineering services, consumer Internet services, interactive entertainment, retail, power ancillary, media, networking components and systems, mobile communications, and business-to-business e-commerce. The firm seeks to invest in companies located across the U.S. with a focus in California as well as cross-border companies domiciled in Europe, India, and China. It also focuses on companies with substantial operations in India with a focus on technology, technology enabled services, consumer services, infrastructure ancillaries, healthcare services, and manufacturing opportunities. Mayfield also invests in early stage companies with substantial operations in China with a focus on Internet, semiconductor, wireless, new media opportunities, entertainment and advertising services, and e-commerce sectors. It typically makes initial investments between $1 and $3 million. Mayfield prefers to co-invest with other local investors outside California. Mayfield also seeks to be the first institutional investor in its Chinese investments. Mayfield has an additional office in Mumbai, India. The firm is currently investing Mayfield XIV, a $365 million fund focused on venture investments in the U.S.; and Mayfield India I, a $111 million fund focused on investments in India-based companies.

2800 Sand Hill Road, Suite 250Menlo ParkCA94025650-854-5560650-854-5712

Portfolio companies include:Adchemyhttp://www.adchemy.com/Alfrescohttp://www.alfresco.com/Aliphhttp://www.jawbone.com/AudienceSciencehttp://www.audiencescience.com/Geodesic Techniqueshttp://www.geodesictechniques.com/gigyahttp://www.gigya.com/Global Englishhttp://www.globalenglish.com/GroundWorkhttp://www.gwos.com/Inphihttp://www.inphi.com/Piximhttp://www.pixim.com/PlayFirsthttp://www.playfirst.com/Pulse - Alphonso Labshttp://www.pulse.me/Quickofficehttp://www.quickoffice.com/Tejas Networkshttp://www.tejasnetworks.com/The Motley Foolhttp://www.fool.com/Ubicomhttp://www.ubicom.com/Brighterhttp://www.brighter.com/Cloud9http://www.cloud9.net/BlackArrowhttp://www.blackarrow.tv/Appceleratorhttp://www.appcelerator.com/Couchbasehttp://www.couchbase.com/dealsandyouhttp://www.dealsandyou.com/DECAhttp://www.deca.org/Fixyahttp://www.fixya.com/Genesis Colorshttp://genesiscolors.com/GroundWorkhttp://www.gwos.com/Inphihttp://www.inphi.com/LatticePowerhttp://www.latticepower.com/english/Marketohttp://www.marketo.com/Kiwi Cratehttp://www.kiwicrate.com/HealthTaphttps://www.healthtap.com/Global Englishhttp://www.globalenglish.com/Fourceehttp://www.fourcee.co.in/Electric Cloudhttp://www.electric-cloud.com/Packet Designhttp://www.packetdesign.com/Rubicon Projecthttp://www.rubiconproject.com/ServiceMaxhttp://www.servicemax.com/Seedfundhttp://seedfund.in/Red Beaconhttp://www.redbeacon.com/Quickofficehttp://www.quickoffice.com/Poshmarkhttp://poshmark.com/ShineOnhttp://www.shine-on.com/SmiThttp://www.smit.com/SolarCityhttp://www.solarcity.com/StorSimplehttp://www.storsimple.com/Taggedhttp://www.tagged.com/Viralheathttp://viralheat.com/WideOrbithttp://www.wideorbit.com/Webroothttp://www.webroot.com/En_US/index.htmlZenprisehttp://www.zenprise.com/Tejas Netowrkshttp://www.tejasnetworks.com/T-RAM Semiconductorhttp://www.t-ram.com/SportsGGhttp://www.sportsgg.com.au/index.php?page=contact-usZimridehttp://www.zimride.com/Investment Team:James Beck, COO and Managing Directorjbeck@mayfield.comNavin Chaddha, Managing Directornchaddha@mayfield.comYogen Dalal, Partner Emeritusydalal@mayfield.comRaj Kapoor, Venture Partnerrkapoor@mayfield.comRajeev Batra, Partnerrbatra@mayfield.comAllen Morgan, Venture Advisoramorgan@mayfield.comJanice Roberts, Venture Advisorjroberts@mayfield.comRobin Vasan, Managing Directorrvasan@mayfield.comTim Chang, Managing Directortchang@mayfield.comMcCown De Leeuw & Co., Inc. (MDC)www.mdcpartners.comSilicon ValleyPEBusiness ServicesMiddle MarketMcCown De Leeuw & Co., Inc. (MDC) is a private equity firm specializing in platform acquisitions and add-on acquisitions of middle market companies with approximately $1.2 billion of capital under management. The firm focuses on buying and building companies in partnership with management. It prefers to invest between $5 million to $100 million in companies with revenues between $10 million to $100 million. The firm prefers to acquire controlling stakes in the portfolio companies. It also provides investment advisory services. McCown De Leeuw was founded in 1984 and has an additional offices in New York, New York. Since its founding, MDC has completed 338 platform investments. The firm is no longer making new investments for MDC Funds.

950 Tower Lane, Suite 800Foster CityCA94404650-854-6000650-854-0853

Portfolio companies include:ASC Network Corporationhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=25112Eastmanhttp://www.esm.rochester.edu/Systems Controlhttp://www.systemscontrol.com/Vanshttp://www.vans.com/24 Hour Fitnesshttp://www.24hourfitness.com/AmeriComm Holdingshttp://www.alacrastore.com/deal-snapshot/McCown_de_Leeuw_Co_acquires_AmeriComm_Holdings_Inc_through_a_leveraged_buyout-190162On Stage Entertainmenthttp://www.on-stage-entertainment.com/StoneMor Partnerhttp://stonemor.com/Papa Gino'shttp://www.papaginos.com/The Company Storehttp://www.thecompanystore.com/Coast Gas Industrieshttp://www.coastgas.com/Pages/Welcome.aspxBMC Westhttp://buildwithbmc.com/Investment Team:Bob Hellman, Managing Directorbhellman@mdcpartners.comGeorge McCown, Managing Directorgmccown@mdcpartners.comJudy Bornstein, Chief Financial Officerjbornstein@mdcpartners.comNancy Katz, Vice Presidentnkatz@mdcpartners.comPamela Swainpswain@mdcpartners.comMedley Partnerswww.medleyp.comSilicon ValleyFIEnergy & Clean TechEarlyMiddle MarketMedley Partners manages private equity investments on behalf of Jim Simons' family and a number of affiliated entities. Founded in 2004, Medley invests primarily in private equity funds, including buyout, growth equity, venture capital, real estate and distressed in the United States, Europe and Asia, and also participates in co-investment opportunities with the funds where it is invested. The firm employs a diverse investment approach by geography and industry, actively seeking new investments with strong managers and compelling long-term value fundamentals.

50 California Street, Suite 3350San FranciscoCA94111415-375-8790

Portfolio companies include:Solexanthttp://solexant.com/EnLink Geoenergy Serviceshttp://www.enlinkgeoenergy.com/Investment Team:Mark W. Heising, Managing Directormark@medleyp.comR. Brent Whisenant, Managing Directorbrent@medleyp.comBrian S. Schneider, Managing DirectorPeter Phillips, Vice PresidentCaroline Shettle, AssociateEdson Maduwura, ControllerPascal Villiger, Managing DirectorMedVenture Associateswww.medven.comSilicon ValleyVCLife Sciences & HealthcareMedical DeviceSeedEarlyGrowthExpansionFounded in 1986, MedVenture is a Venture Capital firm focused on seed and early stage investments in the field of medical technology, including medical devices, instrumentation and medical diagnostic technology. The firm's secondary investment focus is medical information technology, pharmaceutical and biotechnology products, and selected later stage investments in all of the firm's areas of investment focus. Returns from previous MedVenture Associates (MVA) funds have been in the top quartile of healthcare funds of their respective years.

5980 Horton Street, Suite 390EmeryvilleCA94608510-597-7979510-597-9920

Portfolio companies include:BeneChillhttp://benechill.com/EKOShttp://www.ekos.com/Amnishttp://www.amnis.com/Arkal Medicalhttp://arkalmedical.com/CoolSystemshttp://coolsystems.com/NanoVaschttp://nanovasc.com/NovaSomhttp://novasom.com/OptiScan Biomedicalhttp://optiscan.com/PolyRemedyhttp://www.polyremedy.com/Southern Implansthttp://www.southernimplants.com/SpinalMotionhttp://www.spinalmotion.com/Insulethttp://www.myomnipod.com/Cuterahttp://cutera.com/HealthCentralhttp://www.healthcentral.com/ArthroCarehttp://www.arthrocare.com/CVIShttp://www.cvis.com/Abaxishttp://www.abaxis.com/index.aspApsarahttp://en.wikipedia.org/wiki/ApsaraInvestment Team:Annette J. Campbell-White, Senior Managing Memberannette.cw@medven.comCharles T. Liamos, Membercliamos@medven.comChris Kaster, Memberckaster@medven.comMenlo Ventureswww.menloventures.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorSeedEarlyGrowthExpansionFounded in 1976, Menlo Ventures is a venture capital firm specializing in investments in early stage, expansion capital, and seed stage companies. The firm also seeks to invest in pre-IPO stages of a company. Menlo prefers to invest in companies engaged in the connected software and services; software; communications; internet; semiconductor; financial technology; infrastructure; datacenter technologies; application software; mobile software; handset technology; and information technology sector with a focus on areas including internet infrastructure; data storage; consumer related internet sites; and computer hardware sectors. Menlo invests in companies headquartered anywhere in the U.S. Menlo will not consider companies that are based in life sciences, health care, e-commerce, consumer goods, or retail. It typically invests from $5 million at the seed stage up to $20 million or more at the late stage and can also invest above $30 million in some opportunities. Menlo currently has over $4 billion under management.

3000 Sand Hill Road, Building 4, Suite 100 Menlo ParkCA94025650-854-8540 650-854-7059

Portfolio companies include:3Parhttp://en.wikipedia.org/wiki/3PARAcme Packethttp://en.wikipedia.org/wiki/Acme_PacketCasium Networkshttp://investor.caviumnetworks.com/f5 Networkshttp://www.f5.com/Hotmailhttp://www.hotmail.com/Mobitvhttp://www.mobitv.com/IronPorthttp://www.cisco.com/web/about/ac49/ac0/ac1/ac259/ironport.htmlOpen Solutionshttp://www.opensolutions.com/home.aspxSirihttp://www.apple.com/iphone/features/siri.htmlVidyohttp://www.vidyo.com/Averehttp://averesystems.com/Carbonitehttp://carboniteaddon.com/CreditSesamehttp://www.creditsesame.com/YuMehttp://yume.com/Uberhttps://www.uber.com/Tintrihttp://www.tintri.com/PoshMarkhttp://poshmark.com/MachineZonehttp://www.machinezone.com/DriveCamhttp://www.drivecam.com/DropCamhttps://www.dropcam.com/Flurryhttp://www.flurry.com/EdgeCasthttp://www.edgecast.com/Getaroundhttp://www.getaround.com/DataXuhttp://www.dataxu.com/Investment Team:H. DuBose Montgomery, Managing Directordubose@menloventures.comDouglas C. Carlisle, Managing Directordoug@menloventures.comJohn W. Jarve, Managing Directorjohn@menloventures.comMark A. Siegel, Managing Directormark@menloventures.comHal Calhoun, Managing DirectorPravin A. Vazirani, Managing DirectorShawn T. Carolan, Managing Directorshawn@menloventures.comMeritech Capital Partnerswww.meritechcapital.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorGrowthExpansionFounded in 1999, Meritech Capital is a late-stage venture capital fund that was co-founded and sponsored by five leading venture firms: Accel Partners, Brentwood Venture Capital, Oak Investment Partners, Redpoint Ventures and Worldview Technology Partners. Meritech manages $2.6 billion and typically invests an initial $5 to $15 million into companies with proven technology, market-tested business models and seasoned management teams. Meritech typically invests a total of $40 million throughout the lifespan of portfolio companies. The firm pursues traditional growth companies as well as co-investments in corporate buy-outs and spin-offs of information technology companies. Meritech invests in information technology companies in the areas of Communications, Internet, Software and Services, Enterprise infrastructure, and Semiconductors and Components. The firm has invested in over 100 companies worldwide including China, Canada, United Kingdom, Japan, the Philippines, the Netherlands, and Israel.

245 Lytton Avenue, Suite 350Palo AltoCA94301650-475-2200650-475-2222

Portfolio companies include:Corvishttp://www.corbisimages.com/iPasshttp://www3.ipass.com/Facebookhttp://www.facebook.com/Promatory Communicationshttp://venturebeatprofiles.com/company/profile/promatory-communicationsTopspinhttp://www.topspinmedia.com/21Vianethttp://www.en.21vianet.com/2Wirehttp://www.2wire.com/Acclarenthttp://www.acclarent.com/Acopia Networkshttp://www.f5.com/solutions/storage/Airgohttp://www.bigassfans.com/product/airgo/Airspan Communicationshttp://airspan.com/Alphabloxhttp://www.ibm.com/software/data/db2/alphablox/AmberPointhttp://www.oracle.com/us/corporate/Acquisitions/amberpoint/index.htmlAudienceSciencehttp://www.audiencescience.com/Azul Systemshttp://www.azulsystems.com/BigFixhttp://www.bigfix.com/BlueArchttp://www.bluearc.com/Extraprisehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28371FiberTowerhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?ticker=FTWR:USForeScouthttp://www.forescout.com/Fusion-iohttp://www.fusionio.com/Netezzahttp://www.netezza.com/NetSuitehttp://www.netsuite.com/portal/home.shtmlnewlineNooshhttp://www.newlinenoosh.com/Tensilicahttp://en.wikipedia.org/wiki/TensilicaThumbplayhttp://www.thumbplay.com/Vantage Oncologyhttp://www.vantageoncology.com/Vonage Holdingshttp://www.vonage.com/Box.nethttp://www.box.com/BroadSofthttp://www.broadsoft.com/Clouderahttp://www.cloudera.com/CommVerge Soultionshttp://www.commverge.com/Cyanhttp://en.wikipedia.org/wiki/CyanDealerSockethttp://dealersocket.com/ExtraHophttp://www.extrahop.com/Glaukoshttp://www.glaukos.com/Goodhttp://www.good.is/MetraTechhttp://www.metratech.com/About-MetraTech.aspxModel Nhttp://www.modeln.com/Proofpointhttp://www.proofpoint.com/Prosper Marketplacehttp://www.prosper.com/Rally Softwarehttp://www.rallydev.com/Tableau Softwarehttp://www.tableausoftware.com/Tensilicahttp://en.wikipedia.org/wiki/TensilicaTremor Mediahttp://www.tremorvideo.com/Vantage Oncologyhttp://www.vantageoncology.com/Wongahttps://www.wonga.com/Yapstonehttp://yapstone.com/Zulilyhttp://www.zulily.com/Investment Team:Paul Madera, Managing Directorpmadera@meritechcapital.comMike Gordon, Managing Directormgordon@meritechcapital.comRob Ward, Managing Directorrward@meritechcapital.comGeorge Bischof, Managing DirectorJoel Backman, CFO and COOjbackman@meritechcapital.comCraig Sherman, Managing DirectorMeruswww.meruscap.comSilicon ValleyVCInformation TechnologySoftware & InternetEarlyFounded 2007, Merus is an early-stage venture capital firm with a typical initial investment size ranging from $500,000 to $2,500,000. Founded by former Google and Microsoft executives, the firm's partners are often a company's first institutional investor and believe in a collaborative approach to business-building. Merus' partners expect to be active investors and portfolio company supporters.

505 Hamilton Avenue, Suite 315Palo AltoCA94301650-838-8888

Portfolio companies include:Adrollhttp://www.adroll.com/Debixhttp://www.debix.com/Splashtophttp://www.splashtop.com/Anscahttp://www.anscamobile.com/IO Turbinehttp://www.fusionio.com/systems/ioturbine/Chailabshttp://www.chailabs.com/Runahttp://www.runa.org/home.aspxModeWalkhttp://www.modewalk.com/Authentic8https://www.authentic8.com/AllClear ID Alert Networkhttps://www.allclearid.com/Corona Labshttp://www.coronalabs.com/Kamcordhttp://kamcord.com/Sherpahttp://en.wikipedia.org/wiki/SherpaInvestment Team:Sean Dempsey, Co-FounderPeter Hsing, Co-FounderSalman Ullah, Co-FounderMHS Capitalwww.mhscapital.comSilicon ValleyVCInformation TechnologySoftware & InternetSeedEarlyMHS Capital is a Venture Capital fund backed by a group of technology executives and entrepreneurs, including senior executives from major Internet portals, and a roster of serial entrepreneurs building leading software and Internet companies. MHS Capital invests in bootstrapped software and internet companies, and sponsors serial entrepreneurs to do small tech buyouts.

333 Bush Street, Suite 2250San FranciscoCA94104415-655-2800

Portfolio companies include:Applifierhttp://www.applifier.com/Adisnhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=47635678Courttraxhttp://www.courttrax.com/Convertrohttp://www.convertro.com/Edusofthttp://edusoft.com/login.jspEventmonitorhttp://www.eventmonitor.com/careers.htmlFonalityhttp://www.fonality.com/Giftcertificates.comhttp://giftcertificates.com/Getsmarthttp://getsmartmovie.warnerbros.com/iLikehttp://www.ilike.com/Indiegogohttp://www.indiegogo.com/How about Wehttp://www.fark.com/comments/6822558/A-how-how-how-how-about-we-wish-ZZ-Tops-Billy-Gibbons-a-happy-62nd-birthdayLifeshield Securityhttp://www.lifeshield.com/magnify360http://www.magnify360.com/Nutrisystemhttp://www.nutrisystem.com/index.jspOpowerhttp://opower.com/Pulpo Mediahttp://www.pulpomedia.com/Savi Technologyhttp://www.savi.com/Simply Measuredhttp://simplymeasured.com/Udemyhttp://www.udemy.com/Utiquehttp://www.utiqueshop.com/Venturebeathttp://venturebeat.com/Verticlanethttp://en.wikipedia.org/wiki/VerticalNet1stup.comhttp://firstupcanopy.org/Investment Team:Mark Sugarman, Managing Partnerhttps://www.linkedin.com/in/msugarmanVijay Nagappanhttps://www.linkedin.com/in/vijaynagappanMirador Capitalwww.miradorcap.comSilicon ValleyFOFInformation TechnologyLife Sciences & HealthcareEarlyFounded 2004, Mirador Capital LLC is an investment firm specializing in fund of funds investments. It prefers to invest in information technology and life sciences industries. The firm uses its unique and extensive global corporate network to help executives of large corporations build and strengthen relationships with key business, government, and academic leaders by holding various events primarily in New York City and Silicon Valley.

1721 Askam LaneLos AltosCA94024650-967-6700408-762-4461

Portfolio companies include:Venrock Associateshttp://www.venrock.com/Seven Rosenhttp://www.srfunds.com/Investment Team:Ken Hausman, Managing DirectorKen@miradorcap.comBob Young, Managing DirectorBob@miradorcap.comMission Bay Capital, LLCwww.missionbaycapital.comSilicon ValleyVCLife Sciences & HealthcareEarlyMission Bay Capital is an independent venture firm focused on making pivotal, early-stage investments in bioscience companies emerging from the University of California. Founded in June 2009, Mission Bay Capital is fueling breakthrough bioscience technologies to meet society's challenges while also helping to boost the California economy. Mission Bay Capital is managed by Regis Kelly, PhD, and Douglas Crawford, PhD, who jointly serve as managing directors of the fund in a pro-bono capacity, and are dedicated to promoting cross-disciplinary and cross-campus research within QB3 (see profile). The $7.5 million Mission Bay Capital Fund will be invested in companies whose founders or technologies are associated with the University of California system. In addition to bringing needed products and companies to fruition, MBC will return 20% of its profit to the University of California to populate subsequent MBC funds and provide an endowment for QB3. Limited partners in the fund include Pfizer Inc.; John Wadsworth, Jr., of Manitou Ventures; and law firm Wilson Sonsini Goodrich & Rosati Investments, among others.

1700 4th Street, Suite 214San FranciscoCA94158415-240-4970

Portfolio companies include:Redwood Biosciencehttp://www.redwoodbioscience.com/Principiahttp://www.principia.edu/Atrecahttp://www.atreca.com/Calitherahttp://www.calithera.com/Fluxionhttp://www.fluxionbio.com/iPierianhttp://www.ipierian.com/Magnamosishttp://pediatricdeviceconsortium.org/devices/magnamosisRefactored Materialshttp://www.refactoredmaterials.com/Investment Team: Regis B. Kelly, Ph.D., Managing PartnerDouglas Crawford, Ph.D., Managing Partnerdouglas.crawford@missionbaycapital.comNeena Kadaba, PhD, PartnerMithril Capital Managementhttp://mithril.comSilicon ValleyVCInformation TechnologyGrowthWith over $400M under management, Mithril Capital Management is a private venture investment firm focused on growth equity opportunities across the technology sector. Mithril's investment committee is chaired by co-founder and investor, Peter Thiel, the entrepreneur and philanthropist. Mithri's team is led by co-founder and long-time Thiel colleague Ajay Royan. The firm prioritizes long-term relationships with companies holding the greatest potential over those with odds for a quick exit. This design offers portfolio companies a sustained investment partner across their growth life cycle.

One Letterman Drive, Building C Suite 400San FranciscoCA94129415-248-5147

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Peter Thiel, PartnerPeter Thiel, PartnerJim ONeill, PartnerMitsui Global Investmentwww.mitsuivp.comSilicon ValleyCVCInformation TechnologySoftware & InternetEnergy & Clean TechLife Sciences & HealthcareRetail & RestaurantSeedEarlyGrowthExpansionMitsui & Co. Global Investment, Inc. is the venture capital arm of Mitsui & Co. Ltd. specializing in investments in seed stage to formation capital, late stage venture to growth capital, and early stage midsized companies. It seeks to invest in Medical Healthcare (pharmaceuticals, medical devices and medical related services), Cleantech (green technology and new energies), IT (internet technology/services, software and electronics) and Consumer Services (food service and retail). Currently, the firm is focused on IT, healthcare, and cleantech industries. MCVP currently manages over $280 million in capital, focusing on early stage investments in U.S., China, Korea and Japan. Mitsui Global Investments was founded in 2001 and is based in New York, with additional offices in Menlo Park, California and Tokyo, Japan.

535 Middlefield Raod, Suite 100Menlo ParkCA94025650-234-5000650-323-1516

Portfolio companies include:Boingo Wirelesshttp://www.boingo.com/DiObexhttp://blogs.wsj.com/venturecapital/2009/04/08/turning-out-the-lights-diobex/NanoGramhttp://en.wikipedia.org/wiki/NanogramCylenehttp://www.cylenepharma.com/CLARA ONLINEhttp://www.clara.jp/en/index.htmFIShttp://www.fis-ski.com/ConnectONEhttp://www.connectone.com/Time Intermediahttp://www.intermedia-advertising.com/imtimebuy.htmlOtobankhttp://otobank.com/QD Laserhttp://www.qdlaser.com/Capellahttp://www.capella.edu/dBritehttp://oak.natca.org/DBRITE/dbrite.htmlWaveMarkethttp://www.locationlabs.com/HelloSofthttp://www.hellosoft.com/SenSagehttp://www.sensage.com/eceemhttp://www.myspace.com/ecemm26Koviohttp://www.kovio.com/Six Rooms Holdingshttp://www.mitsui-global.com/en/portfolio/6rooms.htmlMegawin Technologyhttp://www.taiwantrade.com.tw/MAIN/en_front/searchserv.do?method=listProductCompanyDetail&company_id=51687W-Scopehttp://www.wscope.com/FiBesthttp://www.fibest.com/en_management.html30minhttp://www.foodnetwork.com/30-minute-meals/index.html4infohttp://www.4info.com/MoBeamhttp://www.mobeam.com/OpenX Softwarehttp://www.openx.com/Innopath Softwarehttp://www.innopath.com/Ruckus Wirelesshttp://www.ruckuswireless.com/Palamindahttp://www.palamida.com/RGB Networkshttp://www.rgbnetworks.com/Laszlo Systemshttp://www.laszlosystems.com/Firetidehttp://www.firetide.com/Kineto Wirelesshttp://kineto.com/NetMotion Wirelesshttp://www.netmotionwireless.com/Beceemhttp://www.broadcom.com/products/Cellular/4G-Baseband-ProcessorsLensVectorhttp://lensvector.com/Etonenethttp://www.etonenet.com/Life Mediahttp://www.lifemedia.ca/Universe Mediahttp://www.universemedia.co.uk/Mo'Minishttp://www.mominis.com/AutoTalkshttp://www.auto-talks.com/IXELON Co.http://www.mitsui-global.com/en/portfolio/ixelon.htmlTera Semiconhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=75972258On-chip Biotechnologieshttp://www.on-chip.co.jp/index.htmlAnaeropharma Sciencehttp://www.anaeropharma.co.jp/GerrnPeptidehttp://www.green-peptide.com/english/index.phpNxTherahttp://nxthera.com/Cardeus Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=134468789Boston Biomedicalhttp://bostonbiomedical.com/Axikin Pharmaceuticalshttp://www.axikin.com/Cappellahttp://en.wikipedia.org/wiki/A_cappellaNapaJen Pharmahttp://www.napajen.com/Biolexhttp://www.biolex.com/Protein Simplehttp://www.proteinsimple.com/Ooptiscan Biomedicalhttp://optiscan.com/NovoStenthttp://novostent.com/Calypso Medical Technologieshttp://calypsomedical.com/Ekoshttp://www.ekos.com/Broncushttp://www.broncus.com/Asthmatxhttp://www.asthmatx.com/Hainan Hailing Chemipharmahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=61844639Byondo Mediahttp://www.beyondmedia.org/Bigeatshttp://www.chow.com/profile/105918MC Plushttp://www.mcplusplus.com/Huge Co.http://www.huge.co.jp/Dream Dininghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=61937216Infomart Internationalhttp://www.infomartinternational.com/en/business/ordering/index.htmlSolaicxhttp://www.memc.com/index.php?view=Solar-OverviewNanoGramhttp://en.wikipedia.org/wiki/NanogramSolariahttp://www.solaria.com/BioAmberhttp://www.bio-amber.com/Fisker Automotivehttp://www.fiskerautomotive.com/Redwood Systemshttp://www.redwoodsystems.com/Prudent Energyhttp://www.pdenergy.com/index.htmlInvestment Team:Kenichi Kimura, President & CEORichard See, Investment Partnerr.see@mitsui.comVoytek Siewierski, Investment Partnerv.siewierski@mitsui.comYoichiro Miwa, PrincipalHironobu Yoshikawa, PrincipalTakahide Koda, PrincipalSanjay Pickhaiah, PrincipalSho Matsubara, AssociateMasashi Kiyomine, PrincipalTstomu Akiyama, Venture PartnerMasato Mikawa, Venture PartnerJunji Tabuchi, Investment PartnerMohr, Davidow Ventures (MDV)www.mdv.comSilicon ValleyVCInformation TechnologySoftware & InternetSemiconductorEnergy & Clean TechLife Sciences & HealthcareSeedEarlyFounded in 1983, Mohr Davidow Ventures is a venture capital firm specializing in seed/startups and early stage investments. The firm typically invests in information technology, energy and materials, and life sciences companies. Within information technology it invests in Internet services including developing and marketing web-enabled applications and services, Internet media, digital media, consumer Internet, mobiles, semiconductors including semiconductor design, process technology, tools and related hardware, software infrastructure, and software and systems including systems and applications development and systems engineering, and emerging technology. Within energy and materials, Mohr Davidow invests in cleantech including energy storage, solar technologies, smart grid, energy management, de-carbonization, and resource supply solutions, renewable, nanotechnology, computational techniques, device technologies, electricity value chain, industrial processes, and manufacturing. Within life sciences Mohr Davidow invests in personalized medicine, molecular biology, chemistry, computer science, optics, signal processing, and MEMs companies. The firm invests in the Silicon Valley, Mid-Atlantic, and Pacific Northwest regions in the United States. Mohr Davidow has $2 billion under management.

3000 Sand Hill Road, Building 3, Suite 290Menlo ParkCA94025650-854-7236 650-854-7365

Portfolio companies include:Freshwater Softwarehttp://www.freshwater.software.informer.com/hi5http://hi5.com/friend/displayHomePage.doInnerWorkingshttp://www.inwk.com/Kalpanahttp://en.wikipedia.org/wiki/Kalpana_ChawlaParAccelhttp://paraccel.com/Actuatehttp://www.actuate.com/home/Proofpointhttp://www.proofpoint.com/VirtuOzhttp://www.virtuoz.eu/Finspherehttp://www.finsphere.com/Zip2http://www.zip2.com/zip2/portal/index.aspxRally Softwarehttp://www.rallydev.com/Moblynghttp://www.moblyng.com/Pacific Bioscienceshttp://www.pacificbiosciences.com/Navigenicshttp://www.navigenics.com/Adamashttp://www.adamas.com/Artemis Healthhttp://www.lifetimehealth.org/PatientInfo/Locations/Rochester/ArtemisCrescendo Biosciencehttp://crescendobio.com/Sequentahttp://sequentainc.com/about/Xicatohttp://www.xicato.com/Laurus Energyhttp://laurusenergy.com/Simbol Materialshttp://www.simbolmaterials.com/Echelonhttp://echelon.com/ZeaChemhttp://zeachem.com/Genomaticahttp://www.genomatica.com/Opx Biotechnologieshttp://www.opxbiotechnologies.com/Brickstreamhttp://www.brickstream.com/Cenzichttp://www.cenzic.com/Genius.comhttp://www.genius.com/Infusionsofthttp://www.infusionsoft.com/Agilehttp://en.wikipedia.org/wiki/Agile_software_developmentBroadbasehttp://www.broadbase.co.nz/Coupa Softwarehttp://www.coupa.com/GridIronhttp://en.wikipedia.org/wiki/Gridiron_footballIronKeyhttps://www.ironkey.com/doxohttp://www.doxo.com/Critical Pathhttp://en.wikipedia.org/wiki/Critical_path_methodKabbagehttps://www.kabbage.com/HotChalkhttp://www.hotchalk.com/index_new.htmlFormFactorhttp://formfactor.com/AudienceSciencehttp://www.audiencescience.com/Carrier IQhttp://www.carrieriq.com/Rambushttp://www.rambus.com/Telocityhttp://www.telocitygroup.com/Visible Measureshttp://www.visiblemeasures.com/Ticketflyhttp://www.ticketfly.com/Xambalahttp://www.xambala.com/opencms/xambala/en/home/index.htmlVirtuOzhttp://www.virtuoz.com/SodaHeadhttp://www.sodahead.com/Adamashttp://www.adamas.com/DVS Scienceshttp://www.dvssciences.com/On-Q-ityhttp://on-q-ity.com/RainDance Technologieshttp://www.raindancetechnologies.com/Verinata Healthhttp://www.verinata.com/CardioDXhttp://www.cardiodx.com/HealthTaphttps://www.healthtap.com/Sequentahttp://sequentainc.com/about/VitaPath Geneticshttp://vpgenetics.com/Corventishttp://www.corventis.com/iRhythm Technologieshttp://irhythmtech.com/ParAllele Biosciencehttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=1379439Ventus Medicalhttp://www.proventtherapy.com/ventus_medicalNavigenicshttp://www.navigenics.com/Personalishttp://personalis.com/Ventus Medicalhttp://www.proventtherapy.com/ventus_medicalCatilinhttp://www.albemarle.com/Products-and-Markets/Catalysts/Alternative-Fuel-Technologies/Albemarle-Catilin-537.htmlGordon Murray Designhttp://gordonmurraydesign.com/OPX Biotechnologieshttp://www.opxbiotechnologies.com/Xicatohttp://www.xicato.com/Echelonhttp://echelon.com/Hycretehttp://www.hycrete.com/Recurrent Energyhttp://www.recurrentenergy.com/ZeaChemhttp://zeachem.com/Energy Innovationshttp://www.energyinnovations.com/Laurus Energyhttp://laurusenergy.com/Simbol Materialshttp://www.simbolmaterials.com/Genomaticahttp://www.genomatica.com/Nanosolarhttp://www.nanosolar.com/Xeraluxhttp://www.xeralux.com/Investment Team:Bill Ericson, General Partnerbericson@mdv.comJon Feiber, General Partnerjdf@mdv.comJosh Green, General Partnerjgreen@mdv.comSue Siegel, General Partnerssiegel@mdv.comBryan Stolle, General Partnerbstolle@mdv.comErik Straser, General Partnerestraser@mdv.comJim Smith, General Partnerjsmith@mdv.comPaul Cleveland, General Partnerpcleveland@mdv.comKatherine Barr, General Partnerkbarr@mdv.comNancy Schoendorf, General Partnernschoendorf@mdv.comMonet Capital, LLCwww.monetcapital.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorLife Sciences & HealthcareSeedEarlyGrowthExpansionFounded in 2000, Monet Capital, LLC is a venture capital firm specializing in investments in seed and start-ups to late stage companies and emerging growth companies. The firm typically invests in information technology with a focus on communications, Internet infrastructure, software and services, and healthcare. Within communications, Monet targets data networking, optical communications, remote access and security software, wireless communications, semiconductors, and imaging. In Internet infrastructure, the firm focuses on content delivery, e-commerce platforms, supply chain optimization, network and quality of service management, and web enabling or personalization technologies. Within software and services, Monet prefers to invest in data management, e-commerce, enterprise applications, internet services, consumer or small business software. In the healthcare sector, the firm focuses on medical devices, e-health, biotechnology or genomics, and pharmaceutical outsourcing. Monet has additional offices in Taipei, Taiwan.

2450 Kruse Dr.San JoseCA95131408-955-9013408-955-9014

Portfolio companies include:Tviahttp://www.tvia.com/Anykahttp://www.anyka.com/enHome.aspTransMediahttp://en.wikipedia.org/wiki/Transmedia_storytellingVwebhttp://vweb.ssidish.com/Immtechhttp://immtech-international.com/LynuxWorkshttp://www.lynuxworks.com/e21http://www.economics21.org/GSI Technologyhttp://www.gsitechnology.com/NextWebhttp://thenextweb.com/Investment Team:Dr. H .W. Chen, Managing Partnerhwchen@monetcapital.comRobert Cheng, Managing Partnerrobert@monetcapital.comHenry Chen, Senior Vice PresidentJohn Chen, Vice Presidentjohn@monetcapital.comMont Vista Capitalwww.montvista.comSilicon ValleyMBEnergy & Clean TechEarlyMont Vista Capital is a leading global provider of investment banking and risk advisory services to clients in the alternative energy industry. Mont Vista also seeks proprietary trading and growth equity opportunities in alternative energy markets which add value for its stakeholders. The firm has additional offices in Miami, Seattle and New York.

One Market St., Suite 3600San FranciscoCA94105888-85-VISTA888-780-4424

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Tyler J. Krutzfeldt, CFA, Founder and Managing Directortjk@montvista.comDr. Scott Sills, PhDNate SilvermanKim JohnsonDennis S. BanasiakMorgenthaler Ventureswww.morgenthaler.comSilicon ValleyVCInformation TechnologyLife Sciences & HealthcareMedical DeviceSeedEarlyGrowthExpansionMorgenthaler Ventures has worked with entrepreneurs to build companies for over 38 years. The firm has $3 billion under management, including $400 million in its current fund (capitalized in November 2008) and more than 300 companies funded. Today, the Morgenthaler venture capital team focuses its investments in two areas: Life sciences and information technology. The firm is headquartered in Menlo Park, CA; with offices in Boulder, CO; Boston, MA; and Princeton, NJ. Morgenthaler expects to invest between $5 and $15 million total in each information technology company over several rounds. Initial investments can be as small as $500 thousand. The firm invests in a broad spectrum of life science companies, particularly those in the fields of: Therapeutic Biopharmaceuticals and Medical Devices. The firm expects to invest between $12 and $20 million total in a biotech company over several rounds; and between $10 and $12 million for a device company. The majority of its investments have been in Series A, but it is open to later stage opportunities.

2710 Sand Hill Road, Suite 100Menlo ParkCA94025650-388-7600650-388-7601

Portfolio companies include:CLK Design Automationhttp://www.clkda.com/company/about/JasperSofthttp://www.jaspersoft.com/Promedior Pharmaceuticalshttp://www.promedior.com/Replidynehttp://www.replidyne.com/Adara Mediahttp://www.adaramedia.com/Amatihttp://en.wikipedia.org/wiki/AmatiMuleSofthttp://www.mulesoft.com/Nextelhttp://www.sprint.com/index_n.html?brand=NextelArdianhttp://ardian.com/NexTag.comhttp://www.nextag.com/QuickLogichttp://www.quicklogic.com/Rhythm NewMediahttp://rhythmnewmedia.com/AneuRxhttp://www.reyeslaw.com/dangerous-drugs/aneurx.aspArisDynehttp://arisdyne.com/Autonet Mobilehttp://www.autonetmobile.com/Bayhill Therapeuticshttp://www.bayhilltx.com/Big Switch Networkshttp://www.bigswitch.com/BilltoMobilehttps://www.billtomobile.com/BlueArchttp://www.bluearc.com/Cabochon Aestheticshttp://www.cabochoninc.com/Calithera Bioscienceshttp://www.calithera.com/Cardiomindhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=20904343CareMedichttp://www.caremedic.com/Catalyst Bioscienceshttp://catalystbiosciences.com/Coalescent Surgicalhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=26624Cortina Systemshttp://cortina-systems.com/Elcelyx Therapeuticshttp://www.elcelyx.com/Evernotehttp://www.evernote.com/FiveStarhttp://www.fivestarrange.com/ForSight Labshttp://forsightlabs.com/ForSight Vision4http://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=117341634ForSight Vision5http://forsightlabs.com/Force10 Networkshttp://www.force10networks.com/Fundlyhttp://fundly.com/Galleon Pharmaceuticalshttp://www.galleonpharma.com/Gliatechhttp://gliatech.com/Globelmmunehttp://www.globeimmune.com/careers/IPChttp://www.ipc.org/Innovative Pulmonary Solutionshttp://www.innovativepulmonary.com/Intact Medicalhttp://www.intactmedical.com/Intelleflexhttp://intelleflex.com/Jaspersofthttp://www.jaspersoft.com/Kona Medicalhttp://www.kch.hhsc.org/LendingClubhttp://www.lendingclub.com/LoneStar Hearthttp://lonestarheartinc.com/LuMendhttp://www.ptca.org/pr_jnj/20050928.htmlMiramarhttp://ci.miramar.fl.us/Mosaic Bioscienceshttp://www.mosaicbio.com/Investment Team:Gary Little, Partnerglittle@morgenthaler.comGary Morgenthaler, Partnergmorgenthaler@morgenthaler.comPaul Levine, Venture Partnerplevine@morgenthaler.comRobin Bellas, Partnerrbellas@morgenthaler.comBob Pavey, Partnerbpavey@morgenthaler.comHank Plain, Partnerhplain@morgenthaler.comRebecca Lynn, Partnerrharding@morgenthaler.comMark Goines, Partnermgoines@morgenthaler.comJim Broderick, MDjimb@morgenthaler.comRalph E. (Chris) Christoffersen, Ph.D., Partnerrchris@morgenthaler.comMPM Capitalwww.mpmcapital.comSilicon ValleyVCLife Sciences & HealthcareMedical DeviceEarlyGrowthExpansionMPM capital has over $2 billion under management and invests in biotechnology, specialty pharma, medical technology, and related companies that provide innovative medical products and requisite services to the healthcare industry. The firm's investments are made through two branches of funds: MPM BioVentures and MPM BioEquities, which invests in public markets. MPM's portfolio includes early stage start-ups as well as large capitalization public companies. The fund will accommodate per company investments of $5 -$60 million, with a preferred investment size of $15-$25 million in the U.S., Europe, and Asia. MPM Capital has offices in Boston and San Francisco.

601 Gateway Boulevard, Suite 350 South San FranciscoCA94080650-553-3300650-553-3301

Portfolio companies include:Ceregenehttp://ceregene.com/Barrier Therapeuticshttp://www.stiefel.com/Critical Therapeuticshttp://www.crtx.com/Elixirhttp://en.wikipedia.org/wiki/ElixirAntherahttp://anthera.com/EKR Holdingshttp://ekrtx.com/Epizymehttp://epizyme.com/index.aspForteBiohttp://www.fortebio.com/iPerianhttp://www.ipierian.com/NeuroTherapeutics Pharmahttp://www.ntprx.com/Proteon Therapeuticshttp://en.wikipedia.org/wiki/Proteon_TherapeuticsRhythm Pharmaceuticalshttp://rhythmtx.com/TriVascualrhttp://trivascular.com/Verastemhttp://www.verastem.com/23andMehttps://www.23andme.com/Allozynehttp://www.allozyne.com/Aratanaapeuticshttp://www.allozyne.com/AVEOhttp://aveopharma.com/Cardiac Dimensionshttp://cardiacdimensions.com/Chiasmahttp://www.chiasmapharma.com/Colucidhttp://www.colucid.com/Conatushttp://en.wikipedia.org/wiki/ConatusDragonfly Scienceshttp://www.dragonflysciences.com/about/leadership.htmlEnteromedicashttp://www.enteromedics.com/Epigenomics AGhttp://www.epigenomics.com/en/Idenix Pharmaceuticalshttp://www.idenix.com/Kalidexhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=115649601KaloBioshttp://kalobios.com/, MacroGenics, NeoVista, Nevro, Oxagen, Pacira Pharmaceuticals, Poniard Pharmaceuticals, Portola Pharmaceuticals, PrimeraDx, QuatRx, Radius Health, Sai Advantium, Solasia Pharma K.K., Somaxon Pharmaceuticals, Swedish Orphan BioVitrum, Syndax Pharmaceuticals, Theraclone Sciences, Valeritas, VLST, Xanodyne Pharmaceuticals, Zalicushttp://kalobios.com/Aireshttp://www.aires.org/Chiasmahttp://en.wikipedia.org/wiki/Chiasma_(genetics)Colucid Pharmaceuticalshttp://www.colucid.com/EKRhttp://www.crtx.com/about_us/ekr.htmlInvestment Team:Dr. Gary Patou, Executive Partnergpatou@mpmcapital.comLuke Evnin, PhD, Managing Directorfconnelly@mpmcapital.comWilliam Greene, MD, Managing Directorwgreene@mpmcapital.comJim Scopa, JD, MBA, Managing Directorjscopa@mpmcapital.comPhil Gutry, MBA, Principaldsmith@mpmcapital.comEnterVentureswww.enterventures.comSilicon ValleyVCInformation TechnologySeedEarlyEnterVentures is a business accelerator that works closely with high-growth emerging technology companies towards the successful launch of, and execution of, their business models. With offices in Palo Alto and San Francisco and an Asia/Pacific base in Sydney, Australia, EnterVentures is able to leverage its international network of key resources to work with and develop not only early stage U.S. start-ups, but also companies outside the U.S. EnterVentures offers a suite of comprehensive services, solutions, and key resources including: Financial Strategy Building, Access to Funding, Strategic Alliances, Business Strategy Development, Technology Development, Management Team Building, and Temporary Premises. EnterVentures is a co-manager of Accelerated Growth Partners, a $100 million early stage technology investment fund.

350 Cambridge Ave, Suite 225Palo AltoCA94306

(San Francisco Office)601 California Street, Suite 2000 San FranciscoCA94108415-505-5003 Portfolio companies include:LeaseLoanhttp://www.plls.com/line56http://line56.com/Investment Team:Rob Allan, CEO and General Partnerrob.allan@enterventures.comJohn Chaisson, Partnerjohn.chaisson@enterventures.comDiana Saca, COO and General Partnerdiana.saca@enterventures.comBill Kelsall, Co-FounderFacebook Fund (fbFund)https://www.facebook.com/fbFundSilicon ValleyVCSoftware & InternetSeedfbFund is a $10M seed fund and joint venture run by Facebook, Founders Fund, and Accel Partners. Investment capital for the fund is provided by both Accel and Founders Fund. For the current fbFund REV 2009 incubator program (the third company competition), selected companies are eligible to receive up to $100K in equity investment. In 2010, the fund had 25 companies participating in a 12-week program from June thru August in Palo Alto, CA. The fund was formed to help grow the Facebook application ecosystem.

1601 South California AvenuePalo AltoCA94304650-853-1300

Portfolio companies include:Weardrobehttp://www.weardrobe.com/Backlight.orghttp://www.backlight.org/FriendFithttp://friendfit.com/Life360http://www.life360.com/NutShellMailhttp://nutshellmail.com/RentMineOnlinehttp://www.rentmineonline.com/Sociablehttp://www.merriam-webster.com/dictionary/sociableZimridehttp://www.zimride.com/friendradiohttp://www.facebook.com/friendradioFunjihttp://en.wikipedia.org/wiki/FungusGameyolahttp://gameyola.com/GeckoGohttp://www.geckogo.com/GroupCardhttp://www.groupcard.com/MyChurchhttp://www.mychurch.org/Navifyhttp://www.navify.com/NetworkedBlogshttp://www.networkedblogs.com/photosilovehttp://www.facebook.com/apps/application.php?id=33803020168RunMyErrandhttp://www.runmyerrand.ca/Samasourcehttp://samasource.org/Sociablehttp://www.merriam-webster.com/dictionary/sociableSortuvhttp://www.redfoundry.com/Threadhttp://threaddesign.com/Vittanahttp://www.vittana.org/Wildfirehttp://wildfirerestaurant.com/Workstirhttp://www.workstir.com/Worldly Developmentshttp://worldlydevelopments.com/Investment Team: Dave McClure, Founders FundAndrew Braccia, Accel PartnersJulia Lam, FacebookShelli Victorino, fbFundCat Lee, FacebookAnsel Capital Partnerswww.anselcapitalpartners.comALife Sciences & HealthcareMedical DeviceSeedAnsel Capital Partners was founded in 2007 in response to the growing need for organized Angel investor efforts. The firm seeks to provide funding at the seed stage in the range of $250,000 to $5 million. The primary investments are in medical devices, health care services, and Healthcare IT. Ansel Capital Partners organizes the resources of the Angels by streamlining the deal flow. The firm presents monthly reviews of two targeted, prescreened companies that are matched to investor's interests. Each month Ansel targets one of the three investment types: Medical devices, Health care services, and Healthcare IT. Ansel Capital Partners is a member of the Angel Capital Association. The Angel Capital Association is the professional alliance of angel groups in North America, providing professional development, best practices, networking and collaboration opportunities for angel investors who belong to member angel groups.

10955 Westmoor DriveSuite 400WestminsterCO80021720-838-8436

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Michael Dreco, Executive Directormdreco@anselcapitalpartners.comAppian Ventureswww.appianvc.comVCInformation TechnologySeedEarlyGrowthExpansionAppian Ventures is a Colorado-based venture capital firm founded in 2002 with $80 million under management. Appian invests in software and technologies that improve business performance through the application and management of network connectivity. While Appian primarily targets early-stage investments in the Western U.S., they have the flexibility to invest in seed, growth and late stage companies. The firm's preferred initial investment is $1 to $2 million. Appian's minimum investment size is $500,000, and the firm's maximum is $5 million.

360 S Monroe StreetSuite 650DenverCO80209303-830-2450303-830-2449

Portfolio companies include:AdPayhttp://www.adpay.com/Auctionpayhttp://greatergiving.com/Cadrehttp://cadreservices.com/Carefxhttp://www.carefx.com/Collective Intellecthttp://www.collectiveintellect.com/ETIhttp://www.eti.com/IP Commercehttp://www.ipcommerce.com/Home.aspxLefthand Networkshttp://www.hp.com/hpinfo/newsroom/press/2009/090211b.htmlmPay Gatewayhttp://www.mpaygateway.com/OneRiothttp://blog.oneriot.com/OpenLogichttp://www.openlogic.com/Oxlohttp://www.oxlo.com/Ping Identityhttps://www.pingidentity.com/SkyeTekhttp://www.skyetek.com/Tendrilhttp://www.tendrilinc.com/Thought Equity Motionhttp://www.thoughtequity.com/Univahttp://www.univa.com/Valen Technologieshttp://www.valen.com/Investment Team:Chris Onan, Managing Directorchris@appianvc.comStacey McKittrick, Managing Director, Operationsstacey@appianvc.comDon Parsons, Managing Directordon@appianvc.comMark Soane, Managing Directormark@appianvc.comAweida Venture Partnerswww.aweida.comVCSoftware & InternetStorage & HardwareLife Sciences & HealthcareSeedEarlyGrowthExpansionSince 1988, Aweida Ventures has invested in data storage, software, and the life sciences. As a $100 million evergreen fund, the firm is flexible enough to invest in seed through mezzanine rounds, encompassing the lifespan of a company. The firm's founder, Jesse Aweida, is widely regarded as the father of the computer data storage industry in Colorado. He was the Chairman and President of Storage Technology Corporation, the company which he founded in 1969, and built into a billion dollar company in twelve years.

500 Discovery Parkway, Suite 300 SuperiorCO80027303-664-9520303-664-9530

Portfolio companies include:Atratohttp://www.atrato.com/Benchmarkhttp://www.benchmark.com/Channel Intelligencehttp://www.channelintelligence.com/EStarComhttps://estar.kcstar.com/Illumitexhttp://www.illumitex.com/Turnleafhttp://wsasors.turnleaf.com/TerraXMLhttp://www.terraxml.com/Vertos Medicalhttp://vertosmed.com/InfoTrusthttp://www.infotrustgroup.com/Permacharge Corp(no web site)Chaparral Network Storage(no web site)Storage Genetics(no web site)RxKinetix, Inc.(no web site)Investment Team: Jesse Aweida, General PartnerDan Aweida, General Partnerdan@aweida.comAlan Kenney, General CounselKathy Mattison, Office ManagerBear Equitywww.bearonbusiness.comAInformation TechnologySoftware & InternetSeedBear Equity is a private investment firm that is owned by Dan Caruso. Dan is currently President and CEO of the Zayo Group and chairman of Envysion. As part of his Zayo Group responsibilities, Dan also oversees Onvoy Voice Services. He is a board member of GTS Central Europe and, until recently, sat on the board of New Global Telecom. NGT was sold to Comcast in February 2010. Between 2004 and 2006, Dan was President and CEO of ICG Communications. In 2004, he led a buyout of ICG and took it private. ICG, at the time, had about $100M of debt and was burning their remaining $30M of cash at a rate of $8M a month. Columbia Capital and M/C Venture Partners, who backed the buyout, invested a total of $8.7M. In 2006, ICG was sold to Level 3 for $170M, resulting in a total distribution to the buyout group and management of over $225M and a total return on investment of 25x. Currently, Caruso maintains a blog called "The Bear on Business."

6346 Snowberry LaneLongmontCO80501303-652-9181

Portfolio companies include:Envysionhttp://www.envysion.com/homeZayo Grouphttp://zayo.com/HSEhttp://www.hse.gov.uk/Lanxhttp://www.lanx.com/datAvailhttp://www.datavail.com/Village at Uptown Broadwayhttp://villageatuptown.com/Onvoy Voice Serviceshttp://www.onvoy.com/GTS Central Europehttp://www.gtsce.com/EUNetworkshttp://www.eunetworks.de/Investment Team:Dan Caruso, CEOdan.caruso@bearequity.comAgility Ventures, LLCwww.agilityventures.comVDInformation TechnologyCommunications & NetworkingEarlyAgility Ventures specializes in financing and consulting for the Broadband Industry. The firm was founded by owners and managers of successful Wireless Internet Service Providers (WISPs) and technology finance companies. Since 2004, Agility has been providing venture debt funding to several of the largest independent broadband network operators in the United States.

101 E. Gurley St., Suite 202PrescottAZ86301866-541-0771

Portfolio companies include:Metrobridgehttp://www.metrobridge.com/Central Oregon Wirelesshttps://www.webformix.com/Sierra Advantagehttp://www.cal.net/Keyonhttp://www.keyon.com/CommSpeedhttp://www.commspeed.net/AirBandhttp://www.airband.com/Canyon Broadbandhttp://www.spoke.com/info/c4B7C5m/CanyonBroadbandMStarhttp://mstarsemi.com/Road 9http://www.road9.net/Cache Broadbandhttp://www.cachebroadband.com/Digital Bridgehttp://digitalbridgecommunications.com/Pixiushttp://pixius.com/Vroom Wirelesshttp://vroomwireless.com/Frontier Broadbandhttp://www.frontierbroadband.net/ERF Wirelesshttp://www.erfwireless.com/Air Canopyhttp://skybeam.com/aircanopy/Outlook%20Settings%20Change%20InstructionsAircanopy09102010.htmlSkyriderhttp://skyrider.com/skyrider/homeVaspianhttp://vaspian.com/AirBandhttp://www.airband.com/Michianahttp://en.wikipedia.org/wiki/MichianaOmnicityhttp://omnicity.net/Compulinxhttp://compulinx.com/Home Townhttp://www.hometown.in/Neighbor Networkshttp://neighbornetworks.com/index.htmlNew Erahttp://www.neweracap.com/Investment Team:Hal Hayden, Managing Directorhhayden@agilityventures. comBill MacNamara, Vice PresidentKen Colvin, ControllerRena Curtis, Lease ManagerAlerion Capital Group, LLCwww.alerion.comVCPEInformation TechnologySoftware & InternetStorage & HardwareExpansionMiddle MarketFounded in the 1990's, Alerion Capital Group is a private equity and management advisory firm investing in later stage, mid-market businesses in the Mountain West, Southwest and Pacific areas. Alerion invests in the following technology industry sectors: hardware and devices, electronics, instrumentation, semiconductor, software, business technology services, and technology enabled services (non-technology industry). Potential companies should have a definable market, significant growth opportunities, demonstrated and sustainable profitability, an experienced management team, an established business model, and proprietary technology, processes or services. Potential investments should also have a gross enterprise value between $5 million and $50 million dollars, annual revenues between $5 and $100 million dollars, and a minimum EBITDA of $1.5 million.

7702 East Doubletree Ranch Rd., Suite 350 ScottsdaleAZ85258480-367-0900 480-367-0936

(Utah Address)1338 South Foothill Drive, Suite 190Salt Lake CityUT84108801-415-9163Portfolios companies include:Apex Microtechnologyhttp://apex.cirrus.com/BioVigilant Systemshttp://www.biovigilant.com/LumenIQhttp://www.lumeniq.com/home.htmlVXI Technologyhttp://www.vtiinstruments.com/Tiroshttp://en.wikipedia.org/wiki/TIROSWorldlink Integration Grouphttp://worldlinkintegration.com/Kiosk Information Systemshttp://www.kiosk.com/Stetonhttp://www.steton.com/VTI Instrumentshttp://www.vtiinstruments.com/Investment Team: James Unruh, Founding Principaljimunruh@alerion.comRicardo Deavila, Managing Directorrickdeavila@alerion.comJeffrey Unruh, Managing Directorjeffunruh@alerion.comCindy Bloch, Business DevelopmentJerry Lindfelt, PrincipalBoulder Ventureswww.boulderventures.comVCInformation TechnologyLife Sciences & HealthcareEarlyBoulder Ventures was formed in 1995 to manage venture capital partnerships in Colorado and the Mid-Atlantic. Boulder has raised five venture capital partnerships totaling over $300 million in committed capital. The firm seeks to realize superior returns from early-stage equity investment and active partnership with entrepreneurs building market-leading technology companies. Approximately 75% of Boulder Ventures' investments are in information technology and the other 25% in life sciences. Boulder Ventures targets investments in life sciences tools, platforms, software, services and healthcare in Colorado and the Mid-Atlantic. Initial financing commitments ordinarily range from $1 to $4 million. Ideally, Boulder Ventures likes to invest between $5 and $10 million in a company throughout its life cycle. Boulder Ventures also maintains an office in Maryland.

1941 Pearl Street, Suite 300BoulderCO80302303-444-6950303-444-0267

Portfolio companies include:BroadHophttp://www.broadhop.com/Clarabridgehttp://www.clarabridge.com/Metron Aviationhttp://www.metronaviation.com/Zenosshttp://www.zenoss.com/Cadre Technologieshttp://www.cadretech.com/CenterStone Technologieshttp://centerstonetech.com/Rally Softwarehttp://www.rallydev.com/Everest Softwarehttp://www.everestsoftwareinc.com/Entevohttp://www.networkworld.com/newsletters/nt/0315nt1.htmlDatavailhttp://www.datavail.com/Lijit Networkshttp://www.lijit.com/Market Force Informationhttp://www.marketforce.com/TidalTVhttp://www.tidaltv.com/Xifinhttp://www.xifin.com/kSariahttp://www.ksaria.com/LineRate Systemshttp://lineratesystems.com/ProStor Systemshttp://www.prostorsystems.com/Barofoldhttp://barofold.com/BiOptixhttp://www.bioptixinc.com/Millennium Pharmacy Systemshttp://www.mpsrx.com/MiRagen Therapeuticshttp://www.miragentherapeutics.com/ARCA biopharmahttp://arcabiopharma.com/Federated Media Publishinghttp://www.federatedmedia.net/Videologyhttp://www.videologygroup.com/index.php/en/Array BioPharmahttp://www.arraybiopharma.com/Dharmaconhttp://www.dharmacon.com/Enteloshttp://www.entelos.com/Genomicahttp://www.visualizeinc.com/Investment Team:Kyle Lefkoff, General Partnerkyle@boulderventures.comPeter Roshko, General Partnerpeter@boulderventures.comJonathan Perl, General Partnerjonathan@boulderventures.comTim Hoogheem, CFOtim@boulderventures.comBow River Capital Partnerswww.bowrivercapital.comPEEnergy & Clean TechManufacturing & IndustrialBusiness ServicesTransportation & DistributionFinancial ServicesReal EstateMiddle MarketBow River Capital Partners is a private investment fund based in Denver that invests in promising U.S. and Canadian companies and alternatives. Bow River was founded in 2003 and raised its second fund in late 2006. Total assets under management are approximately $105 million, the bulk of which are capital commitments from high net worth individuals. Bow River takes an opportunistic approach to its investment philosophy by deploying capital into a variety of different industries, including business and consumer services, distribution, private aviation (fixed base operations), financial services, energy, and real estate. Bow River targets lower-middle market companies located in the Western United States and Canada that have proven management, revenues of $10 to $50 million, positive free cash flow in excess of $500,000, and EBITDA of $4 to $10 million with a strong preference toward owner-operated businesses. The firm's typical investment size is $4 million to $7 million (although they have participated in much larger transactions by partnering with other investors) and their target investment horizon is three to seven years. Targeted industries include business and consumer services, manufacturing, distribution, transportation, financial services, energy and real estate. The firm will not consider investments in biotechnology and technology, or business startups.

1490 Lafayette Street, Suite 400DenverCO80218303-861-8466303-861-8557

Portfolio companies include:AUC Grouphttp://aucgrouplp.com/Cirque Resourceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=102218926Community Bankshareshttp://www.cobnks.com/Gryphon Petroleumhttp://www.hotfrog.ca/Companies/Gryphon-PetroleumHolman Boiler Workshttp://holmanboiler.com/Magellan Resourceshttp://magellanresources.com/Scollard Energyhttp://scollardenergy.com/Talavera-Ralston Ranchhttp://www.privateequityfirms.com/company/11837/Talavera-Ralston-RanchDarian Resourceshttp://relieffromdebt.ca/index.php/Darian-Resources-Ltd.-and-Bowview-Petroleum-Inc.htmlPeak Power Engineeringhttp://peakpwr.com/MCC Energy Fund(no site)Professional Pediatric Home Carehttp://www.pediatrichomecare.comInvestment Team:Blair E. Richardson, Managing Partner & Co-Founderrichardson@bowrivercapital.comBernard C. Darre, Partner & Co-Founderdarre@bowrivercapital.comEric B. Wolf, CPA, Partner & Co-Founderwolf@bowrivercapital.comRick A. Pederson, Partner & Strategic Consultantpederson@bowrivercapital.comJill Smith, Controllersmith@bowrivercaptial.comBen Sykora, Vice Presidentsykora@bowrivercaptial.comArizona Technology Investor Forumhttp://atif.asu.eduALife Sciences & HealthcareSeedEarlyThe Arizona Technology Investor Forum (ATIF) is an investment community of accredited private equity investors, venture capitalists, corporate investors, and institutional investors. Dr. Thomas Duening founded ATIF in 2007 bywhen he was Director of Entrepreneurial Programs at the Ira A Fulton School of Engineering at Arizona State University. The group's investment focus is Arizona-based technology companies seeking $100K to $2M investment in a wide range of industry sectors, including software, medical devices and services, consumer Web, green technology, and biotechnology. The group will consider companies from outside the region, but have a preference for deals with strong ties to Arizona. Since May 2007, ATIF members have invested over $4.8 million in Arizona-based technology ventures that have presented at ATIF meetings. Over 75 ATIF members, guests and partners attend four Investor Meetings a year in Tempe, Arizona to view presentations from leaders of the selected ventures. Three promising Arizona-based technology ventures are selected to present at each meeting. Although the deal flow and group meetings are facilitated by ATIF, members invest individually with presenting companies

11445 E. Via Linda, Suite 2-511ScottsdaleAZ85259480-965-2825

Portfolio companies include:Arkaynehttp://www.arkayne.com/CareerTourshttp://careertours.blogspot.com/Celeritive Technologieshttp://www.celeritive.com/about.htmFenzian by Eumedichttp://www.acc.co.nz/PRD_EXT_CSMP/groups/external_communications/documents/reports_results/prd_ctrb074576.pdfFlypaperhttp://www.flypaper.com/Global Recyclinghttp://www.globalrecyclinginc.com/Kinetic Muscleshttp://www.kineticmuscles.com/Protein Genomicshttp://www.proteingenomics.com/StrongWatchhttp://www.strongwatch.com/Tempronicshttp://tempronics.com/USuggest.comhttp://www.usuggest.com/WebPThttp://www.webpt.com/Worldwise Educationhttp://www.worldwiseeducation.com/4SmartPhonehttp://4smartphone.net/Agility Ventureshttp://www.agilityventures.com/Alert GPS Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=145640531BlogGluehttp://www.blogglue.com/Cancer Prevention Pharmaceuticalshttp://canprevent.com/Eumedichttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=65936808Firehosthttp://www.firehost.com/500 Startupshttp://500.co/Flypaper Studiohttp://www.flypaper.com/Post.Bid.Shiphttp://www.postbidship.com/Right Side Capital Managementhttp://rightsidecapital.com/Investment Team: Jim Goulka, Managing Directorjegoulka@atif-az.orgEd Hall, DirectorMichael Hool, DirectorBrand Journey Venturingwww.brandjourneyventuring.com/PEInformation TechnologyConsumer ProductsMiddle MarketFormed in early 2008, Brand Journey invests in consumer products and services businesses with the potential to reach at least $100m in sales. The firm's fund is an open fund which has partnered with Mantucket Capital giving Brand Journey access to over $1B under management The firm's principals bring together the experience of working on over 100 consumer brands and direct involvement with more than 200 Private Equity investments. Brand Journey is interested in companies that are focused on what the firm calls "The Crossroads of Opportunity" - the meeting point of Macro Trends, Innovation, and Strong Management.

DenverCO757-515-5555

Portfolio companies include:Sprig Toyshttp://www.sprigtoys.com/Gluten Freelywww.glutenfreely.comInvestment Team:David Wolfe, Managing DirectorDavid.Wolfe@brandjourneyventuring.comMark DawesMark.Dawes@brandjourneyventuring.comAzTE (Arizona Technology Enterprises)www.azte.comTTInformation TechnologyLife Sciences & HealthcareSeedEarlyArizona Science and Technology Enterprises, LLC (AzTE) was established in 2003 as an Arizona Limited Liability company with the ASU Foundation as its sole member. Pursuant to agreements with Arizona State University, AzTE operates as the exclusive intellectual property management and technology transfer organization for ASU. AzTE also collaborates with other universities on technology transfer. AzTE has helped a number of promising technologies develop into successful start-up companies, a few of which have been acquired by larger companies. AzTE ranked in the top ten for invention disclosures, licenses and options, and startups formed per $10 million in research. ASU faculty submitted a record 187 invention disclosures in fiscal year 2010.

1475 N. Scottsdale Road, Suite 200ScottsdaleAZ85257-3538480-884-1996480-884-1984

Portfolio companies include:4Bloxhttp://www.4blox.com/Axon Technologieshttp://www.axontc.com/Biosensehttp://www.biosense.com/Cantimerhttp://cantimer.com/constructNet Internationalhttp://www.constructnetonline.com/Crawdad Technologieshttp://crawdadtech.com/EndoStimhttp://www.endostim.com/Fluidic Fuel Cellhttp://www.indeed.com/cmp/Fluidic-Fuel-CellIntrinsic Bioprobeshttp://intrinsicbio.com/NeuroVistahttp://neurovista.com/PetroAlgaehttp://www.petroalgae.com/USuggesthttp://www.usuggest.com/Restorative Bioscienceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=100241196SynSonixhttp://www.synsonix.com/Investment Team: Augustine V. Cheng, Managing Director and Chief Legal Officer, 480-884-1996aching@azte.comCharlie Lewis, Vice President of Venture Development, 480-884-1993clewis@azte.comJack Geltosky Ph.D., Senior VP of Business Development, 480-884-1989jgeltosky@azte.comThomas C. Goodman Ph.D., Director of Business Development, 480-884-1648tomgoodman@azte.comJeremy W. Burdon Ph.D., Director of Intellectual Assets, 480-884-1994jburdon@azte.comKenneth J. Polasko Ph.D., Executive Directorkpolasko@azte.comBill Loux, Director of Business Development, 480-884-1992bloux@azte.comPhil Dowd Ph.D., Director of Intellectual Assets, 480-884-1982pdowd@azte.comRomy Drysdale, General Counsel and Secretary, 480-884-1988romy@azte.comBiltmore Ventureswww.biltmoreventures.comVCSoftware & InternetEarlyBiltmore Ventures is a Phoenix-based venture firm chartered to grow the Arizona private capital marketplace. The firm provides capital to local entrepreneurs focusing on high-growth businesses with an integral Internet component. The Biltmore team has over 40 years experience as entrepreneurs, investors, deal architects, and team builders. Biltmore has a financial base of $20 million and invests in early-stage companies, typically making initial investments of around $1 million and typically up to $10 million per project. Biltmore prefers to invest in companies specializing in social networking or decentralized distribution. Biltmore recently announced that Knightsbridge Capital Partners had acquired the general partner interests in 2007 FUND ONE LP. The fund has investments in a number of Arizona based businesses including Lifelock, Vsocial, and CopperKey. The porfolio's other investments are Mytrade and Adaptive Blue.

1825 W. Knudsen, # B-100PhoenixAZ85027480-585-2535866-664-8593

Portfolio companies include:Lifelockhttp://www.lifelock.com/Vsocialhttp://www.vsocial.co/CopperKeyhttp://www.dillards.com/endeca/EndecaStartServlet?N=1020858+2010086Mytradehttp://www.mytrade.com/Adaptive Bluehttp://getglue.com/Investment Team: Adam Bruss, Managing PartnerBrockson Capital Partners, LLCwww.brockson.comMBInformation TechnologyCommunications & NetworkingSemiconductorLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionDefense & Homeland SecurityGrowthExpansionMiddle MarketBrockson Capital Partners, LLC is a value-oriented, relationship-driven financial advisory team based in Phoenix, Arizona. The company is dedicated to providing financial, investment and merchant banking services to middle market companies located in the Southwest region of the United States. Through BCP's private equity and participation funds, i.e. Brockson Fund III, and Brockson Capital Management respectively, and upon successful due diligence and continued interest, BCP will employ funds to invest in businesses. The firm targets companies in the industries of Manufacturing, Technology, Water, Information Technology, Communications, Defense-related Products, Optics, Life Sciences, Semiconductor, Distribution and Business Services in the $10 - $250 million annual revenue range. BCP generally focuses on growth or later stage investments, defined as revenue generating companies with positive EBITDA. However, growth-stage financings will be considered with those companies that demonstrate quantifiable growth, such as contractual orders/backlog, significant and consistent revenue growth, market acceptance, etc.

3200 N. Central Ave., Suite 1470 PhoenixAZ85012602-508-9020 480-563-6423

Portfolio companies include:N/AN/AInvestment Team:John F. Trotter II, Co-Founding Principaljtrotter@brockson.comChristopher G. Whitson, Partnercwhitson@brockson.comPaul Krulisky, Directorpkrulisky@brockson.comCohen, David G.www.davidgcohen.comAInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyDavid Cohen is the founder and CEO of TechStars, a mentorship-driven seed stage investment program for Internet startups. Previously, David was a founder of several software and web technology companies. He was the founder and CTO of Pinpoint Technologies, which was acquired by ZOLL Medical Corporation (NASDAQ: ZOLL) in 1999. Cohen is actively investing in early stage web/software companies through a $5M fund that was originally announced in May of 2009. The fund plans to invest in approximately 20 startups over a five year period, investing between $50K and $200K per company, with a typical "bite size" being $100K.

BoulderCO

Portfolio companies include:DebtMarkethttp://www.debtmarket.com/Foodziehttp://foodzie.com/Graphic.lyhttp://graphicly.com/Ignighterhttp://www.ignighter.com/isockethttps://www.isocket.com/Next Big Soundhttp://www.nextbigsound.com/Oblonghttp://oblong.com/ADStruchttp://adstruc.com/Baydinhttp://www.baydin.com/BigDoor Mediahttp://www.bigdoor.com/DailyWorthhttp://www.dailyworth.com/homeGiveForwardhttp://www.giveforward.com/Hipsterhttp://www.hipster.com/Kohorthttp://www.kohort.com/OpenSpacehttp://openspace.org/Orbotixhttp://www.orbotix.com/Plancasthttp://plancast.com/Postlinghttp://www.postling.com/Retel Technologieshttp://www.reteltechnologies.com/RoundPegghttp://www.roundpegg.com/Seamless Receiptshttp://www.seamlessreceipts.com/Scopelyhttp://jobs.scopely.com/SendGridhttp://sendgrid.com/SimpleGeohttps://simplegeo.com/SocialScihttp://socialsci.com/StockTwitshttp://stocktwits.com/Storenvyhttp://www.storenvy.com/Tap Mehttp://tap.me/ThinkNearhttp://www.thinknear.com/Twiliohttp://www.twilio.com/UpNexthttp://www.upnext.com/Uberhttp://en.wikipedia.org/wiki/%C3%9CberYesWarehttp://www.yesware.com/BrightNesthttp://www.brightnest.com/Blog Froghttp://www.theblogfrog.com/ChatIDhttp://www.chatid.com/EverTruehttp://www.evertrue.com/FullContacthttp://www.fullcontact.com/Heyohttp://www.heyo.com/Kaposthttp://www.kapost.com/Milewisehttp://www.milewise.com/Mocavohttp://www.mocavo.com/MobileDayhttp://www.mobileday.com/MongoLabhttp://www.mongolab.com/Ordr.inhttp://www.ordr.in/Precoghttp://www.precog.io/Romotivehttp://www.romotive.com/Simply Measuredhttp://www.simplymeasured.com/Singlyhttp://www.singly.com/StepOuthttp://www.stepout.com/Torbithttp://www.torbit.com/Investment Team: David Cohen, Founderdgc@davidgcohen.comCave Creek Capital Management LLCwww.cavecreekcapital.comPEMedia & Digital MediaEnergy & Clean TechManufacturing & IndustrialBusiness ServicesFinancial ServicesConsumer ProductsMiddle MarketCave Creek Capital Management invests in private enterprises in select industries. The firm's partners have over 25 years in the Private Equity industry. Cave Creek Capital Management invests in both mezzanine debt and equity, as either minority or majority partner. The firm seeks investments in companies seeking growth capital and/or owner liquidity. Ideal candidates are experiencing one or more of the following: (i) rapid growth, (ii) shifting competitive environments, (iii) owner liquidity needs or (iv) lending constraints. Cave Creek Capital Management's investments range from $2 to $10 million per transaction and substantially larger transactions may be funded in partnership with affiliated funds.

7033 E Greenway Pkwy., Suite 220ScottsdaleAZ85254480-478-6960480-478-6961

Portfolio companies include:HQ Office Solutionshttp://www.hq.com/offices/solutions/default.htmConroutehttp://www.conroute.se/English/Startpage/tabid/63/language/sv-SE/Default.aspxSanitorshttp://www.sanitors.com/OneCoast Networkshttp://www.onecoast.com/Casella Waste Managementhttp://www.casella.com/Peco Pallethttp://pecopallet.com/InfoHighwayhttp://www.broadviewnet.com/BVN/Default.aspMariTELhttp://www.maritelusa.com/Entercom Communicationshttp://www.entercom.com/PowerFonehttp://powerphone.com/GO Communicationshttp://www.gocommunications.com/Aerwav Communicationshttp://airwavecommunication.com/Eldorado Bancshareshttp://www.manta.com/c/mmbztrs/first-eldorado-bancshares-incPaula Financialhttp://www.paula.com/Walker Financialhttp://walkerfinancial.com/Arcadia Financialhttp://www.arcadiafinancial.com/Hickory Farmshttp://www.hickoryfarms.com/Catalina Lightinghttp://www.answers.com/topic/catalina-lighting-incPeter Piper Pizzahttp://www.peterpiperpizza.com/SportsTownhttp://www.sportstownbc.com/Triad Softwarehttp://www.triaddsoftware.com/Western United Insurancehttp://www.onlineautoinsurance.com/WU_Service.htmInvestment Team:G. Kevin Fechtmeyer, Managing Partnerkfechtmeyer@cavecreekcapital.comJourdin Lambright, Marketing Associatejlambright@cavecreekcapital.comMontage Capitalwww.montagecapital.comSilicon ValleyVDInformation TechnologyLife Sciences & HealthcareGrowthFormed 2005, Montage Capital is a leading provider of minimally dilutive growth capital to technology and life science companies. Montage's debt-oriented funding solutions allow founders, management teams and early investors to maintain control and ownership of their companies, while obtaining the capital they need for growth. Based in Cupertino, California, Montage is well-positioned to support the increasing number of founder/angel funded companies which are revenue-generating, near cashflow breakeven, and do not require significant additional capital to achieve their next set of milestones. The firm typically invests $250,000 to $3,000,000 per portfolio company.

19925 Stevens Creek Blvd., Suite #100CupertinoCA95014-2358408-973-7829408-973-7213

Portfolio companies include:Integrated Datahttp://www.get-integrated.com/Zucahttp://www.zuca.com/Packaged Business Solutions Internationalhttp://www.pbsilink.com/Media Cannonhttp://www.freshnews.com/news/336852/velti-acquires-media-cannonIsolation Networkhttp://msdn.microsoft.com/en-us/library/ee518924.aspxTrueChoice Solutionshttp://truechoicesolutions.com/Fetter Logichttp://fetterlogic.com/Alpha Innotechhttp://www.alphainnotech.com/Privacy.aspxRegalixhttp://www.regalix.com/SigmaQuesthttp://www.camstar.com/Products/SigmaSure/tabid/578/Default.aspxKaileaNetworkshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28512244IronHawkhttp://www.ironhawk.com/SOS Online Backuphttp://www.sosonlinebackup.com/Groovesharkhttp://grooveshark.com/Quest Nutritionhttp://www.quest-nutrition.com/Jitterbithttp://www.jitterbit.com/Pasengerhttp://www.pasenger.net/StemCytehttps://www.stemcyte.com/TradeScapehttp://www.tradescape.biz/Awareness Technologieshttp://awarenesstechnologies.com/Investment Team:Michael Rose, Managing Directormrose@montagecapital.comEric Gonzales, Managing Directoregonzales@montagecapital.comThayer Ventureshttp://www.thayerventures.comSilicon ValleyVCBusiness ServicesConsumer ProductsRetail & RestaurantEarlyGrowthExpansionThayer Ventures invests in technology companies that focus on the hospitality industry. This industry, which represents over $10 trillion in annual global economic activity, is thriving with entrepreneurial activity due to the disruptive changes within the sector which began over a decade ago. In October 2009, the four Managing Directors of Thayer Ventures formed the firm's inaugural venture capital fund. Quest Hospitality Ventures Fund I closed on June 30, 2011, and currently has nine portfolio companies, with an additional 1-2 portfolio companies anticipated in 2012.

220 Montgomery Street, Suite 417San FranciscoCA94104415-782-1414

Portfolio companies include:nor1http://nor1.com/bcodehttp://www.bcode.com/id9othttp://en.wikipedia.org/wiki/IdiotHipmunkhttp://www.hipmunk.com/newBrandAnalyticshttp://www.newbrandanalytics.com/TourWristhttp://www.tourwrist.com/Switchflyhttp://www.switchfly.com/hotelmehttp://www.me-barcelona.com/Duetto Researchhttp://www.duettoresearch.com/Adara Mediahttp://www.adaramedia.com/Investment Team:Chris Hemmeter, Managing Directorchris@thayerventures.comLucien Ruby, Managing Directorlucien@thayerventures.comStephen Doyle, Special Venture PartnerStephen Moore, Special Venture PartnerMark E. Farrell, Managing Directormark@thayerventures.comJeff Jackson, Managing Directorjeff@thayerventures.com500 Startupshttp://500.coSilicon ValleyVCSoftware & InternetCommunications & NetworkingFinancial ServicesEducation & TrainingSeed500 Startups provides early-stage companies with funding of up to $250K via seed investments, a startup accelerator program, and unique events like SmashSummit and GeeksOnaPlane. The group has over 160 experienced startup mentors around the world, a state-of-the-art 10,000 sq ft working space in the heart of Silicon Valley, and a vibrant community of startup founders. Selected areas of interest include financial services & e-commerce, search/social/mobile platforms, personal & business productivity, education & language, family & healthcare, and web infrastructure.

444 Castro Street, #1200Mountain ViewCA94041

Portfolio companies include:AppBistrohttp://appbistro.com/Apsalarhttp://apsalar.com/AwayFindhttp://www.awayfind.com/Baydinhttp://www.baydin.com/Brainienthttp://www.brainient.com/Bloodhoundgetbloodhound.comCardMunchhttp://cardmunch.com/ChinaNetCloudhttp://www.chinanetcloud.com/Fanbridgehttp://www.fanbridge.com/Fitocracyhttp://www.fitocracy.com/InternMatchhttp://www.internmatch.com/myGengohttp://mygengo.com/Rewardlihttp://www.rewardli.com/WillCallgetwillcall.comTaskRabbithttps://www.taskrabbit.com/SendGridhttp://sendgrid.com/Twilio Cloud Communicationshttp://www.twilio.com/Wildfire Interactivehttp://www.wildfireapp.com/Bespoke Posthttp://bespokepost.com/Chewsehttps://www.chewse.com/COLOURlovershttp://www.colourlovers.com/Drumbihttp://www.drumbi.com/eSpark Learninghttp://esparklearning.com/Farmeronhttp://www.farmeron.com/Cinemacrafthttp://www.cinemacraft.com/Curebithttp://www.curebit.com/DailyWorthhttp://dailyworth.com/Fontactohttp://fontacto.com/Gannttohttp://www.gannett.com/Gengohttp://gengo.com/Groupiterhttps://groupiter.com/loginLaunchRockhttp://launchrock.com/Punchdhttp://getpunchd.com/Reclip.Ithttp://reclipit.com/Investment Team: Dave McClure, Founding Partnerdave@500startups.comChristine Tsai, PartnerPaul Singh, Partnerpaul@500startups.comChristine O'Brien, PartnerDavid Jacques, Chief Financial OfficerBruna Maia, Events Coordinator Sheila Goodman, Events ManagerSabrina Ilich, Events CoordinatorMelissa Grody, Office ManagerAndreessen Horowitzhttp://a16z.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareSeedEarlyIn 2009, Marc Andreessen (Netscape Co-Founder) and Ben Horowitz launched venture capital firm Andreessen Horowitz, and its first fund at $300 million. Andreessen Horowitz will fund technology start-ups with investments ranging from $50,000 to $50 million. The partners will focus on investments in the following industries: consumer Internet, business Internet (cloud computing, "software as a service"), mobile software and services, software-powered consumer electronics, infrastructure and applications software, networking, storage, databases, and other back-end systems. The firm will not consider investments in the following domains: "clean", "green", energy, transportation, life sciences (biotech, drug design, medical devices), nanotech, movie production companies, consumer retail, electric cars, rocket ships, and space elevators. Andreessen Horowitz is primarily, but not entirely, focused on investing in Silicon Valley firms. As of January 31, 2012, the firm is managing $2.7 billion in assets with the closing of its third fund at $1.5 billion.

2865 Sand Hill Road, Suite 101Menlo ParkCA94025

Portfolio companies include:Asanahttp://asana.com/SnapLogichttp://www.snaplogic.com/GoodDatahttp://www.gooddata.com/Apptiohttp://www.apptio.com/RockMelthttp://www.rockmelt.com/Bokuhttp://www.boku.com/Digghttp://digg.com/Foursquarehttps://foursquare.com/Grouponhttp://www.groupon.com/Skypehttp://www.skype.com/intl/en-us/home/Twitterhttp://twitter.com/Zyngahttp://www.zynga.com/Shoedazzlehttp://www.shoedazzle.com/Science Exchangehttp://www.science-exchange.com/TinyCohttp://www.tinyco.com/ReThinkDBhttp://www.rethinkdb.com/PiCloudhttp://www.picloud.com/Platforahttp://www.platfora.com/Actifiohttp://www.actifio.com/Bellyhttps://www.bellycard.com/Instagramhttp://instagram.com/DogVacayhttp://dogvacay.com/Fabhttp://fab.com/Facebookhttp://www.facebook.com/Jawbonewww.jawbone,comMixpanelhttps://mixpanel.com/Pintresthttp://pinterest.com/Tasty Labshttp://www.tastylabs.com/Investment Team:Marc Andreessen, Co-founder & General Partnermarc@a16z.comRonny Conway, AssociateBen Horowitz, Co-founder & General PartnerEric B. Thomas, Partner, Technical Talenteric@a16z.comChris Dixon, General PartnerJohn OFarrell, General PartnerScott Weiss, General PartnerJeff Jordan, General PartnerPeter Levine, General PartnerAstellas Venture Managementwww.astellasventure.comSilicon ValleyCVCLife Sciences & HealthcareSeedEarlyExpansionOriginally established in 2000 as Yamanouchi Venture Capital, Astellas aims to reinforce Astellas Pharma's assets by supporting companies that can become Astellas Pharma's collaboration partners in R&D. Astellas Venture invests in companies that are dedicated to: developing new pharmaceutical seeds, or constructing a new drug discovery platform. In addition to the disease area of Urology and Inflammation/Immunology, Astellas has an interest in the fields of CNS, Pain, Diabetes/Metabolic disease, Anti-infectives (anti-viral) and Cancer. Astellas is active mainly in seed and early-stage investments in companies that have not yet begun testing their products in clinical trials, as well as firms that have programs at very early stages of clinical trials. However the firm also considers participating in expansion-stage investments. Astellas' investments range in size from $.5 - 10 million. Initial investments typically range from $.5 - 2 million. The venture group is a division of Astellas Pharma, Inc., a Tokyo based company created in 2005 by the merger of Yamanouchi Pharmaceutical Co., Ltd. and Fujisawa Pharmaceutical Co., Ltd. AVM manages the following funds: AVF I (Astellas Venture Fund I), AVC (Astellas Venture Capital), FITE (Fujisawa Investments for Entrepreneurship), and FITE II (Fujisawa Investments for Entrepreneurship II).

PO Box 7585Menlo ParkCA94026

Portfolio companies include:Alba Terapeuticshttp://albatherapeutics.com/Cellzomehttp://www.cellzome.com/DecImmunehttp://decimmune.com/Evolvahttp://www.evolva.com/FASgenhttp://www.fasgen.com/Plexxikonhttp://www.plexxikon.com/F2Ghttp://f2g.com/Linden BioSciencehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=7728550Renovarhttp://renovarinc.com/Viamethttp://www.viamet.com/Cleave Bioscienceshttp://cleavebio.com/EpiZymehttp://www.epizyme.com/Fate Therapeuticshttp://www.fatetherapeutics.com/Inimex Pharmaceuticalshttp://www.inimexpharma.com/CoMentishttp://www.comentis.com/PhaseBio Pharmaceuticalshttp://www.phasebio.com/Lectis Therapeuticshttp://lectustherapeutics.com/Seldar Pharmahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=208394666Verastemhttp://www.verastem.com/Investment Team:Sakae Asanuma, President & Chief Executive OfficerKenichiro Shimokawa Ph.D., Senior Investment DirectorMakoto Ohori Ph.D., Investment DirectorBlack River Asset Managementwww.black-river.comSilicon ValleyCVCEnergy & Clean TechManufacturing & IndustrialAgriculture & Agricultural ScienceEarlyMiddle MarketBlack River is a global alternative asset management firm providing hedge fund and private equity solutions to institutional investors. Formed in 2003, the firm is an independently managed subsidiary of Cargill, one of the world's largest providers of food, agriculture and industrial products and services. Founded in 2000, Cargill Ventures is now part of Black River, a global asset management company with more than $9 billion of assets under management. Black River's private equity strategies seek to generate attractive, risk-adjusted returns through investments in three distinct sectors: agriculture, food, and metals and mining. Black River maintains U.S. offices in Minnesota, San Mateo, CA and New York.

1200 Park Place, Suite 300San MateoCA94403

Portfolio companies include:Virent Energy Systemshttp://www.virent.com/Alvine Pharmaceuticalshttp://www.alvinepharma.com/Bakers Circlehttp://www.bakerscircle.co.in/Dust Networkshttp://www.dustnetworks.com/China Data Grouphttp://en.chinasourcing.org.cn/Co.jsp?id=1139EcoSynthetixhttp://www.ecosynthetix.com/Intaliohttp://www.intalio.com/MarkMonitorhttp://markmonitor.com/Microlandhttp://www.microland.com/OB10http://www.ob10.com/OPIhttp://www.opi.com/Teranodehttp://teranode.com/Virenthttp://www.virent.com/Westbridge Capital Partnershttp://www.westbridgecap.com/Investment Team:Gary Jarrett, CEOgary.jarrett@black-river.comJim Sayre, Senior Managing Directorjim.sayre@black-river.comJeff Drobny, PrincipalJeremy Llewelyn, Founding PrincipalGuilherme Schmidt, Founding Principal Bullpen Capitalhttp://bullpencap.comSilicon ValleyAInformation TechnologySoftware & InternetSeedEarlyBullpen Capital is an early-stage venture fund which makes follow-on investments in start-ups funded by super-angels. Bullpen's market focus is on the social-mobile web sector (both enterprise and direct to consumer), which is experiencing a new tech boom. Bullpen works with its super-angel partners to: Extend a seed round to give a start-up more time to prove itself; Fund a company requiring more early money than the usual seed deal; Restart a company that is a "fallen angel" but still has great promise; and Fund a "rising star" needing a small B round it before it goes to VC auction.

2108 Sand Hill RoadMenlo ParkCA94025

Portfolio companies include:Assistlyhttp://www.assistly.com/Proformativehttp://www.proformative.com/Appboyhttp://appboy.com/FlashSofthttp://www.flashsoft.com/PixelFishhttp://www.pixelfish.com/LifeCrowdhttp://www.lifecrowd.com/Tellohttp://www.tello.com/SolveMediahttp://solvemedia.com/Nesshttp://www.ness.com/Life360http://www.life360.com/Chart.iohttp://www.crunchbase.com/company/metrichouseBylinerhttp://byliner.com/Sightlyhttp://www.sightly.com/FanDuelhttp://www.fanduel.com/Doubledutchhttp://doubledutch.me/EchoEchohttp://echoecho.com/Perceptual Networkshttp://wwww.perceptualnet.com/Grassroots Unwiredhttp://www.grassrootsunwired.com/Betablehttps://betable.com/BabbaCohttp://www.babbaco.com/Instacanv.ashttp://instacanv.as/Ipsyhttp://www.ipsy.com/Investment Team:Paul Martino, Managing Directorpaul@bullpencap.comDuncan Davidson, Managing Directorduncan@bullpencap.comRichard Melmon, Managing Directorrich@bullpencap.comJames Conlon, Principaljames@bullpencap.comCambria Groupwww.cambriagroup.comSilicon ValleyPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionRetail & RestaurantSports & EntertainmentMiddle MarketFounded in 1996, The Cambria Group is a private investment company that acquires and invests in small and mid-sized businesses with established operating histories. Cambria focuses on businesses with revenues of under $50 million, EBIT of $1 million or more, and valuations of under $25 million. In a typical transaction, Cambria invests up to $5 million to acquire a control position, investing alongside management. Cambria generally does not pursue startups or early stage companies, and requires a multi-year history of profitability. The Cambria Group has made investments in businesses spanning the manufacturing, distribution, transportation, and service sectors.

2055 Woodside Road, Suite 195Redwood CityCA94061650-241-6400650-241-6401

Portfolio companies include:ClassroomConnecthttp://corporate.classroom.com/Cobblestone Golfhttp://cobblestonegolf.com/sites/courses/layout9.asp?id=629&page=34022FleetPridehttp://fleetpride.com/truck-parts/index.htmlGlobyshttp://www.globys.com/Shoreline Solutionshttps://www.shoreline-solutions.com/Default.aspAdvanced Network Solutionshttp://www.ansolutions.com/Ancient Mosaic Studioshttp://ancientmosaic.com/Bacrac Supplyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=521744Dakota Armshttp://www.dakotaarms.com/Dolce Hotelshttp://www.dolce.com/DSA Phototechhttp://lightboxes.com/Filsonhttp://www.filson.com/Flexstar Technologyhttp://www.flexstar.com/Globyshttp://www.globys.com/Griswold Special Carehttp://www.griswoldspecialcare.com/Crossbow Technologyhttp://www.xbow.com/Action Legal Copy Servicehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=84013955Behavioral Health Grouphttp://www.ghc.org/provider/behavioralHealth/Eyewitness Surveillancehttp://eyewitnesssurveillance.com/Midwest Supplieshttp://www.midwestsupplies.com/Mitchellwww.mitchell.comNuCO2http://www.nuco2.com/Peak Broadcastinghttp://www.peakbroadcasting.com/pages/mainPenn Warrantyhttp://pennwarrantycorp.com/Yoforiahttp://yoforia.com/Investment Team:Paul L. (Lew) Davies III, Principaldavies@cambriagroup.comChristopher Sekula, Principalsekula@cambriagroup.comRene Lajous, Principallajous@cambriagroup.comCutlass Capital, LLCwww.cutlasscapital.comSilicon ValleyVCLife Sciences & HealthcareMedical DeviceEarlyGrowthExpansionCutlass Capital is a private venture capital partnership investing exclusively in the health care industry. Cutlass was established in August 2001 by Jon Osgood and David Hetz with committed capital of $57 million. The firm evaluates equity investment opportunities in companies at all stages of development and in all sectors of the health care industry, with a particular focus on the medical device and specialty health care services sectors. The firm maintains offices in Boston and San Francisco.

1750 Montgomery StreetSan FranciscoCA94111415-954-7162

Portfolio companies include:GRAFTcathhttp://www.covingtonassociates.com/pr/200605_graftcath_01.htmlXoft CardioKinetixhttp://www.cutlasscapital.com/portfolio.htmlGI Dynamicshttp://www.gidynamics.com/Titan Healthhttp://titanhealth.com/Hemospherehttp://www.hemosphere.com/ItelliCare Americahttp://www.manta.com/c/mmf24hr/intellicare-america-incTranS1http://www.trans1.com/Investment Team:E. David Hetz, Co-Founder and Managing Member, 415-806-4611hetz@cutlasscapital.comC. Raymond Larkin, Venture Partner, 415-954-7161raylarkin@cutlasscapital.comKTB Ventureswww.ktbvc.comSilicon ValleyVCPEInformation TechnologyCommunications & NetworkingSemiconductorMedia & Digital MediaBusiness ServicesEarlyGrowthExpansionMiddle MarketKTB Ventures is the U.S. operation of KTBnetwork, the largest private equity firm headquartered in Korea. Founded in 1981, KTB Ventures has invested in over 400 companies worldwide including over 30 companies in the U.S. (since 1994). The firm invests through all stages of a private company's growth and considers venture capital investments from product development through late-stage sales and manufacturing capital infusions. The firm's typical minimum for a venture capital investment is $1 million in a fundraising round of at least $5 million. KTB's private equity investments are focused on Korean situations, including corporate restructuring, leveraged buyouts and government privatizations. KTB focuses on companies in the following sectors: Communication & Semiconductor, Digital Media, Consumer Electronics, and Consumer and Business Services. The firm maintains additional offices in Seoul, Beijing, Shanghai, Tokyo, and Singapore and makes investments globally.

203 Redwood Shores Parkway, Suite 610 Redwood CityCA94065650-324-4681 650-324-4682

Portfolio companies include:Brightstormhttp://www.brightstorm.com/Fortress Technologieshttp://fortresstechnology.com/IGA Worldwidehttp://www.igaworldwide.com/IP Dynamics Magnum Semiconductorhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=22496741Meebohttps://www.meebo.com/Stokehttp://www.stoke.com/Terawave Communicationshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=35271Veebeamhttp://www.veebeam.com/Magnum Semiconductorhttp://www.magnumsemi.com/Novera Opticshttp://www.noveraoptics.com/Rosumhttp://www.crunchbase.com/company/rosumInvestment Team:Sung Yoon, Managing Partnersyoon@ktbvc.comHoChan LeeDr. Seung Hee Choischoi@ktbvc.comMaton Ventureswww.maton.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorSeedEarlyGrowthMaton Ventures invests in technology-based, private companies at various stages in their development. The firm considers opportunities in the United States, North America and overseas. Maton's direct investments have ranged from $200,000 to $2,000,000. Through co-investments from their alliances, the investment amount can be $10,000,000 or higher. The firm's focus is Information Technology related companies: Internet, Communications, Semiconductor and Software. Maton's investments have mostly been in early stages, primarily between the seed round and the second round of venture financing.

1601 S. De Anza Blvd., Suite 115CupertinoCA95014408-786-5168408-996-0728

Portfolio companies include:Aphermahttp://www.apherma.com/BitBlitzhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=764677eBesthttp://www.ebestinc.com/Enviviohttp://www.envivio.com/Analogic Techhttp://www.analogictech.com/Breveonhttp://www.breveon.com/Broadband Communicationshttp://en.wikipedia.org/wiki/BroadbandCrosslayer Networkshttp://venturebeatprofiles.com/company/profile/crosslayer-networksInnovative Roboticshttp://www.innovativerobotics.com/site2011/index.htmlIntelligent Epitaxy Technologyhttp://www.intelliepi.com/about/index.htmMartsofthttp://www.martsoft.co.uk/Octasofthttp://octasoft.org/node/7Ortega Infosystemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=132026PicoNeticshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=6657524Primanex Corporationhttp://www.primanexchina.com/Storactivehttp://www.atempo.com/Tsunami Visual Technologieshttp://tsunamivisual.com/Znyx Networkshttp://www.znyx.com/Advanced Analogic Technologieshttp://www.analogictech.com/Investment Team:Jesse Chenjesse@maton.comJaff Linjeff@maton.comMontreux Equity Partnerswww.montreuxequity.comSilicon ValleyVCLife Sciences & HealthcareMedical DeviceEarlyFounded in 1993, Montreux Equity Partners is a venture capital firm focused on pharmaceutical and medical device companies. Montreux is currently investing out of its fourth fund, MEP IV, a $250 million fund. Montreux's investment ranges from $2-$5 million in any given financing, and up to $12 million over the life cycle of the investment. Montreux typically invests in the first institutional capital raising of clinical and commercialization stage companies.

3000 Sand Hill RoadBuilding 1, Suite 260Menlo ParkCA94025-7073650-234-1200 650-234-1250

Portfolio companies include:Coalescent Surgicalhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=26624Enteric Medical Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=119025NovaCardiahttp://novacardia.com/wpservice/index.jspAsthmatxhttp://www.asthmatx.com/ARYxhttp://www.aryx.com/Avantishttp://avantisnormal.com/Averahttp://www.avera.org/Glaukoshttp://www.glaukos.com/KFx Medicalhttp://www.kfxmedical.com/MAKO Surgical Corphttp://makosurgical.com/NeurogesXhttp://www.neurogesx.com/NovoStenthttp://novostent.com/Pivot Medicalhttp://www.pivotmedical.com/Bayhill Therapeuticshttp://www.bayhilltx.com/Cerexahttp://cerexa.com/Coalescent Surgicalhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=26624GC Aestheticshttp://gcaesthetics.com/Integrated Biosystemshttp://integratedbiosys.com/Moksha8http://www.moksha8.com/NovaCardiahttp://novacardia.com/wpservice/index.jspNovalar Pharmaceuticalshttp://www.novalar.com/OREXIGEN Therapeuticshttp://www.orexigen.com/Peninsula Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=3018964Percutaneous Systemshttp://www.percsys.com/Pivot Medicalhttp://www.pivotmedical.com/Pro-Duct Healthhttp://www.allbusiness.com/company-activities-management/company-structures-ownership/6190269-1.htmlPulmonXhttp://www.pulmonx.com/Questcor Pharmaceuticalshttp://www.questcor.com/Renal CarePartnershttp://renalcp.com/Sequel Pharmaceuticalshttp://www.sequelpharma.com/SI-Bonehttp://si-bone.com/SkinMedicahttp://www.skinmedica.com/Somaxonhttp://www.somaxon.com/Tobira Therapeuticshttp://tobiratherapeutics.com/Transcepthttp://www.transcept.com/Verushttp://www.veruspetfoods.com/Investment Team:Howard D. Palefsky, Managing Directorhoward@mepvc.comDaniel K. Turner III, Managing Directordan@mepvc.comTom Fremd, Chief Financial OfficerMegan Longo, Office Managermegan@mepvc.comJamey Thorson, Executive Assistantjamey@mepvc.comJohn J. Savarese MD, Managing Directorjsav@mepvc.comJessica Hou, PrincipalMichael Matly M.D., PrincipalNewVa Capital Partners, LPwww.newvafund.comVCInformation TechnologySoftware & InternetStorage & HardwareMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialEarlyGrowthExpansionNewVa Capital Partners, LP is a private equity/venture capital fund created to make investments in companies that are considering initiating operations in, currently operating in, or willing to relocate all or a significant portion of their business to, the NewVa region of southwestern Virginia, which encompasses the Roanoke Valley, the New River Valley and the Alleghany Highlands. The Fund was created in 2004 by its founding partners: Virginia Tech Foundation, Carilion Health System and Third Security, LLC. Third Security RNR (see profile) is the general partner and manager of the Fund. The Fund does not limit its investments to any specific industry or development stage, but seeks investment opportunities in companies with a clear focus and significant competitive advantage. Investments made by the Fund will range from $100,000 (as one portion of a larger investment) to over $1 million. The firm has offices in Virginia and San Francisco.

735 Market Street, 3rd FloorSan FranciscoCA94103415-644-5365415-344-0677

Portfolio companies include:Intrexonhttp://dna.com/Pinnacle Pharmaceuticalshttp://www.pinnaclepharmaceuticals.com/Investment Team:Robert Patzig, Senior Managing Directorrob.patzig@thirdsecurity.comJulian P. Kirk, Managing Directorjulian.kirk@thirdsecurity.com Randal J. Kirk, Senior Managing Director and CEOrandal.krk@gmail.comMarcus Smith, Senior Managing Director and General Counselmarcus.smith@thirdsecurity.comTheodore J. Fisher, Managing Director and Associate General Counseltad.fisher@thirdsecurity.comClifton R. Herndon II, Managing Director and Controllercliff.herndon@thirdsecurity.comDoit L. Koppler II, Managing Director and TreasurerLisa M. Moose, Managing Directorlisa.moose@thirdsecurity.comJeffrey T. Perez, Managing Director and Associate General CounselScott Horner, Managing DirectorNexit Ventures, LLCwww.nexitventures.comSilicon ValleyVCInformation TechnologyCommunications & NetworkingEarlyGrowthExpansionFounded in 1999, Nexit Ventures invests in high-tech companies that enable the new breed of mobile & wireless innovation. The focus is on mobile and wireless communication, from core components and enabling middleware to applications and services. Investments are made primarily in Nordic and U.S. companies in both early and more mature stages of their development. With home bases in Nordic countries and Silicon Valley, Nexit Ventures has a strong network of industry contacts in key Asian markets, especially Japan and South Korea. Nexit's portfolio companies are in the convergence of computing, the Internet, and wireless communications. Nexit manages two funds: Nexit Infocom 2000 (66.7 million euro under management) and Nexit Infocom II (85.0 million euro under management). The firm has additional offices in Helsinki and Stockholm.

12930 Saratoga Avenue, Suite B-9 SaratogaCA95070408-725-8400408-725-8405

Portfolio companies include:Bitfonehttp://www.hp.com/hpinfo/newsroom/press/2006/061220c.htmlConformiQhttp://www.conformiq.com/Ecriohttp://www.ecrio.com/Ekahauhttp://www.ekahau.com/Futuremarkhttp://www.futuremark.com/Hantrohttp://www.on2.com/hantro-embedded/Hybrid Graphicshttp://www.hybrid.fi/Mobile 365http://www.sybase.com/mobileservicesOctoshapehttp://octoshape.com/Rightwarehttp://www.rightware.com/SkyPilot Networkshttp://skypilot.trilliantinc.com/Theta Microelectronicshttp://thetamicro.com/Axel Technologieshttp://www.axel.fi/en/Home_en.htmlAava Mobilehttp://aavamobile.com/Blykhttp://www.blyk.com/HDmessaginghttp://hdmessaging.com/Exidiohttp://www.exidio.com/pages/en/Exidio/index.htmlFunambolhttp://funambol.com/Investment Team:Artturi Tarjanne, General Partnerartturi.tarjanne@nexitventures.comRisto Yli-Tainio, Chief Financial Officerristo.ylitainio@nexitventures.comSami Karppinen, Investment Directorsami.karppinen@nexitventures.comMichel Wendell, General Partnermichel.wendell@nexitventures.comPekka Salonoja, General Partnerpekka.salonoja@nexitventures.comPatrice Peyret, Venture Partnerpatrice.peyret@nexitventures.comMichael Mandahl, General Partnermichael.mandahl@nexitventures.comNorth Bay Angelswww.northbayangels.comSilicon ValleyAInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorMedical DeviceRetail & RestaurantReal EstateSeedEarlyNorth Bay Angels (NBA) is a group of about fifty millionaires in Sonoma and Marin counties. The group was formed to fill a growing need to provide a forum for making seed capital and mentoring available to entrepreneurial companies in the North Bay. North Bay early stage companies present their plans to achieve meaningful business milestones with a capital infusion of $250,000 to $1,000,000. Companies should have the potential of creating 10+ high value jobs. Priority is given to opportunities that are related to telecommunications, software, internet, optics, and medical devices/services because these are areas already established in the North Bay. In addition, other potentially attractive investment opportunities such as real estate development, manufacturing, retail and food/wine projects are considered.

P.O. Box 1365HealdsburgCA95448707-431-4201

Portfolio companies include:Alantro Communicationshttp://www.alantro.com/Allied Cash Advancehttp://www.alliedcash.com/AR Analyticshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2495010Array Health Solutionshttp://www.arrayhealth.com/AspenAirhttp://www.aspenairinside.com/Autonomic Networkshttp://www.crunchbase.com/company/autonomic-networksBlue Buzz Networkshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=112926299BuzzHubhttp://buzzhub.com/Captonhttp://beveragetracker.com/ClairVoyante Laboratorieshttp://www.macraesbluebook.com/search/company.cfm?company=1061935Demandbasehttp://www.demandbase.com/EscapeHomeshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=29073762Fluxionhttp://www.fluxionbio.com/Gemteq Softwarehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2495014GMI Capitalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=37089990GoalTribehttp://www.goaltribe.com/GoldMailhttp://www.goldmail.com/homeGuardian Angel Holdingshttp://guardianangelexecutives.com/Gynesonicshttp://www.gynesonics.com/iMIND Education Systemshttp://thejournal.com/articles/2001/02/01/late-breaksimind-education-systems.aspxIntegrated Aviation Solutionshttp://intavsol.com/IntellectMarkethttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=167218IntelliGeneScanhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=112690053Liftopiahttp://www.liftopia.com/LOCATION-nethttp://www.iplocation.net/Nietechhttp://www.nietech.com/OMwarehttp://www.dfdpo.com/clientsum17.htmOnWafer Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=522340Physicians E-care.comhttp://ecare.uwpn.org/Reality Gaphttp://www.realitygap.com/games/Red Condorhttp://www.redcondor.com/Reframe Ithttp://reframeit.com/Sensor Platformshttp://www.sensorplatforms.com/Sonoma Coast Wineryhttp://www.sonomacoastvineyards.com/Sonoma Sparklerhttp://www.reedsinc.com/sonoma-sparkler/Sugarshotshttp://www.sugarshotsphotographysite.com/Traffic School Onlinehttp://trafficschoolonline.com/TravelPost.comhttp://travelpost.com/Triformixhttp://www.triformix.com/TriVascular Systemshttp://trivascular.com/Upstart Mobilehttp://upstartmobile.com/Validarehttp://validare.com/Vino Volohttp://vinovolo.com/Visiconhttp://www.visicontech.com/Webvantahttp://www.facebook.com/webvantaWebviewhttp://www.webinspection.com/Investment Team:Steve Weiss, Co-FounderDieter Thurow, Co-FounderJohn Mackie, Co-FounderPacific Private Capitalwww.pacificprivatecap.comSilicon ValleyPEInformation TechnologySoftware & InternetManufacturing & IndustrialMiddle MarketPacific Private Capital, LLC is a private equity firm specializing in investments in growth capital, funding for acquisitions, mezzanine/debt, bridge financing and recapitalization investments in small and lower middle market companies. The firms seek to invest in manufacturing, technology, software, intellectual property, and service sectors. Pacific Private Capital prefesr to invest in companies based in the Western United States and to invest between $250,000 and $4 million in the form of preferred stock or common equity, preferably in a majority position but will consider minority positions, and subordinated debt with equity warrants. Pacific Private Capital prefers to co-invest with other institutional investors and seek to exit an investment within a period of one to five years and prefer participation on the board of directors of the portfolio company.

2 Theatre Square, Suite 210OrindaCA94563925-253-2900 925-253-2901

Portfolio companies include:ContainerTrachttp://containertrac.com/Heartland Gourmethttp://heartlandgourmet.com/Relax the Backhttp://www.relaxtheback.com/Portrait Displayshttp://www.portrait.com/enu/index.htmlAlmacen Storagehttp://www.insideselfstorage.com/news/2009/03/almacen-storage-president-speaks-at-denver-cfo-aw.aspxInvestment Team:Nathan Bell, Founder and Managing DirectorW. Brad Winegar, Managing Directorbrad@pacificprivatecap.comJames H. Presley, Managing DirectorProspect Venture Partnerswww.prospectventures.comSilicon ValleyVCLife Sciences & HealthcareSeedEarlyGrowthExpansionWith $1 billion of capital under management, Prospect Venture Partners invests in biomedical technology and life science companies. Prospect seeks to ultimately invest $10-20 million in each company in its portfolio, typically as a lead investor or as a co-lead in an investor syndicate. The firm invests in companies with a broad range of development and financing requirements including: incubating new companies, investing in first and second venture financing rounds, and participating in later stage private and public companies (with proven business models requiring expansion capital). First round investments most often range from $500,000 to $10 million.

435 Tasso Street, Suite 200Palo AltoCA94301650-327-8800650-324-8838

Portfolio companies include:Alvinehttp://www.alvinepharma.com/Baxanohttp://baxano.com/Nanosyshttp://www.nanosysinc.com/Senomyxhttp://www.senomyx.com/Archemixhttp://www.archemix.com/website/index.phpAzelon Pharmaceuticalshttp://www.azelon.com/Baxanohttp://baxano.com/Cabochon Aestheticshttp://www.cabochoninc.com/Chimeroshttp://chimeros.com/DFinehttp://www.dfineinc.com/Kythera Biopharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=23928419Lux Bioscienceshttp://www.luxbio.com/Portola Pharmaceuticalshttp://portola.com/Neomendhttp://www.neomend.com/NGM Biopharmaceuticalshttp://ngmbio.com/NinePoint Medicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=73935836Nora Therapeuticshttp://noratherapeutics.com/Novacepthttp://novacept.com/Novavaxhttp://www.novavax.com/Opus Medicalhttp://www.medicalopus.com/Panmirahttp://www.panmira.com/Pathwork Diagnosticshttp://www.pathworkdx.com/PCI Holding Corp.http://pciholdingscorp.com/Investment Team:David Schnell, Managing Directordavid@prospectventures.comRussell Hirsch, Managing Directorrussell@prospectventures.comLori Hoover-Simotas, CFODon Hayden, Senior AdvisorRedpoint Ventureswww.redpointventures.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSeedEarlyGrowthFounded in 1999, Redpoint is an initiative of top partners from Brentwood Venture Capital and Institu-tional Venture Partners (IVP). Redpoint currently seeks new investment opportunities in southern and northern California for its second fund, Redpoint Ventures II, which is $750 million in size. The firm's current investment focus is primarily in four areas: mobile wireless platforms and applications, consumer Internet services and platforms, enabling technologies for the digital home, and systems and software for the enterprise infrastructure. For the majority of companies, Redpoint invests at the seed stage or in the first round of institutional investment. Redpoint has invested from as little as $100,000 to seed-fund a project, to more than $20 million in larger developing companies. Redpoint's seed program serves entrepreneurs with bold new ideas raising up to $1M in capital. Redpoint typically invests $1M to $10M in early stage companies ranging from concepts to companies with products already in market. Redpoint Growth Fund invests tens of millions of dollars in emerging leaders of rapidly-growing markets. These companies are generating revenue and looking for a partner to help them achieve their explosive growth potential. Redpoint has over $2 billion under management and has participated in 34 IPOs and 54 upside acquisitions. In addition to Silicon Valley, Redpoint maintains offices in Los Angeles and Shanghai.

3000 Sand Hill Road, Building 2, Suite 290 Menlo ParkCA94025650-926-5600 650-854-5762

Portfolio companies include:Calixhttp://www.calix.com/Dangerhttp://www.myspace.com/2emedangerBlue Kaihttp://www.azulsystems.com/BigBandhttp://www.bigbandnet.com/Efficient Frontierhttp://www.efrontier.com/Fanfarehttp://www.fanfaremag.com/Herokuhttp://www.heroku.com/2torhttp://2tor.com/51.comhttp://www.51.com/55social.comhttp://www.55social.com/9Flatshttp://www.9flats.com/adap.tvhttp://www.adap.tv/AMEChttp://www.amec.com/Avnerahttp://www.avnera.com/Azul Systemshttp://www.azulsystems.com/BetterWorkshttp://www.betterworks.com/BlueFin Labshttp://www.bluefinlabs.com/Investment Team:Tim Haley, Founding Partnerthaley@redpoint.comTom Dyal, Founding Partnertdyal@redpoint.comJeff Brody, Founding Partnerjbrody@redpoint.comBrad Jones, Founding Partnerbjones@redpoint.comSatish Dharmaraj, Partnersatish@redpoint.comAllen Beasley, Partnerabeasley@redpoint.comChris Moore, Partnercmoore@redpoint.comVivian Yuan, Partner (Shanghai)vyuan@redpoint.comScott Raney, Partnersraney@redpoint.comJohn Walecka, Founding Partnerjwalecka@redpoint.comGeoff Yang, Founding Partnergyang@redpoint.comPueo Keffer, Principalpkeffer@redpoint.comNety Krishna, Partnernkrishna@redpoint.comLars Pedersen, Partner & Chief Financial Officerlpederson@redpoint.comTomasz Tunguz, Principalttunguz@redpoint.comDavid Yuan, Partner (Shanghai)dyuan@redpoint.comSiemens Venture Capital, Inc.www.siemensventurecapital.comSilicon ValleyFOFCVCEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialEarlyGrowthExpansionSiemens Venture Capital GmbH (SVC), a subsidiary of Siemens AG, is the corporate venture organization for all Siemens' businesses worldwide. The Venture division's goal is to identify and fund investments in emerging and innovative technologies which will enhance the core business scope of Siemens. SVC is headquartered in Munich, Germany and has offices based in the U.S. in California and Boston. To date, Seimens has invested some 700 million Euros in well over 150 start-up companies and 40 venture capital funds. The firm's core investment focus is in the following business segments: Energy & Environmental Care, Automation & Control, Industrial & Public Infrastructure, and Health Care. For Venture, the firm typically invests between 2 million and 5 million Euros. The firm's Growth Capital initiative targets the needs of small to medium-sized companies with investments of 10-30 million Euros. The financing is typically used for capacity extensions, working capital expansion, acquisitions or IPO preparation. On January 2009, Siemens Venture Capital launched its first own fund-of-funds: Siemens Global Innovation Partners I, which is also offered to non-Siemens investors. The fund's target volume is USD 200 million.

550 Lytton, 3rd FloorPalo AltoCA94301650-463-1700 408-492-3614

Portfolio companies include:Beijing Newcomhttp://www.newcom.com.cn/en/news.asp?id=8&lid=105G2 Microsystemshttp://www.g2microsystems.com/LifeMastershttps://www.mynextstepsmanager.com/participants/logon.aspPowerit Solutionshttp://www.poweritsolutions.com/SmartSynchhttp://www.smartsynch.com/Sempriushttp://www.semprius.com/Zolo Technologieshttp://zolotech.com/EnOceanhttp://www.enocean.com/en/Magellan Technologyhttp://www.magellan-rfid.com/Maxxtechttp://en.maxxtec.net/Transparent Energy Systemshttp://www.tespl.com/Aventurahttp://www.aventuraworldwide.com/Chemclin Biotechhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=34787220CoreLab Partnershttp://corelabpartners.com/Cylexhttp://cylex.net/GENBANDhttp://www.genband.com/Coulomb Technologieshttp://chargepoint.com/Power Plus Communicationshttp://www.ppc-ag.de/Prenovahttp://www.ecova.com/news-media/press-releases/ecova-to-acquire-prenova,-increasing-capabilities-in-real-time-building-management-services.aspxSensys Networkshttp://www.sensysnetworks.com/Tendrilhttp://www.tendrilinc.com/Wirescanhttp://www.wirescan.no/Investment Team:Dr. Ralf Schnell, President & CEOralf.schnell@siemens.comGerd Goette, Managing Partnergerd.goette@siemens.comJackie W. Hoffmann, Investment Partnerjackie.hoffmann@siemens.comMichael Sears, Investing Partnermichael.sears@siemens.comRavi Mulugu, Investment Associateravi.mulugu@siemens.comSilver Lake Partnerswww.silverlake.comSilicon ValleyPEInformation TechnologySoftware & InternetCommunications & NetworkingMiddle MarketLateFounded in 1999, Silver Lake Partners invests in Communication Systems, Subsytems and Components, and Software and Services. The firm invests in three areas, through three specialized partnerships: Silver Lake Partners, which invests in large-cap technology companies; Silver Lake Sumeru, which focuses on middle-market technology companies; and Silver Lake Financial, which focuses on undervalued and distressed debt opportunities. Typically, these businesses have enterprise values between $100 million and $10 billion or more. Silver Lake pursues all types of investment structures (growth capital-debt or equity, buyouts, recapitalizations, and divisional spin-outs) spanning the ownership spectrum from minority investment to control. Silver Lake currently has approximately $14 billion in assets under management, and operates additional offices in New York, London, Hong Kong, and Tokyo.

10080 North Wolfe RoadSuite SW3-190CupertinoCA95014408-454-4732408-454-4734

Portfolio companies include:Avagohttp://www.avagotech.com/pages/home/Gartnerhttp://www.gartner.com/technology/home.jspFlextronicshttp://www.flextronics.com/SunGardhttp://www.sungard.com/Allyeshttp://allyes.com/Locawebhttp://www.locaweb.com/default.htmlVantage Data Centershttp://www.vantagedatacenters.com/Spansionhttp://en.wikipedia.org/wiki/SpansionAvayahttp://www.avaya.com/Go Daddyhttp://www.godaddy.com/Virtuhttp://www.virtuchicago.com/SMART Modular Technologieshttp://www.smartm.com/PrimeSensehttp://www.primesense.com/Nobao Renewable Energyhttp://www.reuters.com/article/2011/05/06/us-nobao-idUSTRE7456RC20110506Alibaba Grouphttp://en.wikipedia.org/wiki/Alibaba_GroupGerson Lehrman Grouphttp://gersonlehrmangroup.com/Global Bluehttp://www.global-blue.com/Go Daddyhttp://www.godaddy.com/Grouponhttp://www.groupon.com/Hillstone Networkshttp://hillstonenet.com/Intelsathttp://www.intelsat.com/Interactive Datahttp://www.interactivedata.com/IPC Systemshttp://www.ipc.com/Mercury Payment Systemshttp://www.mercurypay.com/Investment Team:Jim Davidson, Founder & Chairmanjim@slpartners.comDavid Roux, Founder & Co-Chief Executivedavid@slpartners.comEric Rosenberg, Senior Vice President and Chief Information OfficerAjay Shah, Founding Managing DirectorAlan Austin, Managing Directoralan@slpartners.comJohn Brennan, Managing DirectorEgon Durban, Managing Directoregon@slpartners.comCharles Giancarlo, Managing Director and Head of Value CreationKaren King, Managing DirectorPaul Mercadante, Managing DirectorBryce Lee, PartnerKyle Ryland, Managing DirectorJoerg Adams, PrincipalRaj Atluru, PartnerJason Babcoke, PrincipalJohn Brennan, Managing DirectorMartin Fichtner, PartnerCraig Griffin, PrincipalJon Goldberg, Vice President and ControllerSkoll Foundationwww.skollfoundation.orgSilicon ValleyFIEnergy & Clean TechFinancial ServicesEducation & TrainingEarlyThe first employee and first President of eBay, Jeff Skoll created The Skoll Foundation in 1999 to pursue his vision of a sustainable world of peace and prosperity. Led by CEO Sally Osberg since 2001, the group's mission is to drive large scale change by investing in, connecting and celebrating social entrepreneurs and the innovators who help them solve global pressing problems. The group is now one of the leading foundations in the field of social entrepreneurship. Over the past 10 years, Skoll has awarded more than $250 million, including investments in 85 social entrepreneurs and 70 organizations on five continents around the world who are creating a brighter future for underserved communities. In addition to grant-making, Skoll funds a $20 million+ portfolio of program-related and mission-aligned investments. In 2003, the group partnered with the Said Business School at the University of Oxford to launch the first academic center dedicated to social entrepreneurship, the Skoll Centre for Social Entrepreneurship. Skoll also supports and partner with many pioneers and innovators in the field, organizations such as Ashoka, Acumen Fund and Duke University's Center for the Advancement of Social Entrepreneurship.

250 University Avenue, Suite 200 Palo AltoCA94301650-331-1031 650-331-1033

Portfolio companies include:Nanosolarhttp://www.nanosolar.com/Afghan Institute of Learninghttp://afghaninstituteoflearning.org/Friends-Internationalhttp://www.friends-international.org/Root Capitalhttp://www.rootcapital.com/index.htmlRiders for Healthhttp://www.riders.org/GroFinhttp://www.grofin.com/Homepage.aspxAcumen Capital Marketshttp://www.acumengroup.in/ShoreCap Internationalhttp://www.microcapital.org/microfinanceuniverse/tiki-index.php?page=ShoreCap+International+%28SCI%29CAPE Fundhttp://www.capefund.ca/Investment Team:Jeffrey S. Skoll, Founder and ChairmanSally Osberg, President and CEOsosberg@skollfoundation.orgRenee D. Kaplan, Chief Strategy OfficerRichard Fahey, Chief Operating Officerrfahey@skollfoundation.orgTandem Entrepreneurswww.tandementrepreneurs.comSilicon ValleyVCISoftware & InternetCommunications & NetworkingSeedTandem is a collection of entrepreneurs who have founded companies from scratch and taken them to liquidity. Tandem offers an incubator for mobile startups (six at one time). Participants in the program receive $200K in exchange for a convertible note and 10% common equity; 6 months of free office space in Tandem's MobileHome; and daily interaction with Tandem and its network for the 6-month term. The firm has the ability to invest considerable additional time and capital as needed. Tandem recently announced the closing of Tandem Fund II, a $32 million fund.

1214 Donnelly AvenueBurlingameCA94010650-240-3190

Portfolio companies include:Localytehttp://www.localyte.com/ZumoDrivehttp://www.zumodrive.com/PlayHavenhttp://www.playhaven.com/Attassahttp://forum.attassa.com/JuiceBoxJunglehttp://www.juiceboxjungle.com/FlightCasterhttp://flightcaster.com/JungleAppshttp://www.bitrhymes.com/UpOuthttp://www.upout.com/GimmieWorldhttp://gimmieworld.com/Flithttp://en.wikipedia.org/wiki/FlitNusonixhttp://www.trademarkia.com/nusonix-77836096.htmlParkifyhttp://www.parkify.me/a-blasthttp://www.thea-blast.org/HeyYolohttp://www.heyyolo.com/SiftShoppinghttp://siftshopping.com/Appingtonhttp://www.appington.com/BitRhymeshttp://bashgaming.com/Gimmiehttp://www.gimmieworld.com/Investment Team:Sunil Bhargava, Principalsunil.bhargava@tandeme.comDoug Renert, PrincipalJoyo Wijaya, Principaljoyo.wijaya@tandeme.comJohn R. Ellis, PrincipalTEEC Angel Fundwww.teec-angel.comSilicon ValleyAInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareMedical DeviceFinancial ServicesSeedEarlyTEEC Angel Fund (TAF) is a super angel fund based in SV that is founded and funded mainly by entrepreneurs and executives graduated from Tsinghua University of Beijing. TEEC (Tsinghua Entrepreneur & Executive Club) is an organization with over 200 C-level members across China and US. All TAF members have startup and operating experiences. Tsinghua Entrepreneurs & Executive Club TEEC was founded to promote innovation and entrepreneurship in high tech industries. In 2001, a group of Tsinghua alumni entrepreneurs started Tsinghua Entrepreneur Group (TEG) in Silicon Valley, which was the predecessor of TEEC. In April, 2005, 40 Tsinghua entrepreneurs from all over the world founded TEEC officially in Beijing Tsinghua Science Park. The mission of TEEC is to provide a platform for TEEC members to be a resource for each other, to receive, return, and offer help to each other. In the meantime, TEEC aims to support aspiring young entrepreneurs. TEEC's members are mainly involved in industries including TMT, clean tech, financial services, biotech and healthcare. It currently has chapters in Beijing, Shanghai, Shenzhen and Silicon Valley. Among the nearly 100 companies founded or managed by TEEC members, more than 20 went public successfully on both national and foreign stock exchanges.. The majority of the companies founded by TEEC members have received funding from well-known VC/PE firms, with investment surpassing more than 10B RMB. Those that have gone public have a total market value of more than 100B RMB. The private equity funds started or managed by TEEC members are worth tens of billions of RMB.

2901 Tasman Dr. #107Santa ClaraCA95054

Portfolio companies include:Palmaphttp://palmap.org/Accusiliconhttp://accusilicon.com/Motion Mathhttp://motionmathgames.com/Convertergyhttp://convertergy.com/Niveus Medicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=136595280ModeWalkhttp://www.modewalk.com/Tagstandhttp://www.tagstand.com/Citus Datahttp://citusdata.com/Doublerecallhttp://doublerecall.com/MixRankhttp://mixrank.com/TapEngagehttp://www.tapengage.com/PharmaSecurehttp://www.pharmasecure.com/AppExhttp://www.apexvs.com/APEXUI/default.aspxDewmobilehttp://www.dewmobile.com/Flixmasterhttp://www.flixmaster.com/GeekListhttp://geekli.st/GymPacthttp://www.gym-pact.com/Launchpad Toyshttp://launchpadtoys.com/Lex Machinahttps://lexmachina.com/Love With Foodhttp://lovewithfood.com/Netplenishhttp://www.netplenish.com/Niveus Medicalhttp://www.manta.com/c/mtm5k5c/niveus-medicalInvestment Team:Eugene ZhangChun XiaMichael JinJames HeWeiying DingWalden VCwww.waldenvc.comSilicon ValleyVCPEInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaEarlyGrowthExpansionMiddle MarketWaldenVC was founded in 1974 as a part of the Walden Group, a venture outfit with over $1 billion under management that comprises Walden Israel, Walden International Investment Group (see profile), as well as numerous other funds, primarily in Asia. With more than $400 million under management, WaldenVC invests cross-stage from early stage startups to public corporations. Walden invests in Digital Media and Cloud Services. The firm focuses on what it calls "sprout stage" companies, with a sweet spot of an initial investment of $500k - $2 million of a $1-4 million round.

750 Battery St., Suite 700San FranciscoCA94111415-391-7225 415-391-7262

Portfolio companies include:Gump'shttp://www.gumps.com/H5http://www.h5.com/VialStreamhttp://www.vitalstream.com/IconoCulturehttp://www.iconoculture.com/Glam.comhttp://www.glam.com/Telekenexhttp://www.telekenex.com/Snocaphttp://en.wikipedia.org/wiki/SNOCAPPandorahttp://www.pandora.com/Melodishttp://www.soundhound.com/BlueLithiumhttp://en.wikipedia.org/wiki/BlueLithiumGymboreehttp://www.gymboree.com/Eagle Hardwarehttp://www.eaglehardwarefarmandranch.com/SoundHoundhttp://www.soundhound.com/The Clymbhttp://www.theclymb.com/Aarkihttp://aarki.com/VitalStreamhttp://www.internap.com/cdn-services-content-delivery-network/BoomBotixhttp://boombotix.com/Comedy.comhttp://comedy.com/Terayonhttp://www.terayon.com/Palamidahttp://www.palamida.com/Blazenthttp://www.blazent.com/Nikuhttp://en.wikipedia.org/wiki/NikuPowerCloud Systemshttp://www.powercloudsystems.com/ImageVision Labshttp://imagevision.com/Investment Team:Art Berliner, Managing Directorart@waldenvc.comMatt Miller, Managing Directormatt@waldenvc.comLarry Marcus, Managing Directorlarry@waldenvc.comBill McDonagh, Venture Partnerbill@waldenvc.comGeorge Sarlo, Managing Directorgeorge@waldenvc.comRobert Raynard, CFObob@waldenvc.comGreener Capitalhttp://www.greenercap.comSilicon ValleyVCEnergy & Clean TechSeedEarlyGreener Capital is a new cleantech VC fund based in the San Francisco Bay Area. According to published reports, Greener Capital was founded in 2009 by Charles Finnie, formerly of Crosslink Capital, and has brought in $16 million for an inaugural fund. The firm specializes in debt, equity, growth, early-to-mid-stage, recapitalization, mezzanine financing, follow-on, and follow-up capital investments in young companies. The firm seeks to invest in clean technology, energy, water, fossils fuels, smart buildings, energy storage, food, fuel cells, gases, geo-thermal, green buildings, grid transformation, HC optimizations, HT super conductors, lighting, materials, mechanicals and motors, oil-mobile, oil-stationary, plug-in vehicles, smart metering, smart transformers, photo voltaic, smart grid, smart meters, solar thermal, transmission and distribution, transportation, water purification, water remediation wind, agriculture, bio-fuels, clean coal, desalination, energy generation, energy efficiency, and energy management systems. It seeks to invest in companies with revenue less than $10 million. The firm seeks to be a lead investor. It prefers to take a board seat on its portfolio companies and invest in companies that run without government subsidies.

128 Alvarado RoadBerkeleyCA94705866-431-8709

Portfolio companies include:Sungevityhttp://www.sungevity.com/Stemhttp://www.stemedcoalition.org/Project Froghttp://www.projectfrog.com/Investment Team:Charles Finnie, Managing Partnercfinnie@greenercap.comThomas Cain, Managing PartnerMichael KatzGreenhouse Capital Partnerswww.greenhousecapital.netSilicon ValleyVCEnergy & Clean TechSeedEarlyFormed January of 2006, Greenhouse Capital Partners is a Sausalito, Calif.-based seed stage venture fund with a primary focus on early stage cleantech opportunities and alternative energy innovations. The Fund's principals are currently reviewing opportunities in the solar, biomass, hydrogen, recycled plastics and other emerging growth markets. Managing Partner, Peter D. Henig, currently sits on the Board of Directors of InsideView and the Board of Advisors of PVI Solutions. General Partner Michael Schwab is the son of famed brokerage entrepreneur Charles Schwab. Greenhouse has invested a total of $45.5 million across seven early stage startups. The firm's typical investment ranges from between $250,000 to $1 million. The firm is willing to invest small amounts of capital early on, in the gap between angels and traditional VCs, and then provide follow-on capital based on momentum and success.

1 Gate Six RoadBuilding B, Suite 203SausalitoCA94965415-279-5083

Portfolio companies include:Solaicxhttp://www.memc.com/index.php?view=Solar-OverviewgroSolarhttp://www.grosolar.com/Insideviewhttp://www.insideview.com/Windspire Energyhttp://www.windspireenergy.com/Renewable Fuel Productshttp://renewablefuelproducts.com/Lumetrichttp://www.lumetric.com/Livescribehttp://www.livescribe.com/en-us/LifeFactoryhttp://www.lifefactory.com/Investment Team:Peter D. Henig, Founder and Managing Partnerpete@greenhousecapital.netMichael Schwab, Venture PartnerDavid Ferrara, General PartnerMichael Eck, Operating PartnerGregg Schoenberg, Operating PartnerJen Millard, Operating PartnerJohn Schwallie, Operating PartnerRoy Mabrey, Operating PartnerGryphon Investors, Inc.www.gryphon-inv.comSilicon ValleyPELife Sciences & HealthcareBusiness ServicesConsumer ProductsEducation & TrainingMiddle MarketFounded in 1995, Gryphon is a private equity firm that focuses on the lower-end segment of the middle market. Initial target investments range from $25 to $75 million, with a possible $25 to $50 million of follow-on equity for synergistic add-on acquisitions that will drive market dominance. Gryphon has over $900 million of capital under management, a blue-chip cast of limited partners, and has executed over 50 middle market equity transactions including traditional buyouts, leveraged build-ups, and growth equity investments. Gryphon's initial fund, Gryphon Partners, LP raised in 1996, enabled the firm to lead over $100 million of equity investments in 1997 and 1998. Raised in 1999, Gryphon Partners II, LP is a $424 million investment fund. Gryphon's three core areas of interest are Business Services, Consumer Products & Services, and Healthcare & Education.

One Market PlazaSteuart Tower, 24th FloorSan FranciscoCA94105415-217-7400415-217-7447

Portfolio companies include:Intelligratedhttp://www.intelligrated.com/Synteracthttp://www.synteract.com/Delta Career Educationhttp://www.deltaed.com/DLChttp://en.wikipedia.org/wiki/Downloadable_contentLEADAmericahttp://www.lead-america.org/Sheplershttp://www.sheplers.com/Snacks Parenthttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=116391169Trusthouse Services Grouphttp://trusthouseservices.com/Update Legalhttp://www.updatelegal.com/main.asp?subnavID=10Trinity Consultantshttp://www.trinityconsultants.com/K&N Engineeringhttp://www.knfilters.com/Flagstone Foodshttp://www.flagstonefoods.com/Investment Team:R. David Andrews, President and Managing General PartnerAlex Earls, Partnerearls@gryphoninvestors.comWilliard E. Lynn, Partnerlynn@gryphoninvestors.comNicholas A. Orum, Partnerorum@gryphoninvestors.comDennis F. O'Brien, Partnerobrien@gryphoninvestors.comMichael Gillen, Partnermgillen@gryphoninvestors.comJohn Rogers, Partnerjmrogers@gryphoninvestors.comDarren Gold, Partnergold@gryphoninvestors.comKeith Stimson, Partnerstimson@gryphoninvestors.comHarbinger Venture Managementwww.harbingervc.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorStorage & HardwareEarlyGrowthHarbinger began as a venture investment arm of the MiTAC-SYNNEX Group twenty years ago. In early 2000, the MiTAC-SYNNEX Group decided to spin-off the venture group, and as a result, Harbinger Venture Management was officially formed in March of 2000. The firm invests from early to middle stages, with an investment size of $1 million to $5 million. Harbinger's preferred industries include: Communications & Networking; Wireless Technologies; Semiconductors & Photonics; Internet-related Software, Infrastructure, Marketplace; and Computer/Internet Appliance Soft-ware & Hardware. Harbinger makes investments in North America and most Asian countries.

3 Results WayCupertinoCA95014408-861-3683

Portfolio companies include:Cardiva Medicalhttp://www.cardivamedical.com/Enviviohttp://www.envivio.com/Plaxohttp://www.plaxo.com/Achievohttp://www.achievo.com/Alpha & Omega Semiconductorhttp://aosmd.com/Applied Optoelectronicshttp://www.ao-inc.com/Centrality Communicationshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=7714581Continuous Computinghttp://en.wikipedia.org/wiki/Continuous_ComputingVeriSiliconhttp://www.verisilicon.com/Investment Team:C.K. Cheng, General Partnerckc@harbingervc.comM.R. Lin, Venture PartnerCelerity Partnerswww.celeritypartners.comSilicon ValleyPEInformation TechnologyLife Sciences & HealthcareMiddle MarketFounded in September 1995, Celerity Partners has invested in more than 30 platform companies, including many industry consolidation projects and over 60 acquisitions totaling more than $2.5 billion. The firm manages approximately $200 million in equity capital across four funds from investors that include GE Capital, AIG, Allianz, Capital Dynamics and Partners Group. Industries of particular investment interest include: Electronic Manufacturing Services, Safety Products and Services, Outsourced Healthcare Services, IT Services, Document Management/Data Services and Marketing Services. To qualify for an investment, new portfolio companies should have revenues of $10 million or more and an EBITDA ranging from $2 to $20 million, with an EBITDA growth of 10+% per annum. Celerity's preferred transaction structures are: growth equity, de-leveraging investments, management buyouts, corporate divestitures, and recapitalizations. The firm also has two offices in Los Angeles.

228 Hamilton Ave., 3rd FloorPalo AltoCA94301650-233-8250650-233-8230

Portfolio companies include:PChelpshttp://www.pchelps.com/Streamline Circuitshttp://streamlinecircuits.com/streamline/index.shtmlABC Laboratorieshttp://www.abclabs.com/Portal Grouphttp://www.theportalgrp.com/Rincon Industrieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30941619Synteracthttp://www.synteract.com/eStudySitehttp://www.estudysite.com/Pinnacle Treatment Centershttp://pinnacletreatment.com/Investment Team:Mark R. Benham, Managing Partnerbenham@celeritypartners.comHillcrest Venture Partnerswww.hillcrestvp.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorLife Sciences & HealthcareSeedEarlyGrowthHillcrest Venture Partners is a venture capital firm that takes a methodical approach to investing in seed to growth stage technology companies. Hillcrest Venture Partners invests in companies developing technologies in the following industries: Software, Internet, Communications, Semiconductor, and Biotechnology. Hillcrest Venture Partners invests exclusively in companies that are in the seed to growth (i.e., less than $15 Million in revenue) stage of development. The firm prefers to invest in companies that have at least completed a working prototype of their product. While Hillcrest Venture Partners will consider investing in a company irrespective of the company's location, the firm prefers to invest in companies that are proximate to its offices in SoCal, Silicon Valley, and New York. Hillcrest Venture Partners will make an initial investment between $25,000 to $100 million in a company and will make a maximum investment of $150 million over the life of a company.

2005 OToole Ave.San JoseCA95131408-615-9333

Portfolio companies include:FastSofthttp://www.akamai.com/fastsoftGenEDBhttp://www.genedb.org/nprogresshttp://www.ntro.com/Investment Team: Darin Chen, Co-Founder and Managing Directordarin@hillcrestvp.comCourtney Hall, Co-Founder and Managing DirectorJulian Lin, Co-Founder and Managing DirectorKeiretsu Forumwww.keiretsuforum.comSilicon ValleyAInformation TechnologyLife Sciences & HealthcareConsumer ProductsReal EstateEarlyKeiretsu Forum is the largest North American Angel network with over 750 accredited investor members. Since September 2000, Keiretsu Forum members have invested over $200M in 260 companies in technology, healthcare/life sciences, consumer products, real estate and other segments. Keiretsu Forum is an investment community of accredited private equity investors, venture capitalists and corporate/institutional investors. Companies that apply to the Forum are typically in their A or B rounds and have usually accomplished a $500K to $1.5MM friends and family round. Forum members have donated over $1M to 107 non-profit organizations. In the San Francisco area, the organization has four chapters: East Bay, North Bay, Silicon Valley, and San Francisco.

425 Market Street, 26th FloorSan FranciscoCA94105

(Mailing Address)14 Crow Canyon Court, Suite 200San RamonCA94583Portfolio companies include:9 Spaceshttp://www.9spaces.com/Bottlenoteshttp://www.bottlenotes.com/Geo Spothttp://www.astrium-geo.com/Pulse Healthhttp://www.pulsehealthllc.com/Relianthttp://www.reliant.com/Paksensehttp://www.paksense.com/Patheoshttp://www.patheos.com/Informifihttp://www.dealhorizon.com/companies/23997/Informifi.htmlClimate Minderhttp://www.climateminder.com/index.htmlSignalinkhttp://www.tigertronics.com/Wiel Brien Fund 3http://www.corporationwiki.com/California/Oakland/wiel-brien-fund-iv-lp/45509412.aspxEnRoute Systemshttp://www.enroutecorp.com/Glue Networkshttp://gluenetworks.com/Investor's Prime Fundhttp://primefund.com/Marketfishhttp://www.marketfish.com/Lathrop Parchttp://www.redwoodcity.org/phed/planning/projects/details.aspx?pid=9Judo Babyhttp://www.judobaby.com/Vitality Finanicalhttp://vitalityfinancial.com/Castlewood Surgicalhttp://www.castlewoodsurgical.com/About_Mission.htmlRothman Healthcarehttp://rothmanhealthcare.com/5i Scienceshttp://bladeventures.com/Our_Portfolio/5iSciences.phpAnchor Storagehttp://www.anchorstorageonline.com/Boston Heart Labhttp://bostonheartlab.com/California Ethical Real Estate Fundinghttp://calrefund.com/Clean Power Financehttp://www.cleanpowerfinance.com/Heartland Resourceshttp://heartlandresourcesinc.org/LandSmithhttp://landsmith.com/Key Techhttp://www.keytechinc.com/Marketfishhttp://www.marketfish.com/Mediaflyhttp://www.mediafly.com/Pacific West Land Distressed Fundhttp://pacificwestland.com/opportunistic.htmPower.comhttp://power.com/Vetrazzohttp://vetrazzo.com/Investment Team:Randy Williams, Founder & CEOrandy@keiretsuforum.comSonja Markova, Managing Directorsonja@keiretsuforum.comJudith Iglehard, VP, International Chapter Developmentjudith@keiretsuforum.comLighthouse Capital Partners, Inc.www.lcpartners.comSilicon ValleyVDInformation TechnologyLife Sciences & HealthcareEarlyGrowthExpansionLighthouse is a private venture capital partnership specializing in providing debt financing to early and expansion-stage information technology and life science companies that have already received financing commitments from top tier venture capital firms. Since its formation in 1994, Lighthouse has provided more than $1.6 billion of financing to over 450 private companies. Lighthouse offers a variety of debt products including equipment leases and loans, working capital, subordinated debt, and convertible debt. Initially Lighthouse prefers to commit between $1 million and $10 million to a company.

300 Drakes Landing Road, Suite 210GreenbraeCA94904-3011415-464-5900415-925-3387

(Menlo Park Office)3555 Alameda de las Pulgas, Suite 200Menlo ParkCA94025-7071650-233-1001650-233-0114Portfolio companies include:Arubahttp://www.aruba.com/Cogniohttp://www.cognio.com/Azul Systemshttp://www.azulsystems.com/Six Aparthttp://www.sixapart.com/Investment Team: Rick Stubblefield, Co-Founder, Managing Director, 415-464-5977rick@lcpartners.comRyan Turner, Managing Director, 650-233-1008ryan@lcpartners.comCristy Barnes, Managing Director, 650-233-1007cbarnes@lcpartners.comJeff Griffor, Managing Directorjeff@lcpartners.comScott Orn, Partnerscott@lcpartners.comGwill York, Co-Founder, Managing Directorgwill@lcpartners.comNed Hazen, Managing Directorned@lcpartners.comAaron Tyler, Partneraaron@lcpartners.comJenna White, Analystjenna@lcpartners.comBattery Ventureswww.battery.comSilicon ValleyVCPESoftware & InternetCommunications & NetworkingSemiconductorStorage & HardwareMedia & Digital MediaEnergy & Clean TechFinancial ServicesSeedEarlyGrowthFounded in 1983, Battery Ventures has raised nearly $4B since inception, and is currently investing BV IX, a $750M fund. Battery is typically the lead institutional investor in its portfolio companies and is flexible on the amount of its investment. Battery will start as low as a few hundred thousand dollars in seed money and is able to invest up to $100 million. Battery's investment team applies best practices from a broad range of markets, including: Software, Infrastructure, Communication Services, Semiconductors & Components, Internet & Digital Media, Financial Services & Tech-Enabled Businesses, and Clean Tech & Advanced Materials. From its offices in Waltham, MA, Israel and Silicon Valley, the firm has invested worldwide in over 300 companies. For Private Equity deals, Battery generally invests in companies with revenue of $20M to $200M.

2884 Sand Hill Rd., Suite 101Menlo ParkCA94025650-372-3939650-372-3930

Portfolio companies include:Blockboardhttp://www.blackboard.com/Clean Urban Energyhttp://www.cleanurbanenergy.com/Digbyhttp://digbysblog.blogspot.com/HotelTonighthttp://www.hoteltonight.com/World Golf Tourhttp://www.worldgolftour.com/Zayo Bandwidthhttp://www.zayo.com/Redwood Systemshttp://www.redwoodsystems.com/H.Bloomhttp://www.hbloom.com/Marketohttp://www.marketo.com/Guidewirehttp://www.guidewire.com/HealthVisionhttp://healthvision.com/Neoterishttp://www.ctssg.com/neoteris.htmWayfairhttp://www.wayfair.com/ITA Softwarehttp://www.itasoftware.com/ExactTargethttp://www.exacttarget.com/Diablo Technologyhttp://www.diablo-technologies.com/Omniturehttp://www.adobe.com/solutions/digital-marketing.htmlInvestment Team:Kenneth Lawler, General Partnerken@battery.comRoger Lee, General Partnerrlee@battery.comChelsea Stoner, Partnerchelsea@battery.comBrian O'Malley, General Partnerbomalley@battery.comMike Dauber, PrincipalGlobal Catalyst Partnerswww.gc-partners.comSilicon ValleyVCInformation TechnologyEarlyFormed in 1999, Global Catalyst Partners is an international, multistage, technology-oriented venture capital firm. GCP's view is that all ventures must be "global upon inception," optimizing inputs (manufacturing, technology sourcing, financing) and opportunities. GCP has a single fund and operates with a single team assisting each of its ventures globally. Apart from their U.S. portfolio, GCP has financed companies based in China, Israel and Japan.

255 Shoreline Drive, Suite 520 Redwood ShoresCA94065650-486-2420 650-593-0419

Portfolio companies include:Beceem Communicationshttp://www.broadcom.com/products/Cellular/4G-Baseband-ProcessorsActelishttp://www.actelis.com/Reperiohttp://reperio.com/iKoahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=34870481AMEChttp://www.amec.com/Greenfield Networkshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2712084KargoCardhttp://www.kargocard.com/SoundHoundhttp://www.soundhound.com/Newport Mediahttp://nmisemi.com/P-Cubehttp://pcube.com/Teraneticshttp://plxtech.com/Veliohttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=26443Verienthttp://www.verient.com/Investment Team:Kamran Elahian, Chairman and Co-Founderkamran@gc-partners.comVijay Parikh, Managing Principal, U.S.vijay@gc-partners.comKoji Osawa, Managing Principal, Asia and Co-Founderosawa@gc-partners.comArthur Schneiderman, Principal and Co-Founderart@gc-partners.comPatty O'Malley, Chief Financial OfficerGranite Ventures, LLCwww.granitevc.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSeedEarlyGrowthBased in San Francisco, Granite manages over $1 billion in committed venture capital and has invested in over 90 private companies in the software and communications sectors. Since its establishment in 1992, Granite has been consistently investing in early-stage companies with proprietary technologies and sustainable comptetitive advantages. Granite typically makes its initial investment in the seed, Series A or Series B round. The firm's initial investments range from $2 million to $6 million, and $10 million to $15 million over the life of the company. While Granite usually invests in U.S. based companies, the firm will consider select investments outside the U.S.

One Bush Street, Suite 1350San FranciscoCA94104415-591-7700415-591-7720

Portfolio companies include:Command Audiohttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26743Cooligyhttp://www.cooligy.com/Digital Fountainhttp://www.qualcomm.com/solutions/broadcast-streaming/media-deliveryGiganethttp://giganet.igloogroups.org/Agilencehttp://www.agilenceinc.com/Crowd Sciencehttp://crowdscience.com/DecisionViewhttp://decisionviewsoftware.com/HireVue Conviohttp://www.siliconslopes.com/press-release/hirevue-secures-5-million-series-b-fundingShutterflyhttp://www.shutterfly.com/Siebel Systemshttp://en.wikipedia.org/wiki/Siebel_SystemsSmulehttp://www.smule.com/SnapTrackhttp://en.wikipedia.org/wiki/SnapTrackTumbleweed Communicationshttp://en.wikipedia.org/wiki/Tumbleweed_CommunicationsInvestment Team:Standish OGrady, Managing Directorsogrady@granitevc.comTom Furlong, Managing Directortfurlong@granitevc.comChris Hollenbeck, Managing Directorchollenbeck@granitevc.comSam Kingsland, Managing Directorskingsland@granitevc.comLen Rand, Managing Directorlrand@granitevc.comEric Zimits, Managing Directorezimits@granitevc.comJackie Berterretche, CFO and Managing Directorjackieb@granitevc.comChris McKay, Managing Directorcmckay@granitevc.comLightspeed Venture Partnerswww.lightspeedvp.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorStorage & HardwareMedia & Digital MediaEnergy & Clean TechEarlyGrowthExpansionLightspeed Venture Partners is a venture capital firm specializing in early stage and expansion stage investments. The firm structures and participates in equity and debt financing for start-up and growth companies and also provides incubation services. The firm focuses on early-stage investments in the U.S., Asia, and Israel in a broad range of sectors, which include: Cleantech, Communications, Digital Media & Wireless, Enterprise Automation, Enterprise Infra-structure, Internet Media & Commerce, and Semiconductors. In China, the firm seeks to invest in early stage and late stages businesses. It prefers to make investments in mobile, social media, commerce, gaming, consumer web services, datacenter infrastructure, enterprise automation, digital media and consumer electronics, communications infrastructure technologies, networking, wireless, internet media & commerce, internet and e-commerce, semiconductors, cleantech, and other services. In India, the firm seeks to invest in advertising & media, business services, financial services, healthcare, education, and retail. The firm is currently investing out of Lightspeed IX, a $675 million fund. The firm invests between $10 million to $25 million in growth stages in India, and invests between $2 million to $10 million in early stages in India. Lightspeed Venture Partners was founded in 1971 is based in Menlo Park with additional offices in Beijing, China; Shanghai, China; New Delhi, India; and Herzelia Pituach, Israel.

2200 Sand Hill RoadMenlo ParkCA94025650-234-8300650-234-8333

Portfolio companies include:Avamarhttp://www.avamar.com/Mobius Powerhttp://www.mobiuspower.net/Scale MPhttp://scalemp.com/Aquantiahttp://www.aquantia.com/4Interactivehttp://fourint.com/99Billhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=23297790Aeorhivehttp://www.aerohive.com/index.phpAMEChttp://www.amec.com/AppDynamicshttp://www.appdynamics.com/AMEChttp://www.amec.com/Apriushttp://www.aprius.com/Embranehttp://www.embrane.com/Evolvhttp://www.evolv.com/Exclarahttp://exclara.com/Extensityhttp://extensity.com/Flixterhttp://www.flixster.com/LightLogichttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=30827Lightspeed Internationalhttp://www.lightspeedresearch.com/Link-A-Mediahttp://link-a-media.com/LivingSocialhttp://livingsocial.com/LS9http://ls9.com/Lucky Paihttp://venturebeatprofiles.com/company/profile/lucky-paiSerious Busiensshttp://seriousbusiness.net/ShoeDazzlehttp://www.shoedazzle.com/SiPorthttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=35110126Skybox Secruityhttp://www.skyboxsecurity.com/Skyfirehttp://www.skyfire.com/SolarEdgehttp://www.solaredge.com/Traversehttp://www.chevrolet.com/traverse-crossover-suv/TutorVisahttp://www.tutorvista.com/Virsa Systemshttp://en.wikipedia.org/wiki/Virsa_SystemsZestCashhttps://www.zestcash.com/Youwhohttp://youwho.com/Wirefree Partnershttp://investing.businessweek.com/research/stocks/private/people.asp?privcapId=30602614Wikiohttp://www.wikio.com/Wi-Chargehttp://wi-charge.com/WeFihttp://www.wefi.com/Virtual Instrumentshttp://www.virtualinstrumentsmag.com/Telogy Networkshttp://www.telogy.com/Teknovushttp://teknovus.org/SureAutohttp://www.sureauto.com/Stylehivehttp://www.stylehive.com/Streamlitehttp://www.streamliteinc.com/ScaleMPhttp://scalemp.com/SailPointhttp://www.sailpoint.com/Rockyou!http://www.rockyou.com/Real Time Geonomicshttp://www.realtimegenomics.com/Pushpinshttp://www.pushpinsapp.com/PureWave Networkshttp://www.purewavenetworks.com/Pulsehttp://en.wikipedia.org/wiki/PulsePSS Systemshttp://pss-systems.com/Project Slicehttp://www.goslice.com/Plexxihttp://plexxi.com/Playdomhttp://www.playdom.com/Pixer Technologyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=25331176Pivot 3http://www.pivot3.com/PetFlowhttp://www.petflow.com/Personetahttp://personeta.com/Peelhttp://www.peel.com/Personalishttp://personalis.com/PCHhttp://www.pch.com/Outbrainhttp://www.outbrain.com/Orbis Educationhttp://www.orbiseducation.com/OpTierhttp://www.optier.com/OneAssist Consumer Solutionshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=139413650Nutanixhttp://www.nutanix.com/Nufernhttp://www.nufern.com/Nimble Storagehttp://www.nimblestorage.com/Nicira Networkshttp://nicira.com/Nest Labshttp://www.nest.com/Naterahttp://natera.org/MyBuyshttp://www.mybuys.com/MuleSofthttp://www.mulesoft.com/MSP/Drilexhttp://www.msp-drilex.com/Memoir Systemshttp://memoir-systems.com/Meilelehttp://meilele.com.checktrafficwebsite.com/MediaVhttp://media-v.com.au/site/Masergyhttp://www.masergy.com/MapR Technologyhttp://www.mapr.com/Investment Team:Barry Eggers, Partnereggers@lightspeedvp.comJeremy Liew, Partnerjeremy@lightspeedvp.comRavi Mhatre, Partnerravi@lightspeedvp.comPeter Nieh, Partnerpeter@lightspeedvp.comEric O'Brien, Affiliated Partnereric@lightspeedvp.comChris Schaepe, Partnerchris@lightspeedvp.comBipul Sinha, Partnerbipul@lightspeedvp.comJohn Vrionis, Partnerjohn@lightspeedvp.comArif Janmohamed, Partnerarif@lightspeedvp.comNew Enterprise Associates (NEA)www.nea.comSilicon ValleyVCInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareSeedEarlyGrowthExpansionFounded in 1978, NEA manages over $13 billion of committed capital across 14 funds, including a $2.6 billion close on its latest fund in 2012. NEA has invested in 175 companies that have gone public and 290 that have successfully been merged or acquired. The firm concentrates on early stage companies in the areas of information technology, healthcare, and energy technology, typically investing in 20 to 30 new companies each year. NEA's first investment can range from $200,000 up to $40 million. NEA invests at all stages, but is especially interested in providing start-up capital, or the first outside funds a company raises. Although the majority of NEA's investments are in the United States, the firm invests internationally and is particularly interested in China and India.

2855 Sand Hill RoadMenlo ParkCA94025650-854-9499650-854-9397

Portfolio companies include:Actelishttp://www.actelis.com/Gridpointhttp://www.gridpoint.com/Home.aspx3Comhttp://h17007.www1.hp.com/us/en/Alexza Pharmaceuticalshttp://www.alexza.com/3Jamhttp://www.3jam.com/3-V Bioscienceshttp://www.3vbio.com/TechForwardhttp://www.techforward.com/Anulexhttp://anulex.com/BeachMinthttp://www.beachmint.com/BENUhttp://www.benusf.com/TargetRxhttp://www.targetrx.com/Cadencehttp://www.cadence.com/BuzzMediahttp://www.buzz-media.com/Deeya Energyhttp://www.deeyaenergy.com/Diapers.comhttp://www.diapers.com/Elancehttps://www.elance.com/Envervhttp://enverv.com/Teneroshttp://www.teneros.com/Huddlerhttp://www.huddler.com/Intarciahttp://intarcia.com/inTarvohttp://intarvo.com/Luxterahttp://www.luxtera.com/MediaBankhttp://www.mbxg.com/Moviushttp://www.moviuscorp.com/Neuralievehttp://neuralieve.com/NexChemhttp://nexchemical.com/American Pathology Partnershttp://ap2.com/Apprendahttp://apprenda.com/Agnihttp://www.bu.edu/agni/AstroWatthttp://astrowatt.com/Availinkhttp://availink.com/Azurayhttp://azuraytech.com/BlueJeans Networkhttp://bluejeans.com/BuzzFeedhttp://www.buzzfeed.com/Care.comhttp://www.care.com/Boulder WindPowerhttp://www.boulderwindpower.com/BloomEnergyhttp://www.bloomenergy.com/Bokuhttp://www.boku.com/Carticept Medicalhttp://www.carticept.com/Terrajoulehttp://www.terrajoule.co.nz/renewablesCenterBeamhttp://www.centerbeam.com/Channeladvisorhttp://www.channeladvisor.com/CompassLabshttp://www.compasslabs.com/CruiseWisehttp://www.cruisewise.com/clearspringhttp://www.clearspring.com/CloudFlarehttp://www.cloudflare.com/Gtelhttp://home.gtel.net/peihuo.cnhttp://www.peihuo.cn/Embrancehttp://www.merriam-webster.com/dictionary/embracedreamfactoryhttp://dreamfactory.com/drobohttp://www.drobo.com/Dermirahttp://dermira.com/Denali Medical IIhttp://denalimedical.com/EchoGlobal Logisticshttp://www.echo.com/Tesarohttp://tesarobio.com/Fusion.iohttp://www.fusionio.com/testmarthttp://www.testmart.com/Gilthttp://www.gilt.com/Gaikaihttp://www.gaikai.com/Forcehttp://en.wikipedia.org/wiki/ForceFulcrumhttp://www.answers.com/topic/fulcrumFiskerhttp://www.fiskerautomotive.com/EverFihttp://www.everfi.com/Exenthttp://exent.com/Eucalyptus Systemshttp://www.eucalyptus.com/Euclidhttp://en.wikipedia.org/wiki/EuclidEnvervhttp://enverv.com/GumGumhttp://gumgum.com/Grouponhttp://www.groupon.com/Grubhttp://en.wikipedia.org/wiki/GNU_GRUBGoodGuidehttp://www.goodguide.com/Gluhttp://www.glu.com/Hearsaysocialhttp://hearsaysocial.com/HelioVolthttp://www.heliovolt.net/HydraBioscienceshttp://www.hydrabiosciences.com/careers_jobs.htmIllumitexhttp://www.illumitex.com/hillcrestlabshttp://www.hillcrestlabs.com/jobfoxhttp://www.jobfox.com/loopthttps://loopt.com/LiveLoophttp://www.getliveloop.com/LineKonghttp://www.linekong.com/en/Leyden Energyhttp://leydenenergy.com/Konarka technologlieshttp://www.konarka.com/Intellisyshttp://intellisystechnology.com/Isgnhttp://www.isgn.com/Innerworkingshttp://www.inwk.com/InTarvohttp://intarvo.com/Lytrohttps://www.lytro.com/Mashapehttp://www.mashape.com/MaxiScalehttp://www.maxiscale.com/MediaBankhttp://www.mbxg.com/Motion Comuptinghttp://www.motioncomputing.com/Motricityhttp://www.motricity.com/Moximedhttp://moximed.com/1boghttp://1bog.org/nurienhttp://corp.nurien.com/nurien/eng/main.htmlNovaTorquehttp://novatorque.com/NordicWindPowerhttp://www.nordicwindpower.com/Nova Medical Centershttp://n-o-v-a.com/NewScalehttp://www.cisco.com/web/about/ac49/ac0/ac1/ac259/newscale.htmlNexchemhttp://nexchemical.com/Nicirahttp://nicira.com/Neuralievehttp://neuralieve.com/Neuropacehttp://www.neuropace.com/NewBrandAnalyticshttp://www.newbrandanalytics.com/Neotracthttp://neotract.com/Soraahttp://www.soraa.com/Rapid Mobilehttp://www.rapid-mobile.com/ProStor Systemshttp://www.prostorsystems.com/Proteostasishttp://proteostasis.com/Primary Healthhttp://www.primaryhealth.com/PhaseBiohttp://www.phasebio.com/picaboohttp://www.picaboo.com/poggledhttp://www.poggled.com/splash.phpPharmoshttp://www.pharmoscorp.com/pentahohttp://www.pentaho.com/patientkeeperhttp://www.patientkeeper.com/company/careers.htmlOpowerhttp://opower.com/Rockhealthhttp://rockhealth.com/Roka Biosciencehttp://rokabio.com/Scisolutionshttp://www.scisolutions.com/ScienceLogichttp://ww2.sciencelogic.com/SiTimehttp://www.sitime.com/Skyline Solarhttp://www.skyline-solar.com/Sierra Atlantichttp://sierraatlantic.com/Subtexthttp://en.wikipedia.org/wiki/SubtextSugarCRMhttp://www.sugarcrm.com/crm/SproutSocialhttp://sproutsocial.com/SolFocushttp://solfocus.com/en/index.phpSolidFirehttp://solidfire.com/Bloomreachhttp://www.bloomreach.com/Investment Team:C. Richard Kramlich, Chairman & Co-Founderdkramlich@nea.comForest Baskett, PhD, General Partnerfbaskett@nea.comKrishna (Kittu) Kolluri, General Partnerkkolluri@nea.comMark Perry, General Partnermperry@nea.comScott Sandell, General Partnerssandell@nea.comRavi Viswanathan, PhD, General Partnerrviswanathan@nea.comRohini Chakravarthy, Partnerrchakravarthy@nea.comPatrick Chung, Partnerpchung@nea.comRobert Garland, MD, Partnerrgarland@nea.comPaul Hsiao, Partnerphsiao@nea.comJake Nunn, Partnerjnunn@nea.comJon Sakoda, Partnerjsakoda@nea.comMohamad Makhzoumi, Partnermmakhzoumi@nea.comPaul Walker, Partnerpwalker@nea.comNorth Bridge Venture Partners (NBVP)www.nbvp.comSilicon ValleyVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorSeedEarlyGrowthFounded in 1994, North Bridge Venture Partners (NBVP) is a seed, early, and growth-stage venture capital fund with more than $3.2 billion under management. The firm is usually the first investor in their portfolio companies, investing $50,000 to $500,000 in Seed Capital. NBVP considers investing in early stage projects with an initial commitment of $100,000-$1 million and is capable of providing incubation space in NBVP offices. North Bridge can supply from $2 million to $10 million in Series A or B rounds. For later stage companies, the firm looks for opportunities that have $15 million to $300 million in annualized revenue and will invest from $15 million to $75 million . NBVP's industry focus is Software, Communications, Services, Semiconductors & Components, and Materials & Manufacturing Systems. NBVP is currently investing in their $545 million Fund 1 and has an additional office in Massachusetts.

524 Hamilton AvenuePalo AltoCA94301650-838-0004650-838-0017

Portfolio companies include:Cogniohttp://www.cognio.com/A123Systemshttp://a123systems.com/Azimuth Networkshttp://www.azimuthsystems.com/I-Logixhttp://en.wikipedia.org/wiki/I-LogixBright Tigerhttp://www.iol.co.za/sport/golf/tiger-tiger-burning-bright-1.1223317Viewlocityhttp://viewlocity.com/1366 Technologieshttp://www.1366tech.com/Akibanhttp://www.akiban.com/Akorrihttp://www.netapp.com/us/products/management-software/oncommand-insight/insight-balance.htmlAllegrohttp://www.allegro.com/Connancehttp://connance.com/content/scoringContact Solutionshttp://www.contactsolutions.com/EnvIOhttp://www.envio.org.ni/index.enFirm58http://www.firm58.com/kSARIAhttp://www.ksaria.com/Leapfroghttp://shop.leapfrog.com/leapfrog/Lumigenthttp://www.lumigent.com/Reval Accounting for Riskhttp://www.reval.com/SmartPak Equinehttp://www.smartpakequine.com/SpringCMhttp://www.springcm.com/SynapDxhttp://www.synapdx.com/Viximohttp://viximo.com/XSigohttp://xsigo.com/Xtalichttp://www.xtalic.com/Zetahttp://en.wikipedia.org/wiki/ZetaZiniohttp://www.zinio.com/Zilkerhttp://zilker.org/Xtalichttp://www.xtalic.com/Winphoris Networkshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=123752Unideskhttp://www.unidesk.com/Umberhttp://en.wikipedia.org/wiki/UmberTorrent Systemshttp://www.iontorrent.com/Tatara Systemshttp://taqua.com/Tapjoyhttp://www.tapjoy.com/SynapDxhttp://www.synapdx.com/Sycamorehttp://sycamorenet.com/SpringCMhttp://www.springcm.com/Sonus Networkshttp://sonusnet.com/SoundBitehttp://www.soundbite.com/SpaceClaimhttp://www.spaceclaim.com/Sharethroughhttp://www.sharethrough.com/Silverback Technologieshttp://silverbacklab.com/SilverStreamhttp://warriors.wikia.com/wiki/SilverstreamSensAble Technologieshttp://www.sensibletech.com/Reva Systemshttp://www.odinrfid.com/index.phpRevit Technologyhttp://www.revitconference.com.au/Revolution Computinghttp://www.revolutionanalytics.com/RPathhttp://www.rpath.com/corp/RedStone Communicationshttp://redstonespark.com/Qvidianhttp://www.qvidian.com/Radviewhttp://www.radview.com/ILogixhttp://ilogix.net/idiomhttp://en.wikipedia.org/wiki/IdiomInfinetahttp://www.infineta.com/IP Mobilehttp://en.wikipedia.org/wiki/Mobile_IPmc10http://mc10inc.com/movixhttp://movix.sourceforge.net/mozeshttp://www.mozes.com/my Perfect Gighttp://home.myperfectgig.com/NOCpulsehttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=154108notifymdhttp://notifymd.com/Newformahttp://www.newforma.com/fringhttp://www.fring.com/eRoomhttp://eroom.net/firm58http://www.firm58.com/DYMhttp://www.myspace.com/dymdemandwarehttp://www.demandware.com/currenseehttp://www.currensee.com/crossbeamhttp://www.crossbeam.com/couchbasehttp://www.couchbase.com/Camianthttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=10438002Bluespechttp://www.bluespec.com/Bigfoot Networkshttp://www.killergaming.com/Black Sand Technologieshttp://www.blacksand.com/Investment Team: Edward T. Anderson, Managing General Partnereta@nbvp.comRichard A. DAmore, General Partnerrad@nbvp.comWilliam J. Geary, General Partnerwjg@nbvp.comJames A. Goldstein, General Partnerjag@nbvp.comGeraldine Alias, PrincipalBasil R. Horangic, General Partnerbasil@nbvp.comJeffrey P. McCarthy, General Partnerjpm@nbvp.comJames Moran, General PartnerPaul Santinelli, General Partnerpas@nbvp.comMichael Skok, General Partnermjs@nbvp.comCali X. Tran, Principalcxt@nbvp.comMatt Blodgett, PrincipalRic Fulop, General PartnerDoug Kingsley, Managing DirectorRoshen Menon, PrincipalMike Pehl, Managing DirectorRuss Pyle, PartnerPhysic Ventureswww.physicventures.comSilicon ValleyVCLife Sciences & HealthcareConsumer ProductsEarlyPhysic Ventures provides capital and support to entrepreneurs focused on building exceptional science-based, consumer-directed health, wellness and sustainable living companies. Physic was created by the fusion of two experienced management investment teams from Great Spirit Ventures (GSV) and Unilever Technology Ventures (UTV). The investment professionals of Physic Ventures continue to manage the portfolio companies of the GSV and UTV funds. The firm's strategy is to capitalize on major economic, social and political trends shaping the landscape of personal and planetary health, including the rapid migration toward a consumer-driven, prevention-oriented "self-care" paradigm. Physic invests primarily in early to mid-stage ventures in North America and will be opportunistic with respect to other stages and geographies. The three types of business models that characterize the Physic strategy are: Enabling Technologies, Science-Based Branded Consumer Products, and Innovative Channels.

200 California Street, 5th FloorSan FranciscoCA94111415-354-4901415-354-4915

Portfolio companies include:Impinjhttp://www.impinj.com/Novomerhttp://www.novomer.com/Elixir Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2246762Pharmacahttp://www.pharmaca.com/T2 Biosystemshttp://www.t2biosystems.com/Alliance Healthhttp://www.alliancehealth.com/Chromatinhttp://en.wikipedia.org/wiki/ChromatinEnergyhubhttp://www.energyhue.com/Gazellehttp://www.gazelle.com/GoodGuidehttp://www.goodguide.com/GreenGoosehttp://greengoose.com/Merrimackhttp://www.merrimack.edu/On-Q-Ityhttp://on-q-ity.com/OWN Skin Carehttp://www.ownproducts.com/Raynehttp://www.raynelongboards.com/Recyclebankhttp://www.recyclebank.com/Revolution Foodshttp://revfoods.com/Watersmarthttp://www.watersmart.net/Alliance Health Networkshttp://www.alliancehealth.com/HealthLoophttp://www.healthloop.com/Pharmacahttp://www.pharmaca.com/WaterSmarthttp://www.usbr.gov/WaterSMART/Yummlyhttp://www.yummly.com/Investment Team:Dion Madsen, Managing Directordmadsen@physicventures.comWilliam Rosenzweig, Managing Directorwbrose@physicventures.comAndy Donner, Directoradonner@physicventures.comAndrew Williamson, PhD, Directorawilliamson@physicventures.comStacy Feld, JD, DirectorJean Frechet, Venture PartnerDavid Lawrence, Venture PartnerPhil Giesler, Director of InnovationPatty O'Malley, Chief Financial Officerpaomalley@physicventures.comFountainhead Venture Group, LPwww.fountainheadventure.comVCInformation TechnologyLife Sciences & HealthcareEarlyGrowthFountainhead Venture Group is a Philadelphia-based investment partnership that makes early- to mid-stage venture capital investments at the intersection of health care, life sciences, and information technology. The firm looks for companies providing technology-based products and services, or technology-enabled new business models, to health care payers and providers, or to the pharmaceutical and life sciences industries. Investment areas of specific interest to Fountainhead include: health care infrastructure, image management, and communications; consumerism and consumer directed health care; health care payer services, and financial systems and products; regulatory, cost, and quality-driven products and services; wellness; and preventive and predictive medicine.

MalvernPA610-415-1240610-983-9376

Portfolio companies include:N/AN/AInvestment Team:Tom Olenzak, Managing Directortolenzak@fountainheadventure.comJohn Braca, Managing Directorjbraca@fountainheadventure.comFrank Lexa, Managing Directorflexa@fountainheadventure.comLORE Associateshttp://www.thresholdpartners.com/LORE/index.htmlAInformation TechnologyEarlySince its founding in 1988, the mission of the LORE Associates is to provide investment capital and mentoring to early stage companies principally in the Greater Philadelphia Area. LORE stands for "Loosely Organized Retired Executives". Currently LORE has 51 active members. The group has meetings every month except for July and August. A typical meeting starts at 8:00 A.M. and runs until noon. Investments are always made by individuals with a range between $25,000 to $100,000 per member.

c/o MidCoast Capital259 Radnor-Chester Road, Radnor Court, Suite 210RadnorPA19087610-687-8580

Portfolio companies include:NanoPackhttp://nanopackinc.com/Preclickhttp://www.preclick.com/Investment Team:Ginger Cutlipverus@tpinv.comNancy Vanningloreassociates@gmail.comJohn Patberg, Program ChairmanBridgescale Partnerswww.bridgescale.comSilicon ValleyVCInformation TechnologyCommunications & NetworkingMedia & Digital MediaEnergy & Clean TechBusiness ServicesGrowthExpansionBridgescale Partners is a Menlo Park-based venture capital firm providing expansion capital to U.S.-based later-stage technology companies. The firm has invested in more than 100 private companies of which 25 achieved and IPO and more than 50 exited through an M&A. This list includes category leaders such as Atheros, CNET, FormFactor, Geocities, ONI Systems, Pivotal Technologies, Quantum Effects Design, SupportSoft and Sycamore Networks. The firm is active across a broad range of information technology, media and communication sectors based on the core investment themes for growth: Broadband enabled services, Digital Media Convergence, Software as a Service, Communication Infrastructure, Mobility and Clean Energy. In addition, Bridgescale has advised on more than 35 M&A and financing transactions representing more than $25 billion in transaction value. Bridgescale's strategy is to invest $3 million to $8 million into category leading mid to late stage companies in what is generally their final round before achieving profitability.

2200 Sand Hill Road, Suite 240Menlo ParkCA94025650-854-6100650-618-8745

Portfolio companies include:Alphaboxhttp://twitter.com/alphaboxBaja Broadbandhttp://www.bajabroadband.com/BlueCat Networkshttp://www.bluecatnetworks.com/Cortina Systemshttp://cortina-systems.com/Digital Chocolatehttp://www.digitalchocolate.com/Jasper Wirelesshttp://www.jasperwireless.com/ProofPointhttp://www.proofpoint.com/Xactlyhttp://www.xactlycorp.com/RedMerehttp://redmere.com/Axonifyhttp://www.axonify.com/BlueCat Networkshttp://www.bluecatnetworks.com/Carrier IQhttp://www.carrieriq.com/Dayforcehttp://www.dayforce.com/home.aspxFinomialhttp://www.finomial.com/IMVUhttp://www.imvu.com/IronKeyhttps://www.ironkey.com/J. Hilburnhttp://www.jhilburn.com/NeoNovahttp://www.neonova.net/Rypplehttp://work.com/Investment Team:Robert Chaplinsky, Managing Directorrcc@bridgescale.comMatthew Cowan, Managing Directormtc@bridgescale.comFundamental Capital, LLCwww.fundamentalcapital.comSilicon ValleyPEManufacturing & IndustrialBusiness ServicesConsumer ProductsMiddle MarketFounded 2004, Fundamental Capital is a private equity firm that invests in companies generating revenue between $5 million and $50 million. Fundamental looks for the following attributes in companies: U.S. based, with a preference for Western U.S. and Hawaii; Revenues between $5 million and $50 million; EBITDA of $2 million or greater for buy-outs; Cash flow positive; and Manufacturing, Services, Distribution, Retail, Consumer Products businesses. Targeted investments involve growth capital, buyouts, recapitalizations, and corporate divestitures. Fundamental's philosophy is to create flexible transaction structures to meet the current and future capital needs of portfolio companies. The firm seeks to invest $2 million to $10 million in each transaction, generally in the form of common and preferred stock. Since 2005, Fundamental Capital has invested over $20 million in four businesses with aggregate revenues of approximately $100 million.

201 Mission St., Suite 1850San FranciscoCA94105415-782-0000

Portfolio companies include:Bentek Manufacturinghttp://www.bentek.com/Allen Technologieshttp://www.allentek.com/The Pint Size Corporationhttp://www.manta.com/c/mm72h22/pint-size-corpSee Kai Runhttp://www.seekairun.com/Investment Team:Kevin Keenley, Managing Principalkeenley@fundamentalcapital.comRich McNallymcnally@fundamentalcapital.comFundersClubwww.fundersclub.comSilicon ValleyVCInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyFundersClub is the world's first online venture capital platform. It is built around a unique online marketplace that allows accredited investors to become equity holders in FundersClub-managed venture funds, which then fund pre-screened private companies. Each funded FundersClub startup benefits from the capital, the advice, and the professional networks of its associated venture fund investors, but are spared from the overhead of interfacing with a crowd of investors by receiving capital in a traditional venture capital fund format. Investors benefit from greater access to private investment opportunities, a more convenient investment process and the ability to diversify with relatively small amounts of capital. Launched in 2012 by serial entrepreneurs and investors Alex Mittal and Boris Silver, FundersClub aims to create prosperity and transform people's lives by supporting innovation. The company is backed by top angels and VC firms, including: Andreessen Horowitz, First Round Capital, Tim Draper and more. FundersClub operates and manages all venture funds.

465 Forest AvenuePalo AltoCA94301888-405-9335

Portfolio companies include:Soldsiehttps://www.soldsie.com/Coinbasehttps://coinbase.com/Sponsorfiedhttp://www.sponsorfied.com/Tracks.byhttp://tracks.by/Viroolhttp://www.virool.com/Investment Team:Alex Mittal, Co-Founder & CEOBoris Silver, Co-Founder & PresidentFelicia Curcuru, Business DevelopmentShlomo Zippel, Software EngineerGeneral Atlantic Partnerswww.generalatlantic.comSilicon ValleyVCPEInformation TechnologySoftware & InternetMedia & Digital MediaLife Sciences & HealthcareBusiness ServicesFinancial ServicesGrowthExpansionMiddle MarketFounded in 1980, General Atlantic has provided equity financing to private and public companies globally. General Atlantic has invested in over 160 companies and currently has approximately $17 billion in capital under management. General Atlantic's investments range from $75 million to $400 million for growth, expansions, buy-outs, consolidations and build-ups. General Atlantic invests in 10-12 companies per year. The firm focuses on companies in Financial Services, Healthcare, Energy & Resources, Business Services, Internet & Technology, and Media & Consumer sectors. General Atlantic has established offices in London, Dusseldorf, Hong Kong, Beijing, Sao Paulo, Singapore and Mumbai and has invested over $4 billion internationally.

228 Hamilton Ave. Palo AltoCA94301650-251-7800650-251-9762

Portfolio companies include:Privaliahttp://privalia.com/MedExpresshttp://www.medexpress.com/SouFunhttp://www.soufun.com/RedVentureshttp://www.redventures.com/Asian Gencohttp://asiangenco.com/Pierpont Securitieshttp://pierpontsecurities.com/LatAm Pensions and Investmentshttp://latamfm.com/article/latam-pensions-will-drive-mutual-fund-growthMu Sigmahttp://www.mu-sigma.com/Oak Hill Advisorshttp://www.oakhilladvisors.com/contact/LINXhttps://www.linx.net/Align Networkshttp://alignnetworks.com/CITCOhttp://www.citco.com/Peixe Urbanohttp://www.peixeurbano.com.br/Home/IndexFacebookhttp://www.facebook.com/TASChttp://www.tasconline.com/Quality Technology Serviceshttp://www.qualitytech.com/GILThttp://www.gilt.com/Gavillonhttp://www.gavilon.com/EXPhttp://www.exp.com/en/homeBM&F Bovespahttp://www.bmfbovespa.com.br/en-us/home.aspx?idioma=en-usGetcohttp://www.getcollc.com/AKQAhttp://en.wikipedia.org/wiki/AKQAWeb.comhttp://www.web.com/ServiceSourcehttp://www.servicesource.com/TriNethttp://www.trinet.com/Affinion Grouphttp://www.affiniongroup.com/Altair Engineeringhttp://www.altair.com/IPValuehttp://ipvalue.com/Critical Pathhttp://en.wikipedia.org/wiki/Critical_path_methodInsight Expresshttp://insightexpress.com/Investment Team:David Rosenstein, Managing DirectorMark F. Dzialga, Managing DirectorCory A. Eaves, Managing DirectorDavid C. Hodgson, Managing DirectorRene M. Kern, Managing DirectorJonathan Korngold, Managing DirectorChris Lanning, Managing DirectorAnton Levy, Managing DirectorAdrianna C. Ma, Managing DirectorHans Morris, Managing DirectorBrett B. Rochkind, Managing DirectorCenter for Entrepreneurial Innovation (CEI)http://ceigateway.comIInformation TechnologySoftware & InternetEnergy & Clean TechLife Sciences & HealthcareSeedCEI, the Center for Entrepreneurial Innovation, is a community-based facility at GateWay Community College. With funding from the US Economic Development Agency, City of Phoenix and Maricopa Community College District, CEI provides targeted business services and proactive business support to create a systematic link between: Technology development; Compelling markets and opportunities; Entrepreneurial and managerial talent development; Early stage capital sourcing; and Education and training, interns, coaching and business counseling. The 18,000-square-foot facility, located in the Discovery Triangle on the GateWay Community College campus, is a mixed-use, non-retail business incubator. Focused market segments include: Bio, life-science; Clean Technology; Software; and Technology Services.

275 N. GateWay DrivePhoenixAZ85034602-286-8950

Tenant companies include:Voltmarc Technologyhttp://www.voltmarc.com/Arbsourcehttp://www.arbsource.us/Management Team:Jeff Saville, Executive Directorjeff.saville@ceigateway.comDesert Angels, Inc.www.desertangels.orgAInformation TechnologyLife Sciences & HealthcareSeedEarlyThe Desert Angels is a Tucson based, non-profit organization of accredited investors who seek opportunities to invest in regional startups, or early stage, no tech, low tech, or high tech companies. The organization itself serves only as a forum for its members who individually invest from their personal funds. The organization has over 80 members, many of whom have invested in a significant portfolio of companies. The primary focus of the Desert Angels is the funding of entrepreneurial ventures, and to that end, the group reviews over 100 companies per year as possible investments. The Desert Angels encourages co-ventures with venture capital funds, other angel groups, and individual investors. Since 2000, Desert Angel members have invested over $17 million in more than 50 presenting companies.

631 N. 5th Ave.TucsonAZ85705520-490-8137

Portfolio companies include:4Bloxhttp://www.4blox.com/AlertStar Safetyhttp://alertstar.com/Amplimedhttp://amplimed.com/APTAhttp://www.apta.org/ARM Aerospacehttp://www.armaerospace.com/AttachSTORhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4247473BioVidriahttp://biovidria.com/BioVigilant Systemshttp://www.biovigilant.com/Calimmunehttp://calimmune.com/Cancer Prevention Pharmaceuticalshttp://canprevent.com/Carb-BOOMhttp://www.carbboom.com/CellzDirecthttp://www.invitrogen.com/site/us/en/home/Products-and-Services/Applications/Drug-Discovery/adme-tox.html?CID=oldcellzdirectCenOphttp://cenopfl.com/Chadwick Enterpriseshttp://thechadwick.net/our_company.htmlCopperkeyhttp://www.dillards.com/endeca/EndecaStartServlet?N=1020858+2010086Desert Techhttp://deserttechauto.com/Distinctive Brandshttp://www.distinctivebrands.com/Eco Pool Technologieshttp://www.ecosmartepool.com/Engineering Synthesis Designhttp://engsynthesis.com/High Throughput Genomicshttp://www.htgmolecular.com/ImaRxhttp://www.imarx.com/KeyWare/ PG Keyhttp://pgkey.com/Light Sharphttp://gizmodo.com/5848060/sharps-dressers-secure-ties-ties-with-lightsaber-tie-tacksLiPointhttp://www.communitywalk.com/location/lipoint_inc/info/3552038Medipacshttp://medipacs.com/Microblend Technologieshttp://www.microblendtechnologies.com/mb/Newmonicshttp://en.wikipedia.org/wiki/MnemonicOctopihttp://en.wikipedia.org/wiki/OctopusPlayAbility Toyshttp://www.playabilitytoys.com/Default.aspPost.Bid.Ship/ TruckItNowhttp://www.shiptruckitnow.com/Power Stationhttp://en.wikipedia.org/wiki/Power_stationPria Diagnosticshttp://www.biofinance.ca/EarlyPhase/PriaDiagnosticsProtein Genomicshttp://www.proteingenomics.com/Regenesis Biomedicalhttp://www.regenesisbio.com/Salutaris Medical Deviceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=54112801StrongWatchhttp://www.strongwatch.com/Syncardiahttp://www.syncardia.com/Tempronicshttp://tempronics.com/Thacker Manufacturinghttp://herculoc.com/TruTouch Technologieshttp://www.trutouchtechnologies.com/uGalleryhttp://www.ugallery.com/Video Internet Broadcastinghttp://www.ustream.tv/Virginia Communicationshttp://www.cvacm.com/Webhoundhttp://www.mcli.dist.maricopa.edu/webhound/hunt.htmlInvestment Team: Curtis Gunn, Chairmancurtis@desertangels.orgBase Horner, Screening Panelbase@desertangels.orgEl Dorado Investment Companyhttp://www.pinnaclewest.com/aboutus/Pages/ElDorado.aspxCVCEnergy & Clean TechEarlyGrowthExpansionEl Dorado is a corporate venture company that invests in, and develops, innovative companies offering energy-related technologies and services. The company's focus is to identify new growth opportunities in the deregulated utility market and partner with companies poised to become industry leaders. Its primary strategy is to invest in start-up, development stage and rapid expansion phase opportunities that complement the core electricity generating, distributing, and marketing businesses of Pinnacle West. El Dorado is interested in fuel cells, hybrid power generation, hydrogen, photovoltaics, power electronics, reliability, solar thermal, and wave-energy generation among others. Typical investments range from $1 million to $5 million, resulting in minority equity stakes in each portfolio company. To date, El Dorado has invested over $30 million in its current portfolio of companies.

P.O. Box 53999MS9707PhoenixAZ85072

Portfolio companies include:Gateway Data Scienceshttp://www.alacrastore.com/company-snapshot/Gateway_Data_Sciences_Corporation-2000337Zolo Technologieshttp://zolotech.com/Investment Team: John Finn, Venture Investment Managerjohn.finn@pinnaclewest.comFogel Internationalwww.fogelinternational.comMBManufacturing & IndustrialBusiness ServicesMiddle MarketFogel International is an investment/merchant-banking firm dedicated to assisting companies throughout the United States in the fulfillment of their business and personal strategies, and goals. Fogel International is very active in the private placements of both growth capital and restructured balance sheets, with placements ranging from $2 million to in excess of $100 million. In growth capital, a portion of the firm's fees is in equity. Fogel prefers to invest in companies in the seed, early and mature stages.

5110 North 32nd Street, Suite 206 PhoenixAZ85018602-508-0728602-508-0729

Portfolio companies include:AFS Technologieshttp://www.afsi.com/Investment Team:Lawrence M. Fogel, Senior Managing Principallfogel@fogelinternational.comSubbu Krishnan, Director of Technology InvestmentsP. Frank Limbaugh, Director Specialty FinanceAhim Kandler, Director Israeli InvestmentsMark Genz, Director Buyer SearchesArnold Eisenberg, Southeast Director of MarketingBryan J. Toth, Senior Financial Analyst/ConsultantGrayhawk Venture Partnerswww.grayhawkcapital.usVCSemiconductorEnergy & Clean TechLife Sciences & HealthcareFinancial ServicesEarlyGrowthExpansionFounded in 1995, Grayhawk Venture Partners has deployed over $150 million in capital and typically invests in early to later stage companies. Grayhawk makes investments between $1 million and $4 million in companies located in the Southwestern United States. Grayhawk generally invests in the form of preferred stock with dividends. In earlier stage situations, the firm will typically invest $1.0 million to $2.0 million in the first round. Grayhawk invests in the software, Internet, Technology-Enabled Services, Healthcare IT, Financial Services, and Clean Tech. Grayhawk is the successor to Cornerstone Equity Partners, a private equity investment company that invested $25 million over a five year period and generated a 84% internal rate of return on its investments.

5050 North 40th Street, Suite 310PhoenixAZ85018602-956-8700602-956-8080

Portfolio companies include:Carefxhttp://www.carefx.com/SiVerionhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4611183Intesourcehttp://www.intesource.com/ITAX Grouphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2504212Accountnowhttp://www.accountnow.com/Cellzdirecthttp://www.invitrogen.com/site/us/en/home/Products-and-Services/Applications/Drug-Discovery/adme-tox.html?CID=oldcellzdirectEmergent Respiratory Productshttp://www.eresp.com/Siverionhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4611183Innovasichttp://www.innovasic.com/Clear Technologyhttp://www.cleartechnology.com/Selerohttp://en.wikipedia.org/wiki/SeleroLooking Glasshttp://en.wikipedia.org/wiki/Looking_glassMx Logichttp://portal.mxlogic.com/The B Equal Companyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=20724194Cypress Golf Solutionshttp://www.golfchannelsolutions.com/ESShttp://www.esseyepro.com/Netregulushttp://www.ptc.com/products/windchill/netregulus-qualityInvestment Team: Sherman I. Chu, Managing Member and Co-Founderschu@grayhawkcapital.usBrian N. Burns, Managing Member and Co-Founderbburns@grayhawkcapital.usBrian S. Smith, Managing Memberbsmith@grayhawkcapital.usMegan S. Pautler, Investment AnalystHercules Finance, LLCwww.herculesfinance.comVCInformation TechnologySeedEarlyHercules Finance is a corporate finance firm in Arizona that raises equity capital for emerging growth companies and also invests its own capital. The firm operates a quantitative hedge fund which has achieved returns of at least +75% each year since inception in 2004. Hercules typically invests in technology companies in the early stages of development. Investments are $200,000 or less per portfolio company. Hercules Finance arranges seed capital and series A stage equity investments from $50,000 to $30,000,000 from external institutional investors based in London, England and throughout the U.S.

P.O. Box 2235SedonaAZ86339480-773-4960

Portfolio companies include:Ultherahttp://www.ulthera.com/USuggesthttp://www.usuggest.com/Investment Team: Oliver Sommer, CEOHOTventureswww.hotventures.comAFOFInformation TechnologyMedia & Digital MediaLife Sciences & HealthcareEarlyHOTventures is the investment vehicle for Rick Gibson, who has had a 35-year career building businesses. He founded and co-founded several successful technology companies and has advised over (75) others. 2000, Rick has served as Managing Director of HOTventures, a "mentor capital fund" for the Southwest U.S., which invests in and advises fast-growth companies, specializing in Information Technology, BioSciences, GreenTech and Media. The firm is also a limited partner in Solstice Capital and a shareholder of Idealab. Gibson is on the Executive Board and Screening Committee of the Desert Angels and on the board and a mentor for UA's Arizona Center for Innovation (AZCI). For several years, was Adjunct Instructor and then Practitioner Faculty for UA's Eller School Entrepreneurship Program, and also served on the MBA Advisory Council.

5930 N. Moccasin TrailTusconAZ85750520-577-2221

Portfolio companies include:Air2Indiahttp://home.airindia.in/SBCMS/AIHome.aspxAviserehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30530701Bourque Industrieshttp://bourqueindustries.com/CopperKeyhttp://www.dillards.com/endeca/EndecaStartServlet?N=1020858+2010086FlyPaperhttp://www.flypaper.com/FundingUniversehttp://www.fundinguniverse.com/MDShttp://www.mds-foundation.org/Octopihttp://en.wikipedia.org/wiki/OctopusReal Time Companieshttp://real-time-companies.com/InkNimbushttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=127581514StrongWatchhttp://www.strongwatch.com/USU2Indiahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=115703425BioWheathttp://www.wired.com/techbiz/media/news/2004/05/63403High Throughput Genomicshttp://www.htgmolecular.com/LifeBothttp://www.lifebot.us.com/Medipacshttp://medipacs.com/Medspherehttp://medsphere.com/MSDxhttp://www.msdx.co/Regenesis Biomedicalhttp://www.regenesisbio.com/Elite Desert Ventureshttp://www.linkedin.com/pub/brad-page/15/2BB/132Idealabhttp://www.idealab.com/Solstice Capitalhttp://www.solcap.com/Investment Team: Rick Gibson, Co-Founderrick@hotventures.comJDB Capital Partnerswww.jdbcapital.comMBInformation TechnologyMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialFinancial ServicesConsumer ProductsRetail & RestaurantMiddle MarketJDB Capital Partners LLC (JDB) is a boutique investment and merchant bank focused on emerging growth and middle-market companies throughout North America. The firm's services include corporate finance, mergers & acquisitions and financial advisory assignments. JDB's merchant banking activities include investing alongside entrepreneurs, management teams and business owners to fund growth and pursue opportunistic development. JDB seeks companies with recurring revenue (generally > $5 million) and good earnings visibility. The firm's investment size ranges from $100,000 to $3 million.

20645 North Pima Road, Suite 110ScottsdaleAZ85255480-502-9200480-502-6001

Portfolio companies include:N/AN/AInvestment Team: J. Daniel Bennatt, Founder & Managing Directordbennatt@jdbcapital.comLena Dalbey, Managing Directorldalbey@jdbcapital.comBrent Meier, Director of Business Developmentbmeier@jdbcapital.comLobodos Ventureswww.lobodos.comAInformation TechnologySeedLobodos is an Angel investor in successful high technology ventures. Michael Wolf is the General Partner of Lobodos Ventures. Mr. Wolf has over 26 years of operational experience in the software industry with Vitrix, VIASOFT, Computer Associates, Capex, and EDS. He has served in various roles, including president, CEO, chairman, and CTO. As a co-founder of VIASOFT, he helped drive the software company from startup, through a successful IPO, and to over $1 billion in capitalization. Mr. Wolf is a long time member of the Arizona Angels (see profile), and serves as the chairman of its Selection Committee.

ChandlerAZ480-753-6950

Portfolio companies include:N/AN/AInvestment Team:Michael Wolf, General Partnermwolf@lobodos.comMiller Groupwww.themillergroup.netVCPEManufacturing & IndustrialTransportation & DistributionFinancial ServicesReal EstateExpansionMiddle MarketEstablished in 1972 and headquartered in Scottsdale, Arizona, The Miller Group is comprised of the following affiliate companies: Miller Capital Corporation, Miller Capital Markets, LLC, Miller Investments, Inc. and Miller Management Corporation. Through these affiliates, Miller provides a broad spectrum of financial and strategic advisory services to both public and private middle-market companies located throughout the United States. Among the various activities and services the firm engages in are: venture capital and private equity investing, financial advisory and management consulting, business valuations, fairness opinions, investor relations and investment banking. Miller typically invests in manufacturing, service, insurance, financial, real estate and distribution businesses. Potential investments should have revenue in excess of $5 million, a diversified customer base, an experienced management team, positive operating margins, a defensible market share, and business operations in the Southwest. The firm does not consider investments in oil, gas, mining, energy, and biotechnology.

4900 North Scottsdale Road, Suite 3800ScottsdaleAZ85251-7663602-225-0505602-225-9024

Portfolio companies include:America West Airlineshttp://www.americawest.com/Directrixhttp://en.wikipedia.org/wiki/DirectrixFusion Partnershttp://fusionsalespartners.com/Stinger Mac Accessorieshttp://smahummer.com/Sunrise Preschoolshttp://sunrisepreschools.com/Investment Team: Rudy R. Miller, Chairman, President and Chief Executive Officerrmiller@themillergroup.netRonald E. Warnicke, Vice Chairman Special Projects Committeerwarnicke@themillergroup.netKristi N. Berry, Director of Administrationkberry@themillergroup.netKristina A. Caylor, Controllerkberry@themillergroup.netMoshir Venture Partnerswww.moshir.com VCInformation TechnologyMedia & Digital MediaSeedEarlyMoshir Venture Partners (MVP) is a specialized, early stage, private equity investor providing seed capital funding in the unique range of $250,000 to $1 million. Headquartered in Scottsdale, Arizona, the firm focuses on mobile/wireless software and security, online media and entertainment broadcasting, and other technology start-ups.

20701 N. Scottsdale Rd., Suite 107-455 ScottsdaleAZ85255480-515-5200 (ext.170)480-699-9491

Portfolio companies include:CellTrusthttp://www.celltrust.com/PrimeMessagehttp://www.fixya.com/support/t8959075-getting_message_prime_blue_lightInvestment Team: Sean Moshir, Partnersean@moshir.comKevin Moshir, Partnerkevin@moshir.comNajafi Companieswww.najafi.comPEEnergy & Clean TechConsumer ProductsSports & EntertainmentMiddle MarketNajafi Companies is an international private investment firm based in Phoenix, Arizona. Najafi Companies was originally operated as a unit of Pivotal Group, a Phoenix-based real estate investment and development company. In 2006, the partners transitioned to operate the private equity investment unit independently from Pivotal Group to better position the firm for growth. The firm makes highly-selective investments up to $1 billion in transaction value in companies with strong management teams across a variety of industries, and often in industries out of popular favor. The firm takes a long-term view on its investments and focuses its efforts to create value through growth and superior performance. Najafi funds investments with internally generated capital, not through a fund. The firm typically acquires controlling ownership interests in established businesses across the globe with strong management teams generating positive cash flows.

The Esplanade2525 East Camelback Road, Suite 850PhoenixAZ85016602-476-0600602-476-0625

Portfolio companies include:DirectGroup-Francehttp://www.bertelsmann.com/Direct Brandshttp://www.directbrands.com/Innovative Brandshttp://innovativebrandsllc.com/Trend Homeshttp://www.trendhomes.com/Snowflake Powerhttp://www.renegy.com/project_snowflake.htmlPasta Pomodorohttp://pastapomodoro.com/Phoenix Sunshttp://www.nba.com/suns/West Wing Mountainhttp://westwingmountain.org/Cinramhttp://www.cinram.com/Investment Team:Jahm Najafi, Chief Executive OfficerPeter A. Woog, Partnerpeter@najafi.comDaniel T. Shum, PartnerTina Rhodes, Chief Financial OfficerJohn Gamero, Principaljohn@najafi.comNAU Ventureshttp://nauventures.netTTInformation TechnologySeedNAU Ventures is a partnership between the NAU Office of the Vice President for Research and the Northern Arizona Center for Emerging Technologies (NACET) established to implement and manage NAU's technology transfer program and to incorporate Arizona Board of Regents (ABOR) intellectual property policy into NAU practice. The primary mission of NAU Ventures is to create and foster productive, appropriate, and mutually beneficial, collaborative research relationships and the transfer of technology between the NAU Research Community and the private sector.

PO Box 4094FlagstaffAZ86011928-523-1075

Portfolio companies include:PathoGenehttp://www.pathogene.com/Investment Team:Cheryl Heitz, NAU Foundation Assistant Vice PresidentCheryl.Heitz@nau.eduMason Gerety, CEOMason.Gerety@nau.eduNorthern Arizona Center for Emerging Technologies (NACET)www.nacet.orgIInformation TechnologyEnergy & Clean TechSeedNACET is a business incubator program founded to assist entrepreneurs and technology start-ups succeed in Northern Arizona. NACET manages a state-of-the-art, high-tech incubator facility (10,000 square-foot) on McMillan Mesa, located in the City of Flagstaff's new Innovation Park, next to the U.S. Geological Survey campus. The program offers hands-on consulting to non-retail businesses, high-tech, science and renewable energy firms. According to published reports, three northern Arizona businesses tied to the NACET have recently received more than $2.4 million in new grant funding. The Arizona Department of Commerce, which was given the stimulus money, issued the grants. NACET assisted all three clients in applying for the funding. The Northern Arizona Technology & Business Incubator was founded in 2001 by community and business leaders intent on diversifying the greater Flagstaff economy. Funds for this project came from the City of Flagstaff, the Arizona Department of Commerce, and community investors, including Northern Arizona University, Coconino Community College, the Flagstaff Chamber of Commerce, the Coconino County Board of Supervisors, Arizona Public Service, Bank of America, McCoy Motors, LNN Enterprises, and others. The Center was recently rebranded as NACET.

2225 N. Gemini DriveFlagstaffAZ86001

Tenant companies include:Electric Blue Motorshttp://www.electricbluemotors.com/Foresight Renewableshttp://fsrenew.com/Flagship Bioscienceshttp://www.flagshipbio.com/PathoGenehttp://www.pathogene.com/Protein Genomicshttp://www.proteingenomics.com/Quantancehttp://www.quantance.com/Sedona Energy Labshttp://www.sedonaenergylabs.com/Ask The Judgehttp://www.askthejudge.info/MagDrivehttp://www.fuelfromh2o.com/Solar Mosaichttp://solarmosaic.com/Southwest Windpower-Dealer Training Centerhttp://www.nacet.org/client/southwest-windpower-dealer-training-centerSunWind Solutionshttp://www.sunwindsolutions.com/Sustainable Packaging Solutions/Kind Vineshttp://www.kindvines.com/Investment Team:Russ Yelton, President/CEO, 928-213-9234ryelton@nacet.orgJeff Saville, Operations Manager, 928-213-9234jsaville@nacet.orgAnnette Zinky, Vice Presidentazinky@nacet.orgMichael Zervas, Executive in ResidenceTom Baxter, Business Analysttbaxter@nacet.orgPacStar Capital Partnerswww.pacstarpartners.comMBManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsMiddle MarketFormerly known as Fogel Capital Partners, PacStar Capital Partners is a specialty investment banking firm focusing on mergers and acquisitions, capital raising, and financial recapitalizations for middle market companies. PacStar Capital Partners concentrates its investment banking services on small to medium size transactions ranging in value from $10 million to $200 million. PacStar Capital Partners has merchant banking operations and its investment strategy is to identify companies that have achieved solid positions in their markets and have the potential to improve revenues and/or profitability through one or more specific initiatives. PacStar pursues investment opportunities in a variety of industries including: Business Services, Consumer Products, Consumer Services, Distribution, Manufacturing, and Retail. The firm does not invest in start-ups or in companies involved directly in real estate, banking, gaming, high technology or biotechnology.

PO Box 4668Cave CreekAZ85327480-502 2595480-287-8717

Portfolio companies include:BoomBozz Famous Pizzahttp://boombozz.com/AP Crafters Kitchen & Barhttp://apcrafters.com/Comfortlinehttp://www.thecomfortline.com/Investment Team:Ian Subel, Managing Directorisubel@pacstarpartners.comScott Dahne, Managing Directorsdahne@pacstarpartners.comResearch Corporation Technologieswww.rctech.comVCLife Sciences & HealthcareMedical DeviceEarlyResearch Corporation Technologies in Tucson, Ariz., is a technology investment and management company that provides early-stage funding and development for promising biomedical companies and technologies. RCT focuses on technology investments with origins from universities and research institutions worldwide. Founded in 1987, the company carries on a vision chartered in 1912 by Frederick Gardner Cottrell, a university professor and inventor who championed the transfer of academic innovation to commercial use. The RCT BioVentures program is the vehicle through which RCT invests in start-up or early-stage companies with technologies that promise patented biomedical products with a clear competitive advantage. RCT has assets of more than $200 million to advance technology development through flexible, long-term investment options. The firm's initial financial commitment to its portfolio companies usually ranges from several hundred thousand dollars to several million dollars, and the firm reserves additional funds for the subsequent funding of successful companies. RCT can also invest management resources if needed. Within the United Kingdom and Australia, RCT BioVentures invests through Cambridge Research BioVentures Ltd. (CRB) and BioVentures Australia Pty. RCT launched CRB with Cambridge-based Emerging Technology Services Limited (ETS) in 2000 to support early development of promising biomedical and life sciences discoveries in the United Kingdom. Start-up Australia and RCT formed BioVentures Australia in March 1999 to invest in life science and medical technologies originating in Australia. Current interests include new life-sciences platforms, and preclinical and clinical-stage therapeutics, devices and diagnostics.

5210 East Williams Circle, Suite 240TucsonAZ85711-4410520-748-4400520-748-0025

Portfolio companies include:Fullerene Internationalhttp://www.azonano.com/suppliers.aspx?SupplierID=822NP Photonicshttp://www.npphotonics.com/Lacoste & Romberg Scintrexhttp://www.rctech.com/other/lacoste.phpAeson Therapeuticshttp://rctech.com/bioventures/aeson.phpAPT Pharmaceuticalshttp://www.aptbio.com/Catalyst Bioscienceshttp://catalystbiosciences.com/Cylene Pharmaceuticalshttp://www.cylenepharma.com/Esperance Pharmaceuticalshttp://www.esperancepharma.com/Jenrin Discoveryhttp://www.jenrindiscovery.com/OncoGenex Technologieshttp://www.oncogenex.ca/ParinGenixhttp://rctech.com/bioventures/paringenix.phpPeptech Ltd.http://www.peptech.com/Sertoli Technologieshttp://rctech.com/bioventures/sertoli.phpSpirogen Ltd.http://www.spirogen.com/Therapeutic Human Polyclonalshttp://companies.xconomy.com/therapeutic-human-polyclonalsAlerion Biomedicalhttp://rctech.com/bioventures/alerion.phpKerberos Proximal Solutionshttp://rctech.com/bioventures/kerberos.phpLetohttp://en.wikipedia.org/wiki/LetoOption 3http://www.option3movie.com/OrthAlignhttp://orth-align.com/Varix Medicalhttp://varixmedical.com/Vasonovahttp://www.vasonova.com/Investment Team: Shaun A. Kirkpatrick, President and CEOskirkpatrick@rctech.comChad W. Souvignier, Managing Directorcsouvignier@rctech.comChristopher P. Martin, Senior Vice President, Chief Financial Officercmartin@rctech.comKurt R. Gehlsen, Vice President, Chief Scientific Officerkgehlsen@rctech.comPartha P. Ray, Director Medical Devicespray@rctech.comGary M. Munsinger, Chairman of the Boardmunsinger@rctech.comPartha P. Ray, Director, Medical Devicespray@rctech.comPaul M. Grand, Managing Director (Los Angeles)pgrand@rctech.comScience Foundation Arizona (SFAz)www.sfaz.orgEDInformation TechnologyEnergy & Clean TechSeedScience Foundation Arizona (SFAz) was created in 2006 through the collaboration of three statewide CEO business organizations: Flagstaff 40, Greater Phoenix Leadership and the Southern Arizona Leadership Council to help diversify the Arizona economy with strategic research and development investments. In June 2006, the Arizona Governor and State Legislature appropriated $35 million to Science Foundation Arizona through the Arizona 21st Century Competitive Initiative Fund. Science Foundation Arizona (SFAz) is helping ensure Arizona's competitive future by investing in areas of strategic importance to the state including: Information and Communications Technology (ICT), Sustainable Systems (SUS) & Renewable Energy, and Biomedicine. To date, investment grants from state monies totaling $60 million and leveraged by an additional $109 million from outside capital were distributed through Science Foundation Arizona's six key programs. By incentivizing researchers to do work with high-impact commercial potential, SFAz grants have been directly responsible for: 16 new companies created; 84 patents applied for and/or issued; and 11 technology licenses granted empowering entrepreneurs to build upon public research.

400 East Van Buren Street, Suite 200PhoenixAZ85004602-682-2800602-682-2890

Portfolio companies include:N/AN/AInvestment Team:William C. Harris, President and CEOwharris@sfaz.orgMargaret Mullen, Chief Operating Officermmullen@sfaz.orgStephanie Torigian, Program Coordinatorstorigian@sfaz.orgMary OReilly, Scientific Program Officermoreilly@sfaz.orgBridget Makridakis, Finance and Grant Administration Managerbmakridakis@sfaz.orgLeonard W. Fine, Scientific Program Officerlfine@sfaz.orgDarcy Renfro, Vice President and Director of SFAz STEM Initiativesdrenfro@sfaz.orgCaroline VanIngen-Dunn, Manager of SFAz STEM Initiativescvaningen-dunn@sfaz.orgSocial Leverage, LLCwww.socialleveragellc.comVCInformation TechnologySoftware & InternetEarlySocial Leverage is a partnership that invests in exceptional entrepreneurs in the technology space, actively investing across the U.S. Social Leverage's typical investment size is $100,000 to $500,000. The partners of Social Leverage have invested in over 30 early stage web businesses and have served as founders and executives of numerous companies.

5110 North 40th Street, Suite 108PhoenixAZ85018

Portfolio companies include:Scopelyhttp://jobs.scopely.com/Quick18http://www.quick18.com/Embed.lyhttp://embed.ly/Altlyhttp://www.anybeat.com/Life360http://www.life360.com/DailyWorthhttp://www.dailyworth.com/homeWeGamehttp://www.wegame.com/Seemless Receiptshttp://www.seamlessreceipts.com/GiveForwardhttp://www.giveforward.com/PlaceIQhttp://www.placeiq.com/Stipplehttp://stippleit.com/ADstruchttp://adstruc.com/GillGuardhttp://grillguard.com/Foodziehttp://foodzie.com/eTorohttp://www.etoro.com/Assistlyhttp://www.assistly.com/Ychartshttp://ycharts.com/Blog Talk Radiohttp://www.blogtalkradio.com/Buddy Mediahttp://www.buddymedia.com/TweetDeckhttp://www.tweetdeck.com/Virgin Gaminghttp://virgingaming.com/TicketFlyhttp://www.ticketfly.com/Bit.lyhttps://bitly.com/StockTwitshttp://stocktwits.com/Wallhogshttp://www.wallhogs.com/Apptentivehttp://www.apptentive.com/Laffsterhttp://www.laffster.com/Mobiplughttp://www.mobiplug.co/SendHubhttps://www.sendhub.com/Investment Team:Howard Lindzon, Founder & Co-Managing Memberhoward@lindzon.comTom Peterson, CEO and Co-Managing MemberThunderbird Angel Networkwww.thunderbirdangelnetwork.orgAInformation TechnologySeedEarlyEstablished in the fall of 2010, the Thunderbird Angel Network was born from the vision of people associated with Thunderbird School of Global Management's Walker Center for Global Entrepreneurship to develop a robust network of investors and entrepreneurs among Thunderbird's network of alumni, students and friends. The Thunderbird Angel Network is a medium through which individual investors can consider investments in early-stage companies having the potential to grow rapidly. Such companies may be based in Arizona or in other Southwestern states. The group meets approximately every other month over dinner and listens to presentations from candidate companies. If members show interest in a presenting company, further due diligence and deal terms are developed. Members act on their own behalf and make their own individual investment decisions.

PhoenixAZ480-409-4101

Portfolio companies include:N/AN/AInvestment Team:Tanaha Hairston, Managing DirectorChris Lopez, Managing DirectorSteve Larsen, ChairmanTimepiece Capital, Inc.www.timepiececapital.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketTimepiece Capital works with select institutional investors to act as a principal in the acquisition of companies with revenues of $5 million to $50 million. Timepiece acquires companies with strong, defensible industry niches in the lower middle market. Potential investments should have a history of steady income, and revenues of at least $1.25 million. Companies with a special niche in the manufacturing, distribution, and service sectors are given top priority. The firm is not interested in restaurants, real estate opportunities, or companies with a significant degree of technology risk.

5635 N. Scottsdale Road, Suite 170ScottsdaleAZ85250480-999-0259

Portfolio companies include:Wake Research Associateshttp://www.wakeresearch.com/Center Rockhttp://www.centerrock.com/Justice Services Holdingshttps://www.justiceservices.org/American Lighting Supplyhttp://americanlightingsupply.com/Vanderveer Industrial Plasticshttp://vanderveerplastics.com/Colorado Componentshttp://cocomponents.com/dealer/Investment Team: Michael R. Starkle, Managing Director, 480-237-7162mstarkle@timepiececapital.comWilliam P. Jancosko, Chief Financial Officer, 303-931-1025bjancosko@timepiececapital.comTranslational Accelerator, LLC (TRAC)www.grayhawkcapital.us/trac_fund.stmVCLife Sciences & HealthcareEarlyGrayhawk Capital (see profile) is a manager of Translational Venture Partners, the manager of Translational Accelerator, LLC (TRAC), a $20 million fund investing in promising life science companies. TRAC focuses specifically on companies that are in the process of moving scientific discoveries from the lab to the clinic, the "translational stage." TRAC's portfolio companies are primarily involved in developing diagnostics, services, prevention agents and treatments for patients with cancer and diseases of the central nervous system, including: Alzheimer's disease, multiple sclerosis, and autism. This emphasis capitalizes on the strength of the TRAC team and the significant research being performed in these two areas in Arizona. To be considered for investment from TRAC, companies must be based in Arizona or willing to relocate to Arizona. TRAC primarily provides capital for companies at the pre-clinical or early-clinical stage of development. TRAC generally invests in the form of preferred stock with dividends to secure a minority position in a portfolio company. Most often, we will be the first outside investor. TRAC will generally invest up to $1,000,000 in pre-clinical companies and from $500,000 to $2 million in early-clinical stage companies.

9977 N. 99th St.ScottsdaleAZ85258480-268-2006

Portfolio companies include:Calimmunehttp://calimmune.com/Silamedhttp://silamed.com/Applied Microarrayshttp://www.appliedmicroarrays.com/Investment Team: Richard Love, Managing Director, Co-FounderDan Von HoffEric Tooker, Managing Directoretooker@tracvc.comTrue North Venture Partnerswww.truenorthvp.comVCEnergy & Clean TechAgriculture & Agricultural ScienceEarlyExpansionTrue North is an early stage venture capital company founded by Mike Ahearn, who guided First Solar (NASDAQ:FSLR) from start up to an S&P 500 company. True North Venture Partners invests in and supports early stage businesses that have the potential to transform, expand and lead global industries. The firm is focused on industries such as energy, water, agriculture and waste, where the need for disruptive innovation is great and the challenges faced by entrepreneurs are daunting. While True North prefers to be the first investor in a portfolio company, it also will consider later stage investments in certain circumstances. Total investment in a given company will generally range from $100,000-$25 million, with the capability to invest beyond that amount when appropriate.

2390 E. Camelback Rd., Suite 203PhoenixAZ85016602-476-5800

Portfolio companies include:Harvest Powerhttp://www.harvestpower.com/BCR Environmentalhttp://bcrenv.com/Investment Team:Michael J. Ahearn, FounderMatthew S. Ahearn, FounderGina HeSteven Kloossteven.kloos@truenorthvp.comJohn C. KrzywickiNorman StoutKurt R. WoodValley Ventureswww.valleyventures.comVCInformation TechnologySoftware & InternetSemiconductorLife Sciences & HealthcareEarlyValley Ventures is an institutionally funded venture capital partnership seeking to invest in southern California, Arizona, New Mexico, Utah, Colorado, and Texas. Committed capital in all current and past funds exceeds $95 million. The firm invests in a broad spectrum of industries, including life sciences, semiconductors, systems and software. The Fund seeks a balanced portfolio consisting of both early and late stage investments. Valley Ventures seeks to invest up to $5 million in each portfolio company. Early stage investments are financed to performance milestones, with as little as $500,000 being invested in the first round of financing. The firm targets investment opportunities in the southwestern United States.

1275 W. Washington St., Suite 101TempeAZ85281480-661-6600602-286-5284

(Mailing Address)P.O. Box 62798PhoenixAZ85082Portfolio companies include:Amplimedhttp://amplimed.com/Ascent Healthcare Solutionshttp://www.ascenths.com/OrthoLogichttp://capstonethx.com/Vital Therapieshttp://www.vitaltherapies.com/Andigiloghttp://www.andigilog.com/Quasarhttp://en.wikipedia.org/wiki/QuasarHTGhttp://www.htgsupply.com/InnovASIC Semiconductorhttp://www.innovasic.com/Regenesis Biomedicalhttp://www.regenesisbio.com/Investment Team:John M. Holliman, III, General Partnerjock@valleyventures.comTerry E. Winters, Ph.D., Special Limited Partnerterry@valleyventures.comYour Source Private Equity, LLCwww.yoursourcefinancial.comPEManufacturing & IndustrialSports & EntertainmentMiddle MarketYour Source Partners, part of the Your Source family of companies, is a private equity fund that invests in unlisted securities of private companies and other alternative investments. Your Source Partners seeks to provide investors with a diversified investment strategy in previously inaccessible capital markets that may provide higher overall returns, significant current income, lower volatility, and minimal correlation to typical public market investments. Your Source Partners seeks to invest in portfolio companies in Arizona with experienced management, strong revenues, attractive and sustainable margins, competitive advantage, barriers to entry, intellectual property, scalable potential to increase market share, and defined exit strategies.

707 E. Northern AvenuePhoenixAZ85020602-343-1700602-343-1710

Portfolio companies include:Cling's Manufacturinghttp://clingsmfg.com/Augusta Ranch Golf Clubhttp://www.augustaranchgolf.com/index.phpDreambrandshttp://dreambrands.net/LMM Sportshttp://www.lmmsports.com/Investment Team:George R. Collett, Partnergcollett@ysfi.comRay DiMuro, Partnerrdimuro@ysfi.comBoise Greenhousewww.boisegreenhouse.comIEnergy & Clean TechSeedEarlyThe Greenhouse is a business incubator, working with early-stage companies of today to become the leaders of tomorrow. Opened in 2010, the Greenhouse is the result of a partnership between the City of Boise and the Idaho Small Business Development Center (SBDC). Located in the heart of downtown Boise, it offers entrepreneurs comprehensive services to build a strong foundation to take their company on to even greater success. While all early-stage companies are eligible for the Greenhouse, preference will be given to companies that are focused on alternative or renewable energy - including solar, wind, geothermal, conservation or another energy source.

520 W. Idaho St.BoiseID83702208-426-3875

Tenant companies include:SEEDIdahohttp://seedidaho.com/WebWaitrhttp://webwait.com/ConsensioWorkshttp://consensioworks.com/American Wind Grouphttp://www.americanwind.net/Altenergyhttp://www.altenergy.org/CEPO Energyhttp://cepo-energy.com/Fit Wrapzhttp://www.fitwrapz.com/Gameday Sports Leaguehttp://www.gamedayboise.com/NetCampshttp://netcamps.com/Management Team:Jim Hogge, State Director, SBDCjhogge@boisestate.eduKatie Sewell, Deputy Director, SBDCksewell@boisestate.eduRick Vycital, Director of Region III, SBDCrvycital@boisestate.eduBetti Newburn, Region III SBDC Directorbetttinewburn@boisestate.eduBoise State Technology and Entrepreneurial Centerwww.bsutecenter.comIInformation TechnologySoftware & InternetLife Sciences & HealthcareConsumer ProductsSeedEarlyThe Technology and Entrepreneurial Center (TECenter) is dedicated to the development, growth and success of technology companies. Located on Boise State University's West Campus, the TECenter offers start-up and early stage technology company entrepreneurs the expertise, networks and tools they need to succeed. Created in 2002, TECenter manages $8 million for technology startups and currently serves over 30 companies.

5465 E. Terra Linda WayNampaID83687208-562-3636208-562-3650

Portfolio companies include:eTripTraderhttp://www.etriptrader.com/Clear Water Country Foodshttp://gardengreengarbanzos.com/DentalRathttp://dentalrat.com/Idaho TechConnecthttp://www.idahotechconnect.com/2Motohttp://www.2moto.com/Locate Expresshttp://www.locateexpress.com/locate.htmlHealth Matrixhttp://healthmatrixinc.com/NSN Solutionshttp://nsnsolutions.com/PooPeashttp://poopeas.com/Tnoc.ushttp://tnoc.us/AeroLedshttp://www.aeroleds.com/BBNK, Inc.https://www.bankofamerica.com/ChatterBoxhttp://chatterboxusa.com/EthicalPro.comhttp://www.ethicalpro.com/House of Designhttp://www.houseofdesignblog.com/Loantekhttp://loantek.com/Investment Team: Denise Dunlap, Directordenisedunlap@boisestate.eduSarah Pokorney, TECenter Client Development Managersarahpokorney@boisestate.eduMarissa Goff, TECenter Office & Company Client Facilities Managermarissagoff@boisestate.eduDauntless Capital PartnersPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionRetail & RestaurantMiddle MarketDauntless Capital Partners is private investment group that makes equity investments in a broad range of companies and industries. The firm targets established companies that are underperforming, but have franchise value potential. Ideal companies are those in the manufacturing, marketing, distribution, services, and retail operations industries with revenues between $10 million and $200 million. Dauntless also invests in non-performing and sub-performing financial assets as a means of acquiring troubled companies.

PO Box 1363EagleID83616949-212-4800

Portfolio companies include:Core Mark Internationalhttp://www.core-mark.com/Loomis Armoredhttp://www.loomis.us/default.aspxKimpexhttp://www.kimpex.com/default.aspx?lang=ENCALaGran Canadahttp://www.profilecanada.com/companydetail.cfm?company=177723_LaGran_Canada_Inc_Lachine_QCFour Leaf Textileshttp://www.macraesbluebook.com/search/company.cfm?company=692251Signature Eyewearhttp://www.signatureeyewear.com/Bush's Internationalhttp://www.politico.com/news/stories/1011/65810.htmlTV Magichttp://tvmagic.tv/National Sports Grillhttp://nationalsportsgrill.com/Investment Team:Richard M. Torre, Chairmanrmtorre@dauntlesscapital.comEpic Ventureswww.epicvc.comVCInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareEnergy & Clean TechLife Sciences & HealthcareBusiness ServicesSeedEarlyEpic Ventures, founded by Zions Bank, is headquartered in Salt Lake City, Utah. The firm prefers to invest in start-ups in the Western United States where Epic has easy access to the company. The partners are active investors and seek board seats in each investment they make. Epic does not focus exclusively on one or two technology sectors; rather, it looks across all sectors to find those companies with the management and market to achieve explosive growth. Licensed as a Small Business Investment Company, Epic has invested via four funds, Novell Ventures and a strategic Zions Bank fund.

310 North 2nd East, Suite 113 RexburgID83440

Portfolio companies include:Aspen Avionicshttp://www.aspenavionics.com/Bungee Labshttp://www.bungeeconnect.com/VeraLighthttp://www.veralight.com/Adaptive Computinghttp://www.adaptivecomputing.com/Alliance Health Networkshttp://www.alliancehealth.com/BrightTaghttp://thebrighttag.com/Consolidated Energyhttp://www.cecgas.com/DotGohttp://www.dotgo.com/DriveSafteyhttp://drivesafety.com/Everspinhttp://everspin.com/Exagen Diagnosticshttp://exagen.com/FatPipehttp://www.fatpipeinc.com/Figaro Systemshttp://www.figaro-systems.com/GoTo Metricshttp://www.linkedin.com/company/goto-metricsHyTrusthttp://www.hytrust.com/Ingeohttp://ingeo.com/Instructurehttp://www.instructure.com/InternInchttp://www.interninc.com/Iosil Energyhttp://iosilenergy.com/Iovationhttp://www.iovation.com/Keystone Enterprisehttp://keystoneenterprises.com/CopperKeyhttp://www.dillards.com/endeca/EndecaStartServlet?N=1020858+2010086Lumidigmhttp://www.lumidigm.com/Lytekhttp://lytec.com/Medspherehttp://medsphere.com/Naartjie Kidshttp://www.naartjiekids.com/netdocumentshttp://www.netdocuments.com/Pivothttp://www.snapfiles.com/get/stickfigure.htmlQ-Therapeuticshttp://www.qthera.com/SolutionReachhttp://www.marketwatch.com/story/smile-reminder-evolves-into-solutionreach-2011-09-07SparkWordshttp://sparkwords.com/Teeccinohttp://www.teeccino.com/Xydohttp://www.xydo.com/Zars Pharmahttp://www.nuvoresearch.com/zars.htmZettacorehttp://www.zettacore.com/history.htmlZettasethttp://zettaset.com/Investment Team:Kent Madsen, Managing Directorkmadsen@epicvc.comNick Efstratis, Managing Directornick@epicvc.comChris Stone, Managing DirectorStephanie Spong, Principalstephanie@epicvc.comKatie Szczepaniak Rice, Senior Associatekatie@epicvc. comRyan Davis, CPA, CFOryan@epicvc.comGeoff Woolley, Venture PartnerRobert Pothier, Venture PartnerRyan Hemingway, AssociateHighway 12 Ventureswww.highway12ventures.comVCInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareBusiness ServicesSeedEarlyHighway 12 Ventures partners with the most promising high-growth start-up companies in the Intermountain West states of Idaho, Montana, Utah and Colorado to build lasting, market leading companies. Highway 12 understands the unique challenges of building a company in this region and works hard to bring valuable resources to its entrepreneurs. With over $100 million under management, Highway 12 is very selective about the companies it invests in, and only seeks investments with high growth potential. Highway 12 does not focus on one industry, but rather seeks out companies in high growth markets operating in the underserved Intermountain West region.

Hoff Building, 802 West Bannock, 7th FloorBoiseID83702208-345-8383208-345-8484

Portfolio companies include:Attensityhttp://www.attensity.com/home/Balihoohttp://balihoo.com/Everlaterhttp://www.everlater.com/M2E Powerhttp://www.technologyreview.com/energy/19777/Telemetrichttp://www.sensus.com/telemetric/Alliance Health Networkshttp://www.alliancehealth.com/Clinicienthttp://www.clinicient.com/CradlePoint Technologyhttp://www.cradlepoint.com/DAZ Productionshttp://www.daz3d.com/Goomzeehttp://www.goomzee.com/Gutcheckhttp://gutcheckit.com/Kaposthttp://kapost.com/Lijithttp://www.lijit.com/Lendiohttp://www.lendio.com/Logoworkshttp://www.logoworks.com/M2E Powerhttp://www.technologyreview.com/energy/19777/Max-Viz Enhanced Visionhttp://www.max-viz.com/OpenLogichttp://www.openlogic.com/Rebithttp://rebit.com/SendGridhttp://sendgrid.com/SynCardiahttp://www.syncardia.com/TechMediaNetworkhttp://www.techmedianetwork.com/Venafihttp://www.venafi.com/VICO Softwarehttp://www.vicosoftware.com/Topspin Mediahttp://www.topspinmedia.com/Investment Team: Phil Reed, General Partnerphil@highway12ventures.comMark Solon, Managing Partnermark@highway12ventures.comDerek Keller, PrincipalArchie Clemins, Venture PartnerDick Strayer, Special Limited PartnerMatt Oppenheimer, Entrepreneur in ResidenceMicron Ventureswww.micron.com/about/company-info/venturesCVCInformation TechnologyCommunications & NetworkingSemiconductorStorage & HardwareMedical DeviceEarlyThe primary objective of Micron Ventures is to assist semiconductor manufacturer, Micron Technology, Inc., in supporting the long-term needs of its customers in the communications, automotive, medical, computing, and consumer electronics markets. As a key component of Micron's innovation strategy, early stage equity investments provide Micron with access to technologies, markets, applications and key innovators influencing the semiconductor space. Launched in 2006, Micron Ventures is authorized to invest $100M over the next ten years in early stage technology companies. Micron Ventures invests in companies whose technologies or solutions are salient to the strategic interests of Micron. Specifically, Micron Ventures is targeting next generation memory solutions, semiconductor processing solutions, imaging technologies, embedded applications, and other disruptive semiconductor technologies.

Mail Stop 1-4078000 S. Federal WayBoiseID83707-0006208-368-4000208-368-4435

Portfolio companies include:Anobithttp://anobit.com/Unity Semiconductorhttp://www.unitysemi.com/Artificial Musclehttp://artificialmuscle.com/Edgewarehttp://www.edgeware.tv/Link A Mediahttp://link-a-media.com/Siimpelhttp://www.tessera.com/products/mems/Pages/mems.aspxCswitchhttp://msdn.microsoft.com/en-us/library/windows/desktop/aa964744(v=vs.85).aspxInvestment Team:Matt Freeman, Managing DirectorTechnology Ventures Corporationwww.techventures.orgTTInformation TechnologyEnergy & Clean TechEarlyLockheed Martin Corporation founded Technology Ventures Corporation in 1993 as part of its proposal to manage the Department of Energy's Sandia National Laboratories. Technology Ventures is a not-for-profit, 501(c)3 private foundation funded by both Lockheed Martin and the Department of Energy. The mission of Technology Ventures Corporation is to help startup companies that are developing technology from the national laboratories. Additionally, TVC looks to research universities for commercialization opportunities. TVC's goal is to increase employment opportunities and wealth in the technology industry. Since 1993, TVC has figured prominently in the production of more than $1.078 billion in capital investments, more than 100 new high-tech companies, and nearly 12,700 new jobs. The firm has additional offices in New Mexico and Silicon Valley.

Shane Building381 Shoup Ave., Suite 214Idaho FallsID83405208-524-2582

Portfolio companies include:Eco Products Grouphttp://www.ecoproductgroup.com/eQsolarishttp://eqsolaris.com/Hyperion Powerhttp://www.hyperionpowergeneration.com/Solariahttp://www.solaria.com/Cawels Engineeringhttp://cowlesengineering.co.za/Angaza Designhttp://www.angazadesign.com/IX Power Clean Waterhttp://ixpower.com/Investment Team:John Freisinger, President & CEOjohn.j.freisinger@lmco.comBob McCarty, Director of Business Operations & CFOGeorge Friberg, Senior Director, Business Assistancegeorge.j.friberg@lmco.comSuzanne Roberts, Director, Business AssistanceAndrew Salazar, Director, Business Assistancerichard.j.salazar@lmco.comCharles A. Whitehurst, Director, Business AssistanceBruce Winchell, Director, Business Assistancebruce.m.winchell@lmco.comTom Anyos, Ph.D., Director, California OperationsShawn Perkins, Idaho Area Administratorshawn.l.perkins@lmco.comBledsoe Capital Group, LLCVCPEInformation TechnologyConsumer ProductsSports & EntertainmentReal EstateEarlyMiddle MarketBledsoe Capital Group (BCG) is an investment firm founded by former NFL quarterback, Drew Bledsoe. According to published reports, BCG is structured like a traditional private equity fund, with institutional and high-net-worth backers supplementing Bledsoe's personal investments. The Bledsoe Capital Group (BCG) is committed to facilitating the capitalization, development and marketing of its diverse holdings and investments. This is achieved by selecting a limited number of investments. The four primary areas of focus are: Real Estate, Luxury Services & Products, Emerging Technology, and Entertainment. Troy Aikman, another former NFL quarterback, is an investor in Bledsoe's firm.

122 Central Ave.WhitefishMT59937

Portfolio companies include:Ecosphere Energy Solutionshttp://www.ecospheretech.com/Clean Water Partnershttp://www.cleanwaterpartners.org/IdleAirhttp://www.idleaire.com/Montana Ski Companyhttp://www.montanaskicompany.com/The Loft Business Clubhttp://www.loftlounge.co.uk/the-loft-social-club/loft-business-club.htmlDoubleback Wineshttp://www.doubleback.com/Investment Team:Drew Bledsoe, Managing DirectorChad Wold, Managing Directorchad@bledsoecapitalgroup.comAdam BledsoeBoise Angel Alliancewww.boiseangelfund.comAInformation TechnologySoftware & InternetConsumer ProductsEarlyThe Boise Angel Alliance exists to foster angel investing in Idaho by linking investors seeking to invest in high growth potential early stage Idaho companies with entrepreneurs seeking investment capital. The Boise Angel Fund is a sub-group of the Alliance with dedicated capital for investing in high potential Idaho companies. The Fund leads all deals considered by the Boise Angel Alliance and invests upon a vote of the members of the Fund. Members of the Alliance may invest side-by-side with the Fund under the same terms. The Boise Angel Fund is a member of the RAIN Fund Network, a multi-state network of 23 RAIN funds that work with angel investors interested in supporting growing companies. Potential companies should have a valuation of less than $2 million and be operating in a market where revenues of $10 million can be reached within five years. Boise Angel Alliance typically invests in companies it considers will have a valuation of less than $2 million, usually substantially less. The group's primary focus is on companies seeking less than $500,000. The group does not invest in: Retail stores, Movies, Farming, Real Estate, Restaurants, Mines, Airplane manufacturing, or Automobile manufacturing.

Box 1845BoiseID83701-1845

Portfolio companies include:Prosperity Organic Foodshttp://www.meltbutteryspread.com/Pacinianhttp://www.pacinian.com/Baselinehttp://www.baselineresearch.com/Conex Med/Pro Systemshttp://www.conexmps.com/Core Conceptshttp://www.corelayers.com/CradlePointhttp://www.cradlepoint.com/GeoDatahttp://www.geodata.org/Inovushttp://www.inovussolar.com/Nurturehttp://www.nurture.com/Oh! Shoeshttp://www.ohshoes.com/PakSensehttp://www.paksense.com/Silverback Learning Solutionshttp://www.silverbacklearning.com/Wound Care Technologieshttp://www.dermaclose.com/Meal Tickethttp://www.citypaper.net/blogs/mealticket/Sawtooth Ideashttp://www.sawtoothideas.com/Social Good Networkhttp://www.socialgoodnetwork.com/Voxbrighthttp://www.voxbright.com/Investment Team:Kevin Learned, Fund Administratorkelearned@msn.comGarrett Goldberg, Screening Committee Chairggoldberg@gmail.comFrontier Angel Fund, LLCwww.frontierangels.comAInformation TechnologyEarlyGrowthThe Frontier Angel Fund is a group of accredited investors dedicated to providing equity capital to early and mid-stage entrepreneurial companies. Frontier is a member-managed, pooled fund - that is, it reviews deals together and then votes to invest pooled capital. A typical group investment is in the range of $100,000 to $200,000. Members have the option of investing from their personal accounts alongside the fund. The primary focus is on companies based in western Montana, Montana, and the inland Pacific Northwest. The fund was founded in 2006 with 33 investors and has total capital in the amount of $1.75 million. Prospective investments should be operating in a market sufficiently large to create a business with a minimum of $30 million in annual revenues within five years with a clear path to profitability. Funding for each investment will not exceed $1 million and management should be experienced in building significant, successful companies, although the management team need not be complete. Frontier's primary investment focus will be on early stage companies, regardless of industry. The fund was organized by RAIN Source Capital, a Minnesota-based network of angel investment funds.

307 First Street West, Suite 2PolsonMT59860406-883-4044

Portfolio companies include:Social Good Networkhttp://www.socialgoodnetwork.com/GeoDatahttp://www.geodata.org/Pacinianhttp://www.pacinian.com/Investment Team: Elizabeth Marchi, Fund Coordinatorliz@frontierangels.comBob Smith, ChairmanFred Kellogg, TreasurerCharles Grenier, Screening Committee ChairmanBill Payne, Education Committee ChairmanKeith Brown, Syndication Committee ChairmanScott Davis, Marketing Committee ChairmanGlacier Venture Fundwww.glacierventurefund.comVCSoftware & InternetEnergy & Clean TechMedical DeviceAgriculture & Agricultural ScienceEarlyGrowthFormed in 2006, Glacier Venture Fund's mission is to make equity capital investments in early and development stage entrepreneurial companies with the potential for exceptional profits and superior returns on invested capital. Potential investments should have the potential of making $20 million to $100 million annually, and a strong management team. Glacier does not restrict its investments to any single industry, but prefers industries such as computer software, medical products and applications, alternative energy and other environmentally friendly products, and agricultural products where technological innovations can facilitate market penetration and set the stage for attractive investment exits. Companies should have attractive profit margins, proprietary technology or other barriers to imitation, and established positional advantages in the marketplace that can be reasonably well sustained as the business expands. Glacier seeks companies that require between $500,000 and $2 million in funding.

40979 Valley View RoadPolsonMT59860406-883-5470406-883-5677

Portfolio companies include:Ligocyte Pharmaceuticalshttp://www.ligocyte.com/Phillips Environmental Productshttp://www.cleanwaste.com/Kids Uphttp://www.pridemobility.com/quantum/manualwheelchairs/kidsup.aspPrintingforless.comhttp://www.printingforless.com/Investment Team: John Marchi, Chairmanjonmarchi@marchiangus.comAlan D. Nicholson, Co-FounderGoodworks Ventureswww.goodworksventures.comVCSoftware & InternetEnergy & Clean TechEarlyGoodworks Ventures is a Montana based social venture fund. The firm targets companies in Montana, but is willing to invest further afield in those companies that are paradigm changing and providing good social and financial return. Goodworks invests in early stage companies that show promise in their technology, scalability and management. The firm will consider loans, equity or hybrid instruments. Dawn McGee, the CEO of Good Works Ventures has more than 20 years experience in business, law, finance, and entrepreneurship, and has been a principal or analyst at Global Partners, Underdog Ventures, and the Unitus Equity Fund. She is also the President of the High Stakes Foundation. Goodworks is affiliated with Hellgate Venture Network, which facilitates social networking both online and offline amongst entrepreneurs and advisors engaged in building growth businesses in Western Montana.

72730 Heart View LaneArleeMT59821-0000406-726-2030

Portfolio companies include:TerraCyclehttp://www.terracycle.net/Rivertophttp://rivertop.com/Berkeley Unitedhttp://berkeleyumc.com/Benchmark Simulationhttp://www.bay-technology.com/IE3D_Benchmark.pdfTimeless Natural Foodshttp://www.timelessfood.com/Equilibrium Capital Grouphttp://www.eq-cap.com/Renewal2http://renewal2.ca/Satichttp://saticsaver.com/Submittablehttp://www.submittable.com/Investment Team:Dawn McGee, CEOdawn@goodworksventures.comMontana Community Development Corporationwww.mtcdc.orgEDInformation TechnologyLife Sciences & HealthcareBusiness ServicesConsumer ProductsSports & EntertainmentEarlyMCDC provides innovative financing and business development products that create income opportunities for all members of the community. MCDC successfully manages investments from government and private organizations. More than $5 million is invested in the Revolving Loan Fund, and $1.5 million more in the Montana Fund. MCDC has lent $9 million to over 350 western Montana businesses. The Montana Fund provides flexible capital for rapidly-growing companies. The firm's funds can function as equity for companies that are expanding rapidly in strong markets. The Montana Fund does not take any ownership interest in client companies. Funding of up to $250,000 is structured as an amortized loan with an additional payment that is based on the company's achieved revenue. A typical Montana Fund investee has established sales (usually at least $750,000 per year); a sales growth forecast of 10-20% per year; proven profit margins that will support a revenue-share payment; strong management; and a well-supported written growth strategy.

229 E. Main St.MissoulaMT59802406-728-9234

Portfolio companies include:Goomzeehttp://www.goomzee.com/Missoula Batting Cageshttp://missoulabattingcages.com/Plains Physical Therapyhttp://plainsphysicaltherapy.com/Vintage Cheesehttp://www.csmonitor.com/The-Culture/Food/Stir-It-Up/2011/1011/Vintage-Van-Gogh-grilled-cheese-sandwichBettys Divinehttp://www.bettysdivine.com/Stinger Weldinghttp://deckjoint.com/Captain Hook Ice Creamhttp://www.facebook.com/pages/Captain-Hooks-Ice-Cream/118080158219821Investment Team:Dave Glaser, President, 406-728-9234 x211dave@mtcdc.orgHeidi DeArment, Vice Presidentheidid@mtcdc.orgAmita Patel, Director of Business Advising & SBDCamitap@mtcdc.orgTechLinkwww.techlinkcenter.orgTTInformation TechnologySoftware & InternetEnergy & Clean TechLife Sciences & HealthcareAgriculture & Agricultural ScienceSeedThe TechLink Center was established in 1996 at Montana State University in Bozeman, Montana. TechLink is funded primarily by the Department of Defense to link companies with DoD laboratories for technology licensing, research, technology transfer, and technology transition. TechLink's expertise extends to many industry areas including advanced materials and nano technology, aerospace, agricultural technologies, biomedicine and biotechnology, electronics, environmental technologies, information technologies and software, and photonics and sensors. Through its MilTech partnership with the Montana Manufacturing Center, TechLink helps companies to transition innovative technology to DoD operational use more quickly, reliably, and cost-effectively. TechLink has worked with approximately 75 percent of the 123 Defense labs and centers nationwide, facilitating more than 650 technology transfer partnerships, including over 200 license agreements.

2310 University Way, Building 2-2BozemanMT59715406-994-7700406-994-7701

Portfolio companies include:Handheld Medical Assistanthttp://www.healthguideinfo.com/health-testing-technology/p7303/The Hearing Pillhttp://www.nationaltechcenter.org/index.php/2005/06/28/federal-tech-transfer-the-hearing-pill/Hooah! Energy Barhttp://soldierfuel.com/Investment Team: Will Swearingen, Executive Director, 406-994-7704wds@montana.eduJoan Wu-Singel, Senior Technology Manager, 406-994-7705jwu-singel@montana.eduRay Friesenhahn, Senior Technology Managerrayf@montana.edu Dan Swanson, CLP Senior Technology Managerdss@montana.eduMarti Elder, Senior Technology Manager, 406-586-7621marti@martielder.comDavid McFeeters-Krone, Senior Technology Manager, 503-493-0477dmk@intelassets.comChris Jansen, Senior Technology Managerchrisjansen@earthlink.netDr. John Dennis, Senior Technology Managerjdennis@montana.eduAl Deibert, MilTech Program Manageraldeibert@coe.montana.eduTim Wittig, Intellectual Property Advisorwittigsall@aol.comSean Patten, Senior Technology Managerspatten@montana.eduCottonwood Technology Fund (CTF)www.cottonwoodtechnologyfund.comVCInformation TechnologySoftware & InternetCommunications & NetworkingSeedEarlyCottonwood Technology Fund is a seed and early-stage technology commercialization fund with offices in Los Alamos and Santa Fe, New Mexico as well as El Paso, Texas. The Fund aims to cultivate the entrepreneurial community of the Paso del Norte region running along the Rio Grande River from Los Alamos, New Mexico to El Paso, Texas. Cottonwood works closely with entrepreneurs providing assistance from the earliest stages. CTF will work to provide venture services and capital to tech transfer opportunities having strong commercial potential, making 3 to 4 investments per year over a four-year period.

4200 West Jemez Road, #301 Los AlamosNM87544

(Santa Fe Office)228 Griffin AvenueSanta FeNM87505Portfolio companies include:FibeRio Technologyhttp://www.fiberiotech.com/Skorpios Technologieshttp://skorpiosinc.com/Site/Welcome.htmlediomahttp://www.edioma.com/Respira Therapeuticshttp://www.respiratherapeutics.com/Exagen Diagnosticshttp://exagen.com/Incitorhttp://www.incitor.com/InView Technologyhttp://inviewcorp.com/Investment Team:Dave Blivin, Managing Partner, 505-412-8537dave@cottonwoodtechnologyfund.comBeto Pallares, Managing Partner, 915-820-8082beto@cottonwoodtechnologyfund.comEpic Ventureswww.epicvc.comVCInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareEnergy & Clean TechLife Sciences & HealthcareBusiness ServicesSeedEarlyEpic Ventures, founded by Zions Bank, is headquartered in Salt Lake City, Utah. While Epic invests in the Mountain and Western states, the firm seeks opportunities and invests in the Northeast and Northwest corridors of the United States.The partners are active investors and seek board seats in each investment they make. Epic does not focus exclusively on one or two technology sectors; rather, it looks across all sectors to find those companies with the management and market to achieve explosive growth. Licensed as a Small Business Investment Company, the firm has invested via four funds, Novell Ventures and a strategic Zions Bank fund. EPIC Ventures is a Partner Fund in the DFJ Global Network.

317 Commercial Street NEAlbuquerqueNM87102505-980-3392

Portfolio companies include:Aspen Avionicshttp://www.aspenavionics.com/Bungee Labshttp://www.bungeeconnect.com/VeraLighthttp://www.veralight.com/Adaptive Computinghttp://www.adaptivecomputing.com/Alliance Health Networkshttp://www.alliancehealth.com/BrightTaghttp://thebrighttag.com/Consolidated Energyhttp://www.cecgas.com/DotGohttp://www.dotgo.com/DriveSafteyhttp://drivesafety.com/Everspinhttp://everspin.com/Exagen Diagnosticshttp://exagen.com/FatPipehttp://www.fatpipeinc.com/Figaro Systemshttp://www.figaro-systems.com/GoTo Metricshttp://www.linkedin.com/company/goto-metricsHyTrusthttp://www.hytrust.com/Ingeohttp://ingeo.com/Instructurehttp://www.instructure.com/InternInchttp://www.interninc.com/Iosil Energyhttp://iosilenergy.com/Iovationhttp://www.iovation.com/Keystonehttp://www.keystoneresort.com/CopperKeyhttp://www.dillards.com/endeca/EndecaStartServlet?N=1020858+2010086Lumidigmhttp://www.lumidigm.com/Lytekhttp://lytec.com/Medspherehttp://medsphere.com/Naartjie Kidshttp://www.naartjiekids.com/netdocumentshttp://www.netdocuments.com/Pivothttp://www.snapfiles.com/get/stickfigure.htmlQ-Therapeuticshttp://www.qthera.com/SolutionReachhttp://www.marketwatch.com/story/smile-reminder-evolves-into-solutionreach-2011-09-07SparkWordshttp://sparkwords.com/Teeccinohttp://www.teeccino.com/Xydohttp://www.xydo.com/Zars Pharmahttp://www.nuvoresearch.com/zars.htmZettacorehttp://www.zettacore.com/history.htmlZettasethttp://zettaset.com/Teeccino Caffehttp://teeccino.com/Investment Team:Kent Madsen, Managing Directorkmadsen@epicvc.comNick Efstratis, Managing Directornick@epicvc.comChris Stone, Managing DirectorRyan Hemingway, Associateryan@epicvc.comKatie Szczepaniak Rice, Senior Associatekatie@epicvc. comRyan Davis, CPA, CFOryan@epicvc.comGeoff Woolley, Venture PartnerRobert Pothier, Venture PartnerKyle Eklund, AnalystRoss Rudd, AnalystFlywheel Ventureswww.flywheelventures.comVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorEnergy & Clean TechSeedEarlyFlywheel Ventures is a seed and early-stage venture capital firm focused on information technology and physical sciences ventures in the Southwest/Rockies region. The Fund focuses its investments in companies with solutions that address key global challenges in digital services, infrastructure technology, energy technology, and water technology. Flywheel targets initial investments of $50K to $1 million in new and emerging innovations, and entrepreneurs arising out of the region's research universities, R&D organizations and national laboratories.

341 E. Alameda StreetSante FeNM87501800-750-7870800-750-7870

(Albuquerque Office)9204 San Mateo NE AlbuquerqueNM87113Portfolio companies include:4Bloxhttp://www.4blox.com/Aravo Solutionshttp://aravo.com/CoMet Solutionshttp://cometsolutions.com/Intelisumhttp://www.intelisum.com/Knowledge Reefhttp://k-reef.com/Lingotekhttp://www.lingotek.com/Lotus Leaf Coatingshttp://www.lotusleafcoatings.com/MicroProbehttp://www.microprobe.com/MIOXhttp://www.miox.com/New Westhttp://www.newwest.net/Packet Analyticshttp://www.packetdesign.com/documents/IP%20Route%20Analytics%20White%20Paper.pdfRarefied Technologieshttp://rarefiedtech.com/RentPaymenthttp://www.rentpayment.com/SkyFuelhttp://skyfuel.com/Micromanipulator Companyhttp://www.micromanipulator.com/TheRetailPlanet.comhttp://theretailplanet.com/Transparencehttp://www.myspace.com/transparenceTruTouch Technologieshttp://www.trutouchtechnologies.com/Tuscany Design Automationhttp://www.tuscanyda.com/txteaglehttp://txteagle.com/AfterCollegehttp://www.aftercollege.com/Cinnafilmhttp://cinnafilm.com/Digabithttp://digabit.com/eFuneralhttp://www.facebook.com/eFuneralInboxFeverhttp://www.inboxfever.com/TrackViahttp://www.trackvia.com/Tribogenicshttp://tribogenics.com/Investment Team:Trevor R. Loy, Managing Directortrevor@flywheelventures.comKim Sanchez Rael, General Partnerkim@flywheelventures.comDavid Jargiello, General Counsel & Venture Partnerdavid@flywheelventures.comLawrence Chavez, Venture Partnerlawrence@flywheelventures.comPaula L. Marez, Director of Finance and Operationspaula@flywheelventures.comClyde W. Neu, Venture Partnerclyde@flywheelventures.comNatural Gas Partners (NGP)www.naturalgaspartners.comPEEnergy & Clean TechMiddle MarketFounded in 1988, Natural Gas Partners manages $10.8 billion in a family of funds that invests private equity capital in oil and gas production, midstream and oilfield service companies. The NGP platform consists of a series of ten private equity funds with cumulative commitments exceeding $10.5 billion since inception. The firm also manages $350 million in two co-investment funds that invest in direct oil and gas property interests alongside NGP portfolio companies. Natural Gas Partners is an affiliate of NGP Energy Capital Management, LLC, a $13 billion firm based in Irving, Texas that invests in all sectors of the energy industry.

100 North Guadalupe Street, Suite 205Santa FeNM87501505-983-8400505-983-8120

Portfolio companies include:BlueStone Natural Resources Holdingshttp://www.bluestone-nr.com/Classic Hydrocarbons Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=112563498Crown Energy Partnershttp://crownep.com/Eagle Rock Energy Partnershttp://eaglerockenergy.com/PSI Midstream Partnershttp://www.psimidstream.com/Quatro Resourceshttp://www.quatroresources.ca/Renewable Energy Grouphttp://www.regfuel.com/Resolute Holdingshttp://www.resolutecorporate.co.uk/Crow Creekhttp://www.crowcreek.com/CH4http://boston.cbslocal.com/Northstarhttp://www.northstarattahoe.com/Goldking Energyhttp://goldkingenergy.com/Crimson Pipelinehttp://www.crimsonpl.com/Memorial Production Partnershttp://memorialpp.com/Petrus Resourceshttp://www.petrusresources.com/Rice Energyhttp://riceenergy.com/Samson Investmenthttp://samson.com/TEAK Midstreamhttp://teakmidstream.com/Investment Team:David R. Albin, Managing Partnerdalbin@ngptrs.comNew Mexico Angels, Inc.www.nmangels.comAInformation TechnologyLife Sciences & HealthcareMedical DeviceSeedEarlyNew Mexico Angels is a private membership organization for qualified angel investors that provides seed capital to young companies, as well as access to a network of marketing, legal and financial experts. The group was formed in 1999 to invest in New Mexico-based, high growth potential, early stage and seed companies. NMA is not a venture fund, and it does not make direct investments; it does, however, serve as an intermediary between its members and potential investment opportunities. The group's members make direct investments through the vehicle of NMA. NMA negotiates the terms of the deal, the entrepreneur then agrees to those terms (or negotiates further), and then the members decide to invest (or not). Members typically invest $250,000 to $800,000 and will participate with venture capital firms or corporate strategic partners at a pre-money valuation of less than $5 million. The group has over 75 members.

One Technology Center1155 University Boulevard SEAlbuquerqueNM87106505-843-4206

Portfolio companies include:Advent Solarhttp://lobo.net/Sambahttp://www.samba.org/Ztechttp://www.ztecinstruments.com/OneConnectIPhttp://www.oneconnectip.com/Exagen Diagnosticshttp://exagen.com/Smart Systemshttp://smartsystems.com/VeraLighthttp://www.veralight.com/Holochiphttp://holochip.com/CoMeT Solutionshttp://cometsolutions.com/ITTRoboticshttp://www.ri.cmu.edu/Strategic Analyticshttp://strategicanalytics.com/Investment Team: John J. Chavez, Presidentjchavez@nmangels.comJT Michelson, Chairmanjt.michelson@yahoo.comNew Mexico Community Capitalwww.nmccap.orgEDEnergy & Clean TechManufacturing & IndustrialBusiness ServicesConsumer ProductsEarlyIncorporated as a 501(c)3 organization in 2004, NMCC currently manages the NMCC Fund I, L.P. a $14.65 million fund. NMCC Fund l operates as a "Double Bottom Line" venture capital fund. The group's strategy is to invest in New Mexico companies that can deliver market-rate returns while creating social and economic improvement in the regions in which they operate. NMCC targets investments focused on basic human needs: water, energy, food/agriculture, and health - all areas where the investment team has deep experience and markets in which New Mexico holds a competitive leadership position. NMCC has invested over $8 million in eleven New Mexico companies who have hired or retained 261 employees.

801 University Blvd. SE, Suite 102AlbuquerqueNM87106505-924-2820505-213-0333

Portfolio companies include:American Clayhttp://www.americanclay.com/Wellkeeperhttp://www.wellkeeper.com/Armed Response Teamhttp://www.armedresponseteam.com/Aero Mechanicalhttp://www.aero-mechanical.net/Desert Powerhttp://desertpowerinc.com/home.htmlTruTouchhttp://www.trutouchtechnologies.com/Mioxhttp://www.miox.com/Protohithttp://www.protohit.com/IntelliCythttp://www.intellicyt.com/Aspen Avionicshttp://www.aspenavionics.com/Investment Team:Leslie Elgood, CEO, Nonprofit Directorleslie@nmccap.orgJ. Michael Schafer, Managing Directormichael@nmccap.comShyla Sheppard, Fund Associateshyla@nmccap.comWendy Sandidge, Director of Operationswendy@nmccap.orgPsiloswww.psilos.comVCLife Sciences & HealthcareMedical DeviceGrowthExpansionPsilos has offices in New York, the San Francisco Bay Area and Santa Fe. Psilos has $580 million under management (across three funds) and invests across three core healthcare sectors: healthcare services, healthcare information technology and medical technology. The firm is specifically looking for innovative products and services that: reduce healthcare system costs; enhance quality of care; and, align the economic and clinical incentives of patients, payers and providers. Psilos invests in companies that have demonstrated some fundamental proof of concept, market demand and/or adoption of their product and have evolved beyond early-stage technological, clinical and regulatory risks. Typically, these tend to be Series B-stage funding or later rounds. Psilos is looking for companies that will demonstrate substantial value creation within 18 months of its investment. Psilos typically invests between $8-$15 million initially into companies, with an expectation of investing up to $20-$25 million over the life of an investment.

100 N. Guadalupe Street, Suite 203Santa FeNM87501505-995-8500 505-995-8501

Portfolio companies include:Click4Carehttp://www.click4care.com/HealthEdgehttp://www.healthedge.com/PatientSafe Solutionshttp://www.patientsafesolutions.com/OneShieldhttp://www.oneshield.com/Best Doctors Caregiver Serviceshttp://boston.citybizlist.com/7/2011/4/22/With-Psilos-Group⦣8364;&#8482;s-Joseph-Riley-on-Board-Best-Doctors-Completes-20M-Offering--cbl.aspxComprehensive Clinicalhttp://www.discoverccs.org/Extend Healthhttp://www.extendhealth.com/SeeChange Healthhttp://www.seechangehealth.com/AngioScorehttp://www.angioscore.com/BioVentrixhttp://www.bioventrix.com/Endoscopic Technologieshttp://estech.com/Gamma Medica-Ideashttp://www.gm-ideas.com/Mauna Kea Technologieshttp://www.maunakeatech.com/OmniGuidehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=628541Orthometrixhttp://orthometrix.net/SmartPillhttp://www.smartpillcorp.com/VeraLighthttp://www.veralight.com/Verium Diagnosticshttp://www.veriumdiagnostics.com/Caregiver Serviceshttp://www.csicaregiver.com/Investment Team:Albert S. Waxman, PhD, Senior Managing Memberalwaxman@psilos.comStephen M. Krupa, Managing Memberstevekrupa@psilos.comAmanda Lampert, Assistant ControllerDavid A. Eichler, Managing Memberdaveeichler@psilos.comJoseph R. Riley, Managing Memberjoeriley@psilos.comLisa Suennen, Managing Memberlisasuennen@psilos.comPatrick Farrell, ControllerPurple Mountain Ventures, Inc.www.purplemountainventures.comVCInformation TechnologySoftware & InternetEnergy & Clean TechSeedFormed in 2002, Purple Mountain Ventures is a "new breed" of a venture capital and growth consultancy, based on experience in the information and energy sectors. The firm prefers to call what it does "adventure capital" because Purple Mountain partners completely immerse themselves in their portfolio firms. Purple Mountain operates the Lab Seed Fund, which invests in people creating innovations and technologies that solve real problems. The Fund focuses on innovations from places like Los Alamos, Livermore, Oak Ridge, and Sandia, and helps push technologies into the market. Purple Mountain maintains additional offices in New Mexico and Washington DC.

369 Montezuma Ave., Suite 508Santa FeNM87501505-984-3224

Portfolio companies include:Saint Blackwellhttp://saintblackwell.com/index.htmlHyperion Power Generationhttp://www.hyperionpowergeneration.com/Vista Control Systemshttp://www.vista-control.com/Micoyhttp://micoy.octadyne.net/IX Power Developmenthttp://ixpower.com/development/Investment Team:John R. (Grizz) Dealgrizz@purplemountainventures.comDeborah Deal-Blackwelldeborah@purplemountainventures.comSun Mountain Capitalwww.sunmountaincapital.comPEFOFInformation TechnologySoftware & InternetEnergy & Clean TechLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialMiddle MarketSun Mountain Capital was founded in 2006 by a team of senior investment professionals with over $500 million in assets under management and advisement, and $3 billion in private equity transaction experience across all facets of the asset class. The firm has experience managing direct investments ranging from $250,000 to $10,000,000, and the partners hold board or observer positions on 80% of the companies in which Sun Mountain invests. Because Sun Mountain's investments are not made in specific industry sectors, the partners often utilize and leverage Sun Mountain's Advisory Committee to help them perform due diligence. Sun Mountain also operates as fund of funds investors and its services include program creation (including assisting clients' first foray into private equity fund investing), process and policy development, allocation planning, robust fund due diligence, and active, quantitative-driven monitoring services. The firm's principals have established successful regional private equity programs in Utah, Ohio, New Mexico, and Mexico.

301 Griffin StreetSante FeNM87501505-954-5474505-954-5497

Portfolio companies include:American Clayhttp://www.americanclay.com/Aspen Avionicshttp://www.aspenavionics.com/Exagen Diagnosticshttp://exagen.com/Growstonehttp://growstone.com/JackRabbit Systemshttp://jackrabbitsystems.com/Lumidigmhttp://www.lumidigm.com/NanoMRhttp://nanomr.com/Skorpios Technologieshttp://skorpiosinc.com/Site/Welcome.htmlSundrop Fuelshttp://www.sundropfuels.com/Teucrium Tradinghttp://www.teucrium.com/Comet Solutionshttp://cometsolutions.com/Incitorhttp://www.incitor.com/Investment Team:Brian Birk, Managing Partnerbrian.birk@sunmountaincapital.comSally Corning, Partnersally.corning@sunmountaincapital.comLeslie Shaw, Chief Financial Officerleslie.shaw@sunmountaincapital.comLee Rand, Partnerlee.rand@sunmountaincapital.comDrew Crichton, PrincipalMatt Culler, Principalmatt.culler@sunmountaincapital.comDavid Kocon, Principaldavid.kocon@sunmountaincapital.comMark Hollis, AssociateTechnology Ventures Corporationwww.techventures.orgTTInformation TechnologyEnergy & Clean TechEarlyLockheed Martin Corporation founded Technology Ventures Corporation in 1993 as part of its proposal to manage the Department of Energy's Sandia National Laboratories. Technology Ventures is a not-for-profit, 501(c)3 private foundation funded by both Lockheed Martin and the Department of Energy. The mission of Technology Ventures Corporation is to help startup companies that are developing technology from the national laboratories. Additionally, TVC looks to research universities for commercialization opportunities. TVC's goal is to increase employment opportunities and wealth in the technology industry. Since 1993, TVC has figured prominently in the production of more than $1.078 billion in capital investments, more than 100 new high-tech companies, and nearly 12,700 new jobs. The firm has additional offices in Idaho and Silicon Valley.

1155 University Blvd. SEAlbuquerqueNM87106505-246-2882505-246-2891

Portfolio companies include:Eco Products Grouphttp://www.ecoproductgroup.com/eQsolarishttp://eqsolaris.com/Hyperion Powerhttp://www.hyperionpowergeneration.com/Cawels Engineeringhttp://cowlesengineering.co.za/Power Clean Water, Inc.http://www.energy.ca.gov/research/notices/2012-08-23_workshop/presentations/4-3%20Combined%20Solar%20Technologies%20Inc%20Shubert.pdfAkebia Therapeuticshttp://www.akebia.com/Investment Team:John Freisinger, President & CEOjohn.j.freisinger@lmco.comBob McCarty, Director of Business Operations & CFOGeorge Friberg, Senior Director, Business Assistancegeorge.j.friberg@lmco.comSuzanne Roberts, Director, Business AssistanceAndrew Salazar, Director, Business Assistancerichard.j.salazar@lmco.comCharles A. Whitehurst, Director, Business AssistanceBruce Winchell, Director, Business Assistancebruce.m.winchell@lmco.comVerge Fundwww.vergefund.comVCInformation TechnologySoftware & InternetEnergy & Clean TechSeedEarlyVerge is a seed and pre-seed venture capital fund, investing in promising seed and early stage technology opportunities in New Mexico and the Southwest. Verge will make later-stage investments only in follow-on rounds of existing portfolio companies as their business models are validated and the risk factors are reduced. The Fund's focus will primarily be on investments in technology businesses including cleantech, electronics and materials, human factors and software-as-a-service.

317 Commercial Street, NEAlbuquerqueNM87102505-247-1038505-244-8040

Portfolio companies include:AltaView Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=36172652Altelahttp://www.altelainc.com/Boomtimehttp://www.boomtime.com/IntelliCythttp://www.intellicyt.com/Nanocrystalhttp://en.wikipedia.org/wiki/NanocrystalNuvitahttp://www.nuvita.com/TruTouchhttp://www.trutouchtechnologies.com/Vertical Powerhttp://verticalpower.com/Wellkeeperhttp://www.wellkeeper.com/ZTEC Instrumentshttp://www.ztecinstruments.com/Exemplifyhttp://dictionary.reference.com/browse/exemplifyLiquidPracticehttp://www.liquidpractice.com/Pajarito Powderhttp://www.pajaritopowder.com/Vibrant Corporationhttp://www.vibrantndt.com/Investment Team: William F. Bice, Partnerbbice@vergefund.comDavid L. Durgin, Partnerddurgin@vergefund.comJames R. Higdon, PartnerRon J. McPhee, PartnerDr. H. Raymond Radosevich, PartnerThomas J. Stephenson, Partnertstephenson@vergefund.comAmanda Giannini, Director of Operationsagiannini@vergefund.comAerostar Capital, LLCwww.aerostarcapital.comPEManufacturing & IndustrialDefense & Homeland SecurityMiddle MarketAerostar Capital helps to build successful aerospace suppliers by making significant venture capital or private equity investments in "middle market" businesses that serve the commercial aviation, space, and/or defense markets around the world. Aerostar co-invests with some of the largest private equity fund sponsors with aerospace experience, including J.P. Morgan Partners and The Carlyle Group. More than a dozen investments have been completed since 1997 with a combined transaction value exceeding $4 billion. Ideal investment candidates will have annual revenues over $50 million, a clearly focused growth strategy, experienced management, and excellent customer relations.

590 Sandhill Crane Road, Box 1270WilsonWY83014-1270888-280-5566

Portfolio companies include:Forged Metalshttp://www.forgedmetals.com.au/WESTCOhttp://www.westco.coop/Firth Rixsonhttp://www.firthrixson.com/Investment Team: Bob Paulson, Founder and CEORobert.Paulson@ucmmail.comEnhanced Capital Partners, LLCwww.enhancedcap.comVCInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantReal EstateEarlyGrowthExpansionEnhanced Capital Partners, formed in 1999, is a national investment firm specializing in state-specific investments in small and emerging companies. The firm has over $400 million under management and seeks to achieve capital appreciation while adhering to a mandate tailored for a local investment approach. The company's goal is to promote the growth and expansion of small businesses while attaining significant returns for its investors by mentoring and leveraging additional private equity for its portfolio companies through its partnerships. Enhanced Capital manages state-focused small business investment funds in Alabama, Colorado, Connecticut, Florida, Louisiana, New York, Tennessee, Texas, Washington DC, and Wyoming. Enhanced Capital pursues both growth equity as well as early stage investing. The firm invests in growth equity investments in the $3 million to $20 million range, which typically are focused on mid to later stage investments. The firm invests in venture equity investments in the $500,000 to $3.5 million range, which typically are focused on earlier stage investments. These investments are for companies that are smaller in size and may or may not be cash flow positive, have revenues of less than $10 million, and are seeking expansion capital.

270 E. Simpson StreetJacksonWY83001307-201-1440307-201-1441

Portfolio companies include:Affiniscapehttp://www.affiniscape.com/Partsearch Technologieshttp://en.wikipedia.org/wiki/Partsearch_TechnologiesKionixhttp://www.kionix.com/CORESenshttp://coresense.com/eBidenergyhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=1570516Cork 'N Bottlehttp://www.corknbottle.com/eBidenergyhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=1570516ARC Solutionshttp://www.arcsolutions.com/AV Smoothttp://avsmoot.com/Affinity Labhttp://www.affinitylab.com/American Legal Searchhttp://www.americanlegalsearch.com/American Rotorhttp://americanrotors.com/Atherotechhttp://atherotech.com/Azimuth Trusthttp://www.azimuthtrust.com/Barvista Homeshttp://www.barvistahomes.com/BinOpticshttp://binoptics.com/City Wineryhttp://www.citywinery.com/Community Carshttp://community-cars.com/CloudXhttp://www.cloudx.com/CMDBiosciencehttp://www.cmdbioscience.com/Dreyfus-Cortneyhttp://dreyfus-cortney.com/Elm City Food Cooperativehttp://www.elmcitymarket.coop/Emme E2MShttp://getemme.com/Energy Source Partnershttp://energysourcepartners.com/EnteGreathttp://www.entegreat.com/Envirelationhttp://www.envirelation.com/main_page.htmlFire Rockhttp://www.firerocknavajocasino.com/Floophttp://www.floop.com/FSIhttp://www.fsioffice.com/Default.aspxGreenleaf Biofuelshttp://www.greenleafbiofuels.com/GreyWall Softwarehttp://www.greywallsoftware.com/Hadapthttp://hadapt.com/Heliovolthttp://www.heliovolt.net/iDevices / iGrillhttp://www.igrillinc.com/Infiniahttp://www.infiniacorp.com/Innovatient Solutionshttp://innovatient.com/Knoa Softwarehttp://www.knoa.com/main/Lapolla Industrieshttp://lapolla.com/Local Yokel Mediahttp://www.localyokelmedia.com/MedAdherencehttp://medadherence.com/Motion Computinghttp://www.motioncomputing.com/New Haven Pharmaceuticalshttp://www.newhavenpharma.com/NovaTract Surgicalhttp://novatract.com/NuScriptRXhttp://nuscriptrx.com/Optimal IMXhttp://optimalradiology.com/Optiwindhttp://optiwind.com/Oxford Performance Materialshttp://www.oxfordpm.com/Investment Team:Gingee Prince, Director (Wyoming)gprince@enhancedcapital.comWyoming Angels Networkhttp://wyomingangels.weebly.comAInformation TechnologySeedEarlyWyoming Angels was started in 2007 by a group of investors in Southeast Wyoming and was supported by Venture West, and subsequently by Laramie Economic Development Corp. The member-led group is dedicated to improving the investing experience of both the investor and the entrepreneur. Wyoming Angels provides seed and early-stage capital, strategic advice, and mentoring to early-stage technology companies to help them achieve market leadership and operational stability. The group's mission is to help grow the economic base of the region through the rapid growth of technology companies, and provide members an outstanding financial return on their time commitment and invested capital.

LaramieWY307-742-9227 x212wya@venturewest.org

Portfolio companies include:Porous Power Technologieshttp://www.porouspower.com/Investment Team: Michael KmetzWyoming SBIR and STTR Initiative (WSSI)http://uwadmnweb.uwyo.edu/SBIR/about.htmlEDInformation TechnologyManufacturing & IndustrialSeedEarlyThe WSSI is a program of statewide outreach through conferences, workshops and one-on-one mentoring. In 1996 the University of Wyoming (UW) Research Office launched the Wyoming SBIR Initiative to encourage participation of Wyoming individuals and small businesses in the SBIR and STTR programs. Initially funded by the National Science Foundation EPSCoR Program as a model for other rural states to emulate, the initiative was immediately successful, and Wyoming small businesses received more SBIR awards in 1996/1997 than in the previous thirteen years combined. As a result of this performance, the 1998 Wyoming legislature authorized the Wyoming Business Council (WBC) to continue funding the program. At the same time, the WBC also sponsored the creation of the unique Wyoming Phase 0 Program, providing up to 24 awards annually of $5,000 each to assist Wyoming small businesses in the preparation of competitive Phase I SBIR/STTR proposals.

University of Wyoming, Room 163 VocEd Annex1000 E. University Ave.LaramieWY82071307-766-2904307-766-2530

Portfolio companies include:ApoNanohttp://aponano.com/about_usGlycoBachttp://www.uwyo.edu/business/ellbogen-30k/index.htmlVertikle Enterpriseshttp://www.manta.com/c/mm3nzw6/vertical-enterprises-llcZ4Energy Systemshttp://z4energy.com/Frontier Astronauticshttp://frontierastronautics.com/Crile Carvey Consultinghttp://crile.com/Investment Team: Kelly Haigler Cornish, WSSI Outreach Coordinator, 307-760-2094haigler@uwyo.eduEugene Watson, WSSI Program Manager, 307-742-7162ewatson@wyoming.comWyoming Technology Business Centerwww.uwyo.edu/WTBCIInformation TechnologySoftware & InternetLife Sciences & HealthcareSeedEarlyThe Wyoming Technology Business Center is a 30,000 sq. ft., not-for-profit business incubator that assists in the process of start-up and growing companies. The WTBC looks for high growth companies with an emphasis on technology-related firms, with an emphasis upon finding entrepreneurs that could build at least a $5 million a year business with a net profit margin of between 20% and 25%. While a few clients are still in the development phase, the emphasis is on finding good entrepreneurs who have the potential to grow and develop their own companies and who are close to taking a product or service to market. Services at the WTBC include educational and mentoring programs, business services, and infrastructure located on the main University of Wyoming campus. Tenant companies located within the Wyoming Technology Business Center will receive: increased credibility due to their association with a prestigious research institution (UW is one of 145 Carnegie Foundation Doctoral Research Extensive Universities); shortening of the corporation learning curve; learn problem solving techniques; access to business advisory committees; improved access to capital resources; access to University faculty expertise and student employees; and access to University infrastructure resources such as libraries, sophisticated equipment and laboratories, and information technology services.

1938 Harney StreetLaramieWY82070307-766-6395307-766-2680

Tenant companies include:ChapaCodehttp://chapacode.com/Firehole Technologieshttp://www.firehole.com/Happy Jack Softwarehttp://www.happyjacksoftware.com/Medicine Bow Technologieshttp://medbowtech.com/Otratechhttp://www.uwyo.edu/wtbc/incubation/otra_tech.htmlBright Agrotechhttp://www.brightagrotech.com/home.htmlPronghorn Technologieshttp://prongtech.com/Analogic Engineeringhttp://www.manta.com/c/mm51zl7/analogic-engineering-incZ4 Energy Systemshttp://z4energy.com/T3 Mediahttp://www.t3media.com/TigerTreehttp://www.shoptigertree.com/Mt. Baker Biohttp://www.mtbakerbio.com/Investment Team:Jon Benson, CEO, 307-766-2030jbenson@uwyo.eduChristine Langley, Vice Presidentclangle@uwyo.eduJoseph Bennick, Assistant Directorjbennic1@uwyo.eduJohn Dick, Assistant Directorjdick4@uwyo.eduMandy L. Moore, Assistant Directormmoore42@uwyo.eduBanyan Venture Partnerswww.banyanventures.comVCInformation TechnologyManufacturing & IndustrialConsumer ProductsReal EstateEarlyGrowthExpansionFounded in early 2003, Banyan Venture Partners looks for two to four new companies a year, based on where they believe their experience and management approach will help business owners and investors drive 2 to 4 times top line growth over 3 to 5 years. New ventures generally fall into one of three categories: partial buyouts of a business owner with an interest in bringing on a new chief executive to drive growth; full buyouts of business owners ready to retire from a business with stable cash flows and opportunities for growth; carving out joint venture opportunities with mid-sized to larger companies to launch a new product or develop a new market. Where growth capital or financing for recapitalization is needed, Banyan Ventures facilitates each deal separately with various capital partners and deal structures. Typical investments range from $500,000 to $2,000,000, and deals are sourced directly from business owners, private equity funds who pass on opportunities that are too small for their investment thesis, and angel investors looking for a management partner. In general, the companies Banyan Ventures partners with or acquires are located in or near Salt Lake City with revenues between $500K and $10 million, and are at an inflection point in their development.

343 West 400 SouthSalt Lake CityUT84101801-415-2000801-415-2001

Portfolio companies include:CarbonXhttp://www.carbonx.com/BelleHavenshttp://www.sherpareport.com/destination-clubs/bellehavens.htmlMetro Ready Mixhttp://www.mrm1.com/Metro Wastehttp://metrowasteinc.com/Spruce Real Estatehttp://sprucerealestateschool.com/MobilityRehttps://mobilityre.com/Palo Verdehttp://www.desertusa.com/mag01/aug/papr/palov.htmlSavvihttp://www.savviformalwear.com/Investment Team:Darin Glison, Partnerdarin@banyanventures.comTyler Thatcher, Partnertyler@banyanventures.comJohn Dunn, Partnerjohn@banyanventures.comCarl Crosser, CFOcarl@banyanventures.comScott Jorgensen, Operating Partnersjorgensen@banyanventures.comCherokee and Walkerwww.cherokeeandwalker.comPEInformation TechnologySoftware & InternetLife Sciences & HealthcareManufacturing & IndustrialFinancial ServicesMiddle MarketCherokee & Walker is a private equity firm looking to acquire or take significant positions in small, high-potential companies. The firm develops companies that are a natural offspring of existing enterprises or relationships. These outgrowth or "spin-off" companies have a natural synergy with the firm's existing portfolio, facilitating a faster path to financial success.

6440 South Wasatch Boulevard, Suite 200Salt Lake CityUT84121801-278-7800801-278-7818

Portfolio companies include:TopNogginhttp://www.topnoggin.com/products.jspRimrock Constructionhttp://www.rimrock.us/Red Bridge Capitalhttp://redbridgecapital.com/Inthinchttp://inthinc.com/Gold's Gymhttp://www.goldsgym.com/Rockworth Companieshttp://www.rockworthco.com/Vital Signs Staffinghttp://vitalsignstoday.com/Visible Equityhttp://visibleequity.com/Campus Book Rentalshttp://www.campusbookrentals.com/Wentworth Senior Living Serviceshttp://www.wentworth-senior-living.com/locations.phpCottonwood Capitalhttp://cottonwoodcap.com/Financial Guardhttps://www.financialguard.com/Fortius Financialhttp://fortiusadvisors.com/SYMBIIhttp://www.symbiihealth.com/Investment Team:Shane R. Peery, Partnershane@cherokeeandwalker.comPaul K. Erickson, Partnerpaul@cherokeeandwalker.comJ. Blair Jenkins, Partnerblair@cherokeeandwalker.comCrocker Ventures, Ltd.www.crockerventures.comVCLife Sciences & HealthcareSeedEarlyCrocker Ventures is an independent, privately held life science and healthcare investment firm that funds promising seed- and early-stage life science companies in four primary areas: biotechnology & pharmaceuticals, medical devices, drug delivery and diagnostics. The firm invests its own capital and was founded by Gary Crocker. Crocker is also the current Chairman of the Board for Merrimack Pharmaceuticals, the former Chairman of the Board for ARUP Laboratories in Research Park, and past President and CEO of Research Medical, Inc., which he founded in 1983. Forbes magazine recognized his firm for six consecutive years as one of "America's Best 200 Small Companies." He was one of the original investors in Theratech, Inc., and served as Vice President for Business Development for Sorenson Research.

2825 Cottonwood Parkway, Suite 330Salt Lake CityUT84121801-702-8580801-702-8585

Portfolio companies include:Interleuken Geneticshttp://www.ilgenetics.com/content/about-interleukin/index.jspMerrimack Pharmaceuticalshttp://www.merrimackpharma.com/Enliven Neutraceuticalshttp://www.nutraceuticalsworld.com/issues/2011-04/view_products/enliven-yogurt/Thermaform Technologieshttp://www.macraesbluebook.com/search/company.cfm?company=773725Crocker Spinal Technologieshttp://crockerspinaltechnologies.com/FlexBAC/Home.htmlGeneral Resonancehttp://generalresonance.com/NanoInjection Technologieshttp://www.nanoinjectiontech.com/index.php?option=com_content&view=category&layout=blog&id=28&Itemid=86Nexus Spinalhttp://en.wikipedia.org/wiki/Clearing_the_cervical_spineNumira BioScienceshttp://www.numirabio.com/site/Rejuvenation Labshttp://www.rejuvenationlabs.com/Silver Creek Pharmaceuticalshttp://silvercreekpharma.com/TMJ Medicalhttp://www.tmjmedical.com/Investment Team:Gary Crocker, FounderCross Creek Capital (an affiliate of Wasatch Advisors)www.crosscreekcapital.comVCFOFInformation TechnologyLife Sciences & HealthcareExpansionCross Creek is a venture capital firm founded in 2006 inside of Wasatch Advisors, Inc. Through its direct investment strategy and fund investment strategy, the firm seeks to invest in what it believes are high quality late stage companies and top-tier venture capital funds. Cross Creek Capital seeks to provide late-stage venture capital funding for private companies with significant return potential that are expected to go public within three years. Cross Creek Capital invests in a wide range of industries including Technology, Life Sciences, and Digital Consumer.

150 Social Hall Avenue, Fourth Floor Salt Lake CityUT84111801-381-0777801-533-9828

Portfolio companies include:BlueArchttp://www.bluearc.com/e2openhttp://www.e2open.com/Incipienthttp://www.merriam-webster.com/dictionary/incipientNanosyshttp://www.nanosysinc.com/Netuitivehttp://www.netuitive.com/Sourcefirehttp://www.sourcefire.com/Thumbplayhttp://www.thumbplay.com/CENXhttp://finance.yahoo.com/q?s=cenxKontikihttp://www.kontikitucson.com/Mavenir Systemshttp://mavenir.com/Mformation Technologieshttp://www.mformation.com/Angie's Listhttp://www.angieslist.com/LegalZoom.comhttp://www.legalzoom.com/Cardicahttp://www.cardica.com/Data Sciences Internationalhttp://www.datasci.com/Miramar Labshttp://miradry.com/about_miramarlabs/about-miramar-labsOcera Theraputicshttp://ocerainc.com/Investment Team: Karey Barker, Managing Directorkbarker@crosscreekcapital.comSamuel S. Stewart Jr., Investment Committee Membersam@crosscreekcapital.comJohn Malooly, CFA, Investment Committee Memberjmalooly@wasatchadvisors.comDan Thurber, General Counseldthurber@wasatchadvisors.comTyler Christenson, MBA, DirectorPeter Jarman, MBA, DirectorMike Yeates, Chief Financial OfficerDolphin Capitalwww.dolphincapitalgroup.comPELife Sciences & HealthcareBusiness ServicesRetail & RestaurantMiddle MarketDolphin Capital Group is a private equity firm focused on investing in or acquiring scalable mid-market companies. Dolphin Capital Group is actively seeking investment and acquisition opportunities in mid-stage companies in the Mountain West Region. Typical investments include some of the following attributes: companies with $5-$100 million in revenue or $1-$15 million in EBITDA; business owners looking for partial liquidity and growth capital or a complete buy-out; management teams desiring to partner with an investment firm to capitalize on a business opportunity; companies with opportunities to improve their management, capital or product portfolio; and businesses with a proven business model preparing for accelerated growth.

136 Heber Avenue, Suite 101Park CityUT84060435-649-0406 435-649-0522

(Mailing address)P.O. Box 681013Park CityUT84068Portfolio companies include:Dynamic Confectionshttp://dynamicconfections.com/Great Salt Lake Brine Shrimp Cooperativehttp://gsla.us/Winder Farmshttp://www.winderfarms.com/Sea to Skihttp://www.skitosea.com/Foundation Sourcehttp://www.foundationsource.com/Skipstonehttp://skipstoneranch.com/Ragnar Relay Serviceshttp://www.ragnarrelay.com/Investment Team: Daniel Schley, Managing Partnerdschley@dolphincapitalgroup.comEric Jacobsen, Managing PartnerKen Jacquin, Partnerkjacquin@dolphincapitalgroup.comMike Dutton, Partnermdutton@dolphincapitalgroup.comChris Infurchia, Partnercinfurchia@dolphincapitalgroup.comJill Krishnamurthy, CFOjill@dolphincapitalgroup.comDW Healthcare Partnerswww.dwhp.comPELife Sciences & HealthcareMedical DeviceMiddle MarketFormed in 2002, DW Healthcare Partners is a healthcare focused private equity firm with over $450 million (across three funds) under management. The firm invests in healthcare companies at the smaller end of the middle market, generating over $4 million in EBITDA. DWHP seeks to partner with strong management teams capable of growing their existing companies to $100 million in annual sales over a three- to five-year period. Ideal partners are platform companies (profitable businesses poised for growth) in which DWHP will invest up to $40 million of equity capital to facilitate both organic and acquisition-enhanced growth. DWHP invests in private, U.S. healthcare companies, primarily in the medical device, product, services, and specialty distribution sectors. The firm invests in mid- to late-stage platform companies that are generating between $2 and $10 million in annual earnings. DWHP also invests in smaller businesses as add-on acquisitions to its platform companies.

1413 Center Drive, Suite 220 Park CityUT84098435-645-4050435-645-4065

Portfolio companies include:Career Stephttp://www.careerstep.com/BGS Pharmacy Partnershttp://bgspharmacy.com/Pentec Healthhttp://www.pentechealth.com/Reliant Renal Carehttp://reliantrenalcare.com/Reliant Rehabilitationhttp://www.reliantrehabilitation.com/ASLhttp://www.lifeprint.com/Arteriocyte Medical Systemshttp://arteriocyte.com/Emphusionhttp://www.emphusion.com/Health & Safety Institutehttp://www.hsi.com/Z-Medicahttp://www.z-medica.com/ABC Home Medical Supplyhttp://www.abc-med.com/Investment Team: Jay Benear, Founder and Managing Director, 435-645-4052jay@dwhp.comAndrew Carragher, Founder and Managing Director, 435-645-4053andrew@dwhp.comLance Ruud, Managing Director & CFO, 435-645-4054lance@dwhp.comDoug Schillinger, Managing Director, 435-645-4056doug@dwhp.comEric Moore, Associateemoore@dwhp.comRod Boone, Operating Partner, 435-645-4066rod@dwhp.comEric Keen, Vice President, 435-645-4067ekeen@dwhp.comSameer Mathur, Associate, 435-645-4057smathur@dwhp.comAlex Aptekman, Associatealex@dwhp.comEPIC Ventureswww.epicvc.comVCInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareEnergy & Clean TechLife Sciences & HealthcareBusiness ServicesSeedEarlyEpic Ventures, founded by Zions Bank, is headquartered in Salt Lake City, Utah. While the firm prefers to invest in start-ups in the Mountain and Western states, Epic seeks opportunities and invests in the Northeast and Northwest corridors of the United States. The partners are active investors and seek board seats in each investment they make. Epic does not focus exclusively on one or two technology sectors; rather, it looks across all sectors to find those companies with the management and market to achieve explosive growth. Licensed as a Small Business Investment Company, Epic has invested via four funds, Novell Ventures and a strategic Zions Bank fund. EPIC Ventures is a Partner Fund in the DFJ Global Network.

15 W. South Temple, Suite 500 Salt Lake CityUT84101801-524-8939 801-524-8941

Portfolio companies include:Aspen Avionicshttp://www.aspenavionics.com/Bungee Labshttp://www.bungeeconnect.com/VeraLighthttp://www.veralight.com/Adaptive Computinghttp://www.adaptivecomputing.com/Alliance Health Networkshttp://www.alliancehealth.com/BrightTaghttp://thebrighttag.com/Consolidated Energyhttp://www.cecgas.com/DotGohttp://www.dotgo.com/DriveSafteyhttp://drivesafety.com/Everspinhttp://everspin.com/Exagen Diagnosticshttp://exagen.com/FatPipehttp://www.fatpipeinc.com/Figaro Systemshttp://www.figaro-systems.com/GoTo Metricshttp://www.linkedin.com/company/goto-metricsHyTrusthttp://www.hytrust.com/Ingeohttp://ingeo.com/Instructurehttp://www.instructure.com/InternInchttp://www.interninc.com/Iosil Energyhttp://iosilenergy.com/Iovationhttp://www.iovation.com/Keystonehttp://www.keystoneresort.com/CopperKeyhttp://www.dillards.com/endeca/EndecaStartServlet?N=1020858+2010086Lumidigmhttp://www.lumidigm.com/Lytekhttp://lytec.com/Medspherehttp://medsphere.com/Naartjie Kidshttp://www.naartjiekids.com/netdocumentshttp://www.netdocuments.com/Pivothttp://www.snapfiles.com/get/stickfigure.htmlQ-Therapeuticshttp://www.qthera.com/SolutionReachhttp://www.marketwatch.com/story/smile-reminder-evolves-into-solutionreach-2011-09-07SparkWordshttp://sparkwords.com/Teeccinohttp://www.teeccino.com/Xydohttp://www.xydo.com/Zars Pharmahttp://www.nuvoresearch.com/zars.htmZettacorehttp://www.zettacore.com/history.htmlZettasethttp://zettaset.com/Teeccino Caffehttp://teeccino.com/Cloudveilhttp://www.cloudveil.com/Investment Team:Kent Madsen, Managing Directorkmadsen@epicvc.comNick Efstratis, Managing Directornick@epicvc.comChris Stone, Managing DirectorRyan Hemingway, Associateryan@epicvc.comKatie Szczepaniak Rice, Senior Associatekatie@epicvc. comRyan Davis, CPA, CFOryan@epicvc.comGeoff Woolley, Venture PartnerRobert Pothier, Venture PartnerKyle Eklund, AnalystRoss Rudd, AnalystEsNet, Ltd.www.esnetgroup.comVCInformation TechnologyReal EstateSeedEarlyEsNet is a private investment partnership focused on early-stage investments in information technology companies and real estate. EsNet concentrates on seed and first round funding, with some second round participation to maintain positions. The firm targets a significant equity stake, rapid value creation, and a 2-4 year turnaround. EsNet is a Limited Partner in vSpring, an early-stage venture capital fund that capitalizes on the managerial skills and operating experience of its principals to successfully invest in and mentor early-stage technology companies. The real estate activities of EsNet include owning, leasing, managing, operating, and developing commercial and retail properties principally located in Utah and Texas.

5255 N. Edgewood Dr. , Suite 200ProvoUT84604801-434-3000801-434-6000

Portfolio companies include:The Generations Networkhttp://corporate.ancestry.com/ContractPalhttp://www.contractpal.com/RemedyMDhttp://remedymd.com/index.phpBroadweavehttp://www.veracitynetworks.com/Senforcehttp://www.wi-fiplanet.com/news/article.php/3517641Syzygyhttp://en.wikipedia.org/wiki/SyzygyInvestment Team:Daniel W. Campbell, Managing General Partnerdan@esnetgroup.comJohn Lewis, General PartnerDavid C. Moon, General Partnerdave@esnetgroup.comAdrian Rietveld, General PartnerR. Duff Thompson, Managing General Partnerduff@esnetgroup.comGrow Utah Ventureswww.growutahventures.comVCIInformation TechnologySoftware & InternetManufacturing & IndustrialConsumer ProductsSeedEarlyGrow Utah Ventures is dedicated to providing education, financial, and management support to entrepreneurs and businesses along the Wasatch Front and Northern Utah. Through partners and private members that are associated with Grow Utah Ventures, the firm is able to help a wide range of businesses transition from the seed to the early stages of business growth. Grow Utah sponsors, or is part of, many educational events and seminars to help entrepreneurs. Although Grow Utah Ventures originally started as an investment fund, the funding side is now separate and Grow Utah Ventures is no longer invests in startup businesses. Alan Hall's new investment fund is now called Island Park Investments (see profile). After surveying the entrepreneur environment in Utah, Grow Utah Ventures saw some needs and decided to create a better business incubator called the eStation. Located in Kaysville, Ogden, & Vernal, these incubators are the first private-public partner incubators in the state with the express purpose to grow businesses and further the vision that drives Grow Utah Ventures.

450 S. Simmons Way, Suite 500KaysvilleUT84037801-593-2265

Portfolio companies include:Acceptx Financial Solutionshttp://www.acceptx.com/Argonhttp://en.wikipedia.org/wiki/ArgonBlack Ledgerhttp://www.blackledger.com/Card Cafehttp://cardcafe.com/Central Logic Management Systemshttp://www.centrallogic.com/Content Watchhttp://www.contentwatch.com/Cymphonixhttp://www.cymphonix.com/Elemental Businesshttp://elementalbusiness.com/Funding Universehttp://www.fundinguniverse.com/Kahuna Creationshttp://kahunacreations.com/Mobile Opticshttp://mobileoptics.com/Previdencehttp://en.wikipedia.org/wiki/Providence,_Rhode_IslandScintilla Communicationshttp://www.scintillacommunications.com/Revinetixhttp://www.revinetix.com/Sendside Networkshttp://www.sendsidenetworks.com/Shark Watchhttp://www.freestyleusa.com/TecServhttp://tecservco.com/TecUniversalhttp://www.theuniversal.net/3DVOhttp://www.3dvo.com/Web Jam Adshttp://www.webjamads.com/Investment Team: Alan E. Hall, Founder/Chairmanalan@growutahventures.comT. Craig Bott, Managing Directorcraig@growutahventures.comKent Thomas, CFOkent@growutahventures.comJustin Bott, VP of Strategic Initiativesjbott@growutahventures.comEmily Jensen, Marketing ManagerHuntsman Gay Global Capitalwww.hgequity.comPEInformation TechnologySoftware & InternetMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialFinancial ServicesConsumer ProductsRetail & RestaurantMiddle MarketHuntsman Gay Capital Partners (H&G) is a private equity buyout fund co-founded by Jon M. Huntsman, a leading industrialist, and Robert C. Gay, a former managing director of Bain Capital. H&G is a $1.1 billion private equity fund focusing on leveraged buyout, recapitalizations and growth equity transactions in the middle market. With over 150 years of collective deal and operational experience, H&G brings practices from bulge-bracket private equity and global corporations to the middle market. H&G's key areas of focus are middle market leveraged buyouts, growth equity investments, and strategic investments in mid-cap public companies. Huntsman has offices in California, Massachusetts, Utah, and Florida.

500 Huntsman WaySalt Lake CityUT84108650-321-4910

Portfolio companies include:GIShttp://www.gis.com/Turner Bros. Holdingshttp://turnerbros.com/Sandbox Industrieshttp://www.sandboxindustries.com/Hollander Home Fashionshttp://www.hollander.com/iQor Holdingshttp://iqor.com/iCongohttp://www.icongo.com/Power Holdingshttp://powerholdingsllc.com/Sunquest Information Systemshttp://www.sunquestinfo.com/Business Solutions Partnershttp://www.bspny.com/MobileLifehttp://www.mobilelife.com/Citadel Plastics Holdingshttp://www.citadelplastics.com/hybrishttp://www.hybris.com/Innovative Interfaceshttp://www.iii.com/MaMa Rosashttp://mama-rosas.com/Gee Holdingshttp://geeholdings.com/Validashttp://www.validas.com/Investment Team:Gregory M. Benson, Managing DirectorJon M. Huntsman, Managing DirectorGary Crittenden, Managing DirectorRichard F. Lawson Jr., Managing DirectorJ. Steven Young, Managing DirectorRobert C. Gay, Managing DirectorJames Learner, Managing DirectorHarv Barenz, Business Developmentnbarenz@hgequity.comInformation Technology and Renewable Energy Incubator (ITRE)www.incubatortechnologyandrenewableenergy.comIInformation TechnologyEnergy & Clean TechSeedThe Southern Utah Information Technology and Renewable Energy Incubator (ITRE) opened its doors in January 2010 and is Utah's first business incubator focused on IT, green technology, and renewable energy. The new incubator is a joint effort of USTAR, the Dixie Business Alliance, the Small Business Development Center, SEED Dixie, Washington County Economic Development, Dixie State College, and Dixie Applied Technology College. ITRE's purpose is to diversify Utah's economy with high quality jobs and build Utah's innovation infrastructure. The incubator's first tenant is an information technology company called Truescale Technologies, a cloud computing start-up with four pending patents.

University PlazaSt. GeorgeUT84770435-652-7751

Portfolio companies:Truescale Technologieshttp://mainstreetbusinessjournal.com/articleview.php?articlesid=4968&volume=13&issue=2Investment Team:Jill Elliss, ITRE Directorjelliss@utah.govPerry Thomson, Associate Directorpthomson@utah.govInnoVentures Capital Partnerswww.innoventurescapitalpartners.comVCInformation TechnologySoftware & InternetCommunications & NetworkingEarlyInnoVentures Capital Partners is the manager of the UTFC family of funds located in Salt Lake City, Utah. IVCP invests in small companies throughout the region by providing subordinated debt to start-up and growing businesses. The company fills a niche in the Utah venture capital network providing up to $1,000,000 to entrepreneurial companies. InnoVentures invests in companies throughout Utah and the neighboring states. The firm focuses on strong businesses that have too little collateral or operating history for traditional banks but have good potential for growth. InnoVentures acts as a catalyst in bridging Utah's capital gap by working as partners with venture capital firms, banks, and other investor groups to leverage its funds to increase the amount of private financing that developing businesses receive. InnoVentures typically invests up to $300,000 in a first time disbursement and provides subordinated debt financing up to $500,000. To ensure the long-term success of the companies it finances, InnoVentures monitors each company's progress and offers technical assistance in critical areas of business management.

515 South 700 East, Suite 2ASalt Lake CityUT84102801-741-4200801-741-4249

Portfolio companies include:Allegiancehttp://www.allegiance.com/Cerberianhttp://www.pcmag.com/article2/0,2817,17181,00.aspCG4 Solutionshttp://www.cg4.com/Cogitohttp://www.cogito.org/CORDA Technologieshttp://www.domo.com/Document Control Systemshttp://www.mastercontrol.com/DriverTechhttp://www.drivertech.com/FatPipe Networkshttp://www.fatpipeinc.com/FleetFlyhttp://fleet-fly.com/Funding Universehttp://www.fundinguniverse.com/Independent Witnesshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=6688179Infopiahttp://www.infopia.com/InGeo Systemshttp://ingeo.com/MobileDataforcehttp://www.mobiledataforce.com/NetDocumentshttp://www.netdocuments.com/Numira Bioscienceshttp://www.numirabio.com/site/ProPayhttp://www.propay.com/Property Solutionshttp://www.propertysolutions.com/Q Commhttp://www.q-comm.com/Sandlothttp://en.wikipedia.org/wiki/The_sandlotTCNhttp://en.wikipedia.org/wiki/TCNZorch Softwarehttp://zorchsoftware.com/Investment Team: Steve Grizell, Managing Directorsteve@innoventurescp.comScott Stenberg, CFOsstenberg@utfc.bizRobert Lundrlund@utfc.bizIsland Park Investmentswww.islandparkinvestments.comAInformation TechnologySoftware & InternetCommunications & NetworkingEarlyIsland Park Investments is an angel investment vehicle for Alan Hall, the founder and chairman of MarketStar Corporation. MarketStar has several thousand employees with operational capabilities in one hundred countries. Hall was the 1997 Ernst and Young "Entrepreneur of the Year" in the State of Utah. Alan is also the founder and chairman of Grow Utah Ventures, a non-profit organization which fosters entrepreneurial development. Hall and Greg Warnock launched Mercato Partners, a multi-million dollar venture capital firm that focuses on investing in the marketing and sales activities of U.S. high technology companies. Hall is chairman of the Utah Technology Council, a member of Wells Fargo's community advisory board and a board member of World Trade Center Utah.

c/o Entrepreneur Station25th and Grant Ave.OgdenUT84401

Portfolio companies include:3DVOhttp://www.3dvo.com/48Hour Networkhttp://www.48hn.com/Advent Digital Videohttp://www.adventdvr.com/Black Ledgerhttp://www.blackledger.com/CentralLogichttp://www.centrallogic.com/Content Watchhttp://www.contentwatch.com/Cymphonixhttp://www.cymphonix.com/eSilverBullethttp://www.esilverbullet.com/FamilyLinkhttp://www.familylink.com/FutureNowhttp://www.futurenowinc.com/FundingUniversehttp://www.fundinguniverse.com/Geigerrighttp://www.geigerrig.com/Health Behavior Innovationshttp://orriant.com/wellness/Klymithttp://www.klymit.com/Kahuna Creationshttp://kahunacreations.com/Life Stream Mineshttp://lifestreamresources.com/lsrms-062909.htmlMakia Creationshttp://makiacreations-beth.blogspot.com/Mobile Opticshttp://mobileoptics.com/Morph20 Water Managementhttp://morph2o.com/My911http://www.my-911.com/Obeohttp://www.obeo.com/Panoptic Securityhttp://www.panopticsecurity.com/Pressure Productshttp://www.pressure-products.com/Previdencewww.previdence.comRaw Datawww.therawdata.comRevinetixhttp://www.revinetix.com/Scintilla Communicationshttp://www.scintillacommunications.com/Sendside Networkshttp://www.sendsidenetworks.com/Sharwatchhttp://stevemiller.net/sharewatch/Standard Fiberhttp://www.standardfiber.com/TecServhttp://tecservco.com/Touch MDhttp://touchmd.com/Tukioshttp://www.tukios.com/Uintah Engineeringhttp://uintahgroup.com/Viva Marketshttp://vivasupermarket.com/Investment Team:Alan Hall, Founderdave@islandparkinvestments.comDavid Norton, Investment Fund Manageralan@islandparkinvestments.comErin Housley, Operational ManagerNolan Karras, Investment ManagerDebbie Wade, Research AnalystPeterson Ventureswww.petersonventures.comVCInformation TechnologySoftware & InternetLife Sciences & HealthcareSeedEarlyGrowthExpansionFormerly known as JCP Capital, Peterson Ventures is a seed and early stage investment firm that tends to favor investments in the West Coast and Mountain West regions of the United States. However, the firm also considers investments outside of this region that fit well with its investment strategy. Peterson Ventures doe not specialize in making investments in any particular industry; however, the partners will not typically invest in pure technology startups outside of a defined business model and go-to-market strategy. The firm's typical investment size is between $100,000 and $1,000,000. Early seed investments are more attractive if they include the opportunity to invest in subsequent rounds. Search funds are much smaller bets (~$35k) and Peterson typically invests in 1 unit per fund. The firm also considers small, later-stage companies that have revenues less than $10 million and positive EBITDA.

2825 E. Cottonwood Parkway, Suite 435Salt Lake CityUT84121-7076801-438-0351866-714-7356

Portfolio companies include:Asset Recoveryhttp://assetrecovery.com/Asurionhttp://www.asurion.com/Bonoboshttp://www.bonobos.com/Catheter Connectionshttp://catheterconnections.com/Cloud Capitalhttp://cloud-capital.com/Draht +Schutzhttp://www.draht-schutz.de/Hirevuehttp://new.hirevue.com/Icon Aircrafthttp://www.iconaircraft.com/Identifiedhttp://en.wikipedia.org/wiki/IdentifiedJetBluehttp://jetblue.com/Mangiahttp://www.mangiatogo.com/My Lifehttp://www.mylife.com/Progreso Financierohttp://www.progressfin.com/en/Real Travelhttp://realtravel.com/SCP Worldwidehttp://www.scpworldwide.net/American Academyhttp://www.theamericanacademy.com/Auteurshttp://mubi.com/Trumpet Ventureshttp://trumpetventures.com/Investment Team:Joel Peterson, FounderBrandon Cope, PartnerDan Peterson, PartnerBen Capell , AssociateValarie Ballein, CFOLauren McKay, Office ManagerKickstart Seed Fundwww.kickstartseedfund.comVCInformation TechnologySoftware & InternetLife Sciences & HealthcareMedical DeviceRetail & RestaurantSeedKickstart was founded in 2007 when Brian Cummings of the University of Utah joined forces with Paul Ahlstrom, Dinesh Patel and Gavin Christensen of vSpring Capital to design a seed fund that would unite the community behind the region's best entrepreneurs and technologies and create great companies locally. Under the guidance of managing director Gavin Christensen, Kickstart was designed to align the incentives between the major players within the local ecosystem to fund local seed-stage companies. Kickstart was founded and backed by these same players: local venture capital, angel investor groups, community-minded corporations, and universities. According to published reports, Kickstart has raised $3.65M as part of an ongoing fundraising effort.

Research Park615 Arapeen Drive, Suite 310Salt Lake CityUT84108801-942-8999801-942-1636

Portfolio companies include:Catheter Connectionshttp://catheterconnections.com/Chargeback Guardianhttp://www.chargebackguardian.com/Fuze Networkhttp://www.fuzenetwork.com/Zeristahttp://zerista.com/Jackrabbit Systemshttp://jackrabbitsystems.com/JSKhttp://www.jsk-tech.net/Mangiahttp://www.mangiatogo.com/Matchbinhttp://matchbin.com/MediProPharmahttp://medipropharma.com/Panoptic Securityhttp://www.panopticsecurity.com/ProtoHithttp://www.protohit.com/Veritracthttp://veritract.com/Vutarahttp://vutara.com/Wastewater Compliance Systemshttp://wastewater-compliance-systems.com/Dropship Commercehttp://www.dropship.com/companyEcoScrapshttp://ecoscraps.net/Fixes-4-Kidshttp://www.trademarkia.com/fixes-4-kids-85120661.htmlZenPrinthttp://zenprint.com/Radiate Mediahttp://radiatemedia.com/Stancehttp://www.stance.com/Undriphttp://undrip.com/Investment Team:Gavin Christensen, Managing Directorgavin@kickstartseedfund.comClarke Miyasaki, Managing DirectorAlex Soffe, CFOLongueVue Capital, LLCwww.longuevuecapital.comPEManufacturing & IndustrialBusiness ServicesMiddle MarketLongueVue Capital is a private equity company formed to make value-oriented investments in middle market companies. In 2001, the firm raised an $82 million equity fund from a group of high net worth investors. The firm recently announced the formation of LongueVue Capital Partners II, LP, a private fund with up to $175 million of capital. LongueVue does not invest in specific industries. Instead, the firm focuses its investments on privately-held businesses in growing markets, restructuring opportunities, turnarounds, workouts and distressed assets, corporate divestitures and MBOs, undervalued small capitalization public companies with strong growth fundamentals, and re-capitalization/acquisition of family owned businesses with transition challenges. LongVuew targets companies with revenues between $10 and $100 million (with EBITDA between $2 - $10 million). The firm maintains offices in Louisiana, Utah, and New York.

136 Heber Avenue Suite 204P.O. Box 8000Park CityUT84060435-655-3605435-655-7676

Portfolio companies include:Arnold Logisticshttp://www.longuevuecapital.com/Arlo.htmArdent Serviceshttp://ardentservices.com/Advanced Metering Data Systemshttp://www.longuevuecapital.com/amds.htmBlue Dot Energy Serviceshttp://www.bluedotinc.com/Investment Team:Rick S. Rees, Co-Founder and General Partnerrrees@lvcpartners.comJohn C. McNamara, Co-Founder and General Partnerjmcnamara@lvcpartners.comCarol W. Hance, Managing Directorchance@lvcpartners.comRaymond J. Jeandron, III, Vice Presidentrjeandron@lvcpartners.comA. Peyton Bush, IV, Vice Presidentpbush@lvcpartners.comCharles A. Cox, Associateccox@lvcpartners.comRebecca L. Toups, Chief Financial Officer & Controllerbtoups@lvcpartners.comMercato Partnerswww.mercatopartners.comVCPEInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareConsumer ProductsGrowthExpansionMiddle MarketMercato Partners invests in high growth technology and consumer businesses nationwide. These companies are typically on the path to sustainable cash flow with $5 to $50 million in revenue. While Mercato generally invests in later financings as a minority shareholder, the partners are active participants in a company's growth. Mercato investment candidates seek growth capital to fuel continued expansion through channel building, broader distribution, new product launches and acquisitions.

6550 South Millrock Drive, Suite 125Salt Lake CityUT84121801-220-0055801-220-0056

Portfolio companies include:Skullcandyhttp://www.skullcandy.com/MediConnect Globalhttp://www.mediconnect.net/Cymphonixhttp://www.cymphonix.com/Fusion-iohttp://www.fusionio.com/Control4http://control4.com/Stancehttp://www.stance.com/CradlePointhttp://www.cradlepoint.com/Investment Team: Alan Hall, Managing Directorahall@mercatopartners.comGreg Warnock, Managing Directorgwarnock@mercatopartnersAlison Wistner, Principalawistner@mercatopartners.comAaron DeRose, Senior Associateaderose@mercatopartners.comTara Rosandertrosander@mercatopartners.comSLC Angelswww.slcangels.comAInformation TechnologySoftware & InternetConsumer ProductsRetail & RestaurantEarlyThe SLC Angels (formerly the Olympus Angels) is an association of accredited angel investors based in Salt Lake City that share an interest in investing in early-stage, high-tech companies with substantial growth potential. The SLC Angels provide mentoring and invest in promising entrepreneurial companies to help them grow and prosper. The SLC Angels are made up of individuals with diverse backgrounds. All members are accredited investors and are expected to make at least 1 investment every 1-2 years of at least $10k. The SLC Angels meet twice a month; once for screening companies and once for a dinner meeting. The SLC Angels typically invest $100k-$300k at a time. The biggest investment made was $1.2m and the smallest was $25k. The SLC Angels frequently collaborate with other investors. The SLC Angels primarily invest in emerging technology businesses that demonstrate strong revenue and EBITA growth opportunities in the upcoming 1-3 years.

324 S. State St., # 221 Salt Lake CityUT84111

Portfolio companies include:DriverTechhttp://www.drivertech.com/Elemental Businesshttp://elementalbusiness.com/MotoFrugals.comhttp://www.motofrugals.com/Vutarahttp://vutara.com/Matchbinhttp://matchbin.com/High Westhttp://www.highwest.com/Domain Surgicalhttp://www.domainsurgical.com/Panoptic Securityhttp://www.panopticsecurity.com/Catheter Connectionshttp://catheterconnections.com/Celtekhttp://www.celtek.com/Mangiahttp://www.mangiatogo.com/BoomStartuphttp://www.boomstartup.com/ForeUphttp://foreupgolf.com/Kickstart Seed Fundhttp://kickstartseedfund.com/Sendside Networkshttp://www.sendsidenetworks.com/Radiate Mediahttp://radiatemedia.com/Obeohttp://www.obeo.com/Investment Team: Ryan SchoenrockPeter Callister, Managerpeter.g.callister@gmail.comPhillip GrimmBrad BertochRobb KunzAdam SlovikHal WidlanskyPeterson Partnerswww.petersonpartnerslp.comVCPEInformation TechnologyCommunications & NetworkingStorage & HardwareEnergy & Clean TechMedical DeviceManufacturing & IndustrialBusiness ServicesFinancial ServicesConsumer ProductsAgriculture & Agricultural ScienceExpansionMiddle MarketPeterson Partners provides private equity and venture capital to companies across the U.S. with specific focus in the Intermountain West. Peterson invests in companies and equity needs from $2 million to $20 million that have proven business models and revenues of at least $5 million, and EBITDA in excess of $1.0 million. The firm currently has $300 million under management. Portfolio companies typically have some or all of the following characteristics: proven business models and positive cash flow; talented management; straight-forward competitive strategies; high operating margins that are generally a function of a special value added service, superior brand or advantaged positioning in an embryonic or growing industry; high growth prospects, through a combination of organic growth and acquisition; and potential for improvements in strategy and/or managerial process. Generally the companies Peterson targets have more than $10 million in revenues, are profitable and are at an inflection point in their development. Peterson Partners supports the founder or entrepreneur to continue the company's growth by providing capital, developing strategy, supplementing the management team and eliminating personal guarantees. Peterson has also backed proven business leaders in acquisitions or management-led buyouts of high growth businesses. The firm is investing through Fund V, started in April 2008 with approximately $115 million of committed capital.

2825 East Cottonwood Parkway, Suite 400Salt Lake CityUT84121801-365-0180801-365-0181

Portfolio companies include:Access CIGhttp://accesscig.com/APX Alarmhttp://apxalarm.com/Asphalt Zipperhttp://www.asphaltzipper.com/Asurionhttp://www.asurion.com/Azul Linhas Aereashttp://viajemais.voeazul.com.br/Checksumhttp://en.wikipedia.org/wiki/ChecksumCodihttp://www.codidirect.com/Continental Fire & Safetyhttp://www.continentalfireandsafety.com/Franklin Coveyhttp://shopping.franklinplanner.com/shopping/index.jspEnergySolutionshttp://www.energysolutions.com/Golden West Sandershttp://www.privateequityfirms.com/company/12062/Golden-West-Sanders/-GSL-Artemia--Hemasourcehttp://hemasource.com/ICoathttp://icoatproducts.com/KPR Millhttp://www.kprmilllimited.com/Ladder Capital Financehttp://www.laddercapital.com/Lead Mediahttp://leadmediapartners.com/OASIShttp://www.oasisinet.com/Packsizehttp://www.packsize.com/Jetscapehttp://www.jetscape.aero/Mity-Litehttp://mitylite.com/Winder Farmshttp://www.winderfarms.com/Quality Mechanicalhttp://www.qualitymechanical.com/Rocky Mountain Rubber & Supplyhttp://rockymountainrubber.com/True North ARhttp://www.truenorthar.com/Vivinthttp://www.vivint.com/Wind River Environmentalhttp://www.wrenvironmental.com/Investment Team: Dan Peterson, Managing PartnerJoel Peterson, Managing Partnerjoel@petersonpartnerslp.comBrandon Cope, PartnerTravis Everton, Partnertravis@petersonpartnerslp.comMatthew Day, PrincipalMichael Wallace, AssociateTom Feveryear, ControllerProspector Equity Capital, LPwww.pecinvestors.comVCPEInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareManufacturing & IndustrialEarlyGrowthExpansionMiddle MarketBased in Park City, Utah, Prospector Equity Capital, LP established its first fund in 2002 to invest in early to later stage investment opportunities throughout the West, particularly focusing on Utah, Wyoming, Idaho, Arizona and California. PEC primarily focuses on underserved markets within the Intermountain West and Southwest and will also consider investments on the West Coast. PEC principals have experience investing in a broad range of industries. The company is an industry generalist and will review opportunities ranging from technology-oriented (particularly software, Internet, communications) to more traditional industries such as healthcare and manufacturing. PEC targets companies that are post-concept, revenue generating companies with near-term profit potential. PEC is a diversified fund, investing in deals ranging from venture capital to leveraged buyouts. PEC is also interested in management buyout situations as well as recapitalizations that provide liquidity or estate planning options for private owners. The typical investment size ranges from $500,000 to $4 million.

136 Heber Avenue, Suite 304Park CityUT84060435-647-3835435-647-5614

(Mailing address)P.O. Box 682500Park CityUT84068Portfolio companies include:AdvancedMD Softwarehttp://www.advancedmd.com/Courionhttp://www.courion.com/Cymphonixhttp://www.cymphonix.com/DVDPlayhttp://www.dvdplaycanada.ca/Media Forumhttp://www.mediaforum.org/NetVisionhttp://www.netvision.com/Ondaxhttp://www.ondax.com/SmileReminderhttp://www.smilereminder.com/home.doWellDoghttp://www.welldog.com/Zane Benefitshttp://www.zanebenefits.com/Investment Team: Larry Griffin, General Partnerlgriffin@pecinvestors.comDavid Eastman, General Partnerdeastman@pecinvestors.comSaeed Abtahi, General Partnersabtahi@pecinvestors.comRenewableTech Ventureswww.renewablevc.com VCEnergy & Clean TechEarlyGrowthExpansionRenewableTech Ventures will invest in early and growth stage renewable energy, clean technology, energy conservation, green materials and other technology companies in Canada and the United States. The Fund maintains offices in Canada and the United States to take advantage of investment opportunities in underserved markets of the Rocky Mountain corridor in Western Canada and the United States. The principals of the Fund are experienced venture capitalists with over 40 years of combined venture capital, renewable energy, clean tech and entrepreneurial experience. The principals collectively have previously managed six venture capital funds totaling over $250 million in capital commitments. The firm has additional offices in Idaho and Canada.

136 E. South Temple, Suite 925Salt Lake CityUT84111801-363-1700

(Idaho Address)299 East 4th North RexburgID83440Portfolio companies include:Waterton Polymerhttp://start.cortera.com/company/research/l1p9nun1l/waterton-polymer-products-ltd/ACTR - GeoStruthttp://www.geostrut.net/home/AshTechhttp://www.spectraprecision.com/Consolidated Energy Systemshttp://conenersys.com/Solid Carbon Productshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=114868255Investment Team:Todd Stevens, Managing Directortodd@renewablevc.comDal Zemp, Managing DirectorRobert Pothier, Venture PartnerDaniel Gifford, Venture PartnerRock & Hammer Ventures (RHV)www.rockandhammerventures.comVCInformation TechnologyEarlyRock & Hammer Ventures (RHV) is located in northern Utah, focused on early-stage companies in Utah or surrounding states. RHV was formed in 2010 by its managing director and has funded over a dozen companies. The firm invests a founder-friendly form of capital called Revenue Based Financing (RBF), in which RHV inputs capital into a business without taking any ownership of the company, helping it execute its growth initiatives. As the company generates revenue, RHV is repaid a percentage of the gross revenue (usually between 3-8%). Once the payments have totaled the principle plus an agreed upon multiple (otherwise known as a "cap"), the company has repaid the loan. RHV partners are active investors, taking a personal interest in each of the companies with which it invests. RHV targets companies producing revenue of at least $100k per year, products with high gross margins, companies with detailed plans for growth requiring additional capital, and that are seeking funding of $50k to $250k.

PO Box 6217North LoganUT84341888-248-2208888-742-6189

Portfolio companies include:GroSocialhttp://www.grosocial.com/AllDigitalhttp://www.alldigital.com/Beckett & Robbhttp://www.beckettrobb.com/DropShip.comhttp://www.dropship.com/BoomStartuphttp://www.boomstartup.com/Investment Team:Chris Russell, Managing DirectorSalt Lake Life Science Angels (SLLSA)www.sllsa.comALife Sciences & HealthcareMedical DeviceSeedEarlySalt Lake Life Science Angels (SLLSA) is a not-for-profit corporation organized to facilitate investment in seed-stage healthcare and life science companies in Utah and the Mountain West. The group is made up of approximately twenty accredited executives, entrepreneurs, scientists, and clinicians seeking investment opportunities in early-stage companies. SLLSA strives to be a benefit to both its angel investor members and to the community's start-up companies. SLLSA is primarily interested in seed-stage life science (including medical device & product, service, HCIT, pharma, and biotech) companies located in Utah and the Mountain West. The group typically invests between $50,000 and $500,000 in companies with pre-money valuations below $2 million. The SLLSA meets on the first Tuesday of each month. Typically, one company will present at this monthly lunch meeting. Prior to presenting at a monthly meeting, companies will be vetted by the Managing Director and usually by one of SLLSA's screening members.

7731 Newport WayCottonwood HeightsUT84121801- 901-2010

Portfolio companies include:Catheter Connectionshttp://catheterconnections.com/Veritracthttp://veritract.com/Olive Medicalhttp://www.olivemedical.com/Domain Surgicalhttp://www.domainsurgical.com/MediProPharmahttp://medipropharma.com/VisualSharehttp://www.visualshare.com/Wasatch Microfluidicshttp://www.microfl.com/Q Therapeuticshttp://www.qthera.com/SentrX Animal Carehttp://www.sentrxanimalcare.com/Larada Scienceshttp://www.lousebuster.com/Resilient Networkshttp://www.resilient-networks.com/Fixes-4-Kidshttp://www.trademarkia.com/fixes-4-kids-85120661.htmlThermimagehttp://www.thermimage.com/Investment Team: Andrew Laver, Managing Directoralaver@wdco.comTed Stanley, MDKevin HerrmannSopra Capitalwww.sopracapital.comPEInformation TechnologyConsumer ProductsRetail & RestaurantMiddle MarketSopra Capital, based in Salt Lake City, UT, is actively seeking to acquire companies with over $3M in EBITDA. Sopra will however consider smaller investments in companies with $1 - 2 million of EBITDA for platform companies. Sopra has acquired and incubated companies in the Franchise, Service, and Technology Industries. Sopra invests in profitable franchisors, which have a proven system, and an operational platform to support extensive growth. The Sopra Team brings over 40 years of franchise background to their companies and is experienced in managing and growing both small and large franchise companies. The Sopra executive team has added over 4,000 franchise units to their brands over the last decade. 75% of the businesses Sopra has worked with in expanding their respective management teams and business have grown revenues by over 200%. Sopra has consistently increased franchisee revenues by over twenty-five percent and increasing franchisee approval ratings to over ninety percent.

422 N 300 WSalt Lake CityUT84103801-503-9230801-303-7357

Portfolio companies include:HouseMasterhttp://www.housemaster.com/GFEazyhttp://gfeazy.com/HomeServiceNet Solutionhttp://www.homeservicenet.com/HogiYogihttp://hogiyogi.com/EarthFruits Yogurthttp://earthfruitsyogurt.com/TeriyakiStixhttp://www.teriyakistix.com/Lunchboxers.comhttp://www.lunchboxers.com/Investment Team:David Leoncavallo, Managing Director, 801-503-9210david@soprabrands.comBrian Charlesworth, Managing Director, 801-503-9220brian@soprabrands.comScott Nielsen, VP Mergers and Acquisitions, 801-971-3701scott@soprabrands.comKim Leoncavallo, General Counselkim@soprabrands.comKen Edwards, VP of Operations Complianceken@soprabrands.com Brad Barham, VP of Strategic Development & Financebrad@soprabrands.comSorenson Capitalwww.sorensoncap.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantMiddle MarketSorenson Capital is a private equity firm that provides small to middle-market buyout and growth equity investments, with a particular focus on opportunities in selected states in the Mountain and Western regions of the United States. Sorenson Capital recently announced the closing of its second private equity fund, Sorenson Capital Partners II (SCP II), which has attracted approximately $400 million in capital. It is the largest closing to date for a Utah-based private equity firm. SCP II will invest primarily in companies with revenues between $20 and $200 million with earnings from $3 million to $25 million. The first Sorenson Capital fund closed with $250 million in May 2004 and invested in 16 companies. SC looks for the following qualities in potential investments: large and growing industries; significant barriers to entry; experienced and motivated management teams; significant market share positions; sustainable pricing and profit margins; fragmented industry competition; and fragmented customers and suppliers.

3400 N. Ashton Boulevard, Suite 400LehiUT84043801-407-8400801-407-8411

Portfolio companies include:CARE Senior Livinghttp://careseniorliving.com/Re-Bathhttp://www.rebath.com/Lifeporthttp://lifeport.com/Michael's Finer Meats and Seafoodshttp://michaelsmeats.com/Mity Enterpriseshttp://www.answers.com/topic/mity-enterprises-incSoutheast Directional Drillinghttp://www.southeastdrilling.com/Jet Set Sportshttp://www.jetsetsports.com/International Developmenthttp://en.wikipedia.org/wiki/International_developmentWestern States Lodging and Managementhttp://www.westernstateslodging.com/Mity Enterpriseshttp://www.answers.com/topic/mity-enterprises-incProvo Crafthttp://www.provocraft.com/RWI Constructionhttp://rwiconstruction.com/Mindshare Technologieshttp://www.mshare.net/Imagine Learninghttp://www.imaginelearning.com/Goal Zerohttp://www.goalzero.com/NCS Energy Serviceshttp://ncsfrac.com/Investment Team: Fraser Bullock, Managing Directorfbullock@sorensoncap.comTim Layton, Managing Directortlayton@sorensoncap.comLuke Sorenson, Managing Directorlsorenson@sorensoncap.comRon Mika, Managing DirectorMark Ludwig, Principalmludwig@sorensoncap.comLeGrand Lewis, Principalllewis@sorensoncap.comTommy Macdonald, Vice PresidentBrian Dunn, CFObdunn@sorensoncap.comPeter Sturgeon, Vice PresidentSouthern Utah Dixie Angelswww.dixieangels.comAInformation TechnologySeedEarlyThe Dixie Angels are a newly formed angel group in Southern Utah. The Dixie Angels, launched in January 2005, are federally incorporated as a non-profit organization. The SUDA is a member-led angel group dedicated to improving the investing experience of both the investor and the entrepreneur. The firm provides seed and early-stage capital in the range of $10,000 to $250,000. The group prefers deals that originate in Utah, Nevada or locales contiguous to southwest Utah. Members are entrepreneurs, CEO's, investment bankers, venture capitalists and business leaders who have funded and built world-class companies. SUDA mentors and coaches the entrepreneurs in whom it invests, serves on their boards, provides contacts, and assists with team building, strategic planning and fundraising. SUDA invests in solutions that address major problems for significantly large target markets (i.e. a $100+ million market). A company must demonstrate a strategy to claim significant share of this market (i.e. 20%+). Providing a solution to a problem with a large potential market is essential. SUDA looks for companies that can grow quickly and manage the scale necessary to succeed.

UT

Portfolio companies include:N/AN/AInvestment Team: Michael Christensen, Vision Venturesmike@visionventurecapital.comAdam Snow, Vision Venturesadam@visionventurecapital.comJill Elliss, USTAR SEED Dixie Managerjelliss@dixie.eduThinkAtomic, Inc.www.thinkatomic.comIInformation TechnologySoftware & InternetBusiness ServicesConsumer ProductsSeedThinkAtomic is a high tech incubator, think tank and venture accelerator. ThinkAtomic is developing technologies and concepts that benefit the community such as the CP80 Internet Channel Initiative, which is dedicated to solving the Internet porn problem (through existing technologies to offer families and businesses choice of content while preserving free speech). The firm's founder, Ralph Yarro, serves as the Chairman of the Board of Directors of SCO, Inc., a leading provider of Unix software technology for Intel based distributed, embedded and network-based systems.

510 East Technology Avenue, Building C, Suite 1100OremUT84097801-705-4242

Portfolio companies include:Surf Reconhttp://www.surfrecon.com/VentureQuesthttp://venturequestltd.com/Spotlighthttp://www.spotlight.com/Voonamihttp://www.voonami.com/Xymbiothttp://www.drinkzimbi.com/zimbi-flying-bottle-juice-drinks/Sumavihttp://sumavi.com/Zimbihttp://www.drinkzimbi.com/zimbi-flying-bottle-juice-drinks/ClientRunnerhttp://www.clientrunner.com/Fishbowlhttp://www.fishbowl.com/Nuevanahttp://nuevana.com/Andvuehttp://www.myspace.com/andvueJumpseedhttp://2bnthewild.com/plants/H236.htmCzingohttp://www.urbandictionary.com/define.php?term=chingoSetpointhttp://en.wikipedia.org/wiki/SetPointActionablehttp://dictionary.reference.com/browse/actionableBitcoinMonsterhttp://www.thinkatomic.com/Bazarihttp://bazarimobile.com/iCounthttp://icount.com/WIGShttp://www.wigs.com/Clearplayhttp://www.clearplay.com/Datadiscoveryhttp://www.datadiscoverysoftware.com/Alta Robbinshttp://alta-robbins.com/Orbiteerhttp://www.orbiteer.net/Investment Team: Ralph Yarro, Founder Chairman President and CEOralph@thinkatomic.comPelion Venture Partnershttp://pelionvp.comVCInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaMedical DeviceEarlyPelion Venture Parters was born with the convergence of Utah Ventures/UV Partners and Novell Ventures. Since 1986, Pelion Venture Partners has been helping entrepreneurs turn early-stage concepts into tomorrow's industry-leading companies. With a hands-on approach and collaborative work on each portfolio company, the Pelion team has diverse industry and investment experience. Areas of expertise include information technology, digital media, software and infrastructure, communications, medical devices, networking, wireless, and internet-based companies and technologies.

2755 E. Cottonwood Parkway, Suite 520Salt Lake CityUT84121801-365-0262801-365-0233

Portfolio companies include:Acteeahttp://www.acteea.com/Adapxhttp://www.adapx.com/Anestahttp://www.anesta.com/AngioScorehttp://www.angioscore.com/Aztek Networkdshttp://www.azteknetworks.net/Carefxhttp://www.carefx.com/Cloudfarehttp://www.cloudflare.com/Convivahttp://www.conviva.com/Domohttp://en.wikipedia.org/wiki/Domo_(NHK)DotNetNukehttp://www.dotnetnuke.com/FusionIOhttp://www.fusionio.com/Gazillionhttp://www.gazillion.com/Mfactorhttp://mfactormeetings.com/Mojivahttp://www.mojiva.com/OpenLogichttp://www.openlogic.com/Replay Solutionshttp://www.replaysolutions.com/Skylight Healthcarehttp://www.skylight.com/CloudTesthttp://www.soasta.com/cloudtest/Venafihttp://www.venafi.com/Soastahttp://www.soasta.com/Bloxrhttp://coolmath-games.com/0-bloxorz/index.html33acrosshttp://33across.com/Investment Team: Chris Cooper, PartnerBen Dahl, PrincipalChad Packard, PrincipalJim Dreyfous, Managing Directorjdreyfous@pelionvp.comCarl Ledbetter, Managing DirectorBlake Modersitzki, Managing Directorblake@pelionvp.comJaquie McKay, CFOjaquie@pelionvp.comRob Kain, PartnerUniversity Venture Fundwww.uventurefund.comVCInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareSeedEarlyThe University Venture Fund is an independent venture fund that leverages the innovation of students from around the country. The fund traces its roots to a visit to the University of Utah in 2000 by Geoff Woolley, a venture capitalist who received his M.B.A. from Utah's David Eccles School of Business; he suggested the students start their own venture fund, and several students began raising the seed money. The Fund closed on $5M from institutional and individual investors in 2004, and by 2006, the Fund was managing $18.2M in assets, making it the largest student-run fund by assets under management in the country. Since 2004 the Fund has made more than 20 investments in a diverse number of industries and stages. UVF promotes entrepreneurship by creating a forum of students to be directly involved in venture capital. It is a collaboration between students seeking an entrepreneurial education and professional venture capitalists to search out high tech and consumer trends with potential. Many of the budding businesses they research and back are founded by entrepreneurs the students' age. Students are immersed in an environment that allows them to recognize and act on social and consumer trends, allowing them to identify and connect with potential investments that may otherwise go unnoticed by the venture capital world.

299 South Main St., Suite 310Salt Lake CityUT84111801-326-3590801-326-3598

Portfolio companies include:Ancorahttp://www.ancora.net/Alianzahttp://alianza.com/American Achievementhttp://americanachievement.com/Barosensehttp://barosense.com/Catheter Connectionshttp://catheterconnections.com/Coherex Medicalhttp://www.coherex.com/Control4http://control4.com/CompleteXRMhttp://www.completexrm.com/Daz3Dhttp://www.daz3d.com/HandiQuilterhttp://www.handiquilter.com/Instructurehttp://www.instructure.com/Intelisumhttp://www.intelisum.com/Infinerahttp://infinera.com/Lineagenhttp://lineagen.com/Omniturehttp://www.omniture.com/en/Merrimack Pharmaceuticalshttp://www.merrimackpharma.com/Socialtexthttp://www.socialtext.com/Transpondhttp://social.webtrends.com/TrustedIDhttps://www.trustedid.com/Veritracthttp://veritract.com/AtTaskhttp://www.attask.com/Investment Team: Tom Stringham, Managing Directortom@uventurefund.comPeter Harris, Principalpharris@uventurefund.comRyan Davis, CFOPeter Jarman, AdvisorUSTARwww.innovationutah.comEDInformation TechnologySeedThe Utah Science Technology and Research initiative (USTAR) is a long-term, state-funded investment to strengthen Utah's "knowledge economy." USTAR offers a Technology Commercialization Grant (TCG) program for Utah public regional higher education institutions and associated companies. In an effort to bring innovative new technologies to market, USTAR launched the TCG program in 2009 and conducted three rounds. USTAR also funded The BioInnovations Gateway (BiG), an incubator for emerging biotech and medical device companies, a high-tech training facility for the next generation of bio-innovators, and a contract research resource for Utah's life science industry. USTAR held two new rounds of the Technology Commercialization Grant (TCG) program for Utah public regional higher education institutions and associated companies in FY2011. With a typical award size of $30,000, these grants assist faculty to prototype, test, assess markets, and commercialize new products and services in high-growth markets. Located within the Granite Technical Institute (GTI) at 2500 South State Street in Salt Lake City, BiG will support up to seven resident companies, providing access to state-of-the-art biotech, and biomanufacturing, and engineering design and prototyping equipment. In a unique approach compared to incubators nationally, students work side-by-side resident company staff.

60 E. South Temple, Third FloorSalt Lake CityUT84111801-538-8622801-538-8881

Portfolio companies include:N/AN/AInvestment Team:Ted McAleer, Executive Directortmcaleer@utah.govJill Elliss, Southern Utah TOIP Directorjelliss@utah.govCurtis S. Roberts, Northern Utah TOIP DirectorSteven Roy, Central Utah TOIP DirectorAlan J. Walker, Eastern Utah TOIP DirectorUtah Angelswww.utahangels.comAInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialBusiness ServicesEducation & TrainingSeedThe Utah Angles are fifteen private investors backing Utah entrepreneurs seeking deals in the Wasatch Front of Utah, with a special focus on Utah and Salt Lake Counties (Davis and Wasatch Counties are also acceptable). Utah Angels has invested approximately $1.5 million in the last year, with an average investment size of approximately 550 thousand. The members collaborate, but invest individually. Since the late 1990s, UtahAngels has deployed about $100 million in capital in about 100 companies. The group typically invests from $50,000 to $2,000,000 as equity or convertible debt and assists in securing next stage financing from a venture capital firm, from private sources, or from an IPO. An ideal investment for the Utah Angels would be one with relatively low capital need, good management in place, and has a high exit industry (high multiple - 3X sales or better). Utahangels is not taking applications at this time.

UT

Portfolio companies:Cordahttp://www.domo.com/MyFamily.comhttp://www.myfamily.com/infopiahttp://www.infopia.com/Frontline Phonicshttp://frontlinephonics.com/Omniturehttp://www.omniture.com/en/Alianzahttp://alianza.com/Investment Team:John Richards, Managing PartnerDamon Kirchmeier, Managing Partner-ElectKyle Love, Immediate Past Managing PartnerJon Bradshaw, Executive DirectorUtah Fund of Fundswww.utahfundoffunds.comFOFEDInformation TechnologyCommunications & NetworkingMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareMedical DeviceBusiness ServicesFinancial ServicesConsumer ProductsRetail & RestaurantSeedEarlyGrowthExpansionMiddle MarketThe Utah Fund of Funds is a $300 million State of Utah economic development program aimed at providing Utah entrepreneurs access to alternative or non-traditional capital. The Utah Fund of Funds will not invest money into any company or individual, but rather will invest in venture capital and private equity funds that commit to establishing a working relationship with the Utah Fund of Funds, Utah's start-up and business community, and commit to making investments in qualifying companies. The Utah Fund of Funds will invest in venture capital and private equity funds located both in Utah and outside Utah. The Utah Fund of Funds will seek to invest in quality funds that have successful track records, or managers with successful track records. Also, funds that have shown, or commit to show, interest in making investments in Utah are given high priority. Utah Fund of Funds' dollars are not geographically restricted nor is an office mandated, but frequent visits to the state, attending entrepreneur forums and conferences, and shopping deal flow is required. 38 Utah Companies have raised over $201 million from the Utah Fund of Funds portfolios funds.

170 South Main Street, Suite 1130Salt Lake CityUT84101801-931-4557 801-521-3079

Portfolio funds include:Allegis Capital Media Technology Venture Vhttp://www.allegiscapital.com/team-funk.htmlUniversity Venture Fundhttp://uventurefund.com/UV Partners IVhttp://utahfundoffunds.com/uff_portfolio_uvpartners.htmlvSpring IIhttp://www.utahfundoffunds.com/uff_portfolio_vspring.html5 AM Ventures IIhttp://www.5amventures.com/Sorenson IIhttp://www.motorsport.com/nascar-ns/news/nationwide-reed-sorenson-prepared-for-charlotte-ii-2/vSpring Capitalhttp://vspring.com/UV Partners IVhttp://utahfundoffunds.com/uff_portfolio_uvpartners.htmlBlackstone GSOhttp://www.blackstone.com/our-businesses/aam/credit-(gso)Clarus Ventures II, L.P.http://www.clarusventures.com/Cross Creek Capital, L.P.http://www.crosscreekcapital.com/Epic Venture Fund IV, L.L.C.http://www.epicvc.com/Fenway IIIhttp://en.wikipedia.org/wiki/FenwayFoundry I L.L.C.http://www.howellfoundry.com/index.htmlFrazier Healthcare VI L.P.http://www.nasdaq.com/quotes/insiders/frazier-healthcare-vi-lp-798373Highway 12 Ventures II, L.P.http://www.highway12ventures.com/Hummer Windblad IV, L.P.http://www.humwin.com/Khosla Ventures III, L.P.http://www.khoslaventures.com/Investment Team: Matthew Peterson, Vice Presidentmatt@utahfof.comRyan Davis, Chief Financial OfficerTimothy A. Bridgewater, Managing Directortim@utahfof.comVision Ventures Capitalwww.visionventurecapital.comVCInformation TechnologySoftware & InternetCommunications & NetworkingEnergy & Clean TechSeedEarlyVision Ventures is a venture capital firm headquartered in St. George, Utah that provides seed stage and early stage equity investments, with a particular focus on opportunities in selected states in the Mountain West and Western regions of the United States. Vision Ventures focuses its investments in companies seeking funding amounts between the angel investor round and the venture capital round. The firm normally seeks to make initial investments of $500,000 to $1,000,000 per early stage portfolio company with the goal of obtaining a meaningful equity interest. Vision Ventures Capital & Consulting LLC, is the sponsor of Vision Ventures LP, which is currently in the fund raising stage.

St. GeorgeUT84770

Portfolio companies include:Teknovushttp://www.broadcom.com/products/Broadband-Carrier-Access/EPON-SolutionsInvestment Team:Michael Christensen, Foundermike@visionventurecapital.comAdam Snow, Co-Founderadam@visionventurecapital.comSeth HassellSteve SoterWayne Brown Institutewww.venturecapital.orgIAInformation TechnologySeedFormed in 1983, the Wayne Brown Institute (WBI) runs the oldest and most successful non-profit venture accelerator program in the country. WBI Venture Funding Program and the WBI Angels welcome any company to submit a business plan. WBI offers entrepreneurs educational and training programs that transfer experience, knowledge, contacts and capital from the world's leading business and financial organizations to promising early-stage, technology-based companies. WBI hosts the Investors Choice conferences that bring entrepreneurs together with angel, corporate and venture investors, as well as industry experts. 60% of WBI presenting companies have found funding within 12 months. WBI also hosts The Deal Forum for very early stage companies and offers them venture-based mentoring and introductions to various angel groups and early-stage venture funds.

201 South Main Street, Suite #800Salt Lake CityUT84110-2135801-595-1141801-595-1181

Portfolio companies include:Sonic Innovationshttp://www.sonici.com/Myriad Geneticshttp://www.myriad.com/Ancestry.comhttp://www.ancestry.com/EZ Lift Rescue Systemshttp://www.ezliftrescue.com/Investment Team: Bradley B. Bertoch, President, Board Memberbbertoch@venturecapital.orgRobyn Bertoch, Conference Directorrbertoch@venturecapital.orgAlerion Capital Group, LLCwww.alerion.comVCPEInformation TechnologySoftware & InternetStorage & HardwareExpansionMiddle MarketFounded in the 1990's, Alerion Capital Group is a private equity and management advisory firm investing in later stage, mid-market businesses in the Mountain West, Southwest and Pacific areas. Alerion invests in the following technology industry sectors: hardware and devices, electronics, instrumentation, semiconductor, software, business technology services, and technology enabled services (non-technology industry). Potential companies should have a definable market, significant growth opportunities, demonstrated and sustainable profitability, an experienced management team, an established business model, and proprietary technology, processes or services. Potential investments should also have a gross enterprise value between $5 million and $50 million dollars, annual revenues between $5 and $100 million dollars, and a minimum EBITDA of $1.5 million.

1338 South Foothill Drive, Suite 190Salt Lake CityUT84108801-415-9163

Portfolios companies include:Apex Microtechnologyhttp://apex.cirrus.com/BioVigilant Systemshttp://www.biovigilant.com/LumenIQhttp://www.lumeniq.com/home.htmlVXI Technologyhttp://www.vtiinstruments.com/Tiroshttp://en.wikipedia.org/wiki/TIROSWorldlink Integration Grouphttp://worldlinkintegration.com/Kiosk Information Systemshttp://www.kiosk.com/Stetonhttp://www.steton.com/VTI Instrumentshttp://www.vtiinstruments.com/Investment Team: James Unruh, Founding Principaljimunruh@alerion.comRicardo Deavila, Managing Directorrickdeavila@alerion.comJeffrey Unruh, Managing Directorjeffunruh@alerion.comCindy Bloch, Business DevelopmentJerry Lindfelt, Principal9th Street Investmentswww.9thstreetinvestments.comVCInformation TechnologyMedical DeviceManufacturing & IndustrialSeedEarly9th Street is a non-traditional venture capital group born out of Coorstek, the worldwide leader in advanced ceramics based in Golden, Colorado. 9th Street is primarily focused on investing in businesses in the advanced materials sector. In addition to Venture investments, the firm has also made an acquisition of C5 Medical Werks, and is a limited partner of Pangaea Venture Fund.

700 12th StreetGoldenCO80401720-328-9055

Portfolio companies include:Boulder Ionicshttp://boulderionics.com/Aleco Containerhttp://evolutionbottles.com/EmiSense Technologieshttp://emisense.com/C5 Medical Werkshttp://www.c5medicalwerks.com/Pangaea Venture Fund IIIhttp://www.pangaeaventures.com/news/item/37-pangaea-ventures-announces-first-close-of-third-fundInvestment Team:Doug Coors, PresidentMark Petty, Vice PresidentAndrew Coors, CFODarden Coors, SecretaryTimothy Coors, ManagerMichael Coors, ManagerX-Bar Ventureswww.xbarventures.comAInformation TechnologySeedEarlyEstablished in June of 2007, X-Bar Ventures is an angel financing group made up of technology and finance executives from Utah and Idaho. X-Bar Ventures makes early stage investments in promising projects and start-ups. The firm's focus is primarily on investments in Information Technology (IT), but will consider investing in other industries on a case-by-case basis.

385 E. 800 S. Suite 105OremUT84097801-361-5652

Portfolio companies include:Monnithttp://www.monnit.com/Nail Jackhttp://nailjack.com/BNR Ideashttp://www.troutberry.com/MaxStreamhttp://www.digi.com/Investment Team:Nick Mecham, Managing MemberPhase One Ventures, LLCwww.phaseoneventures.comVCInformation TechnologyLife Sciences & HealthcareEarlyPhase One Ventures, LLC is a venture fund designed to manage Phase One Ventures Limited Partner Fund, LLP. The fund invests in technologies at the intersection of biotechnology and nanotechnology. An average investment in the fund will be $250,000 - $750,000 with a 2-3 times return over a 2-3 year investment horizon, with a maximum investment of $750,000. The fund aims to raise $6-10 million, with the first close completed 30 days after fundraising has been completed. Each of the general partners will invest $100,000, while providing experience and managerial skills to each deal. The fund's goal is to make 3-4 investments annually. The General Partners of the Fund are required to commit $100,000 to the fund, over the five (5) year life of the fund. Additionally, each partner will be expected to lead and manage two (2) company deals over this time.

3900 Paseo Del SolSanta FeNM87507505-660-1046

Portfolio companies include:BiosparQhttp://www.tno.nl/images/shared/overtno/magazine/em_3_2008_16.pdfAcoustic Printinghttp://wattnow.org/1324/alion-inc-solar-cells-manufactured-by-acoustic-printingAcoustic Biosystemshttp://www.bizjournals.com/search?q=Acoustic+Biosystems+IncAqua Membraneshttp://ionaquamembranes.com/Investment Team:John Chavez, General PartnerChuck Call, General PartnerJohn Elling, General PartnerSpencer Farr, General PartnerRick Sanders, General PartnerAuxano Fundingwww.auxanofunding.comVCInformation TechnologyGrowthThe Auxano Funding investment practice was initiated in 2011 and provides growth capital and mentorship to local Utah companies. The firm's name, "Auxano," means to cause to grow or increase.

8548 MIVU CircleSandyUT84093

Portfolio companies include:Primary Intelligencehttp://www.primary-intel.com/Virtel Marketinghttp://virtelmarketing.com/BlueRoof360http://www.blueroof360.com/XO Lightshttp://www.xolights.com/Investment Team:Jensen Warnock, Managing DirectorDavis Warnock, Managing DirectorDamon Kirchmeier, Managing DirectorDarek Giles, AssociateConsumer Capital Partnerswww.consumercp.comPEFinancial ServicesConsumer ProductsRetail & RestaurantReal EstateMiddle MarketHeadquartered in Denver, Consumer Capital Partners is an innovative private investment, concept development and strategic advisory firm focused on Emerging & Established Restaurant Concepts, Retail / Internet-Based Liquor, Wine & Spirits, Leisure-Based Consumer & Real Estate, Consumer Focused Financial Services, Consumer Related Publishing & Information Services, and Retail. Consumer Capital Partners' principals have extensive backgrounds in the fields of private equity, brand, concept and product development, and strategic consulting. CCP is prepared to provide capital to highly capable management teams and the firm is flexible in the form of investment, whether majority or minority. Consumer Capital Partners' preference is to provide capital for growth, recapitalizations, and LBO's where they can create significant consumer value.

1515 Arapahoe Street, Tower One, 10th FloorDenverCO80202303-592-38003030-592-3838

Portfolio companies include:Quiznos Subhttp://www.quiznos.com/Smashburgerhttp://www.smashburger.com/Chef Jimmy's Bistro & Spiritshttp://www.yelp.com/biz/chef-jimmys-italian-bistro-and-spirits-denverMesa Verdehttp://www.nps.gov/meve/index.htmCasa De Golfhttp://www.casadegolf.com/Denver Placehttp://en.wikipedia.org/wiki/Denver_PlaceHacienda Pinellahttp://haciendapinilla.com/2012 USA Pro Cycling Challengehttp://www.usaprocyclingchallenge.com/Beyond the Edgehttp://www.beyond-the-edge.comLaudisiohttp://www.laudisio.comInvestment Team:Rick Schaden, FounderRichard F. Schaden, FounderDavid Prokupek, Managing Partner & Chief Investment OfficerScott Crane, Operating & Managing PartnerShawn Hunter, CEO and Co-ChairmanPat Meyers, CLO, Managing Director and PartnerCrawley Ventureswww.crawleyventures.comFOFCVCInformation TechnologySoftware & InternetCommunications & NetworkingManufacturing & IndustrialFinancial ServicesSeedEarlyExpansionCrawley Ventures is a wholly-owned subsidiary of Crawley Petroleum, formed to make non-petroleum investments including direct investments in private companies, and investments in venture funds and hedge funds. Crawley Ventures invests in seed, early, and expansion stage companies seeking capital to fund opportunities with significant growth potential. Portfolio companies are in a broad range of industries including high tech optics, financial services, software, manufacturing and wireless technologies. The firm's initial investment size is typically $250,000 to $1,500,000.

1675 Larimer St., Suite 300DenverCO80202303-592-1135

Portfolio companies include:First Western Financialhttp://www.fwtb.com/ColorLinkhttp://www.reald.com/Content/professional.aspxEnertia Softwarehttp://www.answers.com/topic/enertia-softwareSkydex Technologieshttp://www.skydex.com/TensorCommhttp://www.fiercewireless.com/Fierce15/2007/tensorcommJettahttp://www.vw.com/jetta/en/us/CenterStone Technologieshttp://centerstonetech.com/Cequinthttp://www.cequint.com/Perlegohttp://perlego.com/VarVeehttp://www.varvee.com/CSP Holdingshttp://csptechnologies.com/Collective Intellecthttp://www.collectiveintellect.com/REALDhttp://www.reald.com/Taazhttp://www.taaz.comInvestment Team:Jim Crawley, Founder & ChairmanS. Kim Hatfield, PresidentMartha Tracey, Vice PresidentDeming Center Venture Fund (DCVF)http://cudcvf.orgVCInformation TechnologySoftware & InternetSeedThe Deming Center Venture Fund (DCVF) is setup to promote and foster entrepreneurship and early-stage investing throughout the CU and Front Range communities. The fund attracts and develops Leeds MBA and other CU graduate students through an applied venture capital investment experience. The Deming Center Venture Fund (DCVF) supports emerging companies in Boulder and surrounding communities. The Fund is managed by Leeds MBA and Colorado Law School students. Part of the Leeds School of Business (at the University of Colorado at Boulder), the Robert H. and Beverly A. Deming Center for Entrepreneurship was founded in 1995, and adopted the tagline of "Entrepreneurs pioneering a sustainable world" in 2005 to represent its commitment to sustainable entrepreneurship. Deming Center programs offer tomorrow's entrepreneurial leaders an entree into the fast-changing world of sustainable business opportunities, with a focus on the growing fields of clean technology and renewable energy. Although investment size will vary greatly, the median capital investment of the Fund is targeted at a range of $20,000 to $25,000. A co-invested round could total significantly more than the target median.

Leeds School of Business, Koelbel Building, 419 UCB995 Regent Dr.BoulderCO80309-0419303-735-5415

Portfolio companies include:SpyderLynkhttp://www.spyderlynk.com/Immersive Labshttp://immersivelabs.com/DataPlayhttp://en.wikipedia.org/wiki/DataPlayEvoke Softwarehttp://www.evoke-software.com/Exabytehttp://en.wikipedia.org/wiki/ExabyteCreekPathhttp://www.storagesearch.com/creekpath.htmlNimsofthttp://www.nimsoft.com/NetLibraryhttp://search.ebscohost.com/LeftHand Networkshttp://www.hp.com/hpinfo/newsroom/press/2009/090211b.htmlWebmiles.comhttp://www.debmiles.com/Birdboxhttp://www.birdbox.com/alpha/indexFlixMasterhttp://www.flixmaster.com/Investment Team:Bret Fund, Faculty Directorbrfund@cudcvf.orgChris Leach, Faculty AdvisorChris.Leach@colorado.eduVictor Fleischer, Faculty AdvisorVictor.Fleischer@colorado.eduAndrew Hartman, Faculty Advisorandy.hartman@colorado.eduEndeavour Capitalwww.endeavourcapital.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsEducation & TrainingMiddle MarketFounded in 1991, Endeavour currently manages funds with over $925 million in equity capital, and focuses on companies in the Western United States. The company is currently investing its fifth equity fund ($475 million.). Endeavor participates in funding the following types of transactions: Growth Equity Capital to support internal growth or make acquisitions; Industry Consolidation to consolidate a fragmented industry; Management Acquisitions to help managers acquire their company or division from private or corporate sellers; Recapitalizations to purchase shares from current owners seeking liquidity, add equity capital to the balance sheet, or reduce debt; and Ownership Transfers to accomplish the transition from family to professional management by providing liquidity for shareholders and creating ownership opportunities for management. Endeavor targets companies in five primary industries: food and consumer, transportation and logistics, education and training, niche manufacturing, and business services. In addition to its equity funds, Endeavour has a mezzanine debt fund (Endeavour SEAM) providing structured equity and mezzanine debt to leading middle market companies in the Western United States. The firm typically invests $15.0 to $50.0 million of equity capital in companies with EBITDA of $5.0 to $25.0 million and larger, in the industries of Transportation and Logistics, Food and Consumer, Education and Training, Niche Manufacturing, and Business Services. Endeavour also maintains offices in Portland, Seattle, and Los Angeles

1125 17th Street, Suite 740DenverCO80202503-223-2721503-223-1384

Portfolio companies include:Columbus Foodshttp://www.columbusfoods.com/Network Global Logisticshttp://www.nglog.com/Diamond Centerhttp://www.dimondcenter.com/SpeeCohttp://www.speeco.com/Alpha Broadcastinghttp://www.alphabroadcasting.com/ATM Equipmenthttp://atmequipment.com/Barrett-Jackson Auction Companyhttp://www.barrett-jackson.com/company/Bristol Farmshttp://www.bristolfarms.com/Columbia Distributing Companyhttp://www.coldist.com/eGlobalhttp://www.eglobal.com/Grant Victorhttp://grantvictor.com/K2 Insurance Servicehttp://k2insgroup.com/Little Red Serviceshttp://www.littleredservices.com/MTI-Andrewshttp://www.mti-interactive.com/Arizona Nutritional Supplementshttp://www.aznutritional.comGrand Canyon Educationhttp://www.gcu.eduPolicy Studieshttp://www.policy-studies.comInvestment Team:Stephen E. Babson, Managing Directorseb@endeavourcapital.comRocky Dixon, Managing Directorjwd@endeavourcapital.comD. Mark Dorman, Managing Directordmd@endeavourcapital.comJ. Dietz Fry, Principaljdf@endeavourcapital.comChad N. Heath, Managing Director (Los Angeles)cnh@endeavourcapital.comLeland M. Jones, Managing Director (Los Angeles)lmj@endeavourcapital.comAaron S. Richmond, Managing Directorasr@endeavourcapital.comBradaigh O. F. Wagner, Principalbow@endeavourcapital.comNathan Hunter, Associate (Los Angeles)ndh@endeavourcapital.comMike Larrenaga, Associate (Los Angeles)mal@endeavourcapital.comMike Larrenaga, Associate (Los Angeles)cdo@endeavourcapital.comEnhanced Capital Partnerswww.enhancedcapital.comVCInformation TechnologySoftware & InternetLife Sciences & HealthcareManufacturing & IndustrialConsumer ProductsRetail & RestaurantEarlyGrowthExpansionEnhanced Capital Partners, formed in 1999, is a national investment firm specializing in state-specific investments in small and emerging companies. The firm has over $400 million under management and seeks to achieve capital appreciation while adhering to a mandate tailored for a local investment approach. The company's goal is to promote the growth and expansion of small businesses while attaining significant returns for its investors by mentoring and leveraging additional private equity for its portfolio companies through its partnerships. The company has established investment funds in Colorado, Louisiana, Texas, Alabama, Tennessee, New York and the District of Columbia, and is currently seeking investment opportunities in those states. Enhanced Capital is in the process of establishing new investment funds in Texas and Alabama. Enhanced Capital pursues both growth equity as well as early stage investing. The firm invests in growth equity investments in the $2 million to $20 million range, which typically are focused on mid to later stage investments. The firm invests in venture equity investments in the $500,000 to $3.5 million range, which typically are focused on earlier stage investments. These investments are for companies that are smaller in size and may or may not be cash flow positive, have revenues of less than $10 million, and are seeking expansion capital.

8310 South Valley Highway, 3rd FloorEnglewoodCO80112303-495-2688303-495-2689

Portfolio companies include:ARC Solutionshttp://www.arcsolutions.com/AV Smoothttp://avsmoot.com/Affiniscapehttp://www.affiniscape.com/Affinity Labhttp://www.affinitylab.com/American Legal Searchhttp://www.americanlegalsearch.com/American Rotorhttp://americanrotors.com/Atherotechhttp://atherotech.com/Azimuth Trusthttp://www.azimuthtrust.com/Barvista Homeshttp://www.barvistahomes.com/BinOpticshttp://binoptics.com/City Wineryhttp://www.citywinery.com/Content Nowhttp://www.contentnow.co.uk/CoreSensehttp://coresense.com/Cork 'N Bottlehttp://www.corknbottle.com/The Crossingshttp://www.premiumoutlets.com/outlets/outlet.asp?id=59eBidenergyhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=1570516Emageonhttp://emageon.com/EnteGreathttp://www.entegreat.com/Finalihttp://www.finalemusic.com/Fire Rockhttp://www.firerock.us/Floophttp://www.floop.com/Flow Logic Internationalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26415675GolfTEChttp://www.golftec.com/Group 3 Designhttp://designgroupthree.com/Emageonhttp://emageon.com/Wireless Channelshttp://documentation.netgear.com/reference/fra/wireless/WirelessNetworkingBasics-3-05.htmlHomeSpherehttp://homesphere.com/Accelerated Orthopedic Technologieshttp://www.acceleratedorthopedics.com/Advanced Network Solutionshttp://www.ansolutions.com/Alereonhttp://www.alereon.comPartPointhttp://www.partpoint.netInvestment Team: Gingee Princegprince@enhancedcapital.comREES Capitalwww.reescapital.comAInformation TechnologySeedEarlyREES (Recognizing & Empowering Entrepreneurial Success) Capital is an angel investment and mentor capital firm that works in close collaboration with entrepreneurs and their investors and board members to drive company growth and maximize equity value through strategic direction and influence. REES Capital focuses its efforts on start-ups and high-growth companies. Based in South Jordan, Utah, REES Capital works with entrepreneurs and companies throughout the world. REES is looking to invest its own capital into promising companies with investment size ranging between $25,000 to $2 million per investment.

51 W. South Jordan Parkway (10600 South)South JordanUT84095801-254-5400

(Mailing Address)63 East 11400 South, Suite 407SandyUT84070Portfolio companies include:N/AN/AInvestment Team:Amy Rees Anderson, Managing Partneramy@reescapital.comAdam Casto, PartnerShani Allsop, PartnerDave Chidester, PartnerASU Venture Catalysthttp://asuventurecatalyst.orgIInformation TechnologySoftware & InternetSeedASU Venture Catalyst was started in October 2010 and is a unit of the Office of Knowledge Enterprise Development (OKED) based in ASU SkySong. The group works closely with AzTE (technology transfer) and internal entrepreneurship activity. ASU Venture Catalyst's mission is to accelerate high potential startup (HPSU) companies with a range of services. These include: internal (staff, student, alumni) and external (US and international startups seeking a base in the U.S.). The unit, along with the Edson Accelerator and other startup initiatives, is based in the public-private partnership SkySong Innovation Center. The Venture Catalyst services include: business plan development; mentorship, interim management, connections, development roadmap, links (via Enterprise Concierge) to the greater university, and pracademic training. The Edson Student Entrepreneur Initiative (see separate profile) provides funding, mentorship, and office space to teams of students across all university disciplines.

Arizona State University at SkySong1475 North Scottsdale Road, Suite 200ScottsdaleAZ85257480-884-1860480-884-1888

Portfolio companies include:N/AN/AManagement Team:Gordon McConnell, Assistant VP for Innovation Entrepreneurship and Venture Accelerationgordon.mcconnell@asu.eduCharlie Lewis, Directorclewis@azte.comJim Cook, Global Business Development Directorjim.cook@asu.eduWiley Larsen, Venture Managerwiley.larsen@asu.eduBrent Sebold, Senior Venture Managerbrent.sebold@asu.eduFred von Graf, Senior Venture Managerfred.von.graf@asu.eduTreasure Valley Angel Fund, LLCwww.treasurevalleyangelfund.comAInformation TechnologySeedThe Treasure Valley Angel Fund, LLC was launched in 2012 as an investment fund organized for the purpose of pooling the capital resources of accredited investors in and around the Treasure Valley region of Idaho, and investing those pooled capital resources in early stage companies. The Fund's objective is to promote business and economic development in the region while providing its members with the potential for investment returns. The Fund is selling up to 40 units of membership interest at $50,000 per unit. On July 19, 2012, the Fund held its organizational meeting in Boise. The Fund had sufficient investor commitments to reach its first close at $750,000, which means the Fund is now operational and actively considering investments. The Fund will continue to accept investors until it reaches $2 million in commitments or until the members choose to close the offering.

PO Box 171182BoiseID83717208-426-3875

Portfolio companies include:N/AN/AInvestment Team:Kevin Learnedkevinlearned@boisestate.edueonBusiness Corporationwww.eonbusiness.comVCInformation TechnologySoftware & InternetSeedEarlyFounded in 1997 as an Internet marketing strategy and web development company, eonBusiness has assisted many entrepreneurs in launching, developing and growing various web-based businesses. EonBusiness' early success assisting others prompted them to make direct investments in and to operate their own e-commerce businesses, beginning as early as 1999. Since that time, the firm has developed, invested in, and operated several successful Internet service and e-commerce businesses, some of which have been acquired. The firm's two initial private venture funds, eonCaptital Venture Fund I and II, make supportive investments in seed and early-stage Software as a Service (SaaS) and mobile application businesses. The firm's specific investment focus is in seed and early-stage funding for SaaS and mobile application based businesses with: Subscription based monthly/annual recurring revenue, investment need of up to $5,000,000, minimum 10x return-on-investment, and planned exit strategy within 3-7 years.

7430 East Caley Avenue, Suite 200CentennialCO80111303-850-9300

Portfolio companies include:Marginizehttp://www.marginize.com/TeamSnaphttp://www.teamsnap.com/Vanillahttp://en.wikipedia.org/wiki/VanillaReTel Technologieshttp://www.reteltechnologies.com/DailyBurnhttp://dailyburn.com/socialthinghttp://www.crunchbase.com/company/socialthingmobileStormhttp://www.mobilestorm.com/MadKasthttp://madkast.blogspot.com/LgDbhttp://www.lgdb.org/AllAboardToys.comhttp://www.allaboardtoys.com/eonMediahttp://www.eonmedia.biz/Mocapayhttps://www.mocapay.com/mca/home.html%3bjsessionid=c631a02ee6e13ac3a23a5fc686fdHomePoint.comhttp://homepoint.com/Go Toasthttp://www.clickz.com/clickz/news/1697209/aquantive-acquires-go-toastgraphic.lyhttp://www.graphic.lySendGridhttp://www.sendgrid.com/Next Big Soundhttp://www.nextbigsound.com/iSockethttp://www.isocket.com/SimpleGeohttp://www.simplegeo.com/DebtMarkethttp://www.debtmarket.com/Twiliohttp://www.twilio.com/Investment Team: Dave Carlson, Managing Directordave@eonbusiness.comFrank Watervoort, Managing Directorfrank@eonbusiness.comRob Hooke, Managing Directorrob@eonbusiness.comGart Companieswww.gartco.comPEConsumer ProductsRetail & RestaurantSports & EntertainmentMiddle MarketThe Gart Companies is a multifaceted, privately held corporation comprised of three main divisions: Gart Properties, Specialty Sports Ventures, and Gart Capital Partners (GCP). GCP is a private equity investment partnership that provides closely held and family owned businesses with private equity capital for ownership transition and growth. The firm invests in a broad range of consumer and retail businesses that include, but are not limited to, specialty retailing and accompanying services, recreation, sports and sporting goods, and leisure activities. GCP seeks opportunities in the smaller, middle market defined as businesses with annual revenues of $5 million to $250 million, and EBITDA of $1 million to $15 million. The firm makes initial investments of $3-$20 million in 2-3 companies per year.

299 Milwaukee Street, Suite 500DenverCO80206303-333-1933303-333-1905

Portfolio companies include:GolfTEChttp://www.golftec.com/Colorado Bag'n Baggagehttp://www.coloradobaggage.com/cbc/Swoozie'shttp://swoozies.com/Powderhorn Ski Resorthttp://www.powderhorn.comRunnign Specialty Grouphttp://www.therunningcompany.netInvestment Team: Ken Gart, President, Specialty Sports Ventureskeng@gartco.comThomas Gart, Principaltgart@gartco.comJohn Gart, Principaljohng@gartco.comGreenmont Capital Partnerswww.greenmontcapital.comVCEnergy & Clean TechConsumer ProductsRetail & RestaurantEarlyGreenmont Capital Partners is an investment fund founded by natural product industry insiders, focusing on early-stage companies in the $500-billion (globally) and $200 billion (in the U.S.) Lifestyles of Health and Sustainability (LOHAS) market. The firm's first fund, Greenmont Capital Partners I, LP (Greenmont I), was incepted in 2004 and has $20 million of committed capital. Greenmont Capital Partners II, LP (Greenmont II), began operations in September 2007. Greenmont focuses on early- and growth-stage companies and requires trailing 12-month revenue of at least $1 million for a company to be considered for investment. Greenmont seeks investment opportunities in branded, consumer products companies with a clear LOHAS orientation. This primarily includes, but is not limited to, companies within the Food & Beverage and/or Natural Products categories. Greenmont may also consider smaller-scale opportunities in the Alternative Energy/Clean Tech space, a.k.a. "consumer clean tech," that provide for branded, consumer-facing products and/or applications. Privately held companies are preferred. Greenmont will consider investment opportunities in North America and Europe.

1634 Walnut Street, Suite 301BoulderCO80302303-444-0599303-444-0603

Portfolio companies include:Blue Horizon Organic Seafoodhttp://bluehorizonseafood.com/Izze Beverage Co.http://www.izze.com/OZOcarhttp://www.ozocar.com/Pax Scientifichttp://paxscientific.com/Eco-Productshttp://www.ecoproducts.com/Madhava Honeyhttp://www.madhavasweeteners.com/honey/mountain-gold-and-ambrosia-honey/EcoSMART Technologieshttp://www.ecosmart.com/New Resource Bankhttp://www.newresourcebank.comDoor to Door Organicshttp://www.doortodoororganics.comInvestment Team:Todd Woloson, Managing Directortodd@greenmontcapital.comDavid Haynes, Managing Directordavid@greenmontcapital.comBarney Feinblum, Managing Directorbarney@greenmontcapital.comHaas Hassan, Managing Directorhass@greenmontcapital.comKim Bixel, Partnerkim@greenmontcapital.comPam Shepherd, Vice Presidentpam@greenmontcapital.comHercules Technology Growth Capital, Inc.www.htgc.comVDInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorStorage & HardwareLife Sciences & HealthcareEarlyGrowthExpansionHercules Technology Growth Capital, Inc. (Nasdaq: HTGC) is a publicly traded, specialty finance company offering senior and subordinated working capital loans, senior revolving loans, bridge loans and equipment loans, as well as direct equity investment exclusively to privately-held growth companies backed by top-tier venture capital and private equity firms, at all stages of development. The firm has committed more than $2.4 billion to more than 170 companies. This type of financing is commonly referred to as "venture lending," "venture debt," or what the firm calls "structured mezzanine financing." Hercules focuses its investments in companies active in technology and life science industries including biotechnology, medical devices, software, electronics and computer hardware, communications and networking as well as semiconductors and components. Hercules offers a full range of customized loans ranging from $1 million to $30 million, and has the capability to underwrite transactions up to $30 million. The firm also maintains offices in Palo Alto, CA and Boston, MA.

10955 Westmoor Drive, Suite 400WestminsterCO80021303-410-4417866-212-1031

Portfolio companies include:AcelRx Pharmaceuticalshttp://www.acelrx.com/Aegerion Pharmaceuticalshttp://www.aegerion.com/Alexza Pharmaceuticalshttp://www.alexza.com/Althea Technologieshttp://www.altheatech.com/Anthera Pharmaceuticalshttp://anthera.com/Aveo Pharmaceuticalshttp://aveopharma.com/BARRxhttp://www.barrx.com/BIND Bioscienceshttp://www.crunchbase.com/company/bind-biosciencesBox.Nethttp://www.box.net/BrightSource Energyhttp://www.brightsourceenergy.com/Central Desktophttp://www.centraldesktop.com/Chroma Therapeuticshttp://www.chromatherapeutics.com/ClickFoxhttp://clickfox.com/Dicerna Pharmaceuticalshttp://www.dicerna.com/E-Band Communicationshttp://www.ebandcom.com/EcoMotorshttp://ecomotors.com/Elixir Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2246762Enphase Energyhttp://enphase.com/GreatPoint Energyhttp://www.greatpointenergy.com/Gynesonicshttp://www.gynesonics.com/HighJumphttp://www.highjump.com/Ikano Communicationshttp://www.ikano.com/IntelePeerhttp://www.intelepeer.com/Intelligent Beautyhttp://www.ibinc.com/InXpohttp://www.inxpo.com/IPAhttp://en.wikipedia.org/wiki/International_Phonetic_AlphabetKXENhttp://www.kxen.com/Labcytehttp://labcyte.com/MaxVisionhttp://maxvision.com/Merrion Pharmaceuticalshttp://merrionpharma.com/NeurogesXhttp://www.neurogesx.com/OpSourcehttp://www.opsource.net/Optiscan Biomedicalhttp://optiscan.com/Pac-West Telecommhttp://www.pacwest.com/Pacira Pharmaceuticalshttp://www.pacira.com/PeerApphttp://www.peerapp.com/PolyMedixhttp://www.polymedix.com/Propel Biofuelshttp://propelfuels.com/QuatRx Pharmaceuticalshttp://quatrx.com/Reply!http://www.reply.com/RichRelevancehttp://www.richrelevance.com/ScriptSavehttp://www.scriptsave.com/Solace Pharmaceuticalshttp://www.xconomy.com/boston/2010/02/08/solace-pharma-closes-boston-area-office-after-pain-treatment-fails-in-clinical-trial/Solexelhttp://solexel.com/Stokehttp://www.stoke.com/Tecturahttp://www.tectura.com/default.aspTransMedicshttp://www.transmedics.com/wt/home/indexUnifyhttp://www.unify.com/White Skyhttp://whitesky.com/Investment Team: Manuel A. Henriquez, Co-Founder, Chairman & CEOTodd Jaquez-Fissori, Managing Directortfissori@htgc.comKevin L. Grossman, Managing Director (Colorado), 303-410-4417kgrossman@htgc.comSteve Kuo, Managing Directorskuo@htgc.comParag I. Shah, Senior Managing DirectorKathy Conte, Managing DirectorRoy Y. Liu, Managing DirectorJanice Bourque, Managing DirectorMichael Bowden, Principalmbowden@htgc.comBryan Jadot, Managing Directorbjadot@htgc.comHimani Bhalla, Principalhbhalla@htgc.comIntel Capitalwww.intel.com/capitalCVCInformation TechnologySoftware & InternetCommunications & NetworkingEarlyIntel Capital, Intel's strategic investment program, is one of the largest worldwide corporate venture programs investing in the technology segment. With an overall strategy to stimulate advances in computing and communications, the Intel Capital team seeks out, and invests in, promising companies worldwide, working together to establish new and innovative technologies, develop industry standard solutions, drive Internet growth, and advance the computing platform. Since 1991, Intel Capital has invested more than $10.8 billion in approximately 1,250 companies in 54 countries. In that timeframe, 189 portfolio companies have gone public on various exchanges around the world and 300 were acquired or participated in a merger. In 2010, Intel Capital invested $327 million in 119 investments with approximately 44 percent of funds invested outside the United States and Canada.

666 Newport St.DenverCO80224206-953-1879206-505-8820

Portfolio companies include:Broadcomhttp://www.broadcom.com/C/NEThttp://www.cnet.com/Marvell Technology Grouphttp://www.marvell.com/SiRF Technologyhttp://www.csr.com/VA Linuxhttp://valinux.com/Adaptivityhttp://www.adaptivity.com/Althea Systemshttp://altheasystems.com/Anobithttp://anobit.com/boo-boxhttp://www.theboombox.com/De Novohttp://en.wikipedia.org/wiki/De_novoIPTEGOhttp://www.iptego.com/Layarhttp://www.layar.com/Lilliputian Systemshttp://lilliputiansystemsinc.com/Ortiva Wirelesshttp://ortivawireless.com/Rock Flow Dynamicshttp://rfdyn.com/Select-TVhttp://www.selectv.com/SilkRoadhttp://www.joymax.com/silkroad/Taifatechhttp://www.taifatech.com/Videon Centralhttp://www.videon-central.com/Verismo Networkshttp://verismonetworks.com/Winchannelhttp://www.wintv.com.au/YuMehttp://www.yume.com/Yummly.comhttp://www.yummly.com/Boxhttp://www.box.comHungama.comhttp://www.hungama.comJellihttp://www.jelli.comNewAerhttp://www.neuaer.comTier 3http://www.tier3.comInvestment Team:Arvind Sodhani, Executive Vice President & President Intel CapitalLisa Lambert, Vice President & Managing Directorlisa.m.lambert@intel.comSteve Eichenlaub, Senior Directorstephen.g.eichenlaub@intel.comMarc Yi, Managing DirectorKeith Larson, Vice President & Managing DirectorDavid Flanagan, Managing DirectorMike Buckley, Managing DirectorRanjeet Alexis, Senior DirectorJose M. Blanc, Managing DirectorBrian Wolf, Managing DirectorMarc Yi, Managing DirectorIntermedia Partners, LPwww.intermediaadvisors.comPESoftware & InternetCommunications & NetworkingMedia & Digital MediaMiddle MarketFounded in 1988 by Leo Hindery Jr., InterMedia Partners, LP is a private equity investment fund focusing on the media industry. Over the course of its seven funds, InterMedia has invested in cable television, broadcast television, print, radio, internet, marketing, and broadband opportunities. The current fund, InterMedia Partners VII, LP is focused on content assets which target underserved markets. InterMedia's Senior Partners have over 50 years of operating experience and the firm maintains additional offices in New York and Florida.

3033 East First Avenue, Suite 515DenverCO80206303-339-7100303-339-7543

Portfolio companies include:CineLatinohttp://www.cinelatino.com/Control Roomhttp://controlroom.com/Gospel Music Channelhttp://www.watchgmctv.com/musicIntermedia Outdoorshttp://imoutdoorsmedia.com/Soul Train Holdingshttp://soultrain.com/Thomas Nelsonhttp://www.thomasnelson.com/consumer/Universal Sportshttp://www.universalsports.com/Uptown Media Grouphttp://uptownmagazine.com/Vibe Holdingshttp://www.bloomberg.com/news/2011-02-09/magic-johnson-said-to-take-stake-chairman-post-at-vibe-holdings.htmlInterMedia Espanol Holdingshttp://www.intermediaadvisors.com/main.cfm?actionId=globalShowStaticContent&screenKey=cmpPortfolio&s=interMediaAccess Networkhttp://www.accessnetwork.comAspirehttp://www.aspire.tvBlackBook Mediahttp://www.bbook.comThe Sportsman Channelhttp://www.thesportschannel.comInvestment Team:Leo Hindery, Jr., Managing PartnerLHindery@IntermediaAdvisors.comPeter M. Kern, Managing PartnerPKern@ IntermediaAdvisors.comDavid B. Koff, Senior PartnerDKoff@IntermediaAdvisors.comAlan J. Sokol, Senior PartnerCraig D. Fischer, PartnerCFischer@IntermediaAdvisors.comJerome Setter, PartnerJSetter@IntermediaAdvisors.comIron Gate Capital, LLCwww.irongatecapital.comVCPEInformation TechnologySoftware & InternetEnergy & Clean TechBusiness ServicesRetail & RestaurantReal EstateEarlyGrowthExpansionMiddle MarketFounded in 2005, Iron Gate Capital, LLC is a Colorado-based investment group that provides both private equity and debt financing to exceptional entrepreneurs and solid business opportunities. In contrast to many venture funds and private equity groups that deploy a "top-down" investment strategy (i.e., focus on specific industries/sectors), Iron Gate Capital exercises "bottom-up" analysis (i.e., company specific) across multiple industries (including hard assets, such as real estate) and investment stages (early, middle, mezzanine, management buyouts, industry rollups, etc.) to seek the best private investment opportunities. The firm targets investments between $750,000 and $5 million as the lead or as a co-investor. Iron Gate does not do "seed" investments.

363 Centennial Pkwy, Suite 240LouisvilleCO80027303-395-1335 303-395-1336

Portfolio companies include:Construction Software Technologieshttp://isqft.com/IP Commercehttp://www.ipcommerce.com/Home.aspxMBH Enterpriseshttp://www.mbhe.com/our_history.htmlSacramento Natural Gas Storagehttp://sacnaturalgas.com/Syncardia Systemshttp://www.syncardia.com/Smashburgerhttp://www.smashburger.com/Mortgage Opportunity Fundhttp://www.nuveen.com/CEF/FundDetail.aspx?FundCode=JLSUN Plaza Associateshttp://www.budhibbs.com/collectorpages/plaza_associates_cmts.htmGrease Monkey Chinahttp://www.greasemonkey.cn/en/EWP Developmenthttp://investing.businessweek.com/research/stocks/private/people.asp?privcapId=34213910Meritage Energyhttp://meritageenergy.com/Blake Street Real Estate Investorshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=79608640Encino Energyhttp://www.encinoenergy.comCPX Lone TreeHotelhttp://www.irongatecapital.com/portfolio.htmInvestment Team:Douglas Fahoury, Partner & Managing Directordfahoury@irongatecapital.comSteve McConahey, PartnerRobert Cohen, PartnerKayne Anderson Capital Advisors, LPwww.kaynecapital.comPEEnergy & Clean TechManufacturing & IndustrialBusiness ServicesTransportation & DistributionReal EstateMiddle MarketKayne Anderson Capital Advisors has engaged in alternative investing since its inception in 1984. The firm manages approximately $18.0 billion in alternative investments through partnerships, closed-end funds and offshore funds. The firm engages in Energy Private Equity, Growth Equity and Mezzanine investing. Kayne Anderson has engaged in private energy investing since 1991. The firm manages a series of investment partnerships dedicated to private equity financings for high-growth exploration and production, midstream and oilfield service companies. Energy Private Equity target investments are generally $20 million to $100 million, but the firm can arrange larger financings through its extensive network of co-investors. Through a number of funds, Kayne's Growth Private Equity Group has completed numerous deals over the past 15 years with both public and private companies in various forms, including secured debt, convertible preferred and direct equity investments. Kayne Anderson Mezzanine Credit Partners makes investments in middle market companies that have demonstrated an ability to generate stable and measurable cash flows. The firm invests in middle market companies ($100-$500M sales and $10-$50M of EBITDA), with a typical investment size of $10-35M.

210 University Blvd., Suite 660DenverCO80206303-321-1598

Portfolio companies include:Adventure Explorationhttp://adventurexpl.com/Caddo Resourceshttp://investing.businessweek.com/businessweek/research/stocks/snapshot/snapshot.asp?capId=45322400Clipper Energyhttp://clipperwind.com/Great Plains Operatinghttp://gpenergyllc.com/Highland Oil & Gashttp://www.manta.com/c/mttmxwv/highland-oil-gasMatris Explorationhttp://matrisexploration.com/Plano Petroleumhttp://www.manta.com/c/mm729ck/plano-petroleumZone Energyhttp://zoneoilandgas.com/Addison Oilhttp://addisonoil.com/Alamo Resources IIhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=108750826Augustus Energyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=29480703Axia Energyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=99722239Beacon E&P Companyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=65358433Calyx Energyhttp://calyxenergy.com/Camcor Oil Sands Opportunity Fundhttp://www.lexdon.com/article/camcor_raises_$200_million_in/115149.htmlEndless Mountain Energy Partnershttp://endlessmountainenergy.com/Cross Creek Energyhttp://crosscreekenergy.com/Great Plains Operatinghttp://gpenergyllc.com/Cantera Energyhttp://canteraenergy.com/Canyon Midstream Partnershttp://canyonmidstream.com/Crown Energy Resourceshttp://www.crownec.com/Grenadier Energy Partnershttp://grenadierenergy.com/Energy Private Equity Team:Robert Sinnott, CEOrsinnott@kaynecapital.comDaniel Weingeist, Co-Managing Partnerdweingeist@kaynecapital.comCharles Yates, Senior Managing Directorcyates@kaynecapital.comMichael Heinz Jr., Senior Managing Directormheinz@kaynecapital.comDavid Iverson, Managing Directordiverson@kaynecapital.comJames Broach, Managing Directorjbroach@kaynecapital.comGifford Wilkerson, Senior Vice Presidentgwilkerson@kaynecapital.comDavid Habachy, Senior Vice PresidentKevin Brophy, Senior Vice PresidentMark Teshoian, Senior Vice PresidentGreg Davis, Senior Vice PresidentTray Black, Senior Vice PresidentBuddy Clarke, Vice PresidentGrowth Private Equity Team:David Walsh, Senior Managing DirectorChris Howard, Transaction DirectorJ. Doyl Burkett, Managing DirectorJeremy Schwartz, Managing DirectorNishita Pawar, Vice PresidentNathan Locke, Vice PresidentJohn Duffy, Operating ManagerMezzanine Finance Team:Edward Cerny, Senior Managing DirectorDavid Petrucco, Senior Managing DirectorKurt Prohl, Managing DirectorChristopher Pollina, DirectorThomas Archie, Managing DirectorJohn McNulty, Managing DirectorJenna Young, Vice PresidentArthur Ventureswww.arthurventures.comVCInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareEarlyArthur Ventures will focus its investments in three target industry sectors and an investment size that is post-angel investment and pre-institutional VC funding. The firm's preference is for investment opportunities that have established business models, prototypes, and are positioned for rapid growth. However, Arthur is open to hearing from quality companies and entrepreneurs and evaluating opportunities that fit its investment focus no matter what the industry or investment stage. The fund's focus is on Information Technology, Clean Technology, and Life Sciences. According to published reports, the firm manages a $13.2 million fund and plans to make investments ranging from $500,000 to $2 million in about eight to 12 companies. The firm's founder Doug Burgum led Great Plains Software, which was acquired by Microsoft Corporation in 2001 for $1.1 billion.

102 Broadway, Suite 203FargoND58102701-232-3521701-232-3530

Portfolio companies include:Intelligent InSiteshttp://www.intelligentinsites.com/AltraVaxhttp://www.altravax.com/Workfacehttp://workface.com/Loyalty Buildershttp://www.loyaltybuilders.com/Hardcore Computerhttp://www.hardcorecomputer.com/Preventicehttp://www.preventice.com/Investment Team: Douglas J. Burgum, Co-founder and ChairmanJames B. Burgum, Co-founder and Managing Directorjames@arthurventures.comKathy Laney, Operations DirectorTadd Tobkin, DirectorPatrick Meenan, DirectorAndrew Christensen, AnalystCenter of North America Capital Fundwww.ndalliancelink.com/Investment_CONAC_Fund.htmVCInformation TechnologyManufacturing & IndustrialConsumer ProductsEarlyExpansionThe Center of North America Capital Fund (CONAC) is a community development venture capital fund that provides early stage and expansion stage equity investment to promising businesses located throughout North Dakota. The CONAC Fund is a for-profit fund that is owned by its investors including individual accredited investors, banks, cooperative and investor-owned utilities and other institutional, government or corporate investors. The focus of the Fund is on companies with exciting ideas and high potential. The mission of the Fund is twofold: to retain investable capital in the region and to benefit the communities of the region by providing the seed capital necessary to assist businesses in growing and creating new jobs. A typical investment in a portfolio company ranges from $10,000 to $50,000. The CONAC Fund makes investments throughout North Dakota. It has, however, established a target investment area consisting of a 13 county area of the northernmost section of central North Dakota, the 8 county Southwest REAP zone, and the Indian Reservations of the Turtle Mountain Band of Chippewa and the Spirit Lake Nation. The CONAC Fund will emphasize investments in the following kinds of opportunities: value-added food and nonfood products, manufacturing of goods, technology and machinery, information service companies, and international trade.

CEO Praxis, Inc., The Dacotah Building100 North 3rd StreetGrand ForksND58203701-775-3354

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Delore Zimmermandelore@ceopraxis.comDouglas McDonalddoug@ceopraxis.comInvestAmerica Venture Groupwww.investamericaventuregroup.comVCPEInformation TechnologyManufacturing & IndustrialBusiness ServicesRetail & RestaurantExpansionMiddle MarketInvestAmerica is a nationally recognized private equity-/venture capital investment management group with over 100 cumulative years of fund management experience. The Principals founded the InvestAmerica brand in 1985. Since 1985, funds managed by InvestAmerica have provided private equity financing of over $100,000,000 to more than 120 companies. The firm will consider all opportunities with particular interest in companies with sales ranging from $10 million to $50 million. InvestAmerica's funds invest in management buyouts, ownership changes, and later-stage growth opportunities. Ideally, companies will seek less than $10 million in which InvestAmerica funds typically participate in $1 million to $2 million in the first round of the financing and usually be a member of a syndicate that may be providing $3-$10 million of financing. The InvestAmerica group is headquartered in Cedar Rapids, Iowa with regional offices in Kansas City, Missouri; Vancouver, Washington; Fargo, North Dakota and St. Paul, Minnesota. The firm will invest across the U.S.

51 Broadway, Suite 500FargoND58102701-298-0003701-293-7819

Portfolio companies include:MaMa Rosa'shttp://mama-rosas.com/Orthman Manufacturinghttp://www.orthman.com/Architectural Art Manufacturinghttp://www.archart.com/Investment Team: John G. Cosgriff, ManagerKing Hill Capitalwww.kinghillcapital.comVCEnergy & Clean TechSeedEarlyFounded in 2007, King Hill Capital invests in early stage cleantech companies that develop renewable energy or energy efficiency technologies. Initial investments typically range from $100K to $250K, and might increase to $500K over the life of the investment. King Hill Capital often seeks a board position at the companies in which it invests.

DenverCO617-803-5597

Portfolio companies include:American Aerogelhttp://americanaerogel.com/General Compressionhttp://www.generalcompression.com/index.php/whoPurpose Energyhttp://purposeenergy.com/Raven Brickhttp://ravenbrick.com/Stellarishttp://www.stellaris-corp.com/Solar Sentryhttp://www.solarsentry.com/Albeo Technologieshttp://www.albeotech.com/Meridian Energyhttp://www.meridianenergy.co.nz/Outsmart Power Systemshttp://www.outsmartinc.com/Sunflowerhttp://en.wikipedia.org/wiki/Sunflower7AC Technologieshttp://www.7actech.comAlbeo Technologieshttp://www.albeotech.comGreentech Mediahttp://www.greentechmedia.comLightning Hybridshttp://www.lightninghybrids.comInvestment Team:John Keane, Jr.john@jfkeane.comKRG Capital Partners, LLCwww.krgcapital.comPEEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionFinancial ServicesDefense & Homeland SecurityMiddle MarketKRG Capital Partners, LLC is a private equity investment firm specializing in acquiring controlling interests in middle-market companies and growing them into significantly larger enterprises through the combination of internal growth and selective strategic add-on acquisitions. KRG Capital seeks investment opportunities where they can partner with existing management teams that are committed to building a best-in-class industry leader through industry consolidation. The firm seeks companies with EBITDA ranging from $10-$100 million, and annual revenues ranging from $35 million to $400 million, in the following industries: healthcare services, medtech & life sciences, construction materials and services, aerospace, defense, government services, marketing, transportation, specialty finance and insurance, and energy services and products.

1800 Larimer Street, Suite 2200 DenverCO80202303-390-5001 303-390-5015

Portfolio companies include:AllPointshttp://allpointsfps.com/Aurora Diagnosticshttp://www.auroradx.com/Avizenthttp://www.avizentrisk.com/Cetero Researchhttp://www.cetero.com/Fort Dearborn Companyhttp://www.fortdearborn.com/Liberty Dialysishttp://libertydialysis.com/Marquette Transportationhttp://www.marquettetrans.com/OLSONhttp://www.oco.com/PAS Technologieshttp://www.pas-technologies.com/PetroChoicehttp://petrochoice.com/Tecta Americahttp://www.tectaamerica.com/Focushttp://www.focus.com/Tronair Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=139694471Universal Pegasushttp://universalpegasus.com/Vention Medicalhttp://www.mondofacto.com/facts/dictionary?VenetianAnsira Engagement Marketinghttp://www.anssira.comAthletic & Therapeutic Institutehttp://www.atipt.comConvergint Technologieshttp://www.convergint.comFederal Oilfield Hardwarehttp://www.federalconnects.comFire and Life Safety Americahttp://www.flsamerica.comHome Solutionshttp://www.infusioncare.comInvestment Team:Mark M. King, Co-Founder & Managing Directormking@krgcaptial.comBruce L. Rogers, Co-Founder & Managing Directorbrogers@krgcapital.comCharles R. Gwirtsman, Co-Founder & Managing Directorcgwirtsman@krgcapital.comChristopher J. Lane, Managing Directorclane@krgcapital.comCharles A. Hamilton, Managing Directorchamilton@krgcapital.comSteven D. Neumann, Managing Directorsneumann@krgcapital.comBlair J. Tikker, Managing Directorbtikker@krgcapital.comTed C. Nark, Managing Directortnark@krgcapital.comStewart A. Fisher, Managing Directorsfisher@krgcapital.comDamon S. Judd, Managing Directordjudd@krgcapital.comFoundry Groupwww.foundrygroup.comVCAInformation TechnologySoftware & InternetEarlyFoundry Group is a venture capital firm focused on making investments in early-stage information technology, Internet and software startups. The firm's current venture fund of $225 million was launched in late 2010. Since its inception, Foundry Group has invested in over 100 companies as institutional investors, and over 50 companies as angel investors. The firm prefers to make small seed investments of $250,000 to $500,000 to help promising entrepreneurs across North America. Investment themes Foundry is currently pursuing include Human Computer Interaction, Implicit Web, Email, Glue, and Digital Life.

1050 Walnut Street, Suite 210BoulderCO80302303-642-4050303-642-4001

Portfolio companies include:AdMeldhttp://www.admeld.com/Attachments.mehttp://attachments.me/Authentic8https://www.authentic8.com/BigDoorhttp://www.bigdoor.com/Brightleafhttp://www.brightleaf.com/Cheezburgerhttp://icanhascheezburger.com/Cloud Engineshttp://www.pogoplug.com/CrowdTaphttp://crowdtap.com/EmSensehttp://www.emsense.com/Fitbithttp://www.fitbit.com/Gisthttp://gist.com/Gniphttp://gnip.com/Integratehttp://integrate.com/Lijit Networkshttp://www.lijit.com/Oblong Industrieshttp://oblong.com/Smith & Tinkerhttp://www.smithandtinker.com/Topspinhttp://www.topspinmedia.com/Awe.smhttp://www.awe.smBetabrandhttp://www.betabrand.comCloudabilityhttp://www.cloudability.comDataHerohttp://www.data-hero.comFederated Media Publishinghttp://www.federatedmedia.netFullContacthttp://www.fullcontact.comisockethttp://www.isocket.comJirafehttp://www.jirafe.comLinkSmarthttp://www.linksmart.comMakerbot Industrieshttp://www.makerbot.comMedialetshttp://www.medialets.comMemeohttp://www.memeo.comMobileDayhttp://www.mobileday.comMobiplughttp://www.mobiplug.coInvestment Team:Brad Feld, Managing Directorbrad@feld.comSeth Levine, Managing Directorseth@foundrygroup.comRyan McIntyre, Managing Directorryan@foundrygroup.comJason Mendelson, Managing Directorjason@foundrygroup.comGalvanizehttp://galvanize.itIInformation TechnologySoftware & InternetConsumer ProductsSeedEarlyGalvanize creates an ecosystem for entrepreneurship through venture capital, community and curriculum. Galvanize launched its first 30,000-square-foot collaborative workplace facility at 1062 Delaware on October 22, 2012 and is home to some of Denver's hottest digital startups. The Galvanize facility is uniquely designed for collaboration and helps companies at every stage of the startup continuum - one individual with an idea working in the shared space, a team of 3 working in dedicated stations, and suites for companies from ranging from 6 - 20+ employees. Galvanize is designed to support the development of fast growth digital companies through mentorship, venture funding and flexible space to innovate. Galvanize Ventures makes investments in disruptive, early-stage companies, often in the digital space.

1062 Delaware St.DenverCO80204303-823-4170

Portfolio companies include:Pangea Organicshttp://www.pangeaorganics.com/Dabblehttp://dabble.co/Forklyhttps://forkly.com/Active Junkyhttp://www.activejunky.com/Keen.iohttp://keen.io/Investment Team:Jim Deters, Managing Director & FounderRehan Hasan, Managing Director Legalrehan@galvanize.itLawrence Mandes, Managing Director BusinessJohn Anthony Mugavero, Managing Director TechnologyChris Onan, Managing Director Venture CapitalMaranda Bodas, Associatemaranda@galvanize.itChelsea Komlo, Associatechelsea@galvanize.itMeryl McDonald, AssociateTiforp Business Ventureswww.tiforpcapital.comVCIInformation TechnologySoftware & InternetMedia & Digital MediaEnergy & Clean TechSeedEarlyTiforp Business Ventures is a venture capital firm based in Boulder, Colorado. The firm's core focus is early stage technology companies that are seeking seed capital and incubation. Tiforp strives to invest in cutting edge technology and market changing solutions globally.

5733 Central Ave.BoulderCO80302

Portfolio companies include:Trivia Friendshttp://www.absurdtrivia.com/trivia/friends-trivia/Doodlyhttp://www.thefreedictionary.com/doodlyInspirePayhttp://inspirepay.com/Solar Renewable Energy Conceptshttp://www.recsolar.com/Rock City Clubhttp://en.wikipedia.org/wiki/Rock_City_(club)Investment Team:Michael Abdy, CEO and Foundermichael@tiforpcapital.comMark Fischer, PartnerJack Wishna, Special AdvisorCarlos MenesesEvan FeldmanJim SherlockAzCI (Arizona Center for Innovation)www.azinnovation.comIInformation TechnologySoftware & InternetMedia & Digital MediaLife Sciences & HealthcareSeedEarlyAzCI is a technology innovation center and business incubator located at the UA Tech Park that helps entrepreneurs transform their innovative ideas and discoveries into successful ventures through: business planning; customized training and workshops; events; individual mentoring and expertise; partnerships; plug-and-play office space; and access to high-quality equipment and laboratory facilities. In the Mentored Launch program, participants have the opportunity to explore and apply current business ideas relevant to their new project. The startup companies also receive individual coaching from mentors experienced in technology innovation, product development and business management.

University of Arizona Science and Technology Park9040 S. Rita Road, Suite 1270TucsonAZ85747520-382-3260520-382-3299

Tenant companies include:Artamushttp://en.wikipedia.org/wiki/ArtemisColloidalGenhttp://www.linkedin.com/pub/joseph-utermohlen/b/8a0/6abDemeteRx Pharmaceuticalshttp://demeterpharma.com/D'Mention SystemsJobKasterhttp://jobkaster.com/Legionnaire Credit Solutionshttp://www.insidetucsonbusiness.com/news/center-for-innovation-announces-new-companies/article_436ad81a-080a-11e2-9e64-001a4bcf887a.htmlMedipacshttp://medipacs.com/Metropiahttp://www.imdb.com/title/tt0985058/New Bloom Pharmaceuticalshttp://www.insidetucsonbusiness.com/new-bloom-pharmaceuticals-llc/image_52a274f2-fddb-11e1-acde-001a4bcf887a.htmlRallyUphttp://rallyup.com/Management Team:Joann MacMaster, Director, 520-382-3260jmacmaster@azinnovation.comBruce A. Wright, President, 520-621-4930wrightb@u.arizona.eduAnita Bell, Client Services Manager, 520-382-3260anitab@azinnovation.comKristin Saad, Administrative Assistant, 520-382-3260ksaad@azinnovation.comCorey Smith, Entrepreneur-in-Residence, 520-382-3260csmith@azinnovation.comBoomStartupwww.boomstartup.comIInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaSeedEarlyBoomStartup, an incubator based in Salt Lake City, Utah, which helps tech ideas find an optimal business model, create a minimal viable product that is revenue-ready, execute into revenue generation, and then make connections to customers and investors. The program runs from May to August. Participating companies get $20,000 in seed capital and $80,000 worth of infrastructure, office space, and services from companies like Microsoft, PayPal, and Rackspace. Prospective participants should have a business model focused on software, web, SaaS, or mobile applications; Team of 2-3 founders, with at least one developer/technologist; and a Plan for a fast-start, early-exit strategy (firms are not expected to build a $50-100M company to enter the program).

c/o Miller Business Resource Center9750 South 300 WestSandyUT84070801-957-5200

Portfolio companies include:Akomplishhttp://akomplish.com/AutoBidhttp://www.autobid.com/BlueRoof360http://www.blueroof360.com/CityGrohttp://www.citygro.com/CitySparkhttp://cityspark.com/Match Matehttp://www.match.com/Referral.IMhttp://referral.im/TextMeTixhttp://www.textmetix.com/XoomParkhttp://www.xoompark.com/Investment Team:Robb Kunz, Co-Managing Partner, Head of Operationsrkunz@boomstartup.comJohn Richards, Co-Managing Partnerjrichards@firststepventures.comEdson Entrepreneurship Initiative http://studentventures.asu.eduIInformation TechnologySoftware & InternetSeedThe Edson program provides funding, office space, and guidance to teams of students within all university disciplines. This accelerator gives student entrepreneurs the opportunity to develop their innovative ideas and launch viable businesses. As an integral program of ASU Venture Catalyst, students in the Edson accelerator have access to seasoned entrepreneurs, industry mentors, and other Catalyst programs that allows students to advance their enterprises.

Arizona State University -SkySong1475 N. Scottsdale Road, Suite 200ScottsdaleAZ85257-9908

Portfolio companies include:Custom Aeroponicshttp://customaeroponics.info/PhycoLogicalhttp://dictionary.reference.com/browse/phycologicalSmrtEnhttp://smrten.com/Solar Stream Innovationshttp://www.solarstreaminnovations.com/AlphaStripehttp://www.alphastripe.com/AsymSolutionshttp://www.linkedin.com/pub/benjamin-bronson/33/42a/a05Innovative Healthcare Technologyhttps://www.baptist-health.com/technology/Seymour Innovativehttp://www.prweb.com/releases/2012/7/prweb9717626.htmVantage Realizedhttp://vantagerealized.com/Late Livinghttp://www.lateliving.com/Investment Team:Gordon McConnell, Assistant Vice President for InnovationBrent Sebold, Senior Venture ManagerValeria Andrews, Venture SpecialistPritzker Grouphttp://pritzkergroup.comSoCalPEInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsMiddle MarketThe Pritzker Group is a private investment firm led by Tony Pritzker and J.B. Pritzker, and has completed over 50 transactions. The Pritzker Group's private equity group is nationally focused on control investments in private and public middle-market companies headquartered in North America. The firm takes a long-term approach to financial and human capital, building and maintaining strong partnerships with its companies' management teams. The firm primarily invests in buyouts, acquisitions and recapitalizations of high quality, mature and profitable companies with value-added products and services, stable-to-high growth profiles and strong market niche positions. The Pritzker Group's private equity group invests in multiple industry sectors, including industrial products and services, business services, consumer products and services, gaming assets, healthcare products, technology products and services, and distribution. The Pritzker Group prefers to invest in companies worth between $75 and $400 million, with revenues greater than $25 million, and an EBITDA greater than $15 million. The Pritzker Group makes Venture Capital investments via a separate vehicle, New World Ventures (see profile).

11111 Santa Monica BoulevardSuite 1650Los AngelesCA90025310-575-9400310-575-9401

Portfolio companies include:PECO Pallethttp://pecopallet.com/Clinical Innovationshttp://clinicalinnovations.com/Impact Productshttp://www.impact-products.com/Signicasthttp://www.signicast.com/Intersystemshttp://www.intersystems.com/Entertainment Cruiseswww.entertainmentcruises.comCarter-Watershttp://www.carter-waters.com/html/pcatalog.htmlInvestment Team:Anthony N. Pritzker, Managing Partnertpritzker@pritzkergroup.comJ.B. Prtizker, Managing Partnerjbpritzker@pritzkergroup.comDavid J. Rosen, PartnerRichard Griffin, Partner (Los Angeles)rgriffin@pritzkergroup.comMichael A. Barzyk, Vice Presidentmbarzyk@pritzkergroup.comJonathan E. Maschmeyer, Vice Presidentjmaschmeyer@pritzkergroup.comAdam V. Milakofsky, Senior AssociatePaul J. Carbone, Managing PartnerMatthew Bowman, Vice PresidentSean M. Gillis, AssociateRosemary H. Han, Associaterhan@pritzkergroup.comJeff Verde, AssociatePritzker Grouphttp://pritzkergroup.comPEInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsMiddle MarketThe Pritzker Group is a private investment firm led by Tony Pritzker and J.B. Pritzker, and has completed over 50 transactions. The Pritzker Group's private equity group is nationally focused on control investments in private and public middle-market companies headquartered in North America. The firm takes a long-term approach to financial and human capital, building and maintaining strong partnerships with its companies' management teams. The firm primarily invests in buyouts, acquisitions and recapitalizations of high quality, mature and profitable companies with value-added products and services, stable-to-high growth profiles and strong market niche positions. The Pritzker Group's private equity group invests in multiple industry sectors, including industrial products and services, business services, consumer products and services, gaming assets, healthcare products, technology products and services, and distribution. The Pritzker Group prefers to invest in companies worth between $50 and $400 million, with revenues greater than $25 million, and an EBITDA greater than $5 million. The firm also maintains an office in Los Angeles, CA. The Pritzker Group makes Venture Capital investments via a separate vehicle, New World Ventures (see profile).

111 South Wacker Drive, Suite 4000ChicagoIL60606312-447-6000312-447-6006

Portfolio companies include:PECO Pallethttp://pecopallet.com/Clinical Innovationshttp://clinicalinnovations.com/Impact Productshttp://www.impact-products.com/Signicasthttp://www.signicast.com/Intersystemshttp://www.intersystems.com/Entertainment Cruiseswww.entertainmentcruises.comCarter-Watershttp://www.carter-waters.com/html/pcatalog.htmlInvestment Team:Anthony N. Pritzker, Managing Partnertpritzker@pritzkergroup.comJ.B. Prtizker, Managing Partnerjbpritzker@pritzkergroup.comDavid J. Rosen, PartnerRichard B. Griffin, PartnerMichael A. Barzyk, Vice Presidentmbarzyk@pritzkergroup.comJonathan E. Maschmeyer, Senior Associatejmaschmeyer@pritzkergroup.comAdam V. Milakofsky, Senior AssociatePaul J. Carbone, Managing PartnerRosemary Han, Associaterhan@pritzkergroup.comSean M. Gillis, AssociateJeff D. Verde, AssociateMatthew R. Bowman, Vice PresidentAlaska Growth Capital (AGC)www.alaskagrowth.comEDManufacturing & IndustrialRetail & RestaurantAgriculture & Agricultural ScienceReal EstateEarlyAlaska Growth Capital is a venture capital firm that provides permanent working capital loans, long-term loans, commercial mortgages, and equity investments to companies in commercial real estate, manufacturing, retail, fish processing, transportation, tourism, and service industries. A leader in community development finance, having mobilized more than $150 million in loans and investments to businesses throughout Alaska, AGC makes equity investments in new or rapidly growing businesses with a clear exit strategy. A subsidiary of Arctic Slope Regional Corporation, AGC was founded in 1997. The company considers investments across Alaska, but prefers to support low-income, rural communities. AGC provides customized commercial loans of $100,000 to $10 million to various companies throughout the state, including large native corporations, small start-ups, and non-profit organizations. Loan terms range from 7 to 25 years with varying interest rates, depending on the use of funds and the amount of risk.

3900 C Street, Suite 302AnchorageAK99503-5965907-339-6760907-339-6771

Portfolio companies include:Cafe Excellence Alaskahttp://www.bizrate.com/travel-books/2011/Hagen Insurancehttp://www.hagenagency.com/Renewable Energy Systemshttp://www.res-group.com/TrailerCrafthttp://www.trailercraft.com/Carlile Prudhoe Bayhttp://www.carlile.biz/Terminals/prudhoebay/Pages/Home.aspxPartycrafthttp://partycraftonline.com/Suite 100http://suite100restaurant.com/Young's Gearhttp://local.yahoo.com/info-12011520-young-s-medical-equipment-harrisburgAlaska Wildland Adventureshttp://www.alaskawildland.com/Tanadgusix Corporationhttp://www.tanadgusix.com/Rexford Giftshttp://www.creators.com/lifestylefeatures/collectibles/peter-rexford/colorful-gifts-could-be-worth-less-than-you-hope.htmlInvestment Team:Chris McGee, President and CEOClayton Bourne, Vice President of FinanceJesse Janssen, VP of LendingSandi Brown, Commercial Loan OfficerSarah Hopson, Commercial Loan OfficerJennifer McLay, Commercial Loan OfficerElizabeth Rexford, Project ManagerCheri Shrader, Commercial Loan ProcessorFrances Sumulong, Commercial Loan ProcessorAlaska Small Business Development Center TREND (Technology Research and Dev. Ctr. of Alaska)www.trendalaska.orgEDInformation TechnologyEarlyIn 2002 the Alaska Small Business Development Center started the trend of small business research and development in Alaska when it created TREND, the Technology Research and Development Center of Alaska to support and promote the innovation and commercialization of new technology in the last frontier. TREND serves as a centralized resource to assist small businesses in applying technology to commercial opportunities through a comprehensive offering of services that include business counseling, workshops, access to technical information, assessment of technology, technical support referral to key resources and strategic planning. TREND provides one-on-one assistance aimed at identifying a client's business assets and resources for taking a technology to market. TREND also assists clients in attaining Small Business Innovation Research (SBIR) and Small Business Technology Transfer (STTR) Federal Grants, which represent a process through which federal agencies, such as the Department of Defense and the National Science Foundation, solicit small businesses to research and develop technology that is of interest or necessity to federal agencies and the nation. In an effort to increase the number of SBIR proposals funded from Alaska, TREND partners with the Experimental Program to Simulate Competitive Research (EPSCoR) to offer an SBIR Phase 0 Program. The Alaska Phase 0 Program provides grants up to $5,000 to assist small businesses with SBIR/STTR proposal preparation.

430 W. 7th Avenue, Suite 110AnchorageAK99501-3550907-274-7232 or 800-478-7232907-274-9524

Portfolio companies include:Airborne Technologieshttp://www.airbornetech.com/Mind Matters Researchhttp://mindmattersresearch.com/Alaska Blueshttp://www.alaskablues.net/Alaska Project Solutionshttp://www.alaskaprojectsolutions.com/Scientific Fishery Systemshttp://scifish.com/Triverushttp://www.triverus.com/Alaska Native Technologieshttp://www.ant-llc.net/Chena Hot Springs Resorthttp://www.chenahotsprings.com/Investment Team:Carolyn Pratt, Directorcarolyn@trendalaska.orgAlaska Venture Partnershttp://alaskaventurepartners.comVCPEInformation TechnologyBusiness ServicesEarlyMiddle MarketAlaska Venture Partners is a privately held Alaskan company that that invest across various asset classes. Alaska Venture Partners early stage/angel investing practice funds opportunities with no geographical restrictions. Alaska Venture Partners makes its investments in early-stage companies in many forms, including: Convertible Debt, Stock/Membership Unit Purchase, and Debt. Typically the firm makes investments in the $50,000 to $200,000 range. Alaska Venture Partners also provides private equity investments to mature business in two ways: (1) Through direct investment of growth capital into a business that is striving for new goals; or (2) Providing an exit opportunity when owners desire to sell their business either. The latter can be accomplished by direct acquisition of the company by Alaska Venture Partners or an Alaska Venture Partners-led ownership group; or Facilitating a Management Buy-out by providing capital (either debt and/or equity) and expertise to key management for their employee buyout of the entity.

AK907-830-3000

Portfolio companies include:Immersive Mediahttp://immersivemedia.com/ZuluTimehttp://zulutimecorp.com/Security Onehttp://www.securityoneonline.com/Investment Team:John Niles Wanamakerjohn@alaskaventurepartners.comWomen's Business Solutionswww.ywcaak.org/finances.htmEDInformation TechnologyEarlyThe Women's Business Solutions is Alaska's only Small Business Administration (SBA) designated Women's Business Center, a full-service, small business and microenterprise development organization assisting women, and men, as they start and grow businesses in Alaska. The organization's mission is to empower women of diverse ethnic and social backgrounds to become economically self-sufficient through entrepreneurial and financial literacy activities.

YWCA Anchorage, Womens Finances Center324 East 5th AvenueAnchorageAK99501907-644-9611907-644-9650

Portfolio companies include:N/Ahttp://www.na.org/Management Team:Caren Ailleocailleo@ywcaak.orgHawaii Angelswww.hawaiiangels.orgAInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareSeedHawaii Angels provides a forum for members to review investment presentations and share opinions about these opportunities. The forum also allows for networking with professionals of various backgrounds, and exploring new opportunities in Hawaii. Since its founding in February 2002, the member angels have invested more than $30 million in over 50 companies. Hawaii Angels was founded as UH Angels by Robert Robinson, Ph.D., in February 2002. In September 2006, the organization was incorporated as a non-profit and changed its name to Hawaii Angels. The number of members has grown to approximately 80. Maui and Big Island chapters were founded in 2006. Hawaii Angels focuses on start-up investment companies with strong teams, proprietary technology, and large potential markets, and reviews both Hawaii and mainland opportunities. The majority of Hawaii companies reviewed are designated as Qualified High Technology Businesses (QHTB's) eligible for Act 221/215 tax credits. By definition, a QHTB must operate in one of the following areas: Development and design of computer software, Biotechnology, Performing arts products, Sensor and optic technologies, Ocean sciences, Astronomy, and Non fossil fuel energy-related technology.

335 Merchant Street, #516HonoluluHI96813

Portfolio companies include:Hoana Medicalhttp://www.hoana.com/Sopogyhttp://sopogy.com/ClearFuels Technologyhttp://www.rentechinc.com/clearFuels.phpNanopointhttp://www.nanopointimaging.com/PipelineFXhttp://pipelinefx.com/uBoosthttp://www.uboost.com/Adama Materialshttp://www.adamamaterials.com/Advanced Biological Researchhttp://www.gardenbazaar.com/directory/abrllc/AGIS Networkhttp://www.agisnetwork.com/Ardica Technologieshttp://www.ardica.com/Asia Pacific Filmshttp://asiapacificfilms.com/Atlantis Cyberspacehttp://www.atlantiscyberspace.com/Cardax Pharmaceuticalhttp://www.cardaxpharma.com/Delphi Tradehttp://delphitrade.com/DuraFizzhttp://durafizz.com/Firetidehttp://www.firetide.com/Franko Mapshttp://frankosmaps.com/Hawaii Biotechhttp://hibiotech.com/Hawaii Oceanic Technologyhttp://www.hioceanictech.com/Hokuhttp://hokuscientific.com/Honolulu Seawater Air Conditioninghttp://honoluluswac.com/Innovaschttp://www.manta.com/c/mtmlvxp/innovasc-llcIt's All About Kidshttp://www.cdispatch.com/news/article.asp?aid=14878Kai Sensorshttp://www.kaisensors.com/Kuehnle Agrosystemshttp://www.kuehnleagro.com/Medspherehttp://medsphere.com/Mile High Organicshttp://www.milehighorganics.com/Volta Industrieshttp://www.voltacharging.com/OneMedNethttp://www.onemednet.com/3D Travelhttp://www.3dtravel.com/NetPlenishhttp://www.netplenish.com/Labels That Talkhttp://soundpaper.com/Tetris Onlinehttp://www.freetetris.org/Growers Secrethttp://www.growerssecret.com/Soane Energyhttp://soaneenergy.com/TalkStory Productionshttp://www.talk-story.com/Investment Team:Robert J. Robinson, Chairman of the Boardrob@hawaiiangels.orgChenoa Farnsworth, Managing Directorchenoa@hawaiiangels.orgHawaii Opportunities Group, LLCwww.hogllc.comIInformation TechnologySeedIn October 2000, Hawaii Opportunities Group, LLC launched the state's first private multi-industry business incubator. Located on the 21st floor of one of Downtown Honolulu's prime business locations, the incubator featurs a strategically-chosen cluster of like-minded clients, partners and suppliers at various stages of development. Clients form a tightly-knit community of enterprises banded together by a shared interest in securing a sustainable, globally competitive and prosperous Hawaii. Initially offering incubation services such as physical infrastructure and office space as well as value-added intellectual capital such as business plan writing, growth planning and fund raising assistance, Hawaii Opportunities Group has since expanded its service offerings to include management consulting services focused on market research, strategic planning, benchmarking and private equity analysis.

1132 Bishop Street, Suite 501HonoluluHI96813808-521-4020808-521-2889

Portfolio companies include:Dimensiahttp://www.dimensia.com/Atlantis Cyberspacehttp://www.atlantiscyberspace.com/Bdelliumhttp://en.wikipedia.org/wiki/BdelliumBicycle Powerhttp://www.bicycle-power.com/CommerceGuruhttp://webspherecommerceguru.com/Enterprise Honoluluhttp://www.enterprisehonolulu.com/Fast Countryhttp://www.mademan.com/mm/10-best-fast-country-songs.htmlInteractive Care Technologieshttp://interactivecare.com/Net Enterprisehttp://www.netenterprise.com/Primal Cause, Inchttp://www.manta.com/c/mmgvhj2/primal-causeAdMark Asia Grouphttp://admarkasiagroup.com/Investment Team:Kevin Robinson, Founding Partnerkrobinson@hogllc.comHawaii Technology Development Venture (HTDV)www.hitdv.comVCInformation TechnologyDefense & Homeland SecurityEarlyHawaii Technology Development Venture (HTDV) is a project of the Pacific International Center for High Technology Research (PICHTR) and funded by the Office of Naval Research (ONR). HTDV utilizes the capabilities of Hawaii-based small businesses in performing high technology efforts related to current and future Department of Navy and Department of Defense programs. HTDV is interested in companies that focus on the following areas in accordance with the 2006 Department of Defense priority areas: protection, battle-space awareness, force applications, and focused logistics. HTDV will create a Pacific regional center for commercialization of defense and homeland security technologies that would benefit small companies in Hawaii. HTDV can provide the following services: company consultations and monitoring, technology assessments, business plan assistance, partnering assistance, grant assistance, and collaboration with existing DoD programs.

2800 Woodlawn Drive, Suite 192HonoluluHI96822808-237-5160808-237-5169

Portfolio companies include:Trex Enterpriseshttp://trexenterprises.com/Cellular Bioengineeringhttp://www.skaiventures.com/technology/cellular-bioengineering-inc/Oceanit Laboratorieshttp://www.oceanit.com/index.phpAdvanced Fusion Technologieshttp://www.rti.com/company/news/modernizing-military-systems.htmlAina Kai Environmentalhttp://www.ainakaienv.com/contact.htmAxis Engineeringhttp://www.axisengineering.net/BAE Systems Spectralhttp://www.baesystems.com/Concentris Systemshttp://concentris-systems.com/Eyekon Systemshttp://www.eyekon-systems.com/H2 Technologieshttp://h2-techs.com/Pacific Defense Solutionshttp://pacificds.com/Pukoa Scientifichttp://pukoa.com/Real-Time Genomichttp://www.realtimegenomics.com/Ambient Microhttp://www.ambient-micro.com/Archinoeticshttp://archinoetics.com/Nanopointhttp://www.nanopointimaging.com/Kuehnle AgroSystemshttp://www.kuehnleagro.com/Maki Ocean Engineeringhttp://www.makai.com/Pacific Island Technologyhttp://www.pacificislandairtech.com/Peletexhttp://peletex.com/Pipeline Communications and Technologyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=39345391Williams Aerospacehttp://williamsaerospace.com/Investment Team:Harold Masumoto, Project Directorharold.masumoto@pichtr.orgHigh Technology Development Corporationwww.htdc.orgIEDInformation TechnologyLife Sciences & HealthcareSeedHigh Technology Development Corporation is a state agency established by the Hawaii State Legislature in 1983 to facilitate the development and growth of Hawaii's commercial high technology industry. The State views high technology as an important driver in the diversification of Hawaii's economy and one that provides quality, high-paying jobs for Hawaii residents. HTDC provides an array of client services, facilities, and equipment for new and early stage technology companies. Services include: business and technology workshops; business reviews by trained management consultants; online tech & business resources; and subscription to electronic newsletters. Among many initiatives, the Corporation's Maui Research & Technology Center (MRTC) is a technology center and business incubator strategically located in Kihei, Maui, within the 415-acre Maui Research & Technology Park. Dedicated to supporting technology-oriented businesses, MRTC brings together a diversity of enterprises from industry niches as varied as astronomy and biotechnology. MRTC is home to startups, technology companies phasing in Maui operations, and compelling federal technology projects.

2800 Woodlawn Drive, Suite 100HonoluluHI96822808-539-3806808-539-3795

Tenant companies include:H2 Technologieshttp://h2-techs.com/Pacific Pro Techhttp://www.pacificprotech.com/Smart House Controlhttp://smarthousecontrol.com/Oceanit Laboratorieshttp://www.oceanit.com/index.php3D Innovationshttp://www.3dinnovations.com/Activision.Tvhttp://www.activision.tv/Adama Materialshttp://www.adamamaterials.com/Archinoeticshttp://archinoetics.com/ATCO Softwarehttp://www.atcosoftware.com/CheckSavvyhttp://qrpayway.com/HITMethodshttp://hitmethods.com/Ikayzohttp://ikayzo.com/Imua Design Grouphttp://www.imuadesign.com/Labels That Talkhttp://soundpaper.com/Management Team:Yuka Nagashima, Executive Director, CEO, 808-539-3806ceo@htdc.orgSandi Kanemori, Economic Development Specialist, 808-539-3616sandi@htdc.orgSandy Park, Economic Development Specialist, 808-539-3794sandyp@htdc.orgLen Higashi, Senior Economic Development Managerlen@htdc.orgEdward Russell, Project Manager, HCATTedward@@htdc.orgWayne Inouye, Senior Project Manager, Innovate Hawaiiwinouye@htdc.orgMark Ausbeck, Project Manager, Innovate Hawaiimark@htdc.orgErin Furuichi, Program Coordinator, Innovate Hawaiierin@htdc.orgSteve Sakuda, Controllersteves@htdc.orgHMS Hawaii Managementwww.hmshawaii.comVCInformation TechnologyLife Sciences & HealthcareDefense & Homeland SecuritySeedEarlyGrowthExpansionHMS Hawaii Management makes venture capital investments in start-up, emerging, and established companies with a preference for seed and early-stage Hawaii-based companies and later-stage non-Hawaii-based companies. The firm specifically addresses the opportunities originating in the State of Hawaii where pricing of investments is free of competitive distortion and quality deals are specifically tied to the geographic, technical, and social strengths of the island community. HMS prefers portfolio companies that capitalize on Hawaii's strengths in telecommunications, health & wellness, biotechnology, dual use (military technology adapted to civilian use) and ocean, earth and space sciences. Later-stage, non-Hawaii deals are generally made as co-investments with an extensive group of investment partners. HMS Hawaii Management, a management group headed by Richard G. Grey and William K. Richardson, is the General Partner of HMS Investments, HMS Investments II, HMS Hawaii and HMS Hawaii III.

Davies Pacific Center841 Bishop Street, Suite 860 HonoluluHI96813808-545-3755 808-531-2611

Portfolio companies include:Firetidehttp://www.firetide.com/Hawaii Biotechhttp://hibiotech.com/Hoku Scientifichttp://hokuscientific.com/InterWavehttp://www.interwavestudios.com/MobiComhttp://www.sigmobile.org/mobicom/Pacific DirectConnecthttp://pdchawaii.com/Kona Bay Marine Resourceshttp://konabaymarine.com/Pacific Island Resourceshttp://www-bcf.usc.edu/%7Ecmmr/Asian.htmlInvestment Team:Richard G. Grey, General Partnerdick@hmshawaii.comWilliam K. Richardson, General Partnerbill@hmshawaii.comJohn Dean, Limited PartnerRon Higgins, Limited PartnerKolohala Ventureswww.kolohala.comVCInformation TechnologyMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareEarlyKolohala Ventures, founded in 2006, is an early-stage venture capital firm committed to investing in Hawaii companies with a global reach. Kolohala targets specific technology sectors where Hawaii has a natural advantage, including renewable Energy/CleanTech, life sciences, and ocean sciences. The firm capitalizes on Hawaii's investor tax incentives for technology. Kolohala taps into a broad network of expertise and co-investment opportunities with the Hawaii Angels-one of the most active angel networks in the country. The Kolohala Venture Fund I, with more than $13 million under management, invests in Qualified High Technology Businesses (QHTBs) in Hawaii to leverage tax advantages. The Fund is now closed to new investments, but has a focus in several market sectors and provides early and follow-on funding opportunities. The Heaven Fund has $4 million under management and focuses on early stage investments. The Kolohala Hydrogen and Renewable Energy Fund supports the increased use of Hawaii-based renewable energy resources with pathways to using hydrogen as an energy carrier. The fund is managed on behalf of the Department of Business, Economic Development and Tourism (DBEDT) and uses the hydrogen expertise of the Hawaii Natural Energy Institute (HNEI).

335 Merchant Street, #835HonoluluHI96808808-595-0740808-546-4325

Portfolio companies include:Blue Lavahttp://www.bluelavatech.com/Hawaii Biotechhttp://hibiotech.com/King Ahihttp://www.cafepress.com/kingahiPineapple Pictureshttp://www.fotosearch.com/photos-images/pineapple.htmlTalkStory Productionshttp://www.talk-story.com/Avatar Realityhttp://www.avatar-reality.com/about/management.htmlPipeline Microhttp://pipelinemicro.com/Asia Pacific Films.comhttp://www.asiapacificfilms.com/Atlantis Cyberspacehttp://www.atlantiscyberspace.com/Cardaxhttp://www.cardaxpharma.com/Sprounthttp://www.sproutonline.com/Hawaii Oceanic Technology Inchttp://www.hioceanictech.com/Innovaschttp://www.manta.com/c/mtmlvxp/innovasc-llcKai Medicalhttp://kaimedical.com/Kuehnle AgroSystemshttp://www.kuehnleagro.com/OneMedNethttp://www.onemednet.com/uBoosthttp://www.uboost.com/Investment Team:Robert J. Robinson, Co-Founder and Managing Partnerrob@kolohala.comMichael T. Pfeffer, Co-Founder and Managing Partnermichael@kolohala.comManoa Innovation Centerwww.htdc.org/incubation-techcenter-mic.htmlIInformation TechnologyLife Sciences & HealthcareSeedEarlyLocated near the main research campus of the University of Hawaii in Manoa Valley, the Manoa Innovation Center (MIC) brings together Hawaii's intellectual and physical resources. MIC's primary role is to serve as an incubator for new and early-stage technology companies. Tenants of MIC office spaces, which range from 250 to 1000 square feet, enjoy advanced connectivity, state-of-the-art facilities and shared support services such as mail handling. MIC facilitates the growth of technology companies by providing business development services, synergistic and strategic partnerships, networking activities and professional marketing opportunities. The MIC offers occupants mail handling, voice mail and messaging, facsimile, and photocopying services. Incubator occupant candidates should possess the following criteria: a new or emerging registered Hawaii business with a technology-based product or service, key personnel with sufficient knowledge to maintain and advance technology, a reasonable likelihood for growth, legal rights to its technology, and evidence of a clear market opportunity or niche for product.

2800 Woodlawn Drive, Suite 100HonoluluHI96822808-539-3806808-539-3795

Tenant companies include:Biosoft Energyhttp://www.manta.com/c/mm0b972/biosoft-energy-incBlue Cliffhttp://bluecliffcollege.com/ChipInhttp://www.chipin.com/Concentris Systemshttp://concentris-systems.com/Island Pacific Energyhttp://islandpacificenergy.com/3D Innovationshttp://www.3dinnovations.com/Adama Materialshttp://www.adamamaterials.com/Alaka'i Consulting & Engineeringhttp://greenwom.blogspot.com/feeds/posts/default?orderby=updatedAsiaPacificFilms.comhttp://asiapacificfilms.com/ATCO Softwarehttp://www.atcosoftware.com/Autism Training Solutionshttps://www.autismtrainingsolutions.com/Cardax Pharmaceuticalshttp://www.cardaxpharma.com/Cerebridgehttp://www.caringbridge.org/GPNEhttp://gpnecorp.com/Ikayzohttp://www.ikayzo.com/Tutor Hawaiihttp://tutorhawaii.com/WEBfish Pacifichttp://webfishpacific.com/Undefeated Games Inchttp://undefeated.com/Spectrum Photonicshttp://spectrum-photonics.com/Tapikihttp://www.tapiki.com/Management Team:Yuka Nagashima, Executive Director, CEO, 808-539-3806ceo@htdc.orgSandi Kanemori, Economic Development Specialist, 808-539-3616sandi@htdc.orgLen Higashi, Senior Economic Development Managerlen@htdc.orgSandy Park, Economic Development Specialist, 808-539-3794sandyp@htdc.orgNatural Energy Laboratory of Hawaii Authoritywww.nelha.orgIInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareAgriculture & Agricultural ScienceSeedEarlyThe Natural Energy Laboratory of Hawaii Authority (NELHA) is a state agency that operates a unique and innovative ocean science and technology park in Kailua-Kona on the island of Hawaii. NELHA's assets include office and laboratory facilities, infrastructure, pristine natural resources, and leasable open land for use by tenant research, education, and commercial projects. A dual-temperature seawater system that is the only one of its kind in the world sets NELHA apart from all other technology parks and creates a prime setting for innovation and new industry development in this island coastal setting. NELHA aims to attract tenants who can use the unique complement of natural and logistical resources to engage in successful, productive research, education, and commercial activities that support sustainable industry development in Hawaii. Numerous innovative research projects have been completed at NELHA in the past and spawned new commercial enterprises that are established and successful businesses today. A new federally funded facility, the NELHA Gateway project, will provide a setting for leading edge research and development in distributed energy resources and renewable energy technologies, and a new commercial Ocean Center development that will provide opportunities for new ocean-related businesses. NELHA is funded by allocations from the Hawaii State Legislature and revenues collected from its tenants for use of facilities and services. NELHA is "landlord" to nearly 30 thriving enterprises which generate about $30-40 million per year in total economic impact.

73-4460 Queen Kaahumanu Hwy. #101Kailua-KonaHI96740-2637808-327-9585808-327-9586

Tenant companies include:Big Island Abalonehttp://bigislandabalone.com/Cyanotechhttp://www.cyanotech.com/Destiny Deep Sea Waterhttp://destinydeepseawater.com/Hawaii Deep Marinehttp://www.hawaiideepmarine.com/High Health Aquaculturehttp://hihealthshrimp.com/Indo-Pacific Sea Farmshttp://www.ipsf.com/Keahole Solar Powerhttp://keaholesolarpower.com/King Ocean Farmhttp://www.nelha.org/tenants/commercial.htmlMera Pharmaceuticalshttp://www.merapharma.com/Moana Technologieshttp://www.manta.com/c/mmlr6mj/moana-technologies-incOcean Riderhttp://www.oceanrider.com/Royal Hawaiian Sea Farmshttp://www.manta.com/c/mmsh6z0/royal-hawaiian-sea-farms-incSavers Holdingshttp://www.hawaiiwaters.com/hawaii-deep-seawater-bottled-water-by-savers-holdings-ltd/Shrimp Improvement Systems Hawaiihttp://www.shrimpimprovement.com/Troutlodge Marine Farms Konahttp://www.troutlodge.com/index.cfm?pageID=B21E30D4-3048-7A03-396664E7A7389994Kona Coast Shellfishhttp://www.konacoastshellfish.com/Wavecom Solutionshttp://wavecomsolutions.com/Verizon Wireless, Hawaiihttp://www.verizonwireless.com/b2c/storelocator/index.jspPacific Planktonicshttp://www.manta.com/c/mmnf3mc/pacific-planktonicsCellanahttp://cellana.com/Management Team: John DeLong, ChairLaurence Sombardier, Revenue Specialistlaurences@nelha.orgBrian Goldstein, Vice-Chairbgoldstein@konabaymarine.comRonald N. Baird, CEOronb@nelha.orgSennet Capitalhttp://www.sennetcapital.com/MBEnergy & Clean TechLife Sciences & HealthcareFinancial ServicesEducation & TrainingMiddle MarketSennet Capital is a Hawaii-based merchant bank whose mission is strengthening Hawaii's economy in a global marketplace. Sennet Capital concentrates on two areas vital to Hawaii's economic future: (1) the long-term prosperity of Hawaii's local mid-market companies, and (2) the growing importance of local renewable energy initiatives. Sennet helps Hawaii mid-market companies grow business through transitions of ownership, mergers, acquisitions and strategic financings. The firm seeks established businesses with strong sales, good market position, positive relationships with their suppliers, customers and employees, and good growth potential.

Suite 2225, City Financial Tower201 Merchant StreetHonoluluHI96813 808-457-1300808-628-6993

Portfolio companies include:Hoku Solarhttp://hokuscientific.com/Innovaschttp://www.manta.com/c/mtmlvxp/innovasc-llcPCLender.comhttp://www.pclender.com/Sprouthttp://www.sproutonline.com/sprout/home/jump.aspxuBoosthttp://www.uboost.com/Aina Koa Ponohttp://ainakoapono.com/Anthology Marketing Grouphttp://www.anthologymarketing.com/Aloha Petroleumhttp://www.alohagas.com/Hoike Techonologyhttp://www.centuryc.com/about/pr/20070802HoikeCCIRelease.pdfBroadband ITVhttp://www.itv.com/Growers Secrethttp://www.growerssecret.com/Investment Team:Kenton T. Eldridge, Co-Founder, Director and Partnerkeldridge@sennetcapital.comLarry Gilbert, Managing Partnerlgilbert@sennetcapital.comRobert Clarke, DirectorMark Polivka, DirectorLarry Rodriguez, DirectorAcorn Growth Companieswww.acorngrowthcompanies.comPEInformation TechnologyCommunications & NetworkingManufacturing & IndustrialDefense & Homeland SecurityMiddle MarketAcorn Growth Companies is a private equity firm that focuses exclusively on aerospace and defense opportunities. The firm has over $200 million under management, operating companies across the United States, and operations worldwide--all under its primary banner, AGC Aerospace & Defense. AGC Aerospace & Defense is organized into four distinct operating groups: AGC Integrated Defense, AGC Composites, AGC Services, and AGC Finance. AGC's portfolio includes companies that engage in manufacturing, aircraft modification and upgrades, engineering services, logistics, procurement and maintenance, repair, and overhaul.

316 NW 61st StreetOklahoma CityOK73118405-737-2676405-732-4141

Portfolio companies include:Unitech Compositeshttp://www.unitechcomp.com/Aerospace Productshttp://aerospaceproducts.com/Veracity Technology Solutionshttp://www.veracityts.com/Integrated Compositeshttp://www.integratedcomposites.com/Valair Aviationhttp://valairaviation.com/Commuter Air Technology (CAT)http://www.commuterair.com/Kirkpatrick Avionicshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=127179638SinglePointhttps://singlepoint.usbank.com/cs70_banking/sbb/common/transact/banners/user/retrieveAircraft Logistics Grouphttp://www.agcaerospace.com/aircraft-logistics-group/SensorCorrhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=133624571HillAeroSystemshttp://www.hillaerosystems.com/Paul Fabricationshttp://www.paulfabrications.com/Investment Team: Jeff Davis, Partnerjeff@acorngrowthcompanies.comRick Nagel, Partnerrnagel@acornge.comDale Jordan, Vice President FinanceJeff Morton, Chief Financial Officerjmorton@acornge.comDarryl Wilkerson, Vice President StrategyRobert Hinaman, Managing Director, Mergers and AcquisitionTodd Barnett, Vice President Business DevelopmentArgonaut Private EquityPEInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialFinancial ServicesConsumer ProductsMiddle MarketArgonaut Private Equity is a private investment firm specializing in growth capital, middle market, and buyout investments. The firm seeks to invest in the followings sectors: consumer electronics, specialty materials, telecommunications, drug discovery and delivery, medical devices, aviation, healthcare services, technology, manufacturing, and financial services sectors. Argonaut prefers to invest between $1 million and $500 million over the life of its investment. Argonaut Private Equity was founded in 2002 and currently has more than $2 billion under management. The firm is based in Tulsa, Oklahoma with additional offices in India and Atlanta, Georgia.

6733 South YaleTulsaOK74136918-491-4538

Portfolio companies include:Zylog Systemshttp://www.zylog.ca/Crown Biosciencehttp://www.crownbio.com/Yulexhttp://yulex.com/eYantra Industrieshttp://www.eyantra.net/Aspen Aerogelshttp://www.aerogel.com/Novarianthttp://www.novariant.com/Amimonhttp://www.amimon.com/Luminushttp://www.luminus.com/TransPharma Medicalhttp://www.transpharma-medical.com/Flash Networkshttp://flashnetworks.com/Investment Team:Jason Martin, Managing DirectorSteven Mitchell, Managing DirectorAnil Khatod, Managing DirectorGeorge Kaiser, FounderCimarron Capital Partners, LLCwww.cimarroncapital.comVCFOFInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareMedical DeviceBusiness ServicesFinancial ServicesConsumer ProductsRetail & RestaurantEarlyCimarron Capital manages a wide range of regional private equity and venture capital programs in the U.S. These include, Fund of Funds, Venture Funds, and Specialty Funds. Currently, Cimarron is managing Cimarron Business Capital, LP, a $50 million fund focused on Oklahoma. Through this fund, Cimarron provides credit support and subordinated debt to small manufacturers, processors, and service firms. Since 1993, Cimarron has launched four funds and advised over 20 states and organizations in fund design and portfolio construction. The fund will invest from $200,000 to $3 million per company. Additionally, Cimarron manages fund of funds capital for the states of Arkansas and Iowa.

301 NW 63rd St., Suite 500Oklahoma CityOK73116405-848-3572

Portfolio companies include:Meritus Ventureshttp://www.meritusventures.com/Memphis Biomet Venture Partnershttp://www.mnvc.org/history.phpBlue Sage Capitalhttp://bluesage.com/OCA Ventures IIhttp://www.ocaventures.com/Home/Home+Page.aspxPetra Growth Fund IIhttp://www.petracapital.com/Noro-Moseleyhttp://noromoseley.com/LFE Capitalhttp://www.lfecapital.com/Intersouth Partnershttp://www.intersouth.com/Prolog Ventureshttp://www.prologventures.com/Richland Ventureshttp://www.manta.com/c/mmc2638/richland-venturesRocky Mountain Mezzanine Fundhttp://www.vfinance.com/IncludesTools/venca_extnd.asp?Linked=74&id=1643&P=23SSM Partnershttp://www.ssmventures.com/Stone Arch Capitalhttp://www.stonearchcapital.com/Tonka Bay Equity Parntershttp://tonkabayequity.com/Village Ventureshttp://www.villageventures.com/Tullis-Dickerson Health Partnershttp://thi-funds.com/Investment Team: Robert G. Heard, Managing Director, 405-848-3572rheard@cimarroncapital.comMichael A. Tharp, CFA, Managing Director, 501-223-3284mtharp@cimarroncapital.comChip Cooper, Portfolio Manager, 319-621-2066ccooper@cimarroncapital.comMark Huston, Portfolio Manager, 515-249-7525mhuston@cimarroncapital.comPhilip Heard, Portfolio Managerpheard@cimarroncapital.comDevon Sauzek, CPA, Managing Director, 405-848-9457dlsauzek@cimarroncapital.comDavis, Tuttle Venture Partnerswww.davistuttle.comVCPEInformation TechnologyCommunications & NetworkingMedia & Digital MediaEnergy & Clean TechFinancial ServicesConsumer ProductsEarlyExpansionMiddle MarketDavis, Tuttle Venture Partners (DTVP) is a private investment partnership with offices in Tulsa, OK and Houston, TX, formed to provide emerging growth companies with the necessary long-term development capital, as well as vital management counsel and support. The prospective portfolio company should embody: Investment needs in the $500,000 to $5,000,000 range and up to $20,000,000 in certain situations. DTVP's investment policy is guided by diversification by industry, company maturity and geographical area, the vigor of the opportunity, and the strength of the management team. DTVP achieves its strategic objectives through investments in early stage, expansion, and buyout/acquisition situations. Companies that use DTVP's capital for expansion purposes will be favored. Buyout and acquisition candidates should operate in growth industries with stable market environments and should have healthy financial statements. The form as well as the size of the investment must be shaped to meet the goals and objectives of both the company and the investor group. The resulting structure may involve a combination of debt and equity.

110 West 7th Street, Suite 1000TulsaOK74103-3703918-584-7272918-582-3404

Portfolio companies include:Nationwide Graphicshttp://www.nwas-llc.com/Hydradehttp://onetenhydrade.com/Outlasthttp://www.outlast.com/AmProhttp://amprotools.net/EnLink Geoenergyhttp://www.enlinkgeoenergy.com/Web TPAhttp://webtpaes.com/Investment Team:Barry Davis, Managing General Partnerbdavis@davistuttle.comPhilip A. Tuttle, General Partnerptuttle@davistuttle.comW. Michael Partain, Partnermpartain@davistuttle.comH. Lee Frost, Chief Financial OfficerDorchester Capital, LLChttp://www.dorcap.com/FISports & EntertainmentMiddle MarketClayton "Clay" Ike Bennett is the chairman of Oklahoma City-based Dorchester Capital Corporation, a private investment corporation. Bennett (born 1960) is an American businessman and chairman of the Professional Basketball Club, LLC, the ownership group of the Oklahoma City Thunder NBA franchise that was formerly the Seattle SuperSonics. Bennett is married to Louise Gaylord Bennett, the daughter of Oklahoma City media mogul Edward L. Gaylord.

Oklahoma Tower210 Park Avenue, #3121Oklahoma CityOK73102-5603405-236-5179405-236-5010

Portfolio companies include:Oklahoma City Thunderhttp://www.nba.com/thunder/Investment Team:Clayton Bennett, ChairmanJohn T. Perri, PresidentEnCap Energy Infrastructure Fund (EEIF)www.efmidstream.comPEEnergy & Clean TechMiddle MarketIn 2008, Flatrock Energy Advisors, LLC and EnCap Investments, LP joined together in a long-term partnership to create a series of private equity funds to invest in the midstream sector of the North American energy infrastructure space. The firm manages the EnCap Flatrock Midstream Funds I and II, which have more than $2.54 billion in investment commitments. The EnCap Energy Infrastructure Fund (EEIF) has institutional investor commitments totaling $791.6 million and is jointly managed by the combined EnCap Flatrock team. EnCap Flatrock has more than $3 billion in total assets under management. EEIF primarily focuses on providing growth capital to proven midstream management teams in North America. The firm's targeted equity commitments are typically in the $100 million range, but EEIF also pursues investment opportunities requiring larger equity commitments in conjunction with the firm's investment partners. EEIF pursues attractive investment opportunities in: natural gas gathering, treating, compression, processing and storage operations; oil gathering and transportation; natural gas liquid fractionation, storage and transportation; produced water handling and disposal; and CO2 gathering, transportation and sequestration. Since its inception, EnCap has raised 16 institutional oil and gas investment funds totaling approximately $13 billion and invested more than $5.4 million in over 180 companies.

3856 S. Boulevard, Suite 210EdmondOK73013405-341-9993 405-341-9973

Portfolio companies include:Cardinal Midstreamhttp://cardinalmidstream.com/Caiman Energyhttp://www.caimanenergy.com/Rangeland Energyhttp://www.rgldenergy.com/Meritage Midstreamhttp://www.meritagemidstream.com/Caballo Energyhttp://www.caballoenergy.com/Lucid Energy Grouphttp://www.lucidenergy.com/Nuevo Midstreamhttp://www.nuevomidstream.com/US Infrastructurehttp://usilp.com/EagleClaw Midstream Serviceshttp://www.eagleclawmidstream.com/Tradition Midstreamhttp://traditionmidstream.com/Investment Team:Dennis F. Jaggi, Managing PartnerWilliam R. Lemmons, Jr., Managing PartnerWilliam D. Waldrip, Managing Partner and FounderDennis McCanless, Managing PartnerFirst United Venture Capital Corporationwww.firstunitedbank.com/banking/business-banking/SBIC.phpVCInformation TechnologyExpansionFirst United Venture Capital is a licensed Small Business Investment Company (SBIC) operating as a wholly-owned bank subsidiary. Headquartered in Durant, Oklahoma, First United provides capital to growing companies for acquisition and expansion. First United Venture Capital has the unique ability to draw upon bank resources and traditional bank products while strengthening target company capital structure through direct investment. The preferred investment range for an SBIC transaction would be from $100,000 to $500,000 with flexibility in structuring debt/equity instruments appropriate to a defined intermediate term exit strategy. First United places emphasis on investment in non-metropolitan operating companies, which complements the bank's commitment to support economic development in small communities in Oklahoma and Texas.

1400 West Main StreetP.O. Box 130DurantOK74702580-924-2211580-924-0916

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Executive VP/Chief Credit and Risk Officersphillips@firstunitedbank.comBert Davidsonbertd@firstunitedbank.comHall Capital, LLCwww.hall-capital.comFIManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketA family investment firm that traces its wealth origins to early Oklahoma car dealerships, Hall Capital is currently owned and managed by Fred Jones' grandsons, Fred J. Hall, Brooks Hall Jr. and Kirkland Hall. Hall Capital has expanded its operations to include Automotive, Private Capital, Real Estate, Oil & Gas, and the Fred Jones Family Foundation. For private capital investments, Hall targets a $2 million - $25 million total investment in its preferred industries of Manufacturing, Distribution, and Service. Hall considers investments nationwide with emphasis on the Midwest, focusing on companies with revenues of $10 - $100 million and operating profit of at least $1 million.

9225 Lake Hefner Parkway, Suite 200Oklahoma CityOK73120405-231-2400 405-231-2405

Portfolio companies include:Centrad Healthcarehttp://www.centradhealthcare.com/Mishawaka Sheet Metalhttp://www.mishawakasheetmetal.com/Motionwearhttp://www.motionwear.com/Oklahoma Breast Carehttp://okbreastcare.com/SAC Wirelesshttp://www.sacw.com/Superior Plant Serviceshttp://www.hydratight.com/en/spsTexas True Choicehttp://www.texastruechoice.com/Jerdon Stylehttp://jerdonstyle.com/Allo Communicationshttp://allocommunications.com/Syncrolitehttp://syncrolite.com/True Choice USAhttp://www.texastruechoice.com/Investment Team:Fred Hall, Partnerfjhall@hall-capital.comDavid Holsted, Partnerdholsted@hall-capital.comMaya Lowder,Chief Financial Officermlowder@hall-capital.comJohn Kobza, PartnerJonathan Adamson, PartnerKnightsbridgewww.knightsbridgeusa.comFOFInformation TechnologyEarlyFormed in 1983, Knightsbridge is one of the pioneer funds of funds focusing on leading early stage venture partnerships. The firm has formed seventeen multi-investor vehicles with the goal of producing premium IRRs and multiples on invested capital. In 2008 Knightsbridge formed Knightsbridge Venture Capital VII with committed capital of $212.8 million, the seventh in its flagship series of early stage venture capital funds of funds. In addition to a traditional, early stage, venture fund of funds format investing in venture capital partnerships only, KVC funds offer an option that combines these same venture partnership investments with Knights-bridge's innovative, public equity-based Venture Exposure Management, or VXM, program. Knights-bridge typically invests between $10M and $20M per company. Knightsbridge also has an office in Cambridge, MA.

122 SW Frank Phillips Boulevard BartlesvilleOK74003918-336-0978 918-336-0824

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Joel Romines, Founder and Managing Principaljr@knightsbridgeusa.comBarbara Piette, Managing PrincipalJill Frankle, Managing Principaljf@knightsbridgeusa.comGeorge Arnold, Managing PrincipalEllen Heald, Managing Principaleh@knightsbridgeusa.comRich Castleberry, Principal, Post-Venture and Director of Researchrc@knightsbridgeusa.comSusan Boedy, PrincipalMarco Capital Groupwww.marcocapital.comVCInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesEarlyMarco Capital Group is a privately owned investment partnership operating in Texas, Oklahoma and the Southwestern United States. Marco and its predecessor entities were established in 1989 to focus on the purchase of real property from the Resolution Trust Corporation. Since that time, Marco has expanded its focus to include private equity and to a limited extent, venture capital. Marco also maintains a core holding of publicly traded securities. Marco seeks to invest its capital in situations that offer the opportunity for returns significantly in excess of those available in the public markets.

5400 North Grand Boulevard, Suite 200Oklahoma CityOK73112405-879-2000405-606-2005

Portfolio companies include:The Benham Companieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=762733Breathing Disorders Serviceshttp://www.manta.com/c/mtxv40y/breathing-disorders-serviceFalcon Waterfree Technologieshttp://www.falconwaterfree.com/Commuter Air Technologyhttp://www.commuterair.com/Geophysical Researchhttp://www.grcamerada.com/Miramar Designshttp://www.miramardesigns.com/Perimeter Technologyhttp://perimetercenter.com/BOK Centerhttp://www.bokcenter.com/Synteracthttp://www.synteract.com/The New Release-DVD Rental Machinehttp://newrelease-dvd.com/news.htmlPrecision Post Tensionhttp://www.precisionpt.com/PJ Trailershttp://www.pjtrailers.com/The Servicenterhttp://www.theservicecenter.us/Investment Team:Rainey Williams, Jr.rwilliams@marcocapital.comMetaFundwww.metafund.orgEDInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialEducation & TrainingReal EstateEarlyMetaFund's broad mission as a non-profit, well-capitalized Community Development Financial Institution (CDFI) is the facilitation, development, and financing of Oklahoma businesses and community development projects. MetaFund has 21 investors that are Oklahoma banks and more than 100 non-profit and government-related partners. Banks receive Community Reinvestment Act credit for investments and loans in, to, and through the corporation. MetaFund also is a Collaborative Community Development Merchant Banking Venture Capital Financial Institution (CCDMBVCFI) and an Oklahoma non-profit 501(c)(3) corporation with $10 million in capital. MetaFund makes loans and investments in financially viable projects and companies that provide jobs, housing, or other direct benefits to underserved people or distressed places throughout Oklahoma. Although MetaFund usually partners with banks, it can use investment and venture capital structures that banks cannot use by themselves, such as convertible debt, convertible preferred stock, direct equity investments, and revenue sharing (royalty) agreements. Included in MetaFund's loan/investment portfolio are infill housing, numerous small businesses, and several start-up companies. MetaFund is able to invest in both start-ups as well as entities in a more mature life cycle phase. Businesses and projects must, however, be both financially viable, and meet MetaFund's mission qualification of providing benefit to underserved demographics or geographies.

2225 N. May AvenueOklahoma CityOK73107405-949-0001405-949-9005

Portfolio companies include:The Vines Apartmentshttp://www.apartmentguide.com/apartments/Oklahoma/Oklahoma-City/Vines-Apartments-The/168223/ForHealth Technologieshttp://www.fhtinc.com/Geophysical Research Companyhttp://www.grcamerada.com/Oklahoma Community Health Serviceshttp://www.varietycare.org/Ideal Cranehttp://idealcrane.com/Arbors of MacArthur Apartmentshttp://www.everyaptmapped.com/apartments/oklahoma+city,oklahoma,ok/arbors+of+macarthur.htmlGarden Apartmentshttp://www.answers.com/topic/garden-apartmentAdvanced Academicshttp://advancedacademics.com/Colcord Hotelhttp://www.colcordhotel.com/Weather Decision Technologieshttp://www.wdtinc.com/wdtinc/index.htmlCustom Compositeshttp://www.customcompositesok.com/Trinity Ridge Apartmentshttp://www.forrent.com/apartment-community-profile/1000062633.phpInvestment Team:A. Thomas Loy, Chairman and CEOtloy@metafund.orgGeri L. E. Kenfield, VP & Controllergkenfield@metafund.orgMimosa Tree Capital Partners, LLCwww.mimosatree.netVCInformation TechnologyEarlyFounded in 2005, Mimosa Tree is an investment firm that plans to focus its future investments in the Oklahoma region.

15 W. 6th Street, Suite 2401TulsaOK74119918-582-1226

Portfolio companies include:Digital Forensics Professionalshttp://www.avansic.com/Grociohttp://www.grocio.com/coupons/?ignore=385Investment Team: P. Vincent LoVoi, Managing Partnervlovoi@mimosatree.netJoel B. Kantor, Managing Partnerjkantor@mimosatree.netOklahoma Equity Partnerswww.oepvc.comVCInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareMedical DeviceConsumer ProductsRetail & RestaurantEarlyGrowthExpansionThe Oklahoma Equity Partners (OEP) strategy is designed to produce superior returns for investors while achieving diversification by sector, stage of business development and year of investment. Oklahoma Equity Partners is actively seeking to invest in companies with the following characteristics: Outstanding management teams; Serving large and growing national markets; Innovative products and/or technology; Existing or planned Oklahoma operations; and Viable exit strategies. The firm is interested in considering companies at any stage of development and any industry.

301 NW 63rd Street, Ste. 500Oklahoma CityOK73116405-848-9456918-382-0395

Portfolio companies include:Inoveonhttp://inoveon.com/Excel Energy Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=12401506Amber Waveshttp://ers.usda.gov/AmberWaves/Altheus Therapeuticshttp://www.altheustherapeutics.com/Investment Team:David Humphrey, COO and Senior Investment Professionaldhumphrey@oepvc.comPennington Allen Capital Partnerswww.penningtonallen.comPEInformation TechnologyCommunications & NetworkingMedia & Digital MediaManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketPennington Allen Capital Partners is a private investment firm that provides investments of transformation capital and strategic and operational expertise to its business partners. Since its inception in 2003, Pennington Allen has closed transactions exceeding $800 million of aggregate value. The firm specializes in providing transformation capital for: acquisitions and management buyouts; recapitalizations; growth; changes in ownership; and transitions in family-owned businesses. Pennington Allen's target industries include manufacturing, distribution, technology, telecommunications, media and service businesses. The firm involves itself with companies ranging in size from $10 million to over $500 million in revenues. Pennington Allen maintains additional offices in Dallas and Shanghai, with a geographic emphasis on companies located in the Southwest, Midwest and Southeast regions of the U.S.

Mid-Continent Tower401 South Boston Avenue, Suite 2400TulsaOK74103918-749-6811

Portfolio companies include:Bliss Industrieshttp://www.bliss-industries.com/Knox Oklahoma Regional Laboratoryhttp://www.knoxlab.com/International Wire Grouphttp://www.internationalwiregroup.com/ORS Nascohttp://www.orsnasco.com/Phelps Dodge High Performance Conductorshttp://www.wirelinks.com/client001568.htmlInvestment Team:W. Lane Pennington, Founder and Chief Executive Officer, 918-749-6811lanepennington@penningtonallen.comMark H. Allen, President, 918-749-6811markallen@penningtonallen.comSow Kam Ng, Pennington Allen Capital Partners Asiasowkamng@penningtonallen.comSpur Capital Partnerswww.spurcapital.comFOFInformation TechnologyEarlySpur Capital Partners, LLC is a wholly-owned and independent investment firm managed by a team with more than 50 years of cumulative experience researching, managing and investing in domestic and international private equity. Having previously worked and partnered together for over a decade, the team of Paul Fetsch, Paul Gompers, Joan Heidorn and Brad Kelly established Spur Capital Partners in 2001 with the objective of providing the highest quality venture capital fund-of-funds to institutional investors. Spur focuses on early-stage, technology-focused venture capital partnerships. Spur has historically focused on venture capital in well-established venture markets, such as the United States and Israel, however they are expanding their reach to include Europe, China, and India. Typically, Spur will invest $10 to $15 million in individual venture partnerships.

2370 Nowata PlaceBartlesvilleOK74006918-331-3800918-331-3848

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Paul D. Fetsch, DirectorPaul.Fetsch@SpurCap.comPaul A. Gompers, DirectorPaul.Gompers@SpurCap.comJoan C. Heidorn, DirectorJoan.Heidorn@SpurCap.comC. Bradford Kelly, DirectorBrad.Kelly@SpurCap.comTeri Hightower, Chief Financial OfficerTeri.Hightower@SpurCap.comAletha Shipman, Accountantaletha.shipman@spurcap.comChristee Ichiyasu, AdministratorChristee.Ichiyasu@SpurCap.comCassie Walters, Administrative AssistantCassie.Walters@SpurCap.comTSF Capital, LLCwww.tsfcapital.comMBInformation TechnologyMedia & Digital MediaBusiness ServicesGrowthExpansionTSF Capital is a specialized merchant banking firm that provides business development, merger and acquisition advisory and related financial services to help drive the growth of small and medium sized companies. TSF has relationships with a number of financing sources including venture capital and private equity funds, commercial banks, and investment banking firms that are interested in financing acquisition activities. TSF also takes equity or debt positions for its own account, or for affiliated entities. These investments range from bridge financing to complete acquisition by TSF or its affiliates. TSF prefers investments in business-to-business services, with particular interest in information services, publishing, communications, trade show services and other high value services and products. These businesses should have revenue of over $2 million a year and an EBITDA of at least $300,000. TSF focuses its investments in the South-western U.S. but will consider any location.

7136 South Yale, Suite 414TulsaOK74136918-574-6606918-398-9162

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Robert E. Craine, Jr., CEO and Managing Director, 918-798-2084bobcraine@tsfcapital.comJ. Gary Mourton, CFO and Managing Director, 918-695-7583gmourton@tsfcapital.comAequitas Capital Managementwww.aequitascapital.comPEEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesMiddle MarketEstablished in 1993, Aequitas Capital Management is an alternative investment firm providing private equity and commercial finance products to the middle market, healthcare and energy sectors. The firm focuses on established companies below $200 million in revenues with a positive operating history in manufacturing/services, as well as in renewable energy and healthcare. Currently, Aequitas has $424 million in assets under management. Aequitas and its principals have applied their market insight, expertise and discipline to more than $2.5 billion in customized transactions.

5300 Meadows Road, Suite 400Lake OswegoOR97035503-419-3500503-419-3530

Portfolio companies include:GlobalCapacityhttp://p2.globalcapacity.com/Catcherhttp://en.wikipedia.org/wiki/CatcherResolutehttp://www.merriam-webster.com/dictionary/resoluteIvey Performance Marketinghttp://www.ivey.com/Strategic Capital Grouphttp://www.scg-llc.com/American Student Financial Grouphttp://www.asfgrp.com/?a=home&b=loanSyncronexhttp://syncronex.com/Electronic Transaction Clearing (ETC)https://etc-clearing.com/CarePaymenthttp://www.carepayment.com/Capiohttp://www.capio.org/Investment Team:Robert Jesenik, Chief Executive OfficerAndy MacRitchie, Executive Vice President and Chief Compliance Officeramacritchie@aequitascapital.comBrian Oliver, Executive Vice Presidentboliver@aequitascapital.comThomas Szabo, Executive Vice PresidentSteven M. Wright, Executive Vice PresidentPatricia Brown, Senior Vice President, FinanceCraig Froude, President, Aequitas Consumer ServicesCapybara Ventures, LLCwww.capybaraventures.comVCInformation TechnologySoftware & InternetSemiconductorSeedFounded 2004, Capybara Ventures is a professionally managed, seed capital fund and investor cooperative supporting technology-based growth businesses in Oregon and SW Washington. With experience in launching over 25 venture-backed businesses, Capybara's principals bring operations management skills, technical depth, and industry relationships to companies in the fund's portfolio.

1120 NW Couch, 10th FloorPortlandOR97209503-727-2197503-222-2834

Portfolio companies include:AboutUshttp://www.aboutus.org/Clinicienthttp://www.clinicient.com/Eleven Wirelesshttp://www.elevenwireless.com/Stelar Toolshttp://www.spoke.com/companies/stelar-tools-3e122f809e597c1001b5606bAttensahttp://www.attensa.com/Avnerahttp://www.avnera.com/Clear Accesshttp://www.clearaccess.com/Phoseonhttp://phoseon.com/Concerohttp://www.concerogroup.com/Investment Team:Eric Rosenfeld, Managing PartnerEric@capybaraventures.comLynn Fletcher, Investor Support and Office AdministratorBob Ward, Managing PartnerDFJ Frontierwww.dfjfrontier.comVCInformation TechnologySoftware & InternetEnergy & Clean TechLife Sciences & HealthcareSeedEarlyWith offices in Portland, OR, Sacramento, Los Angeles and Santa Barbara, DFJ Frontier invests in seed and early stage technology companies. The firm is an affiliate of Draper Fisher Jurvetson, a Silicon Valley venture capital firm. DFJ Frontier invests in start-ups and is particularly interested in emerging technologies, and will consider any market driven technology opportunity including software, information services, biotechnology, nanotechnology, and alternative energy. DFJ Frontier typically invests $100,000 to $1,000,000 initially, with additional capital reserved for follow-on investment as the company successfully achieves key milestones. DFJ Frontier expects the managers of its portfolio companies to own significant equity stakes.

1120 NW Couch, 10th FloorPortlandOR97209

Portfolio companies include:Iconixhttp://www.iconix.com/BondMarthttp://www.bondmart.com/Prolacta Biosciencehttp://www.prolacta.com/Synapsensehttp://www.synapsense.com/go/index.cfmJiWirehttp://www.jiwire.com/Tioga Energyhttp://www.tiogaenergy.com/Swink.tvhttp://swink.tv/MomentFeedhttp://momentfeed.com/Super Heat Gameshttp://www.prnewswire.com/news-releases/super-heat-games-closes-16-m-series-a-financing-121552053.htmlClearAccesshttp://www.clearaccess.com/JanRainhttp://www.janrain.com/Seismic Gameshttp://www.seismicgames.com/Unsubscribehttp://www.unsubscribe.com/Predixion Softwarehttp://www.predixionsoftware.com/predixion/Wine Simplehttps://winesimple.com/Game Saladhttp://gamesalad.com/Appletree.comhttp://www.appletree.com/Lottayhttp://www.lottay.com/Zadspacehttp://zadspace.com/AudioMicrohttp://www.audiomicro.com/Boom Studioshttp://boom-studios.com/Delvehttp://www.delve.com/Graph Effecthttps://shift.com/BigFramehttp://bigfra.me/SmartRGhttp://www.smartrg.com/Marval Biosciencehttp://www.marvalbiosciences.com/Netpulsehttp://www.netpulse.com/Investment Team:Eric Rosenfeld, Venture Partnereric@dfjfrontier.comEndeavour Capitalwww.endeavourcapital.comPEInformation TechnologyManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsEducation & TrainingReal EstateMiddle MarketFounded in 1991, Endeavour is currently investing its sixth fund with $675 million in equity. Endeavour partners with management teams to help provide growth equity capital, industry consolidation, management acquisitions, recapitalizations, and ownership transfers. Within its investment parameters, Endeavour makes investments in service and manufacturing companies with "franchise value" headquartered in the Western United States. Endeavor focuses on five primary industry areas, including food and consumer services, transportation and logistics, education and training, niche manufacturing and business services. The firm may also invest in real estate, project finance, or emerging technology companies outside of its investment parameters. Endeavor can invest $25 to $100 million in one company, and with partners can commit over $100 million in equity for larger transactions. Endeavor maintains offices in Portland, Seattle, Denver, and Los Angeles. Endeavour Structured Equity And Mezzanine Fund (SEAM) (http://endeavourseam.com) was formed in 2009 to invest $5 to $25 million of mezzanine and equity capital in sponsored and non-sponsored lower to middle-market companies located in the Western U.S. SEAM is a sister Fund to Endeavour Capital's private equity funds, and focuses on complementary junior debt opportunities that are outside the parameters of Endeavour's primary equity focus.

920 SW Sixth Avenue, Suite 1400PortlandOR97204503-223-2721503-223-1384

Portfolio companies include:National Frozen Foodshttp://www.nffc.com/MTI-Andrewshttp://mti-interactive.com/Bi-Marthttp://www.bimart.com/Alpha Broadcastinghttp://www.alphabroadcasting.com/Garden Growhttp://www.ehow.com/how_2225681_grow-a-garden.htmlLegend Brandshttp://www.legendbrands.net/New Seasons Markethttp://www.newseasonsmarket.com/ATM Equipmenthttp://atmequipment.com/Barrett-Jackson Auction Companyhttp://www.barrett-jackson.com/Bristol Farmshttp://www.bristolfarms.com/Columbia Distributing Companyhttp://www.coldist.com/Columbus Foodshttp://www.columbusfoods.com/eGlobalhttp://www.eglobal.com/Grand Canyon Educationhttp://www.gcu.edu/Grant Victorhttp://grantvictor.com/K2 Insurance Servicehttp://k2insgroup.com/Little Red Serviceshttp://littleredservices.com/Network Global Logisticshttp://www.nglog.com/Tidewater Holdingshttp://tidewater.com/Nor-Cal Productshttp://www.n-c.com/The Aladdin Grouphttp://www.manta.com/c/mm0cpy7/the-aladdin-groupArizona Nutrional Supplementshttp://www.aznutritional.com/Northland Transportation Companyhttp://northlandtrucking.com/Providien Medicalhttp://providienmedical.com/Southern Careers Institutehttp://www.scitexas.edu/Vigor Industrialhttp://vigorindustrial.com/Investment Team:Stephen Babson, Managing Director (Seattle)seb@endeavourcapital.comRocky Dixon, Managing Director (Portland)jwd@endeavourcapital.comMark Dorman, Managing Director (Portland)dmd@endeavourcapital.comJohn Von Schlegell, Managing Director (Portland)jevs@endeavourcapital.comDietz Fry, Principal (Denver)jdf@endeavourcapital.comAaron Richmond, Managing Director (Seattle)asr@endeavourcapital.comBradaigh O.F. Wagner, Principal (Seattle)bow@endeavourcapital.comChad Heath, Managing Director (Los Angeles)cnh@endeavourcapital.comLeland Jones, Managing Director (Los Angeles)lmj@endeavourcapital.comCleanStartwww.cleanstart.orgEDEnergy & Clean TechSeedEarlyCleanStart is an initiative of the Sacramento Area Regional Technology Alliance (SARTA), designed to accelerate the development of clean energy technology ventures within the Greater Sacramento Region. CleanStart was born out of an innovative needs assessment study that was jointly funded and managed by the California Energy Com-mission, the Sacramento Municipal Utility District, and the McClellan Technology Incubator. CleanStart looks to stimulate the development and success of early-stage companies that will provide the next generation of clean, renewable, and efficient energy technology by helping these companies assemble solid management teams, secure adequate funding, and accelerate the commercialization of sound product ideas into the market. Through this mission, CleanStart will create jobs and wealth for the greater Capitol Corridor region and new products to help society be more sustainable. The 2012 CleanStart Progress Report revealed Sacramento regions' clean tech companies to have generated revenue exceeding $1.5 Billion in 2011.

3801 Power Inn RoadSacramentoCA95826916-231-0770

Portfolio companies include:Airco Mechanicalhttp://www.aircomechanical.com/Altergy Systemshttp://www.altergy.com/Bloo Solarhttp://www.bloosolar.com/Blue Oak Energyhttp://www.blueoakenergy.com/Cardinal Glasshttp://www.cardinalcorp.com/Clipper Creekhttp://clippercreek.com/GreenTrakshttp://www.greentraks.com/Innertechhttp://innertechinc.com/Jadoo Powerhttp://www.jadoopower.com/Micromidashttp://micromidas.com/Octus Energyhttp://octusenergy.com/PureAire Technologieshttp://www.pureaire.co.za/Solar Depothttp://www.solardepot.com/SunTrovehttp://www.suntrove.com/Technikonhttp://technikonllc.com/Management Team:Meg Arnold, SARTA CEOmeg@sarta.orgLaura Good, SARTA Director of Programs and Operationslauragood@sarta.orgIngrid Rosten, Director CleanStartingrid@cleanstart.orgDonna Chabrier, SARTA Business Developmentdonna@sarta.orgGary D. Simon, Co-ChairMark Henwood, Co-ChairFoothills Angelswww.foothillsangels.comAInformation TechnologySoftware & InternetEnergy & Clean TechLife Sciences & HealthcareSeedEarlyLaunched in 2007, Foothills Angels is a group of successful entrepreneurs and business people whose investment interest includes clean technology, software, internet and life science companies. The group focuses primarily on early stage companies in Northern California. Foothills members meet once a month, with the exception of August and December. Each member makes their own investment decision for every company it evaluates. In some cases, multiple members have made investments in the same company.

SacramentoCA

Portfolio companies include:Alloptichttp://alloptic.com/AlterGhttp://www.alter-g.com/AtOne Softwarehttp://www.calyxsoftware.com/connections/lenders/company_news.asp?ID=540&NID=66BoardEvalshttp://www.boardevals.com/Craterlion Productionshttp://craterlionproductions.com/Idaptedhttp://www.idapted.com/opportunities/overview.htmlIndustrial Origamihttp://www.industrialorigami.com/jiwirehttp://www.jiwire.com/Mariah Powerhttp://www.windspireenergy.com/MaxPrepshttp://www.maxpreps.com/national/national.htmRevionicshttp://www.revionics.com/Satori Academyhttp://www.kovars.com/Sierra Logichttp://www.storagesearch.com/sierra.htmlSuperimaginghttp://www.superimaging.com/VisualCalchttp://visualcalc.com/Investment Team:Jim Schraith, Memberjim@foothillsangels.comHanover Partnerswww.hanoverpartners.comPEManufacturing & IndustrialBusiness ServicesMiddle MarketFounded in 1994, Hanover Partners is a private investment company that acquires U.S.-based middle-market companies, with operating income of at least $2 million and an enterprise value of $10 million to $60 million. As value-oriented investors experienced with private and family-owned businesses, the partners seeks to develop and grow companies over the long term in partnership with management. Hanover prefers manufacturers and service companies generally focused on business customers and markets, and companies serving industries with above-average growth prospects. The partners are unlikely to make investments in retail establishments, construction, consulting, job shops, or distributors not adding specific value to handled products. Hanover prefers U.S. based companies with stable customer relationships.

201 B Avenue, Suite 270Lake OswegoOR97034503-699-6410503-699-6490

Portfolio companies include:Audio Precisionhttp://ap.com/Hamerhttp://www.hamerguitars.com/Bri-Mar Manufacturinghttp://www.bri-mar.com/Wohler Technologieshttp://wohler.com/Handi Quilterhttp://www.handiquilter.com/Pyramid Technologieshttp://www.pyramidtechnologies.com/Solidscapehttp://www.solid-scape.com/Consolidated Equipment Grouphttp://cgg-inc.com/Investment Team: Andrew N. Ford, Principalandyf@hanoverpartners.comKeiretsu Forumhttp://k4northwest.com/AInformation TechnologyLife Sciences & HealthcareConsumer ProductsReal EstateSeedEarlyKeiretsu Forum is the largest North American angel network with 23 chapters and over 850 accredited investor members. Since September 2000, Keiretsu Forum members have invested more than $265 million in over 285 companies in technology, healthcare/life sciences, consumer products, real estate and other segments with high growth potential. Members provide early-stage capital in the range of $250,000-$2 million. The Forum's community is strengthened through education on angel investing, as well as charitable and social activities. Keiretsu Forum Portland/Oregon is not a fund and does not invest as an LLC. Members bring investment deals forward, collaborate on due diligence, but make individual investment decisions.

PortlandOR503-319-5875

Portfolio companies include:Porous Powerhttp://www.porouspower.com/Twenty20http://en.wikipedia.org/wiki/Twenty20The Cha Dao Tea Companyhttp://chadaotea.com/SiteScouthttp://www.sitescout.com/Owner's Passhttp://ownerspassexperiences.com/eyealikehttp://www.eyealike.com/Base.htmGelazzihttp://gelazzi.com/our-locationsInjury Freehttp://www.injuryfree.com/Energy Awarehttp://www.energy-aware.com/LoanTekhttp://loantek.com/Valant Medical Solutionshttp://www.valant.com/Ditial Sciroccohttp://digitalscirocco.com/Vibrant Gameshttp://games.vibrant3g.com/Connect.mehttp://connect.me/InSpa Corporationhttp://inspa.com/Pacific West Land Fund IIhttp://pacificwestland.com/GoPhotohttp://www.gophoto.com/CrowdCompasshttp://www.crowdcompass.com/4-Tellhttp://4-tell.com/Your Local Markethttp://www.yourlocalmarket.com/Splat.TVhttp://www.silat.tv/The Lough Roadhttp://rodneyloughjr.com/Redstone Resourceshttp://www.redstone.com.au/Vizithttp://www.vizit.com/Oh Shoeshttp://www.ohshoes.com/NanoIcehttp://www.nanoiceusa.com/Liquid Adventurehttp://liquidadventureskayakschool.org/Investment Team:Angela Jackson, Chapter President Portlandangelaj@keiretsuforum.comMDI Partnershttp://mdipartners.comVCMedical DeviceSeedEarlyGrowthExpansionMDI Partners was founded in 2004 to design and develop innovative medical devices that will improve the quality of treatment for patients in a cost-effective manner. Ideal products are ones where the company estimates it can take a product from inception to a fully functional prototype, FDA approval and exit on an investment of between $500,000 and $2,000,000. The process begins with an assessment of how a given project fits key elements of the MDI model. When a project meets certain criteria, the company spins the intellectual property out as a new company with a research and development plan for investors to evaluate. Equity is split between Medical Device Innovations, the inventors, experts that are brought in to develop the technology, and the investors. The product is developed to the point where the most advantageous exit can be achieved. The exit strategy is to ultimately sell the developed product to one of the medical device market leaders in a one-time acquisition of assets.

2200 NE Neff, Suite 204BendOR97701541-382-2533

Portfolio companies include:Device Innovation Grouphttp://deviceinnovationgroup.com/Clear Catheter Systemshttp://www.pleuraflow.com/VenX Medicalhttp://www.venxmedical.com/ClearSpechttp://www.clearspec.com.au/Investment Team: John F. Harris, FounderEdward Boyle MD, FounderAndrew Firlik MD, FounderChris Genau, Vice President of EngineeringForerunner Ventureshttp://forerunnerventures.comSilicon ValleyVCInformation TechnologySoftware & InternetConsumer ProductsSeedEarlyForerunner Ventures invests in high-growth, privately-held, branded consumer companies. Within this category, the firm's primary focus is on the following segments: 1) Off-line meets On-Line Commerce; 2) E/Social/Mobile Commerce; 3) Internet Marketplaces/Communities; and 4) Tools/Services that propel #1, #2 and #3. The firm focuses on investing in seed stage and Series A offerings. The firm's typical initial investment in a company is $250-500K, with the goal to increase its position in top performing companies through follow on rounds. Forerunner's preference is to partner with companies based in the Bay Area. The firm also considers New York and Los Angeles. When the company is not based in the Bay Area, Forerunner much prefers to invest alongside an active local investor.

3701 Sacramento St., Suite 404San FranciscoCA94118

Portfolio companies include:Birchboxhttps://www.birchbox.com/Bonoboshttp://www.bonobos.com/Chloe & Isabelhttp://www.chloeandisabel.com/Clean Wellhttp://www.cleanwelltoday.com/Cravehttp://craveamerica.com/Fashionstakehttp://www.fashionstake.com/Hotel Tonighthttp://www.hoteltonight.com/Joorhttp://jooraccess.com/Kiwi Cratehttp://www.kiwicrate.com/Serena & Lilyhttp://www.serenaandlily.com/Baby/Must-Haves-For-Baby-Hanna-Andersson-Baby-SleepersSkull Candyhttp://www.skullcandy.com/Skyn Icelandhttp://www.skyniceland.com/Snapettehttp://www.snapette.com/SpyderLynkhttp://www.spyderlynk.com/StellaServicehttp://stellaservice.com/StyleOwnerhttp://www.styleowner.com/Styliticshttp://stylitics.com/Tellohttp://www.tello.com/Warby Parkerhttp://www.warbyparker.com/Zozihttp://www.zozi.com/Dollar Shave Clubhttp://www.dollarshaveclub.com/Pickwick & Wellerhttp://www.pickwickweller.com/Threadfliphttp://www.threadflip.com/Trendablhttp://www.trendabl.com/Wanelohttp://wanelo.com/Wantfulhttps://wantful.com/Investment Team:Kirsten Green, Founder and Managing Partnerkgreen@forerunnerventures.comElyse Colen, Analystelyse@forerunnerventures.comEurie Kim, PrincipalMount Hood Equity Partners, LPwww.mthep.com VCInformation TechnologySoftware & InternetCommunications & NetworkingEarlyMount Hood Equity Partners, LP is an active private equity firm that invests in early stage Pacific Northwest companies with one or more completed products and annual sales of at least $250,000. Mount Hood seeks to fulfill companies' needs for $500,000-1.5 million in equity during the expected life of Mount Hood's investment.

4800 SW Meadows Road, Suite 300Lake OswegoOR97035503-639-0915

Portfolio companies include:Routewarehttp://www.routeware.com/Site9http://www.protoshare.com/about/Marketsynchttp://www.marketsync.com/Investment Team:Bob Wigginsbwiggins@mthep.comNorthwest Technology Ventures (NTV)www.nwtechventures.comVCInformation TechnologySoftware & InternetSemiconductorEnergy & Clean TechLife Sciences & HealthcareSeedEarlyNorthwest Technology Ventures is a formation-stage venture fund. NTV undertakes seed and early-stage venture investments in Oregon with a specific focus on opportunities to commercialize technology developed from the state's public and private universities, research institutions, and corporate research laboratories. NTV's charter is to provide early-stage funding, management assistance, and business development support for new companies. NTV is a $14 million fund addressing the "capital gap" between conventional early-stage venture funds and research discoveries and technologies. NTV has two portfolios under management, one with companies in which NTV has made a direct investment, the other containing investments made by the former Oregon Resource and Technology Development Account, and transferred to NTV as part of the investment by the Oregon Growth Account Board.

663 NW Compton LoopMurdock Building, Rm. 515BeavertonOR97006

Portfolio companies include:BeSanghttp://besang.com/AboutUshttp://www.aboutus.org/Virogenomicshttp://virogenomics.com/Perpetuahttp://perpetuapower.com/Adapxhttp://www.adapx.com/DesignMedixhttp://www.designmedix.com/Floragenexhttp://www.floragenex.com/NeuroProtecthttp://www.algonot.com/neuroprotek.phpAdvanced Inquiry Systemshttp://www.advancedinquiry.com/Attensahttp://www.attensa.com/Artiellehttp://artielle.com/Clinicienthttp://www.clinicient.com/Vigilanhttp://vigilan.com/Neuroprotecthttp://www.algonot.com/neuroprotek.phpInvestment Team:William Newman, Managing Director, 503-352-0673whn@nwtechventures.comGordon Hoffman, Managing Director, 503-352-0674ghoffman@nwtechventures.comSacramento Angelswww.sacangels.comIInformation TechnologyLife Sciences & HealthcareSeedEarlyResulting from the merger of two previously existing angel investor groups in the summer of 2000, the Sacramento Angels is a group of individuals who invest in early-stage emerging-technology companies in Northern California. The group has invested in nearly 35 firms over the past decade. Sacramento Angels meets once a month (excluding August and December) over dinner and listens to presentations from candidate companies. Members act on their own behalf and make individual investment decisions. Sacramento Angels membership is open to individuals who are accredited investors with the experience and desire to invest in and work directly with emerging-technology companies. The Sacramento Angels accepts applications for review from entrepreneurs who meet the following criteria: Growing market/business opportunity with a potential of generating $50 to $100 million in annual revenues over the first 3-5 years; a compelling, well articulated strategy for capturing and defending a significant market share; barriers to entry such as proprietary technology (IP) or business leadership; key management positions in place with relevant and successful track records; capital needs, not to exceed $2M, sufficient to accomplish significant milestones and attract the next level of funding; far along towards completing prototype /beta version of the product; an exit strategy for investors; and a location in Northern California.

RosevilleCA

Portfolio companies include:Cloud Cruiserhttp://cloudcruiser.com/Critical Perfusionhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=112763862Reframe Ithttp://reframeit.com/VinPerfecthttp://vinperfect.ewinerysolutions.com/index.cfmFreepathhttp://www.freepath.com/Braincandyhttp://en.wikipedia.org/wiki/Brain_CandySierra Scienceshttp://sierrasci.com/WEBVIEWhttp://developer.android.com/reference/android/webkit/WebView.htmlNovaCal Pharmaceuticalshttp://www.novabaypharma.com/company/profileWellDoghttp://www.welldog.com/Voklehttp://www.vokle.com/Glue Networkshttp://www.gluenetworks.com/Enkata Technologieshttp://www.enkata.com/iSnap Socialhttp://www.isnapsocial.com/Clean World Partnershttp://www.cleanworld.com/LifeWavehttp://lifewave.com/Affinity Amphttp://www.affinityamp.com/Investment Team: George LinscottCary AdamsJohn AllenJohn KunhartTony SicaSacramento Area Regional Technology Alliance (SARTA)www.sarta.orgIEDInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareMedical DeviceSeedEarlyThe Sacramento Area Regional Technology Alliance (SARTA) is a tech-focused 501(c)(3) corporation established in 2001 to support entrepreneurial programs, companies and technology investment throughout Butte, El Dorado, Nevada, Placer, Sacramento, Solano, Sutter, Yolo and Yuba counties. The organization is based on the public-private partnership founded by three regional groups: Golden State Capital Network, Sacramento Metro Chamber, and UC Davis INNOVATIONACCESS. Among several programs, the group operates CleanStart (see profile) an intiative designed to accelerate the development of clean energy technology ventures within the Greater Sacramento Region; MedStart, a regional economic development collaborative, that envisions a thriving medical device and medical technology industry in the Sacramento region and is a catalyst in making that happen; VentureStart, which supports technology entrepreneurs and small and medium enterprises through advice, mentorships and education; Leadership Series, a series of seminars designed to provide local technology, non technology companies and emerging entrepreneurs with strategic workforce development training; and Sacramento Venture Lab, a unique university-private industry technology development center that serves as a catalyst to accelerate the growth of companies based on innovative technologies. The lab brings together business incubation services and linkage to resources of Sacramento State University and University of California, Davis. The lab focuses particular emphasis on growing clean technology and medical technology firms and related jobs in the Sacramento region.

3801 Power Inn RoadSacramentoCA95826916-231-0770

Portfolio companies include:N/AN/AManagement Team:Meg Arnold, CEOmeg@sarta.orgLaura Good, Director of Programs and Operationslauragood@sarta.orgIngrid Rosten, Executive Director CleanStartingrid@cleanstart.orgAlina Lujan, Office Manageralina@sarta.orgDonna Chabrier, Business Developmentdonna@sarta.orgVelocity Venture Capitalwww.velocityvc.comVCInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareSeedEarlyGrowthEstablished in 2005, Velocity Venture Capital invests in seed and early-stage technology companies exclusively in the greater Sacramento/Northern California region. Velocity Venture Capital's thesis is to be the first institutional investor in technology-driven companies that are attacking billion dollar opportunities with unique and sustainable competitive advantages. Velocity Venture Capital has a broad sector focus that includes clean technology, life sciences, software and emerging technologies, networking and equipment, and the Internet. The firm leads investments ranging from $50,000 to more than $5 million. To complete the investment syndicate, Velocity Venture Capital typically invests alongside other leading venture capital firms. The company invests 70 percent of its capital in seed and early-stage companies, and 30 percent in mid-stage companies in which the Velocity team can assist in a turn-around, spin-out, or acquisition.

181 Blue Ravine Road, #120 FolsomCA95630916-673-3431916-404-5098

Portfolio companies include:emTrainhttp://www.emtrain.com/site/index.phpJadoo Powerhttp://www.jadoopower.com/Freepathhttp://www.freepath.com/Comvergicshttp://comvergics.com/Razor Audiohttp://www.razoraustin.com/index.htmlWINDensityhttp://www.velocityvc.com/portfolio.phpanyCOMMhttp://www.anycomm.com/Laruhttp://www.larucorp.com/Revionicshttp://www.revionics.com/S Machineshttp://sparkysmachines.com/index.htmlemTRAiNhttp://www.emtrain.com/site/index.phpInvestment Team: Jack Crawford, Jr., General Partnerjack@velocityvc.comDr. Jacob Jorgensen, General Partnerjacob@velocityvc.comShawn Gillogly, Operations PartnerAmerican River Ventureswww.arventures.comVCInformation TechnologyEnergy & Clean TechEarlyAmerican River Ventures is a $100 million early-stage fund founded in 2001. The firm invests in technology companies, focusing on companies that provide a platform for a sustainable future through energy efficiency, energy intelligence, and advanced materials. The partners have been founders, executives, or investors in over 70 early-stage companies, from developing the initial product to growing those companies into profitable businesses, and bring relationships with thought leaders and decision makers in government, corporate, and university sectors. American River Ventures focuses on California-based companies in the $500M-plus market segments with the ability to achieve $30M to $100M in revenue.

2270 Douglas Blvd., Suite 212RosevilleCA95661916-780-2828916-780-5443

Portfolio companies include:PlanarMaghttp://www.te.com/en/products/planarmag-technology.htmlClairvoyantehttp://en.wikipedia.org/wiki/ClairvoyanceIncuity Softwarehttp://www.incuity.com/services.shtmLumetrichttp://www.lumetric.com/IntelliDothttp://intellidot.com/SpectraSensorshttp://www.spectrasensors.com/Synapsensehttp://www.synapsense.com/go/index.cfmTriformixhttp://www.triformix.com/WiSpryhttp://wispry.com/Investment Team:John Kunhart, Managing Director and Co-Founderjohn@arventures.comHarry Laswell, Managing Director and Co-Founderharry@arventures.comONAMIwww.onami.usIInformation TechnologyEnergy & Clean TechSeedONAMI, the Oregon Nanoscience and Microtechnologies Institute, is the first Oregon Signature Research Center. A cooperative venture among government and world-class nanoscience and microtechnology R&D institutions and industry in the Northwest, ONAMI was created to cultivate research and commercialization to advance the leading economic sector in Oregon, and expand the benefits of technology innovation to traditional and natural resource industries. ONAMI is developing commercial capabilities for micro- and nanotechnologies as applied to sustainable, clean, green and efficient manufacturing methods, as well as for healthcare, disease detection and prevention. Since its inception, ONAMI's Gap Program has provided $2M in grants to grow micro- and nano based businesses in Oregon, and raised nearly $102M in leveraged funds in its portfolio companies. The ONAMI Gap Fund and Commercialization Program is managed by Dr. Jay Lindquist of Technology Business Development, LLC.

P.O. Box 2041CorvallisOR97339541-713-1348

Portfolio companies include:Puralyticshttp://puralytics.com/Home Dialysis Plushttp://www.homedialysisplus.com/Trillium Fiber Fuelshttp://www.trilliumfiberfuels.com/Apex Drive Labshttp://apexdrivelabs.com/CNXLshttp://www.nano-biology.net/showcitationlist.php?keyword=cnxlsCrystal Clear Technologieshttp://www.crystalcleartec.com/DesignMedixhttp://www.designmedix.com/Dune Scienceshttp://dunesciences.com/Floragenexhttp://www.floragenex.com/Flash Sensorhttp://www.learn.usa.canon.com/resources/articles/2011/speedlite580exii_article.shtmlInpriahttp://nas.inpria.com/MTekhttp://www.mtekweaponsystems.com/supply/NWUAVhttp://www.nwuav.com/Peregrine Powerhttp://www.peregrinepower.com/Perpetua Powerhttp://www.perpetuapower.com/ZAPS Technologieshttp://www.zapstechnologies.com/Applied Exergyhttp://www.journals.elsevier.com/applied-energy/CSD Nanohttp://csdnano.com/OnTo Technologyhttp://onto-technology.com/Pacific Light Technologieshttp://pacificlighttech.com/Voxtelhttp://www.voxtel-inc.com/Northwest Medical Isotopeshttp://nwmedicalisotopes.com/NemaMetrichttp://www.telcointercon.com/Brushless-DC-Motors-8.htmlPDX Pharmaceuticalshttp://onami.us/index.php/commercialization/current_gap_projects/pdx_pharmaceuticalsInvestment Team: Dr. Jay Lindquistjml@technologybusdev.comOregon Investment Fundwww.oregoninvestmentfund.comFOFInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialEarlyGrowthExpansionIn July 2003, HB 3613 was passed in the Oregon State Legislature and enacted a mandate for the Oregon Investment Council (OIC) to design and implement a $100M program that encourages the growth of small businesses within the state of Oregon. To accomplish this mandate the OIC chose to develop a fund of funds, the Oregon Investment Fund (OIF). This fund, which is capitalized by funds from the OIC, has committed capital to private equity and venture capital funds that in turn invest in companies located primarily in the state of Oregon or the Pacific Northwest region. OIF chooses funds that make investments in venture capital, growth capital or later-stage buyout companies that could ultimately benefit start-up companies coming out of Oregon universities and colleges. In addition, a percentage of the assets of the OIF may be invested directly into operating companies alongside the OIF's private equity and venture capital managers. As of 2011, the OIF has invested $298 million in 44 Oregon and Pacific Northwest companies. The OIC chose Credit Suisse's Customized Fund Investment Group to develop and manage this Fund on a discretionary basis. Because Oregon possesses identifiable expertise in high technology, microtechnology, advanced textiles, and healthcare, OIF's portfolio includes companies in these sectors.

c/o Oregon State Treasury350 Winter Street NE, Suite 100SalemOR97301-3896503-378-4000

Portfolio companies include:Kryptiqhttp://www.kryptiq.com/Criterion Holdingshttp://www.standard-holdings.com/index.htmWellpartnerhttps://www.wellpartner.com/Precision Wire Componentshttp://pwcwire.com/Selmethttp://selmetinc.com/Investment Team:Kelly M. Williams, Managing Director and Group Headkelly.m.williams@credit-suisse.comDavid Almodovar, Principaldavid.almodovar@credit-suisse.comOTBCwww.otbc.orgIOTBC (the Oregon Technology Business Center) is a place where Tech, Biotech, Cleantech and Opentech startups find help with conceiving, validating, planning, building and succeeding in their business. OTBC is a certified provider of the Kauffman Foundation's FastTrac TechVenture entrepreneurship program, a 10 week entrepreneurship program for tech start-ups. OTBC Venture Members receive individual coaching to help them take their company to the next level, whether that means completing a business plan, closing investment dollars, or structuring effective start-up operations.

8305 SW Creekside Place, Suite CBeavertonOR97008971-223-4660971-223-4659

Tenant companies include:N/Ahttp://www.na.org/Management Team:Steve Morris, Executive Directorsmorris@otbc.orgPivotal Investments, LLChttp://pivotal-investments.comVCEnergy & Clean TechEarlyPivotal Investments I, LP is an early stage venture capital fund committed to delivering superior financial returns through investments in companies, primarily in the Northwest, that will be leaders in the emerging sustainable economy. Pivotal's partners founded the Sustain-ability Investment Fund in 2007 to target the clean energy, clean air, clean water, green building, materials/biomass, and healthy food sectors in Idaho, Montana, Oregon, Washington, and Western Canada. Portfolio companies must have a reduced environmental footprint, innovative product or technology, low cost producer or service provider, large growth opportunity, and experienced management.

108 NW 9th Ave. Suite 201PortlandOR97209503-539-0294503-295-2720

Portfolio companies include:SeQuential Biofuelshttp://www.sqbiofuels.com/EnerG2http://www.energ2.com/Agilyxhttp://www.agilyx.com/Soil Information Systemhttp://www.soilinfo.com/Tuusso Energyhttp://tuusso.com/Emmehttp://www.emmenation.com/nLightedhttp://www.enlightedinc.com/RNA Networkshttp://www.theregister.co.uk/2011/06/20/dell_acquires_rna_networks/EnergySavvyhttp://www.energysavvy.com/Pacific Light Technologieshttp://www.pacificlighttech.com/Verliticshttp://verlitics.com/Investment Team:Bradley A. Zenger, Co-Founder and Managing Directorbaz@pivotal-investments.comJohn Miner, Managing Directorjm@pivotal-investments.comPortland Seed Fundhttp://portlandseedfund.comVCInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyThe Portland Seed Fund finds and surrounds the most promising seed-stage companies with capital, mentoring and contacts to nurture vigorous economic growth in Oregon. The Fund invests in 'classes' of 7-8 entrepreneurs at a time, starting them with an initial $25,000 investment, and seeing what they do in 90 days. The Fund repeats the cycle every six months, resulting in approximately 25 investments every two years. The Fund is sector-agnostic in its investments and favors capital-efficient, highly-scalable companies with high-growth potential. Portland Seed Fund enjoys a unique public-private investor base, including Portland Development Commission, Oregon Growth Account, City of Hillsboro, Oregon Entrepreneurs Network's Catalyst Fund and 18 individual accredited investors.

805 SW Broadway, Suite 2440PortlandOR97205503-419-3007

Portfolio companies include:4Tellhttp://4tellsolutions.com/AudioNamehttp://www.audioname.com/Comic Rockethttp://www.comic-rocket.com/GeoLoqihttps://geoloqi.com/Gliphhttps://gli.ph/GlobeSherpahttp://www.globesherpa.com/aboutGoodWorksNowhttp://goodworksnow.org/Hivelyhttp://teamhively.com/LaunchSidehttp://www.launchside.com/Serps.comhttps://serps.com/TellItIn10http://tellitin10.com/Vizifyhttp://vizify.com/Beeminderhttp://blog.beeminder.com/BrandLivehttp://www.brandlivegroup.com/Cloudabilityhttps://cloudability.com/Cocollage http://www.cocollage.com/Gliderhttp://glider.com/InGrid Solutionshttp://ingridsolutions.com/LaunchSidehttp://www.launchside.com/Mobilitushttp://mobilitus.com/OnTheGo Platformshttp://www.myonthego.com/Wikiswayhttp://www.wikisway.com/Investment Team:Jim Huston, Managing Directorjim@portlandseedfund.comAngela Jackson, Managing Directorangela@portlandseedfund.comReference Capital Management, LLCwww.referencecapital.comVCInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareMedical DeviceEarlyReference Capital Management, LLC was founded in 2006 by Wayne Embree and Brock Metcalf, PhD, merging long-time early stage investment firms, Cascadia Partners and OLS, LLC. Reference Capital focuses on market sectors and opportunities in which the Northwest possesses clear, competitive advantages. Reference Capital is the General Partner for the Sustainability Investment Funds (SIF), which capitalizes on the North-west's strong environmental stewardship, innovative technologies, consumer brands, and the growing public and corporate commitment to clean technologies, products and services, along with a sustainable market economy.

12909 SW 68th Parkway, Suite 430PortlandOR97223503-619-4310503-619-4311

Portfolio companies include:FEI Companyhttp://www.fei.com/Full Sailhttp://www.fullsail.edu/H2O3http://en.wikipedia.org/wiki/TrioxidaneCelilo Group Mediahttp://pdx.chinookbook.net/about/Routewarehttp://www.routeware.com/Artiellehttp://artielle.com/Kryptiqhttp://www.kryptiq.com/Neurocrinehttp://www.neurocrine.com/Mission Motorshttp://ridemission.com/PanelTechhttp://paneltechintl.com/Banyan Energyhttp://www.banyanenergy.com/Lumenoushttp://www.lumenous.com/Agilyxhttp://www.agilyx.com/enerG2http://www.energ2.com/Willowview Systemshttp://willowviewsystems.com/SeQuentialhttp://www.merriam-webster.com/dictionary/sequentialWestport Innovationshttp://www.westport.com/BPLhttp://www.bplglobal.net/eng/index.aspxSuterrahttp://www.suterra.com/WebMDhttp://www.webmd.com/Virogenomicshttp://virogenomics.com/Blacktoe Medicalhttp://blacktoemedical.com/Microsemihttp://www.microsemi.com/Osprey Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=48813505Virogenomicshttp://virogenomics.com/Investment Team:Wayne Embree, Founderwle@refcapllc.comJohn B. Metcalf, Founder and Managing PartnerDavid C.E. Williams, Managing PartnerRiverfront Innovation Center for Start-Upshttp://researchpark.uoregon.edu/html/incubation.htmlIInformation TechnologySoftware & InternetLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialEducation & TrainingSeedThe Riverfront Research Park project is a cooperative effort of the University of Oregon (UO) and private developers to build a university-related research park on a state-owned site adjacent to the university campus on the south bank of the Willamette River. The purpose of the Research Park is to attract and promote the growth of technology and the economy of Oregon by providing an environment conducive to research and innovation. As part of the Research Park's purpose, the Riverfront Innovation Center was developed to provide research and lab space for emerging technology-based companies to develop ideas and technologies. To assist new ventures, the Innovation Center offers attractive rental rates, suites ranging in size from 110 to 1,000 square feet, and flexible terms including rentals on a month-to-month basis. Companies also benefit from high-speed Internet access and close proximity to the UO, its libraries, laboratories, staff, and students.

Riverfront Research Park Office1276 University of OregonEugeneOR97403541-346-5164541-346-6197

Tenant companies include:Electrical Geodesicshttp://www.egi.com/Kaibridgehttp://www.manta.com/c/mtcdczk/kaibridge-incZebrafish Information Networkhttp://zfin.org/Agate Resourceshttp://agatehealthcare.com/Apropohttp://www.apropo.us/Cerebral Data Systemshttp://www.cerebralsystems.in/index.htmlMitoScienceshttp://mitosciences.com/VizMehttp://www.vizme.com/EPIChttps://epic.org/mAbDxhttp://www.mabdx.com/Metabolic Profilinghttp://www.healthtech.com/2002/mbp/index.htmParatoolshttp://paratools.com/Statelogichttp://statelogic.com/Marker Gene Technologieshttp://markergene.com/Floragenexhttp://www.floragenex.com/Dune Scienceshttp://dunesciences.com/Center on Teaching and Learninghttp://ctl.uoregon.edu/Neuroinformatic Centerhttp://nic.uoregon.edu/home.phpParatoolshttp://www.paratools.com/Statelogichttp://en.wikipedia.org/wiki/State_LogicManagement Team:Diane Wiley, Directordwiley@uoregon.eduMichelle Wygle, Operations Managerwygle@uoregon.eduRiverlake Equity Partnerswww.riverlakepartners.comPEManufacturing & IndustrialTransportation & DistributionConsumer ProductsMiddle MarketFounded in 2003, Riverlake Equity Partners is a Portland, Oregon-based private equity firm focused on leveraged control growth investments in small, profitable companies. The Fund makes equity and equity-related debt investments in manufacturing, distribution and service companies. Riverlake targets investments in established industrial and consumer products manufacturing and business service firms, with enterprise values between $15 million and $60 million, and positive cash flow between $2 millon and $10 million.

1000 SW Broadway, Suite 1010 PortlandOR97205503-228-7100503-228-7105

Portfolio companies include:AXZAShttps://www.axzas.com/Pinnacle Exhibitshttp://www.pinnacle-exhibits.com/O'Currance Teleserviceshttp://www.ocurrance.com/SP Industrieshttp://spindustries.com/Advanced Decorative Systemshttp://advanceddecorative.com/Omega Morganhttp://omegamorgan.com/Reichling Presshttp://www.linkedin.com/company/reischling-press-incorporatedInvestment Team:Erik J. Krieger, Founder and Managing Partnerekrieger@riverlakepartners.comVictor (Vic) G. Petroff, Partnervpetroff@riverlakepartners.comTom Zupan, CFOtzupan@riverlakepartners.comGreg Tansey, Principalgtansey@riverlakepartners.comTamarack Capitalwww.tamarackcapital.comPEManufacturing & IndustrialTransportation & DistributionConsumer ProductsMiddle MarketLicensed as a Small Business Investment Company (SBIC) in 1999, Tamarack Capital provides mezzanine capital to help facilitate management buyouts, leveraged acquisitions, minority shareholder buyouts, and corporate growth. Tamarack Capital and its affiliates invest in amounts of $500,000 to $5,000,000 in companies located in the Western states. The current fund is fully invested and is not seeking new investment opportunities at this time.

3689 Carman Drive, Suite 200 Lake OswegoOR97035503-517-8939503-517-8938

Portfolio companies include:Color Laboratorieshttp://colorlabs.com/The Express Way Grouphttp://www.indeed.com/cmp/The-Express-Way-GroupInvestment Team:Loree G. Misch, Founderloree@tamarackcapital.comJohn S. Woolley, Founderjohn@tamarackcapital.comVeber Partners, LLCwww.veber.comPEInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialTransportation & DistributionConsumer ProductsRetail & RestaurantMiddle MarketFounded in 1989, Veber Partners is a regional investment banking firm bringing expertise and experience to support middle market business owners, investors and senior management in making and implementing key financial decisions. The firm is one of the premier private investment banking firms in the Pacific Northwest that focuses on mergers and acquisitions, private placements, merchant banking, leveraged buy-outs, management buy-outs, capital restructuring, fairness opinions, valuations, Business Energy Tax Credit placements, and other financial advisory services. Veber Partners selectively purchases middle market companies in the region utilizing its own equity and the equity of its strategic investors. The firm operates in five primary sectors including manufacturing/distribution, technology, business services, consumer/retail and healthcare.

605 NW 11th AvenuePortlandOR97209-3235503-229-4400503-224-0949

Portfolio companies include:Lux Lightinghttp://www.luxlightingltd.com/Pony Lumberhttp://www.manta.com/c/mmg1hm9/pony-lumber-co-llcTradewinds Forest Productshttp://www.manta.com/c/mtxgxnr/tradewinds-forest-productsCRU Dataporthttp://www.cru-dataport.com/Pacific Interpretershttp://www.pacificinterpreters.com/Associated Chemistshttp://achemists.com/Tactixhttp://www.tactix.com/company.aspVeber Solarhttp://www.veber.com/news/Veber%20Solar.shtmlNW Polymershttp://www.nwpolymers.com/Investment Team:Gayle Veber, Managing Partnergveber@veber.comRodger Adams, Senior Partnerradams@veber.comNick Stanley, Partnernstanley@veber.comJohn Herman, Strategic Partnerjherman@veber.comKSL Capital Partnerswww.kslcapital.comPESports & EntertainmentReal EstateMiddle MarketFormed in 2005, KSL Capital Partners, LLC is a private equity firm that makes investments in travel and leisure businesses, including the hospitality, recreation, clubs, real estate and travel services sectors. With over $3.4 billion in assets under management, KSL focuses on acquisitions of historically under-performing or under-capitalized businesses and strives to unlock "hidden value" by re-envisioning and repositioning these enterprises. The firm has recently organized KSL Capital Partners International to focus on opportunities abroad. KSL's strategy involves four-critical elements: (i) expanding each enterprise by enhancing the existing revenue base; (ii) creating new business opportunities; (iii) improving operating efficiencies; and (iv) optimizing the value of associated real estate. While its targeted minimum equity requirement for the fund is $25 million, because of the nature of its portfolio companies, related entities and its desire to grow these businesses, no transaction is too small to execute. The firm has the ability to commit up to $500 million of equity in any one transaction. The firm also maintains an office in New York.

100 Fillmore Street, Suite 600DenverCO80206720-284-6400720-284-6401

Portfolio companies include:Barton Creek Resort & Spahttp://www.bartoncreek.com/ClubCorphttp://www.clubcorp.com/East West Partnershttp://eastwestpartners.com/La Costa Resort and Spahttp://www.lacosta.com/Montelucia Resort & Spahttp://montelucia.com/Orion Expedition Cruiseshttp://www.orionexpeditions.com/The Royal Palmhttp://www.royalpalmmiamibeach.com/Squaw Valley USAhttp://www.squaw.com/The Homesteadhttp://www.thehomestead.com/Western Athletic Clubshttp://www.westernathleticclubs.com/Rancho Las Palmashttp://www.rancholaspalmas.com/The Belfryhttp://www.thebelfry.co.ukThe James Royal Palmhttp://www.royalpalmmiamibeach.comInvestment Team:Michael S. Shannon, Managing DirectorEric C. Resnick, Managing Directoreric.resnick@kslcapital.comSteven S. Siegel, Partner and COOsteven.siegel@kslcapital.comRichard Weissmann, PartnerPeter R. McDermott, Principalpeter.mcdermott@kslcapital.comMartin J. Newburger, Partnermartin.newburger@kslcapital.comBernie N. Siegel, Principalbernard.siegel@kslcapital.comCraig Henrich, PrincipalColey Brennan, PrincipalJohn Ege, PrincipalLiberty Global Ventureswww.lgi.comCVCCommunications & NetworkingEarlyLiberty Global Ventures is the Venture Investment Arm of Liberty Global, Inc., the largest international broadband service provider, and the second largest broadband service provider in the world, with a presence in 15 different countries. Liberty Global's operations also include significant media and programming businesses such as Chellomedia, a multimedia content provider based in Europe, as well as interests in content businesses in each of Liberty's regional markets.

12300 Liberty BoulevardEnglewoodCO80112

Portfolio companies include:Shorts Internationalhttp://www.shortsinternational.com/Celenohttp://www.celeno.com/Music Mastermindhttp://music-mastermind.com/Widevine Technologieshttp://www.widevine.com/Casahttp://www.casa-systems.com3B Networkshttp://www.3bnetworks.comKymetahttp://www.kymetacorp.comPontishttp://www.pontis.comWananchi Grouphttp://www.wananchi.comJoyenthttp://www.joyent.comDisney XDhttp://disney.go.com/disneyxdPersonifyhttps://personifyinc.comIntegratehttp://www.integrate.comInvestment Team:John Gowen, Vice Presidentjgowen@lgi.comBruce Dines, VP, Managing Directorbdines@lgi.comChris Smithcjsmith@lgi.comAndrea Salvatoasalvato@lgi.comMankwitz Kurtz Investments, LLC (MKI)www.mankwitzkurtz.comPEBusiness ServicesConsumer ProductsReal EstateMiddle MarketMKI is a private equity firm that acquires controlling interests in middle market companies and enhances their value with the intent of selling the businesses within five years. MKI invests in companies that present clear opportunities to create value through accelerated growth and on-going operational improvements. For Management Buyouts, MKI invests with management teams to acquire privately-held companies, corporate divisions and certain public corporations. MKI also pursues Recapitalizations, Growth Equity, Turnaround & Distressed Situations, Outright Acquisitions, and acquires strategically placed real estate with its MKI Properties Group.

50 S. Steele St., Ste. 1000DenverCO80209

Portfolio companies include:Valenti Internationalhttp://www.valentiinternational.com/Isera Grouphttp://www.manta.com/c/mtbt4gd/isera-group-incEsscentual Brandshttp://www.esscentualbrands.com/Claire Burkehttp://www.myclaireburke.com/Vitabathhttp://vitabath.com/Construction Mortgage Lendinghttps://www.wellsfargo.com/mortgage/loan-programs/construction-loansCastle Technology Exchangehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=24421916Investment Team:Van Mankwitz, 303-884-9887van@mankwitzkurtz.comStephen Kurtz, 303-888-5650skurtz@mankwitzkurtz.comBrian Mankwitz, 720-480-1348brian@mankwitzkurtz.comMarker Hill Capitalhttp://www.markerhillcapital.comVCPEInformation TechnologyEnergy & Clean TechSports & EntertainmentReal EstateExpansionMiddle MarketMarker Hill Capital is a $50 million private equity fund formed in March of 2011 to invest in capital driven growth opportunities. The firm's typical equity investment is targeted at $5 to $7 million however, Marker is willing to invest at smaller and larger levels of commitment if the conditions are right. Led by Robert Fanch, Robert Cyman, Suzanne Fanch and Tom Juracek, Marker is focused on partnering with management teams in a variety of business sectors that are seeking capital for growth, particularly organizations looking for expansion capital. Having backgrounds in Finance, Strategic Planning, Operations and Marketing, as well as capital markets, Marker Hill's background provides a broad range of expertise not typically found in private equity funds. Current investment commitments include a broad range of sectors from energy and technology to real estate and hospitality.

1500 Wynkoop Street, Suite 200DenverCO80202303-756-5600

Portfolio companies include:Concordia Coffee Systemshttp://concordiacoffee.com/iWebhttp://www.iweb.comLowry Corner, LLChttp://www.lowrycommunityacupuncture.com/location.htmlGNAXhttp://www.gnax.comInvestment Team: Robert Fanch, Managing DirectorRobert Cyman, Managing DirectorSuzanne Fanch, Managing DirectorTom Juracek, Managing DirectorMarquette Venture Partnerswww.marquetteventures.comVCInformation TechnologyLife Sciences & HealthcareBusiness ServicesConsumer ProductsEarlyGrowthMarquette Venture Partners was founded in 1987 to make equity investments in early and growth stage companies. The firm has a long term investment focus and has emphasized investments in the healthcare, information technology, and consumer services industries. Marquette is not considering any new investments at this time.

P.O. Box 1609VailCO81658877-215-3400 970-476-2316

Portfolio companies include:Adams Respiratory Therapeuticshttp://www.linkedin.com/company/adams-respiratory-therapeuticsAxya Medicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=25359Cyrano Scienceshttp://www.smithsdetection.com/history_cyrano.phpKelson Pediatric Partnershttp://www.kelsoncorp.com/ped_partners.htmlCreative Catalogshttp://www.creativecatalogs.com/Chasm Industrieshttp://www.manta.com/c/mmnbd44/chasm-industries-ohioPayerpathhttp://www.payerpath.com/Spear Technologieshttp://www.spearstechnologies.com/Ureach Technologieshttp://ureach.com/Allos Therapeuticshttp://www.allos.comBiostarhttp://www.biostar.comInvestment Team:Lloyd D. Ruth, General Partnercruth@marquetteventures.comMeritage Fundswww.meritagefunds.comVCInformation TechnologySoftware & InternetCommunications & NetworkingFinancial ServicesSeedEarlyFounded in 1998, Meritage Funds is a Denver-based family of venture capital funds that manages three investment funds representing more than $600 million of committed capital. The firm is currently investing Meritage Fund III and is actively seeking new investment opportunities. The firm invests in network-enabled service companies, specifically those that leverage networks to enable communication, deliver content, and facilitate commerce. We pursue investment opportunities that require between $5 and $15 million of capital to accelerate growth of an existing core business that has a financial profile including: Annual revenue between $3 and $20 million, the majority of which is recurring in nature; and EBITDA positive or a clear path to EBITDA positive status. The firm's flexible investment mandate enables it to craft a financing approach that is appropriate for virtually any situation. Meritage makes both minority and control investments and will consider direct equity financings, recapitalizations, control acquisitions, consolidations, restructurings, spin-outs and management buy-outs. The firm's FastStart Program allows Meritage to capitalize on unique opportunities by investing up to $1 million at the earliest stages of a network-enabled service company's development.

1675 Larimer Street, Suite 400 DenverCO80202303-352-2040303-352-2050

Portfolio companies include:Access Media 3http://am3inc.com/Completel Europehttp://investing.businessweek.com/businessweek/research/stocks/snapshot/snapshot.asp?capId=103657Pipeline Financial Grouphttp://www.pipelinetrading.com/IP Commercehttp://www.ipcommerce.com/Home.aspxNewPath Networkshttp://www.crowncastle.com/Diveo Broadband Networkshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=27575EdgeConnexhttp://edgeconnex.com/Masergy Communicationshttp://www.masergy.com/NuVoxhttps://support.nuvox.net/Perlegohttp://perlego.com/Xspedius Communicationshttp://xspedius.com/Crisp Mediahttp://www.crispmedia.com/Inflow Grouphttp://www.halyard.com/investment.asp?id=7Miniwebhttp://www.miniweb.tv/Crisp Mediahttp://www.crispmedia.comDatavailhttp://www.datavail.comDigital Fortresshttp://www.dfcolo.comMT Digital Mediahttp://www.miniweb.tvPeakColohttp://www.peakcolo.comInvestment Team:David Solomon, Operating PartnerDerek Pilling, Managing Directorderek@meritagefunds.comDoug Holladay, Operating PartnerJack Tankersley, Founder & Managing Directorjtankersley@meritagefunds.comJayme Pokrzywinski, Vice PresidentJim Allen, Operating PartnerJim Dovey, Operating PartnerJohn Garrett, Managing Directorjgarrett@meritagefunds.comLaura Beller, Founder & Managing Directorlbeller@meritagefunds.comRyan Pollock, Managing Directorryanpollock@meritagefunds.comTom Simonson, Managing DirectorMobius Venture Capitalwww.mobiusvc.comVCInformation TechnologySoftware & InternetSemiconductorEnergy & Clean TechConsumer ProductsSeedEarlyMobius Venture Capital is an early-stage venture capital fund that began investing in 1996. Early investments included Yahoo/Geocities, ELoan, Verisign, and E*Trade; and the final fund, Mobius VI, has invested in over sixty innovative technology companies. Mobius finished investing its funds in 2006, and is no longer making new investments nor seeking new limited partners.

1050 Walnut Street, Suite 210BoulderCO80302303-642-4000

Portfolio companies include:Accelergyhttp://www.accelergy.com/Bloom Energyhttp://bloomenergy.com/Clarus Systemshttp://clarussystems.com/deCartahttp://www.decarta.com/Ecasthttp://www.ecastnetwork.com/Fujin Entertainmenthttp://mortalkombat.wikia.com/wiki/FujinGlimmerglass Networkshttp://www.glimmerglass.com/Gold Systemshttp://www.goldsys.com/HeJianhttp://en.wikipedia.org/wiki/HejianHVVi Semiconductorshttp://www.hvvi.com/map.htmlImpinjhttp://www.impinj.com/Infinerahttp://infinera.com/Klocworkhttp://www.klocwork.com/The Legal Knowledge Companyhttp://www.lrn.com/Mondo Mediahttp://www.mondomedia.com/NewsGator Technologieshttp://www.newsgator.com/Oxlo Systemshttp://www.oxlo.com/Rally Software Developmenthttp://www.rallydev.com/ReaMetrixhttp://www.reametrix.com/Return Pathhttp://www.returnpath.net/StartSamplinghttp://www.startsampling.com/StillSecurehttp://www.stillsecure.com/Technoratihttp://en.wikipedia.org/wiki/TechnoratiInvestment Team:Brad Feld, Co-Founderbrad@feld.comSeth Levine, Principalseth@mobiusvc.comJason Mendelson, Managing Directorjason@mobiusvc.comRyan McIntyre, Principalryan@mobiusvc.comRoss Carlson, Director of Information Technologyross@mobiusvc.comBecky Cooper, Vice President, Operationsbecky@mobiusvc.comMelissa Edic, Corporate Accountantmelissa@mobiusvc.comDave Pavek, Fund Accounting Managerdave@mobiusvc.comMorgenthaler Ventureswww.morgenthaler.comVCInformation TechnologySoftware & InternetSemiconductorEnergy & Clean TechLife Sciences & HealthcareEarlyExpansionFounded 1968, Morgenthaler Ventures has $3.0 billion under management and is currently investing out of its ninth fund, raised in November 2008, capitalized at $400 million. Today, the firm's venture capital team focuses its investments in two areas: Information technology and life sciences. Morgenthaler is headquartered in Menlo Park, CA, with offices in Boulder, CO; and Boston. The firm's interest in information technology can be broken down into five areas: Consumer Services, Mobile Computing, Software & Services, Systems and Semiconductors and Energy. Morgenthaler Ventures expects to invest between $5 and $15 million total in each company over several rounds. Initial investments can be as small as $500 thousand. Of the firm's recent investments, 80% have been in Series A, but Morgenthaler is open to later stage opportunities. The firm also invests in a broad spectrum of life science companies, particularly those in the fields of: Therapeutic biopharmaceuticals, Medical Devices, and Healthcare Services. Morgenthaler expects to invest between $12 and $20 million total in a biotech company over several rounds; and between $10 and $12 million for a device company.

4430 Arapahoe Avenue, Suite 220 BoulderCO80303303-417-1604 303-417-1602

Portfolio companies include:ArisDynehttp://arisdyne.com/Crossbow Technologyhttp://www.xbow.com/FiveStarhttp://fivestarofficial.com/Intelleflexhttp://intelleflex.com/Imeemhttp://en.wikipedia.org/wiki/ImeemCLK Design Automationhttp://www.clkda.com/company/careers/JasperSofthttp://www.jaspersoft.com/Promedior Pharmaceuticalshttp://www.promedior.com/Replidynehttp://www.replidyne.com/Adara Mediahttp://www.adaramedia.com/Amatihttp://en.wikipedia.org/wiki/AmatiMuleSofthttp://www.mulesoft.com/Nextelhttp://www.sprint.com/index_n.html?brand=NextelArdianhttp://ardian.com/NexTag.comhttp://www.nextag.com/QuickLogichttp://www.quicklogic.com/Rhythm NewMediahttp://rhythmnewmedia.com/NeuroControlhttp://neurocontrol.com/Nexis Visionhttp://www.nexisvision.comNuoDBhttp://nuodb.comAutonet Mobilehttp://www.autonetmobile.comOncoMed Pharmaceuticalshttp://www.oncomed.comBig Switch Networkshttp://www.bigswitch.comOrb Networkshttp://www.orb.comOverture Networkshttp://www.overturenetworks.comBrion Technologieshttp://www.brion.comInvestment Team:Ralph E. (Chris) Christoffersen, Ph.D., Partnerrchris@morgenthaler.comLisa L. Potocsnak, Controllerlpotocsnak@morgenthaler.comRobin Bellas, Partner, Life Sciencesrbellas@morgenthaler.comJim Broderick, M.D., Partner, Life Sciencesjbroderick@morgenthaler.comMark Goines, Partner, Information Technologymgoines@morgenthaler.comJason Lettmann, Principal, Life Sciencesjlettmann@morgenthaler.comGary Little, Partner, Information Technologyglittle@morgenthaler.comRebecca Lynn, Partner, Information Technologyrharding@morgenthaler.comGary Morgenthaler, Partnertblue@morgenthaler.comPlatte River Ventureswww.platteriverventures.comPECommunications & NetworkingEnergy & Clean TechManufacturing & IndustrialFinancial ServicesMiddle MarketFounded in 2005, Platte River Ventures (PRV) is a private equity investment firm focusing on small and middle market private operating companies, targeting equity investments generally between $5 million and $40 million, and in companies with revenues generally between $10 million and $150 million. The firm focuses on potentially out-of-favor industries with improving prospects, as well as fragmented industries, which can benefit from consolidation. PRV has a particular interest in the following industries: Aerospace manufacturing and services; Industrial products and services; Metals, chemicals and natural resources; and Energy services and infrastructure.

200 Fillmore Street, Suite 200DenverCO80206303-292-7300303-292-7310

Portfolio companies include:PRV Aerospacehttp://prvaerospace.com/Quality Forminghttp://qfinc.com/Arden Engineeringhttp://www.ardeneng.com/Giddens Industrieshttp://giddens.com/Hetscohttp://hetsco.com/Aero Design & Manufacturinghttp://www.aerodesignmfg.com/Precision Machine Workshttp://www.pmwinc.com/Tell Toolhttp://www.telltool.com/Car-Ber Testing Serviceshttp://www.carbertesting.com/Global X-Ray & Testinghttp://globalxray.com/ACT Independent Turbo Serviceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=108729051Hetscohttp://hetsco.com/MetConhttp://www.metconnc.com/Wellmark Companyhttp://www.wellmarkco.comTPG Mt. Vernon Marinehttp://www.mvbarge.comTechSpec, Inc.http://www.tsititanium.comNorthBasin Energy Serviceswww.northbasinenergy.comSierra Alloyshttp://www.sierraalloys.comInvestment Team:J. Landis Martin, Founder & Managing Directorlmartin@platteriverventures.comEdward C. Hutcheson, Jr., Managing DirectorWilliam H. Robb, Managing Directorbillrobb@platteriverventures.comGregory A. Sissel, Managing Directorgsissel@platteriverventures.comPeter W. Calamari, Managing Directorpcalamari@platteriverventures.comTimothy D. Grein, Vice Presidenttgrein@platteriverventures.comMark Brown, Vice PresidentMichelle Eidson, Vice Presidentmeidson@platteriverventures.comEric Crawford, AssociateIan White, AssociateProgress Equity Partnerswww.progressequity.comPECommunications & NetworkingMedia & Digital MediaLife Sciences & HealthcareBusiness ServicesConsumer ProductsMiddle MarketFounded in 1993, Progress Equity is a private equity investment firm that acquires majority control of well-managed, entrepreneurial, service-based businesses. The partners of Progress Equity invest their own capital, along with other select individuals, including the founders of companies they have previously acquired. The firm seeks companies that generate a minimum annual EBITDA of $2 million in the following industries: Health care service providers, specifically: Home healthcare and behavioral health services (Medicare, Medicaid and private pay); Nutritional solutions (enteral therapy); Specialty pharma; Residential group homes for people with special needs; Specialty foods; Franchisors; and Communications and marketing services. The partners of Progress Equity have an established investment track record that spans over 15 years and 22 transactions with total realized proceeds of over $500 million. The firm also maintains an office in Dallas, TX.

7887 E. Belleview Avenue, Suite 1100EnglewoodCO80111303-297-1701303-223-1638

Portfolio companies include:Terracare Associateshttp://terracareassociates.com/Westconhttp://www.westcongroup.com/American Exteriorshttp://amext.com/COCAThttp://cocat.com/Diversified Machine Systemshttp://www.dmscncrouters.com/D&S Residential Serviceshttp://www.dsresidential.com/Oncology Molecular Imaginghttp://www.omillc.com/EnAqua Solutionshttp://www.enaqua.comRevere Packaginghttp://www.reverepackaging.comInvestment Team:Michael L. Bailey, Founding Partnermike@progressequity.comRalph W. Manning, Founding Partnerralph@progressequity.comStephen N. Sangalis, Founding Partnersteve@progressequity.comPaul A. Yeoham, Founding Partnerpaul@progressequity.comMelanie Barton, Vice Presidentmelanie@progressequity.comCarolina Hensley, Vice Presidentcarolina@progressequity.comPurple Mountain Ventures, Inc.www.purplemountainventures.comVCInformation TechnologySoftware & InternetEnergy & Clean TechSeedFormed in 2002, Purple Mountain Ventures is a "new breed" of a venture capital and growth consultancy, based on experience in the information and energy sectors. The firm prefers to call what it does "adventure capital" because Purple Mountain partners completely immerse themselves in their portfolio firms. Purple Mountain operates the Lab Seed Fund, which invests in people creating innovations and technologies that solve real problems. The Fund focuses on innovations from places like Los Alamos, Livermore, Oak Ridge, and Sandia, and helps push technologies into the market. Purple Mountain maintains additional offices in New Mexico and Washington DC.

785 Adams Street, Suite 200DenverCO80206303-953-8150

Portfolio companies include:Saint Blackwellhttp://saintblackwell.com/index.htmlHyperion Power Generationhttp://www.hyperionpowergeneration.com/Vista Control Systemshttp://www.vista-control.com/Micoyhttp://micoy.octadyne.net/Company for Information Visualization and Associationhttp://www.memory-improvement-tips.com/memory-association.htmlInvestment Team:John R. Grizz Deal, President & Managing Directorgrizz@purplemountainventures.comDeborah Blackwell, Directordeborah@purplemountainventures.comL. Robert Libutti, Ph.D., Directorbob@purplemountainventures.comJohn Elling, Ph.D., Directorjohn@purplemountainventures.com8ninths, LLCwww.8ninths.comIInformation TechnologySoftware & InternetSeed8ninths is an R&D Lab and start-up Incubator founded in 2008 by two longtime Microsoft web veterans. The company takes its name from the concept that 8/9 of an iceberg is hidden below the surface; the entrepreneurs look for new, emerging, hidden, and 'non-obvious' investments. The two founders have been conceiving, building and leading product development on some of the largest and most revolutionary products Microsoft has ever produced since 1995. Until September 2008, Co-Founder Adam Sheppard, worked in Microsoft CTO, Ray Ozzies' team as Director of Strategic Business Development for Microsoft Live Labs building external partnerships and driving revenue through licensing programs. Co-Founder William Lai was a pioneer in the development of instant messaging, having led the development team that was nominated as "Legendary Development Team of Microsoft" and releasing MSN Messenger. He grew the service to become a cornerstone of the Microsoft web offerings.

911 Western AvenueSeattleWA98104

Portfolio companies include:Lolligifthttp://blog.lolligift.com/OneSqrhttp://www.sqrug.org/sqr-users/sqrusers_02q1/msg01165.htmlIndustri.ushttp://industri-us.org/Safe for Humanshttp://www.dogbonetreats.net/dog-bone-treats/what-dog-treats-are-safe-for-humans/Investment Team: Adam Sheppard, Co-Founder & CEOashepp@gmail.comWilliam Lai, Co-Founderwilliam@8ninths.comAccelerator Corp.www.acceleratorcorp.comILife Sciences & HealthcareSeedAccelerator Corporation, founded in 2003, is a privately-held biotechnology investment and development company located in Seattle. Resources provided by Accelerator and its Affiliates - MPM Capital, ARCH Venture Partners, Alexandria Real Estate Equities, Inc., Versant Ventures, Amgen Ventures, OVP Venture Partners, and the Institute for Systems Biology - include committed investment capital, state-of-the-art facilities, world-class scientific and technical expertise and support, and experienced start-up management. Accelerator occupies an 18,000 square foot state-of-the-art space located within a 165,000 SF facility owned and developed by an affiliate of Alexandria Real Estate Equities, Inc. in the midst of the vibrant Eastlake life science cluster in Seattle. The facility includes a number of laboratory/office "suites" as well as common space (reception, conference rooms, break room, etc.) and support infrastructure (autoclave/glass wash, DI water system, telecommunications/network, etc.). In the past nine years, twelve companies have been invested in through Accelerator. Five have emerged and raised follow on financings of more than $164 million. Three remain under management at Accelerator. In all, Accelerator companies have raised in excess of $221 million in initial and follow-on financings. Accelerator's investors have committed an additional $22.5 million to enable Accelerator to continue to identify, capitalize, and develop the next-generation of exciting emerging biotechnologies.

1616 Eastlake Avenue East, Suite 200SeattleWA98102206-957-7300206-957-7399

Portfolio companies include:Oncofactorhttp://www.xconomy.com/seattle/2011/05/24/accelerators-new-startup-oncofactor-seeks-to-spark-immune-system-fight-against-cancer/Integrated Diagnosticshttp://www.integrated-diagnostics.com/VieVaxhttp://www.biocentury.com/companies/VieVax_CorpRecodagenhttp://www.acceleratorcorp.com/node/82XORIhttp://www.acceleratorcorp.com/node/101Mirinahttp://mirena-us.com/PharmSelexhttp://www.acceleratorcorp.com/node/92Allozynehttp://www.allozyne.com/Theraclone Scienceshttp://www.theraclone-sciences.com/home.phpVLSThttp://www.vlstcorp.com/Acylin Therapeuticshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=116511327Groove Biopharmahttp://www.groovebiopharma.com/Investment Team:Carl Weissman, Chairman and CEOcweissman@acceleratorcorp.comDavid Schubert, President and CBOAckerley Partners, LLCwww.ackerley.comVCMedia & Digital MediaSports & EntertainmentEarlyGrowthExpansionFounded in June 2002, Ackerley Partners, LLC is a privately held investment company with a focus on media and entertainment investment opportunities, including but not limited to: select investment banks, historical relationships from the media sector, entrepreneurs, institutional investors, private equity firms and venture funds. Ackerley seldom takes a leading investment/ownership position, preferring to assume a minority ownership position or teaming with other institutional financial backers. The firm considers development-stage companies with exceptional management teams that are targeting emerging markets in sectors in which the partners have experience; however, the primary focus is on companies that are in a later stage of fundraising, typically B or later, and have an established product and/or service that is generating revenue with a reasonable path to profitability.

4111 East Madison St., #350 SeattleWA98112206-624-2888206-623-7853

Portfolio companies include:LicenseStreamhttp://www.licensestream.com/TwelveFold Mediahttp://www.twelvefold.com/Jotthttp://www.nuance.com/for-individuals/by-product/voice-to-text/index.htmElevation Partnershttp://www.elevation.com/Moblisshttp://www.mobliss.com/index.phpScreenlifehttp://www.screenlifegames.com/Hidden City Gameshttp://en.wikipedia.org/wiki/Hidden_City_GamesCSTVhttp://www.cstv.com/sports/c-ultimate/cs-c-ultimate-body.htmlWithoutaboxhttps://www.withoutabox.com/Labrador Mobilehttp://www.labradormobile.com/BuzzLogichttp://www.twelvefold.com/splash/Howcasthttp://www.howcast.com/Plum TVhttp://plumtv.com/FlexPlay Technologieshttp://flexplay.com/Judy's Bookhttp://www.judysbook.com/FastChannelhttp://www.dgit.com/Nascar Members Clubhttp://www.onmc.com/Cequinthttp://www.cequint.com/Investment Team: Chris Ackerley, Co-FounderTed Ackerley, Co-FounderKim Ackerley Cleworth, Co-Founder and PartnerAcorn Ventureswww.acornventures.netAInformation TechnologySoftware & InternetCommunications & NetworkingManufacturing & IndustrialSports & EntertainmentEarlyAcorn Ventures is a Bellevue, Washington based Angel fund founded by Rufus W. Lumry in 1991 after his retirement as EVP/CFO of McCaw Cellular Communications (now AT&T Wireless). Acorn's mission is to find, fund and nurture early-stage companies that present extraordinary opportunities to make industry-changing leaps in technology and applications.

PO Box 6847BellevueWA98008425-462-1345425-462-4950

Portfolio companies include:PakSensehttp://www.paksense.com/Airbiquityhttp://airbiquity.com/Digital Sciroccohttp://digitalscirocco.com/Cheezburgerhttp://icanhascheezburger.com/BigTiphttp://www.bigtip.com/BuddyTVhttp://www.buddytv.com/Gigoptixhttp://www.gigoptix.com/SimplyFunhttp://www.simplyfun.com/Perlego Systemshttp://www.perlego.com/default.aspxCentricity Recordshttp://www.centricitymusic.com/Investment Team:Rufus Lumry, Founder & PresidentJoni Bornstead, Office Managerjoni@acornventures.netScott Drum, Chief Marketing Officerscott@acornventures.netElaine Scherba, Senior Vice President and Principalelaine@acornventures.netMaryan Regan, Financial Operations Managermaryan@acornventures.netCaren Seidle, Chief Financial Officercaren@acornventures.netAlexander Hutton Venture Partnerswww.ahvp.comVCInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaSeedEarlyGrowthExpansionThe $95 million Alexander Hutton Venture Partners (AHVP) fund was inaugurated in December 1999. The venture fund builds on the performance of Alexander Hutton Capital, LLC, a regional investment-banking firm that has raised capital for technology start-ups since 1995. AHVP invests in companies from the seed stage to the mezzanine level. The Partners make initial investments as small as $500,000, but expect the average investment over the funding lifetime of a company to be $3-$5 million. AHVP focuses on technology companies in Washington, Oregon and British Columbia, with a particular focus on streaming media, XML, Internet infrastructure, business-to-business E-commerce, telecommunications and data networking, and software.

1215 Fourth Avenue, Suite 900 SeattleWA98161206-341-9800 206-341-9810

Portfolio companies include:NetMotion Wirelesshttp://www.netmotionwireless.com/HaloSourcehttp://halosource.com/Myriohttp://www.myriosolution.com/Netupdatehttp://www.netupdate.com/Shiplogixhttp://www.infor.com/Accessline Communicationshttp://www.accessline.com/Max Vizhttp://max-viz.com/Metrikahttp://www.a1cnow.com/Performanthttp://www.performantcorp.com/Investment Team:Kent L. Johnson, Managing Directorkjohnson@ahvp.comJerry Keppler, Co-Founder & Managing Directorjkeppler@ahvp.comJames Thompson, Partnerjthompson@ahvp.comTom Johnston, Senior Vice President of Product and Marketing, NetMotion WirelessPaul Tomlinson, Corporate Psychologist and HR ProfessionalPandora Fitzpatrick, Executive Administratorpandoraf@ahvp.comArch Venture Partnerswww.archventure.comVCInformation TechnologyLife Sciences & HealthcareSeedEarlyArch Venture Partners is a provider of seed and early-stage venture capital for technology firms with a special expertise in co-founding and building technology firms from startup. ARCH invests primarily in companies co-founded with leading scientists and entrepreneurs, concentrating on bringing to market innovations in life sciences, physical sciences, and information technology. ARCH currently manages seven funds totaling nearly $1.5 billion and has invested in the earliest venture capital rounds for more than 150 companies. ARCH Venture Partners became a private venture partnership after separating from its predecessor company, ARCH Development Corporation. Formed in 1986 by the Trustees of the University of Chicago, ARCH Development Corporation was managed by ARCH founding partners. The first fund, ARCH Venture Fund I, was a $9 million fund established in 1989.

1000 Second Avenue, Suite 3700SeattleWA98104206-674-3028206-674-3026

Portfolio companies include:Allozynehttp://www.allozyne.com/Acylinhttp://www.acceleratorcorp.com/AcylinCEPTYRhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=92961GPC-Rxhttp://www.acceleratorcorp.com/node/92ISB Acceleratorhttp://www.acceleratorcorp.com/Mirinahttp://mirena-us.com/PhaseRxhttp://phaserx.com/Theraclonehttp://www.theraclone-sciences.com/home.phpVLSThttp://www.vlstcorp.com/Plectix BioSystemshttp://www.linkedin.com/company/plectix-biosystemsEKOShttp://ekoscorp.com/Therushttp://thesaurus.com/Illuminahttp://www.illumina.com/CoolEdge Lightinghttp://cooledgelighting.com/Ahura Scientifichttp://www.ahurascientific.com/index.phpArray BioPharmahttp://www.arraybiopharma.com/Achaogenhttp://www.achaogen.com/Bind Bioscienceshttp://www.bindbio.com/Chiasmahttp://en.wikipedia.org/wiki/Chiasma_(genetics)Fate Therapeuticshttp://www.fatetherapeutics.com/Ikariahttp://www.ikaria.com/Lycerahttp://www.lycera.com/Medvantxhttps://www.medvantxrx.com/Sapphire Energyhttp://www.sapphireenergy.com/Niopticshttp://www.optiforms.com/peorc.htmXtera Communicationshttp://www.xtera.com/Investment Team:Robert T. Nelsen, Co-Founder & Managing DirectorClinton W. Bybee, Co-Founder & Managing DIrectorKeith L. Crandell, Co-Founder & Managing DirectorSteven Gillis, Managing Directorsgillis@archventure.comAvogadro Partners, LLCwww.avogadro.usVCInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareSeedEarlyAvogadro is a Seattle based venture development and investment firm that focuses on building technology companies with a special focus on Small Technology: nano- and micro- technologies. Avogadro focuses on substantial market opportunities, with a particular emphasis on energy systems, biomedical devices and instruments, sensors and biosensors, and material sciences. Avogadro's contributions to building new companies include active seed and early-stage funding; active management participation during the start-up phase and beyond; as appropriate, developing a value-added business strategy with long-term investment horizons; and creating an investment syndicate for further rounds of financing. Avogadro operates through three distinct entities: Avogadro Investment Management, LLC; Avogadro Management Services, LLC; and Avogadro Capital, LLC.

2815 Eastlake Avenue East, Suite 300 SeattleWA98102206-336-5576 206-336-5558

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:James R. Moore, Managing Partner, 206-336-5576jmoore@avogadro.usJames L. Stanton, Managing Partner, 206-336-5575jstanton@avogadro.usLou Bianco, Founder and AdvisorLeonard R. Pritchard, AdvisorBezos Expeditionswww.bezosexpeditions.comFIInformation TechnologySoftware & InternetEducation & TrainingSports & EntertainmentSeedEarlyFounded in 2003, Bezos Expeditions manages the personal investments of Jeff Bezos, the Founder, President, CEO, and Chairman of Amazon.com. Bezos Expeditions may invest as much as $14 million as principal investor or in partnership with other investors.

7683 SE 27th St., #224Mercer IslandWA98040

Portfolio companies include:Pelagohttp://www.pelagorestaurant.com/Kongregatehttp://www.kongregate.com/TeachStreethttp://www.teachstreet.com/37signalshttp://37signals.com/Aviaryhttp://www.aviary.com/Workdayhttp://www.workday.com/MakerBothttp://www.makerbot.com/General Fusionhttp://www.generalfusion.com/Doxohttp://www.doxo.com/SkyTaphttp://www.skytap.com/Uberhttps://www.uber.com/Twitterhttp://twitter.com/Blue Originhttp://www.blueorigin.com/AirBnBhttps://www.airbnb.com/ChaChahttp://www.chacha.com/General Assemblyhttps://generalassemb.ly/GlassyBabyhttp://www.glassybaby.com/Linden Labhttp://lindenlab.com/MFG.comhttp://www.mfg.com/Qliancehttp://qliance.com/Rethink Roboticshttp://www.rethinkrobotics.com/Sapphire Energyhttp://www.sapphireenergy.com/Investment Team:Melinda Lewisonmelinda@bezosexpeditions.comBlackRockwww2.blackrock.com/USVCPEEnergy & Clean TechReal EstateEarlyMiddle MarketFounded in 1988, BlackRock's Private Capital Strategies team manages strategies designed to deliver relatively high risk-adjusted returns by capitalizing on the inefficiencies inherent in illiquid private investments, such as venture capital and leveraged buy-outs. Managing a fund of funds in this asset class is synergistic and similar in many respects to the approach employed for Absolute Return strategies. BlackRock's Private Capital Strategies team offers commingled investment funds in broadly diversified portfolios. Additionally, specialized funds can be dedicated to specific strategies such as early-stage companies, mature-stage companies and real assets. Real Assets strategies combine a potential to hedge against inflation, associated with holdings such as real estate, timber and energy, with the opportunity to participate in highly inefficient sectors of the capital markets. Separate account capabilities are available for either broad or specialized portfolios.

601 Union Street SeattleWA98101-4059206-613-6700

Portfolio companies include:Progreso Financierohttp://www.progressfin.com/en/LS9http://ls9.com/Pelamis Wave Powerhttp://www.pelamiswave.com/Skygridhttp://www.skygrid.com/Investment Team: N/ABlue Point Capital Partnerswww.bluepointcapital.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketBlue Point Capital Partners is one of the largest private equity firms domiciled in the Midwest, Pacific Coast and Southeast, with a focus on investments in middle market companies in these regions. The firm currently manages over $800 million in committed capital. In 2000, the entire investment team of Key Equity Capital formed Blue Point Capital Partners, with the support and investment of KeyCorp. Blue Point Capital Partners Fund, LP was closed in mid-2002 with $415 million of investment capital. In 2004, Blue Point Capital established a liaison office in Shanghai, China as a resource to assist its existing and future North American based portfolio companies in evaluating and executing Asian strategies. That same year, Blue Point Capital Partners II was closed with capital commitments of $400 million. Blue Point seeks to invest $10 million to $50 million of equity capital in middle market companies in manufacturing, business services and value-added distribution with a revenue range of $20 million to $200 million that generate earnings before interest and taxes greater than $5 million. While Blue Point Capital does not limit its investment focus to defined industry sectors, it will not focus on investments in real estate, restaurants or retail, nor enter technology, telecommunications or regulated sectors such as healthcare, insurance or financial services. Blue Point will also consider investing less than $10 million of equity in an initial investment when there is a clear strategy to deploy additional capital and increase the investment through internal expansion or add-on acquisitions. Blue Point maintains additional American offices in Charlotte, NC and Cleveland, OH.

1201 Third Avenue, Suite 3090SeattleWA98101206-332-9200206-332-9209

Portfolio companies include:Alco Manufacturinghttp://www.alcomfgcorp.com/The Cook and Boardman Grouphttp://www.cookandboardman.com/WDC Exploration & Wellshttp://www.wdcexploration.com/Quality Synthetic Rubberhttp://www.qsr-inc.com/The Lion Breweryhttp://lionbrewery.com/JTM Foodshttp://jtmfoodgroup.com/LineStar Serviceshttp://www.linestar.com/AWP Traffic Safetyhttp://www.awptrafficsafety.com/Selmethttp://selmetinc.com/Smith-Cooperhttp://smithcooper.com/Investment Team:Mark Morris, Partnermmorris@bluepointcapital.comDavid Given, Partnerdgiven@bluepointcapital.comCharles Geiger, Senior Associatecgeiger@bluepointcapital.comBroadmark Capitalwww.broadmark.comMBInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareEarlyBroadmark Capital is an established, boutique merchant bank that provides financing and management services, and direct investment to help emerging companies grow and create shareholder value. For 20 years, Broadmark has raised capital, invested and advised on transactions with an aggregate value of well over $1 billion. Broadmark invests in a broad array of industries, including technology, life science, broadcasting, and travel.

2800 One Union Square600 University StreetSeattleWA98101-4123206-623-1200206-623-2213

Portfolio companies include:Zixihttp://www.zixi.com/MGThttp://www.mgtamer.com/SRS Medicalhttp://www.srsmedical.com/Vista Note Holdingshttp://montevistaholdings.com/private-mortgage-notes/available-trust-deeds/Cozihttp://www.cozi.com/hipcrickethttp://www.hipcricket.com/Immune Controlhttp://www.corridorpharma.com/X Shares Advisorshttp://319networks.com/Sound Pharmaceuticalshttp://soundpharmaceuticals.com/Omeroshttp://www.omeros.com/Celanesehttp://www.celanese.com/MediQuest Therapeuticshttp://mqti.com/Bennett Environmentalhttp://bennett-ea.com/Investment Team:Joseph L. Schocken, Founder and Presidentjls@broadmark.comAdam J. Fountain, Principalafountain@broadmark.comAndy Campbell, Analystacampbell@broadmark.comCascade InvestmentFISoftware & InternetLife Sciences & HealthcareSeedEarlyFounded in 1995, Cascade Investment LLC is a private investment and holding company controlled by Bill Gates and managed by Michael Larson. Cascade is the successor company to Dominion Income Management, the former investment vehicle for Gates' holdings, which was managed by Gates' longtime friend Andy Evans. The firm invests in the public equity, fixed income, and alternative markets of the United States. Cascade also makes venture capital investments.

2365 Carillon PointKirklandWA98033425-889-7900425-893-8758

Portfolio companies include:Schrodingerhttp://www.schrodinger.com/Ecolabhttp://www.businessweek.com/news/2011-07-20/ecolab-to-buy-nalco-for-5-4-billion-to-add-water-treatment.htmlAutoNationhttp://www.autonation.com/Berkshire Hathawayhttp://www.berkshirehathaway.com/Carpetrighthttp://www.carpetright.co.uk/Cox Communicationshttp://ww2.cox.com/Four Seasons Hotels and Resortshttp://www.fourseasons.com/ICOShttp://en.wikipedia.org/wiki/IcosNewport News Shipbuildinghttp://nns.huntingtoningalls.com/OANDA Corporationhttp://www.oanda.com/Otter Tail Powerhttp://www.otpco.com/Pan American Silverhttp://www.panamericansilver.com/Sapphire Energyhttp://www.sapphireenergy.com/Investment Team: Michael Larson, Business ManagerRobert P. Thomas, Portfolio ManagerOuliang Xu, Security AnalystQuinn Cornelius, Investment SpecialistCedar Grove Investmentswww.cedargroveinv.comVCInformation TechnologySoftware & InternetCommunications & NetworkingSeedEarlyCedar Grove Investments is a private venture capital firm comprised of former senior executives from leading wireless and Internet companies. The firm generally prefers to invest in the "arms merchants" who supply the major combatants of the new economy. More specifically, Cedar Grove's focus is upon early stage electronic business software and services and next generation communication carriers and tools. Founded in 1997, Cedar Grove's typical investment generally ranges from $250 thousand to $2 million, but the firm will also seed and perhaps incubate promising young startups with as little at $50 thousand until a concept is proven.

1000 Second Avenue, #1200SeattleWA98104206-332-1215206-332-1201

Portfolio companies include:Go-Ahead Softwarehttp://www.oracle.com/us/corporate/acquisitions/goahead/index.htmlHalfbrain.comhttp://www.halbrain.com/Epoch Internethttp://www.epoch.com/nLighthttp://nlight.net/Play Networkshttp://www.playnetwork.com/Collegohttp://www.broward.edu/index.jspTelephiahttp://www.sfwcap.com/investments/telephia.htmlLoudeye Technologieshttp://www.cedargroveinv.com/portfolio/loudeye.aspPlanet Recruithttp://www.planetrecruit.com/Avenue A Mediahttp://www.razorfish.com/Digiminehttp://www.digimine.com/Leap Wirelesshttp://www.leapwireless.com/Sierra Towershttp://sierratowersales.com/Essentionhttp://www.mckinstry.com/Vacationspot.comhttp://vacationspotcom.com/xTimehttp://www.xtime.com/Callvisionhttp://callvision-tech.com/Cricket Commhttp://www.mycricket.com/Entricomhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=745898Leap Wirelesshttp://www.leapwireless.com/Metawave Commhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=31443Solanthttp://en.wikipedia.org/wiki/SolentGreatfood.comhttp://www.greatfood.ie/Investment Team:Bill Heston, Partnerbheston@cedargroveinv.comMark Callaghan, Partnermcallaghan@cedargroveinv.comTom Hughes, Partnerthughes@cedargroveinv.comChris Birklandcbirkeland@cedargroveinv.comScott Anderson, PartnerScot Jarvis, PartnerClear Fir Partners, LPVCInformation TechnologySoftware & InternetMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialFinancial ServicesDefense & Homeland SecurityEarlyClear Fir Partners is a private, early-stage limited partnership, based in Seattle, with a history of early-stage investments in small and growing companies in emerging markets. Its portfolio includes InfoSpace (NASDAQ: INSP), Audience Science (formerly Revenue Science), Insitu, MInfo, Qliance Medical Management, Pet Holdings, Inc., Lydian Trust, and Petra Growth Funds I & II.

1932 1st. Ave.SeattleWA98101206-420-3708

Portfolio companies include:Qliance Medical Managementhttp://www.qliance.com/Insituhttp://www.insitu.com/MInfohttp://www.minfo.com/Pet Holdingshttp://www.crunchbase.com/company/pet-holdings-incAudience Sciencehttp://www.audiencescience.com/ooBiblehttp://www.ebible.com/BuddyTVhttp://www.buddytv.com/Cheezburger Networkhttp://cheezburger.com/Investment Team:John E. Cunningham, IV, General PartnerCurious Officewww.curiousoffice.comVCInformation TechnologySoftware & InternetSeedEarlyCurious Office is both a seed stage investment firm and a software development company. The firm makes early investments in the web sector, building its own companies at the same time. Curious Office was formed to provide seed stage investment as well as assistance in Software development, Graphic design, Marketing, Business plan development, and Subsequent fund raising assistance. Curious Office has incubated ImageKind internally with its own investment and development staff. Besides this company, the founders have developed other businesses, raised millions of dollars, delivered countless business plan presentations and endured all the same challenges that entrepreneurs face while building companies.

911 Western Ave, #420SeattleWA98104206-972-6600

Portfolio companies include:CoolSpottershttp://coolspotters.com/SEOmozhttp://www.seomoz.org/Scoutziehttp://www.scoutzie.com/Contourhttp://contour.com/Shelfarihttp://www.shelfari.com/Buuteeqhttp://www.buuteeq.com/ooBiblehttp://www.ebible.com/Bonanzahttp://www.bonanza.com/SparkBuyhttp://sparkbuy.com/Zapdhttp://zapd.com/netConceptshttp://www.netconcepts.com/Wishpothttp://www.wishpot.com/Inkdhttp://inkd.com/Imagekindhttp://www.imagekind.com/Rouxbehttp://rouxbe.com/FeedDigesthttp://feed.informer.com/Fanzterhttp://fanzter.com/Investment Team:Kelly Smith, Founding Partnerkelly@curiousoffice.comAdrian Hanauer, PartnerBrian Fioca, Partner and Technology AdvisorDivergent Ventures, LLCwww.divergent.comVCInformation TechnologySoftware & InternetCommunications & NetworkingEarlyDivergent Ventures invests in early-stage companies, with an emphasis on software, Internet infrastructure and information technology enabled services. In addition to investment capital, Divergent actively provides business management consulting services to portfolio companies, supplying strategic and tactical advice, helping to recruit key employees, and assisting with fundraising efforts. The firm has been investing since 1994 and has a geographic focus on the Northwest and West Coast U.S.

1654 20th Ave. SeattleWA98122425-954-5704206-709-3008

Portfolio companies include:FlashSofthttp://www.flashsoft.com/HyperQualityhttp://hyperquality.com/Piston Cloud Computinghttp://www.pistoncloud.com/Spacecurvehttp://spacecurve.com/Pliant Technologieshttp://www.sandisk.com/enterprise-storage-solutionsRNA Networkshttp://www.theregister.co.uk/2011/06/20/dell_acquires_rna_networks/Investment Team: Kevin Ober, Managing Directorober@divergent.comRob Shurtleff, Managing Directorshurtleff@divergent.comTodd Warren, Managing Directorwarren@divergent.comeFund, LLCwww.efundllc.com VCSoftware & InternetCommunications & NetworkingEarlyeFund is an investment partnership focused on early-stage investments in communications and Internet companies. The firm has invested in over 60 high-tech companies in the past few years which have a combined equity today of over $20 billion. eFund provides support by lending companies strategic relationships, operation support, business planning, network, finance, and management/HR as well as providing technical, marketing, legal, and accounting support. eFund, LLC, directs all of the investments' "upside" return to the Kirlin Foundation, which funds programs for children and education. The Foundation makes grants available to a variety of children's organizations and educational programs. The goal is to put $100 million to work for kids.

2607 2nd Avenue, Suite 300SeattleWA98121206-389-4901

Portfolio companies include:Enthusiasm.comhttp://www.metro1.com/Mformahttp://www.mforma.com/NetMotion Wirelesshttp://www.netmotionwireless.com/NetReflectorhttp://www.netreflector.com/BarterTrust.comhttp://www.bartertrust.com.mx/Djangoshttp://www.djangos.us/Global Market Insitehttp://www.gmi-mr.com/iMovehttp://www.imoveinc.com/CampusCEhttp://www.campusce.com/CitySeats.comhttp://www.cityeats.com/Exemhttp://www.7summitsagency.com/KnowledgePointhttp://knowledgepoint.net/Learning.comhttp://www.learning.com/Sightwardhttp://leagueoflegends.wikia.com/wiki/Sight_WardReality Based Learninghttp://reality-basedlearning.com/RevXhttp://revxoil.com/Superstar Investorhttp://stocksuperstars.com/Talismahttp://www.talisma.com/Trevalonhttp://www.trevalon.co.uk/Translation Technologieshttp://www.translationtech.com/XCache Technologieshttps://secure.xcache.com/Default.aspxInvestment Team:Daniel Kranzler, Managing Partnerdan@efundllc.comEndeavour Capitalwww.endeavourcapital.comPEInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsEducation & TrainingReal EstateMiddle MarketFounded in 1991, Endeavour is currently investing its sixth fund with $675 million in equity. Endeavour partners with management teams to help provide growth equity capital, industry consolidation, management acquisitions, recapitalizations, and ownership transfers. Within its investment parameters, Endeavour makes investments in service and manufacturing companies with "franchise value" headquartered in the Western United States. Endeavor focuses on five primary industry areas, including food and consumer services, transportation and logistics, education and training, niche manufacturing and business services. The firm may also invest in real estate, project finance, or emerging technology companies outside of its investment parameters. Endeavor can invest $25 to $100 million in one company, and with partners can commit over $100 million in equity for larger transactions. Endeavor maintains offices in Portland, Seattle, Denver, and Los Angeles. Endeavour Structured Equity And Mezzanine Fund (SEAM) (http://endeavourseam.com) was formed in 2009 to invest $5 to $75 million of mezzanine and equity capital in sponsored and non-sponsored lower to middle-market companies located in the Western U.S. SEAM is a sister Fund to Endeavour Capital's private equity funds, and focuses on complementary junior debt opportunities that are outside the parameters of Endeavour's primary equity focus.

1000 Second Avenue, Suite 3700SeattleWA98104206-621-7060206-621-1075

Portfolio companies include:ATM Equipmenthttp://atmequipment.com/Bristol Farmshttp://www.bristolfarms.com/Columbus Foodshttp://www.columbusfoods.com/K2 Insurance Servicehttp://www.k2ins.com/Little Red Serviceshttp://littleredservices.com/National Frozen Foodshttp://www.nffc.com/MTI-Andrewshttp://mti-interactive.com/Bi-Marthttp://www.bimart.com/Alpha Broadcastinghttp://www.alphabroadcasting.com/Garden Growhttp://www.ehow.com/how_2225681_grow-a-garden.htmlLegend Brandshttp://www.legendbrands.net/New Seasons Markethttp://www.newseasonsmarket.com/The Aladdin Grouphttp://www.manta.com/c/mm0cpy7/the-aladdin-groupArizona Nutritional Supplementshttp://www.aznutritional.com/Barret-Jackson Auction http://www.barrett-jackson.com/scottsdale/Grant Victorhttp://grantvictor.com/Nor-Cal Productshttp://www.n-c.com/Northland Transportationhttp://www.northlandservices.com/Providien Medicalhttp://providienmedical.com/Southern Careers Institutehttp://www.scitexas.edu/Vigor Industrialhttp://vigorindustrial.com/eGlobalhttp://www.eglobalonline.com/Investment Team:Stephen Babson, Managing Director (Seattle)seb@endeavourcapital.comRocky Dixon, Managing Director (Portland)jwd@endeavourcapital.comMark Dorman, Managing Director (Portland)dmd@endeavourcapital.comJohn Von Schlegell, Managing Director (Portland)jevs@endeavourcapital.comDietz Fry, Principal (Denver)jdf@endeavourcapital.comAaron Richmond, Managing Director (Seattle) asr@endeavourcapital.comBradaigh O.F. Wagner, Principal (Seattle) bow@endeavourcapital.comChad Heath, Managing Director (Los Angeles) cnh@endeavourcapital.comLeland Jones, Managing Director (Los Angeles)lmj@endeavourcapital.comDavid Goldberg, Vice President (Portland) dlg@endeavourcapital.comEvergreen Pacific Partnerswww.eppcapital.comPEMedia & Digital MediaManufacturing & IndustrialTransportation & DistributionConsumer ProductsMiddle MarketEvergreen Pacific Partners (EPP) is a $700 million private equity fund based in the Pacific Northwest investing in private, traditional, middle-market companies in Western North America. Evergreen Pacific Partner investments include traditional buyouts, management led buyouts, and growth equity investments in companies with greater than $50 million in revenue and requiring a minimum equity investment of $15 million. Consistent with the Partners' experiences, EPP's industry investment focus is manufacturing/distribution, specialty packaging, consumer products and cable television/radio.

1700 Seventh Avenue, Suite 2300SeattleWA98101206-262-4709206-262-4715

Portfolio companies include:Radiant Zemaxhttp://www.radiantzemax.com/Haney Truck Linehttp://www.gohaney.com/Gene Juarez Salons and Spashttp://www.genejuarez.com/Nupreconhttp://www.ncmgroup.com/Good Source Solutionshttp://www.goodsource.com/Western Broadbandhttp://www.westernbroadband.net/PAC Stainlesshttp://pacstainless.com/NCM Demolitionhttp://ncm.force.com/Thermal Dynamicshttp://www.victortechnologies.com/thermaldynamicsInvestment Team:Timothy D. Bernardez, Co-Founder & Managing Partnertbernardez@eppcapital.comThomas J. McGill, Co-Founder & Managing Partnertjmcgill@eppcapital.comMichael A. Nibarger, Co-Founder & Managing Partnermnibarger@eppcapital.comEd Whatley, Senior Vice Presidentewhatley@eppcapital.comTy Schultz, Senior Vice PresidentDave Dandel, Senior Vice Presidentddandel@eppcapital.comChris Brenes, Vice PresidentTimothy J. Brillon, Chief Financial Officertbrillon@eppcapital.comFluke Venture Partnerswww.flukeventures.comVCInformation TechnologyLife Sciences & HealthcareConsumer ProductsExpansionFounded in 1982, Fluke Venture Partners has a long tradition of assisting Pacific Northwest entrepreneurs in building successful and enduring companies. The firm's mission is to fund a deliberately diverse portfolio of the most promising high-growth technology, healthcare, and consumer-oriented opportunities in the Pacific Northwest. Fluke limits its portfolio size so that its partners can work to actively support the management team of each of its investments. Fluke Partners prefers to invest in later-stage profitable businesses, but enjoys building long-term relationships with successful entrepreneurs at any point, and is interested in meeting them even if initial financing is not in the immediate future. Initial investment size can be as low as $500,000, but the firm typically invests from $2.5 to $4 million per company, inclusive of follow-on rounds of financing. Fluke Venture Partners' current fund, with approximately $65 million, was closed in 2004.

520 Kirkland Way, Suite 300KirklandWA98033425-896-4322425-827-4683

Portfolio companies include:Calidorahttp://www.calidora.com/Fioshttp://www22.verizon.com/home/fiosinternet/Netmotion Wirelesshttp://www.netmotionwireless.com/Payscalehttp://www.payscale.com/Vantoshttp://www.vantos.com/Pacific Star Communicationshttp://pacstar.com/Concordia Coffee Systemshttp://concordiacoffee.com/Phoseon Technologyhttp://phoseon.com/Carena Inchttp://www.carenamd.com/Investment Team:Denny Weston, Senior Managing Directorweston@flukeventures.comKevin Gabelein, Managing Directorgabelein@flukeventures.comFounder's Co-opwww.founderscoop.comIAInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyFounder's Co-op is an angel investment fund, led by Andy Sack and Chris DeVore, which has raised a new $8 million fund from some of the top names in the Seattle technology community. The group plans to bankroll as many as 20 new startup companies in the Pacific Northwest. Founder's Co-op invests between $50,000 and $250,000 in early-stage startups. Backers of Founders Co-op include Concur president Raj Singh; Ontela co-founder Dan Shapiro; Swype CEO Mike McSherry; AdReady CEO Karl Siebrecht; angel investor Vijay Vashee and more than 50 others from the technology community.

511 Boren North, Suite 200SeattleWA98109206-801-1080

Portfolio companies include:Appaturehttp://www.appatureinc.com/Appfroghttp://appfrog.com/AppStoreHQhttp://www.appstorehq.com/Apsalarhttp://apsalar.com/Array Healthhttp://www.arrayhealth.com/Beamit Mobilehttp://www.beamitmobile.com/BigDoorhttp://www.bigdoor.com/Bonanzahttp://www.bonanza.com/Clipboardhttps://clipboard.com/Dealer Planethttp://www.planetsuzuki.com/Deal Co-ophttp://dealcoop.com/Estatelyhttp://www.estately.com/Frugal Mechanichttp://frugalmechanic.com/Giant Thinkwellhttp://www.giantthinkwell.com/Group Talenthttps://grouptalent.com/main/employers/Habit Labshttp://habitlabs.com/Highlighterhttp://highlighter.com/Lighter Capitalhttp://www.lightercapital.com/Massively Funhttp://massivelyfun.com/Nearlyweds + OneWedhttp://www.nearlyweds.com/SimplyMeasuredhttp://simplymeasured.com/Smorehttp://en.wikipedia.org/wiki/S%27moreSPARQ.mehttp://www.sparq.me/Thinkfusehttps://www.thinkfuse.com/welcome/Unbouncehttp://unbounce.com/Urban Airshiphttp://urbanairship.com/Zipline Gameshttp://www.ziplinegames.com/Apptentivehttp://www.apptentive.com/Cooler Planethttp://pros.coolerplanet.com/FlexMinderhttp://www.flexminder.com/Haiku Deckhttp://www.haikudeck.com/LendUphttps://www.lendup.com/MobilDevHQhttp://www.mobiledevhq.com/Remitlyhttps://www.remitly.com/tINDIEhttps://tindie.com/Tred.http://rulai.cshl.edu/cgi-bin/TRED/tred.cgi?process=homeInvestment Team:Chris DeVore, General Partnerchris@founderscoop.comAndy Sack, General Partnerasack@asack.comFrazier Healthcarewww.frazierhealthcare.comVCPELife Sciences & HealthcareMedical DeviceSeedEarlyGrowthExpansionFounded in 1991, Frazier Healthcare is one of the nation's leading providers of venture and growth equity capital to emerging healthcare companies. With over $1.8 billion under management, Frazier has invested in over 140 companies across the entire developmental spectrum. The firm is currently investing out of a $600 million fund formed in 2008. Frazier makes venture investments of $10 to $20 million in biopharmaceuticals and medical devices. Early-stage venture investments include seed, Series A and B financing rounds. The firm makes venture investments over the duration of a company's development and acts as the lead investor in the vast majority of venture investments. Frazier also will commit $20 million to $50 million of equity to each growth equity investment for expansion, recapitalizations, buyouts, spinouts, and shareholder liquidity. Frazier Healthcare primarily invests in companies located in all the major healthcare clusters across the United States: Bay Area, San Diego, Seattle, Boston and North Carolina.

Two Union Square601 Union Street, Suite 3200SeattleWA98101206-621-7200206-621-1848

Portfolio companies include:Bariatric Partnershttp://www.manta.com/c/mms38xw/bariatric-partners-incLabSCohttp://www.labsco.com/Elements Behavioral Healthhttp://www.elementsbehavioralhealth.com/Prezio Healthhttp://preziohealth.com/Pentec Healthhttp://www.pentechealth.com/Trident USA Health Serviceshttp://tridentusahealth.com/Amicus Therapeuticshttp://www.amicustherapeutics.com/InnerPulsehttp://www.inner-pulse.com/CVRXhttp://www.cvrx.com/Cardiac Dimensionshttp://cardiacdimensions.com/QuatRxhttp://quatrx.com/MedPointehttp://medpointepharma.com/ppoNEXThttp://www.beechstreet.com/Adobe Healthcarehttp://www.adobe.com/solutions/healthcare.htmlBravo Healthhttp://www.bravohealth.com/DSI Renalhttp://dsi-corp.com/Informed Medical Communicationshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=345328Alchaogenhttp://www.achaogen.com/Alcrestahttp://www.alcresta.com/Anaptyshttp://www.anaptysbio.com/Cadence Pharmaceuticalshttp://www.cadencepharm.com/Portola Pharmaceuticalshttp://portola.com/QuatRxhttp://quatrx.com/Investment Team:Alan D. Frazier, Founder & Managing Partneralan@frazierhealthcare.comNathan R Every, M.D., MPH, General Partnernathan@frazierhealthcare.comNader J. Naini, General Partnernader@frazierhealthcare.comAlan Levy, Venture Partneralan.levy@frazierhealthcare.comW. Michael Gallatin, Venture PartnerSteven Tallman, Operating Partnersteve@frazierhealthcare.comBrian Morfitt, Partnerbrian@frazierhealthcare.comSteve Bailey, Chief Financial Officersteveb@frazierhealthcare.comBen Magnano, Principalben@frazierhealthcare.comThomas S. Hodge, General Partner & Chief Operating Officertom@frazierhealthcare.comFrazier Technology Ventures (FTV)www.fraziertechnology.comVCInformation TechnologySoftware & InternetCommunications & NetworkingEarlyFrazier Technology Ventures invests in entrepreneurs interested in building category-defining software companies in the Internet, wireless, communications, and next-generation-enterprise sectors. FTV maintains a primary investment focus in the Pacific Northwest, but will invest in the greater Pacific Northwest and California when a company matches the firm's investment strategy and the partnership's prior experience. Frazier makes investments in the early stages of company development, such as the Series A and Series B stages. FTV has $150 million in capital under management and, together with an operating relationship with Frazier Healthcare Ventures (see above), the two fund groups comprise the Pacific Northwest's largest venture franchise.

601 Union Street, Suite 3200Two Union SquareSeattleWA98101206-621-0055206-621-1848

Portfolio companies include:DSIQhttp://www.ds-iq.com/Smileboxhttp://www.smilebox.com/Wetpainthttp://www.wetpaint.com/DocuSignhttp://www.docusign.com/Control4http://control4.com/SNAPinhttp://www.nuance.com/Mediohttp://www.mediosystems.com/Aprimohttp://www.aprimo.com/Finspherehttp://www.finsphere.com/Socratahttp://www.socrata.com/Investment Team: Paul Bialek, General Partnerpaul@fraziertechnology.comScott Darling, General Partnerscott@fraziertechnology.comLen Jordan, General Partnerlen@fraziertechnology.comHawkeye Investments, LLCwww.hawkeyeinvestmentsllc.comFICommunications & NetworkingReal EstateEarlyHawkeye Investments, LLC is a privately-owned equity firm investing in primarily telecommunications and real estate ventures. John Chapple is President of Hawkeye Investments, and frequently works in conjunction with Rally Capital (see profile). The firm is also actively involved in a number of philanthropic endeavors with the Chapple Family and the Grandview Foundation. Prior to forming Hawkeye, John Chapple worked to organize Nextel Partners, a provider of digital wireless services in mid-size cities and smaller markets throughout the U.S. He became the President, Chief Executive Officer and Chairman of the Board of Nextel Partners and its subsidiaries in August of 1998.

2365 Carillon PointKirklandWA98033425-893-7821425-576-8249

Portfolio companies include:Jobvanahttp://www.bragadoo.com/TeleSpherehttp://www.telesphere.com/Investment Team:John Chapple, PresidentJohn.Chapple@Hawkeyeinv.comIgnition Partnerswww.ignitionpartners.comVCInformation TechnologySoftware & InternetCommunications & NetworkingBusiness ServicesConsumer ProductsEarlyIgnition is a venture capital firm dedicated to helping entrepreneurs seize opportunities. Ignition invests in emerging and future leaders in communications, Internet, software, and services across business and consumer targets. Ignition works in partnership with Qiming Venture Partners in China. Ignition's partners are business leaders who have built some of the world's most successful businesses of the last two decades, including Microsoft Windows and Office, McCaw Cellular Communications, AT&T Wireless and Starbucks.

11400 SE 6th Street, Suite 100BellevueWA98004425-709-0772425-709-0798

Portfolio companies include:Airbandhttp://www.airband.com/Appaturehttp://www.appatureinc.com/Appfoghttp://www.appfog.com/Apprendahttp://apprenda.com/Avogadrohttp://www.openwave.com/Avsthttp://www.avast.com/en-us/indexAvvohttp://www.avvo.com/Azaleoshttp://www.azaleos.com/FIREappshttp://fireapps.com/GlobalScholarhttp://www.globalscholar.com/Scout Analyticshttp://scoutanalytics.com/Skytaphttp://www.skytap.com/Airbiquityhttp://airbiquity.com/Fotopediahttp://www.fotopedia.com/Onehubhttps://onehub.com/Cloudmarkhttp://www.cloudmark.com/ClearCyclehttp://www.clearcycle.com/BlueStackshttp://bluestacks.com/Enclarityhttp://www.enclarity.com/Hipmunkhttp://www.hipmunk.com/ScaleXtremehttp://www.scalextreme.com/Bromiumhttp://www.bromium.com/Datasphere Technologieshttp://datasphere.com/Couchbasehttp://www.couchbase.com/Docusignhttp://www.docusign.com/Gylmpsehttp://www.glympse.com/Ice.comhttp://www.ice.com/InstallFreehttp://en.wikipedia.org/wiki/InstallFreeMarketRangehttp://www.manta.com/c/mm3jcjs/marketrange-incmFoundryhttp://www.mfoundry.com/Opscodehttp://www.opscode.com/Investment Team:Steve Hooper, Founding Partnersteve@ignitionpartners.comChris Howard, PrincipalJohn Ludwig, Founding Partnerjohn@ignitionpartners.comCameron Myhrvold, Founding Partnercam@ignitionpartners.comJonathan Roberts, Founding PartnerFrank Artale, PartnerJohn Connors, PartnerMichelle Jacobson Goldberg, Partnermichelle@ignitionpartners.comRichard Fade, PartnerRobert Headley, Partnerrobert@ignitionpartners.comBrad Silverberg, Founding PartnerAdrian Smith, PartnerJack Ferry, Chief Financial OfficerInnovate Washingtonwww.innovatewashington.orgAEDInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareDefense & Homeland SecurityEarlyFormerly known as the Washington Technology Center (WTC), Innovate Washington is an economic development group that accelerates technology-based innovation through a collaborative ecosystem. The organization brings together entrepreneurs, large companies, state government, investors, and industry leaders. Innovate Washington develop strategies for Washington's important business sectors: aerospace, agriculture, life sciences, information & communication technology, and advanced materials/manufacturing. The group operates three separate innovation centers: the Innovate Washington Building (12,000 square feet of contemporary office space); Spokane Technology Center (mixed-use facility that offers 28,000 square feet of wet lab, light manufacturing and office space); and APEL (Eastern Washington technology business startup center with engineering and manufacturing scale space, as well as wet labs, bio labs, and electronic laboratories). Innovate Washington actively works with Boeing's Technology Sourcing, Evaluation and Integration team to identify new technologies that address a variety of Boeing's current and future technology needs. The group assists with raising capital through introductions made to regional investment groups, loans from the Technology Growth Fund (TGF), awards through the Energy Innovation Fund, or research grants from the federal SBIR/STTR program.

Roosevelt Commons Building4311 Eleventh Avenue NE, Suite 220SeattleWA98105-4608206-685-1920 206-543-3059

(Spokane Office)Innovate Washington Building665 North Riverpoint Blvd.SpokaneWA99202-1665509-358-2000509-358-2019(Richland Office)Tri-Cities Research District350 Hills St., Suite 104RichlandWA99354-5411509-372-5146509-372-5153Portfolio companies include:Aculighthttp://www.lockheedmartin.com/products/AculightLaserSolutions/Barlean's Organic Oilshttp://www.barleans.com/IntelliSensehttp://en.wikipedia.org/wiki/IntellisenseNorthwest Neurosciencehttp://www.nw-mc.com/Carbon Nanoprobeshttp://cnprobes.com/Heartstreamhttp://www.heartstream.net/Orca Photonicshttp://orcaphotonics.com/VisionGatehttp://www.visiongate3d.com/Cadence Biomedicalhttp://cadencebiomedical.com/Vizuahttp://vizua3d.com/Investment Team:Kim Zentz, CEOkimz@innovatewashington.orgChris Coleman, COO/CFOcolemanc@innovatewashington.orgBart Phillips, VP Economic DevelopmentGary Morgan, Executive EntrepreneurJohn Beck, Manager, Business InfrastructureElaine Kong, Business Consultantelainek@innovatewashington.orgJules Bailey, Regional Director, Innovate NWIngrid Bell, Director, Culture and TalentAnna Marlis Burgard, Director, Innovation CuratorMenrit Francis, Manager, Finance and AccountingDave Wilson, Business ConsultantDonald Klein, Director, Accelerator ServicesIntegra Ventureswww.integraventures.netVCLife Sciences & HealthcareMedical DeviceSeedEarlyGrowthExpansionIntegra's strategy is to develop a portfolio of outstanding regional and national biomedical companies chosen within the framework of the partner's extensive biomedical, service and device expertise. Integra Ventures seeks to make investments of $.5 million to $2 million in Life Science companies in three principal areas: Drug Development, Medical Devices, and Healthcare Services. This strategy is executed through classic venture investing in seed through A & B rounds and later stage and workout investing through Series C and D rounds of financing, growth equity investments and recapitalizations. Though Integra seeks opportunities on a national basis, the firm focuses on the West coast, particularly in the Pacific Northwest. The firm prefers to invest as part of a syndicate, partnering with firms that also have technical or market expertise, capital depth, and/or strategic influence.

300 East Pine, 2nd FloorSeattleWA98122206-832-1990206-832-1991

Portfolio companies include:Blue Heron Biotechnologyhttp://www.blueheronbio.com/PLx Pharmahttp://www.plxpharma.com/WellPartnerhttps://www.wellpartner.com/Amnishttp://www.amnis.com/Cardax Pharmaceuticalshttp://www.cardaxpharma.com/ClearMedicalhttp://www.clearmedical.com/Hawaii BioTechhttp://hibiotech.com/Tephahttp://www.tepha.com/Targeted Growthhttp://www.targetedgrowth.com/MediQuesthttp://mqti.com/Calypso Medical Technologieshttp://calypsomedical.com/Ampla Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30536724Investment Team:Joe Piper, Founder & Managing Directorpiper@integraventures.netHans Lundin, Founder, CFO, & Managing Directorlundin@integraventures.netTim Black, Partnerblack@integraventures.netMargaret McCormick, PhD, Partnermccormick@integraventures.netJames Nelson, MD, Partnernelson@integraventures.netIntellectual Ventures (IV)www.intellectualventures.comVCInformation TechnologySoftware & InternetStorage & HardwareMedia & Digital MediaEnergy & Clean TechMedical DeviceConsumer ProductsEarlyFounded in 2000 by Nathan Myhrvold and Edward Jung of Microsoft, Peter Detkin of Intel, and Gregory Gorder of Perkins Coie, a Seattle-based law firm, Intellectual Ventures is built on the belief that combining capitalism and invention will benefit the world with more and better inventions as well as create financial rewards for investors. Intellectual Ventures is an "Invention Capitalist." While venture capitalists and private equity investors typically seek out existing ideas and companies for investment opportunities, IV focuses on funding the creation of new inventions and introducing a variety of new models for monetizing invention as a stand-alone asset. IV conceives and patents inventions from within the firm, invests in the inventions of others, and also partners with select university and research labs. The firm works on a global scale and across more than 30 technology areas including: hardware, software, consumer electronics, digital imaging, medical devices and energy. Strategies will include licensing, spin outs, and joint ventures and are dependent upon the technology, the culture of the specific industry and, most importantly, market timing and opportunity. To date, the firm has raised more than $5 billion. Intellectual Ventures and SAP AG (NYSE: SAP) recently announced they have entered into a long-term license agreement. As part of the agreement, SAP will obtain a right to access IV's patent portfolio for defensive use. The firm launched the Intellectual Ventures Laboratory, a 27,500-square-foot facility in Bellevue, Washington, that allows the IV to extend capabilities for advanced research and prototyping to its inventor partners.

3150 139th Ave. SE, Building 4BellevueWA98005425-467-2300

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Nathan Myhrvold, Founder & CEOEdward Jung, Founder & Chief Technology OfficerGreg Gorder, Founder & Vice-ChairmanPeter Detkin, Founder & Vice-ChairmanInvestAmerica Investment Advisorswww.investamericaventuregroup.comVCPEInformation TechnologyManufacturing & IndustrialBusiness ServicesTransportation & DistributionExpansionMiddle MarketInvestAmerica is a nationally recognized private equity/venture capital investment management group with over 100 cumulative years of fund management experience. The Principals founded the InvestAmerica brand in 1985 with the establishment of InvestAmerica Venture Group, Inc. Since 1985, the Principals have successfully managed and grown the InvestAmerica related private equity/venture funds with investments throughout the United States. The InvestAmerica group is headquartered in Cedar Rapids, Iowa with regional offices in Kansas City, Missouri; Vancouver, Washington; Fargo, North Dakota and St. Paul, Minnesota. Since 1985, funds managed by InvestAmerica have provided private equity financing of over $100,000,000 to more than 120 companies. The InvestAmerica group currently manages the following private equity/venture capital funds: L&C Private Equities II, LP, (L&C II), established in 2009; Lewis & Clark Private Equities, LP (LCPE), a Small Business Investment Company (SBIC); North Dakota Small Business Investment Company (NDSBIC), established in 1995, a Debenture SBIC, to make equity investments nationally, with a particular emphasis on the state of North Dakota; MorAmerica Capital Corporation (MACC), established in 1959 and managed by InvestAmerica since 1985; and Invest Northwest, LP (INW), established in 2004 with a focus in Idaho, Iowa, Minnesota, Montana, North Dakota, Oregon, South Dakota and Washington. All InvestAmerica related funds invest in middle-market growth and later-stage businesses, diversifying investments by funding portfolio companies across many industries and geographic locations. InvestAmerica funds make investments across a range of manufacturing, service, distribution and technology companies, typically investing $1-$2 million in the first round of financing and acting as a member of a syndicate that may be providing $3-$10 million of financing.

H.H. Hall Building10000 NE 7th Avenue, Suite 330HVancouverWA98685360-573-5067360-573-7462

Portfolio companies include:High Sierra Energyhttp://www.highsierraenergy.com/Pacific Star Communicationshttp://pacstar.com/Spectrum Productshttp://www.spectrumproducts.com/Investment Team:Michael H. Reynoldson, Vice Presidentmike@investam.comJed Stremelhttps://angel.co/jedstremelAInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyJed Stremel is the former Director of Mobile at Facebook (2005-2009). He is an investor in mobile and web technology companies. Stremel received his Bachelor Economics from Duke University and J.D. from Santa Clara University.

SeattleWA

Portfolio companies include:Practice Fusionhttp://www.practicefusion.com/Asanahttp://asana.com/Flipboardhttp://flipboard.com/Investment Team:Jed StremelKeiretsu Forum Seattle/Northwestwww.k4seattle.comAInformation TechnologyLife Sciences & HealthcareConsumer ProductsReal EstateEarlyKeiretsu is a community of private equity investors, business leaders and entrepreneurs that provides invaluable contacts, serves on boards, and provides strategic alliances to entrepreneurs. Keiretsu Forum members provide early-stage capital in the range of $250,000 to $2 million. Members of the Forum are CEOs, VCs, active private equity investors and serial entrepreneurs. Keiretsu stands for collaboration, the culture in which the forum thrives. Keiretsu Forum is the largest North American angel network with 23 chapters and over 850 accredited investor members. Since September 2000, Keiretsu Forum members have invested more than $265 million in 285 companies in technology, healthcare/life sciences, consumer products, real estate and other segments with high growth potential. The Seattle/Northwest community is strengthened through education on angel investing, as well as charitable and social activities through the Keiretsu Forum Charitable Foundation. Keiretsu Forum Seattle/Northwest is not a fund and does not invest as an LLC. Members bring investment deals forward, collaborate on due diligence, but make individual investment decisions. The group also operates a Bellevue/Eastside chapter.

WRF Venture Center2815 Eastlake Ave. East, Suite 300SeattleWA98105206-529-3687206-600-7849

(Mailing address)PO Box 31816SeattleWA98103Portfolio companies include:Energy Awarehttp://www.energy-aware.com/LoanTekhttp://loantek.com/Vibrant Gameshttp://games.vibrant3g.com/Connect.mehttp://connect.me/GoPhotohttp://www.gophoto.com/Porous Powerhttp://www.porouspower.com/Condo Comparehttp://condocompare.com/Just Causehttp://justcause.com/Adapta Medicalhttp://www.adaptamedical.com/Carbon Nanoprobeshttp://cnprobes.com/Paksensehttp://www.paksense.com/Sampahttp://www.sampa.com/Healionicshttp://www.healionics.com/CrowdCompasshttp://www.crowdcompass.com/4-Tellhttp://www.4-tell.com/Your Local Markethttp://www.yourlocalmarket.com/Splat.TVhttp://www.tv.com/shows/splat/The Lough Roadhttp://rodneyloughjr.com/Redstone Resourceshttp://www.redstone.com.au/Focal Point Energyhttp://focalpointenergy.com/BroVo Spiritshttp://www.brovospirits.com/Default.aspxProlinhttp://prolin.com/Investment Team:Nathan McDonald, Northwest Region President Director, 206-255-8870nathan@keiretsuforum.comHarold Lee, Northwest Regional Entrepreneur Director, 206-529-3687harry@keiretsuforum.comSherry Zins, Northwest Region Vice President, 425-260-1745sherry@keiretsuforum.comLoren Lyon, Chapter President Bellevue/Eastville, 425-344-5848loren@keiretsuforum.comKirlan Venture CapitalVCInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareManufacturing & IndustrialRetail & RestaurantEarlyKirlan Venture Capital is a Seattle-based private venture capital firm providing equity financing and supportive business expertise to promising young companies with talented entrepreneurs who have a vision of the future. Over the years KVC has invested in early to mezzanine stage companies in the Healthcare, Life Sciences, Internet, Software, Communications, Specialty Retail, Manufacturing and other technology sectors. The firm focuses primarily on companies located in the Puget Sound area of Washington, although KVC has often invested in opportunities in other parts of the country or even abroad. KVC was founded in 1992 and is the General Partner of two private venture investment funds. Investment amounts depend on many factors, including the company's development stage, and typically range from $100,000 to $1,000,000 per round, although KVC limits the total investment in any one company to approximately $2,000,000. Although KVC has occasionally served as the lead investor, the firm prefers to co-invest with a lead venture capital firm who has expertise in the company's market segment.

221 First Avenue West, Suite 108SeattleWA98119206-281-8610206-285-3451

Portfolio companies include:Loudeye Technologieshttp://www.cedargroveinv.com/portfolio/loudeye.aspHomeGrocerhttp://www.homegrocer.com/Health Systems Technologieshttp://www.healthtechsys.com/Point.comhttp://www.point.com/Avenue Ahttp://www.razorfish.com/Columbia Baking Systemhttp://www.columbiabank.com/Boston Biomedicahttp://bostonbiomedical.com/Proximhttp://www.proxim.com/Tioga Energyhttp://www.tiogaenergy.com/Novarianthttp://gpsfarm.com/Investment Team:Kirk Lanterman, Founder, Chairman, CEOKenneth Keller, Vice Presidentkenkeller@kirlanvc.comLisa Hunt, Treasurer and Controllersa@kirlanvc.comCarol Peters, Administrative AssistantLighter Capitalwww.lightercapital.comVDInformation TechnologySoftware & InternetMedia & Digital MediaEarlyLighter Capital provides revenue-based financing to small businesses to fund growth in return for a small percentage of future years' revenues. Lighter Capital's revenue-based financing of 25K-500K is intended for early-stage businesses that have established success and are primed for growth, but are cash-constrained and need access to capital. As a pioneer in providing revenue-based loans to startups, Lighter Capital is responsible for bringing the funding application and negotiation process online - enabling applicants to have complete visibility into every aspect of the evaluation process. Additionally, Lighter Capital provides its portfolio companies with access to a set of support resources, such as executive counsel and marketing assistance. The firm's "RevenueLoan" was created to be a light-weight and flexible financing option with entrepreneur-friendly terms. With no dilution, no loss of control, and no fixed repayment schedule, entrepreneurs can stay focused on growing their businesses. The firm's financing model is best suited for companies that are currently generating at least $200,000 in annual revenue. Lighter Capital is affiliated with Founder's Co-op (see profile).

511 Boren Ave. North, Suite 200SeattleWA98109425-522-3746

Portfolio companies include:TomatoBattlehttp://tomatobattle.com/Investment Team:Andy Sack, Executive Chairmanasack@lightercapital.comJohn Roper, CTOjroper@lightercapital.comRob Belcher, Finance and Partnersrbelcher@lightercapital.comBJ Lackland, CEOblackland@lightercapital.comJonathan Saunders, Finance and Marketingjsaunders@lightercapital.comLexine Pishue, Web Applications and UIlpishue@lightercapital.comMaveron, LLCwww.maveron.comVCInformation TechnologySoftware & InternetCommunications & NetworkingConsumer ProductsRetail & RestaurantEducation & TrainingSports & EntertainmentEarlyMaveron was born in January 1998 and within six months, the company raised $75 million. Starbucks CEO, Howard Schultz, was a Co-Founder of the firm. Maveron's name was coined from the words "maverick" and "vision." Maveron partners with entrepreneurs in the creation of extraordinary companies across what the firm calls the "Consumer Continuum:" Partners might have only three stores, or a fantastic idea, or a technology that has yet to launch, but Maveron can see that there's tremendous potential for growth. Maveron has nearly $800 million under management. Maveron makes initial investments of $3 to $10 million in its portfolio companies and looks to partner with a small number of new companies each year. The firm raised its fourth fund of $240 million in 2008. Maveron maintains an additional office in San Francisco.

411 First Ave. South, Suite 600SeattleWA98104206-288-1700206-288-1777

Portfolio companies include:Craniumhttp://www.hasbro.com/games/en_US/cranium/AllConnecthttp://www.allconnect.com/CourseHerohttp://www.coursehero.com/Grouponhttp://www.groupon.com/KidZuihttp://www.kidzui.com/PeerTransferhttp://peertransfer.com/TerraPasshttp://www.terrapass.com/Zulilyhttp://www.zulily.com/Potbelly Sandwich Workshttp://www.potbelly.com/Home/Default.aspxPinkberryhttp://www.pinkberry.com/LiveMochahttp://www.livemocha.com/Kinetixhttp://www.kinetix.com/NextFoodshttp://www.goodbelly.com/On Request Imageshttp://www.onrequestimages.com/Shutterflyhttp://www.shutterfly.com/CitizenHawkhttp://www.citizenhawk.com/Decide.https://www.decide.com/General Assemblyhttps://generalassemb.ly/Gigi Hillhttp://gigihill.com/Julephttp://www.julep.com/Lemon Wallethttp://lemon.com/Live!yhttp://www.olyswim.com/Home.jsp?team=miolyMozeshttp://www.mozes.com/PayNearMehttp://www.paynearme.com/Trupanionhttp://trupanion.com/Investment Team:Dan Levitan, Co-Founder & Senior Advisordlevitan@maveron.comAmy Errett, Venture Partneraerrett@maveron.comClayton Lewis, PartnerPete McCormick, Partnerpmccormick@maveron.comJason Stoffer, Partnerjstoffer@maveron.comDavid Wu, Venture PartnerHoward Schultz, Co-FounderNaya Ventureshttp://nayaventures.comVCInformation TechnologySoftware & InternetCommunications & NetworkingEarlyNaya Ventures is an early-stage venture capital firm focused mainly on U.S. and India-based companies, targeting companies that offer products and services in the Mobile and SaaS arenas that have the potential to tap into global markets. In many cases, Naya will be the initial largest investor and act as an incubator to the companies and their technologies. The firm has offices in Seattle, Texas, and India.

710 Second Avenue, Suite 400SeattleWA98104

Portfolio companies include:GlobalOutlookhttp://www.globaloutlook.com/Glympsehttp://www.glympse.com/Mixaroohttp://www.behance.net/gallery/Mixaroo/132339Motivity Labshttp://www.motivitylabs.com/SinglePointhttps://singlepoint.usbank.com/cs70_banking/sbb/common/transact/banners/user/retrievenfluencehttp://www.nfluence.com/Zoomingohttp://www.zoomingo.com/Boxfish Betahttp://beta.boxfish.com/Investment Team:Dayakar Puskoor, General PartnerPrabhakar Reddy, Managing Partner (Texas)prab2reddy@yahoo.comHari Kalyanaraman, Senior AssociateGowri Shankar, Venture PartnerNorthern Lights Capital Groupwww.northernlightsventures.comFOFFinancial ServicesEarlyNorthern Lights Capital Group is a multi-boutique asset management group dedicated to identifying and collaborating with the brightest boutique investment managers poised for success. The private equity firm will help small money management teams spin out of larger companies or invest in groups of money managers that have recently stepped out on their own. Northern Lights closed on $50 million for its initial fund. The firm plans to do between four and six deals per year, in the $3 million to $5 million range. The Northern Lights' investment horizon is long-term at 15-30 years.

1498 Pacific Avenue, Suite 515 TacomaWA98402253-238-0417

(Seattle Office)818 Stewart St., Suite 910SeattleWA98101206-965-8879Portfolio companies include:AlphaShareshttp://alphashares.com/Elessar Investment Managementhttp://www.elessarinvest.com/Redwood Group Asiahttp://www.redwoodgroup.com/Seizert Capital Partnershttp://www.seizertcapital.com/TAMRO Capital Partnershttp://tamrocapital.com/Goodhart Partnershttp://www.goodhartpartners.com/Raven Capital Managementhttp://ravencm.com/Aether Investment Partnershttp://www.aetherip.com/home/BME Investment Partnershttp://bmeinv.com/Del Rey Globalhttp://delreyglobal.com/Nereus Capitalhttp://nereuscap.com/Investment Team:Andy Turner, Founder and Board MemberPaul Greenwood, Managing DirectorTim Carver, Managing DirectorJack Swift, Managing DirectorJohn W. Zimmerman, Managing DirectorSteve Coppess, DirectorMichael Daley, DirectorSteve Ford, DirectorBernie Norton, DirectorAngel Romero, DirectorDavid Swift, DirectorChris Fosse, CPA, Chief Financial OfficerNorthwest Capital Appreciation, Inc.www.nwcap.comPEMedia & Digital MediaManufacturing & IndustrialBusiness ServicesFinancial ServicesConsumer ProductsMiddle MarketNorthwest Capital Appreciation (NCA) is a Seattle-based private equity firm with the mission to acquire and build profitable middle market companies located on the West Coast of the U.S. and Western Canada. NCA partners with proven management teams to build value by making investments in the business and industrial service industries. NCA is a leading provider of private equity capital to Northwest-based companies, having invested $80 million of equity through over $200 million in total transaction value in the region. NCA has built value by making investments in leveraged buyouts, consolidations, recapitalizations and growth financings of smaller middle market companies, defined as companies with enterprise values generally from $25 to $250 million. The firm has been active since 1992, and has invested and committed over $190 million of equity capital in ten investments. The current team has been successfully investing together since 2004.

1200 Westlake Ave. North, Suite 600SeattleWA98109206-689-5615206-689-5614

Portfolio companies include:Maxum Petroleumhttp://www.maxumpetroleum.com/Frontier Packaginghttp://frontierpackaging.com/Northern Crane Serviceshttp://northerncrane.com/Investment Team:Bradford Creswell, Partnerbcreswell@nwcap.comJohn Jacobs, Partnerjjacobs@nwcap.comDonald Tisdel, Senior Operating Partnerdtisdel@nwcap.comOrca Bay PartnersFOFFinancial ServicesMiddle MarketOrca Bay Partners is a private equity firm specializing in growth financings, buyouts, and recapitalizations in the financial services sector. Founded in 1998 by John E. McCaw Jr., Ross Chapin and Stan McCammon, the firm is based in Seattle, WA and is an affiliate of Orca Bay Capital. Orca Bay Partners manages money for institutional clients ranging from fund-of-funds to commercial banks, and for wealthy individuals. Orca Bay's areas of expertise include asset management and wealth management firms as well as companies that distribute financial products. Its current list of financial services investments includes Parametric Portfolio Associates of Seattle, WA and EnvestnetPMC of Chicago, IL.

1301 First AvenueSeattleWA98101206-689-2410 206-689-2407

Portfolio courses include:Parametric Portfolio Associateshttp://www.parametricportfolio.com/EnvestnetPMhttp://www.envestnet.com/1838 Investment Advisershttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=985875Investment Team:John E. McCaw, Principal & Co-FounderKathryn L. Munro, PartnerCarol S. Lokey, CFOOVP Venture Partnerswww.ovp.com VCInformation TechnologyEnergy & Clean TechEarlyEstablished in 1983, OVP Venture Partners invests capital in new companies in growing markets-digital biology, clean tech and information technology. OVP's initial investment is typically about $1 million to $5 million, usually in partnership with other venture capital firms, and grows to $8 million to $15 million over the life of the deal. The firm's three investing partners manage over $750 million. Out of more than 103 investments over 25 years, OVP has produced 23 IPOs and 32 acquisitions. OVP focuses on companies located in the Pacific Northwest, and also has an office in Seattle, Washington.

One SW Columbia, Suite 1675PortlandOR97258503-697-8766503-697-8863

Portfolio companies include:Lucid Commercehttp://www.precisiondemand.com/Talysthttp://talyst.com/Vantoshttp://www.vantos.com/Aggregate Knowledgehttp://www.aggregateknowledge.com/DataSphere Technologieshttp://datasphere.com/GainSpanhttp://gainspan.com/Symformhttp://www.symform.com/RedSealhttp://www.redsealnetworks.com/Accelerator IIIhttp://mannatechscience.org/home/products/acceleratorAdapxhttp://www.adapx.com/Allozynehttp://www.allozyne.com/Complete Genomicshttp://www.completegenomics.com/EnerG2http://www.energ2.com/Groove Biopharmahttp://www.groovebiopharma.com/LeMond Fitnesshttp://www.lemondfitness.com/Max-Vizhttp://max-viz.com/NanoString Technologieshttp://www.nanostring.com/Tigo Energyhttp://tigoenergy.com/Verdezynehttp://www.verdezyne.com/Serushttp://www.serus.com/Acylin Therapeuticshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=116511327Collaborative Softwarehttp://en.wikipedia.org/wiki/Collaborative_softwareCradlepoint Technologyhttp://www.cradlepoint.com/GenoLogicshttp://genologics.com/Limerick BioPharmahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=45818748Novomerhttp://www.novomer.com/OncoFactorhttp://www.xconomy.com/seattle/2011/05/24/accelerators-new-startup-oncofactor-seeks-to-spark-immune-system-fight-against-cancer/Precision Demandhttp://www.precisiondemand.com/Viral Logic Systems Technologyhttp://vlstcorp.com/Investment Team:Gerry Langeler, Managing Directorlangeler@ovp.comBill Funcannon, Managing Director and Chief Financial Officerfuncannon@ovp.comChad Waite, Managing Directorwaite@ovp.comOVP Venture Partnerswww.ovp.comVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorEnergy & Clean TechLife Sciences & HealthcareDefense & Homeland SecurityEarlyEstablished in 1983, OVP Venture Partners invests capital in new companies in growing markets-communications, software, digital media, security, semiconductors, digital biology, clean tech and nanotechnology. OVP's initial investment is typically about $1 million to $5 million, usually in partnership with other venture capital firms, and grows to $8 million to $15 million over the life of the deal. The firm's three investing partners manage over $750 million. OVP focuses on companies located in the Pacific Northwest, and also has an office in Portland, Oregon. The firm is currently investing OVP VII and the OVP VII Entrepreneurs Fund, which together closed on over $250 million in 2006. The Entrepreneurs Fund brings leading entrepreneurs-many of whom pioneered venture-backed Pacific Northwest based companies-into the OVP fold. OVP has invested in a total of over 103 companies; 23 of which of become IPOs and 32 have been acquired. Currently, the firm is not accepting business plans.

1616 Eastlake Avenue East, Suite 208SeattleWA98102425-889-9192425-889-0152

Portfolio companies include:Lucid Commercehttp://www.precisiondemand.com/Aggregate Knowledgehttp://www.aggregateknowledge.com/Complete Genomicshttp://www.completegenomics.com/Datasphere Technologieshttp://datasphere.com/EnerG2http://www.energ2.com/Groove Biopharmahttp://www.groovebiopharma.com/Precision Demandhttp://www.precisiondemand.com/GainSpanhttp://gainspan.com/RedSealhttp://www.redsealnetworks.com/Scout Analyticshttp://scoutanalytics.com/Verdezynehttp://www.verdezyne.com/Talysthttp://talyst.com/Vantoshttp://www.vantos.com/Accelerator IIIhttp://mannatechscience.org/home/products/acceleratorAcylin Therapeuticshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=116511327Adapxhttp://adapx.com/Allozynehttp://www.allozyne.com/Collaborative Softwarehttp://en.wikipedia.org/wiki/Collaborative_softwareCradlepoint Technologyhttp://www.cradlepoint.com/GenoLogicshttp://genologics.com/Novomerhttp://www.novomer.com/Limerick Biopharmahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=45818748Symformhttp://www.symform.com/Investment Team:Chad Waite, Managing Directorwaite@ovp.comBill Funcannon, Managing Director and Chief Financial Officerfuncannon@ovp.comGerry Langeler, Managing Directorlangeler@ovp.comPacific Horizon Ventureswww.pacifichorizon.comVCLife Sciences & HealthcareMedical DeviceEarlyGrowthPacific Horizon Ventures is a Seattle-based, early-stage venture capital firm concentrating on commercial development of novel technologies for biopharmaceutical and biomedical products. PHV prefers validation-phase investments to be in the Northwest so that the firm can devote substantial time and energy to the company's development. Other early and mid-stage investments can be in companies across North America. The firm maintains an active interest in biotechnology, drug development, therapeutic and diagnostic medical devices, computational biology and selected healthcare.

800 Fifth Avenue, Suite 4120SeattleWA98104206-682-1181206-682-8077

Portfolio companies include:Koronis Pharmaceuticalshttp://www.koronispharma.com/ViaCytehttp://viacyte.com/SleepMedhttp://sleepmedinc.com/Transmolecularhttp://www.transmolecular.com/pdfs/FiveashPR_ASCOVersion.pdfArgos Therapeuticshttp://www.argostherapeutics.com/CareWisehttp://www.carewisehealth.com/NeoPathhttp://www.neopathhealth.com/Tandem Medicalhttp://tanmedeq.com/RTIMEhttp://www.rtime.info/Inhibitexhttp://inhibitex.com/Proximhttp://www.proxim.com/Diametric Medicalhttp://www.mbbnet.umn.edu/company_folder/dia.htmlFocal, Inc.http://focalinc.com/iScience Interventionalhttp://iscienceinterventional.com/Tissue Repair Companyhttp://www.cardiumthx.com/Investment Team:Donald J. Elmer, Managing General Partnerelmer@pacifichorizon.comDavid A. Krekel, Principalkrekel@pacifichorizon.comJean-Pierre Laurent, Ph.D., Principallaurent@pacifichorizon.comWilliam G. Robbins, Business Relations PrincipalPoint B Capital, LLCwww.pointbcap.comCVCInformation TechnologySoftware & InternetEnergy & Clean TechEarlyA division of Point B, which is a management consulting firm, Point B Capital leverages its knowledge, track record and network of relationships to deploy not only capital, but also the business expertise and relationships that produce new value in the marketplace. Point B Capital makes equity investments and manages complex deals that capture value and leverage the rich relationships that Point B has developed since 1995. The firm's network includes more than 300 clients across 27 industries.

300 East Pine StreetSeattleWA98122206-577-7221206-577-7221

Portfolio companies include:Sales Portalhttp://salesportal.com/SignalSethttp://www.signalset.com/Calico Energy Serviceshttp://www.calicoenergy.com/Investment Team:John Bjornson, Presidentjbjornson@pointbcap.comHenry Lin, Managing DirectorBrian Armstrong, Managing Directorbarmstrong@pointbcap.comHans Lundin, Investment AdvisorDennin Brasch, Managing DirectorJoe Piper, Managing Directorjpiper@pointbcap.comBrayton Gove, AnalystPuget Sound Venture Clubwww.pugetsoundvc.comAInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaLife Sciences & HealthcareConsumer ProductsSeedEarlyPuget Sound Venture Club was started in 1985 with the sole purpose to provide a forum to review venture opportunities. Members represent personal interests and there is no pooling of funds. Meetings are held on the second Tuesday of each month, noon to 2:00 PM. Present and past members have invested in over 700 companies with a main focus on seed and early-stage companies. Members invest in companies that have the potential for 10X returns in five years. Membership in the Puget Sound Venture Club is limited to 35. Requirements for individuals are a minimum net worth of $1,000,000 and some history of venture investing, or a serious desire to make venture investments.

BellevueWA425-635-0797

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Gary R. Ritner, Administratorgrritner@msn.comRally Capital, LLCACommunications & NetworkingSeedRally Capital, LLC is a private investment firm that specializes largely in the communications industry, with a direct focus on wireless and next-generation telecommunication technologies and services. Rally Capital was founded in early 2005 by executives from Craig McCaw's Eagle River investment firm. Dennis Weibling, one of the firm's partners and its Managing Director, has been involved in the communications industry since the early 1980s and is both an attorney and CPA. He currently serves on the boards of Telesphere Networks, Ltd, Telecom Transport Management, Inc., Sotheby's Holdings, Inc., and various non-profit boards including Seattle Pacific University.

2365 Carillon Pt.KirklandWA98033-7445425-889-4330

Portfolio companies include:Pirqhttp://pirq.com/Jobvanahttp://www.bragadoo.com/TeleSpherehttp://www.telesphere.com/Investment Team:Dennis Weibling, Managing DirectorSeaPoint Ventureswww.seapointventures.com VCInformation TechnologyCommunications & NetworkingSeedEarlySeaPoint Ventures was formed in 1997 as a "point fund" for three national venture firms. From August 1997 through September 1999, the firm sourced, negotiated and directed Pacific Northwest investments for Oak Investment Partners, Sevin Rosen Funds and Venrock Associates. In 1999 the firm raised SeaPoint Ventures I and in 2001 raised SeaPoint Ventures II. SeaPoint continues to invest in seed and early stage technology companies located primarily in the U.S. SeaPoint invests in early stage communications companies in the wireless, broadband and network transactional infrastructure sectors.

719 Second Avenue, Suite 1405SeattleWA98104206-438-1880206-438-1886

Portfolio companies include:Airspanhttp://airspan.com/Hubspanhttp://www.hubspan.com/Mojixhttp://www.mojix.com/Ontelahttp://photobucket.com/NetMotionhttp://www.netmotionwireless.com/PhoneSpotshttp://www.callgenie.com/media-centre/2008/01/2/110PowerTech Grouphttp://www.powertech.com/powertech/index.aspSinglePointhttps://singlepoint.usbank.com/cs70_banking/sbb/common/transact/banners/user/retrieveSNAPin Softwarehttp://www.crunchbase.com/company/snapin-softwareModiv Mediahttp://www.modivmedia.com/Talismahttp://www.talisma.com/Trumbahttp://www.trumba.com/Zumobihttp://www.zumobi.com/aQuantivehttp://advertising.microsoft.com/aquantiveEntomohttp://www.entomo.com/Kineto Wirelesshttp://www.kineto.com/Qpasshttp://en.wikipedia.org/wiki/QpassInternaphttp://www.internap.com/Telecom Transport Managementhttp://www.ttmi.info/Investment Team:Thomas S. Huseby, Managing Partnertom@seapointventures.comSusan P. Sigl, General Partnersusan@seapointventures.comMelissa Widner, General Partnermelissa@seapointventures.comSeraph Capital Forumwww.seraphcapital.comAInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareTransportation & DistributionFinancial ServicesConsumer ProductsRetail & RestaurantAgriculture & Agricultural ScienceReal EstateSeedEarlySeraph Capital Forum consists of a network of active women angels in the Puget Sound region and is the first and longest running all-women's angel organization in the United States. Seraph increases women's access to broader deal flow sourced from the Pacific Northwest, enables women to learn more about angel investing, and affords a positive, collaborative environment for members to network and learn from each other. Seraph Capital members are strategic investors whose individual investments and counsel drive the development of new ventures by providing capital, providing expertise on Boards and through business connections, building relationships beneficial to investors and to business growth, and exchanging knowledge regarding the viability of business opportunities. Generally, the group is partial to companies that reside in the Northwest portion of the United States, however a broad and diverse set of organizations are of interest. Investments generally range $10,000 to $50,000 per member and to date, Seraph Capital has invested in over 40 businesses.

P.O. Box 16665SeattleWA98116

Portfolio companies include:Acadiahttp://www.acadia.org/Accium BioSciencehttp://www.acciumbio.com/Blazing Saddleshttp://en.wikipedia.org/wiki/Blazing_SaddlesDominion Nutritionhttp://www.myfitnesspal.com/nutrition-facts-calories/dominionInSpahttp://inspa.com/Magna Forcehttp://magnaforceindustries.com/NetUpdatehttp://www.kidmoses.com/blog-article.php?bid=30Halosourcehttp://halosource.com/eMarkethttp://emarket.com/GreatFood.comhttp://www.greatfood.ie/Nodelogichttp://start.cortera.com/company/research/k2r4rqn1s/nodelogic-corp/SimplyFunhttp://www.simplyfun.com/Dry Sodahttp://www.drysoda.com/Mach Energyhttp://www.machenergy.com/Microgreenhttp://www.microgreeninc.com/Neah Powerhttp://www.neahpower.com/Oh! Shoeshttp://www.ohshoes.com/Pacific BioScienceshttp://www.pacificbiosciences.com/Sengwarehttp://www.sengware.com/TigerStripehttp://tigerstripeproducts.com/TraceDetecthttp://tracedetect.com/Willows Lodgehttp://www.willowslodge.com/Investment Team: Susan Preston, FounderStaenberg Venture Partnerswww.staenberg.comVCInformation TechnologySoftware & InternetCommunications & NetworkingConsumer ProductsSeedEarlyGrowthExpansionStaenberg Ventures is a Seattle-based firm focused on venture capital funding, strategic consulting and entrepreneurship in the technology, business social media, and consumer products arenas. By leveraging an extensive partner network in the Silicon Valley, the Pacific Northwest, New York and South America, Staenberg provides a unique and important bridge between these business centers. Staenberg invests at all stages of a company's development from concept to maturity. The firm can invest as little as $100,000 or as much as $3,000,000. Staenberg's funds are fully invested, but the firm continues to look at deals for Rustic Canyon Partners as well as Angel deals for Staenberg Ventures.

2101 4th Ave., Suite 370SeattleWA98121206-686-0777 888-390-7187

Portfolio companies include:Airbiquityhttp://airbiquity.com/Aprimohttp://www.aprimo.com/Business.comhttp://www.business.com/Cafepresshttp://www.cafepress.com/Care2http://www.care2.com/Corrigohttp://www.corrigo.com/Vista Broadband Networkshttp://vistabroadband.com/CafePress.comhttp://www.cafepress.com/VetCentric.comhttp://www.vetcentric.com/Hand of God Wineshttp://handofgodwines.com/RivkaSimone Wineshttp://rivkasimonewines.com/CaseCentralhttp://www.casecentral.com/Command Audiohttp://www.audiocommand.com/Education Networkshttp://www.educationalnetworks.net/Ezboardhttp://www.yuku.com/Intrepidhttp://www.merriam-webster.com/dictionary/intrepidLydian Trusthttps://www.sabadelltrust.com/Default.htmlMimiohttp://www.mimio.com/en-NA.aspxmInfohttp://www.minfo.pt/NapaStylehttp://www.napastyle.com/New Vine Logisticshttps://portal.newvinelogistics.com/Investment Team:Jon Staenberg, Managing Directorjon@staenberg.comJon Belzer, Chief Financial Officerjonb@staenberg.comSwiftsure CapitalVCSoftware & InternetStorage & HardwareGrowthExpansionSwiftsure Capital is a Seattle-based private equity firm that invests in, and provides investment banking services for, mid to late stage private growth companies. Swiftsure's professional team has operational and financial expertise as well as extensive relationships with private and institutional investors. The firm focuses its investments in the software and hardware technology sectors.

1326 Fifth Ave., Suite 710SeattleWA98101

Portfolio companies include:Yaptahttp://www.yapta.com/Geospizahttp://geospiza.com/Concordia Coffee Systemshttp://concordiacoffee.com/Investment Team:Gordon A. Gardiner, Managing Partnerggardiner@swiftsurecap.comScott F. Wilson, Managing Partnerswilson@swiftsurecap.comT-Mobile Venture Fundhttp://www.t-venture.de/en/funds/t-mobile-venture-fund/t-mobile-venture-fund.htmlCVCInformation TechnologyCommunications & NetworkingSeedEarlyThe T-Mobile Venture Fund is particularly geared towards wireless pioneers in the expansion phase. Emphases are on infrastructure as well as applications/ services for mobile communication providers. The investments are mainly intended to support important partnerships of T-Mobile with innovative suppliers.

SeattleWA425-748-3003

Portfolio companies include:BelAir Networkshttp://belairnetworks.com/Blue Jeans Networkhttp://bluejeans.com/deCartahttp://www.decarta.com/Flash Networkshttp://flashnetworks.com/MindMaticshttp://www.mindmatics.com/Mobile Commercehttp://www.mobilecommerce.co.uk/Nomad Digitalhttp://www.uknomad.com/Roamwarehttp://www.roamware.com/Telecom Transport Managementhttp://www.ttmi.info/Ubiquisyshttp://www.ubiquisys.com/LevelUphttps://www.thelevelup.com/Investment Team:Stephan Noll, Fund Managert-venture@telekom.deTaiyo Pacific Partners LPwww.taiyofunds.comPEManufacturing & IndustrialBusiness ServicesMiddle MarketTaiyo Pacific Partners was founded in 2001 to capitalize on investment opportunities in the Japanese market by utilizing the strategic consulting, investment management and Japanese business skills of the managing partners. The Taiyo Fund was launched in June 2003 with an initial equity investment of $200 million by CalPERS, the State of California Public Employees Retirement System. The Fund currently has over $2.0 billion under management. The Fund is co-managed by Taiyo Pacific Partners, LP and by WL Ross & Co. The fund aims to achieve significant performance by investing in a concentrated number of publicly listed, Japanese small-cap companies. Wilbur Ross Jr. is a member of the investment committee along with the managing partners from Taiyo Pacific Partners. The Taiyo Fund is currently closed to additional capital. The Taiyo Pearl Fund was launched in October 2007 and aims to achieve significant performance by investing in publicly listed, Japanese micro-cap companies and Japanese private equity companies. The Taiyo Cypress Fund, launched in April 2008, aims to achieve significant outperformance by investing in publicly listed, Japanese mid-cap companies and Japanese private companies.

5300 Carillon PointKirklandWA98033425-896-5300

Portfolio companies include:Nabtescohttp://www.nabtescomotioncontrol.com/Nissha Printinghttp://www.nissha.co.jp/english/Lintechttp://lintec-usa.com/Roland DG Corp.http://www.rolanddg.com/Investment Team: Brian K. Heywood, Founding Partner and CEObheywood@tppllc.comJohn H. Hammond Jr., Founding PartnerMichael A. King, CFA, Founding Partner and Chief Investment Officertaiyo@tppllc.comDaniel Ludwig, Managing DirectorJeffrey Cagnina, Managing DirectorThe Northwest Energy Angelswww.nwenergyangels.comAEnergy & Clean TechSeedEarlyFounded in 2006, the Northwest Energy Angels is a membership organization of successful entrepreneurs, retired executives, and other business leaders in the Pacific Northwest who provide investment capital, strategic advice and mentoring to early-stage companies or companies embarking on major expansion efforts to help them achieve market leadership. The Northwest Energy Angels is unique in that it focuses only on the energy industry, including alternative sources of energy, improved distribution, or efficient transmission. Funds are not pooled; each member makes her/his own investment decisions but shares due diligence duties. To date, members have invested over $8.6 million in 38 companies.

P.O. Box 99291SeattleWA98139-0291425-785-4015

Portfolio companies include:ADI Thermal Technologieshttp://www.analog.com/en/index.htmlBanyan Energyhttp://www.banyanenergy.com/Brammo Motorsportshttp://www.brammo.com/home/Farm Power Northwesthttp://farmpower.com/Greenwood Technologieshttp://www.greenwoodusa.com/Saltworks Technologieshttp://saltworkstech.com/Skyline Innovationshttp://www.skylineinnovations.com/Noviniumhttp://novinium.com/Propel Biofuelshttp://propelfuels.com/enerG2http://www.energ2.com/Full Circle Farmhttp://www.fullcircle.com/Ridgeline Energyhttp://www.ridgeline.veolia.com/BioVantage Resourceshttp://biovantageresources.com/Delaware Power Systemshttp://delpowersys.com/Columbia Green Technologieshttp://columbiagreenroof.com/EdTek Technologieshttp://www.edge-technologies.com/EMMEhttp://www.emmenation.com/Empower Micro Systemshttp://s427123275.onlinehome.us/EnergySavvy.comhttp://www.energysavvy.com/Ethical Electrichttp://www.ethicalelectric.com/Fledgehttp://en.wikipedia.org/wiki/FledgeFlux Drivehttp://fluxdrive.com/Investment Team:Byron McCann, Co-ChairmanLars Johansson, Co-ChairmanMartin Tobias, Founder and Chairman EmeritusJeff Morris, FounderTrilogy Partnershipwww.trilogypartnership.comVCInformation TechnologyCommunications & NetworkingEarlyTrilogy Partnership is a financial organization founded by successful veterans of the wireless industry, including the executive team that founded Western Wireless and VoiceStream. Trilogy's partners have started new companies in emerging industries and have built enduring businesses across four continents. Trilogy's portfolio companies benefit from its operational expertise and its global network of relationships in addition to its financial investment. Current businesses include operating wireless carriers in the Caribbean and Latin America as well as investments in multiple early stage application and infrastructure companies.

PO Box 53010BellevueWA98015425-458-5900

Portfolio companies include:Lookouthttps://www.mylookout.com/Crescendohttp://www.merriam-webster.com/dictionary/crescendoNetworkshttp://en.wikipedia.org/wiki/Computer_networkFiREappshttp://fireapps.com/InstallFreehttp://www.installfree.com/Xeroundhttp://xeround.com/ZON Networkshttp://www.hola.org/Pelagohttp://www.pelagorestaurant.com/Bevyhttp://dictionary.reference.com/browse/bevyFrengohttp://www.frengo.com/Mediohttp://www.mediotiempo.com/Remitlyhttps://www.remitly.com/Discovery Bay Gameshttp://duo-games.com/Mobilisafehttp://mobilisafe.com/Investment Team:John W. Stanton, Managing Directorjohn.stanton@trilogypartnership.comTim Wong, Managing DirectorVault Capitalwww.vaultcapital.comVCInformation TechnologySoftware & InternetCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareMedical DeviceEarlyVault Capital proactively seeds break-through innovations or nascent ideas that have promise as market-making opportunities. Vault invests in early-stage technology companies located in the Pacific Northwest. Vault Capital is currently looking at local companies working with new materials, ubiquitous computing solutions, wise chips, information visualization, embedded intelligence solutions, reflective monitoring, consumer, enterprise wireless applications, entertainment, communications, wireless operating systems, bio-tech, predictive technologies, analog technologies, informatica, medical devices, pharmaceuticals, genomic research, polemics, lasers, fluidics, energy storage, adaptive sensors, and diagnostics.

Smith Tower506 Second Avenue, 37th FloorSeattleWA98104206-957-9339 206-625-2381

Portfolio companies include:Seattle Biodieselhttp://www.fuelwerks.com/TeraBeamhttp://www.terabeam.com/corporate/index.phpeProjecthttp://www.daptiv.com/HouseValues.comhttp://www.housevalues.com/Singingfish.comhttp://en.wikipedia.org/wiki/SingingfishmFormahttp://www.mforma.com/Ramgenhttp://www.ramgen.com/Investment Team:Petra Franklin, Co-Founder & Managing Directorpetra@vaultcapital.comVentureTech Alliance, LLCwww.vtalliance.comVCInformation TechnologySemiconductorEarlyGrowthVentureTech Alliance was founded in 2001 as a venture investment management company targeting early-stage business investment in the semiconductor industry and other emerging technology areas. VentureTech currently manages funds totaling $165 million. VentureTech Alliance has a strong strategic partnership with TSMC, the IC foundry industry leader. However, VentureTech's investment activity is managed independently of this strategic partnership. VentureTech's focus is on early stage companies in the semiconductor industry and other emerging technology areas. VentureTech primarily invests in companies that require early to mid-stage funding with typical initial investments in the range of $1-3 million.

615 West Prospect StreetSeattleWA98119206-441-8080

Portfolio companies include:Auramicrohttp://www.auramicro.com/eng/index.phpAxiomhttp://en.wikipedia.org/wiki/AxiomBeceemhttp://www.broadcom.com/products/Cellular/4G-Baseband-ProcessorsBridgeluxhttp://bridgelux.com/Exclarahttp://exclara.com/Gemfirehttp://www.gemfire.com/Ikanoshttp://www.ikanos.com/Nvidiahttp://www.nvidia.com/Download/index.aspx?lang=en-usOptichronhttp://www.netlogicmicro.com/Piximhttp://www.pixim.com/RichWavehttp://www.richwave.com.tw/Teknovushttp://teknovus.org/SiRF Technologyhttp://www.sirf.com/Tilerahttp://tilera.com/5V Technologieshttp://www.5vtechnologies.com/Aiconn Technologyhttp://vtalliance.com/02team.phpAMCChttp://www.amcconf.org/Apachehttp://en.wikipedia.org/wiki/ApacheInvenSensehttp://www.invensense.com/MediaTekhttp://www.mediatek.com/_en/index.phpMutual-Pakhttp://www.mutualpak.com/about.aspxYoBonhttp://www.yobon.com.tw/NetLogichttp://www.broadcom.com/company/strategicacquisitions.php?show=netlogicNextIOhttp://www.nextio.com/Investment Team:Ron Norrisrnorris@vtalliance.comJim Dillerjdiller@vtalliance.comPatrick Changpchang@vtalliance.comKai Tsangktsang@vtalliance.comChristy Choucchou@vtalliance.comVoyager Capitalwww.voyagercap.com VCSoftware & InternetCommunications & NetworkingMedia & Digital MediaEnergy & Clean TechEarlyGrowthFounded in 1997, Voyager Capital invests primarily in early stage digital media, CleanIT, software and wireless companies. With $370 million in two funds under management, the firm's "Go to Market" investment strategy supports entrepreneurs through two critical execution hurdles facing early and growth stage companies: Developing effective market strategies and building high performance teams. With offices in Seattle, Portland, and Menlo Park, Voyager focuses on funding first venture rounds in early and growth stage opportunities in the Pacific Northwest and California. In the Pacific Northwest, the firm focuses primarily on the Seattle and Portland markets, although Voyager will consider other opportunities in Washington, Oregon and British Columbia. In California, the firm looks for early stage companies where Voyager has strong domain expertise and can leverage the firm's strategic partnerships.

719 Second Avenue, Suite 1400SeattleWA98104206-438-1800206-438-1900

Portfolio companies include:Placecasthttp://placecast.net/index.htmlCovariohttp://www.covario.com/GoAhead Softwarehttp://www.oracle.com/us/corporate/acquisitions/goahead/index.htmlMelodeohttp://www.nutsie.com/Tropos Networkshttp://www.tropos.com/AboutUshttp://www.aboutus.org/Bonanzahttp://www.bonanza.com/ChargePointhttp://chargepoint.net/Elemental Technologieshttp://www.elementaltechnologies.com/Kryptiqhttp://www.kryptiq.com/Lighter Capitalhttp://www.lightercapital.com/nFluencehttp://www.nfluence.com/Photobuckethttp://photobucket.com/Sensyshttp://www.sensysnetworks.com/Act-On Softwarehttp://www.act-on.com/Alliance Health Networkshttp://www.alliancehealth.com/Blue Box Grouphttps://www.bluebox.net/Chirpifyhttps://chirpify.com/ClearCarehttp://www.clearcaresolution.com/MindSumihttp://us.misumi-ec.com/Vidderhttp://www.vidder.com/WellnessFXhttp://wellnessfx.com/Yaptahttp://www.yapta.com/Zebra Imaginghttp://www.zebraimaging.com/Investment Team:Daniel Ahn, Managing DirectorBill McAleer, Managing Directormcaleer@voyagercapital.comCurtis Feeny, Managing Directorfeeny@voyagercapital.comTom Kippola, Venture Partnertkippola@chasmgroup.comErik Benson, Managing Directorbenson@voyagercapital.comVulcan Ventureswww.vulcan.comFIInformation TechnologySoftware & InternetCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialSports & EntertainmentReal EstateEarlyMiddle MarketMicrosoft Co-Founder, Paul G. Allen, founded Vulcan Inc. in 1986 with Jo Allen Patton to manage his business and charitable endeavors. Those endeavors include the creation of innovative technologies, award-winning films and vibrant new neighborhoods. Vulcan oversees various business and charitable projects including real estate holdings, investments in more than 50 companies (including Charter Communications, DreamWorks SKG, Digeo Broadband, the Sporting News, the Seattle Seahawks NFL and Portland Trail Blazers NBA franchises, First & Goal Inc., Vulcan Productions, the Seattle Cinerama theatre, Experience Music Project, the Science Fiction Museum & Hall of Fame, Mojave Aerospace Ventures), and the Paul G. Allen Family Foundation.

505 Fifth Avenue S, Suite 900SeattleWA98104206-342-2000206-342-3000

Portfolio companies include:Charter Communicationshttp://charter.com/Cineramahttp://www.cinerama.com/Evrihttp://www.evri.com/The Hospital Clubhttp://www.thehospitalclub.com/Experience Music Projecthttp://www.empmuseum.org/index.aspLiving Computer Museumhttp://livingcomputermuseum.org/Science Fiction Museumhttp://www.empmuseum.org/index.aspDigeohttp://en.wikipedia.org/wiki/MoxiDreamWorks Animation SKGhttp://dreamworksanimation.com/Submersible Musichttp://www.submersiblemusic.com/SpaceShipOnehttp://www.scaled.com/Project Halohttp://www.projecthalo.net/Xianthttp://xiant.com/STARTUP Galleryhttp://www.startupgallery.org/Investment Team:Paul G. Allen, Founder & ChairmanJody Allen, President & CEOPaul Ghaffari, Chief Investment OfficerWestRiver Capital, LLCVCSoftware & InternetCommunications & NetworkingLife Sciences & HealthcareEarlyFounded in 2002, West River Capital is an early-stage venture capital firm that seeks investments in biotechnology, software and telecommunications companies. The firm's President, Erik Anderson was previously chief executive officer for Matthew G. Norton, Co., a private investment company, and Trillium Corporation, and has served tenures as both a partner at the private equity firm of Frazier & Company, LP, and as a vice president of Goldman, Sachs & Co.

2420 Carillon Point KirklandWA98033425-576-9850

Portfolio companies include:Nervanahttp://en.wikipedia.org/wiki/Nirvana_(band)DocuSignhttp://www.docusign.com/Corus Pharmahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=906933Tachyon Networkshttp://www.tachyon.com/home/index.phpAscentiumhttp://www.ascentium.com/Symformhttp://www.symform.com/Catalist Homeshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2739607Investment Team:Erik Anderson, President, Managing Partner, & ChairmanGregory Breskin, DirectorWINGS - The Washington Medical Technology Angel Networkwww.medtechwings.comAMedical DeviceSeedEarlyFormed in 2009, WINGS is a non-profit angel network that facilitates seed and early stage investments for medical technology companies in Washington State. The firm's mission is to close the gap in early stage funding to accelerate the translation of medical technology innovation from the lab bench to patients. WINGS considers Medical Technology opportunities in the areas of Therapeutic and Diagnostic Devices, Healthcare IT, Healthcare Delivery Models, and unregulated biotechnology development tools. WINGS meetings are held four times a year, during which three to four business opportunities are presented.

1551 Eastlake Ave. East, Suite 300SeattleWA98102

Portfolio companies include:Cadence Biomedicalhttp://cadencebiomedical.com/Mirador Biomedicalhttp://miradorbiomedical.com/Cardiac Insighthttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=118036514Impel NeuroPharmahttp://www.impelneuropharma.com/Adaptive Biotechnologieshttp://www.adaptivebiotech.com/Aqueduct Neuroscienceshttp://www.aqueductneurosciences.com/Magnolia Medical Technologieshttp://magnoliamedicaltechnologies.com/PhysioSonicshttp://physiosonics.com/Valant Medical Solutionshttp://www.valant.com/Viket Medicalhttp://www.manta.com/c/mr5795f/viket-medical-corporationInvestment Team:Christiana DelloRusso, Managing Director, 206-456-9560christiana@medtechwings.comBrady Ryan, Project Manager, 206-456-9571brady@medtechwings.comWRF Capitalwww.wrfseattle.orgVCIInformation TechnologySoftware & InternetEnergy & Clean TechLife Sciences & HealthcareMedical DeviceFinancial ServicesRetail & RestaurantSeedWashington Research Foundation (WRF) was founded in 1981 to help Washington State research institutions capture value from emerging technologies through intellectual property management and start-up investment activities. WRF is an independent private foundation whose operational revenue comes from retained funds from licensing and investing activities. WRF Capital manages Washington Research Foundation's (WRF) seed venture fund by creating and investing primarily in technology-based start-up companies that have strong ties to the University of Washington and other non-profit research institutions in Washington State. WRF Capital invests in two types of companies: (1) WRF founded companies in which WRF Capital and an entrepreneur create a business concept and start a company and (2) Non-WRF founded companies in which WRF Capital invests in a company opportunity presented by an entrepreneur. In both cases, WRF Capital actively seeks co-investors, investing up to $2 million in the firm's portfolio companies with proceeds from investments used to make financial gifts to Washington State research institutions. WRF invests only in companies located in Washington State with ties to not-for-profit research insitutions. In addition to providing seed capital through WRF Capital, the WRF leases office space to technology-based start-ups through the WRF Venture Center. The WRF Venture Center offers entrepreneurs short-term, flexible office facilities and business support in a desirable location on Lake Union, midway between the University District and downtown Seattle.

2815 Eastlake Avenue E, Suite 300SeattleWA98102206-336-5600206-336-5615

Portfolio companies include:EnerG2http://www.energ2.com/Lumerahttp://www.lumeradiamonds.com/Accium BioScienceshttp://www.acciumbio.com/Cardeas Pharmahttp://www.xconomy.com/seattle/2011/02/22/cardeas-pharma-receives-1001523-new-financing/Groove Biopharma Corp.http://www.groovebiopharma.com/Oncofactorhttp://www.xconomy.com/seattle/2011/05/24/accelerators-new-startup-oncofactor-seeks-to-spark-immune-system-fight-against-cancer/EKOShttp://ekoscorp.com/Mirador Medicalhttp://miradorbiomedical.com/MicroGREEN Polymershttp://www.microgreeninc.com/GlobeImmunehttp://www.globeimmune.com/careers/TeachTownhttp://web.teachtown.com/Amnishttp://www.amnis.com/Halosourcehttp://halosource.com/Accelerator Corp.http://www.acceleratorcorp.com/Farecasthttp://www.bing.com/travel/TraceDetecthttp://tracedetect.com/Alder Biopharmaceuticalshttp://www.alderbio.com/Arzedahttp://arzeda.com/Hyperion Therapeuticshttp://www.hyperiontx.com/Sigbyhttps://www.sigby.com/Targeted Growthhttp://www.targetedgrowth.com/ModuMetalhttp://www.modumetal.com/MobiSantehttp://www.mobisante.com/UptakeMedicalhttp://www.uptakemedical.com/nLighthttp://nlight.net/Flexminderhttp://www.flexminder.com/Investment Team:Ronald S. Howell, President and CEO, Washington Research Foundationrhowell@wrfseattle.orgLoretta Little, Managing Directorllittle@wrfseattle.orgJohn Reagh, Managing Directorjreagh@wrfseattle.orgThong Q. Le, Managing DirectorZINO Societyhttp://zinosociety.comAInformation TechnologyEnergy & Clean TechRetail & RestaurantSeedEarlyZINO Society is a membership, business and social network that connects accredited investors with entrepreneurs seeking funding. To help facilitate successful angel investing for ZINO Society members and entrepreneurs, ZINO Society cultivates camaraderie in the world of business and wine with people and experiences, crafting insider events, access to vintners, chefs and unique venues. With more than 300 active members, ZINO Society is not the traditional angel investment group. ZINO Society's unique investment meetings and social events provide entrepreneurs an opportunity to showcase their businesses, and investors and business leaders a chance to a network and invest in a relaxed and supportive environment. ZINO Society's active investor network has invested $20.5 million in angel financing to date and hosted over 500 presenting companies.

4130 1st Ave. South, Suite BSeattleWA98134206-529-6500

Portfolio companies include:Impel Neuropharmahttp://www.impelneuropharma.com/Children's Music Foundationhttp://cmfinc.org/Urban Enotecahttp://urbanenoteca.com/Low Fidelity Filmhttp://www.wadecordts.com/latest-news/low-fidelityHydrovoltshttp://hydrovolts.com/Limeadehttps://limeade.com/Login.aspxNterraConhttp://nterracon.com/Oasis Diagnosticshttp://www.4saliva.com/J&D's Foodshttp://www.jdfoods.net/MicroGREENhttp://www.microgreeninc.com/Enroutehttp://enroute.aircanada.com/Investment Team:Cathi Hatch, Founder and CEOc.hatch@zinosociety.comMeg Landies, Operations and Dealflow Managerm.landies@zinosociety.comClaire Dillow, Events and Marketing Managerc.dillow@zinosociety.comJamee Nunnelee, Vice President of Membership and Business Developmentj.nunnelee@zinosociety.comAkers Capital, LLCwww.akerscapital.comVCInformation TechnologySoftware & InternetCommunications & NetworkingEarlyAkers Capital, LLC is a venture capital firm dedicated to making private equity investments in emerging technology companies. Through its investment partnership, Pac West Technology Fund I, LP, Akers invests in emerging technology companies located in the Northwestern states and Northern California. The company leverages the industry and market experience of the Akers Capital partners and affiliates to target investments in the following high growth technology sectors: Networking and Internet Infra-structure, Computer Software, and Internet/Intranet Software and Services.

5207 Sunrise Blvd, Suite 220Fair OaksCA95628916-966-2236916-966-2239

Portfolio companies include:CustomerLink Systemshttp://www.customerlink.com/IP Infusionhttp://www.ipinfusion.com/Telemetrichttp://www.sensus.com/telemetric/Investment Team:Roger Akers, Managing Partnerrakers@akerscapital.comTom Loutzenheiser, Managing Partnertoml@akerscapital.comCentral Valley Fundwww.centralvalleyfund.comVCPELife Sciences & HealthcareTransportation & DistributionAgriculture & Agricultural ScienceExpansionMiddle MarketThe Central Valley Fund (CVF) was established by the principals of Gael Partners, LLC to provide private capital for small to mid-sized businesses to finance later stage growth, strategic acquisitions, ownership transitions and recapitalizations. CVF provides mezzanine capital primarily to growing California Central Valley firms with at least $5M in revenues and $1M in cash flow. CVF's target investment is between $1M-$5M with larger commitments possible through co-investment with other funds, typically with a 5-year term. CVF seeks to invest in companies with principal operations in the California Central Valley, that have been in business at least 5 years with at least 3 years prior audited financial statements, and have a strong management team in place.

1590 Drew Avenue, Suite 110 DavisCA95618530-757-7004530-757-1316

(Fresno Office)5010 Woodrow Avenue WC142 Lyles Center FresnoCA93740559-294-6668 559-294-6655Portfolio companies include:EndoCenter Partnershttp://www.surgerycenterpartners.com/success/sutter.htmlQuest Discovery Serviceshttp://questds.com/Corp/index.htmlSource Logisticshttp://www.sourcelogistics.net/Ultra Grohttp://www.ultragroplantfood.com/Anabi Oilhttp://anabioil.com/Paleteria La Michoacanahttp://paleterialamichoacana.com/Fulfillment Corporation of Americahttp://www.fulfillmentcorp.com/Molded Deviceshttp://www.moldeddevices.com/Investment Team:Jose Blanco, Principaljblanco@centralvalleyfund.comDaniel Jessee, Principaldjjessee@centralvalleyfund.comEdward McNulty, Principalemcnulty@centralvalleyfund.comBrad Triebsch, Principalbtriebsch@centralvalleyfund.comStefan OkhuysenChris CarlesonBill Henderson, Special AdvisorDCA Capital Partners, LPhttp://dcapartners.comVCPEInformation TechnologyMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionFinancial ServicesRetail & RestaurantExpansionMiddle MarketDCA Capital Partners, LP provides expansion capital to growth-oriented, middle-market businesses in under-served markets across California and the Southwest, with a particular focus on the Hispanic community. In conjunction with its institutional investor partners, the Fund provides promising middle-market, later-stage companies, typically in the range of $10-100 million in revenues, with the additional capital and expertise needed to successfully expand and extend businesses. Companies must have a minimum of $10 million in revenues and cash flow greater than $1 million. DCA Capital provides funding for the purposes of: 1) investing in strategic and operational growth or acquisitions (growth capital); 2) providing partial liquidity to business owners interested in diversifying risk or retiring balance sheet debt (recapitalization); and 3) controlling investments in promising growth businesses (buyouts); and 4) companies with strong fundamentals that are experiencing near-term balance sheet stress. The Fund will also invest selectively in divisional spinouts/divestitures and industry consolidation opportunities. DCA Capital generally invests $2-6 million in the primary business sectors prevalent in the company's region, including: business and financial services, healthcare (services/IT), manufacturing and distribution, technology, media and publishing, and retail. The company has the capacity to invest $30-50 million through affiliated fund partners. The firm generally invests in companies in the underserved communities in California and the Southwest that are established and have a proven market position with opportunity for continued growth. Typical investment structures include expansion/growth, acquisitions, recapitalizations, and buyouts.

3721 Douglas Blvd., Suite 350RosevilleCA95661916-960-5350916-960-5360

Portfolio companies include:Decipherhttp://decipher.com/Ensynchhttp://www.ensynch.com/First Tracks Publishinghttp://firsttrackspublishing.com/Valley Healthcare Systemshttp://valleyhealthcare.org/Kovar's Satori Academy of Martial Artshttp://www.kovars.com/Superior Visionhttp://www.superiorvision.com/Environmental Support Solutionshttp://www.ihs.com/products/ehs-sustainability/index.aspxInvestment Team:Curtis M. Rocca, III, Managing Partner, 916-960-5353crocca@dcapartners.comSteven R. Mills, General Partner, 916-960-5352smills@dcapartners.comCasey A. Layton, Chief Financial OfficerRonald Crane, Managing Director, 916-960-0633rcrane@dcapartners.comTrent Gordon, PrincipalDusty Wunderlich, PrincipalOne Earth Capitalwww.oneearthcapital.comVCEnergy & Clean TechAgriculture & Agricultural ScienceSeedEarlyOne Earth Capital is a boutique venture capital firm, based in the San Francisco Bay area. One Earth seeks to invest in technologies that not only help the environment today, but also help to mitigate the societal impacts of environmental degradation. Its investments include Marrone Organic Innovations, which discovers, develops and markets effective and environmentally responsible products for weed, pest and plant disease management; and PureSense, which provides an irrigation and chemical monitoring technology based service, helping growers produce healthier, higher-yielding crops. Chris Berkner and Joe Hudson founded the firm in early 2007. Their intention was then, and still is today, to support the well-being of the planet and its people while generating superior financial returns.

P.O. Box 1565FeltonCA95018888-611-5515

Portfolio companies include:Marrone BioInnovationshttp://marronebioinnovations.com/index.phpPureSensehttp://www.puresense.com/Investment Team:Joe Hudson, Managing DirectorChris Berkner, Managing Directorchris@oneearthcapital.comDCA Capital Partners, LPhttp://dcapartners.comVCPEInformation TechnologyMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionFinancial ServicesRetail & RestaurantExpansionMiddle MarketDCA Capital Partners, LP provides expansion capital to growth-oriented, middle-market businesses in under-served markets across California and the Southwest, with a particular focus on the Hispanic community. In conjunction with its institutional investor partners, the Fund provides promising middle-market, later-stage companies, typically in the range of $10-100 million in revenues, with the additional capital and expertise needed to successfully expand and extend businesses. Companies must have a minimum of $10 million in revenues and cash flow greater than $1 million. DCA Capital provides funding for the purposes of: 1) investing in strategic and operational growth or acquisitions (growth capital); 2) providing partial liquidity to business owners interested in diversifying risk or retiring balance sheet debt (recapitalization); and 3) controlling investments in promising growth businesses (buyouts); and 4) companies with strong fundamentals that are experiencing near-term balance sheet stress. The Fund will also invest selectively in divisional spinouts/divestitures and industry consolidation opportunities. DCA Capital generally invests $2-6 million in the primary business sectors prevalent in the company's region, including: business and financial services, healthcare (services/IT), manufacturing and distribution, technology, media and publishing, and retail. The company has the capacity to invest $30-50 million through affiliated fund partners. The firm generally invests in companies in the underserved communities in California and the Southwest that are established and have a proven market position with opportunity for continued growth. Typical investment structures include expansion/growth, acquisitions, recapitalizations, and buyouts. The firm has offices in California and Nevada.

661 Sierra Rose DriveRenoNV89511775-298-1674

Portfolio companies include:Decipherhttp://decipher.com/Ensynchhttp://www.ensynch.com/First Tracks Publishinghttp://firsttrackspublishing.com/Valley Healthcare Systemshttp://valleyhealthcare.org/Kovar's Satori Academy of Martial Artshttp://www.kovars.com/Superior Visionhttp://www.superiorvision.com/Environmental Support Solutionshttp://www.ihs.com/products/ehs-sustainability/index.aspxInvestment Team:Curtis M. Rocca, III, Managing Partner, 916-960-5353crocca@dcapartners.comSteven R. Mills, General Partner, 916-960-5352smills@dcapartners.comCasey A. Layton, Chief Financial OfficerRonald Crane, Managing Director, 916-960-0633rcrane@dcapartners.comTrent Gordon, PrincipalDusty Wunderlich, PrincipalWavepoint Ventureswww.wavepointventures.comSilicon ValleyVCInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareMedical DeviceSeedEarlyWavepoint invests in capital efficient seed and early-stage companies in the medical, information and clean technology sectors. Wavepoint targets companies with capital requirements of no greater than $15 million to reach positive cash flow and a reasonable capital formation strategy. The firm has an additional office in Silicon Valley.

1107 Investment Boulevard, Suite 180El Dorado HillsCA95762916-941-1400 916-941-7551

(Silicon Valley Office)535 Middlefield Road, Suite 280Menlo ParkCA94025650-331-7393Portfolio companies include:Cloud Cruiserhttp://cloudcruiser.com/dotFXhttp://www.dotfx.com/Element Energyhttp://elementenergy.com/Impreshttp://impressalon.com/Marrone BioInnovationshttp://marronebioinnovations.com/index.phpSecond Genomehttp://www.secondgenome.com/RivalWatchhttp://rivalwatch.com/SatoriTechhttp://www.satoritech.com/Sentillahttp://www.sentilla.com/Vandolayhttp://starwars.wikia.com/wiki/VandolayVelomedixhttp://www.velomedix.com/Virtutechhttp://www.virtutech.com/Onsophichttp://onsophic.com/Second Genomehttp://www.secondgenome.com/VertaScalehttp://vertascale.com/Investment Team:Pete Bernardoni, Managing Directorpete@wavepointventures.comPeter Gardner, Managing Directorpeter@wavepointventures.comDan Lankford, Managing Directordan@wavepointventures.comRepublic Financial Corporationwww.republic-financial.comVCPESoftware & InternetCommunications & NetworkingManufacturing & IndustrialBusiness ServicesExpansionMiddle MarketRepublic Financial Corporation is a privately held company with investment interests in a diverse portfolio of operating companies and assets. Representative industries include aviation and aerospace, security software, telecommunications, data services, corporate staffing, commercial roofing and construction aggregates. The company invests in small market buy-outs, early stage venture capital, commercial debt, troubled middle-market companies, and aviation assets. Since 1971, Republic has invested in assets worth over $1.7 billion. Republic's Private Equity Group makes small market buyouts and growth capital investments ranging from $2 million to $8 million in companies, with an EBITDA of $2 million to $5 million, and with positive margin and growth characteristics.

5251 DTC ParkwaySuite 300Greenwood VillageCO80111303-751-3501303-751-4777

Portfolio companies include:Al-jon Manufacturinghttp://www.aljon.com/Nortridge Softwarehttp://www.nortridge.com/Ceronahttp://www.cerona.com/E-Z Packhttp://ezpacktrucks.com/Great Lakes Castingshttp://www.greatlakescastings.com/Camalloyhttp://camalloy.com/Clinton Aluminumhttp://www.clintonaluminum.com/Community Bankhttp://www.communitybankna.com/Cybertrailshttp://www.cybertrails.com/Vac-Tron Equipmenthttp://www.vactron.comInvestment Team:Robert S. Possehl, Presidentjhpossehl@republic-financial.comW. Randall Dietrich, CEOrdietrich@republic-financial.comDennis Bikun, CFO & TreasurerMargaret Reich, COOChuck Singleton, President of Special AssetsRutt Bridges Venture Capital Fundwww.ucdenver.edu/academics/colleges/business/about/Centers/bard/VCFund/Pages/RBVCF.aspxVCInformation TechnologySeedRutt Bridges Venture Capital Fund was started in 1998 from an endowment gift and is matched by the CU Foundation. This fund was created in order to provide seed capital for start-up companies affiliated with the Bard Center and has funded five companies to date. Rutt Bridges invests in innovative businesses and the fund is managed by a team of student associates and advisors from the Bard Center Advisory Council. The fund provides initial startup capital and the possibility of up to one additional round of funding for eligible companies. The typical deal uses a convertible debt structure and the fund participates in the ongoing growth of these young ventures. Initial investments are expected to be $25,000 and typically cannot be the only source of funding for prospective companies. The fund does not invest in real estate, gambling or other industries deemed incompatible with the mission of the University of Colorado.

c/o Bard Center for Entrepreneurship 535 16th Street, Suite 300DenverCO80202303-620-4050

Portfolio companies include:Tensegrity Prostheticshttp://tensegrityprosthetics.com/UrgentRxhttp://urgentrx.com/Revopowerhttp://en.wikipedia.org/wiki/RevoPowerSimple Decisionshttp://www.simpledecisions.net/Wed Stepshttp://itech.buffaloschools.org/tech-integration/district-resources/administrative-software-and-web-resources/new-buffalo-website/web-steps/Viktorian Guitarshttp://www.viktorian.comWaste Farmershttp://www.wastefarmers.comInvestment Team:Betty ArkellCraig HarrisonSamuel SimpsonGreg VigilNorth Dakota Department of Commercewww.business.nd.govEDInformation TechnologyEnergy & Clean TechManufacturing & IndustrialAgriculture & Agricultural ScienceEarlyThe North Dakota Department of Commerce leads the state's efforts to attract, retain and expand economic wealth. Charged with coordinating and focusing the state's economic development resources, the business development team works closely with national and local partners to accomplish that task. Primary sector businesses can secure up to $300,000 in financial assistance through the North Dakota Development Fund, an innovative economic development program created by the North Dakota Legislature in 1991. The Development Fund is administered through the North Dakota Department of Commerce. The Development Fund provides "gap" financing not available from other, more traditional sources. Funds are available through direct loans, participation loans, subordinated debt and equity investments. These options provide long-term and short-term capital to new, expanding or relocating primary sector businesses. Development Fund dollars can be used for real estate, equipment and working capital. Since the Development Fund's inception, it has invested nearly $90 million in 491 companies.

Economic Development & Finance DivisionP.O. Box 2057BismarckND58502-2057701-328-5300701-328-5320

Portfolio companies include:Earth Harvest Millshttp://www.greenpeople.org/listing/Dakota-Prairie-Organic-17841.cfmIntelligent InSiteshttp://www.intelligentinsites.com/NetHertzhttp://www.nethertz.com/ComDel Innovationhttp://comdelinc.com/Packet Digitalhttp://www.packetdigital.com/Early Yearshttp://www.early-years.org/Learning Universehttp://imagine.gsfc.nasa.gov/Otter Tailhttp://www.ottertail.com/Telprohttp://www.telpro.com/Streamlinehttp://streamline.com/EID Passporthttp://eidpassport.com/Packet Digitalhttp://www.packetdigital.com/FlexTMhttp://flextm.com/capabilitiesBranick Toolshttp://www.branick.com/core/index.phpFriezhttp://www.frieze.com/Allegiance Softwarehttp://allegiancesoftware.com/Pedigree Technologieshttp://www.pedigreetechnologies.com/default.aspxZachmeier MFGhttp://www.zachmeiermfg.com/Ideal Aerosmithhttp://www.ideal-aerosmith.com/index.aspxFresshttp://www.fress.org/index.htmlFirehouse Ribshttp://firehouse-ribs.com/Investment Team:Paul Lucy, Director, 701-328-5388plucy@nd.govLeigh Ann Huether, Research Manager, 701-328-5336lhuether@nd.govZoe Wergeland, Research Specialist, 701-328-7252zwergeland@nd.govKevin Sonsalla, Research Specialist, 701-328-5323ksonsalla@nd.govJohn Mittleider, Manager, 701-328-5386jmittleider@nd.govLaura Willard, Project Manager, 701-328-5337lwillard@nd.govJolynee Tschetter, Manager, 701-328-5322jotschetter@nd.govPeggy Weiss, Special Projects Coordinator, 701-328-5382psweiss@nd.govMike Fladeland, Manager, 701-328-5331mfladeland@nd.govThe University of North Dakotahttp://innovators.net/innovators/public_html/about_the_center/index.htmlIInformation TechnologySeedEarlyThe Center for Innovation at the University of North Dakota was among the first entrepreneur outreach centers in the nation when formed in 1984. The Center provides assistance to innovators, entrepreneurs, and researchers to launch new ventures, commercialize new technologies, and secure access to capital from private and public sources. The Center manages two tech incubators in the UND Tech Park, provides SBIR outreach to the state's tech community, and has formed three angel networks in Grand Forks, Fargo and Bismarck. It is also home to a student managed venture fund, where students make the actual investment decisions, Dakota Venture Group (see profile). The Center has fostered over 400 startups, which employ more than 4000 people and have attracted over $110M in investment. One incubator, the Skalicky Tech Incubator, is dedicated to supporting the growth of early stage technology-based ventures. The Skalicky Tech Incubator provides a supportive, creative, and entrepreneurial environment that fosters innovation, collaboration and teamwork. A second incubator, the Ina Mae Rude Entrepreneur Center offers the James C. Ray Idea Lab, a state-of-the-art meeting space with audio-visual capabilities including presentation equipment, video conferencing and web casting capabilities.

Center for Innovation4200 James Ray DriveGrand ForksND58203701-777-3132701-777-2339

Tenant companies include:AgriDatahttp://www.agridatainc.com/Datacomhttp://datacomsystems.com/Larson Consultinghttp://larsonconsulting.com/Microbeam Technologieshttp://www.microbeam.com/Ntracticehttp://www.ntractive.com/Sunrisehttp://en.wikipedia.org/wiki/SunriseWise Weighthttp://wise-about-weight.com/SBDChttp://www.sba.gov/content/small-business-development-centers-sbdcsEduTechhttp://www.edutech.nodak.edu/Northrop Grummanhttp://www.northropgrumman.com/Libera Systemshttp://www.librasystems.com/Precision Property Managmenthttp://precisionpropmgt.com/Evergreenhttp://www.evergreenaviation.com/Valley Angelhttp://www.angelvalley.org/CopeWell Foundationhttp://www.facebook.com/pages/The-Cope-Well-Foundation/226698117388426Solargy Lightshttp://solargylights.com/Smartechhttp://www.smartech-csi.com/Management Team:Bruce Gjovig, Entrepreneur Coach & Directorbruce@innovators.netTom K. Kenville, Rainmaker & V.P. of Developmenttom@innovators.netTravis Fretheim, Technology Director and Building Managertravis@innovators.netElisabeth Knapp, Angel Fund Field Agentelizabeth@innovators.netValley Angel Investment Fundhttp://valleyangelinvestmentfund.weebly.com/index.htmlAInformation TechnologySoftware & InternetManufacturing & IndustrialEarlyGrowthValley Angel Investment Fund has a $1,300,000 capitalization, 30 members and has funded 2 companies. The Grand Forks RAIN fund currently has 17 members, including angel investors, lending institutions, and RAIN Source Capital, who have pooled their investment dollars to create the fund. Valley Angel is interested in high potential growth companies related to value-added processing, university R&D spin-out ventures, expansion and add-on investments. The fund will invest primarily in early to mid stage private companies that are located in North Dakota and Minnesota, and other regions where the investors reside.

c/o Center for Innovation4200 James Ray DriveGrand ForksND58203218-779-9950

Portfolio companies include:Ntractivehttp://www.ntractive.com/Investment Team:Tom Kenville, Fund Chairtom@globalweb.comDakota Venture Groupwww.dakotaventuregroup.comVCInformation TechnologySoftware & InternetConsumer ProductsEarlyFounded in September 2006, the Dakota Venture Group (DVG) is a University of North Dakota, student run venture capital investment fund. DVG is one of only a few student managed venture capital funds in the United States. The investment strategy of DVG includes making investments in high-growth ventures started by entrepreneurs in Minnesota and North Dakota. DVG also has a priority to invest in companies started by UND students and alumni. All investments are made with the goal of fostering statewide economic growth. DVG currently has a non-profit "evergreen fund" fueled by benefactors and is currently in the process of starting a for-profit fund which will produce returns for DVG investors.

Center for Innovation, Ina Mae Rude Entrepreneur Center4200 James Ray DriveGrand ForksND58203701-610-9196701-777-2339

Portfolio companies include:The Leikas Grouphttp://news.yahoo.com/fargo-location-internet-retail-company-leikas-group-080256770.htmlThe Wine Standardhttp://www.food.gov.uk/enforcement/sectorrules/winestandards/Club Expresshttp://clubexpress.com/Ntractivehttp://www.ntractive.com/Real Simple Furniturehttp://www.realsimple.com/home-organizing/decorating/best-furniture-deals-10000001184477/index.htmlDataSynchttp://www.datasync.com/webmail.shtmlClean Republichttp://www.electric-bike-kit.com/hill-topper.aspxAcuity Medical Internationalhttp://www.acuitymedicalinternational.com/Streamlinehttp://streamline.com/Larada Scienceshttp://www.lousebuster.com/Investment Team:Alex Naastad, Board of Trusteesanaastad@dakotaventuregroup.comJosh Rosard, Board of Trusteesjrosard@dakotaventuregroup.comKristin Heck, Board of Trusteeskheck@dakotaventuregroup.comRyan Shane, Board of Trusteesrshane@dakotaventuregroup.comAustin Schweer, Presidentaschweer@dakotaventuregroup.comJordan Schuetzle, Board of Trusteesjschuetzle@dakotaventuregroup.comMark Giese, Board of Trusteesmgiese@dakotaventuregroup.comPreston Page, Board of Trusteesppage@dakotaventuregroup.comSatchall Schettler, Board of Trusteessschettler@dakotaventuregroup.comMichael Carlson, Alumnimcarlson@dakotaventuregroup.comRyan Clark, Managing Directorrclark@dakotaventuregroup.comAndrew Diephuis, Managing Directoradiephuis@dakotaventuregroup.comCorey Kolquist, Managing Directorckolquist@dakotaventuregroup.comGregory Syrup, Managing Directorgsyrup@dakotaventuregroup.comBluestem Capital Companywww.bluestemcapital.comPEInformation TechnologyManufacturing & IndustrialRetail & RestaurantMiddle MarketBluestem is a private equity investment company that has been a regional leader since 1989 in helping investors realize excellent returns, in helping worthy companies reach their potential, and in helping strengthen communities by stimulating their economy. Bluestem invests in companies in well-established venture capital markets, avoids start-ups and turnarounds, and focuses on businesses located in South Dakota. The firm prefers diversified funds, and achieves this through investments in a variety of industries including hospitality, restaurant, utilities, technology, manufacturing and energy. The firm makes typical investments between $500,000 to $3,000,000.

122 S. Phillips Ave, Suite 300Sioux FallsSD57104605-331-0091605-334-1218

Portfolio companies include:JMS Precisionhttp://jmsprecision.com/Staybridge Suiteshttp://www.ichotelsgroup.com/staybridge/hotels/us/en/reservationJMS Precisionhttp://jmsprecision.com/Destination Golfhttp://www.destinations-golf.com/Mascomahttp://www.mascoma.com/eGisticshttp://egisticsinc.com/Fiksdal Motelhttp://www.fiksdalhotel.com/Summit CRA Multi-Family Housing Fundshttp://continentalrealtyadvisors.com/CRA-multi-family-housing-fund.htmSummit Grouphttp://www.thesummitgroupinc.com/Regency Midwest Ventureshttp://www.manta.com/c/mmyj8zn/regency-midwest-ventures-limited-partnership-propertiesPoethttp://www.poet.com/Integra Plasticshttp://www.integraplastics.com/Pelstarhttp://www.pelstar.com/BrightPlanethttp://brightplanet.com/ExpensAblehttp://www.expensable.com/index.aspEDCOhttp://edcoinc.com/Pivotal Health Solutionshttp://pivotalhealthsolutions.com/Swellhttp://www.swell.com/!nsY5m9alNMZ84bfZh4OtYg!/Cottonwoodhttp://www.cottonwood.org/The Prairie Clubhttp://www.theprairieclub.com/WebFilingshttps://www.webfilings.com/Coachman Energyhttp://www.coachmanenergy.com/Triple Diamond Energyhttp://www.triplediamondenergy.com/Virtual Incisionhttp://www.marketwire.com/press-release/Virtual-Incision-Corporation-Completes-2-Million-Series-A-Financing-1343804.htmPivotal Health Solutionshttp://pivotalhealthsolutions.com/Investment Team:Steve Kirby, Founding Partnerskirby@bluestemcapital.comTyler Stowater, Partner and Vice PresidentSandy Horst, Partner and CFOshorst@bluestemcapital.comNikole Mulder, Partner and Vice PresidentYvonne Laur, Administrative AssistantMichele Kleinwolterink, Executive AssistantBrookings Biospace Wet Lab and Office Facilitywww.brookingsbiospace.comILife Sciences & HealthcareSeedBrookings BioSpace is a state of the art wet lab space facility centrally located in Brookings, South Dakota. With flexible leasing options, the center offers lab tenants common conference room and break room facilities, and the ability to benefit from the synergy and interaction with like-minded entrepreneurs. The facility provides several advantages for emerging biotechnology companies including: wet lab space designed specifically for biotechnology research, state of the art HVAC system providing negative pressure in the labs, common areas (large conference room, employee break room and reception area), and networking opportunities.

1010 32nd AvenueBrookingsSD57006605-697-8521

Tenants include companies:N/Ahttp://www.na.org/Management Team:Russell Milehamrmileham@midwestmicro-tek.comDakota Resourceswww.sdrei.orgEDAgriculture & Agricultural ScienceEarlyDakota Resources, formally, South Dakota Rural Enterprise serves South Dakota with financing programs such as the Capital Investment Fund and the South Dakota Community Capital Fund for community development institutions, revolving loan funds and economic development corporations, and by bringing new products and services into the rural economic development market. This initiative offers several financing and training opportunities as well as networking possibilities. Through these programs, Dakota Resources researches and adapts strategic products, services and training programs from other states and agencies to the specific needs of South Dakota: test-marketing new strategies in pilot programs, defining parameters and determining their potential for local success.

25795 475th Avenue, Suite 1RennerSD57055605-978-2804605-978-2805

Portfolio companies include:N/Ahttp://www.na.org/Management Team:Beth E. Davis, Presidentbeth@sdrei.orgCheryl Leasure, Communication and Event CoordinatorDick Werner, Credit Officerdick@sdrei.orgKristi Wagner, Program DeveloperEnterprise Institutewww.sdei.orgAEDInformation TechnologySeedThe Enterprise Institute is a private, non-profit corporation that helps researchers, inventors and entrepreneurs commercialize their ideas. The firm's customized assistance includes help with intellectual property searches, competitive analysis, business strategy, financial analysis, business plan review and capital sourcing. The firm is also involved in strengthening the equity infrastructure in the region by providing support to angel funds and angel networks. Enterprise Angels was formed to encourage investment in high-growth, start-up companies in an organized effort. It is a network of accredited investors and angel groups that meet at least quarterly for presentations of companies that are seeking capital investors. The dinner meetings include networking time, educational topics and discussion of issues related to angel investing. Support services and deal flow are provided by the Enterprise Institute. The Institute also manages several RAIN funds (Regional Angel Investment Network) that provide equity capital for emerging companies in their communities.

Enterprise Center2301 Research Park Way, Suite 218BrookingsSD57006605-697-5015

(Sioux Falls Office)2329 North Career Ave., Suite 314Sioux FallsSD57107Portfolio companies include:N/Ahttp://www.na.org/Management Team:Tim Weelborg, Executive Directortimw@sdei.orgTom Eitreim, Research Analysttome@sdei.orgSouthern Ute Growth Fundwww.sugf.comVCPEEnergy & Clean TechManufacturing & IndustrialReal EstateEarlyMiddle MarketThe Southern Ute Growth Fund is a private equity investment fund established and operated by the Southern Ute Indian Tribe. The Growth Fund represents a significant aggregation of businesses and investments, functioning as a merchant bank with direct ownership of its many operating companies. Its headquarters are in Ignacio, Colorado which is located within the Four Corners Region of the United States, although the Growth Fund has interests and businesses that are located in several states across America. Since its inception in 1999, the Growth Fund has committed substantial capital to a broadening range of businesses and investment opportunities. The value of its portfolio of companies and investments today exceeds $1 billion. Key business areas include: oil and gas exploration; natural gas gathering, pipeline operation and processing; real estate development and investment; construction materials; and various other private equity and venture capital opportunities.

14933 State Highway 172P.O. Box 367 IgnacioCO81137970-563-5000

Portfolio companies include:Red Cedar Gatheringhttp://www.redcedargathering.com/GF Properties Grouphttp://www.gfpropertiesgroup.com/Sky Ute Sand & Gravelhttp://www.skyutesg.com/Applied Wave Researchhttp://web.awrcorp.comImpinj,Inc.http://www.impinj.comKoturahttp://www.kotura.comPixtronixhttp://www.pixtronic.comRedline Communicationshttp://www.redlinecommunications.comTeknovushttp://www.teknovus.comVendahttp://www.venda.comInvestment Team:Bruce Valdez, Executive Directorbvaldez@sugf.comJames Thompson, President & COO, GF Private EquityPrairieGold Venture Partnerswww.pgvp.comVCInformation TechnologyCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareEarlyPrairieGold Venture Partners is a Sioux Falls, South Dakota-based venture capital firm. PrairieGold's mission is to provide a superior return on investment for its Limited Partners by investing in compelling early stage opportunities in the Midwest. The firm's interests include life sciences, alternative energy, and other industry areas where strong growth opportunities lie. PrairieGold's typical investment ranges from $250,000 to $2 million in transactions ranging from $250,000 to $10 million.

5708 S. Remington Place #600Sioux FallsSD57108605-275-2999

Portfolio companies include:Virtual Incisionhttp://virtualincision.com/Lineagenhttp://lineagen.com/Agrividahttp://www.agrivida.com/Game Plan Technologieshttp://www.gogameplan.com/Chronix Biomedicalhttp://chronixbiomedical.com/ZeaChemhttp://zeachem.com/General Compressionhttp://www.generalcompression.com/index.php/whoAugusta Systemshttp://www.augustasystems.com/Index.htmtenKsolarhttp://tenksolar.com/iCenterahttp://www.icentera.com/Investment Team:Paul Batcheller, Partnerbatcheller@pgvp.comMike Jerstad, Partnerjerstad@pgvp.comSusan Simko, CFOsimko@pgvp.comSDSU Innovation Campuswww1.sdstate.edu/innovationcampusIInformation TechnologySeedThe SDSU Innovation Center is a 28,000 square foot two-story building with innovative architectural design, both external and internal. Office and lab space can be customized to accommodate all levels of businesses, from start-up to well-established companies. The Innovation Campus is located at the front door of the South Dakota State University's main campus. The close proximity to SDSU's main campus allows groups to access University facilities and equipment. Use of facilities and equipment are offered on a fee-for-service basis through partnership agreements. The Innovation Campus, a 125-acre site, provides a variety of services, amenities and benefits, such as: Reception and secretarial support; Shared office equipment; Business development and incubator services; Information technology support; Marketing; Technology management and commercialization; Risk management; Web & graphic design; Accounting and tax services; Payroll and Human Resource benefit programs; Regulatory compliance; and Shared facilities and equipment. Plans for the center's full build-out would provide over one million square feet of office, lab, conference and greenhouse space.

2301 Research Park Way, Suite 113BrookingsSD57006605-696-5600605-696-5605

Tenants companies include:N/Ahttp://www.na.org/Management Team:Sheri L. Miller, Executive Assistantsheri.miller@sdstate.eduDwaine Chapel, Executive DirectorDwaine.chapel@sdstate.eduDundee Venture Capitalwww.dundeeventurecapital.comVCInformation TechnologySoftware & InternetSeedDundee Venture Capital (DVC) invests $50,000 - $500,000 in growth companies with an ecommerce and web services focus. DVC considers investments in companies all over the country. The firm's founder, Mark Hasebroock, been an investment banker and commercial banker, a small business owner, and has co-founded two ecommerce businesses. Dundee was launched with $2 million in capital in the Fall of 2010. Hasebroock, age 50, is Co-founder, Director and Secretary of Hayneedle.com (formerly Netshops, Inc.) Mr. Hasebroock has also served as a director of Ballantyne, a provider of photographic equipment & supplies, since 2003.

1111 N 13th Street, Suite 119OmahaNE68102402-850-1802

Portfolio companies include:Tripleseathttp://www.tripleseat.com/Graphic.lyhttp://graphicly.com/MindMixerhttp://www.mindmixer.com/Investment Team:Mark Hasebroock, Foundermark@dundeeventurecapital.comMichael WettaNick Engelbart, AnalystShaunna Boley, Office ManagerFirst Capital Partners, LLCwww.firstcapitalpartners.comPEManufacturing & IndustrialFinancial ServicesMiddle MarketFirst Capital Partners, LLC is a direct investor of mezzanine capital and private equity in successful privately owned businesses in the middle market. Its $60 million fund is managed by a group of professionals with backgrounds in private equity, mezzanine capital, leveraged finance, mergers and acquisitions advisory, and corporate development. The firm partners with business owners, management and other private investors to provide capital for: mergers or acquisitions, management buyouts, generational transfers of business ownership, redemptions of minority shareholder interests, recapitalizations or refinancing of existing debt, and growth into new products or markets. First Capital will invest either on a mezzanine capital only basis or with a combination of mezzanine and equity capital. The firm has the flexibility to make minority equity investments or, where appropriate, acquire a majority ownership of a business. First Capital seeks successful companies in manufacturing, business outsourcing, value-added distribution, service businesses with long-term customers, or food & agribusiness with revenues of $10 million to $100 million in need of $2 to $10 million of junior capital. First Capital invests $2 million to $8 million per investment. First Capital focuses on companies in the central U.S., but will consider opportunities outside this region.

1620 Dodge Street, Suite 800OmahaNE68102402-718-8850402-718-8860

Portfolio companies include:Control Installations of Iowahttp://ci3.com/Universal Property and Floodhttp://www.upfinc.com/Wisconsin Film and Baghttp://www.wifb.com/Allison Payment Systemshttp://www.apsllc.com/BMGhttp://bmg.com/Franklin Energy Serviceshttp://www.franklinenergy.com/Breakthrough Management Grouphttp://www.bmgi.com/UPF Serviceshttp://www.upfinc.com/Aquasanahttp://www.aquasana.com/Quality Controlhttp://en.wikipedia.org/wiki/Quality_controlCentury Tool & Gagehttp://www2.centurytool.com/Polymer Technology Companyhttp://polymertechnology.com/Investment Team:David McLeese, Managing Partnerdmcleese@fcpcapital.comE. Wesley Hampp, Managing Directorwhampp@fcpcapital.comYoung J. Park, Managing Directorypark@fcpcapital.comDavid R. Paulmeyer, Associatedpaulmeyer@fcpcapital.comAndrew B. Kemp, Principalakemp@fcpcapital.comNebraska Angelswww.nebraskaangels.orgAInformation TechnologySeedEarlyFormed in 2006, the Nebraska Angels is a non profit, mutual benefit corporation organized to exchange information about investment opportunities in early-stage and emerging growth companies with ties to the state of Nebraska. Nebraska Angels is not a fund and does not invest as a group. The members collaborate on due diligence but make individual investment decisions with the understanding that investments in early-stage, privately-held ventures are risky and involve the potential loss of capital. Nebraska Angels has approximately 35 members in Lincoln/Omaha and is actively seeking members from other parts of the state. The primary focus of the Nebraska Angels is companies with a Nebraska presence or other state ties. The Angels provide seed and early-stage capital in the range of $150K-$750K.

140 N. 8th St., Suite 430LincolnNE68508402-304-1039

Portfolio companies include:Nitride Solutionshttp://nitridesolutions.com/Virtual Incisionhttp://virtualincision.com/Skyvu Pictureshttp://sky.vu/hudlhttp://www.hudl.com/MRailhttp://mrail.net/SnapStonehttp://www.snapstone.com/Investment Team:Jay WilkinsonFrank HilsabeckPete RickettsRoy ShumacherJohn DeckerJim LinderRockbrook Advisors, LLCwww.rockbrookadvisors.comPEFinancial ServicesMiddle MarketRockbrook Advisors is a private equity firm focused on investing in companies in the insurance industry. The members of Rockbrook's team have experience in the Property & Casualty insurance sector and have the ability to leverage this experience in providing assistance to businesses in which they invest. Rockbrook is currently focused on finding profitable long-term investment opportunities in niche markets within the insurance industry for its current fund, Brookside Investment Partners. However, Rockbrook will review select business plans in the Life and Health Insurance category. Rockbrook typically reviews investment and acquisition opportunities with less than $20 million in enterprise value. Rockbrook will look at opportunities at any stage of growth across the U.S. but prefers companies in the Midwest. Rockbrook is particularly interested in companies that have concentrated on developing expertise with a particular type of insurance product, or in a particular state or regional insurance market. Rockbrook will consider companies throughout the insurance industry continuum, which includes risk bearing, distribution and services businesses.

10730 Pacific Street #247OmahaNE68114402-614-2731866-463-4874

Portfolio companies include:Horticultural Asset Managementhttp://www.hmiadvantage.com/Insurenthttp://www.insurent.com/ALIGN General Insurance Agencyhttp://aligngeneral.com/Insurance Specialty Grouphttp://insurancespecialtygroup.com/Aspen Holdingshttp://www.aspen.co/Banyan Rehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30050383Investment Team: Grant E. Lippincott, Managing Memberglippincott@rockbrookpartners.comKristina Castle, Vice Presidentkcastle@rockbrookpartners.comUniversity of Nebraska Technology Parkwww.nutechpark.com/aboutIInformation TechnologySeedEarlyThe University of Nebraska Technology Park is the first planned business campus in Nebraska striving to provide the best place to begin or to relocate technology-focused companies. The Technology Park features: Amenities and services for both new and established technology companies; A successful business incubator program in the Technology Development Center that is designed to support and guide start-up companies; Available office and lab space for lease at highly competitive rates within One Technology Place, a modern multi-tenant building; and Many building sites for additional multi-tenant buildings or stand-alone companies. The University of Nebraska Technology Park is a cooperative partnership of the University of Nebraska Foundation, University of Nebraska and private sector investors. Founded in 1997, the Technology Park is now home to 18 companies and organizations that employ more than 2,400 people. The park provides access to university resources, technology transfer assistance, research funding resources, highly competitive lease rates, professional office services, high-speed data services, and on-site expansion and building options. Between 1997 and 2006, the park helped launch 30 new companies, including 18 software firms, four engineering firms, four business services firms, three biotechnology firms and one nanotechnology firm.

4701 Innovation DriveLincolnNE68521-5330402-458-1290402-323-2003

Tenant companies include:Nature Technologyhttp://www.natx.com/Eide Consultinghttp://www.manta.com/c/mmgw5md/eide-consultingLNKChemsolutionshttp://lnkchemsolutions.com/Z3 Technologyhttp://z3technology.com/AIM Institutehttp://aiminstitute.org/Assessment Learning and Technology Solutionshttp://www.alts.com/Highway Bridge Serviceshttp://steel-bridge-class.com/Agilxhttp://www.agilx.com/GeneSeekhttp://www.neogen.com/GeneSeek/Cabela'shttp://www.cabelas.com/Computer Serviceshttp://www.fastteks.com/DCI Globalhttp://www.dciglobal.com/Dell Serviceshttp://content.dell.com/us/en/enterprise/by-service-typeMerialhttp://merial.com/Verizon Wireless Customer Service Centerhttp://www.verizonwireless.com/contact-us.shtmlManagement Team:Steve Frayser, Presidentsfrayser@nufoundation.orgTeQuityhttp://tequity.coAInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyTeQuity delivers high-impact marketing, communications and capital investment to a national portfolio of promising startup companies. TeQuity is operated by investment capital firm Tiforp Business Ventures (see profile) and marketing firm Metzger Associates. TeQuity is raising an angel fund for a select group of highly connected and experienced accredited investors who want to establish a ground-floor position with a diverse portfolio of start-up companies. The firm accept sand reviews business plans from promising entrepreneurial companies from around the world. Through its technology resources, high-caliber marketing capabilities and angel network, TeQuity invests seed capital alongside communications services for equity positions within a select portfolio of companies and ideas.

c/o Metzger Associates5733 Central AveBoulderCO80301720-833-5912

Portfolio companies include:InspirePayhttp://inspirepay.com/Prescribe Wellnesshttp://prescribewellness.com/Solbiteshttp://solbites.com/FundingLaunchpadhttps://fundinglaunchpad.com/Doodleyhttp://doodley.deviantart.com/ChokeGriphttp://www.chokegrip.com/MyHealthiestLifehttp://www.myhealthiestlife.com/RockCity Clubhttp://www.myspace.com/rockcityclub#!Enterteckhttp://entertech.com/Rental Kharmahttp://rentalkharma.com/Investment Team:Michael Abdy, PresidentJohn Metzger, CEOjohn@metzger.comDoyle Albee, Chief Marketing OfficerAndrew Merinoff, PartnerMark Fischer, PartnerDr. Nabil Yazgi, Chief Medical OfficerSarah Engle, CFO & CPAAlex Weissner, Project ManagerThe Gores Groupwww.gores.comVCInformation TechnologyCommunications & NetworkingManufacturing & IndustrialBusiness ServicesEarlyFormed 1987, The Gores Group is a private equity firm focused on acquiring controlling interests in mature and growing businesses which can benefit from the firm's operating experience and flexible capital base. Gores invests primarily in the technology, telecommunications, business services and industrial sectors. Historically, Gores focused on divestitures from larger corporate parents, such as Hewlett-Packard, Mattel, AT&T, Computer Sciences, Schlumberger, Texas Instruments, Unisys and Nortel Networks, but has increasingly expanded its targeted transactions to include buyouts of standalone businesses. Since its inception, Gores has acquired 60 companies worldwide with combined revenues in excess of $15 billion. Currently, Gores has $2.7 billion in equity under active management. The firm also maintains offices in Los Angeles and London.

6260 Lookout RoadBoulderCO80301303-531-3100303-531-3200

Portfolio companies include:SER Solutionshttp://www.ser-solutions.net/Vinotechhttp://vinotheque.com/CompuDynehttp://compudyne.net/Enterasys Networkshttp://en.wikipedia.org/wiki/Enterasys_NetworksFirst Communicationshttp://www.firstcomm.com/Harris Broadcasthttp://www.harrisbroadcast.comTherakoshttp://www.therakos.comPowerWave Technologieshttp://www.powerwave.comIdeahttp://www.idea.comELO Touch Solutionshttp://www.elotouch.comHay Grouphttp://www.hay.deInvestment Team:Leslie E. Cook, Vice President, Technologylcook@gores.comKurt Hans, Vice President, TaxAnn Potts Phillips, VP of Internal Audit and Risk ManagementStephen Yager, Senior Managing Directorsyager@gores.comTomorrowVentureswww.tomorrowvc.comAInformation TechnologySoftware & InternetSeedEarlyHeadquartered in Palo Alto, CA, TomorrowVentures is the investment vehicle for Eric Schmidt (CEO of Google). TomorrowVentures is an opportunistic investment firm with a focus toward seed and early-stage venture capital investments that develop innovative ideas that have the power to change the way people live, interact, and thrive. Founded in 2009, the firm's goal is to grow companies capable of transforming technology, lifestyle and philanthropy.

700 N. Colorado Blvd., Suite 121DenverCO80206

Portfolio companies include:BrightTaghttp://thebrighttag.com/PocketGearhttp://www.pocketgear.com/us,en,usd/index.htmlBidFirehttp://bidfire.posterous.com/Giivhttp://www.giiv.com/Prosperhttp://www.prosper.com/Internhttp://en.wikipedia.org/wiki/InternCxhttps://www.cx.com/iShakehttp://i-shake.com/Scientific Mediahttp://scientific-media.com/Pixelfishhttp://www.pixelfish.com/Backplanehttp://en.wikipedia.org/wiki/BackplaneInstructurehttp://www.instructure.com/Nesshttp://www.ness.com/DailyWorthhttp://www.dailyworth.com/homeTwitpayhttp://twitpay.com/Appiahttp://www.appia.com/Corterahttp://www.cortera.com/BondFactorhttp://www.bondfactor.com/Mozidohttp://www.mozido.com/Ciqualhttp://www.ciqual.com/Everfihttp://www.everfi.com/Fullbridge Programhttp://fullbridge.com/Doppelgameshttp://doppelgames.com/NDNhttp://ndn.org/Giivhttp://www.giiv.com/Gifts that Givehttp://www.giftsthatgive.com/Welcuhttp://www.welcu.com/Internhttp://en.wikipedia.org/wiki/InternXfirehttp://www.xfire.com/Cxhttps://www.cx.com/GTI Mediventureshttp://www.tomorrowvc.com/portfolio/gti-mediventuresNowmovhttp://www.crunchbase.com/company/nowmovLegend Pictureshttp://www.legendary.comShape Securityhttp://www.shapesecurity.comBeautycounterhttp://www.beautycounter.comRemitlyhttp://www.remitly.comLyfe Kitchenhttp://www.lyfekitchen.comRelay Foodshttp://www.relayfoods.comSharecarehttp://www.sharecare.comMaker Studioshttp://www.makerstudios.comInvestment Team:Michael Slaby, Chief Technology StrategistCourt Coursey, Managing PartnerJoseph Nejman, Associate & Entrepreneur In ResidenceBrad Holden, Investment CounselTudor, Pickering, Holt & Co.www.tudorpickering.comMBEnergy & Clean TechMiddle MarketTudor, Pickering, Holt & Co., LLC is an integrated energy investment and merchant bank, providing advice and services to institutional and corporate clients. The company's broker-dealer, Tudor, Pickering, Holt & Co. Securities, Inc., offers securities and investment banking services to the energy community. The firm's TPH Partners, LLC group makes private investments in the energy industry. The firm, headquartered in Houston, Texas, was formed through the 2007 combination of Tudor Capital and Pickering Energy Partners, Inc. TPH Partners is a Houston-based energy private equity group that makes middle-market equity investments in the upstream, midstream and oilfield services sectors of the energy industry, seeking attractive entry points into businesses that provide long-term growth potential.

1623 Blake StreetSuite 200DenverCO80202303-300-1900

Portfolio companies include:Storm Peak Energyhttp://stormpeakenergy.com/Meritage Midstream Serviceshttp://www.meritagemidstream.com/Ingrainhttp://www.ingrainrocks.com/BlueRock Energy Capitalhttp://www.bluerockenergycapital.com/Clearfork Resourceshttp://www.manta.com/c/mtg5pfj/clearfork-natural-resources-incUP Holdingshttp://up-holdings.com/Big Horn Energy Serviceshttp://www.bighornenergyservices.comInvestment Team:Joe B. Foster, Chairmanjfoster@tphpartners.comGeorge M. McCormick III, Managing Partnergmccormick@tphpartners.comCurt Schaefer, Principalcschaefer@tphpartners.comClaire R. Harvey, Vice Presidentcharvey@tphpartners.comChuck Howell, Managing Director, Equity Saleschowell@tudorpickering.comWard Polzin, CFA, Managing Director, Head of A&Dwpolzin@tudorpickering.comWin Oberlin, Director, Equity Saleswoberlin@tudorpickering.comUS Capital, LLCwww.uscap.comVCInformation TechnologyExpansionFounded 2005, US Capital is a private equity investment firm specializing in late-stage investment opportunities. The firm co-invests alongside leading venture capital firms into innovative companies. The firm invests solely in late-stage, pre-IPO companies that have disruptive technologies and business practices.

200 Fillmore Street, Suite 404DenverCO80206303-531-5000303-333-0776

Portfolio companies include:HouseFronthttp://blog.housefront.com/Scout Cleaninghttp://scoutcleaning.com/Northpoint Investmentshttp://www.northpointinvestments.comDP Assetshttp://www.dpassets.auD&D Holdingshttp://www.manta.com/c/mms3q3b/d-d-holdings-managementMobile Accordhttp://www.mobileaccord.comInvestment Team:Craig HarrisonVestar Capital Partnerswww.vestarcapital.comPECommunications & NetworkingMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialFinancial ServicesConsumer ProductsMiddle MarketLateVestar Capital Partners is a leading global private equity firm that has completed more than 70 transactions in companies with a total value of over $30 billion. Vestar is now on its fifth investment fund, managing a committed equity pool of $3.7 billion, with total assets under management of $7 billion. Vestar can invest up to $700 million in a single transaction. The firm invests in a wide variety of industries around the globe, in companies that can range in value from $250 million to $3 billion. The firm also maintains offices in New York, Boston, Paris, Milan, and Munich.

Seventeenth Street Plaza1225 17th Street, Suite 1660DenverCO80202303-292-6300

Portfolio companies include:AZ Electronic Materialshttp://www.az-em.com/Sunrise Medicalhttp://www.answers.com/topic/sunrise-medical-incCelestial Seasoningshttp://www.celestialseasonings.com/Consolidated Cigarhttp://altadisusa.com/Gold Toehttp://www.goldtoe.com/CCShttp://shop.ccs.com/MediMedia USAhttp://medimedia.com/National Mentor Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=692910Nybron Flooring Internationalhttp://www.nybron.com/Paris Rehttp://paris-re.com/Press Ganey Associateshttp://www.pressganey.com/index.aspxRadiation Therapy Serviceshttp://www.rtsx.com/Seves S.p.A.http://www.seves.com/Sun Productshttp://sunproductscorp.com/Advanced Organicshttp://www.advancedorganicsct.comArgo-Tech Corporationhttp://www.argo-tech.comServesDuff and Phelpshttp://www.duffandphelps.comDynaVox Systemshttp://www.dynavoxtech.comEssent HealthcareInsight Communications Companyhttp://www.myinsight.comMontpelier RE Holdingshttp://www.montpelierre.bmPyramid Communicationshttp://www.pyramidcommunications.comInvestment Team:James P. Kelley, President and Managing DirectorFederico F. Pena, Senior AdvisorJeffrey W. Long, Managing Director of Vestar ResourcesJohn B. Stephens, Vice President of Consumer SectorJohn R. Woodward, Managing Director of Diversified IndustriesHunter Greenhalgh, AssociateRenee Hamilton, Executive AssistantMaureen Montoya, Executive AssistantVista Ventureswww.vistavc.comVCSoftware & InternetCommunications & NetworkingMedia & Digital MediaEarlyVista Ventures is a venture capital firm with a focus on investments in software, digital media and network companies that provide unique products and services and have the potential to become market leaders. The firm focuses on companies in the greater Rocky Mountain region. However, Vista Ventures does look broadly at deals, particularly in the Southwestern U.S., where they can be helpful in actively supporting the company. Vista typically invests $1 - 2 million in its first investment in a company, and $4 - 5 million over the life of the company.

1011 Walnut Street, 4th Floor BoulderCO80302303-543-5716303-362-5570

Portfolio companies include:Dante Softwarehttp://dantesoft.com/Tendril Networkshttp://www.tendrilinc.com/Umbria Communicationshttp://en.wikipedia.org/wiki/UmbriaLeftHand Networkshttp://www.hp.com/hpinfo/newsroom/press/2009/090211b.htmlMX Logichttp://portal.mxlogic.com/NewsGator Technologieshttp://www.newsgator.com/Nimsofthttp://www.nimsoft.com/Rally Software Developmenthttp://www.rallydev.com/Selerohttp://en.wikipedia.org/wiki/SeleroStrataViahttp://en.wikipedia.org/wiki/StrataviaSiGe Semiconductorhttp://www.skyworksinc.com/Products_SiGe.aspxMarket Force Informationhttp://www.marketforce.com/Thought Equityhttp://www.thoughtequity.com/DAFCAhttp://www.dafca.comGrooplehttp://www.groople.comInvestment Team:Catharine Merigold, General Partnercatharine@vistavc.comDave Dwyer, Venture General Partnerdave@vistavc.comKirk Holland, General Partnerkirk@vistavc.comLisa Reeves, General Partnerlisa@vistavc.comMolly Nasky, Chief Financial Officermolly@vistavc.comWolf VenturesVCInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareMedia & Digital MediaMedical DeviceEarlyGrowthWolf Ventures was founded in 1995 to provide equity capital for early stage technology companies located in the Rocky Mountain region (Colorado, Arizona, Utah, and New Mexico). The firm is comprised of a series of funds and manages $50 million. The firm's investment strategy emphasizes development and expansion-staged technology companies with business-to-business sales models. Wolf's typical investment size ranges between $250,000 and $3 million over time. Wolf Ventures invests in technology companies in the following five sectors: Communications / Networking Technology, Enterprise Software, New Media, Storage Technologies, and Medical Devices / Diagnostics.

1600 Stout StDenverCO80202303-991-0061303-321-4848

Portfolio companies include:Broadbushttp://en.wikipedia.org/wiki/BroadbusRoving Planethttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4941630Adventure Centralhttp://www.adventurecentral.com/travel/AdventureCentral/Landing.aspxencryptXhttp://www.encryptx.com/NetRegulushttp://www.ptc.com/products/windchill/netregulus-qualityInvestment Team:James Conboy, Partnerjconboy@wolfventures.comDavid Wolf, Managing Partnerdwolf@wolfventures.comMontlake Capitalwww.montlakecapital.comVCPEInformation TechnologyLife Sciences & HealthcareFinancial ServicesConsumer ProductsRetail & RestaurantGrowthExpansionMiddle MarketMontlake Capital, formerly Buerk Dale Victor, LLC, is a venture capital and private equity investment firm specializing in growth capital and early stage investments. It has approximately $100 million in assets under management. The firm also makes recapitalizations and leveraged buy-out investments. It prefers to invest in business or consumer products and services, health and wellness, retail, growth technology, and financial services industries. The firm invests in companies based in the Pacific Northwest and Rocky Mountains. Montlake primarily invests in growth-stage opportunities, with annualized revenues of $5-$50 million and $1 to $10 million of EBITDA. The firm serves as a proactive board member in its portfolio companies. It typically takes a minority stake in its portfolio companies. Montlake Capital was founded in 1999 and is based in Seattle, Washington with additional offices in Portland, OR, and Bozeman, MT.

2041 Silver Creek LaneBoiseID83706208-863-1027

Portfolio companies include:Shurgard Storagehttp://shurgard.com/Gymboreehttp://www.gymboree.com/Commerce Bankhttps://www.bankatcommerce.com/Callaway Golfhttp://www.callawaygolf.com/Blue Dog Bakeryhttp://www.bluedogbakery.com/ClearAccesshttp://www.clearaccess.com/escapia.comhttp://www.escapia.com/Veriwavehttp://www.veriwave.com/Wellpartnerhttps://www.wellpartner.com/Contourhttp://contour.com/Door to Door Storagehttp://www.doortodoor.com/Fresca Mexican Foodshttp://frescamex.com/HaloSourcehttp://halosource.com/Oak Patch Giftshttp://oakpatchgifts.com/Sensariahttp://sensaria.blogspot.com/ClearMedhttp://www.hemorrhoidtreatmentonline.com/Coastal Community Bankhttps://www.coastalbank.com/index.htmli4cphttp://www.i4cp.com/Intrepid Learning Solutionshttp://www.intrepidls.com/PayScalehttp://www.payscale.com/Rally Marketing Grouphttp://rallygroup.com/Max-Vizhttp://www.max-viz.com/Relionhttp://www.relion.com/Investment Team:Andy Dale, Managing Directoradale@montlakecapital.comNoel de Turenne, Principalndeturenne@montlakecapital.comDale Vogel, Managing Directordvogel@montlakecapital.comTom Kealey, Managing Directortkealy@montlakecapital.comJohn ODonnell, Partner (Montana)johno@montlakecapital.comRob Wiltbank, Partner (Portland)rwiltbank@montlakecapital.comMichael Luce, Strategic Partner (Seattle)Karen Cameron, ControllerMontlake Capitalwww.montlakecapital.comVCPEInformation TechnologyLife Sciences & HealthcareFinancial ServicesConsumer ProductsRetail & RestaurantGrowthExpansionMiddle MarketMontlake Capital, formerly Buerk Dale Victor, LLC, is a venture capital and private equity investment firm specializing in growth capital and early stage investments. It has approximately $100 million in assets under management. The firm also makes recapitalizations and leveraged buy-out investments. It prefers to invest in business or consumer products and services, health and wellness, retail, growth technology, and financial services industries. The firm invests in companies based in Northwest United States but will also consider investments in Western United States. Montlake primarily invests in growth-stage opportunities, with annualized revenues of $5-$50 million (and $1 to $10 million of EBITDA). The firm serves as a proactive board member in its portfolio companies. It typically takes a minority stake in its portfolio companies. Montlake Capital was founded in 1999 and is based in Seattle, Washington with additional offices in Idaho, Portland, OR, and Bozeman, MT.

910 Technology Blvd., Suite ABozemanMT59715406-581-8779

Portfolio companies include:Shurgard Storagehttp://shurgard.com/Gymboreehttp://www.gymboree.com/Commerce Bankhttps://www.bankatcommerce.com/Callaway Golfhttp://www.callawaygolf.com/Blue Dog Bakeryhttp://www.bluedogbakery.com/ClearAccesshttp://www.clearaccess.com/escapia.comhttp://www.escapia.com/Veriwavehttp://www.veriwave.com/Wellpartnerhttps://www.wellpartner.com/Contourhttp://contour.com/Door to Door Storagehttp://www.doortodoor.com/Fresca Mexican Foodshttp://frescamex.com/HaloSourcehttp://halosource.com/Oak Patch Giftshttp://oakpatchgifts.com/Sensariahttp://sensaria.blogspot.com/ClearMedhttp://www.hemorrhoidtreatmentonline.com/Coastal Community Bankhttps://www.coastalbank.com/index.htmli4cphttp://www.i4cp.com/Intrepid Learning Solutionshttp://www.intrepidls.com/PayScalehttp://www.payscale.com/Rally Marketing Grouphttp://rallygroup.com/Max-Vizhttp://www.max-viz.com/Relionhttp://www.relion.com/SmartRGhttp://www.smartrg.com/SOG Specialty Knives & Toolshttp://www.sogknives.com/Investment Team:Andy Dale, Managing Directoradale@montlakecapital.comNoel de Turenne, Principalndeturenne@montlakecapital.comDale Vogel, Managing Directordvogel@montlakecapital.comTom Kealey, Managing Directortkealy@montlakecapital.comJohn ODonnell, Partnerjohno@montlakecapital.comRob Wiltbank, Partnerrwiltbank@montlakecapital.comKaren Cameron, ControllerMichael Luce, Strategic Partner (Seattle)Montlake Capitalwww.montlakecapital.comVCPEInformation TechnologyLife Sciences & HealthcareBusiness ServicesFinancial ServicesConsumer ProductsRetail & RestaurantGrowthExpansionMiddle MarketEstablished in 1999, Montlake Capital (formerly Buerk Dale Victor, LLC) is a Pacific Northwest private equity firm dedicated to growing capital for investors by investing in and building emerging growth companies. Montlake invests in growth-stage opportunities, defined as companies with annual revenues of $5-50 million, and considers venture capital syndicates, minority equity investments, recapitalizations, and leveraged buyouts. The firm currently manages $100 million from high net worth and institutional investors, and invests $2-$10 million in companies across diversified stages and sectors, including business or consumer products/services, healthcare, retail, technology and financial services industries. Montlake seeks companies with strong industry growth characteristics, a well-defined business model, and strong management teams. The firm invests in companies located in the Western United States, with a preference for the Pacific Northwest and Rocky Mountains.

1120 NW Couch Street, Suite 450PortlandOR97209503-370-6955

Portfolio companies include:Escapiahttp://www.escapia.com/PayScalehttp://www.payscale.com/Intrepid Learning Solutionshttp://intrepidls.com/ReliOnhttp://www.relion-inc.com/Sensariahttp://sensaria.blogspot.com/i4cphttp://www.i4cp.com/Blue Dog Bakeryhttp://www.bluedogbakery.com/ClearMedhttp://www.hemorrhoidtreatmentonline.com/Contourhttp://contour.com/Door to Doorwww.doortodoor.comFresca Mexican Foodshttp://frescamex.com/HaloSourcehttp://halosource.com/SOGhttp://www.sogknives.com/Coastal Community Bankhttps://www.coastalbank.com/Wellpartnerhttps://www.wellpartner.com/ClearAccesshttp://www.clearaccess.com/Max Vizhttp://max-viz.com/Performanthttp://www.performantcorp.com/Veriwavehttp://www.ixiacom.com/ixveriwave/index.phpHerbPharmhttp://www.herb-pharm.com/SmartRGhttp://www.smartrg.com/Investment Team:Tom Kealey, Managing Director (Idaho)tkealey@montlakecapital.comAndy Dale, Managing Director (Seattle)adale@montlakecapital.comDale Vogel, Managing Director (Seattle)dvogel@montlakecapital.comRob Wiltbank, Operating Partner (Portland)rwiltbank@montlakecapital.comJohn ODonnell, Operating Partner (Montana)johno@montlakecapital.comMontlake Capitalwww.montlakecapital.comVCPEInformation TechnologyLife Sciences & HealthcareBusiness ServicesFinancial ServicesConsumer ProductsRetail & RestaurantGrowthExpansionMiddle MarketEstablished in 1999, Montlake Capital (formerly Buerk Dale Victor, LLC) is a Pacific Northwest private equity firm dedicated to growing capital for investors by investing in and building emerging growth companies. Montlake invests in companies with annual revenues of $5-$50 million, and considers venture capital syndicates, minority equity investments, recapitalizations, and leveraged buyouts. The firm invests $2-$10 million in companies across diversified stages and sectors, including business or consumer products/services, healthcare, retail, technology and financial services industries. BDV seeks companies with strong industry growth characteristics, a well-defined business model, and strong management teams. Montlake also operates offices in Boise, ID; Portland, OR and Bozeman, MT.

1200 5th Ave, Suite 1800SeattleWA98101206-956-0898 206-956-0863

Portfolio companies include:Escapiahttp://www.escapia.com/Door to Door Storagehttp://www.doortodoor.com/Fresca Mexican Foodshttp://frescamex.com/WellPartnerhttps://www.wellpartner.com/PayScalehttp://www.payscale.com/Intrepid Learning Solutionshttp://intrepidlearning.com/ReliOnhttp://www.relion.com/Sensariahttp://sensaria.blogspot.com/i4cphttp://www.i4cp.com/Blue Dog Bakeryhttp://www.bluedogbakery.com/ClearMedicalhttp://www.clearmedical.com/ClearAccesshttp://www.clearaccess.com/Contourhttp://contour.com/HerbPharmhttp://www.herb-pharm.com/SOG Kniveshttp://www.sogknives.com/Coastal Community Bankhttps://www.coastalbank.com/SmartRGhttp://www.smartrg.com/Investment Team:Tom Kealey, Managing Director (Idaho)tkealey@montlakecapital.comAndy Dale, Managing Director (Seattle)adale@montlakecapital.comDale Vogel, Managing Director (Seattle)dvogel@montlakecapital.comRob Wiltbank, Operating Partner (Portland)rwiltbank@montlakecapital.comJohn ODonnell, Operating Partner (Montana)johno@montlakecapital.comMichael Luce, Strategic Partner (Seattle)Noel de Turenne, Principal (Seattle)TechRanchwww.techranch.orgEDInformation TechnologySoftware & InternetLife Sciences & HealthcareSeedEarlyTechRanch was founded in 2000 by a group of Montana business leaders, and since that time has served over 60 start-up companies throughout Montana. TechRanch is a leading business development assistance organization. Its purpose is to help entrepreneurs pursuing ventures in the high technology markets in growing their business, and TechRanch has several programs suited to fit entrepreneurs in the state of Montana such as the Bozeman Technology Accelerator, Tech-Ranch Entrepreneur Network, (ORBIT) Optimizing Regional Businesses through Internet Technology, and the Bridger Private Capital Network. These programs target both local and non-local entrepreneurs, whether they need office space or remote services. Clients in the TechRanch facility are charged a minimum of $550 per month. For this fee, they receive intensive advising from TechRanch staff and mentors. They also receive professional suite services including redundant broadband, wireless and wired network infrastructure with firewall, networked color laser printer, copier and facsimile and web development and software development services (web and software development are charged at a low and subsidized rate).

PO Box 6220 BozemanMT59771406-556-0272406-556-0969

Portfolio companies include:Montana Molecularhttp://montanamolecular.com/Intellogy Solutionshttp://www.intellogy.net/Web Filingshttp://www.webfilings.com/Foundant Technologieshttp://foundant.com/Bozeman Environmentalhttp://www.bozemanenvironmental.com/ExperienceLabhttp://experiencelab.com/Outdoor Safety Institutehttp://www.outdoorsafetyinstitute.com/Sypes Canyon Communicationshttp://www.sypescanyon.com/Web Filingshttp://www.webfilings.com/Investment Team: John ODonnell, Executive Directorjodonnell@techranch.orgMeg Long, Business ManagerRobert Bargatze, Board MemberFort Washington Capital Partners Groupwww.fortwashington.comVCPEFOFSECInformation TechnologyGrowthExpansionMiddle MarketEstablished in 1990, FW Capital is an experienced private equity fund of funds manager supported by a sizable team and committed anchor limited partner. Today, FW Capital manages six diversified funds-of-funds, two secondary funds, seven customized programs and provides discretionary advisory services to W&SFG. These mandates currently comprise $2.0 billion in private equity commitments for public and private institutions. The firm has investments with 115+ underlying funds and 40 direct co-investments. The funds typically make investments across approximately 25 underlying fund investments, including secondary purchases of funds, which cumulatively may represent more than 400 investments in private companies. It primarily invests in growth stock of small-cap companies with market-capitalizations between $100 million to $2.5 billion. FW Capital has an active program in which they invest directly in companies, typically alongside other private equity fund managers (i.e., co-investments) with whom they have made fund investments. FW Capital typically invests $250,000 to $2 million alongside proven private equity co-investors. FW Capital has been an active investor in the secondary market since 2003, and targets investments up to $20 million in traditional secondary purchases. FW Capital is also an active investor in special situations such as fund recapitalizations, annex funds, bridge capital, end of fund-life solutions, manager lift-outs, and other nontraditional situations. The firm targets investments of $5 million to $20 million in these special situations.

263 Staab StreetSanta FeNM87501505-986-1552505-986-1592

Portfolio companies include:Aspen Avionicshttp://www.aspenavionics.com/TOA Technologieshttp://toatech.com/TruTouch Technologieshttp://www.trutouchtechnologies.com/Lumidigmhttp://www.lumidigm.com/BlueArchttp://www.hds.com/bluearc/Comet Solutionshttp://cometsolutions.com/CH Mackhttp://chmack.com/Construction Software Technologieshttp://isqft.com/Novarrahttp://www.rei.com/novaraInvestment Team:John J. OConnor, Managing Director, Private Equity, Investment Committeejohn.oconnor@fortwashington.comSteven A. Baker, Managing Director, Private Equity, Investment Committeesteve.baker@fortwashington.comMichele Hawkins, Managing Directormichele.hawkins@fortwashington.comJoseph B. Michael, Managing DirectorPaul D. Cohn, Vice President and Regional Director, Private Equitypaul.cohn@fortwashington.comJoseph A. Woods, Vice President, Head of Secondary InvestmentsMary Ann Griffin, Senior Investment Manager, Private EquityM. Robert Maeder, Senior Investment Manager, Private EquityNicholas P. Sargen, Chief Investment Officernick.sargen@fortwashington.comMaribeth S. Rahe, President & CEOmaribeth.rahe@fortwashington.comMark A. Frietch, Managing DirectorKendell & Associateswww.kendellassociates.comMBSoftware & InternetEnergy & Clean TechBusiness ServicesSports & EntertainmentEarlyExpansionKendell & Associates, founded in 1978, is an international merchant banking firm specializing in providing investment capital, corporate finance, and advisory services. As a sponsoring principal, Kendell invests alongside management, clients and other institutions. Kendell & Associates and its affiliates provide value-added early-stage, bridge, and mezzanine financing for high-growth companies. K & A also assists small and medium-sized companies to structure and complete the equity, debt, and vendor financings required to develop new products or markets, expand networks, acquire assets, or broaden operations. With direct access to a broad range of qualified investors, K & A can structure and market a transaction of debt and/or equity directly, thus bypassing the expense and complication of syndication. Kendell utilizes its extensive network of relationships with national and regional brokerage firms to arrange initial and secondary public offerings on behalf of its clients.

Diamond K RanchP.O. Box 430HuntsvilleUT84317801-745-1200801-745-0200

Portfolio companies include:WhiteLight Mediahttp://whitelight-media.com/Econovahttp://www.econovainc.com/Cluster Resourceshttp://www.clusterresources.com/iArchiveshttp://www.iarchives.com/Photatobughttp://photatobug.com/BK Semswww.bksemsusa.comImperiumhttp://en.wikipedia.org/wiki/ImperiumDiamond K Aviationhttp://www.zoominfo.com/people/Kendell_Mark_-556298.aspxInvestment Team: Mark A. Kendellmark@kendellassociates.comKelly C. CrabbBrian ChristensenAlan JohansenJohn OCallaghanMichael PennWhitney ClaytonTechnology Commercialization & Innovation Programhttp://goed.utah.gov/programs/coe/TTInformation TechnologyLife Sciences & HealthcareSeedEarlyThe Technology Commercialization & Innovation Program is a State funded GRANT program developed by the Utah Legislature in 1986 to help accelerate the process of taking university-developed cutting-edge technologies to market, thereby driving economic development and creating jobs for Utahns. Historically, the TCIP statute only permitted grants to Utah universities, however, in 2007 the Legislature passed and the Governor signed into law, changes to the TCIP statute that now permits grants to companies who license technology developed at Utah's colleges and universities, including startups as well as existing companies who plan to create a new product or product line from the licensed technology. Beginning in fiscal year 2010-11 the Technology Commercialization & Innovation Program is piloting a "lighter, smaller, faster model" and will issue solicitations for smaller grant amounts, 3 times per year instead of the traditional one-time annual solicitation.

Governors Office of Economic Development324 S. State Street, Suite 500Salt Lake CityUT84111801-538-8770801-538-8888

Portfolio companies include:BlackBoxhttp://www.blackbox.com/BrandHubhttp://www.brandhub.com/DAISIhttp://daisi.net/DecipherGenXhttp://genxclothinginc.com/Elutehttp://www.thefreedictionary.com/eluteImmVizhttp://www.manta.com/c/mm0c21l/cardiorisk-ultrasoundJade Therapeuticshttp://www.jadetherapeutics.com/Lazarus Medicalhttp://www.lazarusmed.com/main/Microsurgical Innovationhttp://www.medscape.com/viewarticle/583248NanoSynthhttp://www.vintagesynth.com/misc/nanosynth.phpNavillumhttp://www.navillum.com/Investment Team:Sharon Cox, Program Coordinatorscox@utah.govColorado State University Research Foundation's (CSURF)www.csurf.orgTTLife Sciences & HealthcareEducation & TrainingAgriculture & Agricultural ScienceSeedEarlyColorado State University Research Foundation (CSURF), is a private, not-for-profit Colorado Corporation established (in 1941) to aid and assist the two Universities (Colorado State University and Colorado State University Pueblo) governed by the Board of Governors of the Colorado State University System in their research and educational efforts. Functions of CSURF include patent and licensing management; equipment leasing and municipal lease administration; financing of equipment, real estate and buildings through mortgage debt obligation(s); and land acquisition, development and management. Colorado State University Research Foundation's (CSURF) focus is to take technology from a university laboratory to a point where a commercial partner may be interested. In order to address the capital side of the equation, CSURF Commercial Opportunity Investment Program (COIP) was established by the CSURF Board of Trustees by unanimous vote in 2004. The purpose of COIP is to provide monetary support to increase the probability for commercial success of promising and commercially viable technologies. The fund only invests in companies and persons affiliated with the university.

P.O. Box 483Fort CollinsCO80522970-482-2916 970-484-0354

Portfolio companies include:Abound Solarhttp://abound.com/Advanced Micro Labshttp://advancedmicrolabs.com/ATMEThttp://www.atmet.com/Aurogenhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=61376205Beken Learning Systemshttp://bekenlearning.com/Broticahttp://interval33.com/CytoLogichttp://en.wikipedia.org/wiki/CytologyDiazamedhttp://diazamed.com/Envirofithttp://www.envirofit.org/Food Friendshttp://www.foodandfriends.org/site/pp.asp?c=ggLMIYOGKrF&b=3747191Gonexhttp://www.gonex.com/Heskahttp://heska.com/Juvaris BioTherapeuticshttp://juvaris.com/KromaTiDhttp://kromatid.com/Keen Ingredientshttp://www.keeningredients.com/Numericahttps://www.numericacu.com/Optibrandhttp://www.optibrand.com/OptiEnz Sensorshttp://www.optienzsensors.com/Prieto Batteryhttp://www.prietobattery.com/Schwartz Biomedicalhttp://schwartzbiomedical.com/Solix BioSystemshttp://solixbiosystems.com/VetDChttp://vet-dc.com/XY Inchttp://www.xyinc.com/Carbo Analyticshttp://www.carboanalytics.com/Cetya Therapeutics, Inc.http://www.cetya-therapeutics.comCytoLogichttp://www.cytologic.comHyperion Labshttp://www.hyperion-labs.comKeen Ingredientshttp://www.keeningredients.comLumiere Diagnosticshttp://www.lumierediagnostics.comPlura Bioscienceshttp://www.plurabioscience.comSurgiReal Productshttp://www.surgireal.comXUV Lasershttp://www.xuvlasers.comInvestment Team:Todd Headley, President, Technology Transfer Officetodd.headley@colostate.eduCindy Pederson, Patent Manager, Technology Transfer Officecindy.pederson@colostate.eduDian Kammeyer, Director, Licensing & Business Developmentdian.kammeyer@colostate.eduJeremy Nelson, Director, Licensing & Business Development, Technology Transfer Officejeremy.nelson@colostate.eduCarin Hermann, In-house Counsel, Technology Transfer Officecarin.hermann@colostate.eduDenichiro (Denny) Otsuga, Assoc. VPd.otsuga@colostate.eduRodman Tompkins, Director, Licensing & Business Developmentrodman.tompkins@colostate.eduTerry Opgenorth, Ph.D., Vice Presidentterry.opgenorth@colostate.eduExcellerewww.excellerepartners.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsEducation & TrainingMiddle MarketExcellere Partners is a Denver-based private equity investment firm, specializing in partnering with middle-market entrepreneurs and management teams through majority recapitalizations and management buyouts. With $730 million of committed capital under management across its two funds, Excellere targets industry niches that are positioned to benefit from favorable macro-economic and demographic trends and consolidation. Excellere Partners has launched its second fund, Excellere Fund II, with $465 million. The firm seeks partnerships with growing, entrepreneurial companies that generate EBIDTA of at least $4 million annually, and operate within one of Excellere's targeted industries: Healthcare, Industrial Technology & Services, Specialty Foods, Education & Training, and Business Services.

100 Fillmore Street, Suite 300DenverCO80206303-765-2400303-765-4211

Portfolio companies include:ASI Governmenthttp://www.asigovernment.com/bio.cfm?L=Reed&F=AnneAxelaCarehttp://axelacare.com/MedTech Collegehttp://www.medtech.edu/Personable Insurancehttp://www.personableinsurance.com/U.S. Water Serviceshttp://www.uswaterservices.com/Anesthesia Medical Grouphttp://www.amg-group.com/Flavours, Inchttp://www.flavoursinc.com/Integrated Petroleum Technologieshttp://www.iptengineers.com/Investment Team:Robert A. Martin, Managing Partnerrmartin@excellerepartners.comDavid L. Kessenich, Managing Partnerdkessenich@excellerepartners.comRyan Heckman, Managing Partnerrheckman@excellerepartners.comMatthew C. Hicks, Partnermhicks@excellerepartners.comPatrick J. OKeefe, Principalpokeefe@excellerepartners.comRyan Glaws, Principalrglaws@excellerepartners.comBrad Cornell, Principalbcornell@excellerepartners.comScott Friar, Vice Presidentsfriar@excellerepartners.comMantucket Capitalhttp://mantucket.comPEInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareConsumer ProductsAgriculture & Agricultural ScienceReal EstateMiddle MarketMantucket Capital is a private investment company with over $1 billion of capital under management investing in: Private Equity, Special Situations (Value/Distressed), and Real Estate. Mantucket is comprised of socially responsible entrepreneurs and investors with a global network of executive contacts and extensive experience building companies in multiple industries. Mantucket is able to provide companies a single source of flexible capital without restrictions on industry, investment structure or investment horizon. The firm's current portfolio includes companies in numerous industries including healthcare, water & infrastructure, consumer products, technology, and agriculture. For Private Equity, the firm targets companies with revenues in excess of $20 million.

5251 DTC Parkway, Suite 995Greenwood VillageCO80111303-397 8888 303-397-8889

Portfolio companies include:Actagrohttp://www.actagro.com/BrandJourney Capitalhttp://brandjourneycapital.net/peter-murane.aspxBoulder Homemadehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=84678248Sprig Toyshttp://www.sprigtoys.com/MC Arthttp://motorcycleart.blogspot.com/2C Techhttp://2ctechcorp.com/Novian Healthhttp://novianhealth.com/Symbius Medicalhttp://symbiusmedical.com/RSB Spinehttp://rsbspine.com/Blackbrush Oil & Gashttp://blackbrushenergy.com/North Poudre Irrigationhttp://www.manta.com/c/mmd02mr/north-poudre-irrigationTexStar Midstream Serviceshttp://texstarms.com/home.aspxWapiti Oil & Gashttp://wapitioperating.com/Water Supply & Storagehttp://www.fema.gov/plan/prepare/water.shtmHome & Abroadhttp://www.homeandabroad.com/Convercenthttp://www.convercent.comInvestment Team:Lawrence W. Hay, Directorlarryh@mantucket.comBrian V. Mankwitz, Managing Directorbrianm@mantucket.comWendy Kane, PresidentCharlie Kettering, Senior Associatecharliek@mantucket.comAustin Olney, Associateaustino@mantucket.comDarek Gibbons, Vice President of Financedarekg@mantucket.comFrancis B. Barker, Managing Directorfrancisb@mantucket.comJoseph (Jay) Paonessa, Controllerjayp@mantucket.comTechStarswww.techstars.orgIInformation TechnologySoftware & InternetSeedTechStars was founded by a collective of Colorado-based entrepreneurs as a way of promoting entrepreneurial activity in their home state. The group provides mentorship and seed funding of up to $18,000 to ten qualified companies. At the end of the program, each company also has the opportunity to pitch during an investor event organized by TechStars. In exchange for TechStars' summer program and seed funding, the company receives a 6% equity stake in new companies. TechStar usually invests in technology oriented companies, typically web-based or software. The firm also considers non-technology based companies as long as they can have national or worldwide reach. Specifically, TechStars doesn't fund medical device companies, biotechnology companies, restaurants, consultancies, or other local service oriented companies. TechStars runs this program in Boston, Boulder, New York and Seattle. Boston and New York operate in the Spring, Boulder operates in the Summer, and Seattle in the Fall.

1050 Walnut St.BoulderCO80302303-593-1826

Portfolio companies include:Orbotixhttp://www.orbotix.com/Vacation Rental Partnerhttp://vacationrentalpartner.com/ADstruchttp://adstruc.com/StatsMixhttp://www.statsmix.com/Omniarhttp://www.crunchbase.com/company/omniarRentMonitorhttp://www.rentmonitor.com/RoundPegghttp://www.roundpegg.com/ScriptPadhttp://scriptpad.net/Spot Influencehttp://www.spotinfluence.com/BlipSnipshttp://blipsnip.it/Kaposthttp://kapost.com/27 Perryhttp://www.27perry.comBirdboxhttp://www.birdbox.comCreative Brain Studioshttp://www.creativebrain.com/gamesEpic Playgroundhttp://www.epicplayground.comFanMixhttp://www.fanmix.comFlextriphttp://www.flextrip.comFlixMasterhttp://www.flixmaster.comIntense Debatehttp://www.intensedetabe.comInvestment Team:David G. Cohen, CEO and Managing Directordavid@techstars.orgAndrew Hyde, Community Directorandrew@techstars.orgNicole Glaros, General Managernicole@techstars.orgLuke Beatty, Managing DirectorVentureVest Capital Corporationwww.venturevest.comVCInformation TechnologyEarlyGrowthHeadquartered in Colorado since 1997, VentureVest Capital Corporation is a full service venture capital firm providing equity financing to small and emerging companies through direct equity and/or debt investments. In addition to direct investments, the company can provide financial assistance to companies through private placements, Angel investors, public offerings, debt financing, mergers and acquisitions and other creative financing strategies.

2530 West Long Circle, Suite 600LittletonCO80120303-730-7939303-730-7947

Portfolio companies include:N/AN/AInvestment Team:Phil E. Ray, President & Directorphil@venturevest.comUpstart Life Ventureswww.upstartvc.comVCLife Sciences & HealthcareMedical DeviceSeedEarlyUpStart Ventures is a venture capital firm founded in 2009 and is headquartered in Salt Lake City, Utah. The firm starts up and invests primarily in early-stage healthcare companies with disruptive market-shifting technologies. The firm's first fund, UpStart Life Sciences Capital, L.P. invests primarily in seed and early-stage healthcare companies, based on breakthrough technologies from major research universities, centered around Utah and neighboring states. UpStart will invest in opportunities such as medical devices, drug delivery systems, and diagnostics, as well as longer range investments in biopharma products and platforms.

417 Wakara Way, Suite 3510Salt Lake CityUT84108801-518-5046

Portfolio companies include:Sera Prognosticshttp://www.seraprognostics.com/NeuroAdjuvantshttp://www.allbusiness.com/companyprofile/Neuroadjuvants_Inc/B2A67050C1DA291FCE2092D89C450977-1.htmlContraDynhttp://www.answers.com/topic/contraryG6http://en.wikipedia.org/wiki/Pontiac_G6MedCathetershttp://www.linkedin.com/pub/jie-zhang/6/507/30Investment Team:Steve Borst, Managing Directorstevenborst@msn.comDennis Farrar, Managing Directordenny@upstartvc.comDr. Ted Stanley, Managing Directorted@upstartvc.comSapient Capital Management, LLCwww.sapientcapital.comVCLife Sciences & HealthcareMedical DeviceSeedEarlySapient Capital is a venture capital fund formed to help visionary entrepreneurs and executives build value in new healthcare related businesses. The fund is focused exclusively on healthcare, with an emphasis on medical device firms targeting novel solutions to satisfy large unmet medical needs. Capitalized at $26 million, Sapient Capital is partnering with a select group of innovative companies. Sapient Capital focuses on seed, start-up and early stage companies. In addition, the fund will make private equity investments in healthcare related companies that are already public, as long as their market capitalizations are under $150 million. Sapient invests $2-$3 million in selected companies with no minimum investment. Sapient Capital prefers investments west of the Mississippi River with an emphasis on Minneapolis/St. Paul, Salt Lake City, Denver and the West Coast. However, Sapient Capital will consider promising investments anywhere in the United States.

4020 Lake Creek DriveWilsonWY83014307-733-3806307-733-4630

Portfolio companies include:Arbor Surgical Technologieshttp://arborsurgical.com/CryoVascular Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=32353Hemospherehttp://www.hemosphere.com/Intact Medicalhttp://www.intactmedical.com/ValenTXhttp://www.valentx.com/Viviushttp://www.vivus.com/Hansen Medicalhttp://hansenmedical.com/MitraLifehttp://www.mitralign.com/TranS1http://trans1.com/Investment Team: Mitchell Dann, Principalmdann@sapientcapital.comGreg Fluet, ConsultantBlue Tip Energy Partners, LPwww.bluetipenergy.comPEEnergy & Clean TechMiddle MarketBlue Tip Energy Partners, LP is an energy-focused private equity fund managed by Blue Tip Energy Management, LLC. Blue Tip Energy's managers are a self-contained energy investing and operating group that have worked together as a team for over 10 years. Blue Tip Energy seeks to invest capital in the upstream energy industry, providing its investors with financial returns at a moderate risk. The Fund targets returns net to investors of 25% IRR and 2.2 times cash on cash. Blue Tip Energy acquires direct working interest in on-shore oil and natural gas assets in the United States. The firm targets underperforming producing assets that are not being fully optimized and with meaningful development potential. Targeted investment sizes range up to $25 million. Blue Tip typically deploys additional "follow-on" capital of between $5 to $20 million to optimize and develop the field. The firm can acquire and develop larger assets if the opportunity is consistent with its overall investment strategy, but prefer to acquire assets under $30 million. Blue Tip is currently looking for investments in the U.S., predominately in Texas, Mid-Continent, and Rocky Mountain region.

3900 South Wadsworth Blvd., Suite 340DenverCO80235720-407-8493

Portfolio companies include:Cole Creek Fieldhttp://www.topozone.com/map.asp?lon=-106.0855693&lat=42.9880219&datum=nad83Blue Tip Missouri Energyhttp://www.manta.com/c/mtbzkfl/tip-blue-missouri-energy-incCastlegate Fieldhttp://www.searchanddiscovery.com/documents/2005/niemann/index.htmInvestment Team:Richard A. Diclaudio, Principal and Chief Executive OfficerBruce L. Taylor, Principal and Executive Vice Presidentbtaylor@bluetipenergy.comMike Cerelli, Vice President of Operationsmcerelli@btoperating.comRon Tabery, Manager of OperationsAaron Hugen, Project EngineerRick Hudspeth, LandmanDana Boughal, Lease Records SupervisorTroy Hatler, ControllerWendy Clemente, Executive Assistantwclemente@bluetipenergy.comThe Ballast Fundwww.theballastfund.comVCInformation TechnologySeedEarlyThe Ballast Fund invests in selected opportunities across an array of asset classes, including: early stage/start-up, private equity and public equities. The Ballast Fund partners are a group of accredited, high net worth, successful entrepreneurs, investors and business leaders with experience across a range of industries. Ballast Venture Fund (BVF) is the early-stage investment arm of The Ballast Fund, comprised of successful entrepreneurs and investors who started, built, managed and sold several businesses to Fortune 500 Companies. BVF focuses on start-up and early-stage companies looking to raise start-up/series seed capital, typically in the $100k to $1M range. The firm's primary focus is on: (i) innovative IT/software/Internet businesses (ii) offering a compelling and focused value proposition with (iii) a strong and dedicated management team (iv) in the pre-venture capital round of financing. BVF invests in companies located in the greater Washington, DC/Northern Virginia area, Colorado, and China where the firm's partners reside. BVF may consider investments in other geographical areas given the right circumstances.

PO Box 2799EdwardsCO81632303-8001788

Portfolio companies include:PokitDokhttps://pokitdok.com/Investment Team:David Drescher, Managing PartnerBraddock Capital Managementwww.braddockcap.comPEInformation TechnologySoftware & InternetMedia & Digital MediaManufacturing & IndustrialBusiness ServicesTransportation & DistributionFinancial ServicesConsumer ProductsReal EstateMiddle MarketBraddock Capital Management is a Denver-based private capital firm that invests in: Recapitalizations: recapitalizations and refinancings, as a debt and/or equity investor; Existing Debt: controlling interests in corporate and/or real estate debt on the secondary market; 363 Sales: businesses being sold through the 363 sale process of a Chapter 11 bankruptcy; Non-Core Business: non-core businesses being sold out of larger companies; and Leveraged Buyouts: leveraged buyouts and management buyouts as an equity investor. The firm has particular expertise in turnarounds, bankruptcies or other special situations including companies in transition due to succession planning. Investments may include the purchase of debt securities or direct investments of equity generally on a control basis. Braddock targets investments ranging from $5 million to $30 million in equity, in companies with revenues of between $10 million and $75 million. The firm has particular expertise in the following areas: Business and consumer services; Consumer staples; Financial services; Manufacturing, Media and entertainment; Real estate, construction, and building products; Software and technology; and Wholesale / Distribution.

1200 17th Street, Suite 880DenverCO80202303-308-6417303-291-1312

Portfolio companies include:BlackBox Logichttp://www.bbxlogic.com/Claremont Information Systemshttp://www.claremontis.com/Stout Street Fundinghttp://stoutstreetfunding.com/Blake Street Real Estate Investors VIhttp://www.braddockholdings.com/portfolio.htmInvestment Team:Harvey Allon, ChairmanThomas S. Plisko, Chief Operating Officer and Chief Financial OfficerKen Glickstein, Managing Director Private Equitykglickstein@braddockholdings.comDavid C. Allon, Director of Market Development, and Senior Vice PresidentHigh Country Venture (HCV)http://highcountryventure.comVCInformation TechnologySoftware & InternetLife Sciences & HealthcareMedical DeviceRetail & RestaurantAgriculture & Agricultural ScienceEarlyHigh Country Venture (HCV) invests in the most promising and innovative early stage companies in Colorado. HCV was founded in 2005 affiliated with the private investment company Tango. The principals have been investing together since 1998. HCV manages approximately $50 million in venture funds and invests primarily in the areas of life sciences (including biotechnology, agritechnology, and medical devices), information technology (including software and Internet companies) and retail.

831 Pearl StreetBoulderCO80302303-381-2638

Portfolio companies include:TheraTogshttp://theratogs.com/Taligen Therapeuticshttp://taligentherapeutics.com/Surefire Medicalhttp://surefiremedical.com/about-usFull Contacthttp://www.fullcontact.com/Oberonhttp://en.wikipedia.org/wiki/OberonMosaic Bioscienceshttp://www.mosaicbio.com/LogRhythmhttp://logrhythm.com/Lijit Networkshttp://www.lijit.com/Clarimedixhttp://clarimedix.com/Kaposthttp://kapost.com/Envysionhttp://www.envysion.com/EndoShapehttp://endoshape.com/Digabithttp://digabit.com/DCS Surgicalhttp://www.formds.com/issuers/dcs-surgical-incQualvuhttp://www.qualvu.com/aktiVaxhttp://aktivax.com/aktivax/index.htmlMosorohttp://mosoro.com/Birdboxhttp://www.birdbox.comCollective IPhttp://www.collectiveip.comInvestment Team:Mark LupaChris MarksScott BeckRobert J. SchmiedelerSequel Venture Partnerswww.sequelvc.comVCInformation TechnologySoftware & InternetEnergy & Clean TechLife Sciences & HealthcareEarlySequel Venture Partners, based in Boulder, Colorado, provides venture funding for early stage technology businesses. Sequel manages $400 million in capital, and specializes in Healthcare, Internet and Enterprise IT, Clean Technology, and Internet based services. The group also offers an extensive network of venture capital relationships, having invested with more than 75 of the country's leading venture capital partnerships.

4430 Arapahoe Avenue, Suite 220BoulderCO80303303-546-0400303-546-9728

Portfolio companies include:ProStor Systemshttp://www.prostorsystems.com/Quovahttp://www.quova.com/Datalogixhttp://datalogix.com/Aztek Networkshttp://www.azteknetworks.net/SkyeTekhttp://www.skyetek.com/HomeSpherehttp://homesphere.com/Channelinsighthttp://channelinsight.com/Lefthand Networkshttp://www.lefthandsan.com/Vericepthttps://www.trustwave.com/data-loss-prevention/XAwarehttp://www.xaware.com/Indicative Softwarehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=10038526Yieldexhttp://www.yieldex.com/Investment Team:Tim Connor, Partnertim@sequelvc.comJohn Greff, Parnter & CFOjohn@sequelvc.comKinney Johnson, Partnerkinney@sequelvc.comDan Mitchell, Partnerdan@sequelvc.comTom Washing, Partnertom@sequelvc.comChris Scoggins, Venture PartnerTango GroupVCInformation TechnologyConsumer ProductsEarlyTango is a private investment firm founded in 1998 by Boston Chicken founder Scott Beck. In 1992 Mr. Beck founded and served as Chairman, CEO and Director of Boston Chicken, Inc., and four years later as a founder and Chairman of Einstein/Noah Bagel Corp. Mr. Beck was the first and largest franchisee of Blockbuster Video after joining the company in 1987 and served as Vice Chairman of the Board and Chief Operating Officer of Blockbuster Entertainment Corporation. Tango has invested in over a dozen successful companies, including Service Magic and IZZE Beverage. The firm is a sponsor of the Colorado based CAPCO, High Country Venture (see profile).

831 Pearl StreetBoulderCO80302303-381-2602

Portfolio companies include:ServiceMagic.comhttp://www.servicemagic.com/IZZE Beveragehttp://www.izze.com/Pacific Dental Serviceshttp://www.pacificdentalservices.com/Investment Team:Scott Beck, Founder and CEOsbeck@tangogroup.comJerome Contro, Partnerjerome@tangogroup.comChris Marks, PartnerAlliance for Technology Commercializationwww.atckansas.comVCInformation TechnologyLife Sciences & HealthcareSeedThe Alliance for Technology Commercialization was established to help develop, transfer, and commercialize new technologies. The objective is to create high value jobs and increase prosperity in Pittsburg, southeast Kansas, and the region. ATC targets researchers, entrepreneurs, inventors, and existing businesses that have developed or are developing new technologies. Milestone Ventures, LLC was established in November 1998, as a component of the Alliance for Technology Commercialization. The initial two investors or members of the fund were the City of Pittsburg, through an economic development revolving loan fund, and the Kansas Technology Enterprise Corporation (KTEC). These two parties came together, along with the support of Pittsburg State University to establish the seed capital fund. The fund is also open to individuals and other organizations that are interested in investing in the fund. ATC can provide the following services to client companies: feasibility analysis, business plan review, market research, competitor analysis, marketing strategy development, grant procurement, accounting assistance, patent and trademark assistance, public relations and promotion, and incubation facilities.

BTI - Shirk Hall1501 S. JoplinPittsburgKS66762-7560620-235-4927 620-235-4030

Portfolio companies include:Brainchildhttp://www.brainchild.com/Control Visionhttp://controlvision.com/CritiTechhttp://www.crititech.com/Heartland Technologieshttp://www.heartlandtechnologies.com/Inno-Labshttp://www.innolabs.com/HiPer Technologyhttp://hiper-technology.com/Home Againhttp://public.homeagain.com/Innovia Medicalhttp://www.earcheck.com/KC BioMediXhttp://kcbiomedix.com/Kansas Polymer Research Centerhttp://www.btikansas.com/home/KPRC/ReLight Americahttp://relightamerica.com/VasoGenix Pharmaceuticalshttp://vasogenix.net/src/index.aspxInvestment Team:Eric Ferrell, Presidenteferrell@pittstate.eduEnterprise Center of Johnson Countywww.ecjc.comIInformation TechnologyLife Sciences & HealthcareBusiness ServicesSeedThe Enterprise Center of Johnson County is a business incubator that provides high-growth potential companies and entrepreneurs with the resources they need to build successful businesses in Johnson County, Kansas. The Enterprise Center is a not-for-profit, 501(c)(3) corporation funded by the government of Johnson County, Kansas, the Kansas Technology Enterprise Corporation (KTEC) and the Kauffman Foundation, as well as several corporate and foundation sponsors. The Enterprise Center is also home to the Kansas Women's Business Center, a public/private partnership with the U.S. Small Business Administration. The Enterprise Center provides cost-effective office space, shared resources, an entrepreneurial environment and a full range of business consulting services. The Incubator space includes a 13,366 sq. ft. facility with 33 individual offices, one company suite, 4 conference/meeting rooms, a reception area, break room and storage areas. Since 2000, Enterprise Center affiliate and client companies have included technology, biotechnology and business services companies that have raised in excess of $79 million in debt and equity funding. The firm's ideal client is an early-stage "high-return" company with an innovative product or service that has potential national or international relevance. A Johnston County, KS, location is preferred, though not required.

8527 Bluejacket StreetLenexaKS66214913-438-2282 913-888-6928

Tenant companies include:AccessDirecthttp://www.messagingservice.com/Browsersofthttp://www.browsersoft.com/CRM Innovationhttp://crminnovation.com/Data Lockerhttp://www.datalockerdrive.com/EcoFit Lightinghttp://ecofitlighting.com/Echogenhttp://www.echogen.com/ImmunoGenetix Therapeuticshttp://immunogenetix.com/Intellispeakhttp://intellispeakllc.com/LilyPad EVhttp://www.lilypadev.com/MTB Mobilehttp://www.mtbmobile.com/SkillSniperhttp://www.skillsniper.com/Spinal Simplicityhttp://spinalsimplicity.com/HCONNhttp://www.hconn.com/Real Life 101http://www.rl101.com/Investment Team:Joel Wiggins, President & CEOjwiggins@ecjc.comClara Hemphill, Vice President-Finance & Administrationhemphill@ecjc.comRick Vaughn, Vice President of Business Developmentrvaughn@ecjc.comSarah Hemann, Marketing CoordinatorJenn Hackett, Administrative Assistant & Office MangerKansas Venture Capital, Inc.www.kvci.comVCPEManufacturing & IndustrialTransportation & DistributionRetail & RestaurantExpansionMiddle MarketKansas Venture Capital (KVCI) is a licensed Small Business Investment Company (SBIC) that provides equity and mezzanine capital primarily to small and middle market Midwestern companies having potential for substantial growth and long-term equity appreciation. The firm has funding capacity of approximately $50 million consisting of $13 million in equity and $37 million in SBIC leveraged capital availability. KVCI's primary market focus is companies with $10 million to $100 million in revenue and EBITDA margin of at least 10%. However through co-investing, KVCI can meet the funding requirements of larger companies. The firm's investment range is $500,000 to $2,600,000, although its targeted size for an initial investment is between between $1,000,000 and $2,000,000 in any one opportunity. The firm will invest in any industry, with a particular interest in manufacturing wholesale or distribution, and certain service or retail businesses. KVCI will also invest in various stages, primarily later-stage expansion financings, acquisitions, ownership transitions, management buyouts, turnarounds or recapitalization opportunities. The firm does not seek to play an operational role in its portfolio companies, but it generally does hold a seat on the Board of Directors and serves as an advisor on strategic decisions.

10601 Mission Road, Suite 250LeawoodKS66206913-262-7117913-262-3509

Portfolio companies include:Mama Rosa'shttp://mama-rosas.com/Packaging Productshttp://packagingproductscorp.com/Sun Graphicshttp://sun-graphics.com/Smoot Co.http://www.magnumsystems.com/Taylor Productshttp://www.taylorproducts.net/Central States Bus Saleshttp://centralstatesbus.com/KCAShttp://www.nick.com/kids-choice-awards/Legacy Technologieshttp://www.legacytec.com/Perennial Energyhttp://perennialenergy.com/Central States Bus Saleshttp://www.centralstatesbus.com/Hawk Technologyhttp://www.hawktechnology.com/Investment Team:Marshall D. Parker, President and CEOmparker@kvci.comBrian Lueger, Associatetrock@kvci.comMid-America Angelswww.midamericaangels.comAInformation TechnologySeedFounded in 2006, Mid-America Angels (MAA) is a regional network of angel investors dedicated to identifying and funding the most promising start-up business opportunities in the Kansas-Missouri Region. MAA has two primary objectives: To present high return on investment funding opportunities to its members; and to facilitate access to early-stage financing for high-potential businesses and entrepreneurs. MAA members fund deals in the investment range of $250,000 to $2,000,000, seeking to invest in early stage companies with potential for rapid, scalable growth, with proprietary technology, early market lead, or other strong barriers to entry, strong management team, credible exit strategy, reasonable valuation that fits within the risk/reward expectations of members, and is within a 150 mile radius of Kansas City. The Enterprise Center of Johnson County and the Lawrence Regional Technology Center provide professional administrative and management services for MAA.

8527 Bluejacket StreetLenexaKS66214913-438-2282

Portfolio companies include:Matrix Electronic Measuringhttp://thematrixwand.com/Investment Team:Joel Wiggins, President and CEO, 913-438-2282jwiggins@ecjc.comMatthew McClorey, President and CEO, 785-832-2110matt@lrtc.bizRick Vaughnrvaughn@midamericaangels.comMidwest Venture Alliancewww.midwestventure.comAInformation TechnologySeedEarlyFounded in 2005, Midwest Venture Alliance (MVA), including its affiliate, the Southeast Kansas Venture Alliance (SEKVA), is a network of accredited investors committed to investing in high-growth seed and early-stage technology companies in Kansas and surrounding states. MVA members provide seed and early-stage capital in the range of $250K-$2M. The MVA is looking for technology companies with the potential to rapidly scale into market leadership resulting in a sustainable competitive advantage. Typical criteria includes: a market opportunity large enough to create a business with at least $30 million in annual revenue; disruptive or new-market innovation; a compelling, well articulated strategy for capturing and defending a significant market share; proprietary technology or other strong barrier to entry; and an exit strategy for investors. Most investments will be located in Kansas, however, the group will leverage its dollars with similar networks in Oklahoma, Missouri, Colorado, and Texas. MVA has invested over $5 million in capital in 8 companies through 18 rounds of funding. These companies have collectively raised over $60 million in total funding.

7829 E. Rockhill Rd., Suite 307WichitaKS67206316-651-5900866-810-6671

Portfolio companies include:Matrix Electronic Measuringhttp://thematrixwand.com/Investment Team:Devvie Temanson, MVA Administrator, 316-651-5900temanson@wichitatechnology.comEric Ferrell, SEKVA Administrator, 620-235-4927eferrell@pittstate.eduStan G. Brannan, Founding MemberTrish Brasted, Founding MemberDick West, Founding MemberGene Bicknell, Founding MemberEric Ferrell, Founding MemberMPM Capitalwww.mpmcapital.comVCLife Sciences & HealthcareMedical DeviceSeedEarlyWith over $2 billion under management, MPM invests in biotechnology, specialty pharma, medical technology, and related companies that provide innovative medical products and requisite services to the healthcare industry, irrespective of geography, stage of development and therapeutic area. MPM Capital closed its fifth venture initiative, the MPM BioVentures V family of funds ("BV5") in 2010. With committed capital just under $300 million, BV5 has a portfolio of 6 companies currently. MPM is actively building the BV5 portfolio and is seeking innovative healthcare opportunities in the U.S. and abroad. The firm also maintains offices in San Francisco and Massachusetts.

1901 Olathe BoulevardKansas CityKS66103913-951-2100

Portfolio companies include:AVEO Pharmaceuticalshttp://aveopharma.com/23andMehttps://www.23andme.com/Allozynehttp://www.allozyne.com/Enteromedicshttp://www.enteromedics.com/Peptimmunehttp://www.peptimmune.com/Anthera Pharmaceuticalshttp://anthera.com/Aratana Therapeuticshttp://www.aratanatherapeutics.com/Cardiac Dimensionshttp://cardiacdimensions.com/Ceregenehttp://ceregene.com/Chiasmahttp://www.chiasmapharma.com/Colucid Pharmaceuticalshttp://www.colucid.com/Conatus Pharmaceuticalshttp://www.conatuspharma.com/Dragonfly Scienceshttp://www.manta.com/c/mmnm415/dragonfly-sciencesEKR Holdingshttp://ekrtx.com/EndoGastric Solutionshttp://www.endogastricsolutions.com/Enteromedicshttp://www.enteromedics.com/Epigenomics AGhttp://www.epigenomics.com/en/Epizymehttp://epizyme.com/index.aspForteBiohttp://www.fortebio.com/Idenix Pharmaceuticalshttp://www.idenix.com/iPierianhttp://www.ipierian.com/Kalidexhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=115649601KaloBios Pharmaceuticalshttp://kalobios.com/Macrogenicshttp://www.macrogenics.com/NeoVistahttp://neovistainc.com/Aireshttp://www.aires.org/Celladonhttp://www.celladon.net/NeuroTherapeutics Pharmahttp://www.ntprx.com/Nevrohttp://www.nevro.com/Oxagenhttp://homepage.oxygen.com/Pacira Pharmaceuticalshttp://www.pacira.com/index.phpQuatRx Pharmaceuticalshttp://quatrx.com/Investment Team: Todd Foley, MBA, Managing Directortfoley@mpmcapital.comAnsbert Gadicke, MD, Managing Directoragadicke@mpmcapital.comBard Geesaman, MD, PhD, Managing Directorbgeesaman@mpmcapital.comVaughn M. Kailian, Managing Directorvkailian@mpmcapital.comGary Patou, MD, Managing Directorgpatou@mpmcapital.comRobert Millman, JD, Managing Directornmacadams@mpmcaptial.comKazumi Shiosaki, PhD, Managing Directorkshiosaki@mpmcapital.comSteven St. Peter, M.D., Managing Directorsstpeter@mpmcapital.comDavid Stack, Managing Directordstack@mpmcapital.comElizabeth Stoner, MD, Managing Directorlstoner@mpmcapital.comJohn Vander Vort, J.D., Managing Directorjvandervort@mpmcapital.comLuke Evnin, PhD, Managing Directorlevnin@mpmcapital.comJim Scopa, JD, MBA Managing Directorjscopa@mpmcapital.comSebastian Meier-Ewert, PhD, Managing Directorsmeierewert@mpmcapital.comWichita Technology Corporation (WTC)www.wichitatechnology.comVCEDInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareSeedEarlyWichita Technology Corporation (WTC) is a private commercialization corporation created in 1994 through a partnership between the Kansas Technology Enterprise Corporation (KTEC), the Wichita State University, and Wichita Area Development, Inc. to create and sustain a formal innovation network that will support technology advancement, transfer and commercialization in Kansas. WTC is a 501c(3) not-for-profit corporation and is governed by an independent board of business, academic and government leaders who represent each of the founding entities in the public-private partnership. Wichita Technology Ventures, LLC, managed by WTC, provides early-stage seed financing to emerging companies developing promising new technologies. Partners in the venture fund include KTEC, Wichita Area Development and Wichita Technology Corporation. Wichita Technology Ventures' typical investment ranges from $25,000 to $200,000. Occasionally, larger investments are made. WTC can provide the following services for its clients: business plan consulting, market research, competitor analysis, sales and marketing strategy development, public relations and promotion, patent and trademark assistance, and business valuation.

7829 E. Rockhill Road, Suite #307WichitaKS67206316-651-5900866-810-6671

Portfolio companies include:NanoScalehttp://www.nanoscalecorp.com/Ventria Biosciencehttp://www.ventria.com/Pixius Communicationshttp://pixius.com/NutriJoyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=6449889PAC*MIGhttp://www.pacmig.com/torches.cfmNitride Solutionshttp://nitridesolutions.com/Aratana Therapeuticshttp://www.aratanatherapeutics.com/CritiTechhttp://www.crititech.com/VasoGenix Pharmaceuticalshttp://vasogenix.net/src/index.aspxEcoFit Lightinghttp://ecofitlighting.com/Global Aviation Technologieshttp://www.globalaviationtechnologies.com/Heartland Technologieshttp://www.heartlandtechnologies.com/360Wichita.comhttp://www.360wichita.com/Control Visionhttp://controlvision.com/Time Trailshttp://mytimetrails.com/Investment Team:Patricia (Trish) L. Brasted, President/CEObrasted@wichitatechnology.comErin Blevins, Venture Services CoordinatorBruce Goodwin, Director of Venture Servicesgoodwin@wichitatechnology.comArkansas Capital Corporation Grouphttp://arcapital.comEDManufacturing & IndustrialBusiness ServicesRetail & RestaurantEarlyArkansas Capital Corporation, originally named First Arkansas Development Finance Corporation, was formed in 1957 to provide a mechanism for financing the state's transformation from an agricultural economy to an industrial economy. Since its founding, the company has diversified and grown to include commercial financing needed for the information age. Along the way, ACCG has made hundreds of loans, representing projects of well over $500 million. One of ACCG's divisions, The Arkansas Economic Acceleration Foundation (AEAF), actively engages, either directly or indirectly, in any and all activities that will educate, promote and foster the development of innovation, entrepreneurship, and venture capital formation within the State of Arkansas. The Corporation also manages an equity fund, Diamond State Ventures (see profile). Heartland Renaissance Fund, established in 2002, is an affiliate of Arkansas Capital Corporation. The Department of Treasury designated Heartland Renaissance Fund as a Community Development Entity (CDE) in 2002. Heartland Renaissance Fund is active in the New Market Tax Credit industry and has received three allocation awards from the Department of Treasury totaling $140 million for use within Arkansas.

200 River Market Avenue, Suite 400Little RockAR72201501-374-9247501-374-9425

(Jonesboro Office)457 Southwest DriveJonesboroAR72401870-932-8002870-935-9426 (Fayetteville Office)2961 North Point Circle, Suite 102FayettevilleAR72704479-444-8881479-444-8882Portfolio companies include:House Manufacturing Companyhttp://www.housemfg.com/Thyme Bed and Breakfasthttp://www.flowersandthyme.com/HealthCorphttp://healthcorpsolutions.com/Investment Team:Sam Walls, CEOswalls@arcapital.comJay Wisener, Executive Vice Presidentjwisener@arcapital.comJerry Adams, SVP Portfolio & Servicingjadams@arcapital.comJoe Hays, President & Managing Partner-DSVjhays@arcapital.comLarry Carter, Partner-DSVlcarter@arcapital.comC. Sam Walls III, AEAF - Presidentcs3walls@arcapital.comSignal Peak Ventureswww.signalpeakvc.comVCInformation TechnologyEarlySignal Peak Ventures is a Salt Lake-based venture capital firm that focuses on early-stage technology investments in the Intermountain region. The firm was established in 2011 upon the spin out of Canopy Ventures' venture capital team and the acquisition of portfolio investments in 10 companies. The Signal Peak team has extensive experience in sourcing, executing, managing, and divesting venture capital stakes across the Intermountain region. Signal Peak Ventures is a traditional early-stage venture capital firm with over $450 million of committed capital under management. The firm's investments range in size from as little as $250,000 to as much as $5 million. Typically, Signal Peak invests $2 to $3 million initially and expects to invest $5 to $10 million over the life of a company. Target industries include Life Science and & Medical Technology, Information Technology & Networking, and other high growth opportunities.

2795 E. Cottonwood Pkwy., Suite #360Salt Lake CityUT84121801-942-8999801-942-1636

Portfolio companies include:Data Centershttp://en.wikipedia.org/wiki/Data_centerSolutionReachhttp://www.marketwatch.com/story/smile-reminder-evolves-into-solutionreach-2011-09-07Smart Bomb Interactivehttp://www.smartbombinteractive.com/Lingotekhttp://www.lingotek.com/Luxul Wirelesshttp://luxul.com/Power Innovationshttp://www.power-innovations.com/iTokhttp://www.itok.net/FileCabinethttp://filecabi.net/Directpointehttp://www.directpointe.com/Solera Networkshttp://www.soleranetworks.com/Aeroprisehttp://www.crunchbase.com/company/aeropriseAlianzahttp://alianza.com/Alpha Bayhttp://www.alphabay.com/Altirishttp://www.symantec.com/theme.jsp?themeid=altirisAncestry.comhttp://www.ancestry.com/Aspen Avionicshttp://www.aspenavionics.com/Athena Feminine Technologieshttp://www.athenaft.com/Axial Biotechhttp://www.scoliscore.com/BDNAhttp://bdna.com/BioMicro Systemshttp://biomicro.com/Investment Team:Ron Heinz, Co-Founderron@SignalPeakVC.comBrandon Tidwell, Co-Founder & Managing DirectorDinesh Patel, Co-FounderScott Petty, Co-FounderTravis Heath, CFOLisa Dunlea, Venture PartnerMatt Shields, AssociateC4Cube Incubatorwww.c4cube.comIInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareSports & EntertainmentDefense & Homeland SecuritySeedEarlyC4CUBE consists of two companies focused on creating jobs, increasing fundable deal flows, and building those new companies into sustainable business entities. The Center for Unique Business Enterprises (CUBE), which is a 501(c)3 non-profit business incubator, will assist in the development of early stage businesses by providing a broad range of support and services, which will enable the client companies to become successful, self-sustaining enterprises. C4CUBE Venture Accelerator (C4CUBE) integrates the discipline of the CUBE with a strong business focus to deliver an investment driven solution for building sustainable businesses that empowers local entrepreneurial communities, integrates the strength of nation-wide investor interests, and reaches world-wide for joint product and market developments and leverages multiple markets access.

The Center for Unique Business Enterprises300 East 2nd Street, Ste 1405RenoNV89501775-622-9900775-622-9916

Tenant companies include:3D Armor Systemshttp://www.3darmorsystems.com/5 Pixels Studiohttp://www.5pixels.com/Apollo Bioenergyhttp://apollobioenergy.com/Don Evans Internationalhttp://www.linkedin.com/pub/donald-evans/18/152/950Eye-Comhttp://en.wikipedia.org/wiki/EyeGeneral Energy Efficiencyhttp://www.geesite.com/New Millennium Gameshttp://www.millennium-games.com/Incusagehttp://incusage.com/success.htmlJackalope Breweryhttp://jackalopebrew.com/Scheelite Technologieshttp://www.scheelite-tech.com/JoDog Sporthttp://jodogsport.com/ArmaTerra Geoinforcinghttp://jodogsport.com/Load IQhttp://magiclogic.com/Investment Team:Ky Good, Managing Directorky.good@c4cube.comNorman Smith, Managing Directornorman.smith@c4cube.comLawrence Udell, Director & Industry Liaisonlarry.udell@c4cube.comLynne Keller, Executive Directorlynne.keller@c4cube.comRobert Unmacht, Director Broadcast MediaArkansas Development Finance Authority (ADFA)www.state.ar.us/adfaEDInformation TechnologyEarlyADFA is Arkansas' largest source of low-cost financing for low-to-moderate income housing development, small industries, government, education, agricultural business enterprise & health care. ADFA administers funding in the form of tax exempt bonds and other debt instruments through its series of program activities. These activities are divided into three main categories: Economic Development, Homeownership, and Affordable Rental Housing. Each of these three categories resides over several specialized programs for funding disbursement. Among several initiatives, the Finance Authority administers the Arkansas Risk Capital Matching Fund (ARCMF), which works to strengthen and advance the financial infrastructure that supports and accelerates the growth of technology-based enterprises in Arkansas. ARCMF will target investments in technology-based enterprises that are in the early stages of development and not yet able to attract adequate private sources of traditional financing, venture or investor-backed capital for their growth and development. Additionally, the Authority administers the Arkansas Institutional Fund (AIF), which works to build the state economy by increasing access to venture capital for innovative Arkansas businesses (see profile).

900 West Capitol, Suite 310P.O. Box 8023Little RockAR72203-8023501-682-5900

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Layne Anderson, VP, General Counsellayne.anderson@adfa.arkansas.govLeigh Ann Biernat, CPA, VP, Finance & Administrationleighann.biernat@adfa.arkansas.govMac Dodson, Presidentmdodson@adfa.state.ar.usGene Eagle, VP, Development Financegeagle@adfa.state.ar.usArkansas Institutional Fund (AIF)http://arkansasinstitutionalfund.comFOFInformation TechnologyEarlyThe Arkansas Institutional Fund (AIF) works to build the state economy by increasing access to venture capital for innovative Arkansas businesses. Established in 2005, the AIF program is expected to result in over $420 million of equity, near equity, and debt capital for Arkansas businesses through its first and second rounds of investment. Over time, AIF is committing approximately $70 million to private equity and venture capital funds that provide early stage capital, traditional venture capital, later stage and expansion capital, and special situations capital. AIF is a fund of funds venture capital investment program designed to produce a surplus, the majority share of which goes to the state. AIF is authorized by the Arkansas Development Finance Authority (ADFA). The equity interest in AIF is held by the Arkansas Venture Capital Investment Trust. AIF is managed by Cimarron Capital Partners, LLC. AIF operates under an investment policy approved by the ADFA (see profile) Board of Directors.

900 West Capitol, Suite 310P.O. Box 8023Little RockAR72203-8023501-223-3284

Portfolio companies include:Petra Growth Fundhttp://www.petracapital.com/Noro-Moseley VIhttp://noromoseley.com/Meritus Ventureshttp://www.meritusventures.com/Memphis Biomed Ventures IIhttp://www.mbventures.com/SSM Venture Partners IIIhttp://www.ssmventures.com/Investment Team:Michael Tharp, CFA, Managing Directormtharp@cimarroncapital.comRobert Heard, Managing Directorrheard@cimarroncapital.comDiamond State Ventureshttp://dsv.arcapital.comVCPEInformation TechnologyLife Sciences & HealthcareExpansionMiddle MarketDiamond State Ventures is a private equity and venture capital firm with $125 million under management in two funds. DSV invests in small and lower middle market companies located in Arkansas and across the Midwest and Southeast United States. The firm's newest fund, Diamond State Ventures II, is a federally licensed Small Business Investment Company, which along with co-investment partners, focuses on transactions up to $25 million. Diamond State Ventures invests from $1 to $6 million into each portfolio company. The firm's investments are typically structured as subordinated debt with warrants, preferred equity, or a combination of those securities. Since the formation of Diamond State's first fund in 1999, the firm has invested in 28 companies across a broad range of industries and financing structures. Diamond State's key investment criteria includes: minimum annual revenues of $2 million with high revenue growth, minimum $5 million with moderate revenue growth, and an experienced and committed management team. The firm's preferred target industries are: niche manufacturing, business services, media, consumer products and services, education and healthcare services and technologies. Diamond State does not invest in seed or start-up companies.

200 River Market Avenue, Suite 400Little RockAR72201501-374-9247501-374-9425

Portfolio companies include:Kramer Grouphttp://www.kramergroup.com/index.htmlBaskinshttp://baskins.com/Home Health Holdingshttp://www.manta.com/c/mtcnb1f/home-health-holdings-incCantrell Drughttp://www.cantrelldrug.com/HealthSCOPE Benefitshttp://www.healthscopebenefits.com/Arkansas Automatic Sprinklershttp://www.arautosprinklers.com/Aviation Repair Technologieshttp://www.artmaintenance.com/Buse Industrieshttp://buseinc.com/Central States Bus Saleshttp://centralstatesbus.com/Custom Marketing Companyhttp://custommarketingco.com/Doctor's Choice Home Carehttp://www.doctorscare.com/locations/?locationID=45I.O. Metrohttp://www.iometro.com/Mission Critical Electronicshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=128177682Scooterbughttp://scooterbug.com/Thermo Bond Buildingshttp://www.thermobond.com/Investment Team:Joe Hays, Managing Partner & Co-Founderjhays@arcapital.comLarry Carter, Managing Directorlcarter@arcapital.comGreenspun Corporationwww.thegreenspuncorp.comFIInformation TechnologyCommunications & NetworkingMedia & Digital MediaSports & EntertainmentMiddle MarketFounded in 1950, Greenspun Corporation is a family operated holding company with broad financial interests based upon the assets of Hank Greenspun. Greenspun has an extensive investment portfolio consisting of public securities, real estate, hedge funds and private equity. Having previously owned Prime Cable in Las Vegas, now Cox Communications, and television and radio holdings, the family has developed an expertise that supports a number of investments in media, communications and technology sectors. Investments are made on a direct basis through funds. Greenspun has numerous relationships with traditional and boutique investment banks and with private equity funds, and seeks to leverage those relationships with investment opportunities. The Greenspun family has made a significant investment in the Tribune Company.

901 N. Green Valley Parkway, Suite 210HendersonNV89074702-259-4023702-259-4146

Portfolio companies include:American Nevada Companyhttp://americannevada.com/Greenspun Gaminghttp://www.thegreenspuncorp.com/LasVegas.comhttp://www.lasvegas.com/Las Vegas Sunhttp://www.lasvegassun.com/Greenspun Media Grouphttp://www.greenspunmedia.com/Snapbridge Softwarehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=3434310Investment Team:N/AGenesis Technology Incubatorwww.uark.edu/ua/artp/facilities/genesis.htmlIInformation TechnologyLife Sciences & HealthcareSeedEarlyAs part of The Arkansas Technology Development Foundation, Genesis is a technology-oriented business incubator that offers a variety of services to qualifying technology-intensive entrepreneurs who desire to base their operations there during the critical early stages of company development. The incubator has an established track record of helping to launch successful firms that have a lasting positive impact on the economy of Northwest Arkansas. Since its inception, Genesis has assisted a number of technology-based entrepreneurs in growing their firms to the point of economic viability.

700 W. Research Center Blvd.FayettevilleAR72701479-575-7227479-575-7446

Tenatn companies include:SFC Fluidicshttp://www.sfc-fluidics.com/Acxiomhttp://www.acxiom.com/BlueInGreenhttp://www.blueingreen.com/Envitreathttp://envitreat.com/Minotaurhttp://en.wikipedia.org/wiki/MinotaurNanoMechhttp://www.nanomech.biz/Vegrandishttp://www.sfc-fluidics.com/Investment Team:Phillip Stafford, UATDF President, 479-575-8411psstaff@uark.eduDr. Alan Mantooth, Director, 479-575-4838mantooth@uark.eduDavid Whitmire, Director of Finance, 479-575-4340drwhitm@uark.eduRockfish Brand Ventureshttp://rockfishinteractive.comCVCInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyRockfish recently launched Brand Ventures, a new model of agency ventures that brings emerging digital innovations together with agency capabilities and client relationships. Brand Ventures will focus on the latest digital innovations in Consumer Internet, Mobile, and Retail, providing start-ups with both funding and domain-specific expertise in technology and marketing. Brand Ventures operates by supplying select start-ups with funding, ad revenue and brand building services through its agency, and in turn ramping up their growth rate and chances for success. This partnership gives start-ups the chance to build relationships with established brands and companies, while utilizing Rockfish's diverse abilities and areas of expertise. The investment committee for Brand Ventures is composed of six senior Rockfish executives, each of whom bring experience in marketing, venture capital, corporate finance and start-ups.

3100 Market St., Suite 100RogersAR72758479-464-0622

Portfolio companies include:Promoboxxhttp://promoboxx.com/Tap.mehttp://tap.me/MomentFeedhttp://momentfeed.com/Investment Team:Kenny Tomlin, Founder & Chief Executive Officerkenny@rockfishinteractive.comMichael Stich, SVP and Chief Growth OfficerDawn Maire, SVP and Chief Strategy OfficerDave Knox, SVP and Chief Marketing OfficerCyndi Dye, SVP FinanceTerry Smith, VP and General CounselPteranodon Ventureswww.pteranodonventures.comAInformation TechnologyManufacturing & IndustrialBusiness ServicesReal EstateSeedEarlyPteranodon Ventures is an investment vehicle for Louis Lerman, a noted researcher in astrophysics, geophysics, and nuclear physics. While at Stanford, as a Hertz Fellow in the Applied Physical Sciences, Lerman led the development of a flotilla concept for low-earth orbiting unmanned space systems. Lerman has also directed an international research project in high-energy nuclear physics started while at Lawrence Berkeley National Laboratory. Lerman is a principal in Pteranodon Ventures and Engram Associates, and monitors investments in real estate, technology, manufacturing, and services.

270 E. Flamingo, Suite 305Las VegasNV89109702-524-4613

Portfolio companies include:Insitu Grouphttp://www.insitu.com/QuarkStarhttp://en.wikipedia.org/wiki/Quark_starInvestment Team:Louis Lerman, Principalbubbles@dnai.comStephens, Inc.www.stephens.comPEInformation TechnologyMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialFinancial ServicesConsumer ProductsReal EstateMiddle MarketStephens Inc. was founded in 1933 as a privately held, full-service investment banking firm. Stephens Capital Partners makes investments in profitable, cash-flow-producing businesses with above-average margins and return on invested capital. Investment transaction sizes range from $50 million to $200 million, but can go smaller or larger. Stephen's industry coverage includes: Consumer, Financial Services, Healthcare & Life Sciences, Industrial, Information Technology and Services, Media Communications, Power and Energy, Real Estate, and Latin American Markets. The firm does not invest in turnaround situations, Venture-backed startups, or other Equity funds. Stephens can act as either a majority or minority investor. Stephens Capital Partners also maintains an office in London.

111 Center StreetLittle RockAR72201501-377-2000 or 800-643-9691501-377-2470

Portfolio companies include:Megtec Systemshttp://www.megtec.com/TAS Commercial Concretehttp://www.tasconcrete.com/Marketplace Eventshttp://www.marketplaceevents.com/Main/Home.aspxStyleMarkhttp://www.stylemark.net/Halifax Media Grouphttp://www.halifaxmediagroup.com/Daytona Beach News-Journalhttp://www.news-journalonline.com/Quantem Aviation Serviceshttp://en.wikipedia.org/wiki/Quantem_Aviation_ServicesIntegrated Deicing Serviceshttp://www.deicingsolutions.com/Aaron Industrieshttp://aaronindustriesinc.com/Sexing Technologieshttp://sexingtechnologies.com/Roystonhttp://www.roystonllc.com/Product Questhttp://productquestmfg.com/Investment Team:Warren Stephens, Chairman, President, CEO, 501-377-2148wstephens@stephens.comDouglas H. Martin, Senior Managing Director, 501-377-2154dhmartin@stephens.comRichard H. Blank, Jr., Managing Director, 501-377-2146rblank@stephens.comKathy Riley Bryant, Chief Financial Officer, 501-377-2346kbryant@stephens.comRobert Janes, Managing Director, 501-377-2662rjanes@stephens.comNoel M. Strauss, Managing Director, 501-377-2591nstrauss@stephens.comKevin M. Wilcox, Managing Director, 501-377-2068kwilcox@stephens.comJackson Farrow, Jr., General Counsel & Managing Director, 501-377-2261jfarrow@stephens.comKevin Eckert, Managing Directorkevin.eckert@stephens.comThe University of Arkansas Innovation Centerwww.uark.edu/ua/artp/facilities/innovationcenter.htmlIInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareManufacturing & IndustrialTransportation & DistributionAgriculture & Agricultural ScienceSeedEarlyThe University of Arkansas Innovation Center provides an environment that promotes specialized skill-training, education, research and technical support. Moreover, the Innovation Center provides office and laboratory space for technology-intensive companies, especially those graduating from the Genesis Technology Incubator (see profile), to co-locate with university faculty creating a highly interactive culture necessary for innovation. The Innovation Center will be the catalyst for the formation of a collaborative community of companies and faculty, linked interdependently in research and development focused on the following core competencies: next generation electronic and photonic devices; biotechnology and related chemical, biological and food sciences; transportation and logistics; materials and advanced manufacturing; database, software and telecommunications; and environmental and ecosystem analysis. The Innovation Center also serves as the home office of the University of Arkansas Technology Development Foundation (see profile), a university-affiliated, non-profit foundation that manages the ARTP and provides essential technology transfer functions to corporate partners.

535 Research Center Blvd.FayettevilleAR72701479-575-5717

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Phillip Stafford, UATDF President, 479-575-8411psstaff@uark.eduDr. Alan Mantooth, Director, 479-575-4838mantooth@uark.eduDavid Whitmire, Director of Finance, 479-575-4340drwhitm@uark.eduRedhills Ventures, LLCwww.redhillsventures.comVCLife Sciences & HealthcareEarlyExpansionRedhills Ventures LLC, a private family investment vehicle focuses on companies that have well-conceived business plans and outstanding, experienced management teams with the ability to execute and establish viable and sustainable businesses in their market segments. The firm participates mostly, but not exclusively, as co-investors (with a lead investor) in expansion rounds and buyout opportunities of companies with revenues under $100 million per annum, as well as in early stage opportunities. Redhill's current investments range from $250,000 to over $7,000,000 per company.

7501 Trinity Peak StreetLas VegasNV89128702-233-2160702-243-3851

Portfolio companies include:HealthDataInsightshttp://www.healthdatainsights.com/ItsMyNewshttp://itsmynews.com/Quarry Townhomeshttp://sanantonio.citysearch.com/profile/602605671/san_antonio_tx/the_quarry_townhomes.htmlIntellicare Americahttp://www.manta.com/c/mmf24hr/intellicare-america-incTrustifihttp://trustifi.com/Medical Simulationhttp://medsimulation.com/You Beautyhttp://www.youbeauty.com/AdoreMEhttp://www.adoreme.com/SimSuitehttp://medsimulation.com/Veloshttp://velos.com/Ozonatorhttp://www.ozonator.com/Communication Sciencehttp://en.wikipedia.org/wiki/Communication_SciencesHealth Data Visionhttp://healthdatavision.com/Investment Team:Victor M.G. Chaltiel, Founder & Chairmanvchaltiel@redhillsventures.comKarl E. Mellon, Senior Vice Presidentkmellon@redhillsventures.comJohn Randolph, Senior Vice Presidentjrandolph@redhillsventures.comEdouard Chaltielechaltiel@redhillsventures.comWiltine Tarasen, Administrationwtarasen@redhillsventures.comJean-Jacques Chaltieljjchaltiel@redhillsventures.comMiranda Cohenmcohen@redhillsventures.comReno Angels Investor Groupwww.renoangels.orgAInformation TechnologySeedEarlyFormed in May 2008, The Reno Angels are a group of accredited investors dedicated to providing equity capital to early and mid-stage entrepreneurial companies in Northern Nevada. The group provides seed and early-stage capital in the range of $100,000 to $500,000 to companies that they believe have the potential to grow to more than $50 million in annual revenue within five years. While business proposals are submitted to the group, investment decisions are made strictly by the individual angel investor. The Reno Angels generally do not invest in companies located outside the Greater Reno-Tahoe area, companies offering non-convertible debt instruments, retail operations, motion picture or television projects, or the buyout of existing businesses.

RenoNV

Portfolio companies include:InTuunhttp://intuun.com/Lucky'shttp://www.luckysupermarkets.com/Life360http://www.life360.com/5000fthttp://www.manta.com/c/mmjr5zh/5000ft-incFirst Warninghttp://en.wikipedia.org/wiki/First_WarningSunSciencehttp://www.sunscience.biz/Clean Energy Rail Centerhttp://www.rmscommercialrealestate.com/projects/cerc/Investment Team:Gary Foote, ChairPeter Menicucci, Vice ChairMike Hurley, SecretaryDave Archer, TreasurerJack Schwartz, Board MemberSierra Angelswww.sierraangels.comAInformation TechnologySoftware & InternetCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareSeedFounded in 1987, Sierra Angels is an angel investment group with principal focus in Northern Nevada and the I-80 corridor of Northern California. Its 50 members are primarily former business owners and senior corporate executives experienced in financing and developing emerging enterprises, who provide seed-stage investments in promising local technology ventures and support the entrepreneurs they fund with mentoring and connections. Preferred industries include Clean Energy and Green Technology, Computing and Communications, Health Sciences, Mobile and Web 2.0, Software, and Technology. The Sierra Angels have invested in more than fifty companies to date. The Sierra Angels are especially attracted to business plans with capital needs of $250,000 to $2,000,000 and have the potential to produce over $50 million in annual revenues. The group has funded more than 70 early stage companies.

774 Mays Blvd. #10-410Incline VillageNV89452775-831-7804

Portfolio companies include:Animated Speechhttp://www.animatedspeech.com/Blueline Partnershttp://www.streetinsider.com/entities/BlueLine+PartnersCalNet Business Bankhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=3103519Jopari Solutionshttp://www.jopari.com/Mariah-Powerhttp://windspireenergy.com/Marrone Organic Innovatorshttp://marronebioinnovations.com/index.phpMobiushttp://www.mobius.org/Nevada Security Bankhttp://www.umpquabank.com/OptiComphttp://zephyrphotonics.com/Panoptxhttp://www.7eye.com/Pria Diagnosticshttp://www.biofinance.ca/EarlyPhase/PriaDiagnosticsRegeneMedhttp://regenemed.com/Skinstore.comhttp://www.skinstore.com/Sierra Nevada Solarhttp://www.sierranevada.com/environment.htmlSuperImaginghttp://www.superimaging.com/Travidiahttp://www.travidia.com/Voklehttp://www.vokle.com/Glue Networkshttp://gluenetworks.com/Agility Ventureshttp://www.agilityventures.com/Aperia Technologieshttp://www.aperiatech.com/Cloud Cruiserhttp://cloudcruiser.com/Empower Micro Systemshttp://s427123275.onlinehome.us/Great Innovus Solutionshttp://greatinnovus.com/Investment Team: Robert E. Goff, Founderarchangel@sierraangels.comMike Anderson, Entrepreneur in ResidenceSkywood Ventureswww.skywood.comVCInformation TechnologyMedical DeviceReal EstateEarlyFounded in 1998, this self described "small" Venture Capital firm invests in early stage, technologically oriented companies. The firm's founder Jerry Anderson, has been a founder and President of three successful high technology companies: Decision Incorporated, a minicomputer systems manufacturer purchased by Ball Corporation; Two Pi Corporation, a manufacturer of IBM compatible minicomputers, sold to Philips Electronics; and Valid Logic Systems. The firm maintains additional offices in Silicon Valley.

2436 Devotion Ridge Dr.HendersonNV89052

Portfolio companies include:Sequence Designhttp://www.apache-da.com/company/news/press-releases/165Alere Medicalhttp://www.alere.com/EN_US/Dicartahttp://dicarta.com/0-In Design Automationhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=24083Rita Medical Systemshttp://www.angiodynamics.com/Investment Team:Jerry A. Anderson, Managing PartnerJared Anderson, Principaljared@skywood.comJack Lloyd, Venture PartnerL. Curtis Widdoes, Venture PartnerSteve D. White, Venture PartnerVegas Valley Angels (VVA)http://vegasvalleyangels.weebly.comAInformation TechnologySoftware & InternetCommunications & NetworkingSports & EntertainmentSeedEarlyFormed in 2003, the Vegas Valley Angels is a group of approximately 50 accredited investors dedicated to providing equity capital to early and mid-stage entrepreneurial companies. Members of VVA have extensive experience in founding, building, managing and/or financing companies in a wide variety of industries. They mentor and coach the entrepreneurs in whom they invest, serve on their boards, provide contacts and assist with team building, strategic planning and fundraising. Since 2003, members of the Vegas Valley Angels have invested more than $8 million in twelve companies. VVA provides seed and early-stage capital in the range of $100,000 to $1 million. The group prefers companies based, or at least maintaining operations, in Southern Nevada. Prospective investments should be operating in a market sufficiently large to create a business with a minimum of $30 million in annual revenues within five years with a clear path to profitability. Funding need should not exceed $1 million and the pre-money valuation of seed/startup companies must not exceed $4 million.

Las VegasNV

Portfolio companies include:Shes Connectedhttp://www.shesconnected.com/Animated Speechhttp://www.animatedspeech.com/Eid Passporthttp://eidpassport.com/Impact Sportshttp://impactsport.org/Regenemedhttp://regenemed.com/Keyon Communicationshttp://www.keyon.com/1Velocityhttp://blog.1velocity.com/Watchit Mediahttp://watchitmedia.com/Worlddochttp://www.worlddoc.com/WAG Hotelshttp://www.waghotels.com/World Series of Golfhttp://worldseriesofgolf.com/HemoTherapeuticshttp://dictionary.reference.com/browse/hemotherapeuticsInvestment Team:Bill Botts, ChairmanJim Doyle, Director and SecretaryJoe Schillaci, Director and Immediate Past ChairmanMark Brennan, Director and Past ChairmanWilliam Payne, Investment Committee ChairRyan Hamilton, Director and Marketing ChairmanMike Ballard, Director and Past ChairmanLincoln Spoor, DirectorUniversity of Arkansas for Medical Scienceswww.uams.edu/bioventuresITTLife Sciences & HealthcareMedical DeviceSeedEarlyUAMS Arkansas BioVentures and its Technology Licensing Office (TLO) were established as a formal outgrowth of the University of Arkansas for Medical Sciences' (UAMS) interest in translating its research into products that benefit human health. The UAMS College of Medicine established UAMS BioVentures in 1997 to maximize global, industrial interaction with the University of Arkansas faculty, as well as to facilitate technology transfer, the creation of startup companies that are based on UAMS technology invention disclosure, and contributions to Arkansas' economic development. UAMS's primary missions are to translate publicly funded research into products that benefit human healthcare and convert Askansas' medical and biotechnology research into new companies and high wage jobs for Arkansans. BioVentures offers the UAMS client companies access to many University resources, both at UAMS and at the University of Arkansas at Little Rock (UALR), and a 16,500 square foot new business incubator facility. This facility also houses GMP laboratories (Good Manufacturing Practice) and production space that has been qualified to support the development of clinical research.

UAMS BioVentures 4301 West Markham Street Little RockAR72205-7199501-686-6696501-686-8501

Portfolio companies include:Stage 1 Diagnosticshttp://stage1diagnostics.com/DCV Technologieshttp://www.dcvtechnologies.co.uk/InterveXion Therapeuticshttp://intervexion.com/Mesolighthttp://www.chubbybrain.com/companies/mesolightIntraThermhttp://www.intertherm.net/NanoBladehttp://wiki.runestorm.com/index.php?title=%22XM300%22_Dragon_NanobladeType IV Technologieshttp://www.type4tech.com/Acetaminophen Toxicity Diagnosticshttps://online.epocrates.com/u/2934337/Acetaminophen+overdose/Diagnosis/TestsMyeloma Healthhttp://www.ncbi.nlm.nih.gov/pubmedhealth/PMH0001609/Investment Team:Michael G. Douglas, Ph.D., DirectorMDouglas@uams.eduTeresa Shaddock, Associate Director of OperationsTShaddock@uams.eduChristopher A. Fasel, Licensing AssociateCAFasel@uams.eduAlison M. Gill, Program Specialistamgill@uams.eduBen Wofford, Associate Director, Business Developmentbwofford@uams.eduUniversity of Arkansas Technology Development Foundationwww.uark.edu/ua/artpEDInformation TechnologySeedEarlyUniversity of Arkansas Technology Development Foundation's mission is to stimulate a knowledge-based economy in the state of Arkansas through partnerships that lead to new opportunities for learning and discovery, that build and retain a knowledge-based workforce, and that spawn the development of new technologies that enrich the economic base of Arkansas. The University of Arkansas Technolgy Development Foundation is a 501(c)(3) organization formed to grow and manage the Arkansas Research and Technology Park. In cooperation with public and private business development entities, the Foundation will bolster University efforts to catalyze a technology-based economy in Arkansas. Specifically, the Foundation will validate, develop and transfer inventions made at the University to Arkansas companies and start-up ventures.

535 Research Center Blvd.FayettevilleAR72701479-575-6964479-575-5717

Portfolio companies include:N/Ahttp://www.na.org/Management Team:Phillip Stafford, UATDF President, 479-575-8411psstaff@uark.eduDr. Alan Mantooth, Director, 479-575-4838mantooth@uark.eduDavid Whitmire, Director of Finance, 479-575-4340drwhitm@uark.eduAAVINwww.aavin.comVCPEInformation TechnologySoftware & InternetCommunications & NetworkingMedical DeviceManufacturing & IndustrialExpansionMiddle MarketAAVIN is a Midwestern based private equity firm, investing in high-growth opportunities, management buyouts and certain recapitalization transactions. AAVIN partners with strong management teams seeking to build businesses through internal growth or acquisitions. The firm invests primarily in late-stage and expansion-stage financings. The firm's focus is on smaller investment opportunities - companies seeking less than $10 million, with most requesting less than $5 million. AAVIN seeks investments of up to $3 million per portfolio company with initial rounds of investment targeted at between $1.0 and $2 million, holding investments for a period of 3 to 7 years. AAVIN's activities are concentrated in the Middle America region of the United States. AAVIN invests in a wide range of industries including medical services & devices, telecommunications, manufacturing & distribution, industrial products & services, and computer & software.

118 3rd Ave SE, Suite 630Cedar RapidsIA52401319-247-1072319-363-9519

Portfolio companies include:Hoffcohttp://hoffcoinc.com/Metalforming Controlshttp://www.mfcontrols.com/PMT Industrieshttp://pmtforge.com/RuffaloCODYhttp://www.ruffalocody.com/Varidigmhttp://www.varidigm.com/WindLogicshttp://www.windlogics.com/America's PowerSportshttp://www.yamaha-motor.com/BrightPlanethttp://brightplanet.com/Cellerationhttp://www.celleration.com/Compendiumhttp://www.compendium.com/Coolibarhttp://www.coolibar.com/Dakota Serviceshttp://dakotaservice-n-repair.com/Dialysis Systemshttp://idsdialysis.com/Diversified Graphicshttp://diversified-graphics.com/Dynamic Broadbandhttp://www.keyon.com/Hackett Precisionhttp://www.manta.com/c/mmncws3/hackett-precision-coSpinal Designs Internationalhttp://mbbnet.umn.edu/company_folder/sdi.htmlInvestment Team: James D. Thorp, Managing Partnerjthorp@aavin.comEric M. Hender, Senior Partnerehender@aavin.comKirk E. Kaalberg, Senior Partnerkkaalberg@aavin.comPaul D. Rhines, Senior Partnerprhines@aavin.comThies O. Kolln, Partnertkolln@aavin.comAmes Economic Development Commissionwww.amesedc.comEDInformation TechnologySeedThe Ames Economic Development Commission organizes and promotes sound economic growth in the Ames area by stimulating the expansion of existing business, attracting new enterprises and assuring a favorable community climate for new ideas and economic growth. The Ames Economic Development Commission consists of approximately 100 businesses and professional members who have invested their resources to improve the community. In the last nine years, the AEDC has assisted in projects that have resulted in a capital investment of $822 million and which have created or will create 1,200 jobs. The Ames Seed Capital Fund, created by the AEDC, is a pool of private investors that have contributed their financial resources to provide a source of funding for businesses committing to Ames. This fund has assisted many new start-up companies.

1601 Golden Aspen Drive, Suite 110AmesIA50010515-232-2310515-232-6716

Portfolio companies include:N/Ahttp://www.na.org/Management Team: Dan Culhane, CEcD, CCE, President & Chief Executive OfficerDan@ameschamber.comSeana Perkins, Vice President, Business Development & MarketingSeana@ameschamber.comRon Hallenbeck, Vice President, Existing Business & IndustryRon@ameschamber.comAmy Mogren, Director, Finance & AdministrationAMogren@ameschamber.comCrystal Davis, Vice President, Chamber OperationsCrystal@ameschamber.comSarah Buss, Director, Membership Development & Affiliate ProgrammingSarah@ameschamber.comAngela Davidson, Director, Government Relationsangela@ameschamber.comLauren Frandsen, Director, Communicationslauren@ameschamber.comDeWaay Capital Partnerswww.dewaay.netVCInformation TechnologySoftware & InternetMedia & Digital MediaEarlyDeWaay Investment Partners is an early stage venture fund investing in capital efficient companies that are materially complete with R&D ramping towards a near-term exit. The firm focuses on web-based technology, digital media and business services companies with recurring revenue/ SaaS models. Based in the Upper Midwest, DeWaay prefers co-investing but will lead in transactions closer to home. The fund is operated by a division of the DeWaay group of financial companies.

13001 University Ave.CliveIA50325800-722-9861

Portfolio companies include:Palisade Systemshttp://palisadesystems.com/KemPharmhttp://kempharm.com/GCommercehttp://www.gcommerceinc.com/TrueChoice Solutionshttp://truechoicesolutions.com/Consumer Health Advisershttp://www.consumerhealthadvisers.com/Investment Team:Don DeWaay, Founder & CEOAdam Claypool, Manageraclaypool@dewaayfinancial.netNick Aalbers, Vice PresidentAndrew Door, Chief Operating OfficerChris Uglum, Vice President of Business DevelopmentEastern Iowa Angel InvestorsAInformation TechnologySeedEarlyEastern Iowa Angel Investors is a group of more than 20 individual investors who have pooled their funds for business investment. Management of the funds and the investment decisions are accomplished as a group, following a series of internally adopted procedures and guidelines. The fund manages $1.1 million.

2501 Sugar Bottom RoadSolonIA52333

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Dick Schwab, 319-824-8096dschwab@avalon.comDavid Bird, 319-358-2892davidbird4@mchsi.comJohn Spitzer, Treasurerjohn-spitzer@uiowa.eduGregory WilliamsEntrepreneurial Development Center, Inc. (EDC); Iowa Seed Fund, LLCwww.edcinc.orgVCIInformation TechnologySeedEarlyEstablished in 2003, the Entrepreneurial Development Center, Inc. (EDC) is a private/public sponsored business accelerator. The EDC's mission is to provide economic growth in the Technology Corridor and throughout Iowa through the expansion and development of entrepreneurial enterprise. The EDC is focused on creating local wealth for area re-investment by growing and cultivating Iowa-based regional, national and international businesses. Affiliated with the EDC is the Iowa Seed Fund, a Qualified Community Seed Fund as defined by Iowa legislature House File 2271. Iowa Seed Fund announced it broke escrow at $1.25 million in August 2007. The fund raised its capital from regional banks and private investors, and will provide early stage funding for qualified Iowa entrepreneurs trying to launch a new business. EDC provides its clients with resource connections, networking and education programs, and mentoring and consulting services.

230 2nd Street SE, Suite 212Cedar RapidsIA52401319-369-4955319-832-1481

Portfolio companies include:HH Ventureshttp://www.hhventuresllc.com/Cognitive Mediahttp://www.cognitivemedia.co.uk/Management Team:Curtis Nelson, President and CEOcnelson@edcinc.orgPete Fry, Entrepreneur in Residencepfry@edcinc.orgChristie Remley, Marketing Directorcremley@edcinc.orgJane Burroughs, VP of Operationsjburroughs@edcinc.orgJulie Zielinski, Vice President of Marketing and Strategyjzielinski@edcinc.orgInvestAmerica Venture Groupwww.investamericaventuregroup.comVCPEInformation TechnologyManufacturing & IndustrialRetail & RestaurantExpansionMiddle MarketInvestAmerica is a nationally recognized, private equity/venture capital investment management group with over 100 cumulative years of fund management experience. The Principals founded the InvestAmerica brand in 1985 with the establishment of InvestAmerica Venture Group, Inc. The firm will consider all opportunities with particular interest in companies with sales typically ranging from $10 million to $50 million. InvestAmerica's funds invest in management buyouts, ownership changes, and later-stage growth opportunities. Ideally, companies will seek less than $10 million, in which InvestAmerica funds typically participate in $1 million to $2 million in the first round of the financing. The InvestAmerica group is headquartered in Cedar Rapids, Iowa with regional offices in Kansas City, Missouri; Vancouver, Washington; Fargo, North Dakota and St. Paul, Minnesota. Since 1985, funds managed by InvestAmerica have provided private equity financing of over $100,000,000 to more than 120 companies. InvestAmerica will invest across a range of manufacturing, service, distribution and technology companies throughout the United States.

101 Second St. SE, Suite 800Cedar RapidsIA52401319-363-8249319-363-9683

Portfolio companies include:MaMa Rosa'shttp://mama-rosas.com/Orthman Manufacturinghttp://www.orthman.com/Architectural Art Manufacturinghttp://www.archart.com/Door Engineeringhttp://www.doorengineering.com/SnapNameshttp://www.snapnames.com/Investment Team: David R. Schroder, Presidentdavid@investam.comRobert A. Comey, Executive Vice Presidentrcomey@investam.comAtlas Acceleratorwww.atlasaccelerator.comVCInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareManufacturing & IndustrialEarlyFounded in 1996, Atlas Accelerator teams with technology entrepreneurs and the Northwest venture community to bring products and solutions to market by leveraging experience in building technology companies. Named after one of the founders' pet Great Dane, the firm fills strategic and operational roles in Finance and Administration, Revenue Creation and Customer Development, Product Development and Technology. Atlas works closely with angels and early-stage venture capital investors to bring deals where Atlas takes operating roles and equity in the company. Atlas has raised over $120MM in more than 45 funding rounds, investing in over 90 companies and actively participating in the angel community.

3344 99th Avenue NEBellevueWA98004

Portfolio companies include:appfoliohttp://www.appfolio.com/Capturxhttp://www.adapx.com/Bamboo Pipelinehttp://www.bamboopipeline.com/index.aspx?pageID=homeBizXchangehttp://www.bizx.com/ComedyTimehttp://www.comedytime.tv/EnRoutehttp://enroute.aircanada.com/Eoscenehttp://eoscene.com/Estaleahttp://estalea.com/Tenfold Organic Textileshttp://www.tenfoldorganic.com/Vaporehttp://www.mypurmist.com/Vuemedhttp://vuemed.com/RIPLhttp://www.ripl.com/platform/DataCastlehttp://www.datacastlecorp.com/DataCaptionhttp://msdn.microsoft.com/en-us/library/documentformat.openxml.spreadsheet.pivottabledefinition.datacaption.aspxPlanetary Fuelshttp://www.planetfuel.com/O Ecotextileshttp://oecotextiles.com/Aevexhttp://aevex.com/BeDynamichttp://bedynamic.com/Gisthttp://gist.com/Investment Team:R. Michael Crill, Managing DirectorDeborah Griffith, Managing Partnerdebra@atlasaccelerator.comIowa Lakes Corridorwww.lakescorridor.com/work/entrepreneurship/seed-capital-fundVCEDInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialSeedThe Iowa Lakes Corridor Development Corporation (formerly the Great Lakes Corridor of Opportunity) was organized in 1992 to foster encourage, promote, assist or otherwise aid economic growth and development in the Iowa counties of Clay and Dickinson. In late 2005, Emmet County became a part of the region and in January 2006, Buena Vista County joined the region. Iowa Lakes Capital, LLC is a for-profit, community-based seed capital fund established in the Iowa Lakes Corridor region in October 2006. More than 20 investors established the fund with over $1.35 million available for seed capital investment. The fund is open to investment opportunities any where in Iowa, with an emphasis on Buena Vista, Clay, Dickinson, and Emmet Counties. The fund is seeking equity opportunities in all types of businesses that are in advanced manufacturing, biosciences or information solutions including seed, early stage, start-ups, turnarounds, expansions and owner transitions.

520 2nd Avenue East, Suite 2SpencerIA51301712-264-3474712-264-3472

Portfolio companies include:N/Ahttp://www.na.org/Investment Team: Kathy Evertkevert@lakescorridor.comBrian Dalzielbdalziel@lakescorridor.comIowa State University Research Park Corporationwww.isupark.orgILife Sciences & HealthcareMedical DeviceAgriculture & Agricultural ScienceSeedEarlyEstablished in 1987, the Iowa State University Research Park is a 230-acre development with over 270,000 square feet of building space and is located south of the Iowa State University campus. ISU Research Park is a technology community and an incubator of new and expanding businesses. It provides a material and human-resource rich environment for technology-based firms and research organizations. The Park also helps young Iowa-based companies develop their potential and nurtures scientific and technological entrepreneurial ventures. The Park's 60 tenant companies and university centers employ over 800 people. The ISU Research Park has constructed a multi-tenant building that houses an 8,000 square foot wet-lab incubator facility. The incubation facility provides critically needed laboratory space for the growth and development of start-up, spin-off, and established biotechnology companies. The Park's Technology Incubator, also known as Iowa State Innovation System (ISIS), identifies early-stage, tech-based concepts and businesses and aids in economic development and technology transfer. ISIS provides an environment for growth by helping develop viable business plans and secure financial backing. To date, ISIS has supported over 80 start-up companies.

2711 South Loop Drive, Suite 4050AmesIA50010-8648515-296-7275515-296-9924

Tenant companies include:Demonstrativeshttp://demonstratives.com/Heartland Assayshttp://heartlandassays.com/Priority 5http://www.priority5.com/front_page_no_flashNovozymeshttp://www.novozymes.com/Acumen Instrumentshttp://acumeninstruments.com/Advanced Analytical Technologieshttp://www.aati-us.com/Ajinomoto Food Ingredientshttp://www.ajiusafood.com/Alliance Technologies Grouphttp://www.alliancegrouptech.com/BASF Plant Scienceshttp://www.basf.com/plantscienceBiomed Vision Technologieshttp://biomed-vision.com/BioProtection Systemshttp://www.linkp.com/Biovahttp://biova.com/BisonFoxhttp://www.foxnews.com/topics/science/bison.htmBoehringer Ingelheim Vetmedicahttp://www.bi-vetmedica.com/Constructivityhttp://constructivity.com/Cyclone Aerospacehttp://www.cyclonemfg.com/Edge Technologyhttp://www.edge-technologies.com/EnSofthttp://ensoftinc.com/ETREMA Productshttp://etrema-usa.com/Farmers Cooperative Companyhttp://www.fccoop.com/Flint Hills Resourceshttp://www.fhr.com/GBH Laboratorieshttp://start.cortera.com/company/research/l1m7jwo6k/gbh-labs/Global Bioenergieshttp://www.global-bioenergies.com/Global Consultinghttp://globalconsulting.net/Global Reach Internet Productionshttp://www.globalreach.com/GlycoMyrhttp://glycomyr.com/Harrisvaccineshttp://www.harrisvaccines.com/Hipra Scientific USAhttp://www.hipra.com/wps/portal/web/inicio/acercaDeHipra/referentesEnPrevencion/!ut/p/c4/04_SB8K8xLLM9MSSzPy8xBz9CP0os3gDU8dASydDRwMLpwADA09PC2cXA3MnA4sAQ_3g1Dz9gmxHRQCEgrtm/Institute for Design Research and Outreachhttp://www.design.iastate.edu/FILEDIR/IDRO_Annual_Report-FY04.pdfInstitute for Transportationhttp://www.intrans.iastate.edu/iSeekhttp://www.iseek.org/Mack Enterpriseshttp://www.manta.com/c/mm2r366/mack-enterprisesMeasurehttp://www.thefreedictionary.com/measureMetabolic Technologieshttp://mettechinc.com/Mikengreghttp://mikengreg.com/NewLink Geneticshttp://www.newlinkgenetics.com/Northwestern Mutualhttp://www.northwesternmutual.com/Novozymeshttp://www.novozymes.com/Nutrition and Wellness Research Centerhttp://nwrc.iastate.edu/Priority 5http://www.priority5.com/Proplannerhttp://www.proplanner.com/Siemens PLM Softwarehttp://www.plm.automation.siemens.com/en_us/Stine Biotechnologyhttp://www.stineseed.com/Survey & Behavioral Research Serviceshttp://www.uaa.alaska.edu/cbhrs/Thinixhttp://www.thinix.com/Up and Running Softwarehttp://www.upandrunningsoftware.com/VeraLighthttp://www.veralight.com/Vermeerhttp://en.wikipedia.org/wiki/Johannes_VermeerWebFilingshttps://www.webfilings.com/Management Team: Steven T. Carter, Presidentstc@iastate.eduDallis Sonksen, Associate Directordsonksen@iastate.eduAlison Doyle, Marketing Manageradoyle@iastate.eduMichele Farnham, Manager of Facilities Servicesmfarnham@iastate.eduVioletta Hall, Business ManagerConnie Harris, Administrative AssistantNorth Iowa Business Incubatorwww.niacc.edu/pappajohn/incubator.htmlIInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialFinancial ServicesAgriculture & Agricultural ScienceSeedEarlyFormed in 1997, the North Iowa Business Incubator offers all of the traditional services associated with basic mixed use incubation, including: office space; warehouse/manufacturing space; wet laboratory space; utilities (electricity, water, natural gas, sewer, internet, waste); intensive consulting services; access to professional specialists; access to sources of capital; and multimedia conference facilities. The North Iowa Business Incubator is a mixed use incubation space for the temporary development of start up businesses. Tenant occupancy is typically up to 36 months. The incubator was made possible by its incorporation into the North Iowa Area Community College (NIACC) and the John Pappajohn Entrepreneurial Center (JPEC). The incubator seeks existing small businesses that suffer from space, management, marketing or financial problems; companies with high growth potential; and firms in advanced manufacturing, value added agriculture, life and biosciences, information solutions and financial services. Applicants should meet the following criteria: be a for-profit entity, be a new start-up business or an existing, expanding business, and have growth potential with the prospects of creating new products, technologies or services.

Pappajohn Entrepreneurial Center, North Iowa Area Community College500 College DriveMason CityIA50401641-422-4111

Tenant companies include:N/Ahttp://www.na.org/Management Team:John Pappajohn, FounderRandy Pilkington, Executive Directorrandy.pilkington@uni.eduKatherine Cota-Uyar, Associate Directorkatherine.cota@uni.eduLaurie Watje, CPA, Student Business Incubator Managerlaurie.watje@uni.eduDavid Deeds, Entrepreneur-in-Residencedavid.deeds@uni.eduNorth Iowa Venture Capital Fundwww.niacc.cc.ia.us/pappajohn/nivcfVCInformation TechnologySeedEarlyGrowthThe North Iowa Venture Capital Fund's purpose is to stimulate economic development as a result of profitable investments in businesses in the North Iowa Region. The Fund will make venture capital investments in a twelve county region consisting of: Butler; Cerro Gordo; Chickasaw; Floyd; Franklin; Hancock; Howard; Kossuth; Mitchell; Winnebago; Worth; and Wright. While the NIVCF II will attempt to make venture capital investments in the twelve county region, the company will make investments elsewhere. The North Iowa Venture Capital Fund II, LLC (NIVCF II) is looking to invest in early-stage, emerging and growth companies, and attractive acquisition opportunities. Typical funding will provide $100,000 - $230,000 in direct equity or convertible debt financing. Companies must have a net worth of no more than $3 million. Qualifications of a preferred applicant are: the principal business operations will be based in Iowa and the company must have been in business for three years or less.

NIACC Pappajohn Entrepreneurial Center 500 College DriveMason CityIA50401641-422-4111 641-422-4129

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Tim Putnam, Associate Directorputnamtim@niacc.eduPrairie Oak Capital, LLCwww.prairieoakcapital.com/Site%20Project%20Final.swfVCPEEnergy & Clean TechLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialExpansionMiddle MarketPrairie Oak Capital, LLC is a venture and private equity firm that partners, creates and invests in companies in the clean tech, medical/health, manufacturing sectors and in their enabling technologies. The firm will take a partner position and provide capital as well as strategy to ensure success. Prairie Oak has experience in a range of investment structures, from minority equity investments to control and leveraged transactions. The firm is typically the lead investor, but will be active with other investors from time to time.

5465 Mills Civic Parkway, Suite 400West Des MoinesIA50208

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Jim Kurtenbach, 515-291-9814Jim@PrairieOakCapital.comKen Boyle, 515-865-3271Ken@PrairieOakCapital.comThe Siouxland Initiativewww.siouxlandchamber.comEDInformation TechnologyMedical DeviceBusiness ServicesConsumer ProductsRetail & RestaurantSeedFormed in 1988, the Siouxland Initiative (TSI), and its partners in regional economic development, have identified technology and innovation as key factors in the continued economic growth of Siouxland. TSI is implementing a strategy where TSI acts as a liaison between the universities and local businesses. TSI seeks to identify opportunities to license technologies from the universities into expanding or new companies in the region. The group has access to the Economic Development Set-Aside (EDSA) Program, which creates low-interest loans for undeveloped areas. The maximum incentive level from this program is $500,000 for a project which creates or retains jobs. A business seeking assistance must meet certain wage thresholds. Applications are evaluated based upon the number of jobs created; both public and private matching funds; the level of need by the business; and the impact of the project on the local economy and the State of Iowa. Three fund drives over the past ten years have raised nearly $9 million dollars from Sioux City metro communities and corporations to support the programs and staffing of TSI. The Siouxland Initiative provides the following services to companies looking to expand: research, consulting, loans, and incentive packages.

101 Pierce St. Sioux CityIA51101712-255-7903712-258-7578

Portfolio companies include:N/Ahttp://www.na.org/Management Team:Debi Durham, President, Siouxland Chamber of Commerceddurham@siouxlandchamber.comChristopher J. McGowan, Executive Vice Presidentcmcgowan@siouxlandchamber.comJoseph Wright, Vice President of Technology Transfer, 712-258-9362jwright@siouxlandchamber.comThe University of Iowa Research Parkhttp://researchpark.uiowa.edu/IInformation TechnologyLife Sciences & HealthcareSeedEstablished in 1989, The University of Iowa Research Park (formerly Oakdale Research Park) leases building sites and space to growing technology companies that require sustained research relationships with the UI. The UI business incubation program includes services and facilities that support new business ventures that use advanced technology. For life science companies, the new BioVentures Center facility provides wet lab and office space for life science companies. Corporate tenants located there also have access to shared space including a multi-purpose room, board room, shared equipment room, break room and conference rooms, as well as access to an array of amenities and services. The Technology Innovation Center provides office space and a nurturing business environment for new technology-based ventures that do not require wet laboratories.

BioVentures Center2500 Crosspark RoadCoralvilleIA52241319-335-4063319-335-4489

Tenant companies include:N/Ahttp://www.na.org/Management TeamStephanie Dengler, Director of Operations, 319-384-2741stephanie-dengler@uiowa.eduDiann Pavelka, Secretary, 319-335-4063diann-pavelka@uiowa.eduUniversity of Iowa Research Foundationhttp://research.uiowa.edu/uirfIInformation TechnologyLife Sciences & HealthcareSeedThe University of Iowa Research Foundation (UIRF), a 501(C)3 corporation, commercializes University of Iowa developed technologies and inventions through licensing and new venture formation, and manages the subsequent revenue stream. The UIRF's primary functions are: New Ventures - identifying and developing new high growth UI technology spinout companies suitable for venture capital financing; Licensing - finding suitable partners for commercializing UI technologies and inventions; and Intellectual property services - which include protecting UI inventions through patents and copyrights, advising on intellectual property terms for Clinical Trials and Sponsored Research, and executing out-going material transfers. The UIRF may commit human capital and Gap Funding to the development of selected potential new UI technology spinout companies. These funds may be provided and managed by the UIRF, the IOWA Centers for Enterprise, the UI Office of the Vice President for Research, the State of Iowa through the Bioscience Alliance or the Grow Iowa Values Fund, or other organizations.

2660 University Capitol CentreIowa CityIA52242-5500319-335-4546 319-335-4486

Portfolio companies include:N/Ahttp://www.na.org/Management Team:Paul Dymerski, Associate Directorpaul-dymerski@uiowa.eduZev Sunleaf, Executive Director, 319-335-4155zev-sunleaf@uiowa.eduShannon Sheehan, Sr. Licensing Associate, 319-335-4605shannon-sheehan@uiowa.eduRob Penington, Associate Directorrobert-penington@uiowa.eduSean Kim, Sr. Licensing Associatesean-kim@uiowa.eduCatherine Koh, Sr. Licensing Associatecatherine-koh@uiowa.eduWellmark Venture Capital Fundwww.iowajpec.org/business/wellmark.cfmVCInformation TechnologyLife Sciences & HealthcareSeedWellmark Blue Cross and Blue Shield has committed up to $5 million to four John Pappajohn Entrepreneurial Centers in Iowa to fund the startup of Iowa businesses. The $5 million is part of $25 million Wellmark pledged in 2002 designated for Iowa-based economic development opportunities. Venture projects will be identified, investigated and recommended by Pappajohn Centers in four locations at The University of Iowa, University of Northern Iowa, Iowa State University and North Iowa Area Community College (NIACC) to Equity Dynamics. Equity Dynamics, at no cost to Wellmark, will further review the recommended projects, perform the necessary financial due diligence and, if appropriate, approve funding. Typical funding will provide up to $100,000 in convertible debt financing. Wellmark will have the right to convert the loan to equity at a future date should they choose. The term of the loan will be for a period of up to five years with an interest rate of 7 percent. Wellmark seeks only Iowa based for-profit corporations.

John Pappajohn Entrepreneurial Center108 Pappajohn Business Building, Suite S160Iowa CityIA52242319-335-1022 319-353-2445

Portfolio companies include:N/Ahttp://www.na.org/Management Team:Lee Groeschl, 319-335-0959lee-groeschl@uiowa.eduAdvantage Capital Partnerswww.advantagecap.comVCInformation TechnologySoftware & InternetLife Sciences & HealthcareManufacturing & IndustrialFinancial ServicesEarlyGrowthExpansionAdvantage Capital Partners is an innovative group of venture capital partnerships with more than $1.6 billion under management. Founded in 1992, the firm has grown to include offices in Missouri, New York, Texas, Florida, Mississippi and Washington, D.C., with affiliated offices in Alabama, Colorado, Connecticut and Wisconsin. The firm is focused on state and federal economic development initiatives that bring businesses, technologies and jobs to communities that need them. The programs in which Advantage Capital has participated have facilitated the flow of billions of dollars of investment capital into states and communities underserved by traditional venture capital. The firm makes investments at all stages except the seed round and typical initial investments range from $500,000 to $2 million. Larger investments are possible and usually are staged over time based on pre-set milestones or subsequent financing events. Occasionally, smaller investments are made depending on the stage of the investment. The firm can provide both growth equity and mezzanine debt capital to companies through various structures. Advantage Capital Partners and its small business lending division, BizCapital, provided $41 million of New Markets program financing throughout the state of Louisiana during 2009. The firm recently announced it has been awarded an $80 million allocation in the highly competitive federal New Markets Tax Credit program. This latest allocation brings the firm's total awards since the program began in 2002 to $524 million. Through prior state and federal New Markets program allocations, Advantage Capital has invested more than $650 million in private capital into 147 businesses, which, in the aggregate, employ more than 8,000 people and have attracted more than $900 million in follow-on capital to support their growth.

909 Poydras Street, Suite 2230New OrleansLA70112504-522-4850504-522-4950

Portfolio companies include:AVSmoothttp://avsmoot.com/Ableplanethttp://www.ableplanet.com/Adventure Centralhttp://www.adventurecentral.com/travel/AdventureCentral/Landing.aspxArcMail Technologyhttp://arcmail.com/Bizzukahttp://www.bizzuka.com/Broadpointhttp://www.broadpointinc.com/Carbolytic Materialhttp://carbolytic.com/FleetCor Technologieshttp://fleetcor.com/Caradax Pharmaceuticalshttp://www.cardaxpharma.com/Cellectarhttp://www.novelos.com/Computimehttp://www.computimeonline.com/Guild.comhttp://en.wikipedia.org/wiki/GuildIndeecohttp://www.indeeco.com/Jahabowhttp://jahabow.com/Kereoshttp://www.kereos.com/Lawrence Grouphttp://www.thelawrencegroup.com/Life Life Academyhttp://www.life-academy.co.uk/Manna Pro Productshttp://www.mannapro.com/Mason Manufacturinghttp://masonmfg.com/Mezmerizhttp://mezmeriz.com/Mid America Brickhttp://www.midamericabrick.com/Monarch Machine Toolhttp://monarchmt.com/Motion Computinghttp://www.motioncomputing.com/Nanopointhttp://www.nanopointimaging.com/NeuWave Medicalhttp://neuwavemedical.com/New England Linen Supply Companyhttp://www.newenglandlinen.com/NovaTract Surgicalhttp://novatract.com/Novelos Therapeuticshttp://www.novelos.com/Pasteuria Biosciencehttp://pasteuriabio.com/Portico Learning Solutionshttp://www.porticolearning.com/Producers' Choice Soy Energyhttp://www.moberlymonitor.com/news/x1581986753/Producers-Choice-progressingQuality Wood Productshttp://qualitywoodproducts.net/Quickofficehttp://www.quickoffice.com/Renaissance Financialhttp://www.renaissancefinancial.com/Rucker's Wholesale & Servicehttp://www.yelp.com/biz/ruckers-wholesale-and-service-co-bridgeportSelltishttp://www.selltis.com/Soft Switching Technologieshttp://www.softswitch.com/sst/index.do3DRhttp://3drinc.com/AgencyQhttp://www.agencyq.com/BinOpticshttp://binoptics.com/Butler's Pantryhttp://www.ehow.com/how_2146711_build-butlers-pantry.htmlCheckPointhttp://www.checkpoint.com/Stouthttp://en.wikipedia.org/wiki/StoutSkyline Innovationshttp://www.skylineinnovations.com/SoftSwitchinghttp://www.softswitch.com/sst/index.doXiolinkhttp://www.xiolink.com/Zadspacehttp://zadspace.com/Investment Team:Charles H. Booker, Principal (New Orleans)cbooker@advantagecap.comS. Talmadge Singer II, Vice President (New Orleans)Michael T. Johnson, Managing Director (New Orleans)mjohnson@advantagecap.comFranchesca B. Lorio, Vice President/Controller (New Orleans)W. Anthony Toups III, Principal (New Orleans)ttoups@advantagecap.comJustin N. Obletz, Senior Vice President (New Orleans)jobletz@advantagecap.comAudubon Capitalwww.auduboncapital.comVCManufacturing & IndustrialBusiness ServicesEarlyFounded in 2000, Audubon Capital was established to provide innovative structured mezzanine financing solutions to high quality middle market companies. The principals of Audubon Capital have been business partners since 1994 and are co-founders of Cari Capital Company, LLC, a merchant banking firm, and members of the General Partner of Audubon Capital Fund I, L.P., a licensed SBIC. The venture capital fund began as a $50 million fund established to invest in companies in the Gulf South, which includes East Texas, Louisiana, Mississippi, Alabama, and the Florida Panhandle. Audubon focuses on mezzanine financing for middle market companies exceeding $5 million and demonstrable EBITDA of at least $1 million. Typical investments range from $1 million to $4 million over a five-year term, although considers larger funding with co-investors.

217 N. Columbia StreetCovingtonLA70433985-635-6004985-635-6011

Portfolio companies include:Kiko Foodshttp://www.kikofoods.com/S-Linehttp://www.s-line.com/Kean's the Cleanerhttp://www.keans.com/Tripac Internationalhttp://tripacfans.com/Durand-Waylandhttp://www.durand-wayland.com/MiracleCorp Productshttp://www.miraclecorp.com/Full Visionhttp://www.full-vision.com/Lightning Componentshttp://www.lightningcomponents.com/Integrated Excellencehttp://www.integratedexcellence.com/Trinity Green Serviceshttp://www.trinitygrn.com/Investment Team:Robert Cowin, General Partnerrcowin@auduboncapital.comRichard Cryar, General Partnerrcryar@auduboncapital.comBizCapitalwww.biz-capital.comVDEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialTransportation & DistributionEarlyGrowthExpansionFormed in 1999, BizCapital is a non-depository financial institution offering competitive loans to small- and medium-sized companies. The firm provides loans for working capital needs, asset acquisitions, expansions and start-up businesses. Loans range from $500,000 to $5 million and are usually in the form of SBA, USDA, mezzanine and well-secured real estate loans. Well-secured loans typically range from $500,000 to $3.5 million. Mezzanine loans, usually unsecured, range from $100,000 to $1 million. Since BizCapital's inception, the firm has made more than $140 million in loans to businesses in a variety of industries. Preferred industries include manufacturing, marine transportation, retail, health services, and energy. BizCapital is primarily interested in assisting businesses located in Louisiana and Mississippi within the Gulf Opportunity (GO) Zone. BizCapital's parent company is Advantage Capital Partners (see profile), a venture capital and small business finance firm that invests in promising companies located in areas underserved by traditional venture capital.

909 Poydras Street, Suite 2230New OrleansLA70112800-537-5761 or 504-832-1993

Portfolio companies include:American Trusshttp://americantrusssystems.com/Capturion Networkhttp://capturion.com/SMI Companieshttp://www.smicompanies.com/Advanced Footwarehttp://www.soletech.com/soletech/advancefootwear.shtmlThiel Toolhttp://www.thieltool.com/Investment Team:Chris Sather, VP, Business DevelopmentScot Buker, VP, Business DevelopmentTracy Reckert, VP, Business DevelopmentTommy Titus, VP of Business Development (Mississippi)Scott Stapert, VP, Business DevelopmentBVM Capitalwww.bvmcap.comVCInformation TechnologyLife Sciences & HealthcareEarlyGrowthExpansionBVM Capital, formerly known as Barrett, Vernon, Montgomery, is a Southeast-based venture capital firm that provides equity capital to early and expansion stage companies with proprietary technology platforms or unique products addressing large markets. The partners of BVM Capital manage two investment funds: Louisiana Ventures, LP and TVP (Themelios Venture Partners). Louisiana Ventures is a generalist fund as far as industry preference, and invests opportunistically in high growth equity opportunities. In contrast, TVP is focused on life science opportunities from the Pennington Biomedical Research Center, the world's leader in diabetes, nutrition and obesity research. TVP will also invest in companies outside of the Pennington Center that run clinical trials or conduct research collaborations with the Center, thus, diversifying TVP's investment mix. BVM Capital's initial investments in portfolio companies typically range from $100,000 to $500,000 with up to $3 million in total capital allocated for follow-on rounds in any one opportunity. Each portfolio company must be projected to be generating at least $50 million in annualized revenue within 5 years and or have an enterprise valuation in excess of $100 million.

820 Garrett DriveBossier CityLA71111318-746-8430

Portfolio companies include:Arcmail Technologyhttp://arcmail.com/Calsyn Pharmahttp://www.linkedin.com/pub/6/a62/a1bCellforhttp://www.cellfor.com/Embera Neurotherapeuticshttp://www.emberaneuro.com/Cadforcehttp://www.cadforce.net/Esperance Pharmaceuticalshttp://www.esperancepharma.com/LifeSynchttp://www.lifesynccorp.com/NuPotentialhttp://nupotentialinc.com/SteriFxhttp://www.sterifx.com/Body Evolutionhttp://body-evolution.com/Jenrin Discoveryhttp://www.jenrindiscovery.com/NuMe Healthhttp://numehealth.com/Chow Townhttp://www.lollapalooza.com/experience/chow-town/Investment Team: Russell O. Vernon, Co-Founder & General Partnerruss@vcecapital.comRoss P. Barrett, Co-Founder & General Partnerross@vcecapital.comRichard B. Montgomery, IV, Investment Advisorrichard@vcecapital.comEnhanced Capital Partnershttp://enhancedcap.comVCInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionRetail & RestaurantEarlyGrowthExpansionFounded in 1999, Enhanced Capital Partners is a national investment firm with over $400 million under management, specializing in investments in small and mid-size companies. Expansion Equity investments are usually in the $2 million to $20 million range and typically are focused on mid to later stage investments. These investments are for companies that are cash flow positive that are seeking expansion capital, acquisition capital or an outright sale of a portion of the business. Venture Equity investments are usually in the $0.5 million to $3.5 million range and typically are focused on earlier stage investments. These investments are for companies that are smaller in size and may or may not be cash flow positive. Typically these investments are minority interests in companies that have revenues of less than $10 million and are seeking expansion capital. Although Enhanced Capital's investments span several industries, their investment team has specific experience in aviation, business services communications, distribution and manufacturing, healthcare and healthcare services, information technology, and retail. The firm maintains offices in Colorado, Texas, Louisiana, Alabama, Washington D.C., and New York, and prefers to work with companies within those locations.

201 St. Charles Avenue, Suite 3700New OrleansLA70170504-569-7900504-569-7910

Portfolio companies include:Arc Solutionshttp://www.arcsolutions.com/CoreSensehttp://coresense.com/eBidenergyhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=1570516Flying Fishhttp://www.flyingfish.com/Health Talent Grouphttp://www.healthtalentgroup.com/AV Smoothttp://avsmoot.com/Affiniscapehttp://www.affiniscape.com/Affinity Labhttp://www.affinitylab.com/American Legal Searchhttp://www.americanlegalsearch.com/American Rotor Corporationhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26199649Atherotechhttp://atherotech.com/Azimuth Trusthttp://www.azimuthtrust.com/Barvista Homeshttp://www.barvistahomes.com/BinOpticshttp://binoptics.com/City Wineryhttp://www.citywinery.com/Content Nowhttp://www.contentnow.co.uk/Fire Rockhttp://www.firerock.us/Flow Logic Internationalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26415675Layered Technologieshttp://www.layeredtech.com/WhiteGlove House Call Healthhttp://www.housecallhealth.com/Xtreme Mobilehttp://www.prepaidreviews.com/xtrememobile.htmlWireless Channelshttp://documentation.netgear.com/reference/fra/wireless/WirelessNetworkingBasics-3-05.htmlYouRenew.comhttp://www.yourenew.com/Xtreme Mobilehttp://www.xtrememobile.net/Selltishttp://www.selltis.com/Session Title Serviceshttp://sessiontitle.com/Sierra Industrieshttp://www.sijet.com/Source Medicalhttp://sourcemed.net/Southern Theatershttp://www.southerntheater.org/StorePerformhttp://www.logisticsit.com/absolutenm/templates/article-supplychain.aspx?articleid=2674&zoneid=5Truisthttp://truist.com/Turbo Squidhttp://www.turbosquid.com/Investment Team:Richard B. Montgomery, Director (New Orleans)rmontgomery@enhancedcap.comShane McCarthy, Chief Financial Officer (New Orleans)smccarthy@enhancedcap.comNicole Fiorenza Antoon, Counsel and Chief Compliance Officernantoon@enhancedcap.comMichael K. Craven, Director (New Orleans)mcraven@enhancedcap.comPirjo Claros, Accounting Manager (New Orleans)pclaros@enhancedcap.comDavid M. Huston, Controller (New Orleans)dhuston@enhancedcap.comInterTech Science Parkwww.intertechsciencepark.comIInformation TechnologyCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialSeedEarlyInterTech Science Park is an 800-acre urban science and technology park sponsored by the Biomedical Research Foundation (BRF) of Northwest Louisiana. Since 1998, InterTech has been developing the region's human, financial and physical infrastructure required for technology companies to flourish. InterTech provides its tenants with access to academic facilities, researchers, core equipment laboratories, animal care, multi-tenant wet lab and office space, land for building, venture capital, business planning assistance and financial incentives. InterTech Science Park focuses on emerging and existing technology companies in the following technology clusters: biomedical and biotechnology, information and communications technology, advanced micro-manufacturing technology, and environmental, chemical and energy technology. The InterTech Venture Fund is operated by the BRF, an independent, not-for-profit foundation formed in 1986, and manages $89 million in assets.

BioSpace12031 Kings HighwayShreveportLA71103318-213-0200318-213-0205

Tenant companies include:Dudley Enterpriseshttp://www.dudleyenterprises.com/companytext.htmEmbera NeuroTherapeuticshttp://www.emberaneuro.com/Pneumositehttp://www.the-asci.org/data/list.php?type=inst&key=527Red River Pharmahttp://www.redriverpharma.com/Louisiana Ventureshttp://www.vcecapital.com/VC Expertshttp://vcexperts.com/SteriFxhttp://www.sterifx.com/Metric Healthhttp://www.healthmetrics.org/Cedar Pharmaceuticalshttp://cedarpharma.com/Louisiana Production Consultantshttp://laproducers.net/The Media Cooperativehttp://www.manta.com/c/mm0k26n/the-media-cooperative-llcDigiLouhttp://dijilou.com/CaloSyn Pharmahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=48896033University of Louisiana@Monroehttp://ulm.edu/College of Pharmacyhttp://www.aacp.org/TheraVaschttp://theravasc.com/Acuity Centershttp://acuitybraincenter.com/Blade Studioshttp://bladestudios.com/Biomedical Research Foundationhttp://www.biomed.org/home/Positron Emission Tomography Imaging Centerhttp://pet.radiology.uiowa.edu/CRM Studios Louisianahttp://www.crmstudios.tv/index.phpFocalPoint Business Coaching of Louisianahttp://www.fpcoachla.com/VC Expertshttps://vcexperts.com/MoonBot Interactivehttp://moonbotinteractive.com/WoodShapershttp://www.ebay.com/sch/i.html?_nkw=wood+shaperInvestment Team:Dennis Lower, Directordlower@biomed.orgSue Dougherty, Project Coordinatorsdoughty@biomed.orgJefferson Capital Partners I, LPwww.jeffcap.comVCPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsExpansionMiddle MarketJefferson Capital Partners I, LP is a Small Business Investment Company (SBIC) formed by Jefferson Capital Management to provide an additional source of capital for small to middle market private companies. Jefferson invests in established companies in a variety of industries including manufacturing, industrial products, service industries, consumer products, wholesale and distribution, healthcare products and equipment, and applied technology. Transactions that are of interest to Jefferson Capital include Growth and Expansion, Acquisitions, Management Buyouts, and Recapitalizations. The firm typically invests $1 to $2 million in a transaction. However, Jefferson is capable of co-investing in significantly larger transactions through other private equity partnerships. Jefferson Capital primarily works with businesses located throughout the Southeastern U.S., Texas, and the Midwest.

#5 Sanctuary Blvd., Suite 103MandevilleLA70471985-727-7232985-727-7213

Portfolio companies include:AtHome Americahttp://www.athome.com/Global Trade Technologieshttp://news.yahoo.com/trade-technologies-announces-issuance-technology-business-process-patent-160021314.htmlMicroMass Communicationshttp://www.micromass.com/Prestige Brands Internationalhttp://prestigebrandsinc.com/ESI Energy Serviceshttp://energyservicesinc.com/High Sierra Energyhttp://www.highsierraenergy.com/Packaging Productshttp://packagingproductscorp.com/Bankers Exchangehttp://bankersx.com/Accurate Inventory and Calculating Serviceshttp://aicscompanies.com/Investment Team:William J. Harper, Managing Partnerwharper@jeffcap.comPaul Giffin, Managing Partnerpgiffin@jeffcap.comFrancis Cazayoux, Partnerfcazayoux@jeffcap.comLongueVue Capital, LLCwww.longuevuecapital.comPEManufacturing & IndustrialBusiness ServicesMiddle MarketLongueVue Capital is a private equity company formed to make value-oriented investments in middle market companies. In 2001, the firm raised an $82 million equity fund from a group of high net worth investors. LongueVue does not invest in specific industries. Instead, the firm focuses its investments on privately-held businesses in growing markets, restructuring opportunities, turnarounds, workouts and distressed assets, corporate divestitures and MBOs, undervalued small capitalization public companies with strong growth fundamentals, and re-capitalization/acquisition of family owned businesses with transition challenges. LongueVue targets companies with revenues of $10 -$100 million and EBITDA between $2 -$10 million.. The firm maintains offices in Louisiana, Utah, and New York.

111 Veterans Boulevard, Suite 1020 MetairieLA70005504-293-3600504-293-3636

Portfolio companies include:Arnold Logisticshttp://www.longuevuecapital.com/Arlo.htmArdent Serviceshttp://ardentservices.com/Advanced Metering Data Systemshttp://www.longuevuecapital.com/amds.htmBlue Dot Energy Serviceshttp://www.bluedotinc.com/Investment Team:Rick S. Rees, Co-Founder and General Partnerrrees@lvcpartners.comJohn C. McNamara II, Co-Founder and General Partnerjmcnamara@lvcpartners.comCarol W. Hance, Managing Directorchance@lvcpartners.comRaymond J. Jeandron, III, Vice Presidentrjeandron@lvcpartners.comA. Peyton Bush, IV, Vice Presidentpbush@lvcpartners.comCharles A. Cox, Associateccox@lvcpartners.comRebecca L. Toups, Chief Financial Officer & Controllerbtoups@lvcpartners.comLouisiana Angel Networkhttp://louisianaangels.weebly.com/AInformation TechnologySeedEarlyGrowthExpansionThe Louisiana Angel Network (LAN) is a registered Louisiana Nonprofit Corporation headquartered in Baton Rouge governed by its Board of Directors. LAN is a select network of accredited investors across Louisiana that provides seed and early stage investment capital to viable start up companies ready for angel-round funding. Typically, LAN makes equity investments of $50,000 to $2 million of capital in order to take entrepreneurs to the next level- from finishing product development to entering the marketplace. The network is managed by Dean Capital, LLC, which manages three venture capital funds through which it makes debt and equity investments in seed stage through late stage businesses headquartered in Louisiana. Angels are expected to have the sincere intent to invest a minimum of $25,000 each year through LAN.

Baton RougeLA

Portfolio companies include:N/Ahttp://www.na.org/Investment Team: Dawn R. Starns, Executive DirectorLouisiana Economic Developmentwww.louisianaeconomicdevelopment.comFOFEDInformation TechnologyRetail & RestaurantSeedEarlyLouisiana Economic Development (LED) is committed to assisting companies who want to locate, expand, grow or maintain a presence in Louisiana. The organization does so through several programs including the Venture Capital Co-Investment Program. The program provides for a co-investment in a Louisiana business of up to 1/4 of the round of investment, but not more than $500,000, with any qualified venture capital fund with at least $7.5 million in private capital. LED also established a Venture Capital Match program, which invests in venture capital funds with a minimum of $5,000,000 of privately raised capital. The venture capital fund may be from outside of Louisiana. Other services provided by LED include the Small and Emerging Business Development Program, Bonding Assistance Program, Microenterprise Development Program, Angel Investor Tax Credit, and Urban Entrepreneur Partnership.

1051 North Third StreetBaton RougeLA70802-5239800-450-8115 or 225-342-3000225-342-9095

Portfolio companies include:Aucoin & Associateshttp://www.aucoin-assoc.com/Mike's Hardwarehttp://mikeshardware.com/Superior Homeshttp://www.superiorhomes.com/Management Team: Stephen Moret, Secretary, Economic DevelopmentSteve Grissom, Deputy Secretarysgrissom@la.govJohn Matthews, Director, Small Business Servicesjmatthew@la.govLouisiana Emerging Technology Centerwww.laetc.comILife Sciences & HealthcareAgriculture & Agricultural ScienceSeedEarlyThe Louisiana Emerging Technology Center (LETC) was designed specifically as an incubator for companies with wet-lab needs and serves small and start-up businesses developing and commercializing university technologies. The 60,000 square foot facility opened in 2005 and focuses on the biotechnology, life sciences, agricultural and environmental industries. Beyond lab and office space, tenants receive business and technical assistance such as access to funding sources, legal resource and professional consulting, administrative staff and services, plus the ambiance of an established company. The LSU System Research and Technology Foundation is the parent entity of the LETC. The Foundation is backed by a broad array of government, business, and academic leaders throughout Louisiana and with their support, the Foundation developed Louisiana Fund I (see profile), an early stage venture fund for new and emerging technology companies.

LSU Campus340 East Parker, Building 340Baton RougeLA70803225-615-8901225-615-8910

(Mailing address)P.O. Box 21528Baton RougeLA70984Portfolio companies include:NuPotentialhttp://nupotentialinc.com/MaxiFlexhttp://maxiflexllc.com/Esperance Pharmaceuticalshttp://www.esperancepharma.com/Qyntessa Biologicshttp://www.dddmag.com/LSU-Herpes-Virus-Cancer-Cells.aspxTransGenRXhttp://tgrxinc.com/BioJENChttp://www.biojenc.com/U.S. Antigenshttp://www.nlm.nih.gov/medlineplus/ency/article/002224.htmOx-Bhttp://acronyms.thefreedictionary.com/OXBInvestment Team:Arthur R. Cooper, Executive Director, 225-615-8904acooper@laetc.comSandy Deslatte, Marketing Director, 225-615-8903sandy@laetc.comKenneth Moreau, Building Manager, 225-615-8902kmoreau@laetc.comJoseph F. Lovett, Managing Director, Louisiana Fund I, 225-615-8905jlovett@louisianafund.comCharlotte Smith, Executive Assistant, 225-615-8906smith@laetc.comLouisiana Fund I, L.P.www.louisianafund.comVCInformation TechnologyLife Sciences & HealthcareEarlyLouisiana Fund I is an early stage venture capital fund focused on the identification of investment opportunities emanating from research universities and other organizations in the state of Louisiana. Louisiana universities spend over $500 million annually on research in the areas of interest to LFI. Joseph F. Lovett, whose prior experience in biotechnology and medical device venture capital is extensive, manages the fund. Prior to his involvement with LFI, Mr. Lovett was a founding general partner with Medical Science Partners, a fund similar to LFI, in partnership with Harvard University.

c/o Louisiana Emerging Technologies Center, Louisiana State University, Building 340 East Parker Blvd.P.O. Box 25128 70894Baton RougeLA70803225-615-8905225-615-8910

Portfolio companies include:Brain Vitalhttp://brainvital.com/CaloSyn Pharmahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=48896033Embera NeuroTherapeuticshttp://www.emberaneuro.com/Esperance Pharmaceuticalhttp://www.esperancepharma.com/Infrastruct Securityhttp://www.dowley.com/company/company-news/infrastruct-security-inc-rebrands/infrastruct-security-inc-rebrandsInternational Mezzo Technologieshttp://mezzotech.com/Labyrinth Healthcare Grouphttp://www.patientcare4u.com/NuPotentialhttp://nupotentialinc.com/Oxus Medicalhttp://www.manta.com/c/mt1jlw3/oxus-medical-incPortico Learning Solutionshttp://www.porticolearning.com/Primorigen Bioscienceshttp://primorigen.com/Tesa Medicalhttp://medtechtransfer.net/tesa.htmlTracesecurityhttp://tracesecurity.com/Investment Team:Joseph F. Lovett, Managing General Partnerjlovett@louisianafund.comRichard A. Babb, Partner & Chief Financial Officerrbabb@louisianafund.comNew Orleans BioInnovation Centerwww.neworleansbio.comILife Sciences & HealthcareSeedEarlyThe New Orleans BioInnovation Center houses a new generation of innovators from Louisiana's burgeoning Life Science Community. Situated between the Greater New Orleans Biosciences Economic Development District and the New Orleans Medical District, on the 1400 block of Canal, the center offers 66,000 square feet of state of the art wet-lab, office and conference space. Designed to cultivate and conceive new ideas for bio-innovation, the Center exists among a community made up of hospitals, medical universities, research centers and biotech businesses. The Center itself can house dozens of companies, providing the infrastructure to support the day-to-day functions of company research and business. The Center's design provides a close network of the region's leading researchers and innovators and promotes collaboration within the life science community.

1441 Canal St.New OrleansLA70112504-680-2973

Tenant companies include:Argent Technology Ventureshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=13498134New Orleans Medical Complexhttp://www.nola.com/politics/index.ssf/2011/04/as_ground_is_broken_for_new_me.htmlSouthern Research Institutehttp://www.southernresearch.org/TMS Biosciencehttp://www.tmsbioscience.com/InnoGenomicshttp://innogenomics.com/VoiceHIThttp://www.voicehit.com/Clean Technology Solutionshttp://www.cleantech.com.au/SAIL Capital Partnershttp://www.sailcapital.com/Theodenthttp://theodent.com/EMH Strategyhttp://emhstrategy.com/MinVaxhttp://www.minwax.com/Management Team:Aaron Miscenich, Presidentaaronm@neworleansbio.comJason Doherty, Director of Technology Commercializationjdoherty@neworleansbio.comSande Harmon, Executive AssistantJaime Guiliory, ControllerJarmell McGill, Facilities ManagerAmy Dye, MarketingLoren Giardina, Property Management/Loan Program AssociateNew Orleans Startup Fundwww.neworleansstartupfund.orgVCInformation TechnologyTransportation & DistributionEducation & TrainingSeedEarlyThe New Orleans Startup Fund is a nonprofit venture fund focused on business creation and innovation in the 10-parish Greater New Orleans region. The Fund exists to accelerate the growth of early-stage, pre-revenue companies looking for proof-of-concept capital. The operations of The Startup Fund are housed within GNO, Inc., the economic development organization for Greater New Orleans. The strategy consulting firm Elstrott, Maurer & Hunnewell, LLC (EMH) is assisting in the vetting process and providing technical portfolio support. The Startup Fund invests between $50,000 and $100,000 per company. Applicants must be headquartered and committed to creating jobs in Greater New Orleans' 10-parish region. Entrepreneurs must demonstrate that they have high-potential business models or ideas that are capable of attracting significant funding from private investors. The fund does not limit the sectors it will consider.

365 Canal Street, Suite 2300New OrleansLA70130504-527-6900

Portfolio companies include:Drop the Chalkhttp://kickboardforteachers.com/adverCarhttp://www.advercar.com/About_Us.htmlZilenhttp://www.zilen.co.za/index.htmKickboard for Teachershttp://www.kickboardforteachers.com/Bioceptivehttp://www.bioceptive.com/Golden Leaf Energyhttp://goldenleafenergy.com/Investment Team: Michael Hecht, CEOmhecht@gnoinc.orgRalph Maurer, PhD, Executive DirectorJohn Elstrott, PhD, Chair of the Investment CommitteeJeremy Hunnewell, Due Diligence Directorjhunnewell@neworleansstartupfund.orgSail Capital Partnerswww.sailcapital.comVCEnergy & Clean TechEarlyGrowthExpansionFounded in 2002, Sail Capital Partners is a national venture capital firm with offices in Southern California, New York, New Orleans, and Washington, D.C. Sail Venture Partners has an investment focus on early-stage and growth-stage companies in the Energy/Cleantech sector. The firm seeks sophisticated business teams with strong IP and business models that are in the market, or ready for market, and will typically invest $500K to $5 million per portfolio company. Sail Capital is the General Partner for the Louisiana Sustainability Fund (LSF) (www.sailsustain.com), which provides growth and expansion capital to companies based on sustainable business models or clean technologies relating to the energy, water, and agricultural markets. LSF will act as a catalyst and a source of capital and resources for sustainable businesses to locate or expand in Louisiana.

1441 Canal Street, Suite 324New OrleansLA70112504-598-5244

Portfolio companies include:ORYXE Energy Internationalhttp://oryxe-energy.com/Ice Energyhttp://www.ice-energy.com/CNS Responsehttp://www.cnsresponse.com/SN Techhttp://sntech.com/Enerpulsehttp://www.enerpulse.com/Xtreme Powerhttp://www.xtremepower.com/Dow Kokamhttp://www.dowkokam.com/index.phpFlexEnergyhttp://www.flexenergy.com/Paragon Airheaterhttp://paragonairheater.com/Kokamhttp://en.wikipedia.org/wiki/Garcinia_indicaWaterHealth Internationalhttp://waterhealth.com/M2 Renewableshttp://www.m2renewables.com/Cleantech Grouphttp://www.cleantech.com/CNS Responsehttp://www.cnsresponse.com/Activeionhttp://www.activeion.com/Clean Technology Solutionshttp://www.cleantech.com.au/Investment Team:Hank Habicht, Managing Partnerhhabicht@sailcapital.comMichael J. Hammons, Partnermhammons@sailcapital.comWalter Schindler, Managing Partnerwschindler@sailcapital.comAlan Sellers, Managing Partnerasellers@sailcapital.comSource Capitalwww.sourcecap.comVCManufacturing & IndustrialBusiness ServicesRetail & RestaurantSeedEarlyEstablished in 1987, Source Capital provides capital and alternative financial solutions for start-up businesses, mergers and acquisitions, leveraged management buyouts, business expansion, debt re-financing, equipment purchasing, and working capital for growth companies. Since the company's founding as Louisiana's first Capital Company (CAPCO), it has provided well over $100 million in venture capital and high risk lending in its market.

108 Third St.Baton RougeLA70801225-612-2583225-612-2586

Portfolio companies include:Advanced Polymer Systemshttp://www.biospace.com/company_profile.aspx?CompanyId=902820Advanced Sealinghttp://advancedsealing.com/B&B Industrialhttp://www.bb-industrial.com/Chicago's Steak Househttp://www.chicagosrestaurant.com/Amerimed Home Medical Equip.http://www.amerimed.com/AMThttp://en.wikipedia.org/wiki/Alternative_minimum_taxAshley Manorhttp://ashleymanor.org/B&B Industrialhttp://www.bb-industrial.com/Baton Rouge Doorhttp://www.superpages.com/yellowpages/C-Door+%26+Door+Frame+Dealers/S-LA/T-Baton+Rouge/Chicago's Steak Househttp://www.chicagosrestaurant.com/Cross Timbershttp://en.wikipedia.org/wiki/Cross_TimbersData-Telhttp://www.datatel.com/Digital FXhttp://www.digitalfx.tv/GM Cable Contractorhttp://gmcable.com/Precision Tunehttp://www.precisiontune.com/Premier Cleanershttp://premiercleaners.com/Presonus Audiohttp://www.presonus.com/Qualified Transporthttp://en.wikipedia.org/wiki/Employer_transportation_benefits_in_the_United_StatesRainbowhttp://en.wikipedia.org/wiki/RainbowRaising Cane'shttp://en.wikipedia.org/wiki/Raising_Cane%27s_Chicken_FingersSilk Plantshttp://www.qualitysilkplants.com/Silverside Academyhttp://www.privateschoolreview.com/school_ov/school_id/11734SoGo Livehttp://local.yahoo.com/info-28988408-sogo-live-baton-rougeSouthern Fine Finishes Sportshttp://www.usssa.com/sports/Team3.asp?TeamID=494300Tari's School of Dancehttp://www.tarisdance.com/Ackarahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=1086111The Bailey Hotelhttp://thebaileyhotel.com/THG Enterpriseshttp://www.manta.com/c/mtbvzr9/thg-enterprises-incTipitina'shttp://www.tipitinas.com/Torchhttp://en.wikipedia.org/wiki/TorchUpstream Productionshttp://upstreamvideos.com/US Agencieshttp://www.usagencies.com/UsaWeb/Welcome.aspxVi-Commhttp://www.vicommtech.com/Vivian Alexanderhttp://www.vivianalexander.com/Wellness Clinichttp://www.wellness-clinic.org/WPShttp://www.womensprosoccer.com/Yellowfin Fabricationhttp://start.cortera.com/company/research/k2r1ruo0r/yellowfin-fabrication-inc/Investment Team:Kevin Couhig, President & CEOkcouhig@sourcecap.comPeter Couhig, Vice Presidentpcouhig@sourcecap.comWalter Anderson, Senior Vice President and DirectorSouth Coast Angel Fund, LLChttp://southcoastangelfund.comAInformation TechnologySoftware & InternetEducation & TrainingSeedEarlyThe South Coast Angel Fund is a member-managed angel venture capital fund designed to utilize the capital, resources, and expertise of its members to profit from its investments in entrepreneurial, early-stage companies, primarily within Louisiana and the Gulf Coast community. The group's membership consists of a number of the region's leading investors, entrepreneurs, and business leaders who are dedicated to accelerating early-stage ventures. Loyola University has invested $50,000 in the group's fund. South Coast will typically invest between $250,000 and $500,000 in a company.

1441 Canal St., Suite 318New OrleansLA70112

Portfolio companies include:Omnicademyhttp://omnicademy.com/Bascom Hunterhttp://bascomhunter.com/Crescent Unmanned Systemshttp://www.crescentunmanned.com/Investment Team: Clayton White, Directorcjwhite@simmonswhite.comStonehenge Capital Company, LLCwww.stonehengecapital.comVCPEInformation TechnologyEnergy & Clean TechManufacturing & IndustrialBusiness ServicesTransportation & DistributionSports & EntertainmentGrowthExpansionMiddle MarketStonehenge was formed in 1999 by former principals of Banc One Capital Markets, the venture capital and investment banking subsidiary of Bank One Corporation, to provide long-term capital to privately held businesses throughout the country. Stonehenge is the largest provider of state tax credits in the United States with experience structuring and placing over $1.3 billion in tax credits for historic rehabilitation, film and television, and brownfield remediation credits, among others, across twenty states. Stonehenge is a leader in deploying capital in underserved markets throughout the United States. Stonehenge has received $287.5 million of New Markets Tax Credit allocations and has provided capital to numerous non-profit organizations and minority-owned businesses. Stonehenge manages approximately $580 million in 10 regionally-targeted funds. SGC manages $80 million targeting growth equity opportunities. SGC's equity investments focus predominantly on high potential technology and business services companies based in the Southeast, Northeast, and Texas, particularly in areas where an abundance of investment opportunities are underserved by a relatively small number of local growth equity investors. SGC manages $600 million targeting investments in lower middle market later stage businesses. Stonehenge Growth Capital invests up to $30 million at a time in support of growth, buyouts, recapitalizations and acquisitions. We have invested more than $350 million in over 100 companies to date. Stonehenge is also a founder and investor in Aramid Capital Partners and the Aramid Entertainment Fund. The firm supports the following types of transactions: Expansion and Growth Capital, Management Buyouts, Acquisitions, Recapitalizations, Industry Consolidations, and Technology Commercialization. Stonehenge makes investments in a wide range of industries including information technology, manufacturing, distribution, business services, energy services and others. Operating from offices in Birmingham, Columbus, Dallas, Denver, Milwaukee, New York, St. Louis, and Tampa, Stonehenge prefers companies that require capital investments in excess of $1 million and located within reasonable proximity to one of their offices. The firm recently announced that Stonehenge Community Development, LLC was awarded $85 million in New Markets Tax Credits (NMTC).

236 Third StreetBaton RougeLA70801225-408-3000225-408-3090

Portfolio companies include:Appro Systemshttp://www.criflendingsolutions.com/Pages/default.aspxMortgagebothttp://www.mortgagebot.com/Physicians Edgehttp://www.physiciansedgebilling.com/Nova Technologyhttp://www.novalocks.com/Rx Advantagehttp://rxadvantage-inc.com/7thOnlinehttp://www.7thonline.com/Bulldog Solutionshttp://www.bulldogsolutions.com/DataSynapsehttp://silver.tibco.com/index.htmliCardiac Technologieshttp://www.icardiac.com/Knovelhttp://why.knovel.com/Lumetricshttp://lumetrics.com/Partsearch Technologieshttp://en.wikipedia.org/wiki/Partsearch_TechnologiesPilgrim Softwarehttp://www.pilgrimsoftware.com/SensorTranhttp://www.sensortran.com/Critical Mentionhttp://www.criticalmention.com/web/index.phpInvestment Team:Nemesio J. Viso, Director (Baton Rouge)njviso@stonehengegc.comDavid B. Webber, Managing Director (Columbus)dbwebber@stonehengecapital.comThomas J. Adamek, Presidenttjadamek@stonehengecapital.comMichael P. Kirby, Managing Directormpkirby@stonehengecapital.comGordon S. LeBlanc Jr., Managing Directorgsleblanc@stonehengecapital.comWilliam B. Owens Jr., Director and Associate General Counselwbowens@stonehengecapital.comJohn P. Witten, Managing Director (Columbus)jpwitten@stonehengecapital.comThe Center for Business & Information Technologieswww.cbit.louisiana.eduITTInformation TechnologyEarlyGrowthExpansionThe Center for Business and Information Technologies supports the University of Louisiana at Lafayette's economic development agenda through research development and technology transfer. CBIT has developed a significant portfolio of intellectual property resulting in successful spin-offs, joint ventures and technology licenses to the public and private sector. CBIT is housed within Abdalla Hall, located in the University Research Park. Its location facilitates easy access to the Center's clients while providing access to advanced technology infrastructure including supercomputing, visualization and high-speed fiber-optic communications. CBIT has been successful in receiving funding from various agencies including Louisiana Technology Incubator for Entrepreneurial Success (Louisiana TIES). Funded by the National Science Foundation and Partnerships for Innovation, Louisiana TIES provides mentorship, workforce development, community partnerships, residential and virtual incubation, policy revisions to stimulate institutional innovation, and entrepreneurship grants of $600,000.

635 Cajundome BoulevardLafayetteLA70506337-482-0600337-482-0621

(Mailing address)P.O. Box 44932LafayetteLA70504Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Ramesh Kolluru, Director, 337-482-0611kolluru@louisiana.eduDean Mallory, Assistant Directordmallory@louisiana.eduMark Smith, Associate Director Glenn Gibeson, Applied Research & Outreach ManagerTSB Ventures, LLChttp://tsbventures.comVCInformation TechnologyEarlyGrowthTSB was formed in April 2007 as a response to a lack of available venture capital in the state of Louisiana. The firm is a a private equity investment company that invests financial and intellectual capital in early to mid stage companies where it can make a positive difference in the growth of those companies. TSB also prefers to be active participants, along with management, in the companies in which it invests. The firm uses a balanced investment approach that is diversified by industry, transaction type, and stage of development. TSB's mix of investments consists of both debt financing and traditional equity investments.

7557 S. Bocage Ct.Baton RougeLA70809

Portfolio companies include:N/Ahttp://www.na.org/Investment Team: Jose Canseco, Managing member, 504-432-8096Jose@TSBVentures.comLouis M Freeman, Jr, VP for Development, 225-362-3383Louisf@TSBVentures.comINNOVA Commercialization Groupwww.innovawv.orgVCInformation TechnologySoftware & InternetSeedEarlyThe INNOVA Commercialization Group (INNOVA), an initiative of the West Virginia High Technology Consortium Foundation (WVHTC Foundation), is a business support services and seed and early-stage investment capital program dedicated to creating successful entrepreneurs and new ventures. The firm's services include: Com-mercialization, Start-up and Business Support, Seed and Early-Stage Investment Capital, and Entrepreneurial Education, Training and Networking. INNOVA's typical equity or near-equity investment is $50,000 to $150,000. Companies in which INNOVA invests can expect to receive capital infusions in installments that are based upon the company meeting predefined milestones. For portfolio companies, the firm will continue to play an advisory or board role in the companies until exit. INNOVA also requires companies to be West Virginia-based prior to investment and they must be product-based companies. The firm does not consider investments in retail, professional service, or other service-based organizations.

1000 Technology Drive, Suite 1000FairmontWV26554304-366-2577 or 877-363-5482 304-366-2699

Portfolio companies include:Augusta Systemshttp://www.augustasystems.com/Index.htmIntegrated Software Metrics (ISM)http://www.ismwv.com/SecurLinxhttp://securlinx.com/Investment Team:Guy Peduto, Director, 304-333-6769gpeduto@wvhtf.orgPatrick Gregg, Outreach Manager & FastTrac Statewide Administrator, 304-333-6773plgregg@wvhtf.orgMountaineer Capital, LPwww.mtncap.comVCInformation TechnologySoftware & InternetLife Sciences & HealthcareManufacturing & IndustrialConsumer ProductsEarlyExpansionMountaineer Capital provides venture capital to promising new and existing businesses located in West Virginia and surrounding states. The firm is licensed as a Small Business Investment Company (SBIC) by the U.S. Small Business Administration. Mountaineer focuses on providing the first level of professional funding for early stage companies. The firm can also assist in the funding of expansions and special buyout situations. Initial investments are expected to range between $250,000 and $1 million and be structured as straight equity, or more generally a debt security with equity warrants and options. Mountaineer Capital primarily looks for technology-oriented or position-advantaged companies with the potential to achieve annual revenues of at least $10 to $20 million, on a profitable basis within three to five years. The firm does not invest directly in real estate, natural resource development, consulting, or personal service companies. To date, Mountaineer Capital has invested nearly $15 million in its portfolio companies.

305 Washington Street, WestCharlestonWV25302304-347-7519304-347-0072

Portfolio companies include:Aerohttp://www.aeropostale.com/shop/index.jsp?categoryId=3534619ThinOptXhttp://www.macraesbluebook.com/search/company.cfm?company=682431MetalWood Batshttp://metalwoodbats.com/ThinOptXhttp://www.macraesbluebook.com/search/company.cfm?company=682431Troyhttp://www.troy.edu/Vested Healthhttp://vestedhealth.com/Frontier Firewoodhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=36660673Vandalia Researchhttp://www.vandaliaresearch.com/JBLCohttp://www.jblco.com/New Carbonhttp://newcarbon.com/Plethorahttp://dictionary.reference.com/browse/plethoraThreewidehttp://www.listhub.net/home.htmlGame Planhttp://en.wikipedia.org/wiki/The_Game_Plan_(film)Investment Team:Dr. William H. Taylor II, Managing General Partnerwhtii@mtncap.comJ. Rudy Henley, Partnerjrhenley@mtncap.comPatrick A. Bond, Partnerpabond@mtncap.comAngela M. Hyre, Controllerangi@mtncap.comAdi J. Noronha, Analystajnoronha@mtncap.comNational Technology Transfer Centerwww.nttc.eduTTInformation TechnologyLife Sciences & HealthcareDefense & Homeland SecuritySeedCongress established the Robert C. Byrd National Technology Transfer Center in 1989 to link U.S. industry with federal labs and universities that have the technologies, facilities, and researchers that industry needs to maximize product development opportunities. With operations in Wheeling, W.Va. , and Alexandria, Va. , the National Technology Transfer Center is ommitted to developing lasting partnerships among industry, academia, and government agencies. Among several programs, the Small Business Innovation Partnerships Program evolved to help small companies develop research into technologies that both fit the needs of NASA's mission initiatives and contribute to the quality of American life through commercialization. Additionally, the Office of Health Technology Programs (OHTP) was established to assist healthcare organizations in adopting advances in federal and commercial technology intended to improve quality, patient safety, and clinical outcomes. The Office of Health Technology Programs supports a number of health IT projects through research grants and contracts.

Wheeling Jesuit University316 Washington Ave.WheelingWV26003800-678-6882304-243-2523

Portfolio companies include:N/AN/AInvestment Team: Sandy Linsky, Interim Director, 304-243-4344slinsky@nttc.eduChuck Wood, Director of CETchuckwood@cet.eduAlan Sherwin, Directorasherwin@nttc.eduNatural Capital Investment Fund (NCIF)http://www.conservationfund.org/our-conservation-strategy/major-programs/natural-capital-investment-fund/VCEnergy & Clean TechManufacturing & IndustrialConsumer ProductsAgriculture & Agricultural ScienceEarlyThe Natural Capital Investment Fund (NCIF) is a business loan fund that provides debt and equity financing to small businesses located in North Carolina, Northeast Tennessee, Southwest Virginia and West Virginia. The firm provides flexible financing and investments as well as targeted technical assistance to a variety of natural resources-based businesses. NCIF seeks to fund companies that pay attention to a "triple bottom line," that is, they integrate positive economic, environmental and social performance. The firm prefers businesses that support a profitable and economically sustainable business model, provide products or services that positively impact the environment by using natural resources wisely and sustainably, and create or retain jobs that pay live-able wages with benefits. These companies can range from small crafts enterprises and specialty food manufacturers to multi-million dollar forest products enterprises. NCIF will consider loans in the range of $15,000 to $250,000. NCIF equity investments range from $50,000 to $250,000. The Fund recently announced that it has received a $250,000 grant from the Claude Worthington Benedum Foundation to launch an Operating Assistance (OA) Fund, a unique endeavor that will provide intensive technical assistance to start-up and early-stage businesses with growth potential in West Virginia counties designated by the Appalachian Regional Commission as distressed and at-risk.

1098 Turner RoadSheperdstownWV25443304-876-2815304-870-2205

Portfolio companies include:Blue Smoke Salsahttps://www.bluesmokesalsa.com/The Crazy Bakerhttp://www.thecrazybaker.com/First Fruits Beverage Companyhttp://firstfruitsbeverage.com/Sunny Hollow Farmshttp://sunnyhollowfarms.com/Wilderness Voyageurshttp://wilderness-voyageurs.com/Laurel Creek Hardwoodshttp://www.manta.com/c/mtmv7dv/laurel-creek-hardwoodsSanesco Internationalhttp://www.sanesco.net/Piedmont Biofuelshttp://www.biofuels.coop/Green Opportuntieshttp://greenopportunities.org/LightsON! West Virginiahttp://lightsonwv.blogspot.com/FLS Energyhttp://flsenergy.com/Stacy Family Farmhttp://www.stacyfarm.com/Misty Mountain Threadworkshttp://www.mistymountain.com/Curtis Branchhttp://www.linkedin.com/pub/curtis-branch/10/b87/444Investment Team: Marten Jenkins, Executive Directormjenkins@conservationfund.orgJoe Brouse, Business Lenderjbrouse@conservationfund.orgRick Larson, Director of Sustainable Venturesrlarson@conservationfund.orgAnna Tefft, NC Senior Business Lenderatefft@conservationfund.orgDave McCann, Business Lenderdmccann@conservationfund.orgWendy Miner, Senior Accountant & Loan Fund Managerwminer@conservationfund.orgWest Virginia Jobs Investment Trust Boardwww.wvjit.orgVCEDInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareManufacturing & IndustrialEarlyExpansionFounded in 1992, West Virginia Jobs Investment Trust (JIT) is a public venture capital fund created to develop, promote and expand West Virginia's economy by making investment funds available to eligible businesses, thus stimulating economic growth and providing or retaining jobs within the state. JIT invests in early stage, later stage and mature small companies that wish to expand. Opportunities to create a significant number of jobs while maintaining economic balance are favorably viewed. JIT does not make grants or low interest loans. The firm is typically a minority investor and is not involved in the day-to-day operations of the portfolio companies.

1012 Kanawha Boulevard East, Fifth FloorEast CharlestonWV25301304-345-6200304-345-6262

Portfolio companies include:Augusta Systemshttp://www.augustasystems.com/Index.htmGauley Mountain Mouldinghttp://www.ncifund.org/Gauley_Mountain_MouldingGTR Labshttp://gtrllc.com/Integrated Software Metricshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=22709721Protea Bioscienceshttp://www.proteabio.com/JBLCohttp://www.jblco.com/Mannette Steel Drumshttp://mannettesteeldrums.com/New Frontier Firewoodhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=36660673Emergent Game Technologieshttp://gamebryo.com/ImageTreehttp://www.imagetreecorp.com/Aither Chemicalshttp://www.aitherchem.com/American Benefithttp://americanbenefitcorp.com/Vested Healthhttp://vestedhealth.com/Odyssey Rehabilatationhttp://odysseyrehab.com/Dynamic Physcial Therapyhttp://dynamicpt.com/Liberty Hydrohttp://libertyhydro.net/Crosscutting Conceptshttp://crosscuttingconcepts.com/MATRIChttp://matric.com/Protea Bioscienceshttp://www.proteabio.com/STaSIS Engineeringhttp://stasisengineering.com/Investment Team: Andrew Zulauf, Executive Directoracz.jit@verizon.netMatthew Wender, Investment ManagerWilma Groves, Senior Administrative AssistantScott Gannon, Investment AnalystRavi Pandey, Investment Analyst2nd Generation Capital, LLCwww.2ndgeneration.comMBInformation TechnologyLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialBusiness ServicesSeedEarlyMiddle Market2nd Generation Capital is a classic merchant banking firm, and serves as principal, agent and advisor in transactions related to business investments. 2nd Generation Capital was formed in 1994 to meet second-generation family shareholder needs for liquidity, growth financing, and ownership transition services. The firm does not manage a fund, but prefers to invest its own capital and to partner with institutional investors. 2nd Generation has grown portfolio companies from concept to successful exits, typically through acquisition by a larger entity. These transactions have ranged from roughly $2mm to over $60mm for the equity at the time of exit. 2nd Generation has acted in primary operational management roles in several of its portfolio companies. The firm's current portfolio includes a healthcare services company with annual revenues of over $50 million (which started as a white paper concept by one of our staff) and a specialty manufacturing concern with annual revenues in the $10 million range. 2nd Generation has an additional office in Tennessee.

101 N. Seventh St., Suite 201LouisvilleKY40202502-561-3477502-561-3478

Portfolio companies include:Synaxis Grouphttp://biz.yahoo.com/ic/129/129006.htmlVeran Medicalhttp://veranmedical.com/Dialysis Systemshttp://idsdialysis.com/Ideal Publicationshttp://www.d.umn.edu/llo/docs/Ideal/publications.htmlHCCA Holdingshttp://www.hccaintl.com/American Paper & Twinehttp://shopapt.com/CarboMedhttp://www.nutecint.com/carbossi.htmlOmni Home Medicalhttp://omnimedicalsys.com/Cavalry Transportationhttp://www.cavalrytransportation.com/Bankers Insurance Grouphttp://www.bankersinsurance.com/Cumberland Architectural Millworkhttp://www.cumberlandmillwork.com/GeneRx+http://www.generex.com/Southern Oncologyhttp://southernoncology.net/Investment Team: Charlie Kane, Member (Kentucky Office), 502-561-3477ckane@2ndgeneration.comAdvanced Science and Technology Commercialization Center (ASTeCC)http://www.uky.edu/econdev/astecc-campus-incubatorIInformation TechnologyAgriculture & Agricultural ScienceSeedEarlyThe University of Kentucky manages the Advanced Science & Technology Commercialization Center, better known as ASTeCC. Opened in 1994, ASTeCC is UK's premier business incubator and also provides a central location for the programs and services offered by the Office for Commercialization & Economic Development, including leasing space in ASTeCC, intellectual property protection, commercialization and licensing, university-industry partnerships, and the Von Allmen Center for Entrepreneurship. Located within the engineering complex, the 80,000 sq. ft., $17 million building project was funded by the U.S. Economic Development Administration and the Small Business Administration. Thirty-five new companies have "graduated" from ASTeCC. Startup companies and UK researchers share ASTeCC core facilities including the Center for Nanoscale Science and Engineering (CeNSE), the electron microscopy center, and the mass spectrometry facility. AgTeCC, located at the Kentucky Tobacco Research and Development Center (KTRDC), is an optimal laboratory environment for startup and emerging companies conducting research on crop-based agriculture and provides access to plant-growth and tissue-culture resources and services at KTRDC.

262 ASTeCC BuildingUniversity of KentuckyLexingtonKY40506-0286859-281-6563

Tenant companies include:Advanced Semiconductor Processing Technologyhttp://www.manta.com/c/mtc7wwh/advanced-semiconductor-processing-technologyBrainChemhttp://www.corporationwiki.com/Florida/Lakeland/brainchem-center-llc-4784506.aspxColdstream Digitalhttp://www.linkedin.com/pub/mike-barclay/5/3b5/962DermVantagehttp://www.wrinklereview.com/comparisons/dermitage.htmlEscent Technologieshttp://www.escenttech.com/Exathermhttp://www.exatherm.cz/Kentucky Spacehttp://www.kentuckyspace.com/Nano-Mite Technologieshttp://swissnanomite.com/about.htmlPureLight Labshttp://purelightlabs.com/Scout Diagnosticshttp://scoutdiagnostics.com/Seikowavehttp://www.seikowave.com/Naprogenixhttp://www.naprogenix.com/Oraceuticalshttp://oraceuticals.com/3H Companyhttp://www.3hcompany.com/CoPlex Therapeuticshttp://www.manta.com/c/mt13vsl/coplex-therapeutics-llcEmagin Therapeuticshttp://en.wikipedia.org/wiki/EMaginM2 Technologieshttp://www.m2t.com/New Ace Researchhttp://www.acefitness.org/getfit/research.aspxOutrider Technologieshttp://outrider.com/ParaTechshttp://paratechs.com/TrackFive Diagnosticshttp://www.metacyte.biz/trackfive_diagnostics.htmlTriboflow Separationshttp://triboflow.com/W-Z Biotechhttp://www.manta.com/c/mtccy0h/w-z-biotech-llcVindico NanoBioTechnologyhttp://vindicopharma.com/Transposagen Biopharmaceuticalshttp://transposagenbio.com/Synergetic Technologieshttp://synergetictech.com/Management Team:Denichiro Otsuga, Executive Directord.otsuga@uky.eduTaunya Phillips, Asst. VP Engineering Commercializationtaunya.phillips@uky.eduTanya Floyd, Leasingtfloy2@uky.eduLarry Farmer, Operationslfarm2@uky.eduBF Capital, Inc.VCInformation TechnologyLife Sciences & HealthcareReal EstateEarlyGrowthExpansionB F Capital is a Louisville, KY based private investment firm. Investing primarily in real estate, venture capital and early-stage or special situation growth companies, B F Capital provides both equity capital and management assistance. Since founding BF Capital in 1993, Mr. Boden has overseen investments in more than 65 different companies and partnerships. In 2003, the Yearling Fund I, L.P. was formed by Mr. Boden and his two partners, Tyree Wilburn and William Lomicka. The Yearling Fund is an early stage venture capital fund focused on Kentucky-based companies.

333 E. Main St., # 310LouisvilleKY40202502-587-1860

Portfolio companies include:Antisomahttp://www.antisoma.com/Bradmer Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=24208067Advanced Cancer Therapeuticshttp://advancedcancertherapeutics.com/Beam Technologieshttp://beamtoothbrush.com/Investment Team: Dale J. BodenTyree WilburnWilliam LomickaBlue Equity, LLCwww.blueequity.comVCPEMedia & Digital MediaFinancial ServicesSports & EntertainmentReal EstateSeedEarlyGrowthExpansionMiddle MarketFounded in 2004, Blue Equity is a private equity firm committed to actively investing both growth capital and business expertise in enterprises with solid development potential. The firm seeks opportunities in the lower middle market sector in the following industries: Media & Publishing, Sports & Entertainment, Financial Services, and Real Estate. Blue Equity entertains investment opportunities all over the world that range from $100,000 - $50,000,000+ and in the areas of: the idea phase, start up, angel, mature business cycle, or divestment of large, public entities. Deal structure can take the form of a purchase, equity infusion, recapitalization, debt to equity conversion, partnership or joint venture. Blue Equity strongly prefers operating control in its investments in order to most effectively implement its growth strategies. Blue Equity requires no less than minimal operating control in all investment scenarios, while working actively with existing senior management to boost performance returns and superior results. The firm maintains offices throughout North America, Europe, Mexico, and Australia.

333 East Main Street, Suite 200LouisvilleKY40202502-589-8181 502-588-7150

Portfolio companies include:The Voice Tribunehttp://www.voice-tribune.com/Blue Entertainment Sports Television (BEST)http://www.lagardere-unlimited.com/?lang=enIsland Ice & Beverage Company Limitedhttp://www.islandicebc.com/Blue Propertieshttp://www.blueproperties.com/Blue Philanthropichttp://www.blueequity.com/Blue-Philanthropic.htmlNursesNowhttp://nursenow.com/Cool Petroleum Limitedhttp://goliath.ecnext.com/coms2/product-compint-0000511434-page.htmlArtspacehttp://www.artspace.org/NetBallisticshttp://www.manta.com/c/mtp4wst/net-ballistics-llcBellaNovushttp://ouchlessneedle.com/The Antilles Group Limitedhttp://theantillesgroup.com/Investment Team:Jonathan S. Blue, Chairman and Managing Directorjblue@blueequity.comDavid M. Roth, Vice Chairmandroth@blueequity.comJuan Reffreger, Senior Vice Presidentjuan.reffreger@seccionamarilla.comMauricio Gojman, Vice PresidentMonica S. Kelley, Controllermkelley@blueequity.comTerry Stapp, Chief Financial AdvisorCordt Huneke, Director of Business Developmentchuneke@blueequity.comSteven Whittingham, Managing DirectorWilliam Herrera, Vice PresidentPeter Resnik, Operating DirectorWilliam E. Northcut, Director of DevelopmentBluegrass Angelswww.bluegrassangels.comAInformation TechnologySoftware & InternetLife Sciences & HealthcareManufacturing & IndustrialDefense & Homeland SecuritySeedEarlyThe Bluegrass Angels (BGA) seeks to encourage the development of start-up companies and to support new businesses in the region by providing the region's entrepreneurs with seed capital and management guidance from experienced industry and entrepreneurial veterans. BGA is a formal group of 40+ former and current executives. An important, although not exclusive, focus of the BGA, is to develop start-up companies through the commercialization of the on-going research of the University of Kentucky. Individual company investments will normally be in the range of $100,000 to $500,000. BGA members only invest in Kentucky-based companies with annual revenue potential of at least $10 million. In 2004, Bluegrass Angel Fund was created to co-invest in deals that are subscribed by members of the Bluegrass Angels. The fund is a $2 million fund comprised exclusively of investments from BGA members who have bought shares, University of Kentucky, and Commonwealth of Kentucky. The Fund focuses on seed/early stage deals but is generally category agnostic. The goal of the fund is to maintain a diverse balance among biotechnology, software, pharmaceutical, defense and industrial.

LexingtonKY40513859-257-1930

Portfolio companies include:RentalHouses.comhttp://www.rentalhouses.com/Global Shelter Systemshttp://soapboxmedia.com/companies/47gss.aspxResonant Vibeshttp://resonantvibes.com/AllTranzhttp://alltranz.com/Allylixhttp://allylix.com/Mersive Technologieshttp://www.mersive.com/Rhinocytehttp://www.rhinocyte.com/SimPak Internationalhttp://simpakinternational.com/NeurOphttp://neuropinc.com/Investment Team: Leonard E. Hellerlen.heller@uky.eduCapitalSouth Partnerswww.capitalsouthpartners.comPEInformation TechnologyLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialBusiness ServicesRetail & RestaurantMiddle MarketCapitalSouth Partners was founded in 1998 to provide private equity capital and mezzanine capital to middle-market companies. Since its inception, CapitalSouth has closed over 80 transactions. With over $700 million under management through multiple committed funds, CapitalSouth actively seeks to invest in lower middle-market companies located primarily in the South, but also throughout the U.S. CapitalSouth looks to invest between $5 and $25 million in companies that have historical earnings of at least $2 million with positive revenue growth. The Fund does not invest in start-ups, high-risk situations, turnarounds or businesses located outside the United States. Mezzanine investments of up to $40 million can be arranged through syndication, where CapitalSouth Partners will serve as the lead investor. The firm is headquartered in Charlotte and operates full-service offices in Raleigh, Dallas, Texas, Louisville, Kentucky, and Orlando, Florida.

333 E. Main St., Suite 310LouisvilleKY40202502-387-8767502-585-9050

Portfolio companies include:Advanced Composite Materialshttp://acm-usa.com/Intellitechttp://intellitec.com/Peak-10http://www.peak10.com/Medical Modalitieshttp://medicalmodalities.com/Naples Lumber & Supply Co.http://www.napleslumber.com/Regal Kitchenshttp://www.regalkitchensinc.com/Incentive Conceptshttp://incentiveconcepts.com/Print Directionhttp://printdirection.com/Corporate Visionshttp://corporatevisions.com/American Exteriorshttp://amext.com/FURminatorhttp://www.furminator.com/Spartan Foodshttp://spartanstores.com/Boot Barnhttp://www.bootbarn.com/Sparushttp://www.sparusholdings.com/Content/76.htmInterllitec Productshttp://intellitec.com/ISO Poly Filmshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=93880Living Earth Technologyhttp://www.livingearth.net/Southern Parts and Engineeringhttp://www.soparts.com/Southern Pump and Tank Co.http://www.southernpump.com/Aerial Access Equipmenthttp://www.aae-la.com/Venture Aircrafthttp://www.ventureaircraft.com/The Penray Companieshttp://penray.com/Navis TubeTexhttp://navisglobal.com/Newmarhttp://www.newmarcorp.com/Caregiver Serviceshttp://www.csicaregiver.com/Medical Modalitieshttp://medicalmodalities.com/Pickaway Plains Ambulancehttp://ppa-ems.com/Advanced Physical Therapyhttp://advancedpt.com/STX Healthcare Management Serviceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=106306016Highwinds Softwarehttp://www.highwinds-software.com/Market E'shttp://www.e-markets.com/Peak-10http://www.peak10.com/V12 Grouphttp://www.v12groupinc.com/Investment Team:Joseph B. Alala, III, President and CEOjalala@capitalsouthpartners.comKenneth S. Berryman, Director (Louisville)kberryman@capitalsouthpartners.comM. Hunt Broyhill, Partnerhbroyhill@capitalsouthpartners.comChris Norton, Director of Underwritingcnorton@capitalsouthpartners.comJack McGlinn, Director and COO (Raleigh)jmcglinn@capitalsouthpartners.comLynne Girts, Director of Financelgirts@capitalsouthpartners.comMichael S. Marr, CCO & Director of Portfolio Managementmmarr@capitalsouthpartners.comSeth D. Ellis, Co-Manager (Orlando)sellis@floridamezz.comAlvin Butler, Co-Manager (Orlando)abutler@floridamezz.comJay K. Turner, Director (Dallas)jturner@capitalsouthpartners.comKeith Carlson, Vice Presidentkcarlson@capitalsouthpartners.comRochard Wheelahan III, Vice President (Atlanta)rwheelahan@capitalsouthpartners.comChrysalis Ventureswww.chrysalisventures.comVCInformation TechnologyCommunications & NetworkingMedia & Digital MediaLife Sciences & HealthcareEducation & TrainingEarlyGrowthExpansionFounded in 1993, Chrysalis Ventures is a leading source of equity capital for young, growing companies in Mid-America. Chrysalis invests primarily in early-stage and expansion-stage companies that are already generating $1 to $5 million. With headquarters in Louisville, Kentucky and offices in Houston, Cleveland, Pittsburgh, and Ann Arbor, Michigan. Chrysalis has approximately $400 million under management and has made investments in over 65 companies. The firm typically invests at least $2 million in the first institutional private equity financing (the A round) in the form of a preferred security. Chrysalis will invest in later rounds of promising companies, up to a total of approximately $15 million in a single portfolio company. The firm invests primarily in Media & Communications and Healthcare, as well as in companies that benefit from emerging trends & technologies in multiple sectors. Chrysalis currently has investments in 20 states across the United States. Chrysalis does not invest in life sciences.

101 South Fifth Street, Suite 1650LouisvilleKY40202502-583-7644502-583-7648

Portfolio companies include:Achieve CCAhttp://www.myfinancialgoals.org/achievecca.htmbCatalyst Advisorshttp://www.hlinvestmentbanking.com/Cyberahttp://www.cybera.com/Digitalsmithshttp://www.digitalsmiths.com/Asterandhttp://www.asterand.com/CerviLenzhttp://www.cervilenz.com/Chronicityhttp://chronicityinc.com/Connecturehttp://connecture.com/Construction Software Technologieshttp://isqft.com/Continuumhttp://continuuminnovation.com/Foundation Radiology Grouphttp://www.foundationradiologygroup.com/Golden State Overnight Delivery Serviceshttp://www.gso.com/HCCA Holdingshttp://www.hccaintl.com/HealthTeacherhttp://www.healthteacher.com/Integrated Broadband Serviceshttp://www.ibbs.com/MedLabhttp://www.themedlab.com/Mobile Armorhttp://www.mobilearmor.com/My Health Directhttp://myhealthdirect.com/NextImage Medicalhttp://nextimagemedical.com/Open Kernel Labshttp://www.ok-labs.com/Regent Educationhttp://www.regenteducation.com/Sanoviahttp://sanovia.com/StraighterLinehttp://www.straighterline.com/TechSkillshttp://www.techskills.edu/Ygnitionhttp://www.ygnition.com/AfterBOThttp://afterbot.com/Cyberahttp://www.cybera.com/Intervention Insightshttp://interventioninsights.com/meQuilibriumhttps://www.mequilibrium.com/BioSeekhttp://bioseekinc.com/Xleranthttp://www.xlerant.com/website/publish/home/Investment Team:David A. Jones, Jr., Chairman and Managing Directordjones@chrysalisventures.comKoleman E. Karleski, Managing Directorkoleman@chrysalisventures.comWright Steenrod, Principalwsteenrod@chrysalisventures.comIrving W. Bailey, Senior Advisoribailey@chrysalisventures.comRichard Vance, Operating Partnerrvance@chrysalisventures.comLisa Aly, Vice President of Finance and Administrationlaly@chrysalisventures.comAlan Ying, Venture Partneraying@chrysalisventures.comElizabeth Rounsavall, Director of Research and Analyticserounsavall@chrysalisventures.comJohn Willmoth, Venture Partnerjwillmoth@chrysalisventures.comRoy Ziegler, Venture PartnerEvermore Investmentswww.evermoreinvestments.comVCInformation TechnologySoftware & InternetMedia & Digital MediaLife Sciences & HealthcareGrowthExpansionFounded in 2001, Evermore Investments is a private equity firm focusing on investments in post revenue developing companies with focused and committed management teams. Evermore seeks to identify mature companies well positioned for recapitalization through a combination of equity and debt. While the firm's primary focus is to invest in companies based in Kentucky, Ohio, Indiana, and Tennessee, Evermore is not opposed to co-investment opportunities with proven venture partners in other parts of the country. Evermore makes initial investments between $250,000 and $500,000 and the firm targets two to three investments per year. The firm does not make investments in start-up companies and prefers mid-stage venture to later stage growth companies, management buyouts, corporate spin-offs, and recapitalizations.

Anchorage Crossings11405 Park Rd., Suite 180AnchorageKY40223502-292-2393

Portfolio companies include:WazooSports.comhttp://wazoosports.com/Captive Indoor Mediahttp://www.captiveindoormedia.com/Learning Househttp://www.learninghouse.com/Indigo Olive Softwarehttp://indigoolive.com/Stonestreet Onehttp://www.stonestreetone.com/Armandhttp://en.wikipedia.org/wiki/Armand_(The_Vampire_Chronicles)Amedicahttp://amedica.com/Tier 1 Performance Solutionshttp://www.tier1performance.com/Bradmer Pharmaceuticalshttp://www.bradmerpharma.com/Investment Team:Dean Holland, Managing Memberdholland@morrland.comHumana Ventureswww.humanaventures.comFOFCVCLife Sciences & HealthcareEarlyHumana Ventures is the venture capital investing operation of Humana Inc., one of the nation's largest, publicly traded, managed health care companies. Through venture investments and strategic partnership arrangements, Humana Ventures seeks to create value for its customers, partners and shareholders by leveraging Humana's assets, including their expertise and relationships in the healthcare industry and financial markets. Humana Ventures invests in companies at all stages of development at terms typical in venture financings. The firm will invest alone but prefers to co-invest with professional venture firms and other strategic partners. Humana's primary focus is in healthcare services, connectivity, and medical informatics. The firm invests anywhere from $1 million to $10 million per transaction, but prefers investments of at least $5 million. Humana also prefers to have an equity position between 10% and 35%, and strongly prefers board representation. Humana Ventures has also invested in three other Venture funds.

500 West Main Street, 6th FloorLouisvilleKY40201502-580-3906502-580-2051

Portfolio companies include:Aperture Credentialinghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=24912BenefitMall.comhttp://www.benefitmall.com/JSA Healthcarehttp://www.jsahealthcare.com/Paradigm Healthcarehttp://www.paradigm-healthcare.com/Abaton.comhttp://vig.abacon.com/AirLogixhttp://www.airlogixsolutions.com/Paidos Health Management Serviceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=32644Quality Metrichttp://www.qualitymetric.com/CorSolutions Medicalhttp://biz.yahoo.com/ic/105/105705.htmlTrizetto Grouphttp://www.trizetto.com/company/corporateprofile.aspWorkscapehttp://www.workscape.com/Essex Woodlands Fundhttp://www.essexwoodlands.com/Latin Healthcare Fundhttp://www.superpages.com/bp/Bethesda-MD/Latin-Healthcare-FUND-LP-L2017867260.htmPhysics Ventureshttp://www.physicventures.com/CMG Healthhttp://cmghealth.net/Healthcare Recoverieshttp://www.troversolutions.com/Raytel Medicalhttp://raytel.com/U. S. Behavioral Healthhttp://www.unitedbehavioralhealth.com/index.jspInvestment Team:Charles W. Beckmancbeckman@humana.comPaul Kusserow, Senior Vice President and Chief Strategy Officerpkusserow@humana.comGreg Pricegprice@humana.comScott Roppsropp@humana.comAmy Booneaboone@humana.comJohn Hardyjhardy@humana.comNick Muscatonmuscato@humana.comLou Blacklblack2@humana.comKentucky Cabinet for Economic Developmentwww.thinkkentucky.comEDInformation TechnologyEnergy & Clean TechSeedAuthorized by the Kentucky Innovation Act, the Cabinet for Economic Development's Department of Commercializa-tion and Innovation (DCI) has been charged with leading the state's new economy efforts. By building and promoting technology-driven and research-intensive industries, the Cabinet works through DCI to create high-tech job opportunities and develop clusters of innovation throughout the state. DCI investments from 2002 to 2005 have created at least 842 high-tech, high-paying jobs. One of DCI's programs is Kentucky New Energy Ventures, a state program that administers $5 million in public funds for investment in promising renewable and alternative energy companies in the Commonwealth. Another initiative, Commonwealth Seed Capital (CSC), invests state funds to provide early-stage seed funding to facilitate the commercialization of innovative ideas and technologies developed in Kentucky. Another program, the Kentucky Enterprise Fund, provides seed-stage capital to Kentucky-based companies that are commercializing a technology-based product or process. The Foundation also administers the Kentucky Commercialization Fund program, which provides seed funds to Kentucky university's faculty members for commercializing products, processes, or services developed through research and development work undertaken at a Kentucky university, with awards not exceeding $75,000 each year.

Old Capitol Annex300 West BroadwayFrankfortKY40601502-564-7140502-564-3256

Portfolio companies include:N/AN/AInvestment Team:Gene Fuqua, Executive Director, Office of Commercialization and InnovationGene.Fuqua@ky.govLarry Hayes, SecretaryLarry.Hayes@ky.govJoe Kelly, Deputy Commissioner, Department for Business DevelopmentJoe.Kelly@ky.govMandy Lambert, Executive Director, Office of Research and Public AffairsMandy.Lambert@ky.govErik Dunnigan, CommissionerErik.Dunnigan@ky.govGeorge Burgess, Executive DirectorGeorge.Burgess@ky.govHolland Spade, Executive DirectorHolland.Spade@ky.govKatie Smith, Deputy CommissionerKatie.Smith@ky.govKentucky Highlands Investment Corporationwww.khic.orgEDInformation TechnologySeedKHIC was formed in 1968 to stimulate growth and create employment opportunities in a nine-county region of Southeastern Kentucky. In 2003, KHIC expanded the service area to 22 counties. The firm's mission is to retain employment opportunities in Southeastern Kentucky through sound investments and management assistance. Since its inception, KHIC has helped 220 businesses finance $178 million and create more than 9,900 jobs. KHIC makes equity investments and assists businesses in developing financing packages as small as $500 to investments up to $10,000,000. In addition to equity investments, KHIC also offers loan programs, management assistance, industrial development assistance, and The KHIC Energy Boot Camp, an intensive, performance-based Entrepreneurial training and mentoring program. KHIC's Business Innovation & Growth Center, the first LEED-certified business accelerator in the state, includes 9,600 square feet of product development, office and laboratory space for area entrepreneurs. The Center is expected to assist 16 businesses, help create 127 new jobs and generate $6 million in private investment during the first five years.

P.O. Box 1738362 Old Whitley RoadLondonKY40743606-864-5175606-864-5194

Portfolio companies include:B2 Solutionshttp://www.b2-solutions.com/Old Kentucky Logs of Corbinhttp://www.oldkentuckylogs.com/UltraTrace Detectionhttp://www.ultratracedetection.com/Awesome Labshttp://www.awesomelabs.org/Monumental Buildershttp://www.manta.com/c/mm7byyc/monumental-buildersSTATShift.comhttp://www.statshift.com/INVENhttp://inven.co.kr/TimeScape Consultinghttp://timescape.histpres-technology.net/?get-item=205East Kentucky Biodieselhttp://eastkentuckybiodiesel.com/PD3http://pd3.co.uk/Explo-Dynamicshttp://en.wikipedia.org/wiki/Dynamics_ExplorerInvestment Team:Brenda McDaniel, Executive Vice President and Chief Financial Officerbmcdaniel@khic.orgMark Boilinger, Vice President of Business Lendingmbolinger@khic.orgJerry Rickett, President and Chief Executive Officerjrickett@khic.orgL. Ray Moncrieff, Executive Vice President and Chief Operating Officerlrmoncrief@khic.orgKentucky Seed Capital Fundwww.kyseed.comVCLife Sciences & HealthcareMedical DeviceSeedEarlyLaunched in 2005 with more than $5 million in funding, the Kentucky Seed Capital Fund (KSCF) invests in early-stage Kentucky businesses that specialize in biomedical and health care services, medical device development, and health care information technology. The KSCF will invest in companies at the earliest stages of development, providing a pipeline of investment opportunities for later-stage venture funds. The University of Louisville Foundation, the state's Commonwealth Seed Capital Fund and Humana have each invested $1 million in KSCF. Additional investors include Baptist Hospital Systems, Jewish Hospital & St. Mary's Healthcare, Kosair Charities, the James Graham Brown Foundation and the Kentucky State District Council of Carpenters Pension Trust Fund.

222 South First Street, Suite 200LouisvilleKY40202502-410-1652

(Lexington office)1500 Bull Lea Road, Suite 206LexingtonKY40511502-410-1652Portfolio companies include:AllTranzhttp://alltranz.com/ApoImmunehttp://apoimmune.com/Pradamahttp://pradama.com/RhinoCytehttp://www.rhinocyte.com/OrthoDatahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=83598991Intrepid Bioinformatics Solutionshttp://www.intrepidbio.com/ApoVaxhttp://apovax.com/Investment Team: George Emont, Managing Partnergemont@kyseed.comSteve Gailar, Managing Partnersteve.gailar@rhinocyte.comAndrew Mercke, Associateamercke@kyseed.comLouisville Angel Networkhttp://louisvilleangelnetwork.weebly.com/AInformation TechnologyLife Sciences & HealthcareSeedThe Louisville Angel Investor Network was formed in September 2007. The network seeks investment opportunities in startup or existing companies, with management teams that are focused on growth, and offer the potential for superior investment returns. Opportunities can be in any industry sector and from any location, with a preference for industry sectors that are well-understood by at least one member of the group and are within a two hour drive of Louisville, Kentucky. The group will also consider opportunities to invest in private equity funds. The Angels typically invest between $25,000 and $100,000 per transaction individually, and from $250,000 to $750,000 as a group. The group currently has 21 members and invests in one to four transactions per year.

1044 East Chestnut Street, Suite 2LouisvilleKY40204502-561-1240866-287-8218

Portfolio companies include:N/AN/AInvestment Team:Tom McMahon, President & Foundertom@igemedia.comLunsford Capitalhttp://lunsfordcapital.comAInformation TechnologySeedEarlyLunsford Capital is a private investment company headquartered in Louisville, KY headed by Bruce Lunsford. Mr. Lunsford is the founder and former Chairman and CEO of Ventas, Inc. one of the nation's leading healthcare real estate investment company (REIT)

4360 Brownsboro Road, Suite. 305LouisvilleKY40207502-357-7000502-357-7007

Portfolio companies include:LiveVoxhttp://www.livevox.com/Arcadia Communitieshttp://www.arcadia-communities.com/Investment Team:Bruce LunsfordMetaCyte Business Lab, LLCwww.metacyte.bizILife Sciences & HealthcareSeedMetaCyte Business Lab, a for-profit subsidiary of the UofL Foundation, is a unique and vibrant health and life science incubator. Working with the UofL Office of Technology Transfer and Nucleus, MetaCyte is creating a seamless commercialization process that will yield viable, operating companies with a combined value in excess of $1B by 2020. In partnership with the inventor and co-founder, MetaCyte creates, launches, and manages portfolio companies, acquiring an equity position in each. By avoiding a fee-for-service model, precious capital is freed up and directed to company growth. Since 2002, MetaCyte staff has secured more than $16M in funding for its portfolio companies, which has created in excess of 40 high-paying jobs, and returned more than $11M to UofL for additional research.

201 E. Jefferson St.LouisvilleKY40202-1246502-569-1020502-569-1021

Portfolio companies include:3DR Laboratorieshttp://3drinc.com/EndoProtechhttp://www.metacyte.biz/endoprotech.htmlInnoRemhttp://www.metacyte.biz/innorem.htmlPradamahttp://pradama.com/RhinoCytehttp://www.rhinocyte.com/AllTranzhttp://alltranz.com/AnosiaVaxhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=79745411ApoImmunehttp://apoimmune.com/Edumedicshttp://edumedics.com/Eyevationhttp://en.wikipedia.org/wiki/ElevationsGnarus Systemshttp://gnarus-systems.com/In Vivo Life Scienceshttp://www.dlib.org/dlib/july07/devare/07devare.htmlIntrepid Bioinformaticshttp://www.intrepidbio.com/PGxl Laboratorieshttp://www.pgxlab.com/TrackFive Diagnosticshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=81585715ULSDhttp://en.wikipedia.org/wiki/Ultra-low_sulfur_dieselInvestment Team:Andrew Steen, Vice President, Business Developmentasteen@metacyte.bizTeresa Leezer, Vice Presidenttleezer@metacyte.bizWilliam G. Strench, Legal Counselwstrench@metacyte.bizGina Lankswert, CPA, Vice President, Finance and Business Analysisglankswert@metacyte.bizSean Kuntz, Manager of Scientific Developmentskuntz@metacyte.bizJessica Sharon, Manager, Biomedical Commercializationjsharon@metacyte.bizRiver Hill Capitalwww.riverhillcapital.comVCLife Sciences & HealthcareFinancial ServicesReal EstateSeedRiver Hill Capital makes seed investments in companies to promote revenue growth. The size of their investments can be as high as $500,000 and the firm is open to most industries including healthcare, insurance, and real estate. The firm was founded June 1996 to develop, establish, or expand strategic and managerial relationships with a select group of privately held or smaller publicly held companies. The principals of provide financial or operational advisory services and may invest in or otherwise acquire equity ownership in these promising companies.

2904 Eastpoint ParkwayLouisvilleKY40223502-326-4922502-326-4927

Portfolio companies include:N/AN/AInvestment Team:W. James Lintner, Jr., President and MemberGerald R. Martin, Vice President and Membergerald@riverhillcapital.comSouthfield Capital Advisorswww.southfieldcapital.comPEEnergy & Clean TechManufacturing & IndustrialBusiness ServicesTransportation & DistributionFinancial ServicesConsumer ProductsMiddle MarketSouthfield Capital Advisors is an operationally driven private investment firm focused on buying and building premier lower middle-market businesses in partnership with management. Founded in 2005 as the successor company to the private investment firm Levison & Company, Southfield Capital Advisors provides capital for majority recapitalizations and management-led buyouts of privately owned businesses. With $150 million of committed capital, Southfield makes investments in North American companies generating $5-15 million in EBITDA with proven business models, attractive growth and profitability trends, and solid leadership. The firm targets transactions in companies with $25-125 million in enterprise value, making investments of $10-40 million of equity. Industries of interest include: Business Services, Consumer Products & Services, Distribution & Fulfillment, Energy, Healthcare, Media & Entertainment, Niche Manufacturing, Power & Infrastructure, Specialty Finance, and Specialty Retail. The firm has additional offices in Greenwich, CT and Washington, DC.

9900 Corporate Campus Dr., Suite 3000LouisvilleKY40223502-657-6088502-657-6089

Portfolio companies include:RPShttp://www.rpsweb.com/RCR Internationshttp://rcrint.com/Total Fleet Solutionshttp://tfsglobal.com/TS3 Technologyhttp://ts3technology.com/Hallconhttp://hallconcorp.com/Investment Team:A. Andrew Levison, Founder & Managing Partneralevison@southfieldcapital.comSteven A. Axel, Partnersaxel@southfieldcapital.comJohn M. Camp III, Partnerjcamp@southfieldcapital.comEric J. Sloane, Partneresloane@southfieldcapital.comVincent J. Tyra, Operating Partnervtyra@southfieldcapital.comAndrew T. Cook, Principalacook@southfieldcapital.comHeb James, Vice Presidenthjames@southfieldcapital.comJonathan M. Goldstein, Controllerjgoldstein@southfieldcapital.comThe Southern Appalachian Fundwww.southappfund.comVCInformation TechnologySoftware & InternetManufacturing & IndustrialEarlyExpansionThe Southern Appalachian Fund (SAF) is a $12.5 million venture capital fund formed to provide equity capital and operational assistance to qualifying businesses in southern Appalachia. The Fund focuses specifically on early and expansion stage companies in Kentucky, Tennessee, and the Appalachian counties of Georgia, Alabama, and Mississippi. The Fund is one of six New Markets Venture Capital (NMVC) Companies in the United States. The NMVC Program is a developmental venture capital program designed to promote economic development and the creation of wealth and job opportunities in low-income geographic areas and among individuals living in such areas. SAF's mission is to generate market-rate returns for its investors while promoting shared and sustainable business growth and wealth creation throughout its target region. The Fund invests $200,000 - $600,000 in companies with strong management teams, high growth potential, and defensible market positions. SAF has a broad industry focus that includes manufacturing, technology, and software. Additional assistance includes operational assistance, active board participation, and mentoring. The Fund is currently fully invested and is not seeking new investment opportunities.

P.O. Box 1738 362 Old Whitley RoadLondonKY40743-1738606-864-5175606-864-5194

Portfolio companies include:Internaphttp://www.internap.com/NuMarketshttp://www.auctionbytes.com/cab/abn/y07/m02/i15/s02SemiSouthhttp://semisouth.com/SmartFurniturehttp://www.smartfurniture.com/Tricyclehttp://www.tricycle.com/Protein Discoveryhttp://www.proteindiscovery.com/Tier1 Performance Solutionshttp://www.tier1performance.com/Riverminehttp://www.rivermine.com/Investment Team:Ray Moncrief, Presidentlrmoncrief@khic.orgGrady Vanderhoofven, Executive Vice-Presidentgrady@southappfund.comBrenda McDaniel, Chief Financial Officerbmcdaniel@khic.orgMelissa Muendel, Director of Operational Assistance Programmuendel@southappfund.comTriathlon Medical Ventureswww.tmvp.comVCLife Sciences & HealthcareEarlyExpansionFounded in 2004, Triathlon Medical Ventures is a venture capital firm headquartered in Cincinnati that invests exclusively in the life sciences. The firm provides equity capital to early and expansion stage companies with proprietary biomedical technology platforms or products addressing significant human healthcare needs. Geographically, Triathlon focuses on companies in the Midwest, but will also invest in later stage companies nationwide. The firm also maintains offices in Indianapolis and St. Louis. Triathlon invests from $500,000 to $3 million in the initial round and up to $7 million total per company in subsequent rounds. Triathlon prefers to lead most early-stage investments and fewer of the later stage investment rounds.

222 South First Street, Suite 200LouisvilleKY40202502-410-1652502-584-6335

Portfolio companies include:Akebia Therapeuticshttp://www.akebia.com/Biovexhttp://www.crunchbase.com/company/biovexKereoshttp://www.kereos.com/Colucid Pharmaceuticalshttp://www.colucid.com/Juventas Therapeuticshttp://www.juventasinc.com/about/team.htmlPradamahttp://pradama.com/Tolera Therapeuticshttp://tolera.com/Cardio Polymershttp://cardiopolymers.com/Cellerationhttp://www.celleration.com/CS-Keyshttp://cskeys.com/Expanding Orthopedicshttp://xortho.com/Hydrocisionhttp://www.hydrocision.com/hydro/home/index.shtmlMitralighnhttp://www.mitralign.com/Remon Medical Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=426476Renal Solutionshttp://www.renalsolutionsinc.com/Suturtekhttp://www.suturtek.com/Endocyte http://www.endocyte.com/SironRx Therapeuticshttp://www.sironrx.com/about-sironrx/Investment Team:Dennis B. Costello, Co-Founder and Managing Partnerdcostello@tmvp.comSuzette Dutch, Co-Founder and Managing Partnersdutch@tmvp.comJohn M. Rice Ph.D., Founder and Managing Partnerjrice@tmvp.comCarrie Bates, Managing Partnercbates@tmvp.comGeorge Emont, Managing Partnergemont@tmvp.comRandy H. Weiss Ph.D., Partnerrweiss@tmvp.comMark Collar, Venture PartnerUniversity of Kentucky Commercialization & Economic Developmenthttp://www.uky.edu/econdev/TTInformation TechnologyLife Sciences & HealthcareSeedEarlyUniversity of Kentucky is a catalyst for economic growth throughout Kentucky. UK President Lee T. Todd Jr. established the Office for Commercialization & Economic Development at the end of 2006 to manage the university's intellectual assets, create jobs for UK graduates and advance economic development initiatives statewide. The UKCED team of professionals is responsible for the following programs and services: The Advanced Science & Technology Commercialization Center/ASTeCC campus incubator (see profile); Intellectual property development; Commercialization of university-based intellectual properties and technologies; Investment in the commercial development of university-based technologies and technology-based businesses through Kentucky Technology Inc.; Development of the UK Coldstream Research Campus; and Business development for new and existing technology-based companies and small businesses at UK, in the Lexington/ Bluegrass region and throughout the state through: (Von Allmen Center for Entrepreneurship, UK/ Lexington Innovation & Commercialization Center, Kentucky Small Business Development Center).

262 ASTeCC Bldg. LexingtonKY40503-0286

Portfolio companies include:20/20 GeneSystemshttp://www.2020gene.com/3H Companyhttp://www.3hcompany.com/3P Pharmaceuticalshttp://3ppharmaceuticals.com/3rd Dimension Designhttp://www.3rddimensiondesign.com/Acelagenhttp://accelagen.com/Adaptive Intelligent Systemshttp://www.manta.com/c/mmn2qb9/adaptive-intelligent-systems-llcAdvanced Dynamicshttp://advanceddynamics.com/index.phpAMT nanohttp://amtnano.com/Advanced Semiconductor Processing Technologyhttp://www.manta.com/c/mtc7wwh/advanced-semiconductor-processing-technologyAffinity Labeling Technologieshttp://www.e-dental.com/storefronts/alti.htmlAffitech Laboratorieshttp://www.affitech.com/Alcomedhttp://www.alco.co.za/Allylixhttp://allylix.com/Alkymoshttp://alkymos.com/AllTranzhttp://alltranz.com/ALT BioSciencehttp://periodx.com/Amchael Graphicshttp://www.amchael-graphics.com/APAX Software Developmenthttp://www.apaxsoftware.com/APOonline.orghttp://apoonline.org/APSThttps://www.facebook.com/apstllcArtemetrxhttp://artemetrx.com/Management Team: Becky Naugle, State Directorlrnaug0@uky.eduTaunya Phillips, Asst. VP Engineering Commercializationtaunya.phillips@uky.eduDean Harvey, Von Allmen Center for Entrepreneurship, 859-257-1930harvey@uky.eduGeorge Ward, Executive Director, 859-231-8324george.ward@uky.eduWarren Nash, Directorwarren.nash@uky.eduDon Keach, Directordkeach@uky.eduNatasha Jones, Licensing Associatenajone0@uky.eduSabrina Darnell, IP Administratorsabrina.darnell@uky.eduCentral Connecticut State University's Institute of Technology and Business Development (ITBD)www.ccsu.edu/itbdIInformation TechnologySeedFounded in 1986, Institute for Technology and Business Development (ITBD) supports Connecticut businesses and organizations by providing training, technology and manufacturing process assistance, government procurement services, small business development and conferencing services, and business incubation. ITBD's Business Incubator offers affordable office space, shared services, educational programs, and business counseling services. Under the CBIN (CT Business Incubator Network) umbrella, statewide Business Incubator Programs are designed to accelerate the successful development of start-up compainies. The ITBD Incubator Business Program is considered, "mixed-use," established in 1993. To date, the program has benefitted companies in various fields such as Accounting, Engineering, Financial Services, Healthcare, Energy, Promotional Products, Non-Profits, and others, totaling 50+ graduates with 20 businesses currently enrolled.

Institute of Technology and Business Development 185 Main Street New BritainCT06051860-832-0700860-832-0701

Tenant companies include:Connecticut Breast Health Initiativehttp://ctbhi.org/Eureeka Consultinghttp://eurekaconsulting.com.ar/Kenai Sportshttp://www.kenaisports.com/Milton Jackson Creativehttp://www.wearemjc.com/Investment Team:Rick Mullins, Executive Assistant to the President for Community Business Programsmullinsr@ccsu.eduMary Ann Schuetz, Procurement Specialistschuetzm@ccsu.eduCynthia Walker, Conference Center Managerwalkerc@ccsu.eduJim Bruner, Business/Facilities Managerbrunerj@ccsu.eduJanice Deveau, Business Services Specialistdeveau_jas@ccsu.eduSue Davis, Business Development Coordinatordavissm@ccsu.eduMatt Joska, IT Specialistst_mj7635@mail.ccsu.eduAxiom Venture Partnerswww.axiomventures.comVCInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareEarlyExpansionAxiom Venture Partners provides capital and strategic assistance to rapidly growing high technology companies. With over $200M in capital under management, the firm seeks to consider investment proposals in two main industry areas. The first is High Technology which includes Communications, Software, Internet Infrastructure and Information Technology. Biotechnology constitutes the second area. Located in Hartford, Axiom invests actively throughout the United States in early or late stage companies. Approximately 15 Axiom portfolio companies have successfully completed IPO's in recent years and a number of others are positioned for IPO's when appropriate market conditions prevail. Axiom is actively investing its third Partnership, Axiom Venture Partners III.

CityPlace II, 17th Floor185 Asylum StreetHartfordCT06103860-548-7799860-548-7797

Portfolio companies include:Aironethttp://www.cisco.com/en/US/products/hw/wireless/index.htmlAlphionhttp://www.alphion.com/CipherOpticshttp://certesnetworks.com/LightSurfhttp://en.wikipedia.org/wiki/LightSurfMotiahttp://www.motia.com/Nufernhttp://www.nufern.com/Tangoehttp://www.tangoe.com/Welldoghttp://www.welldog.com/WiDeFihttp://www.widefi.com/Airwide Solutionshttp://mavenir.com/CiDRAhttp://www.cidra.com/CenterPost Communicationshttp://www.linkedin.com/company/centerpost-communicationsYDI Wirelesshttp://www.terabeam.com/news/pressreleases/pr-20040414.phpInvestment Team:Alan Mendelson, Co-Founderalan@axiomventures.comSamuel McKay, Co-Foundersam@axiomventures.comWill Wilcoxson, General Partnerwill@axiomventures.comJohn Wieczoreck, Chief Financial Officerjohn@axiomventures.comCCP Equity Partnerswww.ccpequitypartners.comVCPELife Sciences & HealthcareFinancial ServicesExpansionMiddle MarketCCP Equity Partners is a leading private equity firm providing growth capital to innovative financial services and healthcare services companies. CCP's primary investment interest is in growth equity situations in companies with $5 to $100 million in revenues. CCP looks for proven business models that are profitable or have near-term visibility to becoming profitable, and target returns of 2.5x to 5x with a focus on preserving capital. CCP invests $5 million to $20 million over the life of an investment, and the firm typically acts as a lead or co-investor. CCP currently manages more than $500 million and offers scalable financial solutions.

100 Pearl Street, 14th FloorHartfordCT06103860-249-7104 860-249-7001

Portfolio companies include:Bravo Healthhttp://www.bravohealth.com/Cogent Healthcarehttp://www.cogenthealthcare.com/GlobalViewhttp://www.gvsi.com/Prism Education Grouphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=10795763Vantage Oncologyhttp://www.vantageoncology.com/Evolution Marketshttp://new.evomarkets.com/InfoGlidehttp://www.infoglide.com/Intersectionshttp://www.intersections.com/Kinloch Holdingshttp://www.kinlochholdings.com/MMV Financialhttp://www.mmvf.com/Mezz Caphttp://www.ccpequitypartners.com/index.php?area=PR&item=20NY Magichttp://nymagicsoccer.com/Investment Team:Michael Aspinwall, Managing Partner, 860-249-7257maspinwall@ccpequitypartners.comJohn Clinton, Managing Partner, 860-284-1096john_clinton@ccpequitypartners.comDiane Daych, Advisory Partner, 860-249-7259ddaych@ccpequitypartners.comSteve Piaker, Managing Partner, 860-249-7264spiaker@ccpequitypartners.comDave Young, Managing Partner, 860-415-0834dyoung@ccpequitypartners.comConnecticut Enterprise Centerwww.cwresources.org/about-CEC.phpIInformation TechnologySeedThe Connecticut Enterprise Center is a small business incubator, a facility in which a variety of new and growing businesses operate; sharing services, equipment and experiences with other startup entrepreneurs. CEC has admission criteria, support services and encourages graduation from the incubator. CEC is a member of the international incubator's trade group, the National Business Incubation Association and CT's Business Incubator Network. The incubator is a safe, secure, and newly renovated facility with ample parking and has a six-bay loading dock and warehouse. The incubator has 164,000 square feet of building space with room for companies to grow. Since its inception, 25 businesses have created 100 jobs in the community.

200 Myrtle StreetNew BritainCT06053860-229-7700 860-229-6847

Tenant companies include:Lastoolhttp://lastool.com/Dolce Vita Gelatohttp://www.dolcevitagelato.com/Rebuilding Together New Britainhttp://rebuildingtogethernb.org/Ariston Specialtieshttp://www.aristonoliveoil.com/Rosie & Blake's Chocolateshttp://www.blogger.com/profile/06141948181116751659Maxim Toolhttp://www.maxim-power.com/RK Machinehttp://rkmachine.com/Mega Manufacturinghttp://www.megafab.com/Piranha_Overview.htmlManagement Team: Ronald Buccilli, Psy.D, Presidentrbuccilli@cwresources.orgAlix Capsalors, VP of Sales & Productionacapsalors@cwresources.orgValerie Lavenski, VP of Administrative Servicesvlavenski@cwresources.orgBob Williams, Senior VPrwilliams@cwresources.orgBill Green, VP of Community Service Contractswgreen@cwresources.orgSandie Lavoy, VP of Community Rehabilitation Servicesslavoy@cwresources.orgElm Street Ventureswww.elmvc.comVCInformation TechnologySoftware & InternetEnergy & Clean TechLife Sciences & HealthcareMedical DeviceSeedEarlyElm Street Ventures' principal strategy is to create and initially operate life sciences companies founded on intellectual property developed at Yale University and other research institutions in the region (from New York City through Southern New England). Elm Street Ventures helps scientists build significant technology companies from the seed and early stages. Its partners include successful serial entrepreneurs and experienced corporate managers, who may serve as the interim CEOs or operating chairmen of a number of the companies formed. While Elm Street Ventures expects to be co-founders of companies in some circumstances, the firm is also interested in hearing from entrepreneurs, scientists, and engineers who have already formed or plan to form new ventures in the life sciences. Elm Street Ventures' investments range from several hundred thousand dollars to $1 million or more, with substantial capital reserved for follow-on investments. The firm will consider companies in the following industries: Life Sciences (including therapeutics, medical devices, diagnostics, research tools and services, materials, healthcare, and healthcare services); Clean technology, with an emphasis on green chemistry; and Information technology including mobile and social web.

33 Whitney AvenueNew HavenCT06510203-401-4201203-401-4235

Portfolio companies include:Affomixhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=41597180BioRelixhttp://www.biorelix.com/Iconic Therapeuticshttp://iconictherapeutics.com/Retail Optimizationhttp://totalstoreoptimizer.com/ShareGrovehttp://www.crunchbase.com/company/sharegroveAccelerated Orthopedic Technologieshttp://www.acceleratedorthopedics.com/Desmoshttps://www.desmos.com/Kolltan Pharmaceuticalshttp://www.kolltan.com/Occam Scienceshttp://en.wikipedia.org/wiki/Occam%27s_razorP2 Sciencehttp://www.p2science.com/Samara Innovationshttp://www.elmvc.com/portfolio-samarainnovations.htmScrollMotionhttp://www.scrollmotion.com/Investment Team:Rob Bettigole, Managing Partnerrbett@elmvc.comMichael Sherman PhD, Partnermike@elmvc.comDavid R. Whittaker MD, Venture ConsultantAdrian Horotan, PrincipalFairview Capitalwww.fairviewcapital.comFOFInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareEarlyMiddle MarketFairview Capital Partners, Inc. is an independent firm that provides investment management services to the Fairview family of diversified venture capital and private equity fund-of-funds. Founded in 1994 and headquartered in West Hartford, Connecticut, Fairview Capital designs and manages fund-of-funds investment vehicles for public and corporate pension funds, and other institutional investors. Fairview's portfolios reflect a range of industry expertise among partnerships, including information technology, communications, health care and life sciences. Geographically, most are national in scope, while some are more regionally focused. The firm's venture capital investments are primarily focused on top tier, experienced venture capital firms. The firm now serves 27 clients and has $3.3 billion of committed capital under management. Fairview Capital also maintains an office in Andover, MA.

75 Isham Road, Suite 200West HartfordCT06107860-674-8066860-678-5108

Portfolio companies include:N/AN/AInvestment Team: Rebecca S. Connolly, Partnerrsconnolly@fairviewcapital.comHoward A. Halligan, Senior Advisorhahalligan@fairviewcapital.comLaurence C. Morse, Co-Founder and Managing Partnerlcmorse@fairviewcapital.comJoAnn H. Price, Co-Founder and Managing Partnerjprice@fairviewcapital.comMatthew A. Schaefer, Partnermaschaefer@fairviewcapital.comEdwin S. Shirley III, Partnereshirley@fairviewcapital.comKola Olofinboba, Partnerkolofinboba@fairviewcapital.comMishone Donelson, Principalmdonelson@fairviewcapital.comCynthia Tseng Hseuh, Principalctseng@fairviewcapital.comAlan Mattamana, Principalalanm@fairviewcapital.comLesley Nettles, Principallnettles@fairviewcapital.comDouglas Boains, CFO & Chief Compliance Officerdboains@fairviewcapital.comFirst New England Capitalwww.fnec.comVCPEInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionDefense & Homeland SecurityExpansionMiddle MarketFirst New England Capital (FNEC) invests in mezzanine and equity securities of middle market companies, seeking to invest in a diverse portfolio of securities to achieve attractive risk-adjusted rates of return for its investors. It will act as lead investor or participate in syndicates with other investors depending on investment circumstances. Since its inception in 1988, FNEC has invested approximately $100 million in over 60 companies. Managing a pool of capital in excess of $120 million, the firm's investment team focuses on middle market businesses with a history of cash flow stability, consistent top-line growth and experienced management teams. FNEC also considers investments in dynamic, fast-growing companies with a demonstrated ability to execute on well-defined operating strategies. FNEC is currently investing its third fund, First New England Capital III, L.P., which has approximately $50 million in assets under management. The firm invests between $2 million and $5 million in businesses throughout the United States with annual revenues between $10 million and $150 million and minimum EBITDA of $2 million in a wide range of industries. FNEC prefers investments in the areas of aerospace and defense, business and consumer services, manufacturing, value-added distribution, technology and healthcare.

100 Pearl StreetHartfordCT06103860-293-3333860-293-3338

(Westport Office)8 Church LaneWestportCT06880203-341-9243 860-293-3338Portfolio companies include:Dayton Partshttp://www.daytonparts.com/dpweb/login.aspHarvard Biosciencehttp://www.harvardbioscience.com/Jewell Instrumentshttp://www.jewellinstruments.com/Stonewall Kitchenshttp://www.stonewallkitchen.com/Awareness Technologieshttp://awarenesstechnologies.com/Cecilwarehttp://grindmaster.com/Ranger International Services Grouphttp://www.rangerinternational.com/VaultLogixhttp://www.dataprotection.com/Direct Mail Holdinghttp://dmhweb.net/Harvard Biosciencehttp://www.harvardbioscience.com/Simonizhttp://www.simoniz.com/Investment Team:Richard C. Klaffky, Managing Principalrklaffky@fnec.comSeth W. Alvord, Prinicipalsalvord@fnec.comJohn L. Ritter, Principaljritter@fnec.comRobert J. Gibson, Senior Vice Presidentrgibson@fnec.comPaul F. Romanelli, Vice Presidentpromanelli@fnec.comHugh Kinsman, Advisory Directorhkinsman@fnec.comAnthony Mandile, Controllertmandile@fnec.comAdam H. Sauerteig, Analystasauerteig@fnec.comKelli Schaller, Executive Assistantkschaller@fnec.comHartford Investment Management Companywww.himco.comPEFOFManufacturing & IndustrialBusiness ServicesMiddle MarketThe Mezzanine and Private Equity Group of Hartford Investment Management is an active provider of capital to private equity markets. The Group provides direct mezzanine debt and equity, and can provide equity on a stand alone basis in support of leveraged transactions. In addition to its direct investment activities, the firm seeks to invest in top-performing, middle market private equity and mezzanine funds that will provide a source of co-investment opportunities. The Group typically invests between $5 million and $30 million in mezzanine financing and up to $10 million in equity financing within the United States and Canada. Selectively, the firm will also invest in top performing funds that target investments outside of its middle market focus. As of December 31, 2012, the firm managed approximately $1.8 billion in mezzanine and private equity assets and commitments.

55 Farmington AvenueHartfordCT06105866-403-4733

Portfolio companies include:HD Vest Financial Serviceshttp://www.hdvest.com/Singer Equitieshttp://singerequities.com/Implushttp://www.implus.com/Sadler's Smokehousehttp://sadlerssmokehouse.com/IronDatahttp://www.irondata.com/Resource LabelGrouphttp://resourcelabelgroup.com/Performance Health and Wellness Holdingshttp://www.manta.com/c/mtdm30k/performance-health-wellness-holdings-incDayton Partshttp://www.daytonparts.com/dpweb/login.aspDeMet's Candy Companyhttp://www.supaprice.co.uk/p/result.jsp?ga=uk&q=buy+american+chocolateExpress Oil Change & Service Centerhttp://www.expressoil.com/SBP Holdinghttp://www.sbpholding.com/index.htmDavid's Bridalhttp://www.davidsbridal.com/browse/bridal-gownsInvestment Team:William N. Holm, Jr., Executive Vice Presidentbill.holm@himco.comTim Greene, Vice Presidenttim.greene@himco.comChris Murphy CFA, Vice Presidentchris.murphy@himco.comChris Barbier CFA, Vice Presidentchristopherm.barbier@himco.comEvan Pawelk, Analystevan.pawelk@himco.comHorizon Technology Financewww.horizontechfinance.comVDInformation TechnologyLife Sciences & HealthcareEarlyHorizon Technology Finance is a venture debt finance company that offers creative financing solutions to development-stage technology companies in the life sciences, health care, IT and software industries. Since 2004, Horizon has provided more than $800 million in loan commitments. The firm's products include: Senior and Subordinated Venture Loans; Senior Revolving Loans; Bridge Loans; and Equipment Loans. The firm's investments range from $2 million to $20 million. The terms are generally between 24 and 48 months. The firm maintains offices in California, Connecticut, and Virginia.

312 Farmington AvenueFarmingtonCT06032860-676-8654860-676-8655

Portfolio companies include:American Fiber Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=123309Bitbandhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=736762Bridge Pharmaceuticalshttp://www.biospace.com/news_story.aspx?NewsEntityId=45761Odyssey Therahttp://www.odysseythera.com/Clearcubehttp://www.clearcube.com/BigBandhttp://www.bigbandnet.com/Authoriahttp://peoplefluent.com/Cedar Pointhttp://www.cedarpoint.com/Bowstreethttp://www-03.ibm.com/press/us/en/pressrelease/19064.wssEntropichttp://www.entropic.com/DriveCamhttp://www.drivecam.com/Ivivityhttp://www.ivivity.com/Mall Networkshttp://www.cartera.com/NewRiverhttp://www.newriver.edu/Placemark Investmentshttp://www.placemark.com/about/Softraxhttp://www.softrax.com/Ambit Bioscienceshttp://www.ambitbio.com/Celleranthttp://cellerant.com/Calypsohttp://www.calypsostbarth.com/Northstarhttp://www.northstarattahoe.com/OmniSonicshttp://www.omnisonics.com/careers.htmPixel Opticshttp://www.pixeloptics.com/Xofthttp://www.xoftinc.com/TolerRxhttp://en.wikipedia.org/wiki/TolerxVidSyshttp://www.vidsys.com/Mitralignhttp://www.mitralign.com/SimpleTuitionhttp://www.simpletuition.com/student_loans_homeStreamBase Systemshttp://www.streambase.com/Investment Team:Rob Pomeroy, Chief Executive Officerrob@horizontechfinance.comJerry Michaud, Presidentjerry@horizontechfinance.comChris Mathieu, Senior Vice President, Chief Financial Officerchris@horizontechfinance.comJay Bombara, Senior VP, General Counsel, Chief Compliance Officerjay@horizontechfinance.comDan Devorsetz, Senior Vice President, Chief Credit Officerdan@horizontechfinance.comGreg Clark, Managing Directorgreg@horizontechfinance.comKevin May, Managing Directorkevin@horizontechfinance.comKristen Kosofsky, Managing Directorkristen@horizontechfinance.comKevin Walsh, Vice President, Senior Credit Officerkwalsh@horizontechfinance.comMike Lederman, Managing Directormike@horizontechfinance.comTodd McDonald, Managing Directortodd@horizontechfinance.comDan Trolio, Vice President & Controllerdtrolio@horizontechfinance.comIronwood Capitalwww.ironwoodcap.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsMiddle MarketWith over $300 million of capital under management, Ironwood Capital serves as a value-added partner for middle market transactions. The firm invests in subordinated debt and equity securities in amounts ranging from $4 million to $12 million to support business owners and financial sponsors in leveraged buyouts, growth financings and recapitalizations. Over 25 insurance companies, banks and other institutional investors, along with Ironwood Capital's principals, provide the firm's investment capital. Ironwood Capital has acted as principal in over 40 transactions since 2002. The firm's geographic preference is east of the Mississippi River (but will selectively consider companies beyond this area), targeting companies with annual revenues of $10 million to $200 million and EBITDA margins of approximately 10% or better. Ironwood has a particular interest in woman- and minority-owned business and businesses located in low- and moderate-income areas. As a generalist firm, Ironwood Capital will consider most industries. It has direct experience and a particular interest in the following sectors: Recurring revenue business service models, Value added manufacturing, Environmental services, Healthcare products and services, Specialty distribution, and Consumer products. The firm has an additional office in Boston.

45 Nod RoadAvonCT06001-3819860-409-2100

Portfolio companies include:C.O.P.S.http://www.cops.com/New England Linen Supplyhttp://www.newenglandlinen.com/NOVA Recordshttp://roi.novarecordsmgmt.com/TAS Messaginghttp://tasmessaging.com/TeamSt. George Warehouse Group Holdingshttp://www.stgusa.com/index.htmMy Alarm Centerhttps://www.myalarmcenter.com/ACCT Holdinghttp://www.manta.com/c/mmlk0yb/acct-holdings-llcNew York Merchants Protective Companyhttp://www.nympc.com/Genesis Solutions Holdingshttp://www.genesissolutions.com/Tulip Molded Plasticshttp://tulipcorp.com/Katahdin Industrieshttp://www.katahdin-inc.com/iPacesettershttp://www.ipacesetters.com/LiquidHubhttp://www.liquidhub.com/Cornserstone On Demandhttp://www.cornerstoneondemand.com/Investment Team:Marc A. Reich, PresidentReich@ironwoodcap.comCarolyn C. Galiette, Senior Managing DirectorGaliette@ironwoodcap.comRoger J. Roche, Jr., Senior Managing DirectorRoche@ironwoodcap.comJames R. Barra, Managing DirectorBarra@ironwoodcap.comVictor R. Budnick, Managing DirectorBudnick@ironwoodcap.comSanford Cloud, Jr., PartnerCloud@ironwoodcap.comChristopher Gabrieli, Managing DirectorGabrieli@ironwoodcap.comDickson Suit, Managing DirectorSuit@ironwoodcap.comM. Joshua Tolkoff, Managing Director (Boston)Tolkoff@ironwoodcap.comJohn R. Strahley, Managing DirectorStrahley@ironwoodcap.comEllen D. Stotler, Vice President FinanceStotler@ironwoodcap.comLaunchCapitalwww.launch-capital.comVCInformation TechnologySoftware & InternetLife Sciences & HealthcareMedical DeviceConsumer ProductsSeedEarlyFounded 2008, LaunchCapital is committed to providing the capital needed for businesses in the initial stages of development. Targeting seed stage investment opportunities that typically require between $50k and $150k, LaunchCapital leverages two distinct investment vehicles allowing for start-up businesses to optimize their capital structure. LaunchCapital Ventures follows the traditional venture capital model of equity investing in exponential growth opportunities. A separate funding vehicle, LaunchCapital Small Business, provides a blend of equity and debt financing for businesses that will generate near-term revenue, have linear growth expectations and generally have a local or regional reach. LaunchCapital has a core focus in technology, consumer and medical businesses. LaunchCapital has offices in Boston, New York, New Haven, and San Francisco.

142 Temple Street, Suite 206New HavenCT06510

Portfolio companies include:Apperianhttp://www.apperian.com/FashionPlayteshttp://www.fashionplaytes.com/Heliumhttp://www.helium.com/iTeamhttp://www.iteam.com/Promethegenhttp://promethegen.com/Xconomyhttp://www.xconomy.com/Vigixhttp://www.vigix.com/Affinimark Technologieshttp://www.affinimark.com/Affinimark_Website/index.htmlCardioPhotonicshttp://www.medicaldevicestoday.com/2010/06/cardiophotonics-llc.htmlNovaTracthttp://novatract.com/Tonichttp://www.tonic-online.com/Semantifihttp://semantifi.com/EpiEPhttp://www.crunchbase.com/company/epiepSafePorchhttp://safeporch.com/The Green Bride Guidehttp://www.greenbrideguide.com/Zadspacehttp://zadspace.com/YouRenewhttp://www.yourenew.com/Heliumhttp://www.helium.com/HyperInkhttp://www.hyperink.com/Draker Laboratorieshttp://www.drakerlabs.com/Bloomhttp://www.shopbloom.com/RentJuicehttp://www.rentjuice.com/Zozihttp://www.zozi.com/Aerin Medicalhttps://angel.co/aerin-medicalAI Exchangehttp://www.businesswire.com/news/home/20110913006493/en/AI-Exchange-Raises-1.5-Million-Venture-LedApparel Media Grouphttp://www.apparelmedia.com/site/CardStarhttp://www.cardstar.com/CarSalahttp://www.carsala.com/Case Continuumhttp://www.casecontinuum.com/CMD Biosciencehttp://www.cmdbioscience.com/CustomMadehttp://www.custommade.com/Dekkohttp://www.dekko.com/Daily Grommethttp://www.dailygrommet.com/products/Investment Team: Elon S. Boms, Managing Directorelon@launch-capital.comKonstantine Drakonakis, Director of the New Haven OfficeTom Egan, PrincipalEd Coady, AnalystBill McCullen, Director Boston Heather Onstott, Venture Partner Dave Shen, Director SF Bay Area Smith Whiley and Co.www.smithwhiley.comPEManufacturing & IndustrialBusiness ServicesMiddle MarketSmith Whiley and Co. is an institutional investment advisory firm specializing in identifying, structuring, closing, managing and liquidating private equity and mezzanine debt investments. Smith Whiley & Company was formed through a strategic relationship with Aetna, Inc., one of the first such alliances in the investment management industry. Black Enterprise Magazine ranks Smith Whiley among the largest African-American owned private equity firms in the country. Smith Whiley specializes in providing mezzanine debt and private equity to small and middle market companies nationwide. The team collectively has a track record in excess of almost 200 years in the asset class, including $21 billion in managed assets and $9 billion in new investments. Smith Whiley currently manages three mezzanine and private equity partnerships called the SW Pelham Funds. The firm invests in companies with enterprise values of $25 million to $250 million, and invests $3 million to $15 million per transaction, with the ability to arrange larger transactions. Smith Whiley invests in the following sectors: food and beverage, consumer products and services, business services, health care products and services, industrial products and services, and communications and media technology. Smith Whiley has managed in excess of $500 million in alternative investments since its formation in 1994, and also maintains an office in Evanston, IL.

242 Trumbull St., 8th Floor HartfordCT06103-1213860-548-2513860-548-2518

Portfolio companies include:Acme Industrieshttp://www.acmeind.com/Brook & Whittlehttp://www.brookandwhittle.com/Process Equipment Companyhttp://peco-us.com/TouchPoint Print Solutionshttp://www.touchpointps.com/Aerovoxhttp://www.aerovox.com/Connors Broshttp://www.connors.ca/C&M Corporationhttp://www.cmcorporation.com/Neat Wirelesshttp://www.neattwireless.com/index.asp?reph_Title=neatwireless%2EcomSpencer Enterpriseshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=6859213Tooling Tech Grouphttp://www.toolingtechgroup.com/VanDeMarkhttp://vandemarkco.com/VSA Partnershttp://vsapartners.com/Western Expresshttp://www.westernexp.com/Investment Team:Gwendolyn Smith Iloani, President & CEOgwendolyn.iloani@smithwhiley.comMark Evans, Senior Vice Presidentmark.evans@smithwhiley.comColette Nakhoul, Senior Managing Directorcolette.nakhoul@smithwhiley.comKurt H. Nyman, Managing Directorkurt.nyman@smithwhiley.comPrincess Smith Sally, Operations Managerprincess.sally@smithwhiley.comGeorge Thompson III, Associategeorge.thompson@smithwhiley.comRuth J. Huet, Senior Vice President (Illinois)ruth.huet@smithwhiley.comVenita E. Fields, Senior Managing Director (Illinois)venita.fields@smithwhiley.comAccess Medical Ventures, LLChttp://accessmv.comVCMedical DeviceEarlyGrowthExpansionAccess Medical Ventures is a U.S based venture capital fund that focuses specifically on investing and advancing medical device start-ups. AMV's primary interest is investing in interventional and therapeutic medical device start-ups, along with the variety of all the medical disciplines. AMV aims to invest both in early-stage medical device start-ups with promising, ambitious entrepreneurs as well as later stage companies with strong management teams.

35 Windsor RoadNorth HavenCT06473203-281-4585

Portfolio companies include:CartiHealhttp://cartiheal.com/Investment Team: Michael Tal MDmtal@accessmv.comDvir Keren, MBALimor SandachPritzker/Vlock Family OfficeFIInformation TechnologySoftware & InternetLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialConsumer ProductsSports & EntertainmentSeedEarlyGrowthExpansionMiddle MarketThe Pritzker/Vlock family office is managed by Karen Pritzker and Michael Vlock. This enterprise owns and manages a broad portfolio of public equities, consumer, biotech, industrial, medical equipment and technology businesses, several seed capital and venture funds, real estate, and has substantial private equity ownership of Global Hyatt Corporation, TransUnion LLC, Triton Container International Corporation and the Marmon Group. KLP is a trust formed by the Pritzker/Vlock family office that makes seed investments. KLP's subsidiary, Alopexx Enterprises, is a health-care company that invests in and develops preclinical and early clinical compounds. Karen Pritzker is an heir to the Hyatt Hotel fortune. She is one of the five children of billionaire Robert Pritzker, a co-founder of hotel chain Hyatt. Pritzker/Vlock is an investor in LaunchCapital of New Haven, CT and Boston (see profile).

984 Main St.BranfordCT06405203-481-5740

Portfolio companies include:4s3 Biosciencehttp://4s3bioscience.com/Alopexx Enterpriseshttp://www.biocentury.com/companies/alopexx_enterprises_llcVascular Insightshttp://vascularinsights.com/Happy Gianthttp://en.wikipedia.org/wiki/Seawise_GiantProvenance Biopharmaceuticalshttp://www.provenancebio.com/Retia Medicalhttp://retiamedical.com/Investment Team: Michael VlockKaren PritzkerCTechwww.ctech-ct.orgIInformation TechnologySoftware & InternetLife Sciences & HealthcareMedical DeviceSeedEarlyCTech is an initiative of the Connecticut Innovations Pre-Seed Fund. In addition to providing incubator space to start-up technology ventures through CTech incubators, the Pre-Seed Fund provides start-ups with access to experienced investment managers, partnerships and a track record of success. Connecticut Innovations is the State's leading investor in technology start-ups. CTech has locations in New Haven, Bridgeport, and Farmington, with CTech in New Haven serving as the first technology incubator. Initially home to four tech companies, demand outpaced supply and CTech quickly outgrew its space. CTech IncUBator@University of Bridgeport (2,400 sq. ft.) is Fairfield County's first university-based incubator intended to hasten the growth of start-up technology companies. The UConn Technology Incubation Program (TIP) provides incubation opportunities to businesses that are developed around technologies or intellectual property developed by UConn faculty, staff or students.

CTech@Science Park at Yale5 Science Park, 3rd FloorNew HavenCT06511

(Farmington Office)CTech@UConn Technology Incubation Program, UConn Health Center400 Farmington AvenueFarmingtonCT06030(Bridgeport Office)CTech IncUBator@University of Bridgeport250 Myrtle AvenueBridgeportCT06604Tenant companies include:BeCaidhttp://www.becaidusa.com/C8 Scienceshttp://c8sciences.com/Campus Connecthttp://www.ivytech.edu/faq/campus-connect.htmlCMD Biosciencehttp://www.cmdbioscience.com/Continuity Controlhttps://www.continuity.net/Hadapthttp://www.hadapt.com/KnockMediahttp://www.knockmedia.com/index.phpNovaTract Surgicalhttp://novatract.com/SecureRFhttp://securerf.com/Shizzlrhttp://www.shizzlr.com/WhySciencehttp://www.whyscience.com/Applivatehttp://www.applicate.com.au/Exerscripthttp://www.exerscript.com/goBluehttp://www.mgoblue.com/IQusichttp://iqusic.com/Mark My Mediahttp://markmymedia.com/Notifyihttp://notifyi-demo.com/Selderahttp://seldera.com/Management Team:Rita Zangari, UConn Technology Incubation Programrita.zangari@uconn.eduMichael Wisniewski, CT Innovationsmichael.wisniewski@ctinnovations.comDr. Gad J. Selig, Univ. of Bridgeport Division of Graduate Studies and Researchgadselig@bridgeport.eduGolden Seedswww.goldenseeds.comNew YorkAInformation TechnologySoftware & InternetLife Sciences & HealthcareFinancial ServicesEarlyGrowthFounded in 2004, Golden Seeds plays an instrumental role in supporting women to utilize both their intrinsic and financial capital to its full potential. The group identifies and invests in women-led ventures with the potential to grow into multi-million dollar businesses while enabling accredited investors to invest alongside them. The group provides entrepreneurs with strategic business advice as well as access to funding and the tools to enable them to grow into multi-million dollar businesses. The group's Angel Investor Forum is an investor group that provides early stage and growth capital across all sectors to women entrepreneurs. Golden Seeds typically invests between $1 and $3 million per round and prefers the following industries: consumer products, software, internet, financial services, and life sciences. Golden Seeds has more than 230 accredited investors, with locations in New York, Boston and San Francisco/Palo Alto. Golden Seeds 2 LP is the company's most current fund, with two investments as of March 2011: Hatsize and Cognition Therapeutics. Fund 2 is expected to build a portfolio of over 20 companies through 2013.

750 Lexington Ave., 6th FloorNew YorkNY10022

Portfolio companies include:Chromis Fiberopticshttp://www.chromisfiber.com/gDiapersshttp://www.gdiapers.com/iiPropertyhttp://www.iproperty.com.my/TowerCare Technologieshttp://www.towercare.com/Amplyx Pharmaceuticalshttp://amplyx.com/Carnegie Speech Companyhttp://www.carnegiespeech.com/Cognition Therapeuticshttp://cogrx.com/Crimson Hexagonhttp://www.crimsonhexagon.com/products/Dancing Deerhttp://dancingdeer.com/DRY Sodahttp://www.drysoda.com/eJamminghttp://www.ejamming.com/FashionPlayteshttp://www.fashionplaytes.com/Hatsizehttp://hatsize.com/Little Passportshttp://littlepassports.com/Lovesachttp://www.lovesac.com/sacs.htmlZeetoohttp://zeetoo.net/RuMe Bagshttp://www.myrume.com/default.aspx?PK=ac3c3702-0750-4284-94ac-af2c412c63d8Investment Team:Jo Ann Corkran, Managing DirectorPeggy Wallace, Managing DirectorMirella Cicio, Academy and HR Managermrc@goldenseeds.comStephanie Newby, Managing DirectorVanessa Wilson, Managing Director & CFOLauren Kane, Operations Managerlak@goldenseeds.comabi Innovation Hubwww.abi-nh.comIInformation TechnologyEarlyThe abi Innovation Hub (formerly Amoskeag Business Incubator) was started in 1997 as a joint venture between Southern New Hampshire University and the City of Manchester, NH. The mission of the abi Innovation Hub is to provide a supportive entrepreneurial environment that stimulates the growth of businesses to ensure economic vitality and encourage job creation. The mission is accomplished by providing affordable office space and technical assistance to technology start-up companies.The abi Innovation Hub offers different membership options and programs, including Accelerate NH, a startup accelerator aimed to help and build companies and offer mentorships with leading entrepreneurs.

844 Elm StreetManchesterNH03101603-629-9511603-629-9510

Tenant companies include:Emergent Technologieshttp://www.emergenttechnologies.com/ISA Systemshttp://www.isa.org/XRSolutionshttp://xrsolutions.com/News Patternshttp://newspatterns.com/Bringrr Systemshttp://www.bringrr.com/Accreonhttp://www.accreon.com/PowerCaphttp://www.powercap.com.my/Siege Technologieshttp://www.siegetechnologies.com/Boston Therapeuticshttp://bostonti.com/Udiosofthttp://udiosoft.com/Incutiohttp://www.incutio.com/Investment Team:Michele Peterson, COOmichele@abi-nh.comJamie Coughlin, CEO and Entrepreneur in ResidenceArete Corporationwww.arete-microgen.comVCEnergy & Clean TechEarlyArete Corporation has been managing venture capital funds focused on the needs and interests of the electric and gas utility industries since 1983. As manager of the Micro-Generation Technology Fund, formed in 1997 and completed in 2008, Arete provides equity capital to entrepreneurial companies that are developing and introducing to the market micro-generation technologies and related systems. The five Utech Funds addressed ventures related to the needs and interests of the electric and gas utility industries. Arete's most recent SC Green Tech Ventures, LLC, was completed at the end of 2009 and focuses on investments in alternative energy.

P.O. Box 1299Center HarborNH03226603-253-9797603-253-9799

Portfolio companies include:Evergreen Solarhttp://www.evergreensolar.com/en/Capstone Turbinehttp://capstoneturbine.com/Beacon Powerhttp://beaconpower.com/ActaCellhttp://www.actacell.com/ACAL Energyhttp://www.acalenergy.co.uk/Bandgap Engineeringhttp://bandgap.com/Lilliputian Systemshttp://lilliputiansystemsinc.com/Boston-Power Corporationhttp://www.boston-power.com/Proton Energy Systemshttp://protononsite.com/Northern Power Systemshttp://northernpower.com/Hydrogenics Corporationhttp://www.hydrogenics.com/H2Gen Innovationshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=1230559Angstrom Powerhttp://www.angstrompower.com/Investment Team:Robert W. Shaw, Jr., PresidentJerry D. Geist, AdvisorPhilip B. Smith, AdvisorBarris Incubator Programhttp://mba.tuck.dartmouth.edu/pecenter/resources/incubator.htmlIInformation TechnologyEarlyThe Barris Incubator Program is supported through a generous gift of Tuck alumnus and Center Advisory Board member Peter Barris. The Barris Incubator Program supports and facilitates the launch and development of Tuck and Dartmouth related ventures led by Tuck students. The Barris Incubator Program draws on the expertise of Tuck's recognized faculty, who are involved in the incubator's processes and who advise entrepreneurial-minded students on selected projects. Incubator teams are required to compete in at least one regional or national business plan competition per academic year.

Center for Private Equity and Entrepreneurship, Tuck School of Business at Dartmouth100 Tuck HallHanoverNH03755603-646-0522603-646-9084

Tenant companies include:Novoculihttp://novoculi.com/Morphology Gamehttp://morphologygames.com/OpenVotehttp://open-vote.org/Webdeschttps://github.com/mnot/wadl_stylesheets/Carin Venture Grouphttp://articles.economictimes.indiatimes.com/2011-01-18/news/28424544_1_cairn-and-vedanta-rajasthan-block-royalty-burdenAdvanced Transit Enterpriseshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=43477849Instant Wirefreehttp://search.brothersoft.com/index.php?act=search.index&keyword=flash-wire-free-downloadRamGuard Specialitieshttp://www.acehardwareoutlet.com/ProductDetails.aspx?SKU=55669Tuck Fund of Search Fundshttp://mba.tuck.dartmouth.edu/pecenter/research/pdfs/search.pdfBackdrophttp://www.backdropoutlet.com/Level Development Market Analysishttp://jobview.monster.com/Entry-Level-Business-Development-Marketing-Position-Job-Philadelphia-PA-US-106921639.aspxGOGO Development Partnershttp://www.eetimes.com/electronics-products/electronic-product-releases/operating-systems/4236140/Gogo-Partners-With-HotelTonightGreen Livinghttp://www.green-living.com/Stone City Capitalhttp://capitalstone.com/Laurie Weberhttp://www.lauriewebberhomes.com/Nanobayhttp://www.bruker-biospin.com/nanobay.htmlOmniVidiahttp://whois.domaintools.com/omnividia.comVirtual Mechanichttp://www.virtualmechanics.com/Stonewall Partnershttp://stonewallconstructors.com/about/partners.htmlManagement Team:Fred Wainwright, Executive Directorfred.wainwright@dartmouth.eduRichard Green, Center FellowKen MerrittAudrey KaniaJohn StahlerStuart PompianBorealis Ventureswww.borealisventures.comVCInformation TechnologySoftware & InternetSeedEarlyBorealis Ventures is a seed and early stage venture capital firm uniquely focused on investing in companies in Northern New England and throughout the Dartmouth College network. Borealis uses its local knowledge and presence to understand and meet the needs of Northern New England's entrepreneurs. The firm combines this "home field advantage" with the national-scale resources of Village Ventures (see profile under Massachusetts) to help its companies succeed. Borealis Ventures will invest anywhere from $100,000 to $2,500,000 initially and more over time as needed.

10 Allen St, Upper LevelHanoverNH03755603-643-1500

(Portsmouth Office)26 Market Square, 2nd Floor PortsmouthNH03801Portfolio companies include:Adimabhttp://www.adimab.com/Vico Softwarehttp://www.vicosoftware.com/Downloads/Student_Version/tabid/50483/Default.aspxNewformahttp://www.newforma.com/Handmarkhttp://www.handmark.com/Flurryhttp://www.flurry.com/Avedrohttp://avedro.com/Bar Harbor Biotechnologyhttp://www.bhbio.com/home/Direct Vet Marketinghttp://www.directvetmarketing.com/Envista Softwarehttp://envistacorp.com/FetchDoghttp://www.fetchdog.com/ShopFoodbuzzhttp://www.foodbuzz.com/Makeover Solutionshttp://www.dailymakeover.com/SpaceClaimhttp://www.spaceclaim.com/PCD Partnershttp://pcdpartners.com/Winguhttp://wingu.com/Investment Team:Jesse Devitte, Managing Director and Co-Founderjdevitte@borealisventures.comPhil Ferneau, Managing Director and Co-Founderphil@borealisventures.comMatt Rightmire, Managing Directormatt@borealisventures.comMark Prestipino, Entrepreneur-in-Residencemprestipino@borealisventures.comChris Randles, Entrepreneur-in-Residence Emerituscrandles@borealisventures.comMark Sawyer, Entrepreneur-in-Residence Emeritusmark.sawyer@vicosoftware.comMatt Harris, Managing General Partner and Co-Founder, Village Venturesmharris@villageventures.comDartmouth Regional Technology Center, Inc.www.thedrtc.comIInformation TechnologyLife Sciences & HealthcareSeedThe Dartmouth Regional Technology Center, Inc. (DRTC) is a private, non profit organization formed in 2004 to assist start up businesses, providing support programs and a 32,500 square foot mixed used technology incubator to foster the development of high-growth technology startup companies in New Hampshire. The DRTC provides flexible wet-lab, light manufacturing and office spaces, education, strategic advice and support, shared services, and networking to financial and business resources. The incubator focuses on developing businesses with a proven concept and a solid plan. As tenants and clients develop and need to graduate from the incubator facility, DRTC draws on the expertise and resources of the Grafton County Economic Development Council and the North Country Council. In mid 2011, the DRTC received $4,333,786 in funding from the US Department of Commerce, Economic Development Administration for its expansion project. A 28,000 square foot building enclosed by a two story high glass atrium was completed in mid 2012.

Centerra Resource Park16 Cavendish CourtLebanonNH03766603-676-3300

Tenant companies include:GlycoFihttp://www.nature.com/bioent/startup/112003/full/bioent780.htmliInTIMEhttp://www.i-intime.org/ImmuRXhttp://www.immurx.com/Oncopartnershttp://www.fiercebiotech.com/press-releases/pra-international-formalizes-partnership-oncopartners-and-ibpc-0ProQueSyshttp://www.proquesys.com/corporate/segTELhttp://www.segtel.cl/Adimabhttp://www.adimab.com/Balch Hill Medicalhttp://balchhillmedical.com/Celdara Medicalhttp://allyonsolutions.com/our-portfolio-clients/name1ACL Systemshttp://www.aclsystems.com/Cognitive Electronicshttp://www.cognitive-electronics.com/Dartmouth Reference Laboratoryhttp://www.superpages.com/bp/Lebanon-NH/Dartmouth-Reference-Laboratory-L2149140774.htmPCD Systemshttp://pcdfire.co.in/pcd/ViewBoosthttp://www.viewboost.com/Element Cleantechhttp://elementpartners.com/NH Small Business Development Centerhttp://nhsbdc.org/Saureuswww.saureus.comSustainXhttp://www.sustainx.com/ImmuNexthttp://immunext.com/Qualitas Healthhttp://www.qualitas.com.my/True Progresshttp://www.trackmyprogress.com/Management Team: Gregg Fairbrothers, Executive Director, DENgregg@thedrtc.comSteve Wheelock, Building Manager, DRTCsteve@thedrtc.comSandy Rozyla, Program Manager, DENsandy@thedrtc.comMark Scarano, Executive Director, GCEDCmark@thedrtc.comMike King, Director, North Country Council (NCC)mike@thedrtc.comDartmouth Technology Transfer Office (TTO)www.dartmouth.edu/~ttoTTInformation TechnologyLife Sciences & HealthcareSeedDartmouth's Technology Transfer Office oversees the patenting and licensing of inventions originated in the College and its professional schools. Industrially sponsored research agreements, including SBIRs and STTRs, material transfer agreements, State business assistance programs, and various other issues concerning academic collaborations with industry, also come under TTO's purview. In the fiscal year of 2011, the TTO handled 122 active license and option agreements, one of which was to local start up company ImmuNext.

11 Rope Ferry Road #6210HanoverNH03755-1404603-646-3027603-646-3670

Portfolio companies include:ImmuNexthttp://immunext.com/Management Team: Alla Kan, Directoralla.kan@dartmouth.eduGlennis Gold, Assistant Directorglennis.gold@dartmouth.eduLisa M. Ford, Operations Officerlisa.m.ford@dartmouth.eduShari Gonyea, Administrative Assistantshari.gonyea@dartmouth.eduJanet Shepler, MTA Administratorjanet.shepler@dartmouth.eduFirst Run Angel Groupwww.firstrunangelgroup.comAInformation TechnologyLife Sciences & HealthcareSeedEarlyThe Mount Washington Valley Economic Council formed First Run Angel Group to help businesses in the region address the need for equity capital. First Run will help solve the problem of where to obtain injection capital for desirable business startups, expansions or recruitment opportunities to bring businesses to their area. First Run acts as a conduit to find and screen business proposals for the investors. The group's goal is to identify investors from within the group who will evaluate business proposals brought forth by qualified business candidates in order to make individual investment decisions.

53 Technology Lane, Suite 100ConwayNH03818603-447-6622

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:N/AGranite State Angels (GSA)http://granitestateangels.comAInformation TechnologySeedEarlyGranite State Angels brings together over 35 successful and experienced entrepreneurs who are active in making early-stage and seed investments in companies located in the northeastern United States. Every month the group gathers informally to discuss recent news from the investment community, share due diligence activities, build strategic relationships, and review business plans from prospective companies. The group is keen to see strong business plans with qualified management teams to back them up. Members of GSA make individual decisions about investments. Many are interested in taking active roles in the development of a venture, from management and board activities to helping structure financially sound investment placements. GSA is associated with several larger funds active in the Northeast.

HanoverNH

Portfolio companies include:Design2Launchhttp://graphics.kodak.com/US/Product/Enterprise_Marketing/default.htmBroadcast Pixhttp://www.broadcastpix.com/Broadcast-Television/Broadcast.htmlGate Rockethttp://www.gaterocket.com/Broadcast Pixhttp://www.broadcastpix.com/Broadcast-Television/Broadcast.htmlDynacohttp://www.dynacodoor.com/Eating Wellhttp://www.eatingwell.com/Infinethttp://www.infinet.net/Investment Team:Fred Wainwright, Executive Directorwainwright@granitestateangels.comHarbor Light Capital Partners, LLCwww.harborlightcp.comVCPEInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareEarlyMiddle MarketHarbor Light Capital Partners is a private investment firm seeking to invest in early and growth stage companies located in the Northeast. Harbor Light Capital Partners is led by current members of the family, and several key executives at MARKEM Corporation. Harbor Light Capital Partners focuses on investments in the $1-$5 million range. For early stage companies, the fund will focus on Technology, cleantech, and healthcare companies with innovative/ disruptive technology. For growth stage companies, Harbor Light will focus on the lower middle market; companies with $5M to $20M in revenues.

38 Central SquareKeeneNH03431603-355-9954603-355-1158

Portfolio companies include:Fetchdog.comhttp://www.fetchdog.com/ShopEggrockhttp://www.eggrock.com/Avantra Bioscienceshttp://avantrabio.com/Castlewood Surgicalhttp://www.castlewoodsurgical.com/Direct Vet Marketinghttp://www.vetsfirstchoice.com/Micronoteshttp://www.micronotes.com/Alcyonehttp://www.alcyonels.com/Carmell Therapeuticshttp://carmellrx.com/Courtagen Life Scienceshttp://www.courtagen.com/Draker Energyhttp://www.drakerenergy.com/EnerTrachttp://enertrac.com/Terascalahttp://www.terascala.com/Investment Team:Todd Warden, Managing PartnerRichard Upton, General PartnerDarby Kopp, General Partnerdkopp@harborlightcp.comMerchantBancwww.merchantbanc.comVCInformation TechnologyEnergy & Clean TechGrowthExpansionMerchantBanc is a private investment firm that creates value for institutional and high net worth investors by purchasing and investing in entrepreneurial growth companies located throughout New England. Founded in 1992, MerchantBanc and its predecessor company have managed over $50 million dollars in assets. The firm has two investment funds under management, MerchantBanc Venture Partners, LP, and MB Growth Partners II, LP, which include New England's leading banks, university endowments and high net worth individuals as investors. MerchantBanc seeks promising investment opportunities among companies that have produced at least $5 million in revenues in niche businesses with strong growth potential. Typical initial investments range from $750,000 to $1.5 million. Commitments of up to $5 million may be provided through co-investments with other institutional investors.

1444 Union StreetManchesterNH03104603-623-5500

Portfolio companies include:OuterLinkhttp://www.outerlink.com/NextMarkhttp://www.nextmark.com/GT Solarhttp://www.gtat.com/Campagne Associateshttps://www.blackbaud.com/bb/gmp/welcome.aspxSolidscapehttp://www.solid-scape.com/FastAssethttp://www.fastasset.com/Narragansett Technologieshttp://narragansett-tech.com/International Coding Technologieshttp://ictrfid.com/Resoneticshttp://www.resonetics.com/pages/Resolutionhttp://dictionary.reference.com/browse/resolutionInvestment Team:Jeffrey M. Pollock, CEO & Managing Directorjmpollock@merchantbanc.comMark D. Kaplan, Managing Directormdkaplan@merchantbanc.comNew Hampshire Innovation Commercialization Centerwww.nh-icc.orgIInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareSeedThe New Hampshire Innovation Commercialization Center (NH-ICC), in partnership with the University of New Hampshire (UNH), is dedicated to accelerating the development of early stage high technology startups and to the commercialization of UNH intellectual capital. The NH-ICC Accelerator Company program anticipates that applicants will come from two major groups: Early stage startup teams that have developed unique products for large potential markets, or UNH research faculty or graduate students with important technology or inventions that have great commercial application potential. Approximately each 90 days, a resident company or UNH commercialize-able application will be selected to enter the program. If a firm or commercialize-able research is selected for entry into the NH-ICC, startups will be provided with the following: the "large company look and feel" space needed in a facility, including conference and presentation areas, labs, and light assembly areas; an assignment of NH-ICC start up executive staff to perform key business functions for the firm, as needed in finance, marketing, sales, operations and administration; assisted access to faculty, staff, and students and UNH; assistantance from local vendors; and access to Entrepreneurs in Residence (EIRs), who are experienced startup professionals. NH-ICC is also involved with Incubator Company applicants who are interested in office space with an atmosphere that is highly entrepreneurial.

75 Rochester AvenuePortsmouthNH03801603-610-4206

Portfolio companies include:Holasehttp://holase.com/PoKoshttp://pokos.biz/EZCaohttp://www.ezcao.com/Innovacenehttp://www.innovacene.com/Regaalohttps://www.regaalo.com/United Office Inchttp://unitedoffice.com/Borrell Associateshttp://www.borrellassociates.com/MiniLuxehttp://miniluxe.com/Nitro Networkshttp://www.nitronetworks.com/web/home.htmlObliterasehttp://obliterase.com/Stryka Technologieshttp://strykatechnologies.com/Timesheet Mobilehttp://timesheetmobile.com/Investment Team:Mark Galvin, Managing Director, 603-610-4201mark@nh-icc.orgRoger Tuttle, Finance Director, 603-610-4202roger@nh-icc.orgAllen A Hauf, Marketing Director, 603-610-4203al@nh-icc.orgNew Hampshire Innovation Research Centerwww.nhirc.unh.eduIInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareSeedThe mission of the NHIRC is to assist New Hampshire industry in becoming more competitive, and thereby retain and increase industrial employment. By providing state support and cooperation the NHIRC helps New Hampshire companies upgrade old products or develop new products. With NHIRC support, university-industry collaboration will foster innovation and help to preserve and increase the number of jobs in New Hampshire. Proposals are sought for partnership projects between New Hampshire companies and academic institutions. The primary goal of these projects is to attract, grow, and retain companies in the State of New Hampshire. NHIRC matching funds are specifically designed to expand the research activities of an industry partner by providing funds for research collaborations between industry and academia. While projects may be proposed in any discipline, applications are particularly encouraged in the following areas: Bioinformatics, Computational Tools, Environmental Technologies, Geospatial Analysis, Information Technology, Materials Science, Medical Technologies, Nanotechnology, Optics, Precision Engineering, Robotics, and Sensors. Since 1991 the NHIRC has awarded over $6 million to 129 New Hampshire companies. The NHIRC has created over 600 jobs and has provided $25MM in additional funding for New Hampshire educational institutions.

Gregg Hall 35 Colovos Road, Room 136DurhamNH03824603-862-4125603-862-0329

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Marc Sedam, Executive Director, 603-862-4130marc.sedam@unh.eduGretchen Smith, Program Manager, 603-862-0123gretchen.smith@unh.eduNovations, Inc.www.novationsinc.comVCMedical DeviceConsumer ProductsDefense & Homeland SecuritySeedEarlyNovations Inc. is a privately held venture capital firm founded in 1998. Its principal and founder, Marc Blumenthal, has an extensive background in investment management, entrepreneurship, education and technology innovation. At the age of 19, while a student at the University of Pennsylvania, he participated in his first startup company as Vice President of The American Book Club. Novations has selectively partnered with a variety of cutting edge scientists, physicians, and engineers who are leaders in their fields, to develop, patent, and/or commercialize technologies in Aerospace, Medical Devices, Personal Care Products, Marine Industry, and Hospitality, which are focused on markets primarily exceeding one billion dollars. Novations also focuses on developing sustainable business strategies for a variety of "social" ventures which directly impact poverty reduction in developing nations. These include the Small Business Innovation Commercialization Fund (SBIC) and the Bottom of the Pyramid Fund (BOP).

5 Greenleaf Woods Dr., Suite 101 PortsmouthNH03801603-433-6161 603-433-8880

Portfolio companies include:Ampwave Techhttp://novationsinc.com/commercialventures/aerospace.htmlVisionscope Technologieshttp://www.visionscope-tech.com/Organo LLChttp://www.organo.co.jp/english/index.htmlQC Checkhttp://www.qaqc-construction.com/systems5.phpCruising Waypointshttp://www.cruisingworld.com/how-to/seamanship/announcing-cruising-world-waypointsInvestment Team:Marc Blumenthal, Principal and Foundermarc@novationsinc.comStartDate Labs, Inc.www.startdatelabs.comIInformation TechnologySoftware & InternetSeedStartDate Labs is an incubator for new ideas and game changing technologies that accelerate and improve job search. Founded by a team of seasoned recruiting technology veterans and funded by some of the most respected names in the talent acquisition space, StartDate Labs is developing solutions for the most intractable problems faced by job seekers, employers, and recruiting vendors. In 2010, StartDate announced the completion of a $750,000 seed round investment from a group of private investors and talent acquisition industry veterans. Recently, StartDate Labs launched StartWire, a social collaboration platform where friends and experts confidentially help job seekers find work. Founded by Chris Forman & Tim McKegney, the former CEO and EVP of AIRS, StartDate Labs will use the investment to continue the development of a suite of next generation web and mobile job search applications. Terry Terhark, CEO of the RightThing, and Steve Pogorzelski, former President of Monster.com and current CEO of Clickfuel, led the round of private investors and will join the company's Board of Directors.

10 Water Street, 3rd Floor, Suite 322LebanonNH03766603-727-9463

(Mailing Address)P.O. Box 231MeridenNH03770Portfolio companies include:StartWirehttp://www.startwire.com/Investment Team: Tim Mckegney, Co-Foundertim.mckegney@startdatelabs.comChris Forman, Co-Founderchris.forman@startdatelabs.comTechnology Gardenwww.technologygarden.comIInformation TechnologySeedTechnology Garden is a technology incubator located in Hollis, New Hampshire, focused on taking start-ups from an idea to first round venture financing. Technology Garden provides seed capital, a turnkey environment and intensive consultation to a few select start-ups. Technology Garden provides an ideal environment for the early creative processes of hashing out the idea and the technology, building the business plan, building the prototype and assembling the team. Frank Grossman & Jim Moskun founded Technology Garden in the summer of 2000. The two were previously founders of NuMega Technologies, Inc., which was founded in 1987 and sold to Compuware Corporation in 1997.

22 Proctor Hill RoadHollisNH03049603-465-5554

Portfolio companies include:N/AInvestment Team: Frank Grossmanfrank@technologygarden.comJim Moskunjim@technologygarden.comVested for Growthwww.vestedforgrowth.comVCPESoftware & InternetConsumer ProductsEarlyGrowthExpansionMiddle MarketVested for Growth (VFG) provides risk-tolerant capital, business education, and CEO peer learning opportunities to help owners of small to medium-sized New Hampshire businesses increase profits and create higher-quality jobs. VFG provides subordinated debt and royalty financing when both banks and equity sources are unable to provide enough capital for the needs of the business. Typical prospects have $2 million to $20 million in annual sales, 10 to 200 employees, and gross profit margins of 25% or higher. VFG typically invests between $100,000 to $500,000 per portfolio company.

7 Wall St.ConcordNH03301603-856-0780

Portfolio companies include:Bortechhttp://bortech.com/Wild Thingshttp://www.wildthingsgear.com/Rustic Crusthttp://www.rusticcrust.com/SyAM Softwarehttp://www.syamsoftware.com/QCIhttp://www.qci.com/Design Mentorhttp://www.designmentor.com/Pittsfield IDhttp://www.pittsfieldid.com/Merrimac Publishing Managerhttp://merrsoft.com/Nanocomp Technologieshttp://www.nanocomptech.com/Sterling Linen Serviceshttp://sterlinglinen.com/Blake's All Natural Foodshttp://www.blakesallnatural.com/Investment Team: John Hamilton, Managing Directorjhamilton@vestedforgrowth.comJames Key-Wallace, Senior Investorjkey-wallace@vestedforgrowth.comBlack Point Group, LPwww.blackpointgroup.comFIInformation TechnologySoftware & InternetMedia & Digital MediaLife Sciences & HealthcareEarlyBlack Point Group, LP is a private equity partnership created by David Shaw and family. The firm manages a mix of private and public equity investment activities in the healthcare, Internet, media, and technology industries. Black Point seeks to identify and support companies that are, or have the potential to be, leaders in attractive growth businesses. Support can be narrow or comprehensive, and ranges from capital and overall governance, to business planning, recruitment of management teams, interim management assistance, strategic advisory services and other assistance depending on need. David Shaw is Executive Chairman of Ikaria, a specialty pharmaceutical company; founder and retired CEO of IDEXX Laboratories; and has also been a director and/or founder of numerous high technology companies including IDEXX, Cytyc Corporation, Ikaria, Microbia, Fetch, Magen BioSciences and others.

110 Exchange Street PortlandME04101800-604-2849

Portfolio companies include:Ikariahttp://www.ikaria.com/Ironwood Pharmaceuticalshttp://ironwoodpharma.com/FetchDog.comhttp://www.fetchdog.com/ShopSirna Therapeuticshttp://sirna.com/Cornerstone Brandshttp://www.ccsginc.com/Cytychttp://www.hologic.com/en/Direct Vet Marketinghttp://www.directvetmarketing.com/IDEXX Laboratorieshttp://www.idexx.com/animalhealth/Venrockhttp://www.venrock.com/Investment Team:David Shaw, Managing Partnerdshaw@blackpointgroup.comBenjamin Shaw, Founding Partnerbshaw@blackpointgroup.comRobert Suva, Technical Strategyrsuva@blackpointgroup.comCEI Ventures, Inc.www.ceiventures.comVCInformation TechnologyManufacturing & IndustrialConsumer ProductsEarlyCEI Ventures manages socially responsible venture capital funds. The company was founded in 1994 to mobilize private capital markets while advancing social goals. The firm manages balanced equity portfolios, diversified by geography, industry, stage of business development and social benefits. Often staged through multiple financings, target portfolio company investments will generally range from $250,000 to $1 million. Coastal Enterprises (CEI) was founded in 1977 as a private, 501(c)(3) nonprofit Community Development Corporation (CDC) and is certified by the US Treasury as a Community Development Financial Institution (CDFI). Headquartered in Wiscasset, Maine, CEI's mission is to create economically and environmentally healthy communities in which all people, especially those with low incomes, can reach their full potential. CEI organized CEI Ventures as a separate for-profit subsidiary to further this important goal.

Two Portland Fish Pier, Suite 206PortlandME04021207-772-5356207-772-5503

Portfolio companies include:Chemogenhttp://www.chemogen.com/Coast of Maine Organic Productshttp://www.coastofmaine.com/Stillwater Scientific Instrumentshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=11668285A&B Electronicshttp://abelectronicsinc.com/Beacon Analytical Systemshttp://www.beaconkits.com/welcome/BlueTarp Financialhttp://bluetarp.com/indexBush Equitieshttp://www.manta.com/c/mmqsxyw/bush-equitiesChomphttp://www.chomp.org/CV Finger Foodshttp://www.5newsonline.com/marketplace/foodandentertainment/cvfamilyfoods/kfsm-marketplace-foodandentertainment-cv-0227-show,0,7528267.storyeCopyhttp://www.ecopy.com/Home Bistrohttp://www.homebistro.com/Innov-X Systemshttp://www.olympus-ims.com/en/innovx-xrf-xrd/IntelliCare Americahttp://www.manta.com/c/mmf24hr/intellicare-america-incJuno Risinghttp://www.isisforwomen.com/Look's Gourmet Seafoodhttp://looksgourmetfood.gourmetfoodmall.com/Maine Trailerhttp://www.mainetrailer.com/Metrobility Optical Systemshttp://www.telco.com/New England Audio Resourcehttp://www.bogen.com/products/NEARspeakers/NextMarkhttp://www.nextmark.com/RecruiterNethttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=7733532RedZone Wirelesshttp://www.redzonewireless.com/Solerashttp://www.soleras.com/SmartPark Equinehttp://www.smartpakequine.com/Sun & Earthhttp://www.sunandearth.com/Tactionhttp://www.taction.com/Synaptic Digitalhttp://www.synapticdigital.com/Wentworth Technologyhttp://www.wit.edu/Definition6http://www.definition6.com/Navigator Publishinghttp://www.navigatorpublishing.com/PenBay Solutionshttp://penbaysolutions.com/Rustic Crusthttp://www.rusticcrust.com/The Gelato Fiascohttp://www.gelatofiasco.com/Investment Team:Nathaniel V. Henshaw, Managing Directornvh@ceimaine.orgThao H. Duong, Investment Administrator, Office Managerthd@ceimaine.orgLittle Diamond Island EnterprisesAInformation TechnologySoftware & InternetCommunications & NetworkingEarlySince 1993, Little Diamond Island Enterprises has made early-stage investments in technology companies, with a focus in the areas of software, computer services and data communications. Investment size ranges from $.5 million to $1.5 million. Charles "Kip" Moore created Little Diamond Island Enterprises in Portland in 1993 to make early-stage investments in technology companies, with a focus in the areas of software, computer services and data communications. Prior to Little Diamond, Moore was a General Partner of Welsh, Carson, Anderson & Stowe, a New York-based venture capital firm making investments in information processing and health care companies from 1981 through 1993. From 1975-1981, Kip was an executive with Automatic Data Processing; from 1972-1975, he was an Assistant Professor of Computer Science at Cornell University.

75 Pearl Street, Ste. 209PortlandME04101207-761-0717207-772-0385

Portfolio companies include:Speranza Systemhttp://www.speranzasystems.com/Investment Team:Charles Kip Moore, Presidentkipmoore@aol.comMaine Angelswww.maineangels.orgAInformation TechnologyBusiness ServicesConsumer ProductsRetail & RestaurantSeedEarlyMaine Angels was founded in 2003 to enhance regional economic development by providing a cooperative mechanism for qualified investors to collaboratively locate, investigate and make investments in promising early-stage companies. Maine Angels' individual investments in companies typically range from $10,000 to over $100,000 in most deals, while total investments in a deal have ranged from $35,000 to $710,000. In addition to providing financial capital, where appropriate, Maine Angels members also provide intellectual capital to portfolio companies and the entrepreneurs who run them. Investments in companies based in Maine typically are eligible for Maine's Seed Capital Tax Credit Program administered by the Financial Authority of Maine (FAME). Maine Angels continues to grow its membership and its investment portfolio, aiming to remain the premier angel investment group in Maine. Maine Angels consists of over 50 members who have collectively invested over $9.6 million in 42 emerging companies.

ME

Portfolio companies include:Abierto Networkshttp://www.ab-net.us/Broadcast Pixhttp://www.broadcastpix.com/CollegeWikishttp://www.crunchbase.com/company/collegewikisCrossRate Technologyhttp://www.crossrate.com/GateRockethttp://www.gaterocket.com/Good Clean Foodhttp://www.schlotterbeck-foss.com/Linkstormhttp://www.linkstorms.com/Morheus Technologieshttp://www.baserigs.com/docs/main.htmlNeuroptix Corporationhttp://www.neuroptix.com/Tegohttp://tegoinc.com/Saltater Marketinghttp://www.saltwatermarketing.com/AcademicMerithttp://www.academicmerit.com/Activision.tvhttp://www.activision.com/atvihub/home.doIW Financialhttp://info.iwfinancial.com/Zoundshttp://www.zoundshearing.com/Pet Health Networkhttp://www.usapethealthnetwork.com/Artemis Womanhttp://artemiswoman.com/Emergent Musichttp://www.emergentmusic.com/Speranza Systemshttp://www.speranzasystems.com/Avaxia Biologicshttp://www.avaxiabiologics.com/Cerahelixhttp://www.cerahelix.com/EzCaterhttps://www.ezcater.com/The Gelato Fiascohttp://www.gelatofiasco.com/JamHubhttp://jamhub.com/JB Therapeuticshttp://jbtherapeutics.com/Nanocomp Technologieshttp://www.nanocomptech.com/Pixabilityhttp://www.pixability.com/Playrifichttp://playrific.com/Zylo Mediahttp://zylomedia.com/Investment Team:Sandra Stone, ChairDon Gooding, Vice-ChairElizabeth Baldacci, Communications and ConsultingSam Ladd, Founding MemberMaine Center for Enterprise Developmentwww.mced.bizIInformation TechnologyBusiness ServicesConsumer ProductsSeedEarlyThe Maine Center for Entrepreneurial Development (MCED) is a private non-profit founded in 1997 that assists entrepreneurs building scalable innovation based Maine businesses. Although historically a traditional incubator that offered entrepreneurs space located on an academic campus, MCED is now a virtual resource for promising startups, regardless of their Maine location. Among several initiatives, the Center's Top Gun Entrepreneurship Acceleration program combines mentoring, curriculum and community to classes of competitively selected entrepreneurs. Campus Ventures, in collaboration with the University of Southern Maine, offers paid student interns and project management to advance entrepreneurs' technical and business needs in parallel. Affiliate incubation services provide customized assistance to companies on a growth path that may include equity financing. The Lunch and Learn seminar series and Table Talks offers a broader entrepreneurial audience informative two-hour talks for ten bucks that provide actionable information. Candidate companies for the Incubator must be a for-profit Maine entity with intention to stay in Maine upon graduation, and demonstrate an innovative and scalable business model.

30 Danforth Street, Suite 204PortlandME04101207-774-8111207-774-8112

Tenant companies include:Bitzy Babyhttp://www.bitzybaby.net/Refill Management Systemshttp://www.refillmanagementsystems.com/Ruby Moon Laundryhttps://rubymoonlaundry.com/Wealth Gatheringhttp://www.wealthgathering.com/Wizbe Innovationshttp://wizbe.net/Work it Uphttp://workitup.web.officelive.com/default.aspxInvestment Team:Laurie Johnson, Program Managerljohnson@mced.biz Susan Ruhlin, Program Managersruhlin@mced.bizDon Gooding, Executive Directordgooding@mced.bizLee Cheever, Operations ManagerMaine Economic Developmentwww.famemaine.comFOFEDInformation TechnologyEarlyGrowthThe Maine Economic Development Venture Capital Revolving Investment Program is designed to allow the State of Maine to invest as an equal partner with others in eligible private venture capital funds to support emerging and early-growth businesses in Maine. It is intended to utilize experienced professional fund managers to increase the probability of successful investments and the success of recipient companies. The firm's maximum investment is $1,000,000 per fund. The Board of Directors of the Finance Authority of Maine (FAME) approved a new rule to govern the newly created Maine New Markets Capital Investment Program. The Maine New Markets Capital Investment Program provides refundable state tax credits of up to 39% to investors in qualified community development entities (CDEs) that reinvest in certain businesses in eligible low-income communities in Maine. The program is modeled after the federal New Markets Tax Credit Program, and is administered by the Finance Authority of Maine, in cooperation with Maine Revenue Services and the Maine Department of Economic and Community Development. As of January 28, 2013, the program statutory limit of $30 million has been reached. Absent future legislative action, FAME will be unable to process applications or issue tax credits. FAME will not award any further credits at this time, even if investments have already been made.

Finance Authority of Maine (FAME)5 Community Drive, P.O. Box 949AugustaME04332-0949207-623-3263207-623-0095

Portfolio companies include:Borealishttp://www.borealisgroup.com/Brook Venturehttp://www.brookventure.com/brook-team/Coastal Ventureshttp://ceiventures.com/Masthead Co.http://www.masthead.co.za/Investment Team:Elizabeth Bordowitz, Chief Executive Officerebordowitz@famemaine.comMaine Technology Institutewww.mainetechnology.orgIInformation TechnologyEnergy & Clean TechAgriculture & Agricultural ScienceEarlyThe Maine Technology Institute (MTI) is a state-funded nonprofit that offers early-stage capital and commercialization assistance for the research and development of innovative technology-based projects that create new products, processes and services generating high-quality jobs across Maine. MTI focuses on the following targeted sectors: Advanced Technologies for forestry & Agriculture; Aquaculture and Marine Technology; Biotechnology; Composite Materials Technology; Environmental Technology; Information Technology and Precision Manufacturing Technology. Since 2000, MTI has funded 1,295 technology projects in Maine, a financial commitment of $106 million that has leveraged over $173 million in additional funding for a total of $280 million. In the 2011 fiscal year, MTI funded 127 projects totaling $14.1 million. Among many initiatives, MTI Seed Grants of up to $25,000 are offered three times a year to support early-stage research and development activities for new products and services that lead to the market. MTI also makes equity investments, particularly in order to bridge the "gap" between start-up and commercialization. Also offered in MTI's Business Innovation Program is the Tech Start Grant for up to $5,000 and the Business Accelerator Grant for activities that will increase a company's chance of success through business planning and financial management.

8 Venture AvenueBrunswick LandingBrunswickME04011207-582-4790207-582-4772

Portfolio companies include:A Uphttp://www.aup.edu/Abbott Engineeringhttp://abbotteng.com/Abierto Networkshttp://www.ab-net.us/AboGenhttp://abogen.com/Abunai Super Tunerhttp://www.d2inlinesolutions.com/news/jan2004.htmlAcademic Merithttp://www.academicmerit.com/Acadia Environmental Technologyhttp://www.acadiaenvironmental.com/Acadia Seafood Internationalhttp://aieis.acadiau.ca/speakers.htmlAccess Technologyhttp://accesstechnology.net/Brittlestarhttp://en.wikipedia.org/wiki/Brittle_starBruces Tractor Broadband Solutionshttp://www.broadband-solutions.com/Cbe Serviceshttp://www.cbegroup.com/servicesChemogenhttp://soundcloud.com/chemogenDM Technologieshttp://dmtechnologies.net/Electro Opticalhttp://en.wikipedia.org/wiki/Electro-opticsFretz Design Miniature Jewelryhttp://www.fretzdesign.com/Gladstones Under the Sunhttp://gladstonesunderthesun.com/Identity Copshttp://www.identitycops.com/Lighthouse Imaginhttp://lighthouseimaging.com/Mook Sea Farmhttp://www.manta.com/c/mmd6lg9/mook-sea-farmInvestment Team:Robert A. Martin, Presidentrmartin@mainetechnology.orgVanessa Frey, Business Innovation Specialistvfrey@mainetechnology.orgShane Beckim, Business Innovation Specialistsbeckim@maintechnology.orgRoger Brooks, Entrepreneur in Residencerbrooks@mainetechnology.orgLeslie Hunter, Marketing Managerlhunter@mainetechnology.orgJames Fecteau, Finance and Administration Managerjfecteau@maintechnology.orgJoe Migliaccio, Manager, Business Innovation Programjmigliaccio@mainetechnology.orgCatherine Marin, Business Innovation Specialistcmarin@mainetechnology.orgJessica Watson, Program Assistantjwatson@mainetechnology.orgNorth Atlantic Capitalwww.northatlanticcapital.comVCInformation TechnologySoftware & InternetGrowthExpansionFounded in 1986, North Atlantic Capital has invested in 71 companies in a variety of structures and transaction types, generating value for its portfolio companies and limited partners. In 2007, the firm launched its fourth venture fund, North Atlantic Capital Fund IV, LP, bringing total capital under management to over $200 million. North Atlantic typically invest between $4 and $8 million in scalable technology-based businesses on the East coast. The firm looks for companies with $10-50 million in revenue.

Two City Center, 5th FloorPortlandME04101207-772-4470207-772-3257

Portfolio companies include:Astadiahttp://www.astadia.com/IDEXX Laboratorieshttp://www.idexx.com/animalhealth/FitLinxxhttp://fitlinxx.com/Vivisimohttp://vivisimo.com/Tangoehttp://www.tangoe.com/Synacorhttp://www.synacor.com/AeroSat Corporationhttp://www.aerosat.com/Animation Technologieshttp://www.lifeview.com.tw/Broadreach Partnershttp://www.broadreachpartnersinc.com/Blue Ridge Networkshttp://www.blueridgenetworks.com/Diamond Phoenixhttp://systemlogistics.com/VXI Corporationhttp://www.vxicorp.com/B.E. Petersonhttp://bepeterson.com/Invoke Solutionshttp://www.invoke.com/iContacthttp://www.icontact.com/KickAppshttp://www.kitd.com/kickappsVoxeohttp://www.voxeo.com/Autotaskhttp://www.autotask.com/OnForcehttp://www.onforce.com/Voxeohttp://www.voxeo.com/ConnectEDUhttp://www.connectedu.com/Zmagshttp://www.zmags.com/Investment Team:David Coit, Managing Directordcoit@northatlanticcapital.comMark Morrissette, Managing Directormark@northatlanticcapital.comKimberley Niles, Chief Financial Officerkniles@northatlanticcaptial.comKevin Greener, Associatekgreener@northatlanticcapital.comNick Tomaino, Associatentomaino@northatlanticcapital.comSmall Enterprise Growth Fundwww.segfmaine.comVCInformation TechnologyCommunications & NetworkingManufacturing & IndustrialSeedEarlyThe Small Enterprise Growth Fund (SEGF) was created by an act of the Maine Legislature in 1995 to provide Maine companies and entrepreneurs access to patient sources of venture capital. The fund is a $13 million dollar revolving, "evergreen" fund. The SEGF is a professionally managed venture capital fund that invests exclusively in Maine companies, in almost all industry sectors, that demonstrate a potential for high growth and public benefit. SEGF has a typical investment of $100,000 - $300,000 per company, with additional capital available to continue to support the company. SEGF targets growth companies with less than $5M in revenue (and fewer than 50 employees).

P.O. Box 63NewportME04953207-504-1999

Portfolio companies include:AIKO Biotechnologyhttp://aikobiotech.com/Bar Harbor BioTechnologyhttp://www.bhbio.com/home/BlueTarp Financialhttp://bluetarp.com/indexCertifyhttp://www.certify.com/Chemogenhttp://www.chemogen.com/Coast of Mainehttp://www.coastofmaine.com/Common Censushttp://www.commoncensus.com/Emergent Discoveryhttp://emergentdiscovery.squarespace.com/InterSpechttp://interspec.com/Looks Gourmet Food Companyhttp://looksgourmetfood.gourmetfoodmall.com/Nyle Systemshttp://www.nyle.com/Pantheonhttp://en.wikipedia.org/wiki/Pantheon,_RomePhylogixhttp://investing.businessweek.com/research/stocks/private/people.asp?privcapId=1380545Harbor Technologieshttp://www.harbortech.us/Stillwater Scientific Instrumentshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=11668285RedZone Wirelesshttp://www.redzonewireless.com/Warrior Aero-Marinehttp://www.warrioraero.com/Abierto Networkshttp://www.ab-net.us/Newfield Designhttp://www.newfieldd.com/ercs/homeBourgeois Guitarshttp://www.pantheonguitars.com/PenBay Solutionshttp://penbaysolutions.com/Wentworth Technologyhttp://wentworthtechnology.com/Investment Team:John F. Burns, CFA, Fund Managerjohn@segfmaine.comTerri Wark, Fund Administrative Associateterri@segfmaine.comJayme Okma Lee, Fund Associatejayme@segfmaine.comDesmond Fitzgerald, Entrepreneur In Residencedes@segfmaine.comEnterprise Angelswww.greaterlouisville.com/enterprisecorp/AEDInformation TechnologySoftware & InternetLife Sciences & HealthcareBusiness ServicesSeedEarlyEnterprisecorp is the enterprise development arm of Greater Louisville Inc., the Metro Chamber of Commerce that cultivates Louisville's entrepreneurial vitality. The Enterprise Angels are a formal group of 40+ angel investors who seek to encourage the development of start-up companies and to support new businesses in the Louisville area by providing entrepreneurs with seed capital and management guidance from industry and entrepreneurial veterans. The group is comprised of current executives with a diverse background across many industries (technology, healthcare, manufacturing, distribution, food & beverage, etc.) and investing experience from novice to serial. The Enterprise Angels meet monthly to formally consider 2 deals selected from among the more than 15 that are screened each month through our Deal Selection Process. Louisville's Enterprise Angels invest in a variety of industries, including IT, software, media, health services, energy, and food. Investment size can vary widely, from $25k from a single member to over $1Million from a syndicate of members. Most investments fall between $100k - $250k on a pre-money valuation of $500k to $3 Million.

614 West Main Street, Suite 6000LouisvilleKY40202502-625-0047502-625-0010

Portfolio companies include:2DIhttp://www.e2di.com/3DRhttp://3drinc.com/ACCENT Marketing Serviceshttp://www.accentonline.com/Adaptive Technologieshttp://www.adaptiveinc.com/Advanced Cancer Therapeuticshttp://advancedcancertherapeutics.com/Advanced Imaging Conceptshttp://aic-imagecentral.com/Advanced Payroll Systemshttp://www.advancedpayroll.com/Agility Corp.http://www.agilitylogistics.com/Air Hydro Power Inc.http://www.airhydropower.com/ApoImmunehttp://apovax.com/Robert Ferreri, Executive DirectorRFerreri@GreaterLouisville.comLisa Bajorinas Managing Director, Growth Capital and High Impact ProgramLBajorinas@EnterpriseCorp.comDavid Oetken, Managing Director, Business AdvisingDOetken@EnterpriseCorp.comTendai Charasika Director, Innovation & Commercialization CenterTCharasika@EnterpriseCorp.comANGEL RIwww.angelri.comAInformation TechnologyLife Sciences & HealthcareSeedEarlyAngel RI is the personal investment vehicle for William F. Cesare and is dedicated to providing intellectual and monetary capital to Rhode Island entrepreneurs for the purpose of advancing innovation in high growth areas including Life Science, Health, and Technology. With over 25 years experience as a serial entrepreneur, Cesare has been a principle in multiple start-up companies in New England ranging from medical devices to retail operations. He counts multiple business and investment successes including founding PreventionWorks, a national workplace safety consulting firm which he sold in 1997, and founding ACES Technologies, a pioneering B2B internet-ASP management platform which he sold to Bridium, Inc. in 2001. Cesare received his BS from Boston College and both an MS and Ph.D. from Boston University. Cesare currently resides in Lincoln, Rhode Island. Cesare is a founder of Angel Health Strategies (see profile)

206 Waterman StreetProvidenceRI02906401-226-8454401-421-2376

Portfolio companies include:DiJiPOPhttp://dijipop.com/ACES Technologieshttp://www.acetechnologies.com/Professional Connectionshttp://professionalconnections.org/International Grip Systemshttp://www.griplocksystems.com/contact/international.cfmGenesis Medcarehttp://www.medcareequipment.com/Center for Medical Weight Managementhttp://www.centerformedicalweightloss.com/Albion Special Carehttp://www.albionspecialcare.com/ER-Cardhttp://er-card.com/JBM Medicalhttp://jbm-medical.com/ISIS Biopolymerhttp://www.isisbiopolymer.com/Investment Team: William F. Cesare, Ph.D.bcesare@angelri.comAngel Street Capitalwww.angelstreetcapital.comAInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyAngel Street Capital assists companies in the early stages of their life cycle providing both consulting services and capital, investing $50,000 - $250,000 as an initial investment. Areas of interest include: Internet radio, Digital advertising systems, Audience data and analytics, Local web portals, Ad exchanges, Content Management Systems, Music management and distribution, and Social media.

402 Angell StreetProvidenceRI02906401-854-1850

(Newport Office)27 Chastellux AvenueNewportRI02840401-841-9484Portfolio companies include:AAA Entertainmenthttp://aaadj.com/AccuRadiohttp://www.accuradio.com/AirKasthttp://airkast.com/AndoMediahttp://andomedia.com/BIA Kelseyhttp://www.biakelsey.com/Fairfield County Onlinehttp://fairfieldcountyonline.com/Mariner Towerhttp://www.manta.com/c/mmgbvvt/mariner-tower-lpMVOL.comhttp://www.mvol.com/MVYradiohttp://www.mvyradio.com/NetRadio Saleshttp://www.publicbroadcasting.net/netradio/news.newsmain/article/0/5/1880711/Business/November.auto.sales.seen.best.in.over.2.yearsShoeBuy.comhttp://www.shoebuy.com/Tower Ventureshttp://www.towerventures.com/Fundationhttp://www.fundations.com/DraftKingshttps://www.draftkings.com/Global Net Accesshttp://gnax.net/On The Spot Systemshttp://www.onthespotsystems.com/Livio Radiohttp://www.livioradio.com/iWebhttp://iweb.com/Placesterhttps://placester.com/GoLocal24http://golocal24.com/MoFusehttp://mofuse.com/DiJiPOPhttp://www.crunchbase.com/company/dijipopInvestment Team: Joseph V. Gallagher, Managing Directorjgallagher@angelstreetcapital.comRobert J. Maccini, Managing Directorrmaccini@angelstreetcapital.comStephan C. Sloan, Directorssloan@angelstreetcapital.comBetaspringwww.betaspring.comIInformation TechnologySoftware & InternetSeedBetaspring is a mentorship-driven, Providence-based startup accelerator program for technology and design entrepreneurs who are ready to build a product and launch a company. The Betaspring program runs twice a year for 12 weeks during both the Spring and Fall. During the first ten weeks, the teams involved will work hard on developing working prototypes from concepts, or on scaling the business if there is already a working model. Each week, teams will meet with advisers that will offer feedback on the concepts, ideas and prototypes, as well as provide valuable insight into how to scale a company, deal with obstacles along the way, and how to manage large scale adoption when it comes. The final two weeks of the program will be spent honing team pitches as participants present to and receive feedback from experienced entrepreneurs and investors. During the Demo Day event, Betaspring teams present their company to investors. Betaspring will also provide teams with a small amount of seed capital (up to $20,000) free legal counsel, incorporation filing, and other legal work necessary to make startups investable at a scale. Additionally, teams have access to Betaspring HQ, a fully-equipped workspace for participants and the other teams to get together to meet, share ideas and work on their companies. Teams that choose to remain in Providence for 12 months after completing the program are eligible for a $50,000 equity investment from the city of Providence. Since 2009, Betaspring has accelerated 57 companies and alumni have raised $20M in follow-on funding.

95 Chestnut, Third FloorProvidenceRI02903401-400-2382

Portfolio companies include:DiJiPOPhttp://dijipop.com/Manpackshttp://www.manpacks.com/NuLabel Technologieshttp://www.nulabeltechnologies.com/SensibleSelfhttp://sensibleselfstorage.com/Tracelyticshttp://www.tracelytics.com/Accelereachhttp://www.accelereach.com/Catapulterhttp://www.catapulter.com/Diavibehttp://www.myspace.com/diavibeJobzlehttp://jobzle.com/Tu.nrhttp://tu.nr/Periscapehttp://www.periscape.com/DataBraidhttp://databraid.com/Leotushttp://www.lotuscars.com/Autobikehttp://evolvethebike.com/Fitted Fashionhttp://www.fittedfashion.com/BuildingLayerhttp://buildinglayer.com/AutoShaghttp://autoswag.com/Nest4Lesshttp://www.nest4less.com/Inhabihttp://inhabi.com/Mosechttp://mosec.sourceforge.net/Revenizerhttp://revenizer.com/Studyegghttp://www.studyegg.com/Touchbasehttp://www.touchbaseglobal.com/Zokohttp://www.zokos.com/Translate Abroadhttp://www.translateabroad.com/Tracelyticshttp://www.tracelytics.com/GreenGoosehttp://www.greengoose.com/Feed My Futurehttp://feedmyfuture.com/Crunchbuttonhttp://www.crunchbutton.com/Umbie Dental Carehttps://umbiedentalcare.com/Splitwisehttp://splitwise.com/Sproutelhttp://sproutel.com/index.htmlTennisHubhttp://tennishub.com/Thumbs Uphttp://thumbsupdiner.com/Prepmatichttp://www.prepmatic.com/StudyEgghttp://www.studyegg.com/Investment Team: Allan Tear, Co-Founder & Managing Partneratear@betaspring.comOwen Johnson, Co-Founder & Managing Partnerowen@betaspring.comJack Templin, Co-Founder & Partnerjtemplin@betaspring.comCherrystone Angel Groupwww.cherrystoneangelgroup.comAInformation TechnologyManufacturing & IndustrialBusiness ServicesTransportation & DistributionSeedEarlyCherrystone Angel Group, founded in 2004 with more than 50 members, is Rhode Island's first organized angel investment group. All the group's members are experienced and qualified investors who have either built their own companies or have extensive experience launching new business ventures. Their backgrounds include creating or working with manufacturing, distribution, technology, and service companies. Cherrystone looks for innovative early stage and established companies that address a significant market opportunity where their investment and experience can make a difference. Typically, Cherry-stone will invest between $250,000 and $500,000 to help companies grow to the next stage.

40 Westminster St., Suite 702 ProvidenceRI02903

Portfolio companies include:Ion Signature Technologyhttp://www.ionsigtech.com/SmartCells Signalshttp://www.fiercebiotech.com/story/wsj-merck-buy-smartcells-500m-deal/2010-12-02TimeTradehttp://www.timetrade.com/Boston Heart Labhttp://bostonheartlab.com/Horizontal Systemshttp://horizontalsystems.com/adQhttp://www.adq-inc.com/Advanced Image Enhancementhttp://aie-inc.net/Betaspringhttp://www.betaspring.com/Castlewood Surgicalhttp://www.castlewoodsurgical.com/CycloneDevice.htmliTeamhttp://www.iteam.com/MoFusehttp://mofuse.com/Narragansett Breweryhttp://www.narragansettbeer.com/NuLabel Technologieshttp://www.nulabeltechnologies.com/Respiratory Motionhttp://www.respiratorymotion.com/SepSensorhttp://sepsensor.com/Avaxia Biologicshttp://www.avaxiabiologics.com/Investment Team:Peter Dorsey, Executive DirectorJennifer Schwall, ManagerManagement Capital, LLCwww.mgtcapital.comPEManufacturing & IndustrialConsumer ProductsRetail & RestaurantMiddle MarketManagement Capital is a private equity firm providing leadership and capital to small- and middle-market companies with revenues of $10 million to $100 million. The firm's experience and investment focus is with: Branded consumer products/services; Branded industrial products/services; Manufacturing; and Specialty retail concepts. The firm typically invests $1 to $10 million.

60 Bay Spring Ave., Suite B4BarringtonRI02806401-246-0050401-246-0051

Portfolio companies include:Wire Weld USAhttp://www.wireweld.com/BioSensoryhttp://www.biosensory.com/Fashion Accessories Firsthttp://www.faf.com/Sencorphttp://sencorpwhite.com/White Systemshttp://whitesystems.com/Investment Team:Gerald F. Cerce, Principal and Founding Memberjerry@mgtcapital.comErnest D. Humphreys, Principal and Founding Memberernie@mgtcapital.comRobert D. Manchester, Principal and Founding Memberbob@mgtcapital.comLinda Cicerchia, Office Administratorlinda@mgtcapital.comMIDChttp://newcommons.powweb.com/midcri/history.htmEDInformation TechnologyRetail & RestaurantSeedEarlyThe MIDC was created in 1994 to improve the quality of life within Rhode Island's urban centers by contributing to the growth of Rhode Island based minority owned small businesses located in targeted disadvantaged communities. The MIDC is authorized to make loans for a variety of purposes and be more flexible in the credit decision process than traditional lenders. MIDC provides creative financing in amounts from $2,000 to $250,000 for start-ups and existing business. The Rhode Island Coalition for Minority Investment offers start-up and existing small businesses access to capital through the SBA MicroLoan program. As of May 29, 2009, RI Minority Investment Development Corporation is no longer lending and is in transition to set up a new program.

PO Box 5724ProvidenceRI02903401-475-6735

Portfolio companies include:Neo Lux Neonhttp://www.solidstatelightingdesign.com/documents/articles/gsedoc/119096.htmlGuatemala Bakeryhttp://www.yelp.com/biz/guatemalteca-bakery-los-angelesProvidence Machine & Tool Workshttp://providencemachine.com/Investment Team:Kevin P. Tracy, ChairmanKevin.p.tracy@bankofamerica.comJohn Silva, TreasurerJsilva2@sovereignbank.comMichelle Gonzalez, SecretaryMgonzalez@newcommons.comMichael ClarkinMichael.clarkin@citizensbank.comElayne Walker-Cabralewalker@metmail.orgJune Daniel, Esq, Board Attorneyjdaniel@legalmba.netNautic Partners, LLCwww.nautic.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesMiddle MarketFounded in 1986, Nautic Partners is a middle-market private equity firm with over $2.5 billion of equity capital under management. The firm has completed more than 110 investments and delivered successful results to its limited partners over three decades. Nautic targets equity investments of $25 to $75 million representing majority ownership in companies with proven business models, defensible market positions, and strong growth potential. The firm has a national focus on firms with EBITDA of $10 to $30 million. Areas of focus include business services, manufacturing, and healthcare.

50 Kennedy Plaza, 12th FloorProvidenceRI02903401-278-6770401-278-6387

Portfolio companies include:1105 Media Holdingshttp://1105media.com/Big Train Holdingshttp://www.bigtrain.com/Clarkston Consultinghttp://www.clarkstonconsulting.com/Simonds Industrieshttp://www.simonds.cc/Aavid Holding Companyhttp://www.aavidthermalloy.com/Agilex Flavors and Fragranceshttp://agilexfandf.com/Carr Managementhttp://www.carrmanagement.com/CCD Holdingshttp://www.manta.com/c/mm3pch0/ccd-holdingsCurtis Industries Holdingshttp://www.curtisindustries.net/Design/Craft Fabrichttp://www.design-craft.com/Diagnostics Security Holdershttp://www.privateequityfirms.com/company/10249/Diagnostics-Security-Holders,-LLC--GCA Services Grouphttp://www.gcaservices.com/HB Performance Systemshttp://hayesbrake.com/HPS Holding Companyhttp://hpsholding.com/Milestone Aviation Grouphttp://milestoneaviation.com/MVL Grouphttp://mvlgroup.com/NEPTCOhttp://www.neptco.com/Oasis Outsourcinghttp://www.oasisadvantage.com/PEP Industrieshttp://pepindustries.com/Prince Sports Managementhttp://www.princesports.com/Qantum Communicationshttp://qantumofbrunswick.net/Reliant Hospital Partnershttp://www.relianthcp.com/Resound2 Communicationshttp://www.c-innovation.dk/old/uk/Superior Vision Holding Co.http://www.superiorvision.com/Synq Solutionshttp://www.synqsolutions.com/Theorem Clinical Researchhttp://www.theoremclinical.com/NLS Holdingshttp://www.manta.com/c/mm34z4p/nls-holdings-llcInvestment Team:Bernie Buonanno, Managing Directorbbuonanno@nautic.comChris Crosby, Managing Directorccrosby@nautic.comHabib Gorgi, Managing Directorhgorgi@nautic.comScott Hilinski, Managing Directorshilinski@nautic.comDouglas Hill, Managing Directordhill@nautic.comMichael Joe, Managing Directormjoe@nautic.comJames LaRowe, Managing Directorjlarowe@nautic.comBrad Wightman, Managing Directorbwightman@nautic.comChris Pierce, Vice Presidentcpierce@nautic.comChris Corey, Principalccorey@nautic.comJim Beakey, Principaljbeakey@nautic.comChris Vinciguerra, Senior Associatecvinciguerra@nautic.comPathway Capital Management, LLCwww.pathwaycapital.comFOFInformation TechnologyManufacturing & IndustrialBusiness ServicesMiddle MarketPathway Capital Management creates and manages specialized private equity funds of funds for institutional investors worldwide. Pathway's founders have accumulated significant experience as a team, working with more than 70 institutions in the development and management of their fund investment portfolios since 1991. This includes committing over $50 billion in more than 350 investment partnerships in a wide variety of private equity strategies through multiple market cycles. Pathway has more than $25 billion under management, including more than $12 billion from its 36 funds of funds. The firm maintains additional offices in California, Hong Kong, and London.

The Gardens Office Park II1300 Division Road, Suite 305West WarwickRI02893401-589-3400401-541-7246

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Douglas K. Le Bon, Senior Managing DirectorJames H. Reinhardt, Senior Managing DirectorKaren J. Jakobi, Senior Managing DirectorThomas W. Laders, Managing DirectorCornerstone Holdingswww.cstoneholdings.comPESoftware & InternetFinancial ServicesAgriculture & Agricultural ScienceReal EstateMiddle MarketCornerstone Holdings is a private equity and real estate development company. Privately owned, the company focuses on opportunistic investments in profitable middle market companies via direct investments. Cornerstone partners with strong management teams to actively add value and grow businesses. The team at Cornerstone has substantial private company investment experience which spans from startup ventures to traditional leverage buyouts to distressed turnarounds. The real estate development division acquires land in resort markets and takes it through the development process. Past and current projects span across the United States, including Hawaii. Cornerstone Holdings is not structured like a traditional private equity/venture capital fund and therefore does not have the same time and investment constraints as funds. Cornerstone targets companies with revenues of $2 - $40 million and EBITDA of $1 - $15 million. The typical investment is $4 - $15 million of equity in a transaction with $5 - $60 million enterprise value. The firm also maintains an office in Kauai, Hawaii.

385 Interlocken Crescent, Suite 250 BroomfieldCO80021303-410-2510

Portfolio companies include:CreditSightshttp://www.creditsights.com/Majestic Researchhttp://www.itginvestmentresearch.com/Tachyonhttp://en.wikipedia.org/wiki/TachyonMagna Energy Serviceshttp://www.magnaes.com/Pegasus Towerhttp://pegasustower.com/Investment Team:Tom McCloskey, Chairman and CEOtdm@cstoneholdings.comNeville Vere Nicoll, Presidentnvn@cstoneholdings.comClark Lipscomb, President Real Estateclark@cstoneholdings.comJohn Ord, Chief Financial Officerjord@cstoneholdings.comChris Rockers, Principalcrockers@cstoneholdings.comRyan Williams, Associaterwilliams@cstoneholdings.comCornerstone Holdingswww.cstoneholdings.comPESoftware & InternetFinancial ServicesAgriculture & Agricultural ScienceReal EstateMiddle MarketCornerstone Holdings is a private equity and real estate development company. Privately owned, the company focuses on opportunistic investments in profitable middle market companies via direct investments. Cornerstone partners with strong management teams to actively add value and grow businesses. The team at Cornerstone has substantial private company investment experience which spans from startup ventures to traditional leverage buyouts to distressed turnarounds. The real estate development division acquires land in resort markets and takes it through the development process. Past and current projects span across the United States, including Hawaii. Cornerstone Holdings is not structured like a traditional private equity/venture capital fund and therefore does not have the same time and investment constraints as funds. Cornerstone targets companies with revenues of $2 - $40 million and EBITDA of $1 - $15 million. The typical investment is $4 - $15 million of equity in a transaction with $5 - $60 million enterprise value. The firm also maintains an office in Kauai, Hawaii.

6461 Hauaala RoadKealiaHI96751808-821-0440808-821-0550

Portfolio companies include:CreditSightshttp://www.creditsights.com/Majestic Researchhttp://www.itginvestmentresearch.com/Tachyonhttp://en.wikipedia.org/wiki/TachyonMagna Energy Serviceshttp://www.magnaes.com/Pegasus Towerhttp://pegasustower.com/Investment Team:Tom McCloskey, Chairman and CEOtdm@cstoneholdings.comNeville Vere Nicoll, Presidentnvn@cstoneholdings.comClark Lipscomb, President Real Estateclark@cstoneholdings.comJohn Ord, Chief Financial Officerjord@cstoneholdings.comChris Rockers, Principalcrockers@cstoneholdings.comRyan Williams, Associaterwilliams@cstoneholdings.comProvidence Equity Partnerswww.provequity.com PEInformation TechnologyCommunications & NetworkingMedia & Digital MediaEducation & TrainingSports & EntertainmentMiddle MarketLateEstablished in 1989, Providence Equity is a leading private equity firm focused on media, entertainment, communications, and information investments. With over $27 billion of equity capital under management, Providence partners with companies in different stages of development, from growth capital and complex recapitalizations of family-owned businesses to large buyouts and take-privates. The firm's sixth fund, Providence Equity Partners VI, closed at $12 billion in 2007, making it the largest sector-focused private equity fund ever raised. The Provi-dence team actively seeks investment opportunities on a global basis from offices in Providence, New York, London, Hong Kong, Beijing, and New Delhi, employing a variety of financing structures and targeting equity investments of $150 million to $800 million. To date, the firm has invested in more than 130 companies.

50 Kennedy Plaza, 18th FloorProvidenceRI02903401-751-1700401-751-1790

Portfolio companies include:NexTaghttp://www.nextag.com/Huluhttp://www.hulu.com/Idea Cellularhttp://www.ideacellular.com/wps/portalKerasotes Theatreshttp://www.kerasotes.com/home.aspxArchipelago Learninghttp://archipelagolearning.com/Digiturkhttp://www.digiturk.com.tr/ikaSystemshttp://ikasystems.com/Yankees Entertainment and Sports Networkhttp://yesnetwork.com/AutoTrader.comhttp://www.autotrader.com/ABTL (Indus Towers)http://www.industowers.com/AcadeMediahttp://www.academedia.se/Altegrityhttp://www.altegrity.com/Ascend Learninghttp://www.ascendlearning.com/Blackboardhttp://www.blackboard.com/Canal Digitaal Satelliethttp://www.canaldigitaal.nl/CDWhttp://www.cdw.com/CSDVRShttp://www.zvrs.com/Decision Resourceshttp://decisionresources.com/Education Management Corporationhttp://www.edmc.edu/Estrohttp://estro.org/Galileo Global Educationhttp://beta.galileo.usg.edu/cgi/loginGLMhttp://www.glmmarine.com/Grupo Corporativo Onohttp://www.ono.es/Grupo TorreSurhttp://www.privateequityfirms.com/company/27192/Grupo-TorreSurIdea Cellularhttp://www.ideacellular.com/wps/portalITT Educational Serviceshttp://www.ittesi.com/MLS Mediahttp://mlsmedia.com/NEW Asurionhttp://www.asurion.com/Open Solutionshttp://www.opensolutions.com/home.aspxOpenSkyhttps://opensky.com/Plurishttp://pluriscompanies.com/Qiyihttp://www.iqiyi.com/SRA Internationalhttp://www.sra.com/Stream Global Serviceshttp://careers.stream.com/Study Grouphttp://www.studygroup.com/SunGardhttp://www.sungard.com/Survey Samplinghttp://www.surveysampling.com/TDChttp://tdc.com/Trilogy International Partnershttp://www.trilogy-international.com/TVBhttp://tvb.com/UFO Moviez India (UMI)http://www.ufomoviez.com/Univision Communicationshttp://corporate.univision.com/Vendomehttp://www.vendomes.com/Virtual Radiologic Corporationhttp://www.vrad.com/Voliahttp://volia.com/engWhitePageshttp://www.whitepages.com/World Triathlonhttp://www.triathlon.org/ZeniMax Mediahttp://www.zenimax.com/Hathwayhttp://hathway.com/HSE24http://www.hse24.de/Newport Televisionhttp://www.newporttv.com/vRadhttp://access.vrad.com/Wize Commercehttp://www.wizecommerce.com/Investment Team:Jonathan M. Nelson, Chief Executive Officerj.nelson@provequity.comGlenn M. Creamer, Senior Managing Directorg.creamer@provequity.comAlbert J. Dobron, Jr., Managing Directora.dobron@provequity.comMichael J. Dominguez, Managing DirectorJulie A. Fisher, Managing Directorj.fisher@provequity.comMichael N. Gray, PrincipalScott M. Marimow, Principals.marimow@provequity.comChristopher C. Ragona, Managing DirectorR. Scott Farden, Managing DirectorJ. David Phillips, Managing DirectorPaul J. Salem, Senior Managing Directorp.salem@provequity.comPeter O. Wilde, Managing DirectorMatthew E. Nelson, Managing DirectorUpstart Labswww.upstartlabs.comIInformation TechnologySoftware & InternetMedia & Digital MediaSeedUpstart Labs is a Portland-based business accelerator focused on early stage investments in technology companies. Upstart invesst the services of its experienced team of developers, designers, marketers and managers in exchange for equity in fast-growing companies. The program is three- to six-months of intensive development of business and product. Upstart uses lean startup techniques and agile development to provide maximum results. Upstart surrounds each company with hands-on mentorship, business experience and a valuable sounding board during a startup's critical initial phase.

1104 NW 15th Ave.PortlandOR97209503-477-9907

Portfolio companies include:Chirpifyhttps://chirpify.com/MoPixhttp://ncam.wgbh.org/mopix/Taplister.comhttp://www.taplister.com/PivotPlanethttps://www.pivotplanet.com/Menuishhttps://itunes.apple.com/us/app/menuish-restaurant-menus-to/id579411686?mt=8Measurefulhttps://www.measureful.com/Cellyhttp://cel.ly/Investment Team:Greg Rau, Managing PartnerBryan Fox, General PartnerJenn Lynch, General PartnerKevin Tate, General Partnerkevin@upstartlabs.comSlater Technology Fundwww.slaterfund.comVCIInformation TechnologySoftware & InternetMedia & Digital MediaLife Sciences & HealthcareSeedCreated in 1997, The Slater Technology Fund focuses on the support of entrepreneurs, providing seed stage capital to companies committed to basing and building technology-based businesses in Rhode Island. Slater typically invests at the inception stage in the development of a new venture, often based upon ideas and technologies originating in academic institutions, government research laboratories or commercial enterprises located within the region. Slater provides up to $3 million annually in seed funding for local technology-based ventures in life sciences and information technology. The Fund has invested $22 million in state funds into over 110 technology companies that have raised more than $356.8 million in private, VC and government investments. Slater also provides incubator space at Richmond Square in Providence.

3 Davol Square, Mailbox 188, Suite A340ProvidenceRI02903401-831-6633401-831-0022

Portfolio companies include:AdQhttp://www.adq-inc.com/Anderahttp://www.andera.com/Cyberkineticshttp://cyberkinetics.com/FarSounderhttp://www.farsounder.com/WhyDatahttp://www.whydata.com/Traction Softwarehttp://tractionsoftware.com/NABsyshttp://nabsys.com/Sonic Workshttp://www.sonicworks.co.uk/Tazz Networkshttp://www.tazznetworks.com/Tizrahttp://www.tizra.com/index.php?page=homePublic Displayhttp://www.public-display.com/Right Path Paymentshttp://www.spoke.com/companies/rightpath-payments-3e122f809e597c10034dd62aProThera Biologicshttp://protherabiologics.com/Epivaxhttp://www.epivax.com/Care Threadhttp://www.carethread.com/Concordia Manufacturinghttp://concordiafibers.com/BioProcess Technologieshttp://bioprocesstechnologies.com/Bionicahttp://bionicainc.com/Mnemosynehttp://www.mnemosyne-proj.org/Neurotechhttp://www.neurotechusa.com/Myomicshttp://myomics.com/Cytosolvhttp://www.cytosolv.com/Dominion Diagnositcshttps://www.dominiondiagnostics.com/Sentient Biosciencehttp://sentientbioscience.com/Concordia Fibershttp://concordiafibers.com/Vitrimarkhttp://www.manta.com/c/mmdsj2x/vitrimarkSelva Medicalhttp://www.theselvagroup.com/rxvantagehttp://rxvantage.com/Dynadechttp://dynadec.com/GeneSpectrumhttp://www.masshightech.com/stories/2006/12/25/story11-NABsys-closes-buy-of-GeneSpectrum.htmlMTI Film insight Health Solutionshttp://www.mti.com/Mofuse Mobile Fusionhttp://mofuse.com/Location Inchttp://locationinc.com/Tizrahttp://www.tizra.com/index.php?page=homeSwyxhttp://www.swyx.com/AIEhttp://www.aie.org/vChargehttp://www.vcharge-energy.com/alektronahttp://alektrona.com/Modular Energy Deviceshttp://modenergy.com/WeatherPredict Consultinghttp://www.weatherpredict.com/eGo reinventing Wheelshttps://www.egovehicles.com/Bioprocess h2Ohttp://bioprocessh2o.com/Absolute Commercehttp://www.pbn.com/Slater-invests-250K-in-Absolute-Commerce,85635Investment Team:Richard G. Horan, Senior Managing Directorrghoran@slaterfund.comThorne Sparkman, Managing Directorthorne@slaterfund.comCrow Hill Capital, LTDAEnergy & Clean TechSeedFounded in 1992, Crow Hill Capital and Crow Hill Ventures provide investment services to a limited number of high net worth individuals, families, and their foundations. The firm's President, Stan Fishkin, is a co-founder of Acorn Capital Group, and serves on the boards of Vermont Public Radio and SBElectronics of Barre, Vermont. CrowHill makes investments in non-public companies for its own account. The firm manages 24 accounts with $35 million under management.

89 Mtn. Spring Rd.ChittendenVT05737-9843802-483-9970802-483-9960

Portfolio companies include:Brighter Planethttp://brighterplanet.com/Investment Team:Stan Fishkin, PresidentFreshTracks Capitalwww.freshtrackscap.comVCInformation TechnologySemiconductorEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialConsumer ProductsEarlyBased in Shelburne VT, FreshTracks Capital manages $25 million in venture capital that is invested with a core focus on Vermont. FreshTracks pursues investing opportunities in high-growth, private companies in the underserved capital markets of Vermont and the adjacent counties of New York, Massachusetts and New Hampshire. The firm recently closed a $14 million fund, FreshTracks Capital II, LP. The fund's limited partners include Middlebury College, Vermont Public Radio, the Vermont Community Foundation and Merchants Bank. FreshTracks also manages FreshTracks I, an $11 million fund that closed in 2001. FreshTracks is an affiliate fund in the Village Ventures (see profile under Massachusetts) national network of funds, which collectively has more than $500 million in capital under management, directed by 35 venture professionals in 14 distinct funds.

29 Harbor Road, Suite 200P.O. Box 849ShelburneVT05482802-923-1500802-923-1506

Portfolio companies include:Eating Wellhttp://www.eatingwell.com/Vermont Teddy Bear Co.http://www.vermontteddybear.com/M2Shttp://www.m2s.com/NativeEnergyhttp://www.nativeenergy.com/Draker Laboratorieshttp://www.drakerlabs.com/ISIShttp://en.wikipedia.org/wiki/IsisNew England High Purityhttp://hp-ne.com/Patient Engagement Systemshttp://patientengagementsystems.com/eCorp Englishhttp://e-corpenglish.com/Kohorthttp://kohort.com/Native Energyhttp://www.nativeenergy.com/Solais Lightinghttp://solaislighting.com/SolarOnehttp://www.solarone.net/Aircuityhttp://www.aircuity.com/Applied NanoWorkshttp://auterrainc.com/Brighter Planethttp://brighterplanet.com/GetWellNetworkhttp://www.getwellnetwork.com/Quirkyhttp://www.quirky.com/BuysideFXhttp://masschallenge.org/profile/buysidefxInvestment Team:Lee E. Bouyea, Managing Directorlee@freshtrackscap.comCairn G. Cross, Co-Founder and Managing Directorcairn@freshtrackscap.comTimothy C. Davis, Managing Directortdavis@freshtrackscap.comCharles F. Kireker, Co-Founder and Senior Advisorcharlie@freshtrackscap.comHeadwaters MBwww.headwatersmb.comMBInformation TechnologyCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsSports & EntertainmentMiddle MarketHeadwaters MB is a middle market merchant bank headquartered in Denver, Colorado. The firm has completed over $8 billion in transactions the past five years, including raising over $1 billion of equity and completed over fifty M&A transactions in the financial services industry. It provides its client companies with investment banking functions, including merger and acquisition services, capital formation services, and financial advisory services. Its affiliated equity fund, Rio Grande Investment Partners LP, invests solely in the firm's investment banking clients. Headwaters looks for opportunities nationwide across a broad spectrum of industries including healthcare, consumer products and services, gaming, entertainment and leisure, technology, telecommunications, business services, energy, and natural resources. The firm also maintains offices in California, Pennsylvania, Idaho, Colorado, Florida, Ohio, New York, Connecticut, and DC.

One Main StreetBurlingtonVT05401802-735-2330802-264-6059

Portfolio companies include:Aurora Organic Dairyhttp://www.auroraorganic.com/Ross Aviationhttp://www.rossfbo.com/American Asphalt & Grading Companyhttp://aaandg.com/Freeze.comhttp://www.freeze.com/Oberon Fish Meal Replacementhttp://oberonfmr.com/H2Xhttp://h2xinc.com/MedUnitehttp://www.ama-assn.org/amednews/2002/09/23/bisc0923.htmInvestment Team: Grant Garbers, Managing Directorggarbers@headwatersmb.comJoel Schneyer, Managing Director, 303-619-4211jschneyer@headwatersmb.comAndy Paff, Managing Director, 720-273-9529apaff@headwatersmb.comNorth Country Angels (NCA)www.northcountryangels.comAInformation TechnologySeedEarlyNorth Country Angels brings together over 40 successful and experienced entrepreneurs who are active in making early-stage and seed investments in companies located in the northeastern United States. Every month they gather informally to discuss recent news from the investment community, share due diligence activities, build strategic relationships, and review business plans from prospective companies. The group is keen to see strong business plans with qualified management teams to back them up. North County considers investments generally ranging between $100,000 to $1 million, with individual investors contributing between $10,000 and $100,000 each.

PO Box 5839BurlingtonVT05402

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Linda K. Dissinger, Coordinatorldissinger@merritt-merritt.comUnderdog Ventureswww2.underdogventures.comVCInformation TechnologyEnergy & Clean TechFinancial ServicesConsumer ProductsEarlyUnderdog Ventures has developed a new model of customized community venture capital funds, combined with a model of customized philanthropy. Underdog Ventures partners with a group of investors committed to financial, community and environmental results. The firm creates innovative and customized investments to meet the specific needs of each of its investors, each of whom has a dedicated fund that invests in areas that they choose.

23 Route 105, E. Brighton Rd.P.O. Box 443Island PondVT05846802-723-9909802-723-9933

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:David Berge, Presidentdavid@underdogventures.comTracy Sloan, Controllertracy@underdogventures.comJoanie Binns, Executive Assistantjoanie@underdogventures.comVermont Sustainable Jobs Fundwww.vsjf.orgEDEnergy & Clean TechAgriculture & Agricultural ScienceEarlyGrowthThe Vermont Sustainable Jobs Fund was created by the Vermont Legislature in 1995 to accelerate the development of Vermont's green economy. The Fund does this by providing early stage grant funding, loans, and technical assistance to entrepreneurs, businesses, farmers, networks and others interested in developing jobs and markets in the green economy. The VSJF typically focuses on 2 or 3 of the market sectors identified by the legislature at any one time. The fund's current focus is on increasing the local production and local use of biofuels, and sustainable forest products and in strengthening Vermont's food system. The VSJF Flexible Capital Fund offers a new kind of risk capital for growing Vermont businesses in the natural resource sectors. The Flex Fund balances equity features and returns with the reality of small business in Vermont, offering flexible mezzanine debt and technical assistance to fit Vermont's early and growth stage companies' needs.

3 Pitkin Court, Suite 301EMontpelierVT05602802-828-1260

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Ellen Kahler, Executive Director, 802-828-5320ellen@vsjf.orgJanice St. Onge, Deputy Director, 802-828-0398janice@vsjf.orgScott Sawyer PhD, Research, Evaluation & Communications Coordinator, 802-828-0404scott@vsjf.orgNetaka White, Bioenergy Program Directornetaka@vsjf.orgRogue Venture Partnershttp://roguevp.comVCInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaLife Sciences & HealthcareMedical DeviceSports & EntertainmentSeedEarlyRogue Venture Partners' mission is to make Oregon relevant by investing in disruptive entrepreneurs. Committed to increasing Oregon's entrepreneurial footprint through sustainable investment in new businesses and growing enterprises, RVP's portfolio includes Diabetomics, Keen Healthcare, ID Experts, Vadio, Athletepath and Tellagence. Rogue founder, Tom Sperry is also the CEO of Exit Games, a venture capital backed technology company with a focus on the video game industry.

c/o Tom Sperry, Exit GamesOne World Trade Center, 121 SW Salmon St., Suite 1100PortlandOR97204

Portfolio companies include:Diabetomicshttp://diabetomics.com/Keen Healthcarehttp://www.keenhealthcare.com/ID Expertshttp://www.idexpertscorp.com/Vadiohttp://www.youtube.com/Athletepathhttps://www.athletepath.com/Tellagancehttp://www.teligence.net/Investment Team:Tom Sperry, General PartnerYale University Office of Cooperative Researchwww.yale.edu/ocrTTSoftware & InternetEnergy & Clean TechLife Sciences & HealthcareMedical DeviceSeedThe Yale University Office of Cooperative Research (OCR) was founded in 1982 and charged with extending and expanding Yale University's interaction with the private sector. The duties of the OCR include oversight for patenting and licensing activities, university inventions, and contractual relationships between faculty and industry. OCR staff work with Yale researchers to identify inventions that may ultimately become commercial products and services useful to the public. OCR staff also engage in industrial partnerships to license Yale inventions. The Office of Cooperative Research helps launch several new ventures every year. Today there are over 40 ventures commercializing technologies out of Yale that range from new medicines and medical devices to cleantech products and software.

433 Temple StreetNew HavenCT06511203-436-8096203-436-8086

(Medical Campus)Sterling Hall of Medicine333 Cedar Street, Room I-210New HavenCT06510Portfolio companies include:Access Scientifichttp://accessscientific.com/Achillion Pharmaceuticalshttp://www.achillion.com/Advanced Orthopedic Technologieshttp://www.elmvc.com/portfolio-advancedorthopedics.htmAncerahttp://ancira.com/Axerion Therapeuticshttp://www.axeriontherapeutics.com/BioRelixhttp://www.biorelix.com/C8 Scienceshttp://c8sciences.com/CardioPhotonicshttp://www.launch-capital.com/portfolios/cardiophotonicsContraMedhttp://www.biospace.com/news_story.aspx?NewsEntityId=173366CoolSpinehttp://coolspine.com/Investment Team:Jon Soderstrom, Managing Directorjon.soderstrom@yale.eduJohn W. Puziss, Director of Licensingjohn.puziss@yale.eduDavid A. Lewin, Senior Associate Director, Medical Campusdavid.lewin@yale.eduBill Wiesler, Director of New Venturesbill.wiesler@yale.eduKimberly Muller, Associate Directorkimberly.muller@yale.eduThomas E. Shrader, Director of Strategic Corporate Alliancesthomas.shrader@yale.eduDenny Kalenzaga, Director of Finance & Administrationdenny.kalenzaga@yale.eduDiane K. Harmo, Director of Intellectual Property Administrationdiane.k.harmon@yale.eduUniversiy of Connecticut Office of Economic Developmenthttp://innovation.uconn.edu/IEDTTInformation TechnologySoftware & InternetLife Sciences & HealthcareSeedThe Office of Economic Development (OED) was created to expand opportunities for inventors, entrepreneurs, existing businesses, faculty and students in the UConn network, among industry partners and alumni, and in the region. OED offers flexible spaces through the Technology Incubation Program (TIP) at three sites; access to technology for licensing and business development through Technology Partnerships and Licensing (TPI) group; access to other businesses' capabilities, university capabilities and faculty and researcher expertise through Technology Exchange Portal (TEP). UConn Ventures (known until recently as UConn R&D) was formed in 1984 and repositioned in 2002 as a for-profit subsidiary of the UConn Foundation. Its sole mission is to create new business startups based on innovative technologies developed by faculty and staff.

1392 Storrs Rd. U 4213StorrsCT06269860-486-3001

(UConn Ventures, Farmington Office)400 Farmington Avenue MC 6409FarmingtonCT06032860-679-7894(Technology Partnerships & Licensing Offices)400 Farmington AvenueFarmingtonCT06030860-679-8800Portfolio companies include:Alphachromicshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=127291721Chondrogenicshttp://www.ishcc.org/CT/Farmington/chondrogenics-incCornovus Pharmaceuticalshttp://innovation.uconn.edu/CaseStudies/LambdaVisionhttp://lambdavision.com/Natural Polymer Deviceshttp://www.polysurfacesbookstore.com/pages/4175.htmlNew Ortho Polymershttp://www.ctinnovations.com/Portfolio/RepresentativeCompanies/OtherCompanies/NewOrthoPolymers.aspxRenzulli Learninghttp://www.renzullilearning.com/default.aspxSynaptic Dynamicshttp://synapticdynamics.com/Vestaronhttp://www.vestaron.com/Investment Team:R. Mark Van Allen, Presidentmarkva@uconnrd.comGloria Kolb, Director of Venture DevelopmentJames H. Heym Ph.D., Senior Director Life Sciences VenturesHadi Bozorgmanesh Ph.D., Senior Director Engineering & Physical Science VenturesLisa Pichnarcik, Business Development CoordinatorSusan Froshauer, Director Technology Exchange Portalsusan.froshauer@uconn.eduMary Anne Rooke, Director, Technology Incubation Program (TIP)mary_anne.rooke@uconn.eduRita Zangari, Executive Director Technology Partnerships and Licensing (TPL)rita.zangari@uconn.eduMary Holz-Clause Ph.D., Vice President Office of Economic DevelopmentConnecticut Center for Advanced Technology (CCAT)www.ccat.usIEDInformation TechnologySoftware & InternetLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialSeedEarlyCCAT functions as a economic development organization that combines expertise in technology with specialized centers of excellence in manufacturing, education, training, energy and entrepreneurialism. CCAT's business incubator offers start-ups access to essential resources such as CCAT's offices, laboratories, light manufacturing and R&D space. Incubator companies at CCAT also have access to conference and meeting facilities and the expertise of strategic partners. CCAT's collaborative environment enables start-ups to more easily develop both the business and technology elements of their companies. Technology based incubator participants are potentially eligible for grants of up to $30,000 through the state-funded Small Business Incubator Program.

222 Pitkin Street, Suite 101East HartfordCT06108860-291-8832860-291-8874

Portfolio companies include:New Ortho Polymershttp://www.ctinnovations.com/Portfolio/RepresentativeCompanies/OtherCompanies/NewOrthoPolymers.aspxLifePharmshttp://www.lifepharms.com/Evergenhttp://evergen.com/Biorasishttp://biorasis.com/MakScientifichttp://www.massbio.org/membership/membership_directory/1336-makscientific_llc/member_detailAgrividahttp://www.agrivida.com/Conversion Energy Enterpriseshttp://www.onlineconversion.com/energy.htmMysticMDhttp://www.mysticmd.com/Management Team:Elliot Ginsberg, President and Chief Executive Officereginsberg@ccat.usJohn Glidden, Chief Financial OfficerNatalie Real, Chief Administrative Officernreal@ccat.usPaul Streibel, Entrepreneurial Services Specialistpstriebel@ccat.us3x5 Special Opportunity FundVCEnergy & Clean TechLife Sciences & HealthcareExpansion3x5 Special Opportunity Fund, L.P. is a Portland-based, closed-end private investment fund focused primarily on direct investments in later-stage companies within the healthcare and clean-tech sectors. The fund opened in 2011 and recently closed at approximately $70 million in committed capital, which it expects to deploy over five portfolio investments. The fund is operated by Anthony Americh of Arnerich Massena, Inc., a West Coast-based independent investment advisory firm that offers services to corporations, institutions, state and local governments, charitable organizations, trusts and estates, corporate pension and profit sharing plans, and private clients. Arnerich Massena advises to approximately $17 billion in assets.

c/o Arnerich Massena2045 NE Martin Luther King, Jr. Blvd. PortlandOR97212503-239-0475

Portfolio companies include:VendScreenhttp://www.vendscreen.com/Investment Team:Anthony L. Arnerichtarnerich@am-a.comSeedStep Angelshttp://seedstepangels.comAInformation TechnologySoftware & InternetSeedFounded 2009, SeedStep Angels is a network of high net-worth Oklahomans who provide capital, strategic advice and mentoring to emerging growth companies. Typical investments range from $50,000-500,000 with individual members making investment decisions. The SeedStep Angels Group currently has chapters in Oklahoma City, Tulsa and Ardmore. Prospective investments should be operating in a market sufficiently large to create a business with a minimum of $30 million in annual revenues within five years with a clear path to profitability. Funding need should not exceed $1 million and pre-money valuation of startup companies should not exceed $4 million.

c/o i2E Presbyterian Health Foundation Research Park840 Research Parkway, Suite 250Oklahoma CityOK73104405-235-2305 405-235-2252

Portfolio companies include:Moleculera Labshttp://www.moleculera.com/index.htmlAltheus Therapeuticshttp://www.altheustherapeutics.com/Associated Material Processinghttp://cropgenebank.sgrp.cgiar.org/index.php?option=com_content&view=article&id=674Investment Team:Michael Kindrat-Pratt, Coordinatormpratt@i2E.orgThe Idea Villagehttp://ideavillage.orgIInformation TechnologySoftware & InternetMedia & Digital MediaConsumer ProductsRetail & RestaurantSeedFounded in 2000, The Idea Village is a 501(c) (3) non-profit organization with a mission to identify, support, and retain entrepreneurial talent in New Orleans. The Idea Village is a globally recognized leader of entrepreneurship by catalyzing an entrepreneurial ecosystem that has provided direct support to over 2,200 New Orleans entrepreneurs by engaging over 2,100 professionals to allocate over 56,949 consulting hours and $3.1 million in seed capital. Collectively, this portfolio generates over $100 million in annual revenue and has created over 2,000 jobs for the community. Each year from July - March, The Idea Village executes an annual Entrepreneur Season that connects a collaborative network of local and national partners.

515 Girod StreetNew OrleansLA70130504-304-3284

Portfolio companies include:Naked Pizzahttp://www.nakedpizza.biz/Cordina Frozen Cocktailshttp://www.bigeasyblends.com/Kickboardhttp://www.kickboardforteachers.com/Launchpadhttps://launchpad.net/Schedulisthttp://www.schedulist.com/The Occasional Wifehttp://theoccasionalwife.com/LRG Lifestyle Revolution Grouphttp://www.bondpublicrelations.com/index.php/Case-Studies/LRG.htmlAudiosockethttps://www.audiosocket.com/The Receivables Exchangehttp://www.receivablesxchange.com/iSeatzhttp://iseatz.com/Investment Team:Tim Williamson, Co-founder & CEOtim@ideavillage.orgKate Schneiderman, Director of Developmentkate@ideavillage.orgEmily Madero, Managing Directoremily@ideavillage.orgRavi Prakash, Operations ManagerCameron Adams, Director of Marketing and Communicationscameron@ideavillage.orgAmcref Community Capital, LLCwww.amcref.comEDInformation TechnologySoftware & InternetEnergy & Clean TechManufacturing & IndustrialBusiness ServicesAgriculture & Agricultural ScienceEarlyAMCREF Community Capital, LLC is a mission-driven, specialty finance firm providing a range of financial products and services, including New Markets Tax Credit investment capital. AMCREF has received five allocations of New Markets Tax Credits (NMTC) from the US Treasury Department totaling more than $222.5 million to finance businesses located in Low-income communities (LICs) in the Southeast with an emphasis on Alabama, Arkansas, Florida, Louisiana, Mississippi, North Carolina and Texas. AMCREF targets startup, early-stage, and innovative businesses and projects that generate employment opportunities while providing environmental, economic and community benefits. AMCREF also assists renewable energy projects with sourcing, structuring and closing federal and regional renewable energy incentive programs such as the Federal Production Tax Credit (PTC), Investment Tax Credit (ITC) and Section 1603 Grant Program.

4118 Magazine StreetNew OrleansLA70115504-899-8780504-891-8188

Portfolio companies include:Beasley Timberlandhttp://www.beasleytimberland.com/Myriant Lake Providencehttp://www.myriant.com/platform/lake-providence-facility.cfmAustin Childrens Museumhttp://www.austinkids.org/Meredian Bioplasticshttp://www.danimer.com/Jordan Lumberhttp://www.jordanlumber.com/Harbor Windhttp://www.harborwindkite.com/Gulf Coast Agricultural and Seafood Co-Ophttp://www.manta.com/c/mtrphrd/gulf-coast-agricultural-and-seafood-co-opBroadwind Serviceshttp://bwen.com/BTH Quitman Hickoryhttp://newbiomass.com/about/bth-quitman-hickory-torrefaction-facility/Rex Lumberhttp://rexlumber.com/Investment Team:Clifford M. Kenwood, Presidentcliff@amcref.comKnox Clark, Principalknox@gsrfund.comSusan Seagren, Directorsusan@amcref.comKyle Saucier, Vice PresidentKathryn J. Frattaroli, AssociateKaitlin Ryan, AssociateYaletown Venture Partnerswww.yaletown.comVCInformation TechnologyEnergy & Clean TechSeedEarlyYaletown Venture Partners is headquartered in Vancouver, Canada with offices in Calgary and Seattle. Yaletown is backed by leading institutional investors and by a network of successful technology entrepreneurs, executives, and angel investors. Yaletown leverages an extensive on-the-ground network to seek out the most promising early stage Cleantech and IT companies. Founded in 2002, Yaletown is led by a team that brings together an extensive network of industry relationships and more than 120 years collective experience building and financing technology companies. The firm has CDN$160M under management.

601 Union Street, #4200SeattleWA98101206-826-1987

Portfolio companies include:Chaordixhttp://www.chaordix.com/CoolEdge Lightinghttp://cooledgelighting.com/DunAnhttp://en.wikipedia.org/wiki/D%C3%BAn%C3%A1nEndurance Wind Powerhttp://www.endurancewindpower.com/EnerG2http://www.energ2.com/Equicare Healthhttp://www.cogenths.com/Foodeehttp://www.thefoodee.com/Genologicshttp://genologics.com/GrowLabhttp://www.growlab.net/Indiceehttp://www.indicee.com/Investment Team:Brad Johns, PartnerHans Knapp, PartnerSalil Munjal, PartnerMike Satterfield, Partnermike@yaletown.comKirk Washington, Partnerkirk@yaletown.comPortland State University Business Acceleratorwww.pdx.edu/acceleratorIInformation TechnologySoftware & InternetSeedEarlyThe Portland State University Business Accelerator is home to 30+ startup companies in technology, bioscience, and cleantech. Together, they have raised more private angel and venture capital the last three years than any other location in Oregon. The Business Accelerator speeds the success of these high-growth companies by providing resources, connections, expertise, University support, and control of high-impact costs, all within a growth-focused entrepreneurial community. Over the past 5 years Accelerator companies: Raised $106 million in private funding; Generated $36 million in revenue; and Secured over $11 million in public grants.

2828 SW Corbett Ave.PortlandOR97201503-725-2312503-467-2293

Portfolio companies include:AbScihttp://www.absci.us/APDM Movement Monitoringhttp://apdm.com/products/movement-monitors/ARM Insighthttp://www.arminsight.com/Comic Rockethttp://www.comic-rocket.com/Disa Americahttp://www.disa.com/Dreem Digitalhttp://dreemdigital.com/ELEX Biotechhttp://www.manta.com/c/mtccp9g/elex-biotech-llcEnergy Storage Systemshttp://www.sandia.gov/ess/Floragenexhttp://www.floragenex.com/Genesis Windhttp://en.wikipedia.org/wiki/Wind_%26_WutheringInvestment Team:Angela Jackson, Directorangela.jackson@pdx.eduXan Pedisich, Operations Managerpedisich@pdx.eduEmily Ediger, Marketing Assistantediger@pdx.eduWest Virginia Economic Development Authoritywww.wveda.orgEDInformation TechnologyLife Sciences & HealthcareSeedWVEDA is charged with the responsibility to develop and advance the business prosperity and economic welfare of the State of West Virginia, by providing financial assistance in the form of loans and direct financing and operating leases to industrial development agencies and enterprises for the promotion and retention of new and existing commercial and industrial development. Executive and legislative actions in 2002 provided $25 million dollars, in the form of direct investment, to stimulate the facility for venture capital financing in West Virginia. The Direct Loan Program is for applicants seeking a loan from the WVEDA in the minimum amount of $50,000 and a maximum amount of $10,000,000. The WVEDA has a two tiered pricing system. For loans of $50,000 to $800,000, the interest rate is the New York Prime rate minus 4%. Loans above $800,000 are priced at a rate equal to the U.S. Treasury Note rate of equivalent maturity, plus three-quarters percent.

Greenway Building, Northgate Business Park160 Association DriveCharlestonWV25311-1217304-558-3650304-558-0206

Portfolio companies include:rue21http://www.rue21.com/Protea Bioscienceshttp://www.proteabio.com/OODAhttp://en.wikipedia.org/wiki/OODA_loopInvestment Team:David Warner, Executive DirectorDavid.A.Warner@wv.govCaren Wilcher, Associate DirectorCaren.D.Wilcher@wv.govTony Benedetto, Loan OfficerTony.P.Benedetto@wv.govJoey Browning, Loan OfficerJoey.D.Browning@wv.govSteve Webb, Loan OfficerSteven.J.Webb@wv.govSan Joaquin Angelswww.sanjoaquinangels.comAInformation TechnologySoftware & InternetSeedEarlySan Joaquin Angels is an angel investment group located in San Joaquin County in California's Central Valley. San Joaquin Angels provides attractive private company investment opportunities to its members, while enhancing economic prosperity through the financing and growth of local businesses. Following a six-month planning process which included considerable research and input from the San Joaquin Partnership, local government officials and staff, economic development professionals, educators, and citizens, AngelouEconomics (AE) presented the San Joaquin Partnership with an updated Strategic Plan for economic development in San Joaquin County. considerable interest was expressed in an Angel network for San Joaquin County, leading to the development of San Joaquin Angels which held its inaugural event, February, 2008.

Mark Plovnick, Director of Economic DevelopmentUniversity of the Pacific, 3601 Pacific AvenueStocktonCA95211209-946-2466

Portfolio companies include:Glue Networkshttp://www.gluenetworks.com/Investment Team:Mark Plovnick, Chairman and Presidentmplovnick@pacific.eduJerry Butterfield, TreasurerRon Addington, DirectorPorus Austin, DirectorGeorge Badway, DirectorCharlie Blackburn, DirectorJoseph Johnson, DirectorStrategis Early Ventureswww.strategisearlyventures.comAInformation TechnologyEnergy & Clean TechRetail & RestaurantSports & EntertainmentSeedEarlyStrategis Early Ventures (SEV) is an angel Investment group that provides expertise and funding to early stage Northern California companies. SEV works closely with entrepreneurs in the greater Sacramento area.

1162 Suncast Lane, Suite 102El Dorado HillsCA95762

Portfolio companies include:Sienna Restaurantshttp://www.siennarestaurants.com/Marquiss Wind Powerhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=38309938Jadoo Powerhttp://jadoopower.com/?hg=0Freepathhttp://www.freepath.com/Redwood Palms Pictureshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=41385853Vandolayhttp://starwars.wikia.com/wiki/VandolayMaxPrepshttp://www.maxpreps.com/national/national.htmJiWirehttp://www.jiwire.com/ST-Infonoxhttp://st-infonox.com/Investment Team:John Lewisjlewis@sevfund.comMerrickhanna VenturesVCSoftware & InternetMedia & Digital MediaSeedEarlyMerrickhanna Ventures I LP, is a partnership between Nitin Khanna and S.A. Merrick. Khanna is CEO of the tech-focused investment bank MergerTech and a founder of Saber Corp. Merrick is the founder of Tangible Worldwide, an independent design and lifestyle communications agency The fund has raised $6.3M.

1200 NW Marshall Street, Suite 1301PortlandOR97209503-803-6663

Portfolio companies include:Athletepathhttps://www.athletepath.com/Cloudabilityhttps://cloudability.com/Vendscreenhttp://www.vendscreen.com/Investment Team:Nitin Khanna, Co-Foundernitin@mergertech.comS.A. Merrick, Co-FounderFargo-Moorhead Angel Investment Fundhttp://gust.com/angel-group/fargo-moorhead-angel-investment-fundAInformation TechnologySoftware & InternetManufacturing & IndustrialEarlyFargo-Moorhead (FM) Angel Investment Fund has a $1,500,000 capitalization, 26 members and has funded 1 company. The group will invest primarily in early to mid stage private companies with high growth potential that are located in North Dakota and Minnesota, and other regions where the investors reside. As part of RAIN Source Capital's RAIN Fund Network, the group is able to share prospective deals with the entire network to collectively raise all (or a good portion) of the capital companies are seeking.

FargoND701-306-7093

Portfolio companies include:Datacom Internationalhttp://www.keyedin.com/IntelligentInSiteshttp://www.intelligentinsites.com/Ntractivehttp://www.ntractive.com/Flyspyhttp://flyspy.com/Tumblonhttp://tumblon.com/FRESS, Inc.http://www.fresh.com/Larada Scienceshttp://www.lousebuster.com/DataSynchttp://www.datasync.com/webmail.shtmlInovus Syndicationhttp://gust.com/company-profile/boise-angel-alliance/ming.solarProsperity Organic Foodshttp://www.meltbutteryspread.com/Ming Solarhttp://www.inovussolar.com/Vital Surgehttp://www.corporationwiki.com/Missouri/Joplin/vital-surge-llc/63099534.aspxInvestment Team:Jim Buusjim.buus@goldmark.comBrenda Wyland, General ManagerThe Women's Capital Connection (WCC)http://www.onekcforwomen.com/wcc/AInformation TechnologySeedEarlyThe Women's Capital Connection (WCC) is a regional network of accredited angel investors dedicated to identifying and funding the most promising start-up business opportunities in the Kansas-Missouri region. The Women's Capital Connection officially launched in January, 2008 with 32 founding investors committed to investing in women-led ventures in our region. Since 2008, 47 women investors have been involved in supporting angel investing. Sixty-six women-led ventures have applied for angel funding with 17 companies moving forward for investor presentations. To date, three companies have received funding. WCC has two primary objectives: 1) To present high return on investment funding opportunities to its members; 2) To facilitate access to early-stage financing for high-potential women led businesses and entrepreneurs. WBC provides access to capital, education, and resources to women entrepreneurs at every stage of business development through business counseling, seminars, classes, & workshops, networking and mentoring. In operation since July 2000, Kansas Women's Business Center is a resource community designed to help women entrepreneurs grow their business by developing, consulting and mentoring women entrepreneurs at all stages of their business. WCC will consider firms with the following criteria: early stage companies that offer exceptional opportunities for high returns on investment, an opportunity with the potential for rapid, scalable growth, proprietary technology, early market lead, or other strong barriers to entry, a credible exit strategy, and a location within a 150-mile radius of Kansas City.

c/o Kansas Womens Business Center8527 Bluejacket St.LenexaKS66214913-492-5922

Portfolio companies include:Matrix Electronic Measuringhttp://thematrixwand.com/Investment Team:Dorothy Browningdbrowning@kansaswbc.comSherry Turner, Executive Directorsturner@kansaswbc.comKelly Pruneau, Network Managerkpruneau@kansaswbc.comRania Anderson, Co-FounderVictoria Barnard, Co-FounderCarol Hallquist, Co-FounderCheri Streeter, Co-FounderRock River Capital, LLChttp://gust.com/angel-group/rock-river-capitalAInformation TechnologyMedical DeviceConsumer ProductsRetail & RestaurantSeedFounded in 2005, Rock River Capital is an angel investment group located in Rock Rapids, Iowa. It currently has 15 members and a $535,000 capitalization. Rock River Capital focuses its attention on the area surrounding Rock Rapids, Iowa, with other interests in Minnesota, Montana, Idaho, Oregon, North Dakota and South Dakota. RAIN funds, such as Rock River Capital, share expertise, deals, and experiences between and among the RAIN Source Capital's multi-state network to support growing companies throughout the area. RAIN funds range in size from seven to 61 members, who have pooled anywhere from $500,000 to $2 million. Rock River seeks companies with most or all of the following attributes: experienced management team, target markets greater than $100 million, growth potential, unique competitive advantage, first-of-a-kind new ideas, and an exit strategy within eight years.

1302 S. Union St.Rock RapidsIA51246712-472-2531

Portfolio companies include:Abbeymoor Medicalhttp://www.abbeymoormedical.com/asp/As One Technologieshttp://savigent.com/Bench Doghttp://www.benchdog.com/Blue Sky Creameryhttp://www.blueskycreamery.com/Alexis Systemshttp://alexissystems.com/MagnaLynxhttp://www.insidechips.com/public/5634.cfmInvestment Team:Bruce Jenningsbjennings@dgrnet.comVIC Technology Venture Developmentwww.virtual-incubation.comIAInformation TechnologySeedEarlyVIC Technology Venture Development (VIC) is a business incubator for startup companies that own innovative technology with significant commercial potential. The firm develops new companies by partnering technology entrepreneurs with business experts, technology experts and seed stage investors. The firm provides portfolio companies with senior management experience, intimate knowledge of technology startup companies, and proven processes to execute business strategies. For investors in portfolio companies, the mission is to provide an investor network with high return investment opportunities in thoroughly screened and assessed, well-conceived and managed, technology-based startup companies with excellent growth potential. A Virtual Incubation Affiliated Investor is an investor who has been qualified and accepted by VIC into its Affiliated Investor Program. Affiliated investors are provided access to information regarding portfolio companies and early-stage investment opportunities with those companies. Individual investors must meet SEC requirements for accredited and sophisticated investors. The minimum investment varies by company, but typically ranges from $25,000 to $100,000.

535 W. Research Center Blvd., Suite 135FayettevilleAR72701479-571-2592 479-571-8814

Portfolio companies include:BlueInGreenhttp://www.blueingreen.com/Vegrandishttp://www.sfc-fluidics.com/Biodetection Insrumentshttp://www.biodetection-instruments.com/NanoMechhttp://www.nanomech.biz/Derma Texhttp://dermatexhair.com/Ascendant Diagnosticshttp://www.ascendant-diagnostics.com/BiologicsMDhttp://biologicsmd.com/Minotaur Technologieshttp://www.manta.com/c/mmlw8d7/minotaur-technologies-llcNanoWatt Designhttp://www.nanowattdesign.com/Nutraceutical Innovationshttp://nutraceuticalresearchinnovations.com/TiFiberhttp://www.tifiber.com/SFC Fluidicshttp://www.sfc-fluidics.com/CardioWisehttp://www.cardiowiseinc.com/GeneFabhttp://www.manta.com/c/mmnkfzl/genefab-llcOsteoVantagehttp://www.osteovantage.com/index.htmlInvestment Team:Dr. Calvin Goforth, Presidentcalvin.goforth@virtual-incubation.comMark Kidd, Vice President of Finance and Administrationmkidd@virtual-incubation.comRon Foster, Business Development ManagerKimberley Fuller, Director of Market Research & Business Developmentkfuller@virtual-incubation.comOmid Moghadam, Executive Vice PresidentDr. Anna Daily, Senior ScientistDr. Robyn Goforth, Senior ScientistDr. Kathy Hall, Technical WriterKatie Harrison, Graphic DesignerMiriam Hudson-Courtney, Communications ManagerAlliance of Angelswww.allianceofangels.comAInformation TechnologySoftware & InternetEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialConsumer ProductsRetail & RestaurantSeedEarlySince 1997, the Alliance of Angels (AoA) has connected a community of over 100 investors with the most promising early-stage companies in the Northwest to invest, mentor and enable their success. The AoA has provided over $70 million of early funding for more than 180 Northwest entrepreneurs over the last dozen years and celebrated more than 30 exits. In 2009, the AoA launched a $4.4 million Seed Fund which it invests alongside its members. Companies become eligible for a matching investment by the Seed Fund when the company is approved by the AoA Screening Committee and two ore more AoA members invest in the company for at least $100,000 in aggregate. The Seed Fund invests pari passu with the AoA members (dollars are matched on exact same terms) and the maximum investment in any single company is 10% of the Seed Fund, with a default maximum of $250,000. Each year, AoA typically invests about $10 million into 20 companies.

719 Second Avenue, Suite 1403SeattleWA98104

Portfolio companies include:DRY Soda Companyhttp://www.drysoda.com/LiquidPlannerhttp://www.liquidplanner.com/Modumetalhttp://modumetal.com/Meteor Solutionshttp://www.meteorsolutions.com/Julep Nail Salonshttp://www.julep.com/MicroGREENhttp://www.microgreeninc.com/Buddy TVhttp://www.buddytv.com/mPoriahttp://www.mporia.com/Redfinhttp://www.redfin.com/Billing Revoltionhttp://www.billingrevolution.com/Overcast Mediahttp://overcastmedia.com/1000 Museumshttp://www.1000museums.com/Accium Bioscienceshttp://www.acciumbio.com/AppAttachhttp://www.appattach.com/Apptentivehttp://www.apptentive.com/Battleflyhttp://battlefly.deviantart.com/Claim-Mapshttp://www.claim-maps.com/Daptivhttp://www.daptiv.com/Entomohttp://www.entomo.com/Food.eehttp://ford.ee/Earth Class Mailhttps://www.earthclassmail.com/HomeGrocer.comhttp://www.homegrocer.com/Illumigenhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=638747Impel NeuroPharmahttp://www.impelneuropharma.com/Livebid.comhttp://livebsd.com/Limeadehttps://limeade.com/SecureLogin.aspxMailChannelshttp://www.mailchannels.com/Mercenthttp://www.mercent.com/MobiSantehttp://www.mobisante.com/Nfluencehttp://www.nfluence.com/Zooppahttp://zooppa.com/Investment Team:Emer Dooley, Executive Director, Seed Fund CommitteeYi-Jian Ngo, Managing Director, 206-389-7321yijian@allianceofangels.comAlan Blickenstaff, Senior AssociateKara Gibson, Senior AssociateTara McCallum, Membership and Sponsorship ManagerBellingham Angel Groupwww.bellinghamangels.comAInformation TechnologySoftware & InternetMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareMedical DeviceSports & EntertainmentSeedEarlyThe Bellingham Angels are a group of accredited investors dedicated to providing equity capital to early and mid-stage entrepreneurial companies with a primary focus on companies based in the Pacific Northwest and a particular emphasis on those companies located in the Whatcom, Skagit and Island Counties of Washington State. Typically, the Bellingham Angels will invest between $25,000 and $250,000 to help companies grow to the next stage. To help ensure the success of investments, and the support of the local entrepreneurial environment, Bellingham actively works with entrepreneurs. Participation in Bellingham Angels is restricted to accredited investors able to invest a minimum of $5,000 to $25,000 in early stage, high-risk opportunities. The group's screening committee reviews all applications and selects two to four companies that meet the investment criteria to present at each meeting. The selected companies will receive a formal invitation to present to the Bellingham Angels members.

WA

Portfolio companies include:Meridianhttp://www.meridian-audio.com/LiquidPlannerhttps://www.liquidplanner.com/Healionicshttp://www.healionics.com/Tatangohttp://www.tatango.com/Investment Team:Bruce MacCormack, Chairmanbellinghamangels@comcast.netMadrona Venture Groupwww.madronagroup.com VCInformation TechnologySoftware & InternetMedia & Digital MediaEarlyFounded in 1995, Madrona Venture Group seeks to build the next generation of leading technology companies in the Pacific Northwest. The Group has more than $950 million under management, funded by large endowments, foundations, government entities, strategic corporations, and high net-worth individuals. Madrona seeks out early-stage technology-driven companies that solve customer problems in innovative, groundbreaking ways in the areas of Consumer Internet, Commercial Software and Services, Digital Media and Advertising, Networking and Infrastructure, and Wireless. The firm has a long-term approach and works closely with portfolio companies as they move from product development to early customers and revenue traction, and then to profitability and liquidity.

1000 Second Avenue, Suite 3700SeattleWA98104206-674-3000206-674-8703

Portfolio companies include:Avellehttp://www.bagborroworsteal.com/Bocadahttp://www.bocada.com/ExtraHophttp://www.extrahop.com/Intrepidhttp://intrepidmuseum.org/PetraVMhttp://corensic.com/WildTangenthttp://www.wildtangent.com/Skytaphttp://www.skytap.com/SinglePointhttp://www.singlepoint.com/2nd Watchhttp://2ndwatch.com/Appaturehttp://www.appatureinc.com/Buuteeqhttp://www.buuteeq.com/Cedexishttp://www.cedexis.com/Context Relevanthttp://www.contextrelevant.com/Animotohttp://animoto.com/Bag Borrow or Stealhttp://www.bagborroworsteal.com/Cheezburgerhttp://icanhas.cheezburger.com/Jobalinehttps://www.jobaline.com/PayScalehttp://www.payscale.com/Investment Team:Tom Alberg, Managing Directortom@madrona.comPaul Goodrich, Managing Directorpaul@madrona.comGreg Gottesman, Managing Directorgreg@madrona.comMatt McIlwan, Managing Directormatt@madrona.comLen Jordan, Managing Directorlen@madrona.comScott Jacobson, Managing Directorscott@madrona.comTim Porter, Managing Directortim@madrona.comSecond Avenue Partnerswww.secondave.comVCInformation TechnologySoftware & InternetEarlyFormed February of 2000, Second Avenue Partners is a Seattle-based provider of management, strategy, and capital for early stage companies. The firm's venture fund, funded by the partners' own capital, is directed at emerging Internet businesses in the high-tech field. The firm seeks strong entrepreneurial teams, innovative concepts with market-disruptive opportunities, and models that take advantage of cutting-edge technologies.

1000 Second Avenue, Suite 1200SeattleWA98104206-332-1200206-332-1201

Portfolio companies include:CoolSpottershttp://coolspotters.com/GotVoicehttp://www.spoken.com/gotvoiceRubicon Interactivehttp://rubiconinteractive.com/Fantasy Mogulshttp://www.fantasymoguls.com/Celebrated Chefshttps://www.celebratedchefs.com/home.aspxQLiancehttp://www.qliance.com/Modumetalhttp://modumetal.com/RealSelfhttp://www.realself.com/Ice Energyhttp://www.ice-energy.com/Inkdhttp://inkd.com/Azaleoshttp://www.azaleos.com/Insitu Grouphttp://www.insitu.com/Market Leaderhttp://www.marketleader.com/WaveMarkethttp://www.locationlabs.com/JeNu Bioscienceshttp://www.bioportfolio.com/corporate/company/40318/Jenu-Biosciences.htmlPressplanehttp://inkd.com/Investment Team:Nick Hanauer, Founding Partnernick@secondave.comMike Slade, Founding Partnermike@secondave.comPete Higgins, Founding Partnerpete@secondave.comeCoast Angel Networkwww.ecoastangels.comAInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialSeedEarlyFormed in 2000, the eCoast Angel Network's focus is on early-stage companies involved with advanced technology, e-commerce, healthcare, and industrial products and services, principally located in the New Hampshire coastal region. The group is most interested in companies requiring $250K-$2 million at pre-money valuations of less than $5 million, who have a credible multi-option exit strategy and are led by an experienced core management team. The group is a charter member of the Angel Capital Association. Members have invested in several companies since the network's inception, organizing syndicated angel investments of over $22 million, driving nearly $50 million in Venture Capital investments to companies that support hundreds of employees in the region.

P.O. Box 239500 Market StreetPortsmouthNH03802

Portfolio companies include:Groove Mobilehttp://www.livewiremobile.com/IAM Technologyhttp://iamtech.com/Citysquares.comhttp://citysquares.com/Punchbowl Softwarehttp://www.punchbowl.com/corporate/Aras Corporationhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=7019454Parcxmart Technologieshttp://www.parcxmart.com/UGC Ltd.http://ugcltd.com/Thebizmohttps://www.indigoboom.com/SourceIQhttp://www.sourceiq.com/SemiNexhttp://www.seminex.com/V-Kernelhttp://www.vkernel.com/Atlas Watersystemshttp://atlaswatersystems.com/ZipRealtyhttp://www.ziprealty.com/SmartPacketshttp://www.masshightech.com/stories/2002/02/18/story47-SmartPackets-speeds-data-transmissions.htmlVaward Communicationshttp://start.cortera.com/company/research/k3o6prm2k/vaward-communications-inc/FastAssethttp://www.fastasset.com/Environments@workhttp://environmentsatwork.com/CollegeWikishttp://www.crunchbase.com/company/collegewikisPixabilityhttp://www.pixability.com/Investment Team:George McQuilken, FounderThe University of New Hampshire Office for Research Partnerships and Commercializationwww.unh.edu/research/ TTInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareSeedEarlyThe Office for Research Partnerships and Com-mercialization (ORPC) was founded in November 2000 to develop and manage the intellectual property portfolio of the University of New Hampshire. The mission of the ORPC is to Build research partnerships that result in commercialization and economic development; Serve as the focal point for advocacy and support of UNH's intellectual property; Provide faculty and staff with information on, and assistance with, intellectual property protection by patent, copyright, or other means; Facilitate transfer of University research results to the public by bringing scientists and the business community together in relationships of mutual advantage; and focus statewide through the New Hampshire Innovation Research Center (a matching grant program funded by the NH Legislature). ORPC is partnered with the Idea Greenhouse, a combined co-working space, event center and collaborative creative environment for budding university entrepreneurs, located in downtown Durham. The facility offers office space, cube and desk space, "drop in" cafe-style workspace, and rooms for meetings and events. The Idea Greenhouse launched in 2011.

Gregg Hall35 Colovos RoadDurhamNH03824603-862-4125603-862-0329

Portfolio companies include:N/AN/AInvestment Team:Maria E. Emanuel PhD, Senior Licensing Manager, 603-862-4377maria.emanuel@unh.eduMarc C. Sedam, Executive Director, 603-862-4130marc.sedam@unh.eduGretchen Smith, Program Coordinator, 603-862-0123gretchen.smith@unh.eduRhode Island Economic Development Corporationwww.riedc.comEDInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialFinancial ServicesConsumer ProductsDefense & Homeland SecurityEarlyGrowthExpansionRhode Island Economic Development Corporation (RIEDC) offers financing programs for businesses in all phases of development. From small business loans to expansion financing, RIEDC can assemble a complete financial package to meet a business' needs. RIEDC also serves as a clearing house for special business and tax incentives available through the state, streamlining a firm's access to all of the benefits available to companies locating or expanding in Rhode Island. For smaller businesses looking for a direct, fully-secured loan, the Small Business Loan Fund provides up to $250,000 for manufacturing businesses and $250,000 for non-manufacturing businesses.

315 Iron Horse Way, Suite 101ProvidenceRI02908401-278-9100401-273-8270

Portfolio companies include:Utilidatahttp://utilidata.com/Investment Team:Keith Stokes, Executive Directorexecutivedirector@riedc.comWilliam Parsons, Managing Director, Business and Community Developmentbparsons@riedc.comJudy Chong, Director of Communicationsjchong@riedc.comEarl Queenan, Managing Director Financial Programsequeenan@riedc.comTrue Ventureswww.trueventures.comSilicon ValleyVCInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyFounded 2005, True Ventures' mission is to make the world a better place for entrepreneurs, and to have a deep and lasting impact on those with whom the firm works. True believes the democratization of entrepreneurship is a powerful force for global good. The firm has approximately $600 million under management across three funds. True makes initial investments of $1-2 million. Across all three of the firm's active funds, True's median initial investment is $1.4 million, and its median post-deal ownership is 20%. The firm has offices in California and Virginia.

530 Lytton Ave., Suite 303Palo AltoCA 94301650-319-2150650-330-7330

(San Francisco Address)27 South Park Ave.San FranciscoCA94107Portfolio companies include:3D Roboticshttp://www.diydrones.com/profiles/blogs/join-the-3d-robotics-team410 Labshttp://410labs.com/9GAGhttp://9gag.com/Academia.eduhttp://www.academia.edu/Adkuhttp://www.adku.com/Always Preppedhttp://alwaysprepped.com/AOptixhttp://www.aoptix.com/Apcerahttp://apcera.com/Appconomyhttp://www.appconomy.com/Appsavvyhttp://appssavvy.com/Automattichttp://automattic.com/B-Stock Solutionshttp://bstocksolutions.com/Bandcamphttp://bandcamp.com/Betablehttps://betable.com/bLifehttp://blife.bg/Blue Bottle Coffeehttp://www.bluebottlecoffee.net/BraceAbilityhttp://www.braceability.com/BrightRollhttp://www.brightroll.com/Concurrenthttp://www.merriam-webster.com/dictionary/concurrentDatacraft Solutionshttp://www.datacraftsolutions.com/Dinamundohttp://launch.dinamundo.com/DJZhttp://djz.to/Duo Securityhttp://www.duosecurity.com/EdgeConnexhttp://www.edgeconnex.com/Finderyhttps://findery.com/FitBithttp://www.fitbit.com/Flinthttp://en.wikipedia.org/wiki/FlintGigaOMhttp://gigaom.com/Ginger.iohttp://ginger.io/GoodReadshttp://www.goodreads.com/Investment Team:Puneet Agarwal, General PartnerPhil Black, FounderJohn Burke, FounderJon Callaghan, FounderTony Conrad, Founding Member & Venture PartnerAdam DAugelli, Associateadam@trueventures.comFoundation Capitalwww.foundationcap.comSilicon ValleyVCInformation TechnologyCommunications & NetworkingSemiconductorStorage & HardwareEnergy & Clean TechSeedEarlyFounded 1995, Foundation Capital specializes in working with companies in their formative stages. Typically, the firm makes an initial investment of $1 to $10 million, and follows by participating in each subsequent round of financing. Foundation focuses its investments on Enterprise Software & On-Demand Services, Sem-iconductor & EDA, Networking, Storage, Tele-communications and Cleantech/Consumer.

250 Middlefield RoadMenlo ParkCA94025650-614-0500650-614-0505

Portfolio companies include:Netflixhttp://www.netflix.com/Bella Pictureshttp://www.bellapictures.com/Control4http://control4.com/Ebates.comhttp://www.ebates.com/Homerun.comhttp://homerun.com/InterAct911http://www.interact911.com/Ketera Technologieshttp://www.ketera.com/Pano Logichttp://www.panologic.com/Acco Semiconductorhttp://acco-semi.com/Agni Propertyhttp://www.agniproperty.com/BOARDVantagehttp://boardvantage.com/BigDealhttps://www.bidcactus.com/bigdeal/Calixhttp://www.calix.com/CalStar Productshttp://calstarproducts.com/Dust Networkshttp://www.dustnetworks.com/eMeterhttp://www.emeter.com/EnvestNethttp://www.envestnet.com/aboutus/index.htmlFreeWheelhttp://www.freewheel.tv/GridIron Systemshttp://www.gridironsystems.com/Hot Linkhttp://hot-link.com/InsideViewhttp://www.insideview.com/Jasper Design Automationhttp://www.jasper-da.com/Lending Clubhttp://www.lendingclub.com/Mark Monitorhttp://markmonitor.com/Numeratehttp://www.numerate.com/PurFreshhttp://purfresh.com/Quantivohttp://quantivo.com/Rearden Commercehttp://www.reardencommerce.com/Sanradhttp://www.sanrad.com/Tensilicahttp://en.wikipedia.org/wiki/TensilicaTransphormhttp://www.transphormusa.com/Visierhttp://www.visier.com/XMOShttp://www.xmos.com/Zettahttp://en.wikipedia.org/wiki/Zetta-Investment Team:Bill Elmore, General Partnerbelmore@foundationcapital.comPaul Holland, General Partnerpholland@foundationcapital.comPaul Koontz, General Partnerpkoontz@foundationcapital.comTed Meyer, Administrative Partnertmeyer@foundationcapital.comCharles Moldow, General Partnercmoldow@foundationcapital.comRich Redelfs, General Partnerrredelfs@foundationcapital.comMike Schuh, General Partnermschuh@foundationcapital.comWarren Weiss, General Partnerwweiss@foundationcapital.comAshu Garg, General Partneragarg@foundationcapital.comAshmeet Sidana, General Partnerasidana@foundationcapital.comSteve Vassallo, General Partnersvassallo@foundationcapital.comSkip Glass, Operating Partnersglass@foundationcapital.comGene Trainor, Chief Operating Officergtrainor@foundationcap.comBlue Startupswww.bluestartups.comIInformation TechnologySoftware & InternetMedia & Digital MediaSeedBlue Startups is a venture accelerator that aims to stimulate economic growth in Hawaii and create new business opportunities by providing promising entrepreneurs with key ingredients for success. These key ingredients include seed funding, mentorship, access to business expertise, product testing, peer review, pitch development, and introductions to investors. Two times a year, 5-10 teams will be selected, given the resources they need, and go through an intensive 12-week program, to kickstart their business. Blue Startups is focused on recruiting capital efficient and scalable technology companies, including Internet, software, mobile, gaming and e-commerce. In addition, the program is targeting companies with a focus on Asia. Typical investments are $20,000 funding for a 6% equity stake in the company. Blue Startups has received preliminary notification of funding from the State of Hawaii through the Hawaii Strategic Development Corporation.

55 Merchant St., Suite 1700HonoluluHI96813

Portfolio companies include:N/AN/AInvestment Team:Henk Rogers, FounderChenoa Farnsworth, Managing DirectorOklahoma Life Science Fundhttp://olsfventures.comVCLife Sciences & HealthcareSeedEarlyOLSF invests in promising life science technologies where businesses and management teams can be built. OLSF I is invested in five startups that have created over 100 jobs with a mean income three times greater than the state average. These companies have attracted over $210 million in venture capital from regional and national venture capital firms after OLSF's first investment. The Oklahoma Life Sciences Fund II is a $10.5 million fund. Over $5 million has already been invested in four promising Oklahoma life science technology companies.

One OK Plaza100 West 5th Street, Suite 705TulsaOK74103918-584-0440

Portfolio companies include:AliveCorhttp://www.alivecor.com/Altheus Therapeuticshttp://www.altheustherapeutics.com/Lifetone Technologyhttp://lifetonesafety.com/Selexys Pharmaceuticalshttp://selexys.com/Precision HealthCare Grouphttp://www.precisionhealthstl.com/Ekips Technologieshttp://www.ekipstech.com/ForHealth Technologieshttp://www.fhtinc.com/Inoveonhttp://inoveon.com/InterGeneticshttp://www.intergenetics.com/cms/index.phpZapaqhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2101801Investment Team:William Paiva Ph.D., Managerwilliam@olsfventures.comOliver Li, AssociateJerod Coker, AssociateiSherpa Capitalwww.isherpa.comVCInformation TechnologyCommunications & NetworkingSeedEarlyFounded 2000, iSherpa Capital is one of the nation's only venture capital firms focused exclusively on wireless and supporting technologies. iSherpa Capital invests in seed-stage and early-stage companies, while providing follow-on financing throughout the company's life cycle. The firm continuously seeks original ideas from entrepreneurs who leverage technology to invent new business categories or radically alter existing ones.

6400 S. Fiddlers Green Circle, Suite 650 Greenwood VillageCO80111303-645-0500 303-645-0501

Portfolio companies include:Freelinchttp://www.freelinc.com/Perlegohttp://perlego.com/Taaz.comhttp://www.taaz.com/RockeTalkhttp://www.rocketalk.com/Clarityhttp://www.clarity.com/TechnoComhttp://www.technocom-wireless.com/UsingMileshttps://www.usingmiles.com/DNA Responsehttp://www.dnaresponse.com/Azteq Mobilehttp://www.letsgomobile.org/en/2209/mobile-game-service/Cequinthttp://www.cequint.com/Investment Team:Deepu John, Principaldjohn@isherpa.comPeter Mannetti, Managing Partnerpmannetti@isherpa.comJohn McDonough, Venture Partnerjmcdonough@isherpa.comNim Patel, Principalnpatel@isherpa.comVipanji Patel, Co-Founder & Managing PartnerConnecticut Innovationswww.ctinnovations.comVCInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareSeedEarlyCreated by the Connecticut Legislature in 1989, Connecticut Innovations provides strategic capital and operational insight to push the frontiers of high-tech industries such as energy, biotechnology, information technology, and photonics. Over the years, CI has helped over 100 emerging companies research, develop, and market new products and services. CI supports: Early-stage technology companies; University/business research collaborations; Bioscience start-ups; Biotech companies in need of lab and office space; State residents, businesses, towns, cities and organizations interested in clean energy use and development; and Stem Cell Research, through the State Department of Public Health Stem Cell Research Program. This activity has attracted over $1 billion dollars in additional investments from private equity providers. CI is currently undertaking statewide efforts to provide state residents with clean energy alternatives for their homes and businesses through the Connecticut Clean Energy Fund.

865 Brook Street Rocky HillCT06067860-563-5851 860-563-4877

Portfolio companies include:Affomixhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=41597180Cogenicshttp://www.beckmangenomics.com/Helix Therapeuticshttp://www.ctinnovations.com/blog/?tag=helix-therapeuticshopTexthttp://www.shoptext.com/XLeranthttp://www.xlerant.com/Perimeter eSecurityhttp://en.wikipedia.org/wiki/Perimeter_eSecurityAchillion Pharmaceuticalshttp://www.achillion.com/Axerion Therapeuticshttp://www.axeriontherapeutics.com/Campus Connecthttp://www.ivytech.edu/faq/campus-connect.htmlCara Therapeuticshttp://caratherapeutics.com/Cardiopulmonaryhttp://en.wikipedia.org/wiki/Cardiopulmonary_resuscitationCGI Pharmaceuticalshttp://www.gilead.com/cgi.htmlCiDRAhttp://www.cidra.com/Continuity Controlhttps://www.continuity.net/CYA Technologieshttp://www.cya.com/en/CyVekhttp://www.chubbybrain.com/companies/cyvekeNR Serviceshttp://www.enr-corp.com/Environmental Energy Serviceshttp://eescorp.com/epiEPhttp://www.crunchbase.com/company/epiepEquity Health Partnershttp://equityhealthpartners.com/etoucheshttp://etouches.causeroom.com/ExeCuehttp://www.execue.com/partners.htmlFMP Productshttp://www.fmponline.com/frevvohttp://www.frevvo.com/Helix Therapeuticshttp://www.ctinnovations.com/blog/?tag=helix-therapeuticsHistoRxhttp://historx.com/Ikonisyshttp://ikonisys.com/i-MARKhttp://www.imarkgroup.com/interactive MOBILE @dvertisinghttp://imatmobile.com/Ipsogenhttp://www.ipsogen.com/LegiTime Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=32948472Liquifixhttp://www.liquifix.com/Metagenomixhttp://www.ctinnovations.com/blog/?tag=metagenomixNew Ortho Polymershttp://investing.businessweek.com/research/stocks/private/people.asp?privcapId=40483333NLP Internationalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=99721822NovaTract Surgicalhttp://novatract.com/Oil Purification Systemshttp://www.ops-1.com/Optiwindhttp://optiwind.com/Perfect Thirdhttp://en.wikipedia.org/wiki/Just_fifthPerimeter eSecurityhttp://en.wikipedia.org/wiki/Perimeter_eSecurityPost-N-Track Retail Optimizationhttp://www.hartfordbusiness.com/news8444.htmlRib-X Pharmaceuticalshttp://www.rib-x.com/ShopTexthttp://www.shoptext.com/SmartEquiphttp://www.smartequip.com/Soft Tissue Regenerationhttp://softtissueregeneration.com/Standing Stonehttp://www.standingstoneinc.com/Sustainable Real Estate Solutionshttp://www.srmnetwork.com/Transaction Methodshttp://www.transactionmethods.com/prv/transaction/contact.aspWeston Softwarehttp://westonsoftwareinc.com/XLeranthttp://www.xlerant.com/MyCarehttps://mycare.gundluth.org/Investment Team:Peter V. Longo CPA CFA, President and Executive Directorpeter.longo@ctinnovations.comKevin Crowley, Managing Director, Investmentskevin.crowley@ctinnovations.comLillian Mu, Investment Associatelillian.mu@ctinnovations.comChristopher Penner, Director Investmentschris.penner@ctinnovtions.comStepheni J. Harpin, Investment Analyststepheni.harpin@ctinnovations.comPatrick O'Neill, P.E., Senior Investment Associatepatrick.o'neill@ctinnovations.comScott Milford, Investment Analystscott.milford@ctinnovations.comRobin Mayo, Managing Director, Investmentsrobin.mayo@ctinnovations.comPauline M. Murphy, CPA, Managing Director, Investmentspauline.murphy@ctinnovations.comJulie F. Rader, Director, Business Investment & Analysisjulie.rader@ctinnovations.comDouglas Roth, Investment Associatedouglas.roth@ctinnovations.comRussell E. Tweeddale, Managing Director, Investmentsrussell.tweeddale@ctinnovations.comDavid Wurzer, Senior Managing Director, Investmentsdavid.wurzer@ctinnovations.comDaniel Wagner, Director, Investmentsdaniel.wagner@ctinnovations.comDavid Audibert, Managing Director, Investmentsdavid.audibert@ctinnovations.comMargaret Cartiera Ph.D., Investment Associatemargaret.cartiera@ctinnovations.comMatthew D. Storeygard, Investment Associatematthew.storeygard@ctinnovations.comMichael Wisniewski, Investment Analystmichael.wisniewski@ctinnovations.comLouisiana Business & Technology Centerhttp://business.lsu.edu/Louisiana-Business-Technology-Center/Pages/About.aspxITTInformation TechnologyLife Sciences & HealthcareEducation & TrainingSeedEarlyAs part of the E. J. Ourso College of Business at Louisiana State University, the Louisiana Business & Technology Center's (LBTC) goal is to enhance economic development in Louisiana through the support of existing small businesses and the development of new businesses. Services provided by LBTC include a 25,000 square foot small business incubator, management assistance, small business counseling services, technology transfer and commercialization assistance, financial analysis in preparation for access to capital, entrepreneurial educational training, and referral to fee-based professional and advisor resources. The LBTC has worked with over 6,403 businesses and entrepreneurs developing over 2,394 business plans, starting nearly 553 businesses and creating more than 9,605 jobs for Louisiana. In 2005, the National Business Incubation Association (NBIA) named the Center the Randall M. Whaley Incubator of the Year. The Louisiana Technology Transfer Office (LTTO), established in 1990 is operated by the Louisiana Business & Technology Center (LBTC), a center of the E. J. Ourso College of Business, and is located on the LSU South Campus.

LSU South Campus8000 GSRI Ave., Bldg. 3000Baton RougeLA70820225-578-7555225-578-3975

Tenant companies include:BioFluidicahttp://www.hoovers.com/company/biofluidica_microtechnologies_llc/xfxfkxkjh-1.htmlClasses on Demandhttp://www.classondemand.net/media/ERF Wirelesshttp://www.erfwireless.com/Geoshieldhttp://www.geoshieldusa.com/UtiliWorkshttp://utiliworks.com/InvenThermhttp://inventherm.com/D & S Electrostatic Samplershttp://www.manta.com/c/mt12l7f/d-s-electrostatic-samplers-l-l-cDurr & Collinshttp://darrcollins.com/pdfs/darr-collins-master-resume.pdfEnervana Technologieshttp://www.manta.com/c/mtrngyp/enervana-technologies-llcGeneral Informaticshttp://www.geninf.com/Horizon CAN Training Schoolhttp://www.newhorizons.com/content/index.aspxHydroFlame Technologieshttp://hydroflametech.com/St. James Technologieshttp://www.superpages.com/bp/Baton-Rouge-LA/ST-James-Technologies-LLC-L2152526912.htmWetland Skimmershttp://www.wetlandskimmers.com/Wilkinsonhttp://www.wilkinsonplus.com/Foyhttp://en.wikipedia.org/wiki/Foy,_BelgiumRed Six Mediahttp://redsixmedia.net/Seashore Environmentalhttp://coastenvironmental.com/Vinformatixhttp://vinformatix.com/Management Team: Charles F. DAgostino, Executive Director, 225-578-3983cdag@lsu.eduKristy Barlow, Business Incubator Manager, 225-578-3982kbarlo2@lsu.eduRoy Keller, Director (LA Technology Transfer Office), 225-578-3985ynn Greenwood, Assistant Director, 225-578-4702rkeller@lsu.eduMichigan 21st Century Investment Fund, LPwww.michigan21stcenturyinvestmentfund.comVCPEFOFInformation TechnologyEarlyThe Michigan 21st Century Investment Fund has been created, as per the provisions of the Public Act 225 of 2005 (or the "21st Century Fund Act"), through an agreement between Credit Suisse and the Michigan Strategic Fund. The Fund seeks to strengthen and diversify Michigan's economic base by fostering the creation and growth of new jobs, new businesses, and new industries within the State through investments in private equity, venture capital and mezzanine funds, as well as potential co-investments alongside these funds. Initially, approximately $120 million will be available for fund investments and co-investments, including $6.0 million from Credit Suisse. The Michigan 21st Century Investment Fund focuses on identifying and investing in a diversified, high-quality portfolio of Michigan 21st Century capital, private equity and mezzanine funds that target investments in companies that are located in Michigan or have substantial operations within the State of Michigan. In addition, the Program may opportunistically co-invest alongside select fund managers. The Program seeks to foster the creation and growth of Michigan companies, help diversify Michigan's economy, facilitate the retention and creation of jobs in Michigan, and help encourage the growth of Michigan 21st Century capital, private equity and mezzanine investing in Michigan

c/o Credit Suisse, Alternative Investments, Customized Fund Investment Group, Columbia Center201 West Big Beaver Road, Suite 950TroyMI48084248-619-1862248-743-4191

Portfolio companies include:Micropositehttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=50050667Investment Team:Mike Kell, Vice Presidentmichael.kell@credit-suisse.comSean O'Donnell, Vice Presidentsean.o'donnell@credit-suisse.comNorthern Plains Investmenthttp://gust.com/angel-group/northern-plainsAInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialRetail & RestaurantDefense & Homeland SecuritySeedRAIN Source Capital and a group of angel investors have formed Northern Plains Investment, LLC in Bismarck-Mandan, N.D. The fund is currently capitalized at more than $500,000, with plans to expand up to $1.5 million. The fund will invest in promising small businesses in Bismarck-Mandan and other parts of North Dakota. The fund currently has 13 members, including angel investors, lending institutions, and RAIN Source Capital, who have pooled their investment dollars to create the fund. As of 2008, the RAIN fund network has invested more than $25 million in 48 companies.

c/o RAIN Source CapitalBismarckND651-632-2140

Ntractivehttp://www.linkedin.com/pub/jerry-renk/11/666/a88Intelligent Insiteshttp://www.bloglines.com/company/2161394/Bnc.National.Bank.701-250-3000Datacom Internationalhttp://www.northernplains.angelgroups.net/about-us/Investment Team:Jerry Renk, 701-250-3000jrenk@bncbank.comDenys Schwartz, General Manageri2Ewww.i2E.orgEDInformation TechnologySoftware & InternetCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareConsumer ProductsEducation & TrainingSeedEarlyi2E, Inc. is a private, not-for-profit Oklahoma corporation focused on wealth creation by growing the technology-based entrepreneurial economy. Originally founded as the Oklahoma Technology Development Corporation in September 1997, i2E operates several programs. Since 1998, hundreds of innovative Oklahoma entrepreneurs have secured make-or-break financing through the Technology Business Finance Program (TBFP), a state-funded program that has been recognized both nationally and internationally as a model of best practices. The program is funded by the state legislature to specifically address early stage capital needs of technology-based businesses. Over $15 million in funding from i2E's Concept Fund and the Oklahoma Seed Capital Fund has helped Oklahoma companies attract more than $440 million in subsequent investment. Created in 2007, Oklahoma Seed Capital Fund (OSCF) is a venture capital fund that provides seed and start-up stage equity financing to small, technology-based Oklahoma companies. OSCF looks and operates like a conventional venture fund with the specific goal of furthering economic activity and success in the state by bridging the early stage funding gap between personal sources and traditional sources of venture capital. Concept investments typically range from $50,000 to $200,000 and require participating co-investors. Seed investments are typically less than $500,000 and also require co-investors. Recently, a collaboration among i2E, the Oklahoma Department of Commerce, and the U.S. Treasury Department has created three investment funds totaling $13.2 million. This $13.2 million initiative is being launched under the name Accelerate Oklahoma! and includes the StartOK Accelerator Fund, aimed to accelerate emerging growth businesses showing potential for new products to market and increase private capital; the Oklahoma Angel Sidecar Fund, which will invest alongside angel groups and investors in innovative startups; and the GrowOK Fund that will target later stage companies in need of capital for expansion. i2E expects the three funds to attract up to $130 million in follow-on private capital in Oklahoma companies that receive investment through Accelerate Oklahoma!

Presbyterian Health Foundation Research Park840 Research Parkway, Suite 250Oklahoma CityOK73104405-235-2305405-235-2252

(Tulsa Office)618 E. Third Street, Suite 1TulsaOK74120918-582-5592918-582-3392Portfolio companies include:AccessOpticshttp://accessoptics.com/Altheus Therapeuticshttp://www.altheustherapeutics.com/BuzzVoicehttp://buzzvoice.com/CreditPointhttp://www.creditpointsoftware.com/JBarahttp://www.jbarasoftware.com/PreDenthttp://predents.com/Seamless Interactivehttp://seamlessinteractive.com/Alkamihttp://alkamitech.com/Emotion Mediahttp://www.emotionmedia.com/Exerboticshttp://www.exerbotics.com/Lifetone Technologyhttp://lifetonesafety.com/Selexys Pharmaceuticalshttp://selexys.com/Accolade Eternal Memorialshttp://accoladememorials.com/Actioncamhttp://actioncamhd.com/Agora Data Systemshttp://www.agora.com/Biolytx Pharmaceuticalshttp://www.phfresearchpark.com/tenants_select.php?id=5Cog Togshttp://www.cogtogs.com/Crescendo Biosciencehttp://www.crescendobio.com/Digitouchhttp://www.digitouchmedia.com/Failsafe Hazmathttp://failsafehazmat.com/Giager Medical Systemshttp://geigermedical.com/Grociohttp://twitter.com/grocioInvestment Team:Scott Meacham, President and CEO, 405-813-2401smeacham@i2E.orgTom Francis, Director of Investment Funds, 405-813-2410tfrancis@i2E.orgDavid Thomison, VP of Investments, 918-877-0457dthomison@i2E.orgRex Smitherman, VP of Operations, 405-813-2404rsmitherman@i2E.orgDavid Daviee, Director of Finance, 405-813-2413ddavlee@i2E.orgKenneth Knoll, Concept Investments Manager, 405-813-2427kknoll@i2E.orgSarah Seagraves, VP of Marketing, 405-813-2403sseagraves@i2E.orgJosh OBrien, Director of Entrepreneurial Development, 405-813-2412jobrien@i2e.orgFrontStreet Partnerswww.frontstreetpartners.comMBEnergy & Clean TechReal EstateMiddle MarketFrontStreet Partners, LLC is a privately held energy merchant banking firm. Founded in 2001, the company focuses on financial advisory and investment activities, delivering expertise on a wide range of fiscal issues for its clients. FrontStreet's merchant banking activities focus on identifying, structuring and negotiating energy-related acquisitions. Each financing is typically structured and syndicated by FrontStreet to include select institutional investors and industry experts. Post acquisition, FrontStreet typically manages its investments as the General Partner, drawing on its experience and network to maximize returns to investors. FrontStreet has identified and executed a number of investments in the refining, marketing, pipeline, ethanol and power sectors. Business opportunities in real estate are also of interest to the FrontStreet group. The firm favors U.S. based acquisitions.

9540 Grogans Mill Road, Suite 145The WoodlandsTX77384281-367-7060281-367-0607

Portfolio companies include:Ski Bowl Villagehttp://skibowlvillage.com/Investment Team:David Crikelair, Managing Partnercrikelair@frontstreetpartners.comTom Dougherty, Managing Partnerdougherty@frontstreetpartners.comOki Developments, Inc.www.okigolf.comFIConsumer ProductsRetail & RestaurantSports & EntertainmentEarlyOki Developments, Inc. is the corporate entity behind Oki Golf, a collection of 11 golf properties in Washington state. Oki Developments has other for profit and non-profit ventures, including the Nanny & Webster baby blanket company, Nishino's Japanese Restaurant and the Oki Foundation. The firm was founded by Scott Oki, a former Microsoft executive. According to published reports, when Oki retired in 1992 from Microsoft, he reportedly cashed in stock options estimated at $100 million.

1416 112th Avenue NEBellevueWA98004425-454-2800425-646-6999

Portfolio companies include:Oki Golfhttp://www.okigolf.com/Nanny & Websterhttp://www.nannyandwebster.com/_ie/home.htmlNishino'shttp://nishinorestaurant.com/Rain City Cigarhttp://raincitycigar.com/Investment Team:Scott Oki, Founder & ChairmanNancy Cho, President & CEOVicki ACourt, ControllerMark Chriest, Chief Financial OfficerDavid Hein, Vice President of Sales and Business DevleopmentBessemer Venture Partnerswww.bvp.comSilicon ValleyVCInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareFinancial ServicesSeedEarlyBessemer Venture Partners traces its roots to 1911 when Henry Phipps established what was to become Bessemer Securities Corporation (BVP's principal limited partner) as an investment firm for the benefit of his descendants, starting with his share of the proceeds from the sale of Carnegie Steel. Today, BVP manages more than $4 billion of venture capital invested in over 130 companies. The firm focuses its investments in Cleantech, Cloud Computing, Data Security, Financial Services, Healthcare, India Opportunities, Israel Opportunities and Online Retail. Generally, Bessemer leads the first institutional round of equity in its portfolio companies, with investments that range from $4 to $10 million. At times the firm will participate in a later round of funding, and occasionally will make very small seed stage investments of under $1 million, or incubate companies in its offices in New York, Silicon Valley, Boston, Sao Paulo, Mumbai, and Herzliya, Israel.

535 Middlefield Road, Suite 245Menlo ParkCA94025650-853-7000650-853-7001

Portfolio companies include:AccuVeinhttp://www.accuvein.com/adap.tvhttp://www.adap.tv/Clean Max Energy Solutionshttp://www.bvp.com/Portfolio/Clean-Max-Energy-Solutions.aspxHadapthttp://www.hadapt.com/Intucellhttp://intucellsystems.com/MediAssisthttps://www.mediassistindia.com/Index.htmlAcceleron Pharmahttp://www.acceleronpharma.com/Mindbodyhttp://www.mindbodyonline.com/Bizohttp://www.bizo.com/2torhttp://2tor.com/Access 360 Mediahttp://access360media.com/ACTIV Financial Systemshttp://www.activfinancial.com/Altair Semiconductorhttp://altair-semi.com/Apperianhttp://www.apperian.com/Applied Solar Technologieshttp://appliedsolar.com/Avalanche Technologyhttp://avalanche-technology.com/Bettermenthttps://www.betterment.com/BillGuardhttps://www.billguard.com/Boxhttp://www.box.com/Convertrohttp://www.convertro.com/Criteohttp://www.criteo.com/index.phpCrowdFlowerhttp://crowdflower.com/Densbitshttp://densbits.com/DocuSignhttp://www.docusign.com/Fiverrhttp://fiverr.com/Flat World Knowledgehttps://www.flatworldknowledge.com/Fractyl Laboratorieshttp://www.generalcatalyst.com/companies/fractyl-laboratoriesGFIhttp://www.gfi.com/Home First Financehttp://homefirstindia.com/IL&FS Transportation Networkshttp://www.itnlindia.com/Ind-Barath Power Infra Privatehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=35271874Involverhttp://www.involver.com/K2 Global Consultinghttp://www.k2globalconsulting.com/Knewtonhttp://www.knewton.com/Kroll Bond Ratingshttp://www.krollbondratings.com/KupiVIPhttp://www.crunchbase.com/company/kupivipLife360http://www.life360.com/Nephroplushttp://nephroplus.com/Home.htmlOvaSciencehttp://ovascience.com/Piazzahttp://piazza.com/Pinteresthttp://pinterest.com/SendGridhttp://sendgrid.com/Shopifyhttp://www.shopify.com/Skybox Imaginghttp://skyboximaging.com/Snapdeal.comhttp://www.snapdeal.com/Spanco Power Distributionhttp://www.spancopower.com/Tigo Energyhttp://tigoenergy.com/Traffix Systemshttp://traffixsystems.com/Twiliohttp://www.twilio.com/UltraSolar Technologyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=137412446Vasona Networkshttp://www.vasonanetworks.com/Verastemhttp://www.verastem.com/Xtreme Powerhttp://www.xtremepower.com/Thinking Phone Networkshttp://thinkingphones.com/Xtimehttp://www.xtime.com/42Floorshttp://42floors.com/Clearslidehttp://clearslide.com/Investment Team:Rob S. Chandra, Partnerrob@bvp.comDavid Cowan, Partnerdavid@bvp.comByron Deeter, Partnerbyron@bvp.comNate Fick, Operating PartnerEd Colloton, PartnerUmesh Padval, PartnerSridar Iyengar, Operating PartnerChini Krishnan, Operating PartnerEthan Kurzweil, Vice PresidentPeter Lee, Senior AssociateSunil Nagaraj, Senior AssociateDoug Romanoff, Senior AssociateDFJ Frontierwww.dfjfrontier.comVCInformation TechnologySoftware & InternetEnergy & Clean TechLife Sciences & HealthcareSeedEarlyPart of the network of funds operated by Draper Fisher Jurvetson in Silicon Valley, DFJ Frontier is a venture capital firm that invests in start-up companies on the West Coast and is particularly interested in emerging technologies. DFJ Frontier will consider any market-driven technology opportunity, including software, information services, biotechnology, nanotechnology, and alternative energy. DFJ typically invests $100,000 to $1,000,000 initially, with additional capital reserved for follow-on investment as the company successfully achieves key milestones. The firm will also structure syndicates for companies that require a larger initial capital infusion. With over $5 billion under management, DFJ maintains offices in 30 cities around the world, including DFJ Frontier offices in Portland, OR, Los Angeles and in Santa Barbara, CA.

873 Embarcadero Drive, Suite 3El Dorado HillsCA95762424-234-9003

Portfolio companies include:World of Goodhttp://worldofgood.ebay.com/Prolacta Biosciencehttp://www.prolacta.com/JiWirehttp://www.jiwire.com/Boom Studioshttp://boom-studios.com/Game Saladhttp://gamesalad.com/Wine Simplehttps://winesimple.com/Marval Biosciencehttp://www.marvalbiosciences.com/Appletree.comhttp://www.appletree.com/Lottayhttp://www.lottay.com/HydraDxhttp://www.hydradx.com/AudioMicrohttp://www.audiomicro.com/Zadspacehttp://zadspace.com/Neurovigilhttp://www.neurovigil.com/uSamphttp://www.usamp.com/Planitaxhttp://venturebeatprofiles.com/company/profile/planitaxChimeroshttp://www.biospace.com/job_view.aspx?JOB_ID=242314SkyGridhttp://www.skygrid.com/Dragnet Solutionshttp://www.dragnetsolutions.com/BondMarthttp://www.bondmart.com/OnTechhttp://www.ontech.com/new/index.htmlIntematixhttp://www.intematix.com/Investment Team: David Cremin, Co-Founder and Managing Directordavid@dfjfrontier.comScott Lenet, Co-Founder and Managing Directorscott@dfjfrontier.comOleg Kaganovich, Venture Partneroleg@dfjfrontier.comJim Schraith, Venture Partnerjim@dfjfrontier.comFrank Foster, Managing Directorfrank@dfjfrontier.comAngel Investor Forumwww.angelinvestorforum.comAInformation TechnologyLife Sciences & HealthcareSeedThe Angel Investor Forum (AIF), founded in 2004, is an organization located in Connecticut comprised of accredited investors, who are former CEOs, VCs, serial entrepreneurs, and active private equity investors. Due to the widening gap in the capital markets, there is a shortage of funding available at the seed stage ($250K-$5M). This funding gap represents a great opportunity for investment in companies and the group provides $100K to $2M for companies with substantial growth potential. AIF is not a fund; Investment members collaborate on due diligence, but make individual investment decisions (under common valuation and terms). The typical company the group looks at is raising between $750K and $1.5 Million. Members typically put in between $150K and $350K as a group. The individual investment is typically $25,000 but ranges from $10,000 (if the deal permits) to $100,000. The group's investment criteria includes: a clearly articulated market position, management team with a demonstrated track record, clear intellectual property strategy, defensible competitive position in an emerging or growth market, and an exit strategy for investors within 3-5 years.

200 Main StreetBristolCT06010860-314-2101

Portfolio companies include:TracerPixhttp://targetphoto.tracerpix.com/Autotetherhttp://www.autotether.com/SchoolChaptershttps://www.schoolchapters.com/Hadapthttp://hadapt.com/innRoadhttp://www.innroad.com/Sustainable Real Estate Managerhttp://www.srmnetwork.com/RuMehttp://www.myrume.com/default.aspx?PK=ac3c3702-0750-4284-94ac-af2c412c63d8SocialGeniushttp://easysocialgenius.com/Investment Team:John Seiffer, President, 203-775-6676john@betterceo.comJoe DeMartino, Deal Flow Coordinator, 860-659-5855jdemartino@gmail.comScott Nevins, Membership Coordinatorscott.nevins@bernstein.comCindy Scoville, Administrative AssistantHartford Ventureswww.thehartford.com/venturesCVCInformation TechnologyFinancial ServicesEarlyExpansionHartford Ventures is the strategic investment group of The Hartford Financial Services Group Inc. (NYSE: HIG). As the only dedicated corporate venture capital group in the insurance sector, Hartford Ventures provides its portfolio companies and co-investors with unique insights into the insurance industry. Hartford Ventures seeks to make minority equity investments in early stage and expansion stage companies. Hartford's initial investment size typically ranges from $1 million to $3 million. Investment focus areas include: Tele-matics/Sensor products and services (Vehicle, Home, Industrial); Clean Tech, Data Security/Identity Theft, Substitute or adjacent products (Peer-to-peer, Derivatives, etc); and Alternative distribution.

One Hartford PlazaHartfordCT06105860-547-2469860-727-0198

Portfolio companies include:DriverSidehttp://www.driverside.com/Coulomb Technologieshttp://www.coulombtech.com/GreenRoad Technologieshttp://greenroad.com/buySAFEhttp://buysafe.com/CEU.comhttp://ceu.com/Insurance.comhttp://www.insurance.com/Intelleflexhttp://intelleflex.com/Co3 Systemshttp://www.co3sys.com/Investment Team: Andrew Amigo, Directorandrew.amigo@thehartford.comAnthony Grosso, Directoranthony.grosso@thehartford.comJohn Hess, Director of FinanceOak Investment Partnerswww.oakinv.comNew YorkVCInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareLife Sciences & HealthcareBusiness ServicesFinancial ServicesRetail & RestaurantGrowthExpansionFounded in 1978, Oak Investment Partners is a multi-stage venture capital firm. The primary investment focus is on high growth opportunities in Clean Energy, Financial Services Technology, Healthcare, Information Technology, Internet and Consumer. Over a 34-year history, Oak has achieved a track record as a stage-independent investor funding more than 498 companies at key points in their lifecycle. Oak has been involved in the formation of companies, funded spinouts of operating divisions and technology assets, and provided growth equity to mid- and late-stage private businesses and to public companies through PIPE investments. Oak Investment Partners manages a total of $8.4 billion in committed capital. Oak will generally invest between $25 million to $150 million and seek ownership levels of at least 20% to, in some cases, greater than 50%. The firm also maintains offices in Palo Alto, CA and Minneapolis.

Three Pickwick PlazaSuite 302GreenwichCT06830203-226-8346203-227-0372

Portfolio companies include:Media Metrixhttp://www.comscore.com/Products_Services/Product_Index/Media_Metrix_Suite/Media_Metrix_Core_ReportsQPasshttp://amdocs.com/Products/Service-Delivery/Digital-Commerce/Pages/Personalized-Digital-Solution.aspxInktomihttp://en.wikipedia.org/wiki/InktomiKnowledge Networkshttp://www.knowledgenetwork.org/2Wirehttp://www.2wire.com/Acculynkhttp://acculynk.com/Baja Fresh Mexican Grillehttp://www.bajafresh.com/menu.phpDick's Sporting Goodshttp://www.dickssportinggoods.com/home/index.jsp1life/One Medicalhttp://1life.com/Aavid Thermal Technologieshttp://www.aavidthermalloy.com/Actelhttp://www.actel.com/Adkeeperhttp://www.adkeeper.com/Affinity Mediahttp://www.affinitymedia.com/Agile Networkshttp://www.agile-network.com/Airgo Networkshttp://en.wikipedia.org/wiki/Airgo_NetworksAllos therapeuticshttp://www.allos.com/Allyes Inormation Technologyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=816565American Esoteric Laboratorieshttp://ael.com/aQuantivehttp://advertising.microsoft.com/aquantiveArgus Information & Advisory Serviceshttp://www.argusinformation.com/Artimihttp://www.veebeam.com/Aspect Softwarehttp://www.aspect.com/Pages/default.aspxathenahealthhttp://www.athenahealth.com/Aurora Algaehttp://www.aurorainc.com/AVECOR Cardiovascularhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=317249Avici Systemshttp://www.linkedin.com/company/avici-systemsBeacon Capital Strategieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=41264875Benefitfocushttp://www.benefitfocus.com/Boston-Powerhttp://www.boston-power.com/Campus Pipelinehttps://campuspipeline.uwimona.edu.jm/cp/home/displayloginCaptura Softwarehttp://www.tucows.com/preview/236277Cardiac Pathwayshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26079CareMedic Systemshttp://www.caremedic.com/Caribou Coffee Companyhttp://www.cariboucoffee.com/Castlight Healthhttp://www.castlighthealth.com/CBORD Grouphttp://www.cbord.com/Cedar Grove Investmentshttp://cedargroveinv.com/Celesticahttp://www.celestica.com/Home/Home.aspxCentric Softwarehttp://www.centricsoftware.com/Home.aspxCephalonhttp://www.cephalon.com/Chamatehttp://www.chamate.cn/Cheddar's Casual Cafehttp://www.cheddars.com/CLARiENThttp://www.clarientinc.com/Cobalt Grouphttp://cobaltgroup.com/Cogent Communicationshttp://en.wikipedia.org/wiki/Cogent_CommunicationsCollaberahttp://www.collabera.com/CommQuest Technologieshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=26764CommVerge Solutions Limitedhttp://www.commverge.com/Compaqhttp://www.compaq.com/country/index.htmlCoreTekhttp://www.coretek.us/Dallas Semiconductorhttp://www.maxim-ic.com/Demand Mediahttp://www.demandmedia.com/Diamond Lane Communication Corporationhttp://investing.businessweek.com/businessweek/research/stocks/private/snapshot.asp?privcapId=27554DSL.nethttp://en.wikipedia.org/wiki/Domain-specific_languageEndwavehttp://gigoptix.com/Entropic Research Laboratoryhttp://www.entropic.com/Epic Media Grouphttp://www.epicmediagroup.com/EquaTerrahttp://www.equaterra.com/Home-6.htmleSolarhttp://www.esolar.com/Esperion therapeuticshttp://www.esperion.com/Exodus Communicationshttp://en.wikipedia.org/wiki/Exodus_CommunicationsFastclickhttp://www.valueclickmedia.com/Federated Media Publishinghttp://www.federatedmedia.net/Fiber Optic Network Solutionshttp://www.fons.com/FiberTowerhttp://www.fibertower.com/corp/company.shtmlFilene's Basementhttp://www.filenesbasement.com/FirstRainhttp://www.firstrain.com/FRShttp://www.frs.com/Gazillionhttp://www.gazillion.com/GENBANDhttp://en.wikipedia.org/wiki/GENBANDGenzymehttp://genzyme.com/Geotrace Technologieshttp://www.geotrace.com/Giosis Gmarket Internationalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=113796866Gmarkethttp://english.gmarket.co.kr/Good Technologyhttp://good.com/GreenVoltshttp://www.greenvolts.com/GTS CE Holdinghttp://www.gtsce.com/Harbor Paymentshttp://www.harborpayments.com/Health Dialog Serviceshttp://www.healthdialog.com/Main/defaultHuffingtonPost. I-Logixhttp://www.oakvc.com/investments/P60/iCrossinghttp://www.icrossing.com/iHealth Technoogieshttp://www.ihealthtechnologies.com/Illustrahttp://illustramedia.com/Index Ventureshttp://www.indexventures.com/Inktomihttp://en.wikipedia.org/wiki/InktomiInterconnectixhttp://www.nytimes.com/1996/08/20/business/mentor-graphics-plans-to-add-interconnectix.htmlInternap Network Serviceshttp://www.internap.com/iTouch PLChttp://www.tpn.co.uk/itouch.htmJamba Juicehttp://www.jambajuice.com/Kayak Softwarehttp://www.kayak.com/Kineto Wirelesshttp://kineto.com/Knowledge Networkshttp://www.knowledgenetwork.org/Kratos Defense & Security Solutionshttp://www.kratosdefense.com/Kuaipayhttp://www.trustvesta.com/press/press_kpay_wal.aspxLavastormhttp://lavastorm.com/Leapstone Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=6258280Level 5 Systemshttp://www.level5sys.com/Lianlian Payhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=39124839Limelight Networkshttp://www.limelight.com/Lingtuhttp://www.lingtu.com/LoopNethttp://www.loopnet.com/lucy activewearhttp://www.lucy.com/LumaSense Technologieshttp://www.lumasenseinc.com/Major League Gaminghttp://www.majorleaguegaming.com/Meritech Capital Partnershttp://meritechcapital.com/MobiTVhttp://www.mobitv.com/Mobius Management Systemshttp://asg.com/mobius/Mojixhttp://www.mojix.com/Moxiehttp://en.wikipedia.org/wiki/MoxieMyLifehttp://www.mylife.com/NanoH2Ohttp://www.nanoh2o.com/Netopiahttp://www.netopia.com/NetSpendhttps://www.netspend.com/Network Equipment Technologieshttp://www.net.com/Newport Mediahttp://newportmediainc.com/Nexanthttp://www.nexant.com/NextG Networkshttp://nextgnetworks.net/nLight Photonicshttp://nlight.net/OakTree Health Planhttp://www.oakinv.com/investments/category/healthcare-information-and-servicesOberon Mediahttp://corp.oberon-media.com/Odyssey Healthcarehttp://odsyhealth.com/Omnicellhttp://www.omnicell.com/OraPharmahttp://www.orapharma.com/P.F. Chang's China Bistrohttp://www.pfchangs.com/Pacific Dental Benefitshttp://pacificdentalbenefits.com/Parametric Technologyhttp://en.wikipedia.org/wiki/Parametric_Technology_CorporationParlanohttp://www.microsoft.com/Presspass/press/2007/aug07/08-29ParlanoPR.mspxPayFlex Systems USAhttp://www.payflex.com/PaySys Internationalhttp://www.crp.com/Investments/GrowthD/PaySys.htmlPETsMARThttp://www.petsmart.com/PharMEDium Healthcarehttp://www.pharmedium.com/Phononic Deviceshttp://phononicdevices.com/Picturetelhttp://www.answers.com/topic/picturetel-corpPictureVisionhttp://picturevisionpictures.com/Pivotalhttp://dictionary.reference.com/browse/pivotalPlastic Logichttp://plasticlogic.com/Point Carbonhttp://www.pointcarbon.com/AShttp://www.as.com/Polycomhttp://www.polycom.com/Potbelly Ssandwish Workshttp://www.potbelly.com/Home/Default.aspxPresidio Networked Solutionshttp://www.presidio.com/Protean Electrichttp://www.proteanelectric.com/Psychiatric Solutionshttp://www.psysolutions.com/PulsePOinthttp://www.pulsepointgroup.com/Qpasshttp://amdocs.com/Products/Service-Delivery/Digital-Commerce/Pages/Personalized-Digital-Solution.aspxQterahttp://qtera.net/Radiant Researchhttp://www.radiantresearch.com/Radisphere National Radiology Grouphttp://www.radisphere.net/RazorGatorhttp://www.razorgator.com/Rearden Commercehttp://www.reardencommerce.com/ReliOnhttp://www.relion.com/Resonext Communicationshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=98155Revolution Foodshttp://revfoods.com/SanDiskhttp://www.sandisk.com/about-sandisk.aspxSeagate Technologieshttp://www.seagate.com/www/en-us/SeaPoint Ventureshttp://www.seapointventures.com/Securant Technologieshttp://www.rsa.com/node.aspx?id=1185Semiconductor Manufacturing Internationalhttp://en.wikipedia.org/wiki/Semiconductor_Manufacturing_International_CorporationSentient Networkshttp://en.wikipedia.org/wiki/Sentient_NetworksShop.comhttp://www.shop.com/SNAPin Softwarehttp://www.crunchbase.com/company/snapin-softwareSolarflare Communicationshttp://www.solarflare.com/Sports GGhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=32319035Spring tidehttp://en.wikipedia.org/wiki/Spring_tideStretchhttp://www.answers.com/topic/stretchSundrop Fuelshttp://www.sundropfuels.com/Sybasehttp://www.sybase.com/Synapticshttp://www.synaptics.com/Synopsyshttp://www.synopsys.com/Talismahttp://www.talisma.com/Technology Crossover Ventureshttp://www.tcv.com/Tegic Communicationshttp://en.wikipedia.org/wiki/TegicTele Atlashttp://www.teleatlas.com/Telicahttp://telica.com/Telliumhttp://www.zhone.com/investors/acquisitions/Tensilicahttp://en.wikipedia.org/wiki/TensilicaThe Collaborative Grouphttp://www.collaborativegroup.org/The Sutherland Grouphttp://thesutherlandgroup.org/Thomas Weisel Partnershttp://twvp.com/Tikona Digital Networkshttp://www.tikona.in/Torrent Systemshttp://en.wikipedia.org/wiki/Torrent_SystemsTxViahttp://www.txvia.com/Trapeze Networkshttp://www.juniper.net/us/en/products-services/wireless/TxViahttp://www.txvia.com/US Auto Parts Networkhttp://www.usautoparts.net/UltaSalonhttp://www.ulta.com/Cosmetics & Fragrancehttp://www.answers.com/topic/ulta-salon-cosmetics-fragrance-incUnited BioSourcehttp://unitedbiosource.com/United Deviceshttp://en.wikipedia.org/wiki/United_DevicesVestahttp://en.wikipedia.org/wiki/4_VestaVicinityhttp://www.thefreedictionary.com/vicinityViratahttp://en.wikipedia.org/wiki/Virata_CorporationViroPharmahttp://www.viropharma.com/VisionChina Mediahttp://www.visionchina.cn/Vitesse Semiconductorhttp://www.vitesse.com/Wavestreamhttp://wavestream.com/Wellfleet Communicationshttp://en.wikipedia.org/wiki/Wellfleet_CommunicationsWhole Foods Markethttp://www.wholefoodsmarket.com/Wonga.comhttps://www.wonga.com/Worldview Technology Partnershttp://www.worldview.com/Xiotechhttp://www.xiotech.com/Ybrant Digitalhttp://www.ybrantdigital.com/Yoyi Mediahttp://www.crunchbase.com/company/yoyi-mediaZayohttp://zayo.com/Investment Team: Ed Glassmeyer, Managing Partnered@oakvc.comAnn Lamont, Managing Partnerannie@oakvc.comIfty Ahmed, General Partnerifty@oakvc.comGrace Ames, General Partner and Chief Operating Officergrace@oakvc.comDavid Black, Investment Professionaldavid@oakvc.comTony Downer, Venture Partnertdowner@oakvc.comGene Lockhart, Venture Partnerglockhart@oakvc.comBandel Carano, Managing Partnerbandel@oakvc.comFred Harman, Managing Partnerfred@oakvc.comAndrew Adams, General Partneraadams@oakvc.comJerry Gallagher, General Partnerjerry@oakvc.comRen Riley, General Partnerren@oakvc.comLone Peak Capital, LLCwww.lonepeakcapital.comVCInformation TechnologySoftware & InternetConsumer ProductsReal EstateEarlyLone Peak Capital is a venture capital organization that fosters the creation of additional ventures which have sustainable business models and which utilize technology for efficient growth and expansion.

12603 HemlockOverland ParkKS66213913-636-8777

Portfolio companies include:My Faith Deliveredhttp://www.mycatholicfaithdelivered.com/Future Needs Funding Programhttp://www.kedconsult.com/articles-resources/dreaded-grant-question/Content Driven Delivery Platformhttp://en.wikipedia.org/wiki/Service_delivery_platformThe Hope Chest Foundationhttp://www.hope-chest.org/WildChargehttp://www.amazon.com/s?ie=UTF8&keywords=wildcharge&page=1&rh=i%3Aaps%2Ck%3AwildchargeCondoGarageshttp://www.condogarages.com/KC Real Estate Fundhttp://www.blockllc.com/blockfunds/Investment Team:Alex Hammel, Principalahammel@lonepeakcapital.comKentucky Science and Technology Corporation (KSTC)www.kstc.comEDInformation TechnologyEnergy & Clean TechSeedEarlyKentucky Science and Technology Corporation (KSTC) is a private, non-profit organization that manages statewide initiatives that are core to building Kentucky's knowledge based economy by supporting technology-based startup companies through talent and capital investments. These initiatives include The Kentucky Enterprise Fund, Rural Innovation Fund, Kentucky New Energy Ventures (KNEV) and The Innovation and Commercialization Center Network (ICC). The Kentucky Enterprise Fund is a seed stage venture-like fund focused on promoting and developing early stage technology companies in the Commonwealth. The Rural Innovation Fund is a seed stage, venture-like fund focused on promoting and developing early stage technology companies in the rural areas of Kentucky (all counties except Fayette and Jefferson). Both are funded through the Kentucky Council on Postsecondary Education (CPE). KNEV supports the development and commercialization of alternative fuel and renewable energy products, processes, and services in the state. ICC is a statewide network of six regional urban offices and six rural offices throughout the Commonwealth focused on helping Kentucky entrepreneurs, scientists, and engineers perfect their business strategies to build successful high-tech businesses. The ICC is funded through the Kentucky Department of Innovation and Commercialization. KSTC provides one-time grants of $30,000 and equity investments of $250,000 to $750,000. The Student Fund provides seed funding to innovation-driven start-ups founded by Kentucky-based students.

200 West Vine Street, Suite 420LexingtonKY40507859-233-3502859-259-0986

Portfolio companies include:Conexxushttps://www.conexus.ca/Personal/Global Shelter Systemshttp://soapboxmedia.com/companies/47gss.aspxGreenerWayhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=51208426IF Technologieshttp://iftechnologies.net/Resonant Vibeshttp://resonantvibes.com/Frogdicehttp://frogdice.com/Earthineerhttp://earthineer.com/Crowdedhttp://dictionary.reference.com/browse/crowdedGiftPoolhttp://thegiftpool.com/Investment Team:Lewis Acampora, Directorlacampora@kstc.comBen Jennings, Director of Technology Commercializationbjennings@kstc.comSean OLeary, Associate Vice President, 859-246-3262soleary@kstc.comLaurie C. Daugherty, Associate Vice President, 859-246-3225lcdaugherty@kstc.comChristine Wildes, Program Managercwildes@kstc.comMahendra K. Jain, Senior Vice Presidentmjain@kstc.comRichard A. Johnson, Director, Technology & Commercialization Executive In Residencerjohnson@kstc.comKris W. Kimel, Presidentkkimel@kstc.comMaria Labreveux, Senior Program Manager R&D and Commercializationmlabreveux@kstc.comM. Joanne Lang, Executive Vice Presidentjlang@kstc.comWimberly C. Royster, Vice Presidentroyster@uky.eduJohn B. Wehrle, Vice President of Finance & Human Resourcesjwehrle@kstc.comMeritus Ventureshttp://meritusventures.comVCInformation TechnologySoftware & InternetManufacturing & IndustrialExpansionMeritus Ventures, LP is a $36.4 million venture capital fund formed to make equity investments primarily in private, expansion-stage companies in predominantly rural areas in central and southern Appalachia. The Fund focuses specifically on companies in Arkansas, Kentucky and Tennessee, and the Appalachian counties of Ohio, West Virginia, Virginia, North Carolina, South Carolina, Georgia, Alabama, and Mississippi. In addition, Meritus can provide operational assistance to portfolio companies and prospective portfolio companies. Meritus Ventures is a Rural Business Investment Company (RBIC), formed in response to the creation of the Rural Business Investment Program (RBIP) by the U.S. Department of Agriculture (USDA) in 2002. The Fund will invest $250,000 to $2.5 million in each portfolio company and has a broad industry focus that includes, but is not limited to, manufacturing, technology, and software.

P.O. Box 1738362 Old Whitley RoadLondonKY40743-1738606-864-5175606-864-5194

Portfolio companies include:Zipithttp://corp.zipitwireless.com/SinglePipe Communicationshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=31293613Aldishttp://aldi.us/Wazoosports.comhttp://wazoosports.com/Arkansas Automatic Sprinklershttp://www.arautosprinklers.com/Photizo Grouphttp://www.photizogroup.com/Pinnacle Medical Solutionshttp://pinnaclemedicalsolutions.com/Superior Fabricationhttp://superiorfab.com/Investment Team: Ray Moncrief, Fund Managerlrmoncrief@khic.orgGrady Vanderhoofven, Fund Managergrady@meritusventures.comBrenda McDaniel, CFObmcdaniel@khic.orgMelissa Muendel, Director of Fund Administration and Director of Operational Assistancemuendel@meritusventures.comMelissa Conn, Associatemconn@khic.orgChris Miller, AssociateLouisiana Tech Enterprise Center (LaTEC)http://latechenterprisecenter.comIEDInformation TechnologySoftware & InternetLife Sciences & HealthcareSeedEarlyThe Louisiana Tech Enterprise Center (LaTEC) opened for business in November of 2005 on the north side of the Louisiana Tech University campus. LaTEC houses the Louisiana Tech Technology Incubator (LTTI) and the Technology Business Development Center (TBDC). As the primary business support and development outreach arm of Louisiana Tech University, LaTEC is designed to facilitate and promote the growth of new and existing ventures of the innovation enterprise in the I-20 corridor of north Louisiana. The Enterprise Center's incubation space and services focus on early-stage technology companies with a connection to Louisiana Tech University. In the Spring of 2009 with assistance from key community leaders, Louisiana Tech University established the Innovation Enterprise Fund through the University Foundation. This fund was established to provide small grants to early stage companies spinning out of the University's technology transfer activities or otherwise affiliated with the University's business development efforts.

509 West Alabama Ave.RustonLA71270318-257-3978

Portfolio companies include:Network Foundation Technologieshttp://www.nft-tv.com/Radiance Technologieshttp://radiancetech.com/S2S Tutorhttps://www.s2stutor.com/Red Boxhttp://www.redbox.com/Nano Pulp and Paperhttp://www.nanopulpandpaper.com/Management Team:Dr. Dave N. Norris Jr., Executive Directordnorris@latech.eduDorene Dell Kordal, Executive Administrative Coordinatordorene@latech.eduJPB Capital Partnerswww.jpbcapital.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsMiddle MarketJPB Capital Partners is a private equity partner for lower-middle market companies located throughout the Mid-Atlantic and Southeast region of the United States. Within this market, JPB acquires closely held or family-owned companies, non-core divisions or subsidiaries of larger corporations, and small-cap publicly traded companies. JPB Capital Partners was launched by JPB Enterprises, Inc. (JPBE), a Columbia, Maryland based merchant bank, to expand upon the prior successes of JPBE and the fund's Managers in making private equity and equity-related investments in established lower-middle market businesses. JPBE was incorporated in 1995 by J.P. Bolduc, the former President and CEO of W.R. Grace & Co. and presidential appointee to three U.S. Presidents. Since 1995, JPB has acquired over 25 companies through 11 platform holdings. JPB Capital Partners typically makes its investments through controlling or strategic minority positions in profitable companies/non-core subsidiaries with annual revenues between $10 million and $100 million. The firm's preferred industries include Distribution, Business services, Food & beverage, Manufacturing, and Specialty contracting. JPB targets a total equity investment of $5 to $15 million in companies with revenues less than $100 million and EBITDA greater than $2 million.

8820 Columbia 100 Parkway, Suite 400 ColumbiaMD21045410-884-1960 410-884-1457

Portfolio companies include:Wythe-Willhttp://wythewill.com/ClaimHubhttp://www.theclaimhub.com/The Green Turtlehttp://www.greeneturtle.com/Ilex Consumer Productshttp://ilexgroup.com/St. Josephs Health Productshttp://www.manta.com/c/mmdm6xv/metron-health-care-productsDisplayWorkshttp://displayworksusa.com/Marketcrafthttp://www.marketcraft.net/Exhibit Effects-Easthttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=37852119General Electric Instrumentation Serviceshttp://www.geindustrial.com/services/services.htmlOn-Site Calibration Serviceshttp://www.calibrationonsite.com/Northwest Calibration Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=23182742Precision Metrologyhttp://www.precisionmetrology.com/Temperature Standards Laboratorieshttp://www.nasa.gov/centers/wstf/hardware/measurement/index.htmlChauncey Grouphttp://chauncey-group-international.sbcontract.com/Controlled Infrared Networkshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=25780290Maine Polyhttp://www.macraesbluebook.com/search/company.cfm?company=320710Cornershttp://en.wikipedia.org/wiki/CornerFriction Free Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2903760Colorado Greenhousehttp://www.coloradonga.org/Halston Apparelhttp://halston.com/#!Kenny Rogers Roastershttp://kennyrogersroasters.com/Baja Freshhttp://www.bajafresh.com/Wolfgang Puckhttp://www.wolfgangpuck.com/Caribou Coffeehttp://www.cariboucoffee.com/La Madeleinehttp://www.lamadeleine.com/Sutton Place Gourmethttp://www.balduccis.com/Roadhouse Grillhttp://www.originalroadhousegrill.com/Gourmet Coffees of Americahttp://www.espressocoffeeguide.com/gourmet-coffee/coffees-of-the-americas/Performance Sportshttp://www.performancesports.net/WatchWorldhttp://www.worldofwatches.com/Health Pethttp://www.healthypet.com/Cardiovascular Systemshttp://csi360.com/Educational Tools Companyhttp://www.teachingtools.com/Millenium Communications Grouphttp://www.millenniuminc.com/DisplayWorkshttp://www.displayworks.com/Marketcrafthttp://marketcraft.net/Baja Metrologyhttp://pvsrmetrology.com/Pyramid Process Controlshttp://www.pyramidfabricators.com/product_lines.phpHi-Techhttp://www.hitech.com/Sunshine Instrumentshttp://www.davis.com/Schafer Engineering Labshttp://www.schafercorp.com/about/units/labs.phpClaimHubhttps://www.theclaimhub.com/CRI Distributionhttp://www.importgenius.com/importers/cri-distribution-llcLiberty Propanehttp://www.libertypropane.com/Pages/Welcome.aspxCityGatehttp://www.citygateassociates.com/PetroQuest Energyhttp://petroquest.com/RailAmericahttp://www.railamerica.com/home.aspxMoss Softwarehttp://sharepoint.microsoft.com/en-us/Pages/default.aspxLookout Knitwearhttp://start.cortera.com/company/research/k3r9qvr3j/lookout-knitwear-llc/Gladding Braided Productshttp://gladdingbraid.com/Crowe Rope Industrieshttp://www.manta.com/c/mt1rvzd/crowe-rope-industriesInvestment Team:J.P. Bolduc, Managing Directorjp.bolduc@jpbpartners.com James R. Bolduc, Senior Managing Directorjimbolduc@jpbcapital.comGregory C. Carey, Managing Directorgreg.carey@jpbpartners.comSabrina Hightower-Patterson, Vice Presidentsabrina.hightower@jpbpartners.comSam Beritela, Managing Director and CFOsam.beritela@jpbpartners.comJay Jang, Vice Presidentjay.jang@jpbpartners.comMark Rohde, Managing Directormark.rohde@jpbpartners.comNewSpring Capitalwww.newspringventures.comVCPEInformation TechnologyLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialBusiness ServicesGrowthExpansionMiddle MarketNewSpring Capital is a family of targeted private equity funds focused on the Mid-Atlantic region of the United States. Since the group's founding in 1999, NewSpring has grown from a single, $90 million venture fund to a family of three funds, representing more than $800 million of capital under management. The NewSpring Capital family of funds includes: NewSpring Growth, a venture fund providing equity capital to growth- and expansion-stage companies focused on enabling technologies, business services, and information technology; NewSpring Healthcare, a diversified health care private equity fund that invests in biopharmaceutical, health care services, and medical device companies; and NewSpring Mezzanine Capital, a mezzanine private equity fund focused on late-stage and buy-out opportunities in business services, information technology, health care, and specialty manufacturing. The company maintains offices in New Jersey, Washington D.C., and Baltimore.

Radnor Financial Ctr.555 E. Lancaster Ave., Suite 444RadnorPA19087610-567-2380610-567-2388

Portfolio companies include:AppTec Laboratory Serviceshttp://www.apptecls.com/EKR Therapeuticshttp://ekrtx.com/Bluenoghttp://www.bluenog.com/Core Essence Orthopaedicshttp://ceortho.com/Corridor Pharmaceuticalshttp://www.corridorpharma.com/Habit Opcohttp://www.habitopco.com/MinSec Holdingshttp://www.minsec.com/Nitric BioTherapeuticshttp://www.nitricbio.com/Precyse Solutionshttp://precyse.com/Putneyhttp://www.putney.com/RedPath Integrated Pathologyhttp://www.redpathip.com/Salveo Specialty Pharmacyhttp://finance.yahoo.com/news/Salveo-Specialty-Pharmacy-Inc-bw-20743011.html?x=0Songbird Hearinghttp://www.songbirdhearing.com/Exegyhttp://exegy.com/eXelatehttp://exelate.com/Fiberlink Communicationshttp://www.maas360.com/FirstBest Systemshttp://www.firstbest.com/GCA Serviceshttp://www.gcaservices.com/Habit Opcohttp://www.habitopco.com/en/Atlantic Diagnostic Laboratorieshttp://adllab.net/Aisthesishttp://aisthesispartners.com/Southeast Directional Drillinghttp://www.southeastdrilling.com/Thermacore Internationalhttp://www.thermacore.com/Transcend Unitedhttp://www.transcendunited.com/York Telecomhttp://www.yorktel.com/Zentech Manufacturinghttp://www.zentech.com/NewSpring Growth Investment Team:Mike DiPiano, Managing PartnerMDiPiano@NewSpringCapital.comMarc R. Lederman, PartnerMLederman@NewSpringCapital.comGlenn T. Rieger, General PartnerGRieger@NewSpringCapital.comJonathan S. Schwartz, Partner and CFOJSchwartz@NewSpringCapital.comKapila Ratnam, PrincipalKRatnam@NewSpringCapital.comEric Jensen, PrincipalEJensen@NewSpringCapital.comNewSpring Healthcare Investment Team:Brian G. Murphy, General PartnerBMurphy@NewSpringCapital.comZev S. Scherl, General PartnerZScherl@NewSpringCapital.comBruce L. Downey, PartnerBDowney@NewSpringCapital.comNewSpring Mezzanine Capital Investment Team:Steven D. Hobman, General PartnerSHobman@NewSpringCapital.comAndrew Panzo, General PartnerAPanzo@NewSpringCapital.comGreg Barger, PartnerGBarger@NewSpringCapital.comVermont Center for Emerging Technologies (VCET)http://vermonttechnologies.comIInformation TechnologySoftware & InternetCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesSports & EntertainmentSeedEarlyVCET opened in June 2005 under the vision and efforts of U.S. Senator Patrick J. Leahy, the Vermont Technology Council and the University of Vermont. Today, VCET is a leading-edge technology incubator serving all of Vermont under a mandate to increase technology startups and accelerate next generation job creation for this generation of Vermonters. VCET offers a targeted business incubator program designed to foster the success of high opportunity technology firms by providing firms with substantive business mentoring along with traditional incubator services such as low cost, flexible office space, shared resources, capital, networking, training, etc .The Vermont Seed Capital Fund, LP is looking for select investment opportunities in early stage, high opportunity, technology based companies in Vermont. Objectives are to impact next generation job and wealth creation in Vermont by providing companies and entrepreneurs access to early stage risk capital. The fund is a revolving, "evergreen" equity fund with $5 million of initial capitalization from the State of Vermont and U.S. Senator Patrick J. Leahy. The Vermont Economic Development Authority (VEDA) is a strategic partner for this fund. This is a professionally managed venture capital fund which invests exclusively into Vermont start-ups and growing firms determined as offering high growth potential, financial return commensurate with risk, and public benefit for Vermonters. Portfolio firms also have access to substantive programs, facilities, partners, and value-adding services offered via a strategic relationship with the non-profit VCET incubator. Investment transactions range from $50,000 to $250,000. The fund can act as lead investor or as part of investment syndicate.

210 Colchester AvenueBurlingtonVT05405802-656-3880

Portfolio companies include:89 Northhttp://89northmusicvenue.com/Apollo Bioscienceshttp://apollobio.com/Appstonehttp://webmail.appstone.com/Aprexis Health Solutionshttp://www.aprexis.com/AugmentRxhttp://augmentrx.com/Bell Globalhttp://www.manta.com/c/mmllrjr/bell-global-trade-llcBulldoghttp://en.wikipedia.org/wiki/BulldogBuysideFXhttp://masschallenge.org/profile/buysidefxDraker Laboratorieshttp://www.drakerenergy.com/E.A.S.Y. LLChttp://www.llc-made-easy.com/Investment Team:neth Merritt Jr., Investment Committee MemberJames Robinson, Investment Committee MemberDavid Bradbury, VCET President and Fund Managerdavid@vermonttechnologies.comAndrew Stickney, VCET Vice Presidentandrew@vermonttechnologies.comBenaroya Capitalwww.benaroya.comFIInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaLife Sciences & HealthcareFinancial ServicesReal EstateEarlyEstablished in 1956, the Benaroya Company initally focused on real estate projects. In 1984, the Benaroyas sold their entire real estate portfolio, and changed their focus to philanthropy and to venture capital investments in promising Northwest enterprises. In 1995, the Benaroya Company reentered the Northwest real estate scene. Benaroya Venture Capital enters into active relationships with the companies funded. In prior years three Benaroya portfolio companies have gone public and over twenty have had private exits. Prior technology investments include: Tegic. Coinstar, Zones, Commquest, Peapod, Open Interface and Capital Stream.

3600 136th Place SE, Suite 250BellevueWA98006425-440-6700425-440-6730

Portfolio companies include:Buuteeqhttp://www.buuteeq.com/Calico Energy Serviceshttp://www.calicoenergy.com/DNA Responsehttp://www.dnaresponse.com/Zipline Gameshttp://www.ziplinegames.com/Zoomingohttp://www.zoomingo.com/Cozi Grouphttp://www.cozi.com/Pacific Star Communicationshttp://pacstar.com/Sunstreamhttp://www.sunstreamcorp.com/AdmitOne Securityhttp://admitonesecurity.com/Avalarahttp://www.avalara.com/Genoa Healthcarehttp://genoahealthcare.com/Sparkbuyhttp://sparkbuy.com/Swypehttp://swypeinc.com/Audiosockethttps://www.audiosocket.com/Avail Mediahttp://availmedia.com/Carenahttp://www.carenamd.com/Concurixhttp://www.facebook.com/ConcurixDelafield Hambrechthttp://www.delafieldhambrecht.com/Prepared Responsehttp://www.preparedresponse.com/Scout Analyticshttp://scoutanalytics.com/Investment Team:Larry Benaroya, Manager, 425-440-6704larryb@benaroya.comJohn Carleton, Director of Venture Capital, 425-440-6713johnc@venarova.comTacoma Angel Networkwww.tacomaangelnetwork.comAInformation TechnologyLife Sciences & HealthcareMedical DeviceRetail & RestaurantEarlyEstablished in June 2006, the Tacoma Angel Network is a non-profit alliance of accredited investors, who are successful entrepreneurs, retired executives, and other business leaders in the greater Tacoma and South Puget Sound area. TAN investors provide investment capital, strategic advice and mentoring to early-stage companies or companies embarking on major expansion efforts. TAN activities seek to improve the economic quality of life in the Tacoma and South Puget Sound region by supporting local entrepreneurs in building strong businesses that create new jobs and stimulate the regional economy. The founding sponsor for TAN is the Tacoma Pierce County Chamber of Commerce. Individuals who apply for TAN membership should do so with the intention of either making at least two investments, or investing $50,000 in early stage businesses, per year.

950 Pacific Avenue, Suite 300TacomaWA98402253-682-1720253-597-7305

Portfolio companies include:Healionicshttp://www.healionics.com/Aventail Softwarehttp://aventail-access-manager.software.informer.com/Bioenvisionhttp://smallcapreview.com/bivn.htmDonation Depothttp://www.donordepot.com/Escapiahttp://www.escapia.com/Festival Mediahttp://www.festivalmediacorp.com/InSpahttp://inspa.com/HiddenCity Gameshttp://en.wikipedia.org/wiki/Hidden_City_GamesLumencorhttp://lumencor.com/PBJ Holdingshttp://etfdb.com/etf/PBJ/holdings/Screenlife Gameshttp://www.screenlifegames.com/The Naccarato Restaurant Grouphttp://www.pacificgrilltacoma.com/contact-us/biography/55-gordon-bio.htmlTranslink Softwarehttp://www.translink.net/Warp Speedhttp://en.wikipedia.org/wiki/Warp_driveZiopharm Oncologyhttp://ir.ziopharm.com/Investment Team:Brian Haynes, ChairpersonGreg Olson, DirectorNick Malden, DirectorJohn B. Dimmer, Founding Chair EmeritusLarry S. Kopp, Founding Chair EmeritusMoksa Ventureswww.moksaventures.comVCInformation TechnologySoftware & InternetMedia & Digital MediaEducation & TrainingSeedEarlyMoksa Ventures focuses on Digital games and interactive social media; game technologies, platforms and mechanics applied to non-game, non-entertainment sectors like education, wellness management, customer engagement, crowdsourced task management and more. The firm targets companies primarily at a seed and early stage (75-85%) round, with one or two opportunistic later stage deals.The firm's geographic focus is North America, focusing on cities with significant game and digital media clusters and supportive eco-systems. Moksa's target investment size ranges from $500K to $2 million over the life of the investment.

6934 Golden MesaSanta FeNM87507310-210-2130

Portfolio companies include:N/AN/AInvestment Team:Stephanie Spong, General PartnerMcCarthy Group, LLCwww.mccarthycapital.comPEManufacturing & IndustrialSports & EntertainmentMiddle MarketWith offices in Omaha and Boston, McCarthy Capital invests in growing, profitable companies with proven business models, consistent revenue and earnings growth, and leadership capable of sustaining that growth. Since 1999, McCarthy Capital has raised more than $500 million through four private equity funds and has invested in more than 35 growing businesses across the United States. The firm typically makes equity investments of $10-$45 million and takes a minority or majority ownership stake in companies with revenues of more than $15 million per year, and with operating profits of more than $3 million annually.

First National Tower1601 Dodge Street, Suite 3800OmahaNE68102402-932-8600402-991-0020

Portfolio companies include:NRG Mediahttp://nrgmedia.com/Peak 10http://www.peak10.com/Southwest Value Partnershttp://www.swvp.com/Vornado Airhttp://www.vornado.com/Home.aspxSKC Communication Productshttp://www.skccom.com/Advantor Systemshttp://advantor.com/Life Care Serviceshttp://www.lcsnet.com/SAFE Boats Internationalhttp://www.safeboats.com/CoSentry.nethttp://www.cosentry.com/Guild Mortgage Companyhttp://www.guildmortgage.com/Benaissancehttp://www.benaissance.com/Bearence Management Grouphttp://bearence.com/Meritage Homeshttp://meritagehomes.com/Newcastle Investment Holdingshttp://www.newcastleinv.com/directors.aspxAdestahttp://us.g4stechnology.com/MarketSphere Consultinghttp://www.marketsphere.com/Election Systems & Softwarehttp://www.essvote.com/HTML/home.htmlAmeriSphere Multifamily Financehttp://amerisphere.net/BlueLine Media Holdingshttp://bluelinemediaholdings.com/Cabela'shttp://www.cabelas.com/The Remi Grouphttp://theremigroup.com/Altair Global Relocationhttp://altairglobal.com/EPGhttp://www.epgaz.com/Investment Team: Michael R. McCarthy, Founding Partner, 402-991-8414mmccarthy@mccarthycapital.comRobert Y. Emmert, Managing Partner (Boston)bemmert@mccarthycapital.comRobert E. Myers, Senior Advisor, 402-991-8417rmyers@mccarthycapital.comPatrick J. Duffy, President & Managing Partner, 402-991-8405pduffy@mccarthycapital.comMichael J. McGovern, Principal (Boston)mmcgovern@mccarthycapital.comZimon, Genewww.linkedin.com/pub/gene-zimon/6/9a0/297AInformation TechnologySoftware & InternetMedia & Digital MediaEnergy & Clean TechSeedEarlyGene Zimon is currently President of EDGE Advisers which he founded in 2009. EGDE advisers provides advisory services to early-stage companies that are developing products and services to address the unmet needs in the market place that EDGE has identified. Areas of current focus include: User data management; digitization of retail records; and smart grid communications and data management. He is also Manager of JAZFund, LLC, a personal private equity fund focusing on early stage investments in companies where EDGE Advisers is engaged.. He is an active member of Launchpad Ventures and Walnut Ventures, two Boston- based angel investing groups; and a charter member of TiE (The Indus Entrepreneur) where he is co-chair of the CIO Innovation Exchange, which links promising local start-ups with local CIO and CTOs.

MA

Portfolio companies include:N/Ahttp://www.na.org/Investment Team: Gene ZimonYellow Wood Partnershttp://yellowwoodpartners.comPEConsumer ProductsSeedEarlyYellow Wood Partners, LLC is an operationally focused firm that makes control and minority equity investments of $10 million to $80 million in consumer products companies. The firm was founded in 2009 by Dana Schmaltz and Peter Mann, two seasoned executives with experience investing in, and then operating, consumer packaged goods businesses. Yellow Wood, which has offices in Boston and Irvington, New York, is currently investing from a $225 million capital pool. Yellow Wood Partners seeks to invest in consumer brands and companies with revenues between $30 million and $200 million.

20 Custom House Street, Suite 920BostonMA02110617-500-6340

Portfolio companies include:Ilex Consumer Productshttp://ilexgroup.com/Parfums de Coeurhttp://www.fragrancerebel.com/Investment Team:Peter Mann, PartnerDana Schmaltz, PartnerTad Yanagi, PrincipalYAS Capital Partnershttp://yascapitalpartners.comVCICommunications & NetworkingSeedEarlyFounded in 1997, YAS Capital Partners is a boutique firm specializing in Consulting, Investment, and Research. Led by industry pioneer Rouzbeh Yassini, innovator, recipient of many awards for his work in broadband, and author of the book, Planet Broadband, YAS has led hundreds of strategic and tactical projects with large (billion dollar) and small (start-up) companies. YAS is particularly interested in Angel/Seed round financing in companies participating in the convergence of voice, data and video services to address emerging telecommunications markets. In the Spring of 2008, YAS opened the Yassini Broadband Knowledge Center in Boston, offering research grants and facilities. The Yassini Broadband Knowledge Center is a $10 million, state-of-the-art broadband research center.

79 Newbury StreetBostonMA02116-3007617-585-9999617-585-9494

Portfolio companies include:TrueChathttp://www.truechat.com/BAShttp://militarypay.defense.gov/pay/bas/Narad Networkshttp://www.naradnetworks.com/AeroCopterhttp://aerocopter.com/CellBlockhttp://cellblock.com/Illume Softwarehttp://getizup.com/Copanionhttp://www.copanion.com/Broadsofthttp://www.broadsoft.com/Wild Bluehttp://www.wildblue.com/Entropichttp://www.entropic.com/Endecahttp://www.endeca.com/Stargushttp://stargus.sourceforge.net/Sirrocohttp://en.wikipedia.org/wiki/SiroccoSycamorehttp://www.sycamorenet.com/LANcityhttp://en.wikipedia.org/wiki/Cable_modemInvestment Team:Rouzbeh Yassini, Founder and CEOrouzbeh@yas.comPaul Nikolich, Chief Strategy Officerpaul@yas.comGerry White, AdvisorChris Grobicki, Chief Technical OfficerLes Borden, Industry Executive ConsultantLiz Weeks, Executive ConsultantYankee Equity Solutionwww.yankeeequitysolution.comVCMedical DeviceExpansionYankee Equity Solution (YES) manages the "YES Medical Technology Fund," a $50 million private equity vehicle that helps Massachusetts-based medical technology companies to expand their commercialization efforts. The YES Medical Technology Fund provides growth capital to medtech companies that have revenues of at least $10 million, are profitable (minimum $2 million EBITDA), and have the potential to be number-one or two in their target market. The fund is run by managing director John A. Williams, who was president and CEO of Physiometrix Inc., a medical devices company that he led to an IPO, and which was subsequently acquired in 2005 by Hospira, Inc. for $23 million.

P.O. Box 630CotuitMA02635

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:John A. Williamsjawilliams@yankeeequitysolution.comWoit, Stevewww.linkedin.com/in/stevewoitASoftware & InternetMedia & Digital MediaSeedEarlySteve Woit is the founder of Riga Ventures, a venture firm that invests in media, software, and Internet businesses. Woit helped fund 02138, a magazine and website focused on the Harvard University alumni community, which was purchased by the Atlantic Media Group (publishers of the Atlantic Monthly) in 2006. He was a leading investor in Bitpipe, where he served as EVP of Sales and Marketing; the company was acquired by TechTarget for $40 million in 2004. Since 1999, Steve has been an active member of the angel investment group CommonAngels, and formerly sat on the group's Board of Directors.

MA

Portfolio companies include:Xconomyhttp://www.xconomy.com/Carbonitehttp://www.carbonite.com/en/Apperianhttp://www.apperian.com/OwnerIQhttp://www.owneriq.com/Zhanzuohttp://zhanzuo.com/Investment Team: Steve WoitWindy Streetwww.windystreet.comAInformation TechnologySeedMarina Hatsopoulos, Principal, is an entrepreneur and an angel investor who has created Windy Street to identify promising new technologies to commercialize into high-growth, profitable businesses by providing capital and strategic oversight. Windy Street was set up to identify active and passive investment opportunities in seed-stage entrepreneurial ventures, with a particular focus on electromechanical technologies. The core technology should have strong intellectual property as well as a sizeable market opportunity in the field of electromechanical hardware. It must have significant potential product differentiation, both current and foreseen, over existing technologies. Preferred technologies could be commercialized within 2-3 years and with $1-5 million of investment. Ms. Hatsopoulos was the Founding CEO of Z Corporation from 1994 through its successful sale in 2005.

2 Avery Street, Unit PH2CBostonMA02111

Portfolio companies include:Tea Fortehttp://www.teaforte.com/Z Corporationhttp://www.zcorp.com/en/home.aspxInvestment Team:Marina Hatsopoulos, Principalmarina@windystreet.comVenture Capital Fund of New Englandwww.vcfne.comVCInformation TechnologyEnergy & Clean TechSeedEarlyExpansionFounded in 1981, the Venture Capital Fund of New England (VCFNE) provides equity capital to emerging companies in the New England area. The firm's initial investment commitments average $1,000,000 and range from under $500,000 to $1.5 million, with final individual investment positions often exceeding $3 million. VCFNE has been the lead or co-lead investor in approximately three-quarters of its investments to date. VCFNE prefers New England-based companies in the early stage investment category, though it is also willing to consider, on an occasional basis, a seed or expansion stage investment, and companies located outside the Northeastern U.S.

30 Washington StreetWellesleyMA02481781-431-8400781-237-6578

Portfolio companies include:Protonexhttp://www.protonex.com/Aircuityhttp://www.aircuity.com/Texterityhttp://www.texterity.com/Tibersofthttp://tibersoft.com/ComBriohttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=10407682First Equity Cardhttp://first-equity-business-card.pissedconsumer.com/Nutfield Technologyhttp://www.nutfieldtech.com/NextMarkhttp://www.nextmark.com/Redtail Solutionshttp://redtailsolutions.com/ExoGenesishttp://www.exogenesis.us/Emo Labshttp://www.emolabs.com/emoproducts/index.htmlLP Innovationshttp://www.lpinnovations.com/Cartera Commercehttp://www.carteracommerce.com/Saylent Technologieshttp://www.saylent.com/AirInchttp://www.air-inc.com/Investment Team:Carl Novotny, Managing Directorcnovotny@vcfne.comGordon Penman, Managing Directorgpenman@vcfne.comE. Jack Stewart, Managing Directorjstewart@vcfne.comBarbara A. Faron, Manager, Office OperationsVenture Development Centerwww.umb.edu/vdcIInformation TechnologyLife Sciences & HealthcareEducation & TrainingSeedEarlyOpened in May 2009, the Venture Development Center incubates promising, early stage technology and life science companies in an 18,000 sq. ft. facility. Based in Boston on the campus of the University of Massachusetts, the incubator's companies come from all around the region. Venture Development Center also supplies companies with full service, ready-to-use desks, benches, offices and laboratories available on a month to month basis. When an incubator startup is close to being fundable, VDC's entrepreneur in residence arranges one-to-one meetings with angel and venture investors to get their feedback, and prepare them for an eventual funding pitch. Recently, Sigma Venture Partners, Prism Ventures, North Bridge, and CommonAngels have met one-to-one with the companies. Industry focus for companies located at the VDC include: Life science therapeutics, diagnostics and instruments; information technology for health, education and business.

100 Morrissey Blvd. University of Massachusetts, Wheatley Hall, Third FloorBostonMA02125-3393617-287-6070

Tenant companies include:Differential Proteomicshttp://differentialproteomics.com/HydroLogicshttp://hydrologics.net/Pressure BioSciencehttp://www.pressurebiosciences.com/Anthurium Solutionshttp://www.anthuriumsi.com/Symmetric Computinghttp://symmetriccomputing.com/Comparzhttp://www.comparz.com/DesigNethttp://www.raru.com/SelfSensehttp://selfsense.com/TrySocialhttp://www.nytimes.com/2006/09/11/technology/11ecom.htmlSynaptic Global Learninghttp://sgleducation.com/BIOARRAY Therapeuticshttp://bioarray.us/Factor Biosciencehttp://masschallenge.org/profile/team/factor-bioscienceBoston Bioprocesshttp://www.bioprocessingsummit.com/GeoMed Analyticalhttp://geomedanalytical.com/Neuralahttp://neurala.com/Momedxhttp://www.momedx.com/SelfSensehttp://selfsense.com/Noblegen Bioscienceshttp://noblegenbio.com/College Minerhttp://collegeminer.com/MDIdeaLabhttp://www.medialabinc.net/CloudPercepthttp://www.cloudpercept.com/MortgageAuctionhttp://www.mortgageauction.com/Springboardshttp://www.springboardsandmore.com/ClariLegalhttp://clarilegal.com/Management Team: William Brah, Assistant Vice Provost for Research and Executive Director, 617-287-7723william.brah@umb.eduDan Phillips, Entrepreneur in Residence, 617-287-5783daniel.phillips@umb.eduSusan Daudelin, Director of Industry Relations, 617-287-5710susan.daudelin@umb.eduEdel Freitas, Budget and Operations Manager, 617-287-5149edel.freitas@umb.eduAijan Isakova, Budget and Operations Manager, 617-287-5140aijan.isakova@umb.eduJim Counihan, Entrepreneur in ResidenceMichael Gaiss, Entrepreneur in ResidenceVenture Investment Management Company, LLC (VIMAC) www.vimac.comVCInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaLife Sciences & HealthcareEarlyFounded in 1982, VIMAC has two separate investment teams-one focused on early stage ventures in IT/communications technologies and the other focused on life sciences. To date, VIMAC investments have led to the creation of over 20 successful companies that continue to generate business innovations in IT, communications, and Internet technologies. These investments today account for over $2 billion in market value. The fund seeks to make about five new investments each year. A new investment typically goes into a Series A or Series B round with adequate reserves to support subsequent funding until the company exits via a trade sale or an IPO. Over its lifetime, a company is likely to receive $5 million to $15 million from the fund. The firm's most recent IT fund, VIMAC I.T. II, is fully invested and VIMAC will soon begin investing from VIMAC I.T. III, which will concentrate its investments in three sectors of information technology: Software and Services, Wireless and Networks, and New Materials and Media. The life sciences team makes investments from the VIMAC Milestone Medica Fund in early stage biotechnology and medical device companies. VIMAC typically begins with an investment of $1 million to $3 million in a Series A or B round, and takes an active lead position. In general, VIMAC expects to participate in 2-4 rounds of investment. VIMAC only invests in companies that require less than $30 million in combined investments to become profitable.

177 Milk StreetBostonMA02109617-350-9800617-350-9899

Portfolio companies include:SeniorLinkhttp://seniorlink.com/TKShttp://www.tkscable.com/Atlantis Componentshttp://www.atlantiscomp.com/Combinenthttp://www.combinent.com/Signianthttp://www.signiant.com/signiant-news-and-press-releases/bid/46196/Signiant-Provides-Seamless-Connection-to-the-Windows-Azure-PlatformSpectalishttp://www.vimac.com/spectalis.htmNeotropixhttp://www.neotropix.com/NeoEdge Networkshttp://www.bluenoodle.com/Natural Convergencehttp://www.broadviewnet.com/BVN/Default.aspNakina Systemshttp://nakinasystems.com/Adherexhttp://adherex.com/American Aerogelhttp://americanaerogel.com/Convergence Corporationhttp://convergecorp.com/Datacom Wirelesshttp://datacom.com/Evergreen Solarhttp://en.wikipedia.org/wiki/Evergreen_SolarFaxnethttp://www.faxnet1.org/Half.comhttp://www.half.ebay.com/iMPath Networkshttp://impathnetworks.com/en/home/default.aspxInfonauticshttp://www.infonautics.ch/Kubi Softwarehttp://www.kubisoftware.com/Quack.comhttp://quackwatch.org/WatchPoint Mediahttp://www.breakpointmedia.com/WaveSmith Networkshttp://www.ciena.com/corporate/news-events/press-releases/CIENA-Announces-HSR-Clearance-of-Acquisition-of-WaveSmith-Networks-Inc.htmlAngioChemhttp://angiochem.com/Mimetogenhttp://www.mimetogen.com/Rapid Micro Biosystemshttp://www.rapidmicrobio.com/IT Investment Team:Robert C. Roeper, Managing Directorrroeper@vimac.comJohn C. Evans, Compliance Advisorjevans@vimac.comHaskell Crocker, II, Directorhcrocker@vimac.comMark I. Robinson, Directormrobinson@vimac.comKeith W. Cooper, Executive-in-Residencekcooper@vimac.comDouglas G. Redding, Executive-in-Residencedredding@vimac.comPraveen Sahay, Directorpsahay@vimac.comLife Sciences Investment Team:David L. Marcus, Managing Directordmarcus@vimac.comR. Dana Ono, Managing Directordono@vimac.comSena K. Biswas Ph.D., Managing Directorsbiswas@vimac.comVenture Wellwww.venturewell.orgIAEnergy & Clean TechLife Sciences & HealthcareSeedVentureWell partners with university innovators to produce transformative commercial innovations improving the human condition and environmental sustainability. Venture Well is part of the National Collegiate Inventors & Innovators Alliance, a non-profit founded and supported by The Lemelson Foundation. VentureWell works with college and university researchers and innovators (students, post-docs, faculty) doing research that can be translated to commercial innovations in the sectors of Global Health, Sustainable Materials and Energy Efficiency. Successful applicants to VentureWell Advisory Services participate in a rigorous, tailored and hands-on process to transform research ideas into a fundable and commercially viable venture. From acceptance to presenting to investors is a 3-6 month process, with the timeframe dependent upon the particular research or innovation and the venture team. In 2009 VentureWell accepted nine ventures, providing them with venture development support. From time to time VentureWell makes direct seed investments along with other angel investors. VentureWell typically invests $20,000 per deal, investing funds through VentureWell, LLC with profits going back to the 501c3 NCIIA to support its educational mission. The next VentureWell program is being conducted in partnership with Village Capital, with whom VentureWell co-invests.

c/o NCIIA100 Venture Way, 3rd FloorHadleyMA01035413-587-2172

Portfolio companies include:Therapeutic Systemshttp://therapeuticsystems.com/Whole Treehttp://wholetreeinc.com/Investment Team: Joseph Steig, Directorjoseph@venturewell.orgJudith C. Giordan, Chair of the Advisory Boardjudy@venturewell.orgVillage Ventures, Inc.www.villageventures.comVCInformation TechnologyMedia & Digital MediaFinancial ServicesRetail & RestaurantSeedEarlyVillage Ventures is a seed and early stage venture capital firm focusing on the consumer media/retail and financial services sectors. Village Ventures invests in promising opportunities identified by its investment professionals, as well as the local managers of its Partner Funds. The Partner Funds that make up Village Ventures' deal sourcing network are located in emerging U.S. technology centers. The stage of investments include Seed (no revenue, prototype product, incomplete team) through Early Stage (less than $10M in sales, still needs to build out team, full sales and marketing infrastructure, second and third iterations of product offerings). The Village Ventures network of funds has over $250 million under management. Village Ventures also maintains offices in New York. The firm's founders recently announced that the venture capital collective will be winding down and will not raise a third fund.

One Bank Street, 2nd FloorWilliamstownMA01267413-458-1100413-458-0338

Portfolio companies include:@Last Softwarehttp://www.last-software.com/BankSimplehttps://www.simple.com/Blue Tarphttp://bluetarp.com/indexConsumer Unitedhttp://cuacolorado.org/iSendhttp://www.isendonline.com/Kinetic Tradinghttp://www.kinetictradingllc.com/NativeEnergyhttp://www.nativeenergy.com/Newformahttp://www.newforma.com/On Deck Capitalhttp://www.ondeckcapital.com/Swift Financialhttp://swiftfinancialservices.com/TxViahttp://www.txvia.com/Vico Softwarehttp://www.vicosoftware.com/Downloads/Student_Version/tabid/50483/Default.aspxBabblehttp://www.babble.com/Content & Companyhttp://www.contentcompany.biz/Digisyndhttp://www.digisynd.com/EatingWellhttp://www.eatingwell.com/Everyday Healthhttp://www.everydayhealth.com/Extreme Reachhttps://app.extremereach.com/GutCheckhttp://gutcheckit.com/Handmarkhttp://www.handmark.com/HealthGuru Mediahttp://www.healthguru.com/ImageSpanhttp://www.licensestream.com/licensestream2/Portal/index.aspxIZEAhttp://izea.com/Logoworkshttp://www.logoworks.com/Makeover Solutionshttp://www.dailymakeover.com/Metamarketshttp://metamarkets.com/Mixaloohttp://www.crunchbase.com/company/mixaloooutside.inhttp://outside.in/Pump Audiohttp://www.pumpaudio.com/Quirkyhttp://www.quirky.com/Suliahttp://www.sulia.com/TechMediaNetworkhttp://www.techmedianetwork.com/Travel Ad Networkhttp://travoramedia.com/Trefishttp://www.trefis.com/VoodooVoxhttp://www.voodoovox.com/Dwollahttp://www.dwolla.com/SimpleReachhttp://simplereach.com/Zipmarkhttps://www.zipmark.com/Kinetic Global Marketshttp://www.kinetictradingllc.com/BlueTarp Financialhttps://www.bluetarp.com/indexConsumer Unitedhttp://www.consumerunited.com/Investment Team:Matt Harris, Managing General Partnermatt@villageventures.comBo Peabody, Managing General Partnerbpeabody@villageventures.comMichael Barach, Venture Partnermbarach@villageventures.comBob Kraus, General Counsel and General Partnerbob@villageventures.comSteven Massicotte, COO and General PartnerFrancine Sommer, Special General Partnerfsommer@villageventures.comVineyard Ventures, LLCwww.vineyard-ventures.comAInformation TechnologyEarlyFounded 1999 by Warren Adams, Vineyard Ventures advises and invests in people, companies and institutions that have bold, new ideas about how to change an industry or even a country. Based on Martha's Vineyard, off the coast of Massachusetts, Vineyard Ventures is currently working with entrepreneurs, universities, and corporations in the United States, Europe, Africa, Latin America and Asia. Previously, Warren Adams founded two companies - Sage Consulting, an advisory firm focusing on the capital markets in Europe and the Middle East; and PlanetAll, a contact management software company acquired by Amazon.com in 1998. The firm maintains additional offices in Malaysia.

P.O. Box 1268EdgartownMA02539508-292-1612508-627-9694

Portfolio companies include:Koko Fitnesshttp://www.kokofitclub.com/ShipServhttp://www.shipserv.com/Sun Technologyhttp://www.suntechnologies.com/Tiaxahttp://www.tiaxa.com/Our World of Bookshttp://goodnightourworld.com/Investment Team:Warren Adams, Managing Partnerwarren@vineyard-ventures.comRobb Fipp, Managing Partner (Asia)robb@vineyard-ventures.comVirgin Green Fund (VGF) Advisers, LLCwww.virgingreenfund.comVCEnergy & Clean TechGrowthExpansionAffiliated with Sir Richard Branson's group of Virgin brands, Virgin Green Fund focuses on middle market growth and expansion investment opportunities in the renewable energy and resource efficiency sectors including water. In Renewable Energy, the firm considers: the supply of energy generated from renewable natural resources that are replenishable, non-hydrocarbon-based; focus will be on improving supply-side economics; and in Resource Efficiency, the firm considers: more efficient and cleaner use of energy and resources, including water and waste, with attractive ROI and payback periods. The firm's investments span across stage, geography and technology in renewable energy and resource efficiency sectors. Virgin has an additional office in London. The VGF Team is comprised of Shai Weiss and Toby Coppel (based in Europe), and Evan Lovell and Anup Jacob based in North America. The team has been investing in the sector since the late 1990's and together through VGF since 2007. During this period they have deployed over $450 million of growth equity over multiple economic cycles.

65 Bleecker StreetNew YorkNY10012212-497-9061

Portfolio companies include:Gevohttp://www.gevo.com/Seven Seas Waterhttp://en.wikipedia.org/wiki/Seven_SeasMetrolighthttp://www.metrolight.com/Solyndrahttp://www.solyndra.com/DuraThermhttp://duratherm.com/Greenroadhttp://www.greenroad.com/Quenchhttp://www.quenchonline.com/Wildcat Discoveryhttp://wildcatdiscovery.com/Odersunhttp://www.odersun.com/Investment Team:Shai Weiss, Partnershai.weiss@virgingreenfund.comAnup Jacob, Partneranup.jacob@virgingreenfund.comEvan Lovell, Partner (New York)evan.lovell@virgingreenfund.comMichael Odai, General Counsel/COO (Boston)michael.odai@virgingreenfund.comMike Willis, Principalmike.willis@virgingreenfund.comToby Coppel, Partnertoby.coppel@virgingreenfund.comBrooks Preston, PartnerOliver Osgood, Financial Director & Associateoliver.osgood@virgingreenfund.comTamas Szalai, PartnerAndrew Reicher, Non-Executive Chairman Investment CommitteeWalnut Venture Associateswww.walnutventures.comAInformation TechnologySeedEarlyWalnut Venture Associates is a group of entrepreneurs and investors seeking investment opportunities in seed and early-stage, information technology companies in the New England area. Individuals in the group have been the founders of 20 companies, the CEOs of more than 20 companies, have invested in over 225 private companies, and have been members of the Board of Directors of over 125 companies. The group conducts regular weekly presentation sessions with prospective entrepreneurs, and can commit $250,000 to $1,000,000 to a single financing. The group only invests in companies in the New England area.

MA

Portfolio companies include:Copiunhttp://www.copiun.com/Incentive Targetinghttp://www.incentivetargeting.com/iTeam IThttp://www.iteam.com/Pixabilityhttp://www.pixability.com/Powerhouse Dynamicshttp://www.powerhousedynamics.com/Roam Datahttp://www.roamdata.com/Third Solutionshttp://thirdsolutions.com/ParElastichttp://www.parelastic.com/Playrifichttp://playrific.com/Punchbowlhttp://www.punchbowl.com/Purpose Energyhttp://purposeenergy.com/Redtail Solutionshttp://redtailsolutions.com/TruFithttp://www.gettrufit.com/Brand Yourselfhttp://brandyourself.com/ezCaterhttps://www.ezcater.com/Kitsy Lanehttps://kitsylane.com/LeaseQhttps://www.leaseq.com/Thinking Screen Mediahttp://www.thinkingscreen.com/Setem Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=207250463Investment Team:Jim AndrewFred BamberEdward BeloveFrank FergusonJeff HerrmannNeil HuddSteven LaddRichard LaneLucinda LindeBen LittauerMichael MarkDavid MartiranoChristopher MirabileDavid SolomontJames StuartGil SyswerdaRalph WagnerGene ZimonLeor ZolmanLuke BurnsMatt FatesRussell KrampAlec SternWarner, Billwww.linkedin.com/in/billwarnerIAInformation TechnologySoftware & InternetMedia & Digital MediaSeedBill Warner is a serial entrepreneur who founded Avid Technology and Wildfire Communications. Since 2000, Bill has focused on helping entrepreneurs through mentoring, angel investments, and as a long-time trustee of the Massachusetts Technology Leadership Council. Co-Flow Investing, LLC is Warner's entity for direct investing in early stage entrepreneurs. This is for Warner's personal investments and he does not have outside investors. Warner prefers investments of about $25,000, and generally likes to be the very first money into the company. Warner is willing (and even prefers) investing so early that the only traction is in the entrepreneur's head. He chooses his investments based mainly on the entrepreneur, and not on the details of the idea. Warner is also an investor and mentor with TechStars Boston (see profile). He also operates an Accelerator inside the Cambridge Innovation Center (see profile). The Anything Goes Accelerator Lab, will not take equity in the startups it admits, and it will not evaluate candidates based on business plans. Warner said starting this fall, the program's 80-or-so so slots will be filled by founder teams that show potential. Each will pay $350 a month for three months to get office space in the CIC's co-working environment, access to tools developed by Warner and colleagues, and a network of informal mentors.

c/o Cambridge Innovation Center1 Broadway, 4th Floor CambridgeMA02142

Portfolio companies include:Sparkcloudhttp://sparkcloud.newgrounds.com/Investment Team: Bill Warner, FounderWatermill Groupwww.watermill.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketFounded in 1978, Watermill Group is a private buyout group focusing on acquiring middle-market (<$40-500M sales) companies in transition based in the U.S. and Canada. The firm's preferred industry types are Manufacturing, Value-added distribution, and Business services. The only industries that Watermill will not consider are those with short product life cycles, such as pure fashion or leading edge technology. The ideal company will be generating between $40 to $500 million in revenues and present an opportunity for Watermill to acquire a control position. Watermill engages a wide range of business situations, including the following: Situations which require creativity, operating experience, strategic insight, and ability to act quickly; Carve outs and divestitures of non-core businesses; Secured lender sales; Balance sheet restructurings; Prepackaged bankruptcies, section 363 sales, and stalking horse bids; and Distressed, turnaround, and other special situations.

One Cranberry Hill750 Marrett Road, Suite 401LexingtonMA02421781-891-6660781-891-9712

Portfolio companies include:C&Mhttp://www.cmcorporation.com/Latrobe Specialty Steelhttp://latrobesteel.com/Preferred Rubberhttp://preferredrubber.com/MultiLayer Coating Technologieshttp://www.multilayercoating.com/index.xhtmlFutureMark Paperhttp://www.futuremarkpaper.com/Tenerehttp://tenere.com/Investment Team:Steven E. Karol, Managing Partner and Foundersekarol@watermill.comDale S. Okonow, Partnerdokonow@watermill.comBenjamin P. Procter, Partnerbprocter@watermill.comTimothy C. Eburne, Partnerteburne@watermill.comRobert W. Ackerman, Partnerbackerman@watermill.comMonte R. Haymon, Partnermhaymon@watermill.comMichael Fuller, Principalmfuller@watermill.comRobert Zappulla, Controllerbzappulla@watermill.comWebster Capitalwww.webstercapital.comPELife Sciences & HealthcareBusiness ServicesConsumer ProductsMiddle MarketFounded 2002, Webster Capital provides equity financing, expertise and a broad contact network for management buyouts and growth capital. The firm focuses its investments on profitable, branded companies with experienced management teams at profitable branded companies in the Consumer, Business to Business and Healthcare Services sectors. Revenues of prospective targets range from $20-100M with EBITDA of $2-15M. Webster Capital, together with its Limited Partners as co-investors, can provide total financing for Transactions ranging from $20-200 million. The firm's most recent fund, Webster Capital Fund II, is a $200 million fund.

950 Winter Street, Suite 4200 WalthamMA02451781-419-1515781-419-1516

Portfolio companies include:Vox AM/FMhttp://www.linkedin.com/company/vox-am-fm-llcSundance Cataloghttp://www.sundancecatalog.com/Teton Homeshttp://www.tetonhomes.com/Jan-Prohttp://www.jan-pro.com/MooreCohttp://moorecoinc.com/Conisushttp://conisus.com/Epic Health Serviceshttp://epichealthservices.com/Rebathhttp://www.rebath.com/Hudson Jeanshttp://www.hudsonjeans.com/Norm Thompson Outfittershttp://www.normthompson.com/Discovery Practice Managementhttp://www.centerfordiscovery.com/Freedom Eldercarehttp://freedom-homehealthcare.com/Industrial Color Brandshttp://industrialcolor.com/Investment Team:Don Steiner, Managing Partner, 781-419-1501dsteiner@webstercapital.comCharlie Larkin, General Partner, 781-419-1502clarkin@webstercapital.comAndrew McKee, General Partner, 781-419-1503amckee@webstercapital.comDavid P. Malm, General Partner, 781-419-1504dmalm@webstercapital.comJenny Betzwieser, Senior Associate, 781-419-1509jbetzwieser@webstercapital.comMark Greene, Chief Financial Officer, 781-419-1508mgreene@webstercapital.comSarah E. McBride, Associate, 781-419-1521smcbride@webstercapital.comRob Long, Senior General Partner, 781-419-1505rlong@webstercapital.comMehran Ahmed, Senior Associate, 781-419-1549mahmed@webstercapital.comNoam Abrams, Senior Associate, 781-419-1511nabrams@webstercapital.comWeston Presidio Capitalwww.westonpresidio.comVCPEInformation TechnologyMedia & Digital MediaManufacturing & IndustrialBusiness ServicesConsumer ProductsEarlyExpansionMiddle MarketFounded in 1991, Weston Presidio manages over $3.3 billion and invests primarily in late stage growth companies but will consider early stage companies that meet its investment model, including recapitalizations and management-led buyouts. With offices in San Francisco and Boston, the firm has invested in more than 300 companies. Weston Presidio's aggregate investments range in size from $10 million to $50 million across a broad range of industries with a focus on consumer, business services, manufacturing and industrial, media/publishing, healthcare and technology. The firm prefers to act as the lead investor in any transaction, but will always consider co-investing with others in a non-lead position.

John Hancock Tower200 Clarendon Street, 50th floorBostonMA02116617-988-2500617-988-2515

Portfolio companies include:Azulhttp://www.azulsystems.com/Evenflohttp://www.evenflo.com/Papyrushttp://www.papyrusonline.com/SquareTradehttp://www.squaretrade.com/pages/Apple American Grouphttp://www.appleamerican.com/Fenderhttp://www.fender.com/Integrohttp://www.integro.com/Advisors Excelhttp://advisorsexcel.com/AMChttp://www.amctheatres.com/Jimmy John'shttp://www.jimmyjohns.com/MacDermidhttp://www.macdermid.com/Micro Power Electronicshttp://www.micro-power.com/Party City Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=24064917Purcell Systemshttp://www.purcellsystems.com/Re/Maxhttp://www.remax.com/Robbins Brothershttp://www.robbinsbrothers.com/Too Facedhttp://www.toofaced.com/The Wolf Organizationhttp://www.wolforg.net/Xenon Archttp://xenonarc.com/Investment Team:Michael P. Lazarus, Managing Partnermlazarus@westonpresidio.comR. Sean Honey, Managing Partnershoney@westonpresidio.comTherese A. Mrozek, Partnertmrozek@westonpresidio.comJeffrey S. Mills, Partnerjmills@westonpresidio.comScott M. Bell, Partnersbell@westonpresidio.comJosh D. McDowell, Partnerjmcdowell@westonpresidio.comMichael F. Cronin, Founder & Partner (Boston)mcronin@westonpresidio.comMark L. Bono, Partner (Boston)mbono@westonpresidio.comKevin M. Hayes, Partner (Boston)khayes@westonpresidio.comJohn V. McKee, Partnerjmckee@westonpresidio.comElissa P. McGinty, Principal (Boston)emcginty@westonpresidio.comWestView Capital Partnerswww.wvcapital.comPEMedia & Digital MediaManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsRetail & RestaurantMiddle MarketWestView Capital Partners is a Boston-based private equity firm focused exclusively on lower middle market companies. The firm currently manages approximately $500 million and commits $5 to 30 million to companies in a variety of recapitalization, growth, buyout and consolidation transactions. Since 1990, the principals of WestView have completed investments in over 60 lower middle market companies, and have assisted portfolio companies in raising over $1 billion in additional capital and consummating more than 100 acquisitions. The WestView team has historically invested in, and has significant industry knowledge of the following sectors: Business Services, Software and IT Services, Healthcare Services, Logistics and Distribution, Industrial and Manufacturing, Consumer Products and Retail, and Media and Publishing. As both majority and minority investors, WestView invests in the following types of transactions: Recapitalizations, Growth Financings, Leveraged Buyouts, and Consolidations. WestView targets companies with EBITDA between $3 and $20 million.

125 High StreetHigh Street Tower, 26th FloorBostonMA02110617-261-2050617-261-2060

Portfolio companies include:OneNeck IT Serviceshttp://www.oneneck.com/Executive Health Resourceshttp://www.ehrdocs.com/Radiac Abrasiveshttp://www.radiac.com/Body Centralhttp://www.bodyc.com/TriTech Software Systemshttp://www.tritech.com/Advanced Technology Services (ATS)http://www.advancedtech.com/Titan Fitnesshttp://www.titanfitnessllc.com/Providea Conferencinghttp://www.provideasolutions.com/SpectorSofthttp://www.spectorsoft.com/Wavelinkhttp://www.wavelink.com/RuffaloCODYhttp://www.ruffalocody.com/VaultLogixhttp://www.dataprotection.com/Peerlesshttp://www.peerlessmounts.com/Thorne Researchhttp://thorne.com/Graphic Controlshttp://www.graphiccontrols.com/NA/Default.aspxResource Interactivehttp://www.resource.com/eSolutionshttp://www.esolutions.net/LDiscoveryhttp://ldiscovery.com/Park Place Technologieshttp://www.parkplacetechnologies.com/Investment Team:Carlo A. von Schroeter, Managing Partner, 617-261-2051cvs@wvcapital.comRichard J. Williams, Managing Partner, 617-261-2052rjw@wvcapital.comJohn H. Turner, General Partner, 617-261-2053jht@wvcapital.comMatthew T. Carroll, Principal, 617-261-2054mtc@wvcapital.comJonathan E. Hunnicutt, Principal, 617-261-2055jeh@wvcapital.comThomas M. Reardon, Principal, 617-261-2063tmr@wvcapital.comGreg W. Thomas, Vice President, 617-261-2062gwt@wvcapital.comAndrew E. Winslow, Associate, 617-261-2057aew@wvcapital.comJeffrey L. Clark, Associate, 617-261-2065jlc@wvcapital.comWheelock Partners, LLCwww.wheelockpartners.comPEManufacturing & IndustrialBusiness ServicesMiddle MarketWheelock Partners, an operator-run investment firm, is dedicated to acquiring and managing existing New England manufacturing and service businesses with positive cash flows. Wheelock is particularly interested in situations where existing management teams are retiring or owners/operators are seeking an exit opportunity. The firm also targets companies that have been established for at least five years with annual revenues between $5 million and $50 million. The firm is not interested turnarounds or start-ups.

213 School Street, Suite 301GardnerMA01440978-632-9800

Portfolio companies include:New England Peptidehttp://www.newenglandpeptide.com/Sigma-Genosyshttp://www.sigmaaldrich.com/life-science/custom-oligos.htmlInvestment Team:David Robinson, Managing Directordave@wheelockpartners.comBenjamin Robinson, Managing Directorben@wheelockpartners.comNaren Nayak, Associatenaren@wheelockpartners.comWicked Good Angels FundAInformation TechnologySoftware & InternetEnergy & Clean TechSeedEarlyFormed in 2010 by Newbury Comics founder Mike Dreese, Wicked Good Angels Fund typically looks to put in about $100,000 to $150,000 at early stages, syndicating with other investors to put together capital rounds worth about $500,000. Typical valuations are $1 million post-money, giving the investors about 50 percent equity ownership in the startups. Along with co-founder, John Brusger, Wicked Good Angels Fund has already put money behind three Boston-area startups: a green building software company, a student marketing network, and a company aiming to provide online connectivity in senior housing facilities. Typical valuations are $1 million post-money, giving the investors about 50 percent equity ownership in the startups.

147 Highland AvenueNewtonMA02465

Portfolio companies include:Campus Entertainmenthttp://www.campusentertainment.net/Investment Team:Mike DreeseJohn BrusgerWindjammer Capital Investors, LLCwww.windjammercapital.comPEManufacturing & IndustrialBusiness ServicesSports & EntertainmentMiddle MarketFounded in 1990, Windjammer is a national private investment firm which invests control equity, minority equity and subordinated debt in leading middle market businesses. Windjammer has successfully raised 4 institutional funds totaling over $1.8 billion of capital and is currently investing out of its latest fund with $575 million in commitments. Windjammer seeks to invest between $30 million and $140 million of equity or subordinated debt in middle market companies that generate greater than $10 million of operating earnings. The firm targets investments in companies that are leaders in attractive niche markets and share several of the following characteristics: significant and defensible market positions; differentiated products and services; strong management teams; scalable business models; and consistent financial performance. Windjammer invests in three primary industry segments: niche manufacturing, business services, and value-added distribution, but excludes high tech, real estate and financial services. Windjammer focuses on the U.S. and Canada and does not invest in operational turnarounds and early stage companies. The firm has an additional office in Southern California.

890 Winter Street, Suite 130WalthamMA02451781-530-9100781-530-9200

Portfolio companies include:Rotexhttp://www.rotex.com/BBB Industrieshttp://www.bbbind.com/Pasternack Enterpriseshttp://pasternack.com/McKenzie Sports Productshttp://www.mckenziesp.com/Default.aspxS.T. Specialty Foodshttp://www.stspecialtyfoods.com/Brown Publishinghttp://www.brownbooks.com/HealthSTAR Communicationshttp://www.healthstarcom.com/JWC Environmentalhttp://www.jwce.com/Caplugshttp://www.caplugs.com/Global Claims Serviceshttp://www.globalclaim.com/Automatic Bar Controlshttp://www.wunderbar.com/Schutt Sports Grouphttp://www.schuttsports.com/Investment Team:Costa Littas, Managing Principal, 781-530-9160clittas@windjammercapital.comGregory J. Bondick, Principal, 781-530-9121gbondick@windjammercapital.comCraig S. Majernik, Director, 781-530-9122cmajernik@windjammercapital.comJohn Donahue, Director, 781-530-9161jdonahue@windjammercapital.comCaleb Clark, Vice President, 781-530-9126cclark@windjammercapital.comDaniel Lee, Associate, 781-530-9130dlee@windjammercapital.comSpencer Allen, Associate, 781-530-9135sallen@windjammercapital.comWindspeedwww.wsventures.comVCSoftware & InternetCommunications & NetworkingLife Sciences & HealthcareEarlyFounded 1999, Windspeed Ventures invests in early stage companies in the communications, security, media and Internet services industries. In early 2004 Windspeed Ventures assumed management responsibility for Comdisco Ventures' portfolio. This portfolio consists of equity and warrant positions in over two hundred companies. The companies represented are in all phases of growth. Major industries represented include Software and Services, Communications, Healthcare and Life Sciences. Windspeed commonly invests between one and five million dollars over the lives of their investments, usually representing the first institutional capital. Windspeed tends to favor companies located in the Northeast of the United States, however, on occasion the firm will invest in companies headquartered elsewhere in the country. Windspeed's partners seek to be part of the board of directors of its portfolio companies.

52 Waltham StreetLexingtonMA02421781-860-8888781-860-0493

Portfolio companies include:Active Networkhttp://www.activenetwork.com/Apps.comhttp://www.appslive.com/Bradford Networkshttp://www.bradfordnetworks.com/BurstPoint Networkshttp://www.burstpoint.com/Vistaprinthttp://en.wikipedia.org/wiki/VistaprintZipit Wirelesshttp://corp.zipitwireless.com/Gracenotehttp://www.gracenote.com/THINQ Learning Solutionshttp://www.thinq.com/Fidelia Technologyhttp://www.fidelia.com/company/Bitfonehttp://www.hp.com/hpinfo/newsroom/press/2006/061220c.htmlOnFiber Communicationshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=424887eBateshttp://www.ebates.com/IronPlanethttp://www.ironplanet.com/Market Toolshttp://www.markettools.com/QuickArrowhttp://www.quickarrow.com/TeaLeaf Technologyhttp://www.tealeaf.com/Tripwirehttp://www.tripwire.com/ArborTexthttp://www.ptc.com/products/arbortext/Piximhttp://www.pixim.com/Tensilicahttp://tensilica.com/Investment Team:Daniel H. Bathon, Jr., General Partner and Chairmandan@windspeed.comJohn W. Bullock, Managing PartnerSteven E. Karlson, General Partnersteve@windspeed.comBernard J. Haan, Founding Partner and Advisorbern@wsventures.comDavid S. Safaii, Principaldavid@wsventures.comTechno Venture Management (TVM)www.tvm-capital.comVCInformation TechnologyLife Sciences & HealthcareSeedEarlyGrowthExpansionFounded in 1983, Techno Venture Management (TVM) is a venture capital firm with partners operating out of Germany, the U.S., Canada, and Dubai. TVM works with two groups of investment managers, one group for Information & Communications Technology (ICT) companies and one group for Life Science (LS) companies. TVM Capital has raised more than EURO 1.3 billion in investment capital, and the firm is currently investing from its sixth generation of venture capital funds. TVM LSV VI maintains a strong emphasis on investments in the fields of drug discovery and development and is funding companies through all stages in the U.S. and Europe. The fund had its first IPO in June 2006 with the listing of BioXell in Switzerland and its second IPO with Newron, also in Switzerland. The firm's objective is to create transnational businesses that enjoy access to science, management talent, and capital on both sides of the Atlantic. TVM's portfolio includes companies in all stages of development from seed investments to later stage. TVM funds have made investments in over 250 companies throughout Europe and the U.S. and in 2010, TVM Capital MENA Ltd. started operations in Dubai.

470 Atlantic Ave., 4th FloorBostonMA02110617-345-9320617-345-9377

Portfolio companies include:Bourn Hall Clinichttp://www.bourn-hall-clinic.co.uk/Provitahttp://www.provita.co.uk/Addex Pharmaceuticalshttp://www.addexpharma.com/Albireohttp://en.wikipedia.org/wiki/AlbireoAltor BioSciencehttp://www.altorbioscience.com/Anchor Therapeuticshttp://anchortx.com/Argos Therapeuticshttp://www.argostherapeutics.com/Biovertishttp://biovertis.com/BlueBirdBiohttp://www.bluebirdbio.com/Cerenis Therapeuticshttp://www.cerenis.com/index.aspConcert Pharmaceuticalshttp://www.concertpharma.com/contact/index.htmlCosmo Pharmaceuticalshttp://www.cosmopharmaceuticals.com/Curacytehttp://www.curacyte.eu/Direvohttp://www.direvo.com/EUSA Pharmahttp://www.eusapharma.com/en-gb/default.aspxEvotechttp://www.evotec.com/Horizon Pharmahttp://horizonpharma.com/Insmedhttp://www.insmed.com/Invendo Medicalhttp://invendo-medical.com/content/company_information/index_eng.htmlMediGenehttp://www.medigene.de/1912-ZG9tPWRvbTEmbD1lbg-~de~home.htmlNewron Pharmaceuticalshttp://www.newron.com/NOXXONhttp://noxxon.com/Precision Therapeuticshttp://www.precisiontherapeutics.com/Pritidentahttp://pritidenta.com/Probiodrughttp://www.probiodrug.de/Proteon Therapeuticshttp://en.wikipedia.org/wiki/Proteon_TherapeuticsRapidMicrohttp://www.rapidmicrobio.com/Riemserhttp://riemserdental.com/SelectX Pharmaceuticalshttp://www.selectxpharm.com/SpePharmhttp://spepharm.com/Wilexhttp://www.wilex.de/Investment Team:Dr. Helmut M. Schuhsler, Chairman & CEOFriedrich Bornikoel, Managing Partnerbornikoel@tvm-capital.deJohn J. DiBello, Advisor (Boston)Dr. Hubert Birner, Managing Partner (Montreal)Mark G. Cipriano, General Partner (Boston)cipriano@tvm-capital.comTechStarswww.techstars.comIInformation TechnologySoftware & InternetMedia & Digital MediaSeedTechStars is a mentorship-driven seed stage investment program. The group offers six TechStars programs in top startup locations (Boston, Boulder, New York City, Seattle, London, and Cloud in San Antonio), on a regular schedule. TechStars invests $118K in each company it funds through $18K in seed funding and an optional $100K convertible debt note. TechStars itself is backed by over 75 different venture capital firms and angel investors who are vested in their success. The program also provides three months of intensive mentorship, perks, and the chance to pitch to angel investors and venture capitalists at the end of the program. Program companies average over $1.4M in outside venture capital raised after leaving TechStars.

One Cambridge Center, 6th FloorCambridgeMA02142857-453-6000

Portfolio companies include:DailyBurnhttp://dailyburn.com/Ignighterhttp://www.ignighter.com/SendGridhttp://sendgrid.com/Socialthinghttp://www.crunchbase.com/company/socialthingOnswipehttp://onswipe.com/Ordr.inhttp://ordr.in/BISON Alternativeshttp://www.bisonalternatives.com/CheckiOhttp://www.checkio.org/Codeshiphttps://www.codeship.io/CONSTRVCThttp://constrvct.com/coUrbanizehttp://www.linkedin.com/pub/karin-brandt/25/670/7a7Fancredhttp://fancred.com/Freight Farmshttp://www.freightfarms.com/Jebbithttp://www.jebbit.com/LinkCyclehttp://www.linkcycle.com/Neuralahttp://neurala.com/Outlinehttp://www.answers.com/topic/outlinePillPackhttp://www.pillpaks.com/qunbhttp://www.qunb.com/Rallythttp://rallyt.com/Synackhttp://synack.org/Investment Team:Katie Rae, Managing DirectorReed Sturtevant, DirectorDavid Cohen, Founder/CEOBob Mason, Mentor In ResidenceTerawatt Ventureswww.terawattventures.comVCEnergy & Clean TechAgriculture & Agricultural ScienceSeedEarlyTerawatt Ventures is a venture capital firm investing in energy technologies. The firm seeks companies deploying technologies that make the production or consumption of energy, water and other critical resources more efficient, profitable, or sustainable. Terawatt invests $100,000 to $1,000,000 in seed and early stage financings, and up to $5 million over the life of a deal. The firm invests across diverse sectors including: Agriculture, Alternative fuels, Energy efficiency, Energy IT, Oil and gas, Renewable energy generation, Smart grid and storage, and Water.

4 Cambridge CenterCambridgeMA02142617-252-6900617-262-6910

Portfolio companies include:MC10http://mc10inc.com/Qnovohttp://www.qnovocorp.com/NexSteppehttp://www.nexsteppe.com/Investment Team:Mark Goodman, Foundermark@terawattventures.comPrapti Mittal, PrincipalTH Lee Putnam Ventureswww.thlpv.comVCPEInformation TechnologyBusiness ServicesTransportation & DistributionFinancial ServicesConsumer ProductsRetail & RestaurantExpansionMiddle MarketTH Lee Putnam Ventures is a technology-focused private equity firm affiliated with Thomas H. Lee Partners, a leading buyout firm, and Putnam Investments, a global money management firm. TH Lee Putnam Ventures manages $1.1 billion in capital commitments and has invested approximately $850 million in more than 43 companies since the firm's formation in 1999. The firm's primary focus is private transactions in later-stage venture companies whose success depends on the deployment and use of information technologies. Target industry sectors include Financial Services, Retail and Consumer Products, Distribution & Logistics and Business Process Outsourcing. In addition to later-stage venture companies, TH Lee Putnam will also consider public entities, middle market buyouts, recapitalizations and spinouts of corporate divisions. The group looks for companies that have established revenue streams, a clear path to profitability and strong management. The typical investment is between $20 and $50 million.

1120 Avenue of the Americas, Suite 1807New YorkNY10036212-951-8600

Portfolio companies include:4R Systemshttp://www.4rsystems.com/The Retirement Plan Companyhttp://www.trpcweb.com/Velocity Expresshttp://www.velocityexpress.com/Paragohttp://www.parago.com/Symphony Serviceshttp://www.symphonysv.com/LN Holdingshttp://www.manta.com/c/mtdm6wx/ln-holdings-incInvestment Team:Jim Brown, Managing Directorjim.brown@thlpv.comPaul Licursi, Managing Director & COOSharon Pipe, Managing Directorsharon.pipe@thlpv.comRamanan Raghavendran, Managing Directorrr@thlpv.comRenny Smith, Managing DirectorThe Cue Ball Groupwww.cueball.comVCInformation TechnologySoftware & InternetBusiness ServicesConsumer ProductsRetail & RestaurantEarlyThe Cue Ball Group is a Boston-based investment firm founded in 2005 to focus on early-stage growth opportunities in the consumer and media markets. The areas of consumer and media reflect the passion and backgrounds of the Cue Ball team coincident with an attractive market opportunity. The firm's interest in the consumer and media markets is broken down into four priority sub-segments: lifestyle brands & services, restaurants & specialty retail, information data services, and social media & commerce. Cue Ball invests $500,000 to $5 million in start-up companies with up to $5 million in revenue, and makes commitments of $3 million to $10 million in companies in the "scale-up" stage that have $5-$30 million in revenue.

1 Faneuil Hall Square, 7th FloorBostonMA02109617-542-0100617-542-0033

Portfolio companies include:Knovelhttp://why.knovel.com/MiniLuxehttp://miniluxe.com/Epic Burgerhttp://epicburger.com/PlanetTranhttp://www.planettran.com/Green-Transportation.phpTicketsForCharityhttp://www.ticketsforcharity.com/Stylesighthttp://www.stylesight.com/Shape Up the Nationhttp://www.shapeup.com/1-800-Dentisthttp://www.1800dentist.com/ideelihttp://www.ideeli.com/welcomePlanetTranhttp://www.planettran.com/Green-Transportation.phpEcomomhttp://www.ecomom.com/Livefyrehttp://www.livefyre.com/Banyan Waterhttp://banyanwater.com/Yapphttps://www.yapp.us/Investment Team:Anthony K. Tjan, CEO and Managing Partneratjan@cueball.comJohn D. Hamel, CFO and General Partnerjhamel@cueball.comRichard J. Harrington, Chairman and General Partnerrharrington@cueball.comMats Lederhausen, Special General Partnermlederhausen@cueball.comAlex Scherer, PrincipalThe Enterprise Center at Salem State Collegewww.enterprisectr.orgIInformation TechnologyBusiness ServicesSeedEarlyGrowthThe Enterprise Center at Salem State College is a small business incubator and a virtual center for entrepreneurs throughout Boston's North Shore. The Center serves businesses at every stage of development from startup through growth. The Center offers more than 80 programs a year (most of them free) to small business owners and nonprofit managers; plus it leases office space and hosts numerous other popular programs including the 128 Venture North Breakfast series, the Million Dollar Women Symposium and the annual North of Boston Business Plan Competition. The Center's 53,000 square foot office building includes a number of suites available for small business tenants. The building offers first class office space and includes free parking, use of conference and training rooms, and a shared kitchen and dining area. The Center also helps match business owners and directors with advice and resources, providing programs and seminars, conference facilities and other resources.

121 Loring AvenueSalemMA01970978-542-7528978-542-7061

Tenant companies include:Atlantic Lab Equipmenthttp://www.atlanticlabequipment.com/about-atlantic-lab-equipment.htmlCountertops Plushttp://countertopsplusinc.com/Ditto Editionshttp://dittoeditions.com/index/our-clientsEquisofthttp://www.equisoft.com/Media Spoonhttp://www.mediaspoon.net/Resolve I.T.http://resolveitinc.com/Cave Dog Studiohttp://www.cavedogstudio.com/whatwedo/index.htmlGlymetrixhttp://www.diabetesgame.com/Cleaning Etc.http://cleaningetc.net/FitForcehttp://fitforce.org/Juniper Cove Grouphttp://junipercovegroup.com/index.htmlMost Medhttp://www.mostmedical.com/index.htmlFiRE+iCE Restaurantshttp://www.fire-ice.com/locations/providence-ri/Organic Coffee Filterhttp://www.thefind.com/food/info-organic-coffee-filtersVLE Solutionshttp://vlesolutions.com/Ripsaw Ventures LLChttp://www.trademarkia.com/hiphost-85410917.htmlZuzzimhttp://zuzzim.com/ZenRX Researchhttp://zenrx.org/Visual Imaging Signshttp://www.visualimaging.com.au/index.htmlTST Business Solutionshttp://www.tstinternational.com/EndoDynamixhttp://www.endodynamix.com/Management Team:Christine B. Sullivan, Executive Directorcsullivan@enterprisectr.orgLaura Swanson, Chief Operating Officerlswanson@enterprisectr.orgRenee Gannon, Director of Marketingrgannon@enterprisectr.orgBill Ronan, Facilities Operations and Audio Cast Managerbronan@enterprisectr.orgWilliam Neely, Programs and Operations Coordinatorwneely@enterprisectr.orgDavid W. Ives, Entrepreneur in ResidenceRiver Valley Investorswww.rivervalleyinvestors.comAEnergy & Clean TechLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialBusiness ServicesFinancial ServicesSeedEarlyFormed in 2003, River Valley Investors is a Western Massachusetts-based group of individual investors seeking investment opportunities in both early stage companies with significant growth potential as well as later stage companies. River Valley Investors meets monthly in Springfield, MA and two business plans are reviewed at each meeting. Businesses are expected to present their case in a presentation lasting no more than 10 minutes. River Valley Investors may invest as individuals, collectively as a purpose-made partnership or corporation, or through an existing investment vehicle. River Valley Investors is centered around Springfield and will consider funding companies within a 1-2 hour drive of their location. Prospective companies should ideally be seeking 200K to $2 million in the current round, and no more than $20 million of follow-on funding to reach exit. RVI's ideal investment size is $500,000-$1M. The group's preferred industries include: Business products and services, Financial services, Healthcare services, Industrial/ energy, and Medical devices and equipment. Management services are provided by the Angel Catalyst team.

MA413-667-9886

Portfolio companies include:Davis Mediahttp://davismedia.org/Dexrexhttps://www.dexrex.com/Optical Alchemyhttp://opticalchemy.com/Rentomatichttps://smartpropertysystems.com/Envoy Healthhttp://envoyhealth.com/Incentive Targetinghttp://www.incentivetargeting.com/HitPoint Studioshttp://www.hitpointstudios.com/Investment Team:Paul Silva, Managerpaul@rivervalleyinvestors.comCorey Silva, Assistant ManagerJoseph Steig, Founding ManagerTiconderoga Capitalwww.ticonderogacap.comVCInformation TechnologySoftware & InternetExpansionWith over $200 million of capital under management, invests in later stage healthcare, software (primarily Software-as-a-Service "SaaS'), and tech-enabled business services companies located throughout the United States. The firm prefers proprietary platform solution companies; business and technology outsourcing companies; and digital consulting firms building technology solutions that are enablers to the B2B marketplace. Ticonderoga avoids investment deals in retail and consumer products, devices, and manufacturing. Ticonderoga typically invests $2-5 million as a minority or control investor in companies with sales of $5-$50 million. The management of Ticonderoga has worked together as a team since 1997 when they managed Dillon, Read & Co.'s venture capital operations. The firm has an additional office in Silicon Valley.

25 Braintree Hill Park, Suite 200BraintreeMA02184781-416-3409781-416-9868

Portfolio companies include:Brainsharkhttp://www.brainshark.com/Affinity Expresshttp://www.affinityexpress.com/Synteracthttp://www.synteract.com/HealthDataInsightshttp://www.healthdatainsights.com/Outside the Classroomhttp://www.outsidetheclassroom.com/about.aspxSoftraxhttp://www.softrax.com/Octagon Researchhttp://www.octagonresearch.com/Medriumhttp://www.medrium.com/AFS Technologieshttp://www.afsi.com/Construction Software Technologieshttp://isqft.com/MarketToolshttp://www.markettools.com/Metal Supermarketshttp://www.metalsupermarkets.com/Mycrofthttp://mycroft.mozdev.org/nuBridgeshttp://support.nubridges.com/Pacific Title & Arthttp://en.wikipedia.org/wiki/Pacific_Title_and_ArtWhittmanHarthttp://www.whittmanhart.com/ALN Medical Managementhttp://alnmm.com/eStudySitehttp://www.estudysite.com/Logical Imageshttp://www.logicalimages.com/TC3 Healthhttp://www.tc3health.com/Investment Team:Craig Jones, Managing Partner and Co-Founder, 650-234-9586craig@ticcap.comRobert M. Hannon, 781-416-3409bob@ticcap.comJames E. Vandervelden, Co-Founder, 781-416-3402james@ticcap.comThomas H. Lee Partners, LPwww.thlee.comPEMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesFinancial ServicesConsumer ProductsRetail & RestaurantMiddle MarketLateThomas H. Lee Partners, LP is a Boston-based private equity firm focused on identifying and acquiring substantial ownership positions in growth companies. Founded in 1974, Thomas H. Lee Partners currently manages approximately $22 billion of committed capital. Founder, Thomas Lee, left the firm to start a new Private Equity firm. THL has invested in more than 100 businesses with an aggregate purchase price of more than $150 billion. The firm focuses on companies in the following industries: Business & Financial Services, Consumer & Healthcare, and Media & Information Services. Thomas H. Lee Partner's credit affiliate, THL Credit Group, provides junior debt and equity to middle-market companies seeking capital for growth, acquisition, recapitalization and/or change of control. Typical investments range from $10 - $50 million in companies that have annual revenues between $25 million and $500 million with annual EBITDA exceeding $5 million.

100 Federal St., 35th Fl.BostonMA02110617-227-1050617-227-3514

Portfolio companies include:Aramarkhttp://www.aramark.com/Ariel Holdingshttp://www.arielholdings.com/Ceridianhttp://www.ceridian.com/Clear Channel Communicationshttp://www.clearchannel.com/Dunkin' Brandshttp://dunkinbrands.com/Hawkeye Energyhttp://www.hawkeye-es.com/Intermedixhttp://www.intermedix.com/The Nielsen Companyhttp://nielsen.com/Acostahttp://www.acosta.com/Agencyporthttp://www.agencyport.com/Fidelity National Information Serviceshttp://fisglobal.com/First BanCorphttps://secure.firstbancorp.com/Grupo Corporativo Onohttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=9820045inVentive Healthhttp://www.inventivhealth.com/Michael Foodshttp://www.michaelfoods.com/MoneyGramhttps://www.moneygram.com/wps/portal/moneygramonlineSterling Financialhttp://www.sterlingfinancialcorporation-spokane.com/Systems Maintenance Serviceshttp://www.sysmaint.com/Univisionhttp://www.univision.com/Warner Chilcotthttp://www.wcrx.com/index.jspWest Corporationhttp://www.west.com/PartyCityhttp://www.partycity.com/Fogo de Chaohttp://www.fogodechao.com/Investment Team:Todd M. Abbrecht, Managing Directortabbrecht@thl.comMichael P. Borom, Managing Directormborom@thl.comRichard J. Bressler, Managing Directorrbressler@thl.comCharles A. Brizius, Managing Directorcbrizius@thl.comMargaret W. Covell, Managing DirectorAnthony J. DiNovi, Co-Presidentadinovi@thl.comThomas M. Hagerty, Managing Directorthagerty@thl.comDavid V. Harkins, Managing Directordharkins@thl.comCharles P. Holden, Managing DirectorScott L. Jaeckel, Managing Directorsjaeckel@thl.comSeth W. Lawry, Managing DirectorPericles G. Mazarakis, Managing DirectorJoshua M. Nelson, Managing DirectorSoren L. Oberg, Managing DirectorGanesh B. Rao, Managing DirectorScott M. Sperling, Co-Presidentssperling@thl.comKent R. Weldon, Managing Directorkweldon@thl.comGregory A. White, Managing Directorgwhite@thl.comShari H. Wolkon, Managing DirectorJames C. Carlisle, Managing DirectorJesse Hermann, Managing DirectorDaniel G. Jones, Managing DirectorJeff T. Swenson, Managing DirectorJames C. Carlisle, Managing DirectorTiE Angelswww.tie-boston.orgAInformation TechnologySoftware & InternetSeedEarlyFounded in 1998, TiE-Boston is a non-profit organization of entrepreneurs and professionals of Indus heritage in New England. The group recently announced the launch of TiE Angels, an angel investment group comprised of charter members of TiE Boston. TiE Angels' mission is to provide entrepreneurs access to seed capital and ongoing strategic and operational support. TiE Angels plans to invest in a range of early-stage companies, with priority given to those in the following sectors: healthcare, clean-tech, Internet/digital media, mobile, software, financial technology, technology-enabled services, and communications. The group expects a typical angel investment to be approximately $500,000, but they can syndicate up to $2 million. TiE Angels aims to provide a forum for innovative companies to present their ideas and to attract funding from an accomplished group of individual investors.

101 Main Street, Suite 1820CambridgeMA02142781-272-3875 781-272-3880

Portfolio companies include:N/AN/AInvestment Committee:Desh Deshpande, ChairmanVanita Shastri, Executive Directorvanita@tie-boston.orgDavid E. Poltack, TeasurerJohn Chory, SecretaryDeepak Sindwani, Deal Sourcing, TiE AngelsPraveen Tailam, Deal ManagementPrat Moghe, PresidentKiran Rao, Deal ScreeningTollman Capital Partners (TCP)www.tollmancapital.comVCInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyTollman Capital Partners (TCP) is a Massachusetts based venture capital fund whose primary goal is investing in seed-phase or early-phase start-up companies in search of capitalization in the $25K to $100K range. The firm's evaluation committee is composed of professionals with experience in medicine, accounting, law, entrepreneurship, human capital, academics, economics and finance. TCP's goal is to provide not only financial support, but also experiential/advisory support to the small-business owner to help with company growth, increase in market share, company stability, follow-on investments, and additional advice.

200 Washington StreetBoxfordMA01921978-352-0827

Portfolio companies include:Poteris Ventureshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=139437900Brass Monkeyhttp://www.brassmonkeynyc.com/TRAACKRhttp://www.traackr.com/Investment Team:Dan Tollman, Founderdtollman@tollmancapital.comTransOcean Group, Ltd.www.transoceancapital.comPELife Sciences & HealthcareMedical DeviceManufacturing & IndustrialConsumer ProductsMiddle MarketTransOcean Group, Ltd. is a private equity firm seeking majority investments in U.S.-based companies with enterprise values between $100 million and $200 million. TransOcean Group, Ltd. is a wholly owned subsidiary of a publicly-traded financial house based in Kuwait, and invests capital exclusively for its parent company. The firm has a uniquely conservative approach to the U.S. private equity market. This conservative approach allows TransOcean to pay full valuations for the highest quality companies, while providing superior equity incentives to management teams who are willing to partner with TransOcean. This approach also enables a more conservative capital structure, with up to 50% equity capitalization for each portfolio company. This capital structure offers a shorter and more credible path to closing for most transactions. TransOcean's target industry sectors include manufacturing, branded food products, healthcare services, and medical devices.

200 High Street, 5th FloorBostonMA02110617-439-0500617-439-0050

Portfolio companies include:Stronghavenhttp://stronghaven.com/Investment Team:Mark P. Naylor, Vice Presidentmark@transoceancapital.comRobert Z. Kuftinec, Vice Presidentrobert@transoceancapital.comTSG Equity Partners, LLCwww.tsgequity.comVCPEInformation TechnologyEnergy & Clean TechManufacturing & IndustrialConsumer ProductsExpansionMiddle MarketTSG Equity Partners is a private equity investment firm providing growth and acquisition financing to expansion stage and middle-market companies. The firm focuses on companies in the Northeast with defensible competitive advantages and unique products and services. Since its founding in 1996, TSG's principals have invested approximately $250 million of equity capital in over 30 companies. TSG targets equity investments ranging in size from $1 to $2.25 million. The firm prefers to invest in companies with revenues of $5 to $15 million that have operating profits or are close to break-even. TSG typically invests in expansion financings, later stage special situations, recapitalizations and leveraged acquisitions. For growth stage investments, the firm's preferred industry is Applied Technology, including Clean Technology. For mature stage investments, TGS prefers industrial and branded product and services. TSG gives first priority to companies located in New England.

636 Great RoadStowMA01775978-461-9900 978-461-9909

Portfolio companies include:4R Systemshttp://www.4rsystems.com/Optasitehttp://optasite.com/SolarOne Solutionshttp://www.solarone.net/Vermont Teddy Bear Companyhttp://www.vermontteddybear.com/Katahdin Industrieshttp://www.katahdin-inc.com/VA Linux Systemshttp://valinux.com/Tower Ventureshttp://www.towerventures.com/Marketmaxhttp://www.sas.com/industry/retail/merchandise-planning/index.htmlInvestment Team:Thomas R. Shepherd, Managing Partnertrs@tsgequity.comT. Nathanael Shepherd, Managing Partnernate@tsgequity.comMalcolm Candlish, Senior Operations PartnerDon McCullough, Operations PartnerJohn Nugent, Operations PartnerLiz Robert, Operations PartnerTudor Ventureswww.tudorventures.com VCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorMedia & Digital MediaBusiness ServicesFinancial ServicesGrowthExpansionTudor Ventures is the venture capital investment arm of Tudor Investment Corporation, a diversified investment management firm with $11 billion in assets. Tudor Ventures is focused on providing capital to mid- and late -stage technology and growth companies. Tudor and its principals have invested in over 75 companies, and currently manage over $500 million in capital. Tudor announced the closing of its third fund, Tudor Ventures III LP, in June 2007 with $262 million in capital commitments. Tudor generally invests $7 to $15 million in each of its portfolio companies and most often acts as a lead investor. The firm provides capital to mid- and late-stage companies in Communications, Internet Infrastructure and Semiconductors; Enterprise Applications and IT Services; and other growth industries including Financial Services and Business Services, and Internet and Digital Media. Portfolio companies typically have at least $10 million of annual revenue at the time of investment.

50 Rowes Wharf, 5th FloorBostonMA02110617-391-6300617-391-6390

Portfolio companies include:Appian Communicationshttp://appiancommunications.com/Avici Systemshttp://www.avicisystems.com/MangoSofthttp://www.mangosoft.com/Sonexishttp://sonexis.com/Verrillonhttp://www.verrillon.com/Thorne Researchhttp://thorne.com/Pipeline Trading Systemshttp://www.pipelinetrading.com/Lightspeed Financialhttp://www.lightspeed.com/Aspect Ratiohttp://en.wikipedia.org/wiki/Aspect_ratio_(image)Batangahttp://www.batanga.com/en/Abiliti Solutionshttp://www.abilitisolutions.com/Brio Technologyhttp://en.wikipedia.org/wiki/Brio_TechnologyClassic Sports Networkhttp://en.wikipedia.org/wiki/Classic_Sports_NetworkDigital Islandhttp://digitisle.com/Enterworkshttp://www.enterworks.com/Force10 Networkshttp://www.force10networks.com/Gray Peak Technologieshttp://graypeak.com/Icon CMThttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=29706Kitchen Etc.http://www.kitchensetcinc.com/Linux Networxhttp://www.linuxnetworx.com/Neocerahttp://www.neocera.com/Sonexishttp://sonexis.com/Transmetahttp://en.wikipedia.org/wiki/TransmetaN2 Broadbandhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=979741Roberts Radiohttp://www.robertsradio.co.uk/index.htmVantrixhttp://www.vantrix.com/Wimbahttp://www.blackboard.com/RedirectHandler.aspx?domain=blackboardcollaborate.com&page=default.aspxAdaptive Computinghttp://www.adaptivecomputing.com/ArcSofthttp://www.arcsoft.com/MediaPlatformhttp://www.mediaplatform.com/webcasting-software/Single Digits, Inc.http://www.singledigits.com/Virtifyhttp://www.virtify.com/Investment Team:Bob Forlenza, Managing Partnerbob.forlenza@tudor.comCarmen Scarpa, Managing Partnerscarpa@tudor.comJon Danielson, PartnerDan MacKeigan, Partnerdanm@tudor.comJeff Williams, Partner.406 Ventureswww.406ventures.comVCInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaEnergy & Clean TechEarlyFounded 2005, .406 Ventures is an early-stage venture capital firm that invests in innovative Information Technology and services companies. The firm's name is derived from Ted Williams' fabled 1941 batting average. .406 is typically the lead, first institutional investor in early-stage and de novo investments in market-changing companies. The firm expects to make initial investments between $1 and $4 million, with total committed capital of $6 to $10 million per company. Targeted industries include: Digital Media, Energy IT, Financial Tech, Healthcare IT, Information Security/ Fraud, Internet, Next Generation Software, Open Source, Real-time Data, and Web Infrastructure.

470 Atlantic Avenue, 12th Floor BostonMA02210617-406-3300 617-406-3301

Portfolio companies include:Bit9http://www.bit9.com/Chosen Securityhttp://www.chosensecurity.com/ThingMagichttp://www.thingmagic.com/Veracodehttp://www.veracode.com/resources/twitter-infographicMementohttp://en.wikipedia.org/wiki/Memento_(film)Health Dialoghttp://www.healthdialog.com/Main/defaultKalturahttp://corp.kaltura.com/Ambient Deviceshttp://www.ambientdevices.com/Business Intelligence Advisorshttp://www.biadvisors.com/Connotatehttp://www.connotate.com/Digitalsmithshttp://www.digitalsmiths.com/EnergyHubhttp://www.energyhub.com/Iora Healthhttp://www.iorahealth.com/Masheryhttp://mashery.com/MineralTreehttp://www.mineraltree.com/Optaroshttp://www.optaros.com/WellAWARE Systemshttp://wellawaresystems.com/Vaultivehttp://www.vaultive.comWodpellets.comhttp://www.woodpellets.comInvestment Team:Larry Begley, Co-Founder and Managing Directorlbegley@406ventures.comMaria Cirino, Co-Founder and Managing Directormcirino@406ventures.comLiam Donohue, Co-Founder and Managing Directorldonohue@406ventures.comGreg Dracon, Principalgdracon@406ventures.comGraham Brooks, Principalgbrooks@406ventures.comSo-June Min, CFOsmin@406ventures.comKelci Horan, Office Manager and Executive Assistantkhoran@406ventures.com12x12www.twelvebytwelve.orgEDInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarly12x12 is an initiative to multiply entrepreneurship in Massachusetts by engaging the creativity and experience of 12 of some of the state's leading CEOs and venture capitalists (VCs). 12x12 is not a business plan competition or a state initiative, but instead an industry-led program that seeks to amplify and accelerate the self-organizing and organic processes which drive new business formation. 12x12 is led by Michael Greeley, founder and general partner at Flybridge Capital Partners and Andy Ory, founder and CEO of Acme Packet. Both are co-chairs of the Entrepreneurship Working Group of the Tech Hub Collaborative. The group's mission is to identify, enable, and mentor the next generation of technology entrepreneurs to launch 12 new companies. Participants will create twelve teams comprised of one CEO, one VC, and one 'next generation' entrepreneur to launch 12 new businesses. CEOs will contribute their unused ideas for the next great company, recognizing that many of the best ideas come from senior executives and ongoing exposure in the most innovative sectors of the Mass Tech Hub. VCs will assist in recruitment, strategy, and procurement of limited early round financing.

c/o Massachusetts Technology Collaborative75 North DriveWestboroughMA01581

Portfolio companies include:LighterLivinghttp://www.lighterliving.com/default.aspClovr Mediahttp://clovrmedia.com/Harvest Automationhttp://harvestautomation.com/Insight Squaredhttp://www.insightsquared.com/Novophagehttp://www.novophage.com/Daily Breakhttp://www.dailybreak.comApptegichttp://www.apptegic.comBoundless Learninghttp://www.boundlesslearning.comClozehttp://www.cloze.comCustom Madehttp://www.custommade.comDirectrhttp://www.directr.comKibitshttp://www.kibits.comLinkable Networkshttp://www.linkablenetworks.comMustBinhttp://www.mustbin.comOlejohttp://www.olejostores.comOn the Spot Systemshttp://www.surveyonthespot.comPredilyticshttp://www.predilytics.comSample6 Technologieshttp://www.sample6tech.comShareaholichttp://www.shareaholic.comSilver Lining Systemshttp://www.silverliningsystems.comSmart Luncheshttp://www.smartlunches.comWireOverhttp://www.wireover.comInvestment Team: Michael GreeleyAndy OryScott Savitz5AM Ventureswww.5amventures.comVCLife Sciences & HealthcareSeedEarly5AM Ventures makes seed and early-stage investments in next-generation life science companies. Founded in 2002 by former Bay City Capital principals, 5AM Ventures has offices in Waltham and Menlo Park, CA. The 5AM team takes a hands-on approach to company building. In addition to holding board seats in the majority of its portfolio companies, 5AM is directly involved in company strategy, management recruiting, business development, and fundraising. The 5AM portfolio, built on advanced life science technologies, is diversified among innovative platforms, spinouts from established biotechnology and pharmaceutical companies, and companies developing near-term products. The firm currently has over $435 million under management and is actively investing 5AM Ventures III, a $220 million fund.

Waltham Woods Corporate Center890 Winter Street, Suite 140WalthamMA02451781-890-4480781-890-3565

Portfolio companies include:Ambrxhttp://www.ambrx.com/wt/home/indexFlexionhttp://en.wikipedia.org/wiki/FlexionIkariahttp://www.ikaria.com/Miikanahttp://venturebeatprofiles.com/company/profile/miikana-therapeuticsKalypsyshttp://www.kalypsys.com/Panomicshttp://www.panomics.com/Rennoviahttp://www.rennovia.com/Synosiahttp://www.synosia.com/Vivevehttp://www.viveve.com/Achaogenhttp://www.achaogen.comAlexzahttp://www.alexza.comCeterix Orthopedicshttp://www.ceterix.comCleave Bioscienceshttp://www.cleavebio.comDVS Scienceshttp://www.dvssciences.comEnvoy Therapeuticshttp://www.envoytherapeutics.comEpirus Biopharmaceuticalshttp://www.epirusbiopharma.comIgenicahttp://www.igenica-inc.comIlypsahttp://www.ilypsa.comIncline Therapeuticshttp://www.inclinethera.comInvestment Team:John D. Diekman, Ph.D, Founder and Managing Partnerjohn@5amventures.comScott M. Rocklage, Ph.D., Managing Partnerscott@5amventures.comAndrew J. Schwab, Founder and Managing Partnerandy@5amventures.comMason Freeman, MD, Venture PartnerRichard Ulevitch, PhD, Venture PartnerMark S. Colella, Principalmark@5amventures.comKevin M. Forrest, Principalkevin@5amventures.comAndrew McMillan, Principalamcmillan@5amventures.comJames W. Young, Venture PartnerKush M. Parmar, PrincipalZapis Capital Groupwww.zapiscapital.comVCInformation TechnologyLife Sciences & HealthcareSeedEarlyFounded in 2003, Zapis Capital Group is a closely held corporation looking to invest in companies that have existing management in place that will be able to continue on after the investment is made. Zapis Capital Group will also fund experienced entrepreneurs that have a plan to either startup or acquire and grow a business. The principals of the Zapis Capital take an active role in their portfolio companies.

26202 Detroit Road, Suite 300WestlakeOH44145440-871-1300

Portfolio companies include:Sonicbidshttp://www.sonicbids.com/COMS Interactivehttp://comsllc.com/Cleveland HeartLabhttp://clevelandheartlab.com/ONOSYShttp://www.onosys.com/Listener Driven Radiohttp://ldrradio.com/9Threadshttp://9threads.com/Symphony Publishinghttp://symphonypublishing.com/Ohio Commerce Bankhttp://www.ohiocommercebank.com/YOUBeautyhttp://www.youbeauty.com/GenomOncologyhttp://genomoncology.com/Investment Team: Lee Zapis, Principallzapis@zapiscapital.comRich Bongorno, Principalrbongorno@zapiscapital.comXenophon Zapis, Principalxzapis@zapiscapital.comMaria Zapis Wymer, Principalmwymer@zapiscapital.comSolamere Capitalwww.solameregroup.comPEManufacturing & IndustrialBusiness ServicesMiddle MarketSolamere Capital was founded to serve as a multi-family office focusing on superior private equity opportunities. A small number of families with broad networks joined together to aggregate their access to top-tier private equity firms, proprietary deal flow, and management resources and expertise. According to published reports, Solamere has sought to raise $200 million. Solamere was co-founded by Tagg Romney, son of Republican Presidential candidate, Mitt Romney. Solamere Capital was named after a private community in Deer Valley, Utah, where Romney owned a ski mansion. The firm expects to begin accepting new investment commitments in the first half of 2013.

137 Newbury St.BostonMA02116857-362-9205

Portfolio companies include:N/AN/AInvestment Team:Tagg Romney, Managing Partnertmr@solameregroup.comEric Scheuermann, Managing Partnerefs@solameregroup.comSpencer Zwick, Managing PartnerAllan Dowds, Chief Financial OfficerKearney Shanahan, Vice PresidentMitt Romney, Chairman of Executive CommitteeSolstice Capitalwww.solcap.comVCInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareEducation & TrainingSeedEarlySolstice Capital currently has $85 million of capital under management. The firm focuses largely on the Southwest, especially Arizona as well as the Northeast, however Solstice will also consider investments in other regions of the United States. Solstice invests in initial financing opportunities in a range between $500,000 and $1 million. The firm invests 50% of its capital in information technology and 50% in the following areas: Alternative Energy, Environment, Life Sciences and Education. The first Solstice fund, formed in 1995, invested in 21 portfolio companies. In July 2001, Solstice Capital formed Solstice Capital II Limited Partnership, a $62 million early-stage venture fund, which has invested in 24 companies.

81 Washington Street, Suite 303SalemMA01970617-523-7733

Portfolio companies include:E Inkhttp://www.eink.com/Evergreen Solarhttp://en.wikipedia.org/wiki/Evergreen_SolarOkenahttp://www.hookena.com/index.htmlMetaCartahttp://en.wikipedia.org/wiki/MetaCartaStrion Airhttp://strionair.com/Arxanhttp://www.arxan.com/Carefxhttp://www.carefx.com/CodeRytehttp://www.coderyte.com/Optimax Systemshttp://www.optimaxsi.com/Q1 Labshttp://q1labs.com/Amplimedhttp://amplimed.com/Angstrom Pharmaceuticalshttp://www.angstrominc.com/CellzDirecthttp://www.invitrogen.com/site/us/en/home/Products-and-Services/Applications/Drug-Discovery/adme-tox.html?CID=oldcellzdirectHTG Molecularhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=1519732PhotoTherahttp://www.photothera.com/Regenesis Biomedicalhttp://www.regenesisbio.com/index.htmlProton Energy Systemshttp://protononsite.com/Protonexhttp://www.protonex.com/ACXhttp://www.acx.com/Lumidigmhttp://www.lumidigm.com/OutStarthttp://web.outstart.com/Abuzz Technologieshttp://abuzzsolutions.com/Archivashttp://www.archives.com/Investment Team:Harry A. George, Managing General Partnerhgeorge@solcap.comHenry W. Newman, General Partnerhgeorge@solcap.comSourceSquared Management, LLCwww.sourcesquared.comVCInformation TechnologyEnergy & Clean TechSeedEarlySourceSquared invests and operates technology-enabled information services businesses in the areas of energy efficiency; industrial reliability and water. Co-Founder James Rosenfield is also a member of Clean Energy Venture Group (see profile).

300 Trade Center, Suite 4610WoburnMA01801

Portfolio companies include:Aircuityhttp://www.aircuity.com/Azimahttp://joinazima.org/Investment Team: Patrick RomichJames Rosenfieldjprosenfield@rcn.comBurton HurlockSpark Capitalwww.sparkcapital.comVCInformation TechnologySoftware & InternetMedia & Digital MediaSports & EntertainmentSeedEarlyFounded in 2005, Spark Capital is a venture capital firm with nearly $1.5 billion under management (across four funds) focused on investing in the conflux of media, entertainment and technology markets. The firm's most recent fund of $360M was closed Fall of 2010. Spark Capital invests in portfolio companies of all stages of development. Spark targets products that define a new category and enable applications and services that couldn't exist without the infrastructure and platforms they provide. The firm typically appoints one of its members to sit on the board of directors for its portfolio companies. Spark considers investments ranging from $250,000 in seed funding or $25,000,000. Spark invests across a number of key market segments including: advertising & monetization, commerce & services, cloud & infrastructure, social, mobile and content.

137 Newbury Street, 8th FloorBostonMA02116617-830-2000617-830-2001

Portfolio companies include:KickAppshttp://www.kitd.com/kickapps/5 minhttp://www.5min.com/Menarahttp://www.menara41.com/go/Twitterhttp://twitter.com/Buzzwirehttp://www.crunchbase.com/company/buzzwireEqalhttp://www.eqal.com/Covestorhttp://covestor.com/Verivuehttp://www.verivue.com/Adkeeperhttp://www.adkeeper.com/Onswipehttp://onswipe.com/Peertransferhttp://peertransfer.com/Signposthttp://www.signpost.com/Storenvyhttp://www.storenvy.com/Triggithttp://triggit.com/Tashtegohttp://en.wikipedia.org/wiki/Moby-Dick8D Worldhttp://www.8dworld.com/en/home.htmlAcademia.eduhttp://www.academia.edu/Apap.TVhttp://apap.tv/Admeldhttp://www.admeld.com/Altius Educationhttp://www.altiused.com/Aviaryhttp://www.aviary.com/Boxeehttp://www.boxee.tv/Bug Labs Contextinhttp://www.sparkcapital.com/company/contextinEtorohttp://www.etoro.com/Exfmhttp://ie.ex.fm/Fitorbithttp://www.fitorbit.com/FourSquarehttps://foursquare.com/Frontier Stragety Grouphttp://frontierstrategygroup.com/GDGThttp://gdgt.com/Group Commercehttp://www.groupcommerce.com/Informhttp://en.wikipedia.org/wiki/InformIntunehttp://www.microsoft.com/en-us/windows/windowsintune/pc-management.aspxIpWirelesshttp://www.ipwireless.com/Janahttp://jana.com/Kateevahttp://kateeva.com/Kikhttp://www.kik.com/Kit Digitalhttp://www.kitd.com/Lexityhttp://lexity.com/Linkwellhttp://linkwellhealth.com/Mandaly Mediahttp://www.neumediainc.com/Menara Networkshttp://www.menaranet.com/Next New Networkshttp://www.nextnewnetworks.com/index.htmlOmgpophttp://www.omgpop.com/Oneriothttp://blog.oneriot.com/Onswipehttp://onswipe.com/Peertransferhttp://peertransfer.com/Runkeeperhttp://runkeeper.com/Sendmehttp://www.sendme.com/Sincerelyhttp://sincerely.com/Skillsharehttp://www.skillshare.com/Stack Exchangehttp://stackexchange.com/Svpplyhttps://svpply.com/Theplatformhttp://theplatform.com/TImehophttp://timehop.com/Tumblrhttp://www.tumblr.com/Twitterhttp://twitter.com/Verivuehttp://www.verivue.com/Wayfairhttp://www.wayfair.com/Work Markethttp://www.workmarket.com/Warby ParkerInvestment Team:Todd Dagres, Founder and General Partnertodd@sparkcapital.comSanto Politi, Founder and General Partnersanto@sparkcapital.comPaul Conway, Founder, General Partner & CFOpaul@sparkcapital.comBijan Sabet, General Partnerbijan@sparkcapital.comAlex Finkelstein, General Partneralex@sparkcapital.comMo Koyfman, General PartnerAndrew Parker, Principalandrew@sparkcapital.comDavid Haber, AnalystNabeel Hyatt, Venture PartnerSpark Capitalwww.sparkcapital.comVCInformation TechnologySoftware & InternetMedia & Digital MediaSports & EntertainmentSeedEarlyFounded in 2005, Spark Capital is a venture capital firm with nearly $1.5 billion under management (across four funds) focused on investing in the conflux of media, entertainment and technology markets. The firm's most recent fund of $360M was closed Fall of 2010. Spark Capital invests in portfolio companies of all stages of development. Spark targets products that define a new category and enable applications and services that couldn't exist without the infrastructure and platforms they provide. The firm typically appoints one of its members to sit on the board of directors for its portfolio companies. Spark considers investments ranging from $250,000 in seed funding or $25,000,000. Spark invests across a number of key market segments including: advertising & monetization, commerce & services, cloud & infrastructure, social, mobile and content.

138 Spring St., 6th FloorNew YorkNY10012617-830-2000

Portfolio companies include:KickAppshttp://www.kitd.com/kickapps/5 minhttp://www.5min.com/Menarahttp://www.menara41.com/go/Twitterhttp://twitter.com/Buzzwirehttp://www.crunchbase.com/company/buzzwireEqalhttp://www.eqal.com/Covestorhttp://covestor.com/Verivuehttp://www.verivue.com/Adkeeperhttp://www.adkeeper.com/Onswipehttp://onswipe.com/Peertransferhttp://peertransfer.com/Signposthttp://www.signpost.com/Storenvyhttp://www.storenvy.com/Triggithttp://triggit.com/Tashtegohttp://en.wikipedia.org/wiki/Moby-Dick8D Worldhttp://www.8dworld.com/en/home.htmlAcademia.eduhttp://www.academia.edu/Apap.TVhttp://apap.tv/Admeldhttp://www.admeld.com/Altius Educationhttp://www.altiused.com/Aviaryhttp://www.aviary.com/Boxeehttp://www.boxee.tv/Bug Labs Contextinhttp://www.sparkcapital.com/company/contextinEtorohttp://www.etoro.com/Exfmhttp://ie.ex.fm/Fitorbithttp://www.fitorbit.com/FourSquarehttps://foursquare.com/Frontier Stragety Grouphttp://frontierstrategygroup.com/GDGThttp://gdgt.com/Group Commercehttp://www.groupcommerce.com/Informhttp://en.wikipedia.org/wiki/InformIntunehttp://www.microsoft.com/en-us/windows/windowsintune/pc-management.aspxIpWirelesshttp://www.ipwireless.com/Janahttp://jana.com/Kateevahttp://kateeva.com/Kikhttp://www.kik.com/Kit Digitalhttp://www.kitd.com/Lexityhttp://lexity.com/Linkwellhttp://linkwellhealth.com/Mandaly Mediahttp://www.neumediainc.com/Menara Networkshttp://www.menaranet.com/Next New Networkshttp://www.nextnewnetworks.com/index.htmlOmgpophttp://www.omgpop.com/Oneriothttp://blog.oneriot.com/Onswipehttp://onswipe.com/Peertransferhttp://peertransfer.com/Runkeeperhttp://runkeeper.com/Sendmehttp://www.sendme.com/Sincerelyhttp://sincerely.com/Skillsharehttp://www.skillshare.com/Stack Exchangehttp://stackexchange.com/Svpplyhttps://svpply.com/Theplatformhttp://theplatform.com/TImehophttp://timehop.com/Tumblrhttp://www.tumblr.com/Twitterhttp://twitter.com/Verivuehttp://www.verivue.com/Wayfairhttp://www.wayfair.com/Work Markethttp://www.workmarket.com/Warby Parkerhttp://www.warbyparker.com/Investment Team:Todd Dagres, Founder and General Partnertodd@sparkcapital.comSanto Politi, Founder and General Partnersanto@sparkcapital.comPaul Conway, Founder, General Partner & CFOpaul@sparkcapital.comBijan Sabet, General Partnerbijan@sparkcapital.comAlex Finkelstein, General Partneralex@sparkcapital.comMo Koyfman, General PartnerAndrew Parker, Principalandrew@sparkcapital.comDavid Haber, AnalystNabeel Hyatt, Venture PartnerSparta Groupwww.deshpandefoundation.orgFIInformation TechnologyReal EstateSeedEarlySparta Group is the private investment office of Gururaj "Desh" Deshpande, and oversees the activities for the Deshpande Foundation. Sparta invests in a broad range of assets, including early-stage technology companies, hedge funds, private equity, direct investments, real assets, and public securities. A foundation with international reach, the Deshpande Foundation focuses on development, health, education and other areas. Desh Deshpande is the founder and chairman of Sycamore Networks, and formerly of Cascade Communications. The Deshpande Foundation and a coalition of colleges and non-profit groups recently announced that a planned entrepreneurship center based at the University of Massachusetts Lowell will be called the Merrimack Valley Sandbox (see profile), and that it will be funded with $5 million from the Deshpande Foundation over five years, and an expected $10 million in supplemental funds from outside backers. The Pond-Deshpande Centre for Innovation and Entrepreneurship was launched at the University of New Brunswick, Canada to act as a catalyst to advance innovation and entrepreneurship in the province.

92 Montvale Ave., Suite 2500StonehamMA02180781-481-9055781-481-9155

Portfolio companies include:Tejas Networkshttp://www.tejasnetworks.com/Airvanahttp://en.wikipedia.org/wiki/AirvanaiDL Systemshttp://www.idlsystems.co.uk/Relicorehttp://www.relacore.com/A123 Systemshttp://a123systems.com/Ocular Therapeutixhttp://www.ocutx.com/Investment Team:Paresh Patel, Managing Directorparesh@spartagroupllc.comVikram Desai, DirectorNirav G. Desai, Managing Directornirav@spartagroupllc.comGururaj Deshpande, FounderJaishree Deshpande, FounderRaj Melville, Executive Director Deshpande FoundationNaveen Jha, CEO Deshpande FoundationChristopher Gannon, AssociateSerge Bhachu, Vice Presidentserge@spartagroupllc.comSpectrum Equity Investorswww.spectrumequity.comPEInformation TechnologyCommunications & NetworkingMedia & Digital MediaBusiness ServicesMiddle MarketLateSpectrum Equity Investors is a private equity investor in established companies in the media, communications, information technology, and information and business services industries. Founded in 1994, Spectrum manages six private equity funds representing $4.7 billion in committed capital. Spectrum invests in a variety of transactions including leveraged buyouts, recapitalizations and dividends, acquisition financings, and secondary share purchases. The firm typically invests in growing, profitable private companies, privately negotiated investments in public companies, and leveraged acquisitions of independent companies or divisions of larger companies. Spectrum typically invests between $25 million and $100 million per investment and is capable of underwriting much larger equity amounts in conjunction with the firm's limited partners. The firm's investment professionals operate from offices in Boston and Menlo Park, California, and make investments throughout North America and Western Europe.

One International Place, 29th floorBostonMA02110617-464-4600617-464-4601

Portfolio companies include:Black Crow Mediahttp://www.blackcrowmedia.com/Bugmusichttp://www.bmgchrysalis.com/?bug=1ITXChttp://en.wikipedia.org/wiki/ITXCGenerations Networkhttp://corporate.ancestry.com/RCNhttp://www.rcn.com/dc-metro/CellularOnehttp://cellularone.com/IXTChttp://www.international-sports.com/ixtc.phpAMChttp://www.amctheatres.com/ClassicMediahttp://www.classicmedia.tv/NetQuotehttp://www.netquote.com/Trintechhttp://www.trintech.com/WorldCheckhttp://www.world-check.com/Ancestry.comhttp://www.ancestry.com/Illuminethttp://www.illuminetss7.com/Arrowheadhttp://www.arrowheadwater.com/Business monitorhttp://www.businessmonitor.com/Geneva Technologyhttp://genevasoftech.com/HealthMedXhttp://blog.healthmedx.com/Interbank Fxhttp://www.ibfx.com/iPay Technologieshttp://ipaytechnologies.com/ita Softwarehttp://www.itasoftware.com/Mortgagebothttps://www.mortgagebot.com/NetScreenhttp://www.juniper.net/us/en/Passporthealth Communicationshttp://www.passporthealth.com/index.aspxPictometryhttp://www.pictometry.com/QTChttp://en.wikipedia.org/wiki/QT_intervalRiskMetrics Grouphttp://www.msci.com/Seisinthttp://www.washingtonpost.com/wp-dyn/articles/A50577-2004Jul14.htmlAnimotohttp://animoto.com/Seamlesshttp://www.thefreedictionary.com/seamlessSurveyMonkeyhttp://www.surveymonkey.com/Apexhttp://apexlearning.com/Aprise Mediahttp://www.apprisemedia.com/CBD Mediahttp://en.wikipedia.org/wiki/CBD_MediaCharteredhttp://www.thefreedictionary.com/charteredChoice Cable TVhttp://www.choicecable.com/CCnephttp://ccnep.com.np/PatriotMediahttp://www.patriot-media.com/Sidera Networkshttp://www.sidera.net/Jazztelhttp://en.wikipedia.org/wiki/JazztelInvestment Team:William P. Collatos, Founder & Senior Managing Directorbill@spectrumequity.comKevin J. Maroni, Senior Advisorkevin@spectrumequity.comMichael J. Kennealy, Managing Directormike@spectrumequity.comChristopher T. Mitchell, Managing Directorchris@spectrumequity.comJim Quagliaroli, Managing Directorjim@spectrumequity.comAdam Margolin, Principaladam@spectrumequity.comBrion B. Applegate, Founder and Managing Director (Menlo Park Office)brion@spectrumequity.com Randy J. Henderson, Managing Director and CFO (Menlo Park Office)randy@spectrumequity.comVictor E. Parker, Managing Director (Menlo Park)vic@spectrumequity.comBenjamin C. Spero, Managing Director (Menlo Park)bspero@spectrumequity.comPeter T. Jensen, Principal (Menlo Park)pete@spectrumequity.comStephen M. LeSieur, Principal (Menlo Park)steve@spectrumequity.comMichael Farrell, Principalmfarrell@spectrumequity.comSpinnaker Capital, LLCwww.spincap.comVCFOFInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialConsumer ProductsReal EstateMiddle MarketSpinnaker Capital, LLC is the alternative investment division of The Bollard Group, LLC. Spinnaker has been investing directly in private companies and has been making commitments to funds since 1997 on behalf of a select number of high net-worth families. Spinnaker's focus includes venture capital, private equity, hedge funds, real estate, and special public equity opportunities. Spinnaker has made investments across industries including technology, healthcare, industrial, and consumer related businesses. Traditionally, Spinnaker Capital also takes an active role in the formation of new funds and investment organizations. It provides initial start-up capital, makes lead LP commitments, serves as an adviser, and provides co-investment capital. Bollard Group clients have included Boston Scientific Corp. founders Peter Nicholas and John Abele.

One Joy StreetBostonMA02108617-720 5800617-720-3490

Portfolio companies include:VisEnhttp://visen.net/Aexis Telecomhttp://www.corporationwiki.com/Texas/Dallas/aexis-telecom-inc/35366382.aspxCarGurushttp://www.cargurus.com/Investment Team:Tas Parafestas, Managing Memberaparafestas@bollard.comSpray Venture Partnerswww.spraypartners.comVCLife Sciences & HealthcareEarlySpray Venture Partners (SPV) focuses exclusively on emerging healthcare technology companies. The firm encourages partnerships with clinicians and entrepreneurs to form a company that meets an unmet healthcare need. Spray works with clinicians who have invented technologies that can either improve patient outcomes or lower treatment costs, and who utilize Spray to develop a business plan. Spray's network of advisors includes contacts at multinational companies such as Johnson and Johnson, Boston Scientific, Scimed and Baxter.

2330 Washington StreetNewtonMA02462617-332-6060617-332-6070

Portfolio companies include:Circe Biomedicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26505Acornhttp://en.wikipedia.org/wiki/AcornConfluent Surgicalhttp://www.durasealinfo.com/SurVivaLinkhttp://www.aedsuperstore.com/survivalink-accessories.htmlEkoshttp://www.ekos.com/Corazon Technologieshttp://www.magicvc.com/portfolio/corazon.htmlDirect Flowhttp://www.directflowmedical.com/Therushttp://thesaurus.com/Tryton Medicalhttp://www.trytonmedical.com/Endoneticshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=28074Leptos Biomedicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26754706Solacehttp://dictionary.reference.com/browse/solaceInterlace Medicalhttp://www.prnewswire.com/news-releases/hologic-acquires-interlace-medical-113065849.htmlProvasishttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=729627Seacoast Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=728869Facet Solutionshttp://facetsolutions.com/Highgate Orthopedicshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=729764Intrinsic Orthopedicshttp://intrinsicortho.com/index.htmlCascade Ophthalmicshttp://cascadeoptx.com/Kolis Scientifichttp://www.venturedeal.com/News/2007/1/19/Kolis%20Scientific%20Sees%20$15M%20Series%20BCoTherixhttp://en.wikipedia.org/wiki/CoTherixPneumRxhttp://pneumrx.com/Solace Therapeuticshttp://solacetx.com/company.htmlInvestment Team:Kevin Connors, General Partnerkconnors@spraypartners.comJ. Daniel Cole, General Partnerdcole@spraypartners.comStage 1 Ventures, LLCwww.stage1ventures.comVCInformation TechnologySoftware & InternetEarlyStage 1 Ventures is an early stage venture capital firm which invests in companies that have demonstrated market enabling IP. Stage 1 serves companies located throughout the world and that tend to be capital efficient and "more about the movement of bits than atoms." Stage 1's market focus is in Mobile, the Executable Internet or Software as a Service (SaaS), IPTV and Internet Video, Pay-For-Performance Marketing and Advertising, and Security. The management team of Stage 1 has invested in more than 100 companies over the last twenty years, roughly half of them in the mid-Atlantic region, and has produced almost $1 billion of investment proceeds. The firm has offices in Massachusetts, California and Taiwan.

1000 Winter Street, Suite 2000WalthamMA02451781-772-1010941-847-7121

Portfolio companies include:Carbonitehttp://www.carbonite.com/en/OnePINhttp://www.onepin.com/inStream Mediahttp://www.instreamglobal.com/Skyhook Wirelesshttp://en.wikipedia.org/wiki/Skyhook_WirelessNimbithttp://en.wikipedia.org/wiki/NimbitPhantomAlerthttp://www.phantomalert.com/AdelaVoicehttp://www.adelavoice.com/Hiplogichttp://www.crunchbase.com/company/hiplogicMCCIhttp://www.mcci.com/mcci-v5/index.htmlRingleaderhttp://dictionary.reference.com/browse/ringleaderxPeerienthttp://www.xpeerient.com/Veloxumhttp://www.veloxum.com/Innerpasshttp://innerpass.com/Myxerhttp://www.myxer.com/Zapointhttp://www.zapoint.com/Magnify.nethttp://www.magnify.net/itvhttp://www.itv.com/Wing Powerhttp://wingpowerenergy.com/OwnerIQhttp://www.owneriq.com/Paydienthttp://www.paydiant.com/Marxenthttp://www.marxentlabs.com/DropFirehttp://dropfire.com/Delfigo Securityhttp://delfigosecurity.com/Investment Team:David William Baum, Partnerdwbaum@stage1ventures.comJonathan Gordon, Partnerjgordon@stage1ventures.comRod Randall, Special Strategic Advisorrrandall@stage1ventures.comRalph A. Rodriguez, Research Fellowrrodriguez@stage1ventures.comKevin A. Werner, Operating Partner (San Diego)kwerner@stage1ventures.comGary Shih, Operating Partner (Taiwan)gshih@stage1ventures.comDavid H. Buckley, Operating Partnerdbuckley@stage1ventures.comBill OConnell, Operating Partnerboconnell@stage1ventures.comStage 1 Ventures, LLCwww.stage1ventures.comSoCalVCInformation TechnologySoftware & InternetEarlyStage 1 Ventures is an early stage venture capital firm which invests in companies that have demonstrated market enabling IP. Stage 1 serves companies located throughout the world and that tend to be capital efficient and "more about the movement of bits than atoms." Stage 1's market focus is in Mobile, the Executable Internet or Software as a Service (SaaS), IPTV and Internet Video, Pay-For-Performance Marketing and Advertising, and Security. The management team of Stage 1 has invested in more than 100 companies over the last twenty years, roughly half of them in the mid-Atlantic region, and has produced almost $1 billion of investment proceeds. The firm has offices in Massachusetts, California and Taiwan.

5580 La Jolla Blvd., Unit 80La JollaCA92037650-336-3778

Portfolio companies include:Carbonitehttp://www.carbonite.com/en/OnePINhttp://www.onepin.com/inStream Mediahttp://www.instreamglobal.com/Skyhook Wirelesshttp://en.wikipedia.org/wiki/Skyhook_WirelessNimbithttp://en.wikipedia.org/wiki/NimbitPhantomAlerthttp://www.phantomalert.com/AdelaVoicehttp://www.adelavoice.com/Hiplogichttp://www.crunchbase.com/company/hiplogicMCCIhttp://www.mcci.com/mcci-v5/index.htmlRingleaderhttp://dictionary.reference.com/browse/ringleaderxPeerienthttp://www.xpeerient.com/Veloxumhttp://www.veloxum.com/Innerpasshttp://innerpass.com/Myxerhttp://www.myxer.com/Zapointhttp://www.zapoint.com/Magnify.nethttp://www.magnify.net/itvhttp://www.itv.com/Wing Powerhttp://wingpowerenergy.com/OwnerIQhttp://www.owneriq.com/Paydienthttp://www.paydiant.com/Marxenthttp://www.marxentlabs.com/DropFirehttp://dropfire.com/Delfigo Securityhttp://delfigosecurity.com/Investment Team:David William Baum, Partnerdwbaum@stage1ventures.comJonathan Gordon, Partnerjgordon@stage1ventures.comRod Randall, Special Strategic Advisorrrandall@stage1ventures.comRalph A. Rodriguez, Research Fellowrrodriguez@stage1ventures.comKevin A. Werner, Operating Partner (San Diego)kwerner@stage1ventures.comGary Shih, Operating Partner (Taiwan)gshih@stage1ventures.comDavid H. Buckley, Operating Partnerdbuckley@stage1ventures.comBill OConnell, Operating Partnerboconnell@stage1ventures.comStaley Capital Management, LLCwww.staleycapital.comPEBusiness ServicesMiddle MarketLaunched in April 2008, Staley Capital is led by Renny Smith and Amit Basak. The firm's investments typically build recurring, long-term customer relationships, differentiating themselves with the application of technology and the use of offshore resources. Staley makes $10-$100MM growth equity and buy-out investments. Co-Founder, Renny Smith has invested nearly $500MM of capital with approximately a 3x return multiple. Renny was a partner at Thomas H. Lee Partners for a decade and in 1999 Co-Founded TH Lee Putnam Ventures (see profile).

950 Winter Street, Suite 1701 WalthamMA02451781-487-2222781-487-0033

Portfolio companies include:Acclarishttps://www.acclarisonline.com/acclaris/logindisplay.jsp?app=docmgmt&mode=SClickSquaredhttp://www.clicksquared.com/Investment Team:Renny Smith, Managing Partnerrsmith@staleycapital.comAmit Basak, General Partnerabasak@staleycapital.comRamanan Raghavendran, Special PartnerStata Venture PartnersVCInformation TechnologySoftware & InternetEarlyStata Venture Partners is a private equity fund that invests in early stage, new business opportunities around the world. The firm has strategic investments in a wide array of technologies ranging from semiconductors to telecommunications backbone and infrastructure. Stata Ventures specializes in helping companies build the internal infrastructure and long term strategic plan needed to be successful. Stata Ventures was begun by Ray Stata, founder and Chairman of Analog Devices (NYSE: ADI), a leading semiconductor corporation. According to published reports, Stata recently closed $101 million for its second investment fund.

197 1st AvenueNeedhamMA02494-2816781-591-5210

Portfolio companies include:Emberhttp://www.ember.com/Nanterohttp://www.nantero.com/Soft-exhttp://www.soft-ex.net/Lumichttp://panasonic.net/avc/lumix/Softech Telecomhttp://www.soft-ex.net/Traxsishttp://traxxas.com/Cetekhttp://cetektechnologies.com/Sentrigohttp://www.mcafee.com/us/about/sentrigo.aspxShaserhttp://shaser.com/Lilliputian Systemshttp://lilliputiansystemsinc.com/OmniGuidehttp://www.omni-guide.com/ZikBithttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=51624026Amimonhttp://www.amimon.com/WiTricityhttp://witricity.com/Yottaahttp://www.yottaa.com/Digital Lumenshttp://www.digitallumens.com/AXSUN Technologieshttp://www.axsun.com/products/NABsyshttp://nabsys.com/Investment Team:Ray Stata, FounderLeonard Barbieri, Managing PartnerStill River Fundswww.stillriverfund.comVCInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareEarlyFormed in 1996, Still River has four funds from which it has made investments: Dean's Hill Limited Partnership, Still River Fund LP (SRF) and Still River Fund II LP (SRF II), and Still River Fund III LP (SRF III). Dean's Hill and SRF are fully invested at this time. SRF II closed in December 1999 and SRF III in 2005 and are currently being invested. Most investments that SR makes will be in private companies located in the Northeast U.S. and doing business in IT, communications, and life sciences (specifically genomics, biotechnology and pharmaceutical development sectors). In most cases a member of the SR team serves on the Board of Directors of the company. Initial SR portfolio company investments are between $500K and $5 million. Still River has made investments in 20 portfolio companies.

1601 Trapelo Road, Suite182WalthamMA02451781-290-5363781-290-0606

Portfolio companies include:Bus-Techhttp://www.bustech.com/MEMSIChttp://www.memsic.com/Contour Semiconductorhttp://www.contoursemi.com/Stargushttp://stargus.sourceforge.net/US Genomicshttp://pathogenetix.com/Xelor Softwarehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=20632727Broadband Access Systemshttp://www.trangobroadband.com/wireless-products/multipoint-broadband-access/Access5830-System.aspxSpinwave Systemshttp://www.spinwavesystems.com/products.htmUS Genomicshttp://pathogenetix.com/Antisomahttp://www.antisoma.com/Investment Team:Jim Saalfield, Managing General Partnerjim.saalfield@stillriverfund.comBarbara Kroll, Chief Administrator, 781-290-0077barbara.kroll@stillriverfund.comSummerhill Venture Partnerswww.summerhillvp.comVCInformation TechnologyCommunications & NetworkingMedia & Digital MediaSeedEarlyGrowthExpansionSummerhill Venture Partners is a venture capital firm managing $175 million with offices in Toronto and Boston. Specific investment areas of interest include: Mobile applications and enabling next generation platforms; Products and services for the digital home and digital consumer; Enterprise Cloud based services; Enterprise and carrier software and security applications; and Advanced Video and Social Media applications. Summerhill's predecessor firm, BCE Capital, had a successful track record dating back to 1987 of investing in, and assisting entrepreneurs and their emerging growth companies. Summerhill was formed in July 2007, when BCE Capital spun out of BCE, Inc. and changed its name. The firm is primarily interested in earlier stage investment opportunities (Seed and Series A) located in the Northeastern United States, primarily New York, Boston and D.C., and Central and Eastern Canada. Initial investments range from $500,000 up to $4 million. Summerhill invests up to $15 million in total per company. A typical first investment from Summerhill can be as small as $500,000 for seed-stage companies and as large as $10M+ for later-stage companies.

53 State Street, 6th FloorBostonMA02109617-314-9196978-287-0146

Portfolio companies include:Bridgeport Networkshttp://counterpath.com/JumpTaphttp://www.jumptap.com/Ellacoya Networkshttp://www.arbornetworks.com/Vantrixhttp://www.vantrix.com/Arbor Networkshttp://ddos.arbornetworks.com/Radian 6http://www.radian6.com/BLiNQhttps://www.blinq.com/Scribble Technologieshttp://www.scribblelive.com/Genbandhttp://www.genband.com/Pollenwarehttp://pollenware.com/CargoMetricshttp://cargometrics.com/Sonianhttp://www.sonian.com/Investment Team:Gary Rubinoff, Managing Partner (Boston)grubinoff@summerhillvp.comWill Kohler, General Partner (Boston)wkohler@summerhillvp.comJoe Catalfamo, Managing Partner (Toronto)jcatalfamo@summerhillvp.comOmmer Chohan, Chief Financial Officer (Toronto)ochohan@summerhillvp.comBrian Kobus, Vice President (Toronto)bkobus@summerhillvp.comSummit Partnerswww.summitpartners.comVCPEInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialFinancial ServicesConsumer ProductsGrowthExpansionMiddle MarketFounded in 1984, Summit Partners has raised more than $15 billion and financed over 365 companies. The firm's investments are based in the U.S., with a growing number in Europe and Asia. Summit Partners makes growth equity investments in rapidly growing companies with proven business models, records of revenue and earnings growth. Summit Partners focuses on software, communications technology and services, semiconductors and electronics, Internet and information services, media and entertainment, energy, business services, financial services, healthcare and life sciences, industrial products, consumer products, and other growth industries. The firm will invest as little as $5 million to more than $500 million per company in combined equity and subordinated debt. Summit currently manages nearly $9 billion in capital via three different fund styles: Private Equity Funds (Growth equity, shareholder liquidity, recapitalization, and management buyout investments of $30 million to more than $500 million); Venture Capital Funds (Growth equity and shareholder liquidity investments of $5 million to $30 million in growing, profitable companies); and Subordinated Debt Funds (Mezzanine debt financing of up to $125 million, available in conjunction with a Summit Partners equity investment).

222 Berkeley Street, 18th FloorBostonMA02116617-824-1000617-824-1100

Portfolio companies include:Tivoli Audiohttp://www.tivoliaudio.com/Bartlett Holdingshttp://www.bhienergy.com/Associahttp://www.associaonline.com/National Veterinary Associateshttp://www.nvaonline.com/NameMediahttp://namemedia.com/Accedian Networkshttp://www.accedian.com/Acturishttp://www.acturis.com/ApoCellhttp://www.apocell.com/Casa Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=10332229Cloudmarkhttp://www.cloudmark.com/Hiperoshttp://www.hiperos.com/Access Information Managementhttp://accesscorp.com/Actix Limitedhttp://www.actix.com/Belkinhttp://www.belkin.com/Bigpointhttp://www.bigpoint.com/Cetero Researchhttp://www.cetero.com/Empower RF Systemshttp://www.empowerrf.com/Flow Tradershttp://www.flowtraders.com/Fortegra Financialhttp://fortegra.com/Globe Wirelesshttp://www.globewireless.com/IMMCO Diagnosticshttp://www.immcodiagnostics.com/Krishidhan Seeds Limitedhttp://www.krishidhanseeds.com/Nomacorchttp://www.nomacorc.com/OB Hospitalist Grouphttp://obhospitalistgroup.com/Sparta Systemshttp://www.spartasystems.com/360 Treasury Systems AGhttp://www.360t.com/CareCentrixhttp://carecentrix.com/Continuumhttp://en.wikipedia.org/wiki/ContinuumDelphixhttp://www.delphix.com/Heart to Heart Hospicehttp://www.hearttohearthospice.com/Rocket Fuelhttp://rocketfuel.com/Solutionreachhttp://www.solutionreach.com/Wowza Media Systemshttp://www.wowza.com/Zenosshttp://www.zenoss.com/Investment Team:Bruce R. Evans, Managing Director (Boston)bevans@summitpartners.comMartin J. Mannion, Managing Director (Boston)mmannion@summitpartners.comThomas S. Roberts, Managing Director (Boston)troberts@summitpartners.comJoseph F. Trustey, Managing Director (Boston)jtrusty@summitpartners.comJohn R. Carroll, Managing Director (Boston)john@summitpartners.comJames M. Freeland, Managing Director (Boston)jfreeland@summitpartners.comGregg J. Nardone, Managing Director (Boston)gnardone@summitpartners.comE. Roe Stamps IV, Founding Managing Director (Boston)Alexander D. Whittemore, Managing Director (Boston)awhittemore@summitpartners.comStephen G. Woodsum, Founding Managing Partner (Boston)swoodsum@summitpartners.comChristopher J. Dean, Managing Director (Boston)cdean@summitpartners.comThomas H. Jennings, Managing Director (Boston)tj@summitpartners.comSustainVCwww.sustainvc.comVCMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareAgriculture & Agricultural ScienceEarlyExpansionSustainVC makes investments in the early and expansion stages of companies that provide social and environmental benefit to the world. The firm targets these "triple bottom line" companies primarily in the areas of: Food and Organics, Health and Wellness, Energy and Environment, Education and Media, and Community and International Development. SustainVC manages a series of private equity/venture capital investment funds through a program called the Patient Capital Collaborative (PCC). PCC invests in companies that apply for financing through Investors' Circle, an association of accredited investors who provide "Patient Capital for a Sustainable Future." Through PCC, SustainVC invests as the lead or participant in rounds of equity and equity-related securities as small as $500,000 and as large as $5,000,000. Capital for PCC's funds is provided by high net worth individuals.

Damon Mill Square, Suite 6CConcordMA01742

Portfolio companies include:New Day Farmshttp://www.newdayfarm.com/Ocean Renewable Powerhttp://orpc.co/Rivertop Renewableshttp://rivertop.com/Origin Biomedhttp://www.originbiomed.com/Solmetrichttp://www.solmetric.com/Boston Heart Diagnosticshttp://bostonheartlab.com/Bikestationhttp://home.bikestation.com/Avancenhttp://avancen.com/Transplant Connecthttp://www.manta.com/c/mmgvm9s/transplant-connect-incCastlewood Surgicalhttp://www.castlewoodsurgical.com/About_Mission.htmlDailyWorth.comhttp://dailyworth.com/Locus Energyhttp://locusenergy.com/Gridtest Systemshttp://www.gridtest.com/Goalbookhttp://goalbookapp.wordpress.com/Investment Team: Sky Lance, Managing Principal, 978-369-5043Sky@SustainVC.comTom Balderston, Managing Principal (Pennsylvania), 610-688-4840Tom@SustainVC.comBetsy Sherr, Office Manager, 978-451-0299Betsy@SustainVC.comSustainVCwww.sustainvc.comVCMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareAgriculture & Agricultural ScienceEarlyExpansionSustainVC makes investments in the early and expansion stages of companies that provide social and environmental benefit to the world. The firm targets these "triple bottom line" companies primarily in the areas of: Food and Organics, Health and Wellness, Energy and Environment, Education and Media, and Community and International Development. SustainVC manages a series of private equity/venture capital investment funds through a program called the Patient Capital Collaborative (PCC). PCC invests in companies that apply for financing through Investors' Circle, an association of accredited investors who provide "Patient Capital for a Sustainable Future." Through PCC, SustainVC invests as the lead or participant in rounds of equity and equity-related securities as small as $500,000 and as large as $5,000,000. Capital for PCC's funds is provided by high net worth individuals.

336 King of Prussia RoadRadnorPA19087610-688-4840

Portfolio companies include:New Day Farmshttp://www.newdayfarm.com/Ocean Renewable Powerhttp://orpc.co/Rivertop Renewableshttp://rivertop.com/Origin Biomedhttp://www.originbiomed.com/Solmetrichttp://www.solmetric.com/Boston Heart Diagnosticshttp://bostonheartlab.com/Bikestationhttp://home.bikestation.com/Avancenhttp://avancen.com/Transplant Connecthttp://www.manta.com/c/mmgvm9s/transplant-connect-incCastlewood Surgicalhttp://www.castlewoodsurgical.com/About_Mission.htmlDailyWorth.comhttp://dailyworth.com/Locus Energyhttp://locusenergy.com/Gridtest Systemshttp://www.gridtest.com/Goalbookhttp://goalbookapp.wordpress.com/Investment Team: Sky Lance, Managing Principal, 978-369-5043Sky@SustainVC.comTom Balderston, Managing Principal (Pennsylvania), 610-688-4840Tom@SustainVC.comBetsy Sherr, Office Manager, 978-451-0299Betsy@SustainVC.comSV Life Scienceswww.svlsa.comVCLife Sciences & HealthcareMedical DeviceSeedEarlyGrowthExpansionSV Life Sciences (SVLS), is an international life sciences focused venture capital adviser and manager. SVLS invests in companies within the human life sciences sector including biotechnology and pharmaceuticals, medical devices and instruments, and healthcare IT and services. SVLS was established in 1993 and currently has offices in Boston, London and San Francisco. SVLS advises or manages five funds with total capital of approximately $2.0B, which invest in companies at all stages of development. The firm primarily invests amounts of between $1M and $40M in North America and Europe, but will consider innovative investments in other regions. SVLS has 29 professionals who are able to provide hands on scientific, advisory and financial support to their portfolio companies. SV Life Sciences became independent of the Schroder Ventures Group in 2001, and in January 2005 changed its name to SV Life Sciences to reflect independent ownership. SVLSFV closed in June 2010 with total commitments of $513M (plus $11 million of co-investments committed by partners and individuals affiliated with SVLS). As at December 31, 2012 the Fund had invested $199M in 26 portfolio companies.

One Boston Place201 Washington St., Suite 3900BostonMA02108617-367-8100617-367-1590

Portfolio companies include:AllianceCarehttp://alliancecare.com/Alineahttp://www.alinea-restaurant.com/Achillionhttp://www.achillion.com/Cadent Technologieshttp://www.cadentech.com/Spinal Kineticshttp://www.spinalkinetics.com/CardioFocushttp://cardiofocus.com/Quick Study Radiologyhttp://www.qs-r.com/Concentric Medicalhttp://concentric-medical.com/EBR Systemshttp://ebrsystemsinc.com/Entellushttp://www.entellusmedical.com/Ikanohttp://www.ikano.com/NeoVistahttp://neovistainc.com/Bicycle Therapeuticshttp://www.bicycletherapeutics.com/CardioKinetixhttp://cardiokinetix.com/Catabasishttp://catabasispharma.com/Delenex Therapeuticshttp://www.delenex.com/Halsionhttp://halsion.com/Imagen Biotechhttp://imagen-biotech.com/Kalvistahttp://kalvista.com/Link Medicinehttp://linkmedicine.com/MindFramehttp://www.mindframetheaters.com/Neurotechhttp://www.neurotechusa.com/Ocular Therapeutixhttp://www.itherapeutix.com/Oxagenhttp://www.oxygen.com/PanOpticahttp://panopticapharma.com/AqueSyshttp://aquesys.com/Arsanishttp://arsanis.com/Autifony Therapeuticshttp://autifony.com/Broadlanehttp://www.broadlane.com/Cibiemhttp://www.dotmed.com/news/story/20703/Convergence Pharmaceuticalshttp://www.convergencepharma.com/Cyterix Pharmaceuticalshttp://www.cyterix.com/Good Start Geneticshttp://www.goodstartgenetics.com/Health Essentialshttp://healthessentials.org/Homecare Homebasehttp://www.hchb.com/Investment Team:James Garvey, Chairman and Managing Partnerjames.garvey@svlsa.comDavid Milne, Managing Partnerdavid.milne@svlsa.comBruce Cerullo, Venture Partnerbruce.cerullo@svlsa.comDarren Black, Partnerdarren.black@svlsa.comDavid Guyer, Partnerdavid.guyer@svlsa.comDenise Marks, Partner & CFOdenise.marks@svlsa.comTillman Gerngross, Venture Partnertillman.gerngross@svlsa.comTom Flynn, Partnertom.flynn@svlsa.comPaul LaViolette, Partnerpaul.laviolette@svlsa.comGreg Madden, Portfolio Managergreg.madden@svlsa.comBruce A Peacock, Venture Partnerbruce.peacock@svlsa.comBob Palmisano, Venture Partnerbob.palmisano@svlsa.comSverica Internationalwww.sverica.comPEManufacturing & IndustrialBusiness ServicesMiddle MarketSverica International, founded in 1993, is a private equity firm with over $425 million of capital under management across three funds. Sverica's investment focus has always been on owner-operated businesses in the lower middle market. In 2001 Sverica International Fund I was raised with over $39MM in equity capital, which was invested in six portfolio companies. Sverica International Fund II was closed in 2005 with $123MM of equity capital, which was invested in 12 portfolio companies. Fundraising of Sverica International Fund III closed in 2008 with over $272MM of committed capital from leading institutional and individual investors. Sverica targets companies with $100MM of enterprise value and greater than $3MM of EBITDA (earnings before interest, taxes, depreciation and amortization). The typical size of an equity investment is $10-$40MM. Sverica invests in companies located in the U.S. and Canada and the firm is industry agnostic, but prefers business services and light manufacturing businesses.

Prudential Tower800 Boylston Street, Suite 3325BostonMA02199617-695-0221617-507-1057

Portfolio companies include:Accuvanthttp://www.accuvant.com/Ackerman Security Systemshttp://www.ackermansecurity.com/Care Factorhttp://www.carefactor.com/Center Rockhttp://www.centerrock.com/DocuLynxhttp://www.doculynx.com/Magellanshttp://www.magellans.com/The Center for Wound Healinghttp://centerwh.com/Creative Catalog Conceptshttp://creativecatalogconcepts.com/MC Signhttp://www.mcsign.com/Oasis Records Managementhttp://www.oasisrm.co.uk/PROEMhttp://proem.org/Prospect Educationhttp://prospecteducation.com/Quest Educationhttp://www.questeducation.com/Sheet Music Plushttp://www.sheetmusicplus.com/Syscon Justice Systemshttp://www.syscon.net/US Linerhttp://uslco.com/IMS Hospitalisthttp://imshospitalist.com/Investment Team: K. Gunnar Bjorklund, Partner, 415-249-4902gunnar@sverica.comDavid Finley, Partner (Boston), 617-695-0201dave@sverica.comAlessandro L. Mina, Partner (Boston), 617-695-0200sandro@sverica.comFrank M. Young, Partner, 415-249-4903frank@sverica.comJohn McLane, Principal, 415-249-0125john@sverica.comJordan Richards, Principal, 415-249-0126jordan@sverica.comGregg Osenkowski, Vice President (Boston), 617-695-0275gregg@sverica.comRyan Harstad, Vice President, 415-249-0127ryan@sverica.comSwift River Investmentswww.swiftriverinvestments.comPEFIEnergy & Clean TechLife Sciences & HealthcareBusiness ServicesConsumer ProductsMiddle MarketFounded in 2005 by the James family, Swift River Investments is a family private equity investment firm that focuses on creating opportunity for its stakeholders, including company owners and management. The firm provides capital for growth, recapitalizations, or management buyouts with initial equity investments in the range of $5 million to $20 million. The firm's ideal company should have a history of $1 million in EBITDA or $10 millon in revenue. Swift River prefers to invest in low-technology companies in healthcare, consumer products, and service companies. Swift River does not invest in offshore-based companies, distressed companies, or unproven start-ups.

58 Wilder RoadBoltonMA01740978-779-2883978-779-2886

Portfolio companies include:Allied Wireline Serviceshttp://alliedwireline.com/Davis Standardhttp://www.davis-standard.com/Flare Industrieshttp://flareindustries.com/Hamilton Ranchhttp://www.hamiltonranch.com/iLevel Solutionshttp://ilevelsolutions.com/Pro Stim Serviceshttp://www.prostimservices.com/Simms Fishing Productshttp://www.simmsfishing.com/Richey Oilfield Constructionhttp://start.cortera.com/company/research/k2p8nyn2s/richey-oilfield-construction/True North Golf Clubhttp://www.truenorthgolf.com/W-Technologyhttp://wtechnologylink.com/Investment Team:Benjamin B. James, Managing PartnerDavid R. James, Managing PartnerHamilton E. James, Managing PartnerSymmetric Capitalwww.symmetriccapital.comPESoftware & InternetLife Sciences & HealthcareManufacturing & IndustrialFinancial ServicesConsumer ProductsEducation & TrainingMiddle MarketSymmetric Capital is a private equity firm dedicated to investments in growth companies throughout the United States and Canada. The firm focuses on established businesses led by proven management teams at proven, profitable, growing companies. Typically, Symmetric looks for: revenues of $10 million or more; cash flow of $2 million or more; management largely in place and eager to retain or increase their equity ownership; and equity capital needs of $5-$25 million. The Symmetric team has historical experience working in a broad range of industries, including: Business services, Consumer products, Healthcare services, Applied technology, Industrial products, Financial Services, and Software. Symmetric currently manages funds with over $200 million in committed capital.

950 Winter Street, Suite 2500WalthamMA02451781-419-1100781-419-1101

Portfolio companies include:Acurexhttp://www.nyco-systems.com/Products/mfr.php?mfg=130Airservhttp://www.airservcorp.com/who_we_are.phpAppro Systemshttp://www.appro.com/Astechhttp://astech-usa.com/Belkinhttp://www.belkin.com/Biomedical Structureshttp://www.bmsri.com/BioRxhttp://biorx.net/wp/category/home/CBS Payroll Serviceshttp://cbspayrollservice.com/ChanTesthttp://www.chantest.com/Cidcohttp://www.cidco.com/Complete Innovationshttp://www.completeinnovations.com/EMED Co.http://www.emedco.com/First Marketinghttp://www.befirstmarketingsolutions.com/The Galtney Grouphttp://www.summitpartners.com/investments/Galtney-Group.aspxGryphon Networkshttp://www.gryphonnetworks.com/Insperityhttp://www.insperity.com/K-Tekhttp://ktekcorp.com/NewStar Financialhttp://www.newstarfin.com/P&H Solutionshttp://p-h-solutions.com/Pacer Electronicshttp://www.pacerelectronics.com/Poorman-Douglashttp://www.epiqsystems.com/Quote.comhttp://www.quote.com/Sanitorshttp://www.sanitors.com/School Improvement Networkhttp://www.schoolimprovement.com/Somero Enterpriseshttp://www.somero.com/TekLinkshttp://teklinks.com/Academic Management Serviceshttp://www.lehman.edu/administration/business-office/bursar-office/academic-management-service.phpInvestment Team:Daniel K. Doyle, Managing Partner, 781-419-1120ddoyle@symmetriccapital.comRobert V. Walsh, Managing Partner, 781-419-1110rwalsh@symmetriccapital.comTodd M. Rainville, General Partner, 781-419-1130trainville@symmetriccapital.comMary Murphy Westover, Chief Financial Officer, 781-419-1180mwestover@symmetriccapital.comEugene R. Nogi, Vice President, 781-419-1135gnogi@symmetriccapital.comTA Associateswww.ta.com VCPEInformation TechnologyLife Sciences & HealthcareBusiness ServicesFinancial ServicesConsumer ProductsExpansionMiddle MarketFounded in 1968, TA Associates is one of the oldest and largest private equity firms in the world. The firm has a capital base of $18 billion and has invested in more than 400 current and former portfolio companies. The size of TA's investments range from $50 million to $500 million in equity, and $10 million to $50 million in subordinated debt transactions that value businesses generally from $150 million to $3 billion. The firm's industry focus includes Technology, Financial services, Healthcare, Business services and Consumer. TA has more than 60 investment professionals in offices in Boston, Menlo Park, Mumbai Hong Kong, and London. The firm invests in companies based in North America, Europe, and India, concentrating on profitable growth companies.

John Hancock Tower, 56th Floor200 Clarendon StreetBostonMA02116617-574-6700617-574-6728

Portfolio companies include:2nd Story Softwarehttp://www.taxact.com/company/company_aboutus.asp5.11http://www.511tactical.com/Alma Lasershttp://www.almalasers.com/Amann Girrbachhttp://www.amanngirrbach.com/American Access Carehttp://americanaccesscare.com/Aurora Networkshttp://www.aurora.com/site/AVG Technologieshttp://www.avg.com/us-en/homepageCardtronicshttp://www.cardtronics.com/Cath Kidstonhttp://www.cathkidston.co.uk/Circle Graphicshttp://circlegraphicsonline.com/Cypress Pharmaceuticalhttp://cypressrx.com/Dealer Tirehttp://www.dealertire.com/Dr Lal PathLabshttp://www.lalpathlabs.com/eCirclehttp://www.ecircle.com/Epic Media Grouphttp://www.epicmediagroup.com/e-Rewardshttp://www.e-rewards.com/eSecLendinghttp://eseclending.com/First American CoreLogichttp://www.corelogic.com/Fotolia Holdingshttp://www.ta.com/investments/port_detail.asp?sector=5&start=10FreeWave Technologieshttp://www.freewave.com/GlobeOp Financial Serviceshttp://www.globeop.com/Idea Cellularhttp://www.ideacellular.com/wps/portalIntraLinkshttp://www.intralinks.com/ION Trading Grouphttp://www.iontrading.com/K2 Advisorshttp://www.k2advisors.com/Coaxishttp://www.coaxis.net/Kinetic Socialhttp://www.kineticsocial.com/M and M Directhttp://www.mandmdirect.com/MedSolutionshttp://www.medsolutionsonline.com/MetroPCS Communicationshttp://www.metropcs.com/Micromax Informaticshttp://www.micromaxinfo.com/Index.aspxMicroSeismichttp://microseismic.com/Millennium Laboratorieshttp://millenniumlabs.com/MIS Implants Technologieshttp://www.mis-implants.com/Numeric Investorshttp://numeric.com/Investment Team:Brian J. Conway, Managing Directorbconway@ta.comJeffrey S. Barber, Managing Directorsbarber@ta.comMichael S. Berk, Managing Directormberk@ta.comJonathan M. Goldstein, Managing Directorjgoldstein@ta.comA. Bruce Johnston, Managing Directorbjohnston@ta.comRoger B. Kafker, Managing Directorrkafker@ta.comC. Kevin Landry, Senior Advisorklandry@ta.comKenneth T. Schiciano, Managing Directorkts@ta.comRichard D. Tadler, Managing Directorrtadler@ta.comMichael A. R. Wilson, Managing Directormwilson@ta.comM. Roy Burns, DirectorMark H. Carter, Directormcarter@ta.comHythem T. El-Nazer, DirectorHarry D. Taylor, Directorhtaylor@ta.comRomulus Capitalwww.romuluscap.comVCInformation TechnologySeedRomulus Capital (RC) is a seed-stage venture capital fund raised to help talented students at the most entrepreneurial institutions transform their passions to action. The firm closed Romulus Capital I, focused primarily on investing in diverse ideas generated by Boston area entrepreneurs. Romulus' investment team is made up of graduate students, undergraduate students, and recent graduates. According to published reports, a regulatory filing indicated that Romulus was seeking up to $1.2 million. The firm seeks to invest between $50-500K in brilliant--often first-time--entrepreneurs who are usually affiliated with top universities and incubators.

104 Hancock St.CambridgeMA02139

Portfolio companies include:Ginger.iohttp://www.ginger.io/Soundtrackerhttp://www.soundtracker.fm/E La Cartehttp://www.elacarte.com/Crocodochttp://crocodoc.com/DashBidhttp://www.dashbid.com/Scholar Lockerhttp://www.scholarlocker.com/Zigfuhttp://zigfu.com/SGL Medicalhttp://sglmedical.com/The Tap Labhttp://thetaplab.com/Aidinhttp://aidin.com/Allurion Technologieshttp://alluriontechnologies.com/Bombfellhttp://www.bombfell.com/Classtivityhttp://classtivity.com/Disruptorbeamhttp://disruptorbeam.com/Docphinhttps://www.docphin.com/Fitocracyhttp://www.fitocracy.com/Gyfthttp://www.gyft.com/Placesterhttps://placester.com/Investment Team:Anantshree Chaturvedi, Co-Founder and General Partnerachaturvedi@romuluscap.comCankut Durgun, Co-Founder and General Partnercdurgun@romuluscap.comKrishna Gupta, Co-Founder and General Partnerkgupta@romuluscap.comAlexander Angerer, Senior Associateaangerer@romuluscap.comSebastian Leon, AssociateAndrew Liu, AssociateAnuv Ratan, AssociateFrancis Thumpasery, Associatefthumpasery@romuluscap.comVinay Trivedi, Associatevtrivedi@romuluscap.comAngela Zhang, AssociateMei Zuo, AssociateRoute 2 Digitalhttp://route2digital.comVCInformation TechnologySoftware & InternetMedia & Digital MediaSports & EntertainmentSeedEarlyRoute 2 Digital is a holding company that invests in and incubates early stage businesses seeking to leverage the unique intersection of sports, media and technology. Route 2 Digital is opportunistically putting investment capital to work up and down the capital structure in special situations via a syndicate of investors that has been investing, and realizing positive returns, with Route 2's principals since 2004. Route 2 also advises select Fortune 500 companies seeking to be disruptive in the digital sports space.

470 Totten Pond Road, Suite 306WalthamMA02451781-895-9500

Portfolio companies include:HipLogichttp://www.linkedin.com/company/hiplogicRayVhttp://www.rayv.com/Investment Team:Tracy Deforge, Partnertdeforge@route2digital.comPaul Levy, PartnerBryant McBride, Partnerbmcbride@route2digital.comRudyard Partnerswww.rudyardpartners.comFIInformation TechnologySoftware & InternetMedia & Digital MediaEarlyRudyard Partners is a next generation Family Investment Office in Concord, Massachusetts founded in 2008. Matthew Growney launched the firm, which focuses on creating and investing in early-stage consumer technology companies (hardware, software, cloud) for both mass market and specialized verticals.The firm is a specialized venture capital firm focused on investing in early stage consumer technology opportunities for the global marketplace. Rudyard aggressively pursues cutting-edge entrepreneurs that have consumer-targeted businesses and compelling market solutions. The team at Rudyard Partners has deep experience in the early stage new idea market, having invested in over seventy early stage companies since the late nineties. Growney previously was Co-founder & Managing Director of Motorola Ventures (MV), the corporate venture capital arm of Motorola, Inc.

33 Bradford Street- 2nd FloorConcordMA01742978-287-0007

Portfolio companies include:Todobebehttp://www.todobebe.com/Isabella Productshttp://isabellaproducts.com/Illume Softwarehttp://getizup.com/GP Shopperhttp://www.gpshopper.com/Dragonvest Partnershttp://dragonvestpartners.com.cn/about.htmInvestment Team:Matthew Growney, Founder & Managing Partnermatthewgrowney@comcast.netDan Williams, PartnerRafael Febres-Cordero, PartnerKen Morse, AdvisorSalix Ventureswww.salixventures.com VCLife Sciences & HealthcareEarlyGrowthExpansionSalix Ventures was founded in 1997 to pursue high growth investment opportunities in health care services companies (including health care information technology). Salix Ventures manages two venture capital partnerships with more than $180 million of committed capital. Salix is a national investor focused on investing in and supporting the best management teams and companies, regardless of location. On average, the firm invests $5-7 million per company, and typically invests half of that amount in the first round of funding, with similar amounts reserved for future private financing rounds. The firm is stage-agnostic, investing in companies seeking their first round of institutional venture capital as well as more mature companies seeking later-stage rounds. Salix does not make seed-stage investments, requiring that the companies in which it invests have some operational base already in place in an industry with a demonstrated proof of concept. The firm has a second office in Nashville.

300 Brickstone Square, Suite 504AndoverMA01810978-470-2500615-665-2912

Portfolio companies include:Vantage Oncologyhttp://www.vantageoncology.com/Habit Managementhttp://www.habitopco.com/Aethonhttp://www.aethon.com/Novologixhttp://www.novologix.net/Prism Education Grouphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=10795763U.S. Renal Carehttp://www.usrenalcare.com/Vericarehttp://vericare.com/Investment Team:Chris Grant, General Partner (Massachusetts)cgrant@salixventures.comDavid Ward, General Partner (Andover)dward@salixventures.comSaturn Partnerswww.saturnasset.comVCSoftware & InternetCommunications & NetworkingMedia & Digital MediaLife Sciences & HealthcareSeedEarlyFounded in 1994, Saturn is a Boston-based venture capital and private equity firm primarily financing seed and early stage private companies that are focused on electronic commerce, digital media, life sciences, and telecommunications. The firm has also invested opportunistically in other industry sectors that it believes have high growth potential. Saturn has arranged equity financing of over $100 million for more than 20 emerging growth companies. Saturn has a total of $42 million under management.

75 Federal Street, Suite 1320BostonMA02110617-574-3330617-574-3331

Portfolio companies include:BodyMediahttp://www.bodymedia.com/MooBellahttp://moobella.com/Sonic Foundryhttp://www.sonicfoundry.com/Akusticahttp://www.akustica.com/Twin Rivers Technologieshttp://twinriverstechnologies.com/Catalyst Oncologyhttp://www.saturnasset.com/web/portfolio/co.phpBoston Duck Tourshttp://bostonducktours.com/Constant Contacthttp://www.constantcontact.com/index.jspMarathonhttp://en.wikipedia.org/wiki/MarathonAlphacethttp://alphacet.com/the Ridehttp://www.mbta.com/riding_the_t/accessible_services/?id=7108Mismihttp://mismi.com/Axiomahttp://www.axiomainc.com/Face2Facehttp://face2face.ws/Knopp Neuroscienceshttp://www.knoppneurosciences.com/FreeMarketshttp://www.freemarkets.com/SureLogichttp://surelogic.com/ApangeaLearninghttp://apangealearning.com/Panoptohttp://www.panopto.com/American Madehttp://www.madeinusa.org/Aerishttp://www.diveaeris.com/Sonicfoundryhttp://www.sonicfoundry.com/Model Golfhttp://www.oneplanegolfswing.com/modelgolf/modelgolf.htmlNational Healthcare Exchange Serviceshttp://www.nhxs.com/index.aspxNorthStarhttp://www.northstarattahoe.com/Express KCS Media Backofficehttp://www.expresskcs.com/Think Through Mathhttp://www.thinkthroughmath.com/SureLogichttp://surelogic.com/Panevehttp://www.paneve.com/Investment Team: Susan M. N. Antonio, Partner and Chief Legal Counselsantonio@saturnasset.comEdward A. Lafferty, CFO and Partnerelafferty@saturnasset.comJeffrey S. McCormick, Chairman and Managing Partnerjmccormick@saturnasset.comRobert J. Chicoski, Partnerbchicoski@saturnasset.comWilliam Guttman Ph.D, Partnerwguttman@saturnasset.comSchooner Capital, LLCwww.schoonercapital.comFIInformation TechnologySoftware & InternetEarlyFounded in 1971, Schooner Capital, LLC is a private investment firm managing approximately $300 million. A family office headed by Vin Ryan, Schooner has no outside limited partners and approaches all investments with a long-term perspective. Areas of concentration are growth equity investments, alternative assets, and public securities. The firm focuses on U.S.-based companies. The firm also invests in hedge funds, private equity funds, venture capital funds, and other specialized alternative asset structures across sectors and across the globe.

745 Atlantic Avenue, 11th FloorBostonMA02111 617-963-5200617-963-5201

Portfolio companies include:Executrainhttp://yemen.executrain.com/Top10 Mediahttp://top10.com/top-10-media-playersSeventh Generationhttp://www.seventhgeneration.com/ZiXihttp://www.zixi.com/Orthocare Innovationshttp://orthocareinnovations.com/Railcommhttp://railcomm.com/Millstone Medical Outsourcinghttp://www.millstonemedical.com/Best Doctorshttp://www.bestdoctors.com/SRS Medicalhttp://www.srsmedical.com/Colo Railroad Builderhttp://www.colorr.com/CustomMade.comhttp://www.custommade.com/Investment Team:Vincent Ryan, Founder, Chairman and CEOPeter Binas, Managing DirectorTed Henderson, Managing DirectorSteve Maiocco, Managing Director and CFOJon Corbett, ControllerBrian Rodgers, Senior AccountantCynthia Ryan, Principalcryan@schoonercapital.comNick Ryan, AnalystLou Stathis, AccountantJake Fiechter, AnalystScott Yaphe, Managing DirectorSeacoast Capitalwww.seacoastcapital.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketFounded in 1994, Seacoast Capital invests mezzanine and equity capital in small, growing companies led by strong, entrepreneurial management teams. The firm invests in high quality U.S. businesses that are market leaders in its target industrial sectors of manufacturing, distribution, business services and industrial technologies. Seacoast looks for companies in growing or fragmented industries with revenues in excess of $10 million and operating earnings in excess of $2.0 million. The investment opportunity may be an acquisition, management buyout or internal growth. Seacoast has a particular interest in companies located in underserved urban and rural markets. The firm has over $300 million of funds under management and has made over 50 investments. The firm has an additional office in San Francisco.

55 Ferncroft Road, Suite 110DanversMA01923978-750-1300978-750-1301

Portfolio companies include:Double E Companyhttp://www.doubleeusa.com/BISCO Environmentalhttp://www.biscoenv.com/Fox Runhttp://www.foxrunorchardpark.com/Burgon Tool Steelhttp://burgon.com/CNC Diversified Manufacturinghttp://diversifiedmanufacturing.com/eFashion Solutionshttp://www.efashionsolutions.com/Katahdin Industrieshttp://www.katahdin-inc.com/Mearthane Productshttp://www.mearthane.com/Part Minerhttp://www.partminer.com/main/QuVishttp://www.quvis.com/Resolutionhttp://dictionary.reference.com/browse/resolutionUrban Expresshttp://urbanexpress.com/BTS-Patriothttp://www.bts-patriot.com/FAPS Automotive Porthttp://www.fapsinc.com/The Jay Grouphttp://www.jaygroup.com/Mountain Alarmhttp://www.mountainalarm.com/UX Specialized Logisticshttp://www.uxlogistics.com/Investment Team:Eben Moulton, Partneremoul@seacoastcapital.comThomas Gorman, Partnertgorm@seacoastcapital.comJeffrey Holland, Partner (San Francisco)jholl@seacoastcapital.comWalter Leonard, CFO, Partner and Treasurerwleon@seacoastcapital.comTimothy P. Fay, Partnertfay@seacoastcapital.comJames T. Donelan, Vice Presidentjdonelan@seascoastcapital.comPatrick Gengoux, Associatepgengoux@seascoastcapital.comSEED Venture Finance, LLCwww.seedventurefinance.comVCEDInformation TechnologyMedia & Digital MediaEarlySEED Venture Finance, LLC is a private investment firm specializing in subordinated debt, senior debt and equity investments in small and medium sized businesses. SEED Venture Finance manages SEED Ventures LP, a $20 million Small Business Investment Company (SBIC) focused on investments in Southeastern Massachusetts and Rhode Island. SEED Venture Finance invests in companies with solid management, proven products and services, and strong growth potential. SEED typically invests between $250,000 and $1.25 million in the form of subordinated debt with warrants, although larger transactions can be accommodated through a co-investment partnership with another financial institution. The firm targets companies with annual sales of $1.5 million or more. In certain situations, SEED will consider other investment structures including, equity, senior debt and royalty-based financing. SEED Venture Finance is affiliated with South Eastern Economic Development (SEED), a non-profit, SBA certified corporation set up in 1982 to improve the economy of southeastern Massachusetts by assisting small business to start-up, expand and create new jobs. SEED Corp. has 250 members and 30 directors, which includes representatives from community and business organizations, economic development agencies, local officials, banks, and small businesses.

80 Dean StreetTauntonMA02780508-822-1020508-880-7869

Portfolio companies include:Adaptive Instrumentshttp://adaptive-instruments.com/Reynolds-DeWalthttp://reynoldsdewalt.com/48HourPrint.comhttp://www.48hourprint.com/Dover Saddleryhttp://www.doversaddlery.com/Educationhttp://en.wikipedia.org/wiki/EducationIntergrated Deicing Serviceshttp://www.deicingsolutions.com/Jet Productshttp://jetprods.net/LogicBayhttp://www.logicbay.com/Mail Computer Servicehttp://www.mcsmarketing.com/Mearthance Productshttp://www.mearthane.com/MEDporthttp://www.medportllc.com/Precision Fabricatorshttp://prefabllc.com/Quantem Aviation Serviceshttp://quantemaviation.com/Raw Seafoodshttp://www.rawseafoods.com/Saylent Technologieshttp://www.saylent.com/Single Digitshttp://www.singledigits.com/Speidelhttp://www.speidel.com/Superior Apparelhttp://superiorapparelsourcing.com/Investment Team:Thomas Wooters, Vice President and Investment Advisortom@seedvf.comMaria Gooch-Smith, Administrative OperationsSeguin Partnerswww.seguinpartners.comPEMedia & Digital MediaLife Sciences & HealthcareBusiness ServicesMiddle MarketSeguin Partners is a private equity firm focused exclusively on lower middle market services companies. Seguin targets segments of the business services market including business-to-business information, publishing, media, healthcare, security, and other outsourced business services. Seguin's founders, Martin Madden and Chris Needham, have been involved in over $1 billion in financings in support of middle market leveraged buyouts, recapitalizations and growth capital over the past 20 years as private equity investors and senior lending managers. Seguin invests in companies with enterprise values from $10 million to $75 million and EBITDA of at least $2 million. The firm typically seeks to invest $5 to $20 million in equity in a company, reserving significant capital for growth and follow-on strategic acquisitions.

6 Kimball Lane, Suite 140LynnfieldMA01940339-219-0447339-219-0448

Portfolio companies include:Genesis Solutionshttp://www.genesissolutions.com/CFO Publishinghttp://www.cfo.com/Ackerman Security Systemshttp://www.ackermansecurity.com/Investment Team:Martin Madden, Managing Partnermmadden@seguinpartners.comChristopher Needham, Managing Partnercneedham@seguinpartners.comRichmond Holden, Associaterholden@seguinpartners.comDoreen Gouveia, Office Managerdgouveia@seguinpartners.comShah, Dharmeshwww.linkedin.com/in/dharmeshAInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyDharmesh Shah is an active angel investor who is also the Founder and CTO at HubSpot, Inc. Prior to HubSpot, Dharmesh was founder and CEO of Pyramid Digital Solutions, an enterprise software company selling to large financial services companies. Pyramid was a three time winner of the Inc. 500 award and an industry leader in providing innovative web applications available to millions of consumers. The company was acquired by SunGard Data Systems in 2005. Prior to Pyramid Digital Solutions, Dharmesh held a number of technology management and development positions. Dharmesh also runs OnStartups.com, an online community for entrepreneurs, which is one of the top 10 most read startup blogs and receives over a thousand visitors a day. Dharmesh holds a B.S. in Computer Science from the University of Alabama and an M.S. in the Management of Technology from MIT.

c/o HubSpot, Inc.25 First Street, 2nd FloorCambridgeMA021411-888-482-7768617-812-5820

Portfolio companies include:Shareaholichttp://www.shareaholic.com/InsightSquaredhttp://www.insightsquared.com/Backupifyhttp://www.backupify.com/Curebithttp://www.curebit.com/Nimble CRMhttp://www.nimble.com/UserVoicehttp://www.uservoice.com/Locuhttp://locu.com/Brightwurkshttp://www.brightwurks.com/Smartererhttp://smarterer.com/OnSwipehttp://onswipe.com/Stack Exchangehttp://stackexchange.com/Marginizehttp://www.marginize.com/WakeMatehttp://wakemate.com/Xconomyhttp://www.xconomy.com/OwnerIQhttp://www.owneriq.com/Punchbowlhttp://www.punchbowl.com/Little Birdhttp://littlebirdbistro.com/GroSocialhttp://www.grosocial.com/Investment Team:Dharmesh ShahSherbrooke Capitalwww.sherbrookecapital.comVCLife Sciences & HealthcareMedical DeviceConsumer ProductsGrowthExpansionLaunched in 1999, Sherbrooke Capital (SC) invests at the nexus of several industries: pharmaceuticals; food and beverages; and healthcare devices, products and services. Sherbrooke looks at opportunities in areas as diverse as: Functional foods and beverages, Nutritional ingredients businesses, Bioactives and therapeutic compounds, Prevention and self-care diagnostics and tools, Healthcare related consumer products and services, Minimally and non-invasive medical devices, and Medical informatics. Sherbrooke provides growth and expansion capital to companies which have already-developed products and services based upon proven science, with a proprietary position due to intellectual property or a strong brand franchise, and are seeking capital to initiate product roll-out or expand distribution and market presence. The firm is usually the first venture investor and part of a syndicate of venture investors. SC targets companies with generally $5 million - $25 million in revenues. SC will invest $1-4 million at a time, and potentially up to $10 million over several financing rounds. SC usually becomes a member of a company's board and will take a significant equity position.

2344 Washington StreetNewton Lower FallsMA02462617-332-7227617-332-3113

Portfolio companies include:Cooke Pharmahttp://cookgroup.com/Oregon Chaihttp://www.oregonchai.com/HealtheTechhttp://healthetech.com/Outside the Classroomhttp://www.outsidetheclassroom.com/about.aspxABNhttp://www.abr.business.gov.au/VetCentrichttp://www.vetcentric.com/Polymerixhttp://www.massspec.com/Polymerix.htmlTransMedicshttp://www.transmedics.com/wt/home/indexAffinnovahttp://www.affinnova.com/company/careers/Izzehttp://www.izze.com/Boathouse Sportshttp://www.boathouse.com/Immaculatehttp://en.wikipedia.org/wiki/ImmaculateFood Should Taste Goodhttp://www.foodshouldtastegood.com/faqs.htmlAdinahttp://www.adinaworld.com/Ciao Bellahttp://ciaobellarestaurant.biz/Angles Kettle Cornhttp://www.angieskettlecorn.com/Farmigohttp://www.farmigo.com/Investment Team:John K. Giannuzzi, Managing General Partnerjohn_giannuzzi@sherbrookecapital.comKerry Muse, Directormuse@sherbrookecapital.comCory J. Comstock, General Partnercomstock@sherbrookecapital.comScott M. Roman, Senior Associateroman@sherbrookecapital.comShiprock Capital, LLCwww.shiprock.comVCInformation TechnologyEarlyGrowthExpansionFounded by Richard Shipley, Shiprock Capital is a private equity firm that invests in the development of early and expansion stage technology companies in the fields of information technology and the physical sciences. Until 1999, Shipley was president and CEO of the Shipley Company, LLC., a Marlborough, Mass., firm founded in 1957 by his parents. The company, now called Rohm and Haas Electronic Materials, is a leader in electronic chemicals and process innovations for advanced circuit board technology, semiconductor manufacturing, and advanced packaging.

396 Washington St., Suite 148WellesleyMA02481781-772-1229

Portfolio companies include:GlassHouse Technologieshttp://www.glasshouse.com/about-usPassport Systemshttp://www.passportsystems.com/Laser Projection Technologieshttp://lptcorp.com/Mejiro Precisionhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=29015758Investment Team:Richard Shipley, Senior Managing DirectorNick Harvey, Managing DirectorEdison Venture Fundwww.edisonventure.comVCInformation TechnologySoftware & InternetExpansionFounded in 1986, Edison Ventures focuses on expansion-stage, information technology companies, having invested in over 170 companies. Edison initially invests $5-$8 million, financing internal growth, management buyouts, acquisitions, corporate spinouts and secondary stock purchases. Edison targets growing companies with revenues of $5-$20 million in New York City, New Jersey, Pennsylvania, Delaware, Maryland, Massachusetts, Ohio, DC and Virginia. Edison's total investment ranges from $6-10 million. The firm has additional offices in New York, New Jersey, and Virginia.

117 Kendrick Street, Suite 200NeedhamMA02494781-251-4302

Portfolio companies include:Netrospexhttp://www.netprospex.com/Anderahttp://www.andera.com/Motionsofthttp://www.motionsoft.net/DiagnosisONEhttp://www.diagnosisone.com/ClearPoint Learning Systemshttp://www.clearpointlearning.com/SanPulsehttp://www.sanpulse.com/RewardsNowhttp://www.rewardsnow.com/Cadienthttp://www.cadient.com/iContractshttp://www.icontracts.com/Sentrxhttp://www.sentrx.com/Billtrusthttp://www.billtrust.com/Neathttp://neat.com/Regenthttp://www.regent.edu/Satorihttp://www.satorigroupinc.com/TraderToolshttp://tradertools.com/Blue Codhttp://www.bluecod.net/Exclaimhttp://exclaim.ca/Fiberlinkhttp://www.maas360.com/Liberty Taxhttp://www.libertytax.com/default.aspxFishbowl Marketinghttp://www.fishbowl.com/LogicTreehttp://www.logictree.com/PlumChoicehttp://www.plumchoice.com/eChalkhttp://www.echalk.co.uk/amusements/Games/games.aspxFine Pointhttp://www.finepoint.com/InMagichttp://www.inmagic.com/Sonicbidshttp://www.sonicbids.com/Voxwarehttp://www.voxware.com/?id=101Salsa Labshttp://www.salsalabs.com/Magnetichttp://www.magnetic.com/Vox Mobilehttp://www.voxmobile.com/Kemp Technologieshttp://www.kemptechnologies.com/MediaBrixhttp://www.mediabrix.com/CallCopyhttp://www.callcopy.com/Lifebookerhttp://www.lifebooker.com/Investment Team:Michael Balmuth, General Partner, 781-251-4302mbalmuth@edisonventures.comEgan-Managed Capitalwww.egancapital.comVCInformation TechnologySoftware & InternetEarlyEgan-Managed Capital was formed by the Egan family (co-founders of EMC) in 1997 and manages three venture capital funds: Egan-Managed Capital I, Egan-Managed Capital II, and Egan-Managed Capital III. The company focuses on early-stage investments in the New England area with a focus in high technology. The firm's most recent fund, Egan-Managed Capital III, has $90 million of capital and was formed in October 2003. The fund is prepared to make investments in the range of $1 million to $6 million, but the firm's preferred initial appetite is between $2 and $3 million. The firm currently manages $242 million and has invested in nearly 40 companies.

30 Federal StreetBostonMA02110617-695-2600617-695-2699

Portfolio companies include:Nexawebhttp://www.nexaweb.com/OnePINhttp://www.onepin.com/OwnerIQhttp://www.owneriq.com/VXI Corporationhttp://www.vxicorp.com/HighRoadshttp://www.highroads.com/Currenseehttp://www.currensee.com/uTesthttp://www.utest.com/WordStreamhttp://www.wordstream.com/AppNetahttp://www.appneta.com/Envistahttp://www.envista.com/Healthrageoushttp://www.healthrageous.com/Pyxis Mobilehttp://support.pyxismobile.com/Whaleback Systemshttp://www.whalebacksystems.com/Acaciahttp://en.wikipedia.org/wiki/AcaciaVerivohttp://www.verivo.com/Whaleback Systemshttp://www.whalebackms.com/Investment Team:Frank J. Andrasco, Partnerfadndrasco@egancapital.comTravis D. Connors, Partnertconnors@egancapital.comJohn R. Egan, Managing Partnerjegan@egancapital.comMichael H. Shanahan, Managing Partnermshanahan@egancapital.comSiemens Venture Capital, Inc.www.siemensventurecapital.comFOFCVCInformation TechnologyCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialEarlySiemens Venture Capital (SVC) is the corporate venture organization for Siemens AG. SVC's goal is to identify and fund investments in emerging and innovative technologies that will enhance the core business scope of Siemens, particularly in the focus areas of long-term growth markets such as Energy & Environmental Care, Automation & Control, Industrial & Public Infrastructure, and Health Care. With offices in Munich, Palo Alto (CA), Boston, and through regional units in China and Israel, SVC focuses on emerging technologies and services with the potential to expand the scope of Siemens' core businesses. SVC typically invests between 2 and 5 million Euros per round. The group currently has invested over 800 million euros in more than 150 start-up companies and 40 venture capital funds. As of January 2009, Siemens Venture Capital has launched its first own fund-of-funds: Siemens Global Innovation Partners I, offered also to non-Siemens investors.

801 Boylston Street, 5th FloorBostonMA02116617-531-2900

Portfolio companies include:Powerit Solutionshttp://www.poweritsolutions.com/Sempriushttp://www.semprius.com/Zolo Technologieshttp://zolotech.com/EnOceanhttp://www.enocean.com/home/Maxxtechttp://en.maxxtec.net/PE Internationalhttp://pe-international.com/Transparent Energy Systemshttp://www.tespl.com/Aventurahttp://www.aventuraworldwide.com/CoreLabhttp://www.corelab.com/Cylexhttp://cylex.net/U-Systemshttp://u-systems.com/ViewRayhttp://viewray.com/ZONARE Medical Systemshttp://www.zonare.com/GENBANDhttp://www.genband.com/Panoratio Database Imageshttp://www.panoratio.com/Qcept Technologieshttp://www.qceptech.com/Sensor Dynamicshttp://www.sensordynamics.com/Band of Angels (Fund of Funds Investment)http://bandangels.com/Carmel Ventures (Fund of Funds Investment)http://www.carmelpartners.com/funds/Draper Atlantic (Fund of Funds Investment)http://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=3484550Edison Venture Fund (Fund of Funds Investment)http://www.edisonventure.com/Galen Partners (Fund of Funds Investment)http://www.manta.com/c/mm8svzt/galen-partners-llcLightspeed Venture Partners (Fund of Funds Investment)http://lsvp.com/Masdar Clean Tech Fund (Fund of Funds Investment)http://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=32336876MedVenture Associates (Fund of Funds Investment)http://www.fundingpost.com/venturefund/venture-fund-profile.asp?fund=246Mission Ventures (Fund of Funds Investment)http://www.elca.org/Who-We-Are/Our-Three-Expressions/Churchwide-Organization/Mission-Investment-Fund-of-the-ELCA.aspxNGEN Partners (Fund of Funds Investment)http://ngenpartners.com/Investment Team:Dr. Andrew Jay, Investment Partner, Head of Medical Solutions Fundandrew.jay@svc.siemens.comAnupendra Sharma, Investment Partner, 617-531-2902anupendra.sharma@siemens.comEric Emmons, Investment Partner, 617-531-2890eric.emmons@siemens.comChristopher Yim, Investment Analyst, 617-531-2905christopher.yim@siemens.comMike Majors, Investment Partner, 617-531-2896michael.majors@siemens.comEric Bielke, Senior Investment Associateeric.emmons@siemens.comEIF Groupwww.eifgroup.comPEEnergy & Clean TechMiddle MarketEnergy Investors Funds (EIF) was founded in 1987 as the first private equity fund manager dedicated exclusively to the independent power and electric utility industry and is 100% management-owned. Since that time, EIF has raised over $5.0 billion in equity capital for its power focused private equity funds and transactions. The firm's funds have made over 100 diversified investments, with a combined underlying asset value exceeding $15 billion. These power-related investments are located worldwide, but have a U.S. focus, and span a wide range of investment strategies, technologies, and fuels. EIF closed on its latest fund, EIF United States Power Fund IV, L.P., in October 2011, with $1.713 billion in capital commitments. The firm maintains offices in Boston, New York, and San Francisco.

Three Charles River Place63 Kendrick Street, Suite 101 NeedhamMA02494781-292-7000781-292-7099

Portfolio companies include:Calypso Energy Holdingshttp://calypsocorp.com/Solar Power Partnershttp://www.nrgenergy.com/nrgsolar/index.htmlKleen Energy Systemshttp://kleenenergy.com/Astoria Energy Phase IIhttp://www.astoriaenergy.com/AstoriaEnergyLLC/Web%20Page%20Library/Overview.aspxDetroit Resource Recovery Facilityhttp://gdrra.org/Home.aspxNiagara Mills Projecthttp://www.nypa.gov/facilities/niagara.htmBlackhawk Power Stationhttp://en.wikipedia.org/wiki/Blackhawk_Generating_StationCrockett Cogenerationhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4258460Glen Park Hydroelectrichttp://www.capxg.com/frontend/showdata/viewname/companyshow/id/2073Hamkua Energyhttp://www.eif.com/newsHamuka.htmlMASSPOWERhttp://www.masspower.com.sg/Mustang Stationhttp://mustangstation.com/Cottage Grovehttp://cottage-grove.org/Borger Energy Associateshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=20505259Sea Breeze Regional Transmissionhttp://www.sbp-rts.com/Edgecombehttp://www.edgecombe.edu/Northbrook Energyhttp://www.nbenergy.com/Investment Team:John Buehler, Jr., Managing Partnerjbuehler@eifgroup.comTerence Darby, Managing Partnertdarby@eif.comHerbert Magid, Managing Partnerhmagid@eifgroup.comAndrew E. Schroeder, Senior Partneraschroeder@eifgroup.comD. Mitchell Coddington, Senior Partner and Chief Financial OfficerMark D. Segel, Senior PartnerWarren J. MacGillivray, PartnerAndrew N. Pike, PartnerCam Reese, PartnerSigma Prime Ventureswww.sigmaprime.comVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorStorage & HardwareEarlySigma Partners, founded in 1984, raised $500 million in 2007 for Sigma Partners 8, bringing Sigma's total capital under management to over $2 billion. Focusing on early-stage investing, Sigma is typically the first venture investor and is a key board member. The firm's initial investment typically ranges from $2-8 million. Sigma invests in early stage technology companies focusing on SaaS, Cloud, Mobile, disruptive technologies and technology-enabled service companies. The firm primarily covers the East Coast, focusing on Boston, New York and Atlanta.

20 Custom House Street, Suite 830BostonMA02110617-330-7872617-330-7975

Portfolio companies include:Azuki Systemshttp://m.azukisystems.com/aPriorihttp://www.useloveshare.com/ExaGrid Systemshttp://www.exagrid.com/Blackwavehttp://blackwave.tv/CaseNEThttps://www.courts.mo.gov/casenet/base/welcome.doGlassHousehttp://www.glasshouse.com/Acquiahttp://www.acquia.com/Attributorhttp://www.attributor.com/AutoVirthttp://autovirt.com/CallMinerhttp://www.callminer.com/index.htmCentrifyhttp://www.centrify.com/Certeonhttp://blog.certeon.com/CiRBAhttp://www.cirba.com/CrownPeakhttp://www.crownpeak.com/Damballahttp://www.damballa.com/Demandbasehttp://www.demandbase.com/DocuSignhttp://www.docusign.com/doxohttp://www.doxo.com/echohttp://www.echo-usa.com/HomeEnkata Technologieshttp://www.enkata.com/Everspinhttp://everspin.com/Expressorhttp://www.expressor-software.com/GainSpanhttp://gainspan.com/Heartland Roboticshttp://heartlandrobotics.com/High Street Partnershttp://www.hsp.com/Intaccthttp://us.intacct.com/Interactionshttp://www.interactions.net/iWalkhttp://iwalkpro.com/iWatthttp://www.iwatt.com/Jellyvisionhttp://www.jellyvision.com/JouleXhttp://www.joulex.net/Kateevahttp://kateeva.com/Leyden Energyhttp://leydenenergy.com/MarketLivehttp://www.marketlive.com/Menara Networkshttp://www.menaranet.com/Mobiquityhttp://mobiquityinc.com/Nasunihttp://www.nasuni.com/NEXX Systemshttp://www.nexxsystems.com/Noetixhttp://www.noetix.com/oDeskhttps://www.odesk.com/OpenSpanhttp://www.openspan.com/OutStarthttp://web.outstart.com/Oversight Systemshttp://www.oversightsystems.com/Paradigm4http://paradigm4.com/Quantenna Communicationshttp://www.quantenna.com/R2 Semiconductorhttp://www.r2semiconductor.com/Rave Mobile Safetyhttp://www.ravemobilesafety.com/Recyclebankhttp://www.recyclebank.com/Replay Solutionshttp://www.replaysolutions.com/ScanCafehttp://www.scancafe.com/Silverlink Communicationshttp://www.silverlink.com/Soladigmhttp://soladigm.com/Solariahttp://www.solaria.com/Stravahttp://www.strava.com/SugarSynchttps://www.sugarsync.com/Svaya Nanotechnologieshttp://svaya-nano.com/Tervelahttp://www.tervela.com/Toolwirehttp://www.toolwire.com/TradeBeamhttp://www.cdcsoftware.com/en/Solutions/CDC-Global-Trade-Management-GTMTrustwavehttps://www.trustwave.com/Tulahttp://en.wikipedia.org/wiki/Tula,_RussiaVerivuehttp://www.verivue.com/Vesta Retail Networkshttp://www.vestagms.com/body_index.htmlVirtusahttp://www.virtusa.com/Visual Mininghttp://www.visualmining.com/Viximohttp://viximo.com/Vlingohttp://www.vlingo.com/VoltDBhttp://voltdb.com/Vormetrichttp://www.vormetric.com/WordStreamhttp://www.wordstream.com/YouSendIthttps://www.yousendit.com/Zettahttp://en.wikipedia.org/wiki/Zetta-Investment Team:John Simon, Managing DirectorRobert E. Davoli, Managing Directorbob@sigmaprime.comPaul Flanagan, Managing Directorpaul@sigmaprime.comMelissa Alves, Chief Financial OfficerJohn Mandile, Managing Directorjrm@sigmaprime.comMark Tortorella, Senior Associatemark@sigmaprime.comRaju Rishi, Venture PartnerEntrepreneurship Ventures, Inc.www.linkedin.com/in/kenmorseVCInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyKen Morse is an Angel investor, mentor and fixture in the local technology and capital intersection. Morse is a co-founder of 3Com Corporation, Aspen Technology, Inc., and four other startups. He is the former Managing Director of the MIT Entrepreneurship Center, and Chairman of Entrepreneurship Ventures. Morse graduated from the Massachusetts Institute of Technology with an S.B. in political science in 1968. He also earned an MBA from Harvard Business School in 1972. Ken was appointed to the recently-created National Advisory Council on Innovation & Entrepreneurship by Secretary Locke and President Obama, and is a member of the Council on Foreign Relations (New York City).

36 Commonwealth AvenueBostonMA02116-3104617-578-0085

Portfolio companies include:Peer Transferhttp://peertransfer.com/Investment Team: Ken MorseLaura Barker MorseEuroUS Ventureswww.eurousventures.comVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorStorage & HardwareMedical DeviceGrowthExpansionEuroUS Ventures invests in companies drawn from the portfolios of the top performing venture capital firms in Europe. These companies have demonstrated high product innovation, strong local sales growth and capable management. EuroUS Ventures invests in companies that have passed the significant early stage hurdles of product and market acceptance. No seed or early stage investments will be considered. Funding will be used by the company for the express purpose of developing a U.S. operation. The firm's investment focus is on the following industries: Information Technology, Software, Communications, Semiconductors and Equipment, and Medical Technology. EuroUS Ventures has offices in San Francisco, Boston, Paris, and Zurich.

2000 Commonwealth AvenueNewtonMA02466617-244-2300

Portfolio companies include:INSIDEhttp://www.insideedition.com/Oxxiushttp://www.oxxius.com/Investment Team:Lucian Wagner, General Partnerlwagner@eurousventures.comVincent F. Titolo, General Partnervtitolo@eurousventures.comExcel Medical Ventureswww.emven.comVCLife Sciences & HealthcareMedical DeviceEarlyGrowthExpansionLateExcel Medical Ventures provides capital, experience and resources to help entrepreneurs, investing in healthcare and life science based diagnostics, tools, services, treatments, and IT. Excel also applies life science platforms to broad markets such as energy, chemicals, IT, defense, and agriculture. Excel typically makes an initial investment of $1-5M with an average total investment of $12-15M in early to late stage companies. Excel does not invest in single molecule drugs.

Prudential Tower, Suite 2825800 Boylston Street BostonMA02199617-450-9800617-450-9749

Portfolio companies include:Biotrovehttp://www.appliedbiosystems.com/absite/us/en/home/news-announcements/biotrove.htmlSynthetic Genomicshttp://www.syntheticgenomics.com/Aileron Therapeuticshttp://aileronrx.com/Dormirhttp://www.dormirinc.com/Biociushttp://www.chem.agilent.com/en-US/Products/Instruments/ms/rapidfire/pages/default.aspxFina Technolgieshttp://www.finatechnologies.com/index.htmlMedVentivehttp://www.medventive.com/about-us-careers.htmPathoGenetiXhttp://pathogenetix.com/Saladaxhttp://www.saladax.com/Shape Up The Nationhttp://www.shapeup.com/Catchhttps://catch.com/Tetraphasehttp://tphase.com/Activate Networkshttp://www.activatenetworks.net/Aventurahttp://www.aventuraworldwide.com/ClevelandHeartLabhttp://clevelandheartlab.com/Lantos Technologieshttp://www.lantostechnologies.com/technology/NanoMRhttp://nanomr.com/SpringLeafhttp://www.springleaffinancial.com/IlluminOsshttp://illuminoss.com/Investment Team:Rick Blume, Managing DirectorJuan Enriquez, Managing Directorjenriquez@emven.comSteve Gullans, PhD, Managing DirectorEnrico Petrillo, MD, Managing DirectorCaleb Winder, Directorcwinder@emven.comMichael Fritz, AssociateSignal Lakewww.signallake.comVCInformation TechnologyCommunications & NetworkingEarlySignal Lake focuses on early stage investments in the broadband telecom and networking infrastructure industries. The firm seeks to fill the funding gap between angel funding and major venture capital firms by investing $100K to $100 million in world class technical teams that have developed highly innovative intellectual property that can be turned into a product line, resulting in a sustainable competitive advantage. Signal primarily focuses on companies in the Northeastern U.S., but is globally opportunistic. Signal Lake was founded in 1998 and is based in Westport, Connecticut with an additional office in Boston, MA. Signal Lake first raised a $25 million fund in 1999, and then raised a second fund totaling $35 million the following year. Those efforts were followed up by a $45 million "Signal Lake Side Fund" in 2003 and a $23.5 million "Signal Lake Side Fund 2." The firm raised a 2009 fund of $150M.

50 Commonwealth Ave., Suite 504 BostonMA02116617-267-5205 617-262-7037

Portfolio companies include:RemoTVhttp://www.crunchbase.com/company/remotvSLT Logichttp://sltlogic.com/Cradle Technologieshttp://www.cradle.com/envigil_product_offering.htmlInPhasehttp://inphase-technologies.com/CorEdge Networkshttp://www.coredgenetworks.com/SeraStarhttp://seastarrestaurant.com/Investment Team:Michael Weingarten, Managing Directormikew@signallake.comWill Chu, Managing Directorwill@signallake.comBart Stuck, Managing Directorbartstuck@signallake.comFA Technology Ventureswww.fatechventures.comVCInformation TechnologySoftware & InternetCommunications & NetworkingEnergy & Clean TechEarlyGrowthExpansionFA Technology Ventures provides growth capital to early and expansion stage companies in Information Technology (specifically software based services, networked communications, Internet-enabled business models, novel technologies) and Energy Technology (ET), and assists management in developing companies. FA makes new investments of $3 to $8 million, and target investing up to $15 million in any one opportunity. Investments are made primarily in the Northeast, with a preference for New York based companies. FA does not make seed stage investments.

100 High St., Suite 1105BostonMA02110617-757-3883617-757-3881

Portfolio companies include:A123Systemshttp://a123systems.com/Adapt Mediahttp://adaptmedia.com/Auterrahttp://www.auterraweb.com/Autotaskhttp://www.autotask.com/BinOpticshttp://binoptics.com/Concentrixhttp://www.concentrix.com/CORESensehttp://coresense.com/CreditSightshttp://www.creditsights.com/E Ink Corporationhttp://en.wikipedia.org/wiki/E_Ink_CorporationGrooplehttp://groople.com/IP MobileNethttp://www.ipmn.com/ISOPurhttp://isopurfluid.com/Knoa Softwarehttp://www.knoa.com/main/MetaCartahttp://www.metacarta.com/OnePINhttp://www.onepin.com/Mechanical Technologyhttp://en.wikipedia.org/wiki/Mechanical_engineeringSeranoahttp://serenoagc.com/iRobothttp://www.irobot.com/Plug Powerhttp://www.plugpower.com/Home.aspxSoftricityhttp://en.wikipedia.org/wiki/SoftricityStreetEasyhttp://streeteasy.com/META Grouphttp://www.meta-group.com/Investment Team:Gregory Hulecki, Managing Partnergreg@fatechventures.comKenneth Mabbs, Managing Partnerken@fatechventures.comLaura Bordewieck Rippy, Partnerlaura@fatechventures.comClaire Wadlington, Partner & CFOclaire@fatechventures.comFairhaven Capital Partnerswww.fairhavencapital.comVCInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaEarlyFounded 2007, Fairhaven Capital Partners is a venture capital firm investing in early stage, high potential companies with rapid growth characteristics. The firm has made investments in semiconductor, systems, network infrastructure, application, and advertising companies; virtualization, SaaS, storage, and data warehouse platform providers; transaction processing and market making platforms; high-performance fabric, next-generation steel, and CMP pad providers; and data leakage prevention (DLP), software tamper-proofing, mobile device protection, and compliance management solution providers. The Co-Founders of the firm were previously partners at TD Capital. Fairhaven recently closed its first fund, an oversubscribed $250 million fund that it will use to invest in enterprise and consumer technology companies along with those in high-performance materials and digital media infrastructure.

One Hampshire Street, Suite 7RCambridgeMA02139617-452-0800617-452-0801

Portfolio companies include:Co3Systemshttps://www.co3sys.com/CoCoNahttp://coconainc.com/Contour Semiconductorshttp://www.contoursemi.com/Dataupiahttp://www.dataupia.com/EqualLogichttp://www.equallogic.com/Exoprisehttp://www.exoprise.com/Fashion Playteshttp://www.fashionplaytes.com/HelloSofthttp://www.imgtec.com/hellosoftIcerahttp://www.nvidia.com/object/nvidia-icera.htmlInnoPadhttp://innopad.com/NanoSteelhttp://nanosteelco.com/Prelerthttp://prelert.com/Ramphttp://www.ramp.com/SiGehttp://www.skyworksinc.com/Products_SiGe.aspxBrabeionhttp://www.archer.com/Bridgeporthttp://www.bpt.com/Celtrahttp://www.celtra.com/Cloakwarehttp://www.xceedium.com/en/landing_pages/cloakware_password_authority_redirect.phpCounterTackhttp://www.countertack.com/Lilliputian Systemshttp://lilliputiansystemsinc.com/SpringPadhttp://springpadit.com/Surge Tradinghttp://www.surgetrading.com/Trust Digitalhttp://www.mcafee.com/us/about/trustdigital/index.aspxVeloBithttp://www.velobit.com/Verdasyshttp://www.verdasys.com/careers.phpXtranormalhttp://www.xtranormal.com/Ziptrhttp://www.ziptr.com/Cylancehttp://www.cylance.com/CrowdTwisthttp://crowdtwist.com/TrackViahttp://www.trackvia.com/Investment Team:Paul Ciriello, Co-Founderpaul@fairhavencapital.comJim Goldinger, Co-Founderjim@fairhavencapital.comCheryl Goyettecheryl@fairhavencapital.comRick Grinnell, Co-Founderrick@fairhavencapital.comMark HatfieldDan Keshian, Co-Founderdan@fairhavencapital.comRudina SeseriWan Li ZhuSiguler Guff & Companywww.sigulerguff.comPEFOFVDInformation TechnologyManufacturing & IndustrialBusiness ServicesEarlyMiddle MarketSiguler Guff & Company is a multi-strategy private equity investment firm with over $10 billion of assets under management. Founded in 1991 within Paine Webber, Siguler Guff became an independent firm in 1995. Siguler Guff manages and co-manages several direct investment private equity funds and fund-of-funds, each targeted at carefully defined areas of market inefficiency. The firm also provides discretionary private equity advisory services through Siguler Guff Advisers, a federally registered investment advisor. The firm's Multi-Manager Funds include: Distressed Opportunities Funds I, II, III and IV; BRIC Opportunities Funds I and II; Small Buyout Opportunities Fund; and Distressed Real Estate Opportunities Fund. Direct Funds include: Russia Partners Management and Venture Lending & Leasing.

One International Place, 27th FloorBostonMA02108617-648-2100617-648-2121

Portfolio companies include:MDM Bankhttp://www.mdmbank.com/EPAM Systemshttp://www.epam.com/KupiVIPhttp://www.kupivip.ru/Investment Team:Patricia Dinneen, Managing Director (Boston)pdinneen@sigulerguff.comKevin Kester, Managing Director (Boston)kkester@sigulerguff.comSolomon Owayda, Managing Director (Boston)sowayda@sigulerguff.comJonathan Wilson, Vice President (Boston)Jason Mundt, Vice President (Boston)jmundt@sigulerguff.comSara Bowdoin, Investment Associate (Boston)sbowdoin@sigulerguff.comSean MacDonald, Investment Associate (Boston)Fairview Capitalwww.fairviewcapital.comFOFInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareMedical DeviceEarlyMiddle MarketFounded in 1994 and headquartered in West Hartford, Connecticut, Fairview is an independent firm that provides investment management services to the Fairview family of diversified venture capital and private equity fund-of-funds. With $3.3 billion under management, Fairview's portfolios reflect a range of industry expertise among partnerships, including information technology, communications, health care and life sciences. Geographically, most are national in scope, while some are more regionally focused. The firm's venture capital investments are primarily focused on top tier, experienced venture capital firms.

21 Central StreetAndoverMA01810978-475-2101

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Rebecca S. Connolly, Partnerrsconnolly@fairviewcapital.comHoward A. Halligan, Senior Advisorhahalligan@fairviewcapital.comLaurence C. Morse, Co-Founder and Managing Partnerlcmorse@fairviewcapital.comJoAnn H. Price, Co-Founder and Managing Partnerjprice@fairviewcapital.comMatthew A. Schaefer, Partnermaschaefer@fairviewcapital.comEdwin S. Shirley, Partnereshirley@fairviewcapital.comKola Olofinboba, Partnerkolofinboba@fairviewcapital.comPeter Siegle, Senior AdvisorFidelity Bioscienceswww.fidelitybiosciences.comVCLife Sciences & HealthcareMedical DeviceEarlyFidelity Biosciences invests venture capital in private biopharmaceutical and medical technology companies. The firm is a division of Fidelity Investments, one of the world's leading providers of financial services, and has been investing its own capital since 1969. Fidelity's Partners are engaged investors and board members, seeking to add value by providing strategic guidance and assistance to management throughout the process of building successful businesses. The firm initially invests between $3 million and $10 million in private companies with additional funds reserved for follow-on financings.

1 Main Street, 13th FloorCambridgeMA02142617-231-2400617-231-2425

Portfolio companies include:CardioKinehttp://cardiokine.com/EnVivo Pharmaceuticalshttp://www.envivopharma.com/FoldRxhttp://www.foldrx.com/Bikam Pharmaceuticalshttp://bikampharmaceuticals.com/BIKAM/Home.htmlHile BioPharmahttp://www.fidelitybiosciences.com/portfolio/index.phpIkanohttp://www.ikano.com/Ironwoodhttp://ironwoodpharma.com/Ligocytehttp://www.ligocyte.com/Mersanahttp://mersana.com/NextWavehttp://nextwave.com/Novamedhttp://novamed.com/Proteostasis Therapeuticshttp://www.proteostasis.com/Respiverthttp://respivert.com/Tetraphasehttp://tphase.com/Topaz Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=39281117Trasavehttp://www.tombraiders.net/stella/walks/TRAwalk/savefiles.htmlVicepthttp://agn.client.shareholder.com/releasedetail.cfm?ReleaseID=592530Wuxi Pharmahttp://www.wuxipharmatech.com/Adagenehttp://www.genecards.org/cgi-bin/carddisp.pl?gene=ADAHua Medicinehttp://www.chinabiotoday.com/articles/20110920Innovent Biologicshttp://www.innoventbio.com/About.aspx?key=about&type=Management%20Team&Id=58Imagenhttp://imagen.org/NeuroTherapeuticshttp://www.ntprx.com/Ultragenyxhttp://ultragenyx.com/Accurihttp://www.accuricytometers.com/BetterLife Medicalhttp://www.betterliferesp.com/Bioconnect Systemshttp://www.bioconnectsystems.com/BioRegenhttp://www.bioregen.com/brochure.htmlFluidnethttp://www.fluidnet.net/MDDFhttp://mddf.maryland.gov/TCT Medicalhttp://www.tctconference.com/ViewRayhttp://viewray.com/Aclaris Therapeuticshttp://aclaristx.com/Blueprint Medicineshttp://www.blueprintmedicines.com/Laurus Labshttp://www.lauruslabs.com/Xcytonhttp://www.xcyton.com/Iora Healthhttp://www.iorahealth.com/Kyruushttp://www.kyruus.com/Liazonhttp://www.liazon.com/Procured Healthhttp://www.procuredhealth.com/Investment Team:Stephen Knight, MD, Managing Partnerstephen.knight@fmr.comRobert Weisskoff, PhD, PartnerMary Bevelock Pendergast, Chief Financial OfficerBen Auspitz, Partnerben.auspitz@fmr.comWei Li, PhD, Executive Partner (China)wei.li@fmr.comHingge Hsu, MD, PartnerThomas R. Beck, MD, Executive PartnerJon Lim, PrincipalKetan Patel, MD, PrincipalFireman Capitalwww.firemancapital.comFIConsumer ProductsSports & EntertainmentReal EstateMiddle MarketFireman Capital is an investment firm that has holdings in Real Estate, Consumer Product and Service companies, Liberty National Golf Course, and Artfire Films. Fireman Capital Partners is a platform for Paul Fireman and his partners (which include his son Dan) to manage relationships and make active investments. Until 2006, when he led the sale to Adidas, Paul Fireman was Chairman & CEO of Reebok International, Ltd. in Canton, Massachusetts. In consumer product and services companies, Fireman targets companies with revenues between $10 and $150 million.

800 Boylston St., 24th FloorBostonMA02199617-671-0555617-663-6230

Portfolio companies include:Liberty National Golf Coursehttp://libertynationalgc.com/Artfire Filmshttp://artfirefilms.com/Hudson Jeanshttp://www.hudsonjeans.com/Serena & Lilyhttp://www.serenaandlily.com/Baby/Must-Haves-For-Baby-Hanna-Andersson-Baby-SleepersIdeapainthttp://www.ideapaint.com/Pillahttp://pillaelectricalproducts.com/Evolution Freshhttp://www.evolutionfresh.com/Newton Runninghttp://newtonrunning.com/Salt Lake Brewinghttp://saltcitybrewsupply.com/Investment Team:Paul Fireman, ChairmanDan Fireman, Founding Managing General PartnerMarla Sabo, PartnerAlison Wheeler Kennedy, DirectorJamie Hudson, Managing Director and CFOLiam Patrick, PartnerChris Akelman, Senior AssociateDavid Lowe, Ph.D., Operating PartnerStacy Madison, Operating PartnerEd Eskandarian, Operating PartnerHamilton South, Operating PartnerDoug Rubin, Operating PartnerBrian Doherty, Vice PresidentRobert Spellman, Operating PartnerArthur Spigel, Operating PartnerClara Maddox, Vice PresidentFisher Lynch Capitalwww.fisherlynch.comFOFInformation TechnologyBusiness ServicesEarlyMiddle MarketFounded 2003, Fisher Lynch Capital is a boutique private equity fund-of-fund and co-investment fund manager with $2 billion in capital under management. The firm is focused on premier buyout funds, venture capital funds, and sponsored co-investments. The firm's partners have more than 80 years of combined private equity investment experience, having invested $12 billion in over 250 private equity funds and 50 co-investments and direct investments.

500 Boylston Street, Suite 1640BostonMA02116617-406-3120617-406-3121

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Linda Lynch, Managing Directorlinda@fisherlynch.comAnthony Limberis, Managing Director, 617-854-3837anthony@fisherlynch.comMarshall Bartlett, Managing Directormarshall@fisherlynch.comBen Cluff, Senior Associateben@fisherlynch.comArmand Lauzon, Associatearmand@fisherlynch.comFLAG Capital Management, LLCwww.flagcapital.comFOFInformation TechnologyBusiness ServicesEarlyMiddle MarketFounded in November 1994, FLAG Capital Management manages eleven limited partnerships. Through these partnerships, qualified individuals and families as well as their trusts and affiliated foundations invest in a diversified portfolio of high-quality venture and private equity funds. FLAG offers investors three distinct and complementary venture capital and private equity fund-of-funds strategies. FLAG's mandate is to generate superior performance by providing investors access to a strategically diversified group of top-tier fund managers. FLAG annually commits over $350 million to general partners worldwide in venture capital, private equity and real assets. FLAG invests through four different fund strategies: Venture Partners, Private Equity, International partners, and Real Assets Partners. Since inception, FLAG has been trusted with over $4.6 billion in client commitments.

One Beacon Street, 23rd FloorBostonMA02108617-557-0028617-557-0029

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Diana Frazier, Founding Partnerdiana@flagcapital.comPeter Lawrence, Founding Partnerpeter@flagcapital.comPeter Denious, Partnerpeterd@flagcapital.comJim Gasperoni, CFA, Partnerjim@flagcapital.comScott Reed, Partnerscottr@flagcapital.comWarren Chang, CFA, Principalwarren@flagcapital.comJohn Dickie, Principaljohn@flagcapital.comRyan Sullivan, CFA, Senior Associateryan.sullivan@flagcapital.comRyan Tiffany, CAIA, Senior Associateryan@flagcapital.comSkyline Ventureswww.skylineventures.comVCLife Sciences & HealthcareMedical DeviceEarlyFounded in 1997, Skyline Ventures specializes in hands-on investing in early stage healthcare companies. The firm's initial investment is usually made at the time of a company's first venture round. In October 2007, Skyline completed raising Skyline V, which has $350 million in committed capital. The firm in aggregate has approximately $800 million under management. Skyline Ventures targets investments of $15-35 million per portfolio investment over the life of the company. The firm focuses in all sectors of the healthcare market, including biotechnology, therapeutics, medical devices, consumables and equipment for life sciences research, and healthcare information technology. Historically, a majority of the firm's portfolio companies have been in the San Francisco Bay Area. However, Skyline has also made investments throughout the United States, including the traditional investment centers of Boston and San Diego, as well as Denver, the Midwest, and Florida.

303 Wyman Street, Suite 300WalthamMA02451781-530-3600781-530-6805

Portfolio companies include:Advionhttp://advion.com/Tolerxhttp://en.wikipedia.org/wiki/TolerxSutro Biopharmahttp://www.sutrobio.com/Concert Pharmaceuticalshttp://www.concertpharma.com/contact/index.htmlProteon Therapeuticshttp://en.wikipedia.org/wiki/Proteon_TherapeuticsAccelRxhttp://www.accelrx.org/Avidiahttp://www.avidiabank.com/aboutavidia.htmlCelulahttp://www.celula-inc.com/Dicerna Pharmaceuticalshttp://www.dicerna.com/DiscoveRxhttp://www.discoverx.com/Dow Pharmaceutical Scienceshttp://dowpharm.com/Genocea Bioscienceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=31231172Hansen Medicalhttp://www.hansenmedical.com/iBalance Medicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=23418212InteKrinhttp://intekrin.com/KAI Pharmaceuticalshttp://kaipharmaceuticals.com/MAKO Surgicalhttp://makosurgical.com/MAP Pharmaceuticalshttp://mappharma.com/Medivancehttp://www.medivance.com/NimbleGen Systemshttp://www.biocompare.com/ProductDetails/1605565/NimbleGen-Hybridization-System-12.htmlNovasys Medicalhttp://www.novasysmedical.com/SI-BONEhttp://si-bone.com/Sirtris Pharmaceuticalshttp://www.sirtrispharma.com/about.htmlSpinalMotionhttp://www.spinalmotion.com/Tetraphase Pharmaceuticalshttp://tphase.com/XenoPorthttp://www.xenoport.com/Investment Team:John G. Freund MD, Managing Directorjohn@skylineventures.comYasunori Kaneko MD, Managing Directorkaneko@skylineventures.comStephen J. Hoffman MD, Venture PartnerEric M. Gordon PhD, Venture Partnereric@skylineventures.comSoane Labswww.soanelabs.comIEnergy & Clean TechConsumer ProductsSeedSoane Labs is an incubator research group applying polymer chemistry, precision engineering, and nano-technology to mature industries, to help bring new products quickly and inexpensively to market. Industries the firm currently works in include energy, pulp and paper, food and beverages, and mining.

35 Spinelli PlaceCambridgeMA02138617-871-2101617-871-2102

Portfolio companies include:DuraFizzhttp://durafizz.com/Hawaii NanoScienceshttp://companies.lead411.com/company_HawaiiNanoSciencesLLC_1536382.htmlSoane Energyhttp://soaneenergy.com/Soane Mininghttp://soanemining.com/NanoPaperhttp://www.soanelabs.com/nanopaper/Investment Team:David Soane Ph.D., Founder and Chairmandsoane@soanelabs.comM. Sharon Webb MD PhD, Vice President of Intellectual PropertyMartha Groves, Chief Financial Officermgroves@soanelabs.comSOFTBANKwww.softbank.com/newweb/index.php VCInformation TechnologySoftware & InternetEarlyGrowthAffiliated with the SOFTBANK Group, a Japanese based telecommunications, Internet and media conglomerate, SOFTBANK Capital focuses on early stage, high growth technology based businesses benefiting from the rapid deployment and adoption of broadband and mobile technologies. SoftBank Capital targets investments in Social media, mobile applications, ecommerce, online advertising, gaming, and cloud computing.The firm invests across all stages of a company's lifecycle, however preference is given to beta through early revenue, with exceptions for opportunities strategic to the SOFTBANK Group. For early stage investments, SOFTBANK is U.S. focused. For growth investments, the firm has a global focus with a preference for U.S. and Asian based businesses. SOFTBANK Capital has two additional offices in New York, and one in Menlo Park, CA.

38 Glen AvenueNewton CenterMA02459617-928-9300617-928-9304

Portfolio companies include:Perpetual Entertainmenthttp://en.wikipedia.org/wiki/Perpetual_EntertainmentAnystreamhttp://www.telestream.net/telestream-products/anystream.htmInsider Pageshttp://www.insiderpages.com/Nellymoserhttp://www.nellymoser.com/V-enablehttp://v-enable.com/Associated Contenthttp://voices.yahoo.com/Snap!VRShttp://snapvrs.com/Best Vendorhttp://www.bestvendor.com/ieBoxeehttp://www.boxee.tv/BuddyMediahttp://www.buddymedia.com/burstlyhttp://www.burstly.com/BuzzFeedhttp://www.buzzfeed.com/Bluefin Labshttp://www.bluefinlabs.com/Cheez Burgerhttp://icanhascheezburger.com/Crowd Twisthttp://crowdtwist.com/desktonehttp://www.desktone.com/echo360http://echo360.com/The Huffington Posthttp://www.huffingtonpost.com/Grind Networkshttp://www.grindmedia.com/Hyper Publichttp://hyperpublic.com/KickAppshttp://www.kitd.com/kickapps/Lerer Ventureshttp://www.lererventures.com/LiteScapehttp://www.litescape.com/Mobile Possehttp://mobileposse.com/Jump Ramp Gameshttp://www.jumprampgames.com/Gab Networkshttp://gabradionetwork.com/Moco Spacehttp://www.mocospace.com/Ohana Ramahttp://www.gostudiorama.com/OMGPOPhttp://www.omgpop.com/Pivothttp://www.snapfiles.com/get/stickfigure.htmlPogoplughttp://www.pogoplug.com/Pop Dusthttp://popdust.com/Schematic Labshttp://schematiclabs.com/Sermohttp://www.sermo.com/SkedulMehttp://skedulme.com/SocialFlowhttp://www.socialflow.com/Spanfeller Mediahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=111657646Rivethttp://en.wikipedia.org/wiki/RivetPiictuhttp://piictu.com/Paper.lihttp://paper.li/Piictuhttp://piictu.com/Swirl Networkshttp://www.swirl.com/Synaptic Digitalhttp://www.synapticdigital.com/Taykeyhttp://taykey.com/Techstarshttp://www.techstars.com/Thumb Platformhttp://www.provisiontools.com/thumb.aspVertical Performance Partnershttp://www.verticalpp.com/Voodoovoxhttp://www.voodoovox.com/Xadhttp://www.xad.com/YouareTVhttp://www.youaretv.com/Investment Team:Ronald D. Fisher, Managing Partnerfisher@softbank.comEric Hippeau, Special Partnereric_hippeau@softbank.comSteven J. Murray, Partnersteve_murray@softbank.comMichael S. Perlis, Special Partnermike_perlis@softbank.comJoe Medved, PartnerNikhil Kalghatgi, PrincipalPhil Shevrin, VP TechnologyMelani Dyer, VP Fund OperationsJosh Lubov, VP Finance and OperationsKabir Misra, Managing PartnerMatt Krna, PrincipalScarlett OSullivan, PrincipalJordan Levy, Partner (New York)Ron Schreiber, Partner (New York)Plan B Ventureshttp://planbv.com/AEnergy & Clean TechLife Sciences & HealthcareAgriculture & Agricultural ScienceSeedEarlyPlan B Ventures is a Boston-based private partnership which provides equity funding to early stage cleantech and life science projects in the U.S. and Israel. Partner, Barbara Goldman, is the co-founder and former Executive Director of Friends of Yemin Orde, the U.S. support organization for the Yemin Orde Youth Village in Israel. Ms. Goldman has also served as Director of Development at Cohen Hillel Academy, and has been active in a variety of North Shore community organizations. She holds a B.S. in Finance from the Wharton School of the University of Pennsylvania and a J.D. from NYU School of Law.

436 Atlantic AvenueMarbleheadMA01945

Portfolio companies include:Energy Pointshttp://www.energypoints.com/Emefcyhttp://emefcy.com/Investment Team:Barbara GoldmanMark GelfandPoint Judith Capitalwww.pointjudithcapital.comVCSoftware & InternetMedia & Digital MediaLife Sciences & HealthcareEarlyPoint Judith Capital is an early stage venture capital firm focused on partnering with entrepreneurs to build clean tech, healthcare technology, and Internet and digital media companies. The firm manages $100 million across two funds and invests in companies based in the U.S. and Canada. Point Judith Capital has a strategic partnership with Tudor Investment Corporation whereby the firms share deal flow and investment professionals share information regarding investment opportunities. In most cases, Point Judith Capital invests in a company's first or second round of institutional funding. The firm's initial investments range from $500,000 to $3 million, and over the life of a company the firm typically invests a total of $4 to $6 million. The firm recently located from Rhode Island to Boston, MA.

211 Congress St., Suite 210BostonMA02110617-600-6260

Portfolio companies include:FanIQhttp://www.faniq.com/Sittercityhttp://www.sittercity.com/GetWellNetworkhttp://www.getwellnetwork.com/Antenna Softwarehttp://eznec.com/Novare Surgicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=710643Earthaidhttps://www.earthaid.net/Fidelis Securityhttp://www.fidelis-security.com/Optasitehttp://optasite.com/Taquahttp://taqua.com/Parelastichttp://www.parelastic.com/Handmarkhttp://www.handmark.com/MedOptionshttp://www.medoptionsinc.com/3Tierhttp://www.3tier.com/en/Power Assurehttp://www.powerassure.com/MyEnergyhttps://www.myenergy.com/Nabsyshttp://nabsys.com/Retroficiencyhttp://www.retroficiency.com/Nexamphttp://www.nexamp.com/Medical Metrix Solutionshttp://metrixmedical.com/Tower Ventureshttp://www.towerventures.com/Ozon.ruhttp://www.ozon.ru/Investment Team: Sean Marsh, General Partnersean@pointjudithcapital.comDavid Martirano, General Partnerdavid@pointjudithcapital.comDave Mixer, Founding Partnerdmixer@pointjudithcapital.comZaid Ashai, Partnerzaid@pointjudithcapital.comJim Eisenstein, Operating PartnerMartin Clifford, Operating Partnermclifford@sittercity.comPaul Mraz, Operating PartnerJeff Weiss, Operating Partnerjweiss@pointjudithcapital.comBrad Waugh, Operating Partnerbwaugh@pointjudithcapital.comStan Rose, Operating PartnerPolaris Venture Partnerswww.polarisventures.comVCPEInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaLife Sciences & HealthcareConsumer ProductsSeedEarlyGrowthExpansionMiddle MarketFounded in 1996, Polaris Venture Partners invests in seed, early stage and high growth middle market companies. Early stage investments are focused in information technology and life sciences. Middle market investments target growing companies in technology, healthcare, digital media, ecommerce, consumer products and services, and business service sectors, providing capital for growth, acquisitions and shareholder liquidity. Polaris has invested in companies ranging from the seed stage to profitable businesses with over $100 million in revenue. Polaris invests in businesses throughout the United States and selectively in Europe and Asia. The firm has over $3.5 billion under management, more than 20 investment professionals, and current investments in more than 100 companies. The firm maintains additional offices in Palo Alto, California, New York, and Dublin, Ireland. Polaris Partners' incubator, @dogpatchlabs communities, provide technology and biotechnology entrepreneurs access to a constant atmosphere of innovation and collaboration that encourages successful company formation.

1000 Winter Street, Suite 3350WalthamMA02451781-290-0770781-290-0880

Portfolio companies include:Athletes' Performancehttp://www.athletesperformance.com/Automattichttp://automattic.com/BlackArrowhttp://www.blackarrow.tv/Cardlyticshttp://cardlytics.com/Earth Networkshttp://www.earthnetworks.com/Experiencehttp://www.experience.com/entry-level-jobs/Formspring.mehttp://www.formspring.me/Health Centralhttp://www.healthcentral.com/Internet Brandshttp://www.internetbrands.com/JibJab Mediahttp://sendables.jibjab.com/KISSmetricshttp://www.kissmetrics.com/Lolappshttp://www.lolapps.com/Movityhttp://movity.com/Phreesiahttp://www.phreesia.com/Quantcasthttp://www.quantcast.com/Sprouthttp://www.sproutonline.com/TechTargethttp://www.techtarget.com/Thing Labshttp://www.thinglabs.com/Turbinehttp://www.turbine.com/turntablehttp://turntable.fm/Art.comhttp://www.art.com/eRewardshttp://www.e-rewards.com/Ice.comhttp://www.ice.com/JIBEhttp://www.jibe.com/LegalZoomhttp://www.legalzoom.com/ShoeDazzle.comhttp://www.shoedazzle.com/SnappCloudhttp://snappcloud.com/WHI Solutionshttp://www.whisolutions.com/Xpressdocshttp://www.xpressdocs.com/Emberhttp://www.ember.com/Paratekhttp://paratek.com/1366 Technologieshttp://www.1366tech.com/Impinjhttp://www.impinj.com/Infinite Power Solutionshttp://www.infinitepowersolutions.com/Silicon Optixhttp://en.wikipedia.org/wiki/Silicon_OptixSiOnyxhttp://sionyx.com/Aeponahttp://www.aepona.com/Antenna Softwarehttp://www.computerworld.com/s/article/9224379/Antenna_Software_launches_cloud_based_mobile_app_serviceArchivashttp://www.hds.com/products/file-and-content/content-platform/Asempra Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=21934597Centivehttp://www.xactlycorp.com/CodeRytehttp://www.coderyte.com/Confluencehttp://www.atlassian.com/software/confluence/overviewEgnytehttp://www.egnyte.com/Frictionless Commercehttp://www.frictionless-commerce.com/Imprivatahttp://en.wikipedia.org/wiki/ImprivataLogMeInhttps://secure.logmein.com/MarkMonitorhttp://markmonitor.com/mValenthttp://www.oracle.com/us/corporate/Acquisitions/mvalent/index.htmlNoetixhttp://www.noetix.com/Phytelhttp://www3.phytel.com/Q1 Labshttp://q1labs.com/Recurlyhttp://recurly.com/Roundboxhttp://roundbox.com/Sentillionhttp://www.microsoft.com/en-us/microsofthealth/default.aspxVKernelhttp://www.vkernel.com/Acceleron Pharmahttp://www.acceleronpharma.com/Adimabhttp://www.adimab.com/Alimera Scienceshttp://www.alimerasciences.com/Arsenal Medicalhttp://www.arsenalmedical.com/Athenixhttp://athenixbody.com/aTyr Pharmahttp://www.atyrpharma.com/Avila Therapeuticshttp://www.avilatx.com/BINDhttp://en.wikipedia.org/wiki/BINDBiolex Therapeuticshttp://www.biolex.com/Botanical Laboratorieshttp://botlab.com/Cerulean Pharmahttp://ceruleanrx.com/Fate Therapeuticshttp://www.fatetherapeutics.com/Genocea Bioscienceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=31231172Hydra Bioscienceshttp://www.hydrabiosciences.com/about_team_management.htmIronwood Pharmaceuticalshttp://ironwoodpharma.com/Momenta Pharmaceuticalshttp://ir.momentapharma.com/Pervasishttp://www.pervasistx.com/Promediorhttp://www.promedior.com/Pulmatrixhttp://pulmatrix.com/Selecta Bioscienceshttp://www.selectabio.com/Seventh Sense Biosystemshttp://7sbio.com/T2 Biosystemshttp://www.t2biosystems.com/Trevenahttp://www.trevenainc.com/MicroCHIPShttp://www.mchips.com/Ocular Therapeutixhttp://www.itherapeutix.com/Visterrahttp://visterrainc.com/Ascend Healthhttp://ascendhealth.net/Free & Clearhttp://alerewellbeing.com/Life Line Screeninghttp://www.lifelinescreening.com/MedVantxhttp://medvantx.com/Advion BioScienceshttp://advion.com/Apnex Medicalhttp://www.apnexmedical.com/Asthmatxhttp://www.btforasthma.com/BridgePoint Medicalhttp://bridgepointmedical.com/Cardiac Conceptshttp://www.cardiacconcepts.com/Cardiac Dimensionshttp://cardiacdimensions.com/Data Sciences Internationalhttp://www.datasci.com/Follicahttp://follicabio.com/GI Dynamicshttp://www.gidynamics.com/Nanosyshttp://www.nanosysinc.com/Ocular Therapeutixhttp://www.itherapeutix.com/Taris Biomedicalhttp://www.tarisbiomedical.com/Transoma Medicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=1568722Truliahttp://www.trulia.com/Investment Team:Jonathan Flint, Co-Founder & General Partnerjflint@polarisventures.comTerry McGuire, Co-Founder & General Partnertmcguire@polarisventures.comPeter Flint, General Partnerpflint@polarisventures.comAlan Spoon, General Partneraspoon@polarisventures.comAlan Crane, General Partneracrane@polarisventures.comAmir Nashat, General Partneranashat@polarisventures.comBob Metcalfe, Venture Partnerbmetcalfe@polarisventures.comBryce Youngren, General Partnerbyoungren@polarisventures.comDavid Barrett, General Partnerdbarrett@polarisventures.comGeorge H. Conrades, Partner Emeritusgconrades@polarisventures.comJason Trevisan, General Partnerjtrevisan@polarisventures.comJohn Gannon, General Partnerjgannon@polarisventures.comKevin Bitterman, PrincipalNoel Ruane, Venture Partner (Dublin)nruane@polarisventures.comPolaris Venture Partnerswww.polarisventures.comSilicon ValleyVCPEInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaLife Sciences & HealthcareConsumer ProductsSeedEarlyGrowthExpansionMiddle MarketFounded in 1996, Polaris Venture Partners invests in seed, early stage and high growth middle market companies. Early stage investments are focused in information technology and life sciences. Middle market investments target growing companies in technology, healthcare, digital media, ecommerce, consumer products and services, and business service sectors, providing capital for growth, acquisitions and shareholder liquidity. Polaris has invested in companies ranging from the seed stage to profitable businesses with over $100 million in revenue. Polaris invests in businesses throughout the United States and selectively in Europe and Asia. The firm has over $3.5 billion under management, more than 20 investment professionals, and current investments in more than 100 companies. The firm maintains additional offices in Palo Alto, California, New York, and Dublin, Ireland. Polaris Partners' incubator, @dogpatchlabs communities, provide technology and biotechnology entrepreneurs access to a constant atmosphere of innovation and collaboration that encourages successful company formation.

151 Lytton AvenuePalo AltoCA94301781-290-0770

Portfolio companies include:Athletes' Performancehttp://www.athletesperformance.com/Automattichttp://automattic.com/BlackArrowhttp://www.blackarrow.tv/Cardlyticshttp://cardlytics.com/Earth Networkshttp://www.earthnetworks.com/Experiencehttp://www.experience.com/entry-level-jobs/Formspring.mehttp://www.formspring.me/Health Centralhttp://www.healthcentral.com/Internet Brandshttp://www.internetbrands.com/JibJab Mediahttp://sendables.jibjab.com/KISSmetricshttp://www.kissmetrics.com/Lolappshttp://www.lolapps.com/Movityhttp://movity.com/Phreesiahttp://www.phreesia.com/Quantcasthttp://www.quantcast.com/Sprouthttp://www.sproutonline.com/TechTargethttp://www.techtarget.com/Thing Labshttp://www.thinglabs.com/Turbinehttp://www.turbine.com/turntablehttp://turntable.fm/Art.comhttp://www.art.com/eRewardshttp://www.e-rewards.com/Ice.comhttp://www.ice.com/JIBEhttp://www.jibe.com/LegalZoomhttp://www.legalzoom.com/ShoeDazzle.comhttp://www.shoedazzle.com/SnappCloudhttp://snappcloud.com/WHI Solutionshttp://www.whisolutions.com/Xpressdocshttp://www.xpressdocs.com/Emberhttp://www.ember.com/Paratekhttp://paratek.com/1366 Technologieshttp://www.1366tech.com/Impinjhttp://www.impinj.com/Infinite Power Solutionshttp://www.infinitepowersolutions.com/Silicon Optixhttp://en.wikipedia.org/wiki/Silicon_OptixSiOnyxhttp://sionyx.com/Aeponahttp://www.aepona.com/Antenna Softwarehttp://www.computerworld.com/s/article/9224379/Antenna_Software_launches_cloud_based_mobile_app_serviceArchivashttp://www.hds.com/products/file-and-content/content-platform/Asempra Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=21934597Centivehttp://www.xactlycorp.com/CodeRytehttp://www.coderyte.com/Confluencehttp://www.atlassian.com/software/confluence/overviewEgnytehttp://www.egnyte.com/Frictionless Commercehttp://www.frictionless-commerce.com/Imprivatahttp://en.wikipedia.org/wiki/ImprivataLogMeInhttps://secure.logmein.com/MarkMonitorhttp://markmonitor.com/mValenthttp://www.oracle.com/us/corporate/Acquisitions/mvalent/index.htmlNoetixhttp://www.noetix.com/Phytelhttp://www3.phytel.com/Q1 Labshttp://q1labs.com/Recurlyhttp://recurly.com/Roundboxhttp://roundbox.com/Sentillionhttp://www.microsoft.com/en-us/microsofthealth/default.aspxVKernelhttp://www.vkernel.com/Acceleron Pharmahttp://www.acceleronpharma.com/Adimabhttp://www.adimab.com/Alimera Scienceshttp://www.alimerasciences.com/Arsenal Medicalhttp://www.arsenalmedical.com/Athenixhttp://athenixbody.com/aTyr Pharmahttp://www.atyrpharma.com/Avila Therapeuticshttp://www.avilatx.com/BINDhttp://en.wikipedia.org/wiki/BINDBiolex Therapeuticshttp://www.biolex.com/Botanical Laboratorieshttp://botlab.com/Cerulean Pharmahttp://ceruleanrx.com/Fate Therapeuticshttp://www.fatetherapeutics.com/Genocea Bioscienceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=31231172Hydra Bioscienceshttp://www.hydrabiosciences.com/about_team_management.htmIronwood Pharmaceuticalshttp://ironwoodpharma.com/Momenta Pharmaceuticalshttp://ir.momentapharma.com/Pervasishttp://www.pervasistx.com/Promediorhttp://www.promedior.com/Pulmatrixhttp://pulmatrix.com/Selecta Bioscienceshttp://www.selectabio.com/Seventh Sense Biosystemshttp://7sbio.com/T2 Biosystemshttp://www.t2biosystems.com/Trevenahttp://www.trevenainc.com/MicroCHIPShttp://www.mchips.com/Ocular Therapeutixhttp://www.itherapeutix.com/Visterrahttp://visterrainc.com/Ascend Healthhttp://ascendhealth.net/Free & Clearhttp://alerewellbeing.com/Life Line Screeninghttp://www.lifelinescreening.com/MedVantxhttp://medvantx.com/Advion BioScienceshttp://advion.com/Apnex Medicalhttp://www.apnexmedical.com/Asthmatxhttp://www.btforasthma.com/BridgePoint Medicalhttp://bridgepointmedical.com/Cardiac Conceptshttp://www.cardiacconcepts.com/Cardiac Dimensionshttp://cardiacdimensions.com/Data Sciences Internationalhttp://www.datasci.com/Follicahttp://follicabio.com/GI Dynamicshttp://www.gidynamics.com/Nanosyshttp://www.nanosysinc.com/Ocular Therapeutixhttp://www.itherapeutix.com/Taris Biomedicalhttp://www.tarisbiomedical.com/Transoma Medicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=1568722Truliahttp://www.trulia.com/Investment Team:Jonathan Flint, Co-Founder & General Partnerjflint@polarisventures.comTerry McGuire, Co-Founder & General Partnertmcguire@polarisventures.comPeter Flint, General Partnerpflint@polarisventures.comAlan Spoon, General Partneraspoon@polarisventures.comAlan Crane, General Partneracrane@polarisventures.comAmir Nashat, General Partneranashat@polarisventures.comBob Metcalfe, Venture Partnerbmetcalfe@polarisventures.comBryce Youngren, General Partnerbyoungren@polarisventures.comDavid Barrett, General Partnerdbarrett@polarisventures.comGeorge H. Conrades, Partner Emeritusgconrades@polarisventures.comJason Trevisan, General Partnerjtrevisan@polarisventures.comJohn Gannon, General Partnerjgannon@polarisventures.comKevin Bitterman, PrincipalNoel Ruane, Venture Partner (Dublin)nruane@polarisventures.comPolaris Venture Partnerswww.polarisventures.comNew YorkVCPEInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaLife Sciences & HealthcareConsumer ProductsSeedEarlyGrowthExpansionMiddle MarketFounded in 1996, Polaris Venture Partners invests in seed, early stage and high growth middle market companies. Early stage investments are focused in information technology and life sciences. Middle market investments target growing companies in technology, healthcare, digital media, ecommerce, consumer products and services, and business service sectors, providing capital for growth, acquisitions and shareholder liquidity. Polaris has invested in companies ranging from the seed stage to profitable businesses with over $100 million in revenue. Polaris invests in businesses throughout the United States and selectively in Europe and Asia. The firm has over $3.5 billion under management, more than 20 investment professionals, and current investments in more than 100 companies. The firm maintains additional offices in Palo Alto, California, New York, and Dublin, Ireland. Polaris Partners' incubator, @dogpatchlabs communities, provide technology and biotechnology entrepreneurs access to a constant atmosphere of innovation and collaboration that encourages successful company formation.

Union Square36 East 12th StreetNew YorkNY10003781-290-0770

Portfolio companies include:Athletes' Performancehttp://www.athletesperformance.com/Automattichttp://automattic.com/BlackArrowhttp://www.blackarrow.tv/Cardlyticshttp://cardlytics.com/Earth Networkshttp://www.earthnetworks.com/Experiencehttp://www.experience.com/entry-level-jobs/Formspring.mehttp://www.formspring.me/Health Centralhttp://www.healthcentral.com/Internet Brandshttp://www.internetbrands.com/JibJab Mediahttp://sendables.jibjab.com/KISSmetricshttp://www.kissmetrics.com/Lolappshttp://www.lolapps.com/Movityhttp://movity.com/Phreesiahttp://www.phreesia.com/Quantcasthttp://www.quantcast.com/Sprouthttp://www.sproutonline.com/TechTargethttp://www.techtarget.com/Thing Labshttp://www.thinglabs.com/Turbinehttp://www.turbine.com/turntablehttp://turntable.fm/Art.comhttp://www.art.com/eRewardshttp://www.e-rewards.com/Ice.comhttp://www.ice.com/JIBEhttp://www.jibe.com/LegalZoomhttp://www.legalzoom.com/ShoeDazzle.comhttp://www.shoedazzle.com/SnappCloudhttp://snappcloud.com/WHI Solutionshttp://www.whisolutions.com/Xpressdocshttp://www.xpressdocs.com/Emberhttp://www.ember.com/Paratekhttp://paratek.com/1366 Technologieshttp://www.1366tech.com/Impinjhttp://www.impinj.com/Infinite Power Solutionshttp://www.infinitepowersolutions.com/Silicon Optixhttp://en.wikipedia.org/wiki/Silicon_OptixSiOnyxhttp://sionyx.com/Aeponahttp://www.aepona.com/Antenna Softwarehttp://www.computerworld.com/s/article/9224379/Antenna_Software_launches_cloud_based_mobile_app_serviceArchivashttp://www.hds.com/products/file-and-content/content-platform/Asempra Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=21934597Centivehttp://www.xactlycorp.com/CodeRytehttp://www.coderyte.com/Confluencehttp://www.atlassian.com/software/confluence/overviewEgnytehttp://www.egnyte.com/Frictionless Commercehttp://www.frictionless-commerce.com/Imprivatahttp://en.wikipedia.org/wiki/ImprivataLogMeInhttps://secure.logmein.com/MarkMonitorhttp://markmonitor.com/mValenthttp://www.oracle.com/us/corporate/Acquisitions/mvalent/index.htmlNoetixhttp://www.noetix.com/Phytelhttp://www3.phytel.com/Q1 Labshttp://q1labs.com/Recurlyhttp://recurly.com/Roundboxhttp://roundbox.com/Sentillionhttp://www.microsoft.com/en-us/microsofthealth/default.aspxVKernelhttp://www.vkernel.com/Acceleron Pharmahttp://www.acceleronpharma.com/Adimabhttp://www.adimab.com/Alimera Scienceshttp://www.alimerasciences.com/Arsenal Medicalhttp://www.arsenalmedical.com/Athenixhttp://athenixbody.com/aTyr Pharmahttp://www.atyrpharma.com/Avila Therapeuticshttp://www.avilatx.com/BINDhttp://en.wikipedia.org/wiki/BINDBiolex Therapeuticshttp://www.biolex.com/Botanical Laboratorieshttp://botlab.com/Cerulean Pharmahttp://ceruleanrx.com/Fate Therapeuticshttp://www.fatetherapeutics.com/Genocea Bioscienceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=31231172Hydra Bioscienceshttp://www.hydrabiosciences.com/about_team_management.htmIronwood Pharmaceuticalshttp://ironwoodpharma.com/Momenta Pharmaceuticalshttp://ir.momentapharma.com/Pervasishttp://www.pervasistx.com/Promediorhttp://www.promedior.com/Pulmatrixhttp://pulmatrix.com/Selecta Bioscienceshttp://www.selectabio.com/Seventh Sense Biosystemshttp://7sbio.com/T2 Biosystemshttp://www.t2biosystems.com/Trevenahttp://www.trevenainc.com/MicroCHIPShttp://www.mchips.com/Ocular Therapeutixhttp://www.itherapeutix.com/Visterrahttp://visterrainc.com/Ascend Healthhttp://ascendhealth.net/Free & Clearhttp://alerewellbeing.com/Life Line Screeninghttp://www.lifelinescreening.com/MedVantxhttp://medvantx.com/Advion BioScienceshttp://advion.com/Apnex Medicalhttp://www.apnexmedical.com/Asthmatxhttp://www.btforasthma.com/BridgePoint Medicalhttp://bridgepointmedical.com/Cardiac Conceptshttp://www.cardiacconcepts.com/Cardiac Dimensionshttp://cardiacdimensions.com/Data Sciences Internationalhttp://www.datasci.com/Follicahttp://follicabio.com/GI Dynamicshttp://www.gidynamics.com/Nanosyshttp://www.nanosysinc.com/Ocular Therapeutixhttp://www.itherapeutix.com/Taris Biomedicalhttp://www.tarisbiomedical.com/Transoma Medicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=1568722Truliahttp://www.trulia.com/Investment Team:Jonathan Flint, Co-Founder & General Partnerjflint@polarisventures.comTerry McGuire, Co-Founder & General Partnertmcguire@polarisventures.comPeter Flint, General Partnerpflint@polarisventures.comAlan Spoon, General Partneraspoon@polarisventures.comAlan Crane, General Partneracrane@polarisventures.comAmir Nashat, General Partneranashat@polarisventures.comBob Metcalfe, Venture Partnerbmetcalfe@polarisventures.comBryce Youngren, General Partnerbyoungren@polarisventures.comDavid Barrett, General Partnerdbarrett@polarisventures.comGeorge H. Conrades, Partner Emeritusgconrades@polarisventures.comJason Trevisan, General Partnerjtrevisan@polarisventures.comJohn Gannon, General Partnerjgannon@polarisventures.comKevin Bitterman, PrincipalNoel Ruane, Venture Partner (Dublin)nruane@polarisventures.comProject 11http://project11.comAInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyProject 11 was launched by former Microsoft Corp. R&D leaders Katie Rae and Reed Sturtevant. The duo is looking to raise a $5 million first fund. According to published reports, Project 11 wants to work with angel investor syndicates in the ballpark of $250-500K total round sizes.

One Cambridge Center, 6th FloorCambridgeMA02142

Portfolio companies include:PeerTransferhttp://peertransfer.com/Locatelyhttp://locately.com/Adelphichttp://adelphic.com/Investment Team:Katie Raekatie@project11.comReed Sturtevantreed@project11.comFlagship Ventureswww.flagshipventures.comVCEnergy & Clean TechLife Sciences & HealthcareSeedEarlyFounded in 2000, Flagship Ventures is an entrepreneurship and venture capital firm based in Cambridge, MA. The Flagship investment team consists of 10 professionals focused on creating, financing, and building companies in the Therapeutics, Life Science & Diagnostics, and BioEnergy/Cleantech sectors. Flagship Ventures currently manages $900 million in capital and invests nationally. The team has founded over 40 successful new ventures while funding and building over 100 more. Flagship's initial investment may range between $500,000 and $5 million. The firm may invest up to a total $7-$15 million during the life of an early stage venture and typically forms a syndicate that includes other leading venture firms.

One Memorial Drive, 7th Floor CambridgeMA02142617-868-1888 617-868-1115

Portfolio companies include:Visterrahttp://visterrainc.com/Celexionhttp://celexionbio.com/TheraCrinehttp://theracrine.com/Elevenhttp://www.elevenbio.com/Receptoshttp://receptos.com/Selectahttp://www.selecta.com/Agioshttp://www.agios.com/Accuri Cytometershttp://www.accuricytometers.com/Helicoshttp://www.helicosbio.com/Selventahttp://selventa.com/Seahorse Biosciencehttp://www.seahorsebio.com/Ataris Biomedicalhttp://www.tarisbiomedical.com/Avedrohttp://avedro.com/SeventhSensehttp://7sbio.com/Quanterixhttp://quanterix.com/Intiohttp://www.intio.us/Oasyshttp://oasyswater.com/Joulehttp://www.jouleunlimited.com/Novomerhttp://www.novomer.com/Selectahttp://www.selecta.com/Blend Therapeuticshttp://blendtx.com/Permeonhttp://www.permeonbio.com/Breathable Foodshttp://breathablefood.com/Seres Healthhttp://seresmedical.com/en/index.aspModernahttp://modernacollection.com/ExactCosthttp://www.exactcost.com/Essentienthttp://www.flagshipventures.com/venture-capital/all-companies/essentientMidorihttp://www.midori-world.com/Advanced Electron Beamshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=24900714WikiCell Designshttp://www.wikicelldesigns.fr/Investment Team:Noubar B. Afeyan, Ph.D., Managing Partner and CEOnafeyan@flagshipventures.comEdwin M. Kania, Jr., Managing Partner and Chairmanekania@flagshipventures.comJim Matheson, General Partnerjim@flagshipventures.comDoug Cole, General Partnerdcole@flagshipventuresHarry Wilcox, COO and Partnerhwilcox@flagshipventuresBrian Baynes, PhD, Partnerbbaynes@flagshipventures.comDavid Berry, MD, PhD, Partnerdberry@flagshipventures.comFletcher Spaght Ventureswww.fletcherspaght.comVCInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareMedical DeviceEarlyEstablished in 2001, Fletcher Spaght Ventures (FSV) is a venture capital fund investing in emerging growth healthcare and high technology companies. Established by Fletcher Spaght, Inc. (FSI), a strategy consulting firm, FSV invests in companies with: familiarity/experience with FSI; promising business potential; and financing led by top-tier venture capital firms. FSV does not intend to lead deals, but will collaborate with and support the lead investors. The firm focuses on companies in the areas of information technology (IT) and IT services, Internet, software, telecommunications, medical devices, healthcare informatics, biotechnology and healthcare services.

222 Berkeley Street, 20th FloorBostonMA02116-3761617-247-6700617-247-7757

Portfolio companies include:Cadenthttp://www.cadent.biz/Quick Study Radiologyhttp://www.qs-r.com/Proteus Biomedicalhttp://www.proteusbiomed.com/BIOCIUS Life Scienceshttp://www.chem.agilent.com/en-US/Products/Instruments/ms/rapidfire/pages/default.aspxBioscanhttp://bioscan.com/BioTrovehttp://www.appliedbiosystems.com/absite/us/en/home/news-announcements/biotrove.htmlCardioFocushttp://cardiofocus.com/HistoSonicshttp://histosonics.com/Interactive Supercomputinghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=24734291Ikano Therapeuticshttp://ikanotherapeutics.com/Juventas Therapeuticshttp://www.juventasinc.com/about/team.htmlMetabolonhttp://www.metabolon.com/PhaseBio Pharmaceuticalshttp://www.phasebio.com/SironRX Therapeuticshttp://www.sironrx.com/about-sironrx/Soleo Communicationshttp://soleocommunications.com/Soteirahttp://www.soteira.com/TSD Rentalhttp://www.tsd-inc.com/HTG Molecular Diagnosticshttp://www.htgmolecular.com/Interactive Supercomputinghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=24734291Proteus Biomedicalhttp://www.proteusbiomed.com/Cayenne Medicalhttp://cayennemedical.com/SurgiQuesthttp://surgiquest.com/Investment Team:John Fletcher, Founding Partner & CEOjf@fletcherspaght.comPearson Spaght, Founding Partner & Presidentps@fletcherspaght.comLinda Tufts, Founding Partner & Vice Presidentlt@fletcherspaght.comBob Schmidt, Venture PartnerGuy Fish, M.D., Vice PresidentLisa Granick, Vice Presidentlg@fletcherspaght.comAmey Moot, DirectorJanice Disanto, Financial DirectorPeter Kleinhenz, Venture PartnerFlybridge Partnerswww.flybridge.comVCInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareConsumer ProductsSeedEarlyGrowthFounded in 2001 as Boston-based IDG Ventures Atlantic, the firm was re-named Flybridge Capital Partners in 2008 to better reflect its position as a firm with a broad, blue-chip investor base and diverse sector focus. The firm has $560 million under management across three funds including Flybridge Capital Partners III, LP (2008), Flybridge Capital Partners II, LP (2005), and Flybridge Capital Partners I, LP (2001). Flybridge invests in seed and early-stage, capital efficient companies in the consumer, energy, healthcare and information technology markets. With early-stage companies, the firm will initially invest between $1 million and $3 million, and between $6 million and $12 million in aggregate, with a target of 20 to 30 percent ownership. For mid-growth companies, the firm will initially invest between $3 million and $6 million, $6 million to $12 million in aggregate, and will seek 15 to 25 percent ownership.

500 Boylston Street, 18th FloorBostonMA02116617-307-9292617-307-9293

Portfolio companies include:SupplyScapehttp://tracelink.com/tracelink-acquires-supplyscapeVidSyshttp://vidsys.com/BzzAgenthttp://www.bzzagent.com/Protein Foresthttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=7832305mValenthttp://www.oracle.com/us/corporate/Acquisitions/mvalent/index.htmldigitalArborhttp://www.digitalarbor.com/Eka Systemshttp://www.cooperindustries.com/content/public/en/power_systems/solutions/ami.htmlFirstBest Systemshttp://www.firstbest.com/GamerDNAhttp://www.gamerdna.com/Calxedahttp://calxeda.com/CHiLhttp://www.chilis.com/ClickSquaredhttp://www.clicksquared.com/Crispy Gamerhttp://crispygamer.com/lighterlivinghttp://www.lighterliving.com/default.aspMagen BioScienceshttp://www.magenbiosciences.com/10genhttp://www.10gen.com/33Acrosshttp://33across.com/AcountNowhttp://www.accountnow.com/Blackwavehttp://blackwave.tv/DataXuhttp://www.dataxu.com/Immediahttp://immediaretail.com/Gobyhttp://www.goby.com/i4cphttp://www.i4cp.com/Nasunihttp://www.nasuni.com/Jingle Networkshttp://www.free411.com/onefortyhttp://www.hubspot.com/Sand 9http://sand9.com/SavingStarhttps://savingstar.com/InnerWirelesshttp://www.innerwireless.com/Open Englishhttp://www.openenglish.com/inicio.doBetterCloudhttp://www.bettercloud.com/BlueTarp Financialhttps://www.bluetarp.com/indexCartera Commercehttp://www.cartera.com/Convoke Systemshttp://convokesystems.com/Digital Lumenshttp://www.digitallumens.com/Firebasehttps://www.firebase.com/Infobrighthttp://www.infobright.com/JouleXhttp://www.joulex.net/Madeira Madeirahttp://www.madeiramadeira.com.br/MicroCHIPShttp://www.mchips.com/Tremor Videohttp://www.tremorvideo.com/Investment Team:Chip Hazard, General Partnerchip@flybridge.comMichael Greeley, General Partnermichael@flybridge.comJeff Bussgang, General Partnerjeff@flybridge.comDavid Aronoff, General Partnerdavid@flybridge.comJon Karlen, General Partnerjon@flybridge.comBruce Revzin, CFOFoley Ventureswww.foley.com/foleyventuresCVCInformation TechnologySoftware & InternetLife Sciences & HealthcareMedical DeviceSports & EntertainmentSeedEarlyFoley & Lardner, a major national law firm, recently launched Foley Ventures, a $4 million venture capital fund exclusively investing in, or with, Foley clients. The Foley venture fund was designed to make the investment process simple. For venture funds, Foley invests $100,000 side-by-side with the fund's investment in a portfolio company, so long as the fund meets the following key requirements: the fund is a client and the portfolio company is projected to have adequate cash flow after the investment for at least one year. For startups or emerging companies, Foley will invest $100,000 if the startup meets the following key requirements: they are a client, and the company receives a simultaneous investment from a professionally managed venture fund; and Foley's investment, together with the venture fund's investment, is projected to provide adequate cash flow for at least one year. When the investment is made by an angel fund, Foley Ventures may invest $50,000, subject to similar requirements as above.

c/o Foley & Lardner111 Huntington Avenue, Suite 2600BostonMA02199-7610617-342-4000617-342-4001

Portfolio companies include:Shine Medicalhttp://shinemed.com/Kids Sports Entertainmenthttp://www.kidica.com/kids-entertainment/kids-activities/youth-sports.aspxKythera Biopharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=23928419StudyBluehttp://www.studyblue.com/Burrow Constructionhttp://www.burrowconstruction.com/Investment Team:Gabor Garai, Partner, Chair Private Equity & Venture Capital Practiceggarai@foley.comFounder Collectivehttp://foundercollective.comVCInformation TechnologySoftware & InternetSeedFounder Collective is a seed-stage venture capital fund, built by a collection of successful entrepreneurs. The firm is headquartered in New York City and Cambridge, but makes investments all over the world. With $50M under management, the fund is focused on East coast investments. Founder Collective is industry agnostic, but the firm prefers companies that have an information technology component.

1 Mifflin PlaceCambridgeMA02138

Portfolio companies include:20x200http://www.20x200.com/AdSafehttp://adsafemedia.com/Big Thinkhttp://bigthink.com/Brontes Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=20960544Clickatellhttp://www.clickatell.com/Connectivahttp://www.connectivasystems.com/DailyBhttp://www.thedailybeast.com/Factualhttp://www.factual.com/Coupanghttp://www.coupang.com/Datalothttp://www.datalot.com/GetMeInhttp://www.getmein.com/ExtensionFMhttp://ie.ex.fm/Greplinhttps://www.greplin.com/hunchhttp://hunch.com/AdStruchttp://adstruc.com/Betaworkshttp://betaworks.com/1000 Memorieshttp://1000memories.com/A Bit Luckyhttp://www.abitlucky.com/about.mehttp://about.me/Art.syhttp://artsy.net/BackTypehttp://www.backtype.com/Skypehttp://www.skype.com/intl/en-us/home/Trazzlerhttp://www.trazzler.com/Vimephttps://vimeo.com/Vookhttp://vook.com/SeatGeekhttp://seatgeek.com/SiteAdvisorhttp://www.siteadvisor.com/Gigwalkhttp://gigwalk.com/BuzzFeedhttp://www.buzzfeed.com/BestVendorhttp://www.bestvendor.com/Chartbeathttp://chartbeat.com/Chirplyhttp://www.chirply.com/Chloe + Isabelhttp://www.chloeandisabel.com/Formspringhttp://www.formspring.me/Heyzaphttp://www.heyzap.com/Hotel Tonighthttp://www.hoteltonight.com/HowAboutWehttp://www.howaboutwe.com/Makerbothttp://www.makerbot.com/Paddle8http://www.paddle8.com/Investment Team:David Frankel, Managing PartnerEric Paley, Managing PartnerZach Klein, Founder PartnerChris Dixon, AdvisorCaterina Fake, Founder PartnerMicah Rosenbloom, Founder PartnerProvident Healthcare Ventureswww.providenthv.comVCILife Sciences & HealthcareSeedEarlyProvident Healthcare Ventures recently launched its first Principals Fund with $25 million, which will focus on early-stage healthcare services companies. The fund includes both an incubator for early-stage start-up funding, as well as more traditional seed funding for larger investments and more mature operating companies. Investments will range from $250,000 to $3 million, and focus on a number of healthcare services sectors, including homecare, hospice, specialty/institutional pharmacy, infusion therapy, and disease and therapy management. All capital invested in the Principals Fund is provided by the principals of Provident.

183 State StreetBostonMA02109617-367-5000617-742-9810

Portfolio companies include:N/AN/AInvestment Team: Robert Ciardi, Managing Partnerrciardi@providenthv.comWilliam Shepard, Managing Directorwshepard@providenthv.comFulham & Co.www.fulhamco.comPEManufacturing & IndustrialMiddle MarketFounded in 1984, Fulham & Co. invests in manufacturing companies that sell highly engineered commercial products that have developed an important position in a niche market. The firm has participated in 34 deals and currently manages approximately $280 million in two investment funds. Fulham targets companies with $2-6 million in EBITDA. Fulham encourages sharing of best practices among its portfolio companies, with a particular emphasis on lean manufacturing, Foreign sourcing, manufacturing efficiency, engineering capabilities, and sales and marketing tools and initiatives.

593 Washington St.WellesleyMA02482781-235-2266781-235-2009

Portfolio companies include:Emseal Joint Systemshttp://www.emseal.com/Long Trail Brewing Cohttp://longtrail.com/New Hampshire Industrieshttp://nhipulleys.com/Metal Tronicshttp://www.metaltronics.com/Tympaniumhttp://www.answers.com/topic/tympanumITSENCLOSUREShttp://www.itsenclosures.com/Otter Creek Brewing Cohttp://www.ottercreekbrewing.com/ZSihttp://zsi-inc.com/Intrepid Power Boatshttp://www.intrepidboats.com/Trombetta Motion Technologieshttp://www.trombetta.com/Gammillhttp://gammill.net/Safety Speed Cuthttp://safetyspeedcut.com/Federal Package Networkhttp://federalpackage.com/Dia Com Corporationhttp://www.diacom.com/Foster Manufacturinghttp://www.couplers.com/Investment Team:John N. Fulham III, Managing Partnerjohn@fulhamco.comTimothy W. Fulham, Managing Partnertim@fulhamco.comSusan Sullivan, Chief Financial Officersusan@fulhamco.comAngelo L. Ciavarella, Operating Partnerangelo@fulhamco.comJames P. Miller, Operating Partnerjim@fulhamco.comPureTech Ventureswww.puretechventures.comILife Sciences & HealthcareMedical DeviceSeedEarlyPureTech is committed to creating innovative life sciences companies. Neither a venture fund or an incubator, PureTech proactively forms companies and drives them forward as the primary founder. PureTech transforms breakthrough technologies into organizations that tackle major unmet needs that have yet to be addressed by emerging science. The firm specializes in seed and early-stage investment in novel therapeutics, medical devices, and platform technologies. The firm encourages scientists and entrepreneurs to contact them at the idea stage, before a company is formed or a business plan has been written. PureTech was founded by a group of entrepreneurs and pharmaceutical industry executives to bridge the "venture gap" between the lab and venture capital.

500 Boylston Street, Suite 1600BostonMA02116617-482-2333617-482-3337

Portfolio companies include:Gelesishttp://www.gelesis.com/Satorihttp://en.wikipedia.org/wiki/SatoriProtein Foresthttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=7832305Neovaschttp://www.neovasc.com/Follicahttp://follicabio.com/Enlight Bioscienceshttp://www.enlightbio.com/Libra Bioscienceshttp://librabio.com/VisionSensehttp://www.visionsense.com/Mersanahttp://mersana.com/Karuna Pharmaceuticalshttp://karunapharma.com/Vascular Biogenicshttp://www.vblrx.com/Vedanta Bioscienceshttp://vedantabio.com/Appeeringhttp://www.appeering.com/Endrahttp://www.endrainc.com/Entregahttp://entregasystems.com/Fluoropharmahttp://www.fluoropharma.com/Knodehttp://knodeinc.com/Akili Interactive Labshttp://akiliinteractive.com/Satori Pharmaceuticalshttp://satoripharma.com/Tal Medicalhttp://www.talmedical.com/Mandara Scienceshttp://www.mandarasciences.com/Investment Team:Daphne Zohar, Founder, Managing Partnerdzohar@puretechventures.comDr. John Zabriskie, Co-Founder & Senior Partnerjzabr@puretechventures.comDr. Bennett Shapiro, Chairman & Senior Partnerbshapiro@puretechventuresDr. Ronald Cape, Senior PartnerDr. Robert Langer, Co-Founder, PartnerDr. John LaMattina, Senior PartnerDr. Eric Elenko, Partnereelenko@puretechventures.comDr. David Steinberg, Partnerdsteinberg@follicabio.comStephen Muniz, Partner and General Counselsmuniz@puretechventures.comDr. Bernat Olle, Senior Associatebolle@puretechventures.comDr. Andrew Miller, Senior Associateamiller@puretechventures.comDr. Eddie Martucci, Associateemartucci@puretechventures.comDr. James Mutamba, AssociatePhil Murray, Senior Analystpmurray@puretechventures.comWilliam Berry, Manager of Finance and OperationsGB Merchant Partners, LLCwww.gbmerchantpartners.comPEConsumer ProductsRetail & RestaurantMiddle MarketGB Merchant Partners, LLC is the private equity affiliate of Gordon Brothers Group. The firm invests in management buyouts, restructurings, recapitalizations, turnarounds, and growth capital transactions. GB Merchant Partners takes majority and minority equity positions in middle-market companies within the consumer products and retail sectors. Investments are made through its 1903 Equity Fund, a fund with $275 milllion of committed capital. GB Merchant Partners focuses on all segments of the consumer products and services sectors including retail, distribution, wholesale, licensing and manufacturing.

101 Huntington Avenue, 10th FloorBostonMA02199888-424-1903617-210-7141

Portfolio companies include:Things Rememberedhttp://www.thingsremembered.com/Toys 'R' Ushttp://www.gumtree.com/p/for-sale/toysrus-toddler-toy-london-4/1010406136Ashley Stewarthttp://www.ashleystewart.com/Como Fred Davidhttp://www.freddavid.com/Deb Shopshttp://www.debshops.com/Dollaramahttp://www.dollarama.com/Grafton-Fraserhttp://graftonfraser.com/home.htmInvestment Team:Matthew R. Kahn, Managing Directormkahn@gbmerchantpartners.comJames M. Dworkin, Managing Directorjdworkin@gbmerchantpartners.comScott F. Strasser, Managing Directorsstrasser@gbmerchantpartners.comJames C. Rhee, Managing Directorjrhee@gordonbrothers.comGemini Investors, LLCwww.gemini-investors.comPEInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsEducation & TrainingMiddle MarketGemini Investors is a private equity firm focused on providing investment capital to established, middle market businesses, operating in nearly all industry sectors, with three or more years of operating history, and revenues between $10 and $50 million and EBITDA of at least $1 million. Currently, Gemini manages four investment funds with total committed capital of $500 million. The firm invests in a variety of transactions, including growth capital, acquisitions, recapitalizations, and buyouts. Operating since 1993, and having made more than 90 investments since its inception, Gemini has raised four equity funds in 1995, 1997, 2000, and 2005. Gemini will typically make investments of between $3 and $8 million and the preferred industry focus is technology, business services, consumer services, healthcare, education, manufacturing and distribution.

20 William Street, Suite 250WellesleyMA02481781-237-7001781-237-7233

Portfolio companies include:Dyaxhttp://www.dyax.com/careers.htmlNovatelhttp://www.novatelwireless.com/WebHirehttps://recruiter.webhire.com/Endreshttp://endresprocessing.com/Disaster Kleenup Internationalhttp://www.disasterkleenup.com/Coventorhttp://www.coventor.com/about-us/careers/ExamSofthttp://www.examsoft.com/main/index.phpgomembers.comhttp://www.cdcsoftware.com/en/Solutions/CDC-Association-Management-SystemAccurate Home Carehttp://www.accuratehomecare.com/Action Targehttp://www.actiontarget.com/Star Career Academyhttp://www.starcareeracademy.com/Betatronixhttp://www.betatronix.com/Center Rockhttp://www.centerrock.com/Coast Platinghttp://coastplating.com/Color Resourceshttp://colorresources.com/Datacom Systemshttp://datacomsystems.com/Harvey Toolhttp://www.harveytool.com/Jan Prohttp://www.jan-pro.com/NetStepshttp://www.netsteps.com/HomeNewprohttp://www.newprocontainers.com/Tile Outlethttp://tileoutlet.net/Wazeehttp://www.wazee.org/Antrares Technologyhttp://www.antarestech.com/Candescent Healinghttp://www.candescenthealing.com/Correctional Healthcare Companieshttp://www.correctioncare.com/CSL Platinghttp://csl-plating.com/Dorsey Schoolshttp://www.dorsey.edu/DTT Surveillancehttp://www.dttusa.com/Emerald BioStructureshttp://www.emeraldbiostructures.com/LEDCOhttp://www.ledcolaminator.com/Marinellohttp://www.marinello.com/PremierGaragehttp://premiergarage.com/Primestreamhttp://primestream.com/Garbanzohttp://www.eatgarbanzo.com/American Signcraftershttp://www.americansigncrafters.com/Vanderveerhttp://www.vanderveercenter.com/Aileron Solutionshttp://aileronsolutions.com/All Aboard Americahttp://www.allaboardamerica.com/Hilco Plasticshttp://www.hilcotech.com/FabEnCohttp://www.fabenco.com/PureCarshttp://purecars.com/Colorado Componentshttp://cocomponents.com/dealer/NetStepshttp://www.netsteps.com/HomeInvestment Team:James Goodman, Presidentjgoodman@gemini-investors.comJeffrey T. Newton, Managing Directorjnewton@gemini-investors.comDavid Millet, Managing Directordmillet@gemini-investors.comJames T. Rich, Managing Directorjrich@gemini-investors.comMatthew E. Keis, Managing Directormkeis@gemini-investors.comDean S. Pernisie, Vice Presidentdpernisie@gemini-investors.comEllen M. Winston, Vice President, Financeewinston@gemini-investors.comRobert P. Menn, Vice Presidentrmenn@gemini-investors.comGeneral Catalystwww.generalcatalyst.comVCPEInformation TechnologySoftware & InternetMedia & Digital MediaEnergy & Clean TechConsumer ProductsSeedEarlyGrowthFounded in 2000, General Catalyst is an active, value-added venture capital and private equity investment firm based in Cambridge, MA. General Catalyst invests $10-$50 million in both early and growth stage companies. General Catalyst seeks to partner with outstanding entrepreneurs, leaders, and management teams across all growth stages of company development, through a variety of transaction structures including: Minority and majority growth equity investments to fund growth or acquisitions; Leveraged recapitalizations to enable shareholder liquidity; Management-led buyouts; Take-privates of public companies; and Consolidations of industries undergoing "sea-change" type transformations. The firm also has a seed program, investing $50-$250k in companies at the earliest stages. General Catalyst has approximately $2.2 billion of committed capital under management across six funds.

20 University Road, Fourth FloorCambridgeMA02138617-234-7000617-234-7040

Portfolio companies include:OnForcehttp://www.onforce.com/Imprivatahttp://www.imprivata.com/OutStarthttp://web.outstart.com/Laszlo Systemshttp://www.laszlosystems.com/Veneticahttp://www.ibm.com/us/en/Prematicshttps://www.prematics.net/Desktop/Login.aspxProfitLogichttp://www.oracle.com/us/corporate/Acquisitions/profitlogic/index.htmlQUMAShttp://www.qumas.com/rPathhttp://www.rpath.com/corp/SignalDemandhttp://www.signaldemand.com/BigFish Gameshttp://www.bigfishgames.com/Bozeehttp://www.boxee.tv/BzzAgenthttp://www.bzzagent.com/CCPhttp://www.ccp.edu/site/Goinghttp://www.going.com/Gamelogichttp://www.gamelogic.com/GIRChttp://www.girc.org/Warby Parkerhttp://www.warbyparker.com/hunchhttp://hunch.com/Kayakhttp://www.kayak.com/thingDhttp://www.thefancy.com/TravelPosthttp://travelpost.com/PingIdentityhttps://www.pingidentity.com/Cyphy Workshttp://cyphyworks.com/OnLine eXchangehttp://www.shopmyexchange.com/Visibles Measureshttp://www.visiblemeasures.com/Tudou.comhttp://www.tudou.com/RueLaLahttp://www.ruelala.com/Room 77https://www.room77.com/Roosthttp://roostco.com/SiteAdvisorhttp://www.siteadvisor.com/JumpTamphttp://www.jumptap.com/DCDhttp://www.dcd.com/Boxeehttp://www.boxee.tv/ezPrintshttp://ezprints.com/Virtual Instrumentshttp://www.virtualinstruments.com/StyleSainthttp://www.stylesaint.com/SynapDxhttp://www.synapdx.com/Nature Boxhttp://naturebox.com/Maven Networkshttp://www.crunchbase.com/company/maven-networksYottaahttp://www.yottaa.com/Investment Team: George Bell, Managing Directorgbell@generalcatalyst.comLarry Bohn, Managing Directorlbohn@generalcatalyst.comJoel Cutler, Managing DirectorDavid Fialkow, Managing DirectorDavid Orfao, Managing Directordorfao@generalcatalyst.comStephen Herrod, PhD, Managing DirectorBill Fitzgerald, CFO, COO, and Managing Directorbfitzgerald@generalcatalyst.comNeil Sequeira, Managing DirectorHemant Taneja, Managing Directorhtaneja@generalcatalyst.comBrian Shortsleeve, Managing Directorbshortsleeve@generalcatalyst.comJonathan Teo, Managing DirectorAdam Valkin, Managing DirectorGeneration Equity Investorswww.generation-equity.comVCPEMedia & Digital MediaManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantEducation & TrainingEarlyGrowthExpansionMiddle MarketGeneration Equity Investors is a private equity investment firm, based in metro-Boston and New York, providing capital and management assistance exclusively to established $3-$30 million revenue small businesses. The firm partners with experienced management teams to provide liquidity for owners and capital for growth, and takes an active advisory role in strategy, recruiting, financing, and corporate development to help build more valuable businesses. Generation has approximately $25 million in capital and makes control and non-control situations investments of $500,000 to $5 million in equity capital. Generation targets early-stage companies, family-owned and owner-managed businesses, small divisions of corporations, and other closely-held companies. Industries of interest include: Consumer and industrial products; Consumer and business services; Specialty retail or distribution; and Media and education. The firm invests throughout the U.S., but has a preference for companies in the Northeast.

141 Dorchester Avenue, Suite 515BostonMA02127508-962-5723617-244-6666

Portfolio companies include:Dancing Deer Bakinghttp://dancingdeer.com/NutraBellahttp://www.bellybarproducts.com/Scandinavian Childhttp://scanchild.com/Sherrill Treehttp://www.sherrilltree.com/Second Time Aroundhttp://secondtimearound.net/Investment Team:Gary Furstgary@generation-equity.comBrian Coltonbrian@generation-equity.comGenovation Capitalwww.genovationcapital.comVCSoftware & InternetCommunications & NetworkingMedia & Digital MediaExpansionGenovation is a private investment firm with a focus on Communications, Media and the Internet. The firm is stage agnostic but, generally focuses on larger, late stage investments with companies having revenues in excess of $100 million and market values in excess of $1 billion. Most investments are focused in North America, however Genovation has a global network and reach allowing them to leverage opportunities outside our core region.

PO Box 379GrotonMA01450617-807-0800

Portfolio companies include:ZeeVeehttp://www.zeevee.com/Zinc.tvhttp://www.zinc.tv/Investment Team:Jeff Binder, General PartnerVin Bisceglia, General PartnerDave Fellows, General PartnerGenzyme Ventureswww.genzyme.com/corp/licensing/genzyme_ventures.aspFOFCVCLife Sciences & HealthcareMedical DeviceSeedEarlyGrowthExpansionGenzyme Ventures is a corporate venture capital fund dedicated to helping Genzyme Corporation achieve its strategic goals. Founded in 2001, the $100 million fund has a current portfolio of direct corporate investments and has taken LP positions in funds managed by life-science focused VC firms. Through its direct investments in private early-stage companies, the fund aims to forge relationships which may lead to larger collaborations in the future. Genzyme Ventures invests globally with a focus on North America and Europe, targeting technologies in Pharmaceuticals and Diagnostics, in the therapeutic areas of Rare Genetic Disease, Renal, Transplant, Endocrine, Oncology, Cardiovascular, Immune-Mediated Diseases, and Biosurgery among others. Genzyme targets companies in the drug development stage of research through Phase III, investing at the Seed level through Pre-IPO. Genzyme makes investments of up to $5 million in any single round of financing with a total investment of more than $10 million in any given company.

500 Kendall StreetCambridgeMA02142617-252-7500617-252-7600

Portfolio companies include:Sirtris Pharmaceuticalshttp://www.sirtrispharma.com/about.htmlProteostasis Therapeuticshttp://proteostasis.com/UltraGenyxhttp://www.ultragenyx.com/index.php?ht=d/ContentDir/pid/289Kahr Medicalhttp://kahr-medical.com/Esperance Pharmaceuticalshttp://www.esperancepharma.com/BlueBirdBiohttp://www.bluebirdbio.com/GlycoMimeticshttp://www.glycomimetics.com/Fate Therapeuticshttp://www.fatetherapeutics.com/KaloBioshttp://kalobios.com/4s3 Biosciencehttp://4s3bioscience.com/Investment Team:Alan Walts, Ph.D., Senior AdvisorEric T. Olson, DirectorGIV Venture Partnerswww.givventurepartners.comVCInformation TechnologySoftware & InternetCommunications & NetworkingEnergy & Clean TechEarlyGIV Venture Partners is a private equity firm founded in 1999 by entrepreneurs Bill Melton and Dr. Jeong Kim. Bill was also an early investor and Director on the Board of America Online. Dr. Jeong Kim founded Yurie Systems, which was sold to Lucent for $1.2 billion in 1998. The original founders of GIV have started five companies, four of which reached successful IPOs, creating an aggregate $3 billion in market value. Collectively the team at GIV has invested over $315 million in nearly 140 private equity transactions. In 2004, GIV partnered with Argo Global Capital (see profile) to jointly co-invest and provide portfolio companies with operational and financial guidance. The current fund invests in the Mid-Atlantic region with a focus on rapidly growing, privately-held businesses in Enterprise Software & Services, Broadband, Bioinformatics & Emergent Technologies and CleanTech. Typical investments range from $2-$4 million. The firm has an additional office in Pennsylvania.

601 Edgewater Drive, Suite 345WakefieldMA01880781-213-9344 781-213-9345

Portfolio companies include:Acerhttp://www.acer.com/worldwide/selection.htmlDigitalBridge Communicationshttp://digitalbridgecommunications.com/e4ehttp://e4e.com/Amperionhttp://www.amperion.com/company.phpBPL Globalhttp://www.bplglobal.net/China Biznetworkhttp://investing.businessweek.com/research/stocks/private/people.asp?privcapId=35294775Cventhttp://www.cvent.com/Cybercashhttps://www.paypal.com/cybercashEnterworks.comhttp://www.enterworks.com/Kinzan.comhttp://www.kinzan.com/KnewCohttp://www.knewco.com/Mshow.comhttp://www.mshow.com/PayPalhttps://www.paypal.com/Priohttp://prio.no/Sina.comhttp://www.sina.com/Taranghttp://tarang-classical-indian-music.com/Venture Infotekhttp://www.ventureinfotek.com/management.aspVerifonehttp://en.wikipedia.org/wiki/VeriFoneWaySystemshttp://www.verifone.com/lp/way-systems-is-now-verifone.aspxWorkshoplivehttp://www.workshoplive.com/AOLhttp://www.aol.com/Akamaihttp://www.akamai.com/AmericanGridhttp://americangrid.com/Chinatronhttp://en.wikipedia.org/wiki/ChinatownCommercewavehttp://www.shopaneer.com/store/womansworld.come4ehttp://e4e.com/Everest Softwarehttp://www.everestsoftwareinc.com/Firefly Mobilehttp://www.fireflymobile.com/Lightiningcasthttp://www.lightningcast.com/Nostixhttp://www.nostix.co.za/main/default.aspOnMobilehttp://www.onmobile.com/TraceGainshttp://tracegains.com/Investment Team:Bill Melton, General Partnerbill@givinc.comHenry Haight, Managing MemberVijay Khanna, General Partnervijay@givinc.comMichael Long, CFOmike@givinc.comRajiv Salimathrajiv@givinc.comGlobespan Capital Partnerswww.globespancapital.comVCInformation TechnologySoftware & InternetCommunications & NetworkingEnergy & Clean TechEarlyGrowthExpansionGlobespan Capital Partners is a global venture capital firm investing in information technology companies, focusing on five sectors: energy, communications, internet/infrastructure, software, and systems and peripherals. Globespan invests across investment stages: in early-, middle- and later-stage opportunities. With offices in Boston, Palo Alto and Tokyo, the firm invests in companies all across the U.S. and in Japan on behalf of a global base of limited partners. Globespan began making investments from GCP IV in the first quarter of 2003 and has over $1 billion under management. There firm has an additional office in Palo Alto, California.

One Boston Place, Suite 2810BostonMA02108617-305-2300617-305-2301

Portfolio companies include:Akorrihttp://www.netapp.com/us/products/management-software/oncommand-insight/insight-balance.htmlAmalfi Semiconductorhttp://amalfi.com/Amobeehttp://www.amobee.com/GlassHousehttp://www.glasshouse.com/Hatteras Networkshttp://thenew.overturenetworks.com/Linden Labhttp://lindenlab.com/Nurienhttp://nurien.com/oDeskhttps://www.odesk.com/OpenSpanhttp://www.openspan.com/Palo Alto Networkshttp://www.paloaltonetworks.com/index.phpProvigenthttp://www.broadcom.com/products/Microwave-%26-Mobile-BackhaulSMS GupShuphttp://www.smsgupshup.com/Strata8http://strata8.com/Viridenthttp://virident.com/ZeaChemhttp://zeachem.com/Zipcarhttp://www.zipcar.com/Ampulsehttp://ampulse.com/Calisolarhttp://www.calisolar.com/Certeonhttp://blog.certeon.com/Clean Cellhttp://cleancellinternational.com/Cloudsharehttp://www.cloudshare.com/Coskatahttp://coskata.com/Gildhttp://www.gild.com/Kaminariohttp://www.kaminario.com/Luidiahttp://www.e-beam.com/home.htmlMarketLivehttp://www.marketlive.com/Nanterohttp://www.nantero.com/Nominumhttp://www.nominum.com/Open Milehttp://openmile.com/Optaroshttp://www.optaros.com/Overture Networkshttp://www.overturenetworks.com/Pelican Imaginghttp://www.pelicanimaging.com/Purswayhttp://www.pursway.com/Redfinhttp://www.redfin.com/Rokuhttp://www.roku.com/SignalSethttp://www.signalset.com/Think3https://www.think3info.com/Zyngahttp://www.zynga.com/Analogixhttp://www.analogix.com/Credit Sesamehttp://www.creditsesame.com/FoxTranslatehttp://www.foxtranslate.com/?optimizely=russianKonterahttp://www.kontera.com/PerkStreet Financialhttp://www.perkstreet.com/Purswayhttp://www.pursway.com/Quarticshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=27975311Shimei Semiconductorhttp://www.shimeisemicon.com/Silicor Materialshttp://www.silicormaterials.com/Investment Team:Andy Goldfarb, Co-Founder and Executive Managing Directoragoldfarb@globespancapital.comDave Fachetti, Managing Directordave@globespancapital.comDavid Poltack, CFOdpoltack@globespancapital.comJonathan Seelig, Managing Directorjseelig@globespancapital.comGold Hill Capitalwww.goldhillcapital.comVDInformation TechnologyLife Sciences & HealthcareEarlyGold Hill Capital is an independent, private venture firm focused on providing debt and equity capital to companies within the technology and life science industries. Gold Hill is capitalized by top-tier institutional investors with aggregate investment capital of approximately $1 billion deployed over two funds. The firm maintains an additional office in San Jose, California and typical investments range from $1 million to $15 million.

35 Braintree Hill Office Park, Suite 301BraintreeMA02184781-796-4200781-796-4210

Portfolio companies include:Ambarellahttp://www.ambarella.com/Dash Navigationhttp://www.ebay.com/sch/i.html?_nkw=dash+navigationCerteonhttp://blog.certeon.com/HelloSofthttp://www.imgtec.com/hellosoftAeroScouthttp://aeroscout.com/Apriushttp://www.aprius.com/Exalthttp://exaltcom.com/Exclarahttp://exclara.com/Ikoahttp://www.crunchbase.com/company/ikoaMagnumhttp://en.wikipedia.org/wiki/MagnumMeruhttp://www.merunetworks.com/Plianthttp://www.merriam-webster.com/dictionary/pliantRuckushttp://runruckus.com/Silegohttp://silego.com/SiTimehttp://www.sitime.com/Teraneticshttp://plxtech.com/Ubicomhttp://www.ubicom.com/Zettacorehttp://esionic.com/Xirrushttp://www.xirrus.com/MomentFeedhttp://momentfeed.com/NetPlenishhttp://www.netplenish.com/SugarCRMhttp://www.sugarcrm.com/High Street Partnershttp://www.hsp.com/PlumChoicehttp://www.plumchoice.com/Exaviohttp://www.storagesearch.com/exavio.htmliRisehttp://www.irise.com/Investment Team:David Fischer, Partnerdfischer@goldhillcapital.comFrank Tower, Partnerftower@goldhillcapital.comTim Waterson, Partnertwaterson@goldhillcapital.comSean Lynden, Partnerslynden@goldhillcapital.comRob Helm, Partnerrhelm@goldhillcapital.comGrail Partners, LLCwww.grailpartners.comMBFinancial ServicesEarlyMiddle MarketFounded in 2005, Grail Partners, LLC is a merchant banking firm providing capital, as a principal, as well as advice, to the global non-deposit financial services community. From offices in Boston, San Francisco, and New York, Grail assists selected asset managers worldwide with mergers, acquisitions, divestitures, and restructurings, and deploys the firm's capital to incubate new financial services businesses, as well as to re-capitalize and restructure existing businesses. For incubation investments, the firm invests a maximum of $5 million, and typically seeks to invest between $2 million and $20 million. The firm co-invests for management buyouts. Grail's partners have completed over 210 strategic and capital-raising transactions involving U.S. and non-U.S. companies in the past two decades. Grail is the sponsor of The Chalice Fund, a crossover private equity/ hedge fund and Chalice Direct Private Equity.

One International Place, Floor 46BostonMA02110617-292-3310 617-292-1833

Portfolio companies include:Munder Capitalhttp://www.munder.com/home/1,1773,,00.htmlChatham Partnershttp://chathampartners.com/Hillcrest Asset Managementhttp://67.159.219.161/Offit Capital Advisorshttp://offitcapital.com/Clarion Partnershttp://www.clarionpartners.com/Credit Sesamehttp://www.creditsesame.com/Creighton Capital Managementhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=39404396Emerging Managers Grouphttp://emergingmanagersgroup.com/Grail Advisorshttp://www.columbiamanagementetf.com/Massif Partnershttp://massifpartners.com/Merlin Securitieshttp://merlinsecurities.com/United Capital Financial Partnershttp://www.unitedcp.com/Mortgage Resolution Partnershttp://mortgageresolutionpartners.com/Munder Capital Managementhttps://www.munder.com/munder/Investment Team:Donald Putnam, Managing Partnerdputnam@grailpartners.comDarlene DeRemer, Managing Partnerdderemer@grailpartners.comS. Craig Cognietti, Partnerccognetti@grailpartners.comJ. Clarke Gray, Director, CFOcgray@grailpartners.comGrandBanks Capitalwww.grandbankscapital.comVCInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareMedia & Digital MediaFinancial ServicesEarlyGrandBanks Capital (GBC) was co-founded and sponsored by SOFTBANK Corp. and Mobius Venture Capital (formerly SOFTBANK Venture Capital) to support their early-stage investment activities on the East Coast behind their partner, Charley Lax. Grandbanks invests in early stage companies located primarily in the Eastern part of the U.S. and operating principally in the areas of Internet infrastructure, software and software services, security and storage applications, media technologies and services, financial technologies and services, and wireless technologies and services.

65 William St., Suite 330WellesleyMA02481781-997-4300781-997-4301

Portfolio companies include:Emberhttp://www.ember.com/GlassHouse Technologieshttp://www.glasshouse.com/about-usOutStarthttp://web.outstart.com/Coradianthttp://www.bmc.com/products/brand/coradiant.htmlColubris Networkshttp://www.connect802.com/colubris.htmSilverRailhttp://www.silverrailtech.com/Vivoxhttp://www.vivox.com/xkotohttp://en.wikipedia.org/wiki/Xkotoexit41http://web.exit41.com/?page_id=85Vela Systemshttp://www.velasystems.com/Achievershttp://www.achievers.com/Knowledge Visionhttp://www.knowledgevision.com/Enpockethttp://techcrunch.com/2007/09/16/nokia-to-acquire-mobile-advertising-firm-enpocket/Celtra Technologieshttp://www.celtra.com/Nexagehttp://www.nexage.com/about-usSendMehttp://www.sendme.com/First Covergehttp://timgroup.com/Savoredhttp://savored.com/EachScapehttp://www.eachscape.com/Investment Team:Charles Lax, Founder and General Managing Partnerclax@grandbankscapital.comJohn J. Healy, Venture Partnerjhealy@grandbankscapital.comJeffrey P. Parker, Venture PartnerTim Wright, General Partnertwright@grandbankscapital.comAlden Reid, AssociateGreat Hill Partners, LLCwww.greathillpartners.comVCPEInformation TechnologyCommunications & NetworkingMedia & Digital MediaBusiness ServicesGrowthExpansionMiddle MarketLateFounded in 1993, Great Hill Partners manages more than $3 billion and invests in companies beyond the early stages. Great Hill targets investments of $30 to $150 million into growth companies operating exclusively in service industries. Firms with $30 - $500 million revenue are preferred (smaller for consolidating acquisitions.) Great Hill will seek 10% to 85% ownership, usually over 30%, with a holding period of 3-7 years. The firm has arranged over $5 billion of expansion and acquisition financing, spanning over 100 portfolio companies and 250 consolidating acquisitions. Great Hill targets companies with service provider business models with recurring revenue within the communications, information technology, media and business services industries. Great Hill primarily invests in the U.S., as well as special situations in Europe and Latin America.

One Liberty Square BostonMA02109617-790-9400617-790-9401

Portfolio companies include:Credibility Corp.http://www.dandb.com/SterilMedhttp://www.sterilmed.com/Ziff Davishttp://www.ziffdavis.com/Educaeduhttp://www.educaedu.com/Vitacost.comhttp://www.vitacost.com/Integration Appliancehttp://www.integrationappliance.com/SecureWorkshttp://www.secureworks.com/Passport Health Communicationshttp://www.passporthealth.com/index.aspxPrommis Solutionshttp://prommis.com/Freightquote.comhttp://www.freightquote.com/Jobing.comhttp://www.jobing.com/Latisyshttp://www.latisys.com/PayChoicehttp://paychoice.com/Plimushttp://home.plimus.com/ecommerce/Wayfair LLChttp://www.wayfair.com/All Web Leadshttp://www.allwebleads.com/Metro Fiber Brasilhttp://boston.citybizlist.com/7/2011/1/24/Great-Hill-Partners-Raises-1.1M-for-Metro-Fiber-Brasil--cbl.aspxAccelerated Payment Technologieshttp://acceleratedpay.com/Evolve Mediahttp://www.evolvemedia.com/Spark Networkshttp://spark.net/Anthem Education Grouphttp://anthem.edu/Neumont Holdingshttp://www.greathillpartners.com/portfolio/details/87Legacy.comhttp://www.legacy.com/ns/BlueSnaphttp://www.serialio.com/products/adaptors/BlueSnapXP.phpVeracity Payment Solutionshttp://www.veracitypayments.com/content/Ascentyhttp://www.ascenty.com/Jobing.comhttp://www.jobing.com/Investment Team:Christopher S. Gaffney, Managing Partnercgaffney@greathillpartners.comJohn G. Hayes, Managing Partnerhayes@greathillpartners.comMatthew T. Vettel, Managing Partnermvettel@greathillpartners.comMichael A. Kumin, Partnermkumin@greathillpartners.comMark D. Taber, Partnertaber@greathillpartners.comChristopher M. Busby, Partnerbusby@greathillpartners.comQuabbin Capital, Inc.www.quabbincapital.comVCPEInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialFinancial ServicesReal EstateEarlyMiddle MarketFormerly known as Boston Projects Inc., Quabbin Capital is a privately-held investment management firm focusing on alternative asset investments in the U.S. and certain international markets. The firm traces its origins back to 1974 when it began its Boston-based real estate activities and now its diversified portfolio includes medium to long-term investments, with interests in private equity, mezzanine loans, venture capital, and energy. Quabbin has completed over fifty direct and fund investments in a diverse group of industries ranging from early stage bioscience and digital technology to manufacturing and financial services. The firm seeks well established companies with revenues in the $10 to $50 million range.

160 Federal StreetBostonMA02110617-330-9041

Portfolio companies include:Advanced Duplication Serviceshttp://www.ads-cd.com/Dan-Loc Bold & Gaskethttp://danloc.com/Hoffcohttp://hoffcoinc.com/Library Systems & Serviceshttp://lssi.com/Porter Grouphttp://www.portergroup.com/The oneCARE Companyhttp://onecareco.com/RIMCO Royalty Partnershttp://www.privateequityfirms.com/company/5555/RIMCO-Royalty-Partners-LPSouthwaste Serviceshttp://www.southwaste.com/SAMBA Safetyhttp://sambasafety.com/SPC TelEquiphttp://www.spc.net/Ascendant Advisors Grouphttp://ascendantadvisors.com/Investment Team:John I. Snow III, President & Managing Directorjohn.snow@quabbincapital.comSteven A. Leese, Managing Directorsteve.leese@quabbincapital.comRobert M. Hannon, Chief Financial OfficerQuarry Capital Management, LLCwww.quarrycapital.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionRetail & RestaurantMiddle MarketQuarry Capital Management is a private investment firm that specializes in providing capital and/or advisory services to lower middle market companies. The firm seeks to provide minority or controlling private equity investments in North American companies with revenue between $30 million and $600 million. Quarry Capital's target industries include manufacturing and distribution, wholesale trade, business services, retail trade, and health care. The firm also seeks operationally challenged businesses (e.g. flat to declining sales, lower margins than competitors in the industry, retirement/departure of a founder/CEO, challenges with data management systems, the need for additional financial or operating resources for growth, etc.).

2 Pleasant St.NatickMA01760508-655-3450

Portfolio companies include:Royal Pet Supplieshttp://www.royalpetsupplies.com/Investment Team:Brent P. Johnstone CFA, Managing DirectorRaptorAccelerator/ Raptor Ventureswww.raptoraccelerator.comVCSoftware & InternetMedia & Digital MediaSports & EntertainmentEarlyRaptorAccelerator, headquartered in Boston, MA, with offices in Southern California, New York City and Austin, Texas, is a majority owned subsidiary of Raptor Group, a diversified financial services firm. RaptorAccelerator provides specialized sales and revenue generation advisory services to sports, media, entertainment and content technology companies. Raptor Ventures, with offices in Boston, MA and New York City, is the venture capital arm of Raptor Group. Raptor Ventures specializes in early stage digital media and consumer facing internet deals, particularly where there is an intersection between traditional and digital businesses. Raptor Capital was founded by James Pallotta, a minority owner of the Boston Celtics and a former money manager at Tudor Investment Corp.

50 Rowes Wharf, 6th Floor BostonMA02110617-772-4600617-737-9280

Portfolio companies include:SecurityPoint Mediahttp://securitypointmedia.com/Tickets-for-Charityhttp://www.ticketsforcharity.com/Ticket Evolutionhttp://www.ticketevolution.com/Krushhttp://www.krush.com/AS Romahttp://www.asroma.it/Investment Team:Mark Pannes, Managing Director (Austin)Sean Barror, Managing Director (Boston)James Pallotta, FounderPhilip Shalala, Managing Director (Newport Beach)RaptorAccelerator/ Raptor Ventureswww.raptoraccelerator.comSoCalVCSoftware & InternetMedia & Digital MediaSports & EntertainmentEarlyRaptorAccelerator, headquartered in Boston, MA, with offices in Southern California, New York City and Austin, Texas, is a majority owned subsidiary of Raptor Group, a diversified financial services firm. RaptorAccelerator provides specialized sales and revenue generation advisory services to sports, media, entertainment and content technology companies. Raptor Ventures, with offices in Boston, MA and New York City, is the venture capital arm of Raptor Group. Raptor Ventures specializes in early stage digital media and consumer facing internet deals, particularly where there is an intersection between traditional and digital businesses. Raptor Capital was founded by James Pallotta, a minority owner of the Boston Celtics and a former money manager at Tudor Investment Corp.

20351 Irvine Ave C5Newport BeachCA92660702-279-7112

Portfolio companies include:SecurityPoint Mediahttp://securitypointmedia.com/Tickets-for-Charityhttp://www.ticketsforcharity.com/Ticket Evolutionhttp://www.ticketevolution.com/Krushhttp://www.krush.com/AS Romahttp://www.asroma.it/Investment Team:Mark Pannes, Managing Director (Austin)Sean Barror, Managing Director (Boston)James Pallotta, FounderPhilip Shalala, Managing Director (Newport Beach)RaptorAccelerator/ Raptor Ventureswww.raptoraccelerator.comNew YorkVCSoftware & InternetMedia & Digital MediaSports & EntertainmentEarlyRaptorAccelerator, headquartered in Boston, MA, with offices in Southern California, New York City and Austin, Texas, is a majority owned subsidiary of Raptor Group, a diversified financial services firm. RaptorAccelerator provides specialized sales and revenue generation advisory services to sports, media, entertainment and content technology companies. Raptor Ventures, with offices in Boston, MA and New York City, is the venture capital arm of Raptor Group. Raptor Ventures specializes in early stage digital media and consumer facing internet deals, particularly where there is an intersection between traditional and digital businesses. Raptor Capital was founded by James Pallotta, a minority owner of the Boston Celtics and a former money manager at Tudor Investment Corp.

401 West 14th Street, 4th FloorNew YorkNY10013212-266-6900

Portfolio companies include:SecurityPoint Mediahttp://securitypointmedia.com/Tickets-for-Charityhttp://www.ticketsforcharity.com/Ticket Evolutionhttp://www.ticketevolution.com/Krushhttp://www.krush.com/AS Romahttp://www.asroma.it/Investment Team:Mark Pannes, Managing Director (Austin)Sean Barror, Managing Director (Boston)James Pallotta, FounderPhilip Shalala, Managing Director (Newport Beach)GreatPoint Ventureswww.greatpointventures.comVCCommunications & NetworkingSemiconductorEnergy & Clean TechLife Sciences & HealthcareSeedGreatPoint Ventures is a specialized investment firm focused on seed stage commercialization of exciting new technologies. GreatPoint has been active across a broad spectrum of investment sectors including energy, biotech, telecom, materials science, and semiconductor engineering.

222 Third St., Suite 2163CambridgeMA02142617-500-2676312-376-1517

Portfolio companies include:Cignalhttp://www.cignal.tv/Sirtris Pharmaceuticalshttp://www.sirtrispharma.com/about.htmlZafgenhttp://zafgen.com/Coatuehttp://en.wikipedia.org/wiki/Nantucket,_MassachusettsAltarock http://altarockenergy.com/Ethoshttp://ethocare.org/Coskatahttp://coskata.com/GreatPoint Energyhttp://www.greatpointenergy.com/Oasys Waterhttp://oasyswater.com/Miacomethttp://miacometgolf.com/Investment Team:Andrew Perlman, Co-Founder & Managing PartnerAvi Goldberg, Co-Founder & Managing PartnerAaron Mandell, Co-Founder & Managing PartnerResearch Ventures & Licensinghttp://rvl.partners.org/homeTTLife Sciences & HealthcareMedical DeviceSeedResearch Ventures & Licensing (RVL) is a division of Partners HealthCare that coordinates all commercialization services across Partners HealthCare, Massachusetts General Hospital and Brigham and Women's Hospital. The intent is for RVL to be a cohesive, coordinated group to service inventors, thought-leaders, entrepreneurs and industry. The team has backgrounds in licensing, patenting, bench research, finance, funding, business, law and start-ups. RVL is focused on technologies developed within the Partners system by the investigators and clinicians at any Partners entity. Technologies range from devices, to diagnostics, to therapeutics to information systems. The RVL's "Innovation Fund" was created in 2007 by Brigham and Women's Hospital and Massachusetts General Hospital to address a growing unmet need for funding emerging technology in the capital gap between invention and product development. The main objective of the fund is to accelerate to market technologies developed by Partners HealthCare investigators, thereby enhancing healthcare quality, cost and outcomes. Structured as a separate LLC entity, the $35M Fund is evergreen in design and will reinvest all gains from investments back into the Fund to create capital for additional investments.

101 Huntington Avenue, 4th FloorBostonMA02199617-954-9500

Portfolio companies include:TargAnoxhttp://www.targanox.com/Provasculonhttp://www.provasculon.com/BioBehavioral Diagnosticshttp://www.biobdx.com/Synovexhttp://synovexcorp.com/Daktari Diagnosticshttp://www.daktaridx.com/Combinent Biomedical Systemshttp://www.combinentbiomedical.com/Life Imagehttp://images.google.com/hosted/lifeRaNAhttp://en.wikipedia.org/wiki/Rana_(film)Sebeciahttp://en.wikipedia.org/wiki/SebeciaVisionScope Technologieshttp://www.visionscopetechnologies.co.uk/visionscope-technologies.htmlHealthrageoushttp://www.healthrageous.com/QPID Inc.http://qpidhealth.com/Investment Team:Richard Wilmot, Principalrwilmot@partners.orgRobert J. Creeden MBA, Managing Partner, 617-954-9357rcreeden@partners.orgTrung Q. Do, Executive Director of Business Development, 617-954-9393tqdo@partners.orgBrian N. Hicks, Executive Director, 617-954-9387bhicks@partners.orgFrances Toneguzzo Ph.D., Executive Director, 617-954-9346ftoneguzzo@partners.orgCarl Berke PhD, Partnercberke@partners.orgRoger Kitterman, Managing Partnerrkitterman@partners.orgMichael Band, Manager Business Developmentmband@partners.orgReza Halse PhD, Partnerrhalse@partners.orgGreylockwww.greylock.comVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorConsumer ProductsSeedEarlyGrowthFounded in 1965, Greylock manages over $2 billion in capital. The firm has invested in more than 300 developing companies, of which over 150 have become publicly-held and more than 100 others successfully acquired. Greylock focuses its investments on seed, early, and growth stage companies in the areas of Media, Advertising, Consumer & Services, Enterprise Infrastructure, Enterprise Software, and Semiconductor. Greylock invests $50,000 to $500,000 in seed stage, $1 million to $10 million in early stage, and tens of millions of dollars at the growth stage in companies. Greylock has additional offices in Silicon Valley and India.

One Brattle Square, 4th FloorCambridgeMA02138781-622-2200781-622-2300

Portfolio companies include:Zipcarhttp://www.zipcar.com/Delphixhttp://www.delphix.com/EnStoragehttp://www.enstorageinc.com/Singularityhttp://en.wikipedia.org/wiki/Technological_singularityAtHochttp://www.athoc.com/Payoneerhttp://www.payoneer.com/Bounty Jobshttp://www.bountyjobs.com/Actifiohttp://www.actifio.com/Aeroscothttp://aeroscout.com/Airbnbhttp://www.airbnb.com/AppDynamicshttp://www.appdynamics.com/Picarrohttp://www.picarro.com/PLYMediahttp://www.plymedia.com/Precise Software Solutionshttp://www.precise.com/Facebookhttp://www.facebook.com/digghttp://digg.com/SiTimehttp://www.sitime.com/Grouponhttp://www.groupon.com/1000 memorieshttp://1000memories.com/Pandorahttp://www.pandora.com/Coupons.comhttp://www.coupons.com/CoNCERThttp://www.ticketmaster.com/Constant Contacthttp://www.constantcontact.com/index.jspRedhathttp://www.redhat.com/OpenDNShttp://www.opendns.com/One Kinds Lanehttp://www.onekingslane.com/Redfinhttp://www.redfin.com/Rally Softwarehttp://www.rallydev.com/shopkickhttp://shopkick.com/Tabulahttp://www.tabula.com/tumblrhttp://www.tumblr.com/ViKihttp://www.viki.com/whosayhttp://www.whosay.com/Dropboxhttp://www.dropbox.com/Instagramhttp://instagram.com/CreativeLIVEhttp://www.creativelive.com/Edmodohttp://www.edmodo.com/Swipelyhttps://swipely.com/ToyTalkhttp://www.toytalk.com/LinkedINhttp://www.linkedin.com/Clouderahttp://www.cloudera.com/content/cloudera/en/home.htmlCardspringhttps://cardspring.com/Citrus Lanehttp://www.citruslane.com/Investment Team:David Thacker, Venture Partnerdthacker@greylock.comTom Bogan, Venture Partnertbogan@greylock.comWilliam W. Helman, Partnerbhelman@greylock.comWilliam S. Kaiser, Partnerwsk@greylock.comHenry McCance, Chairmanhmccance@greylock.comDon Sullivan, Administrative Partnerdsullivan@greylock.comDonald Fischer, Principaldff@greylock.comRiverside Partnerswww.riversidepartners.comPEInformation TechnologyLife Sciences & HealthcareMiddle MarketFounded in 1989, Riverside Partners invests in leading healthcare and technology companies based in North America, with a particular focus on companies that are founder- and family-owned. Riverside targets proven, profitable companies with revenues between $20 million and $200 million. The companies in which Riverside has invested typically generate sales between $10 million and $100 million, and EBITDA between $5 million and $25 million. The firm focuses on companies with headquarters in North America. The firm is currently investing Riverside Fund V, L.P., a $561 million equity fund, with committed capital from leading institutional investors, including endowments and foundations, family offices, pension funds, and fund of funds.

One Exeter Plaza699 Boylston St., 8th Floor BostonMA02116617-351-2800 617-351-2801

Portfolio companies include:Alterishttp://alterisgroup.com/Welocalizehttp://www.welocalize.com/english/company/index.aspxTegra Medicalhttp://www.tegramedical.com/Vocollecthttp://www.intermec.com/vocollect/index.aspxMaxVisionhttp://maxvision.com/Dominionhttp://www.dom.com/NDS Surgical Imaginghttp://www.ndssi.com/Eliassenhttp://www.eliassen.com/Pilgrim Softwarehttp://www.pilgrimsoftware.com/GEM Engineering and Manufacturinghttp://www.gemcity.com/Tech Valley Communicationshttp://www.techvalleycom.com/jobs/openings.htmHealthDrivehttp://www.healthdrive.com/careers.htmIPAhttp://en.wikipedia.org/wiki/International_Phonetic_AlphabetThinklogicalhttp://www.thinklogical.com/ITC Globalhttp://www.itcglobal.net/Stinger Medicalhttp://www.stingermedical.com/Real Goods Solarhttp://realgoodssolar.com/Allied Dentalhttp://allieddental.com/Investment Team:David Belluck, General Partner, 617-351-2806dbelluck@riversidepartners.comBrian Guthrie, General Partner, 617-351-2808bguthrie@riversidepartners.comJon Lemelman, General Partner, 617-351-2810jlemelman@riversidepartners.comPhilip Borden, General Partner, 617-351-2804pborden@riversidepartners.comKaren Clark, Operating Partner, 617-351-2817kclark@riversidepartners.comLloyd Rogers, Operating Partner, 617-351-2895lrogers@riversidepartners.comSteve Kaufman, Operating Partner, 617-351-2811skaufman@riversidepartners.comDaniel Berry, Operating Partner, 617-351-2894dberry@riversidepartners.comSteve Kaplan, General Partner, 617-351-2820skaplan@riversidepartners.comMike Magliochetti, Operating Partner, 617-351-2896mmagliochetti@riversidepartners.comIan Blasco, General Partner, 617-351-2837iblasco@riversidepartners.comMax Osofsky Principalmosofsky@riversidepartners.comMichelle Simon Noon, Principalmsimon@riversidepartners.comGrove Street Advisors, LLCwww.grovestreetadvisors.comFOFInformation TechnologyEnergy & Clean TechManufacturing & IndustrialBusiness ServicesEarlyGrowthExpansionMiddle MarketGrove Street Advisors was formed in 1998 as a fund of funds manager. Grove Street has more than $4.8 billion currently under management, 11 major clients, and relationships with more than 100 of the top performing fund managers. The firm's investments cover the full range of private equity including venture capital, buyouts, restructuring and energy. While the large majority of Grove Street's relationships are with teams focused on North America, Western Europe and Israel, the firm also has select investments in India and China. The firm customizes individual programs for each of its clients to meet their specific needs and believes in maintaining a strong alignment of interest through risk sharing with its clients.

20 William Street, Suite 230WellesleyMA02481781-263-6100781-263-6101

Portfolio companies include:Spark Capitalhttp://www.sparkcapital.com/Redpointhttp://www.redpoint.com/SSG Capital Managementhttp://www.ssgcapasia.com/OFS Energy Fundhttp://www.ofsfund.com/Rhonehttp://en.wikipedia.org/wiki/RhoneFoundry Grouphttp://foundrygroup.com/Investment Team:Frank Angella, General Partnerfga@grovestreetadvisors.comCatherine Crockett, Founder and General Partnercac@grovestreetadvisors.comBarry Gonder, General Partnerbjg@grovestreetadvisors.comClint Harris, Founder & General Partnercph@grovestreetadvisors.comAnn St. Germain, General Partner & CFOams@grovestreetadvisors.comChris Yang, General Partnercey@grovestreetadvisors.comGryphon Management Company, Inc.www.gryphoninc.comVCEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialSeedEarlyThe Gryphon Ventures Limited Partnerships are venture capital affiliates of Gryphon Management Company, Inc., a Boston-based financial services firm founded in 1984. The Gryphon Ventures Partnerships focus exclusively on early stage investment opportunities in high technology industries with a current emphasis on Energy, Environmental, Industrial Biotechnology, Petrochemical Services and Specialty Chemicals. Gryphon occasionally participates in the actual founding of a company and prefers to make investment commitments in the range of $1,000,000-$3,000,000.

101 Federal Street, Suite 1900BostonMA02110617-619-3800617-619-3801

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:William F. Aikmanwfa@gryphoninc.comBrady A. Bonusbbonus@earthlink.netJonathan D. Larsonlbos@earthlink.netBrian N. Michaelanall@gryphoninc.comH.I.G. Capitalwww.higventures.com VCPEInformation TechnologyManufacturing & IndustrialBusiness ServicesEarlyMiddle MarketFounded in 1993, H.I.G. Capital is a leading global private investment firm with over $12 billion of capital under management. H.I.G.'s family of funds includes private equity, venture capital, distressed debt, real estate and public equities. H.I.G invests in companies throughout the U.S. and Europe and has offices in Miami, Atlanta, Boston, Chicago, Dallas, New York, and San Francisco in the U.S., and affiliate offices in London, Hamburg, Madrid, Rio de Janeiro, and Paris. The firm invests across a wide range of investment opportunities, from growth/development capital for minority stakes to control buyouts, and from profitable market leaders to underperforming businesses facing unique challenges. H.I.G.'s Private Equity division has acquired more than 200 companies with combined revenues of more than $8 billion. The firm specializes in providing capital to small and medium-sized companies with $50-500 million of enterprise value. H.I.G. Growth Partners is the dedicated growth capital investment affiliate and invests $5 million to $30 million in equity targeting profitable growth oriented businesses with between $10 million and $100 million in revenues. The firm focuses on technology, internet and media, healthcare, consumer products and technology-enabled financial and business services. Another division, H.I.G. BioVentures, invests in a broad range of life science opportunities across sectors and stages.

500 Boylston Street, Suite 1350BostonMA02116617-262-8455 617-262-1505

Portfolio companies include:Funambolhttp://funambol.com/eMedicinehttp://emedicine.medscape.com/Averahttp://www.avera.org/GeminXhttp://www.geminx.com/Abacus Softwarehttp://www.abacuslaw.com/HealthSTARhttp://www.healthstarcom.com/Desahttp://www.desatech.com/FNZ Holdingshttp://www.fnz.com/Insight Globalhttp://www.insightglobal.net/Lancopehttp://www.lancope.com/LOC-AIDhttp://www.loc-aid.com/Binder & Binderhttp://www.binderandbinder.com/RxStrategieshttp://www.340bplus.com/Batangahttp://www.batanga.com/en/Fanlibhttp://www.fanhistory.com/wiki/FanLibREVSharehttp://www.revshare.com/SpotXChangehttp://www.spotxchange.com/Triad Digital Mediahttp://triadretail.com/Nexidiahttp://www.nexidia.com/Savvionhttp://www.progress.com/en/savvion/index.htmlSunivahttp://www.suniva.com/Adscape Mediahttp://www.adscape.com/Cincinnati Test Systemshttp://www.cincinnati-test.com/Framemaxhttp://www.framemax.com/Plastic Fabricatinghttp://plasticfabricating.net/Accupachttp://accupac.com/Albertville Quality Foodshttp://www.albertvillequalityfoods.com/Arctic Glacier Holdingshttp://www.arcticglacier.com/index.htmMatrixxhttp://www.matrixxinc.com/Pressed Petalshttp://www.diecutswithaview.com/products.php?id=176Pro-Pethttp://www.propet.com/Southern Quality Meatshttp://www.manta.com/c/mmf4pqp/southern-quality-meats-incComvergehttp://www.comverge.com/TRAKAmericahttp://orig.trakamerica.com/Investment Team:Sami Mnaymneh, Co-Founder and Managing Partner (Growth)smnaymneh@higcapital.comTony Tamer, Co-Founder and Managing Partner (Growth)ttamer@higcapital.comJohn Kim, Managing Director (Growth)John Black, Managing Director (Growth)jblack@higcapital.comFred Sturgis, Managing Director (Growth)fsturgis@higcapital.comCraig Burson, Managing Director (Growth)burson@higcapital.comSteve Loose, Managing Director (Growth)Bruce Robertson, Managing Director (BioVentures)Aaron Davidson, Managing Director (BioVentures)adavidson@higcapital.comDouglas Berman, Exec. Managing Director (PE)dberman@higcapital.comJohn Bolduc, Exec. Managing Director (PE)jbolduc@higcapital.comRick Rosen, Exec. Managing Director (PE)rrosen@higcapital.comBrian Schwartz, Exec. Managing Director (PE)bschwartz@higcapital.comRockPort Capital Partners, LLCwww.rockportcap.comVCEnergy & Clean TechSeedEarlyGrowthExpansionFounded 2001, RockPort Capital is a venture firm (licensed as a Small Business Investment Company) focused on high value opportunities in the Energy, Mobility and Sustainability. Within these segments the firm invests in companies at all stages of development, from seed stage to companies with substantial commercial revenues. Depending on stage and risk profile, we may invest between $500,000 and $25 million in a round or company. The firm has a second office in Menlo Park, CA.

160 Federal Sreet, 18th FloorBostonMA02110617-912-1420617-912-1449

Portfolio companies include:Neo Photonicshttp://www.neophotonics.com/Hycretehttp://www.hycrete.com/Catalytic Solutionshttp://www.catalyticsolutions.com/Lilliputianhttp://lilliputiansystemsinc.com/Satconhttp://www.satcon.com/en/homeAchates Powerhttp://www.achatespower.com/Advanced Electron Beamshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=24900714Aspen Aerogelshttp://www.aerogel.com/Aspen Products Grouphttp://aspenproductsgroup.com/Clean Diesel Technologieshttp://www.cdti.com/ComVergehttp://www.comverge.com/DeerPath Energyhttp://www.windenergy.com/EcoFactorhttp://ecofactor.com/EcoSmarthttp://www.ecosmart.com/Eka Systemshttp://www.cooperindustries.com/content/public/en/power_systems/solutions/ami.htmlEnki Technologyhttp://enkitech.com/Enovixhttp://www.enovix.com/Enphase Energyhttp://enphase.com/Evergreen Solarhttp://en.wikipedia.org/wiki/Evergreen_SolarExclarahttp://exclara.com/Gan Systemshttp://www.gansystems.com/Gazellehttp://www.gazelle.com/Gridco Systemshttp://gridcosystems.com/HydroPoint Data Systemshttp://www.hydropoint.com/InVisagehttp://invisageinc.com/Luximhttp://www.luxim.com/MicroSeismichttp://microseismic.com/NanoGramhttp://en.wikipedia.org/wiki/NanogramNorthern Power Systemshttp://northernpower.com/PowerSpanhttp://powerspan.com/Projectfroghttp://www.projectfrog.com/Qnovohttp://www.qnovocorp.com/recurvehttp://www.recurve.com/Renaissance Lightinghttp://www.renaissancelighting.com/SolarUniversehttp://www.solaruniverse.com/Southwest Windpowerhttp://www.windenergy.com/Streetlinehttp://www.streetline.com/SustainXhttp://www.sustainx.com/Tioga Energyhttp://www.tiogaenergy.com/Flywheelhttp://www.flywheelsports.com/Investment Team:William E. James, Managing General Partnerwjames@rockportcap.comDavid J. Prend, Managing General Partnerdprend@rockportcap.comCharles J. (Chuck) McDermott, General Partnercmcdermott@rockportcap.comAlexander Ellis III, General Partnerhellis@rockportcap.comStoddard M. Wilson, General Partnertwilson@rockportcap.comJanet Burrows James, General Partner & COOjjames@rockportcap.comAbe Yokell, Partnerayokell@rockportcap.comDaniel Hullah, Partnerdhullah@rockportcap.comVictor Westerlind, General PartnerDhiraj Malkani, Partnerdmalkani@rockportcap.comKevin Kopczynski, Principalkkopczynski@rockportcap.comDiane Yung, Partner & CFOdyung@rockportcap.comRodenstein, Roywww.linkedin.com/in/royrodenstein AInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyRoy Rodenstein is a serial entrepreneur, innovator and technology executive having been a founder, board member and leader across roles at Going, Inc., AOL, IBM, iPhrase Technologies, and Simon and Schuster/Viacom. Most recently he co-founded Going.com, which was sold to AOL in 2009. Rodenstein is an angel investor as part of the HackerAngels group, and is an angel (and in most cases also advisory board member) in 10 companies including Rapportive, Speakertext, OnSwipe, Locately, peerTransfer and eLaCarte. Rodenstein is currently the CEO & Co-founder, of TrueLens.

MA

Portfolio companies include:Peer Transferhttp://peertransfer.com/SocMetricshttp://socmetrics.com/Rapportivehttp://rapportive.com/Speakertexthttp://speakertext.com/OnSwipehttp://onswipe.com/Locatelyhttp://locately.com/eLaCartehttp://elacarte.com/Investment Team: Roy RodensteinHacker Angelshttp://hackerangels.comAInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyHacker Angels an informal association-- not a fund. If inclined, the members may provide feedback, advice, mentorship, hacking, investment and/or serve as advisors or independent board members on an individual basis. The group includes Delicious founder Joshua Schachter, Punchfork founder Jeff Miller, Hotornot.com founder Jim Young (all three from the San Francisco Bay Area), Duck Duck Go founder Gabriel Weinberg (Philadelphia), and Roy Rodenstein (see profile) of Boston.

MA

Portfolio companies include:ShareSquarehttp://getsharesquare.com/Locatelyhttp://locately.com/SpeakerTexthttp://speakertext.com/Investment Team: Joshua SchachterJeff MillerJim YoungGabriel WeinbergRoy RodensteinHalpern Denny & Companywww.halperndenny.comVCPEMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialConsumer ProductsExpansionMiddle MarketHalpern, Denny & Co. is a private equity investment firm focusing on growth-oriented management buyouts and high growth, late stage expansion financings. The firm has more than $600 million in committed capital to back strong management teams focused on driving their companies to leadership positions in their respective industries. Halpern, Denny & Co. was founded in 1991 by former executives of Bain & Company and Bain Capital. Industries Halpern, Denny focuses on include Consumer, Media/Communications, Distribution, Specialty Manufacturing, and Healthcare. Size of investments range primarily from $5 million to $50 million per portfolio company. Investments smaller than $5 million are considered if the potential for return is extraordinarily high or if there will be follow-on investment opportunity. Investments up to $100 million can be consummated with a network of Halpern Denny co-investors.

100 City Hall Plaza, Suite 305BostonMA02108617-536-6602617-536-8535

Portfolio companies include:Appleseed'shttp://www.appleseeds.com/New World Restaurant Grouphttp://newworldrestaurantgroup.com/Tealuxehttp://www.tealuxe.com/Team Expresshttp://www.teamexpress.com/Beacon Hospicehttp://www.beaconhospice.com/Decision Managementhttp://decisionmanagementsolutions.com/EnduraCare Therapy Managementhttp://selectrehab.com/Investment Team:John D. Halpern, Partnerjhalpern@halperndenny.comGeorge P. Denny, III, Partnergdenny@halperndenny.comWilliam J. LaPoint, Partnerblapoint@halperndenny.comWilliam J. Nimmo, Partnerbnimmo@halperndenny.comMark L. Greene, CFOmgreene@halperndenny.comHancock Capital Managementwww.hancockmezzanine.comPEFOFManufacturing & IndustrialMiddle MarketHancock Capital Management provides junior capital to finance corporate growth, leveraged acquisitions and balance sheet recapitalizations. The group generally provides subordinated notes and second lien loans with equity participation in the form of warrants, preferred stock or common stock to established businesses with significant asset values or predictable cash flows. The firm also makes fund investments typically between $10 million and $50 million, by providing capital commitments to Private Equity funds with a proven track record of success and sustainable investment strategies. Hancock Mezzanine Partners, LP, a $425 million mezzanine capital pool, was formed in August 1998 and was fully invested as of September 2000. Hancock Mezzanine Partners II, LP, a $200 million mezzanine capital pool, was formed in December 2001 and was fully invested as of October 2003. Hancock Mezzanine Partners III, LP, a $396 million mezzanine capital pool, was formed in October 2003 and was fully invested as of December 2007. Hancock Capital Partners IV, LP is a $449 million mezzanine capital pool, formed in November 2008 and is actively investing.

197 Clarendon Street, 2nd FloorBostonMA02116617-572-9624

Portfolio companies include:JL Frenchhttp://www.jlfrench.com/lang/en/index.htmlSagushttp://www.sagusinternational.com/Delta Plasticshttp://www.deltapl.com/Investment Team:Stephen J. Blewitt, Senior Managing Directorsblewitt@jhancock.comPaul A. Fishbin, Managing Directorpfishbin@jhancock.comScott A. McFetridge,Senior Managing Directorsmcfetridge@jhancock.comLorn Davis, Managing Directorlorndavis@jhancock.comScott B. Garfield, Managing Directorsgarfield@jhancock.comDaniel C. Budde, Senior Managing Directordbudde@jhancock.comSaverio N. Costa, Managing Directorscosta@jhancock.comHarbourVest Partnerswww.harbourvest.comVCPEFOFSECInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareManufacturing & IndustrialFinancial ServicesConsumer ProductsExpansionMiddle MarketHarbourVest Partners is a global private equity investment firm founded in 1997 to assume the business of Hancock Venture Partners, Inc., which was formed in 1982. HarbourVest invests in all types of private equity funds, including venture capital and leveraged buyout funds, and also directly in operating companies. HarbourVest invests in late stage venture, growth equity, leveraged buyouts and recapitalizations, and mezzanine. For late stage venture investments, HarbourVest Partners looks for IT-oriented companies in the U.S. and Western Europe with a minimum of $5 million in LTM revenue and no significant customer concentration. For growth equity investments, HarbourVest Partners look for companies with revenues between $10 million and $75 million with a proven business model and product/ service acceptance. The firm's programs can invest anywhere from $5 million to $40 million per transaction. HarbourVest International Private Equity Partners IV was formed in 2002 with $2.8 billion of capital, including $2.4 billion for partnership investments and $375.0 million for direct investments. This fund is currently in an active investment mode. HarbourVest is also an active supplier of mezzanine capital and the firm's programs can invest anywhere from $5 million to $20 million per transaction. The firm typically makes investments in partnerships up to $80 million, and is able to structure purchases ranging from $1 million in a single fund to over $1 billion when dealing with a portfolio of assets.

One Financial Center, 44th FloorBostonMA02111617-348-3707617-350-0305

Portfolio companies include:Axerra Networkshttp://www.dragonwaveinc.com/index.aspConsolhttp://www.consolenergy.com/Datatelhttp://www.datatel.com/Akibiahttp://www.akibia.com/Flash Networkshttp://flashnetworks.com/Mimeohttp://www.mimeo.com/Acromas Holdingshttp://acromas.com/Alexander Forbeshttp://www.alexanderforbes.co.za/default.aspxBatanga Networkhttp://www.batanganetwork.com/Del Montehttp://www.delmonte.com/MiniMaxhttp://en.wikipedia.org/wiki/MinimaxOmegaPharmahttp://www.omega-pharma.be/Petcohttp://www.petco.com/RCNhttp://www.rcn.com/dc-metro/Towne Parkhttp://www.townepark.com/index.shtmlInvestment Team:Edward W. Kane, Senior Advisorekane@harbourvest.comD. Brooks Zug, Senior Managing Directorbzug@harbourvest.comJohn M. Begg, Senior Advisorjbegg@harbourvest.comWilliam A. Johnston, Managing Directorbjohnston@harbourvest.comFrederick C. Maynard, Managing Directorfmaynard@harbourvest.comJohn G. Morris, Managing Directorjmorris@harbourvest.comOfer Nemirovsky, Managing Directoronemirovsky@harbourvest.comGregory V. Stento, Managing Directorgstento@harbourvest.comMartha DiMatteo Vorlicek, Managing Director and COOmvorlicek@harbourvest.comRobert M. Wadsworth, Managing Directorrwadsworth@harbourvest.comBrett A. Gordon, Managing Directorbgordon@harbourvest.comJeffrey R. Keay, Managing Directorjkeay@harbourvest.comKarin Lagerlund, CPA, Managing Director and CFOklagerlund@harbourvest.comJulie Ocko, Managing Directorjocko@harbourvest.comMichael Taylor, Managing Directormtaylor@harbourvest.comJohn Toomey, Jr., Managing Directorjtoomey@harbourvest.comMary Traer, CPA, Managing Director and CAOmtraer@harbourvest.comScott Voss, Managing Directorsvoss@harbourvest.comKevin Delbridge, CFA, Senior Advisorkdelbridge@harbourvest.comHartford Ventureswww.thehartford.com/ventures/CVCInformation TechnologyEnergy & Clean TechManufacturing & IndustrialBusiness ServicesTransportation & DistributionEarlyExpansionHartford Ventures is the strategic investment group of The Hartford Financial Services Group Inc. (NYSE: HIG). Through its relationships, experience and support, Hartford Ventures seeks to accelerate the growth of early stage companies. As the only dedicated corporate venture capital group in the insurance sector, Hartford Ventures provides its portfolio companies and co-investors with unique insights into the insurance industry. Hartford Ventures seeks to make minority equity investments in early stage and expansion stage companies. Hartford's initial investment size typically ranges from $1 million to $3 million. Investment focus areas include: Telematics/Sensor products and services (Vehicle, Home, Industrial); Clean Tech, Data Security/Identity Theft, Substitute or adjacent products (Peer-to-peer, Derivatives, etc); and Alternative distribution.

100 High StreetBostonMA02110860-547-2469860-727-0198

Portfolio companies include:DriverSidehttp://www.driverside.com/Coulomb Technologieshttp://www.coulombtech.com/GreenRoad Technologieshttp://greenroad.com/buySAFEhttp://buysafe.com/CEU.comhttp://ceu.com/Insurance.comhttp://www.insurance.com/intelleflexhttp://intelleflex.com/Co3Systemshttps://www.co3sys.com/Investment Team:John Hess, Director of FinanceAnthony Grosso, Director of Strategic Initiativesanthony.grosso@thehartford.comAndrew Amigo, Director of Business DevelopmentHarvard University Office of Technology Developmentwww.techtransfer.harvard.eduITTInformation TechnologySeedThe Harvard Office of Technology Development (OTD) is responsible for all activities pertaining to the evaluation, patenting and licensing of new inventions and discoveries made at Harvard University and Harvard Medical School. OTD also serves to further the development of Harvard technologies through the establishment of sponsored research collaborations with industry. OTD's Accelerator Fund had a committed capital of $1 million for 2011 to support investigator-initiated projects through proof-of-principle. The Fund has been structured as an "evergreen" fund, thus helping to support further innovation and applied research at Harvard.

Holyoke Center Suite 727E1350 Massachusetts AvenueCambridgeMA02138617-495-3067617-495-9568

(Boston Office)Gordon Hall, Suite 41425 Shattuck StreetBostonMA02115617-432-0920617-432-2788Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Isaac T. Kohlberg, Senior Associate Provost and Chief Tech. Development Officerisaac_kohlberg@harvard.eduAnne Craig, JD, Director of Intellectual Propertyanne_craig@harvard.eduMaryanne Fenerjian, PhD, JD, Director of Technology Transfer Policymaryanne_fenerjian@harvard.eduVivian Berlin, PhD, Director of Business Developmentvivian_berlin@harvard.eduLaura Brass, PhD, MBA, Director of Business Developmentlaura_brass@harvard.eduMeghan McCollum Fenno, JD, Senior Associate Director of Technology Transactionsmeghan_fenno@harvard.eduRich Alcock, JD, Senior Associate Director of Technology Transactionsrichard_alcock@harvard.eduAlan D. Gordon, Director of Business Developmentalan_gordon@harvard.eduSam Liss, Director of Business Developmentsam_liss@harvard.eduMick Sawka, MBA, Director of Business Developmentmick_sawka@harvard.eduHastings Equity Partners, LLCwww.hastingsequity.comPEEnergy & Clean TechManufacturing & IndustrialMiddle MarketHastings Equity Partners is a private investment firm focused on small to mid-sized enterprises. Founded in 2002, the firm's three partners bring over 60 years of experience in operating, growing and acquiring small companies or divisions, and have managed organizations through the various stages of growth. Hastings looks for companies, either platforms or add-ons, that meet the following criteria: Manufacturing, Distribution, Business Services; trailing EBITDA of $4-$10 million (add-on opportunities greater than $1 million); 3 to 5 years of profitable operations; and located in the Continental U.S. The firm does not invest in real estate, retail, restaurants, high tech, biotech, and telecommunications. Hastings makes equity investments ranging from $5 to $20 million.

250 First Avenue, Suite 100NeedhamMA02494781-209-8801781-209-8802

Portfolio companies include:Quality Aircraft Accessorieshttp://www.qualityaircraftaccessories.com/Powerhousehttp://www.powerhousegym.com/R.L. Drakehttp://www.rldrake.com/Taylored Serviceshttp://tayloredservices.com/Marport Deep Sea Technologieshttp://www.marport.com/Profileshttp://profilesny.com/Premcohttp://www.premco.net/Advanced Pipeline Serviceshttp://www.advancedpipeline.com/Danlin Industrieshttp://www.danlin.us/Artexoma Logisticshttp://www.artexoma.com/Fluid Management Holdingshttp://www.corporationwiki.com/Oklahoma/Weatherford/fluid-management-holdings-llc/104166271.aspxFoster Testinghttp://fosterassessment.com/Investment Team:Ted Patton, Managing Directortpatton@hastingsequity.comBruce MacRae, Managing Directorbmacrae@hastingsequity.comRon Lemke, Operating Partnerrlemke@hastingsequity.comJoe Conlon, Directorjconlon@hastingsequity.comKatrina Starr-Frederick, Chief Financial Officerkstarrfrederick@hastingsequity.comHawthorne, Randolphwww.rghventures.comAInformation TechnologyReal EstateEarlyRGH Ventures is the private investment and consulting activity of its Principal, Randy Hawthorne. Hawthorne is interested in proposed private equity investments focused on opportunistic situations involving real estate (especially residential or mixed use properties). Hawthorne also considers private equity investments focused on technology, acting as a Principal, with a long investment horizon. Hawthorne is also available to provide consulting and advisory services, typically focused on appropriate capital structure and feasibility. Hawthorne was for many years a Principal and Owner of Boston Financial, a full service real estate firm based in Boston, which was acquired in October, 1999 by Lend Lease, a major global real estate firm, which was at the time the largest U.S. manager of tax-exempt real estate assets.

11 Mason StreetBrooklineMA02446617-738-5959617-738-0849

Portfolio companies:N/Ahttp://www.na.org/Investment Team:Randolph Hawthorne, Principalrhawthorne@rghventures.comHealthCare Ventureswww.hcven.comVCLife Sciences & HealthcareEarlyFounded 1985, HealthCare Ventures (HCV) is a venture capital firm specializing in life science industry investing. The firm's target sectors include: target-focused cancer, infectious disease, cardiovascular disease, central nervous system disorders, immunomodulation and immunotherapy, novel manufacturing technologies, and novel lab scale instruments and reagents. The firm has raised over $1.6 billion in capital and has managed nine funds over the past twenty-five years. The fund's typical initial investments range between $1 million to $20 million in the form of equity or debt convertible to equity. HCV has invested in a total of 106 companies, 68 of which were start-ups.

47 Thorndike Street, SuiteB1-1CambridgeMA02141617-252-4343

Portfolio companies include:Aciexhttp://www.aciexrx.com/CardioKinehttp://cardiokine.com/GlobeImmunehttp://www.globeimmune.com/careers/Seahorse Biosciencehttp://www.seahorsebio.com/company/jobs.phpAnexonhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=48895212Antisomahttp://www.antisoma.com/Arresto BioScienceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=41838058Ascent Therapeuticshttp://anchortx.com/FoldRxhttp://www.foldrx.com/Galleon Pharmaceuticalshttp://www.galleonpharma.com/PharmAthenehttp://www.pharmathene.com/Promediorhttp://www.promedior.com/Radius Healthhttp://radius-health.com/SkinMedicahttp://www.skinmedica.com/Stemgenthttps://www.stemgent.com/Tolerxhttp://en.wikipedia.org/wiki/TolerxTrenevahttp://www.myspace.com/trenevaApellis Pharmaceuticalshttp://www.apellis.com/Apoforehttp://apofore.com/BIKAM Pharmaceuticalshttp://www.research.ufl.edu/otl/pdf/startup/BIKAM.pdfCellnovo Systemshttp://cellnovo.com/Cleveland HeartLabhttp://clevelandheartlab.com/DecImmune Therapeuticshttp://decimmune.com/Dekkunhttp://www.masshightech.com/stories/2011/01/10/daily2-New-pharmaceuticals-startup-Dekkun-raises-10M.htmlGITR Inchttp://investing.businessweek.com/research/stocks/private/people.asp?privcapId=145538711InfaCarehttp://infacare.com/Mosaic Bioscienceshttp://www.mosaicbio.com/nanoMRhttp://nanomr.com/PathoGenetiXhttp://pathogenetix.com/Synovexhttp://synovexcorp.com/Xencorhttp://www.xencor.com/Threshold Pharmaceuticalshttp://www.thresholdpharm.com/Tetra Logic Pharmaceuticalshttp://www.tetralogicpharma.com/Vaxxashttp://vaxxas.com/Vaxinnatehttp://vaxinnate.com/InfaCare Pharmaceuticalhttp://infacare.com/Coloresciencehttp://www.colorescience.com/Investment Team:James H. Cavanaugh, Ph.D., Managing Directorjcavanaugh@hcven.comAugustine Lawlor, Managing PartnerJohn W. Littlechild, Managing DirectorChristopher K. Mirabelli, Ph.D., Managing Directorcmirabelli@hcven.comHarold R. Werner, Managing Director and Co-Founderhwerner@hcven.comDouglas E. Onsi, Venture Partnerdonsi@hcven.comHeritage Partners, Inc.http://www.newheritagecapital.com/PEMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsMiddle MarketFounded in 1987, Heritage Partners manages $1.4 billion in capital and specializes in the acquisition and equity-based recapitalization of private, family owned businesses. The firm has assembled a diversified portfolio of over 50 investments with aggregate revenues surpassing $3.5 billion. The firm's objective is to invest in preferred and common stock, on a minority or majority basis, of mature, successful companies with revenues of greater than $30 million and a minimum EBITDA of $5 million. Industries of particular interest include consumer products, food & beverage, healthcare, manufacturing, media & publishing, pet products & services, plastic & packaging, printing & publishing, and value-added distribution.

800 Boylston Street, Suite 1535BostonMA02199617-439-0688617-439-0689

Portfolio companies include:Centra Industrieshttp://www.centra-ind.com/Centra.php/home/OneSource Distributorshttp://www.1sourcedist.com/Reach Air Medical Serviceshttp://www.reachair.com/Saunders & Associateshttp://www.hamptonsrealestate.com/ProTransport-1http://www.protransport-1.com/The W.A. Butler Companyhttp://www.macraesbluebook.com/search/company.cfm?company=305855Rivien Healthhttp://www.corporationwiki.com/California/Mission-Viejo/rivien-health-aquatic-inc/44222530.aspxInvestment Team:Mark J. Jrolf, Managing General Partnermjrolf@newheritagecapital.comCharles K. Gifford Jr., General Partnercgifford@newheritagecapital.comNickie Norris, General Partner, COO, and CCOnnorris@newheritagecapital.comHighfields Capital Management, LPwww.highfieldscapital.comPEFinancial ServicesRetail & RestaurantMiddle MarketHighfields Capital Management is a Boston-based investment management firm focused on identifying long-term value investments on behalf of public and private charitable foundations, school endowments and other institutional and private investors. Founded in 1998 by Jonathon S. Jacobson, formerly of Harvard Management Company, and Richard L. Grubman, formerly of Corporate Value Partners LP, Highfields invests in both private and public companies in the U.S., Canada and in foreign markets. Highfields Capital currently manages approximately $11 billion in investment funds.

John Hancock Tower200 Clarendon Street, 59th FloorBostonMA02116617-850-7500

Portfolio companies include:Michaels Storeshttp://www.michaels.com/Cyrus Reinsurancehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30145876Integrohttp://www.integro.com/NIBChttp://www.nibc.com/en/home.htmlInvestment Team:Jonathon S. Jacobson, Co-Founder and Senior Managing Directorjjacobson@highfieldscapital.comRichard L. Grubman, Co-Founder and Senior Managing Directorrgrubman@highfieldscapital.comMichael D. Bernstein, Managing DirectorMatthew B. Botein, Managing DirectorDaniel S. Farb, Managing DirectorKristin J. Marcus, Managing Director and CFOkmarcus@highfieldscapital.comJoseph F. Mazzella, Managing Directorjmazzzella@highfieldscapital.comJoseph J. Montesano, Managing DirectorMatthew K. Sidman, Managing DirectorJennifer L. Stier, Managing Director, COOHighland Capital Partnerswww.hcp.comVCPEInformation TechnologySeedEarlyGrowthExpansionMiddle MarketFounded in 1988, Highland is a venture firm investing in seed, early and growth stage companies in the communications, consumer, digital media, healthcare and information technology markets. The firm has over $3 billion of committed capital, closing its eighth fund at $400 million and launching a $300 million Highland Consumer Fund. Highland is almost always the first institutional investor in the companies it backs. Highland has invested in over 225 seed, early and growth stage companies, 100 of which have gone public or been acquired. Some of Highland's previous investments include Ask Jeeves, Avid Technology, CheckFree, and Lycos. The Highland Consumer Fund applies Highland's model of venture investing to the consumer sector (consumer products, services and retail). In 2012, Highland Capital launched their Highland Europe Fund. The firm has additional offices in Silicon Valley, Switzerland, London, and China.

One Broadway, Floor 16CambridgeMA02142617-401-4500

Portfolio companies include:Digghttp://digg.com/Archemixhttp://www.hcp.com/archemixBit9http://www.bit9.com/Helicos BioScienceshttp://en.wikipedia.org/wiki/Helicos_BiosciencesCitySportshttp://www.citysports.com/lululemon athleticahttp://www.lululemon.com/Castor & Pollux Pet Workshttp://www.castorpolluxpet.com/Pharmaca Integrative Pharmacyhttp://www.pharmaca.com/Pinkberryhttp://www.pinkberry.com/StriVectinhttp://www.strivectin.com/picoChiphttp://www.picochip.com/PureSpeechhttp://www.csr.com/products/44/purespeechQD Visionhttp://www.qdvision.com/Guitar Centerhttp://www.guitarcenter.com/J.McLaughlinhttp://www.jmclaughlin.com/Life Gearhttp://www.lifegearcompany.com/mix1http://mix1life.com/O Beverageshttp://www.owater.com/BAROnovahttp://baronova.com/Fidelis SecureCarehttp://www.fidelissc.com/home/index.aspGeneration Healthhttp://mygenerationhealth.com/iPierianhttp://www.ipierian.com/Kyruushttp://www.kyruus.com/home/YogaWorkshttp://yogaworks.com/Zoovehttp://www.zoove.com/scvngrhttp://www.scvngr.com/MokaFivehttp://www.mokafive.com/Gigamonhttp://www.gigamon.com/NameMediahttp://namemedia.com/OpenSkyhttps://opensky.com/PhotoBoxhttp://www.photobox.co.uk/GetYourGuidehttp://www.getyourguide.com/Matches Fashionhttp://www.matchesfashion.com/NewVoice Mediahttp://www.newvoicemedia.com/Dailybreakhttp://www.dailybreak.com/DeskTonehttp://www.desktone.com/Fidelis Senior Carehttp://www.fidelissc.com/home/index.aspGlasses Directhttp://www.glassesdirect.co.uk/Investment Team:Bob Higgins, Founder and Managing General Partnerbhiggins@hcp.comPaul Maeder, Founder and Managing General Partnerpmaeder@hcp.comDan Nova, Managing General Partnerdnova@hcp.comSean Dalton, General Partnersdalton@hcp.comCorey Mulloy, General Partnercmulloy@hcp.comPeter Bell, General Partnerpbell@hcp.comBob Davis, General Partnerbdavis@hcp.comLaurence Garrett, General Partnerlgarrett@hcp.comTom Guilfoile, General Partnertguilfoile@hcp.comTed Philip, Managing General Partnertphilip@hcp.comTom Stemberg, Managing General Partnertstemberg@hcp.comFergal Mullen, General Partnerfmullen@hcp.comIrena Goldenberg, General Partnerigoldenberg@hcp.comPeter Cornetta, Managing General Partnerpcornetta@hcp.comHLM Venture Partnerswww.hlm.netVCInformation TechnologyLife Sciences & HealthcareMedical DeviceEarlyFounded in 1983, HLM provides venture capital to emerging companies focused on health care information technology, health care services, and medical technology. Its venture funds have capital totaling over $400 million. HLM's partners tend to be active investors assisting in management recruitment, emerging technologies and investment banking issues. HLM's initial investment is generally $4-$8 million and expects to invest $7-$10 million to support the growth of the company. The firm maintains an additional office in San Francisco.

222 Berkeley Street, 20th FloorBostonMA02116617-266-0030617-266-3619

Portfolio companies include:Aspecthttp://www.aspect.com/Pages/default.aspxCiphergenhttp://www.biospace.com/company_profile.aspx?CompanyId=60804Symbionhttp://www.symbion.com/Animashttp://www.animas.com/Praecishttp://gsk.easydns.com/park.php?domain=praecis.comSpinal Conceptshttp://www.spinal-concepts.com/Aperio Technologieshttp://www.aperio.com/CaseNethttps://www.courts.mo.gov/casenet/base/welcome.doDaou Systemshttp://jobs.biohealthmatics.com/Companies/profile00055.aspxFieldglasshttp://www.fieldglass.net/Healtheonhttp://en.wikipedia.org/wiki/HealtheonMedicalishttp://www.medicalis.com/MedVentivehttp://www.medventive.com/about-us-careers.htmPhase Forwardhttp://www.oracle.com/us/corporate/Acquisitions/phaseforward/index.htmlPhreesiahttp://www.phreesia.com/SensAblehttp://sensable.com/Nordic Consultinghttp://www.nordicwi.com/EXACT Scienceshttp://www.exactsciences.com/Interlace Medicalhttp://www.prnewswire.com/news-releases/hologic-acquires-interlace-medical-113065849.htmlSpinal Conceptshttp://www.spinal-concepts.com/Valeritashttp://www.valeritas.com/Aventura HQhttp://aventurahq.com/Silverlink Communicationshttp://www.silverlink.com/The TriZetto Grouphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=35475American WholeHealthhttp://www.healthways.com/Cbr Systemshttp://www.cordblood.com/Linkwellhttp://linkwellhealth.com/RedBrickhttps://www.redbrickhealth.com/Vericarehttp://vericare.com/TelaDochttp://www.teladoc.com/Ciphergenhttp://www.biospace.com/company_profile.aspx?CompanyId=60804Soteirahttp://www.soteira.com/TYRXhttp://www.tyrx.com/Prism Education Grouphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=10795763Transcend Medicalhttp://www.transcendmedical.com/Investment Team:Edward L. Cahill, Partnerecahill@hlmvp.comPeter J. Grua, Partnerpgrua@hlmvp.comT. Forcht Dagi, M.D., Partnertdagi@hlmvp.comRussell T. Ray, Partnerrray@hlmvp.comAlbert L. Wiegman, II, Partnerawiegman@hlmvp.comEnrico Picozza, Venture Partnerepicozza@hlmvp.comHousatonic Partnerswww.housatonicpartners.comPEMedia & Digital MediaBusiness ServicesMiddle MarketFounded in 1994, Housatonic Partners is a private equity investment firm with over $1 billion of capital under management. The firm invests in profitable companies in the recurring services, media and communications industries. Housatonic participates in Buyouts and Recapitalizations with a typical investment commitment of $5-20 million. The firm has invested in over 50 portfolio companies and its most recent fund, Housatonic Equity Investors V, raised $325 million in a single close. The firm has an additional office in San Francisco.

Prudential Tower800 Boylston Street, Suite 2220BostonMA02199617-399-9200617-267-5565

Portfolio companies include:Aircraft Fastenershttp://www.aircraftfast.com/Learner's Digesthttp://www.learnersdigest.com/Liberty Towershttp://www.libertytowers.net/ProService Hawaiihttp://proservicehawaii.com/MyTv New Englandhttp://wbintv.com/Alta Collegeshttp://www.westwood.edu/why-westwood/about-us/Beacon Fire & Safetyhttp://www.beaconfiresafety.co.uk/BirdDoghttp://www.birddog.com/CaseCentralhttp://www.casecentral.com/Diamond Rentalhttp://www.diamondrental.com/HealthWysehttp://www.healthwyse.com/MedOptionshttp://www.medoptionsinc.com/Oasishttp://www.oasisinet.com/onsite healthhttp://onsitehealth.com/Bay Communicationshttp://baycommunications.net/Boston Common Presshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=126753Vox Communicationshttp://www.voxcorp.net/Convergent Broadcastinghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=22977731Enerdynehttp://www.enerdynet.com/VIU Mediahttp://www.viu.edu/our-university/media.htmlWelcome Wagonhttp://www.welcomewagon.com/Investment Team:William N. Thorndike, Jr., Managing General Partnerwthorndike@housatonicpartners.comKaren E. Liesching, Principalkliesching@housatonicpartners.comMichael C. Jackson, Founding Partnermjackson@housatonicpartners.comEliot Wadsworth, II, Founding Partnerewadsworth@housatonicpartners.comJames L. Wilder, Directorjwilder@housatonicpartners.comHub Angel Investment Group, LLCwww.hubangels.comASoftware & InternetMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareRetail & RestaurantSeedEarlySince March 2000, the Hub Angels have reviewed nearly 2,000 early stage technology companies. During that time, the group evolved from an organized club with 15 individuals to one based on limited partners investing through angel funds. Currently there are more than 90 members across the four funds, managing a portfolio of 26 companies. Since 2000, Hub and its members have invested more than $20 million in a broad range of sectors including mobile/media, internet/web services, life sciences, biotechnology, retail and software as a service. Venture firms that have co-invested in Hub's companies include: GE Capital, Flagship, Thomas Weisel, Fidelity, Bessemer, Commonwealth Capital, Intel Capital, Rock Maple, Brook Partners, and Blue Chip. The current Hub Fund IV invests in seed and early stage companies in the New England States, and principally in the Boston area. The Fund has a preference for investing in Series A rounds, but will consider other investment vehicles. The Fund will typically invest $250,000 as a base investment, with co-investment rights of its Members typically providing at least an additional $250,000. A fund reserve of 50% is used for follow-on investments in the group's portfolio companies.

P.O. Box 610406NewtonMA02461

Portfolio companies include:Seahorse Biosciencehttp://www.seahorsebio.com/company/jobs.phpExit 41http://www.exit-41.com/index.htmlRedTail Solutionshttp://redtailsolutions.com/iTeamhttp://www.iteam.com/ZipCarhttp://www.zipcar.com/FlexPlayhttp://en.wikipedia.org/wiki/FlexplayGeezeohttp://www.geezeo.com/Intelligent Bio-Systemshttp://intelligentbiosystems.com/Harmony Linehttp://www.hyperscore.com/MobileSecurehttp://lps.mobilesecure.com/Ecochlorhttp://ecochlor.com/Vestmarkhttp://www.vestmark.com/AboutUs/DraftKingshttps://www.draftkings.com/Experion Systemshttps://www.honeywellprocess.com/en-US/explore/products/control-monitoring-and-safety-systems/integrated-control-and-safety-systems/experion-pks/Pages/default.aspxDakari Diagnosticshttp://www.daktaridx.com/Incentive Targetinghttp://www.incentivetargeting.com/Mobeehttp://www.mobeetechnology.com/Catalyst Oncologyhttp://ezinearticles.com/?Catalyst-Oncology-For-Cancer-Patients&id=3915802Qiagenhttp://www.qiagen.com/National Family Mortgagehttp://www.nationalfamilymortgage.com/Geezeohttp://www.geezeo.com/Localyticshttp://www.localytics.com/Investment Team:Charles Cameron, Founder and Managing Directorcharlie@hubangels.comDavid Verrill, Founder and Managing Directordverrill@hubangels.comIDP Investments (Industrial Development Partners)www.idp-investments.comVCMedia & Digital MediaMedical DeviceManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantEarlyIDP (Industrial Development Partners) is a group of investment companies with offices in Konigstein, Germany; and Boston. IDP focuses on early-stage private companies, and since its formation in 1980, has provided growth equity capital to over 40 companies. IDP's U.S. investments are typically located in the Northeast and are concentrated in integrative medical data services, medical instrument manufacturing, fresh flower retailing, kitchen and tableware retailing, and large plastic composite structural components for truck and specialty vehicle manufacturing. The firm's initial investment is typically $250K-$1 million, with total investment reaching $2-$3 million over the development of a company.

60 State Street, Suite 1100BostonMA02109617-350-3100617-350-7222

Portfolio companies include:Capintechttp://capintec.com/InStream Mediahttp://www.instreamglobal.com/MealDetailshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=106847877PreferredTimehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=23352753KaBloomhttp://www.kabloom.com/Investment Team:Thomas G. Fissler, Senior Managing DirectorTFissler@IDP-Investments.comincTANK, Inc.www.inctank.comVCInformation TechnologyLife Sciences & HealthcareSeedFounded in 1999, IncTANK Ventures is a seed stage investor that takes an active role in mentoring and supporting early stage ventures. IncTANK invests in Boston area technology ventures emerging from premier universities and research institutions with talented technical teams, defensible intellectual property, and compelling market opportunities. The firm targets the applied sciences including: biotechnology and life sciences; materials science; and computational science. Consistent with the firm's early stage focus, incTANK's seed investments range from $50,000 to $500,000, with follow-on Series A funding of $1-3M. The firm has an additional office in Tokyo, Japan.

411 Mass. Ave.CambridgeMA02139617-576-9555617-576-9551

Portfolio companies include:VehicleSensehttp://www.vehiclesense.com/website/solutions/AgaMatrixhttp://www.wavesense.info/Agrividahttp://www.agrivida.com/MolySymhttp://www.molysym.com/Ligon Discoveryhttp://ligondiscovery.com/Misfit Wearableshttp://misfitwearables.com/Proteus Discoveryhttp://www.proteusdiscovery.com/Investment Team:Karl Ruping, Founder and Managing Partnerruping@inctank.comMasanobu Tsukagoshi, Venture Partnertsukagoshi@inctank.comChad Jackson, Managing Partnerjackson@inctank.comChristian Bailey, Managing PartnerIntel Capitalwww.intelcapital.com/CVCInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaSeedEarlyIntel Capital seeks out and invests in promising technology companies worldwide. Intel Capital focuses on both established and new technologies that help to develop industry standard solutions, drive global Internet growth, facilitate new usage models, and advance the computing and communications platforms. Target sectors include Clean Technology, Consumer Internet, Digital Enterprise, Digital Home, Manufacturing, Health, Mobility, and Software & Services. Since 1991, Intel Capital has invested more than $10.8 billion in more than 1,250 companies in more than 54 countries. In that time, 300 portfolio companies have been acquired by other companies and another 200+ have gone public on various exchanges around the world. In 2010, Intel Capital invested $327 million in 119 investments with approximately 44 percent of funds invested outside the United States and Canada.

One Cambridge Center, Suite 11CambridgeMA02142

Portfolio companies include:Adaptivityhttp://www.adaptivity.com/Althea Systemshttp://altheasystems.com/Anobithttp://www.electronista.com/articles/12/01/24/cook.takes.dig.at.competitors/boo-boxhttp://boo-box.com/DeNovohttp://www.denovodental.com/IPTEGOhttp://www.iptego.com/Layarhttp://www.layar.com/Lilliputian Systemshttp://lilliputiansystemsinc.com/Ortiva Wirelesshttp://ortivawireless.com/Rock Flow Dynamicshttp://rfdyn.com/Select-TVhttp://www.selectv.com/SilkRoadhttp://silkroad.com/Taifatechhttp://www.taifatech.com/Videon Centralhttp://www.videon-central.com/Verismo Networkshttp://verismonetworks.com/Winchannelhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=115904031Yummly.comhttp://www.yummly.com/Bellrock Mediahttp://www.bellrockmedia.com/Broadcomhttp://www.broadcom.com/CNEThttp://www.cnet.com/Citrix Systemshttp://www.citrix.com/Clearwirehttp://www.clearwire.com/Elpida Memoryhttp://www.elpida.com/en/index.htmlFPT Corporationhttp://www.fpt.com.vn/en/India Infoline.comhttp://www.indiainfoline.com/AltoBridgehttp://www.altobridge.com/Punchbowlhttp://www.punchbowl.com/Vostuhttp://www.vostu.com/Digital Chocolatehttp://www.digitalchocolate.com/Black Duck Softwarehttp://www.blackducksoftware.com/Apperianhttp://www.apperian.com/BuzzMediahttp://www.buzz-media.com/CashStarhttp://www.cashstar.com/Convey Computerhttp://www.conveycomputer.com/CrispWirelesshttp://www.crispwireless.com/Enviviohttp://www.envivio.com/Forte Mediahttp://www.fortemedia.com/GainSpanhttp://www.gainspan.com/Jeeranhttp://jeeran.com/Investment Team:Mike Buckley, Managing DirectorJose M. Blanc, Managing DirectorLisa M. Lambert, Vice President and Managing DirectorKeith Larson, Vice President and Managing DirectorBryan Wolf, Managing DirectorMarc S. Yi, Managing DirectorDavid P. Flanagan, Managing DirectorPatrick Walsh, Director (Boston)patrick.walsh@intel.comIntervale Capitalwww.intervalecapital.comPEEnergy & Clean TechMiddle MarketIntervale Capital is a private equity firm that manages $650 million in capital dedicated to investing in oilfield service and manufacturing companies. The firm, together with its predecessor firms run by the managing partners, currently holds investments in ten companies with headquarters located in Calgary, Fort Worth, Houston, Tulsa, Los Angeles, and Reading, England. These businesses have operations around the world. Professionals in Intervale have led over 100 transactions in the oilfield services space over the last twenty years. Intervale Capital seeks deals with $8 million to $50 million in trailing twelve-month EBITDA. Investments typically take the form of buyouts and growth equity and the firm can complete transactions as large as $250 million. Intervale invests in platform and add-on companies with market leadership positions and strong growth in niche industries.

20 University Road, Suite 360CambridgeMA02138617-497-8282

Portfolio companies include:Galathea Grouphttp://www.galatheagroup.com/Casedhole Solutionshttp://www.casedhole-solutions.com/Impact Fluid Solutionshttp://www.impactfluids.net/ifs/Proserv Grouphttp://www.proserv.com/Tejas Completion Solutionshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=60836758Ulterrahttp://www.ulterra.com/AccelBeam Energyhttp://accelbeam.com/Soane Energyhttp://soaneenergy.com/Soane Mininghttp://soanemining.com/TEAM Oil Toolshttp://teamoiltools.com/Pacific Consolidated Industrieshttp://www.pci-intl.com/Allied Oil & Gashttp://www.alliedservices.net/Certus Energy Solutionshttp://www.bizjournals.com/prnewswire/press_releases/2013/03/11/NE74309Aegis Chemicalhttp://aegischem.com/TEAM Oil Toolshttp://teamoiltools.com/UpScale Microwavehttp://www.upscalemicrowave.com/Investment Team:Charles Cherington, Managing Partnercharles@intervalecapital.comStephen Cherington, Vice President of Researchstephen@intervalecapital.comErich Horsley, Partnererich@intervalecapital.comTuan Tran, Vice Presidenttuan@intervalecapital.comDavid Nemeskal, Principaldavid@intervalecapital.comChristine Smoragiewicz, CFO and CCOchristine@intervalecapital.comJ.W. Childs Associates, LPwww.jwchilds.comPELife Sciences & HealthcareFinancial ServicesConsumer ProductsRetail & RestaurantMiddle MarketJ.W. Childs Associates, LP (JWC) is a private equity firm based in Boston specializing in leveraged buyouts and recapitalizations of middle-market growth companies. Since 1995, JWC has invested in companies with a total transaction value of over $12 billion. The firm currently invests through J.W. Childs Equity Partners III, LP, an investment fund with total committed capital from financial institutions, pension funds, insurance companies and university endowments of $1.75 billion. JWC focuses on acquiring companies in the consumer products, healthcare, specialty retail and asset management industries. JWC focuses on middle-market growth companies, typically with $300 million to $1 billion in total enterprise value, which have the capability to grow earnings at a rate of at least 10% per annum. Through a network of contacts and advisors located in the region, J.W. Childs is positioned to work with portfolio companies and potential acquisition candidates in either North America or Asia.

Bay Colony Corporate Center1000 Winter Street, Suite 4300WalthamMA02451617-753-1100617-753-1101

Portfolio companies include:Brookstonehttp://www.brookstone.com/Sunny Delight Beverageshttp://www.sunnyd.com/Joseph Abboudhttp://josephabboud.com/Nutrasweethttp://www.nutrasweet.com/Advantage Sales and Marketinghttp://www.asmnet.com/CHG Healthcare Serviceshttp://www.chghealthcare.com/Esseltehttp://esselte.com/EmployBridgehttp://www.employbridge.net/Fitness Questhttp://www.fitnessquest.com/scripts/cgiip.exe/WService=fq/story.htmlMattress Firmhttp://www.mattressfirm.com/SimCom Training Centershttp://www.simulator.com/Refrigeration Manufacturershttp://dir.yahoo.com/Business_and_Economy/Business_to_Business/Construction/Mechanical/HVAC/Refrigeration/Manufacturers/WS Packaging Grouphttp://www.wspackaging.com/Investment Team:John W. Childs, Chairman and CEOjchilds@jwchilds.comArthur P. Byrne, Operating Partnerabyrne@jwchilds.comDavid A. Fiorentino, PartnerRaymond B. Rudy, Senior AdvisorJeffrey J. Teschke, PartnerAdam L. Suttin, Partnerasuttin@jwchilds.comWilliam E. Watts, PartnerTodd Fitzpatrick, CFOJarvinian Venture Fundwww.jarvinian.comVCInformation TechnologyCommunications & NetworkingSeedEarlyJarvinian Venture Fund is an early stage venture fund established in 2009 to seek opportunity in the IT Mobility industry. Sectors represented by IT Mobility are Core Infrastructure, Advanced Components, and Enabled Media. Jarvinian looks for organizations whose technologies exploit fundamental discontinuities in markets greater than $1B in size. Typical initial investments will range from $1M to $5M, with an average target cap of $20M over the life of the investment. For extraordinary opportunities, Jarvinian is willing to consider investments falling above or below this range. Jarvinian's IT Mobility Initiative seeks early stage investments in a diversity of wireless IT related sub-sectors. The firm prefers to take the lead in virtually all Seed, Startup, and Series A investments. The focus and prime interest of the Jarvinian strategy exists in these three formative stages. However, the firm will lead or partner in late stage follow-on investment rounds for its portfolio companies. Jarvinian operates primarily out of the Northeast United States, but does not place geographic restrictions on their investments.

Two Canal Park, 5th FloorCambridgeMA02141617-395-2718617-395-2719

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Christopher J. Carter, Managing Directorchris.carter@jarvinian.comJohn A. Dooley, Managing Directorjohn.dooley@jarvinian.comThomas P. Eddy, Managing Directortom.eddy@jarvinian.comJMH Capitalwww.jmhcapital.comPEMedical DeviceManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsMiddle MarketJMH Capital is a private equity firm investing in growth-oriented companies with revenues of up to $200 million and sound business strategies. The firm seeks to partner with entrepreneurial management teams to pursue management buyouts, leveraged buyouts and recapitalizations. JMH Capital invests across a broad range of industries including Niche Manufacturing, Specialty Chemicals, Building Products, Medical Devices, Business Services, Value-added Distribution, Analytical Instruments, and Food Product and Services. The JMH team has a proven record of building value in middle-market companies and has more than 50 years of combined experience. Collectively, the team has completed numerous acquisitions representing over $200 million of invested capital.

333 Elm St., Suite 215DedhamMA02026781-522-1600781-522-1699

Portfolio companies include:Carlisle Wide Plank Floorshttp://www.wideplankflooring.com/Endres Processinghttp://endresprocessing.com/MVGhttp://www.mvg.com/Service Radio Rentals/IBShttp://www.serviceradiorentals.com/Luxe Cabinetryhttp://luxe-cabinetry.com/Currie Medical Specialtieshttp://curriemedical.com/Tri-Star Protector Service Companyhttp://tristarprotector.com/Investment Team: Tony Brooke, Managing Directortbrooke@jmhcapital.comJohn Nies, Managing Directorjnies@jmhcapital.comScott Steele, Managing Directorssteele@jmhcapital.comTate Bevis, Principaltbevis@jmhcapital.comScott Tucker, Vice Presidentstucker@jmhcapital.comKim Menegoni, Chief Financial OfficerKepha Partnerswww.kephapartners.comVCInformation TechnologySoftware & InternetCommunications & NetworkingSeedEarlyFounded in 2006, Kepha Partners (KP) is a "venture building" firm focused on pre-seed, seed and Series A companies. Its mission is to establish a new standard for venture capital and become the McKinsey & Co. of the industry by serving visionary entrepreneurs. KP offers to entrepreneurs tangible value by: recruiting trusted and experienced executives from personal networks, offering private access to market-making customers, advisors and strategic partners, and working with the same level of urgency as entrepreneurs do. KP's principals have been founding or first institutional investors in Bit9, ExaGrid, StreamBase Systems, Vertica Systems, and Virtual Iron, many of which started at the "one founder and an idea" stage. The firm is investing out of its second $100 million fund.

303 Wyman Street, Suite 300WalthamMA02451781-839-7018

Portfolio companies include:AutoVirthttp://autovirt.com/Azukihttp://azukisystems.com/Gobyhttp://www.goby.com/OwnerIQhttp://www.owneriq.com/VoltdBhttp://voltdb.com/Boundless Learninghttp://www.boundlesslearning.com/Paradigm4http://paradigm4.com/Linkable Networkshttp://linkablenetworks.com/HapYakhttp://hapyak.com/Shareaholichttps://www.shareaholic.com/Clozehttp://en.wikipedia.org/wiki/Cloze_testOn the Spot Systemshttp://www.onthespotsystems.com/Investment Team:Jo Tango, General Partnerjtango@kephapartners.comEd Hamilton, Chief Financial Officer and General PartnerEric Hjerpe, General PartnerKestrel Management AssociatesVCInformation TechnologyLife Sciences & HealthcareEarlyKestrel Management, LLC invests in and offers guidance to small companies in Eastern Massachusetts. It also serves as the management company to two small venture funds. Representative services include project consulting, outside board positions, and the non-executive Chairman role.

One Liberty Square, Suite 1200BostonMA02109617-451-6722 617-451-3322

Portfolio companies include:Xanthus Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=31171PHThttp://www.phtcorp.com/Zentoxhttp://zentox.com/WebCThttp://www.blackboard.com/CardioFocushttp://cardiofocus.com/Autolineshttp://www.southshorechrysler.com/Kabloomhttp://www.kabloom.com/Investment Team:R. Gregg Stone, General Partnergstone@kestrelvm.comJohn H. Derby, III, PartnerKey Venture Partnerswww.key.com/keyventurepartnersVCPEInformation TechnologySoftware & InternetCommunications & NetworkingFinancial ServicesGrowthExpansionMiddle MarketKey Venture Partners is a venture capital firm that invests in revenue generating companies with capital-efficient business models. The firm is committed to helping young, venture stage companies, as well as older, well-established companies realize their growth opportunities in the software, communications and information technology (IT)-enabled services sectors. Key Venture Partners currently has $200 million under management and is making $5-$15 million investments from its current fund. Collectively, the firm's partners have invested nearly $400 million in 35 software, IT and communications/media companies since 1994.

225 Franklin Street, Floor 18BostonMA02110617-385-6244

Portfolio companies include:airBand Communicationshttp://www.airband.com/Xyenterprisehttp://www.sdl.com/en/xml/Insight Directhttp://www.insight.com/Fusion Media Grouphttp://www.fusionmediagroup.com/MetroPCShttp://www.metropcs.com/Band Digitalhttp://banddigital.com/Espialhttp://www.espial.com/Xactlyhttp://www.xactlycorp.com/Investment Team:Joseph T. McCullen, Jr., Senior AdvisorJohn P. Ward, Jr., Managing Directorjpward@keyvp.comKhesin, Tolewww.linkedin.com/in/tolekhesin AInformation TechnologyMedia & Digital MediaEarlyTole Khesin is an entrepreneur and investor who has been involved in several early stage companies. Khesin is currently Vice President of Marketing at 3Play Media, where he was also the lead investor. Prior to joining the 3Play Media team, Khesin co-founded MK Engineering, an energy technology company that was sold to GE Energy. He founded Digital Pickle, a media services company that was sold to Paran Holdings, and co-founded Level 9 Technology, a software development company. Khesin is also a member of the Boston-based angel firm Launchpad Venture Group.

MA

Portfolio companies include:3Play Mediahttp://www.3playmedia.com/Digital Picklehttp://www.digitalpickle.com/index.shtmlLevel 9 Technologyhttp://level9tech.com/DiJiFihttp://www.dijifi.com/Investment Team:Tole KhesinKnightsbridgewww.knightsbridgeusa.comFOFInformation TechnologySoftware & InternetCommunications & NetworkingEarlyFormed in 1983, Knightsbridge is one of the pioneer fund of funds focusing on leading early stage venture partnerships. The firm has formed seventeen multi-investor vehicles with the goal of producing premium IRRs and multiples on invested capital. In 2004 Knightsbridge formed Knightsbridge Venture Capital VI with committed capital of $475 million, the sixth in its flagship series of early stage venture capital fund of funds. In addition to a traditional, early stage, venture fund of funds format investing in venture capital partnerships only, KVC VI offered an option that combined these same venture partnership investments with Knightsbridge's public equity-based Venture Exposure Management, or VXM, program. In 2008 Knightsbridge formed Knightsbridge Venture Capital VII with committed capital of $212.8 million, the seventh in its flagship series of early stage venture capital funds of funds.

125 Cambridge Park Drive, Suite 400BCambridgeMA02140617-354-0042617-876-0204

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Joel Romines, Founder and Managing Principaljr@knightsbridgeusa.comBarbara Piette, Managing Principalbp@knightsbridgeusa.comGeorge Arnold, Managing Principalga@knightsbridgeusa.comEllen Heald, Managing Principal, Chief Financial Officer and Chief Operating Officereh@knightsbridgeusa.comRich Castleberry, Principal, Post-Venture and Director of Researchrc@knightsbridgeusa.comJill L. Frankle, Managing Principaljf@knightsbridgeusa.comSusan Boedy, Principalsb@knightsbridgeusa.comKnob Hill Partnerswww.knobhillpartners.comPELife Sciences & HealthcareBusiness ServicesFinancial ServicesMiddle MarketKnob Hill Partners is an investment team formed to uncover small-to middle-market acquisition opportunities. The firm seeks to invest in and actively manage a privately held company in the United States, and to grow that enterprise to its full potential. Knob Hill can provide business owners with an attractive exit opportunity and deliver growth capital to the firm, ensuring continuity to customers, employees and the community. Knob Hill seeks companies with revenues of $10M- $30M, with a significant component of recurring revenue preferred, and consistent annual cash flows of $2M to $7M. Target markets include: Technology-Enabled Business Services; Outsourced business services (healthcare, medical, financial, legal, HR); Healthcare Services; Transaction Processing and Financial Services Technology; and Training, Certification, and Distance Learning.

101 Tremont Street, Suite 1109BostonMA02108617-391-9050

Portfolio companies include:N/Ahttp://www.na.org/Investment Team: Charlie Burckmyer, Foundercharlie@knobhillpartners.comScott Noll, Founderscott@knobhillpartners.comKodiak Venture Partnerswww.kodiakvp.comVCInformation TechnologySoftware & InternetMedia & Digital MediaLife Sciences & HealthcareSeedEarlyFounded in 1999, Kodiak manages three funds totaling $681 million. The firm combines an early stage investment focus with an active business acceleration model, and focuses on seed and early stage investments in three areas: Life Technology, New Media and Internet, and Traditional Technology. Kodiak's partners work with portfolio companies to create the business strategy, build the management team, develop alliances and customer relationships, and recruit additional financial partners. The firm's seed and first round investments typically range in size from $100K to $3M. Kodiak targets companies in Eastern North America, focusing efforts in Boston, New York and Eastern Canada.

Wellesley Office Park80 William Street, Suite 260WellesleyMA02481781-672-2500781-672-2501

Portfolio companies include:Allegro Diagnosticshttp://allegrodx.com/Groove Mobilehttp://www.livewiremobile.com/Enforahttp://www.enfora.com/index.cgi?CONTENT_ID=75iAmplifyhttp://www.iamplify.com/Fluxionhttp://www.fluxionbio.com/Kadienthttp://www.qvidian.com/Astadiahttp://www.astadia.com/SpaceClaimhttp://www.spaceclaim.com/Airwide Solutionshttp://mavenir.com/Azimuth Systemshttp://www.azimuthsystems.com/BTI Systemshttp://www.btisystems.com/Wireless Chinahttp://www.wirelesschina-summit.com/AppNexushttp://www.appnexus.com/ChannelAdvisorhttp://www.channeladvisor.com/ideelihttp://www.ideeli.com/welcomeLive Gamerhttp://livegamer.com/The Right Audience TRAhttp://www.traglobal.com/blog/Vesta Retail Networkhttp://www.vestagms.com/body_index.htmlGreenlight Bioscienceshttp://glbiosciences.com/Lumicellhttp://beechergroupspa.com/html/lumicell.htmlCortinahttp://cortina-systems.com/Egenerahttp://www.egenera.com/Vettehttp://www.wakefield-vette.com/Newformahttp://www.newforma.com/Symwavehttp://www.smsc.com/index.php?tid=313Application Securityhttp://www.appsecinc.com/GlassHousehttp://www.theglasshouse.us/SIMtonehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=38015240SpaceClaimhttp://www.spaceclaim.com/Weather Trends Internationalhttp://www.wxtrends.com/Investment Team:Dave Furneaux, Founder and Managing Partnerdave@kodiakvp.comLou Volpe, Managing Partnerlou@kodiakvp.comChip Meakem, Managing Partnerchip@kodiakvp.comAndrey Zarur, Managing Partnerandrey@kodiakvp.comLansing Brown Investments, LLCVCLife Sciences & HealthcareSeedEarlyFounded 2001, Lansing Brown Investments, LLC is a privately held firm that makes seed investments in start-up life sciences companies. The firm's President is also the Co-Founder and Director of Puretech Ventures, LLC (see profile). Mr. Zabriskie was also formerly CEO of Pharmacia & Upjohn, 1995-97.

222 Berkeley St., Suite 1040BostonMA02116-0000

Portfolio companies include:Mersana Therapeuticshttp://mersana.com/MacroChemhttp://melsnyder.com/macrochem.htmProtein Simplehttp://www.proteinsimple.com/Investment Team:John Zabriskie, PresidentLaunchCapital, LLCwww.launch-capital.comVCInformation TechnologySoftware & InternetMedia & Digital MediaConsumer ProductsSeedEarlyFounded 2008, LaunchCapital addresses the capital needs of companies that are in the earliest stages of funding by providing a needed source of financing to companies that can quickly advance to the next level of development. The firm focuses on emerging companies with a focus in technology, consumer, and medical businesses at all different stages of early development. The 9 person team has syndicated investments with over 50 venture firms and 1000 angel investors. LaunchCapital has additional offices in New Haven, New York City and Palo Alto.

1 Mifflin Place, Suite 320CambridgeMA02138617-407-3016

Portfolio companies include:Apperianhttp://www.apperian.com/FashionPlayteshttp://www.fashionplaytes.com/Heliumhttp://www.helium.com/iTeamhttp://www.iteam.com/Promethegenhttp://promethegen.com/Xconomyhttp://www.xconomy.com/Vigixhttp://www.vigix.com/Copiunhttp://www.copiun.com/Ginger.iohttp://www.ginger.io/Localyticshttp://www.localytics.com/CustomMadehttp://www.custommade.com/Daily Grommethttp://blog.dailygrommet.com/Incentive Targetinghttp://www.incentivetargeting.com/Kibitshttp://www.kibits.com/Draker Laboratorieshttp://www.drakerlabs.com/EpiEPhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=106621070EyeIChttp://www.eyeic.com/FMP Productshttp://www.fmponline.com/Green Bride Guidehttp://www.greenbrideguide.com/Hadapthttp://www.hadapt.com/Hodo Soy Beaneryhttp://hodosoy.com/Hyperinkhttp://www.hyperink.com/Incentive Targetinghttp://www.incentivetargeting.com/Intelligent Clearing Networkhttp://icn-net.com/Invinohttp://www.invino.com/Launchpad Ignitionhttp://www.lp.co/Liquor.comhttp://liquor.com/Nutrivisehttp://www.nutrivise.com/OurStage.comhttp://www.ourstage.com/Project Decorhttp://projectdecor.com/Promoboxxhttp://promoboxx.com/RentJuicehttp://rentalpro.zillow.com/SocialScihttps://www.socialsci.com/Your Mechanichttps://www.yourmechanic.com/Zadspacehttp://zadspace.com/Investment Team:Elon S. Boms, Managing Directorelon@launch-capital.comKonstantine Drakonakis, Director, New Haven OfficeBill McCullen, Director, Boston officeHeather Onstott, Venture PartnerDave Shen, Director, SF Bay AreaNextView Ventureswww.nextviewventures.comVCInformation TechnologySoftware & InternetMedia & Digital MediaSeedNextView Ventures is a seed stage venture capital firm focused on internet enabled innovation. The founders' backgrounds combine both operating and entrepreneurial experience at leading internet properties and institutional investing experience at leading venture capital firms. Although the firm operated in stealth mode for several months, NextView has assembled a portfolio of seed stage investments in "internet enabled innovation." The investments span a range of rapidly growing sectors including consumer internet, SaaS, and technology-enabled services. NextView will typically invest $250K - $500K in seed financings with a total round size between a few hundred thousand dollars to a couple million. The firm will invest in the best opportunities regardless of geography, focuses mainly on the U.S. east coast.

186 South St., Sixth FloorBostonMA02111401-486-6198

Portfolio companies include:mojohttp://www.mojo4music.com/onefortyhttp://www.hubspot.com/SalesCrunchhttp://www.salescrunch.com/thredUPhttp://www.thredup.com/shareaholichttp://www.shareaholic.com/RentJuicehttp://www.rentjuice.com/Swipelyhttps://swipely.com/InsightSquaredhttp://www.insightsquared.com/Hyper Publichttp://hyperpublic.com/Hiidefhttp://www.hiidef.com/Boundless Learninghttp://www.boundlesslearning.com/turningArthttp://www.turningart.com/GrabCadhttp://grabcad.com/BabbaCohttp://www.babbaco.com/CustomMadehttp://www.custommade.com/Objective Logisticshttp://objectivelogistics.com/Goodsiehttp://goodsie.com/Farmeronhttp://www.farmeron.com/Directrhttp://www.directr.co/Lookout Gaminghttp://www.lookoutgaming.com/Mojo Motorshttp://www.mojomotors.com/Plastiqhttp://plastiqinc.com/SkyVuhttp://sky.vu/TaskRabbithttps://www.taskrabbit.com/TripleLifthttp://triplelift.com/Wanderhttp://onwander.com/Investment Team:Rob Go, Co-Founder and Partnerrob@nextviewventures.comDavid Beisel, Co-Founder and Partnerdavid@nextviewventures.comLee Hower, Co-Founder and Partnerlee@nextviewventures.comLaunchpad Venture Groupwww.launchpadventuregroup.comAInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorMedia & Digital MediaLife Sciences & HealthcareMedical DeviceFinancial ServicesSeedEarlyLaunchpad Venture Group is a Boston-based angel investment group that provides funding to early-stage technology companies. The group has over 60 active investors, with members coming from a variety of backgrounds and professions, including the technology, financial and service communities. Launchpad will typically invest between $250K-$750K, and work with the company to proceed to the next stage. For Launchpad to achieve a high return on its investment, a prospective company must sell to potential markets of $100M+, and the group expects its portfolio companies to become market leaders with 30%+ market share within five to seven years. Launchpad meets on the second Wednesday of each month in Newton, MA, usually reviewing two company presentations. The group's members are well versed in multiple industries, including: Enterprise Software, Technical Software, Mobile Technologies, Medical Informatics, Medical Instrumentation, Chip Technology, General Instrumentation, Telecom, and Financial Services.

BostonMA

Portfolio companies include:Neuroptixhttp://www.neuroptix.com/Building Engineshttp://www.buildingengines.com/?q=userVigixhttp://www.vigix.com/Frame Mediahttp://www.framemedia.biz/UpdateLogichttp://www.updatelogic.com/Boston Heart Labhttp://bostonheartlab.com/3Play Mediahttp://www.3playmedia.com/Copiunhttp://www.copiun.com/Hadapthttp://www.hadapt.com/iTeamhttp://www.iteam.com/EveryScapehttp://www.everyscape.com/Incentive Targetinghttp://www.incentivetargeting.com/Mobius Imaginghttp://mobiusimaging.com/Punchbowlhttp://www.punchbowl.com/TimeTradehttp://www.timetrade.com/TruTouchhttp://www.trutouchtechnologies.com/Zyrrahttp://www.zyrra.com/7AC Technologyhttp://7actech.com/Avaxia Biologicshttp://www.avaxiabiologics.com/CourseHorsehttp://coursehorse.com/Daktari Diagnosticshttp://www.daktaridx.com/ezCaterhttps://www.ezcater.com/JamHubhttp://jamhub.com/Libboohttp://www.libboo.com/Playrifichttp://playrific.com/Precision Ventureshttp://www.precisionventures.com/QStreamhttp://qstream.com/Investment Team:Richard Lucash, Co-FounderBill Contente, Co-FounderRichard Anders, Co-FounderHambleton Lord, Managing Directorhamlord@launchpadventuregroup.comChristopher Mirabile, Managing DirectorLee Munder Capital Group, LLCwww.leemunder.comVCInformation TechnologySoftware & InternetStorage & HardwareExpansionFounded in 2000, Lee Munder is a diversified financial firm providing advisory services, private client services and private equity investments. LMCG selectively targets investments in companies within the Information Technology (IT) and Communications industries. LMCG's direct investment activities are focused on the Eastern United States, and extend to Ontario, Canada. LMCG focuses on expansion stage venture capital investing, typically in companies that have carefully defined their product and market positioning. The companies will often have received an initial round of financing, and will have made progress in filling out a full management team.

200 Clarendon Street, 28th FloorBostonMA02116617-380-5600617-380-5601

Portfolio companies include:GoldKhttp://www.trpcweb.com/Reveniohttp://en.wiktionary.org/wiki/revenioStorabilityhttp://www.tritonproducts.com/index/products?family=Storability%20&detail=aboutOptiumhttp://www.optimum.com/Investment Team:Lee P. Munder, Founder and ChairmanKenneth L. Swan, President & CEOkswan@leemunder.comJoseph P. Tower III, COO, CCOJeffrey P. Davis, CFA, CIOjdavis@leemunder.comR. Todd Vingers, CFA, Portfolio ManagerMurray R. Metcalfe, Managing DirectorNMT Capitalwww.nmtcapital.comVCLife Sciences & HealthcareMedical DeviceEarlyNMT Capital (formerly Nexus) is a globally oriented private equity firm. It is currently managing three investment funds: two based in Europe and one in the U.S., and its portfolio companies are located in both continents. They are carefully selected from among a wide universe of potential investment opportunities to possess the best technology or business strategy available globally. Founded in 2004 as Nexus Medical Partners, Nexus has expanded its investment strategy to include IT investments as well. It is managed by three Principals who are supported by Advisors and affiliates in Quincy (MA), San Francisco, London, Munich, Geneva and Tokyo. The Principals of Nexus have experience investing in companies in various stages of development, across sectors including medical devices, diagnostics, biotechnology, specialty pharmaceutical, drug discovery tools, software, communications and information technology and advanced materials. The firm is active globally and will consider not only domestic investments, but also offshore (ex-US) investments in companies located in Europe and the Middle East who are seeking to penetrate the U.S. market.

400 Crown Colony Drive, Suite 104QuincyMA02169617-472-2805617-472-3531

Portfolio companies include:Aethonhttp://www.aethon.com/Biodelhttp://www.biodel.com/EffRxhttp://www.effrx.com/Energetiq Technologyhttp://www.energetiq.com/html/1_31_11.htmlCutanea Life Scienceshttp://cutanealife.com/Deltex Medicalhttp://www.deltexmedical.com/EyeGatehttp://eyegatepharma.com/Lab 21http://lab21.com/Magellan Bioscienceshttp://www.magellanbioscience.com/mtm Laboratorieshttp://www.mtm-laboratories.com/Myconosticahttp://www.myconostica.co.uk/PathoLasehttp://www.patholase.com/Sabal Medicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=39827859Vital Sensorshttp://vitalsensorstech.com/Zipit Wirelesshttp://corp.zipitwireless.com/Kiyatechttp://kiyatec.com/Mini-Lap Technologieshttp://mini-lap.com/MyoSciencehttp://www.myoscience.com/Neurotechhttp://www.neurotechusa.com/NuvoLasehttp://www.nuvolase.com/Presidio Pharmaceuticalshttp://www.presidiopharma.com/Spectra Analysis Instrumentshttp://www.spectra-analysis.com/Sultan Scientifichttp://sultans-of-science.com/Investment Team:Edwin Snape Ph.D., Co-Founder, Principalesnape@nmtcapital.comJohn F. Rousseau Jr., Co-Founder & Principaljrousseau@nmtcapital.comThomas E. Hancock, Principalthancock@nmtcapital.comGregory F. Zaic, Principalgreg.zaic@nmtcapital.comLexington Partnerswww.lexingtonpartners.comVCFOFSECEnergy & Clean TechLife Sciences & HealthcareEarlyMiddle MarketLexington was founded in 1994 to provide liquidity to private equity investors interested in selling limited partnership interests. Today, Lexington is the largest independent manager of secondary private equity capital with $21 billion of committed capital. The firm's sixteen secondary funds purchase buyout, venture capital and mezzanine limited partnership interests in both domestic and international markets. The Lexington Funds also make a limited number of investments in newly formed buyout, mezzanine, venture capital and international partnerships. Lexington Partners has completed more than 325 secondary private equity transactions committing to invest approximately $18.4 billion to acquire interests in more than 2,100 private equity partnerships. Lexington has also invested $2.3 billion in 123 co-investments alongside 81 sponsors and has committed $1.2 billion to over 230 newly-formed private equity funds. The firm has offices in New York, Boston, Menlo Park, London, and Hong Kong and has committed to funds in the U.S., Europe and the Asia-Pacific region.

111 Huntington Avenue, Suite 3020BostonMA02199617-247-7010617-247-7050

Portfolio companies include:IronShorehttp://www.ironshore.com/AmeriPathhttp://ameripath.com/Stanadynehttp://stanadyne.com/AMC Entertainmenthttp://www.amctheatres.com/Movik Networkshttp://www.movik.com/Investment Team:Lee J. Tesconi, Partnerljtesconi@lexpartners.comCharles R. Grant, Partnercrgrant@lexpartners.comStephanie M. Falahee, Vice President & ControllerMark M. Andrew, PrincipalLighthouse Capital Partners, Inc.www.lcpartners.comVDInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareEarlyGrowthLighthouse is an independent partnership providing debt and equity financing to early and growth stage technology, clean tech, and life sciences companies backed by top-tier venture capital firms. Since its formation in 1994, Lighthouse has provided almost $1.6 billion of financing to over 450 companies across five funds. Lighthouse generally works with companies that need between $1 million and $10 million for operating capital or equipment purchases. The company maintains operations in Menlo Park and Greenbrae, CA as well.

20 University Road, Suite 320CambridgeMA02138617-441-9192617-354-4374

Portfolio companies include:Azul Systemshttp://www.azulsystems.com/Extraprisehttp://www.extraprise.com/company-why-extraprise.htmPicarrohttp://www.picarro.com/Sendiahttp://www.sendia.com/Cogniohttp://www.cognio.com/SixAparthttp://sixapart.com/Insulethttp://www.myomnipod.com/Force10http://www.force10networks.com/Investment Team:Gwill York, Co-Founder and Managing Directorgwill@lcpartners.comNed Hazen, Managing Directorned@lcpartners.comJeff Griffor, Managing Directorjeff@lcpartners.comAaron Tyler, Partneraaron@lcpartners.comNorth Bridge Venture Partnerswww.nbvp.comVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorSeedEarlyFounded in 1994, North Bridge Venture Partners (NBVP) is an early-stage venture capital fund with more than $3.2 billion under management. NBVP considers investing in seed projects with an initial commitment of $50,000-$500,000 and is capable of providing incubation space in NBVP offices. North Bridge can supply from $2 million to $10 million in Series A or B rounds. The firm will provide up to $20 million of capital per company. NBVP's industry focus is Software, Communications, Services, Semiconductors & Components, and Materials & Manufacturing Systems. NBVP has a west coast office in San Mateo, California. Since its founding, NBVP has invested in more than 170 early-stage companies, and provided venture capital to many later stage companies to accelerate growth in market share.

950 Winter Street, Suite 4600WalthamMA02451781-290-0004781-290-0999

Portfolio companies include:Cogniohttp://www.cognio.com/A123Systemshttp://a123systems.com/Azimuth Networkshttp://www.azimuthsystems.com/I-Logixhttp://ilogix.net/Bright Tigerhttp://brighttigertutoring.com/Viewlocityhttp://viewlocity.com/Akiban Technologieshttp://www.akiban.com/Bigfoot Networkshttp://www.killergaming.com/Connancehttp://connance.com/Demandwarehttp://www.demandware.com/Embranehttp://www.embrane.com/Fringhttp://www.fring.com/Humedicahttp://www.humedica.com/Kadienthttp://www.qvidian.com/Ksariahttp://www.ksaria.com/MyPerfectGighttp://home.myperfectgig.com/Nasunihttp://www.nasuni.com/Rpathhttp://www.rpath.com/corp/Signianthttp://www.signiant.com/signiant-news-and-press-releases/bid/46196/Signiant-Provides-Seamless-Connection-to-the-Windows-Azure-Platform3b Networkshttp://3bnetworks.com/Active Enpointshttp://www.activevos.com/BlueSpechttp://www.bluespec.com/Leapfroghttp://shop.leapfrog.com/leapfrog/Movikhttp://www.movik.com/Mc10http://mc10inc.com/OD Visionhttp://answers.yahoo.com/question/index?qid=20081215115733AAOm3lRRuffaloCODYhttp://www.ruffalocody.com/SoundBitehttp://www.soundbite.com/Newformahttp://www.newforma.com/Veveohttp://www.vevo.com/Viximohttp://viximo.com/Umberhttp://en.wikipedia.org/wiki/UmberTroovalhttp://www.trooval.com/CoolPlanetBioFuelshttp://coolplanetbiofuels.com/FOROhttp://en.wikipedia.org/wiki/ForoCrossbeamhttp://www.crossbeam.com/Nasunihttp://www.nasuni.com/BrightTALKhttp://www.brighttalk.com/Ziniohttp://www.zinio.com/Zilker Labshttp://www.intersil.com/zilkerlabs/Zetticshttp://zettics.com/Zetahttp://en.wikipedia.org/wiki/ZetaYapphttps://www.yapp.us/Xtalichttp://www.xtalic.com/Xsigohttp://xsigo.com/Winphoria Networkshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=123752Voxwarehttp://www.voxware.com/Viridityhttp://viridityenergy.com/Investment Team:Edward T. Anderson, Managing General Partnereta@nbvp.comRichard A. DAmore, General Partnerrad@nbvp.comWilliam J. Geary, General Partnerwjg@nbvp.comJames A. Goldstein, General Partnerjag@nbvp.comJeffrey P. McCarthy, General Partnerjpm@nbvp.comBasil R. Horangic, General Partnerbasil@nbvp.comMichael Skok, General Partnermjs@nbvp.comRic Fulop, General PartnerGeraldine Alias, PrincipalMatt Blodgett, PrincipalJonathan Heiliger, General PartnerDoug Kingsley, Managing Director Growth EquityJeff McCarthy, PartnerRoshen Menon, PrincipalJim Moran, General PartnerMike Pehl, Managing Director Growth EquityRuss Pyle, PartnerCarmichael Roberts, PartnerPaul Santinelli, PartnerCali Tran, Principal (California)cxt@northbridge.comLineage Capital, LLCwww.lineagecap.comPEManufacturing & IndustrialBusiness ServicesMiddle MarketLineage Capital is a private investment firm focused on partnering with family-controlled and owner-managed middle market businesses. Lineage employs a differentiated investment approach that provides shareholders with significant liquidity and, at the same time, allows them to retain control of the board of directors and up to 50% of the economic ownership. The principals of Lineage have been involved in more than seventy transactions across a variety of industries and have invested more than $600 million of equity capital. The firm focuses on companies in North America with enterprise values of $20 million to $150 million and minimum earnings before interest, taxes, depreciation, and amortization of $4 million.

399 Boylston Street, Suite 450BostonMA02116617-778-0660617-778-0659

Portfolio companies include:Hubbardton Forgehttp://www.vtforge.com/Resource LabelGrouphttp://resourcelabelgroup.com/Veeco Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=33804256Bioreclamationhttp://www.bioreclamation.com/Crompcohttp://crompco.com/LifeSafer Interlockhttp://www.lifesafer.com/Mudpiehttp://www.mud-pie.com/Wilson Associateshttp://www.wilsonassociates.com/Halco Lighting Technologieshttp://www.halcolighting.com/Investment Team:T. Brook Parker, Co-Founder, 617-778-0672Brook@lineagecap.comMark Sullivan, Co-Founder, 617-778-0671Mark@lineagecap.comWilliam McKinley, Co-Founder & CPA, 617-778-0669Bill@lineagecap.comBrian Sykora, 617-778-0664Brian@lineagecap.comErik Dykema, 617-778-0665Erik@lineagecap.comKate Cournoyer, 617-778-0663Kate@lineagecap.comGretchen Vallante, CFO, 617-778-0667Gretchen@lineagecap.comLink Ventures, LLPwww.linkventures.comVCInformation TechnologySoftware & InternetEarlyLink Ventures, LLP is a venture capital firm dedicated to investing in early-stage internet technology companies. The firm's partners have created more than $1 billion in value across of all their associated companies. Link Ventures most recent success was the sale of its portfolio company, CourseAdvisor, to the Washington Post.

1 Kendall Square, Building 200Suite B2106CambridgeMA02139

Portfolio companies include:Adverplexhttp://www.adverplex.com/Autotegrityhttp://autotegrity.com/Affiliate Media Networkhttp://affiliatemedianetwork.com/ClickHarmonicshttp://www.clickharmonics.com/Percipio Mediahttp://percipiomedia.com/Cogo Labshttp://cogolabs.com/AdHarmonicshttp://www.adharmonics.com/HubAnalyticshttp://www.hubanalytics.com/WaveHarmonicshttp://en.wikipedia.org/wiki/HarmonicInvestment Team:David Blundin, Managing PartnerJohn Giordano, Senior Partnerjohn@linkventures.comCynthia Blanco, Chief Financial OfficerCharles Johnson, PartnerNorth Hill Ventures, LPwww.northhillventures.comVCInformation TechnologyBusiness ServicesFinancial ServicesEarlyFounded in 1999, North Hill Ventures, LP (NHV) manages $125 million in venture capital funding. North Hill Ventures is affiliated with Capital One Financial Corp. (through its wholly owned subsidiary, Oakstone Ventures, Inc.). NHV invests $2 to $3 million in early stage financial and marketing technology companies seeking capital for expansion. Though early stage focused, typical investments are in companies that already have an established management team, a completed product, and paying customers.

535 Boylston St., 6th FloorBostonMA02116617-600-7050

Portfolio companies include:PayChoicehttp://paychoice.com/Higher Onehttp://www.higherone.com/Smart Destinationshttp://www.smartdestinations.com/SimpleTuitionhttp://www.simpletuition.com/student_loans_homeExchange Solutionshttp://www.exchangesolutions.com/Ali Solutionshttp://alisolutions.com/Placemarkhttp://www.placemarksolutions.com/Current Analysishttp://www.currentanalysis.com/Interactionshttp://www.interactions.net/Tervelahttp://www.tervela.com/Live Well Financialhttp://www.livewellfinancial.com/FSV Payment Solutionshttp://fsvpaymentsystems.com/Investment Team:Brett J. Rome, General Partnerbrettj.rome@northhillventures.comShamez Kanji, General Partnershamez.kanji@northhillventures.comBenjamin H. Malka, General Partnerben.malka@northhillventures.comNorth Shore InnoVentureswww.nsiv.orgIEnergy & Clean TechLife Sciences & HealthcareMedical DeviceSeedEarlyNorth Shore InnoVentures (NSIV) is a non-profit 501(c)3 organization dedicated to supporting technology businesses and the economic growth of the North Shore region. NSIV operates two business incubator facilities, the Biotech InnoVenture Center (BIVC) and the Cleantech InnoVenture Center. Laboratory space designed for pharmaceutical and biologics development is available as well as space suitable for device development and prototyping. Laboratories vary in size from a few hundred to a few thousand square feet, with offices and cubicle space available. Basic lab equipment is provided in the individual labs and a shared laboratory is equipped with such instrumentation as HPLCs, mass specs, microscopy, a lyophilization system, and low temperature freezers.

100 Cummings Center, Suite 438NBeverlyMA01915508-527-1832

Tenant companies include:AdvaStimhttp://www.advastim.com/Cell Assay Innovationshttp://cellassayinnov.com/CYTOOhttp://cytoo.com/HepatoChemhttp://www.hepatochem.com/New England PharmAssociateshttp://www.nepassociates.com/Sharp Edge Labshttp://www.sharpedgelabs.com/Atentivhttp://atentiv.com/WindGap Medicalhttp://masschallenge.org/profile/windgap-medical-incEnergy Compressionhttp://energycompression.com/New England Hydropower Companyhttp://www.nehydropower.com/Save Energy Systemshttp://www.saveenergysystems.com/Sol-Solutionshttp://www.sol-solutions.com/Teleos Solarhttp://teleossolar.com/TerraVerdae Bioworkshttp://terraverdae.com/Vecariushttp://vecarius.com/Investment Team:Martha Farmer, President & CEOmartha.farmer@nsiv.orgTom Kinneman, COOtom.kinneman@nsiv.orgRoger Frechette PhD, Entrepreneur-in-ResidenceAnia K. Knap PhD, Entrepreneur-in-ResidenceNorwich Ventureswww.norwichventures.comVCMedical DeviceSeedEarlyNorwich Ventures is a venture capital firm committed to helping entrepreneurs, healthcare professionals and inventors build innovative medical device companies. The firm invests early in a company's life, often at the concept stage, and usually as the first outside investor. On occasion the firm will financially support and help an individual flesh out an idea still at the conceptual phase. Norwich's geographic focus is in the New England and Mid-Atlantic regions, but will selectively consider investments in other regions. The firm has offices in Massachusetts and Pennsylvania.

1601 Trapelo Road, Suite 145WalthamMA02451781-890-2161781-890-2162

Portfolio companies include:Connective Orthopaedicshttp://www.massdevice.com/directory/connective-orthopaedicsDaktari Diagnosticshttp://www.daktaridx.com/Intelligent Bio-Systemshttp://intelligentbiosystems.com/Pelvalonhttp://www.corporationwiki.com/California/Irvine/pelvalon-inc/66549540.aspxRhythmia Medicalhttp://rhythmia.com/Sveltehttp://www.merriam-webster.com/dictionary/svelteSyncro Medical Innovationshttp://syncro-medical.com/Investment Team:Philip Fleck, Directorphil@norwichventures.comJanis Sebastian, Office Administratorjanis@norwichventures.comMarlin Miller Jr., Co-founder and Managing Directormm@norwichventures.comAaron Sandoski, Co-founder and Managing Directoraaron@norwichventures.comJames Watkins M.D., Medical Directorjamie@norwichventures.comNovartis Venture Fundswww.venturefund.novartis.comCVCLife Sciences & HealthcareMedical DeviceSeedEarlyGrowthExpansionNovartis is an early-stage investor with a focus in new therapeutics & platforms, including: medical devices/implants, diagnostics/biomarkers and drug delivery/biopolymers. Novartis regionally invests in the USA/Canada, Europe, Switzerland and Asia/Pacific. The firm currently manages more than $700 million across all of its funds. Novartis Venture Funds makes investments through three investment vehicles: the Novartis Venture Fund, the Novartis Option Fund and the Korea Fund. Novartis anticipates its larger investments will range up to $15 - 20 million per company over its life, but these investments can be as little as $100,000 to get started. The venture fund is stage-agnostic and engages in seed investments as well as later-stage investments. The firm will increase its activities to lead or co-lead deals and remains open to participating in larger syndicates. The Novartis Option Fund's to seed innovative startup companies during their earliest stages. The Novartis Option Fund has an initial size of $200M. In 2008, Novartis Venture Funds created the Novartis Korea Venture Fund, a unique commitment to early-stage investing in innovative life sciences companies. In 2011, Novartis increased its portfolio by seven new investments and now comprises over 65 companies, making NVF one of the world's largest and most active corporate life sciences venture funds. Including the commitment of other investors, over $2 billion is invested in NVF portfolio companies.

Novartis Services, Inc.Five Cambridge CenterCambridgeMA02142617-871-3536617-871-7788

Portfolio companies include:Aileron Therapeuticshttp://aileronrx.com/BioCurehttp://biocure.com/110722/Cequent Pharmaceuticalshttp://www.marinabio.com/Evolvahttp://www.evolva.com/Merus Biopharmaceuticalshttp://www.merus.nl/Neomicshttp://www.neomics.com/Okairoshttp://www.okairos.com/e/index.phpPolyphorhttp://polyphor.com/Qurient Therapeuticshttp://currenttherapeutics.com/Ra Pharmaceuticalshttp://rapharma.com/Trellis Biosciencehttp://trellisbio.com/Destiny Pharmahttp://destinypharma.com/Genedatahttp://en.wikipedia.org/wiki/GenedataHeptares Therapeuticshttp://www.heptares.com/Autonomic Technologieshttp://autonomictechnologies.com/Bicycle Therapeuticshttp://www.bicycletherapeutics.com/Covagenhttp://covagen.com/Advanced Animal Diagnosticshttp://advancedanimaldiagnostics.com/Aerpio Therapeuticshttp://www.aerpio.com/Alios BioPharmahttp://www.aliosbiopharma.com/AMP Therapeuticshttp://amp-therapeutics.com/Atlas Geneticshttp://www.atlasgenetics.com/Catalyst Bioscienceshttp://catalystbiosciences.com/Celladonhttp://www.celladon.net/Cylene Pharmaceuticalshttp://www.cylenepharma.com/Destiny Pharmahttp://destinypharma.com/Diagnoplex Bioscienceshttp://www.epicbiotech.com/who-should-attend/Investment Team:Dr. Markus Goebel, Managing Director (Switzerland)markus.goebel@novartis.comDr. Reinhard J. Ambros, Executive Director (Switzerland)reinhard.ambros@novartis.comDr. Campbell Murray, Managing Director (Cambridge)campbell.murray@novartis.comSteven Weinstein, Managing Director (Cambridge)steven.weinstein@novartis.comDr. Lauren Silverman, Managing Director (Cambridge)lauren.silverman@novartis.comDr. Henry Skinner, Managing Director (Cambridge)Giovanni Ferrara, Venture Partner (Cambridge)Longmeadow Capital Partnerswww.longmeadowcapital.comPEMedia & Digital MediaManufacturing & IndustrialBusiness ServicesAgriculture & Agricultural ScienceMiddle MarketFounded in 1993, Longmeadow Capital Partners is a value-added private equity firm that invests in small to mid-sized businesses. Longmeadow will invest in a wide variety of industries, targeting companies with revenues between $2 million and $20 million. The firm prefers companies located in New England, and its initial investment ranges from $500,000 to $2,500,000. Longmeadow invests its own capital together with that of a select group of wealthy families, business owners and CEOs. In addition to providing growth capital, Longmeadow also supports the following types of transactions: management buy-outs, sales or divestitures, ownership transitions, and "mild" turnarounds.

171 Dwight Road, Suite 310LongmeadowMA01106413-567-3366413-567-6556

Portfolio companies include:Poland Communicationshttp://www.bolandcom.com/Sidewood Developmenthttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=525206East Coast Organicshttp://eastcoastorganics.net/Post-N-Trackhttp://www.post-n-track.com/Hudson River Valley Resortshttp://www.hrvresorts.info/Philadelphia Victoria Assoc.http://investing.businessweek.com/research/stocks/private/people.asp?privcapId=38648849Summer Street Capital Partnershttp://www.summerstreetcapital.com/Oxford Performance Materialshttp://oxfordpm.com/Hebert Confectionshttp://www.hebertcandies.com/Envoy Healthhttp://envoyhealth.com/Atlantic Health Partnershttp://atlantichealthpartners.com/Hollow Creek Preservehttp://brookhollowshootingpreserve.com/The Village at Woodsidehttp://thevillageatwoodside.com/Investment Team:Richard B. Steele, Managing Memberrsteele@longmeadowcapital.comJeffrey Winokur, Venture Partnerjwinokur@atlantichealthpartners.comAndrew M. Zaback, Managing Memberazaback@longmeadowcapital.comLarry Kries, Venture Partnerlkries@longmeadowcapital.comLongwood Founders Fundwww.longwoodfund.comVCLife Sciences & HealthcareSeedEarlyLongwood Founders Fund is a healthcare venture capital firm that founds, manages, and builds biotechnology companies. Longwood's mission is to identify technologies and to found companies that will advance new therapeutics that can not only make a difference in the lives of patients worldwide, but also create significant value for investors. Longwood's portfolio includes Alnara Pharmaceuticals, Inc., which was acquired by Eli Lilly in 2010 for $180 million cash upfront and a $200 million earn-out, and Verastem, Inc., a biotechnology company focused on discovering and developing novel drugs that selectively target cancer stem cells. Members of the Longwood team have founded and built several successful biotechnology companies including Momenta Pharmaceuticals, Inc., Alnylam Pharmaceuticals, Inc., Sirtris Pharmaceuticals, Inc., and Alnara Pharmaceuticals, Inc. The firm's first fund, Longwood Founders Fund, L.P., was capped at $85 million when it closed December of 2010.

The Prudential Tower800 Boylston Street, Suite 1555BostonMA02199617-351-2590

Portfolio companies include:Alnara Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=49944346Verastemhttp://www.verastem.com/OvaSciencehttp://ovascience.com/IlluminOssMedicalhttp://illuminoss.com/PTC Therapeuticshttp://www.ptcbio.com/Investment Team:Rich Aldrich, Founder and PartnerMichelle Dipp, M.D., Ph.D., Founder and PartnerChristoph Westphal, M.D., Ph.D., Founder and PartnerLSP BioVentureswww.lspvc.comVCLife Sciences & HealthcareAgriculture & Agricultural ScienceEarlyGrowthExpansionLSP is one of the world's largest specialized healthcare and biotechnology investment firms. With a history dating back to the late eighties, LSP has grown into a global firm with offices in Amsterdam, Munich and Boston. LSP's investment strategy allows for investments in start-up companies in need of first round venture funding, but also in companies seeking later-stage funding, such as for product development or commercial rollouts. LSP's main areas of focus include drug discovery and development, medical devices, diagnostics, industrial biotech, food & agriculture, and bio materials. Target investee companies typically fall within the EURO 50 million to EURO 1 billion market cap range. LSP's investor base originates from the Benelux, Germany, Switzerland, the UK, the Nordic countries and the U.S. Total funds raised to date are at approximately EURO 650 million. Investments per company typically range in size from EURO 1 million up to EURO 15 million over the life of an investment. The firm launched its Euronext-listed LSP Life Sciences Fund in April 2011, with the aim to provide investors with access to the high tech and high growth sector of publicly-traded life sciences companies.

Wellesley Office Park - Building 520 William St., Suite 160WellesleyMA02481781-235-0321781-235-0264

Portfolio companies include:ActoGenixhttp://www.actogenix.com/eng/home/index.phpEfficashttp://efficas.com/Isto Technologieshttp://www.istotech.com/Trinity Biosystemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=3170648APGhttp://www.army.mil/info/organization/apg/Glaxo Smith Klinehttp://www.gsk.com/Max-Planck-Gesellschafthttp://www.mpg.de/enPfizerhttp://www.pfizer.com/home/Sygenta Globalhttp://www.syngenta.com/global/corporate/en/Pages/home.aspxAchmeahttp://www.achmea.com/Investment Team:Fouad Azzam, General Partnerfazzam@lspvc.comLumira Capitalwww.lumiracapital.comVCLife Sciences & HealthcareMedical DeviceExpansionLumira Capital primarily invests in later stage biopharmaceutical companies typically having at least preliminary clinical proof of concept data and will also consider later stage medical device companies. The firm's history goes back to 1989 when the company was established as MDS Capital Corp. The company changed its name to Lumira Capital in September 2007 as part of a corporate repositioning to build on its strength in the North American health and life science sector. Typically, Lumira's initial investment size is $5 to 10 million, and the firm concentrates its investments in the U.S. and Canada.

303 Wyman Street, Suite 300WalthamMA02451781-530-3868253-484-4262

Portfolio companies include:Archemixhttp://www.hcp.com/archemixSpinal Kineticshttp://www.spinalkinetics.com/TransMolecularhttp://www.transmolecular.com/pdfs/FiveashPR_ASCOVersion.pdfMako Surgicalhttp://makosurgical.com/Alveolushttp://en.wikipedia.org/wiki/Pulmonary_alveolusAlexza Pharmaceuticalshttp://www.alexza.com/Argo Therapeuticshttp://www.argostherapeutics.com/Cardiac Dimensionshttp://cardiacdimensions.com/KAI Pharmaceuticalshttp://kaipharmaceuticals.com/Spinal Kineticshttp://www.spinalkinetics.com/U-Systemshttp://u-systems.com/NephroGenexhttp://nephrogenex.com/Pathfiner Therapeuticshttp://pathsurg.com/Investment Team:Gerry Brunk, Managing Directorgbrunk@lumiracapital.comPeter van der Veldon, Managing General Partnerplv@lumiracapital.comM/C Partnerswww.mcpartners.comVCInformation TechnologySoftware & InternetCommunications & NetworkingEarlyM/C Partners (MC) focuses on early-stage communications and related information technology companies. The firm has managed over $1.5 billion of institutional capital, generating returns in the top quartile for venture capital funds. M/C is currently investing M/C Venture Partners VI, a $550 million private equity fund raised in 2006 from institutional investors. Principals and employees co-invest significantly alongside the fund. M/C's investments range in size from $5-$50 million of equity. The firm focuses on the following sectors: Cable System Operators, Competitive Wireline Communications Service Providers, Fixed Wireless Broadband Operators, Managed Services Providers, Media & Content, Mobile Wireless Data Software and Services, Mobile Wireless Operators, On-Demand Software Companies, and Wireless Tower Operators. M/C also has offices in San Francisco and London.

75 State Street, Suite 2500BostonMA02109617-345-7200617-345-7201

Portfolio companies include:Revolhttp://www.revol.com/Zayo Bandwidthhttp://www.zayo.com/AccentHealthhttp://www.accenthealth.com/HyPerformixhttp://en.wikipedia.org/wiki/HyPerformixLegendary Pictureshttp://www.legendary.com/Airbandhttp://www.airband.com/Baja Broadbandhttp://www.bajabroadband.com/CoreLinkhttp://www.corelink.com/Lightowerhttp://www.lightower.com/MetroPCShttp://www.metropcs.com/Mobi PCShttp://www.mobipcs.com/Melita Cablehttp://www.melita.com/Open Mobilehttp://www.openmobilepr.com/Plum Choicehttp://www.plumchoice.com/Public Mobilehttp://www.publicmobile.ca/Triad 700http://triad700.com/Buzz Mediahttp://www.buzz-media.com/CSDVRShttp://www.zvrs.com/GTS CEhttp://www.gtsce.com/Seven Networkshttp://www.seven.com/index.phpInvestment Team:James F. Wade, Managing Partnerjwade@mcventurepartners.comDavid D. Croll, Managing Partnerdcroll@mcventurepartners.comJohn W. Watkins, Managing Partnerjwatkins@mcventurepartners.comGillis S. Cashman, Managing Partnergcashman@mcventurepartners.comBrian M. Clark, Managing Partnerbclark@mcventurepartners.comSalvatore Tirabassi, Partnerstirabassi@mcventurepartners.comRobert Savignol, Partnerrsavignol@mcventurepartners.comMarion Equity Partnerswww.marionequitypartners.comPEBusiness ServicesMiddle MarketMarion Equity Partners is a private equity firm that acquires and invests in growing businesses across a wide range of industries and geographies. Marion Equity Partner's typical investments range between $500,000 and $2 million. The firm is both flexible and thoughtful in how it interacts with each portfolio company. In some cases, Partners serve on the boards of portfolio companies, other times they maintain a less visible advisory role.

28 State St., 18th FloorBostonMA02109617-956-1332

Portfolio companies include:Discovery Outsourcinghttp://www.discoveryoutsourcing.com/EM Assisthttp://www.em-assist.com/Fixnetixhttp://www.fixnetix.com/H&R Accountshttps://www.avadynehealth.com/HemaSourcehttp://hemasource.com/Medical Positioninghttp://www.medicalpositioning.com/Medical Records Associateshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=116570153OnRamphttp://onr.com/The Penn Warranty Corporationhttp://pennwarrantycorp.com/Staff Onehttp://www.staffone.com/Stat Labhttp://www.statlab.com/Value Relationships, Inchttp://www.monitoringcare.com/Veri-Taxhttp://www.veri-tax.com/Default.aspxWeb Equity Solutionshttp://www.webequitysolutions.com/Investment Team:William P. Egan, Founder & Managing Partner, 617-956-1304began@marionequitypartners.comMass Medical Angels (MA2)www.massmedangels.comALife Sciences & HealthcareMedical DeviceSeedEarlyMass Medical Angels (MA2) was founded to answer the need for a dedicated life-science centric angel group in New England. The group's focus is on early stage life science and healthcare companies looking to raise $250K to $3.0M. Depending on the amount of funding needed, MA2 can fund all or a portion of the round and will work closely with other angel groups or venture funds in the area to complete the round. The group is looking for companies that are extremely capital efficient opportunities where its funds will lead to significant step-ups in valuation to avoid unfavorable future funding rounds. MA2's target is a 5x return within 5 years. The group will consider investments in companies in medical devices, therapeutics, diagnostics, health services, health related IT, and healthcare-relevant laboratory instruments. The group's investment is targeted to be between $200,000 and $750,000. The fund was launched by Richard Anders, a long time Boston-area entrepreneur, publisher, and financier.

MA

Portfolio companies include:Avaxia Biologicshttp://www.avaxiabiologics.com/Daktari Diagnosticshttp://www.daktaridx.com/Sage Sciencehttp://www.sagescience.com/Life Imagehttp://www.lifeimage.com/Momelan Technologieshttp://momelan.com/Thermalin Diabeteshttp://www.thermalin.com/Polytouch Medicalhttp://www.polytouch-med.com/Lantos Technologieshttp://www.lantostechnologies.com/technology/Bliss Healthcarehttp://www.blisshealthcare.com/Annovation BioPharmahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=132942767Diffinity Genomicshttp://www.diffinitygenomics.com/Investment Team:Richard Anders, Co-Founder and Executive Directorinfo@massmedangels.comCarl Berke, Co-Founder and Managing DirectorRoger Kitterman, Co-Founder and Managing DirectorPushwaz Virk, Co-FounderRichard Berenson, DirectorMassachusetts Capital Resource Companywww.masscapital.comVCPEInformation TechnologySoftware & InternetLife Sciences & HealthcareManufacturing & IndustrialConsumer ProductsGrowthExpansionMiddle MarketMassachusetts Capital Resource Company invests in established emerging growth and middle market companies in Massachusetts. MCRC was formed in 1977 by the Massachusetts-based life insurance industry in response to a study of the region's economy produced for the Massachusetts Task Force for Economic Development. MCRC specializes in Massachusetts-based companies, and since its founding, has invested more than $640 million in 300 companies. MCRC provides mezzanine capital and long term debt to Massachusetts-based manufacturing, distribution, service and technology companies. Most portfolio companies report sales in the $3 million to $100 million range and are profitable at the time of initial investment. Roughly 80% of MCRC's investments are in the form of subordinated debt, but the firm can also invest in senior debt and preferred stock. The company welcomes proposals from technology and non-technology companies seeking $750,000 to $5 million in capital to fund a growth plan, strengthen the balance sheet, support an acquisition or complete a recapitalization. Investments range from $1 million to $5 million.

420 Boylston Street, 5th FlBostonMA02116617-536-3900617-536-7930

Portfolio companies include:Exergenhttp://www.exergen.com/MicroCalhttp://microcal.com/Lytronhttp://www.lytron.com/AspenTechhttp://www.aspentech.com/BigBelly Solarhttp://bigbellysolar.com/NWN Corporationhttp://nwnit.com/Quadrant Softwarehttp://www.quadrantsoftware.com/HighRoadshttp://www.highroads.com/Curaspan Health Grouphttp://connect.curaspan.com/WTE Corporationhttp://www.wte.com/One to One Interactivehttp://www.onetooneglobal.com/interactive/Harbarhttp://harbar.com/Blue Fang Gameshttp://www.bluefang.com/Polar Beverageshttp://www.polarbev.com/Source Codehttp://www.sourcecode.com/Graphique de Francehttp://www.graphiquedefrance.com/Harmonix Music Systemshttp://www.harmonixmusic.com/Advanced Practice Strategieshttp://www.aps-web.com/CRi Biomedicalhttp://www.masscapital.com/news/cri-biomedical-imaging-systems-used-by-world%e2%80%99s-top-pharmaceutical-companies/PointRighthttp://www.pointright.com/United Medical Systemshttp://www.ums-usa.com/Hazen Paperhttp://www.hazen.com/Litecontrolhttp://www.litecontrol.com/Seaman Paperhttp://www.seamanpaper.com/MagneMotionhttp://www.magnemotion.com/index.cfmInvestment Team:Richard W. Anderson, Presidentranderson@masscapital.comJoan Creamer McArdle, Senior Vice Presidentjmcardle@masscapital.comKenneth J. Lavery, Vice Presidentklavery@masscapital.comBen Bailey III, Vice Presidentbbailey@masscapital.comSuzanne L. Dwyer, Vice Presidentsdwyer@masscapital.comMassachusetts Green Energy Fund, LPhttp://www.massgreenenergy.com/VCEnergy & Clean TechEarlyMassachusetts Technology Collaborative (see profile) has formed a partnership with Commons Capital, a Brookline, MA based venture capital management company, to manage the $15 million Green Energy Fund. The Massachusetts Green Energy Fund invests in Massachusetts-based renewable energy companies able to achieve strong financial returns, including solar photovoltaic power, wind power, biomass, biofuels, fuel cells, landfill gas, low-impact hydro, ocean and tidal power, energy storage, grid information technologies, and other enabling technologies that promote the expanded use of renewable energy.

320 Washington Street, 4th FloorBrooklineMA02445617-739-1155617-739-3550

Portfolio companies include:Konarka Technologieshttp://www.konarka.com/Lilliputian Systemshttp://lilliputiansystemsinc.com/CTP Hydrogenhttp://ctphydrogen.com/technology.htmlSeahorse Powerhttp://bigbellysolar.com/PoroGen http://porogen.com/Investment Team:William Osborn, Partnerwosborn@massgreenenergy.comJay Fiske, Partnerjfiske@massgreenenergy.comKenneth R. Locklin, Senior Advisorklocklin@massgreenenergy.comMassachusetts Life Sciences Centerwww.masslifesciences.comEDLife Sciences & HealthcareSeedEarlyThe Massachusetts Life Sciences Center (MLSC) is a quasi-public agency of the Commonwealth of Massachusetts, created by the Massachusetts legislature in June 2006. The MLSC was established to promote the life sciences within the Commonwealth of Massachusetts. It is tasked with investing in life sciences research and economic development. This work includes making financial investments in public and private institutions growing life sciences research, development and commercialization, as well as building ties between sectors of the Massachusetts life sciences community. Funding initiatives include Massachusetts Life Science Fellowship Grants (Gap Funding) to promote new cures and retain researchers in Massachusetts; NIH gap funding grants to bridge researchers prior to receipt of NIH grant; Stem Cell research funding to overcome federal prohibitions and leverage Massachusetts' existing global strength in stem cell research; and RNAi funding to build upon the promising work of UMass Nobel laureate, Dr. Craig Mello. Through another initiative, the Life Sciences Accelerator Program, the MLSC will provide loans to companies engaged in life sciences research and development, commercialization and manufacturing in Massachusetts.

1000 Winter Street, Suite 2900WalthamMA02451781-373-7777781-622-1530

Portfolio companies include:Wadsworth Medicalhttp://www.wadsworthmedical.com/Pluromedhttp://pluromed.com/Good Start Geneticshttp://www.goodstartgenetics.com/InVivo Therapeuticshttp://www.invivotherapeutics.com/Investment Team:Susan Windham-Bannister, Ph.D., President and CEOswindham-bannister@masslifesciences.comBradley Rosenblum, Chief Financial and Administrativebrosenblum@masslifesciences.comPamela Norton, Vice President for Industry Relations and Programspnorton@masslifesciences.comBeth Nicklas, Esq., VP and Counsel for Academic Research and Programsbnicklas@masslifesciences.comOpenView Venture Partnerswww.openviewpartners.comVCInformation TechnologySoftware & InternetGrowthExpansionOpenView Venture Partners is an expansion stage venture capital fund. OpenView focuses on high-growth software and Internet-related companies with quarterly sales in the range of $500,000 to $5 million, and are interested in raising $5-$15 million in capital. The firm was founded in 2006 by Scott Maxwell with an inaugural fund encompassing $100 million in committed capital. OpenView Venture Partners III, L.P. is comprised of $200 million, and total assets under management is $440 million. OpenView Venture Partners is based in Boston, and invests on a worldwide basis, targeting technology companies in markets that include software, Internet, new media, and technology-enabled business models.

303 Congress Street, Seventh FloorBostonMA02210617-478-7500617-478-7501

Portfolio companies include:Acronishttp://www.acronis.com/ExactTargethttp://www.exacttarget.com/Astarohttp://www.astaro.com/en-us?no-geo=1ScriptLogichttp://www.scriptlogic.com/Xtiumhttp://www.xtium.com/Masheryhttp://mashery.com/Balihoohttp://balihoo.com/Reality Digitalhttp://realitydigital.com/VersionOnehttp://www.versionone.com/LoyaltyLabhttp://www.loyaltylab.com/m/default.aspxNextDocshttp://www.nextdocs.com/en-us/index.aspxInstructurehttp://www.instructure.com/Kareohttp://www.kareo.com/AtTaskhttp://www.attask.com/Aelita Softwarehttp://en.wikipedia.org/wiki/Aelita_Software_CorporationSkytaphttp://www.skytap.com/uSamphttp://www.usamp.com/Sonianhttp://www.sonian.com/UnboundIDhttp://www.unboundid.com/Monetatehttp://monetate.com/Zmagshttp://zmags.com/Central Desktophttp://www.centraldesktop.com/Intronishttp://www.intronis.com/Open-ehttp://www.open-e.com/Investment Team:Scott Maxwell, Managing Partner and Senior Managing Directorsmaxwell@openviewpartners.comAdam Marcus, Managing Directoradam@openviewpartners.comFiras Raouf, Venture Partnerfraouf@openviewpartners.comGeorge Roberts, Venture Partnergroberts@openviewpartners.comNick Hammerschlag, Vice Presidentnhammerschlag@openviewpartners.comRicky Pelletier, Associaterpelletier@openviewpartners.comJonathan Kimmel, Associatejkimmel@openviewpartners.comBonnie Lewis, Chief Financial Officerblewis@openviewpartners.comOrigin Partners, LPwww.originpartners.comVCInformation TechnologyCommunications & NetworkingMedical DeviceEarlyGrowthExpansionOrigin Partners is a venture capital investment fund focused on three business areas: information technology, communications, and medical technology. Geographically, the firm concentrates on opportunities in the Northeast and Texas. Origin invests principally in early stage companies, but according to market conditions, may take advantage of later stage opportunities. Although the size of Origin's initial round investments may be on the order of $2 million or less, it is Origin's objective to invest between $3 to $5 million in a given company over time, and to participate in all financing rounds prior to liquidity. The firm has offices in MA, NJ, and TX.

133 Hampshire RoadWellesleyMA02481781-237-2888

Portfolio companies include:MediSpectrahttp://medispectra.net/profile.htmlSilicon Optixhttp://en.wikipedia.org/wiki/Silicon_OptixLumeRxhttp://www.masshightech.com/stories/2008/05/26/weekly13-Future-is-unclear-as-LumeRx-shuffles-execs-Gabrieli-ends-funding.htmlNarad Networkshttp://www.naradnetworks.com/SailPointhttp://www.sailpoint.com/Venafihttp://www.venafi.com/Certes Networkshttp://certesnetworks.com/Intact Medicalhttp://www.intactmedical.com/Vincera Softwarehttp://en.wikipedia.org/wiki/VinceraJAM Technologieshttp://jam-technologies.com/STARTech Seed Fund IIwww.startechev.comInvestment Team:Jim Hutchens, Managing Director, 617-571-6006hutchens@originpartners.comOxford Bioscience Partnerswww.oxbio.comVCLife Sciences & HealthcareMedical DeviceSeedEarlyGrowthExpansionEstablished in 1992, Oxford Bioscience Partners (OBP) is a life science venture capital firm that provides equity financing and management assistance to emerging, entrepreneurial-driven companies within the life sciences and healthcare sectors. With approximately $1B of committed capital under management, OBP has invested in over 140 life science companies worldwide. OBP typically acts as the lead investor and makes investments between $1,000,000 and $10,000,000. OBP will also provide smaller seed capital investments in selective situations. OBP provides equity financing to companies at all stages, and will consider almost all geographic locations. OBP has also invested in non-life science based technologies which have novel healthcare applications. Additional offices are in Monroe, Connecticut and Malibu, California.

535 Boylston Street, Suite 402 BostonMA02116617-357-7474617-357-7476

Portfolio companies include:Targacepthttp://www.targacept.com/Genetic Therapyhttp://en.wikipedia.org/wiki/Gene_therapyCritical Therapeuticshttp://www.crtx.com/Inverness Medical Innovationshttp://alere.com/EN_US/index.jspApplied Spine Technologieshttp://www.orthospinenews.com/rachiotek-llc-acquires-assets-of-applied-spine-technologies-incAstex Therapeuticshttp://astx.com/AVEO Pharmaceuticalshttp://aveopharma.com/CardioFocushttp://cardiofocus.com/CGI Pharmaceuticalshttp://www.gilead.com/cgi.htmlClaros Diagnosticshttp://www.clarosdx.com/technology.phpDecision Biomarkershttp://avantrabio.com/Dicerna Pharmaceuticalshttp://www.dicerna.com/Elixir Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2246762Enanta Pharmaceuticalshttp://enanta.com/Ensemble Therapeuticshttp://ensembletx.com/Gene Logichttp://www.genelogic.com/Gensethttp://genset.com/Human Genome Scienceshttp://www.hgsi.com/Geronhttp://www.geron.com/Illuminahttp://www.illumina.com/Salix Pharmaceuticalshttp://www.salix.com/index.aspxVivushttp://www.vivus.com/Soseihttp://www.sosei.com/Accelerated Holdinghttp://acceleratedholdings.com/Affinium Pharmaceuticalshttp://afnm.com/BrainCellshttp://www.braincellsinc.com/Cambrios Technologieshttp://www.cambrios.com/CircuLitehttp://circulite.net/Coherex Medicalhttp://www.coherex.com/IntraPacehttp://www.intrapace.com/Laboratory Partnershttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=25694603Luca Technologieshttp://www.lucatechnologies.com/Mitralignhttp://www.mitralign.com/Investment Team:Jonathan J. Fleming, Managing General Partnerjfleming@oxbio.comMatthew A. Gibbs, General Partnermgibbs@oxbio.comRay Charest, Chief Financial Officerrcharest@oxbio.comDaniel Cole, Venture Partnerdcole@oxbio.comB. Christopher Kim Ph.D, Partnerckim@oxbio.comAnand Mehrotra, Entrepreneur-in-Residenceamehrotra@oxbio.comManuel A. Navia Ph.D., Executive-in-Residencemnavia@oxbio.comAlan Watson Ph.D. MBA, Executive-in-Residenceawatson@oxbio.comParthenon Capitalwww.parthenoncapital.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesFinancial ServicesMiddle MarketFounded in 1998 by John Rutherford and Ernest Jacquet, Parthenon Capital is a private equity investment firm with approximately $2 billion of capital under management. Parthenon has offices in Boston and San Francisco with 30 professionals working for the firm nationwide. The firm focuses on investing in select middle-market companies with revenues of $50 million - $500 million and an EBITDA greater than $10 million (less EBITDA for high growth companies). The firm invests in a variety of industry sectors with particular expertise in business and financial services, healthcare, distribution/logistics, and technology-enabled services. Parthenon Capital's average investment size ranges from $20 to $80 million with the capacity for larger deals.

One Federal Street, 21st FloorBostonMA02110617-960-4000617-960-4010

Portfolio companies include:AccuMedhttp://accumedtech.com/Interlinehttp://interlinebrands.com/ADESAhttp://www.adesa.com/Kenexahttp://www.kenexa.com/Canongate Golfhttp://www.canongategolf.com/Abeohttp://abeo.com/ASG Securityhttp://www.asg-security.com/Elizahttp://www.elizacorporation.com/HD Vesthttp://www.hdvest.com/Intermedixhttp://www.intermedix.com/IWPhttp://www.iwpharmacy.com/Default.aspxloanDepothttp://www.loandepot.com/Med-Tel Internationalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4430053MedAssetshttp://www.medassets.com/Outcasthttp://www.outkast.com/Performanthttp://www.performantcorp.com/Altegra Healthhttp://www.altegrahealth.com/Ascension Insurancehttp://www.ascensionins.com/Bryant & Stratton Collegehttp://www.bryantstratton.edu/Coastal Credithttp://www.coastalcreditllc.com/Eliza Corporationhttp://www.elizacorporation.com/Envysionhttps://video.envysion.com/Insurance Auto Auctionshttp://www.iaai.com/Merchant Warehousehttp://merchantwarehouse.com/Performant Financialhttp://www.performantcorp.com/Seaside National Bank & Trusthttp://seasidebank.com/Investment Team:John C. Rutherford, Special Limited Partner and Co-Founderjohnr@parthenoncapital.comDavid J. Ament, Managing Partnerdavida@parthenoncapital.comZachary F. Sadek, Principalzachs@parthenoncapital.comWilliam G. Winterer, Partnerwilliamw@parthenoncapital.comKurt A. Brumme, Vice Presidentkbrumme@parthenoncapital.comMatthew K. Umscheid, Vice Presidentmattu@parthenoncapital.comMassachusetts Technology Transfer Centerwww.mattcenter.orgITTInformation TechnologySeedThe Massachusetts Technology Transfer Center has a government mandate to help any inventor in any non-profit research institution to commercialize his or her technology. The Center helps entrepreneurs to start companies and researchers to market their patents through a broad array of high quality programs and resources. The Center provides a broad range of mentoring, education, networking and other support to early stage companies in Massachusetts and beyond. The Center works closely with other programs also funded through the 2003 Economic Stimulus Bill, including the Massachusetts Technology Collaborative, the John Adams Innovation Institute, the Massachusetts Technology Development Corporation and the Trust Fund.

225 Franklin Street, 12th FloorBostonMA02110617-287-4088

Portfolio companies include:Aardwolfhttp://www.aardwolf.com/Cadrus Therapeuticshttp://www.manta.com/c/mtb91d4/cadrus-therapeutics-incem-Techhttp://www.emtech.net/Free Flow Powerhttp://free-flow-power.com/gRadiant Researchhttp://www.gradientanalytics.com/Petrel Biosensorshttp://petrelbiosensors.com/Lumos Catheter Systemshttp://www.lumoscathetersystems.com/Solastahttp://solastacorp.com/ASSISTment Systemhttp://www.assistments.org/Atansehttp://atanse.com/Hepregenhttp://hepregen.com/Novavaxhttp://www.novavax.com/Connective Orthopaedicshttp://www.massdevice.com/directory/connective-orthopaedicsTrophos Energyhttp://www.linkedin.com/company/trophos-energyPromethean Power Systemshttp://www.coolectrica.com/Investment Team:Abi Barrow, Directorabarrow@umassp.eduMichele Bernier, Awards Managermbernier@umassp.eduJulia Goldberg, Programs and Marketing Managerjgoldberg@umassp.eduBarbara McNulty, Office Managerbmcnulty@umassp.eduMasthead Venture Partnerswww.mvpartners.comVCInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareMedical DeviceSeedEarlyFounded in 1997, Masthead Venture Partners (MVP) is a venture capital firm targeting seed- to early-stage investment opportunities in high-growth, high-tech sectors of the economy: software and enterprise applications, communications, Internet infrastructure, wireless technology and applications, and life sciences/medical technology. Though Masthead invests in all stages of company growth, the firm tends to make early stage investments. Masthead looks to lead or co-lead the first and second round fundings (of $1 million to $8 million in size) with a syndicate of leading venture and strategic investors. Masthead targets an overall investment in each portfolio company, including later rounds, of $5 million to $8 million. Geographically, Masthead expects to focus primarily on companies in the Northeastern U.S.

55 Cambridge Parkway, Suite 103CambridgeMA02142-1234617-621-3000617-621-3055

Portfolio companies include:Scanbuyhttp://www.scanbuy.com/Tremor Mediahttp://www.tremorvideo.com/RuleStreamhttp://www.plm.automation.siemens.com/en_us/products/open/rulestream/index.shtmlCentric Softwarehttp://www.centricsoftware.com/Home.aspxPacket Designhttp://www.packetdesign.com/AEP Networkshttp://www.aepnetworks.com/Chumbyhttp://www.chumby.com/ExpoTVhttp://www.expotv.com/Newgator Technologieshttp://www.newsgator.com/Nexaweb Technologieshttp://www.nexaweb.com/TripConnecthttp://www.tripconnect.com/Investment Team:Braden Bohrmann, General Partnerbrady@mvpartners.comDaniel K. Flatley, General Partnerdan@mvpartners.comStephen K. Smith, General Partnersteve@mvpartners.comRichard W. Levandov, General Partnerrich@mvpartners.comBrian D. Owen, General Partnerbrian@mvpartners.comTimothy P. Agnew, Principaltim@mvpartners.comMary M. Shannon, Principalmary@mvpartners.comMatrix Partnerswww.matrixpartners.comVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorStorage & HardwareSeedEarlyGrowthExpansionFounded in 1977, Matrix Partners invests from offices in Boston, Silicon Valley, Beijing, Shanghai, and Mumbai, India. Matrix prefers to be the first institutional investor in a company and the largest non-management shareholder. Initial investment is generally between $2 million and $10 million. Matrix occasionally makes seed-stage and later-stage investments, and typically makes follow-on investments over the life of a company, depending on its needs. Matrix always serves on the boards of its portfolio companies which are typically in software, communications equipment, semiconductors, storage, Internet and wireless.

1000 Winter Street, Suite 4500WalthamMA02451781-890-2244781-890-2288

(Cambridge Office)101 Main Street, 17th FloorCambridgeMA02142Portfolio companies include:FirstSense Softwarehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28554Geotel Systemshttp://www.geo-tel.com/Hyper9http://www.hyper9.com/default.htmInflectionhttp://inflection.com/JBosshttp://www.jboss.org/Kalidohttp://www.kalido.com/Tigohttp://www.tigo.com/WaterSciencehttp://water.epa.gov/scitech/Xtalichttp://www.xtalic.com/Affirmed Networkshttp://www.affirmednetworks.com/Aylus Networkshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=22212188Envio Networkshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=27756106Skyfirehttp://www.skyfire.com/SpiderCloud Wirelesshttp://spidercloud.com/Xikotahttp://www.linkedin.com/company/xikota-devicesAcacia Communicationshttp://www.acacia-inc.com/Aibang.comhttp://aibang.com/Airvanahttp://en.wikipedia.org/wiki/AirvanaBrightwirehttp://www.brightwire.com/BeFreehttp://www.cj.com/Camianthttp://www.tekelec.com/CrossBeamhttp://www.crossbeam.com/Empirixhttp://en.wikipedia.org/wiki/EmpirixEnserviohttp://www.enservio.com/Fanfare Grouphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=20927429Plexxihttp://plexxi.com/Polyvorehttp://www.polyvore.com/Care.comhttp://www.care.com/Gilt Groupehttp://www.gilt.com/Hubspothttp://www.hubspot.com/Intent Mediahttp://www.intentmedia.com/JustFabhttp://www.justfab.com/Netezzahttp://www.ibm.com/software/data/netezza/Investment Team:Timothy Barrows, General Partnertbarrows@matrixpartners.comJared Fliesler, General Partnerjared@matrixpartners.comPaul J. Ferri, Founding Partnerpjf@matrixpartners.comJosh Hannah, General Partnerjhannah@matrixpartners.comStan J. Reiss, General Partnersreiss@matrixpartners.comAntonio Rodriguez, General Partnerantonio@matrixpartners.comPaul Sherer, Venture Partnerpsherer@matrixpartners.comDavid R. Skok, General Partnerdskok@matrixpartners.comAndrew W. Verhalen, General Partneraverhalen@matrixpartners.comDana Stalder, General Partnerdana@matrixpartners.comPhyllis Doherty, Administrative Partnerpdoherty@matrixpartners.comMaxis Capitalwww.maxiscapital.comVCPEInformation TechnologySoftware & InternetCommunications & NetworkingEarlyExpansionMiddle MarketFounded in 2007, Maxis Capital is a global asset manager whose team members are pioneers of the middle market technology buyout industry. Utilizing unique and proprietary private equity investment strategies developed at the MIT Sloan School of Management, Maxis Capital specializes in consolidations and rollups of middle market Hi-Tech businesses and early-to-late stage investments in emerging technology companies. The firm focuses on U.S. based defensible technologies that are 1-2 years from commercialization, deploying initial investments ranging from $1-3M and up to $10M over the life of the investment. Target sectors include: Consumer Electronics, Internet & Digital Media, Software, Communications, Semiconductors, Financial Services, and Tech-Enabled Businesses. The firm's Maxis Consolidation Fund is a global private equity fund dedicated to middle market technology industry consolidation across U.S., Europe and Asia. This fund looks for mature technology businesses with the following criteria: Revenue (up to $500M) and $10M+ in EBITDA. The Maxis Consolidation Fund (MCF) is active across a broad range of technology sectors including: Semiconductors, Electronics Components, IT Services, Aerospace and Defense, Communications, Enterprise Applications, and Digital Media.

101 Federal Street, 19th FloorBostonMA02110866-630-7085

Portfolio companies include:N/A Investment Team:Pradeep Gupta, CEO, Head of Private Equity, Managing PartnerPGupta@MaxisCapital.comBruce MacFarlane, Managing PartnerBMacFarlane@MaxisCapital.comJack Harrod, Operating PartnerJack@MaxisCapital.comMohan Kashavashala, Principal, Private EquityMohan@MaxisCapital.comDavid Zhu, Vice President, Private EquityDavid@MaxisCapital.comEllen Reilly, Head of Maxis AdvisorsEReilly@MaxisCapital.comMcCarthy Capital Corporationhttp://mccarthycapital.comPEInformation TechnologyMedia & Digital MediaConsumer ProductsReal EstateMiddle MarketWith offices in Omaha and Boston, McCarthy Capital invests in growing, profitable companies with proven business models, consistent revenue and earnings growth, and leadership capable of sustaining that growth. Since 1999, McCarthy Capital has raised approximately $600 million through four private equity funds and has invested in more than 35 growing businesses across the United States. The firm typically makes equity investments of $10 to $45 million and takes a minority or majority ownership stake in companies with revenues of more than $15 million per year, and with operating profits of more than $3 million annually.

One International Place, 8th FloorBostonMA02110617-330-9700857-277-1965

Portfolio companies include:NRG Mediahttp://nrgmedia.com/Peak 10http://www.peak10.com/Southwest Value Partnershttp://www.swvp.com/Vornado Airhttp://www.vornado.com/Home.aspxSKC Communicationhttp://www.skccom.com/Advantorhttp://advantor.com/SafeBoatshttp://www.safeboats.com/Life Care Serviceshttp://www.lcsnet.com/CoSentryhttp://www.cosentry.com/Guild Mortgagehttp://www.guildmortgage.com/Bearencehttp://bearence.com/Meritage Homeshttp://www.meritagehomes.com/Benaissancehttp://www.benaissance.com/Adestahttp://us.g4stechnology.com/MarketSpherehttp://www.marketsphere.com/AmeriSpherehttp://amerisphere.net/Election Systems & Softwarehttp://www.essvote.com/HTML/home.htmlNewcastle Investments Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=3554707Cabela'shttp://www.cabelas.com/The Remi Grouphttp://theremigroup.com/Prospect Brandshttp://prospectbrandsgroup.com/Medical Solutionshttp://www.medicalsolutions.com/Altairhttp://www.altair.com/Investment Team:Robert Y. Emmert, Managing Partnerbemmert@mccarthycapital.comPhillip N. Dudley, Vice Presidentpdudley@mccarthycapital.comMichael J. McGovern, Principalmmcgovern@mccarthycapital.comMediphase Venture Partnerswww.mediphaseventure.comVCLife Sciences & HealthcareEarlyMediphase Venture Partners (MVP) focuses on early stage companies in the areas of biopharmaceutical technology and life sciences information. The firm looks in particular for companies that can achieve rapid product development and customer revenue, which are efficient in use of capital, and which have strong intellectual property positions. Mediphase will also review opportunities in enabling technologies for drug discovery, and will make occasional investments in other areas of life sciences/health care. The fund makes investments of approximately $4 million to $8 million per company.

One Gateway CenterSuite 407NewtonMA02458617-332-3408617-332-8463

Portfolio companies include:ImpactRXhttp://www.impactrx.com/DiscoveRxhttp://www.discoverx.com/Tetraphasehttp://tphase.com/PatientKeeperhttp://www.patientkeeper.com/CoNCERT Pharmaceuticalshttp://www.concertpharma.com/contact/index.htmlRelypsahttp://relypsa.com/STARTechhttp://www.startech.com/Supplemental Health Carehttp://www.supplementalhealthcare.com/index.phpWellpartnerhttps://www.wellpartner.com/Investment Team:Lawrence G. Miller, M.D., Partnerlmiller@mediphaseventure.comPaul A. Howard, Partnerphoward@mediphaseventure.comDavid Lubner, Financial Consultantdlubner@mediphaseventure.comAmanda Cobb, Operations Manageracobb@mediphaseventure.comMerrimack Valley Center for Innovation and Entrepreneurship at UMass Lowellwww.uml.edu/Innovation-Entrepreneurship/IInformation TechnologyBusiness ServicesSeedEarlyThe Center for Innovation and Entrepreneurship at UMASS Lowell hosts several programs that encourage social innovation and entrepreneurship among UMass Lowell students. The DifferenceMaker program provides training, mentoring and other resources to students and faculty who wish to address social, environmental and economic problems in our community. The program will host its first Idea Challenge in April 2013, where student teams will present their proposals. Also located in the Center is the Merrimack Valley Sandbox, an initiative launched by the Deshpande Foundation (see profile). It is based upon the success of the Foundation's initiatives at MIT and in Northwest Karnataka, India. The Merrimack Valley Sandbox Initiative aims to strengthen an ecosystem that promotes entrepreneurship and leadership in the cities of Lowell and Lawrence in Massachusetts. The Sandbox will operate out of the new Merrimack Valley Center for Innovation and Entrepreneurship at UMass Lowell, which will coordinate activities between the university and colleges, local non-profits and the business community. The Sandbox grows out of a partnership of colleges in the region: UMass Lowell, Merrimack College, Middlesex Community College, Northern Essex Community College, and Cambridge College.

Ground Floor of Lydon Library84 University AvenueLowellMA01854978-934-6620

Participating companies include:N/A Management Team:Todd Fry, Program Director, UMass Center & Sandbox InitiativeTodd@MerrimackValleySandbox.orgRaj Melville, Executive Director, Deshpande FoundationEmil Kuruvilla, Communications and Media ManagerEmil@MerrimackValleySandbox.orgJanin Duran, Program ManagerJanin@MerrimackValleySandbox.orgLianna Kushi, Program ManagerLianna@MerrimackValleySandbox.orgLester Sydney, Operations and Events ManagerDavid Parker, Executive Director, Merrimack Valley SandboxMetapoint Partnerswww.metapoint.comPEManufacturing & IndustrialMiddle MarketMetapoint Partners is a private investment group that acquires and grows small to medium-sized manufacturing companies. Founded in 1988, the firm is currently investing through Metapoint Industries, LLC, which represents the capital of the principals of Metapoint Partners as well as its management partners. Metapoint Industries' objective is to acquire manufacturing companies and significantly enhance their value. Since their founding, they have completed a total of 30 acquisitions. The firm seeks companies with products that are industrial or commercial (sold to a business), require low to medium technology, and have $8-20 million in revenues. Companies in New England are preferred, while Midwest and Mid-Atlantic companies will be considered if there is a strong fit with the firm's other criteria. Metapoint Partners is currently managing its fourth committed equity fund.

Three Centennial DrivePeabodyMA01960-7906978-531-1398978-531-6662

Portfolio companies include:Northeastern Nonwovenshttp://www.nenonwovens.com/Spaulding Compositeshttp://www.spauldingcom.com/Stone Panelshttp://www.stone-panels.com/index.aspNickson Industrieshttp://www.nickson.com/Nylon Corporation of Americahttp://nycoa.net/Investment Team:Keith Shaughnessy, Chairman & CEOkeith@metapoint.comStuart Mathews, Presidentstuart@metapoint.comPeak Ridge Capital Groupwww.peakridgecapital.comPEInformation TechnologyEnergy & Clean TechManufacturing & IndustrialReal EstateMiddle MarketLaunched in January 2000 under the previous name Avolte, Peak Ridge Capital Group is a cutting edge, global alternative asset management firm. Peak Ridge executes investment activities in four areas of expertise: Private Equity, Hedge Funds, Real Estate, and Advisory. Although Peak Ridge's venture and growth capital funds are capable of making investments at different stages of a company's growth cycle, preference is given to those companies that are at or near the commercialization of their products and for which significant growth is expected in the near term. Peak Ridge is focused on sectors and assets in areas where it has, or can partner with, best-in-class experience and expertise, such as: Agricultural & Clean Technologies, Energy Trading, Metals Exploration, Information Technology and Real Estate. The has offices in MA, Wisconsin, and Canada.

745 Boylston St., 4th FloorBostonMA02116617-425-0100

Portfolio companies include:Infocheckhttp://infocheck.com/FiberStarhttp://fiberstar.net/KSW Displayshttp://www.kswdisplays.com/products.htmBohirehttp://www.recruiternetworkinggroup.com/node/464Frozen Codebasehttp://www.frozencodebase.com/news.phpBroadjam.comhttp://www.broadjam.com/Rapid Diagnostekhttp://rapiddiagnostek.com/TraffiCasthttp://www.trafficcast.com/Investment Team:Michael J.T. McNally, Founder, Chairman & CEOJason R. Smith, President & Managing Director of Private Equityjsmith@peakridgecapital.comABRY Partners, LLCwww.abry.comPELife Sciences & HealthcareMedical DeviceEarlyFounded in 1989, ABRY Partners invests in Business Services, Communications, Education, Entertainment, Healthcare Services, Information Services, Media and Online Media. Since 1989, the firm has completed over $36 billion of leveraged transactions and other private equity investments involving approximately 450 properties. ABRY manages $3.5 billion of capital in its active funds. The firm is currently investing ABRY Partners VII, a $1.6 billion private equity fund. Investments in portfolio companies range from $25 million to $150 million, typically take controlling positions.The Senior Equity III Fund is a $750 million fund providing senior equity and mezzanine capital. Investments range from $15 million to $50 million in companies that are either owned by others, or sponsored by ABRY's private equity fund. The Senior Debt II Fund is a $1.2 billion fund providing senior debt capital to media, communications, business, and information service companies. These investments are typically first and second lien bank debt securities purchased in the primary or secondary market.

111 Huntington AvenueBostonMA02199617-859-2959617-859-8797

Portfolio companies include:Atlantic Broadbandhttp://atlanticbb.com/Dolan Media Companyhttp://www.dolanmedia.com/F+W Mediahttp://www.fwmedia.com/HealthTranshttp://www.healthtrans.com/Access Information Managementhttp://accesscorp.com/ArchivesOnehttp://www.ironmountain.com/Automated HealthCare Solutionshttp://www.ahcs.com/Avalon Cablehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=370781B&H Educationhttp://www.bheducation.com/Billing Services Grouphttp://www.bsgclearing.com/CapRock Holdingshttp://www.corporationwiki.com/Texas/Houston/caprock-holdings-inc/39081122.aspxCast & Crewhttp://www.castandcrew.com/Charleston Newspapershttp://www.wvgazette.com/Citadel Communicationshttp://citadelcommunications.com/AFS Technologieshttp://www.afsi.comAirbandhttp://www.airband.comAmerican CyberSystemshttp://www.acicorp.comBasefarmhttp://www.basefarm.comCIBThttp://www.cibtvisas.comCollegeDegrees.comhttp://www.collegedegrees.comEduK Grouphttp://www.edukgroup.comEmerging Markets Communicationshttp://www.emergingmarkets.come-shelterhttp://www.e-shelter.de/enGould & Lambhttp://www.gouldandlamb.comGrande Communicationshttp://www.grandecom.comHealthPorthttp://www.healthport.comHollywood.comhttp://www.hollywood.comHome Town Cablehttp://www.htcplus.netInfilaw Corphttp://www.infilaw.comJAB Broadbandhttp://www.jabbroadband.comKidz Bophttp://www.kidzbop.comKnowledgePoint 360http://www.kp360group.comInvestment Team:Peggy Koenig, co-CEOpkoenig@abry.comAndrew Banks, Chairman and FounderRoyce Yudkoff, President and Founderryudkoff@abry.comJay Grossman, co-CEOjgrossman@abry.comErik Brooks, Managing Partnerebrooks@abry.comJohn Hunt, Partnerjhunt@abry.comBrian St. Jean, Partnerbstjean@abry.comRobert MacInnis, Partnerrmacinnis@abry.comC.J. Brucato, Partnercbrucato@abry.comJohn Connor, Partnerjconnor@abry.comBlake Battaglia, Partnerbbattaglia@abry.comHilary Grove, Partnerhgrove@abry.comBrent Stone, Partnerbstone@abry.comAdams Capital Managementwww.acm.comVCInformation TechnologyCommunications & NetworkingSemiconductorEarlyEstablished in 1994, Adams Capital Management is a national venture capital firm, and lead Series A investor, specializing in disruptive technologies in the Information Technology and Telecommunications/ Semiconductors industries. The firm has offices in Austin, Boston, Palo Alto, and Pittsburgh. Adams has $815 million currently under management, and the firm has led more than 90% of its deals. Typical investments begin at $5 million, but can start out at under $1 million and grow to as much as $30 million over the life of the investment. Adams looks for companies with 65 percent gross margins and 25 percent operating profits in markets larger than $500 million in size.

398 Columbus Avenue, Suite 502BostonMA02116617-417-5916

Portfolio companies include:Intrinsityhttp://en.wikipedia.org/wiki/IntrinsityAddidtechhttp://www.addictech.com/LiquidPistonhttp://www.liquidpiston.com/BuzzLogichttp://www.buzzlogic.com/Amberwavehttp://amberwave.com/Optellioshttp://www.fiberpatrol.com/BioLeaphttp://www.bioleap.com/BookRenter.comhttp://www.bookrenter.com/Dynamicshttp://en.wikipedia.org/wiki/DynamicsFirst Insighthttp://www.first-insight.com/Fotomotohttp://www.fotomoto.com/Landslide Technologieshttp://www.landslide.com/Precision Therapeuticshttp://www.precisiontherapeutics.com/ProspXhttp://www.prospx.com/SmartOpshttp://www.smartops.com/SnapRetailhttp://www.snapretail.com/index.aspRafter/BookRenter.comhttp://www.bookrenter.comTimeSyshttp://www.timesys.comTwelvefold Mediahttp://www.twelvefold.comCertes Networkshttp://www.certesnetworks.comNextIOhttp://www.nextio.comTiversahttp://www.tiversa.comUplogixhttp://www.uplogix.comVBrick Systemshttp://www.vbrick.comLuminescent Technologieshttp://www.luminescenttechnologies.comnLighthttp://www.nlightphotonics.comInvestment Team:William A. Frezza, General Partner, 857-241-3790waf@acm.comAdvanced Technology & Manufacturing Centerwww.atmc.umassd.eduIInformation TechnologyEnergy & Clean TechSeedEarlyEstablished in 2001, the Advanced Technology and Manufacturing Center of the University of Massachusetts Dartmouth is located in the South Coast Research and Technology Park, near the intersection of Routes 195 and 24 in Fall River, within a 60,000 sq. ft. state-of-the-art technology facility. The Center's Technology Venture Center provides infrastructure for early-stage and transition companies, located in Southeastern Massachusetts, as they grow and mature. Participating companies benefit from an environment that includes quality space, complete facilities and support services, technical and business expertise, and proximity to other companies facing similar challenges. Access to UMass Dartmouth faculty and staff, as well as the fully equipped research laboratories, is one of the most beneficial resources. Additionally, business and technical support is available from UMass Dartmouth. The services include strategic and business planning, financial and capital planning as well as market research. The University will also help with legal and intellectual property issues as needed. The Center also has established commercial alliances with accounting, legal, human resources and funding organizations.

151 Martine StreetFall RiverMA02723508-910-9800

Tenant companies include:Archimedes Onehttp://archimedesone.com/Black Brook Designhttp://blackbrookdesign.com/Boston Open Labshttp://bostonopenlabs.com/GreatPoint Energyhttp://www.greatpointenergy.com/Aquabotixhttp://www.aquabotix.com/B Techhttp://en.wikipedia.org/wiki/Bachelor_of_TechnologyClean Energy Innovations (CEI)http://clean-energy-innovations.com/Imgen BioScienceshttp://imgenbiosciences.com/New Power Labshttp://www.newpowerlabs.com/NuOrtho Surgicalhttp://www.nuorthosurgical.com/OceanServer Technologyhttp://ocean-server.com/OCI Softwarehttp://ocisoftware.com/OverView.aspxPhosphorexhttp://www.phosphorex.com/Pure Light Labshttp://purelightlabs.com/Management Team:Paul Vigeant, Interim Director, 508-910-6556pvigeant@umassd.eduKeith Mackenzie, Project Manager, 508-910-9818kmackenzie@umass.eduJane Staples, Director, Intern Program, 508-999-8093jstaples@umassd.eduAndrew Karberg, Director, Office of Institutional Compliance, 508-910-9880akarberg@umassd.eduWilliam Lyndon, Licensing Associate Commercial Ventures & Intellectual Propertywlyndon@umassd.eduAdvanced Technology Ventureswww.atvcapital.comVCInformation TechnologySoftware & InternetCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareEarlyFounded in 1979, Advanced Technology Ventures (ATV) is a bi-coastal venture capital firm with more than $1.6 billion in capital under management. The firm invests in entrepreneurial teams in technology markets including communications, IT infrastructure, software and services, cleantech and healthcare. The majority of ATV's portfolio companies are based in North America, with a few located in Europe and Israel. The firm also maintains an office in Palo Alto, CA.

500 Boylston St., Suite 1380BostonMA02116617-850-9700617-850-9750

Portfolio companies include:Actifiohttp://www.actifio.com/Cenzichttp://www.cenzic.com/GluMetricshttp://www.glumetrics.com/Aperiohttp://www.aperio.com/AltaRockhttp://altarockenergy.com/Coskatahttp://coskata.com/GreatPoint Energyhttp://www.greatpointenergy.com/Acceleron Pharmahttp://www.acceleronpharma.com/Alfalighthttp://alfalight.com/Altura Medicalhttp://alturainc.com/Aquion Energyhttp://www.aquionenergy.com/Calisolarhttp://www.calisolar.com/Calitherahttp://www.calithera.com/CaseCentralhttp://www.casecentral.com/Catabasishttp://catabasispharma.com/Cedexishttp://www.cedexis.com/ChannelAdvisorhttp://www.channeladvisor.com/AltaRock Energyhttp://www.altarockenergy.comApptegichttp://www.apptegic.comEndPlayhttp://www.endplay.comEndoGastric Solutionshttp://www.endogastricsolutions.comFivePrimehttp://www.fiveprime.comGI Dynamicshttp://www.gidynamics.comGreatPoint Ventureshttp://www.greatpoitnventures.comGynesonicshttp://www.gynesonics.comHolairahttp://www.innovativepulmonary.comHostAnalyticshttp://www.hostanalytics.comHydra BioScienceshttp://www.hydrabiosciences.comModriahttp://www.modria.comNeuroVistahttp://www.neurovista.comNominumhttp://www.nominum.comNuventixhttp://www.nuventix.comOasys Waterhttp://oasyswater.comPacket Designhttp://www.packetdesign.comPolyRemedyhttp://www.polyremedy.comPortolahttp://www.portola.comPowerVisionhttp://www.powervisionlens.comInvestment Team:Steve Baloff, General Partnersbaloff@atvcapital.comMichael Carusi, General Partnermcarusi@atvcapital.comJean George, General Partnerjgeorge@atvcapital.comBill Wiberg, General Partnerbwiberg@atvcapital.comBob Hower, General Partnerbhower@atvcapital.comAdam Berger, CFOaberger@atvcapital.comTom Rodgers, Partnertrodgers@atvcapital.comEdward Frank, Partnerefrank@atvcapital.comAdvancit Capitalwww.advancitcapital.comVCMedia & Digital MediaSports & EntertainmentEarlyAdvancit Capital is an early stage investment firm focused on media, entertainment and technology companies. The firm seeks the opportunity to form long-term partnerships with talented, focused and driven entrepreneurs. With its strategic and industry expertise, Advancit Capital provides value-added resources at the critical growth stages of companies. Advancit was founded by Shari Redstone (daughter of CBS and Viacom director and National Amusements president Sumner Redstone). The company also maintains offices in New York City.

846 University AvenueNorwoodMA02026781-268-2640

Portfolio companies include:Local Responsehttps://localresponse.com/Nettlehttp://en.wikipedia.org/wiki/NettleNewsCredhttp://www.newscred.com/Percolatehttp://percolate.com/Speakabooshttp://www.speakaboos.com/Urtakhttps://urtak.com/The Business of Fashionhttp://www.businessoffashion.comCircahttp://www.cir.caDirectrhttp://www.directr.coDJZhttp://www.djz.comEpoxyhttp://www.epoxy.tvFitstarhttp://www.fitstar.comLuahttp://www.getlua.comMakerhttp://greycroft.com/company/maker-studiosMiTuhttp://www.mitunetwork.comMoathttp://www.moat.comaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaaInvestment Team:Shari Redstone, FounderPilot House Ventureswww.pilothouseventures.comVCInformation TechnologySoftware & InternetCommunications & NetworkingEarlyPilot House Ventures is a venture capital firm that invests in promising early stage technology companies, including enterprise software, network infrastructure, Internet, and communications companies. The firm generally invests at an early stage, typically in a Series A financing round, with initial investments between $2 million and $4 million. The primary criteria in evaluating an investment opportunity are assessing management's and the product or service's ability to solve a business or market need. Pilot House prefers to invest in New England-based companies.

The Pilot HouseTwo Atlantic Avenue, Lewis WharfBostonMA02110617-854-3318

Portfolio companies include:Aura Communicationshttp://auracomm-bd.com/Navic Systemshttp://www.navic.tv/BigBand Networkshttp://www.bigbandnet.com/Stokehttp://www.stoke.com/Copanionhttp://www.copanion.com/Digital Reefhttp://www.digitalreef.net/Jazd Marketshttp://jazdmarkets.com/PeerApphttp://peerapp.com/Qualtrehttp://www.qualtre.com/StorageNetworkshttp://news.cnet.com/StorageNetworks-to-shut-down/2100-1015_3-5058378.htmlInvestment Team:Stephen Van Beaver, General PartnerMargaret Howell Lawrence, PartnerMillennium Ventures Groupwww.millenniumv.comVCPEInformation TechnologyMedia & Digital MediaLife Sciences & HealthcareMedical DeviceConsumer ProductsEarlyMiddle MarketMillennium Ventures is an investment firm that was founded in 1996. The firm has built a portfolio of companies in many different sectors in both private equity and venture capital. It either renews acquired organizations or builds new ventures based on themes like photonics, media or other. Millennium is unique in its ability to take operating roles at portfolio companies. Its portfolio companies have delivered products that include laser guides for smart missiles, small fingerprint readers, blood analyzers, galvanometer based scanners, media & communication creations, and home goods. Millennium Ventures Group's advisory business enables cross-border activities including private and public equity, debt, JV, and merger/acquisitions for established global companies.

738 Main Street, #453WalthamMA02451617-835-8697

Portfolio companies include:Syntec Technologieshttp://syntectechnologies.com/Rochester Tool and Moldhttp://rochestertoolandmold.com/Innovate Magazinehttp://www.innovationmagazine.com/Wordinghamhttp://www.wordingham.com/Kore Kalibrehttp://millenniumv.com/portfolio-companies/kore-kalibreInvestment Team:Al Kapoor, Presidentakapoor@millenniumv.comMonitor Clipper Partners, Inc.www.monitorclipper.comPEInformation TechnologyBusiness ServicesRetail & RestaurantMiddle MarketMonitor Clipper Partners (MCP) is a private equity investment firm formed in 1998 by The Monitor Group, a leading group of advisory businesses, and the Clipper Group, an experienced private equity investment firm. The firm seeks to make private equity investments in middle-market companies in North America and Europe. MCP makes both control and minority investments in a wide range of transaction formats including management buy-outs, recapitalizations, and growth equity investments. MCP currently manages over $1.7 billion of capital in 35 companies and has invested over $825 million since making its first investment in February 1999. MCP targets equity investments of $10-$70 million per transaction and has no industry preference. The group also maintains offices in Canada, Luxembourg, and Zurich.

116 Huntington Avenue, 9th FloorBostonMA02116617-638-1100617-63-1110

Portfolio companies include:Accelloshttp://accellos.com/Earth Farehttp://www.earthfare.com/Market Trackhttp://markettrack.com/Home.aspxPalladium Grouphttp://www.palladiumgroup.net/Microgamehttp://en.wikipedia.org/wiki/MicrogameThe Access Grouphttp://www.accessgroup.org/Castor & Polluxhttp://www.castorpolluxpet.com/CMC Biologicshttp://www.cmcbio.com/Kanetixhttp://www.kanetix.ca/Mortgage Cadencehttp://www.mortgagecadence.com/home.aspxNorth Mill Capitalhttp://northmillcapital.com/index.phpPharmeticshttp://www.pharmetics.com/Roger Garmentshttp://www.manta.com/c/mm3py14/roger-garmentScriptSavehttp://www.scriptsave.com/W2 Grouphttp://w2group.org/Woodpellets.comhttp://www.woodpellets.com/Reverse Logisticshttp://en.wikipedia.org/wiki/Reverse_logisticsParadigm Tax Grouphttp://www.paradigmtax.com/National Entertainment Networkhttp://nationalentertainmentnetwork.com/MyEyeDr.http://www.myeyedr.com/Market Force Informationhttp://www.marketforce.com/Higher Education Partnershttp://higheredpartner.com/Colford Capitalhttp://colfordcapital.com/Investment Team:Michael A. Bell, Managing PartnerRobert B. Calhoun, Senior AdvisorMark T. Thomas, Managing PartnerWilliam L. Young, Managing PartnerTravis R. Metz, Managing Partnertmetz@monitorclipper.comAdam S. Doctoroff, Partneradoctoroff@monitorclipper.comMeg Donigan, Principalmdonigan@monitorclipper.comCharles R. Yoon, Partnercyoon@monitorclipper.comThomas J. Perkins, Operating Partnertperkins@monitorclipper.comApril Evans, Partner & CFOaevans@monitorclipper.comPeter Laino, Partner (Zurich)plaino@monitorclipper.comSteve Lehman, Partner (Zurich)slehman@monitorclipper.comTom Perkins, Operating Partnertperkins@monitorclipper.comSamer Ezzeddine, Principalsezzeddine@monitorclipper.comDaniel Jang, Principaldjang@monitorclipper.comMorningside Technology Advisorywww.morningside.comVCInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareEducation & TrainingEarlyMorningside Group is a private investment group founded in 1986 by the Chan family of Hong Kong. The Chan family founded the Hang Lung Group in 1960, which today consists of Hang Lung Group Limited and Hang Lung Properties Limited. Both companies are listed on the Hong Kong Stock Exchange. Hang Lung Properties Limited is a constituent stock of the Hang Seng Index. Morningside Group invests in private equity and venture capital opportunities in North America, Europe and Asia Pacific. Since 1992, China has increasingly become a significant part of the group's investment activities. Morningside Group has investments in China's machinery manufacturing, high-tech, media, telecommunications, life science and education sectors.

1188 Centre StreetNewton CentreMA02459617-244-2800617-244-2889

Portfolio companies include:Advanced Cell Diagnosticshttp://acdbio.com/Green Biologicshttp://www.greenbiologics.com/Linkrichhttp://www.chinalinkrich.com/Nanosyshttp://www.nanosysinc.com/ThingMagichttp://www.thingmagic.com/Sailstarhttp://sailstar.com.cn/en/about.aspCeleroshttp://celeros.com/NPIChttp://www.npic.org/BiddingForGoodhttp://www.biddingforgood.com/auction/BiddingForGood.actionGoldenDynamichttp://goldendynamic.com/Gorillahttp://en.wikipedia.org/wiki/GorillaIN-FUNhttp://www.allinfun.biz/M Mediahttp://m-media.com/Plastic Logichttp://plasticlogic.com/VoiceBoxhttp://voicebox.com/Argos Therapeuticshttp://www.argostherapeutics.com/Aduro BioTechhttp://adurobiotech.com/SUNBIhttp://sunbiz.org/Beyond Technologyhttp://www.beyondtec.com/Traversahttp://www.traversathera.com/MetaCurehttp://www.metacure.com/Cyberwisdomhttp://www.cyberwisdom.net/TOP Educationhttp://www.top.edu.au/Fortuhttp://www.fortu.com/Oxyrane UKhttp://www.oxyrane.com/Xiaomi Techhttp://en.wikipedia.org/wiki/Xiaomi_TechChimerixhttp://www.chimerix.com/eChinaChem Grouphttp://www.crunchbase.com/financial-organization/morningside-groupLiquidia Technologieshttp://www.liquidia.com/Investment Team:Gerald Chan, Sc.D.MPM Capitalwww.mpmcapital.comVCLife Sciences & HealthcareMedical DeviceEarlyGrowthExpansionMPM invests in biotechnology, specialty pharma, medical technology, and related companies that provide innovative medical products and requisite services to the healthcare industry, irrespective of geography, stage of development and therapeutic area. MPM has a total committed capital of over $2 billion. MPM Capital began investing its fourth venture fund, the MPM BioVentures IV Fund, in the second quarter of 2006. MPM Capital closed its fifth venture initiative, the MPM BioVentures V family of funds (BV5) in 2010. With committed capital just under $300 million, BV5 has a portfolio of 6 companies currently. Approximately 75% of BV4's investments are focused on biotechnology and pharmaceutical products and 25% are focused on medical device companies. From a geographic perspective, approximately 25% of BV4's investments have been made outside the U.S., including investments in Asia as well as in Europe. The firm also maintains offices in Florida, San Francisco and Kansas City.

The John Hancock Tower200 Clarendon Street, 54th floorBostonMA02116617-425-9200617-425-9201

Portfolio companies include:23andMehttps://www.23andme.com/Allozynehttp://www.allozyne.com/Enteromedicshttp://www.enteromedics.com/Peptimmunehttp://www.peptimmune.com/Surface Logix Xanodyne Pharmaceuticalshttp://oncologyknowledgebase.com/Updates/companyJun09.htmlAnthera Pharmaceuticalshttp://anthera.com/Aratana Therapeuticshttp://www.aratanatherapeutics.com/AVEO Pharmaceuticalshttp://aveopharma.com/Cardiac Dimensionshttp://cardiacdimensions.com/Chiasmahttp://www.chiasmapharma.com/Dragonfly Scienceshttp://www.dragonflysciences.com/about/leadership.htmlEpizymehttp://epizyme.com/index.aspForteBiohttp://www.fortebio.com/Kalidexhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=115649601Macrogenicshttp://www.macrogenics.com/NeoVistahttp://neovistainc.com/Oxagenhttp://www.oxygen.com/Nevrohttp://www.nevro.com/PrimeraDxhttp://primeradx.com/site/Radius Healthhttp://radius-health.com/Valeritashttp://www.valeritas.com/Celladonhttp://www.celladon.net/Ceregenehttp://ceregene.com/Colucid Pharmaceuticalshttp://www.colucid.com/Conatus Pharmaceuticals http://www.conatuspharma.com/EKR Holdingshttp://www.crtx.com/about_us/ekr.htmlEndoGastric Solutionshttp://www.endogastricsolutions.com/Epigenomicshttp://www.epigenomics.com/en/Idenix Pharmaceuticalshttp://www.idenix.com/iPierianhttp://www.ipierian.com/KaloBios Pharmaceuticalshttp://kalobios.com/Investment Team:Todd Foley MBA, Managing Directortfoley@mpmcapital.comAnsbert Gadicke MD, Managing Directoragadicke@mpmcapital.comVaughn M. Kailian Managing Directorvkailian@mpmcapital.comRobert Millman JD Managing DirectorKazumi Shiosaki PhD, Managing Directorkshiosaki@mpmcapital.comJeremy Sohn, Managing Directorjsohn@mpmcapital.comDavid Stack, Managing Directordstack@mpmcapital.comElizabeth Stoner MD, Managing DirectorJohn Vander Vort J.D., Managing Directorjvandervort@mpmcapital.comBard Geesaman MD PhD, Managing Director (Florida)bgeesaman@mpmcapital.comGeorge Daley MD, PhD, Venture PartnerLauren Cauley, Chief Financial OfficerCorey McCann MD PhD, PrincipalNauta Capitalwww.nautacapital.comVCInformation TechnologyCommunications & NetworkingMedia & Digital MediaEarlyNauta Capital, founded in 2004 with offices in Barcelona, Spain and Boston, is a venture capital firm specializing in technology, media and telecommunications investment. Typical investments are from 500,000 Euros to up to 6 million Euros and are geographically focused in Europe and the United States. Nauta operates three different funds (Nauta Tech Invest, I, II, and III). Nauta Tech Invest III was launched July 2009 with a total commitment of 100M Euros. The three funds together manage a total of 165M Euros. The firm's principal office is in Barcelona, Spain.

8 Fanueil Hall Marketplace, 3rd FloorBostonMA02109617-973-5082

Portfolio companies include:Nodehttp://en.wikipedia.org/wiki/NodeMobileAwarehttp://www.mobileaware.com/Jitterbughttp://www.greatcall.com/CarrierIQhttp://www.carrieriq.com/Abiquohttp://www.abiquo.com/Groupaliahttp://www.groupalia.com/Flirtomatichttp://www.flirtomatic.com/Fractushttp://www.fractus.com/Agnitiohttp://www.agnitio.es/BaseKithttp://www.basekit.com/Eyeviewhttp://www.eyeviewdigital.com/SocialPointhttp://www.socialpoint.es/Fizzbackhttp://www2.fizzback.com/GetApp.comhttp://www.getapp.com/Yuilophttp://yuilop.com/Handmade Mobilehttp://www.handmademobile.com/iJentohttp://www.ijento.com/Social Pointhttp://www.socialpoint.es/Airsensehttp://www.airsensetechnology.com/Brandwatchhttp://www.brandwatch.com/TAPTAP Networkshttp://taptapnetworks.com/MySportsGrouphttp://www.mysport.de/Incrowdhttp://www.incrowdnow.com/Investment Team:Javier Rubio, General Partnerjavier.rubio@nautacapital.comMarcel Rafart, General Partnermarcel.rafart@nautacapital.comJordi Vinas, General Partnerjordi.vinas@nautacapital.comDominic Endicott, General PartnerDaniel Sanchez, General Partnerdaniel.sanchez@nautacapital.comCarles Ferrer, General Partnercarles.ferrer@nautacapital.comNeedham Capitalwww.needhamcapital.comVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorStorage & HardwareLife Sciences & HealthcareManufacturing & IndustrialExpansionNeedham Capital Partners (NCP) manages private partnerships that invest in the equities of private growth companies. NCP is part of Needham Asset Management, which manages close to $750 million in funds that invest in public and private equities. The firm's most recent fund is Needham Capital Partners III, LP, which closed in early 2001, having raised $240 million of capital from its Limited Partners. The firm provides equity capital to permit owners of private companies to achieve liquidity in their holdings. NCP also assists the management teams of growth technology companies to acquire the businesses they operate. The firm's primary activity is providing expansion capital for growth companies. Needham does not invest in pre-revenue, early-stage or development-stage companies, however promising the concept. Initial investments by NCP typically range from $2 million to $10 million and NCP will support companies through additional rounds of financing. NCP acts as a lead investor and seeks to invest in the following fields: Clean Technology, Communications, Consumer, Enterprise Infrastructure, Financial Services, Healthcare, Industrial & Diversified Growth, Semiconductor & Semiconductor Equipment, Software. NCP has additional offices located in New York, and in Menlo Park and San Francisco, California.

One Post Office Square, Suite 3710BostonMA02109617-457-0910617-457-5777

Portfolio companies include:Biocepthttp://www.biocept.com/Collectors Universehttp://www.collectors.com/Agile Softwarehttp://en.wikipedia.org/wiki/Agile_software_developmentTestQuesthttp://www.testquestinc.com/Trinity Convergencehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=915275Sensishttp://saabsensis.com/Alcritechhttp://www.alacritech.com/Athena Semiconductorshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=3255222Bay Microsystemshttp://www.baymicrosystems.com/Blue Pumpkin Softwarehttp://www.callcenterguide.com/Detailed/27.shtmlBoxer Crosshttp://www.dogsblog.com/category/boxer-cross/CenterRunhttp://www.sequoiacap.com/us/centerrunChip Xhttp://www.gigoptix.com/Logic Visionhttp://en.wikipedia.org/wiki/LogicVisionNascentrichttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=9345618Nextesthttp://www.nextest.com/SOFTEKhttp://softekinc.com/SpaceClaimhttp://www.spaceclaim.com/Favrillehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=799229Kanisahttp://www.kanisafellowship.com/Atherotechhttp://www.atherotech.com/August Technologyhttp://www.augusttech.com/Biocepthttp://www.biocept.com/Capital SLI Grouphttp://sligroup.com/commercial_design_build_portfolio.htmlCeradynehttp://www.ceradyne.com/Color Kineticshttp://colorkinetics.com/Coventorhttp://www.coventor.com/CoWarehttp://en.wikipedia.org/wiki/CoWareDisplaytechhttp://www.displaytech-us.com/ePartnershttp://www.tribridge.com/epartnersolutions.aspxInvestment Team:George A. Needham, General Partnergneedham@needhamco.comJohn J. Prior, Jr., General Partnerjprior@needhamco.comThomas P. Shanahan, General Partnertshanahan@needhamco.comJack J. Iacovone, Managing Directorjackiac@needhamco.comNegroponte, Nicholashttp://web.media.mit.edu/~nicholasAInformation TechnologySoftware & InternetStorage & HardwareMedia & Digital MediaSeedEarlyNicholas Negroponte is founder and chairman of the One Laptop per Child non-profit association. He is currently on leave from MIT, where he was co-founder and director of the MIT Media Laboratory, and the Jerome B. Wiesner Professor of Media Technology. A graduate of MIT, Negroponte was a pioneer in the field of computer-aided design, and has been a member of the MIT faculty since 1966. He has provided start-up funds for more than 40 companies, including Wired magazine.

c/o One Laptop per Child222 Third Street, Suite 0234CambridgeMA02142617-714-4589

Portfolio companies include:ThingMagichttp://www.thingmagic.com/One Laptop per Childhttp://www.laptop.org/Echo Nesthttp://the.echonest.com/littleBitshttp://littlebits.cc/CasaHophttp://www.casahop.com/Quidsihttp://www.quidsi.com/Ambient Deviceshttp://www.ambientdevices.com/Investment Team:Nicholas Negropontenicholas@media.mit.eduNetCapital, LLCwww.NetCapital.comVCInformation TechnologySoftware & InternetSeedEarlyNetcapital.com is a broadband media and entertainment operating company that makes investments of equity and strategic resources in companies that are, or have the strong potential of becoming, leading players in their respective segments. Netcapital.com typically takes a 20% to 80% ownership stake in its partner companies and plays an active role in helping the companies achieve a leading position within its market segment. The firm's chairman, John Fanning, is the Uncle to Shawn Fanning, the founder of Napster.

2 Summit Ave.HullMA02045781-925-1600781-925-6545

Portfolio companies include:Napsterhttp://www.napster.com/NetGameshttp://netgames.com/On24.comhttp://www.on24.com/Path.comhttp://path.org/ValueSettershttp://valuesetters.com/Jerk.comhttp://www.jerk.com/Zelgorhttp://www.zelgor.com/Investment Team:Martin KayJohn Fanning, Chairman and CFOjohn@netcapital.comNew Atlantic Ventures (NAV)www.navfund.comVCInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaSeedEarlyNew Atlantic Ventures (NAV) is an early-stage information technology venture capital fund based in Northern Virginia and Cambridge, Massachusetts. The firm focuses on businesses in high-growth emerging mass markets. Within high-growth emerging mass markets, NAV focuses on four main sectors: Mobile, E-Commerce, Ad Tech, Cybersecurity, Business of Healthcare, and Online Education. Most of NAV's initial investments range from $0.5 seed rounds (which it may do on its own), to participation in $5 million rounds alongside trusted partners. NAV has a total committed capital of $230 million, with its most current fund (NAVFund III) at $117 million. The firm continues to support its portfolio companies with additional funds alongside other co-investors as companies make progress. Target Investments range from $250,000 to $3 million. Total capital under management is $275 million.

One Broadway, 14th FloorCambridgeMA02142617-758-4275617-758-4101

Portfolio companies include:Emberhttp://www.ember.com/Maptuithttp://www.maptuit.com/web/terms/index.htmlEveryScapehttp://www.everyscape.com/Nanterohttp://www.nantero.com/ContextWebhttp://www.contextweb.com/AppTaphttp://www.apptap.com/FashionPlayteshttp://www.fashionplaytes.com/GlobalLogichttp://www.globallogic.com/HealthWarehouse.comhttp://www.healthwarehouse.com/Invinceahttp://www.invincea.com/Koofershttp://www.koofers.com/Lumidigmhttp://www.lumidigm.com/Luminushttp://www.luminus.com/Moda Operandihttp://modaoperandi.com/Pine Labshttp://www.pinelabs.com/Pontiflexhttp://www.pontiflex.com/Wiggiohttp://wiggio.com/PulsePointhttp://www.pulsepoint.com/American Honorshttp://www.american.edu/provost/honors/CivicSciencehttp://www.civicscience.com/u/HomeScoutmobhttp://scoutmob.com/SnappCloudhttp://snappcloud.com/Solve Mediahttp://solvemedia.com/Spotfluxhttp://launch.spotflux.com/Stitcherhttp://stitcher.com/Tap & Taphttp://en.wikipedia.org/wiki/Tap_TapTruverishttp://www.truveris.com/TVU Networkshttp://tvunetworks.com/Investment Team:John Backus, Founder and Managing Partner (Virginia)john@navfund.comThanasis Delistathis, Managing Partner (Virginia)thanasis@navfund.comTodd Hixon, Managing Partner (Cambridge)todd@navfund.comScott Johnson, Managing Partner (Cambridge)scott@navund.comTim Rowe, Venture Partner (Cambridge)tim@navfund.comGeoff Mamlet, Principal (Cambridge)geoff@navfund.comMel Davidson, CFO (Virginia)mel@navfund.comEryn Lampe, Operations Manager (Virginia)eryn@navfund.comNewSchools Venture Fundwww.newschools.orgVCEducation & TrainingSeedEarlyNewSchools Venture Fund is a venture philanthropy firm that seeks to improve public education, particularly for underserved students. Founded in 1998, NewSchools has invested in more than 100 nonprofit and for-profit organizations and raised nearly $180 million. NewSchools raises early-stage capital from institutional and individual donors, and invests it in nonprofit and for-profit ventures. NewSchools targets firms led by promising education entrepreneurs who are creating high-quality, scalable solutions that address the most critical problems facing education. NewSchools also has the ability to "incubate" new entrepreneurial organizations where they see a need that is not being adequately addressed. The firm is currently making investments as part of the following funds.: The Innovation Fund, City Funds, and the Seed Fund. Through the NewSchools Innovation Fund we make investments in three specific areas : People, Tools and Schools. The NewSchools City Funds support the growth of entrepreneurial organizations that can dramatically improve education for students from low-income communities in targeted urban and high-poverty areas. Through the Seed Fund, NewSchools invests in entrepreneurs developing education technology tools, applications, content, and services that will significantly improve education opportunities for children from low-income communities. The Seed Fund was created to make investments in early-stage, pre-Series A education technology companies often overlooked by the traditional investing community because of their focus on schools.

211 Congress Street, 10th FloorBostonMA02110617-589-9447617-589-9448

Portfolio companies include:Teachscapehttp://www.teachscape.com/greatschools.nethttp://www.greatschools.org/CivicBuildershttp://www.civicbuilders.org/Alliancehttp://www.alliance.com/BetterLessonhttp://betterlesson.com/Beyonf12http://www.beyond12.org/ClassDojohttp://www.classdojo.com/Education Elementshttp://www.edelements.com/Education_Elements/Home/Home.htmlEnCorpshttp://www.encorpsteachers.com/Engradehttp://www.engrade.com/Goalbookhttps://goalbookapp.com/GreatSchoolshttp://www.greatschools.org/Junyohttp://junyo.com/KIPP DChttp://kippdc.org/MATCH Charter Schoolshttp://www.matchschool.org/New Classroomshttp://www.newclassrooms.org/index.htmlReading Partnershttp://readingpartners.org/Urban Teacher Centerhttp://urbanteachercenter.org/Scholar Academieshttp://scholaracademies.org/Teaching Channelhttps://www.teachingchannel.org/BrightByteshttp://www.brightbytes.net/EdSurgehttp://www.facebook.com/EdSurgeEducreationshttp://www.educreations.com/Gobstopperhttp://en.wikipedia.org/wiki/GobstopperHaparahttp://hapara.com/LearnZillionhttp://learnzillion.com/Locomotive Labshttp://locomotivelabs.com/Mytonomyhttp://mytonomy.com/Nearpodhttp://www.nearpod.com/NoRedInkhttp://www.noredink.com/Investment Team:Ted Mitchell, CEOtmitchell@newschools.orgJim Peyser, Managing Partnerjpeyser@newschools.orgDeborah McGriff, Partnerdmcgriff@newschools.orgSandra Becker, Chief Financial OfficerJulie Rubinger, Investor Relations Managerjrubinger@newschools.orgJulie Mikuta, PartnerNewburyport CleanTech Center (NCTC)www.newburyportcleantech.comIEnergy & Clean TechConsumer ProductsSeedEarlyThe Newburyport CleanTech Center provides emerging companies with industrial-class FlexSpace, sophisticated FlexServices and access to a vibrant ecosystem of like minded individuals and companies. Located in Historic Newburyport Massachusetts, entrepreneurs have easy access to greater Boston financial and university resources as well as to New Hampshire and Maine. arly stage innovators and investors can use the center as an accelerator, incubator and/or launch pad. The Center helps ensure the success of its "Ecopreneurs" through its FLEX Funding Strategies.

10 Mulliken WayNewburyportMA01950-4033978-358-5800

Tenant companies include:Solaishttp://solaislighting.com/SunBug Solarhttp://sunbugsolar.com/Cenostarhttp://www.cenostar.com/Little Duck Organicshttp://littleduckorganics.com/WaterGriphttp://watergripmedia.com/AmRESShttp://en.wikipedia.org/wiki/MareDumakhttp://www.hotfrog.ca/Companies/Dumak-IndustriesFunctional Coatingshttp://functionalcoatings.com/Management Team:Bob OBrien, Presidentbobo@newburyportcleantech.comArt Currier, ChairMark Friery, ClerkDavid McDougallJill Haley Murphyjillhaleymurphy@fas.harvard.eduAdvent Internationalwww.adventinternational.comPEInformation TechnologyCommunications & NetworkingMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesFinancial ServicesConsumer ProductsRetail & RestaurantMiddle MarketFounded in 1984, Advent International is an international venture and private equity firm that has raised $37 billion in cumulative capital. Advent has a broad geographic reach with offices in 16 countries, and 6 affiliates. The firm has invested in more than 500 companies and makes private equity investments in technology, healthcare and life sciences, manufacturing, industrial, retail, consumer, media, business and financial services, and energy. Over 130 Advent portfolio companies have had IPOs on 20 stock exchanges around the world. The firm's three regional buyout programs invest in mid-market and upper-mid-market businesses in both established and rapidly developing markets around the world. Advent's buyout funds typically invest between $20M and $200M.

75 State StreetBostonMA02109617-951-9400617-951-0566

Portfolio companies include:NBShttp://nbs.org/LionBridgehttp://www.lionbridge.com/Boart Longyearhttp://en.wikipedia.org/wiki/Boart_LongyearContact Easthttp://www.stanleysupplyservices.com/Morrison Supplyhttp://morsco.com/Bojangleshttp://www.bojangles.com/Five Belowhttp://www.fivebelow.com/ABC Supplyhttp://www.abcsupply.com/SkillSofthttp://www.skillsoft.com/Charlotte Russehttp://www.charlotterusse.com/home/index.jspVantivhttp://www.vantiv.com/Amscanhttp://www.amscan.com/OK Internationalhttp://www.okinternational.com/Optical Coating Laboratoryhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=32480Serta Simmons Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=112952008Connolly Inc.http://www.connolly.comParty Cityhttp://www.partycity.comTransUnionhttp://www.transunion.comInvestment Team: Peter Brooke, Chairman (Boston)pbrooke@adventinternational.comDavid M. Mussafer, Managing Partner (Boston)dmussafer@adventinternational.comTom Lauer, Managing Partner (Boston)tlauer@adventinternational.comDavid McKenna, Managing Partner (Boston)dmckenna@adventinternational.comSteven Collins, Managing Director (Boston)scollins@adventinternational.comJanet Hennessy, Managing Director and Senior VP (Boston)jhennessy@adventinternational.comChris Pike, Managing Director (Boston)cpike@adventinternational.comBob Taylor, Managing Partner (Boston)rtaylor@adventinternational.comStephen Hoffmeister, Managing Director (Boston)shoffmeister@adventinternational.comRichard Kane, Managing Director and Senior VP of Operations and Business Development (Boston)rkane@adventinternational.comBob Brown, Managing Director (Boston)bbrown@adventinternational.comErnest Bachrach, Managing Partner (Boston)ebachrach@adventinternational.comChris Egan, Managing Director (Boston)cegan@adventinternational.comEileen Sivolella, Managing Director and CFO (Boston)esivolella@adventinternational.comSteve Tadler, Managing Partner (Boston)stadler@adventinternational.comJohn Maldonado, Managing Director (Boston)jmaldonado@adventinternational.comJames Westra, Managing Director and Chief Legal Officer (Boston)Mohammed Anjarwala, Principal (Boston)Jeff Case, Principal (Boston)Allied Mindswww.alliedminds.comVCInformation TechnologyLife Sciences & HealthcareSeedAllied Minds is a pre-seed investment company creating partnerships with key universities to fund corporate spin-offs resulting from successful early stage technology research. By providing corporate development support as well as finance, Allied Minds aims to guide early stage companies to commercial success. Allied Minds is capitalized and owned by international investors. It is not a manager of funds, and it earns its return on its ability to select and support worthwhile investments. The company invests in early stage opportunities based upon university research derived intellectual property (IP). The firm places no restrictions on the product, industry or service it will consider investing in. Allied is not sector specific and intends to build as diversified a portfolio as possible. However, all its investments will be early stage. Initially, Allied Mind's geographic investment focus will be the U.S., but depending on opportunities this could be expanded to a global network of partners and investments.

33 Arch StreetBostonMA02110617-419-1800 617-419-1813

Portfolio companies include:BAlogixhttp://www.alliedminds.com/subsidiaries/ba-logixCryoxtraxthttp://www.tomshardware.com/forum/79969-33-ultra-mega-xtra-xtremely-xtremeIllumasonixhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=38683609SaltCheckhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30440988Purteinhttp://www.purtein.com/Sound Curehttp://www.soundcure.com/Spin Transferhttp://en.wikipedia.org/wiki/Spin_transferAllied Minds Deviceshttp://www.alliedminds.com/Biotectixhttp://www.biotectix.com/Cephalogicshttp://www.alliedminds.com/subsidiaries/cephalogicsPrecision Biopsyhttp://www.alliedminds.com/subsidiaries/precision-biopsyProGDermhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=114439619RF Biocidicshttp://www.alliedminds.com/subsidiaries/rf-biocidicsSciFluorhttp://www.scifluor.com/SiEnergy Systemshttp://alliedminds.com/subsidiaries/sienergy-systemsBroadcast Routing Fountainshttp://www.alliedminds.com/subsidiaries/broadcast-routing-fountainsLuxCathhttp://www.alliedminds.com/subsidiaries/luxcathOptio Labshttp://www.optiolabs.comPAR Workshttp://www.parworks.comInvestment Team:Mark Pritchard, President and Foundermark.pritchard@alliedminds.comChristopher Silva, Chief Executive Officerchris.silva@alliedminds.comMarc Eichenberger, Chief Operating Officermarc.eichenberger@alliedminds.comVincent Chun, Vice Presidentvincent.chun@alliedminds.comJohn Serafini, Vice PresidentJeff Caputo, DirectorRoger Yang, Directorroger.yang@alliedminds.comOmar Amirana, Managing Directoromar@alliedminds.comSara Toussaint, External RelationsThomas Sharpe, Senior Advisorthomas.sharpe@alliedminds.comAlta Communicationswww.altacomm.comVCPESoftware & InternetCommunications & NetworkingMedia & Digital MediaSports & EntertainmentEarlyGrowthExpansionMiddle MarketFormed in late 1996 as part of a transition of Burr, Egan Deleage & Co., Alta Communications has over 20 years of experience in the media, telecommunications and Internet industries, and has participated in more than 150 rounds of funding with over 100 portfolio companies. With approximately $1.5 billion in capital under management, including Alta IX its current $500 million fund, Alta typically makes investments of between $10 to $30 million per company. Alta invests in companies at all stages of development and the typical investment commitment is 5-8 years. The firm typically considers later-stage opportunities with positive cash flow, but will consider earlier-stage investments to fund businesses seeking growth capital. Investment structures include: recapitalizations, leveraged buyouts, growth equity investments, and roll-ups.

28 State Street, Suite 1801BostonMA02109617-262-7770617-262-9779

Portfolio companies include:Yankee Grouphttp://www.yankeegroup.com/1105 Mediahttp://1105govinfo.com/BrandMusclehttp://www.brandmuscle.com/POP Radiohttp://music.aol.com/radioguide/pop-radioW3ihttp://www.w3i.com/Bluewater Broadcastinghttp://bluewaterbroadcasting.com/Bustos Mediahttp://www.bustosmedia.com/Eagle Creek Broadcastinghttp://en.wikipedia.org/wiki/Eagle_Creek_Broadcasting_of_TexasGalaxy Communicationshttp://www.galaxycommunications.com/Inner Cityhttp://en.wikipedia.org/wiki/Inner_cityJW Broadcastinghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=8925392Portland Broadcastinghttp://www.portlandbroadcasting.com/Telemundohttp://msnlatino.telemundo.com/Una Vez Mashttp://uvmtv.com/Highwinds Capitalhttp://www.highwinds.com/100% NLhttp://www.100p.nlCompareNetworkshttp://www.comparenetworks.comStructural Graphicshttp://www.structuralgraphics.comScreen Mediahttp://www.screenmedia.netAmeriVaulthttp://www.amerivault.comCellular One (MTPCS)https://www.cellonenation.com/Grande Communicationshttp://www.grandecom.comCDC Publishinghttp://www1.cdcnews.comDavler Media Grouphttp://www.cityguidemagazine.comHMP Communicationshttp://www.hmpcommunications.comInvestment Team:Timothy Dibble, Founder and Managing General Partnertdibble@altacomm.comWilliam Egan, Founder and General Partnerbegan@altacomm.comEileen McCarthy Toti, CFO and General Partneretoti@altacomm.comBrian McNeill, Managing General Partnerbmcneill@altacomm.comPhilip Thompson, General Partnerpthompson@altacomm.comJessica Barry Reed, Vice Presidentjreed@altacomm.comChris Dias, Vice Presidentcdias@altacomm.comAmpersand Ventureswww.ampersandventures.comPELife Sciences & HealthcareManufacturing & IndustrialMiddle MarketAmpersand, a middle market private equity firm focused on investments in two core sectors: Healthcare and industrial. The firm targets middle market, growth equity opportunities where it is the first institutional investor. Ampersand's investment team consists of almost 20 professionals managing more than $600 million from the firm's offices in Wellesley, MA. Ampersand originated in 1969 as an internal, technology-focused venture capital investment activity at PaineWebber. Ampersand was then founded in 1988 as a spinoff from PaineWebber, focused on the specialty materials and chemicals (SMC) industry. Over the past two decades Ampersand has managed $1 billion in private equity partnerships.

55 William St., Suite 240WellesleyMA02481781-239-0700781-239-0824

Portfolio companies include:CRIhttp://cri.crinet.com/Kortechttp://kortec.com/RANDhttp://www.rand.org/ChanTesthttp://www.chantest.com/Agilux Laboratorieshttp://www.agiluxlabs.com/Magellan Bioscienceshttp://www.magellanbioscience.com/Modified Polymer Componentshttp://www.modifiedpolymer.com/ATS Labshttp://www.ats-labs.com/Biomedical Structureshttp://www.bmsri.com/Blue Sky BioServiceshttp://www.blueskybiotech.com/?_kk=CRO%20biotech&_kt=4d5aae13-5e60-4da6-b912-92af5d7b7fbdViraCor-IBT Laboratorieshttp://www.viracoribt.com/CoreLab Partnershttp://corelabpartners.com/MedVenture Technologyhttp://medventure.com/Nitinol Devices and Componentshttp://www.manta.com/c/mtgzxwl/nitinol-devices-and-components-incBioventushttp://www.bioventusglobal.comDynex Technologieshttp://www.dynextechnologies.comMagellan Diagnosticshttp://www.magellandx.comRoadrunner Pharmacyhttp://www.roadrunnerpharmacy.comWillow Laboratorieshttp://www.willowlabs.comInvestment Team:Richard Charpie, Managing General Partnerrac@ampersandventures.comStuart Auerbach, General Partnersaa@ampersandventures.comDavid Q. Anderson, PartnerHerbert Hooper, Managing General Partnerhhh@ampersandventures.comSuzanne MacCormack, Partnersem@ampersandventures.comCharlie Yie, General Partnercdy@ampersandventures.comJared Bartok, Partnerjjb@ampersandventures.comDavid Parker, General Partnerdjp@ampersandventures.comEric B. Lev, PartnerThomas deJager, Vice President, Business DevelopmentApple Tree Partners (ATP)www.appletreepartners.comVCLife Sciences & HealthcareSeedEarlySince 1999, Apple Tree Partners (ATP) has worked with entrepreneurs to found and build drug and medical device companies. ATP founds the companies in which it invests, committing capital to participate as a major investor in all financing rounds. ATP executives are deeply involved with the ATP portfolio, serving as acting CEOs, COOs, CSOs and Board or Executive Chairmen. With this active investment approach, ATP has created one of the top IRRs in the life sciences venture industry. The firm currently manages three venture capital funds with committed capital totaling $235 million. ATP intends to devote the entirety of its third fund, ATP III, capitalized currently at $100 million, to create a start-up pharmaceutical company. The goal is to combine the pragmatism of venture-backed company creation with the sophistication and resources of pharmaceutical R&D organizations. To facilitate this project, ATP is working with one of its offshore limited partners who has committed an additional $200 million to the pharmaceutical company start-up endeavor; these funds are being reserved for late-stage development, and for asset acquisition, once the initial pipeline is in place. Assets in-licensed to create the ATP III portfolio will be developed by the firm's in-house, wholly-owned pharmaceuticals research and development contract research organization, Apple Tree Pharmaceuticals, Inc.

One Broadway, 14th FloorCambridgeMA02142617-401-2100347-952-3430

Portfolio companies include:Gloucester Pharmaceuticalshttp://www.gloucesterpharma.com/Aileron Therapeuticshttp://aileronrx.com/HeartWarehttp://www.heartware.com.au/Tokai Pharmaceuticalshttp://tokaipharma.com/Investment Team:Seth Harrison, MD, Managing General Partnerseth@appletreepartners.comJoseph A. Yanchik III, Venture PartnerAaron Kantoff, Investment AnalystStephen Dance, Chief Financial Officerstephen@appletreepartners.comGarry Neil, MD, PartnerRosemary A. Crane, PartnerDavid J. McIntyre, PartnerApricot Capital, LLChttp://apricotcapital.wordpress.com/VCInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyApricot Capital is a seed-stage investment firm based in Boston. Founded in 2010 by Peter Wernau and Jennifer Lum, Apricot provides entrepreneurs with a combination of financial and operational expertise to accelerate business growth. According to published reports, Jennifer Lum is a former vice president of advertising at Quattro Wireless, and Peter Wernau is a private investment manager. Apricot invests in early-stage technology companies in the U.S. and Canada.

c/o Wernau Asset Management306 Dartmouth Street, Suite M05BostonMA02116617-716-0266 617-507-8155

Portfolio companies include:Peekaboo Mobilehttp://peekaboomobile.com/OnSwipehttp://onswipe.com/awe.smhttp://totally.awe.sm/Habit Labshttp://habitlabs.com/Kinveyhttp://www.kinvey.com/Massive Damagehttp://massdmg.com/MomentFeedhttp://momentfeed.com/Placesterhttps://placester.com/TribeHRhttp://tribehr.com/Crashlyticshttp://www.crashlytics.comInvestment Team: Peter WernauJennifer LumArcLight Capital Partners, LLCwww.arclightcapital.comPEEnergy & Clean TechMiddle MarketArcLight Capital Partners is a leading energy investment firm with more than $10 billion under management across five funds. ArcLight invests across the energy industry value chain in hard assets that produce high current income and capital appreciation. Founded in 2001, ArcLight has its headquarters in Boston and offices in New York City, Barcelona, and Luxembourg. The firm employs more than 35 investment professionals. Since its inception, ArcLight has invested approximately $19.7 billion in over 97 transactions throughout the energy value chain including coal, oil, gas production, gas storage, power generation; and gas & electric transmission and distribution. Fund V was organized in 2011 with $3.310 billion.

200 Clarendon Street, 55th FloorBostonMA02117617-531-6300617-867-4698

Portfolio companies include:Mountaineer Gashttp://www.mgcwv.com/Crawfish Cogenhttp://www.gulfstargroup.com/article.cfm?itemID=67&typeID=2Juno Energyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=105907960AL Gulf Coast Terminalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=49157955Black Point Petroleumhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=129793376Charger Oil and Gashttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=119076675Element Petroleumhttps://www.elementpetroleum.com/?TabId=36&ctl=TermsPlymouth Petroleumhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=129793240Ace Cogenhttp://www.sourcewatch.org/index.php?title=ACE_Cogeneration_FacilityBlack Bear Powerhttp://www.bbb.org/manitoba/business-reviews/marinas/black-bear-power-products-ltd-in-west-hawk-lake-mb-18851Brown Bearhttp://en.wikipedia.org/wiki/Brown_BearCourant Spain Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26305144EMI Power Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=119082101Escalade Energyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30842894Arkonehttp://arkone.org/Bayonnehttp://www.bayonnenj.org/BioD Fuels Internationalhttp://www.aeos-energy.de/en/business-segments/asset-management/Bio-Diesel.phpBlack Light Holdingshttp://www.bizapedia.com/ny/BLACKLIGHT-HOLDINGS-LLC.htmlBlackwater Midstream Holdingshttp://www.blackwatermidstream.com/board.htmlBronco Midstreamhttp://pseps.com/company/Bronco-MidstreamElement Petroleumhttps://www.elementpetroleum.com/Gregory Canyonhttp://www.gregorycanyon.com/Hurrikan Power Fundinghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=119081886Liberty Bell Fundinghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=119082459Lightyear Holdingshttp://www.lycap.com/PortfolioCompanies/Company.aspx?id=1Lonestar Midstream Holdingshttp://www.lsmidstream.com/home.htmlMagnolia Infrastructure Partnershttp://magnoliainfrastructure.com/Profile_page.aspxNeoElectra Spainhttp://neoelectra.net/NET Investment Companyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=59580151North Sea Midstream Partnershttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=226446274Offshore Infrastructure Partnershttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=119125275OFS Holdingshttp://www.ofs.com/Petrotank Holdingshttp://www.aeos-energy.de/en/news/2008/11/ArcLight-Capital-LLC-acquires-interests-in-Petrotank-Holding-GmbH.phpPlymouth Petroleumhttp://plymouthoil.com/Investment Team:Daniel R. Revers, Managing Partnerdrevers@arclightcapital.comRobb E. Turner, Senior Partnerrturner@arclightcapital.comChristopher J. Picotte, Managing Directorcpicotte@arclightcapital.comKevin M. Crosby, Managing Directorkcrosby@arclightcapital.comLaurence E. Molke, Managing Directorlmolke@arclightcapital.comMark A. Tarini, Managing Directormtarini@arclightcapital.comJohn A. Tisdale, General Counseljtisdale@arclightcapital.comCarter A. Ward, Managing Directorcward@arclightcapital.comJohn F. Erhard, Managing Directorjerhard@arclightcapital.comThomas G. Kilgore, Managing Director, Chief Risk Officertkilgore@arclightcapital.comEric D. Lammers, Managing Directorelammers@arclightcapital.comRobert S. McGaughey, Managing Directorrmcgaughey@arclightcapital.comPatricia R. Winton, Managing Directorpwinton@arclightcapital.comArctaris Capital Partners, LLCwww.arctaris.comVDInformation TechnologySoftware & InternetMedical DeviceManufacturing & IndustrialExpansionMiddle MarketFounded 2009, Arctaris is a middle market debt fund providing "Royalty-Based" financing solutions that are non-dilutive to a company's shareholders. Arctaris targets companies seeking $1-5 million, or up to $50 million through syndication. Potential portfolio companies should have at least $5 million in annual revenues and be cash-flow positive; companies in underserved or rural markets are desirable but not mandatory. Artcaris utilizes the TIGRcub security (an acronym for Top-line Income Generation Rights Certificates), which enables a company to raise capital that is not dilutive to current shareholders. In exchange for a cash investment, investors are repaid monthly an agreed upon fixed percentage of the company's top-line [GAAP] gross revenue. The TIGRcub is attractive for growing companies, as its underlying obligation is a function of the company's ability to repay it rather than a fixed schedule of monthly cash payments, as are typical of debt obligations, and can leave the company short of cash. The firm is able to provide funding to companies in most industries, however, Arctaris has experience within information technology, medical technology, manufacturing, and internet-related. The firm's $200M Arctaris Income Fund was launched in late 2010. Arctaris has offices in Massachusetts and Michigan.

Bay Colony Corporate Center1000 Winter Street North, Suite 4000WalthamMA02451-1436617-535-9928

Portfolio companies include:Leonard and Companyhttp://www.leonard-cpas.com/Amtechhttp://www.amtechcorp.comInvestment Team:Andrew Clapp, Managing Partnerandy@arctaris.comDavid Kozhuk, Analystdavid@arctaris.comJonathan Tower, General Partnerjonathan@arctaris.comRichard Waldo, General PartnerJeffrey T. Emig, General PartnerMark Gregory, Executive DirectorMichael Walsh, Director of Business DevelopmentArgo Global Capitalwww.argoglobal.comVCInformation TechnologySoftware & InternetCommunications & NetworkingEarlyArgo Global Capital is a venture capital firm focused on investing in companies that are enabling the convergence of wireless communications and the Internet. Argo's first fund was introduced in 1998 at the GSM World Congress in Cannes. ARGO II (The Wireless-Internet Fund) is a $300 million fund that focuses on the enormous opportunity created by the convergence of the Internet and wireless telecommunications. Argo Global Capital's Strategic Partners include telecommunications operators from Europe, Asia, North America and South America. Argo's typical investment is initially in the range of $4 to $7 million, with additional rounds bringing the average to between $8 and $12 million. Argo invests in companies providing products or services that enhance an operator's ability to: generate additional revenues, lower the overall cost to deliver services, and facilitate entry into new markets. The firm also maintains offices in Hong Kong and Montreal.

401 Edgewater Drive, Suite 120WakefieldMA01880781-213-9344781-213-9345

Portfolio companies include:Bytemobilehttp://www.bytemobile.com/Caserohttp://www.spanishdict.com/translate/caseroIPeriahttp://www.iperia.com/company/index.phpPhyFlex Networkshttp://investing.businessweek.com/businessweek/research/stocks/snapshot/snapshot.asp?capId=89642412snaphttp://www.12snap.com/Amperion Caymanhttp://www.argoglobal.com/companies/companies_alphab.htmArgNor Wireless Ventureshttp://www.argnor.com/31/page.asp?page_id=4278&type=custom%2Fnorthnews&sub_nr=2&item_id=98Birdstep Technologyhttp://www.birdstep.com/Digital Routehttp://www.digitalroute.com/General Wirelesshttp://www.wireless-center.net/General-Wireless/Handmarkhttp://www.handmark.com/Hotsiphttp://www.oracle.com/us/corporate/Acquisitions/hotsip/index.htmlCambridge Positioning Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26009Chinatron Group Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=713334Digital Bridges Ltd.http://www.digitalbridges.com/Eftia OSS Solutionshttp://www.eftia.com/inCode Telecom Grouphttp://www.incodewireless.comKabira Technologieshttp://www.kabira.com/LGC Wirelesshttp://www.lgcwireless.comNeural Technologieshttp://www.neuralt.com/Nuera Communicationshttp://www.nuera.com/OnMobile Systemshttp://www.onmobile.com/PhyFlex Networkshttp://www.phyflex.com/Investment Team:H. H. Haight, President and CEOhhaight@argoglobal.comAdam T. Jackson, Senior Associateajackson@argoglobal.comCharles Sirois, Senior Partner (Montreal)csirois@argoglobal.comAmy Ssuto, Financial Controller (Montreal)TRN Capitalwww.trncapital.comVCPELife Sciences & HealthcareFinancial ServicesExpansionMiddle MarketTRN Capital is a privately held management company offering asset management consulting, cross border advisory, private equity opportunities, and other related services to a select group of global clients. TRN Capital's private equity investments are focused on financial services and life science companies that demonstrate the potential for high growth through "industry changing" technologies or innovation. Specific consideration is given to those companies where scientific and quantitative analysis are a major component of the value added proposition. TRN consults and partners with co-investors in select private equity opportunities.

101 Federal Street, 19th FloorBostonMA02110617-261-8475

Portfolio companies include:F-Squared Investmentshttp://f-squaredinvestments.com/Multifondshttp://www.multifonds.com/Investment Team:William W. Hunt, President and Founderwhunt@trncapital.comAthenian Venture Partnerswww.athenianvp.comVCInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareEarlyGrowthExpansionFounded in 1997, Athenian Venture Partners is headquartered in Ohio, and has senior managers in Boston, San Diego and London. The firm's investment focus is in the Information Technology/Communications and Life Sciences industries. Athenian generally invests in early stage opportunities and participates in subsequent financing rounds until IPO or sale. The firm is currently managing four venture capital funds and has total capital under management of over $70 million. Typically Athenian invests between $1-5 million in a first round, expecting to invest $2-6 million over the course of a company's development.

BostonMA614-360-1155740-593-9311

Portfolio companies include:LigoCyte Pharmaceuticalshttp://www.ligocyte.com/Alloptichttp://alloptic.com/Archemixhttp://www.archemix.com/website/about.phpVerus Pharmaceuticalshttp://en.wikipedia.org/wiki/Verus_PharmaceuticalsMicromethttp://www.micromet.de/Windy Hill Medicalhttp://www.wellstar.org/ws_content/ws_hospitals.aspx?id=400&pic_id=1332&menu_id=180Sendiohttp://www.sendio.com/Asset Management Outsourcinghttp://www.amorecoveries.com/Integrated Energy Serviceshttp://ieslc.com/Advanced Digital Internethttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=429986Intellispacehttp://www.wave2wave.com/Cyber-Rainhttp://www.cyber-rain.com/Baxanohttp://baxano.com/PacketMotionhttp://www.packetmotion.com/Canderahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=936379Analect Instrumentshttp://jeffrey.nonken.net/doku.php?id=analect_instrumentsServion Global Solutionshttp://www.servion.com/Aerpio Therapeuticshttp://www.aerpio.comAkebia Therapeuticshttp://www.akebia.comComet Solutionshttp://www.cometsolutions.comDiAthegenhttp://www.diathegen.comManta Mediahttp://www.manta.comPain Therapeuticshttp://www.paintrials.comPrioria Roboticshttp://www.prioria.comInvestment Team:Karl Elderkin, Founder and Managing Partnerelderkin@athenianvp.comFrancois Helou, Senior Partnerhelou@athenianvp.comDaniel H. Kosoy, M.D., Partnerkosoy@athenianvp.comMitchell Rosich, Partner (Boston)rosich@athenianvp.comDavid R. Scholl, Partner Healthcarescholl@athenianvp.comAtlantic Virtual Incubation Companywww.atlanticvic.comIInformation TechnologySeedEarlyAtlantic VIC is a technology venture development firm created to grow new enterprises based on technologies licensed from universities/research institutions. Atlantic VIC identifies promising technologies to license, finds appropriate technical partners, forms companies to commercialize technologies, and builds value in these portfolio companies. The company provides the complete initial business development team to its portfolio companies, whose technologies and collaborators are drawn from across the United States. Established in 2011, Atlantic VIC is a sister company to Arkansas-based Virtual Incubation Company. Headquartered in Waltham, MA, Atlantic VIC is presently screening multiple technologies as a basis for its initial portfolio companies. According to published reports, Atlantic VIC is in the process of closing a $1 million investment.

850 Winter StreetWalthamMA02451-1420781-890-0088

Portfolio companies include:AT Bioscienceshttp://www.bioscience.org/Sevo Nutraceuticalshttp://www.sevonutraceuticals.com/Investment Team:Calvin Goforth, ChairmanBernie Prusaczyk, CEObprusaczyk@atlanticvic.comAtlas Venturewww.atlasventure.comVCInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareSeedEarlyFounded in 1980, Atlas Venture has organized seven international funds, and currently manages over $2.0 billion in committed capital, including a $600 million fund raised in April 2001. The Atlas Venture investment team is comprised of operating executives and career venture capitalists who have been involved with more than 350 companies in more than 16 different countries. Since 1995, 50 of Atlas' companies have been acquired and 40 are public. The firm prefers to invest in companies at their earliest stage and focuses on the life sciences and technology industries. Typical investments range from $500,000 to $5 million. Its most current fund, Atlas Venture VIII, is a 2009 vintage for which it held a single close at $283 million.

25 First Street, Suite 303CambridgeMA02141617-588-2600

Portfolio companies include:Aureonhttp://aureon.com/bluespechttp://www.bluespec.com/about/index.htmZafgenhttp://zafgen.com/Pixtronixhttp://pixtronix.com/Bit9http://www.bit9.com/Kalidohttp://en.wikipedia.org/wiki/KalidoPixtronixhttp://pixtronix.com/OwnerIQhttp://www.owneriq.com/MyVuhttp://en.wikipedia.org/wiki/Myvu3Vhttp://www.3v.com/Abinehttp://abine.com/AdSafehttp://adsafemedia.com/AEBhttp://www.aeb.com/Archemixhttp://archemix.com/Arteaushttp://www.xconomy.com/boston/2011/10/19/arteaus-with-18m-from-atlas-and-orbimed-forges-ahead-on-migraine-prevention-drug/Avilahttp://www.avila.edu/Bicyclehttp://en.wikipedia.org/wiki/BicycleCellzomehttp://www.cellzome.com/CloudSwitchhttp://www.cloudswitch.com/Dailymotionhttp://www.dailymotion.com/usDataXuhttp://www.dataxu.com/DisplayLinkhttp://www.displaylink.com/Egalethttp://www.egalet.com/EnglishCentralhttp://www.englishcentral.com/f-starhttp://f-star.com/Globoforcehttp://www.globoforce.com/Grockithttps://grockit.com/Helicoshttp://www.helicosbio.com/Hopperhttp://en.wikipedia.org/wiki/Edward_HopperAchillonhttp://www.achillion.com/Annovationhttp://en.wikipedia.org/wiki/InnovationChillhttp://chill.com/Cinemagramhttp://cinemagr.am/DraftKingshttps://www.draftkings.com/Flashnoteshttp://www.flashnotes.com/Hadapthttp://hadapt.com/Horizonhttp://www.horizonblue.com/HStreaminghttp://hstreaming.com/Investment Team:Dustin Dolginow, TechnologyPeter Barrett, Partner, Life Sciencespbarrett@atlasventure.comJean-Francois Formela, Partner, Life Sciencesjfformela@atlasventure.comFred Destin, Partner, Technologyfdestin@atlasventure.comBarry Fidelman, Venture Partner, Technologybfidelman@atlasventure.comBruce Booth, Partner, Life Sciencesbbooth@atlasventure.comJeff Fagnan, Partner, Technologyjfagnan@atlasventure.comMichael Gladstone, Life SciencesAnkit Machdevia, Principal, Life Sciencesamachdevia@atlasventure.comRyan Moore, Partner, TechnologyDavid S. Grayzel, Managing Directordgrayzel@atlasventure.comNoah Heller, TechnologyFrank Castellucci, Partner and General Counselfcastellucci@atlasventure.comKristen Laguerre, Partner and Chief Financial Officerklaguerre@atlasventure.comGretchen McCarey, Vice President of Financegmccarey@atlasventure.comAuctus Private Equity Management, Inc.www.auctusfund.comPEInformation TechnologyMiddle MarketAuctus Private Equity Management, Inc., is a Boston based private equity firm that specializes in providing funding to small, medium and large publicly traded companies in all industries, as well as to private companies anticipating a near term public listing. The firm pursues investments in companies that require growth capital, have experienced management teams and a strong business plan.

101 Arch Street, 20th Floor, Suite 2010BostonMA02110617-532-6407617-532-6420

Portfolio companies include:Evcarcohttp://www.evcarco.com/Solanbridgehttp://www.windowrockcapital.com/Digital Townhttp://digitaltowncorp.com/Monster Offershttp://monsteroffers.com/StrikeForce Technologieshttp://strikeforcetech.com/Aqualiv Technologieshttp://www.aqualivtech.com/Exergetic Energyhttp://exergeticenergy.com/Coastal Pacific Mining Corphttp://www.coastalpacificminingcorp.com/Investment Team:Alfred SollamiPeter FlynnKormeliwww.kormeli.comVCInformation TechnologyMedia & Digital MediaEarlyKormeli LLC, founded by Avner Schneur, is an investment group dedicated to funding, assisting and guiding early-stage technology entrepreneurs and enterprises. Avner Schneur led a number of companies from early stage to IPO or other exits. In late 1999 Schneur founded Emptoris, leading Supply and Contract mgt Software Company and served as the company's Chairman, President and CEO. On December 2011 Emptoris was sold to IBM. With a strong background in developing and running successful businesses, Kormeli brings deep strategic and operational expertise to its investment companies.

25 Burlington Mall Road, Suite 301BurlingtonMA01803781-325-8567

Portfolio companies include:Capital Market Exchangehttp://capital-market-exchange.com/Pet Pacehttp://www.petplace.com/FoodieByteshttp://www.foodiebytes.com/Zappixhttp://www.zabbix.com/Investment Team:Avner Schneur, FounderPhilip RoizinAudax Groupwww.audaxgroup.comPEInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsDefense & Homeland SecurityMiddle MarketAudax Group, established in 1999, is a source of investment capital for middle market companies. The firm manages over $5 billion of capital through its private equity, mezzanine debt, senior secured debt and affiliate funds. The Audax team of over 70 investment professionals maintains offices in Boston and New York. The firm makes equity investments of $10 to $100 million in transactions valued between $15 million and $250 million. Companies should meet at least one of the following criteria: at least $5 million of EBITDA, ability to reach $5 million EBITDA within 12 months, underperforming with at least $50 million in revenue, or strategic add-on of any size. Audax Mezzanine invests in subordinated debt and junior securities of middle market companies. Audax Senior Debt invests primarily in debt securities of leveraged, non-investment grade companies backed by private equity sponsors. The group's focus is middle market companies with EBITDA between $10 million and $50 million. Audax is particularly interested in investments in the following industries: Industrial Manufacturing, Energy, Outsourced Industrial Services, Consumer Products, Healthcare Products, Non-asset based Logistics, Technology, Aerospace and Defense, Business Services, and Direct Marketing.

101 Huntington AvenueBostonMA02199617-859-1500617-859-1600

Portfolio companies include:Andrews Internationalhttp://www.andrewsinternational.com/Cineleasehttp://www.cinelease.com/Flexstar Technologyhttp://www.flexstar.com/Northern Digitalhttp://www.northerndigital.com/A & A Manufacturing Companyhttp://www.aaman.com/AAMP of Americahttp://www.aampofamerica.com/Affordable Interior Systemshttp://www.ais-inc.com/Arnold Magnetic Technologieshttp://www.arnoldmagnetics.com/Astrodynehttp://www.astrodyne.com/ATG Rehabhttp://www.atgrehab.com/Bridgeport Tank Truckshttp://www.bridgeporttanktrucks.com/Cozzini Broshttp://cozzinibros.com/Distribution Internationalhttp://www.distributionintl.com/Elgin Equipment Grouphttp://www.elginequipment.com/Advanced Dermatology & Cosmetic Surgeryhttp://www.advancedderm.comCorrect Care Solutionshttp://www.correctcaresolutions.comIn the Swimhttp://www.intheswim.comInjured Workers Pharmacyhttp://www.iwpharmacy.comKoda Distribution Grouphttp://www.koda.com/Companies/DistributionLaborie Medical Technologieshttp://www.laborie.comNeptune-Bensonhttp://www.neptunebenson.comPhillips & Temro Industrieshttp://www.phillipsandtemro.comPhoenix Children's Academyhttp://www.phoenixchildrensacademy.comQuest Specialty Chemicalhttp://www.questsc.comProfessionalsGeoffrey S. Rehnert, Co-Chief Executive Officergrehnert@audaxgroup.comMarc B. Wolpow, Co-Chief Executive Officermwolpow@audaxgroup.comAlexander A. Casale, CFAJay C. JesterRichard T. JosephMatthew A. RudnickEdgar W. SouleDaniel H. WeintraubAvalon Ventureswww.avalon-ventures.comVCInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareSeedEarlyAvalon Ventures is a San Diego-based venture capital fund, currently investing Avalon Ventures VIII, LP, which has $150 million under management. The fund primarily focuses on seed and early development stage companies in the wireless communications, Web 3.0 digital media, and life science industries. The firm has a geographic investment focus on companies based in California and the Northeast. Avalon does co-invest in certain circumstances with firms such as Kleiner Perkins Caufield & Byers (12 deals) and Versant Ventures (11 deals). The firm also maintains a Boston-area office.

55 Cambridge Parkway, Suite 103CambridgeMA02142858-348-2180858-348-2183

Portfolio companies include:Afraxishttp://www.afraxis.com/Carolus Therapeuticshttp://www.carolustherapeutics.com/Nabbrhttp://nabbr.com/Otonomyhttp://www.otonomy.com/Pictelahttp://www.pictela.com/Scooplerhttp://en.wikipedia.org/wiki/ScooplerZacharonhttp://www.zacharon.com/Zyngahttp://www.zynga.com/Acceleron Pharmahttp://www.acceleronpharma.com/ad summoshttp://adsummos.com/about-us/Ambit Biosciences http://www.ambitbio.com/Amira Pharmaceuticalhttp://www.amirapharm.com/AnaptysBiohttp://www.anaptysbio.com/Aratanahttp://www.aratanatherapeutics.com/Avelas Bioscienceshttp://www.xconomy.com/san-diego/2010/04/16/avelas-biosciences-startup-from-ucsd-nobel-laureate-seeks-to-spot-and-bomb-tumors/AwarePointhttp://www.awarepoint.com/Backupifyhttp://www.backupify.com/Bagoobahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=130338041Acceleron Pharmahttp://www.acceleronpharma.comBylinerhttps://www.byliner.comCambrios Technologieshttp://www.cambrios.comCardeas Pharmahttp://www.cardeaspharma.comChart.iohttp://www.chartio.comCheezburger, Inc.http://www.icanhascheezburger.comCloudanthttps://cloudant.comCloudKickhttps://www.cloudkick.comConnected Sports Ventureshttp://www.connectedsports.comE-Band Communicationshttp://www.ebandcom.comInvestment Team: Kevin J. Kinsella, Founder, Managing Memberkkinsella@avalon-ventures.comStephen L. Tomlin, Managing Memberstomlin@avalon-ventures.comRichard Levandov, Managing Memberrich@avalon-ventures.comJay B. Lichter, Ph.D, Managing Memberjlichter@avalon-ventures.comBranden M. Bohrmann, Managing Memberbrady@avalon-ventures.comDouglas J. Downs, Managing Member and Chief Financial Officerdoug@avalon-ventures.comBabson Capital Management, LLCwww.babsoncapital.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketA subsidiary of Massachusetts Mutual Life Insurance Company, Babson Capital Management manages more than $133 billion in assets and is an entrepreneurial investment firm focused on creating innovative investment strategies and solutions for sophisticated investors. The U.S. Mezzanine & Private Equity team boasts a strong track record since 1992, with 161 realizations encompassing over $3.7 billion of capital returned (as of December 31, 2011). The firm's transactions are focused on leveraged buy-outs, corporate acquisitions and recapitalizations, with sizes ranging from $50 - $300 million. The firm focuses on middle-market companies. Babson's typical investment commitment ranges from $10 - $40 million in mezzanine deals and $3 - $15 million in private equity investments. Babson recently closed its third mezzanine and private equity fund, Tower Square Capital Partners III, with $1.58 billion in capital commitments. The fund plans to invest in companies with enterprise values of less than $200 million. Babson Capital focuses on the following industries: manufacturing, business services, distribution, consumer products, food products, packaging, and healthcare. The firm also maintains offices in Hartford, CT, New York, Charlotte, NC, London, Tokyo, Hong Kong, and Australia.

Independence Wharf470 Atlantic AvenueBostonMA02210617-761-3800

(Springfield Office)1500 Main StreetP.O. Box 15189SpringfieldMA01115413-226-1000Portfolio companies include:AmerCablehttp://www.amercable.com/Collins Foods Financehttp://sl.farmonline.com.au/news/nationalrural/agribusiness-and-general/finance/orbis-feasts-on-unpopular-collins-foods/2408482.aspxInvestment Team:Thomas Finke, Chairman and CEOtfinke@babsoncapital.comClifford Noreen, Presidentcnoreen@babsoncapital.comEfrem Marder, Managing Directoremarder@babsoncapital.comRob Little, Managing DirectorRuss Morrison, Managing Directorrmorrison@babsoncapital.comMark Sowell, Managing Directormsowell@babsoncapital.comMichael P. Hermsen, Managing Directormhermsen@babsoncapital.comRichard Spencer II, Managing Directorrspencer@babsoncapital.comMichael L. Klofas, Managing Directormklofas@babsoncapital.comDavid Wilmot, Managing Directordwilmot@babsoncapital.comAdam Eifion-Jones, Managing DirectorShane Forster, Managing Directorsforster@babsoncapital.comAdam Wheeler, Managing Directorawheeler@babsoncapital.comWoodside Capital Partnerswww.woodsidemanagement.comPEMedia & Digital MediaManufacturing & IndustrialBusiness ServicesMiddle MarketWoodside Capital is focused on investing in middle market companies that can benefit from strategic re-direction, operational enhancements or balance sheet realignments. The firm focuses on companies with sales between $15 million and $150 million investing $2 million to $20 million of debt or equity in individual transactions. Woodside also purchases pools of distressed sole-lender or syndicated loans. While Woodside will consider investments in many industries, the firm typically targets manufacturing, media, distribution, and service companies. Woodside's primary focus is on commercial and industrial companies and Woodside generally will not pursue real estate or short product life-cycle driven ventures.

25 Mall RoadBurlingtonMA01803781-272-1501781-272-1505

(Hartford, CT Office)20 Church Street, Suite 730HartfordCT06103860-547-1761860-547-1870Portfolio companies include:N/AN/AInvestment Team:Scott M. Schooley, PresidentScott.Schooley@Woodsidemanagement.comDaphne Firth, Managing PartnerDaphne.Firth@Woodsidemanagement.comDavid Ray, PartnerDavid.Ray@Woodsidemanagement.comMichael Shirley, Managing Director Michael.Shirley@Woodsidemanagement.comBrent Crossman, PrincipalBrent.Crossman@Woodsidemanagement.comEric Luoma, Senior AssociateEric.Luoma@Woodsidemanagement.comRothenberg Ventureshttp://rothenbergventures.comVCInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyRothenberg Ventures is a seed-stage capital firm founded by Mike Rothenberg in 2012. Bringing his experience as a founder of four companies-- including two investment firms-- as well as private equity and management consulting, Mike founded Rothenberg Ventures to in order to help entrepreneurs build and grow their ideas into companies. Since its inception, Rothenberg Ventures is proud to have backed 10+ talented and passionate world-class founding teams who are building asset-light, scalable businesses with primarily a technology or Internet component.

4 University Road #309CambridgeMA02138

Portfolio companies include:Chat Sportshttp://www.chatsports.com/Pixleehttp://www.pixlee.com/Bloodhoundhttp://bloodhound.comNewHivehttp://www.facebook.com/TheNewHive?filter=3Hullabaluhttps://hullabalu.com/Matterporthttp://www.matterport.com/SpaceXhttp://www.spacex.com/Careport Healthhttps://www.careporthealth.com/Chubbies Shortshttp://www.chubbiesshorts.com/27Bardshttps://27bards.com/Investment Team:Mike Rothenberg, Foundermike@rothenbergventures.comFalcon Investment Advisorswww.falconinvestments.comPEMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialConsumer ProductsRetail & RestaurantEducation & TrainingSports & EntertainmentAgriculture & Agricultural ScienceMiddle MarketFalcon Investment Advisors, LLC is a private equity firm with offices in Boston and New York, specializing in subordinated debt and other junior capital investments. Falcon provides innovative capital solutions in amounts of $10 million to $75 million to middle market companies in a variety of industries throughout North America. Since its founding in 2000, Falcon has raised $1.7 billion and invested in over 50 companies in a broad range of industries to support acquisitions, recapitalizations, buyouts and organic growth. Falcon is currently investing through its current fund, Falcon Strategic Partners IV, LP.

21 Custom House Street, 10th FloorBostonMA02110617-412-2700

Portfolio companies include:ecoATM, Inc.http://ecoatm.com/C.P. Convertershttp://www.cpconverters.com/Triad Retail Mediahttp://triadretail.com/Relativity Mediahttp://www.relativitymediallc.com/Brightstarhttp://www.brightstarcare.com/MSX Internationalhttp://www.msxi.com/Jobson Healthcare Informationhttp://www.jobson.com/Saveologyhttp://www.saveology.com/Bellisio Foodshttp://bellisiofoods.com/Purchasing Powerhttp://www.purchasingpower.com/Investment Team:Sandeep D. Alva, Managing Partnersalva@falconinvestments.comWilliam J. Kennedy Jr., Managing Partnerwkennedy@falconinvestments.comRafael Fogel, Partnerrfogel@falconinvestments.comMatthew J. Hurley, Partner & Chief Financial Officermhurley@falconinvestments.comEric Y. Rogoff, Partner (New York)John S. Schnabel, Partner (New York)jschnabel@falconinvestments.comMichel Bayard, Managing Director Business Developmentmbayard@falconinvestments.comBain Capitalwww.baincap.comPEInformation TechnologyCommunications & NetworkingMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesFinancial ServicesConsumer ProductsRetail & RestaurantEducation & TrainingSports & EntertainmentReal EstateMiddle MarketLateEstablished in 1984, Bain Capital is one of the world's leading private, alternative asset management firms whose affiliates manage over $60 billion. Bain Capital's family of funds includes private equity, venture capital, long/short public equity, credit products and global macro hedge funds. The firm's private equity team has raised nine funds and completed more than 250 investments in a broad range of industry sectors including consumer products/retail, financial services, telecommunications/technology, healthcare, information technology, and industrial. The firm also maintains offices in New York, Chicago, London, Munich, Mumbai, Hong Kong, Shanghai, and Tokyo. Sankaty Advisors, LLC, the credit affiliate of Bain Capital, LLC, is one of the nation's leading private managers of fixed income and credit instruments. With approximately $15.7 billion assets under management as of 10/1/2011, Sankaty invests in a wide variety of securities and investments, including leveraged loans, high-yield bonds, distressed/stressed debt, mezzanine debt, structured products and equities.

John Hancock Tower200 Clarendon StreetBostonMA02116617-516-2000617-516-2010

Portfolio companies include:Accellenthttp://accellent.com/Cervedhttp://www.cerved.com/xportal/web/eng/home-eng.jspDollaramahttp://www.dollarama.com/FCIhttp://www.fciconnect.com/Gymboreehttp://www.gymboree.com/Novacaphttp://novacap.com/SkillSofthttp://www.skillsoft.com/WorldPayhttp://worldpay.com/Air Medical Group Holdingshttp://www.brockwaymoran.com/index.php?page=investments&category=airmedAMC Entertainmenthttp://www.amctheatres.com/Applied Systemshttp://us.appliedsystems.com/ASIMCOhttp://www.asimco.com/Bellsystem24http://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=705086Bombardier Recreational Productshttp://www.brp.com/Brakes Grouphttp://www.brakesgroup.com/Brenntaghttp://www.brenntag.com/en/index.htmlBright Horizonshttp://www.brighthorizons.com/Broder Broshttp://www.broderbros.com/Burlington Coat Factoryhttp://www1.burlingtoncoatfactory.com/bcf/Default.aspxCasda Biomaterialshttp://www.sebacic-acid.com/China Fire and Security Grouphttp://www.chinafiresecurity.com/Clear Channel Communicationshttp://www.clearchannel.com/Contechttp://contec.com/CRC Health Grouphttp://www.crchealth.com/Cumulus Mediahttp://www.cumulus.com/D&M Holdingshttp://www.dm-holdings.com/Domino's Pizza Japanhttp://www.dominos.jp/Dunkin' Brandshttp://www.lead411.com/Nigel_Travis_2364948.htmlEdconhttp://www.edcon.co.za/EPOCH Holdingshttp://www.eipny.com/FleetCorhttp://fleetcor.com/GA Packhttp://www.ga-pack.com/GOMEhttp://en.wikipedia.org/wiki/GOME_Electrical_AppliancesGuitar Centerhttp://www.guitarcenter.com/H3C Video Surveillancehttp://www.h3c.com/portal/Products%5F%5F%5FSolutions/Products/IP%5FMultimedia/HCAhttp://hcahealthcare.com/HD Supplyhttp://www.hdsupply.com/Hero Investmentshttp://heroinvestments.com/Apple Leisure Grouphttp://www.applevacations.comAtentohttp://www.atento.com/Genpacthttp://www.genpact.com/International Market Centershttp://imcenters.com/Square Tradehttp://www.squaretrade.com/Bloomin' Brandshttp://www.bloominbrands.com/Michael'shttp://www.michaels.comToys 'R Ushttp://www.toysrus.com/Physio Controlhttp://www.physio-control.comQuintileshttp://www.quintiles.comWarner Chilcotthttp://www.wcrx.comInvestment Team: Andrew Balson, Managing Directorabalson@baincapital.comSteve Barnes, Managing DirectorJosh Bekenstein, Managing Directorjbekenstein@baincapital.comRyan Cotton, PrincipalPaul Edgerley, Managing DirectorRaj Ganguly, Senior Vice PresidentChris Gordon, Managing DirectorDavid Gross-Loh, Managing DirectorBlair Hendrix, Managing DirectorJordan Hitch, Managing DirectorLew Klessel, Managing DirectorMatt Levin, Managing DirectorIan Loring, Managing DirectorPhil Loughlin, Managing DirectorMichael McArdle, Vice PresidentKim McCaslin, Operating PartnerMark Nunnelly, Managing DirectorStephen Pagliuca, Managing DirectorIan Reynolds, Managing DirectorMark Verdi, Managing DirectorMichael Ward, Managing DirectorDarren Abrahamson, PrincipalBear Albright, Managing DirectorSanjay Banker, PrincipalJonathan Belitsos, PrincipalGraham Blackwell, Vice PresidentElizabeth Bride, Vice PresidentBrian Chu, Executive Vice PresidentBeth Clymer, Senior Vice PresidentJohn Connaughton, Managing DirectorTodd Cook, Managing DirectorRedstar Ventureshttp://www.redstar.com/IInformation TechnologySoftware & InternetMedia & Digital MediaSeedRedstar Ventures is neither an incubator, nor a venture capital firm. The firm is a "venture foundry" that takes a top-down approach to building companies. Redstar's model is based on identifying significant trends and growing markets, then developing potential products and services for those markets. From there, the firm finds the right staff, partnerships, and sources of investment to launch the enterprise. The firm was founded in 2012 by ATG co-founders, Jeet Singh and Joe Chung, and Matt Beecher of SCS Financial, and is grounded in the belief that channeling an entrepreneur's creativity and energy towards fields where fundability, growth, and exit potential are high increases their chances of success.

One Kendall SquareBuilding 400, B4202CambridgeMA02139

Portfolio companies include:LoopIthttp://www.loopit.com/Investment Team:Jeet Singh, Managing DirectorJoe Chung, Managing DirectorMatt Beecher, Managing DirectorBain Capital Ventureswww.baincapitalventures.comVCInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareSeedEarlyGrowthExpansionBain Capital Ventures (BCV) is the venture capital arm of Bain Capital, LLC, a global private equity firm with over $60 billion of assets under management. Since 1984, Bain Capital has invested in over 300 companies, including over 125 venture-staged companies. Bain Capital Ventures manages $1.5 billion focused on investments in software, technology-driven business services, hardware, and information companies. The firm typically commits up to $60 million in seed to late stage growth companies. By partnering with other Bain Capital affiliates, the firm is able to lead transactions requiring equity capital in excess of $150 million. Bain has offices in Boston, New York, and Palo Alto.

200 Clarendon StreetBostonMA02116617-516-2000617-516-2010

Portfolio companies include:Aspect Developmenthttp://en.wikipedia.org/wiki/Aspect-oriented_software_developmentDoubleclickhttp://www.google.com/doubleclick/eCredithttp://www.ecredit.com/Gartner Grouphttp://www.gartner.com/technology/home.jspGameLogichttp://www.gamelogic.com/LinkedInhttp://www.linkedin.com/AdReadyhttp://www.adready.com/blip.tvhttp://blip.fm/BloomReachhttp://bloomreach.com/Bluestemhttp://www.bluestemkc.com/BuyWithMehttp://en.wikipedia.org/wiki/BuyWithMeeXperticityhttp://www.experticity.com/GameLogichttp://www.gamelogic.com/HookLogichttp://hooklogic.com/Lalahttp://en.wikipedia.org/wiki/Lala_(magazine)m-Qubehttp://www.m-qube.com/1-800 Dentisthttp://www.1800dentist.com4momshttp://www.4moms.comEverTruehttp://www.evertrue.com/SevOnehttp://www.sevone.com/Persadohttp://www.pesado.mx/Billtrusthttp://www.billtrust.com/National Cardiovascular Partnershttp://ncplp.com/ScaleBasehttp://www.scalebase.com/Stackdriverhttp://www.stackdriver.com/Total Attorneyshttp://www.totalattorneys.com/Investment Team:Michael A. Krupka, Managing Director, 617-516-2616mkrupka@baincapital.comJames J. Nahirny, Managing Director, 617-516-2630jnahirny@baincapital.comJeffrey M. Schwartz, Managing Director, 617-516-2626jmschwartz@baincapital.comAjay Agarwal, Managing Director, 617-516-2608aagarwal@baincapital.comScott Friend, Managing Directorsfriend@baincapital.comBenjamin Nye, Managing Director, 617-516-2744bnye@baincapital.comJeff Crisan, Managing Director, 617-516-2234jcrisan@baincapital.comJohn Connolly, Managing Directorjconnolly@baincapital.comJeffrey Glass, Managing Directorjglass@baincapital.comBen Holzman, Managing Directorbholzman@baincapital.comAlice Limkakeng, Principalalimkakeng@baincapital.comMark Midle, Principalmmidle@baincapital.comDeepak Sindwani, Principaldsindwani@baincapital.comPaul Zurlo, Venture Partnerpzurlo@baincapital.comJared Kesselheim, Principaljkesselheim@baincapitalventures.comEvan Rachlin, Principalerachlin@baincapitalventures.comDeepak Sindwani, Partnerdsindwani@baincapitalventures.comJack Sweeney, Managing Directorjsweeney@baincapitalventures.comBantam Groupwww.bantamgroup.comAInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorEnergy & Clean TechLife Sciences & HealthcareConsumer ProductsRetail & RestaurantSeedEarlyBantam Group is the investment vehicle for Joe Caruso, a well established Boston technology veteran and Angel investor. Bantam invests in emerging companies, primarily in areas of technology, and the firm seeks situations where its active involvement can play a key role in building the company. Bantam will consider unproven technologies, where definition of strategy is critical to success, and will invest in troubled situations. The firm will invest alone and with affiliates, with transactions ranging from $10,000 to several million dollars. Target industries include: Software, Web services, Materials/semiconductor, Energy, Security, Analytical Instrumentation, Business services, Life Science, and retail/consumer. Most of Bantam's investments are near greater Boston. Joe Caruso is a member of CommonAngels and eCoast Angels, and was previously a principal in Walnut Ventures and a Managing Partner of Brookwood Partners (see profiles). He also maintains an active consulting practice dealing with the structuring and negotiation of acquisitions, strategic partnerships and financings, and issues related to dispute resolution.

50 Bay Colony DriveWestwoodMA02090-2511781-329-2020

Portfolio companies include:Akibanhttp://www.akiban.com/Iconicshttp://www.iconics.com/Jodangehttp://nysstlc.syr.edu/Newsletter/companyspotlight/Jodange/default.aspxCarbonitehttp://www.carbonite.com/en/Dexrexhttps://www.dexrex.com/Emo Labshttp://www.emolabs.com/Gaterockethttp://www.gaterocket.com/Hubspothttp://www.hubspot.com/Apperianhttp://www.apperian.com/Appinionshttp://appinions.com/Arashttp://www.aras.com/Autogenomicshttp://www.autogenomics.com/Boston Micromachineshttp://www.bostonmicromachines.com/Boston Microsystemshttp://www.bostonmicrosystems.com/BMS/Home.htmlCalienthttp://www.calient.net/CipherOpticshttp://certesnetworks.com/Citysquareshttp://citysquares.com/CoalTekhttp://www.coaltek.com/Cambria Pharmaceuticalshttp://cambriapharma.com/ClutterFreeBoxhttp://clutterfreebox.com/Cognikahttp://cognika.com/Campus Fundraiserhttp://www.campusfundraiser.com/Crashlyticshttp://beta.crashlytics.com/Desktonehttp://www.desktone.com/Dr Searshttp://www.askdrsears.com/EnglishCentralhttp://www.englishcentral.com/EverTruehttp://www.evertrue.com/Fundraisehttps://www.fundraise.com/1mindhttp://www.1mind.comDirectr Filmshttp://www.directr.coDocTrackrhttp://www.doctrackr.comFundraisehttp://www.fundraise.comGymPacthttp://www.gympact.comHelpscouthttp://www.helpscout.netHistoRxhttp://www.historx.comImage Fortresshttp://www.imagefortress.comIncentive Targetinghttp://www.incentivetargeting.comInnerPasshttp://www.innerpass.comInvestment Team:Joe Carusocaruso@bantamgroup.comBeta Fund, LLChttp://betafund.wordpress.com/VCInformation TechnologySoftware & InternetMedia & Digital MediaLife Sciences & HealthcareSeedFounded 2012, Beta Fund is a $5 million early stage venture fund, focused on emerging high tech and biotech. The firm is a small fund for small companies. Beta invests early, typically at the angel financing stage, prior to typical venture capital financing, and in concert with other angel funds and groups. The firm focuses in New England, and greater Boston in particular, one of the most vibrant and productive environments in the world for starting companies.

310 Commonwealth AvenueChestnut HillMA02467617-910-0199

Portfolio companies include:Avaxia Biologicshttp://www.avaxiabiologics.com/Covocativehttp://www.covocative.com/Fetchnoteshttp://www.fetchnotes.com/InfoBionichttp://www.infobionic.com/Respiratory Motionhttp://www.respiratorymotion.com/ShopAdvisorhttps://www.shopadvisor.com/Investment Team:Daniel S. Von Kohorn, Principaldanvk@yahoo.comNorman B. Meisner, PrincipalEssex Flagship Investors Grouphttp://essexflagship.comVCEnergy & Clean TechEarlyEssex Flagship Investors Group is a private investment firm based in Boston, Massachusetts comprised of senior professionals with extensive experience investing in, developing and managing operating businesses in the energy sector. The firm is affiliated with Essex Hydro Associates and Flagship Energy Partners, whose principals have a deep knowledge of the North American natural gas infrastructure and end user markets.

55 Union Street, Floor 4BostonMA02108617-367-0032

Portfolio companies include:NG Advantagehttp://www.ngadvantage.com/Investment Team:Andrew Lockeal@essexhydro.comRichard A. Normanran@essexhydro.comRough Draft Ventureshttp://roughdraft.vcVCInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareMedia & Digital MediaSeedRough Draft Ventures is a student partnership that invests $5-25K into the most talented and driven student tech entrepreneurs in Boston. The firm is currently limiting investments to Greater Boston area colleges and universities. Undergrads, graduate students, and MBAs all qualify. At least one of the main founders has to be student. Rough Draft focuses on investments with a heavy software focus, including hardware/software systems companies. The firm's initial investments are backed by local VC firm, General Catalyst.

20 University Road, Floor 4CambridgeMA02138

Portfolio companies include:N/AN/AInvestment Team:Peter Boycepeter@roughdraft.vcEmma Tangorenemma@roughdraft.vcRyan Dawidjanryan@roughdraft.vcEdward Burnellned@roughdraft.vcJohn Brennanjohn@roughdraft.vcDelian Asparouhovdelian@roughdraft.vcAmplify Partnerswww.amplifypartners.comVCCommunications & NetworkingEarlyAmplify Partners is an early-stage venture capital fund. The firm backs technical entrepreneurs pursuing the multi-hundred-billion dollar disruption we refer to as Infrastructure 2.0. The firm doesn'tt work with consumer internet or cleantech companies. Amplify is not a group of casual angel investors, and it is not a growth equity firm. The firm has raised $16 million of a proposed $40 million offering.

32 Bowdoin StreetCambridgeMA02138617-299-0892

Portfolio companies include:Continuuityhttp://www.continuuity.com/Datadoghttp://www.datadoghq.com/Fastlyhttp://www.thefreedictionary.com/FastlyTracelyticshttp://www.tracelytics.com/WibiDatahttp://www.wibidata.com/Investment Team:Sunil Dhaliwal, Founder and Managing Partnersunil@amplifypartners.comFarah Giga, Principalfarah@amplifypartners.comLearnLaunchXwww.learnlaunchx.com/ISoftware & InternetMedia & Digital MediaEducation & TrainingSeedLearnLaunchX is an education technology and learning-focused accelerator. The first LearnLaunchX accelerator session will begin in June 2013 and will provide selected start-ups with early seed funding, deep domain insight, direct access to learning marketplace leaders and channels, and mentoring by experts in ed tech, learning markets and start-up investment. LearnLaunchX will invest in an estimated 40 companies across five cohorts in the first three years of its accelerator program. Experts with deep connections to the market will provide hands-on mentoring to help entrepreneurs transform startups into successful ed tech companies. Startups will receive guidance and strategic direction on a full range of issues, from product feature decisions and beta testing to the nuances of management team development and market entry in the learning industry.

31 St. James Ave., Suite 920BostonMA02116617-513-0465

Portfolio companies include:N/AN/AInvestment Team:Jean HammondMark MillerVinit NijhawanEileen Ruddeneileen@learnlaunchx.comHakan SatirogluPhoenix Venture Partners (PVP)www.phoenix-vp.comVCInformation TechnologySemiconductorManufacturing & IndustrialSeedEarlyPhoenix Venture Partners (PVP) is a leading venture capital firm that invests in and partners with entrepreneurs to commercialize breakthrough advanced materials innovations. The firm's team has an unprecedented success rate in advanced materials innovation, investing, and commercialization across multiple industry verticals. PVP's investment strategy is flexible and predicated on assisting entrepreneurs with customer and supply chain business development, as well as with strategic and operational support. PVP is based in Silicon Valley with satellite offices in Singapore and Cambridge, MA.

c/o Soane Labs35 Spinelli PlaceCambridgeMA02138650-349-3467

Portfolio companies include:Autonomic Materialshttp://autonomicmaterials.com/C3Nanohttp://www.c3nano.com/Crop Enhancementhttp://www.crop-enhancement.com/about.htmlSenova Systemshttp://senovasystems.com/Vixarhttp://www.vixarinc.com/Investment Team:John Chen, General PartnerDavid Soane, Special PartnerZach Jonasson, General PartnerNobi Kambe, General PartnerNajia Saidi, Accounting & Administrationnajia@phoenix-vp.comFrank Levinson, Venture PartnerSrinivas Rao, Advisor & Entrepreneur in ResidenceJennifer Wang, Chief Financial OfficerPhoenix Venture Partners (PVP)www.phoenix-vp.comSilicon ValleyVCInformation TechnologySemiconductorManufacturing & IndustrialAgriculture & Agricultural ScienceSeedEarlyPhoenix Venture Partners (PVP) is a leading venture capital firm that invests in and partners with entrepreneurs to commercialize breakthrough advanced materials innovations. The firm's team has an unprecedented success rate in advanced materials innovation, investing, and commercialization across multiple industry verticals. PVP's investment strategy is flexible and predicated on assisting entrepreneurs with customer and supply chain business development, as well as with strategic and operational support. PVP is based in Silicon Valley with satellite offices in Singapore and Cambridge, MA.

1700 S. El Camino Real, Suite 355San MateoCA94402650-349-3467

Portfolio companies include:Autonomic Materialshttp://autonomicmaterials.com/C3Nanohttp://www.c3nano.com/Crop Enhancementhttp://www.crop-enhancement.com/about.htmlSenova Systemshttp://senovasystems.com/Vixarhttp://www.vixarinc.com/Investment Team:John Chen, General PartnerDavid Soane, Special PartnerZach Jonasson, General PartnerNobi Kambe, General PartnerNajia Saidi, Accounting & Administrationnajia@phoenix-vp.comFrank Levinson, Venture PartnerSrinivas Rao, Advisor & Entrepreneur in ResidenceJennifer Wang, Chief Financial OfficerBattery Ventureswww.battery.comVCPEInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorEnergy & Clean TechManufacturing & IndustrialFinancial ServicesSeedEarlyGrowthExpansionMiddle MarketFounded in 1983, Battery has raised $4B since inception, and is currently investing BV IX, a $750M fund. From its offices in Waltham, Menlo Park, CA, and Israel, the firm has invested worldwide in over 200 companies across the communications, software and Internet/eCommerce industries, including: Internet & Digital Media; Financial & Information Services; Clean Tech; Software; Semiconductors & Components; Infrastructure Technologies; Communication Services; and Industrial Technologies. In addition, the firm's latest billion dollar fund allows for significant expansion into new and emerging technology markets in the U.S., Europe and Israel. Battery makes seed investments of $100,000 - $1 million, early-stage investments ranging from $5 million to $15 million, and growth investments of $20 million to $100 million over the life of the investment. For Private Equity investments, Battery generally invests in companies with revenues of $20M to $200M and EBITDA negative to $25M.

Reservoir Woods930 Winter Street, Suite 2500WalthamMA02451781-478-6600781-478-6601

Portfolio companies include:dLifehttp://www.dlife.com/MCA Solutionshttp://www.mcasolutions.com/Travelguruhttp://www.travelguru.com/FaxSavhttp://www.edfax.com/faxsav.htmQteroshttp://www.qteros.com/Ximianhttp://www.novell.com/linux/ximian.htmlPanjivahttp://panjiva.com/Skullcandyhttp://www.skullcandy.com/TrialPayhttp://www.trialpay.com/Coupahttp://www.coupa.com/ExactTargethttp://www.exacttarget.com/ActivePathhttp://activepath.com/Champions Oncologyhttp://www.championsoncology.com/Corterahttp://www.cortera.com/Istra Researchhttp://istraresearch.com/Purswayhttp://www.pursway.com/The Tennis Channelhttp://www.thetennischannel.com/ZeRTOhttp://www.zerto.com/Bazaarvoicehttp://www.bazaarvoice.com/Brightreehttps://brightree.net/Consonahttp://www.consona.com/Achronixhttp://www.achronix.com/Agarihttp://agari.com/Avalarahttp://www.avalara.com/BlueKaihttp://www.bluekai.com/Bluestream Brandshttp://bluestembrands.com/BrightEdgehttp://www.brightedge.com/Calxedahttp://www.calxeda.com/Catchpoint Systemshttp://www.catchpoint.com/Clean Urban Energyhttp://www.cleanurbanenergy.com/Continuuityhttp://www.continuuity.com/Investment Team:Tom Crotty, Senior Advisor (Boston)tom@battery.comCornel Faucher, Partner (Boston)cornel@battery.comJesse Feldman, General Partner (Boston)jesse@battery.comScott Tobin, General Partner (Boston and Israel)scott@battery.comDave Tabors, General Partner (Boston)dave@battery.comMichael Brown, General Partner (Boston)michael@battery.comNeeraj Agrawal, General Partner (Boston)neeraj@battery.comChris Hanson, Chief Operating Partner (Boston)Beacon Equity Partnerswww.beaconep.comVCInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareEarlyGrowthBeacon Equity Partners invests in early and middle stage technology companies in Europe and the U.S. To help accelerate growth, the firm's partners can become full-time, short-term executives for the companies in which it invests, supporting any type of sales or operational work. Beacon's capital is "evergreen" with no institutional investors, thus the firm has no exit deadlines and its investment terms are fair. Beacon Equity's investments have spanned a wide variety of 21st century technologies, including mobile and VoIP communications, application middleware, IT services, biotech, Internet services and IT products. Over twenty total investments, Beacon Equity's managing partners have successfully navigated eight to positive ROI exits, with two more pending (total 50%). Four of these exits have returned 10X or more. Beacon Equity has additional offices in Munich and London.

745 Boylston Street, Sixth Floor BostonMA02116617-867-0500

Portfolio companies include:Exari Systemshttp://www.exari.com/Apreciahttp://aprecia.com/Investment Team:Ed Mullen, ChairmanJoe Bradley, Managing DirectorReg Foster, Managing DirectorChristian Hostmann, European DirectorBerkshire Partners, LLCwww.berkshirepartners.comPECommunications & NetworkingBusiness ServicesConsumer ProductsRetail & RestaurantMiddle MarketLateBerkshire Partners invests in established companies with enterprise values between $200 million and $2.0 billion, located in industries with favorable prospects for sustainable earnings growth. Berkshire's fields of expertise include consumer products, retailing and related services, business services, transportation, energy, industrial manufacturing and communications, and healthcare. The firm seeks to invest anywhere from $50 million to $500 million in each portfolio company. Through its eight investment funds, Berkshire Partners has managed approximately $11.0 billion of capital. Since 1984, the firm has invested in over 100 companies with more than $20 billion of acquisition value and combined revenues in excess of $22 billion. Investment structures include: leveraged buyouts, recapitalizations, growth capital investments, privatizations, PIPES, and equity stakes.

200 Clarendon Street, 35th FloorBostonMA02116617-227-0050617-227-6105

Portfolio companies include:Bartlett Nuclearhttp://www.bartlettnuclear.com/Electro-Motive Dieselhttp://www.emdiesels.com/emdweb/emd_index.jspHMThttp://hmttank.com/Masterplanhttp://masterplan-inc.com/Amscanhttp://www.amscan.com/AmSafehttp://www.amsafe.com/Aritziahttp://aritzia.com/Carter'shttp://www.carters.com/Citizens of Humanityhttp://citizensofhumanity.com/Cotyhttp://www.coty.com/Engineering Solutions & Productshttp://www.espcorp.org/Gordon Brothers Grouphttp://www.gordonbrothers.com/Grocery Outlethttp://www.groceryoutlet.com/HMThttp://hmttank.com/Husky Injection Molding Systemshttp://www.husky.ca/Farm Boyhttp://www.farmboybrand.comSRS Distributionhttp://www.srsicorp.comTorres Unidashttp://www.torresunidas.comInvestment Team:Mike Ascione, Managing Directormascione@berkshirepartners.comBradley M. Bloom, Managing Directorbbloom@berkshirepartners.comJane Brock-Wilson, Managing Directorjbrock-wilson@berkshirepartners.comKevin T. Callaghan, Managing Directorkcallaghan@berkshirepartners.comElizabeth L. Hoffman, Managing Directorbhoffman@berkshirepartners.comChris Hadley, Managing Directorchadley@berkshirepartners.comLarry Hamelsky, Managing Directorlhamelsky@berkshirepartners.comShar Heslam, Managing Directorshelam@berkshirepartners.comRoss M. Jones, Managing Directorrjones@berkshirepartners.comRichard K. Lubin, Managing Directorrlubin@berkshirepartners.comJosh Lutzker, Managing Directorjlutzker@berkshirepartners.comRandy Peeler, Managing Directorrpeeler@berkshirepartners.comRobert J. Small, Managing Directorrsmall@berkshirepartners.comEdward J. Whelan, Managing Directorewhelan@berkshirepartners.comKen Bring, Managing DirectorMatt Janchar, Managing DirectorGreg Pappas, Managing DirectorBessemer Venture Partnerswww.bessemervp.comVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorStorage & HardwareSeedEarlyGrowthExpansionBessemer Venture Partners traces its roots to 1911 when Henry Phipps established what was to become Bessemer Securities Corporation (BVP's principal limited partner) as an investment firm for the benefit of his descendants, starting with his share of the proceeds from the sale of Carnegie Steel. Today, BVP has offices in New York, Silicon Valley, Boston, Mumbai and Herzliya, Israel and manages more than $2 billion of venture capital invested in more than 130 companies located around the world. The firm focuses its investments in Cleantech, Cloud Computing, Data Security, Financial Services, Healthcare, India Opportunities, Israel Opportunities, and Online Retail. Generally, Bessemer leads the first institutional round of equity in its portfolio companies with investments that range from $4 to $10 million. At times the firm will participate in a later round of funding, and occasionally will make very small seed stage investments of under $1 million, or incubate companies in its offices.

196 Broadway, 2nd FloorCambridgeMA02139617-588-1700 617-588-1701

Portfolio companies include:P-Comhttp://en.wikipedia.org/wiki/P-ComPirus Networkshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=126014BlueNilehttp://www.bluenile.com/MashLogichttp://www.mashlogic.com/OpenCandyhttp://www.opencandy.com/StorWizehttp://www.crunchbase.com/company/storwizeEnfortahttp://en.enforta.ru/company/2torhttp://2tor.com/AccuVeinhttp://www.accuvein.com/adap.tvhttp://www.adap.tv/Apperianhttp://www.apperian.com/Clean Max Energy Solutionshttp://www.bvp.com/Portfolio/Clean-Max-Energy-Solutions.aspxDocuSignhttp://www.docusign.com/Fiverrhttp://fiverr.com/Fractyl Laboratorieshttp://www.generalcatalyst.com/companies/fractyl-laboratoriesHadapthttp://www.hadapt.com/Intucellhttp://intucellsystems.com/MyHeritagehttp://www.myheritage.com/Simply Measuredhttp://simplymeasured.com/Health Essentialshttp://healthessentials.org/Xtimehttp://www.xtime.com/Thinking Phone Networkshttp://thinkingphones.com/Twitchhttp://www.twitch.tv/Zapierhttps://zapier.com/ClearSlidehttp://clearslide.com/Ravellohttp://en.wikipedia.org/wiki/Ravello42 Floorshttp://42floors.com/Investment Team:Christopher Gabrieli, Senior Partnerchris@bvp.comFelda Hardymon, Senior Partnerfelda@bvp.comStephen Kraus, Partnersteve@bvp.comMackey CravenKent Bennett, Vice PresidentAmbar Bhattacharyya, Senior Associateambar@bvp..comBio*One Capitalwww.edbi.com/index.aspxVCMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareMedical DeviceEarlyBio*One Capital, the investment arm of the Singapore Economic Development Board (EDB), is a leading investment management company for biomedical sciences in Asia. With a global presence through EDB offices in the U.S. and Europe, Bio*One Capital plays a role as a business and scientific bridge between biomedical companies in Singapore, Asia, U.S. and Europe. Bio*One Capital manages approximately $790 million in funds and invests in promising biotechnology, pharmaceuticals, medical technology companies and start-ups to facilitate the growth of a vibrant biomedical sciences industry in Singapore. Bio*One Capital has invested in over 240 companies since its inception. The firm's primary areas of interest are: biomedical sciences, clean technology, and digital media. Bio*One prefers to invest in companies with the following criteria: clear product and service need, experienced management team, commercially viable business model, and clear exit strategy.

One International Place, 8th FloorBostonMA02110617-261-9981617-261-9983

Portfolio companies include:Codexishttp://www.codexis.com/Cyclacelhttp://www.cyclacel.com/Five Prime Therapeuticshttp://www.fiveprime.com/Rolls-Roycehttp://www.rolls-roycemotorcars.com/Smaatohttp://www.smaato.com/Triton Waterhttp://www.alamancefoods.com/triton_water.htmlAdamas Pharmaceuticalshttp://www.adamaspharma.com/adm/servlet/HomePageArtisan Pharmahttp://www.artisanpharma.net/FORMA Therapeuticshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=49340638Inviragenhttp://inviragen.com/KaloBios Pharmaceuticalshttp://kalobios.com/Kalypsyshttp://www.kalypsys.com/home/home03.shtmlLonza Biologics Tuashttp://www.lonza.com/group/en/company/sites/asia/lonza_biologics_tuas.htmlMaccinehttp://www.maccine.com/index.phpMerLionhttp://en.wikipedia.org/wiki/MerlionRevance Therapeuticshttp://www.revance.com/Addex Pharmaceuticalshttp://www.addextherapeutics.com/goBaltohttp://www.gobalto.com/Idenixhttp://www.idenix.com/Ironwoodhttp://ironwoodpharma.com/Perlegenhttp://perlegen.com/Renovishttp://www.renovis-surgical.com/S*BIOhttp://www.biography.com/Sotera Wirelesshttp://www.soterawireless.com/Vandahttp://en.wikipedia.org/wiki/VandaInvestment Team:Swee-Yeok Chu, Chief Executive Officersweeyeok@bio1capital.comCchoo Heng Tong, Senior Vice Presidenthengtong@bio1capital.comWalter Lim Tang Li, Managerwalter_lim@bio1capital.comCecilia Lee Wei Lin, Managercecilia_lee@bio1capital.comJohn TanBeng Young, Managerjohn_tan@bio1capital.comOutcome Capitalwww.outcomecapital.comVCInformation TechnologySoftware & InternetBusiness ServicesFinancial ServicesEarlyGrowthExpansionOutcome Capital is a multifaceted services, technology, and life sciences investment banking firm that provides middle-market growth companies with an innovative client-specific approach to merger, acquisition, and corporate finance advisory services. Outcome Capital was formed when WWC Securities expanded its traditional technology and services practice with a new team focused on the life sciences and healthcare industry. The new life sciences and healthcare practice group is located in the firm's new Boston office. The principals of Outcome Capital seek to make investments in growth businesses in the information technology, business services, and financial services markets. Outcome Capital does not directly invest in private companies; however, several of its principals are active investors. Several of the owners of Outcome Capital formed and operate three funds: WWC Capital Fund, LP; WWC Capital Fund II, LP; and WWC Capital Fund II-A, LP. Although the capital from these three funds have been fully allocated, the owners of Outcome Capital continue to make investments in private companies with their own capital individually, and are sometimes part of a syndicate with other accredited and institutional investors.

80 William St., Suite 250WellesleyMA02481703-225-1500703-225-1515

Portfolio companies include:AWS Convergence Technologieshttp://www.aws.com/advertising/default.aspSentorihttp://www.sentori.com/Lighthammerhttp://www.lighthammer.com/AllTrust Networkshttp://alltrustnetworks.com/BrightDoor Systemshttp://brightdoor.com/DoublePositivehttp://www.doublepositive.com/Earth Networkshttp://www.earthnetworks.com/Genesis Financial Solutionshttp://www.gfscustomers.com/Preferred Systems Solutionshttp://www.pssfed.com/RFID Global Solutionhttp://rfidglobalsolution.com/Saylent Technologieshttp://www.saylent.com/Social Solutionshttp://www.socialsolutions.com/Catalyst IT Serviceshttp://www.catalystitservices.com/Investment Team:Jonathan R. Wallace, Managing Directorjwallace@outcomecapital.com Michael J. Cromwell III, Managing Directormcromwell@outcomecapital.com Wm. Braun Jones III, Managing Directorbjones@outcomecapital.com Paul S. Klick IV, Managing Directorpklick@outcomecapital.com Jim McCabe, Senior Vice Presidentjmccabe@outcomecapital.com Elaine M. Neveln, Director of Operationseneveln@outcomecapital.comOded Ben-Joseph Ph.D., Managing Directoroben-joseph@outcomecapital.comArnie E. Freedman, Managing Directorafreedman@outcomecapital.comRedMetalwww.redmetal.comISoftware & InternetMedia & Digital MediaSeedFounded in 2011, RedMetal Inc. is a startup incubator and accelerator that uses a customized process to carefully germinate ideas and grow them into products, companies and intellectual property with high value for the consumer and business markets. Its founders, team members and mentors have decades of experience working with both new ventures and Fortune 500 companies. Redmetal capitalizes on market opportunities by validating customer interest with minimally viable products,securing customers and demonstrating healthy revenue early on. Redmetal is a privately held company with offices in Massachusetts, New York and Chicago.

44 Pleasant St., Ste 200WatertownMA02472866-252-6478

Portfolio companies include:CollabFactoryhttp://www.collabfactory.com/Upcoming.comhttp://upcoming.yahoo.com/EatHealth.lyhttp://helpguide.org/life/healthy_eating_diet.htmTradeBrainshttp://www.sharpbrains.com/blog/2008/06/05/your-brain-on-trading-101/OptionalWayhttp://optionalway.com/NewCoLabshttp://www.newcolab.com/Stafhttp://www.staf.org/Investment Team:Todd Bremner, President and CTOSadalit Van Buren, Director of Marketingsvanburen@redmetal.comMark MelsaWilliam XifarasBioInnovation, LLCwww.bioinnovation.coILife Sciences & HealthcareMedical DeviceSeedBioInnovation LLC, based in Cambridge, Massachusetts, is an early stage life sciences investment and consulting firm. We make seed investments, act as institutional co-founders, and provide strategic and operational services. BioInnovation is located at the Cambridge Innovation Center (CIC). Through the firm's affiliate contract research organization, Cambridge Biolabs, BioInnovation provides fully equipped Class II laboratory space. This Class II laboratory is outfitted for standard wet-bench molecular and cell biology, has shared infrastructure and administrative support and is available for approx $5,000/month. BioInnovation invests in a limited number of early stage life science companies per year.

1 Broadway, 14th FloorCambridgeMA02142

Portfolio companies include:AbVitrohttp://abvitro.com/Boston Heart Diagnosticshttp://www.bostonheartdiagnostics.com/Castelwood Surgicalhttp://castlewoodsurgical.com/Vithera Pharmaceuticalshttp://www.vitherapharma.com/BioEssenceshttp://bioessence.com/Nova Molecularhttp://novamolecular.com/nmt/Cambridge Biolabshttp://www.cambridgebiolabs.com/LabCentralhttps://www.labcentral.net/Investment Team:Peter D. Parker, Founder and CEOSusie Truong Harborth, Co-Founder Johannes Fruehauf MD PhD, Managing DirectorPamela Fekete JD MD, Vice President, Business DevelopmentAnthony Baldor, PrincipalRose Park Advisors (RPA)http://www.roseparkadvisors.comVCInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyRose Park Advisors, LLC (RPA), based in Boston, MA, is a specialized investment firm focused on identifying investment opportunities by applying the framework of disruptive innovation. The fund manages money from some 40 investors, including Scott Cook, the founder and chairman of Intuit, which makes TurboTax software. It also manages the bulk of the savings of the Christensen family. Rose Park Advisors LLC was founded in 2007 by Harvard Business School's Clayton Christensen, the NY Times bestselling author of The Innovator's Dilemma, and architect of the framework of disruptive innovation. More recently, Rose Park has started to invest in private startup firms. It has taken stakes in BioLite, a company that designed a camping stove able to charge a cell phone, and also Coupang, a Korean outfit similar to Internet-deals firm, GroupOn.

112 Water Street, Suite 200BostonMA02109617-849-9238

Portfolio companies include:BioLitehttp://www.biolitestove.com/Coupanghttp://www.coupang.com/HireVuehttp://hirevue.com/innRoadhttp://www.innroad.com/CircleUphttps://circleup.com/Investment Team:Clayton Christensen, Chairmancmc@roseparkadvisors.comMatthew Christensen, CEO & Portfolio Managermqc@roseparkadvisors.comShawn Cox, Principalsec@roseparkadvisors.comKirk Allen, Principalkpa@roseparkadvisors.comBioVentures Investorswww.bioventuresinvestors.comVCLife Sciences & HealthcareMedical DeviceSeedEarlyThe BioVentures Investors Group provides early-stage venture capital financing to enterprises in the healthcare industry. The firm's investments are concentrated in four areas: drug development, genomics, medical devices, and medical software. The three General Partners of the firm have all been CEOs of companies active in the biotech industry and have 62 years of combined experience. BioVentures currently manages three funds with over $133 million under management. Investments in individual companies typically range from $3 to $10 million dollars, with the expectation that a monetizing opportunity will be reached in less than five years with a total capital requirement of $15 million to $20 million. Although the firm focuses primarily on businesses that have a management team in place and have data from initial research and development to support claims, it will consider seed-stage investments.

70 Walnut Street, Suite 302WellesleyMA02481617-252-3443617-621-7993

Portfolio companies include:Angiolinkhttp://www.capstonellc.com/transactions/Angiolink.aspxScionahttp://www.bioventuresinvestors.com/Success%20ScionaBioValuehttp://www.biovalue.eu/Phase Forwardhttp://www.phaseforward.com/Spirus Medicalhttp://www.spirusmedllc.com/Verax Biomedicalhttp://www.veraxbiomedical.com/Applied Spinehttp://appliedspine.dev.redhawk-tech.com/BioValve Technologieshttp://biovalve.com/Claros Diagnosticshttp://clarosdx.com/Cylene Pharmaceuticalshttp://www.cylenepharma.com/Enanta Pharmaceuticalshttp://enanta.com/Healthcare IT, Inc.http://www.healthcit.comHydra Bioscienceshttp://hydrabiosciences.com/HydroCisionhttp://www.hydrocision.com/hydro/home/index.shtmlRcadia Medical Imaginghttp://rcadia.com/CardioSolutionshttp://www.cardiosolutionsinc.comMoMelan Technologieshttp://www.momelan.comNew Chemical Entitieshttp://www.albmolecular.comPhase Forwardhttp://www.phaseforward.comVital Sensorshttp://vitalsensorstech.com/Zalicus, Inc.http://www.zalicus.comInvestment Team:Marc Goldberg, General Partner, Co-Foundermgoldberg@bioventuresinvestors.comPeter Feinstein, General Partner, Co-Founderpfeinstein@bioventuresinvestors.comWalter Gilbert, General Partnerwgilbert@bioventuresinvestors.comJeffrey Barnes, General Partner, Fund IVBlack Coral Capitalwww.blackcoralcapital.comVCFOFEnergy & Clean TechEarlyBlack Coral Capital is a family fund that invests in clean energy companies both directly and through funds. Formed in 2008, the company has offices in New York, Boston, and Montreal. Black Coral Capital invests exclusively in Cleantech and alternative energy plays. The firm is generally interested in smarter use of energy resources, and in plays that leverage existing infrastructures. Firm partner, Rob Day, was previously a senior investment team member with @Ventures (see profile), an early stage cleantech venture capital firm.

18 Tremont Street, Suite 527BostonMA02108617-391-9495

Portfolio companies include:Digital Lumenshttp://www.digitallumens.com/Next Step Livinghttp://nextsteplivinginc.com/Zeta Communitieshttp://zetacommunities.com/Arsenal Venture Partnershttp://www.arsenalvp.com/OneRoof Energyhttp://www.oneroofenergy.com/PowerIT Solutionshttp://www.poweritsolutions.com/MiaSolehttp://miasole.com/CleanEnergy Collectivehttp://www.easycleanenergy.comNoesis Eergyhttp://www.noesisenergy.comSolantrohttp://www.solantro.comInvestment Team:Christian Zabbal, Managing DirectorRob Day, Partnerrob@blackcoralcapital.comNikhil Garg, Vice Presidentnikhil@blackcoralcapital.comMike Bishop, Senior AssociateMansa Capitalwww.mansaequity.comVCPELife Sciences & HealthcareExpansionMiddle MarketMansa Capital is a health care private equity investment firm specializing in high growth companies in the health care services and health care technology sectors. Mansa focuses on companies as they prepare for expansion, acquisition, privatization or IPO. The firm integrates strong expertise in health care policy, regulation, and reimbursement with experience in health care operations, marketing, finance, and medical administration. Mansa makes equity investments in operating companies with enterprise values up to $150 million. Mansa's Managing Partner and CIO, Ruben J. King-Shaw Jr., directs the firm's investment activities, in addition to managing the firm's equity portfolio.

500 Boylston Street, 5th FloorBostonMA02116617-424-4940617-977-9162

Portfolio companies include:Independent Living Systemshttp://ilshealthservices.com/E4 Healthhttp://e4healthinc.com/Investment Team:Ruben J. King-Shaw Jr., PartnerJason P. Torres, Partnerjtorres@mansaequity.comRichard N. Foster, PartnerJames Renna, PartnerMargi Patelmpatel@mansaequity.comBoston Capital Ventureswww.bcv.comVCInformation TechnologySoftware & InternetCommunications & NetworkingEarlyBoston Capital Ventures manages private venture capital partnership funds with limited partners from 16 different countries. The original BCV fund was formed in 1982, and for BCV funds IV and V, Johan von der Goltz assembled a new management team. BCV generally provides multiple rounds of financing with an average aggregate investment size of $.5 to $3 million, in companies that require between $1 to $10 million in capital. Investments are typically made in companies in the Northeastern U.S. in the following sectors: enterprise & infrastructure software, revenue management, marketing resource management, CAD/CAM, collaboration & development tools, Web Services, B2B technologies, and telecommunications software companies. The firm has an additional office in Miami. BCV partnerships have invested in over 50 companies since the first investment was made in 1982.

84 State Street, Suite 320BostonMA02109617-227-6550617-227-3847

Portfolio companies include:Availanthttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=137681Thor Technologieshttp://en.wikipedia.org/wiki/ThorVeridiemhttp://www.verdiem.com/Exahttp://exa.com/Centrichttp://www.centrictv.com/Signianthttp://www.signiant.com/signiant-tv/Yokelhttp://en.wikipedia.org/wiki/YokelFareChasehttp://yahoo.farechase.com/RealManagehttp://realmanage.com/Reflexion Network Solutionshttp://www.reflexion.net/iBrevahttps://www.abreva.com/Wandrianhttp://wandrian.com/ImpactXofthttp://www.caddigest.com/subjects/autocad/select/cadcamnet_ImpactXoft.htmKhimetricshttp://www.sap.com/usa/industries/retail/large/optimization/index.epxHubXhttp://www.hubx.comInvestment Team:Johan von der Goltz, General Partnerjgoltz@bcv.comJack Shields, General Partnerjshields@bcv.comAlex von der Goltz, Partneragoltz@bcv.comDrydock Ventureshttp://drydockventures.comVCPEInformation TechnologySoftware & InternetEnergy & Clean TechManufacturing & IndustrialBusiness ServicesTransportation & DistributionEarlyMiddle MarketDrydock Ventures is a Boston based boutique Private Equity and Venture Capital firm. Drydock PE invests in small manufacturing, distribution, and services businesses throughout the United States. The firm looks for stable businesses with strong recurring cash flow between $500k-$2.5m that it can actively manage. Drydock VC makes early stage investments in disruptive technologies and innovative ideas. Drydock actively targets cutting edge technology emerging from the leading institutions and incubators in the Northeastern United States. The firm favor hardware investments over software investments, and focus on applications for mature industries.

300 Pond StreetRandolphMA02368

Portfolio companies include:PointVerdehttp://www.pointverde.com/Fire Suppression Systemshttp://firesuppression.com/EQUATOR Timberlandhttp://thetimbergroup.com/timberland/EarlyBird Powerhttp://www.earlybirdpower.com/Artaichttp://www.artaic.com/QM Powerhttp://qmpower.com/index.aspx7AC Technologieshttp://7actech.com/Investment Team:Jed Swan, Founder and Managing Partnerjedswan1@gmail.comTed Acworth, Co-Founder and Managing PartnerBoston Millennia Partnerswww.millenniapartners.comVCInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareEarlyGrowthExpansionFounded in 1979, Boston Millennia Partners provides private equity financing to companies in the telecommunications, IT and Business Services, healthcare and life sciences industries. The firm's capital base exceeds over $700 million and its limited partners include investors from a dozen countries. The majority of the firm's investments are in early rounds, however Boston Millenia invests in companies at various stages of development, from the first round of institutional funding to later stage expansion opportunities. The firm seeks to invest up to $15 million in any single portfolio company. Typical first round investments range from $3 million to $10 million, with follow-on financings often doubling the original capital commitment. In select cases, Boston Millennia has made initial investments of as little as $1 million with the expectation that the fund will significantly increase its investment through later commitments. The firm invests throughout the U.S. and Canada but has a preference for companies located in the eastern U.S. Within the past twenty years, core companies in the firm's portfolio have completed over 160 strategic acquisitions.

30 Rowes Wharf, Suite 500BostonMA02110617-428-5150617-428-5160

Portfolio companies include:Athenixhttp://athenixbody.com/Bright Horizonshttp://www.brighthorizons.com/Concentrixhttp://www.concentrix.com/iPartyhttp://www.iparty.com/Arthrosurfacehttp://www.arthrosurface.com/CardioMEMShttp://www.cardiomems.com/Nextelhttp://www.sprint.com/index_n.html?brand=NextelNovalarhttp://www.novalar.com/Galt Associateshttp://galtandassociatesllc.com/eMed Technologieshttp://emedtechnologies.com/MedAptushttp://medaptus.com/Coapt Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2015297Collegiumhttp://collegiumcharter.com/EpiGenesis Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28180EPIX Pharmaceuticalshttp://en.wikipedia.org/wiki/EPIX_Pharmaceuticals_IncGalt Associateshttp://galtandassociatesllc.com/GlycoFihttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2031218Histogenicshttp://www.histogenics.com/ILEXhttp://en.wikipedia.org/wiki/HollyMedAptushttp://medaptus.com/Medical Management of New Englandhttp://nemmg.com/?page=TestimonialsZalicushttp://www.zalicus.comMedSpanhttp://www.medspanresearch.comNovalar Pharmaceuticalshttp://www.Parexel Internationalhttp://www.parexel.comPHThttp://www.phtcorp.comProteomehttp://www.proteomescience.comTektagenhttp://www.tektagen.comInvestment Team:A. Dana Callow, Jr., Managing General Partnerdana@bmpvc.comRobert S. Sherman, General Partnerrobs@bmpvc.comMartin J. Hernon, General Partnermarty@bmpvc.comRobert W. Jevon, Partnerrobj@bmpvc.comPat Fortune, Ph.D., Partnerpat@bmpvc.comBruce Tiedemann, Partner/CFObruce@bmpvc.comWill deGroot, Principalwill@bmpvc.comBoston Seed Capital, LLCwww.bostonseed.comAInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyBoston Seed Capital, LLC provides early stage funding and support for internet-enabled businesses around the country. The firm's experience is in internet-enabled, consumer, B2B SAAS and the supporting services marketplaces. Boston Seed is led by Nicole Stata, an angel investor, advisor and start-up executive. Ms. Stata founded Deploy Solutions in 1996, an award-winning leading provider of SAAS Human Capital Management. As CEO and President, she led Deploy for eleven years through its sale to Kronos in 2007.

c/o Madden Asset Management2310 Washington Street, 4th FloorNewton Lower FallsMA617-658-5649

(Mailing Address)232 Fox Hill StreetWestwoodMA02090Portfolio companies include:FitnessKeeperhttp://runkeeper.com/Promoboxxhttp://promoboxx.com/Relay Rideshttp://relayrides.com/eLaCartehttp://www.elacarte.com/ProctorCamhttp://www.proctorcam.com/HelpScouthttp://www.helpscout.net/Shareaholichttp://www.shareaholic.com/Kinveyhttp://www.kinvey.com/Blazehttp://www.theblaze.com/StreetWise Mediahttp://streetwisemedia.net/home.htmAppbackrhttp://www.appbackr.com/Smartererhttp://smarterer.com/PeerTransferhttp://peertransfer.com/EverTruehttp://www.evertrue.com/Yottaahttp://www.yottaa.com/Airside Mobilehttp://airsidemobile.com/Krushhttp://www.krush.com/Brass Monkeyhttp://www.brassmonkeynyc.com/TechStarshttp://www.techstars.comUberSensehttp://www.ubersense.comownCloudhttp://www.owncloud.comAlignablehttp://www.alignable.comBuyside FXhttp://www.buyside-fx.tumbler.comJebbithttp://www.jebbit.comNBD Nanohttp://www.nbdnano.comRelivehttp://www.letsrelive.comTimbrehttp://www.timbreapp.comVertiCloudhttp://www.verticloud.comInvestment Team:Nicole Statanstata@bostonseed.comPeter Blacklow, Venture Partnerpblacklow@gsn.comDave Balter, Venture AdvisorBoston University, BioSquare Discovery and Innovation Center (BDIC)www.bu.edu/biosquare/bdic/BDIC.htmlILife Sciences & HealthcareMedical DeviceSeedEarlyCovering 14 acres and offering over 2.5 million square feet of new laboratory and office space, BioSquare is directly adjacent to the Boston University Medical Campus and Boston Medical Center providing corporate tenants access to a scientific and research community. BDIC offers state-of-the-art biomedical laboratory facilities, access to biomedical research support services including animal and transgenic facilities, and access to equipment such as NMR Spectroscopy Core, Mass Spectrometry and a Macromolecular X-Ray facility. Flexible short term office and lab space arrangements are available from 6 months to two years.

650 Albany StreetBostonMA02118617-638-5384

Tenant companies include:BioMimetic Systemshttp://biomimetic-systems.com/Boston MicroFluidicshttp://bostonmicrofluidics.com/DNA Repair Companyhttp://www.chubbybrain.com/companies/the-dna-repair-companyManagement Team:Michael J. Donovan, 617-353-8630donovanm@bu.eduBoston Ventures Investment Partnerswww.bostonventures.comPECommunications & NetworkingMedia & Digital MediaBusiness ServicesConsumer ProductsRetail & RestaurantSports & EntertainmentMiddle MarketFounded in 1983 by a group of executives from the First National Bank of Boston, Boston Ventures is a private equity firm that specializes in middle-market media, entertainment, information & publishing, information & business services, and communications. The partners focus on companies with strong operating niches and growth prospects. Since its founding, the firm has invested seven funds with a total of $2.6 billion in capital commitments. The types of investments that Boston Ventures leads include leveraged buyouts, recapitalizations, growth equity, and industry roll-ups. The firm also maintains an office in New York City.

125 High Street, 17th FloorBostonMA02110617-350-1500617-350-1509

Portfolio companies include:Backyard Broadcastinghttp://www.bybradio.com/Oakstone Publishinghttp://www.oakstonepublishing.com/main/oakstonepublishing1.aspxSmith Mediahttp://smithmediagroup.com/New Track Mediahttp://newtrackmedia.com/NorthStar Travel Mediahttp://northstartravelmedia.com/Western Institutional Review Boardhttp://www.wirb.com/Pages/default.aspxHomePageshttp://www.homepages.com/21st Serviceshttp://www.21stservices.com/PetroSkillshttp://www.petroskills.com/Harron Communicationshttp://www.harron.com/En-Touchhttp://www.entouch.net/Vision Communicationshttp://www.viscom.net/Rave Reviews Cinemashttp://www.ravemotionpictures.com/Petty Holdingshttp://www.bvlp.com/portfolio/media/petty-holdings/Health Information Designshttp://www.hidinc.comDTThttp://www.dttusa.comFGL Holdingshttp://www.bvlp.com/portfolio/business-and-information-services/fgl-holdings/PetroSkillshttp://www.petroskills.comINetUhttp://www.inetu.netInvestment Team:Elizabeth Granville-Smith, Managing Directoregsmith@bvlp.comJustin H. Harrison, Managing Directorjharrison@bvlp.comLouis Bertocci, Managing Directorlbertocci@bvlp.comAndrew C. Davis, Managing Directoradavis@bvlp.comGerald S. Hobbs, Operating Partnerghobbs@bvlp.comVikrant Raina, Managing Directorvraina@bvlp.comMarco Ferrari, Principalmferrari@bvlp.comMatthew J. Kinsey, Principalmkinsey@bvlp.comBraemar Energy Ventureswww.braemarenergy.comVCInformation TechnologyEnergy & Clean TechEarlyGrowthExpansionFounded in 2002, Braemar Energy Ventures is a New York-based firm focused venture- and expansion-stage companies. Braemar focuses on, within the energy technology sector, clean fuel processes, advanced power conversion, clean fuel storage, electrical and mechanical storage, pollution control, demand-side management, power electronics, and information technology/energy related communications. A typical Braemar investment ranges from $5 million to $25 million in a particular company, with a standard investment between $1 million and $10 million in a single round of financing. The firm recently closed its second fund with $250 million in capital commitments. Limited partners include MassMutual, AlpInvest Partners, Morgan Stanley Alternative Investments, Robeco, GIC Special Investments, Macquarie and the PCG Clean Energy and Technology Fund (sponsored by CalPERS).

Independence Wharf470 Atlantic Avenue, 10th floorBostonMA02210617-761-6550617-761-6552

Portfolio companies include:EnerNOChttp://www.enernoc.com/Solicorehttp://www.solicore.com/CoalTekhttp://www.coaltek.com/Stionhttp://www.stion.com/PowerGenixhttp://www.powergenix.com/Vereniumhttp://www.verenium.com/Afinahttp://afinacorporation.com/Luminushttp://www.luminus.com/Utility Associateshttp://www.utility.com/Fractal Systemshttp://www.fractalsystemsinc.com/Cerion Energyhttp://www.cerionenergy.com/Ciris Energyhttp://cirisenergy.com/Luminushttp://www.luminus.com/Climoshttp://www.climos.com/Enerkemhttp://enerkem.com/Laser Light Engineshttp://laserlightengines.com/Nuventixhttp://www.nuventix.com/Ioxushttp://www.ioxus.com/Proterrohttp://proterro.com/Opxbiohttp://www.opxbiotechnologies.com/Fulham Lightinghttp://fulham.com/Gridnethttp://www.grid-net.com/Convey Computerhttp://www.conveycomputer.com/Generalfusionhttp://www.generalfusion.com/Powervationhttp://www.powervation.com/Viridity Energyhttp://viridityenergy.com/LumEnergihttp://www.lumenergi.com/MC10http://mc10inc.com/CoalTekhttp://www.coaltek.comFractal Systemshttp://www.fractalsystems.comInvestment Team: George S. Reichenbach, Managing Directorgreichenbach@braemarenergy.comNeil S. Suslak, Managing Directornsuslak@braemarenergy.comWilliam D. Lese, Managing Directorwlese@braemarenergy.comDennis R. Costello, Managing Directordcostello@braemarenergy.comJiong Ma, Partnerjma@braemarenergy.comScott E. DePasquale, Partnersdepasquale@braemarenergy.comEric A. Schultz, Chief Financial OfficerBroadview Ventures, Inc. (BV)www.broadviewventures.orgVCLife Sciences & HealthcareMedical DeviceEarlyBroadview Ventures, Inc. is associated with the Paris based Foundation Leducq. In 2008, the trust of the Leducq Foundation created a new company, Broadview Ventures, to accelerate the translation of scientific discoveries into clinical benefit in cardiovascular and neurovascular disease through targeted investment in support of early stage technology. Although associated with the Leducq Foundation, with which it shares an overlap of mission and philosophy, BV is constituted as an independent, for-profit venture philanthropy corporation. Profits from this company must be used for further targeted investment through Broadview Ventures, or for Leducq Foundation grant funding. Broadview Ventures is designed to help overcome the problem of the so called "translation gap," where very early stage companies find that their research is too advanced for traditional academic funding, but not sufficiently developed to attract conventional venture capital investment. As of 2009, Broadview Ventures had invested in percutaneous valve replacement and micro-RNA technology.

125 High Street, 9th FloorBostonMA02110617-457-5944

Portfolio companies include:Capricorhttp://capricor.com/miRagenhttp://www.miragentherapeutics.com/VentriNovahttp://inknowvation.com/node/18414Cellaegis Deviceshttp://cellaegisdevices.com/CardiAQ Valve Technologieshttp://cardiaq.com/Allosteros Therapeuticshttp://www.manta.com/c/mtb9zgn/allosteros-therapeutics-incCellAegis Deviceshttp://cellaegisdevices.com/CardiaLenhttp://cardialen.com/NuPulsehttp://ezmilking.com/Infobionichttp://www.infobionic.comVGShttp://vgs.spartanstores.com/DecImmune Therapeuticshttp://www.decimmune.cmoProvasculonhttp://www.provasculon.comAggamin Biologicshttp://www.biospace.com/job_view.aspx?JOB_ID=274531Apama Medicalhttp://www.apamamedical.comInvestment Team: Jessica Harrington, MD, MBAjharrington@broadviewventures.orgChristopher H. Colecchi, Managing Directorccolecchi@broadviewventures.orgChristopher de Souza, PhDMaria Berkman, MDBrook Venture Fundwww.brookventure.comVCInformation TechnologyLife Sciences & HealthcareMedical DeviceGrowthExpansionBrook Venture Partners was formed in 1998 and provides venture capital financing to expansion stage companies in the Northeastern and Mid-Atlantic US. The firm's primary industry focus is the Information Technology and Medical Technology sectors, with initial investments typically under $10 million. At the time of initial investment, portfolio companies are typically generating revenues between $2-20 million, and have an EBITDA of $1 million or more. Brook Partner Fund II invested in 10 companies in the information and medical technology sectors in the Northeast. The most recent investment was made in 2011. 6 of the 10 companies remain active in the fund today. The most recent fund, Brook Partner Fund III, has invested in 3 companies to date and is active, making additional acquisitions and control investments in the information technology and healthcare IT sectors.

301 Edgewater Place, 4th FloorWakefieldMA01880781-295-4000781-295-4007

Portfolio companies include:Laser Projection Technologieshttp://lptcorp.com/Spectral Dimensionshttp://www.malvern.com/labeng/products/iwtm/chemical_imaging.htmTexterityhttp://www.texterity.com/Anodynehttp://www.anodynetherapy.com/BioScanhttp://bioscan.com/HistoRxhttp://www.historx.com/launch/index.htmlPeminichttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=27399205Repromedixhttp://reprosource.com/Affordable Interior Systemshttp://www.ais-inc.com/Arigohttp://arigo.com/BabyAgehttp://www.babyage.com/Certica Solutionshttp://www.certicasolutions.com/IMNhttp://www.imn.org/Lexington Software Associateshttp://lexingtonsoftwareassociates.com/LW Robbins Associateshttp://lwra.com/Mobile Medical Internationalhttp://mobile-medical.com/Verge Solutionshttp://www.verge-solutions.com/vsite/home.aspxPhoto Securehttp://www.photosecure.co.nz/PointCare Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30912096Really Strategieshttp://www.reallysi.com/Security Innovationhttp://securityinnovation.com/Software Unlimitedhttp://www.su-inc.com/Telematchhttp://www.telematch.com/Universal Softwarehttp://www.universal-sw.com/Wandrianhttp://wandrian.com/Intac Internationalhttp://www.intacinternational.comMember Benefitshttp://www.membercard.comInvestment Team:Frederic H. Morris, General Partnerfmorris@brookventure.comEdward C. Williams, III, General Partnerewilliams@brookventure.comWalter Beinecke, Partnerwbeinecke@brookventure.comJonathan Green, Managing Directorjgreen@brookventure.comNichole M. Guerrette, Controllernm@brookventure.comPeter J. DiCarlo, CFOpdicarlo@brookventure.comBrennan Mulcahey, Associatebmulcahey@brookventure.comBrookside Equity Partnerswww.brooksidegrp.comPEMedia & Digital MediaManufacturing & IndustrialBusiness ServicesConsumer ProductsMiddle MarketEstablished in 1977, Brookside Equity Partners makes controlling private equity investments in middle-market companies. Brookside Equity Partners is not a fund. The firm invests its own capital and Brookside's investment horizons are determined by the needs of the businesses in which it invests, rather than predetermined by outside limited partners. In addition to directly sponsoring leveraged buyouts, Brookside Equity Partners will also invest with other investment firms in both majority and minority positions. Brookside makes control equity investments in companies with revenue of at least $15 million and EBITDA of at least $3 million (up to $25 million). Brookside does not have a specific industry focus, but generally invests in manufacturing, business services, media and consumer businesses. Brookside has experience in a broad range of industries including, but not limited to: Plastics, Food, Specialty building products, Publishing, Specialty chemicals, and Specialty manufacturing. The firm typically avoids private equity investments in early stage businesses, turn around situations, and high technology businesses. While Brookside has experience investing in Europe and Asia, the firm currently focuses on businesses headquartered in North America.

101 Federal Street, 19th FloorBostonMA02110617-261-8500

Portfolio companies include:Dimexhttp://dimexcorp.com/MainStreet Media Grouphttp://www.mainstreetmg.com/Ultra Aluminum Manufacturinghttp://www.ultrafence.com/Ampexhttp://ampex.com/American Furniture Manufacturinghttp://americanfurn.net/Compression Polymers Grouphttp://www.vycomplastics.com/Geneva Ingredientshttp://genevasprings.com/ingredients.htmMcKenzie Sports Productshttp://www.mckenziesp.com/Default.aspxP&M Color Workshophttp://www.drtoy.com/2002_b/best2002_72.htmlPrecixhttp://precixinc.com/Wicks Broadcast Propertieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=710073Seal Industrieshttp://www.seal-industries.com/Investment Team:David D. Buttolph, Managing Directordbuttolph@brooksidegrp.comPhilip L. Fitting, Managing Directorpfitting@brooksidegrp.comDonald L. Hawks III, Managing Directordhawks@brooksidegrp.comJohn N. Irwin III, Managing Directorjirwin@brooksidegrp.comCorey L. Sclar, Managing Directorcsclar@brooksidegrp.comRaymond F. Weldon, Managing Directorrweldon@brooksidegrp.comGregory C. Foy, DirectorDevon C. Burger, DirectorAlex Troy, Managing DirectorBU Office of Technology Developmentwww.bu.edu/otdITTInformation TechnologyLife Sciences & HealthcareSeedEarlyThe Office of Technology Development (OTD) assists faculty, students and alumni with the translation of their ideas into useful products and services. Funding initiatives are provided by the Ignition Award and Launch Award. The Ignition Award was initiated by OTD to help bridge the gap between government-funded research in basic science and the product development work performed either by commercial or non-profit entities. The program is currently accepting proposals directed towards Healthcare, Communications, Clean Energy, and Social Entrepreneurship. The Launch Award is designed to help Boston University faculty members start new companies based on technologies that they invented at the University. Another initiative, the Centers for Therapeutic Innovation (CTI), is a newly created, entrepreneurial research unit at Pfizer. The center has established a collaboration with Boston University to translate novel biologic discoveries into testable clinical hypotheses leading to accelerated proof of mechanism in human subjects. Boston University faculty working on projects that may lead to new biologic therapies (i.e., proteins, antibodies, peptides, etc.) may apply for funding. In addition to funding, OTD provides several other services including Business Incubation, Patent Filing, Licensing, and Mentorship.

53 Bay State RoadBostonMA02215617-353-4550 617-353-6141

Portfolio companies include:Block MEMShttp://www.blockeng.com/Cyber Materialshttp://cyber-materials.com/Entra Pharmaceuticalshttp://springleaftx.com/First Foundershttp://firstfounders.org/Lumenzhttp://www.lumenz.com.tw/contents/products.htmMassDevicehttp://www.massdevice.com/Zoiray Technologieshttp://zoiray.com/AcuityBiohttp://acuitybio.com/Investment Team:Michael Pratt, Executive Director, Business Developmentmpratt@bu.eduVinit Nijhawan, Managing Directorvinit@bu.eduBeverly Brown, Director of Developmentbabrown@bu.eduNelson Medeiros, Director, Business Development, Medical Devices & Instrumentationnelson1@bu.eduRenuka Babu, Director, Business Development, New Venturesrbabu@bu.eduApril Effort, Director, Business Development, Therapeuticsaeffort@bu.eduJonathan Jensen, MBA, CLP Director, Business Development, IT, Software & Media, 617-358-3795jjensen@bu.eduBrian D. Gildea, Esq., Executive Director, IP & Licensing, 617-353-8996gildeabd@bu.eduBunker Hill Capital, LPwww.bunkerhillcapital.comPEInformation TechnologyManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantMiddle MarketBunker Hill Capital, LP is a private equity firm that makes control investments in lower middle market companies with enterprise values ranging from $30 million up to $150 million. The principals of Bunker Hill Capital have invested over $425 million in 30 transactions and target opportunities across four industry sectors including industrial products, business services, consumer products, and specialty retail. The firm focuses on companies with revenues between $30 million and $300 million, EBITDA between $5 and $25 million (with a minimum EBITDA margin of 10%), and enterprise values of up to $150 million; however, Bunker Hill can complete larger transactions in collaboration with affiliated investors. Bunker Hill Capital is actively pursuing consolidation strategies in the following sectors: IT Consulting Services and Water and Wastewater Treatment Equipment.

260 Franklin Street, Suite 1860BostonMA02110617-720-4030617-720-4037

Portfolio companies include:California Family Fitnesshttp://www.californiafamilyfitness.com/homePapa Gino'shttp://www.papaginos.com/Smith & Wollenskyhttp://www.smithandwollensky.com/homeN SPROhttp://n-spro.com/DeyFischer Consultinghttp://www.deyfischer.com/SunBriteTVhttp://www.sunbritetv.com/Investment Team:Mark H. DeBlois, Co-Founder and Managing Partner, 617-720-4035mark.deblois@bunkerhillcapital.comRobert L. Clark, Jr., Co-Founder and Managing Partner, 617-720-4032rufus.clark@bunkerhillcapital.comTimothy N. Sheehy, Principal, 617-720-4036tim.sheehy@bunkerhillcapital.comJason H. Hurd, Co-Founder and Partner, 617-720-4034jason.hurd@bunkerhillcapital.comRobert F. Dreier, Principal, 617-398-5517rob.dreier@bunkerhillcapital.comMax McEwen, Vice President, 617-720-4031max.mcewen@bunkerhillcapital.comJared B. Paquette, Vice President, 617-398-5513jared.paquette@bunkerhillcapital.comBrian Kinsman, Managing Partner, 858-793-4560brian.kinsman@bunkerhillcapital.comBV Investment Partnerswww.bvlp.comPEInformation TechnologyMedia & Digital MediaBusiness ServicesSports & EntertainmentMiddle MarketSince 1983, an experienced team of senior BV investment professionals has invested seven funds totaling over $2.6 billion in capital commitments. The firm focuses on middle-market information and business services, communications, publishing, media, and entertainment opportunities. BV Investment Partners typically acts as the lead investor in its investments, which include buyouts, recapitalizations, growth equity, and industry roll-ups.

125 High Street 17th FloorBostonMA02110617-350-1500 617-350-1509

Portfolio companies include:PartMinerhttp://www.partminer.com/main/The Western Institutional Review Boardhttp://www.wirb.com/Pages/default.aspx21st Serviceshttp://www.21stservices.com/Oakstone Publishinghttp://www.oakstonepublishing.com/main/oakstonepublishing1.aspxPetroSkillshttp://www.petroskills.com/Harron Communicationshttp://www.harron.com/En-Touch Holdingshttp://www.bvlp.com/portfolio/communications/en-touch-holdings-llc/Vision Communicationshttp://www.viscom.net/Rave Reviews Cinemashttp://en.wikipedia.org/wiki/Rave_Motion_PicturesPetty Holdingshttp://www.bvlp.com/portfolio/entertainment/petty-holdings/Backyard Broadcastinghttp://www.bybradio.com/Smith Mediahttp://en.wikipedia.org/wiki/Smith_MediaNorthStar Travel Media Holdingshttp://northstartravelmedia.com/New Track Mediahttp://newtrackmedia.com/HomePageshttp://www.homepages.com/Health Information Designshttp://www.hidinc.comDTT Surveillancehttp://www.dttusa.comFGL Holdingshttp://www.bvlp.com/portfolio/business-and-information-services/fgl-holdings/INetUhttp://www.inetu.net/Investment Team:Vikrant Raina, Managing DirectorAndrew C. Davis, Managing DirectorElizabeth Granville-Smith, Managing DirectorRoy F. Coppedge III, Managing DirectorAnthony J. Bolland, Managing DirectorLouis V. Bertocci, PartnerJustin H. Harrison, PartnerMarco J. Ferrari, PrincipalMatthew J. Kinsey, PrincipalConstitution Medical, Inc.www.conmedinvestors.comVCLife Sciences & HealthcareMedical DeviceEarlyConstitution Medical Investors is a Boston-based private investment firm focused on healthcare sector-related acquisitions, and was launched in partnership with Warburg Pincus, the global private equity firm. Constitution Medical Investors focuses on the identification and acquisition of innovative, healthcare-related platform technologies and companies where the principals are able to leverage their product development, regulatory, clinical and commercial experience. Constitution Medical was formed in 2008 by Warburg Pincus, Patrick Sullivan, former CEO of Cytyc, and Daniel Levangie, previous executive vice president of Cytyc. The firm focuses on investments in companies and technologies primarily within the in vitro diagnostics and medical device sectors.

Boston Independence Wharf470 Atlantic Avenue, 4th FloorBostonMA02210508-836-9893

Portfolio companies include:Bloodhound Systemhttp://www.bloodhoundsystem.com/Azelea Biomedicalhttp://azaleabiomedical.com/Investment Team:Phyllis K. Cousineau, Corporate CounselPatrick Sullivan, Co-Founderpatrick.sullivan@conmedinvestors.comDaniel Levangie, Co-Founderdan.levangie@conmedinvestors.comRock Healthhttp://rockhealth.com/boston/ILife Sciences & HealthcareSeedRock Health is the first seed accelerator for digital health startups. In June of 2012, Rock Health sent seven startups to incubate inside the Harvard Medical School. Formed originally in San Francisco, Rock Health offers a $100,000 investment collectively offered by Aberdare Ventures, Kleiner Perkins, the Mayo Clinic, and Mohr Davidow; $30,000 worth of goods, services, and discounts; other support services and awards.

BostonMA

Portfolio companies include:HomeTeam Therapyhttp://masschallenge.org/profile/home-team-therapyPodimetricshttp://www.podimetrics.com/RXappshttp://www.rxapps.com/NeuroTrack Technologieshttp://signup.neurotrack.com/Neumitrahttp://neumitra.com/NoviMedicinehttps://www.novimedicine.com/Reify Healthhttp://www.reifyhealth.com/Investment Team:Halle Tecco, Co-Founder & CEOhalle@rockhealth.orgSarah Pollet, COOMalay Gandhi, Chief Strategy OfficerNate Gross MD, Co-Founder & Medical Directornate@rockhealth.orgDana Rosenberg, Director of Business Development & Partnershipsdana@rockhealth.orgHealthboxhttp://healthbox.comVCLife Sciences & HealthcareSeedHealthbox has a dual mission to empower healthcare entrepreneurs while serving as a catalyst of change by exposing the industry to new and innovative solutions. Healthbox is a platform to stimulate early-stage innovation, enabling entrepreneurial success while creating a collaborative global ecosystem to build positive change in the healthcare industry. Healthbox launched in Chicago in January 2012 with an inaugural class of ten startups from around the United States and Ireland. For three months, these companies shared space and ideas in Chicago, where they developed their business models and products, created relationships throughout the industry and closed deals with new customers. Each company selected receives $50,000 in seed capital, access to a mentor network of industry experts, collaborative workspace and strategic guidance. The platform has since expanded to Boston and London. The entrepreneurs selected to participate in one of Healthbox's 16-week programs receive structured, customized support designed to address the challenges unique to starting a business in healthcare.

1 Cambridge CenterCambridgeMA02142

Portfolio companies include:Aavya Healthhttp://signup.aavya.com/Abiogenixhttp://abiogenix.com/Bon'Apphttp://blog.bon-app.com/GeckoCaphttp://www.geckocap.com/Gweepi Medicalhttp://www.gweepi.com/HealthyDeliveryhttp://www.grubhub.com/healthy/iQuartichttp://www.iquartic.com/Smart Schedulinghttp://www.schedulesmart.com/Uprise Medicalhttp://uprisemedical.com/Yoskohttp://www.yoskosolutions.com/Investment Team:Nina Nashif, Founder and CEOAteet Adhikari, Directorateet@healthbox.comLisa Bower, Senior AssociateMax Eisenberg, General CounselWilliam Gatziolis, DirectorHunter Husar, DeveloperAmy Len, DirectorYashu Reddy, Director Jenna Rose, Director Jill Seidman, DirectorC.P. Baker & Companywww.cpbaker.comMBLife Sciences & HealthcareConsumer ProductsEarlyOver the past 23 years, C.P. Baker & Company has morphed from its beginnings as a derivatives strategy and execution firm into a merchant bank, and a company that provides consulting services to the portfolio companies of its affiliated private equity funds. C.P. Baker & Company helps to source investment capital and provide operational guidance for companies that are often perceived as "too small" by traditional venture capital firms. Since 1996, the firm has consulted with over 50 companies.

280 Summer St., 9th FloorBostonMA02110617-439-0770617-439-4450

Portfolio companies include:HealthFusionhttp://www.healthfusion.com/ZonePerfect Nutritionhttp://zoneperfect.com/Investment Team:Christopher P. Baker, President and CEOchris@cpbaker.comTodd Brady, Vice PresidentFrank Casey, Senior Vice President, BankingCalera Capitalwww.caleracapital.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesFinancial ServicesConsumer ProductsRetail & RestaurantMiddle MarketFounded in 1991, Calera Capital, formerly known as Fremont Partners, is a private investment partnership with $2.8 billion of capital under management and more than 25 investments. With offices in San Francisco and Boston, Calera invests across a diverse range of industries, including financial services, business services, food and consumer, healthcare, building products, and industrial manufacturing. Calera Capital makes substantial equity investments in operating companies, typically with enterprise values up to $1 billion, and seeks to build long-term sustainable value by working with management teams to implement strategic and operating initiatives. Typically, the firm looks to deploy between $50 and $250 million in each transaction. Calera has experience investing in corporate spin-offs, take-private transactions, leveraged recapitalizations of privately held companies, restructurings, and companies seeking capital to facilitate growth or acquisitions.

800 Boylston Street, Suite 1460BostonMA02199617-578-0790617-578-0077

Portfolio companies include:IPShttp://www.ipscorp.com/Ironshorehttp://www.ironshore.com/Grandpointhttp://grandpointbank.com/Rock It Cargohttp://www.rockitcargo.com/LoopNethttp://www.loopnet.com/Crown Pacifichttp://cpff.net/ModSpacehttp://www.modspace.com/Specialty Brandshttp://specialty-brands.com/Sterling Infosystemshttp://www.sterlinginfosystems.com/First Republic Bankhttp://firstrepublic.com/Direct Generalhttp://www.directgeneral.com/default.aspxIPS Corporationhttp://www.ipscorp.com/Vantage Building Productshttp://www.vantageshutters.com/Juno Lightinghttp://www.junolightinggroup.com/Kerr Grouphttp://kerrgroup.com/catalog/Kinetic Conceptshttp://www.kci-medical.com/Resun Leasinghttp://www.caleracapital.com/portfolio/portfolio-resun.htmlSoftware Architectshttp://en.wikipedia.org/wiki/Software_architectCompetitor Grouphttp://www.competitorgroup.comSleepy'shttp://www.sleepys.comInvestment Team:James T. Farrell, Managing Partnerjfarrell@caleracapital.comMark N. Williamson, Managing PartnerRobert Jaunich II, Founding Partnerrjaunich@caleracapital.comKevin Baker, Managing Directorkbaker@caleracapital.comDavid P. Lorsch, Managing Directordlorsch@caleracapital.comLance Taylor, Managing Director and CFOJames A. Halow, Managing Director jhalow@caleracapital.comMichael S. Moon, Managing DirectorCambridge Innovation Centerwww.cictr.comIInformation TechnologySeedFounded in 1999 by Tim Rowe and Andy Olmsted as Cambridge Incubator, Cambridge Innovation Center (CIC) is the largest flexible office facility for growing technology and life sciences companies in the Greater Boston area. Overlooking the Charles River and the MIT campus, the Cambridge Innovation Center offers start-up and emerging companies award-winning facilities and state-of-the-art business and technical services in a package which is designed to meet the needs of small and growing businesses. Currently, over 450 companies are located at CIC. CIC manages roughly 150K sq. ft of office space in One Broadway. CIC has attracted some of the best-known startups in the Boston area. Rich Miner, co-founder of the Android smart-phone operating system, brought the project to CIC when they had just two employees, and grew it into the headquarters for Google in New England with 200 employees before taking permanent space. CIC client, Design that Matters, was awarded Time Magazine's Best Invention of 2010. CIC client, Great Point Energy, a coal gasification company, recently raised the largest round of venture capital ever raised by a US company from Chinese investors. Since 2001, CIC client companies have raised over $1.7B in venture capital.

1 Broadway, 14th FloorCambridgeMA02142617-758-4100617-758-4101

Tenant companies include:Ambient Deviceshttp://www.ambientdevices.com/cat/index.htmlBioTeamhttp://bioteam.net/Clear Methodshttp://www.clearmethods.com/products.htmMarch Communicationshttp://www.marchpr.com/ThingMagichttp://www.thingmagic.com/fama PRhttp://www.famapr.com/contact/Apple Tree Partnershttp://www.appletreepartners.com/Groundhog Technologieshttp://www.ghtinc.com/index.phpCoatue Corphttp://www.coatue.bizEmber Corporationhttp://www.ember.comfama PRhttp://www.famapr.comNew Atlantic Ventures/Draper Fisher Jurvetson New Englandhttp://www.dfjne.comSystinethttp://www.systinet.comManagement Team:Timothy Rowe, Founder and CEOrowe@cictr.comAndrew Olmsted, Co-Founder and Managing Directorolmsted@cictr.comEileen Driscoll, CFOGeoff Mamlet, Managing DirectorBill Ditmars, Vice President, OperationsMonika Jakubicz, Business Operations ManagerBoris Perlovksy, Technical Operations Managerperlovsky@cictr.comDougan Sherwood, Directordougan@cictr.comCambridgeLight Partnerswww.cambridgelight.comVCInformation TechnologySoftware & InternetSeedEarlyCambridgeLight Partners is a seed and early stage venture capital firm focused on companies with high potential in selected growth industries, including telecommunications, software, electronics, business services, and Internet infrastructure. No venture is too early for CambridgeLight. The firm often starts discussions with just an entrepreneur and an idea. The firm generally leads initial rounds of $1 million or less and works to identify suitable co-investors. CambridgeLight limits its investments to the Greater Boston area. The firm is not accepting business plan submissions at this time.

1 Broadway, Floor 14 CambridgeMA02142617-826-9780

Portfolio companies include:Avanti Communicationshttp://www.avantiplc.com/Hypertag Telecommunicationshttp://www.manta.com/c/mmj2078/hypertag-telecommunicationsTomophasehttp://www.tomophase.com/United Villageshttp://www.ourunitedvillages.org/Perogohttp://perogo.com/Qualiahttp://en.wikipedia.org/wiki/QualiaStartup.comhttp://startup.com/Sullivan Computerhttp://sullivan.cc/Computer Controls Corporationhttp://en.wikipedia.org/wiki/Computer_Control_CorporationInvestment Team:Daniel Alexander, Co-Founderdan@cambridgelight.comEugene E. Pettinelli, Co-Foundergene@cambridgelight.comCandescent Partners, LLCwww.candescentpartners.comPESoftware & InternetLife Sciences & HealthcareBusiness ServicesConsumer ProductsMiddle MarketFounded in 2009, Candescent Partners is a private equity firm that invests in the acquisition, growth and recapitalization of lower middle market companies in healthcare services, business services, software and consumer products and services. The firm targets companies with annual revenues of $10 to $50 million, with EBITDA of $2 million or more. Candescent makes investments of $2 million to $30 million in companies with enterprise values of $15 million to $75 million. The founders of Candescent Partners have originated, structured and managed in excess of $600 million of private equity investments in 44 private growth companies.

2 Oliver Street, 10th FloorBostonMA02109

Portfolio companies include:Quadrant Softwarehttp://www.quadrantsoftware.com/Koch Eye Associateshttp://kocheye.com/Softbase Systemshttps://www.softbase.com/Candescent Healinghttp://www.candescenthealing.com/Eye Health Vision Centershttp://www.eyehealthvision.com/Dermatology Associates of Tylerhttp://www.dermatologytyler.comInvestment Team:Alexander (Sandy) McGrathm, Managing Partner, 617-262-1480smcgrath@candescentpartners.comStephen Jenks, Managing Partner, 617-262-1450sjenks@candescentpartners.comStephen Sahlman, Principal, 617-262-0406ssahlman@candescentpartners.comCapital Resource Partnerswww.crp.comPEInformation TechnologySoftware & InternetLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsMiddle MarketFounded in 1987, Capital Resource Partners has over $1.1 billion under management across five funds. Capital Resource Partners invests in profitable growth companies, with revenues of at least $15 million, with proven business models. CRP specializes in creative, hybrid financing solutions that allow maturing companies to expand, pursue acquisitions, or recapitalize-- without significantly diluting ownership. The firm's investment range is $1 to $50 million. The partners focus on growth companies in the U.S. which have strong and innovative management teams; sustainable advantages in growth market niches; revenues of at least $15 million; and operate in a range of industries including business services, consumer products and services, healthcare services, proprietary industrial products and services, and software and information services.

31 State Street, 6th FloorBostonMA02109617-478-9600617-478-9605

Portfolio companies include:Lionbridgehttp://www.lionbridge.com/Prometheushttp://en.wikipedia.org/wiki/PrometheusSempercarehttp://www.nextag.com/sempercare/stores-htmlAltrahttp://www.altra.org/LoyaltyWorkshttp://www.loyaltyworks.com/incentive-rewards-programs/employee-recognition-retention-motivation-rewards.htmlAthletes Performancehttp://www.athletesperformance.com/Fantasy Entertainmenthttp://www.fantasyent.com/Aspen Dentalhttp://www.aspendental.com/Revenue Cycle Solutionshttp://www.revenuecyclesolutions.com/RogersCaseyhttp://www.rogerscasey.com/Enfield Logisticshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28086ePartnershttp://www.tribridge.com/epartnersolutions.aspxJDR Recoveryhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30381Lamont Digital Systemhttp://lamontdigitalsystems.com/PreVisorhttp://previsor.net/The Richardson Grouphttp://www.therichardsongroup.com/Summit Global Partnershttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=34890TVR Communicationshttp://www.tvrc.com/Catalog Marketplacehttp://www.marketplaceindia.com/Ganeden Biotechhttp://www.ganedenbiotech.com/Kirkland'shttp://www.kirklands.com/L'Occitanehttp://www.loccitane.com/Polar Beverageshttp://www.polarbev.com/Rowland Coffee Roastershttp://www.medagliadoro.com/Investment Team:Robert C. Ammerman, Managing Partner, 617-478-9612rammerman@crp.comAndrew A. Silverman, Principalasilverman@crp.comAlexander S. McGrath, Sr. Investment PartnerStephen M. Jenks, Sr. Investment PartnerPeter K. Kagunye, Chief Financial Officer, 617-478-9616pkagunye@crp.comCastanea Partnerswww.castaneapartners.comPEBusiness ServicesConsumer ProductsRetail & RestaurantEducation & TrainingSports & EntertainmentMiddle MarketFounded 2001, Castanea Partners is a private equity investment firm targeting small to mid-market companies in the publishing, education, training, consumer brands, specialty retail, and marketing services. The firm's founders were previously Co-CEOs of Harcourt General Publishing Company. Castanea participates in traditional management buyouts, sales of private companies, industry consolidation opportunities, growth and acquisition equity, and operationally challenging situations. Castanea is currently investing from its third fund, a $575 million fund that targets companies with enterprise values up to $250 million. The firm's target investment size is between $15MM and $75MM, although Castanea has the ability to call upon additional resources to pursue larger investments and follow-on acquisitions.

Three Newton Executive Park, Suite 304NewtonMA02462617-630-2400617-630-2424

Portfolio companies include:Ippolitahttp://www.ippolita.com/home/?SR=sr3_161756473_goBetsey Johnsonhttp://www.betseyjohnson.com/home/index.jspHealth Resourceshttp://www.healthresources.net/Vitamin Research Productshttp://www.vrp.com/Urban Decayhttp://www.urbandecay.com/drybarhttp://www.thedrybar.com/Fitness Anywherehttp://www.trxtraining.com/Astor & Blackhttp://www.astorandblack.com/Donald J Plinerhttp://www.donaldjpliner.com/Investment Team:Brian J. Knez, Managing Partnerbknez@castaneapartners.comRobert A. Smith, Managing Partnerrsmith@castaneapartners.comTroy L. Stanfield, Partnertstanfield@castaneapartners.comPaul F. Gibbons, Partnerpgibbons@castaneapartners.comSteven T. Berg, Partnersberg@castaneapartners.comCollen Love, Chief Financial Officerclove@castaneapartners.comJulian J. Chu, Vice President, Digital Marketing and eCommercejchu@castaneapartners.comAdam Garcia Eveloff, Principalage@castaneapartners.comJuan Marcos Hill, Principaljmhill@castaneapartners.comSuzanne Obenshain, Principalsobenshain@castaneapartners.comBenjamin Tuttman, Vice Presidentbtuttman@castaneapartners.comJanet Gurwitch, Operating Partnerjgurwitch@castaneapartners.comStephen C. Richards, Operating Partnersrichards@castaneapartners.comCastile Ventureswww.castileventures.comVCInformation TechnologySoftware & InternetSeedEarlyFounded in 1998, Castile focuses on telecommunications and Internet technologies and is currently investing two funds in seed and early-stage companies. Castile focuses on fundamental innovations in technology in three industry sectors: communications infrastructure and applications, enterprise software, and IT infrastructure. Castile typically invests between $5 and $10 million through the life of each portfolio company, with an initial investment that can range from several hundred thousand to five million dollars. The firm invests in companies that are entirely or predominantly located in the U.S. and Canada.

930 Winter Street, Suite 500WalthamMA02451-1540781-890-0060781-890-0065

Portfolio companies include:Aurora Networkshttp://www.aurora.com/GeoTrusthttp://www.geotrust.com/Optianthttp://www.logility.com/Sandbridge Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2221056Brix Networkshttp://www.exfo.com/en/pressroom/CorporateReleasesView.aspx?Id=362Eightfold Logichttp://www.eightfoldlogic.com/NetDeviceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=20726423SilverStorm Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=737691Funambolhttp://funambol.com/VGo Communicationshttp://www.vgocom.com/Whaleback Managed Serviceshttp://www.whalebacksystems.com/HealthGuruhttp://www.healthguru.com/Agiliancehttp://www.agiliance.com/ByAllAccountshttp://www.byallaccounts.com/Connotatehttp://www.connotate.comInvestment Team:Nina F. Saberi, Founder and General Partnernina@castileventures.comCarl Stjernfeldt, General Partnercarl@castileventures.comRoger A. Walton, Partnerroger@castileventures.comSkip Besthoff, General Partnerskip@castileventures.comJason King, Controllerjason@castileventures.comCastle Island Partners, LLCwww.castleislandpartners.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsMiddle MarketCastle Island Partners is a private equity firm founded in 2005 by Ryan Kim with a focus on providing both capital and valuable strategic resources to growing middle market companies. The firm's target sectors include: Value-added wholesale distribution; Food/beverage and consumer products; Niche manufacturing and services; (high share in small end markets); and Supply chain and logistics. The firm focuses on companies with $10 to $200 million of revenue and $1 to $15 million of EBITDA. Prior to founding Castle Island Partners in 2005, Mr. Kim was an investment professional with Parthenon Capital, a $1.1 billion private equity firm.

470 Atlantic Avenue, 4th FloorBostonMA02210617-650-6236617-607-6045

Portfolio companies include:MilesTekhttp://www.milestek.com/Investment Team: Ryan Kim, Founder & Managing Partnerrkim@castleislandpartners.comMichael Barry, Partnermbarry@castleislandpartners.comDavid Sullivan, PartnerDavid Brown, Advisory PartnerGerald Leonard, Advisory PartnerJohn Nugent, Advisory PartnerCenter for Women & Enterprisewww.cweboston.orgIInformation TechnologySeedEarlyFounded in 1995, the Center for Women & Enterprise (CWE) is a regional entrepreneurial training organization in Boston, Worcester and Providence, Rhode Island. CWE has served over 23,000 entrepreneurs, both women and men, and offers education, training, technical assistance, women's business enterprise certification, and access to both debt and equity capital at every stage of business development. The Center's clients are drawn from a wide variety of racial, ethnic and socio-economic backgrounds, spanning the range from women living in public housing who may want to start home-based or small retail businesses to women running fast growth, multi-million dollar technology businesses. As a non-profit, charitable organization, CWE provides scholarships for its services in order to serve all, regardless of their ability to pay.

24 School Street, Suite 700BostonMA02108617-536-0700617-536-7373

(Worcester office)50 Elm Street Second FloorWorcesterMA01609508-363-2300508-363-2323Client companies include:IPS of Bostonhttp://www.ipsboston.com/MAC Systemshttp://mac-systems.net/PC Worldwidehttp://www.pcworldwide.com/Earthmate.comhttp://delorme.com/Diamond Advanced Componentshttp://diamond-ac.com/Six Red Marbleshttp://sixredmarbles.com/Absolute Clarity & Calibrationhttp://www.absoluteclarity.com/Stellar Technology Consultinghttp://stellartech.net/Akean Computer Serviceshttp://businessdirectory.bizjournals.com/boston/information_technology/1012526/akean-computer-services.htmlNutmeg Technologieshttp://nutmegtech.com/Management Team:Susan Rittscher, Chief Executive Officer, 617-532-0222srittscher@cweonline.orgKatie Tukey, Development Manager, 617-532-0248ktukey@cweonline.orgLori Allen, Manager of Corporate, Foundation, & Government Giving, 617-532-0244lallen@cweonline.orgMickey Riendeau, Director of Communications & Enterprise Developmentmriendeau@cweonline.orgAmy Grondin, Director of Finance & Administrationagrondin@cweonline.orgNatasha Fevre, Program Coordinator, 617-532-0224nfevre@cweonline.orgJodi Baier, Manager WBENC & Corporate Relations, 617-532-0238jbaier@cweonline.orgCentury Capital Management, Inc.www.centurycap.comPELife Sciences & HealthcareFinancial ServicesMiddle MarketCentury Capital Management is an independent and employee-owned registered investment adviser. The firm traces its origins to 1928 and the founding of Century Shares Trust, one of the oldest mutual funds in the U.S. Century's Private Equity Group is a lower middle market focused private equity firm that provides buyout capital and growth equity to financial services, insurance, and healthcare services companies. Century has been investing in private insurance and insurance-related transactions since 1987. The firm has become a key lead investor for middle-market private equity insurance transactions; and a Co-investor with significant influence in larger insurance buyout transactions. Century Capital has the ability to commit capital in amounts ranging from $10 million to $30 million from its partnerships, and in conjunction with its limited partners and select co-investor relationships, can write equity checks exceeding $100 million. Century seeks buyout or growth equity investment opportunities in companies with enterprise values from $20 to $250 million. The firm has made investments in the United States, Canada, Bermuda, and United Kingdom.

100 Federal Street, 29th FloorBostonMA02110800-321-1928617-542-9398

Portfolio companies include:Ascension Insurance Holdingshttp://www.ascensionins.com/news/ascension-insurance-inc-acquires-three-top-california-insurance-agencies.htmlCatalina Holdingshttp://www.catalinare.com/Digital Riskhttp://digitalrisk.com/eReinsurehttp://ereinsure.com/Forethought Financial Grouphttps://www.forethought.com/Integrohttp://www.integro.com/Torrent Technologieshttp://www.torrentcorp.com/Wilton Life Re Holdingshttp://www.wiltonre.com/Thompson Insurance Enterpriseshttp://www.thomcoins.com/BroadStreet Capital Partnershttp://www.broadstreetcorp.comPatientMatters Holdingshttp://www.patient-matters.comProvant Health Solutionshttp://www.provanthealth.comInvestment Team:Frank R. Bazos, Managing Directorfbazos@centurycap.comDavis R. Fulkerson, Managing Directordfulkerson@centurycap.comCharles L. Kline, Managing Directorckline@centurycap.comGerard Vecchio, Advisorgvecchio@centurycap.comChris Lalonde, Principalclalonde@centurycap.comDavid C. Sherwood, Managing Directordsherwood@centurycap.comStephen Marquardt, Principalsmarquardt@centurycap.comChamplain Capital Partners, LPwww.ChamplainCapital.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketChamplain Capital Partners is a $140,000,000 private equity fund dedicated to working with owners and management teams of middle-market companies. The firm provides equity capital and financial, strategic, and operational expertise to assist owners and management teams in providing liquidity for shareholders, making strategic acquisitions, and financing major capital expenditures or growth programs. Since 1992, the partners have invested over $850 million in more than 50 companies. Champlain considers companies with revenues of between $20 million and $100 million, an EBITDA of at least $3 million, and will evaluate acquisition candidates located anywhere within the United States. Champlain's core focus is small and middle-market manufacturing, service and distribution companies. The firm has an additional office in San Francisco.

20 Park Plaza, Suite 472BostonMA02116617-948-2578978-405-5063

Portfolio companies include:JSI Store Fixtureshttp://www.jsistorefixtures.com/Option Onehttps://www.option1cu.org/Home.aspxClarity Imaginghttp://clarityimaging.com/Earth Toolhttp://earthtoolsbcs.com/Carstarhttp://www.carstar.com/Freemanhttp://www.freemanco.com/Ohio Medicalhttp://www.ohiomedical.com/Badancohttp://badancoholding.com/Bergensonshttp://bergensons.com/B27http://en.wikipedia.org/wiki/HLA-B27pH Beauty Labshttp://www.freemanbeauty.com/Gammillhttp://gammill.com/Investment Team:Warren Feldberg, PartnerWFeldberg@ChamplainCapital.comPierre Simard, PartnerPSimard@ChamplainCapital.comClaire Porter, PartnerCPorter@ChamplainCapital.comMark VanStekelenburg, Operating PartnerDennis Leary, PartnerDLeary@ChamplainCapital.comStephen V. Ardia, Operating PartnerSArdia@ChamplainCapital.comDouglas Bertsch, Operating PartnerDBertsch@ChamplainCapital.comCharles River Ventureswww.crv.comVCInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaSeedEarlyFounded in 1970, Charles River Ventures is one of the oldest venture capital firms in the U.S. The firm focuses on early-stage investments, consistently serving as the first investor in portfolio companies. The partners will consider companies at the earliest stages in areas such as Communications & Technology (Broadband, wireless and enabling chip technologies); Enterprise Software & Services (Opportunities enabled by the Open Source movement); and Media & Entertainment (New products & services enabled by the pervasive digital infrastructure). Historically, more than half of CRV's investments have been to companies with 0-9 employees. The partners don't require a complete management team (in order to consider investing), since CRV often helps in building one. CRV's initial investment can be as small as $25,000, or as large as $5 million, and expects to invest between $3 and $20 million over the lifetime of a project.

One Broadway, 15th FloorCambridgeMA02451781-768-6000781-768-6100

Portfolio companies include:Aveksahttp://www.aveksa.com/Eonshttp://www.eons.com/Netezzahttp://www.netezza.com/BigBand Networkshttp://www.bigbandnet.com/Copiviahttp://www.chubbybrain.com/companies/copiviaiSkoothttp://www.iskoot.com/Parascalehttp://www.hds.com/Vanuhttp://www.vanu.com/about/Twitterhttp://twitter.com/Nanterohttp://www.nantero.com/Bippihttp://www.bippi.org/bippi/home/english/home_en.htmGenihttp://www.geni.com/Glydehttp://glyde.com/Mochilahttp://www.mochila.com/Vikihttp://www.viki.com/24M Technologieshttp://investing.businessweek.com/research/stocks/private/people.asp?privcapId=111858721CarrierIQhttp://www.carrieriq.com/Context Logichttp://www.contextlogic.com/Crossbeam Systemshttp://www.crossbeamsystems.com/Double Dutchhttp://en.wikipedia.org/wiki/Double_Dutch_(jump_rope)Fiksuhttp://www.fiksu.com/Greatcallhttp://www.greatcall.com/GupShuphttp://www.paklinks.com/gs/forum.phpHeartland Roboticshttp://heartlandrobotics.com/iControlhttp://www.icontrol.com/InVisagehttp://invisageinc.com/Openmilehttp://openmile.com/Optiwindhttp://optiwind.com/Orchestrahttp://en.wikipedia.org/wiki/OrchestraPublic Mobilehttp://www.publicmobile.ca/Rive Technologyhttp://rivetechnology.com/Samplify Systemshttp://www.samplify.com/Sensr.nethttp://www.sensr.com/SpiderCloud Wirelesshttp://spidercloud.com/TerraPowerhttp://www.terrapower.com/Home.aspxVereniumhttp://www.verenium.com/Vlingohttp://www.vlingo.com/Yammerhttp://www.yammer.com/AltusEdhttp://www.symantec.com/business/support/index?page=content&id=TECH1197Aveskahttp://www.aveksa.com/BNI Videohttp://www.cisco.com/web/about/ac49/ac0/ac1/ac259/bnivideo.htmlCloudsharehttp://www.cloudshare.com/EnterpriseDBhttp://www.enterprisedb.com/HubSpothttp://www.hubspot.com/Intellectual Ventureshttp://www.intellectualventures.com/Home.aspxScribdhttp://www.scribd.com/Zendeskhttp://www.zendesk.com/Millennial Medalhttp://www.millennialmedia.com/RPXhttp://www.rpxcorp.com/Investment Team:Izhar Armony, Partnerizhar@crv.comJon Auerbach, PartnerSaar Gur, Partnersaar@crv.comBruce Sachs, Partnerbruce@crv.comBill Tai, Partnerbtai@crv.comAdam Enbar, Partneraenbar@crv.comMax Gazor, Partnermax@crv.comGeorge Zachary, Partnergeorge@crv.comMike Zak, Partnermike@crv.comHassan Ahmed, AdvisorChris Baldwin, Partner, EmeritusRick Burnes, Co-Founder, Partner, EmeritusTed Dintersmith, Partner, EmeritusAnnie Kadavy, Partnerakadavy@crv.comCharlesbank Capital Partners, LLCwww.charlesbank.comPEMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesFinancial ServicesConsumer ProductsRetail & RestaurantMiddle MarketFormed in 1998, Charlesbank Capital Partners is a private equity firm with more than $2 billion in assets under management and makes middle market investments in U.S. companies. The firm invests across a range of industries, backing management teams to acquire and build businesses. Target industries include consumer products, distribution, energy, financial services, food, for-profit education, healthcare products and services, manufacturing, media and communications, and retail. Since 1991, Charlesbank has invested over $2.9 billion in 60 companies, and currently has $1.5 billion in capital committed to its most recent fund. The firm typically make investments of $50 million to $150 million, in companies with valuations of up to $750 million.

200 Clarendon Street, 54th FloorBostonMA02116617-619-5400

Portfolio companies include:WorldStrideshttp://www.worldstrides.org/Zenith Productshttp://zenith-products.com/Animal Health Internationalhttp://animalhealthinternational.com/American Tire Distributorshttp://atd-us.com/GSIhttp://www.gsioutdoors.com/Papa Murphy'shttp://reports.franchisehelp.com/products/papa-murphys-franchise-disclosure-document-fdd-ufoc-agreementRegency Gas Serviceshttp://www.regencygasservices.com/Universal Technical Institutehttp://www.uti.edu/Blueknight Energy Partnershttp://www.bkep.com/Cedar Creekhttp://cedarcreek.com/Commercial Industrial Finance Corporationhttp://cifc.com/Citadel Plastics Holdingshttp://www.citadelplastics.com/CSI Leasinghttp://www.csileasing.com/Del Tacohttp://www.deltaco.com/Horn Industrial Serviceshttp://www.hornindustrialservices.com/Montpelier REhttp://www.montpelierre.bm/Oncore Manufacturing Serviceshttp://www.oncorems.com/OSP Grouphttp://www.ospgroup.co.uk/Peacock Engineering Trusthttp://www.peacockeng.com/The Princeton Reviewhttp://www.princetonreview.com/Southcross Energyhttp://www.southcrossenergy.com/Stone Castle Partnershttp://www.stonecastlepartners.com/index.jspTecomethttp://www.tecomet.com/index.htmlTLC Visionhttp://www.tlcvision.com/United Roadhttp://unitedroad.com/Zayo Grouphttp://en.wikipedia.org/wiki/Zayo_GroupManaging DirectorsSamuel BartlettJohn M. BiottiJ. Ryan CarrollMichael W. ChoeKim G. DavisMichael R. EisensonAndrew S. JanowerJoshua A. KlevensTim R. PalmerBrandom C. WhiteCherington Capitalwww.cherington.comPEEnergy & Clean TechManufacturing & IndustrialRetail & RestaurantMiddle MarketCherington Capital is a $40 million private equity investment firm focused on recapitalizations and leveraged buyouts of middle market companies. The firm only invests in partnerships with successful and experienced management teams seeking to grow their businesses. In the last ten years, Cherington's team has led or co-led more than ten leveraged acquisitions in a range of industries, with transaction sizes from $10 to $70 million. The firm focuses on the energy sector, both in the U.S. and overseas. Cherington Capital seeks deals with $2.5 to $15 million in trailing EBIT. The firm maintains an additional office in California.

One Bow Street, 2nd FloorCambridgeMA02138617-401-8404617-497-8453

Portfolio companies include:Ulterra Drilling Technologieshttp://www.ulterra.com/Azura Energy Systemshttp://www.superiorwellhead.com/Pacific Consolidatedhttp://www.pci-intl.com/RockBit Internationalhttp://www.bitbrokers.com/International Logginghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4584362Investment Team:Charles Cherington, Partnercharles@cherington.comJohn Horton, DirectorTuan Tran, Associatetuan@cherington.comClarkston Merchant Partnerswww.clarkstonmp.comPEInformation TechnologyLife Sciences & HealthcareMiddle MarketClarkston Merchant Partners (CMP) is a private investment firm, focused on the development, sponsorship and management of selected private equity investments. The firm is closely aligned with Clarkston Consulting, a leading strategy, process and technology consulting firm. Working in partnership with private capital, CMP acquires, makes control investments in, and/or establishes companies with strong growth potential. CMP leverages the extensive operating experience of its partners and the Clarkston Consulting platform to play a fundamental role in the sponsorship and development of a limited group of portfolio companies.

MA

Portfolio companies include:Linkwell Healthhttp://linkwellhealth.com/our-team/Metrigraphicshttp://www.metrigraphicsllc.com/Extrinsichttp://www.merriam-webster.com/dictionary/extrinsicRural Sourcing, Inc.http://ruralsourcing.com/FoodLogiQhttps://www.foodlogiq.com/HighRoadshttp://www.highroads.com/Blacksmith Applicationshttp://blacksmithapps.com/Endecahttp://www.oracle.com/us/corporate/acquisitions/endeca/index.htmlRubicon Technologyhttp://rubicon-es2.com/index.phpInvestment Team:Jay Corscadden, Managing Partner, 617-755-9631jay@clarkstonmp.comTom Finegan, CEO, Co-Founder, 919-484-4515tfinegan@clarkstonconsulting.comClarus Ventureswww.clarusventures.comVCLife Sciences & HealthcareMedical DeviceEarlyClarus Ventures is a life sciences venture capital firm investing in biopharmaceuticals and medical technology companies. Clarus has $1.2 billion of assets under management across two life sciences dedicated funds. The firm provides both capital and operational resources necessary for the firm's portfolio companies to succeed. The fund invests up to $50 million per company, with a preferred investment size of $20-30 million per company.

101 Main Street, Suite 1210CambridgeMA02142617-949-2200617-949-2201

Portfolio companies include:Aerovancehttp://www.aerovance.com/Globus Medicalhttp://globusmedical.com/Zogenixhttp://www.zogenix.com/ESBATechhttp://esbatech.com/Achillion Pharmaceuticalshttp://www.achillion.com/Inset Technologieshttp://medasyspumps.com/Neomendhttp://neomendinc.com/TyRxhttp://www.tyrx.com/Catabasishttp://www.catabasispharma.com/Cleave Bioscienceshttp://cleavebio.com/Comentishttp://www.comentis.com/Delenexhttp://www.delenex.com/FerroKinhttp://ferrokin.com/Flowonixhttp://www.flowonix.com/Heptares Therapeuticshttp://www.heptares.com/Link Medicinehttp://linkmedicine.com/Lycerahttp://www.lycera.com/NanoString Technologieshttp://www.nanostring.com/NeoMendhttp://www.neomend.com/Opthotechhttp://www.biocentury.com/companies/ophthotech_corpOxford Immunotechttp://www.oxfordimmunotec.com/Pearlhttp://pearldrum.com/Proacta Incorporateddhttp://proacta.com/Restoration Roboticshttp://restorationrobotics.com/Investment Team:Nicholas Galakatos, Ph.D., Managing Directorngalakatos@clarusventures.comDennis Henner, Ph.D., Managing DirectorJeffrey Leiden, MD, PhD, Advisorjleiden@clarusventures.comRobert W. Liptak, Managing Directorrliptak@clarusventures.comNicholas J. Simon, Managing DirectorMichael Steinmetz, Ph.D., Managing DirectorKurt C. Wheeler, Managing Directorkwheeler@clarusventures.comClean Energy Venture Groupwww.cleanenergyvg.comAEnergy & Clean TechSeedEarlyFounded in 2008, Clean Energy Venture Group is an Angel investment group focused on providing early stage capital and strategic management expertise to emerging clean energy technology companies. While the firm's focus is in the Northeast United States, the group has worked with companies throughout the country. The group is comprised of prominent energy and environmental professionals including Ralph Earle III, Managing Director of Assabet Group; Daniel Goldman, currently EVP and CFO of GreatPoint Energy and previously co-founder of New Energy Capital; and David Miller, Ph.D., Executive Managing Director of CEVG, and previously Director in the New Ventures Group at Lucent Technologies.

101 Stedman St.BrooklineMA02446

Portfolio companies include:Acumentricshttp://www.acumentrics.com/about-us-contact-us.htmAzimahttp://joinazima.org/eQuilibrium Solutionshttp://tutorial.math.lamar.edu/Classes/DE/EquilibriumSolutions.aspxGeneral Compressionhttp://www.generalcompression.com/index.php/whoNext Step Livinghttp://nextsteplivinginc.com/OutSmart Power Systemshttp://www.outsmartinc.com/Solartrechttp://www.manta.com/c/mm079bm/solartrec-inc7AC Technologieshttp://www.7ACtech.comCode Onhttp://www.code-on.orgFINsixhttp://www.finsix.comMPTVhttp://www.mptv.comMyEnergyhttp://www.myenergy.comPractically Greenhttp://www.practicallygreen.comPurpose Energyhttp://www.purposeenergy.comQ Factorhttp://www.qfcomm.comSkystreamhttp://www.skystreammarkets.comSolantro Semiconductorhttp://www.solantro.comInvestment Team:David S. Miller, Founder and Executive Managing DirectorDavid MarcusRalph Earle IIIralph@assabetgroup.comDaniel P. GoldmanJohn Keane, Jr.Gail GreenwaldSteve KaufmanCarl NelsonMichael RandWanda ReindorfMitch TysonJeffrey WeissGene ZimonMark GoodmanJames RosenfieldCloud Capital Partnerswww.cloudcapitalpartners.netVCInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareSeedEarlyGrowthCloud Capital Partners is a dedicated venture fund focused on the broad information technology wave of enterprise cloud computing. Firm founder, Roger Krakoff, was formerly a Venture Partner for over five years at Sigma Partners focusing on the enterprise software, IT, and business services industries. The firm invests in stages ranging from seed (committing toe early stage ideas and concepts), to Series A (committing to early-stage ideas and initial go to market models with early revenue) and to Series B (scaling business model driving to market awareness). Cloud Capital seeks investments from a wide variety of sectors in the Business-to-Business (B2B) and Business-to-Business-to-Consumer (B2B2C). Areas of interest include: Infrastructure (IaaS), Applications (SaaS), Platforms (PaaS), Data / Storage, Business Analytics, Mobile Computing, Social Media (Where there is propriety IP leveraging the cloud), and Technology Enabled Services (Cloud focused). Cloud Capital Partners invests in businesses throughout the United States.

MA

Portfolio companies include:CloudTPhttp://cloudtp.com/Flow Searchhttp://www.searchflow.co.uk/newBrandAnalyticshttp://www.newbrandanalytics.com/Krushhttp://www.krush.com/SeeWhyhttp://seewhy.com/Iron.iohttp://en.wikipedia.org/wiki/Iron_(element)Kodinghttps://kodingen.com/Powerinboxhttp://powerinbox.com/Cloudscalinghttp://www.cloudscaling.com/Startup Compasshttp://www.startupcompass.comSpace Curvehttp://www.spacecurve.com01 Workshttp://www.o1works.comQuant5http://www.quant5.comSunglasshttp://www.sunglass.iocloudscalinghttp://www.cloudscaling.comInvestment Team:Roger Krakoff, Managing Partnerroger@cloudcapitalpartners.netVenetia Kontogouris, Managing Partnervenetia@cloudcapitalpartners.comCogo Labshttp://cogolabs.comIInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyOriginally founded in 2005 as Adverplex, Cogo Labs has incubated some of the Boston area's fastest-growing web companies. The firm combines entrepreneurial business leadership with a unique platform of proprietary technologies for algorithmic marketing, data mining, and quantitative business analytics. Cogo seeks to guide start-ups from inception to profitability and beyond. Cogo Labs is part of the Link Ventures (see profile) family of companies.

One Kendall Square, Suite B2102CambridgeMA02139781-228-5678

Portfolio companies include:CourseAdvisorhttp://www.courseadvisor.com/Autogretityhttp://philadelphia.foobooz.com/2008/01/31/tip-log-the-legality-of-auto-gratuity/AdHarmonicshttp://www.adharmonics.com/HubAnalyticshttp://www.hubanalytics.com/Investment Team:David Blundin, Chairman and CEOJohn Byers, Chief ScientistTom Ellis, VP Online MarketingDr. Jonathan Shapiro, CTOJef Considine, VP TechnologyBill Fletcher, Vice President, Business DevelopmentColumbia Capitalwww.colcap.comVCInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaEarlyFounded in 1989, Columbia Capital is a venture capital firm specializing in the communications and information technology industries, specifically focusing in wireless, broadband, enterprise and media. The firm's team has managed investments in approximately 130 global companies ranging from small, early-stage investments to multibillion-dollar public companies. Columbia Capital Equity Partners V, a $441 million fund, closed in 2010, bringing the firm's total dollars under management to over $2.5 billion. In general, Columbia commits between $10 million and $30 million in multiple rounds of financing as a company develops. Typical initial investments range from $1 million to as much as $50 million.

Reservoir Place1601 Trapelo Road, Suite 154WalthamMA02451781-290-2240781-290-2241

Portfolio companies include:Social Gaming Networkhttp://www.sgn.com/FDN Communicationshttps://secure.fdn.com/partners.cfmGoAhead Softwarehttp://www.oracle.com/us/corporate/acquisitions/goahead/index.htmlAccess 360 Mediahttp://access360media.com/Approvahttp://www.approva.net/Avail Mediahttp://availmedia.com/Baja Broadbandhttp://www.bajabroadband.com/Bhoovahana Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=49856606Brickstreamhttp://www.brickstream.com/Broadsofthttp://www.broadsoft.com/Cologixhttp://www.cologix.com/Commlabshttp://www.nextnav.com/Devas Multimediahttp://www.devasmedia.com/DG Holdingshttp://dgholdingsgroup.com/Digital Signalhttp://en.wikipedia.org/wiki/Digital_signalEnpirionhttp://enpirion.com/Envysionhttp://www.envysion.com/homeeuNetworkshttp://www.eunetworks.com/Extenet Systemshttp://www.extenetsystems.com/GTS Central Europehttp://www.gtsce.com/Hatteras Networkshttp://thenew.overturenetworks.com/Hillcrest Laboratorieshttp://www.hillcrestlabs.com/Hoak Mediahttp://hoakmedia.com/Imagine Communicationshttp://www.imaginecommunications.com/InnerWirelesshttp://www.innerwireless.com/Intelliworkshttp://www.intelliworks.com/Legendary Pictureshttp://www.legendary.com/Megapathhttp://www.megapath.com/Millennial Mediahttp://www.millennialmedia.com/MindSHIFThttp://www.mindshift.com/MobiPCShttp://www.mobipcs.com/Mobile Possehttp://mobileposse.com/Netuitivehttp://www.netuitive.com/Open Mobilehttp://www.openmobilepr.com/Presidiohttp://www.presidio.com/Progeny LMShttp://www.progeny.net/Public Mobilehttp://www.publicmobile.ca/Revol Wirelesshttp://www.revol.com/SiTV Mediahttp://mediakit.sitv.com/Slackerhttp://www.slacker.com/Telirishttp://teliris.com/Tennis Channelhttp://www.tennischannel.com/Tilerahttp://tilera.com/TriStar Investorshttp://www.tristarinvestors.com/Telecom Transport Managementhttp://www.ttmi.info/Virtustreamhttp://virtustream.com/Webshttp://www.webs.com/Wells-CTIhttp://www.wellscti.com/Zayo Grouphttp://www.zayo.com/Softekhttp://www.softek.comInvestment Team:Jim Fleming, Partnerjfleming@colcap.comHarry Hopper, Partnerharry@colcap.comJeff Patterson, Partnerpatterson@colcap.comJohn Siegel, Partnerjohn.siegel@colcap.comPhil Herget, Partnerphil@colcap.comPatrick Hendy, PartnerArun Gupta, PartnerJason Booma, PartnerMonish Kundra, PartnerDon Doering, PartnerCommercial Ventures and Intellectual Property (CVIP)www.uml.edu/cvipITTInformation TechnologySoftware & InternetCommunications & NetworkingSeedEarlyCommercial Ventures and Intellectual Property (CVIP), a University of Massachusetts initiative formed in 1994, turns research into innovative technologies and moves them from laboratories to businesses ranging from start-ups to multinational corporations. The activities of CVIP include, but are not limited to, licensing University technologies, developing industry partnerships between University faculty and companies, participating in new company formation based on University technologies, supporting the Massachusetts Technology Transfer Center and advising entrepreneurial and IP-related activities. CVIP-generated revenues are reinvested into the university's growing research enterprise. In conjunction with Commercial Ventures and Intellectual Property, Commercial Venture Development (CVD) invests in entrepreneurs with the goal of launching and participating in successful ventures. Established in 1998, CVD portfolio companies have raised nearly $80 million from some of the largest and most respected venture capital firms in the country. CVD operates a business incubator, providing facilities and support to compelling early-stage companies.

600 Suffolk Street, 2nd FloorLowellMA01854978-934-4700978-934-6012

Portfolio companies include:MBA Teamhttp://mbateam.com/Polnoxhttp://www.polnox.com/Stellarishttp://www.stellaris-corp.com/StormBlok Systemshttp://www.stormblok.com/TalosTechhttp://www.manta.com/c/mms7956/talostech-llcHooked-Up-Homeshttp://www.yellowpages.com/spanish-fork-ut/hooked-up-homesInvestment Team:George Kachen, Ph.D., Senior Director, 978-934-4881George_Kachen@uml.eduJill S. Murthi, MBA, PA, Director, 978-934-4722Jill_Murthi@uml.eduDiana Locey, Tech Transfer Assistant, 978-934-3235Diana_Locey@uml.eduKerry Lee Andken, MS, Licensing Manager,978-934-4714Kerrylee_Andken@uml.eduRajnish Kaushik, Ph.D., Licensing Manager, 978-934-4708Rajnish_Kaushik@uml.eduNancy Saucier, Associate Director, New Venture Development, 978-934-3212Nancy_Saucier@uml.eduCommonAngelswww.commonangels.comAInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorMedia & Digital MediaSeedEarlyFounded in 1998, CommonAngels is an angel group focused on making investments in early-stage information technology startups. CommonAngels invests solely in early stage digital media, mobile, software, SAAS, Internet-based, cloud, and other information technology related companies. The firm does not invest in life sciences, medical devices, energy production, or businesses that require a lot of capital ($5 - $10M) up-front before validating the concept. Beta-stage investments are typically around $1.5 million and seed investments range from $250,000 to $1 million. Since its founding, the firm has made over 40 investments and continues to look for opportunities in New England, NYC, and occasionally Eastern Canada.

c/o Foley Hoag Emerging Enterprise Center1000 Winter Street, North Entrance, Suite 4000WalthamMA02451

(Cambridge Office)Cambridge Innovation CenterOne BroadwayCambridgeMA02142781-274-9124Portfolio companies include:Ayeah Gameshttp://en.wikipedia.org/wiki/Ayeah_GamesBlazehttp://www.theblaze.com/GateRockethttp://www.gaterocket.com/Insightixhttp://www.insightix.com/Nimbithttp://en.wikipedia.org/wiki/NimbitOwnerIQhttp://www.owneriq.com/Xconomyhttp://www.xconomy.com/Carbonitehttp://www.carbonite.com/en/Apperianhttp://www.apperian.com/AI Exchangehttp://www.aiexchange.com/Cambria Pharmaceuticalshttp://www.cambriabio.com/Crashlyticshttp://beta.crashlytics.com/HNWhttp://www.hnw.com/Offerpophttp://offerpop.com/Yieldbothttp://www.yieldbot.com/Vela Systemshttp://www.velasystems.com/TimeTradehttp://www.timetrade.com/Skyhook Wirelesshttp://en.wikipedia.org/wiki/Skyhook_WirelessPractically Greenhttp://practicallygreen.com/Powerhouse Dynamicshttp://www.powerhousedynamics.com/ParElastichttp://www.parelastic.com/Influitivehttp://www.influitive.comLinkable Networkshttp://linkablenetworks.com/Kibitshttp://www.kibits.com/inStreamhttp://www.instreamglobal.com/InsightSquaredhttp://www.insightsquared.com/DocTrackrhttp://www.doctrackr.comHapYakhttp://www.hapyak.comOwncloudhttp://www.owncloud.comPromoboxxhttp://www.promoboxx.comInvestment Team:James Geshwiler, Managing Directorjames@commonangels.comMaia Heymann, Managing DirectorCommons Capital, LPwww.commonscapital.comVCEnergy & Clean TechLife Sciences & HealthcareEducation & TrainingEarlyCommons Capital, LP seeks early-stage companies that promote environmental and social ideals. Commons invests in companies in Clean Energy, Environment, Education, and Healthcare. The firm also seeks companies owned or managed by women and minorities. Commons is also involved in managing the Massachusetts Green Energy Fund (see profile).

320 Washington Street, 4th floorBrooklineMA02445617-739-3500617-739-3550

Portfolio companies include:Apex Learninghttp://www.apexvs.com/APEXUI/default.aspxHistoRxhttp://historx.com/H2Gen Innovationshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=1230559Passport Systemshttp://www.passportsystems.com/CodeRytehttp://www.coderyte.com/Protonexhttp://www.protonex.com/OutStarthttp://web.outstart.com/Niman Ranchhttp://www.nimanranch.com/index.aspxClaros Diagnosticshttp://www.clarosdx.com/technology.phpTeladochttp://www.teladoc.com/CTP Hydrogenhttp://ctphydrogen.com/technology.htmlSun & Earthhttp://www.sunandearth.com/Solstice Capital II LPhttp://www.solcap.com/Combinent BioMedical Systemshttp://www.combinentbiomedical.comMedical Metrix Solutionshttp://www.medicalmetrix.comPelamis Wave Powerhttp://www.pelamiswave.comProtonex, Inc.http://www.protonex.comInvestment Team:William Osborn, Investment Managerwosborn@commonscapital.comElizabeth Bailey, Principalebailey@commonscapital.comCommonwealth Capital Ventureswww.commonwealthvc.comVCInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaSeedEarlyGrowthExpansionFounded in 1995, Commonwealth Capital is an early-stage venture capital firm which focuses on opportunities in the Internet and Digital Media, Communications Infrastructure, Software, Instruments and Systems, and Services sectors. With over $580 million of committed capital under management, Commonwealth has invested in more than 140 high-growth companies. Commonwealth generally invests up to $15 million or more per company over multiple rounds. Initial investment amounts can vary from small seed investments of less than $1 million, to $2-8 million early-stage rounds, to more than $12 million in later stage rounds. Commonwealth's current $250 million fund closed in early 2007 and is appropriately sized to focus on early stage opportunities and later stage venture growth enterprises in the Northeast U.S.

John Hancock Tower200 Clarendon Street, 52nd FloorBostonMA02116781-890-5554781-890-3414

Portfolio companies include:Acaciahttp://acacialifestyle.com/default.aspSand 9http://sand9.com/CloudSwitchhttp://www.cloudswitch.com/Tunglehttp://www.tungle.me/Home/The Echo Nesthttp://the.echonest.com/JAZD Marketshttp://jazdmarkets.com/HubCasthttp://www.hubcast.com/index.php/about/Revalhttp://www.reval.com/Auction Holdingshttp://www.ahlmw.com/Seniorlinkhttp://seniorlink.com/Expressor Softwarehttp://www.expressor-software.com/about-expressor.htmTIM Grouphttp://timgroup.com/ByAllAccountshttp://www.byallaccounts.com/My Perfect Gighttp://home.myperfectgig.com/RAMPhttp://www.ramp.com/Competehttp://www.compete.com/Vela Systemshttp://www.velasystems.com/OneRiothttp://blog.oneriot.com/Copanionhttp://www.copanion.com/Verivohttp://www.verivo.comSeniorlinkhttp://www.seniorlink.comBitSighthttp://www.bitsighttech.comInvestment Team:Michael T. Fitzgerald, General Partner and Foundermike@commonwealthvc.comJeffrey M. Hurst, General Partner and Founderjeff@commonwealthvc.comR. Stephen McCormack, General Partner and Foundersteve@commonwealthvc.comJustin J. Perreault, General Partnerjustinp@commonwealthvc.comElliot M. Katzman, General PartnerCoppermine Capital, LLCwww.copperminecapital.comPEManufacturing & IndustrialBusiness ServicesMiddle MarketCoppermine Capital is a private investment firm looking to acquire small to mid-size manufacturing and service companies with sales between $5 and $25 million. The firm has a long-term investment horizon and is committed to managing and growing its investments over many years. Coppermine Capital will play an active role in management, but is willing to partner with existing management to create lasting value and growth. The firm invests in manufacturing and service companies located in the U.S. & Canada, with revenues of $5 - $25 million and EBITDA margins of 15% or greater. Coppermine makes equity investments in the $2 - $8 million range.

30 Monument Square, Suite 215ConcordMA01742781-684-0400978-328-5055

Portfolio companies include:Space Electronicshttp://www.space-electronics.com/home.phpBakeFresh Manufacturinghttp://local.yahoo.com/info-12794688-bakefresh-manufacturing-company-chesapeakeHunter Manufacturinghttp://www.huntermfg.com/Agile Magneticshttp://www.agilemagco.com/Imperial Laundry Systemshttp://www.imperiallaundrysystems.com/K&H Pet Productshttp://www.khmfg.com/APS Novastarhttp://www.apsgold.com/City Pro Grouphttp://cityprogroup.com/Allegiant Home Carehttp://allegiant-homecare.com/Lind Equipmenthttp://www.lindequipment.net/Progressive Bronze Productshttp://progressive-products.us/Ray Allen Manufacturinghttp://www.rayallen.com/The Penn Warranty Corporationhttp://pennwarrantycorp.com/U.S. Underwater Serviceshttp://www.usunderwaterservices.com/Investment Team:Grant Gund, Managing Partnerggund@copperminecapital.comZachary Gund, Managing Partnerzgund@copperminecapital.comEdward Honos, Managing Directorehonos@copperminecapital.comDavid Jones, Managing Directordjones@coppermincapital.comCrofton Capital, LLCwww.croftoncap.comPEInformation TechnologySoftware & InternetManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsMiddle MarketCrofton Capital is a growth private equity firm that invests in and provides strategic resources to small and midsize businesses based primarily in the Northeast. Crofton Capital acquires majority control of stable businesses with its investment partners, and supports the growth of these businesses over the long term through collaboration with the management team. Good acquisition candidates are family-owned and closely-held businesses with an owner-operator or passive owner who is looking to realize liquidity and/or transition out of the business. An owner may wish to retain a minority ownership interest, and perhaps continue to manage the business, in order to participate in future upside. Crofton Capital will also facilitate the management buyout of a stand-alone business or a division of a larger company. Phil Ivey founded Crofton Capital after 15 years of experience as a mergers and acquisitions advisor working closely with management teams running excellent companies. The firm targets established, profitable companies with Annual revenues up to $50 million and Annual cash flows $1 - $5 million. Sectors of interest include: Niche manufacturing; Value-added distribution (where product is enhanced by distinctive service); Business services; Software and technology-enabled services; and Consumer products and services.

Two Newton Executive Park, Suite 2022227 Washington StreetNewtonMA02462781-591-3070

Portfolio companies include:CognitiveTPGhttp://www.cognitivetpg.com/Investment Team:Phil Ivey, Managing Directorphil.ivey@croftoncap.comMark Abrahams, Advisory BoardFrank Ricchio, Advisory BoardLen Sanders, Advisory BoardTed Waitman, Advisory BoardCrossHarbor Capital Partners, LLCwww.crossharborcapital.com/private-equity/PEBusiness ServicesFinancial ServicesReal EstateMiddle MarketFormed in 1993, CrossHarbor Capital Partners is a private investment firm focused on opportunistic investments in real estate, distressed debt, and private equity. Within real estate, CrossHarbor will invest in single property transactions, multiple property portfolios, real estate-related operating companies, and all forms of real estate debt and equity securities. Since 1993, the company has committed $1.7 billion of capital to more than 145 transactions and $8 billion of underlying real estate. Within distressed debt, the firm invests in troubled real estate loans, corporate loans, and other structured securities. Within private equity, CrossHarbor targets acquisitions in financial services, asset management, and business services. The group will only consider control situations. Since its founding, the firm has handled more than 300 real estate transactions in the U.S. and around the world. The company manages $5.5 billion in assets for its own account and on behalf of pension funds, endowments, insurance companies, and commercial banks.

One Boston Place, Suite 2300BostonMA02108617-624-8300617-624-8399

Portfolio companies include:Yellowstone Mountain Clubhttp://www.yellowstoneclub.com/Investment Team:William Kremer, Managing Partnerwilly@crossharborcapital.comRobert Garrow, Managing Partnerrgarrow@crossharborcapital.comSam Byrne, Co-Foundersbyrne@crossharborcapital.comJay Hart, Chief Operating OfficerCutlass Capital, LLCwww.cutlasscapital.comVCLife Sciences & HealthcareEarlyCutlass Capital is a private venture capital partnership investing exclusively in the health care industry with offices in San Francisco and Boston. Jon Osgood and David Hetz established the firm in August 2001 with committed capital of $57 million. Cutlass typically invests between $3 million and $7 million in each portfolio company as either lead investor or co-investor. The team prefers companies that address large markets, have a proprietary position, and have a platform technology.

229 Marlborough Street BostonMA02116617-867-0820

Portfolio companies include:Evalvehttp://www.abbottvascular.com/int/mitraclip.htmlIntelliCarehttp://www.intellicare.com.ph/GI Dynamicshttp://www.gidynamics.com/Apneonhttp://apneon.com/CardioKinetixhttp://cardiokinetix.com/Hemospherehttp://www.hemosphere.com/Titan Healthhttp://titanhealth.com/Xofthttp://www.xoftinc.com/Alere Medicalhttp://www.ahip.org/SupportingOrg/PartnerDetails.aspx?SOPartnerId=123Byram Holdingshttp://www.manta.com/c/mttz6kh/byram-holdings-llcTranS1http://trans1.com/GI Dynamicshttp://www.gidynamics.comInvestment Team:Jonathan Osgood, Co-Founder and Managing Memberjonosgood@cutlasscapital.comStephen Solomon, Venture Partnerssolomon@cutlasscapital.comDace Ventureswww.daceventures.comVCCommunications & NetworkingMedia & Digital MediaEarlyDace Ventures is an early-stage venture capital firm with over $70 million in funds under management. Dace is actively investing in entrepreneurs building the "Next Wave" of internet-related innovations focused on digital media, consumer marketing and mobile services. The firm has no minimum funding size, though Dace generally invests from $250,000 to $3 million in an initial financing, with substantial reserves for follow-on's.

230 Third Avenue, 3rd FloorWalthamMA02451781-250-0600781-250-0611

Portfolio companies include:auctionPALhttp://auctionpal.net/CityVoterhttp://cityvoter.com/LocaModahttp://locamoda.com/Panravenhttp://www.panraven.com/Vitruehttp://www.vitrue.com/EveryScapehttp://www.everyscape.com/Exit41http://web.exit41.com/?page_id=85Hashablehttp://hashable.com/Cartera Commercehttp://www.carteracommerce.com/Collectahttp://collecta.com/Howcasthttp://www.howcast.com/RapLeafhttp://www.rapleaf.com/Healthguruhttp://www.healthguru.comTicket Evolutionhttp://www.ticketevolution.comWhoBethttp://www.whobet.comInvestment Team:Dave Andonian, Managing Partnerdave@daceventures.comJon Chait, Partnerjon@daceventures.comDoug Chertok, Venture Partnerdoug@daceventures.comThird Rock Ventures, LLCwww.thirdrockventures.comVCLife Sciences & HealthcareMedical DeviceEarlyFounded in 2007, Third Rock Ventures has over $1.3 billion under management for exclusive investment in life-sciences, primarily in biotechnology, biopharmaceutical, and medical device companies. The firm's strategy is to lead investing rounds and continue with a significant stake in uniquely innovative life sciences businesses, making an initial investment of up to $35 million. Third Rock was founded by four ex-Millennium Pharma executives, including former Millennium CEO, Mark Levin. The firm announced the final closing of Fund III (March 2013), raising $516 million in an oversubscribed fund.

29 Newbury Street, 3rd FloorBostonMA02116617-585-2000 617-859-2891

Portfolio companies include:Agios Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=46539787Alnara Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=49944346Zafgenhttp://zafgen.com/Constellation Pharmaceuticalshttp://www.constellationpharma.com/2011/02/constellation-pharmaceuticals-expands-leadership-team-with-drug-development-industry-veterans/Ablexishttp://www.ablexis.com/Afferent Pharmaceuticalshttp://www.afferentpharma.com/Allena Pharmaceuticalshttp://www.allenapharma.com/Bluebird Biohttp://www.bluebirdbio.com/Blueprint Medicineshttp://www.blueprintmedicines.com/Cytomx Therapeuticshttp://cytomx.com/DC Deviceshttp://www.generalcatalyst.com/companies/dc-devicesEdimer Pharmaceuticalshttp://www.edimerpharma.com/Ember Therapeuticshttp://www.embertx.com/Eleven Biotherapeuticshttp://www.elevenbio.com/Foundation Medicinehttp://www.foundationmedicine.com/Kala Pharmaceuticalshttp://www.kalarx.com/Lotus Tissue Repairhttp://lotustissuerepair.com/Ninepoint Medicalhttp://www.ninepointmedical.com/Panopticahttp://panopticapharma.com/Rhythm Biotechnologyhttp://rhythmtx.com/Sage Therapeuticshttp://www.sagetherapeutics.com/Seventh Sense Biosystemshttp://7sbio.com/Taris Biosystemshttp://www.tarisbiomedical.com/management.phpTopica Pharmaceuticalshttp://www.topicapharma.com/Warp Drive Biohttp://www.warpdrivebio.com/Alcrestahttp://www.alcresta.com/Cibiemhttp://cibiem.com/Globalblood Therapeuticshttp://globalbloodtx.com/Igenicahttp://igenica.com/Jounce Therapeuticshttp://www.jouncetx.com/index.phpMyoKardiahttp://www.myokardia.com/Investment Team:Mark Levin, Partnermark@thirdrockventures.comKevin Starr, Partnerkevin@thirdrockventures.comRobert Tepper MD, Partnerbob@thirdrockventures.comAlexis Borisy, Partneralexis@thirdrockventures.comNeil Exter, Partnerneil@thirdrockventures.comKevin Gillis, Partner & Chief Financial Officerkgillis@thirdrockventures.comCary Pfeffer MD, Partnercary@thirdrockventures.comLou Tartaglia PhD, Partnerlou@thirdrockventures.comCraig Greaves, Recruiting Partnercgreaves@thirdrockventures.comCraig Muir, Partner (San Francisco)craig@thirdrockventures.comMark Goldsmith, Partner (San Francisco)mag@thirdrockventures.comBrandeis OTL/ Virtual Incubatorhttp://www.brandeis.edu/otl/about/index.htmlITTInformation TechnologySoftware & InternetLife Sciences & HealthcareMedical DeviceSeedThe primary mission of Brandeis University's Virtual Incubator is to nurture and support the entrepreneurial activities of Brandeis students, post-doctoral fellows and faculty. The Virtual Incubator is a community for science & business, an interdisciplinary center promoting commercial application of science and technology developed at Brandeis. The Virtual Incubator's activities are four-fold, designed to foster entrepreneurial activities within the Brandeis community: educational opportunities to help develop entrepreneurship skills; mentoring by experienced, successful, Brandeis friendly entrepreneurs; networking events with industry and introductions into the local venture community; and Sprout Grant Seed Funds to move selected Brandeis inventions from the lab to the marketplace. The Brandeis Virtual Incubator Sprout Grant Program is designed to provide initial funds required to "step-up" Brandeis technology and make it more attractive for licensing and commercial development. The program provides financial help for that "next experiment" to prove the technology's real commercial worth. A total of $50,000 in Sprout Grants will be awarded during the Spring 2013 Award Round. Most grants will be in $5,000, $10,000 or $20,000 amounts depending funds required and on the merits of the application received.

Brandeis University, Office of Technology LicensingRosenstiel, Room 106, MS 115, 415 South StreetWalthamMA02453781-736-2128

Portfolio companies include:Zen.dohttp://en.wikipedia.org/wiki/ZendoDexelahttp://dexela.com/TranXenoGenhttp://www.tranxenogen.com/Archemixhttp://archemix.com/Syntonix Pharmaceuticalhttp://www.biogenidechemophilia.com/Management Team:Irene Abrams, Executive Director of the Office of Technology Licensingiabrams@brandeis.eduChristine Taft Ph.D., Licensing AssociateDiane Walsh, Department Coordinatordpwalsh@brandeis.eduMaxwell Biotech Venture Fundwww.maxwellbiotech.comVCLife Sciences & HealthcareMedical DeviceSeedEarlyMaxwell Biotech Venture Fund is the first Russian venture fund fully dedicated to investments in the life sciences sector. The fund has been created with the participation of the Russian Venture Capital (RVC), a government-sponsored fund of funds that has a mission of promoting the development of innovation-based economy in the country. Maxwell Biotech Venture Fund is managed by one of the leading Russian financial firms, Maxwell Asset Management, that has engaged a dedicated team of professionals with decades of experience in healthcare, biotechnology and investment banking industry. Maxwell Biotech Venture Fund has offices in Moscow, Russia and Boston.

420 Boylston Street, 6th floorBostonMA02116857-284-7220

Portfolio companies include:OncoMaxhttp://www.oncomax.ru/?ln=enMetaMaxhttp://www2.basf.us/functional_polymers/kaolin/products/metamax/index.htmNeuroMaxhttp://neuromax.org/Photonicshttp://www.photonics.com/CardioNovahttp://www.cardionova.it/Hepaterahttp://www.hepatera.ru/?ln=enOsteros Biomedicahttp://www.bioportfolio.com/news/article/1179659/Russia-s-Maxwell-Biotech-Venture-Fund-Invests-In-Osteros-Biomedica.htmlEleventahttp://www.eleventa.com/Infectexhttp://www.infectx.ch/Investment Team:Alexey Eliseev, Managing Directoraeliseev@maxwellbiotech.comChris Wiltshire, Managing AdvisorDmitry Popov, Managing PartnerAlexander Polinsky, Venture PartnerNextStage, LLCwww.nextstagellc.comVCInformation TechnologySoftware & InternetSeedEarlyNextStage is a closely held, private investment group founded by former executives from the application infrastructure software company BEA Systems. NextStage invests in early-stage software and technology companies. These emerging companies leverage NextStage's experience and knowledge of enterprise software and technology to accelerate their growth and to deliver value to their customers and investors. NextStage focuses on pre-institutional venture financing, providing anywhere from $500K-$5M in Series A financing. As well as direct investment, NextStage teams up with a group of seasoned financial partners and brings hands-on operational expertise. In addition, NextStage performs new venture development for exceptional market opportunities. The firm will assemble the right team and pursue opportunities from their incubation phase and onwards to venture capital financing. The firm has additional offices in Boston and San Francisco.

213 Burlington Rd.BedfordMA01730781-863-6000781-275-0621

Portfolio companies include:FirstBest Systemshttp://www.firstbest.com/ArtSelect.comhttp://www.artselect.co.uk/Atsana.comhttp://asana.com/Buildfolio.comhttp://www.linkedin.com/company/buildfolioDiode Solutionshttp://en.wikipedia.org/wiki/Diode_modellingMagfusionhttp://magfusion.com/Pentasafehttp://www.pentasafe.com/Sarvegahttp://en.wikipedia.org/wiki/SarvegaStonehousehttp://stonehousebuildingproducts.com/Red Magichttp://redmagicstore.com/index.php?main_page=index&cPath=10Investment Team:Mauricio Alvarez, Managing Directormauricio@nextstagellc.comJohn Belizaire, Managing Director,William Lee, Managing Directorwwlee@nextstagellc.comJulian Pelenur, Managing DirectorJoseph Pilkerton, Managing DirectorNextStage, LLCwww.nextstagellc.comSilicon ValleyVCInformation TechnologySoftware & InternetSeedEarlyNextStage is a closely held, private investment group founded by former executives from the application infrastructure software company BEA Systems. NextStage invests in early-stage software and technology companies. These emerging companies leverage NextStage's experience and knowledge of enterprise software and technology to accelerate their growth and to deliver value to their customers and investors. NextStage focuses on pre-institutional venture financing, providing anywhere from $500K-$5M in Series A financing. As well as direct investment, NextStage teams up with a group of seasoned financial partners and brings hands-on operational expertise. In addition, NextStage performs new venture development for exceptional market opportunities. The firm will assemble the right team and pursue opportunities from their incubation phase and onwards to venture capital financing. The firm has additional offices in Boston and San Francisco.

One Market Street, Spear Tower, Suite 3500San FranciscoCA94105415-293-8059415-839-5214

Portfolio companies include:FirstBest Systemshttp://www.firstbest.com/ArtSelect.comhttp://www.artselect.co.uk/Atsana.comhttp://asana.com/Buildfolio.comhttp://www.linkedin.com/company/buildfolioDiode Solutionshttp://en.wikipedia.org/wiki/Diode_modellingMagfusionhttp://magfusion.com/Pentasafehttp://www.pentasafe.com/Sarvegahttp://en.wikipedia.org/wiki/SarvegaStonehousehttp://stonehousebuildingproducts.com/Red Magichttp://redmagicstore.com/index.php?main_page=index&cPath=10Investment Team:Mauricio Alvarez, Managing Directormauricio@nextstagellc.comJohn Belizaire, Managing Director,William Lee, Managing Directorwwlee@nextstagellc.comJulian Pelenur, Managing DirectorJoseph Pilkerton, Managing DirectorThe Invus Group, LLCwww.invus.comVCPEMedical DeviceBusiness ServicesConsumer ProductsEducation & TrainingEarlyMiddle MarketSince 1985, Invus is a New York-based investment firm with additional offices in London, Boston, Hong Kong and Paris. Invus invests in a variety of equity transactions, including buyouts, longer term public equity investments, venture capital, and expansion financings. Invus manages in excess of $4 billion of capital. Invus has achieved both cash on cash multiples and annual internal rates of return over 22 years that are at the very top of the private equity industry. Invus manages interests in a broad range of industries, including consumer goods, consumer services, education, software, biotechnology and medical devices.

275 Grove StreetSuite 2-400NewtonMA02466617-663-4917

Portfolio companies include:Provalliance-Franck Provosthttp://www.franckprovost.com.cn/about.htmlGrow.nethttp://grox.net/Lexicon Pharmaceuticalshttp://www.lexicon-genetics.com/Weight Watchershttp://www.weightwatchers.com/plan/index.aspxKeeblerhttp://www.keebler.com/Harry'shttp://hookedonharrys.com/Avantechttp://avantecusa.com/Odontoprevhttp://www.odontoprev.com.br/Investment Team:Raymond Debbane, President and CEOrd@invus.comChristopher Sobecki, Managing DirectorPhilippe Amouyal, Managing Director (Boston)Jonas Fajgenbaum, Managing Directorjf@invus.comAflalo Guimaraes, Managing DirectorEvren Bilimer, Managing DirectorBenjamin Felt, Senior AssociateJustin Barstein, AssociateSTD Medwww.stdmed.comICVCLife Sciences & HealthcareMedical DeviceSeedSTD Med, Inc. is a rapidly growing and emerging leader in the development and manufacture of medical devices and precision machined components. Established in 1953, STD Med, Inc. is a privately held company. Over the past several years STD Med, Inc. has incubated, invested in and spun out several new technology companies. It is the firm's intention to launch a new entity, which will bring innovative technology to market, every 16 - 18 months. A strategic team, internal to STD Med has been formed to allocate the necessary resources to obtain this goal. Once "spun out" these companies are separate entities to STD Med, Inc. STD has historically invested in early stage technologies to advance the possibility of developing strategic partnerships with inventors, entrepreneurs, and doctors.

75 Mill StreetP.O. Box 420StoughtonMA02072781-828-4400781-344-5895

(STD Med Innovation Center)375 West StreetWest BridgewaterMA02379Portfolio companies include:AngioLinkhttp://www.stdmed.com/angiolink.htmlArthrosurfacehttp://www.arthrosurface.com/Sync Medicalhttp://www.syncmedical.com/Cardiosolutionshttp://cardiosolutionsinc.com/Spirus Medicalhttp://www.spirusmedllc.com/Investment Team:Steve Tallarida, President CEO & Partnerstallarida@stdmed.comAndrea Patisteas, Sr. Executive Vice Presidentandreap@stdmed.comRonald Murphy, Vice President of Investor Relationsrmurphy@stdmed.comLancet Capitalwww.lancetcapital.comVCLife Sciences & HealthcareMedical DeviceEarlyLancet Capital, the first SBIC affiliated with an academic medical center, was founded in 1998 by William Golden and George Sing to create value for investors and founders/management of early stage biomedical portfolio companies. Lancet invests in exceptional researchers, clinicians and entrepreneurs to commercialize innovative technologies in the biomedical field. Lancet Capital has been actively supporting promising adult stem cell research for over ten years, including seeding, founding and providing executive management.

245 First Street, Suite 1800CambridgeMA02142617-444-8582617-444-8405

Portfolio companies include:Ardaishttp://healthcit.com/Dyaxhttp://www.dyax.com/index.htmlEnantahttp://www.enanta.com/Scion Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=1273518Stemnionhttp://www.stemnion.com/Stentorhttp://en.wikipedia.org/wiki/Stentor_(protozoa)Biosafehttp://biosafe.com/Vivoquesthttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=865707Investment Team:William J. Golden, Managing Directorwgolden@lancetcapital.comGeorge L. Sing, Managing Directorsing@lancetcapital.comClark Hill Partnershttp://clarkhillpartners.comASoftware & InternetMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareSeedEarlyClark Hill Partners was founded in Boston in 2007 with a focus on early stage investing in technology-centric companies. In addition to the firm's network of technology inventors, academicians, entrepreneurs and senior managers, CHP is affiliated with four New England area angel groups: CommonAngels, Boston Harbor Angels, eCoast Angel Network and Landmark Angels. CHP's geographic focus areas are Greater Boston, New York and Washington, DC in the US. The firm also considers Chinese and Korean companies with plans to enter the US market. CHP's investment focus is concentrated in four main technology-intensive areas: location technology / mobile, new media and internet, biotech and renewable energy. CHP also invests in real estate funds and properties, as an inflation hedge, and for diversification of assets. Clark Hill founder, Kija Kim, was co-founder and CEO of Harvard Design & Mapping Company, Inc. (HDM), an innovation-driven location-based technology and mapping software company in Cambridge, MA and Washington, DC, from 1988 to 2009. In 2006, she led the successful sale of HDM to the First American Corporation

P.O. Box 308BelmontMA02478617-233-8434617-812-1094

Portfolio companies include:Free Flow Powerhttp://free-flow-power.com/Investment Team:Kija Kim, Co-founder President and Managing Partnerkijakim@gmail.comJim Aylward, Co-founder and General Partnerjimaylward@gmail.comFraunhofer Center for Sustainable Energy Systemshttp://cse.fraunhofer.org/IEnergy & Clean TechSeedEarlyThe Fraunhofer Center for Sustainable Energy Systems (CSE) is an applied research and development laboratory dedicated to the commercialization of clean energy technologies. CSE engages in collaborative research and development with private companies, government entities, and academic institutions, performing research that broadly benefits firms, industries, and society. Founded in 2008 and supported by the Massachusetts state government, the CSE is part of an international research network spearheaded by Germany's Fraunhofer Society, Europe's largest contract R&D organization. Fraunhofer TechBridge supports the commercialization of early-stage clean energy technologies by providing R&D services, by connecting innovators with experienced entrepreneurs, investors, and strategic partners; and by forging connections with a network of incubators. Demonstration and evaluation (pilot study) awards will be available to select applicants to accelerate the process of utility adoption of technologies including smart grid technology areas such as: transmission and distribution, demand response, and power electronics. One initiative, U-Launch, provides awards of cash and in-kind services to innovative clean technology startups. Selected companies can be granted a combination of R&D services, business development mentorship and physical incubation space, based on needs assessment. In conjunction with Fraunhofer Ventures in Munich, Germany, the TechBridge staff works to aid in the U.S. commercialization and licensing of Fraunhofer-developed clean energy technologies within regional markets.

25 First StreetCambridgeMA02141617-575-7250617-588-0618

Portfolio companies include:Dynamo Micropowerhttp://dynamo-micropower.com/FirstFuel Softwarehttp://firstfuel.com/Retroficiencyhttp://www.retroficiency.com/Simple Energyhttp://utilities.simpleenergy.com/WegoWisehttps://www.wegowise.com/NBD Nanotechnologieshttp://www.nbdnano.com/Coincidenthttp://www.merriam-webster.com/dictionary/coincidentCambrian Innovationhttp://cambrianinnovation.com/Radiator Labshttp://www.radiatorlabs.com/Artic Sandhttp://masschallenge.org/profile/team/arctic-sandByteLighthttp://www.bytelight.com/Qado Energyhttp://qadoenergy.com/Investment Team:Nolan Browne, Managing Directornol@fraunhofer.orgDr. Christian Hoepfner, Scientific DirectorDr. William Hartman, AdvisorDr. Eicke Weber, AdvisorJeff McAulay, Program Managerjmcaulay@fraunhofer.orgWindSail Capital Group, LLCwww.windsailcapital.comVCVDEnergy & Clean TechEarlyGrowthExpansionWindSail's alternative investment approach provides flexible financing solutions to companies within the clean energy industry. The firm is focused on mitigating many of the risks associated with investing in the clean energy sector, while facilitating the transition from a carbon-intensive to a clean energy based economy. WindSail's investments will typically range from $1.0-5.0 million. The firm offers entrepreneurs and later stage companies an attractive alternative to raising traditional equity capital.

133 Federal Street, Suite 1201BostonMA02110617-423-6064

Portfolio companies include:Protonexhttp://www.protonex.com/Next Step Livinghttp://nextstepliving.com/Investment Team:Michael Rand, Managing Director, 617-378-7971mrand@windsailcapital.comIan Bowles, Managing Director, 617-423-6061ibowles@windsailcapital.comMichael Lamothe, AssociateLongworth Venture Partnerswww.longworth.comVCInformation TechnologyCommunications & NetworkingMedia & Digital MediaSeedEarlyLongworth Venture Partners (LVP) is a seed and early-stage technology venture firm focusing on the Eastern U.S. LVP works closely with entrepreneurs to leverage operating experience and to help guide and accelerate the growth of successful companies. LVP focuses on investments in Internet & Digital Media, Business Internet, and Systems & Infrastructure. LVP normally leads an investment in a company's first or second round of funding. The firm typically invests $2-3 million in the first round, but will also make smaller investments at a seed stage.

1050 Winter Street, Suite 2600WalthamMA02451781-663-3600781-663-3619

Portfolio companies include:MCA Solutionshttp://www.mcasolutions.com/Parlanohttp://sharepoint.microsoft.com/businessproductivity/en-us/solutions/pages/unified-communications.aspxSermohttp://www.sermo.com/Cellufunhttp://cellufun.com/Thinking Screen Mediahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=38888386Riverminehttp://www.emptoris.com/products-and-services/products/rivermine-telecom-expense-managementInnovectrahttp://innovectra.mobi/Genesishttp://www.genesis-music.com/Vkernelhttp://www.vkernel.com/Marathonhttp://en.wikipedia.org/wiki/MarathonConstant Contacthttp://www.constantcontact.com/index.jspuTesthttp://www.utest.com/VeloBithttp://www.velobit.com/FlipTophttp://www.fliptop.com/VeloBithttp://www.velobit.com/MoodleRoomshttp://www.moodlerooms.com/Mobiquityhttp://mobiquityinc.com/KitsyLanehttps://kitsylane.com/TrackViahttp://www.trackvia.com/Creative Markethttps://creativemarket.com/ThorTechnologieshttp://thortechnologies.com.au/StraighterLinehttp://www.straighterline.com/FlipTaphttp://www.youtube.com/watch?v=xDufYlyA9OAPowerInboxhttp://powerinbox.com/Grab Mediahttp://grab-media.com/NuoDBhttp://www.nuodb.com/Investment Team:Paul Margolis, Partnerp.margolis@longworth.comJim Savage, Partnerj.savage@longworth.comPeter Roberts, Partnerp.roberts@longworth.comNilanjana Bhowmik, Partnern.bhowmik@longworth.comJohn Lawrence, Partner & CFOj.lawrence@longworth.comDavid Nanto, Venture Partnerd.nanto@longworth.comZiad Sultan, EIRz.sultan@longworth.comJames Falkoff, Analystj.falkoff@longworth.comThe Founder Institutewww.founderinstitute.comIInformation TechnologySeedThe Founder Institute is a technology pre-seed incubator currently on pace to launch over 1,000 companies per year in over 30 cities worldwide. The program identifies high-potential entrepreneurs using predictive social science testing, and then guides them through weekly company-building sessions featuring a network of over 700 CEO Mentors. A four-month program with a unique shared-equity structure, Founder Institute provides weekly meetings with mentor CEOs on topics designed to improve company-building. Unlike incubators such as TechStars or Y-Combinator, which take small equity stakes in companies that participate, Founder Institute divvies up equity among all its participants. Each company that participates in the Founder Institute will contribute 3.5 percent in stock warrants into an equity pool that is shared among all the participants and mentors. The Founder Institute does not provide office space and to date has graduated 415 companies in 21 cities worldwide.

New YorkNY

Portfolio companies include:2RedBeanshttp://www.2redbeans.com/en/Animeeplehttp://www.animeeple.com/AutoSallyhttp://blog.autosally.com/Buzubhttp://buzub.com/Explorencehttp://www.explorence.com/HighNoteLivehttp://venturebeatprofiles.com/company/profile/highnoteliveLoudleverhttp://www.loudlever.com/Mona Lisa Stylehttp://www.monalisastyle.com/RentCyclehttp://www.rentcycle.com/CakeHealthhttps://cakehealth.com/Skimblehttp://www.skimble.com/MicroMobshttp://micromobs.com/udemyhttp://www.udemy.com/Breezyhttps://www.breezy.com/Memetaleshttp://memetales.com/LetsLunchhttp://letslunch.com/SnapShophttp://www.snapshopinc.com/identifiihttp://identifi.com/ShareSquarehttp://getsharesquare.com/Retailigencehttp://www.retailigence.com/Skyderahttp://www.skydera.com/Learning Yardhttp://learningyard.com/InTheDoorhttp://www.inthedoor.com/Fashioning Changehttp://fashioningchange.com/Investment Team:Adeo Ressi, CEOFirehouse Capital, Inc.www.firehousecapital.comVCInformation TechnologyReal EstateEarlyFormed 2006, Firehouse Capital, Inc. is a privately held investment company that makes entrepreneurial investments in early stage technology companies, real estate, and other interesting opportunities. Prior to launching Firehouse Capital, John Boynton founded Wilson Alan, LLC (creator of customized executive development programs), ran corporate strategy, marketing, and business development for Forrester Research, Inc. (technology research company), and worked as a consultant for Mercer (global strategy consulting firm). Earlier in his career, John co-founded and served as President of CompTek International, the leading distributor of Cisco networking and communications technologies in Russia. He is the founder and CEO of SchoolPulse, a social media company for parents.

199 Sudbury RoadConcordMA01742978-371-3200978-371-3201

Portfolio companies include:CompTekhttp://comptekcomposites.com/SchoolPulsehttp://myschoolpulse.com/InfiNet Wirelesshttp://infinetwireless.com/LoveFilmhttp://www.lovefilm.com/Motushttp://www.motusmotorcycles.com/Concord Commonshttp://www.rockfordha.org/rha/concordcommons.cfmGatherhttp://www.gather.com/Bradford Streethttp://bradfordstreetwalsall.com/index.htmlHigPoint Placehttp://www.highpointplace.com/index.htmlRndexhttp://yandex.ru/index_engl.htmlCloudy, Inc.http://www.askcloudy.com/Vacation Home Rentalshttp://www.vacationhomerentals.com/Investment Team:John Boynton IV, Founderjb@firehousecapital.comLead Dog Ventures, LLCwww.linkedin.com/in/leaddogvcAInformation TechnologySoftware & InternetSeedEarlyLead Dog Ventures was founded in 1999 by software industry veteran John Landry to provide intellectual, relationship and financial capital to early-stage technology companies. The group's portfolio focuses on Applications, Application Development, Infrastructure, and Search. Previously, Landry served as Executive Chairman and CTO in three of Lead Dog's investments: interactive advertising leader Narrative Communications (acquired by Excite/AtHome in 1999), web calendaring powerhouse AnyDay.com (acquired by Palm in 2000) and web services management pioneer Adjoin Solutions (acquired by Computer Associates in 2004). Landry has been a long-time trustee of the Mass Technology Leadership Council, a Mass Hi-Tech All-Star, an Xconomy Xconomist, a member of CommonAngels (see profile), a TechStars mentor, the past-president of the Information Technology Assoc of America (ITAA) and the American Software Association, and a Trustee and Instructor at Babson College.

85 Old Connecticut PathWaylandMA01778508-358-6178508-358-5586

Portfolio companies include:Adesso Systemshttp://adessosystems.com/Infostoriahttp://www.dommark.com/Interwisehttp://uc.att.com/Frame Mediahttp://www.framemedia.biz/TimeTradehttp://www.timetrade.com/Mavenhttp://maven.apache.org/Placesterhttps://placester.com/docTrackrhttp://www.doctrackr.com/Endecahttp://www.oracle.com/us/corporate/acquisitions/endeca/index.htmlSonianhttp://www.sonian.com/GoodDatahttp://www.gooddata.com/ZoomInfohttp://www.zoominfo.com/ParElastichttp://www.parelastic.com/Practically Greenhttp://www.practicallygreen.com/Investment Team:John Landry, FounderJohn@JohnLandry.comMadison Parker Capitalwww.madisonparkercapital.comSilicon ValleyPEManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantMiddle MarketMadison Parker Capital provides liquidity and growth capital to select middle-market enterprises. In addition, the firm seeks to provide attractive exit opportunities for owners and operators of middle-market enterprises and to provide divestiture opportunities for divisions of corporate parent companies that no longer reflect the company's strategic focus. Target investments include management-led buyouts, expansion financings, and recapitalizations. Madison Parker Capital is looking to invest in advanced materials & enabling technologies, business services, consumer products, retail/restaurants and manufacturing companies with $5 to $150 million in revenue, and that operate in well-defined market niches with attractive industry fundamentals. Madison Parker Capital invests in transactions ranging in size from $5 to $75 million.

680 Berkeley Avenue, Suite 100Menlo ParkCA94025617-910-0081

Portfolio companies include:A123 Systemshttp://a123systems.com/beRecruitedhttp://www.berecruited.com/Bolocohttp://boloco.com/Ceramemhttp://www.veoliawaterst.com/ceramem/en/iCost Medical Supplyhttp://www.icostmedical.com/IPATHhttp://www.ipath.com/Klone Labhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=117159811Paer Househttp://www.paperhouserockport.com/index.htmlUtrechthttp://www.utrechtart.com/Venyu Solutionshttp://www.venyu.com/Investment Team:Brent Brown, Managing PartnerMassachusetts Technology Collaborative (MTC)www.masstech.orgEDSoftware & InternetEnergy & Clean TechLife Sciences & HealthcareEarlyGrowthExpansionCreated in 1982, the Massachusetts Technology Collaborative (MTC) is a public economic development agency that fosters a more favorable environment for the formation, retention, and expansion of technology-related enterprises in Massachusetts. Through its major divisions-the John Adams Innovation Institute, the Massachusetts e-Health Institute, and the Massachusetts Broadband Institute-MTC is stimulating economic activity throughout the Commonwealth. The group has made roughly 850 strategic investments totaling approximately $35 million, which have resulted in over $233 million of additional investment from federal, private and civic sources for a 6:1 ratio.

(Main Campus)75 North DriveWestboroughMA01581508-870-0312508-898-2275

(Boston Office)2 Center Plaza, Suite 200BostonMA02108617-371-3999Portfolio companies include:Solectria Renewableshttp://solectria.com/?f13bc780Ze-Genhttp://www.ze-gen.com/MassMEDIChttp://www.massmedic.com/Berkshire Connecthttp://bconnect.org/Management Team:Pamela Goldberg, Chief Executive Officergoldberg@masstech.orgJoseph D. Downing, Chief Operating Officer, JAIIdowning@masstech.orgPhilip F. Holahan, Deputy Executive Director and General Counselholahan@masstech.orgPatrick Larkin, Directorlarkin@masstech.orgChris Andrews, Chief Financial & Administrative Officerandrews@masstech.orgChristopher Scranton, Investment Funds Managerscranton@masstech.orgRobert Kispert, Director of Cluster Developmentkispert@masstech.orgMassVentureshttp://mass-ventures.com/VCInformation TechnologySoftware & InternetMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialSeedEarlyMassVentures is the new name for the Massachusetts Technology Development Corporation (MTDC). MassVentures is a venture capital firm focused on fueling the Massachusetts innovation economy by funding early-stage, high-growth Massachusetts startups as they move from concept to commercialization. MassVentures focuses on Series A investments and considers occasional and opportunistic seed rounds. The Boston-based venture firm was formed in 1978 as a quasi-public corporation by the Legislature of the Commonwealth of Massachusetts, governed by an independent Board of Directors, and managed by experienced venture capitalists. Of the 132 companies in which it has invested, over 60 percent have been located in economically-targeted cities and towns within the Commonwealth. Its portfolio of companies have employed over 7,500 individuals in the Commonwealth with an annual estimated payroll of $612 million. Over its 30+ year history, the MassVentures Traditional Fund, an evergreen fund, has generated a gross IRR of 16.5%. The firm's team has experience across numerous industries including software, healthcare IT, industrial automation & robotics, internet & digital media, and mobile applications and platforms.

40 Broad Street, Suite 230BostonMA02109617-723-4920617-723-5983

Portfolio companies include:Courionhttp://www.courion.com/Polatishttp://www.polatis.com/BEZ Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4726748Cambridge Viscosityhttp://www.cambridgeviscosity.com/contact-us/OwnerIQhttp://www.owneriq.com/Forerunhttp://forerunsystems.com/lifeIMAGEhttp://www.lifeimage.com/about-us/who-we-areNtiretyhttp://www.ntirety.com/Harvest Automationhttp://harvestautomation.com/ImPress Systemshttp://impresssystems.com/Incentive Targetinghttp://www.incentivetargeting.com/Segterrahttp://www.insidetracker.com/uTesthttp://www.utest.com/TerraThermhttp://terratherm.com/ThermoEnergyhttp://www.thermoenergy.com/Illume Softwarehttp://getizup.com/Texterityhttp://www.texterity.com/Ze-gen, Inchttp://www.ze-gen.com/Clarity Imaging Technologieshttp://clarityimaging.com/Libboohttp://www.libboo.com/Vsnaphttps://www.vsnap.com/Tomophasehttp://www.tomophase.com/Investment Team:Walter M. (Jerry) Bird, Presidentjbird@mass-ventures.comNicholas A. Pappas, Vice Presidentnpappas@mass-ventures.comJennifer Jordan, Vice Presidentjjordan@mass-ventures.comGeorge Aggouras, Controllergaggouras@mass-ventures.comMedEquity Investorswww.medequity.comVCPELife Sciences & HealthcareMedical DeviceGrowthExpansionFounded in 1998, MedEquity Capital, LLC is a private equity firm investing in mid- to late-stage healthcare service and product companies. MEI has invested over $110 million, typically seeking investments in the range of $5 million to $30 million, and pursues investments in provider-based services, outsourcing, distribution, product companies with low technology risk, and technology-enabled services. Uses of capital include buyout, organic growth, acquisition strategies or consolidation plays, and recapitalizations (full or partial liquidity). The firm targets companies with minimum revenues of $10 million and minimum EBITDA of $2 million.

16 Laurel Avenue, Suite 200Wellesley HillsMA02481781-237-6910781-237-6911

Portfolio companies include:Crescent Healthcarehttp://crescenthealthcare.com/home_static.htmOnCURE Medicalhttp://www.oncure.com/EnduraCarehttp://selectrehab.com/PharmaLogichttp://www.pharmalogic.info/AppleCarehttp://www.apple.com/support/products/Decision Managementhttp://decisionmanagementsolutions.com/Heartlabhttp://www.heartlab.org/Leadscopehttp://www.leadscope.com/MediChem Life Scienceshttp://medichemlife.com/OpenNetwork Technologieshttp://www.opennetwork.com/TransMedicshttp://www.transmedics.com/wt/home/indexVelQuesthttp://www.velquest.com/Investment Team:Peter R. Gates, Partnerpgates@medequity.comJeffrey T. Ward, Partnerjward@medequity.comW. Brandon Ingersoll, Partnerbingersoll@medequity.comChristina A. Novicki, Principalcnovicki@medequity.comDenham Capital Managementwww.denhamcapital.comPEEnergy & Clean TechMiddle MarketDenham Capital Management is a leading global private equity firm that manages over $7.3 billion. The Denham team is led by its Managing Partner, Mr. Stuart Porter, and its Senior Managing Directors, Mr. Riaz Siddiqi, Mr. Carl Tricoli and Mr. William Zartler, and employs over 50 professionals spread among offices in Boston, Houston, New Jersey, London, Brazil, and Singapore. Denham makes direct investments in the energy and commodities sectors, including in businesses and assets involving natural resources, metals and mining, power and utilities, and energy-related infrastructure and services. The firm invests globally, with investments currently in the U.S., Canada, South America, Europe and Asia, and across all stages of the corporate lifecycle, from development projects to mature, operating businesses. Denham invests across the capital structure and typically targets equity investments in the $50 million to $200 million range.

200 Clarendon Street, 25th FloorBostonMA02116617-531-7200

Portfolio companies include:Big Island Carbonhttp://www.bigislandcarbon.com/CariSalhttp://www.carisal.biz/EthlyChemhttp://ethylchem.com/BioTherm Energyhttp://www.biothermenergy.com/MxEnergyhttp://www.mxenergy.com/Plantation Energyhttp://www.plantationenergy.com.au/Alta Mesahttp://www.altamesa.net/C&C Energiahttp://ccenergialtd.com/Cadre Proppantshttp://www.cadreproppants.com/homepage/Fairborne Energyhttp://www.fairborne-energy.com/GNPowerhttp://www.sitheglobal.com/projects/gnpower.cfmGradient Resourceshttp://www.gradient.com/MS Energyhttp://msenergyservices.com/Sierra Buckeyehttp://sierrabuckeye.com/Trinity Coalhttp://trinitycoalindonesia.com/Upper Wilgathttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=99663506URSA Resourceshttp://www.ursaresources.net/VitAGhttp://vitagcorp.com/Greenleaf Powerhttp://www.greenleaf-power.com/Mining Ventures Brasilhttp://www.mvbrasil.com/MS Energy Serviceshttp://msenergyservices.com/NGL Energy Partnershttp://www.nglenergypartners.com/Sierra Buckeyehttp://sierrabuckeye.com/Tall City Explorationhttp://www.bizjournals.com/houston/morning_call/2012/08/tall-city-exporation-secures-200m.htmlTrans-Tasman Resourceshttp://www.ttrl.co.nz/Investment Team: Stuart Porter, Founder, Chairman and CEOTim Smith, Managing Director of Investor RelationsTim.Smith@denhamcapital.comJoseph Casey, Managing Director of Strategy & DevelopmentJohn Collins, Managing Director and Chief Financial OfficerMichael Sigman, Managing DirectorPaul Winters, Managing Director and General CounselWallace Varga, Managing Director of TaxBevin Ronayne, Director Dutchess Capital Management, LLCwww.dutchesscapital.comPECommunications & NetworkingMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareConsumer ProductsDefense & Homeland SecurityMiddle MarketDutchess Capital Management is engaged in assisting growth companies in all facets of their long-term strategy by providing capital and progressive business solutions. Through Dutchess Private Equities Fund, Ltd., the firm manages a portfolio of private equity investments in public equities (PIPEs). Founded in 2000, funds managed by Dutchess have made direct investments in excess of $200 million in growth companies, which span a wide array of industries including: Telecom & VoIP, Wireless Communications, Healthcare, Biotechnology, Medical Device, Internet, e-Commerce, Technology, Media, Oil & Gas, Defense, Homeland Security, Nuclear Sciences, Precious Metals, Manufacturing, Apparel, Textiles, Consumer Products and Alternative Energy. Dutchess maintains offices in Boston, MA, LaGrangeville, NY, London, and Beijing, and looks for investment opportunities worldwide.

50 Commonwealth Avenue, Suite 2BostonMA02116617-301-4701617-249-0947

Portfolio companies include:Patient Portal Technologieshttp://patientportal.com/Force Protectionhttp://www.forceprotection.net/Hyperdynamicshttp://www.hyperdynamics.com/TitleAmericahttp://www.titleamerica.com/Mannatechhttp://www.mannatech.com/Global Earth Energyhttp://globalearthenergy.com/Sofame Technologieshttp://www.sofame.com/home.htmViking Systemshttp://www.vikingsystems.com/Turbosonichttp://www.turbosonicusa.com/MobileWavehttp://www.mobilewave.com/Solo Oil plchttp://www.solooil.co.uk/SPO Medicalhttp://www.spomedical.com/Motopiahttp://www.motopiacafe.com/Logic Deviceshttp://www.logicdevices.com/Coates Internationalhttp://www.coatesengine.com/Lomikohttp://lomiko.com/Biojecthttp://www.bioject.com/Investment Team:Douglas H. Leighton, Managing Partner, 617-301-4701dleighton@dutchesscapital.comMichael A. Novielli, Managing Partner (New York)mnovielli@dutchesscapital.comTheodore Smith, Chief Administrative Officer, 617-301-4702tsmith@dutchesscapital.comDouglas DAgata, Director of Research and Managing DirectorJessica Geran, Head of Corporate Financejgeran@dutchesscapital.comEdward Rocha, Vice President of Business Developmenterocha@dutchesscapital.comAshton Jones, Head of Business Developmentajones@dutchesscapital.comChris Quin, Vice President of Corporate Financecquin@dutchesscapital.comClayton Sullivan, Vice President of Corporate FinanceEasterly Capitalwww.easterlycapital.comAInformation TechnologyEarlyEasterly Capital is the private investment vehicle for Darrell W. Crate. Easterly targets growing, early stage, innovative concepts that have the ability to transform industries. Mr Crate, 45, currently serves as an Executive Vice President, Chief Financial Officer and Treasurer of Affiliated Managers Group, Inc., roles he has served in since 2001. Prior to that time, Mr. Crate served as a Senior Vice President and the Chief Financial Officer of the Company. Prior to joining AMG, Mr. Crate was a Managing Director in the Financial Institutions Group of Chase Manhattan Corporation focusing exclusively on investment management firms. Mr. Crate received an M.B.A. from Columbia Business School and a B.A. from Bates College.

138 Conant Street BeverlyMA01915

Portfolio companies include:Fluidnethttp://www.fluidnet.net/Investment Team:Darrell W. CrateCato BioVentureswww.catobioventures.comCVCLife Sciences & HealthcareEarlyGrowthCato BioVentures is the venture capital affiliate of Cato Research Ltd., a global contract research and development organization (CRO). For over 20 years, Cato BioVentures and Cato Research have partnered with entrepeneurs, academic institutions, and a broad base of biotech and pharmaceutical companies to advance a robust portfolio of sucessful product development programs. The firm focuses on early to mid-stage investment opportunities in private companies and undervalued public companies. Through strategic CRO service agreements with Cato Research, the firm has invested its "CRO Service Capital" in innovative therapeutics, medical devices and stem cell technologies that improve Pharma's Research and Development productivity. Cato focuses on high value life science investment opportunities at all stages of development and across multiple therapeutic and technical areas. The firm is uniquely interested in product development opportunities in undervalued public companies that have gone off track or fallen out of favor with the investment community for technical reasons.

Bay Colony Corporate Center1100 Winter StreetWalthamMA02451-1427781-890-4477781-890-8118

Portfolio companies include:eTrialshttp://www.merge.com/Echo Therapeuticshttp://www.echotx.com/Biotherahttp://www.biothera.com/Senescohttp://senesco.com/Cytoshttp://www.cytos.com/EntreMedhttp://www.entremed.com/BioMarck Pharmaceuticalshttp://biomarck.com/Abeomehttp://www.abeomecorp.com/pages/index.htmlAlseres Pharmaceuticalshttp://www.alseres.com/Catena Pharmaceuticalshttp://www.catenapharma.com/Compellishttp://compellis.com/Cumberland Pharmaceuticalshttp://www.cumberlandpharma.com/Emmaus Medicalhttp://emmausmedical.com/First String Researchhttp://firststringresearch.com/Immunovaccinehttp://imvaccine.com/Inner Optichttp://www.inneroptic.com/Mithridionhttp://mithridion.com/Advanced Pain Remedieshttp://advpainremedies.com/Cancer Advanceshttp://www.canceradvancesinc.com/Hemodynamicshttp://en.wikipedia.org/wiki/HemodynamicsInvestment Team: Allen Cato, MD., Ph.D., PrincipalLynda Sutton, PrincipalDaniel Pharand, CA, PrincipalMichael Cato, M.S., Vice PresidentJo Cato, PhD, Vice PresidentLinda Marcus Daniels, Chief Legal OfficerEastward Capital Partnerswww.eastwardcp.comVDInformation TechnologyCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareEarlyFormerly known as CommVest, Eastward Capital Partners is a leading East Coast venture debt source. Through its regional focus and longstanding relationships, Eastward specializes in working with venture capital firms to provide their portfolio companies with equity-sensitive financing solutions. Since 1994, Eastward and affiliated entities have invested over $300 million in more than 130 venture debt and equity transactions in the Information Technology, Communications, Alternative Energy/Clean Technology and Healthcare sectors.

432 Cherry St. West NewtonMA02465617-969-6700 617-969-7900

Portfolio companies include:Contourhttp://www.contoursemi.com/Everbridgehttp://www.everbridge.com/AuctionZiphttp://www.auctionzip.com/Fanfarehttp://www.fanfaremag.com/iControlhttp://www.icontrol.com/Kalidohttp://www.kalido.com/snagajob.comhttp://www.snagajob.com/Blue Cod Technologieshttp://www.bluecod.net/Clearenthttp://www.clearent.com/eChalkhttp://www.echalk.co.uk/amusements/Games/games.aspxHillcrest Labshttp://www.hillcrestlabs.com/Gilt Groupehttp://www.gilt.com/Karmaloophttp://www.karmaloop.com/Menara Networkshttp://www.menaranet.com/MinuteKeyhttp://minutekey.com/index1.phpParatekhttp://paratek.com/SanPulsehttp://www.sanpulse.com/Xiohttp://xiostorage.com/TraderToolshttp://tradertools.com/VidSyshttp://vidsys.com/Antenna Softwarehttp://www.antennasoftware.com/Cadient Grouphttp://www.cadient.com/Ektronhttp://www.ektron.com/FirstBest Systemshttp://www.firstbest.com/The New Orleans Exchangehttp://www.exchangecentre.net/PlumChoicehttp://www.plumchoice.com/ScaleMPhttp://scalemp.com/SonicBidshttp://www.sonicbids.com/Xactlyhttp://www.xactlycorp.com/xMattershttp://www.xmatters.com/Investment Team: Dennis P. Cameron, Founder and Senior Managing Directordennis@eastwardcp.comDavid Z. Alpert, Senior Advisordave@eastwardcp.comEdward I. Dresner, Managing Directoredward@eastwardcp.comNancy E. Malone, Principalnancy@eastwardcp.comMichael F. Dale, Chief Financial Officer and Managing Directormichael@eastwardcp.comNick Bologna, Directornick@eastwardcp.comTim OLoughlin, Directortim@eastwardcp.comChris Bodnar, Directorchris@eastwardcp.comInflection Point Ventureswww.inflectpoint.comVCInformation TechnologySoftware & InternetEarlyInflection Point Ventures (IPV) provides venture capital and business support for early stage telecommunications, Information Technology and electronic commerce companies. IPV typically makes a first investment between $500K and $2 million. IPV prefers to lead or co-lead investments, invests primarily in companies seeking their first round of equity financing, and expects the large majority of its portfolio companies to be located in the Mid-Atlantic states and New England. As of 2010, Inflection Point is harvesting its current portfolio, and is not making new investments.

30 Washington Street WellesleyMA02481617-510-4386

Portfolio companies include:Fidelishttp://www.fideliscare.org/ExoGenesishttp://www.exogenesis.us/InfoEtherhttp://infoether.com/ComBriohttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=10407682Epionhttp://www.epinions.com/Histogenicshttp://www.histogenics.com/careers/Intrapointhttp://www.intrapoint.com/CareGainhttp://www.payflex.com/Current Analysishttp://www.currentanalysis.com/Longwatchhttp://www.longwatch.com/LP Innovationhttp://www.lpinnovations.com/Synchrishttp://www.privia.com/splash/index.htmlReturn Centralhttp://www.ebay.com/sch/i.html?_nkw=returns+central&_armrs=1&_from=&_ipg=&_sop=2Searchandisehttp://www.searchandise.net/Sourcefirehttp://www.sourcefire.com/True Lemonhttp://www.truelemon.com/Triumfanthttp://www.triumfant.com/default.aspSkill Surveyhttp://www.skillsurvey.com/Investment Team:Jeffrey A. Davison, General Partnerjdavison@inflectpoint.comMichael E. A. OMalley, General Partnermomalley@inflectpoint.comDiane Messick, CFOdmessick@inflectpoint.comJMC Venture Partnerswww.jmcvp.comPEInformation TechnologyManufacturing & IndustrialBusiness ServicesMiddle MarketFounded in 1999, JMC is a private equity fund with a focus on middle market manufacturing, distribution, technology and service companies which have sales of $5 million to $50 million and are operating in growing or niche markets. JMC invests in companies that are producing strong and predictable cash flows and are mid to later stage. JMC pays particular attention to the depth and capability of the management team of any prospective investment. The firm will invest $5 to $15 million in a single transaction to support growth, ownership transition or for expansion through mergers and acquisitions. To date, JMC has completed over 30 successful transactions. The firm's geographical focus is the Eastern U.S.

125 Summer Street, Suite 1250BostonMA02110617-338-1144617-338-5353

Portfolio companies include:NorthStar Chemicalshttp://northstarchemicals.com/Bounty Systems Softwarehttp://en.wikipedia.org/wiki/Bounty_(reward)Pacifiq Technologieshttp://pti-consulting.com/Zaiqtechhttp://www.lead411.com/Jim_Pena_57357.htmlAqualine Resourceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30713592CBL Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=729677GroupTELhttp://directory.newsday.com/premier+financial+group+tel+call+today.9.115617080p.home.htmlGrace Matthewshttp://www.gracematthews.com/LTK Saleshttp://www.ltkcable.com/en/histhighlight.aspDeltronhttp://www.deltron.com/Quasar Technologieshttp://www.facebook.com/pages/Quasar-Technologies-Inc/47936844996Technipowerhttp://technipower.com/Unipowerhttp://www.unipower.com/Solomon Technologieshttp://www.solomontech.com/PSChttp://www.pscnow.com/Columbia Cement http://www.columbiaconcrete.com/Kingcohttp://www.kingcoathletics.com/MIRACLEhttp://www.itwtacc.com/products/index.cfm?category=MIRACLEPKWAREhttp://www.pkware.com/Power Solutionshttp://www.powersolutions-llc.com/Precast Specialtieshttp://precastspecialties.com/STA-PUThttp://www.sta-put.co.uk/Xpress Cashhttp://www.xpresspaydaycash.com/Investment Team:Michael A. DAmelio, Partnermdamelio@jmccp.comG. Lawrence Bero, Partnerlbero@jmccp.comTimothy J. Durkin, Partnertdurkin@jmccp.comIan Jeddy, Director of Marketing and Investor Relationsijeddy@jmccp.comPermal Capital Managementwww.permalcapital.comPEFOFSECManufacturing & IndustrialBusiness ServicesMiddle MarketEstablished in 1990, Permal Capital is an autonomous entity within the Permal Group, a pioneer in the formation of multi-manager vehicles in the alternative investment asset class, having started with proprietary capital over 35 years ago. Permal Capital investment activities include: primary funds (newly formed private equity funds, managed by top-performing independent managers); secondary market interests (purchasing interests in existing limited partnerships from investors seeking liquidity); liquidity managed structures (allows full funding of investor subscriptions with liquidity managed for the investor to mitigate J curve and other inefficiencies); and direct investments in dynamic private companies, providing liquidity to existing investors (secondary directs) or investing alongside leading private equity firms with specific expertise and established relationships with Permal. The Permal Group Ltd. is owned by Legg Mason, Inc. Prior to the purchase by Legg Mason in 2005, Permal Group was owned by Sequana Capital (formerly Worms & Cie). Today, the firm has grown to 17 dedicated private equity employees and has received capital commitments of approximately $1.4 billion across eight multi-manager investment vehicles as well as other investment structures. Permal Capital has an additional office in New York.

The Prudential Tower800 Boylston Street, Suite 1325BostonMA02199617-587-5300617-587-5301

Portfolio companies include:N/AN/AInvestment Team:Thomas M. DeLitto, ChairmanC. Redington Barrett III, President and Chief Executive Officerrbarrett@permalcapital.comRobert Di Geronimo, Managing Directorrgeronimo@permalcapital.comBenjamin Marino, Managing Director, Chief Financial Officer and Chief Compliance Officerbmarino@permalcapital.comAdriaan Zur Muhlen, Managing Directorazurmuhlen@permalcapital.comDavid Navins, Vice Presidentdnavins@permalcapital.comAaron Bright, Vice Presidentabright@permalcapital.comMartin Keck, Vice Presidentmkeck@permalcapital.comMichael DAgostino, Principalmdagostino@permalcapital.comPhotonics Center at Boston Universitywww.thephotonicscenter.comIInformation TechnologyCommunications & NetworkingSeedEarlyThe Business Innovation Center at the Photonics Center is a 15,000 net square foot facility that currently houses eleven companies with the flexibility to adjust space configuration to accommodate growing companies or increase the number of companies in the launch phase. A turnkey, all-inclusive price structure includes cost of space, common areas, permits, taxes, utilities and overhead allowing companies to focus on core business execution. Companies aligned with Photonic Center faculty research have priority in reserving space in the Innovation Center and companies in the Center are encouraged to engage with faculty and students to enhance the entrepreneurial culture within the university. Companies may hire student interns, collaborate with faculty and jointly participate with faculty and the Photonics Center staff in pursuit of Sponsored Research funding.

8 St. Marys St.BostonMA02215617-353-8899617-353-7271

Portfolio companies include:1087 Systemshttp://valuesystemspos.com/Adhereanhttp://www.adherean.com/Insight Numericshttp://insightnumerics.com/J2P USAhttp://www.bu.edu/photonics/people/inc/JobPalhttp://www.jobpal.org/LCI Grouphttp://lcigroup.net/Nano Surfaceshttp://www.nanosurfacesolutions.com/NBD Nanotechnologieshttp://www.nbdnano.com/RayVio Corphttp://www.bu.edu/ece/2011/04/26/itec-competition/Rotary Roboticshttp://www.agweb.com/article/rotary_robots/SnapCinchhttp://lifehacker.com/5432194/cinch-brings-windows-7s-aero-snap-to-the-macStorm Insightshttp://storminsights.com/Wanderuhttp://www.wanderu.com/Management Team:Dr. Thomas Bifano, Directortgb@bu.eduThomas Dudley, Assistant Directortjdudley@bu.eduDr. Helen Fawcett, Manager Operations and Technical Programshfawcett@bu.eduRyan Midura, Administrative Coordinator for the Business Incubatorrmidura@bu.eduPrism Venture Partnerswww.prismventure.comVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorMedia & Digital MediaLife Sciences & HealthcareEarlyFounded in 1996, Prism has raised five venture funds totaling $1.25 billion and backed more than 50 companies. Prism invests only in the industries of Software & Services (focusing on wireless, mobile and telecommunications technologies, semiconductors, next-generation data centers, on-demand and network security applications); Life Sciences (focusing on medical devices, specialty pharmaceuticals and breakthrough diagnostics); and Digital Media.

117 Kendrick Street, Suite 200NeedhamMA02494781-302-4000781-302-4040

Portfolio companies include:iSciencehttp://iscienceinterventional.com/Everypointhttp://www.xbox360achievements.org/KickAppshttp://www.kitd.com/kickapps/CoAxiahttp://www.coaxia.com/ROX Medicalhttp://roxmedical.com/RatePointhttp://www.ratepoint.com/asiExpo Communicationshttp://www.expotv.com/LogMeInhttps://secure.logmein.com/Six Degrees Gameshttp://www.sixdegreesgames.com/Avedrohttp://avedro.com/310 Labshttp://310labs.com/iScience Interventionalhttp://iscienceinterventional.com/XLumenahttp://xlumena.com/MetraTechhttp://www.metratech.com/Mota Motorshttp://www.mota.com/Polatishttp://www.polatis.com/Sonianhttp://www.sonian.com/White Skyhttp://whitesky.com/Investment Team:John Brooks, Co-Founderjbrooks@prismventure.comBob Fleming, Co-FounderWoody Benson, General Partnerwbenson@prismventure.comJames A. Counihan, PrincipalBrendan OLeary, Principalboleary@prismventure.comTony Natale M.D.Matt EngelJosh Resnick M.D.Vestar Capital Partnerswww.vestarcapital.comPECommunications & NetworkingMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialConsumer ProductsMiddle MarketLateVestar was founded by seven principals of The First Boston Corporation's Management Buyout Group. Vestar specializes in management buyouts and growth capital investments, investing in companies with valuations in the $150 million to $1.5 billion range. Vestar's investment team is organized into five broad groups, each focused on a particular sector of the economy and its products and services: Consumer, Diversified Industries, Healthcare, Financial, and Media & Communications. Vestar is now working from its fifth investment fund, managing a committed equity pool of $3.65 billion, with total assets under management of $7 billion. The firm can invest up to $700 million in a single transaction. Since Vestar's founding in 1988, the group has completed 70 investments in companies with a total value of approximately $30 billion. Vestar has offices in New York City; Boston; Denver; Paris; Munich; and Milan, Italy.

500 Boylston Street, 17th FloorBostonMA02116617-247-1200

Portfolio companies include:AZ Electronic Materialshttp://www.az-em.com/Sunrise Medicalhttp://www.answers.com/topic/sunrise-medical-incCelestial Seasoningshttp://www.celestialseasonings.com/Consolidated Cigarhttp://altadisusa.com/Gold Toehttp://www.goldtoe.com/CCShttp://shop.ccs.com/MediMedia USAhttp://medimedia.com/National Mentor Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=692910Nybron Flooring Internationalhttp://www.kahrs.com/Paris Rehttp://paris-re.com/Press Ganey Associateshttp://www.pressganey.com/index.aspxRadiation Therapy Serviceshttp://www.rtsx.com/Seves S.p.A.http://www.seves.com/Sun Productshttp://sunproductscorp.com/Del Monte Foodshttp://www.delmonte.com/HealthGradeshttp://www.healthgrades.com/MediMediahttp://medimedia.com/Tritonhttp://en.wikipedia.org/wiki/Triton_(moon)Argo-Techhttp://www.eaton.com/Eaton/ProductsServices/ProductsbyName/Argo-Tech/index.htmBirds Eye Foodshttp://www.birdseye.com/Border Media Partnershttp://bmpradio.com/DeVilbiss Healthcarehttp://www.devilbisshealthcare.com/Duff & Phelpshttp://www.duffandphelps.com/DynaVox Systemshttp://www.dynavoxtech.com/Essent Healthcarehttp://www.icglink.net/Gleason Corporationhttp://www.gleason.com/Joerns Healthcarehttp://www.joerns.com/MCG Capitalhttp://www.mcgcapital.com/Investment Team:Daniel S. OConnell, CEO (New York)doconnell@vestarcapital.comKevin Mundt, Managing Directorkmundt@vestarcapital.comKenneth J. OKeefe, Managing Director & COOkokeefe@vestarcapital.comChris A. Durbin, Managing DirectorLorraine C. Ranahan, Investor Relations/ Office ManagerDeshpande Center for Technological Innovationhttp://web.mit.edu/deshpandecenterIInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareMedical DeviceSeedThe Deshpande Center was established at the MIT School of Engineering in 2002 to increase the impact of MIT technologies in the marketplace. Founded with an initial donation by Jaishree and Desh Deshpande, The Deshpande Center helps MIT faculty and students commercialize breakthrough technologies and inventions by transforming promising ideas into innovative products and cutting-edge spinout companies. Toward this end, the center makes modest but pivotal investments in research that is being done by some of MIT's most talented scientists and engineers. The Deshpande Center awards two types of grants- Ignition grants and Innovation grants- based primarily on the stage of an investigator's research. The cumulative value of an initial grant plus subsequent renewals cannot exceed $250,000. The center awards one-year Ignition Grants of $50,000 to researchers who are doing promising yet still-unproven work on inventions with a potentially large impact. Researchers whose inventions are sufficiently developed can bypass the Ignition grant stage and apply directly for a one-year Innovation Grant. An Innovation Grant cannot exceed $250,000. The Deshpande Center supports a wide range of emerging technologies including biotechnology, biomedical devices, information technology, new materials, tiny tech, and energy innovations.

Massachusetts Institute of Technology77 Massachusetts Avenue, Room 1-229CambridgeMA02139617-253-0943617-253-8442

Portfolio companies include:EyeNetrahttp://eyenetra.com/Eta Deviceshttp://etadevices.com/ImmuneXcitehttp://immunexcite.com/Firefly BioWorkshttp://fireflybio.com/Lantos Technologieshttp://www.lantostechnologies.com/Ambrihttp://www.ambri.com/i2Chemhttp://i2chem.com/servicesTARIS Biomedicalhttp://www.tarisbiomedical.com/Hepregenhttp://hepregen.com/Gobyhttp://www.goby.com/1366 Technologieshttp://www.1366tech.com/Management Team:Leon Sandler, Executive Director, 617-253-0943leons@mit.eduCharles L. Cooney, Faculty Director, 617-253-3108cooney@mit.eduMichelle Grdina, Program Manager, 617-324-2764mgrdina@mit.eduWPI Biomanufacturing Education and Training Center (BETC)www.gatewayparkworcester.comILife Sciences & HealthcareSeedEarlyThe WPI Biomanufacturing Education and Training Center (BETC), under construction at Gateway Park, will open in late 2012 as hub of education, training, and innovation. Serving students and life sciences companies from across the region and the globe, the BETC represents an innovative partnership of academia and industry. With such partners as Abbott Labs, Bristol Myers-Squibb, and Shire HGT, the WPI center aims to expand the multi-layered workforce the biomanufacturing industry needs to grow and educate the individuals who will advance the sophisticated work of producing medicines and research compounds using engineered living cells. WPI BETC is funded in part by a grant from the Massachusetts Life Sciences Center.

Worcester Polytechnic Institute (WPI) Life Sciences and Bioengineering Center100 Institute Road WorcesterMA01609508-831-5801

Portfolio companies include:RXi Pharmaceuticalshttp://rxipharma.com/Management Team:DAnne Hurd, Vice President for Business Development, General Counseldhurd@wpi.eduDennis D. Berkey, CEOdberkey@wpi.eduSharon Deffelysdeffely@wpi.eduStevens Ventureshttp://stevensventures.com/VCInformation TechnologySoftware & InternetMedia & Digital MediaTransportation & DistributionReal EstateSeedEarlyGrowthExpansionStevens Ventures is a technology and media investment fund. The firm focuses on new, innovative models in the consumer internet, business services, and advertising markets. Stevens looks to make seed or syndicate private equity investments in early stage, private companies run by exceptional entrepreneurs. In addition, Stevens Ventures will make secondary investments in promising later stage businesses. Founder, Nathaniel Vincent Stevens, is a media and advertising entrepreneur based in Boston, MA. Nathaniel is the Founder and CEO of Punchey, Inc., a local commerce platform that provides mobile payments and marketing tools to small business. He is also the Founder of Yodle, Inc., a leading small business marketing company. Stevens started in the business world working at his family's car business, Stevens Ford of Milford, Connecticut.

31 State Street, 3rd FloorBostonMA02109855-786-2439

Portfolio companies include:Puncheyhttps://www.punchey.com/Yodlehttp://www.yodle.com/Like Twicehttps://www.liketwice.com/Live Lovelyhttp://livelovely.com/Familyleafhttps://familyleaf.com/Stevens Autohttp://www.stevensauto.com/WP Realtyhttp://www.wprealty.com/Investment Team:Nathaniel Stevens, FounderYuliya Sychikova, Business DevelopmentThe Mustang Groupwww.mustanggroup.comPEInformation TechnologySoftware & InternetManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsMiddle MarketThe Mustang Group is a Boston-based private equity firm that invests in middle market companies with revenue between $5 million and $100 million. Mustang provides a variety of capital and liquidity options to company owners ranging from growth capital to full liquidity. The Mustang Group's portfolio of successful companies come from diverse markets including consumer products, e-commerce, manufacturing, distribution, technology and business services.

339 Auburn St., Suite 12NewtonMA02466

Portfolio companies include:Cascade Lacrossehttp://www.lacrosse.com/cascade%2Dlacrosse/Country Club Enterpriseshttp://www.ccegolfcars.com/Mr Youthhttp://www.mryouth.com/Net Direct Merchantshttp://netdirectmerchants.com/Scribe Softwarehttp://www.scribesoft.com/Vermont Teddy Bear Companyhttp://www.vermontteddybear.com/Crowdtaphttp://crowdtap.com/SOG Specialty Knives & Toolshttp://www.sogknives.com/Investment Team:Carson Biederman, Managing Partnercarson@mustanggroup.comBen Coes, Managing Partnerben@mustanggroup.comBob Crowley, Managing Partnerbob@mustanggroup.comStephen Owen, Principalsteve@mustanggroup.comBeechwood Capitalwww.beechwoodcap.comVCPEConsumer ProductsSeedEarlyGrowthExpansionMiddle MarketBeechwood Capital is a Boston-based investment group that identifies and invests in low-middle market growth and venture stage companies. Beechwood's Principals founded and built The Holmes Group (including such brands as Crock-Pot, Rival and Bionaire) into an $800 million consumer products leader. The firm is solely focused on branded, disruptive consumer products companies. Beechwood will target companies with revenue of $5-50 million, EBITDA of $1-5 million, but is open to discussing unique smaller businesses or pre-revenue venture opportunities. Beechwood will target a $1-5 million equity investment.

Wellesley Office Park20 William Street, Suite 140WellesleyMA02481781-449-9333781-449-9334

Portfolio companies include:Archetypeshttp://en.wikipedia.org/wiki/ArchetypeThe Chia Companyhttp://www.thechiaco.com.au/Geneticwww.GeneticDenim.comIdeaPainthttp://www.ideapaint.com/products/Lipmanhttp://www.lipman-nyc.com/Newton Runninghttp://www.newtonrunning.com/Robert Grahamhttp://www.robertgraham.us/Unreal Brandshttp://getunreal.com/The Fulham Grouphttp://www.thefulhamgroup.com/Investment Team:Jerry Kahn, Partner & Managing Directorjkahn@beechwoodcap.comLarry Kahn, Partner & Managing Directorlkahn@beechwoodcap.comWarren Chia, Principalwchia@beechwoodcap.comData Point Capitalwww.datapointcapital.comVCSoftware & InternetMedia & Digital MediaSeedEarlyGrowthExpansionData Point Capital is a $50M venture capital fund focused on the internet. The fund is non-stage specific and is made up of business executives and internet leaders who have created value through building a number of very successful companies. Categories of interest include mobile, gaming, social networks, payments, comparison shopping, e-commerce and emerging technologies. The fund is stage-agnostic, allowing for investments in seed, early stage, mid-stage, late stage or controlling interest deals. Founder, Scott Savitz, was the founder and former Chief Executive Officer of Shoebuy.com.

280 Congress Street, Suite 1360BostonMA02210617-874-5152

Portfolio companies include:Clypdhttp://clypd.com/Kitsy Lanehttps://kitsylane.com/Smart Luncheshttp://www.smartlunches.com/Zoostoreshttp://www.zoostores.com/Investment Team:Scott Savitz, Founder and Managing PartnerEvan Kornack, Senior AssociateLars Albright, Advisory BoardFred Bertino, Advisory BoardDesh Deshpande, Advisory BoardDiane Hessan, Advisory BoardSteve Papa, Advisory BoardAlan Phillips, Advisory BoardJim Salzano, Advisory BoardEaston Investment Companywww.linkedin.com/pub/thomas-black/5/86b/2b7AInformation TechnologySoftware & InternetSeedEarlyFounded 1998, Easton and its president Tom Black, have assisted numerous start-ups and small, established businesses in overcoming a variety of hurdles that have prevented their businesses from reaching the next stage of development. Easton Investment Company has also invested equity and/or debt capital in promising small or start-up businesses. The firm has not limited itself to particular industry specialties.

26 Storey DriveLincolnMA01773781-307-1538

Portfolio companies include:Simplymediahttp://simplymedia.com/Mapleworks Technologieshttp://www.mapleworks.com/Metatomixhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=2777880Jarghttp://www.jarg.com/Outside the Classroomhttp://www.outsidetheclassroom.com/about.aspxInvestment Team:Tom Black, Presidenttblack@eastoninvestment.comGreentown Labshttp://greentownlabs.orgIEnergy & Clean TechSeedGreentown Labs, now home to 20+ start-ups, is the second largest cleantech incubator in the country, with a very unique offering - 19,000 square feet of prototyping space as well as office space, in an urban location, Boston's Innovation District. Since opening its doors in May 2011, Greentown Labs has served 25 clean energy and clean technology start-up companies; its member companies have raised over $20M in capital and employ nearly 80 people.

337 Summer St.BostonMA02210617-646-9466

Tenant companies include:Airventionshttp://www.airventions.com/Altaeros Energieshttp://www.altaerosenergies.com/AMPL Energyhttp://www.ampenergy.com/BICEPhttp://en.wikipedia.org/wiki/BicepCoincidenthttp://www.merriam-webster.com/dictionary/coincidentDynamo Micropowerhttp://dynamo-micropower.com/Fusion Research Technologieshttp://www.fusionrestech.com/html/Jordan Stephenshttp://jordanstephens.net/Keystone Tower Systemshttp://www.keystonetowersystems.com/OsComp Systemshttp://www.oscomp-systems.com/Management Team:Jason Hanna, Managing Directorjhanna@greentownlabs.orgSorin Grama, DirectorAdam Rein, DirectorSam White, Directorsam@promethean-power.comMorgenthalerwww.morgenthaler.comVCPEInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialConsumer ProductsEarlyGrowthExpansionMiddle MarketMorgenthaler is a venture capital and buyout firm that has worked with entrepreneurs to build companies for more than 40 years. Today, the firm has nearly $3 billion under management, including $450 million in its ninth and current fund, MVP IX, capitalized in November of 2008. Morgenthaler is headquartered in Menlo Park, CA, with offices in Boulder, CO; Boston; and Cleveland, OH. The Boston office engages in both Life Sciences Venture and Buyout activities. Morgenthaler's Boston and Cleveland-based buyout group focuses on traditional management buyouts and leveraged recapitalizations, industry build-ups and later-stage investments, targeting profitable, stand-alone middle-market companies, and divisions or subsidiaries of larger corporations. The Buyout group focuses on high-value manufacturing and business services. The firm expects to invest between $5 and $15 million total in each information technology company, between $12 and $20 million in each biotech company, and between $12 and $15 million in each device company over several rounds. Initial investments can be as small as $500 thousand. Within information technology, Morgenthaler invests accross a broad spectrum of life sciences companies, particularly those in the fields of: Therapeutic Biopharmaceuticals and Medical Devices.

Morgenthaler Private EquityOne Liberty Square, Suite 620BostonMA02109617-587-7800617-587-7801

(Life Sciences Office)500 Boylston Street Suite 1380BostonMA02116617-933-3770617-933-3769Portfolio companies include:ArisDynehttp://arisdyne.com/Crossbow Technologyhttp://www.xbow.com/FiveStarhttp://www.fivestarrange.com/Intelleflexhttp://intelleflex.com/Paratek Microwavehttp://paratek.com/Amatihttp://en.wikipedia.org/wiki/AmatiNextelhttp://www.sprint.com/index_n.html?brand=NextelApple Computerhttp://www.apple.com/Adara Mediahttp://www.adaramedia.com/MuleSofthttp://www.mulesoft.com/NexTag.comhttp://www.nextag.com/Nexis Visionhttp://www.nexisholdings.com/engine/about-us/nexis-vision/Cardiomindhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=20904343Principiahttp://www.principia.edu/Coalescenthttp://en.wikipedia.org/wiki/Coalescent_theoryReplidynehttp://www.replidyne.com/QuickLogichttp://www.quicklogic.com/Endwavehttp://www.gigoptix.com/Second Genomehttp://www.secondgenome.com/SONIC Innovationshttp://www.sonici.com/FiveStarhttp://www.fivestarrange.com/Socratahttp://www.socrata.com/SohoOShttp://www.sohoos.com/Gliatechhttp://gliatech.com/The Foundryhttp://thefoundry.com/Avtronhttp://www.avtron.com/Comm-Workshttp://www.comm-works.com/Enginetics Aerospacehttp://www.enginetics.com/Formed Fiberhttp://www.formedfiber.com/RotoMetricshttp://www.rotometrics.com/Satellite Logistics Grouphttp://slg.com/Cabochon Aestheticshttp://www.cabochoninc.com/Calithera Bioscienceshttp://www.calithera.com/Catalyst Bioscienceshttp://catalystbiosciences.com/Coalescent Surgicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26624Life Sciences Investment Team:Robin Bellas, Partner (Palo Alto)rbellas@morgenthaler.comJim Broderick M.D., Partnerjimb@morgenthaler.comRalph E. (Chris) Christoffersen, Partner (Colorado)rchris@morgenthaler.comJason Lettmann, Principal (Palo Alto)jlettmann@morgenthaler.comJuan-Pablo Mas, Senior Associatejpmas@morgenthaler.comHank Plain, Partnerhplain@morgenthaler.comDoug Treco Ph.D., EIRdtreco@morgenthaler.comNassim Usman Ph.D., Venture Partnernusman@catbio.comAlain Baron, EIR (San Diego)abaron@morgenthaler.comPrivate Equity Investment Team:John Lutsi, Partner Emeritusjohnl@morgenthaler.comJoe Machado, Partnerjmachado@morgenthaler.comMatt Yohe, Vice Presidentmyohe@morgenthaler.comTenaya Capitalwww.tenayacapital.comVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorEnergy & Clean TechEarlyGrowthExpansionTenaya Capital is a venture capital firm with offices in California and Massachusetts. Founded in 1995 as Lehman Brothers Venture Partners, the firm became an independent company in 2009. Over the years Tenaya has raised five funds representing over $1 billion of committed capital, investing in a wide range of high-growth technology companies including software, consumer Internet, communications, semiconductors, electronics, and cleantech. Tenaya's typical initial investment is $5-10 million, with follow-on financings bringing the total investment to $10-15 million per company. Investments range from companies that are in the initial stages of revenue generation to companies seeking pre-IPO mezzanine capital. The majority of Tenaya's investments are in the "mid-stage," where companies are generating $1-5 million of revenue per quarter. Tenaya does not make seed or Series A investments. The majority of Tenaya's investments are in the United States, but the firm makes international investments on a selective basis.

572 Washington Street, Suite 8WellesleyMA02482781-663-0220

Portfolio companies include:Cyanhttp://en.wikipedia.org/wiki/CyanAvere Systemshttp://averesystems.com/Baixinghttp://www.baixing.com/Contendohttp://www.cotendo.com/Eventbritehttp://www.eventbrite.com/ExaGrid Systemshttp://www.exagrid.com/Infobloxhttp://www.infoblox.com/en/home.htmlInklinghttp://www.inkling.com/LaShou Grouphttp://technode.com/2011/10/10/lashou-making-profit-now/Mark Logichttp://www.marklogic.com/New Relichttp://newrelic.com/Overture Networkshttp://www.overturenetworks.com/Palo Alto Networkshttp://www.paloaltonetworks.com/index.phpQunarhttp://www.qunar.com/SMS GupShuphttp://www.smsgupshup.com/Spiceworkshttp://www.spiceworks.com/ThreatMetrixhttp://threatmetrix.com/Woogahttp://www.wooga.com/Zuorahttp://www.zuora.com/Acquiahttp://www.acquia.com/Baihe.comhttp://baihe.com/Cloudpassagehttp://www.cloudpassage.com/Edmodohttp://www.edmodo.com/GoodDatahttp://www.gooddata.com/Hubspothttp://www.hubspot.com/Inklinghttps://www.inkling.com/Kaminariohttp://www.kaminario.com/Kenshoohttp://www.kenshoo.com/Lithium Technologieshttp://www.lithium.com/Investment Team: Tom Banahan, Managing Directortom@tenayacapital.comBen Boyer, Managing Directorben@tenayacapital.comStewart Gollmer, Managing Directorstewart@tenayacapital.comBrian Melton, Managing Directorbrian@tenayacapital.comBrian Paul, Managing Director (Boston)brian@tenayacapital.comDave Markland, CFO & Administrative Partnerdave@tenayacapital.comVenrock Associateswww.venrock.comVCInformation TechnologyMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareSeedEarlyAffiliated with the Rockefeller family, Venrock Associates (VA) invests exclusively in the areas of information technology, healthcare, media and energy sectors. Formed in 1969, the firm has more than $2.2 billion under management and has invested more $2.5 billion in more than 440 companies over the past 40 years. Venrock focuses on companies with solid management teams, products in high growth markets, leading edge technologies and credible business models. VA prefers to deal with companies in earlier stages, and a high percentage of VA's investments are seed or first round. Venrock also has New York, Silicon Valley, and Israeli offices.

55 Cambridge Parkway, Suite 100CambridgeMA02142617-995-2000617-995-2001

Portfolio companies include:Achaogenhttp://www.achaogen.com/Kineto Wirelesshttp://kineto.com/Pathwork Diagnosticshttp://www.pathworkdx.com/Teraneticshttp://plxtech.com/Vocerahttp://www.vocera.com/Acceleron Pharmahttp://www.acceleronpharma.com/Altea Therapeuticshttp://www.alteatherapeutics.com/BillFloathttps://www.billfloat.com/Bivio Networkshttp://www.bivio.net/Bizohttp://www.bizo.com/BlogHerhttp://www.blogher.com/Boston-Powerhttp://www.boston-power.com/Bungee Labshttp://www.bungeeconnect.com/Advance Medicalhttp://advancedmedequipment.com/Media6Degreeshttp://m6d.com/SocialShieldhttp://www.socialshield.com/Appiahttp://www.appia.com/OnChip Powerhttp://onchippower.com/PowerVisionhttp://powervision.com/Cloudflarehttp://www.cloudflare.com/Mevionhttp://mevion.com/Castlight Healthhttp://www.castlighthealth.com/Personal Capitalhttp://personalcapital.com/Redbeaconhttp://www.redbeacon.com/Intuity Medicalhttp://www.presspogo.com/Atrentahttp://www.atrenta.com/Awarepoint http://www.awarepoint.com/Dynamic Signalhttp://www.dynamicsignal.com/Good Technologyhttp://good.com/INRIXhttp://inrix.com/Martini Mediahttp://martinimediainc.com/Retail Solutionshttp://www.retailsolutions.com/Asokahttp://en.wikipedia.org/wiki/Ashoka_the_GreatFutureDialhttp://www.futuredial.com/us/home/Kineto Wirelesshttp://kineto.com/Investment Team:Mike Tyrrell, General Partnermft@venrock.comMatthew M. Nordan, Vice Presidentmnordan@venrock.comKraft Groupwww.thekraftgroup.comFISoftware & InternetMedia & Digital MediaManufacturing & IndustrialBusiness ServicesSeedEarlyMiddle MarketThe Kraft Group, LLC is a group of privately held companies in the professional sports, manufacturing, and real-estate development industries doing business in 90 countries. Founded in 1998 by American businessman Robert Kraft as a holding company, it is based out of Foxborough, Massachusetts. Jonathan A. Kraft, president of The Kraft Group, is also the president of the New England Patriots and owner/investor of the New England Revolution. He is one of four children of New England Patriots owner Robert Kraft and his late wife Myra Kraft. Jonathan makes individual angel investments outside of the Kraft Group. The Kraft Group has made more than 30 private equity investments.

1 Patriot PlaceFoxboroMA02035508-384-4230

Portfolio companies include:Bluefin Labshttps://bluefinlabs.com/CitySquareshttp://citysquares.com/Blog Talk Radiohttp://www.blogtalkradio.com/Acetylon Pharmaceuticalshttp://acetylon.com/MatchMinehttp://www.crunchbase.com/company/matchmineShareaholichttps://www.shareaholic.com/SynapDxhttp://www.synapdx.com/Investment Team:Robert Kraft, ChairmanJonathan Kraft, Presidentjonk@thekraftgroup.comCorinthian Capital Group, LLCwww.corinthiancap.comPEManufacturing & IndustrialBusiness ServicesMiddle MarketCorinthian Capital was founded in 2005 to invest in small and middle market companies located primarily in North America. The firm has completed over 60 acquisitions with a combined total value of over $1.8 billion. Corinthian is exclusively focused on making equity investments in small and middle market niche and unique manufacturing, distribution, and service companies with sales between $50 million and $250 million. The firm targets companies located primarily in North America with defensible market positions and competitive advantages. Corinthian prefers companies with low technological risk. For stand-alone investments, Corinthian focuses on firms with sales of $50 million to $250 million and EBITDA: $5 million to $30 million; for add-on acquisitions the firm prefers sales ranging from $10 million to $250 million and EBITDA of $1 million to $30 million. Corinthian Capital's headquarters are located in New York, New York. Its Midwest regional office is located in Chicago, Illinois and its Boston area office is located in Hingham, Massachusetts.

60 Station StreetHinghamMA02043617-590-9090781-749-4467

Portfolio companies include:Beta Internationalhttp://www.betaintl.com/Control Solutionshttp://www.controlsolutionsinc.com/CD Babyhttp://www.cdbaby.com/Disc Makershttp://www.discmakers.com/STADCOhttp://www.stadco.com/Sabrehttp://www.sabre.com/Precision Motors Transport Grouphttp://www.pmtghome.com/Valley Tool & Manufacturinghttp://valleytl.com/Wolf Gordonhttp://www.wolf-gordon.com/Alumacrafthttp://www.alumacraft.comFriedrichhttp://www.friedrich.comGroupAerohttp://groupaero.com/NCDIhttp://www.ncdi.aeroHamilton Engineeringhttp://www.hamiltongroup.orgMcNutt Automotive Logisticshttp://www.mcnuttlogistics.comSierra Engineeringhttp://www.sierra-engineering.netInvestment Team:Steven Kumble, Chairman and CEOC. Kenneth Clay, Founder and Executive Managing DirectorJames A. McNair, Senior Managing Directorjmcnair@corinthiancap.comPeter Van Raalte, Founder, CEO, and PresidentTony Pucillo, Senior Managing Director and Operating PartnerNora De La Serna, CFO and ControllerGerson R. Guzman, DirectorHope E. Vaughn, DirectorIto, Joichiwww.linkedin.com/in/joiitoAInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyJoichi Ito is the Director of the MIT Media Lab. He is on the the board of Creative Commons, the MacArthur Foundation, the Knight Foundation and co-founder and board member of Digital Garage an Internet company in Japan. Ito is on board of a number of non-profit organizations including The Mozilla Foundation and WITNESS. He has created numerous Internet companies including PSINet Japan, Digital Garage and Infoseek Japan and was an early stage investor in Twitter, Six Apart, Wikia, Flickr, Last.fm, Kongregate, Fotonauts/Fotopedia, Kickstarter and other Internet companies.

c/o MIT Media Lab77 Mass. Ave., E14/E15CambridgeMA02139617-715-4366

Portfolio companies include:Twitterhttp://twitter.com/Six Aparthttp://www.sixapart.com/Wikiahttp://en.wikipedia.org/wiki/WikiaFlickrhttp://www.flickr.com/Last.fmhttp://www.last.fm/Kongregatehttp://www.kongregate.com/Fotonauts/Fotopediahttp://www.fotopedia.com/Kickstarterhttp://www.kickstarter.com/Investment Team:Joichi ItoKamylon Capitalwww.kamylon.comPEManufacturing & IndustrialBusiness ServicesMiddle MarketFounded in 2005, Kamylon Capital, a principal investment firm based in Boston, manages more than a billion dollars of capital primarily dedicated to preserving and enhancing the value of the businesses in its portfolio. The $1 billion Xcelos Fund serves businesses with cash flows in excess of $10 million. The $100 million Large Local Fund exclusively targets business which generate $1 million to $5 million in cash flow. Typical transaction sizes range from $10 to $60 million in enterprise value.

62 Walnut Street, 3rd FloorWellesley HillsMA02481781-263-7373

Portfolio companies include:Label Worldhttp://www.labelworldusa.com/Innovadexhttp://www.innovadex.com/Investment Team:Charles T. Lelon, Founder and Managing Partnerclelon@kamylon.comRichard A. Spencer, Founding Partner and COOrspencer@kamylon.comStephen M. Goddard, Management PartnerRich Krause, Management PartnerKevin F. Littlejohn, Partner and Chief Financial OfficerJeffrey A. Sinnett, Partnerjsinnett@kamylon.comDavid A. Sopp, PartnerLang Groupwww.linkedin.com/in/jamesplangAEnergy & Clean TechLife Sciences & HealthcareSeedEarlyJim Lang is a Massachusetts-based angel investor and Chairman of The Lang Group. Lang focuses his investments on Clean Tech and Healthcare companies valued at $1-$3 million. Formerly, Lang was President & COO at Cambridge Energy Research Associates, a leader in energy insight, research, and consulting. Jim has a BSECE from the University of New Hampshire and a MBA from the Tuck School of Business at Dartmouth. Lang makes first or second round investments that typically range from $50,000 to $300,000 in companies that are in their first or second year of activity.

MA

Portfolio companies include:Windpole Ventureshttp://windpoleventures.com/GreenerUhttp://greeneru.com/BPG Motorshttp://www.engadget.com/2011/01/10/a-look-at-bpg-motors-amazing-transforming-self-balancing-uno/TellEmotionhttp://tellemotion.com/MedPanelhttp://www.medpanel.com/Boston Heart Labhttp://bostonheartlab.com/AlphaDetailhttp://www.alphadetail.com/Home.doSustainability Roundtablehttp://www.sustainround.com/ORENCO Hydropowerhttp://orencohydropower.com/Investment Team:Jim Lang, ChairmanLong River Ventureswww.longriverventures.comVCInformation TechnologyCommunications & NetworkingMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareBusiness ServicesSeedEarlyLong River Ventures invests in seed and early stage companies in technology, healthcare, and other related sectors. Formed by a group of experienced entrepreneurs and venture capitalists, Long River is designed and structured to invest smaller amounts of capital with typical initial investments of $500,000 to $1MM. Collectively, they have raised more than $170 million in venture capital. While the firm has no geographic restriction, Long River concentrates on emerging (or secondary) geographic markets of the Northeast outside the traditional venture markets such as Boston and New York. The firm primarily invests in information technology including software, telecommunications, media, and Internet; and healthcare including medical devices, diagnostics, and healthcare IT companies. Long River also invests in cleantech (energy and environmental companies), business services, and consumer businesses that are leveraging technology in a sustainable competitive way. The firm manages $50 million through its earlier Funds (Long River Ventures and the Worcester Venture Fund), and through Long River Ventures II.

7 North Pleasant StreetAmherstMA01002413-587-2159413-587-2156

(Central MA Office)148 Bartlett StreetMarlboroughMA01752(Boston Office)470 Atlantic Avenue, 10th FloorBostonMA02210Portfolio companies include:Eggrockhttp://www.eggrock.com/Extreme Reachhttp://www.extremereach.com/Protedynehttp://protedyne.com/M2Shttp://www.m2s.com/Optasitehttp://optasite.com/Medventivehttp://www.medventive.com/about-us-careers.htmPhreesiahttp://www.phreesia.com/Solais Lightinghttp://solaislighting.com/Verax Biomedicalhttp://www.veraxbiomedical.com/Convergent Dentalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=131458324Health Guruhttp://www.healthguru.com/Healthrageoushttp://www.healthrageous.com/Gate Rockethttp://www.gaterocket.com/GetWellNetworkhttp://www.getwellnetwork.com/LifeIMAGEhttp://www.lifeimage.com/Pervaciohttp://pervacio.com/Profile Systemshttp://www.profilesystems.com/Qteroshttp://www.qteros.com/Reconda Internationhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=2745991Retail Optimizationhttp://totalstoreoptimizer.com/Investment Team:Tripp Peake, Managing Partner, 413-587-2159tpeake@longriverventures.comWill Cowen, Managing Partner, 781-740-4475wcowen@longriverventures.comMichael Barach, Venture Advisor, 781-482-1043mbarach@longriverventures.comJoseph Steig, CFO and Investment Analyst, 617-500-7376jsteig@longriverventures.comMike Cataldo, Venture Partnermcataldo@longriverventures.comJohn Kole, Venture Partnerjkole@longriverventures.comMassChallenge, Inc.www.masschallenge.orgIInformation TechnologySoftware & InternetMedia & Digital MediaSeedMassChallenge is a global startup competition to accelerate the launch and success of high-growth, high-impact new businesses. Anyone can enter, with any idea, from anywhere in the world. Physical activities will take place in Massachusetts where innovation resources are most concentrated. MassChallenge is a not-for-profit 501(c)(3) leveraging both public and private funding. The benefits for startups include a four month program, free office space, and $1M in cash rewards. The 111 startups supported in the 2010 accelerator raised over $100M in outside funding and created 500 new jobs in under 12 months. The group accelerated another 125 startups in 2012. The 361 MassChallenge alumni have collectively raised over $362M in outside funding, generated $95M in revenue, created 2,900 jobs as of October 2012.

One Marina Park Drive, 14th FloorBostonMA02210888-782-7820

Portfolio companies include:Ksplicehttp://www.ksplice.com/Zyrrahttp://www.zyrra.com/Sproxilhttp://sproxil.com/OsComphttp://oscomp.hu/Aukerahttp://www.biospace.com/news_story.aspx?StoryID=183981&full=1Locatelyhttp://locately.com/Alkeus Pharmaceuticalshttp://alkeus.com/Sanergyhttp://saner.gy/Tinfoil Securityhttps://www.tinfoilsecurity.com/Artaichttp://www.artaic.com/Cocomama Foodshttp://www.cocomamafoods.com/Casa Couturehttp://casacouture.com/EverTruehttp://www.evertrue.com/UberSensehttp://www.ubersense.com/LiquiGlidehttp://www.liqui-glide.com/RallyPointhttps://www.rallypoint.com/Bounce Imaginghttp://bounceimaging.com/Integral Reachhttp://integralreach.com/Guided Surgery Solutionshttp://www.guidedsurgerysolutions.com/Strong Arm Technologieshttp://strongarmvest.com/BuySideFXhttp://masschallenge.org/profile/buysidefxDynamo Micropowerhttp://dynamo-micropower.com/Lovin' Spoonfuls Inchttp://www.blogger.com/profile/11652216034201215143NBA Math Hoopshttp://nbamathhoops.org/Investment Team:John Harthorne, Founder and Chief Executive Officerjohn@masschallenge.orgAkhil Nigam, Founder and Presidentakhil@masschallenge.orgKarl Buttner, Chief Mentorship Officerkarl@masschallenge.orgScott Bailey, Director of Partnershipsscott@masschallenge.orgJoanna Meiseles, Senior Director, Programs and Operationsjoanna@masschallenge.orgMugar Enterpriseswww.mugar.comFISoftware & InternetRetail & RestaurantReal EstateEarlyMugar Enterprises, Inc. (MEI), is a privately held, family firm with over 50 years of real estate development and investment expertise. MEI pursues both commercial and philanthropic endeavors. MEI's diverse commercial real estate portfolio includes shopping centers, an assisted living complex, commercial office space and industrial buildings. In addition to its real estate holdings, MEI also manages a diverse equity and bond portfolio, retail and entertainment businesses, and other closely held investments.Each year, Mr. Mugar produces The Fourth of July event on the Charles River Esplanade as a gift to the City of Boston. The Mugar family founded the Star Market supermarket chain.

222 Berkeley StreetBostonMA02116617-267-3000617-267-3535

Portfolio companies include:Retail Convergencehttp://www.crunchbase.com/company/retail-convergenceStarfish Markethttp://starfishmarket.com/Avon Quality Storagehttp://www.thestorageprosonline.com/Avon_MA/zip_02322/storage_pros/243Brownfields Recoveryhttp://brownrecov.com/Woods Hole Grouphttp://whgrp.com/Woodside Capital Partnershttp://www.woodsidecap.com/Investment Team:David Mugar, Chairman and Chief Executive OfficerDavid T. Ting, Presidentdting@mugar.comTracy Lussier, Vice President of Business and Administrationtlussier@mugar.comRobert H. Reibstein, Vice President of Real EstateSusan D. Kalvaitis, Vice President and ControllerVolition Capitalwww.volitioncapital.comVCPEInformation TechnologySoftware & InternetEarlyFormerly part of Fidelity Ventures until 2010, Volition Capital is a growth equity firm that invests in high potential, founder-owned companies across different technology sectors. The team has 75 years of collective investing experience helping dozens of companies navigate to successful IPOs and acquisitions. Assets invested in the current portfolio of 26 companies are approximately $400 million. Investment focus is on technology companies in sectors such as: software, Internet, information services, and tech-enabled services. Target company characteristics include meaningful founder ownership of 20% or more; solid base revenue of minimum $5 million; growth rate of at least 25%; and capital efficient. Typical investments are between $5 and $20 million, with the proceeds going towards growth or acquisition capital and shareholder liquidity.

111 Huntington Avenue, Suite 2700BostonMA02199617-830-2100

Portfolio companies include:AssetControlhttp://www.asset-control.com/Black Duck Softwarehttp://www.blackducksoftware.com/EnterpriseDBhttp://www.enterprisedb.com/G5http://www.g5outdoors.com/MegaPathhttp://www.megapath.com/MindSHIFThttp://www.mindshift.com/Neverfail Grouphttp://www.neverfailgroup.com/QUMAShttp://www.qumas.com/Seatwavehttp://www.seatwave.com/Telirishttp://teliris.com/Vibes Mediahttp://www.vibes.com/Xoomhttps://www.xoom.com/money-transferProsperhttp://www.prosper.com/Corterahttp://www.cortera.com/GlobalTranzhttp://globaltranz.com/iPipelinehttp://ipipeline.com/Leads360http://www.leads360.com/MFG.comhttp://www.mfg.com/en/Ping Identityhttps://www.pingidentity.com/Stylesighthttp://www.stylesight.com/The Receivables Exchangehttp://www.receivablesxchange.com/Vibes Mediahttp://www.vibes.com/Visual IQhttp://www.visualiq.com/RedBrick Healthhttps://www.redbrickhealth.com/Investment Team:Sean Cantwell, Partner & Foundersean@volitioncapital.comLarry Cheng, Managing Partner & Founderlarry@volitioncapital.comRoger Hurwitz, Managing Partner & Founderroger@volitioncapital.comWill Szczerbiak, Associatewill@volitioncapital.comRyan Anderson, Associateryan@volitioncapital.comJake Colognesi, Vice Presidentjake@volitioncapital.comAndy Flaster, Managing Partner & COO and Founderandy@volitioncapital.comMike Wilkens, Director of Financemike@volitioncapital.comRob Ketterson, Founding Partnerrobert@volitioncapital.comGoogle Ventureswww.google.com/venturesCVCInformation TechnologySoftware & InternetStorage & HardwareEnergy & Clean TechLife Sciences & HealthcareSeedEarlyGrowthExpansionFounded March of 2009, Google Ventures is broadly interested in startups in industries including consumer Internet, software, hardware, clean-tech, bio-tech, health care and others. Google Ventures aims to invest up to $200 million a year, with deal sizes ranging from seed investments as small as a hundred thousand dollars to late-stage investments of tens of millions of dollars. Google Ventures is limiting its investment activities to companies within North America at this time. The Partners consider a broad range of industries, including consumer Internet, software, hardware, clean-tech, bio-tech and health care. Google Ventures also plans to start an incubator program called Startup Lab where companies that are just getting started or building a presence in Silicon Valley can work, surrounded by other Google Ventures entrepreneurs.

5 Cambridge Center, 4th FloorCambridgeMA02142617-237-0098

Portfolio companies include:EnglishCentralhttp://www.englishcentral.com/Pixazzahttp://www.luminate.com/HomeAwayhttp://www.homeaway.com/Recorded Futurehttps://www.recordedfuture.com/Adimabhttp://www.adimab.com/Airy Labshttp://airylabs.com/Astridhttp://astrid.com/Clean Power Financehttp://www.cleanpowerfinance.com/CoolPlanetBioFuelshttp://coolplanetbiofuels.com/Copioushttp://copious.com/Cordurohttp://www.corduro.com/Crittercismhttp://www.crittercism.com/CustomMadehttp://www.custommade.com/Dasienthttp://www.dasient.com/DNAnexushttp://dnanexus.com/Echoechohttp://echoecho.com/Enterproidhttp://www.divide.com/index.phpFirespotter Labshttp://www.firespotter.com/Foundation Medicinehttp://www.foundationmedicine.com/Hipsterhttp://en.wikipedia.org/wiki/Hipster_(contemporary_subculture)HomeAwayhttp://www.homeaway.com/HubSpothttp://www.hubspot.com/Humanoidhttp://en.wikipedia.org/wiki/HumanoidiPierianhttp://www.ipierian.com/Just.mehttp://just.me/Kabamhttp://www.kabam.com/LawPivothttps://www.lawpivot.com/Luminatehttp://www.luminate.com/Misohttp://en.wikipedia.org/wiki/MisoMiso Mediahttp://www.crunchbase.com/company/miso-mediaNesthttp://www.nest.com/Next Autoworkshttp://www.greentechmedia.com/articles/read/Next-Autoworks-The-Curse-of-the-DOE-Loan-Guarantee/ngmocohttp://www.ngmoco.com/Objective Logisticshttp://objectivelogistics.com/Pocket Changehttp://en.wikipedia.org/wiki/Pocket_Change_(band)Read it Laterhttp://readitlaterlist.com/Rumblehttp://dictionary.reference.com/browse/rumbleSchematic Labshttp://schematiclabs.com/Shopobothttp://www.shopobot.com/Smartererhttp://smarterer.com/Stampedhttp://www.stamped.com/ThinkNearhttp://www.thinknear.com/WhaleShark Mediahttp://www.whalesharkmedia.com/Investment Team:Bill Maris, Managing PartnerRich Miner, General PartnerDavid Krane, General PartnerJoe Kraus, General PartnerKrishna Yeshwant, General Partnerkcy@google.comWesley Chan, General PartnerKarim Faris, General PartnerAndy Wheeler, Partner, Chief of StaffKevin Rose, General PartnerScott Davis, Venture PartnerAnthony Philippak, Venture PartnerBlake Byers, PartnerChris Hutchins, Sourcing PartnerLindsay Ullman, Research PartnerLuis Garcia, Research and Operating PartnerAzalea Capital, LLCwww.azaleacapital.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsMiddle MarketAzalea Capital is an investment firm headquartered in Greenville, SC, providing strategic equity capital to privately owned, middle-market firms in the Southeast to facilitate management buyouts, business recapitalizations, and growth plans. Typical investment candidates will have minimum annual revenues of $10 million in the focus industries of manufacturing, distribution, business services, consumer products, and healthcare. Typical investments range in size up to $8 million in common or preferred equity, with larger transactions available for syndication. Azalea targets firms with EBITDA of $2-10 million with a geographic focus on the Southeastern United States.

One Liberty Square55 Beattie Place, Suite 1500GreenvilleSC29601864-235-0201864-235-1155

Portfolio companies include:Ivize Serviceshttp://www.ivize.net/KLMK Grouphttp://www.klmkgroup.com/SAGE Automotive Interiorshttp://www.sageautomotiveinteriors.com/Master Packaginghttp://www.masterpackaging.com/Sunbelt Chemicalshttp://www.sunbeltchemicals.com/ETAK Systemshttp://etaksystems.com/Star Packaginghttp://www.starpackagingcorp.com/Power Services Grouphttp://powerservicegroupinc.com/Orbital Tool Technologieshttp://www.orbitaltool.com/Modus Litigation Supporthttp://www.discovermodus.com/Spartan Foodshttp://spartanstores.com/Canterbury Engineeringhttp://canterburyengineering.com/Tekgrafhttp://bigpicture.net/content/tekgraf-shuts-downISF Industrial Specialty Fabricshttp://www.waymarking.com/waymarks/WM2D64_Water_Tower_at_closed_Goodyear_Plant_in_Cartersville_GeorgiaISO Polyfilmshttp://www.isopoly.com/content/Investment Team:Patrick A. Duncan, Managing Partnerpatd@azaleacapital.comR. Patrick Weston CFA, Managing Partnerpatrick@azaleacapital.comBen C. Wallace, Vice Presidentben@azaleacapital.comMarshall H. Cole III, CFO and Partnermarshall@azaleacapital.comBenny M. LaRussa Jr., Partner, 205-313-4803blarussa@azaleacapital.comVicki L. Sorbin, Investor Relations Managervicki@azaleacapital.comM. William Lucas, Analystwill@azaleacapital.comCharleston Angel Partners (CHAP)www.charlestonangelpartners.comAInformation TechnologyLife Sciences & HealthcareSeedThe Charleston Angel Partners (CHAP) is a member-driven organization composed of a group of Charleston area business professionals who work together to help support high growth economic development in the region. The group screens and evaluates qualified start-ups looking for seed capital. CHAP is looking for early stage companies (not pure start-ups) that have the potential to become $50 million companies in five years. Prospective companies should be incorporated, have a management team in place, an independent board of advisors, and an attorney. CHAP considers investments of $100,000 to $200,000 in a round of $1-2M where there are other investor groups involved. The group invests exclusively in the Southeast U.S. Charleston or SC based companies will receive special help and consideration. The group prefers that companies based outside South Carolina come to CHAP with a local lead investor group that has completed its due diligence process.

CharlestonSC843-881-5623

Portfolio companies include:Unitrendshttp://www.unitrends.com/Bright View Technologieshttp://brightviewtechnologies.com/Alveolushttp://en.wikipedia.org/wiki/Pulmonary_alveolusGentrishttp://www.gentris.com/DigitalDermhttp://digitalderm.com/JumpStarthttp://www.jumpstart.com/Affinergyhttp://affinergy.com/Advanced Liquid Logichttp://www.liquid-logic.com/FirstString Researchhttp://firststringresearch.com/Southeast TechInventureshttp://www.southeasttechinventures.com/index.phpUnitrendshttp://www.unitrends.com/Zipit Wirelesshttp://corp.zipitwireless.com/Terressentiahttp://www.terressentia.com/private-labelInvestment Team:Andrea Marshall, Executive AdministratorAndrea@CharlestonAngels.comFarmington Capital Partners (FCP)www.farmingtoncapital.comMBFinancial ServicesMiddle MarketFarmington Capital Partners (FCP) is a merchant banking advisory firm that works with middle market companies in the insurance and financial services industries. FCP was formed by principals from CCP Equity Partners and National Capital Advisors (NCA). Farmington Fund is targeted to be $50 to $100 million and was formed to continue the Partners' proven strategy of hands-on, value-added investing in companies focused on the insurance and financial services. The firm looks for companies with revenues between $5 and $100 million of revenues that are poised for rapid growth. FCP's current direct investment size is $2.5-10 million. The firm has an additional office in Connecticut.

49 Archdale Street, Suite 2FCharlestonSC29401843-723-8701843-723-8702

Portfolio companies include:Bluestone Credithttp://www.bluestonefcu.org/CapMAC Holdingshttp://www.alacrastore.com/mergers-acquisitions/CapMAC_Holdings_Inc.-1062604Four Windshttp://www.fourwindscasino.com/Heartlandhttp://www.heartlandpaymentsystems.com/Patriot Risk Managementhttp://prmigroup.com/Investment Team:Tim Morris, Managing Partnertmorris@farmingtoncapital.comJohn B. Clinton, Managing Partner, 860-284-1096jclinton@farmingtoncapital.comScott Cantini, Partnerscantini@farmingtoncapital.comSC EPSCoR/IDeAwww.scepscoridea.orgEDInformation TechnologyLife Sciences & HealthcareSeedEarlyThe EPSCoR and IDeA programs are merit-based federal/state/institutional partnerships designed to build the research infrastructure in South Carolina primarily through funding new hires of top-tier faculty and start-up equipment purchases. EPSCoR program funding is offered by six federal agencies: Department of Defense, Department of Energy, Department of Agriculture, National Aeronautics and Space Administration, National Science Foundation, and the Environmental Protection Agency. The SC EPSCoR/IDeA office conducts outreach and provides seed funding through the following grant programs: Grants for Exploratory Academic Research (GEAR): GEAR is designed to encourage multi-disciplinary research projects that have the ability to be at or beyond the frontiers of scientific discovery. Awards may include support for start-up funding for new junior, tenure-track faculty hires; acquisition of shared equipment; expansion and enhancement of mentoring and research development opportunities for researchers at all levels of career development; student research traineeships; or development of collaborative partnerships. The Scientific Advocate Network (SAN) program is a resource for increasing diversity among South Carolina's faculty in STEM disciplines. The Scientific Advocate Network is a tool for institutions to increase candidate pools for technical staff, postdoctoral fellow, and tenure-track faculty positions. South Carolina Small Business Phase-0 Program is designed to increase the participation and competitiveness of South Carolina's small businesses in SBIR and STTR competitions, the amount of federal research dollars invested in South Carolina's private sector, and the involvement of academia in private sector research ventures.

University of South Carolina, Osborne Admin Rm 202915 Bull StreetColumbiaSC29208803-777-6206803-777-5457

Portfolio companies include:N/AN/AInvestment Team:Scott Little PhD, Directorslittle@mailbox.sc.eduLinda Carlson, Financial Officerlcarlson@mailbox.sc.eduMolly LaPorte, Office Managerlaportem@mailbox.sc.eduAccel-KKRwww.accel-kkr.comPEInformation TechnologySoftware & InternetCommunications & NetworkingStorage & HardwareBusiness ServicesMiddle MarketFounded in 2000, Accel-KKR is a technology-focused private equity investment firm founded by venture firm Accel Partners and leveraged buyout firm Kohlberg Kravis Roberts & Co. (KKR). With over $2.0 billion of capital under management, the firm's target investment size ranges from $10 to $100 million, although Accel-KKR has the ability to take larger or smaller stakes as appropriate. The firm targets investments in companies with annual revenues ranging from $10mm to $200mm. Accel-KKR focuses primarily on three types of transactions: buyouts of divisions, subsidiaries and business units from public companies; acquisitions and recapitalizations of closely-held private companies; and going-private transactions of small public companies. Although Accel-KKR pursues transactions across multiple segments, the firm is specifically active in a wide range of sub-segments, including enterprise and infrastructure software, vertical market application software, technical software, networking software, enterprise computing and data storage, storage networking, data communications, Internet services, business process outsourcing and professional IT services. Accel-KKR maintains additional offices in Menlo Park, CA.

4300 Paces Ferry Road, Suite 610AtlantaGA30339770-436-1643678-905-6809

Portfolio companies include:iTradeNetworkhttp://www.itradenetwork.com/Endurance International Grouphttp://en.wikipedia.org/wiki/Endurance_International_GroupAlexander Gallo Holdingshttp://www.bloomberg.com/news/2011-09-07/alexander-gallo-holdings-files-for-bankruptcy-in-new-york-1-.htmlAliashttp://en.wikipedia.org/wiki/Alias_(TV_series)Applied Predictive Technologieshttp://www.predictivetechnologies.com/en/index.cfmCRS Retail Systemshttp://www.epicor.com/Products/Pages/retail.aspxInfinisourcehttp://www.infinisource.com/IntrinsiQhttp://www.intrinsiq.com/Kana Softwarehttp://www.kana.com/Layered Technologieshttp://www.layeredtech.com/Model Nhttp://www.modeln.com/N-Able Technologieshttp://www.n-able.com/North Plainshttp://www.northplains.com/Opera Solutionshttp://www.operasolutions.com/Paymentushttp://www.paymentus.com/Saberhttp://en.wikipedia.org/wiki/SabreSavistahttp://www.savista.com/Systems & Softwarehttp://en.wikipedia.org/wiki/System_softwareYourEncorehttp://www.yourencore.com/PageUp Peoplehttp://www.pageuppeople.com/Investment Team:Tom Barnds, Managing Directortbarnds@accel-kkr.comBen Bisconti, Managing Directorbbisconti@accel-kkr.comRob Palumbo, Managing Directorrpalumbo@accel-kkr.comJason Klein, Managing Directorjklein@accel-kkr.comGreg Williams, Managing Directorgwilliams@accel-kkr.comPatrick Fallon, Managing DirectorDean Jacobson, Principaldjacobson@accel-kkr.comJoe Savig, Principaljsavig@accel-kkr.comClara Yee, VP of FinanceAdvanced Technology Development Centerwww.atdc.orgIInformation TechnologyLife Sciences & HealthcareSeedFormed in 1980, the Advanced Technology Development Center (ATDC) is a nationally recognized technology incubator that helps Georgia entrepreneurs launch and build successful companies. Headquartered at the Georgia Institute of Technology, ATDC has been recognized by Inc. Magazine as one of the nation's top non-profit incubators. ATDC provides strategic business advice and connects its member companies to the people and resources they need to succeed. More than 130 companies have emerged from ATDC, including publicly-traded firms such as MindSpring Enterprises. ATDC also manages a seed capital fund that invests in Georgia-based businesses pursuing innovation in bioscience and advanced technology. The fund collaborates with both local and national investors, investing $1 of its own capital for every $3 of private investment. The fund can invest up to $1 million in any one company. Launched by a multi-year grant from the Charles A. Edison Fund, the Georgia Tech Edison provides seed funding for early-stage technology companies that have a close association with Georgia Tech. The Fund invests in companies that may be founded by Georgia Tech faculty, students and graduates; licensing technology from Georgia Tech; sponsoring research at Georgia Tech; or even hiring a large number of Georgia Tech alumni. Investments are generally less then $250,000.

75 Fifth Street, N.W., Suite 202AtlantaGA30308404-894-3575

(Georgia Tech Campus)311 Ferst DriveAtlantaGA30332404-894-3575 (Savannah Office)190 Technology Circle, Suite 145SavannahGA31407912-963-2519Portfolio companies include:AccelerEyeshttp://www.accelereyes.com/AptiDatahttp://www.aptidata.com/Axion Biosystemshttp://www.axionbiosystems.com/BioAutomation Systemshttp://www.manta.com/c/mrndj22/bioautomation-systems-incBLiNQ Mediahttp://blinqmedia.com/BrightWhistlehttp://brightwhistle.com/Celtaxsyshttp://www.celtaxsys.com/Clinigencehttp://www.clinigence.com/Digital Assenthttp://www.digitalassent.com/InterCAXhttp://www.intercax.com/KontrolFreekhttp://www.kontrolfreek.com/LIFT Retail Marketing Technologyhttp://www.liftrmt.com/Lucena Researchhttp://lucenaresearch.com/Merlin Mobilityhttp://merlinmobility.com/MessageGearshttp://www.messagegears.com/OneCarehttp://onecare.live.com/site/en-us/default.htmOpenStudyhttp://openstudy.com/Patientcohttp://www.patient.co.uk/Pindrop Securityhttp://pindropsecurity.com/Preparishttp://www.preparis.com/ProviderWeb Capitalhttp://providerwebcapital.com/Proximus Mobilityhttp://proximusmobility.com/RideCellhttp://ridecell.com/SalesLofthttp://salesloft.net/ShapeStart Measurement Systemshttp://shapestart.com/Sila Nanotechnologieshttp://www.silanano.com/SimpleChttp://www.simplec.com/Skytreehttp://en.wikipedia.org/wiki/Tokyo_Sky_TreeSocial Fortresshttps://socialfortress.com/Soneterhttp://www.soneter.com/SportsCrunchhttp://sports.popcrunch.com/Sytheros Communicationshttp://www.atheros.com/TripLingohttp://www.triplingo.com/Urjanethttp://urjanet.com/Vehconhttp://www.vehcon.com/VoAPPshttp://voapps.com/Visioneeringhttp://vistool.com/Toomahhttp://www.hireiqinc.com/SoloHelathhttps://solohealth.com/Sentrinsichttp://www.sentrinsic.com/Scientific Intakehttp://www.manta.com/c/mml04pq/scientific-intakeQuellanhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=842120Profounderhttps://www.profounder.com/Physiostreamhttp://investing.businessweek.com/research/stocks/private/people.asp?privcapId=28846849Oversight Technologieshttp://www.oversightsystems.com/NeuroOphttp://neuropinc.com/Management Team: Julie Collins, Director, SBIR Programjulie.collins@atdc.orgJennifer Bonnett, Community CatalystChip Schooler, Community Catalystchip@atdc.orgIvy Hughley, Client Support Managerivy.hughley@innovate.gatech.eduBarbara Miller, Administrative Coordinatorbarbara.miller@innovate.gatech.eduBlake Patton, Interim General ManagerTom Bates, Entrepreneur in ResidenceDan Ciprari, Entrepreneur in ResidenceFrank Moyer, Entrepreneur in ResidenceBetsy Plattenburg, Community Catalystbetsy@atdc.orgArcapita, Inc.www.arcapita.comVCPEInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialGrowthExpansionMiddle MarketArcapita is a diversified investment firm with interests in Venture Capital, Corporate Investment and Real Estate. Arcapita Ventures is a $200 million dedicated investment fund launched in October 2005. The firm focuses on growth stage enterprises primarily in the United States. Arcapita typically acts as the lead investor in companies operating in the (i) healthcare, (ii) information technology and (iii) industrial technology sectors. The investment team looks for businesses that have established technologies and customer bases, and where its investment capital, network and expertise can be applied to scale a proven business model. Typically, the Fund invests between $4 and $8 million in an initial round of funding, with the capability to invest up to $20 million over the life of a portfolio company. In addition to providing growth capital, the Fund selectively considers venture buyouts of companies with enterprise values of less than $40 million. Within Arcapita's targeted sectors, the partners look for companies that have at least $2 million in revenues over the prior twelve months. Arcapita's corporate investment team operates out of its offices in Atlanta. Arcapita acts as a principal and arranger in the acquisition of controlling interests in established companies in the United States and Europe, focusing on growth-oriented corporate acquisitions with a total transaction value between $300 million and $1 billion. Smaller transactions are considered in certain high-growth situations or in circumstances where opportunities exist for strategic add-on acquisitions. Arcapita maintains additional offices in Bahrain, London and Singapore.

75 Fourteenth Street, 24th FloorAtlantaGA30309404-920-9000404-920-9001

Portfolio companies include:FrameMaxhttp://www.framemax.com/Aspen Aerogelshttp://www.aerogel.com/markets/building.htmlFidelis Senior Carehttp://www.fidelissc.com/home/index.aspIntelleflexhttp://intelleflex.com/CardioMEMshttp://www.cardiomems.com/Alloptichttp://alloptic.com/Prenovahttp://www.ecova.com/news-media/press-releases/ecova-to-acquire-prenova,-increasing-capabilities-in-real-time-building-management-services.aspxJill Acquisitionhttp://www.manta.com/c/mtbxby2/jill-acquisition-llcCompagnie Europeenne de Prestations Logistiqueshttp://www.europeancapital.com/our_portfolio/companies/cepl.htmlPODS Demand Storagehttp://www.pods.com/Varel International Energy Serviceshttp://www.varelintl.com/3PDhttp://www.3pd.com/Church Street Health Managementhttp://cshm.com/Meridian Surgical Partnershttp://www.meridiansurgicalpartners.com/Bijoux Ternerhttp://www.bijouxterner.com/The Tensar Corporationhttp://www.tensarcorp.com/Southland Log Homeshttp://www.southlandloghomes.com/Venture Investment Team:John Huntz, Executive Director & Head of Venture Capitaljhuntz@arcapita.comRamsay Battin, Directorrbattin@arcapita.comLinnea J. Geiss, Principallgeiss@arcapita.comCorporate Investment Team:E. Stockton Croft, Executive Directorscroft@arcapita.comKevin J. Keough, Directorkkeough@arcapita.comJ.W. Ransom James, Directorrjames@arcapita.comScott A. Buschmann, Principalsbuschmann@arcapita.comWilliam A. (Bill) Lundstrom, Directorblundstrom@arcapita.comBrian Tsang, AssociateAres Capitalwww.arescapitalcorp.comPEInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsMiddle MarketAres Capital is a closed-end, non-diversified specialty finance company, and a subsidiary of Ares Management LLC, a global alternative asset manager and SEC registered investment adviser with offices in Los Angeles, New York, Washington DC, Menlo Park, Chicago, and Atlanta. The company is publicly traded on the NASDAQ Global Select Market under ticker symbol "ARCC." Ares Capital had $59 billion of total committed capital under management as of December 31, 2012. Ares Capital also co-manages with GE Commercial Finance Investment Advisory Services an unconsolidated senior debt fund, the Senior Secured Loan Fund, LLC. The SL Fund primarily invests in "unitranche" loans (loans that combine both senior and subordinated debt, generally in a first lien position) of middle-market companies. The SL Fund was initially formed in December 2007 with approximately $3.6 billion of committed capital. The firm acquired its interests in the SL Fund from Allied Capital in October 2009. In addition, Ares' portfolio company, Ivy Hill Asset Management, serves as manager or sub-manager to seven funds. As of December 31, 2011, Ivy Hill Management had total committed capital under management of over $3.4 billion. Ares Capital and Ivy Hill Management collectively provide integrated private debt and non-control equity financing solutions to the middle market. Highly attractive sectors include basic and growth manufacturing, business services, consumer products, health care products and information technology services. More challenging or cyclical industries such as restaurants, retail, oil and gas, and technology are also considered. The firm's investments range from $20 million to $200+ million in companies with EBITDA of $10 - $250 million.

3340 Peachtree Road, NE, Suite 1800AtlantaGA30326404-814-5204

Portfolio companies include:American Broadband Communicationshttp://americanbroadband.com/AP Global Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=61179227Blacksmith Brandshttp://blacksmithbrands.com/Commercial Credit Grouphttp://commercialcreditgroup.com/DSI Renalhttp://dsi-corp.com/Fulton Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=114120952National Print Grouphttp://www.nationalposters.com/Web Service Companyhttp://www.washlaundry.com/Heartland Dentalhttp://www.heartlanddentalcare.com/10th Streethttp://10thst.com/Acentiahttp://acentia.com/ADF Restaurant Grouphttp://adfcompanies.com/AGILE Fund Ihttp://www.alacrastore.com/deal-snapshot/AGILE_Fund_I_LLC_acquires_Allied_Capital_Corp_Private_Eq_from_Allied_Capital_Corp-512272AllBridge Financialhttp://www.albridge.com/index.htmlAllied Capital REIThttp://arescapitalcorp.com/American Academy Holdingshttp://www.aircraftone.com/aircraft/charter/american-academy-holdings-inc.aspAmerican Commercial Coatingshttp://www.americanctgs.com/Apple & Evehttp://www.appleandeve.com/Aquila Binks Forest Developmenthttp://www.aquilaproperty.com/Athletic Club Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=61179232Augusta Sportswearhttp://www.augustasportswear.com/Aviation Propertieshttp://www.aviationacres.com/AWTPhttp://www.aquion.com/BECO Holding Companyhttp://www.manta.com/c/mmn7kdl/beco-holding-company-incBenefitMallhttp://www.benefitmall.com/Bushnellhttp://www.bushnell.org/Callidus Capitalhttp://www.calliduscapital.ca/Campus Managementhttp://www.campusmanagement.com/CCS Grouphttp://www.ccsgroupstl.com/Charter Baking Companyhttp://www.charterbaking.com/homeCIBT Investmenthttp://www.zacks.com/stock/news/68115/acas-offloads-cibt-solutionsCIC Flexhttp://www.corporationwiki.com/Texas/Dallas/cic-flex-mp-gp-llc/37609223.aspxCiena Capitalhttp://askville.amazon.com/Ciena-Capital-file-bankruptcy-protection-week/AnswerViewer.do?requestId=17341390CitiPostalhttp://www.manta.com/c/mmf1ly0/citipostal-incCleveland East Equityhttp://cleveland.careerboard.com/job/1204001-Operational-Risk-Specialist.aspxCommons R-3http://www.manta.com/c/mms4ywv/commons-r-3-llcCommunity Education Centershttp://www.cecintl.com/Component Hardware Grouphttp://componenthardware.com/Cook Inlet Alternative Riskhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=44522777Cornerstone Records Managementhttp://cornerstone-rm.com/Coverall North Americahttp://www.coverall.com/Covestia Capital Partnershttp://covestia.com/Crescent Hotels & Resortshttp://www.chrco.com/CT Technologies Intermediatehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=62070898Dialog Telecomhttp://www.dialog.lk/Direct Buyhttp://directbuy.com/Distant Lands Tradinghttp://dlcoffee.com/Diversified Collection Serviceshttp://www.dcsrac.com/Driven Holdingshttp://www.corporationwiki.com/Florida/Palm-Beach-Gardens/data-driven-holdings-llc/26640145.aspxDynamic India Fund IVhttp://www.sebi.gov.in/investor/forventure.htmlEarthColorhttp://www.earthcolor.com/eInstuctionhttp://www.einstruction.com/ELC Acquisitionhttp://www.manta.com/c/mtc7zgf/elc-acquisition-corporationExcelligence Learninghttp://www.excelligencelearning.com/Emerald Performance Materialshttp://www.emeraldmaterials.com/cms/home/home.htmlFinancial Pacifichttp://www.finpac.com/Firstlight Financialhttp://www.firstlightfcu.org/investments.sstg?id=41Fultonhttp://fultonbank.com/Geotrace Technologieshttp://www.geotrace.com/Gilchrist & Soameshttp://www.gilchristsoames.com/Grocery Outlethttp://www.groceryoutlet.com/HCI Equityhttp://www.hciequity.com/HCP Acquisitionhttp://finance.yahoo.com/news/hcp-completes-acquisition-career-training-130700590.htmlHOPPYhttp://www.hopkinsmfg.com/Hot Light Brandshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=41025056Huddle Househttp://www.huddlehouse.com/ICSHhttp://dictionary.reference.com/browse/icshImpact Innovationshttp://impactinnovationsinc.com/Imperial Capital Grouphttp://www.imperialcapital.com/Imperial Capitalhttp://www.imperialcapital.com/Implus Footcarehttp://www.implus.com/INC Researchhttp://www.incresearch.com/Infilawhttp://infilaw.com/Insight Pharmaceuticalshttp://www.insightpharma.com/Investor Group Serviceshttp://www.igsboston.com/Default.aspLVCGhttp://www.lvcg.org/Magnacarehttp://www.magnacare.com/Making Memories Wholesalehttp://www.makingmemories.com/Matrixx Initativeshttp://www.matrixxinc.com/Microstart Logisticshttp://www.microstarlogistics.com/Multi-Ad Serviceshttp://www.multiad.com/MVL Grouphttp://mvlgroup.com/MW Dentalhttp://www.mwdental.com/MWI Holdingshttp://www.manta.com/c/mt4b10y/mwi-holdings-incNapa Management Serviceshttp://www.napaanesthesia.com/practice-management.htmNational Print Grouphttp://www.nationalposters.com/NetShape Technologieshttp://netshapetech.com/Novak Biddlehttp://www.novakbiddle.com/NHPhttp://nhp.nv.gov/NS Merger Subhttp://www.trainorders.com/discussion/read.php?1,2160854OnCURE Medicalhttp://www.oncure.com/Orion Foodshttp://www.hotstufffoods.com/OTG Managementhttp://www.otgmanagement.com/Partnership Capital Growth Fund Ihttp://www.pcg-advisors.com/Passport Health Communicationshttp://www.passporthealth.com/index.aspxPG Mergersubhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=61040533Pillar Processinghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=44232229PODShttp://www.pods.com/Promo Workshttp://www.promoworks.com/R3 Educationhttp://r3education.com/RCHPhttp://redhotchilipeppers.com/Reed Grouphttp://www.reedgroup.com/Savershttp://www.savers.com/Startec Equityhttp://www.gobignetwork.com/business-profiles/303097/startec-equity-llcSummit Business Mediahttp://www.summitbusinessmedia.com/Sigma International Grouphttp://sigmagrp.com/The Step2 Companyhttp://www.step2.com/Things Rememberedhttp://www.thingsremembered.com/Tradesmen Internationalhttp://www.careerbuilder.com/JobSeeker/Jobs/JobResults.aspx?ncc=%5e%22Tradesmen+International%22%24U.S. Renal Carehttp://www.usrenalcare.com/United Road Towinghttp://www.unitedroadtowing.com/index.phpVantage Oncologyhttp://www.vantageoncology.com/Vistarhttp://vistar.com/Waste Pro USAhttp://www.wasteprousa.com/Woodstreamhttp://woodstream.com/Wash Multifamily Laundry Systemshttp://www.washlaundry.com/Wyle Laboratorieshttp://www.wyle.com/Investment Team:Michael Arougheti, President and Directorarougheti@aresmgmt.comAntony Ressler, Director Private Equity Groupressler@aresmgmt.comEric Beckman, Senior Partner Private Debt Groupbeckman@aresmgmt.comR. Kipp deVeer, Senior Partner Private Debt GroupMitchell Goldstein, Senior Partner Private Debt Groupgoldstein@aresmgmt.comJohn Kissick, Senior Partner Private Equity Groupkissick@aresmgmt.comBennett Rosenthal, Chairman of the Board Ares Capital; Senior Partner, Private Debt GroupDavid Sachs, Senior Advisor Capital Markets Groupsachs@aresmgmt.comMichael Smith, Senior Partner Private Debt GroupJosh Bloomstein, Vice PresidentPenni Roll, Chief Financial OfficerAres Capitalwww.arescapitalcorp.comSilicon ValleyPEInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsMiddle MarketAres Capital is a closed-end, non-diversified specialty finance company, and a subsidiary of Ares Management LLC, a global alternative asset manager and SEC registered investment adviser with offices in Los Angeles, New York, Washington DC, Menlo Park, Chicago, and Atlanta. The company is publicly traded on the NASDAQ Global Select Market under ticker symbol "ARCC." Ares Capital had $59 billion of total committed capital under management as of December 31, 2012. Ares Capital also co-manages with GE Commercial Finance Investment Advisory Services an unconsolidated senior debt fund, the Senior Secured Loan Fund, LLC. The SL Fund primarily invests in "unitranche" loans (loans that combine both senior and subordinated debt, generally in a first lien position) of middle-market companies. The SL Fund was initially formed in December 2007 with approximately $3.6 billion of committed capital. The firm acquired its interests in the SL Fund from Allied Capital in October 2009. In addition, Ares' portfolio company, Ivy Hill Asset Management, serves as manager or sub-manager to seven funds. As of December 31, 2011, Ivy Hill Management had total committed capital under management of over $3.4 billion. Ares Capital and Ivy Hill Management collectively provide integrated private debt and non-control equity financing solutions to the middle market. Highly attractive sectors include basic and growth manufacturing, business services, consumer products, health care products and information technology services. More challenging or cyclical industries such as restaurants, retail, oil and gas, and technology are also considered. The firm's investments range from $20 million to $200+ million in companies with EBITDA of $10 - $250 million.

3000 Sand Hill Road, Suite 205Menlo ParkCA94025650-854-5209

Portfolio companies include:American Broadband Communicationshttp://americanbroadband.com/AP Global Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=61179227Blacksmith Brandshttp://blacksmithbrands.com/Commercial Credit Grouphttp://commercialcreditgroup.com/DSI Renalhttp://dsi-corp.com/Fulton Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=114120952National Print Grouphttp://www.nationalposters.com/Web Service Companyhttp://www.washlaundry.com/Heartland Dentalhttp://www.heartlanddentalcare.com/10th Streethttp://10thst.com/Acentiahttp://acentia.com/ADF Restaurant Grouphttp://adfcompanies.com/AGILE Fund Ihttp://www.alacrastore.com/deal-snapshot/AGILE_Fund_I_LLC_acquires_Allied_Capital_Corp_Private_Eq_from_Allied_Capital_Corp-512272AllBridge Financialhttp://www.albridge.com/index.htmlAllied Capital REIThttp://arescapitalcorp.com/American Academy Holdingshttp://www.aircraftone.com/aircraft/charter/american-academy-holdings-inc.aspAmerican Commercial Coatingshttp://www.americanctgs.com/Apple & Evehttp://www.appleandeve.com/Aquila Binks Forest Developmenthttp://www.aquilaproperty.com/Athletic Club Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=61179232Augusta Sportswearhttp://www.augustasportswear.com/Aviation Propertieshttp://www.aviationacres.com/AWTPhttp://www.aquion.com/BECO Holding Companyhttp://www.manta.com/c/mmn7kdl/beco-holding-company-incBenefitMallhttp://www.benefitmall.com/Bushnellhttp://www.bushnell.org/Callidus Capitalhttp://www.calliduscapital.ca/Campus Managementhttp://www.campusmanagement.com/CCS Grouphttp://www.ccsgroupstl.com/Charter Baking Companyhttp://www.charterbaking.com/homeCIBT Investmenthttp://www.zacks.com/stock/news/68115/acas-offloads-cibt-solutionsCIC Flexhttp://www.corporationwiki.com/Texas/Dallas/cic-flex-mp-gp-llc/37609223.aspxCiena Capitalhttp://askville.amazon.com/Ciena-Capital-file-bankruptcy-protection-week/AnswerViewer.do?requestId=17341390CitiPostalhttp://www.manta.com/c/mmf1ly0/citipostal-incCleveland East Equityhttp://cleveland.careerboard.com/job/1204001-Operational-Risk-Specialist.aspxCommons R-3http://www.manta.com/c/mms4ywv/commons-r-3-llcCommunity Education Centershttp://www.cecintl.com/Component Hardware Grouphttp://componenthardware.com/Cook Inlet Alternative Riskhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=44522777Cornerstone Records Managementhttp://cornerstone-rm.com/Coverall North Americahttp://www.coverall.com/Covestia Capital Partnershttp://covestia.com/Crescent Hotels & Resortshttp://www.chrco.com/CT Technologies Intermediatehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=62070898Dialog Telecomhttp://www.dialog.lk/Direct Buyhttp://directbuy.com/Distant Lands Tradinghttp://dlcoffee.com/Diversified Collection Serviceshttp://www.dcsrac.com/Driven Holdingshttp://www.corporationwiki.com/Florida/Palm-Beach-Gardens/data-driven-holdings-llc/26640145.aspxDynamic India Fund IVhttp://www.sebi.gov.in/investor/forventure.htmlEarthColorhttp://www.earthcolor.com/eInstuctionhttp://www.einstruction.com/ELC Acquisitionhttp://www.manta.com/c/mtc7zgf/elc-acquisition-corporationExcelligence Learninghttp://www.excelligencelearning.com/Emerald Performance Materialshttp://www.emeraldmaterials.com/cms/home/home.htmlFinancial Pacifichttp://www.finpac.com/Firstlight Financialhttp://www.firstlightfcu.org/investments.sstg?id=41Fultonhttp://fultonbank.com/Geotrace Technologieshttp://www.geotrace.com/Gilchrist & Soameshttp://www.gilchristsoames.com/Grocery Outlethttp://www.groceryoutlet.com/HCI Equityhttp://www.hciequity.com/HCP Acquisitionhttp://finance.yahoo.com/news/hcp-completes-acquisition-career-training-130700590.htmlHOPPYhttp://www.hopkinsmfg.com/Hot Light Brandshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=41025056Huddle Househttp://www.huddlehouse.com/ICSHhttp://dictionary.reference.com/browse/icshImpact Innovationshttp://impactinnovationsinc.com/Imperial Capital Grouphttp://www.imperialcapital.com/Imperial Capitalhttp://www.imperialcapital.com/Implus Footcarehttp://www.implus.com/INC Researchhttp://www.incresearch.com/Infilawhttp://infilaw.com/Insight Pharmaceuticalshttp://www.insightpharma.com/Investor Group Serviceshttp://www.igsboston.com/Default.aspLVCGhttp://www.lvcg.org/Magnacarehttp://www.magnacare.com/Making Memories Wholesalehttp://www.makingmemories.com/Matrixx Initativeshttp://www.matrixxinc.com/Microstart Logisticshttp://www.microstarlogistics.com/Multi-Ad Serviceshttp://www.multiad.com/MVL Grouphttp://mvlgroup.com/MW Dentalhttp://www.mwdental.com/MWI Holdingshttp://www.manta.com/c/mt4b10y/mwi-holdings-incNapa Management Serviceshttp://www.napaanesthesia.com/practice-management.htmNational Print Grouphttp://www.nationalposters.com/NetShape Technologieshttp://netshapetech.com/Novak Biddlehttp://www.novakbiddle.com/NHPhttp://nhp.nv.gov/NS Merger Subhttp://www.trainorders.com/discussion/read.php?1,2160854OnCURE Medicalhttp://www.oncure.com/Orion Foodshttp://www.hotstufffoods.com/OTG Managementhttp://www.otgmanagement.com/Partnership Capital Growth Fund Ihttp://www.pcg-advisors.com/Passport Health Communicationshttp://www.passporthealth.com/index.aspxPG Mergersubhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=61040533Pillar Processinghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=44232229PODShttp://www.pods.com/Promo Workshttp://www.promoworks.com/R3 Educationhttp://r3education.com/RCHPhttp://redhotchilipeppers.com/Reed Grouphttp://www.reedgroup.com/Savershttp://www.savers.com/Startec Equityhttp://www.gobignetwork.com/business-profiles/303097/startec-equity-llcSummit Business Mediahttp://www.summitbusinessmedia.com/Sigma International Grouphttp://sigmagrp.com/The Step2 Companyhttp://www.step2.com/Things Rememberedhttp://www.thingsremembered.com/Tradesmen Internationalhttp://www.careerbuilder.com/JobSeeker/Jobs/JobResults.aspx?ncc=%5e%22Tradesmen+International%22%24U.S. Renal Carehttp://www.usrenalcare.com/United Road Towinghttp://www.unitedroadtowing.com/index.phpVantage Oncologyhttp://www.vantageoncology.com/Vistarhttp://vistar.com/Waste Pro USAhttp://www.wasteprousa.com/Woodstreamhttp://woodstream.com/Wash Multifamily Laundry Systemshttp://www.washlaundry.com/Wyle Laboratorieshttp://www.wyle.com/Investment Team:Michael Arougheti, President and Directorarougheti@aresmgmt.comAntony Ressler, Director Private Equity Groupressler@aresmgmt.comEric Beckman, Senior Partner Private Debt Groupbeckman@aresmgmt.comR. Kipp deVeer, Senior Partner Private Debt GroupMitchell Goldstein, Senior Partner Private Debt Groupgoldstein@aresmgmt.comJohn Kissick, Senior Partner Private Equity Groupkissick@aresmgmt.comBennett Rosenthal, Chairman of the Board Ares Capital; Senior Partner, Private Debt GroupDavid Sachs, Senior Advisor Capital Markets Groupsachs@aresmgmt.comMichael Smith, Senior Partner Private Debt GroupJosh Bloomstein, Vice PresidentPenni Roll, Chief Financial OfficerArgonne Capital Group, LLCwww.argonnecapital.comPEEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialTransportation & DistributionRetail & RestaurantReal EstateMiddle MarketArgonne Capital Group is a dedicated team of professionals with extensive merger and acquisition, leveraged buyout, corporate finance, and real estate experience. Argonne seeks to acquire and grow companies in a variety of industries with up to $750 million in sales that will benefit strategically from both Argonne's capital resources and its expertise in site selection, development and financing of real estate assets. Argonne partners with existing or identified management teams and prefers to acquire majority interests in cash flow positive companies. The firm's industry preferences are Restaurant, Retail, Manufacturing/ Distribution, Real Estate, Healthcare, and New Energy. Argonne targets companies with revenues between $25-750 million; EBITDA between $5-75 million; and makes equity investments of $10-150 million.

One Buckhead Plaza, Suite 4003060 Peachtree Road, NWAtlantaGA30305-3985404-364-2984404-364-2985

Portfolio companies include:Sunshine Restaurant Partnershttp://ihopsrp.com/RCGhttp://www.rcg-llc.com/Azalea Homeshttp://www.azaleahomesga.com/Peak Restaurant Partnershttp://www.careerbuilder.com/Jobs/Company/C8A76P7759GTC4G7FJ7/Peak-Restaurant-Partners/ACG Texashttp://acgtexas.com/Neighborhood Restaurant Partnershttp://www.neighborhoodrestaurantgroup.com/Stevi B'shttp://www.stevibs.com/Krystal Restauranthttp://krystal.com/Investment Team:Michael A. Klump, Founder and President, 404-364-2984mklump@argonnecapital.comKarl F. Jaeger, Managing Director, 404-760-3757kjaeger@argonnecapital.comBethany Tudor, Analyst, 404-364-2984btudor@argonnecapital.comR. Patrick Anderson, Associatepanderson@argonnecapital.comDoug Benham, Executive Advisordbenham@argonnecapital.comLayton Grisette, Principallgrisette@argonnecapital.comBill Weimar, Vice Presidentbweimar@argonnecapital.comDoug Benham, Executive Advisordbenham@argonnecapital.comAriel Savannah Angel Partners (ASAP)www.savannahangelpartners.comAInformation TechnologyEarlyAriel Savannah Angel Partners (ASAP) is a member-driven organization composed of experienced business, medical, legal and educational professionals from a wide range of industries working together to review, analyze, and invest in early-stage high-growth potential companies. Members are expected to contribute in different ways to suit their individual interests and time availabilities. Members can opt in or out of any deal depending on their personal interest, and can invest at any level in pre-determined funding increments. ASAP considers opportunities in high or low tech, new businesses to older expansion opportunities.

1 Diamond CausewaySavannahGA 31406843-342-9642

Portfolio companies include:Carbon Motors Corp.http://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=38804072Investment Team:Sandra Wenig, Investor Relationsslwenig@hargray.comRaymond Wenig, Entrepreneur Relations/Administrative Operationsrwenig1@earthlink.netAtlanta Equity Investors, LLCwww.atlantaeq.comPEInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantMiddle MarketAtlanta Equity is a private equity firm with $109 million of committed capital focused on investments in growth companies primarily in the Southeast. The firm focuses on control investments in middle market companies with revenues between $20 million and $200 million. Targeted industries include business and healthcare services, specialty manufacturing, technology, consumer products and services, and selectively retail. The firm was founded in 2007 by Pete Correll, Gerry Benjamin and David Crosland. Atlanta Equity targets companies with revenues of $20-$200 million; Operating Profits/EBITDA of $5-$20 million; and Transaction Sizes of $25-$150 million. Atlanta Equity is actively investing Atlanta Equity Fund, L.P., a $109 million private equity fund that closed in August 2008.

191 Peachtree Street, NE, Suite 4050 AtlantaGA30303404-478-6770 404-478-6771

Portfolio companies include:Resolvionhttp://www.resolvion.com/Empower Software Solutionshttp://www.empowersoftware.com/VidSyshttp://www.vidsys.com/MESA Medical Grouphttp://www.mesamedicalgroup.com/default.aspxInvestment Team:A.D. (Pete) Correll, ChairmanGerald R. Benjamin, Co-Managing Partnergbenjamin@atlantaeq.comDavid P. Crosland, Co-Managing Partnerdcrosland@atlantaeq.comSteven P. McGrath, Vice Presidentsmcgrath@atlantaeq.comAtlanta Technology Angelswww.angelatlanta.comAInformation TechnologySeedEarlyFounded in 1998, Atlanta Technology Angels (ATA) is a private group seeking investments in early stage technology companies based in North Georgia. ATA has invested more than $30 million in 40 Atlanta technology companies between 1999 and 2003. Today the group is comprised of approximately fifty Angels who meet monthly to evaluate presentations. ATA Seed Fund I was raised in December of 2001 to address the downturn in the market. ATA usually invests between $250,000 and $1,000,000, between $50,000 and $100,000 as a seed investment. The firm does not invest in service companies, real estate, consulting companies or reverse mergers.

75 5th Street, NW, Suite 325AtlantaGA30308

Portfolio companies include:Connecturehttp://connecture.com/Toomahhttp://www.hireiqinc.com/Servigisticshttp://www.servigistics.com/Shotput Ventureshttp://www.shotputventures.com/SoloHealthhttp://www.solohealth.com/Nexidiahttp://www.nexidia.com/Aretta Communicationshttp://www.aretta.com/Asankyahttp://www.iqt.org/technology-portfolio/asankya.htmlAuctionWorkshttp://www.auctionworks.net.au/Beacon Softwarehttp://beaconsoftco.com/BeyondBooks.comhttp://beyondbooks.com/Global Cryptohttp://www.globalcrypto.com/Invirtushttp://www.quest.com/OpenSpanhttp://www.openspan.com/Oversight Systemshttp://www.oversightsystems.com/Preparishttp://www.preparis.com/Pramanahttp://en.wikipedia.org/wiki/PramanaQcept Technologieshttp://www.qceptech.com/Sentrinsichttp://www.sentrinsic.com/SPI Dynamicshttp://www.hp.com/hpinfo/newsroom/press/2007/070619xb.htmlterraGohttp://www.terragotech.com/ZeeWisehttp://zeewise.com/CentaFuseAutohttp://www.centrafuse.com/CentrafuseAuto.aspxVerdeeCohttp://www.verdeeco.com/HireIQhttp://www.hireiqinc.com/TripLingohttp://www.triplingo.com/BrightWhistlehttp://brightwhistle.com/Evgentechhttp://evgentech.com/Pretty in my Pockethttp://prettyinmypocket.com/Mowglihttp://en.wikipedia.org/wiki/MowgliCollector Dashhttp://collectordash.com/Investment Team:Lee Waters, Member Board of DirectorsMike Eckert, Executive ChairmanStephen J. Walden, Member Board of DirectorsNat Milburn, Member Board of DirectorsKate King, Operations ManagerBernice Dixon, ChairmanSteve Chaddick, Institutional Membership ChairKen Gavranovic, Member Board of DirectorsMichael Horten, Educational Programs ChairMelanie Leeth, Screening LeaderJose Quintana, Member Board of DirectorsGreg Smith, Individual & Institutional Membership CommitteeRichard Spencer, Screening LeaderBrighton Partners, LLCwww.brightonpartnersllc.comPEManufacturing & IndustrialTransportation & DistributionMiddle MarketBrighton Partners is a private equity investment firm focused on smaller, middle-market companies with substantial potential for sales and earnings growth. The two founding principals, Daniel G. Broos and G. Kinsey Roper III, in partnership with Galbreath & Company, seek to acquire significant ownership positions in closely held companies. The firm's primary investment focus is on profitable companies with revenues of $10 million to $50 million (and less than $5 million of EBITDA), including traditional acquisitions, management buyouts, and equity recapitalizations. Typical equity investments range up to $5 million in transactions ranging in total size from $5 million to $25 million, only in the Southeast or Midwestern United States.

1201 Peachtree Street400 Colony Square, Suite 530AtlantaGA30361404-926-3497

Portfolio companies include:Century Fire Protectionhttp://www.centuryfp.com/Premier Performancehttp://pppwd.com/Lawn Dawghttp://www.lawndawg.com/Investment Team:Daniel G. Broos, 404-926-3486dbroos@bpequity.comThomas W. Horner, 404-926-3491thorner@bpequity.comLeigh S. Fry, 404-926-3488lfry@bpequity.comChris Blaine, 404-835-3225cblaine@bpequity.comCapitalSouth Partnerswww.capitalsouthpartners.comPEInformation TechnologyLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialBusiness ServicesRetail & RestaurantMiddle MarketCapitalSouth Partners was founded in 1998 to provide private equity capital and mezzanine capital to middle-market companies. Since its inception, CapitalSouth has closed over 100 transactions, representing over $2 billion in total transaction capital. With over $700 million under management through multiple committed funds, CapitalSouth actively seeks to invest in lower middle-market companies located primarily in the South, but also throughout the U.S. CapitalSouth looks to invest between $5 and $25 million in companies that have historical earnings of at least $2 million with positive revenue growth. The Fund does not invest in start-ups, high-risk situations, turnarounds or businesses located outside the United States. Mezzanine investments of up to $40 million can be arranged through syndication, where CapitalSouth Partners will serve as the lead investor. The firm is headquartered in Charlotte and operates full-service offices in Raleigh, Dallas, Texas, Louisville, Kentucky, and Orlando, Florida.

75 14th Street NW, Suite 2700AtlantaGA30309

Portfolio companies include:Advanced Composite Materialshttp://acm-usa.com/Intellitechttp://intellitec.com/Peak-10http://www.peak10.com/Medical Modalitieshttp://medicalmodalities.com/Naples Lumber & Supply Co.http://www.napleslumber.com/Regal Kitchenshttp://www.regalkitchensinc.com/Incentive Conceptshttp://incentiveconcepts.com/Print Directionhttp://printdirection.com/Corporate Visionshttp://corporatevisions.com/American Exteriorshttp://amext.com/FURminatorhttp://www.furminator.com/Spartan Foodshttp://spartanstores.com/Boot Barnhttp://www.bootbarn.com/Sparushttp://www.sparusholdings.com/Content/76.htmInterllitec Productshttp://intellitec.com/ISO Poly Filmshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=93880Living Earth Technologyhttp://www.livingearth.net/Southern Parts and Engineeringhttp://www.soparts.com/Southern Pump and Tank Co.http://www.southernpump.com/Aerial Access Equipmenthttp://www.aae-la.com/Venture Aircrafthttp://www.ventureaircraft.com/The Penray Companieshttp://penray.com/Navis TubeTexhttp://navisglobal.com/Newmarhttp://www.newmarcorp.com/Caregiver Serviceshttp://www.csicaregiver.com/Medical Modalitieshttp://medicalmodalities.com/Pickaway Plains Ambulancehttp://ppa-ems.com/Advanced Physical Therapyhttp://advancedpt.com/STX Healthcare Management Serviceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=106306016Highwinds Softwarehttp://www.highwinds-software.com/Market E'shttp://www.e-markets.com/Peak-10http://www.peak10.com/V12 Grouphttp://www.v12groupinc.com/iNET Interactivehttp://www.inetinteractive.com/Southern Softwarehttp://www.southernsoftware.com/Jubilee Tech Internationalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=110071Investment Team:Joseph B. Alala, III, President and CEOjalala@capitalsouthpartners.comKenneth S. Berryman, Director (Louisville)kberryman@capitalsouthpartners.comM. Hunt Broyhill, Partnerhbroyhill@capitalsouthpartners.comChris Norton, Director of Underwritingcnorton@capitalsouthpartners.comJack McGlinn, Director and COO (Raleigh)jmcglinn@capitalsouthpartners.comLynne Girts, Director of Financelgirts@capitalsouthpartners.comMichael S. Marr, CCO & Director of Portfolio Managementmmarr@capitalsouthpartners.comMichael Schmidt, Senior Associatemschmidt@capitalsouthpartners.comRick Dunham, Business Developmentrdunham@capitalsouthpartners.comRyan Ross, Analystrross@capitalsouthpartners.comKeith Carlson, Vice Presidentkcarlson@capitalsouthpartners.comRochard Wheelahan III, Vice President (Atlanta)rwheelahan@capitalsouthpartners.comDavis Hutchens, Vice Presidentdhutchens@capitalsouthpartners.comAdam Richeson, Vice Presidentaricheson@capitalsouthpartners.comCentrosome VenturesALife Sciences & HealthcareEarlyCentrosome is a venture fund established by Dr. Dennis Liotta, an Emory faculty member for 30 years. In 1996, Dr. Liotta was an important early contributor to Triangle Pharmaceuticals in North Carolina, which went public one year after its founding in 1995, and was purchased in 2001 by Gilead Sciences for $482 million. Dr. Liotta was also a co-founder of Pharmasset, Inc., a pharmaceutical company. Centrosome has often co-invested with Georgia Venture Partners.

3344 Peachtree Road, NE Suite 4702AtlantaGA30326404-727-6602

Portfolio companies include:Metastatixhttp://www.biospace.com/news_story.aspx?NewsEntityId=73409Curry Pharmaceuticalshttp://turmeric-curcumin.com/NeurOphttp://neuropinc.com/Investment Team:Dennis C. Liottadliotta@emory.eduChatham Capitalwww.chathamcapital.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesMiddle MarketChatham Capital is a mezzanine finance firm that concentrates on small to middle market companies with sustainable cash flow from operations. Chatham principally invests in health care, manufacturing, and service companies with revenues of at least $10 million. The Chatham Investment Fund provides growth and acquisition capital to companies with annual revenues of at least $10 million (and EBITDA of $2M). Although the fund will consider investments located anywhere in the U.S., Chatham's principal activity is in the Southeast, Midwest and Mid-Atlantic. Chatham does not provide venture capital, make real estate investments or finance early stage companies with no history of revenue or cash flow. The fund typically makes an investment of $2-60 million in the form of subordinated debt. Chatham typically leads or participates in transactions requiring less than $30 million of mezzanine financing; however the firm has led mezzanine transactions up to $60 million.

100 Crescent Court, 7th FloorDallasTX75201214-459-3311

Portfolio companies include:Brookside Technology Holdingshttp://www.bptech-inc.com/Crimzon Rose Internationalhttp://www.crimzonrose.com/Diversified Global Graphics Grouphttp://dg3.com/Fresh Frozen Foodshttp://freshfrozenfoods.com/Furr's Restaurant Grouphttp://www.answers.com/topic/furr-s-restaurant-group-incLakeshore Mediahttp://lakeshore-media.com/SunLink Health Systemshttp://www.sunlinkhealth.com/Buffet Partnershttp://buffetpartners.com/Century City Doctor's Hospitalhttp://local.yahoo.com/info-33840844-century-city-doctors-hospital-los-angelesCustom Directhttp://customdirect.com/DG3 Americahttp://dg3.com/Empagiohttp://www.empagio.com/Empower Software Solutionshttp://www.empowersoftware.com/Global Ship Systemshttp://globalshippingsystems.net/index.htmGolf & Tennis Pro Shophttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=8314157GreenLeaf Auto Recyclershttp://www.greenleafauto.com/The Healthfield Grouphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=29365Innotrachttp://www.innotrac.com/Lakeshore Mediahttp://lakeshore-media.com/Mood Mediahttp://www.moodmedia.com/OmniSYShttp://www.careclaim.com/Palm Beach Tanhttp://palmbeachtan.com/Preferred Medical Claim Solutionshttp://pmcsonline.com/S&B Surgery Centershttp://www.spaldingsurgical.com/San Diego Personnel & Employment Agencyhttp://san-diego-personnel-employment.sbcontract.com/Secured Productshttp://securedproducts.com/Sunbelt Diversified Enterpriseshttp://www.sunbeltde.com/Tecniflexhttp://tecniflex.com/Young Pecanhttp://www.youngpecan.com/Z Wireless Holdingshttp://www.econet.co.zw/Investment Team:Brian G. Reynolds, Founder & Managing Partnerbr@chathamcapital.comNick Anacreonte, Founder & Partnerna@chathamcapital.comFrank Caprio, Managing Directorfc@chathamcapital.comScott Kray, Managing Directorsk@chathamcapital.comLin Wang, Senior Managing Directorlw@chathamcapital.comKristen Bernheim, Senior Associatekb@chathamcapital.comTodd Knudsen, Chief Financial Officer tk@chathamcapital.comJeff Hagar, Senior Associatejh@chathamcapital.comCordova Ventureswww.cordovaventures.comVCInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareManufacturing & IndustrialFinancial ServicesReal EstateSeedEarlyGrowthFounded in 1989, Cordova invests in privately-held companies at varying stages of development, including seed and start-up, early-stage and later-stage growth in amounts ranging from $1 to $5 million. Cordova invests a minority stake in companies with a defined exit strategy within five years. The firm invests primarily in the Southeast in a wide variety of companies with concentration in information technology, communications, industrial technologies, healthcare services, telecommunications, financial services and real estate development equity financing. Cordova Ventures, with its combined seven funds, has over $250 million under management. Cordova's funds include Industrial Technology Ventures, Cordova Enhanced Fund, Cordova Technology Partners, and Cordova Intellimedia Ventures, all of which are fully invested.

4080 McGinnis Ferry Road, Suite 1201AlpharettaGA30005678-942-0300678-942-0301

Portfolio companies include:Synageva BioPharmahttp://www.synageva.com/Rehab Associateshttp://www.rehabassociates.net/Magnet Communicationshttp://www.magnetcommunications.co.za/Servigisticshttp://www.servigistics.com/Nexidiahttp://www.nexidia.com/Inhibitexhttp://inhibitex.com/Quellanhttp://www.intersil.com/signalintegrity/Accu-Techhttp://www.accu-tech.com/DemandPointhttp://www.demandpointinc.com/SkyBitzhttp://www.skybitz.com/Digital Envoyhttp://www.digitalenvoy.com/iVivityhttp://www.ivivity.com/Revenue Technologieshttp://finance.yahoo.com/news/liquidmetal-technologies-reports-annual-revenue-200000195.htmlMarket Velocityhttp://marketvelocity.com/FundRaisingInfo.comhttp://fundraisinginfo.com/Constructw@rehttp://usa.autodesk.com/adsk/servlet/pc/index?id=6871224&siteID=123112Argos Therapeuticshttp://www.argostherapeutics.com/Axonnhttp://bionicle.wikia.com/wiki/AxonnASPEXhttp://www.aspexeyewear.com/EcoSMART Technologieshttp://www.ecosmart.com/DemandPointhttp://www.demandpointinc.com/Ecovationhttp://www.ecovation.org/Five Star Technologieshttp://five-startech.com/PCDI, LLChttp://start.cortera.com/company/research/k2n7oqr9s/pcdi-llc/Tissue Products Technologyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=27131468Hartford Steel Technologieshttp://hartfordtechnologies.com/Axonnhttp://bionicle.wikia.com/wiki/AxonnLynk Systemshttp://www.lynk.com/Directohttp://directocard.com/Investment Team:Gerald (Jerry) F. Schmidt, Co-Founderjs@cordovaventures.comCharles E. Adair, Partner, Healthcare Servicesea@cordovaventures.comPaul R. DiBella, Principal, Industrial Technologypd@cordovaventures.comFrank X. Dalton, Partner, IT/Communicationsfd@cordovaventures.comL. Edward Wilson, Partner, Industrial Technologylewdux@aol.comCroft & Benderwww.croft-bender.comVCPEInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsRetail & RestaurantEarlyGrowthExpansionMiddle MarketFounded in 1996 by Ed Croft and Ted Bender, Croft & Bender is a leading provider of investment banking services focused on small- and mid-sized growth companies. C&B Capital manages multiple funds that selectively invest in privately-held, small-, and mid-sized, high-potential growth companies located primarily in the Southeast, the fastest growing region in the United States. The firm's funds invest alongside experienced lead investors, either in opportunities generated by Croft & Bender in the course of our investment banking business or in select situations where the lead investor introduces C&B capital to the transaction. C&B's investments may include venture capital for emerging growth companies, growth capital for more established companies, and leveraged acquisitions and recapitalizations for growth-oriented companies with strong cash flows.

4200 Northside Parkway, N.W. Building One, Suite 100 AtlantaGA30327404-841-3131 404-841-3135

Portfolio companies include:Access Integrated Networkshttp://www.birch.com/about/AppForgehttp://en.wikipedia.org/wiki/AppForgeBuyers Protection Grouphttp://www.bpgwi.com/Focus Inc.http://focusinc.com/Gevity HRhttp://gevity.com/my_account/index.htmlnuBridgeshttp://support.nubridges.com/Payerpathhttp://www.payerpath.com/REACH Healthhttp://www.reachhealth.com/SnagAJob.comhttp://www.snagajob.com/Alimera Scienceshttp://www.alimerasciences.com/All Web Leadshttp://www.allwebleads.com/Brand Group Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=47283946Brightree, LLChttp://brightree.com/Cartera Commercehttp://www.cartera.com/cbanc Networkhttp://www.cbancnetwork.com/ControlScanhttps://www.controlscan.com/index.phpFX Bridgehttp://www.fxbridge.com/GlobalCarehttp://thinkglobalcare.com/Healthcare Solutionshttp://healthcaresolutions.com/Liaison Technologieshttp://liaison.com/Navitas Lease Financinghttp://navitaslease.com/PeopleMatterhttp://www.peoplematter.com/PODS Enterpriseshttp://www.pods.com/Prommis Solutionshttp://prommis.com/Q2ebankinghttp://q2ebanking.com/SPI Dynamicshttp://www.hp.com/hpinfo/newsroom/press/2007/070619xb.htmlStratos Management Systemshttp://stratosmanagementsystems.com/Investment Team:Edward S. Croft, III, Managing Directorecroft@croft-bender.comTheodore J. Bender, III, Managing Directortbender@croft-bender.comRonald B. Goldman, Managing Directorrgoldman@croft-bender.comFrank H. (Bo) Briggs, Managing Directorbbriggs@croft-bender.comSteve B. Tye, Managing Directorstye@croft-bender.comNathan Barbour, Vice Presidentnbarbour@croft-bender.comErik M. Zalenski, Vice Presidentezalenski@croft-bender.comR. Neale Fisher, Vice Presidentnfisher@croft-bender.comKyle C. Schickner, AssociateSean P. Walsh, AssociateEDG Partnerswww.edgpartners.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesFinancial ServicesMiddle MarketEDG Partners, LLC is an active, growth and buyout oriented private equity investment firm founded by Stephen Eaton, Alan Dahl and Michael Gaffney. The Founders have worked together since 2002. EDG invests in cash flowing businesses across the healthcare segment including clinical services, people and business services, manufacturing and distribution and insurance services. Critical business attributes EDG seeks in prospective companies include: companies with positive earnings, opportunity for significant earnings growth, relevant participation in the healthcare segment to allow EDG to accelerate value, and no biotech or FDA development risk. Typically, the firm's investments are $5-$25 million in equity, but EDG has the ability to provide significantly more capital. The firm targets companies that are $10-$300 million in revenue, and/or up to $15 million in earnings.

5445 Triangle Parkway, Suite 260AtlantaGA30092770-453-8000770-453-8001

(Virginia Office)1800 North Kent Street, Suite 1070ArlingtonVA22209703-248-9510770-453-8025 Portfolio companies include:Gemino Healthcare Financehttp://www.gemino.com/Caresite Pharmacyhttp://www.caresiterx.com/HealthPRO Rehabilitationhttp://www.healthpro-rehab.com/Regency Healthcare Grouphttp://intranet.regencyhealthcaregroup.com/HouseCallhttp://housecall.trendmicro.com/DiabetesAmericahttp://www.diabetesamerica.com/FirstCall Ambulance Servicehttp://firstcall-ambulance.com/Peak Health Solutionshttp://www.peakhs.com/National HMEhttp://www.nationalhme.com/NDC Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=5581389Investment Team:Steve Eaton, Managing Directorsteve.eaton@edgpartners.comAlan Dahl, Managing Directoralan.dahl@edgpartners.comMike Gaffney, Managing Directormike.gaffney@edgpartners.comJustin Stark, Vice Presidentjustin.stark@edgpartners.comHarrison Perry, Vice Presidentharrison.perry@edgpartners.comRobert Carlin, Vice Presidentbob.carlin@edgpartners.comEGL Holdingswww.eglventures.comVCInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareExpansionFounded in 1988, EGL Venture Capital Group provides private equity capital to later stage growth companies in the Southeastern U.S. EGL will invest in companies in a broad range of industries, but focuses on Information Technology, Telecommunications and Healthcare sectors. The firm looks for investment opportunities where it can invest $1-3 million over the life of the investment. EGL Ventures IV will be formed as a Small Business Investment Corporation (SBIC) and is targeting $90 million in assets. EGL Ventures focuses mainly on the Southeast, with possible extension into adjacent states.

3495 Piedmont RoadEleven Piedmont Center, Suite 412AtlantaGA30305404-949-8300 404-949-8311

Portfolio companies include:ZSofthttp://www.zsoft.dk/Investment Team:Dr. David Ellis, General Partnerdoellis@eglholdings.comSal Massaro, General Partnersamassaro@eglholdings.comFlashpointhttp://flashpoint.gatech.eduIInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaSeedFlashpoint is a startup accelerator program based at Georgia Tech in Atlanta, Georgia. The newly launched incubator follows the typical format for programs like this, offering seed funding, mentorship, support, shared workspace and more, in return for a 6% share of the startup. Sig Mosley of Imlay Investments, working with some of the most prominent Atlanta angels, created the Flashpoint Investment Fund (FIF) as a vehicle to fund Flashpoint teams. This accelerator is especially interested in investing in early stage startups in the technology, medical device and biotech industries. With its $1 million fund, the organization typically provides between $15,000 and $25,000 in funding to the companies accepted into the program. Flashpoint is unique in implementing startup engineering, a business creation and innovation process developed by Dr. Merrick Furst at Georgia Tech.

828 W. Peachtree StreetAtlantaGA30308

Portfolio companies include:Badgyhttp://www.badgy.com/Billfoldhttp://www.thefreedictionary.com/billfoldBismarkhttp://en.wikipedia.org/wiki/German_battleship_BismarckCodeGuardhttps://www.codeguard.com/CollectorDASHhttp://collectordash.com/eCommHubhttp://ecommhub.com/IdeaStringhttp://ideastring.com/Lucena Researchhttp://lucenaresearch.com/Pindrop Securityhttp://pindropsecurity.com/RideCellhttp://ridecell.com/SavingGracehttp://www.tnt.tv/series/Simmerhttp://en.wikipedia.org/wiki/SimmeringSocial Fortresshttps://socialfortress.com/Sokethttp://www.socket.net/Sports Crunchhttp://sports.popcrunch.com/Trimensionalhttp://trimensional.com/Enhanceworkshttp://www.enhanceworks.com/Excelegradehttp://excelegrade.com/LandSpec Prohttp://landspecprotradeshow.com/MedMatchhttp://www.medmatchinc.com/PhysiHomehttp://www.physiome.org/Synapp.iohttp://www.linkedin.com/in/rickcopelandTelesofiahttp://www.telesofia.com/ThundrLizardhttp://thundrlizard.com/Investment Team:Merrick Furst, Founder and Directormerrick.furst@cc.gatech.eduElli Kaplan, COOelli.kaplan@gmail.comGathering of Angels (GOA)www.gatheringofangels.comAInformation TechnologySoftware & InternetMedia & Digital MediaLife Sciences & HealthcareSeedEarlyThe Gathering of Angels is a monthly meeting of private, high net-worth investors, venture capitalists and merchant bankers. The event is hosted by Tarby Bryant, Chairman of the Anasazi Capital Corporation. The Gathering of Angels is an Angel Investor Forum where six companies present with PowerPoint for 20 minutes each followed by 2-5 minutes of Questions & Answers. Accredited Angel Investors, VCs and Investment Bankers receive complementary admission to the group's events . Each GOA presenter pays a $2,500 presentation fee with no % of angel capital raised. Included in the GOA presentation fee is 3 hours of virtual coaching, mentoring and consulting from GOA CEO Tarby Bryant to insure that each presentation is clear, concise and defensible. GOA helped 17 young companies find capital in 2006 and had 10 success stories in 2007.

c/o Sweetwater CapitalPO Box 10145, Big CanoeJasperGA30143706-579-1080706-579-1085

Portfolio companies include:FrontLine Promotionshttp://www.frontlineevents.com/CPT Medicalhttp://en.wikipedia.org/wiki/Current_Procedural_TerminologyCarbon Motorshttp://www.carbonmotors.com/Rubber Recyclinghttp://en.wikipedia.org/wiki/Tire_recyclingViaja Travelhttp://www.viajaporcuba.com/BioTech Medicshttp://biotechmedics.com/Deep Liquidityhttp://deepliquidity.com/Tow Truck in a Boxhttp://www.asseenontvnetwork.com/towtruck/?cid=266500HyperWerxhttp://www.pageinsider.com/hyperwerx.netVanguard Mortgagehttp://www.rmcv.com/Feel Golfhttp://www.feelwedges.com/default.aspThree Dog Bakeryhttp://www.threedog.com/default.aspSolar Breezehttp://www.solar-breeze.com/ViajaTravelhttp://www.viajaporcuba.com/Nextronicshttp://nextronex.com/Rubber Recyclinghttp://www.recycle.net/Rubber/index.htmlAOI Medicalhttp://www.ascendxspine.com/Centurion Investment Partnershttp://investment-advisors.findthebest.com/l/26953/CENTURION-INVESTMENT-PARTNERS-LLCGreen Panel Corporationhttp://www.thegreenpanel.com/Investment Team:Tarby Bryant, CEOtarby.bryant@comcast.netGeorgia Centers of Innovation (COI)www.georgiainnovation.orgEDEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialDefense & Homeland SecurityAgriculture & Agricultural ScienceSeedThe Centers of Innovation (COI), an official part of the Global Commerce division at the Georgia Department of Economic Development, is a program designed to accelerate the growth of technology-based companies. Formed in 2003 by Governor Sonny Perdue, COI is comprised of six centers: agribusiness, aerospace, energy, life sciences, logistics and manufacturing. Located in Atlanta, Augusta, Gainesville, Savannah, Tifton and Warner Robins, each center provides statewide strategic industry expertise by being a complete source of information. Tangible services include access to university-level research and development, product commercialization, industry-specific business counsel, matching research grants for qualified companies, significant networking opportunities and connecting clients to potential investor networks.

75 Fifth Street NW, Suite 1200 AtlantaGA30308404-962-4000404-962-4021

Tenant companies include:N/AN/AManagement Team:Sterling G. Wharton, Executive Director, Centers of Innovationswharton@georgia.orgDawn M. Price, Project Coordinator, 404-962-4041dprice@georgia.orgDonnie H. Smith, Director, COI for Agribusiness, 229-391-6882dsmith@gov.state.ga.usJill Stuckey, Director, COI for Energy, 404-584-1000jill@gefa.ga.govStacy Williams Shuker PhD, Director, COI for Life Sciences, 770-725-7777swilliams2@georgia.orgPage Siplon, Director, COI for Logistics, 912-963-2551page.siplon@gatech.eduJohn Zegers, Director, COI for Manufacturing, 770-531-6350jzegers@laniertech.eduSteve Justice, Director, COI for Aerospace, 478-230-4300sjustice@georgia.orgGeorgia Health Science University Business Incubator and the Life Sciences Innovation Centerhttp://georgiahealth.edu/incubator/ ILife Sciences & HealthcareMedical DeviceSeedThe Georgia Health Science University (GHSU) Business Development Center is a business incubator that encourages, nurtures and fosters entrepreneurial enterprises related to biomedical science. The center is managed by the Georgia Department of Economic Development's Center of Innovation for Life Sciences and hosted by the Georgia Health Science University. Gov. Sonny Perdue launched the Center of Innovation for Life Sciences in 2003 with funding from OneGeorgia Authority. The center, centrally located on MCG's main campus in Augusta, Georgia, has approximately 1,600 square feet of space that can house up to five entrepreneurial businesses in the life sciences (bioinformatics, genomics, medical devices, diagnostics, etc.). Each unit includes a large wet lab, a separate clean room or culture room and two offices. Each room includes benches, sinks, desks, tables, chairs, storage shelves and file cabinets.

1462 Laney Walker Boulevard, CA-2105AugustaGA30912706-721-4122706-721-9822

Tenant companies include:N/AN/AManagement Team:Christopher McKinney Ph.D., Associate Vice Presidentchmckinney@gru.eduDarryl Nettles, MPA Manager Life Sciences Business Development Center Brenda Blue, Office Specialistjukelley@georgiahealth.eduGeorgia Medical Center Authority (GMCA)www.georgiamedicalcenterauthority.orgILife Sciences & HealthcareMedical DeviceSeedEarlyEstablished in 2000, The Georgia Medical Center Authority (GMCA) is a statewide authority established by the Georgia General Assembly to advance the life sciences industry based in the State of Georgia through the provision of research, development and manufacturing facilities and programs. The Georgia Medical Center Authority helps advance the life sciences industry state-wide by providing up to $300 Million in revenue bonds for research, development, and manufacturing facilities, and by managing BioBusiness Centers, which serve as business accelerators for established, startup and post-incubator life sciences companies. The Georgia Medical Center Authority's vision is to advance the growth of Georgia's life sciences industry by facilitating the creation and retention of biomedical jobs, having substantial impact on Georgia's economy and the health of its citizens. The Georgia Medical Center Authority conceptualized the creation of business accelerator facilities in 2005 as a result of strong demand for space by post-incubator and start-up entrepreneurs in the Life Sciences industry (medical device, bioinformatics, medical software, telemedicine, and biotech). The Augusta BioBusiness Center (ABBC), the authority's flagship business accelerator facility, is located in historic, downtown Augusta, Georgia. This 17,000 sq. ft. facility, which features wet and dry laboratories and offices, currently hosts three life sciences companies, two of which were "born" at the Medical College of Georgia.

973 Broad StreetAugustaGA30901706-432-4040706-432-4060

Tenant companies include:REACH Callhttp://www.reachhealth.com/HealthTronics Laboratory Solutionshttp://labs.healthtronics.com/Integrated Science Systemshttp://www.integratedsciencesystems.com/Management Team:Stanley M. DeHoff, Executive Director, 706-922-5400sdehoff@georgiamedicalcenterauthority.orgGeorgia Research Alliancewww.gra.orgIInformation TechnologyLife Sciences & HealthcareEarlyGRA operates as an independent not-for-profit entity governed by leaders from industry and academia. While GRA receives a state appropriation for investment in university-based research opportunities, its small staff and lean operations are funded through foundation and industry contributions. In its first 19 years, GRA leveraged $525 million in state funding into $2.6 billion of additional federal and private investment. VentureLab is GRA's signature technology commercialization program. Launched in 2002, VentureLab helps build high-growth companies around laboratory discoveries at GRA's partner universities. VentureLab seeks out university-based research innovations, evaluates their commercial potential and provides resources to address the management, market and technology risks that come with new ventures. Each participating university -- Georgia Tech, Emory, the University of Georgia, Georgia State University and Georgia Health Sciences University -- has an active technology incubator with which VentureLab can partner. In the last five years through VentureLab, GRA has evaluated the commercial potential of more than 260 university inventions or discoveries and awarded VentureLab grants to form 107 active companies. At the end of 2010, these companies employed more than 640 professionals, had attracted $460.2 million in private equity investment and generated nearly $77 million in revenue.

50 Hurt Plaza, Suite 1220AtlantaGA30303404-332-9770

Portfolio companies include:Axion Biosystemshttp://www.axionbiosystems.com/CardioMEMShttp://www.cardiomems.com/Elevarhttp://elevarequity.com/Innovolthttp://www.innovolt.com/InsectiGenhttp://insectigen.com/MedShapehttp://medshapeweightloss.com/Pramanahttp://en.wikipedia.org/wiki/PramanaScintigrahttp://www.manta.com/c/mtb9840/scintigra-incArunA Biomedicalhttp://www.arunabiomedical.com/Body Surface Translationshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=53306313Damballahttp://www.damballa.com/Digital Visionhttp://www.digitalvision.tv/GeoVaxhttp://www.geovax.com/MedShape Solutionshttp://medshape.com/NeurOphttp://neuropinc.com/REACH Healthhttp://reachhealth.com/Sentrinsichttp://www.sentrinsic.com/Sunivahttp://www.suniva.com/Management Team:Amy C. Moore Ph.D., Director Research Programsamoore@gra.orgC. Michael Cassidy, President and CEOmike.cassidy@gra.orgSusan G. Shows, Senior Vice Presidentsusan.shows@gra.orgH. Lee Herron, Vice President of Commercializationlee.herron@gra.orgAshley Foster, Project Manager VentureLabashley.foster@gra.orgGeorgia State University CollabTechwww.gsu.edu/collabtechILife Sciences & HealthcareMedical DeviceEarlyFormed in 2001, the Collaborative Technology Program (CollabTech), working together with the Technology Development Center of the College of Arts & Sciences' Center for Biotechnology & Drug Design, represents Georgia State University's commitment to economic development in the Atlanta region through the incubation of, and collaboration with, early-stage biotechnology companies. The CollabTech Research Facility, completed in July 2008, is located in heart of downtown Atlanta at the Suntrust bank complex. The building is on Edgewood Avenue, standing four (4) stories tall with about 20,000 square feet per floor. It is located across the street from Georgia State University's existing research and teaching facilities and associated faculty/staff. Also across the street from the CollabTech facility are the Georgia Research Alliance offices, as well as the Georgia Cancer Coalition offices.

58 Edgewood Avenue, NE1st Floor, Room 112AtlantaGA30303404-413-3556404-413-8773

Tenant companies include:Cell Constructshttp://cellconstructs.com/NeurOphttp://neuropinc.com/American Processhttp://www.americanprocess.com/Haplomicshttp://www.haplomics.com/ProDa BioTechhttp://www.gsu.edu/collabtech/30961.htmlManagement Team:Tim McCann, Managertmccann@gsu.eduGeorgia Venture Partners, LLCwww.georgiavc.comVCLife Sciences & HealthcareSeedEarlyGeorgia Venture Partners (GVP) was established in 2004 to make seed and early-stage investments in life sciences enterprises related to Georgia. The Fund's purpose is twofold: 1) to achieve superior investment returns, primarily in the form of capital gains, by building and investing in debt and equity securities of a portfolio of companies, and 2) to increase economic development of life sciences in Georgia by seed or early-stage investments in life science entities. The firm invests through Georgia Venture Partners (the GVP Seed Fund), the largest seed-stage, Georgia-focused life sciences fund in the state with the major academic universities as its Limited Partners. The initial investment of the fund is between $100,000 and $500,000 with a total investment in a single company of $1 million. The firm's partners are also advisors to the State of Georgia Bioscience Seed Fund, a separate source of capital for companies. Established in 2000 by the Georgia State Legislature, the State of Georgia Bioscience Seed Fund invests side-by-side with accredited early-stage investors in life science companies based in Georgia.

1180 Peachtree Street, NE, Suite 4150AtlantaGA30309404-920-2051 404-920-2054

Portfolio companies include:AerovectRxhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28760971Biofisicahttp://www.biofisica.com/index.php/pg/63CytoDomehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=9588719Iconic Therapeuticshttp://iconictherapeutics.com/InsectiGenhttp://insectigen.com/Neorophttp://neuropinc.com/PhysioStreamhttp://investing.businessweek.com/research/stocks/private/person.asp?personId=30009290&privcapId=28846849&previousCapId=59150944&previousTitle=Watermark%20Medical,%20LLCScientific Compliancehttp://www.scicomply.com/Abeomehttp://www.abeomecorp.com/pages/index.htmlAltirishttp://www.symantec.com/theme.jsp?themeid=altirisArterain Medicalhttp://arterain.com/Aruna Biomedicalhttp://www.arunabiomedical.com/AxoTecthttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=98339236ICON Interventionalhttp://icon-us.com/Scientific Intakehttp://www.scientificintake.com/Sthenohttp://en.wikipedia.org/wiki/SthenoVisioneering Technologieshttp://visioneering.com/Investment Team:Thomas H. Callaway, Partnertom@georgiavc.comJohn P. Richard, Partnerjohn@georgiavc.comRick Hillstead, Partnerrick@georgiavc.comGRA Venture Fund, LLCwww.graventurefund.comVCInformation TechnologySeedThe GRA Venture Fund, LLC is a private investment fund created to help finance promising companies. The GRA VentureFund invests exclusively in companies that participate in GRA's VentureLab commercialization program. The fund's investors are the State of Georgia, private individuals, corporations and foundations. The state's commitment includes $7.5 million in capital investment and two types of income tax credits for investors: the first $30 million of private investment in the Fund will qualify for a 25% Georgia income tax credit; and the first $75 million of private investment invited to co-invest with the Fund in its portfolio companies will qualify for a 10% Georgia income tax credit. VentureLab companies seek to commercialize technologies developed at one of the state's six research universities: Georgia Institute of Technology, Emory University, The University of Georgia, Medical College of Georgia, Georgia State University, and Clark Atlanta University. The minimum investment amount for any single accredited private investor is $250,000. The maximum investment is $2.5 million.

50 Hurt Plaza, Suite 1220AtlantaGA30303404-332-9770

Portfolio companies include:Damballahttp://www.damballa.com/Sentrinsichttp://www.sentrinsic.com/Urjanethttp://urjanet.com/Clearside Biomedicalhttp://clearsidebio.com/Asankyahttp://www.iqt.org/technology-portfolio/asankya.htmlPindrop Securityhttp://pindropsecurity.com/Investment Team:Sig Mosleyismosley@imlay.netC. Michael Cassidy, President and CEO Georgia Research Alliancemike.cassidy@gra.orgGray Ghost Ventureswww.grayghostventures.comVCInformation TechnologySoftware & InternetEducation & TrainingSeedGray Ghost Ventures (GGV) is an impact investment firm dedicated to providing market-based capital solutions to entrepreneurs who are addressing the needs of low-income communities in emerging markets. Depending upon the need and opportunity, GGV serves as creator and manager, sole funder, lead investor, co-investor, general partner or limited partner in operating companies or investment funds. GGV's focus areas include: microfinance, social venture investment and affordable private schools. First Light Ventures (FLV) is an independent fund within the Gray Ghost Ventures' family of initiatives. The fund serves as an incubator and investment partner to seed-stage, for-profit social ventures. FLV's unique investment strategy is designed to accelerate the successful development of scalable and sustainable social enterprises that provide goods and services to low-income customers in emerging markets around the world. Gray Ghost manages a $69 million microfinance portfolio.

2200 Century Parkway, Suite 100AtlantaGA30345678-365-4700678-365-4752

Portfolio companies include:Antareshttp://www.antarestech.com/Banexhttp://www.drugs.com/mtm/banex.htmlBellwetherhttp://en.wikipedia.org/wiki/BellwetherProsperohttp://en.wikipedia.org/wiki/ProsperoGlobal Microfinance Equity Fundhttp://www.microfinancefocus.com/news/tag/global-microfinance-equity-fund/ParaLifehttp://www.paralife.com/RentBureauhttp://www.experian.com/rentbureau/renter-credit.htmlBalkanshttp://en.wikipedia.org/wiki/BalkansCatalyst/ASA Internationalhttp://asa.org.bd/asa_international.htmlIFIFhttp://www.ifif.org/Blue Orchard Microfinance Securitieshttp://www.blueorchard.com/jahia/Centurion Fundhttp://www.centurionfundmanagers.com/GCMChttp://www.gcmc.ws/Emergency Liquidity Fundhttp://www.clintonbushhaitifund.org/pages/HELP/LocFundhttp://locfund.com/Short-Term Liquidity Fundhttp://earlygains.blogspot.com/2011/05/best-performing-liquid-and-ultra-short.htmlSolidushttp://solidus-ts.com/Gray Matters Capitalhttp://www.graymatterscap.com/Gray Ghost DOEN Social Ventureshttp://grayghostventures.com/doen.htmBioceptivehttp://www.bioceptive.com/BookBoxhttp://www.bookbox.com/CareGo Internationalhttp://caregointl.com/CloudCurrencieshttp://cloudcurrencies.com/Co2 Impacthttp://co2impact.com/Coolerhttp://cooler.com/Drop the Chalkhttp://kickboardforteachers.com/Jack and Jake's Local and Organic Markethttp://www.jackandjakes.com/Default.aspKopo Kopohttp://kopokopo.com/Life Cityhttp://www.lifeofthecity.com/Liga Masivahttp://www.ligamasiva.com/MobileWorkshttp://www.mobile-works.org/New Avenue Homeshttp://newavenuehomes.com/Promethean Power Systemshttp://www.coolectrica.com/RainSaucershttp://rainsaucers.com/SABRAShttp://en.wikipedia.org/wiki/Sabra_(person)SMV Wheelshttp://smvwheels.com/TerViva BioEnergyhttp://www.terviva.com/The Hoop Fundhttp://hoopfund.com/Under the Mango Treehttp://www.thejournalguy.com/v-sheshhttp://v-shesh.com/Who Gives a Craphttp://www.trendhunter.com/trends/who-gives-a-crapWindhorsehttp://www.windhorseimh.org/Investment Team:Bob Pattillo, Founder & Chief Executive OfficerBahniman Hazarika, Director InvestmentsArun Gore, President and CEO, Gray Ghost VenturesBrian Cayce, Vice President, Social Venture GroupGrove & Mercerwww.grovemercer.comPEManufacturing & IndustrialMiddle MarketGrove & Mercer is an equity sponsor funded by committed private capital and specializing in middle-market chemical companies. The firm is seeking investments in chemical businesses with EBITDA greater than $5 million and sales exceeding $25 million. Grove & Mercer's investment strategy is the time-honored approach of "buy, improve, build and hold." Over time, the firm's objective is to build a $200- to $300-million chemical business. The firm has the capacity to invest up to $20 million in equity in a single transaction.

3617 Habersham Road NEAtlantaGA30305404-702-2742

Portfolio companies include:N/AN/AInvestment Team:Vincent R. Gurzo, Managing Directorvgurzo@grovemercer.comGwinnett Innovation Parkwww.gwinnettinnovationpark.comIInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaBusiness ServicesSeedEarlyGrowthThe Gwinnett Innovation Park provides an instant home with flexible lease terms for growing companies whether in start-up or growth mode, corporate spin-off, or looking for a short-term landing pad in the Gwinnett County area of suburban Atlanta. Sponsored by Intelligent Systems Corporation, the Gwinnett Innovation Park provides an affordable environment in which new and growing companies can succeed. Since 1990, the incubator has been home to almost 60 innovative and dynamic companies and has been ranked in the Top 10 among U.S. Technology Incubators. The incubator is located in a five building complex with almost 150,000 square feet. Gwinnett Innovation Park companies have access to office & manufacturing space, telecommunication and network infrastructure, a community of entrepreneurs, business advice and planning, a network of professional services, "just-in-time advice," and financial capital. Occasionally, Gwinnett has made investments in some of the incubator companies and the firm often assists companies in connecting with other sources of capital.

4355 Shackleford Road NorcrossGA30093770-564-5666

Tenant companies include:AfterBOThttp://afterbot.com/Archerpointhttp://www.archerpoint.com/CatchMediahttp://www.catchmedia.com/MobileStrathttp://www.mobilestrat.com/CoreXpandhttp://www.corexpand.com/Viewcentrixhttp://viewcentrix.com/Management Team:Bonnie Herron, Executive Directorbherron@gwinnettinnovationpark.comMarcy Powers, General ManagerLeland Strange, Chairman & CEOlstrange@intelsys.comH.I.G. Capitalwww.higcapital.comVCPEInformation TechnologyManufacturing & IndustrialBusiness ServicesEarlyMiddle MarketFounded in 1993, H.I.G. Capital is a leading global private investment firm with over $12 billion of capital under management. H.I.G..'s family of funds includes private equity, venture capital, debt/credit, real estate and public equities. H.I.G invests in companies throughout the U.S. and Europe and has offices in Miami, Atlanta, Boston, New York, and San Francisco in the U.S., and affiliate offices in London, Hamburg and Paris in Europe. The firm invests across a wide range of investment opportunities, from growth/development capital for minority stakes to control buyouts, and from profitable market leaders to underperforming businesses facing unique challenges. H.I.G.'s Private Equity division has acquired more than 200 companies with combined revenues of more than $30 billion. The firm specializes in providing capital to small and medium-sized companies with $50-500 million of enterprise value. H.I.G. Growth Partners is the dedicated growth capital investment affiliate and invests $5 million to $30 million in equity targeting profitable growth oriented businesses with between $10 million and $100 million in revenues. The firm focuses on technology, internet and media, healthcare, consumer products and technology-enabled financial and business services. Another division, H.I.G. BioVentures, invests in a broad range of life science opportunities across sectors and stages. The H.I.G. BioVentures II fund successfully closed in March 2012 and was over-subscribed with total aggregate commitments of $268 million. H.I.G. WhiteHorse provides debt financing to performing middle-market companies in the United States and Europe. WhiteHorse has a broad investment mandate and provides senior debt, second lien, uni-tranche, mezzanine, and subordinated debt for refinancings, growth capital, acquisitions, and balance sheet recapitalizations. The firm has additional offices in San Francisco, Boston, and the Southeast.

3438 Peachtree Road NE, Suite 1425AtlantaGA30326404-504-9333404-504-9370

Portfolio companies include:Funambolhttp://funambol.com/eMedicinehttp://emedicine.medscape.com/Averahttp://www.avera.org/GeminXhttp://www.geminx.com/Abacus Softwarehttp://www.abacuspub.com/HealthSTARhttp://www.healthstarcom.com/Desahttp://www.desatech.com/FNZ Holdingshttp://www.fnz.com/Insight Globalhttp://www.insightglobal.net/Lancopehttp://www.lancope.com/LOC-AIDhttp://www.loc-aid.com/Binder & Binderhttp://www.binderandbinder.com/Offices/RxStrategieshttp://www.340bplus.com/Batangahttp://www.batanga.com/en/Fanlibhttp://www.fanhistory.com/wiki/FanLibREVSharehttp://www.revshare.com/SpotXChangehttp://www.spotxchange.com/Triad Digital Mediahttp://triadretail.com/Accupachttp://accupac.com/Top Chickhttp://www.albertvillequalityfoods.com/topchick/index.htmlFibercorehttp://fibercore.com/7(s) Personalhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=5844436Alligient Serviceshttp://www.allegiantair.com/Europahttp://europa.eu/First Capitalhttp://www.firstcapital.com/National Asset Recovery Serviceshttp://www.narsnet.com/Oasishttp://www.oasisinet.com/Progrexionhttp://www.progrexion.com/Safe-Guard Products Internationalhttp://safe-guardproducts.com/AERThttp://www.aertinc.com/AIRCOMhttp://www.aircominternational.com/AirNethttp://www.airnet.com/Albertville Quality Foodshttp://www.manta.com/c/mm8wgxw/albertville-quality-foodsAlign Networkshttp://alignnetworks.com/All American Grouphttp://www.allamericangroupinc.com/Alligient Systemshttps://portal.allegientsystems.com/Allion Healthcarehttp://www.allionhealthcare.com/American Hardwood Industrieshttp://ahwood.com/Amerijet Internationalhttp://www.amerijet.com/Anvis Grouphttp://anvisgroup.com/APS Healthcarehttp://www.apshealthcare.com/Beacon Industrial Grouphttp://www.beaconindustrial.com/Bezierhttp://en.wikipedia.org/wiki/B%c3%a9zier_curveCapston Logisticshttp://capstonelogistics.com/Cardell Cabinetryhttp://www.cardellkitchens.com/Cincinnati Test Systemshttp://www.cincinnati-test.com/Claymont Steelhttp://claymontsteel.com/Connor AGAhttp://www.connorfloor.com/Cornerstonehttp://en.wikipedia.org/wiki/CornerstoneDent Wizardhttp://www.dentwizard.com/Diam Internationalhttp://www.diaminternational.com/home.cfmDie Cuts With a Viewhttp://www.diecutswithaview.com/Easy Gardenerhttp://easygardener.com/Encompasshttp://www.encompassinsurance.com/The Engine Grouphttp://www.theenginegroup.com/Epic Production Technologieshttp://epicpt.com/FNZhttp://www.fnz.com/Gienowhttp://www.gienow.com/Gould & Lambhttp://www.gouldandlamb.com/Group CTIhttp://www.ctigroup.com/Haltermannhttp://www.monumentchemical.com/Hanlohttp://hanlogages.com/Hart InterCivichttp://www.hartintercivic.com/Harvard Drug Grouphttp://www.theharvarddruggroup.com/HeatlhSTARhttp://www.healthstarcom.com/Health Companyhttp://en.wikipedia.org/wiki/Health_insurance_companyHFIhttp://www.hfi-ivf.com/Higher Gear Grouphttp://highergear.com/Ideal Imagehttp://www.idealimage.com/Innovative Building Systemshttp://ibsystems.net.au/Insight Globalhttp://www.insightglobal.net/Johnstownhttp://en.wikipedia.org/wiki/Johnstown,_PennsylvaniaLinden Lumberhttp://lindenlumbercompany.net/Loopinghttp://www.answers.com/topic/looping-3Losbergerhttp://www.losbergerus.com/Lucas Grouphttp://www.lucasgroup.com/MSChttp://www1.mscdirect.com/CGI/NNSRHMNational Asset Recovery Serviceshttp://www.narsnet.com/National Product Serviceshttp://www.npsinet.com/Next Generation Vendinghttp://www.nextgenerationone.com/Oasishttp://www.oasisinet.com/Pendumhttp://www.pendum.com/Personal Opticshttp://personaloptics.com/Pinkertonhttp://www.pinkertons.com/Plastic Fabricatinghttp://plasticfabricating.net/PMSIhttp://www.pmsionline.com/index.aspxpotpourrihttp://www.potpourrigift.com/Pressed Petalshttp://www.pressedpetals.blogspot.com/Pro-Pethttp://www.propet.com/Progrexionhttp://www.progrexion.com/Protocol Global Solutionshttp://protocolglobalsolutions.com/Ready Pac Producehttp://www.readypac.com/Redfish Rentalshttp://www.redfishrental.com/Rennhackhttp://rennhack.com/Rotorcraft Leasinghttp://rlcllc.net/Safe-Guardhttp://www.safe-guard.com/ServiceCraft Logisticshttp://www.linkedin.com/company/servicecraft-logisticsSecurushttp://www.securustech.net/Signature Aluminumhttp://www.signaturealuminumcanada.com/en/index.htmlSilentnight Grouphttp://www.silentnightgroup.co.uk/Source Electronicshttp://www.electronics-source.com/Souther Quality Meatshttp://www.manta.com/c/mmf4pqp/southern-quality-meats-incStanthttp://www.stant.com/Streamhttp://www.stream.com/Sunshine Mediahttp://www.truenorthcustom.com/Surgery Partnershttp://www.surgery-partners.com/SVChttp://www.svc.edu/Synsealhttp://www.synseal.co.uk/Teleflex Marinehttp://www.teleflexmarine.com/TestAmericahttp://www.testamericainc.com/careers/Texas Honinghttp://www.texashoning.com/Thane Internationalhttp://www.thane.com/Thermal Industrieshttp://thermalindustries.com/Thermo Fluids TLC Visionhttp://www.higprivateequity.com/Portfolio.php?id=210TRAKAmericahttp://trakamerica.com/Transtar Metals True North Custom Publishinghttp://www.higprivateequity.com/Portfolio.php?id=228Vantage Specialty Chemicalshttp://vantagespecialties.com/VAS Aero Serviceshttp://www.vas.aero/Vaupellhttp://www.vaupell.com/Viasyshttp://www.viasyshealthcare.com/VNU Mediahttp://www.vnuemedia.com/press112701.htmlWalter Serviceshttp://waltersservices.com/Warrantechhttp://www.warrantech.com/Wexler Videohttp://www.wexler.tv/Home.htmlWitex Flooring Productshttp://witexusa.com/A10 Capitalhttp://a10capital.com/Investment Team:Mark Tricolli, Managing Director (Growth)Tony Tamer, Managing Partner (Growth)ttamer@higcapital.comJohn Kim, Managing Director (Growth)jkim@higgrowth.comJohn Black, Managing Director (Growth)jblack@higcapital.comFred Sturgis, Managing Director (Growth)fsturgis@higcapital.comCraig Burson, Managing Director (Growth)burson@higcapital.comBruce Robertson, Managing Director (BioVentures)brobertson@higbio.comAaron Davidson, Managing Director (BioVentures)adavidson@higbio.comDouglas Berman, Exec. Managing Director (PE)dberman@higcapital.comJohn Bolduc, Exec. Managing Director (PE)jbolduc@higcapital.comRick Rosen, Exec. Managing Director (PE)rrosen@higcapital.comBrian Schwartz, Exec. Managing Director (PE)bschwartz@higcapital.comMichael Wasserman, Managing Director (BioVentures)mwasserman@higbio.comSteve Loose, Managing Director (Growth)sloose@higgrowth.comHarbert Managementwww.harbert.netVCPEMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialFinancial ServicesEducation & TrainingReal EstateEarlyMiddle MarketHarbert Management Corporation (HMCSM) is a diversified investment firm. Harbert's committed capital and assets under management have grown from $1.5 billion in 2002 to approximately $3 billion as of March 1, 2013. Harbert invests across 11 alternative asset classes in three areas of concentration: real estate, private capital and absolute return strategies. In private equity, Harbert focuses on leveraged buyouts, recapitalizations, expansion capital investments, and select distressed opportunities, seeking to invest in companies which have an enterprise value between $10 million and $100 million, with a particular emphasis on transactions between $20 million and $50 million. In venture capital, Harbert provides growth capital to early stage information technology and healthcare companies in the Mid-Atlantic and Southeastern U.S., typically investing in the first or second institutional rounds, with initial investment amounts between $500,000 and $3 million. Particular sectors of investment interest include: Information Technology (Communications software and services, Enterprise/ applications software, Communications equipment, Semiconductors, Transaction processing); and Healthcare (Therapeutics, Biotechnology platforms, Diagnostics and medical devices, Healthcare IT, and Healthcare services and outsourcing). The firm's mezzanine capital group typically provides $3 million to $15 million in subordinated debt to companies in need of capital for organic growth, acquisitions, recapitalizations, or management buyouts. Harbert Private Equity provides equity capital to lower middle-market companies in a variety of industries. Harbert Private Equity has raised over $247 million in committed capital and has made nineteen platform investments and twenty one add-on acquisitions. HMC's investment teams are located in Birmingham, Alabama; New York, New York; Nashville, Tennessee; Richmond, Virginia; Atlanta, Georgia; San Francisco, California; London, United Kingdom; Madrid, Spain; Melbourne, Australia and Paris, France.

One Buckhead Plaza, Suite 8853060 Peachtree Road NWAtlantaGA30305404-760-8340

Portfolio companies include:Broadsourcehttp://www.broadsourcetech.com/JackBehttp://www.jackbe.com/TapRoot Systemshttp://taprootsystems.com/Unitrends Softwarehttp://www.unitrends.com/Innovative Biosensorshttp://www.innovativebiosensors.com/Ion Healthcarehttp://ionhealthcare.com/MaxCytehttp://www.maxcyte.com/nContact Surgicalhttp://www.ncontact.us/Optimal Reading Service Grouphttp://www.optimalreadings.com/PeopleMatterhttp://peoplematter.com/Privarishttp://www.privaris.com/WindChannel Communicationhttp://www.manta.com/c/mtgq5y8/windchannel-communicationsNovaMin Technologyhttp://www.intersouth.com/portfolios/novamin-technologyYaphttp://en.wikipedia.org/wiki/YapAireWirehttp://airimba.com/Clarabridgehttp://www.clarabridge.com/ControlScanhttps://www.controlscan.com/index.phpInvinceahttp://www.invincea.com/Moverohttp://www.moveroinc.com/Aldagenhttp://www.aldagen.com/Intellijecthttp://www.intelliject.com/OpenQhttp://www.openq.com/WellCentivehttp://www.wellcentive.com/Atlantic Coast Mediahttp://atlanticcoastmedia.com/Cambridge Home Health Carehttp://cambridgehomehealth.com/Caregiver Serviceshttp://www.csicaregiver.com/Delta CompuTechttp://dcis.com/D&S Residentialhttp://www.dsresidential.com/GAHHhttp://gahh.com/Highwinds Capitalhttp://www.highwinds.com/Keystone Printed Specialtieshttp://www.keystoneprint.com/Optical Experts Manufacturinghttp://oemdisc.biz/Wyndham Jadehttp://www.wyndhamjade.com/index.cfmOn-Site Fuel Servicehttp://www.onsitefuelservice.com/Oliver Street Dermatology Holdingshttp://www.corporationwiki.com/Massachusetts/Boston/oliver-street-dermatology-management-llc/108373054.aspxECI Merger Subhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=11866511Private Equity Investment Team:Michael D. Luce, President & Chief Operating Officermluce@harbert.netRichard S. Davis, Director of Investmentsrdavis@harbert.netWinston H. Gillum, Jr., Vice President & Managing Directorwgillum@harbert.netRaymond J. Harbert Jr., AssociateVenture Investment Team:William W. Brooke, Managing Partnerwbrooke@harbert.netWayne L. Hunter, Managing Partnerwhunter@harbert.netThomas D. Roberts III, Partnertroberts@harbert.netRobert L. Crutchfield, Venture Partnerrcrutchfield@harbert.netBrian C. Carney, Principalbcarney@harbert.netThomas I. Walton-Cale, Senior AnalystWilliam W. Brooke Jr., AssociateMezzanine Investment Team:John C. Harrison, Senior Managing Directorjharrison@harbert.netJohn S. Scott, Managing Directorjscott@harbert.netRobert A. Bourquin, Managing Directorrbourquin@harbert.netD. Andrew Tatman II, Director of Investmentsatatman@harbert.netRockland Capitalwww.rocklandcapital.comNew YorkPEEnergy & Clean TechMiddle MarketRockland Capital is a private equity company that was formed in early 2003 in order to acquire and develop selected investment opportunities in the North American and European power and energy infrastructure markets. Rockland is currently investing Rockland Power Partners, a $333 million private equity fund with investors that include U.S. endowments and foundations, funds of funds, pension plans and family offices. The firm also manages Rockland Capital Energy Investments, a $120 million pledge fund. Portfolio investments have been located throughout the United States with one in the United Kingdom, have ranged in size from 1,875 MW to 5 MW and have been fueled by natural gas, coal, biomass, oil, and solar power.

Carnegie Hall Tower152 W. 57th Street, 52nd FloorNew YorkNY10019212-218-3100

Portfolio companies include:La Palomahttp://www.lapalomarestaurant.com/B.L. Englandhttp://www.golflink.com/golf-courses/course.aspx?course=730945Mach genhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=32856337Tradewinds Forest Productshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28544974Gregory Power Partnershttp://www.manta.com/c/mmjf1l3/gregory-power-partnersMidland Cogeneration Venturehttp://midcogen.com/BTEC New Albany Facilityhttp://www.mpus.ms.gov/utility/electric/plants.htmlPrime Energyhttp://primeenergy.com/Beacon Powerhttp://beaconpower.com/Ripon Cogenerationhttp://www.manta.com/c/mmdn7m5/ripon-cogenerationSpindle Grid Regulationhttp://www.rocklandcapital.com/spindlegrid.htmSan Gabriel Cogenerationhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=106302773Eagle Point Power Generationhttp://www.nj.com/gloucester-county/index.ssf/2012/03/eagle_point_power_generation_f.htmlTeesside Power Limitedhttp://en.wikipedia.org/wiki/Teesside_power_stationMass Solarhttp://massachusettssolar.com/Investment Team:Scott Harlan, Managing Partnerscott.harlan@rocklandcapital.comMichael Del Giudice, PartnerJoseph Lambert, PartnerShane Litts, Partnershane.litts@rocklandcapital.comJim Maiz, Partnerjames.maiz@rocklandcapital.comDave Yeager, PartnerWill Zapalac, PrincipalCarla Banks, Vice Presidentcarla.banks@rocklandcapital.comRobert Rapenske, Vice PresidentRick Woryk, Vice PresidentCameron Baynard, Associatecameron.baynard@rocklandcapital.comAustin Peterson, AssociateJared Reyes, AssociateTerry E. Everett, Chief Financial OfficerJoyce Tang, ControllerImlay Investments, Inc.http://theimlayfoundation.orgFIInformation TechnologySoftware & InternetCommunications & NetworkingSeedEarlyImlay Investments is an Atlanta-based venture/angel capital firm founded by John P. Imlay, Jr., former Chairman of Dun and Bradstreet Software. The firm was created to encourage the development of high technology companies based predominantly in the Atlanta area. Imlay has investments in more than 30 companies with the average investment ranging between $100,000 and $500,000. Mr. Imlay is the retired Chairman and CEO of Management Science America Inc. (MSA), which, until it was acquired by Dun and Bradstreet, was one of the top ten software companies in the world with 60 offices worldwide. Mr. Imlay serves on several business boards, including The Atlanta Falcons, IMS Health, Metromedia International Group, Gartner Group, System One Technical, Inc., and World Access. In 1994, he was inducted into the Technology Hall of Fame for Georgia and in 1997 received the Entrepreneur of the Year Lifetime Achievement Award. Imlay Investments is co-located with the Imlay Family Foundation.

945 E. Paces Ferry Rd., NE Ste. 2450AtlantaGA30326-1378404-239-1799

Portfolio companies include:Invisticshttp://www.invistics.com/ezGovhttps://www.ezgoveurope.com/start.htmlAuctionworkshttp://www.auctionworks.net.au/Synchrologichttp://synchrologics.net/Overture Networkshttp://www.overturenetworks.com/Urjanethttp://urjanet.com/SportsCrunchhttp://sports.popcrunch.com/Whisper Communicationshttp://www.whispercomm.com/Digital Assenthttp://www.digitalassent.com/CodeGuardhttps://www.codeguard.com/Damballahttp://www.damballa.com/2080 Mediahttp://www.playonsports.com/OpenSpanhttp://www.openspan.com/Qcept Technologieshttp://www.qceptech.com/FiPathhttp://www.fipath.com/Investment Team:John P. Imlay Jr., Founder & ChairmanI. Sigmund Mosley Jr., Presidentismosley@imlay.netBarbara Brooks, Executive Assistantbbrooks@theimlayfoundation.orgIntelligent Systems Corporationwww.intelsys.comIInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareSeedEarlyFounded in 1973, Intelligent Systems focuses on the creation, growth and operation of early stage technology enterprises. Most of the firm's partner companies are involved in the information technology industry (Internet, B2B, e-commerce, software), although Intelligent Systems has also teamed with new ventures in wireless and biotechnology. The firm also operates the Gwinnett Innovation Park, an incubator (see profile). Since the mid-1980's, Intelligent Systems has partnered with more than 50 emerging companies and currently has over 15 partner companies.

4355 Shackleford RoadNorcrossGA30093770-381-2900770-381-2808

Portfolio companies include:CoreCard Softwarehttp://www.corecard.com/ChemFreehttp://www.chemfree.com/American Screen Arthttp://www.americanscreenart.com/Homepage/Homepage.htmlCoreXpandhttp://www.corexpand.com/Kabbagehttps://www.kabbage.com/Lancopehttp://www.lancope.com/Silverpophttp://www.silverpop.com/Investment Team:J. Leland Strange, Chairman, President & CEOlstrange@intelsys.comBonnie L. Herron, Chief Financial Officer & Vice President and Secretarybherron@intelsys.comJ. William (Bill) Goodhew III, Vice Presidentbillg@intelsys.comFrancis A. Marks, Vice PresidentMSouth Equity Partners, LLCwww.msouthequity.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketMSouth Equity Partners is a private equity investment firm which supports management teams in acquisitions and recapitalizations of lower middle-market companies, typically involving transactions valued between $25 - 125 million. Based in Atlanta, Georgia, the firm invests primarily in the Southern U.S. MSouth is a successor to Cravey, Green & Wahlen as three of its four founding partners have worked together for many years at this prior firm. MSouth will continue with a substantially similar investment strategy as Cravey, Green & Wahlen utilized. The partners have worked with lower middle market companies in the South for nearly 30 years and in total have invested more than $645 million in 34 companies.

Two Buckhead Plaza3050 Peachtree Road NW, Suite 550AtlantaGA30305404-816-3255404-816-3258

Portfolio companies include:BC Technicalhttp://www.bctechnical.com/Coastal Sunbelthttp://www.coastalsunbelt.com/Community & Southern Bankhttp://thecsbank.com/GaiaTechhttp://www.gaiatech.com/Holding Companyhttp://en.wikipedia.org/wiki/Holding_companyGalaTechhttp://www.manta.com/c/mm5hjj9/galatechLMS Intelliboundhttp://capstonelogistics.com/Thompson Industrial Serviceshttp://thompsonindustrialservices.com/Vectorplyhttp://www.vectorply.com/Fischbeinhttp://fischbein.com/PetroLiancehttp://petroliance.com/United Telephone Companyhttp://www.united.net/Capstone Logisticshttp://capstonelogistics.com/Eagle Quest Internationalhttp://eqiltd.com/Eco-Sitehttp://ecosite.com/Education Networks of Americahttp://www.ena.com/EnergyCo. Holdingshttp://www.tx-energy.com/company/Technical Innovationwww.technical-innovation.comInvestment Team:Michael D. Long, Partnermlong@msouthequity.comBart A. McLean, Partnerbmclean@msouthequity.comMark L. Feidler, Partnermfeidler@msouthequity.comPeter S. Pettit, Principalppettit@msouth.comWanda R. Morgan, Chief Financial Officerwmorgan@msouth.comAnthony M. Hauser, Associateahauser@msouth.comRyan C. Leach, Associaterleach@msouth.comBarry L. Boniface, Partnerbboniface@msouth.comThomas G. Light, Associatetlight@msouth.comNavigation Capital Partnerswww.navigationcapital.comPEManufacturing & IndustrialBusiness ServicesMiddle MarketNavigation Capital Partners (NCP) is an Atlanta-based private equity that makes control growth equity and buyout investments in lower middle market niche business services companies primarily in the Southeastern U.S. and Texas. Navigation's portfolio companies typically have initial enterprise values below $75 million and revenues of under $150 million. The managers of NCP formerly founded and managed Mellon Ventures, the private equity investment arm of Mellon Financial Corporation. Mellon Ventures invested over $1.4 billion in private equity investments between 1995 and 2006. In December of 2006, NCP acquired the private equity portfolio of Mellon Ventures. NCP manages $375 million of invested and committed capital. The firm targets $10 million to $30 million of equity investment per transaction. The firm invests in niche manufacturing and services businesses with $20 to $200 million in revenue. These are typically established businesses with leading, defensible market positions attained through meaningful and long-standing customer relationships, proprietary manufacturing processes, the provision of critical services, or territorial dominance or exclusivity. Primary Target Sectors: Specialty Finance and Payments, Digital / Media, Intelligent Infrastructure, Industrial Services, Transportation and Logistics, and Value-Added Distribution.

One Buckhead Plaza3060 Peachtree Road, Suite 780AtlantaGA30305-2240404-264-9180 404-264-9305

Portfolio companies include:A.H. Harrishttp://www.ahharris.com/Brown Truckinghttp://browntrucking.com/Definition 6http://www.definition6.com/Exeter Financehttp://www.exeterfinance.com/FiveStar Food Servicehttp://fivestar-food.com/Metadigm Serviceshttp://www.metadigmservices.com/BrightWell Paymentshttp://brightwellpayments.com/NDShttp://www.ndspro.com/Pecorahttp://pecora.com/Technical Innovationhttp://www.technical-innovation.net/WS Packing Grouphttp://www.wspackaging.com/Investment Team:John S. Richardson, Managing Partner, Co-Founderjrichardson@navigationcapital.comDavid K. Panton, Partner, Co-Founderdpanton@navigationcapital.comEerik Giles, Partner, Co-Founderegiles@navigationcapitalLarry Mock, Managing Partner & Co-Founderlmock@navigationcapital.comO.C. Green, Operating PartnerMark Downs, Partner, Co-Foundermdowns@navigationcapital.comDarlene Clott, CFO and Chief Compliance OfficerBeth Burrus, Director of Investor Relationsbburrus@navigationcapital.comCraig Kirsch, Operating PartnerMarissa Swesey, Senior AnalystMatt Bracewell CFA, AssociateNoro-Moseley Partnerswww.noro-moseley.comVCInformation TechnologyLife Sciences & HealthcareBusiness ServicesFinancial ServicesEarlyGrowthExpansionWith five limited partnership funds totaling approximately $580 million in capital and investments in over 170 companies, NMP invests in high growth companies from early to expansion stages, but also start-ups. NMP seeks to invest initially $3 million to $6 million in early stage companies and up to $10 million in growth companies. NMP has the ability to provide follow-on financings of up to $20 million in any single transaction. The firm will participate in financings over the life of the company, and the firm has a history of participating in follow-on investments. NMP has invested primarily in the Southeastern U.S., focusing on Technology, Healthcare, and Business Services.

9 North Parkway Square4200 Northside Parkway, NWAtlantaGA30327-3054404-233-1966404-239-9280

Portfolio companies include:Navitas Lease Financehttp://navitaslease.com/FrontStream Paymentshttp://www.frontstreampayments.com/BroadSourcehttp://www.broadsourcetech.com/Damballahttp://www.damballa.com/LearnSomethinghttp://www.learnsomething.com/RemitDATAhttp://www.remitdata.com/loginAcumenhttp://www.merriam-webster.com/dictionary/acumenAdaptivityhttp://www.adaptivity.com/Appiahttp://www.appia.com/Clearleaphttp://www.clearleap.com/Knowlagenthttp://www.knowlagent.com/default.aspxLiaisonhttp://en.wikipedia.org/wiki/LiaisonMoverohttp://www.moveroinc.com/PeopleMatterhttp://peoplematter.com/PlayOn Sportshttp://www.playonsports.com/Tower Cloudhttp://www.towercloud.com/index.shtmlVirtustreamhttp://virtustream.com/Vocalocityhttp://www.vocalocity.com/Diabetes Care Grouphttp://diabetescaregrp.com/Cormirhttp://www.winchevrolet.com/Lanxhttp://www.lanx.com/RemitDATAhttp://www.remitdata.com/loginValor Healthcarehttp://valorhealthcare.com/Wellcentivehttp://www.wellcentive.com/Half off Depothttp://halfoffdepot.com/InCommhttp://incomm.com/Navitashttp://navitas.com/Gas Components Grouphttp://www.dkmcorp.com/gas.htmlPGA Tour Superstorehttp://shop.pgatoursuperstore.com/Investment Team:Alan J. Taetle, General Partnerataetle@noro-moseley.comAllen S. Moseley, General Partneramoseley@noro-moseley.comWilliam L. Hudson, Administrative Partner/Chief Financial Officerwhudson@noro-moseley.comMichael F. Elliott, Managing Partnermelliott@noromoseley.comSpence McClelland, Principalsmcclelland@noro-moseley.comGeorge Mackie, Venture Partnergmackie@noro-moseley.comPaparelli Ventureswww.paparelli.comIInformation TechnologySoftware & InternetBusiness ServicesSeedPaparelli Ventures is an Atlanta-based technology incubator specializing in service company startups. As a privately funded incubator since 1993, Paparelli has funded over 16 Atlanta startups. Paparelli provides portfolio companies Startup Services, Business strategy development, Market Positioning, Investment at pre-angel round, and Capital structure advice among other services.

c/o Advanced Technology Development Center (ATDC)75 Fifth Street, Suite 202AtlantaGA30308404-492-6507

Portfolio companies include:Fitability.comhttp://www.chequed.com/WuliWebhttp://www.amanandamouse.com/writingsamples/wuliwebhelp/general_information/wuliweb_terms.htmBentson Clarkhttp://bentsonclark.com/iPartnershttp://ipartners.net/Insight Managementhttp://insightmanagementcorp.com/BT Grouphttp://www.btplc.com/Team Onehttp://teamone-usa.com/Torad Engineeringhttp://www.toradengineering.com/Application Partnershttp://www.echopass.com/application_partners.htmlRoundtable Partnershttp://www.roundtablehp.com/UniLink Grouphttp://www.unilinkgroup.com/EC Indexhttp://ec.europa.eu/index_en.htmClassic Real Estatehttp://www.classicrealestate.net/Tax Partnershttp://www.taxpartners.ca/Small Biz Planethttp://www.bizplanetusa.com/Continuous Healthhttp://www.continuoushealth.com/Investment Team:Charlie Paparelli, President and Foundercharlie@paparelli.comPeachtree Equity Partnerswww.peachtreeequity.comPEManufacturing & IndustrialBusiness ServicesFinancial ServicesMiddle MarketFounded in 1997, Peachtree Equity Partners is a $110 million, Atlanta-based private equity fund formed to acquire the private equity portfolio of legacy Wachovia Corporation, and to make investments in profitable, middle-market companies located primarily in the Southeast. Peachtree pursues structured equity investments in established, profitable companies with at least $20 million of revenue and a minimum of $3 million of operating income and an EBITDA of $2 million - $10 million. A typical investment will range from $3 million to $10 million and can be in the form of debt, equity or a combination of both. Peachtree seeks an equity position of 20%-49%. Peachtree typically invests in the fields of business and financial services, as well as government contracting and specialized manufacturing.

1230 Peachtree Street NE, Suite 1900AtlantaGA30361404-870-8900404-870-8191

Portfolio companies include:Consumer Financial Serviceshttp://www.consumerfinancial.com/Grindmaster-Cecilwarehttp://grindmaster.com/Technical Innovationhttp://www.technical-innovation.net/CV Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4365032ImagiMedhttp://www.imagimed.com/DiversiTechhttp://www.diversitech.com/Marlin Business ServicesResolvionhttp://www.manta.com/c/mm8fnw1/resolution-ranchMertz Manufacturinghttp://www.mertzok.com/National P.E.T.Scanhttp://www.nationalpetscan.com/American BioCarehttp://ambiocare.com/DTL Transportationhttp://www.dtltransportation.com/EmTechttp://www.emtecelectronics.com/Future Tech Holdingshttp://fthllc.com/Resolvionhttp://www.resolvion.com/Investment Team:Matt Sullivan, Partner and Founder, 404-253-6369matt@peachtreeequity.comDavid Christopher, Partner and Founder, 404-253-6365david@peachtreeequity.comJohn McCarty, Principal, 404-253-6383john@peachtreeequity.comChristie Sanders, Operations Manager, 404-253-6370christie@peachtreeequity.comWendell Reilly, Partnerwendell@peachtreeequity.comChris Huber, Analyst, 404-870-8902chris@peachtreeequity.comDrew Goudy, Associatedrew@peachtreeequity.comPrometheuswww.prometheuspartners.comPERetail & RestaurantMiddle MarketFounded in early 1996, Prometheus is a private equity fund established to invest in smaller middle market nationally-franchised restaurant businesses. Prometheus's Principals have 15 years of experience investing in Tier-One, nationally-franchised restaurants (companies with valuations of approximately $10 to $30 million). Prometheus is one of the largest franchisees in each of the Taco Bell, Pizza Hut and IHOP systems. Prometheus's preferred investment amount for portfolio companies ranges from approximately $5 to $20 million. The firm prefers companies headquartered in the United States, with a primary focus in the Southeast.

10945 State Bridge Road, Suite 401-338AlpharettaGA30022770-395-9091 770-395-9668

(Florida Office)1340 Hamlet Avenue, Suite 625ClearwaterFL33756727-443-5656727-443-4888Portfolio companies include:N/AN/AInvestment Team:Nicholas Peters, President & CEOnpeters@prometheuspartners.comChris Suh, Partnercsuh@prometheuspartners.comMichele Batz, Associatembatz@prometheuspartners.comMichelle Knight, Controllermknight@prometheuspartners.comJeffrey Flynn, Controllerjflynn@prometheuspartners.comPrudential Capital Grouphttp://www3.prudential.com/pcg/main/pru_cap_grp_main.htmlPEManufacturing & IndustrialBusiness ServicesMiddle MarketPrudential Capital Group manages a portfolio of more than $65 billion (as of 12/31/12) of private placements through its Regional Office Network (Atlanta, Chicago, Dallas, Frankfurt, Los Angeles, London, Newark, New York and San Francisco), and purchases up to $10 billion annually, in private senior and subordinated debt and equity. Prudential Capital Group manages $6 billion and $10 billion annually in outside non-affiliated assets through its Institutional Asset Management unit and three mezzanine funds, Prudential Capital Partners, LP, and Prudential Capital Partners II, LP. The second fund, which is fully invested, is a $775 million middle-market fund. Prudential's third fund, Prudential Capital Partners III, LP, is a $965 million middle-market fund that closed in December 2009.

1170 Peachtree Street, Suite 500AtlantaGA30309404-870-3740404-870-3741

Portfolio companies include:N/AN/AInvestment Team:Billy Greer, Managing Director, 404-870-3745billy.greer@prudential.comRobert R. Derrick, Managing Director, 404-870-3740robert.derrick@prudential.comJay White, 404-870-3755jay.white@prudential.comRiver Capitalwww.river-capital.comPEManufacturing & IndustrialTransportation & DistributionMiddle MarketFounded in 1983, River Capital is an Atlanta-based private investment firm that provides capital for management buyouts, recapitalizations and the growth capital needs of well-established middle market companies. Typically, the firm invests in transactions with purchase prices of $10 million to $50 million. River Capital is one of the oldest firms of its type in the Southeast and has acquired or invested in companies in a broad range of industries with combined revenues of $600 million. Typically, River invests $3-7 million, and is capable of investing in excess of $10 million per transaction in the fields of light manufacturing, distribution, and selected service industries. River Capital does not invest in companies involved in real estate, oil and gas, or financial services. The firm prefers Southeastern investments but will consider other opportunities.

4200 Northside Parkway, Building 14, Suite 250AtlantaGA30327404-873-2166404-873-2158

Portfolio companies include:American Threshhold Industrieshttp://www.hospitalnetwork.com/storefronts/amti.htmlNew CPEhttp://forums.corvetteforum.com/c6-corvette-general-discussion/3031005-tons-of-pictures-of-2-new-2012-gs-cpe-deliveries-at-the-same-time-and-more-new-post.htmlDecor Gravurehttp://www.manufacturedirections.net/illinois/bensenville/452977-debbie-elderkin.htmlTronairhttp://www.tronair.com/Piedmont Aviationhttp://www.piedmontaviation.com/Winston Furniturehttp://winstonfurniture.com/Lara's Craftshttp://www.larascraft.com/hallway.htmlHometown Communicationshttp://www.hometowncable.net/The New Image Grouphttp://www.newimageco.biz/scripts/silverware.exe/showplin@d:/dfs/elevclients/newimage/elevator.fxpTronairhttp://www.tronair.com/Can-Do National Tapehttp://www.can-dotape.com/index.phpFive Star Manufactoringhttp://fivestarmanufacturing.com/Blue Wave Productshttp://www.splashnetxpress.com/BlueWaveProducts/index.aspxInvestment Team:Jerry Wethington, President and Managing Principaljwethington@river-capital.comF.W. (Bill) Hulse, IV, Principal and Founderbhulse@river-capital.comJames Moore Jr., Vice Presidentjmoore@river-capital.comD. Alex Miller, Senior Associateamiller@river-capital.comRiverside Companywww.riversidecompany.comPEInformation TechnologyCommunications & NetworkingMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialTransportation & DistributionFinancial ServicesConsumer ProductsRetail & RestaurantMiddle MarketFounded in 1988, the Riverside Company is a private equity firm investing in companies at the smaller end of the middle market, focusing on industry-leading companies valued at $10 million to $200 million. The firm manages more than $3 billion in funding through offices in New York, Chicago, Cleveland, Dallas, Los Angeles, and San Francisco. Riverside targets companies with the following criteria: "Little leaders" with a significant and defensible share of their markets; New platforms (Under $150 million in enterprise value); Add-ons (all suitable opportunities considered); Diversified customer base without undue concentrations; Headquartered in North America; and in operation for at least five years. The firm typically closes 25-30 deals each year. The firm's current private equity portfolio of more than 80 companies worldwide has combined sales of $3.2 billion and EBITDA of $476 million. Riverside has completed over 300 acquisitions.

2746 Dover RoadAtlantaGA30327770-948-4256770-948-6881

Portfolio companies include:ActivStylehttp://www.activstyle.com/Connor Sport Court Internationalhttp://connorsportcourt.com/Employment Law Traininghttp://www.hrlearningcenter.com/OnCourse Learninghttp://www.oncourselearning.com/It's Just Lunchhttp://www.itsjustlunch.com/AIAhttp://www.aia.org/Agenshttp://agens.no/American Hospicehttp://www.americanhospice.com/Anitoxhttp://anitox.us/index.htmlArena Grouphttp://arenagrouponline.com/Avatar Internationalhttp://www.avatar-intl.com/BioSan Laboratorieshttp://biosan.com/Camelot Educationhttp://www.cameloteducation.com/Capolhttp://www.capol.co.uk/Centiv Serviceshttp://www.centiv.com/Coeurhttp://www.coeur.com/CPA Site Solutionshttp://www.cpasitesolutions.com/Crioestaminalhttp://www.crioestaminal.pt/DentalPlans.comhttp://dentalplans.com/D.F. King Worldwidehttp://www.king-worldwide.com/Diatron Grouphttp://www.diatron.com/Digital Technology Internationalhttp://www.dtint.com/DISAhttp://disa.mil/DuBoishttp://en.wikipedia.org/wiki/W._E._B._Du_BoisEemaxhttp://eemaxinc.com/Emergency Communications Networkhttp://www.ecnetwork.com/Employment Law Traininghttp://www.hrlearningcenter.com/Experienthttp://www.experient-inc.com/Express Courierhttp://expresscourier.net/FAIRPAY Solutionshttp://www.fairpaysolutions.com/G&H Wire Companyhttp://www.ghwire.com/store/main.aspxGlobal Claims Serviceshttp://www.globalclaim.com/GreenLine Foodshttp://www.greenlinefoods.com/gl/Health & Safety Institutehttp://www.hsi.com/HEALTHCAREfirsthttp://www.healthcarefirst.com/HerbThymehttp://www.herbthyme.com/our_company.phpHRA Pharmahttp://www.hra-pharma.com/iAutomationhttp://www.i-automation.com/Insurance Claims Managementhttp://www.insuranceclaimsmanagement.ie/Integrated Power Serviceshttp://www.ips.us/Junior Sportshttp://juniorschicago.com/Keycasthttp://www.keycast.nu/Keymile GmbHhttp://www.keymile.com/L-comhttp://www.l-com.com/home.aspxLumen Dynamics Grouphttp://www.ldgi.com/MK Chimney Systemshttp://www.riversidecompany.com/Portfolio/Portfolio_Companies/MK_Chimney_Systems.aspxMLCOAhttp://www.mlcoa.com.au/Monessenhttp://www.monessenhearth.com/NAKA & Cohttp://www.nakaco.co.jp/english/company/index.htmlNovamedhttp://novamed.com/ONI Communicationshttp://www.oni.pt/Solucoes_03.htmOrliman SLhttp://www.pehub.com/94019/riverside-co-buys-orliman-sl/Paretohttp://en.wikipedia.org/wiki/Pareto_principlePharmMD Solutionshttp://www.pharmmd.com/Physicians Pharmacy Alliancehttp://www.rxhealthcare.org/Polar Windowshttp://www.polarsealwindow.com/Power Planning System ABhttp://www.riversidecompany.com/Portfolio/Portfolio_Companies/Power_Planning_System_AB.aspxPrecision Wire Componentshttp://pwcwire.com/PROFITsystemshttp://www.profitsystems.com/Ramaderhttp://www.anglophone-direct.com/GORGES-of-CARANCA-CAMI-RAMADERReima Oyhttp://www.reima.fi/en/Sencorehttp://www.sencore.com/Shinsoukihttp://www.riversidecompany.com/Portfolio/Portfolio_Companies/Shinsouki.aspxSIGGhttp://www.sigg.com/Summit Medicalhttp://www.summitmedical.com/Sunlesshttp://www.sunless.com/Sunrise Windowshttp://sunrisewindows.com/Tensator Grouphttp://www.tensator.com/uk/default.aspxThe Retail Zoohttp://www.riversidecompany.com/Portfolio/Portfolio_Companies/The_Retail_Zoo.aspxThibauthttp://www.ebay.com/sch/i.html?_nkw=thibautTransporeonhttp://transporeon.com/Tropikalhttp://www.tropikalproductions.com/UltraVolthttp://ultravolt.com/Universal SmartComphttp://www.universalsmartcomp.com/Voke-Air Grouphttp://vokesair.com/Water-Jelhttp://www.waterjel.com/WhatCountshttp://www.whatcounts.com/Wiz Koreahttp://www.riversidecompany.com/Portfolio/Portfolio_Companies/Wiz_Korea.aspxWorkPlace Mediahttp://www.workplacemedia.com/YourMembership.comhttp://www.yourmembership.com/Investment Team:James W. Butterfield, Principal (Atlanta)jwb@riversidecompany.comJoseph Ibrahim, Principal Healthcare (Atlanta)jibrahim@riversidecompany.comRoark Capital Groupwww.roarkcapital.comPEBusiness ServicesConsumer ProductsRetail & RestaurantMiddle MarketRoark Capital Group is an Atlanta-based private equity firm that acquires majority positions in family-owned businesses. Roark's primary target is consumer and business services companies, with a focus on the franchise, food and restaurant, specialty retail, direct marketing and waste management sectors located throughout the United States. The firm, with more than $3 billion of equity capital under management, specializes in companies with attractive growth prospects and revenues between $20 million - $500 million. Roark has acquired 22 franchise/multi-unit brands that collectively have more than 50,000 points of distribution, 2,000 franchises, and $10 billion in system-wide revenues across 50 states and 56 countries.

1180 Peachtree Street NE, Suite 2500AtlantaGA30309404-591-5200404-591-5201

Portfolio companies include:Auntie Anne'shttp://www.auntieannes.com/Atkinshttp://www.atkins.com/home.aspxCarvelhttp://www.carvel.com/products/products.htmPrimrose Schoolshttp://www.primroseschools.com/Cinnabonhttp://www.cinnabon.com/FastSignshttp://www.fastsigns.com/Schlotzky'shttp://www.schlotzskys.com/Seattle's Besthttp://seattlesbest.com/Focus Brandshttp://focusbrands.com/Arby'shttp://www.arbys.com/Authentic Italian Restaurant and Bakeryhttps://ilfornaio.com/?page=138&type=catering&restaurant_id=3916Bosley'shttp://www.bosleys.com/Corner Bakeryhttp://www.cornerbakerycafe.com/home.aspxPeachTree Business Productshttp://www.pbp1.com/Petvaluhttp://www.petvalu.com/Wing Stophttp://wingstop.com/GFLhttp://www.gwinnettfootball.com/Waste Prohttp://www.wasteprousa.com/PSC Info Grouphttp://www.pscinfogroup.com/BatteriesPlushttp://www.batteriesplus.com/Money Mailerhttp://www.moneymailer.com/Moe's Southwest Grillhttp://www.moes.com/menu.phpMcAlister's Delihttp://www.mcalistersdeli.com/NSA Serviceshttp://www.nsa.gov/Massage Envyhttp://www.massageenvy.com/QualaWashhttp://www.qualawash.com/Home Service Storhttp://www.trusthss.com/Investment Team:Neal K. Aronson, Managing Partner, 404-591-3333nealaronson@roarkcapital.comJeffrey J. Keenan, President, 404-591-5217jjk@roarkcapital.comStephen D. Aronson, General Counsel, Partner, 404-591-5210stevearonson@roarkcapital.comEzra S. Field, Managing Directorefield@roarkcapital.comRobert Sheft, Managing Directorrsheft@roarkcapital.comAnthony P. Scotto, Managing Directortonyscotto@roarkcapital.comRobert W. Chambers III, Managing Directortchambers@roarkcapital.comErik O. Morris, Managing Directoremorris@roarkcapital.comSteven M. Romaniello, Managing Directorstever@roarkcapital.comDavid K. Lee, Principaldlee@roarkcapital.comTracy A. Haas, Chief Financial Officerthaas@roarkcapital.comSalem Halifax Capital Partners, LPwww.salemhalifax.comVCInformation TechnologySoftware & InternetCommunications & NetworkingBusiness ServicesTransportation & DistributionConsumer ProductsRetail & RestaurantEarlyFounded in 2007, Salem Halifax Capital Partners is a $105 million private venture capital fund with offices in Washington, DC, and Atlanta. The firm seeks long-term capital appreciation with privately held companies located in the Southeastern U.S. Salem bridges the gap between pure equity funds and traditional senior bank financing by providing companies with subordinated, mezzanine debt and equity investments. Salem Halifax invests primarily in management and leverage buyouts, acquisition financing, and growth funding in companies with a minimum of $1.5 million of EBITDA, and $10-75 million of revenue. The firm's typical investment ranges from $2 million to $10 million and often co-invests with some of its strategic investment partners for those transactions requiring larger amounts of capital. Salem prefers traditional manufacturing, distribution and/or service businesses employing low to medium technology.

2849 Paces Ferry Rd.Overlook 1, Suite 660AtlantaGA30339770-790-5034770-790-5104

Portfolio companies include:eCoast Sales Solutionshttp://ecoastsales.com/Good Health Natural Foodshttp://www.goodhealthnaturalfood.com/Scent Air Technologieshttp://www.scentair.com/LA Digital Posthttp://www.ladigital.com/Bowlin Grouphttp://www.bowlingroup.com/Focus Technology Consultinghttp://www.focustech.com/Industrial Services Grouphttp://industrialservicegroup.com/Tulsa Inspections Resourceshttp://tulsainspection.com/NeoSystemshttp://www.neosystemscorp.com/Nutrition Physiologyhttp://www.bovamine.com/Professional Systemshttp://professionalsystemsusa.com/Inland Container Expresshttp://inlandc.com/index.phpTreasure Valley Business Grouphttp://www.treasurevalley.com/Murray Supply Companyhttp://www.murraysupply.com/Premier Performance Productshttp://pppwd.com/Private Label Cosmeticshttp://www.cosmeticsprivatelabel.com/Future Techhttp://ftei.com/S&R Cabinetshttp://www.rscabinets.com/K2 Industrial Serviceshttp://www.k2industrial.com/index.phpService Champhttp://servicechamp.com/Investment Team: Tim C. Mages, Principaltmages@salemcapital.comW. Spalding White, Jr., Partnerswhite@salemcapital.comLauren Godwin, Associatelgodwin@salemcapital.comVirgina G. Rollins, Partner (Washington DC)vrollins@salemcapital.comJoann Hearn, Controllerjhearn@salemcapital.comSource Capital, LLCwww.source-cap.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketSource Capital, LLC was established in 2002 to make equity investments in mature, private "small-cap" companies with EBITDA of at least $1.5 million. Investments are primarily in the form of management-backed leveraged acquisitions, recapitalizations and growth financings. Exceptions will be made for distressed businesses that have a history of operating at or above this level. Investment sizes range from $2 - 10 million. The firm's flexible industry focus includes business services, distribution/supply, healthcare, and light manufacturing. In addition, Source is always interested in businesses that are complementary to its portfolio holdings. At present, this includes: (i) heavy equipment rental; (ii) ambulance businesses (particularly those with a "non-emergency" focus); (iii) Manufacturers of storage items (i.e. sheds), furniture, play sets and other large items to be built or installed in the "backyard;" (iv) metal and plastic hardware and accessories for use in the apparel business; (v) coffee roasters, wholesalers and retailers; (vi) businesses that serve the nuclear power industry including waste processing and storage; and (vii) outdoor sports including surf and skate.

75 Fourteenth St, Suite 2700AtlantaGA30309866-949-1381 404-410-4019

Portfolio companies include:Backyard Productshttp://www.backyardbuildings.com/Aerial Access Equipmenthttp://www.aae-la.com/The Penray Companieshttp://penray.com/Pickaway Plains Ambulance Servicehttp://ppa-ems.com/S&S Industrieshttp://www.ssindustries.net/Sparus Holdingshttp://www.sparusholdings.com/Content/76.htmSurftechhttp://www.surftech.com/dealers/MSR Industrial Serviceshttp://www.msriggingservices.com/privacy.htmlPrecision Manufacturinghttp://www.precisionmfg.com/Weiss Instrumenthttp://weissinstruments.com/Vita Nonwovenshttp://www.vitausa.com/Industrial Emergency Serviceshttp://iesllc.com/Precision Boilershttp://www.precisionboilers.com/index.htmlSource Recyclinghttp://www.sourcerecycling.com/Nelbudhttp://www.nelbud.com/Abutechttp://abutec.com/Airworxhttp://www.airworx.us/Investment Team:Thomas Harbin, Managing Directortomharbin@source-cap.comKate Harbin, Managing Directorkateharbin@source-cap.comChad Riedel, Managing Directorchadriedel@source-cap.comAndy Mathes, Senior Associateandymathes@source-cap.comThomas van der Meulen, Operating Partnertvandermeulen@source-cap.comBen Emmons, Managing Directorbenemmons@source-cap.comGerald W. Webb, Operating Partnergeraldwebb@source-cap.comMatthew P. Smith, Associatemattsmith@source-cap.comDan Lawrence, Associatedanlawrence@source-cap.comPatricia Totaro, Chief Financial Officerpatriciatotaro@source-cap.comTechOperators, LLCwww.techoperators.comVCInformation TechnologySoftware & InternetBusiness ServicesEarlyTechOperators was formed in 2008 by successful technology entrepreneurs and executives. The firm's ideal company will typically have developed and launched its first product or service and have more than $1 million of sales in its target market. TechOperators is usually the first institutional investor and is an active board member. The firm targets equity investments up to $4 million. The firm has raised over $580 million in venture capital offerings and has taken three companies public.

One Buckhead Plaza3060 Peachtree Road, N.W., Suite 720 AtlantaGA30305404-537-2525

Portfolio companies include:Endgame Systemshttp://en.wikipedia.org/wiki/Endgame_systemsInteractive Advisory Softwarehttp://iassoftware.com/Joulexhttp://www.joulex.net/Vocalocityhttp://www.vocalocity.com/Immunethttp://www.immunet.com/main/index.htmlHireIQ Solutionshttp://www.hireiqinc.com/Investment Team:David Gould, Operating PartnerGlenn McGonnigle, General PartnerSaid Mohammadioun, Managing PartnerThomas E. Noonan, Operating PartnerThe Branch-Shelton Company, LLCwww.branch-shelton.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketFormed in 1998, the Branch-Shelton Company provides investment banking services and manages the Nancy Creek Capital mezzanine and equity fund. The firm works across business sectors, including real estate. In 2005, Branch-Shelton formed the $40 million Nancy Creek Capital mezzanine and equity fund to address unmet capital needs among small to medium-sized private companies in the Southeast, primarily by working through commercial banks. The fund makes investments of $1 million to $5 million in small to medium-sized private companies and real estate projects, and will syndicate transactions of up to $20 million. The fund focuses on companies in manufacturing, distribution, services, and healthcare with growth, acquisition and recapitalization needs. Nancy Creek is now investing capital from its $100 million Fund II, which had an initial close in 2009, and targets companies with $10 million in revenues, $1 million in EBITDA, and three years of profitability.

3825 Paces Walk, Suite 350AtlantaGA30339678-384-4520678-384-4521

Portfolio companies include:Automatic Powerhttp://automaticpower.com/Telematchhttp://www.telematch.com/Tech Rentalshttp://www.techrentals.com/Exact Rentalshttp://www.getahome.org/rent-a-home/all-available-rentalsOne Point Financialhttp://www.onepointfinancial.com/S&S Industrieshttp://www.ssindustries.net/TWR Lightinghttp://www.twrlighting.com/Sunbelt Thread & Packaginghttp://sunbeltpackagingllc.com/Investment Team:Edgar H. Sims Jr., Partner, 678-384-4528esims@branch-shelton.comCharles B. Shelton III, Partner, 678-384-4530cshelton@branch-shelton.comBarrington H. Branch, Partner, 678-384-4531bbranch@branch-shelton.comSteven T. Brannon, Principal, 678-384-4527sbrannon@branch-shelton.comO. Scott Barfield, Principalsbarfield@branch-shelton.comKristen McVitty, Analystkmcvitty@nancycreek.comAmanda Hall, Office Managerahall@nancycreek.comThe Georgia BioBusiness Centerwww.ovpr.uga.edu/gbbcILife Sciences & HealthcareMedical DeviceAgriculture & Agricultural ScienceSeedEarlyFounded in 2000, the Georgia BioBusiness Center is a program sponsored by the University of Georgia Research Foundation (UGARF) and is in partnership with the Center for Applied Genetic Technologies (CAGT). The Georgia BioBusiness Center is currently affiliated with several startup bioscience companies with research and technology ties to UGA. The GBBC is primarily interested in companies in the biotechnology, agribusiness, biofuels, pharmaceutical, therapeutic, diagnostic, medical device or other bioscience field. Prospective companies should make a commitment to hiring between 4 and 20 employees in the Athens area within one year of assuming GBBC residency status.

220 Riverbend RoadUniversity of GeorgiaAthensGA30602706-543-8208706-542-3804

Tenant companies include:Abeomehttp://www.abeomecorp.com/pages/index.htmlArgent Diagnosticshttp://www.manta.com/c/mttc90z/argent-diagnostics-incBacterial Barcodeshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=544150BioInquirehttp://bioinquire.com/InsectiGenhttp://insectigen.com/Natural Science Enterpriseshttp://www.manta.com/c/mtrpxf5/natural-science-enterprises-incSynageva Biopharmahttp://www.synageva.com/Vitamin Derivativeshttp://vitaminderivatives.com/ArunA Biomedicalhttp://www.arunabiomedical.com/Evirxhttp://evirx.com/Glycoscientfichttp://mannatechscience.org/Glycosensors and Diagnosticshttp://glycosensors.com/IS3Dhttp://is3d-online.com/Molecular Therapeuticshttp://mct.aacrjournals.org/Planteco Environmental Consultantshttp://www.planteco.com/rPeptidehttp://rpeptide.com/Viacytehttp://viacyte.com/Management Team:Margaret Dahl, Director Business and Economic Development, 706-583-8209mwd@uga.eduGeraldine (Geri) McGuire, Business Managergmcguire@uga.eduStefan Schulze, Associate Directorsschulze@uga.eduChalice B. Snowden, Business and Economic Developmentcbriaes@uga.eduThe Georgia Electronic Design Center (GEDC)www.gedcenter.orgVCICommunications & NetworkingSeedFounded in 1999, The Georgia Electronic Design Center (GEDC) supports world-class research, active and solution-oriented industry collaboration, intellectual property generation and revenue generating commercialization efforts. GEDC also attracts funding support from both federal laboratories and industry partners. GEDC's research is broadly focused on communication applications including: wireless/RF, wired/copper and fiber channels. The State of Georgia created the $5 million Seed Capital Fund to support the overall GEDC initiative and catalyze the development of broadband infrastructure companies. The fund can invest up to $500K at the first professional round, and the investment must be matched at a 3:1 ratio (minimum) by the private equity community. The fund assists in creating the syndicate of investors for each seed investment that it makes. In addition to taking equity, the fund requires board observation rights in all of its investments. The Seed Capital Fund is managed by the Advanced Technology Development Center (ATDC), which is based in Atlanta near the Georgia Institute of Technology (see profile). The center has generated more than $32 million in federal and industry investment.

85 5th Street N.W.AtlantaGA30308404-894-1400404-656-3567

Portfolio companies include:IVivityhttp://www.ivivity.com/Kipper Technologieshttp://www.spoke.com/info/c3WLJlz/KipperTechnologiesIncGTronixhttp://www.ti.com/ww/en/analog/noise_reduction/index.shtmlBroadcomhttp://www.broadcom.com/Management Team:Stephen E. Ralph, Directorstephen.ralph@ece.gatech.eduIoannis (John) Papapolymerou, Associate Directorioannis.papapolymerou@ece.gatech.eduThe Innovation Factorywww.tif.netILife Sciences & HealthcareMedical DeviceSeedFounded in 1999, The Innovation Factory acquires or licenses technology from laboratories, inventors, and clinicians around which it builds life science ventures. The firm provides all of the necessary business services and support for medical life science start-ups. Unlike the other medical-related "incubators" nationwide, The Innovation Factory creates, launches and manages its offspring businesses. The Innovation Factory provides the companies it founds with product invention, business formation, financing, staffing, product development, intellectual property development, prototyping, regulatory assistance, and clinical testing. A consortium of venture capital firms has allocated $30 million for The Factory's start-up enterprises. As the start-ups mature, mezzanine financing is available. The firm's venture capital consortium consists of Accuitive Medical Ventures, Versant Ventures, and SV Life Sciences. The Innovation Factory is interested in hearing ideas for therapeutic medical technologies, including the fields of cosmetic surgery, cardiovascular health, orthopedics, neuroscience, and women's health.

2905 Premiere Pkwy., Suite 200 DuluthGA30097888-935-4411678-417-7325

Portfolio companies include:Acufocushttp://www.acufocus.com/others/about.htmlLipoSonixhttp://www.liposonix.com/NeoVistahttp://neovistainc.com/Neuroneticshttp://www.neuronetics.com/Cerebral Vascular Applicationshttp://www.tif.net/portfolio_cva.htmAqueSyshttp://aquesys.com/Cellutionshttp://cellutionsbiosystems.com/Sebaciahttp://www.tif.net/portfolio_sebacia.htmHalscionhttp://halscion.net/NovaLignhttp://www.novalign.co.uk/Investment Team:Thomas D. Weldon, Chairmantweldon@tif.netCharles E. Larsen, Vice Chairmanclarsen@tif.netGordon Wyatt, Chief Financial Officergwyatt@tif.netAnthony V. Lando, Chief Operating Officer and Presidentalando@tif.netCory Anderson, Associatecanderson@tif.netLinda J. Faupel RN, Vice President Clinical and Regulatory Affairslfaupel@tif.netTodd J. Meyer, Vice Presidenttmeyer@tif.netRobert N. Leslie, Vice President, Financerleslie@tif.netDilip Paithankar, Chief Technology Officerdilip@sebacia.comTotal Technology Ventures, LLCwww.ttvatlanta.comVCInformation TechnologySoftware & InternetFinancial ServicesEarlyGrowthExpansionFounded in May of 2000, Total Technology Ventures (TTV) provides capital primarily to early to late-stage financial technology companies. TTV targets companies where the firm can leverage its close relationships with strategic partners such as Synovus Financial Corp., TSYS, and CheckFree Corporation. The firm's initial investment ranges in size from $250,000 to $1.5 million. The firm expects to invest $2 to $3 million over the life of the investment. TTV invests in technology driven companies in the Financial Services area including, but not limited to: Financial Services Software and Infrastructure Solutions; Payment Technology/ E-commerce enablers; Authentication/Security; Cash and Asset Management; and Investment Technology. TTV prefers private companies with a sustainable business model and a minimum of $5,000,000 in annualized revenues.

Promenade II 1230 Peachtree Street, Suite 1150 AtlantaGA30309404-347-8400 404-347-8420

Portfolio companies include:Bill.comhttp://www.bill.com/Bluepoint Solutionshttp://www.bluepointsolutions.com/E-Ductionhttp://en.wikipedia.org/wiki/EducationGreen Dothttps://www.greendot.com/greendot/Connecturehttp://connecture.com/ALI Solutionshttp://alisolutions.com/PayCyclehttp://www.paycycle.com/Silverpophttp://www.silverpop.com/Cardlyticshttp://cardlytics.com/ControlScanhttps://www.controlscan.com/index.phpCRE Securehttp://cresecure.com/EquityLock Solutionshttp://equitylocksolutions.com/eWisehttp://www.ewise.com/FTranshttp://ftrans.net/FxBridgehttp://www.fxbridge.com/Interactive Advisory Softwarehttp://iassoftware.com/IP Commercehttp://www.ipcommerce.com/Home.aspxKnowledgeStormhttp://www.knowledgestorm.com/Magnet Communicationshttp://www.magnetcommunications.co.za/MicroBilthttp://www.microbilt.com/Neovesthttp://www.neovest.com/Perimeterhttp://en.wikipedia.org/wiki/PerimeterShopKeephttp://www.shopkeep.com/3Vhttp://www.3v.ie/Perimeter eSecurityhttps://www.silversky.com/Investment Team:Gardiner Garrard, Managing Partner and Founderggarrard@ttvatlanta.comTom Smith, Managing PartnerMark A. Johnson, Managing Partnermjohnson@ttvatlanta.comSean Banks, CFO and General Counselsbanks@ttvatlanta.comUPS Strategic Enterprise Fundwww.ups.com/sef/sef_home.htmlCVCInformation TechnologySoftware & InternetCommunications & NetworkingTransportation & DistributionEarlyEstablished in 1997, the Strategic Enterprise Fund (SEF) is the private equity, strategic investment arm of global delivery company, UPS. The Fund focuses on products, services and technologies (including Radio Frequency Identification) that can reshape industries and expand UPS' ability to provide its customers with business solutions that synchronize the flow of goods, information and funds. UPS' preferred investment is $250,000 to $1,500,000 in early stage private companies. The group considers investment opportunities in all geographic locations of the U.S. and in select foreign locations. A member of the SEF will also be assigned to monitor each company's progress and assist it in developing an appropriate relationship with UPS.

55 Glenlake Parkway, NEBldg. 1, 4th FloorAtlantaGA30328404-828-8814404-828-8088

Portfolio companies include:Cold Pack Systemhttp://www.coldpack.com/DemandPointhttp://www.demandpointinc.com/Deposcohttp://www.deposco.com/Docufreehttp://www.docufree.com/SensorLogichttp://www.sensorlogic.com/m2m-cloud-platform/index.cfmImpinjhttp://www.impinj.com/nuBridgeshttp://support.nubridges.com/Truvisohttp://www.truviso.com/United Villageshttp://unitedvillages.com/Investment Team:Leo Svoboda CFA, Portfolio ManagerBrian Pellegrino, Chief Investment OfficerRobert Gasway, Director of Private MarketsValue Plus VenturesVCInformation TechnologyEarlyValue Plus Ventures' mission is to identify and invest, both time and capital, in unique opportunities presented by young companies navigating the chasm between early stage and institutional funding. The firm plans to engage with 4-5 new companies each year. Value Plus Ventures will provide a limited amount of capital to the companies with which it engages.

5755 North Point Parkway, Suite 41AlpharettaGA30022770-664-2774770-664-2775

Portfolio companies include:TALENThirehttp://www.talenthire.com/index.htmlMedLienhttp://www.medline.com/Investment Team:Steve G. NussrallahSteve@v-pventures.comChristopher C. DemetreeChris@v-pventures.comVeritas Venture Capital Management, LLCwww.veritasvc.comVCInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareSeedEarlyEstablished in 1990, Veritas is an Israeli based venture capital firm. The firm typically leads investments in companies at the earliest, highest-risk phase of their development, and expects to continue working closely with the entrepreneurs and to provide financial support throughout the portfolio company's funding cycle. Veritas is currently investing primarily from its VVP Fund II, raised in late 2001. Veritas has invested in companies in diverse technology fields, although the current focus is in enterprise software, network communications and healthcare. The company typically invests several million dollars, and expects portfolio companies to go public in four to six years. With a base in Raanana, Israel, and an office in Atlanta, Veritas focuses on opportunities originating in (or related to) Israel, or along the East Coast of the U.S.

145 Staghound CourtAlpharettaGA30005770-619-0121770-619-0191

Portfolio companies include:Polycomhttp://www.polycom.com/Runcomhttp://runcom.com/Clickfoxhttp://clickfox.com/UltraSPECThttp://ultraspect.com/Fringhttp://www.fring.com/Nuancehttp://www.nuance.com/Asankyahttp://www.iqt.org/technology-portfolio/asankya.htmlSandvinehttp://www.sandvine.com/Gilat Satellite Networkshttp://www.gilat.com/Trivnethttp://www.gemalto.com/telecom/mfs/Guardiumhttp://www.ibm.com/software/data/guardium/Ubiquehttp://en.wikipedia.org/wiki/UbiqueWebLayershttp://www.weblayers.com/Lumenishttp://www.lumenis.com/Escape Rescue Systemshttp://escaperescue.com/eShip-4Uhttp://hbr.org/product/eship-4u/an/603076-PDF-ENGM-Systemshttp://www.sandisk.com/Investment Team:Laurie Olivier, Partnerlaurie@veritasvc.comWhite Oak Group, Inc.www.thewhiteoakgroup.comPEEnergy & Clean TechLife Sciences & HealthcareDefense & Homeland SecurityMiddle MarketThe White Oak Group, Inc. is an Atlanta, Georgia based private investment firm. White Oak focuses on opportunities to make investments in situations that arise from: Management-led buyouts of private companies or divisions of larger companies; Recapitalizations of solely held family owned companies that provide liquidity to the sellers while allowing for continued ownership; and companies that need capital to fund internal growth or growth through add-on acquisitions. Typical target company characteristics include: Large, sustainable, defensible market; Proven technologies & solutions; $5 - $100M in revenue; and minimum EBITDA of $500,000. White Oak is primarily focused on investing in the following industries: Aerospace & Defense, Healthcare Technologies, and Power & Alternative Energy. The White Oak Guggenheim Aerospace & Defense Fund, LP (WOGAD) is a fund managed by The White Oak Group. The fund was created in 2006 to capitalize on White Oak's industry experience, and is currently deployed in a variety of technology companies in the aerospace and defense industry.

600 Galleria Parkway, Suite 1400AtlantaGA30339404-875-9994 404-875-9545

Portfolio companies include:EOIR Technologieshttp://eoir.com/DLN Holdingshttp://etfdb.com/etf/DLN/holdings/MissionMobilityhttp://www.missionmobility.com/Investment Team:Dr. Mark G. Mykityshyn, Ph.D., Managing DirectorChristopher C. Melton, Sr., Managing Directorchris@thewhiteoakgroup.comReed A. Macdonald, PrincipalDavid W. Ingram, Principaldwingram@thewhiteoakgroup.comBill Arnold, Operating PartnerTheresa R. Pullega, ControllerCharles W. Thompson, Operating PartnerDennis B. Hinton, Associatedennis@thewhiteoakgroup.comRanger Aerospace, LLCwww.rangeraerospace.comPETransportation & DistributionDefense & Homeland SecurityMiddle MarketRanger Aerospace, with head offices in Greenville SC, is a privately held investment and management holding company that partners with private equity institutions to acquire and grow companies in aviation services and aerospace support operations. Since early 1997, the firm has sparked hundreds of millions of dollars in buying, selling, and financing transactions. Ranger Aerospace and its subsidiaries and predecessors have operated aviation services businesses in as many as 56 cities in North America, Europe and the Bahamas, servicing over 2.4 million commercial flights per year. Ranger's acquisition criteria will be shared with serious inquirers, but these criteria include: revenues above $10 million or EBITDA above $2 million; must be consistently profitable; must have strong management; good strategic fit with Ranger objectives and other Ranger operations. Smaller companies will be considered if they command a strong niche.

Parkway Plaza, Suite 250125 The ParkwayGreenvilleSC29615864-329-9000864-329-9002

Portfolio companies include:CAV Internationalhttp://www.louisbergerservices.com/US Logisticshttp://www.uslogistics.us/home.aspRanger TechWorkshttp://www.louisbergerservices.com/Ranger Rotorcraft Grouphttp://rangeraerospace.com/Investment Team:Steve Townes, President & CEO, Founderstownes@rangeraerospace.comAndrew Eros, President, Ranger Precisionaeros@rangerprecision.comCarroll A. Vaughan Jr., Chairman of CAV Internationalcarroll@cavinternational.comEd Bolden, Vice President & Co-Investorebolden@rangeraerospace.comRichmond Globalwww.rglobal.comSilicon ValleyVCInformation TechnologySoftware & InternetMedia & Digital MediaFinancial ServicesSeedEarlyRichmond Global is a seed- and early-stage venture capital firm investing in new and disruptive technologies in the US and across the world. The firm invests across many segments including technology-enabled services, digital media, consumer internet, financial technology, and online marketplaces.

181 Fremont Street, Floor 1San FranciscoCA94105855-297-3369

Portfolio companies include:15Fivehttp://www.15five.com/AdChina.comhttp://www.adchina.com/buuteeqhttp://www.buuteeq.com/Caishttp://caisca.org/Ecosensehttp://www.ecosenselighting.com/Fiksuhttp://www.fiksu.com/Giftlyhttp://www.giftly.com/LearnVesthttps://www.learnvest.com/Moon Expresshttp://moonexpress.com/Mr. Numberhttp://mrnumber.com/RapLeafhttp://www.rapleaf.com/Rubicon Globalhttp://rubiconglobal.com/SchooLahttp://www.schoola.com/ShipServhttp://www.shipserv.com/info/Simpli.Fihttp://www.simpli.fi/TheSavvySourcehttp://www.savvysource.com/Ushi.cnhttp://www.ushi.com/Violin Memoryhttp://www.violin-memory.com/Voxivahttp://www.voxiva.com/Investment Team:Peter Kellner, Founder and General PartnerSteven Dupree, General PartnerRichmond Globalwww.rglobal.comNew YorkVCInformation TechnologySoftware & InternetMedia & Digital MediaFinancial ServicesSeedEarlyRichmond Global is a seed- and early-stage venture capital firm investing in new and disruptive technologies in the US and across the world. The firm invests across many segments including technology-enabled services, digital media, consumer internet, financial technology, and online marketplaces.

900 Third Avenue, Suite 1401New YorkNY10022855-297-3369

Portfolio companies include:15Fivehttp://www.15five.com/AdChina.comhttp://www.adchina.com/buuteeqhttp://www.buuteeq.com/Caishttp://caisca.org/Ecosensehttp://www.ecosenselighting.com/Fiksuhttp://www.fiksu.com/Giftlyhttp://www.giftly.com/LearnVesthttps://www.learnvest.com/Moon Expresshttp://moonexpress.com/Mr. Numberhttp://mrnumber.com/RapLeafhttp://www.rapleaf.com/Rubicon Globalhttp://rubiconglobal.com/SchooLahttp://www.schoola.com/ShipServhttp://www.shipserv.com/info/Simpli.Fihttp://www.simpli.fi/TheSavvySourcehttp://www.savvysource.com/Ushi.cnhttp://www.ushi.com/Violin Memoryhttp://www.violin-memory.com/Voxivahttp://www.voxiva.com/Investment Team:Peter Kellner, Founder and General PartnerSteven Dupree, General PartnerKnight Enterprise Fundwww.knightfoundation.org/funding-initiatives/enterprisefund/VCSoftware & InternetMedia & Digital MediaSports & EntertainmentSeedEarlyA funding initiative of the Knight Foundation, the Knight Enterprise Fund provides early-stage venture funding for media innovation. Launched in 2010, the Knight Enterprise Fund serves as a co-investor in its portfolio companies, investing $25,000 -500,000 and helping to fill out early investment rounds with experienced angel and venture capital funders. An initiative of Knight Foundation, the Enterprise Fund promotes portfolio companies across Knight's large network of media, educational and non-profit partners.

200 South Biscayne Boulevard, Suite 3300MiamiFL33131305-908-2600

Portfolio companies include:Captricityhttp://captricity.com/ElectNexthttps://www.electnext.com/Watchuphttp://watchup.com/Perfect Audiencehttps://www.perfectaudience.com/Investment Team:Juan J. Martinez, VP/Chief Financial Officer & Treasurerjuan.martinez@knightfoundation.orgMichael Maness, VP/Journalism and Media Innovationmaness@knightfoundation.orgBenoit Wirz, Director/Business Consultingwirz@knightfoundation.orgTigerlabswww.tigerlabs.coIInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyTigerlabs is an entrepreneurship campus founded by serial entrepreneurs and venture capitalists with the goal to organize the fast growing startup ecosystem of Princeton, NJ. Located in downtown Princeton, Tigerlabs is a seed fund and entrepreneurship center. Through two programs, Tigerlabs Health for Healthcare IT Entrepreneurs and Tigerlabs University summer term for Student Entrepreneurs, Tigerlabs provides entrepreneurs with seed capital, a host of services, and intense mentorship to accelerate the innovation cycle, culminating in a Demo Day in front of investors and industry executives. Tigerlabs Commons provides a flexible and collaborative coworking space for emerging entrepreneurs

17 Hulfish Street, Suite 200PrincetonNJ08542

Portfolio companies include:N/AN/AInvestment Team:Bert Navarrete, GM and Managing Partnerbert@tigerlabs.coJason Glickman, Venture PartnerCharlie Kemper, Venture PartnerJames Smits, Partner and Program Directorjames@tigerlabs.coVillage Capitalwww.vilcap.comVCEnergy & Clean TechAgriculture & Agricultural ScienceSeedVillage Capital is a nonprofit that operates business accelerator programs for game-changing entrepreneurs worldwide. Village Capital also operates an affiliated investment fund that invests capital using a unique peer selection model where the entrepreneurs themselves choose who will receive catalytic funding in their cohort. Village Capital recruits entrepreneurs focused on innovation in a particular geographic area (e.g. Brazil, New Orleans, East Africa) or a specific sector (e.g. mobile, energy, education). A select group of approximately 15 entrepreneurs goes through a 12-week program focused on building their businesses. The curriculum covers: (1) customer discovery/development, (2) team-building, (3) product refinement, (4) financials, and (5) scaling and impact, and (6) exit strategy. At the end of the program, the entrepreneurs vote on the top ventures to receive Village Capital's pre-committed capital. In the past four years, Village Capital has launched seventeen programs worldwide, supporting over 275 entrepreneurs. Participants have raised $30 million, created over 5,000 jobs, and served 4 million customers.

2200 Century Parkway, #100AtlantaGA30345404-797-2067

Portfolio companies include:Lipishahttp://techmoran.com/2013/03/30/ceo-weekendskenyas-lipisha-linking-businesses-to-mobile-money/EcoFuels Kenyahttp://www.ecofuelskenya.com/Save Energy Systemshttp://www.saveenergysystems.com/Investment Team:Ross Baird, Executive Directorross@vilcap.comJames Watson, Program Directorjames@vilcap.comVictoria Fram, Director of OperationsLily Bowles, Program Associatelily@vilcap.comCaerus Ventureswww.caerusventures.comVCInformation TechnologySoftware & InternetStorage & HardwareMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialConsumer ProductsEarlyCaerus Ventures is a principal investment and business advisory firm that focuses on emerging, venture stage companies seeking capital as well as business advisory services. Industries of focus include: Emerging Media & Technology, Consumer Products, Healthcare, Energy, Hardware/ Software, and Manufacturing. Typical investments range from $100K to $500K, with up to $2 million over the life of the investment.

1601 Forum Place Suite 1010West Palm BeachFL33401

Portfolio companies include:GoSwypehttp://goswype.com/Clicktivatedhttp://mymeetingportal.com/Suiteprotectorhttp://realintegrated.com/offerings/new-product-launch-%e2%80%93-suite-protectorIslandClubBrandshttp://islandclubbrands.com/WilliamPaidhttp://www.williampaid.com/Nth Degree Technologieshttp://nthdegreetech.com/Investment Team:Gregory Borchardt, Managing DirectorZachary Cherry, Founder & Managing DirectorJames C. Holmes III, Founder & Managing DirectorBrodi Jackson, Managing DirectorRadWeb Technologieswww.radwebtech.comCVCInformation TechnologySoftware & InternetSeedEarlyRadWeb Technologies was founded in 2008 by computer industry veteran Steve Repetti. The firm designed, coded, and published a number of applications and core technological components, including the Web 2.0 cross-browser developer library xWinLib and mashup platform Scrapplet, as well as WebCapsulate, LiveBlogContent, DistroMash, Facebook apps, browser-based games, APIs, and more. In 2010, having achieved profitability almost from the beginning, RadWeb completed its transformation to a full-service technology creation/investing/partnering organization. RadWeb administers a separate fund for participatory investments in select RadWeb transactions. The current fund, RadWeb Technology Partners I, is invested in the following portfolio companies (with several others in various stages of negotiation).

401 E. Las Olas Blvd., Suite 1400Fort LauderdaleFL33301954-446-7600954-446-7601

Portfolio companies include:Quatruhttp://www.quatro.com/home/default.aspxOneGlobal HealthNethttp://healthoneglobal.org/TouchPointhttp://www.touchpoint-inc.com/Zudehttp://www.zude.com/GiftMeohttp://signup.giftmeo.com/ZGameStudiohttp://www.3dgamestudio.com/FantaZ.comhttp://www.fantaz.com/Scrapplethttp://scrapplet.com/Art.syhttp://artsy.net/Investment Team:Steve Repetti, Foundersteve@radwebtech.comBob Friedopfer, VP Business DevelopmentStephen Muccione, Chief Rocket ScientistHoney Tree Holdings, LLCwww.honeytreeholdings.comVCInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyFounded 2010, Honey Tree Holdings, LLC is a privately held firm whose objective is the development, acquisition and management of its complementary portfolio companies. Honey Tree loves startups and prefers to participate in and invest in ventures and companies that are located in South Florida, or in the larger southeast area.

2711 Vista Parkway, Suite B10West Palm BeachFL33411561-249-4474

Portfolio companies include:Double Roboticshttp://www.doublerobotics.com/Forever.mehttp://www.forevermevideo.com/Mirror Readhttp://mirrorread.com/Caffeine Spaceshttp://caffeinespaces.com/WedWuhttp://wedwu.com/Fuelzeehttp://www.fuelzee.com/FitWorkshttp://www.fitworks.com/fitworks/index.htmlCa$h Tagithttp://www.metrolyrics.com/jag-vill-ha-en-egen-mane-lyrics-gardestad.htmlHappy Couple, Happy Homehttp://www.redbookmag.com/love-sex/advice/super-happy-couples-llEvoLux Transportationhttp://www.evo-lux.com/sikorky_innovations_landing_page/index.htmlSpendLohttp://www.spendlo.com/mLabshttp://mlabs.umich.edu/Sponsoristhttps://www.sponsorist.com/ethosUhttp://ethosu.com/Investment Team:W. Jeffrey Brown, Managing Memberjeff.brown@honeytreeholdings.comMichael Barnes, Analyst /Reportermdbarnes13@gmail.comStartUp-Miamiwww.startup-miami.comIInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyMiami Innovation Corporation is a Startup America member doing business as StartUp-Miami located in downtown Miami, Florida. StartUp-Miami uses a progressive proprietary business methodology called (AIM) Accelerate - Incubate - Mentor. Unlike TechStars and Y Combinator programs, the program offers start dates each month except August and December. We educate using proven educational programs to improve Entrepreneurial Success such as Fasttrac, Lean Startup Methods, Customer Acquisition and Continuous Innovation models. StartUp-Miami offers both pre-incubation and post-incubation services, and many offerings and programs are designed to assist entrepreneurs at all stages of business development.

41 SE 5th Street #807MiamiFL33131

Portfolio companies include:N/AN/AManagement Team:Dr. Hubert RampersadHubert@305Startup.orgMarcela Iannini, Board Member and Executive Director of EducationMarcela@305startup.orgShawn Kernes, Chief AdvisorJames Rohrbach, Co-founder and CEOJames@startup-miami.comBrent Green, Chief Marketing OfficerBrent@startup-miami.comChristine Conforti, Co-founder and Outreach DirectorChristine@startup-miami.comBLH Venture Partners, LLChttp://blhventures.comVCInformation TechnologySoftware & InternetMedia & Digital MediaEarlyBLH Venture Partners is an early-stage investment firm focused on funding innovation. The firm looks for capital-efficient companies within the technology-enabled services, enterprise IT, consumer internet and e-commerce markets. BLH does not maintain geographic limitations for investments.

75 5th Street, NW, Suite 422AtlantaGA30308404-941-8780

Portfolio companies include:Acumen Brandshttp://www.acumenholdings.com/BetterCloudhttp://www.bettercloud.com/Digital Assenthttp://www.digitalassent.com/Half Off Depothttp://www.halfoffdepot.com/KontrolFreekhttp://www.kontrolfreek.com/SaveUphttps://www.saveup.com/Social Fortresshttps://socialfortress.com/TripLingohttp://triplingo.com/products/afghanistanVertical Acuityhttp://www.verticalacuity.com/Vocalocityhttp://www.vocalocity.com/Investment Team:Billy L. HarbertAshish H. MistryFulcrum Equity Partnershttp://www.fulcrumep.comVCPEInformation TechnologySoftware & InternetLife Sciences & HealthcareBusiness ServicesGrowthExpansionMiddle MarketFulcrum Equity Partners is an Atlanta-based private equity firm focused on providing expansion capital to rapidly growing companies. The firm provides equity investments of up to $5 million initially for a wide variety of industries with a special emphasis on healthcare, information technology, business services, and technology enabled operating companies. Fulcrum provides financing to meet a wide range of needs, including internal growth initiatives, acquisitions, shareholder liquidity buy-outs, recapitalizations, and divestitures. The firm believes a significant gap exists in the financial markets for smaller growth companies (companies with $2 to $75 million in revenue that are profitable or nearing profitability) seeking capital ranging from $1 to $5 million.

Glenridge Highlands One5555 Glenridge Connector, Suite 930AtlantaGA30342770-551-6300770-551-6330

Portfolio companies include:Preparishttp://www.preparis.com/Path-Techttp://path-tec.com/Digital Assenthttp://www.digitalassent.com/EnduraCare Acute Care Serviceshttp://enduracareacutecare.com/Gemino Healthcare Financehttp://www.gemino.com/Bruder Healthcare Companyhttp://www.bruder.com/Medical Direct Clubhttp://medicaldirectclub.com/Contact At Once!http://www.contactatonce.com/MESA Medical Grouphttp://www.mesamedicalgroup.com/default.aspxBright Light Systemshttp://brightlightpro.com/MFG.comhttp://www.mfg.com/Red Bag Solutionshttp://www.redbag.com/Regenesis Biomedicalhttp://www.regenesisbio.com/Partners Healthcare Grouphttp://www.partners.org/Investment Team:Jeffrey S. Muir, Partnerjm@fulcrumep.comThomas L. Greer, Partnertg@fulcrumep.comFrank X. Dalton, Partnerfd@fulcrumep.comAlston Gardner, Venture PartnerPhilip Lewis, Directorpl@fulcrumep.comBill Glenn, AssociateLee Tidwell, Investor Relations/ Office ManagerCathy Breeze, ControllerGeorgia Oak Partnerswww.georgiaoakpartners.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketGeorgia Oak Partners (GOP), founded in 2011, is a highly differentiated investment platform focused on growth private equity investments in the Southeast U.S. GOP seeks to partner with the management teams of businesses experiencing some form of transition or challenge, that can benefit from the firm's strategic approach and operational philosophy. The firm expects to invest from $5 to $20 million in a single transaction. These businesses will typically have: Revenues of $15 to $150 million (co-investments into transactions up to $1 billion+); Enterprise values of up to $50 million (co-investments into transactions up to $250 million+); and EBITDA of up to $10 million (co-investments into transactions up to $50 million+). Target sectors include: Business services (including transportation and logistics); Consumer products and services, including restaurants; Manufacturing, typically specialty/niche in nature; and Packaging and materials, including value-added building products.

3223 Paces Ferry Pl NWAtlantaGA30305404-961-7201

Portfolio companies include:TeamOne Logisticshttp://www.teamonelogistics.com/Investment Team:Michael A. Lonergan, Managing Partnermlonergan@georgiaoakpartners.comA.D. Frazier, Presidentadfrazier@georgiaoakpartners.comMatthew Gryder, Senior AssociateBen Turnipseed, Operations AssociateAlliance Groupwww.alliancegrponline.comVCPEManufacturing & IndustrialBusiness ServicesEarlyGrowthExpansionMiddle MarketAlliance Group is a private equity investment firm that makes financial investments into middle market companies worldwide. Alliance Group also serves as a business brokerage, helping sellers identify private investors to purchase their companies. For portfolio companies, Alliance looks for North American, privately-held, middle market manufacturing and service businesses that range from early stage start-up to $20 million in annual revenue. Alliance Group typically makes an equity investment ranging from $100,000 to $5 million.

5886 Bayberry Farms Drive SW, #3WyomingMI49418502-262-0587616-233-9931

Portfolio companies include:Empower Benefitshttp://www.mpowerbenefits.com/Alliance Medical Solutionshttp://alliancemedsolutions.com/Discernityhttp://discernity.com/Franco's Cocktail Mixeshttp://www.francoscocktailmixes.com/Die Cast Holdingshttp://hk.jobsdb.com/HK/EN/Search/JobAdSingleDetail?jobsIdList=100003001305783&sr=1Physicians Services Grouphttp://www.amph.com/PAKmedhttp://pakmed.net/Investment Team:Les O\'Nan, President and Chief Executive Officerles@alliancegrponline.comEllen Powell, Managing Director (Raleigh)ellen@alliancegrponline.comBabson Capital Managementwww.babsoncapital.comPEInformation TechnologyMiddle MarketA subsidiary of Massachusetts Mutual Life Insurance Company, Babson Capital is a global investment management organization that manages over $160 billion. The firm has experience in mezzanine and private equity financing and its history dates back to 1940, when the firm was founded in Boston, MA. The firm's transactions are focused on leveraged buy-outs, corporate acquisitions and recapitalizations, with sizes ranging from $25-$300 million. The firm focuses on middle-market companies. Babson's typical investment commitment ranges from $10-$50 million in mezzanine deals and $3-$15 million in private equity investments. Babson recently closed its third mezzanine and private equity fund, Tower Square Capital Partners III, with $1.58 billion in capital commitments. It plans to invest in companies with enterprise values of less than $500 million. With offices in the U.S., Europe, and the Asia Pacific region, Babson makes investments across the globe.

550 S. Tryon StreetCharlotteNC28202704-805-7200

Portfolio companies include:AmerCablehttp://www.amercable.com/Investment Team: Thomas Finke, Chairman and CEOtfinke@babsoncapital.comMichael P. Hermsen, Managing Directormhermsen@babsoncapital.comRichard Spencer II, Managing Directorrspencer@babsoncapital.comMichael L. Klofas, Managing Directormklofas@babsoncapital.comDavid Wilmot, Managing Directordwilmot@babsoncapital.comAdam Eifion-Jones, Managing DirectorShane Forster, Managing Directorsforster@babsoncapital.comAdam Wheeler, Managing Directorawheeler@babsoncapital.comBB&T Capital Partners, LLCwww.bbtcp.comPEFOFInformation TechnologyManufacturing & IndustrialMiddle MarketBB&T Capital Partners manages over $725 million in committed capital across three fund strategies which are all focused on the middle market. The firm makes direct equity investments in, and provides subordinated debt to, privately-held middle market companies throughout the United States. Since 1998, BB&T Capital Partners has invested in over 50 companies, in a variety of industries, providing junior capital to facilitate buyouts, acquisitions, growth and recapitalizations. The typical investment size is $5-$15 million and the firm targets businesses with a minimum EBITDA of $3 million. BB&T Capital Partners is affiliated with BB&T Corp., one of the largest bank holding companies in the U.S., with over $130 billion in assets.

101 N. Cherry St., Suite 700Winston-SalemNC27101336-733-0350336-733-0349

Portfolio companies include:Thompson Industrial Serviceshttp://www.thompsonindustrialservices.com/Aaron Industrieshttp://aaronindustriesinc.com/Imagimedhttp://www.imagimed.com/Unishippershttp://www.unishippers.com/The Lion Breweryhttp://lionbrewery.com/Clinehttp://clinecellars.com/ITSolutionshttp://itsolutions-llc.com/Precision Aviation Grouphttp://precisionaviationgroup.com/Fleetgisticshttp://fleetgistics.com/Caldwwell & Gregoryhttp://www.caldwellandgregory.com/Carstarhttp://www.carstar.com/Action Targethttp://www.actiontarget.com/Ginseyhttps://www.ginsey.com/Smith Cooper Internationalhttp://smithcooper.com/Imagimedhttp://www.imagimed.com/Jones & Frank Petroleum Equipment Specialistshttp://jones-frank.com/JMLhttp://www.jmldirect.com/Career Stephttp://www.careerstep.com/Precision Hydraulic Cylindershttp://www.phc-global.com/Safety Infrastructure Solutionshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=206760917Eckler'shttp://www.ecklerscorvette.com/SeraCarehttp://www.seracare.com/Default.aspxThe Country Vintnerhttp://www.countryvintner.com/Phoenix Children's Academyhttp://www.pcapreschool.com/Investment Team:David Townsend, Managing Partner, 336-733-0355dgtownsend@bbandt.comMartin Gilmore, Partner, 336-733-0361mgilmore@bbandt.comThomas H. Westbrook, Partner, 336-733-0359twestbrook@bbandt.comChristopher Jones, Partner, 336-733-0360cnjones@bbandt.comW. Brent Kulman, Director of Business Development, 336-733-0354bkulman@bbandt.comJonathan Blanco, Principal, 336-733-0358jblanco@bbandt.comScott L. Snow, Principal, 336-733-0357scott.snow@bbandt.comF. Matthew Petronzio, Director of Fund of Funds, 336-733-0352mpetronzio@bbandt.comS. Whitfield Edwards, Principal, 336-733-0353whit.edwards@bbandt.comBlackRock Private Capital Strategieswww2.blackrock.com/USPEFOFInformation TechnologyManufacturing & IndustrialBusiness ServicesEarlyMiddle MarketBlackRock is one of the world's largest publicly traded investment management firms with employees in 30 countries throughout the U.S., Europe and Asia Pacific. As of December 31, 2012, BlackRock's assets under management total $3.792 trillion across equity, fixed income, cash management, alternative investment, real estate and advisory strategies. The firm offers a wide-ranging suite of closed-end funds of funds that invest with private equity and real asset managers as well as direct co-investment opportunities. On 1 October 2007, BlackRock and Quellos combined their private capital fund of funds businesses as part of BlackRock Alternative Advisors. The two teams include Private Capital Strategies, located in Durham, Seattle, and New York, and Private Equity Partners, located in Princeton, New York, and London. BlackRock's Private Capital Strategies team, with offices in Durham, manages strategies designed to deliver relatively high risk-adjusted returns by capitalizing on the inefficiencies inherent in illiquid private investments, such as venture capital and leveraged buy-outs. BlackRock's Private Capital Strategies team offers commingled investment funds in broadly diversified portfolios. Additionally, specialized funds can be dedicated to specific strategies such as early-stage companies, mature-stage companies and real assets.

2200 W. Main St., #500DurhamNC27705919-416-6860

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Sallie Shuping-Russell, Managing Directorsallie.shuping.russell@blackrock.comBlue Bright Ventureshttp://bluebrightventures.comAInformation TechnologySoftware & InternetEarlyBlue Bright Ventures invests in early-stage technology companies in the Southeast with a focus on the Raleigh-Durham area. It was founded in 2009 by Lee Buck, a principal in LaunchBox Digital (see profile). Buck is a co-founder of Near-Time, which enables organizations to leverage web 2.0 technologies to build more dynamic interactive relationships with customers, partners and other stakeholders. Previously, Buck co-founded Extensibility, a leading provider of XML solutions, acquired by TIBCO Software, Inc.

713 Greenwood Rd.Chapel HillNC27514

Portfolio companies include:AIMShttp://www.aims.edu/BandsInTownhttp://www.bandsintown.com/Koofershttp://www.koofers.com/My Zamanahttp://myzamana.com/PlayHavenhttp://www.playhaven.com/School Househttp://schoolhousegb.com/SEC Watchhttp://marketbrief.com/?secwatchShoeboxedhttp://www.shoeboxed.com/EvoApphttp://www.evoapp.com/HealtheMehttp://myhealtheme.com/Spring Metricshttp://www.springmetrics.com/Windsor Circlehttp://www.windsorcircle.com/Womplyhttps://womply.com/Investment Team:Lee Buck, www.linkedin.com/in/leebuckBlue Point Capital Partnerswww.bluepointcapital.comPEEnergy & Clean TechManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketBlue Point Capital originates from KeyCorp financial services firm and currently manages over $800 million in committed capital across two funds. In 2000, the entire investment team of Key Equity Capital formed Blue Point Capital Partners, with the support and investment of KeyCorp. Blue Point Capital Partners Fund, LP was closed in mid-2002 with $415 million of investment capital. In August of 2007, Blue Point Capital Partners II was closed with capital commitments of $400 million. Blue Point seeks to invest $10 million to $50 million of equity capital in middle market companies with a revenue range of $20 million to $200 million that generate earnings before interest and taxes greater than $5 million. Blue Point seeks to make control investments in situations that arise from: Management-led buyouts of private companies or divisions of larger companies; Recapitalizations of closely held or family-owned companies; and companies that need significant capital to fund internal growth or make large acquisitions. The firm's investment interests are typically in manufacturing, business services and value-added distribution. The firm maintains additional offices in Cleveland, Seattle, and Shanghai.

201 South Tryon Street, Suite 850CharlotteNC28202704-347-1111704-347-1107

Portfolio companies include:AWPhttp://www.awptrafficsafety.com/WDC Exploration and Wellshttp://www.wdcexploration.com/The Cook and Boardman Grouphttp://www.cookandboardman.com/JTM Foodshttp://jtmfoodgroup.com/LineStar Serviceshttp://www.linestar.com/Lion Breweryhttp://lionbrewery.com/Packers Sanitation Serviceshttp://www.packers-sanitation.com/Quality Synthetic Rubber Companyhttp://www.qsr-inc.com/Alco Manufacturinghttp://www.alcomfgcorp.com/Selmethttp://selmetinc.com/Callison Architecturehttp://www.callison.com/Floral Plant Growershttp://www.natbeauty.com/Haya Retailhttp://www.hayaretail.com/home.htmlSmith-Cooper Internationalhttp://smithcooper.com/Investment Team:Julianne Marley, Partnerjmarley@bluepointcapital.comLaura Fahrney, Vice President, Investor Relationslfahrney@bluepointcapital.comBrian Castleberry, Vice President bcastleberry@bluepointcapital.comCapitalSouth Partnerswww.capitalsouthpartners.comPEInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantMiddle MarketCapitalSouth Partners was founded in 1998 to provide private equity capital and mezzanine capital to middle-market companies. Since its inception, CapitalSouth has closed over 100 transactions. With over $700 million under management through multiple committed funds, CapitalSouth actively seeks to invest in lower middle-market companies located primarily in the South, but also throughout the U.S. CapitalSouth looks to invest between $5 and $25 million in companies that have historical earnings of at least $3 million with positive revenue growth. The Fund does not invest in start-ups, high-risk situations, turnarounds or businesses located outside the United States. The firm's portfolio companies generally fall within the following industries: Business Services, Consumer/Retail, Energy, General Industrial, and Healthcare. Technology Mezzanine investments of up to $40 million can be arranged through syndication, where CapitalSouth Partners will serve as the lead investor. The firm is headquartered in Charlotte and operates full-service offices in Louisville, KY, Atlanta, GA, and Raleigh, NC.

4201 Congress Street, Suite 360CharlotteNC28209704-376-5502704-376-5877

Portfolio companies include:Medical Modalitieshttp://medicalmodalities.com/Naples Lumber & Supply Co.http://www.napleslumber.com/Regal Kitchenshttp://www.regalkitchensinc.com/Incentive Conceptshttp://incentiveconcepts.com/Print Directionhttp://printdirection.com/Corporate Visionshttp://corporatevisions.com/American Exteriorshttp://amext.com/Boot Barnhttp://www.bootbarn.com/Sparushttp://en.wikipedia.org/wiki/SparusISO Poly Filmshttp://www.isopoly.com/content/Southern Pump and Tank Co.http://www.southernpump.com/Aerial Access Equipmenthttp://www.aae-la.com/Venture Aircrafthttp://www.ventureaircraft.com/The Penray Companieshttp://penray.com/Navis TubeTexhttp://navisglobal.com/Newmarhttp://www.newmarcorp.com/Caregiver Serviceshttp://www.csicaregiver.com/Pickaway Plains Ambulancehttp://ppa-ems.com/STX Healthcare Management Serviceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=106306016Highwinds Softwarehttp://www.highwinds-software.com/Market E'shttp://www.marketingeast.com/V12 Grouphttp://www.v12groupinc.com/Hallconhttp://hallconcorp.com/Immersive Media Tactical Solutionshttp://www.immersivemedia.com/markets/IMTacticalSolutions.htmlWorkLife Americahttp://www.worklifehr.com/Fresh Food Conceptshttp://www.ffci.us/KBP Foodshttp://kbp-foods.com/Chef'nhttp://www.chefn.com/Take 5 Oil Changehttp://www.5minuteoilchange.com/J&J Producehttp://jjproduce.com/Long John Silver'shttp://www.ljsilvers.com/Sun & Skin Care Researchhttp://www.oceanpotion.com/City Gear, LLChttp://citygear.com/Matilda Janehttp://www.matildajaneclothing.com/Precision Boilershttp://www.precisionboilers.com/index.htmlInvestment Team:Joseph B. Alala, III, President and CEOjalala@capitalsouthpartners.comKenneth S. Berryman, Director (Louisville Office)kberryman@capitalsouthpartners.comM. Hunt Broyhill, Partnerhbroyhill@capitalsouthpartners.comChris Norton, Director of Underwritingcnorton@capitalsouthpartners.comJack McGlinn, Director and COO (Raleigh Office)jmcglinn@capitalsouthpartners.comLynne Girts, Director of Accountinglgirts@capitalsouthpartners.comMichael S. Marr, CCO and Director, Portfolio Managementmmarr@capitalsouthpartners.comCarousel Capitalwww.carouselcap.comPELife Sciences & HealthcareBusiness ServicesConsumer ProductsMiddle MarketFounded in 1996, Carousel Capital is a private investment firm that invests in Southeastern based companies. Having raised over $500 million in committed capital through three private investment funds, Carousel is one of the largest private equity firms in the Southeastern U.S. Typical transactions include Leveraged buyouts, Recapitalizations, and Growth capital investments. Carousel prefers companies headquartered (or with significant operations) in the Southeast, leadership position in a defined market segment, up to $150 million in initial transaction value, and more than $3 million of operating cash flow. Industries considered include business services; consumer products and services; and healthcare services.

201 North Tryon Street, Suite 2450CharlotteNC28202704-372-2040704-372-1040

Portfolio companies include:Copachttp://copac.ac.uk/Soteria Imaging Servicehttp://soteriaimaging.com/Simpson Performance Productshttp://simpsonraceproducts.com/Crescent Publishinghttp://crescentcookbooks.com/DrivenBrandshttp://www.drivenbrands.com/Mergenthttp://www.mergent.com/Brasseler USAhttp://brasselerusa.com/brsmd/Axiumhttp://www.axium.com/Nestor Saleshttp://www.nestorsales.com/Soteriahttp://www.soteriaimaging.com/Visador Holdingshttp://www.crowncolumn.com/Hepacohttp://www.hepaco.com/Southeastern Automotive Aftermarket Servicehttp://seautomotiveinc.com/about.aspxHEPACOhttp://www.hepaco.com/Investment Team:Nelson Schwab III, Managing Partnerschwab@carouselcap.comCharles S. Grigg, Managing Partnercgrigg@carouselcapital.comWilliam T. Hobbs II, Managing Partnerwhobbs@carouselcapital.comJason C. Schmidly, Managing Partnerjschmidly@carouselcapital.comAlan C. Welch Jr., Vice Presidentawelch@carouselcapital.comPeter L. Clark Jr., Principalpclark@carouselcapital.comCato BioVentureswww.catobioventures.comCVCLife Sciences & HealthcareMedical DeviceEarlyGrowthExpansionCato BioVentures is the venture capital affiliate of Cato Research Ltd., a global contract research and development organization (CRO). For over 20 years, Cato BioVentures and Cato Research have partnered with entrepreneurs, academic institutions, and a broad base of biotech and pharmaceutical companies to advance a robust portfolio of sucessful product development programs. The firm focuses on early to mid-stage investment opportunities in private companies and undervalued public companies. Through strategic CRO service agreements with Cato Research, the firm has invested its "CRO Service Capital" in innovative therapeutics, medical devices and stem cell technologies that improve Pharma's Research and Development productivity. Cato focuses on high value life science investment opportunities at all stages of development and across multiple therapeutic and technical areas. The firm is uniquely interested in product development opportunities in undervalued public companies that have gone off track or fallen out of favor with the investment community for technical reasons.

4364 South Alston AvenueDurhamNC27713919-361-2286919-361-2290

Portfolio companies include:eTrialshttps://portal.etrials.com/BioMarckhttp://biomarck.com/Echo Therapeuticshttp://www.echotx.com/Biotherahttp://www.biothera.com/Senescohttp://senesco.com/Cytoshttp://www.cytos.com/EntreMedhttp://www.entremed.com/Advanced Pain Remedieshttp://advpainremedies.com/Cancer Advanceshttp://www.canceradvancesinc.com/Hemodynamichttp://en.wikipedia.org/wiki/HemodynamicsAbeomehttp://www.abeomecorp.com/pages/index.htmlAlsereshttp://www.alseres.com/Catenahttp://catenamanor.com/Compellishttp://compellis.com/CordexPharmahttp://www.drugs.com/clinical_trials/cordex-pharma-presents-new-frontiers-cardiovascular-medicines-january-29-6646.htmlCumberland Pharmaceuticalshttp://www.cumberlandpharma.com/Emmaus Medicalhttp://emmausmedical.com/EntreMedhttp://www.entremed.com/FRhttp://www.fr.com/IMVhttp://www.imvu.com/InnerOptichttp://www.inneroptic.com/Mithridionhttp://mithridion.com/Neuren Pharmaceuticalshttp://neurenpharma.com/SanoGenehttp://www.sanogene.com/Senescohttp://senesco.com/VistaGenhttp://www.vistagen.com/?page_id=97Investment Team: Allen Cato, MD., Ph.D., PrincipalLynda Sutton, Principallsutton@cato.comDaniel Pharand, CA, Principaldpharand@cato.comMichael Cato, Vice Presidentmcato@cato.comJo Cato, PhD, Vice Presidentjcato@cato.comLinda Markus Daniels, JD, MA, Chief Legal Officerldaniels@cato.comCopeley Capitalwww.copeleycapital.comPEManufacturing & IndustrialMiddle MarketFounded in 2003, Copeley Capital invests in change of control transactions involving companies that generate at least $2 million in EBITDA. Transaction types include recapitalizations of family-owned companies, owner/operator transitions, corporate divestitures, and growth capital. Transactions range from $5 to $40 million in total enterprise value. Copeley does not invest along industry lines but focuses on fundamentals, such as experienced management, longstanding customer relationships, a diverse customer base, a favorable competitive environment, and adequate barriers to entry.

129 West Trade St., Suite 1225CharlotteNC28202704-409-3070704-409-3075

Portfolio companies include:Roll-Ritehttp://www.rollrite.com/Badger Land Car Wash Equipment and Supplieshttp://www.badgerlandcarwashequipment.com/EMS Management & Consultantshttps://www.emsbilling.com/emsmc/Ambulance Billing Consultantshttp://www.ems-web.net/Champion Optical Network Engineeringhttp://www.championone.net/Enveniamhttp://enveniam.com/Investment Team:Lane E. Faison, Co-Founder and Managing Partnerlfaison@copeleycapital.comJohn G. Scott, Operating Partnerjscott@copeleycapital.comBrian M. Kohn, Associatebkohn@copeleycapital.comJamie Jonas, Controllerjjonas@copeleycapital.comDogwood Equitywww.dogwoodequity.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsMiddle MarketDogwood Equity was founded in 2002 and is headquartered in Raleigh, North Carolina with a satellite office in Charlotte. Dogwood Equity is a private equity fund that makes equity investments in control buyouts and select non-control investments in closely-held companies located in the Southeastern United States. Dogwood focuses exclusively on the small cap market, which the firm defines as companies with less than $75 million in revenues. Dogwood's first fund was $74 million and focused on companies in North Carolina. The principals executed 11 investments in Fund I. Dogwood II targets companies in the Southeastern United States, specifically from Maryland to North Florida and east of the Mississippi River. The firm targets companies in manufacturing, distribution, service, and consumer products. Target companies are those with revenues between $10 million and $75 million and with EBITDA between $1 million and $8 million. Dogwood typically invests $4 million to $10 million per transaction.

4101 Lake Boone Trail, Suite 120RaleighNC27607919-256-5000919-256-5015

(Charlotte Office)1901 Roxborough Rd., Suite 300CharlotteNC28211704-362-1800704-366-1850Portfolio companies include:Biolex Therapeuticshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=25602Harmony Labshttp://www.harmonylabs.org/index.htmlEnerphase Industrial Solutionshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28722956Compact Powerhttp://compactpowercenter.com/AJAX Rolled Ring & Machinehttp://ajaxring.com/Cash Cycle Solutionshttp://cashcyclesolutions.com/Immaculate Bakinghttp://immaculatebaking.com/Insurance Claims Adjustershttp://www.icaadjusters.com/Turkington APVhttp://www.turkingtonusa.com/Park Designshttp://www.parkdesigns.net/The Wizard's Cauldronhttp://wizardscauldron.com/Investment Team:Rick Carlisle, Managing Partnerrcarlisle@dogwoodequity.comH. Dabney Smith, General Partnerdsmith@dogwoodequity.comSteve W. Buchanan, General Partnersbuchanan@dogwoodequity.comIan Mohler, Vice Presidentimohler@dogwoodequity.comDragonfly Capitalwww.dragonflycapital.comMBInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionFinancial ServicesConsumer ProductsSports & EntertainmentEarlyMiddle MarketFounded in 2000, Dragonfly Capital is a merchant-banking firm focusing primarily on the specific needs of management and owners of small and middle-market companies. Dragonfly Capital works with companies in emerging industries (such as life sciences, entertainment, transportation, communications, and information technology) and traditional industries (such as manufacturing, distribution, and business services). The firm invests in companies with a revenue of $5 to $100 million and the majority of its transactions are in the $5 million to $150 million range. In connection with private placements, as part of the firm's investment banking relationship with its clients, Dragonfly takes part of its success fees in the form of equity. Dragonfly may also invest its own capital in sellside or recapitalization transactions alongside financial buyers or investors.

The Packard Building1310 S. Tryon Street, Suite 109CharlotteNC28203704-342-3491704-342-9750

Portfolio companies include:Power Partnershttp://www.powerpartners-usa.com/Sterling Planethttp://www.sterlingplanet.com/iGatehttp://www.igatepatni.com/Mastekhttp://www.mastek.com/Arsinhttp://www.arsin.com/Glacial Energyhttp://www.glacialenergy.com/Service Nethttp://servicenetinc.org/LVLhttp://www.gp.com/build/product.aspx?pid=1392Etak Systemshttp://etaksystems.com/Smart Synchhttp://www.smartsynch.com/Regenesis Powerhttp://regenesispower.com/Sterling Planethttp://www.sterlingplanet.com/USHIFUhttp://www.ushifu.com/Deep Downhttp://deepdownfilm.org/Dormirhttp://www.spanishdict.com/translate/dormirAirDynamicshttp://www.airdynamics.net/Pipeline Datahttp://www.pipelinedata.com/OUC The Reliable Onehttp://www.ouc.com/en/homepage.aspxInvestment Team:Don Millen, Jr., Principaldon@dragonflycapital.comRene Matthews-Usher, Principalrene@dragonflycapital.comRandy Snyder, Principalrandy@dragonflycapital.comJeffrey Singer, Principaljeffrey@dragonflycapital.comDavid Gilroy, PrincipalPaul SolitarioRob McCormick, Jr., Analyst Falfurrias Capital Partnerswww.falfurriascapital.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionFinancial ServicesConsumer ProductsMiddle MarketFalfurrias Capital Partners is a Charlotte-based private equity investment firm that acquires or invests in lower, middle-market businesses. The firm was founded in 2006 by Hugh McColl, Jr., the former Chairman and CEO of Bank of America, and Marc Oken, the former CFO of Bank of America. The firm is focused on making private equity investments in a diverse portfolio of companies operating in the southern United States. The firm targets transaction values greater than $10 million, with equity investments greater than $3 million, in companies with revenues in excess of $10 million and EBITDA of $5 to $25 million. Falfurrias' favored industries include: Financial Services, Consumer Products, Health Care, Building Products, Diversified Manufacturing, Business Services, Education, Training, Information Services, Infrastructure Services and Value-Added Distribution.

100 North Tryon Street, Suite 4100CharlotteNC28202704-371-3220704-333-0185

Portfolio companies include:Bojangles'http://www.bojangles.com/North American Financial Holdingshttp://en.wikipedia.org/wiki/North_American_Financial_HoldingsCommercial Credit Grouphttp://commercialcreditgroup.com/Synergetic Designhttp://ucsynergetic.com/UC Synergetichttp://ucsynergetic.com/Dorsey Wright & Associateshttp://www.dorseywright.com/Investment Team:Marc D. Oken, Co-Founder and Managing Partnermoken@falfurriascapital.comEd McMahan, Partneremcmahan@falfurriascapital.comB Wilson Sullivan, Vice President of Business DevelopmentHugh L. McColl, Founder and ChairmanW.W. (Chet) Walker, Chairman of the Investment CommitteeJ.J. Schonberg, Chief Financial Officer and Operating PartnerRob J. Cummings, Operating Partner and CTOrcummings@falfurriascapital.comDaniel McCullough, AssociateTodd Taylor, PartnerAlex Koch, AssociateFirst Flight Venture Centerwww.ffvcnc.orgIInformation TechnologySeedOpened in 1991, the First Flight Venture Center (FFVC) serves the initial laboratory and office location needs of Research Triangle Park area research-based entrepreneurs. The facility offers approximately 20,000 square feet of leasable office and laboratory space. Offices and laboratories range in size from 115 to 345 square feet. The Center can accommodate up to 40 early-stage companies engaged in a diversity of research and product development efforts. The incubator is owned and managed by the North Carolina Technological Development Authority (NCTDA).

2 Davis DriveP.O. Box 13169Research Triangle ParkNC27709919-990-8558919-990-8561

Tenant companies include:Endaceahttp://endacea.com/ElectroChemical Systems, Inchttp://www.ginerinc.com/FamilyHealth Networkhttp://www.fhnchicago.com/ImplicitCorehttp://ffvcnc.org/implicitcore/Learning Machineshttp://learningmachines.com/Net Dev. Grouphttp://netdevgroup.com/New Milleniumhttp://nmbonline.com/OSSCubehttp://www.osscube.com/PharaSoftwarehttp://pharmadm.com/TechVersehttp://techverse.net/The Seven Soft Corp.http://www.77soft.com/ZumaTekhttp://zumatek.com/BioShape Solutionshttp://www.bioshapesolutions.com/CertiRxhttp://certirx.com/Inanovatehttp://inanovate.com/Mustard Tree Instrumentshttp://www.mustardtreeinstruments.com/NovaTarghttp://novatarg.com/Palmetto Biomedicalhttp://palmettobiomedical.com/Ridge Diagnosticshttp://ridgedx.com/SciKon Innovationhttp://scikoninnovation.com/Sirga Advanced Biopharmahttp://sirgaab.com/Triangle Biologyhttp://triangle-biology.com/ViraSourcehttp://virasource.com/Zenalux Biomedicalhttp://zenalux.com/Wyrickhttp://www.wyrick.com/AI Parentshttp://www.artinstitutes.edu/parent-resources.aspxYates & Pontonhttp://www.wyrick.com/careers.aspxExam Designhttp://examdesign.com/Spratt Financialhttp://www.spratt.co.nz/Innovalysthttp://www.innovalyst.com/21st Century Creationshttp://21stcenturycreations.com/Integrated Training Solutionshttp://integratedtrainingsolutions.net/LiveGamerhttp://livegamer.com/Sciomehttp://sciome.com/Averticahttp://avertica.com/Endaceahttp://endacea.com/Excel Clinical Research Grouphttp://www.excelclinicalresearch.com/Freehand Endoscopichttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=115976571Izon Science UShttp://www.izon.com/WanGene Diagnosticshttp://www.linkedin.com/pub/jay-wang/8/890/399Bloodhound Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=123616MyDrugCostshttp://www.mydrugcosts.com/SchmoozMehttp://www.merriam-webster.com/dictionary/schmoozeSpeedFaceshttp://speedfaces.com/Management Team:Andrew Schwab, Presidentaschwab@ffvcnc.orgJoe Spratt, Financial Specialistjspratt@nctda.orgRonda Closner, Marketing and Business Developmentronda@nctda.orgFranklin Street Partnerswww.franklin-street.comVCInformation TechnologyLife Sciences & HealthcareEarlyFranklin Street Partners was founded in 1990 as a private investment management firm dedicated to managing its own money and providing independent strategic advice to friends and family. Franklin Street's business has expanded to managing investments for wealthy individuals and institutional investors. The firm also makes private equity investments in early stage life sciences and IT companies. Franklin Street Partners has $2 billion in assets under management.

1450 Raleigh Road, Suite 300Chapel HillNC27517919-489-2600919-489-1666

Portfolio companies include:Cogent Neurosciencehttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=26651Biolexhttp://www.biolex.com/HAHT Commercehttp://haht.com/Xanthonhttp://www.myspace.com/xanthon#!Investment Team:Robert Eubanks Jr., Founder and Directorreubanks@franklin-street.comW. Robert Newell, Chief Executive Officerbnewell@franklin-street.comCraig S. Lewis, CFA, Chief Investment Officerclewis@franklinstreetpartners.comM. Lee McAllister, Vice ChairmanCarol Manzon, Chief Financial Officercmanzon@franklin-street.comCharles D. Mires, CFA, DirectorWilliam B. Thompson, PresidentChristy L. Phillips, Director of Research and Senior Portfolio ManagerFrontier Capitalwww.frontierfunds.comVCInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareBusiness ServicesEarlyFounded in 1999, Frontier Capital is a private equity firm investing in companies located in the Southeast and Mid-Atlantic States. Frontier makes $5 to $25 million equity investments in high-growth service companies with between $5 million and $30 million in revenue. Specific areas of interest include: software as a service, information technology and managed services, Internet and information services, healthcare information technology services, high value business process outsourcing, and communications services.

1111 Metropolitan Ave., Suite 1050CharlotteNC28204704-414-2880 704-414-2881

Portfolio companies include:E-Verifile.comhttp://www.e-verifile.com/HealthXhttp://healthx.com/Celergohttp://celergo.com/Peak 10http://www.peak10.com/LurHQhttp://www.lurhq.com/Lanyonhttp://lanyon.com/Viveraehttp://viverae.com/Daxkohttps://ops1.operations.daxko.com/SecureWorkshttp://www.secureworks.com/Perceptishttp://www.perceptis.com/Social Solutionshttp://www.socialsolutions.com/Rylahttp://www.rotary.org/en/studentsandyouth/youthprograms/rotaryyouthleadershipawards(ryla)/pages/ridefault.aspxAccipiterhttp://en.wikipedia.org/wiki/AccipiterAnodyne Healthhttp://www.anodynehealth.com/Business Intelligence Advisorshttp://www.biadvisors.com/Inclinixhttp://www.inclinix.com/Azaleoshttp://www.azaleos.com/Conclusive Analyticshttp://www.conclusiveanalytics.net/Cash Cycle Solutionshttp://cashcyclesolutions.com/JobApphttps://secure.jobappnetwork.com/jobapp/jobapp.cfmConnectSolutionshttp://www.connectsolutions.com/iMapDatahttp://www.imapdata.com/Investment Team:Richard MacLean, Managing Partnerrichard@frontiercapital.comAndrew Lindner, Managing Partnerandrew@frontiercapital.comMichael Ramich, Partnermichael@frontiercapital.comSeth Howard, Director of Business Developmentseth@frontiercapital.comJoel Lanik, Partnerjoel@frontierfunds.comScott Hoch, Vice Presidentscott@frontiercapital.comLori Shell, Chief Financial Officerlori@frontiercapital.comGardiner Capitalwww.gardinercapital.comPEMedical DeviceManufacturing & IndustrialMiddle MarketGardiner Capital is a private equity investment firm with over $50 million of investment capital. Founded in 1996, Gardiner's investments range from $2-$5 million with larger amounts available through syndication. Gardiner focuses on established companies with a minimum 3 years in business. Start-ups and early stage companies are not considered. The firm prefers companies with more than $5 million in annual revenues that are located in the Southeastern U.S. (North Carolina, South Carolina, Georgia, Tennessee, and Virginia) in any industry except real estate, and retail. The firm is a long-term value investor seeking investments in growing companies with strong market positions and management.

4455 Moratock LaneClemmonsNC27012336-245-1678

Portfolio companies include:TriVirix Internationalhttp://www.nortechsys.com/market-solutions/medical-and-life-sciences.phpWorkbench Furniturehttp://www.workbenchbarbados.com/Standard Toolshttp://www.toolsusa.com/Investment Team:Robert G. Shepley, Jr., Managing General Partnerbob@gardcap.comKimberly Parsons, CFOkim@gardcap.comGeneva Corporationwww.genevacorporation.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketGeneva Corporation, headquartered in Greensboro, North Carolina, was founded by F. James Becher, Jr. in 1979, to acquire select value-added distribution companies. Since its inception, Geneva has acquired over 30 businesses, all 100% owned. These distribution companies represent manufacturers, including Allison transmissions, MTU, Detroit Diesel engines, GE Jenbacher, Kohler generators, Ditch Witch, John Deere and Pella. Preferred acquisition candidates will be in distribution, services or light manufacturing sectors, having operations in the Southeastern United States. The firm targets profitable businesses operating in the $25 - $100 million revenue range.

P.O. Box 18825 (27419) 8015 Piedmont Triad Pkwy.GreensboroNC27409336-275-9936336-274-4984

Portfolio companies include:Blue Streakhttp://www.imdb.com/title/tt0181316/Gentechttp://www.gentec-intl.com/VehiCare Fleet Maintenancehttp://www.vehicare.com/Covington Power Serviceshttp://covingtondiesel.com/Nixon Power Serviceshttp://www.nixonpower.com/Nixon Energy Solutionshttp://nixonenergy.com/Investment Team:F. James Becher, Jr., Chairman and CEOjbecher@genevacorporation.comRonald M. Stanley, Jr., Vice President and CFOPhilip D. Fowler, III, President and COOGolden Pine Ventures, LLCwww.goldenpineventures.comVCLife Sciences & HealthcareEarlyFounded 2004, Golden Pine Ventures is a venture capital company that is focused on discovering and developing exceedingly rare technologies which can form the basis of promising biotechnology and biomedical companies. The company seeks out exciting new breakthrough technologies in the Research Triangle Park region of North Carolina, as well as other select locations in the Southeast. The Chairman of Golden Pine, Peter Meldrum, is a Director of Myriad Genetics, a publicly-traded biopharmaceutical company. Prior to his time at Myriad, Meldrum was President and Chief Executive Officer of Founder's Fund, Inc., a venture capital group specializing in the biotechnology industry.

2530 Meridian Parkway, Suite 200DurhamNC27713919-806-4395

Portfolio companies include:Arcato Laboratorieshttp://arcatolabs.com/index.htmPique Therapeuticshttp://piquetherapeutics.com/Kylin Therapeuticshttp://www.kylintherapeutics.com/Exigent Pharmaceuticalshttp://www.techjournal.org/2009/02/exigent-pharmaceuticals-wants-to-beat-drug-resistant-bugs/Catena Pharmaceuticalshttp://www.catenapharma.com/Investment Team:Christopher S. Meldrum, Managing Directorcmeldrum@goldenpineventures.comPeter D. Meldrum, ChairmanJohn E. Hamer Ph.D., DirectorJames A. Severson Ph.D., DirectorHalifax Groupwww.thehalifaxgroup.comPEEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialTransportation & DistributionConsumer ProductsMiddle MarketHalifax was formed in January 1999 to capitalize on the rising number of opportunities for equity investments in small and mid cap companies, both public and private. The firm maintains offices in Dallas, Washington, D.C., and Raleigh-Durham. Halifax targets initial equity investments of between $10 million and $40 million in companies with total entity values of between $25 million and $100 million. The firm participates in Traditional Management Buyouts; Growth Capital Infusions; and Special Situations. Halifax currently has three primary areas of focus that fit its investment criteria: Infrastructure: water (collection, distribution and purification), environmental services and other infrastructure related services (e.g., power, transportation) and related product manufacturing; Health: outpatient services, pharmaceutical manufacturing, and clinical drug testing; and Wellness: natural and organic consumer products, manufacturing, private labeling, distribution and sourcing. The Halifax Group has also partnered to form Salem Halifax Capital Partners, which invests mezzanine debt in growing businesses with pre-tax operating profit between $2 million and $5 million. Salem Halifax will invest up to $6 million to bridge the gap between pure equity and senior bank financing. Halifax currently manages more than $500 million.

3605 Glenwood Avenue, Suite 490RaleighNC27612919-786-4420919-786-4428

Portfolio companies include:Aptiv Solutionshttp://www.aptivsolutions.com/K2 Industrial Serviceshttp://www.k2industrial.com/index.phpNutrition Psysiology Companyhttp://www.bovamine.com/PJ Unitedhttp://mypapajohns.com/IASIS Healthcarehttp://www.iasishealthcare.com/North American Videohttp://www.navcctv.com/Interim Healthcarehttp://www.interimhealthcare.com/Animal Supply Companyhttp://www.animalsupply.com/XLAhttp://www.xla.com/Service Champhttp://servicechamp.com/Investment Team:Michael T. Marshall, Chief Financial Officermmarshall@thehalifaxgroup.comBrent D. Williams, Managing Directorbwilliams@thehalifaxgroup.comKenneth M. Doyle, Managing Directorkdoyle@thehalifaxgroup.comDavid W. Dupree, Managing Director and Chief Executive Officerddupree@thehalifaxgroup.comScott S. Plumridge, Principalsplumridge@thehalifaxgroup.comChris Cathcart, Principalccathcart@thehalifaxgroup.comA. Thomas High, Jr., Controllerthigh@thehalifaxgroup.comDavid McGinnis, Tax Directordmcginnis@thehalifaxgroup.comScott R. Van Duinen, Principalsvanduinen@thehalifaxgroup.comHarbor Island Partners, LLChttp://harborislandpartners.comVCPEInformation TechnologyManufacturing & IndustrialBusiness ServicesTransportation & DistributionFinancial ServicesConsumer ProductsReal EstateMiddle MarketHarbor Island Equity Partners, LLC is an investment partnership affiliated with Harbor Island Partners, LLC a private equity investment company based in Wilmington, NC. The firm pursues a multi-strategy portfolio approach by providing patient, long term capital to a wide range of industries and real estate investments. The Harbor Island platform is flexible, ranging across the private equity spectrum from lower middle markets to growth capital for mature operating companies and special situations. The firm primarily invests in companies with annual revenues greater than $50 million and an annual EBITDA of up to $5 million. Harbor Island looks to invest $0.5 million to $10 million primarily in companies that are located in the Southeast and Mid-Atlantic region.

1508 Military Cutoff Road, Suite 201WilmingtonNC28403910-392-9800910-791-0453

Portfolio companies include:Basho Technologieshttp://basho.com/Coastal Bank & Trusthttps://coastalbankandtrust.synovus.com/nCinohttp://ncino.com/Envicor Enterpriseshttp://marketbrief.com/envicor-enterprises-llc/d/form-d/2011/11/29/9130728GCB Foodshttp://www.manta.com/c/mtvmxlm/gcb-foods-llcKornerstonehttp://kornerstonefunerals.com/Homewood Suiteshttp://homewoodsuites3.hilton.com/en/index.htmlSensory Analyticshttp://www.sensoryanalytics.com/Amulet Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28604788Wilmington Pharmaceuticalshttp://wilmingtonpharma.com/Mimosa Bayhttp://www.mimosabay.com/Investment Team:Chad A. Paul, III, Partnercpaul@harborislandpartners.comCarlos Parajon, Managing Partnercparajon@harborislandpartners.comWilliam H. Cameron, Senior AdvisorJon T. Vincent, Senior AdvisorHornet Capital, LLCwww.hornetcapital.comPEManufacturing & IndustrialMiddle MarketHornet Capital is an operating firm that acquires small manufacturing companies. The firm offers a combination of capital, professional management expertise, and proprietary information technology to improve operating performance and generate shareholder value. Hornet's mission is to level the playing field for small to midsize manufacturers and turn smaller companies into larger, efficient, well-managed and dominant competitors in their niche markets. Hornet is looking for companies with revenues from $2 to $50 million, located in the Midwest and Southeast, and looks to contribute an equity component of $100,000 to $2 million.

1090 W. Saint James St.TarboroNC27886866-485-8899 252-641-9866

Portfolio companies include:American Composites Engineeringhttp://www.qualityfrp.com/World Cat Power Catamaranshttp://www.worldcat.com/Glacier Bay Power Catamaranshttp://www.glacierbaycats.com/Investment Team: Andrew V. Brown, Chief Executive Officer/Chief Operating OfficerChristopher Brockway, Chief Technology Officercbrockway@hornetcapital.comIDEA Fund Partnerswww.ideafundpartners.comVCInformation TechnologyLife Sciences & HealthcareMedical DeviceSeedEarlyIDEA Fund Partners provides seed and early stage equity funding along with company building expertise to IT, materials technologies and medical device companies in North Carolina as well as the Southeast regions. One of the principle objectives of IDEA Fund Partners is to serve as a platform and catalyst for angel investors to re-enter the market. Currently, IDEA Fund Partners focuses on helping companies in the following areas: IT Software, IT Infrastructure, Materials Technologies, Medical Devices, and Biomedical Applications. Typical initial investments will range up from $100,000 to $750,000 in an initial investment, with a total of $1.5 million including follow-up rounds.

334 Blackwell Street, Suite B015DurhamNC27701919-808-4000

Portfolio companies include:Affinergyhttp://affinergy.com/BrightDoor Systemshttp://brightdoor.com/Oncoscopehttp://oncoscope.com/RadarFindhttp://www.teletracking.com/rtls/rtls_overview/Ziptronixhttp://www.ziptronix.com/iContacthttp://www.icontact.com/Motistahttp://www.motista.com/index.phpNextRayhttp://money.cnn.com/galleries/2009/smallbusiness/0904/gallery.startup_showdown_2009.smb/3.htmlSocial Solutionshttp://www.socialsolutions.com/StatSheethttp://statsheet.com/71lbshttp://www.71lbs.com/Argyle Socialhttp://argylesocial.com/Automated Insightshttp://automatedinsights.com/Axial Exchangehttp://axialexchange.com/Distil Networkshttp://www.distilnetworks.com/GradSavehttp://www.gradsave.com/homeSarda Technologieshttp://sardatech.com/Windsor Circlehttp://www.windsorcircle.com/Investment Team:David Rizzo, Venture Partnerdrizzo@ideafundpartners.comJohn Cambier, Managing Partnerjcambier@ideafundpartners.comLister Delgado, Managing Partnerldelgado@ideafundpartners.comRichard Fox, Venture Partnerrfox@ideafundpartners.comIncumed, Inc.www.incu-med.comILife Sciences & HealthcareMedical DeviceSeedIncumed is a fully integrated, medical device Incubator dedicated to the creation and development of novel medical products. Incumed is staffed with proven talent, equipped to manage product development programs from concept to clinical evaluation. Internal capabilities include: Seed Financing, Intellectual property development, Computer aided product design and solid modeling, Rapid CAM/CNC design iteration and prototyping, Bioabsorbable polymer injection molding, Pre-clinical test systems to support FDA submissions, Proof of design evaluation, and Exit strategy development and implementation. Seed financing for IncuMED companies is provided by The Vertical Group, a venture capital firm based in Summit, New Jersey and Palo Alto. IncuMED can secure additional outside financing from other sources for opportunities with significant value.

5475 Lumley Road, Suite 105DurhamNC27703919-957-8686919-957-9696

Tenant companies include:N/Ahttp://www.na.org/Management Team:Dennis McDevitt, Founder and Presidentdmcdevitt@incu-med.comVincent P. Novak, Vice Presidentvnovak@incu-med.comIntel Capitalhttp://www.intelcapital.com/CVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorStorage & HardwareEarlyIntel Capital, Intel's strategic investment program, is one of the largest global corporate venture programs in the world. Its mission is to make and manage financially attractive investments that support Intel's strategic objectives. Since 1991, Intel Capital has invested more than $10.8 billion in approximately 1,250 companies in more than 54 countries. In that timeframe, 200 portfolio companies have gone public on various exchanges around the world and 300 were acquired or participated in a merger. Intel Capital is stage agnostic.

Horizon 1110 Horizon Drive, Suite 300RaleighNC27615919-678-2890919-678-2819

Portfolio companies include:Kinaxishttp://www.kinaxis.com/NexPlanarhttp://nexplanar.com/InnoPath Softwarehttp://www.innopath.com/Mobicomhttp://www.sigmobile.org/mobicom/2011/WaveMarkethttp://www.locationlabs.com/Avnera Corporationhttp://www.avnera.com/BlackArrowhttp://www.blackarrow.tv/Delivery Agenthttp://www.deliveryagent.com/Enviviohttp://www.envivio.com/HealthiNationhttp://www.healthination.com/iControl Networkshttp://www.icontrol.com/K2 Networkhttp://en.wikipedia.org/wiki/K2_NetworkPalermohttp://en.wikipedia.org/wiki/PalermoAdaptive Computinghttp://www.adaptivecomputing.com/Adaptive Mobilehttp://www.adaptivemobile.com/AreoScouthttp://aeroscout.com/Agiliancehttp://www.agiliance.com/Astria Semiconductorhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=62694364Brainlabhttp://www.brainlab.com/BridgeWave Communicationshttp://www.bridgewave.com/CollabNethttp://www.collab.net/Fortemediahttp://www.fortemedia.com/Fulcrum Microsystemshttp://www.fulcrummicro.com/Gaikaihttp://www.gaikai.com/Green Packethttp://www.greenpacket.com/Grono.nethttp://grono.net.pl/GulfNet Co.http://www.gulfnet.com.kw/Hubspanhttp://www.hubspan.com/IBAHN Corporationhttp://www.ibahn.com/Intrasoft Technologieshttp://www.itlindia.com/InVisage Technologieshttp://invisageinc.com/mFormation Technologieshttp://www.mformation.com/Miaxis Biometricshttp://www.miaxis.net/Neovia Telecommunicacohttp://www.neovia.net.br/v1/canal/index.php?c=3OpenPeakhttp://www.openpeak.com/OpSourcehttp://www.opsource.net/Peregrine Semiconductorhttp://peregrine-semi.com/Pulse technologieshttp://pulsetechnologies.com/Punchbowl Softwarehttp://www.punchbowl.com/corporate/Surface Logixhttp://surfacelogix.net/VMAX Telecom Co.http://www.wimaxforum.org/about/members/vmax-telecom-co-ltdWortalhttp://wortalinc.com/WSO2http://wso2.com/Yatra Onlinehttp://us.yatra.com/us/index.htmlZend Technologieshttp://www.zend.com/Zinitixhttp://zinitix.com/Sprinklrhttp://www.sprinklr.com/RocketOZhttp://rocketoz.com/Hungama.comhttp://www.hungama.com/Fortumohttp://fortumo.com/Eruditorhttp://www.eruditor.com/Elastic Boxhttp://www.elasticbox.com/E la Carte, Inc.http://elacarte.com/Investment Team:Mark Rostick, Director, Strategic Investmentsmark.e.rostick@intel.comIntersouth Partnerswww.intersouth.comVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorLife Sciences & HealthcareMedical DeviceAgriculture & Agricultural ScienceEarlyFounded in 1985, Intersouth manages $780 million in seven venture capital limited partnerships, making this fund the largest venture capital fund in North Carolina and one of the largest in the Southeast. Intersouth Partners is a regionally focused venture fund with an emphasis on Research Triangle Park, NC, and the corridor between Baltimore and Florida. The firm's preference is to participate in the first institutional round of a company with an initial investment between $500,000 and $6,000,000. Intersouth also takes a leadership role in subsequent financings, planning for an average total investment in a single company of $12,000,000 through all rounds of financing. The firm's industry focus includes: Life Sciences (biopharmaceuticals, medical devices, agricultural biotechnology and biomaterials); and Information Technology (software, semiconductor, communications, security). Specifically, Intersouth does not consider deals in the following industries: airline, apparel, broadcasting, consumer product, entertainment, industrial, manufacturing, oil & gas, publishing, real estate or restaurant.

406 Blackwell Road, Suite 200DurhamNC27701919-493-6640919-493-6649

Portfolio companies include:Row Sham Bowhttp://www.rowshambow.com/simplicityMDhttp://community.beliefnet.com/simplicitymdAccipiterhttp://www.moduslink.com/CallMinerhttp://www.callminer.com/index.htmInvoiceLinkhttps://www.clsinvoicelink.inmar.com/Digital Opticshttp://digitaloptics.net/Extensibilityhttp://www.tibco.com/6 Fusionhttp://www.6fusion.com/ABT Molecular Imaginghttp://advancedbiomarker.com/Accordant Health Systemshttp://www.accordant.net/services.shtmlAdaptivityhttp://www.adaptivity.com/Advanced Animal Diagnosticshttp://advancedanimaldiagnostics.com/Aldagenhttp://www.aldagen.com/Alimera Scienceshttp://www.alimerasciences.com/Applied Genetic Technologies Corporationhttp://www.agtc.com/Argos Therapeuticshttp://www.argostherapeutics.com/Arsenal Medicalhttp://www.arsenalmedical.com/Athenixhttp://www.athenixcorp.com/Biolex Therapeuticshttp://www.biolex.com/Bright Hubhttp://www.brighthub.com/Burl Softwarehttp://burlsoftware.com/Calibra Medicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26988308Cempra Pharmaceuticalshttp://www.cempra.com/Clarabridgehttp://www.clarabridge.com/Comstock Systems Corporationhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=767297Covelight Systemshttp://www.radware.com/content/products/inflight/default.aspDigtial Opticshttp://digitaloptics.net/Encellehttp://islet.org/19.htmEsanexhttp://www.neospark.com/AnimalHealth/Poultry/FeedSupplements/Powders/Poultry-feed-growth-nonantibiotic-Esanex.htmHexaTechhttp://hexatechinc.com/Infoglide Softwarehttp://www.infoglide.com/Insmedhttp://www.insmed.com/Inspire Pharmaceuticalshttp://www.merck.com/inspirepharm/Integrated Silicon Systemshttp://www.sis.com/KAI Pharmaceuticalshttp://kaipharmaceuticals.com/LOC-AIDhttp://www.loc-aid.com/Marathonhttp://en.wikipedia.org/wiki/MarathonMaxCytehttp://www.maxcyte.com/MicroCHIPShttp://www.mchips.com/nContact Surgicalhttp://www.ncontact.us/Neolinearhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=31947New River Innovationhttp://www.newriverinnovation.com/Nitronexhttp://nitronex.com/NovaMin Technologyhttp://www.intersouth.com/portfolios/novamin-technologynTouch Researchhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=32274OpenSite Technologieshttp://www.intersouth.com/portfolios/success/opensite-technologiesOverture Networkshttp://www.overturenetworks.com/Paradigm Geneticshttp://www.intersouth.com/portfolios/success/paradigm-geneticsPeopleMatterhttp://peoplematter.com/PharmaNeticshttp://www.pointofcare.net/vendors/pharmanetics.htmProteon Therapeuticshttp://www.proteontherapeutics.com/Sciquesthttp://www.sciquest.com/Sempriushttp://www.semprius.com/Sentillionhttp://www.microsoft.com/en-us/microsofthealth/default.aspxSerenexhttp://www.nature.com/bioent/startup/042005/full/bioent856.htmlSmartPathhttp://honeywellsmartpath.com/Sphinx Pharmaceuticalshttp://www.sphinx.co.ke/SunPharm Corporationhttp://www.icongrouponline.com/pr/SunPharm_Corporation_US/PR.htmlTrancept Systemshttp://www.dotcsw.com/trancept.htmlTransEnterixhttp://www.transenterix.com/UOL Publishinghttp://www2.prnewswire.com/cgi-bin/stories.pl?ACCT=104&STORY=/www/story/07-12-1999/0000979598&EDATE=Viamet Pharmaceuticalshttp://www.viamet.com/Zenosshttp://www.zenoss.com/Zenph Sound Innovationshttp://www.zenph.com/Ziptronixhttp://www.ziptronix.com/Investment Team:Dennis J. Dougherty, General Partnerdennis@intersouth.comMitch Mumma, General Partnermitch@intersouth.comJohn Glushik, Partnerjohn@intersouth.comPhil Tracy, Life Sciences Venture Partnerphil@intersouth.comKatrin Burt, Venture PartnerKatrin@intersouth.comRichard Kent, M.D.rick@intersouth.comJames Rosen, Venture Partnerjames@intersouth.comKenan-Flagler Private Equity Fundwww.kfpefund.comVCPEFOFInformation TechnologyLife Sciences & HealthcareBusiness ServicesEarlyMiddle MarketThe Kenan-Flagler Private Equity Fund is a student-run fund with more than $4.4 million of committed capital under management. The fund launched in 2007 and is the first and only student-run fund associated with a leading U.S. business school that seeks to provide real returns to its limited partners. The management team is comprised of 7 Kenan-Flagler students: 4 second-year MBAs and 3 senior BSBAs. All students serve a 3 semester term with the program. The Fund seeks to invest in a mix of buyout, mezzanine debt, growth capital and venture capital deals, all sourced through the fund's LPs and the network of UNC Kenan-Flagler alums that are active private equity professionals. In addition to its own portfolio of companies, KFBSF Private Equity Fund I, L.P. has made a strategic investment in Halifax Fund II. The Halifax Group is a leading private equity fund which invests in lower middle-market businesses across a variety of industries including healthcare, infrastructure, and business services. The Fund typically invests $50,000 to $200,000 in syndication with leading investment funds, with no investment exceeding 20% of committed capital. The KFBS PE Fund has made investments in 26 portfolio companies, exited 5, and received 5 dividend recapitalizations.

Campus Box 3440, The Kenan CenterChapel HillNC25799-3440919-843-5482919-843-9178

Portfolio companies include:APEX Analytixhttp://www.apexanalytix.com/Apollo Investmenthttp://www.apolloic.com/Autocrat Premium Coffeehttp://www.autocrat.com/Carolina Beer & Beveragehttp://carolinabeveragegroup.com/Carolina_Beverage/Home/Clearside Biomedicalhttp://clearsidebio.com/Delegate Advisorshttp://www.kfpefund.com/index.php/i/delegate_advisors/National Clinical Researchhttp://www.ncrinc.net/Hampton Roads Center for Clinical Researchhttp://find.hamptonroads.com/hampton-roads-center-for-clinical-research-norfolk-va.htmliRhythmhttp://irhythmtech.com/TransEnterixhttp://www.transenterix.com/Revolution Dancewearhttp://www.revolutiondance.com/Service Champhttp://servicechamp.com/Animal Supplyhttp://www.animalsupply.com/PolyPipehttp://www.polypipeinc.com/PJ Unitedhttp://mypapajohns.com/North American Videohttp://www.navcctv.com/Nutrition Physiologyhttp://www.bovamine.com/Jacob Ashhttp://www.jacobash.com/Sharecarehttp://www.sharecare.com/Investment Team:Jeff Bicksler, CEO and DirectorGeorge Vincent, Managing DirectorSagar Rathie, Managing DirectorGeordy Johnson, Managing DirectorJames Boyd, DirectorNishant Vempati, DirectorTim Stefanou, DirectorTy Colpini, DirectorKian Capitalwww.kiancapital.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketKian Capital is a private investment firm focused on making mezzanine and equity co-investments in lower middle market companies. Kian employs a flexible investment strategy that encompasses a wide range of transaction types, structures and industries. The firm's investment size ranges from $3 million to $15 million, targeting companies with revenues of $15 million to $150 million with EBITDA of $2 million to $15 million. Industries of interest include Business Services, Distribution / Logistics, Healthcare services, and Niche manufacturing.

4720 Piedmont Row DriveOne Piedmont Center, Suite 421CharlotteNC28210704-943-2500704-943-4457

(Atlanta Office)2970 Peachtree Rd., NWBuckhead Centre, Suite 510AtlantaGA30305678-296-4092678-705-9940Portfolio companies include:N/AN/AInvestment Team:Rick Cravey, Partnerrcravey@kiancapital.comKevin McCarthy, Partnerkmccarthy@kiancapital.comCharlie Edmondson, CFOcedmondson@kiancapital.comMatt Levenson, Principalmlevenson@kiancapital.comLaunchBox Digitalwww.launchboxdigital.comIInformation TechnologySoftware & InternetSeedLaunchBox Digital is a seed-stage investment program helping entrepreneurs maximize their chance of success through hands-on mentorship. Once a year, LaunchBox selects 7-10 teams out of hundreds of applications to participate in LaunchBox. These teams receive up to $20,000 per company in exchange for 6% of the common stock in the company. Deal terms also incorporate warrants providing LaunchBox Digital an option to invest up to a pre-determined amount at the conclusion of LaunchBox10 at a pre-determined valuation. Selected companies receive three months of support services, mentorship, and participation in Demo Day: a chance to pitch to over 100 venture capitalists and angel investors at the conclusion of the program. Seventeen companies participated in LaunchBox Digital's first two summer accelerator programs, LaunchBox08 and LaunchBox09. The majority of these companies have gone on to raise additional financing in a very challenging market for early-stage capital.

DurhamNC

Portfolio companies include:myZamanahttp://myzamana.com/HealthEMehttp://www.myhealtheme.com/KeonaHealthhttp://keonahealth.com/Leaguescapehttp://www.facebook.com/leaguescapeSpring Metricshttp://www.springmetrics.com/Slipstreamhttp://www.candystand.com/play/slipstreamCityPocketshttp://www.citypockets.com/Social Collectivehttp://www.social-collective.com/TapMetricshttp://tapmetrics.com/Unblabhttp://unblab.com/KeepFuhttp://keefecommissary.net/Bandsintownhttp://www.bandsintown.com/Legal Riverhttp://www.legalriver.com/Keen Guideshttp://www.keenguides.com/SEC Watchhttp://marketbrief.com/?secwatchPlayHavenhttp://www.playhaven.com/mpowerplayerhttp://en.wikipedia.org/wiki/MpowerplayerHeekyahttp://www.heekya.com/Koofers.comhttp://www.koofers.com/JamLegendhttp://www.jamlegend.com/MyGameMughttp://www.playhaven.com/ShareMemehttp://sharememe.com/Zadbyhttp://www.siteworx.com/Razumehttp://www.razume.com/AppTaphttp://www.apptap.com/Keen Guideshttp://www.inc.com/magazine/20101201/elevator-pitch-keen-guides.htmlInvestment Team:John McKinleyjohn@launchboxdigital.comMark McDowellmark@launchboxdigital.comMatthew Jacobsonmatt@launchboxdigital.comSteve LernerLee Bucklee@launchboxdigital.comMorgan Creek Capital Managementwww.morgancreekcap.comVCInformation TechnologyEarlyMorgan Creek Capital Management, LLC is a SEC-registered investment adviser providing investment management services to institutions and wealthy families. The firm provides a customized investment solution to clients in need of a targeted investment program, as well as discretionary strategies to assist clients in building investment programs based on the University Endowment Model. Private Equity is one of the firm's investment strategies. Morgan Creek has 64 employees in offices around the world, including 28 investment professionals. Headquarters are located in Chapel Hill, North Carolina and there are offices in New York, Shanghai and Singapore.

301 West Barbee Chapel Road, Suite 200Chapel HillNC27517919-933-4004919-933-4048

Portfolio companies include:Illumitexhttp://www.illumitex.com/Sempriushttp://www.semprius.com/Investment Team:Mark W. Yusko, Chief Executive Officer and Chief Investment Officermyusko@morgancreekcap.comMike Hennessy, Managing Directormhennessy@morgancreekcap.comGreg Bohlen, Managing Director (Venture Capital)Daniel J. Kingston CFA, Managing DirectorMark Morris, Managing Director (Public Investments)NC IDEAwww.ncidea.orgVCInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareMedical DeviceSeedEarlyFounded in 2005, and formerly known as MCNC Ventures, NC IDEA assists entrepreneurial companies with seed and early stage funding through traditional venture capital, as well as pre-venture stage funding via its grants program. NC IDEA focuses on helping companies in the following areas: information technology, medical diagnostics and devices, material sciences, and green technologies. For earlier-stage investments, NC IDEA will seek a position on the company's board of directors. For later-stage investments, the firm will seek a board seat or observer rights to board meetings. NC IDEA will focus its investment resources primarily on companies headquartered or operating within the state of North Carolina. NC IDEA awards selected projects an amount of up to $50,000.

334 Blackwell Street, Suite B-015DurhamNC27701919-941-5600919-941-5630

Portfolio companies include:Sarda Technologyhttp://sardatech.com/mailVUhttp://mailvu.com/NanoForgehttp://nanoforge.com/BoostSuitehttp://www.boostsuite.com/HEALTHeMEhttp://www.myhealtheme.com/PowerChalkhttp://www.powerchalk.com/RemedEasehttp://www.remedease.com/Scion NeuroStimhttp://investing.businessweek.com/research/stocks/private/people.asp?privcapId=118218544Spring Metricshttp://www.springmetrics.com/BioShape Solutionshttp://www.bioshapesolutions.com/The Coaching Markhttp://markthecoach.co.uk/Cooperative Entertainmenthttp://www.entertainmentcooperative.com/Open Connecthttp://oc.com/Patagonia Healthhttp://patagoniahealth.com/Arcametrics Systemshttp://www.arcametrics.com/Lucerno Dynamicshttp://lucernodynamics.com/MEFIVERhttp://signup.mefiver.com/PopUphttp://www.popuptest.com/ArchiveSocialhttp://archivesocial.com/DealCloudhttp://www.dealcloud.com/Gema Touchhttps://itunes.apple.com/us/app/gema/id492008270?mt=8Impulsonichttp://www.linkedin.com/directory/companies/i49.htmlMotaavihttp://pandodaily.com/2012/03/27/a-startup-goes-to-washington-how-motaavi-lobbied-for-its-right-to-survive/Investment Team:David P. Rizzo, President and Chief Executive Officerdrizzo@ncidea.orgAndrea Cook, Grants Program Manageracook@ncidea.orgNC State Technology Incubatorhttp://techincubator.ncsu.eduIInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareSeedThe NC State Technology Incubator offers a collaborative blend of services and resources for the innovative entrepreneur. Entrepreneurs with products as diverse as specialized mold cultures, telecommunications applications, and biotechnology breakthroughs call the Incubator their temporary home as they work toward commercializing their products and processes. The NC State Technology Incubator includes 18 individual Class A offices plus 10 wet chemistry laboratories. Total floor space is approximately 14,000 sq. ft. The incubator offers access to business planning and financial advice, as well as access to resident corporate and patent attorneys.

NC State University, Campus Box 72681017 Main Campus Drive, Suite 2300 RaleighNC27606919-515-0766 919-515-0767

Tenant companies include:Telos MedTechhttp://www.manta.com/c/mtgzv4m/telos-medtech-llcLigamarhttp://ligamar.com/First Choice Labshttp://firstchoicelabsusa.com/Alera Labshttp://www.aleralabs.com/3Fhttp://3fbc.com/ImmunoReagentshttp://www.immunoreagents.com/Land Trust Alliancehttp://www.landtrustalliance.org/Able SoftSystemshttp://ablesoftsystems.com/Agile Scienceshttp://agilesci.com/Appealing Productshttp://appealingproducts.com/ArcLight Wirelesshttp://arclightwireless.com/Baron Advanced Meteorological Systemshttps://www.baronservices.com/ClearConnexhttp://clearconnex.com/Corsair EDAhttp://corsair-eda.com/ImmunoReagentshttp://www.immunoreagents.com/Premitechttp://www.premitec.com/Real-time by Designhttp://www.realtimebydesign.com/index.htmSisu Chemicalshttp://sisuchem.com/Venganzahttp://www.venganza.org/WISERsystemshttp://wiser.nlm.nih.gov/First Analyticshttp://www.firstanalytics.com/Land Trust Alliancehttp://www.landtrustalliance.org/Physical Devices, LLChttp://www.manta.com/c/mm8y6dc/physical-medicine-devicesManagement Team:Ashley Hudson, Managerashley_hudson@ncsu.eduNDIwww.ndimedical.comVCLife Sciences & HealthcareMedical DeviceSeedEarlyFounded in 2002, NDI is a leading venture capital and commercialization firm that focuses on innovative neurodevice technologies to address significant unmet health conditions. NDI leverages its platform of innovative technologies to commercialize an extensive pipeline of neurotech opportunities, creating high-growth portfolio companies. NDI is focused on investing in and developing products in the neurodevices sector, which consists of medical devices, stimulators, surgical equipment and software to treat illnesses of the brain and nervous system. In April 2008, NDI sold its first portfolio company to Medtronic Inc. for $42 million, returning over 150 times the original investment back to investors. NDI is headquartered in Cleveland, Ohio and has offices in North Carolina and Minnesota.

308 W. Rosemary StreetChapel HillNC27516919-928-8005919-928-8006

Portfolio companies include:MEDSTIMhttp://medstim.com/Checkpoint Surgicalhttp://checkpointsurgical.com/SPR Therapeuticshttp://www.sprtherapeutics.com/Investment Team:Geoffrey B. Thrope, Founder and Managing Directorgthrope@ndimedical.comMarilyn Eisele, Vice President of Finance and CFOMaria Bennett, Vice President of Clinical Affairsmbennett@ndimedical.comLeonard M. Cosentino, Managing Directorlcosentino@ndimedical.comRobert Strother, Vice President of Engineering and Chief Technology Officerbstrother@ndimedical.comJulie Grill, Vice President of Regulatory Affairs and Quality SystemsMark Stultz, Vice President for Market DevelopmentNovaQuest Capital Managementwww.nqcapital.comVCLife Sciences & HealthcareExpansionNovaQuest Capital Management manages private equity and other investments in the global biopharmaceutical sector, where its principal focus is investing in late-stage clinical assets and commercial phase biopharmaceutical products. NovaQuest contracts with global biopharmaceutical corporations to invest side-by-side in their most strategic development and commercialization programs. The NovaQuest team began their work together in 2000 as the staff of a key investment group within Quintiles Transnational Corp. The firm recently raised $244.1 million for Novaquest Pharma Opportunities Fund III.

4208 Six Forks RoadRaleighNC27609919-459-8620

Portfolio companies include:Revance Therapeuticshttp://www.revance.com/PreCision Dermatologyhttp://www.precisionderm.com/Investment Team:Ron Wooten, Managing PartnerJohn Bradley, Senior PartnerWilliam Robb, PartnerJonathan Tunnicliffe, PartnerRobert Hester, Chief Financial OfficerMichael Bologna, PrincipalMatt Bullard, PrincipalBryan Mills, ControllerDaisuke Makino, PrincipalNussbaum Center for Entrepreneurshipwww.nussbaumcfe.comIInformation TechnologySeedFounded in 1987 in Revolution Mill, formerly a Cone Mills factory building, The Nussbaum Center for Entrepreneurship is a private non-profit corporation. The firm's mission is to enhance economic development in Greensboro and the surrounding area. To accomplish this, the NCFE operates a business incubator located in the heart of Greensboro, designed to support non-retail, new or emerging businesses. The Center provides modestly priced office and light manufacturing space along with shared support services such as business counseling, a receptionist, copier, fax, mail boxes, and data entry. The center has graduated over 130 businesses. Currently the Center serves 34 companies, with a very diverse ownership. 63% of the companies are minority owned, with over 40% being owned by women, and 27% being African-American owned.

1451 South Elm Eugene StreetGreensboroNC27406336-379-5001336-256-9220

Tenant companies include:Tekmar Solutionshttp://tekmarsolutions.com/Utopia's Edgehttp://utopiasedge.com/Cari Chee Photographyhttp://www.carisachee.com/Fabio Camara Photography and RPMhttp://www.nussbaumcfe.com/our-associates/J. Harris Photography and Designhttp://jharrisphotography.net/?load=htmlMatt Carlson Photographyhttp://www.mattcarlsonphoto.com/Stacey Haines Photographyhttp://www.staceyhaines.com/Waste Disposal Solutionshttp://wastedisposalsolutions.com/Materials Handling Enterpriseshttp://mhe-usa.com/New Growth Presshttp://newgrowthpress.com/Sanmarkhttp://www.sanmarkltd.com/Waterrahttp://www.waterra.com/American Language Academyhttp://www.ala-usa.com/Greensboro Online Tutoringhttp://www.magicyellow.com/category/Tutoring/Greensboro_NC.htmlGTCC Small Business Centerhttp://www.gtcc.edu/the-center-for-business-and-industry/small-business-center-(sbc).aspxPriority Nursing Serviceshttp://prioritynursing.net/Small Business Technology Development Centerhttp://www.sbtdc.org/Always Best Care Senior Serviceshttp://www.alwaysbestcare.com/Clear View Endoscopyhttp://clearviewendoscopy.com/Communication Is Keyhttp://www.commiskey.biz/Crestbrook Rehabilitationhttp://www.ourparents.com/california/norwalk/crestbrook_guest_homeFreedom Healthcarehttp://freedomhealth.com/Medical Justice Serviceshttp://www.medicaljustice.com/Professional Rehabilitation Consultantshttp://prorehabconsultants.com/Wellness Firsthttp://www.wellnessfirstcenter.com/Bonaventure Co.http://www.bonaventure.com/Survival Skills Education and Developmenthttp://ssed.org/MTS Gourmethttp://mtsgourmet.com/wheretobuy.htmlTriad One Stop Insurershttp://onestopins4u.com/Enok Ho Le Accountant and Tax Consultanthttp://www.nussbaumcfe.com/our-associates/Firelacehttp://en.wikipedia.org/wiki/FireplaceG W King Propertieshttp://www.manta.com/c/mtm7hm9/g-w-king-propertiesHackorth Lawhttp://hackworthlawoffice.com/Herndon Insurance Grouphttp://herndoninsurancegroup.com/Default.aspxHill & Associateshttp://www.hill-associates.com/HR for Uhttp://www.hr-4u.com/SCOREhttp://www.score.org/Shared Office Solutionshttp://www.manta.com/c/mtm0y19/shared-office-solutionsShermin Ata Architecturehttp://www.nussbaumcfe.com/our-associates/?mode=detail&a=121Advantec Information Systemshttp://advantecis.com/BigMachineshttp://www.bigmachines.com/Sidco Technologieshttp://sidcops.com/SPI Software Solutionshttp://spisoftwaresolutions.net/STA Technologieshttp://statechnologies.com/Zenergy Technologieshttp://www.zenergytechnologies.com/Management Team:Sam Funchess, President, CEOdirector@nussbaumcfe.comClay Howard, Associate Development ManagerPamlico Capitalwww.pamlicocapital.comPECommunications & NetworkingLife Sciences & HealthcareBusiness ServicesMiddle MarketPamlico Capital was founded in 1988 as the principal investing arm of First Union and later Wachovia. Today, Pamlico is funded by a number of significant institutional investors, including AlpInvest, GE Capital, Goldman Sachs, HarbourVest, Lexington Partners, Partners Group and Wells Fargo. Operating out of Charlotte, NC, the firm has 15 investment professionals and a leadership team that has been with the firm since its inception in 1988. Pamlico seeks to make growth equity and buyout investments of between $25 million and $75 million per transaction, alongside proven management teams within its target industries: Business & Technology Services, Communications, and Healthcare. The firm currently manages over $2 billion on behalf of its existing limited partners, including significant available capital for new investments. The partners are currently investing out of Pamlico Capital II, a $1.1 billion fund.

150 North College Street, Suite 2400CharlotteNC28202704-414-7150

Portfolio companies include:Securadyne Systemshttp://www.homesecuritystore.com/T2 Systemshttp://t2systems.com/Ruth's Chris Steak Househttp://www.ruthschris.com/LocationsBloomington Broadcastinghttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=25652James River Specialtyhttp://jamesriverins.com/Clearlink Technologieshttp://www.clearlink.com/Coastal Drilling Companyhttp://coastaldrilling.com/GreatAmerica Leasinghttp://www.greatamerica.com/Integrated Broadband Serviceshttp://www.ibbs.com/Open Solutionshttp://www.opensolutions.com/home.aspxTMW Systemshttp://www.tmwsystems.com/ATX Networks Holdingshttp://www.broadviewnet.com/BVN/Default.aspHosting.comhttp://www.hosting.com/Lightower Fiber Networkshttp://www.lightower.com/NewWave Communicationshttp://www.newwavecom.com/Grupo Corprativo Onohttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=9820045Three Eagles Communicationshttp://www.threeeagles.com/Univision Communicationshttp://corporate.univision.com/Biomethttp://www.biomet.com/regions/northAmerica/unitedStates.cfmGreenway Medical Technologieshttp://www.greenwaymedical.com/Prometheus Labshttp://prometheuslabs.com/US RadioSurgeryhttp://www.usradiosurgery.com/TekLinkshttp://teklinks.com/Secure-24http://www.secure-24.com/HealthcareFirsthttp://www.healthcarefirst.com/Investment Team:Scott Perper, Managing Partnerscott.perper@pamlicocapital.comFrederick Eubank II, Managing Partnereric.eubank@pamlicocapital.comL. Watts Hamrick III, Managing Partnerwatts.hamrick@pamlicocapital.comScott R. Stevens, Partnerscott.stevens@pamlicocapital.comArthur Roselle, Partnerart.roselle@pamlicocapital.comWalker C Simmons, Partnerwalker.simmons@pamlicocapital.comEric J. Wilkins Principaleric.wilkins@pamlicocapital.comStuart M. Christhilf, IV Principalstuart.christhilf@pamlicocapital.comR. Scott Glass, Jr., Vice Presidentscott.glass@pamlicocapital.comPappas Ventureswww.pappasventures.comVCLife Sciences & HealthcareMedical DeviceSeedEarlyGrowthExpansionPappas Ventures is a life sciences venture capital firm located in the Research Triangle area of North Carolina. Since 1994 the firm has been investing in and nurturing promising young companies. Pappas has $350 million in capital under management and has invested in more than 50 portfolio companies throughout the United States. The firm invests exclusively in the life sciences sector: biotechnology, biopharmaceuticals, specialty pharmaceuticals, drug delivery, and medical devices. Pappas Ventures invests a substantial portion (about half) of its capital in early-stage companies that have yet to begin testing their products in clinical trials. Pappas invests the other half in companies whose lead products are at the Phase 1 or Phase 2 stage of development. Investment size ranges from $100,000 in a seed deal to as much as $6 million in a later-stage mezzanine transaction.

2520 Meridian Parkway, Suite 400DurhamNC27713

(Mailing Address)P. O. Box 110287Research Triangle ParkNC27709919-998-3300919-998-3301Portfolio companies include:UltraGenyx Pharmaceuticalhttp://ultragenyx.com/Tesarohttp://tesarobio.com/LipoSciencehttp://www.liposcience.com/Afferent Pharmaceuticalshttp://www.afferentpharma.com/CeNeRx BioPharmahttp://cenerx.com/Syndax Pharmaceuticalshttp://www.syndax.com/about.aspxAchillion Pharmaceuticalshttp://www.achillion.com/Athersyshttp://www.athersys.com/BaroSensehttp://barosense.com/Bayhill Therapeuticshttp://www.bayhilltx.com/BrainCellshttp://www.braincellsinc.com/CardioDxhttp://www.cardiodx.com/Chimerixhttp://www.chimerix.com/CoLucid Pharmaceuticalshttp://www.colucid.com/Gentishttp://www.gentisinc.com/Liquidia Technologieshttp://www.liquidia.com/Marina Biotechhttp://www.marinabio.com/MethylGenehttp://methylgene.com/Optherionhttp://optherion.com/Selventahttp://selventa.com/Sensys Medicalhttp://www.diabetesnet.com/diabetes-technology/meters-monitors/future-meters-monitors/sensys-medicalTyRxhttp://www.tyrx.com/Anthera Pharmaceuticalshttp://anthera.com/Balance Therapeuticshttp://www.southshoreneurologic.com/balance-therapeutics.phpIlluminOsss Medicalhttp://illuminoss.com/Lumena Pharmaceuticalshttp://www.lumenapharma.com/Milestone Pharmaceuticalshttp://milestonepharma.com/Thrasos Therapeuticshttp://thrasos.com/Investment Team: Arthur M. Pappas, Managing Partnerapappas@ampappas.comEric W. Linsley, Managing Partnerelinsley@ampappas.comFord S. Worthy, JD, Partnerfworthy@ampappas.comScott Weiner, Transactional PartnerParadox Capital Partners, LLChttp://paradoxcapitalpartners.comPEManufacturing & IndustrialBusiness ServicesMiddle MarketFounded in 2008, Paradox Capital Partners is an "award-winning" capital provider that specializes in intellectual property-based loans, second lien loans, and mezzanine investments for middle-market companies.

519 South St.DavidsonNC28036-8062704-947-8635

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Ed Meintzer, Executive Managing Director, 704-562-8112emeintzer@paradoxcapitalpartners.comPiedmont Angel Network (PAN)www.piedmontangelnetwork.comAInformation TechnologySeedEarlyPiedmont Angel Network (PAN) invests in seed and early stage companies with significant growth potential in the Piedmont area of North Carolina and secondarily in other regions of NC, South Carolina, and Virginia. PAN likes to invest in businesses that are addressing large and significant problems and has invested in 23 companies since 2002 with a primary focus on the life science, technology, software, and advanced materials fields . Although this is the preferred sector, businesses do not have to be technology based as long as the problems are sizeable and the markets large. Large markets include businesses with a national or international scope with at least $50 to $100 million in annual revenues. The first investment can be between $250,000 and $350,000 with possible add-ons from individual PAN members or other investors.

243 S. Marshall StreetWinston-SalemNC27101336-749-1012336-235-0943

Portfolio companies include:ClearEdge3Dhttp://www.clearedge3d.com/Phthisis Diagnosticshttp://phthisisdiagnostics.com/Kucera Pharmaceuticalshttp://kucerapharma.com/Batanga.comhttp://www.batanga.com/en/Aldagenhttp://www.aldagen.com/ContraVachttp://www.spermcheck.com/Arbovaxhttp://www.arbovax.com/Sensory Analyticshttp://www.sensoryanalytics.com/Sandbox Learninghttp://www.sandbox-learning.com/Piedmont Pharmaceuticalshttp://www.piedmontpharma.com/AvidXchangehttps://login.avidxchange.net/Southeast TechInventureshttp://www.southeasttechinventures.com/index.phpRaw Essentialshttp://www.rawessentials.com/Protochipshttp://www.protochips.com/en/technology.htmlPique Therapeuticshttp://piquetherapeutics.com/Merscomhttp://www.playdom.com/Extend Energyhttp://extendenergy.com/Bioptigenhttp://www.bioptigen.com/Virtual Race Bagshttp://www.virtualracebags.com/SpermCheckhttp://www.spermcheck.com/Optivia Medicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28955829Investment Team:Lou Anne Flanders-Stec, PAN One Fund Executivelafstec@piedmontangelnetwork.comTony Knauss, PAN Two Fund Executivetknauss@piedmontangelnetwork.comAndy Dreyfuss, PAN Three Fund Executiveadreyfuss@piedmontangelnetwork.comPlexus Capitalwww.plexuscap.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsMiddle MarketPlexus Capital provides growth capital to middle market companies through investments in subordinated debt and equity securities. Founded in 2005, Plexus Capital has approximately $550 million under management across three funds with offices in Charlotte and Raleigh, NC and seeks investment opportunities throughout the Mid-Atlantic and Southeast. Plexus targets opportunities in Business Services, Consumer Services, Manufacturing, Healthcare related, and Value-Add Distribution. The typical company in which Plexus invests has maximum annual revenue of $100 million and EBITDA of up to $20 million. Investment size ranges from $3 million to $10 million. Plexus is currently investing out of Plexus Fund II - a $175 million fund.

200 Providence Road, Suite 210CharlotteNC28207704-927-6245704-927-6255

(Raleigh Office)4601 Six Forks Road, Suite 528RaleighNC27609919-256-6340919-256-6350Portfolio companies include:Ambient Airhttp://www.thefreedictionary.com/ambient+airEastern Shore Ambulancehttp://firstmedinc.com/Thermex-Thermatronhttp://www.thermex-thermatron.com/Nelbudhttp://www.nelbud.com/Mid-State Machine Companyhttp://www.midstate-machine.com/Florachemhttp://www.florachem.com/Stone Products Companyhttp://stone-products.com/Locklando Door and Millwork Companyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30994355Nauticon Imaging Systemshttp://www.nauticon.com/eServiceshttps://www.capnhq.gov/CAP.eServices.Web/Default.aspxPrecision Manufacturing Grouphttp://www.pmg1source.com/CGL Engineeringhttp://www.cartergoblelee.com/Recovery Holdingshttp://valuerecoveryholding.com/R.R. Street & Co.http://www.4streets.com/Salvairhttp://www.salvair.com/MPD Holdingshttp://mpdholdings.com/MD On-Linehttp://www.mdon-line.com/Web Productshttp://www.webproducts.com/Ranger International Services Grouphttp://www.rangerinternational.com/Qualawash Holdingshttp://www.qualawash.com/Sherman & Reillyhttp://www.sherman-reilly.com/Ascentia Home Health Carehttp://ascentiahhc.com/Carolina Beer and Beveragehttp://carolinabeveragegroup.com/Carolina_Beverage/Home/Infinity Homecasehttp://infinityhc.com/AP Serviceshttp://www.apservicesinc.com/Enaltus, LLChttp://www.enaltus.com/index.phpHoneycomb Company of Americahttp://www.manta.com/c/mmc9mwp/honeycomb-co-of-america-incTopcor Belcohttp://topcorbelco.com/Mission Critical Electronicshttp://www.mission-critical-electronics.com/Candescent Eye Holdingshttp://www.candescentpartners.com/news/01-2012.htmlInspired Beauty Brandshttp://www.alleghanypharmacal.com/Salt Lake Brewinghttp://saltcitybrewsupply.com/La-Tex Pump and Transportationhttp://start.cortera.com/company/research/k7o8sym6m/latex-pump--transportation-llc/Charlotte Investment Team:Bob Anders, Managing Partner, 704-927-6246banders@plexuscap.comRobert Gefaell, Partner, 704-927-6247robert@plexuscap.comWill Anders, Vice President, 704-927-6247will@plexuscap.comShirley Westbrook, Chief Administrative Officer, 704-927-6248swestbrook@plexuscap.comRaleigh Investment Team:Mike Becker, Partner, 919-256-6342mbecker@plexuscap.comKel Landis, Partner, 919-256-6343klandis@plexuscap.comMichael Painter, Partner, 919-256-6341mpainter@plexuscap.comAlex Bean, Vice President, 919-256-6346alex@plexuscap.comRonda Penn, Chief Financial Officer, 919-256-6355ronda@plexuscap.comMary Elizabeth Camp, Director of Marketing, 919-256-6344camp@plexuscap.comRaleigh Business & Technology Centerwww.raleighbtc.comIInformation TechnologySeedThe Raleigh Business & Technology Center is a non-profit corporation chartered in 1996 for the sole purpose of planning, developing and operating a Small Business Incubator. The Center is designed to assist new and existing smaller businesses in areas critical to growth (areas such as management, marketing and financial planning), and to provide cost-effective office space and administrative services. The Center occupies an 18,000-square-foot building at downtown Raleigh's eastern gateway.

900 South Wilmington Street RaleighNC27601919-836-8618919-836-8619

Tenant companies include:N/Ahttp://www.na.org/Management Team:Robert L. Robinson, Executive Directorbrobinson@raleighbtc.comDr. Prezell R. Robinson, Chairman,Mr. Lawrence E. Wray, Secretary/TreasurerRex Strategic Innovationswww.rexstrategicinnovations.comCVCLife Sciences & HealthcareMedical DeviceSeedEarlyRex Strategic Innovations (RSI) is a groundbreaking innovation platform being created by Rex Healthcare to foster and nurture innovative technologies and companies in the healthcare sector. The RSI mission is to enable access to healthcare products and services that will allow for improved patient care. RSI has developed a grant program for businesses and organizations that are challenged to find funding crucial in early stages of product or service development. Called Rex Impact Grants, the program is designed to enable companies to reach notable milestones that will enhance their prospects for equity or debt funding. Rex Health Ventures (RHV) supports the discovery and development of new treatments, tools, products and services that foster innovation and positively impacts the provision of healthcare. The fund invests in and partners with companies and entrepreneurs to help bring their products and services into the healthcare marketplace. The fund was launched with an initial $10 million investment from Rex Healthcare. Sectors of interest include: Healthcare IT, Healthcare Services, Medical Devices, and BioPharma Technologies. Initial investments range from $250,000 to $500,000; Total Per Company Investment of $500,000 to $2 million. RSI is currently developing the Rex Innovation Facilitator, a program designed to turn ideas into products and will be available to Rex Healthcare employees and innovators in the community.

2500 Blue Ridge Road, Suite 220RaleighNC27612919-784-3100

Portfolio companies include:Aerial BioPharmahttp://aerialbio.com/Investment Team:David Strong, Presidentdavid.strong@rexhealth.comSteve Burriss, Chief Operating OfficerR. Erick Hawkins, System Vice President Heart & Vascular ServicesDon Esposito, General Counseldon.esposito@rexhealth.comBobby Helmedag, Director of OperationsW. Merrette Moore, Co-Founder and Managing Partner, Lookout CapitalRidgemont Equity Partnerswww.ridgemontep.comPEInformation TechnologyCommunications & NetworkingMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesMiddle MarketRidgemont Equity Partners is a Charlotte-based private equity firm that provides buyout and growth capital to closely-held private companies and new business platforms. The firm focuses on investments of $25 million to $75 million, in industries in which it has deep expertise, including basic industries and services, energy, healthcare, and telecommunications/ media/ technology. The firm's investment team has worked together for nearly two decades as part of Bank of America and its predecessors. Typical EBITDA of target companies ranges from $5-25 million. Since 1993, Ridgemont has invested over $3 billion in companies in North America.

150 North College Street, Suite 2500CharlotteNC28202704-944-0914704-944-0973

Portfolio companies include:AccentHealthhttp://www.accenthealth.com/Aeolushttp://en.wikipedia.org/wiki/AeolusAlterra Capital Holdingshttp://www.alterracap.com/Aptalishttp://www.aptalispharma.com/en/indexAurora Parts & Accessorieshttp://www.auroraparts.com/Beacon E&P Companyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=65358433Biomethttp://www.biomet.com/regions/northAmerica/unitedStates.cfmCaesars Entertainmenthttp://www.caesars.com/index.shtmlCooper Gay Swett & Crawfordhttp://coopergay.com/Cumulus Mediahttp://www.cumulus.com/Explorer Softwarehttp://explorer-software.com/Gallus BioPharmaceuticalshttp://gallusbiopharma.com/HCAhttp://hcahealthcare.com/Indigo Minerals IIhttp://www.indigominerals.com/about.htmlIndigo Mineralshttp://indigominerals.com/Intelsathttp://www.intelsat.com/Johnstown Wire Technologieshttp://johnstownwire.com/subPages/aboutUs.htmlLightower Fiber Networkshttp://www.lightower.com/M3 MIDSTREAMhttp://www.m3midstream.com/MedSolutionshttp://www.medsolutionsonline.com/National Seating and Mobilityhttp://nsm-seating.com/NextG Networkshttp://nextgnetworks.net/OrthoNet Holdingshttp://www.orthonet-online.com/PartnerRehttp://partnerre.com/ServiceMaster Companyhttp://www.servicemaster.com/Symbionhttp://www.symbion-power.com/Unite Private Networkshttp://upnllc.com/Wilton Re Holdingshttp://www.wiltonre.com/J.A.M. Distributinghttp://www.jamdistributing.com/Titan River Energyhttp://titanriverenergy.com/management.phpSimpleviewhttp://www.simpleviewinc.com/Unitex Oil and Gashttp://unitexoilandgas.com/Investment Team:Rob Edwards, Partnerredwards@ridgemontep.comTravis Hain, Partnerthain@ridgemontep.comDonny Harrison, Partnerdharrison@ridgemontep.comGeorge Morgan, Partnergmorgan@ridgemontep.comScott Poole, Partnerspoole@ridgemontep.comJohn Shimp, Partnerjshimp@ridgemontep.comTrey Sheridan, Partnerrsheridan@ridgemontep.comJack Purcell, Principaljpurcell@ridgemontep.comEd Balogh, CPA, Chief Operating Officerebalogh@ridgemontep.comRiver Cities Capital Fundswww.rccf.comVCInformation TechnologySoftware & InternetLife Sciences & HealthcareMedical DeviceBusiness ServicesEarlyGrowthExpansionFounded 1994, River Cities Capital Funds is a $500 million family of three venture capital funds based in Cincinnati, Ohio, with an office in Raleigh. The firm invests primarily in early to middle stage companies, located in the Midwest and Southeast, that operate in a variety of high growth industries. River Cities will invest in companies at any stage of development, from early to mature, as long as they present an opportunity for rapid growth. However, the firm generally does not invest in pre-revenue companies in their "seed" stage. River Cities invests primarily in high growth Information Technology and Healthcare companies that leverage technology to make their customers' businesses or products/services better, faster, or less expensive. Within IT and healthcare, the business models that make up the River Cities portfolio generally fall into one of four sub-categories: software as a service, enterprise or infrastructure software, business process outsourcing, and devices. River Cities invests primarily in expansion stage opportunities with revenues in the $3 million to $15 million range. The partners raised $90 million for Fund II in 1999 and $137 million for Fund III in 2001. Fund IV closed in March 2008 with $120 million.

3737 Glenwood Avenue, Suite 100RaleighNC27612919-573-6111 919-573-6050

Portfolio companies include:Electronic Data Resourceshttp://www.superpages.com/bp/West-Palm-Beach-FL/Electronic-Data-Resources-L2062934408.htmFullscopehttp://www.fullscope.com/AfterBothttp://afterbot.com/Intelliseekhttp://www.searchtools.com/tools/intelliseek.htmlConstruction Software Technologieshttp://isqft.com/Convey Systemshttp://www.convey.com/CrossMedia Serviceshttp://www.crossmedia-tv.com/bios.htmECNexthttp://www.ecnext.com/Electronic Data Resourceshttp://www.superpages.com/bp/West-Palm-Beach-FL/Electronic-Data-Resources-L2062934408.htmEntek IRD Internationalhttp://www.entek-international.com/EVaulthttp://www.evault.com/fourthchannelhttp://fourthchannel.net/High Speed Accesshttp://www.high-speed-internet-access-guide.com/Hill Top Researchhttp://www.hill-top.com/Horizon Resource Grouphttp://www.horizonrg.com/I.D. Imageshttp://www.idimages.com/ifbyphonehttp://public.ifbyphone.com/Intelliseekhttp://www.searchtools.com/tools/intelliseek.htmlISD Holdingshttp://www.aciworldwide.com/isdKnowlagenthttp://www.knowlagent.com/default.aspxMindLeadershttp://www.mindleaders.com/MX Logichttp://www.mx-logic.net/Nielsen BuzzMetricshttp://www.nielsen-online.com/products_buzz.jsp?section=pro_buzzNineSigmahttp://www.ninesigma.com/OpenFirsthttp://open-first.com/Prenovahttp://www.ecova.com/news-media/press-releases/ecova-to-acquire-prenova,-increasing-capabilities-in-real-time-building-management-services.aspxPrivarishttp://www.privaris.com/ProFindhttp://profind.ie/Proserohttp://www.prosero.us/Rubicon Technology SciQuesthttp://www.takeoverchatter.com/2011/06/highly-volatile-insu-insp-rbcn-sqi-gsig.htmlSmartSignalhttp://www.smartsignal.com/SPS Commercehttp://www.spscommerce.com/homemobile.htmlTalent Technology Technology Buildershttp://bestworkforce.org/Univa UDhttp://www.univa.com/Accelecarehttp://accelecare.com/Centerre Healthcare Corp.http://www.centerrehc.com/CMHC Systemshttp://ntst.com/EndoChoicehttp://www.endochoice.com/Foresighthttps://foresight.org/Health Integratedhttp://www.healthintegrated.com/Health Personnel Optionshttp://www.healthpersonnel.com/Hill Top Researchhttp://www.hill-top.com/Inspirishttp://nashvillepost.com/news/2011/3/16/inspiris_acquired_by_unitedhealth_groupinvivodatahttp://www.invivodata.com/MedPlasthttp://medplastgroup.com/Micronicshttp://www.micronics.net/National Medical Solutionshttp://nationalppo.com/Waterlinkhttp://waterlinkinc.com/OrthoScanhttp://orthoscan.com/OrthoHelix Surgical Designshttp://www.orthohelix.com/PerfectServehttp://perfectserve.com/Pioneer Surgical Technologyhttp://www.pioneersurgical.com/Simbionixhttp://simbionix.com/Suros Surgical Systemshttp://www.hologic.com/womens-health/ibs/America's PowerSportshttp://www.americaspowersports.com/Aquarium Holdings of Northern KYhttp://www.newportaquarium.com/Atomic Dog Publishinghttp://www.atomicdogpublishing.com/Galaxy Associateshttp://www.galaxy-associates.com/HealthPro Brandshttp://www.healthprobrands.com/KatchAll Industries Internationalhttps://fidelityacsurvey.enetrix.com/gtmp/!stmenu_template.mainLebanon Plasticshttp://www.lebweb.com/dir/lebanon-plasticsMachineryLinkhttp://www.machinerylink.com/PetSuites of Americahttp://www.petsuitesofamerica.com/Regent Communicationshttp://en.wikipedia.org/wiki/Regent_CommunicationsSoutheast Telephone Companyhttp://lightyearky.com/Valve Services Grouphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30375Investment Team:Rob Heimann, Directorrheimann@rccf.comRurik G. Vandevenne, Directorrvandevenne@rccf.comEdward C. McCarthy, Managing Directoremccarthy@rccf.comGlen Mayfield, Founder and Managing Directorgmayfield@rccf.comEdwin (Ted) Robinson, Founder and Managing Directortrobinson@rccf.comDaniel T. Fleming, Managing Directordfleming@rccf.comJ. Carter McNabb, Managing Directorcmcnabb@rccf.comShamrock Capital Partnerswww.shamrockcapital.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketShamrock Capital Partners is a closely held private equity buyout group that acquires, manages and builds companies in partnership with existing management. The firm specializes in management buyouts, owner recapitalizations, consolidation strategies and family successions. The firm concentrates on working with small to middle market profitable companies with revenues of $5 million to $50 million and positive EBITDA ($500,000 - $2 million). Shamrock focuses on companies based in the Southeast, avoiding Commodity products, Early stage ventures, Entertainment, Restaurants, and Retail.

3200 Northline Avenue Suite 140GreensboroNC27408336-808-1122336-808-1123

Portfolio companies include:Le Bleu of the Triadhttp://lebleutriad.com/Shamrock Specialty Paperhttp://www.shamrocklabels.com/Innisbrook Gift Wraphttp://www.innisbrook.com/Shamrock Gift Wraphttp://www.shamrockwraps.com/Innisbrook School Supplieshttp://www.innisbrook.com/Helen Grace Chocolatehttp://www.helengrace.com/SpermCheckhttp://www.spermcheck.com/Investment Team:Ray E. Lopez, Managing Partnerrlopez@shamrockcapital.comSteve Wulf, Managing Partnerswulf@shamrockcapital.comDavid M. Worth, Special Limited PartnerRobert P. Worth, Special Limited PartnerSilverhawk Capital Partnerswww.silverhawkcapitalpartners.comPEEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesMiddle MarketSilverhawk Capital Partners is an independent investment group established in June 2005 to invest in management buyouts and other private equity transactions in the Growth Industrial, Energy/Natural Resources and Business Services Industries. Silverhawk currently manages $200 million of equity capital from its debut fund and a second fund. The firm seeks middle-market opportunities targeting investment sizes in the $10-35 million range in companies valued at less than $250 million. Silverhawk has additional offices in Greenwich, CT and Overland Park, KS.

5605 Carnegie Blvd, Suite 410CharlotteNC28209704-409-3334704-409-3330

Portfolio companies include:Spartan Energy Partnershttp://spartanep.com/Discovery Health Record Solutionshttp://www.discoveryss.com/Elyria Foundryhttp://www.elyriafoundry.com/Summit Materialshttp://www.summit-materials.com/Hodge Foundryhttp://www.hodgefoundry.com/WorldStrideshttp://www.worldstrides.org/Investment Team:Ted Gardner, Managing Partner and Co-FounderSJF Ventureswww.sjfund.comVCInformation TechnologyEarlyGrowthExpansionSJF Ventures (formerly Sustainable Jobs Fund) is a venture capital fund that finances and assists rapidly growing companies with more than $1 million in sales. SJF is comprised of two organizations: SJF Ventures, a community development venture capital fund, and SJF Advisory Services, an affiliated non-profit that offers workforce development and sustainable business services. SJF Ventures focuses on the cleantech, technology-enhanced services and premium consumer products sectors. SJF Ventures provides equity financing from $1 to $10 million, solo or in syndicates, to expansion-stage companies, typically with annual revenues of more than $2 million. SJF maintains additional offices in New York and San Francisco.

200 N. Mangum Street, Suite 203DurhamNC27701919-530-1177919-530-1178

Portfolio companies include:Living Earth Technologyhttp://livingearth.net/groSolarhttp://www.grosolar.com/Foxfirehttp://foxfire.com/B.B. Hobbshttp://bbhobbs.com/RealWinWinhttp://realwinwin.com/Optorohttp://optoro.com/Community Energyhttp://www.communityenergyinc.com/eRecyclingCorpshttp://www.erecyclingcorps.com/FieldViewhttp://www.ilight.com/MediaMathhttp://www.mediamath.com/ServiceChannelhttp://www.servicechannel.com/sc/login/index.htmlTruisthttp://truist.com/Rustic Crusthttp://www.rusticcrust.com/Telkorehttp://www.telkore.com/Ed Maphttp://www.edmap.biz/Sun and Earthhttp://www.sunandearth.com/CitySofthttp://citysoft.com/Brightside Academyhttp://www.brightsideacademy.com/SelecTechhttp://www.selectechinc.com/Aseptiahttp://www.wrightfoods.com/BioSurplushttp://www.biosurplus.com/Investment Team:David Kirkpatrick, Founder and Managing Directordkirkpatrick@sjfund.comDavid Griest, Managing Directordgriest@sjfund.comAlan Kelley, Managing Directorakelley@sjfund.comArrun Kapoor, Managing Directorakapoor@sjfventures.comRick Defieux, Founder and Investment Committee Chairrdefieux@sjfund.comCody Nystrom, Managing Directorcnystrom@sjfventures.comSoutheast Interactive Technology Fundswww.se-interactive.comVCInformation TechnologyCommunications & NetworkingSeedEarlySoutheast Interactive Technology Funds was established in 1995 in Research Triangle Park. The fund focuses exclusively on information technology and communication investments across industry verticals. Southeast Interactive invests primarily in the Southeast, but maintains national and global networks through its co-investment and limited partners. Southeast Interactive is generally the lead investor in its companies and enters at the seed or A stage. SEInteractive has four funds, in which the General Partners have managed investments in 35 companies.

1500 Perimiter Park Drive, Suite 310MorrisvilleNC27560919-558-8324 919-558-2025

Portfolio companies include:Pixel Magic Imaginghttp://www.dnpphoto.com/home.htmlOpenSite Technologieshttp://www.intersouth.com/portfolios/success/opensite-technologiesAccipiterhttp://en.wikipedia.org/wiki/AccipiterBuildLinkshttp://buildlinks.com/MediaSpan Grouphttp://mediaspangroup.com/Waveguide Solutionshttp://www.waveguidesolution.co.uk/TerraServerhttp://www.terraserver.com/XS, Inchttp://www.xsinc.com/VisionAIRhttp://visionair.com/Allconnecthttp://www.allconnect.com/Nitronexhttp://nitronex.com/Academy Fundshttp://academyasset.com/Investment Team:Norvell E. Miller IV, Managing General Partnernmiller@seinteractive.comSteve Rakes, General Partner and CFOsteve@seinteractive.comRami Elkhatib, Venture Consultantrami@seinteractive.comRavi Trivedi, PrincipalJoanna Taylor, Analystjtaylor@seinteractive.comSoutheast TechInventures, Inc. (STI)www.southeasttechinventures.comVCInformation TechnologyCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareMedical DeviceSeedEarlySoutheast TechInventures' (STI) mission is to build an effective and profitable technology accelerator for rapid conversion of university scientific breakthroughs into products, services and new technology companies. STI works with university-based inventors to accelerate the commercialization of technologies and intellectual property (IP) in the areas of biotechnology (bioengineering and medical devices) photonics (optics and displays), information technology, energy, materials, and nanotechnologies. STI partners with universities, government funding agencies, private investors, and corporate entities to provide the structure, processes and funding needed to successfully bring new technologies to market.

100 Capitola Drive, Ste 275DurhamNC27713919-572-0200 919-572-0223

(Mailing address)P.O. Box 13714, Research Triangle ParkDurhamNC27709-3714Portfolio companies include:LifeSciTechhttp://lifescitech.com/PhotonTechhttp://www.photontech.in/Advanced Liquid Logichttp://www.liquid-logic.com/Bio-gyalihttp://www.southeasttechinventures.com/spinoffcompanies/index.phpDATAbased Design & Decisionshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28999342Grancretehttp://www.grancrete.net/ImagineOptixhttp://imagineoptix.com/Ironwood Material Sciencehttp://investing.businessweek.com/research/stocks/private/people.asp?privcapId=100133273Bioptigenhttp://www.bioptigen.com/MBrighthttp://www.mbrightgroup.com/default.action?itemid=32Oncoscopehttp://oncoscope.com/Ridge Diagnosticshttp://ridgedx.com/Core Prognostexhttp://core-prognostex.com/Investment Team:Karen LeVert, Co-Founder & CEOklevert@setechinv.comAmir Fardad, Senior Engineerafardad@setechinv.comMeg Elmore, Business Development Managermelmore@setechinv.comAshok Mendiratta, Chief Commercialization Officeramendiratta@setechinv.comDavid Gaul, Senior Engineerdgaul@setechinv.comDeborah Rickard, Senior Engineerdrickard@setechinv.comRam Ramabhadran, Senior Scientistrramabhadran@setechinv.comSouthern Capitol Ventureswww.southcap.comVCInformation TechnologyLife Sciences & HealthcareEarlyExpansionFounded in 2000, Southern Capitol Ventures is a Raleigh, North Carolina-based venture capital firm that provides capital and guidance to early-stage technology and life science companies across the Southeast and Mid-Atlantic. The firm is currently investing out of Fund II and their initial investments ranges in size from $35,000 to $1 million. Typically, Southern Capitol invests $500K initially, and $1.5 million over the life of a company. Although the firm focuses on early-stage companies, Southern Capitol will consider later stage opportunities and spinouts where they partner with larger VC funds.

21 Glenwood Avenue, Suite 105RaleighNC27603919-858-7580919-863-2394

Portfolio companies include:WeddingWirehttp://www.weddingwire.com/Batangahttp://www.batanga.com/en/Synthematixhttp://www.businesswire.com/news/home/20050223005328/en/Symyx-Acquire-Synthematix-Extend-Software-Offerings-ExpandsChannelAdvisorhttp://www.channeladvisor.com/ArtusLabshttp://www.artuslabs.com/ReverbNationhttp://www.reverbnation.com/Art.comhttp://www.art.com/Global Value Commercehttp://globalvaluecommerce.com/DoublePositivehttp://www.doublepositive.com/eTixhttp://www.etix.com/ticket/online/FullSeven Technologieshttp://findarticles.com/p/articles/mi_m0EIN/is_2000_Dec_19/ai_68207852/Zift Solutionshttp://www.ziftsolutions.com/BrightContexthttp://www.brightcontext.com/Motricityhttp://www.motricity.com/Investment Team:Ben Brooks, Founding Partnerben@southerncapitolventures.comJason Caplain, General Partnerjason@southerncapitolventures.comDavid S. Jones, Partnerdavid@southerncapitolventures.comSam Whitt, General CounselAl Childers, PhD, Venture PartnerCindy Kasner, Administrative OperationsSummit Parkwww.summitparkllc.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsMiddle MarketSummit Park invests in lower middle market transactions, targeting businesses with revenue between $10 and $100 million, or EBITDA between $4 and $10 million. The firm's investment approach is opportunistic, and is interested in reviewing transactions in a wide range of industries, including business and consumer services, light manufacturing and value-added distribution. Specific areas of focus include: Commercial Security; Logistics; Regulatory Compliance; Specialty Finance; Environmental Services and Compliance; Outsourced Services; and Maintenance, Repair, and Support. The firm does not invest in real estate, retail, restaurants, technology, start-ups or early stage companies.

1111 Metropolitan Avenue, Suite 1025CharlotteNC28204704-654-3400704-927-4376

Portfolio companies include:Control Companyhttp://www.control3.com/Sentry Security Systemshttp://cctvsentry.com/Charter Brokeragehttp://charterbrokerage.net/NSI Industrieshttp://www.nsiindustries.com/Parkline Small Metal Buildingshttp://www.parkline.com/Investment Team:Robert G. Calton III, Partnerbcalton@summitparkllc.comJames L. Johnson, Jr., Partnerjjohnson@summitparkllc.comJustin D. Lay, Director (Control Company, Parkline, NSi)jlay@summitparkllc.comNathan E. Zsolcsak, Analystnzsolcsak@summitparkllc.comAndrew P. Sutton, Analystdsutton@summitparkllc.comSunBridge Partnerswww.sunbridgepartners.comVCInformation TechnologyCommunications & NetworkingSemiconductorStorage & HardwareEarlySunBridge Partners is a Silicon Valley based venture capital firm pursuing a targeted, research-based approach to identifying and investing in private U.S. technology companies pioneering innovations based on advanced technologies in computing, communications and manufacturing, including materials, semiconductors, components, equipment and software. The firm is currently targeting companies in the sectors of Cloud computing, Wireless, Open Source, Cleantech, and Enterprise Software. Led by Allen Miner, the Founder of Oracle Japan and Founder and CEO of SunBridge Corporation, SunBridge Partners builds upon the earlier success of Tokyo-based SunBridge Corporation. SunBridge maintains additional offices in Tokyo, North Carolina, Menlo Park, and Ohio.

222 South Church Street, Suite 100CharlotteNC28202704-443-8369

Portfolio companies include:DFT Microsystemshttp://www.dftmicrosystems.ca/Miracle Linuxhttp://www.miraclelinux.com/jp/VistaPoint Technologyhttp://www.vptech.com/Roonetshttp://roonets.net/Alien Technologyhttp://www.alientechnology.com/Bloom Energyhttp://www.bloomenergy.com/Blue Spark Technologieshttp://bluesparktechnologies.com/Yaphttp://en.wikipedia.org/wiki/YapZipit Wirelesshttp://corp.zipitwireless.com/Salesforce.comhttp://www.salesforce.com/Accela Techologyhttp://acelatechnologies.com/BeTrendhttp://www.betrend.com/e-Medical Systemhttp://themedicalsystems.com/FAOPENhttp://www.faopen.jp/FiBesthttp://www.fibest.com/en_management.htmlFun-Lifehttp://www.funlifellc.com/Net Asiahttp://asia.cnet.com/New IT Venturehttp://www.newitventure.com/SilkRoad Japanhttp://www.silkroad-jp.com/Investment Team:Allen Miner, General Partnerallen@sunbridge.comKen Ehrhart, General PartnerJohn Gannon, General Partnerjohn@sbpvc.comPaul Grim, General Partnerpaul@sbpvc.comSynecor, LLCwww.synecor.comILife Sciences & HealthcareMedical DeviceSeedFounded in 2000, Synecor, LLC is a privately held, business accelerator focused on creating highly proprietary, disruptive technologies in the largest medical device and combination drug/device markets. Synecor evolved from the confluence of several synergistic strategic relationships, initially in the field of interventional cardiology, but has expanded its field to include all medical specialties such as obesity, spine therapeutics, and more. Synecor was founded by Dr. Richard Stack after two decades of collaboration with leading cardiologists, clinician-inventors, and scientists from across the nation and as an outgrowth of close working relationships among corporate leaders in the medical device industry, and experts at Duke University. The firm has additional offices in California.

1414 Raleigh Rd., Suite 415Chapel HillNC27517919-883-3220

Portfolio companies include:BaroSensehttp://barosense.com/BioStenthttp://www.massdevice.com/news/multicell-buys-ideal-biostent-assetsInnerPulsehttp://www.inner-pulse.com/TransEnterixhttp://www.transenterix.com/Investment Team:Dr. Richard Stack, Presidentrstack@synecor.comWilliam Starling, CEOwstarling@synecor.comMichael Williams, Chief Technology Officermwilliams@synecor.comR. Frederick McCoy, Jr., Vice ChairmanThe Aurora Fundswww.aurorafunds.comVCInformation TechnologyLife Sciences & HealthcareSeedEarlyThe Aurora Funds is a venture capital firm that provides capital, connections and strategic guidance to entrepreneurs with early-stage life sciences and information technology companies. Founded in 1994, Aurora manages over $234 million in five venture funds. The Aurora team has managed investments in over 60 companies, resulting in five IPOs and eight M&A transactions to date. Aurora typically is a lead or co-lead investor in seed and early-stage financing opportunities located primarily in the Southeast and Mid-Atlantic. The firm's initial investment size ranges from $50,000 in a seed investment to as much as $2.5 million in a first round financing. Aurora has the capacity to invest a total of between $4 million and $8 million across multiple rounds of financing as the company matures. The firm has a balanced investment focus across both life sciences and information technology industries.

3100 Tower Boulevard, Suite 1600DurhamNC27707919-484-0400919-484-0444

Portfolio companies include:Metabolonhttp://www.metabolon.com/Trivirixhttp://www.nortechsys.com/market-solutions/medical-and-life-sciences.phpNextreme Thermal Solutionshttp://nextremethermal.com/StrikeIronhttp://www.strikeiron.com/Home.aspxALN Medical Mangementhttp://alnmm.com/Aldagenhttp://www.aldagen.com/Argos Therapeuticshttp://www.argostherapeutics.com/CardioFocushttp://cardiofocus.com/Cardioxyl Pharmaceuticalshttp://cardioxyl.com/CaseNEThttps://www.courts.mo.gov/casenet/base/welcome.doCenticehttps://centice.com/Cropsolutionhttp://www.cropsolution.com/Digitalsmithshttp://www.digitalsmiths.com/EDCarehttp://www.hppartners.com/Global eXchange Serviceshttp://www.gxs.com/Gomezhttp://www.gomeztheband.com/Hyperbranchhttp://hyperbranch.com/MicroMasshttp://www.micromass.com/Neotropixhttp://www.neotropix.com/ParinGenixhttp://rctech.com/bioventures/paringenix.phpRecordanthttp://www.crunchbase.com/company/recordantRegado Bioscienceshttp://regadobiosciences.com/TriVirixhttp://www.nortechsys.com/market-solutions/medical-and-life-sciences.phpUnitrendshttp://www.unitrends.com/Valor Healthcarehttp://valorhealthcare.com/VetCentrichttp://www.vetcentric.com/Worldcellhttp://www.worldcell.com/Investment Team:Scott Albert, Venture Partnersalbert@aurorafunds.comJefferson Clark, Managing General Partnerjclark@aurorafunds.comChris Kroeger, Partnerckroeger@aurorafunds.comJan Bouten, Venture PartnerRichard Holcomb, Venture PartnerThe Ben Craig Centerwww.bencraigcenter.comIInformation TechnologyBusiness ServicesSeedEarlyFounded in 1986, The Ben Craig Center is a non-profit business incubator designed in partnership with the University of North Carolina at Charlotte to accelerate the development of successful entrepreneurial companies in the Charlotte, North Carolina region. Tenant companies receive: Physical Infrastructure, On-Site Management, Mentoring & Advising, External Business Network, and Access to Capital. The Ben Craig Center staff meets with its client companies at least once per month to review business plans, growth strategies, and operational issues. Incubator clients have historically entered the program with 3-5 employees and between $250,000 and $1.5 million in revenue or start-up capital. The Center has graduated approximately 90 companies since its inception with 85% financially viable at graduation. The Center's Incubator clients represent a broad range of business sectors: 44% technology, 39% service oriented, and 17% product sales. The average client resides in the facility for 3-5 years. Since its inception, the Ben Craig center has created over 1,200 jobs and has attracted $175 million in venture capital.

8701 Mallard Creek Rd.CharlotteNC28262704-548-9113704-602-2179

Tenant companies include:Appian International Researchhttp://www.appianresearch.com/Calyptix Securityhttp://www.calyptix.com/Blue Nanohttp://bluenanoinc.com/C5 Insighthttp://www.c5insight.com/Camber Ridgehttp://camberridge.com/CounterVailhttp://countervailcorp.com/Frontline Consulting Serviceshttp://www.fcs-inc.com/Group Five Saleshttp://goliath.ecnext.com/coms2/product-compint-0000660105-page.htmlMass Trasmithttp://masstransmit.com/NHEOhttp://nheo.org/Small Business and Technology Development Centerhttp://www.sbtdc.org/Tuscarora Nation of Indians of the Carolinashttp://tnic.info/University City Partnershttp://universitycityclt.org/Whitley Financialhttp://www.whitleyfinancial.com/Wisconsin Energy Conservationhttp://www.weccusa.org/Agingohttp://www.agingo.com/Ants4Hirehttp://ants4hire.com/Business Policy Solutionshttp://business-insurance-solutions.com/Proformance Logo Products and Apparelhttp://www.proformancelogo.com/AriCONhttp://www.aricon.org/DrivingMBAhttp://drivingmba.com/Proformance Logo Products and Apparelhttp://www.proformancelogo.com/Reveille Technologieshttp://reveilletechnologies.com/Schleichhttp://www.schleich-s.com/en/US/Vivid Data Grouphttp://vividdatagroup.com/Xtramile Softhttp://xtramilesoft.com/?fp=RyvkFTDdOd%2BA%2BtoXAV%2F1WcmGgCM4%2BZTsXWJ3X%2B11p5CwpjXe1UxVVI3zP7RPXlGikj0hWjMAnzpc0yswHtv7Hg%3D%3D&prvtof=O3tpPNJvNINzUxlzJFel7ZyyGaMR%2BBKwGZkNK5ljLrY%3D&poru=UD1xWvRFdN8VlqU1FqpZ%2Fnn1lDAwhnJf7MvjWSB320EBUi1z90G%2FxirXbIo9hwrC5H0H2ekRuUqSqkwr9hNBvQ%3D%3D&Management Team:Paul Wetenhall, Presidentpwetenhall@bencraigcenter.comRobert Aldrich, MBA, Controllerraldrich@bencraigcenter.comHolly Dimmitt, Accounting Consultanthdimmitt@bencraigcenter.comCarolyn Smith, Administrative Assistantcsmith@bencraigcenter.comDevin Collins, Assistant Director for Business & Entrepreneural Developmentdevin.collins@uncc.eduThe Blue Ridge Entrepreneurial Councilwww.brecnc.comAEDInformation TechnologySeedEarlyThe Blue Ridge Entrepreneurial Council was formed in 2002 by Western North Carolina's regional economic development commission, AdvantageWest, to help entrepreneurs and small businesses in Western North Carolina succeed. BREC focuses on four core areas: education, mentoring and networking, communications capital formation and preparation. To date, BREC has helped local businesses raise capital, brought private equity investors to western North Carolina to evaluate businesses, hosted a venture capital conference in Asheville, and recruited high-growth potential businesses to the region. BREC is in the process of helping to raise a $5 million Angel investment fund (BRAIN Fund I) that will invest in local businesses that have exit strategies for investment return. Over the past year, new companies in the mountain region have raised more than $6 million of angel and venture capital with a variety of assistance from BREC.

3 General Aviation DriveFletcherNC28732828-687-7234828-687-7552

Portfolio companies include:N/Ahttp://www.na.org/Management Team:Matt Raker, VP of Entrepreneurship & AdvantageGreenmraker@awnc.orgThe Natural Capital Investment Fund (NCIF)www.ncifund.orgEDInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareMedical DeviceAgriculture & Agricultural ScienceSeedEarlyThe Natural Capital Investment Fund (NCIF) is a business loan fund that provides debt and equity financing to small businesses located in North Carolina, Northeast Tennessee, Southwest Virginia and West Virginia. NCIF has operated in West Virginia since 2001, expanding to North Carolina, Virginia, and northeast Tennessee in 2007. NCIF is affiliated with The Conservation Fund, a national nonprofit organization with a unique dual mission of land & water conservation and economic development. NCIF is a 501(c)(3) non-profit organization. The Fund's mission is to provide debt and equity financing to small and emerging natural resource-based businesses that will advance sustainable economic development and have a positive impact on human health and the natural environment. NCIF's business clients are predominantly located in economically distressed rural communities and are unable to access capital from traditional sources. Sectors of particular interest include: heritage and recreation-based tourism, value-added and sustainable agriculture, water/wastewater treatment, sustainable forestry and forest products, integrated waste management, and recycling. NCIF seeks to fund companies that pay attention to a "triple bottom line," that is, they integrate positive economic, environmental and social, performance. NCIF will consider loans in the range of $15,000 to $250,000. NCIF equity investments range from $50,000 to $250,000.

410 Market Street, Suite 360Chapel HillNC27516919-967-2223 ext. 113919-967-9702

(Winston-Salem Office)1821 Elizabeth AvenueWinston-SalemNC27103919-967-2223, ext. 133919-967-9702Portfolio companies include:Blue Smoke Salsahttp://www.wvgourmetfoods.com/bluesmoke.htmThe Crazy Bakerhttp://www.thecrazybaker.com/Custard Stand Food Productshttp://custardstand.com/NYCYhttp://www.hitechcontrols.com/cables/medium_voltage_power/power-underground/nycy.htmlSunny Hollow Farmshttp://sunnyhollowfarms.com/Annie's Naturally Bakeryhttp://www.anniesnaturallybakery.com/home.htmlSunny Hollow Farmshttp://sunnyhollowfarms.com/West Virginia Aquahttp://www.manta.com/c/mm083pg/west-virginia-aqua-llcCabins on Miller Ridgehttp://www.wvcabinrental.com/Harman's North Fork Cottageshttp://wvlogcabins.com/The Palisades Restauranthttp://thepalisadesrestaurant.com/Rivermen Whitewaterhttp://www.rivermen.com/Secret Sandwich Societyhttp://secretsandwichsociety.com/Songer WhiteWatehttp://www.songerwhitewater.com/West Virginia Adventureshttp://www.trywva.com/Wilderness Voyageurshttp://wilderness-voyageurs.com/Altamont Envirnmentalhttp://altamontenvironmental.com/Gauley Mountain Mouldinghttp://www.ncifund.org/Gauley_Mountain_MouldingLaurel Creek Hardwoodshttp://www.manta.com/c/mtmv7dv/laurel-creek-hardwoodsRenick Millworks & Old Mountain Supplyhttp://renickmillworks.com/SJ Morse Companyhttp://sjmorse.com/Sanesco Internationalhttp://www.sanesco.net/Southeast Women's Herbal Conferencehttp://www.sewisewomen.com/womens_herbal_conference/index.phpWashington Homeopathic Productshttp://www.homeopathyworks.com/C & J Farmhttp://cjgrassfed.com/White Oak Game Farmhttp://www.buygamebirds.com/hatcheries-west-virginia/buckhannon/white-oak-game-farm.htmlSimply Natural Diary Farmhttp://www.ncifund.org/Simply_Natural_Dairy_FarmLightsON! West Virginiahttp://lightsonwv.blogspot.com/Green Opportunitieshttp://greenopportunities.org/Carolina Wood Pelletshttp://www.woodpelletfuel.org/Carolina_Wood_Pellets/FLS Energyhttp://flsenergy.com/Piedmont Biofuelshttp://www.biofuels.coop/Rock Cave IGAhttp://rockcaveiga.com/weekly_ad.htmNew Life Plastic Recyclinghttp://newlifeplastics.com/Stacy Family Farmhttp://www.stacyfarm.com/Misty Mountain Threadworkshttp://www.mistymountain.com/Curtis Branchhttp://www.linkedin.com/pub/curtis-branch/10/b87/444Investment Team:Rick Larson, Director of Sustainable Venturesrlarson@conservationfund.orgAnna Tefft, NC Senior Business Lenderatefft@conservationfund.orgThe Trelys Fundswww.trelys.comVCInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareEarlyGrowthOrganized in 2001, The Trelys Funds focuses on entrepreneurs located primarily in South Carolina and the surrounding region. Trelys focuses on early- to middle-staged financings in a variety of industry sectors including information technologies, communications technologies, biotechnologies and life sciences. The firm's typical investment ranges between $500,000 and $3 million. Trelys normally does not consider seed stage investments, but rather helps commercialize products or services that are in the marketplace, already producing revenues, but not necessarily profits. The founding investors of The Trelys Funds include BlueCross BlueShield of SC, BB&T Corporation, Carolina First Bank, First Citizens Bank, the Clemson University Foundation, and the Medical University of SC Foundation.

P.O. Box 5066CaryNC27512-5066919-459-4650919-459-4670

Portfolio companies include:Biolex Therapeuticshttp://www.biolex.com/Aldagenhttp://www.aldagen.com/Ometrichttp://www.manta.com/c/mmdfvcm/ometricMetabolonhttp://www.metabolon.com/TriVirixhttp://www.nortechsys.com/market-solutions/medical-and-life-sciences.phpMiMedxhttp://www.mimedx.com/Unitrendshttp://www.unitrends.com/Investment Team:Adrian Wilson, Managing Memberawilson@trelys.comTriangle Capital Corporationwww.tcap.comPEManufacturing & IndustrialRetail & RestaurantMiddle MarketTriangle Capital Corporation, founded October 2006, is a specialty finance company that provides customized financing solutions to lower middle market companies located throughout the United States, with an emphasis on the Southeast. Triangle offers a wide range of financing structures to its private equity partners, including subordinated debt with warrants, first and second lien loans, one-stop and uni-tranche structures, and equity co-investments. The company usually invests between $5 and $30 million. Its target portfolio companies typically have revenues of $10 million to $100 million, and EBITDA of $3 million and up.

3700 Glenwood Avenue, Suite 530RaleighNC27612919-719-4770

Portfolio companies include:Trinity Consultantshttp://www.trinityconsultants.com/WorkForce Softwarehttp://www.workforcesoftware.com/Venture Technology Groupshttp://ventechgroup.com/Magpulhttp://www.magpul.com/ReNew Lifehttp://www.renewlife.com/Main Street Gourmethttp://mainstreetgourmet.com/The Main Resourcehttp://tmrcompany.com/DLR Restaurantshttp://www.dlrrestaurants.com/Equisaleshttp://www.equisales.com/Garden Fresh Restauranthttp://www.gardenfresh.us/Ambient Air Corporationhttp://www.tcap.com/portfolioAmerican De-Rosa Lamparts & Hallmark Lightinghttp://americanderosa.com/An Industrial Distributorhttp://www.ehow.com/about_5398362_industrial-distributor-marketing.htmlAP Serviceshttp://www.apservicesinc.com/AssetPOinthttp://www.assetpoint.com/Assurance Operations Corp.http://assuranceoperations.com/Axxiom Manufacturinghttp://www.axxiommfg.com/Botanical Laboratorieshttp://botlab.com/Brantly Transporationhttp://brantleytrucking.com/Carolina Beer and Beveragehttp://carolinabeveragegroup.com/Carolina_Beverage/Home/CV Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4365032CRC Reprocessing Serviceshttp://www.olympusamerica.com/msg_section/cds/index.aspEmerald Waste Serviceshttp://www.emeraldwaste.com/ESPhttp://espguitars.com/home.htmlFire Sprinkler Systemshttp://en.wikipedia.org/wiki/Fire_sprinkler_systemFischbeinhttp://fischbein.com/Flint Acquisitionhttp://ursflint.acquisitioninformation.com/Genapurehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26169636Gerli & Companyhttp://www.gerlico.com/Hatchhttp://www.hatchearlychildhood.com/Great Expressions Dental Centerhttp://www.greatexpressions.com/Inland Pipe Rehabilitationhttp://www.inlandpiperehab.com/Library Systems & Serviceshttp://lssi.com/Media Templehttp://mediatemple.net/Minco Technology Labshttp://www.mincotech.com/Syrgis Holdingshttp://www.syrgis.com/Trusthouse Services Grouphttp://trusthouseservices.com/Tulsa Inspection Resourceshttp://tulsainspection.com/Twin Star Internationalhttp://www.twinstarhome.com/Yellowstone Landscape Grouphttp://yellowstonelandscape.com/Wholesale Floorshttp://www.wholesalefloorsinc.com/Frozen Specialtieshttp://www.frozenspecialties.com/ROM Corporationhttp://www.romcorp.com/QC Laboratorieshttp://www.qclaboratories.com/Investment Team:Garland S. Tucker, III, Chief Executive Officer, President and Chairman, 919-719-4779gtucker@tcap.comBrent P. W. Burgess, Chief Investment Officer, 919-719-4788bburgess@tcap.comSteven C. Lilly, Chief Financial Officer, Secretary, 919-719-4789slilly@tcap.comJeffrey A. Dombcik, Managing Director, 919-719-4785jdombcik@tcap.comDouglas A. Vaughn, Managing Director, 919-719-4774dvaughn@tcap.comCary Nordan, Managing Director, 919-719-4778cnordan@tcap.comJames J. Burke, Vice President, 919-719-4783jburke@tcap.comMatthew A. Young, Vice President, 919-719-4787myoung@tcap.comTrueBridgewww.truebridgecapital.comVCFOFInformation TechnologyEarlyGrowthTrueBridge Capital Partners is an alternative asset investment firm founded in 2007. TrueBridge manages the CVE-Kauffman Fellows Endowment Fund I, which was established to invest in a portfolio of venture capital and growth equity managers. The Fund's strategy is to invest primarily in very well established, high performing, and typically difficult to access managers. Through its exclusive relationship with The Center for Venture Education, home of the Kauffman Fellows Program, and with over forty-five active venture capitalists invested in the Fund as limited partners, the Fund enjoys deal flow, contacts within the industry, and informed due diligence. TrueBridge currently manages over $700 million in assets.

1350 Environ WayChapel HillNC27517919-442-5201919-869-1444

Portfolio companies include:LifeLockhttp://www.lifelock.com/UniverCellhttp://www.univercell.in/mobiles/populateStore.actionTransEnterixhttp://www.transenterix.com/Ironkeyhttps://www.ironkey.com/GS Solarhttp://www.gs-solar.com/Investment Team:Edwin Poston, General Partnereposton@truebridgecapital.comMel Williams, General Partnermwilliams@truebridgecapital.comJosh Manchester, Senior Associatejmanchester@truebridgecapital.comMatt Rittenmeyer, DirectorWilmington Investor Network (WIN)www.wilmingtoninvestor.comAInformation TechnologySeedEarlyWilmington Investor Network (WIN) is a private equity fund of Angel investors located in Wilmington, North Carolina that provides capital to early-stage companies in eastern North and South Carolina. Membership is comprised of investors from all areas of business who are interested in high-growth companies' investment return potential. WIN's investors focus on technology, biotechnology, and medical device companies, but will consider other business ventures with high-return potential. WIN meets monthly and may have one or two companies that present to the membership. WIN's members aggregate their investments, which generally amount to $200,000 to $500,000 in an individual investment round. Members of WIN must pay a $1,000 membership fee.

1802 South Churchill DriveWilmingtonNC28403910-538-6641

Portfolio companies include:Arbovaxhttp://www.arbovax.com/TrakLokhttp://www.traklok.com/Axial Exchangehttp://www.axialexchange.com/OncoHealthhttp://oncohealthcorp.com/Oculis Labshttp://www.oculislabs.com/Affinergyhttp://affinergy.com/Wilmington Pharmeceuticalshttp://wilmingtonpharma.com/Southeast TechInventureshttp://www.southeasttechinventures.com/index.phpChaoLogixhttp://www.chaologix.com/Consolidated Asset Recovery Systemshttp://ez-recovery.com/Sensory Analyticshttp://www.sensoryanalytics.com/Basho Technologieshttp://en.wikipedia.org/wiki/Basho_TechnologiesProtochipshttp://www.protochips.com/en/technology.htmlPique Therapeuticshttp://piquetherapeutics.com/ARBOVAXhttp://www.arbovax.com/Investment Team:Michael G. Cain, Managing Membermgcain@wilmingtoninvestor.com2nd Generation Capital, LLCwww.2ndgeneration.comMBInformation TechnologyLife Sciences & HealthcareFinancial ServicesEarlyMiddle Market2nd Generation Capital is a classic merchant banking firm. 2nd Generation was formed in 1994 to meet second-generation family shareholder needs for liquidity, growth financing, and ownership transition services. Over the years, those services have evolved to include not just business advisory roles, but concept to early stage investments, valuation services, litigation support, debt and equity placement services, and merger and acquisition services. 2nd Generation's minority-interest investments are primarily made in companies that it has helped develop from concept stage or the firm has had a close working relationship with the founder. Areas in which 2nd Generation has a particular interest include: Healthcare; Insurance, banking and other financial services; and Technology-oriented businesses with proprietary platforms or applications focusing on those which offer disruptive approaches targeting new business growth opportunities (not just cost-savings or analytical efficiency). 2nd Generation does not manage a fund, but rather invests $2 million to $60 million of equity to grow companies from concept to successful exits.

618 Church Street, Suite 430 NashvilleTN37219615-846-7650615-846-7654

Portfolio companies include:Veran Medical Technologieshttp://veranmedical.com/Synaxis Grouphttp://biz.yahoo.com/ic/129/129006.htmlgeneRx+http://www.zoominfo.com/people/Thompson_Walter_333016353.aspxCarboMedhttp://www.nutecint.com/carbossi.htmlBankers Insurance Grouphttp://www.bankersinsurance.com/Cavalry Transportationhttp://www.cavalrytransportation.com/Southern Oncologyhttp://southernoncology.net/Investment Team:Michael E. Collins, Managing Member & CEOmcollins@2ndgeneration.comCharles J. Kane, Member (KY Office)ckane@2ndgeneration.comDana Holmes, COOdholmes@2ndgeneration.comDr. Mike Butera, Entrepreneur in Residencemike@artiphon.comDr. Dave Gilbert, Entrepreneur in Residencedave@salttt.comMichael Lawson, Entrepreneur in Residencemlawson@fouramanagement.comClaritas Capitalwww.claritascapital.comVCPEInformation TechnologyLife Sciences & HealthcareSeedEarlyGrowthExpansionMiddle MarketSince its formation in 2002, Claritas has made investments in 50 companies, representing over $400 million of capital. Equity investments are venture in nature, either early stage or growth equity (what some consider late stage venture) and weighted primarily toward healthcare and technology sectors. Debt investments are structured as mezzanine capital for lower-middle market healthcare and business services companies with strong historical cash flows and revenues of at least $20 million. The investment professionals in the Claritas Capital debt team seek to provide mezzanine capital to lower-middle market companies with strong historical cash flows and revenues of $20 to $150 million. The investment team is skilled at underwriting debt for healthcare companies, business services companies, specialty retail and distribution, and, manufacturing. Claritas focuses its efforts on the Southern corridor of the U.S. and the Midwest. The firm's investment range is $500,000 to $5,000,000. Specialty Debt financings can range from $2,000,000 to $15,000,000. For venture, Claritas does not have a current interest in pursuing large bio-tech or life sciences investments. For mezzanine, the firm does not make investments in real estate, financial services, or high technology companies.

30 Burton Hills Boulevard, Suite 100NashvilleTN37215615-665-8550

Portfolio companies include:Bancsourcehttp://www.bancsourceinc.com/Blue Chip Surgical Centerhttp://www.bluechipsurgical.com/Canopy HR Solutionshttp://www.canopyhr.com/Continuum 700http://continuumwireless.com/Cyberahttp://www.cybera.com/Digital Bluehttp://www.digiblue.com/Dobie Mediahttp://www.dobiemobile.com/contact.phpeDo Interactivehttp://www.edointeractive.com/Empyrean Benefit Solutionshttp://www.empyreanbenefits.com/Entradahttp://www.golfentrada.com/ExpensAblehttp://www.expensable.com/index.aspGateway Paymentshttp://www.paymentsgateway.com/home.aspxHCAhttp://hcahealthcare.com/HCCA Internationalhttp://www.hccaintl.com/Innovate! Technologyhttp://www.innovatemotorsports.com/Intermountain Drilling Supplyhttp://intermountaindrillingsupply.com/iPaymenthttp://ipaymentinc.com/Management Trusthttp://www.managementtrust.com/Metropark USAhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=31091252Optimal IMXhttp://optimalimx.com/Pace Payment Systemshttp://pacepayment.com/Physicians Capitalhttp://physicianscap.com/Sanoviahttp://sanovia.com/StudioNowhttp://www.studionow.com/PrecedentHealthhttp://precedenthealth.com/Pear Sportshttp://pearsports.com/Investment Team:Lee Ballew, Vice Presidentleeballew@claritascapital.comJohn Chadwick, Managing Directorjhchadwick@claritascapital.comR. Burton Harvey, Managing Directorbharvey@claritascapital.comJ. Donald McLemore, Managing Directordmclemore@claritascapital.comMark L. McManigal, Managing Directormlm@claritascapital.comTheresa Sexton, Managing Directortsexton@claritascapital.comClayton Associates, LLCwww.claytonassociates.comVCInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareSeedEarlyGrowthClayton Associates is a holding company known for its venture capital manager, FCA Venture Partners, which provides early stage and growth equity to companies primarily in healthcare services and technology. Clayton Associates also manages Operating Companies, makes Angel Investments, and is actively involved in serving the Community. Clayton Associates was founded in 1996 by R. Clayton McWhorter, Stuart C. McWhorter, and Bill F. Cook. In 2005, Ingram Industries of Nashville, Tennessee made a minority investment in Clayton Associates and John R. Ingram was added to the Advisory Board. The firm's venture capital manager, FCA Venture Partners, has managed a total of 5 funds including exited funds FCA I and FCA II as well as three active funds FCA III, IV, and their new fund, FCA V. Typical investment sizes range from $2M to $6M of equity in companies with experienced management teams who are implementing proven business models with well-defined exit strategies. In late February of 2011, Stuart McWhorter and John Ingram founded Bullpen Ventures (see profile), an investment partnership designed to help entrepreneurs grow fresh ideas into thriving new businesses. NewCo Holdings is the primary angel investment vehicle for Clayton McWhorter, the Chairman of Clayton Associates. Additionally, Triple Play Ventures was created to allow the principals of Clayton Associates to make angel investments. Since its inception, Clayton Associates, FCA Venture Partners, and affiliates have invested over 90 venture deals, which has resulted in the creation of over 20,000 jobs and companies representing greater than $7B in annualized revenue.

5121 Maryland Way, Suite 300BrentwoodTN37027615-320-3070615-963-3847

Portfolio companies include:Ardent Health Serviceshttp://www.ardenthealth.com/CapitalSpringhttp://www.capitalspring.com/CelaNova BioScienceshttp://www.celonova.com/Continuumhttp://continuuminnovation.com/DARA BioScienceshttp://www.darabiosciences.com/Dollar Texas Properties Ihttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=116513836edo Interactivehttp://www.edointeractive.com/Gemino Healthcare Financehttp://www.gemino.com/Haven Behavioral Healthcarehttp://www.havenbehavioral.com/HCCA Internationalhttp://www.hccaintl.com/McEwen Southern Investorshttp://www.proactiveinvestors.com/companies/news/978/minera-and-shareholder-mcewen-amend-terms-of-cdn40-mln-placement-0978.htmlMiMedxhttp://www.mimedx.com/MyOfficeProductshttp://www.myofficeproducts.com/order/home.aspxNuScript Rxhttp://nuscriptrx.com/NephroGenexhttp://nephrogenex.com/Newline Realtyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=34648556OnFocus Healthcarehttp://www.onfocushealthcare.com/Pathfinder Therapeuticshttp://pathsurg.com/PharmMDhttp://www.pharmmd.com/ProfitPointhttp://www.profitpt.com/ProMedTekhttp://promedtek.com/Proxsyshttp://www.athenahealth.com/index.php?open=50&intcmp=10007900StudioNowhttp://www.studionow.com/Entrada Healthhttp://www.entradahealth.com/LogoGardenhttp://www.logogarden.com/Silvercare Solutionshttp://silvercaresolutions.com/Catavolthttp://catavolt.com/ChartWise Medical Systemshttp://www.chartwisemed.com/Entrada Healthhttp://entradahealth.com/KeraFASThttp://kerafast.com/ProviderTristhttp://www.providertrust.com/Medical Reimbursements of Americahttp://www.medicalreimbursements.com/Investment Team:R. Clayton McWhorter, Chairman & Founding PartnerStuart C. McWhorter, Founding & Managing Directormcwhorters@claytonassociates.comMatthew A. King, Managing Partnerkingm@claytonassociates.comJohn R. Burch, Jr., Partnerburchj@claytonassociates.comNancy S. Allen, Chief Financial Officerallenn@claytonassociates.comNazy Weeks, PartnerJade Beazley, Director of Investor RelationsColeman Swenson Booth, Inc.www.colemanswenson.comVCInformation TechnologyLife Sciences & HealthcareMedical DeviceSeedEarlyColeman Swenson Booth was established in 1983 to make venture capital investments in all sectors of healthcare and the life sciences. The partners began their venture capital careers managing a portfolio of healthcare companies for Hospital Corporation of America. Four funds are currently under management aggregating $188 million. Historically, Coleman Swenson has invested in the service, product, and information systems sectors of the industry throughout the U.S. A majority of the investments were initially made at a very early stage, often a company's inception. Coleman Swenson invests in opportunities in healthcare services, medical devices, medical products, biotechnology, information systems/technology, and Internet-based applications to healthcare. The four funds managed by Coleman Swenson are Franklin Capital Associates L.P. (FCA), Franklin Capital Associates II L.P. (FCA II), Franklin Capital Associates III L.P. (FCA III) and Coleman Swenson Hoffman Booth IV L.P. (CSHB IV). The portfolios of FCA and FCA II were balanced between the product and service segments of the healthcare industry. FCA III invested primarily in privately held services, information systems, and telecommunication companies exclusively in the healthcare industry, with CSHB IV serving as a later stage source of funding. Coleman Swenson usually serves as lead investor in the financing and is represented on the Board of Directors of a portfolio company. Typically, the investment range is $1-7 million. Over 60% of fund investments have been in seed and start-up companies, and Coleman Swenson often incubates outstanding management teams while developing business opportunities.

237 Second Avenue SouthFranklinTN37064-2649615-791-9462615-791-9636

Portfolio companies include:Active Dayhttp://www.activeday.com/Best Doctorshttp://www.bestdoctors.com/Bravo Healthhttp://www.mybravohealth.com/Cell Therapeuticshttp://www.celltherapeutics.com/CHD Meridianhttp://www.takecareemployersolutions.com/Children's Comprehensive Serviceshttp://www.answers.com/topic/children-s-comprehensive-services-incCoventry Health Carehttp://www.coventryhealthcare.com/Healtheon/ WebMDhttp://www.webmd.com/HealthStreamhttp://www.healthstream.com/index.aspxKroll Background Americahttps://www.baionline.net/LifeMetrixhttp://investing.businessweek.com/businessweek/research/stocks/snapshot/snapshot.asp?capId=139452Matria Healthcarehttp://www.matria.com/EN_US/LifeTrust Americahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30819Long Term Care Grouphttp://www.univitahealth.com/LXU Healthcare/ Integrahttp://www.globenewswire.com/newsroom/news.html?d=119103MedicaLogic/Medscapehttp://en.wikipedia.org/wiki/MedscapeNotifyMDhttp://notifymd.com/Passport Health Communicationshttp://www.passporthealth.com/index.aspxPediatric Services of Americahttp://www.psahealthcare.com/PYXIS/ Cardinal Healthhttp://www.cardinal.com/SGX Pharmaceuticalshttp://newsroom.lilly.com/releasedetail.cfm?ReleaseID=329110SleepMedhttp://www.sleepmed.com/Vitas Healthcarehttp://www.vitas.com/Workscapehttp://www.workscape.com/Xanodyne Pharmaceuticalshttp://xanodyne.com/Investment Team:Larry H. Coleman, Ph.D., Managing General PartnerW. David Swenson, General PartnerRobert B. Coleman, Chief Financial OfficerCouncil Ventureswww.councilventures.comVCInformation TechnologyStorage & HardwareLife Sciences & HealthcareFinancial ServicesGrowthExpansionCouncil Capital is a private equity firm with approximately $150 million of capital under management. The firm invests primarily in early-growth and expansion stage companies in healthcare services and healthcare IT that emphasize innovative ways to raise quality and lower costs. Council brings management and operating experience to its portfolio companies through the firm's CEO Council comprised of 18 former and current CEOs of major corporations and institutions. Members of the CEO Council are the lead investors in Council's fund and actively assist portfolio companies by providing executive management insight, serving as board members, and if needed, operating as interim CEOs or Chairmen. Council prefers companies that target rapidly growing markets able to exceed $1 billion in market size within five years. The firm typically invests $2 to $4 million in each portfolio company, spread across several financings. Areas of investment interest include Security, Storage, and Healthcare IT, with a particular focus on companies in the Southeast. Council targets companies with current revenues of $2 million to $50 million. Council, in partnership with Enhanced Capital Partners, formed Council & Enhanced Tennessee Fund (see profile) and was awarded $20 million by TNInvestco to invest in qualifying companies.

150 2nd Ave. North, Suite 415NashvilleTN37201615-255-3707615-255-3709

Portfolio companies include:REACH Healthhttp://reachcall.com/EndoChoicehttp://www.endochoice.com/NuScriptRXhttp://nuscriptrx.com/Senior Health Holdingshttp://www.seniorwholehealth.com/Lancopehttp://www.lancope.com/Ingenious Medhttp://www.ingeniousmed.com/MEDSEEKhttp://www.medseek.com/Payment America Systemshttp://paymentamerica.com/Investment Team:Dennis C. Bottorff, Managing General Partnerdbottorff@councilcapital.comKatie H. Gambill, Managing General Partnerkgambill@councilventures.comGrant Jackson, General Partnerjackson@councilventures.comJohn Davis, Senior Associatejohn.davis@councilventures.comCouncil & Enhanced Tennessee Fund, LLChttp://cetnfund.comVCInformation TechnologyCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareMedical DeviceSeedEarlyGrowthExpansionCouncil & Enhanced Tennessee Fund (C&E) is a Nashville-based investment partnership focused on building transformational companies in Tennessee, including seed and early-stage businesses, and has a generalist approach to investing. Council Capital and Enhanced Capital Partners joined together in 2009 to form the C&E Tennessee Fund, and participate in the state's TNInvestco program. C&E seeks high-growth companies (including minority-owned and women-owned businesses) that possess the ability to be transformational for the benefit of economic development in Tennessee, and also generate high returns on invested capital for C&E's stakeholders, including the State of Tennessee.

150 2nd Ave. North, Suite 415NashvilleTN37201615-255-3707615-255-3709

Portfolio companies include:Advanced Network Solutionshttp://www.ansolutions.com/Energy Source Partnershttp://energysourcepartners.com/FSIhttp://www.myfsi.net/public/default.aspxNuScriptRXhttp://nuscriptrx.com/Payment America Systemshttp://paymentamerica.com/Shareholder InSitehttp://shareholderinsite.com/ABT Molecular Imaginghttp://advancedbiomarker.com/Amplian Clinical Communicationshttp://en.wikipedia.org/wiki/Nike,_IncNetwork Contract Solutionshttp://www.ncontracts.com/The Rehab Documentation Companyhttp://www.rehabdocumentation.com/Investment Team:Dennis C. Bottorff, Managing General Partner and Co-FounderAndrew M. Paul, Founder and Chairman of the Board of DirectorsKatie H. Gambill, Managing General Partner and Co-FounderMichael A.G. Korengold, President and Chief Executive OfficerRichard D. Apple, Council & Enhanced TN Fund Directorrapple@councilcapital.comJohn W. Davis, Senior Associatejdavis@councilcapital.comCressey & Company, LPwww.cresseyco.comPELife Sciences & HealthcareMiddle MarketCressey & Company is a private investment firm focused exclusively on investing in and building leading healthcare businesses. Based in Chicago, Illinois, and Nashville, Tennessee, the firm focuses on investments in healthcare services, providers and facilities. The following are some of the healthcare segments in which the Cressey & Company team has invested: Hospitals (Acute Care, Rehab, LTACH and Psychiatric Facilities); Homecare (Hospice, Home Nursing and Home Infusion); Outpatient Services (Physical Therapy, Dialysis and Dental Practices); and Specialty Distribution (Institutional Pharmacy, Specialty DME). With its most recent fund, Cressey & Company Fund IV LP, the Cressey & Company team manages in excess of $1 billion of capital. Cressey & Company's team had successfully invested in healthcare over three funds at predecessor firm Thoma Cressey Equity Partners (and subsequently Thoma Cressey Bravo) before raising its fourth fund, Cressey & Company IV, which is focused exclusively on healthcare investments. Recognizing the growing importance of Nashville in the healthcare community, the firm opened a Nashville office in 2008.

2525 West End Avenue, Suite 1250NashvilleTN37203615-369-8400615-369-8444

Portfolio companies include:Hospice Compassushttp://hospicecompassus.com/Encompass Home Healthhttp://ehhi.com/Essent Healthcarehttp://essenthealthcare.com/Haven Behavioral Healthcarehttp://www.havenbehavioral.com/Homecare Homebasehttp://www.hchb.com/InfuSciencehttp://infuscience.com/Midwest Dentalhttp://www.midwest-dental.com/Select Medicalhttp://www.selectmedical.com/US Renal Carehttp://www.usrenalcare.com/VetCorhttp://www.vetcor.com/Wound Care Specialistshttp://woundcarespecialists.com/InnerChangehttp://innerchange.com/Investment Team:Bryan Cressey, Partnerbcressey@cresseyco.comRalph Davis, Partnerrdavis@cresseyco.comPeter Ehrich, Partnerpehrich@cresseyco.comBill Frist, Partnerbfrist@cresseyco.comMerrick Axel, Partnermaxel@cresseyco.comDavid Schuppan, Partnerdschuppan@cresseyco.comDavid Rogero, Principaldrogero@cresseyco.comBary Bailey, Operating Partnerbbailey@cresseyco.comStephen Phenneger, Operating Partnersphenneger@cresseyco.comScott Maskalunas, Chief Financial Officersmaskalunas@cresseyco.comEmergeMemphiswww.emergememphis.orgIInformation TechnologySeedEmergeMemphis is a general business and technology-based incubator that seeks to recruit new companies and talent, diversify the local economy, create a higher wage base, attract capital from outside, springboard high technology education programs, and provide entrepreneurial educational opportunities. EmergeMemphis was founded in 1999 by local entrepreneur Bryan M. Eagle III, and is a non-profit organization (501(c)3). The incubator currently houses more than 26 businesses. The standard tenure in the EmergeMemphis program is three to four years. EmergeMemphis is not a landlord, but rather a partner to help a business overcome obstacles and build a strong financial foundation.

516 Tennessee Street MemphisTN38103901-312-7700901-544-7163

Portfolio companies include:Altarohttp://altaro.com/Coroutinehttp://coroutine.com/NanoMechhttp://www.nanomech.biz/Extracon Sciencehttp://www.extracon.com/Gaskill Strategieshttp://www.gaskillstrategies.com/Mercury Tech Launchpadhttp://launchpad.mercurytechlabs.com/FedEx Innovationhttp://about.van.fedex.com/our_company/fedex_innovationPinnacle Enterpriseshttp://pinnacleenterprises.com/QuadTEKhttp://quadtekinc.com/Advon Healthcarehttp://advonhealth.com/Beyond Brick & Mortarhttp://beyondbrickandmortar.com/City Torchhttp://citytorch.wordpress.com/Cloud for Goodhttp://cloud4good.com/Decooda Internationalhttp://decooda.com/EarthGuard Technologieshttp://earthguard.com/LaunchYourCityhttp://www.launchyourcity.com/Levitt Shellhttp://www.levittshell.org/Need Registryhttp://www.pcmantra.com/Content/Why-Do-You-Need-A-Registry-Cleaner.htmSkirklehttp://www.skirkle.com/Accionhttp://www.accion.org/Account Serviceshttp://www.accountservices.com/alt.Consultinghttp://altconsulting.org/Aspire Public Schoolshttp://www.aspirepublicschools.org/Cardinal Healthhttp://www.cardinal.com/Fuel Filmhttp://www.thefuelfilm.com/Guild Local/Habitat for Hopehttp://www.habitat.org/local/Hyphen Market Solutionshttp://www.hyphenmarketsolutions.com/Itchy Shutter Fingerhttp://www.flickr.com/photos/krwatsonphotography/8563557682/Prodigi Artshttp://www.prodigiarts.com/Investment Team:Philip Trenary, Interim ConsultantLavinda Corbin, Office Managerlavinda@emergememphis.orgBently Goodwin, Entrepreneur in Residencebently.goodwin@vistage.comEntrepreneur Centerhttp://entrepreneurcenter.comIInformation TechnologySoftware & InternetMedia & Digital MediaLife Sciences & HealthcareSports & EntertainmentSeedThe Entrepreneur Center connects Entrepreneurs with Investors, Mentors and the Critical Resources they need to accelerate the launch of startup businesses. The Entrepreneur Center fosters innovation and entrepreneurship by turning ideas into reality, helping to start businesses and create jobs. As a non-profit 501(c)3 organization, the Center is funded through sponsorships, partnerships, donations and grants. The EC relies on support from leading corporations, successful entrepreneurs and those who have a vested interest in the Center's success. The EC goal is to incubate, fund, and launch compani

105 Broadway, Suite 200NashvilleTN37201615-873-1257

Portfolio companies include:N/AN/AManagement Team:Michael Burcham, President and CEOmichael.burcham@entrepreneurcenter.comJohn Murdock, Director of Communications and ProgrammingClay Jackson, Director of Marketing and Business DevelopmentSam Lingo, Chief Operating OfficerEpiphany Health Ventures, LLChttp://epiphanyhealth.comVCLife Sciences & HealthcareEarlyEpiphany Health Ventures (EHV) is an organization specifically designed to enable innovation in the healthcare delivery system through the creation of and investment in highly disruptive healthcare services enterprises. Through a distinct framework designed to access and leverage (i) deep healthcare services domain experience, (ii) highly skilled operating partner capabilities, and (iii) a differentiated investment philosophy and structure, EHV intends to create transformational healthcare service businesses that will aim to positively impact the medical delivery system by improving the correlation of service delivery costs with outcomes and efficiency in patient care. Led by former Vanderbilt University Medical Center chief, Harry R. Jacobson, Epiphany is affiliated with other Healthcare focused, Tennessee-based investment groups such as Heritage and Tristar (see profiles).

3401 West End Avenue, Suite 310NashvilleTN37203615-515-9880615-515-9891

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Harry R. Jacobson, MD, Co-founder and Managing DirectorM. Duncan Dashiff, Co-founder and Managing DirectorCharles N. Martin, Jr., Venture PartnerGen Cap America, Inc.www.gencapamerica.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketFounded in 1985, Gen Cap America (GCA) is a private investment firm headquartered in Nashville, Tennessee. GCA specializes in acquisitions and recapitalizations of middle market businesses. GCA is actively investing Southvest Fund VI, L.P., a $165 million fund closed in March 2009. Investment candidates usually have revenues between $5 and $100 million and most are privately-held businesses or subsidiaries and divisions of larger corporations. Investments are made in established businesses with demonstrated operating histories and quality management teams. Examples of common GCA structures include the following: Management Buyout, Corporate Divestiture, Recapitalization, and Family Succession. GCA regularly makes investments in manufacturing, distribution, and basic service companies and avoids real estate and high-tech transactions.

40 Burton Hills Boulevard, Suite 420NashvilleTN37215615-256-0231615-256-2487

Portfolio companies include:Belt Powerhttp://www.beltpower.com/Myco Trailershttp://mycotrailers.com/Target Distributinghttp://www.targetd.com/Southern Filter Mediahttp://southernfiltermedia.com/Calling All Shipshttp://www.callingallships.net/Challenger Liftshttp://www.challengerlifts.com/index.shtmlInternational Systems of Americahttp://www.isa-net.com/Air Transport Componentshttp://www.atcphx.com/Street & Co.http://streetandcompany.net/Lamm Food Servicehttp://lammfoodservice.com/Advantage Nursing Serviceshttp://www.advantage-nursing.com/Van Pool Transportationhttp://vanpoolma.com/Thomas Pipe & Supplyhttp://www.thomaspipe.net/Metro Boiler Tube Companyhttp://www.metroboilertube.com/Douglas Machineshttp://www.douglas-machine.com/Wes-T-Ranshttp://www.westrans.com/Fleet Acquisitionshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=997221Magnum Systemshttp://www.magnumsystems.com/Nth Degreehttp://www.nthdegree.com/Day Motor Sportshttp://www.daymotorsports.com/Alpha Technicshttp://www.alphatechnicsonline.com/index_2.phpBecker Glove Internationalhttp://www.beckerglove.com/Avanti Productshttp://www.avantiproducts.com/CPS Distributorshttp://www.cpsdistributors.com/OFM Furniturehttp://www.ofminc.com/Investment Team:Barney D. Byrd, President and CEObbyrd@gencapamerica.comDonald D. Napier, III, Executive Vice Presidentdnapier@gencapamerica.comChristopher T. Godwin, Senior Vice Presidentcgodwin@gencapamerica.comJ. Matthew Lane, Senior Vice Presidentmlane@gencapamerica.comMark E. Isaacs, Senior Vice Presidentmisaacs@gencapamerica.comStephen E. Blackmon, Operations AdvisorMaclin P. Davis II, ControllerHarbert Managementwww.harbert.netVCPEInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialFinancial ServicesEducation & TrainingReal EstateEarlyMiddle MarketHarbert Management Corporation (HMCSM) is a diversified investment firm. Harbert's committed capital and assets under management have grown from $1.5 billion in 2002 to approximately $3 billion as of March 1, 2013. Harbert invests across 11 alternative asset classes in three areas of concentration: real estate, private capital and absolute return strategies. In private equity, Harbert focuses on leveraged buyouts, recapitalizations, expansion capital investments, and select distressed opportunities, seeking to invest in companies which have an EBITDA of $2 to $10 million. In total, Harbert Private Equity has raised over $247 million in committed capital and has made nineteen platform investments and twenty one add-on acquisitions. In venture capital, Harbert provides growth capital to early stage information technology and healthcare companies in the Mid-Atlantic and Southeastern U.S., typically investing in the first or second institutional rounds, with initial investment amounts between $500,000 and $4 million. Particular sectors of investment interest include: Information Technology (Communications software and services, Enterprise/ applications software, Communications equipment, Semiconductors, Transaction processing); and Healthcare (Therapeutics, Biotechnology platforms, Diagnostics and medical devices, Healthcare IT, and Healthcare services and outsourcing). The firm's mezzanine capital group typically provides $3 million to $15 million in subordinated debt to companies in need of capital for organic growth, acquisitions, recapitalizations, or management buyouts. HMC's investment teams are located in Birmingham, Alabama; New York, New York; Nashville, Tennessee; Richmond, Virginia; Atlanta, Georgia; San Francisco, California, London, United Kingdom; Madrid, Spain, Melbourne, Australia and Paris, France.

618 Church Street, Suite 500NashvilleTN37219615-301-6400615-301-6401

Portfolio companies include:Broadsourcehttp://www.broadsourcetech.com/JackBehttp://www.jackbe.com/TapRoot Systemshttp://taprootsystems.com/Unitrends Softwarehttp://www.unitrends.com/Innovative Biosensorshttp://www.innovativebiosensors.com/Ion Healthcarehttps://www.ionhealthcare.com/MaxCytehttp://www.maxcyte.com/nContact Surgicalhttp://www.ncontact.us/Optimal Reading Service Grouphttp://www.optimalreadings.com/PeopleMatterhttp://peoplematter.com/Privarishttp://www.privaris.com/WindChannel Communicationhttp://www.windchannel.com/NovaMin Technologyhttp://www.sensodyne.com/Intellijecthttp://www.intelliject.com/ECA Holdinghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=134469941Dent-A-Medhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4588356Onward Behavioral Healthhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=113056735AireWirehttp://airimba.com/Clarabridgehttp://www.clarabridge.com/Moverohttp://www.moveroinc.com/PWI Holdingshttps://www.facebook.com/PerfectWorldMMOPrecision Alloyshttp://palco8900.com/ControlScanhttps://www.controlscan.com/index.phpInvinceahttp://www.invincea.com/Mobile Possehttp://mobileposse.com/Netsertivehttp://www.netsertive.com/Racemihttp://www.racemi.com/Aldagenhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=516031OpenQhttp://www.openq.com/RegisterPatienthttp://www.registerpatient.com/Private Equity Investment Team:Michael D. Luce, President & Chief Operating Officermluce@harbert.netRichard S. Davis, Director of Investmentsrdavis@halbert.netWinston H. Gillum, Jr., Vice President & Managing Directorwgillum@harbert.netVenture Investment Team:William W. Brooke, Executive Vice President and Managing Partnerwbrooke@harbert.netWayne L. Hunter, Managing Partnerwhunter@harbert.netThomas D. Roberts III, Partnertroberts@harbert.netRobert L. Crutchfield, Partnerrcrutchfield@harbert.netBrian C. Carney, Principalbcarney@harbert.netMezzanine Investment Team:John C. Harrison, Senior Managing DirectorRobert A. Bourquin, Managing DirectorJohn S. Scott, Managing DirectorD. Andrew Tatman II, Director of InvestmentsHeritage Group, LLCwww.heritagegroupusa.comVCLife Sciences & HealthcareEarlyFounded in 1986, Heritage Group, LLC is a privately-held, Nashville, TN based investment and advisory firm focused on the strategic business and capital needs of early-stage healthcare companies. Since 2002, Heritage Group has deployed capital to form and/or invest in more than 30 early-stage companies. The Heritage Healthcare Innovation Fund is a $167 million strategic venture capital initiative focused on investment opportunities in businesses that improve the delivery of healthcare services. Limited Partner investors in the fund include three of the nation's leading hospital companies and two major hospital systems-- together representing more than 400 hospitals throughout the United States.

40 Burton Hills Boulevard, Suite 250NashvilleTN37215615-665-8220615-263-7800

Portfolio companies include:Precedent Healthhttp://precedenthealth.com/Shareable Inkhttp://www.shareableink.com/Invivo Linkhttp://www.invivolink.com/OnFocus Healthcarehttp://www.onfocushealthcare.com/Care Team Connecthttp://www.careteamconnect.com/Advent Health Partnershttp://adventhp.com/Custom Compounding Centershttp://www.sterilecompounding.com/Theralogixhttp://www.theralogix.com/USRadiosurgeryhttp://www.usradiosurgery.com/Diabetes Care Grouphttp://diabetescaregrp.com/Enlivenhttp://www.enliven.com/Silvercare Solutionshttp://silvercaresolutions.com/Veran Medical Technologieshttp://veranmedical.com/Medical Direct Clubhttp://medicaldirectclub.com/joomla/Lanxhttp://www.lanx.com/SourceMarkhttp://sourcemarkusa.com/Senior Whole Healthhttp://www.seniorwholehealth.com/mass/mass_home.htmAwarePointhttp://www.awarepoint.com/Exploryshttps://www.explorys.com/Intralign Health Solutionshttp://intralign.com/Aviacodehttp://www.aviacode.com/Investment Team:Rock A. Morphis, Managing DirectorDavid G. McClellan, Managing DirectorW. Paul Wallace, Managing DirectorJesse A. Bland, AssociateMichelle Anderson, Vice President of FinanceFlorence Chassaignac, Director of OperationsHolston Business Development Centerwww.hbdc.orgIInformation TechnologyBusiness ServicesFinancial ServicesSeedThe Holston Business Development Center is a general purpose business Incubator serving Kingsport and Hawkins Counties in Tennessee. The Center opened in August 2003 and provides entrepreneurial support for startup companies including a wide range of space sizes at competitive rates; Business support services (i.e. receptionist and office equipment); Business counseling and management assistance; Loan packaging; Technical assistance (i.e. business plan development); and Broadband Internet Access.

2005 Venture Park KingsportTN37660423-578-6235423-578-6500

Tenant companies include:L & H Glass Consultantshttp://www.intlglass.com/International Glass Specialistshttp://www.intlglass.com/Print Management Grouphttp://pmgnh.com/HopeAgain Counselinghttp://www.hopeagaincounseling.com/TalkBackhttp://www.talkbackinc.com/MountaiNet Long Distancehttp://www.mounet.com/Murray Financialhttp://murrayfinancialgroup.com/Prudent Home Economicshttp://www.prudenthome.com/Tri-Cities Driving Academyhttp://www.tricitiesdrive.com/Quanta Importshttp://www.manta.com/c/mtwsmxc/quanta-importsMobile Imageshttp://www.mobileimagesxray.com/Mailleferhttp://www.mailleferextrusion.com/srt/corporate/homeBarnes Enterpriseshttp://barnesenterprisestex.com/Earl's Laptop Shophttp://local.yahoo.com/info-16039008-earl-s-auto-repair-muncie1 Stop Property Shophttp://www.1-stoppropertyshop.com/LifePath, LLChttp://www.ithappens.com/Management Team:N/AInnovawww.innovamemphis.comVCInformation TechnologyLife Sciences & HealthcareAgriculture & Agricultural ScienceSeedEarlyFounded in 2007 by the Memphis Bioworks Foundation, Innova is a pre-seed, seed and early-stage investor focused on starting and funding high-growth companies in the Biosciences, Technology and AgBio fields across the state of Tennessee. Innova Fund I is a Memphis ED initiative of Memphis Fast Forward and Memphis Tomorrow. Funding came through the Memphis Bioworks Foundation and established Innova with a mission of economic development and job creation in the Memphis area. Created in 2009, Innova Fund II was selected as one of six TNInvestcos in the state of Tennessee. With this fund, Innova expands its focus to include the entire state of Tennessee, looking to invest in transformational technology companies across the State. Innova can individually invest up to $2MM in a single company.

20 South Dudley Street, Suite 620MemphisTN38103901-866-1430 901-866-1401

Portfolio companies include:ExtraOrthohttp://extraortho.com/Cagenixhttp://cagenix.com/CirQuest Labshttp://cirquestlabs.com/iScreen Visionhttp://www.iscreenvision.com/Vaxenthttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=48721710Centibahttp://www.bizjournals.com/memphis/stories/2009/11/16/story5.htmlarGentishttp://www.argentisrx.com/TrakLokhttp://www.traklok.com/Computable Genomixhttp://computablegenomix.com/Resolutehttp://www.merriam-webster.com/dictionary/resoluteNuScriptRxhttp://nuscriptrx.com/Investment Team:Ken Woody, Partnerkwoody@innovamemphis.comJan Bouten, Partnerjbouten@innovamemphis.comPreston Dorsett, Ph.D., Executive in ResidenceLauren Spicer, Senior AnalystSteven J. Bares, Chairman of the BoardInnovation Valley Partnerswww.innovationvalleypartners.comVCEnergy & Clean TechLife Sciences & HealthcareDefense & Homeland SecurityEarlyKnoxville, Tenn.-based Innovation Valley Partners (IVP) is the affiliate fund of Battelle Ventures, an independent venture fund based in Princeton, N.J. The funds have a combined $255 million under management to create and accelerate the development of early-stage technology companies with breakthrough solutions to key market problems. The sole limited partner of the $220-million Battelle Ventures fund is Battelle Memorial Institute (Battelle), and Eastern Tennessee business leaders have backed the $35-million IVP fund. The funds, which share the same management team, enjoy close relationships with the technology transfer offices of the National Laboratories that Battelle manages or co-manages for the U.S. Department of Energy, including Oak Ridge National Laboratory. They also have established similar associations with a number of university technology transfer and commercialization departments. Investing side by side in all deals, the funds actively focus on the following three key sectors: Health & Life Sciences, Energy & Environment, and Security

10702 Murdock RoadKnoxvilleTN37932865-777-1417865-777-1417

Portfolio companies include:360iphttp://360ip.com/Aldishttp://aldi.us/Ampulsehttp://ampulse.com/BioNanomatrixhttp://www.bionanomatrix.com/homeBioVigilanthttp://www.biovigilant.com/CDIhttp://www.cdicorp.com/Endovalvehttp://www.endovalve.com/Hi-G-Tekhttp://www.higtek.com/NellOne Therapeuticshttp://nell-one.com/Nisticahttp://www.nistica.com/NuPathehttp://www.nupathe.com/Panomicshttp://www.panomics.com/Planar Energyhttp://www.planarenergy.com/Proterrohttp://proterro.com/Rajanthttp://www.rajant.com/RemoteRealityhttp://www.remotereality.com/SafeViewhttp://www.safeview.com/SmartSynchhttp://www.smartsynch.com/Sypherlinkhttp://www.sypherlink.com/BioNano Genomicshttp://www.bionanogenomics.com/Hepregenhttp://hepregen.com/Micro Interventional Deviceshttp://www.microinterventional.com/Investment Team:Mort Collins, General Partnermcollins@battelleventures.comTammi Jantzen, CFOtammi@battelleventures.comKef Kasdin, General Partnerkef@battelleventures comRalph Taylor-Smith, General Partnerralph@battelleventures.comTracy Warren, General Partnertracy@battelleventures.comAEA Investors, LLCwww.aeainvestors.comNew YorkPEManufacturing & IndustrialBusiness ServicesConsumer ProductsMiddle MarketAEA is a pioneer in the private equity industry, having been founded in 1968 by the Rockefeller, Mellon, and Harriman family interests and S.G. Warburg & Co. With almost 40 years of investing experience, AEA has established a track record of achieving returns as a leading private equity partner to middle market companies. AEA focuses on control buyouts in four industry sectors: value-added industrial products, specialty chemicals, consumer products, and services involved in these sectors. With offices in New York, London, and Hong Kong, the firm focuses on buying businesses headquartered in the U.S. and Europe (and selectively in Asia). AEA's middle market private equity team currently manages over $3.6 billion of invested and committed capital. In 2004, AEA formed AEA Small Business Fund as its principal investment vehicle for pursuing leveraged buyout investment opportunities in the United States small business market. The Small Business Fund has $285 million of capital under management. In 2005, AEA formed the AEA Mezzanine Fund to pursue mezzanine debt investment opportunities in middle market companies. The Mezzanine Fund has $600 million of capital under management. In 2007, AEA formed the AEA Middle Market Debt Fund to pursue senior secured debt investment opportunities in middle market companies. The Middle Market Debt Fund has over $300 million of capital under management.

Two Stamford Plaza281 Tresser Boulevard, 15th FloorStamfordCT06901203-564-2660203-564-2661

Portfolio companies include:Houghtonhttp://houghton.edu/Unifraxhttp://www.unifrax.com/CPG Internationalhttp://cpgint.com/Colony Hardwarehttp://www.colonysupply.com/Reladynehttp://www.reladyne.com/BOA Grouphttp://www.boa.no/Lone Starhttp://www.lonestarsteakhouse.com/Shoes for Crewshttps://www.shoesforcrews.com/Pregishttp://www.pregis.com/Convenience Food Systemshttp://www.cfs.com/Suncoasthttp://www.suncoastfcu.org/Acostahttp://www.acosta.com/Garden Ridgehttp://www.gardenridge.com/Reladynehttp://www.reladyne.com/Hospitalists Management Grouphttp://www.hmgdoc.com/China Automotive Holdingshttp://en.wikipedia.org/wiki/Brilliance_China_AutoB.I. Incorporatedhttp://bi.com/CPG Internationalhttp://cpgint.com/PLZ Holdinghttp://www.chubbybrain.com/companies/plz-holdingPPC Industrieshttp://www.ppcind.com/Industrial Controls Distributorshttp://www.industrialcontrolsonline.com/Colony Hardwarehttp://colony.doitbest.com/Suhyang Networkshttp://www.scmp.com/topics/suhyang-networksSwanson Industrieshttp://www.swansonindustries.com/Sparrows Grouphttp://sparrowsgroup.com/home/NES Global Talenthttp://www.nesglobaltalent.com/Industrial Acoustics Companyhttp://industrialacoustics.com/Investment Team: Baron Carlson, Managing Directorbcarlson@aeainvestors.comJohn Garcia, CEO and Presidentjgarcia@aeainvestors.comJames Ho, Managing DirectorGary Cappeline, Operating Partnergcappeline@aeainvestors.comJoseph D. Carrabino Jr. Managing Directorjcarrabino@aeainvestors.comJohn Cozzi, Managing Directorjcozzi@aeainvestors.comMartin Eltrich, III, Managing Directormeltrich@aeainvestors.comGlenn Fischer, Operating Partnergfischer@aeainvestors.comThomas W. S. Groves, Managing Directortgroves@aeainvestors.comBrian Hoesterey, Managing Directorbhoesterey@aeainvestors.comSanford Krieger, General Counsel and Managing Directorskrieger@aeainvestors.comA. David P. Manzano, Managing Directordmanzano@gmail.comThomas Pryma, Managing DirectorJ. Louis Sharpe, Managing DirectorAlan Wilkinson, Managing DirectorScott Zoellner, Managing Directorszoellner@aeainvestors.comShivanandan Dalvie, Managing Directorsdalvie@aeainvestors.comSteven DeCillis II, CFO & Managing DirectorOliver Frey, Managing DirectorAxel Holtrup, Managing DirectorNannette McNally, Managing DirectorWilliam A. Owens, Asia ChairmanJames W. Leng, European ChairmanSusan Shui-Shien Lin, Managing DirectorPaul W. Soldatos, Managing Director (London)Jumpstart Foundryhttp://jumpstartfoundry.comIInformation TechnologySoftware & InternetMedia & Digital MediaSeedJumpstart Foundry (JSF) accelerates the growth of fledgling tech-oriented businesses. Started in 2010, JSF is a formal, mentor-driven 14-week business acceleration program held over the summer months --with the goal of launching successful companies, prime for funding, at an Investor Day in late August. Those startup companies-- keying on the areas of healthcare IT, information & data and social engagement tools-- will derive resources and guidance from a hand-selected group of mentors who bring a wealth of experience from a variety of fields. Additionally, Jumpstart Foundry will help grow Middle Tennessee's entrepreneurial and investment communities-- focusing on "The Future" -- by offering a series of training courses and seminars, called Jumpstart Fundamentals, geared toward expanding those communities' understanding and interaction. The Funds to support the efforts Jumpstart Foundry are supplied by Solidus Company and Solidus-TNinvestco (see profile). Program companies receive $15,000 in seed funding. In exchange for The Foundry program, seed funding, advice, mentorship, connections, and investor day, Jumpstart Foundry receives a 6% equity stake. In 2013, JSF opened an office in Silicon Valley, where alumni companies will receive expense-paid office space and apartments while building their funding and strategic networks.

c/o Solidus4015 Hillsboro Pike Suite 214NashvilleTN37215615-576-0573

Portfolio companies include:Wannadohttp://goflorida.about.com/od/attractions/a/wannadocity.htmiAgreehttp://itunes.apple.com/us/app/iagree/id301047391?mt=8Daiohttp://daio.com/RentStuffhttp://www.rentstuff.com/Meevlhttp://meevl.com/Cold Cratehttp://coldcrate.com/GoodJobhttp://goodjob.codebeyond.com/Contigo Financialhttp://contigofinancial.com/Evermindhttp://evermind.com/Kiwihttps://kiwi.ly/Jamplifyhttp://jamplify.com/The Skilleryhttp://www.theskillery.com/OurVinylhttp://ourvinyl.com/PhotoRankrhttp://photorankr.com/Investment Team:Vic Gattovic@jumpstartfoundry.comMassey Burch Capital Corp.www.masseyburch.comVCInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareSeedEarlyMassey Burch Capital was formed in January 1994 as the continuation of the investing activities of Jack C. Massey and Lucius E. Burch, III. Massey Burch and its predecessors have managed over $245 million and supported the growth of over 80 companies in a wide variety of industries. The firm currently is focusing on investing in early stage companies within information technology, communications, internet solutions and health care services. The firm will not consider investments in real estate, gas and oil, environmental, entertainment, retail chains, and pharmaceutical companies. Massey Burch focuses on seed, start-up and early stage opportunities in the South, investing from $500,000 to $2,000,000 initially, and an overall investment average of $4 to $6 million. The firm may invest up to $10,000,000 per company.

4007 Hillsboro Road, Suite ANashvilleTN37215615-665-3227615-665-3240

Portfolio companies include:Fullscopehttp://www.fullscope.com/Conclusive Marketinghttp://conclusivemarketing.com/Innerwirelesshttp://www.innerwireless.com/Motricityhttp://www.motricity.com/nContact Surgicalhttp://www.ncontact.us/HCCA Internationalhttp://www.hccaintl.com/Conclusive Marketinghttp://conclusivemarketing.com/Travel Holdingshttp://www.travelholdings.com/Investment Team:Donald M. Johnston, Partnerdjohnston@masseyburch.comWilliam F. Earthman, III, Partnerbearthman@masseyburch.comMB Venture Partners, LLCwww.mbventures.comVCLife Sciences & HealthcareMedical DeviceSeedEarlyGrowthExpansionMB Venture Partners provides private equity capital for growing life sciences companies. Founded in 2001, the firm's first fund, Memphis Biomed Ventures, attracted investment capital of $22.4 million. A second fund followed in 2005 bringing the firm's total under management to $76 million. MB invests in seed or early-stage financings, but selected later-stage financings will also be considered. The firm will invest only in biotechnology and medical device companies, and is especially interested in product solutions for musculoskeletal disease. MB invests in musculoskeletal ideas across the United States and non-musculoskeletal investments in the Southeast or Midwest. The firm is a participant in the TNInvestco Program (see profile) since 2010.

17 West Pontotoc, Suite 200MemphisTN38103901-322-0330901-322-0339

Portfolio companies include:Applied Spinehttp://appliedspine.dev.redhawk-tech.com/AxioMed Spinehttp://www.axiomed.com/TriVirix Internationalhttp://www.nortechsys.com/Medical/Protein Discoveryhttp://www.proteindiscovery.com/Anulexhttp://anulex.com/Kereoshttp://www.kereos.com/BioSEThttp://www.drellencutler.com/pages/practitioners/Calosyn Pharmahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=48896033Cayenne Medicalhttp://www.cayennemedical.com/Expanding Orthopedicshttp://xortho.com/Veracity Medicalhttp://veracityhealth.com/KFx Medicalhttp://www.kfxmedical.com/Salient Surgicalhttp://www.salientsurgical.com/Spinal Restorationhttp://www.spinalrestoration.com/Visioneering Technologieshttp://visioneering.com/Zyga Technologyhttp://zygatech.com/Investment Team:Gary D. Stevenson, Managing Partnergstevenson@mbventures.comMichael Sherman, Partnermsherman@mbventures.comJack Blair, Venture PartnerBob Compton, Venture PartnerCharlie Federico, Venture PartnerLarry Papasan, Venture PartnerDick Tarr, Venture PartnerMemphis Bioworks Foundationwww.memphisbioworks.orgVCILife Sciences & HealthcareMedical DeviceSeedEarlyThe Memphis Bioworks Foundation is bringing together public, private, academic and government entities in a collaborative effort to change the Memphis bioscience landscape. Established in 2001 as a nonprofit 501(c)(3), the Foundation's is leading initiatives to expand upon the community's current bioscience niches and demonstrated areas of leadership to create an internationally recognized center for the development and commercialization of bioscience technology. In 2007, the Memphis Bioworks Foundation launched Innova (see profile), which invests in early stage, dynamic companies. Beyond financial investment, Memphis Bioworks Foundation is also developing the laboratory and incubator space required by entrepreneurs. The 20 South Dudley Building already houses numerous start-ups and support organizations.

20 South Dudley, Suite 900MemphisTN38103901-866-1400

Portfolio companies include:GTxhttp://gtx.com/Investment Team:Steven J. Bares, Ph.D., President and Executive Directorsbares@memphisbioworks.orgLauren Bigger, Program Manager, Memphis Bioworks Business Associationlbigger@memphisbioworks.orgBill Heimert, Facilities Managerwheimert@memphisbioworks.orgPaul McKinney, Administrative Coordinator, Southern Energy Training Consortiumpmckinney@memphisbioworks.orgPat Meeks, Executive Director Grants & Compliancepmeeks@memphisbioworks.orgPhil Cestaro, Vice Presidentpcestaro@memphisbioworks.orgNetisha Reynolds, Accountantnreynolds@memphisbioworks.orgAmy Schuler, Special Projects Manageraschuler@memphisbioworks.orgAllan Daisley, Director, Entrepreneurship & Sustainabilityadaisley@memphsibioworks.orgShawn Taylor, Controllerstaylor@memphisbioworks.orgPauline Vernon, Director, Workforce Developmentpvernon@memphisbioworks.orgBrandon Wellford, CFO & Director of Real Estatebwellford@memphisbioworks.orgCorinne McLaughlin, Project Administratorcmclaughlin@memphisbioworks.orgKirk Williamson, Project Manager, Sustainabilitykwilliamson@memphisbioworks.orgMountain Group Capital, LLChttp://mgcfund.comVCPEInformation TechnologyLife Sciences & HealthcareEarlyGrowthExpansionMountain Group Capital manages private capital for family, friends and the state of Tennessee. The firm primarily focuses on: Venture Capital and Buyouts. Mountain Group manages Limestone Fund, an early stage venture capital fund focused on investing in life sciences and consumer technology companies based in Tennessee. Limestone's principals seek to leverage their experience in these industries to create, support and grow sustainable companies that meaningfully contribute to the economic fabric of Tennessee. Bedrock Fund seeks controlling ownership positions in manufacturing and value-added distribution companies headquartered in the Southeastern United States. Bedrock Fund companies typically have revenues in the $5 million to $50 million range, a history of profitability, and proven management. The firm's Skyline Fund provides early stage and growth equity capital to Life Sciences and Technology companies throughout North America.

1600 Division Street, Suite 580NashvilleTN37203615-843-9100615-313-9996

Portfolio companies include:OnFocus Healthcarehttp://www.onfocushealthcare.com/Pathfinder Therapeuticshttp://pathsurg.com/MedCenter Displayhttp://medcenterdisplay.com/Nutraceutical Discoverieshttp://www.innutria.com/Ironwood Pharmaceuticalshttp://ironwoodpharma.com/Castle Bioscienceshttp://www.castlebiosciences.com/index.htmlValue Payment Systemshttp://www.valuepaymentsystems.com/PharmMDhttp://www.pharmmd.com/Corcept Therapeuticshttp://www.corcept.com/Lean Distributionhttp://www.effectiveinventory.com/article56.htmlDirectVetMarketinghttp://www.directvetmarketing.com/DeviceFidelityhttp://devifi.com/Panoptohttp://www.panopto.com/Device Innovation Grouphttp://deviceinnovationgroup.com/Diagnovushttp://diagnovus.com/Industrial Ceramic Solutionshttp://indceramics.com/Just A Pinch Recipe Clubhttp://www.justapinch.com/NuMeta Scienceshttp://www.linkedin.com/pub/e-douglas-grindstaff-ii/10/b79/a7Streamweaverhttp://www.streamweaver.com/SwingPalhttp://www.swingpal.com/VenXhttp://www.venxmedical.com/JIT Serviceshttp://jitllc.com/Quality Filtrationhttp://qualityfiltration.com/ABT Molecular Imaginghttp://advancedbiomarker.com/Wilkins Mobile Buildershttp://wilkinsbuilders.com/Investment Team:Joseph C. Cook, Jr.jcj@mgcfund.comJoseph C. Cook, IIIjc3@mgcfund. comByron W. Smithbyron@mgcfund.comSteven D. Singletonsds@mgcfund.comNashville Capital Networkwww.nashvillecapital.comAInformation TechnologyLife Sciences & HealthcareRetail & RestaurantEarlyExpansionThe Nashville Capital Network (NCN) is a collaborative initiative of Vanderbilt University, the Nashville Technology Council, and Nashville Health Care Council, as well as local business and professional leaders. The NCN strives to promote entrepreneurial education and economic growth by becoming the hub for early stage capital formation in middle Tennessee. A component of NCN is a network of private investors interested in evaluating potential seed or early stage investments. The group will help entrepreneurs with business ventures that have the potential to attract institutional equity, refine their business concepts, prepare for the fundraising process, and raise equity capital. NCN connects Angel investors with entrepreneurs to help businesses raise early stage capital, grow, and prosper. NCN targets early stage and later-stage companies seeking capital for growth that are raising equity capital in the $500,000-$2 million range. NCN Angel Fund I, LP is a $5.2 million sidecar fund that invests alongside member angels in early stage companies.

40 Burton Hills Boulevard, Suite 250NashvilleTN37215615-322-9016615-263-7800

Portfolio companies include:Tricyclehttp://www.tricycle.com/Plumgood Foodhttp://en.wikipedia.org/wiki/Plumgood_FoodHorizon Resource Grouphttp://www.horizonrg.com/Smartvuehttp://smartvue.com/Capital Confirmationhttps://www.confirmation.com/Pathfinder Therapeuticshttp://pathsurg.com/MyOutdoorTVhttp://www.myoutdoortv.com/Armor Conceptshttp://www.armorconcepts.com/onFocus Healthcarehttp://www.onfocushealthcare.com/Medical Direct Clubhttp://www.medicalproductsdirect.com/BreatheAmericahttp://www.breatheamerica.com/PharmMDhttp://www.pharmmd.com/edo Interactivehttp://www.edointeractive.com/Protein Discoveryhttp://www.proteindiscovery.com/Continuumhttp://continuuminnovation.com/Spirit Broadbandhttp://www.spiritbb.com/TrackPoint Systemshttp://trackpointsystems.com/The Documentary Channelhttp://www.documentarychannel.com/Shareable Inkhttp://www.shareableink.com/Enliven Partnershiphttp://enlivenpartnership.com/The Restaurant Rewards Companyhttp://www.rewardsnetwork.com/Silvercare Solutionshttp://silvercaresolutions.com/Care Team Connecthttp://www.careteamconnect.com/Consensus Pointhttp://www.consensuspoint.com/Tricyclehttp://www.tricycle.com/Inova Payrollhttp://inovapayroll.com/Just A Pinch Recipe Clubhttp://www.justapinch.com/NuScriptRxhttp://nuscriptrx.com/LiveSchoolhttp://www.liveschool.org/NeighborhoodMDhttp://neighbormd.com/Management Team:T. Sidney Chambless, Jr., Executive Director and Managing Partnerschambless@nashvillecapital.comChase Perry, Director and Partnercperry@nashvillecapital.comAbby Robinson, Executive Coordinatorarobinson@nashvillecapital.comMatt Lawrence, Associatemlawrence@nashvillecapital.comJenny Hannon, Director of Partnershipsjhannon@nashvillecapital.comNEST-TN, LLCwww.nest-tn.comVCInformation TechnologyMedia & Digital MediaEnergy & Clean TechManufacturing & IndustrialSeedEarlyNEST-TN is a seed and early-stage venture capital firm started by Fran F. Marcum, Managing Partner of Marcum Capital of Tullahoma, Tenn. In 2010, the State of Tennessee certified NEST-TN as a TNInvestco recipient, awarding a $20 million state tax credit allocation for the purpose of investing in young Tennessee-based companies. NEST-TN has a state-wide focus on companies specializing in advanced manufacturing and materials, energy and environmental "clean" technologies, and information and digital media technologies. NEST-TN is an acronym for Networking Entrepreneurs, Seed capital, and Technology in Tennessee. The firm's fund follows investment guidelines established by the State of Tennesse (see TNInvestco).

414 Wilson Ave.TullahomaTN37388931-455-0155931-455-4375

Portfolio companies include:N/A Investment Team:Fran F. MarcumCameron A. NewtonE. Brac ThomaRichard A. BendisMatthew A. WiltshireJoseph P. Binkley IIIPathway Lendingwww.pathwaylending.orgEDInformation TechnologySoftware & InternetManufacturing & IndustrialBusiness ServicesEarlyGrowthExpansionFormerly Southeast Community Capital, Pathway Lending is a Community Development Financial Institution (CDFI) as certified by the U.S. Department of the Treasury. Founded in 1999, Pathway Lending provides loans to businesses lacking access to traditional financing options throughout Tennessee. In the ten years since its inception, Pathway Lending has grown to more than $30 million in assets and has made more than 553 loans to 400 plus companies totaling more than $57 million. Pathway Lending loans have facilitated the creation of more than 1,625 new full-time jobs while maintaining or retaining more than 3,750 jobs. Pathway Lending is headquartered in Nashville and currently has offices in Knoxville, Tri-Cities, and Jackson.

201 Venture CircleNashvilleTN37228615-425-7171615-425-7172

Portfolio companies include:Mama Turney's Homemade Pieshttp://mamaturneyspies.com/Phinnessee Earthmoving Contractorshttp://www.pathwaylending.org/about/success-storiesManufacturers Industrial Group (MIG)http://www.migllc.com/mimijumihttp://www.mimijumi.com/EarthSavershttps://secure.earthsaversonline.com/Saber Industrieshttp://saberindustries.net/Protomethttp://protomet.com/Eco Travel Plazahttp://www.ecotravelplaza.com/The Bagel Exchangehttp://www.thebagelexchange.com/CollisionWorxhttp://collisionworxinc.com/Kana Hotel Grouphttp://kanahotelgroup.com/home.phpWest Wind Farmshttp://grassorganic.com/Bob Apparelhttp://bobstores.com/Benchmark Companieshttp://benchmark-company.com/Arctelhttp://arctel.com/Red Rover Pet Serviceshttp://redrovercomeover.com/Investment Team:Clinton B. Gwin, Presidentclint.gwin@pathwaylending.orgSteve White, Chief Development OfficerBarbara Harris, CPA, Chief Financial Officerbarbar.harris@pathwaylending.orgLori Rochelle, Asst. Vice President of AdministrationDaniel A. Wilson, Vice President of Lending OperationsMelissa George, Loan Operations Administrative AssistantBrandon England, Assistant Client ManagerHank Helton, Senior Vice Presidenthank.helton@pathwaylending.orgBob Lancaster, Director of Advisory ServicesJohn Sturgeon, Business Development ManagerAmy Bunton, Senior Vice PresidentChris Williams, Client Relationship ManagerPaul M. Hoffmann, Director of Policy & ImpactsJennifer McLachlan, Administrative Marketing ManagerPetra Capital Partners, LLCwww.petracapital.comVCPEInformation TechnologyMedia & Digital MediaLife Sciences & HealthcareBusiness ServicesGrowthExpansionMiddle MarketFounded in 1996, Petra Capital Partners is a venture capital firm engaged in providing growth capital for companies located throughout the United States. The principals of Petra have invested more than $440 million in 87 high growth private companies over the past 20 years. The firm is currently investing out of its third fund, closed in March 2008, with $160 million of available capital. Petra invests up to $15 million per company in the form of subordinated debentures with warrants to purchase equity securities. The firm focuses its investment activity in the healthcare and information services sectors, investing in companies with revenues above $10 million and growth rates in excess of 20%. Petra has engaged in financings for growth, acquisition, buyouts and recapitalizations for both private companies and small public companies as an active minority investor. Petra focuses its investment activity in the business services and healthcare services industries. Over time the partners have developed an expertise and in-depth understanding of service industries such as business process outsourcing, healthcare, professional services, information services, media and communications.

3825 Bedford Avenue, Suite 101NashvilleTN37215615-313-5999615-313-5990

Portfolio companies include:Air Servhttp://www.air-serv.com/American Hometown Publishinghttp://www.americanhometownpublishing.com/New Century Hospicehttp://www.newcenturyhospice.com/HealthTeacherhttp://www.healthteacher.com/Lakeview Farmshttp://lakeviewfarms.com/Mach Speed Technologieshttp://www.machspeed.com/Sante Pediatric Serviceshttp://santepediatrics.com/index.htmlMycrofthttp://mycroft.mozdev.org/T2 Systemshttp://t2systems.com/York Telecomhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4523467NuView Systemshttp://www.nuviewinc.com/SpecialtyCarehttp://www.specialtycare.net/Superior Global Solutionshttp://www.superiorglobal.com/Access Media 3http://am3inc.com/GBS Enterpriseshttp://gbsent.com/Salveo Specialty Pharmacyhttp://www.newspringcapital.com/SalveoSpecialtyPharmacy.htmWellNow Urgent Carehttp://wellnowuc.com/Investment Team:Michael W. Blackburn, Managing Partnermwb@petracapital.comDavid Fitzgerald, Partnerdf@petracapital.comCarol J. Collins, Office Managercjc@petracapital.comRobert A. Smith, Partnerras@petracapital.comDoug Owen, Principaldbo@petracapital.comAlinda Capital Partners, LLCwww.alinda.comNew YorkPEEnergy & Clean TechManufacturing & IndustrialTransportation & DistributionMiddle MarketAlinda Capital Partners looks for infrastructure assets in North America and Europe that have a strong operating record or are under construction and can demonstrate a potential for: steady, growing and predictable cash flow; strategic competitive advantage; or limited commodity or merchant risk. Specific sectors of interest include transportation, energy, power, water and wastewater, and utility services for residential, commercial and industrial customers. The firm manages the Alinda Infrastructure Fund, an unlisted institutional fund with over $7.8 billion in capital and approximately $15 billion in purchasing power. Over the past 25 years, Alinda has been responsible for over $150 billion of infrastructure investing. Alinda owns interests in infrastructure businesses that operate in 31 states in the United States, all 10 Canadian provinces, 6 European nations and Mexico.

100 West Putnam AvenueGreenwichCT06830203-930-3800203-930-3880

Portfolio companies include:Heathrow Airport Holdingshttp://en.wikipedia.org/wiki/Heathrow_Airport_HoldingsHeathrow Expresshttps://www.heathrowexpress.com/Binnenlandse Container Terminals Nederlandhttp://www.youtube.com/watch?v=MD2MqNQX7qsCambridge Waterhttp://www.cambridge-water.co.uk/South Staffordshire Waterhttp://www.south-staffs-water.co.uk/SSI Serviceshttp://www.ssi-services.co.uk/Santa Paula Waterhttp://santapaulawater.com/Regency Intrastate Gas Systemhttp://www.regencyenergycareers.com/regency/About_Us.htmlWorsham-Steedhttp://www.nortexmidstream.com/about-nortex/our-facilities/worsham-steed-gas-storage/Houston Fuel Oil Terminal Companyhttp://hfotco.com/AC Biogas Grouphttp://web.iitd.ac.in/~vkvijay/Government%20Programmes%20&%20Schemes%20on%20Biogas%20in%20India_Dr.%20A.R.%20Shukla,%20MNRE,%20GoI.pdfInvestment Team: Christopher W. Beale, Managing Directorchris.beale@alinda.comPhilip W. Dyk, Partnerphilip.dyk@alinda.comSanjay Khettry, Partnersanjay.khettry@alinda.comJohn S. Laxmi, Partnerjohn.laxmi@alinda.comSimon Riggall, Partnersimon.riggall@alinda.comGraeme Bevans, Partnergraeme.bevans@alinda.comAlex Black, Partneralex.black@alinda.comJim Metcalfe, Partnerjim.metcalfe@alinda.comPharos Capital Partnerswww.pharosfunds.comVCPEInformation TechnologyLife Sciences & HealthcareBusiness ServicesExpansionMiddle MarketHeadquartered in Dallas and Nashville, Pharos Capital Group has $600 million in capital under management through three private equity funds. Founded in 1998, the firm's latest partnership is a $400 million fund focused on providing later stage equity funding for internal growth, acquisitions, leveraged buyouts, management buyouts or recapitalizations across industry sectors, with particular focus on healthcare, business services and technology. Pharos typically takes $10 to $30 million equity positions through staged investing in undercapitalized businesses in underserved regions across the nation. The firm has an additional office in Baltimore.

1 Burton Hills Boulevard, Suite 180 NashvilleTN37215615-234-5522615-263-0234

Portfolio companies include:Atherotechhttp://atherotech.com/Aurora Imaging Technologyhttp://www.auroramri.com/Gordianhttps://www.onlifehealth.com/IASIS Healthcarehttp://www.iasishealthcare.com/Convergehttp://www.converge.com/LifeTrust Americahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30819Medical Care Consortiumhttp://www.mccigroup.com/Medfindershttp://www.medfinders.com/Pioneer Surgical Technologyhttp://en.wikipedia.org/wiki/Pioneer_Surgical_TechnologyPsychiatric Solutionshttp://www.psysolutions.com/Windsor Health Grouphttp://windsorhealthgroup.com/American Beacon Advisorshttp://americanbeaconadvisors.com/Clearwirehttp://www.clearwire.com/Continuumhttp://continuuminnovation.com/Handangohttp://www.handango.com/iOnospherehttp://en.wikipedia.org/wiki/IonosphereNetsizehttp://www.netsize.com/Reel FXhttp://www.reelfx.com/Rush Tracking Systemshttp://www.rushtrackingsystems.com/StreamServehttp://streamshare.streamserve.com/SmartDMhttp://www.smartdm.ca/Egenerahttp://www.egenera.com/Travel Holdingshttp://www.travelholdings.com/Tritelhttp://www.tritel.com/Telecommunication Systemshttp://www.telecomsys.com/Alereonhttp://www.alereon.com/Time Domainhttp://www.timedomain.com/Back Yard Burgershttp://backyardburgers.com/Homeland Security Corporationhttp://www.homelandsecuritycorporation.com/TotalTraxhttp://totaltraxinc.com/Vericenterhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=106202Investment Team:Kneeland Youngblood, Co-Founder and Managing Partnerkyoungblood@pharosfunds.comD. Robert Crants, III, Co-Founder and Managing Partnerbcrants@pharosfunds.comMichael W. Devlin, Co-Founder and Managing Partnermdevlin@pharosfunds.comJames W. Phillips, Partnerjphillips@pharosfunds.comJoel Goldberg, Partnerjgoldberg@pharosfunds.comAnna Kovalkova, Principalakovalkova@pharosfunds.comJoseph Acevedo, Principaljacevedo@pharosfunds.comKimberly D. Futrell, Chief Financial Officerkfutrell@pharosfunds.comMelinda Cullen, ControllerTina Hahn, Senior Vice President of Investor RelationsRyan Shelton, Vice PresidentPittco Capital PartnersFIInformation TechnologyEarlyGrowthExpansionPittco Capital Partners is a Memphis, Tennessee based private equity firm investing in early and later-stage growth companies throughout the United States, but with an emphasis on the Southeast. The firm is privately held by J.R. "Pitt" Hyde, III, the founder and former Chairman and CEO of AutoZone, Inc. (NYSE: AZO).

6075 Poplar Ave., Suite 335MemphisTN38119901-685-5455

Portfolio companies include:Qcept Technologieshttp://www.qceptech.com/Yaphttp://en.wikipedia.org/wiki/YapVocalocityhttp://www.vocalocity.com/Investment Team:J.R. Hyde IIIAndrew Seamons, Managing PartnerJohn H. Pontius, President Alterna Capital Partnerswww.alternacapital.comNew YorkPEEnergy & Clean TechManufacturing & IndustrialTransportation & DistributionMiddle MarketAlterna Capital Partners is a private investment firm focusing on core capital assets that are vital to the transportation, industrial and energy sectors. The firm is managed by Citi's former core capital asset equity investment team and has over $400MM of committed capital. Alterna looks for income producing assets in developed economies that are essential for expansion and maintenance of productive operations and have the following characteristics: Economically vital, Long useful life, and Stable technology. The team has more than 100 years of aggregate investment experience having successfully invested more than $2 billion in core capital assets.

15 River Road, Suite 320 WiltonCT06897203-210-7335 203-563-9210

Portfolio companies include:Springerville Generating Station Unit 1http://www.alternacapital.com/investments.springerville.htmlWestern Alterna Partnershiphttp://finance.banks.com/intersearch.banks/news/read?GUID=15419447Mid Ocean Tankerhttp://midoceanmarine.com/Merom Generation Stationhttp://www.hepn.com/merom.aspInvestment Team:Jim Furnivall, Managing Partner, 203-557-9021jim.furnivall@alternacapital.comRoger Miller, Managing Partner, 203-557-9022roger.miller@alternacapital.comEric Press, Managing Partner, 203-557-9023eric.press@alternacapital.comHarry Toll, Managing Partner, 203-557-9024harry.toll@alternacapital.comRichard C. Bertkau, Managing Directorrichard.bertkau@alternacapital.comMark S. Satran, Directormark.satran@alternacapital.comPaul C. Schaffer, Managing Director & CFOpaul.schaffer@alternacapital.comStephen Z. Serepca, Managing Directorstephen.serepca@alternacapital.comRichland Ventureswww.richlandventures.comVCLife Sciences & HealthcareMedical DeviceEarlyExpansionFounded by Jack Tyrrell and Pat Ortale in 1994, Richland Ventures provides expansion capital to healthcare service companies, medical devices and technology, and other diversified service companies with a proven business model and a large target market. Richland invests in early and later stage companies, primarily headquartered in the Southeast, Midwest, and Southwest, although Richland will consider investments in other regions of the country. Often, Richland is the first institutional venture investor in a company after the founders have seeded the concept. Usually $5 million to $15 million per company is invested in securities convertible into common stock. Richland III, with $200 million of committed capital, is one of the largest venture funds in the Southeast.

1201 16th Avenue SouthNashvilleTN37212615-383-8030615-269-0463

Portfolio companies include:MindLeadershttp://www.mindleaders.com/NuVoxhttps://support.nuvox.net/Trinsichttp://www.trinsic.com/Swellhttp://www.swell.com/Apprisshttp://www.appriss.com/Intechrahttp://intechra.com/Home.aspxLightyearhttp://www.lightyear.net/Symbionhttp://www.symbion.com/TeleVoxhttp://televox.com/US Healthworkshttp://www.ushealthworks.com/Investment Team:Jack Tyrrell, Managing Partnerjt@richven.comPat Ortale, Managing Partnerpo@richven.comDavid Fitzgerald, Principaldf@richven.comAltus Capital Partnerswww.altuscapitalpartners.comNew YorkPEManufacturing & IndustrialFinancial ServicesMiddle MarketAltus Capital Partners is private equity firm investing in small to middle market manufacturing companies. To date, the firm has invested in eight portfolio companies with combined annual revenues of approximately $500 million. Ideal companies are U.S. based manufacturing companies (located east of the Rockies) with an enterprise value between $30 million and $100 million and a minimum EBITDA of $5 million. Altus Capital Partners types of transactions include buyouts, recapitalizations, divestitures, and consolidations.

10 Westport Road, Suite C204WiltonCT06897203-429-2000203-429-2010

Portfolio companies include:Thermafiberhttp://www.thermafiber.com/Mistras Grouphttp://www.mistrasgroup.com/Aqua-Chemhttp://www.aqua-chem.com/Magnatech Internationalhttp://magnatech-int.com/Die Cast Holdingshttp://www.gasgoo.com/showroom/Hongtai_GDDS Brownhttp://dsbrown.com/Thomson Plasticshttp://thomsonplastics.com/Gichner Shelter Systemshttp://www.gichner.us/Models & Toolshttp://www.modelsandtools.com/Gulf Coast Machine & Supply Companyhttp://gulfco.com/International Imaging Materialshttp://www.iimak.com/Investment Team:Russell J. Greenberg, Managing Partnerrgreenberg@altuscapitalpartners.comGregory L. Greenberg, Senior Partnerggreenberg@altuscapitalpartners.comElizabeth A. Burgess, Senior Partnereburgess@altuscapitalpartners.comPeter Polimino, Chief Financial Officerppolimino@altuscapitalpartners.comHeidi Goldstein, Vice Presidenthgoldstein@altuscapitalpartners.comKim VanCleef, Vice Presidentkvancleef@altuscapitalpartners.comRyan Cole, Senior Associatercole@altuscapitalpartners.comMike Barry, Associatembarry@altuscapitalpartners.comRiver Associates Investments, LLCwww.riverassociatesllc.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsRetail & RestaurantMiddle MarketRiver Associates Investments is a private equity partner for management teams in buyouts, divestitures and recapitalizations of lower middle market companies. Founded in 1990, River Associates has invested in companies operating in a wide variety of industries including manufacturing, high-margin distribution, industrial services and non-faddish retail. River Associates will generally avoid investments into heavily regulated industries, as well as start-up, high-technology, commodity or natural resource companies. The firm will invest throughout the United States and Canada in platform companies with the following financial parameters: Sales greater than $10 million; Gross margin in excess of 20% of sales; and EBITDA of $3-10 million (Adjusted for nonrecurring expenses). River Associates is currently investing River V(, LP, a $222 million committed capital fund. Transaction values typically range from $10-50 million.

633 Chestnut Street, Suite 1640ChattanoogaTN37450423-755-0888423-755-0870

Portfolio companies include:National Delihttp://www.nationaldeli.com/Cash Management Solutionshttp://www.cms-group.com/Boxercrafthttp://boxercraft.com/Coininghttp://coining.com/Lucent Polymershttp://www.lucentpolymers.com/Roscoe Medicalhttp://roscoemedical.com/Burner Systems Internationalhttp://www.burnersystems.com/Industrial Magneticshttp://magnetics.com/Omega Environmental Technologieshttp://www.omega-usa.com/KK Precisionhttp://www.kkprecision.com/TrueNet Communicationshttp://truenetcommunications.com/Investment Team:James B. Baker, Managing Partnerjbaker@riverassociatesllc.comMike D. Brookshire, Partnermbrookshire@riverassociatesllc.comJ. Mark Jones, Partnermjones@riverassociatesllc.comPatten Pettway, Partnerppettway@riverassociatesllc.comW. Craig Baker, Partnercbaker@riverassociatesllc.comBlake Lewis, Associateblewis@riverassociatesllc.comStuart Vyule, Associatesvyule@riverassociatesllc.comG.H. Pettway, Advisory PartnerAtlantic Street Capital Management, LLCwww.atlanticstreetcapital.comNew YorkPEManufacturing & IndustrialBusiness ServicesConsumer ProductsMiddle MarketFormed in late 2006, Atlantic Street Capital Management is a special situations private equity fund investing in middle market companies that present challenges to typical investors. Atlantic Street is comfortable taking controlling equity positions in companies requiring significant operational improvements, including turnarounds and restructurings. Atlantic Street also focuses on "deep value" investments or opportunities where investors face unique challenges which impact the valuation of the company. Atlantic Street targets sustainable businesses headquartered in the U.S. and Canada with revenues between $25 and $150 million that operate basic industries including: consumer products and services; manufacturing and distribution; business services; and, transportation and logistics. The fund seeks to invest between $5 to $20 million of controlling equity capital per deal. Atlantic Street was created in partnership with a $5 billion New York based alternative asset management firm. The firm has over $100 million under management.

300 Main Street, Suite 801 StamfordCT06901203-428-3150877-276-7022

Portfolio companies include:Double B Foodshttp://doubleb.com/EZE Truckinghttp://www.ezetrucking.com/Alex Apparel Grouphttp://alexevenings.com/Z Wirelesshttp://www.gozwireless.com/Fleetgisticshttp://fleetgistics.com/Investment Team:Peter Shabecoff, Managing Partner, 203-428-3158peter@atlanticstreetcapital.comAndrew Wilkins, Partner, 203-428-3151andy@atlanticstreetcapital.comStephanie James, Vice Presidentstephanie@atlanticstreetcapital.comArthur Warshaw, Senior Operating AdvisorTimothy Lewis, Partner, 203-428-3192tim@atlanticstreetcapital.comIris Rosken, Chief Financial Officeriris@atlanticstreetcapital.comBrian Cooper, Vice Presidentbrian@atlanticstreetcapital.comSalix Ventureswww.salixventures.comVCInformation TechnologyLife Sciences & HealthcareEarlyGrowthExpansionSalix Ventures was founded in 1997 to pursue high growth investment opportunities in health care services companies (including health care information technology). Salix Ventures manages two venture capital partnerships with more than $180 million of committed capital. With offices in Nashville and Andover, MA, Salix is a national investor focused on investing in and supporting the best management teams and companies, regardless of location. On average, Salix invests $5-7 million per company, and typically invests half of that amount in the first round of funding, with similar amounts reserved for future private financing rounds. The firm is stage-agnostic, investing in companies seeking their first round of institutional venture capital, as well as more mature companies seeking later-stage rounds. However, Salix does not make seed-stage investments, requiring that the companies in which it invests have some operational base already in place in an industry with a demonstrated proof of concept.

23 Bancroft PlaceNashvilleTN37215615-665-1409615-665-2912

Portfolio companies include:Titan Healthhttp://titanhealth.com/Aethonhttp://www.aethon.com/Vantage Oncologyhttp://www.vantageoncology.com/Novologixhttp://www.novologix.net/U.S. Renal Carehttp://www.usrenalcare.com/Habit Managementhttp://www.habitopco.com/Prism Education Grouphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=10795763Neighborhood Diabeteshttp://www.sugartest.com/Vericarehttp://vericare.com/Habit Opcohttp://www.habitopco.com/Investment Team:David Ward, General Partnerdward@salixventures.comChris Grant, General Partnercgrant@salixventures.comBEV Capitalwww.bevcapital.comNew YorkVCInformation TechnologySoftware & InternetMedia & Digital MediaBusiness ServicesConsumer ProductsRetail & RestaurantEarlyBEV Capital is a specialized venture capital fund focused on consumer-oriented businesses. The core of BEV's business is investing in consumer companies. This includes retailers, Internet businesses, consumer products, consumer services, media, and restaurants. BEV also invests in supporting technologies for consumer companies such as marketing software and services, Internet technologies, retail IT, information services, and analytics. BEV initially invests $1 million to $5 million in a company and keeps at least that same amount in reserve against future financing needs. Past investments have been as small as $1 million and as large as $10 million.

764 Westover DriveStamfordCT06902203-724-1100203-724-1155

Portfolio companies include:1800diapershttp://www.diapers.com/Nature Technologieshttp://nature-technologies.com/eNR Serviceshttp://www.enr-corp.com/The FeedRoomhttp://feedroom.com/Redfinhttp://www.redfin.com/Swoozie'shttp://swoozies.com/Invoke Solutionshttp://www.invoke.com/Travel Holdingshttp://www.travelholdings.com/Additechhttp://additech.com/Alloy Onlinehttp://www.alloy.com/Bendon Publishing Internationalhttp://www.bendonpub.com/CarParts Technologieshttp://support.carpartstechnologies.com/jobbers.htmlProfitLogichttp://www.oracle.com/us/profitlogic/index.htmlRetail Solutionshttp://www.retailsolutions.com/Big Enoughhttp://www.bigenough.com/ClassMates Onlinehttp://www.classmates.com/Cool Cuts 4 Kidshttp://coolcuts4kids.com/Cyberian Outposthttp://en.wikipedia.org/wiki/Cyberian_OutpostLe Gourmet Chefhttp://www.legourmetchef.com/LoveSachttp://www.lovesac.com/MaxPrepshttp://www.maxpreps.com/national/national.htmPrivate Quartershttp://myprivatequarters.com/Waterfront Mediahttp://www.waterfrontmedia.com/Investment Team:Chris Kirchen, Managing General Partnerchris@bevcapital.comDavid Yarnell, Managing General Partnerdavid@bevcapital.comMarc Singer, General Partnermarc@bevcapital.comBill Meurer, General Partnerbill@bevcapital.comBoone Opportunity Lenderswww.BooneLenders.comNew YorkVDInformation TechnologySoftware & InternetEarlyBoone Opportunity Lenders is an opportunistic, cash flow lender to high-growth public and private companies in need of time-sensitive capital. Founded in 2007 and managed by Randall P. Stern (who previously co-founded and managed a special opportunity fund with a similar strategy), Boone is backed by institutional investors and brings a hybrid approach to early-stage financing. Boone does not finance start-ups or companies which are not yet profitable. Boone Lenders is a resource for software and technology-based solution providers, as well as service-related businesses in need of growth capital that may be non-bankable because of billing practices, limited historical profitability, or simply outstretched ABL formulas. Boone targets companies with EBITDAs of less than $7 million and located in North America. The firm invests $1-$10 million in a variety of industries, but does not invest in start-ups or real estate. The firm concentrates on lower/middle-market companies ($2MM < EBITDA < $10MM).

110 Park AvenueGreenwichCT06830203-661-0290

Portfolio companies include:N/AN/AInvestment Team: Randall P. Stern, Founderr.stern@boonelenders.comBrandon Capital Group, Inc.www.brandoncapital.comNew YorkPEManufacturing & IndustrialBusiness ServicesMiddle MarketBrandon Capital Group seeks to invest in smaller, middle-market businesses in the Northeastern U.S. that have a defensible market position and opportunity for growth, either internally or through acquisition. Brandon Capital considers manufacturing, service or distribution businesses in most industries. Generally, the firm will not pursue retailers or companies in the biotech, construction or construction-related, real estate, or insurance and banking industries. Ideal companies should have EBITDA ranging from $1,000,000 to $3,000,000.

PO Box 1561New CanaanCT06840203-652-1332 203-966-4654

Portfolio companies include:N/AN/AInvestment Team:Guy S. Brossy, Co-Founderguy@brandoncapital.comTrevor L. Huffard, Co-Foundertrevor@brandoncapital.comBrooks, Houghton & Company, Inc.www.brookshoughton.comNew YorkMBInformation TechnologyLife Sciences & HealthcareFinancial ServicesMiddle MarketFormed in 1989, BHC is a merchant banking firm dedicated to providing corporate finance advisory services and direct investment to middle-market private and public companies, and emerging-growth companies. BHC targets its corporate finance services to middle-market privately owned to mid-sized public corporations with sales ranging from $10 million to $300 million seeking: senior debt ranging from $15 million to $100 million; needing subordinated debt or equity capital ranging from $5 million to $50 million; or desiring merger and acquisition advice in regard to transactions involving a purchase price in excess of $10 million. The firm invests across many industries, but has a focus on technology and life sciences. BHC Interim Funding provides $5 to $25 million of interim and bridge capital to middle-market companies for acquisitions, recapitalizations, growth and time-sensitive fundings. The BHC Winton Fund, through its wholly owned subsidiary which is a member of Lloyd's of London, has been established to provide risk capital to selected underwriting syndicates operating in the Lloyd's insurance market.

263 Tresser BoulevardStamfordCT06901203-564-1979203-564-1402

Portfolio companies include:CIG Internationalhttp://www.cig-dc.com/main.htmlHennessey Capital Solutionshttp://www.hennesseycap.com/ExpressionEngine1.6.8/index.phpThe Hay-Adams Hotelhttp://www.hayadams.com/AND International Publishershttp://www.and.com/Competitive Technologyhttp://www.competitivetech.net/MD Helicoptershttp://www.mdhelicopters.com/Financial Structures Limitedhttp://www.highbeam.com/doc/1G1-53464590.htmlChicago Miniature Lightinghttp://www.chml.com/FM Facility Maintenancehttp://www.fmfacilitymaintenance.com/Chenango Valley Pet Foodshttp://cvpetfoods.com/Revstone Aerohttp://www.manta.com/c/mtdmrdq/revstone-aero-llcOrion Seafood Internationalhttp://www.orionseafood.com/Deepwater Corrosion Serviceshttp://www.stoprust.com/index.htmYork Telecomhttp://www.yorktel.com/Investment Team: Gerald H. Houghton, Presidentghoughton@brookshoughton.comKevin Centofanti CFA, Senior Managing Directorkcentofanti@brookshoughton.comZenas M.C. Colt, Managing Directorzcolt@brookshoughton.comDavid F. DiPaolo, Managing Directorddipaolo@brookshoughton.comDeane M. Driscoll, Managing Directorddriscoll@brookshoughton.comJohn Y. Freeman, Senior Managing Directorifreeman@brookshoughton.comAndrew D. Shiftan, Managing Directorashiftan@brookshoughton.comIan M. Winchester, Managing Partneriwinchester@brookshoughton.comAnthony Moretti, Executive Directoramoretti@brookshoughton.comKevin Murphy, Managing Directorkmurphy@brookshoughton.comBrookside Equity Partnerswww.brooksidegrp.comNew YorkPEMedia & Digital MediaManufacturing & IndustrialBusiness ServicesConsumer ProductsMiddle MarketEstablished in 1977, Brookside Equity Partners makes controlling private equity investments in middle-market companies. Brookside Equity Partners is not a fund. The firm invests its own capital and Brookside's investment horizons are determined by the needs of the businesses in which it invests, rather than predetermined by outside limited partners. In addition to directly sponsoring leveraged buyouts, Brookside Equity Partners will also invest with other investment firms in both majority and minority positions. Brookside makes control equity investments in companies with revenue of at least $15 million and EBITDA of at least $3 million (up to $25 million). Brookside does not have a specific industry focus, but generally invests in manufacturing, business services, media and consumer businesses. Brookside has experience in a broad range of industries including, but not limited to: Plastics, Food, Specialty building products, Publishing, Specialty chemicals, and Specialty manufacturing. The firm typically avoids private equity investments in early stage businesses, turn around situations, and high technology businesses. While Brookside has experience investing in Europe and Asia, the firm currently focuses on businesses headquartered in North America.

201 Tresser Boulevard, 3rd FloorStamfordCT06901203-595-4500

Portfolio companies include:Dimexhttp://dimexcorp.com/MainStreet Media Grouphttp://www.mainstreetmg.com/Ultra Aluminum Manufacturinghttp://www.ultrafence.com/Ampexhttp://ampex.com/American Furniture Manufacturinghttp://americanfurn.net/Compression Polymers Grouphttp://www.vycomplastics.com/Geneva Ingredientshttp://genevasprings.com/ingredients.htmMcKenzie Sports Productshttp://www.mckenziesp.com/Default.aspxP&M Color Workshophttp://www.drtoy.com/2002_b/best2002_72.htmlPrecixhttp://precixinc.com/Wicks Broadcast Propertieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=710073Seal Industrieshttp://www.seal-industries.com/Via, Inc.http://www.viaseating.com/Teepak Internationalhttp://www.viskoteepak.com/Investment Team:David D. Buttolph, Managing Directordbuttolph@brooksidegrp.comPhilip L. Fitting, Managing Directorpfitting@brooksidegrp.comDonald L. Hawks III, Managing Directordhawks@brooksidegrp.comJohn N. Irwin III, Managing Directorjirwin@brooksidegrp.comCorey L. Sclar, Managing Directorcsclar@brooksidegrp.comRaymond F. Weldon, Managing Directorrweldon@brooksidegrp.comGregory C. Foy, Directorgfoy@brooksidegrp.comDevon C. Burger, DirectorAlex Troy, Managing DirectorBrynwood Partnerswww.brynwoodpartners.comNew YorkPEManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantMiddle MarketFounded in 1984, Brynwood Partners is a private equity firm that makes control investments in lower middle market companies over a long-term horizon. With over $500 million of assets under management, Brynwood Partners is actively seeking new investments for its latest fund, Brynwood Partners VI L.P., with $305 million of committed capital. The firm acquires companies with enterprise values between $25 and $125 million. While the fund will consider investments in a diverse range of industries, Brynwood's primary focus is on consumer products, light manufacturing in low capital intensive industries, service businesses and specialty retail companies. Brynwood targets companies that are underperforming and/or undervalued, failed leveraged buy-outs or companies that are under-financed and in need of an equity infusion.

8 Sound Shore Drive, Suite 265GreenwichCT06830203-622-1790 203-622-0559

Portfolio companies include:G&T Conveyor Companyhttp://www.gtconveyor.com/S. Walter Packaginghttp://www.swalter.com/Balance Barhttp://www.balance.com/High Ridge Brandshttp://highridgebrands.com/Best Friends Pet Carehttp://www.bestfriendspetcare.com/DeMet's Candy Companyhttp://www.demetscandy.com/IJS Globalhttp://www.ijsglobal.com/Newhall Holdingshttp://www.ishcc.org/MA/Cambridge/newhall-holdings-llcSun Country Foodshttp://countrysun.com/IJS Globalhttp://www.ijsglobal.com/Back to Nature Foods Companyhttp://www.backtonaturefoods.com/Pearson Candyhttp://pearsonscandy.com/Investment Team:Hendrik J. Hartong, Jr., Senior Managing Partnerhhartong@brynwoodpartners.comJoan Y. McCabe, Managing Partnerjmccabe@brynwoodpartners. comIan B. MacTaggart, Managing Partnerimactaggart@brynwoodpartners.comKevin C. Hartnett, Managing Partnerkhartnett@brynwoodpartners.comHendrik J. Hartong III, Managing PartnerNicholas DiCarlo, Managing Partner and Chief Financial Officerndicarlo@brynwoodpartners.comDario U. Margve, Managing Partnerdmargve@brynwoodpartners.comVipul B. Soni, Vice PresidentGuy Einav, Vice President & ControllerDavid A. Eagle, Vice Presidentdeagle@brynwoodpartners.comCadent Energy Partnerswww.cadentenergy.comNew YorkVCPEEnergy & Clean TechEarlyExpansionMiddle MarketFounded in the early 1980s, Cadent Energy Partners is a private equity firm focused on energy opportunities. The firm is currently investing out of its $223.9 million Cadent Energy Partners I, L.P., according to a regulatory filing. Cadent invests in small to medium-sized companies in the energy industry primarily throughout North America, with a second office in Houston, TX. Cadent provides expansion capital to firms that want to accelerate growth and build exceptional shareholder value in partnership with an experienced energy investor. Over the course of their careers, the Cadent principals have invested over $890 million in privately negotiated equity or equity-like transactions across a broad range of energy sub-sectors. Cadent generally commits between $25 million and $50 million per investment, or more in syndication with investment partners. The companies Cadent typically invests in have a successful financial history, with annual revenues ranging from $10 million to $100 million and positive EBITDA. Occasionally, Cadent sponsors a proven management team in a de novo company. Cadent provides capital to fund development of new product lines, acquisitions, geographical expansion, and/or to provide partial liquidity to existing shareholders.

4 High Ridge Park, Suite 303StamfordCT06905203-638-5000203-638-5022

Portfolio companies include:Logan Internationalhttp://www.loganinternationalinc.com/Vedco Holdingshttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=7142597Torqued-Up Holdingshttp://www.torqued-up.com/WestFire Energyhttp://www.westfireenergy.com/Vermillion Resourceshttp://www.vermilionenergy.com/Array Holdingshttp://arrayholdings.com/Argos Utilitieshttp://argosutilities.com/Ardent Holdingshttp://www.cadentenergy.com/portfolioPro.asp?Com=Ardent%20Holdings,%20LLCProbe Holdingshttp://www.manta.com/c/mtczn38/probe-holdings-incNuCore Energyhttp://nucoreenergy.com/Sherwood Energyhttp://www.cadentenergy.com/portfolioPro.asp?Com=Sherwood%20Energy,%20LLCPipeline Supply & Servicehttp://www.pipelinesupply.com/SustainXhttp://www.sustainx.com/PolyFlow Holdingshttp://www.cadentenergy.com/portfolioPro.asp?Com=PolyFlow%20Holdings,%20LLCCactus Wellheadhttp://www.cadentenergy.com/portfolioPro.asp?Com=Cactus%20Wellhead,%20LLCComposite Energy Serviceshttp://compositeenergyservices.com/Investment Team:Paul G. McDermott, Managing Partner (Houston)mcdermott@cadentenergy.comBruce M. Rothstein, Managing Partnerrothstein@cadentenergy.comDarin R. Booth, Partnerbooth@cadentenergy.comDavid Coppe, Partnercoppe@cadentenergy.comJennifer S. Cochran, VP of Finance & Chief Compliance Officercochran@cadentenergy.comStephen D. Tadlock, Vice Presidenttadlock@cadentenergy.comJoseph R. Dee IV, Vice President (Houston)dee@cadentenergy.comSolidus Company, LPwww.solidus.comVCInformation TechnologyLife Sciences & HealthcareBusiness ServicesConsumer ProductsRetail & RestaurantSeedEarlySolidus Company is a private investment firm partnership that pursues a strategy of long-term investments in both the public and private equity markets. The firm manages four funds: Solidus Company LP, Solidus-TNInvestco, DeSoto Partners, and JumpStart Foundry. Solidus pursues investment opportunities in the three primary industries: Healthcare Services, Applied Technology and Information Services/Media. The Solidus-TNInvestco fund follows investment guidelines established by the State of Tennesse (see TNInvestco). For the Seed Stage, Solidus has established a growing system of micro-fund accelerators. These include Jumpstart Foundry, Seed Hatchery, Venture Incite, and Co-starts, and are located in Nashville, Memphis, Oak Ridge, and Chattanooga, respectively. For the Angel Stage, the Solidus Academy serves as a diverse collection of expert mentors, coaches, and board members, and enables Solidus Company to fill the critically-needed function of "lead angel." JumpStart Foundry (see profile) is a micro-fund designed to provide $15,000 each to between 10 and 14 entrepreneurs per year.

4015 Hillsboro Pike, Suite 214 NashvilleTN37215615-665-3818

(Knoxville/ Oak Ridge Office)1020 Commerce Park DriveOak RidgeTN37830865-408-8180(Memphis Office)516 Tennessee StreetMemphisTN38103901-213-8180Portfolio companies include:J. Alexander'shttp://www.jalexanders.com/Bright Horizons Family Solutionshttp://www.brighthorizons.com/Investment Scorecardhttp://www.informais.com/Motricityhttp://www.motricity.com/New Constructshttp://www.newconstructs.com/American Learning Systemshttp://www.amered.com/Medical Newspapershttp://www.hospitalnewspaper.com/Auramisthttp://auramist.net/customer-care/fans-faq.phpConfirmationhttps://www.confirmation.com/Change Healthcarehttp://www.changehealthcare.com/checkd.inhttps://checkd.in/Documentary Channelhttp://documentarychannel.com/Tricyclehttp://www.tricycle.com/Trackpoint Systemshttp://trackpointsystems.com/Spirit Broadbandhttp://www.spiritbb.com/site/Giant Photoshttp://www.giantphotos.com/VentureIncitehttp://nashvillepost.com/news/2011/3/15/venture_incite_gets_first_leaderKodi Kliphttp://www.kodiklip.com/Seed Hatcheryhttp://www.seedhatchery.com/VentureIncitehttp://ventureincite.info/GiantPhotoshttp://www.giantphotos.com/Just a Pinch Recipeshttp://www.justapinch.com/Auramisthttp://www.auramist.net/OnFocus Healthcarehttp://www.onfocushealthcare.com/Investment Team:Townes Duncan, Founder and Managing PartnerVic Gatto, Partnervgatto@solidus.comBrad Reed, PartnerSSM Ventureswww.ssmventures.comVCInformation TechnologyLife Sciences & HealthcareBusiness ServicesConsumer ProductsEarlyGrowthExpansionWith over 50 portfolio companies across four private equity funds, SSM Ventures is one of the largest venture capital firms in the Southeast. The firm looks for companies based in the Southeast with strong management teams, national market opportunities, and proprietary or defensible business models. SSM invests primarily in expansion and later stage companies, and opportunistically in earlier stage businesses. SSM invests in both non-technology and technology based companies, tending to concentrate on the business, healthcare, or consumer services industries. SSM commonly invests in private equity transactions that require total equity capital up to $20 million, with SSM's investment ranging from $5 to $20 million.

Crescent Center6075 Poplar Avenue, Suite 335MemphisTN38119901-767-1131901-767-1135

Portfolio companies include:Chronicityhttp://chronicityinc.com/Bloodhound Softwarehttp://www.bldhound.com/Connecturehttp://connecture.com/Bulldog Solutionshttp://www.bulldogsolutions.com/RemitDATAhttp://www.remitdata.com/Plan Expresshttp://www.planexpress.net/splash/Connecturehttp://connecture.com/Datacerthttp://www.datacert.com/FrontStream Paymentshttp://frontstream.com/Senior Health Holdingshttp://www.seniorwholehealth.com/Complete Holdings Grouphttp://www.completeholdingsgroup.com/HealthTeacherhttp://www.healthteacher.com/New Era Portfoliohttp://www.newerahd.com/OpinionLabhttp://www.opinionlab.com/Investment Team:Jim Witherington, Partnerjim@ssmventures.comWilson Orr, Managing Partnerwilson@ssmventures.comCasey West, Managing PartnerHunter Witherington, Vice PresidentDavid Swenson, Venture PartnerTechnology 2020www.tech2020.orgIEDInformation TechnologySeedThe Technology 2020 project was initiated in 1993 to capitalize on the unique resources of the East Tennessee region: the presence of the Oak Ridge National Lab, the University of Tennessee-Knoxville, the headquarters of the Tennessee Valley Authority, and a significant number of both large and small information technology companies in the region. The Center for Entrepreneurial Growth (CEG) is an entrepreneurial support organization within Technology 2020. The mission of the Center for Entrepreneurial Growth (CEG) is to create an entrepreneurial climate in the state of Tennessee and to improve the dissemination of ORNL and UT-Knoxville technology through the creation and development of early stage companies focused on growth and long-term sustainability. The CEG combines management expertise, training programs and access to capital to develop an entrepreneurial community and assist with the development of technology based businesses. The Tennessee Technology Development Corporation has partnered with the CEG to develop and implement the Tennessee New Innovation Competition, a statewide opportunity for companies with promising technologies and innovative business models to learn how to prepare for fund raising and to provide an opportunity to gain recognition with potential funding partners. The organization also operates an incubator with office suites ranging from 260-650 sq.ft.

1020 Commerce Park DriveOak RidgeTN37830865-220-2020865-220-2030

Tenant companies include:SunsOilhttp://suns-oil.com/Telesensorshttp://www.telesensors.com/NanoDetection Technologyhttp://investing.businessweek.com/businessweek/research/stocks/private/snapshot.asp?privcapId=12505641Sentir Techhttp://www.modlangs.gatech.edu/Management Team:Shawn Carson, CEG Program Director, 865-220-1711carson@tech2020.orgJohn Morris, President and CEO, 865-220-1713morrisj@tech2020.orgTodd Fisher, CEG Program Director, 865-228-4853tfisher@tech2020.orgR. David Snider, Vice-President and CFO, 865-385-8510snider@tech2020.orgLinda Nyholm, Networking and Events Coordinatorlnyholm@tech2020.orgTennessee Angel Fund, LPwww.tnangelfund.comAInformation TechnologyLife Sciences & HealthcareSeedEarlyTennessee Angel Fund (TAF) is a statewide angel co-investment fund that leverages the experience, expertise and capital of a network of angel investors to grow Tennessee-based early stage companies. TAF was founded to fund Tennessee-based seed and early stage ventures, mentor entrepreneurs, and facilitate connections to next stage capital. Tennessee Angel Fund is built on a six year old platform established by (NCN) Nashville Capital Network (see profile). TAF targets early stage companies that are raising equity capital in the $500,000-$2,000,000 range. Tennessee Angel Fund and its portfolio companies strive to maximize the participation of minority-owned businesses and woman-owned businesses to reflect the racial, ethnic and gender diversity of Tennessee's population.

40 Burton Hills Boulevard, Suite 250NashvilleTN37215615-322-9016 615-263-7800

Portfolio companies include:SilverCare Solutionshttp://silvercaresolutions.com/Investment Team:T. Sidney Chambless, Jr., Managing Partnerschambless@nashvillecapital.comChase Perry, Partnercperry@nashvillecapital.comTenth Street Capitalwww.tenthstreetcapital.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketTenth Street Capital originates and manages private mezzanine investments in lower middle-market companies. Tenth Street Fund III, L.P. was formed in 2011 when the Principals of Tenth Street Capital and the Morgan Keegan Private Funds Group joined forces. Tenth Street Capital invests $3 million to $15 million in each transaction and will work with business owners and private equity sponsors to structure transactions that fit the unique needs of each individual company. Tenth Street Capital looks for strong and experienced management, a history of stable and sustainable financial performance, a recognized market position with a diverse customer base and a capital structure appropriate for the company's level of operating risk. Target companies generally have revenues between $5 and $100 million. Tenth Street Capital has offices in Chattanooga, Tennessee and Nashville, Tennessee.

901 Tallan Building, Two Union SquareChattanoogaTN37402423-266-5908

(Nashville Office)30 Burton Hills Blvd, Suite 350NashvilleTN37215615-665-3636Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Al Duke, Partner, 423-266-7196alduke@tenthstreetcapital.comCasey Hammontree, Partner, 423-266-5908casey@tenthstreetcapital.comBill Nutter, Partner, 615-665-3636bill@tenthstreetcapital.comThe Lupton Company, LLCFIInformation TechnologyManufacturing & IndustrialBusiness ServicesEarlyMiddle MarketThe Lupton Company is a family office established from the sale of the Lupton family's Coca-Cola Bottling Companies. The Lupton Company invests in several different Private Equity and Venture Capital Managers. The Lupton family controlled and managed the largest group of Coca-Cola bottling companies in the U.S., which they sold to the Coca-Cola Company in 1986 for $1.2 billion.

820 Broad St., Ste. 400 ChattanoogaTN37402-2604423-756-0611 423-757-0504

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Joel W. Richardson, Jr., Chief Manager and General CounselDavid Belitz, CFOThe Martin Companies, Inc.VCInformation TechnologyLife Sciences & HealthcareEarlyFounded in 2009 by Charles N. Martin, Jr., The Martin Companies is a Nashville, TN based investment company that provides capital, operational support and mentoring to early-stage companies across the United States. The Martin Companies brings an effective new approach combined with market experience, scalable best-practice corporate office functions, and operational and financial support, thereby creating an environment that allows entrepreneurs to intently focus on building their business. The Martin Companies is primarily focused on technology and healthcare, but their portfolio companies span a variety of industries. The firm's founder, Charlie Martin, was the founder, Chairman and CEO of hospital and services operator Vanguard Health Systems.

104 Woodmont Blvd., Ste. 500NashvilleTN37205

Portfolio companies include:DisastersNethttp://readypointsystems.com/Moontoasthttp://www.moontoast.com/Investment Team:Charlie Martin, FounderTimothy PetrikinLes Wilkinson, Managing DirectorTriStar Technology Ventureswww.tstventures.comVCLife Sciences & HealthcareMedical DeviceSeedEarlyTriStar Technology Ventures is an early stage venture fund that focuses on forming and investing in companies in the area broadly defined as Healthcare Innovation: biotech, pharmaceuticals, personalized medicine, medical devices, healthcare IT and healthcare services. TriStar forms and invests in companies at the pre-seed/seed stage. Initial investments may range from $100,000 to $1,000,000, with a target total investment of between $1,000,000 to $2,000,000 over the life of the investment. TriStar's strategy has a specific focus on technologies and companies emerging from universities and research institutions. Once a business qualifies to receive investment funds, it may continue receiving funds so long as it continues to be headquartered and principally operated in Tennessee with at least 60% of its employees located in Tennessee. In 2012, the firm raised the TriStar Technology Fund II in order to expand investment opportunities beyond Tennessee.

3401 West End Ave, Suite 310NashvilleTN37203615-515-9880 615-515-9891

Portfolio companies include:Device Innovation Grouphttp://deviceinnovationgroup.com/Gobahttp://gobaengage.com/MedCenter Displayhttp://medcenterdisplay.com/OnFocus Healthcarehttp://www.onfocushealthcare.com/Pathfinderhttp://www.pathnav.com/VenX Medicalhttp://www.venxmedical.com/Diabetes Care Grouphttp://diabetescaregrp.com/Diagnovushttp://diagnovus.com/Molecular Sensinghttp://molsense.com/BioStablehttp://biostable-s-e.com/Cerebrotechhttp://www.cerebrotech-ng.com/Cobra Stylethttp://en.wikipedia.org/wiki/CobrastyleInvestment Team:Harry R. Jacobson, M.D., Co-Founder and PartnerBrian Laden, Ph.D., Co-Founder and Partnerbpladen@tstventures.comChristopher Rand, Co-Founder and Partnercprand@tstventures.comLisa McWilliams, Director of Investor Relationslmcwilliams@tstventures.comBob Saunders, Venture PartnerTVV Capitalwww.tvvcapital.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketTVV Capital is a value-oriented, lower middle-market buyout fund that makes control leveraged buyout investments in established, private and profitable companies with strong management teams and enterprise values in the range of $10-100 million. TVV Capital targets companies operating in niche manufacturing, distribution and service industries principally located or operating primarily in the Southeastern United States. TVV Capital was founded in 1997 in Nashville, Tennessee by Andrew W. Byrd, a 25-year private equity veteran who has been responsible for leading the sourcing, financing, acquiring, operating and exiting of 11 successful Southeast-based, lower middle-market companies. Today, TVV Capital is comprised of a six-person investment team who manage two successful private equity funds invested in six lower middle-market companies. TVV targets companies with revenues of $15-$150M; Enterprise Value of $10-$100M; EBITDA of $2-$20M; and EBITDA margin of 10% or higher.

201 4th Avenue North, Suite 1250NashvilleTN37219615-256-8061 615-256-7057

Portfolio companies include:Multi-Linkhttp://www.multi-link.net/Precision Boilershttp://precisionboilers.com/Southern Quality Meatshttp://www.manta.com/c/mmf4pqp/southern-quality-meats-incAlbertville Quality Foodshttp://www.manta.com/c/mm8wgxw/albertville-quality-foodsIndcohttp://www.indco.com/Superior Highwall Minershttp://www.bucyrus.com/mining-equipment/highwall-miner.aspxCritical Solutions Internationalhttp://c-s-i.com/Big 3 Precision Productshttp://big3precision.com/Bigham Brothershttp://bighambrothers.com/Investment Team:Andrew W. Byrd, Chief Manager and Presidentandrew@tvvcapital.comCharles G. Sell, Principal and Director of Acquisitionscsell@tvvcapital.comFrederic Reisner, Principalrick@tvvcapital.comStephen Cook, Principalsteve@tvvcapital.comLon Johnson, Vice Presidentlon@tvvcapital.comAndrew W. Byrd, Associateaj@tvvcapital.comBen Eley, AssociateCharles Foreman, Associate University of Tennessee Research Foundationhttp://utrf.tennessee.eduITTInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareMedical DeviceSeedEarlyThe University of Tennessee Research Foundation is a non-profit 501(c)(3) organization that promotes the commercialization of UT intellectual property, encourages an entrepreneurial culture, contributes to state and regional economic development, and promotes research and education to benefit the people of Tennessee and beyond. UTRF facilitates the transfer of inventions to the private sector, providing public benefit of new products which are the result of academic-research funding. The UTRF Business Incubator, at 2450 E.J. Chapman Drive, provides entrepreneurs with an environment that encourages learning, growth and self-sustainability. Located on the Knoxville campus, participants learn from both experts and each other as they navigate the complex path of starting and building a technology-based business. In the past year, UTRF signed 22 new licenses and worked with the inventors to found nine new companies.

UT Conference Center, Suite 211600 S. Henley StreetKnoxvilleTN37996-4122865-974-1882

(Health Science Center Office)910 Madison Avenue, Suite 827MemphisTN38163901-448-7827Portfolio companies include:N/Ahttp://www.na.org/Investment Team:David A. Washburn, Vice PresidentPamela Howell, Incubator Coordinatorplhowell@tennessee.eduKimberly Hood, Marketing Managerkhood3@tennessee.eduRichard Magid, PhD, Vice Presidentrmagid1@uthsc.eduVanderbilt University Center for Technology Transfer and Commercializationwww.vanderbilt.edu/technology_transferIInformation TechnologyLife Sciences & HealthcareSeedEarlyVanderbilt University's Center for Technology Transfer and Commercialization provides a variety of intellectual property-related services to Vanderbilt researchers, including innovation identification, protection, marketing and licensing. The Center also works with investment professionals, angel investors and experienced management teams to identify technologies that are appropriate for a commercialization strategy involving a start-up company. Vanderbilt currently maintains a portfolio of 20 active start-up companies that span a range of technologies including computerized surgical navigation, natural products for insect control, clinical information management systems, clinical diagnostics, drug discovery, radiation therapy and healthcare services. In fiscal year 2012, 40 U.S. patents were issued for Vanderbilt technologies, and 60 new licenses were granted to facilitate the transfer of scientific discovery and innovation to the commercial marketplace.

Center for Technology Transfer and Commercialization1207 17th Avenue South, Suite 105NashvilleTN37212615-343-2430615-343-4419

Portfolio companies include:MXISystemshttp://www.mxisystems.com/Acuitechttp://acuitec.com/HealthGatehttp://healthgate.com/custom/TyraTechhttp://www.tyratech.com/NephroGenexhttp://nephrogenex.com/Pathfinder Therapeuticshttp://pathsurg.com/Protein Discoveryhttp://www.proteindiscovery.com/Zirushttp://zirus.net/American Sentinel Universityhttp://www.americansentinel.edu/Applied Health Analyticshttps://www.appliedhealth.net/Appliflexhttp://www.appliflex.com/AssistMedhttp://www.assistmed.com/Cardiovascular Care Affiliateshttp://ccacardio.com/Cumberland Emerging Technologieshttp://www.cet-fund.com/Informatics Corporation of Americahttp://www.icainformatics.com/KaiNexushttp://kainexus.com/LifeWingshttp://www.saferpatients.com/Microarrayshttp://www.microarrays.com/Molecular Sensinghttp://molsense.com/Stem Cell Innovationshttp://www.seattlecca.org/diseases/bmt-stem-cell-innovations.cfmUniversal Roboticshttp://www.universalrobotics.com/Investment Team:Karen Rufus, Senior Licensing Manager Biotechkaren.rufus@vanderbilt.eduJanis Elsner, Director of Commercial Operations, 615-322-7056janis.elsner@vanderbilt.eduPeter Rousos, Director, Economic and New Venture Development, 615-343-4465peter.c.rousos@vanderbilt.eduAshok Choudhury Ph. D., Senior Licensing Officer, Physical Sciencesashok.choudhury@vanderbilt.eduKaren Rufus, Senior Licensing Officer, Biotechkaren.rufus@vanderbilt.eduAlan Bentley, Assistant Vice Chancelloralan.bentley@vanderbilt.eduKenneth J. Holroyd, Medical Directorkenneth.holroyd@vanderbilt.eduChris Harris, Director of Licensingchris.harris@vanderbilt.eduXMi High Growth Development Fundwww.xmihighgrowth.comVCPEInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionSeedEarlyXMi High Growth Development Fund (XHG) is a recipient of the TNInvestco program pursuant to the State of Tennessee "Tennessee Small Business Investment Company Credit Act" passed in 2009. The firm not only provides capital but mentorship, expertise and support to companies throughout Tennessee. XMi will invest up to $3 million in companies which have the potential for exponential growth and can create jobs throughout Tennessee. While the firm typically makes control-oriented investments, XMi has extensive experience with a variety of deal structures, including minority investments, growth capital and partnering with other venture capital firms. The fund will seek to make investments in Tennessee-based, privately held companies with fewer than 100 employees, and primarily focus on start-up and early stage ventures. XMi is open to reviewing all industry opportunities but has particular interest in: Healthcare, Clean Energy, Automotive, Privatization and Logistics, Manufacturing, Business Services, Technology and Informatics.

618 Church Street, Suite 220 NashvilleTN37219615-522-5278 615-248-9253

Portfolio companies include:Brandittyhttp://www.branditty.com/ProviderTrusthttp://www.providertrust.com/Dataiumhttp://www.dataium.com/MyWerxhttp://mywerx.com/BorderJumphttp://www.borderjump.com/Criterion Holdingshttp://standard-holdings.com/Industrial Ceramic Solutionshttp://indceramics.com/Stratasanhttp://www.stratasan.com/RLCL Acquisition http://www.manta.com/c/mm3xh44/rlcl-acquisition-llcJ2 Software Solutionshttp://j2ss.com/Network Contract Solutionshttp://www.ncontracts.com/Investment Team:Michael D. Shmerling, Managing Partnermshmerling@,xmi.us.comThomas G. Cigarran, PartnerSteven I. Geringer, PartnerJoel W. Richardson Jr., PartnerDavid Belitz, PartnerJames C. Phillips, Jr., President and CEO (XMi Holdings) and Managing Member (XMi High Growth)jphillips@xmihighgrowth.comChristopher A. Booker, Director of Corporate Developmentcbooker@xmihighgrowth.comZeroTo510http://zeroto510.comIMedical DeviceSeedEarlyZeroTo510 is a unique, entrepreneurial accelerator program that focuses on leveraging the regional strength of the Memphis area in medical device research and manufacturing. The goal of ZeroTo510 is to help medical device entrepreneurs navigate the start-up process, refine business models and achieve the Food and Drug Administration's 510(k) pre-market notification filing. Through a competitive application process, six companies will be selected to matriculate through an intensive, mentor-driven, 12-week program of instruction and hands-on activities designed to guide the entrepreneur through the process. In addition, each company chosen for the program will receive $50,000 in seed capital from co-investors Innova, a pre-seed, seed and early-stage investor focused on starting and funding high-growth companies in the healthcare, technology and healthcare technology fields across the state of Tennessee, and MB Venture Partners, a Memphis-based venture capital firm that provides equity capital and strategic direction to life sciences start-ups. During the second phase, up to three businesses progress forward and receive an additional $100,000 investment for an incremental equity stake. The program is launched by Memphis Bioworks Foundation, a not-for-profit organization that is leading the collaboration among public, private, academic, and government entities to accelerate the growth of the bioscience industry in the Memphis region, and Innova. ZeroTo510 is an initiative of the Greater Memphis Accelerator Consortium, a Startup TN affiliate program funded by the State of Tennessee Economic and Community Development Commission.

c/o Memphis Bioworks Foundation20 South Dudley, Suite 900MemphisTN38103901-866-1400

Portfolio companies include:Bionanovationshttp://bionanovations.com/HandMinderhttp://www.facebook.com/HandMinderNanOphthalmicshttp://www.zeroto510.com/companies.htmlEcoSurghttp://ecosurg.com/Restore Medicalhttp://www.pillarprocedure.com/Urova Medical http://www.urovamed.com/Investment Team:Steven J. Bares, Ph.D., President and Executive Directorsbares@memphisbioworks.orgChapter IV Investorswww.chapterivinvestors.comPEManufacturing & IndustrialBusiness ServicesMiddle MarketLateChapter IV, founded in 2006, is an investment firm based in Charlotte that manages a $270 million Special Situations Fund, structured as a "hybrid" fund. This structure allows Chapter IV to operate with the investment latitude of both a hedge fund and a private equity fund. Chapter IV was designed to pursue the best investment ideas irrespective of the market where such ideas originate. Specifically, it has the flexibility to invest in public or private securities, invest in companies whose enterprise values range from $50 million to $5+ billion, invest for control or take small minority positions, invest at any level of a company's capital structure, establish long or short positions, utilize leverage at the fund level and/or corporate level and invest in healthy companies or distressed situations with turnaround potential. Investments are targeted toward companies that trade at discounts of 25% or more to: (i) their intrinsic value (based on a discounted cash flow model), (ii) their likely value to private equity buyers and/or (iii) their value to strategic acquirers. Chapter IV seeks to invest between $10-$50 million per transaction. Chapter IV is industry agnostic but does not invest in venture capital or early stage growth investments. The firm's private equity strategy focuses on three types of transactions: Large buyout (or recapitalization) opportunities (from $200 million to $5 billion) initiated by Chapter IV and co-investors in the firm's Fund; Small buyout (or recapitalization) opportunities (from $50 million to $200 million) initiated exclusively (or primarily) for the Fund; and Co-investment situations developed by investors in the Fund or other "friends of Chapter IV."

301 South Tryon Street, Suite 1850Two Wachovia BuildingCharlotteNC28202704-644-4070704-644-4080

Portfolio companies include:N/AN/AInvestment Team:W. Barnes Hauptfuhrer, Chief Executive Officer, 704-644-4071barnes@chapterIVinvestors.comRobert G. Lesley Jr., Partner, 704-644-4075robert@chapterIVinvestors.comRyan J. Jack, Partner, 704-644-4076ryan@chapterIVinvestors.comKimberly Sturkey Zeitvogel, Chief Financial Officer, 704-644-4072kimberly@chapterIVinvestors.comKathleen M. Buck, Office Manager, 704-644-4073kathleen@chapterIVinvestors.comFerro Management Group (FMG)www.ferromg.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketFerro Management Group (FMG) invests private equity capital in middle market companies in the U.S. Target companies are manufacturers, distributors and service companies with consistent historical performance, strong orientation towards growth through product and service development, increased market penetration and expansion, and experienced operating teams. Since the firm's founding, Ferro has closed over 20 transactions across the United States. Ferro targets companies with annual revenues of $20-$100 million, and minimum EBITDA of $3.0 million.

185 Wind Chime Court, Suite 201 RaleighNC27615919-676-2533919-676-0630

Portfolio companies include:American Pneumatic Toolhttp://www.apt-tools.com/Assurance Operationshttp://assuranceoperations.com/Construction Trader Specialistshttp://www.commercialtrucktrader.com/Construction-Trailer-Specialist/search-results?make=CONSTRUCTION+TRAILER+SPECIALIST%7C9796069&type=trailer&Fort Wayne Plasticshttp://fortwayneplastics.com/Orange Line Oil Companyhttp://www.orangelineoil.com/Investment Team:Markus Isenrich, Founderisenrich@ferromg.comCyndi Kiernan, Financial Analystckiernan@ferromg.comBarbara Miller, Administrationbmiller@ferromg.comBullpen Ventureshttp://bullpenv.comVCInformation TechnologyMedia & Digital MediaLife Sciences & HealthcareSeedEarlyFounded February 2011, Bullpen Ventures makes seed stage investments targeted around the same four verticals on which the Nashville Entrepreneur Center (EC) is focused: digital media and music, technology, healthcare, and social entrepreneurship. Bullpen Ventures will do 8 to 14 deals annually, with up to $50,000 invested per deal. Investments are structured so that all companies initially receive $25,000 in equity. Following the initial equity investment, Bullpen Ventures will consider an additional $25,000 in debt if the company makes the request. All of the investments will be housed at the EC, and the companies will work with the tools and team that the Entrepreneur Center CEO Michael Burcham has assembled. Bullpen Venture will give over 15% of the equity it receives for any investment to the EC as part of the Centers sustainability plan. Bullpen is affiliated with Clayton Associates (see profile).

c/o Entrepreneur Center105 Broadway, Suite 200NashvilleTN37201615-873-1257

Portfolio companies include:Populrhttp://populr.net/Investment Team:Steve TurnerJohn IngramJoe GalanteLandon GibbsMichael BurchamStuart McWhorterMark MontgomeryChattanooga Area Chamber INCubatorwww.chattanoogachamber.com/chamber-information/programs/entrepreneurship/the-incubatorIInformation TechnologyLife Sciences & HealthcareSeedThe INCubator is a 125,000 square foot former ceramic manufacturing facility which has been renovated into a highly successful business incubator. Located at 100 Cherokee Boulevard, the INCubator is owned by the county and managed by the Chattanooga Area Chamber of Commerce. The INCubator offers start-up businesses office or manufacturing space at highly competitive lease rates. Tenants have access to INCubator clerical support, fax machine, copier and postage machine. The Tennessee Small Business Development Center, which has offices in the INCubator, provides a business library, computer and video centers, and business counseling services, available to INCubator entrepreneurs, free of charge.

100 Cherokee BlvdChattanoogaTN37405423-752-4301423-752-1700

Tenant companies include:The Hot Chocolatierhttp://thehotchocolatier.com/Everyday Eclectichttp://www.everydayeclectic.com/Paniris Web Developmenthttp://paniris.com/Sage Technology Grouphttp://www.sagetechnologygroup.com/Scenic City Recyclinghttp://sceniccityrecycling.com/WJH Engineeringhttp://wjhengineering.com/Cabeen Originalshttp://cabeenoriginals.com/BMLhttp://www.billmelater.com/The Carter Firmhttp://thecarterfirm.com/Docu-Shredhttp://docushredinc.com/Hamilton Digitalhttp://www.hamiltondigital.com/Haren Insurancehttp://www.manta.com/c/mtcb4km/haren-insurance-incMcGowan and McClainhttp://mcgowanandmcclain.com/Morse Metalworkshttp://morsemetalworks.com/On The List Cateringhttp://onthelistevents.com/Paniris Web Developmenthttp://paniris.com/Management Team:Kathryn Foster, Directorkfoster@chattanoogachamber.comChattanooga Renaissance Fundwww.chattanoogarenaissancefund.comAInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareMedical DeviceSeedEarlyChattanooga Renaissance Fund, launched by a group of Chattanooga business leaders, is a formalized angel capital fund aimed at encouraging local entrepreneurship and fueling economic growth. The Chattanooga Renaissance Fund (CRF) will provide entrepreneurs with access to capital investment as well as mentorship from the group's advisory board and limited partners. The angel capital fund has raised over $3 million from dozens of Chattanooga area investors and six general partners, who will be tasked with managing the investments and overseeing the vetting process.

55 East Main Street #106ChattanoogaTN37408423-521-1400

Portfolio companies include:N/AN/AInvestment Team:Charlie BrockDavid BelitzRoddy BaileyJack StuderStephen CulpMiller WellbornMeritus Ventureshttp://meritusventures.comVCInformation TechnologyManufacturing & IndustrialSports & EntertainmentGrowthExpansionMeritus Ventures, LP (Meritus) is a $36.4 million venture capital fund formed to make equity investments in private, expansion-stage companies in predominantly rural areas in central and southern Appalachia. In addition, Meritus can provide operational assistance to portfolio companies and prospective portfolio companies. The Fund makes investments in small companies in Tennessee, Kentucky, Arkansas, and the Appalachian counties of Ohio, West Virginia, Virginia, North Carolina, South Carolina, Georgia, Alabama, and Mississippi. Meritus is a Rural Business Investment Company (RBIC), formed in response to the creation of the Rural Business Investment Program (RBIP) by the U.S. Department of Agriculture (USDA) in 2002. The Fund will invest $250,000 - $2,500,000 in companies with strong management teams, high growth potential, and defensible competitive advantages.

1020 Commerce Park DriveOak RidgeTN37830865-220-1715

Portfolio companies include:Zipit Wirelesshttp://corp.zipitwireless.com/SinglePipe Communicationshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=31293613Aldishttp://aldi.us/Wazoo Sportshttp://wazoosports.com/Arkansas Automatic Sprinklershttp://www.arautosprinklers.com/Photizo Grouphttp://www.photizogroup.com/Pinnacle Medical Solutionshttp://pinnaclemedicalsolutions.com/Investment Team:Ray Moncrief, Fund Managerlrmoncrief@khic.orgGrady Vanderhoofven, Fund Managergrady@meritusventures.comBrenda McDaniel, Chief Financial Officerbmcdaniel@khic.orgMelissa Muendel, Director of Fund Administration and Director of Operational Assistancemuendel@meritusventures.comMelissa Conn, AssociateChris Miller, AssociateCindy Bowles, Accounting and Reporting ManagerSeed Hatcherywww.seedhatchery.comIInformation TechnologySoftware & InternetMedia & Digital MediaSeedSeed Hatchery is a mentorship-driven seed stage investment program. The incubator supports emerging technology entrepreneurs with $15,000 in capital and strategic mentors to sharpen ideas into strong startups. In return for this investment, Seed Hatchery and its mentors collectively receive a 10% ownership stake in the Common Stock of the company. Utilizing a cohort system, Seed Hatchery will invest in a group of approximately 3-6 startups and drive them with a 90 day program of business advice and technical assistance to refine the product or service, strengthen the business model, form the operations, begin marketing efforts and determine market viability of the business. The genesis of Seed Hatchery started with the Solidus Company (see profile).

66 South Cooper, 4th FloorMemphisTN38104901-213-7795

Portfolio companies include:IntoOutdoorshttp://intooutdoors.com/Friendsigniahttp://friendsignia.com/Cloud Aptitudehttp://www.cloudaptitude.com/StandardizedSafetyhttp://standardizedsafety.com/Paytopiahttp://www.playtopia.com/Knocohttp://www.knoco.com/Choomogohttp://www.facebook.com/ChoomogoErnie's Groceryhttp://erniesgrocery.com/Kriklehttp://www.seedhatchery.com/2011/05/25/krikle-profile/Safety Houndhttp://safetyhound.com/Haversackhttp://en.wikipedia.org/wiki/HaversackIncreaseIFhttp://stackoverflow.com/questions/12600654/performing-atomic-operation-increaseif-on-databaseMentor.mehttp://www.mentorme.org/Screwpulp Publishinghttp://www.linkedin.com/in/screwpulpSodbusterhttp://www.thefreedictionary.com/sodbusterMusistichttp://musistic.com/Investment Team:Eric Mathews, Managing Partnereric@seedhatchery.comTNInvestcohttp://www.tn.gov/ecd/tninvestcoFOFInformation TechnologyLife Sciences & HealthcareSeedEarlyTNInvestco is a state-sponsored, "venture capital type" program in which the state, using a competitive process, has picked ten different firms to provide capital to high-growth, transformational businesses in Tennessee. The state offered $200 million in gross premium tax credits for future years use to insurance companies that invest in companies qualified by the State of Tennessee as a "TNInvestco". The TNInvestcos have sold the future years tax credits for up-front capital to invest in Tennessee businesses. The TNInvestco program is administratively housed in the Department of Economic and Community Development. For Tennessee small and start-up businesses to qualify to receive investment funds from a TNInvestco, a business must meet certain requirements. The business must be independently owned and operated. The business must be headquartered in Tennessee. Its principal business operations must be located in Tennessee, and at least 60% of its employees must be located in Tennessee. However, a business from outside of Tennessee may be considered if they commit to move their headquarters and operations within 12 months after receiving funding from a TNInvestco. The business must not be principally engaged in professional accounting, medical, or legal services; banking or lending; real estate development; insurance; oil and gas exploration; or direct gambling services. Additionally, demonstration of a high-growth potential will be an important qualification for receipt of funding. The business must employ no more than 100 employees. Once a business qualifies to receive investment funds, it may continue receiving funds so long as it continues to be headquartered and principally operated in Tennessee with at least 60% of its employees located in Tennessee.

c/o Tennessee Department of Economic & Community Development312 Rosa L. Parks Avenue, Tenth FloorNashvilleTN37243615-741-9301

Portfolio companies include:XMi High Growth Development Fundhttp://xmihighgrowth.com/Tennessee Community Ventures Fundhttp://www.tncvfund.com/Limestone Fundhttp://mgcfund.com/limestone-fund/Tri-Star Technology Fundhttp://www.tstventures.com/Innova Fund IIhttp://www.innovamemphis.com/Council & Enhanced Tennessee Fundhttp://www.cetnfund.com/Memphis Biomed Ventures Tennesseehttp://www.mbventures.com/Tennessee Angel Fundhttp://tennesseeangelfund.com/index.phpSolidus-TNInvestcohttp://solidus.com/TNInvestcoNEST-TNhttp://www.nest-tn.com/Investment Team:Lamont Price, Department of Economic and Community Development, 615-253-1760lamont.price@tn.govSalem Halifax Capital Partners, LPwww.salemhalifax.comVCInformation TechnologySoftware & InternetCommunications & NetworkingBusiness ServicesTransportation & DistributionConsumer ProductsRetail & RestaurantEarlyFounded in 2007, Salem Halifax Capital Partners is a $105 million private venture capital fund with offices in Washington, DC, and Atlanta. The firm seeks long-term capital appreciation with privately held companies located in the Southeastern U.S. Salem bridges the gap between pure equity funds and traditional senior bank financing by providing companies with subordinated, mezzanine debt and equity investments. Salem Halifax invests primarily in management and leverage buyouts, acquisition financing, and growth funding in companies with a minimum of $1.5 million of EBITDA, and $10-75 million of revenue. The firm's typical investment ranges from $2 million to $10 million and often co-invests with some of its strategic investment partners for those transactions requiring larger amounts of capital. Salem prefers traditional manufacturing, distribution and/or service businesses employing low to medium technology.

1133 Connecticut Ave, NW Suite 700WashingtonDC20036301-588-9442

Portfolio companies include:eCoast Sales Solutionshttp://ecoastsales.com/Good Health Natural Foodshttp://www.goodhealthnaturalfood.com/Scent Air Technologieshttp://www.scentair.com/LA Digital Posthttp://www.ladigital.com/Bowlin Grouphttp://www.bowlingroup.com/Focus Technology Consultinghttp://www.focustech.com/Industrial Services Grouphttp://industrialservicegroup.com/Tulsa Inspections Resourceshttp://tulsainspection.com/NeoSystemshttp://www.neosystemscorp.com/Nutrition Physiologyhttp://www.bovamine.com/Professional Systemshttp://professionalsystemsusa.com/Inland Container Expresshttp://inlandc.com/index.phpTreasure Valley Business Grouphttp://www.treasurevalley.com/Murray Supply Companyhttp://www.murraysupply.com/Premier Performance Productshttp://pppwd.com/Private Label Cosmeticshttp://www.cosmeticsprivatelabel.com/Future Techhttp://ftei.com/S&R Cabinetshttp://www.rscabinets.com/K2 Industrial Serviceshttp://www.k2industrial.com/index.phpService Champhttp://servicechamp.com/Investment Team: Tim C. Mages, Principaltmages@salemcapital.comW. Spalding White, Jr., Partnerswhite@salemcapital.comLauren Godwin, Associatelgodwin@salemcapital.comVirgina G. Rollins, Partner (Washington DC)vrollins@salemcapital.comJoann Hearn, Controllerjhearn@salemcapital.comAdvantage Capital Partnerswww.advantagecap.comVCInformation TechnologyCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareReal EstateEarlyAdvantage has raised private funds to invest in states and communities that are underserved by traditional sources of risk capital. The firm has built a track record of public-private partnerships with state and federal economic development organizations, facilitating the flow of billions of dollars of investment capital into these communities. Since 1992, Advantage has raised more than $1.6 billion in institutional capital and has invested in a wide variety of companies and real estate projects. The firm's industry focus primarily has been in the Communication, Information Technology, Life Science and Energy sectors. Targeting its investment activities in geographic areas that are underserved by venture capital, Advantage seeks to generate exceptional returns for its investors as well as for the communities in which it operates. For private equity, the markets within which the firm is most active are Alabama, Colorado, Florida, Hawaii, Louisiana, Missouri, New York, Texas, Wisconsin and Washington, D.C. Advantage's typical initial investment ranges from $500K to $2 million.

208 West Georgetown StreetCrystal SpringsMS39059601-954-6636601-954-6636

Portfolio companies include:Able Planethttp://www.ableplanet.com/AuthenTechttp://www.authentec.com/Anarkhttp://anark.com/Gridpointhttp://www.gridpoint.com/Home.aspxiCardiac Technologieshttp://www.icardiac.com/Jahabowhttp://jahabow.com/Kereoshttp://www.kereos.com/Mezmerizhttp://mezmeriz.com/A.V. Smoothttp://avsmoot.com/Adventure Centralhttp://www.adventurecentral.com/travel/AdventureCentral/Landing.aspxAgency Qhttp://www.agencyq.com/AGIShttp://www.agis.com/Agri-Sourcehttp://agrisourceonline.com/AlfaLighthttp://alfalight.com/ArcMail Technologyhttp://arcmail.com/Barton Nelsonhttp://bebco.com/BinOpticshttp://binoptics.com/Bizzukahttp://www.bizzuka.com/Butler's Pantryhttp://www.butlerspantry.com/Chapman Instrumentshttp://chapinst.com/Code Red Traininghttp://coderedtraining.com/Computimehttp://www.computimeonline.com/Crown Plasticshttp://www.crownplastics.com/Digium/Asteriskhttp://www.digium.com/EmergingMedhttp://www.emergingmed.com/Esperance Pharmaceuticalshttp://www.esperancepharma.com/Fire Rockhttp://firerock.us/Floophttp://www.floop.com/Greenleaf Biofuelshttp://www.greenleafbiofuels.com/Group 360http://www.group360.com/Guild.comhttp://www.guildguitars.com/Halifax Media Holdingshttp://visulate.com/rental/visulate_search.php?CORP_ID=M09000004032Historic Restorationhttp://www.durablerestoration.com/3DR Laboratorieshttp://3drinc.com/Carbolytic Materials Companyhttp://carbolytic.com/Cardax Pharmaceuticalshttp://www.cardaxpharma.com/CheckPoint Pumps & Systemshttp://cppumps.com/City Carting & Recyclinghttp://www.citycarting.net/Contego Services Grouphttp://contegoservicesgroup.com/DiStech Systemshttp://www.distechsystems.com/Elevate Digitalhttp://www.elevatedigital.net/Environmental Operations, Inc.http://www.environmentalops.com/Fleetcorhttp://fleetcor.com/Investment Team:Philip E. Marshall, Principalpmarshall@advantagecap.comMichael T. Johnson, Managing Directormjohnson@advantagecap.comFranchesca B. Lorio, Vice President/ControllerW. Anthony Toups III, Senior Vice Presidentttoups@advantagecap.comJustin N. Obletz, Senior Vice Presidentjobletz@advantagecap.comS. Talmadge Singer II, Vice PresidentCharles H. Booker, Principalcbooker@advantagecap.comMississippi Business Incubator Networkhttp://www.mississippi.org/index.php?id=104IEnergy & Clean TechReal EstateSeedEarlyThe Mississippi Incubator Network is an organization of various individuals and entities throughout Mississippi interested in (or involved in) small business incubator development. The Network is hosted by the Mississippi Development Authority (MDA), which acts as a catalyst in providing development assistance to prospective incubator sites, as well as ongoing technical assistance to existing facilities. Meetings are informal, and networking and exchanging of ideas are stressed at each meeting. The MDA is affiliated with the three incubators profiled under North Mississippi Enterprise Initiative (see profile); the Mississippi Enterprise for Technology (MsET) (see profile); the Golden Triangle Enterprise Center (see profile); and eleven additional incubators.

c/o Mississippi Development Authority, 400 Woolfolk State Office Building501 North West Street, P.O. Box 849JacksonMS39205601-359-3449601-359-2832

Tenant companies include:N/Ahttp://www.na.org/Management Team:John Brandon, 601-359-3593jbrandon@mississippi.orgBrent Bourland, Managerbourland@imagezinc.comJon Maynard, Managerjmaynard@starkville.orgBob Covington, Minority and Small Business Developmentrcovington@mississippi.orgNorth Mississippi Enterprise Initiativewww.northmiss.orgIInformation TechnologyManufacturing & IndustrialSeedEarlyThe North Mississippi Enterprise Initiative (NMEI) is a non-profit, public/private regional partnership for entrepreneurial growth. NMEI manages 3 business incubators - Oxford, Batesville and Grenada - and provides leadership in entrepreneurship within the region. The sponsoring entities include the cities of Batesville, Grenada and Oxford; the counties of Panola, Grenada and Lafayette; the Panola Partnership; the Oxford-Lafayette Economic Development Foundation; the Grenada Economic Development District; the Economic Development Authority of the U.S. Dept. of Commerce; the Tennessee Valley Authority; the Mississippi Development Authority; and the University of Mississippi (Ole Miss).

#9 Industrial Park Drive, Suite 104OxfordMS38655662-281-0720

Tenant companies include:AXSHhttp://www.axsh.usElliott Logichttp://www.elliottlogic.comGlobal Technical Systemshttp://www.gtsms.comMercury Bikeshttp://www.mercurycycling.comMiltec Research and Technologyhttp://duocommun.com/miltecNext Gear Solutions/SHIFThttp://www.nextgearsolutions.netManagement Team:Holly Kelly, Executive Directorholly@northmiss.orgAdvantage Capital Partnerswww.advantagecap.comVCInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareReal EstateEarlyAdvantage has raised private funds to invest in states and communities that are underserved by traditional sources of risk capital. The firm has built a track record of public-private partnerships with state and federal economic development organizations, facilitating the flow of billions of dollars of investment capital into these communities. Since 1992, Advantage has raised more than $1.6 billion in institutional capital and has invested in a wide variety of companies and real estate projects. Targeting its investment activities in geographic areas that are underserved by venture capital, Advantage seeks to generate exceptional returns for its investors as well as for the communities in which it operates. For private equity, the markets within which the firm is most active are Alabama, Colorado, Florida, Hawaii, Louisiana, Missouri, New York, Texas, Wisconsin and Washington, D.C. Advantage's typical initial investment ranges from $500K to $2 million.

c/o Eastside Partners207 East Side Square, Suite 200HuntsvilleAL35801256-883-8711256-883-8558

Portfolio companies include:Able Planethttp://www.ableplanet.com/AuthenTechttp://www.authentec.com/Anarkhttp://anark.com/Gridpointhttp://www.gridpoint.com/Home.aspxiCardiac Technologieshttp://www.icardiac.com/Jahabowhttp://jahabow.com/Kereoshttp://www.kereos.com/Mezmerizhttp://mezmeriz.com/A.V. Smoothttp://avsmoot.com/Adventure Centralhttp://www.adventurecentral.com/travel/AdventureCentral/Landing.aspxAgencyQhttp://www.agencyq.com/Bizzukahttp://www.bizzuka.com/Butler's Pantryhttp://www.butlerspantry.com/Cardax Pharmaceuticalshttp://www.cardaxpharma.com/Greenleaf Biofuelshttp://www.greenleafbiofuels.com/Manna Prohttp://www.mannapro.com/NovaTracthttp://novatract.com/Quality Woodhttp://qualitywoodproducts.net/Quickofficehttp://www.quickoffice.com/Selltishttp://www.selltis.com/Soft Switching Technologieshttp://www.softswitch.com/sst/index.doSunburst Farmshttp://www.sunburstfarms.com/The Green Life Guideshttp://environment.nationalgeographic.com/environment/green-guide/Waste Remedieshttp://wasteremedies.com/index.aspDigium/Asteriskhttp://www.digium.comFireRockhttp://www.firerock.usInvestment Team:Philip E. Marshall, Principalpmarshall@advantagecap.comMichael T. Johnson, Managing Directormjohnson@advantagecap.comFranchesca B. Lorio, Vice President/ControllerW. Anthony Toups III, Principalttoups@advantagecap.comJustin N. Obletz, Senior Vice Presidentjobletz@advantagecap.comS. Talmadge Singer II, Vice PresidentCharles H. Booker, Principalcbooker@advantagecap.comAuburn Angel Networkwww.auburnangelnetwork.comAInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyAuburn Angel Network (AAN) is a group of proven business leaders interested in investing in high-growth, early-stage companies. The network is professionally managed by the Angel Investor Management Group (AIM Group). The group focuses on early-stage companies, usually looking to raise $250,000 to $2 million. AAN does have the ability to fund larger deals (up to a $3M raise) via syndication or co-investment with other angel groups. Prospective companies should be close to the commercialization stage and have a clear and defensible competitive advantage. AAN does not invest, as a fund-each of the members makes his or her individual investment decision-but members collaborate in due diligence.

AIM Group570 Devall Drive, Suite 303AuburnAL36832

(Huntsville Office)515 Sparkman DriveHuntsvilleAL35816Portfolio companies include:AvaLAN Wirelesshttp://avalanwireless.com/CollectorDASHhttp://collectordash.com/Halo Monitoringhttp://www.halomonitoring.com/InQ Bioscienceshttp://www.inqbio.com/TripLingohttp://triplingo.com/products/afghanistanVerdeecohttp://www.verdeeco.com/VIPAARhttp://www.vipaar.com/Investment Team:Jennifer Skjellum, CAAN Executive Directorjennifer@aimgr.comDick Reeves, Founder & CEOJim Corman, Founder & COOClay Corman, Founder & CFOBirmingham Angel Network (BAN)www.birminghamangels.comAInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyBirmingham Angel Network, LLC (BAN) is an active angel investment club and Birmingham, Alabama's only Angel Capital Association (ACA) chapter. BAN is a group of executives, professionals and accredited investors who are interested in investing their time, expertise and money into new, cutting edge, startup companies. BAN was formed by a small group of friends in late 2007 and began club operations in 2008. BAN pursues companies seeking investment capital from $250,000 to $1,000,000.

1130 22nd Street SouthRidge Park, Suite 4000BirminghamAL35205205-383-1770

Portfolio companies include:N/AN/AInvestment Team:Joshua Watkins, Executive Directorjwatkins@dfhlaw.comMatthew Wright, Associate DirectorJonathan Sides, Screening and Deal FlowBonaventure Capitalwww.bonaventurecapital.netVCInformation TechnologyFinancial ServicesGrowthFounded in 1998, Bonaventure Capital, LLC, is a Registered Investment Adviser based in Birmingham, Alabama, providing advisory services to individuals, trusts, foundations and corporations. In the public markets, the firm constructs and manages broadly diversified investment portfolios using low-cost exchange-traded funds (ETFs) that provide exposure to all publicly traded asset classes. Portfolios are customized according to the risk/return profile of the client. In the private markets, Bonaventure invests in companies with at least $3 million in revenue and the ability to scale rapidly.

3104 Blue Lake Drive, Suite 120BirminghamAL35243205-870-8050205-870-8050

Portfolio companies include:Envivahttp://www.envivabiomass.com/Object Reservoirhttp://www.objectreservoir.com/Aldishttp://aldi.us/Recast Energyhttp://recastenergy.com/nLighthttp://nlight.net/Intramicronhttp://www.intramicron.com/Smart Furniturehttp://www.smartfurniture.com/Vaxinhttp://www.vaxin.com/Harrington Bankhttp://www.bankatharrington.com/Square 1 Bankhttps://www.square1financial.com/Atlantic Capital Bankhttp://atlcapbank.com/ContinuumRXhttp://continuumrx.com/Investment Team:Steven M. Dauphin, Principal, 205-588-6024sdauphin@bonaventurecapital.netWilliam E. Reiser, Principal, 205-588-6023breiser@bonaventurecapital.netMisha Gordon, 205-919-2024mgordon@bonaventurecapital.netBusiness Technology Development Center, Inc.www.biztech.orgIInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareBusiness ServicesConsumer ProductsSeedEarlyBizTech (Business Technology Development Center) is a technology-focused, business Incubator designed to help small companies develop emerging technologies for the global marketplace. The Center provides mentoring, access to investors, training, a ready-made network of contacts, and an array of business support services designed to improve the likelihood of success of startup and developmental stage companies. Hosted companies must have: an entrepreneur as the focal point of the company; a scalable business that develops unique technology-based products or services for market segments such as life sciences, information technology, energy, and health care; and a product and/or service which is less than 24 months from market. BizTech is funded by both the public and private sectors. NASA/Marshall Space Flight Center, the Tennessee Valley Authority, Alabama Department of Economic and Community Affairs, and the City of Huntsville were the founding partners that provided BizTech with seed monies to get started. BizTech also receives support and monies from local individuals and businesses. Clients pay a low, affordable monthly fee for services beginning at $250 per month. The Center serves as the home for the Huntsville Angel Network (see profile).

515 Sparkman DriveHuntsvilleAL35816256-704-6000 256-704-6002

Tenant companies include:Apexiohttp://apexio.com/Bragg Peak Systemshttp://www.braggpeaksystems.com/Halo Monitoringhttp://www.halomonitoring.com/InQBiohttp://www.inqbio.com/kSoldhttp://www.ksold.com/MADLabshttp://madlabs.info/index.shtmlMI Researchhttp://www.miresearch.org/NearMe Networkshttp://www.nearme.net/Pi Proteomicshttp://piproteomics.com/SSS Optical Technologieshttp://sssopticaltechnologies.com/Decision Innovationshttp://www.decision-innovation.com/Frontline Tacticalhttp://frontline-tactical.com/Angel Investor Management Grouphttp://aimgr.com/Investment Team:Gary Tauss, CEO/Directorgary@biztech.orgCindy Power, Operations Directorcindy@biztech.orgCentral Alabama Angel Network (CAAN)http://caangelnetwork.comAInformation TechnologySoftware & InternetMedia & Digital MediaSeedEarlyThe Central Alabama Angel Network (CAAN) was organized in 2011 to serve the capital needs of Birmingham-area startup and early stage companies. The CAAN meets monthly to hear investment opportunities that have successfully passed a rigorous due diligence process. The network is professionally managed by the Angel Investor Management Group (AIM Group). The group provides $250,000 to $1 million to startup and early-stage companies in fields such as information technology, medical devices and instruments, web-based services, mobile data services, software and biotechnology. AIM Group-managed networks in Huntsville, Central Alabama, and Auburn have invested more than $14 million in early stage companies since 2005.

1500 First Avenue North, Unit 19BirminghamAL36832

Portfolio companies include:Apparityhttp://www.apparity.com/AvaLAN Wirelesshttp://avalanwireless.com/CollectorDASHhttp://collectordash.com/Halo Monitoringhttp://www.halomonitoring.com/InQbiohttp://www.inqbio.com/RentStuffhttp://www.rentstuff.com/Synapse Wirelesshttp://www.synapse-wireless.com/Verdeecohttp://www.verdeeco.com/Investment Team:Jennifer Skjellum, CAAN Executive Directorjennifer@aimgr.comDick Reeves, AIM Group CEOdick@aimgr.comJim Corman, AIM Group COOjim@aimgr.comClay Corman, AIM Group CFOEastside Partnerswww.eastsidepartners.comVCInformation TechnologyLife Sciences & HealthcareFinancial ServicesEarlyGrowthExpansionEastside Partners is a private equity fund that targets fast growing companies in the financial services, healthcare and information technology sectors. Eastside Partners expects to lead a majority of its investments and be an active investor by applying its advisory and operating expertise. Since its inception in 1998, Eastside Partners has invested more than $130 million in over 50 companies across six funds. The firm's typical investment size is between $1 and $5 million, with potential to invest $10 million or more in a single transaction through its partners and limited partner investor network. Eastside targets early to expansion stage companies, with target revenues greater than $2 million in the Southeastern U.S.

207 East Side Square, 2nd FloorHuntsvilleAL35801256-327-8777256-883-8558

Portfolio companies include:Agility Healthcare Solutionshttp://en.wikipedia.org/wiki/Agility_Healthcare_SolutionsAwarixhttp://www.awarix.com/caregiver.htmlHirtle Callaghan & Co.http://www.hirtlecallaghan.com/MEDSEEKhttp://www.medseek.com/Torch Technologieshttp://www.torchtechnologies.com/NucSafehttp://www.nucsafe.com/AccelaRADhttp://accelarad.com/PeopleTechttp://people-tec.com/Optimal Readingshttp://www.optimalreadings.com/nLogichttp://nlogic.com/BrightWhistlehttp://brightwhistle.com/Hospice Partners of Americahttp://hospicepartners.com/Hygiahttp://www.hygia.net/National Bank of Commercehttp://nbofc.com/Investment Team:Emerson Fann, Managing Directoref@eastsidepartners.comTina Corley, Chief Financial Officer and Partnertc@eastsidepartners.comPaul Reaves, Venture PartnerBenjamin Cobb, AssociateKristen Clute, Executive Assistantkc@eastsidepartners.comEnhanced Capital Partners, LLCwww.enhancedcap.comVCInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantReal EstateEarlyGrowthExpansionEnhanced Capital Partners, formed in 1999, is a national investment firm specializing in state-specific investments in small and emerging companies. The firm has over $400 million under management and seeks to achieve capital appreciation while adhering to a mandate tailored for a local investment approach. The company's goal is to promote the growth and expansion of small businesses while attaining significant returns for its investors by mentoring and leveraging additional private equity for its portfolio companies through its partnerships. Enhanced Capital manages state-focused small business investment funds in Alabama, Colorado, Connecticut, Florida, Louisiana, New York, Tennessee, Texas, Washington DC, and Wyoming. Enhanced Capital pursues both growth equity as well as early stage investing. The firm invests in growth equity investments in the $3 million to $20 million range, which typically are focused on mid to later stage investments. The firm invests in venture equity investments in the $500,000 to $3 million range, which typically are focused on earlier stage investments. These investments are for companies that are smaller in size and may or may not be cash flow positive, have revenues of less than $10 million, and are seeking expansion capital.

c/o Redmont Venture Partners3104 Blue Lake Drive, Suite 120BirminghamAL35243205-943-5646205-943-4748

Portfolio companies include:Affiniscapehttp://www.affiniscape.com/Partsearch Technologieshttp://en.wikipedia.org/wiki/Partsearch_TechnologiesKionixhttp://www.kionix.com/CORESenshttp://coresense.com/eBidenergyhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=1570516Cork 'N Bottlehttp://www.corknbottle.com/eBidenergyhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=1570516ARC Solutionshttp://www.arcsolutions.com/AV Smoothttp://avsmoot.com/Affinity Labhttp://www.affinitylab.com/American Legal Searchhttp://www.americanlegalsearch.com/American Rotorhttp://americanrotors.com/Atherotechhttp://atherotech.com/Azimuth Trusthttp://www.azimuthtrust.com/Barvista Homeshttp://www.barvistahomes.com/BinOpticshttp://binoptics.com/City Wineryhttp://www.citywinery.com/Community Carshttp://community-cars.com/CloudXhttp://www.cloudx.com/CMDBiosciencehttp://www.cmdbioscience.com/Dreyfus-Cortneyhttp://dreyfus-cortney.com/Elm City Food Cooperativehttp://www.elmcitymarket.coop/Emme E2MShttp://getemme.com/Energy Source Partnershttp://energysourcepartners.com/EnteGreathttp://www.entegreat.com/Envirelationhttp://www.envirelation.com/main_page.htmlFire Rockhttp://www.firerocknavajocasino.com/Floophttp://www.floop.com/FSIhttp://www.fsioffice.com/Default.aspxGreenleaf Biofuelshttp://www.greenleafbiofuels.com/GreyWall Softwarehttp://www.greywallsoftware.com/Hadapthttp://hadapt.com/Heliovolthttp://www.heliovolt.net/iDevices / iGrillhttp://www.igrillinc.com/Infiniahttp://www.infiniacorp.com/Innovatient Solutionshttp://innovatient.com/Knoa Softwarehttp://www.knoa.com/main/California Home Medical Equipmenthttp://www.chme.orgFive Point Partnershttp://www.fivepoint.netHomeTown Oxygenhttp://www.hometownoxygen.comIKA Systemshttp://www.ikasystems.comMasthead Industrieshttp://www.hosepower.comRush Saleshttp://www.rushsales.comInvestment Team:Mark Slusar, Managing Director (Washington DC)mslusar@enhancedcap.comJohn D. Tyson Jr. Esq., Director (Washington DC)jtyson@enhancedcap.comRoddy J.H. Clark, Managing Partner, REDMONTrclark@redmontvp.comPhilip Hodges, Managing Partner, REDMONTphodges@redmontvp.comGreer Capital Advisors, LLCwww.greercap.comVCLife Sciences & HealthcareMedical DeviceEarlyGrowthGreer Capital Advisors (GCA) provides capital for private equity projects that act as catalysts for economic growth in the Alabama area and the Southeast community. The firm's industry focus is privately held companies in the pharmaceutical, biotechnology, medical device and diagnostics industries. Greer also considers select healthcare services companies with a technology concentration or in a highly specialized market niche. GCA seeks companies looking for early and growth stage investment, with proof of concept completed, and revenues at or rapidly approaching a breakeven level of cash flow. The partners typically invest a total of between $100,000 and $2,000,000 of capital per company. Although the firm usually holds board seats with the majority of its portfolio companies, a board seat is not a strict requirement of the fund.

2200 Woodcrest Place, Suite 309BirminghamAL35209205-445-0800205-445-1013

Portfolio companies include:Atherotechhttp://atherotech.com/Behavioral Health Systemshttp://www.behavioralhealthsystems.com/index.htmCumberland Pharmaceuticalshttp://www.cumberlandpharma.com/TransMolecularhttp://www.transmolecular.com/pdfs/FiveashPR_ASCOVersion.pdfTranzymehttp://www.tranzyme.com/Vaxinhttp://www.vaxin.com/Applied Genomicshttp://www.clarientinc.com/FoodSource Lureshttp://www.greentackle.com/brands/foodsource-lures.htmlGenacohttp://www.genaco.com/CardioSpectrahttp://ir.volcanocorp.com/releasedetail.cfm?ReleaseID=280496Vidacarehttp://www.vidacare.com/Expression Geneticshttp://egeninc.com/BioDtechhttp://biodtechinc.com/PNP Therapeuticshttp://www.pnptherapeutics.com/Discovery BioMedhttp://discoverybiomed.com/Aeon BioSciencehttp://aeonbio.com/Halo Monitoringhttp://www.halomonitoring.com/VectorLogicshttp://vectorlogics.com/Vivo Bioscienceshttp://vivobiotech.com/Soluble Therapeuticshttp://www.soluble-therapeutics.com/Investment Team:Dr. Lawrence W. Greer, Senior Managing Partnerlgreer@greercap.comJennifer E. King, Managing Partner, Business Developmentjking@greercap.comAlan H. Dean, Managing Partner, Fund Operationsadean@greercap.comLawrence W. Greer Jr., Associate, LegalHarbert Managementwww.harbert.netVCPEInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorMedia & Digital MediaLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialFinancial ServicesEducation & TrainingReal EstateEarlyMiddle MarketHarbert Management Corporation (HMCSM) is a diversified investment firm. Harbert's committed capital and assets under management have grown from $1.5 billion in 2002 to approximately $2.7 billion as of March 1, 2012. Harbert invests across 11 alternative asset classes in three areas of concentration: real estate, private capital and absolute return strategies. In private equity, Harbert focuses on leveraged buyouts, recapitalizations, expansion capital investments, and select distressed opportunities, seeking to invest in companies which have an enterprise value between $10 million and $100 million, with a particular emphasis on transactions between $20 million and $50 million. In venture capital, Harbert provides growth capital to early stage information technology and healthcare companies in the Mid-Atlantic and Southeastern U.S., typically investing in the first or second institutional rounds, with initial investment amounts between $500,000 and $3 million. Particular sectors of investment interest include: Information Technology (Communications software and services, Enterprise/ applications software, Communications equipment, Semiconductors, Transaction processing); and Healthcare (Therapeutics, Biotechnology platforms, Diagnostics and medical devices, Healthcare IT, and Healthcare services and outsourcing). The firm's mezzanine capital group typically provides $3 million to $15 million in subordinated debt to companies in need of capital for organic growth, acquisitions, recapitalizations, or management buyouts. HMC's investment teams are located in Birmingham, Alabama; New York, New York; Nashville, Tennessee; Richmond, Virginia; Atlanta, Georgia; San Francisco, California, London, United Kingdom; Madrid, Spain, Melbourne, Australia and Paris, France.

2100 Third Avenue North, Suite 600BirminghamAL35203205-987-5500 205-987-5568

Portfolio companies include:Broadsourcehttp://www.broadsourcetech.com/JackBehttp://www.jackbe.com/TapRoot Systemshttp://taprootsystems.com/Unitrends Softwarehttp://www.unitrends.com/Innovative Biosensorshttp://www.innovativebiosensors.com/Ion Healthcarehttp://ionhealthcare.com/MaxCytehttp://www.maxcyte.com/nContact Surgicalhttp://www.ncontact.us/Optimal Reading Service Grouphttp://www.optimalreadings.com/PeopleMatterhttp://peoplematter.com/Privarishttp://www.privaris.com/WindChannel Communicationhttp://www.manta.com/c/mtgq5y8/windchannel-communicationsNovaMin Technologyhttp://www.intersouth.com/portfolios/novamin-technologyYaphttp://en.wikipedia.org/wiki/YapECA Holdinghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=134469941Dent-A-Medhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4588356Onward Behavioral Healthhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=113056735AireWirehttp://airimba.com/Clarabridgehttp://www.clarabridge.com/Moverohttp://www.moveroinc.com/ControlScanhttp://www.controlscan.comInvinceahttp://www.invincea.comNetsertivehttp://www.netsertive.comRacemihttp://www.racemi.comAldagenhttp://www.aldagen.comClinipacehttp://www.clinipace.comIntellijecthttp://www.intelliject.comOpenQhttp://www.openq.comRegisterPatienthttp://www.registerpatient.comPrivate Equity Investment Team:Michael D. Luce, President & Chief Operating Officermluce@harbert.netRichard S. Davis, Director of Investmentsrdavis@halbert.netWinston H. Gillum, Jr., Vice President & Managing Directorwgillum@harbert.netVenture Investment Team:William W. Brooke, Managing Partnerwbrooke@harbert.netWayne L. Hunter, Managing Partnerwhunter@harbert.netThomas D. Roberts III, Partnertroberts@harbert.netRobert L. Crutchfield, Venture Partnerrcrutchfield@harbert.netBrian C. Carney, Principalbcarney@harbert.netMezzanine Investment Team:John C. Harrison, Senior Managing DirectorJohn S. Scott, Managing DirectorRobert A. Bourquin, Managing DirectorWestshore Capital Partnerswww.westshorecapitalpartners.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketWestshore Capital Partners is a private equity investment firm established for the sole purpose of bringing long-term equity capital to small and medium sized businesses in order to support owner recapitalizations, family succession recapitalizations, management buyouts, management buy-ins, and industry consolidations. Westshore focuses on investing in U.S. and Canadian companies valued between $10 million and $40 million and with revenues between $8 million and $100 million, operating in a range of industries that include manufacturing, distribution, and service. Over the past 30 years, Westshore's principals have participated in over 350 investments in more than 50 industries, including consumer products, plastics, furniture, automotive aftermarket, communications, oil & gas, and banking. Westshore was established in 2006 by David Malizia, Trivest Partners, and Dominion Capital Group.

Rivergate Tower, Suite 2610 400 North Ashley Drive TampaFL33602813-223-3600 813-223-3699

Portfolio companies include:American Paper Opticshttp://www.3dglassesonline.com/United Rotary Brushhttp://united-rotary.com/Investment Team:David J. Malizia, Managing Partnerdjm@westshorecapitalpartners.comP. Craig Sanford, Vice Presidentpcs@westshorecapitalpartners.comRyan D. Cortner, Vice Presidentrdc@westshorecapitalpartners.comAndrew Krusen, Principal & AdvisorEarl W. Powell, Principal & AdvisorVision2020 Funds, LLChttp://vision2020funds.comVCInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialEarlyLaunched in 2006, Vision2020 is an early-stage venture capital firm committed to fostering innovation by actively assisting entrepreneurs in the life science, technology, technology-enabled businesses, as well as the high-tech manufacturing sectors. Vision2020 is focused on investing in profitable enterprises igniting economic growth and opportunity radiating from Tallahassee, Florida. Leon County awarded a $725,000 business development grant for the Fund's administrative needs. This support helps the Fund maximize its capital by freeing up more dollars for investment in high-tech ventures.

Summit East Technology & Research Park2073 Summit Lake Drive, Suite #155TallahasseeFL32317850-219-8208888-855-0252

Portfolio companies include:N/AN/AInvestment Team:Richard S. (Rick) Kearney, ChairmanLangdon Flowers, DirectorFred Beshears, DirectorGeorge D. Avant, Jr., DirectorWilliam D. Crona, DirectorUSF Tampa Bay Technology Incubatorwww3.research.usf.edu/rf/tbti.aspIInformation TechnologyLife Sciences & HealthcareSeedEarlyThe USF Tampa Bay Technology Incubator offers assistance to Florida-based, start-up companies pioneering new technologies, within the University or the community, through the early stages of development and growth to graduation. These companies must meet the selection criteria and be approved by the advisory board. The 60,000 sq. ft. incubator facility is located near USF's Tampa Campus in Telecom Park. It has twenty 130 sq. ft. offices that house high-tech start-up companies conducting scientific research. Five 1,300 sq. ft. labs, each with one 130 sq. ft office, are used by companies conducting laboratory research with access to the many diverse resources of a major research university including consultation and coaching by business and technology professionals.

3802 Spectrum Blvd., Suite 100TampaFL33612813-974-1082813-396-9313

Tenant companies include:Saneronhttp://saneron-ccel.com/DocuVantagehttp://www.docuvantage.com/Belinda Noah Productionshttp://www.manta.com/c/mm8vgdy/belinda-noah-productions-incBioLaminexhttp://biolaminex.com/Claro Scientifichttp://clarosci.com/Innovus Law Grouphttp://innovuslawgroup.com/Microcidehttp://www.microcide.com/Isoprenoidshttp://www.isoprenoids.com/NovaRay Solarhttp://www.novaraysolar.com/?p=1203PanoAbhttp://panoab.com/Quantum Immunologicshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=61111581Ability Worldwidehttp://abilityworldwide.com/Advanced Materials Technologyhttp://www.advanced-materials-tech.com/BioMed Immunotechhttp://biomedimmunotech.com/Draper Laboratoryhttp://www.draper.com/EngenNano Technologyhttp://www.manta.com/c/mtb9wb1/engennano-technology-incModulation Therapeuticshttp://modulationtherapeutics.com/Natura Therapeuticshttp://www.naturatherapeutics.com/AbleNookhttp://www.ablenook.com/Advanced Technologies & Testing Laboratorieshttp://advancedtechnologieslab.com/BioAcousTechhttp://www.corporationwiki.com/Florida/Tampa/philip-j-hipol/101497378.aspxBioplex Technologieshttp://bioplextechnologies.com/Blueyehttp://www.blueye.com/Management Team:Paul R. Sanberg, President USF Research Foundationpsanberg@research.usf.eduTina Lucas, Executive Administrative Specialisttlucas@usf.eduTrivestwww.trivest.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsMiddle MarketFounded in 1981, Trivest has sponsored more than 185 acquisitions and recapitalizations, totaling in excess of $4.8 billion in value. Trivest Fund IV has over $325 million in total commitments and prefers to invest in companies valued from $25 million to $250 million that possess strong and defensible market positions in growing or fragmented industries. Trivest always co-invests with company management and pursues transactions supported by the management and Boards of Directors of the investee companies. Trivest seeks companies with revenues of $25 million and up, and a minimum of $5 million EBITDA. Preferred industries include Business Services, Consumer Products; Healthcare; Niche Manufacturing; and Value Added Distribution.

550 South Dixie Highway, Suite 300Coral GablesFL33146305-858-2200305-285-0102

Portfolio companies include:Allegiance Security Grouphttp://www.allegiancesecurityteam.com/Twin-Star Internationalhttp://www.twinstarhome.com/DirectBuyhttp://directbuy.com/OnePath Systemshttp://onepathsystems.com/Ellery Homestyleshttp://elleryhomestyles.com/Endeavor Telecomhttp://www.endeavortelecom.com/AM Conservation Grouphttp://amconservationgroup.com/Ryko Manufacturinghttp://ryko.com/Lady of America Franchisehttp://www.ladyofamerica.com/franchise/Hazmastershttp://www.hazmasters.com/Take 5 Oil Changehttp://www.5minuteoilchange.com/Group III Internationalhttp://iii-international.com/Investment Team:Troy D. Templeton, Managing Partnerttempleton@trivest.comChip Vandenberg, Partnercvandenberg@trivest.comDavid Gershman, Partner & General Counseldgershman@trivest.comRuss Wilson, Partnerrwilson@trivest.comJamie E. Elias, Partnerjelias@trivest.comForest T. Wester, Principalfwester@trivest.comRichard Moran, CFOrmoran@trivest.comTodd Jerles, Principaltjerles@trivest.comAnuj Singh, Vice Presidentasingh@trivest.comJorge Gross Jr., Principaljgross@trivest.comThe Technology Research and Development Authority Business Innovation Center (TRDA)www.trda.orgIInformation TechnologySoftware & InternetEnergy & Clean TechLife Sciences & HealthcareSeedEarlyThe Technological Research and Development Authority (TRDA) works with early-stage technology companies and entrepreneurs to accelerate their business planning, fundraising efforts, business development strategies and growth. Since its inception in 1987, TRDA has mentored hundreds of technology entrepreneurs and has supported over 175 new technology companies that have created more than 1,350 high wage jobs throughout Florida. In May 2007 TRDA opened a 31,000 square foot incubator in Melbourne that currently provides facilities and business development services to early-stage technology companies in sectors that include clean energy, software, wireless, IT, semiconductor, biotechnology and other high tech industries.

1050 W. NASA Blvd., Suite 125 MelbourneFL32901321-872-1050 321-872-1051

Tenant companies include:Audigencehttp://audigence.com/Barry Aviationhttp://barryaviation.com/C2C Developmenthttp://www.c2c-dev.com/Clean and Green Enterpriseshttp://cleanandgreeninc.com/Gladiator Innovationshttp://gladiator-innovations.com/iPortfolio Solutionshttp://www.portfoliosolutions.com/Unikey Technologieshttp://www.unikeytech.com/viaRadio Corporationhttp://viaradio.com/ABS Innovationshttp://www.abinnovationsinc.com/Accelerated Date Workshttp://www.acceleration.net/Belvedere Consultinghttp://belvedereconsultants.com/Biocurityhttp://en.wikipedia.org/wiki/Biosecurityinnoapphttp://innoapp.com/National Solar Power Partnershttp://natlsolar.com/Securborationhttp://www.securboration.com/Synnbiohttp://www.synbio-pharma.com/Water Optimizerhttp://water-optimizer.com/Zentilahttp://zentila.com/Management Team:Chester J. Straub Jr., Executive Directorcstraub@trda.orgRyan Greenough, Technology Transfer Managerryan@trda.orgVicki Porter, Controllervporter@trda.orgThe Spring Bay Companieswww.spring-bay.comVCPEInformation TechnologyBusiness ServicesConsumer ProductsExpansionMiddle MarketSpring Bay seeks to invest capital in companies with established or clear potential for leading positions in their markets. Spring Bay invests capital in technology-based product and service companies across a wide range of industries. The firm prefers to invest in U.S. companies with various capital deployment needs, including: Growth capital; Divestiture or spin-off; Leveraged buyouts; Acquisition financing; Shareholder liquidity; and Recapitalization. Spring Bay seeks equity investments of $1 to $10 million with the capacity for larger investments in select opportunities. Investments may result in either majority or minority interests. Prior to forming Spring Bay, the principals owned and managed Unison Industries.

816 A1A North, Suite 201Ponte Vedra BeachFL32082904-273-8755904-273-8745

Portfolio companies include:SuturTekhttp://www.suturtek.com/EndoEvolutionhttp://www.endo360surgical.com/Investment Team:Frederick B. Sontag, PresidentMatthew Miller, Vice PresidentDaniel M. Ryan, Managing Directordryan@spring-bay.comHuntsville Angel Networkhttp://huntsville.angelgroups.netAInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareSeedThe Huntsville Angel Network was established in 2005 by a group of Huntsville, Alabama area active angel investors, teamed with the area's leading professional services firms and BizTech, Huntsville's technology-focused business incubator. The Huntsville Angel Network exists to serve entrepreneurs in the Northern Alabama/Southern Tennessee area. The group has approximately 65 members and meets monthly to hear presentations from entrepreneurs seeking capital of $250,000 to $750,000. The group's strengths are in information technology, biotechnology, health-related products and services, and energy, but opportunities are considered in any area where the membership of the HAN has some domain expertise.

515 Sparkman Dr. NWHuntsvilleAL35816256-704-6000

Portfolio companies include:Monte Sano Pharmaceuticalshttp://www.manta.com/c/mm5pt60/monte-sano-pharmaceuticalsInvestment Team:Dick Reeves, Executive Directordick@huntsvilleangels.comRichard ReevesStuart ObermannInnovation Depotwww.innovationdepot.netIInformation TechnologyLife Sciences & HealthcareMedical DeviceBusiness ServicesSeedInnovation Depot is a business incubation facility and program that focuses on the development of emerging biotechnology/life science, information technology and service businesses. The incubator operates in partnership with the University of Alabama at Birmingham. A public-private economic development effort, Innovation Depot is funded by the Birmingham regional business community, UAB, the City of Birmingham, Jefferson County, and the Community Foundation of Greater Birmingham and other leading private foundations The 140,000-square-foot facility houses 60-65 tenants and offers flexible floor plans and shared conference rooms. Companies that reach "Resident Mentor" status have reached a mature stage of growth and can provide additional guidance and support in a variety of ways to other companies at Innovation Depot.

1500 First Avenue NorthBirminghamAL35203205-250-8000205-250-8013

Tenant companies include:ADV Biosciencehttp://advbioscience.com/Advanced Skin Technologyhttp://advancedskintech.com/Agenta Biotechnologieshttp://agentabio.com/BioDtechhttp://biodtechinc.com/BioGXhttp://biogx.com/Bonentahttp://bonenta.com/Choice Research of Birminghamhttp://www.choiceresearch.net/home/DiscoveryBioMedhttp://discoverybiomed.com/Endomimeticshttp://endomimetics.com/Soluble Therapeuticshttp://www.soluble-therapeutics.com/home/Vaxinhttp://www.vaxin.com/Massivemediahttp://www.massivemediainc.com/Moxiihttp://moxii.com/Projects Unlimitedhttp://www.pui.com/3000ENThttp://www.facebook.com/pages/B-Money-3000-ENT/175565564308Eco Threehttp://eco-three.com/Magnolia Riverhttp://magnolia-river.com/Vear Inchttp://www.vearexperts.com/Photonics Innovationshttp://www.photonicinnovations.com/Amplicodehttp://amplicode.com/Avinstarhttp://www.avinstar.com/Big City Doctorshttp://mercymay.blogspot.com/2011/08/big-city-doctor-fix-me-up-and-make-me.htmlComply MDhttp://www.complymd.com/Deal Co-ophttp://dealcoop.com/Essnova Solutionshttp://www.essnova.com/FreeTextbooks.comhttp://www.freetextbooks.com/iSeek Solutionshttp://iseeksolutions.org/Magic City Mediahttp://www.magiccitymedia.com/Microfit Grouphttp://comingsoon.microfitgroup.com/Remtechhttp://remtechinc.com/RSVPayhttp://rsvpay.com/ContactUs.aspxSuture Healthhttp://suturesign.com/VIPAARhttp://www.vipaar.com/Zellahttp://shop.nordstrom.com/c/zellaMotus Motorcycleshttp://motusmotorcycles.com/2B Solutionshttp://2bsolutions.net/Adit4Lesshttp://www.corporationwiki.com/Alabama/Birmingham/adit4less-inc/109671331.aspxAdvanced Systems Unitedhttp://www.advancesystemsinc.com/Appsolute Geniushttp://appsolutegenius.com/Atlas RFID Solutionshttp://atlasrfid.com/Blue Ocean Technologieshttp://www.blueoceantechnologies.net/Chronicle Studiohttp://www.chroniclestudio.com/Management Team:Susan Matlock, President and CEOsmatlock@innovationdepot.netDevon Laney, COOdevon.laney@innovationdepot.netDesireæcopy; Page, Controllerdpage@innovationdepot.comKevin Herren, Director of IT Serviceskherren@innovationdepot.netBlake Cooley, Director of Facility Operationsbcooley@innovationdepot.netNew Capital Partnerswww.newcapitalpartners.comPEInformation TechnologyLife Sciences & HealthcareBusiness ServicesFinancial ServicesMiddle MarketNew Capital Partners is a private equity firm with offices in Birmingham and Dallas. The firm invests in high growth companies primarily in the Southeastern United States and Texas. NCP currently manages $225 million across its private equity funds and economic development funds. NCP Private Equity Fund I was the first equity fund raised by New Capital Partners in 2001. NCP invested in ten partner companies (four healthcare services, four financial services, two business services). After two successful sales, eight portfolio companies remain active. NCP Private Equity Fund II was closed in the first quarter of 2009. NCP is actively evaluating businesses in exciting market niches which have reached an inflection point of growth. NCP is targeting a similar industry focus as Fund I with a similar investment criteria. Waveland NCP Ventures is a partnership between NCP and the state economic development agencies of Alabama and Texas. The economic development funds are targeted at investing in companies that can create jobs and economic prosperity in each state, respectively. NCP primarily provides senior and mezzanine debt to companies headquartered in Texas and Alabama. NCP provides capital to companies that have a proven product or service, existing market adoption from key customers and are profitable. The firm targets services-based companies in the Southeast and Texas (opportunistically elsewhere) in these industries: Healthcare services/ Healthcare IT; Financial services/ Insurance; and Business services. NCP looks for revenues greater than $5 million, with opportunity for significant growth (organic or acquisition) and a proven business model with the potential to become the leading company in a market niche. The firm's target structures include buyouts, acquisitions, recapitalizations and growth equity.

2900 First Avenue South, Suite 200BirminghamAL35203205-939-8400205-939-8402

Portfolio companies include:Cogent Partnershttp://cogent-partners.com/Prism Pointe Technologieshttp://www.prismpointe.com/Return Mailhttp://poreturnmail.com/Safe Harbourhttp://en.wikipedia.org/wiki/Safe_harborSenior Whole Healthhttp://www.seniorwholehealth.com/mass/mass_home.htmStyx Capitalhttp://www.styxcapital.com/Teladochttp://www.teladoc.com/ASIhttp://www.americanstrategic.comGeoVerahttp://www.geovera.comHospice Partnershttp://www.hospicepartners.comMedCallhttp://www.medcallrx.comOutcome Resourceshttp://www.outcomeresources.comNational Bank of Commercehttp://www.nationalbankofcommerce.comViaFithttp://www.myamputee.comInvestment Team:Jim Little, Founder and Managing Partnerjim@newcapitalpartners.comJames Outland, Founder and Managing Partnerjames@newcapitalpartners.comJack Sayler, Operating PartnerChris Wright, Business Development TeamAdam Cranford, Vice Presidentacranford@newcapitalpartners.comSeton Marshall, Vice PresidentLee Ashford Broughton, Transaction Teamlabroughton@newcapitalpartners.comPaul Pless, Finance TeamDana Levering, Finance TeamTeresa Hayes, Finance TeamRyan Berg, Transaction TeamJohn Richmond, Transaction TeamRedmont Venture Partnerswww.redmontvp.comVCInformation TechnologyLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesFinancial ServicesEarlyExpansionRedmont Venture Partners is a private equity firm providing capital for early stage and expansion stage opportunities. The firm invests in Southeastern companies with a focus on Alabama, within a variety of sectors including: business services, financial services, healthcare, information technology, and industrial/manufacturing. Redmont targets companies with a positive outlook for sales growth and margins, and annual or projected near-term revenues of between $3 million and $50 million. Redmont's minimum investment is $500,000, with a total investment range from $1,500,000-$2,500,000.

500 Beacon Parkway WestBirminghamAL35209205-943-5646205-943-4748

Portfolio companies include:Atherotechhttp://atherotech.com/Emageonhttp://www.linkedin.com/company/emageonTranzymehttp://www.tranzyme.com/Reliant Medical Productshttp://reliantmedicalproducts.com/American Legal Searchhttp://www.americanlegalsearch.com/Entegreathttp://www.entegreat.com/Fire Rock Productshttp://firerock.us/Optimal IMXhttp://optimalimx.com/PeopleTechttp://people-tec.com/Principle Pharmacy Grouphttp://www.principlepharmacy.com/Reliant Medical Productshttp://reliantmedicalproducts.com/Source Medicalhttp://sourcemed.net/Southeastern Plateworkshttp://southeasternplateworks.com/Tranzymehttp://www.tranzyme.com/Vaxinhttp://www.vaxin.com/Investment Team:Roddy J.H. Clark, Managing Partnerrclark@redmontvp.comPhilip L. Hodges, Principalphodges@redmontvp.comMichael J. Humber, Principalmhumber@redmontvp.comSoutheastern Technology Fundwww.setfund.comVCInformation TechnologySoftware & InternetEarlyGrowthFounded in 1998, the Southeastern Technology Fund focuses on early and growth stage technology investing in the Southeast, and secondarily, in other areas of the country. With over $115 million under management in two venture funds, the firm is one of the largest Southeastern venture funds focused exclusively on information technology investing. The firm pursues early stage companies with seasoned management teams in the Financial Technology, Healthcare IT, Enterprise Software and Information Security markets. The Southeastern Technology Fund prefers to be the lead investor, and their initial investment typically ranges from $1 to $3 million. As part of the initial investment, Southeastern requires at least one seat on the company's Board of Directors. Southeastern Technology Fund was founded by Chris Horgen, the Senior Managing Partner for Fund I and Fund II, in 1998. Mark Dunkel joined Chris in 1999 to open the Atlanta office and manage Fund I. The two venture funds will come to completion at the end of 2012.

207 East Side Square, First FloorHuntsvilleAL35801256-883-8711256-883-8558

Portfolio companies include:RTO Softwarehttp://www.rtosoft.com/Alogenthttp://www.alogent.com/Novienthttp://www.aderant.com/products/novient.aspxA-Life Medicalhttp://www.alifemedical.com/Best Doctorshttp://www.bestdoctors.com/ComFramehttp://comframe.com/Fitability Systemshttp://www.chequed.com/FrogJazzhttp://investing.businessweek.com/research/stocks/private/people.asp?privcapId=701578Mobular Technologieshttp://www.mobular.com/Nationtaxhttp://taxnation.net/Orillionhttp://orillion.deviantart.com/Cybersourcehttp://www.cybersource.com/Emageonhttp://www.emageon.comHunter Systemshttp://www.huntersystems.comInvestment Scorecardhttp://www.investmentscorecard.comMedMinedhttp://www.medmined.comNuvox Communicationshttp://www.nuvox.comPartner Communications & Serviceshttp://www.pcctel.net/RTO Softwarehttp://www.rtosoft.comSeventh Wave Technologyhttp://www.seventhwavetech.comSPI Dynamicshttp://www.spidynamics.comInvestment Team:Chris Horgen, Senior Managing Partner, IT and Software Applicationshorgenc@setfund.comMark Dunkel, Managing Partnerdunkelm@setfund.comPaul Reaves, Managing Partnerreavesp@setfund.comEmerson Fann, Managing Partnerfanne@setfund.comTina Corley, Chief Financial Officer, Partnercorleyt@setfund.comThe Small Business Resource Centerwww.montgomerychamber.com/Page.aspx?pid=465 IInformation TechnologySeedThe Small Business Resource Center is an initiative of the Montgomery Area Chamber of Commerce. The Center serves as a one-stop shop for small business and would be entrepreneurs in the Montgomery area, providing space for start-up service and light manufacturing businesses. The Montgomery Area Chamber of Commerce's Incubation Program is a low-cost program for fledgling businesses that provides them a highly mentored environment with low overhead and the maximum opportunity for growth and development. In-resident businesses can take advantage of below-market, short-term leases, shared resources, such as meeting rooms, fax and postal services, and reduced-cost telephone and Internet service. Mentoring services are also available. This one- to three-year program has created more than 400 new jobs for the community, trained more than 450 entrepreneurs and created more than $600 million in new capital investments. The facility is located in a Historically Underutilized Business (HUB) Zone, giving qualified clients federal bid advantages.

600 South Court Street MontgomeryAL36104334-832-4790334-240-6869

Tenant companies include:DMDTechnologieshttp://www.manta.com/c/mm2dtd7/dmd-technologies-incDowntown Qhttp://www.manta.com/c/mtgzk5y/downtown-q-llcHOFF Industrieshttp://hoffin.com/index.htmlUp And Runninghttp://www.upandrunning.co.uk/Printwise Technologieshttp://myprintwise.com/Great News Mediahttp://greatnewsmedia.com/Certified Technical Expertshttp://www.ctex-inc.com/Harris Family Capital Managementhttp://harrisfamilycapitalmanagement.com/JH & Associateshttp://www.linkedin.com/company/jh-associatesNova Technology Solutionshttp://novatechsol.com/Supreme Cleaninghttp://supremecleaninginc.com/Flournoy Propertieshttp://www.flournoycompanies.com/properties.aspAmerican Association of Wartime Veteranshttp://www.usawarvet.org/Carmichael Painting and Remodelinghttp://www.bbb.org/central-alabama/business-reviews/construction-and-remodeling-services/carmichael-painting-and-remodeling-in-montgomery-al-90041080Nova Technology Solutionshttp://novatechsol.com/Scott Realtime Reportinghttp://scottrealtime.com/Envision Montgomery 2020http://www.envision2020.org/Management Team:Douglas Jones, VP, Business Services Exec. Director, 334-240-6863djones@montgomerychamber.comHarold Boone, Vice President, Leadership Development, Minority Business Development, 334-240-6862hboone@montgomerychamber.comHeidi Powers, Manager, Small & Minority Business Development, 334-240-6863hpowers@montgomerychamber.comLisa McGinty, Director, Small Business Development, 334-240-6865lmcginty@montgomerychamber.comRob Hertenstein, Chairman, Small Business Advisory CouncilThe Seminole Technology Business Incubation Center (STBIC)www.seminoleinc.comIInformation TechnologySeedThe Seminole Technology Business Incubation Center (STBIC) is dedicated to growing technology based businesses in the High Technology 1-4 Corridor. The Center has a "State-Of-The-Art-Space" that includes 12' x 12' individual offices, all with Internet access. The STBIC includes a full-time office of the Small Business Development Center in support of STBIC clients and small businesses throughout Seminole County. The SBDC office acts as the lead support agency for the Seminole Technology Business Incubation Center and the Central Florida Business Incubation Center. The Center provides assistance in Small Business Innovation Research Programs (SBIR), Small Business Technology Transfer Programs (STTR), as well as other business issues.

1445 Dolgner Place SanfordFL32771407-321-3495407-321-4184

Tenant companies include:Rhinoport.comhttp://www.boatliftwarehouse.com/docks/shoremaster/pwc_dock.phpBrown Technologyhttp://www.browntg.com/Rainbow Distributors USAhttp://rainbowdistributorsusa.com/Water Kinghttp://www.waterking.com/home.htmlManagement Team:Wayne Hardy, Incubator Managerhardyw@scc-fl.eduRobert Goetz, Small Business Counselorgoetzr@scc-fl.eduRenee Templeton, Administrative Assistanttempletr@scc-fl.eduThe Gulf Coast Venture Forumwww.gcvf.comAInformation TechnologySeedThe Gulf Coast Venture Forum (GCVF) is a non-profit corporation formed in the summer of 2001 by a group of business leaders, entrepreneurs, academicians, economic development officers and professionals. The mission of the Gulf Coast Venture Forum is to promote the success of the region's new and emerging businesses by bringing together the best entrepreneurs, educational programs, equity investors and service providers. The Forum sponsors an Angel Club, which is limited to accredited investors as defined by the rules of the U.S. Securities and Exchange Commission. The GCVF operates two chapters that share the same deal flow. The GCVF meets in Naples and Sarasota to hear presentations by those businesses that have been selected by the GCVF Selection Committee. By design, the Forum has not limited the industry, size or location of presenting companies.

3003 Tamiami Trail North, Suite 410NaplesFL34103239-687-5824239-262-2212

Portfolio companies include:N/AN/AManagement Team:Tim Cartwright, Presidenttim@5advise.comSusi Winchell, Vice PresidentSpencer Clark, SecretaryJohn Slusar, TreasurerJohn Gleeson, Naples Chapter PresidentSara Hand, Sarasota Chapter PresidentDeborah Johnson, Executive Administratordeborah@gcvf.comThe Equitium Groupwww.equitium.comPEMedia & Digital MediaTransportation & DistributionConsumer ProductsRetail & RestaurantSports & EntertainmentMiddle MarketThe Equitium Group was founded in 2006 by former consultants of McKinsey & Company. Equitium acquires small- to medium-size underperforming companies and drives significant performance improvements through its "Active Ownership" approach. In contrast to traditional private equity firms, Equitium provides truly hands-on strategic and operational support to strengthen and improve the companies in which it invests. The Equitium Group seeks to take a majority equity stake in small-to medium-size companies that are underperforming versus their peers or their industry. Equitium invests in luxury lifestyle companies with particular focus on the following industries: Personal Care, Cosmetics, Fashion and Fashion Accessories, Food & Beverage, Media & Entertainment, and Transportation and Hospitality. The firm invests in small- to medium-size stand-alone companies or corporate spin-offs, with revenues between $10 million and $50 million, headquartered in the U.S.

1001 Brickell Bay Drive, Suite 2414MiamiFL33131305-455-5900 305-455-5901

Portfolio companies include:Caswell-Masseyhttp://www.caswellmassey.com/Luca Lucahttp://www.lucaluca.com/Gianna Rose Atelierhttp://www.giannarose.com/Investment Team:Amir R. Amir, Managing PartnerAnthony Nichtawitz, Managing PartnerFriedrich von Tucher, PrincipalThe ComVest Groupwww.comvest.comPEInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareManufacturing & IndustrialTransportation & DistributionConsumer ProductsMiddle MarketThe ComVest Group is a Private Equity firm focused on investing in middle-market companies. Since 2000 ComVest has invested more than $1.6 billion of equity capital in over 115 public and private companies worldwide. The Fund's mandate is to invest in the information technology, healthcare and telecommunication industries with a particular emphasis on distressed, special situation, and mezzanine investment opportunities. The firm seeks to invest $5-70 million of equity, on a control or non-control basis, into healthy or distressed companies (with $15m to $500m of revenue). ComVest is industry agnostic but has specific expertise in Healthcare, Industrial & Manufacturing, Technology & Communications, Transportation and Consumer Products. The firm seeks to invest $10m to $25m per transaction through its debt fund, Comvest Capital (CVC). The firm has offices in Florida and New York.

CityPlace Tower525 Okeechobee Blvd. Suite 1050West Palm BeachFL33401561-727-2000

Portfolio companies include:BCI Aircraft Leasinghttp://bciaircraft.com/Controlled Semiconductorhttp://consemi.com/Dellacasahttp://miami.citysearch.com/profile/33420671/miami_fl/dellacasa.htmlGlobal Transportation Serviceshttp://www.shipglobal.com/Acme Lift Companyhttp://www.acmelift.com/Pipeline Datahttp://www.pipelinedata.com/Talon Internationalhttp://www.talonzippers.com/corporate/Urgen Cares of Americahttp://www.ucaoa.org/index.phpAccelerated Care Plushttp://www.acplus.com/AirTran Holdingshttp://www.airtran.com/Home.aspxCarterahttp://www.cartera.com/Cynergy Datahttp://www.cynergydata.com/CiNethttp://www.criticalinfonet.com/Haggenhttp://www.haggen.com/NationsHealthhttp://www.nationshealth.com/Southern Comfort Conversionshttp://uniqueconceptsusa.com/conversions/southern-comfortAllied Automotive Grouphttp://www.alliedautomotive.com/Hi-Way Equipmenthttp://www.hiwayequip.com/Project Wagonhttp://www.wyohistory.org/essays/wagon-wheel-projectRed Hawk Fire & Securityhttp://redhawkfp.com/Tekelechttp://www.tekelec.com/U.S. Pipehttp://www.uspipe.com/Main/Velocity Expresshttp://www.velocityexpress.com/Investment Team:Michael S. Falk, Managing Partnermichaelf@comvest.comRobert L. Priddy, Managing PartnerLarry E. Lenig, Jr., Senior Partnerlarryl@comvest.comCecilio Rodriguez, Chief Financial Officercecilior@comvest.comJohn Caple, Managing Directorjohnc@comvest.comTom Clark, Managing DirectorPeter J. Kight, Managing PartnerRoger Marrero, Managing Directorrogerm@comvest.comMark Hughes, Managing Directormarkh@comvest.comDaniel Lee, Managing Directordaniell@comvest.comGreg Reynolds, Managing Directorgregr@comvest.comTechnology Business Incubator at FAUwww.edc-tech.orgIInformation TechnologySeedFounded in 1994, the Technology Business Incubator (TBI) is a not-for-profit, full-service incubator located in the Research & Development Park adjacent to Florida Atlantic University. It is the purpose of TBI to foster the start-up and growth of technology based businesses associated with Florida Atlantic University, or Florida Atlantic Research Corporation (FARC). Business assistance for TBI tenants is provided by Enterprise Development Corporation of South Florida (EDC), a not-for-profit organization. The incubator assists tenants with private sector legal issues, intellectual property, marketing, accounting, financial and technical expertise. TBI is currently home to 23 early stage high-tech companies as well as the New World Angels and the Institute for Commercialization of Public Research. The Incubator's most recent expansion brings the TBI to a total of 25,000 sq. ft. and will accommodate an additional 15 companies, with individual offices ranging from 120 to 1,000 sq. ft.

3701 FAU Boulevard, Suite 210Boca RatonFL33431561-620-8494561-620-8493

Participating companies include:Brainbowhttp://en.wikipedia.org/wiki/BrainbowTalcott Systemshttp://talcottsystems.com/Virsonahttp://virsona.com/Streetwise Solutionshttp://www.streetwisesolutions.co.uk/index.htmlAquatix Water Technology Resourceshttp://www.aquatixresources.com/Cepemarhttp://www.cepemar.com/Flagship Solutions Grouphttp://flagshipsg.com/hiconversionhttp://www.hiconversion.com/InternetCoasthttp://internetcoast.com/LinguaSyshttp://linguasys.net/PsyGineeringhttp://www.manta.com/c/mt8dcjb/psygineering-corpTalcott Systemshttp://talcottsystems.com/Triad BioMetricshttp://www.triadbiometrics.com/Appstractionshttp://appstractions.com/BTSolutionshttp://btsolutions.net/Cardio Crusadershttp://www.cardiocrusaders.com/Codemastershttp://www.codemasters.com/uk/Surgitracehttp://www.bdb.org/index.php?src=news&submenu=news_economic&srctype=detail&category=Economic%20Development%20News&refno=2184Tequesta Marine Bioscienceshttp://tequestabio.com/WiGihttp://wigi.us/Aldahttp://www.alda.org/Appworxhttp://www.uc4.com/Blackbyrd Grouphttp://blackbyrdgroup.com/wordpress/Crank Media Intelligencehttp://www.getcrank.com/DiySecurityhttp://www.diysecurity.com/Management Team:Rob Strandberg, President & CEOChristine Burres, Associate Director of Operationsccannon@edc-tech.org1848 Capital PartnersVCInformation TechnologyEarly1848 Capital Partners is a private equity firm based in Miami. The principals of 1848 have successfully invested in a range of industries, including restaurants, pre-paid calling cards, themed attractions and other business services.

1221 Brickell Avenue, Suite 2660MiamiFL33131

Portfolio companies:Splendiahttp://www.splendia.com/Investment Team:Joseph Dagrosa, Co-Founder & Senior PartnerDavid NeithardtTom Staz, PartnerJoshua Wood, AssociateAccretive Capital Partnershttp://accretiveexit.comSECInformation TechnologyMiddle MarketEstablished in 2007, Accretive Capital Partners (ACP) is a West Palm Beach-based leading co-investment and direct secondary private equity manager that focuses on the acquisition of direct equity stakes in the highest quality middle market private equity assets through purchase or partnership with existing investors. AECP I LP was capitalized and committed in June 2008 with $125MM under management. ACP has harvested a total of $215MM in liquidity for private equity sponsors and their investors. Capital is deployed to generate partial exit/liquidity for the existing GP and LPs, to improve portfolio company working capital position and to pare back debt to less than a 3X EBITDA multiple typically. Each transaction size varies, but typically ACP looks to fund transactions between $100MM and $500MM.

777 South Flagler Drive, Suite 800W West Palm BeachFL33401561-894-1146561-894-1151

Portfolio companies include:Alliantgrouphttp://en.wikipedia.org/wiki/AlliantgroupDavis Petroleumhttp://www.davispetroleumcorp.com/Diagnostic Imaging Grouphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=22000266Mr. Bult'shttp://www.mrbults.com/TestEquityhttp://www.testequity.com/Investment Team: Edwin J. Wang, Senior Managing Directorwang@accretiveexit.comAndrew K. Reilly, Managing Directorreilly@accretiveexit.comTheodore Tedeschi, Managing Director and General Counseltedeschi@accretiveexit.comHelge Petermann, Managing Directorpetermann@accretiveexit.com Advantage Capital Partnerswww.advantagecap.comVCInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareReal EstateEarlyExpansionLateAdvantage has raised private funds to invest in states and communities that are underserved by traditional sources of risk capital. The firm has built a track record of public-private partnerships with state and federal economic development organizations, facilitating the flow of billions of dollars of investment capital into these communities. Since 1992, Advantage has raised more than $1.6 billion in institutional capital and has invested in a wide variety of companies and real estate projects. Targeting its investment activities in geographic areas that are underserved by venture capital, Advantage seeks to generate exceptional returns for its investors as well as for the communities in which it operates. For private equity, the markets within which the firm is most active are Alabama, Colorado, Florida, Hawaii, Louisiana, Missouri, New York, Texas, Wisconsin and Washington, D.C. Advantage's typical initial investment ranges from $500K to $10 million.

174 W. Comstock Ave., Suite 209Winter ParkFL32789407-454-6184407-740-8091

Portfolio companies include:Able Planethttp://www.ableplanet.com/AuthenTechttp://www.authentec.com/Anarkhttp://anark.com/Gridpointhttp://www.gridpoint.com/Home.aspxiCardiac Technologieshttp://www.icardiac.com/Jahabowhttp://jahabow.com/Kereoshttp://www.kereos.com/Mezmerizhttp://mezmeriz.com/A.V. Smoothttp://avsmoot.com/Adventure Centralhttp://www.adventurecentral.com/travel/AdventureCentral/Landing.aspxAgencyQhttp://www.agencyq.com/Bizzukahttp://www.bizzuka.com/Butler's Pantryhttp://www.butlerspantry.com/Cardax Pharmaceuticalshttp://www.cardaxpharma.com/Greenleaf Biofuelshttp://www.greenleafbiofuels.com/Manna Prohttp://www.mannapro.com/NovaTracthttp://novatract.com/Quality Woodhttp://qualitywoodproducts.net/Quickofficehttp://www.quickoffice.com/Selltishttp://www.selltis.com/Soft Switching Technologieshttp://www.softswitch.com/sst/index.doSunburst Farmshttp://www.sunburstfarms.com/The Green Life Guideshttp://environment.nationalgeographic.com/environment/green-guide/Waste Remedieshttp://wasteremedies.com/index.asp3DR Laboratorieshttp://3drinc.com/AGIShttp://www.agis.com/Binopticshttp://binoptics.com/CheckPointhttp://www.checkpoint.com/City Carting & Recyclinghttp://www.citycarting.net/Digium Asteriskhttp://www.digium.com/Elevate Digitalhttp://www.elevatedigital.net/Hawaii Biotechhttp://hibiotech.com/Investment Team:Philip E. Marshall, Principalpmarshall@advantagecap.comMichael T. Johnson, Managing Directormjohnson@advantagecap.comFranchesca B. Lorio, Vice President/ControllerW. Anthony Toups III, Senior Vice Presidentttoups@advantagecap.comJustin N. Obletz, Senior Vice Presidentjobletz@advantagecap.comS. Talmadge Singer II, Vice PresidentCharles H. Booker, Principalcbooker@advantagecap.comAgman Partnerswww.agmanpartners.comVCPELife Sciences & HealthcareFinancial ServicesReal EstateEarlyGrowthExpansionMiddle MarketAgman Partners is a multi-strategy investment fund attracted to areas of market inefficiency and fundamental value. Agnostic to industry and geography, the fund has flexibility to invest directly and through partnerships across asset classes and stages of development. Agman Partners emphasizes a long-term perspective to its investment approach. The principals of Agman Partners have considerable experience in a number of industries, including: commodities, financial services, life sciences and real estate. Agman Partners has a broad portfolio of investments, including: commodities, real estate, venture capital and private equity, and public equity. The company maintains an additional office in Chicago.

1445 16th Street, Unit 1101Miami BeachFL33139

Portfolio companies include:AEBhttp://www.aeb.com/Resolvyxhttp://www.resolvyx.com/Seldinhttp://seldin.com/Bayside Capitalhttp://www.bayside.com/Passport Capitalhttp://www.passportcapital.com/Reliance Capitalhttp://www.reliancecapital.co.in/Investment Team:H. Scott Silverman, Co-founder and Managing Directorhssilverman@yahoo.comJeff Silverman, Co-founder and Managing DirectorAlliance Technology Ventureswww.alliancetechventures.comVCCommunications & NetworkingLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialSeedEarlyAlliance Technology Ventures (ATV) is a venture capital firm focused on private company investments in the semiconductor, communication component, and life science industries. Founded in 1993, ATV is based in Atlanta, and maintains venture partners in Boston, MA and Palo Alto, CA. With over $250 million under management, Alliance has provided seed financing for about one-third of the companies in its portfolio, and the firm has led the first institutional round on over three-fourths. Alliance generally holds a board seat and plays an active role in a portfolio company's development. Alliance typically targets: life science opportunities, especially novel biopharmaceuticals, diagnostics and devices; and the semiconductor industry, especially with applications for communication components. ATV seeks opportunities across the U.S., but does not make investments outside the country.

1990 Main Street, Suite 750SarasotaFL34236678-336-2000678-336-2001

Portfolio companies include:Digital Furnacehttp://www.furnacedigital.com/Mindleverhttp://www.mindlever.com.sg/ValuBondhttp://valubond.tdameritrade.com/Sportsline.comhttp://www.cbssports.com/Nitronexhttp://nitronex.com/SecureWorkshttp://www.secureworks.com/Verifiber Technologieshttp://www.verifiber.com/Xytranshttp://xytrans.com/Ziptronixhttp://www.ziptronix.com/Apieronhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=6838927GlycoMimeticshttp://glycomimetics.com/Neuronyxhttp://garnetbio.com/OmniGuidehttp://www.omni-guide.com/Sensys Medicalhttp://www.diabetesnet.com/diabetes-technology/meters-monitors/future-meters-monitors/sensys-medicalAstracomhttp://www.astracom.cz/Cygnal Integrated Productshttp://www.silabs.com/Pages/default.aspxEprise Corphttp://www.silkroad.com/HR_Software/Eprise/Overview.htmlNovera Softwarehttp://www.novera.com.au/Pathfirehttp://www.dgit.com/pathfireRF Micro Deviceshttp://www.rfmd.com/Aderis Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=27642Genoptix Medical Laboratoryhttp://www.genoptix.com/Inhibitexhttp://www.bms.com/GlycoMimeticshttp://www.glycomimetics.com/Investment Team:Michael A. Henos, Founder and Managing General PartnerMichael R. Slawson, General Partnerslawson@alliancetechventures.comJ. Connor Seabrook, General Partnerseabrook@alliancetechventures.comNick Papantonis, Venture Partnerpapantonis@alliancetechventures.comRobert E. Curry, Venture Partnerbcurry@alliancetechventures.comAndlinger & Companywww.andlinger.comPEInformation TechnologySoftware & InternetEnergy & Clean TechMedical DeviceManufacturing & IndustrialTransportation & DistributionMiddle MarketAndlinger & Company is a private investment and management firm with offices in the United States and Europe. Gerhard Andlinger started the firm in 1976 and Andlinger & Company became an early participant in the purchase of leveraged corporate divestitures. The firm's team has completed over 70 transactions. Andlinger seeks controlling positions in companies or corporate divisions valued in the $20 million to $200 million range, or larger under special circumstances. The principals of Andlinger & Company seek companies that have a strategic fit within the firm's portfolio, such as: industrial manufacturing, medical devices, value-added distribution and logistics, graphic arts, scientific instruments, information services and software, engineering services, technology infrastructure, and pharmaceutical packaging and manufacturing. The firm will consider companies in a variety of development stages, headquartered in North America or Europe, with a target equity investment size up to $25 million, or larger under special circumstances.

5070 Highway A1aVero BeachFL32963772-234-4998772-234-4952

Portfolio companies include:CyberAlerthttp://www.cyberalert.com/Global Graphicshttp://www.globalgraphics.com/Vacuum Process Technologyhttp://www.vptec.com/Primushttp://www.primusville.com/Spoolexhttp://www.spoolex.com/ZanAquahttp://zanaqua.com/Evans & Paulhttp://www.evansandpaul.com/index.htmlTurbine Engine Resourceshttp://www.terltd.com/home.htmlAlltechttp://www.alltec.org/Seitzhttp://www.seitz.com/Suspahttp://www.suspa.com/us/Investment Team:Charles E. Ball, Managing Directorceball@andlinger.netIvar W. Mitchell, Managing Directoriwmitchell@andlinger.netAntares Capital Corporationwww.antarescapital.comVCInformation TechnologyGrowthExpansionEstablished in 1993, Antares Capital is a private venture capital firm investing equity capital in developmental and expansion stage companies, and in management buyout opportunities. Antares provides capital to exceptional management teams with needs in: Expansion financings, Management buyouts of existing businesses, Buyouts of minority shareholder positions, Developmental capital, and Special situations. Antares provides only equity investments, usually in the $500,000 to $5 million range. The firm prefers companies in the Southeastern U.S. or Texas with revenues of $1 million to $25 million. There are no industry restrictions, although Antares Capital does not invest in real estate, mineral exploration, distributors, franchisees, or project financings. Antares has raised four Funds in 1993, 1996, 2000, and 2007.

9999 NE 2nd Avenue, Suite 306Miami ShoresFL33138-2346305-894-2888305-894-3227

Portfolio companies include:Alphatronixhttp://www.alphatronix.co.uk/Bankratehttp://www.bankrate.com/JRL Systemshttp://www.imageproductsca.com/jrl_systems.htmlNeotonushttp://www.ampmcenter.com/neotonus.htmlNueva Cocinahttp://nuevacocinafoods.com/Sanohttp://www.sanomx.com/StadiaNet Sportshttp://www.sportstadianet.com/k4cms/en/ueber_uns/leistungsspektrum.htmlTriage Management Serviceshttp://www.triagenetwork.com/AEMThttp://www.aemt.com/AnyRiverhttp://www.myspace.com/anyriverBancWest Bancorphttp://en.wikipedia.org/wiki/BancWestDTxhttp://www.dtx.com/ISO Grouphttp://www.iso-group.com/National Product Serviceshttp://www.npsinet.com/Summit Financial Services Grouphttp://www.summitfgi.com/BML Pharmaceuticalshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28325533BRPH Architects-Engineershttp://www.brph.com/Cellithttp://www.cellit.com/Clear-to-Send Electronicshttp://www.arcelect.com/Clear_To_Send_frame_page.htmFlood Data Serviceshttp://www.floodcert.com/Masada Securityhttp://masadasecurity.com/Outback Steakhousehttp://www.outback.com/AEMThttps://www.nremt.org/nremt/about/reg_aemt_history.aspCrystal Dynamicshttp://crystald.com/Dispatch Management Serviceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=383708Investment Team:Randall E. Poliner, General Partnerrpoliner@antarescapital.comJonathan I. Kislak, General Partnerjkislak@antarescapital.comAP Capital Partnerswww.apcpartners.comPEEnergy & Clean TechFinancial ServicesReal EstateMiddle MarketAP Capital Partners seeks to provide attractive exit opportunities for owners and operators of middle-market enterprises and to provide divestiture opportunities for divisions of corporate parent companies that no longer reflect the company's strategic focus. AP Capital invests in middle-market businesses in the finance, energy, real estate and outsourcing sectors with stable, profitable operations. The firm looks for opportunities that satisfy most of the following criteria: Established at least 5 years, EBITDA margins of at least 20%, Proven profitability for past three years, and conservative balance sheet with little or no long-term debt. Southeast U.S. headquarters are preferred, but not required.

6000 Metrowest Boulevard, Suite 208OrlandoFL32835407-472-1892407-472-1896

Portfolio companies include:Paywisehttp://paywiseuk.com/eServiceshttps://www.capnhq.gov/CAP.eServices.Web/Default.aspxZeroChaoshttp://www.zerochaos.com/RMT Woodworthhttp://rmtwoodworth.com/FlexCorp Systemshttps://www.flexcorp.com/Orion Technologieshttp://otisolutions.com/New Futurohttp://www.newfuturo.com/Investment Team:Frantz E. Alphonse, Co-Founder and Managing Partnerfalphonse@apcpartners.comRichard M. Powell, Co-Founder and Managing Partnerrpowell@apcpartners.comArsenal Venture Partners (AVP)www.arsenalvp.comVCInformation TechnologySoftware & InternetCommunications & NetworkingEnergy & Clean TechSeedEarlyArsenal Venture Partners (AVP) is a leading venture capital firm focused on the intersection of the commercial and defense markets. AVP manages an early-stage venture capital fund (OnPoint Technologies), and a seed-stage venture fund (MILCOM Technologies). The firm has invested in portfolio companies across the communications, software, materials, IT, power & energy, and clean-tech sectors.

270 West New England AvenueWinter ParkFL32789407-838-1439

Portfolio companies include:NanoSolarhttp://www.nanosolar.com/PowerGenixhttp://www.powergenix.com/UltraCellhttp://ultracellpower.com/SkyCrosshttp://www.skycross.com/Tritonhttp://en.wikipedia.org/wiki/Triton_(moon)Mesh Networkshttp://en.wikipedia.org/wiki/Mesh_networkingAkerminhttp://akermin.com/Super Fi Systemshttp://www.superfi.co.uk/Atravedahttp://www.atraverda.com/index.htmlBioformixhttp://bioformix.com/Coconahttp://www.coconainc.com/InVisagehttp://invisageinc.com/Iosil Energyhttp://iosilenergy.com/Petra Solarhttp://www.petrasolar.com/Real Digital Mediahttp://www.realdigitalmedia.com/Spectrum Bridgehttp://spectrumbridge.com/Home.aspxNanoSteelhttp://nanosteelco.com/Z Powerhttp://zpowerbattery.com/A123 Systemshttp://www.a123systems.com/Arctic Sandhttp://masschallenge.org/profile/team/arctic-sandAtraverdahttp://www.atraverda.com/Blue Pillarhttp://bluepillar.com/CrossFiberhttp://crossfiber.com/PowerPrecisehttp://edageek.com/2007/10/10/powerprecise-texas-instruments/Telasic Communicationshttp://www.missionventures.com/portfolio/companies/telasic_communications.htmlTeranexhttp://www.blackmagicdesign.com/NanoSteelhttp://nanosteelco.com/Trust Digitalhttp://www.mcafee.com/us/about/trustdigital/index.aspxInvestment Team:Jason Rottenberg, General Partnerjrottenberg@milcomtech.comChristopher Fountas, General Partnercfountas@milcomtech.comJohn Trbovich, General PartnerJennifer Dunham, Operating Principaljdunham@milcomtech.comDenny Behm, PrincipalDavid Odom, PrincipalHenry Huey, PrincipalKerri Breen, PrincipalPatricia Glaza, PrincipalAstralis Capitalwww.astralisgroupllc.comPEInformation TechnologyManufacturing & IndustrialMiddle MarketFounded in 1999, Astralis Capital acquires control positions in established manufacturing and technology firms. Astralis works with company founders seeking liquidity opportunities and company management teams wanting to continue to grow the company. Astralis invests its own capital, as well as partners with private investors with operational experience. Astralis Capital is seeking established manufacturing and technology companies with a track record of success. Target companies have sales revenue in the range of $2M - $10M annually and are EBITDA positive. Target areas of interest include manufacturing companies with a "custom" product focus as well as technology companies with a strong patent position or niche dominating position. Astralis is currrently targeting opportunities in the commercial furniture and fixtures market and is seeking to acquire 3-4 companies which it can combine under a common management and marketing organization.

424 Central Blvd, #203OrlandoFL32801407-459-1443603-907-5556

Portfolio companies include:Florida Deskhttp://www.floridadesks.com/Investment Team:Scott Faris, Founder and Presidentfaris@astralisgroupllc.comRichard Foxfox@astralisgroupllc.comAthenian Venture Partnerswww.athenianvp.comVCInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareMedical DeviceEarlyGrowthExpansionFounded in 1997, Athenian Venture Partners is headquartered in Ohio, and has senior managers in Boston, and San Diego. The firm's investment focus is in the Information Technology/Communications and Life Sciences industries. Athenian generally invests in early stage opportunities and participates in subsequent financing rounds until IPO or sale. The firm is currently managing four venture capital funds and has total capital under management of over $70 million. Typically Athenian invests between $1-5 million in a first round, expecting to invest $2-6 million over the course of a company's development. The firm invests in early through later stages.

2881 E. Oakland Park BoulevardFt. LauderdaleFL33306954-315-2091 954-315-2092

Portfolio companies include:LigoCytehttp://www.ligocyte.com/Alloptichttp://alloptic.com/Archemixhttp://www.linkedin.com/company/archemixVerus Pharmaceuticalshttp://en.wikipedia.org/wiki/Verus_PharmaceuticalsMicromethttp://www.amgen.com/Windy Hill Medicalhttp://www.wellstar.org/locations/pages/wellstar-windy-hill-hospital.aspxSendiohttp://www.sendio.com/Advanced Digital Internethttp://www.manta.com/c/mtwrm6f/advanced-digital-internetAnalect Instrumentshttp://www.aitanalyzers.com/Asset Management Outsourcinghttp://www.amorecoveries.com/Baxanohttp://baxano.com/Canderahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=936379Comet Solutionshttp://cometsolutions.com/Cyber-Rainhttp://www.cyber-rain.com/DiAthegenhttp://diathegen.com/Manta Mediahttp://www.manta.com/Integrated Energy Serviceshttp://integratedenergysvc.com/Intellispacehttp://www.wave2wave.com/LigoCyte Pharmaceuticalshttp://www.ligocyte.com/PacketMotionhttp://www.packetmotion.com/Servion Global Solutionshttp://www.servion.com/Aerpio Therapeuticshttp://www.aerpio.com/Akebia Therapeuticshttp://www.akebia.com/Chaparrel Network Storagehttp://www.storagesearch.com/chaparral.htmlMicromethttp://www.amgen.com/Pain Therapeuticshttp://www.paintrials.com/Phoboshttp://en.wikipedia.org/wiki/Phobos_(moon)Prioria Roboticshttp://www.prioria.com/StorageAppshttp://www.hp.com/hpinfo/newsroom/press/2001/010725a.htmlVerushttp://verusbank.com/Investment Team:Karl Elderkin, Founder and Managing Partnerelderkin@athenianvp.comFrancois Helou, Senior Partnerhelou@athenianvp.comDaniel H. Kosoy, M.D., Partnerkosoy@athenianvp.comMitchell Rosich, Partner (Boston)rosich@athenianvp.comDavid R. Scholl, Ph.D., Partnerscholl@athenianvp.comMary A. Strother, Managing DirectorWilliam E. Tanner, Chief Financial OfficerBachow & Associates, Inc.www.bachow.comPEInformation TechnologySoftware & InternetCommunications & NetworkingManufacturing & IndustrialBusiness ServicesMiddle MarketBachow & Associates targets equity transactions of $5 million to $35 million. The firm's interests are broad, including technology, communications, service businesses, manufacturing, and vertical software. Bachow will consider growth opportunities in most other industries except retail, distribution, packaged goods and real estate. Companies must have existing products or services with demonstrated market demand, and should currently or soon be profitable. Bachow also considers special situations including consolidation plays, under-performing situations, incomplete management teams, and private rounds in public companies. Since the firm's inception in 1985, Bachow has made more than 50 investments/acquisitions with a gross IRR of greater than 51%. Bachow is actively seeking growth investments in need of capital and active involvement.

21200 NE 38th Ave.Unit 2101AventuraFL33180610-660-4900610-660-4930

Portfolio companies include:Anadigicshttp://www.anadigics.com/Signiushttp://www.answernet.com/Paradigm Geophysicalhttp://www.paradigmgeo.com/Cellular Datahttp://support.apple.com/kb/HT4203ACME Paginghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=24240CARE Systemshttp://caresystemsinc.com/Cottonwood Communicationshttp://www.cottonwoodcomm.com/Grenadahttp://www.geographia.com/grenada/Acme Paginghttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=24240Bentley Systemshttp://www.bentley.com/Discovery Schoolshttp://www.discoveryeducation.com/teachers/Great Plains Cellularhttp://gplainswireless.com/Grenadahttp://en.wikipedia.org/wiki/GrenadaRichlands Cablevisionhttp://www.cableinternetproviders.tv/cable-internet-deals-north-richland-hills-tx.htmlSigniushttp://www.signius.com/about.aspVertiComhttp://www.verticom.net/VISTA Information Solutionshttp://www.vistainformation.com.au/ADC Telecommunicationshttp://en.wikipedia.org/wiki/ADC_TelecommunicationsBetter Entertainment Cablehttp://www.askmen.com/top_10/entertainment/top-10-cable-tv-alternatives.htmlGenushttp://en.wikipedia.org/wiki/GenusOutsource Internationalhttp://www.intoutsource.com/Realtechttp://www.realtek.com.tw/Investment Team:Paul S. Bachow, Senior Managing Directorpbachow@bachow.comBallast Point Venture Partners (BPV)www.ballastpointventures.comVCPEInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareBusiness ServicesFinancial ServicesConsumer ProductsGrowthExpansionMiddle MarketBallast Point Ventures, LP is a venture capital fund with $200 million under management, focused on companies located in Florida, the Southeast and Texas. The firm was founded in 2001, formed by former partners of Raymond James Financial and South Atlantic Venture Funds. BPV seeks to make equity investments ranging in size from $3.0 to $10.0 million. The Fund invests in the following types of situations: Expansion financings for existing businesses, Acquisition financings, Management-led buyouts of growth companies, Recapitalizations of rapidly growing private companies, and providing liquidity to one or more of the company's existing shareholders. Prospective companies must be operating in markets that log at least $100 million in current revenues and are projected to grow at an attractive rate over a 5-10 year period. BPV serves a variety of industry sectors including Healthcare, Communications, Business Services, Technology, Financial Services, and Consumer Products.

880 Carillon ParkwaySt. PetersburgFL33716727-567-1500727-567-1515

Portfolio companies include:Cbeyond Communicationshttp://www.cbeyond.net/QOL Medicalhttp://qolmed.com/Wave7 Opticshttp://www.enablence.com/PDSHearthttp://www.pdsheart.com/GHN Onlinehttp://www.ghnonline.com/Lifestyle Family Fitnesshttp://www.lff.com/Regal Cinemashttp://www.regmovies.com/Regent Communicationshttp://en.wikipedia.org/wiki/Regent_CommunicationsAdvanced Processing and Imaginghttp://www.apimg.com/Florida Bank Grouphttp://www.flbank.com/FSV Payment Systemshttp://fsvpaymentsystems.com/InComm Holdingshttp://web.incomm.com/Innocutishttp://innocutis.com/Instawareshttp://www.instawares.com/KPI Biopharmahttp://www.cenerx.com/News/releases/1-NOV-05.pdfMolecularMDhttp://www.molecularmd.com/National Infusion Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=112016241Tower Cloudhttp://www.towercloud.com/index.shtmlVazatahttp://vazata.com/Watermark Medicalhttp://watermarkmedical.com/Iconixx Softwarehttp://iconixxsoftware.com/KeyView Labshttp://keyviewlabs.com/Investment Team: Richard J. Brandewie, Senior Advisor & Co-founderrbrandewie@ballastpointventures.comDrew A. Graham, Managing Partnerdgraham@ballastpointventures.comPaul C. Johan, Partnerpjohan@ballastpointventures.comMatthew C. Rice, Principalmrice@ballastpointventures.comRobert Faber, Vice Presidentrfaber@ ballastpointventures.comSean Barkman, Senior AssociateNat Pariseau, AssociateBanyan Mezzanine Fund, LPwww.banyanmezzanine.comPEInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareBusiness ServicesFinancial ServicesConsumer ProductsRetail & RestaurantMiddle MarketBanyan Mezzanine Fund was founded in 2002 to provide mezzanine capital to smaller middle-market companies. With over $250 million of committed capital from Fund I (2004) and Fund II (2007), the firm provides financing of $2 million to $8 million to companies which meet its investment criteria, generally structured in the form of subordinated debt with attached warrants (for the future purchase of common equity). Banyan's focus is on companies with seasoned management teams, revenues greater than $5 million, profitable operations, and in growing industry segments. The firm does not invest in start-ups, turn-arounds, real estate development, oil and gas operations, or direct lending businesses. The fund will primarily pursue investment opportunities in the Southeastern U.S., with particular emphasis placed on Florida.

1111 Brickell Avenue, Suite 1300MiamiFL33131305-755-0372305-755-0373

Portfolio companies include:Intermex Wire Transfershttp://www.intermexonline.com/ICON Identity Solutionshttp://www.iconid.com/Golf & Tennis Pro Shophttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=8314157DataPathhttp://www.datapath.com/Highwinds Capitalhttp://www.highwinds.com/Evolution Lightinghttp://usa.evolutionlightingllc.com/index.phpKoning Restaurants Internationalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4296020Discovery Outsourcinghttp://www.discoveryoutsourcing.com/Percepticshttp://www.perceptics.com/Compact Powerhttp://compactpowercenter.com/Silverchair Science and Communicationshttp://www.silverchair.com/Acento Advertisinghttp://acento.com/InZone Brandshttp://www.inzonebrands.com/EnviroVac Holdingshttp://www.envirovac.us/Pipeline Transportationhttp://www.pipelinetransportation.com/AICS Companieshttp://aicscompanies.com/Capital C Restaurantshttp://www.capitalrestaurants.com/Southern Health Partnershttp://southernhealthpartners.com/Burlington Technologieshttp://burlingtontechnologies.com/City GEARhttp://citygear.com/Telscapehttp://www.telscape.com/Sparkling Pool Serviceshttp://sparklingpoolservices.com/BCI Barn Buildershttp://www.bcibarns.com/Crispershttp://crispersonline.com/Bugaboo Creek Steakhousehttp://www.bugaboocreek.com/Gowandahttp://gowanda.com/Vology Data Systemshttp://www.vology.com/Investment Team:James W. Davidson, Founder and Managing Directorjdavidson@banyanmezzanine.comJohn A. Miller, Founder and Managing Directorjmiller@banyanmezzanine.comRichard M. Starke, Founder and Managing Directorrstarke@banyanmezzanine.comMichalis P. Stavrinides, Managing Directormstav@banyanmezzanine.comAdam Kaplan, Chief Portfolio Officerakaplan@banyanmezzanine.comLois F. Marler, Chief Financial Officerlmarler@banyanmezzanine.comChristian Chibras, Senior Associatecchibras@banyanmezzanine.comBawden Capitalwww.bawdencapital.comVCInformation TechnologyEnergy & Clean TechDefense & Homeland SecurityEarlyBawden Capital's goal is to create long-term value by helping entrepreneurs build their companies in their formative stages and help them to continue to grow so that they deliver on their fundamentals. Working closely with management, Bawden develops critical industry relationships, and provides access to information resources and a network of contacts. Bawden Capital has generated and continues to provide business strategy, development ideas, strategic partnering, hands-on advisory boards, key personnel recruitment, and financing for its clients. Bawden Capital targets companies in homeland security, alternative energy, oil and gas, gold mining and technology in the U.S. and Canada.

5200 N. Flagler Dr.West Palm BeachFL33407561-844-8742

Portfolio companies include:Innovative American Technologyhttp://ia-tec.com/NeoGenix Oncologyhttp://www.neogenix.us/Telemetrixhttp://telemetrix.com/PT-1 Communicationshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=154117FileOnQhttp://fileonq.com/Vectoriahttp://www.victoriassecret.com/Hotbarhttp://hotbar.com/News USAhttp://www.newsusa.com/Hygirls.comhttp://hygirls.com/National Inerbankhttp://www.interbankok.com/Quantum Advanced Technology Venacahttp://www.bawdencapital.com/index.htmMicrovideo Learning Systemshttp://microvideo.com/StorageComhttp://www.storage.com/Venaca http://clubvenaca.com/Independent Meanshttp://www.independentmeans.com/imi/Intellisighthttp://intellisight.net/WorldMHShttp://en.wikipedia.org/wiki/WorldInvestment Team:Jennifer Bawden, CEOjb@bawdencapital.comBayside Capitalwww.bayside.comPEInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesFinancial ServicesRetail & RestaurantMiddle MarketBayside Capital, with committed capital exceeding $4.5 billion, has the capability to invest in a wide range of securities in order to effect the best outcome for the company. Bayside actively seeks to partner with owners and managers of companies to grow businesses and create long-term value. Bayside is an affiliate of H.I.G. Capital (see profile), a leading global middle market private investment firm. Bayside typically targets businesses with revenues in excess of $50 million and will invest from $10 to $100 million per transaction. The firm will invest in attractive companies in any industry. Bayside does not, however, invest in start-up enterprises, real estate ventures, or project finance. Bayside focuses on companies with substantial operations in the United States and Canada. The firm seeks to purchase a controlling interest in its portfolio companies, but will consider attractive minority investments. Bayside will purchase all types of securities which may be associated with a recapitalization of the business including equity, debt and other forms of claims. In addition, the firm provides Debtor-In-Possession (DIP) financing. Bayside specializes in assisting companies to overcome financial or operational challenges. The firm maintains additional offices in Miami, Boston, New York, and San Francisco, and its European affiliate, H.I.G. European Capital Partners, maintains offices in London, Hamburg, and Paris.

1450 Brickell Avenue, 31st FloorMiamiFL33131305-379-8686305-379-3655

Portfolio companies include:AirNet Systemshttp://www.airnet.com/Beacon Industrialhttp://www.beaconindustrial.com/Lantis Eyewearhttp://www.lantiseyewear.com/Marsh Supermarketshttp://www.marsh.net/Protocol Globalhttp://protocolglobalsolutions.com/Ready Pachttp://www.readypac.com/Investment Team:John Bolduc, Executive Managing Directorjbolduc@bayside.comJackson Craig, Managing Directorjcraig@bayside.comTim Eichenlaub, Managing Directorteichenlaub@bayside.comTiffany Kosch, Managing Directortkosch@bayside.comAppu Mundassery, Managing Directoramundassery@bayside.comSean Ozbolt, Managing Directorsozbolt@bayside.comDavid Robbins, Managing Directordrobbins@bayside.comLewis Schoenwetter, Managing Directorlschoenwetter@bayside.comAdam Schimel, Managing DirectorPaul Triggiani, Managing DirectorBETA-1 (Business and Emerging Technology Accelerator)www.beta-1.comIInformation TechnologyLife Sciences & HealthcareMedical DeviceSeedBETA-1 is a privately funded, emerging technology accelerator that helps entrepreneurs translate their globally marketable concepts into commercially viable ventures. Conceived in 1999 by successful North Florida business and community leaders, BETA is a for-profit model that funds, houses, supports and attentively monitors entrepreneurs. The BETA-1 accelerator includes state-of-the-art pilot manufacturing and laboratory facilities, 21st century communications capabilities, and traditional office support. BETA-1 Capital also has a seed investment fund available to tenant companies.

317 Centre StreetAmelia IslandFL32034904-261-4334

Portfolio companies include:Zassi Medical Evoluationshttp://www.rctech.com/news/rct-news.php?articleID=145&articleYear=RecentMD Innovatorshttp://mdinnovations.com/Investment Team:Raymond M. Chauncey, Managing Director, Innovation and Technology CommercializationRChauncey@BETA-1.comPeter M. von Dyck, Managing Director, Entrepreneurial Development and FinancingRodney E. Bennett, Managing Director, Facilities and InfrastructureEdward G. Cape, Ph.D., Managing Director, Capital Investments and LiquidityBlue Lagoon CapitalVCInformation TechnologyEarlyFormed in 2006, Blue Lagoon Capital is a niche private equity company focused on infrastructure and energy management technologies.

1560 Sawgrass Corporate Parkway, 4th FloorSunriseFL33323

Portfolio companies include:Virtustreamhttp://virtustream.com/Investment Team:Rodney RogersKevin ReidBoston Capital Ventures (BCV)www.bcv.comVCInformation TechnologySoftware & InternetCommunications & NetworkingTransportation & DistributionFinancial ServicesConsumer ProductsRetail & RestaurantEarlyGrowthBoston Capital Ventures manages private venture capital partnership funds with limited partners from 16 different countries. The original BCV fund was formed in 1982, and for BCV funds IV and V, Johan von der Goltz has assembled a new management team. BCV generally provides multiple rounds of financing with an average aggregate investment size of $1 to $5 million. Investments are typically made in companies in the U.S., Europe, Asia, and Latin America in the following sectors: technology, telecommunications, consumer products and services, retail, and transportation. The companies BCV generally invests in require between $1 to $10 million in capital. The firm's main office is in Boston, Massachusetts.

2250 SW 3rd Avenue, Suite 301MiamiFL33129-2065617-227-6550617-227-3847

Portfolio companies include:Availanthttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=137681Thor Technologieshttp://thortech.biz/Veridiemhttp://www.verdiem.com/Exahttp://exa.com/Centric Softwarehttp://www.centricsoftware.com/Home.aspxSignianthttp://www.signiant.com/signiant-news-and-press-releases/bid/46196/Signiant-Provides-Seamless-Connection-to-the-Windows-Azure-PlatformReflexionhttp://www.reflexion.net/RealManagehttp://realmanage.com/FareChasehttp://travel.yahoo.com/flightsHubXhttp://www.hubx.org/iBrevahttp://www.abreva.com/Wandrianhttp://wandrian.com/ImpactXofthttp://www.caddigest.com/subjects/autocad/select/cadcamnet_ImpactXoft.htmYokelhttp://en.wikipedia.org/wiki/YokelKhimetricshttp://www.sap.com/usa/industries/retail/large/optimization/index.epxFare Chasehttp://travel.yahoo.com/Investment Team: Johan von der Goltz, General Partnerjgoltz@bcv.comJack Shields, General Partnerjshields@bcv.comAlex von der Goltz, Partneragoltz@bcv.comBrockway Moran Partnerswww.brockwaymoran.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsMiddle MarketWith more than $1.3 billion of capital under management, Brockway Moran Partners is an acquirer of middle-market companies valued between $50 to $250 million. Brockway prefers manufacturing companies, service businesses and high value-added distributors. The firm has a particular interest in highly fragmented industries with opportunity for consolidation. Industry areas of focus include consumer products and services, industrial manufacturing, business services, health and fitness, healthcare, and high value-added distribution. Brockway focuses on privately held businesses, small-cap public companies or subsidiaries and divisions of larger enterprises. The transaction value of platform investments ranges from $15 to $100 million in companies with an EBITDA of $5 to $30 million. For platform acquisitions, Brockway prefers companies based in the U.S. However, add-on acquisitions can be based internationally. Since 1998, Brockway has completed over 75 acquisitions.

225 NE Mizner Blvd., Suite 700Boca RatonFL33432561-750-2000561-750-2001

Portfolio companies include:Woodstreamhttp://woodstream.com/PCMChttp://www.pcmc.com/Tri-Starhttp://www.tristarproductions.com/MW Industrieshttp://www.mw-ind.com/AirMedicalGroup Holdingshttp://www.brockwaymoran.com/index.php?page=investments&category=airmedLoweprohttp://www.lowepro.com/Turning Technologieshttp://www.turningtechnologies.com/Pennant Foodhttp://www.pennantfoods.com/The Country Vintnerhttp://www.countryvintner.com/Crisis Prevention Institutehttp://www.crisisprevention.com/GEO Integrated Solutionshttp://geosolutionsintegrated.com/index.htmlDayMen Grouphttp://daymen.com/The Vintner Grouphttp://thevintnersgroup.com/MD Now Medical Centershttp://www.mymdnow.com/Integrated Aerospacehttp://www.integratedaerospace.com/Norwescohttp://norwesco.com/TTM Technologieshttp://www.ttmtechnologies.com/Cosmetic Essencehttp://cosmeticessence.com/Gold's Gymhttp://www.goldsgym.com/Celeste Industrieshttp://celestecorp.com/Investment Team:Peter C. Brockway, Managing Partnerpbrockway@brockwaymoran.comMichael E. Moran, Managing Partnermmoran@brockwaymoran.comPeter W. Klein, Partner and General Counselpklein@brockwaymoran.comPatrick J. Boroian, Partnerpboroian@brockwaymoran.comH. Randall Litten, Advisory Partnerrlitten@brockwaymoran.comLawrence I. Shagrin, Partnerlshagrin@brockwaymoran.comRichard J. Wandoff, Partnerrwandoff@brockwaymoran.comJames R. Davis Jr., Partnerjdavis@brockwaymoran.comAri M. Zur, Managing Directorazur@brockwaymoran.comB. Jay Anderson, Vice President and CFOjanderson@brockwaymoran.comCapitalSouth Partnerswww.capitalsouthpartners.comPEInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantMiddle MarketCapitalSouth Partners was founded in 1998 to provide private equity capital and mezzanine capital to middle-market companies. Since its inception, CapitalSouth has closed over 100 transactions. With over $700 million under management through multiple committed funds, CapitalSouth actively seeks to invest in lower middle-market companies located primarily in the South, but also throughout the U.S. CapitalSouth looks to invest between $5 and $25 million in companies that have historical earnings of at least $3 million with positive revenue growth. The Fund does not invest in start-ups, high-risk situations, turnarounds or businesses located outside the United States. CapitalSouth's preferred industries include: Building Products, Business Services, Consumer/Retail, Energy, General Industrial, Healthcare, and Technology. Mezzanine investments of up to $40 million can be arranged through syndications, where CapitalSouth Partners will serve as the lead investor. The firm is headquartered in Charlotte and operates full-service offices in Raleigh, Dallas, Texas, Louisville, Kentucky, and Orlando, Florida.

20 North Orange Ave., Suite 804OrlandoFL32801407-648-5097407-641-9286

Portfolio companies include:Advanced Composite Materialshttp://acm-usa.com/Incentive Conceptshttp://incentiveconcepts.com/Print Directionhttp://printdirection.com/FURminatorhttp://www.furminator.com/Sparushttp://en.wikipedia.org/wiki/SparusIntellitec Productshttp://intellitec.com/CareGiver Serviceshttp://www.csicaregiver.com/Highwinds Softwarehttp://www.highwinds-software.com/Corporate Visionshttp://corporatevisions.com/Hallconhttp://hallconcorp.com/Immersive Mediahttp://immersivemedia.com/Worklife Americahttp://www.worklifehr.com/American Exteriorshttp://amext.com/Fresh Food Conceptshttp://www.ffci.us/Boot Barnhttp://www.bootbarn.com/Chef'Nhttp://www.chefn.com/Take 5 Oil Changehttp://www.5minuteoilchange.com/Long John Silver'shttp://www.ljsilvers.com/On Site Fuelhttp://www.onsitefuelservice.com/Precision Boilershttp://precisionboilers.com/Americom Marketinghttp://www.americommarketing.com/Avery Communicationshttp://www.avery.com/avery/en_us/Projects-%26-Ideas/Ideas-for-Work/Business-CommunicationsSEI Environmentalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=1517595J & J Producehttp://jjproduce.com/Handy Home Productshttp://handyhome.com/Impact Confectionshttp://www.impactconfections.com/Spartan Foods of Americahttp://www.hoovers.com/company-information/cs/company-profile.Spartan_Foods_of_America_Inc.82225ba530b6c072.htmlAmerican Apparelhttp://www.americanapparel.net/International Woodhttp://www.iwpawood.org/KBP Foodshttp://www.kbp-foods.com/Investment Team:Joseph B. Alala III, President & CEOjalala@capitalsouthpartners.comJack McGlinn, COO & Director (Raleigh)jmcglinn@capitalsouthpartners.comMichael S. Marr, CCO & Director of Portfolio Managementmmarr@capitalsouthpartners.comChris Norton, Director Underwritingcnorton@capitalsouthpartners.comKenneth S. Berryman, Director (Louisville)kberryman@capitalsouthpartners.comSeth D. Ellis, Co-Manager (Orlando)sellis@floridamezz.comAlvin Butler, Co-Manager (Orlando)abutler@floridamezz.comJay K. Turner, Director (Dallas)jturner@capitalsouthpartners.comKeith Carlson, Vice Presidentkcarlson@capitalsouthpartners.comRichard Wheelahan III, Vice President (Atlanta)rwheelahan@capitalsouthpartners.comM. Hunt Broyhill, Partnerhbroyhill@capitalsouthpartners.comLynne Girts, Director of Financelgirts@capitalsouthpartners.comDavis Hutchens, Vice Presidentdhutchens@capitalsouthpartners.comAdam Richeson, Vice Presidentaricheson@capitalsouthpartners.comCommunications Equity Associates (CEA)www.ceaworldwide.comVCInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialTransportation & DistributionFinancial ServicesConsumer ProductsRetail & RestaurantSports & EntertainmentDefense & Homeland SecurityGrowthExpansionSince creating its first private equity fund in Western Europe in 1993, CEA now manages a worldwide family of funds with over $1.15 billion under management. Communications Equity Associates has completed over 900 transactions valued at more than $40 billion. All of the firm's funds focus on growth and late stage companies in the media and entertainment, and communications industries. CEA also owns a general partnership interest in GMT Communications Partners II, LP, a London-based private equity fund with over EURO350 million in committed capital.

101 E. Kennedy Boulevard, Suite 3300TampaFL33602813-226-8844813-225-1513

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:J. Patrick Michaels Jr., Chairman and CEOrmichaels@ceaworldwide.comHarold D. Ewen, Vice Chairmanhewen@ceaworldwide.comBrad Gordon, Executive Vice President & CFObgordon@ceaworldwide.comKenneth P. Jones, Senior Vice President and General Counselkjones@ceaworldwide.comMing Jung, Senior Managing Director and COOmjung@ceaworldwide.comRobert D. Berger, Managing Directorrberger@ceaworldwide.comDonald Russell, Managing Directordrussell@ceaworldwide.comDavid G. Moyer, Senior Managing Directordmoyer@ceaworldwide.comJohn (Juan) Morrison, Managing Directorjmorrison@ceaworldwide.comJoakim Bergander, Senior Managing DirectorJBergander@ceaworldwide.comGar Lippincott, Senior Managing Director, GLippincott@ceaworldwide.comBradley J. Snyder, Managing Director bsnyder@ceaworldwide.comConnemara Capital Company, LLCwww.connemaracapital.comVCPECommunications & NetworkingMedia & Digital MediaLife Sciences & HealthcareTransportation & DistributionFinancial ServicesReal EstateMiddle MarketFounded in 2001, Connemara Capital is a closely-held private equity firm which partners with superior senior management teams across a wide range of industries. The principals of Connemara possess investment and corporate finance experience spanning the entire private equity spectrum (i.e., venture capital, leveraged buyout, structured finance and turnaround). Currently, Connemara maintains holdings in the healthcare, asset management, communications, real estate, transportation, and media industries.

2022 Hendricks AvenueJacksonvilleFL32207904-348-3118

Portfolio companies include:Telovationshttp://www.telovations.com/Cadec Globalhttp://cadec.com/Investment Team:John C. Glover, Managing Partner, www.linkedin.com/pub/dir/John+c./GloverCoreCohttp://corecoholding.comVCPEInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesFinancial ServicesConsumer ProductsRetail & RestaurantEarlyMiddle MarketCoreCo is a private equity fund dedicated to growth equity investments in Central America. The firm invests in revenue-producing companies that are located in the region, have proven capital-efficient business models, and are well positioned to create significant shareholder value. CoreCo may also invest in corporate spin-outs and opportunities to back experienced management teams forming companies that implement existing U.S. or European business models in Central America. CoreCo makes investments in companies operating in the following sectors: Business Services; Healthcare; Information Services; Internet / Software as a Service; Information Technology; Consumer Goods; Retail; Logistics; and Wireless Communications. CoreCo does not invest in energy, biotech, construction or agribusiness. The firm has additional offices in New York, Costa Rica and Guatemala.

2121 SW 3rd Avenue, Suite 200MiamiFL33129305-704-3344305-704 3334

Portfolio companies include:beBetter Networkshttp://www.bebetterhealth.com/Reflexionhttp://www.reflexion.net/Investment Team:Will Muecke, Co-Founding and General Partnerwilliam.muecke@corecoholding.comRoberto Ponce, Partnerrpr@corecoholding.comAlex von der Goltz, Co-Founding and General Partneragoltz.pe@corecoholding.comDakota Capitalwww.dakotacapital.comPEManufacturing & IndustrialBusiness ServicesFinancial ServicesMiddle MarketDakota Capital is a private equity firm that invests in middle market manufacturing and service companies. Dakota targets companies with sales of $10 - $100 million located in the Continental U.S. The firm prefers opportunities in companies with trailing twelve month Earnings before Interest, Taxes and Owners Compensation (EBITO) in excess of 10% of revenue and greater than $2.5 million. Dakota focuses on manufacturing and service across a wide variety of industries, but does not invest in: retail, real estate (except as it relates to an operating company), natural resources, turnarounds, distressed companies or startups. The firm participates in the following types of transactions: recapitalizations, management buyout, generational changes of ownership and corporate divestitures.

701 Park of Commerce Blvd., Suite 100Boca RatonFL33487214-880-8686214-880-8688

Portfolio companies include:Winslow Life Rafthttp://www.winslowliferaft.com/Overwraps Packaginghttp://overwraps.com/Sterling Foodshttp://www.sterlingfoodsusa.com/Lofland Companyhttp://www.macraesbluebook.com/search/company.cfm?company=611413Orleans Group Internationalhttp://www.orleansgroup.com/Don Salvatorehttp://www.donsalvatore.net/Cigar Classicshttp://www.cigarclassics.com/Default.aspInvestment Team:N/ADarby Overseas Investments, Ltd.www.darbyoverseas.comPECommunications & NetworkingMedia & Digital MediaEnergy & Clean TechManufacturing & IndustrialTransportation & DistributionFinancial ServicesConsumer ProductsMiddle MarketDarby Overseas Investments is the private equity arm of Franklin Templeton Investments. The Honorable Nicholas F. Brady, former U.S. Treasury Secretary and Chairman of Dillon Read & Co. Inc., established Darby in 1994 and serves as its Chairman. The firm manages several different investment funds and 12 offices in 11 countries. In 2001 Darby, together with Spain's Banco Bilbao Vizcaya Argentaria, S.A. (BBVA), created the Darby-BBVA Latin American Private Equity Fund, LP. In June 2001 Darby assumed the management of ProBa, LP (ProBanco), a specialized private equity fund that targets Central American financial institutions. In 1999, Darby closed the first mezzanine finance fund dedicated to Latin America, with total resources of approximately $225 million. Darby's Latin American mezzanine fund concentrates primarily on the infrastructure sector, including power, telecommunications, transportation, and water, sanitation and other utilities. In March 2002, Darby acquired Hong Kong based Prumerica Asia Infrastructure Investors from Prudential Financial. Renamed Darby Asia Investors, the company advises and manages the $246 million Asia Infrastructure Mezzanine Capital Fund. Darby recently announced it had completed fund-raising for its Brazil Mezzanine Infrastructure Fund (BMIF) with total capital commitments of R$387.5 million (US$236 million). BMIF was raised from leading institutional investors and will be targeted at Brazilian infrastructure projects that are either new or expansions of existing, medium-sized infrastructure assets.

Fiduciary Trust International of the South200 South Biscayne Boulevard, Suite 3050MiamiFL33131305-982-1592305-982-1593

Portfolio companies include:Border Media Partnershttp://bmpradio.com/PetroSantanderhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=32916Radio PLUShttp://tunein.com/radio/Radio-Plus-886-s104860/Sysgold Wirelesshttp://www.springwireless.ru/brazil.htmZTBhttp://en.wikipedia.org/wiki/ZTBAleSathttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=5505303CTL Logisticshttp://en.wikipedia.org/wiki/CTL_LogisticseTel Grouphttp://www.etel-group.com/Bajo Cerohttp://www.bajocero.es/Banco Leonhttp://www.leon.com.do/Choice Atlanticahttp://goliath.ecnext.com/coms2/product-compint-0001068900-page.htmlExactushttp://exactus.net/Infodemahttp://www.infodema.cl/history.htmKerrerahttp://en.wikipedia.org/wiki/KerreraRadio PLUShttp://tunein.com/radio/Radio-Plus-886-s104860/Sirmahttp://sirma.com/Unity Group Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=112998809Alarm Monitoring Companyhttp://www.homesecuritystore.com/alarm-monitoring/Banco Leonhttp://www.leon.com.do/Career Point Infosystemshttp://www.careerpoint.ac.in/Dixie Togahttp://www.dixietoga.com.br/Energy 21http://www.energyxxi.com/Fibernet Grouphttp://fibernetgroup.com/Laboratorios Kendrickhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=27342590AleSathttp://www.ale.com.br/Border Media Partnershttp://bmpradio.com/Choice Atlantica Holdings Ltd.http://www.hotel-online.com/News/PressReleases1998_2nd/ChoiceAtlanticaDarby_Apr98.htmlInvestment Team:The Honorable Nicholas F. Brady, Chairman and FounderRichard H. Frank, President and Chief Executive Officerrfrank@doil.comRobert D. Graffam, Sr., Managing Director, Europergraffam@doil.comDavid Hudson, Sr., Managing Director, Asia and Global Infrastructuredhudson@doil.comJulio F. Lastres, Sr., Managing Director, Latin Americajlastres@doil.comFernando Gentil, Managing Director, Latin Americafernando.gentil@doil.comNicholas Kabcenell, Managing Director, Central & Eastern Europenkabcenell@doil.comClark Nielsen Sr., Senior Corporate AdivisorDavid Mathewson Sr. , Managing Director-Finance and Corporate OperationsJaime Salinas, Managing Director (Latin America)jsalinas@doil.comDeepa Sankaran, Managing Director (Asia)dsankaran@doil.comSimon Sham, Managing Director (Asia)ssham@doil.comWoonki Sung, Managing Director (Asia)wsung@doil.comEaston Capital Investment Groupwww.eastoncapital.comVCInformation TechnologyLife Sciences & HealthcareEarlyGrowthExpansionEaston Capital Investment Group manages approximately $200 million on behalf of a number of significant institutional investors in its three funds, Easton Capital Partners, LP, Easton Hunt Capital Partners, LP and Easton Hunt New York, LP. Easton makes investments ranging in size from $2 million to $7.5 million and has strategic co-investment relationships with many of its institutional investors, which allow it to participate in larger initial and follow-on rounds of funding. The firm is stage-agnostic and considers opportunities from early stage venture capital to later stage growth capital. Easton has offices in New York and Florida.

520 Alhambra Circle Coral GablesFL33134305-361-6479305-444-7964

Portfolio companies include:Conor Medsystemshttp://www.cordis.com/affiliates-directoryRenovishttp://www.evotec.com/Acorda Therapeuticshttp://www.acorda.com/Xofthttp://www.xoftinc.com/Biolex Therapeuticshttp://www.biolex.com/BlueBirdBiohttp://www.bluebirdbio.com/Cardiomemshttp://www.cardiomems.com/Coapthttp://dictionary.reference.com/browse/coaptGentishttp://www.gentisinc.com/Promediorhttp://www.promedior.com/Insmedhttp://www.insmed.com/SalMedixhttp://www.cephalon.com/Achronixhttp://www.achronix.com/Comvergehttp://www.comverge.com/Laminahttp://medical-dictionary.thefreedictionary.com/laminaPlayspanhttp://www.playspan.com/marketplaceQuasar Internationalhttp://quasarintl.com/Willowhttp://www.imdb.com/title/tt0096446/Innovative Stonehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=12667460JavaccinoSunSourceGoCrossCampushttp://www.gocrosscampus.com/Investment Team:Francisco A. Garcia, Patnergarcia@eastoncapital.comEdward J. Meyer, Venture Partner, 305-285-0220meyer@eastoncapital.comArbor Investmentswww.arborpic.comPEConsumer ProductsRetail & RestaurantMiddle MarketArbor is led by two partners who have worked together for more than fifteen years, Gregory Purcell and Joseph Campolo, who founded Arbor in 1999 to be the premier investment firm for growing food and beverage companies. Arbor has $700 million of capital under management across three private equity funds, with investors including Goldman Sachs, Babson Capital Management, and the Kentucky Retirement Systems. The firm has developed three specialized teams that contribute to the management of each portfolio company. Arbor considers investments in companies with annual sales of up to $300MM and EBITDA between $5MM - $50MM. The teams are comprised of experienced food and beverage professionals who have been directly involved in guiding middle market companies to maximize productivity, grow sales and improve profitability. Arbor maintains its headquarters in Chicago, IL.

5135 Riverlake DriveDuluthGA30097312-981-3770312-981-3771

Portfolio companies include:Allied Specialty Foodshttp://alliedsteaks.com/National Delihttp://www.nationaldeli.com/Rice Gardenhttp://thericegarden.com/Bradshaw Internationalhttp://www.goodcook.com/Dale and Gage Foodshttp://www.gagefoods.com/National Delihttp://www.nationaldeli.com/Rice Gardenhttp://thericegarden.com/Sam's Wines & Liquorshttp://www.binnys.com/pages/?pid=33625Shawnee Quality Snackshttp://www.arborpic.com/company/26-shawnee-quality-snacks-inc-Cooler Solutionshttp://coolersolutionsinc.com/Fieldbrook Foodshttp://fieldbrookfoods.com/Five Star Sheetshttp://www.fivestarsheets.com/Gold Standard Bakinghttp://www.gsbaking.com/Great Kitchenshttp://www.gkitchens.com/ISI Commercial Refrigerationhttp://isi-texas.com/J.L. DeGraffenreid & Sonshttp://www.arborpic.com/company/51-j-l-degraffenreid-sons-llcMexican Accenthttp://www.wikihow.com/Do-a-Credible-Mexican-AccentMidland Packaging & Displayhttp://midlandpkg.com/Nordonhttp://nordonplastics.com/Northern Neck Coca-Cola Bottlinghttp://www.manta.com/c/mm7l3wg/northern-neck-coca-cola-bottling-co-incOven Fresh Banking Companyhttp://goldstandardbaking.com/Sanford Coca-Cola Bottling Companyhttp://www.cocacolasanford.com/Stone Gate Foodshttp://stonegate-foods.com/site/Texas Premium Foods & Distributinghttp://www.arborpic.com/company/24-texas-premium-foods-distributingThe Martin-Brower Companyhttp://www.martin-brower.com/Truco Enterpriseshttp://www.trucoenterprises.com/contactTrudeau Distributing Companyhttp://trudeaudistributing.com/Ultra Products Companyhttp://www.ultraproducts.com/Investment Team:Gregory J. Purcell, CEOpurcell@arborpic.comJoseph P. Campolo, Presidentcampolo@arborpic.comRyan R. McKenzie, Partnermckenzie@arborpic.comJ. David Foster, CFOfoster@arborpic.comRichard N. Boos, Partnerboos@arborpic.comAlan A. Weed, Vice Presidentweed@arborpic.comBrody D. Lynn, Senior Associatelynn@arborpic.comMichael B. Eisinger, Analysteisinger@arborpic.comJeffrey A. Smith, Analystsmith@arborpic.comMiami Innovation Fundwww.miamiinnovationfund.comAInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaSeedEarlyMiami Innovation Fund is a group of about 20 accredited private investors fostering very early-stage technology innovation and growth in South Florida. The group provides equity financing for promising businesses with novel, often patentable technologies, specializing in information technology, interactive marketing, media and telecommunications, including all mobile device applications, business service and application software across most vertical industries.

1395 Brickell Ave., Suite 700MiamiFL33131

Portfolio companies include:MiVestahttp://www.liveplate.com/VR Labshttp://www.vr-laboratories.com/index.htmlInvestment Team:Jack Karabees, Co-FounderDouglas OKeefe, Co-FounderFrank Nemanic, Board Memberfranc@nemanic.comSteve Repetti, Board MemberUniversity of Central Florida Technology Incubatorwww.incubator.ucf.eduIInformation TechnologySeedEarlySince its founding in 1999, the UCF Business Incubation Program has helped more than 200 emerging companies (including over 110 current clients) create over $500 million in annual revenue and more than 1600 new jobs with an average salary of $59,000. With nine opened current locations across 5 counties in Central Florida, the Business Incubation Program is a collaboration in economic development between UCF, Orange County, the City of Orlando, Seminole County, the City of Winter Springs, Lake County, the City of Leesburg, the City of Sanford, Osceola County, the city of St. Cloud, the city of Kissimmee and the Florida High Tech Corridor Council. With 9 locations including the Central Florida Research Park, adjacent to the UCF campus in East Orlando, Orlando close to the Executive Airport, on the UCF Campus, Winter Springs, Leesburg and Sanford, St. Cloud and Kissimmee, and the Daytona Beach International Airport, the Business Incubation Program now consists of over 126,510 square feet of opened office/lab space.

12201 Research Parkway Suite 501OrlandoFL32826407-882-0202 407-737-2512

(The Bennett Complex/ Innovation & Commercialization Center)3251, 3259 & 3267 Progress DriveOrlandoFL32826407-384-2122407-384-2123Tenant companies include:4PSAhttp://www.4psa.com/Ace Applicationshttp://aceapplications.com/BioTraitshttp://biotraits.com/Clear Villagehttp://www.clearvillageinc.com/E.L.V.S.http://www.elvsolutions.org/GiveJethttp://jetcharterrewards.com/Hometown Healthhttp://hometownhealth.com/NanoPectivehttp://nanospective.com/Optigratehttp://optigrate.com/Primal Innovationhttp://primalinnovation.com/Red Anchor IThttp://redanchorit.com/Sydspeakhttp://www.sydspeak.com/Team Energyhttp://www.teamenergy.ph/Datanautixhttp://www.datanautix.com/MyDocHubhttp://www.mydochub.com/Abamis IT Solutionshttp://www.abamis.com/AbM Engineeringhttp://www.abm.com/Services/Maintenance-and-Repair/Pages/default.aspxBest3Bidshttp://best3bids.com/BioGreen Engineeringhttp://www.biogreenengineering.com/BioScriptRxhttp://www.bioscriptrx.com/Edgefactoryhttp://edgefactory.com/Dicaptahttp://www.dicapta.com/Gathering Grouphttp://www.sinodaily.com/reports/Tibetan_immolation_prompts_big_gathering_groups_999.htmlGeoCovehttp://www.geocove.com/Greensleeveshttp://en.wikipedia.org/wiki/GreensleevesHealthy You Centershttp://www.lvhn.org/fitnessInternEdgehttp://www.internedge.com/index.phpMad Cap Eventshttp://www.manta.com/c/mrn0yyv/mad-cap-events-llcMr. Handymanhttp://www.mrhandyman.com/Solodevhttp://www.solodev.com/Protectovisionhttp://www.protectovision.com/WorkSchedule Dot Nethttp://workschedule.net/Wightman & Associateshttp://www.wightman-assoc.com/Visual Vitalshttp://www.vitalvisuals.com/Vision Engineering Solutionshttp://visionengineeringsolutions.com/Via Response Technologieshttp://viaresponse.com/VGlobalTechhttp://www.orangeped.com/Unified Software Technologieshttp://unifiedsoftwaretechnologies.com/Triacinterhttp://triacinter.com/The Safety Doctorhttp://www.thesafetydoctor.com/TENTARA Digital Studioshttp://www.tentara.net/Management Team:Tom ONeal, Executive Directoroneal@ucf.eduCarol Ann Dykes, Site Manager (Central Florida Research Park)carolann.dykes@ucf.eduGordon Hogan, Director of Operations and Site Managergordon.hogan@ucf.eduEsther Vargas-Davis, Site Manager (Winter Springs)esther@ucf.eduMelissa Wasserman, Site Manager (Orlando)melissa.wasserm@ucf.eduHenriette Schoen, Program Development Managerhenriette.schoen@ucf.eduJames Spencer, Site Manager (Leesburg)james.spencer@ucf.eduRafael Caamano, Site Manager (Kissimmee)rafael.caamano@ucf.eduJames M. Bowie, Site Manager (St. Cloud)jim.bowie@ucf.eduDoris Bernal, Site Manager (Daytona Airport)doris.bernal@ucf.eduRick Parks, Site Manager (Apopka)rick.parks@ucf.eduCarlyle Groupwww.carlyle.comVCPEInformation TechnologyCommunications & NetworkingMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareBusiness ServicesTransportation & DistributionConsumer ProductsRetail & RestaurantDefense & Homeland SecurityReal EstateMiddle MarketLateFounded in 1987, The Carlyle Group is one of the world's largest private equity firms, with $170 billion under management. Carlyle operates 113 active funds and 67 fund of fund vehicles investing in Corporate Private Equity, Real Assets, Global Market Strategies and Fund of Funds Solutions as of December 31, 2012. The firm has more than 1,400 investment professionals operating out of 33 offices across six continents to uncover superior opportunities in North America, Europe, Asia, Australia, the Middle East/North Africa, and South America. Carlyle focuses on sectors in which it has demonstrated expertise: aerospace & defense, automotive & transportation, consumer & retail, energy & power, healthcare, industrial, real estate, technology & business services, and telecommunications & media.

128 South Tryon StreetCharlotteNC28202704-632-0200 704-632-0299

Portfolio companies include:AMC Entertainmenthttp://www.amctheatres.com/SFF/The Nielsen Companyhttp://nielsen.com/Blackboardhttp://www.blackboard.com/Cellutionshttp://cellutionsbiosystems.com/Hertzhttp://www.hertz.com/ARINC Incorporatedhttp://en.wikipedia.org/wiki/ARINCActelis Networkshttp://www.actelis.com/Acufocushttp://www.acufocus.com/others/about.htmlAdesso Systemshttp://adessosystems.com/Air Cargohttp://aircar.com/Air2Webhttp://www.air2web.com/Align Technologyhttp://www.aligntech.com/Allison Transmissionhttp://www.allisontransmission.com/Altegrityhttp://www.altegrity.com/American Achievementhttp://americanachievement.com/Anyday.comhttp://www.scopesys.com/anyday/Apollo Globalhttp://www.apolloglobal.us/Appfluent Technologyhttp://www.appfluent.com/Applied Systemshttp://us.appliedsystems.com/AqueSyshttp://aquesys.com/Arabela Holdinghttp://www.zoominfo.com/people/Holding_Arabela_868549432.aspxArchetype Solutionshttp://www.archetype-solutions.com/Archive Solutionshttp://www.archivesolutions.com/AuthenTechttp://www.authentec.com/Authentixhttp://www.authentix.com/Aviall Serviceshttp://www.aviall.com/aviall/login.seamAxleTech Internationalhttp://www.axletech.com/na_en/index.phpBNX Systemshttp://www.carlyle.com/Portfolio/item7216.htmlBank of NT Butterfield & Sonhttp://www.butterfieldgroup.com/BankUnitedhttp://www.bankunited.com/Belden & Blake Corporationhttp://beldenblake.com/BioReliancehttp://www.bioreliance.com/Booz Allen Hamiltonhttp://www.boozallen.com/Boston Private Financialhttp://bostonprivate.com/Bottle Rock Powerhttp://www.bottlerockpower.com/Buckeye Partnershttp://www.buckeye.com/Catapult Learninghttps://www.catapultlearning.com/Coastal California Clean Powerhttp://www.cleanenergyfuels.com/contact.htmlDynamic Precision Grouphttp://www.gotodpg.com/Flexera Softwarehttp://www.flexerasoftware.com/Freescale Semiconductorhttp://www.freescale.com/Health Central Networkhttp://www.healthcentral.com/INC Researchhttp://www.incresearch.com/Landmark Aviationhttp://landmarkaviation.com/NeoVistahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=10173395Proteus Biomedicalhttp://proteusdigitalhealth.com/Investment Team:William E. Conway, Jr., Founder & Co-Chief Executive OfficerDaniel A. DAniello, Founder & CharimanDavid M. Rubenstein, Founder & Co-Chief Executive OfficerJames F. Burr, Managing Director, Financial ServicesCampbell R. Dyer, Managing Director, Technology & Business ServicesClaudius E. Watts IV, Managing DirectorMedCare Investment Fundshttp://medcarefunds.comVCLife Sciences & HealthcareMedical DeviceSeedEarlyGrowthMedCare and its affiliated entities manage approximately $1 billion in assets, the substantial majority of which are related to the medical and healthcare services industry. When capital needs require more than one investor, MedCare may act as the lead investor in capital syndications. Because the fund is committed to both capital appreciation and long-term business growth, it may invest in companies in any stage of development, including joint ventures and fully integrated enterprises. MedCare is privately owned and financed and has the flexibility to make crucial venture decisions without the influence of outside investors or the public equity market.

3401 West End Avenue, Suite 310NashvilleTN37203615-515-9880615-515-9891

Portfolio companies include:Ambulatory Services of Americahttp://www.asaambulatory.com/BioNumerikhttp://bionumerik.com/Cardiovascular Care Grouphttp://cardiovascularcaregroup.com/CeloNova Bioscienceshttp://www.celonova.com/Diabetes Care Grouphttp://diabetescaregrp.com/digiCharthttp://digichart.com/G-Conhttp://gconbio.com/Informatics Corporation of Americahttp://www.icainformatics.com/MedSolutionshttp://www.medsolutionsonline.com/National Imaging Associateshttp://www1.radmd.com/Outpatient Imaging Affiliateshttp://oiarad.com/Quality Health Care Internationalhttp://iqhc.org/Refocus Grouphttp://www.refocus-group.com/Renal Care Grouphttp://renalcaregroup.com/Seno Medicalhttp://www.senomedical.com/Investment Team:James R. Leininger MD, FounderHarry R. Jacobson MD, ChairmanThomas W. (Tim) Lyles, JD, PresidentTodd B. Callister MBA, Chief Financial OfficerJohn Doulis MD, Chief Information OfficerTom Noland MD, Vice PresidentRon Ilesco, AnalystFidelis Capitalwww.fideliscapital.netVCInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareGrowthExpansionFidelis Capital, LLC, is a Registered Investment Advisor based in Birmingham, Alabama, providing advisory services to individuals, trusts, foundations and corporations. The firm was founded in 2001. In the public markets, the firm constructs and manages diversified investment portfolios using low-cost ETFs. Portfolios are customized according to the risk/return profile of the client. In the private markets, Fidelis invests in companies and projects with at least $3 million in revenue and the ability to scale rapidly.

3104 Blue Lake Drive, Suite 120BirminghamAL35243205-588-6024205-588-6022

Portfolio companies include:ContinuumRXhttp://continuumrx.com/Object Reservoirhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=32325Aldishttp://aldi.us/Investment Team:Steve Dauphin, 205-588-6024sdauphin@fideliscapital.netBilly Reiser, 205-588-6023breiser@fideliscapital.netJohn Stein, 205-588-6025jstein@fideliscapital.netMisha Gordon, 205-919-2024mgordon@fideliscapital.netClearSky Power & Technology FundVCEnergy & Clean TechGrowthExpansionClearSky Power & Technology Fund I is a fund which invests in late stage and growth equity investments in clean power and technology businesses. The Fund intends to provide capital principally to late stage and growth equity companies for technology deployment and market penetration, with an investment focus on companies that supply equipment, technology, and services in the cleantech sector. The Fund offers investors a unique opportunity to invest in a cleantech venture capital fund alongside NextEra Energy, a leading clean energy company and the Fund's sponsor. The Fund's strategy will combine the investing and business experience of the management team with a disciplined investment approach and NextEra Energy's technical due diligence expertise and market presence. The Fund's management team will identify investment opportunities from cleantech industry subsectors where the Fund's unique competitive advantages are most pronounced. These sectors may include renewable energy generation, smart grid, energy efficiency, energy storage, and air and environment. The fund has raised approximately $240 million.

700 Universe Blvd.Juno BeachFL33408561-691-7770

Portfolio companies include:Space Time Insighthttp://www.spacetimeinsight.com/Investment Team:Steven Foster, Managing DirectorJames Huff, Managing DirectorAlexander Weiss, Managing DirectorBob Rauch, Senior AssociateBaiyin Zhou, AssociateBill Aurilio, CFOLittlebanc Merchantwww.lbmerchant.comMBInformation TechnologyEnergy & Clean TechManufacturing & IndustrialEarlyGrowthLittlebanc Merchant is an affiliate of Littlebanc Advisors, a boutique investment banking firm. Littlebanc Merchant looks for private and public companies that have a high-margin business with a proprietary business model, seeking a $1-$5M raise. Littlebanc Advisors, a merchant and investment banking firm, specializes in raising growth capital for high-quality small to mid-market public and private companies.

1615 South Congress Ave, Suite 103Delray BeachFL33445561-922-3700561-948-8924

Portfolio companies include:Powers Device Technologieshttp://powersdt.com/Hiconversionhttp://www.hiconversion.com/SkyShop Logisticshttp://www.skyshoplogistics.com/Adams Armshttp://adamsarms.net/Investment Team:Michael Margolies, CEO/Foundermm@littlebanc.comHal Gassenheimer, CFOhg@littlebanc.comPatricia D. Palmer, Managing Directorpat@littlebanc.comNancy Hull, Managing Directornh@littlebanc.comKevin Gadawski, Managing Directorkg@littlebanc.comLyn Davis, Operations Manager & Compliance Directorld@littlebanc.comThe Gainesville Technology Enterprise Centerwww.gtecflorida.comIInformation TechnologySeedThe Gainesville Technology Enterprise Center (GTEC) focuses on incubating companies in Alachua County. An economic development program of the City of Gainesville, the facility was funded in partnership between the City of Gainesville, the Alachua County Board of County Commissioners, and the U.S. Department of Commerce Economic Development Administration. The facility is a 30,000 square foot, energy efficient technology incubation center offering flexible office, lab and assembly areas to serve the needs of a broad range of technology-related companies. Companies may also benefit from the Center's education, networking and mentoring programs.

Enterprise Center2153 S.E. Hawthorne Road, Suite 101GainesvilleFL32641-7553352-393-6000 352-393-6015

Tenant companies include:Firebird Biomolecular Scienceshttp://firebirdbio.com/Evolugatehttp://www.evolugate.com/?index,15&15Innovative Schedulinghttp://www.innovativescheduling.com/Psigenicshttp://psigenics.com/Management Team:Bill Dorman, Interim Executive Directorbdorman@gtecflorida.comAccuitive Medical Ventures, LLCwww.amvpartners.comVCMedical DeviceEarlyGrowthExpansionAccuitive Medical Ventures (AMV Partners) is a venture capital organization focused on early to expansion stage investments in highly proprietary, emerging medical device and technology companies. The fund is committed to a risk-reduced approach to venture investing, utilizing a proprietary pipeline of potential transactions through unique relationships with the industry's pre-eminent incubators and VC investors (including Atlanta's Innovation Factory). AMV Partners' first investment ranges from several hundred thousand dollars to about $3 million, and generally between $4-6 million dollars over the lifetime of the investment. AMV Partners has no geographic preferences and will invest nationwide. AMV has co-founded 20 companies, raised over $230 million of committed capital and participated in private and public equity financings of well over $750 million while creating over billions in shareholder value. The firm maintains offices in Atlanta, Palo Alto, CA, and Fernandina, FL.

2905 Premiere Parkway, Suite 150DuluthGA30097678-812-1101678-417-7325

Portfolio companies include:AcuFocushttp://www.acufocus.com/others/about.htmlAqueSyshttp://aquesys.com/Cardiac Conceptshttp://www.cardiacconcepts.com/Cellutionshttp://cellutionsbiosystems.com/Halscionhttp://halscion.net/Inogenhttp://www.inogen.net/LipoSonixhttp://www.liposonix.com/OsteoLignhttp://www.commercialappeal.com/news/2007/dec/24/profileosteolign-inc-room-to-grow/Sadra Medicalhttp://sadramedical.com/SoftScopehttp://www.softscope.co.za/AxoGenhttp://www.axogeninc.com/CardioFocushttp://cardiofocus.com/Intuity Medicalhttp://www.presspogo.com/MyoSciencehttp://www.myoscience.com/NeoVistahttp://neovistainc.com/Neuroneticshttp://www.neuronetics.com/Nevrohttp://www.nevro.com/Respicardiahttp://www.respicardia.com/Sebaciahttp://www.tif.net/portfolio_sebacia.htmTorax Medicalhttp://toraxmedical.com/WaveTec Visionhttp://wavetecvision.com/Investment Team:Tom Weldon, Chairman and Managing Director, 678-812-1101tom@amvpartners.comGerard van Hamel Platerink, Managing Director, 678-812-1142gerard@amvpartners.comCharles E. Larsen, Managing Directorcharlie@amvpartners.comGordon T. Wyatt, Chief Financial OfficerCory Anderson, PrincipalJohn Deedrick, Co-Founder & Venture Partnerjohn@amvpartners.comCEO Ventureswww.ceoventures.comVCInformation TechnologySoftware & InternetSeedFormerly known as VC South, CEO Ventures operates as a holding company that starts, owns, and manages a portfolio of early-stage technology companies. The firm's typical entrance-to-exit cycle is 3-6 years and CEO Ventures prefers to start or enter ventures during economic troughs when valuations & cost of labor are low, talent is abundant, and new competitors are fewer. CEO Ventures focuses on seed stage companies in the Software as a Service space. The firm operates three technology angel funds: CEO Ventures Angel Fund, Corporate Innovation Fund, and AngelPool Co-Investment Fund. The CEO Ventures Angel Fund is a Southeast SuperAngel fund focused on local growth. This fund invests in B2B Software as a Service (SaaS) startups and spinouts. The Corporate Innovation Fund is a directed fund focused on driving further innovation for specific corporations. CEO Ventures is one of the chief organizers of AngelPool, which comprises 120 of the top 130 angel groups across North America. This fund co-invests along side the angel groups in the very best deals from this large network (about 24,000 tech startups apply and 700 are funded each year).

600 Northpark Building, 17th Floor1200 Abernathy RoadAtlantaGA30328770-998-9999

Portfolio companies include:PlugMeInhttp://plugmein.com/GoPresenthttp://www.go-present.com/VisitorLeadshttp://altlink.org/visitorleads/TeamExhttp://teamex.com/MarketIntelhttp://www.cross-sell.com/marketintel.phpHiringSpringhttp://hiringspring.com/BizCollectionshttp://www.bizcollection.com.au/LoudJobhttp://loudjob.com/BizSummitshttp://bizsummits.org/CriticalFithttp://secure-criticalfit.com/FieldCasthttp://fieldcast.net/ListKhttp://www.listk.com/PR Watchdoghttp://prwatchdog.com/SurveyExecutiveshttp://www.lead411.com/company_SurveyExecutives_374950.htmlHiringSpringhttp://hiringspring.com/PR Watchdoghttp://prwatchdog.com/Investment Team:Michael Price, General Partnermprice@ceoventures.comCraig Burr, Director Business DevelopmentNicole Lobisco, Director of Marketing Servicesnicole@ceoventures.comJohn W. Harris, President BizSummitsMark Ramirez, President TeamExChatham Capitalwww.chathamcapital.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesMiddle MarketChatham Capital is a mezzanine finance firm that concentrates on small to middle market companies with sustainable cash flow from operations. Chatham principally invests in health care, manufacturing, and service companies with revenues of at least $10 million. The Chatham Investment Fund provides growth and acquisition capital to companies with annual revenues of at least $10 million (and EBITDA of $2M). Although the fund will consider investments located anywhere in the U.S., Chatham's principal activity is in the Southeast, Midwest and Mid-Atlantic. Chatham does not provide venture capital, make real estate investments or finance early stage companies with no history of revenue or cash flow. The fund typically makes an investment of $2-60 million in the form of subordinated debt. Chatham typically leads or participates in transactions requiring less than $30 million of mezzanine financing; however the firm has led mezzanine transactions up to $60 million.

400 Galleria Parkway, Suite 1950AtlantaGA30339770-618-2100770-618-2101

Portfolio companies include:Brookside Technology Holdingshttp://www.bptech-inc.com/Crimzon Rose Internationalhttp://www.crimzonrose.com/Diversified Global Graphics Grouphttp://dg3.com/Fresh Frozen Foodshttp://freshfrozenfoods.com/Furr's Restaurant Grouphttp://www.answers.com/topic/furr-s-restaurant-group-incLakeshore Mediahttp://lakeshore-media.com/SunLink Health Systemshttp://www.sunlinkhealth.com/Buffet Partnershttp://buffetpartners.com/Century City Doctor's Hospitalhttp://local.yahoo.com/info-33840844-century-city-doctors-hospital-los-angelesCustom Directhttp://customdirect.com/DG3 Americahttp://dg3.com/Empagiohttp://www.empagio.com/Empower Software Solutionshttp://www.empowersoftware.com/Global Ship Systemshttp://globalshippingsystems.net/index.htmGolf & Tennis Pro Shophttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=8314157GreenLeaf Auto Recyclershttp://www.greenleafauto.com/The Healthfield Grouphttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=29365Innotrachttp://www.innotrac.com/Lakeshore Mediahttp://lakeshore-media.com/Mood Mediahttp://www.moodmedia.com/OmniSYShttp://www.careclaim.com/Palm Beach Tanhttp://palmbeachtan.com/Preferred Medical Claim Solutionshttp://pmcsonline.com/S&B Surgery Centershttp://www.spaldingsurgical.com/San Diego Personnel & Employment Agencyhttp://san-diego-personnel-employment.sbcontract.com/Secured Productshttp://securedproducts.com/Sunbelt Diversified Enterpriseshttp://www.sunbeltde.com/Tecniflexhttp://tecniflex.com/Young Pecanhttp://www.youngpecan.com/Z Wireless Holdingshttp://www.econet.co.zw/Investment Team:Brian G. Reynolds, Founder & Managing Partnerbr@chathamcapital.comNick Anacreonte, Founder & Partnerna@chathamcapital.comFrank Caprio, Managing Directorfc@chathamcapital.comScott Kray, Managing Directorsk@chathamcapital.comLin Wang, Senior Managing Directorlw@chathamcapital.comKristen Bernheim, Senior Associatekb@chathamcapital.comTodd Knudsen, Chief Financial Officer tk@chathamcapital.comJeff Hagar, Senior Associatejh@chathamcapital.comGCATTwww.gcatt.orgITTSoftware & InternetCommunications & NetworkingSeedFormed in 1991, GCATT is a program of the Georgia Research Alliance, a public/private partnership fostering technology-based economic development across the state. Although GCATT is based at Georgia Tech, it supports research programs in advanced telecommunications at the Georgia Research Alliance's six research universities. The GCATT Building houses a variety of research programs with a national and global presence. Inside the 150,000 square foot facility are 70 laboratories for over 400 researchers. The Advanced Technology Development Center (ATDC) start-up incubator is home to new companies that together employ approximately 100 people at any one time. The research centers that make up GCATT range in focus from core telecommunications technologies, such as wireless, optical, signal and image processing, to cutting-edge applications such as e-commerce, wearable computing, telemedicine, and enhanced distance learning, as well as compression technologies that have gone on to define cellular telephony, voice over IP, MP3, and HDTV.

500 10th Street, NWAtlantaGA30308404-894-9212404-894-1445

Portfolio companies include:N/AN/AManagement Team:Nikil Jayant, Executive Directornikil.jayant@gcatt.gatech.eduRex Smith, Project Manangerrex.smith@gatech.eduICV Partnershttp://icvcapital.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsMiddle MarketICV Partners was founded in 1998 as "Inner City Ventures." The firm's goal was to create a world-class, ethnic minority-owned private investment company. Over a decade later, ICV is a leading private investment firm with over $440 million in capital. ICV is focused on partnering with management teams of companies in the lower end of the middle market. ICV invests in leading companies with sales of $25 - $250 million. ICV's principals have investedmore than $235 million in 19 companies. ICV targets companies with revenues between $25 - $250 million and EBITDA between $5 - $30 million (with EBITDA margins of 13% or greater). Target industries include: Manufacturing, Consumer Goods and Services, Business Services, Food and Beverage, Commercial Services, and Healthcare.

1201 West Peachtree, Suite 2800AtlantaGA30309404-682-1401212-504-0842

Portfolio companies include:Marshall Retail Grouphttp://www.marshallretailgroup.com/The PFM Grouphttp://www.pfm.com/Mallet & Companyhttp://www.malletoil.com/Stauber Performance Ingredientshttp://www.stauberusa.com/Cargo Airport Serviceshttp://www.casusa.com/SAFE Securityhttp://www.safesecurity.com/index.aspxAmerican Alliance Dialysis Holdingshttp://americanalliancedialysis.com/Investment Team:Willie E. Woods, President and Managing Directorwwoods@icvpartners.comLloyd M. Metz, Managing Directorlmetz@icvpartners.comCory D. Mims, Managing Directorcmims@icvpartners.comIra L. Moreland, Managing Directorimoreland@icvpartners.comZeena H. Rao, Managing Directorzrao@icvpartners.comQian W. Elmore, Principalqelmore@icvpartners.comKinetic Ventureswww.kineticventures.comVCInformation TechnologyCommunications & NetworkingEnergy & Clean TechSeedEarlyGrowthSince 1985, Kinetic Ventures has organized and managed eight venture funds and invested in over 100 companies. Kinetic invests primarily in early stage companies, selectively considering seed and growth stage companies as well. The firm invests in three major areas: Communications, Information Technology and Power/Clean Technology. The size of investment ranges from $2 million to $7 million. Kinetic invests in companies across the United States, and selectively in Canada and outside of North America. For larger investments, Kinetic will arrange a syndicate of investors.

75 Fifth Street N.W., Suite 316AtlantaGA30308404-995-8811404-995-4455

Portfolio companies include:Alereonhttp://www.alereon.com/APXhttp://www.apx.com/index.htmCalixhttp://www.calix.com/Epoch Internethttp://www.epoch.com/Grande Communicationshttp://mygrande.com/iVivityhttp://www.ivivity.com/Nayna Networkshttp://nayna-networks.com/Pathfirehttp://www.pathfire.com/Proficient Systemshttp://www.proficientaudio.com/Vertical Acuityhttp://www.verticalacuity.com/Altierrehttp://www.altierre.com/Ample Communicationshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=565785AnyPresencehttp://www.anypresence.com/Aztek Networkshttp://www.azteknetworks.net/BroadWare Technologieshttp://www.broadware.com/Cardlyticshttp://cardlytics.com/Caymas Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=7133257Cerenthttp://en.wikipedia.org/wiki/Cerent_CorporationClearSourcehttp://clearsourcemarketing.com/Clear Standardshttp://www.pdesas.org/Standard/ViewsCoraidhttp://www.coraid.com/Covegahttp://www.covega.com/Cyan Opticshttp://cyaninc.com/LeaseTermhttp://www.leaseterminsurance.com/NetCore Systemshttp://www.matrixpartners.com/portfolio_company-detail/category/hardware_and_systems/netcore_systems_inc/NYSE Bluehttp://www.nyseblue.com/Optical Capital Grouphttp://opticalcapital.com/Peace Software Internationalhttp://www.hsntech.com/energy/energy-solutions/cis-solutions/peace.aspxPlaceWarehttp://en.wikipedia.org/wiki/PlaceWareRamp Networkshttp://www.targetpc.com/hardware/network/webramp_700s/SmartSynchhttp://www.smartsynch.com/Tower Cloudhttp://www.towercloud.com/index.shtmlVerticalOnehttp://www.verticalone.com/Zift Solutionshttp://www.ziftsolutions.com/Investment Team:Jake Tarr, Managing Directorjtarr@kineticventures.comWilliam Heflin, Managing Directorwheflin@kineticventures.comNelson Chu, Managing Directornchu@kineticventures.comCampbell Lanier, III, Senior Directorclanier@kineticventures.comSydney Shepherd, Chief Financial OfficerLINX Partnerswww.linxpartners.comPEEnergy & Clean TechManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketFormed in 1999, LINX Partners is an equity investment firm that partners with management to acquire and grow middle-market industrial companies. The Partnership focuses primarily on industrial manufacturers, specialty distributors and industrial technology companies with annual revenues between approximately $20 and $125 million. Within these verticals the firm focuess on areas such as energy and logistics. LINX Partners also maintains an office in New York.

100 Galleria Parkway, Suite 1300AtlantaGA30339770-818-0335770-818-9537

Portfolio companies include:Cimarron Energyhttp://www.cimarron.com/R. Thompson Truckinghttp://www.thompsontruckinginc.com/Tidewater Equipmenthttp://tidewaterequip.com/Metaltech Service Centerhttp://www.linxpartners.com/metaltech.htmlSkyline Windowshttp://www.skylinewindows.com/index.cfmADS Logisticshttp://www.adslogistics.com/Grammer Industrieshttp://grammerindustries.com/Gullett & Associateshttp://gulonline.com/Investment Team:Barbara M. Henagan, Managing Director and Founderbhenagan@linxpartners.comPeter. J. Hicks, Managing Director and Founderphicks@linxpartners.comEdward A. Leinss, Managing Director and Foundereleinss@linxpartners.comMelissa H. Nims, Chief Financial Officermnims@linxpartners.comMark R. Niznik, Principalmniznik@linxpartners.comGiny E. Mullins, Principalgmullins@linxpartners.comJoseph W. Daniel, Senior Analystjdaniel@linxpartners.comDavid J. Sawyer, Associatedsawyer@linxpartners.comSeraph Groupwww.seraphgroup.netAInformation TechnologySoftware & InternetConsumer ProductsSeedEarlyFounded in 2005, Seraph Group is a super angel fund that invests between $50,000 and $1,000,000 in high-growth start-ups, bridging the funding gap left by individual angels and institutional VCs. The group's growing network of 170 members offers an unparalleled breadth of expertise and a unified passion for helping founders build great companies. Seraph's members constitute a diverse network of successful business and technology leaders that spans 23 cities across 3 continents. Seraph seeks investment opportunities in the IT, web services, communications, life sciences, and mobile sectors, in one of two development stages: Seed Stage (Seraph provides the first outside capital in companies with exceptional management and an unprecedented idea or market opportunity before the product is validated. Seed stage investments range from $50K to $250K); and Early Stage (Seraph invests up to $1MM in a product or service currently in existence or in beta trial with potential demonstrated through usage increases, customer sign-ons, revenue, or pilot trials).

530 Piedmont Ave, NE, Suite 209AtlantaGA30308

Portfolio companies include:Adina For Lifehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30943038appbistrohttp://appbistro.com/Fundlyhttp://fundly.com/Gamesthatgivehttp://gamesthatgive.net/iconhttp://en.wikipedia.org/wiki/Iconimvuhttp://www.imvu.com/Neurotic Mediahttp://neuroticmedia.com/Site Jabberhttp://www.sitejabber.com/PBWorkshttp://pbworks.com/Tasting Roomhttp://www.tastingroom.com/Asankyahttp://www.iqt.org/technology-portfolio/asankya.htmlGarrison Enterpriseshttp://garrisonenterprises.com/Ironkeyhttps://www.ironkey.com/PeoplePowerhttp://peoplepower.com/UCT Coatingshttp://www.uctcoatings.com/BringIThttp://www.bringit.com/HMicrohttp://www.hmicro.com/iSpionagehttp://ispionage.com/PhyloTechhttp://www.secondgenome.com/Victriohttp://www.victrio.com/Charles Chocolateshttp://www.yelp.com/biz/charles-chocolates-emeryvilleHonestly.comhttp://www.honestly.com/Life360http://www.life360.com/SilverTail Systemshttp://silvertailsystems.com/WakeMatehttp://wakemate.com/Second Genomehttp://www.secondgenome.com/PBWorkshttp://pbworks.com/BringIthttp://www.bringit.com/Honestly.comhttp://www.honestly.com/WakeMatehttp://wakemate.com/Ironkeyhttps://www.ironkey.com/Aarkihttp://aarki.com/Apsalarhttp://apsalar.com/ColourLovershttp://www.colourlovers.com/WiFiSlamhttps://angel.co/wifislamInvestment Team:Ty Moddelmog, Analystty@seraphgroup.netRahul Saxena, Principalrahul@seraphgroup.netTuff Yen, Founder & Presidenttuff@seraphgroup.netPaul Connors, AnalystHatteras Venture Partnerswww.hatterasvp.comVCLife Sciences & HealthcareMedical DeviceSeedEarlyHatteras Venture Partners is a venture capital firm based in Research Triangle Park, N.C., with a focus on biopharmaceuticals, medical devices, diagnostics, and related opportunities in human medicine. Hatteras was founded in 2000 by John Crumpler and Clay Thorp with the launch of its first venture capital fund, Hatteras Venture Partners I, a pre-seed fund that has generated top decile returns focused predominantly on company formation in the life sciences. In 2004, the firm raised its second fund, Hatteras Venture Partners II, a later-stage fund invested through a partnership with HBM BioCapital. Currently, with four funds, the firm has more than $250 million under management. The first fund, HVP I, is a $3 million fund focused on pre-seed and company formation. The second fund, HVP II, is a $35 million investment in HBM BioCapital, through which Hatteras is an investment advisor. HVP III is an $83 million early-stage fund that invests in breakthrough discoveries that impact human medicine, and HVP IV, a fund launched with $74 million and reached its target size of $125 million on January 7, 2013, is also known as Hatteras Discovery, and is focused on seed-stage companies and projects in the field of human medicine and life sciences. The firm seeks to invest between $500,000 and $4 million initially and $5 to $10 million total in companies located in the U.S., with a preference for the Southeast and Mid-Atlantic.

280 S. Magnum St., Suite 350DurhamNC27701919-484-0730919-484-0364

Portfolio companies include:Clearside Biomedicalhttp://clearsidebio.com/Devise Innovation Grouphttp://deviceinnovationgroup.com/Phase Biosciencehttp://www.phasebio.com/Viamet Pharmaceuticalshttp://www.viamet.com/Clinipacehttp://clinipace.com/Respiricshttp://www.respirics.com/Entegrionhttp://entegrion.com/Artuslabshttp://www.artuslabs.com/CancerGuidehttp://cancerguide.org/Embrella Cardiovascularhttp://www.bizjournals.com/philadelphia/print-edition/2011/03/25/embrella-cardiovascular-sold-to.htmlHistoSonicshttp://histosonics.com/Pathfinderhttp://www.pathfind.org/SpineAlignhttp://spinealignmedical.com/TetraLogichttp://www.tetralogicpharma.com/Synthematixhttp://www.businesswire.com/news/home/20050223005328/en/Symyx-Acquire-Synthematix-Extend-Software-Offerings-ExpandsNoveranthttp://www.noverant.com/Anthera Pharmaceuticalshttp://anthera.com/Asthmatxhttp://www.btforasthma.com/BRAHMS GmbHhttp://www.brahms.de/Broncus Technologieshttp://www.broncus.com/Delenex Therapeutics AGhttp://www.delenex.com/ESBATech AGhttp://esbatech.com/Koltan Pharmaceuticalshttp://www.kolltan.com/Lux Bioscienceshttp://www.luxbio.com/Micardia Corporationhttp://www.micardia.com/Mpex Pharmaceuticalshttp://www.mpexpharma.com/mtm laboratorieshttp://www.mtm-laboratories.com/Nabriva Therapeuticshttp://www.nabriva.com/Nereus Pharmaceuticalshttp://www.nereuspharm.com/Newronhttp://www.newron.com/Precimed Grouphttp://www.redorbit.com/news/entertainment/658353/precimed_group_and_carr_metal_products_inc_join_forces/Zosano Pharmahttp://www.zosanopharma.com/G1 Therapeuticshttp://www.g1therapeutics.com/Coferonhttp://www.coferon.com/Clinversehttp://clinverse.com/Investment Team:Clay Thorp, General Partnerclay@hatterasvp.comKenneth Lee Jr., General PartnerDouglas Reed MD, General PartnerJohn C. Crumpler, General Partnerjohn@hatterasvp.comRobert Ingram, General PartnerInception Micro Angel Fundwww.inceptionmicroangelfund.comAInformation TechnologySeedThe Inception Micro Angel Fund, LLC (IMAF) is a group of member-managed, seed stage, $2 million Angel capital fund designed to capitalize on the growth in entrepreneurial activity and venture financing primarily in the Piedmont Triad area of North Carolina, greater North Carolina, and in selective areas of Virginia and South Carolina. The first fund, IMAF-TRIAD I, ($2.0 million in capital) invests in emerging, high growth companies that are typically at the start-up stage, or one step beyond start-up, in the process of selecting a management team, and have founder and/or "friends and family" money invested in the company. The fund typically invests between $25,000 and $100,000 per company and obtains a company board seat. The second fund, IMAF-TRIAD II, also sized at $2 million, started considering investments in June 2010. Other IMAF funds that are area specific to North Carolina include IMAF-West, IMAF-East, IMAF-Cape Fear, and IMAF-Charlotte.

1959 North Peacehavin Road, Suite 111Winston SalemNC27106336-403-1088800-834-8604

Portfolio companies include:Cope Todayhttp://copetoday.com/Creative Bioreactor Designshttp://www.creative-bioreactors.com/Optivia Medicalhttp://optiviabio.com/Sandbox Learning Companyhttp://www.sandbox-learning.com/Onconixhttp://onconix.net/Sensory Analyticshttp://www.sensoryanalytics.com/School House Inc.http://www.shopschoolhouse.com/Investment Team:Timothy R. Janke, Foundertjanke@imaftriad.comWilliam G. Ward Sr. M.D., FounderCharles Calkins JD, FounderSmall Business and Technology Development Centerwww.sbtdc.orgIInformation TechnologySeedThe Small Business and Technology Development Center (SBTDC) has helped North Carolina businesses grow and create new jobs since 1984. The Center provides management counseling and educational services to small and mid-sized businesses. Most of the services are free of charge, and all are confidential. By providing entrepreneurs with the tools they need to build and grow successful businesses, the SBTDC positively impacts NC's economy. With a lead center located in Raleigh, NC, the SBTDC operates 10 regional service centers in 16 total offices, five specialty programs, and a strategy and organization development unit. Since 1986, the SBTDC has operated the Procurement Technical Assistance (PTAC) program in North Carolina. This Defense Department funded program provides $414,000 annually for government procurement related assistance. DLA also requires the state to match the DLA dollars. In 1997, the SBTDC became the North Carolina city/state partner to the U.S. Export-Import Bank.

5 West Hargett Street, Suite 600RaleighNC27601-1348919-715-7272

Tenant companies include:Altadonicshttp://altadonics.com/Norcarex Biohttp://www.manta.com/c/mm3ktcl/norcarex-bio-corporationPhytoMyco Researchhttp://www.bioscreening.com/Details/PhytoMyco-Research-Corporation-PMRC.htmlTargacephttp://www.targacept.com/Management Team:Scott R. Daugherty, Executive Director and Assistant Vice Chancellorsdaugherty@sbtdc.orgMarc King, Deputy State Directormking@sbtdc.orgLisa R. Ruckdeschel, Associate State Directorlruckdeschel@sbtdc.orgLarry Loucks, Assistant State Director, Administration and Operationslloucks@sbtdc.orgTillery Capitalwww.tillerycapital.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesMiddle MarketTillery Capital is an operationally-oriented private equity firm that invests in and builds lower middle-market companies in partnership with their management teams. The firm makes control equity investments in companies whose annual EBITDA is between $2 million and $10 million. Tillery pursues investments across a broad spectrum of industries and business situations and is also experienced at acquiring and turning around underperforming businesses. Formed in December 2006, Tillery Capital has offices in Charlotte and Raleigh, North Carolina and Indianapolis, Indiana. The firm targets U.S. headquartered companies, preferably in the Southeast or Midwest. Tillery does not consider start-up companies, pre-revenue businesses, or Real Estate investments. Tillery's founders have acquired more than 30 companies with an aggregate value of more that $1 billion.

7013 Willow Trace LaneMatthewsNC28104704-258-9885

Portfolio companies include:Venture Technology Groupshttp://ventechgroup.com/A&D Environmental Serviceshttp://www.adenviro.com/SCT Performancehttp://www.sctflash.com/Investment Team:Chris Weidenhammer, Managing Partner, 704-258-9885chris@tillerycapital.comRichard Fetter PhD, Partner (Indianapolis), 317-490-0916richard@tillerycapital.comJames Buck, Partner (Raleigh), 919-818-6401jim@tillerycapital.comSCRAhttp://sclaunch.org/index.shtmlIEDInformation TechnologySeedEarlyThe SC Legislature created SCRA in 1983 to help develop technology-based industries in the state. Throughout the past 30 years, SCRA has grown into a self-sustaining company with a mission to support technology and job creation, generating its own revenues and receiving no tax appropriations from the state. Through the Technology Ventures sector and its flagship SC Launch program, early stage, start-up businesses grow through investment and support; technologies are commercialized and inventions make it to the marketplace more quickly. The Applied R&D sector competitively wins and delivers R&D programs to federal and corporate clients, solving problems in a wide range of industries including: shipbuilding, aerospace, advanced materials, ordnance, manufacturing, defense and security. Ideas become reality at three Innovation Centers. Located in Charleston, Columbia and Anderson and managed by our R&D Facilities sector, these facilities provide incubator space to 14 companies, many of which are university spin-offs. Several later stage companies also reside in the Innovation Centers offering opportunities for mentorship and resource sharing. SCRA has expended over $59 million in funding and infrastructure to support over 280 high-tech, early-stage enterprises, directly investing over $13 million in South Carolina start-ups, who have subsequently attracted over $200 million in private investment. SCRA currently manages over 100 national and international programs, worth over $2 billion in contract value.

1000 Catawba StreetColumbiaSC29201803-733-9070

(Charleston Office)5300 International BoulevardCharlestonSC29418843-760-5896(Greenville Office)3 Research Drive, Suite 220GreenvilleSC29607Portfolio companies include:Hoowakihttp://www.hoowaki.com/Innegrityhttp://www.innegrity.com/Materials Innovation Technologieshttp://www.emergingmit.com/SensorTechhttp://sensortech.com/Invencahttp://invenca.com/index.phpSpectra Analysishttp://www.spectra-analysis.com/Terressentiahttp://terressentia.com/Climax Global Energyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=45981840EV Power Systemshttp://evpowersystems.com/CIVISonlinehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=39828814GET Interactivehttp://www.getinteractive.tv/iTekkahttp://www.itekka.com/MedProcurehttp://medprocure.com/PinPoint GeoTechhttp://www.pinpointpublicworks.com/Quintesocialhttp://www.techjournalsouth.com/2010/06/sc-launch-invests-100k-in-quintesocial-a-new-social-network/Sabal Medicalhttp://www.swisslog.com/index/hcs-index/hcs-pharmacy/hcs-mobile-dispensing-cart.htmVigilixhttp://www.vigilix.com/Zipithttp://corp.zipitwireless.com/CareCamhttp://carecaminnovations.com/Avancenhttp://avancen.com/Bridge to Lifehttp://www.thebridgetolife.org/Cooperative Diagnosticshttp://codiagnostics.com/CreatiVasc Medicalhttp://creativasc.com/DigitalDermhttp://digitalderm.com/FirstString Researchhttp://firststringresearch.com/Immunologixhttp://immunologix.com/Ion Surgical Technologieshttp://www.ionsurgicaltechnologies.com/KIYATEChttp://kiyatec.com/Lab21http://lab21.com/VidiStarhttp://vidistar.com/Vitasolhttp://www.resuscinex.com/Charleston Laboratorieshttp://charlestonlabs.com/Investment Team:Martin Ettlemyer, Director of Operations SC Launchmartin.ettlemyer@scra.orgLori Mack, Program Coordinator SC Launchlori.mack@scra.orgJulia Martin, Chief Financial OfficerChris Van Metre, PresidentGreg Hillman, Interim Executive Director SC Launchgreg.hillman@scra.orgBill Mahoney, Chief Executive Officerbill.mahoney@scra.orgAmbrose Schwallie, Executive VP of Corporate DevelopmentMarvin Davis, Executive Vice PresidentNatalie Corella, Executive Vice Presidentcorella@scra.orgUniversity of South Carolina Office of Technology Commercializationhttp://ip.research.sc.edu/TTInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareSeedThe Office of Technology Commercialization at the University of South Carolina is dedicated to bringing University inventions and technologies to the commercial sector for the benefit of the University community and the public. The Office recently launched the INVENT EVENT, which will span Spring 2013 and begin accepting submissions March 1, 2013. USC faculty, post-doctoral fellows, graduate, and undergraduate students are encouraged to submit their inventions to compete for cash prizes totaling $50,000. Special attention will be paid to submissions within USC's four focus areas: Health Sciences, Advanced Materials, Energy, and Environment and Sustainability.

Technology Commercialization, University of South Carolina901 Sumter Street, Byrnes Building Suite 512ColumbiaSC29208803-777-9515803-777-4136

Portfolio companies include:N/AN/AManagement Team:Pam Benicewicz, Directorpamela.benicewicz@sc.eduPatricia Spotts, Associate Directorspottsp@sc.eduJohn Propst, Associate Directorpropst@sc.eduTNCV (Tennessee Community Ventures)www.tncvfund.comVCInformation TechnologyManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantSeedEarlyTNCV is focused on technology transfer, seed and early stage investment opportunities. TNCV seeks to identify technologies, products and/or services that offer a unique solution to a specific point of pain or opportunity for their respective industries, lend themselves to business models that offer a clear path to profitability with modest capital needs and promote scalable cost structures that create competitive advantages. TNCV has a unique partnership and direct interaction with the University of Tennessee Research Foundation and has committed significant capital to proof- of-concept investments, which are expected to range from $50,000 to $100,000. More traditional seed and early stage initial investments are expected to range from $250,000 to $750,000 and target the funding gap between start-up and later stage institutional venture rounds. TNCV's target investment size over the life of each portfolio company is between $1 million and $2 million. The firm's target industries include: technology enabled products and services, e-commerce, digital media, manufacturing, advanced materials, specialty food products, ethnic products and services, and business and retail services.

3841 Green Hills Village Drive, Suite 400NashvilleTN37215

Portfolio companies include:Pro Player Connecthttp://www.proplayerconnect.com/VoicesHeard Mediahttp://voicesheardmedia.com/Investment Team:William Guttman Ph.D.John HopkinsEric Satzericsatz@tncvfund.comSkyway Capital Partners, LLCwww.skywaycapital.comPEInformation TechnologyLife Sciences & HealthcareBusiness ServicesReal EstateMiddle MarketSkyway Capital Partners is a leading middle market investment bank and private equity group. Through its FINRA registered broker/dealer, Skyway Advisors, the firm provides investment banking advisory services to institutional and corporate clients. Skyway Capital Partners also manages a private equity arm that focuses on buy-out and control investments. The firm's Investment Banking group has led over $1.3 billion in transaction volume since 2003. Skyway Capital's private equity portfolio includes over 11 portfolio companies, with a focus on control investments across a number of industries, including health care, business services, real estate and real estate services. The firm's transaction size varies by sector. In health care and real estate, Skyway often consider smaller "add-on" transactions requiring as little as $1 million of capital and both single-site and portfolio opportunities. Platform acquisitions should have enterprise values that range from $5 million to $50 million.

100 North Tampa Street, Suite 3550TampaFL33602813-318-9600813-318-9605

Portfolio companies include:N/AN/AInvestment Team:Scott N. Feuer, Chief Executive Officersfeuer@skywaycapital.comBryan L. Crino, Presidentbcrino@skywaycapital.comBruce Wertheim, ServicesJason A. Wilson, Senior Vice President and Head of Real Estate Capital MarketsJoseph Passero, Vice Presidentjpassero@skywaycapital.comKyle Schroeder, Vice PresidentSnapper Creek Equity Managementwww.snappercreek.comPEInformation TechnologyManufacturing & IndustrialBusiness ServicesFinancial ServicesMiddle MarketSnapper Creek Equity Management, the private equity arm and a subsidiary of Woodbridge Holdings Corporation, is a Fort Lauderdale, FL-based investment management company whose strategy is to invest in and acquire middle-market operating businesses in diverse industries. Snapper Creek will typically invest through funds it organizes and manages which are open to investments by its parent and affiliated companies and by third party investors. Snapper Creek is an active manager and advisor to its investments. It concentrates on the lower-end of the middle market. Investments may range from service to manufacturing businesses, from asset rich enterprises to those with few tangible assets, but good potential cash flow. The industries in which Snapper Creek will invest are varied. Snapper Creek's management team has been involved in the following types of transactions: Mergers, Leveraged buyouts, Acquisitions, Partnerships, Divestitures, Recapital-izations, Taking public companies private and private companies public, Restructurings, and Venture capital.

306 Alacazar, Suite 301Coral GablesFL33134305-704-5406305-704-5411

Portfolio companies include:N/AN/AInvestment Team:Phil Bakes, Presidentpbakes@snappercreek.comStonehenge Capital Corporationwww.stonehengecapital.comVCPEInformation TechnologySoftware & InternetExpansionMiddle MarketStonehenge was formed in 1999 by the former principals of Banc One Capital Markets, the venture capital and investment banking subsidiary of Bank One Corporation (now JPMorgan Chase). The firm has offices in Alabama, Colorado, Florida, Louisiana, Missouri, New York, Ohio, Texas, and Wisconsin.SGC manages $80 million targeting growth equity opportunities. SGC's equity investments focus predominantly on high potential technology and business services companies based in the Southeast, Northeast, and Texas. SGC manages $300 million targeting investments in lower middle market later stage businesses. Stonehenge Growth Capital invests up to $10 million at a time in support of growth, buyouts, recapitalizations and acquisitions. SGC has invested more than $400 million in over 100 companies to date. The firm invests in companies with capital requirements in excess of $1 million for Expansion and Growth Capital; Management Buyouts; Acquisitions; Recapitalizations; Industry Consolidations; and Technology Commercialization.

707 West Azeele StreetTampaFL33606813-221-4413813-221-6453

Portfolio companies include:7thOnlinehttp://www.7thonline.com/Bulldog Solutionshttp://www.bulldogsolutions.com/AuthenTechttp://www.authentec.com/Alineanhttp://www.alinean.com/Proficient Autohttp://www.proficientautotransport.net/Health Integratedhttp://www.healthintegrated.com/Dixie Southernhttp://dixiesouthern.com/Imgage Guided Neuologicshttp://igneurologics.com/Twin Veehttp://twinvee.com/In.vision Researchhttp://www.linkedin.com/company/in.vision-researchKnovelhttp://why.knovel.com/Medidata Solutionshttp://mdsol.com/Critical Mentionhttp://www.criticalmention.com/web/index.phpLorica Solutionshttp://www.xeta.com/markets/Pages/Hospitality.aspxRed Vectorhttp://www.redvector.com/Knovelhttp://why.knovel.com/Lumetricshttp://lumetrics.com/PixFusionhttp://www.pixfusion.com/TouchPay Holdingshttp://www.manta.com/c/mm8ctxl/touchpay-holdings-lpT&K Machinehttp://tkparis.com/Iron Horse Toolshttp://www.ironhorsetools.com/Pilgram Softwarehttp://www.pilgrimsoftware.com/SensorTranhttp://www.sensortran.com/Alineanhttp://alinean.com/Electronic Data Resourceshttp://www.inc.com/inc5000/profile/electronic-data-resourcesDowley Security Systemshttp://www.dowley.com/Integrated Portfolio Management Serviceshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=50987359Investment Team:Steven F. Lux, Managing Directorsflux@StonehengeGC.comTravis J. Milks, Vice Presidenttjmilks@StonehengeGC.comJarrod P. Randel, Associatejprandel@StonehengeGC.comSun Capital Partners, Inc.www.suncappart.comPEInformation TechnologyCommunications & NetworkingMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesFinancial ServicesConsumer ProductsRetail & RestaurantMiddle MarketLateSun Capital Partners is a leading private investment firm focused on leveraged buyouts, equity, debt, and other investments in market-leading companies. Sun's affiliates invest in companies which typically have the number one or two market position in their industry, long-term competitive advantages, and significant barriers to entry. Sun Capital affiliates have invested in and managed more than 315 companies worldwide since Sun Capital's inception in 1995, with combined sales in excess of $45 billion. Industries targeted for investment are broad and diverse and have included: paper and packaging, food and beverages, metals and mining, automotive after-market parts, consumer products, financial services, healthcare, media and communications, building products, telecommunications, technology, retailing and catalogs, restaurants, manufacturing and industrial, among others. Sun Capital's private equity fund, Sun Capital Partners IV, LP, has $1.5 billion of capital and Sun Capital has $8.0 billion of total equity capital under management and can invest more than $2 billion of capital in any one transaction. Sun Capital targets companies with up to $5 billion or more of revenues, but many of its transactions are with businesses with sales between $50 million and $500 million. Sun Capital has offices in Boca Raton, Los Angeles and New York, and affiliates in London, Frankfurt, Paris, Luxembourg, Shanghai and Shenzhen.

5200 Town Center Circle, Suite 600 Boca RatonFL33486561-394-0550 561-394-0540

Portfolio companies include:Europowerhttp://www.europowerinc.com/Farfield Companyhttp://www.manta.com/c/mml1lbd/farfield-coFazoli's Restaurantshttp://fazolis.com/Lee Cooperhttp://www.leecooper.com/Life Uniformhttp://www.lifeuniform.com/LifeUniform.jspMarsh Supermarketshttp://www.marsh.net/NextPharmahttp://www.nextpharma.com/True Textileshttp://truetextiles.com/Walbro Engine Managementhttp://www.walbro.com/Kellwoodhttp://kellwood.com/The Limitedhttp://www.thelimited.com/Exopackhttp://www.exopack.com/Garden Freshhttp://www.gardenfreshmarket.com/American Golfhttp://www.americangolf.com/Bonmarchehttp://www.bonmarche.co.uk/Strauss Innovationhttp://www.strauss-innovation.de/Britton Grouphttp://www.brittongroup.com/Contessa Premium Foodshttp://contessa.com/Irisa Grouphttp://www.irisagroup.com/homeKobusch Sengewaldhttp://www.kobusch.com/NextPharmahttp://www.nextpharma.com/Polestar UK Printhttp://www.polestar-group.com/Scotch & SODAhttp://www.scotch-soda.com/Sharps Bedroomshttp://www.sharps.co.uk/The SCOOTER Storehttp://www.thescooterstore.com/Shopkohttp://www.shopko.com/Sleep Innovationshttp://www.sleepinnovations.com/Smokey Boneshttp://smokeybones.com/Spectralinkhttp://www.spectralink.com/Trulitehttp://trulite.com/V&Dhttp://www.vd.nl/Wabash Technologieshttp://wabashtech.com/Investment Team:Rodger R. Krouse, Co-CEOrkrouse@suncappart.comMarc J. Leder, Co-CEOmleder@suncappart.comMichael Kalb, Senior Managing Directorkalb@suncappart.comM. Steven Liff, Senior Managing Directorsliff@suncappart.comJason H. Neimark, Managing Directorjneimark@suncappart.comMatthew N. Garff, Managing Directormgarff@suncappart.comDavid Stefko, Group CFORobert Riesbeck, Group CFOBrian Urbanek, Managing Directorburbanek@suncappart.comDeryl C. Couch, Managing Director and General Counseldcouch@suncappart.comSunbelt Diversified Enterprises, LLCwww.sunbeltde.comPEManufacturing & IndustrialBusiness ServicesMiddle MarketSunbelt Diversified Enterprises is a private equity holding company focused on acquiring companies in the lower middle market, partnering with management to build even greater value, and holding these companies for the long term. Based in Miami, Florida, Sunbelt seeks companies in the 13 southeastern states of Virginia, North Carolina, South Carolina, Georgia, Florida, Alabama, Mississippi, Louisiana, Texas, Oklahoma, Arkansas, Tennessee and Kentucky. Sunbelt is building a varied portfolio and is open to investments in manufacturing, distribution and basic service companies with strong management, earnings and market share. Good candidates for acquisition by Sunbelt include companies with a history of success and profitability, straight forward business models, and recurring EBITDA of at least $1.5 million.

1221 Brickell Avenue, Suite 2660MiamiFL33131786-363-3080786-552-5655

Portfolio companies include:Official Reporting Serviceshttp://officialreportingservices.com/Accurate Machine & Toolhttp://acctool.net/Green Thumb Lawn & Gardenhttp://www.greenthumbmowers.com/Sun Coast Trailers Manufacturinghttp://suncoasttrailers.com/Naples Transportation and Tourshttp://napleseventplanningandtours.com/Investment Team:James R. Tolzien, Chief Executive Officerjtolzien@SunbeltDE.comPeter R. Patraka, Executive Vice President, Business Developmentppatraka@SunbeltDE.comJ. Michael Jones, Chief Operating Officermjones@SunbeltDE.comTamiami Angel Fund Iwww.tamiamiangels.comAInformation TechnologySeedThe Tamiami Angel Fund I, LLC (TAFI) is proposed to realize significant long-term capital appreciation by investing in high-quality, early stage entrepreneurial companies in Florida. The Fund holds monthly meetings to facilitate individual introductions and networking opportunities for its membership. The Fund also provides a place for the sharing and exchange of business and technical experience. The Fund will generally invest in companies that the group believes have the potential to grow to more than $50 million in annual revenue within five years. This should be in either a developing market or in an existing market with national scope. TAFI typically invests between $200,000 and $500,000 in a company, focusing on growth oriented companies with revenue, where the principals and founders are highly committed.

3003 Tamiami Trail North, Suite 410NaplesFL34103239-262-6300 239-262-2212

Portfolio companies include:PlusOne Solutionshttp://www.plusonesolutions.net/Wasabi Companyhttp://wasabicompany.com/71lbswww.71lbs.comFracturewww.fractureme.comInvestment Team:Susan Watts, Executive Administratorsusan@tamiamiangels.comTimothy J. Cartwright, ChairmanSid Martin Biotechnology Incubatorwww.sidmartinbio.orgILife Sciences & HealthcareAgriculture & Agricultural ScienceSeedThe University of Florida's Sid Martin Biotechnology Incubator is a statewide and national resource for growing promising companies that originate from university-based discoveries. The facility, opened in 1995, includes Wet labs, office space, conference rooms, high bandwidth Internet access, greenhouse, pilot fermentation and small animal facilities, plus extensive scientific and business equipment. Sid Martin Incubator companies have attracted more than $1 billion in funding, and successes include the acquisition of incubated companies for $113 million, $98 million and $34 million. Since it opened in 1995, the incubator has had 28 companies graduate out of the facility or be acquired by other companies.

12085 Research DriveAlachuaFL32615386-462-0880386-462-0875

Tenant companies include:Axogenhttp://www.axogeninc.com/Banyan Biomarkershttp://banyanbio.com/Applied Food Technologieshttp://www.appliedfoodtechnologies.com/Pasteuria Bioscienceshttp://pasteuriabio.com/BIKAM Pharmaceuticalshttp://www.research.ufl.edu/otl/pdf/startup/BIKAM.pdfZenagenehttp://www.zenagen.com/EigenChem Technologieshttp://www.eigenchem.com/Covenant Wealth Managementhttp://www.covenant-wealth.com/Prevacushttp://prevacus.com/Prometheon Pharmahttp://www.research.ufl.edu/otl/pdf/startup/Prometheon_COS.pdfEigenChem Technologieshttp://www.eigenchem.com/Management Team: David L. Day, Directordday@ufl.eduPatti Breedlove, Associate Directorpbreedlove@sidmartinbio.orgMerrie Shaw, Operations Managermshaw@sidmartinbio.orgWinfred M. Phillips, Sr. Vice President & COOwphil@ufl.eduTavistock Groupwww.tavistock.comVCPEEnergy & Clean TechLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialFinancial ServicesRetail & RestaurantSports & EntertainmentReal EstateEarlyGrowthExpansionMiddle MarketTavistock Group is a privately-held organization whose holdings serve the needs of businesses and consumers worldwide in life sciences, financial services, real estate, oil and gas, leisure services, retailing, and manufacturing. Its division, Tavistock Life Sciences (TLS), invests in a select number of life science opportunities with technology profiles. TLS also partners with scientists, founders, and inventors on early stage biotech opportunities. With investments in more than 200 companies across 15 countries, Tavistock Group's holdings are diverse and significant in scale. The firm's investment sectors include sports, restaurants, real estate including resort properties and private clubs, master planned communities, life sciences, finance, energy, consumer products and retail. Headquartered in The Commonwealth of The Bahamas, Tavistock Group has offices all over the world, including the United States, United Kingdom, Luxembourg, Romania, Sweden, Norway, Poland, Bulgaria, Mexico and Argentina.

P.O. Box 9000WindermereFL34786407-909-9000

Portfolio companies include:Ambrxhttp://www.ambrx.com/wt/home/indexSlavia Praguehttp://en.wikipedia.org/wiki/SK_Slavia_PraguePumahttp://www.puma.com/Vanshttp://www.vans.com/KangaROOShttp://en.wikipedia.org/wiki/KangarooGottexhttp://gottexmodels.com/Pampa Energia S.A.http://www.pampaenergia.com/en/HOME.ASPAquaknoxhttp://www.aquaknox.net/Blackhawk Grillehttp://www.blackhawkgrille.com/Freebirds World Burritohttp://freebirds.com/Tottenham Hotspurhttp://www.tottenhamhotspur.com/SportingWinshttp://www.sportingwins.com/Isleworth Collegiatehttp://www.isleworthcollegiate.com/Tavistock Cuphttp://tavistockcup.com/Timeweavehttp://timeweave.com/Abe & Louie'shttp://www.abeandlouies.com/index.cfm?pid=10245Atlantic Fishhttp://www.atlanticfishco.com/Coach Grillhttp://www.opentable.com/coach-grillBoxer Capitalhttp://www.secform4.com/insider-trading/1465837.htmAlcatraz Brewing Co.http://www.alcatrazbrewing.com/Cafe Del Reyhttp://cafedelreymarina.com/California Cafehttp://www.californiacafe.com/Joe's American Bar & Grillhttp://joesamerican.com/Napa Valley Grillehttp://www.napavalleygrille.com/Sapporo Scottsdalehttp://sapporoscottsdale.com/Taqueria Canonitahttp://www.canonita.net/Timpano Chophousehttp://timpanochophouse.net/Investment Team:Joe Lewis, FounderDouglas E. McMahon, Managing Directordmcmahon@tavistock.comShehan Dissanayake, Managing Directorshehan@tavistock.comChristopher Anand, Senior Managing Directorcanand@tavistock.comMario Espinosa, Managing DirectorDaniel Levy, Managing DirectorVivienne Lewis, Managing DirectorRasesh Thakkar, Senior Managing DirectorJefferson Voss, Vice PresidentKevin Brungardt, Managing DirectorRichard McGuire, Managing DirectorNeil Reisman, Managing DirectorRon Robson, Managing DirectorNico Van Ditmar, Managing DirectorVince Marino, DirectorVenture Incubatorwww.ventureincubator.orgIInformation TechnologySeedVenture Incubator, LLC, a 501c(3) non-profit corporation was formed and in April, 2011 as a result of a three year study funded by the Downtown Jackson Partners to evaluate the feasibility of opening a business incubator in the business district of Downtown Jackson, MS. With support from Jeffrey Rupp, Director of the Technology Resource Institute at Mississippi State University, a joint venture between his organization and Venture Incubator was formed. The goal is to leverage existing economic development resources to deliver quality entrepreneur training and assistance directly to the entrepreneurs and emerging businesses around the State of Mississippi. Venture Incubator offers entrepreneurs and business owners an opportunity to limit expenses by delivering access to seasoned professionals and business coaches directly to their local area.

125 S. Congress Street, Suite 1336JacksonMS39201601-940-1943

Participating companies include:Akire Co.http://www.akireco.comBuilding Diagnosticshttp://www.buildingdiagnostics.com/Conduit Efficeincy Serviceshttp://www.ces.msThe Donor Treehttp://thedonortree.com/Family Place Buildershttp://www.familyplacebuilders.comManagement Team:Rob Burnham, Directorrob@ventureincubator.orgEmergent Growth Fund, LLCwww.emergentgrowth.comAInformation TechnologyLife Sciences & HealthcareSeedEarlyEmergent Growth Fund began its first fund, EGF-I, in 2003, created by a large group of leaders in the Gainesville-Ocala business community. Emergent Growth Fund is a member-managed, angel investment group, focusing on early stage companies developing unique, leading-edge products, or proprietary technologies that possess the potential for rapid growth in significant markets. Investment decisions are made by the Fund instead of by individual members, and the group's first fund had more than $3 million in initial capitalization. Emergent Growth Fund II, was started in 2006 with more than $2 million in member capital. The size of an investment can range from a low of $100,000, to more than $500,000 with add-on investments from the group's individual members. An average investment is likely in the range of $200,000 to $500,000. Emergent focuses on companies or technologies that originate from the University of Florida or the surrounding geographic area.

101 SE 2nd Place, Suite 201CGainesvilleFL32601

Portfolio companies include:Axogenhttp://www.axogeninc.com/GeneExhttp://geneexinc.com/Smart Structureshttp://smart-structures.com/Wilmington Pharmaceuticalshttp://www.wilmingtonpharma.com/about-us/AerovectRxhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28760971Cavidynehttp://cavidyne.com/ChaoLogixhttp://www.chaologix.com/Prioriahttp://www.prioria.com/Clinipacehttp://clinipace.com/Sensory Analyticshttp://www.sensoryanalytics.com/Groovesharkhttp://grooveshark.com/Protochipshttp://www.protochips.com/en/technology.htmlBit Cauldronhttp://bitcauldron.com/Optima Neurosciencehttp://optimaneuro.com/EGF-I Investment Team:Kathleen Lovell, ChairmanJeff Shamis, Vice-ChairmanEric Buffkin, SecretaryAlan Fogg, TreasurerLinda Rogus, Adminlrogus@emergentgrowth.comEGF-II Investment Team:Jim Parker, ChairmanMark Tanner, Vice-ChairmanJeff Shamis, SecretaryGarrett Gleim, TreasurerMichael Cain, Manager, MemberLinda Rogus, Adminlrogus@emergentgrowth.comEnhanced Capital Partners, LLCwww.enhancedcapital.comVCInformation TechnologySoftware & InternetCommunications & NetworkingLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsRetail & RestaurantReal EstateEarlyGrowthExpansionMiddle MarketFounded in 1999, Enhanced Capital is a small business investment firm focused on established lower middle market companies. The firm invests in growing businesses often overlooked by traditional sources of capital due to location or size. Enhanced Capital manages an SBIC fund and investment funds in ten states providing primarily debt investments to qualified small businesses. With over 12 years⦣8364;&#8482; experience in state-focused and targeted investing, Enhanced Capital participates in public-private investment programs with a focus on providing debt financing in the range of $500,000 to $3,000,000 to growth oriented small businesses that are underserved by traditional sources of capital due to their size or location. Enhanced Small Business Investment Company (SBIC) provides mezzanine debt in the range of $3,000,000 to $20,000,000 to US-based small businesses with an average of $6,000,000 in net income after taxes. The firm manages state-focused small business investment funds in Alabama, Colorado, Connecticut, Florida, Louisiana, New York, Tennessee, Texas, Washington DC, and Wyoming.

201 E. Kennedy Boulevard, Suite 325TampaFL33602813-712-1073

Portfolio companies include:Affiniscapehttp://www.affiniscape.com/Partsearch Technologieshttp://en.wikipedia.org/wiki/Partsearch_TechnologiesKionixhttp://www.kionix.com/CORESenshttp://coresense.com/eBidenergyhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=1570516Cork 'N Bottlehttp://www.corknbottle.com/eBidenergyhttp://investing.businessweek.com/research/stocks/snapshot/snapshot.asp?capId=1570516ARC Solutionshttp://www.arcsolutions.com/AV Smoothttp://avsmoot.com/Affinity Labhttp://www.affinitylab.com/American Legal Searchhttp://www.americanlegalsearch.com/American Rotorhttp://americanrotors.com/Atherotechhttp://atherotech.com/Azimuth Trusthttp://www.azimuthtrust.com/Barvista Homeshttp://www.barvistahomes.com/BinOpticshttp://binoptics.com/City Wineryhttp://www.citywinery.com/Community Carshttp://community-cars.com/CloudXhttp://www.cloudx.com/CMDBiosciencehttp://www.cmdbioscience.com/Dreyfus-Cortneyhttp://dreyfus-cortney.com/Elm City Food Cooperativehttp://www.elmcitymarket.coop/Emme E2MShttp://getemme.com/Energy Source Partnershttp://energysourcepartners.com/EnteGreathttp://www.entegreat.com/Envirelationhttp://www.envirelation.com/main_page.htmlFire Rockhttp://www.firerocknavajocasino.com/Floophttp://www.floop.com/FSIhttp://www.fsioffice.com/Default.aspxGreenleaf Biofuelshttp://www.greenleafbiofuels.com/GreyWall Softwarehttp://www.greywallsoftware.com/Hadapthttp://hadapt.com/Heliovolthttp://www.heliovolt.net/iDevices / iGrillhttp://www.igrillinc.com/Infiniahttp://www.infiniacorp.com/Innovatient Solutionshttp://innovatient.com/Knoa Softwarehttp://www.knoa.com/main/California Home Medical Equipmenthttp://chme.org/Five Point Partnershttp://fivepoint.net/HomeTown Oxygenhttp://www.hometownoxygen.com/ikaSystemshttp://ikasystems.com/Masthead Industrieshttp://www.hoseboss.com/Rush Saleshttp://www.rushtruckcenters.com/sales_all.aspxAccelerated Orthopedic Technologieshttp://www.acceleratedorthopedics.com/Advanced Network Solutionshttp://www.ansolutions.com/Alereonhttp://www.alereon.com/Aquasanahttp://www.aquasana.com/Investment Team:Mark Slusar, Managing Director (Washington DC)mslusar@enhancedcapital.comJohn D. Tyson Jr. Esq., Director (Washington DC)jtyson@enhancedcapital.comJoshua D. Kuder, Directorjkuder@enhancedcapital.comEnterprise Development Corporation of South Floridawww.edc-tech.orgIEDInformation TechnologySeedEarlyEDC is South Florida⦣8364;&#8482;s only regional entrepreneurial support organization. With an exclusive focus on early stage science and technology companies, EDC is a nonprofit organization that leverages its vast resource network to provide companies the tools they need in order to grow and succeed. As South Florida's clearinghouse for entrepreneurs, EDC offers the BusinessLINC mentor/protege program, manages the Technology Business Incubator located in the Florida Atlantic University Research & Development Park, and produces two major conferences each year to provide increased visibility for young companies. Founded in 1994, EDC's overall economic impact has been in excess of $500 million. EDC is a true public/private partnership that is supported by government grants as well as the generosity of corporate sponsors. EDC assists nearly 300 companies each year. Tenants of the incubator must be a technology-based business with a definable relationship, with FAU or an FAU Research Park company, and have the ability to pay monthly rental fees.

3701 FAU Boulevard, Suite 210 Boca RatonFL33431561-620-8494 561-620-8493

Tenant companies include:Brainbowhttp://en.wikipedia.org/wiki/BrainbowCepemarhttp://www.cepemar.com/Internet Coasthttp://internetcoast.com/Streetwise Solutionshttp://www.streetwisesolutions.co.uk/index.htmlTequesta Marine Bioscienceshttp://tequestabio.com/Aquatix Water Technology Resourceshttp://www.aquatixresources.com/Codemasters Internationalhttp://www.codemastersintl.com/EvoLux Transportationhttp://www.evo-lux.com/Management Team:Rob Strandberg, President & CEOChristine Burres, Associate Director of Operationsccannon@edc-tech.orgFireman Capital Partnerswww.firemancapital.comFIConsumer ProductsRetail & RestaurantSports & EntertainmentMiddle MarketFireman Capital Partners invests in consumer-focused companies through both growth equity and buyout transactions. Our private equity firm focuses on dynamic consumer businesses with revenues between $10 and $150 million, and who have a unique vision and strong management. We leverage our capital, extensive relationships, and deep operating expertise to add substantial value. Fireman Capital Partners looks for the most promising companies across five verticals: Active Sports & Footwear; Consumer Products / Soft Lines; Apparel & Accessories; Food & Beverage; Retail / Restaurants.

3801 PGA Boulevard, Suite 910Palm Beach GardensFL33410

Portfolio companies include:Hudson Jeanshttp://www.hudsonjeans.com/Pillahttp://pillaelectricalproducts.com/Evolution Freshhttp://www.evolutionfresh.com/en-us/Serena & Lilyhttp://www.serenaandlily.com/Baby/Must-Haves-For-Baby-Hanna-Andersson-Baby-SleepersIdeapainthttp://www.ideapaint.com/Newton Runninghttp://newtonrunning.com/Salt Lake Brewing Companyhttp://squatters.com/Investment Team:Paul Fireman, ChairmanDan Fireman, Managing General PartnerMarla Sabo, PartnerLiam Patrick, PartnerJamie Hudson, Managing Director Bryan Doherty, Vice President Clara Maddox, Vice President Alison Wheeler Kennedy, Director Florida Capital Partnerswww.fcpinvestors.comPEManufacturing & IndustrialTransportation & DistributionMiddle MarketFounded 1988, FCP manages more than $350 million in institutional equity funding. The firm works in partnership with operating managers and owners, using its capital to fund management buyouts, owner recapitalizations, family successions, and industry consolidations in companies valued at between $8 and $100 million. FCP makes equity investments in small, niche-oriented manufacturers and distributors. FCP targets firms with pre-tax profits of at least $3 to $12 million (after adjustments for owner-related expenses) and continuous profitability during the three most recent years. The firm's geographical focus is within the continental U.S. Industries that FCP avoids include: Commodity products, Early stage venture deals, Restaurants/hospitality, Amusement parks, High-tech products, Biotech, Real estate, Computer software or hardware, and Retail.

500 N. Westshore Blvd., Suite 605TampaFL33609813-222-8000813-222-8001

Portfolio companies include:E-Z Shipper Rackshttp://ezrack.com/Levin HomeCarehttp://levinhomecare.com/Precision Aviationhttp://paviation.com/Environmental Expresshttp://www.envexp.com/Source4http://www.source4.com/Bell'O Internationalhttp://www.bello.com/United States Environmental Serviceshttp://usesgroup.com/Investment Team:Peter B. Franz, Managing Directorpbf@fcpinvestors.comFelix J. Wong, Managing Directorfjw@fcpinvestors.comBenjamin H. Cohen, Senior Analyst and Associatebhc@fcpinvestors.comBeau P. LeTard, Senior Analyst and Associatebpl@fcpinvestors.comFlorida Growth Fundwww.floridagrowthfund.comVCPEFOFInformation TechnologyCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareMedical DeviceDefense & Homeland SecurityEarlyGrowthExpansionEstablished in 2009, the Florida Growth Fund manages $500 million of capital dedicated to prudent investment in technology and growth related businesses with significant presence in the state of Florida. The Florida Growth Fund will seek to enhance Florida's capacity for development, growth and innovation while simultaneously generating an attractive return for the Florida State Board of Administration. The fund will make investments into other Private equity funds, as well as invest directly into companies through a co-investment with another institutional investor. While the Fund will target a variety of businesses and industries, examples include: Clean technology or renewable resources, Biotechnology, Pharmaceuticals, Healthcare and healthcare services, Medical and life sciences, Information technology, Telecommunications, Aerospace, and Defense technologies. The fund is managed by Hamilton Lane, which has approximately $24 billion in discretionary assets under management, along with oversight of an additional $147 billion in advisory assets.

c/o Hamilton Lane Advisors, LLC200 SW 1st Avenue, Suite 880Fort LauderdaleFL33301954-745-2780954-745-2799

Portfolio companies include:LensARhttp://lensar.com/Tower Cloudhttp://towercloud.com/CallMinerhttp://www.callminer.com/Voxeohttp://voxeo.com/Investment Team:Greg Baty, Principalgbaty@hamiltonlane.comGustavo Cardenas, AssociateFlorida Gulfshore Capitalwww.gulfshorecap.comVCPESoftware & InternetLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialConsumer ProductsEarlyGrowthExpansionMiddle MarketFlorida Gulfshore Capital is a private investment firm concentrated on early stage venture opportunities, primarily in Florida and the Southeast, with a focus on industrial products, healthcare and web-based content. The firm invests in development rather than discovery and concentrates its investments in companies that are close to, or in the early stages of, revenue generation. Florida Gulfshore Capital is an affiliate of the Halstatt Partnership. Halstatt is the operational and investment arm of the Sproul family. The Sproul family, based out of Collier County, Florida, is proud to be a part of the Barron Collier legacy. Barron Gift Collier made his fortune in advertising in the early 1900⦣8364;&#8482;s and used this wealth to purchase over 1.3 million acres of land in Southwest Florida in the first half of the Twentieth Century.

2590 Golden Gate Parkway #101NaplesFL34105239-659-0288239-262-2212

Portfolio companies include:Pasteuria Biosciencehttp://pasteuriabio.com/Lehigh Technologieshttp://www.lehightechnologies.com/EmergingMedhttp://www.emergingmed.com/Gatherhttp://www.gather.com/Prioriahttp://www.prioria.com/Pathfinder Therapeuticshttp://pathsurg.com/SpineUniversehttp://www.spineuniverse.com/Dietbethttp://www.dietbet.com/Club Colorshttp://clubcolors.com/Vertical Healthhttp://www.verticalhealth.com/Investment Team:Richard Molloy, Principal and Co-Founderrmolloy@gulfshorecap.comPatrick Georgepgeorge@gulfshorecap.comFlorida Institute for the Commercialization of Public Researchwww.florida-institute.comVCTTInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareMedical DeviceSeedEarlyThe Institute enables interested parties to evaluate potential opportunities and facilitates the process by which these discoveries enter the commercial marketplace. The Institute showcases technologies and products developed by publicly supported organizations across the state, and commercially-viable discoveries are paired with seasoned entrepreneurs and investors to ensure their growth and success. Establishment of the Institute is a result of legislation passed in 2007 to stimulate growth of science and technology-based companies in industries that are driving the global economy. Related initiatives include the availability of gap funding targeted towards universities to help take new ideas through the "proof of concept" stage, and the creation of the Florida Opportunity Fund for increased investment in existing, early-stage ventures. The Institute is accepting applications for its Seed Capital Accelerator Program (SCAP) which will provide funding in the form of repayable loans ranging from $50,000 - $300,000 to qualified Institute companies. The goal of the new Seed Capital Accelerator Program is to bridge the funding gap for companies whose technology was developed through publicly-funded research, and to attract additional investment capital through a required match against funds provided by the state.

3651 FAU Blvd., Suite 400Boca RatonFL33431561-368-8889561-368-8890

Portfolio companies include:RINI Technologieshttp://rinitech.com/SharpSpring http://www.sharpspring.com/eTecthttp://etectbio.com/Ocooshttp://www.ocoos.com/Nano Photonicahttp://en.wikipedia.org/wiki/NanophotonicsInvestment Team:Jamie M. Grooms, Chief Executive OfficerJane Teague, Chief Operating Officerjane.teague@florida-institute.comStephanie George, MBA, Program ManagerTeri Hart, Executive AssistantFlorida Mezzanine Fundwww.floridamezz.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketFlorida Mezzanine Fund provides business owners access to mezzanine loans for privately held, mid-market growth companies. Headquartered in Orlando, FL, the fund was created in partnership with CapitalSouth Partners (see profile) to invest in companies with compelling business models, attractive growth prospects and quality management teams. Florida Mezz is one of Florida's largest sources of private venture funding with capacity to invest up to $450 million in local companies. Florida Mezz actively seeks to invest $500,000-$30 million (per deal) in Florida-based companies but will consider opportunities throughout the Southeast via its partners. The fund targets middle market companies with revenues between $5 million and $75 million, with minimum EBIDTA of $1 million. Florida mezzanine will not consider dramatic "turnaround" situations; Real Estate, mining, oil and gas; Start-ups; or Hostile takeovers or other adversarial situations.

20 N. Orange Ave., Suite 804OrlandoFL32801407-648-5097

Portfolio companies include:Associated Financial Serviceshttp://www.associatedfinancialgroup.com/Greath HealthWorkshttp://www.greathealthworks.com/KBP Foodshttp://kbp-foods.com/Pub Group Investmentshttp://experiencethepub.com/Orion Technologieshttp://otisolutions.com/Margaritaville Enterpriseshttp://www.margaritaville.com/Investment Team:Seth Ellis, Partnersellis@floridamezz.comAlvin Butler, Senior Associateabutler@floridamezz.comFlorida Opportunity Fund (FOF)www.floridaopportunityfund.comFOFInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialFinancial ServicesDefense & Homeland SecuritySeedEarlyFlorida Opportunity Fund (FOF) is a fund of funds that directs investments into venture capital fund managers who in turn invest in seed and early stage concepts in Florida. Legislation passed by the Florida legislature in 2007, collectively referred to as the Florida Capital Formation Act, provided for the formation of the Florida Opportunity Fund (FOF). The $29.5M program is sponsored by Enterprise Florida and is managed by Florida First Partners (FFP). The FOF was created to realize significant long-term capital appreciation by investing in high-quality venture capital funds that will focus (in whole or in part) on making investments in Florida; Increase the availability of seed capital and early stage venture equity capital for emerging companies in the State, including, without limitation, enterprises in life sciences, information technology, advanced manufacturing processes, aviation and aerospace, and homeland security and defense, as well as other strategic technologies; and significantly increase the potential to create new businesses and jobs in the State that are based on high-growth potential technologies, products, or services that will further diversify Florida's economy. Florida First Partners is a joint venture between Milcom Venture Partners, Inc. and the Credit Suisse-Customized Fund Investment Group.

Florida First Partners, c/o MILCOM Venture Partners270 West New England AvenueWinter ParkFL32789407-838-1400407-659-0447

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Jennifer Dunhamjennifer@floridaopportunityfund.comMelford Cartermel@floridaopportunityfund.comFlorida Technology Partnerswww.ftpusa.comVCInformation TechnologyEarlyFormed in 2000, Florida Technology Partners provides equity and mezzanine funding to privately held businesses with significant growth potential. Although the firm has no regional limitation, the firm focuses its resources in Florida and in the Eastern U.S. The firm believes businesses located in these regions have been largely under-served by the private equity industry, especially those companies with capital needs of $100,000 to $5 million. Florida Technology Partners seeks companies with an experienced and entrepreneurial management team (with a meaningful equity stake); a large or rapidly expanding market opportunity; and proprietary, defensible and sustainable technological advantage.

5353 Conroy Road, Suite 200 OrlandoFL32811407-929-9220 407-581-7777

Portfolio companies include:Xytranshttp://xytrans.com/Milcomhttp://www.milcom.org/Mesh Networkshttp://en.wikipedia.org/wiki/Mesh_networkingNanoSteelhttp://nanosteelco.com/Isoviahttp://isovia.net/Realvue Simulation Technologieshttp://www.linkedin.com/company/realvue-simulation-technologiesRich Digital Mediahttp://www.dexigner.com/news/24758Soft Mountainhttp://www.progarchives.com/artist.asp?id=2924Telasichttp://www.hoovers.com/company/Telasic_Communications_Inc/rfhjhki-1.htmlGlobalsyshttp://globalsys.fr/Skycrosshttp://www.skycross.com/Teranexhttp://teranex.com/Theseus Logichttp://www.theseusresearch.com/TRI-Founders.htmInvestment Team:Kiran C. Chhaganlal, Founder and Managing Partnerkiranc@ftpusa.comGomez Innovations, Inc.www.gomezinnovations.comIInformation TechnologySoftware & InternetConsumer ProductsSeedGomez Innovations is a family-owned business incubator operated by Jose and Mayra Gomez. The duo has worked in the Tampa Bay area for over 10 years as business owners and non-profit directors. Using the combined experience of Jose and Mayra Gomez in the technology, business, and not-for-profit world, Gomez finds ideas that can begin small and builds momentum through grassroots marketing campaigns.

15104 Elmcrest St.OdessaFL33556888-650-5280813-200-3600

Portfolio companies include:DayShouthttp://www.dayshout.com/TruModelhttp://www.trumodel.com/TweetSlaphttp://www.tweetslap.com/Tampa Bay Fashionhttp://www.fashionweektampabay.com/Tampa Headshotshttp://www.tampaheadshots.com/Prophetic Intelligencehttp://www.propheticintelligence.com/Destiny Credit Repairhttp://www.destinycreditrepair.com/vStylisthttp://www.vstylist.com/Tampa Used Car Saleshttp://www.tampausedcarsales.com/Investment Team:Jose Gomez, Principaljgomez@gomezinnovations.comMayra Gomez PrincipalGrace Venture Partners/ Grace Restaurant Partnerswww.gracevp.com and http://gracerp.comVCInformation TechnologySoftware & InternetCommunications & NetworkingSemiconductorManufacturing & IndustrialRetail & RestaurantDefense & Homeland SecuritySeedEarlyGrace Venture Partners is a venture capital fund which invests in seed and early stage technology companies with a focus on materials, communications, software, and semiconductor technology. The firm specializes in providing equity financing for the commercialization of military technologies. Grace prefers companies with an East Coast presence, typically investing from $500,000 to $2 million in early stage ventures with pre-money valuations of $2 million to $10 million. Grace also may invest opportunistically in later stage and mezzanine rounds. The firm is also affiliated with Grace Restaurant Partners, LP (GRP), a syndicate of approximately forty institutions, corporations and high net worth individuals who invest in emerging growth restaurant companies throughout the U.S. GRP considers investments in the quick service, fast casual, casual and fine dining segments of the restaurant industry, typically making initial investments of $1 million to $10 million of venture capital in portfolio restaurant companies. The syndicate will also reserve funds for follow-on investments in these companies. Over the life of the investment, the fund expects to invest an average of $5-$10 million in each portfolio company.

390 North Orance Ave., Suite 2325OrlandoFL32801407-835-7900407-835-7901

Grace Venture portfolio companies include:TelASIChttp://www.hoovers.com/company/Telasic_Communications_Inc/rfhjhki-1.htmlGemesishttp://gemesis.com/WiDeFihttp://www.widefi.com/Ignitehttp://igniteinc.com/MILCOMhttp://www.milcom.org/Alineanhttp://www.alinean.com/Xytranshttp://xytrans.com/Investment Team:Edward P. Grace, III, Managing Director ngrace@graceventure.comH.I.G. Capitalwww.higcapital.comVCPEInformation TechnologyLife Sciences & HealthcareBusiness ServicesEarlyGrowthExpansionMiddle MarketFounded in 1993, H.I.G. Capital is a leading global private investment firm with over $12 billion of capital under management. H.I.G.'s family of funds includes private equity, venture capital, distressed debt, real estate and public equities. H.I.G. invests in companies throughout the U.S. and Europe and has offices in Miami, Atlanta, Boston, New York, Chicago, Dallas, and San Francisco in the U.S., and affiliate offices in London, Hamburg, Madrid, Rio de Janeiro, and Paris in Europe. The firm invests across a wide range of investment opportunities, from growth/development capital for minority stakes to control buyouts, and from profitable market leaders to underperforming businesses facing unique challenges. H.I.G's Private Equity division has acquired more than 200 companies with combined revenues of more than $8 billion. The firm specializes in providing capital to small and medium-sized companies with $50-500 million of enterprise value. H.I.G. Growth Partners is the dedicated growth capital investment affiliate and invests $5 million to $30 million in equity targeting profitable growth oriented businesses with between $10 million and $100 million in revenues. The firm focuses on technology, internet and media, healthcare, consumer products and technology-enabled financial and business services. Another division, H.I.G. BioVentures, invests in a broad range of life science opportunities across sectors and stages.

1450 Brickell Ave., 31st Floor MiamiFL33131305-379-2322305-379-2013

(Atlanta Office)Two Buckhead Plaza3050 Peachtree Road NW, Suite 360AtlantaGA30305404-504-9333404-504-9370Portfolio companies include:eMedicinehttp://emedicine.medscape.com/NorthStarhttp://www.northstarattahoe.com/Agere Systemshttp://en.wikipedia.org/wiki/Agere_SystemsHyperBranchhttp://hyperbranch.com/LOC-AIDhttp://www.loc-aid.com/Ideal Imagehttp://www.idealimage.com/Accupakhttp://www.accupak.in/Claymont Steelhttp://claymontsteel.com/HealthSTARhttp://www.healthstarcom.com/Desahttp://www.desatech.com/Funambolhttp://funambol.com/Lancopehttp://www.lancope.com/Nexidiahttp://www.nexidia.com/Savvionhttp://www.progress.com/en/savvion/index.htmlSunivahttp://www.suniva.com/Cornerstonehttp://en.wikipedia.org/wiki/CornerstoneDie Cuts with a Viewhttp://www.diecutswithaview.com/Anvishttp://anvisgroup.com/PlasticFabhttp://plasticfab.com/Pro-Pethttp://www.propet.com/AirNethttp://www.airnet.com/Safe-Guardhttp://www.safe-guard.com/Flight Optionshttp://www.flightoptions.com/Cardell Cabinetryhttp://www.cardellkitchens.com/Stanthttp://www.stant.com/Texas Honinghttp://www.texashoning.com/The Engine Grouphttp://www.theenginegroup.com/7(S) Personalhttp://www.grupoconstant.com/personal7/A10 Capitalhttp://a10capital.com/Cincinnati Test Systemshttp://www.cincinnati-test.com/Hanlohttp://hanlogages.com/Adscape Mediahttp://www.adscape.com/Batangahttp://www.batanga.com/es/CardioFocushttp://cardiofocus.com/Dent Wizardhttp://www.dentwizard.com/FanLibhttp://fanlore.org/wiki/FanLibGemin Xhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=37559974Investment Team:Sami Mnaymneh, Managing Partner (Growth)smnaymneh@higcapital.comTony Tamer, Managing Partner (Growth)ttamer@higcapital.comJohn Kim, Managing Director (Growth)John Black, Managing Director (Growth)jblack@higcapital.comFred Sturgis, Managing Director (Growth)fsturgis@higcapital.comCraig Burson, Managing Director (Growth)burson@higcapital.comBruce Robertson, Managing Director (BioVentures)Aaron Davidson, Managing Director (BioVentures)adavidson@higcapital.comDouglas Berman, Exec. Managing Director (PE)dberman@higcapital.comJohn Bolduc, Exec. Managing Director (PE)jbolduc@higcapital.comRick Rosen, Exec. Managing Director (PE)rrosen@higcapital.comBrian Schwartz, Exec. Managing Director (PE)bschwartz@higcapital.comTimothy Armstrong, Managing DirectorDave Blechman, Managing DirectorJay Carvell, Managing DirectorJackson Craig, Managing DirectorPankaj Gupta, Managing DirectorHealthDirect Partners, LLCwww.healthdirectpartners.comILife Sciences & HealthcareSeedHealthDirect Partners is a leading healthcare consumer incubator providing expertise in the funding, development and distribution of novel/ innovative healthcare consumer products. The firm recently announced that it has established its Healthcare Consumer Products Fund II (HCP II). This fund will focus on providing expertise, guidance and support for projects in the direct to consumer healthcare space, the company's core competency. The investments will range from $50,000 to $3,000,000 per venture. HealthDirect Partners excels at marketing production for television infomercial/commercial media as well as conventional marketing. With a development cycle of under 30 days for media distribution, the group is able to take inventor's products to the mass market in unprecedented time.

2616 Delmar PlaceFort LauderdaleFL33301540-947-1437888-794-6402

Portfolio companies include:N/AN/AInvestment Team:Steven Howell, CEODr. Amit Mehta, President and Medical LeadHealthEdge Investment Partnerswww.healthedgepartners.comPELife Sciences & HealthcareMedical DeviceMiddle MarketHealthEdge Investment Partners is an operating-oriented private equity firm, founded in 2005, that focuses exclusively on the healthcare industry. HealthEdge acquires control or significant minority ownership in both public and private companies with enterprise values between $10 and $100 million. The firm targets companies in niche segments where the partners have extensive expertise in the following sectors: medical products, equipment and devices; healthcare services; healthcare information technology; selected pharmaceutical segments; and specialty distribution. HealthEdge seeks to acquire established businesses in healthcare meeting the following financial and ownership characteristics: Enterprise Value between $10 million and $100 million; Revenues between $5 million and $75 million; and EBITDA near break-even to $10 million. HealthEdge will invest equity capital of $5 to $15 million per company from the fund. In addition, the firm's limited partners give HealthEdge access to additional equity, which enables them to provide $20-$25 million or more to any one opportunity.

5550 W. Executive Drive, Suite 230TampaFL33609813-490-7100813-490-7111

Portfolio companies include:Intra-Op Monitoring Serviceshttp://iomservices.com/POC Network Technologieshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=46054966Woodbury Productshttp://www.woodburyproducts.com/Advanced Bio-Technologieshttp://www.advancedbiotech.com/Belli Maternahttp://www.belliskincare.com/Omega Healthcare Management Serviceshttp://www.omegahms.com/company.htmlDispensing Solutionshttp://www.dispensingsolutionsinc.com/medication-dispensing/home.cfmEnaltushttp://enaltus.com/The Corridor Grouphttp://corridorgroup.com/Life Synchttp://www.lifesynch.com/The Hygenic Corporationhttp://hygeniccorp.com/Infinity Homecarehttp://infinityhc.com/PharMEDiumhttp://www.pharmedium.com/PlanVistahttp://nppn.com/Investment Team:Brian W. Anderson, Managing PartnerBrian@HealthEdgePartners.comGuy F. Bryant, Operating PartnerGuy@HealthEdgePartners.comPhillip S. Dingle, Managing PartnerPhil@HealthEdgePartners.comRalph Nelson, CFORalph@HealthEdgePartners.comJeffrey Thompson, Operating PartnerJeff@HealthEdgePartners.comCharles M. Davis III, Investment AnalystCharles@healthedgepartners.comScott Lee, PrincipalScott@HealthEdgePartners.comSteve Karasick, Operating PartnerSteve@HealthEdgePartners.comHFF Investments Corp.http://hffic.comFISoftware & InternetEducation & TrainingReal EstateEarlyH.F.F Investment Corp. was founded in February 2004 by the sole owner, Mr. Hely Fernandez. The firm was created with the purpose of developing various investment transactions. HFF currently maintains a portfolio of commercial real estate, residential real estate, and a collection of funds and investments based on mortgage guarantee with mostly Venezuelan clients.

17190 Royal Palm Blvd., Suite #2WestonFL33326954-385-2164 or 2165954-385-6636

Portfolio companies include:Zapointhttp://www.zapoint.com/APA Investmenthttp://www.facebook.com/pages/APA-Investment-Group-Inc/111301934597American Preparatory Academyhttp://www.americanprep.org/home/Eagle One Mortgagehttp://www.epinions.com/Eagle_One_MortgageInvestment Team:Helly Fernandez, Managing PartnerMerita RaicikMaria WulffHolding Capital Groupwww.holdingcapital.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsRetail & RestaurantMiddle MarketFounded in 1975, Holding Capital Group is a private equity investment and international money management firm. The firm's private equity focus is to acquire and grow (with management) profitable companies. Today, Holding Capital holds investments in over 50 companies and has over 60 members worldwide with backgrounds in industry, finance and professional services. Holding Capital has acted as principal in over 200 acquisitions and other investments totaling $3 billion in value, with transaction sizes ranging from $2-$150 million. Transaction types include management and leveraged buyouts, estate-orientated recapitalizations, growth financings, and outright acquisitions either by Holding Capital Group or one of its many portfolio companies, generally in partnership with the company's management. The firm looks for the following industries: low to medium tech manufacturing, all forms of distribution, value-added service businesses, specialized retail, and food services/franchising businesses. The firm is not interested in Start-ups, companies with negative cash flow, Venture Rounds, or Real Estate Development Holding targets companies with a minimum of $2 million in free cash flow to a maximum of $20 million.

3109 Grand Avenue, Suite 449 MiamiFL33133305-439-8412 305-716-9214

Portfolio companies include:401(k) Exchange.comhttp://www.401kexchange.com/HCG Energyhttp://www.livestrong.com/article/402607-lack-of-energy-while-on-an-hcg-diet/Gourmet Boutiquehttp://www.gourmetboutique.com/Berkeley Contract Packaginghttp://www.berkeleypackaging.com/Innerstavehttp://innerstave.com/Star-Glo Industrieshttp://www.starglo.com/ChicagoLand Commissaryhttp://www.clcdd.com/Metro Franchisinghttp://www.subway.com/subwayroot/development/Haskell Jewelshttp://www.miriamhaskell.com/Mori Leehttp://www.morilee.com/Da-Techhttp://da-tech.com/L&S Industrieshttp://www.lsindustries.com/Souther Stateshttp://www.southernstates.com/Master Lease of Delawarehttp://www.masterlease.com/Jreck Holdingshttp://jrecksubs.com/Haskins Electrichttp://www.haskins-electric.com/Skywardhttp://www.skyward.com/Samarahttp://en.wikipedia.org/wiki/Samara,_RussiaBarcel Wire & Cablehttp://www.manta.com/c/mt4pxnv/barcel-wire-cable-corpDisc Graphicshttp://www.discgraphics.com/Illinois Concrete Productshttp://www.maconline.org/directory/cminfo/cminfo.htmlInnovendhttp://innovend.com.ph/Mid Cities Fabricationhttp://mid-citysteel.com/Saratoga Water http://www.saratogaspringwater.com/Sticky Pitch http://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=5381029Zip-Nethttp://www.zip-net.com/Payard Patisserie & Bistrohttp://www.payard.com/Demo Prohttp://demo-pro.com/Investment Team:Linda Boyd-Joneslboyd-jones@holdingcapital.comAndrew Boyd-Jonesaboyd-jones@holdingcapital.comHyde Park Capitalwww.hydeparkcapital.comVCInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsRetail & RestaurantEarlyMiddle MarketHyde Park Capital is a middle-market investment banking firm specializing in mergers and acquisitions and capital raising for public and private companies typically located in Florida and the Southeastern United States. Hyde Park's investment banking firm typically works with companies on sellside and buyside engagements in transactions that range in size from $10 million to $500 million or more. Private placements range in size from a minimum of $10 million to over $100 million. The firm's areas of focus include the following industry sectors: Healthcare; Technology, Communications and Media; Financial Services; Business Services; Industrial, Manufacturing and Distribution; Consumer and Retail.

701 North Franklin StreetTampaFL33602813-383-0202813-383-0209

Portfolio companies include:EnviroCaphttp://www.envirocap.com/Pilgrim Softwarehttp://www.pilgrimsoftware.com/V3 Systemshttp://v3sys.com/Advantica Eyecarehttp://www.advanticabenefits.com/Coleman Technologieshttp://www.ctiusa.com/Sunair Serviceshttp://www.answers.com/topic/sunair-electronics-incEmpower Software Solutionshttp://www.empowersoftware.com/Orion Internationalhttp://en.wikipedia.org/wiki/Orion_VIIDynaflairhttp://www.arcat.com/arcatcos/cos32/arc32130.htmlNelcohttp://www.nelcoproducts.com/Dattoli Cancer Centerhttp://dattoli.com/GemSealhttp://www.gemseal.net/Steel Vaulthttp://steelvault.co/Inuvohttp://inuvo.com/Vology Data Systemshttp://www.vds.com/MDT Personnelhttp://www.mdtpersonnel.com/Diagnostic Clinic Medical Grouphttp://www.dc-fl.com/Boyd Industrieshttp://www.boydindustries.com/Best Group IPAhttp://www.jsahealthcare.com/MaxxAir Venthttp://maxxair.com/Southern Managementhttp://www.southernmanagement.com/Creative Recycling Systemshttp://www.crserecycling.com/Advanced Diagnostic Grouphttp://www.advanceddiagnosticgroup.com/Unilens Visionhttp://www.unilens.com/Investment Team:John H. Hill, Jr., Senior Managing Directorhill@hydeparkcapital.comJohn M. McDonald III, Senior Managing Directormcdonald@hydeparkcapital.comJeffrey A. Bridge, Vice Presidentbridge@hydeparkcapital.comJennifer M. Paul, Analystpaul@hydeparkcapital.comKeith W. Hodgdon, Senior Vice Presidenthodgdon@hydeparkcapital.comMichael K. Mariani, Associatemariani@hydeparkcapital.com Luke A. Thomas, Analystthomas@hydeparkcapital.comBrendan M. Deska, Analystdeska@hydeparkcapital.comIncubate Miamiwww.incubatemiami.comIInformation TechnologySoftware & InternetSeedIncubate Miami is a public/private partnership between Digiport and The Enterprise Development Corporation of South Florida (EDC) that supports emerging science and technology companies in Miami. Conceived of by Marc Billings, CEO of Digiport, Incubate Miami provides multiple layers of support for entrepreneurs. The mission is to accelerate the growth of startups and innovation and to develop a vibrant technology-based community that creates high-skill, high wage jobs in industries that drive the global economy. The Technology Accelerator program is a startup "bootcamp" offered twice a year during the spring and fall. The three month startup accelerator program focuses on providing targeted resources in a structured environment to technology companies and applications. Each program class consists of 10-15 companies selected to participate in the series of fast-paced, rigorous workshops focused on specific topics critical to their business development.

200 Southeast 1st Street, Suite 601MiamiFL33131786-220-7145

Program companies include:KidzBuxhttp://www.facebook.com/kidzbuxYouCelebhttp://www.youceleb.com/Freelunchedhttp://www.facebook.com/freelunchedRazienthttp://razient.com/ACChttp://www.theacc.com/Hermosa Marketinghttp://www.hermosamarketing.com/KRAA Securityhttp://kraasecurity.com/Credilis Media Grouphttp://credelis.com/The Culinary Institute of Spainhttp://www.culinaryinstituteofspain.com/Management Team:Juan Porrasjuan.porras@incubatemiami.comInflexion Partnerswww.inflexionvc.comVCSoftware & InternetCommunications & NetworkingLife Sciences & HealthcareSeedEarlyInflexion Fund L.P., managed by Inflexion Partners, is a seed and early stage venture capital fund. The fund is the first and only Florida fund leveraging a network venture capital model involving some of the largest institutional investors in the country. Inflexion focuses on companies in the Communication, Software and Life Sciences industries. The firm's geographic focus is Florida and rare, exceptional Southeast opportunities. Inflexion typically commits $100K-$1M as part of a larger round with reserve for future rounds.

12565 Research Pkwy, Suite 300 OrlandoFL32826407-381-2675 407-381-2631

(Tampa Office)P.O. Box 25231 TampaFL33622407-381-2675 (Gainesville Office)2153 S.E. Hawthorne Road, Suite 103, Box 11GainesvilleFL32641352-339-6669Portfolio companies include:WiDeFihttp://www.widefi.com/Persystent Technologieshttp://www.persystent.com/CallMinerhttp://www.callminer.com/index.htmCelsia Technologieshttp://www.celsiatechnologies.com/index.aspDatabanqhttp://www.databanq.com/IZEAhttp://izea.com/Proximitieshttp://proximities.org/RedPathhttp://www.redpathmining.com/Visible Assetshttp://www.visible-assets.com/Investment Team:Jim Boyle, Managing Partnerjim@inflexionvc.comCharles Resnick, Managing Partnercharles@inflexionvc.comDan Rua, Managing Partnerdan@inflexionvc.comMichael Barach, Venture PartnerCarolyn Ticknor, Venture PartnerInterMedia Partners, LPwww.intermediaadvisors.comPEInformation TechnologySoftware & InternetMedia & Digital MediaSports & EntertainmentMiddle MarketInterMedia Partners, LP is a private equity investment fund focusing on the media industry across all platforms - television, radio, publishing, internet and marketing. The current fund, InterMedia Partners VII, LP is focused on content assets which target underserved markets. Founded in 1988 by Leo Hindery Jr., InterMedia Partners, LP is premised on the philosophy that by bringing extensive operating experience to media private equity, the fund could drive superior returns. Over the course of its seven funds, InterMedia has invested in cable television, broadcast television, print, programming, and broadband opportunities. The firm has additional offices in New York and Denver, CO.

2000 Ponce De Leon Blvd, Suite 500Coral GablesFL33134305-421-6364305-421-6389

Portfolio companies include:Cinelatinohttp://www.cinelatino.com/Control Roomhttp://controlroom.com/Gospel Music Channelhttp://www.watchgmctv.com/musicInterMedia Outdoorshttp://imoutdoorsmedia.com/Sportsman Channelhttp://www.thesportsmanchannel.com/Soul Train Holdingshttp://soultrain.com/about/Thomas Nelsonhttp://tncc.edu/Universal Sportshttp://www.universalsports.com/Uptown Media Grouphttp://uptownmagazine.com/Vibe Holdingshttp://www.adweek.com/news/press/vibe-holdings-buys-blackbook-and-its-technology-137358InterMedia Espanol Holdingshttp://www.intermediaadvisors.com/main.cfm?actionId=globalShowStaticContent&screenKey=cmpPortfolio&s=interMediaAccess Networkhttp://www.theaccess-network.org/BlackBook Mediahttp://www.blackbookmag.com/Aspirehttp://aspirekidsports.com/Investment Team:Leo Hindery, Jr., Managing Partnerlhindery@intermediaadvisors.comPeter M. Kern, Managing Partnerpkern@ intermediaadvisors.comDavid B. Koff, Senior Partnerdkoff@intermediaadvisors.comAlan J. Sokol, Senior Partnerasokol@intermediaadvisors.comCraig D. Fischer, Partnercfischer@intermediaadvisors.comJerome Letter, PartnerKLH Capital, LPwww.klhcapital.comPEManufacturing & IndustrialBusiness ServicesMiddle MarketKLH Capital, L.P. is a private investment firm founded to provide entrepreneurs with capital to facilitate recapitalizations, management buy-outs and buy-ins, family successions, and other ownership transitions. The Partners of KLH Capital are the co-founders of Florida Capital Partners, another Tampa based private equity firm, and have been personally involved in the investment of more than $350 million in small businesses nationwide. KLH Capital is a supportive financial partner that allows management teams to retain autonomy over daily operations. The firm currently manages $165 million in capital across two funds. KLH targets companies with earnings before interest and taxes of at least $2 million and revenues between $10 and $100 million. The firm avoids investments in Commodity products; High-tech products; Capital intensive heavy equipment; Early stage venture deals; Biotech; Computer software or hardware; Restaurants; Real Estate; Retail; and new Construction.

601 Bayshore Blvd, Ste 850TampaFL33606813-222-0160813-222-0161

Portfolio companies include:QualaWash Holdingshttp://www.qualawash.com/Bell'O Internationalhttp://www.bello.com/Industrial Distributor of Fastenershttp://randefasteners.com/index.htmlThe Main Resourcehttp://tmrcompany.com/Educational Symposiahttp://www.edusymp.com/Blake & Pendletonhttp://blakeandpendleton.com/Florachemhttp://www.florachem.com/Nelbud Services Grouphttp://www.nelbud.com/URETEK Holdingshttp://uretekfl.com/Distributor of Stone Memorialshttp://granitmccutcheon.com/CCM Wirelesshttp://www.cellhut.com/CCM-Digitunes-Mobile-FM-Stereo-Transmitter-3136.htmlFederal Resources Supply Companyhttp://federalresources.com/Recovery Holdingshttp://valuerecoveryholding.com/Energy Hardwarehttp://www.energyhardware.com/Everlasting Granite Memorialhttp://www.everlastinggranite.com/Military Models Distributorshttp://www.militarymodel.net/Coastal Resourceshttp://coastal-resources.net/Spectrumhttp://www.thespectrum.com/Nations Fencehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=4445537Bock & Clarkhttp://bockandclark.com/Investment Team:John F. Kirtley, Co-Founder and Partnerjohn@klhcapital.comP. Jeffrey Leck, Co-Founder and Partnerjeff@klhcapital.comWilliam L. Dowden, III, Principalwill@klhcapital.comChristopher T. Hart, Vice Presidentchris@klhcapital.comKyle P. Madden, Vice Presidentkyle@klhcapital.comJason M. Hubbard, Analystjason@klhcapital.comMichael J. Stump Analystmichael@klhcapital.comLane Five Ventures, LLCAInformation TechnologySeedMark Swanson is a serial entrepreneur who has successfully started a half dozen companies in the last 13 years. As Managing Director of Lane Five Ventures, LLC, he is a founder/owner /investor in several emerging growth companies and provides management consulting to growing companies. He is an investor in, and Chairman of Telovations.

c/o Telovations1410 W. Shore Blvd., Suite 700TampaFL33607813-774-4370813-289-540

Portfolio companies include:Telovationshttp://www.telovations.com/Investment Team:Mark Swanson, Managing Directormswanson@lanefive.comLaunch Pad Techwww.venturehive.coILife Sciences & HealthcareConsumer ProductsRetail & RestaurantSports & EntertainmentSeedLaunch Pad Tech is a startup accelerator that leverages the strengths of Miami by focusing on technology startups in three verticals: travel/ hospitality, healthcare, and creatives (art, design, fashion, music, film, etc). For each program, Launch Pad select 10 companies who each get a $25,000 grant (NO EQUITY), a year of free office space, and mentoring and support. Launch Pad also adopts 25 Miami-based startups outside of the accelerator verticals to participate in the structured program and receive mentoring and access to a new collaborative space - bringing the tech community together. A prospective company can already have received external funding but no more than $500,000.

1010 NE 2nd Ave.MiamiFL33132305-735-1274

Portfolio companies include:BoatYard.comhttp://boatyardclub.com/EveryPosthttp://everypost.com/Hair Construction Clubhttp://forum.blackhairmedia.com/lace-front-construction-club_topic22232.htmlKimetrichttp://www.kimetric.com/RawAppshttp://www.rawapps.com/196488/com-rawapps-rawappsmobile/Mobile Health Solutionshttp://www.phsmobile.com/Poolamihttp://www.youtube.com/watch?v=smRIGw7XnzINightProhttp://nightpro.co/SWOLhttp://swol.leaguetime.com/The Social Radiohttp://www.thesocialradio.com/Raw Shortshttp://www.ebay.com/sch/i.html?_nkw=g+star+raw+shortsTabberhttp://www.ebay.com/sch/i.html?_nkw=tabberGetMyRxhttp://www.getmyrefillrx.com/Management Team:Susan Amat, Creator and Foundersusan@launchpadtech.coLovett Miller & Co.www.lovettmiller.comVCInformation TechnologySoftware & InternetLife Sciences & HealthcareMedical DeviceBusiness ServicesFinancial ServicesConsumer ProductsRetail & RestaurantEarlyGrowthExpansionFormed in 1997, Lovett Miller provides equity capital to rapidly growing, privately-held companies. The firm manages $175 million in committed capital and invests in a broad range of financings including early stage, growth capital, and growth buyouts. Lovett Miller typically invests $3 million to $10 million per company, although it is willing to consider both smaller and larger equity investments. The firm is particularly interested in investments that can compound their value over a ten-year timeframe. Lovett Miller has experience in a diverse range of industries including Technology products and services; Healthcare services and devices; Business Services; Consumer and retail companies; and Financial Services firms. The firm primarily invests in companies domiciled in the Southeastern U.S. and Texas.

One Independent Drive, Suite 1600JacksonvilleFL32202904-634-0077

(Tampa Office)1700 South MacDill Ave., Suite 300TampaFL33629813-222-1477 813-222-1478Portfolio companies include:360Commercehttp://www.oracle.com/us/corporate/Acquisitions/360commerce/index.htmlEmployeasehttp://employease.com/Key-Trakhttp://www.keytrak.com/Peopleclickhttp://www.peopleclick.com/?interbiznetAlphamedhttp://www.alphamed.biz/CareAnywarehttp://www.careanyware.com/K&G Men's Centershttp://kgstores.com/Kinetic Book Companyhttp://www.kineticbooks.com/Powertelhttp://www.powertel.com.au/Proxima Therapeuticshttp://www.neuroventures.com/news.htmlUnited Dental Carehttp://uniteddentalonline.com/home.aspDocuFreehttp://www.docufree.com/EverBankhttps://www.everbank.com/Florida Bankhttp://www.flbank.com/GO Softwarehttp://gosoftwear.com/Healthcare Solutionshttp://healthcaresolutions.com/Med3000http://www.med3000.com/RxStrategieshttp://www.340bplus.com/TowerComhttp://www.tower.com/Centennial Healthcarehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26277Cybexhttp://www.cybexintl.com/Main Bank Corp.http://mymainstreetbank.com/Sigma International General Medical Apparatushttp://www.sigmapumps.com/Southcoast-Boca Associateshttp://lovettmiller.com/InvestmentTeam/RadLovett.aspxSoutheast Healthplanhttp://www.southeastcommunitycare.com/Telovationshttp://www.telovations.com/Investment Team:W. Radford Lovett, II, Managing Directorrad@lovettmiller.comW. Scott Miller, Managing Directorscott@lovettmiller.comMangrove Equity Partners, LPwww.mangroveequity.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionMiddle MarketMangrove Equity Partners, L.P. is a Tampa, Florida based lower middle market private equity fund. Mangrove invests in stable and profitable service companies, manufacturers, and value added distributors headquartered in the U.S. or Canada with $2-$8 million of pre-tax profits. Candidates should feature a diverse customer base, meaningful growth prospects (through either internal growth or through add-on acquisitions), and should enjoy strong and defensible market share in their regional or national marketplace. For new investments, rather than add-on acquisitions, Mangrove typically invests in companies with revenues from $8-$100 million. Mangrove's transactions are typically from $10-$50 million in deal size. Mangrove Equity Partners invests and has extensive experience in Recapitalizations, Family Succession Recapitalizations, Management Buy-Outs, Management Buy-Ins, Industry Consolidations, and Select Underperformers. The company has managed in excess of $400 million of equity over seven predecessor funds.

101 S. Franklin Street, Suite 205TampaFL33602813-868-4500813-224-0922

Portfolio companies include:Gayescohttp://www.gayesco.com/R&H Supplyhttp://www.randhsupply.com/Everett Laboratorieshttp://www.everettlabs.com/Integrated Global Serviceshttp://www.integratedglobal.com/Aircraft on Groundhttp://www.aoginc.com/North American Aviation Serviceshttp://naascorp.com/Investment Team:Glenn Oken, Managing Directorgoken@mangroveequity.comHunter Reichert, Managing Directorhreichert@mangroveequity.comMatt Young, Managing Directormyoung@mangroveequity.comRoger Bates, Operating Partnerrbates@mangroveequity.comBarry Korthuis, Operating Partnerbkorthuis@mangroveequity.comKyle Wrightkwright@mangroveequity.comKristen Bistany, Office Managerkbistany@mangroveequity.comWhit Websterwwebster@mangroveequity.comChristopher Dinucdinu@mangroveequity.comMayport Venture Partners, LLCwww.mayport.ccVCInformation TechnologySeedEarlyMayport Venture Partners serves as investor and advisor in seed and early stage technology application companies. The firm is a relationship-oriented, long-term investor committed to providing ongoing support to its portfolio companies. Charles Rice currently serves as Chairman of Mayport Venture Partners. He is the former Chairman of the Board and Chief Executive Officer of Barnett Banks, Inc., a Florida-based bank holding company, which merged with NationsBank Corp.

50 N. Laura StreetJacksonvilleFL32202904-359-0500

Portfolio companies include:M2M Imaginghttp://www.m2mimaging.com/SuturTekhttp://www.suturtek.com/Outside the Classroomhttp://www.outsidetheclassroom.com/about.aspxAdvanced Disposalhttp://www.advanceddisposal.com/Pet Paradisehttp://petparadiseresort.com/Investment Team:Charles E. Rice, ChairmanC. Daniel Rice, President and CEOdanrice@mayport.ccMBF Healthcare Partners (MBF)www.mbfhealthcarepartners.comPELife Sciences & HealthcareMiddle MarketMBF Healthcare Partners (MBF) is a private equity firm that invests in healthcare companies. The firm manages $397.5 million of total equity capital in its two funds, MBF Fund I and MBF Healthcare Acquisition Corp. MBF Fund I consists of $225 million of equity capital and targets healthcare service companies with annual EBITDA greater than $5 million. MBF Healthcare Acquisition Corp. is a special purpose acquisition company that consist of $172.5 million of equity capital and targets healthcare service companies with annual EBITDA greater than $30 million. MBF has a typical investment size of $10 to $50 million of equity per investment.

121 Alhambra Plaza, Suite 1100Coral GablesFL33134305-461-1162

Portfolio companies include:Atlantic Dentalhttp://atlantic-dental.com/Hospitalists of Americahttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30674537Medical Specialties Distributorshttp://www.msdonline.com/Nutri-Force Nutritionhttp://www.nutriforce.com/Navarro Discount Pharmacieshttp://www.navarro.com/Omni Home Carehttp://omnihomecare.net/Simply Healthcare Planshttp://www.simplyhealthcareplans.com/eMindfulhttp://www.emindful.com/Suncrest Healthcarehttp://www.suncresthealth.com/agency_Tennessee.htmlSedano's Pharmacyhttp://www.sedanos.com/Betancourt Nutritionhttp://betancourtnutrition.com/Vitacorehttp://www.virtacore.com/Clear Health Alliancehttp://www.clearhealthalliance.com/betterhealthhttp://www.thebetterhealthstore.com/Investment Team:Mike Fernandez, Chairmanmfernandez@mbfhp.comMarcio C. Cabrera, Managing Directormcabrera@mbfhp.comJorge Rico, Managing Directorjrico@mbfhp.comLuis Gonzalez, Directorlgonzalez@mbfhp.comIsabel Pena, CFOipena@mbfhp.comAlexander M. Fernandez, Sr. Associateafernandez@mbfhp.comMDI Partnerswww.mdipartners.comVCMedical DeviceEarlyFounded in 2004, MDI Partners specializes in early stage medical device development. The company was founded as a result of the mutual recognition by four experienced medical device leaders that there is an unmet need for financial support and management expertise in the development of promising medical device technologies for smaller markets that are below the threshold of interest for traditional venture capital. The entire MDI Partners team is actively involved in every project, each bringing their expertise to ensure success. Ideal products are ones where the company estimates it can take a product from inception to a fully functional prototype, FDA approval and exit on an investment of between $500,000 and $2,000,000. The process begins with an assessment of how a given project fits key elements of the MDI model. When a project meets certain criteria, the company spins the intellectual property out as a new company with a research and development plan for investors to evaluate. Equity is split between MDI, the inventors, experts that are brought in to develop the technology, and the investors.

2701 NW 2nd Ave., Suite 218Boca RatonFL33431561-395-7767561-237-5040

Portfolio companies include:Clear Catheter Systemshttp://www.pleuraflow.com/VenX Medicalhttp://www.venxmedical.com/RetinaSensehttp://retinasense.com/Device Innovation Grouphttp://deviceinnovationgroup.com/PleuraFlowhttp://www.pleuraflow.com/ClearSpechttp://www.clearspec.com.au/Investment Team:Edward Boyle M.D., Managing DirectorJohn F. Harris, FounderAndrew Firlik M.D., FounderChris Genau, Vice President of EngineeringMergenet Solutions, Inc.www.mergenetsolutions.comIInformation TechnologyEnergy & Clean TechLife Sciences & HealthcareMedical DeviceSeedMergenet Solutions, Inc. is a technology incubator and parent company of Mergenet Medical Inc (MMI), a healthcare technology incubator launched in 2004 to identify, develop, finance and manage innovative products for the medical market. Additional companies under Mergenet Solutions corporate management include InnoMed Technologies, RespCare, and InnoMed CriticalCare. Mergenet Solutions companies have associations with a network of over 3,500 DME's (Durable Medical Equipment Companies) in the USA and Canada, have developed alliances with major medical product distributors, and have established partnerships with contract manufacturers.

6601 Lyons Road, Suite B1-B4Coconut CreekFL33073888-280-6546888-280-6607

Portfolio companies include:HiFLO2http://www.culligan.sk/pdf/soft_hiflo2.pdfTrach-Assisthttp://www.mergenet.co/mergenetmedical/press/article004.htmCPeXhttp://www.cpexre.com/Bravo IIhttp://www.primera.com/bravo-4100-models.htmlalohahttp://en.wikipedia.org/wiki/AlohaHybridhttp://www.hybridcars.com/Nasal-Aire IIhttp://www.cpap-supply.com/Nasal-Aire-II-p/k2a.htmSylenthttp://www.myspace.com/sylent562Utopiahttp://en.wikipedia.org/wiki/UtopiaInvestment Team:Bruce Sher, Presidentbrucesher@mergenetsolutions.comShara Hernandez, CEOsharahernandez@mergenetsolutions.comJoan E. Bayer, CFOjoanmorelli@mergenetsolutions.comPeter DeCicco, Director of Corporate Developmentpeterdecicco@mergenetsolutions.comMILCOM Technologieswww.milcomtech.comVCInformation TechnologyDefense & Homeland SecuritySeedMILCOM Technologies is a seed-stage venture fund that conceives, creates and launches technology companies in partnership with defense contractors, federal laboratories and other leading-edge research and development sources. In the past nine years, fourteen companies have been launched through the fund, which in turn have attracted over $600M in venture capital from firms such as AMAT, APAX, Bessemer Venture Partners, IBM, Oak Investment Partners, Redpoint Ventures, True Ventures and others. The fund works with Technology Partners (such as BAE, Boeing, ITT, Honeywell, Lockheed Martin, Raytheon and others) to create market-dominant companies that develop disruptive products and applications that answer critical market needs. The technology commercialization process provides for: identification of large emerging markets; determination of inherent technology gaps; identification and qualification of proven and protected technologies; assembly of technical and commercial experts to map and execute solutions; creations, launch, growth and funding of a portfolio company; and finally operational execution. MILCOM Technologies is managed by Arsenal Venture Partners (see profile).

c/o Arsenal Venture Partners270 West New England AvenueWinter ParkFL32789407-838.1439

Portfolio companies include:A123 Systemshttp://a123systems.com/InVisagehttp://invisageinc.com/Nanosolarhttp://www.nanosolar.com/Petra Solarhttp://www.petrasolar.com/PowerGenixhttp://www.powergenix.com/Super Fi Systemshttp://www.superfi.co.uk/Teranexhttp://teranex.com/NanoSteelhttp://nanosteelco.com/Trust Digitalhttp://www.mcafee.com/us/about/trustdigital/index.aspxOnPoint Technologieshttp://onpoint.us/SkyCrosshttp://www.skycross.com/iosil Energyhttp://iosilenergy.com/Mesh Networkhttp://en.wikipedia.org/wiki/Mesh_networkingReal Digital Mediahttp://www.realdigitalmedia.com/Spectrum Bridgehttp://spectrumbridge.com/Home.aspxTelasic Communicationshttp://www.hoovers.com/company/Telasic_Communications_Inc/rfhjhki-1.htmlAkerminhttp://akermin.com/Arctic Sandhttp://masschallenge.org/profile/team/arctic-sandAtraverdahttp://www.atraverda.com/Bioformixhttp://bioformix.com/Blue Pillarhttp://bluepillar.com/Coconahttp://cocona.com/CrossFiberhttp://crossfiber.com/PowerPrecisehttp://edageek.com/2007/10/10/powerprecise-texas-instruments/Investment Team:Jason Rottenberg, General Partnerjrottenberg@milcomtech.comChristopher Fountas, General Partnercfountas@milcomtech.comJohn Trbovich, General PartnerJennifer Dunham, Operating Principaljdunham@milcomtech.comDenny Behm, PrincipalDavid Odom, PrincipalHenry Huey, PrincipalKerri Breen, Principalkerri@arsenalvp.comPatricia Glazapatti@arsenalvp.comMilestone Advisors, LLCwww.milestonecap.comPEMBFinancial ServicesEarlyGrowthFounded February 2001, Milestone Advisors is the financial advisory division of Milestone Merchant Partners, LLC. Milestone Merchant Partners is a FINRA licensed broker/dealer and is headquartered in Washington, DC. Milestone's core focus is providing investment banking services to institutions and companies within the financial services sector. Milestone engages in merchant banking activities, participating in early stage financing, growth capital, and acquisition financing. The firm also operates Milestone Capital, an $88 million private equity fund focused on control buyouts of underperforming corporate orphans with revenues of $25-150 million. Milestone has additional offices in New York, Washington, DC, and California.

17501 Biscayne Boulevard Suite 470AventuraFL33160305-297-3411 305-945-5887

Portfolio companies include:Republic Business Credithttp://republicbc.com/Doral Healthcare Financehttp://www.doralhealthcarefinance.com/Bell Mortgagehttp://bellmortgage.com/Federal National Payableshttp://federalnational.com/Green Dothttps://www.greendot.com/greendot/Sollen Technologieshttp://www.sollen.com/Tree.comhttp://www.tree.com/Alter Monetahttp://www.elementfinancial.ca/Ascentup Capitalhttp://www.ascentcapital.in/Relshttp://www.rels.info/Investment Team:Jeffrey M. Levine, Managing Director, 305-579-2001jlevine@milestonecap.comAlain Toto, Managing Director, 786-528-1902atoto@milestonecap.comMont Vista Capitalwww.montvista.comMBEnergy & Clean TechMiddle MarketMont Vista Capital is a leading global provider of investment banking and risk advisory services to clients in the alternative energy industry. Mont Vista also seeks proprietary trading and growth equity opportunities in alternative energy markets which add value for its stakeholders. The firm has offices in Miami, Seattle, San Francisco and New York.

201 S. Biscayne Blvd., Suite 2800 MiamiFL33131305-350-1922305-735-8845

Portfolio companies include:N/Ahttp://www.na.org/Investment Team: Tyler J. Krutzfeldt, CFA, Founder and Managing Directortjk@montvista.comDr. Scott Sills, PhDNate SilvermanKim JohnsonDennis S. Banasiak, PhDMorgenthau Venture Partnerswww.morgenthau.comVCSoftware & InternetCommunications & NetworkingLife Sciences & HealthcareEarlyGrowthFounded in 1972, Morgenthau Venture Partners is a highly specialized financial and strategic advisory practice specializing in mergers and acquisitions, divestitures, integration support, strategic planning and critical developmental stage planning. The firm focuses on the following industries: software and programming, computer services, healthcare services, and telecommunications. Morgenthau Venture Partners is in the midst of raising its inaugural Accelerator Stage Fund, with a target capitalization of $60 million. The Fund will make equity investments in a diversified group of growing technology driven "Accelerator Stage" companies. Accelerator Stage companies consist of both early and growth stage companies (i.e. $2 million - $30 million in revenues) that seek an institutional round of financing or a strategic relationship with larger institutionally financed public or private companies. The Accelerator Fund will pursue investments primarily in the Southeastern United States (Florida, Georgia, Alabama and the Carolinas) with particular emphasis on the most underserved market, Florida. The typical capital requirement ranges from $1 to $4 million over the life of the company's funding cycle, depending on the stage of development, business model and industry category.

6750 N. Andrews Ave Suite 250Fort LauderdaleFL33309954-463-0501954-463-0704

Portfolio companies include:SIVAhttp://en.wikipedia.org/wiki/ShivaMyxerhttp://www.myxer.com/Investment Team:Anthony R. Morgenthau, Co-Founder and Managing Partneramorgenthau@morgenthau.comMichael Andzel, Co-Founder and Managing Partnermandzel@morgenthau.comDouglas Betlach, Co-Founder and Managing Partnerdbetlach@morgenthau.comLarry Dukes, Venture PartnerAllen Furst, Venture PartnerMPM Capitalwww.mpmcapital.comVCLife Sciences & HealthcareMedical DeviceEarlyGrowthExpansionMPM invests in biotechnology, specialty pharma, medical technology, and related companies that provide innovative medical products and requisite services to the healthcare industry, irrespective of geography, stage of development and therapeutic area. MPM has a total committed capital of over $2 billion. MPM Capital began investing its fourth venture fund, the MPM BioVentures IV Fund, in the second quarter of 2006. MPM Capital closed its fifth venture initiative, the MPM BioVentures V family of funds (BV5) in 2010. With committed capital just under $300 million, BV5 has a portfolio of 6 companies currently. Approximately 75% of BV4's investments are focused on biotechnology and pharmaceutical products and 25% are focused on medical device companies. From a geographic perspective, approximately 25% of BV4's investments have been made outside the U.S., including investments in Asia as well as in Europe. The firm also maintains offices in Florida, San Francisco and Kansas City.

747 SW 2nd Ave., Suite 201GainesvilleFL32601

Portfolio companies include:23andMehttps://www.23andme.com/Allozynehttp://www.allozyne.com/Enteromedicshttp://www.enteromedics.com/Peptimmunehttp://www.peptimmune.com/Surface Logix Xanodyne Pharmaceuticalshttp://oncologyknowledgebase.com/Updates/companyJun09.htmlAnthera Pharmaceuticalshttp://anthera.com/Aratana Therapeuticshttp://www.aratanatherapeutics.com/AVEO Pharmaceuticalshttp://aveopharma.com/Cardiac Dimensionshttp://cardiacdimensions.com/Chiasmahttp://www.chiasmapharma.com/Dragonfly Scienceshttp://www.dragonflysciences.com/about/leadership.htmlEpizymehttp://epizyme.com/index.aspForteBiohttp://www.fortebio.com/Kalidexhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=115649601Macrogenicshttp://www.macrogenics.com/NeoVistahttp://neovistainc.com/Oxagenhttp://www.oxygen.com/Nevrohttp://www.nevro.com/PrimeraDxhttp://primeradx.com/site/Radius Healthhttp://radius-health.com/Valeritashttp://www.valeritas.com/Celladonhttp://www.celladon.net/Ceregenehttp://ceregene.com/Colucid Pharmaceuticalshttp://www.colucid.com/Conatus Pharmaceuticals http://www.conatuspharma.com/EKR Holdingshttp://www.crtx.com/about_us/ekr.htmlEndoGastric Solutionshttp://www.endogastricsolutions.com/Epigenomicshttp://www.epigenomics.com/en/Idenix Pharmaceuticalshttp://www.idenix.com/iPierianhttp://www.ipierian.com/KaloBios Pharmaceuticalshttp://kalobios.com/Aires Pharmaceuticalshttp://www.airespharma.com/Astutue Medicalhttp://astutemedical.com/NeuroTherapeutics Pharmahttp://www.ntprx.com/Proteon Therapeutics http://www.proteontherapeutics.com/Rhythm Pharmaceuticals http://rhythmtx.com/TriVascularhttp://www.trivascular.com/Verastem http://www.verastem.com/Investment Team:Todd Foley MBA, Managing Directortfoley@mpmcapital.comAnsbert Gadicke MD, Managing Directoragadicke@mpmcapital.comVaughn M. Kailian Managing Directorvkailian@mpmcapital.comRobert Millman JD Managing DirectorKazumi Shiosaki PhD, Managing Directorkshiosaki@mpmcapital.comJeremy Sohn, Managing Directorjsohn@mpmcapital.comDavid Stack, Managing Directordstack@mpmcapital.comElizabeth Stoner MD, Managing DirectorJohn Vander Vort J.D., Managing Directorjvandervort@mpmcapital.comBard Geesaman MD PhD, Managing Director (Florida)bgeesaman@mpmcapital.comGeorge Daley MD, PhD, Venture PartnerLauren Cauley, Chief Financial OfficerCorey McCann MD PhD, PrincipalLuke Evnin, PhD, Managing DirectorSebastian Meier-Ewert PhD, Managing Directorsmeierewert@mpmcapital.comGary Patou, MD, Managing DirectorNew River Capital Partnerswww.newrivercapital.comVCPELife Sciences & HealthcareBusiness ServicesConsumer ProductsSeedEarlyGrowthExpansionNew River is a private equity fund that invests in companies at different stages of maturity, ranging from start-ups to expansion financings and buyouts, as well as in both public and private companies. New River prefers to be the lead investor in most private financings, focusing its efforts on three main areas: Business Services, Health Care Services, and Consumer Brands. Prospective companies should be able to generate in excess of $10 million in operating profit within three years, be self-sustaining, have operating margins in excess of 10%, or be able to achieve such threshold within two years. Partner companies should either have a significant presence in the Southeast or have the capability to relocate senior management to Florida.

401 East Las Olas Boulevard, Suite 1140Fort LauderdaleFL33316954-713-1160954-713-1175

Portfolio companies include:Avaltushttp://www.avaltus.com/Comtexhttp://en.wikipedia.org/wiki/ComtexInternet.comhttp://www.internet.com/SchoolPophttp://www.onecause.com/schoolpopCertiLearnhttp://www.certilearn.com/HightTouch Technologyhttp://www.hightouchinc.com/IntraLearnhttp://www.intralearn.com/APTNhttp://www.aptn.com/AutoNationhttp://www.autonation.com/Hungry Mindshttp://hungrymindbooks.com/MetaExchangehttp://firstmetaexchange.com/Pivotal Fitnesshttp://www.pivotalfitness.com/Women First Healthcarehttp://womenfirsthealth.com/CoreVisionhttp://corevisioncorp.com/ITC Learninghttp://www.itclearning.com/Gerald Stevenshttp://www.answers.com/topic/gerald-stevens-incCourtLinkhttp://www.lexisnexis.com/en-us/products/courtlink-for-corporate-or-professionals.pageKanbayhttp://en.wikipedia.org/wiki/KanbayBlockbuster Entertainmenthttp://www.blockbuster.com/Reel.comhttp://www.reel.com/Investment Team:Steven R. Berrard, Co-FounderThomas C. Byrne, Co-Foundertbyrne@newrivercapital.comThomas E. Aucamp, Co-Foundertaucamp@newrivercapital.comMichael S. Bush, Principalmbush@newrivercapital.comJack B. Lynn, PrincipalNew World Angels, Inc.www.newworldangels.comAInformation TechnologyMedical DeviceSports & EntertainmentSeedEarlyNew World Angels is a private, members-only group of accredited, high net worth investors drawing from Miami-Dade, Broward and Palm Beach counties who invest in early stage companies in Florida. Members are experienced entrepreneurs and investors who are invited to join at the recommendation of other members. The group focuses on information technology and medical device companies, but may consider opportunities in travel, leisure, entertainment, and other industries. Usually investments range from $.5 million to $2.5 million, although it is possible to increase the investment size if individual members determine that a larger investment is warranted.

3651 FAU Blvd. Suite 400Boca RatonFL33431561-620-8494561-620-8493

Portfolio companies include:Biohearthttp://www.bioheartinc.com/Altor Bioscienceshttp://www.altorbioscience.com/Kadoohttp://www.kadoo.com/Nueva Cocinahttp://nuevacocinafoods.com/Institutional Deposit Corphttp://idcdeposits.com/Myxerhttp://www.myxer.com/Consult a Doctorhttp://www.consultadr.com/Virtual Workshttp://www.virtualworks.com/Aplicorhttp://www.aplicor.com/Bioceptivehttp://www.bioceptive.com/Investment Team:Rhys Williams, Presidentrhyswilliams@newworldangels.comJonathan Cole, VP Due DiligenceRichard Yules, Screening and SelectionRobert Shuck, Screening and SelectionCarl Treleaven, VP Due DiligenceBob Williamson, TreasurerBryan Abboud, SecretaryTom Cardy, VP MembershipHein Onkenhout, VP TechnologyNext Venture Partners, LLCwww.NextVenturePartners.comVCBusiness ServicesFinancial ServicesEarlyNext Venture Partners, LLC is a group of experienced managers who specialize in strategic investing and financing in the South Florida and Denver areas. The firm specializes in: Angel Investing, Bridge Financing, Strategic Business Planning, Mergers and Acquisitions, and Technology Management. The firm's ideal candidate business has revenue in the $500K to $2M range. Next Venture rarely invests in pure startups, but rather looks for established businesses that are looking to grow to the next level. High Tech companies rarely fit the firm's financial objectives.

14645 NW 77th Ave, Suite 203Miami LakesFL33014954-577-7777954-423-9039

Portfolio companies include:National Auto Lendershttp://www.nalenders.com/Air Warehousehttp://www.airgunwarehouseinc.com/A-1 Balershttp://www.manta.com/c/mmpnh23/a-1-balers-compactors-llizzeSunshine Roofinghttp://professionalsunshineroofing.com/Investment Team:O. F. Ramos, Managing PartnerDania Infante, PartnerW. Knox North, PartnerNorth American Fundswww.northamericanfund.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionFinancial ServicesConsumer ProductsEducation & TrainingMiddle MarketNorth American Funds include partnerships with $115 million in equity capital that specialize in acquiring, or making substantial equity investments in small businesses with significant growth potential. The funds are managed by North American Business Development Companies, whose three founding principals have in excess of 70 years of combined experience in the business development process and in managing and financing small businesses. Prospective companies should have annual revenues of approximately $5 million to $40 million, EBITDA between $500,000 and $5 million, and have some history of operating profits. Industries of interest for North American Funds include Manufacturing, Food and Beverage, Medical Services, Consumer Products and Services, Value Added Distribution, Business Services, Education Services, and Financial Services. The firm is not interested in start-ups or early stage companies, or opportunities in real estate, oil and gas, and motion pictures.

312 S.E. 17th Street, Suite 300Fort LauderdaleFL33305954-463-0681954-527-0904

Portfolio companies include:Amtec Precision Productshttp://www.amtecprecision.com/Actown-Electocoilhttp://www.actown.com/Culinary Standardshttp://www.culinarystandards.com/main.htmlPolymerhttp://en.wikipedia.org/wiki/PolymerACR Electronicshttp://www.acrelectronics.com/Gateway Healthcarehttp://www.gatewayhealth.org/Minnesota Educational Computinghttp://mecc.applearchives.com/Valley Meatshttp://www.valleymeat.com/Investment Team:Charles L. Palmer, Chairman and Managing Partnercpalmer@northamericanlllp.comRobert L. Underwood, Managing Partnerrunderwood@northamericanfund.comR. David Bergonia, Managing Partnerdbergonia@northamericanfundOn-Line Ventureswww.on-lineventures.comAInformation TechnologySoftware & InternetSeedEarlyFormed in 1993, On-Line Ventures is an "Angel" Investment and Development Company that focuses on investing in, and providing services to, emerging stage information technology companies that utilize on-line technologies in their business models. The firm typically invests at the emerging stage of a company when the company is on the verge of experiencing explosive growth and also likes to work with pre IPO or exit transaction stage opportunities. On-Line Ventures is a member of the Band of Angels, a group of individual investors formed to invest in closely held, often high technology, early stage businesses.

14504 Marsh Island, Suite 200Jacksonville BeachFL32250904-273-8290904-273-8252

Portfolio companies include:401(k)Exchangehttp://www.401kexchange.com/Cognitorhttp://www.cognitor.com/E4Xhttp://www.e4x.com/Dedicated Computinghttp://www.dedicatedcomputing.com/Alicehttp://alice.org/FiftyOnehttp://www.fiftyone.com/Practice Fusionhttp://www.practicefusion.com/Exodushttp://en.wikipedia.org/wiki/ExodusnScaledhttp://nscaled.com/Maternahttp://www.materna.ca/Cabulous!http://www.flywheel.com/Crowd Optichttp://www.crowdoptic.com/Game Flyhttp://www.gamefly.com/Trusted Adhttps://trustedad.com/Investment Team:Steve Getsy, Founder & CEOsgetsy@on-lineventures.comOnPoint Technologieswww.onpoint.usVCInformation TechnologyEnergy & Clean TechDefense & Homeland SecuritySeedEarlyGrowthExpansionOnPoint Technologies is a strategic private equity investor with a mission to discover, invest in and support companies at the intersection of Army and commercial marketing needs. OnPoint Technologies was created to address the needs of the U.S. Army, as identified in Broad Agency Announcement (BAA) DAAB07-02-R-B223. This BAA was the result of Section 8150 of Public Law 107-117, the Department of Defense Appropriations Act for fiscal year 2002, which set aside funding for a Venture Capital initiative. The firm will invest at any stage of a company's lifecycle. The typical investment size ranges from $500K to $2M, with a core investment focus in Mobile Power and Energy Enabling Technologies.

270 West New England Ave.Winter ParkFL32789407-401-7100407-659-0447

Portfolio companies include:PowerPrecisehttp://focus.ti.com/pr/docs/preldetail.tsp?sectionId=594&prelId=c07049Nanosolarhttp://www.nanosolar.com/A123 Systemshttp://a123systems.com/PowerGenixhttp://www.powergenix.com/Trust Digitalhttp://www.mcafee.com/us/about/trustdigital/index.aspxCocona Natural Technologyhttp://www.coconainc.com/Invisagehttp://invisageinc.com/Petra Solarhttp://www.petrasolar.com/AtraVerdahttp://www.atraverda.com/UltraCellhttp://ultracellpower.com/Zinc Matrix Powerhttp://www.zmp.com/Akerminhttp://akermin.com/Investment Team:Denny Behm, Principal, Army Integrationdenny@onpoint.usJennifer Dunham, Administrative Directorjennifer@onpoint.usChris Fountas, DirectorHenry Huey, Principal, TechnologyDavid Odom, Principal, Defense Commercialization & Transitionsdave@onpoint.usJason Rottenberg, Managing Directorjason@onpoint.usJohn Trbovich, Directorjohn@onpoint.usPalisade Capital Management, LLCwww.palisadecapital.comVCPEInformation TechnologyLife Sciences & HealthcareRetail & RestaurantEducation & TrainingEarlyGrowthExpansionMiddle MarketPalisade Capital Management is a Fort Lee, NJ based registered investment adviser with approximately $3.8 billion of assets under management in a variety of product and service offerings. The firm, which was formed in 1995 and has dedicated portfolio management teams for private equity, small (and micro) cap equity, convertible securities and private wealth management, has long-term relationships with several of the nation's largest corporations and pension funds. Since 1997, Palisade has raised four private equity funds totaling over $400 million. Palisade's funds invest in small to middle-market companies. Palisade participates in leveraged buyout transactions and provides growth funding of between $5 and $30 million to developed businesses led by strong management teams that offer substantial opportunity to grow both organically and through strategic acquisitions. The firm makes a limited number of investments of between $2 and $5 million in later-stage venture opportunities. The firm has an additional office in Florida.

Northbridge Centre515 North Flagler Drive West Palm BeachFL33401561-832-3558

Portfolio companies include:Send Word Nowhttp://www.sendwordnow.com/Kainos Partnershttp://kainos-partners.com/Mitralignhttp://www.mitralign.com/Word Worldhttp://www.wordworld.com/Shoe Sensationhttp://www.shoesensation.com/Achieve3000http://www.achieve3000.com/Control-F1http://www.ca.com/us/content/campaign.aspx?CID=132376Foxtonshttp://www.foxtons.co.uk/GoCo-ophttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=108025Lydian Trusthttp://www.lydianbank.com/Marketing Technology Solutionshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=695218Norbellehttp://norbelle.com/Promosomehttp://www.promosome.com/RAD Technologieshttp://radtechnologies.com/Teleloguehttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=695771C3Ihttp://www.c3i-inc.com/Neurologixhttp://neurologix.net/Opticarehttp://opticare.com/Refac Optical Grouphttp://www.refac.com/Investment Team:Martin Berman, Chairmanmark@palcap.comSteven Berman, Vice ChairmanJack Feiler, PrincipalJeffrey Serkes, COOjserkes@palcap.comDennison (Dan) Veru, Executive VP & Co-Chief Investment Officerdveru@palcap.comBradley R. Goldman, General Counsel and Chief Compliance Officerbgoldman@palcap.comJames T. Jahnke, Managing Director of Private EquityJason W. Rich, Vice President, Private EquityPalm Beach Capitalwww.pbcap.comPEInformation TechnologyBusiness ServicesSports & EntertainmentMiddle MarketFormed 2001, Palm Beach Capital is a private equity investment firm which specializes in making investments in "small market" private companies (e.g. with a market value of $5 million to $100 million), with no particular industry or geographic focus. Since inception, PBC has made investments in 36 companies and has approximately $325 million in total assets under management. In the first three months of 2003, PBC raised a $60 million private equity fund to further capture opportunities in the marketplace. The firm looks for companies with the following criteria: Enterprise value from $10-$100 million, Minimum EBITDA of $3 million, and Equity investments from $3-$20 million (control & minority investments).

505 S. Flagler Drive, Suite 1400West Palm BeachFL33401561-659-9022561-659-9055

(Tampa Office)5001 Lemon StreetTampaFL33609813-623-4041813-623-4034Portfolio companies include:Audio Americahttp://audioamerica.com/Cruise Plannershttp://www.cruiseplanners.com/Midtown Imaginghttp://www.midtownimagingllc.com/Digital Domainhttp://digitaldomain.com/Zurvahnhttp://www.zurvahn.com/Atlas Paper Millshttp://atlaspapermills.com/Isis Serviceshttp://isis-services.com/SUNZ Insurance Grouphttp://www.manta.com/c/mmytlvp/sunz-insurance-groupiCan Benefit Grouphttp://www.icanbenefit.com/Interstate Transporthttp://interstate-transport.com/Magic Jackhttp://www.magicjack.com/plus-v05/Unitrans International Logisticshttp://www.unitrans-us.com/Arriva Medicalhttp://arrivamedical.com/Safarilandhttp://www.safariland.com/Investment Team:James W. Harpel, Senior Partnerjharpel@pbcap.comShaun L. McGruder, Partnersmcgruder@pbcap.comRichard Schlanger, Partnerrschlanger@pbcap.comNathan Ward, Partnernward@pbcap.comMichael L. Schmickle, Partnermschmickle@pbcap.comScott M. Long, Vice Presidentslong@pbcap.comEffie Lachman, CFOPalm Beach Capital AdvisorsVCInformation TechnologySoftware & InternetLife Sciences & HealthcareMedical DeviceManufacturing & IndustrialSports & EntertainmentEarlyPalm Beach Capital Advisors is a diversified investment consulting firm dedicated to assisting corporate, professional and qualified individual investors. The firm prides itself on researching and locating non-traditional investment opportunities such as litigation funding and private equity funding, which it operates in conjunction with Venture Fund Management, LLC (VFM). VFM carefully screens and selects a portfolio of early stage (first and second round normally) companies in a variety of high growth industry sectors including medical technology, biotech, information technology, innovative Internet usage, sports and entertainment, and manufacturing. VFM will work closely with the academic high technology centers in Florida and the Southeast in order to capitalize on the biotech, medical, and high technologies being developed and incubated.

205 Worth Avenue, Suite 201P.O. Box 2753Palm BeachFL33480561-820-1579561-624-4032

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:Thomas H. Ross, Presidenttross@pbcapitaladvisors.comPartisan Management Groupwww.partisanmgmt.comVCLife Sciences & HealthcareMedical DeviceEarlyPartisan Management Group is an early stage venture capital investor in medical device companies. The funds managed by Partisan are provided entirely by the two principals of the firm. Partisan begins by identifying large, unmet medical needs before clinical and investment focus by others. Partisan often creates or licenses intellectual property and initially forms a wholly owned new company. Partisan selects a management team whom the principals can treat as partners for the duration of the investment. Partisan principals often act as senior officers as well as board members. Partisan typically provides the founding round of capital and then leads a seed round with its network of angel investors or selected venture firms. The firm has ten completed investments - eight resulted in successful liquidity events, and one (RxKinetics) did not. The firm's cash-on-cash return to date has been 6.5 times, and its IRR to date is 60%. Two of the successful investments (Corvita and Novoste) were syndicated with other venture firms and were taken public. Three (RxKinetics, Renal Solutions and Liposonix) were syndicated and sold as pre-revenue companies. One (Medivance) was syndicated, operated for thirteen years, and built into a substantial and profitable company. Three of the other four (Novoste Puerto Rico, Enable Medical and Impla-Med) employed only angel financing, and the final company (Symbiosis) was bootstrapped with no outside financing. Four of the Partisan companies are cardiovascular device industry participants. Three developed treatments or devices for renal diseases, two have developed minimally invasive surgical instruments, two treat neurological conditions, one pioneered a new type of dental implant, one developed new drug delivery technology, one is focused on aesthetic medicine, and one develops ethnographically designed self-treatment kits for chronic diseases.

6 Ocean Club DriveAmelia IslandFL32034904-491-8619904-491-8606

Portfolio companies include:Medivancehttp://www.medivance.com/Ash Accesshttp://www.ashaccess.com/AtriCurehttp://www.atricure.com/Neuroneticshttp://www.neuronetics.com/Communication Sciencehttp://en.wikipedia.org/wiki/Communication_SciencesZS Pharmahttp://zspharma.com/Surefire Medicalhttp://surefiremedical.com/Investment Team:Norman R. Weldon, Ph.D.nrweldon@partisanmgmt.comKaren J. Cassidykjcassidy@partisanmgmt.comPrivate Equity Groupwww.privateequitygroup.netPEManufacturing & IndustrialBusiness ServicesFinancial ServicesReal EstateMiddle MarketPrivate Equity Group is a diversified investment group focused on four key areas: Real Estate - large tracts of land, finished lots, existing inventory, and portfolios of commercial and residential assets; Operating Businesses - existing operations with strong management teams; Construction - vertical construction, land development, leasing, redevelopment, and management of income-producing buildings; and Asset Management - liquid vehicles such as mutual funds, other publicly traded equities, government-backed certificates and time deposits. For operating company acquisitions, net profit margins of target companies must be in excess of 12% within a targeted industry, offering opportunity for expansion and consolidation. Private Equity Group does not invest in startups, nor does it expand acquired businesses by introducing products or services that have not demonstrated solid market demand. The firm has completed more than $2 billion in transactional business.

12800 University Park, Suite 275Fort MyersFL33907239-590-9066 ext. 305239-590-9065

Portfolio companies include:N/Ahttp://www.na.org/Investment Team:O.J. Buigas, Chief Executive OfficerHoward M. Baum, Chief Operating OfficerGregory M. Morris, Vice President, Real EstateCarol A. Douglas, Chief Financial OfficerBruce C. Russell, Vice President, Business AcquisitionsMichelle A. Preiss, Vice President, Property ManagementDonald R. Schrotenboer, President, Real EstateAmanda M. Bokan, Vice President, Investment AnalystPrometheuswww.prometheuspartners.comPERetail & RestaurantMiddle MarketFounded in early 1996, Prometheus is a private equity fund established to invest in smaller middle market nationally-franchised restaurant businesses. Prometheus Principals have 15 years of experience investing in Tier-One, nationally-franchised restaurants (companies with valuations of approximately $10 to $30 million). Prometheus is one of the largest franchisees in each of the Taco Bell, Pizza Hut and IHOP systems. Prometheus' preferred investment amount for portfolio companies ranges from approximately $5 to $20 million. The firm prefers companies headquartered in the United States, with a primary focus in the Southeast.

1340 Hamlet Ave.ClearwaterFL33756727-443-5656727-443-4888

Portfolio companies include:Taco Bellhttp://www.tacobell.com/Pizza Huthttp://www.pizzahut.com/IHOPhttp://www.ihop.com/Investment Team:Nicholas Peters, President & CEOnpeters@prometheuspartners.comChris Suh, Partnercsuh@prometheuspartners.comJeffrey Flynn, Controllerjflynn@prometheuspartners.comMichelle Knight, Controllermknight@prometheuspartners.comMichele Batz, Associatembatz@prometheuspartners.comPVB Capital, LLCwww.pvbcapital.comPEInformation TechnologyLife Sciences & HealthcareBusiness ServicesConsumer ProductsMiddle MarketPVB Capital LLC (PVB Capital) is a privately-held investment firm focused on identifying, acquiring and growing middle market private companies. The firm's primary targets are profitable companies with $5-$50 million in revenue. PVB Capital is particularly interested in investment opportunities where the current owner(s) are interested in retirement or where there is a need to add key senior management to advance the business. Characteristics of target companies include: Minimum EBITDA of $1M; Minimum EBITDA margin of 10% of revenue; Stable, fragmented industry with growth; Low customer concentration; At least 3 years of profitable operating history; and Recurring revenues or stable repeat business.

236 Canal Boulevard, Suite 4Ponte VedraFL32082904-373-0832203-779-0406

Portfolio companies include:Classic Party Rentalshttp://www.classicpartyrentals.com/Signature Fencing & Flooring Systemshttp://www.signaturefencing.com/B&M Racing and Performance Productshttp://bmracing.com/Action Targethttp://www.actiontarget.com/Tulsa Powerhttp://www.tulsapower.com/Sentient Medical Systemshttp://sentientmedical.com/Quest Drapehttp://www.questdrape.com/Designs of the Interiorhttp://www.doti.com/Pure Healthy Back http://www.purehealthyback.com/Investment Team:Brent L. Paris, Presidentparis@pvbcapital.comMark W. Pasterik, Managing Partnerpasterik@pvbcapital.comSandra Kelk Paris, Partner, Marketing & Operationsskparis@pvbcapital.comJames R. Evanger, Managing Partnerevanger@pvbcapital.comLaura Padden, Research Associatepadden@pvbcapital.comQuantum Capital Partnerswww.qcpventures.comPEInformation TechnologyManufacturing & IndustrialBusiness ServicesTransportation & DistributionRetail & RestaurantSports & EntertainmentMiddle MarketQuantum Capital Partners provides capital for privately owned, rapidly-growing businesses primarily in the Southeastern United States. Its partners have decades of experience in assisting companies in the technology, retail and wholesale distribution, manufacturing, service and hospitality industries. Quantum targets companies that have current revenue, profitable (or at least break-even) operations, and a proven economic model that can be expanded at a rate of at least 25% per year.

1511 North Westshore Blvd, Suite 700TampaFL33607813-280-1720

Portfolio companies include:Lifestyle Family Fitnesshttp://www.lff.com/Investment Team:Stuart G. Lasher, Managing Directorslasher@qcpventures.comN. John Simmons, Jr., DirectorWilliam J. Schifino, Jr., DirectorRichmond Globalwww.rglobal.comVCInformation TechnologySoftware & InternetMedia & Digital MediaFinancial ServicesSeedEarlyRichmond Global is a seed- and early-stage venture capital firm investing in new and disruptive technologies in the US and across the world. The firm invests across many segments including technology-enabled services, digital media, consumer internet, financial technology, and online marketplaces.

15500 New Barn Rd., Suite 104Miami LakesFL33014855-297-3369

Portfolio companies include:15Fivehttp://www.15five.com/AdChina.comhttp://www.adchina.com/buuteeqhttp://www.buuteeq.com/Caishttp://caisca.org/Ecosensehttp://www.ecosenselighting.com/Fiksuhttp://www.fiksu.com/Giftlyhttp://www.giftly.com/LearnVesthttps://www.learnvest.com/Moon Expresshttp://moonexpress.com/Mr. Numberhttp://mrnumber.com/RapLeafhttp://www.rapleaf.com/Rubicon Globalhttp://rubiconglobal.com/SchooLahttp://www.schoola.com/ShipServhttp://www.shipserv.com/info/Simpli.Fihttp://www.simpli.fi/TheSavvySourcehttp://www.savvysource.com/Ushi.cnhttp://www.ushi.com/Violin Memoryhttp://www.violin-memory.com/Voxivahttp://www.voxiva.com/Investment Team:Peter Kellner, Founder and General PartnerSteven Dupree, General PartnerRoyal Palm Capital Partnerswww.rpcp.comPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesTransportation & DistributionConsumer ProductsMiddle MarketFounded in 2002, Royal Palm Capital Partners, LLC (RPCP) is a private equity investment and management firm, and through its affiliates, the owner of publicly and privately-held companies. The firm originates, structures and acts as lead equity investor in controlling equity investments, consolidations and buildups, and growth capital financings. RPCP focuses on making investments in companies operating in industries poised for consolidation and growth in the United States. RPCP typically holds investments for three to five years. The firm's typical funding parameters for new investments are equity investments from $5 million to $20 million. Sub $5 million investments will be considered. The firm's industry scope includes the following sectors: consumer products, manufacturing, distribution / logistics, healthcare (except biotechnology), and services.

1200 N. Federal Highway, Suite 200 Boca RatonFL33432561-955-7300561-955-7333

Portfolio companies include:Devcon Internationalhttp://www.devconsecurity.com/Sunair Serviceshttp://www.answers.com/topic/sunair-electronics-incEquity Media Holdingshttp://equitymediaholdings.com/American Residential Serviceshttp://www.ars.com/Investment Team:Robert C. Farenhem, PartnerRichard C. Rochon, PartnerJack I. Ruff, PartnerRVS VenturesASoftware & InternetMedia & Digital MediaSeedRVS Ventures is the investment arm of entrepreneur Raymond Sozzi. Sozzi has led the development, as Chairman or CEO, of more than a dozen media companies focused on the youth market, including Student Advantage, collegesports.com and beRecruited.com. Sozzi has been featured by BrandWeek as a Marketer of the Next Generation and in Chief Executive Magazine as one of the top 10 up and coming CEO's in America. In 1999, Sozzi was recognized by Ernst and Young, USA Today and Dow Jones as the nation's Young Entrepreneur of the Year. RVS Ventures is headquartered in Fort Lauderdale, Florida.

1808 SE 7th St.Fort LauderdaleFL33316-1406

Portfolio companies include:Wandrianhttp://wandrian.com/beRecruitedhttp://www.berecruited.com/Investment Team:Raymond Sozzi, Jr., Chief Executive Officer and ChairmanSevim M. Perry, Director and TreasurerSandpiper Capital Management, LLCwww.scmfunds.comPEBusiness ServicesFinancial ServicesRetail & RestaurantReal EstateMiddle MarketFounded in 2003, Sandpiper Capital Management, LLC invests in private equity, real estate and debt instruments, and a variety of public securities. Sandpiper oversees several different funds: Sandpiper Capital Fund (a closed fund), a fund that invests in real estate and non-real estate private equity, and Sandpiper Capital Total Return Fund, a fund that invests in real estate and non-real estate private equity, as well as private debt and public securities. The firm also oversees several special purpose funds. The firm's investment targets are not limited by geography or industry. For Private Equity transactions, Sandpiper will consider minority or majority investments of generally up to $2 million. For Private Debt Transactions, investment size is generally between $200,000 and $2 million with terms typically ranging from a few months up to 7 years.

1000 9th Street North, Suite #502NaplesFL34102239-649-5157 239-649-8886

Portfolio companies include:Penn Liberty Bankhttp://pennlibertybank.com/Rosa Mexicanohttp://www.rosamexicano.com/SecurCare Self Storagehttp://www.securcareselfstorage.com/Advanced Infrastructure Technologieshttp://www.aitbridges.com/Investment Team:Gary Swords, Founder and Presidentgswords@scmfunds.comScot Swords, Partner, Sr. Vice Presidentsswords@scmfunds.comBradford D. Swords, Vice Presidentbswords@scmfunds.comNMT Capital (Nexus)www.nmtcapital.comPELife Sciences & HealthcareMedical DeviceEarlyGrowthNMT Capital (Nexus) is a globally oriented private equity firm. It is currently managing three investment funds: two based in Europe and one in the U.S., and its portfolio companies are located in both continents. Founded in 2004 as Nexus Medical Partners, Nexus has expanded its investment strategy to include IT investments as well. It is managed by three Principals who are supported by Advisors and affiliates in Quincy (MA), San Francisco, London, Munich, Geneva and Tokyo. The Principals of Nexus have experience investing in companies in various stages of development, across sectors including medical devices, diagnostics, biotechnology, specialty pharmaceutical, drug discovery tools, software, communications and information technology and advanced materials. The firm is active globally and will consider not only domestic investments, but also offshore (ex-U.S.) investments in companies located in Europe and the Middle East who are seeking to penetrate the U.S. market.

411 University RidgeNext Center, Suite AGreenvilleSC29601864-751-5061

Portfolio companies include:Aethonhttp://www.aethon.com/Biodelhttp://www.biodel.com/EffRxhttp://www.effrx.com/Energetiq Technologyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=30533627A&G Pharmaceuticalhttp://agpharma.com/Cequent Pharmaceuticalshttp://www.marinabio.com/Cutanea Life Scienceshttp://cutanealife.com/EyeGate Pharmaceuticalshttp://eyegatepharma.com/Lab 21 Limitedhttp://lab21.com/Magellan Bioscienceshttp://www.magellanbioscience.com/Medivancehttp://www.medivance.com/mtm Laboratorieshttp://www.mtm-laboratories.com/Myconosticahttp://www.myconostica.co.uk/MyoSciencehttp://myoscience.com/Patholasehttp://www.patholase.com/Presidio Pharmaceuticalshttp://www.presidiopharma.com/Sabal Medicalhttp://www.swisslog.com/index/hcs-index/hcs-pharmacy/hcs-mobile-dispensing-cart.htmSpectra Analysishttp://www.spectra-analysis.com/Sultan Scientifichttp://www.creditgate.com/companysearch/sultan+scientific+limited.aspxVital Sensorshttp://vitalsensorstech.com/Zipit Wirelesshttp://www.zipitwireless.com/Investment Team:Edwin Snape, PrincipalJohn F. Rousseau Jr. PrincipalThomas E. Hancock, PrincipalGregory F. Zaic, Principalgreg.zaic@nmtcapital.comPenta Mezzanine Fundwww.pentamezz.comPEManufacturing & IndustrialBusiness ServicesTransportation & DistributionFinancial ServicesConsumer ProductsRetail & RestaurantMiddle MarketPenta Mezzanine Fund is a private investment firm providing $2 to $15 million customized growth capital solutions to profitable, lower-middle-market companies nationwide. The firm looks to invest its funds in established companies operated by experienced and proven management teams with a history of building enterprise value. Penta targets private and public companies headquartered within the United States with $1 to $10 million in EBITDA. Penta can provide $2 to $15 million of customized growth capital per transaction (with the ability to syndicate larger financing), Senior term loans, mezzanine debt, or preferred equity investments. The firm does not invest in early or developmental stage businesses, turn-around or distressed situations.

20 N Orange Ave, Suite 1550OrlandoFL32801407-648-5097407-641-9286

Portfolio companies include:Organic Holdingshttp://www.manta.com/c/mm4l757/organic-holdings-incAviation Inflatableshttp://av-inflatables.com/Method Holdingshttp://www.linkedin.com/company/method-holdings-llcMargaritavillehttp://www.margaritaville.com/Orion Technologieshttp://www.oriontechnologies.net/orion/Welcome.htmlThe Pubhttp://thepubnj.com/KBP Foodshttp://www.kbp-foods.com/Great HealthWorkshttp://www.greathealthworks.com/Association Financial Serviceshttp://associationfinancialservices.com/Investment Team:Seth Ellis, Managing Principalsellis@pentamezz.comRebecca Irish, Managing Principalrirish@pentamezz.comGrant Hill, Principalghill@pentamezz.comJeff Black, Managing Principaljblack@pentamezz.comJohn Morgan, Founding Principal and Senior Advisorjmorgan@pentamezz.comRichard Mount, Principalremount@pentamezz.comLeo Koo, Vice Presidentlkoo@pentamezz.comAlvin Butler, Vice Presidentlkoo@pentamezz.comVandaele Capitalwww.vandaelecapital.comFIMedia & Digital MediaConsumer ProductsRetail & RestaurantSports & EntertainmentReal EstateEarlyGrowthExpansionVandaele Capital is a private investment partnership with a focus in real estate, sports, media, entertainment and retail sector investments while providing broad-based, pro-active business turnaround management solutions offering hands-on management and consultation relative to improving deteriorating financial and operational performance of small to middle market companies. Vandaele invests in startups, acquires and turns around distressed companies, and advises businesses of all sizes on strategy and execution by forming partnerships. The firm is operated by Christophe Vandaele, a venture investor and entrepreneur who has founded, grown and managed multi-national firms. In 2003, he created Vandaele Holdings as the parent company of all his ventures and investments. Several mergers and acquisitions later the holding firm became Vandaele Capital.

2655 North Ocean Dr., Suite 203West Palm BeachFL33404

Portfolio companies include:Willa Girl Skincarehttp://willaskincare.com/Boxterrahttp://boxterra.com/Qnaryhttp://www.qnary.com/SBRshop.comhttp://www.sbrshop.com/Little Duck Organicshttp://littleduckorganics.com/HI7Ehttp://www.newswiretoday.com/news/94320/Central Park Bike Tourshttp://centralparkbiketours.com/BUMP Marketing Networkhttps://www.bump.com/advertisingPeeled Snackshttp://www.peeledsnacks.com/The Brain Bureauhttp://thebrainbureau.com/Investment Team:Christophe Vandaele, FounderCanaan Partnerswww.canaan.comNew YorkVCInformation TechnologyCommunications & NetworkingEnergy & Clean TechLife Sciences & HealthcareMedical DeviceSeedEarlyGrowthExpansionFounded in 1987, Canaan is a global venture capital firm with offices in the United States, India, and Israel. The firm has $3 billion under management in 8 funds, and has invested in more than 250 companies. For 20 years, Canaan has been making early-stage investments in the technology and healthcare sectors. In technology, the firm focuses on Digital Media, Communications and Mobility, Enterprise, and CleanTech. In the healthcare sector, the firm focuses on Biopharmaceuticals, Medical Devices, and Diagnostics. Canaan's investment capabilities range from $1 million to $20 million, with the ability and the team to invest in any stage of development, from seed financings to late stage investments.

285 Riverside Avenue, Suite 250WestportCT06880203-855-0400203-854-9117

Portfolio companies include:Associated Contenthttp://www.associatedcontent.com/Blurbhttp://www.blurb.com/eBateshttp://www.ebates.com/Peer39http://www.peer39.com/Vivoxhttp://www.vivox.com/Kinectahttps://kinecta.org/Lending Clubhttp://www.lendingclub.com/Peer39http://www.peer39.com/Calibra Medicalhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26988308Diffusionhttp://en.wikipedia.org/wiki/DiffusionGenVechttp://www.genvec.com/JobDirecthttp://www.truecareers.com/Kabamhttp://www.kabam.com/Latitudehttp://en.wikipedia.org/wiki/LatitudeMarinus Pharmaceuticalshttp://marinuspharma.com/Match.comhttp://www.match.com/Qbiquityhttp://www.chubbybrain.com/companies/qbiquity-corporationBiddingForGoodhttp://www.biddingforgood.com/auction/BiddingForGood.actionBliphttp://blip.fm/Cardlyticshttp://cardlytics.com/Chakpak Mediahttp://www.chakpak.com/Equitas Micro Finance India Privatehttp://equitas.in/FatWallethttp://www.fatwallet.com/Gemvarahttp://www.gemvara.com/Kabamhttp://www.kabam.com/Lending Clubhttp://www.lendingclub.com/Loylty Rewardzhttp://www.loylty.com/Mariner Healthhttp://www.marinerhealthcare.com/index.htmlmCarbonhttp://www.mcarbon.com/Minimally Invasive Deviceshttp://midsurgical.com/MiNO Wirelesshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=26792679Mobilitechttp://en.wikipedia.org/wiki/MobilitecN-trighttp://www.n-trig.com/Naaptolhttp://www.naaptol.com/NeedFeedhttp://needfeed.com/Novare Surgical Systemshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=710643Novira Therapeuticshttp://noviratherapeutics.com/Investment Team:Stephen Bloch, General Partnersbloch@canaan.comWarren Lee, General Partnerwlee@canaan.comSeth Rudnick, Venture Partnersrudnick@canaan.comSteve Green, Venture Partnersgreen@canaan.comDaniel Ciporin, Venture Partnerdciporin@canaan.comGuy Russo, CFO & Administrative General Partnergrusso@canaan.comTim Shannon, Venture Partnertshannon@canaan.comGregory Kopchinsky, Venture Partnergkopchinsky@canaan.comCapital Partners, Inc.www.capitalpartners.comNew YorkPEEnergy & Clean TechLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsEducation & TrainingMiddle MarketCapital Partners is a private equity investment firm, founded in 1982, that invests in and develops mid-sized, private, North American based companies with EBITDA of $4 to $25 million. Since its inception, the firm has invested in more than 60 companies, with an average investment term greater than six years. Capital Partners invests in and partners with highly committed management teams of successful, profitable companies in a broad spectrum of industries, including: food processing, consumer products, basic manufacturing, value-added distribution, out-sourced business services, healthcare services, for-profit education, crafts and hobbies, water infrastructure, and a number of other niche product and service areas. The firm targets private companies with revenues between $20 million and $250 million. Typically, Capital Partners will purchase a majority interest with management and, if desired, with other sellers maintaining a position. In 2008, the firm raised its third committed private equity fund, Capital Partners Private Equity Income Fund LP.

Eight Greenwich Office ParkGreenwichCT06831203-625-0770203-625-0423

Portfolio companies include:Weaver Leatherhttp://www.weaverleather.com/Harbor Linenhttp://www.harborlinen.com/Dayton Partshttp://www.daytonparts.com/dpweb/login.aspLone Star Beefhttp://lonestarbeef.net/AMEShttp://www.ames.com/HTIhttp://www.htijobs.com/Stollerhttp://www.stoller.com/index.phpFintubehttp://fintube.com/T-Y Grouphttp://t-ygroup.com/Roll-Ritehttp://www.rollrite.com/Twitchellhttp://www.twitchellcorp.com/Derby Fabricatinghttp://www.derbyfab.com/American Leatherhttp://www.americanleather.com/Investment Team:Brian D. Fitzgerald, Presidentbfitzgerald@capitalpartners.comMark D. Allsteadt, Managing Directormallsteadt@capitalpartners.comRobert S. Tucker, Managing Directorrtucker@capitalpartners.comJohn C. Willert, Principaljwillert@capitalpartners.comWendy E. Diglio, Assistant Controller/Investor Relationswdiglio@capitalpartners.comJames Sidwa, Chief Financial OfficerEdwin C. Tan, Vice PresidentThorsten Suder, Principaltsuder@capitalpartners.comCapricorn Holdingswww.capricornholdings.comNew YorkVCPEInformation TechnologyFinancial ServicesConsumer ProductsEarlyMiddle MarketCapricorn Holdings, Inc., is the private investment vehicle for Herbert S. Winokur, Jr. The first fund, Capricorn Investors, L.P., was formed in 1987 to invest in, or acquire, companies for long-term capital appreciation through financial and operation restructuring and/or industry consolidation. Currently, the firm is investing its fourth fund, Capricorn IV, LLC, and seeking to invest as lead or co-lead investor in transactions valued at $50 to $500 million. Investments at cost have ranged from $3 million to $35 million. Capricorn has invested in portfolio companies whose annual revenue exceeded $3 billion. In addition to its control investments in middle-market companies, Capricorn Holdings also has taken investment positions in early-stage growth companies with significant potential to expand, either through use of new technology or growth in new markets.

30 East Elm StreetGreenwichCT06830203-861-6600203-861-6671

Portfolio companies include:Americana Foodshttp://americana-group.net/DynCorphttp://www.dyn-intl.com/Mrs. Fields Famous Brandshttp://en.wikipedia.org/wiki/Mrs._FieldsNATCOhttp://www.natco1.org/American Premier Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=27127915NHPhttp://nhp.org/Process Technology Holdingshttp://technologyholdings.net/CCC Information Serviceshttp://ccc.cccis.com/Whitestone Acquisitionhttp://www.whitestonecorp.com/The WMF Grouphttp://www.thefreelibrary.com/The+WMF+Group+Announces+Commitment+for+Financing.-a020200957Celerant Capitalhttp://www.celerantcapital.com/MPX/Dynatech Holdingshttp://capricornholdings.com/index.php/private-equity/CDG Environmentalhttp://cdgenvironmental.com/Carbon Motorshttp://en.wikipedia.org/wiki/Carbon_Motors_CorporationiMapDatahttp://www.imapdata.com/Nano-Terrahttp://www.nanoterra.com/ACADEMIhttp://academi.com/Flare Investorshttp://www.solarflare.com/InvestorsOn Demand Bookshttp://ondemandbooks.com/Vinson Resolution Managementhttp://www.linkedin.com/pub/peter-lake/5/986/925Investment Team:Herbert S. Winokur Jr., Managing General Partnerhsw@capricornholdings.comJames M. Better, General Partnerjbetter@capricornholdings.comDon K. Rice, General PartnerCatterton Partnerswww.cpequity.comNew YorkPEMedia & Digital MediaBusiness ServicesConsumer ProductsRetail & RestaurantMiddle MarketFounded 1989, Catterton Partners is a leading private equity firm with an exclusive focus on providing equity capital to growing middle market consumer companies in North America. The firm provides capital to companies to support acquisitions, management buyouts, recapitalizations, and turnarounds, as well as investment capital to support a company's continued growth and development. Catterton Partners considers investments across a number of targeted industry "verticals" within the consumer industry: Food and Beverage, Retail and Restaurants, Consumer Products and Services, and Media and Marketing Services. Catterton Partners' sixth fund has over $2.5 billion of equity capital under active management. The firm has completed over 60 investments since its founding.

599 West Putnam AvenueGreenwichCT06830203-629-4901203-629-4903

Portfolio companies include:Outback Steakhousehttp://www.outback.com/Sweet Leaf Teahttp://sweetleaftea.com/?_ui=htmLittle MissMatchedhttp://www.littlemissmatched.com/TechTurnhttp://www.techturn.com/Restoration Hardwarehttp://www.restorationhardware.com/Breyers Yogurthttp://breyersyogurt.com/Cheddarshttp://www.cheddars.com/Noodles & Companyhttp://www.noodles.com/The Nest Collectivehttp://www.nest-collective.com/index.phpAquasanahttp://www.aquasana.com/Zenohttp://www.myzeno.com/Healthy Advise Networkshttp://www.healthyadvicenetworks.com/etp/index.htmlTechTurnhttp://www.techturn.com/Mid-Atlantic Convenience Storeshttp://www2.timesdispatch.com/business/business/2011/feb/28/tdmbiz02-mid-atlantic-convenience-stores-opens-new-ar-871331/Noodles & Companyhttp://www.noodles.com/Alaskohttp://www.alasko.com/Farley's & Sathershttp://www.farleysandsathers.com/products/newproducts.aspNaya Watershttp://naya.com/The Nest Collectivehttp://www.nest-collective.com/index.phpO.N.E.http://www.onedrinks.com/Van's Foodshttp://snacksgiving.blogspot.com/YoCrunchhttp://www.yocrunch.com/Cover FXhttp://www.coverfx.com/US/Default.aspxBaccarathttp://www.baccarat.com/Bloomin' Brandshttp://www.investorguide.com/stock-news.php?ticker=BLMNEdible Arrangementshttp://www.ediblearrangements.com/Fixtures Livinghttp://www.fixturesliving.com/Mendocino Farmshttp://mendocinofarms.com/Mid-Atlantic Convenience Storeshttp://www.midatlanticcstores.com/ClearChoice Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=141394333ePrizehttp://www.eprize.com/PatientPointhttp://patientpoint.com/PetVet Care Centershttp://www.petvetcarecenters.com/Investment Team:J. Michael Chu, Managing Partner and Co-Foundermichaelc@cpequity.comScott A. Dahnke, Managing Partnerscottd@cpequity.comMichael J. Farello, PartnerRichard D. Gersten, Partnerrichg@cpequity.comDavid Heidecorn, PartnerJonathan H. Owsley, PartnerAndrew C. Taub, PartnerNikhil Thukral, PartnerMarc-David Bismuth, Operating Partner and Senior AdvisorJulian C. Mack, Senior PartnerNeda Daneshzadeh, Partnernedad@cpequity.comMarc Magliacano, Partnermarcm@cpequity.comHoward Steyn, PartnerCharter Oak Private Equitywww.charteroak-equity.comNew YorkPEMedical DeviceManufacturing & IndustrialFinancial ServicesConsumer ProductsMiddle MarketCharter Oak has invested in private equity since 1992. The firm focuses on niche manufacturing, packaging, medical products & services, specialty chemicals, consumer products and financial services companies ranging in size from start up to $150 million enterprise value. To date, over $500 million in control-oriented capital has been invested in 27 portfolio companies through over 50 acquisitions. The firm maintains three investment vehicles: Charter Oak Capital Partners, LP, Charter Oak Equity, LP, and Charter Oak International Partners. Charter Oak Capital Partners, LP fund was formed in December 1997 with a matching investment by Charter Oak Partners for a total fund size of $163 million. The fund was fully invested in nine portfolio companies, primarily in specialty manufacturing. Charter Oak Equity, LP (COE) was formed in 2006. The firm invests in niche manufacturing, medical products and financial services companies with enterprise values between $20 and $150 million. Charter Oak International Partners, LLC (COIP) was formed in 2005 by Anthony J. Dowd and Robert P. Sarrazin to advise, invest and actively manage small to mid-sized companies in niche manufacturing, medical products and services, consumer goods and services, and insurance and financial services. COIP targets companies with enterprise values of between $2 and $20 million.

10 Wright Street, Suite 210WestportCT06880203-221-4752203-222-2720

Portfolio companies include:Milwaukee Gearhttp://www.milwaukeegear.com/Brook & Whittlehttp://www.brookandwhittle.com/Cirtec Medical Systemshttp://cirtecmed.com/Snapstonehttp://www.snapstone.com/CytoPherxhttp://www.cytopherx.com/Sinterishttp://www.sinteris.ca/AxioMedhttp://www.axiomed.com/Interactive Diagnostic Imaginghttp://www.idixray.com/Smart LLChttp://www.smarttuition.com/Daisy Manufacturinghttp://www.daisy.com/Ovation Polymershttp://www.ovationpolymers.com/ShelterLogichttp://www.shelterlogic.com/Investment Team:Paul Roughan, Managing General Partnerproughan@charteroak-equity.comZubin Avari, General Partnerzavari@charteroak-equity.comMark Ullman, General Partnermullman@charteroak-equity.comStephen P. Noe, Principalsnoe@charteroak-equity.comCHL Medical Partnerswww.chlmedical.comNew YorkVCLife Sciences & HealthcareMedical DeviceSeedEarlyCHL Medical Partners is a venture capital firm founded in 1990, managing funds with combined committed capital of more than $300 million. CHL invests principally in start-up and early stage companies in the medical sector, defined to include: biotechnology, pharmaceuticals, genomics, proteomics, drug delivery technology, diagnostic devices, medical & surgical instrumentation, and healthcare services. CHL is looking to fund companies in the continental United States developing products or services for large and growing markets utilizing business models that offer substantial long-term competitive advantages, and to provide backing for experienced teams with successful track records in science and business management. Initial investment size ranges from $250,000 to $6 million, and up to $12 million over the life of the investment. The firm has grown more than 80 start up companies and is currently investing from its sixth fund, CHL Medical Partners III, L.P., a $120 million fund.

1055 Washington Boulevard, 6th FloorStamfordCT06901203-324-7700 203-324-3636

Portfolio companies include:Bio Relixhttp://www.biorelix.com/Fidelis Seniorcarehttp://www.fidelissc.com/home/index.aspThreshold Pharmaceuticalshttp://www.thresholdpharm.com/OpGenhttp://opgen.com/Dormirhttp://www.dormirinc.com/Still Riverhttp://stillriversystems.com/Vertoshttp://vertosmed.com/Orielhttp://www.newport.com/oriel/Vascular Pathwayshttp://www.bizjournals.com/sanjose/news/2010/11/01/vascular-pathways-raises-14m.htmlDicom Gridhttp://www.dicomgrid.com/Celulahttp://www.celula-inc.com/Primera Dxhttp://primeradx.com/Valeritashttp://valeritas.com/Medicushttp://www.medicus.com/Ivreahttp://en.wikipedia.org/wiki/IvreaMillenium Pharmacyhttp://www.mpsrx.com/American Renalhttp://www.americanrenal.com/about/careers.htmlCare Management Technologieshttp://www.allscripts.com/en/solutions/acute-solutions/care-management/technology.htmlMedMarkhttp://www.medmark.com/RxCentrichttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=120956SemperCarehttp://www.sempermedusa.com/?action=productslistingdetail&id=7CareWell Urgent Carehttp://www.carewellurgentcare.com/Comprehensive Clinical Developmenthttp://www.comprehensivecd.com/Ella Healthhttp://ellahealth.com/Investment Team:Jeffrey J. Collinson, Partnerjcollinson@chlmedical.comMyles D. Greenberg M.D., Partnermgreenberg@chlmedical.comTimothy F. Howe, Partnerthowe@chlmedical.comRonald W. Lennox D.Phil., Partnerrlennox@chlmedical.comGregory M. Weinhoff M.D., Partnergweinhoff@chlmedical.comClearview Capitalwww.clearviewcap.comNew YorkPEManufacturing & IndustrialBusiness ServicesFinancial ServicesConsumer ProductsMiddle MarketClearview Capital is a private investment firm specializing in the acquisition and recapitalization of North American companies with operating profits of $4 - $20 million. As a team, the principals have invested in 12 platform companies and have also completed numerous add-on acquisitions. In aggregate, Clearview's current portfolio has sales and operating profits in excess of $500 million and $100 million, respectively. The firm is actively building its current portfolio and will consider investments in a wide variety of industries, but with a particular interest in manufacturing, specialized services, and branded products. Clearview's investment sizes range from $8 million to $40 million of equity. The firm is currently investing through Clearview Capital Fund II, LP, a $250 million committed fund raised in March, 2008.

1445 East Putnam AvenueOld GreenwichCT06870203-698-2777 x18203-698-9194

Portfolio companies include:Rowmarkhttp://www.rowmark.com/M.H. Zeigler & Sonshttp://zeiglers.com/Hillsdale Furniturehttp://www.hillsdalefurniture.com/Hettinger Weldinghttp://www.clearviewcap.com/hettinger.htmlACEhttp://www.acehardware.com/home/index.jspAll Tech Inspectionhttp://www.alltechinspection.com/Senior Care Centers of Americahttp://seniorcarectrs.com/The Results Companieshttp://www.theresultscompanies.com/IESCOhttp://www.iesconde.com/EN Engineeringhttp://enengineering.com/GCR Inc.http://www.gcrinc.net/Pediatric Health Choicehttp://pediatrichc.com/Pyramid Healthcarehttp://www.pyramidhealthcarepa.com/Color Path Technologieshttp://colorpathtechnologies.com/Air Cooled Exchangershttp://www.ace-coolers.net/Compression Polymers Group/VYCOMhttp://www.vycomplastics.com/Battenfeld Technologieshttp://www.battenfeldtechnologies.com/CPG Internationalhttp://www.cpgint.com/Investment Team:James G. Andersen, Managing Partner & Founderjandersen@clearviewcap.comCalvin A. Neider, Managing Partner & Foundercneider@clearviewcap.comH.F. (Pete) Doolittle, Partner & Founderpdoolittle@clearviewcap.comWilliam F. Case, Jr., Partnerwcase@clearviewcap.comPaul Caliento, Partnerpcaliento@clearviewcap.comLawrence R. Simon, Principallsimon@clearviewcap.comAnthony J. Veith, Principalaveith@clearviewcap.comMatt Rumilly, Vice Presidentmrumilly@clearviewcap.comJames C. Tucker, VP, Business Developmentjtucker@clearviewcap.comMatthew Blevins, Vice Presidentmblevins@clearviewcap.comJohn Cerra, CFOjcerra@clearviewcap.comCornerstone Equity Investors, LLCwww.cornerstone-equity.comNew YorkPELife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesMiddle MarketSince 1984, the professionals of Cornerstone Equity Investors, LLC have raised over $1.2 billion in committed capital. Cornerstone focuses on middle market leveraged buyouts of corporate divisions, closely held private companies and small capitalization public companies. Cornerstone's transactions average $100 million, with a range of $50-$350 million in enterprise value. The firm focuses on business services, healthcare and specialty manufacturing. The firm invests in companies with a minimum of $5 million of EBITDA. The Transaction Range for the firm is $15 - $250 million in enterprise value.

281 Tresser Boulevard, 12th FloorStamfordCT06901212-753-0901212-826-6798

Portfolio companies include:ArrayCommhttp://www.arraycomm.com/Centurion Wirelesshttp://en.wikipedia.org/wiki/CenturionKeystonehttp://www.keystoneresort.com/LionBridgehttp://www.lionbridge.com/Neptcohttp://www.neptco.com/Commodities Corp.http://en.wikipedia.org/wiki/Commodities_CorporationEquitrachttp://www.equitrac.com/Inflowhttp://www.inflowinventory.com/Comdatahttp://www.comdata.com/Dellhttp://en.wikipedia.org/wiki/Dell,_IncLinear Technologieshttp://www.linear.com/PictureTelhttp://www.answers.com/topic/picturetel-corpStorMediahttp://stormedia.info/VestComhttp://www.vestcom.com/VIPShttp://vips.com/Specialty Healthcare Serviceshttp://specialtyhealthcare.com/TrueTemper Sportshttp://truetemper.com/Auspexhttp://auspexpharma.com/Card Establishment Serviceshttp://www.acronymfinder.com/Card-Establishment-Services%2c-Inc-(now-FDMS-North-%2f-CardNet)-(CES).htmlInvestment Team:Robert H. Getz, Managing DirectorRgetz@conerstone-equity.comRobert A. Knox, Managing DirectorBknox@cornerstone-equity.comStephen L. Larson, Managing DirectorSlarson@cornerstone-equity.comMark Rossi, Managing DirectorMrossi@Ccornerstone-equity.comWilliam E. Austin, Jr. Chief Financial OfficerBaustin@cornerstone-equity.comDana O\'Brien, Managing DirectorDobrien@cornerstone-equity.comHealthcare Royalty Partnerswww.healthcareroyalty.comNew YorkVCLife Sciences & HealthcareEarlyHealthcare Royalty Partners (CHRP) is a leading global healthcare private equity firm with over $2 billion in capital under management. The firm invests principally in commercial stage healthcare companies and products through the purchase of traditional passive royalties, the creation of Synthetic Royalties: and structured debt and equity instruments. Healthcare Royalty Partners seeks to structure investments that create long-term value for the firm's investors and its three distinct groups of counterparties: (i) healthcare product companies; (ii) academic, research and non-profit institutions; and (iii) inventors. The firm was founded in January 2007 and closed its inaugural fund, Healthcare Royalty Partners, L.P., in July 2008 with over $500 million in capital commitments. CHRP invests in healthcare companies and products across a broad range of therapeutic areas predominately in the U.S. and European Union. The firm targets investments between $20 million and $150 million, but will invest in excess of $100 million under certain circumstances. In December 2011, the firm closed the largest private equity fund dedicated to healthcare royalty investments, HealthCare Royalty Partners II, L.P. and an affiliated fund.

300 Atlantic Street, 6th FloorStamfordCT06901646-562-1100646-562-1293

Portfolio companies include:Dyaxhttp://www.dyax.com/careers.htmlAEterna Zentarishttp://www.aezsinc.com/en/index.phpLifeCycle Pharmahttp://www.lifecyclepharma.com/about.cfmFosamprenavir Royaltyhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=46674581Ledgemont Royaltyhttp://cowenroyalty.com/content/portfolio/overview.htmSuveva Medicalhttp://greatbatchmedical.com/stories.aspx?s=aboutTCD Royaltyhttp://cowenroyalty.com/content/portfolio/overview.htmNeurogesXhttp://www.neurogesx.com/Zogenixhttp://www.zogenix.com/TearSciencehttp://www.tearscience.com/en/Pfizerhttp://www.pfizer.com/home/Nuron Biotechhttp://www.nuronbiotech.com/Galdermahttp://www.galderma.com/Raptor Pharmaceuticalshttp://www.raptorpharma.com/index.htmlAstellas Pharmahttp://www.astellas.us/Investment Team:Greg Brown, Managing Director, 646-562-1173Todd Davis, Managing Director, 646-562-1168Clarke Futch, Managing Director, 646-562-1167Paul J. Hadden, PrincipalMatthew Q. Reber, PrincipalWendy S. Liu, PrincipalDavenport Resources, LLCwww.davenportresources.comNew YorkVCInformation TechnologyEnergy & Clean TechEarlyFormed in 1995, Davenport Resources, LLC manages private equity funds and makes early stage venture capital investments in innovative technology and energy opportunities in the United States and Europe. Davenport invests in early and development stages in the following areas: clean technologies, infrastructure, and renewable power development. Davenport Resources comprises Davenport Power Projects, Private Equity Funds, and Direct Investments. The firm is focused on renewable electric power projects and regenerative technologies in the rapidly changing electric energy sector.

300 Atlantic St., Suite 301StamfordCT06901203-276-1600

Portfolio companies include:CASTionhttp://www.thermoenergy.com/Mycotechhttp://www.mycotechbiological.com/Canatxx British Gas Storagehttp://www.davenportresources.com/04/04portfolio.htmCyGenehttp://www.cygenelabs.com/ROOTShttp://usa.roots.com/Mensch & Natur AGhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28511809Interactive Retail Managementhttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=28522165Demegenhttp://www.demegen.com/I/Scribes Transcriptionhttp://www.scribetrans.com/Room Temperature Superconductorshttp://en.wikipedia.org/wiki/Room-temperature_superconductorInvestment Team:Hiram E. Bingham, Managing Directorhebingham@davenportresources.comDoug Perry, President & Managing Directordperry@davenportresources.comHiram A. Bingham, FounderDubin Clarkwww.dubinclark.comNew YorkPEInformation TechnologyLife Sciences & HealthcareConsumer ProductsReal EstateMiddle MarketDubin Clark & Company, founded in 1984, is a private equity investment firm whose sole activity is buying and building businesses in partnership with their management teams. Dubin Clark is a long-term investor, dedicated to creating value by helping companies grow. The firm does this through a coordinated approach that includes providing the capital necessary to support internal growth, completing add-on acquisitions to build market share, and helping to develop new strategies for the future, while protecting the independence, culture and values that made the company successful.

485 West Putnam AvenueGreenwichCT06830203-629-2030203-629-2235

Portfolio companies include:Tulsa Powerhttp://tulsapower.com/Action Targethttp://www.actiontarget.com/Signature Systemshttp://www.signature.net/Sentient Medical Systemshttp://sentientmedical.com/B&M Racing & Performance Productshttp://www.bmracing.com/bmracing/default.htmlCompUSAhttp://www.compusa.com/Artromick Internationalhttp://www.capsasolutions.com/Southland Log Homeshttp://www.southlandloghomes.com/Classic Party Rentalshttp://www.classicpartyrentals.com/Merexhttp://www.merexinc.com/Reel Power Internationalhttp://www.reelpower.com/Trim Partshttp://trimparts.com/Reel Powerhttp://www.reelpower.com/Investment Team:J. Thomas Clark, Founding Partnerclark@dubinclark.comRonald N. Dubin, Founding Partnerdubin@dubinclark.comTom Caracciolo, Managing Partnercaracciolo@dubinclark.comFrank Pados, Jr., Managing Partnerpados@dubinclark.comMichael P. Hompesch, Principalhompesch@dubinclark.comBrent L. Paris, Partnerparis@dubinclark.comEastven Venture Partners (EVP)www.eastven.comNew YorkVCInformation TechnologyCommunications & NetworkingEarlyEastven Venture Partners (EVP) is a communications technology venture capital firm. Eastven benefits from its heritage as the exclusive venture capital vehicle for Ericsson for Europe and North America. Today, as an independent venture capital firm, Eastven leverages deep industry experience and its relationships with Ericsson, Sony-Ericsson, enterprises such as Merrill Lynch, and operators around the world to add value to its portfolio companies. Eastven seeks investments in companies with exceptional management teams, that have unique and proprietary technology, and that seek to capitalize on sizeable market opportunities. EVP prefers to lead or co-lead early stage investments but will source and execute transactions across all stages. Eastven is focused on the communications technology market and will invest in network infrastructure, software, semiconductor, and enabling technology companies. The firm is particularly interested in next-generation IP-based infrastructure, and systems and applications in the service network layer.

17 Old Kings Highway South, Suite 140DarienCT06820203-857-4364

Portfolio companies include:Bytemobilehttp://www.bytemobile.com/RadioFrame Networkshttp://www.radioframe.com/Reefedgehttp://investing.businessweek.com/research/stocks/private/people.asp?privcapId=542745Vallenthttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=695606Kirusahttp://www.kirusa.com/Photobuckethttp://photobucket.com/Atruahttp://www.authentec.com/Investment Team:Jeff Low, Principaljl@evp.comMark McAndrews, Principalmmc@evp.comMark Maybell, Principalmm@evp.comSharat Raghavan, Principalsr@evp.comEndeavor Capital Managementwww.endeavorcap.comNew YorkVCPESECSoftware & InternetCommunications & NetworkingEnergy & Clean TechManufacturing & IndustrialBusiness ServicesGrowthExpansionMiddle MarketFounded in 1988, Endeavor Capital Management invests in businesses that offer proprietary products or services in large, growing or changing industries. Endeavor typically acquires its equity ownership through direct investments in promising companies (both buyouts and venture investments). In addition, Endeavor purchases small venture portfolios, (direct secondaries), acquiring ownership interests in multiple businesses from a selling individual or institutional shareholder. On the venture side, the firm's target investments are often considered too small (in investment size) or "unpolished" by larger private equity funds. In general, Endeavor's targeted investments already sell products to existing customers, but have not yet penetrated markets sufficiently to realize their full valuation potential. Endeavor also pursues small to mid-size buyouts (transaction sizes up to $50 million), where the initial business can be used as a platform company pursuing both organic growth and consolidating acquisitions in a specific industry. The firm is particularly interested in out of favor industries or special situations where valuations are relatively low and a company can take advantage of technology to materially alter its operating economics. Endeavor's average investment ranges from $500,000 to $5 million, but the firm has invested $10 million over the life of an investment, and, with limited partners and co-investors, over $20 million. The firm is somewhat opportunistic in terms of industry-focus; however, Endeavor is currently pursuing investments offering products or services that are technology-oriented in the following industries: Environmental Technologies, Energy and Utilities, Communications, Software, Business Processes Outsourcing, and Special situations in which manufacturing or service businesses alter a company's operation economics and competitive strength through technology. Endeavor works with companies in North America and European Union.

101 Birch Hill RoadWestonCT06883203-341-7788203-341-7799

Portfolio companies include:Clean Air Powerhttp://www.cleanairpower.com/Enerwise Global Technologieshttp://enerwise.com/SmartSynchhttp://www.smartsynch.com/Nxtphasehttp://www.nxtphase.com/Perfect Commercehttp://www.perfect.com/Sawgrass Technologieshttp://www.sawgrassink.com/SoftSwitching Technologieshttp://www.softswitch.com/sst/index.doNWP Serviceshttp://www.mynwpsc.com/xwsHome/APXhttp://www.apx.com/Investment Team:Anthony Buffa, Managing General Partnerabuffa@endeavorcap.comDane Coyer, Venture PartnerNancy Haar, General Partnernhaar@endeavorcap.comThomas Buffa, General Counseltbuffa@endeavorcap.comFrank Gallagi, Venture PartnerEquinox Capitalwww.equinox-capital.comNew YorkPEInformation TechnologyLife Sciences & HealthcareMiddle MarketEstablished in 1998, Equinox is a Connecticut-based private equity firm specializing in making equity and equity-related investments in small to medium-sized companies. Equinox primarily acquires controlling interests in quality companies at the lower-end of the middle-market with enterprise values in the $10 to $50 million range, a history of operating profitability and strong growth prospects. Equinox invests in a wide range of industries, and typically focuses on companies that can benefit from a partnership with the firm. Equinox manages approximately $75 million in committed capital and is licensed as a Small Business Investment Company by the U.S. Small Business Administration. Equinox's transactions are typically in one, or a variation, of the following forms: Owner Recapitalization, Outright Purchase, Add-On Acquisition, Growth Capital, Management-led Buyout, Management-led Public to Private Transaction, and Turnarounds.

41 West Putnam AvenueGreenwichCT06830203-622-1605203-622-4684

Portfolio companies include:Medical University of the Americashttp://www.mua.edu/mua/Comprehensive NeuroSciencehttp://www.comprehensivecd.com/Saba Universityhttp://www.saba.edu/saba/index.phpSt. Matthew's Universityhttp://www.stmatthews.edu/Cushcrafthttp://www.cushcraftamateur.com/Care Management Technologieshttp://cmthealthcare.com/Index.aspxDiamond Communication Productshttp://www.diamondgroup.com/diamond_communications.htmlSierra Education Finance Corp.http://www.equinox-capital.com/index.php/select-transactionsInvestment Team:Steven C. Rodger, Managing Partnerscr@equinox-capital.comGregory S. Czuba, Managing DirectorDonald J. Donahue Jr., Managing DirectorPatrick J. Donnellan, Managing DirectorFerrer Freeman & Company, LLCwww.ffandco.comNew YorkPELife Sciences & HealthcareMiddle MarketFounded in 1995, Ferrer Freeman & Company, LLC is a private equity firm located in Greenwich, CT that invests exclusively in healthcare and healthcare-related companies. Unlike generalist private equity investors for whom healthcare is one of many sectors of interest, FFC is completely dedicated to the industry. Within the healthcare industry, FFC invests in Healthcare Services, Clinical Products, and Outsourcing/Infrastructure. FFC manages approximately $900 million, primarily in three institutional funds: FFC Partners I, FFC Partners II, and FFC Partners III. FFC Partners I and II are fully invested and FFC is currently investing from FFC Partners III. FFC seeks to invest between $15 million and $45 million in equity in each portfolio company. FFC invests in growth capital and buildups as well as selectively in buyouts.

10 Glenville StreetGreenwichCT06831203-532-8011203-532-8016

Portfolio companies include:Ancillary Advantagehttp://ancillaryadvantage.com/Ardent Health Serviceshttp://www.ardenthealth.com/Ernest Healthhttp://www.ernesthealth.com/K2Mhttp://www.k2m.com/Drive Medicalhttp://www.imdb.com/title/tt0780504/AgaMatrixhttp://www.wavesense.info/Webmedxhttp://www.webmedx.com/Aerocare USAhttp://www.aerocareusa.com/Biotixhttp://www.biotixinc.com/Vitalizehttp://getvitalized.com/AeroCare Holdingshttp://www.aerocareusa.com/Ameritahttp://ameritaiv.com/Genova Diagnosticshttp://www.gdx.net/Preferred Care Partners Holding http://www.mypreferredcare.com/Reliant Renal Carehttp://reliantrenalcare.com/Arcadia Solutionshttp://arcadiasolutions.com/Informed Medical Communicationshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=345328Investment Team:Carlos A. Ferrer, Founding Membercferrer@ffandco.comDavid A. Freeman, Founding Memberdfreeman@ffandco.comTed Lundberg, Membertlundberg@ffandcoRyan Kirkpatrick, MemberJustin Yang, MemberMichelle Larkins, VP Finance & Administrationmlarkins@ffandco.comNicole Sansone, ControllerFirst Reserve Corporationwww.firstreserve.comNew YorkPEEnergy & Clean TechMiddle MarketFirst Reserve is an independently owned firm whose current management team, in place since 1983, collectively has more than 300 years of energy investment experience. The firm has invested $18 billion and made over 100 platform acquisitions, First Reserve is the oldest and largest buyout group to focus exclusively on a strategy of diversified energy investments. First Reserve invests in a broad range of segments within the energy industry including: (i) Oilfield Services, such as drilling service providers and wellhead equipment manufacturers; (ii) Energy Infrastructure and Power, such as firms that engineer LNG and natural gas processing facilities or produce power; and (iii) Energy Reserves, such as oil, natural gas, coal producers, as well as uranium, iron ore and other minerals. First Reserve's partnership, First Reserve Fund XI, closed with approximately $8 billion in July 2006. First Reserve funds have completed principal transactions with an aggregate total value of over $10 billion. First Reserve generally targets investments in global energy companies with enterprise values of up to $10 billion. First Reserve maintains additional offices in Houston and London.

One Lafayette PlaceGreenwichCT06830203-661-6601203-661-6729

Portfolio companies include:Accord Nuclear Resourceshttp://www.accordnuclearresources.com/2-experience.htmlRemora Energyhttp://www.remoraenergy.com/Southern Cross Coal Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=247009789Ren Grouphttp://www.9rengroup.com/Dof Subseahttp://www.dofsubsea.com/Genpower Holdingshttp://www.genpower.net/Acteon Grouphttp://www.acteongroup.com/AMCI Capitalhttp://amcicapital.com/Bahamas Oil Refining Company Internationalhttp://investing.businessweek.com/businessweek/research/stocks/private/snapshot.asp?privcapId=34179195Osage Bio Energyhttp://www.osagebioenergy.com/Abengoahttp://www.abengoa.com/Amromco Energyhttp://amromco.com/Ansaldo Energiahttp://www.ansaldoenergia.com/Brand Energy and Infrastructure Serviceshttp://www.beis.com/CHC Helicopterhttp://www.chc.ca/China Coal Energyhttp://www.chinacoalenergy.com/Cobalt International Energyhttp://www.cobaltintl.com/Connect Resource Serviceshttp://connectresourceservices.com.au/Dof Subseahttp://www.dofsubsea.com/Energy Credit Partnershttp://www.ecpinc.net/First Caribbean Power and Midstreamhttp://www.firstreserve.com/go.asp?Go=!SiteStation&x=TPLGen&ResType=Folder&ResID=631&TPL=PortfolioFolderTemplate.htmFirst ECA Midstreamhttp://www.firstecamidstream.com/Fort Detrick Energyhttp://www.detrick.army.mil/dpw/engdiv.cfmFR Midstream Holdingshttp://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=138548483GenPower Holdingshttp://www.genpower.net/Glencore Internationalhttp://www.glencore.com/Kenersys Grouphttp://kenersys.com/KrisEnergyhttp://krisenergy.com/Midstates Petroleumhttp://www.midstatespetroleum.com/Mountaineer Keystonehttp://mountaineer.keystonerv.com/Investment Team:William E. Macaulay, Chairman & CEOJohn A. Hill, Vice ChairmanJeffrey K. Quake, Managing DirectorCathleen M. Ellsworth, Managing Directorcellsworth@firstreserve.comAlex T. Krueger, Managing Director (London)Will Honeybourne, Managing Directorwhoneybourne@frcorp.comKenneth W. Moore, Managing DirectorAlan G. Schwartz, Managing Directoraschwartz@firstreserve.comJennifer C. Zarrilli, Managing Director & CFOjzarrilli@firstreserve.comChristopher K. Hearn, Managing DirectorEdward T. Bialas, DirectorWilliam R. Brown, Vice President (Houston)David A. Posner, Managing DirectorJoshua R. Weiner, Managing Directorjweiner@firstreserve.comFive Mile Capital Partners, LLCwww.fivemilecapital.comNew YorkPEFinancial ServicesReal EstateMiddle MarketFive Mile Capital Partners, LLC is an alternative investment and asset management company established in 2003. The firm specializes in investment opportunities in real estate, debt products, structured finance, asset-based lending and financial services private equity. Five Mile has approximately $2 billion in assets under management. Five Mile's Principals have significant experience, knowledge and skills relevant to the financial services industry. The firm recently announced a deal with an asset management firm controlled by Mitsubishi.

Three Stamford Plaza12th FloorStamfordCT06901203-905-0950 203-905-0954

Portfolio companies include:Prime Group Realty Trusthttp://www.pgrt.com/Lakeforest Mallhttp://www.shoplakeforest.com/Investment Team:Brian R. Lara, Managing Directorblara@fivemilecapital.comSteven P. Baum, Managing MemberThomas A. Kendall, Managing Membertkendall@fivemilecapital.comKonrad R. Kruger, Managing MemberJames G. Glasgow Jr., Portfolio Manager, Managing Directorjglasgow@fivemilecapital.comJoseph Piscina, Portfolio Manager, Managing Directorjpiscina@fivemilecapital.comRobert A. Catarella, Managing Directorrcatarella@fivemilecapital.comDavid J. Lattimer, Managing DirectorByung H. Lee, Managing DirectorScott Leitman, Managing Directorsleitman@fivemilecapital.comAlmond L. Nickerson III, Managing DirectorTao Li, Managing DirectorDavid Reynolds, Managing DirectorBrian M. Tortorella, Managing DirectorBharath T. Srikrishnan, Managing DirectorRaymond Yen, Executive DirectorLargim Vinca, Managing DirectorDeborah S. Chun, Managing DirectorFLAG Capitalwww.flagcapital.comNew YorkFOFInformation TechnologyCommunications & NetworkingLife Sciences & HealthcareReal EstateEarlyGrowthExpansionMiddle MarketEstablished in 1994 with a focus on constructing portfolios of leading venture capital managers, Flag Capital has since built upon their venture capital foundation and expanded it to include private equity and real assets. Flag Capital annually commits over $350 million to general partners worldwide in venture capital, private equity, and real asset investments through its four different fund strategies: FLAG Venture Partners, FLAG Private Equity, FLAG International Partners, and FLAG Real Assets Partners. The firm invests a significant amount of capital alongside its Limited Partners to assure that its interests are aligned. FLAG does not make direct investments in portfolio companies as the firm believes it requires a different skill set and may also introduce conflicts of interest. Over the next three years, FLAG Venture Partners (FVP) plans to invest in early and multi-stage companies with a focus in communications, technology, and healthcare. The FPE funds invest in a select group of high quality managers across the private equity continuum gaining exposure to different deal sizes, while achieving concentration with proven buyout, growth capital and turnaround funds. With offices in offices in Boston, Hong Kong, and Stamford, Connecticut, FLAG International Partners (FIP) invests with esteemed non-U.S. private equity and venture capital managers with a particular focus on European private equity, European and Israeli venture capital, and Asian private equity and venture capital in both developed and emerging markets.

1266 East Main Street, 5th Floor StamfordCT06902203-352-0440 203-352-0441

Portfolio companies include:N/AN/AInvestment Team:Diana H. Frazier, Founding Partnerdiana@flagcapital.comPeter Lawrence, Founding Partnerpeter@flagcapital.comPeter Denious, Partnerpeterd@flagcapital.comAlbert Chen, Associatealbert@flagcapital.comMichael Bell, Associatemike@flagcapital.comKirsten Morin, Associatekirsten@flagcapital.comMichelle DeMartino, Assistant Vice Presidentmichelle@flagcapital.comPeter Fink, Partnerpeter.fink@flagcapital.comDaniel Iamiceli, Chief Financial Officerdaniel.iamiceli@flagcapital.comFoundation Medical Partnerswww.foundmed.comNew YorkVCLife Sciences & HealthcareMedical DeviceEarlyFoundation Medical Partners is a leading national, independent, healthcare venture capital investment firm. Foundation was formed in 2001 with the vision of bringing together cutting edge life science expertise with deep company-building experience. Foundation specializes in early stage investments in the medical device, biopharmaceutical, and predictive medicine technology sectors. Foundation Medical Partners was an early, active venture investor in such now-public companies as AtriCure (NASDAQ: ATRC), CardioNet (NASDAQ: BEAT), Combinatorx (NASDAQ: CRXX), and Northstar Neuroscience (NASDAQ: NSTR), as well as a portfolio of other market-leading privately held firms. Foundation actively manages over $200 million in venture capital, with a current market capitalization of its healthcare investments totaling over $2 billion. Foundation Medical Partners' strategic limited partner, Cleveland Clinic, is one of the most widely recognized and innovative medical centers in the world. Foundation's special relationship with Cleveland Clinic allows the firm and its portfolio companies to directly access and work closely with physicians, surgeons, and scientists throughout Cleveland Clinic.

105 Rowayton AvenueRowaytonCT06853203-851-3900203-831-8289

Portfolio companies include:CircuLitehttp://circulite.net/BridgePoint Medicalhttp://www.bostonscientific.com/interventional-cardiology/coronary-cto-system.htmlIlluminosshttp://illuminoss.com/Visiogenhttp://visiogen.com/CombinatoRxhttp://www.zalicus.com/Direct Flow Medicalhttp://www.directflowmedical.com/EndoGastric Solutionshttp://www.endogastricsolutions.com/Histogenicshttp://www.businesswire.com/news/home/20111012005527/en/Histogenics-Appoints-Scientific-Advisory-Board-Comprised-RegenerativeAtriCurehttp://www.atricure.com/NeuroVistahttp://neurovista.com/Spine Wavehttp://www.spinewave.com/CardioMEMShttp://www.cardiomems.com/CardioNethttp://www.cardionet.com/Functional Neuromodulationhttp://www.functionalneuromodulation.com/Immuniconhttp://www.immunicon.com/Marinus Pharmaceuticalshttp://marinuspharma.com/Northstar Neurosciencehttp://www.northstarneuro.com/Semprus Bioscienceshttp://semprusbio.com/SetPoint Medicalhttp://setpointmedical.com/Vertos Medicalhttp://www.vertosmed.com/index.phpi1 Biometricshttp://www.i1biometrics.com/Investment Team:Andrew D. Firlik MD, General Partnerafirlik@foundmed.comHarry T. Rein, General Partnerhrein@foundmed.comLee R. Wrubel MD, General Partnerlwrubel@foundmed.comA. Marc Gillinov MD, Clinical Partnermgillinov@foundmed.comJohn P. Sullivan, Principaljsullivan@foundmed.comKevin W. Sharer, Partnerksharer@foundmed.comGalen Partnerswww.galen.comNew YorkVCInformation TechnologyLife Sciences & HealthcareMedical DeviceGrowthExpansionGalen Partners is a Stamford-based, private equity firm focused on healthcare information technology/outsourcing, medical devices and specialty pharmaceutical companies. The firm recently raised $250 million for its fifth investment fund. Since 1990, Galen has built an investment portfolio with an aggregate market value of over $10 billion-and helped 70 of its portfolio companies navigate through the paths of public offerings, debt financings, and mergers and acquisitions. The firm typically invests $15 to $25 million in transactions, with a minimum initial investment of $10 million, but has led transactions requiring upwards of $100 million of equity. Galen seeks to invest in healthcare growth equity companies with proprietary products or services that have attained a revenue run-rate above $10 million and have near-term prospects for positive cash flow. Galen currently has nearly $1 billion under management.

680 Washington Boulevard, 11th FloorStamfordCT06901203-653-6400203-653-6499

Portfolio companies include:Derma Scienceshttp://www.dermasciences.com/InTouch Healthhttp://www.intouchhealth.com/Integrated Diagnostic Centershttp://idconline.net/lifeImagehttp://www.lifeimage.com/solutions/overviewONI Medical Systemshttp://onimri.com/Soteirahttp://www.soteira.ch/Cardivahttp://cardivamedical.com/MedAssetshttp://www.medassets.com/EchoServehttp://www.echoserve.com.sa/Aperiohttp://www.aperio.com/Dakimhttp://www.dakim.com/Acura Pharmaceuticalshttp://acurapharm.com/Tactile Systems Technologyhttp://www.tactilesystems.com/Tech Pharmacy Serviceshttp://www.advancedpharmacy.com/USHIFUhttp://www.ushifu.com/National Rehab Equipmenthttp://nationalrehab.com/contact.htmlPeriGenhttp://perigen.com/Unisyn Medical Technologieshttp://www.unisynmedical.com/SonaCare Medicalhttp://www.prnewswire.com/news-releases/sonacare-medical-to-launch-fda-cleared-sonatherm-hifu-surgical-ablation-system-at-american-urology-association-aua-annual-meeting-205782311.htmlInternational Medical Grouphttp://www.img.co.ug/Sharecarehttp://www.sharecare.com/Cambrooke Foodshttp://www.cambrookefoods.com/Nautilus Neuroscienceshttp://www.nautilusneurosciences.com/Quotient Biodiagnostics Holdingshttp://www.quotientbd.com/Investment Team:David Azad, Managing Director, 203-653-6423dazed@galen.comStacey Bauer, Chief Financial Officer, 203-653-6473sbauer@galen.comTerry Gregg, Special Venture Partner, 203-653-6400tgregg@galen.comDavid Jahns, Managing Director, 203-653-6440djahns@galen.comJeff Soinski, Special Venture Partner, 303-951-8040jsoinski@unisynmedical.comJudith Starkey, Special Venture Partner, 404-434-8425j.p.e.starkey@gmail.comSteve Shapiro, Special Venture Partner, 203-653-6470sshapiro@galen.comZubeen Shroff, Managing Partner, 203-653-6430zshroff@galen.comBruce Wesson, Senior Advisor, 203-653-6420bwesson@galen.comBill Williams, Special Venture Partner, 203-653-6472bwilliams@galen.comL. John Wilkerson, Senior Advisor, 203-653-6450wilker@galen.comRavinder Singh, Controller/Analystrsingh@galen.comMichael R. Burcham, Special Venture Partnermichael@michaelburcham.comKen Davidson, Special Venture Partnerkdavidson@galen.comGE Capitalwww.gecapital.comNew YorkVCPEVDInformation TechnologySoftware & InternetCommunications & NetworkingMedia & Digital MediaEnergy & Clean TechLife Sciences & HealthcareSports & EntertainmentReal EstateMiddle MarketGE Capital is a leading global financial services business. GE Capital offers a wide range of financing solutions including Commercial Lending and Leasing, Energy Financial Services, Consumer Financing, Real Estate Financing, and GE Capital Aviation Services. Among several investment vehicles, the Peacock Equity Fund is a partnership between GE Commercial Finance (Media, Communications & Entertainment) and NBC Universal. Peacock Equity is a $250 million global fund focusing on companies developing technologies, platforms or business models with strong strategic synergies with NBC Universal in a wide-range of areas, including advertising, digital content and communities, health, technology and wireless/online. Individual investments range from $3 million to $25 million. GE Energy Financial Services builds relationships with private and public energy and water customers that have compelling business models and well-defined strategies by structuring investments and financings to meet their needs. The firm invest globally with a long-term view, across the capital spectrum to help our customers and GE grow. GE offers structured, common and second- and third-stage venture equity, debt, including arranging services, leases, partnerships, project finance, and broad-based commercial finance.

901 Main Ave. NorwalkCT06851203-840-6300

(New York City Office)299 Park Avenue, #3New YorkNY10171212-207-8105 Portfolio companies include:Healthlinehttp://www.healthline.com/Trionhttp://www.trion.com/ADiFyhttp://www.coxdigitalsolutions.com/FireBrandhttp://www.firebrandtech.com/IGA Worldwidehttp://www.igaworldwide.com/Teradatahttp://www.teradata.com/JetBluehttp://jetblue.com/Triumphhttp://www.triumphmotorcycles.com/SunPowerhttp://us.sunpowercorp.com/Pivotal Softwarehttp://www.aptean.com/en/Solutions/By-Product-Name-AZ/Pivotal-CRMInvestment Team:Michael A. Neal, Chairman & CEOWilliam H. Cary, COOJeffrey S. Bornstein, CFOKathy Cassidy, Senior Vice President & TreasurerGE Ventureswww.ge.com/company/ge-venturesNew YorkCVCLife Sciences & HealthcareMedical DeviceEarlyGE Ventures combines capital, technical and commercial expertise, infrastructure, and the GE global network of businesses and partners to scale great ideas while driving growth for the firm's start-up partners and GE. With a focus on software, healthcare, energy, advanced manufacturing and financial & digital services, GE Ventures offers a tailored approach, from partnering to investing and advising. GE Ventures invests primarily in early to mid-stage companies. While historically focused on Series B and C rounds, GE Ventures has expanded participation to include support of accelerators and investing seed and Series A capital.

3135 Easton TurnpikeFairfieldCT06828-0001203-956-4413

Portfolio companies include:C8 MediSensorshttp://www.c8medisensors.com/Check-Caphttp://www.check-cap.com/NanoStringhttp://www.nanostring.com/On-Ramp Wirelesshttp://www.onrampwireless.com/Oblong Industrieshttp://www.oblong.com/Investment Team:Beth Comstock, SVP & CMObeth.comstock@ge.comMark Little, SVP & CTOSue Siegel, CEO healthymaginationColleen Calhoun, Senior Executive Director at Energy VenturesMichael Idelchik, VP of Advanced Technologies at GE ResearchBrett May, Head of Corporate BD and StrategyRafael Torres, Senior Managing Directorrafael.torres@ge.comRodney D. Altman, Managing Director at healthymagination FundRicardo Angel, Managing Director at Energy VenturesNoah Lewis, Managing DirectorMark Wight, Managing Director CollaborationLisa Coca, Managing Director Commercial Development & OperationsLeon, Mayer & Co.www.leonmayer.comPEInformation TechnologyMedia & Digital MediaLife Sciences & HealthcareManufacturing & IndustrialBusiness ServicesConsumer ProductsEducation & TrainingSports & EntertainmentReal EstateMiddle MarketLeon, Mayer & Co. (LM) is a private equity and financial advisory firm based in Miami and New York. LM's private equity practice is divided into real estate and hospitality acquisitions, and corporate acquisitions. The firm's financial advisory practice advises select clients on financing, and merger and acquisition transactions. LM's real estate and hospitality practice focuses primarily on the acquisition, financing, redevelopment, and management of existing hospitality and residential properties in select metropolitan markets in the U.S., Latin America, and the Caribbean. The firm's corporate acquisitions practice focuses on the acquisition of small-cap companies throughout the U.S. that present value-added and turnaround opportunities that can benefit from more focused management and improved operating efficiency. LM seeks to forge close partnerships with strong management talent to enhance asset value by clearly defining strategic direction, deploying the requisite capital investment to support plans and providing close asset oversight. The firm focuses primarily on transactions with a total value of $20 million to $100 million. LM's professionals have completed over $150 billion in acquisition and financing transactions across a wide array of industries including telecom, technology, media, entertainment, business services, consumer products, health care, education and real estate. LM was co-founded by Andro Nodarse-Leon and Benjamin G. Mayer in August 2005.

848 Brickell Avenue, Suite 1010 MiamiFL33131305-358-7720 305-358-7727

Portfolio companies include:ATLAS Traffic Management Systemshttp://www.atlastms.com/Reader's Digest Associationhttp://www.rda.com/MROhttp://finance.yahoo.com/q?s=MROOne Communicationshttp://www.onecommunications.com/Corninghttp://www.corning.com/index.aspxInfocrossinghttp://infocrossing.com/Verification Bureauhttp://www.manta.com/c/mmjsgdl/verification-bureauIvax Pharmaceuticalshttp://www.tevausa.com/Comcasthttp://www.comcast.com/AT&Thttp://www.att.com/Comversehttp://www.comverse.com/NuVoxhttps://support.nuvox.net/IQCohttp://www.iqco.com/Burger Kinghttp://www.bk.com/Hyatt Hotelshttp://en.wikipedia.org/wiki/Hyatt_HotelsKaplan Learning Technologieshttp://www.selftestsoftware.com/default.aspxSealyhttp://www.sealy.com/Savvishttp://www.savvis.com/Nuancehttp://www.nuance.com/Simpson Industrieshttp://simpsonindustries.net/Carulla Vivero S.A.http://investing.businessweek.com/research/stocks/private/snapshot.asp?privcapId=874777Alcatel Microelectronicshttp://www3.alcatel-lucent.com/alcatel/Medical Card Systemhttps://www.medicalcardsystem.com/MCMSMCSEsp08/Home.aspxAMG Radiologyhttp://www.amgmedicalgroup.com/Hanger Orthopedic Grouphttp://www.hanger.com/Investment Team:Andro Nodarse-Leon, Managing Partneranleon@leonmayer.comBenjamin G. Mayer, Managing Partnerbmayer@leonmayer.comNeil DeSilva, CFA, Principalndesilva@leonmayer.comRicardo Campo, Principalrcampo@leonmayer.comJohn C. Tolbert, PartnerMichael R. McMahon, Managing DirectorIgnacio M. DuQuesne, AssociateCarl C. Mbao Analyst